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Illustration 1.

Explanation of nontraditional mortgage products
Illustration 1
Important Facts About Interest-Only and Payment Option Mortgages

Whether you are buying a house or refinancing your mortgage, this information can help you decide if an
interest-only mortgage or a payment option mortgage is right for you. These mortgages can be
complicated. If you do not understand how they work, you should not sign any loan contracts, and you
might want to consider other types of loans.
Interest-Only Mortgages allow you to pay only the interest on the money you borrowed for the first few
years of the mortgage (the “interest-only period”).
If you pay only the amount due, then at the end of the interest-only period:
• You will still owe the original amount you borrowed.
• Your monthly payment will increase because you must pay back the principal as well as
interest. Your payment could increase even more if you have an adjustable rate mortgage
(“ARM”) and interest rates increase.
Payment Option Mortgages allow you to choose among several payment options each month during the
first few years of the loan (the “option period”). The option period will end earlier than scheduled if the
amount you owe grows beyond a set limit—for example, 110% or 125% of your original mortgage
amount.
During the option period, the payment options usually include:
• A payment of principal and interest, which reduces the amount you owe over time.
• An interest-only payment, which does not reduce the amount you owe.
• A minimum payment, which may be less than the interest due that month. If you choose this
option, any unpaid interest will increase the amount you owe.
At the end of the option period, depending on what payment options you chose:
• You could owe substantially more than the original amount you borrowed.
• Your monthly payment could increase significantly because:
o You may have to start paying back principal, as well as interest.
o Unpaid interest may have increased the amount you owe.
o Interest rates may have increased (if you have an ARM).
Additional Information
►Home Equity—If you make interest-only payments, your payments are not building home equity.
And, if you make only the minimum payment on a payment option mortgage, you may be losing home
equity. This may make it harder to refinance your mortgage or to obtain funds from selling or refinancing
your home.
►Prepayment Penalties—Some mortgages require you to pay a lump-sum prepayment penalty if you
sell your home or refinance during the first few years of the loan. You should find out if your mortgage
has a prepayment penalty, how it works, and how much it could be.
►No Doc/Low Doc Loans—“Reduced documentation” or “stated income” loans usually have higher
interest rates or other costs compared to “full documentation” loans that require you to verify your income
and assets.

http://www.federalreserve.gov/boarddocs/press/bcreg/2007/20070531/default.htm

Illustration 2. Comparison of interest-only loans and payment-option ARMs to fixed-rate and traditional adjustable-rate loans
Illustration 2

SAMPLE MORTGAGE COMPARISON
(Not actual loans available)
Sample Loan Amount $200,000 – 30-Year Term – Interest Rates For Example Purposes Only

Traditional Fixed
Rate Mortgage
(7%)

5-Year Interest-Only ARM

Payment Option ARM

(initial rate 7%;
maximum rate 12%)

(rate in 1st month 2%; variable rate after 1st
month (starting at 7%); maximum rate 12%)

REQUIRED MONTHLY PAYMENTS
Years 1-5

$1,331

$1,167

$739–$987
(increasing annually)

Year 6 – if rates
don’t change

$1,331

$1,414

$1,565

Year 6 – if rates
rise 2%

$1,331

$1,678

$1,859

Year 8 – if rates
rise 5%

$1,331

$2,094

$2,319

EFFECT ON LOAN BALANCE AND HOME EQUITY
After 5 Years, How Much
Will You Owe?

$188,263

$200,000

$221,486

After 5 Years, How Much
Home Equity Have Your
Loan Payments Built?

$11,737

$0

NEGATIVE $21,486

http://www.federalreserve.gov/boarddocs/press/bcreg/2007/20070531/default.htm

Illustration 2. Comparison of interest-only loans and payment-option ARMs to fixed-rate and traditional adjustable-rate loans
(template)
Illustration 2

SAMPLE MORTGAGE COMPARISON
(Not actual loans available)
Sample Loan Amount $200,000 – 30-Year Term – Interest Rates For Example Purposes Only

Traditional Fixed
Rate Mortgage
(__%)

5-Year Interest-Only ARM

Payment Option ARM

(initial rate __%;
maximum rate __%)

(rate in 1st month __%; variable rate after 1st
month (starting at __%); maximum rate __%)

REQUIRED MONTHLY PAYMENTS
Years 1-5

$_____

$_____

$___ — $___
(increasing annually)

Year 6 – if rates
don’t change

$______

$______

$______

Year 6 – if rates
rise 2%

$______

$______

$______

Year 8 – if rates
rise 5%

$______

$______

$______

EFFECT ON LOAN BALANCE AND HOME EQUITY
After 5 Years, How Much
Will You Owe?

$______

$200,000

$________

After 5 Years, How Much
Home Equity Have Your
Loan Payments Built?

$______

$0

NEGATIVE $______

http://www.federalreserve.gov/boarddocs/press/bcreg/2007/20070531/default.htm

Illustration 3. Table for inclusion with monthly statement for a payment option ARM
Illustration 3

Your Payment Options This
Month

Amount

Principal and Interest Payment

$________

Interest-Only Payment

$_________

Minimum Payment

$_________

Impact
•
•
•
•
•
•

You will pay some of the principal on
your loan.
You will reduce your loan balance.
You will not pay any principal on your
loan.
You will not reduce your loan balance.
You [will] [will not] cover the interest
on your loan.
You [will not] [will] increase your loan
balance.

http://www.federalreserve.gov/boarddocs/press/bcreg/2007/20070531/default.htm