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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 December 1976 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under- lying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE T O SYMBOLS Reference to these symbols is e s s e n t i a l for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions !, B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee M U T - Trustee "M" - M e m b e r of advisory board or honorary director C H A R A C T E R OF T R A N S A C T I O N No symbol - Purchase or Sale lf n B - Bequest or Inheritance "C" - C o m p e n s a t i o n M n D - Distribution "E11 - Exchange or C o n v e r s i o n "F" - Exercise of rights "G" - Gift !l ,f S - Stock dividend or stock split " X " - Exercise of o p t i o n N A T U R E OF O W N E R S H I P N o symbol - S e c u r i t i e s are beneficially owned directly. " 1 " - Securities are directly held, but r e p o r t e r disclaims any a d m i s s i o n that he is the beneficial owner of the securities. " 2 H - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in " 2 , " except that reporter disclaims any admission that he is the beneficial owner of the s e c u r i t i e s . M M 4 * Securities are beneficially owned indirect ly through a holding * company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4,11 except that reporter disclaims any a d m i s s i o n that he is the beneficial owner of the s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from December 11, 1976 to January 10, 1977 IMPORTANT - See Guide to Symbols on preceding page TRANSACTION AND OWNERSHIP SYMBOl OWNERSHIP SYMBOl s E H BANK REPORTING PERSON INDIRECT ACCOUNT § C O B h d DATE OF TRANSACTION AGG REGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF MID-JERSEY (Bordentovn) Erwin D. Apell D 185 11-30-76 1,315 735 2 George W. 8chu.ltz D 11-30-76 2 1,613 1,341 110 BANK OF SUFFOLK COUNTY (Stony Brook, New York) Donald A. Roth OD too 12- 3-76 2 7,U6l 2,196 THE COMMERCIAL BANK & SAVINGS COMPANY (Fostoria, Ohio) Donald P. Miller D 60 100 17 100 149 100 11-19-76 171 2 Richard W. Norton D 11-10-76 Robert W. Summer D 11-17-76 2 23 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Marston Ames Robert Hekemian D D 12- 8-76 12- 2-76 12- 7-76 1,300 2 100 1,708 500 600 5,006 -2- FR 671 AGGREGATE TRANSACTIONS i icn # BANK cn > REPORTING PERSON INDIRECT ACCOUNT s •ti S 3 Bought or h H d C 25 Otherwise O DATE OF TRANSACTION Acquired Sold or Otherwise Disposed of i t f MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Con't) Aaron Last D 12-15-76 12-28-76 1,000 30,000 12-10-76 12-15-76 100 100 714 500 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown) Aura J. Wheeler D LIBERTY TRUST COMPANY OF MARYLAND (Cumberland) Mark Folk D 244 10-28-76 11-22-76 William Walsh 150 460 12-24-76 William D. Smith 2 2 2 108 3,979 100 1,332 10 D D 12- 3-76 2 60 180 MANUFACTURERS BANK & TRUST COMPANY OF ST. LOUIS (Missoi ri) Fred Weber, Jr. D 12-27-76 Sander B. Zwick D 12-17-76 300 50 2 6,818 2,789 374 THE MERCHANTS BANK OF NEW YORK (New York City) Ralph Italic Isidore Karten OD D 12-13-76 11-22-76 1 16 2 343 336 7,257 2 1,000 975 2,326 975 -3- FR 671 RELATIONSHIP DATE OF TRANSACTION Robert C. Bradley D 10-13-76 John N. Elder OD 11-19-76 BANK REPORTING PERSON # INDIRECT ACCOUNT AGGREGATE TRANSACTIONS IOIt> C H H : i Bought or Otherwise • Acquired Is ' Sold or Otherwise Disposed of MONTH-END OWNERSHIP METROPOLITAN BANK (Tampa, Florida) 1,300 2 Harry L. Truly, Jr. 14,700 975 1,075 47,175 500 12,100 7,100 D 10-13-76 2 D 10-13-76 200 2,700 D 12-30-76 300 1,300 Edward C. Berra OD 12-31-76 1,004 5,473 Russell C. Schaefer 0 12-31-76 550 1,010 Richard L. Viola 0 12-31-76 550 973 T 12-21-76 1,500 89,571 OD 11-17-76 11-19-76 50 875 625 469 William H. Young * THE SAVINGS & TRUST COMPANY OF PENNSYLVANIA (Indiana) J. L. Douds * SOUTHWEST BANK OF ST. LOUIS (Missouri) UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Bonus Plan VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack 12- 8-76 12-10-76 12-14-76 12-21-76 * 781 3,594 54,158 -4- FR 6?1 AGGREGATE TRANSACTIONS BANK REPORTING PERSON INDIRECT ACCOUNT 1 h d Bought or Otherwise Acquires DATE OF TRANSACTION Sold or Otherwise Disposed of MONTH-END OWNERSHIP VALLEY BANK OF NEVADA (Las Vegas) (Con't) Jerome D. Mack (Con't) OD 11-23-76 2 2 12-14-76 2 12- 8-76 12-10-76 12-21-76 2 2 50 625 469 781 4,469 207,274