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U.S. Department of the Treasury, Office of Financial Stability, published on 11/13/2017. This copy of the report is subject to the terms and conditions of download as stated at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/default.aspx. The official version from the U.S.
Department of the Treasury, Office of Financial Stability is available as a PDF file at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Dividends-and-Interest-Reports.aspx
Cumulative Dividends, Interest and Distributions Report as of October 31, 2017
Total October Payments:
Program

Total Life-to-Date Payments:

$20,313

Institution

Instrument Type

$23,542,718,646

Notes

Payment Type

Payment
Frequency

Expected
Payment Date

Actual Payment
Date

Payment This
Month

Life-To-Date
Payments

Next Scheduled
Payment Date

AGP

CITIGROUP INC.

Preferred Stock with Warrants

6

Dividend - Cumulative

N/A

N/A

N/A

$174,806,667

AGP

CITIGROUP INC.

Subordinated Notes

99

Interest

N/A

N/A

N/A

$402,300

N/A

AGP

CITIGROUP INC.

Trust Preferred Securities with Warrants

6, 15, 97

Dividend - Cumulative

N/A

N/A

N/A

$467,623,301

N/A

AIFP

ALLY FINANCIAL, INC. (GMAC INC.)

Convertible Preferred Stock with Exercised Warrants

8, 113

Dividend - Cumulative

N/A

N/A

N/A

$3,004,281,250

N/A

AIFP

ALLY FINANCIAL, INC. (GMAC INC.)

Preferred Stock

Dividend - Cumulative

N/A

N/A

N/A

$264,062,500

N/A

AIFP

ALLY FINANCIAL, INC. (GMAC INC.)

Trust Preferred Securities

8, 49, 50

Dividend - Cumulative

N/A

N/A

N/A

$251,938,896

N/A

AIFP

Debt Obligation with Additional Note

32

Interest

N/A

N/A

N/A

$7,405,894

N/A

AIFP

CHRYSLER FINANCIAL SERVICES AMERICAS
LLC
CHRYSLER GROUP, LLC.

Debt Obligation with Additional Note

28

Interest

N/A

N/A

N/A

$1,116,026,229

N/A

AIFP

CGI HOLDING LLC (CHRYSLER HOLDING LLC)

Debt Obligation with Additional Note

23, 24, 26

Interest

N/A

N/A

N/A

$55,237,713

N/A

AIFP

GENERAL MOTORS COMPANY

Debt Obligation

29, 32

Interest

N/A

N/A

N/A

$343,140,731

N/A

AIFP

GENERAL MOTORS COMPANY

Preferred Stock

9, 32

Dividend - Cumulative

N/A

N/A

N/A

$270,047,669

N/A

AIFP

MOTORS LIQUIDATION COMPANY (OLD GM)

Debt Obligation with Additional Note

AIFP

GMAC LLC

Preferred Stock

AIG/SSFI

AMERICAN INTERNATIONAL GROUP, INC.

Preferred Stock with Warrants

5

Interest/Investment Income

N/A

N/A

N/A

AIG/SSFI

AMERICAN INTERNATIONAL GROUP, INC.

Preferred Units

5

Interest/Investment Income

N/A

N/A

ASSP

CHRYSLER RECEIVABLES SPV LLC

Debt Obligation with Additional Note

32

Interest

N/A

ASSP

GM SUPPLIER RECEIVABLES LLC

Debt Obligation with Additional Note

32

Interest

N/A

CDCI

ALTERNATIVES FEDERAL CREDIT UNION

Subordinated Debentures

159

Interest

N/A

CDCI

AMERICAN BANCORP OF ILLINOIS, INC.

Subordinated Debentures

1b

Interest

N/A

CDCI

ATLANTIC CITY FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

CDCI

BAINBRIDGE BANCSHARES, INC.

Preferred Stock

1b

Dividend - Cumulative

N/A

CDCI

BANCORP OF OKOLONA, INC.

Subordinated Debentures

1b

Interest

N/A

CDCI

BANCPLUS CORPORATION

Preferred Stock

42, 145

Dividend - Cumulative

CDCI

BANKASIANA

Preferred Stock

132

CDCI

BETHEX FEDERAL CREDIT UNION

Subordinated Debentures

1b

CDCI

BORDER FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

BREWERY CREDIT UNION

CDCI

CDCI

BROOKLYN COOPERATIVE FEDERAL CREDIT
UNION
BUFFALO COOPERATIVE FEDERAL CREDIT
UNION
CARTER FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

CARVER BANCORP, INC.

Preferred Stock

42, 71

CDCI

CFBANC CORPORATION

Preferred Stock

151

CDCI

CITIZENS BANCSHARES CORPORATION

Preferred Stock

CDCI

COMMUNITY BANCSHARES OF MISSISSIPPI,
INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANK OF THE BAY
COMMUNITY FIRST GUAM FEDERAL CREDIT
UNION
COMMUNITY PLUS FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

CDCI
CDCI
CDCI
CDCI

COOPERATIVE CENTER FEDERAL CREDIT
UNION

30

N/A

Interest

N/A

N/A

N/A

$143,526,108

N/A

Dividend - Cumulative

N/A

N/A

N/A

$159,611,111

N/A

N/A

$768,381,327

N/A

N/A

N/A

$5,787,176

N/A

N/A

N/A

$9,087,808

N/A

N/A

N/A

$279,622

N/A

N/A

N/A

$1,092,067

N/A

N/A

N/A

$100,278

N/A

N/A

N/A

$273,637

N/A

N/A

N/A

$250,975

N/A

N/A

N/A

N/A

$9,795,089

N/A

Dividend - Non Cumulative

N/A

N/A

N/A

$315,583

N/A

Interest

N/A

N/A

N/A

$51,567

N/A

1b

Interest

N/A

N/A

N/A

$263,698

N/A

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$44,388

N/A

Subordinated Debentures

158

Interest

N/A

N/A

N/A

$37,450

N/A

Interest

Quarterly

N/A

N/A

$19,986

11/15/2017

Interest

Quarterly

N/A

N/A

$640,350

11/15/2017

Dividend - Cumulative

N/A

N/A

N/A

$446,507

N/A

Dividend - Cumulative

N/A

N/A

N/A

$723,589

N/A

2b, 42, 164

Dividend - Cumulative

N/A

N/A

10/4/2017

$1,616,360

N/A

Preferred Stock

42, 144

Dividend - Cumulative

N/A

N/A

N/A

$6,588,400

N/A

Preferred Stock

42

Dividend - Non Cumulative

Quarterly

N/A

N/A

$538,176

11/15/2017

Interest

Quarterly

N/A

N/A

$365,258

11/15/2017

Interest

N/A

N/A

N/A

$56,025

N/A

Interest

Quarterly

N/A

N/A

$385,796

11/15/2017

Subordinated Debentures

Subordinated Debentures
Subordinated Debentures

152

N/A

$20,313

CDCI

D.C. FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$196,585

11/15/2017

CDCI

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$963

11/15/2017

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$13,756

11/15/2017

CDCI

EAST END BAPTIST TABERNACLE FEDERAL
CREDIT UNION
EPISCOPAL COMMUNITY FEDERAL CREDIT
UNION
FAIRFAX COUNTY FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$1,121,244

CDCI

FAITH BASED FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$2,933

N/A

CDCI

FIDELIS FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$1,412

N/A

CDCI

FIRST AMERICAN INTERNATIONAL CORP.

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$2,397,976

CDCI

FIRST CHOICE BANK

Preferred Stock

1b, 42

Dividend - Non Cumulative

N/A

N/A

N/A

$267,878

N/A

CDCI

FIRST EAGLE BANCSHARES, INC.

Subordinated Debentures

1b, 42

Interest

N/A

N/A

N/A

$1,348,113

N/A

CDCI

FIRST LEGACY COMMUNITY CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$70,167

N/A

CDCI

FIRST M&F CORPORATION

Preferred Stock

1b, 42

Dividend - Cumulative

N/A

N/A

N/A

$1,751,667

N/A

CDCI

FIRST VERNON BANCSHARES, INC.

Preferred Stock

42, 148

Dividend - Cumulative

N/A

N/A

N/A

$783,123

N/A

CDCI

FREEDOM FIRST FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$501,527

N/A

CDCI

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$68,397

N/A

CDCI

GATEWAY COMMUNITY FEDERAL CREDIT
UNION
GENESEE CO-OP FEDERAL CREDIT UNION

Subordinated Debentures

162

Interest

N/A

N/A

N/A

$37,667

N/A

CDCI

GREATER KINSTON CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$10,714

N/A

CDCI

GUARANTY CAPITAL CORPORATION

Subordinated Debentures

1b, 42

Interest

N/A

N/A

N/A

$2,773,983

N/A

CDCI

HILL DISTRICT FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$13,650

N/A

CDCI

HOPE FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$624,764

11/15/2017

CDCI

IBC BANCORP, INC.

Subordinated Debentures

11/15/2017

CDCI

IBW FINANCIAL CORPORATION

Preferred Stock

CDCI

Subordinated Debentures

CDCI

INDEPENDENT EMPLOYERS GROUP FEDERAL
CREDIT UNION
KILMICHAEL BANCORP, INC.

Subordinated Debentures

CDCI

LAFAYETTE BANCORP, INC.

Preferred Stock

CDCI

LIBERTY COUNTY TEACHERS FEDERAL
CREDIT UNION
LIBERTY FINANCIAL SERVICES, INC.

Subordinated Debentures

CDCI

CDCI

N/A

11/15/2017

42

Interest

Quarterly

N/A

N/A

$1,737,255

42, 165

Dividend - Cumulative

N/A

N/A

N/A

$759,000

N/A

1b

Interest

N/A

N/A

N/A

$71,701

N/A

1b

Interest

N/A

N/A

N/A

$602,668

N/A

1b, 42

Dividend - Cumulative

N/A

N/A

N/A

$484,934

N/A

Interest

Quarterly

N/A

N/A

$45,603

11/15/2017

42, 153

Dividend - Cumulative

N/A

N/A

N/A

$1,414,231

N/A

CDCI

LOWER EAST SIDE PEOPLE'S FEDERAL
Subordinated Debentures
CREDIT UNION / UNION SETTLEMENT FEDERAL
CREDIT UNION

128, 166

Interest

N/A

N/A

N/A

$149,457

N/A

CDCI

M&F BANCORP, INC.

Preferred Stock

42, 154

Dividend - Cumulative

N/A

N/A

N/A

$1,486,433

N/A

CDCI

MISSION VALLEY BANCORP

Preferred Stock

1b, 42

Dividend - Cumulative

N/A

N/A

N/A

$1,439,628

N/A

CDCI

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$39,008

11/15/2017

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$44,706

11/15/2017

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$48,242

11/15/2017

CDCI

NEIGHBORHOOD TRUST FEDERAL CREDIT
UNION
NORTH SIDE COMMUNITY FEDERAL CREDIT
UNION
NORTHEAST COMMUNITY FEDERAL CREDIT
UNION
OPPORTUNITIES CREDIT UNION

11/15/2017

CDCI

PGB HOLDINGS, INC.

Preferred Stock

CDCI

PHENIX PRIDE FEDERAL CREDIT UNION

CDCI
CDCI

CDCI
CDCI

Preferred Stock

167

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$150,073

42, 155

Dividend - Cumulative

N/A

N/A

N/A

$387,125

N/A

Subordinated Debentures

161

Interest

N/A

N/A

N/A

$19,151

N/A

PREMIER BANCORP, INC.

Subordinated Debentures

13c, 42

Interest

N/A

N/A

N/A

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$27,073

N/A

CDCI

HAWAII FEDERAL CREDIT UNION / PRINCE
KUHIO FEDERAL CREDIT UNION
PSB FINANCIAL CORPORATION

1b, 42

Dividend - Cumulative

N/A

N/A

N/A

$437,489

N/A

CDCI

PYRAMID FEDERAL CREDIT UNION

Subordinated Debentures

147

Interest

N/A

N/A

N/A

$286,972

N/A

CDCI

AFFINITY FEDERAL CREDIT UNION /
RENAISSANCE COMMUNITY DEVELOPMENT
CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$4,242

N/A

Preferred Stock

N/A

CDCI

SANTA CRUZ COMMUNITY CREDIT UNION

Subordinated Debentures

169

Interest

N/A

N/A

N/A

$356,014

CDCI

SECURITY CAPITAL CORPORATION

Preferred Stock

1b, 42

Dividend - Cumulative

N/A

N/A

N/A

$1,884,560

N/A
N/A

CDCI

SECURITY FEDERAL CORPORATION

Preferred Stock

42, 146

Dividend - Cumulative

N/A

N/A

N/A

$2,679,111

N/A

CDCI

Subordinated Debentures

1b, 130

Interest

N/A

N/A

N/A

$85,389

N/A

CDCI

SELF-HELP FEDERAL CREDIT UNION / BUTTE
FEDERAL CREDIT UNION
SHREVEPORT FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

SOUTHERN BANCORP, INC.

Preferred Stock

CDCI

Subordinated Debentures

CDCI

SOUTHERN CHAUTAUQUA FEDERAL CREDIT
UNION
SOUTHSIDE CREDIT UNION

Subordinated Debentures

CDCI

STATE CAPITAL CORP.

Preferred Stock

CDCI

THE FIRST BANCSHARES, INC.

Preferred Stock

42, 150

CDCI

THE MAGNOLIA STATE CORPORATION

Subordinated Debentures

1b

Interest

N/A

CDCI

HARBORSTONE CREDIT UNION / THURSTON
UNION OF LOW INCOME PEOPLE (TULIP)
COOPERATIVE CREDIT UNION

Subordinated Debentures

160

Interest

N/A

CDCI

TONGASS FEDERAL CREDIT UNION

Subordinated Debentures

170

Interest

N/A

CDCI

TRI-STATE BANK OF MEMPHIS

Preferred Stock

42

Dividend - Non Cumulative

Quarterly

CDCI

TULANE-LOYOLA FEDERAL CREDIT UNION

Subordinated Debentures

Interest

CDCI

Subordinated Debentures

Interest

CDCI

UNION BAPTIST CHURCH FEDERAL CREDIT
UNION
UNITED BANCORPORATION OF ALABAMA, INC.

Dividend - Cumulative

CDCI
CDCI

157

Interest

N/A

N/A

N/A

$330,456

N/A

42, 149

Dividend - Cumulative

N/A

N/A

N/A

$4,268,189

N/A

156

Interest

N/A

N/A

N/A

$212,770

N/A

1b

Interest

N/A

N/A

N/A

$67,894

N/A

42, 143

Dividend - Cumulative

N/A

N/A

N/A

$1,900,500

N/A

Dividend - Cumulative

N/A

N/A

N/A

$2,118,496

N/A

N/A

N/A

$1,354,381

N/A

N/A

N/A

$9,388

N/A

N/A

N/A

$202,667

N/A

N/A

N/A

$209,936

11/15/2017

Quarterly

N/A

N/A

$58,441

11/15/2017

Quarterly

N/A

N/A

$1,378

11/15/2017

N/A

N/A

N/A

$1,277,772

Preferred Stock

1b, 42

N/A

UNIVERSITY FINANCIAL CORP.

Subordinated Debentures

1b, 42

Interest

N/A

N/A

N/A

$1,595,843

N/A

UNO FEDERAL CREDIT UNION

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$43,754

N/A

CDCI

VIGO COUNTY FEDERAL CREDIT UNION

Subordinated Debentures

163

Interest

Quarterly

N/A

N/A

$131,736

11/15/2017

CDCI

VIRGINIA COMMUNITY CAPITAL, INC.

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$220,757

N/A

CDCI

Subordinated Debentures

1b

Interest

N/A

N/A

N/A

$2,822

N/A

CPP

UNITEHERE FEDERAL CREDIT UNION /
WORKERS UNITED FEDERAL CREDIT UNION
1ST CONSTITUTION BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,106,667

N/A

CPP

1ST ENTERPRISE BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,128,156

N/A

CPP

1ST FINANCIAL SERVICES CORPORATION

Preferred Stock with Warrants

114

Dividend - Cumulative

N/A

N/A

N/A

$1,229,949

N/A

CPP

1ST SOURCE CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$10,730,000

N/A

CPP

1ST UNITED BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$370,903

N/A

CPP

AB&T FINANCIAL CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$360,694

N/A

CPP

ADBANC, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,715,769

N/A

CPP

ALARION FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$998,057

N/A

CPP

ALASKA PACIFIC BANCSHARES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$913,405

N/A

CPP

Preferred Stock with Exercised Warrants

1a, 131

Dividend - Cumulative

N/A

N/A

N/A

$4,421,339

N/A

CPP

ALLEGIANCE BANCSHARES, INC. (FARMERS &
MERCHANTS BANCSHARES, INC.)
ALLIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$611,060

N/A

CPP

ALLIANCE FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$538,360

N/A

CPP

ALLIANCE FINANCIAL SERVICES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$388,742

N/A

CPP

ALLIED FIRST BANCORP, INC.

Preferred Stock with Exercised Warrants

168

Dividend - Cumulative

N/A

N/A

N/A

$409,753

N/A

CPP

ALPINE BANKS OF COLORADO

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$13,407,114

N/A

CPP

AMB FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$529,576

N/A

CPP

AMERIBANK HOLDING COMPANY, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$343,021

N/A

CPP

AMERICAN EXPRESS COMPANY

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$74,367,308

N/A

CPP

AMERICAN PREMIER BANCORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$162,682

N/A

CPP

AMERICAN STATE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$920,142

N/A

CPP

AMERIS BANCORP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$9,302,107

N/A

CPP

AMERISERV FINANCIAL, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$2,776,667

N/A

CPP

AMFIRST FINANCIAL SERVICES, INC

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,511,380

N/A

CPP

ANCHOR BANCORP WISCONSIN, INC.

Preferred Stock with Warrants

116

Dividend - Cumulative

N/A

N/A

N/A

CPP

ASSOCIATED BANC-CORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$68,104,167

N/A

CPP

ATLANTIC BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$122,725

N/A

CPP

AVENUE FINANCIAL HOLDINGS

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,028,415

N/A

CPP

BANCINDEPENDENT, INCORPORATED

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,686,411

N/A

CPP

BANCORP FINANCIAL, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,516,737

N/A

CPP

BANCORP RHODE ISLAND, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$941,667

N/A

CPP

BANCPLUS CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$4,207,399

N/A

CPP

BANCSTAR, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,908,670

N/A

CPP

BANCTRUST FINANCIAL GROUP, INC.

