Full text of District Notices (Federal Reserve Bank of Dallas) : Marginable Over-the-Counter Stocks and Foreign Margin Stocks, Notice 98-79

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Federal Reserve Bank
of

Dallas

R O B E R T D. M c T E E R , J R .

DALLAS, TEXAS

PRESIDENT
AND CHIEF EXECUTIVE OFFICER

AugllSt 26, 199 8

75265-5906

Notice 98-79
TO:

The Chief Executive Officer of each
financial institution and others concerned
in the Eleventh Federal Reserve District
SUBJECT
Marginable Over-the-Counter Stocks
and Foreign Margin Stocks
DETAILS

The Board of Governors of the Federal Reserve System has published a revised list of overthe-counter (OTC) stocks that are subject to its margin regulations, effective August 10, 1998. Also
published is the list of foreign margin stocks for foreign equity securities that meet the criteria in Regula­
tion T. The foreign margin stocks listed are foreign equity securities eligible for margin treatment at
broker-dealers.
The Board publishes a complete listing of over-the-counter stocks and foreign margin stocks
four times a year, and the Federal Register announces additions to and deletions from the list. The
complete listing as of August 10, 1998, is available from the Public Affairs Department of this Bank upon
request.
Lenders subject to Regulation T and borrowers subject to Regulation X that are required
under section 224.3(a) to conform credit they obtain to Regulation T must use the OTC list until publi­
cation of the final OTC list, anticipated in November 1998. An amendment to Regulation T that will
make all stocks trading in the Nasdaq Stock Market marginable at brokers and dealers will be effective
January 1, 1999. Therefore, the November 1998 OTC list will expire on January 1, 1999.
ATTACHMENT
A copy of the Federal Register announcement of revisions to the listing as shown on pages
40012-18, Vol. 63, No. 143, dated July 27, 1998, is attached.
M O RE INFO R M ATIO N
For more information, please contact Eugene Coy at (214) 922-6201. For copies of the
complete list, contact the Public Affairs Department at (214) 922-5254.
Sincerely yours,

For additional copies, bankers and others are encouraged to use one of the following toll-free numbers in contacting the Federal
Reserve Bank of Dallas: Dallas Office (800) 333-4460; El Paso Branch Intrastate (800) 592-1631, Interstate (800) 351-1012;
Houston Branch Intrastate (800) 392-4162, Interstate (800) 221-0363; San Antonio Branch Intrastate (800) 292-5810.

This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library (FedHistory@dal.frb.org)

4 0012

Federal Register/Vol. 63, No. 143/M onday, July 27, 1998/Rules and Regulations

exchange-traded securities. The OTC
List also includes any OTC stock
designated for trading in the national
m arket system (NMS security) under
rules approved by the Securities and
Exchange Commission (SEC).
A dditional OTC stocks may be
designated as NMS securities in the
FEDERAL RESERVE SYSTEM
interim betw een the Board’s quarterly
publications. They w ill become
12 CFR Parts 220 and 224
autom atically m arginable u p o n the
R eg u latio n s T a n d X
effective date of their NMS designation.
The names of these stocks are available
Securities Credit Transactions; List of
at the SEC and at the National
Marginable OTC Stocks; List of
Association of Securities Dealers, Inc.
Foreign Margin Stocks
Pursuant to am endm ents recently
adopted by the Board (see, 63 FR 2805,
AG EN CY : Board of Governors of the
January 16, 1998), the definition of OTC
Federal Reserve System.
margin stock in § 220.2 and the
ACTION: Final rule; determ ination of
eligibility criteria for these stocks in
applicability of regulations.
§ 220.11(a) and (b) w ill be rem oved from
Regulation T on January 1, 1999, and
SUMMARY: The List of Marginable OTC
Stocks (OTC List) is com posed of stocks broker-dealers w ill be perm itted to
extend m argin credit against all equity
traded over-the-counter (OTC) in the
securities listed in the N asdaq Stock
U nited States that qualify as margin
securities u nder Regulation T, Credit by Market. Lenders subject to Regulation T
Brokers and Dealers. The List of Foreign and borrowers subject to Regulation X
who are required u nder § 224.3(a) to
Margin Stocks (Foreign List) is
conform credit they obtain to Regulation
com posed of foreign equity securities
T will use the OTC List u ntil
that qualify as margin securities u nder
publication of the next OTC List,
Regulation T. The OTC List and the
anticipated for November, 1998. The
Foreign List are published four times a
November 1998 OTC List w ill expire on
year by the Board. This docum ent sets
forth additions to and deletions from the January 1, 1999.
Also listed below is a complete
previous OTC List and a complete
edition of the Foreign List. This
edition of the Foreign List.
supercedes the previous Foreign List,
EFFECTIVE DATE: August 10, 1998.
w hich was last published on A pril 28,
FO R FURTHER INFORMATION CONTACT:
1998, (63 FR 23195), and became
Peggy Wolffrum, Securities Regulation
effective May 11, 1998. P ursuant to
Analyst, Division of Banking
am endm ents recently adopted by the
Supervision and Regulation, (202) 4 5 2 Board that became effective for all
2837, Board of Governors of the Federal broker-dealers on July 1,1998 (see, 63
Reserve System, W ashington, D.C.
FR 2805, January 16, 1998), the Foreign
20551. For the hearing im paired only,
List is com posed of those foreign equity
contact Diane Jenkins,
securities that qualify as margin
Telecom m unications Device for the Deaf securities because they have been found
(TDD) at (202) 452-3544.
to m eet the criteria in section 220.11 of
SU PP LE M E N T A RY INFORMATION: Listed
Regulation T. A dditional foreign equity
below are the deletions from and
securities qualify as margin securities if
additions to the Board’s OTC List,
they are deem ed by the Securities and
w hich was last published on A pril 28,
Exchange Commission to have a “ready
1998 (63 FR 23195), and became
m arket” for purposes of SEC Rule 15c3—
effective May 11, 1998. A copy of the
1. This includes all foreign stocks listed
complete OTC List is available from the
on the Financial Tim es/Standard &
Federal Reserve Banks.
Poor’s Actuaries W orld Indices.
The OTC List includes those stocks
A lthough the Board has included these
traded over-the-counter in the U nited
stocks on its Foreign List since 1996, the
States that qualify as OTC margin stock
recent am endm ents allow broker-dealers
u nder Regulation T (12 CFR Part 220) by to extend credit on such stocks w ithout
meeting the requirem ents of section
regard to the Foreign List.
220.11. This determ ination also affects
Public Comment and Deferred Effective
the applicability of Regulation X (12
Date
CFR Part 224). These stocks have the
degree of national investor interest, the
The requirem ents of 5 U.S.C. 553 w ith
depth and breadth of market, and the
respect to notice and public
availability of inform ation respecting
participation w ere not followed in
the stock and its issuer to w arrant
connection w ith the issuance of this
regulation in the same fashion as
am endm ent due to the objective

