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G. l6 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington, D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Rmnke as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 193^+ August 1 9 8 1 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for -which the report is filed, stock splits, stock dividends, rights, and gifts. The underlying reports may be inspected at the Federal Reserve Board offices, Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any direct interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the nature of ownership, if other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP t Q t — Officer t t "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. . . . "3" - Same as in "2", except that reporter disclaims any admission that he is the beneficial owner of the securities. »4" . securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4", except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from August 11 to September 10, 1981 IMPORTANT - See Guide to Symbols on preceding page REPORTING PERSON INDIRECT ACCOUNT h d DATE OF TRANSACTION TRANSACTION AND TRANSACTION AND OWNERSHIP SYMBOL I 1 BANK AGGREGATE TRANSACTIONS Bought or Sold or Otherwise Otherwise Acquired Disposed of MONTH-END OWNERSHIP BANK OF GREENE (Virginia) Frank L. Lamb OD 6-30—81 50 2,021 CENTRAL BANK (Louisiana) T. H. Scott D 6-12-81 2 288 8,909 31,803 D 8-31-81 7-06-81 2 200 50 2,503 583 D 8-7-81 300 607 466 8-3-81 225 25,163 4-4-81 6,120 12,440 2,000 210 8,120 CITIZENS BANK & TRUST CO. (Virginia) J. Duncan Garrett THE CITY BANK COMPANY (Ohio) Aris G. Varouh 2 COMMONWEALTH BANK & TRUST CO. (Virginia0 Walter A. Honeycutt D CONTINENTAL BANK & TRUST CO. (Virginia] Carl Bernstein OD Gerald L. Corbin OD 4-4-81 2 FR 671 -2- ^ H i • AGGREGATE ) TRANSACTIONS 1 DATE r b ! Bought 0:| Sold or OF Otherwisie Otherwise MONTH-END a TRANSACTION '•"E2 Acquired Disposed oi OWNERSHIP C £ O ' r >) t BANK REPORTING PERSON INDIRECT ACCOUNT i CONTINENTAL BANK & TRUST CO. (Cont'd.) Carolyn W. Hirst D Marvin Jacobs D Thomas C. Kilby Charles H. Kimzey 4-4-81 4-4-81 OD 4-4-81 D 7-16-81 7-16-81 7-9-81 7-9-81 2 4-4-81 D 6,120 2 12,240 7,320 200 14,440 6,640 12,960 320 200 2,060 3 50 623 7,946 3,000 3 78 22 1,686 200 THE DOLLAR SAVINGS & TRUST CO. (Ohio) Nils P. Johnson D. W. McGowan Paul J. Thomas John F. Tyler OD D 8-11-81 D 7-09-81 7-27-81 7-29-81 2 3 Aura J, Wheeler Robert E. Williams D D 8-31-81 1,000 69 1,000 168 36,906 7,258 3,833 1,293 7-16-81 1,000 1,352 1,453 200 2 3,158 FIRST BANK OF COLONIA (New Jersey) Angelo Mauro OD 7-27-81 2 1,311 3,705 12,487 8-21-81 2 200 4,648 5,826 GATEWAY STATE BANK (New York) Joseph J. Holzka , OD -3- PR 671 II AGGREGATE TRANSACTIONS DATE Bought or Sold or >i H Otherwise Otherwise MONTH-END t OF 3 Acquired Disposed of OWNERSHIP TRANSACTION 0 S| BANK REPORTING PERSON INDIRECT ACCOUNT 8 THE LAWRENCE COUNTY BANK (Tennessee) W. A. Harwell 7-81 263.33 6552.95 20.00 Carson Johnston 7-81 263.33 4625.97 100.00 M. J. Riddle 7-81 263.34 5598.08 32.00 THE MERCHANTS BANK OF NEW YORK (New York) Rudolph H. Hertz OD 8-81 200 1,558 447 PRINCETON BANK & TRUST COMPANY (West Va.) W. Grady Carper D W. Robert Carr D 178 3,847 2-22-80 H. P. Hunnicutt 7-07-81 427 5,953 1,429 3-31-81 Z. Lane Murphy 3-09-81 510 1,134 8,834 45,891 2,077 3,686 THE SCHENECTADY TRUST CO. (New York) Harry E. Whittingham, Jr. OD 8-12-81 200 1998.8579 412.1910 L H STATE BANK OF THE ALLEGHENIES (Virginia) 'E Michael McHale Collins 7-15-81 50 1,150 500 George E. Garten 4-30-81 5-13-81 125 50 1,500 25 # FR 671 AGGREGATE TRANSACTIONS Bought or Sold or DATE H h H Otherwise Otherwise MONTH-END d OF TRANSACTION ta § Acquired Disposed of OWNERSHIP BANK REPORTING PERSON INDIRECT ACCOUNT 9 9 UNION BANK & TRUST CO. (Alabama) Henry Paul Haas D Henry A. Leslie CD 230 350 -29-81 100 843 457 •23-81 David B. Rees •8-81 100 100 CD -0- UNION TRUST COMPANY OF WILDWOOD (Hew Jersey) Albert S. Bailie OD James A. Byrne D Charles B. Middleton CD 4-• 2 2 - 8 1 7-6 - 8 1 6-24-81 7-6 - 8 1 8- 2 8 - 8 1 6 - 24-81 28-81 4—22—8l 186 100 186 260 100 45 186 1,346 1,532 16,054 1,048 250 93 7-23-81 8-28-81 Charles J. Sansone Jerome A. Spatz Palmer M. Way, Jr. OD 100 100 4-22-81 6-16-81 94 300 194 808 4-22-81 6-24-81 8-28-81 94 100 100 597 750 4-22-81 6-10-81 7-23-81 94 16 100 6,168 9,245 12,556 FR 671 1 AGGREGATE TRANSACTIONS DATE 1 1 Bought or Sold or > h Otherwise Otherwise MONTH-END d 1 OF TRANSACTION ra § Acquired Disposed of OWNERSHIP 5 BANK # REPORTING PERSON INDIRECT ACCOUNT ' $ UNITED COUNTIES TRUST COMPANY (New Jersey), Eugene H. Bauer Raymond W. Bauer # Thomas J. Gilmore OD OD D 7-15-81 7-15-81 2 200 300 1,475 5,218 7-15-81 2 4oo 26,728 31,868 6-30-81 200 1,900 2 # VALLEY BANK OF NEVADA (Nevada) C. D. Brown # e # # 20,683 468 • \ 1 # CD 6-22-81 50 422