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DEPARTMENT OF HEALTH AND HUMAN SERVICES
FOOD AND DRUG ADMINISTRATION

21.40
22.00
22.10

Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses of the Food and Drug Administration, including hire and purchase of passenger motor vehicles; for payment
of space rental and related costs pursuant to Public Law 92–313
for programs and activities of the Food and Drug Administration
which are included in this Act; for rental of special purpose space
in the District of Columbia or elsewhere; for miscellaneous and emergency expenses of enforcement activities, authorized and approved by
the Secretary and to be accounted for solely on the Secretary’s certificate, not to exceed $25,000; and notwithstanding section 521 of P.L.
107–188; $1,673,632,000, of which not to exceed $249,825,000 shall
be derived from prescription drug user fees authorized by 21 U.S.C.
379h and shall be credited to this account and remain available
until expended: Provided, That of the amount provided under this
heading, $29,190,000 shall be derived from medical device user fees
authorized by 21 U.S.C. 379j and shall be credited to this account
and remain available until expended: Provided further, That fees derived from prescription drug and medical device applications received
during fiscal year 2004 shall be subject to the fiscal year 2004 limitation: Provided further, That any prescription drug or medical device
user fee collected in fiscal year 2004 that exceed this limitation shall
be credited to this account and remain available until expended, in
accordance with 21 U.S.C. 379h(g)(4) and 379j(h)(4).
In addition, mammography user fees authorized by 42 U.S.C. 263b
may be credited to this account, to remain available until expended.
In addition, export certification user fees authorized by 21 U.S.C.
381 may be credited to this account, to remain available until expended.
BUILDINGS

AND

FACILITIES

For plans, construction, repair, improvement, extension, alteration,
and purchase of fixed equipment or facilities of or used by the Food
and Drug Administration, where not otherwise provided, $11,500,000,
to remain available until expended (7 U.S.C. 2209b).
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 75–9911–0–1–554

2003 est.

2004 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Cooperative research and development agreements ....
2
2
2
Appropriations:
05.00 Salaries and expenses ...................................................
¥2
¥2
¥1
07.99

23.90
23.95
24.40

2004 est.

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
00.09
09.01

Obligations by program activity:
Foods ..............................................................................
Drugs ..............................................................................
Devices and radiological products ................................
National Center for Toxicological Research ...................
Other activities ..............................................................
Other rent and rent related activities ...........................
Rental payments ............................................................
Buildings and facilities .................................................
CRADAs ..........................................................................
Reimbursable program ..................................................

393
479
180
39
82
38
99
44
1
214

412
513
191
41
85
36
99
8
2
291

413
513
185
40
92
42
109
12
2
334

10.00

Total new obligations ................................................

1,569

1,678

1,742

Frm 00001

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203
1,741

5 ................... ...................
1,772
¥1,569
203

1,881
¥1,678
203

1,944
¥1,742
203

43.00

1,368

1,385

1,406

2

2

1

306

291

334

60.20

68.00
68.10

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (special fund) .....................................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

68.90
70.00

22 ................... ...................

Spending authority from offsetting collections
(total discretionary) .....................................

328

291

334

Total new budget authority (gross) ..........................

1,698

1,678

1,741

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
73.45
74.00

393
488
503
1,569
1,678
1,742
¥1,450
¥1,663
¥1,735
¥5 ................... ...................
¥5 ................... ...................
¥22 ................... ...................
7 ................... ...................
488
503
510

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

1,182
267
1

1,326
335
2

1,384
350
1

87.00

Total outlays (gross) .................................................

1,450

1,663

1,735

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥32
¥291

¥25
¥266

¥37
¥297

88.90

¥323

¥291

¥334

88.95

Program and Financing (in millions of dollars)
2003 est.

203
1,678

1,369
1,385
1,406
¥1 ................... ...................

88.96

2002 actual

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

69
1,698

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.73
Reduction pursuant to P.L. 107–206 .......................

Balance, end of year ..................................................... ................... ................... ...................

Identification code 75–9911–0–1–554

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

89.00
90.00

99.00
99.01

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Portion of offsetting collections (cash) credited to
expired accounts ...................................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥22 ................... ...................
17 ................... ...................

1,370
1,127

1,387
1,372

1,407
1,401

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
56
60
Outlays ...........................................................................
56
60

67
67

[In millions of dollars]
2002

Distribution of budget authority by account:
Salaries and expenses ............................................................
Buildings and facilities ..........................................................
Distribution of outlays by account:
Salaries and expenses ............................................................
Buildings and facilities ..........................................................
Sfmt 3647

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HHS

2003

2004

1,336
34

1,379
8

1,395
12

1,085
42

1,356
16

1,388
13

401

402

FOOD AND DRUG ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SALARIES

AND

SALARIES

AND

EXPENSES

(Legislative proposal, not subject to PAYGO)

EXPENSES—Continued

Summary of Budget Authority and Outlays

Program and Financing (in millions of dollars)

(in millions of dollars)
2002 actual
2003 est.
2004 est.
Enacted/requested:
Budget Authority .....................................................................
1,370
1,387
1,407
Outlays ....................................................................................
1,127
1,372
1,401
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... .................... ....................
Outlays .................................................................................... .................... .................... ....................

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

1,370
1,127

1,387
1,372

1,407
1,401

The Food and Drug Administration assures the safety of
the nation’s foods, medicines, medical devices and other products through regulations, pre-market product and manufacturer reviews and post-market inspections. The budget includes funding for counter terrorism activities that specifically
deal with the protection of products regulated by the FDA
(such as drugs, vaccines, foods, and animal feed), and the
availability of medical products for public health preparedness
in the event of an attack. The budget also requests funding
for food safety, improved access to generic drugs, and implementation of the Best Pharmaceuticals for Children Act.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–9911–0–1–554

11.1
11.3
11.5
11.7

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................

2003 est.

584
35
20
32

612
37
21
36

589
134
17
26
4
99
5

671
142
15
28
7
99
6

706
147
18
27
7
109
6

20
3
41
67

29
3
19
85

29
3
16
76

25.4
25.5
25.7
26.0
31.0
32.0
41.0
42.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................
Insurance claims and indemnities ...........................

61
55
52
38
28
43
37
31
22
25
80
62
38 ...................
30
27
2
2

48
33
43
27
24
59
2
26
2

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

1,355
214

1,387
291

1,408
334

99.9

Total new obligations ................................................

1,569

1,678

1,742

24.0
25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 75–9911–0–1–554

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment
1101
Military full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment
2101
Military full-time equivalent employment
VerDate Dec 13 2002

15:09 Jan 23, 2003

2003 est.

2003 est.

2004 est.

09.01

Obligations by program activity:
Reimbursable program .................................................. ................... ...................

5

10.00

Total new obligations ................................................ ................... ...................

5

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

5
¥5

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ................... ................... ...................

5

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

5
¥5

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

5

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources .................................................................. ................... ...................

¥5

2004 est.

497
41
18
33

11.9
12.1
12.2
21.0
22.0
23.1
23.2
23.3

2002 actual

Identification code 75–9911–2–1–554

2004 est.

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

The budget includes a total of $5,000,000 in animal drug
user fees. Authorizing language for these fees will be proposed
to authorize the collection and spending of the fees subject
to appropriations language.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–9911–2–1–554

2003 est.

2004 est.

99.0

Reimbursable obligations: Reimbursable obligations ... ................... ...................

5

99.9

Total new obligations ................................................ ................... ...................

5

Personnel Summary
2002 actual

Identification code 75–9911–2–1–554

2003 est.

2004 est.

Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment ................. ................... ...................

40

f

Public enterprise funds:
REVOLVING FUND

FOR

CERTIFICATION

AND

OTHER SERVICES

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–4309–0–3–554

2003 est.

2004 est.

09.01

Obligations by program activity:
Reimbursable program ..................................................

5

8

6

10.00

Total new obligations ................................................

5

8

6

.................
.................

7,748
564

8,402
577

8,485
587

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

4
5

4
5

1
6

.................
.................

1,107
76

1,378
84

1,588
103

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

9
¥5
4

9
¥8
1

7
¥6
1

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HHS

HEALTH RESOURCES AND SERVICES ADMINISTRATION
Federal Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES
New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

5

5

6

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

1
5
¥5
1

1
8
¥8
1

1
6
¥6
1

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
5
Outlays from mandatory balances ................................ ...................

87.00

5
6
3 ...................

Total outlays (gross) .................................................

5

8

6

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥5

¥5

¥6

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ...................
3 ...................

FDA certifies color additives for use in foods, drugs, and
cosmetics. It also lists color additives for use in foods, drugs,
medical devices, and cosmetics (21 U.S.C. 346a, 356, 357,
376). These services are financed wholly by fees paid by the
industries affected.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–4309–0–3–554

11.1
12.1
23.3
25.2
31.0
99.9

2003 est.

2004 est.

Personnel compensation: Full-time permanent .............
2
2
2
Civilian personnel benefits ............................................
1
1
1
Communications, utilities, and miscellaneous charges ...................
2
2
Other services ................................................................
1
3
1
Equipment ......................................................................
1 ................... ...................
Total new obligations ................................................

5

8

6

Personnel Summary
2002 actual

Identification code 75–4309–0–3–554

Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................

2003 est.

33

2004 est.

38

Federal Funds
General and special funds:
AND

SERVICES

For carrying out titles II, III, IV, VII, VIII, X, XII, XIX, and XXVI
of the Public Health Service Act, section 427(a) of the Federal Coal
Mine Health and Safety Act, title V (including section 510), and sections 711, 1128E, and 1820 of the Social Security Act, the Health
Care Quality Improvement Act of 1986, as amended, the Native Hawaiian Health Care Act of 1988, as amended, the Cardiac Arrest
Survival Act of 2000, and the Poison Control Center Enhancement
and Awareness Act, $5,665,996,000, of which $25,000,000 from general revenues, notwithstanding section 1820(j) of the Social Security
Act, shall be available for carrying out the Medicare rural hospital
flexibility grants program under section 1820 of such Act: Provided,
That of the funds made available under this heading, $250,000 shall
be available until expended for facilities renovations at the Gillis
W. Long Hansen’s Disease Center: Provided further, That in addition
to fees authorized by section 427(b) of the Health Care Quality Improvement Act of 1986, fees shall be collected for the full disclosure
of information under the Act sufficient to recover the full costs of
operating the National Practitioner Data Bank, and shall remain
available until expended to carry out that Act: Provided further, That
fees collected for the full disclosure of information under the ‘‘Health
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0350–0–1–550

HEALTH RESOURCES AND SERVICES
ADMINISTRATION

HEALTH RESOURCES

Care Fraud and Abuse Data Collection Program’’, authorized by section 1128E(d)(2) of the Social Security Act, shall be sufficient to recover the full costs of operating the program, and shall remain available until expended to carry out that Act: Provided further, That
no more than $45,000,000 is available for carrying out the provisions
of Public Law 104–73: Provided further, That an award for compensation under said provisions for actual and projected pain and suffering
and emotional distress shall not exceed $250,000: Provided further,
That of the funds made available under this heading, $264,808,000
shall be for the program under title X of the Public Health Service
Act to provide for voluntary family planning projects: Provided further, That amounts provided to said projects under such title shall
not be expended for abortions, that all pregnancy counseling shall
be nondirective, and that such amounts shall not be expended for
any activity (including the publication or distribution of literature)
that in any way tends to promote public support or opposition to
any legislative proposal or candidate for public office: Provided further, That $739,000,000 shall be for State AIDS Drug Assistance
Programs authorized by section 2616 of the Public Health Service
Act: Provided further, That, notwithstanding section 502(a)(1) of the
Social Security Act, not to exceed $109,132,000 is for carrying out
special projects of regional and national significance pursuant to section 501(a)(2): Provided further, That $73,044,000 is available for
special projects of regional and national significance under section
501(a)(2) of the Social Security Act, which shall not be counted toward
compliance with the allocation required in section 502(a)(1) of such
Act, and which shall be used only for making competitive grants
to provide abstinence education (as defined in section 510(b)(2) of
such Act) to adolescents and for evaluations (including longitudinal
evaluations) of activities under the grants and for Federal costs of
administering the grants: Provided further, That grants under the
immediately preceding proviso shall be made only to public and private entities which agree that, with respect to an adolescent to whom
the entities provide abstinence education under such grant, the entities
will not provide to that adolescent any other education regarding
sexual conduct, except that, in the case of an entity expressly required
by law to provide health information or services the adolescent shall
not be precluded from seeking health information or services from
the entity in a different setting than the setting in which the abstinence education was provided: Provided further, That the funds expended for such evaluations may not exceed 3.5 percent of such
amount.

38

f

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403

Obligations by program activity:
Loan guarantee subsidy ................................................
Health centers ................................................................
National Health Service Corps .......................................
National Health Service Corps recruitment ...................
Hansen’s disease center ................................................
Payment to Hawaii for the treatment of Hansen’s
disease ......................................................................
00.15 Black lung clinics ..........................................................
00.16 Nursing loan repayment ................................................
00.17 Health professions .........................................................
00.18 Maternal and child health block grant .........................
00.19 Healthy start ..................................................................
00.20 Universal newborn hearing ............................................
00.21 Emergency medical services for children ......................
00.22 Poison control centers ...................................................
00.23 HIV/AIDS .........................................................................
00.24 Organ transplantation ...................................................
00.25 Health care facilities .....................................................
00.26 Bone marrow donor registry ..........................................
00.27 Rural health policy development ...................................
00.28 Rural health outreach grants ........................................
00.29 Rural health flexibility grants .......................................
00.30 Telehealth .......................................................................
00.31 Program management ...................................................
00.32 Family planning .............................................................
00.33 Abstinence education .....................................................
00.34 State access program ....................................................
00.35 Community access program ..........................................
00.36 Health centers tort claim fund ......................................
00.37 Trauma EMS ...................................................................
00.02
00.10
00.11
00.12
00.13
00.14

Sfmt 3643

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HHS

2003 est.

2004 est.

1
1,328
46
99
18

1
1,433
46
143
18

1
1,582
45
167
18

2
6
10
377
731
99
10
19
21
1,911
20
315
22
15
52
40
37
149
265
44
15
105
16
3

2
6
15
94
732
99
...................
...................
...................
1,911
25
...................
22
6
38
25
6
147
265
25
...................
...................
25
...................

2
6
27
81
751
99
...................
...................
...................
2,010
25
...................
22
6
38
30
6
151
265
...................
...................
...................
45
...................

404

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
HEALTH RESOURCES

AND

89.00
90.00

SERVICES—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–0350–0–1–550

2003 est.

2004 est.

00.39
00.40
00.41
00.42
00.44
00.45
00.46
00.47
00.48

Childrens’ GME ..............................................................
285
200
199
Denali commission .........................................................
20 ................... ...................
Community based abstinence grants ............................
40
73
73
State offices of rural health ..........................................
8
4
4
Rural access to emergency devices ..............................
12
2
2
Radiation Exposure Compensation Act ..........................
4
4
4
Traumatic brain injury ...................................................
7
7
7
Healthy communities innovation initiative .................... ...................
20 ...................
Buildings and facilities .................................................
1 ................... ...................

03.00
09.01

Total direct programs ................................................
Reimbursable program ..................................................

6,153
140

5,394
156

5,666
160

10.00

Total new obligations ................................................

6,293

5,550

5,826

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

33
6,304

39
5,555

43
5,831

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

1 ................... ...................
6,338
5,594
5,874
¥6,293
¥5,550
¥5,826
¥7 ................... ...................
39
43
48

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. Labor HHS 107–116
40.73
Reduction pursuant to P.L. 107–206 .......................

6,081
5,369
5,666
¥1 ................... ...................
¥2 ................... ...................

43.00
55.00

6,078
5,369
5,666
30 ................... ...................

60.00
68.00
68.10
68.90

Appropriation (total discretionary) ........................
Advance appropriation ..............................................
Mandatory:
Appropriation .............................................................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

69.00

Spending authority from offsetting collections
(total discretionary) .....................................
Mandatory:
Offsetting collections (cash)(HPSL&NSL) ..................

70.00

Total new budget authority (gross) ..........................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
73.45 Recoveries of prior year obligations ..............................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

50
122

25 ...................
130

130

1 ................... ...................
123

130

130

23

31

35

6,304

5,555

5,831

4,557
5,054
4,697
6,293
5,550
5,826
¥5,753
¥5,907
¥5,953
¥41 ................... ...................
¥1 ................... ...................
¥1 ................... ...................
5,054
4,697
4,570

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................
86.97 Outlays from new mandatory authority .........................
86.98 Outlays from mandatory balances ................................

2,328
3,354
35
36

2,072
3,760
38
37

2,201
3,691
35
26

87.00

Total outlays (gross) .................................................

5,753

5,907

5,953

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................
88.45
Offsetting governmental collections (from nonFederal sources) ...............................................

¥102
¥20

¥110
¥20

¥110
¥20

¥23

¥31

¥35

88.90
88.95

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

VerDate Dec 13 2002

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¥161

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6,158
5,608

5,394
5,746

5,666
5,788

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
14
15
Outlays ...........................................................................
14
15

17
17

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
Budget Authority .....................................................................
6,158
Outlays ....................................................................................
5,608
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... ....................
Outlays .................................................................................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

6,158
5,608

2003 est.

2004 est.

5,394
5,746

5,666
5,788

25
7

50
37

5,419
5,753

5,716
5,825

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2002 actual

Identification code 75–0350–0–1–550

Guaranteed loan levels supportable by subsidy budget
authority:
215001 Health centers: Facilities renovation loan guarantee
levels .........................................................................
1
215002 Health centers: Managed care network development
loan guarantee levels ................................................ ...................
215003 Health centers: Managed care plan loan guarantee
levels ......................................................................... ...................
215901 Total loan guarantee levels ...........................................
Guaranteed loan subsidy (in percent):
232001 Health centers: Facilities renovation loan guarantee
levels .........................................................................
232002 Health centers: Managed care network development
loan guarantee levels ................................................
232003 Health centers: Managed care plan loan guarantee
levels .........................................................................

2003 est.

2004 est.

10

10

2

2

5

5

1

17

17

8.71

3.49

3.52

9.27

9.02

9.28

5.00

7.65

7.77

232901 Weighted average subsidy rate .....................................
8.71
5.88
5.88
Guaranteed loan subsidy budget authority:
233001 Health centers: Facilities renovation loan guarantee
levels ......................................................................... ...................
1
1
233002 Health centers: Managed care network development
loan guarantee levels ................................................ ................... ................... ...................
233003 Health centers: Managed care plan loan guarantee
levels ......................................................................... ................... ................... ...................
233901 Total subsidy budget authority ......................................
Guaranteed loan subsidy outlays:
234001 Health centers: Facilities renovation loan guarantee
levels .........................................................................
234002 Health centers: Managed care network development
loan guarantee levels ................................................
234003 Health centers: Managed care plan loan guarantee
levels .........................................................................

...................

1

1

...................

1

1

................... ................... ...................
................... ................... ...................

234901 Total subsidy outlays ..................................................... ...................

1

1

Administrative expense data:
351001 Administrative expenses ................................................
1
1
1
358001 Outlays from balances ................................................... ................... ................... ...................
359001 Outlays for administrative expenses .............................
1
1
1

Activities displayed here support categorical health resources and services grants, treatment and care for those
living with HIV/AIDS, and the Medical malpractice claims
fund, which pays malpractice claims filed against employees
of federally-supported health centers.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0350–0–1–550

¥165

¥1 ................... ...................
PO 00000

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

95
4
3

2003 est.

103
4
3

2004 est.

107
4
3

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
11.7

Military personnel .................................................

21

22

23

VACCINE INJURY COMPENSATION

11.9
12.1
12.2
13.0
21.0
23.1
23.3

123
22
11
3
4
12

132
24
14
3
4
13

137
25
17
3
4
13

Program and Financing (in millions of dollars)

4
1
52
80

5
2
48
87

5
2
48
96

25.4
25.6
25.7
26.0
31.0
41.0
42.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Medical care ..............................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................
Insurance claims and indemnities ...........................

118
1
1
4
2
5
5,694
16

94
1
1
5
2
5
4,929
25

97
1
1
5
2
5
5,158
46

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

6,153
140

5,394
156

5,665
161

99.9

Total new obligations ................................................

6,293

5,550

5,826

24.0
25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 75–0350–0–1–550

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment
1101
Military full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment
2101
Military full-time equivalent employment
Allocation account:
Total compensable workyears:
3001
Civilian full-time equivalent employment
3101
Military full-time equivalent employment

2003 est.

1,438
267

1,472
270

1,445
278

.................
.................

85
5

128
5

128
5

................. ...................
.................
8

12
21

12
21

f

HEALTH RESOURCES

AND

SERVICES

(Legislative proposal, subject to PAYGO)
Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0350–4–1–550

2003 est.

2004 est.

00.33

Obligations by program activity:
Abstinence education ..................................................... ...................

25

50

10.00

Total new obligations (object class 41.0) ................ ...................

25

50

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

25
¥25

50
¥50

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ...................
Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

86.97
86.98

25

50

18
50
¥37
31

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................
7
Outlays from mandatory balances ................................ ................... ...................

14
23

87.00

Total outlays (gross) ................................................. ...................

7

37

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

25
7

50
37

Jkt 193833

PO 00000

Obligations by program activity:
Direct program activity ..................................................

4

8 ...................

10.00

Total new obligations ................................................

4

8 ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

11
8 ...................
1 ................... ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

12
8 ...................
¥4
¥8 ...................
8 ................... ...................

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

1 ................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

89.00
90.00

3
3
4
8
¥5
¥11
3 ...................

...................
...................
...................
...................

1 ................... ...................
4
11 ...................
5

11 ...................

¥1 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
3
11 ...................

The Vaccine improvement program was established pursuant to Public Law 99–660 and Public Law 100–203, and
serves as a source of funds to pay claims for compensation
for vaccine related injury or death. Payment of claims associated with vaccine related injury or death occurring before
October 1, 1988 are financed from the General Fund and
are reflected in this account. Given sufficient carry-over funds
from prior years’ appropriations to pay for the balance of
the pre-1988 backlog of claims yet to be adjudicated, no appropriation is requested in 2004 to cover payment of pre-1988
claims. By statute, no new claims are accepted for this account. Payment of claims associated with vaccine related injury or death occurring after October 1, 1988 are reflected
in the Vaccine improvement trust fund account.

