The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
U.S. Department of the Treasury, Office of Financial Stability; published on 10/12/2010.
Cumulative Dividends, Interest and Distributions Report as of September 30, 2010
Total September Payments: $
Program
AGP
AGP
AIG/SSFI
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
ASSP
ASSP
CBLI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
Institution
CITIGROUP INC
CITIGROUP INC
AMERICAN INTERNATIONAL GROUP, INC.
CGI HOLDING LLC
CGI HOLDING LLC
CGI HOLDING LLC
CHRYSLER FINANCIAL SERVICES AMERICAS LLC
CHRYSLER GROUP LLC (NEW CHRYSLER)
CHRYSLER GROUP LLC
CHRYSLER LLC (OLD CHRYSLER or OLD CARCO)
GENERAL MOTORS COMPANY (NEW GM)
GENERAL MOTORS COMPANY
GENERAL MOTORS COMPANY
GMAC INC. (ALLY FINANCIAL, INC.)
GMAC INC. (ALLY FINANCIAL, INC.)
GMAC INC. (ALLY FINANCIAL, INC.)
MOTORS LIQUIDATION COMPANY (OLD GM)
CHRYSLER RECEIVABLES SPV LLC
GM SUPPLIER RECEIVABLES LLC
TALF LLC
ALTERNATIVES FEDERAL CREDIT UNION
AMERICAN BANCORP OF ILLINOIS, INC.
ATLANTIC CITY FEDERAL CREDIT UNION
BAINBRIDGE BANCSHARES,
BANCSHARES INC.
INC
BANCORP OF OKOLONA, INC.
BANCPLUS CORPORATION
BANKASIANA
BETHEX FEDERAL CREDIT UNION
BORDER FEDERAL CREDIT UNION
BREWERY CREDIT UNION
BROOKLYN COOPERATIVE FEDERAL CREDIT UNION
BUFFALO COOPERATIVE FEDERAL CREDIT UNION
BUTTE FEDERAL CREDIT UNION
CARTER FEDERAL CREDIT UNION
CARVER BANCORP
CFBANC CORPORATION
CITIZENS BANCSHARES CORPORATION (GA)
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY FIRST GUAM FEDERAL CREDIT UNION
COMMUNITY PLUS FEDERAL CREDIT UNION
COOPERATIVE CENTER FEDERAL CREDIT UNION
D.C. FEDERAL CREDIT UNION
EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION
EPISCOPAL COMMUNITY FEDERAL CREDIT UNION
FAIRFAX COUNTY FEDERAL CREDIT UNION
FAITH BASED FEDERAL CREDIT UNION
FIDELIS FEDERAL CREDIT UNION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST CHOICE BANK
FIRST EAGLE BANCSHARES, INC.
FIRST LEGACY COMMUNITY CREDIT UNION
FIRST M&F CORPORATION
FIRST VERNON BANCSHARES, INC.
FREEDOM FIRST CREDIT UNION
GATEWAY COMMUNITY FEDERAL CREDIT UNION
GENESEE CO‐OP FEDERAL CREDIT UNION
GREATER KINSTON CREDIT UNION
GUARANTY CAPITAL CORPORATION
386,432,025
Instrument Type
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Debt Obligation
Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Equity Interest
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Stock
Preferred Stock
Debt Obligation
Common Stock
Convertible Preferred Stock w/ Exercised Warrants
Trust Preferred Securities
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
P
Preferred
f
d SStockk
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Total Life‐to‐Date Payments: $
Notes
Payment Type
6
6, 15
5
23, 24
25, 26
26
32
11
28
27
9
9
29, 32
8
8
8
30
32
32
31
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
N/A
Dividend ‐ Cumulative
Interest
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Di
Dividend
id d ‐ C
Cumulative
l i
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
42
42
42
42
42
42
42
42
42
42
42
Payment
Frequency
N/A
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
Quarterly
N/A
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
Monthly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/30/2010
N/A
N/A
9/15/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
16,370,893,125
Actual Payment
Date
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
9/30/2010
N/A
N/A
9/15/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
29,290,222
‐
‐
‐
‐
‐
‐
129,096,673
‐
‐
47,192,797
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
174,806,667
265,210,222
‐
3,085,491
‐
52,152,222
7,405,894
‐
381,812,140
‐
‐
222,854,873
343,140,731
‐
1,498,189,236
133,350,000
143,526,108
5,787,176
9,087,808
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Next Scheduled Payment
Date
N/A
N/A
11/2/2010
N/A
N/A
N/A
N/A
N/A
12/31/2010
N/A
N/A
12/15/2010
N/A
N/A
11/15/2010
11/15/2010
N/A
N/A
N/A
3/25/2019
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
Page 1 of 20
Program
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
HILL DISTRICT FEDERAL CREDIT UNION
HOPE FEDERAL CREDIT UNION
IBC BANCORP, INC.
IBW FINANCIAL CORPORATION
INDEPENDENT EMPLOYERS GROUP FEDERAL CREDIT UNION
KILMICHAEL BANCORP, INC.
LAFAYETTE BANCORP, INC.
LIBERTY COUNTY TEACHERS FEDERAL CREDIT UNION
LIBERTY FINANCIAL SERVICES, INC.
LOWER EAST SIDE PEOPLE'S FEDERAL CREDIT UNION
M&F BANCORP, INC.
MISSION VALLEY BANCORP
NEIGHBORHOOD TRUST FEDERAL CREDIT UNION
NORTH SIDE COMMUNITY FEDERAL CREDIT UNION
NORTHEAST COMMUNITY FEDERAL CREDIT UNION
OPPORTUNITIES CREDIT UNION
PGB HOLDINGS, INC.
PHENIX PRIDE FEDERAL CREDIT UNION
PREMIER BANCORP, INC.
PRINCE KUHIO FEDERAL CREDIT UNION
PSB FINANCIAL CORPORATION
PYRAMID FEDERAL CREDIT UNION
RENAISSANCE COMMUNITY DEVELOPMENT CREDIT UNION
SANTA CRUZ COMMUNITY CREDIT UNION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SHREVEPORT FEDERAL CREDIT UNION
SOUTHERN BANCORP
BANCORP, INC
INC.
SOUTHERN CHAUTAUQUA FEDERAL CREDIT UNION
SOUTHSIDE CREDIT UNION
STATE CAPITAL CORPORATION
THE FIRST BANCSHARES, INC.
