The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
U.S. Department of the Treasury, Office of Financial Stability, published on 10/11/2011.
Cumulative Dividends, Interest and Distributions Report as of September 30, 2011
Total September Payments: $
Program
AGP
AGP
AIG/SSFI
AIG/SSFI
AIG/SSFI
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
ASSP
ASSP
CBLI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
Institution
CITIGROUP INC
CITIGROUP INC
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
CGI HOLDING LLC
CGI HOLDING LLC
CGI HOLDING LLC
CHRYSLER FINANCIAL SERVICES AMERICAS LLC
CHRYSLER GROUP LLC (NEW CHRYSLER)
CHRYSLER GROUP LLC
CHRYSLER LLC (OLD CHRYSLER or OLD CARCO)
GENERAL MOTORS COMPANY (NEW GM)
GENERAL MOTORS COMPANY
GENERAL MOTORS COMPANY
GMAC INC. (ALLY FINANCIAL, INC.)
GMAC INC. (ALLY FINANCIAL, INC.)
GMAC INC. (ALLY FINANCIAL, INC.)
MOTORS LIQUIDATION COMPANY (OLD GM)
CHRYSLER RECEIVABLES SPV LLC
GM SUPPLIER RECEIVABLES LLC
TALF LLC
ALTERNATIVES FEDERAL CREDIT UNION
AMERICAN BANCORP OF ILLINOIS, INC.
ATLANTIC CITY FEDERAL CREDIT UNION
BAINBRIDGE BANCSHARES, INC.
BANCORP OF OKOLONA, INC.
BANCPLUS CORPORATION
BANKASIANA
BETHEX FEDERAL CREDIT UNION
BORDER FEDERAL CREDIT UNION
BREWERY CREDIT UNION
BROOKLYN COOPERATIVE FEDERAL CREDIT UNION
BUFFALO COOPERATIVE FEDERAL CREDIT UNION
BUTTE FEDERAL CREDIT UNION
CARTER FEDERAL CREDIT UNION
CARVER BANCORP
CFBANC CORPORATION
CITIZENS BANCSHARES CORPORATION (GA)
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY FIRST GUAM FEDERAL CREDIT UNION
COMMUNITY PLUS FEDERAL CREDIT UNION
COOPERATIVE CENTER FEDERAL CREDIT UNION
D.C. FEDERAL CREDIT UNION
EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION
EPISCOPAL COMMUNITY FEDERAL CREDIT UNION
FAIRFAX COUNTY FEDERAL CREDIT UNION
FAITH BASED FEDERAL CREDIT UNION
FIDELIS FEDERAL CREDIT UNION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST CHOICE BANK
FIRST EAGLE BANCSHARES, INC.
FIRST LEGACY COMMUNITY CREDIT UNION
FIRST M&F CORPORATION
FIRST VERNON BANCSHARES, INC.
FREEDOM FIRST CREDIT UNION
GATEWAY COMMUNITY FEDERAL CREDIT UNION
GENESEE CO-OP FEDERAL CREDIT UNION
GREATER KINSTON CREDIT UNION
Total Life-to-Date Payments: $
45,353,224
Instrument Type
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Units
Debt Obligation
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Equity Interest
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Stock
Preferred Stock
Debt Obligation
Common Stock
Convertible Preferred Stock w/ Exercised Warrants
Trust Preferred Securities
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Notes
Payment Type
6
6, 15
5
5
5
23, 24
25, 26
26
32
11
28
27
9
32, 9
29, 32
8
8
8, 49, 50
30
32
32
31
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
N/A
Interest
Interest
Interest
Interest
Interest
N/A
Interest / Investment Income
Interest
N/A
Dividend - Cumulative
Interest
N/A
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
42
42
42
42
42
42
42
42
42
42
Payment
Frequency
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Quarterly
N/A
N/A
N/A
N/A
Monthly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
20,192,041,472
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life-To-Date Payments
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
174,806,667
268,158,097
3,085,491
52,152,222
7,405,894
1,116,026,229
270,047,669
343,140,731
2,218,189,236
251,938,896
143,526,108
5,787,176
9,087,808
39,840
154,130
44,583
60,134
89,715
1,420,490
92,167
8,813
57,231
19,545
5,250
2,586
17,833
110,600
82,247
105,343
229,864
958,533
71,276
47,258
7,900
49,916
26,720
123
1,756
143,451
527
246
171,889
91,770
222,425
17,556
526,667
15,959
162,880
29,550
5,467
6,144
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2011
N/A
N/A
N/A
N/A
3/25/2019
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
Page 1 of 15
Program
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
GUARANTY CAPITAL CORPORATION
HILL DISTRICT FEDERAL CREDIT UNION
HOPE FEDERAL CREDIT UNION
IBC BANCORP, INC.
IBW FINANCIAL CORPORATION
INDEPENDENT EMPLOYERS GROUP FEDERAL CREDIT UNION
KILMICHAEL BANCORP, INC.
LAFAYETTE BANCORP, INC.
LIBERTY COUNTY TEACHERS FEDERAL CREDIT UNION
LIBERTY FINANCIAL SERVICES, INC.
LOWER EAST SIDE PEOPLE'S FEDERAL CREDIT UNION
M&F BANCORP, INC.
MISSION VALLEY BANCORP
NEIGHBORHOOD TRUST FEDERAL CREDIT UNION
NORTH SIDE COMMUNITY FEDERAL CREDIT UNION
NORTHEAST COMMUNITY FEDERAL CREDIT UNION
OPPORTUNITIES CREDIT UNION
PGB HOLDINGS, INC.
PHENIX PRIDE FEDERAL CREDIT UNION
PREMIER BANCORP, INC.
PRINCE KUHIO FEDERAL CREDIT UNION
PSB FINANCIAL CORPORATION
PYRAMID FEDERAL CREDIT UNION
RENAISSANCE COMMUNITY DEVELOPMENT CREDIT UNION
SANTA CRUZ COMMUNITY CREDIT UNION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SHREVEPORT FEDERAL CREDIT UNION
SOUTHERN BANCORP, INC.
SOUTHERN CHAUTAUQUA FEDERAL CREDIT UNION
SOUTHSIDE CREDIT UNION
STATE CAPITAL CORPORATION
THE FIRST BANCSHARES, INC.
THE MAGNOLIA STATE CORPORATION
THURSTON UNION OF LOW-INCOME PEOPLE (TULIP) COOPERATIVE CREDIT UNION
TONGASS FEDERAL CREDIT UNION
TRI-STATE BANK OF MEMPHIS
TULANE-LOYOLA FEDERAL CREDIT UNION
UNION BAPTIST CHURCH FEDERAL CREDIT UNION
UNION SETTLEMENT FEDERAL CREDIT UNION
UNITED BANCORPORATION OF ALABAMA, INC.
UNIVERSITY FINANCIAL CORP, INC.
UNO FEDERAL CREDIT UNION
VIGO COUNTY FEDERAL CREDIT UNION
VIRGINIA COMMUNITY CAPITAL, INC.
UNITEHERE FEDERAL CREDIT UNION (WORKERS UNITED FEDERAL CREDIT UNION)
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST FS CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES INC.
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
AMB FINANCIAL CORP.
AMERIBANK HOLDING COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
Instrument Type
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock w/ Warrants
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
42
Interest
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Dividend - Non-Cumulative
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
1
65
1
1
65
1
66
65
1
1
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
9/15/2011
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
23,991
20,582
11,321
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
452,083
1,756
82,364
233,259
114,000
12,254
92,885
79,895
7,758
202,123
16,014
231,440
194,714
5,047
5,706
6,242
19,153
30,333
2,729
4,869
170,886
44,583
544
50,433
314,420
386,222
46,452
692,900
30,002
19,311
276,500
300,604
215,566
1,338
28,533
56,211
7,561
178
5,179
195,700
714,130
13,250
21,576
34,151
1,001
1,106,667
1,128,156
1,229,949
10,730,000
370,903
360,694
1,715,769
909,297
605,317
347,567
538,360
388,742
409,753
6,231,166
529,576
343,021
74,367,308
162,682
Next Scheduled Payment
Date
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
Page 2 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC.
ASSOCIATED BANC-CORP
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS, INC.
