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DEPARTMENT OF LABOR
Unavailable Collections (in millions of dollars)

EMPLOYMENT AND TRAINING
ADMINISTRATION

01.99

Balance, start of year .................................................... ...................
Appropriations:
05.98 Appropriations ................................................................
¥91

Federal Funds
General and special funds:
TRAINING

AND

07.99

EMPLOYMENT SERVICES

For necessary expenses of the Workforce Investment Act of 1998
(the ‘‘Act’’), including the purchase and hire of passenger motor vehicles, the construction, alteration, and repair of buildings and other
facilities, and the purchase of real property for training centers as
authorized by the Act; $2,488,986,000 plus reimbursements, of which
$1,457,805,000 is available for obligation for the period July 1, 2004
through June 30, 2005, except that amounts determined by the Secretary to be necessary pursuant to sections 173(a)(4)(A) and 174(c)
of the Act shall be available from October 1, 2003 until expended;
of which $1,000,965,000 is available for obligation for the period
April 1, 2004 through June 30, 2005; and of which $30,216,000 is
available for the period July 1, 2004 through June 30, 2007 for
necessary expenses of construction, rehabilitation, and acquisition of
Job Corps centers: Provided, That notwithstanding the transfer limitation under section 133(b)(4) of the Act, up to 40 percent of such
funds may be transferred by a local board if approved by the Governor: Provided further, That notwithstanding sections 127(b)(1)(A)
and 174(a)(2)(B) of such Act, no funds provided herein shall be available to carry out section 167 of such Act: Provided further, That
no funds from any other appropriation shall be used to provide meal
services at or for Job Corps centers: Provided further, That notwithstanding sections 127(C) and 132(C) of the Act for program year
2003, the Secretary shall reallot from States for the youth, adult,
and dislocated worker formula fund programs under title I of the
Act, the amounts by which the unexpended balance in a State for
any such program at the end of program year 2002 exceeds 30 percent
of the total amount available for such program in such State for
such year (including funds appropriated for previous program years
that were available during program year 2002), to those States that
did not have such unexpended balances for such program at the end
of such year. Such reallotments shall be made using the formula
applicable to such program for fiscal year 2003 except that such formula shall only be applied to those States receiving reallotments for
such program under this proviso: Provided further, That
nothwithstanding sections 128(C) and 133(C) of the Act for program
year 2003, the Governor may reallocate from local workforce investment areas for the youth, adult, and dislocated worker formula fund
programs under title I of the Act, the amounts by which the unexpended balance in a local workforce investment area for any such
program at the end of program year 2002 exceeds 30 percent of the
total amount available for such program in such local workforce investment area for such year (including funds appropriated for previous
program years that were available during program year 2002), to
those local workforce investment areas that did not have such unexpended balances for such program at the end of such year. Such
reallocations shall be made using the formula applicable to such program for fiscal year 2003 except that such formula shall only be
applied to those local workforce investment areas receiving reallocations for such program under this proviso.
For necessary expenses of the Act, including the purchase and hire
of passenger motor vehicles, the construction, alteration, and repair
of buildings and other facilities, and the purchase of real property
for training centers as authorized by the Act; $2,463,000,000 plus
reimbursements, of which $2,363,000,000 is available for obligation
for the period October 1, 2004 through June 30, 2005, and of which
$100,000,000 is available for the period October 1, 2004 through June
30, 2007, for necessary expenses of construction, rehabilitation, and
acquisition of Job Corps centers.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

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2002 actual

Identification code 16–0174–0–1–504

Frm 00001

Fmt 3616

Balance, end of year .....................................................

¥91

2003 est.

2004 est.

¥91

¥189

¥98 ...................
¥189

¥189

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0174–0–1–504

2003 est.

2004 est.

00.01
00.03
00.05
00.06
00.07
00.08
00.10
00.11
00.13
09.01

Obligations by program activity:
Adult employment and training activities .....................
Dislocated worker employment and training activities
Youth activities ..............................................................
Youth opportunity grants ...............................................
Job corps ........................................................................
Responsible reintegration for young offenders .............
Native Americans ...........................................................
Migrant and seasonal farmworkers ...............................
National programs .........................................................
Reimbursable program ..................................................

951
1,520
1,133
229
1,467
85
55
117
261
16

900
900
1,433
1,469
1,001
1,001
225
44
1,511
1,573
25 ...................
55
55
1 ...................
243
180
4
4

10.00

Total new obligations ................................................

5,834

5,398

5,226

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

1,011
5,651

985
5,138

725
4,956

23.90
23.95
23.98
24.40

161 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

6,823
6,123
5,681
¥5,834
¥5,398
¥5,226
¥4 ................... ...................
985
725
455

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.36
Unobligated balance rescinded .................................

3,199
2,573
2,489
¥178 ................... ...................

43.00
55.00

Appropriation (total discretionary) ........................
Advance appropriation ..............................................
Mandatory:
Appropriation .............................................................
Appropriation (special fund) .....................................

3,021
2,463

Appropriation (total mandatory) ...........................
Discretionary:
Spending authority from offsetting collections: Offsetting collections (cash) .....................................

151

16

4

4

70.00

Total new budget authority (gross) ..........................

5,651

5,138

4,956

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
1,810
Outlays from discretionary balances .............................
4,021
Outlays from new mandatory authority ......................... ...................
Outlays from mandatory balances ................................
44

60.00
60.20
62.50
68.00

87.00

2,489
2,463

60 ................... ...................
91
98 ...................
98 ...................

5,117
4,928
4,251
5,834
5,398
5,226
¥5,875
¥6,075
¥5,513
13 ................... ...................
¥161 ................... ...................
4,928
4,251
3,964

1,712
1,717
4,156
3,641
3 ...................
204
155

5,875

6,075

5,513

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
¥16
88.40
Non-Federal sources ............................................. ...................

¥2
¥2

¥2
¥2

Sfmt 3643

Total outlays (gross) .................................................

2,573
2,463

E:\BUDGET\LAB.XXX

LAB

647

648

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
25.3

General and special funds—Continued
TRAINING

AND

EMPLOYMENT SERVICES—Continued

2002 actual

2003 est.

2004 est.

88.90

Total, offsetting collections (cash) ..................

¥16

¥4

¥4

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

5,635
5,859

5,134
6,071

4,952
5,509

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
6
6
Outlays ...........................................................................
6
6

6
6

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
5,635
5,134
Outlays ....................................................................................
5,859
6,071
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

5,635
5,859

5,134
6,071

2004 est.

4,952
5,509
797
36
5,749
5,545

Enacted in 1998, the Workforce Investment Act (WIA), is
the primary authorization for this appropriation account. The
act is intended to revitalize the Nation’s job training system
to provide workers with the information, advice, job search
assistance, and training they need to get and keep good jobs,
and to provide employers with skilled workers. Funds appropriated for this account generally are available on a July
to June program year basis, but for 2000 through 2003 substantial advance appropriation amounts were provided.
Adult employment and training activities.—Grants to provide financial assistance to States and territories to design
and operate training and employment assistance programs
for adults, including low-income individuals and public assistance recipients.
Dislocated worker employment and training activities.—
Grants to provide reemployment services and retraining assistance to individuals dislocated from their employment.
Youth activities.—Grants to support a wide range of activities and services to prepare low-income youth for academic
and employment success, including summer jobs. The program links academic and occupational learning with youth
development activities.
Job corps.—A system of primarily residential centers offering basic education, training, work experience, and other support, typically to economically disadvantaged youth.
Native Americans.—Grants to Indian tribes and other Native American groups to provide training, work experience,
and other employment-related services to Native Americans.
National programs.—Provides program support for WIA activities and nationally administered programs for segments
of the population that have special disadvantages in the labor
market.
Expired programs.—Includes programs previously funded in
this account for which no budget authority is requested for
2003.
Object Classification (in millions of dollars)
2002 actual

Identification code 16–0174–0–1–504

23.1
23.3
24.0
25.2

Direct obligations:
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Other services ............................................................

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2003 est.

8
3
3
4
4,822
1

8
3
3
3
4,658
1

Direct obligations ..................................................
Reimbursable obligations ..............................................
Allocation Account:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

5,627
16

5,210
4

5,034
4

57
3
4

59
3
4

60
3
4

64
18
2
1

66
19
2
1

67
19
2
1

25.2
25.4
25.6
25.7
26.0
31.0
32.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Operation and maintenance of facilities ..................
Medical care ..............................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................

99.0

Allocation account ................................................

191

184

188

99.9

Total new obligations ................................................

5,834

5,398

5,226

Obligations are distributed as follows:
Department of Labor ...............................................................
Department of Agriculture ......................................................
Department of the Interior ......................................................

5,642
121
70

5,213
115
70

5,038
115
74

99.0
99.0

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3

2

1

6
1
393

5
1
361

5
1
351

Frm 00002

Fmt 3616

7
5
6
46
45
45
1
1
1
1
1
1
1 ................... ...................
34
28
29
2
2
2
1
1
1
13
13
14

f

TRAINING

AND

EMPLOYMENT SERVICES

(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0174–2–1–504

Obligations by program activity:
Direct program:
00.01
Adult employment and training activities ................
00.03
Dislocated worker employment and training activities ........................................................................
00.05
Youth activities .........................................................
00.15
Consolidated adult and dislocated worker state
grants ....................................................................
00.16
Youth grants ..............................................................

2003 est.

2004 est.

................... ...................

¥188

................... ...................
................... ...................

¥275
¥1,001

................... ...................
................... ...................

1,190
890

10.00

Total new obligations (object class 41.0) ................ ................... ...................

616

22.00
23.95
24.40

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................
Unobligated balance carried forward, end of year ....... ................... ...................

797
¥616
182

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................

797

73.10
73.20
74.40

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................
Obligated balance, end of year ..................................... ................... ...................

616
¥36
580

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

36

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

797
36

2004 est.

1

PO 00000

8
3
3
4
5,207
1

25.5
26.0
31.0
41.0
94.0

Program and Financing (in millions of dollars)—Continued
Identification code 16–0174–0–1–504

Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................
Financial transfers ....................................................

Legislation will be proposed for 2004 to reauthorize the
Workforce Investment Act (WIA). The reauthorization proSfmt 3616

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LAB

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR

posal will increase State flexibility and target resources more
effectively. For adults, the proposal will consolidate the Adult,
Dislocated Worker and Employment Service State Grants into
a single block grant to facilitate coordination and eliminate
duplication in the provision of services to adults. For youth,
the proposal will minimize overlap between the Departments
of Labor (DOL) and Education by targeting all of DOL’s formula resources to out-of-school youth programs and national
grant resources to non-school and out-of-school youth programs that have proven effective.

Legislation will be proposed to authorize grants to States
for Re-employment Accounts for unemployed workers. These
accounts would provide certain unemployed workers up to
$3,000 per person to purchase job training, child care, transportation, or moving services, or to finance other expenses
of finding a job. As an additional incentive to find work,
an individual who gets a job within thirteen weeks of establishing the account would receive any funds remaining in
the account as a re-employment bonus.
f

f

COMMUNITY SERVICE EMPLOYMENT

WELFARE-TO-WORK JOBS

2002 actual

72.40
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

FOR

2003 est.

2004 est.

1,237
688
501
¥500
¥187
¥114
¥49 ................... ...................
688
501
387

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0175–0–1–504

Outlays (gross), detail:
86.98 Outlays from mandatory balances ................................

89.00
90.00

500

187

114

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
500
187
114

This account provides funding for activities of the Welfareto-Work Grants program, which was established by the Balanced Budget Act of 1997 (P.L. 105–33) appropriating funding
for 1998 and 1999. Funds are available for expenditure for
up to 5 years after they are provided. This program provides
formula grants to States and federally administered competitive grants to local workforce boards, political subdivisions
of States, and private entities to assist hard-to-employ welfare
recipients to secure lasting, unsubsidized employment.
f

REEMPLOYMENT ACCOUNTS
(Legislative proposal, subject to PAYGO)

2002 actual

2003 est.

2004 est.

00.01

Obligations by program activity:
Grants to states for individual reemployment accounts ...................

3,600 ...................

10.00

Total new obligations (object class 41.0) ................ ...................

3,600 ...................

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................ ...................
23.95 Total new obligations .................................................... ...................

3,600 ...................
¥3,600 ...................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ...................

3,600 ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................
1,600 ...................
Outlays from mandatory balances ................................ ................... ...................
2,000

................... ...................
2,000
...................
3,600 ...................
...................
¥1,600
¥2,000
...................
2,000 ...................

87.00

Total outlays (gross) ................................................. ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

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1,600

2,000

3,600 ...................
1,600
2,000

Frm 00003

Fmt 3616

2003 est.

2004 est.

00.01
00.02

Obligations by program activity:
National programs .........................................................
State programs ..............................................................

345
100

343
97

343
97

10.00

Total new obligations (object class 41.0) ................

445

440

440

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

445
¥445

440
¥440

440
¥440

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

445

440

440

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

70
384

84
360

84
358

87.00

Total outlays (gross) .................................................

454

444

442

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

445
454

440
444

440
442

Program and Financing (in millions of dollars)
Identification code 16–0328–4–1–504

OLDER AMERICANS

To carry out title V of the Older Americans Act of 1965, as amended,
$440,200,000.

Program and Financing (in millions of dollars)
Identification code 16–0177–0–1–504

649

398
384
380
445
440
440
¥454
¥444
¥442
¥5 ................... ...................
384
380
378

This program provides part-time work experience in community service activities to unemployed, low-income persons
aged 55 and over.
f

FEDERAL UNEMPLOYMENT BENEFITS

AND

ALLOWANCES

For payments during the current fiscal year of trade adjustment
benefit payments and allowances under part I; and for training, allowances for job search and relocation, and related State administrative
expenses under part II of chapter 2, title II of the Trade Act of
1974 (including the benefits and services described under sections
123(c)(2) and 151(b) and (c) of the Trade Adjustment Assistance Reform Act of 2002, P.L. 107–210), $1,338,200,000, together with such
amounts as may be necessary to be charged to the subsequent appropriation for payments for any period subsequent to September 15
of the current year.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Sfmt 3616

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LAB

650

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
FEDERAL UNEMPLOYMENT BENEFITS

AND

tion allowances, is paid to workers as authorized by the Trade
Act of 1974, as amended.
North American Free Trade Agreement (NAFTA) transitional adjustment assistance.—Adjustment assistance, including weekly cash benefits, training, job search and relocation
allowances, is paid to workers determined to be adversely
affected as a result of trade with Canada and Mexico as
authorized by the Trade Act of 1974, as amended.

ALLOWANCES—Continued

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0326–0–1–999

2003 est.

Obligations by program activity:
Direct program:
00.01
Trade adjustment assistance benefits .....................
254
561
00.02
Trade adjustment assistance training ......................
94
222
00.03
North American Free Trade Agreement adjustment
assistance benefits ...............................................
32
51
00.04
North American Free Trade Agreement adjustment
assistance training ...............................................
37
37
00.05
Wage insurance demonstration ................................. ................... ...................
09.01 Reimbursable program ..................................................
15
40
10.00

Total new obligations ................................................

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................
23.95 Total new obligations ....................................................
23.98 Unobligated balance expiring or withdrawn .................

432

911

2004 est.

1,062
258
7
1
10
40

99.0

Direct obligations: Grants, subsidies, and contributions ...........................................................................
Reimbursable obligations: Reimbursable obligations ...

1,378

99.9

Total new obligations ................................................

434
911
1,378
¥432
¥911
¥1,378
¥2 ................... ...................

871
40

1,338
40

70.00

Total new budget authority (gross) ..........................

434

911

1,378

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

312
94

748
94

1,215
137

87.00

Total outlays (gross) .................................................

406

842

1,352

¥15

¥40

¥40

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

168
181
250
432
911
1,378
¥406
¥842
¥1,352
¥13 ................... ...................
181
250
276

¥3 ................... ...................

416
391

871
802

1,338
1,312

The Trade Adjustment Assistance Reform Act of 2002 (Division A of Public Law 107–210) was signed into law on August
6, 2002. This Act amended the Trade Act of 1974 to consolidate the previous Trade Adjustment Assistance (TAA) and
NAFTA Transitional Adjustment Assistance (NAFTA-TAA)
programs into a single, enhanced TAA program with expanded eligibility, services, and benefits. Additionally, the act
provides for a program of Alternative Trade Adjustment Assistance for Older Workers. The amendments generally apply
only to those workers covered by a petition for certification
filed on or after November 4, 2002. Sections 123(c) and 151(b)
and (c) of the Trade Adjustment Assistance Reform Act provide that workers certified under a petition filed before November 4 will continue to be eligible for services and benefits
in accordance with the requirements that were applicable to
the previous TAA and NAFTA-TAA programs, until such time
as their eligibility under those requirements is exhausted.
Therefore, the amounts appropriated to the Federal Unemployment Benefits and Allowances (FUBA) account are to provide for services and benefits to workers certified under the
amended program, as well as the predecessor programs.
Trade adjustment assistance.—Adjustment assistance, including cash weekly benefits, training, job search and relocaVerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

2003 est.

2004 est.

417
15

871
40

1,338
40

432

911

1,378

f

416
18

89.00
90.00

2002 actual

Identification code 16–0326–0–1–999

41.0

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
69.00 Offsetting collections (cash) .........................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.96
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

Object Classification (in millions of dollars)

PO 00000

Frm 00004

Fmt 3616

STATE UNEMPLOYMENT INSURANCE AND EMPLOYMENT SERVICE
OPERATIONS
For authorized administrative expenses, $144,452,000, together with
not to exceed $3,502,331,000 (including not to exceed $1,228,000 which
may be used for amortization payments to States which had independent retirement plans in their State employment service agencies
prior to 1980), which may be expended from the Employment Security
Administration Account in the Unemployment Trust Fund including
the cost of administering section 51 of the Internal Revenue Code
of 1986, as amended, section 7(d) of the Wagner-Peyser Act, as amended, the Trade Act of 1974, as amended, the Immigration Act of 1990,
and the Immigration and Nationality Act, as amended, and of which
the sums available in the allocation for activities authorized by title
III of the Social Security Act, as amended (42 U.S.C. 502–504), and
the sums available in the allocation for necessary administrative expenses for carrying out 5 U.S.C. 8501–8523, shall be available for
obligation by the States through December 31, 2004, except that funds
used for automation acquisitions shall be available for obligation by
the States through September 30, 2006; of which $144,452,000, together with not to exceed $773,283,000 of the amount which may
be expended from said trust fund, shall be available for obligation
for the period July 1, 2004 through June 30, 2005, to fund activities
under the Act of June 6, 1933, as amended, including the cost of
penalty mail authorized under 39 U.S.C. 3202(a)(1)(E) made available
to States in lieu of allotments for such purpose: Provided, That to
the extent that the Average Weekly Insured Unemployment (AWIU)
for fiscal year 2004 is projected by the Department of Labor to exceed
3,227,000, an additional $28,600,000 shall be available for obligation
for every 100,000 increase in the AWIU level (including a pro rata
amount for any increment less than 100,000) from the Employment
Security Administration Account of the Unemployment Trust Fund:
Provided further, That funds appropriated in this Act which are used
to establish a national one-stop career center system, or which are
used to support the national activities of the Federal-State unemployment insurance programs, may be obligated in contracts, grants or
agreements with non-State entities: Provided further, That funds appropriated under this Act for activities authorized under the WagnerPeyser Act, as amended, and title III of the Social Security Act, may
be used by the States to fund integrated Employment Service and
Unemployment Insurance automation efforts, notwithstanding cost allocation principles prescribed under Office of Management and Budget
Circular A–87.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0179–0–1–999

Obligations by program activity:
Direct program:
Unemployment compensation:
00.01
State administration .............................................
00.02
National activities .................................................
Employment service:
00.10
Grants to States ...................................................
00.11
National activities .................................................
Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

2003 est.