THE MAGNOLIA STATE CORPORATION
THURSTON UNION OF LOW‐INCOME PEOPLE (TULIP) COOPERATIVE CREDIT UNION
TONGASS FEDERAL CREDIT UNION
TRI‐STATE BANK OF MEMPHIS
TULANE‐LOYOLA FEDERAL CREDIT UNION
UNION BAPTIST CHURCH FEDERAL CREDIT UNION
UNION SETTLEMENT FEDERAL CREDIT UNION
UNITED BANCORPORATION OF ALABAMA, INC.
UNO FEDERAL CREDIT UNION
VIGO COUNTY FEDERAL CREDIT UNION
VIRGINIA COMMUNITY CAPITAL, INC.
WORKERS UNITED FEDERAL CREDIT UNION
UNIVERSITY FINANCIAL CORP, INC.
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST FS CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
ALASKA PACIFIC BANCSHARES, INC.
ALLIANCE BANCSHARES, INC.
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES INC.
INC
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
AMB FINANCIAL CORP.
AMERIBANK HOLDING COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
Instrument Type
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock w/ Warrants
Subordinated Debentures
P
Preferred
f
d SStockk
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
42
1
1
1
Payment Type
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Di
Dividend
id d ‐ N
Non‐Cumulative
C
l i
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Interest
Dividend ‐ Non‐Cumulative
Interest
Interest
Interest
Dividend ‐ Cumulative
Interest
Interest
Interest
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
986,667
564,365
1,229,949
8,664,167
370,903
273,194
1,068,745
554,257
304,789
184,857
538,360
388 742
388,742
260,451
5,277,416
308,734
195,851
74,367,308
118,810
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
Page 2 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC.
ASSOCIATED BANC‐CORP
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS, INC.
BANCINDEPENDENT, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA CORPORATION
BANK OF AMERICA CORPORATION
BANK OF COMMERCE
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE
BANNER CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BB&T CORP
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
BERKSHIRE BANCORP, INC.
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
BRIDGE CAPITAL HOLDINGS
BRIDGEVIEW BANCORP, INC.
BROADWAY FINANCIAL CORPATION
BROGAN BANKSHARES, INC.
BROTHERHOOD BANCSHARES,INC.
BUSINESS BANCSHARES,
BANCSHARES INC.
INC
BUTLER POINT, INC.
C&F FINANCIAL CORPORATION
CACHE VALLEY BANKING COMPANY
CADENCE FINANCIAL CORPORATION
CALIFORNIA BANK OF COMMERCE
CALIFORNIA OAKS STATE BANK
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
1
42
1
1
1
1
3
1
1
1
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
319,733
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
523,200
4,506,667
1,738,333
412,510
‐
628,383
45,500,000
68,315
591,507
1,635,485
790,384
941,667
4,207,399
640,557
4,138,889
54,852
458,333,333
835,416,667
258,421
1,489,861
207,161
451,111
874,940
3,354,167
717,532
1,318,749
82,053
10
10,746,667
746 667
66,109
1,036,514
92,703,517
127,033
888,000
504,125
145,826
877,778
80,924
174,019
471,752
775,111
335,326
779,350
392,855
211,458
440,542
2,648,417
383,460
909,542
785,708
468,624
11,022,222
1,962,151
2,393,156
810,417
251,700
646,128
1 069 563
1,069,563
47,005
1,600,000
579,911
2,970,000
319,733
280,766
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
Page 3 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
CALVERT FINANCIAL CORPORATION
CALWEST BANCORP
CAPITAL BANCORP, INC.
CAPITAL BANK CORPORATION
CAPITAL COMMERCE BANCORP, INC.
CAPITAL ONE FINANCIAL CORP
CAPITAL PACIFIC BANCORP
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
CAROLINA TRUST BANK
CARROLLTON BANCORP
CARVER BANCORP
CASCADE FINANCIAL CORPORATION
CATHAY GENERAL BANCORP
CATSKILL HUDSON BANCORP, INC.
CB HOLDING CORP.
CBB BANCORP
CBS BANC‐CORP.
CECIL BANCORP, INC.
CEDARSTONE BANK
CENTER BANCORP, INC.
CENTER FINANCIAL CORPORATION
CENTERBANK
CENTERSTATE BANKS OF FLORIDA INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRAL BANCORP, INC (MA)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCSHARES
BANCSHARES, INC
INC.
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CITIGROUP INC
CITIGROUP INC
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCSHARES CO. (MO)
CITIZENS BANCSHARES CORPORATION (GA)
CITIZENS BANK & TRUST COMPANY
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC.
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CLOVER COMMUNITY BANKSHARES, INC.
COASTAL BANKING COMPANY,
COMPANY INC.
INC
COASTALSOUTH BANCSHARES, INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
1
42
3
1
13b, 19
6
6, 7
1
42
1
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
88,250
396,164
421,225
3,457,117
304,973
105,174,638
358,489
425,447
1,280,000
305,000
692,631
1,531,581
1,428,900
21,858,333
359,646
271,580
269,144
1,500,930
516,989
296,186
800,000
4,606,250
158,108
1,196,303
172,938
847,222
1,798,500
487
487,321
321
1,781,847
612,118
929,111
2,362,500
539,583
450,656
210,127
623,344
571,690
969,511
2,013,674
397,396
43,687,500
932,291,667
‐
2,049,100
223,571
628,033
535,813
19,983
180,259
268,867
726,707
13,875,000
1,716,875
281,859
23,916,667
226,175
842 986
842,986
813,474
5,335,028
1,320,000
820,528
43,313
2,240,000
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
N/A
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
Page 4 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
COMERICA INC.
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
COMMUNITY BUSINESS BANK
COMMUNITY FINANCIAL CORPORATION
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY HOLDING COMPANY OF FLORIDA, INC.
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
CONGAREE BANCSHARES, INC.
CORNING SAVINGS AND LOAN ASSOCIATION
COUNTRY BANK SHARES
INC
SHARES, INC.
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL CORPORATION
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENTERPRISE FINACIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
F & C BANCORP, INC.
F & M BANCSHARES, INC.