character of the criteria for inclusion
and continued inclusion on the Lists
specified in 12 CFR 220.17(a), (b), (c)
and (d). No additional useful
inform ation w ould be gained by public
participation. The full requirem ents of 5
U.S.C. 553 w ith respect to deferred
effective date have not been followed in
connection w ith the issuance of this
am endm ent because the Board finds
that it is in the public interest to
facilitate investm ent and credit
decisions based in w hole or in part
upon the com position of these Lists as
soon as possible. The Board has
responded to a request by the public
and allow ed approxim ately a two-week
delay before the Lists are effective.
List of Subjects
12 CFR Part 220
Banks, Banking, Brokers, Credit,
Margin, Margin requirem ents,
Investm ents, National Market System
(NMS Security), Reporting and
recordkeeping requirem ents, Securities.
12 CFR Part 224
Banks, Banking, Borrowers, Credit,
Margin, Margin requirem ents, Reporting
and recordkeeping requirements,
Securities.
Accordingly, pursuant to the
authority of sections 7 and 23 of the
Securities Exchange Act of 1934, as
am ended (15 U.S.C. 78g and 78w), and
in accordance w ith 12 CFR 220.2 and
220.11, there is set forth below a listing
of deletions from and additions to the
OTC List and a complete edition of the
Foreign List.
Deletions From the List o f Marginable
OTC Stocks
Stocks R em oved For Failing Continued
Listing R equirem ents
ALTRIS SOFTWARE, INC.
No par common
AMERICAN CINEMASTORES INC.
$.001 par common
AMERICAN INTERNATIONAL
PETROLEUM CORP.
Class A, warrants (expire 04-09-1998)
AQUAGENIX INC.
$.01 par common
W arrants (expire 09-13-1999)
ARIELY ADVERTISING, LIMITED
Ordinary Shares
ATKINSON, GUY F„ COMPANY OF
CALIFORNIA
No par common
AUTOINFO, INC.
$.01 par common
BIOCIRCUITS CORPORATION
$.001 par common
BPI PACKAGING TECHNOLOGIES,
INC.
Series A, $.01 par redeemable

Federal Register/ Vol. 63, No. 143/M onday, July 27, 1998/Rules and Regulations
convertible preferred
BUILDERS TRANSPORT,
INCORPORATED
$.01 par common
8% convertible debentures due 2005
CARE GROUP, INC., THE
$.001 par common
CLEAN DIESEL TECHNOLOGIES, INC.
$.05 par common
CLEVETRUST REALTY INVESTORS
$1.00 par shares of beneficial interest
CONSUMERS FINANCIAL
CORPORATION
No par common
CYGNE DESIGNS, INC.
$.01 par common
DAILY JOURNAL CORPORATION
$.01 par common
DATA SYSTEMS NETWORK
CORPORATION
$.01 par common
DATA TRANSLATION, INC.
$.01 par common
EAGLE FINANCE CORP.
$.01 par common
ENEX RESOURCES CORPORATION
$.05 par common
EQUIMED, INC.
No par common
FASTCOMM COMMUNICATIONS
CORPORATION
$.01 par common
FINE HOST CORPORATION
$.01 par common
FIRST DYNASTY MINES LIMITED
No par common
FIRST FINANCIAL BANCORP, INC.
(Illinois)
$.10 par common
FIRSTAR CORPORATION
Am erican D epositary Shares
GEOTEK COMMUNICATIONS INC.
$.01 par common
HELP AT HOME, INC.
W arrants (expire 12-05-2000)
$.02 par common
IMPCO TECHNOLOGIES, INC.
W arrants (expire 03-07-1998)
INSITE VISION INCORPORATED
$.01 par common
INTERNATIONAL PRECIOUS METALS
CORPORATION
No par common
LONDON FINANCIAL CORPORATION
No par common
MANATRON, INC.
No par common
NATIONAL MEDICAL FINANCIAL
SERVICES CORPORATION
$.01 par common
NEORX CORPORATION
W arrants (expire 04-25-1998)
NITCHES, INC.
No par common
NORTH AMERICAN PALLADIUM LTD.
No par common
NOVAMETRIX MEDICAL SYSTEMS,
INC.
Class A, warrants (expire 12-08-1997)

