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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 January 1973 EXPL A N A T O R Y NOTE Information in this Summary has been drawn from reports on Form F-8, ’'Statement of Changes in Beneficial Ownership of Securities," filed itfith the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On. the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2.H except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "3" - Same as "4." except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from January 11, 1973 to February 10, 1973 IMPORTANT - See Guide to Symbols on preceding page John J. Feldman 0 1-26-73 Leo G. Lapham 0 1-11-73 REPORTING PERSON INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMBO: RELATIONSHIP . DATE OF TRANSACTION BANK AGG REGATE TRANS ACTIONS Bought or Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP BANK OF THE COMMONWEALTH (Detroit, Michigan) 1,250 2 1,250 2,256 60 2 BANK OF SMITHTOWN (New York) Harry L. Brown Attmore Robinson D D 12-13-72 12-14-72 200 12 12- 8-72 6,040 100 2 3,524 1,854 BROADWAY BANK & TRUST COMPANY (Patersbn, New Jersey) OD 1-23-73 Abe J. Greene D 12-27-72 George Kent D 6- 8-72 1-16-73 300 D 1-16-73 50 D 10-26-72 8- 3-72 10-26-72 John P. Africano Morris Yamner 4,432 100 700 17,232 1,200 18,150 1,477 CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) Claude 0. Darby, Jr. 194 1 2 2 424 126 2,670 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND DWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITIZENS COMMERCIAL & SAVINGS BANK (Con't) Myron Winegarden D 8-17-72 592 2 592 125 10,481 2 100 1,000 369 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Marston Ames D 1- 2-73 CORPUS CHRISTI BANK AND TRUST (Texas) F. Clay Caldwell D 140 1,478 5,000 -0- 142 436 326 2 4-24-72 Warrants DAVENPORT BANK AND TRUST COMPACT r (Iowa) V. 0. Figge OD 12-12-72 2 1- 5-73 2 THE DETROIT BANK AND TRUST COMPANY (Michigan) C. Boyd Stockmeyer OD 1,471 400 200 EWING BANK AND TRUST COMPANY (Trenton, New Jersey) William A. Blackwell Robert David Carr Donald J. Cox D OD D 12- 6-72 12-13-72 12- 6-72 12-13-72 1- 5-73 2 2 2 12- 6-72 12-13-72 2 9,738 4,062 2 2 507 41 1,187 712 12- 6-72 12-13-72 12- 6-72 12-13-72 .204 31 1,375 625 500 372 9,628 60,000 5,000 668 11,399 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND | DWNERSHIP SYMBOL] REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP EWING BANK AND TRUST COMPANY (Con'fc)_____________________ A. J. Lanning Harold Orland Charles A. Riordan Philip C. Scozzari D D OD D 12- 6-72 12-13-72 12- 6-72 12-13-72 2 2 1,525 531 319 125 2 7,500 2 2 83 49 665 221 12- 6-72 12-13-72 12- 6-72 12-13-72 2 2 129 15 2,200 1,000 5-31-72 2 11- 8-72 11-22-72 12- 5-72 2 2 2 1- 5-73 12- 6-72 12-13-72 12- 6-72 12-13-72 8,500 2,000 7,500 500 7,640 796 3,536 250 16,000 THE FIFTH THIRD BANK (Cincinnati, Ohio) Daniel W. LeBlond John J. Schiff D 757 D 100 14,971 25,561 700 1,000 1,900 145,909 FIRST BANK OF COLONIA (New Jers< T> Philip M. Peck D 12- 1-72 12-11-72 100 50 720 GENESEE MERCHANTS BANK & TRUST CO. (Flint, Michigan) M. Harry Piper 0 12-19-72 65 2 935 1,010 -4- INDIRECT ACCOUNT DATE OF TRANSACTION rRANSACTION AND DWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE HARTER BANK & TRUST COMPANY (Canton, Ohio) John R. Casar 110 110 $3,000 0 2 1-24-73 Capital Notes Richard H. Davis $3,000 600 50 $4,000 $1,000 0 2 1-17-73 Capital Notes $2,000 2 Curtis C. Martin 843 164 $7,500 $900 0 2 1-17-73 Capital Notes $5,000 2 John M. Tapley 120 80 $5,200 0 2 Russell N. Thomas $5,000 1-17-73 Capital Notes 94 50 $500 0 1- 3-73 2 50 2 2 50 38 50 38 Capital Notes THE LOUISVILLE TRUST COMPANY (Kentucky) D. Paul Alagia, Jr. Herbert F. Boehl D D 9-29-72 10-11-72 9-29-72 10-11-72 292 595 90 10- 6-72 11- 8-72 11-30-72 12- 1-72 42 100 167 30,406 MAIN BANK AND TRUST (San Antonio, Texas) Samuel M. Jorrie 2,166 D 12- 8-72 12-13-72 12-29-72 2 2 2 500 200 300 1,659 -5- INDIRECT ACCOUNT mm DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP B M K A m TRUST ( C a n ' t ) M. B. Killian D 12-19-72 520 2 George A. Musselman D 12-14-72 Reginald Roberts D 2 2,038 12-20-72 776 2 320 17,571 14,422 12,841 606 6,393 1,000 MAPLEWOOD BANK AND TRUST COMPANY (New Jersey) Frank B. Allen, Jr. OD 1-30-73 75 960 345 2 THE MERCHANTS BANK OF NEW YORK (New York City) Samuel M. Bernstein D 1-18-72 Milton H. Farber D 2 500 300 9- 1-72 2 Abe J. Gellis D 12-29-72 2 Arnold Markel OD 12-29-72 11- 3-72 12-29-72 89 23 1,706 984 1,058 259 1,889 497 110 2,329 2 2 2 100 72 969 21,865 2 608 24 7,133 236 2 1,775 6,582 23,374 79,719 PEOPLES BANK & TRUST CO. (Montgomery, Alabama) Aaron Aronov Tine W. Davis D D 11- 1-72 11- 8-72 11- 6-72 -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP PEOPLES BANK & TRUST CO. (Con't' J. Hunter Flack, Sr. Robert S. Gaddis Truman Hobbs S. H. Longshore, Sr. Edward L. Lowder Jerome T. Moore, Sr. 9- 1-72 D 2 283 841 1,058 9,861 2 533 21 16 2,280 5,696 2 308 465 3,117 1,656 4-30-72 11- 8-72 2 240 975 240 2,925 10- 3-72 5-26-72 2 500 12,485 500 8-29-72 2 1,391 15,000 1,391 108 2,358 100 425 925 10-25-72 11-14-72 11- 2-72 D 11- 3-72 D D D 3,200 D Mark Sabel D 9-29-72 Edward H. Wilson D 8-30-72 2 PEOPLES-MERCHANTS TRUST CO. (Canton, Ohio) Dean E. Krauter 100 534 OD 12-11-72 D 12-22-72 D 10-30-72 1-15-73 516 200 12,002 12-20-72 97 950 SEATTLE TRUST AND SAVINGS BANK (Washington) John H. Davis 6,580 3,000 SUMMIT AND ELIZABETH TRUST COMPANY (New York) James B. Burke THE SYLVANIA SAVINGS BANK COMPANY (Ohio) D. W. Beveridge OD i -7- "gT-T" S5 tr J z w tr* > pc BANK CO REPORTING PERSON M INDIRECT ACCOUNT AGGREGATE TRANSACTIONS s c Hq M o £2 CO co > K) M DATE o CO Z OF *< TRANSACTION 5 2 Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE SYLVANIA SAVINGS BANK COMPANY (Con't) Norman E. Bischoff D 6- 1-72 51 564 TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) James J. Clynes, Jr. James N. Rothschild OD 1-17-73 2 54 1,012 2,467 1-31-73 2 480 880 60 1-24-73 2 3 120 2,664 3,621 5,540 D TRUST COMPANY OF GEORGIA (Atlanta) George S. Craft OD 1,000 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Charles W. Buek OT 1-26-73 200 700 12-22-71 200 950 9-20-72 11- 2-72 400 2,104 27,040 33,164 28,353 VALLEY BANK OF NEVADA (Las Veg< is) Earl S. Evenson R. R. Jacobson K. J. Sullivan 0 OD 1,704 D 6-25-71 2 12-15-72 2 WYANDOTTE SAVINGS BANK (Michigan) William T. Orr OD 479 8,080 600