F & M FINANCIAL CORPORATION (NC)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK
FARMERS CAPITAL BANK CORPORATION
FARMERS ENTERPRISES, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Notes
Payment Type
1
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
1
1
42
42
1
1
1
Payment
Frequency
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
346,378
‐
10,676
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
6,621,772
180,650
150,937,500
36,111
2,106,175
130,573
139,020
39,286
2,975,700
215,942
76,189
1,178,895
1,242,511
317,841
1,046,560
474,888
947,770
1,529,028
1,423,253
86,926
233,018
693,750
269,745
2,092,800
1,291,333
152,159
52,363
632
632,223
223
257,361
251,078
1,992,000
906,179
180,940
4,739,583
1,590,014
276,774
341,988
143,629
2,110,778
2,631,197
67,690,844
905,729
408,316
2,756,021
25,971,258
1,920,000
1,418,470
616,667
2,880,556
2,897,222
256,150
735,252
3,293,919
309,068
524,171
1,412,913
1 414 816
1,414,816
3,333,333
864,280
33,779
744,681
2,400,000
1,163,416
Next Scheduled Payment
Date
N/A
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
Page 5 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
FCB BANCORP, INC.
FFW CORPORATION
FIDELITY BANCORP, INC. (PA)
FIDELITY BANCORP, INC (LA)
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
FIDELITY RESOURCES COMPANY
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER
FIRST BANCORP (NC)
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, N.A.
FIRST CALIFORNIA FINANCIAL GROUP
INC
GROUP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
FIRST COMMUNITY BANCSHARES, INC. (KS)
FIRST COMMUNITY BANCSHARES, INC. (VA)
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK
FIRST MARKET BANK (UNION FIRST MARKET BANKSHARES CORPORATION)
FIRST MENASHA BANCSHARES
BANCSHARES, INC
INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
Instrument Type
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred
P f
d Stock
S k w// Warrants
W
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
42
40
42
3
42
3
14a
1
42
1
21
21
38
38
3
Payment Type
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/30/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/30/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/24/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/17/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/1/2010
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
42,600,000 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
28,351 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
55,933 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
103,397 $
‐ $
‐ $
‐ $
‐ $
‐ $
183,333 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
Life‐To‐Date Payments
54,147
154,592
156,090
838,622
657,604
586,250
400,540
‐
3,273,629
185,754
3,989,889
298,200,000
3,084,567
410,264
316,240
5,200,000
78,952
211,873
4,439,725
1,204,167
6,611,111
595,366
277,977
861,403
6,037,238
7,208,333
231,256
2
2,069,444
069 444
748,797
300,643
1,809,640
344,032
604,950
1,308,403
744,982
983,667
812,656
3,134,722
639,738
415,563
570,625
4,677,778
358,147
5,506,944
1,600,000
296,745
605,406
1,086,929
75,942,603
155,331
495,929
659,722
2,383,333
237,983
1,821,889
995,625
393 628
393,628
8,329,444
290,000
16,351,389
1,077,405
1,363,612
4,753,618
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
12/31/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
Page 6 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
FIRST SOUTH BANCORP, INC.
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST STATE BANK OF MOBEETIE
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB UNITED CORP.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC. (FL)
FPB FINANCIAL CORP. (LA)
FRANKLIN BANCORP, INC.
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC.
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANKSHARES, INC.
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION, INC.
GOLD CANYON BANK
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
GRANDSOUTH CORPORATION
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GUARANTY BANCORP, INC.
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES
BANCSHARES, INC
INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d Stock
S k w// Exercised
E
i d Warrants
W
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Common Stock
Notes
1
1
1
42
1
3
1
1
1
42
33
33, 39
43
43
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Di
Dividend
id d ‐ N
Non‐Cumulative
C
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Non‐Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
N/A
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
39,362
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,236,622
1,672,667
5,185,920
522,159
1,205,926
300,364
1,402,500
330,944
4,521,277
818,468
207,327
45,087
1,063,344
1,046,896
66,021
2,312,500
417,770
1,114,000
2,543,750
1,788,194
20,554,810
1,180,793
769,063
3,004,167
959,200
2,589,305
1,021,875
87
87,185
185
230,899
273,889
221,722
341,848
319,518
3,336,205
134,025
239,987
29,335,625
415,108
723,079
‐
390,216
53,860
145,750
285,217
182,196
‐
998,944
759,575
4,913,889
5,942,858
191,840
49,037
839,669
45,190
560,472
913,299
1 310 417
1,310,417
312,724
444,656
464,385
566,952
2,510,844
‐
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
8/15/2011
11/15/2010
11/15/2010
11/15/2010
N/A
Page 7 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAWTHORNE BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HIGHLANDS BANCORP, INC. (HIGHLANDS STATE BANK)
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCSHARES CORPORATION
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES INC.
HOPFED BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HYPERION BANK
IA BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
ICB FINANCIAL
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
INTERNATIONAL BANCSHARES CORPORATION
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KEYCORP
KIRKSVILLE BANCORP, INC.
KS BANCORP, INC.
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
LAYTON PARK FINANCIAL GROUP
LCNB CORP.
LEADER BANCORP, INC.
LEGACY BANCORP, INC.
LIBERTY BANCSHARES,
BANCSHARES INC (MO)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
Instrument Type
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
1
1
42
3
42
1
35
35
1
42
18
3
1
42
1
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/10/2010
N/A
N/A
9/10/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/24/2010
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
22,485 $
‐ $
‐ $
15,000 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
28,301 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
30,577 $
‐ $
‐ $
‐ $
Life‐To‐Date Payments
282,744
32,911
2,504,442
929,515
66,190
6,762,779
473,262
1,466,667
2,080,000
947,916
666,667
526,425
302,972
267,050
2,137,778
3,951,389
351,326
263,295
155,900
1,541,000
2,069,444
478,221
479,659
122,525,390
129,046
286,043
427,216
1
1,450,000
450 000
173,055
453,067
471,425
124,306
551,431
92,832
1,118,094
2,430,000
‐
93,599
1,800,625
1,950,340
1,222,500
17,760,000
1,118,056
174,325
795,138,889
877,872
219,097,222
35,995
214,367
267,134
4,468,194
3,596,156
107,638
524,833
522,572
355,079
1 796 956
1,796,956
4,892,132
238,896
461,009
1,399,560
46,180,555
2,112,427
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
Page 8 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
LONE STAR BANK
LSB CORPORATION
M&F BANCORP, INC.
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORP.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND PLANTERS BANCSHARES, INC.
MERIDIAN BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP
INC
GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC.
MIDDLEBURG FINANCIAL CORP.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID‐WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONUMENT BANK
MORGAN STANLEY
MORRILL BANCSHARES, INC
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
NARA BANCORP, INC.
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCHSHARES,
BANCHSHARES INC.
INC
NATIONWIDE BANKSHARES, INC.
