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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 December 1973 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "3" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from December 11, 1973 to January 10, 1973 IMPORTANT - See Guide to Symbols on preceding page INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBO REPORTING PERSON RELATIONSHIP BANK AGG REGATE TRANSACTIONS Bought dr Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BANK OF SMITHTOWN (New York) Frank Radau 0D 11-12-73 107 11,342 288 138 1,250 60 2 THE CLEVELAND TRUST COMPANY (Ohic ) George F. Karch M 12- 5-73 3 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Alfred H. Hauser D 11-27-73 1,700 2 George Neupauer D 12-13-73 110 D 3,037 6,019 11-30-73 110 6,169 837 6,722 100 2 3 Horace K. Roberson 3,700 1,500 725 805 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) William J. Brown D 4- 6-73 3 80 1- 9-73 1-12-73 4-27-73 2 2 2 110 HEMPSTEAD BANK (Garden City.N.Y. * Robe rt E . Scheuing ^Amended report. OD i,486 200 206 1,148 -2- FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HEMPSTEAD BANK (Con't) William H. VanTuyl D 12-28-73 100 OD 11-10-73 11-30-73 61 120 THE LORAIN COUNTY SAVINGS & TRUST CO. (Elyria, Ohio) E . J . Fauve r 61 2 R. W. Vandemark D 12-28-73 55 1,650 599 1,000 500 300 2 MAIN BANK AND TRUST (San Antonio, Texas) Reginald Roberts D 12-19-73 2,784 3,885 3,884 100 1,990 188 49 3,970 1,045 3,148 2 MANCHESTER STATE BANK (Connecticut) Anthony Dzen D 12-27-73 D 12-27-73 MERCHANTS BANK OF NEW YORK (New York City) Abe Gellis 2 Arnold Markel Andrew Ziegeler OD OD 5-27-73 5-29-73 6-20-73 7-17-73 7-24-73 9-13-73 12-28-73 5-27-73 12-28-73 1,150 200 200 1,000 1,000 200 150 2 2 2 12-28-73 2 3,160 3,000 2,035 78 21 42,769 4,414 1,838 263 -3FR 671 - O +3 ■ BANK REPORTING PERSON W 1* 7 5 w o z C/5 INDIRECT ACCOUNT EC M § 2 a a DATE OF TRANSACTION po C/5 C/3 J> re n M H ** o u j •> w o AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP a o NASSAU TRUST COMPANY (Glen Cove, New York) Benjamin Shapiro D 10-26-73 3 1,000 1,000 2,000 19,878 26,633 PIEDMONT TRUST BANK (Martinsville, Virginia) Thomas W. Turner 0 11- 3-73 100 2 65 66 THE STATE BANK OF NORTH JERSEY (Pine Brook) Albert J. O'Dowd D 11-19-71 12- 5-72 12- 5-73 700 350 320 2 David Young, IV 3,780 1,722 D 12-14-73 116 4,799 OD 11-20-73 300 1,848 D 12-31-73 200 3,360 Bonus Plan T 12- 6-73 1,115 Samuel C. Park, Jr. T 12- 6-73 12-20-73 80 20 TEXAS BANK & TRUST COMPANY (Dallas) Charles G. Young, Jr. TRUST COMPANY OF GEORGIA (Atlanta) Sartain Lanier UNITED STATES TRUST COMPANY OF NEW YORK (New York City) 2 53,151 1,500 600