Preferred Stock with Warrants

101

Dividend - Cumulative

N/A

N/A

N/A

$10,436,156

N/A

CPP

BANK FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$183,244

N/A

CPP

BANK OF AMERICA

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,293,750,000

N/A

CPP

BANK OF COMMERCE

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$510,473

N/A

CPP

BANK OF COMMERCE HOLDINGS

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,439,028

N/A

CPP

BANK OF GEORGE

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$279,991

N/A

CPP

BANK OF MARIN BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$451,111

N/A

CPP

BANK OF NEW YORK MELLON

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$95,416,667

N/A

CPP

BANK OF THE CAROLINAS CORPORATION

Preferred Stock with Warrants

122

Dividend - Cumulative

N/A

N/A

N/A

$1,039,677

N/A

CPP

BANK OF THE OZARKS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,354,167

N/A

CPP

BANKERS' BANK OF THE WEST BANCORP, INC. Preferred Stock with Exercised Warrants

119

Dividend - Cumulative

N/A

N/A

N/A

$3,826,991

N/A

CPP

BANKFIRST CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,217,469

N/A

CPP

BANKGREENVILLE FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$203,773

N/A

CPP

BANNER CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$20,873,747

N/A

CPP

BANNER COUNTY BAN CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$107,411

N/A

CPP

BAR HARBOR BANKSHARES

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,036,514

N/A

CPP

BB&T CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$92,703,517

N/A

CPP

BBCN BANCORP, INC.

Preferred Stock with Warrants

1a, 74, 100

Dividend - Cumulative

N/A

N/A

N/A

$23,237,328

N/A

CPP

BCB HOLDING COMPANY, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$524,853

N/A

CPP

BCSB BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,129,500

N/A

CPP

BEACH BUSINESS BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$963,317

N/A

CPP

BERKSHIRE HILLS BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$877,778

N/A

CPP

BERN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$137,063

N/A

CPP

BIRMINGHAM BLOOMFIELD BANCSHARES, INC. Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$342,023

N/A

CPP

BISCAYNE BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,896,838

N/A

CPP

BLACKHAWK BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,980,211

N/A

CPP

BLACKRIDGE FINANCIAL, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$877,326

N/A

CPP

BLUE RIDGE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,427,244

N/A

CPP

BLUE RIVER BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$529,105

N/A

CPP

BLUE VALLEY BAN CORP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$211,458

N/A

CPP

BNB FINANCIAL SERVICES CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,901,052

N/A

CPP

BNC BANCORP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,835,061

N/A

CPP

BNC FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$636,921

N/A

CPP

BNCCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,032,118

N/A

CPP

BOH HOLDINGS, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,283,777

N/A

N/A

CPP

BOSCOBEL BANCORP, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

CPP

BOSTON PRIVATE FINANCIAL HOLDINGS INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

BRIDGE CAPITAL HOLDINGS

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

BRIDGEVIEW BANCORP, INC.

Preferred Stock with Exercised Warrants

CPP

BROADWAY FINANCIAL CORPORATION

Preferred Stock

CPP

BROGAN BANKSHARES, INC.

CPP
CPP

N/A

N/A

$468,624

N/A

N/A

N/A

$11,022,222

N/A

N/A

N/A

$2,613,582

N/A
N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$2,393,156

78, 110

Dividend - Cumulative

N/A

N/A

N/A

$810,417

N/A

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$402,720

N/A

BROTHERHOOD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,295,586

N/A

BUSINESS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,957,709

N/A

CPP

BUTLER POINT, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$87,124

N/A

CPP

C&F FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,902,778

N/A

CPP

CACHE VALLEY BANKING COMPANY

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,029,334

N/A

CPP

CADENCE FINANCIAL CORPORATION

Preferred Stock with Warrants

51

Dividend - Cumulative

N/A

N/A

N/A

$3,984,063

N/A

CPP

CALIFORNIA BANK OF COMMERCE

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$555,900

N/A

CPP

CALIFORNIA OAKS STATE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$337,219

N/A

CPP

CALVERT FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$515,019

N/A

CPP

CALWEST BANCORP

Preferred Stock with Exercised Warrants

139

Dividend - Cumulative

N/A

N/A

N/A

$396,164

N/A

CPP

CAPITAL BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$517,281

N/A

CPP

CAPITAL BANK CORPORATION

Preferred Stock with Warrants

46

Dividend - Cumulative

N/A

N/A

N/A

$3,973,104

N/A

CPP

CAPITAL COMMERCE BANCORP, INC.

Preferred Stock with Exercised Warrants

138

Dividend - Cumulative

N/A

N/A

N/A

$309,606

N/A

CPP

CAPITAL ONE FINANCIAL CORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$105,174,638

N/A

CPP

CAPITAL PACIFIC BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$845,369

N/A

CPP

CARDINAL BANCORP II, INC.

Subordinated Debentures with Exercised Warrants

66

Interest

N/A

N/A

N/A

$983,480

N/A

CPP

CAROLINA BANK HOLDINGS, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,329,805

N/A

CPP

CAROLINA TRUST BANK

Preferred Stock with Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$613,320

N/A

CPP

CARROLLTON BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,974,364

N/A

CPP

CARVER BANCORP, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$1,531,581

N/A

CPP

CASCADE FINANCIAL CORPORATION

Preferred Stock with Warrants

63

Dividend - Cumulative

N/A

N/A

N/A

$1,428,900

N/A

CPP

CATHAY GENERAL BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$58,766,667

N/A

CPP

CATSKILL HUDSON BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$685,071

N/A

CPP

CB HOLDING CORP.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$271,580

N/A

CPP

CBB BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$799,528

N/A

CPP

CBS BANC-CORP.

Preferred Stock with Exercised Warrants

N/A

CPP

CECIL BANCORP, INC.

Preferred Stock with Warrants

CPP

CEDARSTONE BANK

Preferred Stock with Exercised Warrants

CPP

CENTER BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

CPP

CENTERBANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

CPP

CENTERSTATE BANKS OF FLORIDA INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

CPP

CENTRA FINANCIAL HOLDINGS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

CPP

CENTRAL BANCORP, INC. - MA

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,361,111

N/A

CPP

CENTRAL BANCORP, INC. - TX

Preferred Stock with Exercised Warrants

125

Dividend - Cumulative

N/A

N/A

N/A

$7,461,221

N/A

CPP

CENTRAL BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$769,177

N/A

CPP

CENTRAL COMMUNITY CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,566,167

N/A

CPP

CENTRAL FEDERAL CORPORATION

Preferred Stock with Warrants

93

Dividend - Cumulative

N/A

N/A

N/A

$612,118

N/A

CPP

CENTRAL JERSEY BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,084,486

N/A

CPP

CENTRAL PACIFIC FINANCIAL CORP.

Preferred Stock with Warrants

48, 62

Dividend - Cumulative

N/A

N/A

N/A

$2,362,500

N/A

CPP

CENTRAL VALLEY COMMUNITY BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$892,500

N/A

CPP

CENTRAL VIRGINIA BANKSHARES, INC.

Preferred Stock with Warrants

111

Dividend - Cumulative

N/A

N/A

N/A

$450,656

N/A

CPP

CENTRIC FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$501,822

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$4,548,137

13a, 173

Dividend - Cumulative

N/A

N/A

N/A

$516,989

N/A

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$930,099

N/A

N/A

N/A

$1,341,667

N/A

N/A

N/A

$429,355

N/A

N/A

N/A

$1,196,303

N/A

N/A

N/A

$172,938

N/A

CPP

CENTRIX BANK & TRUST

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,012,791

CPP

CENTRUE FINANCIAL CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$571,690

N/A
N/A

CPP

CENTURY FINANCIAL SERVICES CORPORATION Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$2,938,871

N/A

CPP

CHAMBERS BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$11,290,303

N/A

CPP

CHICAGO SHORE CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,766,526

N/A

CPP

CIT GROUP INC.

Preferred Stock with Warrants

13b, 19

Dividend - Cumulative

N/A

N/A

N/A

$43,687,500

N/A

CPP

CITIGROUP INC.

Preferred Stock with Warrants

6

Dividend - Cumulative

N/A

N/A

N/A

$932,291,667

N/A

CPP

CITIZENS & NORTHERN CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,049,100

N/A

CPP

CITIZENS BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$223,571

N/A

CPP

CITIZENS BANCSHARES CO.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$628,033

N/A

CPP

CITIZENS BANCSHARES CORPORATION

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$535,813

N/A

CPP

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$765,003

N/A

CPP

CITIZENS BANK & TRUST COMPANY,
ESTABLISHED 1945
CITIZENS COMMERCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

171

Dividend - Cumulative

N/A

N/A

N/A

$180,259

N/A

CPP

CITIZENS COMMUNITY BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$424,646

N/A

CPP

CITIZENS FIRST CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,751,923

N/A

CPP

CITIZENS SOUTH BANKING CORPORATION

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$2,847,222

N/A

CPP

CITY HOLDING COMPANY

Preferred Stock with Warrants

98

Dividend - Cumulative

N/A

N/A

N/A

$2,563,720

N/A

CPP

CITY NATIONAL BANCSHARES CORPORATION

Preferred Stock

135

Dividend - Cumulative

N/A

N/A

N/A

$281,859

N/A

CPP

CITY NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$23,916,667

N/A

CPP

CLOVER COMMUNITY BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$610,864

N/A

CPP

COASTAL BANKING COMPANY, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,434,038

N/A

CPP

COASTALSOUTH BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,235,449

N/A

CPP

COBIZ FINANCIAL INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$8,763,410

N/A

CPP

CODORUS VALLEY BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,151,875

N/A

CPP

COLOEAST BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,229,278

N/A

CPP

COLONIAL AMERICAN BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$65,143

N/A

CPP

COLONY BANKCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,990,000

N/A

CPP

COLUMBIA BANKING SYSTEM, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,621,772

N/A

CPP

COLUMBINE CAPITAL CORP.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$316,479

N/A

CPP

COMERICA INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$150,937,500

N/A

CPP

COMMERCE NATIONAL BANK

Preferred Stock with Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$36,111

N/A

CPP

COMMONWEALTH BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$5,529,295

N/A

CPP

COMMONWEALTH BUSINESS BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$838,268

N/A

CPP

COMMUNITY 1ST BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$221,660

N/A

CPP

COMMUNITY BANCSHARES OF KANSAS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$91,742

N/A

CPP

Preferred Stock with Exercised Warrants

42, 80, 86

Dividend - Cumulative

N/A

N/A

N/A

$3,193,250

N/A

CPP

COMMUNITY BANCSHARES OF MISSISSIPPI,
INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,209,158

N/A

CPP

COMMUNITY BANK OF THE BAY

Preferred Stock

42

Dividend - Non Cumulative

N/A

N/A

N/A

$76,189

N/A

CPP

COMMUNITY BANK SHARES OF INDIANA, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,233,412

N/A

CPP

COMMUNITY BANKERS TRUST CORPORATION

Preferred Stock with Warrants

1a, 115

Dividend - Cumulative

N/A

N/A

N/A

$4,675,879

N/A

CPP

COMMUNITY BUSINESS BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$814,455

N/A

CPP

COMMUNITY FINANCIAL SHARES, INC.

Preferred Stock with Exercised Warrants

124

Dividend - Cumulative

N/A

N/A

N/A

$947,194

N/A

CPP

COMMUNITY FIRST BANCSHARES, INC. - AR

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,365,409

N/A

CPP

COMMUNITY FIRST BANCSHARES, INC. - TN

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,628,111

N/A

CPP

COMMUNITY FIRST, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,908,453

N/A

CPP

COMMUNITY INVESTORS BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$565,616

N/A

CPP

COMMUNITY PARTNERS BANCORP

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,138,750

N/A

CPP

COMMUNITY PRIDE BANK CORPORATION

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$448,253

N/A

CPP

COMMUNITY TRUST FINANCIAL CORPORATION Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$3,259,100

N/A

CPP

COMMUNITY WEST BANCSHARES

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,461,333

N/A

CPP

Preferred Stock with Warrants

67

Dividend - Cumulative

N/A

N/A

N/A

$2,589,305

N/A

CPP

COMMUNITYONE BANCORP (FNB UNITED
CORP.)
CONGAREE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$691,286

N/A

CPP

CORNING SAVINGS AND LOAN ASSOCIATION

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$132,065

N/A

CPP

COUNTRY BANK SHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,570,840

N/A

CPP

COVENANT FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,344,635

N/A

CPP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$970,732

N/A

1a, 73, 104

Dividend - Cumulative

N/A

N/A

N/A

$11,011,235

N/A

CPP

CRAZY WOMAN CREEK BANCORP
INCORPORATED
VANTAGESOUTH BANCSHARES, INC.
(CRESCENT FINANCIAL BANCSHARES, INC.)
CROSSTOWN HOLDING COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,610,550

N/A

CPP

CSRA BANK CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$180,940

N/A

CPP

CUSTOMERS BANCORP, INC.

Preferred Stock with Exercised Warrants

1a, 69

Dividend - Cumulative

N/A

N/A

N/A

$407,478

N/A

CPP

CVB FINANCIAL CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,739,583

N/A

CPP

D.L. EVANS BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,800,592

N/A

CPP

DEERFIELD FINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$512,339

N/A

CPP

DELMAR BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$832,488

N/A

CPP

DESOTO COUNTY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$577,206

N/A

CPP

DIAMOND BANCORP, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$5,541,380

N/A

CPP

DICKINSON FINANCIAL CORPORATION II

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,631,197

N/A

CPP

DISCOVER FINANCIAL SERVICES

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$67,690,844

N/A

CPP

DNB FINANCIAL CORPORATION

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,475,278

N/A

CPP

DUKE FINANCIAL GROUP, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$4,824,286

N/A

CPP

EAGLE BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$3,817,732

N/A

CPP

EAST WEST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$31,676,420

N/A

CPP

EASTERN VIRGINIA BANKSHARES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,220,000

N/A

CPP

EMCLAIRE FINANCIAL CORP.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$994,792

N/A

CPP

ENCORE BANCSHARES INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$4,778,889

N/A

CPP

ENTERPRISE FINANCIAL SERVICES CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,795,833

N/A

CPP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$480,206

N/A

CPP

ENTERPRISE FINANCIAL SERVICES GROUP,
INC.
EQUITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a, 65, 94

Dividend - Cumulative

N/A

N/A

N/A

$5,624,636

N/A

CPP

EXCHANGE BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$7,980,919

N/A

CPP

F & M BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,584,421

N/A

CPP

F & M FINANCIAL CORPORATION - NC

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,355,971

N/A

CPP

F&C BANCORP. INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$872,778

N/A

CPP

F&M FINANCIAL CORPORATION - TN

Preferred Stock with Exercised Warrants

N/A

CPP

F.N.B. CORPORATION

Preferred Stock with Warrants

CPP

Preferred Stock with Exercised Warrants

CPP

FARMERS & MERCHANTS FINANCIAL
CORPORATION
FARMERS BANK, WINDSOR, VIRGINIA

CPP

FARMERS CAPITAL BANK CORPORATION

CPP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,388,249

1a, 76, 118

Dividend - Cumulative

N/A

N/A

N/A

$9,632,884

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$102,609

N/A

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$2,206,202

N/A

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,166,600

N/A

CPP

FARMERS ENTERPRISES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

CPP

FARMERS STATE BANKSHARES, INC.

CPP

FBHC HOLDING COMPANY

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$90,174

N/A

Subordinated Debentures with Exercised Warrants

52

Interest

N/A

N/A

N/A

$154,592

N/A

CPP

FC HOLDINGS, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$156,090

N/A

CPP

FCB BANCORP, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,397,234

N/A

CPP

FFW CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,567,852

N/A

CPP

FIDELITY BANCORP, INC. - LA

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$1,265,924

N/A

CPP

FIDELITY FEDERAL BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

CPP

FIDELITY FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$7,228,349

N/A

CPP

FIDELITY SOUTHERN CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,528,883

N/A

CPP

FIFTH THIRD BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$355,946,667

N/A

CPP

FINANCIAL INSTITUTIONS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,192,649

N/A

CPP

FINANCIAL SECURITY CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$664,597

N/A

CPP

FINANCIAL SERVICES OF WINGER, INC.

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$633,322

N/A

CPP

FIRST ADVANTAGE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$227,945

N/A

CPP

FIRST ALLIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$538,231

N/A

CPP

FIRST AMERICAN BANK CORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$13,058,531

N/A

CPP

FIRST AMERICAN INTERNATIONAL CORP.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$1,204,167

N/A

CPP

FIRST BANCORP - NC

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$8,594,444

N/A

CPP

FIRST BANCORP - PR

Mandatory Convertible Preferred with Warrants

40

Dividend - Cumulative

N/A

N/A

N/A

$26,388,275

N/A

CPP

FIRST BANCORP - PR

Preferred Stock with Warrants

40

Dividend - Cumulative

N/A

N/A

N/A

$6,611,111

N/A

CPP

FIRST BANCTRUST CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,332,517

N/A

CPP

FIRST BANK OF CHARLESTON, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$448,105

N/A

CPP

FIRST BANKERS TRUSTSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,441,222

N/A

CPP

FIRST BANKS, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,037,238

N/A

CPP

FIRST BUSEY CORPORATION

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$12,347,222

N/A

CPP

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$752,663

N/A

CPP

BANK OF SOUTHERN CALIFORNIA, N.A. (FIRST
BUSINESS BANK, N.A.)
FIRST CALIFORNIA FINANCIAL GROUP, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$3,211,806

N/A

CPP

FIRST CAPITAL BANCORP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$1,759,344

N/A

CPP

FIRST CHOICE BANK

Preferred Stock with Exercised Warrants

42

Dividend - Non Cumulative

N/A

N/A

N/A

$300,643

N/A

CPP

FIRST CITIZENS BANC CORP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$3,992,877

N/A

CPP

FIRST COLEBROOK BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$614,488

N/A

CPP

FIRST COMMUNITY BANCSHARES INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,308,403

N/A

CPP

Preferred Stock with Warrants

53

Dividend - Cumulative

N/A

N/A

N/A

$744,982

N/A

CPP

FIRST COMMUNITY BANK CORPORATION OF
AMERICA
FIRST COMMUNITY CORPORATION

CPP

FIRST COMMUNITY FINANCIAL PARTNERS, INC. Preferred Stock with Exercised Warrants

CPP

FIRST DEFIANCE FINANCIAL CORP.

CPP

FIRST EAGLE BANCSHARES, INC.