BANCINDEPENDENT, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA CORPORATION
BANK OF AMERICA CORPORATION
BANK OF COMMERCE
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE
BANNER CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BB&T CORP
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
BERKSHIRE BANCORP, INC. (CUSTOMERS BANCORP, INC.)
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
BRIDGE CAPITAL HOLDINGS
BRIDGEVIEW BANCORP, INC.
BROADWAY FINANCIAL CORPORATION
BROGAN BANKSHARES, INC.
BROTHERHOOD BANCSHARES,INC.
BUSINESS BANCSHARES, INC.
BUTLER POINT, INC.
C&F FINANCIAL CORPORATION
CACHE VALLEY BANKING COMPANY
CADENCE FINANCIAL CORPORATION
CALIFORNIA BANK OF COMMERCE
CALIFORNIA OAKS STATE BANK
CALVERT FINANCIAL CORPORATION
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
66
4
65
65
65
1
42
1
1
65
1
1
65
65
3
1
1
14d, 69
1
65
65
65
65
1
1
65
65
51
65
1
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
9/14/2011
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/27/2011
N/A
N/A
N/A
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/19/2011
N/A
9/1/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,057,292
33,608
99,167
53,970
218,298
2,389
49,958
18,167
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
850,200
7,106,667
2,776,667
832,010
1,035,983
68,104,167
122,725
1,028,415
2,686,411
1,516,737
941,667
4,207,399
1,109,257
6,638,889
109,552
458,333,333
835,416,667
381,046
2,439,028
279,991
451,111
1,039,677
3,354,167
717,532
2,217,469
136,553
16,946,667
107,411
1,036,514
92,703,517
173,508
1,129,500
823,000
364,124
877,778
137,063
342,023
1,125,557
1,320,111
607,826
1,269,850
529,105
211,458
440,542
4,211,417
636,921
909,542
1,283,777
468,624
11,022,222
2,613,582
2,393,156
810,417
402,720
1,295,586
1,887,063
80,055
2,575,000
1,029,334
3,984,063
555,900
337,219
144,780
Next Scheduled Payment
Date
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
11/15/2011
Page 3 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
CALWEST BANCORP
CAPITAL BANCORP, INC.
CAPITAL BANK CORPORATION
CAPITAL COMMERCE BANCORP, INC.
CAPITAL ONE FINANCIAL CORP
CAPITAL PACIFIC BANCORP
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA TRUST BANK
CARROLLTON BANCORP
CARVER BANCORP
CASCADE FINANCIAL CORPORATION
CATHAY GENERAL BANCORP
CATSKILL HUDSON BANCORP, INC.
CB HOLDING CORP.
CBB BANCORP
CBS BANC-CORP.
CECIL BANCORP, INC.
CEDARSTONE BANK
CENTER BANCORP, INC.
CENTER FINANCIAL CORPORATION
CENTERBANK
CENTERSTATE BANKS OF FLORIDA INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRAL BANCORP, INC (MA)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCSHARES, INC.
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CITIGROUP INC
CITIGROUP INC
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCSHARES CO. (MO)
CITIZENS BANCSHARES CORPORATION (GA)
CITIZENS BANK & TRUST COMPANY
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC.
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CLOVER COMMUNITY BANKSHARES, INC.
COASTAL BANKING COMPANY, INC.
COASTALSOUTH BANCSHARES, INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
1
2, 46
1
66
42
63
65
65
3
1
66
1
1
48, 62
66
65
65
13b, 19
6
6, 7
1
13c
42
65
66
1
66
65
1
65
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
N/A
9/22/2011
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
33,511
41,667
105,347
205,882
12,659
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
396,164
517,281
3,973,104
304,973
105,174,638
576,489
983,480
1,882,500
455,000
922,656
1,531,581
1,428,900
34,758,333
685,071
271,580
500,874
1,500,930
516,989
490,406
1,341,667
7,356,250
280,778
1,196,303
172,938
1,361,111
2,411,625
769,177
2,980,847
612,118
1,084,486
2,362,500
892,500
450,656
501,822
1,012,791
571,690
1,808,511
3,676,341
778,896
43,687,500
932,291,667
2,049,100
223,571
628,033
535,813
150,783
180,259
424,646
1,110,656
13,875,000
2,847,222
281,859
23,916,667
267,050
967,361
1,235,449
8,763,410
2,151,875
1,229,278
58,968
3,640,000
6,621,772
316,479
Next Scheduled Payment
Date
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
Page 4 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
COMERICA INC.
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BUSINESS BANK
COMMUNITY FINANCIAL CORPORATION
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
CONGAREE BANCSHARES, INC.
CORNING SAVINGS AND LOAN ASSOCIATION
COUNTRY BANK SHARES, INC.
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL CORPORATION
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENTERPRISE FINACIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
F & C BANCORP, INC.
F & M BANCSHARES, INC.
F & M FINANCIAL CORPORATION (NC)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK
FARMERS CAPITAL BANK CORPORATION
FARMERS ENTERPRISES, INC.
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
1
1
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
42
42
65
65
65
65
1
65
65
1
65
65
1
65
66
65
65
1
66
52
Payment
Frequency
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/27/2011
9/8/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/27/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
81,117
126,478
14,146
198,333
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
150,937,500
36,111
3,817,735
445,348
139,020
66,536
2,975,700
419,982
76,189
2,233,412
1,242,511
534,551
1,678,710
569,865
1,641,260
2,628,111
1,908,453
143,926
374,718
1,138,750
448,253
3,259,100
2,071,333
474,471
87,143
1,042,313
606,614
420,028
2,303,250
1,486,649
180,940
4,739,583
2,800,592
512,339
832,488
282,989
3,826,079
2,631,197
67,690,844
1,475,278
408,316
3,817,732
31,676,420
2,220,000
2,315,920
994,792
4,778,889
4,647,222
480,206
1,206,873
5,637,419
560,229
952,071
2,339,413
2,354,546
3,333,333
1,463,780
57,859
1,221,701
3,900,000
2,170,216
90,174
154,592
156,090
Next Scheduled Payment
Date
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
Page 5 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FCB BANCORP, INC.
FFW CORPORATION
FIDELITY BANCORP, INC. (PA)
FIDELITY BANCORP, INC (LA)
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
VERITEX HOLDINGS, INC.
(FIDELITY RESOURCES COMPANY)
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER
FIRST BANCORP (NC)
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, N.A.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
FIRST COMMUNITY BANCSHARES, INC. (KS)
FIRST COMMUNITY BANCSHARES, INC. (VA)
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK
FIRST MARKET BANK (UNION FIRST MARKET BANKSHARES CORPORATION)
FIRST MENASHA BANCSHARES, INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
Payment Type
66
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
9/22/2011
N/A
N/A
N/A
N/A
N/A
$
$
$
$
$
$
52,062
-
$
$
$
$
$
$
54, 65
Dividend - Cumulative
Quarterly
N/A
N/A
$
-
$
353,796
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2011
9/1/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
9/22/2011
9/22/2011
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
6,399,889
355,946,667
4,192,649
664,597
633,322
8,594,444
143,112
398,363
8,634,725
1,204,167
6,611,111
995,986
448,105
1,441,222
6,037,238
12,347,222
453,396
3,211,806
1,296,697
300,643
2,968,840
614,488
604,950
1,308,403
744,982
1,551,167
2,011,656
4,984,722
639,738
688,063
570,625
4,677,778
694,280
8,756,944
1,600,000
755,235
1,018,016
2,330,477
91,227,406
316,481
757,454
659,722
2,383,333
237,983
1,821,889
2,843,176
676,865
12,167,111
2,848,444
26,001,389
1,834,955
2,305,990
4,753,618
2,178,580
1,994,333
7,009,095
1
1
66
65
66
42
40
66
66
66
66
42
65
3
53
42
58
3
65
65
1
1
42
1
21
21
65
38, 66
38, 66
65
3
65
1
Payment this Month
Life-To-Date Payments
13,493
144,444
34,819
25,206
31,327
115,897
21,788
357,667
238,444
72,458
-
1,397,234
1,054,814
936,250
731,260
5,250,989
Next Scheduled Payment
Date
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
11/15/2011
Page 6 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
FIRST SOUTH BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST STATE BANK OF MOBEETIE
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB UNITED CORP.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC. (FL)
FPB FINANCIAL CORP. (LA)
FRANKLIN BANCORP, INC.