2004 est.

2,860
10

2,794
10

2,640
11

805
51

773
29

773
79

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR
00.12
00.13
09.01

One-stop career centers .......................................
Work incentive grants ...............................................
Reimbursable program ..................................................

113
20
2

113
20
10

101
20
10

10.00

Total new obligations ................................................

3,861

3,749

3,634

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

100
3,864

104
3,929

284
3,656

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

3,964
¥3,861
104

4,033
¥3,749
284

3,940
¥3,634
306

167

156

144

2,978

3,551

3,512

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
68.90

69.00

Spending authority from offsetting collections
(total discretionary) ..........................................
Mandatory:
Offsetting collections (cash) .....................................

70.00

Total new budget authority (gross) ..........................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................

86.90
86.93
86.97
86.98
87.00

573 ................... ...................
3,551
146
3,864

3,551

3,512

222 ...................
3,929

320
323
34
3,861
3,749
3,634
¥3,622
¥4,038
¥3,652
¥4 ................... ...................
¥573 ................... ...................
341 ................... ...................
323
34
16

2,915
2,837
801
815
222 ...................
100 ...................

3,622

4,038

3,652

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Federal sources ................................................
88.00
Trust Fund sources ...........................................

¥343
¥3,122

¥10
¥3,763

¥10
¥3,502

88.90

¥3,465

¥3,773

¥3,512

88.95
88.96

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥573 ................... ...................
341 ................... ...................

167
157

156
265

144
140

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
167
156
Outlays ....................................................................................
157
265
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

167
157

156
265

2004 est.

144
140
–23
–5
121
135

Unemployment compensation.—State administration
amounts provide administrative grants to State agencies
which pay unemployment compensation to eligible workers
and collect State unemployment taxes from employers. These
VerDate Dec 13 2002

15:32 Jan 23, 2003

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PROGRAM STATISTICS

3,656

Total outlays (gross) .................................................

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

agencies also pay unemployment benefits to former Federal
personnel as well as trade adjustment assistance to eligible
individuals. State administration amounts also provide administrative grants to State agencies to improve the integrity
and financial stability of the unemployment compensation
program through a comprehensive program, UI Performs. The
purpose is to effect continuous improvement in State performance and related activities designed to assess and reduce errors and prevent fraud, waste, and abuse in the payment
of unemployment compensation benefits and the collection of
unemployment taxes. National activities relating to the Federal-State unemployment insurance programs are conducted
through contracts or agreements with the State agencies or
with non-state entities. A workload reserve is included in
State administration to meet increases in the costs of administration resulting from changes in State law, or increases
in the number of claims filed and claims paid. The appropriation automatically provides additional funds whenever unemployment increases above budgeted levels.

2001
actual

Outlays (gross), detail:
Outlays from new discretionary authority .....................
2,386
Outlays from discretionary balances .............................
1,189
Outlays from new mandatory authority .........................
47
Outlays from mandatory balances ................................ ...................

PO 00000

651

Frm 00005

Fmt 3616

Staff years ............................................................
Basic workload (in thousands):
Employer tax accounts .....................................
Employee wage items recorded ........................
Initial claims taken ..........................................
Eligibility interviews .........................................
Weeks claimed ..................................................
Nonmonetary determinations ............................
Appeals .............................................................
Covered employment ........................................

2002
estimate

2003
estimate

2004
estimate

33,090

36,716

52,102

50,967

6,839
609,371
20,274
2,918
139,948
7,851
1,107
128,460

6,933
609,096
22,606
2,005
190,442
8,521
1,365
127,110

7,045
621,867
23,221
14,182
182,383
8,305
1,468
128,220

7,098
636,510
22,587
12,688
163,978
7,798
1,392
129,900

Employment service.—The public employment service is a
nationwide system providing no-fee employment services to
individuals who are seeking employment and employers who
are seeking workers. State employment service activities are
financed by allotments to States distributed under a demographically based funding formula established under the Wagner-Peyser Act, as amended. Employment service allotments
are funded on a program year basis running from July 1
through June 30 of the following year. The reemployment
needs of unemployed workers who lose their jobs through
no fault of their own and who need extra job finding help
are financed by Reemployment Services grants. These funds
are distributed to States on a program year basis running
from July 1 through June 30 the following year.
Employment service activities serving national needs, which
includes certification of aliens for employment-based visas,
are conducted through specific reimbursable agreements between the States and the Federal Government under the
Wagner-Peyser Act, as amended and other legislation. Funding is also provided for amortization payments for States
which had independent retirement plans prior to 1980 in
their State employment service agencies.
One-stop career centers.—These funds will be used to support the joint Federal-State efforts to improve the comprehensive One-Stop system created under the Workforce Investment Act (WIA). This system provides workers and employers
with quick and easy access to a wide array of enhanced career
development and labor market information services. In this
activity, funds will be used to implement the emerging egovernment strategy for the WIA workforce system, which
will improve accessibility, update the one-stop technology infrastructure, and improve the efficiency of the labor exchange
and other services.
Work incentive grants.—These funds provide competitive
grants to improve access to and coordination of information,
benefits, and services to enable individuals with disabilities
to return to work.
Sfmt 3616

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LAB

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

652

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

Object Classification (in millions of dollars)

STATE UNEMPLOYMENT INSURANCE AND EMPLOYMENT SERVICE
OPERATIONS—Continued
PROGRAM STATISTICS
[In thousands]

Total applicants ....................................................
Entered employment .............................................
1 For

the
2 For the
3 For the
4 For the

program
program
program
program

year,
year,
year,
year,

July
July
July
July

1,
1,
1,
1,

2001–June
2002–June
2003–June
2004–June

30,
30,
30,
30,

19,016
3,924

17,000
9,860

17,000
9,860

2003 est.

2004 est.

23.3
41.0

Communications, utilities, and miscellaneous charges ................... ...................
Grants, subsidies, and contributions ............................ ................... ...................

¥16
¥781

99.9

Total new obligations ................................................ ................... ...................

¥797

17,000
9,860

f

2002.
2003.
2004.
2005.

PAYMENTS

TO THE

UNEMPLOYMENT TRUST FUND

Program and Financing (in millions of dollars)

Object Classification (in millions of dollars)
2002 actual

Identification code 16–0179–0–1–999

2002 actual

Identification code 16–0178–0–1–603
2003 est.

41.0

153
3,706

125
3,614

125
3,499

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

3,859
2

3,739
10

3,624
10

99.9

Total new obligations ................................................

3,861

3,749

3,634

2003 est.

2004 est.

00.10

Obligations by program activity:
Payments to EUCA .........................................................

270

644

103

10.00

Total new obligations (object class 41.0) ................

270

644

103

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

5
303

38 ...................
606
103

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2004 est.

Direct obligations:
Communications, utilities, and miscellaneous
charges .................................................................
Grants, subsidies, and contributions ........................

23.3

2002 actual

Identification code 16–0179–2–1–999

308
644
103
¥270
¥644
¥103
38 ................... ...................

f

STATE UNEMPLOYMENT INSURANCE AND EMPLOYMENT SERVICE
OPERATIONS

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................

303

606

103

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

270
¥270

644
¥644

103
¥103

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
270
Outlays from mandatory balances ................................ ...................

(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0179–2–1–999

2003 est.

2004 est.

Obligations by program activity:
Direct program:
Employment service:
00.10
Grants to States ................................................... ................... ...................

¥797

10.00

Total new obligations ................................................ ................... ...................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

87.00

Total outlays (gross) .................................................

270

644

103

¥797

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

303
270

606
644

103
103

¥797
797

This account was initiated as a result of the amendments
to the Emergency Unemployment Compensation law (P.L.
102–164, as amended) which currently provides for general
fund financing for administrative costs related to extended
benefits under the optional, total unemployment rate trigger.
This account is also used to make reimbursements for a portion of benefits paid under the Temporary Extended Unemployment Compensation Act of 2002 (P.L. 107–147). These
funds are transferred to a receipt account in the Unemployment Trust Fund (UTF) so that resources may be transferred
to the Employment Security Administration Account in the
UTF for administrative costs or to the Extended Unemployment Compensation Account for benefit costs.

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ................... ...................

¥774

70.00

Total new budget authority (gross) .......................... ................... ...................

¥797

73.10
73.20
74.40

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................
Obligated balance, end of year ..................................... ................... ...................

¥797
779
¥19

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

¥779

¥23

f

ADVANCES

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Trust Fund
sources .................................................................. ................... ...................

774

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

¥23
¥5

89.00
90.00

Legislation will be proposed for 2004 to amend the WagnerPeyser Act and the Workforce Investment Act to consolidate
the Employment Service State Grants with the Adult and
Dislocated Worker programs into a single block grant to increase state flexibility, facilitate coordination, and eliminate
duplication in the provision of employment services to adults.
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Frm 00006

606
103
38 ...................

Fmt 3616

TO THE

UNEMPLOYMENT TRUST FUND

AND

OTHER FUNDS

For repayable advances to the Unemployment Trust Fund as authorized by sections 905(d) and 1203 of the Social Security Act, as amended, and to the Black Lung Disability Trust Fund as authorized by
section 9501(c)(1) of the Internal Revenue Code of 1954, as amended;
and for nonrepayable advances to the Unemployment Trust Fund as
authorized by section 8509 of title 5, United States Code, and to
the ‘‘Federal unemployment benefits and allowances’’ account, to remain available until September 30, 2005, $467,000,000.
In addition, for making repayable advances to the Black Lung Disability Trust Fund in the current fiscal year after September 15,
2004, for costs incurred by the Black Lung Disability Trust Fund
in the current fiscal year, such sums as may be necessary.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Sfmt 3616

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LAB

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR
Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0327–0–1–600

00.02
10.00

2003 est.

2004 est.

Obligations by program activity:
North American Free Trade Agreement adjustment assistance benefits .......................................................

3 ................... ...................

Total new obligations (object class 41.0) ................

3 ................... ...................

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................
23.95 Total new obligations ....................................................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................

2,318

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

2,318
¥2,318

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

2,318

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

2,318
2,318

3 ................... ...................
¥3 ................... ...................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................

3 ................... ...................

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

3 ................... ...................
¥3 ................... ...................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

3 ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3 ................... ...................
3 ................... ...................

653

The Black Lung Disability Trust Fund (BLDTF) revenues,
which consist primarily of excise taxes on coal, are not sufficient to repay its $9 billion debt to the Treasury or to service
the interest on that debt. See discussion in the Black Lung
Disability Trust Fund for a full description of the Administration’s proposal to remedy this problem. As a part of this
proposal, the Administration will propose legislation that will
provide for a one-time appropriation to permit the BLDTF
to compensate the General Fund for lost interest income.
f

Summary of Budget Authority and Outlays

PROGRAM ADMINISTRATION

(in millions of dollars)

For expenses of administering employment and training programs,
$115,824,000, of which $2,393,000 is to administer welfare-to-work
grants together with not to exceed $67,541,000, which may be expended from the Employment Security Administration Account in the
Unemployment Trust Fund.

2002 actual
2003 est.
2004 est.
Enacted/requested:
Budget Authority .....................................................................
3 .................... ....................
Outlays ....................................................................................
3 .................... ....................
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
2,318
Outlays .................................................................................... .................... ....................
2,318

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

3 ....................
3 ....................

2,318
2,318

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)

This account provides repayable advances to the Black
Lung Disability Trust Fund for making payments from that
fund whenever its balances prove insufficient. The funding
requested in this appropriation for 2004 is entirely for Black
Lung. This spending authority is presented as authority to
borrow in the Black Lung Disability Trust Fund.
This account may also provide advances to several other
accounts to pay unemployment compensation to eligible individuals under various Federal and State unemployment compensation laws whenever the balances in the funds prove
insufficient or whenever reimbursements to certain accounts,
as allowed by law, are to be made. Advances made to the
Federal employees compensation account in the Unemployment Trust Fund and to the Federal unemployment benefits
and allowances account are nonrepayable. All other advances
made to the Federal unemployment account and to the Extended unemployment compensation account (both in the Unemployment Trust Fund) are repaid, with interest, to the
general fund of the Treasury.
f

ADVANCES

TO THE

Obligations by program activity:
Direct program:
00.01
Adult services ............................................................
00.02
Youth services ...........................................................
00.03
Workforce security .....................................................
00.04
Apprenticeship training, employer and labor services ........................................................................
00.05
Executive direction ....................................................
00.06
Welfare-to-work .........................................................

2002 actual

2003 est.

2004 est.

00.02

Obligations by program activity:
One-time prepayment premium to Treasury .................. ................... ...................

2,318

10.00

Total new obligations (object class 41.0) ................ ................... ...................

2,318

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................ ................... ...................
23.95 Total new obligations .................................................... ................... ...................
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2,318
¥2,318
Fmt 3616

2004 est.

37
38
50

44
39
52

46
39
65

21
9
6

21
10
5

21
10
2

Total new obligations ................................................

161

171

183

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

161
¥161

171
¥171

183
¥183

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–206 .......................

113
116
116
¥1 ................... ...................

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Trust
Fund sources .............................................................

112
49

55

67

70.00

Total new budget authority (gross) ..........................

161

171

183

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

18
161
¥155
23

23
171
¥175
18

18
183
¥184
18

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

144
11

160
15

172
12

87.00

Total outlays (gross) .................................................

155

175

184

Program and Financing (in millions of dollars)
Identification code 16–0327–2–1–600

2003 est.

10.00

UNEMPLOYMENT TRUST FUND

(Legislative proposal, not subject to PAYGO)

2002 actual

Identification code 16–0172–0–1–504

Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

116

116

654

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
23.3

General and special funds—Continued
PROGRAM ADMINISTRATION—Continued

2002 actual

25.7
26.0
31.0

24.0
25.1
25.2
25.3

Program and Financing (in millions of dollars)—Continued
Identification code 16–0172–0–1–504

Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

2003 est.

2004 est.

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Trust fund
sources ..................................................................

¥49

¥55

¥67

99.0
99.5

Direct obligations ..................................................
Below reporting threshold ..............................................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

112
106

116
120

116
117

99.9

Total new obligations ................................................

89.00
90.00

99.00
99.01

6
6

Adult services.—Provides leadership, policy direction and
administration for a decentralized system of grants to State
and local governments as well as federally administered programs for job training and employment assistance for low
income adults and dislocated workers; provides for training
and employment services to special targeted groups; provides
for the settlement of trade adjustment petitions; and includes
related program operations support activities.
Youth services.—Provides leadership, policy direction and
administration for a decentralized system of grants to State
and local governments as well as federally administered programs for job training and employment assistance for youth,
including youth grants, the Job Corps, and Youth Opportunity
Grants.
Workforce security.—Provides leadership and policy direction for the administration of the comprehensive nationwide
public employment service system; oversees unemployment
insurance programs in each State; administers foreign labor
certification programs; supports a one-stop career center network, including a comprehensive system of collecting, analyzing and disseminating labor market information; and includes related program operations support activities.
Apprenticeship training, employer and labor services.—Promotes and provides leadership and policy direction for the
administration of apprenticeship as a method of skill acquisition through a Federal-State apprenticeship structure. Employer and labor services will facilitate the understanding
and responsiveness of workforce development systems to the
training needs of employers and the interest of labor organizations in training programs.
Executive direction.—Provides leadership and policy direction for all training and employment services programs and
activities and provides for related program operations support, including research, evaluations, and demonstrations.
Welfare-to-work.—Provides leadership, policy direction,
technical assistance, and administration for a decentralized
system of grants to States and federally administered competitive grants to Workforce Investment Boards, political subdivisions of States, and private entities to assist hard-to-employ welfare recipients and certain noncustodial parents to
secure lasting, unsubsidized employment.
Object Classification (in millions of dollars)
2002 actual

2004 est.

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

85
2
2

85
2
2

92
2
2

11.9
12.1
21.0
23.1

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................

89
20
5
11

89
22
5
12

96
24
5
14

Frm 00008

Fmt 3616

VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

PO 00000

2
1
11
3

13
8
1
3

14
9
1
2

15
9
1
2

160
171
183
1 ................... ...................
161

2002 actual

Identification code 16–0172–0–1–504

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................
Allocation account:
Total compensable workyears:
3001
Civilian full-time equivalent employment .................

171

183

2003 est.

2004 est.

1,292

1,257

1,357

3

3

3

49

110 ...................

f

WORKERS COMPENSATION PROGRAMS
Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0170–0–1–806

2003 est.

2004 est.

00.01

Obligations by program activity:
Workers compensation programs ................................... ...................

175 ...................

10.00

Total new obligations (object class 41.0) ................ ...................

175 ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
175 ...................
New budget authority (gross) ........................................
175 ................... ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
175
175 ...................
Total new obligations .................................................... ...................
¥175 ...................
Unobligated balance carried forward, end of year .......
175 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

175 ................... ...................

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

175 ...................
¥175 ...................

86.93

Outlays (gross), detail:
Outlays from discretionary balances ............................. ...................

175 ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
175 ................... ...................
Outlays ........................................................................... ...................
175 ...................
f

UNEMPLOYMENT TRUST FUND
Unavailable Collections (in millions of dollars)
2002 actual

Identification code 20–8042–0–7–999
2003 est.

2
1
11
3

Personnel Summary

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
6
6
Outlays ...........................................................................
6
6

Identification code 16–0172–0–1–504

2
1
4
3

01.99

Balance, start of year ....................................................
Receipts:
02.00 General taxes, FUTA .......................................................
02.01 State accounts, deposits by States ...............................
02.02 Deposits by Railroad Retirement Board ........................
02.20 CMIA interest, Unemployment trust fund ......................
02.40 Deposits by Federal agencies to the Federal Employees Compensation Account .......................................
02.41 Interest and profits on investments in public debt
securities ...................................................................
02.42 Payments from the general fund for administrative
cost for exten ............................................................
Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

2003 est.

2004 est.

88,302

67,271

48,998

6,613
20,911
95
5

6,777
27,312
141
3

6,872
33,195
139
3

448

544

538

5,445

3,460

2,711

270

644

103

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR
02.80

Offsetting collections, Railroad unemployment insurance trust fund .........................................................

30

26

26

Total receipts and collections ...................................

33,817

38,907

43,587

Total: Balances and collections ....................................
122,119
106,178
Appropriations:
Appropriations:
05.00
Unemployment trust fund .........................................
¥54,700
¥57,031
05.00
Legislative proposal not subject to PAYGO, Employment Service consolidation ................................... ................... ...................
05.01 Railroad unemployment insurance trust fund ..............
¥148
¥149

92,585

02.99

Outlays .................................................................................... .................... ....................

04.00

¥43,675
774
¥142

05.99

Total appropriations ..................................................

¥54,848

¥57,180

¥43,043

07.99

Balance, end of year .....................................................

67,271

48,998

49,542

Program and Financing (in millions of dollars)
2002 actual

Identification code 20–8042–0–7–999

Obligations by program activity:
Federal-State unemployment insurance:
Withdrawals:
00.01
Benefit payments by States .................................
00.02
Federal employees’ unemployment compensation
00.03 State administrative expenses ......................................
Federal administrative expenses:
00.10
Direct expenses .........................................................
00.11
Reimbursements to the Department of the Treasury
00.20 Veterans employment and training ...............................
00.21 Interest on refunds ........................................................

2003 est.

2004 est.