CPP

FIRST EXPRESS OF NEBRASKA, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$824,313

N/A

CPP

Preferred Stock with Warrants

58

Dividend - Cumulative

N/A

N/A

N/A

$570,625

N/A

CPP

FIRST FEDERAL BANCSHARES OF ARKANSAS,
INC.
FIRST FINANCIAL BANCORP

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$4,677,778

N/A

CPP

FIRST FINANCIAL BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$694,280

N/A

Preferred Stock with Warrants

N/A

N/A

N/A

$3,423,094

N/A

N/A

80

Dividend - Cumulative

N/A

N/A

N/A

$2,140,686

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$3,320,656

N/A

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$6,546,862

N/A

Subordinated Debentures with Exercised Warrants

42

Interest

N/A

N/A

N/A

$639,738

N/A

CPP

FIRST FINANCIAL HOLDINGS INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$10,815,494

CPP

FIRST FINANCIAL SERVICE CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,600,000

N/A
N/A

CPP

FIRST FREEDOM BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,320,735

N/A

CPP

FIRST GOTHENBURG BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,517,766

N/A

CPP

FIRST GUARANTY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,330,477

N/A

CPP

FIRST HORIZON NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$91,227,406

N/A

CPP

FIRST INDEPENDENCE CORPORATION

Preferred Stock

92

Dividend - Cumulative

N/A

N/A

N/A

$533,582

N/A

CPP

FIRST INTERCONTINENTAL BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$757,454

N/A

CPP

FIRST LITCHFIELD FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$659,722

N/A

CPP

FIRST M&F CORPORATION

Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$2,383,333

N/A

CPP

FIRST MANITOWOC BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$237,983

N/A

CPP

FIRST MENASHA BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$676,865

N/A

CPP

FIRST MERCHANTS CORPORATION

Preferred Stock with Warrants

38, 66

Dividend - Cumulative

N/A

N/A

N/A

$12,167,111

N/A

CPP

FIRST MERCHANTS CORPORATION

Trust Preferred Securities with Warrants

38, 66

Dividend - Cumulative

N/A

N/A

N/A

$2,848,444

N/A

CPP

FIRST MIDWEST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$28,628,333

N/A

CPP

FIRST NATIONAL CORPORATION

Preferred Stock with Exercised Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$2,621,903

N/A

CPP

FIRST NBC BANK HOLDING COMPANY

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,305,990

N/A

CPP

FIRST NIAGARA FINANCIAL GROUP

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$4,753,618

N/A

CPP

FIRST NORTHERN COMMUNITY BANCORP

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,178,580

N/A

CPP

FIRST PACTRUST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,994,333

N/A

CPP

FIRST PLACE FINANCIAL CORP.

Preferred Stock with Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$7,009,095

N/A

CPP

FIRST PRIORITY FINANCIAL CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,711,259

N/A

CPP

FIRST RELIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,042,406

N/A

CPP

FIRST RESOURCE BANK

Preferred Stock with Exercised Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$584,794

N/A

CPP

FIRST SECURITY GROUP, INC.

Preferred Stock with Warrants

105

Dividend - Cumulative

N/A

N/A

N/A

$1,402,500

N/A

CPP

FIRST SOUND BANK

Preferred Stock with Warrants

103

Dividend - Non Cumulative

N/A

N/A

N/A

$330,944

N/A

CPP

FIRST SOUTH BANCORP, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$12,932,451

N/A

CPP

FIRST SOUTHERN BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$818,468

N/A

CPP

FIRST SOUTHWEST BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$207,327

N/A

CPP

FIRST TEXAS BHC, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,862,389

N/A

CPP

FIRST TRUST CORPORATION

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,046,896

N/A

CPP

FIRST ULB CORP.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$66,021

N/A

CPP

FIRST UNITED CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$10,306,862

N/A

CPP

FIRST VERNON BANCSHARES, INC.

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$417,770

N/A

CPP

FIRST WESTERN FINANCIAL, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,768,965

N/A

CPP

FIRSTBANK CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,651,360

N/A

CPP

FIRSTMERIT CORPORATION

Preferred Stock with Warrants

1a, 106

Dividend - Cumulative

N/A

N/A

N/A

$71,033,631

N/A

CPP

FLAGSTAR BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$37,220,872

N/A

CPP

FLORIDA BANK GROUP, INC.

Preferred Stock with Exercised Warrants

109

Dividend - Cumulative

N/A

N/A

N/A

$1,180,793

N/A

CPP

FLORIDA BUSINESS BANCGROUP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,339,751

N/A

CPP

FLUSHING FINANCIAL CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$3,004,167

N/A

CPP

FNB BANCORP

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,667,700

N/A

CPP

FORESIGHT FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,920,292

N/A

CPP

FORT LEE FEDERAL SAVINGS BANK, FSB

Preferred Stock with Exercised Warrants

13c

Dividend - Non Cumulative

N/A

N/A

N/A

$87,185

N/A

CPP

FORTUNE FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$413,928

N/A

CPP

FPB BANCORP, INC.

Preferred Stock with Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$273,889

N/A

CPP

FPB FINANCIAL CORP.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$221,722

N/A

CPP

FRANKLIN BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$965,344

N/A

CPP

FREEPORT BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,241,721

N/A

CPP

FREMONT BANCORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$9,046,066

N/A

CPP

FRESNO FIRST BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$371,100

N/A

CPP

FRONTIER BANCSHARES, INC

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$258,192

N/A

CPP

FULTON FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$29,335,625

N/A

CPP

GATEWAY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

81

Dividend - Cumulative

N/A

N/A

N/A

$960,795

N/A

CPP

GEORGIA COMMERCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$961,471

N/A

CPP

GEORGIA PRIMARY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

CPP

GERMANTOWN CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$988,890

N/A

CPP

GOLD CANYON BANK

Preferred Stock with Exercised Warrants

13c

Dividend - Non Cumulative

N/A

N/A

N/A

$53,860

N/A

CPP

GOLDMAN SACHS GROUP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$318,055,555

N/A

CPP

GOLDWATER BANK, N.A.

Preferred Stock with Exercised Warrants

137

Dividend - Non Cumulative

N/A

N/A

N/A

$145,750

N/A

CPP

GRAND CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$517,145

N/A

CPP

GRAND FINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$1,303,152

N/A

CPP

GRAND MOUNTAIN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

172

Dividend - Cumulative

N/A

N/A

N/A

CPP

GRANDSOUTH BANCORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,856,917

N/A

CPP

GREAT RIVER HOLDING COMPANY

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$759,575

N/A

CPP

GREAT SOUTHERN BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$7,838,056

N/A

CPP

GREEN BANKSHARES, INC.

Preferred Stock with Warrants

68

Dividend - Cumulative

N/A

N/A

N/A

$5,942,858

N/A

CPP

GREEN CIRCLE INVESTMENTS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$516,021

N/A

CPP

GREEN CITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$49,037

N/A

CPP

GREER BANCSHARES INCORPORATED

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,200,111

N/A

CPP

GREGG BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$45,190

N/A

CPP

GUARANTY BANCORP, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$969,040

N/A

CPP

GUARANTY CAPITAL CORPORATION

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$913,299

N/A

CPP

GUARANTY FEDERAL BANCSHARES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,390,721

N/A

CPP

GULFSOUTH PRIVATE BANK

Preferred Stock with Exercised Warrants

13c, 33, 39

Dividend - Non Cumulative

N/A

N/A

N/A

$444,656

N/A

CPP

GULFSOUTH PRIVATE BANK

Subordinated Debentures with Exercised Warrants

13c, 33

Interest

N/A

N/A

N/A

$312,724

N/A

CPP

GULFSTREAM BANCSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$876,542

N/A

CPP

HAMILTON STATE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$819,166

N/A

CPP

HAMPTON ROADS BANKSHARES, INC.

Preferred Stock with Warrants

43

Dividend - Cumulative

N/A

N/A

N/A

$2,510,844

CPP

HARBOR BANKSHARES CORPORATION

Preferred Stock

Dividend - Cumulative

Quarterly

N/A

N/A

$282,744

11/15/2017

CPP

HAVILAND BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$41,524

N/A

CPP

HAWTHORN BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,054,505

N/A

CPP

HCSB FINANCIAL CORPORATION

Preferred Stock with Warrants

140

Dividend - Cumulative

N/A

N/A

N/A

$1,090,702

N/A

CPP

HEARTLAND BANCSHARES, INC.

Preferred Stock with Exercised Warrants

85

Dividend - Cumulative

N/A

N/A

N/A

$1,073,471

N/A

CPP

HEARTLAND FINANCIAL USA, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$11,188,087

N/A

CPP

HERITAGE BANKSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$947,284

N/A

CPP

HERITAGE COMMERCE CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,761,267

N/A

CPP

HERITAGE FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,503,333

N/A

CPP

HERITAGE OAKS BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,666,335

N/A

CPP

HF FINANCIAL CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$666,667

N/A

CPP

HIGHLANDS BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$303,954

N/A

CPP

HIGHLANDS BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$302,972

N/A

CPP

HIGHLANDS INDEPENDENT BANCSHARES, INC. Preferred Stock with Exercised Warrants

127

Dividend - Cumulative

N/A

N/A

N/A

$617,712

N/A

N/A

N/A

N/A

CPP

HILLTOP COMMUNITY BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$267,050

N/A

CPP

HMN FINANCIAL, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,462,778

N/A

CPP

HOME BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,180,556

N/A

CPP

HOMETOWN BANCORP OF ALABAMA, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$801,202

N/A

CPP

HOMETOWN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$393,196

N/A

CPP

HOMETOWN BANKSHARES CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,702,400

N/A

CPP

HOPFED BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,697,889

N/A

CPP

HORIZON BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$3,106,771

N/A

CPP

HOWARD BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$837,793

N/A

CPP

HPK FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,596,555

N/A

CPP

HUNTINGTON BANCSHARES

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$147,185,809

N/A

CPP

HYPERION BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$327,666

N/A

CPP

IA BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$916,227

N/A

CPP

IBC BANCORP, INC.

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$427,216

N/A

CPP

IBERIABANK CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,450,000

N/A

CPP

IBT BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$526,463

N/A

CPP

IBW FINANCIAL CORPORATION

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$453,067

N/A

CPP

ICB FINANCIAL

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,194,458

N/A

CPP

IDAHO BANCORP

Preferred Stock with Exercised Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$124,306

N/A

CPP

ILLINOIS STATE BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,158,113

N/A

CPP

INDEPENDENCE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$276,723

N/A

CPP

INDEPENDENT BANK CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,118,094

N/A

CPP

INDEPENDENT BANK CORPORATION

Mandatory Convertible Preferred with Warrants

35

Dividend - Cumulative

N/A

N/A

N/A

$6,574,000

N/A

CPP

INDEPENDENT BANK CORPORATION

Preferred Stock with Warrants

35

Dividend - Cumulative

N/A

N/A

N/A

$2,430,000

N/A

CPP

INDIANA BANK CORP.

Preferred Stock with Exercised Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$165,139

N/A

CPP

INDIANA COMMUNITY BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,031,250

N/A

CPP

INTEGRA BANK CORPORATION

Preferred Stock with Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$1,950,340

N/A

CPP

INTERMOUNTAIN COMMUNITY BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,944,884

N/A

CPP

INTERNATIONAL BANCSHARES CORPORATION Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$41,520,139

N/A

CPP

INTERVEST BANCSHARES CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,028,056

N/A

CPP

Subordinated Debentures with Exercised Warrants

13c

Interest

N/A

N/A

N/A

$174,325

N/A

CPP

INVESTORS FINANCIAL CORPORATION OF
PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$795,138,889

N/A

CPP

KATAHDIN BANKSHARES CORP.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,452,047

N/A

CPP

KEYCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$297,222,222

N/A

CPP

KIRKSVILLE BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$128,228

N/A

CPP

KS BANCORP, INC

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$713,937

N/A

CPP

LAFAYETTE BANCORP, INC.

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$267,135

N/A

CPP

LAKELAND BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,460,833

N/A

CPP

LAKELAND FINANCIAL CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$3,596,156

N/A

CPP

LAYTON PARK FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$481,858

N/A

CPP

LCNB CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$524,833

N/A

CPP

LEADER BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$609,961

N/A

CPP

LEGACY BANCORP, INC.

Preferred Stock

13c

Dividend - Cumulative

N/A

N/A

N/A

$355,079

N/A

CPP

LIBERTY BANCSHARES, INC. - AR

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$7,816,966

N/A

CPP

LIBERTY BANCSHARES, INC. - MO

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$3,000,452

N/A

CPP

LIBERTY BANCSHARES, INC. - TX

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,751,271

N/A

CPP

LIBERTY FINANCIAL SERVICES, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$461,009

N/A

CPP

LIBERTY SHARES, INC.

Preferred Stock with Exercised Warrants

141

Dividend - Cumulative

N/A

N/A

N/A

$1,399,560

N/A

CPP

LINCOLN NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$46,180,555

N/A

CPP

LNB BANCORP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

CPP

LONE STAR BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$4,438,492

N/A

CPP

LSB CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$700,000

N/A

CPP

M&F BANCORP, INC.

Preferred Stock

CPP

M&T BANK CORPORATION

Preferred Stock with Warrants

CPP

MACKINAC FINANCIAL CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

CPP

MADISON FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

CPP

MAGNA BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

CPP

MAINLINE BANCORP, INC.

Preferred Stock with Exercised Warrants

79

Dividend - Cumulative

N/A

CPP

MAINSOURCE FINANCIAL GROUP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

CPP

MANHATTAN BANCORP

Preferred Stock with Warrants

1a

CPP

MANHATTAN BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

CPP

MARINE BANK & TRUST COMPANY

CPP

MARKET BANCORPORATION, INC.

CPP

MARKET STREET BANCSHARES, INC.

CPP

MARQUETTE NATIONAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$7,072,587

N/A

CPP

MARSHALL & ILSLEY CORPORATION

Preferred Stock with Warrants

59

Dividend - Cumulative

N/A

N/A

N/A

$226,522,917

N/A

CPP

MARYLAND FINANCIAL BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$313,466

N/A

CPP

MB FINANCIAL INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$32,095,000

N/A

CPP

MCLEOD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$570,433

N/A

CPP

MEDALLION BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$2,317,675

N/A

CPP

MERCANTILE BANK CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,166,021

N/A

CPP

MERCANTILE CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$475,815

N/A

CPP

MERCHANTS & PLANTERS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

70

Dividend - Cumulative

N/A

N/A

N/A

$256,560

N/A

CPP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$424,668

N/A

CPP

MERCHANTS AND MANUFACTURERS BANK
CORPORATION
MERIDIAN BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$3,094,896

N/A

CPP

METRO CITY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,574,888

N/A

CPP

METROCORP BANCSHARES, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$7,828,900

N/A

CPP

METROPOLITAN BANK GROUP, INC.

Preferred Stock with Exercised Warrants

55

Dividend - Cumulative

N/A

N/A

N/A

$3,786,441

N/A

CPP

METROPOLITAN CAPITAL BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,476,429

N/A

CPP

MID PENN BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,012,500

N/A

CPP

MID-WISCONSIN FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,344,226

N/A

CPP

MIDDLEBURG FINANCIAL CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$986,944

N/A

CPP

MIDLAND STATES BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$508,989

N/A

CPP

MIDSOUTH BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,627,778

N/A

CPP

MIDTOWN BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$275,105

N/A

CPP

MIDWEST BANC HOLDINGS, INC.

Mandatory Convertible Preferred with Warrants

13a, 34

Dividend - Cumulative

N/A

N/A

N/A

CPP

MIDWEST BANC HOLDINGS, INC.

Preferred Stock with Warrants

Dividend - Cumulative

N/A

N/A

N/A

$824,289

N/A

CPP

MIDWEST REGIONAL BANCORP, INC.

Preferred Stock with Exercised Warrants

Dividend - Cumulative

N/A

N/A

N/A

$28,294

N/A

CPP

MIDWESTONE FINANCIAL GROUP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,933,333

N/A

CPP

MILLENNIUM BANCORP, INC.

Preferred Stock with Exercised Warrants

84

Dividend - Cumulative

N/A

N/A

N/A

$1,392,562

N/A

CPP

MISSION COMMUNITY BANCORP

Preferred Stock

1a

Dividend - Cumulative

N/A

N/A

N/A

$759,584

N/A

CPP

MISSION VALLEY BANCORP

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$456,042

N/A

CPP

MONADNOCK BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$413,349

N/A

CPP

MONARCH COMMUNITY BANCORP, INC.

Preferred Stock with Warrants

112

Dividend - Cumulative

N/A

N/A

N/A

$262,919

N/A

CPP

MONARCH FINANCIAL HOLDINGS, INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$743,167

N/A

CPP

MONEYTREE CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,299,481

N/A

N/A

42

Dividend - Cumulative

N/A

N/A

N/A

$674,763

N/A

57, 90

Dividend - Cumulative

N/A

N/A

N/A

$155,027,270

N/A

N/A

N/A

$1,840,923

N/A

N/A

N/A

$169,422

N/A

N/A

N/A

$1,661,468

N/A

N/A

N/A

$538,188

N/A

N/A

N/A

N/A

$9,159,773

N/A

Dividend - Cumulative

N/A

N/A

N/A

$66,347

N/A

92

Interest

N/A

N/A

N/A

$770,044

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$235,713

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$138,778

N/A

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$5,535,303

N/A

1a

N/A

CPP

MONUMENT BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$652,959

CPP

MORGAN STANLEY

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$318,055,555

N/A
N/A

CPP

MORRILL BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,779,122

N/A

CPP

MOSCOW BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,276,377

N/A

CPP

MOUNTAIN VALLEY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$687,941

N/A

CPP

MS FINANCIAL, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,097,290

N/A

CPP

MUTUALFIRST FINANCIAL, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$4,326,595

N/A

CPP

NAPLES BANCORP, INC.

Preferred Stock with Exercised Warrants

91

Dividend - Cumulative

N/A

N/A

N/A

$356,067

N/A

CPP

NATIONAL BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,307,492

N/A

CPP

NATIONAL PENN BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$16,958,333

N/A

CPP

NATIONWIDE BANKSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$176,190

N/A

CPP

NCAL BANCORP

Preferred Stock with Exercised Warrants

129

Dividend - Cumulative

N/A

N/A

N/A

$1,311,028

N/A

CPP

NEMO BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$752,347

N/A

CPP

NEW HAMPSHIRE THRIFT BANCSHARES, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,304,167

N/A

CPP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$66,156,006

N/A

CPP

NEW YORK PRIVATE BANK & TRUST
CORPORATION
NEWBRIDGE BANCORP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$11,471,039

N/A

CPP

NICOLET BANKSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,192,843

N/A

CPP

NORTH CENTRAL BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,494,583

N/A

CPP

NORTHEAST BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$837,181

N/A

CPP

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$349,782

N/A

CPP

FIRST COMMERCE BANK (NORTHERN STATE
Preferred Stock with Exercised Warrants
BANK)
NORTHERN STATES FINANCIAL CORPORATION Preferred Stock with Warrants

121

Dividend - Cumulative

N/A

N/A

N/A

$418,323

N/A

CPP

NORTHERN TRUST CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$46,623,333

N/A

CPP

NORTHWAY FINANCIAL, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,430,625

N/A

CPP

NORTHWEST BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$575,430

N/A

CPP

NORTHWEST COMMERCIAL BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$288,393

N/A

CPP

OAK RIDGE FINANCIAL SERVICES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,444,854

N/A

CPP

OAK VALLEY BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,811,250

N/A

CPP

OCEANFIRST FINANCIAL CORP.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,828,122

N/A

CPP

OJAI COMMUNITY BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$470,759

N/A

CPP

OLD LINE BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$213,889

N/A

CPP

OLD NATIONAL BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,513,889

N/A

CPP

OLD SECOND BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$5,769,028

N/A

CPP

OMEGA CAPITAL CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$50,311

N/A

CPP

ONE GEORGIA BANK

Preferred Stock with Exercised Warrants

13c

Dividend - Non Cumulative

N/A

N/A

N/A

CPP

ONE UNITED BANK

Preferred Stock

Dividend - Non Cumulative

Quarterly

N/A

N/A

$93,823

11/15/2017

CPP

ONEFINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

Interest

Quarterly

N/A

N/A

$3,782,991

11/15/2017

CPP

OREGON BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$787,355

N/A

CPP

OSB FINANCIAL SERVICES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$1,257,315

N/A

CPP

PACIFIC CAPITAL BANCORP

Preferred Stock with Warrants

41

Dividend - Cumulative

N/A

N/A

N/A

$2,107,397

N/A

CPP

PACIFIC CITY FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$358,065

N/A

CPP

PACIFIC COAST BANKERS' BANCSHARES

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,641,964

N/A

CPP

PACIFIC COAST NATIONAL BANCORP

Preferred Stock with Exercised Warrants

13b

Dividend - Cumulative

N/A

N/A

N/A

$18,088

N/A

CPP

PACIFIC COMMERCE BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$387,223

N/A

CPP

PARK BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,351,643

N/A

CPP

PARK NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$16,694,444

N/A

N/A

CPP

PARKE BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,119,532

N/A

CPP

PASCACK BANCORP, INC.

