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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 February 1968. EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), stock splits, stock dividends, rights, gifts, and purchases and sales aggregating less than 50 shares during the month for which the report is filed. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W. , Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions MBM - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee nM" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale !,B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift MSM - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly• "l" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. n2n - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. M3n - Same as in n2,n except that reporter disclaims any admission that he is the beneficial owner of the securities. ,,4n - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "S" - Same as ,,4,M except that reporter disclaims any admission that he is the beneficial owner of the securities. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from February 11, 1968 to March 10, 1968 IMPORTANT - See Guide to Symbols on preceding page. INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of m o n t h -e Nd OWNERSHIP ANN ARBOR BANK (Michigan) Irving H. Reimer 0 1-29-68 100 2 540 880 BANK OF THE COMMONWEALTH (Detroit, Michigan) BOC Investment Company B Frederick C. Matthaei, Ji D BOC Investment Company 2- 1-68 2-12-68 2-22-68 2-23-68 2-27-68 Parsons Investment Co. 2 2 2 2 2 986 16,633 716 225 5,288 2 279,275 337,512 OD 225 2- 1-68 2-12-68 2-22-68 2-23-68 2-27-68 Parsons Investment Company Thomas H. Wagner BOC Investment Company 279,275 225 2- 1-68 2-12-68 2-22-68 2-23-68 2-27-68 Parsons Investment Company Donald H. Parsons BOC Investment Company 986 16,633 716 225 5,288 2 2 2 2 2 986 16,633 716 225 5,288 2 279,275 337,512 OD 900 2- 1-68 2-12-68 2-22-68 2-23-68 2-27-68 2 2 2 2 2 2 986 16,633 716 225 5,288 279,275 337,512 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF JAMESTOWN (New York) Robert S. Bargar D 2-21-68 84 4,519 206 2 Samuel B. Robbins, Jr. D 2-21-68 332 83 ■ THE BANK OF WOOD COUNTY COMPANY (Bowling Green, Ohio > Cecil E. Hinesman 0 11-14-67 Paul V. Rockwell Wife OD 12-23-67 100 160 150 3,000 231 100 374 87 3 THE CENTRAL BANK AND TRUST COMPANY (Denver, Colorado) R. J. Nelson JTWROS 0 1-10-68 THE CENTRAL TRUST COMPANY (Cincinnati, Ohio) Earl J. Raible Member of Household 0 Joseph S. Stern, Jr. * D 2-12-68 3 1-18-68 100 400 900 300 2 Stuart B. Sutphin, Jr. I.V. Sutphin Company Member of Household D 153 100 11-30-67 1- 4-68 12-31-67 2 3 200 200 100 1,300 5,300 100 1-22-68 1-22-68 2-29-68 2 56 80 308 2 2 * Amended Report CITIZENS COMMERCIAL AND SAVINGS BANK (Flint, Michiga i) Claude 0. Darby, Jr. D 136 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville, Kv 0 Almond Cooke D 4-15-65 100 1,539 THE CLEVELAND TRUST COMPANY (Ohio) Robert I. Gale, Jr. Santa Barbara Securities Inc. D. Z. Norton Company As co-trustee D 299 6- 9-67 2 2 2 333 1-25-68 2 146 3,000 507 904 COMMERCE UNION BANK (Nashville, Tennessee) David