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC.
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANKSHARES, INC.
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION, INC.
GOLD CANYON BANK
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
GRANDSOUTH CORPORATION
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GUARANTY BANCORP, INC.
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES, INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAWTHORNE BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
66
18
1
1
65
1
42
1
65
3
66
67
66
13c
1
1
1
1
65
66
66
68
1
66
42
33
33, 39
66
1
43
43
1
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
9/15/2011
N/A
N/A
9/28/2011
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
9/15/2011
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/8/2011
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
21,879
120,714
61,465
53,188
54,500
14,079
13,928
51,523
31,428
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,001,519
2,042,406
584,794
1,402,500
330,944
8,836,991
818,468
207,327
45,087
1,862,389
1,046,896
66,021
2,312,500
417,770
2,174,520
4,193,750
1,788,194
33,887,660
1,180,793
1,339,751
3,004,167
1,667,700
2,589,305
1,839,375
87,185
413,928
273,889
221,722
619,648
571,218
6,272,705
241,245
258,192
29,335,625
742,108
961,471
661,056
53,860
145,750
517,145
387,168
1,856,917
759,575
7,838,056
5,942,858
322,640
49,037
975,831
45,190
969,040
913,299
2,160,417
312,724
444,656
876,542
819,166
2,510,844
282,744
41,524
4,017,192
1,090,702
Next Scheduled Payment
Date
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
Page 7 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HIGHLANDS BANCORP, INC. (HIGHLANDS STATE BANK)
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES CORPORATION
HOMETOWN BANCSHARES INC.
HOPFED BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HYPERION BANK
IA BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
ICB FINANCIAL
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
INTERNATIONAL BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KEYCORP
KIRKSVILLE BANCORP, INC.
KS BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
LAYTON PARK FINANCIAL GROUP
LCNB CORP.
LEADER BANCORP, INC.
LEGACY BANCORP, INC.
LIBERTY BANCSHARES, INC (MO)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
LONE STAR BANK
LSB CORPORATION
M&F BANCORP, INC.
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
66
66
1
1
65
1
1
66
65
1
42
3
42
65
1
35
35
13c
1
65
1
42
3
1
1
13c
66
66
42
1
1
42
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
6/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
340,408
29,441
33,512
56,542
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
730,109
11,188,087
947,284
5,639,045
2,503,333
947,916
666,667
547,251
617,712
267,050
2,462,778
6,180,556
440,465
351,326
259,450
2,461,000
3,106,771
837,793
960,619
147,185,809
213,666
601,317
427,216
1,450,000
298,155
453,067
798,425
124,306
1,158,113
150,852
1,118,094
2,430,000
165,139
2,875,625
1,950,340
1,222,500
28,560,000
1,118,056
174,325
795,138,889
1,452,047
297,222,222
61,655
432,367
267,134
6,004,306
3,596,156
271,138
524,833
609,961
355,079
3,000,452
7,816,966
581,536
461,009
1,399,560
46,180,555
3,373,577
700,000
674,763
86,225,000
1,269,583
Next Scheduled Payment
Date
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
Page 8 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORP.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND PLANTERS BANCSHARES, INC.
MERIDIAN BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC.
MIDDLEBURG FINANCIAL CORP.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONUMENT BANK
MORGAN STANLEY
MORRILL BANCSHARES, INC
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
NARA BANCORP, INC.
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCHSHARES, INC.
NATIONWIDE BANKSHARES, INC.
METROPOLITAN BANK GROUP, INC.
(NC BANCORP, INC.)
NCAL BANCORP
NEMO BANCSHARES INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTHEAST BANCORP
NORTHERN STATE BANK
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
1
1
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/8/2011
9/7/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
12,225
6,265
43,220
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
55
Dividend - Cumulative
Quarterly
N/A
N/A
$
-
$
332,256
11/15/2011
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
N/A
$
$
$
$
$
$
$
$
$
36,245
-
$
$
$
$
$
$
$
$
$
1,311,028
421,532
1,304,167
37,872,796
7,004,755
2,192,843
1,326,000
565,362
266,418
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
Notes
65
1
59
66
65
65
65
70
55
3
1
65
13a, 34
1
1
42
3
66
65
1
1
66
65
65
Payment Type
Payment this Month
Life-To-Date Payments
169,422
1,661,468
399,213
7,354,583
66,347
477,281
235,713
138,778
3,832,133
5,137,837
226,522,917
128,166
26,405,556
570,433
2,317,675
1,050,000
475,815
424,668
256,560
1,378,063
1,066,611
5,841,250
3,454,185
464,784
1,327,778
986,944
508,989
2,627,778
275,105
824,289
28,294
1,933,333
1,082,431
343,053
665,080
456,042
190,517
262,919
743,167
1,299,481
652,959
318,055,555
1,779,122
867,679
339,717
477,009
4,326,595
356,067
9,156,667
2,307,492
16,958,333
176,190
Next Scheduled Payment
Date
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
Page 9 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OLD LINE BANCSHARES, INC.
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
ONE GEORGIA BANK
ONE UNITED BANK
ONEFINANCIAL CORPORATION
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
PARKE BANCORP, INC.
PARKVALE FINANCIAL CORPORATION
PASCACK COMMUNITY BANK (PASCACK COMMUNITY BANK)
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK-GLADSTONE FINANCIAL CORPORATION
PENINSULA BANK HOLDING CO.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (WA)
PEOPLES BANCORP INC. (OH)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC. (SC)
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS, INC.
PLUMAS BANCORP
POPULAR, INC.
POPULAR, INC.
PORTER BANCORP INC
PRAIRIE STAR BANCSHARES, INC.
PREMIER BANCORP, INC.
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL CORP
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
1
65
66
3
1
1
13c
41
41
66
13b
12
65
14d
65
70
66
42
13c
65
10
10
42
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
9/15/2011
N/A
N/A
9/1/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/27/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
45,417
15,047
220,260
24,125
557,192
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
418,323
46,623,333
1,430,625
575,430
272,103
978,542
1,811,250
1,828,122
231,443
213,889
1,513,889
5,769,028
50,311
93,823
3,080,992
404,628
1,186,233
2,107,397
358,065
1,641,964
18,088
387,223
463,125
3,087,243
13,222,222
2,069,933
4,199,642
516,918
377,867
667,696
77,852
2,704,136
487,342
2,989,936
783,943
1,287,689
2,425,250
4,393,333
3,312,696
1,592,681
510,710
1,640,043
159,163
227,917
207,948
284,999
12,706,250
13,239,940
430,653
622,344
20,777,778
92,331,250
4,783,333
132,253
660,215
467,413
2,090,418
522,263
54,500
1,046,500
988,281
2,271,405
Next Scheduled Payment
Date
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
Page 10 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
PROVIDENT BANKSHARES CORP (M&T BANK CORPORATION)
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORP.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNYSYLVANIA, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
SOUND BANKING COMPANY
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP INC.
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC.
STATE BANKSHARES, INC.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
56
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
65
42
65
65
65
65
65
65
1
65
1
65
65
65
42
42
65
1
1
1
1
13c
42
66
65
65
65
1
Payment
Frequency
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
9/15/2011
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
17,979
159,321
4,360
30,953
70,017
16,929
102,032
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
498,860
30,984,823
421,312
9,489,792
543,091
802,802
630,157
4,198,306
4,949,567
523,303
893,934
520,626
425,811
784,282
347,328
1,212,158
204,830
481,736,111
3,827,111
277,224
195,637
2,737,238
207,653
738,021
358,971
14,022,223
1,079,960
7,593,868
158,928
331,111
517,145
1,115,639
7,002,430
263,780
293,952
795,018
996,698
1,153,111
1,600,000
1,763,680
1,414,005
3,197,044
333,333
209,588
1,816,667
127,686
347,164
435,136
933,494
855,556
4,156,250
2,133,544
613,111
705,472
1,254,764
327,191
8,555,556
2,506,669
2,261,750
396,033
6,730,750
4,963,436
5,508,472
Next Scheduled Payment
Date
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
Page 11 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
STATE CAPITAL CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STERLING BANCORP (NY)
STERLING BANCSHARES, INC. (TX)
STERLING FINANCIAL CORPORATION (WA)
STERLING FINANCIAL CORPORATION (WA)
STEWARDSHIP FINANCIAL CORP.
