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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 July 1971 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, ’’Statement of Changes in Beneficial Ownership of Securities,” filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE T O SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D” - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank HVM - Voting trustee "T" - Trustee ,lMn - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale HBM - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion ”FM - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X” - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. ,fl,f - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. " 2 " - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. n3n - Same as in "2,11 except that reporter disclaims any admission that he is the beneficial owner of the securities. "A” - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as ,f4,n except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS A N D M O N T H - E N D OW N E R S H I P Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from July 11, 1971 to August 10, 1971 IMPORTANT - See Guide to Symbols on preceding page. REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) Bill Zentz OD 6-3-71 6-11-71 400 400 5,141 BANK OF DEARBORN (Michigan) Hugh M. Archer D Frank C. Padzieski* D ^Amended Report 4-12-71 4-23-71 6-9-71 7-13-71 2-11-71 4-12-71 6-9-71 6-15-71 7-2-71 7-13-71 4-12-71 S 6 100 106 200 100 100 S 2S 443 106 50 100 100 8,005 1,425 100 -0- 79 BANK OF DELAWARE (Wilmington) 0 6-9-71 H. Melville Brush OD 7-7-71 Attmore Robinson, Jr. D 7-29-71 Walter T. White BANK OF SMITHTOWN (New York) Robert E. Dalrymple Claude 0. Darby 50 4,035 • CHEMUNG CANAL TRUST COMPANY (Elmira, New York) CITIZENS COMMERCIAL AND SAVING! BANK ( Flint, Michigan) 4,270 360 D 7-21-71 150 D 6-17-71 6-18-71 6-17-71 6-18-71 4 3,799 j 320 2 96 320 121 2,720 -2- FR 671 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK AGGREGATE TRANSACTIONS P 5» CO CO > DATE OF TRANSACTION 32 q H Bought or Otherwise CO § Acquired B as Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITIZENS COMMERCIAL AND SAVINGS BANK (Continued) Donald E. Johnson, Jr. Lyle Knopf D D 6- 7-71 6- 7-71 2 177 13 43 6 18 180 4,900 817 116 3,200 4- 8-71 4-26-71 2 50 50 6- 8-71 6-23-71 7-12-71 7-16-71 2 2 2 2 131 107 327 49 50,614 7- 1-71 2 2 150 250 938 462 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville,Ky .) Dinwiddle Lampton, Jr. J. A. Paradis 418 D D COMMERCE UNION BANK (Nashville, Tennessee) Charles Moughon D 6-28-71 5,100 4,233 -3- FR 671 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION 'RANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK -4- AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE HARTER BANK AND TRUST CO (Canton, Ohio) Brinca R. Root John B. Root 0 0 3-24-71 7-12-71 100 1,000 7- 2-71 1,000 2,825 60 371 $8,600 $1,400 Capital Notes Capital Notes George W. Seanor Capital Notes 4,111 2 D 7-12-71 100 300 $500 0 7- 9-71 120 1,932 D 7-12-71 7-30-71 110 50 HEMPSTEAD BANK (New York) Hugh J. McClair MERCHANTS BANK OF NEW YORK (New York City) Spencer B. Witty 4,072 1,155 2 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift Incentive Plan r 6-15-71 6-24-71 6-28-71 6-29-71 7- 9-71 600 1,000 500 246 1,100 24,909 -5- T T hT" ■fS r< > M O BANK REPORTING PERSON INDIRECT ACCOUNT AGGREGATE W £! cn in > TRANSACTIONS PC q M M m DATE Sold or Bought or O rc G O z M OF Otherwise Otherwise k: Disposed of TRANSACTION k t** Acquired MONTH-END OWNERSHIP THE OHIO CITIZENS TRUST COMPANY (Toledo) Marvin H. Rorick, Jr. 0 7-14-71 7-23-71 50 10 2 2,125 162 PIEDMONT TRUST BANK (Martinsville, Virginia) William C. Beeler Leon Globman D D 7-6-71 7-15-71 300 300 7-24-71 1,274 100 320 24 2,000 21,599 73,137 2 PEOPLES BANK AND TRUST COMPANY (Montgomery, Alabama) Tine W. Davis Robert S. Gaddis D D 7-6-71 6-11-71 2 11-2-71 7-23-71 2 500 720 5,500 SEATTLE TRUST AND SAVINGS BANK (Washington) Arthur A. Nordhoff D 7-19-71 100 800 24 2 Thomas M. Pelly D 6-28-71 200 7,116 OD 7-29-71 155 3,302 Sanders H. Campbell D 6-24-71 7,024 7,124 C. W. Cassidy, Jr. D 6-24-71 1,757 1,942 J. M. Haggar D 6-24-71 1,757 3,109 SOUTHWEST BANK OF MISSOURI St. Louis) Charles M. Hennemeyer TEXAS BANK & TRUST (Dallas -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TEXAS BANK (Continued) 0. C. Lindemann OD 6-24-71 7,024 14,646 R. Vincent Lynch D 6-24-71 1,757 1,757 William F. Neale, Jr. D 6-24-71 3,512 4,928 W. W. Overton, Jr. 0 6-24-71 Roland R. Pelt D 6-24-71 7*024 9,159 Peter P. Stewart D 6-24-71 3,513 3,924 Jere W. Thompson D 6-24-71 3,512 3,992 William E. Weatherford D 6-24-71 7,024 9,897 John D. Williamson U 6-24-71 3,512 4,353 OD 7-16-71 100 2,664 3,408 4,353 70,000 14,783 TRUST COMPANY OF GEORGIA (Atlanta) George S. Craft 2 2 UNION COUNTY TRUST COMPANY (Elizabeth. New Jersey) Raymond W. Bauer Robert J . Bauer D 4 4 2 2 57 4 4 3 2 3 3 57 D 6-28-71 18,951 13,767 1,814 1,035 4,391 17,520 13,767 1,814 3,730 10,632 386 2,165 -7- FR 671 •O-H-BANK REPORTING PERSON INDIRECT ACCOUNT £ f 5 M § C/3 S WC tT l DATE OF TRANSACTION *TJ AGGREGATE TRANSACTIONS 525 pd cn cn > SC q M Hi Bought or m o Otherwise CO 525 Acquired © 25 Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION COUNTY TRUST COMPANY (Continued) Carton S. Stallard John K. P. Stone, Jr. 4 2 4 4,147 704 2,885 510 3 3 2,520 105 -0- 125 6-21-71 D OD 1,050 THE UNION SAVINGS AND TRUST COMB&NY (Warren. Ohio) Donald J. Reese 378 70 355 95 332 100 6-16-71 D 3 2 2 2 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 135 32 40 7-27-71 7-28-71 7-30-71 33,091 VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack Emerson S . Sturdevant D D 6-25-71 27*040 6-25-71 27,040 2 K. J. Sullivan D 6-25-71 E. Parry Thomas D 6-25-71 35,138 126,691 31,129 67,000 27,040 2 27,040 2 2 I 106,385 100 30 -8- FR 671 -O-H- AGGREGATE TRANSACTIONS 5» BANK REPORTING PERSON o z CA INDIRECT ACCOUNT EC nj DATE OF TRANSACTION 3 > O H M CA § ► z Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP o WARREN BANK (Michigan) David Lebenbom 5% Convertible Cap, Notes D 6-18-71 262 Harold Samhat D 5667- 63 357 50 36 25-71 15-71 18-71 20-71 1,609 $15,600 605