50,175
524
3,689

52,345
567
3,835

39,269
520
3,578

54
69
186
3

60
35
186
3

74
38
193
3

10.00

Total new obligations ................................................

54,700

57,031

43,675

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

54,700
¥54,700

57,031
¥57,031

43,675
¥43,675

3,859

3,859

3,845

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Mandatory:
Appropriation (trust fund):
60.26
Appropriation (trust fund)[UI Benefits] ................
60.26
Appropriation (trust fund)[TEUC Admin] ..............

50,695
146

52,950
39,830
222 ...................

62.50

Appropriation (total mandatory) ...........................

50,841

53,172

39,830

70.00

Total new budget authority (gross) ..........................

54,700

57,031

43,675

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

1,029
54,700
¥54,471
1,257

1,257
57,031
¥57,174
1,114

1,114
43,675
¥43,661
1,128

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

2,964
666
50,841

2,815
1,187
53,172

2,785
1,046
39,830

87.00

Total outlays (gross) .................................................

54,471

57,174

43,661

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

54,700
54,471

57,031
57,174

43,675
43,661

88,638

68,523

49,821

68,523

49,821

50,639

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
4
4
Outlays ...........................................................................
4
4

4
4

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
54,700
57,031
Outlays ....................................................................................
54,471
57,174
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

PO 00000

Frm 00009

2004 est.

57,031
57,174

42,901
42,887

Status of Funds (in millions of dollars)
2002 actual

Identification code 20–8042–0–7–999

Unexpended balance, start of year:
Treasury balance ............................................................
Federal securities: Par value .........................................

2003 est.

2004 est.

660
88,638

¥22
68,523

260
49,821

Total balance, start of year ......................................
Cash income during the year:
Current law:
Receipts:
1200
General taxes, FUTA, Unemployment trust fund
1201
Unemployment trust fund, State accounts, Deposits by States ...............................................
1202
Deposits by Railroad Retirement Board ...............
Offsetting receipts (proprietary):
1220
CMIA interest, Unemployment trust fund .............
Offsetting receipts (intragovernmental):
1240
Deposits by Federal agencies to the Federal
Employees Compensation Account, Unemployment trust fund ................................................
1241
Unemployment trust fund, Interest and profits
on investments in public debt securities ........
1242
Offsetting receipts (intragovernmental) ...............
Offsetting collections:
1280
Railroad unemployment insurance trust fund,
Offsetting collections .......................................

89,298

68,501

50,081

6,613

6,777

6,872

20,911
95

27,312
141

33,195
139

5

3

3

448

544

538

5,445
270

3,460
644

2,711
103

30

26

26

1299

33,817

38,907

43,587

¥54,471
¥129

¥57,174
¥136

¥43,661
¥126

Outgo under current law (¥) ..............................
¥54,600
¥57,310
Proposed legislation:
Legislative proposal not subject to PAYGO .............. ................... ...................

¥43,787

0100
0101

Income under present law ....................................
Cash outgo during year:
Current law:
4500
Unemployment trust fund .........................................
4501
Railroad unemployment insurance trust fund ..........

43,675
43,661

4599

–774

5500

Fmt 3616

54,700
54,471

–774

The financial transactions of the Federal-State and railroad
unemployment insurance systems are made through the Unemployment Trust Fund. All State and Federal unemployment tax receipts are deposited in the trust fund and invested
in Government securities until needed for benefit payments
or administrative costs. States may receive repayable advances from the fund when their balances in the fund are
insufficient to pay benefits. The fund may receive repayable
advances from the general fund when it has insufficient balances to make advances to States or to pay the Federal share
of extended benefits.
State payroll taxes pay for all regular State benefits. During periods of high State unemployment, extended benefits,
financed one-half by State payroll taxes and one-half by the
Federal unemployment payroll tax, are also paid. The Federal
tax pays the costs of Federal and State administration of
unemployment insurance and veterans employment services
and 97% of the costs of the employment service. The Federal
tax also pays for benefits under the Temporary Extended
Unemployment Compensation program.
The Federal employees compensation account provides
funds to States for unemployment compensation benefits paid
to eligible former Federal civilian personnel, Postal Service
employees, and ex-servicemembers. Benefits paid are reimbursed to the Federal employees compensation account by
the various Federal agencies. Any additional resources necessary to assure that the account can make the required
payments to States will be provided from the Advances to
the Unemployment Trust Fund and other funds account.
Both the benefit payments and administrative expenses of
the separate unemployment insurance program for railroad
employees are paid from the Unemployment Trust Fund and
receipts from the tax on railroad payrolls are deposited in
the fund to meet expenses.

0199

92.01

99.00
99.01

655

Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

774

656

EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
UNEMPLOYMENT TRUST FUND—Continued
Status of Funds (in millions of dollars)—Continued
2002 actual

Identification code 20–8042–0–7–999

6599
7645

Total cash outgo (¥) ...............................................
Transfers, net .................................................................
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
8701 Federal securities: Par value .........................................
8799

Total balance, end of year ........................................

¥54,600
¥14

2003 est.

2004 est.

¥57,310
¥16

¥43,013
¥16

¥22
68,523

260 ...................
49,821
50,639

68,501

50,081

Dislocated Worker grant programs, legislation will also be
proposed to reform unemployment insurance (UI) administration. The proposal is designed to make the UI system more
responsive to the needs of workers and employers by giving
states flexibility and control. It would reduce current Federal
payroll taxes on employers by 25 percent in 2005 and 75
percent in 2009. These changes would not affect workers’
UI benefits, which are paid by State, not Federal funds.
f

EMPLOYEE BENEFITS SECURITY
ADMINISTRATION

50,639

Federal Funds

Object Classification (in millions of dollars)
2002 actual

Identification code 20–8042–0–7–999

25.3

2003 est.

35

SALARIES

38

AND

EXPENSES

94.0
94.0
94.0
94.0

Reimbursements to Department of the Treasury ..........
Insurance claims and indemnities:
Federal unemployment benefits ................................
State unemployment benefits ...................................
Interest and dividends ...................................................
Financial transfers:
Employment and Training Administration ................
Veterans employment and training ...........................
Payments to States for administrative expenses
Departmental management .......................................

99.0

Direct obligations ..................................................

54,700

57,031

43,675

Identification code 16–1700–0–1–601

99.9

Total new obligations ................................................

54,700

57,031

43,675

Obligations by program activity:
Direct program:
00.01
Enforcement and participant assistance ..................
00.02
Policy and compliance assistance ............................
00.03
Executive leadership, program oversight and administration ...........................................................
09.01 Reimbursable program ..................................................

42.0
42.0
43.0

69

2004 est.

General and special funds:

524
50,175
3

567
52,345
3

520
39,269
3

49
186
3,689
5

54
186
3,835
6

68
193
3,578
6

f

UNEMPLOYMENT TRUST FUND
(Legislative proposal, not subject to PAYGO)

2002 actual

2003 est.

21.40
22.00
¥774

10.00

Total new obligations (object class 94.0) ................ ................... ...................

¥774

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

¥774
774

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) ......................................... ................... ...................

¥774

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

¥774
774

Outlays (gross), detail:
86.90 Outlays from new discretionary authority ..................... ................... ...................

¥774

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

¥774
¥774

89.00
90.00

Memorandum (non-add) entries:
92.01 Total investments, start of year: Federal securities:
Par value ................................................................... ................... ................... ...................
92.02 Total investments, end of year: Federal securities:
Par value ................................................................... ................... ................... ...................

Legislation will be proposed for 2004 to amend the WagnerPeyser Act and the Workforce Investment Act to consolidate
the Employment Service State Grants with the Adult and
Dislocated Worker programs into a single block grant to increase state flexibility, facilitate coordination, and eliminate
duplication in the provision of employment services to adults.
In addition to the legislative proposal to consolidate the
Employment Service and Workforce Investment Act Adult and
VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

PO 00000

Program and Financing (in millions of dollars)

2004 est.

Obligations by program activity:
00.03 State administrative expenses ...................................... ................... ...................

73.10
73.20

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

10.00

Program and Financing (in millions of dollars)
Identification code 20–8042–2–7–999

For necessary expenses for the Employee Benefits Security Administration, $128,605,000.

Frm 00010

Fmt 3616

23.90
23.95
24.40

2002 actual

Total new obligations ................................................

2003 est.

2004 est.

90
15

97
16

107
17

5
8

4
17

5
17

118

134

146

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
118

1 ...................
134
146

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

118
135
146
¥118
¥134
¥146
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................

111
117
129
¥1 ................... ...................

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

110

117

129

8

17

17

70.00

Total new budget authority (gross) ..........................

118

134

146

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

40
118
¥116
41

41
134
¥133
42

42
146
¥143
46

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

90
26

111
22

120
23

87.00

Total outlays (gross) .................................................

116

133

143

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥8

¥17

¥17

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

110
108

117
116

129
126

89.00
90.00

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
4
5
Outlays ...........................................................................
4
5

Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

5
5

PENSION BENEFIT GUARANTY CORPORATION
Federal Funds

DEPARTMENT OF LABOR

With this budget transmittal, the Pension and Welfare Benefits Administration (PWBA) is renamed the Employee Benefits Security Administration (EBSA). The transmittal also includes new budget activities to strengthen the link between
resources, workload, and results.
Enforcement and participant assistance.—Conducts criminal
and civil investigations and performs reviews to ensure compliance with the fiduciary provisions of the Employee Retirement Income Security Act (ERISA) and the Federal Employees’ Retirement System Act. Provides information and assistance to benefit plan participants and to the general public.
Assures compliance with applicable reporting requirements,
as well as accounting, auditing and actuarial standards. Supplies required reports to the public. The 2004 estimates include enhancing enforcement and better coordination nationwide.
2002 actual

2003 est.

2004 est.

Plan reviews conducted ..............................................................
2,261
2,000
2,000
Investigations conducted ............................................................
5,079
4,698
5,450
Investigations closed that restored or protected assets ............
2,877
2,300
2,668
Benefit recoveries from customer assistance ............................. $48,700,000 $48,000,000 $48,000,000
Inquiries received ........................................................................
182,025
193,840
193,840

Policy and compliance assistance.—Conducts policy, research, and legislative analyses on pension, health, and other
employee benefit issues. Provides compliance assistance especially to employers and plan officials. Writes regulations and
interpretations. Issues individual and class exemptions from
regulations. The 2004 estimates include an initiative to enhance compliance assistance programs.
2002 actual

Exemptions, determinations, interpretations, and regulations
issued ......................................................................................
Average days to process exemption requests .............................

2003 est.

1,050
329

2004 est.

1,233
312

1,261
296

Executive leadership, program oversight, and administration.—Provides leadership, policy direction, strategic planning, and administrative guidance in the management of employee benefit programs. Provides analytical and administrative support for financial and human capital management
and other administrative functions related to coordination and
implementation of government-wide management initiatives.
Manages the technical program training for the agency’s enforcement, policy, legislative and regulatory functions.
Object Classification (in millions of dollars)
2002 actual

Identification code 16–1700–0–1–601

2003 est.

2004 est.

25.5
25.7
26.0
31.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

110
8

117
17

129
17

99.9

Total new obligations ................................................

118

134

146

11.1
12.1
21.0
23.1
23.3
24.0
25.2
25.3

55
13
3
6

57
14
3
6

63
15
3
7

1
1
7

1
1
7

1
1
7

8
2
11
1
2

7
2
16
1
2

9
3
17
1
2

Personnel Summary
2002 actual

Identification code 16–1700–0–1–601

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

848
PO 00000

2003 est.

2004 est.

861

930

Frm 00011

Fmt 3616

657

PENSION BENEFIT GUARANTY CORPORATION
Federal Funds
Public enterprise funds:
PENSION BENEFIT GUARANTY CORPORATION FUND
The Pension Benefit Guaranty Corporation is authorized to make
such expenditures, including financial assistance authorized by section
104 of Public Law 96–364, within limits of funds and borrowing
authority available to such Corporation, and in accord with law,
and to make such contracts and commitments without regard to fiscal
year limitations as provided by section 104 of the Government Corporation Control Act, as amended (31 U.S.C. 9104), as may be necessary in carrying out the program, including associated administrative expenses, through September 30, 2004 for such Corporation: Provided, That none of the funds available to the Corporation for fiscal
year 2004 shall be available for obligations for administrative expenses in excess of $228,772,000: Provided further, That obligations
in excess of such amount may be incurred only after approval by
the Office of Management and Budget and 15 days after notice thereof
is transmitted to the Committees on Appropriations of the House and
the Senate.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–4204–0–3–601

2003 est.

2004 est.

09.01
09.02
09.03
09.04
09.05

Obligations by program activity:
Single-employer benefit payment ..................................
Multi-employer financial assistance .............................
Pension insurance activities ..........................................
Pension plan termination ..............................................
Operational support .......................................................

1,878
5
10
139
76

2,350
6
12
132
81

2,961
14
17
132
80

10.00

Total new obligations ................................................

2,108

2,581

3,204

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Budget authority from offsetting collections ................
Resources available from recoveries of prior year obligations .......................................................................

11,456
3,058

12,460
2,748

12,626
3,303

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

53 ................... ...................
14,567
¥2,108
12,460

15,208
¥2,581
12,626

15,929
¥3,204
12,724

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections: Offsetting collections (cash) .....................................
Mandatory:
69.00
Offsetting collections (cash) .....................................

12

13

17

3,046

2,735

3,286

70.00

Total new budget authority (gross) ..........................

3,058

2,748

3,303

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from new mandatory authority .........................

12
2,081

13
2,529

17
3,187

87.00

Total outlays (gross) .................................................

2,093

2,542

3,204

¥676

¥922

¥925

¥864
¥1,178

¥853
¥748

¥841
¥1,308

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.20
Interest on Federal securities ...............................
Non-Federal sources:
88.40
Premium income ...............................................
88.40
Benefit payment reimbursements ....................
88.40
Reimbursements from trust funds for services
related to terminations ................................
88.40
Other Income ....................................................
88.90
Sfmt 3643

Total, offsetting collections (cash) ..................
E:\BUDGET\LAB.XXX

LAB

125
86
125
2,108
2,581
3,204
¥2,093
¥2,542
¥3,204
¥53 ................... ...................
86
125
125

¥335
¥225
¥229
¥5 ................... ...................
¥3,058

¥2,748

¥3,303

658

PENSION BENEFIT GUARANTY CORPORATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

Public enterprise funds—Continued
PENSION BENEFIT GUARANTY CORPORATION FUND—Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 16–4204–0–3–601

89.00
90.00

2003 est.

2004 est.

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥965
¥206
¥99

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
92.01

11,575

12,834

13,039

12,834

13,039

13,137

Additional net budget authority and outlays to cover cost of fully accruing retirement:
99.00 Budget authority ............................................................
2
2
99.01 Outlays ...........................................................................
2
2

2
2

Status of Direct Loans (in millions of dollars)
2002 actual

Identification code 16–4204–0–3–601

Cumulative balance of direct loans outstanding:
1231 Disbursements: Direct loan disbursements ...................
1263 Write-offs for default: Direct loans ...............................

5
¥5

2003 est.

6
¥6

2004 est.

14
¥14

This wholly owned government corporation administers
mandatory insurance programs to prevent loss of pension benefits under covered private, defined-benefit pension plans if
single-employer plans terminate or if multiemployer plans are
unable to pay benefits.
The 2004 Budget proposes the elimination of a discretionary
limit on administrative expenditures for the Pension Benefit
Guaranty Corporation (PBGC). In 2004 and beyond, the Budget will provide permanent authority to finance the PGBC’s
administrative expenditures through revised appropriations
language. This proposal will increase the PBGC’s ability to
manage effectively its fluctuating workload of plan terminations, while ensuring accountability. The request also includes new budget activities to strengthen the link between
resources, workload, and results.
Single employer benefit payment.—The single-employer program protects about 34 million participants in about 35,000
pension plans. Under this program, a company may voluntarily seek to terminate its plan, or PBGC may seek termination under certain circumstances. The PBGC must seek
termination when a plan cannot pay current benefits.
In a ‘‘standard’’ termination, plan assets must be sufficient
to pay all benefits before the plan is allowed to end. That
payment is in the form of an annuity purchased from an
insurance company or a lump sum payment. After the payment is made, the PBGC guarantee ends. A plan that cannot
pay all benefits may be ended by a ‘‘distress’’ termination,
but only if the employer meets tests proving severe financial
distress, for example, the likelihood that continuing the plan
would force the company to shut down. If the terminated
plan cannot pay at least the PBGC-guaranteed benefits, the
PBGC uses its funds to ensure guaranteed benefits are paid.
2002 actual

Government trusteeships at end of year ....................................
Participants in government trusteeships owed benefits ............
Retirees receiving monthly benefits ............................................

3,087
690,000
403,000

2003 est.

3,197
872,000
500,000

15:32 Jan 23, 2003

Jkt 193833

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Plans terminated during the year:
With sufficient assets .............................................................
Without sufficient assets ........................................................
Average time to replace initial with final benefit levels ...........

2003 est.

1,214
157
3.3 yrs

1,200
110
3.0 yrs

2004 est.

1,200
110
2.9 yrs

STATUS OF TRUST FUNDS
[In thousands of dollars]

Assets:
Cash .................................................................
Investments ......................................................
Receivables:
Due from Pension Benefit Guaranty Corporation ...................................................
Due from employers—terminated plans .....
Assets of pretrusteed plans ........................
Other assets .................................................

2001 actual

2002 actual

2003 est.

2004 est.

424,800
7,092,060

679,510
8,484,020

679,510
15,821,880

679,510
16,524,910

6,310,860
1,305,770
577,640
257,140

19,357,400
6,070,120
324,810
309,340

19,849,030
29,010
9,210
284,900

20,658,980
0
270
299,060

Total assets ........................................

15,968,270

35,225,200

36,673,540

38,162,730

13,667,660

22,614,960

36,346,190

37,944,140

1,349,670
950,940

12,391,650
218,590

108,750
218,600

0
218,590

15,968,270

35,225,200

36,673,540

38,162,730

Liabilities:
Estimate of future benefits—terminated
plans ............................................................
Estimate of probable terminations (net claims
for) ...............................................................
Other liabilities .................................................
Total liabilities ........................................

CHANGE IN PBGC’s LIABILITY UNDER TERMINATED PLANS
[In thousands of dollars]
2003 est.

2004 est.

Liability, beginning of year ...................
Liability incurred due to plan terminations ..............................................
(New liabilities assumed) .................
(Plan assets acquired) .....................
(Recoveries from employers, net) .....
Operating loss of trust fund .................
Benefit payments ..................................

2001 actual

1,053,060

5,627,170

19,357,400

19,849,030

1,070,580
3,625,510
¥2,733,170
178,240
3,763,400
¥259,870

9,923,540
14,863,250
¥4,688,490
¥251,220
4,779,910
¥973,220

1,065,200
8,339,160
¥7,217,900
¥56,060
1,009,010
¥1,582,580

1,070,870
2,412,560
¥1,285,330
¥56,360
1,352,380
¥1,613,300

Liability, end of year ....................

5,627,170

19,357,400

19,849,030

20,658,980

3,307
922,000
525,000

Fmt 3616

2002 actual

Financing.—The primary source of financing is annual premiums paid by sponsors of ongoing covered plans, which vary
according to the plans’ funding level. Other sources of financing include assets from terminated plans, investment income,
and amounts due PBGC from the sponsors of terminating
plans. Also, PBGC is authorized to borrow up to $100 million
from the U.S. Treasury.
Operating results.—The following tables show the status
of PBGC’s trust funds and PBGC’s operating results.

2004 est.