2002 actual

Identification code 75–0320–0–1–551

42.0
99.0

Direct obligations: Insurance claims and indemnities
Reimbursable obligations: Reimbursable obligations ...

99.9

Total new obligations ................................................

Frm 00005

Fmt 3616

2003 est.

2004 est.

3
8 ...................
1 ................... ...................
4

8 ...................

f

Credit accounts:
HEALTH CENTER GUARANTEED LOAN FINANCING ACCOUNT
Program and Financing (in millions of dollars)
2002 actual

Identification code 75–4442–0–3–551

The budget extends funding for state-based abstinence education activities for five years.
15:09 Jan 23, 2003

2004 est.

Object Classification (in millions of dollars)

................... ...................
...................
25
...................
¥7
...................
18

VerDate Dec 13 2002

2003 est.

00.01

2004 est.

.................
.................

2002 actual

Identification code 75–0320–0–1–551

405

2003 est.

2004 est.

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New financing authority (gross) .................................... ...................

1
1

1
1

23.90

Total budgetary resources available for obligation ...................

2

2

Sfmt 3643

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HHS

406

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

Credit accounts—Continued
2204

HEALTH CENTER GUARANTEED LOAN FINANCING ACCOUNT—
Continued

2999

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–4442–0–3–551

24.40

Unobligated balance carried forward, end of year .......

2003 est.

1

2004 est.

1

1

1

1

Change in obligated balances:
Total financing disbursements (gross) ......................... ...................
Total financing disbursements (gross) ......................... ...................

1
¥1

1
¥1

¥1

2003 est.

2210
2231
2251
2263
2290

Total guaranteed loan commitments ........................
Guaranteed amount of guaranteed loan commitments

1
1

17
14

22
18

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
12
13
30
Disbursements of new guaranteed loans ......................
1
17
22
Repayments and prepayments ...................................... ................... ................... ...................
Adjustments: Terminations for default that result in
claim payments ......................................................... ................... ................... ...................
Outstanding, end of year ..........................................

Memorandum:
2299 Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

13

10

30

24

42

Balance Sheet (in millions of dollars)
2001 actual

2002 actual

2003 est.

4

1

1

1

1999

4

1

1

1

Frm 00006

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1

1

..................

..................

..................

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

4

1

1

1

Such sums as may be necessary to carry out the purpose of the
program, as authorized by title VII of the Public Health Service Act,
as amended. For administrative expenses to carry out the guaranteed
loan program, including section 709 of the Public Health Service
Act, $3,389,000.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0340–0–1–552

2003 est.

2004 est.

00.02
00.09

Obligations by program activity:
Guarantee loan subsidy .................................................
Administrative expenses ................................................

18
4

20
4

18
3

10.00

Total new obligations ................................................

22

24

21

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

22
¥22

24
¥24

21
¥21

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Mandatory:
60.00
Appropriation .............................................................

4

4

3

18

20

18

70.00

Total new budget authority (gross) ..........................

22

24

21

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

86.90
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from new mandatory authority .........................

4
18

4
20

3
18

87.00

Total outlays (gross) .................................................

22

24

21

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

22
23

24
24

21
21

1
1 ...................
22
24
21
¥22
¥24
¥21
1 ................... ...................

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2002 actual

Identification code 75–0340–0–1–552

Guaranteed loan levels supportable by subsidy budget
authority:
215001 HEAL Loan guarantee ....................................................

2003 est.

2004 est.

165

160

150

165

160

150

12.43

12.43

12.19

232901 Weighted average subsidy rate .....................................
Guaranteed loan subsidy budget authority:
233001 HEAL Loan guarantee ....................................................

12.43

12.43

12.19

21

20

18

233901 Total subsidy budget authority ......................................
Guaranteed loan subsidy outlays:
234001 HEAL Loan guarantee ....................................................

21

20

18

18

20

18

234901 Total subsidy outlays .....................................................

18

20

18

215901 Total loan guarantee levels ...........................................
Guaranteed loan subsidy (in percent):
232001 HEAL Loan guarantee ....................................................

2004 est.

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
Total assets ........................................

1

52

P.L. 104–299 and P.L. 104–208 authorize HRSA to guarantee up to $80 million in private loans to health centers
for the costs of developing and operating managed care networks or plans and for the construction, renovation and modernization of medical facilities. This program has used $0.5
million of its available $139 million in loan guarantee authority, HRSA plans to use approximately $39 million of the remaining existing loan guarantee limit over 2003 and 2004.
As required by the Federal Credit Reform Act of 1990, this
financing account records all cash flows to and from the Government resulting from the Health center loan guarantee program. The program account for this activity is displayed in
the Health resources and services account (75–0350) as a
line in the program and financing schedule.

Identification code 75–4442–0–3–551

4

2004 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders .............................................................................. ................... ................... ...................
2121 Limitation available from carry-forward .......................
139
138
121
2143 Uncommitted limitation carried forward .......................
¥138
¥121
¥99
2150
2199

1

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

¥1

Status of Guaranteed Loans (in millions of dollars)
2002 actual

1

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Net financing authority and financing disbursements:
Financing authority ........................................................ ................... ................... ...................
Financing disbursements ............................................... ...................
¥2
¥2

Identification code 75–4442–0–3–551

1

HEALTH EDUCATION ASSISTANCE LOANS PROGRAM ACCOUNT

Offsets:
Against gross financing authority and financing disbursements:
88.00
Offsetting collections (cash) from: Federal sources ...................

89.00
90.00

4

f

New financing authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): (Federal sources: From program account) .................................................................... ...................

73.20
87.00

LIABILITIES:
Non-Federal liabilities: Liabilities for
loan guarantees ..................................

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Administrative expense data:
351001 Budget authority ............................................................
359001 Outlays from new authority ...........................................

407

Status of Guaranteed Loans (in millions of dollars)
4
4

4
4

3
3

The Health Education Assistance Loan (HEAL) program
guarantees loans from private lenders to health professions
students to help pay for the costs of their training. As required by the Federal Credit Reform Act of 1990, this account
records, for the HEAL program, the subsidy costs associated
with HEAL loan guarantees committed in 1992 and beyond
(including modifications of HEAL loan guarantees that resulted from obligations or commitments in any year), as well
as administrative expenses of the program. The administrative expenses are estimated on a cash basis.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0340–0–1–552

2003 est.

2004 est.

2002 actual

Identification code 75–4304–0–3–552

2003 est.

2004 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders ..............................................................................

165

160

150

2150
2199

165
165

160
160

150
150

1,513
165
¥5

1,646
160
¥6

1,760
150
¥6

¥23

¥38

¥41

¥4

¥2

¥2

Total guaranteed loan commitments ........................
Guaranteed amount of guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
Disbursements of new guaranteed loans ......................
Repayments and prepayments ......................................
Adjustments:
2261
Terminations for default that result in loans receivable .......................................................................
2263
Terminations for default that result in claim payments ....................................................................
2210
2231
2251

2

2

1

2290

Outstanding, end of year ..........................................

1,646

1,760

1,861

41.0

Personnel compensation: Full-time permanent .............
Other purchases of goods and services from Government accounts ...........................................................
Grants, subsidies, and contributions ............................

2
18

2
20

2
18

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

1,646

1,760

1,861

99.9

Total new obligations ................................................

22

24

21
Addendum:
Cumulative balance of defaulted guaranteed loans
that result in loans receivable:
2310
Outstanding, start of year ........................................
2331
Disbursements for guaranteed loan claims .............
2351
Repayments of loans receivable ...............................

373
23
¥5

391
38
¥6

423
41
¥6

2390

391

423

458

11.1
25.3

Personnel Summary
2002 actual

Identification code 75–0340–0–1–552

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

2003 est.

22

2004 est.

22

Outstanding, end of year ......................................

17

This account records all cash flows to and from the Government resulting from HEAL loan guarantees committed between 1992 and 2004.

f

HEALTH EDUCATION ASSISTANCE LOANS FINANCING ACCOUNT

Balance Sheet (in millions of dollars)

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–4304–0–3–552

2003 est.

2004 est.

00.01
00.02

Obligations by program activity:
Death and disability claims ..........................................
Default claims ...............................................................

4
24

2
37

2
41

10.00

Total new obligations ................................................

28

39

43

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New financing authority (gross) ....................................

321
52

345
28

334
27

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

373
¥28
345

373
¥39
334

361
¥43
318

New financing authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

73.10
73.20
87.00

Change
Total
Total
Total

in obligated balances:
new obligations ....................................................
financing disbursements (gross) .........................
financing disbursements (gross) .........................

52

28

27

28
¥28
28

39
¥39
39

43
¥43
43

2003 est.

2004 est.

321
51

345
67

340
67

331
67

1999

Total assets ........................................
LIABILITIES:
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

372

412

407

398

2999

372

412

407

398

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

372

412

407

398

..................

..................

..................

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

372

412

407

398

HEALTH EDUCATION ASSISTANCE LOANS LIQUIDATING ACCOUNT
Program and Financing (in millions of dollars)

¥20
¥2
¥6

¥18
¥3
¥6

¥52

¥28

89.00
90.00

2002 actual

f

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
¥18
88.25
Interest on uninvested funds ............................... ...................
88.40
Recoveries of defaulted loans ..............................
¥34
88.90

2001 actual

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
1206 Non-Federal assets: Receivables, net .....

Identification code 75–4304–0–3–552

2002 actual

Identification code 75–4305–0–3–552

2003 est.

2004 est.

00.01
00.02
00.03

Obligations by program activity:
Death and disability claims ..........................................
Defaulted loans ..............................................................
Debt collection ...............................................................

3
17
5

3
19
6

3
15
6

10.00

Total new obligations ................................................

25

28

24

31

28

24

¥27

22.00
22.10

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
22.40 Capital transfer to general fund ...................................

17 ................... ...................
¥23 ................... ...................

Net financing authority and financing disbursements:
Financing authority ........................................................ ................... ................... ...................
Financing disbursements ...............................................
¥24
11
16

23.90
23.95

25
¥25

Total, offsetting collections (cash) ..................

VerDate Dec 13 2002

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Total budgetary resources available for obligation
Total new obligations ....................................................

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HHS

28
¥28

24
¥24

408

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

Credit accounts—Continued

Balance Sheet (in millions of dollars)

HEALTH EDUCATION ASSISTANCE LOANS LIQUIDATING ACCOUNT—
Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–4305–0–3–552

2003 est.

2004 est.

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
69.00 Offsetting collections (cash) .........................................

10
21

7
21

4
20

70.00

31

28

24

72.40
73.10
73.20
73.45
74.40

Total new budget authority (gross) ..........................
Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

2001 actual

2002 actual

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
1206 Non-Federal assets: Receivables, net .....

21
376

4
303

4
376

4
376

1999

Total assets ........................................
LIABILITIES:
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

397

307

380

380

397

307

380

380

2999

397

307

380

380

Identification code 75–4305–0–3–552

21
4
3
25
28
24
¥25
¥28
¥24
¥17 ................... ...................
4
3
3

Outlays (gross), detail:
Outlays from new mandatory authority .........................

25

28

24

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥21

¥21

¥20

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

10
4

7
7

4
4

89.00
90.00

..................

..................

..................

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

397

307

380

380

Object Classification (in millions of dollars)
2002 actual

2290

Outstanding, end of year ..........................................

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

Addendum:
Cumulative balance of defaulted guaranteed loans
that result in loans receivable:
2310
Outstanding, start of year ........................................
2331
Disbursements for guaranteed loan claims .............
2351
Repayments of loans receivable ...............................
2361
Write-offs of loans receivable ...................................
2364
Other adjustments, net .............................................
2390

Outstanding, end of year ......................................

2004 est.

25.2
42.0

Other services ................................................................
Insurance claims and indemnities ................................

5
20

6
22

6
18

99.9

Total new obligations ................................................

25

28

24

MEDICAL FACILITIES GUARANTEE

AND

LOAN FUND

Program and Financing (in millions of dollars)

2002 actual

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year .............................................
2251 Repayments and prepayments ......................................
Adjustments:
2261
Terminations for default that result in loans receivable .......................................................................
2263
Terminations for default that result in claim payments ....................................................................

2003 est.

f

Status of Guaranteed Loans (in millions of dollars)
Identification code 75–4305–0–3–552

2004 est.

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

Identification code 75–4305–0–3–552

86.97

2003 est.

2003 est.

2004 est.

668
¥39

619
¥42

566
¥35

¥8

¥9

¥7

¥2

¥2

¥2

619

566

522

619

566

2002 actual

Identification code 75–9931–0–3–551

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

67
1

68
1

69
1

23.90
24.40

Total budgetary resources available for obligation
Unobligated balance carried forward, end of year .......

68
68

69
69

70
70

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

1

1

1

72.40
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

1
1
1
1 ................... ...................
1
1
1

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

¥1 ................... ...................

522

497
488
458
8
9
7
¥15
¥15
¥15
¥24
¥24
¥24
22 ................... ...................
458

2004 est.

21.40
22.00

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

488

2003 est.

89.00
90.00

¥1

Status of Direct Loans (in millions of dollars)
2002 actual

Identification code 75–9931–0–3–551

This account records all cash flows to and from the Government resulting from HEAL loan guarantees committed prior
to 1992.

¥1

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥1
¥1
¥1

426

Note.—Includes carryover commitments from prior years.
Note.—The adjustment to loans receivable represents interest, which had not previously been reflected in cumulative
outstanding balances.

¥1

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year .............................................
1251 Repayments: Repayments and prepayments .................
1290

Outstanding, end of year ..........................................

2003 est.

2004 est.

9
¥1

8
¥1

7
¥1

8

7

6

Status of Guaranteed Loans (in millions of dollars)
Statement of Operations (in millions of dollars)
2002 actual

Identification code 75–9931–0–3–551
Identification code 75–4305–0–3–552

2001 actual

2002 actual

2003 est.

2004 est.

2003 est.

2004 est.

0101
0102

Revenue ...................................................
Expense ....................................................

14
–14

25
–25

28
–28

24
–24

2210
2251

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
Repayments and prepayments ......................................

19
¥3

16
¥3

13
¥3

0105

Net income or loss (–) ............................

..................

..................

..................

..................

2290

Outstanding, end of year ..........................................

16

13

10

Frm 00008

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HHS

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Trust Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

16

13

10

Title VII, part C of the Public Health Service Act established a revolving fund from which health professions schools
could borrow in order to provide loans to their students.
Public Law 89–751, the Allied Health Professions Personnel
Training Act of 1966, amended the Public Health Service
Act to authorize the Federal Government to pay the difference
between the interest paid by students to the schools and
the interest payable by the schools to the Government National Mortgage Association (GNMA) and the Treasury.
Title VI and subsequently title XVI of the Public Health
Service Act established a loan and loan guarantee fund for
medical facilities with a maximum amount allowable for the
Government’s liability. Direct loans were made available for
public facilities and guaranteed loans for private, nonprofit
facilities. Funds under this authority were established in the
amount of $50 million for use in fulfilling guarantees in event
of default, $30 million as a revolving fund for direct loans
and an amount for interest subsidy payments on guaranteed
loans. Unobligated balances will be used to pay defaults and
interest subsidy payments.

22.00

New budget authority (gross) ........................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

67

409
73

76

68
74
76
¥67
¥73
¥76
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Mandatory:
60.26
Appropriation (trust fund) .........................................

10

10

10

57

63

66

70.00

Total new budget authority (gross) ..........................

67

73

76

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

67
¥67

73
¥73

76
¥76

86.90
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from new mandatory authority .........................

10
57

10
63

10
66

87.00

Total outlays (gross) .................................................

67

73

76

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

67
66

73
73

76
76

1,628

1,758

1,980

1,758

1,980

2,060

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
92.01

f

Trust Funds
VACCINE INJURY COMPENSATION PROGRAM TRUST FUND
For payments from the Vaccine Injury Compensation Program Trust
Fund, such sums as may be necessary for claims associated with
vaccine-related injury or death with respect to vaccines administered
after September 30, 1988, pursuant to subtitle 2 of title XXI of the
Public Health Service Act, to remain available until expended: Provided, That for necessary administrative expenses, not to exceed
$2,991,000 shall be available from the Trust Fund to the Secretary
of Health and Human Services.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 20–8175–0–7–551

01.99

Balance, start of year ....................................................
Receipts:
02.00 Deposits .........................................................................
02.40 Interest income ..............................................................

2003 est.

2004 est.

1,627

1,759

1,907

109
90

124
97

124
105

Total receipts and collections ...................................

199

221

229

Total: Balances and collections ....................................
Appropriations:
05.00 Vaccine injury compensation program trust fund ........

1,826

1,980

2,136

¥67

¥73

¥76

05.99

Total appropriations ..................................................

¥67

¥73

¥76

07.99

Balance, end of year .....................................................

1,759

1,907

2,060

The Vaccine improvement program was established pursuant to Public Law 99–660 and Public Law 100–203, and
serves as a source of funds to pay claims for compensation
for vaccine related injury or death. This account reflects payments for claims for vaccine related injury or death occurring
after October 1, 1988.
Object Classification (in millions of dollars)
2002 actual

Identification code 20–8175–0–7–551

25.2
25.3

2003 est.

2004 est.

3

3

3

42.0

Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Insurance claims and indemnities ................................

7
57

7
63

7
66

99.9

Total new obligations ................................................

67

73

76

f

RICKY RAY HEMOPHILIA RELIEF FUND
Unavailable Collections (in millions of dollars)

02.99
04.00

2002 actual

Identification code 75–8074–0–7–551

2003 est.

2004 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.41 Interest on investments, Ricky ......................................
2
2 ...................
Appropriations:
05.00 Ricky Ray hemophilia relief fund ..................................
¥2
¥2 ...................
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
Program and Financing (in millions of dollars)
2002 actual

Identification code 20–8175–0–7–551

2003 est.

2004 est.
2002 actual

Identification code 75–8074–0–7–551

Obligations by program activity:
00.01 Compensation: Claims for post-FY 1989 injuries .........
Administrative expenses:
01.03
Claims processing (Claims Court) ............................
01.04
Claims processing (Public Health Service) ...............
01.05
Claims processing (Dept. of Justice) ........................
01.91

Total, administrative expenses .............................

57

48
2

4
3

1
2

10.00

Total new obligations ................................................

50

7

3

76

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

145
2

1 ...................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

147
¥50

10

10

10

21.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year

1

Jkt 193833

Obligations by program activity:
Compensation—claims .................................................
Administrative expenses subject to limitation ..............

3
3
4

67

PO 00000

2004 est.

00.01
00.02

3
3
4

Total new obligations ................................................

15:09 Jan 23, 2003

66

3
3
4

10.00

VerDate Dec 13 2002

63

2003 est.

73

Frm 00009

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HHS

97
92
2 ...................
99
¥7

92
¥3

410

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

RICKY RAY HEMOPHILIA RELIEF FUND—Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–8074–0–7–551

24.40

Unobligated balance carried forward, end of year .......

97

New budget authority (gross), detail:
Mandatory:
60.26
Appropriation (trust fund) .........................................

2

2003 est.

2004 est.

92

89

2 ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

86.98

Outlays (gross), detail:
Outlays from mandatory balances ................................

53

8

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2
53

2 ...................
8
3

130

91 ...................

3
1 ...................
50
7
3
¥53
¥8
¥3
1 ................... ...................

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

3

92.01

91 ................... ...................

The Ricky Ray hemophilia relief fund was established pursuant to Public Law 105–369 and serves as a source of funds
to pay claims to eligible individuals on behalf of persons with
HIV and a blood clotting disorder, who were treated with
an anti-hemophiliac factor between July 1982 and December
1987.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–8074–0–7–551

11.1
25.2
99.0

2

2002 actual

Total compensable workyears:
6001 Civilian full-time equivalent employment .....................

Program and Financing (in millions of dollars)

1
2

1
1

3

2

2003 est.

19

12

2004 est.

6

f

INDIAN HEALTH SERVICE
Federal Funds
INDIAN HEALTH SERVICES
For expenses necessary to carry out the Act of August 5, 1954 (68
Stat. 674), the Indian Self-Determination Act, the Indian Health Care
Improvement Act, and titles II and III of the Public Health Service
Act with respect to the Indian Health Service, $2,502,393,000, together
with payments received during the fiscal year pursuant to 42 U.S.C.
238(b) for services furnished by the Indian Health Service: Provided,
That funds made available to tribes and tribal organizations through
contracts, grant agreements, or any other agreements or compacts
authorized by the Indian Self-Determination and Education Assistance
Act of 1975 (25 U.S.C. 450), shall be deemed to be obligated at the
time of the grant or contract award and thereafter shall remain available to the tribe or tribal organization without fiscal year limitation:
Provided further, That up to $18,000,000 shall remain available until
expended, for the Indian Catastrophic Health Emergency Fund: Provided further, That $493,046,000 for contract medical care shall remain available for obligation until September 30, 2005: Provided further, That of the funds provided, up to $27,000,000 to remain available until expended, shall be used to carry out the loan repayment
15:09 Jan 23, 2003

Jkt 193833

PO 00000

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Clinical services ........................................................
00.02
Preventive health .......................................................
00.03
Urban health .............................................................
00.04
Indian health professions .........................................
00.05
Tribal management ...................................................
00.06
Direct operations .......................................................
00.07
Self-governance .........................................................
00.08
Contract support costs ..............................................
00.09
Diabetes funds ..........................................................
09.01 Reimbursable program ..................................................

1,802
100
31
34
2
54
9
268
100
767

1,945
103
32
35
2
55
10
271
100
805

1,987
108
32
35
2
57
10
271
150
812

10.00

Total new obligations ................................................

3,167

3,358

3,464

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

185
3,214

241
3,359

243
3,464

General and special funds:

VerDate Dec 13 2002

2002 actual

2004 est.

Personnel Summary
Identification code 75–8074–0–7–551

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Identification code 75–0390–0–1–551
2003 est.

