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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1972 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, f,Statement of Changes in Beneficial Ownership of Securities,11 filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales a88re8atin8 less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bankfs common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols11 below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from April 11, 1972 to May 10, 1972 IMPORTANT - See Guide to Symbols on preceding page. O H s tr* *> BANK W 2 po m CD > sc o M H M O CD ^ ►—< O REPORTING PERSON zn < INDIRECT ACCOUNT DATE OF TRANSACTION § 25 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BROADWAY BANK AND TRUST CO (Paterson, New Jersey) George Kent D 4-10-72 4-25-72 s 3-22-72 2 2,000 250 53,180 3-17-72 3-17-72 3 60 20 267 44 3-6-72 3-31-72 4 199 9 1,999 600 1,000 5,000 9,600 150 19,050 CITIZENS FIDELITY BANK AND TRUST COMPANY (Louisville,Ky Dinwiddle Lampton, Jr. D THE CLEVELAND TRUST COMPANY (Ohio) Jack W. Lampl, Jr. D COMMERCE UNION BANK (Nashville.Tennessee) Robert H. Smith 0 CORPUS CHRISTI BANK & TR CO (Texas) Charles C. Butt D 4-17-72 B. C. Garnett D 3-1-72 3-29-72 3-1-72 Warrants Debentures Arnold 0. Morgan Warrants Debentures D 3-1-72 3-29-72 3-1-72 S 2,452 S 150 S 3,277 2S 2 150 1,000 21,890 1,400 50,000 1,000 29,575 1,400 50,000 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CORPUS CHRISTI BK & TR(Con't) Edwin Singer D Warrants Debentures Guy I. Warren D 3-1-72 3-29-72 3-1-72 3-1-72 3-20-72 S 3,076 S 192 S 2,611 1,000 27,722 1,792 64,000 1,000 23,369 THE DETROIT BANK AND TRUST (Michigan) Rodkey Craighead OD 4-24-72 400 1,190 100 50 432 85 2 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) James E. Bennett, Jr. D 4-21-72 3 Philip A. Levy Frank C. Watson 4-10-72 3 100 104 181 4-28-72 3 100 532 200 D D FIRST BANK OF COLONIA (N.J.) Eileen A. Salsano 0 170 1,057 240 240 3,976 403 1,643 9,000 746,595 3-6-72 HANCOCK BANK (Quincy, Mass.) Francis A. Hunt OD 4-25-72 4-25-72 2 2 HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois) Trustee Under Will of Norman W. Harris B Stanley G. Harris, Jr. OD 3-28-72 3-24-72 3-23-72 2 3 2 120 71,415 4,750 23,775 40,800 3,718 -3 - INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HEMPSTEAD BANK (Garden City, New York) Hugh J. McClair 0 4-14-72 66 2,000 MANUFACTURERS BANK AND TRUST CO OF ST LOUIS (Missouri) Raymond H. Sauerwein 0 Warrants Fred R. Weber, Jr. D 4-24-72 4-26-72 4-26-72 4-24-72 35 46 2 F 3 15/20 -07 -0- 4-24-72 4-19-72 2 268 2,303 2-1-72 2-8-72 2-11-72 2 50 54 1,244 2-1-72 4-21-72 2-1-72 2-8-72 2-11-72 1 THE MERCHANTS BANK OF NEW YORK (New York City) Bernice Ahrens Arnold Markel 0 OD 2 2 2 100 2,219 100 54 20,924 3 MOUNTAIN TRUST BANK (Roanoke, (Virginia) David H. Burrows D 4-5-72 86 2 Henry M. Hart^ D 4-5-72 100 110 186 594 110 2 THE OHIO CITIZENS TRUST COMPANY (Toledo) Horton C.Rorick 0 4-26-72 200 2 8,288 1,314 -4- P5'TT“ §2 M CO CO > g It4 > H BANK 1— 4 o 25 REPORTING PERSON CO W M *TS INDIRECT ACCOUNT AGGREGATE TRANSACTIONS PS q H M *0 M DATE CO 2 5 OF g 6> TRANSACTION ta z Bought or Otherwise Acquired Sold or Otherwise Disposed o£ MONTH-END OWNERSHIP OLD KENT BANK AND TRUST COMPAN r (Flint, Michigan) Richard M. DeVos D 4-4-72 300 435 100 740 5,686 154 PEOPLES BANK AND TRUST COMPANY (Montgomery, Alabama) Robert S. Gaddis D 4-20-72 2 THE PEOPLES-MERCHANTS TRUST CO (Canton, Ohio) James W. Day D 4-6-72 100 B 4-4-72 4-19-72 4-28-72 120 11 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit Sharing Plan SEATTLE TRUST 120 56,485 BANK (Washington ) John H. Davis D 3-31-72 D 4-5-72 2 600 2,880 100 1,135 523 96 796 26 THE STATE BANK OF NORTH JERSEY (Pine Brook, New Jersey) Lester W. Ram 2 UNION BANK AND TRUST COMPANY (Montgomery, Alabama) Robert F . Henry D 4-19-72 2 UNITED COUNTIES TRUST COMPANY (Elizabeth, New Jersey-Formerly Union County Trust Company) Raymond Bauer 0 3-28-72 3 4 4 3 250 18,721 4,906 13,767 1*814 1,135 -5 - INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED COUNTIES TR CO (Con't) Robert J, Bauer D 3-28-72 250 17,870 13,767 1,814 3,730 10,632 386 2,065 4 4 3 2 3 3 UNION TRUST COMPANY OF MARYLAND (Baltimore) William H. Cowie, Jr. OD 1-17-72 150 200 Berkeley D. Johnson T 4-7-72 164 4,000 Bonus Plan T 4-28-72 1,628 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) VALLEY BANK OF NEVADA (Las Vega* Jerome D. Mack 157 32,308 ) D 35,138 2-9-72 2-16-72 3-1-72 2 2 2 250 200 737 168,969 4-28-72 2 100 300 100 WHEELING DOLLAR SAVINGS AND TRUST COMPANY (West Virginia) Gilbert S. Bachman D
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