NSA INTERNATIONAL, INC.
$.05 par common
NU-TECH BIO-MED, INC.
$.01 par common
PACIFIC CHEMICAL, INC.
$4.75 par common
PARIS CORPORATION
$.004 par common
PHOTO CONTROL CORPORATION
$.08 par comm on
PHYSICIAN COMPUTER NETWORK,
INC.
$.01 par common
PROVIDENT AMERICAN
CORPORATION
$1.00 par common
QUESTRON TECHNOLOGY, INC.
Series B, convertible preferred
RASTER GRAPHICS, INC.
$.001 par common
REPUBLIC SECURITY FINANCIAL
CORPORATION (Florida)
Series C, 7% par cum ulative
convertible preferred
SCIOS INC.
Class D, w arrants (expire 06-30-1998)
SEARCH FINANCIAL SERVICES, INC.
$.01 par common
SEMI-TECH CORPORATION
Class A, sub-voting shares
SERENGETI EYEWEAR, INC.
$.001 par common
W arrants (expire 09-29—2000)
SMARTSERV ONLINE, INC.
$.01 par common
SMED INTERNATIONAL, INC.
No par common
SOVEREIGN BANCORP, INC.
(Pennsylvania)
Series B, 6V4% cum ulative
convertible preferred
STAR TECHNOLOGIES, INC.
$5.00 par common
SUBMICRON SYSTEMS
CORPORATION
$.0001 par common
SUMITOMO BANK OF CALIFORNIA,
THE
Depositary Shares
SWISHER INTERNATIONAL, INC.
$.01 par common
W arrants (expire 06-30—1998)
TAT TECHNOLOGIES LTD.
O rdinary shares (par NIS .15)
TRANSCOR WASTE SERVICES, INC.
$.001 par common
TRANSCRYPT INTERNATIONAL, INC.
$.01 par common
TRANSNET CORPORATION
$.01 par common
ULTRAFEM, INC.
$.001 par common
V BAND CORPORATION
$.01 par common
VALLEY SYSTEMS, INC.
$.01 par common
VERMONT TEDDY BEAR CO., INC.
$.05 par common
VIEW TECH, INC.

40013

W arrants (expire 06-16-1998)
VININGS INVESTMENT PROPERTIES
TRUST
No par shares of beneficial interest
WILSONS THE LEATHER EXPERTS
W arrants (expire 05-27-2000)
Stocks R em oved fo r Listing on a
N ational Securities E xchange or Reing
Involved in an Acquisition
3-D GEOPHYSICAL, INC.
$.01 par common
ACC CORPORATION
$.015 par common
ACCELGRAPHICS, INC.
$.001 par common
ACCUGRAPH CORPORATION
Class A, No par common
ALOETTE COSMETICS, INC.
No par common
AMERIWOOD INDUSTRIES
INTERNATIONAL CORPORATION
$1.00 par common
ARTISTIC GREETINGS,
INCORPORATED
$.10 par common
AUTHENTIC SPECIALTY FOODS, INC.
$1.00 par common
BCB FINANCIAL SERVICES
CORPORATION
$2.50 par common
BEVERLY BANCORPORATION, INC.
$.01 par common
BOARDWALK CASINO, INC.
$.001 par common
CALIFORNIA COMMUNITY
BANCSHARES CORPORATION
$.10 par common
CALIFORNIA STATE BANK (California)
No par common
CALLON PETROLEUM COMPANY
$.01 par common
Series A, $.01 par convertible
exchangeable preferred
CAMERON ASHLEY BUILDING
PRODUCTS, INC.
No par common
CAPITAL SAVINGS BANCORP INC.
(Missouri)
$.01 par common
CARRIAGE SERVICES, INC.
Class A, $.01 par common
CBT CORPORATION
No par common
CENFED FINANCIAL CORPORATION
$.01 par comm on
CENTURY FINANCIAL CORPORATION
$.835 par common
CHARTER BANK, S.B. (Illinois)
$1.00 par common
CHECKMATE ELECTRONICS, INC.
$.01 par common
CHEMI-TROL CHEMICAL CO.
No par common
CHICAGO MINIATURE LAMP, INC.
$.01 par common
CHILDREN’S DISCOVERY CENTERS
OF AMERICA, INC.
Class A, $.01 par common