Personnel compensation: Full-time permanent .............
2
Other services ................................................................ ...................
Limitation acct—direct obligations .....................

program under section 108 of the Indian Health Care Improvement
Act: Provided further, That funds provided in this Act may be used
for 1-year contracts and grants which are to be performed in 2 fiscal
years, so long as the total obligation is recorded in the year for which
the funds are appropriated: Provided further, That the amounts collected by the Secretary of Health and Human Services under the
authority of title IV of the Indian Health Care Improvement Act shall
remain available until expended for the purpose of achieving compliance with the applicable conditions and requirements of titles XVIII
and XIX of the Social Security Act (exclusive of planning, design,
or construction of new facilities): Provided further, That funding contained herein, and in any earlier appropriations Acts for scholarship
programs under the Indian Health Care Improvement Act (25 U.S.C.
1613) shall remain available until expended: Provided further, That
amounts received by tribes and tribal organizations under title IV
of the Indian Health Care Improvement Act shall be reported and
accounted for and available to the receiving tribes and tribal organizations until expended: Provided further, That, notwithstanding any
other provision of law, of the amounts provided herein, not to exceed
$270,734,000 shall be for payments to tribes and tribal organizations
for contract or grant support costs associated with contracts, grants,
self-governance compacts or annual funding agreements between the
Indian Health Service and a tribe or tribal organization pursuant
to the Indian Self-Determination Act of 1975, as amended, prior to
or during fiscal year 2004, of which not to exceed $2,500,000 may
be used for contract support costs associated with new or expanded
self-determination contracts, grants, self-governance compacts or annual funding agreements: Provided further, That funds available for
the Indian Health Care Improvement Fund may be used, as needed,
to carry out activities typically funded under the Indian Health Facilities account.

Frm 00010

Fmt 3616

23.90
23.95
23.98
24.40

11 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

3,410
3,600
3,707
¥3,167
¥3,358
¥3,464
¥2 ................... ...................
241
243
243

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.73
Reduction pursuant to P.L. 107–206 .......................

2,390
2,454
2,502
¥1 ................... ...................

43.00

Appropriation (total discretionary) ........................
Mandatory:
Appropriation .............................................................
Transferred from CMS for diabetes ..........................

2,389

Appropriation (total mandatory) ...........................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

100

100

150

692

805

812

60.00
62.00
62.50

68.00
68.10

Sfmt 3643

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HHS

2,454

2,502

70
100
150
30 ................... ...................

33 ................... ...................

INDIAN HEALTH SERVICE—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
68.90
70.00

Spending authority from offsetting collections
(total discretionary) .....................................

725

805

812

Total new budget authority (gross) ..........................

3,214

3,359

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
73.45
74.00

411

32.0
41.0

Land and structures ..................................................
Grants, subsidies, and contributions ........................

3
1,310

3
1,438

5
1,427

3,464

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

2,400
767

2,553
805

2,652
812

604
605
728
3,167
3,358
3,464
¥3,212
¥3,325
¥3,463
9
9 ...................
¥11 ................... ...................

99.9

Total new obligations ................................................

3,167

3,358

3,464

¥33 ................... ...................
81
605

81 ...................
728
729

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

2,869
243
20
80

2,964
281
20
60

3,013
341
30
79

87.00

Total outlays (gross) .................................................

3,212

3,325

3,463

Personnel Summary
2002 actual

Identification code 75–0390–0–1–551

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment
1101
Military full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment
2101
Military full-time equivalent employment

2003 est.

2004 est.

.................
.................

7,454
1,071

7,498
1,071

7,528
1,073

.................
.................

4,415
619

4,416
618

4,420
614

f

INDIAN HEALTH FACILITIES
Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥381
¥386

¥410
¥395

¥448
¥364

88.90

¥767

¥805

¥812

88.95
88.96

89.00
90.00

99.00
99.01

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Portion of offsetting collections (cash) credited to
expired accounts ...................................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥33 ................... ...................
75 ................... ...................

2,489
2,445

2,554
2,520

2,652
2,651

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
59
62
Outlays ...........................................................................
59
62

67
67

The Indian health services account provides medical care,
public health services, and health professions training opportunities to American Indians and Alaska Natives. An estimated $1,445 million will be administered by tribal governments under self-determination contracts and self-governance
compacts in 2004.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0390–0–1–551

11.1
11.3
11.5
11.7
11.9
12.1
12.2
13.0
21.0
21.0
22.0
23.1
23.2
23.3
24.0
25.1
25.2
25.4
25.6
25.7
25.8
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................
Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Benefits for former personnel ...................................
Travel and transportation of persons:
Travel and transportation of persons ...................
Patient Travel ........................................................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Operation and maintenance of facilities ..................
Medical care ..............................................................
Operation and maintenance of equipment ...............
Subsistence and support of persons ........................
Supplies and materials .............................................
Equipment .................................................................

VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

2003 est.

2004 est.

For construction, repair, maintenance, improvement, and equipment
of health and related auxiliary facilities, including quarters for personnel; preparation of plans, specifications, and drawings; acquisition
of sites, purchase and erection of modular buildings, and purchases
of trailers; and for provision of domestic and community sanitation
facilities for Indians, as authorized by section 7 of the Act of August
5, 1954 (42 U.S.C. 2004a), the Indian Self-Determination Act, and
the Indian Health Care Improvement Act, and for expenses necessary
to carry out such Acts and titles II and III of the Public Health
Service Act with respect to environmental health and facilities support
activities of the Indian Health Service, $387,269,000, to remain available until expended: Provided, That notwithstanding any other provision of law, funds appropriated for the planning, design, construction
or renovation of health facilities for the benefit of an Indian tribe
or tribes may be used to purchase land for sites to construct, improve,
or enlarge health or related facilities: Provided further, That not to
exceed $500,000 shall be used by the Indian Health Service to purchase TRANSAM equipment from the Department of Defense for distribution to the Indian Health Service and tribal facilities: Provided
further, That not to exceed $500,000 shall be used by the Indian
Health Service to obtain ambulances for the Indian Health Service
and tribal facilities in conjunction with an existing interagency agreement between the Indian Health Service and the General Services
Administration: Provided further, That not to exceed $500,000 shall
be placed in a Demolition Fund, available until expended, to be used
by the Indian Health Service for demolition of Federal buildings.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)
312
17
29
72

333
18
22
77

346
19
35
81

430
86
30
7

450
91
33
8

481
97
38
10

29
8
8
11
2

27
8
8
11
2

29
10
10
13
4

18
1
5
91
6
215
4
1
126
9

19
1
5
87
6
215
4
2
126
9

21
3
7
89
8
251
6
4
128
11

Frm 00011

Fmt 3616

PO 00000

2002 actual

Identification code 75–0391–0–1–551

2003 est.

2004 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Rent and charges for quarters, Indian health service,
HHS ............................................................................
6
6
6
Appropriations:
05.00 Indian health facilities ..................................................
¥6
¥6
¥6
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0391–0–1–551

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Sanitation and health facilities ................................
00.02
Maintenance ..............................................................
00.03
Facilities and environmental health .........................
00.04
Equipment .................................................................

190
48
127
13

166
53
134
16

184
53
140
16

01.00
09.01

378
2

369
2

393
2

Total direct program .............................................
Reimbursable program ..................................................

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

412

INDIAN HEALTH SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
INDIAN HEALTH FACILITIES—Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–0391–0–1–551

10.00

Total new obligations ................................................

2003 est.

380

2004 est.

371

32.0
41.0

Land and structures ..................................................
Grants, subsidies, and contributions ........................

15
96

15
98

15
99

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

378
2

369
2

393
2

99.9

Total new obligations ................................................

380

371

395

395

Personnel Summary
Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Mandatory:
60.20
Appropriation (special fund) .....................................
Discretionary:
68.00
Spending authority from offsetting collections: Offsetting collections (cash) .....................................

138
382

142
376

145
400

520
¥380
142

518
¥371
145

545
¥395
150

369

363

387

6

6

6

7

7

7

Total new budget authority (gross) ..........................

382

376

400

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

323
380
¥379
323

323
371
¥339
354

354
395
¥385
364

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

155
218
6

116
217
6

123
256
6

87.00

Total outlays (gross) .................................................

379

339

385

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥7

¥7

¥7

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

375
372

369
332

393
378

99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
9
9
Outlays ...........................................................................
9
9

10
10

The Indian health facilities account supports construction,
repair and improvement, equipment, and environmental
health and facilities support for the Indian health services.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0391–0–1–551

11.1
11.3
11.5
11.7
11.9
12.1
12.2
21.0
22.0
23.1
23.3
25.1
25.2
25.3
25.4
25.7
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................
Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................

VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
1101
Military full-time equivalent employment .................

1,162
168

2003 est.

1,179
169

2004 est.

1,205
171

f

70.00

89.00
90.00

2002 actual

Identification code 75–0391–0–1–551

2003 est.

2004 est.

35
6
1
17

38
6
1
18

40
7
1
20

59
9
6
3
2
1

63
10
6
3
3
1

68
11
7
3
3
1

11
2
150

11
2
134

12
4
151

1
9
1
10
3

1
8
1
10
3

1
3
1
11
3

Frm 00012

Fmt 3616

PO 00000

ADMINISTRATIVE PROVISIONS, INDIAN HEALTH SERVICE
Appropriations in this Act to the Indian Health Service shall be
available for services as authorized by 5 U.S.C. 3109 but at rates
not to exceed the per diem rate equivalent to the maximum rate payable for senior-level positions under 5 U.S.C. 5376; hire of passenger
motor vehicles and aircraft; purchase of medical equipment; purchase
of reprints; purchase, renovation and erection of modular buildings
and renovation of existing facilities; payments for telephone service
in private residences in the field, when authorized under regulations
approved by the Secretary; and for uniforms or allowances therefor
as authorized by 5 U.S.C. 5901–5902; and for expenses of attendance
at meetings which are concerned with the functions or activities for
which the appropriation is made or which will contribute to improved
conduct, supervision, or management of those functions or activities.
In accordance with the provisions of the Indian Health Care Improvement Act, non-Indian patients may be extended health care at
all tribally administered or Indian Health Service facilities, subject
to charges, and the proceeds along with funds recovered under the
Federal Medical Care Recovery Act (42 U.S.C. 2651–2653) shall be
credited to the account of the facility providing the service and shall
be available without fiscal year limitation. Notwithstanding any other
law or regulation, funds transferred from the Department of Housing
and Urban Development to the Indian Health Service shall be administered under Public Law 86–121 (the Indian Sanitation Facilities
Act) and Public Law 93–638, as amended.
Funds appropriated to the Indian Health Service in this Act, except
those used for administrative and program direction purposes, shall
not be subject to limitations directed at curtailing Federal travel and
transportation.
Notwithstanding any other provision of law, funds previously or
herein made available to a tribe or tribal organization through a
contract, grant, or agreement authorized by title I or title III of the
Indian Self-Determination and Education Assistance Act of 1975 (25
U.S.C. 450), may be deobligated and reobligated to a self-determination contract under title I, or a self-governance agreement under title
III of such Act and thereafter shall remain available to the tribe
or tribal organization without fiscal year limitation.
None of the funds made available to the Indian Health Service
in this Act shall be used to implement the final rule published in
the Federal Register on September 16, 1987, by the Department of
Health and Human Services, relating to the eligibility for the health
care services of the Indian Health Service until the Indian Health
Service has submitted a budget request reflecting the increased costs
associated with the proposed final rule, and such request has been
included in an appropriations Act and enacted into law.
With respect to functions transferred by the Indian Health Service
to tribes or tribal organizations, the Indian Health Service is authorized to provide goods and services to those entities, on a reimbursable
basis, including payment in advance with subsequent adjustment. The
reimbursements received therefrom, along with the funds received from
those entities pursuant to the Indian Self-Determination Act, may
be credited to the same or subsequent appropriation account which
provided the funding. Such amounts shall remain available until
expended.
Reimbursements for training, technical assistance, or services provided by the Indian Health Service will contain total costs, including
direct, administrative, and overhead associated with the provision
of goods, services, or technical assistance.
Sfmt 3616

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HHS

CENTERS FOR DISEASE CONTROL AND PREVENTION
Federal Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES
The appropriation structure for the Indian Health Service may not
be altered without advance notice submitted to the House and Senate
Committees on Appropriations.
f

CENTERS FOR DISEASE CONTROL AND
PREVENTION
Federal Funds
General and special funds:
DISEASE CONTROL, RESEARCH,

AND

Note.—A regular 2003 appropriations for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Unavailable Collections (in millions of dollars)
2002 actual

2003 est.

2004 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Cooperative research and development agreements,
Centers for Disease Contr .........................................
1
1
1
Appropriations:
05.00 Disease control, research, and training ........................
¥1
¥1
¥1
07.99

10.00

Total new obligations ................................................

Balance, end of year ..................................................... ................... ................... ...................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

4,602
4,440
4,547
¥4,535
¥4,373
¥4,479
¥1 ................... ...................
66
67
68

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 (Labor/HHS)
40.73
Reduction pursuant to P.L. 107–206 .......................
42.00
Transferred from other accounts ..............................

4,306
4,166
4,267
¥2 ................... ...................
¥3 ................... ...................
25 ................... ...................

43.00

Appropriation (total discretionary) ........................
Mandatory:
Appropriation (special fund) .....................................
Transferred from other accounts ..............................

4,326

Appropriation (total mandatory) ...........................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

4

1

1

71

207

212

60.20
62.00
62.50

68.00
68.10
68.90
70.00

2002 actual

Obligations by program activity:
Direct program:
00.19
Birth defects/developmental disabilities/disability
and health ............................................................
00.20
Chronic disease prev & health promotion ................
00.21
Environmental health ................................................
00.22
Epidemic services and response ...............................
00.23
Health statistics ........................................................
00.24
HIV/AIDS, STD and TB prevention .............................
00.25
Immunization .............................................................
00.26
Infectious disease control .........................................
00.27
Injury prevention and control ....................................
00.28
Occupational safety and health ................................
00.29
Preventive health and heath service block grant
00.30
Public health improvement .......................................
00.31
Building and facilities ..............................................
00.32
Office of the Director ................................................
00.33
Response and recovery ..............................................
09.01 Reimbursable program ..................................................
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

4,373

4,479

47
4,554

66
4,374

67
4,480

1 ................... ...................

2004 est.

90
89
87
747
690
834
157
152
150
81
78
76
103
79
73
1,148
1,235
1,281
627
628
621
348
335
331
149
145
145
281
248
246
135
135
135
148
117
114
236
184
114
49
51
60
12 ................... ...................
224
207
212
PO 00000

Frm 00013

Fmt 3616

4,267

1
1
1
3 ................... ...................

153 ................... ...................
224

207

212

Total new budget authority (gross) ..........................

4,554

4,374

4,480

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................

3,246
3,972
4,032
4,535
4,373
4,479
¥3,708
¥4,313
¥4,396
¥20 ................... ...................
¥1 ................... ...................
¥153 ................... ...................
75 ................... ...................
3,972
4,032
4,115

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

1,597
2,110
1

1,582
2,730
1

1,620
2,775
1

87.00

Total outlays (gross) .................................................

3,708

4,313

4,396

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
¥145
88.40
Non-Federal sources ............................................. ...................

¥205
¥2

¥210
¥2

¥145

¥207

¥212

88.95
2003 est.

4,166

Spending authority from offsetting collections
(total discretionary) .....................................

72.40
73.10
73.20
73.40
73.45
74.00

88.90

Program and Financing (in millions of dollars)
Identification code 75–0943–0–1–999

4,535

TRAINING

To carry out titles II, III, VII, XI, XV, XVII, XIX, XXI, and XXVI
of the Public Health Service Act, sections 101, 102, 103, 201, 202,
203, 301, and 501 of the Federal Mine Safety and Health Act of
1977, sections 20, 21, and 22 of the Occupational Safety and Health
Act of 1970, title IV of the Immigration and Nationality Act, and
section 501 of the Refugee Education Assistance Act of 1980; including
insurance of official motor vehicles in foreign countries; and hire,
maintenance, and operation of aircraft, $4,267,330,000, of which
$114,000,000 shall remain available until expended for equipment
and construction and renovation of facilities; of which $293,763,000
for international HIV/AIDS shall remain available until September
30, 2005, including not less than $150,000,000, to remain available
until expended, for the ‘‘International Mother and Child HIV Prevention Initiative.’’ In addition, such sums as may be derived from authorized user fees, which shall be credited to this account: Provided,
That in addition to amounts provided herein, up to $51,982,000 shall
be available from amounts available under section 241 of the Public
Health Service Act to carry out the National Center for Health Statistics surveys: Provided further, That none of the funds made available
for injury prevention and control at the Centers for Disease Control
and Prevention may be used to advocate or promote gun control:
Provided further, That the Director may redirect the total amount
made available under authority of Public Law 101–502, section 3,
dated November 3, 1990, to activities the Director may so designate:
Provided further, That the Congress is to be notified promptly of
any such transfer: Provided further, That not to exceed $10,000,000
may be available for making grants under section 1509 of the Public
Health Service Act to not more than 15 States.

Identification code 75–0943–0–1–999

413

88.96

89.00
90.00

99.00
99.01

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Portion of offsetting collections (cash) credited to
expired accounts ...................................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥153 ................... ...................
74 ................... ...................

4,330
3,565

4,167
4,106

4,268
4,184

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
52
55
Outlays ...........................................................................
52
55

63
63

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
4,330
4,167
Outlays ....................................................................................
3,563
4,106
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Sfmt 3647

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HHS

2004 est.

4,268
4,184
–110
–48

414

CENTERS FOR DISEASE CONTROL AND PREVENTION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
DISEASE CONTROL, RESEARCH,

AND

DISEASE CONTROL, RESEARCH,
TRAINING—Continued

Program and Financing (in millions of dollars)

(in millions of dollars)
2002 actual

2003 est.

4,330
3,563

4,167
4,106

2004 est.

4,158
4,136

The Centers for Disease Control and Prevention (CDC) supports a number of categorical programs designed to improve
the health, safety, and protection of all Americans. These
programs include immunization, HIV prevention, chronic disease prevention and health promotion, infectious disease control, occupational safety and health, injury prevention and
control, environmental health, and programs that reduce the
occurrence of birth defects and developmental disabilities.
CDC also supports bioterrorism and emergency response activities. Funding for these activities is included in the Public
Health and Social Services Emergency Fund provided to CDC
from the Office of the Secretary of Health and Human Services. The budget request for the 317 immunization program
assumes enactment of a legislative proposal that reduces the
discretionary request by $110 million.
Object Classification (in millions of dollars)
2002 actual

11.1
11.3
11.5
11.7
11.8
11.9
12.1
12.2
21.0
22.0
23.1
23.2
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................
Special personal services payments ....................

2003 est.

372
41
23
59
1

379
42
24
60
1

469
106
31
35
8
38
2

496
115
37
35
6
40
2

506
117
38
36
6
42
2

21
7
104
79

28
7
93
44

28
7
95
22

25.4
25.5
25.6
25.7
26.0
31.0
32.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Research and development contracts .......................
Medical care ..............................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................

265
47
270
2
19
32
64
221
2,491

125
43
241
2
17
21
43
180
2,591

129
44
261
2
19
21
39
110
2,743

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

4,311
224

4,166
207

4,267
212

99.9

Total new obligations ................................................

4,535

4,373

4,479

24.0
25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 75–0943–0–1–999

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment
1101
Military full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment
2101
Military full-time equivalent employment
Allocation account:
Total compensable workyears:
3001
Civilian full-time equivalent employment
VerDate Dec 13 2002

15:09 Jan 23, 2003

2003 est.

2004 est.

.................
.................

6,599
796

6,559
797

6,558
796

.................
.................

352
32

347
31

356
32

.................

Jkt 193833

420
PO 00000

497

497

Frm 00014

Fmt 3616

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.25
Immunization ............................................................. ................... ...................

¥110

10.00

Total new obligations (object class 41.0) ................ ................... ...................

¥110

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

¥110
110

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................

¥110

73.10
73.20
74.40

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................
Obligated balance, end of year ..................................... ................... ...................

¥110
48
¥62

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

¥48

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

¥110
¥48

2004 est.

354
41
23
50
1

2002 actual

Identification code 75–0943–2–1–999

f

Identification code 75–0943–0–1–999

TRAINING

(Legislative proposal, not subject to PAYGO)

Summary of Budget Authority and Outlays—Continued

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

AND

The budget includes legislative proposals for the Vaccines
for Children (VFC) program to expand access to immunizations for VFC-eligible children. Legislation amending the Vaccines for Children program will be proposed to allow underinsured children to receive immunizations at state and local
public health clinics and to lift the price cap on the tetanusdiphtheria booster. These proposals will result in approximately $110 million in savings from the CDC discretionary
317 immunization program. The budget request for the 317
program assumes enactment of this proposal.
f

AGENCY

FOR

TOXIC SUBSTANCES

AND

DISEASE REGISTRY

TOXIC SUBSTANCES AND ENVIRONMENTAL PUBLIC HEALTH

For necessary expenses for the Agency for Toxic Substances and
Disease Registry (ATSDR) in carrying out activities set forth in sections 104(i), 111(c)(4), and 111(c)(14) of the Comprehensive Environmental Response, Compensation, and Liability Act of 1980 (CERCLA),
as amended; section 118(f) of the Superfund Amendments and Reauthorization Act of 1986 (SARA), as amended; and section 3019 of
the Solid Waste Disposal Act, as amended, $73,467,000, to be derived
from the Hazardous Substance Superfund Trust Fund pursuant to
section 517(a) of SARA (26 U.S.C. 9507): Provided, That notwithstanding any other provision of law, in lieu of performing a health
assessment under section 104(i)(6) of CERCLA, the Administrator of
ATSDR may conduct other appropriate health studies, evaluations,
or activities, including, without limitation, biomedical testing, clinical
evaluations, medical monitoring, and referral to accredited health care
providers: Provided further, That in performing any such health assessment or health study, evaluation, or activity, the Administrator
of ATSDR shall not be bound by the deadlines in section 104(i)(6)(A)
of CERCLA: Provided further, That none of the funds appropriated
under this heading shall be available for ATSDR to issue in excess
of 40 toxicological profiles pursuant to section 104(i) of CERCLA during fiscal year 2004, and existing profiles may be updated as necessary.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Sfmt 3616

E:\BUDGET\HHS.XXX

HHS

NATIONAL INSTITUTES OF HEALTH
Federal Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES
21.0
23.3

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–8252–0–7–551

2003 est.