STOCKMENS FINANCIAL CORPORATION
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP
SUPERIOR BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TCB CORPORATION
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF NEW YORK MELLON CORPORATION
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FREEPORT STATE BANK
THE GOLDMAN SACHS GROUP, INC
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE SOUTH FINANCIAL GROUP INC.
THE STATE BANK OF BARTLEY
THE VICTORY BANCORP, INC. (THE VICTORY BANK)
THREE SHORES BANCORPORATION, INC. (SEASIDE NATIONAL BANK & TRUST)
TIB FINANCIAL CORP
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
TIMBERLAND BANCORP, INC.
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TREATY OAK BANCORP, INC
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
Payment Type
42
3
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
N/A
66
1
1
36
36
65
1
60
65
1
1
17, 13c
17, 13c
1
1
1
3
65
66
1
1
1
1
65
3
45
1
65
1
42
1
1
65
1
65
37
65
12, 65
12
44
13a
66
47
Payment
Frequency
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
9/1/2011
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
9/8/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
9/22/2011
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
39,740
22,222
95,392
50,391
13,203
14,153
11,078
392,909
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,330,709
63,611,111
4,462,571
1,728,673
3,856,250
4,923,333
2,486,571
6,733,333
1,293,055
1,755,554
634,609
2,083,520
1,115,625
1,103,971
567,986,111
3,507,500
1,475,833
214,972
23,722,222
521,383
12,109,028
2,693,234
128,511,628
253,122
14,325,811
1,599,381
690,832
7,925,719
284,611
3,233,333
146,242
1,218,750
295,308
2,234,500
2,813,689
169,834
3,709,305
95,416,667
2,918,042
544,800
1,219,575
3,265,625
411,806
8,610
318,055,555
129,861,111
1,830,292
1,080,917
421,066,667
751,752
882,900
16,386,111
282,299
215,183
792,434
1,284,722
1,195,973
223,208
952,236
273,090
550,450
10,619,167
192,415
Next Scheduled Payment
Date
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
N/A
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
Page 12 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
TRIAD BANCORP, INC.
TRI-COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI-STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
TRISUMMIT BANK
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP
U.S. BANCORP
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UMPQUA HOLDINGS CORP
UNION BANK & TRUST COMPANY
UNION BANKSHARES CORPORATION
UNION FINANCIAL CORPORATION
UNITED AMERICAN BANK
UNITED BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP, INC.
US METRO BANK
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD., 1ST STATE BANK
VALLEY NATIONAL BANCORP
VILLAGE BANK AND TRUST FINANCIAL CORP
VIRGINIA COMMERCE BANCORP
VIRGINIA COMPANY BANK
VISION BANK - TEXAS
VIST FINANCIAL CORP.
W.T.B FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTONFIRSTBANKSHARES, INC. (WASHINGTONFIRST BANK)
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & COMPANY
WESBANCO, INC.
WEST BANCORPORATION, INC.
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
65
65
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
42
1
65
1
65
13a
3
66
3, 21
42
65
42
65
1
66
1
1
1
12, 65
1
1
1
1
1
65
Payment
Frequency
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
9/22/2011
9/22/2011
N/A
N/A
N/A
N/A
N/A
9/1/2011
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/22/2011
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/27/2011
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
20,725
87,046
29,067
33,295
13,198
7,282
499,583
816,667
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
501,325
2,336,116
4,655,306
190,215
3,096,143
705,550
11,287,500
1,475,133
195,220,417
745,312
1,234,912
7,509,920
13,475,555
680,292
2,695,972
186,869
2,657,972
872,639
2,694,871
24,268,750
708,964
2,781,880
1,203,496
1,022,886
393,698
1,441,222
1,066,611
629,476
2,180,718
124,775
12,979,167
1,318,232
9,496,250
539,117
188,707
3,319,444
15,736,874
1,078,845
1,023,611
2,623,344
5,361,111
1,510,318
633,271
36,944,444
1,440,972,222
2,854,167
4,495,000
2,755,981
19,950,000
554,083
Next Scheduled Payment
Date
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
N/A
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
11/15/2011
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
N/A
N/A
N/A
11/15/2011
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2011
Page 13 of 15
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
TIP
TIP
TIP
SBA 7(a)
Institution
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN RESERVE BANCORP, INC
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION
YORK TRADITIONS BANK
ZIONS BANCORPORATION
AG GECC PPIF MASTER FUND, L.P.
AG GECC PPIF MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
BLACKROCK PPIF, L.P.
BLACKROCK PPIF, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
MARATHON LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PARTNERSHIP, L.P.
MARATHON LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PARTNERSHIP, L.P.
OAKTREE PPIP FUND, L.P.
OAKTREE PPIP FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
BANK OF AMERICA CORPORATION
CITIGROUP INC
CITIGROUP INC
N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $4,070,000)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $7,617,617)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $8,030,000)
Floating Rate SBA 7a security due 2016
(Purchase Face Amount $8,900,014)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $23,500,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,751,382)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $12,898,896)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $8,744,333)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $8,417,817)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $17,119,972)
Notes
61
57
1
66
20
20
20, 20a
20
20
20
20
16
16
20
1
6
1
64
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $28,209,085 )
64
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Interest
Principal
Interest
Interest
Payment
Frequency
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
N/A
N/A
Monthly
N/A
N/A
N/A
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
N/A
Monthly
Monthly
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
N/A
9/15/2011
N/A
9/15/2011
N/A
9/15/2011
N/A
9/15/2011
N/A
9/15/2011
N/A
9/15/2011
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
9/26/2011
9/26/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/26/2011
9/26/2011
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2011
9/15/2011
9/15/2011
N/A
9/15/2011
9/15/2011
9/15/2011
9/15/2011
9/15/2011
N/A
9/15/2011
9/15/2011
9/15/2011
N/A
N/A
N/A
9/15/2011
N/A
N/A
N/A
N/A
N/A
9/26/2011
9/26/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/26/2011
9/26/2011
9/23/2011
9/26/2011
9/26/2011
9/23/2011
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,547,778
9,912,732
2,325,319
1,200,471
8,948,918
393,481
165,804
1,019,203
559,563
4,739,165
1,399,373
2,326,839
38,479
21,191
138,196
42,481
30,836
54,335
87,514
63,924
Next Scheduled Payment
Date
11/15/2011
11/15/2011
11/15/2011
N/A
N/A
11/15/2011
N/A
11/15/2011
11/15/2011
11/15/2011
N/A
11/15/2011
N/A
10/17/2011
N/A
10/17/2011
N/A
10/17/2011
N/A
10/17/2011
N/A
10/17/2011
N/A
10/17/2011
N/A
10/17/2011
N/A
N/A
N/A
10/17/2011
N/A
N/A
N/A
N/A
N/A
10/25/2011
10/25/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
615,767
N/A
2,224,142
N/A
N/A
1,166,869
N/A
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,359,721
576,338
1,589,583
36,833,333
39,920,833
8,313,633
25,104,167
333,540
6,738,924
4,782,227
590,022
192,694,444
98,749,506
37,365,862
132,462,485
36,741,038
2,321,209
20,309,582
468,404,188
16,274,219
9,204,928
13,352,904
40,746,534
3,182,340
79,027,002
23,160,903
342,176
76,359,789
28,322,192
1,435,555,556
933,333,333
635,555,556
902,633
169,441
1,395,368
392,175
2,022,652
371,355
2,357,796
414,561
1,149,633
1,089,741
932,112
348,599
328,604
479,508
261,145
368,608
246,658
287,624
2,054,612
Page 14 of 15
Program
Institution
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a)
N/A
Instrument Type
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $34,441,059 )
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $6,004,156)
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $6,860,835)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $13,183,361)
Floating Rate SBA 7a security due 2017
(Purchase Face Amount $2,598,386)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $8,279,048)
Notes
64
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $9,272,482)
64
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $9,719,455)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,000,000)
Floating Rate SBA 7a security due 2019
(Purchase Face Amount $5,000,000)
Floating Rate SBA 7a security due 2024
(Purchase Face Amount $10,350,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $8,902,230)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $5,750,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $6,900,000)
Floating Rate SBA 7a security due 2026
(Purchase Face Amount $5,741,753)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $3,450,000)
Floating Rate SBA 7a security due 2021
(Purchase Face Amount $8,050,000)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $13,402,491)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $11,482,421)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $14,950,000)
Payment Type
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Interest
Principal
Interest
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Payment
Frequency
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
N/A
Monthly
Monthly
N/A
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Expected Payment
Date
N/A
N/A
N/A
N/A
9/26/2011
9/26/2011
N/A
N/A
9/26/2011
9/26/2011
9/26/2011
9/26/2011
N/A
9/26/2011
9/26/2011
N/A
N/A
N/A
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
Actual Payment
Date
N/A
N/A
N/A
N/A
9/26/2011
9/26/2011
N/A
N/A
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/23/2011
9/26/2011
9/26/2011
9/23/2011
N/A
N/A
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
9/26/2011
TOTAL:
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
26,440
18,289
24,140
8,167
128,994
24,438
16,374
55,714
29,336
21,231
410,475
33,665
29,884
16,265
21,104
33,132
93,112
27,077
19,789
10,487
44,882
14,043
20,450
16,625
7,593
9,393
40,823
23,058
26,456
43,521
21,525
36,440
29,921
49,144
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
1,784,934
1,286,450
348,107
146,030
286,859
205,160
478,520
423,725
356,523
96,735
1,385,518
$
311,064
$
812,730
$
357,182
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
188,009
181,124
869,209
344,812
359,380
168,864
208,035
334,229
1,091,497
292,800
176,773
95,710
400,500
129,831
181,880
151,794
67,583
85,289
790,071
221,657
385,577
396,684
780,918
299,833
236,715
395,582
$
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
10/25/2011
10/25/2011
N/A
N/A
10/25/2011
10/25/2011
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
10/25/2011
20,192,041,472
N/A - The institution did not have a dividend payment due during the reporting period and/or no future payment is required.