NC BANCORP, INC.
NCAL BANCORP
NEMO BANCSHARES INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
P f
d Stock
S k w// Exercised
E
i d Warrants
W
Preferred
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
1
42
1
3
1
13a, 34
13a, 34
1
42
3
1
Payment Type
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Di
Dividend
id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐
700,000
674,763
53,120,833
719,583
169,422
1,111,132
153,963
4,504,583
66,347
255,862
235,713
138,778
2,128,963
3,203,087
150,300,694
35,516
16,605,556
240,708
1,260,255
1,050,000
290,894
221,104
147,786
723,413
646,961
3,000,625
3
3,454,185
454 185
236,204
827,778
986,944
508,989
1,600,000
275,105
824,289
‐
28,294
1,220,000
809,931
343,053
409,280
456,042
165,522
262,919
743,167
737,621
397,796
318,055,555
1,119,824
528,889
159,867
477,009
2,662,520
301,567
5,806,667
1,971,450
12 562 500
12,562,500
113,731
332,256
902,278
225,976
790,278
23,306,336
Next Scheduled Payment
Date
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
N/A
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
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Page 9 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
NORTHEAST BANCORP
NORTHERN STATE BANK
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OLD LINE BANCSHARES, INC.
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
ONEFINANCIAL CORPORATION
ONE GEORGIA BANK
ONE UNITED BANK
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
PARKE BANCORP, INC.
PARKVALE FINANCIAL CORPORATION
PASCACK COMMUNITY BANK (PASCACK COMMUNITY BANK)
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK‐GLADSTONE FINANCIAL CORPORATION
PENINSULA BANK HOLDING CO.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (WA)
PEOPLES BANCORP INC. (OH)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC. (SC)
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS, INC.
PLUMAS BANCORP
POPULAR INC
POPULAR,
INC.
POPULAR, INC.
PORTER BANCORP INC
PRAIRIE STAR BANCSHARES, INC.
PREMIER BANCORP, INC.
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
P
Preferred
f
d SStockk w// EExercised
i dW
Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
1
3
1
1
41
13b
12
42
10
10
42
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ N
Non‐Cumulative
C
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life‐To‐Date Payments
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,386,155
1,341,077
816,000
354,012
131,838
418,323
46,623,333
840,208
575,430
163,503
593,542
1,143,750
1,828,122
174,763
213,889
1,513,889
5,769,028
50,311
1,676,994
‐
93,823
229,338
674,443
2,107,397
358,065
1,039,618
18,088
331
331,905
905
138,125
1,822,843
8,222,222
1,255,533
2,611,542
312,198
377,867
314,099
77,852
2,349,366
65,933
2,076,652
150,000
720,744
1,476,950
3,006,250
2,059,996
902,711
298,160
968,353
75,512
227,917
207,948
284,999
7,956,250
7,906,818
223,387
622,344
20 777 778
20,777,778
45,581,250
3,033,333
132,253
660,215
467,413
967,344
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
Page 10 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
PREMIER FINANCIAL CORP
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
PROVIDENT BANKSHARES CORP (M&T BANK CORPORATION)
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORP.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES,
BANCSHARES INC.
INC
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNYSYLVANIA, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SECURITY FEDERAL CORPORATION
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CAPITAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
SOUND BANKING COMPANY
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP
CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP INC.
Instrument Type
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated
S b di
dD
Debentures
b
w// Exercised
E
i d Warrants
W
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
42
1
42
42
1
1
1
13c
42
Payment Type
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
I
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Q
Quarterly
l
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
61,754
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
110,000
‐
‐
‐
112,002
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
522,263
54,500
1,046,500
‐
1,957,868
498,860
18,794,073
187,583
9,489,792
543,091
802,802
387,632
2,571,406
2,878,397
268,723
542,094
327,333
261,201
784,282
212,256
542,868
123,080
306,736,111
3,282,111
277,224
195,637
1,478,738
115,363
115
363
738,021
358,971
8,588,423
‐
626,916
6,901,418
158,928
331,111
301,567
1,115,639
388,889
161,320
1,600,000
176,632
506,001
594,305
1,153,111
1,012,413
486,075
2,027,394
333,333
162,044
1,816,667
127,686
347,164
267,776
757,732
855,556
3 621 875
3,621,875
1,268,594
331,213
425,403
809,097
176,744
5,930,556
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
Page 11 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC.
STATE BANKSHARES, INC.
STATE CAPITAL CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STERLING BANCORP (NY)
STERLING BANCSHARES, INC. (TX)
STERLING FINANCIAL CORPORATION (WA)
STERLING FINANCIAL CORPORATION (WA)
STEWARDSHIP FINANCIAL CORP.
STOCKMENS FINANCIAL CORPORATION
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP
SUPERIOR BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TCB CORPORATION
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF NEW YORK MELLON CORPORATION
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FREEPORT STATE BANK
THE GOLDMAN SACHS GROUP, INC
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE STATE BANK OF BARTLEY
THE SOUTH FINANCIAL GROUP INC.
THE VICTORY BANCORP, INC. (THE VICTORY BANK)
THREE SHORES BANCORPORATION, INC. (SEASIDE NATIONAL BANK & TRUST)
TIB FINANCIAL CORP
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Notes
42
3
1
36
36
1
17
17
3
1
1
1
3
1
42
1
1
1
37
12
12
44
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
N/A
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Non Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/29/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
99,917
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
60,625,000
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
30,556
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
‐
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,411,897
2,261,750
232,533
4,278,250
3,121,336
3,676,806
1,330,709
63,611,111
2,373,461
794,792
2,483,333
3,453,333
2,486,571
6,733,333
‐
770,833
1,293,841
634,609
1,454,270
703,611
1,103,971
436,631,944
3,258,333
1,725,000
174,400
21,958,333
293,694
12
12,109,028
109 028
1,453,138
80,118,128
253,122
9,084,661
760,254
690,832
7,925,719
179,244
2,483,333
146,242
1,218,750
295,308
1,114,222
2,813,689
169,834
2,559,444
95,416,667
1,787,262
272,400
752,450
2,000,000
411,806
8,610
318,055,555
129,861,111
1,005,979
672,167
421,066,667
441 479
441,479
882,900
130,439
16,386,111
96,315
483,024
1,284,722
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
12/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
Page 12 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
TIMBERLAND BANCORP, INC.
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TREATY OAK BANCORP, INC
TRIAD BANCORP, INC.