Preferred Stock with Exercised Warrants

1a, 12

Dividend - Cumulative

N/A

N/A

N/A

$394,655

N/A

CPP

PASCACK BANCORP, INC.

Preferred Stock with Exercised Warrants

1a, 12

Dividend - Non Cumulative

N/A

N/A

N/A

$158,658

N/A

CPP

PATAPSCO BANCORP, INC.

Preferred Stock with Exercised Warrants

136

Dividend - Cumulative

N/A

N/A

N/A

$2,960,824

N/A

CPP

PATHFINDER BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$667,696

N/A

CPP

PATHWAY BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$77,852

N/A

CPP

PATRIOT BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,704,136

N/A

CPP

PATTERSON BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$817,023

N/A

CPP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,280,740

N/A

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,372,276

N/A

CPP

PEAPACK-GLADSTONE FINANCIAL
CORPORATION
AVIDBANK HOLDINGS, INC (PENINSULA BANK
HOLDING CO.)
PENN LIBERTY FINANCIAL CORP.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,287,689

N/A

CPP

PEOPLES BANCORP - WA

Preferred Stock with Exercised Warrants

70

Dividend - Cumulative

N/A

N/A

N/A

$2,425,250

N/A

CPP

PEOPLES BANCORP OF NORTH CAROLINA, INC. Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$4,419,331

N/A

CPP

PEOPLES BANCORP, INC. - OH

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,725,833

N/A

CPP

PEOPLES BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

83

Dividend - Cumulative

N/A

N/A

N/A

$2,069,910

N/A

CPP

PEOPLES BANCSHARES OF TN, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$768,149

N/A

CPP

PEOPLESSOUTH BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,044,995

N/A

CPP

PFSB BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$159,163

N/A

CPP

PGB HOLDINGS, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$227,917

N/A

CPP

PIERCE COUNTY BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$207,948

N/A
11/15/2017

CPP

CPP

PINNACLE BANK HOLDING COMPANY, INC.

Preferred Stock with Exercised Warrants

87

Dividend - Cumulative

Quarterly

N/A

N/A

$284,999

CPP

PINNACLE FINANCIAL PARTNERS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$16,163,194

N/A

CPP

PLAINS CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$13,239,940

N/A

CPP

PLATO HOLDINGS INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$534,286

N/A

CPP

PLUMAS BANCORP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$622,344

N/A

CPP

POPULAR, INC.

Preferred Stock with Warrants

10

Dividend - Cumulative

N/A

N/A

N/A

$20,777,778

N/A

CPP

POPULAR, INC.

Trust Preferred Securities with Warrants

1a, 10

Dividend - Cumulative

N/A

N/A

N/A

$248,502,222

N/A

CPP

PORTER BANCORP, INC.(PBI) LOUISVILLE, KY

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,783,333

N/A

CPP

PRAIRIE STAR BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$132,253

N/A

CPP

PREMIER BANCORP, INC.

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$660,215

N/A

CPP

PREMIER BANK HOLDING COMPANY

Preferred Stock with Exercised Warrants

13b

Dividend - Cumulative

N/A

N/A

N/A

$467,413

N/A

CPP

PREMIER FINANCIAL BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,203,018

N/A

CPP

PREMIER FINANCIAL CORP.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$522,263

N/A

CPP

PREMIER SERVICE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$100,522

N/A

CPP

PREMIERWEST BANCORP

Preferred Stock with Warrants

107

Dividend - Cumulative

N/A

N/A

N/A

$1,046,500

N/A

CPP

PRESIDIO BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,740,944

N/A

CPP

PRINCETON NATIONAL BANCORP, INC.

Preferred Stock with Warrants

N/A

CPP

PRIVATE BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

CPP

PRIVATEBANCORP, INC.

Preferred Stock with Warrants

CPP

PROVIDENCE BANK

CPP

PROVIDENT COMMUNITY BANCSHARES, INC.

CPP

13c

Dividend - Cumulative

N/A

N/A

N/A

$2,271,405

1a, 56

Dividend - Cumulative

N/A

N/A

N/A

$2,366,281

N/A

1a

Dividend - Cumulative

N/A

N/A

N/A

$45,512,133

N/A

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$421,312

N/A

Preferred Stock with Warrants

120

Dividend - Cumulative

N/A

N/A

N/A

$543,091

N/A

PSB FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$802,802

N/A

CPP

PUGET SOUND BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$630,157

N/A

CPP

PULASKI FINANCIAL CORP.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,635,509

N/A

CPP

QCR HOLDINGS, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$4,949,567

N/A

CPP

RANDOLPH BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$650,593

N/A

CPP

RCB FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$893,934

N/A

CPP

REDWOOD CAPITAL BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$520,626

N/A

CPP

REDWOOD FINANCIAL, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$425,811

N/A

CPP

REGENT BANCORP, INC.

Preferred Stock with Exercised Warrants

126

Dividend - Cumulative

N/A

N/A

N/A

$784,282

N/A

CPP

REGENT CAPITAL CORPORATION, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$347,328

N/A

CPP

REGENTS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

77

Dividend - Cumulative

N/A

N/A

N/A

$1,513,339

N/A

CPP

REGIONAL BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$305,660

N/A

CPP

REGIONS FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$593,055,556

N/A

CPP

RELIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,827,111

N/A

CPP

RIDGESTONE FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$277,224

N/A

CPP

RISING SUN BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$195,637

N/A

CPP

RIVER VALLEY BANCORPORATION, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$4,178,275

N/A

CPP

RIVERSIDE BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$467,709

N/A

CPP

ROGERS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$738,021

N/A

CPP

ROYAL BANCSHARES OF PENNSYLVANIA, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$358,971

N/A

CPP

S&T BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$15,712,738

N/A

CPP

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$20,325

N/A

CPP

CALIFORNIA INTERNATIONAL BANK, N.A. /
SAIGON NATIONAL BANK
SALISBURY BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,079,960

N/A

CPP

SANDY SPRING BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$7,593,868

N/A

CPP

SANTA CLARA VALLEY BANK, N.A

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$158,928

N/A

CPP

SANTA LUCIA BANCORP

Preferred Stock with Warrants

72

Dividend - Cumulative

N/A

N/A

N/A

$331,111

N/A

CPP

SBT BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$517,145

N/A

CPP

SCBT FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,115,639

N/A

CPP

SEACOAST BANKING CORPORATION OF
FLORIDA
SEACOAST COMMERCE BANK

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,585,770

N/A

Preferred Stock with Exercised Warrants

CPP

65

Dividend - Non Cumulative

N/A

N/A

N/A

$263,780

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$449,073

N/A

CPP

SECURITY BANCSHARES OF PULASKI
COUNTY, INC.
SECURITY BUSINESS BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$795,018

N/A

CPP

SECURITY CALIFORNIA BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$996,698

N/A

CPP

SECURITY CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$1,153,111

N/A

CPP

SECURITY FEDERAL CORPORATION

Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$1,600,000

N/A

CPP

SECURITY STATE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,763,680

N/A

CPP

SECURITY STATE BANK HOLDING COMPANY

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,414,005

N/A

CPP

SEVERN BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,781,869

N/A

CPP

SHORE BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$333,333

N/A

CPP

SIGNATURE BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$209,588

N/A

CPP

SIGNATURE BANK

Preferred Stock with Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$1,816,667

N/A

CPP

SOMERSET HILLS BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$127,686

N/A

CPP

SONOMA VALLEY BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$347,164

N/A

CPP

SOUND BANKING COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$643,399

N/A

CPP

SOUTHCREST FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$933,494

N/A

CPP

SOUTHERN BANCORP, INC.

Preferred Stock

42

Dividend - Non Cumulative

N/A

N/A

N/A

$855,556

N/A

CPP

SOUTHERN COMMUNITY FINANCIAL CORP.

Preferred Stock with Warrants

123

Dividend - Cumulative

N/A

N/A

N/A

$8,338,046

N/A

CPP

SOUTHERN FIRST BANCSHARES, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$2,897,640

N/A

CPP

SOUTHERN HERITAGE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$613,111

N/A

CPP

CPP

SOUTHERN ILLINOIS BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$705,472

CPP

SOUTHERN MISSOURI BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,254,764

N/A
N/A

CPP

SOUTHFIRST BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$364,796

N/A

CPP

SOUTHWEST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$12,960,373

N/A

CPP

SOVEREIGN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,506,669

N/A

CPP

SPIRIT BANKCORP, INC.

Preferred Stock with Exercised Warrants

92

CPP

ST. JOHNS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

CPP

STANDARD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

CPP

STATE BANK OF BARTLEY, THE

Subordinated Debentures with Exercised Warrants

CPP

STATE BANKSHARES, INC.

CPP

STATE CAPITAL CORP.

CPP

Dividend - Cumulative

N/A

N/A

N/A

$2,261,750

N/A

Dividend - Cumulative

Quarterly

N/A

N/A

$1,767,033

11/15/2017

102

Dividend - Cumulative

N/A

N/A

N/A

$12,757,163

N/A

65

Interest

N/A

N/A

N/A

$282,299

N/A

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$5,508,472

N/A

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$1,330,709

N/A

STATE STREET CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$63,611,111

N/A

CPP

STEARNS FINANCIAL SERVICES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$5,350,442

N/A

CPP

STEELE STREET BANK CORPORATION

Subordinated Debentures with Exercised Warrants

66

Interest

N/A

N/A

N/A

$1,728,673

N/A

CPP

STELLARONE CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,271,875

N/A

CPP

STERLING BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,923,333

N/A

CPP

STERLING BANCSHARES, INC.

Preferred Stock with Warrants

N/A

CPP

STERLING FINANCIAL CORPORATION

Common Stock

CPP

STERLING FINANCIAL CORPORATION

Preferred Stock with Warrants

CPP

STEWARDSHIP FINANCIAL CORPORATION

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,293,055

N/A

CPP

STOCKMENS FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,755,554

N/A

CPP

STONEBRIDGE FINANCIAL CORP.

Preferred Stock with Exercised Warrants

CPP

SUBURBAN ILLINOIS BANCORP, INC.

Subordinated Debentures with Exercised Warrants

CPP

SUMMIT STATE BANK

CPP

SUN BANCORP, INC.

CPP

SUNTRUST BANKS, INC.

Preferred Stock with Warrants

CPP

SUPERIOR BANCORP INC.

Preferred Stock with Warrants

CPP

SUPERIOR BANCORP INC.

Trust Preferred Securities with Warrants

CPP

SURREY BANCORP

CPP

SUSQUEHANNA BANCSHARES, INC.

CPP

SV FINANCIAL, INC.

CPP

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,486,571

36, 89

N/A

N/A

N/A

N/A

$860,796

N/A

36

Dividend - Cumulative

N/A

N/A

N/A

$6,733,333

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$634,609

N/A

60, 134

Interest

N/A

N/A

N/A

$9,179,430

N/A

Preferred Stock with Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,115,625

N/A

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,103,971

N/A

1a

Dividend - Cumulative

N/A

N/A

N/A

$567,986,111

N/A

13c, 17

Dividend - Cumulative

N/A

N/A

N/A

$3,507,500

N/A

13c, 17

Dividend - Cumulative

N/A

N/A

N/A

$1,475,833

N/A

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$214,972

N/A

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$23,722,222

N/A

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$521,383

N/A

SVB FINANCIAL GROUP

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$12,109,028

N/A

CPP

SWORD FINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$2,693,234

N/A

CPP

SYNOVUS FINANCIAL CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$222,744,526

N/A

CPP

SYRINGA BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$253,122

N/A

CPP

TAYLOR CAPITAL GROUP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$18,751,438

N/A

CPP

TCB CORPORATION/COUNTY BANK

Subordinated Debentures with Exercised Warrants

66

Interest

N/A

N/A

N/A

$1,599,381

N/A

CPP

TCB HOLDING COMPANY

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$690,832

N/A

CPP

TCF FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$7,925,719

N/A

CPP

TCNB FINANCIAL CORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$284,611

N/A

CPP

TENNESSEE COMMERCE BANCORP, INC.

Preferred Stock with Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$3,233,333

N/A

CPP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$146,242

N/A

CPP

TENNESSEE VALLEY FINANCIAL HOLDINGS,
INC.
TEXAS CAPITAL BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,218,750

N/A

CPP

TEXAS NATIONAL BANCORPORATION INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$295,308

N/A

CPP

THE ANB CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,234,500

N/A

CPP

THE BANCORP, INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$2,813,689

N/A

CPP

THE BANK OF CURRITUCK

Preferred Stock with Exercised Warrants

45

Dividend - Non Cumulative

N/A

N/A

N/A

$169,834

N/A

CPP

THE BANK OF KENTUCKY FINANCIAL
CORPORATION
THE BARABOO BANCORPORATION, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,940,694

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,766,127

N/A

Preferred Stock with Warrants

82

Dividend - Non Cumulative

N/A

N/A

N/A

$662,083

N/A

Preferred Stock with Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,219,575

N/A

CPP

THE CONNECTICUT BANK AND TRUST
COMPANY
ELMIRA SAVINGS BANK (THE ELMIRA SAVINGS
BANK, FSB)
THE FIRST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,332,986

N/A

CPP

THE FIRST BANCSHARES, INC.

Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$411,806

N/A

CPP

THE FIRST STATE BANK OF MOBEETIE

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$45,087

N/A

CPP

THE FREEPORT STATE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$63,459

N/A

CPP

1a

Dividend - Cumulative

N/A

N/A

N/A

$129,861,111

N/A

CPP

THE HARTFORD FINANCIAL SERVICES GROUP, Preferred Stock with Warrants
INC.
THE LANDRUM COMPANY
Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,830,292

N/A

CPP

THE LITTLE BANK, INCORPORATED

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,575,992

N/A

CPP

THE PNC FINANCIAL SERVICES GROUP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$421,066,667

N/A

CPP

THE PRIVATE BANK OF CALIFORNIA

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$751,752

N/A

CPP

THE QUEENSBOROUGH COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$882,900

N/A

CPP

THE SOUTH FINANCIAL GROUP, INC.

Preferred Stock with Warrants

CPP

THE VICTORY BANCORP, INC.

Preferred Stock with Exercised Warrants

CPP

THE VICTORY BANCORP, INC.

CPP

THREE SHORES BANCORPORATION, INC.

CPP

THREE SHORES BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

CPP

TIB FINANCIAL CORP

Preferred Stock with Warrants

44

Dividend - Cumulative

N/A

N/A

N/A

$1,284,722

N/A

CPP

TIDELANDS BANCSHARES, INC.

Preferred Stock with Warrants

142

Dividend - Cumulative

N/A

N/A

N/A

$1,195,973

N/A

CPP

TIFTON BANKING COMPANY

Preferred Stock with Exercised Warrants

13a

Dividend - Non Cumulative

N/A

N/A

N/A

$223,208

N/A

CPP

TIMBERLAND BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,346,629

N/A

CPP

TITONKA BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$346,490

N/A

CPP

TODD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,010,672

N/A

CPP

TOWNEBANK

Preferred Stock with Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$10,619,167

N/A

CPP

TREATY OAK BANCORP, INC.

Preferred Stock with Exercised Warrants

47

Dividend - Cumulative

N/A

N/A

N/A

$192,415

N/A

CPP

TRI-COUNTY FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,336,116

N/A

CPP

TRI-STATE BANK OF MEMPHIS

Preferred Stock

42

Dividend - Non Cumulative

N/A

N/A

N/A

$190,215

N/A

CPP

TRIAD BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$501,325

N/A

CPP

TRINITY CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,592,186

N/A

CPP

TRISTATE CAPITAL HOLDINGS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,492,402

N/A

CPP

TRISUMMIT BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,172,766

N/A

CPP

TRUSTMARK CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$11,287,500

N/A

CPP

TWO RIVERS FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,475,133

N/A

CPP

U.S. BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$195,220,417

N/A

CPP

U.S. CENTURY BANK

Preferred Stock with Exercised Warrants

133

Dividend - Non Cumulative

N/A

N/A

N/A

$745,312

N/A

CPP

UBT BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,234,912

N/A

CPP

UCBH HOLDINGS INC.

Preferred Stock with Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$7,509,920

N/A

CPP

UMPQUA HOLDINGS CORP.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$13,475,555

N/A

CPP

UNION BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$680,292

N/A

CPP

UNION FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$395,873

N/A

CPP

UNION FIRST MARKET BANKSHARES
CORPORATION

Preferred Stock

1a, 21

Dividend - Cumulative

N/A

N/A

N/A

$3,417,970

N/A

CPP
CPP
CPP

37

Dividend - Cumulative

N/A

N/A

N/A

$16,386,111

N/A

12, 65

Dividend - Cumulative

N/A

N/A

N/A

$194,055

N/A

Preferred Stock with Exercised Warrants

12, 65

Dividend - Non Cumulative

N/A

N/A

N/A

$21,128

N/A

Preferred Stock with Exercised Warrants

12, 80

Dividend - Cumulative

N/A

N/A

N/A

$923,092

N/A

12, 80

Dividend - Non Cumulative

N/A

N/A

N/A

$250,966

N/A

CPP

CPP

UNION FIRST MARKET BANKSHARES
CORPORATION
UNION FIRST MARKET BANKSHARES
CORPORATION
UNITED AMERICAN BANK

21

Dividend - Non Cumulative

N/A

N/A

N/A

$1,821,889

N/A

3, 21

Dividend - Cumulative

N/A

N/A

N/A

$2,695,972

N/A

CPP

UNITED BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$3,527,704

CPP

N/A

UNITED BANCORPORATION OF ALABAMA, INC.

Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$872,639

N/A

CPP

UNITED BANK CORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$3,762,080

N/A

CPP

UNITED COMMUNITY BANKS, INC.

Preferred Stock with Warrants

CPP

UNITED FINANCIAL BANKING COMPANIES, INC. Preferred Stock with Exercised Warrants

CPP

UNITY BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,657,501

N/A

CPP

UNIVERSAL BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,278,067

N/A

CPP

UNIVERSITY FINANCIAL CORP.

