The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity S e c u r i t y Transactions and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l Stockholders of Member S t a t e Banks as Reported Pursuant to S e c t i o n 16(a) of the S e c u r i t i e s Exchange Act of 1934 J a n u a r y 1975 EXPLANATORY NOTE Information in t h i s Summary has been drawn from reports on Form F-8, "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d with the Board of Governors of the Federal Reserve System. In the i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits reported data with respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s aggregating l e s s than 50 shares during the month f o r which the report i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s . The under- l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s information i s in no sense a representation that i t i s correct or complete. On the f o l l o w i n g pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l transactions involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of t h e d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r o r p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s !, B" - B e n e f i c i a l owner of more t h a n 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - V o t i n g t r u s t e e fl T" - T r u s t e e "M" - Member of a d v i s o r y board or h o n o r a r y d i r e c t o r CHARACTER OF TRANSACTION No symbol - P u r c h a s e or S a l e "B n - Bequest or I n h e r i t a n c e lf C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or C o n v e r s i o n ft t! F - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d o r s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . " 1 " - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . I! !f 2 - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of t h e intermediary. ,f ,f 3 - Same as i n "2, 1 1 e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 4 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e PROPORTIONATE i n t e r e s t of t h e r e p o r t e r . " 5 " - Same as "4, 1 1 e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP R e p o r t s i n c l u d e d i n t h i s summary were f i l e d w i t h t h e Board of Governors of t h e F e d e r a l R e s e r v e System d u r i n g t h e p e r i o d from J a n u a r y 11, 1975 t o F e b r u a r y 10, 1975 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page § so AGGREGATE po cn TRANSACTIONS en > 53 hd H Bought or Sold or DATE O c/3 25 O t h e r w i s e O t h e r w i s e OF MONTH-END TRANSACTION A c q u i r e d Disposed of OWNERSHIP BANK REPORTING PERSON 11 INDIRECT ACCOUNT BANK OF THE COMMONWEALTH ( D e t r o i t , Michigan) Wesley R. Johnson 11-29-74 Richard J . Tennent 12- 9-74 100 900 1-14-75 375 19,111 1,838 500 500 BANK OF SMITHTOWN (New York) Maude H. Bach Frank Radau OD 1-29-75 35 65 14,412 425 COLONIAL BANK (New O r l e a n s , Louisiana) C h r i s t i a n M. V o e l k e l 1,000 11-26-74 1,300 COMMERCIAL TRUST COMPANY OF NEW JERSEY ( J e r s e y C i t y ) Robert L. Boyle 1- 3-75 19,295 1-17-75 1-27-75 5 94 80 130 Aaron L a s t 1-21-75 500 24,000 Thomas J . Nolan, J r . 1 - 6-75 36 11,454 195 757 1,508 F 5 AGGREGATE | W C > O TRANSACTIONS 33 q H H hd H DATE Bought o r Sold or C § O OF Otherwise Otherwise K t» TRANSACTION CO Z Acquired Disposed of BANK REPORTING PERSON INDIRECT ACCOUNT MONTH-END OWNERSHIP COMMONWEALTH BANK & TRUST COMPANY ( S t e r l i n g , V i r g i n i a ) James H. J e n k i n s , J r . DD 6-30-74 549 3,471 Richard D. Ketterman 0 6-30-74 85 4,100 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) P h i l i p A. Levy- D 1-14-75 60 238 347 12- 6-74 12- 9-74 12-13-74 1-13-75 12-13-74 26 50 12 100 200 1,100 200 Tom M. G i r d l e r , J r . 