40014

Federal Register/Vol. 63, No. 143/M onday, July 27, 1998/Rules and Regulations

CITFED BANCORP, INC. (Ohio)
$.01 par common
COBANCORP, INC. (Ohio)
No par common
COMPANY DOCTOR, THE
$.01 par common
COMPSCRIPT, INC.
$.0008 par common
CONTOUR MEDICAL, INC.
$.001 par common
CORCOM, INC.
No par common
CORE LABORATORIES, N.V.
Ordinary shares (par NIS .03)
CROSS MEDICAL PRODUCTS, INC.
$.01 par common
DART GROUP CORPORATION
Class A, $1.00 par common
DATAFLEX CORPORATION
No par common
DEVON GROUP, INC.
$.01 par common
DLB OIL & GAS, INC.
$.01 par common
DONNELLEY ENTERPRISE
SOLUTIONS, INCORPORATED
$.01 par common
EAGLE FINANCIAL CORPORATION
$.01 par common
ENVIRONMENT/ONE CORPORATION
$.10 par common
ESELCO, INC.
$.01 par common
FIRST AMERICAN CORPORATION
$5.00 par common
FIRST COMMERCE CORPORATION
$5.00 par common
FIRST SHENANGO BANCORP, INC.
(Pennsylvania)
$.10 par common
FIRSTBANK OF ILLINOIS CO.
$1.00 par common
FOREFRONT GROUP, INC., THE
$.01 par common
FP BANCORP, INC.
No par common
FRANKLIN BANCORPORATION, INC.
$.10 par common
GRAND PRIX ASSOCIATION OF LONG
BEACH, INC.
No par common
GREAT WALL ELECTRONIC
INTERNATIONAL LTD.
Am erican Depositary Receipts
GRIST MILL CO.
$.10 par common
HARCOR ENERGY COMPANY
$.10 par common
HERITAGE BANCORP, INC.
(Pennsylvania)
$5.00 par common
HERITAGE FINANCIAL SERVICES,
INC.
$.625 par common
HOLOPHANE CORPORATION
$.01 par common
HON INDUSTRIES INC.
$1.00 par common
HOUSE OF FABRICS, INCORPORATED

$.01 par common
IBAH, INC.
$.01 par common
INDIANA COMMUNITY BANK, SB
No par common
INTELLIGENT ELECTRONICS, INC.
$.01 par common
INTERNATIONAL MUREX
TECHNOLOGIES CORPORATION
No par common
INTERNATIONAL VERIFACT, INC.
No par common
INTIME SYSTEMS INTERNATIONAL,
INC.
Class A, $.01 par common
IPC INFORMATION SYSTEMS, INC.
$.01 par common
JABIL CIRCUIT, INC.
$.01 par common
JOACHIM BANCORP, INC. (Missouri)
$.01 par common
LANCIT MEDIA ENTERTAINMENT,
LTD.
$.001 par common
LEARMONTH & BURCHETT
MANAGEMENT SYSTEMS, INC.
Am erican Depositary Receipts
LOGIC WORKS, INC.
$.01 par common
MASTERING, INC.
$.001 par common
MEDICUS SYSTEMS CORPORATION
$.01 par com m on
MERITRUST FEDERAL SAVINGS
BANK (Louisiana)
$1.00 par common
MICRONICS COMPUTERS, INC.
$.01 par common
MILESTONE SCIENTIFIC, INC.
$.001 par common
MONROC, INC.
$.01 par com m on
MTL, INC.
$.01 par common
NETWORK LONG DISTANCE, INC.
$.0001 par common
OCWEN ASSET INVESTMENT GROUP
$.01 par com m on
ORBITAL SCIENCES CORPORATION
$.01 par com m on
PEOPLES FIRST CORPORATION
No par common
PERPETUAL MIDWEST FINANCIAL,
INC.
$.01 par common
PETSEC ENERGY LTD.
Am erican Depositary Receipts
PINNACLE FINANCIAL SERVICES,
INC.
$10.00 par common
POUGHKEEPSIE FINANCIAL
CORPORATION
$.01 par com m on
PROSOURCE, INC.
Class A,
$.01 par com m on
QUIKSILVER, INC.
$.01 par common
REDFED BANCORP INC. (California)