K. Wilson Family 3,082 6,990 D THE CONNECTICUT BANK AND TRUST COMPANY (Hartford) Clarence G. Ivey Family 0 12-29-67 62 125 209 3 THE COUNTY TRUST COMPANY (White Plains, New York) D 2-14-67 120 10,128 Raymond T. Perring Wife OD 1-31-68 100 2,888 100 William R. Yaw Wife D James Dempsey THE DETROIT BANK AND TRUST COMPANY (Michigan) 12-11-67 565 2,242 23,129 -4- TpT“ g r 4 > H M BANK 50 8 REPORTING PERSON C fl X w INDIRECT ACCOUNT c/a > X q W H X M O CO 25 CO DATE OF TRANSACTION 3 ► 00 25 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIDELITY BANK (Beverly Hills, California) Robert F • Driver As custodian D Stanley M. Stalford o r Murray L. Tanner 0 Trustees under Voting Trust Agreement dated November 30, 1964 * 2- 2-68 2- 2-68 12-19-67 12-26-67 1- 1-68 2 94 1 3,875 54 300 66 2 2-22-68 1,567 71,150 1,717 102 4,206 934 * 5,000 * 12-19-67 12-21-67 161,274 (Released from trust for sale to public) THE FIDELITY BANK (Philadelphia, Pennsylvania) John R. Wanamaker As trustee D 500 1- 3-68 2 500 1,791 FIDELITY UNION TRUST COMPANY (Newark, New Jersey) Hubert F. O'Brien Trust 1,000 214 1,000 D 2- 2-68 2 FIRST TRUST AND DEPOSIT COMPANY (Syracuse, New York) D 1-29-68 225 393 Philip Jackson Braun D 2- 9-68 50 386 George N. Hall D 2- 7-68 50 460 Alexander W. Steinmetz 0 1-10-68 50 112 Robert A, Whisner 0 12-30-67 60 310 William G. Tumbridge GENESEE MERCHANTS BANK AND TRUST COMPANY (Flint. Mich.) -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HARRIS TRUST AND SAVINGS BAN1 (Chicago, Illinois) Stanley G. Harris, Jr. As trustee OD 2-27-68 2- 1-68 2-16-68 275 901 3 4,990 19,744 IRWIN UNION BANK AND TRUST COMPANY (Columbus, Indiana) Irwin Miller Beneficial Interest in Trusts Miller & Co. OD Clementine M. Tangemann Beneficial Interest in Trusts Miller & Co. B 100 1-23-68 3 3 800 100,318 2,133 110 1-23-68 3 3 800 100,318 2,133 500 THE LOUISVILLE TRUST COMPANY (Kentucky) Alex S. Chamberlain D 1-16-68 100 D. H. Giles D 1-26-68 2-26-68 150 150 Wife Kennett Hikes Family D Fred Pfeiffer, Jr. D John G. Seiler, Jr. 0 200 5,335 2,874 2-20-68 100 700 2-21-68 2-23-68 3 50 1-26-68 2 Wife Joseph C. Wulfman As trustee 360 60 D 1- 4-68 2 100 300 100 200 662 -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP MANCHESTER BANK OF ST. LOUIS (Missouri) William H. Cunliff D 1-19-68 John W. Martin OD 1-19-68 D 1- 9-68 1-30-68 72 1,000 100 4,405 25 455 414 THE MERRILL TRUST COMPANY (Bangor, Maine) Galen L. Cole Gerald E. Rudman D 25 2 1-22-68 1-31-68 Trust 10 50 2 1,060 1,500 MORGAN GUARANTY TRUST COMPANY OF NEW YORK (New York City) M. J. Rathbone D 12-13-67 51 100 2- 2-68 2- 7-68 33 135 4,918 B 1 1 656 2,345 1,210 3 391 13 2,344 75 100 850 208 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentive Plan THE OHIO CITIZENS TRUST COMPANY (Toledo. Ohio) Horton C. Rorick 0 Trust 1- 5-68 1- 5-68 1- 8-68 S PEOPLES TRUST COMPANY OF BERGEN COUNTY (Hackensack,N.. .) Peter D. Pulis Wife D 12-19-68 12-19-68 RHODE ISIAND HOSPITAL TRUST COMPANY (Providence) Frederick Lippitt D 2- 1-68 2 -7- BANK REPORTING PERSON S £ H hH O 25 CO »£ w INDIRECT ACCOUNT T i l ft) gj 50 in CO > P3 q M H *TJ M _o 2 o c AGGREGATE TRANSACTIONS Bought or DATE Otherwise OF §! !