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DEPARTMENT OF COMMERCE
DEPARTMENTAL MANAGEMENT

99.00
99.01

Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For expenses necessary for the departmental management of the
Department of Commerce provided for by law, including not to exceed
$5,000 for official entertainment, $57,191,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0120–0–1–376

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Executive direction ....................................................
00.02
Departmental staff services ......................................
09.01 Reimbursable program ..................................................

20
29
120

19
34
139

16
41
137

10.00

169

192

194

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
2
2
Outlays ...........................................................................
2
2

Executive direction.—Provides for the formulation of Department of Commerce policy on National and Governmental
issues affecting programs and functions assigned to the Department.
Departmental staff services.—Provides for the formulation
of internal Departmental policy establishing the framework
for Departmental operations.
Performance measures.—Departmental Management performs Departmental planning, establishes Departmental policies, and provides administrative guidance and performance
oversight to accomplish the Department’s mission.
Several indicators are used to measure performance in
human resources management, financial management, facility
management and acquisition management as represented by
the following:
2002 actual

Total new obligations ................................................

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
22.22 Unobligated balance transferred from other accounts
23.90
23.95
24.40

4
6 ...................
169
186
194
2 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

174
192
194
¥169
¥192
¥194
6 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
42.00
Transferred from other accounts ..............................

43
48
57
6 ................... ...................

43.00

49

48

57

127

138

137

68.00
68.10
68.90
70.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

¥7 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

120

138

137

Total new budget authority (gross) ..........................

169

186

194

29
169
¥154

51
192
¥236

5
194
¥193

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
74.00

7 ................... ...................
51
5
5

1
1

Clean audit opinion obtained on
Commerce consolidated financial statements
Strategic competencies—ensure comprehensive
training and development strategies
Increase information technology
security program maturity
(on a score of 0–
5 *)

2003 est.

2004 est.

Yes

Yes

Yes

Updated training and policy and supervisory
training policy implemented
70% at 2 or
higher
48% at 3 or
higher

Institute annual assessment program

Implement
training and
development
tracking
system

95% at 2 or
higher
50% at 3 or
higher

100% at 2 or
higher
80% at 3 or
higher

* Maturity models are industry-accepted standards to assess progress toward achieving
IT goals.

Reimbursable program.—Provides a centralized collection
source for special tasks or costs and their billing to users.
The reimbursable program includes Commerce Information
Technology Solutions (COMMITS), an information technology
Government-wide Acquisition Contract set-aside exclusively
for small, small disadvantaged, 8(a) and women-owned small
businesses.
Object Classification (in millions of dollars)

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................
87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................
VerDate Dec 13 2002

14:50 Jan 23, 2003

Jkt 193833

125
29

180
56

187
6

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

193

¥127

¥138

¥137

11.1
12.1
21.0
23.1
23.3

7 ................... ...................

25.2
25.3

PO 00000

57
57

Frm 00001

Fmt 3616

2004 est.

31.0

236

48
98

2003 est.

Direct obligations:
Personnel compensation: Full-time permanent ........
16
19
21
Civilian personnel benefits .......................................
3
4
5
Travel and transportation of persons .......................
1 ................... ...................
Rental payments to GSA ...........................................
4
4
4
Communications, utilities, and miscellaneous
charges ................................................................. ...................
1
1
Other services ............................................................
15
17
17
Other purchases of goods and services from Government accounts .................................................
8
5
6
Equipment .................................................................
2
3
3

154

49
27

2002 actual

Identification code 13–0120–0–1–376

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COM

49
120

53
139

187

57
137

188

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

EXPENSES—Continued

AND

Object Classification (in millions of dollars)—Continued
2002 actual

Identification code 13–0120–0–1–376

99.9

Total new obligations ................................................

2003 est.

169

2004 est.

192

194

Personnel Summary
2002 actual

Identification code 13–0120–0–1–376

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

1001

183

223

239

60

98

84

f

OFFICE

OF

INSPECTOR GENERAL

For necessary expenses of the Office of Inspector General in carrying
out the provisions of the Inspector General Act of 1978, as amended
(5 U.S.C. App. 1–11, as amended by Public Law 100–504),
$23,378,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0126–0–1–376

2003 est.

fraud, waste, and mismanagement. The audit function provides for internal audits and contract audits. Contract audits
provide professional advice to agency contracting officials on
accounting and financial matters related to negotiation,
award, administration, repricing, and settlement of contracts.
Internal audits review and evaluate all facets of agency operations. Inspections services provide detailed technical evaluations of agency operations. The investigative function provides
for the detection and investigation of improper and illegal
activities involving programs, personnel, and operations.
The OIG concentrates on programs and operations that
have the greatest potential for identifying fraud, recovering
funds, precluding unnecessary outlays, and improving management. The OIG identifies the audit, inspection, and investigative universe and determines how it will focus its work
on areas that significantly affect the Department’s ability to
prevent and detect fraud, waste, abuse, and mismanagement;
and improve efficiency, effectiveness, and economy.
The OIG’s Semiannual Report to the Congress provides the
following Statistical Highlights:
• Value of questioned costs identified in audit reports.
• Value of audit recommendations that funds be put to
better use.
• Value of audit recommendations agreed to by management.
• Matters referred for prosecution, indictments, criminal
complaints, convictions, personnel actions, fines, restitutions, judgments and other civil and administrative recoveries.

2004 est.

Object Classification (in millions of dollars)
Obligations by program activity:
00.01 Direct program activity ..................................................
09.01 Reimbursable program ..................................................

20
23
23
1 ................... ...................

10.00

Total new obligations ................................................

21

23

23

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

21
¥21

23
¥23

23
¥23

20

70.00

21

Total new budget authority (gross) ..........................

11.1
12.1
23.1
25.2
25.3

23

2003 est.

2004 est.

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Rental payments to GSA ................................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................

12
3
2
3

14
3
2
3

15
3
1
3

1

1

1

Total new obligations ................................................

21

23

23

99.9

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

2002 actual

Identification code 13–0126–0–1–376

23

Personnel Summary
1 ................... ...................
23

23

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

3
21
¥21
3

3
23
¥23
3

3
23
¥23
3

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

19
2

20
3

20
3

87.00

Total outlays (gross) .................................................

21

23

23

2002 actual

Identification code 13–0126–0–1–376

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

136

2003 est.

170

2004 est.

176

f

Intragovernmental funds:
WORKING CAPITAL FUND
Program and Financing (in millions of dollars)
2002 actual

Identification code 13–4511–0–4–376

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥1 ................... ...................

20
20

23
23

23
23

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

VerDate Dec 13 2002

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Fmt 3616

2004 est.

09.01
09.02
09.03

Obligations by program activity:
Departmental staff services ..........................................
General Counsel .............................................................
Public affairs .................................................................

85
27
2

96
28
2

100
28
2

09.99

Total reimbursable program ......................................

114

126

130

10.00

Total new obligations ................................................

114

126

130

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

4
114

4 ...................
122
130

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1
1

This appropriation provides for agency-wide audits, inspections, and investigative functions to identify and recommend
corrections for management and administrative deficiencies
that create conditions for existing or potential instances of

2003 est.

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118
126
130
¥114
¥126
¥130
4 ................... ...................

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

114

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

122

130

18
15 ...................
114
126
130
¥117
¥141
¥130
15 ................... ...................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

99
18

87.00

Total outlays (gross) .................................................

117

141

130

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥114

¥122

¥130

89.00
90.00

122
130
19 ...................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
3
19 ...................

This fund finances, on a reimbursable basis, Departmentwide administrative functions that are more efficiently and
economically performed on a centralized basis.

73.10
73.20
74.00
74.40

Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
Obligated balance, end of year .....................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

10
2

17
13
1 ...................

87.00

Total outlays (gross) .................................................

12

18

13

¥12

¥17

¥13

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

89.00
90.00

2002 actual

11.1
12.1
21.0
23.1
23.3
25.2
25.3

18
¥18

13
¥13

2 ................... ...................
1 ................... ...................

2 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ...................
1 ...................

This fund finances computer services and other administrative support services on a fully competitive and cost reimbursable basis to Federal customers.
Object Classification (in millions of dollars)

Object Classification (in millions of dollars)
Identification code 13–4511–0–4–376

11
¥12

189

2003 est.

2004 est.

44
10
1
7
3
36

48
11
1
7
4
39

50
11
1
8
4
40

26.0
31.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Supplies and materials .................................................
Equipment ......................................................................

2
3
8

10
3
3

10
3
3

99.9

Total new obligations ................................................

114

126

130

2002 actual

Identification code 13–4564–0–4–376

2003 est.

2004 est.

11.1
23.3
25.2

Personnel compensation: Full-time permanent .............
Communications, utilities, and miscellaneous charges
Other services ................................................................

2
2
7

2
2
14

2
2
9

99.9

Total new obligations ................................................

11

18

13

Personnel Summary
2002 actual

Identification code 13–4564–0–4–376

2001

Reimbursable:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

Personnel Summary

2004 est.

31

31

f
2002 actual

Identification code 13–4511–0–4–376

25

2003 est.

2003 est.

2004 est.

Credit accounts:

Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

EMERGENCY OIL
608

694

695

AND

GAS GUARANTEED LOAN PROGRAM ACCOUNT

Program and Financing (in millions of dollars)

f
2002 actual

Identification code 13–0121–0–1–376

FRANCHISE FUND
00.02
00.09

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–4564–0–4–376

2003 est.

2004 est.

1

1 ...................

13

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

7
¥5

2 ...................
¥1 ...................

1 ...................
17
13

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

18

13

10.00

11

18

23.90
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
10
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
69.90

72.40

11
18
13
¥11
¥18
¥13
1 ................... ...................

12

10

Change in obligated balances:
Obligated balance, start of year ...................................

1

14:50 Jan 23, 2003

Jkt 193833

17

13

New budget authority (gross), detail:
Discretionary:
40.36
Unobligated balance rescinded .................................

2
1 ...................
¥1
¥1 ...................
2 ................... ...................

¥5

72.40
73.10
73.20

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances .............................
2

¥1 ...................

1 ................... ...................
1
1 ...................
¥2
¥1 ...................

¥2 ................... ...................

Spending authority from offsetting collections
(total mandatory) .............................................

VerDate Dec 13 2002

Obligations by program activity:
Guarantee loan subsidy .................................................
1 ................... ...................
Administrative expenses ................................................ ...................
1 ...................
Total new obligations ................................................

11

21.40
22.00

2004 est.

10.00

Obligations by program activity:
09.01 Reimbursable program ..................................................
Total new obligations ................................................

2003 est.

17

13

87.00
PO 00000

Total outlays (gross) .................................................

1 ...................
Frm 00003

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2

¥1 ...................
2 ...................
1 ...................

190

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

Credit accounts—Continued
EMERGENCY OIL

AND

GAS GUARANTEED LOAN PROGRAM ACCOUNT—
Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 13–0121–0–1–376

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

69.90

2003 est.

¥5
2

¥1 ...................
1 ...................

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2002 actual

Guaranteed loan levels supportable by subsidy budget
authority:
215001 Emergency Oil & Gas Loan Guarantee Program ...........
215901 Total loan guarantee levels ...........................................
Guaranteed loan subsidy (in percent):
232001 Emergency Oil & Gas Loan Guarantee Program ...........
232901 Weighted average subsidy rate .....................................
Guaranteed loan subsidy budget authority:
233001 Emergency Oil & Gas Loan Guarantee Program ...........

2003 est.

72.40
74.00

2 ................... ...................
42.03

0.00 ...................

42.03

0.00 ...................

1 ................... ...................
1 ................... ...................

234901 Total subsidy outlays .....................................................

2 ................... ...................

2 ................... ...................

Administrative expense data:
351001 Budget authority ............................................................ ................... ................... ...................
358001 Outlays from balances ................................................... ...................
1 ...................
359001 Outlays from new authority ........................................... ................... ................... ...................

41.0
99.9

2150
2199

1

AND

1 ...................

GAS GUARANTEED LOAN FINANCING ACCOUNT

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–4327–0–3–376

2003 est.

1 ................... ...................

2002 actual

2003 est.

2004 est.

2210
2231
2251
2262

...................
...................
...................
...................

2 ................... ...................
2 ................... ...................

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
3
5
3
Disbursements of new guaranteed loans ......................
2 ................... ...................
Repayments and prepayments ...................................... ...................
¥1
¥1
Adjustments: Terminations for default that result in
acquisition of property .............................................. ...................
¥1
¥1

2290

Outstanding, end of year ..........................................

5

3

1

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

4

3

1

Balance Sheet (in millions of dollars)

f

EMERGENCY OIL

¥2 ................... ...................

Total guaranteed loan commitments ........................
Guaranteed amount of guaranteed loan commitments

2004 est.

Other purchases of goods and services from Government accounts ........................................................... ...................
1 ...................
Grants, subsidies, and contributions ............................
1 ................... ...................
Total new obligations ................................................

1 ................... ...................

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders .............................................................................. ................... ...................
2121 Limitation available from carry-forward .......................
497
495
2142 Uncommitted loan guarantee limitation ....................... ...................
¥495
2143 Uncommitted limitation carried forward .......................
¥495 ...................

Object Classification (in millions of dollars)

25.3

¥1 ................... ...................

Status of Guaranteed Loans (in millions of dollars)

2 ................... ...................

2003 est.

1 ................... ...................

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from guaranteed loans obligated
in 1992 and thereafter (including modifications of guaranteed
loans that resulted from obligations in any year). The
amounts in this account are a means of financing and are
not included in the budget totals.

Identification code 13–4327–0–3–376

2002 actual

¥1 ................... ...................

Net financing authority and financing disbursements:
Financing authority ........................................................ ................... ................... ...................
Financing disbursements ...............................................
¥2 ................... ...................

2004 est.

233901 Total subsidy budget authority ......................................
Guaranteed loan subsidy outlays:
234001 Emergency Oil & Gas Loan Guarantee Program ...........

Identification code 13–0121–0–1–376

Change in obligated balances:
Obligated balance, start of year ...................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................

Offsets:
Against gross financing authority and financing disbursements:
88.00
Offsetting collections (cash) from: Federal sources
Against gross financing authority only:
88.95
Change in receivables from program accounts .......

89.00
90.00

2 ................... ...................

Spending authority from offsetting collections
(total mandatory) .............................................

2004 est.

As required by the Federal Credit Reform Act of 1990,
this account records the administrative expenses for this program, as well as the subsidy costs associated with the loan
guarantees committed in 1992 and thereafter, if any. The
subsidy amounts are estimated on a present value basis; the
administrative expenses are estimated on a cash basis.
Consistent with the Administration’s efforts to reduce corporate subsidies, Congress rescinded $115 million in 2001
and $5.2 million in 2002 as the economic outlook for the
oil and gas industry dramatically improved since the program’s inception. In light of the greatly reduced demand for
oil and gas guarantees, rescission of $0.9 million was proposed
for 2003. The authority to guarantee new loans expired on
December 31, 2001.

Identification code 13–0121–0–1–376

New financing authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

2004 est.

Identification code 13–4327–0–3–376

2001 actual

2002 actual

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................

2003 est.

2004 est.

..................

2

2

2

1999

Total assets ........................................
LIABILITIES:
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

..................

2

2

2

..................

2

2

2

2999

Total liabilities ....................................

..................

2

2

2

4999

Total liabilities and net position ............

..................

2

2

2

f

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New financing authority (gross) ....................................

1
2
2
1 ................... ...................

23.90
24.40

2
2

EMERGENCY STEEL GUARANTEED LOAN PROGRAM ACCOUNT
(RESCISSION)

Total budgetary resources available for obligation
Unobligated balance carried forward, end of year .......

VerDate Dec 13 2002

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Jkt 193833

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2
2

2
2

Frm 00004

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Of the unobligated balances available under this heading from prior
year appropriations, all remaining subsidy amounts are cancelled.
Sfmt 3616

E:\BUDGET\COM.XXX

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DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

General Fund Credit Receipt Accounts (in millions of dollars)
2002 actual

Identification code 13–0122–0–1–376

0101

2003 est.

Negative subsidies/subsidy reestimates ....................... ...................

2004 est.

1 ...................

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0122–0–1–376

2003 est.

2004 est.

Guaranteed loan subsidy budget authority:
233001 Emergency Steel Loan Guarantee Program ...................
233901 Total subsidy budget authority ......................................
Guaranteed loan subsidy outlays:
234001 Emergency Steel Loan Guarantee Program ...................

191

5 ................... ...................
5 ................... ...................
18 ................... ...................

234901 Total subsidy outlays .....................................................
18 ................... ...................
Guaranteed loan upward reestimate subsidy budget authority:
235001 Emergency Steel Loan Guarantee Program ................... ...................
54 ...................
235901 Total upward reestimate budget authority .................... ...................
Guaranteed loan upward reestimate subsidy outlays:
236001 Emergency Steel Loan Guarantee Program ................... ...................

54 ...................
54 ...................

Obligations by program activity:
00.02 Guarantee loan subsidy .................................................
5 ................... ...................
00.07 Upward reestimate for loan guarantee ......................... ...................
51 ...................
00.08 Interest on upward reestimate ...................................... ...................
3 ...................
00.09 Administrative expenses ................................................
1
1 ...................

236901 Total upward reestimate subsidy outlays ..................... ...................
Guaranteed loan downward reestimate subsidy budget
authority:
237001 Emergency Steel Loan Guarantee Program ................... ...................

10.00

237901 Total downward reestimate subsidy budget authority ...................
Guaranteed loan downward reestimate subsidy outlays:
238001 Emergency Steel Loan Guarantee Program ................... ...................

¥1 ...................

238901 Total downward reestimate subsidy outlays ................. ...................

¥1 ...................

Total new obligations ................................................

6

55 ...................

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
129
22.00 New budget authority (gross) ........................................ ...................

123
¥42

23.90
23.95
24.40

81 ...................
¥55 ...................
26 ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

129
¥6
123

26
¥26

New budget authority (gross), detail:
Discretionary:
40.36
Unobligated balance rescinded ................................. ...................
Mandatory:
60.00
Appropriation ............................................................. ...................

¥96

70.00

¥42

¥26

14
1
6
55
¥19
¥56
1 ...................

...................
...................
...................
...................

Total new budget authority (gross) .......................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances .............................
19
Outlays from new mandatory authority ......................... ...................

87.00

89.00
90.00

Total outlays (gross) .................................................

54 ...................

25.3

1
5

1 ...................
54 ...................

99.9

Total new obligations ................................................

6

55 ...................

f

EMERGENCY STEEL GUARANTEED LOAN FINANCING ACCOUNT
Program and Financing (in millions of dollars)

¥96
¥26
98
26
54 ...................

215901 Total loan guarantee levels ...........................................
Guaranteed loan subsidy (in percent):
232001 Emergency Steel Loan Guarantee Program ...................

42 ................... ...................
12.36

0.00 ...................

232901 Weighted average subsidy rate .....................................

12.36

0.00 ...................

PO 00000

Frm 00005

Fmt 3616

92 ................... ...................
5 ................... ...................

Direct program by activities—Subtotal (1 level)
97 ................... ...................
Downward reestimate .................................................... ...................
1 ...................
97

1 ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New financing authority (gross) ....................................

13
90

6
60
54 ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

103
¥97
6

60
60
¥1 ...................
60
60

69.90

42 ................... ...................

2004 est.

Total new obligations ................................................

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2004 est.

Obligations by program activity:
Default claims ...............................................................
Interest paid to Treasury on borrowing .........................

2003 est.

10.00

As required by the Federal Credit Reform Act of 1990,
this account records the administrative expenses for this program, as well as the subsidy costs associated with the loan
guarantees committed in 1992 and thereafter, if any. The
subsidy amounts are estimated on a present value basis; the
administrative expenses are estimated on a cash basis.
In light of lower than anticipated demand for steel loan
guarantees, a rescission of $26 million unobligated balances
was proposed for 2003 in this account.
The proposed rescission in FY 2004 of the remaining $26
million will eliminate the subsidy balance left in the program.

2003 est.

2002 actual

Identification code 13–4328–0–3–376

00.91
08.02

Jkt 193833

2004 est.

41.0

¥42
¥26
56 ...................

14:50 Jan 23, 2003

2003 est.

Other purchases of goods and services from Government accounts ...........................................................
Grants, subsidies, and contributions ............................

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ...........................................................................
19

VerDate Dec 13 2002

2002 actual

Identification code 13–0122–0–1–376

00.01
00.02

Guaranteed loan levels supportable by subsidy budget
authority:
215001 Emergency Steel Loan Guarantee Program ...................

¥1 ...................

Object Classification (in millions of dollars)
¥26

56 ...................

2002 actual

¥1 ...................

Administrative expense data:
351001 Budget authority ............................................................ ................... ................... ...................
358001 Outlays from balances ...................................................
1
2 ...................
359001 Outlays from new authority ........................................... ................... ................... ...................

19

Identification code 13–0122–0–1–376

54 ...................

New financing authority (gross), detail:
Mandatory:
67.10
Authority to borrow ....................................................
69.00 Offsetting collections (cash) .........................................
69.10 Change in uncollected customer payments from Federal sources (unexpired) ............................................

70.00

¥13 ................... ...................

Spending authority from offsetting collections (total
mandatory) ............................................................

11

54 ...................

Total new financing authority (gross) ......................

90

54 ...................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total financing disbursements (gross) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
87.00 Total financing disbursements (gross) .........................
72.40
73.10
73.20
74.00

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79 ................... ...................
24
54 ...................

E:\BUDGET\COM.XXX

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¥13 ................... ...................
97
1 ...................
¥97 ................... ...................
13 ................... ...................
97 ................... ...................

192

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

Credit accounts—Continued

Trust Funds
GIFTS

EMERGENCY STEEL GUARANTEED LOAN FINANCING ACCOUNT—
Continued

2002 actual

2004 est.

¥24

07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)

¥54 ...................
2002 actual

Identification code 13–8501–0–7–376

2003 est.

2004 est.

13 ................... ...................

79 ................... ...................
74
¥54 ...................

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from guaranteed loans obligated
in 1992 and thereafter (including modifications of guaranteed
loans that resulted from obligations in any year). The
amounts in this account are a means of financing and are
not included in the budget totals.
Status of Guaranteed Loans (in millions of dollars)
2002 actual

Identification code 13–4328–0–3–376

2004 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Gifts and bequests ........................................................
1
1
1
Appropriations:
05.00 Gifts and bequests ........................................................
¥1
¥1
¥1

88.90

Net financing authority and financing disbursements:
89.00 Financing authority ........................................................
90.00 Financing disbursements ...............................................

2003 est.

01.99

¥18
¥54 ...................
¥3 ................... ...................
¥3 ................... ...................

88.95

2002 actual

Identification code 13–8501–0–7–376

2003 est.

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.25
Interest on uninvested funds ...............................
88.40
Non-Federal sources .............................................
Total, offsetting collections (cash) ..................
Against gross financing authority only:
Change in receivables from program accounts .......

BEQUESTS

Unavailable Collections (in millions of dollars)

Program and Financing (in millions of dollars)—Continued
Identification code 13–4328–0–3–376

AND

2003 est.

2004 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders .............................................................................. ................... ................... ...................
2121 Limitation available from carry-forward .......................
890
848
848
2142 Uncommitted loan guarantee limitation ....................... ................... ...................
¥848
2143 Uncommitted limitation carried forward .......................
¥848
¥848 ...................
2150
2199

Total guaranteed loan commitments ........................
Guaranteed amount of guaranteed loan commitments

42 ................... ...................
37 ................... ...................

2210
2231
2251
2262

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
Disbursements of new guaranteed loans ......................
Repayments and prepayments ......................................
Adjustments: Terminations for default that result in
acquisition of property ..............................................

¥92

¥11

¥1

2290

Outstanding, end of year ..........................................

55

38

30

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

109
55
38
42 ................... ...................
¥4
¥6
¥7

00.01

Obligations by program activity:
Direct program activity ..................................................

1

1

1

10.00

Total new obligations (object class 25.2) ................

1

1

1

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
1

1 ...................
1
1

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2
1
1
¥1
¥1
¥1
1 ................... ...................

New budget authority (gross), detail:
Mandatory:
60.26
Appropriation (trust fund) .........................................

