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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1969 EXP L A N A T O R Y NOTE Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. Oh the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported TRANSACTIONS A N D M O N T H - E N D OW N E R S H I P Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from April 11, 1969 to May 10, 1969 IMPORTANT - See Guide to Symbols on preceding page. DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL INDIRECT ACCOUNT ___________________ REPORTING PERSON RELATIONSHIP ------- — BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP i BANK OF THE COMMONWEALTH (Detroit, Michigan) Common Stock Horace C. Ford BOC Investment Co. Thomas G. Gies BOC Investment Co. Norman E. Kleinert BOC Investment Co. Frederick C. Matthaei,Jr, BOC Investment Co. D 696 3- 3-69 3-17-69 3-19-69 3-20-69 2 2 2 2 400 9,260 4,050 1,000 3- 3-69 3-17-69 3-19-69 3-20-69 2 2 2 2 400 9,260 4,050 1,000 3- 3-69 3-17-69 3-19-69 3-20-69 2 2 2 2 400 9,260 4,050 1,000 3- 3-69 3-17-69 3-19-69 3-20-69 2 2 2 2 PR3 PR2 400 9,260 4,050 1,000 3- 3-69 3-17-69 3-19-69 3-20-69 2 2 2 2 3 400 9,260 4,050 1,000 D 202 Family * Amended Report 692,841 0 1,013 692,841 D 507 Family Parsons Investment Co. G. Bretnell Williams * BOC Investment Co. 692,841 D i 692,841 10,631 759,402 3,882s 692,841 2,396 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (continued) Cummulative Preferre i Stock Horace C. Ford * D BOC Investment Co, 3-26-69 3-19-69 2 70 40,000 70 40,000 Thomas G. Gies * BOC Investment Co. D 3-26-69 3-19-69 2 20 40,000 20 40,000 Norman E. Kleinert * BOC Investment Co. 0 3-19-69 2 40,000 -040,000 3-26-69 3-26-69 3-26-69 3-26-69 2 2 3 1,050 75,000 40,000 1,050 1,050 75,000 40,000 1,050 3-26-69 2 40,000 -040,000 4-10-69 4-29-69 2 2 10,974 5,569 5.827o Frederick C. Matthaei,Jr.* D Parsons Investment Co. BOC Investment Co. Family G. Bretnell Williams * BOC Investment Co. D * The above-named persons al 3 0 hold equal amounts of Comm D n stock warrants with the ri iht to purchase two shares of Common Stock @$56.00 per share (expires 3/27/74) BANK OF LAS VEGAS (Nevada) Jerome D. Mack Trustee E. Parry Thomas Bank Building Inc. Custodian For Minor Children )DB OD 32,538 4-15-69 4-29-69 1,456 1,815 81,790 2 46,296 6,563 2 30 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF PASSAIC AND CLIFTON (New Jersey) Edward G. Steadman 0 6-14-68 2-15-68 , 2 2 2 6-10-68 25 89 100 11 4 11 CENTRAL SAVINGS BANK & TRUST COMPANY (Monroe, Louisiana) Paul S. Ransom D 3- 9-69 D 1-23-69 1-23-69 2-21-69 2-26-69 50 340 CENTRAL TRUST COMPANY ROCHESTER N.Y. Abraham F. Feinbloom Horace P. Gioia * 810 50 2 2 2 810 70 100 980 2 149 100 16 1,703 1,212 7-29-68 $600 $600 D 4-10-69 50 1,057 D 3-12-69 761 1,361 140 D 3-20-69 4-18-69 3-20-69 * Amended Report CHEMICAL BANK NEW YORK TRUST COMPANY (New York City) Robert C. Tyson * ♦ D * 57» Convertible Capital Not< !S CITIZENS BANK OF SHEBOYGAN (Wisconsin) R. E. Chesebro CITY TRUST COMPANY (Waterbury, Connecticut) Richard F. Gretsch 2 -4- -g-i=r £ t-1 > 52 j-r-j O REPORTING PERSON 25 CO »u M INDIRECT ACCOUNT y-> 00 CO > H BANK M AGGREGATE TRANSACTIONS q H M DATE _ o CO 2; OF g TRANSACTION w 2: ^ 0 Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CONNECTICUT