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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of E q u i t y S e c u r i t y T r a n s a c t i o n s and Ownership of D i r e c t o r s , O f f i c e r s , and P r i n c i p a l S t o c k h o l d e r s of Member S t a t e Banks as Reported Pursuant t o S e c t i o n 16(a) of t h e S e c u r i t i e s Exchange Act of 1934 August 1975 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities, 1 ' f i l e d with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to i n i t i a l holdings (reported on Form F-7), purchases and sales aggregating l e s s than 50 shares during the month for which the report i s f i l e d , stock s p l i t s , stock dividends, rights, and g i f t s . The under- lying reports may be inspected at the Federal Reserve Board o f f i c e s , Washington, D. C. Publication of this information i s in no sense a representation that i t i s correct or complete. On the f o i l w i n g pages, the name of the bank i s followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, a l l transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, e t c . ) i s shown below the direct interest. Symbols indicate the nature of the transactions, i f other than a purchase or sale, and the nature of ownership, i f other than direct (see "Guide to Symbols"). GUIDE TO SYMBOLS R e f e r e n c e t o t h e s e symbols i s e s s e n t i a l f o r a f u l l and a c c u r a t e i n t e r p r e t a t i o n of the d a t a r e p o r t e d RELATIONSHIP "0" - O f f i c e r "D" - D i r e c t o r or person performing s i m i l a r f u n c t i o n s "B" - B e n e f i c i a l owner of more t h a n 10 per c e n t of any r e g i s t e r e d e q u i t y s e c u r i t y of t h e bank "V" - Voting t r u s t e e "T" - T r u s t e e "M" - Member of a d v i s o r y board or honorary d i r e c t o r CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or I n h e r i t a n c e "C" - Compensation "D" - D i s t r i b u t i o n "E" - Exchange or Conversion "F" - E x e r c i s e of r i g h t s "G" - G i f t "S" - Stock d i v i d e n d o r s t o c k s p l i t "X" - E x e r c i s e of o p t i o n NATURE OF OWNERSHIP No symbol - S e c u r i t i e s a r e b e n e f i c i a l l y owned d i r e c t l y . "1" - S e c u r i t i e s a r e d i r e c t l y h e l d , but r e p o r t e r d i s c l a i m s any a d m i s s i o n t h a t he i s t h e b e n e f i c i a l owner of t h e s e c u r i t i e s . " 2 " - S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y t h r o u g h a holding company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the TOTAL t r a n s a c t i o n s and h o l d i n g s of the intermediary. "3" - Same as i n " 2 , " except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s t h e b e n e f i c i a l owner of the s e c u r i t i e s . "4" » S e c u r i t i e s a r e b e n e f i c i a l l y owned i n d i r e c t l y through a h o l d i n g company, p a r t n e r s h i p , t r u s t , or o t h e r i n t e r m e d i a r y ; f i g u r e s r e p o r t e d r e p r e s e n t the PROPORTIONATE i n t e r e s t of the r e p o r t e r . "5" - Same as " 4 , " except t h a t r e p o r t e r d i s c l a i m s any admission t h a t he i s the b e n e f i c i a l owner of t h e s e c u r i t i e s . MONTH-END OWNERSHIP "PR" - Holdings as p r e v i o u s l y r e p o r t e d . . # TRANSACTIONS AND MONTH-END OWNERSHIP Reports Included i n t h i s summary were f i l e d w i t h t h e Board