View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

G.16

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
Washington,D. C. 20551

Summary of Equity Security Transactions and Ownership of Directors,
Officers, and Principal Stockholders of Member State Banks




as Reported Pursuant to Section 16(a) of the
Securities Exchange Act of 1934

EXPLANATORY NOTE
Information in this Summary has been drawn from reports
on Form F-8, "Statement of Changes in Beneficial Ownership of Securities,"
filed with the Board of Governors of the Federal Reserve System.

In

the interest of simplification, the Summary omits reported data with
respect to initial holdings (reported on Form F-7), purchases and sales
aggregating less than 50 shares during the month for which the report
is filed, stock splits, stock dividends, rights, and gifts.

The under­

lying reports may be inspected at the Federal Deposit Insurance Corporation
Building, 550 17th Street, N. W., Washington, D. C.

Publication of

this information is in no sense a representation that it is correct or
complete.'
On the following pages, the name of the bank is followed by
the name of the person reporting and his relationship to the bank.
Unless otherwise indicated, all transactions involve the bank's common
stock.

Any indirect interest (through holding companies, partnerships,

trusts, family ownership, etc.) is shown below the direct interest.
Symbols indicate the nature of the .transactions, if -other than a pur­
chase or sale, and the nature of ownership, if other than direct (see
"Guide to Symbols" below).




GUIDE TO SYMBOLS
Reference to these symbols is essential for a fall
and accurate interpretation of the data reported

RELATIONSHIP
"0" - Officer
"D" - Director or person performing similar functions
"B" - Beneficial owner of more than*10 per cent of any registered
equity security of the bank
"V" - Voting trustee
"T" - Trustee
"M" - Member of advisory board or honorary director
CHARACTER OF TRANSACTION
No symbol - Purchase or Sale
"B" - Bequest or Inheritance
"C" - Compensation
"D" - Distribution
"E" - Exchange or Conversion
"F" - Exercise of rights
MG" - Gift
"S" - Stock dividend or stock split
"X" - Exercise of option
NATURE OF OWNERSHIP
No symbol - Securities are beneficially owned directly;
"1" - Securities are directly held, but reporter disclaims any
admission that he is the beneficial owner of the securities.
"2" * Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the TOTAL transactions and holdings of the
intermediary.
"3" - Same as in "2," except that reporter disclaims any admission
that he is the beneficial owner of the securities.
"A" - Securities are beneficially owned indirectly through a holding
company, partnership, trust, or other intermediary; figures
reported represent the PROPORTIONATE interest of the reporter.
"5" - Same as "4," except that reporter disclaims any admission that
he is the beneficial owner of the securities.
MONTH-END OWNERSHIP
"PR" - Holdings as previously reported.




TRANSACTIONS AND MONTH-END OWNERSHIP

Reports included in this summary were filed with the Board of Governors of the
Federal Reserve System during the period from
December 11, 1971 to

January 10, 1972

IMPORTANT - See Guide to Symbols on preceding page.

O

£

M

BANK

H

HH

■g
REPORTING PERSON

CO

EC

M

INDIRECT ACCOUNT

H

iS

DATE
0F
TRANSACTION

CO
SCI
M
T )
CO

w

25
CO
>
O
H
M

O

Sg

a

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

AMERICAN BANK & TRUST COMPANY
(Lansing. Michigan)
Owen H. Marmon

D

12-13-71

50

226

John R. Pettibone

OD

3-22-71
11-18-71

53
100

500

Ralph L. Woodruff

D

11-24-71

100

10,485

0

12-6-71

500

5,392

D

12-19-71

200

536
110
298

BANK OF THE COMMONWEALTH
(Detroit, Michigan)
Leo G. Lapham
BANK OF DELAWARE(Wilmington)
Ira T. Ellis

3
3
Hudson E. Gruwell

D

12-9-71

100

217
146

100

367

100

355
400

3
BANK OF NEW JERSEY (Camden)
Jack M. Wray

OD

7-27-71

BROADWAY BANK AND TRUST CO
(Paterson. New Jersey)
Robert Dalzell, Jr.




D

11-30-71
2

FR 671

P0
m

BANK

tr*
>

REPORTING PERSON
INDIRECT ACCOUNT

M
O
2!
CO
s
►a

DATE
OF
TRANSACTION

■Srtir
AGGREGATE
m a
TRANSACTIONS
pa co
CO J>
* Q
M
H
►b m Bought or Sold or
Otherwise Otherwise
CO § 1
Disposed of
Acquired
Cd 25

MONTH-END
OWNERSHIP

THE CLEVELAND TRUST COMPANY
(OHIO)
Ellery Sedgwick, Jr.

D

11-11-71

0

11-22-71
11-22-71
11-30-71

1,900

100

COMMERCE UNION BANK
(Nashville, Tennessee)
Harold Hull

2
2

200

1,467
200
737

240

200

200
4

CORPUS CHRISTI BANK AND TRUST
(Texas)
Bill B. Cobb

0

11-15-71

COUNTY TRUST COMPANY OF NEW
JERSEY(Jersey City)
Benjamin Casser

Harry I Etelman

18,691
5,479
599

D
9-8-71

2
2

9-8-71

2

220

520

6,092
-0-

100

562

D

THE DETROIT BANK AND TRUST CO
(Michigan)
Walker L. Cisler

D

C. Boyd Stockmeyer

OD

12-9-71

1,491
200

100

12-14-71
THE DOLLAR SAVINGS & TR CO
(Youngstown, Ohio)
T. Lamar Jackson

D

50

12-7-71

1,750

THE FIFTH THIRD BANK
(Cincinnati, Ohio)
Odell L Bernius




3,000

ODi 12-29-71

2

4,500
750

FR 671

INDIRECT ACCOUNT

DATE
OF
TRANSACTION

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

RELATIONSHIP

BANK

AGGREGATE
TRANSACTIONS
Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

THE FIFTH THIRD BANK(Con1t)
Clement L. Buenger
John E. Goyert

William S. Rowe

0

or

12-23-70
12-24-70
1-22-71
12-17-71

700

450

12-22-71

0

G

X
3

17
500
500
1,413
458

1,000.