1

1

1

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

1
¥1

1
¥1

1
¥1

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

1

1

1

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1
1

1
1

1
1

The Secretary of Commerce is authorized to accept, hold,
administer, and utilize gifts and bequests of property, both
real and personal, for the purpose of aiding or facilitating
the work of the Department of Commerce. Property and the
proceeds thereof are used as nearly as possible in accordance
with the terms of the gift or bequest.
f

ECONOMIC DEVELOPMENT ADMINISTRATION
47

32

26

Federal Funds
General and special funds:

Balance Sheet (in millions of dollars)

SALARIES

2001 actual

2002 actual

13

6

6

6

1

..................

..................

..................

1

..................

..................

..................

Total assets ........................................
LIABILITIES:
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

14

6

6

6

14

6

6

6

2999

14

6

6

6

Identification code 13–4328–0–3–376

ASSETS:
Federal assets: Fund balances with
Treasury ...............................................
Net value of assets related to post–
1991 acquired defaulted guaranteed loans receivable:
1502
Interest receivable ..............................

2003 est.

2004 est.

1101

1599

Net present value of assets related
to defaulted guaranteed loans

1999

4999

Total liabilities ....................................
Total liabilities and net position ............

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6

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AND

EXPENSES

For necessary expenses of administering the economic development
assistance programs as provided for by law, $33,377,000: Provided,
That these funds may be used to monitor projects approved pursuant
to title I of the Public Works Employment Act of 1976, as amended,
title II of the Trade Act of 1974, as amended, and the Community
Emergency Drought Relief Act of 1977. (19 U.S.C. 2346(b); 42 U.S.C.
3214(c), 3231, 5184, and 6710.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0125–0–1–452

00.01
09.01

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

Sfmt 3643

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31
2

2003 est.

33
2

2004 est.

33
1

ECONOMIC DEVELOPMENT ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
10.00

Total new obligations ................................................

33

35

34

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2
33

2 ...................
33
34

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

31
2

2

1

70.00

33

33

34

31

Change in obligated balances:
Obligated balance, start of year ................................... ...................
1
5
Total new obligations ....................................................
33
35
34
Total outlays (gross) ......................................................
¥31
¥32
¥34
Adjustments in expired accounts (net) .........................
¥1 ................... ...................
Change in uncollected customer payments from Federal sources (expired) ................................................
2 ................... ...................
74.40 Obligated balance, end of year .....................................
1
5
5

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

30
1

30
2

31
3

87.00

Total outlays (gross) .................................................

31

32

34

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥2

¥2

¥1

99.00
99.01

31
29

31
30

33
33

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
2
2
Outlays ...........................................................................
2
2

Object Classification (in millions of dollars)
2002 actual

99.0
99.0
99.5

Direct obligations ..................................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

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14:50 Jan 23, 2003

Jkt 193833

270

11

7

7

2003 est.

2004 est.

2002 actual

Identification code 13–2050–0–1–452

Obligations by program activity:
Direct program:
00.01
Planning grants .........................................................
00.02
Technical assistance grants .....................................
00.03
Public works grants ..................................................
00.04
Economic adjustment grants ....................................
00.05
Research and evaluation ..........................................
00.07
Trade adjustment assistance ....................................
00.08
Hurricanes Andrew, Fran and Hortense, Defense
Adjustment, Northeast Fisheries ...........................
00.09
Tri-State floods, Upper Midwest floods, 1996
floods, S. California Earthquake ..........................
00.10
Alaska ........................................................................
00.11
Norton Sound fisheries ..............................................
00.12
Hurricane Floyd ..........................................................
00.13
Emergency response fund .........................................
09.01 Reimbursable program ..................................................

21.40
22.00
22.10

25.7

270

Program and Financing (in millions of dollars)

The administration of EDA’s economic development assistance programs is carried out through a network of headquarters and regional personnel.
Direct program.—These activities include preapplication development, application processing, and project monitoring as
well as general support functions such as economic development research, information dissemination, legal, civil rights,
environmental compliance, budgeting and debt management.
Reimbursable program.—EDA provides grant review and
processing services to other Federal agencies on a reimbursable basis. Funds received cover the cost of performing this
work.

11.1
12.1
21.0
23.1
25.2
25.3

239

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

10.00

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of equipment ...............

2004 est.

For grants for economic development assistance as provided by the
Public Works and Economic Development Act of 1965, as amended,
and for trade adjustment assistance, $331,027,000, to remain available until expended. (19 U.S.C. 2343, 2355; 42 U.S.C. 3121, 3141,
3143, 3145, 3147, 3149, 3171, 3173, and 3231–3233.)

2
2

Identification code 13–0125–0–1–452

2003 est.

ECONOMIC DEVELOPMENT ASSISTANCE PROGRAMS

33

72.40
73.10
73.20
73.40
74.10

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

2002 actual

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
f

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................
Total new budget authority (gross) ..........................

Personnel Summary
Identification code 13–0125–0–1–452

35
35
34
¥33
¥35
¥34
2 ................... ...................

193

Total new obligations ................................................

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
22.22 Unobligated balance transferred from other accounts
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

24
9
252
41
...................
11
...................

2003 est.

2004 est.

22
9
234
44
1
13

22
8
232
55
1
13

2 ...................

...................
3 ...................
...................
2 ...................
...................
2 ...................
5 ................... ...................
2 ................... ...................
8
16
18
352

348

349

12
345

15 ...................
333
349

8 ................... ...................
2 ................... ...................
367
348
349
¥352
¥348
¥349
15 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

335
10

16

18

70.00

Total new budget authority (gross) ..........................

345

333

349

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

317

331

1,105
1,059
962
352
348
349
¥365
¥445
¥425
¥25 ................... ...................
¥8 ................... ...................
1,059
962
886

19
4
1
2
2

19
4
1
2
3

20
4
1
2
2

2
1

2
2

2
2

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

18
347

32
413

35
390

31
33
33
1
2
1
1 ................... ...................

87.00

Total outlays (gross) .................................................

365

445

425

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥10

¥16

¥18

33
PO 00000

35

34

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194

ECONOMIC DEVELOPMENT ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
ECONOMIC DEVELOPMENT ASSISTANCE PROGRAMS—Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 13–2050–0–1–452

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

335
355

2003 est.

317
429

2004 est.

331
407

The Economic Development Administration (EDA) provides
investments for public works facilities, other financial assistance, and planning and coordination assistance needed to alleviate conditions of substantial and persistent unemployment
and underemployment in economically distressed areas and
regions. EDA assistance stimulates job creation, increases income in distressed communities, and promotes greater national productivity and balanced economic growth.
In 2004, EDA will help states, regions, and communities
across the nation create wealth and minimize poverty by promoting a favorable business environment to attract private
capital investments and higher-skill/higher-wage jobs through
capacity building, planning, infrastructure investments, research grants and strategic initiatives. EDA’s programs will
serve as a catalyst for assisting distressed communities
achieve long-term competitive economic potential through the
strategic investment of resources based upon locally and regionally developed priorities.
EDA will continue to place priority on investments that
drive economic growth, enhance regional competitiveness and
support long-term development of the regional economy while
also seeking to greater target funds to our Nation’s communities of highest distress.
EDA responds to community priorities and strives to meet
its objectives through the use of a broad range of program
tools:
Planning investments.—Support the design and implementation of effective economic development policies and programs by local organizations.
Technical assistance investments.—Provide for local feasibility and industry studies, funding for a network of university centers that assist public bodies, nonprofit organizations,
and businesses to plan and implement activities designed to
generate jobs and income in distressed areas.
Public works investments.—Provide for infrastructure
projects that foster the establishment or expansion of industrial and commercial businesses generating employment in
communities experiencing high unemployment, low per-capita
income, or out-migration.
Economic adjustment investments.—Provide a package of
assistance tools, including planning, technical assistance, revolving loan funds and infrastructure development, to help
communities counteract either a gradual erosion or a sudden
dislocation of their local economic structure as a result of
natural disasters, international trade competition, or major
plant closings. Provide grants to support Brownfields redevelopment.
Research evaluation investments.—Support studies about
the causes of economic distress and approaches to alleviating
and preventing such problems, national demonstrations of innovative economic development techniques, and dissemination
of economic development information.
Trade adjustment assistance.—Provide technical assistance,
through a national network of 12 Trade Adjustment Assistance Centers, to certified U.S. manufacturing firms and industries economically injured as the result of international
trade competition.
Performance measures.—All EDA program activities under
this account support the Department of Commerce strategic
goals to expand economic growth, trade, and prosperity, stimVerDate Dec 13 2002

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ulate innovation of American competitiveness, and advance
sustainable economic development. In 2004, EDA will track
the amount of private investment and number of jobs generated by its investments. For investments made in 2002,
2003, and 2004, long-term outcome results will be reported
by investment recipients over a period of nine years following
award. For example, FY 2004 construction and revolving loan
funds investments are expected to create or retain 52,700
jobs by 2013. In 2004, EDA will track its capacity-building
investments to ensure that the planning, technical assistance,
and trade adjustment assistance programs are providing market-based and value-added services. In addition, EDA will
refine its targets to more closely reflect achievable performance. Below are EDA’s performance goals and selected measures that demonstrated EDA’s support of Commerce strategic
goals.
EDA Goal 1: Promote private enterprise and job creation
in economically distressed communities.
Projected outcomes
Performance measure

FY 2007

Jobs created or retained in distressed communities as
a result of EDA investments .....................................

FY 2010

10,500
FY 2002
40

Percent of investments to areas of highest distress ...

FY 2013

26,300
FY 2003
37–43

53,700
FY 2004
37–43

EDA Goal 2: Build community capacity to achieve and
sustain economic growth
Projected outcomes
Performance measure

FY 2002

Percent of local technical assistance and economic
adjustment strategy investments awarded in areas
of highest distress ....................................................

FY 2003

30

FY 2004

30–35

30–35

Note.—For 2002, actual results have been tabulated.

A more detailed presentation of goals, performance measures and targets is found in the Commerce Annual Performance Plan.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–2050–0–1–452

41.0

2003 est.

2004 est.

99.0

Direct obligations: Grants, subsidies, and contributions ...........................................................................
Reimbursable obligations: Reimbursable obligations ...

344
8

332
16

331
18

99.9

Total new obligations ................................................

352

348

349

f

Public enterprise funds:
ECONOMIC DEVELOPMENT REVOLVING FUND LIQUIDATING ACCOUNT
Program and Financing (in millions of dollars)
2002 actual

Identification code 13–4406–0–3–452

2003 est.

2004 est.

00.01
00.02

Obligations by program activity:
Interest expense .............................................................
Defaults and care and protection of collateral ............

2
1

2
2

2
2

10.00

Total new obligations ................................................

3

4

4

21.40
22.00
22.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Capital transfer to general fund ...................................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

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2 ................... ...................
7
4
6
¥6 ................... ...................
3
¥3

4
¥4

6
¥4

BUREAU OF THE CENSUS
Federal Funds

DEPARTMENT OF COMMERCE
New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

4999
7

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

3
3
¥5
2

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................
Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

89.00
90.00

4

6

2
1
4
4
¥4
¥6
1 ...................

5

4

¥4

¥6

2003 est.

2004 est.

1210
1251
1263

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
Repayments: Repayments and prepayments .................
Write-offs for default: Direct loans ...............................

33
¥4
¥1

28
¥3
¥1

24
¥3
¥1

1290

Outstanding, end of year ..........................................

28

24

20

As required by the Federal Credit Reform Act of 1990,
this account records, for these programs, all cash flows to
and from the Government resulting from direct loans obligated and loan guarantees committed prior to 1992. This includes interest on loans outstanding; principal repayments
from loans made under the Area Redevelopment Act, the Public Works and Economic Development Act of 1965 as amended, and the Trade Act of 1974; and proceeds from the sale
of collateral are deposited in this fund.
No new loan or guarantee activity is proposed for 2004.
Statement of Operations (in millions of dollars)
2001 actual

2002 actual

2003 est.

Revenue ...................................................
Expense ....................................................

2
–2

2
–2

2
–2

2
–2

0105

Net income or loss (–) ............................

..................

..................

..................

..................

2003 est.

2004 est.

Balance Sheet (in millions of dollars)
2001 actual

1604
1699

5

2002 actual

5

5

5

33

29

25

21

–1

–1

–1

–1

Direct loans and interest receivable, net .....................................

32

28

24

20

Value of assets related to direct
loans ..........................................

32

28

24

20

37

33

29

25

2

2

2

2
2

1999

Total assets ........................................
LIABILITIES:
2102 Federal liabilities: Interest payable ........
2999

Total liabilities ....................................
NET POSITION:
3100 Appropriated capital ................................

2

2

2

35

31

27

23

3999

35

31

27

23

Frm 00009

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Total net position ................................

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25

2002 actual

Identification code 13–4406–0–3–452

2003 est.

2004 est.

25.2
43.0

Other services ................................................................
Interest and dividends ...................................................

1
2

2
2

2
2

99.9

Total new obligations ................................................

3

4

4

f

PO 00000

General and special funds:
SALARIES

AND

EXPENSES

For expenses necessary for collecting, compiling, analyzing, preparing, and publishing statistics, provided for by law, $220,908,000.
(13 U.S.C. 4, 6, 8(b), 12, 61–63, 181, 182, 301–307, 401; 15 U.S.C.
1516, 4901 et seq.; 19 U.S.C. 1484(e), 2354, 2393; 44 U.S.C. 1343.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0401–0–1–376

2003 est.

2004 est.

00.01
00.02
00.03

Obligations by program activity:
Current economic statistics ...........................................
Current demographic statistics .....................................
Survey development and data services .........................

111
74
4

142
79
4

156
80
5

10.00

Total new obligations ................................................

189

225

241

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

189
¥189

225
¥225

241
¥241

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Mandatory:
60.00
Appropriation .............................................................

169

205

221

20

20

20

70.00

Total new budget authority (gross) ..........................

189

225

241

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

9
189
¥181
17

17
225
¥185
57

57
241
¥225
73

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

120
41
20

152
13
20

164
41
20

87.00

Total outlays (gross) .................................................

181

185

225

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

189
181

225
185

241
225

2004 est.

0101
0102

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
Net value of assets related to pre–1992
direct loans receivable and acquired defaulted guaranteed loans
receivable:
1601
Direct loans, gross ..............................
1603
Allowance for estimated uncollectible
loans and interest (–) ....................

29

Federal Funds
¥7

2002 actual

Identification code 13–4406–0–3–452

33

BUREAU OF THE CENSUS

Status of Direct Loans (in millions of dollars)

Identification code 13–4406–0–3–452

37

Object Classification (in millions of dollars)

6

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥2 ................... ...................

Identification code 13–4406–0–3–452

Total liabilities and net position ............

195

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
10
10
Outlays ...........................................................................
10
10

12
12

The activities of this appropriation provide for the collection, compilation, and publication of a broad range of current
economic, demographic, and social statistics.
Current economic statistics.—The business statistics program provides current information on sales and related measures of retail and wholesale trade and selected service industries. This program will expand coverage of a new principal
economic indicator of quarterly service industry activity. It
also provides annual selected merchandise line data for retail
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196

BUREAU OF THE CENSUS—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

and wholesale trade sectors and expands annual coverage
of service industries.
Construction statistics reports are provided on significant
construction activity such as housing permits and starts,
value of new construction, residential alterations and repairs, and quarterly price indexes for new single-family
houses.
Manufacturing statistics survey key industrial commodities and manufacturing activities, providing current statistics on the quantity and value of industrial output.
General economic statistics provide a Business Register
of all U.S. business firms and their establishments, uniform
classification data based on the North American Industry
Classification System (NAICS), annual county business
data, corporate financial data, e-commerce estimates, and
an economic research program. The E-Government increase
will permit businesses to file electronically in any one of
almost one hundred current economic surveys.
Foreign trade statistics provide for publication of monthly, cumulative, and annual reports on the quantity, shipping weight, and dollar value of imports and exports, by
mode of transportation, detailed commodity category, customs districts, and country of origin or destination. This
program covers the Census Bureau responsibilities under
the Trade Act of 1974. This program accelerates the release
of trade statistics, improves export coverage, and expands
the Automated Export System.
Government statistics reports provide information on the
revenue, expenditures, indebtedness and debt transactions,
financial assets, employment, and payrolls of State and
local governments. The Census Bureau provides quarterly
information on State and local tax revenue on the national
level by type of tax and governmental level, and provides
information on financial assistance programs of the Federal
government.
Current demographic statistics.—Household surveys provide
information on the number, geographic distribution, and the
social and economic characteristics of the population.
The Census Bureau compiles housing statistics on the
Nation’s housing inventory and provides national and regional estimates of housing vacancy rates. Population and
housing analyses provide current demographic reports on
the geographic distribution and on the demographic, social,
and economic characteristics of the population, as well as
current estimates and future projections of the population
of the United States, and special analyses of demographic,
social and economic trends. International statistics provide
estimates of population, labor force, and economic activity,
including spatial distribution, and analyses concerning aspects of demographic policies, economic policies, and trends
for various countries.
Survey development and data services.—The Statistical Abstract that the Census Bureau prepares annually summarizes
Government and private statistics of the industrial, social,
political, and economic activities of the United States. The
Bureau conducts general research on survey methods and
techniques to find ways of improving the efficiency, accuracy,
and timeliness of statistical programs. Data systems development provides advanced data capture, data processing, and
information retrieval technology to meet Census Bureau program requirements.
Survey of Program Dynamics.—The Personal Responsibility
and Work Opportunity Act of 1996 required that the Survey
of Income and Program Participation be expanded to evaluate
the impact of welfare reforms made by that Act. This program
will be considered as part of the re-authorization of the Temporary Assistance for Needy Families program.
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The State Children’s Health Insurance Program (SCHIP)
was established and funded through mandatory appropriations by the Medicare, Medicaid, and State Children’s
Health Insurance Program Balanced Budget Refinement
Act of 1999 (P.L. 106–113). $10 million was appropriated
to produce statistically reliable annual State data on the
number of low-income children who do not have health
insurance coverage. Data from the SCHIP issued to allocate
funds to States based on statistics from an enhanced March
Income Supplement to the Current Population Survey
(CPS).
Performance measures.—Activities under the Salaries and
Expenses account support the Department of Commerce’s
strategic goal involving promotion of economic growth. The
performance goals are to meet the needs of policymakers,
businesses, nonprofit organizations, and the public for current
measures of the U.S. population, economy, and governments
and to foster an environment that supports innovation, reduces respondent burden, and ensures individual privacy.
A more detailed presentation of the goals, performance
measures, and targets is found in the Commerce Annual Performance Plan.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–0401–0–1–376

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.1
25.2
25.3
25.4
25.5
25.7
26.0
31.0

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

90
12
7

2003 est.

98
17
4

2004 est.

106
17
4

Total personnel compensation ..............................
109
119
127
Civilian personnel benefits ............................................
27
31
34
Benefits for former personnel ........................................ ...................
1
1
Travel and transportation of persons ............................
4
10
10
Transportation of things ................................................
1 ................... ...................
Rental payments to GSA ................................................
5
8
9
Communications, utilities, and miscellaneous charges
4
5
5
Printing and reproduction ..............................................
1
2
2
Advisory and assistance services ..................................
13
18
20
Other services ................................................................
4
9
10
Other purchases of goods and services from Government accounts ...........................................................
9
9
8
Operation and maintenance of facilities ......................
1
1
2
Research and development contracts ...........................
1
1
1
Operation and maintenance of equipment ...................
3
1
1
Supplies and materials .................................................
3
2
2
Equipment ......................................................................
4
8
9

99.9

Total new obligations ................................................

189

225

241

Personnel Summary
2002 actual

Identification code 13–0401–0–1–376

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2,164

2003 est.

2,543

2004 est.

2,634

f

PERIODIC CENSUSES

AND

PROGRAMS

For necessary expenses to collect and publish statistics for periodic
censuses and programs provided for by law, $441,053,000, to remain
available until expended. (13 U.S.C. 4, 6, 12, 131, 141, 161, 181,
191; 15 U.S.C. 1516; 42 U.S.C. 1973aa–5.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0450–0–1–376

Obligations by program activity:
Economic statistics programs:
00.01
Economic censuses ...................................................
00.02
Census of governments .............................................
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52
6

2003 est.

87
7

2004 est.

74
6

BUREAU OF THE CENSUS—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE

00.06
00.08
00.09
00.10
00.11
00.12
00.13
00.14
00.15

Demographic statistics programs:
Intercensal demographic estimates ..........................
2000 decennial census .............................................
2010 decennial census ..................................................
Continuous measurement ..............................................
Demographic surveys sample redesign .........................
Electronic information collection ...................................
Geographic support ........................................................
Data processing .............................................................
Suitland Federal Center office space renovation/construction ....................................................................

01.00
09.01

Total direct program .................................................
Reimbursable program ..................................................

10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
23.98
24.40

6
9
9
139
142 ...................
64
215
272
27 ................... ...................
13
15
13
6
6
7
37
39
41
23
29
31
2

40 ...................

375
589
453
9 ................... ...................
384

589

120
319

85 ...................
500
441

31

453

4

12

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

470
589
453
¥384
¥589
¥453
¥1 ................... ...................
85 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.73
Reduction pursuant to P.L. 107–206 .......................

321
500
441
¥11 ................... ...................

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

310

70.00

Total new budget authority (gross) ..........................

319

500

441

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

258
384
¥464
¥31
147

147
589
¥609
¥4
124

124
453
¥470
¥12
95

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

263
201

395
214

348
122

87.00

Total outlays (gross) .................................................

464

609

470

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

500

441

9 ................... ...................

¥9 ................... ...................

310
455

500
609

441
470

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
14
22
Outlays ...........................................................................
14
22

22
22

This appropriation funds legislatively mandated economic
and periodic demographic censuses and other authorized activities.
Economic statistics programs.—
Economic censuses.—The economic censuses provide data
on manufacturers, mining, retail and wholesale trade and
service industries, construction, and transportation. The
censuses are taken every fifth year, covering calendar years
ending in two and seven. 2004 is the fifth year in the
2002 Economic Census Cycle. The focus in 2004 is on headquarters processing, including editing, reviewing and preparing products associated with data dissemination of results from the core census programs. In addition, information about the characteristics of almost 2.5 million businesses will be collected during 2004 as part of the Survey
of Business Owners.
Census of governments.—The census of governments provides information on state and local governments’ taxes,
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197

tax valuations, governmental receipts, expenditures, indebtedness, and number of employees. This census is taken
every fifth year for calendar years ending in two and seven.
2004 is the fifth year in the five year cycle of the 2002
Census of Governments. The focus for 2004 will be on completing the employment and finance phases of the census,
including production of both printed and Internet products.
Demographic statistics programs.—
Intercensal demographic estimates.—In years between decennial censuses, this program develops annual estimates
of the population and its demographic characteristics, for
the nation, states, metropolitan areas, counties and functioning governmental units. These data are used for a variety of purposes including the allocation of nearly $200 billion in Federal funds, as controls for a variety of federally
sponsored surveys, as denominators for vital statistics and
other health and economic indicators and for a variety of
federal, state, and private program planning needs. These
data will also allow for and will provide ‘‘annual estimates’’
for the major components of demographic change instead
of the current ‘‘once a decade’’ estimate.
Decennial Census.—
The Census Bureau has begun the process of planning
the next decennial census.
The plan for the 2010 Census features three key components which will reduce operational risks, improve accuracy,
provide more relevant data, and contain cost; (1) Establishment of an early design and planning process that will allow
the Census Bureau to test fully all major elements of a simplified, streamlined census designed to collect the basic (‘‘short
form’’) data needed to fulfill constitutional and legal mandates; (2) Implementation of the American Community Survey
(ACS) to collect ‘‘long form’’ data; instead of having a long
form in 2010; and (3) Enhancing the Census Bureau’s geographic database and associated address list, referred to as
MAF/TIGER (Master Address File/Topologically Integrated
Geographic Encoding and Referencing) by replacing the internally developed MAF/TIGER system with one that uses Global Positioning System technology and aerial photography to
update and improve the address and street information gathered at great expense for Census 2000. Activities in these
three areas are highly integrated, complement each other,
and form the basis for re-engineering the 2010 census.
In 2004, the Census Bureau will be conducting extensive
planning, testing and development activities to support the
re-engineered short form only, 2010 Census. In 2004, we also
will begin implementation of the ACS. To enhance the MAF/
TIGER system, the Bureau will focus on correcting the accuracy of map feature locations in 600 of the Nation’s 3,232
counties.
Demographic surveys sample redesign.—This program provides for the sample selection of monthly, quarterly and annual household surveys to conform to the redistribution of
the population measured in the decennial census. This is done
after each decennial census in order to select accurate samples for the major household surveys throughout the decade.
Implementation of the first new samples will begin in 2004.
Electronic information collection (EIC).—EIC is the Bureau’s program to transform the Bureau’s business processes—the collection, processing, and dissemination of information. Making the greatest possible use of automation and
telecommunications, EIC seeks to provide the tools and systems to deliver to our customers accurate information quickly
and efficiently, with as little burden as possible on those
who provide the data to the Bureau.
Geographic support.—This activity’s goal is to determine
the correct location of every business establishment in the
U.S. and its territories. The activity’s major components include the TIGER data base and the MAF. TIGER provides
maps and geographic information for data tabulation; MAF
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198

BUREAU OF THE CENSUS—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

CENSUS WORKING CAPITAL FUND

PERIODIC CENSUSES

Program and Financing (in millions of dollars)

AND

PROGRAMS—Continued

provides the geographically-assigned address list for the Nation. Together, they provide essential information and products critical for conducting many of the Bureau’s programs.
Data processing systems.—This activity provides for the purchase or renting of hardware and software needed for the
Bureau’s general purpose computing facilities. The requested
increase will provide funding to prevent disruptions to critical
data systems in the event of a disaster and to protect sensitive data.
Performance measures.—Activities under the Periodic Censuses and Programs account support the Department of Commerce’s strategic goal involving promotion of economic growth.
The performance goals are to support the economic and political foundations of the United States by producing benchmark
measures of the economy and population for the administration and equitable funding of Federal, state, and local programs; to meet constitutional and legislative mandates by
implementing a reengineered 2010 Census that is cost-effective, provides more timely data, improves converage, and reduces operational risk; and, to foster an environment that
supports innovation, reduces respondent burden, and ensures
individual privacy.
A more detailed presentation of the goals, performance
measures, and targets is found in the Commerce Annual Performance Plan.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–0450–0–1–376

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.1
25.2
25.3
25.4
25.5
25.7
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

141
14
9

2003 est.

