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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1970 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols Is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other Intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE Interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports Included In this summary were filed with the Board of Governors of the Federal Reserve System during the period from April 11, 1970 to May 10, 1970 IMPORTANT - See Guide to Symbols on preceding page B £ BANK H REPORTING PERSON § CO EG M INDIRECT ACCOUNT 5* w 93 O M H AGGREGATE TRANSACTIONS Bought or Sold ox co as Otherwise Otherwise Acquired Disposed of TRANSACTION OO DATE OF MONTH-END OWNERSHIP AMERICAN BANK AND TRUST COMPANY (Lansing. Mich.) John R. Pettibone DD 4-28-70 71 192 B 1-23-70 100 90,100 BANK OF THE COMMONWEALTH (Detroit. Michigan) Common Stock Warrants BOC Investment Company (1) Herbert Fisher * (1) BOC Investment Company D -0 11-17-69 1-23-70 2 2 2 2 50,000 100 90,100 75,000 30,000 1-23-70 2 2 100 90,100 30,000 1-23-70 2 100 -0 90,100 1-23-70 2 100 321 90,100 Parsons Investment Co. Griswold Investment Co. Thomas G. Gies * (1) BOC Investment Company Griswold Investment Co. D Norman E. Kleinert * (1) BOC Investment Company 0 George W. Miller * (1) BOC Investment Company 0 * The above-named persons continue to own shares of Common Stock & 5.82% Cumu lative Preferred Stock previously reported. (1) Amended Report 20 -2- §£ IpoTga 5 H *X> M H H BANK REPORTING PERSON §W 33 M INDIRECT ACCOUNT DATE CO g OF TRANSACTION 3 p5 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF DELAWARE (Wilmington > T. Crawley Davis, Jr. OD Elmer F. Hinrier D 4- 2-70 3- 2-70 3 50 773 100 110 100 100 350 BROADWAY BANK & TRUST COMPAN t (Paterson, New Jersey) Carnie P. Bragg D 4-27-70 Jack Stern D 4- 9-70 D 3-27-70 500 B 2-11-70 3-11-70 100 374 1,300 CENTRAL TRUST COMPANY ROCHESTER N.Y. James P. Wilmot 10,508 CITY TRUST COMPANY (Bridgeport, Connecticut) Connecticut Financial Services Corporation 100 1,377,425 297 253 478 76 THE CLEVELAND TRUST COMPANY (Ohio) Walter M. Halle D July 69 3 2 Henry J. Nave D 4- 6-70 Walter S. Sparling D 4- 9-70 100 900 100 400 1 ,0 0 0 53 1,447 THE COLONIAL BANK AND TRUST COMPANY (Waterbury, Conn.) Franklin M. Robert 0 2-27-70 Benjamin H. Stone OD 2 100 3- 3-70 2 1,852 253 -3- ■s BANK H REPORTING PERSON 1W w INDIRECT ACCOUNT DATE OF TRANSACTION ERANSACTION AND 3WNERSHIP SYMBOL T AGGIREGATE ... TRANFACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Gustav He Koven D 2- 2-70 2- 2-70 2- 2-70 15 2 2 4 649 2,810 174 13,937 68 CORPUS CHRISTI BANK & TRUST (Texas) T. S. Scibienski OD 3-10-70 7,602 D 4-24-70 4-29-70 100 100 THE DETROIT BANK AND TRUST COMPANY (Michigan) Cleveland Thurber 14,400 3,500 2 FIDELITY UNION TRUST COMPANY (Newark, New Jersey) Peter Cartmell OD 4- 6-70 X 2,699 4,924 192 2 2 C. Malcolm Davis OD 4- 6-70 X 6 6,013 11,704 192 59 84 48 59 1,150 2 2 2 2 2 Frank C. Surges 0 4- 6-70 X 150 0 1-29-68 S 42 FIRST BANK OF COLONIA (N.J.) Eileen Salsano * 12 * Amended Report 8-28-68 1-28-69 s 9- 2-69 10- 6-69 1-20-70 s 15 56 9 317 5 74 10 1,604 -4- BANK 8 REPORTING PERSON CD « W INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND 9HMERSHIP SYMBOL T B H M AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIRST BANK OF COLONIA (Cont' i) Caroline T. Steinitz * 0 * Amended Report 1-28-69 9- 2-69 1-20-70 S S 5 85 9 200 FIRST TRUST & DEPOSIT COMPANY (Syracuse. N.Y.) Robert M. Salisbury D Joseph Spector D 3-23-70 822 3- 4-70 William P. Tolley William G. Tumbridge D D 3,817 110 3 3- 6-70 3-17-70 100 100 135 5,109 100 300 3- 4-70 3-11-70 3-16-70 3-23-70 3-26-70 3-27-70 1 ,0 1 1 2 10 250 180 146 2,965 GENESEE MERCHANTS BANK & TRUST CO. (Flint. Mich.) F. Charles Duryea, Jr. 0 1-27-70 11-28-69 2 100 100 300 13,738 HANCOCK BANK AND TRUST COMPANY (Quincy. Mass.) James M. Brown Henry Hoffman 0 75 3- 2-70 3- 9-70 100 D -0 655 3-13-70 2 100 200 $ 1 0 ,0 0 0 419 $15,000 HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois) William F. Murray OD 5% Convertible Cap. Note i 3-23-70 -5- | 1 1 §3 CO > t~H EC Q M H § M CO DATE _ Q E C c o as M OF 3 TRANSACTION & 2 o o “ 90 H BANK REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP r THE LORAIN COUNTY SAVINGS & TRUST COMPANY (Elyria, Ohio) Earl J. Fauver OD 4- 4-70 4- 4-70 2 27 55 1,480 413 100 394 THE LOUISVILLE TRUST COMPANY (Kentucky) William S. Farmer OD 3- 5-70 T 1-12-70 1-20-70 1-26-70 1-30-70 3- 3-70 3-10-70 4- 3-70 4-17-70 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thirft— Incentive Plan * Amended Report * * * * 300 155 300 D 1 300 160 280 38 12,766 OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich. Herbert G. Daverman D 4-15-70 52 1,036 Richard M. Gillett OD 4-15-70 265 5,532 Carl H. Morgenstern D 12- 7-69 50 4,294 Peter Van Domelen, III D 3- 5-70 55 111 113 2 PEOPLES BANK & TRUST CO. (Montgomery, Alabama) J. Hunter Flack D 2-26-70 4- 1-70 50 5,210 5,000 200 2 THE SCHENECTADY TRUST COMPAN r (New York) William H. Milton, III 0 4-20-70 3 84 100 970 -6- BANK REPORTING PERSON T sH H iCA INDIRECT ACCOUNT || so CO CO > SB o M H M DATE C O M OF S3! !> 2 TRANSACTION § SB Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP M SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Savings & Profit Plan AGGREGATE .TRANSACTIONS 36 4- 6-70 4- 9-70 4-20-70 4-22-70 75 300 54,216 D 3-24-70 400 6,916 B 3-23-70 B 100 SEATTLE TRUST & SAVINGS BANK (Washington) Thomas M. Pelly SOUTHERN BANK & TRUST COMPAN r (Richmond, Virginia) J. Garland Hening, Jr. 1 ,0 0 0 2 2 31,105 4,143 1,242 SUMMIT & ELIZABETH TRUST COMPANY (New Jersey) Robert W. Parsons D 400 2,009 140 255 2-20-70 3-26-69 E2 3-19-70 2 3- 1-70 2 104 March 70 2 86 3-12-70 3-12-70 2 TRADE BANK 6c TRUST COMPANY (New York, New York) Max Stern 235 D 403 1 ,0 0 0 TRUST COMPANY OF GEORGIA (Atlanta) Joseph K. Heyman Champney A. McNair 632 877 0 200 0 558 THE TRUST COMPANY OF NEW JERSEY (Jersey City) George Behrens D 200 5,896 1,523 200 -0 - -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) Carton S. Stallard D 3-19-70 3-12-70 3-20-70 3 3 3 3 49 80 3,925 575 1,694 200 485 2,930 35,138 131,402 VALLEY BANK OF NEVADA (Las Vegas) Jerome D. Mack B PR 3- 9-70 2 WARREN BANK (Michigan) Frederick D. Kassab D 5% Convertible Cap. Note 3 3-21-70 68 32,764 $548,800
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