None - The institution had a dividend payment due during the reporting period, but did not pay it during the reporting period.
If the payment was a repayment or redemption, there is no expected payment date.
Notes appear on the following page.
Page 15 of 15
Notes to the Cumulative Dividends, Interest, and Distribution Report:
1/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
2/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
3/ This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
4/ This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports.
5/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non-Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E preferred shares, it has an additional
obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an equity capital facility, under which AIG may draw up to $29.8 billion in
exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange of Fixed Rate Non-Cumulative Perpetual Preferred Stock
(Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New
York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for
the benefit of the U.S. Treasury.
6/ Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative perpetual
preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares of common stock. On 7/30/2009, Treasury exchanged all of its Fixed Rate
Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP Shares) “dollar for dollar” for
trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are required. The life to date amount for the preferred stock will remain the same on future reports.
7/ Citigroup has agreed that until Treasury ceases to own any debt or equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock other than quarterly cash dividends
of not more than $0.01 per share.
8/ GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in GMAC LLC. On 12/30/2009,
Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities. On 12/30/2010, Treasury converted $5,500,000,000 of the total
convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock.
9/ On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM).
10/ On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a $13 million exchange fee in
connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports.
11/ In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the rights to 9.9% of the common equity
in New Chrysler.
12/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in
parentheses.
13a/ As of month-end, this institution is in bankruptcy proceedings.
13b/ This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports.
13c/ As of month-end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank.
14a/ Payment made after month-end.
14b/ Payment made in a prior period with respect to a payment scheduled in this month.
14c/ Payment with respect to a payment scheduled for next month.
14d/ Payment made with respect to non-current payments.
15/ On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred securities, and the life-to-date
payment amount will remain the same on future reports.
16/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. As of February 28, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the same on future reports.
17/ On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp.
18/ Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment.
19/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions
for distribution of common shares to holders of CVRs were not met.
20/ For a PPIP fund membership interest, amount (if any) reflects pro-rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
20a/ Life-To-Date Payment reflects the $278,904.85 distribution made in January 2010.
21/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror (now known as
Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment.
22/ Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon).
23/ Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding).
24/ On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports.
25/ The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26.
26/ Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of debt from CGI Holding issued to
Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding received from Chrysler Financial equal to the greater of $1.375 billion
or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler
Holdco, and upon receipt of such payment to terminate all such obligations.
Page 1 of 3
27/ On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment.
28/ On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note, thereafter interest is due to be
paid quarterly.
29/ On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury.
30/ General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note.
31/ Although interest accrues monthly, payment is not due until the maturity date of the note.
32/ The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports.
33/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held
qualified financial institutions.
34/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously
accrued and unpaid dividends. (See Note 13c.)
35/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of
capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock.
36/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling
entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently converted into 378,750,000 shares of common stock.
37/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the terms of the
agreement between Treasury and TD entered into on 5/18/2010. The life-to-date payment amount will remain the same on future reports.
38/ On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III.
39/ In June 2010, this institution prepaid the next four quarterly dividend payments.
40/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of Preferred Stock in First BanCorp for $424,174,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized
previously accrued and unpaid dividends. Subject to the fulfillment by First BanCorp of certain conditions, including those related to its capital plan, the MCP may be converted to common stock. This institution has agreed to have Treasury observers attend board of directors meetings. The
life-to-date payment amount will remain the same on future reports.
41/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of Preferred Stock in Pacific Capital for $195,045,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent
to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted
into 360,833,250 shares of common stock of Pacific Capital. This institution has agreed to have Treasury observers attend board of directors meetings. The life-to-date payment amount will remain the same on future reports.
42/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms.
43/ On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and
Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
44/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to the
terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life-to-date payment amount will remain the same on future reports.
45/ On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Currituck at an aggregate purchase price of $1,752,850, pursuant to the terms of the agreement
between Treasury and Currituck entered into on 11/5/2010. The life-to-date payment amount will remain the same on future reports.
46/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale
were satisfied, the closing of the sale also occurred on 1/28/2011. The life-to-date payment amount will remain the same on future reports.
47/ On 2/15/2011, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal
payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011.
48/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of Preferred Stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. The life-to-date
payment amount will remain the same on future reports.
49/ On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and
restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000.
50/ On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 49, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does
not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement.
51/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC
entered into on 10/29/2010.
52/ On 3/9/2011, Treasury completed the sale of all Subordinated Debentures (including the Subordinated Debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement
between Treasury and FBHC entered into on 3/9/2011.
53/ On 5/31/2011, Treasury completed the sale of all Preferred Stock and Warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition
expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011.
54/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of
an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011.
Page 2 of 3
55/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of
preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered
into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement.
56/ Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend.
57/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation Preferred Stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation Warrant for an equivalent
Warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2010.
58/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. Preferred Stock and Warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and
Bear State entered into on 05/03/2011.
59/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the
Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011.
60/ Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend.
61/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid
dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011.
62/ On 06/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011.
63/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation Preferred Stock held by Treasury and the related Warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered
into on 06/30/2011.
64/ Accrued interest received with respect to the sale of a SBA 7(A) security.
65/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund.
66/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund.
67/ On 8/12/2011, Treasury entered into an agreement with FNB United Corp. to exchange Treasury’s $51,500,000 of preferred stock for common stock. The exchange is subject to the fulfillment by FNB United Corp. of certain conditions, including the satisfactory completion of a capital plan.
68/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. Preferred Stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and
NAFH entered into on 9/6/2011.
69/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and
previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011.
70/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date.
Page 3 of 3
Page 1 of 6
CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF SEPTEMBER 30, 2011
Total CPP Investment Amount24
$
204,943,827,320
Outstanding CPP Investment Amount as of September 30, 2011
$
Total CPP Dividends/Interest Paid as of September 30, 2011 1
17,391,946,463
$
11,190,704,213
Non-Current CPP Dividends/Interest 2, 3
$
Non-Current Cumulative Dividends: $
Non-Current Non-Cumulative Dividends: $
Non-Current S-Corp/Interest: $
277,361,253
253,101,837
14,451,486
9,807,931
Non-Current
Notes
4
28
15
4, 30
15
15
15
22
4
15
15, 21
15
27
6, 7
7
15
28
Institution Name
CUMULATIVE DIVIDENDS:
1st FS Corporation
AB&T Financial Corporation
Alaska Pacific Bancshares, Inc.
Allied First Bancorp, Inc.
