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G. 16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks as R e p o r t e d P u r s u a n t t o S e c t i o n 1 6 ( a ) of t h e S e c u r i t i e s Exchange Act of 1934 August 1977 EXPLANATORY NOTE I n f o r m a t i o n i n t h i s Summary has been drawn from r e p o r t s on Form F - 8 , "Statement of Changes i n B e n e f i c i a l Ownership of S e c u r i t i e s , ' f i l e d w i t h t h e Board of Governors of t h e F e d e r a l Reserve System. In t h e i n t e r e s t of s i m p l i f i c a t i o n , the Summary omits r e p o r t e d d a t a w i t h r e s p e c t t o i n i t i a l h o l d i n g s ( r e p o r t e d on Form F - 7 ) , p u r c h a s e s and s a l e s a g g r e g a t i n g l e s s than 50 s h a r e s d u r i n g t h e month f o r which the r e p o r t i s f i l e d , s t o c k s p l i t s , s t o c k d i v i d e n d s , r i g h t s , and g i f t s . The u n d e r - l y i n g r e p o r t s may be i n s p e c t e d a t t h e F e d e r a l Reserve Board o f f i c e s , Washington, D. C. P u b l i c a t i o n of t h i s i n f o r m a t i o n i s i n no sense a r e p r e s e n t a t i o n t h a t i t i s c o r r e c t or complete. On the f o l l o w i n g pages, the name of the bank i s followed by the name of the person reporting and h i s r e l a t i o n s h i p t o the bank. Unless otherwise i n d i c a t e d , a l l t r a n s a c t i o n s involve the bank's common stock. Any i n d i r e c t i n t e r e s t (through holding companies, p a r t n e r s h i p s , t r u s t s , family ownership, e t c . ) i s shown below the d i r e c t i n t e r e s t . Symbols i n d i c a t e the nature of the t r a n s a c t i o n s , i f other than a purchase or s a l e , and the nature of ownership, i f other than d i r e c t (see "Guide t o Symbols"). GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of the d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or person performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more t h a n 10 per cent of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - Voting t r u s t e e "T" - T r u s t e e "jj" — Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d or stock s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s are b e n e f i c i a l l y owned d i r e c t l y . "1" - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s the b e n e f i c i a l owner of t h e s e c u r i t i e s . "2" - S e c u r i t i e s are b e n e f i c i a l l y owned i n d i r e c t l y through a holding company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. "3" - Same as i n " 2 , " except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "4" - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a holding company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as " 4 , " except t h a t r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s the b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . TRANSACTIONS AND MONTH-END OWNERSHIP # R e p o r t s i n c l u d e d i n t h i s summary were f i l e d w i t h t h e Board of Governors of the F e d e r a l Reserve System d u r i n g t h e p e r i o d from August 1 1 , 19 77 t o September 1 0 , 19 77 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page ft II :i it <z> Cfi > a o BANK DATE OF TRANSACTION REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Sold or MONTH-END Otherwise Otherwise Acquired Disposed of OWNERSHIP BAM! OF SMITHTOWN (New York) 8-17-77 65 15,961 6- 9-77 170 900 1,050 R i c h a r d L. Mazzocca 5-23-77 150 700 P a u l E. S c h e i d m a n t e l 6-6-77 100 829 273 700 300 1,138 F r a n k Rad.au OD 446 #BEAVER TRUST COMPANY ( P e n n s y l v a n i 1 Abe F a r k a s DEARBORN BANK AND TRUST COMPANY (Michigan) # Hugh M. A r c h e r F r a n k C. P a d z i e s k i Ralph Wagner D 8 - 2-77 2-15-77 8 - 2-77 2 2 1,000 D 1-18-77 8 - 2-77 471 200 OD 10-15-76 12-14-76 8 - 2-77 2 4i 112 2,000 101 890 10,793 2,332 •THE DOLLAR SAVINGS AND TRUST CCMP \NY (Youngstown, Ohio) Aura J . Wheeler D 8-12-77 FR 6 7 1 REPORTING PERSON INDIRECT ACCOUNT RELATIONSHIP BANK ^ Hj AGGREGATE TRANSACTIONS rn h> Bought o r Sold or I I •x) H O t h e r w i s e Otherwise CQ § A c q u i r e s D i s p o s e d of # ui DATE OF TRANSACTION MONTH-END OWNERSHIP a THE LORAIN COUNTY SAVINGS & TRUST CO. ( E l y r i a , Ohio) R o b e r t E. O ' D o n n e l l D 7-28-77 D 6-27-77 508 558 217 34 1,500 240 1,039 734 296,604 m THE MAPLEWOOD BANK AND TRUST COMPANY (New J e r s e y ) C a l e b D. Hammond 2 # METROPOLITAN BANK AND TRUST COMPANY (Tampa, Florida) Edward J . D e B a r t o l o B 7- 6-77 7-22-77 John M. O'Connor 0 8-11-77 1,250 73 SAVANNAH BANK AND TRUST COMPANY ( G e o r g i a ) John E. Cay, J r . # a D 4-13-77 2 200 7,286 2,217 100 1,000 W i l l i a m E. D i l l a r d D U-ll-77 D a n i e l D. P r u i t t 0 6-10-77 D 10- 1-76 100 ,OD 4-27-77 6 - 3-77 78 354 792 * SEATTLE TRUST & SAVINGS BANK (Washington) Henry H. Ketcham, J r . 200 e TOMPKINS COUNTY TRUST COMPANY ( I t h a c a , New York) C h a r l e s E. Treman, J r . 25 2 3,163 2,510 # -3- FR 6 7 1 Q BANK REPORTING PERSON INDIRECT ACCOUNT UNION TRUST COMPANY OF WILDWOOD (New J e r s e y ) # John H. McGarry a H B •x) DATE OF TRANSACTION D UNITED STATES TRUST COMPAN OF NEW YORK (New York C i t y S Bonus P l a n AGGREGATE TRANSACTIONS W co co > Sold or 5 8 Bought o r hj H O t h e r w i s e Otherwise CO § D i s p o s e d of Acquires 7 - 5-77 183 8-25-77 8-31-77 1,364 7-19-77 1,350 1,350 MONTH-END OWNERSHIP 1,178 14,2U3 368 96,727 VALLEY BANK OF NEVADA ^ L a s Vegas) Jerome D. Mack OD 58,956 212,073
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