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F ederal Reser ve Ba n k DALLAS, TEXAS of Dallas 75222 Circular No. 69-226 September 3; 1 9 ® SUPPLEMENT AS OF AUGUST 22, 1969 TO LIST OF OTC MARKET MAKERS To All Banks and Others Concerned in the Eleventh Federal Reserve District: Enclosed is a copy of the second supplement to the list of OTC market makers published as of July 18, 1969 * The supplement comprises firms that filed Form X-17A-12(l) with the Securities and Exchange Commission between August 8, when the first supplement was closed, and August 22, 1969 , the date of this supplement. Additional copies of the supplement will be furnished upon request. Yours very truly, P. E. Coldwell President Enclosure (l) This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library (FedHistory@dal.frb.org) Supplement No. 2 as o f August 22, 1969 to List of OTC Market Makers Published as of July 18, 1969 (Prepared for use by banks in connection with extensions of credit pursuant to section 221.3(w) of Regulation U) This supplement to the list of "OTC market makers" comprises firms that have filed Form X-17A-12(1), the "Notifi cation of OTC market makers in OTC margin securities," with the Securities and Exchange Commission, and the OTC margin stocks in respect of which each such firm had filed such form, from August 8 when the first supplement to the initial list was published through August 22, 1969. Part I of this supplement represents notifications in which the broker-dealer commenced making a market in an OTC margin security. Part II represents notifications in which the broker-dealer ceased making a market in an OTC margin security. In determining whether a broker-dealer has filed Form X-17A-12(1) in respect of OTC margin stock being pledged as collateral to secure credit extended pursuant to section 221.3(w) (but for this purpose only), a bank may rely on the most recent issue of the list of OTC market makers in combination with the supplements thereto. A bank extending such credit must also obtain from the broker-dealer a properly executed Form F.R. U-2, and must accept such form in good faith, as defined in sections 221.3(a) and 221.3(w) of Regulation U. Copies of issues of the list and of supplements may be obtained from the Federal Reserve Bank of the district in which the head office of the bank extending such credit is situated. BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON Supplement to L i s t o f OTC Market Makers - August 22, 1969 2 Part I The following broker-dealers had commenced making a market in the following securities as of August 8, 1969, except as otherwise noted. Alger Investors Company Drew National Corporation American Securities Corporation American National Ins. Co. (Tex.) Republic National Life Insurance Company (Tex.) Carr & Thompson, Inc. Baird-Atomic, Inc. Baystate Corp. Bolt, Beranek & Newman, Inc. Epsco, Inc. International Textbook (Intext Inc.) Jamesbury Corp. Keyes Fibre Company MPB Corporation Narragansett Capital Corp. Nationwide Corporation Oil Shale Corporation, The Perini Corp. United Life & Accident Ins. Co. (New Hampshire) Cartwright, Valleau & Co. United States Fidelity and Guaranty Co. (Maryland) Crilley & Co., Inc. Arden-Mayfair, Inc. Management Assistance, Inc. Travelodge Corporation, The Dean Witter & Co., Incorporated California-Western States Life Insurance Company Capitol International Airways, Inc. Connecticut General Insurance Corp. Fidelity Corp. (Virginia) Northwest Natural Gas Co. (Oregon) Dean Witter & Co., Incorporated (con' Ozite Corporation Tampax Incorporated Wallace Business Forms, Inc. Washington Natural Gas Co. Ebin, Robertson and Company, Inc. Applebaums Food Markets, Inc. Cornelius Company, The Dayton Hudson (Dayton Corp.) International Milling Co., Inc. Fabri-tek Inc. North American Life & Casualty Co. (Minnesota) First Boston Corporation, The American Express Company Anheuser-Busch, Inc. Bank of New York Company Bankamerica Corporation Baystate Corporation Central Vermont Public Service Corporation Citizens & Southern National Bank of Georgia Combined Insurance Company of America Connecticut General Insurance Corporation Crocker-Citizens National Bank El Paso Electric Company Eli Lilly & Co. First National Bank of Boston, Th First National Bank of Chicago, T Franklin Life Insurance Company (Illinois) Gleason Works Hanover Insurance Company, The Hartford Fire Insurance Co. Hoover Company Kaiser Steel Corporation Liberty National Life Insurance Company (Tex.) Lincoln National Corporation Supplement to L i s t o f OTC Market Makers - August 22, 1969 First Boston Corporation, The (con't) Mellon National Bank & Trust Company Monarch Capital Corporation National Bank of Detroit National City Bank of Cleveland, The New England Gas and Electric Association Pabst Brewing Company Pittsburgh National Corp. Public Service Company of New Mexico Public Service Company of North Carolina, Inc. Republic National Life Ins. Company (Tex.) Safeco Corporation Saint Paul Companies, Inc., The Security Pacific National Bank Shawmut Association, Inc. State Street Bank and Trust Company Tampax, Inc. Taylor Wine Company, Inc. U. S. Fidelity & Guaranty Company (Maryland) Valley National Bank of Arizona, The Wells Fargo Bank, N. A. First Manhattan Co. Southern Industries Corp. First of Michigan Corporation Detroit Bank & Trust Co., The Manufacturers National Bank of Detroit National Bank of Detroit First New Jersey Securities Co., Inc. First Merchants National Bank, Asbury Park New Jersey National Bank & Trust Company 3 Funk, Hobbs & Hart, Inc. Panoil Company Haight & Company Disc