179
37
5

2004 est.

151
31
6

Total personnel compensation .........................
164
221
188
Civilian personnel benefits .......................................
43
73
58
Benefits for former personnel ................................... ...................
1
2
Travel and transportation of persons .......................
7
10
8
Transportation of things ...........................................
1
1 ...................
Rental payments to GSA ...........................................
10
13
12
Rental payments to others ........................................
1 ...................
1
Communications, utilities, and miscellaneous
charges .................................................................
8
15
15
Printing and reproduction .........................................
3
3
1
Advisory and assistance services .............................
47
54
40
Other services ............................................................
16
99
79
Other purchases of goods and services from Government accounts .................................................
19
15
12
Operation and maintenance of facilities ..................
3
51
9
Research and development contracts .......................
23
9
6
Operation and maintenance of equipment ...............
8
3
2
Supplies and materials .............................................
9
8
5
Equipment .................................................................
13
13
15

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

99.9

Total new obligations ................................................

375
589
453
9 ................... ...................
384

589

453

Personnel Summary
2002 actual

Identification code 13–0450–0–1–376

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

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2003 est.

4,491

Frm 00012

2004 est.

3,441

Fmt 3616

2002 actual

Identification code 13–4512–0–4–376

2003 est.

2004 est.

09.01
09.02
09.03

Obligations by program activity:
Current economic statistics ...........................................
Current demographic statistics .....................................
Other ..............................................................................

32
178
17

37
192
5

38
194
5

10.00

Total new obligations ................................................

227

234

237

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

82
295

157
234

157
237

23.90
23.95
24.40

7 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

384
¥227
157

391
¥234
157

394
¥237
157

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

295

234

237

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

287

234

237

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥295

¥234

¥237

89.00
90.00

99.00
99.01

55
¥12
¥12
227
234
237
¥287
¥234
¥237
¥7 ................... ...................
¥12
¥12
¥12

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥8 ................... ...................
Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
9
21
Outlays ...........................................................................
9
21

21
21

The Working capital fund finances, on a reimbursable basis,
functions within the Bureau of the Census which are more
efficiently and economically performed on a centralized basis.
The fund also finances reimbursable work that the Bureau
performs for other public and private entities.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–4512–0–4–376

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.1
25.2
25.3

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

2003 est.

2004 est.

87
87
36
37
6 ...................

85
34
6

129
29
14
1
7
4
3
11
10

124
31
19
1
7
6
3
9
10

125
32
20
1
8
7
3
10
9

25.4
25.7
26.0
31.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Advisory and assistance services ..................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Operation and maintenance of facilities ......................
Operation and maintenance of equipment ...................
Supplies and materials .................................................
Equipment ......................................................................

8
2
2
3
4

9
2
2
4
7

8
2
2
4
6

99.9

Total new obligations ................................................

227

234

237

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ECONOMIC AND STATISTICAL ANALYSIS
Federal Funds

DEPARTMENT OF COMMERCE
Personnel Summary
2002 actual

Identification code 13–4512–0–4–376

Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

3,040

2004 est.

3,086

3,086

f

ECONOMIC AND STATISTICAL ANALYSIS
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses, as authorized by law, of economic and statistical analysis programs of the Department of Commerce,
$84,756,000, to remain available until September 30, 2005. (15 U.S.C.
171 et seq., 1501 et seq.; 22 U.S.C. 286f, 3101 et seq.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–1500–0–1–376

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Bureau of Economic Analysis ....................................
00.02
Policy support ............................................................
09.01 Reimbursable program ..................................................

56
6
2

68
7
2

78
7
2

10.00

Total new obligations ................................................

64

77

87

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
64

2 ...................
75
87

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

65
77
87
¥64
¥77
¥87
2 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

62

73

85

2

2

2

70.00

Total new budget authority (gross) ..........................

64

75

87

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

6
64
¥62
8

8
77
¥76
9

9
87
¥86
10

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

55
7

66
10

77
9

87.00

Total outlays (gross) .................................................

62

76

86

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Reimbursable
projects .................................................................

¥2

¥2

¥2

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

62
60

73
74

85
84

89.00
90.00

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
3
3
Outlays ...........................................................................
3
3

4
4

Bureau of Economic Analysis.—The Bureau of Economic
Analysis (BEA), a principal Federal statistical agency, provides the most comprehensive statistical picture available of
U.S. economic activity. It prepares, develops, and interprets
the national, international, regional and industry economic
VerDate Dec 13 2002

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199

accounts of the United States. These accounts provide key
information on economic growth, regional development, and
the Nation’s position in the world economy.
BEA’s statistics are used in formulating and evaluating
national economic policy, in planning and formulating Federal
budgets, and in allocating over $150 billion in Federal funds
annually. They are used by State and local governments for
a variety of planning and analytical activities. Because they
can have a major impact on interest rates, exchange rates,
and cost-of-living adjustments, they are also of vital interest
to businesses for market analysis and decisionmaking, and
to households for financial planning.
To prepare the accounts, BEA assembles thousands of
monthly, quarterly, and annual economic data series—ranging
from national level retail sales to county level wages and
salaries—and combines them into consistent and comprehensive sets of accounts.
National economic accounts.—The national accounts are
a system of economic accounts that detail the relationship
between production and the incomes generated in production and trace the principal economic flows among the
major sectors and industries of the economy. They are best
known by summary measures such as gross domestic product (GDP), corporate profits, and personal saving. In addition, they provide information on the U.S. capital stock
by type and industry; GDP-by-industry; and, through the
input-output accounts, information on how industries interact—providing inputs to, and taking outputs from, each
other to produce GDP. The national accounts statistics are
regarded as the mainstay of macroeconomic analysis.
International economic accounts.—The international
transactions accounts are a system of economic accounts
that provide information on international transactions in
goods, services, investment income, and government and
private financial flows. They are best known by summary
measures such as the balance of payments and the balance
on goods and services. In addition, the accounts provide
information on the U.S. international investment position,
which measures the value of U.S. international assets and
liabilities and changes in those values. The international
transactions accounts and the international investment position are critical statistical tools used in formulating and
evaluating international economic policy. BEA’s data on direct investment—the most detailed data set on the operations of multinational companies available among the
major industrialized nations of the world—are used to assess the vital role these companies play in the global economy.
Regional economic accounts.—The regional accounts are
consistent with the national accounts and provide data on
total and per capita personal income by region, State, metropolitan area, and county, and on gross State product.
The regional accounts statistics are essential for State government revenue forecasting, the allocation of Federal funds
to the States, and for private sector investment decisions.
Industry economic accounts.—The industry economic accounts, presented both in an input-output accounting framework and as a time series of gross domestic product by
industry, provide a detailed view of the interrelationships
between U.S. producers and users and the contribution to
production across industries. These accounts are used extensively by policymakers and businesses to understand industry interactions, productivity trends, and the changing
structure of the U.S. economy.
Implementing BEA’s strategic plan.—The dynamics of the
U.S. economy, with its growing complexity, technological advances, and dramatic changes in structure, make it increasingly difficult to provide an accurate, up-to-date picture of
economic activity. Add the effects of recent events related
to national security and the business cycle turndown, and
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200

ECONOMIC AND STATISTICAL ANALYSIS—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

Object Classification (in millions of dollars)

EXPENSES—Continued

it is now more important than ever that government and
business leaders have the most relevant, accurate, and timely
economic information possible. BEA must continually expand
and improve its economic accounts to keep pace with the
economy and meet the increased demand for economic information. BEA is working to overcome statistical weaknesses
and close gaps in data coverage by developing such improvements as new measures of services and compensation, new
quality-adjusted price indexes, and new measures of international trade and finance. In 2004, BEA will build on the
progress it made in 2003 to accelerate its key economic indicators by working to release the gross domestic product, personal income and outlays, and county area personal income
on an accelerated basis. The resulting increase in timeliness
will have a significant impact on the usefulness of these data,
especially to high-level policy makers and business leaders.
BEA also will continue to improve the quality of its measures
by filling gaps in its data sources. BEA will incorporate realtime data into its measures and acquire more information
on international transactions. It also will work to meet the
U.S.’s statistical commitments to international organizations.
Improving information technology.—BEA’s statistical processing systems play an essential role in the production of
the economic accounts. It is critical that they be redesigned
to incorporate new methodologies and modernized to take full
advantage of current information technology capabilities. In
2004, BEA will expand its system modernization efforts to
include the international accounts, industry accounts, and regional accounts. BEA will continue to upgrade its suite of
software tools (e.g. econometric and database software) that
are critical in supporting timely and reliable economic estimates. BEA also will expand its electronic reporting capability
to more of its international surveys and will continue to develop new data dissemination features via its Web site.
Policy support.—The Economics and Statistics Administration’s headquarters operation advises the Secretary of Commerce and other Government officials on matters related to
economic developments and forecasts, and the development
of options and positions relating to both macroeconomic and
microeconomic policy.
Reimbursable program.—ESA provides economic and statistical data and analyses on a reimbursable and advance payment basis to other Federal agencies, individuals, and firms
requesting such information. Funds received for these services
cover the cost of performing this work.
Activities under Economic and Statistical Analysis support
the Commerce Department’s strategic goal of providing the
information and the framework to enable the economy to operate efficiently and equitably.
Performance measures.—BEA will seek to maintain: delivery of all data releases on schedule; and a mean rating of
4.3 (on a 5-point scale) in users’ satisfaction, as determined
by a customer survey. In addition, BEA will achieve specified
milestones in improving the economic accounts, accelerating
economic estimates, meeting international obligations, and
upgrading information technology systems.
Goal: Provide relevant, accurate and timely economic data.
Performance measure:
1a. Reliability of delivery of economic data (number of
scheduled releases issued on time) ..................................
1b. Customer satisfaction with quality of products and
services (mean rating on a 5-point scale) .......................
1c. Percent of GOP Estimates Correct ...................................

2002 actual

2003 target

2004 target

50 of 50

55 of 55

TBD

4.3
83%

>4.0

>4.0

>84%

>84%

A more detailed presentation of goals, performance measures, and targets is found in the Commerce Annual Performance Plan.
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2002 actual

Identification code 13–1500–0–1–376

Frm 00014

Fmt 3616

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................

11.1
11.3
11.9
12.1
23.1
23.3
25.1
25.2
25.3
25.7
26.0
31.0

2003 est.

2004 est.

33
1

37
1

42
1

Total personnel compensation .........................
34
Civilian personnel benefits .......................................
7
Rental payments to GSA ...........................................
4
Communications, utilities, and miscellaneous
charges .................................................................
2
Advisory and assistance services ............................. ...................
Other services ............................................................
8
Other purchases of goods and services from Government accounts .................................................
4
Operation and maintenance of equipment ............... ...................
Supplies and materials .............................................
1
Equipment .................................................................
2

38
11
7

43
11
8

1
3
4

2
3
6

7
1
1
2

8
1
1
2

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

62
2

75
2

85
2

99.9

Total new obligations ................................................

64

77

87

Personnel Summary
2002 actual

Identification code 13–1500–0–1–376

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

468

500

547

8

18

23

f

ECONOMICS

AND

STATISTICS ADMINISTRATION REVOLVING FUND

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–4323–0–3–376

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

2

2

2

10.00

Total new obligations ................................................

2

2

2

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2
2

2
2

2
2

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

4
¥2
2

4
¥2
2

4
¥2
2

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

2

2

2

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

2
¥2

2
¥2

2
¥2

86.90

Outlays (gross), detail:
Outlays from new discretionary authority .....................

2

2

2

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Subscription and
fee sales ...............................................................

¥2

¥2

¥2

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

The Economic and Statistics Administration operates STATUSA, a revolving fund activity that provides the public with
access to key business, economic, and international trade information. STAT-USA’s mission is to produce, distribute, and
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INTERNATIONAL TRADE ADMINISTRATION
Federal Funds

DEPARTMENT OF COMMERCE

assist other government agencies in producing world-class
business, economic, and government information products
that American businesses and the public can use to make
intelligent and informed decisions. It accomplishes this goal
through two primary products and services: (1) STAT-USA/
Internet and (2) USA Trade Online.
STAT-USA has three ongoing objectives pursuant to the
accomplishment of its mission:
Objective: Identify new markets for products and services
to increase the customer base.
Objective: Increase customer involvement to improve customer satisfaction.
Objective: Increase supplier involvement.
A more detailed presentation of STAT-USA’s objectives is
found in the Commerce Annual Performance Plan.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–4323–0–3–376

2003 est.

2004 est.

11.1
25.2

Personnel compensation: Full-time permanent .............
Other services ................................................................

1
1

1
1

1
1

99.0

Reimbursable obligations .....................................

2

2

2

99.9

Total new obligations ................................................

2

2

2

Personnel Summary
2002 actual

Identification code 13–4323–0–3–376

2001

Reimbursable:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

12

2003 est.

15

15

INTERNATIONAL TRADE ADMINISTRATION

ADMINISTRATION

For necessary expenses for international trade activities of the Department of Commerce provided for by law, and for engaging in trade
promotional activities abroad, including expenses of grants and cooperative agreements for the purpose of promoting exports of United
States firms, without regard to 44 U.S.C. 3702 and 3703; full medical
coverage for dependent members of immediate families of employees
stationed overseas and employees temporarily posted overseas; travel
and transportation of employees of the United States and Foreign
Commercial Service between two points abroad, without regard to
49 U.S.C. 40118; employment of Americans and aliens by contract
for services; rental of space abroad for periods not exceeding 10 years,
and expenses of alteration, repair, or improvement; purchase or construction of temporary demountable exhibition structures for use
abroad; payment of tort claims, in the manner authorized in the
first paragraph of 28 U.S.C. 2672 when such claims arise in foreign
countries; not to exceed $327,000 for official representation expenses
abroad; purchase of passenger motor vehicles for official use abroad,
not to exceed $30,000 per vehicle; obtaining insurance on official motor
vehicles; and rental of tie lines, $395,123,000, to remain available
until expended, of which $13,000,000 is to be derived from fees to
be retained and used by the International Trade Administration, notwithstanding 31 U.S.C. 3302: Provided, That $65,009,000 shall be
for Trade Development, $38,100,000 shall be for Market Access and
Compliance, $53,437,000 shall be for the Import Administration,
$208,868,000 shall be for the United States and Foreign Commercial
Service, and $29,709,000 shall be for Executive Direction and Administration: Provided further, That the provisions of the first sentence
of section 105(f) and all of section 108(c) of the Mutual Educational
and Cultural Exchange Act of 1961 (22 U.S.C. 2455(f) and 2458(c))
shall apply in carrying out these activities without regard to section
5412 of the Omnibus Trade and Competitiveness Act of 1988 (15
U.S.C. 4912); and that for the purpose of this Act, contributions under
the provisions of the Mutual Educational and Cultural Exchange Act
shall include payment for assessments for services provided as part
of these activities. (15 U.S.C. 637(e), 649, 1501 et seq., 1871, 4001
VerDate Dec 13 2002

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Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)

Frm 00015

2002 actual

Identification code 13–1250–0–1–376

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Trade development ....................................................
00.02
Market access and compliance ................................
00.03
Import administration ...............................................
00.04
U.S. and foreign commercial services ......................
00.05
Administration and executive direction ....................

68
38
45
202
13

56
50
51
203
26

57
37
53
205
30

01.00
09.01

Total direct program .................................................
Reimbursable program ..................................................

366
11

386
36

382
36

10.00

Total new obligations ................................................

377

422

418

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

26
366

22 ...................
400
418

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

399
422
418
¥377
¥422
¥418
22 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
42.00
Transferred from other accounts ..............................

345
364
382
10 ................... ...................

43.00
68.00

Federal Funds
General and special funds:
AND

et seq., 4011 et seq.; 19 U.S.C. 81a et seq., 1202nt., 1303, 1671 et
seq., 1673 et seq., 1862, 2031, 2155, 2354, 2411 et seq.; 22 U.S.C.
801 et seq., 2451 et seq., 2651 et seq., 3101 et seq.; 40 U.S.C. 512,
42 U.S.C. 300j; 50 U.S.C. 98–98h, 401 et seq., 2061 et seq., 2401
et seq.; Public Law 99–64.)

7 ................... ...................

2004 est.

f

OPERATIONS

201

Fmt 3616

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

355

364

382

11

36

36

70.00

Total new budget authority (gross) ..........................

366

400

418

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

272
89

291
92

303
103

87.00

Total outlays (gross) .................................................

361

383

406

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥2
¥9

¥5
¥31

¥5
¥31

95
102
141
377
422
418
¥361
¥383
¥406
¥7 ................... ...................
102
141
153

88.90

Total, offsetting collections (cash) ..................

¥11

¥36

¥36

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

355
350

364
347

382
370

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
10
13
Outlays ...........................................................................
10
13

13
13

The mission of the International Trade Administration
(ITA) in the Department of Commerce is to create economic
opportunity for U.S. workers and firms by promoting international trade, opening foreign markets, ensuring compliance
with trade laws and agreements, and supporting U.S. commercial interests at home and abroad.
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202

INTERNATIONAL TRADE ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
OPERATIONS

AND

ADMINISTRATION—Continued

Working as a key part of the Government-wide Trade Promotion Coordinating Committee, ITA will pursue this mission
through the activities of its five major subdivisions and
through reimbursable programs as follows:
Trade development.—The trade development program assesses the competitiveness of various U.S. industries and performs trade and investment analyses; works with manufacturing and service industry associations and firms to identify
and to capitalize on trade opportunities and to pinpoint and
overcome obstacles to increased U.S. exports; articulates U.S.
industries’ needs, interests and concerns to American negotiators of international trade agreements and assists in the
preparation and implementation of negotiating strategies; and
conducts export promotion programs directed toward industry
sectors.
Market access and compliance.—The Market Access and
Compliance unit (MAC) is the U.S. Government’s front-line
offensive team working to unlock foreign markets for American goods and services country-by-country and region-by-region. MAC concentrates on market access issues and the development of strategies to overcome market access obstacles
faced by U.S. businesses. MAC maintains in-depth knowledge
of the trade policies of our trading partners. It monitors foreign country compliance with numerous multilateral and bilateral trade-related agreements, identifying compliance problems and other market access obstacles. MAC’s specialists
work with other Government agencies to address barriers rapidly, and to ensure that U.S. firms know how to use the
market opening agreements. It provides information on foreign trade and business practices to U.S. firms and works
to find opportunities and to develop market strategies in traditional markets and in the emerging markets. MAC’s objective is to develop and to update continuously current and
long-term market access strategies, including developing the
information needed to conduct trade negotiations to open markets. MAC’s specialists work hand-in-hand with U.S. business,
trade associations and other business organizations, Commerce’s industry and technical specialists, and the U.S. Commercial Service’s domestic and overseas offices. This unit will
continue to provide support for the operation of the North
American Free Trade Agreement.
Import administration.—Import Administration investigates
antidumping and countervailing duty cases to ensure compliance with applicable U.S. statutes and administers certain
other statutory programs relating to imports and foreign trade
zones.
U.S. and foreign commercial service.—The U.S. and Foreign
Commercial Service counsels U.S. businesses on exporting
through offices in the United States and overseas countries.
The program’s goals are to increase the number of U.S. firms
that export and the number of foreign markets to which they
export; to provide export market information; to promote and
facilitate participation of U.S. firms in trade shows; and to
encourage and sponsor additional involvement by private,
State and local organizations.
Administration and executive direction.—Administration
and Executive Direction provide policy leadership and administration services for the other ITA subdivisions. Executive
Direction includes the Office of the Under Secretary for International Trade, the Deputy Under Secretary for International
Trade, and subordinate offices covering Legislative and Intergovernmental Affairs, Public Affairs, Office of the Chief Information Officer, and the Trade Promotion Coordinating Committee staff. Administration provides human resources services, financial management services, and general administrative assistance for the other ITA subdivisions.
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Reimbursable program.—This program includes receipts for
services rendered to other Federal agencies and receipts received on a cost recovery basis from private entities for trade
events and export information services. ITA proposes to collect
fees to offset the costs associated with services and products
provided. In 2004, ITA will continue to improve existing products and services to U.S. businesses.
Activities under the ITA account support Commerce’s strategic plan.
Goals—Performance Measures:
Ensure Fair Competition in International Trade
Percentage of antidumping (AD)/countervailing duty
(CVD) cases completed on time ....................................
Broaden and Deepen U.S. Exporter Base
Number of U.S. exporters entering a new market .............
Number of export transactions made as a result of
ITA involvement ..............................................................

2002 actual

2003 est.

2004 est.

100%

100%

100%

5,740

6,500

7,100

12,178

13,500

14,900

A more detailed presentation of goals, performance measures and targets can be found in the Commerce Annual Performance Plan.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–1250–0–1–376

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2003 est.

2004 est.

131
14
5

150
8
6

149
8
6

150
38
3
15
3
17
5

164
39
1
17
3
18
8

163
39
1
15
3
16
8

10
3
1
25

8
3
1
53

8
3
1
51

26.0
31.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

59
7
8
22

53
6
8
4

58
5
9
2

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

366
11

386
36

382
36

99.9

Total new obligations ................................................