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

78
31

77
25

73
25

10.00

Total new obligations ................................................

109

102

98

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

109
¥109

102
¥102

98
¥98

68.90
70.00

78

77

73

7

25

25

24 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

31

25

25

Total new budget authority (gross) ..........................

109

102

98

30
109
¥77

44
102
¥114

32
98
¥100

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................

2

2

2

1
5
2

1
4
2

1
4
1

9
3
3
20

7
7
2
18

5
6
2
18

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

78
31

77
25

73
25

99.9

Total new obligations ................................................

109

102

98

2004 est.

00.01
09.01

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

25.5
31.0
41.0

Travel and transportation of persons .......................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Equipment .................................................................
Grants, subsidies, and contributions ........................

415

25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 75–8252–0–7–551

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment
1101
Military full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment
2101
Military full-time equivalent employment

2003 est.

2004 est.

.................
.................

308
63

301
63

301
63

.................
.................

57
8

57
8

57
8

f

NATIONAL INSTITUTES OF HEALTH
¥24 ................... ...................

Federal Funds
6 ................... ...................
44
32
30

General and special funds:

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

60
17

77
37

75
25

For carrying out section 301 and title IV of the Public Health
Service Act with respect to cancer, $4,770,519,000.

87.00

77

114

100

¥13

¥25

¥25

NATIONAL CANCER INSTITUTE

NATIONAL HEART, LUNG,
Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
88.96
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥24 ................... ...................
6 ................... ...................

78
65

77
89

73
75

4
4

The Agency for Toxic Substances and Disease Registry
(ATSDR) is authorized under the Comprehensive Environmental Response, Compensation, and Liability Act of 1980
(CERCLA). ATSDR assesses health hazards at specific hazardous waste sites helping to prevent or reduce exposure and
illnesses that result, and increasing knowledge and understanding of the health effects that may result from exposure
to hazardous substances. ATSDR is financed through the EPA
Superfund.

2002 actual

Identification code 75–8252–0–7–551

2003 est.

2004 est.

11.1
11.3
11.5
11.7

20
1
1
4

20
1
1
4

21
1
1
4

11.9
12.1
12.2

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................

26
5
2

26
6
2

27
5
2

Frm 00015

Fmt 3616

15:09 Jan 23, 2003

Jkt 193833

NATIONAL INSTITUTE

PO 00000

OF

DENTAL

AND

CRANIOFACIAL RESEARCH

OF

DIABETES AND DIGESTIVE
DISEASES

AND

KIDNEY

For carrying out section 301 and title IV of the Public Health
Service Act with respect to diabetes and digestive and kidney disease,
$1,670,007,000.
OF

NEUROLOGICAL DISORDERS

AND

STROKE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to neurological disorders and stroke,
$1,468,926,000.
NATIONAL INSTITUTE

OF

ALLERGY

(INCLUDING

AND

INFECTIOUS DISEASES

TRANSFER OF FUNDS)

For carrying out section 301 and title IV of the Public Health
Service Act with respect to allergy and infectious diseases,
$4,335,255,000: Provided, That $100,000,000 may be made available
to International Assistance Programs, ‘‘Global Fund to Fight HIV/
AIDS, Malaria, and Tuberculosis’’, to remain available until expended,
to further the Institute’s efforts to prevent and alleviate these diseases.
OF

GENERAL MEDICAL SCIENCES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to general medical sciences, $1,923,133,000.
NATIONAL INSTITUTE

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................

VerDate Dec 13 2002

NATIONAL INSTITUTE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to dental disease, $382,396,000.

NATIONAL INSTITUTE

Object Classification (in millions of dollars)

BLOOD INSTITUTE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to cardiovascular, lung, and blood diseases,
and blood and blood products, $2,867,995,000.

NATIONAL INSTITUTE

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
3
3
Outlays ...........................................................................
3
3

AND

OF

CHILD HEALTH

AND

HUMAN DEVELOPMENT

For carrying out section 301 and title IV of the Public Health
Service Act with respect to child health and human development,
$1,245,371,000.
NATIONAL EYE INSTITUTE
For carrying out section 301 and title IV of the Public Health
Service Act with respect to eye diseases and visual disorders,
$648,299,000.
Sfmt 3616

E:\BUDGET\HHS.XXX

HHS

416

NATIONAL INSTITUTES OF HEALTH—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
NATIONAL INSTITUTE

ENVIRONMENTAL HEALTH SCIENCES

OF

For necessary expenses for the National Institute of Environmental
Health Sciences in carrying out activities set forth in section 311(a)
of the Comprehensive Environmental Response, Compensation, and
Liability Act of 1980, as amended, and section 126(g) of the Superfund
Amendments and Reauthorization Act of 1986, $78,774,000.
For carrying out sections 301 and 311 and title IV of the Public
Health Service Act with respect to environmental health sciences,
$630,774,000.
NATIONAL INSTITUTE

ON

AGING

For carrying out section 301 and title IV of the Public Health
Service Act with respect to aging, $994,411,000.
NATIONAL INSTITUTE

OF

ARTHRITIS AND MUSCULOSKELETAL
SKIN DISEASES

AND

For carrying out section 301 and title IV of the Public Health
Service Act with respect to arthritis and musculoskeletal and skin
diseases, $502,778,000.
NATIONAL INSTITUTE

ON

DEAFNESS AND OTHER COMMUNICATION
DISORDERS

For carrying out section 301 and title IV of the Public Health
Service Act with respect to deafness and other communication disorders, $380,377,000.
NATIONAL INSTITUTE

OF

ON

ALCOHOL ABUSE

AND

ON

ALCOHOLISM

OF

MENTAL HEALTH

NATIONAL HUMAN GENOME RESEARCH INSTITUTE

BIOMEDICAL IMAGING

AND

FOR

RESEARCH RESOURCES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to research resources and general research
support grants, $1,053,926,000: Provided, That none of these funds
shall be used to pay recipients of the general research support grants
program any amount for indirect expenses in connection with such
grants.
NATIONAL CENTER

FOR

COMPLEMENTARY
MEDICINE

AND

ALTERNATIVE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to complementary and alternative medicine,
$116,202,000.
NATIONAL CENTER

ON

MINORITY HEALTH

AND

HEALTH DISPARITIES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to minority health and health disparities
research, $192,724,000.
JOHN E. FOGARTY INTERNATIONAL CENTER
For carrying out the activities at the John E. Fogarty International
Center, $64,266,000.
NATIONAL LIBRARY

OF

MEDICINE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to health information communications,
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

PO 00000

2002 actual

Identification code 75–9915–0–1–552

2003 est.

2004 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Cooperative research and development agreements,
NIH .............................................................................
15
15
15
Appropriations:
05.00 National Institutes of Health .........................................
¥15
¥15
¥15
07.99

Balance, end of year ..................................................... ................... ................... ...................

BIOENGINEERING

For carrying out section 301 and title IV of the Public Health
Service Act with respect to biomedical imaging and bioengineering
research, $282,109,000.
NATIONAL CENTER

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

01.99

For carrying out section 301 and title IV of the Public Health
Service Act with respect to human genome research, $478,072,000.
OF

For the study of, construction of, renovation of, and acquisition
of equipment for, facilities of or used by the National Institutes of
Health, including the acquisition of real property, $80,000,000, to
remain available until expended.

Unavailable Collections (in millions of dollars)

For carrying out section 301 and title IV of the Public Health
Service Act with respect to mental health, $1,382,114,000.

NATIONAL INSTITUTE

DIRECTOR

TRANSFER OF FUNDS)

For carrying out the responsibilities of the Office of the Director,
National Institutes of Health, $317,983,000, of which $60,942,000
shall be for the Office of AIDS Research: Provided, That funding
shall be available for the purchase of not to exceed 29 passenger
motor vehicles for replacement only: Provided further, That the Director may direct up to 1 percent of the total amount made available
in this or any other Act to all National Institutes of Health appropriations to activities the Director may so designate: Provided further,
That no such appropriation shall be decreased by more than 1 percent
by any such transfers and that the Congress is promptly notified
of the transfer: Provided further, That the National Institutes of
Health is authorized to collect third party payments for the cost of
clinical services that are incurred in National Institutes of Health
research facilities and that such payments shall be credited to the
National Institutes of Health Management Fund: Provided further,
That all funds credited to the National Institutes of Health Management Fund shall remain available for one fiscal year after the fiscal
year in which they are deposited.

DRUG ABUSE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to drug abuse, $995,614,000.
NATIONAL INSTITUTE

OF THE

BUILDINGS AND FACILITIES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to alcohol abuse and alcoholism,
$430,121,000.
NATIONAL INSTITUTE

OFFICE
(INCLUDING

NURSING RESEARCH

For carrying out section 301 and title IV of the Public Health
Service Act with respect to nursing research, $134,579,000.
NATIONAL INSTITUTE

$316,040,000, of which $4,000,000 shall be available until expended
for improvement of information systems: Provided, That in fiscal year
2004, the Library may enter into personal services contracts for the
provision of services in facilities owned, operated, or constructed under
the jurisdiction of the National Institutes of Health.

Frm 00016

Fmt 3616

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–9915–0–1–552

Obligations by program activity:
Direct program:
00.01
National Cancer Institute ..........................................
00.02
National Heart, Lung, and Blood Institute ...............
00.03
National Institute of Dental and Craniofacial Research ...................................................................
00.04
National Institute of Diabetes and Digestive and
Kidney Disease ......................................................
00.05
National Institute of Neurological Disorders and
Stroke ....................................................................
00.06
National Institute of Allergy and Infectious Diseases .....................................................................
00.07
National Institute of General Medical Sciences .......
00.08
National Institute of Child Health and Human Development ..............................................................
00.09
National Eye Institute ................................................
00.10
National Institute of Environmental Health Sciences
00.11
National Institute on Aging .......................................
00.12
National Institute of Arthritis and Musculoskeletal
and Skin Disease ..................................................
00.13
National Institute on Deafness and Other Communication Disorder ...................................................
00.14
National Institute of Mental Health ..........................
00.15
National Institute on Drug Abuse .............................
00.16
Natinal Institute on Alcohol Abuse and Alcoholism
00.17
National Institute of Nursing Research ....................
00.18
National Human Genome Research Institute ............
00.19
National Institute of Biomedical Imaging and Bioengineering ...........................................................
Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

2003 est.

2004 est.

4,178
2,570

4,673
2,779

4,771
2,868

342

370

382

1,560

1,704

1,820

1,325

1,432

1,469

2,340
1,723

3,984
1,874

4,335
1,923

1,111
580
645
891

1,196
626
685
958

1,245
648
710
994

448

486

503

341
1,245
892
383
120
428

366
1,344
961
415
130
458

380
1,382
996
430
135
478

111

120

282

NATIONAL INSTITUTES OF HEALTH—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
00.20
00.21

00.23
00.24
00.25
00.26
00.27
00.28
09.00

National Center for Research Resources ..................
National Center for Complementary and Alternative
Medicine ................................................................
National Center on Minority Health and Health Disparities ..................................................................
John E. Fogarty International Center ........................
National Library of Medicine .....................................
Office of the Director ................................................
Buildings and facilities .............................................
Cooperative Research and Development Agreements
Royalities ...................................................................
Reimbursable program ..................................................

10.00

Total new obligations ................................................

24,853

29,214

29,794

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

209
25,119

466
29,214

464
29,794

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

00.22

1,010
104

1,090
113

1,054
116

158
186
193
57
63
64
276
308
316
235
254
318
115
769
80
9
15
15
28 ................... ...................
1,628
1,855
1,887

99.00
99.01

417

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
86
92
Outlays ...........................................................................
86
92

104
104

DISTRIBUTION OF BUDGET AUTHORITY AND OUTLAYS BY ACCOUNT
[Dollars in millions]

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.35
Appropriation rescinded ............................................
40.71
Reduction pursuant to P.L. 107–116 (Labor/HHS)
40.73
Reduction pursuant to P.L. 107–206 .......................
41.00
Transferred to other accounts ...................................
42.00
Transferred from other accounts ..............................

23,366
¥30
¥9
¥27
¥125
7

27,244
...................
...................
...................
...................
...................

27,742
...................
...................
...................
...................
...................

43.00

Appropriation (total discretionary) ........................
Mandatory:
Appropriation .............................................................
Appropriation (special fund) .....................................
Transferred from other accounts ..............................

23,182

27,244

27,742

Appropriation (total mandatory) ...........................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

112

115

165

Distribution of budget authority by account:
National Cancer Institute .......................................................
National Heart, Lung, and Blood Institute .............................
National Institute of Dental and Craniofacial Research .......
National Institute of Diabetes and Digestive and Kidney
Diseases .............................................................................
National Institute of Neurological Disorder and Stroke .........
National Institute of Allergy and Infectious Diseases ...........
National Institute of General Medical Sciences .....................
National Institute of Child Health and Human Development
National Eye Institute .............................................................
National Institute of Environmental Health Sciences ............
National Institute on Aging ....................................................
National Institute of Arthritis and Musculoskeletal and Skin
Diseases .............................................................................
National Institute on Deafness and Other Communication
Disorders .............................................................................
National Institute of Nursing Research ..................................
National Institute on Alcohol Abuse and Alcoholism .............
National Institute on Drug Abuse ...........................................
National Institute of Mental Health .......................................
National Center for Research Resources ................................
National Human Genome Research Institute .........................
National Institute of Biomedical Imaging and Bioengineering .........................................................................
National Center for Complementary and Alternative Medicine .....................................................................................
National Center for Minority Health and Health Disparities
John E. Fogarty International Center ......................................
National Library of Medicine ..................................................
Office of the Director ..............................................................
Buildings and facilities ..........................................................

1,533

1,855

1,887

Subtotal ..........................................................................
Cooperative Research and Development Agreements ............

23,279
15

27,344
15

27,892
15

292 ................... ...................

Total Budget Authority, NIH ...........................................

23,294

27,359

27,907

60.00
60.20
62.00
62.50

68.00
68.10
68.90

25,328
29,680
30,258
¥24,853
¥29,214
¥29,794
¥8 ................... ...................
466
464
464

70
100
150
15
15
15
27 ................... ...................

Spending authority from offsetting collections
(total discretionary) .....................................

1,825

1,855

1,887

Total new budget authority (gross) ..........................

25,119

29,214

29,794

2002

2003

4,673
2,779
370

4,771
2,868
382

1,561
1,325
2,340
1,723
1,111
580
645
891

1,704
1,432
3,984
1,874
1,196
626
685
958

1,820
1,469
4,335
1,923
1,245
648
710
994

448

486

503

341
120
383
893
1,245
1,010
428

366
130
415
961
1,344
1,090
458

380
135
430
996
1,382
1,054
478

112

120

282

104
158
57
276
235
204

113
186
63
308
254
769

116
193
64
316
318
80

[Dollars in millions]
2002

70.00

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................

19,238
21,692
25,810
24,853
29,214
29,794
¥22,201
¥25,098
¥28,386
¥134 ................... ...................
¥292 ................... ...................
228 ................... ...................
21,692
25,810
27,218

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

7,095
15,022
33
51

8,829
16,166
34
69

8,989
19,267
51
79

87.00

Total outlays (gross) .................................................

22,201

25,098

28,386

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥1,688
¥1,855
¥1,887
¥63 ................... ...................

88.90

¥1,751

88.95
88.96

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

¥1,855

¥1,887

¥292 ................... ...................
218 ................... ...................

23,294
20,450
PO 00000

27,359
23,243

27,907
26,499

Frm 00017

Fmt 3616

2004

4,177
2,570
342

Distribution of outlays by account:
National Cancer Institute .......................................................
National Heart, Lung, and Blood Institute .............................
National Institute of Dental and Craniofacial Research .......
National Institute of Diabetes and Digestive and Kidney
Diseases .............................................................................
National Institute of Neurological Disorders and Stroke .......
National Institute of Allergy and Infectious Diseases ...........
National Institute of General Medical Sciences .....................
National Institute of Child Health and Human Development
National Eye Institute .............................................................
National Institute of Environmental Health Sciences ............
National Institute on Aging ....................................................
National Institute of Arthritis and Musculoskeletal and Skin
Diseases .............................................................................
National Institute on Deafness and Other Communication
Disorders .............................................................................
National Institute of Nursing Research ..................................
National Institute on Alcohol Abuse and Alcoholism .............
National Institute on Drug Abuse ...........................................
National Institute of Mental Health .......................................
National Center for Research Resources ................................
National Human Genome Research Institute .........................
National Institute of Biomedical Imaging and Bioengineering .........................................................................
National Center for Complementary and Alternative Medicine .....................................................................................
National Center for Minority Health and Health Disparities
John E. Fogarty International Center ......................................
National Library of Medicine ..................................................
Office of the Director ..............................................................
Buildings and Facilities ..........................................................
Service and Supply Fund/Management Fund .........................

2003

2004

3,934
2,341
296

4,089
2,513
340

4,615
2,744
367

1,327
1,145
2,075
1,544
974
509
551
782

1,544
1.297
2,680
1,710
1,099
572
635
869

1,697
1,415
3,766
1,861
1,192
623
685
948

394

440

481

298
99
331
765
1,101
781
360

336
114
377
864
1,222
962
433

364
127
410
942
1,326
1,041
465

20

66

135

82
86
51
252
263
231
–152

99
136
54
282
232
268
0

112
165
61
307
272
368
0

Subtotal Outlays ............................................................
Cooperative Research and Development Agreements ............

20,440
10

23,233
10

26,489
10

Total Outlays, NIH ..........................................................

20,450

23,243

26,499

Sfmt 3647

E:\BUDGET\HHS.XXX

HHS

418

NATIONAL INSTITUTES OF HEALTH—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

SUBSTANCE ABUSE AND MENTAL HEALTH
SERVICES ADMINISTRATION

BUILDINGS AND FACILITIES—Continued

This program funds biomedical research and research training. These accounts will continue to be appropriated separately, and are displayed in a consolidated format to improve
the readability of the presentation. Detailed information is
available through the Department of Health and Human
Services.
The National Institutes of Health (NIH) is working to meet
the management challenges that can arise when an agency
receives a substantial infusion of resources over a short period
of time. NIH is in the process of identifying strategies and
policies that could be implemented in 2004 and beyond to
maximize budgetary and management flexibility in the future.
Such strategies include funding the total costs of an increasing number of new grants in the grant’s first year and managing grant average cost increases.

Federal Funds
General and special funds:
SUBSTANCE ABUSE

AND

MENTAL HEALTH SERVICES

For carrying out titles V and XIX of the Public Health Service
Act with respect to substance abuse and mental health services, the
Protection and Advocacy for Mentally Ill Individuals Act of 1986,
and section 301 of the Public Health Service Act with respect to
program management, $3,393,315,000: Provided, That in addition to
amounts provided herein, $16,000,000 shall be available from
amounts available under section 241 of the Public Health Service
Act to carry out national surveys on drug abuse.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1362–0–1–551

Object Classification (in millions of dollars)
2002 actual

Identification code 75–9915–0–1–552

11.1
11.3
11.5
11.7
11.8
11.9
12.1
12.2
21.0
22.0
23.1
23.2
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................
Special personal services payments ....................

2003 est.

2004 est.

600
267
37
24
117

636
285
31
25
130

657
294
32
26
133

1,045
227
13
44
6
5
18

1,107
241
14
51
7
6
23

1,142
250
15
53
7
7
30

31
16
93
432

38
19
90
527

39
19
92
550

25.4
25.5
25.6
25.7
26.0
31.0
41.0
42.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Research and development contracts .......................
Medical care ..............................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................
Insurance claims and indemnities ...........................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

23,225
1,628

27,359
1,855

27,907
1,887

99.9

Total new obligations ................................................

24,853

29,214

29,794

24.0
25.1
25.2
25.3

1,698
1,906
1,989
294
989
306
1,245
2,190
2,329
14
16
17
57
59
61
203
239
247
177
206
209
17,606
19,631
20,545
1 ................... ...................

Personnel Summary
2002 actual

Identification code 75–9915–0–1–552

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment
1101
Military full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment
2101
Military full-time equivalent employment
VerDate Dec 13 2002

15:09 Jan 23, 2003

2003 est.

2004 est.

.................
.................

12,259
379

12,528
387

12,352
382

.................
.................

4,465
138

4,626
143

4,640
143

Jkt 193833

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Frm 00018

Fmt 3616

2003 est.

2004 est.

Obligations by program activity:
Direct program:
00.01
Mental health and substance abuse activities ........
00.02
Mental health partnership ........................................
00.03
Substance abuse partnership ...................................
00.05
Program management ...............................................
09.01 Reimbursable program ..................................................

884
433
1,725
91
73

900
433
1,785
77
75

1,106
433
1,785
69
75

10.00

Total new obligations ................................................

3,206

3,270

3,468

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

7
3,209

6
3,270

6
3,468

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

3,215
3,276
3,474
¥3,206
¥3,270
¥3,468
¥3 ................... ...................
6
6
6

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................
40.73
Reduction pursuant to P.L. 107–206 .......................

3,139
3,195
3,393
¥1 ................... ...................
¥2 ................... ...................

43.00

3,136

3,195

3,393

70

75

75

68.00
68.10

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

3 ................... ...................

68.90

Spending authority from offsetting collections
(total discretionary) ..........................................

73

75

75

70.00

Total new budget authority (gross) ..........................

3,209

3,270

3,468

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
74.00

2,156
2,385
2,524
3,206
3,270
3,468
¥2,957
¥3,131
¥3,349
¥19 ................... ...................
¥3 ................... ...................
2 ................... ...................
2,385
2,524
2,643

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

1,314
1,643

1,327
1,803

1,405
1,944

87.00

Total outlays (gross) .................................................

2,957

3,131

3,349

¥72

¥75

¥75

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

¥3 ................... ...................

AGENCY FOR HEALTHCARE RESEARCH AND QUALITY
Federal Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES
88.96

89.00
90.00

99.00
99.01

Portion of offsetting collections (cash) credited to
expired accounts ...................................................