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$1,022,886

N/A

CPP

US METRO BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$461,216

N/A

CPP

UWHARRIE CAPITAL CORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,416,041

N/A

CPP

VALLEY COMMERCE BANCORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,318,401

N/A

CPP

VALLEY COMMUNITY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$629,476

N/A

CPP

VALLEY FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,744,779

N/A

CPP

VALLEY FINANCIAL GROUP, LTD.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$124,775

N/A

CPP

VALLEY NATIONAL BANCORP

Preferred Stock with Warrants

1a, 117

Dividend - Cumulative

N/A

N/A

N/A

$18,551,519

N/A

CPP

VERITEX HOLDINGS, INC.

Preferred Stock with Exercised Warrants

54, 65

Dividend - Cumulative

N/A

N/A

N/A

$353,796

N/A

CPP

VILLAGE BANK AND TRUST FINANCIAL CORP.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,318,232

N/A

CPP

VIRGINIA COMMERCE BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$14,190,139

N/A

CPP

VIRGINIA COMPANY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$786,987

N/A

CPP

VISION BANK - TEXAS

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$323,259

N/A

CPP

VIST FINANCIAL CORP.

Preferred Stock with Warrants

88

Dividend - Cumulative

N/A

N/A

N/A

$4,520,833

N/A

CPP

W.T.B. FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$15,736,874

N/A

CPP

WACHUSETT FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,253,826

N/A

CPP

WAINWRIGHT BANK & TRUST COMPANY

Preferred Stock with Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$1,023,611

N/A

CPP

WASHINGTON BANKING COMPANY

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,623,344

N/A

CPP

WASHINGTON FEDERAL, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$5,361,111

N/A

CPP

WASHINGTONFIRST BANKSHARES, INC.

Preferred Stock with Exercised Warrants

12, 65

Dividend - Cumulative

N/A

N/A

N/A

$1,314,489

N/A

CPP

WASHINGTONFIRST BANKSHARES, INC.

Preferred Stock with Exercised Warrants

12, 65

Dividend - Non Cumulative

N/A

N/A

N/A

$195,829

N/A

CPP

WAUKESHA BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,071,380

N/A

CPP

WEBSTER FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$36,944,444

N/A

CPP

WELLS FARGO & CO.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,440,972,222

N/A

CPP

WESBANCO, INC.

Preferred Stock with Warrants

1a, 95

Dividend - Cumulative

N/A

N/A

N/A

$4,242,500

N/A

CPP

WEST BANCORPORATION, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,495,000

N/A

CPP

WESTAMERICA BANCORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,755,981

N/A

CPP

WESTERN ALLIANCE BANCORPORATION

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$19,950,000

N/A

CPP

WESTERN COMMUNITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$554,083

N/A

CPP

WESTERN ILLINOIS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,102,189

N/A

CPP

WESTERN RESERVE BANCORP, INC.

Preferred Stock with Exercised Warrants

96

Dividend - Cumulative

N/A

N/A

N/A

$907,198

N/A

CPP

WHITE RIVER BANCSHARES COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,589,583

N/A

CPP

WHITNEY HOLDING CORPORATION

Preferred Stock with Warrants

61

Dividend - Cumulative

N/A

N/A

N/A

$36,833,333

N/A

CPP

WILSHIRE BANCORP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$10,282,176

N/A

CPP

WINTRUST FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$25,104,167

N/A

CPP

WORTHINGTON FINANCIAL HOLDINGS, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$370,600

N/A

CPP

WSFS FINANCIAL CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,405,558

N/A

CPP

Preferred Stock with Exercised Warrants
Preferred Stock with Warrants

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$38,843,350

N/A

65

Dividend - Cumulative

N/A

N/A

N/A

$708,964

N/A

CPP

YADKIN VALLEY FINANCIAL CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,820,923

N/A

CPP

YORK TRADITIONS BANK

Preferred Stock with Exercised Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$590,022

N/A

1a

Dividend - Cumulative

N/A

N/A

N/A

$253,361,111

N/A

Interest

N/A

N/A

N/A

$65,609,187

N/A

Distribution

N/A

N/A

N/A

$217,486,944

N/A

Interest

N/A

N/A

N/A

$58,441,691

N/A

20, 20b

Distribution

N/A

N/A

N/A

$193,934,465

N/A

Interest

N/A

N/A

N/A

$34,314,855

N/A

20, 20a

Distribution

N/A

N/A

N/A

$38,128,423

N/A

Interest

N/A

N/A

N/A

$18,212,424

N/A

Distribution

N/A

N/A

N/A

$81,552,317

N/A

Interest

N/A

N/A

N/A

$27,857,368

N/A

20

Distribution

N/A

N/A

N/A

$49,638,801

N/A

Interest

N/A

N/A

N/A

$17,037,864

N/A

20, 20b

Distribution

N/A

N/A

N/A

$49,610,553

N/A

Interest

N/A

N/A

N/A

$37,401,896

N/A

20, 20b

Distribution

N/A

N/A

N/A

$124,103,879

N/A

16

Interest

N/A

N/A

N/A

$342,176

N/A

Interest

N/A

N/A

N/A

$60,686,989

N/A

Distribution

N/A

N/A

N/A

$168,418,795

N/A

CPP

ZIONS BANCORPORATION

Preferred Stock with Warrants

PPIP

AG GECC PPIF MASTER FUND, L.P.

Debt Obligation with Contingent Proceeds

PPIP

AG GECC PPIF MASTER FUND, L.P.

Membership Interest

PPIP

Debt Obligation with Contingent Proceeds
Membership Interest

PPIP

ALLIANCEBERNSTEIN LEGACY SECURITIES
MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES
MASTER FUND, L.P.
BLACKROCK PPIF, L.P.

PPIP

BLACKROCK PPIF, L.P.

Membership Interest

PPIP

Debt Obligation with Contingent Proceeds

PPIP

INVESCO LEGACY SECURITIES MASTER FUND,
L.P.
INVESCO LEGACY SECURITIES MASTER FUND,
L.P.
MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P.
MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P.
OAKTREE PPIP FUND, L.P.

PPIP

OAKTREE PPIP FUND, L.P.

Membership Interest

PPIP

Debt Obligation with Contingent Proceeds

SBA7A

RLJ WESTERN ASSET PUBLIC/PRIVATE
MASTER FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE
MASTER FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES
FUND, L.P.
WELLINGTON MANAGEMENT LEGACY
SECURITIES PPIF MASTER FUND, LP
WELLINGTON MANAGEMENT LEGACY
SECURITIES PPIF MASTER FUND, LP
COASTAL SECURITIES, INC.

Floating Rate SBA 7A

75

Principal and Interest

N/A

N/A

N/A

$35,213,318

N/A

SBA7A

SHAY FINANCIAL SERVICES, INC.

Floating Rate SBA 7A

75

Principal and Interest

N/A

N/A

N/A

$7,152,327

N/A

PPIP

PPIP
PPIP
PPIP

PPIP
PPIP
PPIP
PPIP

TALF

20, 20b

Debt Obligation with Contingent Proceeds

Membership Interest

20, 20b

Debt Obligation with Contingent Proceeds
Membership Interest
Debt Obligation with Contingent Proceeds

Membership Interest
Debt Obligation with Contingent Proceeds
Debt Obligation with Contingent Proceeds
Membership Interest

20

TALF LLC

Debt Obligation with Additional Note

31

Interest

N/A

N/A

N/A

$13,407,761

N/A

TIP

BANK OF AMERICA

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,435,555,556

N/A

TIP

CITIGROUP INC.

Preferred Stock with Warrants

6

Dividend - Cumulative

N/A

N/A

N/A

$933,333,333

N/A

TIP

CITIGROUP INC.

Trust Preferred Securities

1a

Dividend - Cumulative

N/A

N/A

N/A

$635,555,556

N/A

Notes to the Cumulative Dividends, Interest, and Distribution Report:
1a

This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same

1b

This institution repaid Treasury prior to this month pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the

1c

This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

1d

This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

1e

This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend

1f

This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

2a

This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future

2b

This institution repaid Treasury in this month pursuant to one or more of the following, as appropriate: Section 5 of the CDCI Certificate of Designation, Section 6.10 or 6.11 of the CDCI Securities Purchase Agreement, and/or Section 5.11 of the CDCI

2c

This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2d

This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2e

This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2f

This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

3

This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

4

This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports.

5

On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non-Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E
preferred shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created
an equity capital facility, under which AIG may draw up to $29.8 billion in exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus
capitalized interest from the April 2009 exchange of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock
from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The
trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury.

6

Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in
Fixed Rate Cumulative perpetual preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695
shares of common stock. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009,
Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP Shares) “dollar for dollar” for trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments
i d agreed that t
t f th
d
k ill
i th
f
Citigroup has Th lif t d until Treasury ceasesfto own tany debt or equity securities of tCitigroup,t including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock

7
8

9
10

other than quarterly cash dividends of not more than $0.01 per share.
GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock)
in GMAC LLC. On 12/30/2009, Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities.
On 12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds
$
On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM).

13a

On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a
$13 million exchange fee in connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports.
In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the
rights to 9.9% of the common equity in New Chrysler.
This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original
investment was made is shown in parentheses.
As of month-end, this institution is in bankruptcy proceedings.

13b

This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports.

11
12

13c

As of month-end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank.

14a

Payment made after month-end.

14b

Payment made in a prior period with respect to a payment scheduled in this month.

14c

Payment with respect to a payment scheduled for next month.

14d

Payment made with respect to non-current payments.

15
16

On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred
securities, and the life-to-date payment amount will remain the same on future reports.
On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. As of February 28, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the

17

On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp.

18

Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment.

19
20

On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired
without value as the terms and conditions for distribution of common shares to holders of CVRs were not met.
For a PPIP fund membership interest, amount (if any) reflects pro-rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership

20a

Life-To-Date Payment reflects the $278,904.85 distribution made in January 2010.

20b

22

Life-to-date payment amount has been adjusted to reflect only the pro-rata equity distributions to Treasury of gross investment proceeds from the fund, made from time to time in accordance with the terms of the fund's Limited Partnership and Loan
Agreements. All other equity capital repayments and/or distributions in excess of total paid in capital are now displayed on the Transactions Report.
On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of
the acquiror (now known as Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment.
Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon).

23

Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding).

24

On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports.

25

The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26.

26

Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of
debt from CGI Holding issued to Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding
received from Chrysler Financial equal to the greater of $1.375 billion or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in
full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler Holdco, and upon receipt of such payment to terminate all such obligations.

27

On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment.

28
29

On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note,
thereafter interest is due to be paid quarterly.
On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury.

30

General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note.

31

Although interest accrues monthly, payment is not due until the maturity date of the note.

32

The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports.

33

On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms
applicable to privately held qualified financial institutions.
On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus
$4,604,000 of capitalized previously accrued and unpaid dividends. (See Note 13c.)
On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatory convertible preferred Stock (MCP), which is equivalent to the initial investment amount of
$72,000,000, plus $2,426,000 of capitalized previously accrued and unpaid dividends. On 7/26/13, Treasury entered into a securities purchase agreement with Independent pursuant to which Treasury agreed to sell to Independent the MCP and the
warrant issued by Independent, subject to the conditions specified in such agreement. On 8/30/13, Treasury completed the sale of the MCP and warrant to Independent pursuant to the terms of such agreement.

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On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement
between Treasury and Sterling entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was

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On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the
Warrants, pursuant to the terms of the agreement between Treasury and TD entered into on 5/18/2010. The life-to-date payment amount will remain the same on future reports.
On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III.

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In June 2010, this institution prepaid the next four quarterly dividend payments.

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On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus
$24,174,000 of capitalized previously accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797
shares of common stock of First BanCorp. Treasury received all accrued and previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings.

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On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred
Stock (MCP), which is equivalent to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate
of Designations for the MCP, all of Treasury’s MCP was converted into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock.
Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in
t f it
k d $393 121
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This institution qualified tto participate in thei Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms.

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On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange
agreement between Treasury and Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into
On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000
for the Warrants, pursuant to the terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life-to-date payment amount will remain the same on future reports.
On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Currituck at an aggregate purchase price of $1,752,850, pursuant
to the terms of the agreement between Treasury and Currituck entered into on 11/5/2010. The life-to-date payment amount will remain the same on future reports.
Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the
conditions to closing of the sale were satisfied, the closing of the sale also occurred on 1/28/2011. The life-to-date payment amount will remain the same on future reports.
On 2/15/2011, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to
receive up to $150,000 in principal payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement
On 2/18/11, Treasury completed the exchange of its $135,000,000 of Preferred Stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for 5,620,117 shares of common stock, pursuant to an exchange agreement
dated 2/17/2011. The life-to-date payment amount will remain the same on future reports.
On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public
underwritten offering. At the time of amendment and restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000.
On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 49, provided total disposition proceeds to
Treasury of $2,667,000,000. This amount does not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive
On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the
terms of the agreement between Treasury and CBC entered into on 10/29/2010.
On 3/9/2011, Treasury completed the sale of all Subordinated Debentures (including the Subordinated Debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of
$650,000, pursuant to the terms of the agreement between Treasury and FBHC entered into on 3/9/2011.
On 5/31/2011, Treasury completed the sale of all Preferred Stock and Warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after
giving effect to the payment of defined acquisition expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011.
As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount
of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011.
As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan
Bank Group, Inc. for $81,892,000 of a new series of preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid
dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement.

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Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend.

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On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation Preferred Stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its
Wilmington Trust Corporation Warrant for an equivalent Warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2010.

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On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. Preferred Stock and Warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00,
pursuant to the terms of the agreement between Treasury and Bear State entered into on 05/03/2011.
On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of
$1,715,000,000 plus accrued dividends and (ii) the Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011.
Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend.
On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred
stock ($300,000,000) plus accrued and unpaid dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011.
On 6/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting
agreement executed on 06/17/2011. On 3/29/2012, Treasury executed an underwriting agreement for the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the
$13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17.
On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation Preferred Stock held by Treasury and the related Warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of
the agreement between Treasury and Opus entered into on 06/30/2011.
Accrued interest received with respect to the sale of a SBA 7(A) security.

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Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund.

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Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending

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On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the
terms of the agreement between Treasury and FNB United entered into on 08/12/2011.
On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. Preferred Stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the
terms of the agreement between Treasury and NAFH entered into on 9/6/2011.
As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of
securities of the acquiror plus accrued and previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011.
Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date.

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On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered
into on 06/29/2011. Accrued and previously unpaid dividends were paid on the date of the exchange.
On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the
agreement between Treasury and CCI entered into on 10/20/2011.
As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of
securities of CFB, pursuant to the terms of an agreement among Treasury, CFC and CFB entered into on 11/15/2011.
As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN
Bancorp, Inc., pursuant to the terms of an agreement among Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011.
This SBA 7a security was sold in a prior period and all trailing principal and interest payments have been received. The life to date payment amount will remain the same on future reports.
On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Parkvale Financial Corporation (“Parkvale”) by Treasury for a purchase price of $31,762,000 plus accrued dividends and
(ii) the exchange of the Parkvale warrant held by Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective
On 1/27/2012, Treasury completed the sale of all of the preferred stock and exercised warrants that had been issued to Treasury by Regents Bancshares, Inc. (“Regents”) to Grandpoint Capital, Inc. (“Grandpoint”) for an aggregate purchase price of
$13,214,858.00, pursuant to the terms of the agreement between Treasury and Grandpoint entered into on 1/27/2012.
On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain
conditions, including the satisfactory completion of a capital plan.
On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus
accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012.
Treasury completed a secondary public offering for this institution in which the preferred stock issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends were paid with respect to the secondary public
offering. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends,
pursuant to the terms of the agreement between Treasury and First Volunteer entered into on 4/13/2012.

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On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred
stock plus (ii) all accrued and unpaid dividends and (b) $792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012.
On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends,
pursuant to the terms of the agreement by and among Treasury, Peoples, and SCBT entered into on 4/24/2012.
On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the
Preferred Stock as of the closing date, pursuant to an agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012.
On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms
of the agreement by and among Treasury, Heartland, and Horizon Bancorp entered into on 7/17/2012.
As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on
2/6/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012.
On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions
On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the
preferred stock ($25,000,000) plus accrued and unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012.
On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting
On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds
of $381,500,000.00 plus accrued dividends, pursuant to an underwriting agreement executed on 8/17/2012.
On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury
and Naples Bancorp entered into on 7/12/2012.
Treasury completed a sale to qualified buyers for this institution in which the preferred stock or subordinated debentures issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends are collected with
respect to the auctions of issuers that are current on dividend payments. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012.
On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange
for Treasury's original investment in First Community, plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012.
In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of
$7,000,000 plus accrued dividends and (ii) exchanged the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012.
On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the
respective principal amount together with accrued and unpaid dividends thereon.
On 12/28/2012, as contemplated by the Termination Agreement and the Letter Agreement dated 12/23/2009, between Treasury and the Federal Deposit Insurance Corporation (FDIC), Treasury received from the FDIC, Citigroup Inc. trust preferred
securities in aggregate liquidation preference equal to $800 million and approximately $183 million in dividend and interest payments from those securities.
In connection with the merger of Community Financial Corporation (“Community Financial”) and City Holding Company (“City Holding”) effective 1/09/13, Treasury (i) sold to City Holding all of the preferred stock that had been issued by Community
Financial to Treasury for a purchase price of $12,643,000 plus accrued dividends and (ii) exchanged the Community Financial warrant held by Treasury for a like City Holding warrant.
On 2/4/2013, Treasury exchanged $800 million in Citigroup Capital XXXIII Trust Preferred Securities (TruPs) for $894 million in Citigroup subordinated notes pursuant to an agreement between Citigroup and Treasury executed on 2/4/2013. Accrued
interest on the TruPs was received at the time of the exchange. On 2/8/2013, Treasury completed the sale of its Citigroup subordinated notes for $894 million plus accrued interest, pursuant to an underwriting agreement executed on 2/8/2012.
On 2/15/2013, pursuant to the terms of the merger of Pacific International Bancorp, Inc. (“Pacific International”) with BBCN Bancorp, Inc. (“BBCN”), Treasury received $7,474,619.97 (representing the par amount together with accrued and unpaid
dividends thereon) in respect of the preferred stock that had been issued to Treasury by Pacific International. Treasury exchanged its Pacific International warrant for an equivalent warrant issued by BBCN.
On 2/15/2013, Treasury sold its CPP preferred stock and warrant issued by BancTrust Financial Group, Inc. (“BancTrust”) pursuant to an agreement with BancTrust and Trustmark Corporation (“Trustmark”) entered into on 02/11/2013.
On 2/22/2013, Treasury completed the exchange of its Standard Bancshares, Inc. preferred stock for common stock, pursuant to an exchange agreement, dated as of 11/5/2012, with Standard Bancshares, Inc., and immediately sold the resulting
Standard Bancshares, Inc. common stock, pursuant to securities purchase agreements, each dated as of 11/5/2012, with W Capital Partners II, L.P., Trident SBI Holdings, LLC, PEPI Capital, LP, LCB Investment, LLC, Cohesive Capital Partners, L.P.,
On 2/20/2013, Treasury sold its CPP preferred stock and warrant issued by First Sound Bank (“First Sound”) back to First Sound for an aggregate purchase price of $3,700,000, pursuant to the terms of the agreement between Treasury and First
As a result of the acquisition of ECB Bancorp, Inc. by Crescent Financial Bancshares, Inc., the preferred stock and warrant issued by ECB Bancorp, Inc. were exchanged for a like amount of securities of Crescent Financial Bancshares, Inc., pursuant to
the terms of an agreement among Treasury, ECB Bancorp, Inc., and Crescent Financial Bancshares, Inc. entered into on 4/1/2013.
On 4/11/2013, Treasury completed the exchange of its First Security Group, Inc. (FSGI) preferred stock for common stock, pursuant to an exchange agreement, dated as of 2/25/2013, between Treasury and FSGI, and sold the resulting FSGI common
stock, pursuant to securities purchase agreements, each dated as of 4/9/2013, between Treasury and the purchasers party thereto.