TRI‐COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI‐STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
TRISUMMIT BANK
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP
U.S. BANCORP
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UMPQUA HOLDINGS CORP
UNION BANK & TRUST COMPANY
UNION BANKSHARES CORPORATION
UNION FINANCIAL CORPORATION
UNITED AMERICAN BANK
UNITED BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS
BANKS, INC
INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP, INC.
US METRO BANK
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD., 1ST STATE BANK
VALLEY NATIONAL BANCORP
VILLAGE BANK AND TRUST FINANCIAL CORP
VIRGINIA COMMERCE BANCORP
VIRGINIA COMPANY BANK
VISION BANK ‐ TEXAS
VIST FINANCIAL CORP.
W.T.B FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTONFIRSTBANKSHARES, INC. (WASHINGTONFIRST BANK)
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & COMPANY
WESBANCO, INC.
WEST BANCORPORATION, INC.
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
WESTERN ILLINOIS BANCSHARES, INC.
WESTERN RESERVE BANCORP, INC
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
P
Preferred
f
d SStockk w// W
Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
42
1
1
13a
3
3, 21
42
42
1
1
1
12
1
1
1
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend
Di id d ‐ C
Cumulative
l i
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Interest
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Q
l
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
N/A
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/3/2010
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
25,750 $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
‐ $
Life‐To‐Date Payments
1,195,973
223,208
952,236
157,700
332,450
6,403,358
192,415
278,950
1,402,140
2,195,131
190,215
1,842,643
343,030
11,287,500
792,067
195,220,417
745,312
752,334
7,509,920
13,475,555
323,047
2,695,972
72,069
‐
1,627,972
872,639
1,486,711
15
15,250,000
250 000
487,396
1,749,430
663,946
1,022,886
237,778
896,222
646,961
479,601
941,117
46,643
12,979,167
949,782
5,946,250
291,247
106,957
2,069,444
9,242,291
435,825
1,023,611
2,084,753
5,361,111
828,188
336,811
32,416,667
1,440,972,222
2,854,167
2,925,000
2,755,981
12 133 333
12,133,333
554,083
757,751
320,188
1,360,683
24,833,333
27,637,500
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/1
/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
N/A
N/A
11/15/2010
N/A
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
Page 13 of 20
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
TIP
TIP
TIP
SBA 7(a)
Institution
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION
YORK TRADITIONS BANK
ZIONS BANCORPORATION
AG GECC PPIF MASTER FUND, L.P.
AG GECC PPIF MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
BLACKROCK PPIF, L.P.
BLACKROCK PPIF, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
MARATHON LEGACY SECURITIES PUBLIC‐PRIVATE INVESTMENT PARTNERSHIP, L.P.
MARATHON LEGACY SECURITIES PUBLIC‐PRIVATE INVESTMENT PARTNERSHIP, L.P.
OAKTREE PPIP FUND, L.P.
OAKTREE PPIP FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
BANK OF AMERICA CORPORATION
CITIGROUP INC
CITIGROUP INC
N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
TTrust P
Preferred
f
d SSecurities
ii
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $4,070,000)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $7,617,617)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $8,030,000)
Floating Rate SBA 7a security due 2016
(Purchase Face Amount $8,900,014)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $23,500,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,751,382)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $12,898,896)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $8,744,333)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $8,417,817)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $17,119,972)
Notes
20
20
20, 20a
20
20
20
20
16
16
20
1
6
1
Payment Type
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend ‐ Non‐Cumulative
Dividend ‐ Cumulative
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Dividend ‐ Cumulative
Dividend ‐ Cumulative
Dividend
Di id d ‐ C
Cumulative
l i
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
N/A
N/A
Monthly
N/A
N/A
N/A
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
N/A
N/A
9/15/2010
N/A
N/A
N/A
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
9/15/2010
N/A
N/A
N/A
9/15/2010
N/A
N/A
N/A
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
9/27/2010
TOTAL:
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
‐
‐
‐
‐
‐
‐
‐
2,088,477
7,852,816
2,081,658
‐
952,285
52,375,345
1,290,000
‐
722,423
‐
165,360
4,880,745
1353370.81
‐
‐
‐
1,214,985
‐
‐
‐
349,282
11,883
40,018
24,760
131,337
24,941
83,567
30,712
45,327
81,544
62,455
28,718
27,018
38,348
17,050
29,404
22,091
25,078
36,878
47,865
Life‐To‐Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
5,205,733
20,694,444
185,300
4,107,674
3,549,427
347,376
122,694,444
25,749,871
10,319,840
39,501,935
12,186,986
931,249
7,951,729
62,945,620
7,329,334
2,520,551
3,397,896
‐
674,155
25,405,754
7,728,111
‐
342,176
1,999,871
6,365,434
1,435,555,556
933,333,333
635
635,555,556
555 556
414,489
59,900
381,125
126,430
769,750
131,428
462,223
126,036
135,665
244,947
124,739
57,603
53,956
76,776
33,991
58,865
112,430
188,481
53,819
77,326
386,432,025 $
16,370,893,125
Next Scheduled Payment
Date
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
11/15/2010
N/A
10/15/2010
N/A
10/15/2010
N/A
10/15/2010
N/A
10/15/2010
N/A
10/15/2010
N/A
10/15/2010
N/A
10/15/2010
N/A
N/A
N/A
10/15/2010
N/A
N/A
N/A
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
10/25/2010
N/A ‐ The institution did not have a dividend payment due during the reporting period and/or no future payment is required.
None ‐ The institution had a dividend payment due during the reporting period, but did not pay it during the reporting period.
If the payment was a repayment or redemption, there is no expected payment date.
Notes appear on the following page.
Page 14 of 20
Notes to the Cumulative Dividends, Interest, and Distribution Report:
1/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
2/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
3/ This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
4/ This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports.
5/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non‐Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E preferred shares, it has an
additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an equity capital facility, under which AIG may draw up
to $29.8 billion in exchange for issuing additional shares of Series F preferred stock to Treasury.
6/ Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative
perpetual preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares of common stock. On 7/30/2009, Treasury exchanged
all of its Fixed Rate Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP
Shares) “dollar for dollar” for trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are required. The life to date amount for the preferred stock will remain the same on future reports.
7/ Citigroup has agreed that until Treasury ceases to own any debt or equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock other than quarterly cash
8/ GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in GMAC LLC. On
12/30/2009, Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities.
9/ On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM).
10/ On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax‐deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a $13 million exchange fee
in connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports.