2 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3,136
2,885

3,195
3,056

3,393
3,274

6
6

This program provides Federal support for treatment and
prevention in the areas of alcoholism, drug abuse, and mental
health. The Administration has proposed to retain the language of the HHS General Provisions dealing with the penalty
in Sec. 1926 of the Public Health Service Act, known as
the Synar Amendment. The only penalty allowed under the
current law is disproportionally severe, and could penalize
those needing substance abuse services. The Administration
looks forward to working with Congress to achieve a permanent statutory change that would establish a more fair and
sustainable penalty structure.
Object Classification (in millions of dollars)
2002 actual

11.1
11.3
11.5
11.7
11.9
12.1
12.2
21.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................

2003 est.

2004 est.

36
2
1
2

37
2
1
2

38
2
1
2

41
9
1
2
4

42
9
1
2
6

43
9
1
2
7

2
4
19
221

2
6
19
221

2
6
18
204

31.0
41.0
42.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Equipment .................................................................
Grants, subsidies, and contributions ........................
Insurance claims and indemnities ...........................

124
1
2,703
2

124
1
2,760
2

122
1
2,976
2

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

3,133
73

3,195
75

3,393
75

99.9

Total new obligations ................................................

3,206

3,270

3,468

24.0
25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 75–1362–0–1–551

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
1101
Military full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2101
Military full-time equivalent employment .................

2003 est.

made available pursuant to section 927(c) of the Public Health Service
Act shall not exceed $279,000,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
5
5
Outlays ...........................................................................
5
5

Identification code 75–1362–0–1–551

2004 est.

490
36

499
33

483
33

56

56

56

f

AGENCY FOR HEALTHCARE RESEARCH AND
QUALITY
Federal Funds
AND

QUALITY

15:09 Jan 23, 2003

Jkt 193833

PO 00000

Frm 00019

Fmt 3616

2003 est.

2004 est.

Obligations by program activity:
Direct program:
01.04
Program support ........................................................
09.00 Reimbursable program ..................................................

3 ................... ...................
320
275
304

10.00

Total new obligations ................................................

323

275

304

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

7
333

15
275

15
304

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
68.90
70.00

3 ................... ...................
329

275

304

1 ................... ...................
330

275

304

Total new budget authority (gross) ..........................

333

275

304

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
74.00

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

89.00
90.00

340
290
319
¥323
¥275
¥304
¥1 ................... ...................
15
15
15

Spending authority from offsetting collections
(total discretionary) ..........................................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

278
337
337
323
275
304
¥263
¥275
¥304
¥1 ................... ...................
¥1 ................... ...................
337
337
337

87
275
304
176 ................... ...................
263

275

304

¥329

¥275

¥304

¥1 ................... ...................

3 ................... ...................
¥66 ................... ...................

This activity supports the development of scientific evidence
and tools to improve the quality, safety, and effectiveness
of all aspects of the health care system, and initiatives to
disseminate and translate scientific findings into health care
practice.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–1700–0–1–552

For carrying out titles III and IX of the Public Health Service
Act, and part A of title XI of the Social Security Act, amounts received
from Freedom of Information Act fees, reimbursable and interagency
agreements, and the sale of data shall be credited to this appropriation
and shall remain available until expended: Provided, That the amount
VerDate Dec 13 2002

2002 actual

Identification code 75–1700–0–1–552

General and special funds:
HEALTHCARE RESEARCH

419

2003 est.

2004 est.

11.1
12.1

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................

2 ................... ...................
1 ................... ...................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

3 ................... ...................
320
275
304

99.9

Total new obligations ................................................

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

323

275

304

420

AGENCY FOR HEALTHCARE RESEARCH AND QUALITY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
HEALTHCARE RESEARCH

AND

QUALITY—Continued

Personnel Summary
2002 actual

Identification code 75–1700–0–1–552

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................
2101
Military full-time equivalent employment .................

2003 est.

2004 est.

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.45
74.00

22 ................... ...................

246
10

284
10

284
10

5,626
5,557
5,557
151,644
162,493
176,754
¥147,650 ¥162,493 ¥176,754
¥4,198 ................... ...................
136 ................... ...................
5,557
5,557
5,557

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

146,652
998

161,493
1,000

175,754
1,000

87.00

Total outlays (gross) .................................................

147,650

162,493

176,754

f

CENTERS FOR MEDICARE AND MEDICAID
SERVICES
Federal Funds

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

¥138

¥127 ...................

136 ................... ...................

General and special funds:
GRANTS

TO

STATES

FOR

MEDICAID

For carrying out, except as otherwise provided, titles XI and XIX
of the Social Security Act, $124,892,197,000, to remain available until
expended.
For making, after May 31, 2004, payments to States under title
XIX of the Social Security Act for the last quarter of fiscal year
2004 for unanticipated costs, incurred for the current fiscal year, such
sums as may be necessary.
For making payments to States or in the case of section 1928 on
behalf of States under title XIX of the Social Security Act for the
first quarter of fiscal year 2005, $58,416,275,000, to remain available
until expended.
Payment under title XIX may be made for any quarter with respect
to a State plan or plan amendment in effect during such quarter,
if submitted in or prior to such quarter and approved in that or
any subsequent quarter.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0512–0–1–551

00.01
00.02
00.03
09.01
10.00

21.40
22.00
22.10
23.90
23.95
24.40

Obligations by program activity:
Medicaid vendor payments ............................................
142,585
State and local administration .....................................
8,076
Vaccine purchases .........................................................
983
Medicare Part B premiums ............................................ ...................
Total new obligations ................................................
Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
Appropriation:
60.00
Appropriation .........................................................
60.00
Appropriation .........................................................
62.50
65.00
69.00
69.10
69.90
70.00

Appropriation (total mandatory) ...........................
Advance appropriation ..............................................
Offsetting collections (cash) .........................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................

151,644

110
147,342

162,493

176,754

7 ...................
162,486
176,754

162,359
162,366

176,754
176,754

(in millions of dollars)

Enacted/requested:
Budget Authority .....................................................................
Outlays ....................................................................................
Legislative proposal, not subject to PAYGO:
Budget Authority .....................................................................
Outlays ....................................................................................
Legislative proposal, subject to PAYGO:
Budget Authority .....................................................................
Outlays ....................................................................................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

2002 actual

2003 est.

2004 est.

147,341
147,512

162,359
162,366

176,753
176,754

....................
....................

–50
–50

–55
–55

....................
....................

225
225

5,844
5,844

147,341
147,512

162,534
162,541

182,542
182,543

Medicaid assists States in providing medical care to their
low-income population by granting Federal matching payments under title XIX of the Social Security Act to States
with approved plans.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0512–0–1–551

41.0

2003 est.

2004 est.

99.0

Direct obligations: Grants, subsidies, and contributions ...........................................................................
Reimbursable obligations: Reimbursable obligations ...

151,642
2

162,443
176,754
50 ...................

99.9

Total new obligations ................................................

151,644

162,493

176,754

f

GRANTS

TO

STATES

FOR

MEDICAID

(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)

106,822
4,311

112,090
124,892
3,667 ...................

111,133
36,208
138

115,757
124,892
46,602
51,861
127 ...................

147,343
PO 00000

127 ...................
162,486

176,754

Frm 00020

Fmt 3616

2002 actual

Identification code 75–0512–2–1–551

2003 est.

2004 est.

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ...................

¥50

¥55

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

¥50
¥50

¥55
¥55

¥136 ................... ...................

Total new budget authority (gross) ..........................
Jkt 193833

152,485
166,706
8,902
9,067
1,056
980
50 ...................

147,340
147,512

Summary of Budget Authority and Outlays

151,650
162,493
176,754
¥151,644 ¥162,493 ¥176,754
7 ................... ...................

2

15:09 Jan 23, 2003

2004 est.

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

4,198 ................... ...................

Spending authority from offsetting collections (total
mandatory) ............................................................

VerDate Dec 13 2002

2003 est.

89.00
90.00

89.00
90.00

This schedule reflects the Administration’s Medicaid proposals.
Sfmt 3616

E:\BUDGET\HHS.XXX

HHS

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
GRANTS

TO

STATES

FOR

MEDICAID

(Legislative proposal, subject to PAYGO)

73.10
73.20
74.40

Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

25
¥10
35

73
¥37
71

95
¥65
101

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

2
8

14
23

29
36

87.00

Total outlays (gross) .................................................

10

37

65

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

67
10

132
37

117
65

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0512–4–1–551

00.01
09.00
09.21

2003 est.

Obligations by program activity:
Targeted reforms ............................................................ ...................
175
Reimbursable program—Medicare Part B premium .... ...................
50
Reimbursable program from SCHIP ............................... ................... ...................

2004 est.

3,356
55
2,433

10.00

Total new obligations ................................................ ...................

225

5,844

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

225
¥225

5,844
¥5,844

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ...................
175
62.00
Transferred from other accounts .............................. ................... ...................

3,356
2,433

62.50
69.00

Appropriation (total mandatory) ........................... ...................
Offsetting collections (cash) ......................................... ...................

175
50

5,789
55

70.00

Total new budget authority (gross) .......................... ...................

225

5,844

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

225
¥225

5,844
¥5,844

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................

225

5,844

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

225
225

5,844
5,844

This schedule reflects the Administration’s Medicaid proposals.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0512–4–1–551

41.0

2003 est.

State Grants and Demonstrations provides funding for
grant programs established under the Ticket to Work and
Work Incentives Improvement Act and Title II of the Trade
Act of 2002. The Ticket to Work and Work Incentives Improvement Act of 1999 (P.L. 106–170), Title II, established
two grant programs. Section 203 provides funding for Medicaid infrastructure grants to support the design, establishment and operation of State infrastructures to help working
people with disabilities purchase health coverage through
Medicaid. Section 204 provides funding for States to establish
Demonstrations to Maintain Independence and Employment,
which will provide Medicaid benefits and services to working
individuals who have a condition that, without medical assistance, will result in disability. Part of Title II of the Trade
Act of 2002 (P.L. 107–210) amends the Public Health Service
Act by adding section 2745, which addresses promotion of
qualified high-risk pools for assisting ‘‘high-risk’’ individuals
who may find private health insurance unavailable,
unaffordable, or undesirable. This section establishes: (1) seed
grants to states for the creation and initial operation of a
qualified high-risk pool for those states that do not have
one as of the legislative enactment, and (2) grants to states
for operation of qualified high-risk pools.
Object Classification (in millions of dollars)

2004 est.

2002 actual

Identification code 75–0516–0–1–551

99.0

Direct obligations: Grants, subsidies, and contributions ........................................................................... ...................
Reimbursable obligations: Reimbursable obligations ... ...................

175
50

3,356
2,488

99.9

Total new obligations ................................................ ...................

225

5,844

41.0
41.0

2003 est.

Grants, subsidies, and contributions:
Grants, subsidies, and contributions ........................
25
Grants, subsidies, and contributions ........................ ...................

99.9

f

421

Total new obligations ................................................

25

2004 est.

33
40

45
50

73

95

f

STATE GRANTS

AND

DEMONSTRATIONS
PAYMENTS

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0516–0–1–551

00.01
00.02
00.03
00.04

Obligations by program activity:
TWWIIA—infrastructure grants ......................................
21
TWWIIA—demo grants ...................................................
4
High Risk Pools—seed grants ...................................... ...................
High Risk Pools—operations grants ............................. ...................

2003 est.

2004 est.

24
9
10
30

27
18
10
40

10.00

Total new obligations ................................................

25

73

95

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

40
67

83
132

142
117

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

107
¥25
83

215
¥73
142

259
¥95
164

New budget authority (gross), detail:
Mandatory:
Appropriation:
60.00
Appropriation .........................................................
67
60.00
Appropriation ......................................................... ...................

72
60

77
40

62.50

Appropriation (total mandatory) ...........................

67

132

117

72.40

Change in obligated balances:
Obligated balance, start of year ...................................

20

35

71

Frm 00021

Fmt 3616

VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

HEALTH CARE TRUST FUNDS

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0580–0–1–571

Obligations by program activity:
Supplementary medical insurance (SMI) .......................
78,318
Hospital insurance for uninsured (HI) ...........................
292
Federal uninsured payment (HI) ....................................
150
Program management (HI) ............................................
202
FHI trust fund, Transfers from general fund (civil
monetary penalties) ................................................... ...................
00.06 Federal payments from taxation of OASDI benefits
(HI) .............................................................................
10,946
00.07 Fraud and abuse control, FBI ........................................
101
00.08 Fraud and abuse control, criminal fines ......................
440
00.01
00.02
00.03
00.04
00.05

10.00
PO 00000

TO

For payment to the Federal Hospital Insurance and the Federal
Supplementary Medical Insurance Trust Funds, as provided under
section 1844 of the Social Security Act, sections 103(c) and 111(d)
of the Social Security Amendments of 1965, section 278(d) of Public
Law 97–248, and for administrative expenses incurred pursuant to
section 201(g) of the Social Security Act, $95,084,100,000.

Sfmt 3643

Total new obligations ................................................
E:\BUDGET\HHS.XXX

HHS

90,449

2003 est.

2004 est.

80,905
225
168
173

94,518
197
168
201

7

7

7,780
114
4

8,348
114
4

89,376

103,557

422

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
PAYMENTS

TO

PAYMENTS

HEALTH CARE TRUST FUNDS—Continued

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–0580–0–1–571

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

2003 est.

TO

HEALTH CARE TRUST FUNDS

(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)
2004 est.

2002 actual

Identification code 75–0580–2–1–571

93,467
89,376
103,557
¥90,449
¥89,376 ¥103,557
¥3,017 ................... ...................

2003 est.

2004 est.

00.09

Obligations by program activity:
Military Service Credits (HI) .......................................... ................... ...................

150

10.00

Total new obligations (object class 42.0) ................ ................... ...................

150

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

150
¥150

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................

150

New budget authority (gross), detail:
Mandatory:
Appropriation:
60.00
Appropriation .........................................................
60.00
Appropriation .........................................................
60.00
Appropriation .........................................................
60.00
Appropriation .........................................................

10,946
440
81,980
101

7,780
11
81,471
114

8,348
11
95,084
114

62.50

Appropriation (total mandatory) ...........................

93,467

89,376

103,557

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

150
¥150

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

90,449
¥90,450

89,376
¥89,376

103,557
¥103,557

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

150

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

150
150

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................

90,450

89,376

103,557

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

93,467
90,450

89,376
89,376

103,557
103,557

89.00
90.00

99.00
99.01

f

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
7
7
Outlays ...........................................................................
7
7

8
8

Summary of Budget Authority and Outlays
(in millions of dollars)
2002 actual
2003 est.
Enacted/requested:
Budget Authority .....................................................................
93,467
89,376
Outlays ....................................................................................
90,450
89,376
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

93,467
90,450

89,376
89,376

2004 est.

103,557
103,557
150
150

103,707
103,707

Payments are made (1) to the Federal Supplementary Medical Insurance trust fund; and (2) to the Federal Hospital
Insurance trust fund for individuals aged 65 and over who
meet certain transitional insured status requirements, and
for civil service employees and annuitants who worked before
1983 and who were employed during January 1983. Since
1992, amounts have been included for non-Medicare activities
of CMS program management.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0580–0–1–571

2003 est.

The budget proposes to compensate HI for the equivalent
of payroll taxes on deemed wages posted to the Social Security
earnings records of uniformed services personnel in 2000 and
2001.

2004 est.

41.0
42.0
94.0

Grants, subsidies, and contributions ............................
Insurance claims and indemnities ................................
Financial transfers .........................................................

89,805
442
202

88,810
393
173

102,991
365
201

99.0

Direct obligations ..................................................

90,449

89,376

103,557

99.9

Total new obligations ................................................

90,449

89,376

103,557

PROGRAM MANAGEMENT
For carrying out, except as otherwise provided, titles XI, XVIII,
XIX, and XXI of the Social Security Act, titles XIII and XXVII of
the Public Health Service Act, and the Clinical Laboratory Improvement Amendments of 1988, not to exceed $2,733,507,000, to be transferred from the Federal Hospital Insurance and the Federal Supplementary Medical Insurance Trust Funds, as authorized by section
201(g) of the Social Security Act; together with all funds collected
in accordance with section 353 of the Public Health Service Act and
section 1857(e)(2) of the Social Security Act, and such sums as may
be collected from authorized user fees and the sale of data, which
shall remain available until expended, and together with administrative fees collected relative to Medicare overpayment recovery activities,
which shall remain available until expended: Provided, That all funds
derived in accordance with 31 U.S.C. 9701 from organizations established under title XIII of the Public Health Service Act shall be credited to and available for carrying out the purposes of this appropriation: Provided further, That $65,000,000, to remain available until
September 30, 2005, is for contract costs for CMS’ Systems Revitalization Plan: Provided further, That $56,991,000, to remain available
until September 30, 2005, is for contract costs for the Healthcare
Integrated General Ledger Accounting System: Provided further, That
not less than $129,000,000 shall be for processing Medicare appeals:
Provided further, That the Secretary of Health and Human Services
may use alternate mechanisms in lieu of Administrative Law Judge
review: Provided further, That the Secretaryis directed to collect fees
in fiscal year 2004 from Medicare∂Choice organizations pursuant
to section 1857(e)(2) of the Social Security Act and from eligible organizations with risk-sharing contracts under section 1876 of that Act
pursuant to section 1876(k)(4)(D) of that Act.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0511–0–1–550

Obligations by program activity:
Direct program:
00.01
Medicare operations ..................................................
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

PO 00000

Frm 00022

Fmt 3616

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

1,521

2003 est.

1,709

2004 est.

1,777

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
00.02
00.03
00.04
00.05

Federal administration ..............................................
530
562
State survey and certification ...................................
253
248
Research, demonstrations, and evaluation projects
117
28
Revitalization plan .................................................... ................... ...................

581
248
63
65

01.00
09.01
09.03
09.06

Total direct program .................................................
CLIA ................................................................................
Other reimbursements ...................................................
Medicare+Choice ...........................................................

2,421
35
28
21

2,547
43
2
16

2,734
43
2
14

09.09

Total reimbursable program ......................................

84

61

59

10.00

Total new obligations ................................................

2,505

2,608

2,793

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

80
2,498

99
2,608

99
2,793

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) .............................
68.73
Reduction pursuant to P.L. 107–116 ...................
68.76
Reduction pursuant to P.L. 107–206 ...................
68.90

Spending authority from offsetting collections
(total discretionary) .....................................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
73.45
74.00

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

31 ................... ...................
2,609
2,707
2,892
¥2,505
¥2,608
¥2,793
¥5 ................... ...................
99
99
99

1,748

2,608

2,793

758 ................... ...................
¥4 ................... ...................
¥4 ................... ...................
2,498

2,608

24.0
25.1
25.2
25.3
25.6
26.0
31.0
32.0
41.0

Total new obligations ................................................

2,505

2,608

2,793

Personnel Summary
2002 actual

Identification code 75–0511–0–1–550

¥758 ................... ...................
326 ................... ...................
¥219
¥219
¥219

1,818
2,608
2,793
585 ................... ...................
2,403

2,608

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
1101
Military full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................

2003 est.

2004 est.

4,333
84

4,498
83

4,325
83

80

80

78

f

2,793

PROGRAM MANAGEMENT
(Legislative proposal, not subject to PAYGO)

¥758 ................... ...................
271 ................... ...................

¥8 ................... ...................
384 ................... ...................

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
–8 ....................
Outlays ....................................................................................
384 ....................
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................

Jkt 193833

Total personnel compensation .........................
321
354
355
Civilian personnel benefits .......................................
68
71
72
Military personnel benefits ........................................
2
2
3
Travel and transportation of persons .......................
10
9
10
Transportation of things ...........................................
1 ................... ...................
Rental payments to GSA ...........................................
28
16
16
Communications, utilities, and miscellaneous
charges .................................................................
26
3
3
Printing and reproduction .........................................
19
4
3
Advisory and assistance services .............................
3 ................... ...................
Other services ............................................................
707
359
384
Other purchases of goods and services from Government accounts .................................................
8
2
2
Medical care ..............................................................
1,134
1,709
1,834
Supplies and materials .............................................
3
2
2
Equipment .................................................................
6 ................... ...................
Land and structures .................................................. ...................
10
10
Grants, subsidies, and contributions ........................
85
6
40

99.9

¥2,793

15:09 Jan 23, 2003

333
10
4
8

175
¥219
¥219
2,505
2,608
2,793
¥2,403
¥2,608
¥2,793
¥33 ................... ...................
¥31 ................... ...................

¥2,608

VerDate Dec 13 2002

332
10
5
7

2,734
59

¥2,019

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

11.9
12.1
12.2
21.0
22.0
23.1
23.3

302
6
6
7

2004 est.

2,547
61

88.90

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

11.1
11.3
11.5
11.7

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................

2003 est.

2,421
84

¥2,734
¥59

89.00
90.00

2002 actual

Identification code 75–0511–0–1–550

Direct obligations ..................................................
Reimbursable obligations ..............................................

¥2,547
¥61

88.96

Object Classification (in millions of dollars)

99.0
99.0

¥1,959
¥60

88.95

Program management activities include funding for research, Medicare operations, survey and certification, CLIA,
Medicare+Choice, the CMS systems revitalization plan, and
administrative costs.

2,793

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................
Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

423

Frm 00023

2002 actual

Identification code 75–0511–2–1–550

00.01
09.01

Obligations by program activity:
Medicare operations ....................................................... ...................
Proposed user fees ........................................................ ...................

10.00

2003 est.

¥130
130

2004 est.

¥201
201

Total new obligations ................................................ ................... ................... ...................

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources ..................................................... ...................
88.40
Non-Federal sources ............................................. ...................

130
¥130

201
¥201

88.90

Total, offsetting collections (cash) .................. ................... ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

2004 est.

....................
....................
....................
....................