$.01 par common
REGAL CINEMAS, INC.
No par common
REPUBLIC AUTOMOTIVE PARTS, INC.
$.50 par common
REXX ENVIRONMENTAL
CORPORATION
$.02 par common
RYAN, BECK & CO., INC.
$.10 par common
SAGE LABORATORIES, INC.
$.10 par common
SCOPUS TECHNOLOGY, INC.
$.001 par common
SEALRIGHT CO., INC.
$.10 par common
SEARCH FINANCIAL SERVICES, INC.
$.01 par convertible preferred
SFX BROADCASTING, INC.
Class A, $.01 par common
Class B, w arrants (expire 03-23-1999)
SHOWBIZ PIZZA TIME, INC.
$.10 par common
SIGMA CIRCUITS, INC.
$.001 par common
SIGNATURE RESORTS, INC.
$.01 par common
SIMULATION SCIENCES, INC.
$.001 par common
SOMATOGEN, INC.
$.001 par common
SOURCE SERVICES CORPORATION
$.02 par common
SOUTHWEST BANCSHARES, INC.
(Illinois)
$.01 par common
STAR GAS PARTNERS, L.P.
Shares of beneficial interest
STERLING WEST BANCORP
(California)
No par common
SUMMIT CARE CORPORATION
No par common
TICKETMASTER GROUP, INC.
No par common
TRACOR, INC.
$.01 par common
Series A, w arrants (expire 1 2 -3 1 2001)
TRESCOM INTERNATIONAL, INC.
$.01 par common
TRUSTED INFORMATION SYSTEMS,
INC.
$.01 par common
ULTRA PAC, INC.
No par common
WALSH INTERNATIONAL, INC.
$.01 par common
WAVERLY, INC.
$2.00 par common
WHEELS SPORTS GROUP, INC.
$.01 par common
WHITE RIVER CORPORATION
$.01 par common
WILLIAMS-SONOMA, INC.
No par common
XLCONNECT SOLUTIONS, INC.
$.01 par common
YURIE SYSTEMS, INC.

Federal Register/Vol. 63, No. 143/M onday, July 27, 1998/Rules and Regulations
$.01 par common

$.001 par common
BRIO TECHNOLOGY, INC.
Additions to the List of Marginable OTC
$.001 par common
Stocks
BROADCOM CORPORATION
A.C.L.N. LIMITED
Class A, $.001 par common
$.01 par ordinary shares
CALIBER LEARNING NETWORK, INC.
ADAMS GOLF, INC.
$.01 par common
$.001 par common
CAPITAL BEVERAGE CORPORATION
ALBION BANC CORPORATION (New
$.001 par common
York)
CARREKER-ANTINORI, INC.
$.01 par common
$.01 par common
ALLEGIANCE TELECOM, INC.
CELLNET FUNDING LLC
$.01 par common
Preferred securities
ALPHA INDUSTRIES, INC.
CENTRAL COAST BANCORP.
$.25 par common
No par common
AMERICAN AIRCARRIERS SUPPORT,
CENTURY BANCORP, INC.
INC.
(Massachusetts)
$.001 par common
Trust preferred security
AMERICAN BANCORPORATION (West CHARLES RIVER ASSOCIATES, INC.
Virginia)
No par common
Trust preferred securities of American CHASTAIN CAPITAL CORPORATION
Bancorp Capital
$.01 par common
AMERICAN BANCSHARES, INC.
CITADEL COMMUNICATIONS
(Florida)
CORPORATION
Cumulative trust preferred
$.001 par common
($10.00 liquidation preference)
CLEVELAND INDIANS BASEBALL
AMERICAN XTAL TECHNOLOGY, INC.
COMPANY, INC.
$.001 par common
No par common
AMKOR TECHNOLOGY, INC.
CLINICHEM DEVELOPMENT, INC.
$.001 par common
Class A, no par common
AMRESCO CAPITAL TRUST
COLLATERAL THERAPEUTICS, INC.
$.01 par com mon shares of beneficial
$.001 par common
interest
COLORADO BUSINESS BANCSHARES,
ANSWERTHINK CONSULTING
INC.
GROUP, INC. .
$.01 par common
$.01 par common
COM21, INC.
ARCHITEL SYSTEMS CORPORATION
$.001 par common
No par common
COMBICHEM, INC.
ARIS CORPORATION
$.001 par common
W arrants (expire 02-15-2000)
CONRAD INDUSTRIES, INC.
ARM HOLDINGS PLC
$.01 par common
Am erican Depositary Shares
COVOL TECHNOLOGIES, INC.
ASPEC TECHNOLOGY, INC.
$.001 par common
$.001 par common
COYOTE SPORTS, INC.
ASYMETRIX LEARNING SYSTEMS,
$.001 par common
INC.
CTI INDUSTRIES CORPORATION
$.01 par common
No par common
ATG, INC.
CUMULUS MEDIA, INC.
No par common
Class A, $.01 par common
ATLANTIC DATA SERVICES, INC.
CUNNINGHAM GRAPHICS
$.01 par common
INTERNATIONAL, INC.
AZTEC TECHNOLOGY PARTNERS,
No par common
INC.
CYBERSHOP INTERNATIONAL, INC.
$.001 par common
$.001 par common
BALANCE BAR COMPANY
DA CONSULTING GROUP, INC.
$.01 par common
$.01 par common
BCSBBANKCORP
DEPOMED, INC.
$.01 par common
No par common
BEBE STORES, INC.
DOCUCORP INTERNATIONAL, INC.
$.01 par common
$.01 par common
BEL FUSE, INC.
DOREL INDUSTRIES, INC.
Class B, $.10 par common
No par common
BLUE RHINO CORPORATION
DROVERS BANCSHARES
$.001 par common
CORPORATION
BRIDGESTREET ACCOMMODATIONS,
$5.00 par common
INC.
DYNATEC INTERNATIONAL, INC.
$.01 par common
$.01 par common
BRIGHTSTAR INFORMATION
EUROPEAN MICRO HOLDINGS, INC.
TECHNOLOGY GROUP, INC.
$.01 par common