1-28-75 100 210 P h i l i p S. Morgan 1-17-75 Alexander K. P h i l l i p s , M.D THE HARTER BANK & TRUST COMPANY (Canton, Ohio) 48 21 - 0 - 48 HEMPSTEAD BANK (Garden C i t y , New York) Bruce Wood H a l l ODI Robert E. Scheuing OD 1-31-75 358 1-31-75 381 1,486 1,861 4-15-74 9- 4 - 7 4 10-28-74 11- 6-74 66 12 15 1 200 201,866 23,685 LIBERTY TRUST COMPANY OF MARYLAND (Cumberland) Mark Folk D INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought o r Otherwise Acquired Sold o r Otherwise Disposed of MONTH-END OWNERSHIP LIBERTY TRUST COMPANY OF MARYLAND ( C o n ' t ) W i l l i a m D. Smith W i l l i a m C. Walsh 6-10-74 8-15-74 9-18-74 10-28-74 11-26-74 2 2 2 2 2 OD 2-21-74 2 0 1-10-75 1-16-75 D 2,687 68 64 50 34 2,953 250 1,750 THE MERCHANTS BANK OF NEW YORK (New York C i t y ) Be m i c e Ahrens 121 100 3,840 29 2 Arnold Markel OD 5 - 6-74 5-23-74 1-10-75 1-16-75 1 400 121 100 2 Max M. Vas 2,325 49,544 D 1-14-74 56 2,433 Roland A. Crowe D 11-18-74 9,095 -0- C h a r l e s W. Hayden D 11-18-74 NASSAU TRUST COMPANY (Glen Cove, New York) 300 4,888 500 75 8,094 3 Edwin F . H e n d r i c k s o n D 10-23-74 W i l l i a m H. Ogden D 7-15-74 7,000 Benjamin S h a p i r o D 8-19-74 11-18-74 11-25-74 12-16-74 12-24-74 8-19-74 10-18-74 12-16-74 300 300 575 116 656 3 3 3 45 300 100 -0- 19,288 100 810 26,723 -A, REPORTING PERSON INDIRECT ACCOUNT # DATE OF TRANSACTION AGGREGATE TRANSACTIONS Bought o r Otherwise Acquired Sold o r Otherwise Disposed of MONTH-END OWNERSHIP THE NORTHERN VIRGINIA BANK (Springfield) C a r l A. D e r r y b e r r y % TRANSACTION AND OWNERSHIP SYMBOL BANK RELATIONSHIP RELATIONSHIP ^ OD 12-31-74 Robert E. T a y l o r OD 12-31-74 4,500 200 33,122 10,703 THE OHIO CITIZENS TRUST COMPANY (Toledo) Horton C. R o r i c k 0 1-14-75 1- 8-75 e Vincent J . Graham Lawrence L. O'Connor # # S t a n l e y H. R i c h a r d s James Thompson • D 0 12-26-74 12-27-74 187 300 200 12-16-74 1-21-75 9-13-74 1-21-75 9,214 1,686 100 2 2 100 100 1-13-75 1-20-75 900 100 OD D 2 2 175 12-26-74 1-20-75 250 200 500 500 300 175 1,000 980 4,200 2,665 500 2 250 250 1,062 812 SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold O l d a n i # # D 12- 5-74 12-23-74 Louis Zahn 79 163 - SEARS BANK & TRUST COMPANY (Chicago, I l l i n o i s ) • 2 D 1-23-75 100 14,282 -5- BANK REPORTING PERSON INDIRECT ACCOUNT £ H 8 C O B hj § . AGGREGATE W S5 C D / TRANSACTIONS C) > T 5 3 >t H "i DATE Bought o r Sold o r cn § OF Otherwise Otherwise § !> TRANSACTION dd 2S A c q u i r e d Disposed of MONTH-END OWNERSHIP THE SYLVANIA SAVINGS BANK COMPANY (Ohio) Paul W. Z e i t n e r OD 1-23-75 964 6,160 TRUST COMPANY OF GEORGIA (Atlanta) Sartain Lanier 11-12-74 3,360 -0- UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) Hoyt Ammidon J . S i n c l a i r Armstrong James J . O ' L e a r y Bonus P l a n 1-22-75 1-31-75 3,713 147 6,000 1-14-75 1-30-75 50 50 900 pDT 1-16-75 200 486 T 1 - 7-75 1 - 9-75 1-10-75 1-15-75 1-21-75 1-27-75 2,400 2,000 1,000 1,400 0 4,403 685 64,207 VALLEY BANK OF NEVADA (Las Vegas) R i c h a r d A. E t t e r 9-25-72 1-23-74 0 Jerome D. Mack 12-30-74 200 2,304 1- 8-75 R. R. J a c o b s o n 1,000 4,950 45,034 198,752 300 1,500 OD Emerson S. S t u r d e v a n t D 12-30-74 9,000 31,129 58,000 WYANDOTTE SAVINGS BANK (Michigan) J o s e p h Gorno, S r . D 2- 3-75 400 3,559 G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks as R e p o r t e d P u r s u a n t t o S e c t i o n 1 6 ( a ) of t h e S e c u r i t i e s Exchange Act of 1934 F e b r u a r y 1975 EXPLANATORY NOTE Information in t h i s Summary has been drawn from reports on Form F-8, "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d with the Board of Governors of the Federal Reserve System. In the i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits reported data with respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s aggregating l e s s than 50 shares during the month f o r which the report i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s . The under- l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. Publication of t h i s information i s i n no sense a representation that i t i s correct or complete. On the following pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than direct (see "Guide t o Symbols"). e TRANSACTIONS AND MONTH-END OWNERSHIP R e p o r t s i n c l u d e d i n t h i s summary were f i l e d w i t h t h e Board of Governors of the F e d e r a l Reserve System d u r i