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G.i6 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193^ December 1984 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary emits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The underlying reports may be inspected at the Federal Reserve Board offices, Washington, D.C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's cannon stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbolds indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "O" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 percent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2" except that the reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary, figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4" except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from October 11, 1984 to December 11, 1984 IMPORTANT - See Guide to Symbols on preceding page BANK REPORTING PERSON INDIRECT ACCOUNT E i' AGGREGATE TRANSACTIONS DATE Bought or Sold or OF hd H Otherwise Otherwise TRANSACTION 03 § Acquired Disposed of •d A 1 MONTH-END OWNERSHIP BANCO DE PONCE Ponce, Puerto Rico Luis E. Dubon, Jr. D 11-28-84 2 1,855 2,693 21,403 400 1,188 100 19,610 446 297 7,580 248 113 4,101 1,307 BANK OF BURLINGTON Burlington, Wisconsin Eugene Rueter D 11-23-84 BANK OF SMITOTONN Shiithtown, New York Frank Radau CD 10-12-84 2 BANK OF VIRGINIA BEACH Virginia Beach, Virginia C. W. Cashman, Jr. D 7-31-84 Roy L. DeHart D 7-31-84 7-31-84 2 W. F. Hudgins D 7-31-84 144 5,284 Thcmas C. Kyrus D 11—8—84 11-9-84 11-13-84 11-14-84 11-23-84 384 192 288 96 96 21,615 FR 671 -2- BANK .AGGREGATE TRANSACTIONS DATE Bought or Sold or 0 hd H Otherwise Otherwise MONTH-END . OF TRANSACTION to SiAcquired Disposed of OWNERSHIP 03 REPORTING PERSON INDIRECT ACCOUNT BANK OF VIRGINIA BEACH (Contd.) 2,069 6,253 183 124 C. Roger Malbon D 7-31-84 7—31—84 W. R. Malbon, Jr. D 9-4-84 9-4-84 J. Curtis Payne D 7-31-84 140 3,073 Owen B. Pickett D 7-31-84 265 12,155 Frank T. Williams D 7-31-84 196 14,074 120 515 5,303 1,330 11-7-84 50 2,613 10—31—84 50 380 12-15-84 94 7,857 92 11-1-84 406 380 822 8,033 10,076 CORTLAND SAVINGS & BANKING 00. Cortland, Ohio Karl R. Mahan 10-25-84 10-17-84 CONSOLIDATED BANK & TRUST CO. Petersburg, Virginia Nina Harris Morton FARMERS & MERCHANTS BANK Lodi, California Robert F. Bunnell FIRST BANK OF OOLONIA Colonia, New Jersey Raymond J. Falk Michael J. Mauro 919 10,055 PR 671 -3- BANK REPORTING PERSON DATE INDIRECT ACCOUNT TRANSACTION 9! CO AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise MONTH-EN] Acquired Disposed of OWNERSHII P LAPEER COUNTY BANK & TRUST GO. Lapeer, Michigan Curt Carter D 10-31-84 100 464 A. Edward LaClair D 10-31-84 100 860 60 1,956 1,790 MANCHESTER STATE BANK Manchester, Connecticut Nathan G. Agostinelli OD 1—5—84 Andrew Ansaldi, Jr. CD 1-10-84 2-24-84 4-23-84 9-14-84 50 75 55 150 D 1—26—84 7-17-84 7—26—84 8—6—84 200 12-3-84 12-7-84 12-7-84 12-3-84 50 567 604 50 Norbert C. Abel 10-29-84 50 302 864 Thcmas H. Lautenbach 11-21-84 236 1,623 H. William Manley 11-29-84 61 400 85 Janes C. Maxwell 11-16-84 122 701 Roxie Leone 3,725 500 200 2,251 1,339 MERCHANTS BANK OF NEW YORK New York Bemice Ahrens OD 6,651 139 SYLVANIA SAVINGS BANK CO. Sylvania, Ohio FR 671 -4Q Hl BANK REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS DATE Bought 011 Sold or Otherwisei Otherwise M0NTH-ENI OF to § i Acquired Disposed of OWNERSHII TRANSACTION •d 1 1 nl 1" UNION BANK & TRUST 00 Montgomery, Alabama Henry Paul Haas D 11-6-84 William G. Thames D 11-20-84 Henry A. Leslie OD 9-14-84 2 2 50 3,246 100 23,781 28,936 150 2,700 1,450