377

422

418

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 13–1250–0–1–376

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

1001

2,230

2,517

2,550

25

49

49

f

BUREAU OF INDUSTRY AND SECURITY
Federal Funds
General and special funds:
OPERATIONS

AND

ADMINISTRATION

For necessary expenses for export administration and national security activities of the Department of Commerce, including costs associated with the performance of export administration field activities
both domestically and abroad; full medical coverage for dependent
members of immediate families of employees stationed overseas; employment of Americans and aliens by contract for services abroad;
payment of tort claims, in the manner authorized in the first paragraph of 28 U.S.C. 2672 when such claims arise in foreign countries;
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BUREAU OF INDUSTRY AND SECURITY—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
not to exceed $15,000 for official representation expenses abroad;
awards of compensation to informers under the Export Administration
Act of 1979, and as authorized by 22 U.S.C. 401(b); purchase of
passenger motor vehicles for official use and motor vehicles for law
enforcement use with special requirement vehicles eligible for purchase
without regard to any price limitation otherwise established by law,
$78,169,000, to remain available until expended: Provided, That the
provisions of the first sentence of section 105(f) and all of section
108(c) of the Mutual Educational and Cultural Exchange Act of 1961
(22 U.S.C. 2455(f) and 2458(c)) shall apply in carrying out these
activities: Provided further, That payments and contributions collected
and accepted for materials or services provided as part of such activities may be retained for use in covering the cost of such activities,
and for providing information to the public with respect to the export
administration and national security activities of the Department of
Commerce and other export control programs of the United States
and other governments. (10 U.S.C. 7430(e); 15 U.S.C. 1501 et seq.,
1531; 19 U.S.C. 1862; 22 U.S.C. 401(b), 2455(f), 2458(c), 2799aa–
1(b), 3922, 6004–6005, 7201–7205; 30 U.S.C. 185(s), 185(u); 42 U.S.C.
300j, 2139a, 5195, 6212; 43 U.S.C. 1354; 46 U.S.C. app. 466c; 50
U.S.C. 82, 98–98h, 1701, app. 468, app. 2061 et seq., app. 2401 et
seq., app 2411.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0300–0–1–999

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Management and policy coordination .......................
00.02
Export administration ................................................
00.03
Export enforcement ....................................................

6
29
28

7
38
34

7
35
36

01.00
09.01

Total direct program .................................................
Reimbursable program ..................................................

63
5

79
9

78
6

10.00

Total new obligations ................................................

68

88

84

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

7
70

9 ...................
79
84

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
68.90
70.00

1 ................... ...................
78
88
84
¥68
¥88
¥84
9 ................... ...................

65

73

78

3

6

6

2 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

5

6

6

Total new budget authority (gross) ..........................

70

79

84

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.45 Recoveries of prior year obligations ..............................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

13
12
17
68
88
84
¥66
¥85
¥84
¥1 ................... ...................
¥2 ................... ...................
12
17
17

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

62
4

68
17

72
12

87.00

Total outlays (gross) .................................................

66

85

84

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
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¥5

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203

88.40

Non-Federal sources .............................................

¥1

¥1

¥1

88.90

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

¥3

¥6

¥6

88.95

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥2 ................... ...................

65
63

73
79

78
78

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
3
3
Outlays ...........................................................................
3
3

3
3

The mission of the Bureau of Industry and Security (BIS)
is to advance U.S. national security, foreign policy, and economic interest. BIS’s activities include regulating the export
of sensitive goods and technologies in an effective and efficient
manner; enforcing export control, anti-boycott, and public
safety laws; cooperating with and assisting other countries
on export control and strategic trade issues; assisting U.S.
industry to comply with international arms control agreements; and monitoring the viability of the U.S. defense industrial base.
Management and policy coordination.—The management
and policy coordination program provides executive direction
and policy guidance necessary to effectively administer U.S.
export control laws and laws regarding the defense industrial
and technology base.
Export administration.—The export administration program
safegards U.S. national and economic security, nonproliferation, and trade interests by effectively administering U.S. export control laws relating to dual-use technologies and weapons of mass destruction; removes outdated export controls;
develops, promotes, and implements policies which ensure a
strong and technologically superior defense industrial base;
oversees compliance by the U.S. business community with
the Chemical Weapons Convention (CWC); and implements
the Nation’s computer and encryption export policy.
Export enforcement.—The export enforcement program protects national security, nonproliferation, counter-terrorism,
and foreign policy interests by enforcing dual-use controls
to ensure that illegal exports will be detected and either prevented or the violators sanctioned.
Performance measures.—The activities under this account
support the Commerce strategic goal to provide the information and the framework to enable the economy to operate
efficiently and equitably.
Stimulate Innovation for American Competitiveness
Goals and outcome measures:
Enhance the efficiency of the export control system while
protecting U.S. national security interests
Median processing time for referrals of export licenses
to other agencies (days) ................................................
Ensure U.S. industry compliance with the Chemical Weapons
Convention (CWC) and additional protocol to the International Atomic Energy Agency (IAEA) safeguards agreement
Number of site assistance visits conducted to assist
companies prepare for international inspections .........
Detect illegal export transactions and penalize violators
Number of cases opened that result in the prevention
of a criminal violation or the prosecution of a criminal or administrative case ............................................
Assist key nations to establish effective export control programs
Number of targeted deficiencies remedied in the export
control systems of program Nations .............................

2002 actual

2003 est.

2004 est.

New

9

9

16

12

24

82

85

85

25

25

25

A more detailed presentation of goals, objectives, and performance measures is found in the Commerce Annual Performance Plan.
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204

BUREAU OF INDUSTRY AND SECURITY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
OPERATIONS

2002 actual

Identification code 13–0300–0–1–999

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other personnel compensation .............................

2003 est.

29
2

31
2

27
8
2
5

31
8
3
6

33
9
3
6

1
5

2
13

2
8

26.0
31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Supplies and materials .............................................
Equipment .................................................................

13
1
1

13
1
2

14
1
2

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

63
5

79
9

78
6

99.9

Total new obligations ................................................

68

88

84

25.2
25.3

27

24

29

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

28
27

29
24

29
29

2004 est.

25
2

11.9
12.1
21.0
23.1
23.3

Total outlays (gross) .................................................

ADMINISTRATION—Continued

AND

Object Classification (in millions of dollars)

11.1
11.5

87.00

Personnel Summary
2002 actual

Identification code 13–0300–0–1–999

2003 est.

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
358
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ...................................................... ...................

2004 est.

454

470

4

4

f

MINORITY BUSINESS DEVELOPMENT AGENCY
Federal Funds
General and special funds:
MINORITY BUSINESS DEVELOPMENT
For necessary expenses of the Department of Commerce in fostering,
promoting, and developing minority business enterprise, including expenses of grants, contracts, and other agreements with public or private organizations, $29,487,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0201–0–1–376

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

28

29

29

10.00

Total new obligations ................................................

28

29

29

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

The Minority Business Development Agency (MBDA) has
the lead role in the Federal Government of coordinating minority business development programs. The mission of the
Agency is to achieve economic parity for minority businesses
by actively promoting their ability to grow and compete in
the global economy. MBDA is transforming to become an
entrepreneurially focused and innovative organization committed to empowering minority business enterprises and
wealth creation.
Minority Business Development.—This activity provides a
variety of direct and indirect business services through public/
private partnerships. MBDA coordinates and leverages resources, expands domestic and international market opportunities, collects and disseminates vital business information,
and provides management and technical assistance. MBDA
also provides support for research, advocacy, and technology
to reduce information barriers and improve the participation
rate of minority-owned businesses in the U.S. as well as the
global marketplace.
In 2004, MBDA will continue to use electronic components
of its Internet portal to develop databases from a variety
of public and private sector sources. These databases will
provide timely on-line market and resource information to
minority business owners regarding available business opportunities. MBDA will continue to work with the Small Business Administration and other Federal agencies to promote
growth and sustainable development of minority-owned businesses.
Performance measures.—MBDA activities support the Administration’s theme on opportunity of providing the information and the framework to enable the economy to operate
efficiently and equitably. MBDA’s activities include goals on
developing an entrepreneurial innovative market focus economy and improving opportunities for minority-owned businesses to pursue financing. In FY 2004, MBDA will focus
on redefining its performance measures, examining unit costs,
and instituting long-term program performance evaluation.
Additionally, MBDA will promote electronic-commerce as well
as provide business services electronically.
Goal: Develop entrepreneurial innovative market focus
economy.
2002 actual

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................
23.95 Total new obligations ....................................................
New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.40 Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

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28
¥28

29
¥29

29
¥29

1
1

Performance Measure:
Dollar value of contracts (in millions) ...................................

1,700

2003 est.

2004 est.

1,000

1,000

Object Classification (in millions of dollars)
28

29

29

11
10
15
28
29
29
¥27
¥24
¥29
¥2 ................... ...................
10
15
15

20
7
PO 00000

15
9

15
14

Frm 00018

Fmt 3616

2002 actual

Identification code 13–0201–0–1–376

11.1
12.1
23.1
25.2
25.3
31.0
41.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Rental payments to GSA ................................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Equipment ......................................................................
Grants, subsidies, and contributions ............................

99.9

Total new obligations ................................................

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6
1
1
3

2003 est.

2004 est.

7
1
2
4

7
1
2
5

2
2
2
1 ................... ...................
14
13
12
28

29

29

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION
Federal Funds

DEPARTMENT OF COMMERCE
Personnel Summary
2002 actual

Identification code 13–0201–0–1–376

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

92

2004 est.

120

NATIONAL OCEANIC AND ATMOSPHERIC
ADMINISTRATION
Federal Funds

(INCLUDING

AND

FACILITIES

TRANSFER OF FUNDS)

For necessary expenses of activities authorized by law for the National Oceanic and Atmospheric Administration, including maintenance, operation, and hire of aircraft; grants, contracts, or other payments to nonprofit organizations for the purposes of conducting activities pursuant to cooperative agreements; and relocation of facilities
as authorized by 33 U.S.C. 883i, $2,389,300,000, to remain available
until expended; in addition, not to exceed $3,000,000, to be derived
by transfer from the fund entitled ‘‘Coastal Zone Management’’; and
in addition, $75,000,000, to be derived by transfer from the fund
entitled ‘‘Promote and Develop Fishery Products and Research Pertaining to American Fisheries’’: Provided, That fees and donations
received by the National Ocean Service for the management of the
national marine sanctuaries may be retained and used for the salaries
and expenses associated with those activities, notwithstanding 31
U.S.C. 3302: Provided further, That of the amount provided under
this heading, $219,493,000 shall be for the conservation activities
defined in section 250(c)(4)(K) of the Balanced Budget and Emergency
Deficit Control Act of 1985, as amended. (15 U.S.C. ch. 9, 9A, 40,
56; 16 U.S.C. ch. 32, 32A, 33; 33 U.S.C. ch. 17, 22, 26; 42 U.S.C.
ch. 97, 103; 43 U.S.C. ch. 29.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

FOREIGN FISHING OBSERVER FUND
For expenses necessary to carry out the provisions of the Atlantic
Tunas Convention Act of 1975, as amended (Public Law 96–339),
the Magnuson-Stevens Fishery Conservation and Management Act of
1976, as amended (Public Law 100–627), and the American Fisheries
Promotion Act (Public Law 96–561), to be derived from the fees imposed under the foreign fishery observer program authorized by these
Acts, not to exceed $191,000, to remain available until expended.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–1450–0–1–306

Obligations by program activity:
Direct program:
00.01
National Ocean Service .............................................
406
00.02
National Marine Fisheries Service .............................
587
00.03
Oceanic and Atmospheric Research .........................
347
00.04
National Weather Service ..........................................
675
00.05
National Environmental Satellite, Data, and Information Service ......................................................
140
00.06
Program support ........................................................
153
00.07
Facilities ....................................................................
17
00.08
Fleet maintenance and planning ..............................
11
00.09
Retired pay for NOAA Corps Officers ........................
16
00.14
Foreign Fishing Observer Fund ................................. ...................
00.17
Payments for NOAA Corps Benefits .......................... ...................
01.00
09.01
09.02
09.03
09.04
09.05

Total direct program .................................................
Reimbursable program:
National Ocean Service .............................................
National Marine Fisheries Service .............................
Oceanic and Atmospheric Research .........................
National Weather Service ..........................................
National Environmental Satellite, Data and Information Service ......................................................

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18

37

30

09.99

Total reimbursable program ......................................

197

259

219

10.00

Total new obligations ................................................

2,549

2,725

2,719

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

153
2,571

182 ...................
2,525
2,704

2003 est.

405
671
307
701

2004 est.

391
620
367
721

147
150
174
191
29
29
12
12
17
18
2 ...................
1
1
2,466

2,500

14
45
45
53

59
45
48
54

50
37
39
50

22

16

13

Frm 00019

Fmt 3616

11

17

15

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

2,735
2,724
2,719
¥2,549
¥2,725
¥2,719
¥3 ................... ...................
182 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.73
Reduction pursuant to P.L. 107–206 .......................
41.00
Transferred to other accounts ...................................
42.00
Transferred from other accounts ..............................

2,275
2,211
2,389
¥9 ................... ...................
¥1 ................... ...................
68
75
75

43.00

2,333

2,286

2,464

16

17

18

234

219

219

60.00

68.00
68.10
68.62

Appropriation (total discretionary) ........................
Mandatory:
Appropriation .............................................................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................
Transferred from other accounts ..........................

68.90
70.00

¥15 ................... ...................
3
3
3

Spending authority from offsetting collections
(total discretionary) .....................................

222

222

222

Total new budget authority (gross) ..........................

2,571

2,525

2,704

969
2,549
¥2,374
¥11

1,148
2,725
¥2,498
¥17

1,360
2,719
¥2,635
¥15

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.45
74.00

15 ................... ...................
1,148
1,360
1,430

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

1,676
682
16

1,639
842
17

1,749
868
18

87.00

Total outlays (gross) .................................................

2,374

2,498

2,635

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources ..................................................... ...................
88.40
Non-Federal sources .............................................
¥234

¥7
¥212

¥7
¥212

¥234

¥219

¥219

88.90

2,352

PO 00000

Program support ........................................................

23.90
23.95
23.98
24.40

General and special funds:
OPERATIONS, RESEARCH,

09.06

120

f

205

88.95

89.00
90.00

99.00
99.01

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

15 ................... ...................

2,352
2,140

2,306
2,279

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
63
54
Outlays ...........................................................................
63
54

2,485
2,416

53
53

National Ocean Service (NOS).—These programs provide
scientific, technical, and management expertise to promote
safe navigation; assess the health of coastal and marine resources and respond to natural and human induced threats;
and preserve the coastal ocean and global environments. To
meet 21st Century challenges, NOS seeks to maintain its
suite of navigation, response and restoration, and coastal resource science and management programs. This funding will
help strengthen the understanding and protection of our valuable ocean resources, as well as our Nation’s economic comSfmt 3616

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206

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
OPERATIONS, RESEARCH,

AND

FACILITIES—Continued

petitiveness by promoting safe maritime commerce through
real-time physical oceanographic data and powerful new digital nautical chart products. NOS will maintain investments
in Coastal Zone Management, the National Estuarine Research Reserves, the National Marine Sanctuaries, Coral Reef,
and other conservation programs.
National Marine Fisheries Service.—These programs provide for the management and conservation of the Nation’s
living marine resources and their environment, including fish
stocks, marine mammals and endangered species. Using
science-based conservation, management and restoration activities, these resources can benefit the Nation on a sustained
basis. Increases are proposed to carry out the legislative mandates of the Magnuson-Stevens Fishery Conservation and
Management Act, the Endangered Species Act, and the Marine Mammal Protection Act and other responsibilities. These
increases will allow NOAA to meet its Strategic Plan goals
to build sustainable fisheries, recover protected species and
sustain healthy coastal ecosystems for the enjoyment of all
and the communities that depend on them.
Office of Oceanic and Atmospheric Research (OAR).—These
programs provide the critical environmental research and
technology needed to improve NOAA services (weather and
air quality warnings and forecasts, solar-terrestrial services,
climate predictions, and marine services) to enable the Nation
to balance a growing economy with effective management and
prediction of our environment and natural resources. To accomplish these goals, OAR supports a network of scientists
in its Federal research laboratories, universities, and joint
institutes and partnership programs. OAR provides the scientific basis for national policy formulation in key environmental areas, e.g., climate change, weather research, air quality, stratospheric ozone depletion, marine biotechnology, aquaculture, and environmental observing technologies. The
NOAA-wide programs also funded in OAR are Climate
Change Research, U.S. Weather Research, Ocean Exploration,
and High Performance Computing and Communications
(HPCC).
National Weather Service (NWS).—These programs provide
timely and accurate meteorologic, hydrologic, and oceanographic warnings, forecasts, and planning information to ensure the safety of the population, mitigate property losses,
and improve the economic efficiency of the Nation. NWS is
also responsible for issuing operational climate forecasts for
the United States. NWS data and products form a national
information database and infrastructure which can be used
by other government agencies, the private sector, the public,
and the global community. Funding is proposed to support
physical security measures at NWS facilities; to continue Pacific Islands weather observations; to operate the Susquehanna River Basin Flood System; and to meet out-year performance goals for weather warnings and forecasts.
National Environmental Satellite, Data, and Information
Service.—These programs provide for operation of environmental polar-orbiting and geostationary satellites; for the collection and archiving of global environmental data and information; and services for distribution to users in commerce,
industry, agriculture, science and engineering, the general
public and Federal, State and local agencies.
Program support.—These programs provide for overall
NOAA management including the NOAA Commissioned
Corps, NOAA’s share of the regional Administrative Support
Centers, and aircraft and marine data acquisition.
Facilities.—This program provides for repair and maintenance to existing facilities; facilities planning and design; and
environmental compliance.
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Fleet maintenance and planning.—This program provides
for the repair and maintenance of vessels, including related
equipment to maintain the existing fleet and for the planning
of future modernization.
Foreign fishing observer fund.—This fund is financed
through collections from foreign vessel owners who fish within
the U.S. Exclusive Economic Zone. Collections to the fund
are used by the Secretary of Commerce to pay the salaries
of observers and program support personnel and the costs
of data management and analysis of the observer program.
The observers collect scientific information on the foreign
catch and monitor compliance with provisions of the Magnuson-Stevens Fishery Conservation and Management Act of
1976 as amended.
Performance measures.—Activities under this account support NOAA’s seven goals. Each goal has key supporting performance measures as follows:
Goal: Advance short-term warning and forecast services.
2002 actual

Tornado Warnings:
Lead-time (minutes) ...............................................................
Accuracy (percent) ..................................................................
False Alarm Rate (percent) ....................................................

Goal: Promote safe navigation.
Percent reduction in the backlog of critical area hydrographic surveys for critical areas ......................................

12
77%
73%
2002 actual

34.3%

2003 est.

2004 est.

11
70%
70%
2003 est.

12
71%
70%
2004 est.

40.9%

47.6%

Goal: Implement seasonal to interannual climate forecasts.
2002 actual

Accuracy of El Nino/Southern oscillation (ENSO) climate
forecasts (correlation with actual conditions) ...................

0.85

2003 est.

2004 est.

0.85

0.86

Goal: Build sustainable fisheries.
2002 actual

Reduce number of known major overfished stocks from
2000 baseline of 46 ...........................................................

2003 est.

2004 est.

TBD

45

43

TBD

6

6

108,531

117,884

120,532

Goal: Recover protected species.
Number of endangered species with probability of extinction
reduced from baseline of 29 .............................................

Goal: Sustain healthy coasts.
Acres of coastal habitat area benefited (cumulative) ...........

A more detailed listing of goals, performance measures, and
targets are found in the Commerce Annual Performance Plan.
The estimates in the following table support the President’s
Budget proposal to extend accrual financing for health care
provided to non-medicare eligible uniformed service retirees.
Uniformed Services Non-Medicare Eligible Retiree Health Care Accrual Proposal
Effects on National Oceanic and Atmospheric Administration Accounts in 2004
(In millions of dollars)
Mandatory Discretionary
Mandatory Offsetting Collection through the Defense Health Account
from the Uniformed Services Retiree Health Care Fund for NonMedicare Eligible Retiree Health Care:
National Oceanic and Atmospheric Administration (NOAA) .....................
2 ....................
Adjustments to NOAA Appropriation:
Payments to the Uniformed Services Retiree Health Care Fund Operations, Research and Facilities Account .............................................. ......................
1
Adjusmtent to Operations, Research and Facilities Account ...................
¥2 ....................

Object Classification (in millions of dollars)
2002 actual

Identification code 13–1450–0–1–306

2003 est.

2004 est.

11.1
11.3
11.5
11.7
11.8

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................
Special personal services payments ....................

679
10
52
12
5

677
11
53
12
2

605
11
57
12
2

11.9
12.1
12.2

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................

758
188
1

755
190
1

687
192
1

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NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
13.0
21.0
22.0
23.1
23.2
23.3

25.5
26.0
31.0
32.0
41.0

Benefits for former personnel ...................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................

99.0
99.0
99.9

24.0
25.1
25.2
25.3

207

16
38
12
54
12

18
38
15
54
12

19
38
15
54
12

00.23
00.24
00.32

60
4
89
281

63
4
70
384

64
4
75
281

00.34
00.35
00.36

Fleet replacement ......................................................
FBF transfer for Norman,OK ......................................
Coastal and estuarine land conservation program/
COA ............................................................................
EOS and advance polar data processing, distribution
archiving systems .....................................................
All hazards radio ...........................................................
G–1V instrumentation upgrades/aircraft replacement
NWS Coastal global observing system ..........................

10.00

Total new obligations ................................................

115
3
93
53
3
572

103
52
95
54
5
553

250
67
103
78
6
554

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

Direct obligations ..................................................
Reimbursable obligations ..............................................

2,352
197

2,466
259

2,500
219

Total new obligations ................................................

2,549

2,725

2,719

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

956
1,053
844
¥717
¥1,053
¥844
239 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
42.00
Transferred from other accounts ..............................

836
811
842
8 ................... ...................

Personnel Summary
2002 actual

Identification code 13–1450–0–1–306

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
1101
Military full-time equivalent employment .................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

11,022
341

2004 est.

11,210
368

724

1,115

(INCLUDING

AND

CONSTRUCTION

For procurement, acquisition and construction of capital assets, including alteration and modification costs, of the National Oceanic
and Atmospheric Administration, $842,399,000, to remain available
until expended: Provided, That unexpended balances of amounts previously made available in the ‘‘Operations, Research, and Facilities’’
account for activities funded under this heading may be transferred
to and merged with this account, to remain available until expended
for the purposes for which the funds were originally appropriated:
Provided further, That of the amount provided under this heading
for expenses necessary to carry out conservation activities defined in
section 250(c)(4)(E) of the Balanced Budget and Emergency Deficit
Control Act of 1985, as amended, $20,000,000, to remain available
until expended.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–1460–0–1–306

Obligations by program activity:
Systems acquisition:
00.01
NEXRAD ......................................................................
9
00.02
ASOS ..........................................................................
5
00.03
AWIPS .........................................................................
17
00.04
Weather and climate super computing ....................
15
00.06
GOES ..........................................................................
222
00.07 Polar convergence ..........................................................
277
00.08 Radiosonde replacement ................................................
5
00.09 Research supercomputing .............................................
8
00.10 CLASS .............................................................................
4
00.11 CAMS/NOAA financial data system ...............................
17
00.12 CIP/NWS telecommunication back-up/Legacy system
replacement ...............................................................
7
00.13 NESDIS-CIP .....................................................................
4
Construction:
00.15
WFO construction/NOAA Science Center ....................
14
00.16
NERRS acquisition and construction ........................
27
00.17
Marine sanctuary construction ..................................
8
00.18
Other NOS facilities ...................................................
7
00.19
NMFS construction .....................................................
11
00.20
Coastal remote sensing ............................................ ...................
00.21
NESDIS construction ..................................................
14
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2003 est.

2004 est.

9
5
17
28
283
384
7
7
4
17

12
5
14
26
277
391
7
10
4
1

1
3

3
3

11
24
11
10
20
10
25 ...................
70
14
6 ...................
13
13
Frm 00021

Fmt 3616

20

3 ...................

...................
3
................... ...................
...................
8
................... ...................
717

108
845

3
6
9
2

1,053

844

239 ...................
811
842

3

3

2

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

844

70.00

Total new budget authority (gross) ..........................

845

811

842

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

453
717
¥742
¥3
425

425
1,053
¥621
¥3
853

853
844
¥777
¥2
917

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

296
446

284
337

294
483

87.00

Total outlays (gross) .................................................

742

621

777

849

TRANSFERS OF FUNDS)

101 ...................
17 ...................

43.00
68.00
10,767
388

f

PROCUREMENT, ACQUISITION

00.33

24
2

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

811

842

1 ................... ...................

¥1 ................... ...................