n g t h e p e r i o d from F e b r u a r y 11, 1975 to March 10, 1975 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page £ AGGREGATE 11 &C O TRANSACTIONS C > O n HH C O hd H Bought or Sold o r DATE s Cfi 2! O t h e r w i s e O t h e r w i s e MONTH-END OF TRANSACTION i h Acquired Disposed of OWNERSHIP OO BANK | REPORTING PERSON INDIRECT ACCOUNT CENTRAL BANK (Monroe, L o u i s i a n a ) T. H. S c o t t D 1-13-75 2 4,260 8,934 76 CITIZENS COMMERCIAL & SAVINGS BANK ( F l i n t , Michigan) Lyle S. Knopf D 6-10-74 100 1,275 202 150 6,032 2 COUNTY BANK OF SANTA CRUZ (California) J . Boit Sesnon D 12-25-74 D 1- 8-75 D 1 - 6-75 1-17-75 FARMERS & MERCHANTS BANK OF CENTRAL CALIFORNIA (Lodi) Casey Moore 2 72 122 FIRST BANK OF C0L0NIA (New Jersey ) J o s e p h P. Somers 150 17 372 FIRST COMMERCIAL BANK (Arlington, Virginia) Donald A. Cooke OD 1-20-75 1-27-75 # 400 500 1-20-75 1-27-75 Paul Emerson 2 2 2 2 400 500 OD 3,700 2,746 5,000 1,269 GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of t h e d a t a r e p o r t e d RELATIONSHIP f, 0l! - O f f i c e r "D" - D i r e c t o r o r p e r s o n p e r f o r m i n g s i m i l a r f u n c t i o n s !f n B - B e n e f i c i a l owner of more t h a n 10 p e r c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "VH - Voting t r u s t e e "T" - T r u s t e e U M M - Member of a d v i s o r y board or h o n o r a r y d i r e c t o r CHARACTER OF TRANSACTION No symbol - P u r c h a s e or S a l e "B" - Bequest o r I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or C o n v e r s i o n "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d o r s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . " 1 " * S e c u r i t i e s a r e d i r e c t l y h e l d , b u t r e p o r t e r d i s c l a i m s any * a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 2 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e TOTAL t r a n s a c t i o n s and h o l d i n g s of t h e intermediary. " 3 " - Same as i n " 2 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . !l ft 4 - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t t h e PROPORTIONATE i n t e r e s t of t h e r e p o r t e r . " 5 " - Same as "4, 1 1 e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . - 2 - BANK REPORTING PERSON INDIRECT ACCOUNT & s H H AGGREGATE 1 1 P C C O TRANSACTIONS C > O E o C § H H H Bought o r cn DATE Sold o r g co § OF Otherwise Otherwise h3 Z 6> TRANSACTION B 2 A c q u i r e d d D i s p o s e d of MONTH-END OWNERSHIP FIRST COMMERCIAL BANK ( C o n ' t ) L o u i s G. F i e l d s , J r . D 1-20-75 1-27-75 2 2 400 500 2 2 400 500 1-20-75 1-27-75 C h a r l e s Edward T a y l o r 400 500 1-20-75 1-27-75 Dr. Stephen H. Schachner 2 2 1-20-75 1-27-75 Dr. Panos G. K o u t r o u v e l i s 400 500 1-20-75 1-27-75 R i c h a r d E. H y l t o n 2 2 2 2 400 500 2- 4-75 2- 4-75 2 100 30 2 40 48 12 22 OD OD OD OD 416 1,235 325 1,441 5,211 1,235 5,000 1,235 5,212 1,235 THE BARTER BANK & TRUST COMPANY (Canton, Ohio) John R. C a s a r 0 C a p i t a l Notes 234 160 $3,000 THE LOUISVILLE TRUST COMPANY (Kentucky) Thomas E. P f a u 0 2-10-75 2-19-75 2-21-75 2- 4 - 7 5 550 369 THE MERCHANTS BANK OF NEW YORK (New York C i t y ) Robinson Markel D 2-11-75 2 126 962 9,379 -3- BANK REPORTING PERSON INDIRECT ACCOUNT s 1 33 M hti 11 S3 Is AGGREGATE TRANSACTIONS # cn C > O H h d DATE o cn Z OF TRANSACTION Bought o r Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE OHIO CITIZENS TRUST COMPANY (Toledo) Don T. McKone D 1-31-75 2 107 904 794 2- 4-75 2 300 3,780 1,422 2- 4-75 2 546 1- 8-75 3 796 STATE BANK OF NORTH JERSEY (Pine Brook) A l b e r t J . O'Dowd David Young, 3 r d D D 4,624 546 UNITED COUNTIES TRUST COMPANY ( E l i z a b e t h , New J e r s e y ) Howard A. R o b e r t s D 796 2,590 8,409 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) J . S i n c l a i r Armstrong 0 2-28-75 Bonus P l a n T 2-26-75 100 1,000 145 64,062 VALLEY BANK OF NEVADA (Las Vegas) Guido F . L u c i n i D 700 1,000 700 9-26-74 12-31-74 100 100 400 9-10-74 53 116 3-26-74 2 WARREN BANK (Michigan) James F . P e t e r s Wesley J . R o b e r t s D D
