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U.S. Department of the Treasury, Office of Financial Stability, published on 11/11/2019. This copy of the report is subject to the terms and conditions of download as stated at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/default.aspx. The official version from the U.S. Department of the Treasury, Office of Financial Stability is available as a PDF file at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Dividends-and-Interest-Reports.aspx Cumulative Dividends, Interest and Distributions Report as of October 31, 2019 Total October Payments: Program  $4,956  Institution  Instrument Type  Total Life-to-Date Payments: Expected Payment Date N/A  $162,151,709  Notes  Payment Type  30  Interest  Payment Frequency N/A  Actual Payment Date N/A  Payment This Month  Life-To-Date Payments $143,526,108  Next Scheduled Payment Date N/A  Interest  Quarterly  N/A  N/A  $34,836  11/15/2019  1g  Interest  N/A  N/A  N/A  $690,172  N/A  1g, 42  Dividend - Non Cumulative  N/A  N/A  N/A  $630,202  N/A  1g  Interest  N/A  N/A  N/A  $423,117  N/A  Interest  Quarterly  N/A  N/A  $672,460  11/15/2019 11/15/2019  AIFP  MOTORS LIQUIDATION COMPANY (OLD GM)  Debt Obligation with Additional Note  CDCI  BUFFALO COOPERATIVE FEDERAL CREDIT UNION  Subordinated Debentures  CDCI  CARTER FEDERAL CREDIT UNION  Subordinated Debentures  CDCI  COMMUNITY BANK OF THE BAY  Preferred Stock  CDCI  COMMUNITY FIRST GUAM FEDERAL CREDIT UNION  Subordinated Debentures  CDCI  COOPERATIVE CENTER FEDERAL CREDIT UNION  Subordinated Debentures  CDCI  D.C. FEDERAL CREDIT UNION  Subordinated Debentures  167  Interest  Quarterly  N/A  N/A  $247,307  CDCI  Subordinated Debentures  177  Interest  N/A  N/A  N/A  $1,120  N/A  CDCI  EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION EPISCOPAL COMMUNITY FEDERAL CREDIT UNION  Subordinated Debentures  1g  Interest  N/A  N/A  N/A  $15,067  N/A  CDCI  FIRST AMERICAN INTERNATIONAL CORP.  Preferred Stock  1g, 42  Dividend - Cumulative  N/A  N/A  N/A  $2,825,476  N/A  CDCI  FIRST VERNON BANCSHARES, INC.  Preferred Stock  42, 148  Dividend - Cumulative  N/A  N/A  N/A  $783,123  N/A  CDCI  HOPE FEDERAL CREDIT UNION  Subordinated Debentures  Interest  N/A  N/A  N/A  $953,720  N/A  CDCI  IBC BANCORP, INC.  Subordinated Debentures  1g, 42  Interest  N/A  N/A  N/A  $1,896,706  N/A  CDCI  LIBERTY COUNTY TEACHERS FEDERAL CREDIT UNION  Subordinated Debentures  1b  Interest  N/A  N/A  N/A  $46,434  N/A  CDCI  NEIGHBORHOOD TRUST FEDERAL CREDIT UNION  Subordinated Debentures  Interest  N/A  N/A  N/A  $53,183  N/A  CDCI  NORTH SIDE COMMUNITY FEDERAL CREDIT UNION  Subordinated Debentures  Interest  Quarterly  N/A  N/A  $82,631  N/A  CDCI  NORTHEAST COMMUNITY FEDERAL CREDIT UNION  Subordinated Debentures  1g  Interest  N/A  N/A  N/A  $54,036  N/A  CDCI  OPPORTUNITIES CREDIT UNION  Subordinated Debentures  1g  Interest  N/A  N/A  N/A  $175,651  N/A  CDCI  TRI-STATE BANK OF MEMPHIS  Preferred Stock  42  Dividend - Non Cumulative  N/A  N/A  N/A  $241,008  N/A  CDCI  TULANE-LOYOLA FEDERAL CREDIT UNION  Subordinated Debentures  1g  Interest  N/A  N/A  N/A  $66,756  N/A  CDCI  UNION BAPTIST CHURCH FEDERAL CREDIT UNION  Subordinated Debentures  177  Interest  N/A  N/A  N/A  $1,600  N/A  CDCI  VIGO COUNTY FEDERAL CREDIT UNION  Subordinated Debentures  1b, 163  Interest  N/A  N/A  N/A  $132,601  N/A  CPP  HARBOR BANKSHARES CORPORATION  Preferred Stock  175  Dividend - Cumulative  N/A  N/A  N/A  $2,555,361  CPP  ONE UNITED BANK  Preferred Stock  Dividend - Non Cumulative  Quarterly  N/A  N/A  $93,823  CPP  ONEFINANCIAL CORPORATION  Subordinated Debentures with Exercised Warrants  176  Interest  N/A  N/A  N/A  $3,782,991  CPP  PINNACLE BANK HOLDING COMPANY, INC.  Preferred Stock with Exercised Warrants  87, 174  Dividend - Cumulative  N/A  N/A  N/A  $284,999  N/A  CPP  ST. JOHNS BANCSHARES, INC.  Preferred Stock with Exercised Warrants  1a  Dividend - Cumulative  N/A  N/A  N/A  $1,881,221  N/A  $4,956  N/A 11/15/2019 N/A  Notes to the Cumulative Dividends, Interest, and Distribution Report: 1a  This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.  1b  This institution repaid Treasury prior to this month pursuant to one or more of the following, as appropriate:  Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the CDCI Exchange Agreement.  1g 30  This institution repaid Treasury during or prior to this month pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the CDCI Exchange Agreement. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports. General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note.  42  This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms.  87  On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement.  148  174  On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,745,400  plus accrued and unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement.  