View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington,D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors,
Officers, and Principal Stockholders of Member State Banks




as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 1934

December 1978

EXPLANATORY NOTE
Information in this Summary has been drawn from reports on
Form F-8, "Statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.

In

the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), purchases and sales
aggregating less than 50 shares during the month for which the report
is filed, stock splits, stock dividends, rights, and gifts.

The under-

lying reports may be inspected at the Federal Reserve Board offices,
Washington, D. C.

Publication of this information is in no sense a

representation that it is correct or complete.
On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.
Unless otherwise indicated, all transactions involve the bank's common
stock.

Any indirect interest (through holding companies, partnerships,

trusts, family ownership, etc.) is shown below the direct interest.
Symbols indicate the nature of the transactions, if other than a
purchase or sale, and the nature of ownership, if other than direct
(see "Guide to Symbols").




GUIDE TO SYMBOLS
Reference to these symbols is essential for a full
and accurate interpretation of the data reported

RELATIONSHIP
"0" - Officer
M h
D - Director or person performing similar functions
!f
B" - Beneficial owner of more than 10 per cent of any registered
equity security of the bank
"V" - Voting trustee
M M
T - Trustee
"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
M M
B - Bequest or Inheritance
"C" - Compensation
"DM - Distribution
"E n - Exchange or Conversion
"F" - Exercise of rights
"G" - Gift
"SM - Stock dividend or stock split
H M
X - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly.
"1" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities.
"2" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2," except that reporter disclaims any admission
that he is the beneficial owner of the securities.
"4" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the PROPORTIONATE interest of the reporter,
"5" - Same as "4,11 except that reporter disclaims any admission that
he is the beneficial owner of the securities.
MONTH-END OWNERSHIP




"PR" - Holdings as previously reported.

TRANSACTIONS AND MONTH-END OWNERSHIP
Reports included in this summary were filed with the Board of Governors of the
Federal Reserve System during the period from

#

December 11, 1978 to

January 10, 1979

IMPORTANT - See Guide to Symbols on preceding page

&
BANK
REPORTING PERSON

e

INDIRECT ACCOUNT

EH
a
C/3
B
T)

TRANSACTION AND
OWNERSHIP SYMB01

•

DATE
OF
TRANSACTION

AGGlREGATE
TRANSjACTIONS
Bought or Sold or
MONTH-END
Otherwise Otherwise
Acquired Disposed of OWNERSHIP

BANK OF SMITHTOWN (New York)
Irving Schechter

OD

#

12-13-78
12-15-78
12-20-78

2

50
19
90

1,641
360

CAPE COD BANK & TRUST COMPANY
(Hyannis, Massachusetts)

#

William C. Snow

D

10-17-78

251

OD

12-31-77
10-13-78

51
100

1,151

CENTRAL BANK (Monroe, Louisiana)
James A. Altick

#

2

1,718
654

CITIZENS COMMERCIAL & SAVINGS
BANK (Flint, Michigan)

$

•

•

Gordon A. Fleming

D

Donald E. Johnson, Jr.

D

11- 6-78
12-27-78

2
2

200

4,110

12,000
800

3,173

7,650
3,463

COMMERCIAL TRUST COMPANY OF
NEW JERSEY (Jersey City)
500

3,000
1,000

12-28-78

500

37,500

12-11-78

100

2,100

Victor P. Di Leo

D

12-12-78

Aaron Last

D
OD

Robert Swanson



2

-2-

FR 6?1

REPORTING PERSON

8

INDIRECT ACCOUNT

hj

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

1
s

BANK

AGGREGATE
TRANSACTIONS
Bought or
Sold or
Otherwise
Otherwise
Acquires
Disposed of

MONTH-END
OWNERSHIP

THE CORTLAND SAVINGS &
BANKING COMPABY (Ohio)
12- 6-77
II-27-78
6-16-78

2

81
61
60

2-15-77
5-16-77

2
2

101
64

715

D

4-14-78
4-17-78

2

200
100

300
312

D

12-20-78

100

3,594
165

Harvey Baker

D

11-16-78

100

8,438

Sydney E. Niblo

0

8- 4-78
8-28-78
12-19-78
12-21-78

2,940
300
307
400

50,783

8-14-78
8-15-78
11-13-78

150
138
100

42,614

288

1,245
-0-

D

Paul C. Bowers

D

Samuel A. Ferrara

Karl R. Mahan

162
409
50

THE DOLLAR SAVINGS AND
TRUST COMPANY
(Youngstownj Ohio)
Nils P. Johnson

3

THE FIRST STATE BANK
(Abilene, Texas)

John A. Wright

3D

LIBERTY TRUST COMPANY
OF MARYLAND (Cumberland)
Charles 0. Bender




0

3-17-77
6-29-78
9-18-78
9-22-78
3-17-77

2

288
193
116
550

-2-

FR 671

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Sold or
Otherwise
Otherwise
Acquires
Disposed of

MONTH-END
OWNERSHIP

LIBERTY TRUST COMPANY
OF MARYLAND (Con't)
James C. Cook

0

Thomas B. Finan, Jr.