Multi-employer financial assistance.—The multiemployer insurance program protects about 8.8 million participants in
about 1,700 plans. Multiemployer pension plans are maintained under collectively bargained agreements involving unrelated employers, generally in the same industry. If a PBGCinsured multiemployer plan is unable to pay guaranteed benefits when due, the PBGC will provide the plan with financial
assistance to continue paying guaranteed benefits, ordinarily
VerDate Dec 13 2002

in the form of a loan to the plan. Thirty plans are expected
to receive assistance in 2004.
Pension insurance activities.—Includes pension plan premium collections, premium investments, technical assistance,
and new pension plan promotion activities.
Pension plan termination.—Includes all activities related to
plan termination and trusteeship; plan asset management,
investment and accounting; and benefit administration services.
Operational support.—Includes the administrative, information technology infrastructure, and other shared program support for both PBGC’s insurance and plan termination activities.

2002 actual

Statement of Operations (in millions of dollars)
Identification code 16–4204–0–3–601

Revenue:
Premium income ......................................
Investment income ..................................
Expense:
0102 Trust fund operating loss .......................
0102 Net liability due to plan terminations
0102 Provision for probable terminations ........
0102 Change in allowance for uncollectible
financial assistance ...........................
0101
0101

Sfmt 3633

E:\BUDGET\LAB.XXX

LAB

2001 actual

2002 actual

2003 est.

2004 est.

845
1,703

812
2,120

866
924

841
927

–3,763
–1,197
491

–4,780
–3,402
–5,911

–1,009
–7,306
6,134

–1,352
–1,151
80

–269

–101

–44

–46

EMPLOYMENT STANDARDS ADMINISTRATION
Federal Funds

DEPARTMENT OF LABOR
0102

Administrative expenses ..........................

–12

–66

–12

..................

0105

Net income or loss (–) ............................

–2,202

–11,328

–447

–701

0191

Total revenues .........................................

2,548

2,932

1,790

1,768

0192

Total expenses .........................................

–4,750

–14,260

–2,237

–2,469

0199

Total comprehensive income ...................

–2,202

–11,328

–447

–701

Balance Sheet (in millions of dollars)
Identification code 16–4204–0–3–601

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............
Investments in US securities:
Treasury securities, par:
1102
Treasury securities, par .............
1102
Treasury securities, unamortized
discount (–)/premium (+) .....
1106
Receivables, net .............................
1206 Non-Federal assets: Receivables, net .....
Net value of assets related to pre–1992
direct loans receivable and acquired defaulted guaranteed loans
receivable:
1601
Direct loans, gross ..............................
1602
Interest receivable ..............................
1603
Allowance for estimated uncollectible
loans and interest (–) ....................
1699

1801
1803
1901

Value of assets related to direct
loans ..........................................
Other Federal assets:
Cash and other monetary assets .......
Property, plant and equipment, net
Other assets ........................................

1999

Total assets ........................................
LIABILITIES:
Non-Federal liabilities:
2201
Accounts payable ................................
2206
Pension and other actuarial liabilities
2999

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

2001 actual

2002 actual

2003 est.

2004 est.

..................

..................

..................

..................

11,574

12,834

13,040

13,138

2,346
154
437

3,739
196
120

3,520
196
164

3,571
196
156

47
51

52
..................

58
..................

72
..................

–98

–52

–58

–72

..................

..................

..................

..................

296
3
182

40
4
..................

40
4
..................

40
4
..................

14,992

16,933

16,964

17,105

227
6,990

279
20,132

227
20,662

227
21,504

7,217

20,411

20,889

21,731

7,775

–3,478

–3,925

–4,626

3999

Total net position ................................

7,775

–3,478

–3,925

–4,626

4999

Total liabilities and net position ............

14,992

16,933

16,964

17,105

659

EMPLOYMENT STANDARDS ADMINISTRATION
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses for the Employment Standards Administration, including reimbursement to State, Federal, and local agencies
and their employees for inspection services rendered, $308,124,000,
together with $2,056,000 which may be expended from the Special
Fund in accordance with sections 39(c), 44(d) and 44(j) of the
Longshore and Harbor Workers’ Compensation Act; and $87,573,000,
to be transferred from the Administrative Expenses Account of the
Employees’ Compensation Fund, as authorized by 5 U.S.C. 8147, as
amended by section 630 of the Treasury and General Government
Appropriations Act, 2003: Provided, That $1,250,000 shall be for the
development of an alternative system for the electronic submission
of reports required to be filed under the Labor-Management Reporting
and Disclosure Act of 1959, as amended, and for a computer database
of the information for each submission by whatever means, that is
indexed and easily searchable by the public via the Internet: Provided
further, That the Secretary of Labor is authorized to accept, retain,
and spend, until expended, in the name of the Department of Labor,
all sums of money ordered to be paid to the Secretary of Labor,
in accordance with the terms of the Consent Judgment in Civil Action
No. 91–0027 of the United States District Court for the District of
the Northern Mariana Islands (May 21, 1992): Provided further, That
the Secretary of Labor is authorized to establish and, in accordance
with 31 U.S.C. 3302, collect and deposit in the Treasury fees for
processing applications and issuing certificates under sections 11(d)
and 14 of the Fair Labor Standards Act of 1938, as amended (29
U.S.C. 211(d) and 214) and for processing applications and issuing
registrations under title I of the Migrant and Seasonal Agricultural
Worker Protection Act (29 U.S.C. 1801 et seq.).
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 16–0105–0–1–505

01.99

Balance, start of year .................................................... ...................
Appropriations:
05.98 Appropriations ................................................................
¥7
07.99

Balance, end of year .....................................................

¥7

2003 est.

2004 est.

¥7

¥14

¥7 ...................
¥14

¥14

Object Classification (in millions of dollars)
2002 actual

Identification code 16–4204–0–3–601

11.1
11.3
11.5
11.9
12.1
21.0
23.2
23.3
24.0
25.2
25.3

2003 est.

52
2
2

55
2
2

59
2
2

56
13
1
14
3
1
125

59
14
1
14
4
1
124

63
14
1
15
4
1
118

26.0
31.0
33.0
42.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Rental payments to others ............................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Supplies and materials .................................................
Equipment ......................................................................
Investments and loans ..................................................
Insurance claims and indemnities ................................

1
1
10
5
1,878

1
1
6
6
2,350

1
1
11
14
2,961

99.0

Reimbursable obligations .....................................

2,108

2,581

3,204

99.9

Total new obligations ................................................

2,108

2,581

3,204

Personnel Summary

2001

2002 actual

Reimbursable:
Total compensable workyears: Civilian full-time equivalent employment ......................................................

741

2003 est.

752

2004 est.

00.01
00.02
00.03
00.04
00.05
09.01
09.41

15:32 Jan 23, 2003

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2004 est.

171
78
44
15
35
4

161
80
44
16
41
3

86

88
433

Total new obligations ................................................

409

433

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

8
411

8 ...................
423
433

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

419
431
433
¥409
¥433
¥433
¥1 ................... ...................
8 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–206 .......................

369
292
308
¥1 ................... ...................

43.00

368

752
Fmt 3616

Obligations by program activity:
Enforcement of wage and hour standards ...................
161
Federal contractor EEO standards enforcement ............
77
Federal programs for workers’ compensation ...............
124
Program direction and support .....................................
13
Labor-management standards ......................................
31
Reimbursable program ..................................................
3
Reimbursable program—Federal Employees’ Compensation Act ............................................................ ...................

2003 est.

10.00

60.20
VerDate Dec 13 2002

2002 actual

Identification code 16–0105–0–1–505

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

Identification code 16–4204–0–3–601

Program and Financing (in millions of dollars)

2004 est.

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (special fund) .....................................

Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

7

292

308

7 ...................

660

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 16–0105–0–1–505

68.00
68.62
68.90

Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
36
Transferred from other accounts .......................... ...................

2003 est.

2004 est.

38
86

37
88

Spending authority from offsetting collections
(total discretionary) .....................................

36

124

125

70.00

Total new budget authority (gross) ..........................

411

423

433

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

36
409
¥409
36

36
433
¥434
35

35
433
¥432
36

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
375
Outlays from discretionary balances .............................
28
Outlays from new mandatory authority ......................... ...................
Outlays from mandatory balances ................................
6

87.00

390
406
29
26
7 ...................
8 ...................

Total outlays (gross) .................................................

409

434

432

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥34
¥2

¥36
¥2

¥35
¥2

88.90

Total, offsetting collections (cash) ..................

¥36

¥38

¥37

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

375
372

385
396

396
395

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
20
20
Outlays ...........................................................................
20
20

22
22

Enforcement of wage and hour standards.—The Wage and
Hour Division works to obtain and encourage compliance with
the minimum wage, overtime, child labor, and other employment standards under the Fair Labor Standards Act, the
Migrant and Seasonal Agricultural Worker Protection Act
(MSPA), the Family and Medical Leave Act, certain provisions
of the Immigration and Nationality Act, the wage garnishment provisions in Title III of the Consumer Credit Protection
Act, and the Employee Polygraph Protection Act. Prevailing
wages are determined and employment standards enforced
under various Government contract wage standards. In 2004,
approximately 241,500 persons are expected to be aided under
the Fair Labor Standards Act through securing agreements
with firms to pay back wages owed to their workers. In government contract compliance actions, about 23,500 persons
will be aided through securing agreements to pay wages owed
to workers. Under MSPA, approximately 2,000 investigations
and 900 housing inspections will be completed. In the course
of all on-site investigations, investigators will routinely check
for employer compliance with child labor standards and, in
all ‘‘directed’’ (non-complaint) investigations, for compliance
with the employment eligibility verification recordkeeping requirements of the Immigration and Nationality Act. The
Budget maintains resources for the Wage and Hour Division
which are assigned to areas where employment of illegal immigrants is most prevalent. The targeting of labor standards
enforcement efforts in those industries and geographic areas
where unauthorized workers are most prevalent will help to
reduce the economic incentive for such illegal employment
practices and will, in turn, help reduce illegal immigration.
VerDate Dec 13 2002

15:32 Jan 23, 2003

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Frm 00014

Fmt 3616

Federal contractor Equal Employment Opportunity (EEO)
standards enforcement.—The Office of Federal Contract Compliance Programs (OFCCP) enforces equal employment opportunity and nondiscrimination requirements of Federal contractors and subcontractors. In particular, OFCCP enforces:
Executive Order 11246, which prohibits employment discrimination on the basis of race, sex, religion, color, and national
origin; Section 503 of the Rehabilitation Act of 1973 and the
Americans with Disabilities Act of 1990 (through a memorandum of understanding with the Equal Employment Opportunity Commission), which prohibit employment discrimination against individuals with disabilities; and the Vietnam
Era Veterans Readjustment Assistance Act of 1974, as amended, which prohibits employment discrimination against certain protected veterans. OFCCP programs cover close to
200,000 work-sites with a total workforce of 26 million persons.
OFCCP monitors contractors’ compliance through various
levels of reviews and reporting requirements. In 2004, approximately 2,060,000 individuals will be aided through 6,250
compliance reviews, 279 complaint investigations, and 2,934
other compliance actions.
OFCCP also encourages and supports voluntary compliance
by providing compliance assistance to covered contractors.
OFCCP has implemented a compliance assistance program
available to all Federal contractors and subcontractors. For
example, as part of its compliance assistance program,
OFCCP provides technical assistance in understanding regulatory requirements to contractors through Industrial Liaison
Groups. In addition, OFCCP has placed important compliance
assistance information on the Internet. OFCCP also ensures
that Federal contractors and subcontractors are provided linkages to recruitment sources for hiring and advancement of
minorities, women, protected veterans and individuals with
disabilities. OFCCP honors Federal contractors and linkage
organizations through the Secretary of Labor Opportunity
Awards and the EVE/EPIC program for their outstanding
compliance initiatives.
Federal programs for workers’ compensation.—Under this
activity, the Employment Standards Administration administers the Federal Employees’ Compensation Act, the
Longshore and Harbor Workers’ Compensation Act, the Energy Employees Occupational Illness Compensation Program
Act, and the benefit provisions of the Federal Mine Safety
and Health Act of 1977. These programs ensure that eligible
disabled and injured workers or their survivors receive compensation and medical benefits and a range of services including rehabilitation, supervision of medical care, and technical
and advisory counseling to which they are entitled. OWCP
also monitors State workers’ compensation laws.
The Administration has included in the 2004 Budget, an
amendment to the Federal Employees’ Compensation Act
(FECA) that would allow the Department of Labor to add
an administrative surcharge to the amount billed to Federal
agencies for their FECA compensation costs, thereby shifting
FECA administrative costs to agencies in proportion to their
program usage. This proposal is discussed in further detail
in the Special Benefits account narrative.
Program direction and support.—This activity directs the
various units that support the Employment Standards Administration’s operating programs and helps ensure effective
management of these programs through planning, personnel
management, financial management, and Federal/State liaison programs. Major goals in 2004 will include continued
efforts to eliminate internal fraud, waste, and mismanagement; improvement of management information, automated
data processing, and program and fiscal accountability; and
legislative and regulatory improvements.
Labor-management standards.—The Office of Labor-Management Standards (OLMS) receives and discloses statutorily
Sfmt 3616

E:\BUDGET\LAB.XXX

LAB

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR

required reports required of unions and others, including
union financial reports; audits union financial records and
investigates possible embezzlements of union funds; conducts
union officer election investigations; supervises reruns of
union officer elections pursuant to voluntary settlements or
after court determinations that elections were not conducted
in accordance with the Labor-Management Reporting and Disclosure Act; and administers the statutory program to certify
employee protection provisions under various federally-sponsored transportation programs. In 2004, OLMS plans enhanced efforts to advance union financial integrity protections, primarily through increased union audits and compliance assistance efforts. OLMS expects to process 36,000 reports and conduct a total of 4,582 investigations, audits, and
supervised elections.
Object Classification (in millions of dollars)
2002 actual

Identification code 16–0105–0–1–505

11.1
11.3
11.5
11.9
12.1
21.0
23.1
23.2
23.3
24.0
25.1
25.2
25.3
25.7
26.0
31.0
99.0
99.0

11.1
11.3
11.9
12.1
25.1
25.2
25.3
25.7

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2003 est.

2004 est.

221
187
191
2 ................... ...................
5
2
2

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

228
54
7
26
1

189
45
8
21
1

193
46
8
23
1

7
5
5
1
1
1
2 ................... ...................
3
6
6
36
28
3
4

25
27
1
4

28
25
1
5

Direct obligations ..................................................
400
Reimbursable obligations ..............................................
2
Allocation Account:
Personnel compensation:
Full-time permanent .............................................
2
Other than full-time permanent ........................... ...................

333
89

342
91

Total personnel compensation .........................
2
5 ...................
Civilian personnel benefits .......................................
1
1 ...................
Advisory and assistance services .............................
1 ................... ...................
Other services ............................................................ ...................
2 ...................
Other purchases of goods and services from Government accounts .................................................
1
1 ...................
Operation and maintenance of equipment ...............
1
2 ...................

99.0
99.5

Allocation account ................................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

6
11 ...................
1 ................... ...................
409

433

433

Personnel Summary
2002 actual

Identification code 16–0105–0–1–505

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................
Reimbursable:
2001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

2004 est.

3,756

2,913

2,991

16

843

839

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

3
2,337

3
2,376

3
2,532

10.00

Total new obligations ................................................

2,340

2,379

2,535

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

991
2,328

981
2,368

970
2,479

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

68.90

Total new budget authority (gross) ..........................

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

TRANSFER OF FUNDS)

PO 00000

Frm 00015

Fmt 3616

3,349
¥2,379
970

3,449
¥2,535
914

163

163

86
¥86

88
¥88

Spending authority from offsetting collections
(total discretionary) ..................................... ................... ................... ...................
Mandatory:
Offsetting collections (cash) .....................................
2,207
2,205
2,316

70.00

Jkt 193833

1 ................... ...................
3,320
¥2,340
981

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
121
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................ ...................
68.61
Transferred to other accounts .............................. ...................

SPECIAL BENEFITS

15:32 Jan 23, 2003

2004 est.

Obligations by program activity:
Longshore and harbor workers’ compensation benefits
Federal Employees’ Compensation Act benefits ............

69.00

(INCLUDING

2003 est.

00.01
00.02

f

For the payment of compensation, benefits, and expenses (except
administrative expenses) accruing during the current or any prior
fiscal year authorized by title 5, chapter 81 of the United States
Code; continuation of benefits as provided for under the heading ‘‘Civilian War Benefits’’ in the Federal Security Agency Appropriation
VerDate Dec 13 2002

Act, 1947; the Employees’ Compensation Commission Appropriation
Act, 1944; sections 4(c) and 5(f) of the War Claims Act of 1948 (50
U.S.C. App. 2012); and 50 percent of the additional compensation
and benefits required by section 10(h) of the Longshore and Harbor
Workers’ Compensation Act, as amended, $163,000,000, together with
such amounts as may be necessary to be charged to the subsequent
year appropriation for the payment of compensation and other benefits
for any period subsequent to August 15 of the current year: Provided,
That amounts appropriated may be used under section 8104 of title
5, United States Code, by the Secretary of Labor to reimburse an
employer, who is not the employer at the time of injury, for portions
of the salary of a reemployed, disabled beneficiary: Provided further,
That balances of reimbursements unobligated on September 30, 2003,
shall remain available until expended for the payment of compensation, benefits, and expenses: Provided further, That in addition there
shall be transferred to this appropriation from the Postal Service
and from any other corporation or instrumentality required under
section 8147(c) of title 5, United States Code, to pay an amount for
its fair share of the cost of administration, such sums as the Secretary
determines to be the cost of administration for employees of such
fair share entities through September 30, 2004: Provided further, That
of those funds transferred to this account from the fair share entities
to pay the cost of administration of the Federal Employees’ Compensation Act, $39,315,000 shall be made available to the Secretary as
follows: (1) for enhancement and maintenance of the automated data
processing and telecommunications systems, $11,618,000; (2) for automated workload processing operations, including document imaging,
centralized mail intake, and medical bill processing, $14,496,000; (3)
for periodic roll management and medical review, $13,201,000; and
(4) the remaining funds shall be paid into the Treasury as miscellaneous receipts: Provided further, That the Secretary may require that
any person filing a notice of injury or a claim for benefits under
chapter 81 of title 5, United States Code, or 33 U.S.C. 901 et seq.,
provide as part of such notice and claim, such identifying information
(including Social Security account number) as such regulations may
prescribe.

Identification code 16–1521–0–1–600

4 ...................
1 ...................

661

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LAB

2,328

2,368

2,479

122
80
80
2,340
2,379
2,535
¥2,381
¥2,379
¥2,535
¥1 ................... ...................
80
80
80

662

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

FEDERAL EMPLOYEES’ COMPENSATION WORKLOAD

SPECIAL BENEFITS—Continued
(INCLUDING

Wage-loss claims received ..........................................................
Compensation and medical payments ........................................
Cases received ............................................................................
Periodic payment cases ..............................................................

TRANSFER OF FUNDS)—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 16–1521–0–1–600

2003 est.

2004 est.

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

1,390
991

1,398
981

1,565
970

87.00

Total outlays (gross) .................................................

2,381

2,379

2,535

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Federal sources ................................................
¥1,389
88.00
Federal sources ................................................ ...................
88.40
Non-Federal sources .............................................
¥818

¥1,435
¥86
¥770

¥1,462
¥88
¥854

2003 est.

2004 est.