90
1,500

12-23-71
12-28-71

11,270
1,500
1,320
1,320

2
2
2
FIRST BANK OF COLONXA (N.J.)
Eileen A. Salsano

0

11-5-71

305

1,170

Caroline T. Steinitz

0

11-8-71
11-29-71

116
78

15

GENESEE MERCHANTS BANK & TR
(Flint, Michigan")
Edward J. Neithercut

D

11-30-71

360

1,472
1,086

285

1,432
740

2
John F. Sarvis

0

11-23-71
2

Arthur E. Summerfield, Jr.

4,947
2,101

D
12-22-69

2

100

11-8-71
11-11-71

2
2

434
4,802

HEMPSTEAD BANK (New York)
Bruce Wood Hall

Colton P. Wagner




BD1

D

11-23-71

106

434
4,802

212,550
5,236
1,171
500

-4-

FR 671




5-

FR 671
5*
W
t- 1

BANK

•pa

&
REPORTING PERSON
INDIRECT ACCOUNT

M
O
52j
05
PC
w

AGGREGATE
TRANSACTIONS

i s
m z
DATE
OF
TRANSACTION

c/5
05 >
a* G
h 4 h3
m

05 §
3 * »>

Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

tjS 25

THE SCHENECTADY TRUST COMPANY
(New York)
James E. Cushing*

12-29-71
12-29^71

2

4,194

-0-

1,762

-0-

*Former Director
Caryl P. Haskins

D

12-7-71

3,468

6,038

100

285
2,165
200

SEARS BANK AND TRUST COMPANY
(Chicago, Illinois)
James E. Thompson

OD

12-14-71
2
2
12-13 71
12-15-71
12-25-71
12-28-61

3
12
6

56,244

D

12-29-71

200

7,316

John H. Culling

D

12-16-71

107

157

William J.Freshi

D

12-16-71

240

1,020

Fred A. Giacoma, Sr.

OD

12-16-71

583

3,283

Charles M. Hennemeyer

OD

12-16-71

677

3,979

Leopold Oldani

D

12-16-71

817

4,823

Raymond R. Schnietz

0

12-16-71

117

769

Robert C, Shirtum

D

12-16-71

223

923

Harry J. Timmerman

D

12-16-71

151

451

Profit.Sharing Plan

B

1,798

SEATTLE TRUST & SAVINGS BANK
(Washington)
Thomas M. Pelly
SOUTHWEST BANK OF ST LOUIS .




k

-6

FR 671

INDIRECT ACCOUNT

TRANSACTION AND
OWNERSHIP SYMBOL

REPORTING PERSON

AGGREGATE
TRANSACTIONS

RELATIONSHIP

BANK

DATE
OF
TRANSACTION

0

12-16-71

188

688

12-9-71

686

751

11-15-71
11-30-71

12
40

300

Bought or
Otherwise
Acquired

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

SOUTHWEST BAN(Con't)
(Missouri)
Adalbert Von Gontard
SUMMIT & ELIZABETH TRUST CO
(ELizabeth, New Jersey)
J. Wendell Crain

D

SYLVANIA SAVINGS BANK COMPANY
(Ohio)
Bruce W. Alcock

OD

Frank Dick

D

11-29-71

50

478

Paul W. Zeitner

OD

11-19-71

56

1,204

D

11-19-71

OD

11-19-71

TOMPKINS COUNTY TRUST COMPANY
(Ithaca, New York)
Ellis L. Phillips, Jr.
C. E. Treman, Jr.

100

100

100

2,101
1,287
540

330

1,000
874
200
60

232
50

610
120
100
367
95

2
2
THE TRUST COMPANY OF GEORGIA
(Atlanta)
Bradley Currey, Jr.

0

12-7-71
2
2
2

THE UNION SAVINGS 6c TRUST CO
(Warren. Ohio)
Donald J. Reese




D

12-8-71
12-8-71
12-8-71

2
2
2
2

232

-7-

FR 671
«r-H£
a

'so

BANK
REPORTING PERSON

m
f
5
M
O

CO

DATE
OF
TRANSACTION

a

CO

INDIRECT ACCOUNT

sc

AGGREGATE
TRANSACTIONS

25
H Bought or
O Otherwise
a
> Acquired

T3 M

Sold or
Otherwise
Disposed of

MONTH-END
OWNERSHIP

a

o
UNITED STATES TRUST COMPANY
OF NEW YORK (New York City)
12-13-71

J. Sinclaire Armstrong

150

500

250

500
2,908

VALLEY BANK OF NEVADA
(Las Vegas)__________
R. R. Jacobson

OE

12-28-71
2

Jerome R. Mack
12-13-71
E. Parry Thomas




2

1,500

1,B00

12-13-71

2
2

35,138
167,669
112,225
100
30