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On 4/12/2013, Treasury completed (i) the sale of its CPP preferred in Citizens Republic Bancorp, Inc. (Citizens Republic) to FirstMerit Corporation

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On 4/9/2013, Treasury sold its CPP preferred stock and warrant issued by PremierWest Bancorp (“PremierWest”) pursuant to an agreement with PremierWest and Starbuck Bancshares, Inc. (“Starbuck”) entered into on 12/11/2012.

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On 6/28/2013, Treasury completed the sale to MBG Investors I, L.P. of all preferred stock (including the preferred stock received upon the exercise of warrants) issued by Metropolitan Bank Group, Inc. to Treasury for an aggregate purchase price of
$26,000,000.00, pursuant to the terms of the agreement among Treasury, MBG Investors I, L.P. and Metropolitan Bank Group, Inc. entered into on 6/26/2013.
On 8/14/2013, Treasury sold its CPP preferred stock issued by Florida Bank Group, Inc. (“FBG”) back to FBG for an aggregate purchase price of $8,000,000, pursuant to the terms of the agreement between Treasury and FBG entered into on 2/12/13.

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On 8/22/2013, Treasury exchanged its preferred stock in Broadway Financial Corporation (Broadway) for 10,146 shares of common stock equivalent representing (i) 50% of the liquidation preference of the preferred stock, plus (ii) 100% of previously
accrued and unpaid dividends on the preferred stock ($2,646,000). On 12/5/2013, following the receipt of certain shareholder approvals, Treasury's 10,146 shares of common stock equivalent in Broadway converted to 10,146,000 shares of common
On 7/17/13, Treasury entered into a securities purchase agreement with Central Virginia Bankshares, Inc. (CVB) and C&F Financial Corporation (C&F) pursuant to which Treasury agreed to sell to C&F the CPP preferred stock and warrant issued by
CVB, subject to the conditions specified in such agreement. The sale was completed on 10/01/2013.
On 10/30/2013, Treasury entered into an agreement with Monarch Community Bancorp, Inc. (Monarch) to exchange Treasury’s CPP warrant and $6,785,000 of preferred stock for common stock. The exchange was subject to the fulfillment by
Monarch of certain conditions, including the satisfactory completion of a capital plan. On 11/15/2013, the exchange of the CPP warrant and preferred stock for common stock was completed and Treasury sold such common stock to purchasers
On 11/20/2013, Ally repurchased all outstanding shares of its Fixed Rate Cumulative Mandatorily Convertible Preferred Stock, Series F-2, held by Treasury. No future dividend payments are required. The life to date payment amount will remain the
On 10/15/13, Treasury entered into a securities purchase agreement with First-Citizens Bank & Trust Company (FCBTC) and 1st Financial Services Corporation (FFSC) pursuant to which Treasury agreed to sell to FCBTC the CPP preferred stock and
warrant issued by FFSC, subject to the conditions specified in such agreement. The sale was completed on 12/31/2013.
As a result of a reincorporation merger of Community Bankers Trust Corporation, a Delaware corporation (CBTC Delaware) into Community Bankers Trust Corporation, a Virginia corporation (CBTC Virginia), the outstanding preferred stock and warrant
issued by CBTC Delaware were exchanged for a like amount of securities issued by CBTC Virginia, pursuant to the terms of an agreement among Treasury, CBTC Delaware and CBTC Virginia entered into on 1/1/2014. Treasury received accrued
On 8/12/2013, Anchor BanCorp Wisconsin Inc. ( “Anchor”) filed a voluntary petition for Chapter 11 protection in the U.S. Bankruptcy Court for the Western District of Wisconsin to implement a “pre-packaged” Plan of Reorganization in order to facilitate
the restructuring of Anchor. On 9/27/ 2013, the Plan of Reorganization became effective in accordance with its terms, pursuant to which (i) Treasury’s preferred stock was exchanged for 60,000,000 shares of common stock (the “Common Stock”) and
(ii) Treasury’s warrant was cancelled. On 9/27/2013, Treasury sold the Common Stock to purchasers pursuant to securities purchase agreements entered into on 9/19/2013.
As a result of the acquisition of State Bancorp, Inc. (the acquired company) by Valley National Bancorp (the acquiror), the warrant issued by the acquired company on 12/5/2008 was exchanged for a like security of the acquiror, pursuant to the terms of
an agreement among Treasury, the acquired company and the acquiror entered into on 1/1/2012.
As a result of the merger of Annapolis Bancorp, Inc. into F.N.B. Corporation, the warrant issued by Annapolis Bancorp, Inc. was exchanged for a like warrant issued by F.N.B. Corporation, pursuant to the terms of an agreement among Treasury,
Annapolis Bancorp, Inc., and F.N.B. Corporation entered into on 4/6/2013.
On April 24, 2014, Treasury sold all of its preferred stock issued by Bankers’ Bank of the West Bancorp, Inc. (BBW) to private investors for total proceeds of $13.5million, pursuant to securities purchase agreements dated as of April 21, 2014. BBW
paid all accrued and unpaid dividends on the preferred stock as of April 24, 2014.
On April 25, 2014, Treasury entered into a securities purchase agreement with Provident Community Bankshares, Inc. (PCBS) and Park Sterling Corporation (Park Sterling) pursuant to which Treasury agreed to sell to Park Sterling the CPP preferred
stock and warrant issued by PCBS, subject to the conditions specified in such agreement. The sale was completed on 4/30/2014.
On 4/30/2014, Treasury completed the exchange of its Northern States Financial Corporation preferred stock for common stock, pursuant to an exchange agreement, dated as of 4/29/2014, with Northern States Financial Corporation, and immediately
sold the resulting Northern States Financial Corporation common stock, pursuant to securities purchase agreements, each dated as of 4/29/14, with Blue Pine Financial Opportunities Fund II, LP, EJF Sidecar Fund, Series LLC, Endeavour Regional
Bank Opportunities Fund L.P., Endeavour Regional Bank Opportunities Fund II L.P., Hot Creek Investors, L.P.,JCSD Partners, LP, and PRB Investors, LP.
On 4/18/2014, Treasury entered into an agreement with Bank of the Carolinas Corporation (“BCAR”) pursuant to which Treasury agreed to sell its CPP preferred stock and warrant back to BCAR at a discount subject to the satisfaction of the conditions
specified in the agreement. The sale was completed on 7/16/2014.
On 10/01/2012, Treasury entered into a securities purchase agreement with Southern Community Financial Corporation and Capital Bank Financial Corp. pursuant to which Treasury agreed to sell to Capital Bank Financial Corporation the CPP
preferred stock and warrant plus accrued dividends issued by Southern Community Financial Corporation, subject to the conditions specified in such agreement. The sale was completed on 10/01/2012.
On 11/13/2012, Treasury entered into an agreement with Community Financial Shares, Inc. (“CFS”) pursuant to which Treasury agreed to sell its CPP preferred stock back to CFS at a discount subject to the satisfaction of the conditions specified in the
agreement. The sale was completed on 12/21/2012.
On 8/28/2014, Treasury entered into an agreement with Central Bancorp, Inc. and Hanmi Financial Corporation, in connection with a merger, pursuant to which Treasury agreed to sell its Central Bancorp, Inc. CPP preferred stock (including warrant
preferred stock) to Hanmi Financial Corporation for (i) $23,625,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/29/2014.
On 10/17/2014, Treasury completed the exchange of its Regent Bancorp, Inc. preferred stock and warrant-preferred stock for common stock, pursuant to an exchange agreement, dated as of 10/16/2014, with Regent Bancorp, Inc., and immediately
sold the resulting Regent Bancorp, Inc. common stock to purchasers pursuant to securities purchase agreements dated as of 10/16/2014.
On 5/30/2014, Treasury entered into a securities purchase agreement with Highlands Independent Bancshares, Inc. ("Highlands") and HCBF Holding Company, Inc. ("HCBF") pursuant to which Treasury agreed to sell to HCBF the CPP preferred stock
issued by Highlands, subject to the conditions specified in such agreement. The sale was completed on 10/24/2014.

128
129
130
131
132
133
134
135
136
137
138

139
140
141
142
143
144
145
146
147
148
149

On 10/31/2014, in connection with the merger of Union Settlement Federal Credit Union (Union) with Lower East Side People’s Federal Credit Union (Lower East Side), Treasury exchanged its $295,000 in aggregate principal amount of Union senior
subordinated securities for a like amount of additional Lower East Side senior subordinated securities. Accrued dividends on the Union senior subordinated securities were paid on the date of the exchange.
On 12/10/2014, Treasury sold all of its preferred stock issued by NCAL Bancorp to purchasers for total proceeds of $3.9 million, pursuant to a securities purchase agreement dated as of November 25, 2014.
On 12/23/2014, in connection with the merger of Butte Federal Credit Union (Butte) with Self-Help Credit Union (SHFCU), Treasury exchanged its 1,000,000 in senior subordinated securities for a like amount of SHFCU senior subordinated securities.
Accrued and unpaid interest were paid on the date of the exchange.
As a result of the merger of Farmers & Merchants Bancshares, Inc. into Allegiance Bancshares, Inc., the outstanding preferred stock and warrant preferred stock issued by Farmers & Merchants Bancshares, Inc. was exchanged for a like amount of
securities issued by Allegiance Bancshares, Inc., pursuant to the terms of an agreement among Treasury, Farmers & Merchants Bancshares, Inc. and Allegiance Bancshares, Inc., entered into on 1/1/2015.
On 10/1/2013, Treasury completed the sale to Wilshire Bancorp, Inc. (“Wilshire”) of all of the preferred stock that had been issued by BankAsiana (“BankAsiana”) to Treasury for a purchase price of $5,250,000 plus accrued dividends, pursuant to the
terms of the agreement between Treasury, Wilshire and BankAsiana entered into on 9/25/2013 in connection with the merger of Wilshire and BankAsiana.
On 03/17/2015, Treasury sold all of its preferred stock issued by U.S. Century Bank to purchasers for total proceeds of $12.3 million, pursuant to a securities purchase agreement dated as of March 17, 2015.
On 7/15/2015, Treasury entered into an agreement with Suburban Illinois Bancorp, Inc. (Suburban), pursuant to which Treasury agreed to sell its CPP senior subordinated securities to Suburban for (i) $15,750,000, plus (ii) all accrued and unpaid
dividends through 4/1/2015 subject to the conditions specified in such agreement. This transaction was in conjunction with a merger between Suburban and Wintrust Financial Corporation. The sale was completed on 7/16/2015.
On 8/4/2015, Treasury entered into an agreement with City National Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the
conditions specified in the agreement. The sale was completed on 8/7/2015.
On 8/27/2015, Treasury entered into an agreement with Patapsco Bancorp, Inc. and Howard Bancorp, Inc., in connection with a merger pursuant to which Treasury agreed to sell its Patapsco Bancorp, Inc. CPP preferred stock (including warrant
preferred stock) to Howard Bancorp, Inc. for (i) $6,300,000, plus (ii) all accrued and unpaid dividends, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 8/28/2015.
On 9/18/2015, Treasury entered into an agreement with Goldwater Bank, N.A. and Kent Wiechert, pursuant to which Treasury agreed to sell all of its CPP preferred stock issued by Goldwater Bank, N.A. to Wiechert for total proceeds of $1,348,000
subject to the satisfaction of conditions specified in the agreement. The sale was completed on 9/21/2015.
On 10/2/2015, Treasury completed the exchange of its Capital Commerce Bancorp, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Capital Commerce Bancorp, Inc. The
consideration for that exchange included accrued and unpaid dividends through June 30, 2015. As part of the exchange transaction, Treasury immediately sold the resulting Capital Commerce Bancorp, Inc. common stock to purchasers pursuant to
securities purchase agreements, each dated as of 10/2/2015, with the purchaser parties thereto.
On 12/23/2015, Treasury completed the exchange of its CalWest Bancorp preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with CalWest Bancorp. As part of that transaction,
Treasury immediately sold the resulting CalWest Bancorp common stock to purchasers pursuant to securities purchase agreements, each dated as of 12/23/2015, with the purchaser parties thereto.
On 2/29/2016, Treasury entered into an agreement with HCSB (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in the
agreement. The sale was completed on 4/11/2016.
On 6/30/2016, Treasury completed the exchange of its Liberty Shares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Liberty Shares, Inc. As part of that transaction,
Treasury immediately sold the resulting Liberty Shares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 6/30/2016, with the purchaser parties thereto.
On 7/1/2016, Treasury completed the sale to United Community Banks, Inc. (UCBI) of all of its CPP preferred stock and associated warrants issued by Tidelands Bancshares, Inc. (Tidelands) to UCBI for total proceeds of $8,984,227 subject to the
satisfaction of conditions specified in the agreement. This transaction was in conjunction with a merger between Tidelands and UCBI.
On 10/11/2016, Treasury entered into an agreement with State Capital Corp. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $14,750,000 plus accrued and unpaid dividends to the
date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/11/2016.
On 10/11/2016, Treasury entered into an agreement with Community Bancshares of Mississippi, Inc. (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $50,778,000 plus accrued and
unpaid dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/11/2016.
On 10/18/2016, Treasury entered into an agreement with BancPlus Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $75,250,020 plus accrued and unpaid dividends to
the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/18/2016.
On 10/31/2016, Treasury entered into an agreement with Security Federal Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $21,340,000 plus accrued and unpaid
dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 10/31/2016.
On 11/22/2016, Treasury entered into an agreement with Pyramid Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $930,000 plus accrued and
unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/22/2016.
On 11/29/2016, Treasury entered into an agreement with First Vernon Bancshares, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,745,400 plus accrued and unpaid
dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016.
On 11/29/2016, Treasury entered into an agreement with Southern Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $31,434,000 plus accrued and unpaid dividends to
the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 11/29/2016.

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152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171

On 12/06/2016, Treasury entered into an agreement with The First Bancshares, Inc. (“the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $15,925,000.00 plus accrued and unpaid
dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/06/2016.
On 12/20/2016, Treasury entered into an agreement with CFBanc Corporation (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $5,549,760 plus accrued and unpaid dividends to the
date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Community Plus Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $415,000 plus accrued
and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Liberty Financial Services, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $10,591,623 plus accrued and unpaid
dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with M&F Bancorp, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $9,388,000 plus accrued and unpaid dividends to the
date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with PGB Holdings, Inc. (the “Company”), pursuant to which Treasury agreed to sell its CDCI preferred stock to the Company for fair value of $2,940,000 plus accrued and unpaid dividends to the
date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016.
On 12/20/2016, Treasury entered into an agreement with Southern Chautauqua Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,589,370 plus
accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/20/2016.
On 12/27/2016, Treasury entered into an agreement with Shreveport Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,434,320 plus accrued
and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Brooklyn Cooperative Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $280,000 plus
accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Alternatives Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,055,280 plus accrued
and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Harborstone Credit Union (the “Company”), which had purchased Thurston Union of Low-Income People (TULIP) Cooperative Credit Union, pursuant to which Treasury agreed to sell its TULIP
CDCI senior subordinated securities to the Company for fair value of $71,205 plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Phenix Pride Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $142,000 plus accrued
and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Genesee Co-Op Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $279,000 plus accrued
and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/27/2016, Treasury entered into an agreement with Vigo County Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 389,150 of its CDCI senior subordinated securities to the Company for fair value of $358,018 plus
accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/27/2016.
On 12/30/2016, Treasury entered into an agreement with Citizens Bancshares Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital Corp. for fair value of $4,227,049 plus accrued and unpaid
dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with IBW Financial Corporation (the “Company”) pursuant to which Treasury agreed to sell its CDCI preferred stock to State Capital Corp. for fair value of $5,610,000 plus accrued and unpaid
dividends to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with Lower East Side People's Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,098,833
plus accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016.
On 12/30/2016, Treasury entered into an agreement with D.C. Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell 1,022,000 of its CDCI senior subordinated securities to the Company for fair value of $970,900 plus
accrued and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 12/30/2016.
On 12/28/2016, Treasury entered into an agreement with Allied First Bancorp (the “Company”) pursuant to which Treasury agreed to sell its CPP preferred stock back to the Company at a discount subject to the satisfaction of the conditions specified in
the agreement. The sale was completed on 12/28/2016.
On 1/10/2017, Treasury entered into an agreement with Santa Cruz Community Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $2,607,416 plus accrued
and unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 1/10/2017.
On 1/24/2017, Treasury entered into an agreement with Tongass Federal Credit Union (the “Company”), pursuant to which Treasury agreed to sell its CDCI senior subordinated securities to the Company for fair value of $1,552,000 plus accrued and
unpaid interest to the date of closing, subject to the satisfaction of the conditions specified in the agreement. The sale was completed on 1/24/2017.
On 2/28/2017, Treasury completed the exchange of its Citizens Commerce Bancshares, Inc. preferred stock and warrant-preferred stock for common stock pursuant to an exchange agreement of the same date with Citizens Commerce Bancshares,
Inc. As part of that transaction, Treasury immediately sold the resulting Citizens Commerce Bancshares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 2/28/2017, with the purchaser parties thereto.

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On 9/7/2017, Treasury completed the exchange of its Grand Mountain Bancshares, Inc. preferred stock for common stock pursuant to an exchange agreement of the same date with Grand Mountain Bancshares, Inc. As part of that transaction,
Treasury immediately sold the resulting Grand Mountain Bancshares, Inc. common stock to purchasers pursuant to securities purchase agreements, each dated as of 9/7/2017, with the purchaser parties thereto.
Pursuant to the 10/11/2017 Confirmation Order of the United States Bankruptcy Court for the District of Maryland, on 10/26/2017 Treasury completed the exchange of its Cecil Bancorp, Inc. (Cecil) preferred stock for common stock pursuant to an
exchange agreement of the same date with Cecil. As part of that transaction, Treasury immediately (i) sold the resulting Cecil common stock to purchasers pursuant to securities purchase agreements, each dated as of 10/26/2017, with the purchaser

CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF OCTOBER 31, 2017
Total CPP Investment Amount (Note 24)

$204,894,726,320 Total CPP Dividends/Interest Paid as of October 31, 2017 (Note 1)

$12,133,836,927

Non-Current CPP Dividends/Interest (Note 3)

$23,494,161

Non-Current Cumulative Dividends:
Non-Current Non-Cumulative Dividends:

Institution Name

Portfolio?