40015

EVOLVING SYSTEMS, INC.
$.001 par common
FFD FINANCIAL CORPORATION
No par common
FIELDS AIRCRAFT SPARES, INC.
$.05 par common
FINE.COM INTERNATIONAL
CORPORATION
$6.50 par common
FIRST BANK OF PHILADELPHIA
$2.00 par common
FIRST KANSAS FINANCIAL
CORPORATION
$.10 par common
FIRST VIRTUAL CORPORATION
$.001 par common
FLOUR CITY INTERNATIONAL, INC.
$.0001 par common
FNB CORP. (Virginia)
$5.00 par common
GENESIS DIRECT, INC.
$.01 par common
GENTLE DENTAL SERVICE
CORPORATION
No par common
GILMAN & CIOCIA, INC.
W arrants (expire 09-09-1998)
GLOBAL IMAGING SYSTEMS, INC.
$.01 par common
G02NET, INC.
$.01 par common
GOLDEN STATE BANCORP, INC.
Litigation tracking w arrants
GRIFFIN LAND & NURSERIES, INC.
$.01 par common
GUARANTY BANCSHARES, INC.
$1.00 par common
HASTINGS ENTERTAINMENT, INC.
$.01 par common
HAUPPAUGE DIGITAL, INC.
$.01 par common
HEADWAY CORPORATE RESOURCES,
INC.
No par common
HERBALIFE INTERNATIONAL, INC.
DECS Trust III
HIGH COUNTRY BANCORP, INC.
$.01 par common
HINES HORTICULTURE, INC.
$.01 par common
HORIZON GROUP PROPERTIES, INC.
$.01 par common
HORIZON ORGANIC HOLDING
CORPORATION
$.001 par common
HUDSON RIVER BANCORP, INC.
$.01 par common
HYPERION TELECOMMUNICATIONS,
INC.
Class A, $.01 par common
ICON PLC
Am erican Depositary Shares
INDUSTRIAL HOLDINGS, INC.
Series D, warrants (expire 01-14—
2000)

INDUSTRIAL SERVICES OF AMERICA,
INC.
$.01 par common
INKTOMI CORPORATION

40 0 1 6

Federal Register/Vol. 63, No. 143/Monday, July 27, 1998/Rules and Regulations

$.001 par common
INNOTRAC CORPORATION
$.10 par common
INTERNATIONAL INTEGRATION
INCORPORATED
$.01 par common
INTERNATIONAL ISOTOPES, INC.
$.01 par common
INTERPLAY ENTERTAINMENT
CORPORATION
$.001 par common
IVI CHECKMATE CORPORATION
$.01 par common
JPS PACKAGING COMPANY
$.01 par com mon
KING PHARMACEUTICALS, INC.
No par common
KNIGHT/TRIMARK GROUP, INC.
Class A, $.01 par common
KUALA HEALTHCARE, INC.
$.06 par com mon
LEUKOSITE, INC.
$.01 par common
LEXINGTON B & L FINANCIAL
CORPORATION
$.01 par common
LIBERTY BANCORP, INC.
$1.00 par common
LJ INTERNATIONAL, INC.
$.01 par common
W arrants (expire 04-16-2002)
LMI AEROSPACE, INC.
$.02 par common
MAIN STREET BANCORP, INC.
$1.00 par common
MANHATTAN ASSOCIATES, INC.
$.01 par common
MARINE TRANSPORT CORPORATION
$.01 par common
MARINER CAPITAL TRUST
PREFERRED
$10.00 par preferred security
MASON-DIXON BANCSHARES, INC.
(Maryland)
$20.00 par preferred stock
MASTER GRAPHICS, INC.
$.001 par common
METROPOLITAN FINANCIAL
CORPORATION
Trust preferred securities
MGC COMMUNICATIONS, INC.
$.001 par common
MICROSTRATEGY, INCORPORATED
$.001 par common
MID-STATE BANCSHARES
No par common
MIPS TECHNOLOGIES, INC.
$.001 par common
MOBIUS MANAGEMENT SYSTEMS,
INC.
$.0001 par common
NATIONAL CITY BANCSHARES, INC.
(Indiana)
Cum ulative Trust Preferred
NAVIGANT INTERNATIONAL, INC.
$.001 par common
NETGRAVITY, INC.
$.001 par common
NIAGARA BANCORP, INC.