*> TRANSACTION 05 25 Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP ST. JOSEPH VALLEY BANK (Elkhart, Indiana) Charles E. Lienhart Clifford P. Martin 0 D 10-12-67 2-22-68 14 61 507 12-28-67 1- 5-68 1-18-68 58 7,267 B 2-29-68 127 50,045 D 2- 8-68 100 700 24 OD 2-14-68 100 100 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit-Sharing Retirement Fund SEATTLE TRUST AND SAVINGS BANK (Washington) Arthur A. Nordhoff Wife SECURITY BANK AND TRUST COMPANY (Lincoln Park. Mich.) Clarence R. Mead Joint Wife Trust 190 878 1,550 1,880 2 1,692 SECURITY-PEOPLES TRUST COMPANY (Erie, Pennsylvania) Edward C. Doll * Trust * D 50 12-12-67 500 1,262 Amended Report SOUTHERN ARIZONA BANK AND TRUST COMPANY (Tucson. Ariz.) John W. Kenney OD 1-10-68 1-17-68 1-23-68 2- 8-68 50 18 100 360 815 -8- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TOWER GROVE BANK AND TRUST COMPANY (St. Louis, Mo.) John M. Wolff D 9-28-67 1-12-68 100 100 2,625 TRADE BANK AND TRUST COMPANY (New York City) Albert J. Dreitzer D Robert S. Greenbaum Partnership 0 Maxwell Hauser Partnership 0 Lawrence A. Meyers Partnership 0 John O'Hare Partnership 0 Henry L. Schenk Partnership Wife As trustee OD Ira F. Weiss Partnership 0 2- 5-68 300 818 1- 4-68 2 100 193 11,600 1- 4-68 2 100 251 11,600 1- 4-68 2 100 300 11,600 1- 4-68 2 100 670 11,600 1- 4-68 2 100 2 1- 4-68 2 100 4,216 11,600 3,735 443 139 11,600 TRUST COMPANY OF GEORGIA (Atlanta) Augustus H. Sterne Wife Profit-Sharing Plan As trustee OD 2- 2-68 100 3 2 2 451 575 1,007 244 UNION BANK & TRUST CO. (Montgomery, Alabama) Thomas B. Hill, Jr. Wife OD 2- 1-68 2- 9-68 2- 1-68 S S2 309 87 6 3,802 75 -9- BANK REPORTING PERSON w tr* > H M § CO w INDIRECT ACCOUNT Tn=r m z; pO CO CO > SC q M H ■■a m DATE ™ CO 2 OF K !> TRANSACTION w ss AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION BANK & TRUST CO. (Montgomery, Alabama.)(Cont' 1) J. Vance Walker 0 Wife 2- 1-68 2-25-68 2-27-68 2- 1-68 s 37 47 10 S2 35 394 429 UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) Dorothy B. Hersh D 2-15-68 51 15,621 2- 8-68 100 100 -0700 UNITED STATES TRUST COMPANY (Boston, Massachusetts) Everett P. Pope Joint D 2 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Hoyt Ammidon January 68 3 3 77 144 342 210 D 1-23-68 D 200 690 D 2-15-68 2-21-68 2-21-68 OT Wife WHEELING DOLLAR SAVINGS AND TRUST COMPANY (West Virgini a) Hugo E . Laupp WILMINGTON TRUST COMPANY (Delaware) William Winder Laird As trustee 500 200 3 200 920 90,791 WORTHEN BANK AND TRUST COMPANY (Little Rock. Ark.) Emmett L. Darr Retirement Trust 0 50 1-15-68 2 20 1,000 -10- ’OTT1 BANK REPORTING PERSON S tr* > H M o z ts i- i T3 INDIRECT ACCOUNT s i £30 CO CO > ss n M AGGREGATE TRANSACTIONS H *T> M DATE Bought or _ o CO £2! Otherwise OF tw. Acquired TRANSACTION Sold or Otherwise Disposed of MONTH-END OWNERSHIP WORTHEN BANK AND TRUST COMPANY (Little Rock. Ark.) (Continued) James H. Penick, Sr Retirement Trust OD J. Gaston Williamson As co-trustee D Booker Worthen OD Retirement Trust 12-27-67 87 100 1-16-68 845 2,100 2 113 375 1-16-68 1-31-68 2 8,634 1,000 2 10,630 1,000
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