The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 January 1978 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer D n - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V M - Voting trustee M M T - Trustee "M" ~ Member of advisory board or honorary director n CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation M ,! D - Distribution "E" - Exchange or Conversion M M F - Exercise of rights "G" - Gift "S" - Stock dividend or stock split M X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly, "l" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. ,! M 2 - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2, n except that reporter disclaims any admission that he is the beneficial owner of the securities. n n 4 - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. H M 5 - Same as n4,11 except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. * TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from # January 11, 1978 to February 10, 1978 IMPORTANT - See Guide to Symbols on preceding page 8 BANK REPORTING PERSON e INDIRECT ACCOUNT E W a cn B •o DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBO' e AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP L BANK OF SUFFOLK COUNTY (Stony Brook, New York) OD 1- 5-78 Arthur M. Handy D 3- 4-77 William C. Snow D 9-15-77 D 12- 1-77 Arthur T. Roth # 2 2,114 2,114 105,511 8,490 200 524 CAPE COD BANK & TRUST CO. (Hyannis, Massachusetts) s 500 900 100 262 2,605 CENTRAL BANK (Monroe, Louisiana) e Guy Campbell, Jr. 2 Gotham Haddad s • 12- 1-77 2 109 100 273 Hugh G. McDonald D 12- 1-77 100 621 Saul A. Mintz D 12- 1-77 100 2,154 James W. Moore, Jr. D 12- 1-77 100 327 W. B. Nelson D Thad J. Ryan e D T. H. Scott D D 12- 1-77 • 2 100 12- 1-77 2 100 12- 1-77 2 100 121 100 154 100 5,155 15,633 -2- FR 671 • Q ^ BANK AGGREGATE TRANSACTIONS Sold or • Bought or Otherwise Otherwise CO § Acquires Disposed of 1 1 DATE OF TRANSACTION D 12- 1-77 100 4,217 # Robert E. Dalrymple D 1- 7-76 1- 9-78 275 100 4,875 # Boyd McDowell II D 12-31-77 12- 1-77 REPORTING PERSON INDIRECT ACCOUNT •x) la MONTH-END OWNERSHIP # CENTRAL BANK (Con't) James D. Sparks CHEMUNG CANAL TRUST COMPANY (Elmira, N.Y.) 2 1 202 159 —0— CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) Julian Feiler e D 59 12- 7-77 217 COMMERCIAL TRUST COMPAN [ OF NEW JERSEY (Jersey C i-ty) Robert L. Boyle D Peter J. O'Brien D e 1-11-78 1- 4-78 2 5 101 2 75 100 87 133 1,638 5,698 999 20,030 12,339 # FIRST BANK OF COLONIA (New Jersey) Raymond J. Falk D Samuel Kuna OD Angelo Mauro OD 12-30-77 87 12-30-77 2 210 12-30-77 2 278 603 203 1,203 203 1,721 550 Charles Schwenzer D 12-30-77 William N. Scott OD 12-30-77 2 2 3,633 m # * t REPORTING PERSON INDIRECT ACCOUNT # DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK RELATIONSHIP • -3- FR 671 AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP FIRST COMMERCIAL BANK (Arlington, Virginia) * e Charles Edward Taylor OD 12-16-77 12-27-77 49 200 7,701 1-24-78 53 253 THE LORAIN COUNTY SAVINGS & TRUST CO. (Elyria, Ohio) Thomas P. Haywood D MANCHESTER STATE BANK (Connecticut) e # Andrew" Ansaldi, Jr. 12-30-77 340 2 D 1-24-78 2 OD 5-27-77 13,261 171 11-18-77 John A. Grant, Jr. 8-17-77 D 293 2 207 8-17-77 2,562 1,000 4,145 52 100 1,063 600 928 1,410 THE OBERLIN SAVINGS BAN] COMPANY (Ohio) George 0. Hoover # D 8-29-77 10-28-77 Dick A. Greco, Jr. # 4,709 755 253 METROPOLITAN BANK AND TRUST COMPANY (Tampa, Florida) D. Wallace Fields # 1,200 240 MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missouri) Sander B. Zwick # OD D 12-29-77 2 600 -4- FR 6?1 Q Hjj I S hj DATE OF TRANSACTION OD 12- 6-77 Maury I. Kaplin D 12-19-77 Horton C. Rorick OD 1- 5-78 D 1-30-78 D R. B. Abbott BANK REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Sold or. Bought or hj H Otherwise Otherwise en § Acquires Disposed of MONTH-END OWNERSHIP THE OBERLIN SAVINGS BANK COMPANY (Con't) Royce M. Jennings 2 2,342 289 170 THE OHIO CITIZENS TRUST COMPANY (Toledo) 537 2 OJ 00 H 121 2 12,683 2,496 THE SAVINGS & TRUST COMPANY OF PENNSYLVANIA (Indiana) 175 7,520 12-20-77 200 1,540 OD 11-21-77 100 322 William F. Aigler D 11-18-77 200 2,392 Lawrence R. Fulk 0 11-14-77 100 600 Clarence F. Homan D 11-22-77 200 340 Carl A. Krauss D 11-22-77 200 340 Arthur ¥. Lee D 200 4,162 3,218 S. W. Jack, Jr. 2 TOMPKINS COUNTY TRUST COMPANY (Ithaca, N.Y.) Carl J. Yengo THE UNION BANK AND SAVINGS COMPANY (Bellevue, Ohio) 11-18-77 2 * -5- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Sold or • Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP THE UNION BANK AND SAVINGS COMPANY (Con't) J. R. Pollock OD 11-28-77 200 346 Walter H. Stapf D 11-25-77 100 2,256 Carolyn L. Vol1mar 0 11-25-77 100 235 Raydelle F. Wagner 0 11-23-77 200 2,000 John H. McGarry D 1-30-78 200 1,432 13,753 Palmer M. Way, Jr. OD H - 9-77 188 8,679 10,858 T 12-22-77 1-19-78 1-31-78 UNION TRUST CO. OF WILDWOOD (New Jersey) 2 2 UNITED STATES TRUST 'COMPANY OF NEW YORK (New York City) Bonus Plan 1 1,425 1,000 3,910 93,389 VALLEY BANK OF NEVADA (Las Vegas) OD 12-12-77 I 2 H 00 H 00 Jerome D. Mack 60,239 213,356 WYANDOTTE SAVINGS BANK (Michigan) 1 Joseph L. Cahalan D 1-10-78 Joseph Gorno, Sr. D 12-27-77 Harold S. Podolsky D 12-27-77 2 361 4,386 149 6,876 2,530 505 7,108
@FedFRASER