Inc. Drew National Corp. Howard, Weil, Labouisse, Friedrichs and Company Allegheny Beverage Corporation Associated Coca-Cola Bott. Company, Inc. Louisiana and Southern Life Insurance Company Ocean Drilling and Exploration Company Southern Industries Corporation Texas International Airlines Incorporated Tidewater Marine Service Inc. Kidder, Peabody & Co., Incorporated Arden-Mayfair, Inc. Clinton Oil Company Commonwealth Telephone Co. Continental Bank & Trust Co. (Pa.) Cross Company, The Diamond Crystal Salt Company Edgcomb Steel Company Fidelity Corporation of Penna., The First Pennsylvania Corp. Florida Telephone Corporation Gino's Inc. Girard Company, The Heath Tecna Corporation Keystone Custodian Funds, Inc. King Resources Company Mohawk Rubber Company, The North Carolina Natural Gas Corp. Ozite Corporation Pennsylvania Gas & Water Company Philadelphia Life Insurance Co. Philadelphia National Bank, The Philadelphia Suburban Water Co. Provident National Bank (Penna.) Seattle-First National Bank, University Computing Company Supplement to L i s t o f OTC Market Makers - August 22, 1969 Kidder, Peabody & Co., Inc. (con't) Washington Natural Gas Co. Lehman Brothers University Computing Company (See ceased notification in Part II) Lentz, Newton & Co. Lomas & Nettleton Financial Corp. Mabon, Nugent & Co. Trico Products Corp. American Pipe & Construction Co. Maguire, J. B. & Co., Inc. Addison-Wesley Publishing Co., Inc., Class B American District Telegraph Company Atlanta Gas Light Company Baird-Atomic, Inc. Bannister Continental Corporation (Continental Computer Associates, Inc.) Bolt, Beranek, and Newman, Inc. Central Vermont Public Service Corporation Colonial Stores Incorporated Commonwealth Telephone Company Computer Usage Co., Inc. El Paso Electric Company Epsco Incorporated Erie Technological Products, Inc. Farrington Manufacturing Co. Florida Telephone Corporation Class A General Aircraft Corporation Green Mountain Power Corporation Grinnell Corporation Integon Corporation Iowa Southern Utilities Co. Jamesbury Corporation Keyes Fibre Company MPB Corporation Management Assistance Inc. Millipore Corporation New England Gas and Electric Association 4 Maguire, J. B. & Co., Inc. (con't) Nicholson File Company Otter Tail Power Company Perini Corporation Photon, Inc. Public Service of New Hampshire Public Service Co. of North Carolina, Inc. Publishers Company, Inc. Southern New England Telephone Company United Illuminating Company, The United Life and Accident Ins. Co. (New Hampshire) Marantette & Company American Presidents Life Ins. Co. Chesapeake Instrument Corp. Gelman Instrument Co. Milwaukee Company, The North Central Airlines, Inc. Wisconsin Power & Light Company Mitchum, Jones & Templeton, Inc. California-Western States Life Insurance Co. ISI Corporation Kaiser Steel Corporation King Resources Company O'Donnell, R. C. & Co. American Presidents Life Ins. Co. Paine, Webber, Jackson & Curtis Carson, Pirie, Scott & Co. Rauscher Pierce Securities Corp. Panoil Company Rutner, Jackson & Gray, Inc. Baird-Atomics, Inc. Ryan, John J. & Co., Inc. Fidelity Union Trust Co. (N. J.) First Merchants National Bank, Asbury Park Monmouth County National Bank National Newark & Essex Bank Supplement t o L i s t o f OTC Market Makers - August 22, 1969 Ryan, John J. & Co., Inc. (con't) New Jersey National Bank & Trust Company Trust Company of New Jersey, The Sade & Company Variable Annuity Life Ins. Co. of America Salomon Brothers & Hutzler American Express Company Anheuser-Busch, Inc. Bank of California, N.A. Bank of New York Company Bankamerica Corporation Baystate Corporation Citizens & Southern National Bank of Georgia Cleveland Trust Co., The Crocker National Corp. (CrockerCitizens National Bank) Detroit Bank & Trust Co., The Fidelity Corp. of Penna., The First Bank System, Inc. (Minnesota) First National Bank of Boston, The First National Bank of Chicago, The First National Bank in Dallas First Pennsylvania Corp. Girard Company, The Kaiser Steel Corporation Manufactures National Bank of Detroit Manufactures & Traders Trust Co. (New York) Mellon National Bank & Trust Co. National Bank of Detroit National City Bank of Cleveland, The Pabst Brewing Company Philadelphia National Bank, The 5 Salomon Brother & Hutzler (con't) Pittsburgh National Corporation Republic National Bank of Dallas Seattle-First National Bank Security Pacific National Bank Valley National Bank of Arizona, The Virginia National Bank Wachovia Corporation Wells Fargo Bank, N.A. Saxton, G. A. 6c Co., Inc. Dallas Airmotive, Inc. (commenced August 11, 1969) Sellin, Sherman & Company Edgcomb Steel Co. (commenced August 14, 1969) Siegel, Sidney A. & Co., Inc. King Resources Co. (commenced August 20, 1969) Food Fair Properties, Inc. (commenced August 15, 1969) Singer & Mackie Inc. Texas International Airlines, Inc. (commenced August 14, 1969) Universal Securities Corp. Major Realty Corporation (commenced August 19, 1969) Walker, G. H. & Company Clinton Oil Company Maine Sugar Industries, Inc. Narragansett Capital Corp. New England Gas & Electric Associates Nicholson File Company Public Service Co. of New Hampshire Supplement t o L i s t o f OTC Market Makers - August 22, 1969 6 Part II The following broker-dealers had ceased to make a market in the following securities as of the dates indicated. Dryfoos, J. M. & Company Ransburg Electro Coating Corp. August 8, 1969 Lehman Brothers American Greeting Corp. Class A University Computing Company August 8, 1969 August 13, 1969 Saxton, G. A. & Company University Computing Company August 18, 1969
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