BANK AND TRUST COMPANY (Hartford) E. Clayton Gengras D 4-15-69 D 3-15-68 8-20-68 11- 7-68 12-13-68 12-23-68 2-17-69 100 32 COUNTY BANK OF SANTA CRUZ (California) J. Boit Sesnon * 1 ,9 4 5 503 245 100 300 245 5,657 1,512 375 13,612 3,375 168 14,200 * Amended Report THE DETROIT BANK AND TRUST COMPANY (Michigan) Cleveland Thurber Wife D 4- 8-69 4- 8-69 2 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Paul J. Thomas D 4-15-69 OD 4- 7-69 4- 8-69 4-25-69 EWING BANK AND TRUST COMPANY (Trenton, New Jersey) Robert David Carr Wife 100 200 200 2 34,300 1,010 FIDELITY BANK (Beverly Hills, California) Homer H. Burnaby * Exchanged for First Fidelity Company shares D 3-10-69 E 378 * 829 -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOLj REPORTING PERSON RELATIONSHIP ________ i BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIDELITY BANK (Continued) First Fidelity Company L, Earl James O.D. B D Family Stephen B. Maher * D Eugene M. Mortlock D Joint with wife James DeNicholas Custodian for Children D Frank C. Noon D ** Trust Wife 3-20-69 3-21-69 3-27-69 3-11-69 4-18-69 3-11-69 4-18-69 3-11-69 300 300 500 2,080 * 48 208 * 193 223 * 2 2 2 3-11-69 January 69 3-10-69 July 68 January 69 3-10-69 3-10-69 2-10-69 3- 1-69 3-10-69 3-10-69 3-10-69 265,144 1,396 3,380 139 367 2,311 31 2 2 2 136 * 426 535 * 889 106 80 1,698 471 2 2,822 783 435 2 2 87 * 955 * 49 * 348 4,062 83 1,338 * 2,223 Maxwe11 L . Rub in D 3-10-69 Bert G. Stalford OD 3-11-69 3-11-69 2 630 * 25 * 1,047 80 3-11-69 3-11-69 2 29,258 * 653 * 48,639 1,292 Stanley M. Stalford OD * Exchanged for First Fideli ty Company shares ** Amended Report FIDELITY UNION TRUST COMPANY (Newark, New Jersey) John S. Bacheller OD 4- 2-69 X 2 856 1,096 85 6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIDELITY UNION TRUST COMPANY (continued) William L. Hoffman Wife Q 4- 2-69 Frederic D 3- 3-69 3-26-69 W. Smith X PR 2 400 572 80 25 G 6 PR 2 310 7,454 7,088 William M. Snyder Wife 0 4- 2-69 X 2 342 894 62 Frank C. Surges 0 4- 2-69 X 250 410 D. B. Briggs 0 12-20-68 300 300 Ernst Hackney 0 2-21-69 100 925 4-16-69 4-23-69 1,153 THE FIFTH THIRD BANK (Cincinnati, Ohio) THE FIRST PENNSYLVANIA BANKING AND TRUST COMPANY (Philadelphia) Employees Profit-Sharing Pla n 43 18,977 FIRST TRUST & DEPOSIT COMPAN r (Syracuse, New York) Donald M. Mawhinney Wife D 4-25-69 100 11,437 3,400 3 HARRIS TRUST AND SAVINGS BAN K (Chicago, Illinois) Stanley G. Harris, Jr. As trustee OD 4-10-69 3- 7-69 4-15-69 4- 9-69 500 8 13 $50,000* 2 * 5% Convertible Capital No tes ** Capital Stock 4,467 19,888 -02,735' -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE HARTER BANK & TRUST COME W Y (Canton, Ohio) Mrs. Sara Sue Bartolet 0 300 3-11-69 PR G. Gordon Strong D 4-25-69 o d :$ 4-14-69 275 $5,200 50 100 $50,000 500 161,538 4,540 2,527 50 741 186 * Convertible Capital Notes HEMPSTEAD BANK (New York) Bruce Wood Hall 2 2 Family Mead W. Stone D 4-23-69 2 THE LOUISVILLE TRUST COMPANY (Kentucky) Joseph C. Wulfman 4- 4-69 4-11-69 4-17-69 100 662 100 1,812 D 4-16-69 550 600 Thomas M. Bancroft * D 4-28-69 480 -0- H. P. Barrand, Jr. * 0 4-28-69 112 -0- William S. Beinecke * D 4-28-69 419 -0- John B. Clark * D 4-28-69 4-28-69 4-28-69 7,986 7,581 56 -0-0-0- D MANCHESTER BANK OF