Purchase Amount (Note 6)

$6,815,595

Non-Current S-Corp Interest:

Notes

$5,585,480

$11,093,086

Unpaid
Dividends/Interest
(Note 2)

Payments Made Later
(Note 4)

Non-Current
Dividends/Interest (Note
3)

Number of Missed Payments
(Note 5)

CUMULATIVE DIVIDENDS:
64

1ST FINANCIAL SERVICES CORPORATION

N

$16,369,000

$2,864,575

$0

$0

14

45

AB&T FINANCIAL CORPORATION

N

$3,500,000

$481,250

$0

$0

11

45

ALARION FINANCIAL SERVICES, INC.

N

$6,514,000

$532,560

$0

$0

6

42

ALASKA PACIFIC BANCSHARES, INC.

N

$4,781,000

$119,525

$119,525

$0

0

76

ALLEGIANCE BANCSHARES, INC. (FARMERS &
MERCHANTS BANCSHARES, INC.)

N

$11,000,000

$1,718,750

$1,718,750

$0

0

87

ALLIED FIRST BANCORP, INC.

N

$3,652,000

$1,460,085

$0

$0

22

45

ALPINE BANKS OF COLORADO

N

$70,000,000

$3,815,000

$3,815,000

$0

0

ANCHOR BANCORP WISCONSIN, INC.

N

$110,000,000

$23,604,167

$0

$0

17

45

ATLANTIC BANCSHARES, INC.

N

$2,000,000

$299,255

$0

$0

11

51

BANCTRUST FINANCIAL GROUP, INC.

N

$50,000,000

$1,875,000

$1,875,000

$0

0

69

BANK OF THE CAROLINAS CORPORATION

N

$13,179,000

$2,306,325

$0

$0

14

66

BANKERS' BANK OF THE WEST BANCORP, INC.

N

$12,639,000

$1,549,868

$1,549,868

$0

0

BBCN BANCORP, INC.

N

$128,500,000

$812,500

$812,500

$0

0

7, 28, 61

37, 52

BCB HOLDING COMPANY, INC.

N

$1,706,000

$302,088

$302,088

$0

0

45

BLUE RIDGE BANCSHARES, INC.

N

$12,000,000

$327,000

$327,000

$0

0

7

BLUE RIVER BANCSHARES, INC.

N

$5,000,000

$204,375

$0

$0

3

BLUE VALLEY BAN CORP

N

$21,750,000

$4,893,750

$0

$0

18

BNB FINANCIAL SERVICES CORPORATION

N

$7,500,000

$1,328,438

$1,328,438

$0

0

BNCCORP, INC.

N

$20,093,000

$3,285,300

$3,285,300

$0

0

BRIDGEVIEW BANCORP, INC.

N

$38,000,000

$7,766,250

$0

$0

15

BROADWAY FINANCIAL CORPORATION

Y

$15,000,000

$2,137,500

$2,137,500

$0

0

CADENCE FINANCIAL CORPORATION

N

$44,000,000

$550,000

$550,000

$0

0

CALVERT FINANCIAL CORPORATION

N

$1,037,000

$242,180

$242,180

$0

0

27, 45
45
27, 45
8, 15, 36, 60
22

83
8, 82
45

CALWEST BANCORP

N

$4,656,000

$1,658,213

$0

$0

CAPITAL COMMERCE BANCORP, INC.

N

$5,100,000

$1,593,750

$1,593,750

$0

21
0

CAROLINA BANK HOLDINGS, INC.

N

$16,000,000

$1,200,000

$1,200,000

$0

0

CARROLLTON BANCORP

N

$9,201,000

$920,100

$920,100

$0

0

35

CASCADE FINANCIAL CORPORATION

N

$38,970,000

$3,409,875

$0

$0

7

7

CB HOLDING CORP.

N

$4,114,000

$224,240

$0

$0

4

45

CBS BANC-CORP.

N

$24,300,000

$1,655,438

$1,655,438

$0

0

7, 90

CECIL BANCORP, INC.

N

$11,560,000

$5,837,800

$0

$0

30

28, 72

CENTRAL BANCORP, INC. - TX

N

$22,500,000

$4,516,875

$4,516,875

$0

0

49

CENTRAL FEDERAL CORPORATION

N

$7,225,000

$722,500

$0

$0

8

8, 21, 46

CENTRAL PACIFIC FINANCIAL CORP.

N

$135,000,000

$10,125,000

$10,125,000

$0

0

37, 62

CENTRAL VIRGINIA BANKSHARES, INC.

N

$11,385,000

$2,134,688

$0

$0

15

28, 45

CENTRUE FINANCIAL CORPORATION

N

$32,668,000

$6,959,475

$0

$0

18

7b

CIT GROUP INC.

N

$2,330,000,000

$29,125,000

$0

$0

1

7

CITIZENS BANCORP

N

$10,400,000

$1,275,300

$0

$0

9

CITIZENS BANCSHARES CO.

N

$24,990,000

$4,086,000

$0

$0

12

88

CITIZENS COMMERCE BANCSHARES, INC.

N

$6,300,000

$3,331,125

$0

$0

30

79

CITY NATIONAL BANCSHARES CORPORATION

N

$9,439,000

$2,973,285

$0

$0

22

45

CLOVER COMMUNITY BANKSHARES, INC.

N

$3,000,000

$204,375

$204,375

$0

0

45

COASTAL BANKING COMPANY, INC.

N

$9,950,000

$995,000

$248,750

$0

6

45

COASTALSOUTH BANCSHARES, INC.

N

$16,015,000

$1,687,900

$0

$0

8

45

COLOEAST BANKSHARES, INC.

N

$10,000,000

$1,090,000

$0

$0

8

45

COLONY BANKCORP, INC.

N

$28,000,000

$1,400,000

$0

$0

4

COMMUNITY BANCSHARES, INC.

N

$3,872,000

$191,750

$191,750

$0

0
0

27, 45

37, 65

COMMUNITY BANKERS TRUST CORPORATION

N

$17,680,000

$1,547,000

$1,547,000

$0

71

COMMUNITY FINANCIAL SHARES, INC.

N

$6,970,000

$759,820

$329,605

$0

5

45

COMMUNITY FIRST, INC.

N

$17,806,000

$2,911,200

$0

$0

12

45

COMMUNITY WEST BANCSHARES

N

$15,600,000

$585,000

$0

$0

3

COMMUNITYONE BANCORP (FNB UNITED CORP.)

N

$51,500,000

$3,862,500

$3,862,500

$0

0

CONGAREE BANCSHARES, INC.

N

$3,285,000

$223,763

$223,763

$0

0

COVENANT FINANCIAL CORPORATION

N

$5,000,000

$272,500

$272,500

$0

0

34

VANTAGESOUTH BANCSHARES, INC.
(CRESCENT FINANCIAL BANCSHARES, INC.)

N

$42,849,000

$1,556,250

$1,556,250

$0

0

45

CSRA BANK CORP.

N

$2,400,000

$717,300

$0

$0

19

30

CUSTOMERS BANCORP, INC.

N

$2,892,000

$197,063

$197,063

$0

0

45

DELMAR BANCORP

N

$9,000,000

$613,125

$0

$0

5

45

DICKINSON FINANCIAL CORPORATION II

N

$146,053,000

$27,859,720

$0

$0

14

45

EASTERN VIRGINIA BANKSHARES, INC.

N

$24,000,000

$3,300,000

$0

$0

11

8, 33
45

50

EQUITY BANCSHARES, INC.

N

$23,550,000

$2,016,500

$2,016,500

$0

0

45

FC HOLDINGS, INC.

N

$21,042,000

$4,013,730

$0

$0

14

45

FIDELITY FEDERAL BANCORP

N

$6,657,000

$1,229,924

$0

$0

14

45

FIRST ALLIANCE BANCSHARES, INC.

N

$3,422,000

$93,245

$0

$0

2

FIRST BANCORP - PR

N

$400,000,000

$42,681,526

$42,681,526

$0

0

FIRST BANKS, INC.

N

$295,400,000

$64,543,063

$0

$0

17

FIRST COMMUNITY BANK CORPORATION OF
FIRST C
FEDERAL BANCSHARES OF ARKANSAS,

N

$10,685,000

$534,250

$0

$0

4

N

$16,500,000

$1,031,250

$0

$0

5

8, 12, 15
28, 45
26
25

INC.
45

FIRST FINANCIAL SERVICE CORPORATION

N

$20,000,000

$2,500,000

$0

$0

10

45

FIRST GOTHENBURG BANCSHARES, INC.

N

$7,570,000

$103,153

$103,153

$0

0

7

FIRST PLACE FINANCIAL CORP.

N

$72,927,000

$5,469,525

$0

$0

6

45

FIRST RELIANCE BANCSHARES, INC.

N

$15,349,000

$1,254,720

$0

$0

6

FIRST SECURITY GROUP, INC.

N

$33,000,000

$5,362,500

$5,362,500

$0

0

45

FIRST SOUTHWEST BANCORPORATION, INC.

N

$5,500,000

$974,188

$0

$0

13

45

FIRST UNITED CORPORATION

N

$30,000,000

$5,250,000

$5,250,000

$0

0

FIRSTMERIT CORPORATION

N

$425,000,000

$48,750,000

$48,750,000

$0

0

45

FLAGSTAR BANCORP, INC.

N

$266,657,000

$16,666,063

$0

$0

5

59

FLORIDA BANK GROUP, INC.

N

$20,471,000

$3,068,203

$0

$0

11

8, 28, 55

28, 56

7

FPB BANCORP, INC.

N

$5,800,000

$435,000

$0

$0

6

38

GATEWAY BANCSHARES, INC.

N

$6,000,000

$163,500

$163,500

$0

0

45

GERMANTOWN CAPITAL CORPORATION

N

$4,967,000

$67,668

$67,668

$0

0

89

GRAND MOUNTAIN BANCSHARES, INC.

N

$3,076,000

$1,745,795

$1,745,795

$0

0

29

GREEN BANKSHARES, INC.

N

$72,278,000

$3,613,900

$0

$0

4

GREEN CIRCLE INVESTMENTS, INC.

N

$2,400,000

$32,700

$32,700

$0

0

GREER BANCSHARES INCORPORATED

N

$9,993,000

$1,770,113

$1,770,113

$0

0

7

GREGG BANCSHARES, INC.

N

$825,000

$101,115

$0

$0

9

16

HAMPTON ROADS BANKSHARES, INC.

N

$80,347,000

$4,017,350

$0

$0

0

15

HARBOR BANKSHARES CORPORATION

Y

$6,800,000

$3,451,000

$170,000

$3,281,000

29

84

HCSB FINANCIAL CORPORATION

N

$12,895,000

$4,287,588

$0

$0

21

41

HEARTLAND BANCSHARES, INC.

N

$7,000,000

$372,320

$372,320

$0

0

HERITAGE COMMERCE CORP.

N

$40,000,000

$3,500,000

$3,500,000

$0

0

HERITAGE OAKS BANCORP

N

$21,000,000

$2,362,500

$2,362,500

$0

0

74

HIGHLANDS INDEPENDENT BANCSHARES, INC.

N

$6,700,000

$1,436,313

$0

$0

15

45

HMN FINANCIAL, INC.

N

$26,000,000

$2,600,000

$0

$0

8

45

HOMETOWN BANKSHARES CORPORATION

N

$10,000,000

$800,490

$800,490

$0

0

45

IA BANCORP, INC.

N

$5,976,000

$551,093

$78,728

$0

6

7

IDAHO BANCORP

N

$6,900,000

$1,786,238

$0

$0

19

8, 9

INDEPENDENT BANK CORPORATION

N

$72,000,000

$14,193,996

$8,029,577

$0

7

INDIANA BANK CORP.

N

$1,312,000

$107,310

$0

$0

8
6

7

INTEGRA BANK CORPORATION

N

$83,586,000

$7,313,775

$0

$0

7

37

INTERMOUNTAIN COMMUNITY BANCORP

N

$27,000,000

$4,050,000

$4,050,000

$0

0

28, 45

INTERVEST BANCSHARES CORPORATION

N

$25,000,000

$4,375,000

$4,375,000

$0

0

7

LEGACY BANCORP, INC.

N

$5,498,000

$206,175

$0

$0

3

85

LIBERTY SHARES, INC.

N

$17,280,000

$6,797,520

$0

$0

23

45

MADISON FINANCIAL CORPORATION

N

$3,370,000

$688,913

$0

$0

15

45

MARKET BANCORPORATION, INC.

N

$2,060,000

$449,080

$0

$0

16

MERCANTILE BANK CORPORATION

N

$21,000,000

$1,312,500

$1,312,500

$0

0

METROCORP BANCSHARES, INC.

N

$45,000,000

$2,812,500

$2,812,500

$0

0

METROPOLITAN BANK GROUP, INC.

N

$78,406,000

$12,716,368

$3,204,825

$0

9

42
8, 23, 58

MID-WISCONSIN FINANCIAL SERVICES, INC.

N

$10,000,000

$1,090,000

$1,090,000

$0

0

7, 8

MIDWEST BANC HOLDINGS, INC.

N

$84,784,000

$4,239,200

$4,239,200

$0

0

44

MILLENNIUM BANCORP, INC.

N

$7,260,000

$989,175

$989,175

$0

0

MONADNOCK BANCORP, INC.

N

$1,834,000

$199,960

$199,960

$0

0

MONARCH COMMUNITY BANCORP, INC.

N

$6,785,000

$1,272,188

$1,272,188

$0

0

MS FINANCIAL, INC.

N

$7,723,000

$526,113

$526,113

$0

0

47

NAPLES BANCORP, INC.

N

$4,000,000

$327,000

$0

$0

6

45

NATIONAL BANCSHARES, INC.

N

$24,664,000

$3,024,383

$0

$0

9

75

NCAL BANCORP

N

$10,000,000

$2,207,500

$0

$0

14

NORTHERN STATES FINANCIAL CORPORATION

N

$17,211,000

$3,872,475

$0

$0

18

8, 63

45, 68

NORTHWEST BANCORPORATION, INC.

N

$10,500,000

$1,716,750

$0

$0

12

27, 45

45

OLD SECOND BANCORP, INC.

N

$73,000,000

$9,125,000

$0

$0

10

37, 45

OMEGA CAPITAL CORP.

N

$2,816,000

$575,588

$0

$0

15

8, 13

PACIFIC CAPITAL BANCORP

N

$180,634,000

$13,547,550

$13,547,550

$0

0

45

PACIFIC CITY FINANCIAL CORPORATION

N

$16,200,000

$3,973,050

$0

$0

18

7b

PACIFIC COAST NATIONAL BANCORP

N

$4,120,000

$112,270

$0

$0

2

80

PATAPSCO BANCORP, INC.

N

$6,000,000

$2,158,500

$2,158,500

$0

0

45

PATHWAY BANCORP

N

$3,727,000

$761,588

$0

$0

15

45

PATRIOT BANCSHARES, INC.

N

$26,038,000

$4,612,010

$0

$0

13

PATTERSON BANCSHARES, INC.

N

$3,690,000

$201,150

$201,150

$0

0

AVIDBANK HOLDINGS, INC (PENINSULA BANK
HOLDING CO.)

N

$6,000,000

$312,500

$312,500

$0

0

7

PIERCE COUNTY BANCORP

N

$6,800,000

$370,600

$0

$0

4

15

PINNACLE BANK HOLDING COMPANY, INC.

Y

$4,389,000

$2,304,480

$0

$2,304,480

29

45

PLUMAS BANCORP

N

$11,949,000

$1,792,350

$0

$0

12

45

PORTER BANCORP, INC.(PBI) LOUISVILLE, KY

N

$35,000,000

$6,737,500

$0

$0

13

45

PRAIRIE STAR BANCSHARES, INC.

N

$2,800,000

$913,150

$0

$0

7

PREMIER BANK HOLDING COMPANY

N

$9,500,000

$1,164,938

$0

$0

9

45

PREMIER FINANCIAL BANCORP, INC.

N

$22,252,000

$556,300

$556,300

$0

0

PREMIERWEST BANCORP

N

$41,400,000

$7,245,000

$0

$0

14

PRINCETON NATIONAL BANCORP, INC.

N

$25,083,000

$2,194,763

$0

$0

7

PRIVATE BANCORPORATION, INC.

N

$8,222,000

$1,625,325

$1,625,325

$0

0

67

PROVIDENT COMMUNITY BANCSHARES, INC.

N

$9,266,000

$1,737,375

$0

$0

15

45

RCB FINANCIAL CORPORATION

N

$8,900,000

$1,055,520

$0

$0

9

REDWOOD CAPITAL BANCORP

N

$3,800,000

$51,775

$51,775

$0

0

28, 57
7

8, 73

21

REGENT BANCORP, INC.

N

$9,982,000

$2,275,860

$2,275,860

$0

0

45

RELIANCE BANCSHARES, INC.

N

$40,000,000

$5,995,000

$0

$0

11

45

14

RIDGESTONE FINANCIAL SERVICES, INC.

N

$10,900,000

$2,079,175

$0

$0

7, 37

RISING SUN BANCORP

N

$5,983,000

$1,749,960

$0

$0

20

7, 28

ROGERS BANCSHARES, INC.

N

$25,000,000

$5,109,375

$0

$0

15

28, 45

20

ROYAL BANCSHARES OF PENNSYLVANIA, INC.

N

$30,407,000

$7,601,750

$0

$0

32

SANTA LUCIA BANCORP

N

$4,000,000

$200,000

$0

$0

4

42

N

$50,000,000

$5,625,000

$5,625,000

$0

0

45

SEACOAST BANKING CORPORATION OF
O
SEVERN BANCORP, INC.

N

$23,393,000

$1,754,475

$0

$0

6

7

SONOMA VALLEY BANCORP

N

$8,653,000

$353,715

$0

$0

3

45

SOUTHCREST FINANCIAL GROUP, INC.

N

$12,900,000

$1,581,863

$0

$0

9

70

SOUTHERN COMMUNITY FINANCIAL CORP.

N

$42,750,000

$3,740,625

$3,740,625

$0

0

45

SOUTHFIRST BANCSHARES, INC.

N

$2,760,000

$609,270

$0

$0

14

SOUTHWEST BANCORP, INC.

N

$70,000,000

$3,500,000

$3,500,000

$0

0

45

SPIRIT BANKCORP, INC.

N

$30,000,000

$4,905,000

$0

$0

12

53

STANDARD BANCSHARES, INC.

N

$60,000,000

$4,905,000

$4,905,000

$0

0

STERLING FINANCIAL CORPORATION

N

$303,000,000

$18,937,500

$0

$0

0

45

STONEBRIDGE FINANCIAL CORP.