Alpine Banks of Colorado
Anchor BanCorp Wisconsin, Inc.
Atlantic Bancshares, Inc.
Bank of the Carolinas Corporation
Bankers' Bank of the West Bancorp, Inc.
BCB Holding Company, Inc.
Berkshire Bancorp, Inc. (Customers Bancorp, Inc.)
Blue Ridge Bancshares, Inc.
Blue River Bancshares, Inc.
Blue Valley Ban Corp
BNB Financial Services Corporation
BNCCORP, Inc.
Bridgeview Bancorp, Inc.
Broadway Financial Corporation
Cadence Financial Corporation (not a portfolio institution)
CalWest Bancorp
Capital Commerce Bancorp, Inc.
Carolina Bank Holdings, Inc.
Carrollton Bancorp
Cascade Financial Corporation
CB Holding Corp.
CBS Banc-Corp
Cecil Bancorp, Inc.
Central Bancorp, Inc.
Central Federal Corporation
Central Pacific Financial Corp. (not a portfolio institution)
Central Virginia Bankshares, Inc.
Centrue Financial Corporation
CIT Group Inc. (not a portfolio institution)
Citizens Bancorp (not a portfolio institution)
Citizens Bancshares Co. (MO)
Citizens Commerce Bancshares, Inc.
Citizens Republic Bancorp, Inc.
City National Bancshares Corporation
Clover Community Bankshares, Inc.
Coastal Banking Company, Inc.
CoastalSouth Bancshares, Inc.
Coloeast Bankshares, Inc.
Community Bankers Trust Corporation
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
16,369,000 $
3,500,000 $
4,781,000 $
3,652,000 $
70,000,000 $
110,000,000 $
2,000,000 $
13,179,000 $
12,639,000 $
1,706,000 $
2,892,000 $
12,000,000 $
5,000,000 $
21,750,000 $
7,500,000 $
20,093,000 $
38,000,000 $
15,000,000 $
44,000,000 $
4,656,000 $
5,100,000 $
16,000,000 $
9,201,000 $
38,970,000 $
4,114,000 $
24,300,000 $
11,560,000 $
22,500,000 $
7,225,000 $
135,000,000 $
11,385,000 $
32,668,000 $
2,330,000,000 $
10,400,000 $
24,990,000 $
6,300,000 $
300,000,000 $
9,439,000 $
3,000,000 $
9,950,000 $
16,015,000 $
10,000,000 $
17,680,000 $
Unpaid Dividends/Interest 2
1,023,063 $
87,500 $
119,525 $
49,768 $
2,861,250 $
13,979,167 $
54,410 $
494,213 $
1,033,245 $
46,475 $
197,063 $
327,000 $
136,250 $
2,718,750 $
510,938 $
1,916,425 $
3,106,500 $
937,500 $
550,000 $
253,770 $
347,438 $
400,000 $
230,025 $
3,409,875 $
224,240 $
1,655,438 $
1,011,500 $
613,125 $
361,250 $
10,125,000 $
996,188 $
3,675,150 $
29,125,000 $
1,275,300 $
2,383,500 $
686,700 $
26,250,000 $
825,913 $
122,625 $
373,125 $
421,975 $
136,250 $
1,105,000 $
119,525
197,063
550,000
200,000
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
Dividends/Interest 2, 3
Payments Made Later 4
Payments 7
1,023,063
87,500
49,768
2,861,250
13,979,167
54,410
494,213
1,033,245
46,475
327,000
136,250
2,718,750
510,938
1,916,425
3,106,500
937,500
N/A
253,770
347,438
200,000
230,025
3,409,875
224,240
1,655,438
1,011,500
613,125
361,250
N/A
996,188
3,675,150
N/A
1,275,300
2,383,500
686,700
26,250,000
825,913
122,625
373,125
421,975
136,250
1,105,000
5
2
0
1
3
10
2
3
6
2
0
2
2
10
5
7
6
5
0
4
5
1
2
7
4
5
7
2
4
0
7
9
0
9
7
8
7
7
3
3
2
1
5
Page 2 of 6
Non-Current
Notes
4
4
15
4
15
8, 12, 15
28
15
26
25
4
15
7
4
15
29
4
16
4
4
4
15
4
15
8, 9, 15
7
15
7
4
8, 23
7, 8
Institution Name
Community Financial Shares, Inc.
Community First, Inc.
Community Pride Bank Corporation
Congaree Bancshares, Inc.
Covenant Financial Corporation
Crescent Financial Corporation
CSRA Bank Corp.
Dickinson Financial Corporation II
Eastern Virginia Bankshares, Inc.
Farmers & Merchants Bancshares, Inc.
FC Holdings, Inc.
Fidelity Federal Bancorp
First BanCorp (PR)
First Banks, Inc.
First Community Bancshares, Inc (KS)
First Community Bank Corporation of America (not a portfolio institution)
First Federal Bancshares of Arkansas, Inc. (not a portfolio institution)
First Financial Service Corporation
First Gothenburg Bancshares, Inc.
First Place Financial Corp.
First Security Group, Inc.
First Southwest Bancorporation, Inc.
First United Corporation
Florida Bank Group, Inc.
FNB United Corp.
FPB Bancorp, Inc. (FL) (not a portfolio institution)
Germantown Capital Corporation
Grand Mountain Bancshares, Inc.
Green Bankshares, Inc. (not a portfolio institution)
Greer Bancshares Incorporated
Green Circle Investments, Inc.
Gregg Bancshares, Inc.
Hampton Roads Bankshares, Inc.
Harbor Bankshares Corporation
HCSB Financial Corporation
Heartland Bancshares, Inc.
Heritage Commerce Corp
Heritage Oaks Bancorp
Highlands Independent Bancshares, Inc.
HomeTown Bankshares Corporation
HMN Financial, Inc.
IA Bancorp, Inc.
Idaho Bancorp
Independent Bank Corporation
Integra Bank Corporation (not a portfolio institution)
Intermountain Community Bancorp
Intervest Bancshares Corporation
Legacy Bancorp, Inc. (not a portfolio institution)
Liberty Shares, Inc.
Madison Financial Corporation
Market Bancorporation, Inc.
Mercantile Bank Corporation
MetroCorp Bancshares, Inc.
Metropolitan Bank Group, Inc (Archer Bank)
Midwest Banc Holdings, Inc. (not a portfolio institution)
Unpaid Dividends/Interest 2
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
6,970,000
17,806,000
4,400,000
3,285,000
5,000,000
24,900,000
2,400,000
146,053,000
24,000,000
11,000,000
21,042,000
6,657,000
400,000,000
295,400,000
14,800,000
10,685,000
16,500,000
20,000,000
7,570,000
72,927,000
33,000,000
5,500,000
30,000,000
20,471,000
51,500,000
5,800,000
4,967,000
3,076,000
72,278,000
9,993,000
2,400,000
825,000
80,347,000
6,800,000
12,895,000
7,000,000
40,000,000
21,000,000
6,700,000
10,000,000
26,000,000
5,976,000
6,900,000
72,000,000
83,586,000
27,000,000
25,000,000
5,498,000
17,280,000
3,370,000
2,060,000
21,000,000
45,000,000
71,526,000
84,784,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
284,933
485,200
178,508
268,515
272,500
933,750
130,800
17,909,820
900,000
149,875
2,293,560
615,937
42,681,526
36,223,425
1,209,900
534,250
1,031,250
1,000,000
103,153
1,823,175
2,887,500
524,563
1,500,000
1,115,710
3,862,500
435,000
67,668
370,715
3,613,900
408,488
32,700
67,410
4,017,350
595,000
483,563
372,320
3,500,000
1,575,000
273,863
667,075
975,000
128,588
846,113
6,751,396
7,313,775
2,362,500
2,187,500
206,175
941,760
275,565
140,338
1,312,500
2,250,000
4,602,113
4,239,200
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
268,515
272,500
149,875
20,000,000
103,153
67,668
32,700
N/A
170,000
372,320
3,500,000
128,588
1,800,000
2,250,000
2,923,605
4,239,200
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
Dividends/Interest 2, 3
Payments Made Later 4
Payments 7
284,933
485,200
178,508
933,750
130,800
17,909,820
900,000
2,293,560
615,937
22,681,526
36,223,425
1,209,900
534,250
1,031,250
1,000,000
1,823,175
2,887,500
524,563
1,500,000
1,115,710
3,862,500
435,000
370,715
3,613,900
408,488
67,410
N/A
425,000
483,563
1,575,000
273,863
667,075
975,000
846,113
4,951,396
7,313,775
2,362,500
2,187,500
N/A
941,760
275,565
140,338
1,312,500
1,678,508
N/A
3
2
2
0
0
3
4
9
3
0
8
7
5
9
6
4
5
4
0
2
7
7
4
4
6
6
0
9
4
3
0
6
0
5
3
0
0
6
3
5
3
0
9
6
7
7
7
3
4
6
5
5
0
2
0
Page 3 of 6
Non-Current
Notes
4
8, 23
4
15
15
13, 15
15
6, 7
4
7
15
4
15
4
4
15
27
28
4
7
10, 14
15
7
15
15
Institution Name
Mid-Wisconsin Financial Services, Inc.