ST. LOUIS (Missouri) Thomas B. Donahue MANUFACTURERS HANOVER TRUST COMPANY (New York City) Wife * * Shares of Capital Stock of Manufacturers Hanover Trust Company converted to t i shares of Manufacturers Corporation. i Digitized for Hanover FRASER | 1 l 1 i 1 2 3 -8- O *4T1 £ r1 > BANK K pc CO CO o 25 Ed M o H ►a m DATE o EC CO z M OF *n g s* TRANSACTION 53 z C/3 REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Z > H MANUFACTURERS HANOVER TRUST COMPANY (continued) Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP • John A. Coleman * D 4-28-69 Horace C. Flanigan * Wife * D 4-28-69 4-28-69 Ben S. Gilmer * D Ralph K* Gottshall * 390 -0- 4,207 10,275 -0-0- 4-28-69 112 -0- D 4-28-69 300 -0- Reese H. Harris, Jr. * 0 4-28-69 152 -0- Gabriel Hauge * 0 4-28-69 1,120 -0- J. Victor Herd * D 4-28-69 4-28-69 599 84 -0-0- 3 2 John E. Heyke, Jr. * D 4-28-69 211 -0- Barry T. Leithead * D 4-28-69 240 -0- Edmund Leone 0 4-28-69 4-28-69 1,431 208 -0-0- * John T. Madden * Birny Mason, Jr. * R. E. McNeill, Jr. * Wife D 4-28-69 200 -0- D 4-28-69 180 -0- OD 4-28-69 4-28-69 4-28-69 3 3 1,535 1,108 100 -0-0-0- 4-28-69 4-28-69 2 400 10 -0-0- 4-28-69 4-28-69 3 560 81 -0-0- 300 -0- * George B. Moran 0 * Wife Eugene Wife Robert * S. Northrop OD * * G. Shares Page * of C a p i t a l D Stock of M a n u f a c t u r e r s H a n o v e r Trust Company converted to shares Hanover o f M a n u f a c t u r e rs Corporation. 2 4-28-69 -9- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP MANUFACTURERS HANOVER TRUST COMPANY (continued) Profit-Sharing Plan * 1,819 3,011 4- 3-69 4-14-69 4-28-69 537,295 -0- Richard S. Reynolds, Jr.* D 4-28-69 460 -0- Robert W. Sarnoff * D 4-28-69 200 -0- Lynn A. Townsend * D 4-28-69 112 -0- J. Huber Wetenhall * D 4-28-69 358 -0- George G. Zipf * D 4-28-69 100 -0- * Shares of Capital Stock of Manufacturers Hanover Trus t Company converted to share s of Manufacturers Hanover Corporation. MANUFACTURERS & TRADERS TRUS T COMPANY (Buffalo. New York) Robert B. Adam * D 2 2 2 Wife Children Charles R. Diebold ** D February 69 2 2 Wife Charles P. Stevenson ** Children D Peter Tower * D * Amended Report for 7-65 **Amended Report 681 24,605 222 548 24,605 304 6,949 24,648 179 8-26-67 2 600 1,000 600 2-10-66 2 547 213 547 -10- O s: 52 W 55 50 M tr* > H BANK O 25 CO K M REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION H 53 > 25 C/3 CO > o M H *XJ M o CO 2J 5? t** 5 2: r AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP ° MERCHANTS BANK OF NEW YORK (New York City) D Spencer B. Witty Wife 100 3-21-69 3,348 831 2 MORGAN GUARANTY TRUST COMPAN l (New York City) Frank T. Cary * George H. Chittenden * W. Graham Claytor, Jr. John T. Dorrance, Jr. Carl J. Gilbert M. J. Rathbone * * * Olcott Damon Smith Henry S. Wingate George S. Young * * * * * D 4- 1-69 100 -0- 0 4- 1-69 150 -0- D 4- 1-69 100 -0- D 4- 1-69 4- 1-69 580 300 -0-0- 2 D 4- 1-69 160 -0- D 4- 1-69 100 -0- D 4- 1-69 300 -0- D 4- 1-69 110 -0- D 4- 1-69 194 -0- 159 7,176 Exchanged by operation of law for shares of Common Stock of J. P. Morgan & Company, Inc. THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentative Plan 4- 9-69 50 OLD KENT BANK AND TRUST COMP \NY (Grand Rapids, Michigan) Philip W. Buchen D 1-14-69 100 692 Richard M. Gillett