The sale was completed on 11/29/2016. On 12/27/2016, Treasury entered into an agreement with Vigo County Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 389,150 of its CDCI senior subordinated securities to the Company for fair value of $358,018 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016. On 12/30/2016, Treasury entered into an agreement with D.C. Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 1,022,000 of its CDCI senior subordinated securities to the Company for fair value of $970,900 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016. On 5/22/2018, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the agreement. The sale was completed on  175  On 7/13/2018, Treasury exchanged its preferred stock in Harbor Bankshares Corporation (“Harbor”) and all accrued, unpaid dividends on that stock for 5,491,843 shares of common stock and payment of $2,272,617 pursuant to the terms of the exchange agreement between Treasury and Harbor entered into on that day.  176  On 8/15/2018, Treasury determined that its securities holdings in One Financial Corporation (OFC) were worthless and wrote off the investment. Additional information can be found in the TARP Investment Program Transaction Report.  177  This institution repaid Treasury on the date of maturity of its Subordinated Debentures. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.  163 167  CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS AS OF OCTOBER 31, 2019 $204,894,726,320 Total CPP Dividends/Interest Paid as of OCTOBER 31, 2019 (Note 1)  Total CPP Investment Amount (Note 24)  $12,136,223,732 $8,986,935  Non-Current CPP Dividends/Interest (Note 3)  Notes  Institution Name  Portfolio?  Purchase Amount (Note 6)  Unpaid Dividends/Interest (Note 2)  Non-Current Cumulative Dividends:  $0  Non-Current Non-Cumulative Dividends:  $8,986,935  Non-Current S-Corp Interest:  $0  Payments Made Later (Note 4)  Non-Current Dividends/Interest (Note 3)  Number of Missed Payments (Note 5)  CUMULATIVE DIVIDENDS: 15, 92 91  HARBOR BANKSHARES CORPORATION  Y  $6,800,000  $3,910,000  $1,615,000  $0  15  PINNACLE BANK HOLDING COMPANY, INC.  N  $4,389,000  $2,615,520  $0  $0  32  Y  $12,063,000  $8,986,935  $0  $8,986,935  42  N  $17,300,000  $13,552,384  $0  $0  26  NON-CUMULATIVE DIVIDENDS: 37  ONE UNITED BANK S-CORPORATION INTEREST:  93  ONEFINANCIAL CORPORATION  Notes 1  "Dividends and Interest Paid" includes amounts paid in respect of exercised warrants.  2  4  "Unpaid Dividends/Interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Unpaid Dividends/Interest" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership. "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) exited their investment in the Capital Purchase Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings. "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).  5  "Number of Missed Payments" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership.  6  "Purchase Amount" includes the investment amount for child institutions from mergers, acquisitions.  15  As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.  24  Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8.  37  As of the date of this report, this institution has declined Treasury's request to have a Treasury observer attend board of directors meetings.  91  For information related to the sale of Treasury's investment, please see footnote 174 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.  92  For information related to the exchange of Treasury's investment, please see footnote 175 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.  93  For information related to the disposition of Treasury's investment, please see footnote 176 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.  3  COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS AS OF OCTOBER 31, 2019 $570,073,000 Total CDCI Dividends/Interest Paid as of October 31, 2019  Total CDCI Investment Amount  $66,241,981 $0  Non-Current CDCI Dividends/Interest (Note 1)  Notes  Institution Name  Portfolio?  Purchase Amount  Unpaid Dividends/Interest (Note 1)  Non-Current Cumulative Dividends:  $0  Non-Current Non-Cumulative Dividends:  $0  Non-Current S-Corp Interest:  $0  Non-Current Credit Union Interest:  $0  Payments Made Later (Note 2)  Non-Current Dividends/Interest (Note 1,4)  Number of Missed Payments  CUMULATIVE DIVIDENDS: 3, 6  CARVER BANCORP, INC.  Y  $18,980,000  $284,700  $284,700  $0  0  CREDIT UNION INTEREST: 0  Notes 1  "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.  2  "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).  3  For information related to the exchange of Treasury's investment, please see footnote 71 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.  4  "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Community Development Capital Initiative Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings. As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.  6