844
741

811
621

842
777

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

1
1

The projects included in this account support NOAA’s operational mission across all line offices. Funding is proposed
for the National Estuarine Research Reserves Systems Construction and the National Marine Sanctuaries Construction
program. Increases are proposed for the following: to initiate
the Coastal Global Observing System; to accelerate technical
upgrades of the NEXRAD radar system; to upgrade the NWS
Telecommunication Gateway; to automate the distribution of
civilian emergency managers’ messages over the All Hazards
NOAA Weather Radio; to fund the lease for an improved
operating facility for NWS forecasting centers; to replace a
snow survey aircraft; to develop the GOES next generation
satellite system; to increase GFDL super computer capacity
that will allow more climate modeling; and, to continue the
Department of Commerce’s participation in the tri-agency converged polar satellite program.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–1460–0–1–306

11.1
12.1

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................

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10
2

2003 est.

10
2

2004 est.

10
2

208

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
90.00

General and special funds—Continued
PROCUREMENT, ACQUISITION
(INCLUDING

AND

2002 actual

Identification code 13–1460–0–1–306

2003 est.

2004 est.

1
3
1
5
5
8
32
88

1
3
1
7
1
8
33
210

1
3
1
7
1
8
33
210

25.5
26.0
31.0
32.0
41.0

Benefits for former personnel ........................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to GSA ................................................
Rental payments to others ............................................
Communications, utilities, and miscellaneous charges
Advisory and assistance services ..................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Research and development contracts ...........................
Supplies and materials .................................................
Equipment ......................................................................
Land and structures ......................................................
Grants, subsidies, and contributions ............................

426
16
12
39
8
61

464
16
12
89
26
170

315
16
12
89
26
110

99.9

Total new obligations ................................................

717

1,053

844

f

PACIFIC COASTAL SALMON RECOVERY
For necessary expenses associated with the restoration of Pacific
salmon populations and the implementation of the 1999 Pacific Salmon Treaty Agreement between the United States and Canada,
$90,000,000, to remain available until September 30, 2005: Provided,
That this amount shall be for the conservation activities defined in
section 250(c)(4)(E) of the Balanced Budget and Emergency Deficit
Control Act of 1985, as amended.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–1451–0–1–306
2002 actual

Identification code 13–1460–0–1–306

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

218

190

148

LIMITED ACCESS SYSTEM ADMINISTRATION FUND
Unavailable Collections (in millions of dollars)
2002 actual

Identification code 13–5284–0–2–306

2003 est.

2004 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Permit title registration fees .........................................
3 ................... ...................
Appropriations:
05.00 Limited access system administ ...................................
¥3 ................... ...................
Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2002 actual

2003 est.

Obligations by program activity:
State of Washington ......................................................
State of Alaska ..............................................................
State of Oregon ..............................................................
State of California .........................................................
Columbia River Tribes ...................................................
Pacific Coastal Tribes ....................................................
Northern Transboundary Fund .......................................
Southern Transboundary Fund .......................................
Pacific Salmon Commission ..........................................

10.00

Total new obligations (object class 41.0) ................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

159
¥159

110
¥110

90
¥90

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

157

110

90

39
30
30
29
20
15
17
15
18
17
15
18
5
3
3
10
7
6
20
10 ...................
20
10 ...................
2 ................... ...................
159

110

90

2 ................... ...................
157
110
90

2004 est.

2 ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
2 ...................
3 ................... ...................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
71
Outlays from discretionary balances ............................. ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

4
2 ...................
¥3
¥2 ...................
2 ................... ...................

87.00

Total outlays (gross) .................................................

71

329

90

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

157
71

110
329

90
90

Obligations by program activity:
00.01 Direct program activity ..................................................

3

2 ...................

10.00

Total new obligations (object class 41.0) ................

3

21.40
22.00
23.90
23.95
24.40

New budget authority (gross), detail:
Mandatory:
60.20
Appropriation (special fund) .....................................

3 ................... ...................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................

1 ................... ...................
3
2 ...................
¥3
¥2 ...................

86.97
86.98

2004 est.

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
00.09

01.99

Identification code 13–5284–0–2–306

2003 est.

2004 est.

f

07.99

2 ...................

This fund was established by Title III of P.L. 104–297,
Fee collections equaling no more than one-half percent of
the proceeds from the sale or transfer of limited access system
permits are deposited into the Fund. These deposits to the
Fund are used to administer an exclusive central registry
system for the limited access system permits.

Personnel Summary

1001

3

CONSTRUCTION—Continued

TRANSFERS OF FUNDS)—Continued

Object Classification (in millions of dollars)—Continued

13.0
21.0
22.0
23.1
23.2
23.3
25.1
25.2
25.3

Outlays ...........................................................................

Outlays (gross), detail:
Outlays from new mandatory authority .........................
3 ................... ...................
Outlays from mandatory balances ................................ ...................
2 ...................

87.00

Total outlays (gross) .................................................

89.00

Net budget authority and outlays:
Budget authority ............................................................

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3 ................... ...................
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130
219 ...................
159
110
90
¥71
¥329
¥90
219 ................... ...................

110
90
219 ...................

This account funds Pacific Coastal Salmon Recovery for
the purpose of helping share the costs of State, Tribal and
local conservation initiatives. This account supports NOAA’s
contribution to a broad interdepartmental initiative bolstering
and deploying existing and new Federal capabilities to assist
in the conservation of at-risk Pacific salmon runs in the western States of California, Oregon, Washington, and Alaska.
Federal dollars to the States would be matched with 25 percent State and local funds. In addition, funds would be available to coastal tribes (not to exceed 10 percent) that do not
require matching dollars. The account has been established
under existing authorities by the Secretary of Commerce and
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NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE

made available through agreements with the Governors of
each of the four States for distribution to assist State, Tribal
and local conservation efforts. The Secretary will establish
terms and conditions for the effective use of the funds and
specific reporting requirements appropriate for ensuring full
accountability of the available funds to meet the purpose of
the account.

73.10
73.20
74.40

86.90
86.97
86.98

Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

4
¥2
4

Outlays (gross), detail:
Outlays from new discretionary authority .....................
¥68
Outlays from new mandatory authority .........................
70
Outlays from mandatory balances ................................ ...................

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2

209

11 ...................
¥10
¥4
5
1

¥75
75
10

¥75
75
4

10

4

Personnel Summary
2002 actual

Identification code 13–1451–0–1–306

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

10 ...................

1

f

COASTAL IMPACT ASSISTANCE
Program and Financing (in millions of dollars)
2002 actual

Identification code 13–1462–0–1–302

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

143

7 ...................

10.00

Total new obligations (object class 41.0) ................

143

7 ...................

21.40
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
Total new obligations ....................................................
143
Total outlays (gross) ......................................................
¥7
Obligated balance, end of year .....................................
136

An amount equal to 30 percent of the gross receipts from
customs duties on imported fishery products is transferred
to the Department of Commerce annually from the U.S. Department of Agriculture.
The American Fisheries Promotion Act (AFPA) of 1980 authorized a grants program for fisheries research and development projects to be carried out with Saltonstall-Kennedy (S–
K) funds. These funds are used to enhance the productivity
and improve the sustainable yield of domestic marine fisheries resources.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–5139–0–2–376

150
7 ...................
¥143
¥7 ...................
7 ................... ...................

25.2
41.0

Other services ................................................................ ...................
Grants, subsidies, and contributions ............................
4

99.9

Total new obligations ................................................

136
72
7 ...................
¥71
¥57
72
15

89.00
90.00

7

71

57

4

2003 est.

2004 est.

1 ...................
10 ...................
11 ...................

Personnel Summary
2002 actual

Identification code 13–5139–0–2–376

Outlays (gross), detail:
86.93 Outlays from discretionary balances .............................

11 ................... ...................
2
10
4

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
7
71
57

2003 est.

4

2004 est.

4

4

f

FISHERMEN’S CONTINGENCY FUND

No funds for this account are proposed in 2004.

For carrying out the provisions of title IV of Public Law 95–372,
not to exceed $956,000, to be derived from receipts collected pursuant
to that Act, to remain available until expended.

f

PROMOTE

AND DEVELOP FISHERY PRODUCTS AND
PERTAINING TO AMERICAN FISHERIES

RESEARCH

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 13–5139–0–2–376

2003 est.

2004 est.
2002 actual

Identification code 13–5120–0–2–376

Obligations by program activity:
00.01 Direct program activity ..................................................

4

11 ...................

10.00

Total new obligations ................................................

4

11 ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

4
11 ...................
11 ................... ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

15
11 ...................
¥4
¥11 ...................
11 ................... ...................

New budget authority (gross), detail:
Discretionary:
41.00
Transferred to other accounts ...................................
Mandatory:
62.00
Transferred from other accounts ..............................
70.00

Total new budget authority (gross) ..........................

72.40

Change in obligated balances:
Obligated balance, start of year ...................................

VerDate Dec 13 2002

14:50 Jan 23, 2003

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¥68

¥75

¥75

79

75

75

11 ................... ...................

2
PO 00000

4

5

Frm 00023

Fmt 3616

2003 est.

2004 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Fees, Fishermen’s contingency fund ............................. ...................
1
1
Appropriations:
05.00 Fishermen’s contingency fund ....................................... ...................
¥1
¥1
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–5120–0–2–376

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity .................................................. ...................

3

1

10.00

Total new obligations (object class 42.0) ................ ...................

3

1

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
2
New budget authority (gross) ........................................ ...................

23.90
Sfmt 3643

Total budgetary resources available for obligation
E:\BUDGET\COM.XXX

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2

2 ...................
1
1
3

1

210

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
12 ...................
Total new obligations ....................................................
12
8
6
Total outlays (gross) ...................................................... ...................
¥20
¥6
Obligated balance, end of year .....................................
12 ................... ...................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................
Outlays from mandatory balances ................................ ...................

87.00

Total outlays (gross) ................................................. ...................

20

6

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
15
Outlays ........................................................................... ...................

3
20

6
6

General and special funds—Continued
FISHERMEN’S CONTINGENCY FUND—Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 13–5120–0–2–376

23.95
24.40

2003 est.

2004 est.

Total new obligations .................................................... ...................
¥3
¥1
Unobligated balance carried forward, end of year .......
2 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.20
Appropriation (special fund) ..................................... ...................

1

1

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

3
¥3

1
¥1

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances ............................. ...................

87.00

Total outlays (gross) ................................................. ...................

3

1

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

1
3

1
1

1
1
2 ...................

This program provides compensation to commercial fishermen for damages to or loss of fishing gear, including economic
loss, related to oil and gas exploration, development, and production on the Outer Continental Shelf. The fund is supported
by assessments to holders of leases, permits, easements, and
rights of way in areas of the Outer Continental Shelf.

This fund was established by Title IV of P.L. 105–83. Twenty percent of the interest earned from this fund is made
available to the Department of Commerce. Funds are to be
used by Federal, State, private or foreign organizations or
individuals to conduct research activities on or relating to
the fisheries or marine ecosystems in the north Pacific Ocean,
Bering Sea, and Arctic Ocean. Research priorities and grant
requests are reviewed and approved by the North Pacific Research Board with emphasis placed on cooperative research
efforts designed to address pressing fishery management or
marine ecosystem information needs.
f

BUSINESS MANAGEMENT FUND
Program and Financing (in millions of dollars)

2002 actual

1001

2003 est.

Direct:
Total compensable workyears: Civilian full-time equivalent employment ...................................................... ...................

2004 est.

1

1

f

ENVIRONMENTAL IMPROVEMENT

AND

RESTORATION FUND

2002 actual

Identification code 13–4514–0–4–306

Personnel Summary
Identification code 13–5120–0–2–376

3
6
17 ...................

2003 est.

2004 est.

09.01
09.02
09.03

Obligations by program activity:
Business lines ................................................................ ................... ...................
Clearing accounts .......................................................... ................... ...................
Office of Chief Information Officer ................................ ................... ...................

166
1
6

09.99

Total reimbursable program ...................................... ................... ...................

173

10.00

Total new obligations ................................................ ................... ...................

173

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

173
¥173

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ................... ................... ...................

173

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

173
¥173

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

173

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ................... ...................

¥173

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 13–5362–0–2–302

01.99

2003 est.

2004 est.

Balance, start of year ....................................................
Receipts:
02.40 Interest earned ...............................................................

10 ................... ...................
5

3

6

04.00

15

3

6

¥15

¥3

¥6

Total: Balances and collections ....................................
Appropriations:
05.00 Environmental improvement and restoration fund .......
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–5362–0–2–302

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

12

8

6

10.00

Total new obligations (object class 41.0) ................

12

8

6

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................

2
15

5 ...................
3
6

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
60.20
Appropriation (special fund) .....................................
VerDate Dec 13 2002

14:50 Jan 23, 2003

Jkt 193833

17
8
6
¥12
¥8
¥6
5 ................... ...................

15
PO 00000

3

6

Frm 00024

Fmt 3616

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

The Business Management Fund provides a mechanism to
capture all of NOAA’s centralized services. It allows for a
more accurate distribution of corporate services costs to
NOAA’s Line Offices based on utilization of services.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–4514–0–4–306

11.1
11.3
11.5

2003 est.

Personnel compensation:
Full-time permanent .................................................. ................... ...................
Other than full-time permanent ............................... ................... ...................
Other personnel compensation .................................. ................... ...................

Sfmt 3643

E:\BUDGET\COM.XXX

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2004 est.

60
5
1

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.1
25.2
25.3
25.4
26.0
31.0
32.0
99.9

Special personal services payments ......................... ................... ...................
Total personnel compensation ..............................
Civilian personnel benefits ............................................
Benefits for former personnel ........................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to GSA ................................................
Rental payments to others ............................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Advisory and assistance services ..................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Operation and maintenance of facilities ......................
Supplies and materials .................................................
Equipment ......................................................................
Land and structures ......................................................

1

...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................

...................
...................
...................
...................
...................
...................
...................
...................
...................
...................
...................

67
15
1
4
1
4
2
1
1
1
38

...................
...................
...................
...................
...................

...................
...................
...................
...................
...................

2
15
15
5
1

Total new obligations ................................................ ................... ...................

173

Personnel Summary
2002 actual

Identification code 13–4514–0–4–306

2003 est.

763

f

COASTAL ZONE MANAGEMENT FUND
Of amounts collected pursuant to section 308 of the Coastal Zone
Management Act of 1972 (16 U.S.C. 1456a), not to exceed $3,000,000
shall be transferred to the ‘‘Operations, Research, and Facilities’’ account to offset the costs of implementing such Act.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 13–4313–0–3–306

01.99

Balance, start of year ....................................................
Receipts:
02.80 Coastal zone management fund, offsetting collections

This fund was established by the Coastal Zone Act Reauthorization Amendments of 1990 (CZARA). The fund consists
of loan repayments from the former Coastal Energy Impact
Program. The proceeds are to be used to offset the Operations,
Research, and Facilities account for the costs of implementing
the Coastal Zone Management Act of 1972, as amended.
f

DAMAGE ASSESSMENT

2003 est.

2004 est.

3

27

27

27

3

3

22
2

4
2

10.00

Total new obligations ................................................

9

24

6

21.40
22.00
22.22

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Unobligated balance transferred from other accounts

21
3
2

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1
2

70.00

Total new budget authority (gross) ..........................

3

3

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................
Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

3
5

2
29

2
4

Total outlays (gross) .................................................

8

31

6

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥3

¥2

¥2

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ...........................................................................
5

1
29

1
4

¥3

¥3

87.00

05.99

Total appropriations ..................................................

¥3

¥3

¥3

07.99

Balance, end of year .....................................................

27

27

27

68.90

72.40
73.20

2004 est.

89.00
90.00
27

3

¥24 ................... ...................
¥3
¥3
¥3

Spending authority from offsetting collections
(total discretionary) ..................................... ................... ................... ...................
Change in obligated balances:
Obligated balance, start of year ...................................
1 ................... ...................
Total outlays (gross) ...................................................... ................... ................... ...................

¥27

¥3

¥3

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥27
¥27

¥3
¥3

¥3
¥3

Frm 00025

Fmt 3616

VerDate Dec 13 2002

14:50 Jan 23, 2003

Jkt 193833

PO 00000

3

6
7 ...................
9
24
6
¥8
¥31
¥6
7 ................... ...................

3

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

89.00
90.00

26
24
6
¥9
¥24
¥6
18 ................... ...................

1
2

¥3

New budget authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.45
Portion precluded from obligation (limitation on
obligations) .......................................................
68.61
Transferred to other accounts ..............................

18 ...................
3
3
3
3

New budget authority (gross), detail:
Mandatory:
62.00
Transferred from other accounts .............................. ...................
69.00 Offsetting collections (cash) .........................................
3

30

2003 est.

2004 est.

6
3

30

2002 actual

2003 est.

Obligations by program activity:
Direct program activity ..................................................
Reimbursable program ..................................................

30

Identification code 13–4313–0–3–306

2002 actual

00.01
09.01

Total: Balances and collections ....................................
Appropriations:
05.00 Coastal zone management fund ...................................

Program and Financing (in millions of dollars)

RESTORATION REVOLVING FUND

Identification code 13–4316–0–3–306

86.97
86.98

04.00

AND

Program and Financing (in millions of dollars)

2004 est.

Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment ................. ................... ...................

211

The Oil Pollution Act of 1990 stipulates that sums recovered from awards or settlements for natural resource damages
to NOAA trust resources shall be retained in a revolving
trust account to permit NOAA to carry out (1) oil and hazardous materials contingency planning and response, (2) natural resource damage assessment, and (3) restoration or replacement of injured or lost natural resources. For a comprehensive description of the Prince William Sound Restoration Program, refer to the U.S. Fish and Wildlife Service’s
Natural Resource Damage Assessment account. The 2003 and
2004 estimates transferred from other accounts are preliminary and subject to change. NOAA will utilize funds transferred to this account to respond to hazardous materials spills
in the coastal and marine environments, by conducting damage assessments, providing scientific support during litigation,
and using recovered damages to restore injured resources.
Sfmt 3616

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212

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
New budget authority (gross), detail:
Discretionary:
42.00
Transferred from other accounts ..............................
Mandatory:
60.00
Appropriation .............................................................

1

7 ...................

70.00

Total new budget authority (gross) ..........................

2

7 ...................

1
1
1 ...................
20
3

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

1
1
¥1
1

1
1
9 ...................
¥10 ...................
1
1

1 ................... ...................
1 ................... ...................
1 ................... ...................

86.93
86.97

Outlays (gross), detail:
Outlays from discretionary balances ............................. ...................
Outlays from new mandatory authority .........................
1

3 ...................
7 ...................

General and special funds—Continued
DAMAGE ASSESSMENT

RESTORATION REVOLVING FUND—
Continued

AND

1 ................... ...................

Object Classification (in millions of dollars)
2002 actual

Identification code 13–4316–0–3–306

2003 est.

2004 est.

32.0
41.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................

99.0
25.2

Direct obligations ..................................................
Reimbursable obligations: Other services .....................

6
3

22
2

4
2

99.9

Total new obligations ................................................

9

24

6

11.1
25.1
25.2
25.3

1
1
1

87.00

Total outlays (gross) .................................................

1

10 ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2
1

7 ...................
10 ...................

Personnel Summary
2002 actual

Identification code 13–4316–0–3–306

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

15

16

Credit accounts:
FISHERIES FINANCE PROGRAM ACCOUNT
For the cost of direct loans, $287,000, as authorized by the Merchant
Marine Act of 1936, as amended: Provided, That such costs, including
the cost of modifying such loans, shall be as defined in section 502
of the Congressional Budget Act of 1974: Provided further, That these
funds are available to subsidize gross obligations for the principal
amount of direct loans not to exceed $30,000,000 only to finance fishing capacity reduction programs, individual fishing quotas, aquaculture facilities, reconditioning of fishing vessels for the purpose of
reducing bycatch or reducing capacity in an overfished or overcapitalized fishery, and the purchase of assets sold at foreclosure instituted
by the Secretary: Provided further, That none of the funds made
available under this heading may be used for direct loans for any
new fishing vessel that will increase the harvesting capacity in any
United States fishery.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

General Fund Credit Receipt Accounts (in millions of dollars)

0101
0102

2002 actual

2003 est.

Fisheries finance, downward reestimates of subsidies
4
Fisheries finance, negative subsidies ........................... ...................

2004 est.

6 ...................
3
1

2002 actual

Obligations by program activity:
00.05 Reestimate of direct loan subsidy ................................
00.07 Reestimate of guaranteed loan subsidy .......................
00.08 Interest on reestimate of guaranteed loan subsidy
00.09 Adminstrative costs for crab buyback program ............
00.10 Subsidy for groundfish buyback program .....................

1
...................
...................
...................
...................

2003 est.

2
3
2
1
1

...................
...................
...................
...................
...................

Total new obligations (object class 25.2) ................

1

9 ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
2

2 ...................
7 ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......
14:50 Jan 23, 2003

Jkt 193833

3
9 ...................
¥1
¥9 ...................
2 ................... ...................
PO 00000

2004 est.

115901 Total direct loan levels ..................................................
Direct loan subsidy (in percent):
132001 IFQ loans ........................................................................
132002 Traditional loan program ...............................................
132003 Crab Buyback loans .......................................................
132004 NE Groundfish Buyback Loans ......................................
132005 Pacific Groundfish Buyback Loans ................................
132006 Aquaculture ....................................................................
132901 Weighted average subsidy rate .....................................
Direct loan subsidy budget authority:
133001 IFQ loans ........................................................................
133002 Traditional loan program ...............................................
133003 Crab Buyback loans .......................................................
133004 NE Groundfish Buyback Loans ......................................
133005 Pacific Groundfish Buyback loans .................................
133006 Aquaculture ....................................................................
133901 Total subsidy budget authority ......................................
Direct loan subsidy outlays:
134001 IFQ loans ........................................................................
134002 Traditional loan program ...............................................
134003 Crab Buyback loans .......................................................
134004 NE Groundfish Buyback Loans ......................................
134005 Pacific Groundfish Buyback Loans ................................
134006 Aquaculture ....................................................................

124

105

30

0.26
¥15.66
¥4.60
0.00
0.00
0.00

¥12.03
¥11.89
0.00
¥0.37
1.08
0.00

¥15.94
¥5.49
0.00
0.00
0.00
2.00

¥6.45

¥2.86

¥3.33

...................
¥3
¥5
...................
...................
...................

¥1
¥2
...................
...................
...................
...................

¥1
...................
...................
...................
...................
...................

¥8

¥3

¥1

...................
...................
...................
...................
...................
...................

...................
...................
¥5
...................
...................
...................

...................
...................
...................
...................
...................
...................

¥5 ...................
2 ...................

2004 est.

10.00

VerDate Dec 13 2002

2003 est.

Direct loan levels supportable by subsidy budget
authority:
115001 IFQ loans ........................................................................
5
5
5
115002 Traditional loan program ...............................................
19
19
6
115003 Crab Buyback loans .......................................................
100 ................... ...................
115004 NE Groundfish Buyback Loans ...................................... ...................
45 ...................
115005 Pacific Groundfish Buyback Loans ................................ ...................
36 ...................
115006 Aquaculture .................................................................... ................... ...................
19

134901 Total subsidy outlays ..................................................... ...................
Direct loan upward reestimate subsidy budget authority:
135002 Traditional loan program ...............................................
1

Program and Financing (in millions of dollars)
Identification code 13–1456–0–1–376

2002 actual

Identification code 13–1456–0–1–376

11

f

Identification code 13–1456–0–1–376

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program
(in millions of dollars)

Frm 00026

Fmt 3616

135901 Total upward reestimate budget authority ....................
Direct loan upward reestimate subsidy outlays:
136002 Traditional loan program ...............................................

1

2 ...................

1

2 ...................

136901 Total upward reestimate outlays ...................................
1
2 ...................
Direct loan downward reestimate subsidy budget
authority:
137001 IFQ loans ........................................................................ ...................
¥2 ...................
137002 Traditional loan program ...............................................
¥1 ................... ...................
137008 Pollock ............................................................................
¥1
¥4 ...................
137901 Total downward reestimate budget authority ...............
¥2
¥6 ...................
Direct loan downward reestimate subsidy outlays:
138001 IFQ loans ........................................................................ ...................
¥2 ...................
138002 Traditional loan program ...............................................
¥1 ................... ...................
138008 Pollock ............................................................................
¥1
¥4 ...................
138901 Total downward reestimate subsidy outlays .................
Sfmt 3643

E:\BUDGET\COM.XXX

COM

¥2

¥6 ...................

