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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 December 1978 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer M h D - Director or person performing similar functions !f B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee M M T - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale M M B - Bequest or Inheritance "C" - Compensation "DM - Distribution "E n - Exchange or Conversion "F" - Exercise of rights "G" - Gift "SM - Stock dividend or stock split H M X - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter, "5" - Same as "4,11 except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from # December 11, 1978 to January 10, 1979 IMPORTANT - See Guide to Symbols on preceding page & BANK REPORTING PERSON e INDIRECT ACCOUNT E H a C3 / B T) TRANSACTION AND TRANSACTION AND OWNERSHIP SYMB01 • DATE OF TRANSACTION AGGlREGATE ACTIONS TRANSj Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF SMITHTOWN (New York) Irving Schechter OD # 12-13-78 12-15-78 12-20-78 2 50 19 90 1,641 360 CAPE COD BANK & TRUST COMPANY (Hyannis, Massachusetts) # William C. Snow D 10-17-78 OD 12-31-77 10-13-78 1,151 251 51 100 CENTRAL BANK (Monroe, Louisiana) James A. Altick # 2 1,718 654 CITIZENS COMMERCIAL & SAVINGS BANK (Flint, Michigan) • D Donald E. Johnson, Jr. $ Gordon A. Fleming D 11- 6-78 12-27-78 2 2 200 12,000 800 3,173 7,650 3,463 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) 500 3,000 1,000 12-28-78 500 37,500 12-11-78 100 2,100 Victor P. Di Leo • 4,110 D 12-12-78 Aaron Last D OD Robert Swanson 2 -2- FR 6?1 REPORTING PERSON 8 INDIRECT ACCOUNT hj DATE OF TRANSACTION TRANSACTION AND TRANSACTION AND OWNERSHIP SYMBOL OWNERSHIP SYMBOL 1 s BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP THE CORTLAND SAVINGS & BANKING COMPABY (Ohio) 12- 6-77 II-27-78 6-16-78 2 81 61 60 2-15-77 5-16-77 2 2 101 64 715 D 4-14-78 4-17-78 2 200 100 300 312 D 12-20-78 100 3,594 165 Harvey Baker D 11-16-78 100 8,438 Sydney E. Niblo 0 8- 4-78 8-28-78 12-19-78 12-21-78 2,940 300 307 400 50,783 8-14-78 8-15-78 11-13-78 150 138 100 42,614 288 1,245 -0- D Paul C. Bowers D Samuel A. Ferrara Karl R. Mahan 162 409 50 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstownj Ohio) Nils P. Johnson 3 THE FIRST STATE BANK (Abilene, Texas) John A. Wright 3D LIBERTY TRUST COMPANY OF MARYLAND (Cumberland) Charles 0. Bender 0 3-17-77 6-29-78 9-18-78 9-22-78 3-17-77 2 288 193 116 550 -2- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND TRANSACTION AND OWNERSHIP SYMBOL OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP LIBERTY TRUST COMPANY OF MARYLAND (Con't) James C. Cook 0 Thomas B. Finan, Jr. Mark Folk D D , Anne L. Gormer John A. Hercher Harry Kauffman OD OD D 5- 3-78 6-29-78 5- 3-78 6-29-78 2 2 1,240 20 11 6-29-78 9-18-78 9-22-78 122 74 10 235 6-29-78 9-18-78 9-25-78 6-29-78 9-18-78 9-22-78 9-25-78 6-29-78 9-18-78 9-22-78 9-25-78 6-29-78 9-18-78 9-22-78 9-25-78 6-29-78 9-18-78 9-22-78 6-29-78 9-18-78 9-22-78 2 2 2 2 2 143 650 39 24 2 2 2 2 85 52 550 24 60 37 343 2 2 2 2 49 30 80 511 2 2 2 30 18 550 60 36 200 3,720 33 45 27 550 6-29-78 9-18-78 2-10-78 6-29-78 7-18-78 9-18-78 9-25-78 133 712 44o 1 1,497 24 118 882 511 50 768 4l6 -3- FR 671 BANK REPORTING PERSON 3 H § INDIRECT ACCOUNT Q y AGGREGATE TRANSACTIONS DATE s ! Bought or Sold or hj H Otherwise Otherwise OF C § Acquires TRANSACTION O Disposed of R) c o MONTH-END OWNERSHIP £ LIBERTY TRUST COMPANY OF MARYLAND (Con't) Robert J. Martin 6-29-78 9-18-78 9-22-78 12-27-78 6-29-78 9-18-78 9-22-78 John J. McMullen 6-29-78 9-22-78 6-29-78 7-18-78 9-18-78 9-22-78 William D. Smith Charles S. Steiner D D 6-29-78 9-18-78 6-29-78 9-18-78 9-22-78 6-29-78 9-22-78 9-18-78 9-22-78 William Walsh D 2 25 15 500 293 5 3 170 2 2 2 2 89 549 110 11 200 1 2 2 2 2 2 30 18 2,049 1,231 2,000 61 17 37 549 883 188 816 543 108 9,379 200 586 6-29-78 9-18-78 9-22-78 6-29-78 9-18-78 666 4oo 550 90 55 325 12- 1-78 12-15-78 11-16-78 20 4o 150 420 1,790 MANCHESTER STATE BANK (Connecticut) Nathan G. Agostinelli OD -k- FR 671 REPORTING PERSON - INDIRECT ACCOUNT I 1 hj DATE OF TRANSACTION D 12-13-78 D TRANSACTION AND TRANSACTION AND OWNERSHIP SYMBOL OWNERSHIP SYMBOL BANK 11- 6-78 AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP METROPOLITAN BANK AND TRUST COMPANY (Tampa, Florida) D. Wallace Fields 350 3,000 THE OBERLIN SAVINGS BANK COMPANY (Ohio) Arthur H. Clark 1,080| 3,308 THE OHIO CITIZENS TRUST COMPANY (Toledo) Henson L. Jones Willard I. Webb III D OD 11- 8-78 11-15-78 ' 11-10-78 2 2 ' 1,659 100 100, ! 2 1,205 135 4,000 125 PRINCETON BANK AND TRUST COMPANY (West Virginia) H. P. Hunnicutt Z. Lane Murphy 0 D I2-I8-78 2 12-18-78 , 2 4,330 8,607 300 300 1,018 1,250 THE SAVINGS & TRUST COMPANY OF PENNSYLVANIA (Indiana) CD 12- 6-78 : OD 12-26-78 100 3,578 OO OO CO R. W. Fiscus 11,279 SOUTHWEST BANK OF ST. LOUIS (Missouri) Edward C. Berra -5- FR 671 BANK REPORTING PERSON INDIRECT ACCOUNT l h d li p t d d DATE OF TRANSACTION w B AGGREGATE TRANSACTIONS Sold or Bought or Otherwise Otherwise Acquires Disposed of MONTH-END OWNERSHIP TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) Edward C, Melby, Jr. D 12- 6-78 100 150 Carl J, Yengo D 12- 6-78 74 2,188 11-17-78 112 11,658 U - 3-78 11-30-78 1,000 229 4, UNION TRUST COMPANY OF WILDWOOD (New Jersey) Palmer M. Way, Jr. CD 8,951 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey) n Henry G, Largey D VALLEY BANK OF NEVADA (Las Vegas) Kenneth J, Sullivan,Jr .CD 9,263 12-13-78 12-15-78 2 2 300 388 18,625 WYANDOTTE SAVINGS BANK (Michigan) _ William. C. Williams 12-22-78 175 175 2,279 3,488