Millennium Bancorp, Inc.
Monadnock Bancorp, Inc.
Monarch Community Bancorp, Inc.
MS Financial, Inc.
Naples Bancorp, Inc.
National Bancshares, Inc.
NCAL Bancorp
Metropolitan Bank Group, Inc. (NC Bancorp, Inc.)
Northeast Bancorp
Northern States Financial Corporation
Northwest Bancorporation, Inc.
Old Second Bancorp, Inc.
Omega Capital Corp.
Pacific Capital Bancorp
Pacific City Financial Corporation
Pacific Coast National Bancorp (not a portfolio institution)
Pacific International Bancorp Inc
Patapsco Bancorp, Inc.
Pathway Bancorp
Patriot Bancshares, Inc.
Patterson Bancshares, Inc
Peninsula Bank Holding Co.
Pierce County Bancorp (not a portfolio institution)
Pinnacle Bank Holding Company
Plumas Bancorp
Prairie Star Bancshares, Inc.
Premier Bank Holding Company
Premier Financial Bancorp, Inc.
Premierwest Bancorp
Princeton National Bancorp, Inc.
Private Bancorporation, Inc.
Provident Community Bancshares, Inc.
The Queensborough Company
RCB Financial Corporation
Redwood Capital Bancorp
Regent Bancorp, Inc
Reliance Bancshares, Inc.
Ridgestone Financial Services, Inc.
Rising Sun Bancorp
Rogers Bancshares, Inc.
Royal Bancshares of Pennsylvania, Inc.
Santa Lucia Bancorp
Seacoast Banking Corporation of Florida
Sonoma Valley Bancorp (not a portfolio institution)
SouthCrest Financial Group, Inc.
Southern Community Financial Corp.
Southwest Bancorp, Inc.
Spirit BankCorp, Inc.
Standard Bancshares, Inc.
Sterling Financial Corporation (WA)
Stonebridge Financial Corp.
Superior Bancorp Inc. (not a portfolio institution)
Syringa Bancorp
TCB Holding Company
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
10,000,000 $
7,260,000 $
1,834,000 $
6,785,000 $
7,723,000 $
4,000,000 $
24,664,000 $
10,000,000 $
6,880,000 $
4,227,000 $
17,211,000 $
10,500,000 $
73,000,000 $
2,816,000 $
180,634,000 $
16,200,000 $
4,120,000 $
6,500,000 $
6,000,000 $
3,727,000 $
26,038,000 $
3,690,000 $
6,000,000 $
6,800,000 $
4,389,000 $
11,949,000 $
2,800,000 $
9,500,000 $
22,252,000 $
41,400,000 $
25,083,000 $
8,222,000 $
9,266,000 $
12,000,000 $
8,900,000 $
3,800,000 $
9,982,000 $
40,000,000 $
10,900,000 $
5,983,000 $
25,000,000 $
30,407,000 $
4,000,000 $
50,000,000 $
8,653,000 $
12,900,000 $
42,750,000 $
70,000,000 $
30,000,000 $
60,000,000 $
303,000,000 $
10,973,000 $
69,000,000 $
8,000,000 $
11,730,000 $
Unpaid Dividends/Interest 2
272,500 $
692,423 $
74,985 $
593,688 $
526,113 $
163,500 $
1,008,128 $
136,250 $
281,220 $
52,838 $
1,721,100 $
858,375 $
3,650,000 $
306,980 $
13,547,550 $
1,986,525 $
112,270 $
406,250 $
490,500 $
406,180 $
1,064,310 $
201,150 $
312,500 $
370,600
298,950 $
896,175 $
228,900 $
776,625 $
556,300 $
4,140,000 $
940,613 $
433,420 $
579,125 $
817,500 $
117,280 $
51,775 $
680,013 $
1,635,000 $
1,188,100 $
652,120 $
2,725,000 $
3,420,788 $
200,000 $
5,625,000 $
353,715
527,288 $
1,603,125 $
875,000 $
1,635,000 $
817,500 $
18,937,500
897,090 $
2,587,500 $
872,000 $
958,995 $
98,918
281,220
52,838
13,547,550
201,150
312,500
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
556,300
51,775
136,003
5,625,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
N/A
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
Dividends/Interest 2, 3
Payments Made Later 4
Payments 7
272,500
593,505
74,985
593,688
526,113
163,500
1,008,128
136,250
1,721,100
858,375
3,650,000
306,980
1,986,525
N/A
406,250
490,500
406,180
1,064,310
N/A
298,950
896,175
228,900
776,625
4,140,000
940,613
433,420
579,125
817,500
117,280
544,010
1,635,000
1,188,100
652,120
2,725,000
3,420,788
200,000
N/A
527,288
1,603,125
875,000
1,635,000
817,500
N/A
897,090
N/A
872,000
958,995
2
6
3
7
5
3
3
1
0
0
8
6
4
8
0
9
2
5
6
8
3
0
0
4
5
6
6
6
0
8
3
4
5
5
1
0
4
3
8
8
8
9
4
0
3
3
3
1
4
1
0
6
3
8
6
Page 4 of 6
Non-Current
Notes
11
17
20
4
4
7
4
4
Institution Name
Tennessee Commerce Bancorp, Inc.
Tennessee Valley Financial Holdings, Inc.
The South Financial Group, Inc. (not a portfolio institution)
TIB Financial Corp (not a portfolio institution)
Tidelands Bancshares, Inc
Timberland Bancorp, Inc.
Treaty Oak Bancorp, Inc. (not a portfolio institution)
Trinity Capital Corporation
Tristate Capital Holdings, Inc.
UCBH Holdings, Inc. (not a portfolio institution)
United Community Banks, Inc.
Valley Financial Corporation
Village Bank and Trust Financial Corp.
Western Community Bancshares, Inc.
White River Bancshares Company
Yadkin Valley Financial Corporation
Unpaid Dividends/Interest 2
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
30,000,000
3,000,000
347,000,000
37,000,000
14,448,000
16,641,000
3,268,000
35,539,000
23,000,000
298,737,000
180,000,000
16,019,000
14,738,000
7,290,000
16,800,000
49,312,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
750,000
286,125
13,012,500
1,850,000
722,400
1,248,075
135,340
1,452,660
313,375
3,734,213
2,250,000
1,001,188
368,450
496,688
686,700
1,232,800
$
$
-
$
$
$
$
$
$
$
1,452,660
313,375
$
$
$
$
$
$
$
$
$
$
2,250,000
1,001,188
-
$
$
$
$
$
$
Number of Missed
Dividends/Interest 2, 3
Payments Made Later 4
Payments 7
750,000
286,125
N/A
N/A
722,400
1,248,075
N/A
N/A
368,450
496,688
686,700
1,232,800
2
7
0
0
4
6
3
0
0
1
0
0
2
5
3
2
Page 5 of 6
Non-Current
Notes
4
5
19
4
4
15
4
15
4
7
15
4
15
4
4
18
7
4
15
4
Institution Name
NON-CUMULATIVE DIVIDENDS:
Bank of Commerce
Bank of George
Beach Business Bank
Carolina Trust Bank
Citizens Bank & Trust Company
Colonial American Bank
Commerce National Bank (not a portfolio institution)
Commonwealth Business Bank
Community 1st Bank
Community Bank of the Bay
Corning Savings and Loan Association
DeSoto County Bank
Exchange Bank
First Intercontinental Bank
First Sound Bank
Fort Lee Federal Savings Bank
Fresno First Bank
Georgia Primary Bank
Gold Canyon Bank
Goldwater Bank, N.A.