$.01 par common
PACALTA RESOURCES, LTD.
No par com m on
PACIFICHEALTH LABORATORIES,
INC.
$.0025 par common
PALATIN TECHNOLOGIES
$.01 par common
PARADIGM GEOPHYSICAL, LTD.
O rdinary shares (NIS .5 par)
PBOC HOLDINGS, INC.
$.01 par common
PDS FINANCIAL CORPORATION
W arrants (expire 05-04-2003)
PETRO UNION, INC.
Common
PHILADELPHIA CONSOLIDATED
HOLDING COMPANY
Growth Prides (expire 04-29-2001)
Income Prides (expire 04-29-2001)
PITTSBURGH HOME FINANCIAL
CORPORATION
8.56% cum ulative trust preferred
PNB FINANCIAL GROUP
No par common
POINT OF SALE LIMITED
O rdinary shares
POINTE FINANCIAL CORPORATION
$.01 par common
PROFESSIONAL DETAILING, INC.
$.01 par common
PROTRAN CORPORATION
No par comm on
PROVANT, INC.
$.01 par com m on
PVC CONTAINER CORPORATION
$.01 par common
RAINBOW RENTALS, INC.
No par common
REALTY INFORMATION GROUP, INC.
$.01 par com m on
REGENCY BANCORP
No par common
RESTORATION HARDWARE, INC.
$.0001 par common
ROCK FINANCIAL CORPORATION
$.01 par common
SCC COMMUNICATIONS
CORPORATION
$.001 par common
SCHOOL SPECIALTY, INC.
$.001 par common
SFX ENTERTAINMENT, INC.
Class A voting, $.01 par common
SILICON VALLEY BANCSHARES, INC.
(California)
Cumulative trust preferred securities
SOFTWARE.NET CORPORATION
No par common
SOGNIZANT TECHNOLOGY
SOLUTIONS CORPORATION
Class A, $.01 par common
SOMANETICS CORPORATION
$.01 par common
SOURCE INFORMATION
MANAGEMENT COMPANY, THE
$.01 par common
SOUTHSIDE BANCSHARES, INC.
$2.50 par common

No par cum ulative trust preferred
securities
SQL FINANCIALS INTERNATIONAL,
INC.
$.0001 par common
STET HELLAS
TELECOMMUNICATIONS SA
Am erican Depositary Shares
STOLT COMEX SEAWAY S.A.
Am erican Depositary Shares
SUCCESS BANCSHARES, INC. (Illinois)
8.95% cum ulative trust preferred
securities
SVB FINANCIAL SERVICES, INC.
$2.08 par common
TCI MUSIC, INC.
Class A, $.01 par com m on
Series A, convertible preferred
TEARDROP GOLF COMPANY
$.01 par common
TECHNISOURCE, INC.
$.01 par common
TELESYSTEM INTERNATIONAL
WIRELESS, INC.
No par common
TRANS GLOBAL SERVICES, INC.
$.01 par common
U.S. HOME & GARDEN, INC.
$.001 par common
U.S. OFFICE PRODUCTS COMPANY
$.001 par common
ULTIMATE SOFTWARE GROUP, INC.
$.01 par common
UNITED COMMUNITY FINANCIAL
CORPORATION
No par common
UNITED PANAM FINANCIAL
CORPORATION
$.01 par common
UNITED ROAD SERVICES, INC.
$.001 par common
UNITED TENNESSEE BANKSHARES,
INC.
No par common
URSUS TELECOM CORPORATION
$.01 par common
US LEC CORPORATION
Class A, $.01 par common
USBANCORP, INC.
Capital Trust 1
V.I. TECHNOLOGIES, INC.
$.01 par common
VERIO, INC.
$.001 par common
WARWICK VALLEY TELEPHONE
COMPANY
No par common
WASHINGTON BANKING COMPANY
No par common
WASTE CONNECTIONS, INC.
$.01 par common
WASTE SYSTEMS INTERNATIONAL,
INC.
$.01 par common
WORKFLOW MANAGEMENT, INC.
$.001 par common
Complete Foreign Margin List
G ermany
GEHE AG

Federal Register/Vol. 63, No. 143/Monday, July 27, 1998/Rules and Regulations
Ordinary shares, par DM 50
HOECHST AG
Ordinary shares, par DM 50
H ong Kong
PEREGRINE INVESTMENT HOLDINGS
LTD.
Ordinary, par HK $0.60
SUN HUNG KAI PROPERTIES LIMITED
HK $0.50 par ordinary shares
Japan
AIWA CO., LTD.
¥ 50 par common
AKITA BANK, LTD.
¥ 50 par common
AOMORI BANK, LTD.
¥ 50 par common
ASATSU INC.
¥ 50 par common
BANDAI CO., LTD.
¥ 50 par common
BANK OF KINKI, LTD.
¥ 50 par common
BANK OF NAGOYA, LTD.
¥ 50 par common
CHUDENKO CORP.
¥ 50 par common
CHUGOKU BANK, LTD.
¥ 50 par common
CLARION CO., LTD.
¥ 50 par common
CREDIT SAISON CO., LTD.
¥ 50 par common
DAIHATSU MOTOR CO., LTD.
¥ 50 par common
DAINIPPON SCREEN MFG. CO., LTD.
¥ 50 par common
DAIWA KOSHO LEASE CO., LTD.
¥ 50 par common
DENKI KAGAKU KOGYO
¥ 50 par common
EIGHTEENTH BANK, LTD.
¥ 50 par common
FURUKAWA CO., LTD.
¥ 50 par common
FUTABA CORP.
¥ 50 par common
FUTABA INDUSTRIAL CO., LTD.
¥ 50 par common
HIGO BANK, LTD.
¥ 50 par common
HITACHI CONSTRUCTION
MACHINERY CO., LTD.
¥ 50 par common
HITACHI SOFTWARE ENGNEERING
CO., LTD.
¥ 50 par common
HITACHI TRANSPORT SYSTEM, LTD.
¥ 50 par common
HOKKOKU BANK, LTD.
¥ 50 par common
HOKUETSU BANK, LTD
¥ 50 par common
HOKUETSU PAPER MILLS, LTD.
¥ 50 par com mon
IYO BANK, LTD.
¥ 50 par common
JACCS CO., LTD.

