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G116 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 January 1979 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer ff D" - Director or person performing similar functions !f n B - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee n M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance n C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift !f ft S - Stock dividend or stock split U M X - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. !, M 3 - Same as in "2,11 except that reporter disclaims any admission that he is the beneficial owner of the securities. ,1 fl 4 - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. M ,f 5 - Same as "4,11 except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from January II, 1979 to February 10, 1979 IMPORTANT - See Guide to Symbols on preceding page AGGREGATE TRANSACTIONS pa cn cn > 53 TJ M Bought or Sold or DATE O MONTH-END cn 52! Otherwise Otherwise OF OWNERSHIP Disposed of Acquired TRANSACTION BANK REPORTING PERSON U INDIRECT ACCOUNT BANK OF MID-JERSEY (Bordentown) John G. S. Meach 12,000 800 12-13-78 118 12-18-78 12-15-78 12-18-78 2,000 1-23-78 2-27-78 8-14-78 11- 9-78 200 168 103 78 1,100 Philip 0. Gibson 1-23-78 200 300 63 Paul E. Scheidmantel 1-23-78 5-18-78 100 2 1,027 Harold R. Shane 5-23-78 143 535 48 11-15-78 12- 5-78 11-15-78 12- 5-78 342 BANK OF VIRGINIA BEACH (Virgin! Hubert J. Hoff D 4 4,080 2,000 2,819 BEAVER TRUST COMPANY (Pennsylvania\ Abe Farkas 1,296 CENTRAL BANK (Monroe, Louisiana) E. J. Seymour 2 2 420 120 1,928 120 2,400 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK -2- AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP James W. Wade OD D 11-15-78 11-30-78 12-31-78 11-15-78 11-30-78 11-15-78 11-30-78 9™ 6—78 H W. S. Shafto, Jr. OO 0 0 CENTRAL BANK (Con't) 2,658 2 2 442 60 1,526 60 9,208 2 200 1,633 483 200 3,227 2,712 THE CITY BANK COMPANY (Lorain, Ohio) Edward J. Gross D Martin J. Mariotti D Billy S. Rowland D George Varouh D Mitchell Zunich D 12- 8-78 11- 6-78 2 492 2,900 492 5-10-78 5-19-78 6-15-78 2 2 2 70 73 55 898 12-14-78 12-14-78 2 13 100 1,339 1,036 300 3,300 1,000 COMMERCIAL TRUST CCMPAN f OF NEW JERSEY (Jersey C:Lty) Victor P. Di Leo *amended D 12-15-78* D 7-14-78 9- 7-78 2 COMMONWEALTH BANK AND TRUST COMPANY OF VIRGINIA (Sterling) Paul E. Bradshaw James H. Jenkins, Jr. D 3-27-78 6-22-78 2 100 100 4,510 12,606 40 2,000 5,560 FR 671 -3- REPORTING PERSON # INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP THE CORTLAND SAVINGS & BANKING COMPANY (Ohio) # e e Stanley L. Woofter D 10-29-76 2-11-77 2-14-78 3-10-78 225 210 200 100 919 COUNTY BANK OF SANTA CRUZ (California) A. Gardner Finn D 1-26-79 258 2,236 Louis L. Haber D 1-19-79 150 4,015 J. Bolt Sesnon D 12- 7-78 12-13-78 2,586 260 5,610 DEARBORN BANK AND TRUST COMPANY (Michigan) D r-j 00 00 Frank C. Padzieski 1 1 # 2 100 38 11,264 2,332 1,422 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown > Ohio) e Leslie W. Spero D 1-30-79 200 0 1-15-79 2,395 THE FIRST STATE BANK (Abilene, Texas) # John Wright INDEPENDENT BANK AND TRUST COMPANY (West Trenton, New Jersey # Gordon L. Youngs a 179 44,430 510 7,665 7,125 ) D 12-12-78 2 FR 671 -4- M 1 REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL | BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP THE LORAIN COUNTY SAVINGS & TRUST CO. (Elyria, Ohio Roy E. Hayes D 12-12-78 324 3,964 Thomas P. Haywood D 12-12-78 300 1,902 12-18-79 12-19-78 12-18-79 12-19-78 27 100 2 14 400 THE MAPLEWOOD BANK AND TRUST COMPANY (New Jersey Fredrick J. Waltzinger OD 2 2 77 THE MERCHANTS BANK OF NEW YORK (New York City) Oscar Kraus Robinson Markel D 6- 1-78 D 12- 5-78 12-28-78 12- 5-78 2 8- 7-78 2 METROPOLITAN BANK AND TRUST COMPANY (Tampa, Florida) Frank R. Bell, Jr. Edward J. DeBartolo ^amended John A. Grant, Jr. 2 700 181 634 4,985 1,270 91 13,301 -0- 1,000 105 481 - OD B D 6-30-78 7-14-78* 7-31-78* 9- 5-78 11- 3-78 11-10-78 5-12.-78 2,468 205 1,500 1,000 2,000 218 2 116 321,240 4,261 52 -5- FR 6?1 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP THE OBSRLIN SAVINGS BANK COMPANY (Ohio) Arthur H. Clark D 1-24-79 873 4,181 150 261 150 67 2,705 67 15,157 200 133 THE OHIO CITIZENS TRUST COMPANY (Toledo) Roger L. Rummel _D 12-22-7& 2 THE SAVINGS & TRUST CCMPA TY OF PENNSYLVANIA (Indiana) J. L. Douda D 1-17-79 S. W. Jack, Jr. D 1-17-79 Charles A. Bowen D 1-19-79 Clarence F. Homan D 12- 8-78 83 240 Carl A. Krauss D 11- 6-78 11-22-78 150 3 l4o Rosemary L. Schaffer or 1-31-79 2 THE UNION BANK AND SAVINGS COMPANY (Bellevue, Ohio) 142 544 UNION TRUST COMPANY OF WILDWOQD (New Jersey) 161 32 7 OO 00 cm 1 1 H H Albert S. Bailie 2 . 1,346 16,393 VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack OD 12- 7-78 12-19-78 2 10,000 5,000 55,339 223,566 FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT -6- 8 H ! DATE OF TRANSACTION 03 AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP WYANDOTTE SAVINGS BANK (Michigan) Stephen 0. Stieler OD 8-22-78 115 1,159
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