N

$10,973,000

$1,794,180

$0

$0

12

7

SUPERIOR BANCORP INC.

N

$69,000,000

$2,587,500

$0

$0

3

7

SYRINGA BANCORP

N

$8,000,000

$1,853,000

$0

$0

17

7

TCB HOLDING COMPANY

N

$11,730,000

$2,397,488

$0

$0

15

7

TENNESSEE COMMERCE BANCORP, INC.

N

$30,000,000

$1,125,000

$0

$0

3

45

TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.

N

$3,000,000

$531,375

$0

$0

13

45

THE BARABOO BANCORPORATION, INC.

N

$20,749,000

$565,390

$0

$0

2

45

THE QUEENSBOROUGH COMPANY

N

$12,000,000

$1,798,500

$0

$0

11

11

THE SOUTH FINANCIAL GROUP, INC.

N

$347,000,000

$13,012,500

$0

$0

0

17

TIB FINANCIAL CORP

N

$37,000,000

$1,850,000

$0

$0

4

86

TIDELANDS BANCSHARES, INC.

N

$14,448,000

$5,454,120

$0

$0

23

TIMBERLAND BANCORP, INC.

N

$16,641,000

$1,872,113

$1,872,113

$0

0

10, 14, 48

37, 45

20

TREATY OAK BANCORP, INC.

N

$3,268,000

$133,553

$0

$0

3

45

TRINITY CAPITAL CORPORATION

N

$35,539,000

$1,452,660

$1,452,660

$0

0
0

TRISTATE CAPITAL HOLDINGS, INC.

N

$23,000,000

$313,375

$313,375

$0

7

UCBH HOLDINGS INC.

N

$298,737,000

$3,734,213

$0

$0

1

45

UNITED COMMUNITY BANKS, INC.

N

$180,000,000

$2,250,000

$2,250,000

$0

0

VALLEY FINANCIAL CORPORATION

N

$16,019,000

$1,001,188

$1,001,188

$0

0

45

VILLAGE BANK AND TRUST FINANCIAL CORP.

N

$14,738,000

$2,026,475

$0

$0

11

7

WESTERN COMMUNITY BANCSHARES, INC.

N

$7,290,000

$1,834,538

$0

$0

17

WHITE RIVER BANCSHARES COMPANY

N

$16,800,000

$3,204,600

$0

$0

14

45

WORTHINGTON FINANCIAL HOLDINGS, INC.

N

$2,720,000

$222,360

$0

$0

6

42

YADKIN VALLEY FINANCIAL CORPORATION

N

$49,312,000

$3,082,000

$3,082,000

$0

0

37, 45

NON-CUMULATIVE DIVIDENDS:
45

BANK OF COMMERCE

N

$3,000,000

$122,625

$0

$0

3

45

BANK OF GEORGE

N

$2,672,000

$364,150

$0

$0

10

BEACH BUSINESS BANK

N

$6,000,000

$163,500

$163,500

$0

0

CAROLINA TRUST BANK

N

$4,000,000

$150,000

$0

$0

3

CITIZENS BANK & TRUST COMPANY,
ESTABLISHED 1945

N

$2,400,000

$163,500

$0

$0

5

COLONIAL AMERICAN BANK

N

$574,000

$15,655

$0

$0

2

COMMERCE NATIONAL BANK

N

$5,000,000

$150,000

$0

$0

3

COMMONWEALTH BUSINESS BANK

N

$7,701,000

$1,049,250

$0

$0

10

COMMUNITY 1ST BANK

N

$2,550,000

$323,994

$0

$0

10

19

COMMUNITY BANK OF THE BAY

N

$1,747,000

$72,549

$0

$0

0

45

DESOTO COUNTY BANK

N

$2,681,000

$25,624

$25,624

$0

0

45

EXCHANGE BANK

N

$43,000,000

$585,875

$0

$0

1

45

FIRST INTERCONTINENTAL BANK

N

$6,398,000

$697,400

$0

$0

8

54

FIRST SOUND BANK

N

$7,400,000

$1,202,500

$0

$0

13

7

FORT LEE FEDERAL SAVINGS BANK, FSB

N

$1,300,000

$106,275

$0

$0

6

FRESNO FIRST BANK

N

$1,968,000

$33,357

$0

$0

2

45

GEORGIA PRIMARY BANK

N

$4,500,000

$1,113,163

$0

$0

18

45
37, 45

37, 45

7

GOLD CANYON BANK

N

$1,607,000

$254,010

$0

$0

12

81

GOLDWATER BANK, N.A.

N

$2,568,000

$923,640

$0

$0

22

7

GULFSOUTH PRIVATE BANK

N

$7,500,000

$494,063

$0

$0

5

45

LONE STAR BANK

N

$3,072,000

$1,059,242

$0

$0

23

45

MARINE BANK & TRUST COMPANY

N

$3,000,000

$613,125

$0

$0

15

45

MARYLAND FINANCIAL BANK

N

$1,700,000

$162,138

$0

$0

7

45

MERIDIAN BANK

N

$12,535,000

$163,663

$163,663

$0

0

45

MIDTOWN BANK & TRUST COMPANY

N

$5,222,000

$1,067,213

$0

$0

15

NORTHWEST COMMERCIAL BANK

N

$1,992,000

$135,750

$0

$0

OJAI COMMUNITY BANK

N

$2,080,000

$56,680

$0

$0

2

7

ONE GEORGIA BANK

N

$5,500,000

$605,328

$0

$0

8

37

ONE UNITED BANK

Y

$12,063,000

$6,815,595

$0

$6,815,595

34

45

PACIFIC COMMERCE BANK

N

$4,060,000

$751,089

$55,318

$0

13

PREMIER SERVICE BANK

N

$4,000,000

$977,972

$0

$0

18

PRESIDIO BANK

N

$10,800,000

$703,656

$703,656

$0

0

RANDOLPH BANK & TRUST COMPANY

N

$6,229,000

$678,880

$0

$0

8

37

CALIFORNIA INTERNATIONAL BANK, N.A. /
SAIGON NATIONAL BANK

N

$1,549,000

$873,108

$0

$0

33

45

SANTA CLARA VALLEY BANK, N.A

N

$2,900,000

$474,150

$0

$0

12

SEACOAST COMMERCE BANK

N

$1,800,000

$14,170

$14,170

$0

0

18

THE BANK OF CURRITUCK

N

$4,021,000

$219,140

$0

$0

4

40

THE CONNECTICUT BANK AND TRUST COMPANY

N

$5,448,000

$246,673

$0

$0

4

THE FREEPORT STATE BANK

N

$301,000

$36,900

$36,900

$0

0

45

5

7

TIFTON BANKING COMPANY

N

$3,800,000

$51,775

$0

$0

1

77

U.S. CENTURY BANK

N

$50,236,000

$15,378,590

$0

$0

21

45

UNITED AMERICAN BANK

N

$8,700,000

$2,482,702

$0

$0

21

US METRO BANK

N

$2,861,000

$891,540

$0

$0

17

45

VALLEY COMMUNITY BANK

N

$5,500,000

$749,375

$0

$0

10

45

VIRGINIA COMPANY BANK

N

$4,700,000

$185,903

$0

$0

3
12

S-CORPORATION INTEREST:
37, 45

ALLIANCE FINANCIAL SERVICES, INC.

N

$12,000,000

$3,020,400

$0

$0

45

BISCAYNE BANCSHARES, INC.

N

$6,400,000

$130,238

$130,238

$0

0

45

BOSCOBEL BANCORP, INC.

N

$5,586,000

$1,288,716

$0

$0

11

45

BROGAN BANKSHARES, INC.

N

$2,400,000

$352,380

$0

$0

7

CHAMBERS BANCSHARES, INC.

N

$19,817,000

$4,600,618

$4,600,618

$0

0

COMMUNITY PRIDE BANK CORPORATION

N

$4,400,000

$803,286

$0

$0

9

DUKE FINANCIAL GROUP, INC.

N

$12,000,000

$1,761,900

$1,761,900

$0

0

45
31

FBHC HOLDING COMPANY

N

$3,035,000

$123,127

$0

$0

2

FIRST TRUST CORPORATION

N

$17,969,000

$4,522,611

$0

$0

12

45

GREAT RIVER HOLDING COMPANY

N

$8,400,000

$2,466,660

$0

$0

14

7

INVESTORS FINANCIAL CORPORATION OF
PETTIS COUNTY, INC.

N

$4,000,000

$922,900

$0

$0

11

15

ONEFINANCIAL CORPORATION

Y

$17,300,000

$11,093,086

$0

$11,093,086

22

OSB FINANCIAL SERVICES, INC.

N

$6,100,000

$383,843

$383,843

$0

0

45

PLATO HOLDINGS INC.

N

$2,500,000

$207,266

$0

$0

4

45

PREMIER FINANCIAL CORP.

N

$6,349,000

$1,597,857

$0

$0

12

28, 45

RIVERSIDE BANCSHARES, INC.

N

$1,100,000

$46,145

$46,145

$0

0

45

SECURITY STATE BANK HOLDING COMPANY

N

$10,750,000

$2,931,481

$676,496

$0

10

78

SUBURBAN ILLINOIS BANCORP, INC.

N

$15,000,000

$5,633,833

$5,633,833

$0

0

CAPITAL PURCHASE PROGRAM (CPP) PORTFOLIO MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF OCTOBER 31, 2017
Total CPP Investment Amount (Note 24)

$204,894,726,320 Total CPP Dividends/Interest Paid as of October 31, 2017 (Note 1)

$12,133,836,927

Non-Current CPP Dividends/Interest (Note 3)

$23,494,161

Non-Current Cumulative Dividends:
Non-Current Non-Cumulative Dividends:

Institution Name

Purchase Amount (Note 6)

Unpaid
Dividends/Interest
(Note 2)

$6,815,595

Non-Current S-Corp Interest:

Notes

$5,585,480

$11,093,086

Non-Current
Dividends/Interest
(Note 3)

Payments Made Later
(Note 4)

Number of Missed
Payments (Note 5)

CUMULATIVE DIVIDENDS:
15

HARBOR BANKSHARES CORPORATION

$6,800,000

$3,451,000

$170,000

$3,281,000

29

15

PINNACLE BANK HOLDING COMPANY, INC.

$4,389,000

$2,304,480

$0

$2,304,480

29

$12,063,000

$6,815,595

$0

$6,815,595

34

$17,300,000

$11,093,086

$0

$11,093,086

22

NON-CUMULATIVE DIVIDENDS:
37

ONE UNITED BANK
S-CORPORATION INTEREST:

15

ONEFINANCIAL CORPORATION

Notes
1

"Dividends and Interest Paid" includes amounts paid in respect of exercised warrants.

2
3

"Unpaid Dividends/Interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Unpaid Dividends/Interest" are stated
for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership.
"Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Non-current dividends/interest"
excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) exited their investment in the Capital Purchase Program, (iii) completed an exchange with Treasury for new securities (such
as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.

4

"Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).

5

"Number of Missed Payments" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership.

6

"Purchase Amount" includes the investment amount for child institutions from mergers, acquisitions.

7

This institution has entered bankruptcy or its bank subsidiary was placed into receivership.

7b

This institution has completed bankruptcy proceedings and Treasurys investment was extinguished.

8

This institution repaid dividends by way of capitalization at the time of exchange.

9

For information related to the exchange of Treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

10

For information related to the exchange agreement for Treasurys investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

11

For information related to the sale of Treasurys investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

12

For information related to the exchange of Treasurys investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

13

For information related to the exchange agreement for Treasurys investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

14

This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock.

15

As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.

16

For information related to the exchange of Treasurys investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

17

For information related to the sale of Treasurys investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

18

For information related to the sale of Treasurys investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

19

This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero.

20

For information related to the sale of Treasurys investment, please see footnote 47 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

21

For information related to the exchange of Treasurys investment, please see footnote 48 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

22

For information related to the sale of Treasury's investment, please see footnote 51 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

23

For information related to the exchange of Treasurys investment, please see footnote 55 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

24

Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8.

25

For information related to the sale of Treasurys investment, please see footnote 58 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

26

For information related to the sale of Treasurys investment, please see footnote 53 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

27

Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed one director to the board of directors of this institution.

28

Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed two directors to the board of directors of this institution.

29

For information related to the sale of Treasurys investment, please see footnote 68 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

30

For information related to the exchange of Treasurys investment, please see footnote 69 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

31

For information related to the sale of Treasurys investment, please see footnote 52 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

32

For information related to the sale of Treasurys investment, please see footnote 72 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

33

For information related to the exchange of Treasurys investment, please see footnote 67 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

34

For information related to the exchange of Treasurys investment, please see footnote 73 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

35

For information related to the sale of Treasurys investment, please see footnote 63 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

36

For information related to the exchange of Treasurys investment, please see footnote 78 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

37

As of the date of this report, this institution has declined Treasurys request to have a Treasury observer attend board of directors meetings.

38

For information related to the sale of Treasurys investment, please see footnote 86 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

39

For information related to the sale of Treasurys investment, please see footnote 83 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

40

For information related to the sale of Treasurys investment, please see footnote 82 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

41

For information related to the sale of Treasurys investment, please see footnote 85 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

42

For information related to the sale of Treasurys investment, please see footnote 80 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

43
44

This institution has repaid some or all prior missed dividends, but still owes accrued interest on prior missed dividends. The number of missed payments will be reduced when the institution pays the prior missed dividend
plus any additional accrued interest thereon.
For information related to the sale of Treasurys investment, please see footnote 84 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

45

For information related to the sale of Treasurys investment, please see footnote 92 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

46

For information related to the sale of Treasurys investment, please see footnote 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

47

For information related to the sale of Treasurys investment, please see footnote 91 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

48

For information related to the sale of Treasurys investment, please see footnote 89 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

49

For information related to the sale of Treasurys investment, please see footnote 93 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

50

For information related to the sale of Treasurys investment, please see footnote 94 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

51

For information related to the sale of Treasury's investment, please see footnote 101 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

52

For information related to the sale of Treasury's investment, please see footnote 100 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

53

For information related to the sale of Treasury's investment, please see footnote 102 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

54

For information related to the sale of Treasury's investment, please see footnote 103 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

55

For information related to the sale of Treasury's investment, please see footnote 105 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

56

For information related to the sale of Treasury's investment, please see footnote 106 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

57

For information related to the sale of Treasury's investment, please see footnote 107 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

58

For information related to the sale of Treasury's investment, please see footnote 108 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

59

For information related to the sale of Treasury's investment, please see footnote 109 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

60

For information related to the exchange of Treasury's investment, please see footnote 110 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

61

For information related to the sale of Treasury's investment, please see footnote 116 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

62

For information related to the sale of Treasury's investment, please see footnote 111 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

63

For information related to the sale of Treasury's investment, please see footnote 112 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

64

For information related to the sale of Treasury's investment, please see footnote 114 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

65

For information related to the sale of Treasury's investment, please see footnote 115 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

66

For information related to the sale of Treasury's investment, please see footnote 119 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

67

For information related to the sale of Treasury's investment, please see footnote 120 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

68

For information related to the sale of Treasury's investment, please see footnote 121 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

69

For information related to the sale of Treasury's investment, please see footnote 122 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

70

For information related to the sale of Treasury's investment, please see footnote 123 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

71

For information related to the sale of Treasury's investment, please see footnote 124 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

72

For information related to the sale of Treasury's investment, please see footnote 125 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

73

For information related to the sale of Treasury's investment, please see footnote 126 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

74

For information related to the sale of Treasury's investment, please see footnote 127 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

75

For information related to the sale of Treasury's investment, please see footnote 129 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

76

For information related to the exchange of Treasury's investment, please see footnote 131 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

77

For information related to the sale of Treasury's investment, please see footnote 133 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

78

For information related to the sale of Treasury's investment, please see footnote 134 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

79

For information related to the sale of Treasury's investment, please see footnote 135 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

80

For information related to the sale of Treasury's investment, please see footnote 136 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

81

For information related to the sale of Treasury's investment, please see footnote 137 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

82

For information related to the sale of Treasury's investment, please see footnote 138 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

83

For information related to the sale of Treasury's investment, please see footnote 139 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

84

For information related to the sale of Treasury's investment, please see footnote 140 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

85

For information related to the sale of Treasury's investment, please see footnote 141 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

86

For information related to the sale of Treasury's investment, please see footnote 142 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

87

For information related to the sale of Treasury's investment, please see footnote 168 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

88

For information related to the sale of Treasury's investment, please see footnote 171 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

89

For information related to the sale of Treasury's investment, please see footnote 172 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

90

For information related to the sale of Treasury's investment, please see footnote 173 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF OCTOBER 31, 2017
Total CDCI Investment Amount

$570,073,000 Total CDCI Dividends/Interest Paid as of October 31, 2017

$64,518,561

Non-Current CDCI Dividends/Interest (Note 1)

$201,975

Non-Current Cumulative Dividends:
Non-Current Non-Cumulative Dividends:

Portfolio?

Purchase Amount

$0

Non-Current Credit Union Interest:
Institution Name

$201,975

Non-Current S-Corp Interest:

Notes

$0

$0

Unpaid
Dividends/Interest
(Note 1)

Payments Made Later
(Note 2)

Number of Missed
Payments

Non-Current
Dividends/Interest
(Note 1,4)

CUMULATIVE DIVIDENDS:
3, 6

CARVER BANCORP, INC.

Y

$18,980,000

$284,700

$284,700

$0

0

FIRST AMERICAN INTERNATIONAL CORP.

Y

$17,000,000

$765,000

$765,000

$0

0

FIRST VERNON BANCSHARES, INC.

N

$6,000,000

$562,050

$562,050

$0

0

PGB HOLDINGS, INC.

N

$3,000,000

$180,000

$180,000

$0

0

COMMUNITY BANK OF THE BAY

Y

$4,060,000

$20,300

$0

$20,300

1

TRI-STATE BANK OF MEMPHIS

Y

$2,795,000

$237,575

$55,900

$181,675

13

N

$6,784,000

$316,624

$0

$0

6

NEIGHBORHOOD TRUST FEDERAL CREDIT UNION

Y

$283,000

$4,245

$4,245

$0

0

UNION BAPTIST CHURCH FEDERAL CREDIT UNION

Y

$10,000

$50

$50

$0

0

UNITEHERE FEDERAL CREDIT UNION / WORKERS
UNITED FEDERAL CREDIT UNION

N

$57,000

$570

$570

$0

0

NON-CUMULATIVE DIVIDENDS:
6

S-CORPORATION INTEREST:
5

PREMIER BANCORP, INC.
CREDIT UNION INTEREST:

Notes
1

"Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.

2

"Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).

3

For information related to the exchange of Treasury's investment, please see footnote 71 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

4

"Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Community Development
Capital Initiative Program, (iii) completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or
bankruptcy proceedings.

5

"Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Community Development Capital Initiative or (ii) entered
bankruptcy or its bank subsidiary was placed into receivership.

6

As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102