OD 4-15-69 251 5,267 Titus James Hager D 4-15-69 64 1,335 -11 INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON relationship BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP OLD KENT BANK AND TRUST COMPANY (Continued) Edward J. Hekman Family Custodian D 4-14-69 4-14-69 4-14-69 Miner S. Keeler, II D 4-15-69 4- 1-69 4-15-69 S 2 2 53 11 1 1,124 268 16 12 400 153 245 3,496 Robert C. Pew D 4-15-69 113 2,368 Howard B. Tuthill D 4-15-69 92 1,948 Peter Van Domelen, III D 5-15-69 2-11-69 5-15-69 6 55 3 111 65 237 6 2 2 58 PRINCETON BANK AND TRUST COMPANY (New Jersey) Dr. George H. Gallup Wife D 12-12-68 2 RHODE ISLAND HOSPITAL TRUST COMPANY (Providence) Clarence H. Gifford, Jr. Allen W. Pike OD D Profit-Sharing Plan 1-24-69 4- 9-69 3-25-69 6 34 215 2 4-17-69 65 4- 2-69 4-11-69 100 100 3,092 3,045 127 18 5,282 ST. JOSEPH VALLEY BANK (Elkhart, Indiana) Jon S. Armstrong OD 3-26-69 Charles E. Lienhart 0 3-25-69 Clifford P. Martin D 3-25-69 225 500 55 407 3,462 s 17* > BANK REPORTING PERSON h*4 i CD JXJ h-i INDIRECT ACCOUNT ■STjTl a j> AGGREGATE M E2 TRANSACTIONS cn > K O M H M Sold or Bought or DATE rn Q c Otherwise Otherwise OF Kj Disposed of TRANSACTION 2 ^ Acquired MONTH-END OWNERSHIP SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Savings and Profit Sharing B Retirement Fund of Employe BS 3-17-69 3-14-69 3-28-69 4-28-69 4-28-69 4-28-69 4-29-69 4-29-69 4-29-69 80 398 90 697 168 40 100 100 100 54,682 SECURITY BANK AND TRUST COMPANY (Lincoln Park, Mich. John Hancock * John D. Luptak D D 1-12-68 5-15-67 1-12-68 2 2 9-24-68 10- 6-68 12- 2-68 12- 6-68 1-21-69 100 33 182 272 100 200 250 50 300 1,000 2,000 5,048 100 * Amended Report SECURITY-PEOPLES TRUST COMPANY (Erie. Pa.) Edward C. Doll * D 2-11-69 2-11-69 S 2 1,500 5,048 D 4-10-69 4-18-69 S 1,327 3- 3-69 2 * Amended Report STATE BANK OF ALBANY (N.Y.) Robert H. McCarthy 102 27,775 52 806 194 SUMMIT AND ELIZABETH TRUST COMPANY (New Jersey) Harold T. Graves, Jr. D -13- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TEXAS BANK & TRUST COMPANY OF DALLAS Ted R. Alexander 0 3-27-69 60 -0- THE TOLEDO TRUST COMPANY (Ohio) Samuel G. Carson OD 110 200 150 4- 1-69 2 3 4-21-69 12-23-67 12-23-68 2 2 3- 1-69 2 164 1,538 2,208 3- 1-69 2 78 200 472 3- 1-69 2 2 3 177 150 TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) C. E. Treman, Jr. Wife Trust OD 50 2,084 540 1,294 TRUST COMPANY OF GEORGIA (Atlanta) William R. Bowdoin Profit Sharing Plan OD Champney A. McNair 0 Augustus H. Sterne OD Trustee Wife Charles P. Taylor * Wife 0 Garnett Wood 0 3- 1-69 902 2,361 488 1,150 97 1,583 40 3 3- 1-69 * Amended Report 2 -0251 49 UNION BANK (Los Angeles, Cal Lf) Jerome K. Doolan * Exchange of Union Bank stock for stock of Union Bancorp. D 4- 3-69 67 -0- -14- AGG REGATE TRAN SACTIONS £ M bank o z REPORTING PERSON INDIRECT ACCOUNT w Bought or Otherwise Acquired DATE cn OF ►u TRANSACTION sn t-H Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED BANK & TRUST COMPANY (Hartford. Connecticut) W. Page Wodell D 3-17-69 200 512 D 1-22-69 73 327 D 4-17-69 200 WARREN BANK (Michigan) Dr. Robert Rizk WILMINGTON TRUST COMPANY ( D e l a w a r e ) _______ Robert H. Richards, Jr. 4-17-69 3 75 3,468 870 315 4-10-69 3 300 15,000 26,362 2 Wife J. Bruce Bredin Family D
@FedFRASER