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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity S e c u r i t y Transactions and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l Stockholders of Member S t a t e Banks as Reported Pursuant to S e c t i o n 16(a) of the S e c u r i t i e s Exchange Act of 1934 F e b r u a r y 1977 EXPLANATORY NOTE Information i n t h i s Summary has been drawn from reports on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , f i l e d with the Board of Governors of the Federal Reserve System. the In interest of s i m p l i f i c a t i o n , the Summary omits reported data with respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s aggregating l e s s than 50 shares during the month f o r which the report i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s . The under- l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. Publication of t h i s information i s i n no sense a representation that i t i s correct or complete. On the following pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than d i r e c t (see "Guide t o Symbols"). 1 GUIDE TO SYMBOLS Reference t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of the data r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or person performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more than 10 per cent of any r e g i s t e r e d e q u i t y s e c u r i t y of the bank "V" - Voting t r u s t e e "T" - Trustee "M" - Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock dividend or s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s are b e n e f i c i a l l y owned d i r e c t l y . "1" - S e c u r i t i e s are d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any admission that he i s the b e n e f i c i a l owner of the s e c u r i t i e s . "2" - S e c u r i t i e s are b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s reported r e p r e s e n t the TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. "3" - Same as i n "2," e x c e p t that r e p o r t e r d i s c l a i m s any admission t h a t he i s the b e n e f i c i a l owner of the s e c u r i t i e s . "4" - S e c u r i t i e s are b e n e f i c i a l l y owned i n d i r e c t l y through a holding company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s reported r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as "4," e x c e p t that r e p o r t e r d i s c l a i m s any a d m i s s i o n that he i s the b e n e f i c i a l owner of the s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP Reports i n c l u d e d i n t h i s summary were f i l e d w i t h the Board of Governors of the Federal Reserve System during the period from F e b r u a r y 1 1 , 1977 to March 1 0 , 1977 IMPORTANT - See Guide t o Symbols on preceding page BANK REPORTING PERSON INDIRECT ACCOUNT E H A GO B hti TRANSACTION AND OWNERSHIP SYMBO] • £ DATE OF TRANSACTION # AGGREGATE TRANS.ACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF THE COMMONWEALTH ( D e t r o i t , Michigan) e # G h a i t h R. P h a r a o n B James T. B a r n e s , S r . D James T. B a r n e s , J r . D 1-25-77 12-21-76 2 25,760 12-21-76 967,434 —0— 25,760 1,669 277,962 7,240 78,125 —0— BANK OF SMITHTOWN (New York) H. M e l v i l l e B r u s h OD 2-17-77 123 F r a n k Rad.au OD 2- 7-77 2-17-77 100 100 # 6,761 15,896 446 2 THE COMMERCIAL BANK & SAVINGS COMPANY ( F o s t o r i a , Ohio) # F r a n k J . Kinn OCITCO and Company e 1-21-77 4,883 45 639 2 T 1-20-77 D 12- 7-76 1-12-77 1-20-77 639 14,048 FIRST COMMERCIAL BANK (Arlington, Virginia) Donald A. Cooke # OD]! 