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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete.' On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the .transactions, if -other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a fall and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than*10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights MG" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly; "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" * Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "A" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from December 11, 1971 to January 10, 1972 IMPORTANT - See Guide to Symbols on preceding page. O £ M BANK H HH ■g REPORTING PERSON CO EC M INDIRECT ACCOUNT H iS DATE 0F TRANSACTION CO SCI M T ) CO w 25 CO > O H M O Sg a AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP AMERICAN BANK & TRUST COMPANY (Lansing. Michigan) Owen H. Marmon D 12-13-71 50 226 John R. Pettibone OD 3-22-71 11-18-71 53 100 500 Ralph L. Woodruff D 11-24-71 100 10,485 0 12-6-71 500 5,392 D 12-19-71 200 536 110 298 BANK OF THE COMMONWEALTH (Detroit, Michigan) Leo G. Lapham BANK OF DELAWARE(Wilmington) Ira T. Ellis 3 3 Hudson E. Gruwell D 12-9-71 100 217 146 100 367 100 355 400 3 BANK OF NEW JERSEY (Camden) Jack M. Wray OD 7-27-71 BROADWAY BANK AND TRUST CO (Paterson. New Jersey) Robert Dalzell, Jr. D 11-30-71 2 FR 671 P0 m BANK tr* > REPORTING PERSON INDIRECT ACCOUNT M O 2! CO s ►a DATE OF TRANSACTION ■Srtir AGGREGATE m a TRANSACTIONS pa co CO J> * Q M H ►b m Bought or Sold or Otherwise Otherwise CO § 1 Disposed of Acquired Cd 25 MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY (OHIO) Ellery Sedgwick, Jr. D 11-11-71 0 11-22-71 11-22-71 11-30-71 1,900 100 COMMERCE UNION BANK (Nashville, Tennessee) Harold Hull 2 2 200 1,467 200 737 240 200 200 4 CORPUS CHRISTI BANK AND TRUST (Texas) Bill B. Cobb 0 11-15-71 COUNTY TRUST COMPANY OF NEW JERSEY(Jersey City) Benjamin Casser Harry I Etelman 18,691 5,479 599 D 9-8-71 2 2 9-8-71 2 220 520 6,092 -0- 100 562 D THE DETROIT BANK AND TRUST CO (Michigan) Walker L. Cisler D C. Boyd Stockmeyer OD 12-9-71 1,491 200 100 12-14-71 THE DOLLAR SAVINGS & TR CO (Youngstown, Ohio) T. Lamar Jackson D 50 12-7-71 1,750 THE FIFTH THIRD BANK (Cincinnati, Ohio) Odell L Bernius 3,000 ODi 12-29-71 2 4,500 750 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE FIFTH THIRD BANK(Con1t) Clement L. Buenger John E. Goyert William S. Rowe 0 or 12-23-70 12-24-70 1-22-71 12-17-71 700 450 12-22-71 0 G X 3 17 500 500 1,413 458 1,000. 90 1,500 12-23-71 12-28-71 11,270 1,500 1,320 1,320 2 2 2 FIRST BANK OF COLONXA (N.J.) Eileen A. Salsano 0 11-5-71 305 1,170 Caroline T. Steinitz 0 11-8-71 11-29-71 116 78 15 GENESEE MERCHANTS BANK & TR (Flint, Michigan") Edward J. Neithercut D 11-30-71 360 1,472 1,086 285 1,432 740 2 John F. Sarvis 0 11-23-71 2 Arthur E. Summerfield, Jr. 4,947 2,101 D 12-22-69 2 100 11-8-71 11-11-71 2 2 434 4,802 HEMPSTEAD BANK (New York) Bruce Wood Hall Colton P. Wagner BD1 D 11-23-71 106 434 4,802 212,550 5,236 1,171 500 -4- FR 671 5- FR 671 5* W t- 1 BANK •pa & REPORTING PERSON INDIRECT ACCOUNT M O 52j 05 PC w AGGREGATE TRANSACTIONS i s m z DATE OF TRANSACTION c/5 05 > a* G h 4 h3 m 05 § 3 * »> Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP tjS 25 THE SCHENECTADY TRUST COMPANY (New York) James E. Cushing* 12-29-71 12-29^71 2 4,194 -0- 1,762 -0- *Former Director Caryl P. Haskins D 12-7-71 3,468 6,038 100 285 2,165 200 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) James E. Thompson OD 12-14-71 2 2 12-13 71 12-15-71 12-25-71 12-28-61 3 12 6 56,244 D 12-29-71 200 7,316 John H. Culling D 12-16-71 107 157 William J.Freshi D 12-16-71 240 1,020 Fred A. Giacoma, Sr. OD 12-16-71 583 3,283 Charles M. Hennemeyer OD 12-16-71 677 3,979 Leopold Oldani D 12-16-71 817 4,823 Raymond R. Schnietz 0 12-16-71 117 769 Robert C, Shirtum D 12-16-71 223 923 Harry J. Timmerman D 12-16-71 151 451 Profit.Sharing Plan B 1,798 SEATTLE TRUST & SAVINGS BANK (Washington) Thomas M. Pelly SOUTHWEST BANK OF ST LOUIS . k -6 FR 671 INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON AGGREGATE TRANSACTIONS RELATIONSHIP BANK DATE OF TRANSACTION 0 12-16-71 188 688 12-9-71 686 751 11-15-71 11-30-71 12 40 300 Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SOUTHWEST BAN(Con't) (Missouri) Adalbert Von Gontard SUMMIT & ELIZABETH TRUST CO (ELizabeth, New Jersey) J. Wendell Crain D SYLVANIA SAVINGS BANK COMPANY (Ohio) Bruce W. Alcock OD Frank Dick D 11-29-71 50 478 Paul W. Zeitner OD 11-19-71 56 1,204 D 11-19-71 OD 11-19-71 TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) Ellis L. Phillips, Jr. C. E. Treman, Jr. 100 100 100 2,101 1,287 540 330 1,000 874 200 60 232 50 610 120 100 367 95 2 2 THE TRUST COMPANY OF GEORGIA (Atlanta) Bradley Currey, Jr. 0 12-7-71 2 2 2 THE UNION SAVINGS 6c TRUST CO (Warren. Ohio) Donald J. Reese D 12-8-71 12-8-71 12-8-71 2 2 2 2 232 -7- FR 671 «r-H£ a 'so BANK REPORTING PERSON m f 5 M O CO DATE OF TRANSACTION a CO INDIRECT ACCOUNT sc AGGREGATE TRANSACTIONS 25 H Bought or O Otherwise a > Acquired T3 M Sold or Otherwise Disposed of MONTH-END OWNERSHIP a o UNITED STATES TRUST COMPANY OF NEW YORK (New York City) 12-13-71 J. Sinclaire Armstrong 150 500 250 500 2,908 VALLEY BANK OF NEVADA (Las Vegas)__________ R. R. Jacobson OE 12-28-71 2 Jerome R. Mack 12-13-71 E. Parry Thomas 2 1,500 1,B00 12-13-71 2 2 35,138 167,669 112,225 100 30