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
233901 Total subsidy budget authority ...................................... ................... ................... ...................
234901 Total subsidy outlays ..................................................... ................... ................... ...................
Guaranteed loan upward reestimate subsidy budget
authority:
235001 Traditional ...................................................................... ...................
5 ...................
235901 Total upward reestimate budget authority .................... ...................
Guaranteed loan upward reestimate subsidy outlays:
236001 Traditional ...................................................................... ...................

5 ...................
5 ...................

236901 Total upward reestimate subsidy outlays ..................... ...................
5 ...................
Guaranteed loan downward reestimate subsidy budget
authority:
237001 Traditional ......................................................................
¥1 ................... ...................
237901 Total downward reestimate subsidy budget authority
Guaranteed loan downward reestimate subsidy outlays:
238001 Traditional ......................................................................
238901 Total downward reestimate subsidy outlays .................

¥1 ................... ...................

¥1 ................... ...................

This account covers the subsidy costs of guaranteed loans
(pre-1997) and direct loans (post-1996) obligated or committed
subsequent to October 1, 1991, as authorized by the Merchant
Marine Act of 1936 as amended.
f

FISHERIES FINANCE, DIRECT LOAN FINANCING ACCOUNT
Program and Financing (in millions of dollars)

00.01
00.02
00.03
00.04
00.05
00.91
08.01
08.02
08.04

2002 actual

2003 est.

Obligations by program activity:
Direct loans ....................................................................
24
24
30
Crab buyback loans .......................................................
100 ................... ...................
NE groundfish buyback loans ........................................ ...................
45 ...................
Pacific groundfish buyback loans ................................. ...................
36 ...................
Interest payment to Treasury .........................................
11
17
12
Subtotal .....................................................................
135
Negative subsidy ............................................................
8
Downward reestimate ....................................................
2
Interest on downward reestimate .................................. ...................

122
42
3
1
5 ...................
1 ...................

Subtotal .....................................................................

10

9

1

10.00

Total new obligations ................................................

145

131

43

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
1 ...................
New financing authority (gross) ....................................
146
130
42
Resources available from recoveries of prior year obligations .......................................................................
52 ................... ...................
22.60 Portion applied to repay debt ........................................
¥52 ................... ...................
21.40
22.00
22.10

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

146
131
42
¥145
¥131
¥43
1 ................... ...................

New financing authority (gross), detail:
Mandatory:
67.10
Authority to borrow ....................................................
134
69.00 Offsetting collections (cash) .........................................
38
69.10 Change in uncollected customer payments from Federal sources (unexpired) ............................................ ...................
69.47 Portion applied to repay debt ........................................
¥26
69.90
70.00

180
27

168
144

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
88.00
Payments from program account .........................
88.25
Interest on uninvested funds ...............................
Non-Federal sources:
88.40
Repayments of principal, net ...........................
88.40
Interest Received on loans ...............................

¥1
¥2

¥2 ...................
¥5
¥2

88.90
88.95

89.00
90.00

111
101

¥22
¥13

¥12
¥21

¥10
¥26

Total, offsetting collections (cash) ..................
¥38
Against gross financing authority only:
Change in receivables from program accounts ....... ...................

¥40

¥38

¥1

1

89
104

5
63

Net financing authority and financing disbursements:
Financing authority ........................................................
Financing disbursements ...............................................

108
¥10

Status of Direct Loans (in millions of dollars)
2002 actual

Identification code 13–4324–0–3–376

2003 est.

2004 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans .............................................

124

105

30

1150

Total direct loan obligations .....................................

124

105

30

1210
1231
1251
1264

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
Disbursements: Direct loan disbursements ...................
Repayments: Repayments and prepayments .................
Write-offs for default: Other adjustments, net .............

1290

Outstanding, end of year ..........................................

161
139
244
13
117
87
¥22
¥12
¥10
¥13 ................... ...................
139

244

321

2004 est.

08.91

23.90
23.95
24.40

Obligated balance, end of year .....................................
Total financing disbursements (gross) .........................

¥1 ................... ...................

Administrative expense data:
351001 Budget authority ............................................................
1
7 ...................
358001 Outlays from balances ................................................... ...................
3 ...................
359001 Outlays from new authority ........................................... ................... ................... ...................

Identification code 13–4324–0–3–376

74.40
87.00

213

113
40

31
38

1
¥24

¥1
¥26

Spending authority from offsetting collections (total
mandatory) ............................................................

12

17

11

Total new financing authority (gross) ......................

146

130

42

This account covers the financing of direct loans as authorized by the Magnuson-Stevens Fishery Conservation and
Management Act. Funds are not used for purposes that would
contribute to the overcapitalization of the fishing industry.
Balance Sheet (in millions of dollars)
Identification code 13–4324–0–3–376

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............
Investments in US securities:
1106
Federal Receivables, net ................
Net value of assets related to post–
1991 direct loans receivable:
1401
Direct loans receivable, gross ............
1402
Interest receivable ..............................
1405
Allowance for subsidy cost (–) ...........
1499

Net present value of assets related
to direct loans ...........................

2001 actual

2002 actual

2003 est.

2004 est.

16

14

4

4

1

2

..................

..................

148
1
19

139
1
20

244
1
27

321
1
27

168

160

272

349

Total assets ........................................
LIABILITIES:
Federal liabilities:
2101
Accounts payable ................................
2103
Federal liabilities, debt .......................

185

176

276

353

2
183

6
170

2
274

..................
353

2999

1999

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

185

176

276

353

..................

..................

..................

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

185

176

276

353

f

FISHERIES FINANCE, GUARANTEED LOAN FINANCING ACCOUNT
Change in obligated balances:
72.40 Obligated balance, start of year ...................................
114
180
168
73.10 Total new obligations ....................................................
145
131
43
73.20 Total financing disbursements (gross) .........................
¥27
¥144
¥101
73.45 Recoveries of prior year obligations ..............................
¥52 ................... ...................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................ ...................
¥1
1
VerDate Dec 13 2002

14:50 Jan 23, 2003

Jkt 193833

PO 00000

Frm 00027

Fmt 3616

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–4314–0–3–376

00.01

2003 est.

Obligations by program activity:
Loan default costs ......................................................... ................... ...................

Sfmt 3643

E:\BUDGET\COM.XXX

COM

2004 est.

1

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

214

THE BUDGET FOR FISCAL YEAR 2004

Credit accounts—Continued

This account covers the financing of guaranteed loans obligated or committed subsequent to October 1, 1991 as authorized by the Merchant Marine Act of 1936 as amended. Funds
are not used for purposes which would contribute to the overcapitalization of the fishing industry.

FISHERIES FINANCE, GUARANTEED LOAN FINANCING ACCOUNT—
Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 13–4314–0–3–376

2003 est.

2004 est.

1

Balance Sheet (in millions of dollars)

00.02

Interest payments to Treasury .......................................

1

00.91
08.02

Direct Program by Activities—Subtotal (1 level)
Downward reestimate ....................................................

1
1
2
1 ................... ...................

10.00

Total new obligations ................................................

2

1

1

2

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New financing authority (gross) ....................................
22.60 Portion applied to repay debt ........................................

3
2
7
2
6
2
¥1 ................... ...................

23.90
23.95
24.40

4
¥2
2

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New financing authority (gross), detail:
Mandatory:
67.10
Authority to borrow ....................................................
69.00 Offsetting collections (cash) .........................................
69.47 Portion applied to repay debt ........................................
69.90
70.00

8
¥1
7

9
¥2
6

9 ................... ...................
1
6
2
¥8 ................... ...................
¥7

6

2

Total new financing authority (gross) ......................

2

6

2

in obligated balances:
new obligations ....................................................
financing disbursements (gross) .........................
financing disbursements (gross) .........................

2
¥2
2

1
¥1
1

Total, offsetting collections (cash) ..................

89.00
90.00

Net financing authority and financing disbursements:
Financing authority ........................................................
Financing disbursements ...............................................

2210
2251
2261
2290

¥5 ...................
¥1
¥2

¥1

¥6

¥2

2003 est.

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
51
37
Repayments and prepayments ......................................
¥14
¥10
Adjustments: Terminations for default that result in
loans receivable ........................................................ ................... ...................

Memorandum:
2299 Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

2004 est.

27

27
¥7
¥1

19

Addendum:
Cumulative balance of defaulted guaranteed loans
that result in loans receivable:
2310
Outstanding, start of year ........................................
13
13
2331
Disbursements for guaranteed loan claims ............. ................... ...................

13
1

Outstanding, end of year ......................................

VerDate Dec 13 2002

14:50 Jan 23, 2003

Jkt 193833

13
PO 00000

3

2

5

4

..................

5

..................

..................

13

13

13

13

3
–5

3
–7

3
–5

3
–4

11

9

11

12

14

16

16

16

14

13

14

14

..................

3

2

2

Total liabilities ....................................

14

16

16

16

Total liabilities and net position ............

14

16

16

16

f

2002 actual

Identification code 13–4417–0–3–376

2003 est.

2004 est.

00.01

Obligations by program activity:
Obligations by program activity .................................... ...................

1

1

10.00

Total new obligations (object class 33.0) ................ ...................

1

1

23.90
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Portion applied to repay debt ........................................

3
4
¥3

3 ...................
4
4
¥6
¥3

Total budgetary resources available for obligation
4
1
1
Total new obligations .................................................... ...................
¥1
¥1
Unobligated balance carried forward, end of year .......
3 ................... ...................

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

4

4

4

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ................... ...................
Total new obligations .................................................... ...................
1
Total outlays (gross) ......................................................
¥1
¥1
Obligated balance, end of year ..................................... ...................
1

1
1
¥1
1

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

1

1

1

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥4

¥4

¥4

19

27

2390

37

2004 est.

4999

21.40
22.00
22.60

Total guaranteed loan commitments ........................ ................... ................... ...................

37

2003 est.

2999

1 ................... ...................
1
¥5 ...................

2002 actual

Outstanding, end of year ..........................................

Total assets ........................................
LIABILITIES:
2103 Federal liabilities: Debt ...........................
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

2002 actual

Program and Financing (in millions of dollars)

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders .............................................................................. ................... ................... ...................
2150

1999

2
¥2
2

Status of Guaranteed Loans (in millions of dollars)
Identification code 13–4314–0–3–376

Net present value of assets related
to defaulted guaranteed loans

2001 actual

FEDERAL SHIP FINANCING FUND, FISHING VESSELS LIQUIDATING
ACCOUNT

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
88.00
Federal sources: Payments from program account ................................................................. ...................
88.40
Repayments of principal, net ...............................
¥1
88.90

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............
Investments in US securities:
1106
Receivables, net .............................
Net value of assets related to post–
1991 acquired defaulted guaranteed loans receivable:
1501
Defaulted guaranteed loans receivable, gross ......................................
1504
Foreclosed property related to default
guarantee .......................................
1505
Allowance for subsidy cost (–) ...........
1599

Spending authority from offsetting collections (total
mandatory) ............................................................

Change
73.10 Total
73.20 Total
87.00 Total

Identification code 13–4314–0–3–376

13

14

Frm 00028

Fmt 3616

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥3
¥3
¥3

Sfmt 3643

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UNITED STATES PATENT AND TRADEMARK OFFICE
Federal Funds

DEPARTMENT OF COMMERCE
Status of Guaranteed Loans (in millions of dollars)
2002 actual

Identification code 13–4417–0–3–376

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year .............................................
2251 Repayments and prepayments ......................................

2003 est.

39
¥8

31
¥6

25
¥5

Outstanding, end of year ..........................................

31

25

20

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

31

25

20

Addendum:
Cumulative balance of defaulted guaranteed loans
that result in loans receivable:
2310
Outstanding, start of year ........................................
2351
Repayments of loans receivable ...............................

42
¥2

40
¥2

38
¥2

40

38

36

Outstanding, end of year ......................................

Premiums and fees collected under the Fishing Vessel Obligations Guarantee program for loan commitments made prior
to October 1, 1991 are deposited in this fund for operations
of this program, loans, and for use in case of default. Proceeds
from the sale of collateral also are deposited in the fund
for defaults on loans committed prior to October 1, 1991 (46
U.S.C. 1272, 1273(f), and 1274).

2001 actual

2002 actual

2003 est.

2004 est.

Revenue ...................................................
Expense ....................................................

1
–1

..................
..................

..................
..................

..................
..................

0105

Net income or loss (–) ............................

..................

..................

..................

..................

2003 est.

2004 est.

Balance Sheet (in millions of dollars)

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............
Investments in US securities:
1102
Investments, Net ............................
Net value of assets related to pre–1992
direct loans receivable and acquired defaulted guaranteed loans
receivable:
1701
Defaulted guaranteed loans, gross ....
1703
Allowance for estimated uncollectible
loans and interest (–) ....................
1704
1706
1799

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
3
2 ...................

3

2 ...................

The North Pacific Marine Research Institute Fund was created by Section 2204 of P.L. 106–246. Funds are to be administered by the North Pacific Research Board to conduct research and carry out education and demonstration projects
relating to the North Pacific main ecosystem. The emphasis
of these projects is on marine mammals, sea birds, fish and
shellfish populations in the Bering Sea and Gulf of Alaska
and near the Alaska Marine National Wildlife Refuge. These
funds are being used to cover the lease, maintenance, and
operation costs and to upgrade research equipment for the
Alaska Sea Life Center.
f

UNITED STATES PATENT AND TRADEMARK
OFFICE
Federal Funds
SALARIES

0101
0102

Identification code 13–4417–0–3–376

Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

General and special funds:

Statement of Operations (in millions of dollars)
Identification code 13–4417–0–3–376

¥3
¥2 ...................
2 ................... ...................

73.20
74.40
2004 est.

2290

2390

215

2001 actual

2002 actual

3

3

3

3

..................

..................

..................

..................

AND

EXPENSES

For necessary expenses of the United States Patent and Trademark
Office provided for by law, including defense of suits instituted against
the Under Secretary of Commerce for Intellectual Property and Director of the United States Patent and Trademark Office, $1,203,054,837,
to remain available until expended, which amount shall be derived
from offsetting collections assessed and collected pursuant to 15 U.S.C.
1113 and 35 U.S.C. 41 and 376, and shall be retained and used
for necessary expenses in this appropriation: Provided, That, during
fiscal year 2004, should the total amount of offsetting fee collections
be less than $1,203,054,837, the total amounts available to the United
States Patent and Trademark Office shall be reduced accordingly:
Provided further, That from amounts provided herein, not to exceed
$1,000 shall be made available in fiscal year 2004 for official reception
and representation expenses.

42

41

40

39

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

–32

–30

–30

–30

Unavailable Collections (in millions of dollars)

Defaulted guaranteed loans and
interest receivable, net ..............
Foreclosed property .............................

10
1

11
1

10
1

9
1

Value of assets related to loan
guarantees .................................

11

12

11

10

1999

2002 actual

Identification code 13–1006–0–1–376

Total assets ........................................
LIABILITIES:
2104 Federal liabilities: Resources payable to
Treasury ...............................................

14

15

14

13

14

15

14

13

2999

Balance, start of year ....................................................
539
563
Receipts:
Offsetting collections:
02.80
Salaries and expenses, offsetting collections ..........
1,145
1,527
02.80
Salaries and expenses, offsetting collections, legislative proposal ...................................................... ................... ...................
02.99

Total liabilities ....................................
NET POSITION:
3100 Unexpended appropriations .....................

14

15

14

13

..................

..................

..................

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

14

15

14

13

2003 est.

01.99

Total receipts and collections ...................................

1,145

2004 est.

756
1,303
201

1,527

1,504

Total: Balances and collections ....................................
1,684
2,090
Appropriations:
Appropriations:
05.00
Salaries and expenses ..............................................
¥1,121
¥1,334
05.00
Salaries and expenses, legislative proposal ............. ................... ...................

2,260

04.00

¥1,203
¥201

05.99

Total appropriations ..................................................

¥1,121

¥1,334

¥1,404

07.99

Balance, end of year .....................................................

563

756

856

f

Program and Financing (in millions of dollars)

NORTH PACIFIC MARINE RESEARCH INSTITUTE FUND

2002 actual

Identification code 13–8220–0–7–306

72.40

Change in obligated balances:
Obligated balance, start of year ...................................

VerDate Dec 13 2002

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2002 actual

Identification code 13–1006–0–1–376

Program and Financing (in millions of dollars)
2003 est.

2004 est.

2 ...................
Frm 00029

Fmt 3616

Obligations by program activity:
Reimbursable program:
09.01
Patents ......................................................................
09.02
Trademarks ................................................................
Sfmt 3643

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1,015
129

2003 est.

1,190
144

2004 est.

1,058
145

216

UNITED STATES PATENT AND TRADEMARK OFFICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 13–1006–0–1–376

10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation Emergency Supplemental P. L. 107–
117 ........................................................................
40.73
Reduction pursuant to P.L. 107–206 .......................
43.00
68.00
68.10
68.26
68.45
68.90
70.00

2003 est.

2004 est.

1,144

1,334

1,203

11
1,129

6
1,334

6
1,203

10 ................... ...................
1,150
¥1,144
6

1,340
¥1,334
6

1,209
¥1,203
6

2 ................... ...................
¥1 ................... ...................

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Offsetting collections (PY available balances) .........
Portion precluded from obligation (limitation on
obligations) CY .....................................................

¥306

¥293

¥100

Spending authority from offsetting collections
(total discretionary) ..........................................

1,128

1,334

1,203

Total new budget authority (gross) ..........................

1,129

1,334

1,203

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.45
74.00

2 ................... ...................
1,145

1,527

1,303

7 ................... ...................
282
100 ...................

316
288
461
1,144
1,334
1,203
¥1,155
¥1,161
¥1,265
¥10 ................... ...................
¥7 ................... ...................
288
461
399

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

954
201

926
235

902
363

87.00

Total outlays (gross) .................................................

1,155

1,161

1,265

American industry through the preservation, classification,
and dissemination of patent and trademark information. In
addition to the examination of applications for patent grants
and trademark registrations, the USPTO provides technical
advice and information to other Executive Branch agencies
on intellectual property matters and the trade-related aspects
of intellectual property rights.
Under the Administration’s proposal, the USPTO would
have a program level of $1,404 million in 2004 and fees of
$1,504 million. This represents a $70 million increase in program level and a $23 million decrease in fees, relative to
the President’s request for 2003. The Administration is proposing legislation to restructure statutory fees in support of
the goals and objectives of the USPTO’s strategic plan, including proposed quality initiatives, e-government initiatives, and
acceleration of patent processing.
During 2004, the Office will continue to operate through
two distinct business lines:
Patent business.—The Patent Business grants exclusive
rights, for limited times, to inventors for their discoveries.
The activities under this business include all functions in
the patent application processing pipeline, including the initial administrative examination of patent applications, the
processing of patent applications filed under the Patent Cooperation Treaty, the formal examination of patent applications to determine the patentability of a claimed invention,
the post-examination processing and printing of allowed patents, the review for quality, and the quasi-judicial review
in appeal and interference proceedings. Other ancillary functions of the Patent Business are the classification, documentation and search systems, and the maintenance of a scientific
and technical library.
Resources requested in 2004 are to accelerate implementing
e-Government in Patents by October 1, 2004. Funds are also
requested to begin competitively sourcing classification and
search functions currently performed by patent examiners,
thereby redirecting patent examiner expertise to the core government function of examination. Additional resources will
be used to expand bilateral and multilateral agreements to
strengthen intellectual property rights globally and reduce
duplication of effort among intellectual property offices.
Key Patent Business performance measures follow. These
measures apply to the President’s request of $1,404,130,000.
2002 actual

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

¥1,145

¥1,527

¥1,303

¥7 ................... ...................

¥23
10

¥193
¥366

¥100
¥38

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
2004 est.
Budget Authority .....................................................................
–22
–193
–100
Outlays ....................................................................................
10
–366
–38
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... .................... ....................
Outlays .................................................................................... .................... ....................
–50
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

–22
10

–193
–366

–100
–88

The United States Patent and Trademark Office (USPTO)
administers the patent and trademark laws, which provide
protection to inventors and businesses for their inventions
and corporate and product identifications, and encourages innovation and the scientific and technical advancement of
VerDate Dec 13 2002

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Applications received ..................................................................
Application disposals by examiners ............................................
Patents issued .............................................................................
Average total pendency (months) ...............................................
Improve quality of patents by reducing the error rate ..............
Average first action pendency ....................................................

333,688
260,245
162,221
24.0
4.2%
16.7

2003 est.

343,699
259,000
182,300
27.7
4.0%
18.4

2004 est.

360,884
280,600
188,600
29.9
3.7%
18.8

Trademark business.—The Trademark Business enhances
the protection of trademarks through Federal registration.
The activities under this business include the examination
of trademark applications to determine whether the statutory
criteria for the Federal registration of a trade or service mark
are met. The Office issues notices of allowance and certificates
of registration based on a trademark attorney’s determination.
Trademark application examination activities also include
inter parte proceedings involving oppositions, cancellations,
and ex parte proceedings.
The 2004 program level provides resources to fund 2004
trademark programs and staff levels, including inflationary
adjustments. Additional funding is provided in 2004 to continue work focused on achieving a fully electronic workplace
to be completed in 2004 that will improve timeliness and
productivity in the trademark business.
Key trademark business quantity and quality performance
measures follow. These measures apply to the President’s request of $1,404,130,000.
2002 actual

Applications received (includes additional classes) ..................
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258,873

2003 est.

265,00

2004 est.

290,000

TECHNOLOGY ADMINISTRATION
Federal Funds

DEPARTMENT OF COMMERCE
Trademark registrations issued ..................................................
Trademark registrations including additional classes ...............
Pending time to first action (in months) ...................................
Pending time to registration/abandonment (in months) ............
Improve quality of trademarks by reducing the error rate ........

133,225
164,457
4.3
19.9
4.3%

95,700
111,300
3.0
15.5
4.0%

107,200
124,700
2.5
13.0
3.0%

Object Classification (in millions of dollars)
2002 actual

Identification code 13–1006–0–1–376

99.0
99.5

2003 est.

Reimbursable obligations: Reimbursable obligations ...
1,144
1,334
Below reporting threshold .............................................. ................... ...................

and meet current and future requirements of the intellectual
property community.
In turn, legislation is required to restructure the statutory
fees charged for products and services. Relative to current
law, the restructuring is expected to raise fee collections by
$201 million, which will be available for the USPTO’s 2004
programs.

2004 est.

Object Classification (in millions of dollars)

1,201
2

2002 actual

Identification code 13–1006–2–1–376

99.9

Total new obligations ................................................

1,144

1,334

2002 actual

Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

7,453

AND

Reimbursable obligations: Reimbursable obligations ... ................... ...................

201

99.9

Total new obligations ................................................ ................... ...................

201

2004 est.

7,666

f

SALARIES

Personnel Summary

EXPENSES

Program and Financing (in millions of dollars)
2002 actual

2003 est.

2004 est.

Obligations by program activity:
Reimbursable program:
09.01
Patents ...................................................................... ................... ...................
09.02
Trademarks ................................................................ ................... ...................

202
¥1

10.00

201

Total new obligations ................................................ ................... ...................

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................ ................... ...................
23.95 Total new obligations .................................................... ................... ...................

201
¥201

201

Change in obligated balances:
73.10 Total new obligations .................................................... ................... ...................
73.20 Total outlays (gross) ...................................................... ................... ...................
74.40 Obligated balance, end of year ..................................... ................... ...................

201
¥151
50

Outlays (gross), detail:
86.90 Outlays from new discretionary authority ..................... ................... ...................

151

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources .................................................................. ................... ...................

¥201

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ........................................................................... ................... ...................
¥50

In response to growing backlogs, significantly increased
pendency, and the desire to increase the quality of its products, in fiscal year 2002 the USPTO conducted a thorough
top-to-bottom internal review and developed a new and aggressive strategic plan to address these issues. The agency
determined that, in addition to improving the use of its current resources, significant new investments were needed in
automation and examiner resources to address these concerns
Jkt 193833

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220

Frm 00031

TECHNOLOGY ADMINISTRATION
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses for the Under Secretary for Technology/
Office of Technology Policy, $8,015,000. (15 U.S.C. 1511(e), 1533,
3704, 3711a.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–1100–0–1–376

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ................... ................... ...................