of Governors of the F e d e r a l Reserve System d u r i n g the p e r i o d from August 11, 1975 t o September 10, 1975 IMPORTANT - See Guide t o Symbols on p r e c e d i n g page BANK REPORTING PERSON INDIRECT ACCOUNT e # 6 - 6-75 D 7-24-75 5^27-75 7-24-75 7-14-75 D D 8- 4-75 75 1,949 2 2 70 200 100 699 6,144 2 200 1,500 925 OCITCO and Company B 7-10-75 Frank J . Kinn D 7-15-75 2 100 1,517 225 THE COMMERCIAL BANK AND SAVINGS COMPANY ( F o s t o r i a , Ohio) # OD CITIZENS COMMERCIAL & SAVINGS BANK ( F l i n t , Michigan) Lyle S. Knopf + Bought or Sold or MONTH-END Otherwise Otherwise OWNERSHIP Disposed of Acquired CHEMUNG CANAL TRUST COMPANY (Elmira, New York) John M. McLeod e DATE OF TRANSACTION CENTRAL BANK (Monroe, L o u i s i a n a ) James W. Wade, M.D. # (Z> BANK OF MID-JERSEY (Bordentown, New J e r s e y ) William H. Wells # I 5 TRANSACTION AND OWNERSHIP SYMBO # AGGREGATE TRANSACTIONS 901 2 901 15,657 3,269 45 -2- •gy BANK REPORTING PERSON INDIRECT ACCOUNT E s 1 •fl DATE OF TRANSACTION 1 1 ja co CO > 5 8 f-d H O co Z is AGGREGATE TRANSACTIONS Bought o r Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY ( J e r s e y C i t y ) Marston Ames D Robert L. Boyle D John G. C o l l i n s 0 Robert Hekemian D 8-29-75 2 7- 1-75 2 1,300 633 100 62 19,301 11,579 7 - 31-75 1,000 1,183 7-31-75 8 - 8-75 8-19-75 8-20-75 347 700 1,000 100 3,906 D 7-22-75 8-21-75 100 200 24,800 OD 8-14-75 100 300 D 8-14-75 236 1,536 550 Roy A. Bateman D 4-14-75 6- 9-75 200 130 324 130 Herbert F . Boehl D 7 - 3-75 OD 7 - 3-75 Aaron Last THE LORAIN COUNTY SAVINGS & TRUST CO. ( E l y r i a , Ohio) Robert T. Bowman R. W. Vandemark 2 THE LOUISVILLE TRUST COMPANY (Kentucky) Leonard B. M a r s h a l l , J r . 2 54,592 6,000 9,600 400 6,000 2 • ft. ,n BANK REPORTING PERSON INDIRECT ACCOUNT MiUniaiini AGGREGATE TRANSACTIONS p s cn CO £> § S3 t-ti H DATE O CO 525 S OF TRANSACTION I s cn ....— Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP NASSAU TRUST COMPANY (Glen Cove, New York) 100 Eugene K. Curry 0 6-10-75 6-30-75 2 David J . Dowd 0 5-29-75 6-30-75 440 17 967 5 3 D 6-30-75 Warren I . T i t u s D 6-30-75 7-21-75 6-30-75 3 212 7-16-75 7- 9-75 7-16-75 2 2 408 541 2 3,343 3 5,378 505 190 6 Charles W. Hayden 157 22 157 8,497 12,131 541 408 541 68 THE OBERLIN SAVINGS BANK COMPANY (Ohio) John A. Cochrane D 1,716 THE OHIO CITIZENS TRUST COMPANY (Toledo. Ohio) D 8 - 8-75 OD 8-12-75 D 7-28-75 Robert F . Henry D 7-10-75 John M. Trotman D John E. Hankison 3,343 101 3,343 100 9,934 PIEDMONT TRUST BANK (Martinsville, Virginia) I r v i n g M. Groves Thomas B. S t a n l e y , J r . 250 250 613 100 1,850 59 50 158 2 UNION BANK & TRUST COMPANY (Montgomery, Alabama) 2 7-22-75 -4- 4 TT BANK DATE OF TRANSACTION REPORTING PERSON INDIRECT ACCOUNT I H 1 § AGGREGATE TRANSACTIONS Bought o r Otherwise Acquired Sold o r Otherwise Disposed of MONTH-END OWNERSHIP THE UNION SAVINGS & TRUST COMPANY (Warren, Ohio) Charles R. HoIton, J r . OD 8 - 8-75 2,345 300 110 UNITED STATES TRUST COMPANY OF NEW YORK (New York C i t y ) 1,243 4,757 Hoyt Ammidon 8 - 1-75 Bonus Plan 8-22-75 2,500 Edwin D. E t h e r i n g t o n 7-10-75 7-28-75 185 285 74,055 185 VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack 0 8 - 4-75 8-11-75 980 43 46,864 199,602 Kenneth J . S u l l i v a n , J r . 0 8-29-75 2,757 118 9,063 14,437 Joseph Gorno, S r . 8-26-75 400 4,884 John Karmazin, J r . 8-11-75 WYANDOTTE SAVINGS BANK (Michigan) 100 100 438 450 e
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