11/ In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the rights to 9.9% of the common
equity in New Chrysler.
12/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is
shown in parentheses.
13a/ As of month‐end, this institution is in bankruptcy proceedings.
13b/ This insititution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports.
13c/ As of month‐end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank.
14a/ Payment made after month‐end.
14b/ Payment made in a prior period with respect to a payment scheduled in this month.
14c/ Payment with respect to a payment scheduled for next month.
15/ On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred securities, and the life‐to‐
date payment amount will remain the same on future reports.
16/ On 1/4/2010, Treasury and the fund manager entered into a Winding‐Up and Liquidation Agreement. As of January 31, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the same on future reports.
17/ On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax‐deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp.
18/ Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment.
19/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and
conditions for distribution of common shares to holders of CVRs were not met.
20/ For a PPIP fund membership interest, amount (if any) reflects pro‐rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
20a/ Life‐To‐Date Payment reflects the $278,904.85 distribution made in January 2010.
21/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror (now
known as Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment.
22/ Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon).
23/ Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding).
24/ On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports.
25/ The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26.
26/ Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of debt from CGI Holding
issued to Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding received from Chrysler Financial equal to the greater
of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and
unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations.
27/ On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment.
28/ On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note, thereafter interest is due
to be paid quarterly.
29/ On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury.
30/ General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note.
Page 15 of 20
31/ Although interest accrues monthly, payment is not due until the maturity date of the note.
32/ The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports.
33/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S‐Corporation, that comply with the CPP terms applicable to privately held
qualified financial institutions.
34/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized
previously accrued and unpaid dividends. (See Note 13c.)
35/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of
capitalized previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock.
36/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and
Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently converted into 378,750,000 shares of
37/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto‐Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the
terms of the agreement between Treasury and TD entered into on 5/18/2010. The life‐to‐date payment amount will remain the same on future reports.
38/ On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax‐deductible Trust Preferred Securities issued by First Merchants Capital Trust III.
39/ In June 2010, this institution prepaid the next four quarterly dividend payments.
40/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of Preferred Stock in First BanCorp for $424,174,000 of Mandatorily Convertible Preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized
previously accrued and unpaid dividends. Subject to the fulfillment by First BanCorp of certain conditions, including those related to its capital plan, the MCP may be converted to common stock. This institution has agreed to have Treasury observers attend board of directors
meetings. The life‐to‐date payment amount will remain the same on future reports.
41/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of Preferred Stock in Pacific Capital for $195,045,000 of Mandatorily Convertible Preferred Stock (MCP), which is
equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s
MCP was converted into 360,833,250 shares of common stock of Pacific Capital. This institution has agreed to have Treasury observers attend board of directors meetings. The life‐to‐date payment amount will remain the same on future reports.
42/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms.
43/ On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and
Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
44/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to
the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life‐to‐date payment amount will remain the same on future reports.
Page 16 of 20
Page 17 of 20
CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF SEPTEMBER 30 2010
Portfolio Institutions:
Total CPP Investment Amount
Outstanding CPP Investment Amount as of September 30, 2010
3
Investment Amount of Portfolio Institutions with Non‐Current Dividends/Interest
$
$
$
1
$
$
9,907,431,676
126,391,083
Non‐Current Cumulative Dividends: $
Non‐Current Non‐Cumulative Dividends: $
Non‐Current S‐Corp/Interest: $
114,841,766.51
7,976,603.49
3,572,712.75
Total CPP Dividends/Interest Paid as of September 30, 2010
2, 3
Non‐Current CPP Dividends/Interest
204,894,726,320
55,078,669,785
3,592,039,000
Non‐Current Dividends/Interest
Notes
15
4
15
15
15
6, 7
4
15
4
8, 12
Institution Name
CUMULATIVE DIVIDENDS:
1st FS Corporation
Alaska Pacific Bancshares, Inc.
Anchor BanCorp Wisconsin, Inc.
Bankers' Bank of the West Bancorp, Inc.
Berkshire Bancorp, Inc.
Bern Bancshares, Inc.
Blue Ridge Bancshares, Inc.
p
Blue Valleyy Ban Corp
BNB Financial Services Corporation
BNCCORP, Inc.
Bridgeview Bancorp, Inc.
Broadway Financial Corporation
Cadence Financial Corporation
Capital Commerce Bancorp, Inc.
Cascade Financial Corporation
CBS Banc‐Corp
Cecil Bancorp, Inc.
Central Pacific Financial Corp.
Central Virginia Bankshares, Inc.
Centrue Financial Corporation
CIT Group Inc. (not a portfolio institution)
Citizens Bancorp
Citizens Bancshares Co. (MO)
Citizens Commerce Bancshares, Inc.
Citizens Republic Bancorp, Inc.
City National Bancshares Corporation
Community Bankers Trust Corporation
Congaree Bancshares, Inc.
Covenant Financial Corporation
Dickinson Financial Corporation II
Farmers & Merchants Bancshares
Bancshares, Inc
Inc.
FC Holdings, Inc.
Fidelity Federal Bancorp
First BanCorp (PR)
First Banks, Inc.
First Community Bancshares, Inc (KS)
First Federal Bancshares of Arkansas, Inc.
First Community Bank Corporation of America
First Gothenburg Bancshares, Inc.
First Security Group, Inc.
First Southwest Bancorporation, Inc.
FNB United Corp.
Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
16,369,000
4,781,000
110,000,000
12,639,000
2,892,000
985,000
12,000,000
,
,
21,750,000
7,500,000
20,093,000
38,000,000
6,000,000
44,000,000
5,100,000
38,970,000
24,300,000
11,560,000
135,000,000
11,385,000
32,668,000
2,330,000,000
10,400,000
24,990,000
6,300,000
300,000,000
9,439,000
17,680,000
3,285,000
5,000,000
146,053,000
11
11,000,000
000 000
21,042,000
6,657,000
400,000,000
295,400,000
14,800,000
16,500,000
10,685,000
7,570,000
33,000,000
5,500,000
51,500,000
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2
204,613
59,763
8,479,167
344,415
39,413
13,438
163,500
,
,
1,631,250
102,188
821,325
1,035,500
187,500
550,000
69,488
1,948,500
331,088
433,500
8,437,500
426,938
2,041,750
29,125,000
708,500
1,021,500
343,350
11,250,000
353,963
221,000
179,010
68,125
9,949,900
149,875
149 875
1,146,780
265,087
21,472,826
20,124,125
403,300
618,750
133,563
103,153
1,237,500
224,813
1,287,500
Payments Made Later 4
$
2, 3
$
$
$
$
$
13,438 $
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
44,753
$
149,875
149 875
$
20,000,000
$
103,153
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
204,613
59,763
8,479,167
344,415
39,413
‐
163,500
,
,
1,631,250
102,188
821,325
1,035,500
187,500
550,000
69,488
1,948,500
331,088
433,500
8,437,500
426,938
2,041,750
N/A
708,500
1,021,500
343,350
11,250,000
353,963
221,000
134,258
68,125
9,949,900
‐
1,146,780
265,087
1,472,826
20,124,125
403,300
618,750
133,563
‐
1,237,500
224,813
1,287,500
Number of Missed
7
Payments
1
1
6
2
1
0
1
6
1
3
2
1
1
1
4
1
3
5
3
5
0
5
3
4
3
3
1
3
1
5
0
4
3
1
5
2
3
1
0
3
3
2
Page 18 of 20
Non‐Current Dividends/Interest
Notes
15
4
4
4
15
8, 9
7, 8
4
4
13
6, 7
4
4
15
15
Institution Name
FPB Bancorp, Inc. (FL)
Grand Mountain Bancshares, Inc.
Green Circle Investments, Inc.
Gregg Bancshares, Inc.
Hampton Roads Bankshares, Inc.
Harbor Bankshares Corporation
Heartland Bancshares, Inc.
Heritage Commerce Corp
Heritage Oaks Bancorp
HomeTown Bankshares Corporation
IA Bancorp, Inc.
Idaho Bancorp
Independent Bank Corporation
Integra Bank Corporation
Intermountain Community Bancorp
Intervest Bancshares Corporation
Legacy Bancorp, Inc.
Madison Financial Corporation
Market Bancorporation, Inc.
Mercantile Bank Corporation
M t C
MetroCorp
B
Bancshares,
h
IInc.
Metropolitan Bank Group, Inc (Archer Bank)
Midwest Banc Holdings, Inc. (not a portfolio institution)
Millennium Bancorp, Inc.
Monarch Community Bancorp, Inc.
MS Financial, Inc.
NC Bancorp, Inc.
Northeast Bancorp
Northern States Financial Corporation
Northwest Bancorporation, Inc.
Omega Capital Corp.
Pacific Capital Bancorp
Pacific City Financial Corporation
Pacific Coast National Bancorp (not a portfolio institution)
Pacific International Bancorp Inc
Patapsco Bancorp, Inc.
Pathway Bancorp
Patterson Bancshares, Inc
Peninsula Bank Holding Co.
Pierce County Bancorp
Pinnacle Bank Holding Company
Plumas Bancorp
Prairie Star Bancshares,, Inc.
Premier Bank Holding Company
Premierwest Bancorp
Provident Community Bancshares, Inc.
The Queensborough Company
Redwood Capital Bancorp
Regent Bancorp, Inc
Ridgestone Financial Services, Inc.
Rising Sun Bancorp
Rogers Bancshares, Inc.
Royal Bancshares of Pennsylvania, Inc.
Seacoast Banking Corporation of Florida
Sonoma Valley Bancorp (not a portfolio institution)
Unpaid Dividends/Interest 2
Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
5,800,000
3,076,000
2,400,000
825,000
80,347,000
6,800,000
7,000,000
40,000,000
21,000,000
10,000,000
5,976,000
6,900,000
72,000,000
83,586,000
27,000,000
25,000,000
5,498,000
3,370,000
2,060,000
21,000,000
45
45,000,000
000 000
71,526,000
84,784,000
7,260,000
6,785,000
7,723,000
6,880,000
4,227,000
17,211,000
10,500,000
2,816,000
180,634,000
16,200,000
4,120,000
6,500,000
6,000,000
3,727,000
3,690,000
6,000,000
6,800,000
4,389,000
11,949,000
,
,
2,800,000
9,500,000
41,400,000
9,266,000
12,000,000
3,800,000
9,982,000
10,900,000
5,983,000
25,000,000
30,407,000
50,000,000
8,653,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
217,500
203,055
32,700
22,470
4,017,350
255,000
279,240
2,000,000
525,000
133,415
49,861
470,063
3,030,096
4,179,300
1,012,500
937,500
68,725
91,855
28,068
262,500
562
562,500
500
974,535
4,239,200
296,753
254,438
105,221
93,740
52,838
860,550
286,125
153,490
13,547,550
1,103,625
112,270
406,250
163,500
203,090
201,150
312,500
370,600
59,790
298,725
,
76,300
258,875
2,070,000
115,825
163,500
51,775
136,003
594,050
326,060
1,362,500
1,900,438
3,750,000
353,715
Payments Made Later 4
$
32,700
$
170,000
$
49,861
$
1,800,000
$
$
$
$
$
$
2, 3
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,239,200
98,918 $
$
$
$
52,838 $
$
$
$
13,547,550 $
$
$
$
$
$
$
$
$
$
$
$
$
$
$
51,775 $
136,003 $
$
$
$
$
$
217,500
203,055
‐
22,470
4,017,350
85,000
279,240
2,000,000
525,000
133,415
‐
470,063
1,230,096
4,179,300
1,012,500
937,500
68,725
91,855
28,068
262,500
562
562,500
500
974,535
N/A
197,835
254,438
105,221
93,740
‐
860,550
286,125
153,490
‐
1,103,625
N/A
406,250
163,500
203,090
201,150
312,500
370,600
59,790
298,725
,
76,300
258,875
2,070,000
115,825
163,500
‐
‐
594,050
326,060
1,362,500
1,900,438
3,750,000
N/A
Number of Missed
7
Payments
3
5
0
2
4
1
3
4
2
1
0
5
2
4
3
3
1
2
1
1
1
1
0
2
3
1
1
0
4
2
4
0
5
2
5
2
4
4
4
4
1
2
2
2
4
1
1
0
0
4
4
4
5
6
3
Page 19 of 20
Non‐Current Dividends/Interest
Notes
10, 14
11
4
7
4
15
5
4
4
4
15
4
15
4
15
4
4
15
4
Institution Name
Sterling Financial Corporation (WA)
Stonebridge Financial Corp.
Superior Bancorp Inc.
Syringa Bancorp
TCB Holding Company
Tennessee Valley Financial Holdings, Inc.