14:50 Jan 23, 2003

2003 est.

f

Upon enactment of authorization to increase fees collected pursuant
to 35 U.S.C. 41, any resulting increased receipts may be collected
and credited to this account as offsetting collections; of which not
to exceed $201,075,163, to remain available until expended, shall be
available for authorized purposes: Provided, That the total amount
appropriated from offsetting collections collected in fiscal year 2004
shall not exceed $1,404,130,000.

VerDate Dec 13 2002

2002 actual

Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ...................................................... ................... ...................

(Legislative proposal, not subject to PAYGO)

Identification code 13–1006–2–1–376

2004 est.

99.0

Identification code 13–1006–2–1–376

6,593

2003 est.

1,203

Personnel Summary
Identification code 13–1006–0–1–376

217

Fmt 3616

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program ...............................................................

8

8

8

10.00

Total new obligations ................................................

8

8

8

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

8
¥8

8
¥8

8
¥8

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

8

8

8

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

5
8
¥11
4

4
8
¥9
3

3
8
¥8
3

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

8
3

5
4

5
3

87.00

Total outlays (gross) .................................................

11

9

8

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

8
11

8
9

8
8

The Technology Administration (TA) is the principal civilian
technology agency working with industry to improve U.S. industrial competitiveness and serves as an advocate for U.S.
industry in the Executive Branch, before Congress, and in
international fora. It discharges this role through the leadership of the Under Secretary for Technology; through the Office
of Technology Policy’s analysis, formulation, and advocacy of
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218

TECHNOLOGY ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
24.40

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

policies to maximize the contribution of technology to economic growth; through the technology development, diffusion,
and commercialization programs of the National Institute of
Standards and Technology; and through the dissemination
of technological information by the National Technical Information Service.
Recognizing that legislative approval is necessary, funding
for the Office of Space Commercialization has been taken
out of the Technology Administration budget and will be provided through the International Trade Administration.
Performance measures.—The activities under the Under
Secretary for Technology/Office of Technology Policy account
support the Commerce strategic goal to provide infrastructure
for innovation to enhance American competitiveness.
Performance goal: Provide leadership in promoting national
technology policies that facilitate U.S. pre-eminence in key
areas of science and technology and leverage technological
innovation to strengthen American global competitiveness.
Performance measures are milestone accomplishments in
three key action areas: outreach, analysis/education, and advocacy.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–1100–0–1–376

11.1
12.1
23.1
25.2
25.3
99.0
99.5
99.9

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Rental payments to GSA ...........................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................

2003 est.

2004 est.

4
4
4
1
1
1
1
1
1
1 ................... ...................
1

1

1

Direct obligations ..................................................
8
Below reporting threshold .............................................. ...................

7
1

7
1

8

8

Total new obligations ................................................

8

Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

29

41

42

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

34
28
¥33
29

29
51
¥62
18

18
42
¥42
18

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

16
17

23
39

23
19

87.00

Total outlays (gross) .................................................

33

62

42

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥16
¥13

¥21
¥20

¥22
¥20

88.90

¥29

¥41

¥42

89.00
90.00

Total, offsetting collections (cash) ..................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
4
21 ...................

The National Technical Information Service (NTIS), a component of the Technology Administration, operates this revolving fund for the payment of all expenses incurred in performing the activities of the NTIS, which include the acquisition and public sale of domestic and foreign federally funded
research, development, and engineering reports and associated business information.
Performance measures.—The activities under this account
support the Commerce strategic goal of providing infrastructure for innovation to enhance American competitiveness.
This objective provides infrastructural tools and capabilities
that improve the productivity, quality, and efficiency of research and innovation processes.

Personnel Summary

Statement of Operations (in millions of dollars)
2002 actual

Identification code 13–1100–0–1–376

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

45

2004 est.

49

1

Identification code 13–4295–0–3–376

1

Intragovernmental funds:
NTIS REVOLVING FUND

2004 est.

09.01

Obligations by program activity:
Reimbursable program ..................................................

28

51

42

10.00

Total new obligations ................................................

28

51

42

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

VerDate Dec 13 2002

14:50 Jan 23, 2003

Jkt 193833

32
–31

38
–37

38
–37

0105

Net income or loss (–) ............................

2

1

1

1

Balance Sheet (in millions of dollars)

1999

Program and Financing (in millions of dollars)

9
29
38
¥28
PO 00000

2004 est.

36
–34

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
1206 Non-Federal assets: Receivables, net .....
Other Federal assets:
1803
Property, plant and equipment, net
1901
Other assets ........................................

Federal Funds

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................

2003 est.

Revenue ...................................................
Expense ....................................................

1

NATIONAL TECHNICAL INFORMATION
SERVICE

2003 est.

2002 actual

0101
0102

Identification code 13–4295–0–3–376

2002 actual

2001 actual

45

f

Identification code 13–4295–0–3–376

10 ................... ...................

10 ...................
41
42
51
¥51

42
¥42

Frm 00032

Fmt 3616

2001 actual

2002 actual

2003 est.

2004 est.

43
1

39
1

40
1

41
1

1
5

1
6

1
6

1
6

Total assets ........................................
LIABILITIES:
Federal liabilities:
2101
Accounts payable ................................
2105
Other ...................................................
Non-Federal liabilities:
2201
Accounts payable ................................
2207
Other ...................................................

50

47

48

49

6
18

5
13

5
13

5
13

3
9

2
12

2
12

2
12

2999

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

36

32

32

32

14

15

16

17

3999

Total net position ................................

14

15

16

17

4999

Total liabilities and net position ............

50

47

48

49

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NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY
Federal Funds

DEPARTMENT OF COMMERCE
Object Classification (in millions of dollars)
2002 actual

Identification code 13–4295–0–3–376

11.1
12.1
22.0
23.1
23.2
23.3
24.0
25.2
25.3
25.7
26.0
31.0

2003 est.

Personnel compensation: Full-time permanent .............
11
Civilian personnel benefits ............................................
2
Transportation of things ................................................
1
Rental payments to GSA ................................................
2
Rental payments to others ............................................ ...................
Communications, utilities, and miscellaneous charges
1
Printing and reproduction ..............................................
1
Other services ................................................................
6
Other purchases of goods and services from Government accounts ...........................................................
1
Operation and maintenance of equipment ...................
1
Supplies and materials .................................................
1
Equipment ......................................................................
1

43.00

Appropriation (total discretionary) ........................

330

385

380

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

90
330
¥312
¥1
107

107
396
¥402
¥1
99

99
381
¥384
¥1
95

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

240
72

297
105

293
91

87.00

Total outlays (gross) .................................................

312

402

384

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

330
312

385
402

380
384

2004 est.

15
4
1
2
1
2
1
19

12
4
2
1
2
2
3
10

1
1
2
2

1
1
2
2

99.0

Reimbursable obligations .....................................

28

51

42

99.9

Total new obligations ................................................

28

51

42

219

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
11
13
Outlays ...........................................................................
11
13

12
12

Personnel Summary
2002 actual

Identification code 13–4295–0–3–376

2001

Reimbursable:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

186

2004 est.

260

260

f

NATIONAL INSTITUTE OF STANDARDS AND
TECHNOLOGY
Federal Funds
General and special funds:
SCIENTIFIC

AND

TECHNICAL RESEARCH

AND

SERVICES

For necessary expenses of the National Institute of Standards and
Technology, $387,621,000, to remain available until expended, of
which not to exceed $7,772,000 may be transferred to the ‘‘Working
Capital Fund’’. (15 U.S.C. 272, 273, 278b–j; p, 290b–f, 1151–52,
1454(d), 1454(e), 1511, 1512, 3711.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0500–0–1–376

Obligations by program activity:
Operating expenses:
Measurement and engineering research and standards:
00.01
Electronics and electrical engineering .................
00.02
Manufacturing engineering ...................................
00.03
Chemical science and technology ........................
00.04
Physics ..................................................................
00.05
Materials science and engineering ......................
00.06
Building and fire research ...................................
00.07
Computer science and applied mathematics ......
00.08
Technology assistance ..........................................
00.09
National quality program ......................................
00.11
Research support activities ......................................
10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

14:50 Jan 23, 2003

Jkt 193833

2004 est.

42
19
34
35
56
20
56
18
5
45

43
22
40
38
70
19
55
19
6
84

44
22
41
49
67
23
57
19
6
53

330

396

381

9
330

10 ...................
385
380

1

1

1

340
396
381
¥330
¥396
¥381
10 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
330
41.00
Transferred to other accounts ................................... ...................
VerDate Dec 13 2002

2003 est.

PO 00000

389
¥4

388
¥8

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The National Institute of Standards and Technology (NIST)
is responsible for the measurement foundation that supports
U.S. industry, Government, and scientific establishments.
NIST’s intramural research program is funded by the Scientific and Technical Research and Services appropriation.
Measurement and engineering research and standards.—
Electronics and electrical engineering.—Conducts research, provides measurement services and helps set standards in support of the fundamental electronic technologies
of semiconductors, magnetics, and superconductors; information and communications technologies, such as fiber optics, photonics, microwaves, electronic displays, and electronics manufacturing supply chain collaboration; forensics
and security screening through radar, x-ray and terahertz
sensor technologies; electronic measurement instrumentation; fundamental and practical physical standards and
measurement services for electrical quantities; maintaining
the quality and integrity of electrical power systems; and
the development of nanoscale and microelectromechanical
devices.
Manufacturing
engineering.—Encompasses
research,
measurements, standards development and support in the
areas of high-precision dimensional and mechanical measurements including length, mass, force, acoustics, and vibration; measurements, test methods, and interface standards for automated production technology and intelligent
systems including advanced sensor systems for manufacturing and open-system architectures for intelligent manufacturing systems; interoperability standards, information
models, and measurements and test methods for integrating
manufacturing systems.
Chemical science and technology.—Conducts research in
measurement science and develops the chemical, biochemical, and chemical engineering measurements, data,
models, and reference standards that are required to enhance U.S. industrial competitiveness in the world market,
and to improve public health, safety, and environmental
quality and to support homeland defense. This research
includes chemical characterization of materials, process metrology, chemical and biochemical sensing, nanotechnology,
health care measurements, environmental measurements,
microelectronics, chemical and physical property data, biomolecules and materials, DNA technologies, and international measurement standards.
Physics.—Investigates the structure and dynamics of
atoms, molecules, and micro- and nanoscale structures for
quantum computing, information storage, and electronic
and optical applications; covers the development of high
performance sensors, instrumentation, measurement methods, and standards for time, frequency, and optical and
ionizing radiation. This includes measurements and standSfmt 3616

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220

NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SCIENTIFIC

AND

TECHNICAL RESEARCH

AND

SERVICES—Continued

ards to support provision of safe and effective applications
of radiation in medical diagnostics and treatment, national
and homeland security, energy production, and radioactivity
monitoring.
Materials science and engineering.—Covers research in
materials characterization and the relationships between
materials structure and properties in metals, polymers, ceramics, and composite materials; addresses the measurement, standards and technological issues required to stimulate the more effective production and use of materials for
applications including health care, automotive transport,
and microelectronics. Also develops measurements for understanding materials at the nanoscale.
Building and fire research.—Includes research and development of technologies to predict, measure, and test the
performance of construction materials, components, systems, and practices, including support of nanoscale technologies to develop new building materials, including support of homeland security, and to investigate the scientific
principles that govern the phenomena of fire initiation,
propagation, and suppression.
Computer science and applied mathematics.—Includes development and demonstration of evaluation techniques,
testing methods, and standards to enable usable, reliable,
and interoperable computer and telecommunications systems and software; provides leadership and collaborative
research in the application and use of mathematics, statistics, and computer science, and support of computing and
telecommunications services; and provides leadership and
guidance for information security issues for Federal agencies and for public and private sectors in the advancement
of critical infrastructure protection.
Technology assistance.—Provides a central source of information and assistance for U.S. industry, academia, and government regarding national and international standardization, conformity assessment activities, and legal metrology
(weights and measures) services; and provides, on a reimbursable basis, centralized access to critically needed services, including Standard Reference Materials, Standard Reference Data, calibration, and laboratory accreditation programs.
National quality program.—Extends U.S. competitiveness
in business, health care, and education, through performance excellence criteria and other information transfer, and
administration of the Malcolm Baldrige National Quality
Award.
Research support activities.—Includes centrally managed
activities that provide support to all other NIST programs.
This support includes advanced capabilities development in
NIST mission-oriented areas of research, high caliber
postdoctoral scientists and engineers, computing support for
research programs, business systems activities, and support
for the Advanced Measurement Laboratory facility.
Performance Measures.—The activities under this account
support the Commerce strategic goal to provide infrastructure
for innovation to enhance American competitiveness.
Performance goals:
1. The NIST laboratories pursue three overarching goals:
(1) research and develop the measurements and standards
needed to support emerging science and technology-intensive
industries; (2) develop and efficiently disseminate the measurements and standards needed to support the nation’s strategic interests in homeland security; and (3) assure the availability and efficient transfer of measurement and standards
capabilities essential to established industries. NIST evaluates its performance toward these goals through a combination of evaluation methods, including external peer review
VerDate Dec 13 2002

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(conducted by the National Research Council), economic impact studies, and evaluation of numerous scientific and technical outputs (key outputs listed below).
2. Catalyze and reward quality and performance improvement practices in U.S. businesses and other organizations.
2002 actual

Standard reference materials available ........................
Standard reference data titles available ......................
Number of items calibrated ..........................................
Number of technical publications produced .................
Total number of applications to the MBNQA and
Baldrige-based State and local quality awards .......

2003 est.

2004 est.

1,353
90
2,924
2,236

1,360
70
2,900
2,100

1,360
95
2,800
2,200

669 est.

1,111

692

Object Classification (in millions of dollars)
2002 actual

Identification code 13–0500–0–1–376

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2004 est.

132
11
5

144
11
5

154
11
5

148
34
7
1
3

160
37
7
2
3

170
40
8
2
3

10
1
5
43

17
1
4
47

18
1
2
41

12
1
4
16
27
18

12
2
4
23
63
13

14
5
5
21
35
14

Direct obligations ..................................................
330
Below reporting threshold .............................................. ...................

395
1

379
2

396

381

11.9
12.1
21.0
22.0
23.2
23.3

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

24.0
25.1
25.2
25.3
25.5
25.7
26.0
31.0
41.0
99.0
99.5

2003 est.

99.9

Total new obligations ................................................

330

Personnel Summary
2002 actual

Identification code 13–0500–0–1–376

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

1,913

2003 est.

2,016

2004 est.

2,065

f

INDUSTRIAL TECHNOLOGY SERVICES
For necessary expenses of the Manufacturing Extension Partnership
of the National Institute of Standards and Technology, $12,600,000,
to remain available until expended: Provided, That the Secretary of
Commerce is authorized to enter into agreements with one or more
nonprofit organizations for the purpose of carrying out collective research and development initiatives pertaining to 15 U.S.C. 278k paragraph (a), and is authorized to seek, accept, and use contributions
from public and private sources to support these efforts as necessary.
In addition, for necessary expenses of the Advanced Technology Program of the National Institute of Standards and Technology,
$27,007,000, to remain available until expended. (15 U.S.C. 271, 278b,
278k, 278l, 278n.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0525–0–1–376

Obligations by program activity:
Extramural programs:
00.01
Advanced technology program ..................................
00.02
Manufacturing extension partnership .......................
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197
108

2003 est.

145
18

2004 est.

31
13

NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY—Continued
Federal Funds—Continued

DEPARTMENT OF COMMERCE
01.00
09.01

Total direct program .............................................
Reimbursable program ..............................................

10.00

Total new obligations ...........................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

305
163
44
1 ................... ...................
306

163

36
292

40 ...................
120
40

18

44

4

4

346
164
44
¥306
¥163
¥44
40 ................... ...................

Performance measures.—The activities under this account
support the Commerce strategic goal to provide infrastructure
for innovation to enhance American competitiveness. The performance of these activities is evaluated through a combination of external review, economic impact studies, and evaluation of numerous quantitative outcomes and outputs.
Performance goals:
1. Accelerate private investment in and development of
high risk, broad-impact technologies.
2. Raise the productivity and competitiveness of small
manufacturers.
2002 est.

Cumulative number of technologies under commercialization ..
Increased sales attributed to MEP assistance ...........................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

291

70.00

Total new budget authority (gross) ..........................

292

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

60
219

20
200

7
200

87.00

Total outlays (gross) .................................................

279

220

207

120

40

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

120

380
388
327
306
163
44
¥279
¥220
¥207
¥1 ................... ...................
¥18
¥4
¥4
388
327
160

¥1 ................... ...................

291
278

120
220

40
207

2002 actual

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

11.9
12.1
13.0
21.0
23.2
23.3
25.1
25.2
25.3
25.5
26.0
31.0
41.0
99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

99.9

Total new obligations ................................................

250
13

PO 00000

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2003 est.

24
2
1

18
2
1

2004 est.

14
2
1

305
163
44
1 ................... ...................
306

163

44

Personnel Summary
2002 actual

Identification code 13–0525–0–1–376

Jkt 193833

2004 est.

Total personnel compensation .........................
27
21
17
Civilian personnel benefits .......................................
6
5
3
Benefits for former personnel ................................... ................... ...................
2
Travel and transportation of persons .......................
2
1
1
Rental payments to others ........................................
1
1 ...................
Communications, utilities, and miscellaneous
charges .................................................................
3
1
1
Advisory and assistance services .............................
3
3
2
Other services ............................................................
6
4
2
Other purchases of goods and services from Government accounts .................................................
3
5
1
Research and development contracts .......................
5
3 ...................
Supplies and materials .............................................
1
2 ...................
Equipment .................................................................
4
1 ...................
Grants, subsidies, and contributions ........................
244
116
15

1
1

This appropriation supports the extension of technology to
American industry and fosters the development of broadbased, high-risk technology by industry.
Extramural programs.
Advanced technology program (ATP).—The ATP endeavors to help accelerate the commercialization of high-risk,
broad benefit enabling technologies with significant commercial potential. ATP is a merit-based, rigorously competitive, cost-shared partnership program that provides assistance to U.S. businesses and joint R&D ventures to help
them improve their competitive position. The President’s
2004 Budget proposes funding for administrative costs and
close-out of the program.
Manufacturing extension partnership (MEP).—As a nationwide system of centers serving clients in all 50 states
and Puerto Rico, MEP’s goal is to improve the competitiveness of U.S.-based small manufacturers. MEP does this by
providing information, decision support, and implementation assistance to small manufacturers in adopting advanced manufacturing technologies and business best practices. The centers are created through a partnership among
State, Federal, and local governments, educational institutions, and private industry, and they tailor services to meet
the needs of the local manufacturing base in the area. In
2004, consistent with the program’s original design, the
President’s Budget recommends that all centers with more
than six years experience operate without Federal contribution.
14:50 Jan 23, 2003

210
13

Object Classification (in millions of dollars)

40

Additional net budget authority and outlays to cover cost of fully accruing retirement:
99.00 Budget authority ............................................................
2
1
99.01 Outlays ...........................................................................
2
1

VerDate Dec 13 2002

2003 est.

190
726

1 ................... ...................
Identification code 13–0525–0–1–376

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

221

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

338

248

2004 est.

182

f

CONSTRUCTION

OF

RESEARCH FACILITIES

For construction of new research facilities, including architectural
and engineering design, and for renovation and maintenance of existing facilities, not otherwise provided for the National Institute of
Standards and Technology, as authorized by 15 U.S.C. 278c–278e,
$69,590,000, to remain available until expended.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0515–0–1–376

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

71

70

70

10.00

Total new obligations ................................................

71

70

70

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23
64

16 ...................
54
70

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

87
¥71

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70
¥70

70
¥70

222

NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
CONSTRUCTION

OF

RESEARCH FACILITIES—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 13–0515–0–1–376

24.40

Unobligated balance carried forward, end of year .......

2003 est.

2004 est.

09.06
09.07
09.08
09.11
09.12

Building and fire research ........................................
14
Computer science and applied mathematics ...........
12
Technology assistance ...............................................
18
National quality program .......................................... ...................
Research support activities ......................................
35

10.00

Total new obligations ................................................

21.40
22.00
23.90
23.95
24.40

16 ................... ...................

29
17
13
2
16

20
17
13
2
15

171

185

180

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

76
189

94
124

34
179

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

265
¥171
94

218
¥185
34

213
¥180
32

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

64

54

70

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

181
71
¥123
128

128
70
¥51
146

146
70
¥55
161

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

9
114

6
45

8
47

New budget authority (gross), detail:
Discretionary:
42.00
Transferred from other accounts .............................. ...................
4
8
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
200
120
171
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
¥11 ................... ...................

87.00

Total outlays (gross) .................................................

123

51

55

68.90

Spending authority from offsetting collections
(total discretionary) ..........................................

189

120

171

70.00

Total new budget authority (gross) ..........................

189

124

179

¥2
171
¥193

¥13
185
¥122

50
180
¥177

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

64
123

54
51

70
55

This appropriation supports the construction of new facilities and the renovation and maintenance of NIST’s current
buildings and laboratories to comply with more stringent
science and engineering requirements and to keep pace with
tightening Federal, state, and local health and safety regulations.
In 2004, the request improves the safety and performance
of existing NIST facilities by addressing the highest priority
repair projects. In addition, the request includes funds for
design and renovation of existing facilities and the construction of new facilities.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–0515–0–1–376

11.1
12.1
25.2
25.7
26.0
31.0
32.0
41.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Other services ................................................................
Operation and maintenance of equipment ...................
Supplies and materials .................................................
Equipment ......................................................................
Land and structures ......................................................
Grants, subsidies, and contributions ............................

99.9

Total new obligations ................................................

2003 est.

2004 est.

3
3
4
1
1
1
18
51
50
1
1
1
1
1
1
1 ................... ...................
5
13
13
41 ................... ...................
71

70

2002 actual

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

49

51

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

115
78

94
28

136
41

87.00

Total outlays (gross) .................................................

193

122

177

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥160
¥40

¥80
¥40

¥131
¥40

88.90

¥200

¥120

¥171

88.95

89.00
90.00

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

2004 est.

53

2002 actual

Identification code 13–4650–0–4–376

11.1
11.3
11.5

Program and Financing (in millions of dollars)

14:50 Jan 23, 2003

2002 actual

Jkt 193833

8
6

The Working capital fund finances research and technical
services performed for other Government agencies and the
public. These activities are funded through advances and reimbursements. The Fund also finances the acquisition of
equipment, standard reference materials, and storeroom inventories until issued or sold.

WORKING CAPITAL FUND

VerDate Dec 13 2002

4
2

Object Classification (in millions of dollars)

Intragovernmental funds:

Obligations by program activity:
Measurement and engineering research and standards:
09.01
Electronics and electrical engineering ......................
09.02
Manufacturing engineering .......................................
09.03
Chemical science and technology .............................
09.04
Physics .......................................................................
09.05
Material science and engineering .............................

11 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ...........................................................................
¥7

f

Identification code 13–4650–0–4–376

11 ................... ...................
¥13
50
53

70

Personnel Summary
Identification code 13–0515–0–1–376

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
74.00

30
11
19
21
11
PO 00000

2003 est.

Reimbursable obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2003 est.

2004 est.

47
4
1

52
4
1

52
4
1

52
12
2
1
1

57
13
3
1
1

57
13
3
1
1

5
4
29

5
3
22

5
2
22

2004 est.

40
10
23
22
13

43
10
22
26
12

Frm 00036

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11.9
12.1
21.0
22.0
23.2
23.3
25.1
25.2
Sfmt 3643

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
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NATIONAL TELECOMMUNICATIONS AND INFORMATION ADMINISTRATION
Federal Funds

DEPARTMENT OF COMMERCE
25.3
25.5
25.7
26.0
31.0
41.0

Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

12
1
1
8
36
6

99.0
99.5

Reimbursable obligations .....................................
Below reporting threshold ..............................................

170
1

99.9

Total new obligations ................................................

15
1
1
10
43
7

15
1
1
10
42
7

182
180
3 ...................

171

185

180

Personnel Summary
2002 actual

Identification code 13–4650–0–4–376

2001

Reimbursable:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

699

2004 est.