GulfSouth Private Bank
Lone Star Bank
Marine Bank & Trust Company
Maryland Financial Bank
Midtown Bank & Trust Company
Ojai Community Bank
One Georgia Bank (not a portfolio institution)
OneUnited Bank
Pacific Commerce Bank
Premier Service Bank
Presidio Bank
Randolph Bank & Trust Company
Saigon National Bank
Santa Clara Valley Bank, N.A.
Seacoast Commerce Bank
The Bank of Currituck (not a portfolio institution)
The Connecticut Bank and Trust Company
The Freeport State Bank
Tifton Banking Company (not a portfolio institution)
Tri-State Bank of Memphis
U.S. Century Bank
United American Bank
US Metro Bank
Valley Community Bank
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,000,000 $
2,672,000 $
6,000,000 $
4,000,000 $
2,400,000 $
574,000 $
5,000,000 $
7,701,000 $
2,550,000 $
1,747,000 $
638,000 $
2,681,000 $
43,000,000 $
6,398,000 $
7,400,000 $
1,300,000 $
1,968,000 $
4,500,000 $
1,607,000 $
2,568,000 $
7,500,000 $
3,072,000 $
3,000,000 $
1,700,000 $
5,222,000 $
2,080,000 $
5,500,000 $
12,063,000 $
4,060,000 $
4,000,000 $
10,800,000 $
6,229,000 $
1,549,000 $
2,900,000 $
1,800,000 $
4,021,000 $
5,448,000 $
301,000 $
3,800,000 $
2,795,000 $
50,236,000 $
8,700,000 $
2,861,000 $
5,500,000 $
Unpaid Dividends/Interest 2
40,875 $
72,830 $
163,500 $
50,000 $
163,500 $
15,655 $
150,000
629,550 $
219,729 $
72,549 $
8,695 $
25,624 $
585,875 $
87,175 $
647,500 $
70,850 $
33,357 $
561,350 $
127,005 $
279,840 $
98,813 $
422,837 $
163,500 $
92,650 $
498,033 $
56,680 $
605,328 $
1,507,875 $
253,231 $
487,472 $
703,656 $
84,860 $
223,138 $
237,075 $
14,170 $
219,140 $
178,573 $
32,800 $
51,775
69,875 $
4,791,290 $
1,178,790 $
81,858 $
149,875 $
163,500
-
$
$
$
$
$
$
- $
- $
8,695 $
25,624 $
- $
- $
- $
- $
- $
- $
- $
69,960 $
- $
- $
- $
- $
71,148 $
- $
- $
- $
55,318 $
- $
703,656 $
- $
- $
- $
14,170 $
- $
- $
69,875
81,858
-
$
$
$
$
$
Number of Missed
Dividends/Interest 2, 3
Payments Made Later 4
Payments 7
40,875
72,830
50,000
163,500
15,655
N/A
629,550
219,729
N/A
585,875
87,175
647,500
70,850
33,357
561,350
127,005
209,880
98,813
422,837
163,500
92,650
426,885
56,680
605,328
1,507,875
197,914
487,472
84,860
223,138
237,075
N/A
178,573
32,800
N/A
4,791,290
1,178,790
149,875
1
2
0
1
5
2
3
6
7
0
0
0
1
1
7
4
2
9
6
6
1
10
4
4
6
2
8
10
4
9
0
1
11
6
0
4
3
8
1
0
7
10
0
2
Page 6 of 6
Non-Current
Notes
4
15
15
4
4
Institution Name
S-CORPORATION/INTEREST:
Alliance Financial Services, Inc.
Biscayne Bancshares, Inc.
Boscobel Bancorp, Inc
Brogan Bankshares, Inc.
Duke Financial Group, Inc.
FBHC Holding Company (not a portfolio institution)
First Trust Corporation
Great River Holding Company
Investors Financial Corporation of Pettis County, Inc.
OSB Financial Services, Inc.
Premier Financial Corp
Security State Bank Holding-Company
Suburban Illiniois Bancorp, Inc.
Notes appear on the following page.
Unpaid Dividends/Interest 2
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
12,000,000
6,400,000
5,586,000
2,400,000
12,000,000
3,035,000
17,969,000
8,400,000
4,000,000
6,100,000
6,349,000
10,750,000
15,000,000
$
$
$
$
$
$
$
$
$
$
$
$
$
1,761,900
130,238
585,780
50,340
1,761,900
123,127
2,261,306
704,760
587,300
383,843
665,774
1,352,991
629,250
$
$
$
$
$
$
$
$
$
$
$
$
$
130,238
383,843
676,496
-
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
Dividends/Interest 2, 3
Payments Made Later 4
Payments 7
1,761,900
585,780
50,340
1,761,900
123,127
2,261,306
704,760
587,300
665,774
676,496
629,250
7
0
5
1
7
2
6
4
7
0
5
3
2
Page 1 of 1
Notes
1/ "Dividends and Interest Paid" includes amounts paid in respect of exercised warrants.
2/ "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.
3/ "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Capital Purchase Program, (iii) completed an exchange with
Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.
4/ "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).
5/ This institution has fully repaid its investment amount.
6/ This institution has completed bankruptcy proceedings and Treasury's investment was extinguished.
7/ "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Capital Purchase Program or (ii) entered bankruptcy or its
bank subsidiary was placed into receivership.
8/ This institution repaid dividends by way of capitalization at the time of exchange.
9/ For information related to the exchange of treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
10/ For information related to the exchange agreement for Treasury's investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
11/ For information related to the sale of Treasury's investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
12/ For information related to the exchange of Treasury's investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
13/ For information related to the exchange agreement for Treasury's investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
14/ This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock.
15/ As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.
16/ For information related to the exchange of Treasury's investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
17/ For information related to the sale of Treasury's investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
18/ For information related to the sale of Treasury's investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
19/ This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero.
20/ For information related to the sale of Treasury's investment, please see footnote 47 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
21/ For information related to the exchange of Treasury's investment, please see footnote 48 & 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
22/ For information related to the exchange of Treasury's investment, please see footnote 51 to the Cumulative Dividends, Interest and Distributions Report in the notes preceeding this table.
23/ For information related to the exchange of Treasury's investment, please see footnote 55 to the Cumulative Dividends, Interest and Distributions Report in the notes preceeding this table.
24/ Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8.
25/ For information related to the sale of Treasury's investment, please see footnote 58 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
26/ For information related to the sale of Treasury's investment, please see footnote 53 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
27/ Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed one director to the board of directors of this institution.
28/ Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed two directors to the board of directors of this institution.
29/ For information related to the sale of Treasury's investment, please see footnote 68 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
30/ For information related to the exchange of Treasury's investment, please see footnote 69 to the Cumulative Dividends, Interest and Distributions Report in the notes preceeding this table.
Page 1 of 1
COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF SEPTEMBER 30, 2011
Portfolio Institutions:
Total CDCI Investment Amount
$
570,073,000
Outstanding CDCI Investment Amount as of September 30, 2011
$
570,073,000
Notes
Institution Name
CUMULATIVE DIVIDENDS:
Carver Bancorp, Inc.
First American International Corp.
First Vernon Bancshares, Inc.
PGB Holdings, Inc.
S-CORPORATION/INTEREST:
Premier Bancorp, Inc.
Total CDCI Dividends/Interest Paid as of September 30, 2011
Non-Current CDCI Dividends/Interest 1
Non-Current Cumulative Dividends:
Non-Current Non-Cumulative Dividends:
Non-Current S-Corp/Interest:
Unpaid Dividends/Interest 1
Investment Amount
$
$
$
$
$
18,980,000
17,000,000
6,245,000
3,000,000
$
$
$
$
6,784,000 $
284,700
170,000
93,675
30,000
Non-Current
Dividends/Interest 1
Payments Made Later 2
$
$
$
$
211,472 $
-
$
10,520,237
$
$
$
$
789,847
578,375
211,472
Number of Missed
Payments
$
$
$
$
284,700
170,000
93,675
30,000
3
2
3
2
- $
211,472
4
Notes
1/ "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.
2/ "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).