–8 .................... ....................
384 .................... ....................
PO 00000

Program and Financing (in millions of dollars)

Fmt 3616

The budget includes $201 million in new user fees to finance CMS activities. Proposed fees include: a duplicate or
unprocessable claims fee and a Medicare appeals filing fee.
Authorizing legislation for these fees will be proposed to auSfmt 3616

E:\BUDGET\HHS.XXX

HHS

424

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
PROGRAM MANAGEMENT—Continued

thorize the collection and spending of the fees subject to appropriations language. If authorizing legislation is enacted,
the amount appropriated from the Federal hospital insurance
and Federal supplementary medical insurance trust funds will
be reduced by $201 million.

to uninsured children from low-income families. States are
able to use Title XXI funds for obtaining health benefit coverage for uninsured children through a SCHIP program, a
SCHIP Medicaid expansion program, or a combination of
both.
f

STATE CHILDREN’S HEALTH INSURANCE FUND

Object Classification (in millions of dollars)
(Legislative proposal, subject to PAYGO)
2002 actual

Identification code 75–0511–2–1–550

25.6
99.0
99.9

2003 est.

¥130
130

Direct obligations: Medical care .................................... ...................
Reimbursable obligations: Reimbursable obligations ... ...................

2004 est.

¥201
201

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0515–4–1–551

2003 est.

2004 est.

Total new obligations ................................................ ................... ................... ...................
f

00.01

Obligations by program activity:
Grants, subsidies, and contributions ............................ ................... ...................

¥2,433

STATE CHILDREN’S HEALTH INSURANCE FUND

10.00

Total new obligations (object class 41.0) ................ ................... ...................

¥2,433

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

¥2,433
2,433

New budget authority (gross), detail:
Mandatory:
61.00
Transferred to other accounts ................................... ................... ...................

¥2,433

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

¥2,433
2,433

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

¥2,433

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

¥2,433
¥2,433

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0515–0–1–551

2003 est.

2004 est.

00.01

Obligations by program activity:
Grants, subsidies, and contributions ............................

5,934

5,382

3,175

10.00

Total new obligations (object class 41.0) ................

5,934

5,382

3,175

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

5,934
¥5,934

5,382
¥5,382

3,175
¥3,175

New budget authority (gross), detail:
Mandatory:
Appropriation:
60.00
Appropriation, BBA ................................................
60.00
Appropriation, BBRA for territories .......................
61.00
Transferred to other accounts ...................................

3,150
3,150
3,150
25
25
25
¥60 ................... ...................

62.50
63.00

Appropriation (total mandatory) ...........................
Reappropriation .........................................................

3,115
2,819

3,175
3,175
2,207 ...................

70.00

Total new budget authority (gross) ..........................

5,934

5,382

3,175

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

11,501
5,934
¥3,682
¥2,819
10,934

10,934
5,382
¥4,751
¥3,466
8,099

8,099
3,175
¥5,090
¥831
5,353

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

413
3,269

12
4,739

381
4,709

87.00

Total outlays (gross) .................................................

3,682

4,751

5,090

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

5,934
3,682

5,382
4,751

3,175
5,090

This schedule reflects SCHIP legislative proposals, including Medicaid/SCHIP reform.
f

HEALTH MAINTENANCE ORGANIZATION LOAN
FUND

AND

LOAN GUARANTEE

For carrying out subsections (d) and (e) of section 1308 of the
Public Health Service Act, any amounts received by the Secretary
in connection with loans and loan guarantees under title XIII of
the Public Health Service Act, to be available without fiscal year
limitation for the payment of outstanding obligations. During fiscal
year 2004, no commitments for direct loans or loan guarantees shall
be made.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included in 2003 in this budget reflect the Administration’s 2003 policy proposals.

Summary of Budget Authority and Outlays
Program and Financing (in millions of dollars)

(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
5,934
5,382
Outlays ....................................................................................
3,682
4,751
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

5,934
3,682

5,382
4,751

2004 est.

3,175
5,090
–2,433
–2,433

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2003 est.

2004 est.

21.40
23.98
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
10
10
10
Unobligated balance expiring or withdrawn ................. ................... ...................
¥10
Unobligated balance carried forward, end of year .......
10
10 ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

742
2,657

The Balanced Budget Act of 1997 established the State
Children’s Health Insurance Program (SCHIP) under Title
XXI of the Social Security Act. Title XXI provides Federal
matching funds to States to enable them to extend coverage

2002 actual

Identification code 75–4420–0–3–551

The last loan commitments from the HMO loan fund were
made in 1983.
Sfmt 3616

E:\BUDGET\HHS.XXX

HHS

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Trust Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Trust Funds

86.97
86.98

FEDERAL HOSPITAL INSURANCE TRUST FUND

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 20–8005–0–7–571

2003 est.

2004 est.

Balance, start of year ....................................................
196,791
227,932
254,489
Receipts:
02.00 Transfers from general fund (FICA taxes) .....................
138,876
141,866
148,900
02.01 Transfers from general fund (SECA taxes) ...................
9,785
10,011
10,487
02.02 Receipts from Railroad Retirement Board ....................
388
398
397
02.03 Civil penalties and damages ........................................
330
363
363
02.20 Premiums collected for uninsured individuals not otherwise eligible ...........................................................
1,525
1,568
1,681
02.21 Other proprietary receipts from the public ...................
1 ................... ...................
02.40 Federal employer contributions (FICA) ...........................
2,191
2,333
2,402
02.41 Postal service employer contributions (FICA) ................
722
684
683
02.42 Payments from the general fund (uninsured and program management) ...................................................
646
566
566
02.43 Taxation on OASDI benefits ...........................................
10,946
7,780
8,348
02.44 Interest payments by Railroad Retirement Board .........
36
31
28
02.45 Interest received by trust funds ....................................
13,738
14,006
15,331
02.47 FBI, Payment from the general fund .............................
101
114
114
02.48 Criminal fines, transfers from the general fund ..........
431
4
4
02.49 Civil monetary penalties, transfers from the general
fund ...........................................................................
7
7
7
02.50 Transfers from DOD, HI .................................................
16
4 ...................
02.52 Transfer from general fund (in lieu of DOD payments
for military service credits) ....................................... ................... ...................
150
02.81 Health care fraud and abuse control, offsetting collections ......................................................................
7 ................... ...................

Outlays from new mandatory authority .........................
145,606
Outlays from mandatory balances ................................ ...................

425

150,155
154

159,475
275

147,050

151,875

161,322

147,198
147,050

152,128
151,875

161,113
161,322

197,137

228,908

255,896

228,908

255,896

282,960

01.99

02.99

Total receipts and collections ...................................

179,746

179,735

189,461

Total: Balances and collections ....................................
376,537
Appropriations:
Appropriations:
05.00
Federal hospital insurance trust fund ...................... ¥147,198
05.00
Proposed legislation not subject to PAYGO .............. ...................
05.01 Health care fraud and abuse control account ..............
¥1,018

407,667

443,950

¥152,128
25
¥1,075

¥161,113
38
¥1,075

04.00

05.99
06.10

Total appropriations ..................................................
Unobligated balance returned to receipts .....................

07.99

Balance, end of year .....................................................

¥148,216 ¥153,178 ¥162,150
¥389 ................... ...................
227,932

254,489

2002 actual

2003 est.

2004 est.

Obligations by program activity:
00.01 Benefit payments, HI .....................................................
00.02 Administration, HI ..........................................................
00.03 Quality improvement organizations, HI .........................
00.04 Research, HI ...................................................................
00.05 HI partial transfer of home health to SMI ....................

144,139
150,001
159,418
1,552
1,532
1,563
244
572
80
95
23
52
1,168 ................... ...................

10.00

Total new obligations ................................................

147,198

152,128

161,113

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

147,198
¥147,198

152,128
¥152,128

161,113
¥161,113

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Mandatory:
60.26
Appropriation (trust fund) .........................................
60.45
Portion precluded from obligation ............................

1,607

1,515

1,574

178,139
¥32,548

178,220
¥27,607

187,737
¥28,198

62.50

Appropriation (total mandatory) ...........................

145,591

150,613

159,538

70.00

Total new budget authority (gross) ..........................

147,198

152,128

161,113

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.40 Obligated balance, end of year .....................................

86.90
86.93

408
966
1,219
147,198
152,128
161,113
¥147,050 ¥151,875 ¥161,322
410 ................... ...................
966
1,219
1,009

Outlays (gross), detail:
Outlays from new discretionary authority .....................
1,444
Outlays from discretionary balances ............................. ...................

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99.00
99.01

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
38
43
Outlays ...........................................................................
38
43

46
46

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
Budget Authority .....................................................................
147,198
Outlays ....................................................................................
147,050
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... ....................
Outlays .................................................................................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

147,198
147,050

2003 est.

2004 est.

152,128
151,875

161,112
161,321

–25
–25

–38
–38

152,103
151,850

161,074
161,283

The Hospital Insurance (HI) program funds the costs of
hospital and related care for individuals age 65 or older and
for eligible disabled people.
The status of the trust fund is as follows:
Status of Funds (in millions of dollars)
2002 actual

Identification code 20–8005–0–7–571

2003 est.

2004 est.

Unexpended balance, start of year:
0100 Treasury balance ............................................................
0101 Federal securities: Par value .........................................

247
197,137

202 ...................
228,908
255,921

0199

197,385

229,111

255,921

138,876

141,866

148,900

9,785

10,011

10,487

388
330

398
363

397
363

281,800

Program and Financing (in millions of dollars)
Identification code 20–8005–0–7–571

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
92.01

1,506
60

1,556
15

Frm 00025

Fmt 3616

Total balance, start of year ......................................
Cash income during the year:
Current law:
Receipts:
1200
FHI trust fund, transfers from general fund
(FICA taxes) ......................................................
1201
FHI trust fund, transfers from general fund
(SECA taxes) .....................................................
1202
FHI trust fund, receipts from Railroad Retirement Board .......................................................
1203
HCFAC: Civil penalties and damages ..................
Offsetting receipts (proprietary):
1220
FHI trust fund, premiums collected for uninsured
individuals not otherwise eligible ....................
1221
Other proprietary receipts .....................................
Offsetting receipts (intragovernmental):
1240
FHI trust fund, Federal employer contributions
(FICA) ................................................................
1241
FHI trust fund, Postal Service employer contributions (FICA) .......................................................
Offsetting receipts (intragovernmental):
1242
FHI trust fund, Federal payment for transitional coverage for uninsured Federal employees .........................................................
1242
FHI trust fund, Federal payment for transitional coverage for the uninsured ...............
1242
FHI trust fund, general fund transfer, program management (HI) ...............................
1243
FHI trust fund, Federal payments for OASDI
taxes .................................................................
1244
FHI trust fund, interest payment from Railroad
Retirement Board .............................................
1245
FHI trust fund, interest on investments ...............
1247
HCFAC: FBI ............................................................
1248
HCFAC: Criminal fines ..........................................
1249
HCFAC: Civil monetary penalties ..........................
1250
Other intragovernmental transactions ..................
Offsetting collections:
1281
HCFAC user fees ...................................................
1299
Sfmt 3643

Income under present law ....................................
E:\BUDGET\HHS.XXX

HHS

1,525
1,568
1,681
1 ................... ...................

2,191

2,333

2,402

722

684

683

150

168

168

292

225

197

205

173

201

10,946

7,780

8,348

36
13,738
101
431
7
16

31
28
14,006
15,331
114
114
4
4
7
7
4 ...................

7 ................... ...................
179,746

179,735

189,311

426

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
¥25

¥38

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ................................................................... ................... ...................
92.02 Total investments, end of year: Federal securities:
Par value ................................................................... ...................
25

25

90.00

FEDERAL HOSPITAL INSURANCE TRUST FUND—Continued
Status of Funds (in millions of dollars)—Continued

Outlays ........................................................................... ...................

92.01
2002 actual

Identification code 20–8005–0–7–571

2252

Proposed legislation:
Offsetting receipts (intragovernmental):
Transfer from the general fund in lieu of DOD
payments for military service credits .............. ................... ...................

3299

Total cash income .....................................................
Cash outgo during year:
Current law:
Cash outgo during the year (¥):
4500
Benefit Payments ..................................................
4500
Administration .......................................................
4500
Quality Improvement Organizations ......................
4500
Research ...............................................................
4500
HI Partial Transfer of Home Health to SMI ..........
4501
HCFAC ........................................................................
4599
5500

179,746

179,735

2004 est.

150
189,461

f

¥152,950

¥162,397

25

38

¥148,020

¥152,925

¥162,359

Total cash outgo (¥) ...............................................
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
8701 Federal securities: Par value .........................................
Total balance, end of year ........................................

202 ................... ...................
228,906
255,921
283,023
229,111

255,921

2002 actual

41.0

2003 est.

HEALTH CARE FRAUD
(FEDERAL

2004 est.

42.0
94.0

Payment for Quality Improvement Organization (QIO)
activities ....................................................................
Insurance claims and indemnities (benefits) ...............
Financial transfers .........................................................

244
144,139
2,815

572
150,001
1,555

80
159,418
1,615

99.0

Direct obligations ..................................................

147,198

152,128

161,113

99.9

Total new obligations ................................................

147,198

152,128

161,113

f

FEDERAL HOSPITAL INSURANCE FUND

2002 actual

Identification code 20–8005–2–7–571

2003 est.

2004 est.

00.02

Obligations by program activity:
Administration, HI .......................................................... ...................

¥25

¥38

10.00

Total new obligations (object class 94.0) ................ ...................

¥25

¥38

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................ ...................
23.95 Total new obligations .................................................... ...................
New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) ......................................... ...................
Mandatory:
60.26
Appropriation (trust fund) ......................................... ...................
60.45
Portion precluded from obligation ............................ ...................
62.50

¥25
25

¥38
38

¥25

¥38

25
¥25

38
¥38

Appropriation (total mandatory) ........................... ................... ................... ...................
Total new budget authority (gross) .......................... ...................

¥25

¥38

Change in obligated balances:
73.10 Total new obligations .................................................... ...................
73.20 Total outlays (gross) ...................................................... ...................

¥25
25

¥38
38

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................

¥25

¥38

89.00

Net budget authority and outlays:
Budget authority ............................................................ ...................

¥25

¥38

Frm 00026

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70.00

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ABUSE CONTROL ACCOUNT

2002 actual

Identification code 75–8393–0–7–571

2003 est.

2004 est.

00.01
00.02
00.03
09.01

Obligations by program activity:
Medicare integrity program ...........................................
FBI fraud and abuse control .........................................
Other fraud and abuse control ......................................
Reimbursables ...............................................................

10.00

Total new obligations ................................................

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

1,018
1,075
1,075
¥1,011
¥1,075
¥1,075
¥7 ................... ...................

New budget authority (gross), detail:
Mandatory:
60.28
Appropriation (unavailable balances) .......................
69.00 Offsetting collections (cash) .........................................

1,011
1,075
1,075
7 ................... ...................

70.00

Total new budget authority (gross) ..........................

1,018

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

186
213
213
1,011
1,075
1,075
¥970
¥1,075
¥1,075
¥14 ................... ...................
213
213
213

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

846
1,075
1,075
124 ................... ...................

87.00

Total outlays (gross) .................................................

(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)

AND

HOSPITAL INSURANCE TRUST FUND)

Program and Financing (in millions of dollars)

283,022

Object Classification (in millions of dollars)
Identification code 20–8005–0–7–571

63

The budget proposes new discretionary user fees paid by
providers who file a Medicare claims appeal or submit duplicate or unprocessable claims. This account reflects the reduction in payments to HI as a result of this user fee proposal.

¥144,140 ¥150,001 ¥159,418
¥1,425
¥1,519
¥1,555
¥258
¥268
¥291
¥59
¥87
¥59
¥1,168 ................... ...................
¥970
¥1,075
¥1,075

Outgo under current law (¥) .............................. ¥148,020
Proposed legislation:
Administration, legislative proposal not subject to
PAYGO ................................................................... ...................

6599

8799

2003 est.

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

700
720
720
101
114
114
202
241
241
8 ................... ...................
1,011

970

1,075

1,075

1,075

1,075

1,075

1,075

¥7 ................... ...................

1,011
963

1,075
1,075

1,075
1,075

P.L. 104–191 established the Health Care Fraud and Abuse
Control (HCFAC) account within the Federal hospital insurance trust fund and appropriated funds, to be available without further appropriation, from the trust fund to the HCFAC
account for specified health care fraud and abuse control activities of the Department of Health and Human Services
(HHS), the Department of Justice, and other agencies.
This schedule reflects the estimated distribution of the account for 2003 and 2004. Actual 2003 and 2004 distributions
will be determined by the Secretary of HHS and the Attorney
General consistent with the Administration’s priorities, including augmenting existing program integrity activities for
Medicaid and the State Children’s Health Insurance Program
(SCHIP).
2002 actual

Department of Justice, DOJ .........................................................
Sfmt 3647

E:\BUDGET\HHS.XXX

HHS

55

2003 est.

50

2004 est.

45

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Trust Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Office of the Inspector General, HHS ..........................................
Centers for Medicare and Medicaid Services, Medicaid/SCHIP
Program Integrity, HHS ...........................................................
Centers for Medicare and Medicaid Services, Other HHS ..........
Office of the General Counsel, HHS ............................................
Other HHS ....................................................................................

139

160

160

0
3
3
2

10
12
6
3

20
9
5
2

Total ...............................................................................

202

241

241

427

Personnel Summary
2002 actual

Identification code 75–8393–0–7–571

2003 est.

2004 est.

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment ................. ................... ...................

100

f

FEDERAL SUPPLEMENTARY MEDICAL INSURANCE TRUST FUND

Object Classification (in millions of dollars)
2002 actual

Identification code 75–8393–0–7–571

11.1
12.1
25.1
25.2

25.3
25.3
25.3
25.3
25.6
41.0
94.0
99.0
99.0

Direct obligations:
Personnel compensation: Full-time permanent (CMS
100 FTEs) ..............................................................
Civilian personnel benefits (CMS) ............................
Advisory and assistance services (CMS) ..................
Other services (CMS) .................................................
Other purchases of goods and services from Government accounts:
Other purchases of goods and services from
Government accounts (DoJ) ..............................
Other purchases of goods and services from
Government accounts (HHS/OIG) ......................
Other purchases of goods and services from
Government accounts (HHS/AoA) .....................
Other purchases of goods and services from
Government accounts (HHS/OGC) ....................
Medical care (CMS) ...................................................
Grants, subsidies, and contributions (CMS) .............
Financial transfers ....................................................

2003 est.

Unavailable Collections (in millions of dollars)

2004 est.

8
2
5
9

...................

50

45

...................

160

160

...................

3

2

...................
700
...................
101

6
720
5
114

5
720
5
114

801
1,075
1,075
8 ................... ...................

94.0
94.0

Direct obligations ..................................................
Reimbursable obligations ..............................................
Allocation Account:
Travel and transportation of persons:
Travel and transportation of persons (OIG) .........
Travel and transportation of persons (DoJ) .........
Transportation of things (OIG) ..................................
Rental payments to GSA:
Rental payments to GSA (OIG) .............................
Rental payments to GSA (DoJ) .............................
Rental payments to GSA (OGC) ............................
Communications, utilities, and miscellaneous
charges (OIG) ........................................................
Printing and reproduction [DOJ] ...............................
Advisory and assistance services:
Advisory and assistance services [DOJ] ...............
Advisory and assistance services (CMS) ..............
Other services:
Other services (DoJ) ..............................................
Other services [OIG] ..............................................
Other purchases of goods and services from Government accounts:
Purchases of goods and services from Government accounts (DoJ) ........................................
Purchases of goods and services from Government accounts [OIG] ........................................
Operation and maintenance of equipment (OIG)
Supplies and materials (OIG) ...................................
Equipment:
Equipment (OIG) ...................................................
Equipment [DOJ] ...................................................
Grants, subsidies, and contributions:
Grants, subsidies, and contributions (AoA) .........
Grants, subsidies, and contributions (CMS) ........
Financial transfers:
OIG full-time permanent .......................................
DoJ full-time permanent .......................................
OGC full-time permanent .....................................
AoA full-time permanent ......................................
Undistributed (DoJ other than full-time permanent) .................................................................
Undistributed (OIG other than full-time permanent) .................................................................
Undistributed (OIG other personnel compensation) ..................................................................
Undistributed (DoJ special personal services
payments) .........................................................
Undistributed (OIG personnel benefits) ................
Undistributed (DoJ personnel benefits) ................

99.0

Allocation account ................................................

202 ................... ...................

99.9

Total new obligations ................................................

21.0
21.0
22.0
23.1
23.1
23.1
23.3
24.0
25.1
25.1
25.2
25.2

25.3
25.3
25.7
26.0
31.0
31.0
41.0
41.0
94.0
94.0
94.0
94.0
94.0
94.0
94.0
94.0

VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

2002 actual

Identification code 20–8004–0–7–571

................... ...................
................... ...................
...................
12
...................
5

7 ................... ...................
1 ................... ...................
1 ................... ...................
9 ................... ...................
3 ................... ...................
1 ................... ...................
2 ................... ...................
1 ................... ...................
1 ................... ...................
1 ................... ...................
25 ................... ...................
2 ................... ...................

2 ................... ...................
10 ................... ...................
1 ................... ...................
2 ................... ...................
4 ................... ...................
1 ................... ...................
1 ................... ...................
2 ................... ...................
75
15
2
1

...................
...................
...................
...................

...................
...................
...................
...................

1 ................... ...................
1 ................... ...................
2 ................... ...................
1 ................... ...................
23 ................... ...................
4 ................... ...................

1,011
PO 00000

1,075

1,075

Frm 00027

Fmt 3616

2003 est.

2004 est.

01.99

Balance, start of year ....................................................
41,663
37,744
27,608
Receipts:
02.20 Premiums collected for the aged ..................................
21,173
23,009
25,145
02.21 Premiums collected for the disabled ............................
3,254
3,692
4,172
02.22 Other proprietary receipts from the public ...................
3 ................... ...................
02.40 Federal contributions .....................................................
78,318
80,905
94,518
Offsetting receipts (intragovernmental):
02.41
Interest received by trust fund .................................
2,916
2,374
1,966
02.41
Interest received by trust fund, legislative proposal
not subject to PAYGO ........................................... ................... ...................
¥6
02.42 Transfers from DOD, SMI ...............................................
15
4 ...................
02.45 Miscellaneous Federal payments ...................................
1 ................... ...................
02.80 Federal supplementary medical insurance trust fund,
offsetting collections .................................................
1,168 ................... ...................
02.99

Total receipts and collections ...................................