23,193
3,548,511
158,118
56,797

23,000
3,500,000
158,000
56,000

21,000
3,500,000
155,000
55,500

Longshore and harbor workers’ compensation benefits.—
Under the Longshore and Harbor Workers’ Compensation Act,
as amended, the Federal Government pays from direct appropriations one-half of the increased benefits provided by the
amendments for persons on the rolls prior to 1972. The remainder is provided from the special fund which is financed
by private employers assessed at the beginning of each calendar year for their proportionate share of these payments.
Object Classification (in millions of dollars)

88.90

Total, offsetting collections (cash) ..................

¥2,207

¥2,291

¥2,404

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

121
174

77
88

75
131

99.00
99.01

2002 actual

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

1
1

2002 actual

Identification code 16–1521–0–1–600

11.1
12.1
23.1
23.3
25.2
25.3
25.7
31.0
42.0

2003 est.

Personnel compensation: Full-time permanent .............
7
8
Civilian personnel benefits ............................................
2
2
Rental payments to GSA ................................................
1
1
Communications, utilities, and miscellaneous charges ...................
1
Other services ................................................................ ................... ...................
Other purchases of goods and services from Government accounts ...........................................................
3
21
Operation and maintenance of equipment ...................
14
14
Equipment ......................................................................
2
3
Insurance claims and indemnities ................................
2,311
2,329

99.9

Total new obligations ................................................

2,340

2,379

2004 est.

8
2
1
1
5
5
14
3
2,496
2,535

Personnel Summary
Summary of Budget Authority and Outlays
Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
121
77
Outlays ....................................................................................
174
88
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

2004 est.

75
131

15:32 Jan 23, 2003

Jkt 193833

Direct:
1001 Total compensable workyears: Civilian full-time equivalent employment ......................................................

2003 est.

124

133

–8
–10

f

67
121

(Legislative proposal, subject to PAYGO)

2004 est.

133

SPECIAL BENEFITS
121
174

77
88

Federal Employees’ Compensation Act benefits.—The Federal Employees’ Compensation Act program provides monetary and medical benefits to Federal workers who sustain
work-related injury or disease. Not all benefits are paid by
the program, since the first 45 days of disability are usually
covered by keeping injured workers in pay status with their
employing agencies (the continuation-of-pay period). In 2004,
155,000 injured federal workers or their survivors will file
claims; 55,500 will receive long-term wage replacement benefits for job-related injuries, diseases, or deaths. Most of the
costs of this account are charged back to the beneficiaries’
employing agencies.
The Administration has included in the 2004 Budget an
amendment to the Federal Employees’ Compensation Act that
would allow the Department of Labor to add an administrative surcharge to the amount billed to Federal agencies for
their FECA compensation costs, thereby shifting FECA administrative costs from the Department to federal agencies
in proportion to their program usage. The 2004 level for each
affected agency includes funding for the estimated 2004 surcharge. In subsequent years, agencies dependent upon an annual appropriation would include in their annual budget estimates the total amount of the Chargeback bills, which would
include the surcharge amounts. The Chargeback bills are sent
by ESA to Federal agencies in mid-August of each year covering each agency’s workers’ compensation costs from July
1 of the previous year through June 30 of the current year.
The legislation would produce estimated government-wide
benefit savings of more than $80 million over ten years.
VerDate Dec 13 2002

2002 actual

Identification code 16–1521–0–1–600

(in millions of dollars)

PO 00000

Frm 00016

Fmt 3616

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–1521–4–1–600

2003 est.

2004 est.

00.02

Obligations by program activity:
Federal Employees’ Compensation Act benefits ............ ................... ...................

¥13

10.00

Total new obligations (object class 42.0) ................ ................... ...................

¥13

22.00
23.95
24.40

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................
Unobligated balance carried forward, end of year ....... ................... ...................

¥11
13
2

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................
69.00 Offsetting collections (cash) ......................................... ................... ...................

¥8
¥3

70.00

Total new budget authority (gross) .......................... ................... ...................

¥11

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

¥13
13

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

¥13

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources .................................................................. ................... ...................

3

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

¥8
¥10

89.00
90.00

Sfmt 3643

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LAB

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR

The Administration will propose legislation to strengthen
program integrity and make the Act more equitable and easier to administer by: 1) converting compensation for new injuries or new claims for disability to a lower retirement-level
benefit at age 65; 2) moving the 3-day waiting period, during
which an injured worker is not entitled to compensation, to
the point immediately after an injury; 3) changing the way
schedule awards are paid to allow uniform lump-sum payments to federal employees eligible for such awards; 4) replacing augmented compensation for dependents with a slightly
higher basic benefit level for all claimants; 5) allowing OWCP
to recover the costs of continuation of pay (COP), a large
annual expenditure for federal agencies, from responsible
third parties; and 6) updating benefit levels for funeral expenses and disfigurement resulting from work injury.

ducing or testing nuclear weapons. The Act authorizes a
lump-sum payment of $150,000 and reimbursement of medical
expenses.
Object Classification (in millions of dollars)

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–1523–0–1–053

2003 est.

2004 est.

00.01
00.02
09.00

Obligations by program activity:
Benefits for energy employees .......................................
RECA supplemental benefits .........................................
Reimbursable program ..................................................

10.00

Total new obligations ................................................

352

682

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

357
27

31 ...................
651
385

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

259
645
359
92
37
26
1 ................... ...................
385

384
682
385
¥352
¥682
¥385
31 ................... ...................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
69.00 Offsetting collections (cash) .........................................

26
651
385
1 ................... ...................

70.00

27

651

385

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
Total new obligations ....................................................
352
Total outlays (gross) ......................................................
¥348
Obligated balance, end of year .....................................
6

6
682
¥682
6

6
385
¥385
6

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

1
347

651
385
31 ...................

87.00

Total outlays (gross) .................................................

348

682

Total new budget authority (gross) ..........................

Offsets:
Against gross budget authority and outlays:
88.20
Offsetting collections (cash) from: Interest on Federal securities .......................................................

89.00
90.00

92.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................
Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................

42.0
99.0

Direct obligations: Insurance claims and indemnities
Reimbursable obligations: Reimbursable obligations ...

99.9

Total new obligations ................................................

15:32 Jan 23, 2003

Jkt 193833

2003 est.

2004 est.

351
682
385
1 ................... ...................
352

682

385

f

ADMINISTRATIVE EXPENSES, ENERGY EMPLOYEES OCCUPATIONAL
ILLNESS COMPENSATION FUND
(INCLUDING

TRANSFER OF FUNDS)

For necessary expenses to administer the Energy Employees Occupational Illness Compensation Act, $55,074,000, to remain available
until expended: Provided, That the Secretary of Labor is authorized
to transfer to any Executive agency with authority under the Energy
Employees Occupational Illness Compensation Act, including within
the Department of Labor, such sums as may be necessary in fiscal
year 2004 to carry out those authorities: Provided further, That the
Secretary may require that any person filing a claim for benefits
under the Act provide as part of such claim, such identifying information (including Social Security account number) as may be prescribed.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–1524–0–1–053

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

73

119

134

10.00

Total new obligations ................................................

73

119

134

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

34
131

93
105

79
55

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

165
¥73
93

198
134
¥119
¥134
79 ...................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
60.76
Reduction pursuant to P.L. 107–206 .......................

136
105
55
¥5 ................... ...................

62.50

Appropriation (total mandatory) ...........................

131

105

55

¥1 ................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

10
73
¥34
49

49
119
¥128
40

40
134
¥146
28

26
347

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

24
10

84
44

44
102

87.00

Total outlays (gross) .................................................

34

128

146

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

131
34

105
128

55
146

651
682

385

385
385

302 ................... ...................

Energy Employees’ Compensation Act benefits.—The Department of Labor is delegated responsibility to adjudicate and
administer claims for benefits under the Energy Employees
Occupational Illness Compensation Program Act of 2000. In
July 2001, the Program began accepting claims from employees or survivors of employees of the Department of Energy
(DOE) and of private companies under contract with DOE
who suffer from a radiation-related cancer, beryllium-related
disease, or chronic silicosis as a result of their work in proVerDate Dec 13 2002

2002 actual

Identification code 16–1523–0–1–053

f

ENERGY EMPLOYEES OCCUPATIONAL ILLNESS COMPENSATION FUND

663

PO 00000

Frm 00017

Fmt 3616

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
2
2
Outlays ...........................................................................
2
2

2
2

Energy Employees Occupational Illness Compensation Program Act of 2000 (EEOICPA) administration.—Under Executive Order 13179 the Secretary of Labor is assigned primary
responsibility for administering the Energy Employees ComSfmt 3616

E:\BUDGET\LAB.XXX

LAB

664

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
ADMINISTRATIVE EXPENSES, ENERGY EMPLOYEES OCCUPATIONAL
ILLNESS COMPENSATION FUND—Continued
(INCLUDING

TRANSFER OF FUNDS)—Continued

pensation program, while other responsibilities have been delegated to the Departments of Health and Human Services
(HHS), Energy (DOE), and Justice (DOJ). The Office of Workers’ Compensation Programs (OWCP) in the Department of
Labor is responsible for claims adjudication, and award and
payment of compensation and medical benefits. The Office
of the Solicitor provides legal support and represents the Department in claimant appeals of OWCP decisions. HHS is
responsible for developing individual dose reconstructions to
estimate occupational radiation exposure, and developing regulations to guide DOL’s determination of whether an individual’s cancer was caused by radiation exposure at a DOE or
atomic weapons facility. DOE is responsible for providing exposure histories at employment facilities covered under the
Act, as well as other employment information. DOJ assists
claimants who have been awarded compensation under the
Radiation Exposure Compensation Act (RECA) to file for additional compensation, including medical benefits, under
EEOICPA.
Object Classification (in millions of dollars)
2002 actual

Identification code 16–1524–0–1–053

2003 est.

25.7
26.0
31.0

46
6
1
1

68
7
1
6

83
7
1
6

99.0
99.5

Direct obligations ..................................................
73
Below reporting threshold .............................................. ...................

118
1

133
1

119

134

25.2
25.3

99.9

Total new obligations ................................................

11
3
1
2

21
6
1
3

21
6
1
3

1
1

1
4

1
4

73

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

451

432

397

13
447

11
432

11
397

2 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

462
¥451
11

443
¥432
11

408
¥397
11

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
65.00
Advance appropriation ..............................................

333
114

324
108

300
97

70.00

Total new budget authority (gross) ..........................

447

432

397

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

414
38

397
35

364
35

87.00

Total outlays (gross) .................................................

452

432

399

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

447
452

432
432

397
399

2004 est.

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

11.1
12.1
21.0
23.1
23.3

10.00

41
38
38
451
432
397
¥452
¥432
¥399
¥2 ................... ...................
38
38
35

Title IV of the Federal Mine Safety and Health Act authorizes monthly benefits to coal miners disabled from coal workers’ pneumoconiosis (black lung) and to their widows and
certain other dependents. Part B of the Act assigned the
processing and paying of claims filed between December 30,
1969 (when the program originated) and June 30, 1973 to
the Social Security Administration (SSA). P.L. 107–275 transferred Part B claims processing and payment operations from
SSA to the Department of Labor’s (DOL) Employment Standards Administration (ESA), Office of Workers’ Compensation
Programs, with an effective date of February 1, 2003.
Object Classification (in millions of dollars)

Personnel Summary
Identification code 16–1524–0–1–053

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

2003 est.

2004 est.

191

380

380

FOR

DISABLED COAL MINERS

For carrying out title IV of the Federal Mine Safety and Health
Act of 1977, as amended by P.L. 107–275, (the ‘‘Act’’), $300,000,000,
to remain available until expended.
For making after July 31 of the current fiscal year, benefit payment
to individuals under title IV of the Act, for costs incurred in the
current fiscal year, such amounts as may be necessary.
For making benefit payments under title IV of the first quarter
of fiscal year 2005, $88,000,000, to remain available until expended.

99.0
99.5

Direct obligations ..................................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

00.01

Obligations by program activity:
Direct program activity ..................................................

VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

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451

2002 actual

Identification code 16–0169–0–1–601

1001

Direct:
Total compensable workyears: Civilian full-time equivalent employment ...................................................... ...................

432

397

2003 est.

13

2004 est.

17

f

PANAMA CANAL COMMISSION COMPENSATION FUND
2003 est.

Unavailable Collections (in millions of dollars)

2004 est.

2002 actual

Identification code 16–5155–0–2–602

451

450
432
397
1 ................... ...................

Personnel Summary

Program and Financing (in millions of dollars)
2002 actual

2004 est.

42.0

25.2
25.3

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Identification code 16–0169–0–1–601

2003 est.

Direct obligations:
Personnel compensation: Other personnel compensation ..............................................................
1
2
2
Other services ............................................................ ...................
4
4
Other purchases of goods and services from Government accounts .................................................
3 ................... ...................
Insurance claims and indemnities ...........................
446
426
391

11.5

f

SPECIAL BENEFITS

2002 actual

Identification code 16–0169–0–1–601
2002 actual

432

397

Frm 00018

Fmt 3616

01.99

2003 est.

2004 est.

Balance, start of year .................................................... ................... ................... ...................

Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Trust Funds

DEPARTMENT OF LABOR
Receipts:
Interest on investments, Panama Canal Comm., Labor
Appropriations:
05.00 Panama Canal Commission compensation fund ..........
02.41

07.99

6

7

6

¥6

¥7

¥6

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)

Balance, end of year ..................................................... ................... ................... ...................

2002 actual

Identification code 20–8144–0–7–601

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–5155–0–2–602

2004 est.

6

7

6

10.00

Total new obligations (object class 42.0) ................

6

7

6

Balance, start of year ....................................................
38
39 ...................
Receipts:
Transfer from general fund, Black Lung Benefits Revenue Act taxes ...........................................................
567
561
574
02.20 Miscellaneous interest ...................................................
1
2
2
02.40 Payment from the general fund for prepayment premium, legislative proposal ........................................ ................... ...................
2,318
02.99

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
60.20
Appropriation (special fund) .....................................

77
6

77
7

77
6

83
¥6
77

84
¥7
77

83
¥6
77

6

2004 est.

02.00

Obligations by program activity:
Direct program activity ..................................................

23.90
23.95
24.40

2003 est.

01.99
2003 est.

00.01

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................

665

7

Total receipts and collections ...................................

568

563

2,894

Total: Balances and collections ....................................
606
602
Appropriations:
Appropriations:
05.00
Administrative Expenses ...........................................
¥567
¥602
05.00
Legislative proposal not subject to PAYGO .............. ................... ...................

2,894

04.00

05.99

Total appropriations ..................................................

07.99

Balance, end of year .....................................................

¥567

¥602

¥576
¥2,318
¥2,894

39 ................... ...................

6

Program and Financing (in millions of dollars)
Change in obligated balances:
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................

6
¥6

7
¥7

6
¥6

2004 est.

Obligations by program activity:
Disabled coal miners benefits .......................................
Administrative expenses ................................................
Interest on advances .....................................................

382
54
596

367
55
621

347
56
640

10.00

Total new obligations ................................................

1,032

1,043

1,043

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

1,032
¥1,032

1,043
¥1,043

1,043
¥1,043

New budget authority (gross), detail:
Mandatory:
Appropriation (trust fund):
60.26
Appropriation (trust fund, definite) ......................
60.26
Appropriation (trust fund, indefinite) ...................

55
512

55
547

56
520

62.50
67.10

Appropriation (total mandatory) ...........................
Authority to borrow ....................................................

567
465

602
441

576
467

70.00

Total new budget authority (gross) ..........................

1,032

1,043

1,043

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

1,032
¥1,032

1,043
¥1,043

1,043
¥1,043

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

1,032

1,043

1,043

f

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,032
1,032

1,043
1,043

1,043
1,043

Trust Funds

99.00
99.01

6

7

6

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

6
6

7
7

6
6

Memorandum (non-add) entries:
92.01 Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

77

77

77

77

77

77

This fund was established to provide for the accumulation
of funds to meet the Panama Canal Commission’s obligations
to defray costs of workers’ compensation which will accrue
pursuant to the Federal Employees’ Compensation Act
(FECA). On December 31, 1999, the Commission was dissolved as set forth in the Panama Canal Treaty of 1977,
and the liability of the Commission for payments beyond that
date did not end with its termination. The establishment of
this fund, into which funds were deposited on a regular basis
by the Commission, was in conjunction with the transfer of
the administration of the FECA program from the Commission to the Department of Labor effective January 1, 1989.

BLACK LUNG DISABILITY TRUST FUND
(INCLUDING

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
3
3
Outlays ...........................................................................
3
3

TRANSFER OF FUNDS)

15:32 Jan 23, 2003

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3
3

Summary of Budget Authority and Outlays

Beginning in fiscal year 2004 and thereafter, such sums as may
be necessary from the Black Lung Disability Trust Fund, to remain
available until expended, for payment of all benefits authorized by
section 9501(d)(1), (2), (4), and (7) of the Internal Revenue Code of
1954, as amended; and interest on advances, as authorized by section
9501(c)(2) of that Act. In addition, the following amounts shall be
available from the Fund for fiscal year 2004 for expenses of operation
and administration of the Black Lung Benefits program, as authorized
by section 9501(d)(5): $32,004,000 for transfer to the Employment
Standards Administration, ‘‘Salaries and Expenses’’; $23,401,000 for
transfer to Departmental Management, ‘‘Salaries and Expenses’’;
$338,000 for transfer to Departmental Management, ‘‘Office of Inspector General’’; and $356,000 for payments into miscellaneous receipts
for the expenses of the Department of Treasury.
VerDate Dec 13 2002

2003 est.

00.01
00.02
00.03

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................

89.00
90.00

2002 actual

Identification code 20–8144–0–7–601

Frm 00019

Fmt 3616

(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
1,032
1,043
Outlays ....................................................................................
1,032
1,043
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

1,032
1,032

1,043
1,043

2004 est.

1,043
1,043
1,851
1,851
2,894
2,894

The trust fund consists of all moneys collected from the
coal mine industry under the provisions of the Black Lung
Sfmt 3616

E:\BUDGET\LAB.XXX

LAB

666

EMPLOYMENT STANDARDS ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

BLACK LUNG DISABILITY TRUST FUND—Continued
(INCLUDING

TRANSFER OF FUNDS)—Continued

Benefits Revenue Act of 1981, as amended by the Consolidated Omnibus Budget Reconciliation Act of 1985, in the form
of an excise tax on mined coal. These moneys are expended
to pay compensation, medical, and survivor benefits to eligible
miners and their survivors, where mine employment terminated prior to 1970 or where no mine operator can be assigned liability. In addition, the fund pays all administrative
costs incurred in the operation of part C of the Black Lung
program. The fund is administered jointly by the Secretaries
of Labor, the Treasury, and Health and Human Services.
The Benefits Revenue Act provides for repayable advances
to the fund in the event fund resources will not be adequate
to meet program obligations. Such advances are to be repaid
with interest. The outstanding debt at the end of each year
was: 1981, $1,510 million; 1982, $1,793 million; 1983, $2,151
million; 1984, $2,497 million; 1985, $2,833 million; 1986,
$2,884 million; 1987, $2,952 million; 1988, $2,993 million;
1989, $3,049 million; 1990, $3,049 million; 1991, $3,266 million; 1992, $3,606 million; 1993, $3,949 million; 1994, $4,363
million; 1995, $4,738 million; 1996, $5,112 million; 1997,
$5,487 million; 1998, $5,857 million; 1999, $6,259 million;
and 2000, $6,749 million; 2001, $7,254 million; and 2002,
$7,719 million. It is estimated to be $8,160 million in 2003
and $8,627 million in 2004 if the refinancing proposal is not
enacted.

43.0

Interest and dividends ...................................................