Mark Folk

D

D
,

Anne L. Gormer

John A. Hercher

Harry Kauffman




OD

OD

D

5- 3-78
6-29-78
5- 3-78
6-29-78

2
2

1,240
20
11

6-29-78
9-18-78
9-22-78

45
27
550

6-29-78
9-18-78
2-10-78
6-29-78
7-18-78
9-18-78
9-25-78

122
74
10
235

6-29-78
9-18-78
9-25-78
6-29-78
9-18-78
9-22-78
9-25-78
6-29-78
9-18-78
9-22-78
9-25-78
6-29-78
9-18-78
9-22-78
9-25-78
6-29-78
9-18-78
9-22-78
6-29-78
9-18-78
9-22-78

2
2
2
2
2

143
650
39
24

2
2
2
2

85
52
550
24
60
37
343

2
2
2
2

49
30
80
511

2
2
2

30
18
550
60
36
200

133

3,720
33

712
44o
1
1,497

24

118

882

511

50

768

4l6

-3-

FR 671
BANK
REPORTING PERSON

3
H

§

INDIRECT ACCOUNT

Q y

AGGREGATE
TRANSACTIONS
DATE
s ! Bought or Sold or
hj H Otherwise Otherwise
OF
C
TRANSACTION O § Acquires
Disposed of
R) co

MONTH-END
OWNERSHIP

£
LIBERTY TRUST COMPANY
OF MARYLAND (Con't)
Robert J. Martin

6-29-78
9-18-78
9-22-78
12-27-78
6-29-78
9-18-78
9-22-78

John J. McMullen

6-29-78
9-22-78

6-29-78
7-18-78
9-18-78
9-22-78
William D. Smith

Charles S. Steiner

D

D

6-29-78
9-18-78
6-29-78
9-18-78
9-22-78
6-29-78
9-22-78
9-18-78
9-22-78

William Walsh

D

2

25
15
500
293
5
3
170

2
2
2
2

89
549
110
11
200
1

2
2

2

2
2

30
18
2,049
1,231
2,000
61
17
37
549

883
188
816

543
108
9,379
200
586

6-29-78
9-18-78
9-22-78
6-29-78
9-18-78

666
4oo
550
90
55

325

12- 1-78
12-15-78
11-16-78

20
4o
150

420
1,790

MANCHESTER STATE BANK
(Connecticut)
Nathan G. Agostinelli OD




-k-

FR 671

REPORTING PERSON
- INDIRECT ACCOUNT

I
1

hj

DATE
OF
TRANSACTION

D

12-13-78

D

11- 6-78

TRANSACTION AND
OWNERSHIP SYMBOL

BANK

AGGREGATE
TRANSACTIONS
Bought or
Sold or
Otherwise
Otherwise
Acquires
Disposed of

MONTH-END
OWNERSHIP

METROPOLITAN BANK AND
TRUST COMPANY
(Tampa, Florida)
D. Wallace Fields

350

3,000

THE OBERLIN SAVINGS BANK
COMPANY (Ohio)
Arthur H. Clark

1,080|

3,308

THE OHIO CITIZENS TRUST
COMPANY (Toledo)
Henson L. Jones

Willard I. Webb III

D

OD

11- 8-78
11-15-78 '
11-10-78

2
2

' 1,659

100
100,
!

2

1,205
135

4,000
125

PRINCETON BANK AND TRUST
COMPANY (West Virginia)
H. P. Hunnicutt
Z. Lane Murphy

0
D

I2-I8-78

2

12-18-78 ,

2

4,330
8,607

300
300

1,018
1,250

THE SAVINGS & TRUST
COMPANY OF PENNSYLVANIA
(Indiana)
CD

12- 6-78 :

OD

12-26-78

100

3,578

OO
OO
CO

R. W. Fiscus

11,279

SOUTHWEST BANK OF
ST. LOUIS (Missouri)
Edward C. Berra




-5-

FR 671
BANK
REPORTING PERSON
INDIRECT ACCOUNT

l

hd

li

pd td

DATE
OF
TRANSACTION

w

B

AGGREGATE
TRANSACTIONS
Sold or
Bought or
Otherwise
Otherwise
Acquires
Disposed of

MONTH-END
OWNERSHIP

TOMPKINS COUNTY TRUST
COMPANY (Ithaca, New York)
Edward C, Melby, Jr.

D

12- 6-78

100

150

Carl J, Yengo

D

12- 6-78

74

2,188

11-17-78

112

11,658

U - 3-78
11-30-78

1,000

229
4,

UNION TRUST COMPANY OF
WILDWOOD (New Jersey)
Palmer M. Way, Jr.

CD

8,951

UNITED COUNTIES TRUST
COMPANY (Elizabeth,
New Jersey)
n
Henry G, Largey

D

VALLEY BANK OF NEVADA
(Las Vegas)
Kenneth J, Sullivan,Jr .CD

9,263
12-13-78
12-15-78

2

2

300
388

18,625

WYANDOTTE SAVINGS BANK
(Michigan)
_
William. C. Williams




12-22-78

175

175

2,279
3,488