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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1971 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "O'* - Officer "D" - Director or person performing similar functions MB" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee MTn - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale MBn - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion MF" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly* "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities, n2n - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "S" - Same as in ,,2,n except that reporter disclaims any admission that he is the beneficial owner of the securities. f,4 M - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "S" - Same as "A,” except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP nPR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from April 11, 1971 to May 10, 1971 IMPORTANT - See Guide to Symbols on preceding page. O H s: 50 s; > M s; pa in m > sc o M H *-a m o in s; & BANK REPORTING PERSON w r1 > H w O a GO p-] M INDIRECT ACCOUNT DATE OF TRANSACTION s S AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP AMERICAN BANK AND TRUST COMPANY (Lansing. Michigan) Richard B. Foster D 2-16-71 272 2,991 John W. Hull D 2-16-71 228 2,498 0D 4-29-71 100 3,149 779 ANN ARBOR BANK (Michigan) Joseph B. Foster 2 BROADWAY BANK & TRUST COMPANY (Paterson, New Jersey) George Kent D 4-30-71 0D 3-30-71 3-30-71 75 12,225 614 250 321 266 CENTRAL BANK (Monroe. La.) M. L. Owens, Jr. James D. Sparks 2 D 4-6-71 896 2,111 D 4-13-71 500 3,649 275 9,415 11,297 92 14,029 CHEMUNG CANAL TRUST COMPANY (Elmira, New York) Robert E. Dalrymple CORPUS CHRISTI BANK & TRUST (Texas) H. L. Eichelberger D 3-10-71 T. S. Scibienski OD 3-15-71 2 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION ■:r a n s a c t i o n a n d )WNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK -2- AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE DOLLAR SAVINGS & TRUST CO. (Youngstown, Ohio) Robert E. Williams D 4-16-71 B Feb. 1971 Apr. 1971 400 100 EWING BANK & TRUST COMPANY (Trenton, New Jersey) Roy P. Briehler 590 100 2 Donald J. Cox D 4-15-71 D Apr. 1971 0 3-19-71 600 53,355 9 9,620 THE FIFTH THIRD BANK (Cincinnati, Ohio) John J. Schiff 400 13,650 149 303 20 FIRST TRUST & DEPOSIT COMPANY (Syracuse. New York) George R. Lindemer 3 Parke W.Wicks 0 25 100 267 10 3-12-71 3-16-71 3-17-71 3-26-71 3 27 267 655 51 GENESEE MERCHANTS BANK & TR C ) (Flint* Michigan) Robert S. Landaal D 3-11-71 3-17-71 2 77 200 385 200 250 1,500 6,250 $10,000 $50,000 HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois) Ffank H. Woods D 4-16-71 2 5% Conv. Capital Notes 2 FR 671 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK -3- AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP HEMPSTEAD BANK (New York) Hugh J. McClair Mead Stone 0 D 4-1-71 4-14-71 4-21-71 4-30-71 S 4-1-71 4-26-71 4-1-71 S 2S 3-12-71 2 417 2 60 10 1,810 162 100 58 777 244 HOUSTON CITIZENS BANK AND TRUST COMPANY (Texas) Mel Croan Newton Gresham 100 6,070 D D 1,170 500 2 11-25-71 3-5-71 2 W. B. Timms, Jr. D 4-13-71 R. W. Vandermark D 3-26-71 3-26-71 V. L Walsh $18,000 11-25-70 Capital Debentures THE LORAIN COUNTY SAVINGS & TRUST COMPANY (Elyria, Ohio) OD 2 2 3,897 23 -0- 50 151 64 366 500 383 117 50 1,988 4-13-71 THE LOUISVILLE TRUST COMPANY (Kentucky) Hunt D. Rawls Joseph E. Stopher Paxton M. Wilt D 3-31-71 2 384 4-30-71 2 2 70 D D 100 3-2-71 2 50 384 2,000 131 30 422 41 FR 671 -4- FR 671 -5- FR 671 -6- 90 AGGREGATE £ TRANSACTIONS § fc H Bought or Sold or M Otherwise Otherwise § Acquired Disposed of m BANK REPORTING PERSON s M o z CO INDIRECT ACCOUNT * M DATE OF ITRANSACTION > z "d MONTH-END OWNERSHIP o VALLEY BANK OF NEVADA (Las Vogas)__________ Jerome D. Mack* 1,312 3-24-71 Emerson S. Sturdevant E. Parry Thomas K. J. Sullivan 3-24-71 Jan. 1971 Jan. 1971 Jan. 1971 Mar. 1971 3-24-71 Mar. 1971 7-1-69 Apr. 1971 Apr. 1971 6,563 1,313 2 2 2 3,000 6.563 35,138 34,251 4,089 67,000 6,563 2 6.563 1,312 0- 78,808 6,563 2 2 2 2 2 - 100 30 33,164 1,313 20,900 1,313 6,563 - 0- *Amended Report WARREN BANK (Michigan) David Lebenbom 5% Convertible Cap. Notes 3-24-71 100 1,347 $15,600