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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 July 1970 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through >-p holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were £iled with the Board of Governors of the Federal Reserve System during the period from July 11, 1970 to August 10, 1970 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB0 REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) Common Stock John S. Albright 0 BOC Investment Company * B Horace C. Ford * BOC Investment Company D Thomas G. Gies * BOC Investment Company D Norman E. Kleinert * BOC Investment Company 0 Donald H. Parsons * OD BOC Investment Company Parsons Investment Co. John P. Trenholm 0 Thomas H. Wagner * BOC Investment Company Parsons Investment Co. OE 7-13-70 7-15-70 7-16-70 S 1- 5-70 1,931 1,000 4,000 500 294 209 698,956 1- 5-70 2 209 696 698,956 1- 5-70 2 209 -0698,956 1- 5-70 2 209 1,519 298,956 4-13-70 4-16-70 1- 5-70 2 2 7-16-70 1- 5-70 2 2 1,000 400 209 1,698 698,956 759,402 225 675 209 2,025 698,956 759,402 * Amended Report Common Stock Warrants Donald H. Parsons Parsons Investment Co. BOC Investment Company Griswold Investment Co. 01 6-15-70 15,000 2 2 2 15,051 75,000 90,100 30,000 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND ' OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (Continued) 5.82% Cumulative Preferred Stock Donald H. Parsons Parsons Investment Co. BOC Investment Company Griswold Investment Co. OD 6-15-70 15,000 15,051 75,000 90,000 30,000 2 2 2 THE BANK OF NEW JERSEY (Camden) Albert C . Strang William A. Stretch M. F. Van Istendal, Jr. OD D D 7- 1-70 7- 1-70 2 419 5 8,799 107 6-30-70 6-30-70 6-30-70 6-30-70 2 2 2 19 9 17 17 408 195 364 364 6-30-70 6-30-70 2 68 7 1,438 151 CENTRAL BANK (Monroe, La.) (Formerly Central Savings Bank and Trust Company) G . L . Morgan D George G. Weaks D 1,000 6-12-70 6-12-70 2 1,303 3,315 1,568 172 COMMERCE UNION BANK (Nashville, Tennessee) Edward Nelson * 0 204 5-28-70 2 2 * Amended Report 8,000 1 115 CORPUS CHRISTI BANK & TRUST (Texas) H. C. Heldenfels Lucian L. Morrison, Jr. D D 6- 3-70 6-22-70 6-22-70 245 100 3,837 100 670 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COUNTY TRUST COMPANY (Tenafly, New Jersey) Lester A. Ahlers D 3- 2-70 Stewart F. Alexander D 3333- Theodore J. Brassel Richard A. Callahan D D 51 5,145 2-70 2-70 2-70 2-70 2 2 2 100 11 12 78 10,100 1,071 1,152 7,894 3- 2-70 3- 2-70 3- 2-70 2 2 103 18 21 10,339 1,816 2,047 1-14-70 3- 2-70 124 1,015 50 11,395 T. Craig Carle D 3- 2-70 120 12,120 Benjamin Casser D 1-12-70 3- 2-70 4-15-70 3- 2-70 3- 2-70 6-19-70 2 2 2 236 143 2 5 49 202 14,669 479 3- 2-70 3- 2-70 2 58 20 5,858 2,020 Harry I. Etelman D 5,056 John A. Fischer D 3- 2-70 54 5,454 Roland C. Quackenbush D 3- 2-70 100 10,100 George Ruckle, Jr. D 3- 2-70 3- 2-70 2 150 5 15,150 489 2 2 38 500 4 17 4,274 144 1,693 Ewing Smith Vernon G. Stark D D 3- 2-70 3-10-70 3- 2-70 3- 2-70 1-16-70 3- 2-70 3-15-70 3- 2-70 200 80 79 2 14 7,897 1,394 -4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP EWING BANK AND TRUST COMPANY (Trenton, New Jersey) Roy P. Briehler B 7-16-70 108 2 56,319 9 FIDELITY UNION TRUST COMPANY (Newark, New Jersey) John E. Farrell D 7-21-70 2 300 186 492 525 975 THE FIFTH THIRD BANK (Cincinnati, Ohio) David Barry Briggs D 6-25-70 John E. Goyert 0 9-12-70 1-29-70 2- 4-70 7-10-70 X 450 50 20 50 2PR W. A. Hopple, III D 7-29-70 200 6-10-70 6-26-70 7- 9-70 6-10-70 7- 6-70 7-24-70 7-31-70 106 100 675 450 441 300 425 1,430 488 500 FIRST TRUST & DEPOSIT C0MPAN5 r (Syracuse, New York) Hugh Douglas Barclay Albert P. Edinger D 0 2 2 2 2 2 2 2 2 2 7- 3-70 0 6- 2-70 3 31,012 1,485 1,238 1,519 363 181 78 602 200 100 151 20 3 George R. Lindemer 6,407 ’D’TT" § §> s tr* > BANK w pj CO H M REPORTING PERSON o 22 CO M INDIRECT ACCOUNT M DATE OF TRANSACTION s; CO > q AGGREGATE TRANSACTIONS H m o CO 2: 5 2: 0 0 Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIRST TRUST & DEPOSIT COMPANY (Continued) Robert M. Salisbury D 6- 1-70 98 3,989 H. Newcomb Steuart, Jr. 0 6- 2-70 200 525 William P. Tolley D 6- 1-70 6-19-70 1,454 100 6,764 HOUSTON BANK & TRUST COMPANY (Texas) Charles L. Bybee OD 6- 4-70 D 4444- 100 3,900 LONG ISLAND TRUST COMPANY (Garden City, New York) Joseph A. Pinter * * Amended Report 8-70 8-70 8-70 8-70 s 2S 2 152 456 41 2,132 1,9 4 7 -0- LORAIN COUNTY SAVINGS & TRUST COMPANY (Lorain. Ohio) J. H. Kutscher D 7-21-70 142 328 207 2 THE LOUISVILLE TRUST COMPANY (Kentucky) Herbert F. Boehl D 6-24-70 Kennett Hikes D 7- 1-70 7-29-70 1,0 0 0 2 2PR 30,506 125 75 6,135 655 2,210 Earl R. Muir OD 7- 6-70 400 15,400 Fred Pfeiffer, Jr. D 6- 4-70 100 1,457 T 7-23-70 7-31-70 175 500 14,162 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentive Plan -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE OHIO CITIZENS TRUST COMPANY (Toledo) Marvin H. Rorick, Jr. 0 7-24-70 139 2,410 42 100 3,553 812 2 Willard I. Webb, Jr. OD 7-27-70 2 OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich.] John C. Suerth D 7-23-70 2 100 50 415 105 4-28-70 May 1970 2 102 42 610 250 4-28-70 May 1970 2 227 4 1,361 24 4-28-70 May 1970 May 1970 2 2 308 29 10 1,094 171 60 B 7-16-70 2 300 54,570 D 4-22-70 4-22-70 5-18-70 6- 5-70 S 2S 2 2 52 466 500 100 4-22-70 5-18-70 6- 5-70 4-22-70 4-22-70 S 82 100 20 66.2 .8 PRINCETON BANK AND TRUST COMPANY (New Jersey) Charles F. Mapes * J. Reginald Pierson * Edgar S. Smith * OD D D * Amended Report SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit Sharing Plan SECURITY BANK AND TRUST COMPANY (Southgate, Michigan] Stewart Evans Douglas A. Hayes D 2S 2 315 3,396 616 398 -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL] REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SECURITY BANK AND TRUST COMPANY (Continued) Allen M. Lomax William C. McMillan Clarence R. Mead D D OD 4-22-70 4-22-70 5-18-70 6- 5-70 S 4-22-70 4-22-70 4-22-70 4-22-70 5-18-70 6- 5-70 S 2S 2S 2 2 2- 3-70 4-22-70 2- 3-70 2- 3-70 2- 3-70 4-22-70 S 2 2 2 2S 156.8 .2 200 40 1,181 33.2 .8 169 50 100 20 200 1,016 423 1,065 20 1,705 2,068 4,838 1,340 120 -0-08,040 STATE BANK OF ALBANY (N.Y.) Reynolds Holding D 6-15-70 OD 7- 6-70 63 2,027 THE TOLEDO TRUST COMPANY (Ohio) Samuel G. Carson Marvin S . Kobacker 100 7-17-70 7-17-70 3 3 3 4 5 397 119 207 206 7-23-70 2 300 240 300 7- 9-70 2 3 100 770 1,242 600 52 303 D TRUST COMPANY OF GEORGIA, (Atlanta) John S . Evans Garnett Wood 0 0 3- 1-70 -8- o s: w a B > PG CO CO > H BANK M pes q M HI »T3 M DATE O EC co a OF TRANSACTION W 25 O O AGGREGATE TRANSACTIONS O a REPORTING PERSON INDIRECT ACCOUNT C/5 Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE TRUST COMPANY OF NEW JERSEY (Jersey City) George Behrens 6-23-70 200 600 Wilshire Oil Company of Texas 6- 1-70 1,550 318,417 7- 2-70 50 150 UNION COMMERCE BANK (Cleveland, Ohio) Max Muller UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) John V. Nostrand 0 6-25-70 300 7- 1-70 7-31-70 137 95 957 1,678 441 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan T 28,374 WILMINGTON TRUST COMPANY (Delaware)______________ Harry A. Jackson D June 70 100 500
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