106,848

109,984

125,795

Total: Balances and collections ....................................
148,511
Appropriations:
Appropriations:
05.00
Federal supplementary medical insurance trust
fund ....................................................................... ¥110,353
05.00
Legislative proposal not subject to PAYGO .............. ...................

147,728

153,403

¥120,175
55

¥121,599
108

04.00

05.99
06.10

Total appropriations ..................................................
Unobligated balance returned to receipts .....................

07.99

Balance, end of year .....................................................

¥110,353 ¥120,120 ¥121,491
¥414 ................... ...................
37,744

27,608

31,912

Program and Financing (in millions of dollars)
2002 actual

Identification code 20–8004–0–7–571

2003 est.

2004 est.

00.01
00.02
00.03
00.04
00.06
09.01

Obligations by program activity:
Benefit payments, SMI ...................................................
Administration, SMI .......................................................
Quality improvement organizations, SMI .......................
Research, SMI ................................................................
Transfer to Medicaid for payment of SMI premiums
HI partial transfer of home health ................................

10.00

Total new obligations ................................................

110,353

120,175

121,599

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

110,353
¥110,353

120,175
¥120,175

121,599
¥121,599

106,909
117,627
119,214
2,181
2,273
2,353
71
143
20
22
5
12
2
127 ...................
1,168 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Mandatory:
60.26
Appropriation (trust fund) .........................................
60.28
Appropriation (unavailable balances) .......................

2,198

2,273

2,360

103,482
3,505

107,711
10,191

123,441
¥4,202

62.50
69.00

Appropriation (total mandatory) ...........................
Offsetting collections (cash) .........................................

106,987
117,902
119,239
1,168 ................... ...................

70.00

Total new budget authority (gross) ..........................

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.90
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

110,353

120,175

121,599

142
916
1,017
110,353
120,175
121,599
¥109,993 ¥120,074 ¥121,626
414 ................... ...................
916
1,017
990

1,712
108,155
126

2,238
117,788
48

2,328
119,223
75

428

CENTERS FOR MEDICARE AND MEDICAID SERVICES—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
4500
4500
4500
4500

FEDERAL SUPPLEMENTARY MEDICAL INSURANCE TRUST FUND—
Continued
Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 20–8004–0–7–571

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................
Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

109,993

2003 est.

120,074

2004 est.

121,626

4599
5500

Quality Improvement Organizations ......................
Research ...............................................................
HI partial transfer of home health .......................
Transfer to Medicaid for payment of SMI premiums ...............................................................

109,185
108,825

120,175
120,074

121,599
121,626

41,978

38,804

28,570

38,804

28,570

32,695

¥121,626

55

108

¥109,993

¥120,019

¥121,518

Total cash outgo (¥) ...............................................
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
8701 Federal securities: Par value .........................................
8799

Total balance, end of year ........................................

Enacted/requested:
2002 actual
Budget Authority .....................................................................
109,185
Outlays ....................................................................................
108,825
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... ....................
Outlays .................................................................................... ....................

2003 est.

2004 est.

120,175
120,074

121,599
121,626

–55
–55

–108
–108

120,120
120,019

121,491
121,518

Status of Funds (in millions of dollars)
2002 actual

Total balance, start of year ......................................
Cash income during the year:
Current law:
Offsetting receipts (proprietary):
1220
Premiums collected for the aged, FSMI fund
1221
Premiums collected for the disabled, FSMI fund
1222
Other proprietary receipts .....................................
Offsetting receipts (intragovernmental):
1240
Federal contributions, FSMI fund .........................
1241
Interest received by trust fund, FSMI fund ..........
1242
Intragovernmental transactions ............................
1245
Offsetting receipts (intragovernmental) ...............
Offsetting collections:
1280
HI partial transfer of home health .......................
1299

2241

2003 est.

Total cash income .....................................................
Cash outgo during year:
Current law:
Cash outgo during the year (¥):
4500
Benefit payments & ESRD ....................................
4500
Administration .......................................................
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

2004 est.

¥174
41,978

¥145 ...................
38,804
28,625

41,805

38,660

28,625

21,173
23,009
25,145
3,254
3,692
4,172
3 ................... ...................
78,318
80,905
94,518
2,916
2,374
1,966
15
4 ...................
1 ................... ...................
1,168 ................... ...................

Income under present law ....................................
106,848
109,984
Proposed legislation:
Offsetting receipts (intragovernmental):
Interest received by trust fund, legislative proposal not subject to PAYGO ............................. ................... ...................

3299

2003 est.

2004 est.

71
106,911
2,203

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

109,185
120,175
121,599
1,168 ................... ...................

99.9

Total new obligations ................................................

110,353

143
117,754
2,278

120,175

20
119,214
2,365

121,599

f

FEDERAL SUPPLEMENTARY MEDICAL INSURANCE TRUST FUND
(Legislative proposal, not subject to PAYGO)

109,185
108,825

The Supplementary Medical Insurance (SMI) program is
a voluntary program that affords protection against the costs
of physician and certain other medical services. The program
also covers treatment of end-stage renal disease for eligible
enrollees. SMI costs are financed by premium payments from
enrollees and contributions from the general revenues.
The status of the trust fund is as follows:

0199

32,902

42.0
94.0

Program and Financing (in millions of dollars)
2002 actual

Identification code 20–8004–2–7–571

Unexpended balance, start of year:
Treasury balance ............................................................
Federal securities: Par value .........................................

28,625

Direct obligations:
Payment for Quality Improvement Organization
(QIO) activity .........................................................
Insurance claims and indemnities ...........................
Financial transfers ....................................................

41.0
42
42

(in millions of dollars)

0100
0101

38,660

2002 actual

Identification code 20–8004–0–7–571

Summary of Budget Authority and Outlays

Identification code 20–8004–0–7–571

¥145 ................... ...................
38,804
28,625
32,902

Object Classification (in millions of dollars)

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
35
38
Outlays ...........................................................................
35
38

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

¥127 ...................
¥120,074

92.01

99.00
99.01

¥112

Outgo under current law (¥) .............................. ¥109,993
Proposed legislation:
Administration, legislative proposal not subject to
PAYGO ................................................................... ...................

6599

¥1,168 ................... ...................

¥95
¥77
¥79
¥13
¥20
¥13
¥1,168 ................... ...................

106,848

109,984

125,801

¥6
125,795

2003 est.

2004 est.

00.02
00.06

Obligations by program activity:
Administration, SMI ....................................................... ...................
Transfer to Medicaid for payment of SMI premiums ...................

¥105
50

¥163
55

10.00

Total new obligations ................................................ ...................

¥55

¥108

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

¥55
55

¥108
108

...................

¥105

¥163

...................
...................
...................

105
157
50
¥102
¥105 ...................

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
Mandatory:
60.26
Appropriation (trust fund) .........................................
60.28
Appropriation (unavailable balances) .......................
60.45
Portion precluded from obligation ............................
62.50

Appropriation (total mandatory) ........................... ...................

50

55

70.00

Total new budget authority (gross) .......................... ...................

¥55

¥108

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

¥55
55

¥108
108

86.90
86.97

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from new mandatory authority ......................... ...................

¥105
50

¥163
55

87.00

Total outlays (gross) ................................................. ...................

¥55

¥108

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

¥55
¥55

¥108
¥108

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ................................................................... ................... ...................
92.02 Total investments, end of year: Federal securities:
Par value ................................................................... ...................
55

55

92.01
¥106,901
¥1,704
PO 00000

¥117,627
¥2,223

¥119,214
¥2,320

Frm 00028

Fmt 3616

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

207

ADMINISTRATION FOR CHILDREN AND FAMILIES
Federal Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES

The budget proposes new discretionary user fees paid by
providers who file a Medicare claims appeal or submit duplicate or unprocessable claims. This account reflects the reduction in payments to SMI as a result of this user fee proposal.
The budget proposes to extend the subsidy of Medicare
cost sharing for certain qualified individuals.

Outlays ....................................................................................
18,749
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... ....................
Outlays .................................................................................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

17,009
18,749

429

19,214

18,567

127
–5

–81
146

17,009
19,209

17,609
18,713

Object Classification (in millions of dollars)
2002 actual

Identification code 20–8004–2–7–571

2003 est.

2004 est.

42.0
94.0

Insurance claims and indemnities ................................ ...................
Financial transfers ......................................................... ...................

50
¥105

55
¥163

99.9

Total new obligations ................................................ ...................

¥55

¥108

This account provides continued funding for activities established by the Personal Responsibility and Work Opportunity
Reconciliation Act of 1996 (P.L. 104–193). The Temporary
Assistance for Needy Families block grant provides funding
to States for aid to low-income families with children.

f

f

ALLOCATION RECEIVED FROM OTHER ACCOUNTS

TEMPORARY ASSISTANCE

Note.—Obligations incurred under allocations from other accounts are included in the
schedule of the parent appropriation as follows: Centers for Medicare and Medicaid Services
‘‘Health Care Fraud and Abuse Control Account.’’

Program and Financing (in millions of dollars)

ADMINISTRATION FOR CHILDREN AND
FAMILIES

NEEDY FAMILIES

Program and Financing (in millions of dollars)
2002 actual

2003 est.

2004 est.

Obligations by program activity:
00.01 State family assistance grant .......................................
00.03 Territories—family assistance grants ...........................
00.04 Matching grants to territories .......................................
00.05 Bonus to reward decrease in illegitimacy .....................
00.06 Supplemental grants for population increases .............
00.07 Bonus to reward high performance States ...................
00.08 Tribal work programs .....................................................

16,489
73
6
100
319
200
8

16,489
16,489
78
78
15
15
100
100
192 ...................
400
200
8
8

10.00

Total new obligations (object class 41.0) ................

17,195

17,282

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

600
17,009

400 ...................
16,882
17,690

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.40 Obligated balance, end of year .....................................

Obligations by program activity:
Promotion of healthy marriage and family formation
grants ........................................................................
00.02 Family formation, research, demonstration, and technical assistance ........................................................
00.03 Supplemental grants for population increases .............
00.04 Elimination of illegitimacy bonus ..................................
00.05 Redirect high performance bonus .................................

2003 est.

2004 est.

00.01

General and special funds:

Identification code 75–1552–0–1–609

2002 actual

Identification code 75–1552–4–1–609

Federal Funds
FOR

NEEDY FAMILIES

(Legislative proposal, subject to PAYGO)

f

TEMPORARY ASSISTANCE

FOR

16,890

17,609
17,282
17,690
¥17,195
¥17,282
¥16,890
¥14 ................... ...................
400 ...................
800

17,009

16,882

17,690

10,543
8,884
6,952
17,195
17,282
16,890
¥18,749
¥19,214
¥18,567
¥105 ................... ...................
8,884
6,952
5,275

Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................
86.98 Outlays from mandatory balances ................................

12,442
6,307

12,816
6,398

13,028
5,539

87.00

Total outlays (gross) .................................................

18,749

19,214

18,567

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

17,009
18,749

16,882
19,214

17,690
18,567

Summary of Budget Authority and Outlays

...................

100

100

...................
...................
...................
...................

100
127
¥100
¥100

100
319
¥100
¥500

10.00

Total new obligations ................................................ ...................

127

¥81

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

127
¥127

¥81
81

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ...................

127

¥81

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

................... ...................
...................
127
...................
5
...................
132

132
¥81
¥146
¥95

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................
¥5
Outlays from mandatory balances ................................ ................... ...................

96
50

87.00

Total outlays (gross) ................................................. ...................

¥5

146

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

127
¥5

¥81
146

This schedule reflects additional proposals to be included
in the reauthorization of the Temporary Assistance for Needy
Families program. These include funding for Supplemental
Grants and initiatives to promote healthy marriages and family formation.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–1552–4–1–609

25.1
41.0

Advisory and assistance services .................................. ...................
Grants, subsidies, and contributions ............................ ...................

99.9

Total new obligations ................................................ ...................

2003 est.

2004 est.

20 ...................
107
¥81

(in millions of dollars)

Enacted/requested:
Budget Authority .....................................................................
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

2002 actual

17,009
PO 00000

2003 est.

2004 est.

16,882

17,690

Frm 00029

Fmt 3616

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

127

¥81

430

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

This schedule reflects a proposal to authorize a more accessible Contingency Fund.

CONTINGENCY FUND

f

Program and Financing (in millions of dollars)
PAYMENTS
2002 actual

Identification code 75–1522–0–1–609

2003 est.

2004 est.

00.01

Obligations by program activity:
Program activity ............................................................. ................... ...................

2

10.00

Total new obligations (object class 41.0) ................ ................... ...................

2

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ................... ...................
1,958
New budget authority (gross) ........................................
1,958
1,958 ...................

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
1,958
1,958
1,958
Total new obligations .................................................... ................... ...................
¥2
Unobligated balance expiring or withdrawn .................
¥1,958 ................... ...................
Unobligated balance carried forward, end of year ....... ...................
1,958
1,956

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ...................
1,958 ...................
63.00
Reappropriation .........................................................
1,958 ................... ...................
70.00

73.10
73.20

Total new budget authority (gross) ..........................

1,958

1,958 ...................

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

2
¥1

Outlays (gross), detail:
86.98 Outlays from mandatory balances ................................ ................... ...................

89.00
90.00

1

Net budget authority and outlays:
Budget authority ............................................................
1,958
1,958 ...................
Outlays ........................................................................... ................... ...................
1

Summary of Budget Authority and Outlays

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1501–0–1–609

2003 est.

2004 est.

3,905
454
10

00.91
01.02
01.03

Subtotal, child support enforcement ........................
Payments to territories ..................................................
Repatriation ...................................................................

3,784
23
1

4,003
23
1

4,369
23
1

01.91

24

24

24

02.01
02.03

Subtotal, other payments ..........................................
Aid to families with dependent children (AFDC) payments:
AFDC benefit payments .............................................
State and local welfare administration ....................

124
10 ...................
3 ................... ...................

(Legislative proposal, subject to PAYGO)

02.91
09.01

Subtotal, AFDC programs .....................................
Offset obligations (cse grants to states) ......................

127
157

Program and Financing (in millions of dollars)

10.00

Total new obligations ................................................

4,092

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

4,092
¥4,092

4,226
¥4,226

4,572
¥4,572

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
65.00
Advance appropriation ..............................................
69.00 Offsetting collections (cash) .........................................

2,846
1,000
157

2,937
1,100
189

3,293
1,100
179

70.00

Total new budget authority (gross) ..........................

4,003

4,226

4,572

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

803
4,092
¥4,155
740

740
4,226
¥4,363
603

603
4,572
¥4,517
658

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

3,641

3,817

4,102

2,000 ....................
1
2

f

CONTINGENCY FUND

2002 actual

Identification code 75–1522–4–1–609

2003 est.

2004 est.

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year ................... ...................
42
22.00 New budget authority (gross) ........................................ ...................
42 ...................
Total budgetary resources available for obligation ...................
Unobligated balance carried forward, end of year ....... ...................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ...................
Change in obligated balances:
Total outlays (gross) ...................................................... ...................

Outlays (gross), detail:
86.98 Outlays from mandatory balances ................................ ...................
Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

VerDate Dec 13 2002

For making payments to States or other non-Federal entities under
titles I, IV–D, X, XI, XIV, and XVI of the Social Security Act and
the Act of July 5, 1960 (24 U.S.C. ch. 9), $3,292,970,000, to remain
available until expended; and for such purposes for the first quarter
of fiscal year 2005, $1,200,000,000, to remain available until expended.
For making payments to each State for carrying out the program
of Aid to Families with Dependent Children under title IV–A of the
Social Security Act before the effective date of the program of Temporary Assistance to Needy Families (TANF) with respect to such
State, such sums as may be necessary: Provided, That the sum of
the amounts available to a State with respect to expenditures under
such title IV–A in fiscal year 1997 under this appropriation and
under such title IV–A as amended by the Personal Responsibility
and Work Opportunity Reconciliation Act of 1996 shall not exceed
the limitations under section 116(b) of such Act.
For making, after May 31 of the current fiscal year, payments to
States or other non-Federal entities under titles I, IV–D, X, XI, XIV,
and XVI of the Social Security Act and the Act of July 5, 1960
(24 U.S.C. ch. 9), for the last 3 months of the current fiscal year
for unanticipated costs, incurred for the current fiscal year, such sums
as may be necessary.

3,532
461
10

Total:
Budget Authority .....................................................................
1,958
Outlays .................................................................................... ....................

89.00
90.00

AND

3,324
450
10

Enacted/requested:
2002 actual
2003 est.
2004 est.
Budget Authority .....................................................................
1,958
1,958 ....................
Outlays .................................................................................... .................... ....................
1
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... ....................
42 ....................
Outlays .................................................................................... ....................
1
1

73.20

STATES FOR CHILD SUPPORT ENFORCEMENT
FAMILY SUPPORT PROGRAMS

Obligations by program activity:
Child support enforcement (CSE):
Benefit payments:
00.01
State child support administrative costs .............
00.02
Child support incentive payments ........................
00.03
Access and visitation grants ................................

(in millions of dollars)

23.90
24.40

TO

15:09 Jan 23, 2003

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42
42

42
42

42 ...................

¥1

1

4,226

4,572

89 ................... ...................
4,003
4,226
4,572

¥1

1

42 ...................
1
1
Frm 00030

10 ...................
189
179

Fmt 3616

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E:\BUDGET\HHS.XXX

HHS

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
86.98

Outlays from mandatory balances ................................

514

546

415

87.00

Total outlays (gross) .................................................

4,155

4,363

4,517

Offsets:
Against gross budget authority and outlays:
88.45
Offsetting collections (cash) from: Offsetting governmental collections (from non-Federal sources)
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

¥157

¥189

3,846
3,998

4,037
4,174

3,846
3,998

4,037
4,174

¥47

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

¥47
47

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

¥47

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

¥47
¥47

4,393
4,338

(in millions of dollars)

Total:
Budget Authority .....................................................................
Outlays ....................................................................................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................

¥179

Summary of Budget Authority and Outlays
Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
3,846
4,037
Outlays ....................................................................................
3,998
4,174
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................

431

2004 est.

4,393
4,338
–47
–47
4,346
4,291

This account provides for payments to States for child support enforcement and other family support programs, including access and visitation programs for families. Spending authority from the Federal share of child support collections
is used to pay incentive payments. The remaining net Federal
share of collections is returned to the Treasury in a receipt
account. The text table below shows the net Federal costs
of child support enforcement:
Net Federal Costs of Child Support Enforcement

This legislative package reproposes provisions in the TANF
reauthorization plan, including proposals to increase child
support collections and to direct more of these payments to
families. Also included are provisions to streamline current
and introduce new data matching efforts to more effectively
seize child support payments through state, tribal, and private industry participation.
f

LOW INCOME HOME ENERGY ASSISTANCE
For making payments under title XXVI of the Omnibus Budget
Reconciliation Act of 1981, $1,700,000,000.
For making payments under title XXVI of the Omnibus Budget
Reconciliation Act of 1981, $300,000,000: Provided, That these funds
are for the unanticipated home energy assistance needs of one or
more States, as authorized by section 2604(e) of the Act, and notwithstanding the designation requirement of section 2602(e).
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

(In millions of dollars)
2002

2003

Gross Federal share of collections ..............................................
–1,235
Federal incentive payments to States ........................................
450
Hold harmless payments ............................................................. ....................
State child support administrative costs ...................................
3,481
Access and visitation grants ......................................................
10
Total ....................................................................................

2,706

3,065

3,348

Object Classification (in millions of dollars)
2002 actual

Identification code 75–1501–0–1–609

41.0

2003 est.

2004 est.

99.0

Direct obligations: Grants, subsidies, and contributions ...........................................................................
Reimbursable obligations: Reimbursable obligations ...

3,935
157

4,037
189

4,393
179

99.9

Total new obligations ................................................

4,092

4,226

4,572

f

PAYMENTS

TO

STATES FOR CHILD SUPPORT ENFORCEMENT
FAMILY SUPPORT PROGRAMS

Program and Financing (in millions of dollars)

2004

–1,127
–1,151
461
454
10 ....................
3,711
4,035
10
10

AND

2002 actual

Identification code 75–1502–0–1–609

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

1,800

1,550

1,850

10.00

Total new obligations (object class 41.0) ................

1,800

1,550

1,850

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

300
2,000

300
1,700

300
2,000

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

2,300
¥1,800
¥200
300

2,000
¥1,550
¥150
300

2,300
¥1,850
¥150
300

New budget authority (gross), detail:
Discretionary:
Appropriation:
40.00
Appropriation [Base Program] ..............................
40.00
Appropriation [Emergency] ....................................

1,700
300

1,400
300

1,700
300

43.00

Appropriation (total discretionary) ........................

2,000

1,700

2,000

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

512
536
1,800
1,550
¥1,773
¥1,628
¥3 ...................
536
459

459
1,850
¥1,774
¥5
530

(Legislative proposal, subject to PAYGO)
Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1501–4–1–609

2003 est.

2004 est.

Obligations by program activity:
Child support enforcement (CSE):
Benefit payments:
00.01
State child support administrative costs ............. ................... ...................
00.03
Access and visitation grants ................................ ................... ...................

¥49
2

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

1,329
444

1,147
481

1,369
405

10.00

Total new obligations (object class 41.0) ................ ................... ...................

¥47

87.00

Total outlays (gross) .................................................