749

724

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

223

40
43
51
¥33
¥42
¥51
7 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

14

17

22

19

32

70.00

Total new budget authority (gross) ..........................

36

36

51

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

9
33
¥36
6

6
42
¥43
6

6
51
¥52
6

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

33
3

33
10

47
5

87.00

Total outlays (gross) .................................................

36

43

52

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥22

¥19

¥32

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

14
14

17
24

19
20

19

f

NATIONAL TELECOMMUNICATIONS AND
INFORMATION ADMINISTRATION
Federal Funds

89.00
90.00

General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses, as provided for by law, of the National
Telecommunications and Information Administration (NTIA),
$18,869,000, to remain available until expended: Provided, That, notwithstanding 31 U.S.C. 1535(d), the Secretary of Commerce shall
charge Federal agencies for costs incurred in spectrum management,
analysis, and operations, and related services and such fees shall
be retained and used as offsetting collections for costs of such spectrum
services, to remain available until expended: Provided further, That
hereafter, notwithstanding any other provision of law, NTIA shall
not authorize spectrum use or provide any spectrum functions pursuant to the National Telecommunications and Information Administration Organization Act, 47 U.S.C. 902–903, to any Federal entity without reimbursement as required by NTIA for such spectrum management costs, and Federal entities withholding payment of such cost
shall not use spectrum: Provided further, That the Secretary of Commerce is authorized to retain and use as offsetting collections all
funds transferred, or previously transferred, from other Government
agencies for all costs incurred in telecommunications research, engineering, and related activities by the Institute for Telecommunication
Sciences of NTIA, in furtherance of its assigned functions under this
paragraph, and such funds received from other Government agencies
shall remain available until expended. (15 U.S.C. 1512, 1532; 47
U.S.C. §§ 305, 606, 901 et seq.)
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0550–0–1–376

Obligations by program activity:
Direct program:
00.01
Domestic and international policy ............................
00.02
Spectrum management .............................................
00.03
Telecommunication sciences research ......................

2003 est.

2004 est.

4
4
6

4
5
8

5
6
8

14

17

19

09.01
09.02

Total, direct program ................................................
Reimbursable program:
Spectrum management .............................................
Telecommunication sciences research ......................

15
4

18
7

26
6

09.99

Total reimbursable program .................................

19

25

32

10.00

Total new obligations ................................................

33

42

51

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

4
36

7 ...................
36
51

01.00

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99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

1
1

The National Telecommunications and Information Administration (NTIA) is the principal executive branch adviser to
the President on domestic and international telecommunications policy. Additionally, it manages the Federal Government’s use of the radio frequency spectrum and performs
extensive research in telecommunication sciences.
Domestic and international policies.—NTIA develops and
advocates policies to improve and expand domestic telecommunications services and markets. NTIA provides advice to White House officials, coordinates with other Executive Branch agencies, and participates in relevant Congressional actions and interagency and Federal Communications
Commission (FCC) proceedings on a host of issues. NTIA’s
focus is on current and emerging issues such as the deployment of broadband networks and services. NTIA develops
policies promoting universal service to all Americans, competition in telecommunications and information markets,
and development of new technologies. NTIA makes policy
recommendations in such areas as traditional common carrier networks, wireless services and products, the mass
media (including advanced television), as well as issues
arising from the Internet and electronic commerce.
NTIA advocates the advancement of U.S. priorities in
the international telecommunications policy and regulatory
areas. NTIA will continue to encourage forcefully the broad
liberalization of telecommunication regulations now taking
hold across the globe that create significant opportunities
for U.S. telecommunications interests and enterprises, including emphasis on the international development of electronic commerce as an essential element of today’s information society. NTIA supports U.S. interests in international
and regional fora affecting telecommunications standards,
infrastructure development and market access. NTIA also
represents executive branch concerns related to international telecommunications regulation before the FCC. In
coordination with the Department of State and the FCC,
the agency also discharges statutory responsibilities with
respect to international satellite organizations.
Spectrum management.—NTIA manages the Federal Government’s use of the radio frequency spectrum, both domesSfmt 3616

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224

NATIONAL TELECOMMUNICATIONS AND INFORMATION ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
23.1
25.2
31.0

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

tically and internationally. In coordination with the FCC
and with the advice of the Interdepartment Radio Advisory
Committee (IRAC), NTIA supports the spectrum requirements of the Federal Government, makes plans to satisfy
the Government’s future spectrum needs, coordinates Federal spectrum requirements in shared spectrum bands, and
develops and implements policy to use the spectrum effectively and efficiently. NTIA prepares for, participates in,
and implements the results of regional, national, and international conferences on spectrum use and allocations. NTIA
also is responsible for emergency communications and Federal Government continuity of operations planning for communications during emergency conditions. NTIA coordinates
its activities with the private sector through its spectrum
openness program and its Internet web site and apprises
private sector entities of Government spectrum use and
rules and regulations governing this use. NTIA reviews
major Federal communications systems to certify that spectrum will be available; conducts frequency band studies
to define spectrum issues and makes plans to prevent future interference; and, processes approximately 90,000 annual requests for frequency assignments to meet the communications needs of the Federal Government and support
analysis and engineering aspects of spectrum management.
NTIA also strives to identify and apply new spectrum saving technologies, identify adjacent band effects for use by
designers of future communications, and address the public
safety community’s need for spectrum and interoperability
at the Federal, State, and local levels.
Telecommunication sciences research.—NTIA develops improved spectrum measurement techniques to address the
increasing use of broadband technologies, including digital
signals, spread-spectrum, and frequency agile systems.
NTIA supports the development of wireless technologies by
studying the behavior of broadband radio waves in indoor
and outdoor environments in order to create more accurate
modeling of radio propagation that will lead to improved
methods of spectrum sharing among users. Additionally,
NTIA prepares and coordinates proposed domestic and
international telecommunications standards, develops and
demonstrates user-friendly ways to assess the performance
of industry and Government telecommunications networks,
evaluates future technologies that may facilitate competition in the U.S. telecommunications industry, promotes
international trade opportunities for U.S. telecommunications firms and improves the cost effectiveness of Government telecommunications use.
Performance measures.—Activities under this account support the Commerce strategic goal to provide the information
and the framework to enable the economy to operate efficiently and equitably.
Goal: Ensure allocation of radio spectrum—a scarce resource essential to all communications—provides the greatest benefit to all people.
Performance Measure:
Timeliness of processing ........................................................

2002 actual

2003 est.

2004 est.

New 15 business 12 business
days
days

A more detailed presentation of goals, performance measures and targets is found in the Commerce Annual Performance Plan.
Object Classification (in millions of dollars)
2002 actual

Identification code 13–0550–0–1–376

11.1
12.1

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................

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7
2
PO 00000

2003 est.

99.0
99.0
99.5

Rental payments to GSA ...........................................
Other services ............................................................
Equipment .................................................................

1
2
2

1
2
1

1
3
1

Direct obligations ..................................................
14
Reimbursable obligations ..............................................
19
Below reporting threshold .............................................. ...................

15
25
2

16
32
3

42

51

99.9

Total new obligations ................................................

33

Personnel Summary
2002 actual

Identification code 13–0550–0–1–376

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

92

109

111

123

155

155

f

PUBLIC TELECOMMUNICATIONS FACILITIES, PLANNING
CONSTRUCTION

AND

For the administration of grants authorized by section 392 of the
Communications Act of 1934, as amended, $2,538,000, to remain
available until expended as authorized by section 391: Provided, That
notwithstanding section 391, the prior year unobligated balances may
be used for grants for projects for which applications have been submitted and approved during any fiscal year.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 13–0551–0–1–503

2003 est.

2004 est.

00.01
00.02

Obligations by program activity:
Grants ............................................................................
Program management ...................................................

46
2

47 ...................
3
3

10.00

Total new obligations ................................................

48

50

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

1
52

7 ...................
44
3

23.90
23.95
24.40

3

1 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

54
51
3
¥48
¥50
¥3
7 ................... ...................

New budget authority (gross), detail:
Discretionary:
Appropriation:
40.00
Appropriation .........................................................
40.00
Emergency Supplemental ......................................

44
44
3
8 ................... ...................

43.00

Appropriation (total discretionary) ........................

52

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

7
20

5 ...................
51
47

87.00

Total outlays (gross) .................................................

27

56

47

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

52
27

44
56

3
47

44

3

68
87
81
48
50
3
¥27
¥56
¥47
¥1 ................... ...................
87
81
37

2004 est.

9
2

9
2

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GENERAL FUND RECEIPT ACCOUNTS

DEPARTMENT OF COMMERCE

Public Telecommunications Facilities, Planning and Construction grant awards are being suspended for FY 2004.
Funds for FY 2004 are requested for monitoring existing
grants and administrative costs. The Administration proposes
that a portion of the Corporation for Public Broadcasting’s
already-enacted FY 2004 funding be directed to the purchase
of digital transmission equipment by public broadcasting stations.
Performance measures.—Activities under this account support the Commerce strategic goal to provide infrastructure
for innovation to enhance American competitiveness. Funds
are not requested in FY 2004 for awarding grants.
Performance Measure:
Digital broadcasting conversion .............................................

2002 actual

2003 est.

52 grants

40 grants

2004 est.

0

Object Classification (in millions of dollars)
2002 actual

Identification code 13–0551–0–1–503

2003 est.

2004 est.

11.1
25.2
41.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Other services ............................................................
Grants—Public facilities ..........................................

1
1
45

1
1
1
1
47 ...................

99.0
99.5

Direct obligations ..................................................
Below reporting threshold ..............................................

47
1

49
1

2
1

99.9

Total new obligations ................................................

48

50

3

Personnel Summary
2002 actual

Identification code 13–0551–0–1–503

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

12

2004 est.

13

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2002 actual

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2003 est.

2004 est.

12 ................... ...................
3
4 ...................
15

4 ...................

2
4 ...................
16 ................... ...................
2 ................... ...................
20
4 ...................
¥15
¥4 ...................
4 ................... ...................

16 ................... ...................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

71
65
31
15
4 ...................
¥20
¥38
¥21
¥2 ................... ...................
65
31
10

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Jkt 193833

2004 est.

11.1
25.2
41.0

1 ................... ...................
1 ................... ...................
12 ................... ...................

99.0
99.5

Direct obligations ..................................................
Below reporting threshold ..............................................

14 ................... ...................
1
4 ...................

99.9

Total new obligations ................................................

15

4 ...................

2002 actual

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

17

2004 est.

3 ...................

f

SPECTRUM RELOCATION FUND
(Legislative proposal, subject to PAYGO)

The Administration will again propose legislation to streamline the current process for reimbursing Federal agencies that
must relocate from Federal spectrum which has been reallocated for auction to commercial users. Under current law,
winning bidders must negotiate with Federal entities upon
the close of an auction and reimburse the agencies directly
for their relocation costs. The Administration proposes to
streamline this process by creating a central spectrum relocation fund. Auction receipts associated with the reallocated
spectrum would be paid into the fund and Federal agencies
would be paid for their relocation costs out of the fund. To
expedite the clearing of the auctioned spectrum, the legislation would provide agencies mandatory spending authority
for the relocation payments. The estimated mandatory spending is $2.5 billion from 2005 to 2010. The Budget includes
a government-wide allowance for the estimated aggregated
collections and outlays for agencies’ relocation costs.
f

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

72.40
73.10
73.20
73.45
74.40

2003 est.

Direct obligations:
Personnel compensation: Full-time permanent ........
Other services ............................................................
Grants, subsidies, and contributions ........................

Personnel Summary

Program and Financing (in millions of dollars)

21.40
22.00
22.10

16 ................... ...................
20
38
21

2002 actual

Identification code 13–0552–0–1–503

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Total new obligations ................................................

21

13

For the administration of prior year grants, recoveries and unobligated balances of funds previously appropriated for grants and administrative expenses are available for the administration of all open
grants until their expiration.

10.00

38

Object Classification (in millions of dollars)

Identification code 13–0552–0–1–503

Obligations by program activity:
Grants ............................................................................
Program management ...................................................

20

A detailed presentation of goals, performance measures and
targets is found in the Commerce Annual Plan.

INFORMATION INFRASTRUCTURE GRANTS

00.01
00.02

2 ................... ...................
18
38
21

Technology Opportunities Program grants have demonstrated the use of advanced telecommunications technologies to enhance the delivery of social services, such as
education, health care, and public safety. This program has
fulfilled its mission and is proposed for termination. The use
of deobligations and unobligated balances are requested for
monitoring existing grants and close-out costs.
Performance measures.—Activities under this account support the Commerce strategic goal to provide infrastructure
for innovation to enhance American competitiveness.

f

Identification code 13–0552–0–1–503

225

GENERAL FUND RECEIPT ACCOUNTS
(in millions of dollars)

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2002 actual

2003 est.

2004 est.

Offsetting receipts from the public:
13–225200 Fees for maps and charts, public, NOAA ........
¥6 ................... ...................
13–271710 Fisheries finance, Negative subsidies ............. ...................
3
1
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226

GENERAL FUND RECEIPT ACCOUNTS—Continued

THE BUDGET FOR FISCAL YEAR 2004

(in millions of dollars)—Continued
2002 actual

13–271730 Fisheries finance, Downward reestimates of
subsidies ............................................................................
4
13–275930 Emergency steel guaranteed loans downward
reestimates of subsidies .................................................... ...................
General Fund Offsetting receipts from the public .....................

¥2

2003 est.

2004 est.

6 ...................
1 ...................
10

1

f

GENERAL PROVISIONS—DEPARTMENT OF
COMMERCE
SEC. 201. During the current fiscal year, applicable appropriations
and funds made available to the Department of Commerce by this
Act shall be available for the activities specified in the Act of October
26, 1949 (15 U.S.C. 1514), to the extent and in the manner prescribed
by the Act, and, notwithstanding 31 U.S.C. 3324, may be used for
advanced payments not otherwise authorized only upon the certification of officials designated by the Secretary of Commerce that such
payments are in the public interest.
SEC. 202. During the current fiscal year, appropriations made available to the Department of Commerce by this Act for salaries and
expenses shall be available for hire of passenger motor vehicles as
authorized by 31 U.S.C. 1343 and 1344; services as authorized by
5 U.S.C. 3109; and uniforms or allowances therefore, as authorized
by law (5 U.S.C. 5901–5902).
SEC. 203. Not to exceed 5 percent of any appropriation made available for the current fiscal year for the Department of Commerce in
this Act may be transferred between such appropriations, but no such
appropriation shall be increased by more than 10 percent by any
such transfers: Provided, That any transfer pursuant to this section
shall be treated as a reprogramming of funds under section 605 of
this Act and shall not be available for obligation or expenditure except
in compliance with the procedures set forth in that section.
SEC. 204. Any costs incurred by a department or agency funded
under this title resulting from personnel actions taken in response
to funding reductions included in this title or from actions taken
for the care and protection of loan collateral or grant property shall
be absorbed within the total budgetary resources available to such
department or agency: Provided, That the authority to transfer funds
between appropriations accounts as may be necessary to carry out
this section is provided in addition to authorities included elsewhere
in this Act: Provided further, That use of funds to carry out this
section shall be treated as a reprogramming of funds under section
605 of this Act and shall not be available for obligation or expenditure
except in compliance with the procedures set forth in that section.
SEC. 205. The Secretary of Commerce may award contracts for
hydrographic, geodetic, and photogrammetric surveying and mapping
services in accordance with title IX of the Federal Property and Administrative Services Act of 1949 (40 U.S.C. 541 et seq.).
SEC. 206. The Secretary of Commerce may use the Commerce franchise fund for expenses and equipment necessary for the maintenance
and operation of such administrative services as the Secretary determines may be performed more advantageously as central services,
pursuant to section 403 of Public Law 103–356: Provided, That any
inventories, equipment, and other assets pertaining to the services
to be provided by such fund, either on hand or on order, less the
related liabilities or unpaid obligations, and any appropriations made
for the purpose of providing capital shall be used to capitalize such
fund: Provided further, That such fund shall be paid in advance
from funds available to the Department and other Federal agencies
for which such centralized services are performed, at rates which
will return in full all expenses of operation, including accrued leave,
depreciation of fund plant and equipment, amortization of automated
data processing (ADP) software and systems (either acquired or donated), and an amount necessary to maintain a reasonable operating
reserve, as determined by the Secretary: Provided further, That such
fund shall provide services on a competitive basis: Provided further,
That an amount not to exceed 4 percent of the total annual income
to such fund may be retained in the fund for fiscal year 2004 and
each fiscal year thereafter, to remain available until expended, to
be used for the acquisition of capital equipment, and for the improvement and implementation of department financial management, ADP,
and other support systems: Provided further, That such amounts retained in the fund for fiscal year 2004 and each fiscal year thereafter
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shall be available for obligation and expenditure only in accordance
with section 605 of this Act: Provided further, That no later than
30 days after the end of each fiscal year, amounts in excess of this
reserve limitation shall be deposited as miscellaneous receipts in the
Treasury: Provided further, That such franchise fund pilot program
shall terminate pursuant to section 403(f) of Public Law 103–356.
SEC. 207. (1) Payment for costs incurred for the provision of healthcare items and services for members of crews of vessels of the National
Oceanic and Atmospheric Administration shall not exceed the lesser
of the amount that would be paid for the provision of similar healthcare items and services under(A) the Medicare program under title XVIII of the Social Security
Act: or
(B) the Medicare program under title XIX of such Act of the State
in which the services were provided.
(2) Full and final payment.—Any payment for a health-care item
or service made pursuant to this subsection shall be deemed to be
full and final payment.
f

TITLE VI—GENERAL PROVISIONS
SEC. 601. No part of any appropriation contained in this Act shall
be used for publicity or propaganda purposes not authorized by the
Congress.
SEC. 602. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
SEC. 603. The expenditure of any appropriation under this Act for
any consulting service through procurement contract, pursuant to 5
U.S.C. 3109, shall be limited to those contracts where such expenditures are a matter of public record and available for public inspection,
except where otherwise provided under existing law, or under existing
Executive order issued pursuant to existing law.
SEC. 604. If any provision of this Act or the application of such
provision to any person or circumstances shall be held invalid, the
remainder of the Act and the application of each provision to persons
or circumstances other than those as to which it is held invalid shall
not be affected thereby.
SEC. 605. (a) None of the funds provided under this Act, or provided
under previous appropriations Acts to the agencies funded by this
Act that remain available for obligation or expenditure in fiscal year
2004, or provided from any accounts in the Treasury of the United
States derived by the collection of fees available to the agencies funded
by this Act, shall be available for obligation or expenditure through
a reprogramming of funds which: (1) creates new programs; (2) eliminates a program, project, or activity; (3) increases funds or personnel
by any means for any project or activity for which funds have been
denied or restricted; (4) relocates an office or employees; (5) reorganizes
offices, programs, or activities; or (6) contracts out or privatizes any
functions or activities presently performed by Federal employees; unless the Appropriations Committees of both Houses of Congress are
notified 15 days in advance of such reprogramming of funds.
(b) None of the funds provided under this Act, or provided under
previous appropriations Acts to the agencies funded by this Act that
remain available for obligation or expenditure in fiscal year 2004,
or provided from any accounts in the Treasury of the United States
derived by the collection of fees available to the agencies funded by
this Act, shall be available for obligation or expenditure for activities,
programs, or projects through a reprogramming of funds in excess
of $1,000,000 or 10 percent, whichever is less, that: (1) augments
existing programs, projects, or activities; (2) reduces by 10 percent
funding for any existing program, project, or activity, or numbers
of personnel by 10 percent as approved by Congress; or (3) results
from any general savings from a reduction in personnel which would
result in a change in existing programs, activities, or projects as
approved by Congress; unless the Appropriations Committees of both
Houses of Congress are notified 15 days in advance of such reprogramming of funds.
SEC. 606. None of the funds made available in this Act may be
used for the construction, repair (other than emergency repair), overhaul, conversion, or modernization of vessels for the National Oceanic
and Atmospheric Administration in shipyards located outside of the
United States.
SEC. 607. (a) PURCHASE OF AMERICAN-MADE EQUIPMENT AND PRODUCTS.—It is the sense of the Congress that, to the greatest extent
practicable, all equipment and products purchased with funds made
available in this Act should be American-made.
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TITLE VI—GENERAL PROVISIONS—Continued

DEPARTMENT OF COMMERCE
(b) NOTICE REQUIREMENT.—In providing financial assistance to, or
entering into any contract with, any entity using funds made available
in this Act, the head of each Federal agency, to the greatest extent
practicable, shall provide to such entity a notice describing the statement made in subsection (a) by the Congress.
(c) PROHIBITION OF CONTRACTS WITH PERSONS FALSELY LABELING
PRODUCTS AS MADE IN AMERICA.—If it has been finally determined
by a court or Federal agency that any person intentionally affixed
a label bearing a ‘‘Made in America’’ inscription, or any inscription
with the same meaning, to any product sold in or shipped to the
United States that is not made in the United States, the person shall
be ineligible to receive any contract or subcontract made with funds
made available in this Act, pursuant to the debarment, suspension,
and ineligibility procedures described in sections 9.400 through 9.409
of title 48, Code of Federal Regulations.
SEC. 608. None of the funds made available in this Act may be
used to implement, administer, or enforce any guidelines of the Equal
Employment Opportunity Commission covering harassment based on
religion, when it is made known to the Federal entity or official
to which such funds are made available that such guidelines do not
differ in any respect from the proposed guidelines published by the
Commission on October 1, 1993 (58 Fed. Reg. 51266).
SEC. 609. Any costs incurred by a department or agency funded
under this Act resulting from personnel actions taken in response
to funding reductions included in this Act shall be absorbed within
the total budgetary resources available to such department or agency:
Provided, That the authority to transfer funds between appropriations
accounts as may be necessary to carry out this section is provided
in addition to authorities included elsewhere in this Act: Provided
further, That use of funds to carry out this section shall be treated
as a reprogramming of funds under section 605 of this Act and shall
not be available for obligation or expenditure except in compliance
with the procedures set forth in that section.
SEC. 610. None of the funds provided by this Act shall be available
to promote the sale or export of tobacco or tobacco products, or to
seek the reduction or removal by any foreign country of restrictions
on the marketing of tobacco or tobacco products, except for restrictions
which are not applied equally to all tobacco or tobacco products of
the same type.

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227

SEC. 611. (a) None of the funds appropriated or otherwise made
available by this Act shall be expended for any purpose for which
appropriations are prohibited by section 616 of the Departments of
Commerce, Justice, and State, the Judiciary, and Related Agencies
Appropriations Act, 1999, as amended.
(b) The requirements in subsections (b) and (c) of section 616 of
that Act shall continue to apply during fiscal year 2004.
SEC. 612. None of the funds appropriated pursuant to this Act
or any other provision of law may be used for: (1) the implementation
of any tax or fee in connection with the implementation of 18 U.S.C.
922(t); and (2) any system to implement 18 U.S.C. 922(t) that does
not require and result in the destruction of any identifying information
submitted by or on behalf of any person who has been determined
not to be prohibited from owning a firearm.
SEC. 613. Notwithstanding any other provision of law, amounts
deposited or available in the Fund established under 42 U.S.C. 10601
in any fiscal year in excess of $625,000,000 shall not be available
for obligation until the following fiscal year: Provided, That up to
$50,000,000 of this amount may be for the Antiterrorism Emergency
Reserve authorized by Public Law 107–56.
SEC. 614. None of the funds made available to the Department
of Justice in this Act may be used to discriminate against or denigrate
the religious or moral beliefs of students who participate in programs
for which financial assistance is provided from those funds, or of
the parents or legal guardians of such students.
SEC. 615. None of the funds made available to the Department
of Justice in this Act may be used for the purpose of transporting
an individual who is a prisoner pursuant to conviction for crime
under State or Federal law and is classified as a maximum or high
security prisoner, other than to a prison or other facility certified
by the Federal Bureau of Prisons as appropriately secure for housing
such a prisoner.
SEC. 616. No funds appropriated by this Act may be used by Federal
prisons to purchase cable television services, to rent or purchase videocassettes, videocassette recorders, or other audiovisual or electronic
equipment used primarily for recreational purposes. The preceding
sentence does not preclude the renting, maintenance, or purchase of
audiovisual or electronic equipment for inmate training, religious, or
educational programs.

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