The South Financial Group, Inc. (not a portfolio institution)
TIB Financial Corp (not a portfolio institution)
Tifton Banking Company
Timberland Bancorp, Inc.
Treaty Oak Bancorp, Inc.
Trinity Capital Corporation
Tristate Capital Holdings, Inc.
UCBH Holdings, Inc. (not a portfolio institution)
Valley Financial Corporation
Western Community Bancshares, Inc.
NON‐CUMULATIVE DIVIDENDS:
Beach Business Bank
Citizens Bank & Trust Company
Commerce National Bank (not a portfolio institution)
C
Commonwealth
l h Business
B i
B
Bankk
Community 1st Bank
Community Bank of the Bay
Corning Savings and Loan Association
DeSoto County Bank
Exchange Bank
First Sound Bank
Fresno First Bank
Georgia Primary Bank
Gold Canyon Bank
Goldwater Bank, N.A.
Lone Star Bank
Maryland Financial Bank
Midtown Bank & Trust Company
One Georgia Bank
OneUnited Bank
Pacific Commerce Bank
Premier Service Bank
Presidio Bank
Saigon National Bank
Santa Clara Valley Bank, N.A.
Seacoast Commerce Bank
The Bank of Currituck
The Connecticut Bank and Trust Company
The Freeport State Bank
Tri‐State Bank of Memphis
U.S. Century Bank
United American Bank
US Metro Bank
S‐CORPORATION/INTEREST:
Alliance Financial Services, Inc.
Biscayne Bancshares, Inc.
Boscobel Bancorp, Inc
Duke Financial Group, Inc.
Unpaid Dividends/Interest 2
Investment Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
303,000,000
10,973,000
69,000,000
8,000,000
11,730,000
347,000,000
3,000,000
37,000,000
3,800,000
16,641,000
3,268,000
35,539,000
23,000,000
298,737,000
16,019,000
7,290,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
6,000,000
2,400,000
5,000,000
7
7,701,000
701 000
1,747,000
2,550,000
638,000
2,681,000
43,000,000
7,400,000
1,968,000
4,500,000
1,607,000
2,568,000
3,072,000
1,700,000
5,222,000
5,500,000
12,063,000
4,060,000
4,000,000
10,800,000
1,549,000
2,900,000
1,800,000
4,021,000
5,448,000
301,000
2,795,000
50,236,000
8,700,000
2,861,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
163,500
163,500
150,000
524
524,625
625
80,709
72,549
8,695
25,624
585,875
277,500
33,357
316,100
42,335
139,920
255,377
92,650
213,443
380,516
904,725
87,279
269,472
419,031
117,663
79,025
14,170
164,355
178,573
16,400
69,875
2,053,410
704,640
81,858
$
$
$
$
12,000,000
6,400,000
5,586,000
12,000,000
$
$
$
$
755,100
130,238
117,156
755,100
Payments Made Later 4
18,937,500
299,030
862,500
436,000
319,665
122,625
13,012,500
1,850,000
51,775
416,025
89,035
484,220
313,375 $
3,734,213
400,475
99,338
$
2, 3
N/A
N/A
299,030
862,500
436,000
319,665
122,625
N/A
N/A
51,775
416,025
89,035
484,220
‐
N/A
400,475
99,338
0
2
1
4
2
3
0
0
1
2
2
1
0
1
2
1
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
‐
163,500
N/A
524
524,625
625
80,709
72,549
‐
‐
585,875
277,500
33,357
316,100
42,335
69,960
255,377
92,650
142,295
380,516
904,725
31,961
269,472
419,031
117,663
79,025
‐
164,355
178,573
16,400
‐
2,053,410
704,640
‐
0
5
3
5
3
4
0
0
1
3
2
5
2
2
6
4
2
5
6
1
5
3
7
2
0
3
3
4
0
3
6
0
$
$
$
$
755,100
130,238
117,156
755,100
3
1
1
3
$
$
$
$
$
$
$
$
$
313,375 $
$
$
163,500 $
$
$
$
8,695
25,624
$
69,960
$
71,148
$
55,318
$
14,170
$
69,875
$
81,858
Number of Missed
7
Payments
Page 20 of 20
Non‐Current Dividends/Interest
Notes
Institution Name
First Trust Corporation
Investors Financial Corporation of Pettis County, Inc.
OSB Financial Services, Inc.
Premier Financial Corp
Security State Bank Holding‐Company
Unpaid Dividends/Interest 2
Investment Amount
$
$
$
$
$
17,969,000
4,000,000
6,100,000
6,349,000
10,750,000
$
$
$
$
$
753,769
251,700
383,843 $
133,155
676,496
Payments Made Later 4
$
$
383,843 $
$
$
2, 3
753,769
251,700
‐
133,155
676,496
Notes
1/ "Dividends and Interest Paid" includes amounts paid in respect of exercised warrants.
2/ "Non‐current dividends/interest" includes unpaid cumulative dividends, non‐cumulative dividends and s‐corp/interest, but does not include interest accrued on unpaid cumulative dividends.
3/ "Non‐current dividends/interest" excludes institutions that missed payments but (i) have fully caught‐up on missed payments, (ii) have repaid their investment amounts and exited the Capital Purchase Program, (iii) completed
an exchange with Treasury for new securities, or (iv) are in, or have completed, receivership or bankruptcy proceedings.
4/ "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).
5/ This institution has fully repaid its investment amount.
6/ This institution has completed bankruptcy proceedings and Treasury's investment was extinguished.
7/ "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Capital Purchase Program or (ii) entered bankruptcy or its bank
subsidiary was placed into receivership.
8/ This institution repaid dividends by way of capitalization at the time of the exchange of preferred stock for mandatorily convertible preferred stock.
9/ For information related to the exchange of treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
10/ For information related to the exchange agreement for Treasury's investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
11/ FFor iinformation
f
ti related
l t d tto th
the sale
l off TTreasury's
' iinvestment,
t
t please
l
see ffootnote
t t 37 tto th
the C
Cumulative
l ti Di
Dividends,
id d IInterest
t
t and
d Di
Distributions
t ib ti
R
Reportt iin th
the notes
t preceding
di thi
this ttable.
bl
12/ For information related to the exchange of Treasury's investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
13/ For information related to the exchange agreement for Treasury's investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
14/ This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock.
15/ As of October 7, 2010, this institution has agreed to have Treasury observers attend board of directors meetings.
16/ For information related to the sale of Treasury's investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
Number of Missed
7
Payments
2
3
0
1
3
@FedFRASER