¥ 50 par common
JAPAN AIRPORT TERMINAL CO., LTD.
¥ 50 par common
JAPAN SECURITIES FINANCE CO.,
LTD.
¥ 50 par common
JUROKU BANK, LTD
¥ 50 par common
KAGOSHIMA BANK, LTD.
¥ 50 par common
KAMIGUMI CO., LTD.
¥ 50 par common
KATOKICHI CO., LTD.
¥ 50 par common
KEISEI ELECTRIC RAILWAY CO., LTD.
¥ 50 par common
KEIYO BANK, LTD.
¥ 50 par common
KIYO BANK, LTD.
¥ 50 par common
KOMORI CORP.
¥ 50 par common
KONAMI CO., LTD.
¥ 50 par common
KURIMOTO, LTD.
¥ 50 par common
KYOWA EXEO CORP.
¥ 50 par common
KYUDENKO CORP.
¥ 50 par common
MAEDA ROAD CONSTRUCTION CO.,
LTD.
¥ 50 par common
MATSUSHITA SEIKO CO., LTD.
¥ 50 par common
MAX CO., LTD.
¥ 50 par common
MEIDENSHA CORP.
¥ 50 par common
MICHINOKU BANK, LTD.
¥ 50 par common
MUSASHINO BANK, LTD.
¥ 500 par common
NAMCO, LTD.
¥ 50 par common
NICHICON CORP.
¥ 50 par common
NICHIMEN CORP.
¥ 50 par common
NIHON UNISYS, LTD.
¥ 50 par common
NIPPON COMSYS CORP.
¥ 50 par common
NIPPON TRUST BANK, LTD.
¥ 50 par common
NISHI-NIPPON BANK, LTD.
¥ 50 par common
NISHI-NIPPON RAILROAD CO., LTD.
¥ 50 par common
NISSAN CHEMICAL INDUSTRIES,
LTD.
¥ 50 par common
NISSAN FIRE & MARINE INSURANCE
CO., LTD.
¥ 50 par common
NOF CORPORATION
¥ 50 par common
OGAKI KYORITSU BANK, LTD.
¥ 50 par common

40017

Q.P. CORP.
¥ 50 par common
RINNAI CORPORATION
¥ 50 par common
RYOSAN CO., LTD.
¥ 50 par common
SAGAMI RAILWAY CO., LTD.
¥ 50 par common
SAIBU GAS CO., LTD.
¥ 50 par common
SAKATA SEED CORP.
¥ 50 par common
SANKI ENGINEERING CO., LTD.
¥ 50 par common
SANTEN PHARMACEUTICAL CO.,
LTD.
¥ 50 par common
SANYO SECURITIES CO., LTD.
¥ 50 par common
SHIMADZU CORP.
¥ 50 par common
SHIMAMURA CO., LTD.
¥ 50 par common
SUMITOMO RUBBER INDUSTRIES,
LTD.
¥ 50 par common
SURUGA BANK, LTD.
¥ 50 par common
TAIYO YUDEN CO., LTD.
¥ 50 par common
TAKARA STANDARD CO., LTD.
¥ 50 par common
TAKASAGO THERMAL ENGINEERING
CO.
¥ 50 par common
TAKUMA CO., LTD.
¥ 50 par common
TOHO BANK, LTD.
¥ 50 par common
TOHO GAS CO., LTD.
¥ 50 par common
TOKYO OHKA KOGYO CO., LTD.
¥ 50 par common
TOKYO SOWA BANK, LTD.
¥ 50 par common
TOKYO TATEMONO CO., LTD.
¥ 50 par common
TOKYO TOMIN BANK, LTD.
¥ 500 par common
TOSHIBA CERAMICS CO., LTD.
¥ 50 par common
UNI-CHARM CORP.
¥ 50 par common
USHIO, INC.
¥ 50 par common
YAMAHA MOTOR CO., LTD.
¥ 50 par common
YAMANASHI CHUO BANK, LTD.
¥ 50 par common
YODOGAWA STEEL WORKS, LTD.
¥ 50 par common
U nited Kingdom
RACAL ELECTRONICS PLC
O rdinary shares, par value 25 p
By order of the Board of Governors of the
Federal Reserve System, acting by its Director
of the Division of Banking Supervision and

40018

Federal Register/Vol. 63, No. 143/Monday, July 27, 1998/Rules and Regulations

Regulation pursuant to delegated authority
(12 CFR 265.7(f)(10)), July 21, 1998.
Jennifer J. Johnson,
Secretary o f the Board.
[FR Doc. 98-19947 Filed 7-24-98; 8:45 am]
BILLING CODE 6 210 -01 -P