596

621

640

99.9

Total new obligations ................................................

1,032

1,043

1,043

f

BLACK LUNG DISABILITY TRUST FUND
(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)
2002 actual

Identification code 20–8144–2–7–601

2003 est.

2004 est.

00.03
00.04
00.05

Obligations by program activity:
Interest on advances ..................................................... ................... ...................
Repayment of debt principal ......................................... ................... ...................
One-time prepayment premium ..................................... ................... ...................

¥640
173
2,318

10.00

Total new obligations (object class 43.0) ................ ................... ...................

1,851

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

1,851
¥1,851

New budget authority (gross), detail:
Mandatory:
60.26
Appropriation (trust fund) ......................................... ................... ...................
67.10
Authority to borrow .................................................... ................... ...................

2,318
¥467

70.00

Total new budget authority (gross) .......................... ................... ...................

1,851

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

1,851
¥1,851

Outlays (gross), detail:
Outlays (gross), detail:
86.97
Outlays from new mandatory authority .................... ................... ...................

1,851

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

1,851
1,851

BLACK LUNG DISABILITY TRUST FUND WORKLOAD
2002 actual

Claims received ...........................................................................
Claims in payment status ..........................................................
Medical benefits only recipients .................................................

2003 est.

8,060
45,567
6,285

2004 est.

6,500
43,250
5,750

6,100
40,750
3,750

89.00
90.00

Status of Funds (in millions of dollars)
2002 actual

Identification code 20–8144–0–7–601

0100
0105

Unexpended balance, start of year:
Treasury balance ............................................................
Outstanding debt to Treasury ........................................

39 ...................
¥7,719
¥8,160

¥7,216

¥7,680

¥8,160

567

561

574

1

2

2

Income under present law ....................................
568
563
Proposed legislation:
Offsetting receipts (intragovernmental):
Payment from the general fund for prepayment
premium, legislative proposal not subject to
PAYGO ............................................................... ................... ...................

576

Total balance, start of year ......................................
Cash income during the year:
Current law:
Receipts:
1200
Transfer from general fund, Black Lung Benefits
Revenue Act taxes ............................................
Offsetting receipts (proprietary):
1220
Miscellaneous interest, Black Lung fund .............

2240

2004 est.

38
¥7,254

0199

1299

2003 est.

The Black Lung Disability Trust Fund (BLDTF) revenues,
which consist primarily of excise taxes on coal, are not sufficient to repay the over $8 billion debt it owes to the Treasury
or to service the interest on that debt. Under current conditions, this indebtedness will continue to grow, with the
BLDTF never becoming solvent, even when benefit outlays
have declined to a level approaching zero. To solve this problem, the Administration will propose legislation that will: (1)
authorize a refinancing (debt restructuring) of the outstanding
BLDTF debt, (2) extend at current rates BLDTF excise tax
levels (set to expire in January 2014) until solvency is attained, and (3) provide for a one-time appropriation to compensate the General Fund for the lost interest income.
f

2,318

SPECIAL WORKERS’ COMPENSATION EXPENSES
3299

Total cash income .....................................................
568
563
Cash outgo during year:
Current law:
4500
Black lung disability trust fund ...............................
¥1,032
¥1,043
Proposed legislation:
5500
Legislative proposal, not subject to PAYGO ............. ................... ...................
6599

¥1,032

¥1,043

2,894

Unavailable Collections (in millions of dollars)
¥1,043

Identification code 16–9971–0–7–601

¥1,851

01.99

¥2,894

Total cash outgo (¥) ...............................................
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
8705 Outstanding debt to Treasury ........................................

39 ................... ...................
¥7,719
¥8,160
¥8,160

8799

¥7,680

Total balance, end of year ........................................

¥8,160

¥8,160

02.99

Object Classification (in millions of dollars)
2002 actual

Identification code 20–8144–0–7–601

25.3
42.0

Other purchases of goods and services from Government accounts ...........................................................
Insurance claims and indemnities ................................

VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

54
382
PO 00000

2002 actual

2003 est.

2003 est.

2004 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Longshoremen’s & harbor workers compensation act,
receipts, special worker ............................................
136
137
138
02.01 Workmen’s compensation act within district of columbia, receipts, special .................................................
12
11
11
02.40 Longshoremen’s & harbor workers compensation act,
earnings on investments, ..........................................
1
3
3
Total receipts and collections ...................................
Appropriations:
05.00 Special workers’ compensation expenses ......................

149

151

152

¥149

¥151

¥152

05.99

¥149

¥151

¥152

2004 est.

55
367

56
347

Frm 00020

Fmt 3616

07.99

Total appropriations ..................................................

Balance, end of year ..................................................... ................... ................... ...................

Sfmt 3643

E:\BUDGET\LAB.XXX

LAB

OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION
Federal Funds

DEPARTMENT OF LABOR
Program and Financing (in millions of dollars)
2002 actual

Identification code 16–9971–0–7–601

Object Classification (in millions of dollars)
2003 est.

2004 est.

Obligations by program activity:
Longshore and harbor workers’ compensation act, as
amended ....................................................................
00.02 District of columbia compensation act .........................

133
11

136
11

137
11

10.00

Total new obligations ................................................

144

147

148

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

63
149

68
151

72
152

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

212
¥144
68

219
¥147
72

224
¥148
76

00.01

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Mandatory:
60.26
Appropriation (trust fund) .........................................

2

2

2

147

149

150

70.00

Total new budget authority (gross) ..........................

149

151

152

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

2
144
¥144
2

2
147
¥147
2

2
148
¥148
2

86.90
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

2
79
63

2
77
68

2
74
72

87.00

Total outlays (gross) .................................................

144

147

148

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

149
144

151
147

152
148

65

69

73

69

73

77

92.01

The trust funds consist of amounts received from employers
for the death of an employee where no person is entitled
to compensation for such death, for fines and penalty payments, and pursuant to an annual assessment of the industry,
for the general expenses of the fund under the Longshore
and Harbor Workers’ Compensation Act, as amended.
These trust funds are available for payments of additional
compensation for second injuries. When a second injury is
combined with a previous disability and results in increased
permanent partial disability, permanent total disability, or
death, the employer’s liability for benefits is limited to a
specified period of compensation payments after which the
fund provides continuing compensation benefits. In addition,
the fund pays one-half of the increased benefits provided
under the Longshore and Harbor Workers’ Compensation Act,
as amended, for persons on the rolls prior to 1972. Maintenance payments are made to disabled employees undergoing
vocational rehabilitation to enable them to return to remunerative occupations, and the costs of necessary rehabilitation
services not otherwise available to disabled workers are defrayed. Payments are made in cases where other circumstances preclude payment by an employer and to provide
medical, surgical, and other treatment in disability cases
where there has been a default by the insolvency of an uninsured employer.
VerDate Dec 13 2002

15:32 Jan 23, 2003

Jkt 193833

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Frm 00021

2002 actual

Identification code 16–9971–0–7–601

25.3

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

667

Fmt 3616

2003 est.

2004 est.

42.0

Other purchases of goods and services from Government accounts ...........................................................
Insurance claims and indemnities ................................

2
142

2
145

2
146

99.9

Total new obligations ................................................

144

147

148

f

OCCUPATIONAL SAFETY AND HEALTH
ADMINISTRATION
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses for the Occupational Safety and Health Administration, $450,008,000, including not to exceed $91,747,000 which
shall be the maximum amount available for grants to States under
section 23(g) of the Occupational Safety and Health Act (the ‘‘Act’’),
which grants shall be no less than 50 percent of the costs of State
occupational safety and health programs required to be incurred under
plans approved by the Secretary under section 18 of the Act; and,
in addition, notwithstanding 31 U.S.C. 3302, the Occupational Safety
and Health Administration may retain up to $750,000 per fiscal year
of training institute course tuition fees, otherwise authorized by law
to be collected, and may utilize such sums for occupational safety
and health training and education grants: Provided, That, notwithstanding 31 U.S.C. 3302, the Secretary of Labor is authorized, during
the fiscal year ending September 30, 2004, to collect and retain fees
for services provided to Nationally Recognized Testing Laboratories,
and may utilize such sums, in accordance with the provisions of
29 U.S.C. 9a, to administer national and international laboratory
recognition programs that ensure the safety of equipment and products
used by workers in the workplace: Provided further, That none of
the funds appropriated under this paragraph shall be obligated or
expended to prescribe, issue, administer, or enforce any standard, rule,
regulation, or order under the Act which is applicable to any person
who is engaged in a farming operation which does not maintain
a temporary labor camp and employs 10 or fewer employees: Provided
further, That no funds appropriated under this paragraph shall be
obligated or expended to administer or enforce any standard, rule,
regulation, or order under the Act with respect to any employer of
10 or fewer employees who is included within a category having an
occupational injury lost workday case rate, at the most precise Standard Industrial Classification Code for which such data are published,
less than the national average rate as such rates are most recently
published by the Secretary, acting through the Bureau of Labor Statistics, in accordance with section 24 of that Act (29 U.S.C. 673), except—
(1) to provide, as authorized by such Act, consultation, technical
assistance, educational and training services, and to conduct surveys
and studies;
(2) to conduct an inspection or investigation in response to an
employee complaint, to issue a citation for violations found during
such inspection, and to assess a penalty for violations which are
not corrected within a reasonable abatement period and for any
willful violations found;
(3) to take any action authorized by such Act with respect to
imminent dangers;
(4) to take any action authorized by such Act with respect to
health hazards;
(5) to take any action authorized by such Act with respect to
a report of an employment accident which is fatal to one or more
employees or which results in hospitalization of two or more employees, and to take any action pursuant to such investigation authorized by such Act; and
(6) to take any action authorized by such Act with respect to
complaints of discrimination against employees for exercising rights
under such Act:
Provided further, That the foregoing proviso shall not apply to any
person who is engaged in a farming operation which does not maintain a temporary labor camp and employs 10 or fewer employees.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

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E:\BUDGET\LAB.XXX

LAB

668

OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0400–0–1–554

2003 est.

2004 est.

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
00.09
09.01

Obligations by program activity:
Safety and health standards .........................................
Federal enforcement ......................................................
State programs ..............................................................
Technical support ..........................................................
Federal compliance assistance .....................................
State consultation grants ..............................................
Training grants ..............................................................
Safety and health statistics ..........................................
Executive direction and administration .........................
Reimbursable program ..................................................

16
162
90
20
59
51
11
26
9
2

14
161
90
20
60
53
4
26
9
2

14
165
92
22
67
53
4
23
10
4

10.00

Total new obligations ................................................

446

439

454

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................
43.00
68.00
70.00

1 ................... ...................
445
439
454
446
¥446

439
¥439

454
¥454

445
437
450
¥1 ................... ...................

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

444

437

450

1

2

4

Total new budget authority (gross) ..........................

445

439

454

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
74.10

98
99
98
446
439
454
¥437
¥440
¥452
¥7 ................... ...................
1 ................... ...................
99
98
99

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

367
70

369
71

382
70

87.00

Total outlays (gross) .................................................

437

440

452

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥1
¥1

¥1
¥1

¥3
¥1

88.90

¥2

¥2

¥4

88.96

89.00
90.00

99.00
99.01

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Portion of offsetting collections (cash) credited to
expired accounts ...................................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1 ................... ...................

444
436

437
438

450
448

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
14
12
Outlays ...........................................................................
14
12

14
14

Safety and health standards.—This activity provides for the
development, promulgation, review and evaluation of feasible
occupational safety and health standards and guidance. Before any standard is proposed or promulgated, a determination is made that: (1) a significant risk of serious injury
or health impairment exists; (2) the standard will reduce this
risk; (3) the standard is economically and technologically feasible; and (4) the standard is economically and technologically
feasible when compared with alternative regulatory proposals
providing equal levels of protection. Regulatory reform efforts
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include consensus-based rulemaking, development of common
sense regulations, rewriting existing standards so they are
understandable to those affected by them, and regulatory and
non-regulatory process improvements.
Enforcement.—This activity provides for the enforcement of
workplace standards promulgated under the Occupational
Safety and Health (OSHA) Act of 1970 through the physical
inspection of worksites, and by fostering the voluntary cooperation of employers and employees. Programs are targeted
to the investigation of claims of imminent danger and employee complaints, investigation of fatal and catastrophic accidents, programmed inspections of firms with injury-illness
rates that are above the national average, and special emphasis inspections for serious safety and health hazards. OSHA’s
enforcement strategy includes a selective targeting of inspections and related compliance activities to specific high hazard
industries and worksites.
State programs.—This activity assists states in assuming
responsibility for administering occupational safety and
health programs under State plans approved by the Secretary.
Under section 23 of the OSHA Act, matching grants of up
to fifty percent of total program costs are made to States
that meet the Act’s criteria for establishing and implementing
State programs which are at least as effective as the Federal
program. State programs, like their Federal counterpart, provide a mix of enforcement, outreach, training and compliance
assistance activities.
Technical support.—This activity provides specialized technical expertise and advice in support of a wide range of program areas, including construction, standards setting, variance determinations, compliance assistance, and enforcement.
Areas of expertise include laboratory accreditation, industrial
hygiene, occupational health nursing, occupational medicine,
chemical analysis, equipment calibration, and safety engineering.
Compliance assistance—Federal.—This activity supports a
range of cooperative programs, training, and outreach that
provide compliance assistance in improving workplace safety
and health, with particular emphasis on small business.
OSHA works with employers and employees through Voluntary Protection Programs recognizing and promoting effective safety and health management; partnerships focusing on
the development of extended cooperative relationships; and
alliances committing organizations to collaborative efforts
with OSHA. Federal agencies are assisted in implementing
and improving their job safety and health programs. Occupational safety and health training is provided at the OSHA
Training Institute and associated Education Centers throughout the country. Compliance and technical assistance materials are prepared and disseminated to the public through
various means, including the Internet.
State consultation grants.—This activity supports 90 percent Federally-funded cooperative agreements with designated
State agencies to provide free on-site consultation to employers upon request. State agencies tailor workplans to specific
needs in each State while maximizing their impact on injury
and illness rates in smaller establishments. These projects
offer a variety of services, including safety and health program assessment and assistance, hazard identification and
control, and training of employers and their employees.
Training grants.—This activity supports safety and health
training grants to organizations that provide training and
education and develop educational materials for employers
and employees. Grants address safety and health education
needs related to specific topics and industries identified by
the agency.
Safety and health statistics.—This activity supports the information technology infrastructure, management information, and statistical basis for OSHA’s programs and field operations. These are provided through an integrated data netSfmt 3616

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LAB

MINE SAFETY AND HEALTH ADMINISTRATION
Federal Funds

DEPARTMENT OF LABOR

work, and statistical analysis and review. OSHA administers
and maintains the recordkeeping system that serves as the
foundation for the BLS survey on occupational injuries and
illnesses and provides guidance on recordkeeping requirements to both the public and private sectors.
Executive direction and administration.—This activity supports executive direction, planning and evaluation, management support, legislative liaison, interagency affairs, administrative services, and budgeting and financial control.
PROGRAM STATISTICS
2002 actual

Standards promulgated ...............................................................
Inspections:
Federal inspections .................................................................
State program inspections .....................................................
Training and consultations:
Consultation visits ..................................................................
Voluntary protection program participants ............................
New strategic partnerships ....................................................
Web site hits (millions) ..........................................................

2003 est.

2004 est.

2

4

3

37,493
58,074

37,700
57,500

37,700
57,500

27,726
637
30
561

32,500
715
35
730

32,500
775
40
949

Object Classification (in millions of dollars)
2002 actual

Identification code 16–0400–0–1–554

11.1
11.3
11.5
11.9
12.1
21.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

25.7
26.0
31.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

99.0
99.0
99.5

Direct obligations ..................................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

24.0
25.1
25.2
25.3

2003 est.

2004 est.

145
1
5

146
2
3

150
2
3

151
36
14
16

151
38
11
18

155
39
11
19

5
1
5
65

6
1
3
65

6
1
4
71

21
15
4
8
101

21
17
4
8
94

24
13
3
8
96

Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses for the Mine Safety and Health Administration, $266,767,000, including purchase and bestowal of certificates
and trophies in connection with mine rescue and first-aid work, and
the hire of passenger motor vehicles; including up to $1,000,000 for
mine rescue and recovery activities, which shall be available only
to the extent that fiscal year 2004 obligations for these activities exceed
$1,000,000; in addition, not to exceed $750,000 may be collected by
the National Mine Health and Safety Academy for room, board, tuition, and the sale of training materials, otherwise authorized by law
to be collected, to be available for mine safety and health education
and training activities, notwithstanding 31 U.S.C. 3302; and, in addition, the Mine Safety and Health Administration may retain up to
$1,000,000 from fees collected for the approval and certification of
equipment, materials, and explosives for use in mines, and may utilize
such sums for such activities; the Secretary is authorized to accept
lands, buildings, equipment, and other contributions from public and
private sources and to prosecute projects in cooperation with other
agencies, Federal, State, or private; the Mine Safety and Health Administration is authorized to promote health and safety education
and training in the mining community through cooperative programs
with States, industry, and safety associations; and any funds available
to the department may be used, with the approval of the Secretary,
to provide for the costs of mine rescue and survival operations in
the event of a major disaster.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–1200–0–1–554

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
09.01

2003 est.

2004 est.

Obligations by program activity:
Coal ................................................................................
116
112
Metal/non-metal .............................................................
62
64
Standards development .................................................
2
2
Assessments ..................................................................
5
5
Educational policy and development .............................
28
28
Technical support ..........................................................
28
29
Program administration .................................................
12
14
Program Evaluation & Information Resources .............. ................... ...................
Reimbursable program ..................................................
1
2

114
66
2
4
31
25
11
14
2

10.00

Total new obligations ................................................

254

256

269

446

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

254
¥254

256
¥256

269
¥269

2002 actual

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................
Allocation account:
Total compensable workyears:
3001
Civilian full-time equivalent employment .................

MINE SAFETY AND HEALTH
ADMINISTRATION

442
437
450
2
2
4
2 ................... ...................
439

454

Personnel Summary
Identification code 16–0400–0–1–554

669

2003 est.

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................
40.76
Reduction pursuant to P.L. 107–206 .......................

2004 est.

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

253

254

267

1

2

2

70.00

Total new budget authority (gross) ..........................

254

256

269

3

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
Environmental Protection Agency: Hazardous Substance Response Trust Fund.

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

2,248

2,217

2,220

7

13

13

2

3

f

43.00
68.00

255
254
267
¥1 ................... ...................
¥1 ................... ...................

21
23
27
254
256
269
¥254
¥253
¥266
1 ................... ...................
23
27
30

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

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E:\BUDGET\LAB.XXX

LAB

238
16

234
19

245
21

670

MINE SAFETY AND HEALTH ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 16–1200–0–1–554

87.00

Total outlays (gross) .................................................

254

2004 est.

253

¥3

¥2

2 ................... ...................

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

253
249

254
251

267
264

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
14
10
Outlays ...........................................................................
14
10

15
15

Note: The Program Evaluation and Information Resources (PEIR) activity, added in the FY 2004 Budget, consists
of funds formerly spread among other MSHA activities. Comparative funding for PEIR is as follows: in fiscal
year 2002, $14 million; and in fiscal year 2003, $17 million.