2 80 158 1+0 4,312 3,333 -2- FR 6 7 1 BMK REPORTING PERSON INDIRECT ACCOUNT I I H Q y AGGREGATE TRANSACTIONS Sold or S I Bought o r f"d H O t h e r w i s e Otherwise CO § A c q u i r e s D i s p o s e d of W CQ DATE OF TRANSACTION MONTH-END OWNERSHIP FIRST COMMERCIAL BANK (Continued) 5,418 1,314 158 OD 1-12-77 L o u i s G. F i e l d s , J r . D 1-12-77 R i c h a r d E. H y l t o n OD 1-12-77 158 Panos G. K o u t r o u v e l i s OD 12- 7-76 1-12-77 75 158 S t e p h e n H. S c h a c h n e r OD 12- 7-76 1-12-77 80 158 C h a r l e s Edward T a y l o r OD 12- 7-76 1-12-77 1-20-77 80 158 40 D 9 - 9-76 9-17-76 50 50 R o b e r t C. B r a d l e y D 12-10-76 Edward J . D e B a r t o l o B 3-23-76 1-11-77 300 10,150 John N. E l d e r OD 1-11-77 1-21-77 1,100 35 Dick A. G r e c o , J r . D 1-11-77 1,000 P a u l E. Emerson 924 1,280 945 1,286 5,946 1,280 5,321 1,280 5,975 1,280 THE LORAIN COUNTY SAVINGS & TRUST CO. ( E l y r i a , Ohic ) Thomas P . Haywood 200 METROPOLITAN BANK (Tampa, F l o r i d a ) 12,000 2,700 238,293 38,885 500 1,100 ' -3- FR 6 7 1 BANK REPORTING PERSON INDIRECT ACCOUNT § Q y H3 H § 1 hd DATE OF TRANSACTION AGGREGATE TRANSACTIONS CQ > Sold or 3 8 Bought o r hd H O t h e r w i s e Otherwise m 0 Acquires D i s p o s e d of MONTH-END OWNERSHIP THE OHIO CITIZENS TRUST COMPANY ( T o l e d o ) George E . G r e g o r y 12-30-76 Marvin H. R o r i c k , J r . George C. U r s c h e l 142 50 D OD 50 1 2 1 100 1 - 5-77 1-11-77 1-24-77 1-26-77 5,467 631 D 1-12-77 200 8i4 OD 2- 2-77 2- 7-77 2 75 225 382 l,4l8 1 - 2-76 600 23,905 29,470 THE SCHENECTADY TRUST COMPANY (New York) W i l l i a m H. M i l t o n , I I I SOUTHWEST BANK OF ST. LOUTS (Missouri) I . A. Long OD THE SYLVANIA SAVINGS BANK COMPANY (Ohio) M a u r i c e D. L i n d a u D 2- 8-77 D 2- 4-77 300 624 UNION BANK & TRUST COMPAN (Montgomery, Alabama) Samuel L. S c h l o s s 194 839 344 UNION TRUST COMPANY OF WILDWOOD (New J e r s e y ) Robert J . Scully, Sr. D 4l6 2- 4-77 100 I,787 • hj DATE OF TRANSACTION D 1-14-77 REPORTING PERSON TRANSACTION AND OWNERSHIP SYMBOL BANK INDIRECT ACCOUNT < '• -4- FR 6 ? 1 AGGREGATE TRANSACTIONS Bought o r Sold or Otherwise Otherwise Acquires D i s p o s e d of • MONTH-END OWNERSHIP • UNITED COUNTIES TRUST COMPANY ( E l i z a b e t h , New J e r s e y ) Thomas J . G i l m o u r , J r . 123 2 1,918 28,949 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) • T 12- 2-76 F r e d e r i c k K. T r a s k , J r . T 1-15-76 T 2- 2-77 2-10-77 2-28-77 C h a r l e s W. Buek Bonus P l a n 2 4,264 5,264 557 143 1,500 800 # 1,400 1,700 2,221 89,051 VALLEY BANK OF NEVADA ( L a s Vegas) Jerome D. Mack # OD 1 - 7-77 1-21-77 1 - 7-77 1-21-77 Kenneth J . S u l l i v a n , J r . OD 2- 8-77 E. P a r r y Thomas OD 1-18-77 2 2 2 147 1.856 147 1.857 209,278 200 9,263 14,987 4,015 2 56,161 118,334 30 WYANDOTTE SAVINGS BANK (Michigan) H a r o l d S. P o d o l s k y * D 1-14-77 1-31-77 2-28-77 425 4oo 800 6,002 # • # # ;FR 6 7 1 DATE OF TRANSACTION R i c h a r d W. Smith D 2-22-77 W i l l i a m C. W i l l i a m s D 2-11-77 BANK REPORTING PERSON • INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMBOL * RELATIONSHIP r -5 AGGREGATE TRANSACTIONS Bought o r Sold or Otherwise Otherwise Acquires D i s p o s e d of MONTH-END OWNERSHIP WYANDOTTE SAVINGS BANK (Con't) * # e e # • # • 2 60 385 100 50 1,240 2,089 G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l Stockholders of Member S t a t e Banks as Reported Pursuant t o S e c t i o n 1 6 ( a ) of the S e c u r i t i e s Exchange Act of 1934 March 1977 EXPLANATORY NOTE Information in t h i s Summary has been drawn from reports on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , " f i l e d w i t h the Board of Governors of the Federal Reserve System. In the i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits reported data with respect t o i n i t i a l holdings (reported on Form F - 7 ) , purchases and s a l e s aggregating l e s s than 50 shares during the month f o r which the report i s f i l e d , stock s p l i t s , stock dividends, r i g h t s , and g i f t s . The under- l y i n g reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s information i s i n no sense a r e p r e s e n t a t i o n that i t i s correct or complete. On the f o l l o w i n g pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, partnerships, t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than direct (see "Guide t o Symbols"). GUIDE TO SYMBOLS Reference t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of the data r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or person performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more than 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of the bank "V" - Voting t r u s t e e "T" - Trustee "M" - Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d or s t o c k s p l i t "X" - E x e r c i s e o f o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s are b e n e f i c i a l l y owned d i r e c t l y . "1" - S e c u r i t i e s are d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any admission t h a t he i s the b e n e f i c i a l owner of the s e c u r i t i e s . "2" - S e c u r i t i e s are b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s reported r e p r e s e n t the TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. "3" - Same as i n "2," e x c e p t that r e p o r t e r d i s c l a i m s any admission t h a t he i s the b e n e f i c i a l owner of the s e c u r i t i e s . "4" - S e c u r i t i e s are b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s reported r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as " 4 , " e x c e p t t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n that he i s the b e n e f i c i a l owner of the s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . e TRANSACTIONS AND MONTH-END OWNERSHIP Reports i n c l u d e d i n t h i s summary were f i l e d w i t h the Board of Governors of the F e d e r a l Reserve System during the p e r i o d from March 1 1 , 1977 to A p r i l 1 0 , 1977 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page s 1 BANK REPORTING PERSON 5d M • INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMB01 • AGGIREGATE TRANSIACTIONS Bought or• Sold or Otherwise Otherwise MONTH-END Acquired Disposed of OWNERSHIP BEAVER TRUST COMPANY (Pennsylvania) • Stewart P. McConnel D 2-28-77 100 2 4,248 2,556 CENTRAL BANK (Monroe, Louisiana) • James A. Altick OD 3-31-77 770 1,606 594 267 1,310 160 2 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) • Nils P. Johnson D 3- 1-77 D 3- 1-77 200 724 Raymond J. Falk D 2-15-77 150 1,339 William N. Scott OD 2-15-77 150 1,518 550 OD 2-15-77 200 3,633 325 Leslie W. Spero 2 FIRST BANK OF COLONIA (New Jersey) e # Angelo Mauro 2 2 William G. Werson D 2-15-77 # 2 150 190 1,662 -2- FR 6 ? 1 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Sold or Bought o r Otherwise Otherwise D i s p o s e d of Acquires • MONTH-END OWNERSHIP e HEMPSTEAD BANK (New York) Mead W. S t o n e 1,227 D 3-31-77 1,094 2 e THE OHIO CITIZENS TRUST COMPANY ( T o l e d o ) John R. Markey D 1,246 1,216 3 - 4-77 2 220 4-21-76 7-27-76 2 2 300 500 3,681 3-14-75 2 200 6,624 1,834 # SAVANNAH BANK AND TRUST COMPANY ( G e o r g i a ) W. Waldo B r a d l e y John E. Cay, J r . W i l l i a m E. D i l l a r d D 2,5H D D 6 - 4-76 6-18-76 6-23-76 2 100 Wesley Espy D 12-13-76 1-13-77 100 120 Malcolm R. Maclean D 8-12-75 6 - 4-76 128 220 80 2 0 # 900 1,320 e 4,100 110 2 F r a n k l i n D. Mongin 1-10-77 119 571 2-14-77 316 800 THE SAVINGS & TRUST COMPA NY OF PENNSYLVANIA ( I n d i a n a ) R a l p h W. McCreary D • • e # R FR 6 ? 1 BANK REPORTING PERSON INDIRECT ACCOUNT j * I I DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL # AGGREGATE TRANSACTIONS Bought o r Sold or Otherwise Otherwise Acquires D i s p o s e d of MONTH-END OWNERSHIP ! THE SCHENECTADY TRUST i COMPANY (New York) i # C h a r l e s W. C a r l , J r . D 3- 3-77 F r a n k A. F r e i h o f e r , J r . D 3- 3-77 i # j j 2 2 268 549 -0- 500 1,256 -0- SOUTHWEST BANK OF ST. LOUIS ( M i s s o u r i ) Leopold Oldani D 2-14-77 200 15,304 Roger C. S h i r t u m D 2- 8-77 130 3,500 Leonor K. S u l l i v a n D 2-14-77 100 200 D 3-14-77 200 300 D 1-14-77* 1 - 5-77* 2- 9-77 UNION TRUST CO. OF WILDWOOD (New J e r s e y ) V : I 0 Jerome A. S p a t z UNITED COUNTIES TRUST COMPANY ( E l i z a b e t h , N . J . ) Thomas J . G i l m o u r , J r . * Amended J o s e p h H. McCabe, J r . # • • 123 86 202 2 2 D 2- 9-77 887 T 3-28-77 3-31-77 1,500 1,918 28,662 1,009 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) Bonus P l a n 269 90,282
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