Enforcement.—The Enforcement strategy in 2004 will be
an integrated approach that links all actions to preventing
occupational injuries and illness. These include inspection of
mines as mandated by the Federal Mine Safety and Health
Act of 1977, special emphasis initiatives that focus on persistent safety and health hazards, promulgation of safety and
health standards, investigation of serious accidents, and onsite education and training. The desired outcome of these
enforcement efforts is to lower fatality and injury rates.
Assessments.—This activity assesses and collects civil monetary penalties for violations of safety and health standards.
Educational policy and development.—This activity develops
and coordinates MSHA’s mine safety and health education
and training policies, and provides classroom instruction at
the National Academy for MSHA personnel, other governmental personnel, and the mining industry. States provide
mine health and safety training materials, and provide technical assistance through the State Grants program.
Technical support.—This activity applies engineering and
scientific expertise through field and laboratory forensic investigations to resolve technical problems associated with implementation of the Mine Act. Technical support administers
a fee program to approve equipment, materials, and explosives for use in mines and performs field and laboratory audits of equipment previously approved by MSHA. It also collects and analyzes data relative to the cause, frequency, and
circumstances of accidents.
Program evaluation and information resources (PEIR).—
This new activity provides program evaluation and information technology resource management services for the agency.
Additionally, PEIR is responsible for meeting the requirements of the Government Performance and Results Act
(GPRA) and developing MSHA’s performance plan and Annual Performance Report.
Program administration.—This activity performs general
administrative functions.
PROGRAM STATISTICS
Enforcement:
Fatality Rates:
Coal mines .........................................................................
Metal/non-metal mines ......................................................
All Injury Rates
Coal mines .........................................................................
Metal/non-metal mines ......................................................
Regulations promulgated ...................................................
Assessments:
Violations assessed ................................................................
VerDate Dec 13 2002

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Jkt 193833

2002 actual

2003 est.

2004 est.

.032
.020

.027
.017

.023
.014

5.99
3.81
5.00

4.91
3.16
5.00

4.03
2.62
3.00

114,844

126,000

133,000

Frm 00024

Fmt 3616

PO 00000

1,925

1,925

796
368
30,981

750
512
41,560

750
522
41,560

Object Classification (in millions of dollars)

266

¥2

1,925

Note.—Rates have been adjusted to reflect revised categories.

2002 actual

Identification code 16–1200–0–1–554

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................
Against gross budget authority only:
88.96
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

99.00
99.01

2003 est.

Educational policy and development:
Course days ............................................................................
Technical support:
Equipment approvals ..............................................................
Field investigations .................................................................
Laboratory samples analyzed .................................................

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
134
Other than full-time permanent ........................... ...................
Other personnel compensation .............................
5

11.9
12.1
21.0
22.0
23.1
23.3

2003 est.

139
1
5

2004 est.

146
1
5

Total personnel compensation .........................
139
145
152
Civilian personnel benefits .......................................
41
40
42
Travel and transportation of things .........................
10
11
11
Transportation of things ...........................................
4
3
3
Rental payments to GSA ...........................................
10
10
11
Communications, utilities, and miscellaneous
charges .................................................................
3
3
3
Printing and reproduction .........................................
1
1
1
Advisory and assistance services .............................
1 ................... ...................
Other services ............................................................
5
6
6
Other purchases of goods and services from Government accounts .................................................
13
10
11
Operation and maintenance of facilities .................. ...................
1
1
Operation and maintenance of equipment ...............
7
6
6
Supplies and materials .............................................
4
3
4
Equipment .................................................................
7
7
8
Grants, subsidies, and contributions ........................
8
8
8

24.0
25.1
25.2
25.3
25.4
25.7
26.0
31.0
41.0
99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

253
1

254
2

267
2

99.9

Total new obligations ................................................

254

256

269

Personnel Summary
2002 actual

Identification code 16–1200–0–1–554

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

2,205

2003 est.

2,264

2004 est.

2,334

f

BUREAU OF LABOR STATISTICS
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses for the Bureau of Labor Statistics, including
advances or reimbursements to State, Federal, and local agencies and
their employees for services rendered, $437,152,000, together with not
to exceed $75,110,000, which may be expended from the Employment
Security Administration Account in the Unemployment Trust Fund.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0200–0–1–505

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Labor force statistics ................................................
00.02
Prices and cost of living ...........................................
00.03
Compensation and working conditions .....................
00.04
Productivity and technology ......................................
00.06
Executive direction and staff services ......................
09.01 Reimbursable program ..................................................

215
148
74
10
27
13

223
161
76
10
28
16

233
168
80
10
29
10

10.00

Total new obligations ................................................

487

514

530

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

8
487

8
514

8
522

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LAB

DEPARTMENTAL MANAGEMENT
Federal Funds

DEPARTMENT OF LABOR
23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

495
522
530
¥487
¥514
¥530
¥1 ................... ...................
8
8 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................
40.76
Reduction pursuant to P.L. 107–206 .......................

407
426
437
¥1 ................... ...................
¥1 ................... ...................

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

405

426

437

82

88

85

70.00

Total new budget authority (gross) ..........................

487

514

522

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

87
60
63
487
514
530
¥510
¥510
¥524
¥2 ................... ...................
60
63
69

International prices and price indexes:
(a) Sample units initiated (annually) ....................................
(b) Price quotations collected (monthly) ................................

3,200
23,000

440
70

428
82

439
85

87.00

Total outlays (gross) .................................................

510

510

524

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥81
¥1

¥87
¥1

¥84
¥1

88.90

Total, offsetting collections (cash) ..................

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

3,200
23,000

3,200
23,000

Compensation and working conditions.—Publishes data on
wages and benefits by occupation for major labor markets
and industries as well as information on collective bargaining.
Compiles annual information to estimate the incidence and
number of work-related injuries, illnesses, and fatalities.
Compensation and working conditions (major items):
Employment cost index—number of schedules .....................
Occupational safety and health—number of schedules .......
Federal pay reform—number of schedules ...........................

2002 actual

14,400
200,000
35,800

2003 est.

15,600
200,000
35,800

2004 est.

16,800
200,000
37,000

Productivity and technology.—Publishes trends in productivity and costs for major economic sectors and detailed industries. Also analyzes trends in order to examine the factors
underlying productivity change. Publishes international comparisons of productivity, labor force and unemployment, and
hourly compensation costs.
2002 actual

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

671

Studies, articles, and special reports .........................................
Series maintained .......................................................................

29
6,383

2003 est.

29
6,404

2004 est.

29
6,428

Executive direction and staff services.—Provides planning
and policy for the Bureau of Labor Statistics, operates the
information technology, coordinates research, and publishes
data and reports for government and public use.
Object Classification (in millions of dollars)

¥82

405
428

¥88

¥85

426
422

437
439

Additional net budget authority and outlays to cover cost of fully accruing retirement:
99.00 Budget authority ............................................................
14
13
99.01 Outlays ...........................................................................
14
13

15
15

2002 actual

Identification code 16–0200–0–1–505

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

11.9
12.1
21.0
23.1
23.3

Note.—The appropriations language above represents the first step in converting the
financing for the Occupational Employment Survey from a program year to a fiscal year
basis.

24.0
25.2
25.3

Labor force statistics.—Publishes monthly estimates of the
labor force, employment, unemployment, and earnings for the
nation, states, and local areas. Makes studies of the labor
force. Publishes data on covered employment and wages, by
industry. Provides economic projections, including changes in
the level and structure of the economy, as well as employment
projections by industry and by occupational category. Resources are requested in 2004 for two Current Population
Survey supplements annually on volunteers, job turnover, and
other key labor force issues.

25.5
25.7
26.0
31.0
41.0

2003 est.

2004 est.

139
10
3

148
8
3

154
8
3

Total personnel compensation .........................
152
Civilian personnel benefits .......................................
35
Travel and transportation of persons .......................
7
Rental payments to GSA ...........................................
32
Communications, utilities, and miscellaneous
charges .................................................................
6
Printing and reproduction .........................................
2
Other services ............................................................
26
Other purchases of goods and services from Government accounts .................................................
88
Research and development contracts ....................... ...................
Operation and maintenance of equipment ...............
37
Supplies and materials .............................................
2
Equipment .................................................................
12
Grants, subsidies, and contributions ........................
74

159
34
7
34

165
38
7
36

8
2
22

8
2
23

92
12
37
2
12
77

97
12
38
2
12
80

99.0
99.0
99.5

Direct obligations ..................................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................

473
13
1

498
520
15
10
1 ...................

99.9

Total new obligations ................................................

487

514

530

Personnel Summary
Labor force statistics (selected items):
Covered employment and wages for SIC industries (quarterly series) .........................................................................
Covered employment and wages for NAICS industries (quarterly series) .........................................................................
Employment and unemployment estimates for States and
local areas (monthly and annual series) ..........................
Occupational employment statistics (annual series) .............
Industry projections (2 yr. cycle) ............................................
Occupational Outlook Handbook statements (2 yr. cycle)

2002 actual

1,000,201

2003 est.

N/A

2004 est.

N/A

N/A

2,079,977

2,079,977

89,700
57,040
92
125

89,713
57,040
92
125

92,900
57,420
92
125

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................

2002 actual

VerDate Dec 13 2002

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2003 est.

2004 est.

2003 est.

2004 est.

2,506

2,468

2,468

25

61

61

f

Prices and cost of living.—Publishes the Consumer Price
Index (CPI), the Producer Price Index, U.S. Import and Export Price Indexes, estimates of consumers’ expenditures, and
studies of price change.
Consumer price indexes published (monthly) .............................
Percentage of CPI statistics released on schedule ....................
Producer prices:
(a) Commodity indexes published (monthly) ..........................
(b) Mining and manufacturing indexes published (monthly)

2002 actual

Identification code 16–0200–0–1–505

DEPARTMENTAL MANAGEMENT
Federal Funds

5,400
100%

5,400
100%

5,400
100%

General and special funds:

3,017
5,828

3,017
5,600

3,017
5,600

For necessary expenses for Departmental Management, including
the hire of three sedans; $48,565,000 for the acquisition of Depart-

Frm 00025

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SALARIES

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E:\BUDGET\LAB.XXX

LAB

AND

EXPENSES

672

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

EXPENSES—Continued

mental information technology, architecture, infrastructure, equipment, software and related needs which will be allocated by the Department’s Chief Information Officer in accordance with the Department’s capital investment management process to assure a sound investment strategy; $273,219,000; together with not to exceed $317,000,
which may be expended from the Employment Security Administration
Account in the Unemployment Trust Fund: Provided, That no funds
made available by this Act may be used by the Solicitor of Labor
to participate in a review in any United States court of appeals of
any decision made by the Benefits Review Board under section 21
of the Longshore and Harbor Workers’ Compensation Act (33 U.S.C.
921) where such participation is precluded by the decision of the
United States Supreme Court in Director, Office of Workers’ Compensation Programs v. Newport News Shipbuilding, 115 S. Ct. 1278
(1995), notwithstanding any provisions to the contrary contained in
Rule 15 of the Federal Rules of Appellate Procedure: Provided further,
That no funds made available by this Act may be used by the Secretary of Labor to review a decision under the Longshore and Harbor
Workers’ Compensation Act (33 U.S.C. 901 et seq.) that has been
appealed and that has been pending before the Benefits Review Board
for more than 12 months: Provided further, That any such decision
pending a review by the Benefits Review Board for more than 1
year shall be considered affirmed by the Benefits Review Board on
the 1-year anniversary of the filing of the appeal, and shall be considered the final order of the Board for purposes of obtaining a review
in the United States courts of appeals: Provided further, That these
provisions shall not be applicable to the review or appeal of any
decision issued under the Black Lung Benefits Act (30 U.S.C. 901
et seq.).
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0165–0–1–505

Obligations by program activity:
Direct program:
00.01
Program direction and support .................................
26
00.02
Legal services ............................................................
84
00.03
International labor affairs .........................................
145
00.04
Administration and management .............................
35
00.05
Adjudication ...............................................................
40
00.07
Women’s bureau ........................................................
10
00.08
Civil rights .................................................................
6
00.09
Chief Financial Officer ..............................................
5
00.10
Information technology activities ..............................
50
00.11
Management crosscut ............................................... ...................
09.01 Reimbursable program ..................................................
21
10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
23.98
24.40

2003 est.

2004 est.

26
85
92
34
41
8
6
6
74
7
14

28
89
12
32
43
9
6
5
49
24
14

422

393

311

30
425

38 ...................
355
311

4 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

459
393
311
¥422
¥393
¥311
¥1 ................... ...................
38 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................
40.73
Reduction pursuant to P.L. 107–206 .......................

385
318
273
¥1 ................... ...................
¥1 ................... ...................

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

383

318

273

42

37

38

70.00

Total new budget authority (gross) ..........................

425

355

311

72.40
73.10

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................

200
422

297
393

252
311

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¥319
¥439
¥348
¥4 ................... ...................
297
252
216

73.20
73.45
74.40

Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

241
78

298
141

262
86

87.00

Total outlays (gross) .................................................

319

439

348

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥42

¥37

¥38

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

383
279

318
402

273
310

89.00
90.00

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
10
9
Outlays ...........................................................................
10
9

9
9

Program direction and support.—Provides leadership and
direction for all programs and functions assigned to the Department. Provides guidance for the development and implementation of governmental policy to protect and promote the
interests of the American worker, toward achieving better
employment and earnings, promoting productivity and economic growth, safety, equity and affirmative action in employment, and collecting and analyzing statistics on the labor
force.
Legal services.—Provides the Secretary of Labor and Departmental program officials with the legal services required
to accomplish the Department’s mission. The major services
include litigating cases, providing assistance to the Department of Justice in case preparation and trials, reviewing
rules, orders and written interpretations and opinions for
DOL program agencies and the public, and coordinating the
Department’s legislative program. A provision has been added
to fund legal services associated with extraordinary case enforcement activities.
International labor affairs.—Supports the President’s international labor agenda and coordinates the international activities for the Department of Labor. Activities include coordination with other U.S. government agencies, intergovernmental organizations, and non-governmental organizations, as
well as meeting the requirements of the Government Performance and Results Act (GPRA).
Administration and management.—Exercises leadership in
all Departmental administrative and management programs
and services and ensures efficient and effective operation of
Departmental programs; provides policy guidance on matters
of personnel management, information resource management
and procurement; and provides for consistent and constructive
internal labor-management relations throughout the Department.
Adjudication.—Conducts formal hearings and renders timely decisions on claims filed under the Black Lung Benefits
Act, the Longshore and Harbor Workers’ Compensation Act
and its extensions, the Federal Employees’ Compensation Act
and other acts involving complaints to determine violations
of minimum wage requirements, overtime payments, health
and safety regulations and unfair labor practices.
Women’s bureau.—Promotes the interests of wage earning
women, and seeks to improve their working conditions and
advance their opportunities for profitable employment.
Civil rights.—Ensures full compliance with title VI of the
Civil Rights Act of 1964 and other regulatory nondiscrimination provisions in programs receiving financial assistance
from the Department of Labor and promotes equal opportunity in these programs and activities; and ensures equal
employment opportunity to all DOL employees and applicants
for employment.
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LAB

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR

Chief financial officer.—Responsible for enhancing the level
of knowledge and skills of Departmental staff working in financial management operations; developing comprehensive
accounting and financial management policies; assuring that
all DOL financial functions conform to applicable standards;
providing leadership and coordination to DOL agencies’ trust
and benefit fund financial actions; monitoring the financial
execution of the budget in relation to actual expenditures;
and managing a comprehensive training program for budget,
accounting, and financial support staff.
Information technology activities.—This activity represents
a permanent, centralized IT investment fund for the Department of Labor (DOL) managed by the Chief Information Officer (CIO). As required by the Clinger Cohen Act, in 1996,
the Department established a Chief Information Officer accountable for IT management in the DOL, and implemented
an IT Capital Investment Management process for selecting,
controlling, and evaluating IT investments. The Department
established a baseline of existing information technologies and
provides a target environment as a framework for future information technology investments.
Management Crosscut.—This activity addresses major management issues facing all DOL agencies including those in
the President’s Management Agenda. The FY 2004 request
includes resources to address workforce restructuring, budget
and performance integration, competitive sourcing, physical
and personnel security, and space consolidation.
Object Classification (in millions of dollars)
2002 actual

Identification code 16–0165–0–1–505

11.1
11.3
11.5
11.9
12.1
21.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2003 est.

118
1
3

120
1
3

116
25
4
16

122
25
3
17

124
25
3
19

25.5
25.7
26.0
31.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

23
1
30
2
18
117

19
1
48
2
37
72

20
1
33
2
26
5

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

402
20

379
14

297
14

99.9

Total new obligations ................................................

422

393

311

24.0
25.1
25.2
25.3

3
2
2
1 ................... ...................
17
8
8
29
23
29

Personnel Summary
2002 actual

Identification code 16–0165–0–1–505

Direct:
Total compensable workyears:
Civilian full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................
1001

2003 est.

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)

2004 est.

00.01
00.02

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

38
¥38

47
¥47

47
¥47

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

38

47

47

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
Total new obligations ....................................................
38
Total outlays (gross) ......................................................
¥9
Obligated balance, end of year .....................................
29

29
47
¥31
45

45
47
¥44
48

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
9
Outlays from discretionary balances ............................. ...................

12
19

12
32

87.00

Total outlays (gross) .................................................

9

31

44

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

38
9

47
31

47
44

Office of Disability Employment Policy.—This office provides
leadership to eliminate employment barriers to people with
disabilities. It works within DOL to ensure that all DOL
programs address the needs of people with disabilities and
to increase participation of people with disabilities in DOL
training programs—particularly those serving youth. The office also develops and implements innovative pilot programs
while working to integrate effective approaches into mainstream programs. Finally, the office assists the Presidential
Disability Partnership Board in developing public/private efforts needed to promote employment of persons with disabilities.
The Office of Disability Employment Policy brings a heightened and permanent long-term focus on increasing employment of persons with disabilities through policy analysis, technical assistance, development of best practices and outreach
to persons with disabilities and employers. Funding is used
to develop programs and policies designed to increase the
number of youth and adults with disabilities who enter, reenter, and remain in the workforce. Additionally, this office
develops and implements innovative pilot programs to integrate people with signficant disabilities into mainstream
workforce programs.
Object Classification (in millions of dollars)

17

11.1
12.1
21.0
23.1
25.2
25.3

For necessary expenses for the Office of Disability Employment Policy to provide leadership, develop policy and initiatives, and award
grants furthering the objective of eliminating barriers to the training
and employment of people with disabilities, $47,333,000.

25.5
41.0

Jkt 193833

2002 actual

Identification code 16–0166–0–1–505

SALARIES AND EXPENSES

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3 ................... ...................
47

17

VerDate Dec 13 2002

47

47

10

DISABILITY EMPLOYMENT POLICY

47

38

1,500

f

35

2004 est.

Total new obligations ................................................

1,506

OF

Obligations by program activity:
Office of Disability Employment Policy ..........................
President’s Task Force on the Employment of Adults
with Disabilities ........................................................

2003 est.

10.00

1,510

OFFICE

2002 actual

Identification code 16–0166–0–1–505

2004 est.

112
2
2

673

2003 est.

2004 est.

Personnel compensation: Full-time permanent .............
4
5
5
Civilian personnel benefits ............................................
1
1
1
Travel and transportation of persons ............................ ...................
1
1
Rental payments to GSA ................................................
1
2
2
Other services ................................................................
6
8
8
Other purchases of goods and services from Government accounts ...........................................................
2 ................... ...................
Research and development contracts ........................... ...................
2
2
Grants, subsidies, and contributions ............................
24
28
28

99.9
Sfmt 3643

Total new obligations ................................................
E:\BUDGET\LAB.XXX

LAB

38

47

47

674

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
OFFICE

OF

DISABILITY EMPLOYMENT POLICY—Continued

SALARIES AND EXPENSES—Continued

Personnel Summary
2002 actual

Identification code 16–0166–0–1–505

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

2003 est.

36

2004 est.

65

65

f

OFFICE

OF

INSPECTOR GENERAL

For salaries and expenses of the Office of Inspector General in
carrying out the provisions of the Inspector General Act of 1978, as
amended, $60,896,000, together with not to exceed $5,899,000, which
may be expended from the Employment Security Administration Account in the Unemployment Trust Fund.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

consistent with laws and regulations and managed economically and efficiently, and desired program results are
achieved. The Office of Labor Racketeering and Fraud Investigations (OLRFI) administers an investigative program to
detect and deter fraud, waste and abuse in Departmental
programs; and to identify and reduce labor racketeering and
corruption in employee benefit plans, labor management relations, and internal union affairs. The OIG also conducts DOL
program evaluations, special reviews and inspections; analyzes complaints involving DOL programs, operations, or functions; and provides strategic planning and Congressional liaison services. The OIG carries out executive direction and
management activities which include: management, legal
counsel, administrative support, information technology, procurement, personnel, and financial functions. The OIG also
provides technical assistance to DOL program agencies.
2002 actual

Audit Reports Issued ...................................................................
Investigative Cases Opened ........................................................
Investigative Cases Closed .........................................................
Evaluation Reports Issues ...........................................................

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0106–0–1–505

58
11

63
17

67
2

10.00

Total new obligations ................................................

69

80

69

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

67
¥69

80
¥80

69
¥69

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

11.9
12.1
21.0
23.1
23.3

52

57

61

25.2
25.3

15

23

8

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.40 Obligated balance, end of year .....................................

67

80

2002 actual

11.1
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other personnel compensation .............................

15
10
11
69
80
69
¥72
¥79
¥69
¥1 ................... ...................
10
11
13

56
16

73
6

62
7

87.00

Total outlays (gross) .................................................

72

79

69

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥15

¥23

¥8

33
4

34
4

32
8
3
4

37
8
4
4

38
9
4
5

1
3

1
5

1
6

31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Equipment .................................................................

6
1

3
1

3
1

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

58
11

63
17

67
2

99.9

Total new obligations ................................................

69

80

69

Personnel Summary
2002 actual

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

52
57

57
56

61
61

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
3
3
Outlays ...........................................................................
3
3

3
3

Program activities.—Program activities within the Office of
Inspector General (OIG) include audit, program fraud, labor
racketeering, special evaluations and inspection of program
activities, and executive direction and management. The Office of Audit performs audits of the Department’s financial
statements, programs, activities, and systems to determine
whether information is reliable, controls are in place, resources are safeguarded, funds are expended in a manner
15:32 Jan 23, 2003

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2003 est.

426

453

2004 est.

473

f

VETERANS EMPLOYMENT

VerDate Dec 13 2002

2004 est.

29
3

Identification code 16–0106–0–1–505

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

99.00
99.01

2003 est.

69

86.90
86.93

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

94
440
620
16

2004 est.
Identification code 16–0106–0–1–505

Total new budget authority (gross) ..........................

2004 est.

84
410
600
15

Object Classification (in millions of dollars)
2003 est.

Obligations by program activity:
00.01 Direct program ...............................................................
09.01 Reimbursable program ..................................................

70.00

2003 est.

80
401
589
11

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AND

TRAINING

Not to exceed $193,443,000 may be derived from the Employment
Security Administration Account in the Unemployment Trust Fund
to carry out the provisions of 38 U.S.C. 4100–4112, 4211–4215, and
4321–4327, and Public Law 103–353, and which shall be available
for obligation by the States through December 31, 2004, of which
$2,000,000 is for the National Veterans’ Employment and Training
Services Institute. To carry out the Homeless Veterans’ Reintegration
Program (38 U.S.C. 2021), and the Veterans’ Workforce Investment
Programs (29 U.S.C. 2913), $26,550,000, of which $7,550,000 shall
be available for obligation for the period July 1, 2004 through June
30, 2005.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

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DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

DEPARTMENT OF LABOR
Program and Financing (in millions of dollars)
2002 actual

Identification code 16–0164–0–1–702

2003 est.

2004 est.

Obligations by program activity:
Direct program:
State administration:
00.01
Disabled veterans outreach program ...................
82
82 ...................
00.02
Local veterans employment representatives ........
77
77 ...................
00.03
State administration grants ...................................... ................... ...................
162
00.04
Administration ...........................................................
26
27
29
00.05
National Veterans’ Training Institute ........................
2 ...................
2
00.06
Homeless veterans program ......................................
18
18
19
00.07
Veterans workforce investment program ..................
8
7
8
10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
Appropriation:
40.00
Appropriation .........................................................
40.00
Appropriation .........................................................

213

211

220

1
213

1
211

1
220

1 ................... ...................
215
212
221
¥213
¥211
¥220
¥1 ................... ...................
1
1
1

8
18

7
18

8
19

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (Trust Funds) ...................................

26

25

27

187

186

193

70.00

Total new budget authority (gross) ..........................

213

211

220

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

180
58

172
42

179
39

87.00

Total outlays (gross) .................................................

238

214

218

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Trust fund
sources ..................................................................

¥187

¥186

¥193

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

26
51

25
28

27
25

89.00
90.00

99.00
99.01

44
19
16
213
211
220
¥238
¥214
¥218
¥1 ................... ...................
19
16
20

1
1

State administration.—The Disabled Veterans’ Outreach
Program specialists provide outreach services and intensive
employment services to meet the employment needs of eligible
veterans. Priority of service is given to special disabled veterans, disabled veterans, and other eligible veterans. In providing these services, the maximum emphasis is on meeting
the employment needs of economically or educationally disadvantaged veterans. Local Veterans’ Employment Representatives conduct outreach to area employers to develop employment opportunities for veterans. They also facilitate employment, training, and placement services to veterans. In addition, each Local Veterans’ Employment Representative is administratively responsible to the manager of the employment
service delivery system to provide quarterly reports to the
manager of such office and to the Director of Veterans’ Employment and Training regarding compliance with Federal
15:32 Jan 23, 2003

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law and regulations with respect to special services and priorities for eligible veterans and eligible persons.
Administration.—Identifies policies and programs to serve
and meet employment and training needs of veterans. Monitors the States’ provision of priority of service to veterans.
Evaluates job training and employment assistance services
to veterans and provides technical assistance to States to
ensure they meet negotiated performance goals. Works with
States to provide incentive awards for outstanding performance. Coordinates a Transition Assistance Program with the
Department of Defense and Veterans Affairs. That program
ensures the provision of labor-market and employment-related
information and other services to military service members
separating from active duty to expedite and facilitate their
transition from military to civilian employment. Administers
programs designed to help homeless veterans become gainfully employed and to help veterans with service-connected
disabilities and others with significant employment barriers
obtain training and employment assistance. Promotes the concept of hiring veterans to employers, particularly Federal contractors. Provides information and investigates complaints to
help veterans, reservists and members of the National Guard
obtain employment and reemployment rights, including helping veterans obtain veterans’ preference in Federal employment.
National Veterans Employment and Training Services Institute.—Administers the development of competency-based
training courses and delivers training to Federal and State
providers of services to veterans through a contract.
Homeless veterans reintegration program.—Provides grants
to States or other public entities and non-profits, including
faith-based organizations, to operate employment programs
to reach out to homeless veterans and help them become
employed. Coordinates with the Department of Veterans Affairs and Housing and Urban Development to promote multiagency-funded programs and integration of the different services needed by homeless veterans. Grants are provided for
both urban and rural areas.
Veterans workforce investment program.—Provides grants
mostly to public entities for training, retraining and employment opportunities for veterans most at risk, including those
with the service-connected disabilities, those with significant
barriers to employment, and recently separated veterans. Provides smaller grant to non-profit organizations, including
faith-based organizations, to conduct pilot or demonstration
employment programs for hard-to-serve veterans.
Object Classification (in millions of dollars)

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

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2002 actual

Identification code 16–0164–0–1–702

2003 est.

2004 est.

41.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Grants, subsidies, and contributions ........................

5
181

2
181

2
189

99.0
99.5

Direct obligations ..................................................
213
Below reporting threshold .............................................. ...................

210
1

219
1

211

220

11.1
12.1
21.0
23.1
23.3
25.2
25.3

99.9

Total new obligations ................................................

15
4
2
1

17
4
1
1

17
5
1
1

2
3

2
2

2
2

213

Personnel Summary
2002 actual

Identification code 16–0164–0–1–702

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
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249

2003 est.

250

2004 est.

250

676

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

Intragovernmental funds:
WORKING CAPITAL FUND
For the acquisition of a new core accounting system for the Department of Labor, including hardware and software infrastructure and
the costs associated with implementation thereof, $20,000,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 16–4601–0–4–505

09.01
09.02
09.04
09.05
09.06
09.07

Obligations by program activity:
Financial and administrative services ..........................
75
Field services .................................................................
30
Human resources services .............................................
9
Telecommunications .......................................................
19
Investment in reinvention fund ..................................... ...................
Non-DOL reimbursements ..............................................
16

10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2003 est.

2004 est.

67
32
10
19
1
16

92
34
10
20
1
16

149

145

173

5
142

4
145

4
173

6 ................... ...................
153
¥149
4

149
¥145
4

177
¥173
4

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................
20
Mandatory:
63.00
Reappropriation .........................................................
3
3 ...................
Discretionary:
68.00
Spending authority from offsetting collections: Offsetting collections (cash) .....................................
139
142
153
70.00

Total new budget authority (gross) ..........................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.45 Recoveries of prior year obligations ..............................
74.40 Obligated balance, end of year .....................................

142

145

in its regional and field offices. These services are primarily
in the personnel, financial, information technology and general administrative areas.
Human resources services.—Provides guidance to DOL agencies in Senior Executive Service resource management and
in the management of Schedule ‘‘C’’ and expert and consultant
services, development and administration of Departmental
programs for personnel security and financial disclosure, direct staffing and position management services, and benefits
counseling and services to DOL employees.
Telecommunications.—Provides for departmental telecommunications payments to the General Services Administration.
Investment in reinvention fund.—Finances agency reinvention proposals and other investment or capital acquisition
projects in order to achieve savings and streamline work processes. The fund is self-sustaining, with agencies paying back
the initial investment with savings generated through implementation of efficiencies and reinvention initiatives.
Non-DOL reimbursements.—Provides for services rendered
to any entity or person for use of Departmental facilities
and services, including associated utilities and security services, including support for regional consolidated administrative support unit activities. The income received from nonDOL agencies and organizations funds in full the costs of
all services provided. This income is credited to and merged
with other income received by the Working Capital Fund.
Financing.—The Working Capital Fund is funded by the
agencies and organizations for which centralized services are
performed at rates that return in full all expenses of operation, including reserves for accrued annual leave and depreciation of equipment.
Object Classification (in millions of dollars)

11.1
11.5
14
9
9
149
145
173
¥149
¥145
¥156
¥6 ................... ...................
9
9
26

11.9
12.1
21.0
23.1
23.3
25.1
25.2
25.3

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

128
18
3

131
145
11
11
3 ...................

87.00

Total outlays (gross) .................................................

149

145

156

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

25.4
25.7
26.0
31.0

¥139

¥142

¥153

99.9

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3
9

3
3

20
3

89.00
90.00

99.00
99.01

2002 actual

Identification code 16–4601–0–4–505

173

Personnel compensation:
Full-time permanent ..................................................
Other personnel compensation ..................................

2003 est.

2004 est.

42
1

43
1

44
1

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Advisory and assistance services ..................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Operation and maintenance of facilities ......................
Operation and maintenance of equipment ...................
Supplies and materials .................................................
Equipment ......................................................................

43
14
1
8
28
5
28

44
15
1
8
28
4
15

45
16
1
9
28
4
35

2
1
9
3
7

3
8
11
2
6

4
11
11
2
7

Total new obligations ................................................

149

145

173

Personnel Summary

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
4
4
Outlays ...........................................................................
4
4

4
4

2002 actual

Identification code 16–4601–0–4–505

Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................

724

2003 est.

692

2004 est.

697

f

Financial and administrative services.—Provides support
for financial systems on a Department-wide basis, financial
services primarily for DOL national office staff, cost determination activities, maintenance of Departmental host computer systems, procurement and contract services, safety and
health services, maintenance and operation of the Frances
Perkins Building and general administrative support in the
following areas: space and telecommunications, property and
supplies, printing and reproduction and energy management.
Field services.—Provides full range of administrative and
technical services to all agencies of the Department located
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ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows: Agency for International Development,
Functional Development Assistance Program. Department of Education: Office of Vocational
and Adult Education: ‘‘Vocational and Adult Education’’.
f

GENERAL PROVISIONS
SEC. 101. None of the funds appropriated in this title for the Job
Corps shall be used to pay the compensation of an individual, either
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TITLE V—GENERAL PROVISIONS

DEPARTMENT OF LABOR
as direct costs or any proration as an indirect cost, at a rate in
excess of Executive Level II.
(TRANSFER

OF FUNDS)

SEC. 102. Not to exceed 3 percent of any discretionary funds (pursuant to the Balanced Budget and Emergency Deficit Control Act of
1985, as amended) which are appropriated for the current fiscal year
for the Department of Labor in this Act may be transferred between
appropriations, but no such appropriation shall be increased by more
than 10 percent by any such transfer: Provided, That the Appropriations Committees of both Houses of Congress are notified at least
15 days in advance of any transfer.
f

TITLE V—GENERAL PROVISIONS
SEC. 501. The Secretaries of Labor, Health and Human Services,
and Education are authorized to transfer unexpended balances of
prior appropriations to accounts corresponding to current appropriations provided in this Act: Provided, That such transferred balances
are used for the same purpose, and for the same periods of time,
for which they were originally appropriated.
SEC. 502. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
SEC. 503. (a) No part of any appropriation contained in this Act
shall be used, other than for normal and recognized executive-legislative relationships, for publicity or propaganda purposes, for the preparation, distribution, or use of any kit, pamphlet, booklet, publication,
radio, television, or video presentation designed to support or defeat
legislation pending before the Congress or any State legislature, except
in presentation to the Congress or any State legislature itself.
(b) No part of any appropriation contained in this Act shall be
used to pay the salary or expenses of any grant or contract recipient,
or agent acting for such recipient, related to any activity designed
to influence legislation or appropriations pending before the Congress
or any State legislature.
SEC. 504. The Secretaries of Labor and Education are authorized
to make available not to exceed $23,000 and $20,000, respectively,
from funds available for salaries and expenses under titles I and
III, respectively, for official reception and representation expenses; the
Director of the Federal Mediation and Conciliation Service is authorized to make available for official reception and representation expenses not to exceed $2,500 from the funds available for ‘‘Salaries
and expenses, Federal Mediation and Conciliation Service’’; and the
Chairman of the National Mediation Board is authorized to make
available for official reception and representation expenses not to exceed $2,500 from funds available for ‘‘Salaries and expenses, National
Mediation Board’’.
SEC. 505. Notwithstanding any other provision of this Act, no funds
appropriated under this Act shall be used to carry out any program
of distributing sterile needles or syringes for the hypodermic injection
of any illegal drug.
SEC. 506. (a) It is the sense of the Congress that, to the greatest
extent practicable, all equipment and products purchased with funds
made available in this Act should be American-made.
(b) In providing financial assistance to, or entering into any contract
with, any entity using funds made available in this Act, the head
of each Federal agency, to the greatest extent practicable, shall provide
to such entity a notice describing the statement made in subsection
(a) by the Congress.
(c) If it has been finally determined by a court or Federal agency
that any person intentionally affixed a label bearing a ‘‘Made in
America’’ inscription, or any inscription with the same meaning, to
any product sold in or shipped to the United States that is not made
in the United States, the person shall be ineligible to receive any
contract or subcontract made with funds made available in this Act,
pursuant to the debarment, suspension, and ineligibility procedures
described in sections 9.400 through 9.409 of title 48, Code of Federal
Regulations.
SEC. 507. When issuing statements, press releases, requests for proposals, bid solicitations and other documents describing projects or
programs funded in whole or in part with Federal money, all grantees
receiving Federal funds included in this Act, including but not limited
to State and local governments and recipients of Federal research

VerDate Dec 13 2002

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677

grants, shall clearly state: (1) the percentage of the total costs of
the program or project which will be financed with Federal money;
(2) the dollar amount of Federal funds for the project or program;
and (3) percentage and dollar amount of the total costs of the project
or program that will be financed by non-governmental sources.
SEC. 508. (a) None of the funds appropriated under this Act, and
none of the funds in any trust fund to which funds are appropriated
under this Act, shall be expended for any abortion.
(b) None of the funds appropriated under this Act, and none of
the funds in any trust fund to which funds are appropriated under
this Act, shall be expended for health benefits coverage that includes
coverage of abortion.
(c) The term ‘‘health benefits coverage’’ means the package of services
covered by a managed care provider or organization pursuant to a
contract or other arrangement.
SEC. 509. (a) The limitations established in the preceding section
shall not apply to an abortion—
(1) if the pregnancy is the result of an act of rape or incest;
or
(2) in the case where a woman suffers from a physical disorder,
physical injury, or physical illness, including a life-endangering
physical condition caused by or arising from the pregnancy itself,
that would, as certified by a physician, place the woman in danger
of death unless an abortion is performed.
(b) Nothing in the preceding section shall be construed as prohibiting the expenditure by a State, locality, entity, or private person
of State, local, or private funds (other than a State’s or locality’s
contribution of Medicaid matching funds).
(c) Nothing in the preceding section shall be construed as restricting
the ability of any managed care provider from offering abortion coverage or the ability of a State or locality to contract separately with
such a provider for such coverage with State funds (other than a
State’s or locality’s contribution of Medicaid matching funds).
SEC. 510. (a) None of the funds made available in this Act may
be used for—
(1) the creation of a human embryo or embryos for research purposes; or
(2) research in which a human embryo or embryos are destroyed,
discarded, or knowingly subjected to risk of injury or death greater
than that allowed for research on fetuses in utero under 45 CFR
46.208(a)(2) and section 498(b) of the Public Health Service Act
(42 U.S.C. 289g(b)).
(b) For purposes of this section, the term ‘‘human embryo or embryos’’ includes any organism, not protected as a human subject under
45 CFR 46 as of the date of the enactment of this Act, that is derived
by fertilization, parthenogenesis, cloning, or any other means from
one or more human gametes or human diploid cells.
SEC. 511. (a) None of the funds made available in this Act may
be used for any activity that promotes the legalization of any drug
or other substance included in schedule I of the schedules of controlled
substances established by section 202 of the Controlled Substances
Act (21 U.S.C. 812).
(b) The limitation in subsection (a) shall not apply when there
is significant medical evidence of a therapeutic advantage to the use
of such drug or other substance or that federally sponsored clinical
trials are being conducted to determine therapeutic advantage.
SEC. 512. None of the funds made available in this Act may be
obligated or expended to enter into or renew a contract with an entity
if—
(1) such entity is otherwise a contractor with the United States
and is subject to the requirement in section 4212(d) of title 38,
United States Code, regarding submission of an annual report to
the Secretary of Labor concerning employment of certain veterans;
and
(2) such entity has not submitted a report as required by that
section for the most recent year for which such requirement was
applicable to such entity.
SEC. 513. None of the funds made available in this Act may be
used to promulgate or adopt any final standard under section 1173(b)
of the Social Security Act (42 U.S.C. 1320d–2(b)) providing for, or
providing for the assignment of, a unique health identifier for an
individual (except in an individual’s capacity as an employer or a
health care provider), until legislation is enacted specifically approving
the standard.

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