1,773

1,628

1,774

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

¥47
47

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,000
1,773

1,700
1,628

2,000
1,774

VerDate Dec 13 2002

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E:\BUDGET\HHS.XXX

HHS

432

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
LOW INCOME HOME ENERGY ASSISTANCE—Continued

This program makes grants to States and Indian tribes
to aid low-income households with high energy costs through
payments to eligible households, energy suppliers, and weatherization providers. Obligation estimates for the contingency
fund are based on average historical obligation rates.
f

REFUGEE

AND

ing to the care and placement of unaccompanied alien children are estimates. Final amounts transferred will be included in a determination order issued by the Director of
the Office of Management and Budget.
Object Classification (in millions of dollars)

25.1
25.2
25.3

ENTRANT ASSISTANCE

For making payments for refugee and entrant assistance activities
authorized by title IV of the Immigration and Nationality Act and
section 501 of the Refugee Education Assistance Act of 1980 (Public
Law 96–422), $417,626,000: Provided, That funds appropriated pursuant to section 414(a) of the Immigration and Nationality Act for fiscal
year 2004 shall be available for the costs of assistance provided and
other activities through September 30, 2006: Provided further, That
up to $10,000,000 is available to carry out the Trafficking Victims
Protection Act of 2000.
For carrying out section 5 of the Torture Victims Relief Act of
1998 (Public Law 105–320), $10,000,000. For carrying out section
462 of the Homeland Security Act of 2002 (P.L. 107–296), $34,000,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

2002 actual

Identification code 75–1503–0–1–609

2003 est.

2004 est.

1
2

1
2

1
2

41.0

Advisory and assistance services ..................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Grants, subsidies, and contributions ............................

2
473

2
495

2
467

99.9

Total new obligations ................................................

478

500

472

f

PROMOTING SAFE

AND

STABLE FAMILIES

For carrying out section 436 of the Social Security Act,
$305,000,000; for section 437, $199,978,000; and for section 439,
$50,000,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1512–0–1–506
2002 actual

Identification code 75–1503–0–1–609

2003 est.

00.01
00.02

Obligations by program activity:
Refugee and entrant assistance ...................................
Assistance for treatment of torture victims ..................

468
10

490
10

462
10

10.00

Total new obligations ................................................

478

500

472

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
22.10 Resources available from recoveries of prior year obligations .......................................................................
23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

24
460

Appropriation (total discretionary) ........................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
73.45
74.10

10
462

19 ................... ...................
503
510
472
¥478
¥500
¥472
¥2 ................... ...................
24
10 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
460
42.00
Transferred from other accounts .............................. ...................
43.00

24
486

00.01
00.02
00.03
00.04

Obligations by program activity:
Grants to States and Tribes ..........................................
353
Research, training and technical assistance ...............
9
State court assessment activities .................................
13
Mentoring children of prisoners .................................... ...................

475
13
17
50

375

530

555

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

375
¥375

530
¥530

555
¥555

New budget authority (gross), detail:
Discretionary:
Appropriation:
40.00
Appropriation .........................................................
70
40.00
Appropriation ......................................................... ...................

200
25

200
50

43.00

70

225

250

60.00

Appropriation (total discretionary) ........................
Mandatory:
Appropriation .............................................................

305

305

305

462

70.00

Total new budget authority (gross) ..........................

375

530

555

570
544
559
478
500
472
¥480
¥483
¥476
¥2 ................... ...................
¥19 ................... ...................

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

Outlays (gross), detail:
Outlays from new discretionary authority .....................
12
Outlays from discretionary balances ............................. ...................
Outlays from new mandatory authority .........................
56
Outlays from mandatory balances ................................
233

460

453
462
33 ...................
486

¥3 ................... ...................
544
559
555

138
342

146
337

139
337

87.00

Total outlays (gross) .................................................

480

483

476

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

460
480

486
483

462
476

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

States are subsidized for administering the refugee assistance program. Funds are also provided to assist in the rehabilitation of victims of torture. The transferred amounts from
the Department of Homeland Security to HHS in 2003 relatJkt 193833

475
13
17
25

Total new obligations ................................................

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

15:09 Jan 23, 2003

2004 est.

10.00

86.90
86.93
86.97
86.98

VerDate Dec 13 2002

2003 est.

2004 est.

PO 00000

Frm 00032

Fmt 3616

339
402
541
375
530
555
¥301
¥391
¥507
¥11 ................... ...................
402
541
591

37
45
55
254

39
150
55
263

301

391

507

375
301

530
391

555
507

This program provides funds for a broad range of child
welfare services, including family preservation and family
support services. It also includes funding for competitive
grants to mentor the children of prisoners.
Sfmt 3616

E:\BUDGET\HHS.XXX

HHS

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Object Classification (in millions of dollars)
2002 actual

Identification code 75–1512–0–1–506

25.1
25.3

433

Object Classification (in millions of dollars)
2003 est.

2004 est.

2002 actual

Identification code 75–1550–0–1–609

3

4

4

41.0

Advisory and assistance services ..................................
Other purchases of goods and services from Government accounts ...........................................................
Grants, subsidies, and contributions ............................

2
370

2
524

2
549

99.9

Total new obligations ................................................

375

530

555

2003 est.

2004 est.

25.1
25.2
41.0

Advisory and assistance services ..................................
Other services ................................................................
Grants, subsidies, and contributions ............................

6
1
2,751

6
1
2,710

6
1
2,710

99.9

Total new obligations ................................................

2,758

2,717

2,717

f
f

PAYMENTS
JOB OPPORTUNITIES

AND

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1509–0–1–504

2003 est.

2004 est.

72.40
73.20
73.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................

8 ................... ...................
¥23 ................... ...................
15 ................... ...................

86.98

Outlays (gross), detail:
Outlays from mandatory balances ................................

23 ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
23 ................... ...................

This activity was replaced by Temporary Assistance for
Needy Families.
CHILD CARE ENTITLEMENT

TO

2003 est.

2004 est.

00.01
00.02
00.03
00.04

Obligations by program activity:
Mandatory child care .....................................................
Matching child care .......................................................
Training and technical assistance ................................
Child care tribal grants .................................................

1,178
1,519
7
54

1,178
1,478
7
54

1,178
1,478
7
54

10.00

Total new obligations ................................................

2,758

2,717

2,717

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

2,758
¥2,758

2,717
¥2,717

2,717
¥2,717

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
63.00
Reappropriation .........................................................

2,717
2,717
2,717
41 ................... ...................

70.00

Total new budget authority (gross) ..........................

2,758

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

1,774
591

1,842
848

1,926
887

87.00

Total outlays (gross) .................................................

2,365

2,690

2,813

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

2,717

2,717

814
1,144
1,171
2,758
2,717
2,717
¥2,365
¥2,690
¥2,813
¥63 ................... ...................
1,144
1,171
1,075

AND

DEVELOPMENT

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

2002 actual

2003 est.

2004 est.

00.01
00.04

Obligations by program activity:
Block grant payments to States ....................................
Research and evaluation fund ......................................

2,090
10

2,090
10

2,090
10

10.00

Total new obligations ................................................

2,100

2,100

2,100

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

2,100
¥2,100

2,100
¥2,100

2,100
¥2,100

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

2,100

2,100

2,100

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

1,349
825

1,344
736

1,344
749

87.00

Total outlays (gross) .................................................

2,174

2,080

2,093

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,100
2,174

2,100
2,080

2,100
2,093

1,121
1,044
1,064
2,100
2,100
2,100
¥2,174
¥2,080
¥2,093
¥3 ................... ...................
1,044
1,064
1,071

This appropriation helps low-income families pay for child
care and related services and supports grants to States for
child care quality activities.
Object Classification (in millions of dollars)

2,758
2,365

2,717
2,690

2,717
2,813

This account provides child care funding for welfare recipients and low-income working families and was established
by the Personal Responsibility and Work Opportunity Reconciliation Act of 1996 (P.L. 104–193).
Jkt 193833

CHILD CARE
GRANT

Identification code 75–1515–0–1–609

STATES

2002 actual

Identification code 75–1550–0–1–609

FOR THE
BLOCK

Program and Financing (in millions of dollars)

Program and Financing (in millions of dollars)

15:09 Jan 23, 2003

STATES

For carrying out sections 658A through 658R of the Omnibus Budget Reconciliation Act of 1981 (The Child Care and Development Block
Grant Act of 1990), $2,099,729,000 shall be used to supplement, not
supplant state general revenue funds for child care assistance for
low-income families: Provided, That $19,120,000 shall be available
for child care resource and referral and school-aged child care activities, of which $1,000,000 shall be for the Child Care Aware toll free
hotline: Provided further, That in addition to the amounts required
to be reserved by the States under section 658G, $272,672,000 shall
be reserved by the States for activities authorized under section 658G,
of which $100,000,000 shall be for activities that improve the quality
of infant and toddler care: Provided further, That $9,864,000 shall
be for use by the Secretary for child care research, demonstration,
and evaluation activities.

f

VerDate Dec 13 2002

TO

BASIC SKILLS TRAINING PROGRAM

PO 00000

Frm 00033

Fmt 3616

2002 actual

Identification code 75–1515–0–1–609

25.1
25.3

2003 est.

2004 est.

6

6

6

41.0

Advisory and assistance services ..................................
Other purchases of goods and services from Government accounts ...........................................................
Grants, subsidies, and contributions ............................

1
2,093

1
2,093

1
2,093

99.9

Total new obligations ................................................

2,100

2,100

2,100

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

434

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued
SOCIAL SERVICES BLOCK GRANT
For making grants to States pursuant to section 2002 of the Social
Security Act, $1,700,000,000.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1534–0–1–506

2003 est.

2004 est.

00.01

Obligations by program activity:
Direct program activity ..................................................

1,700

1,700

1,700

10.00

Total new obligations (object class 41.0) ................

1,700

1,700

1,700

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
1,700

1
1,700

1
1,700

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1,701
¥1,700
1

1,701
¥1,700
1

1,701
¥1,700
1

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................

1,700

1,700

1,700

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
746
666
73.10 Total new obligations ....................................................
1,700
1,700
73.20 Total outlays (gross) ......................................................
¥1,780
¥1,792
73.40 Adjustments in expired accounts (net) ......................... ................... ...................
74.40 Obligated balance, end of year .....................................
666
574

574
1,700
¥1,790
¥4
480

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

1,452
328

1,445
347

1,445
345

87.00

Total outlays (gross) .................................................

1,780

1,792

1,790

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,700
1,780

1,700
1,792

1,700
1,790

f

CHILDREN

AND

FAMILIES SERVICES PROGRAMS

For carrying out, except as otherwise provided, the Runaway and
Homeless Youth Act, the Developmental Disabilities Assistance and
Bill of Rights Act, the Head Start Act, the Child Abuse Prevention
and Treatment Act, sections 310 and 316 of the Family Violence
Prevention and Services Act, as amended, the Native American Programs Act of 1974, title II of Public Law 95–266 (adoption opportunities), the Adoption and Safe Families Act of 1997 (Public Law 105–
89), sections 1201 and 1211 of the Children’s Health Act of 2000,
the Abandoned Infants Assistance Act of 1988, sections 413, 429A,
1110, and 1115 of the Social Security Act, and sections 40155, 40211,
and 40241 of Public Law 103–322; for making payments under the
Community Services Block Grant Act, section 473A of the Social Security Act, and title IV of Public Law 105–285, and for necessary administrative expenses to carry out said Acts and titles I, IV, X, XI, XIV,
XVI, and XX of the Social Security Act, the Act of July 5, 1960
(24 U.S.C. ch. 9), the Omnibus Budget Reconciliation Act of 1981,
title IV of the Immigration and Nationality Act, section 501 of the
Refugee Education Assistance Act of 1980, section 5 of the Torture
Victims Relief Act of 1998 (Public Law 105–320), sections 40155,
40211, and 40241 of Public Law 103–322, and section 126 and titles
IV and V of Public Law 100–485, $8,547,382,000, of which
$43,000,000, to remain available until September 30, 2005, shall be
for grants to States for adoption incentive payments, as authorized
by section 473A of title IV of the Social Security Act (42 U.S.C.
670–679) and may be made for adoptions completed before September
30, 2004; of which $552,312,000 shall be for making payments under
the Community Services Block Grant Act; and of which $6,815,570,000
shall be for making payments under the Head Start Act, of which
$1,400,000,000 shall become available October 1, 2004 and remain
available through September 30, 2005: Provided, That to the extent
VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

PO 00000

Frm 00034

Fmt 3616

Community Services Block Grant funds are distributed as grant funds
by a State to an eligible entity as provided under the Act, and have
not been expended by such entity, they shall remain with such entity
for carryover into the next fiscal year for expenditure by such entity
consistent with program purposes: Provided further, That all eligible
entities currently in good standing in the Community Services Block
Grant program shall receive an increase in funding proportionate
to the increase provided in this Act for the Community Services Block
Grant: Provided further, That $100,000,000 is for a compassion capital fund to provide grants to charitable organizations to emulate
model social service programs and to encourage research on the best
practices of social service organizations: Provided further, That the
Secretary shall establish procedures regarding the disposition of intangible property which permits grant funds, or intangible assets acquired with funds authorized under section 680 of the Community
Services Block Grant Act, as amended, to become the sole property
of such grantees after a period of not more than 12 years after the
end of the grant for purposes and uses consistent with the original
grant: Provided further, That funds appropriated for section 680(a)(2)
of the Community Services Block Grant Act, as amended, shall be
available for financing construction and rehabilitation and loans or
investments in private business enterprises owned by community development corporations.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1536–0–1–506

Obligations by program activity:
Head start ......................................................................
Runaway and homeless youth:
01.03
Runaway and homeless youth ..................................
01.04
Transitional living .....................................................
01.05
Education grants to reduce sexual abuse of runaway youth ............................................................
Child abuse programs:
01.07
Child abuse State grants ..........................................
01.08
Child abuse discretionary grants ..............................
01.09
Community based resource centers ..........................
Child welfare programs:
01.11
Child welfare services ...............................................
01.12
Child welfare training ...............................................
01.15
Abandoned infants ....................................................
01.16
Adoption incentives ...................................................
01.17
Adoption opportunities ..............................................
01.18 Children’s health act programs ....................................
01.19 Social services and income maintenance research ......
01.20 Native American programs ............................................
01.21 Compassion capital fund ..............................................
01.23 Early learning fund ........................................................
Developmental disabilities programs:
01.24
Protection and advocacy ...........................................
01.25
Projects of national significance ..............................
01.26
Centers for excellence ...............................................
01.27
State grants ..............................................................
01.28 Federal administration ...................................................
01.29 Faith-based center .........................................................
00.01

2003 est.

2004 est.

6,537

6,667

6,816

48
40

48
40

62
26

15

15

15

22
26
33

22
26
33

22
26
33

292
292
292
8
8
7
12
12
13
40
43
43
27
27
27
13
13
13
31
6
6
46
45
45
30
100
100
25 ................... ...................
35
12
24
70
171
2

35
12
24
70
171
2

35
12
24
70
180
1

1,022

1,044

1,052

03.01
03.03
03.04
03.05
03.06
03.08
03.09

Subtotal .....................................................................
Community services programs:
Community services block grants .............................
Community food and nutrition ..................................
Community services discretionary .............................
National youth sports ................................................
Individual development accounts ..................................
Domestic violence hotline ..............................................
Grants for battered women’s shelters ...........................

03.91

Subtotal .....................................................................

864

768

679

04.00
09.01

Total, direct program ................................................
Reimbursable program ..................................................

8,423
18

8,479
15

8,547
15

10.00

Total new obligations ................................................

8,441

8,494

8,562

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

3
8,445

4
8,494

1
8,562

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

8,448
¥8,441

8,498
¥8,494

8,563
¥8,562

01.91

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

649
570
495
7
7 ...................
39
39
32
17 ................... ...................
25
25
25
2
2
3
125
125
124

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES
23.98
24.40

Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

¥1
4

¥3 ...................
1
1

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.71
Reduction pursuant to P.L. 107–116 .......................
40.73
Reduction pursuant to P.L. 107–206 .......................

7,030
7,079
7,147
¥1 ................... ...................
¥2 ................... ...................

43.00
55.00

7,027
1,400

7,079
1,400

7,147
1,400

15

15

15

68.00
68.10
68.90
70.00

Appropriation (total discretionary) ........................
Advance appropriation ..............................................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

3 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

18

15

15

Total new budget authority (gross) ..........................

8,445

8,494

8,562

23.1
23.3

25.7
26.0
31.0
41.0

Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

99.0
99.0
99.9

14

16

16

4
2
105
5

2
3
124
41

2
3
124
41

55
3
1
1
8,094

30
1
2
1
8,117

30
1
2
1
8,185

Direct obligations ..................................................
Reimbursable obligations ..............................................

8,423
18

8,479
15

8,547
15

Total new obligations ................................................

8,441

8,494

8,562

24.0
25.1
25.2
25.3

Personnel Summary
2002 actual

Identification code 75–1536–0–1–506

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................

4,374
4,693
4,771
8,441
8,494
8,562
¥8,084
¥8,416
¥8,464
¥35 ................... ...................

435

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

1,448

2003 est.

2004 est.

1,512

1,472

f

¥3 ................... ...................

CHILDREN

1 ................... ...................
4,693
4,771
4,869

AND

FAMILY SERVICES PROGRAMS

(Legislative proposal, not subject to PAYGO)
Program and Financing (in millions of dollars)

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

4,412
3,672

4,391
4,025

4,429
4,035

Identification code 75–1536–2–1–506

87.00

8,084

8,416

8,464

01.19
01.20

Obligations by program activity:
Maternity group homes .................................................. ...................
Strengthening fatherhood and healthy marriages ........ ...................

10
20

10
20

04.00

Total, direct program ................................................ ...................

30

30

¥15

¥15

¥15

10.00

Total new obligations ................................................ ...................

30

30

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

30
¥30

30
¥30

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................

30

30

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

99.00
99.01

¥3 ................... ...................

8,427
8,071

8,479
8,401

8,547
8,449

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
11
11
Outlays ...........................................................................
11
11

13
13

Summary of Budget Authority and Outlays

2002 actual

2003 est.

2004 est.

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

................... ...................
...................
30
...................
¥5
...................
25

25
30
¥18
37

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
5
Outlays from discretionary balances ............................. ................... ...................

5
13

(in millions of dollars)

Enacted/requested:
2002 actual
Budget Authority .....................................................................
8,427
Outlays ....................................................................................
8,069
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... ....................
Outlays .................................................................................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

2003 est.

8,427
8,069

2004 est.

8,479
8,401

8,547
8,449

86.90
86.93

30
5

30
18

87.00

Total outlays (gross) ................................................. ...................

5

18

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

30
5

30
18

8,509
8,406

8,577
8,467

Provides funding for a Compassion Capital Fund to support
public and private partnerships in funding community and
faith-based charitable organizations that expand upon or emulate model social service programs.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–1536–0–1–506

2003 est.

2004 est.

Object Classification (in millions of dollars)

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

111
2
1

113
1
1

113
1
1

11.9
12.1
21.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................

114
21
4

115
22
5

115
22
5

Frm 00035

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VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

This legislative proposal establishes the Responsible Fatherhood and Healthy Marriages Program. The budget provides grants to faith-based and community organizations to
assist non-custodial fathers in becoming more involved in the
lives of their children. In addition, the Administration includes funding for grants to provide young, pregnant and
parenting women with access to maternity group homes.

PO 00000

2002 actual

Identification code 75–1536–2–1–506

25.3

2003 est.

2004 est.

41.0

Other purchases of goods and services from Government accounts ........................................................... ...................
Grants, subsidies, and contributions ............................ ...................

7
23

7
23

99.9

Total new obligations ................................................ ...................

30

30

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

436

ADMINISTRATION FOR CHILDREN AND FAMILIES—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

Temporary Assistance to Needy Families account under Illegitimacy Reduction and Family Formation activities.

VIOLENT CRIME REDUCTION PROGRAMS

Object Classification (in millions of dollars)

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–8605–0–1–754

2003 est.

2002 actual

Identification code 75–1553–0–1–609

2004 est.

72.40
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

3

41.0

Direct obligations:
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Grants, subsidies, and contributions ........................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
13
9
3

99.0
99.0
99.9

29
15
6
¥13
¥9
¥3
¥1 ................... ...................
15
6
3

13

9

21.0
23.1
23.3
25.1
25.2
25.3

AND

1
1

1
1

1
14
5

1
20
5

1
20
5

13
2

13
9

13
9

Direct obligations ..................................................
Reimbursable obligations ..............................................

37
9

50
9

50
9

Total new obligations ................................................

46

59

59

f

TECHNICAL ASSISTANCE

PAYMENTS

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1553–0–1–609

00.01
00.02
00.04
09.01

Obligations by program activity:
Training and technical assistance ................................
12
Federal parent locator service .......................................
25
Welfare research ............................................................ ...................
Reimbursable program ..................................................
9

2003 est.

2004 est.

12
23
15
9

12
23
15
9
59

10.00

Total new obligations ................................................

46

59

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
46

1 ...................
59
59

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

47
60
59
¥46
¥59
¥59
1 ................... ...................

TO

STATES

FOR

FOSTER CARE

58
50
50
¥21 ................... ...................

62.50
69.00

Appropriation (total mandatory) ...........................
Offsetting collections (cash) .........................................

37
9

50
9

50
9

70.00

Total new budget authority (gross) ..........................

46

59

59

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

34
46
¥48
31

31
59
¥47
44

44
59
¥53
50

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

24
24

25
22

24
29

87.00

Total outlays (gross) .................................................

48

47

53

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥4
¥5

¥4
¥5

¥4
¥5

88.90

Total, offsetting collections (cash) ..................

¥9

¥9

¥9

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

37
40

50
38

50
44

This account provides funding for research and technical
assistance activities established in P.L. 104–193. Amounts
for welfare research are in addition to research amounts in
the Children and families services program account and the
VerDate Dec 13 2002

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Fmt 3616

AND

ADOPTION ASSISTANCE

For making payments to States or other non-Federal entities under
title IV–E of the Social Security Act, $5,043,200,000. In addition,
for carrying out section 477(i), $60,000,000.
For making payments to States or other non-Federal entities under
title IV–E of the Act, for the first quarter of fiscal year 2005,
$1,767,700,000.
For making, after May 31 of the current fiscal year, payments to
States or other non-Federal entities under section 474 of title IV–
E, for the last 3 months of the current fiscal year for unanticipated
costs, incurred for the current fiscal year, such sums as may be necessary.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1545–0–1–609

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
60.35
Appropriation rescinded ............................................

2004 est.

1
1

f

CHILDREN’S RESEARCH

2003 est.

00.01
00.02
00.03
00.04

Obligations by program activity:
Foster care .....................................................................
4,536
Independent living .........................................................
140
Education and training vouchers .................................. ...................
Adoption assistance .......................................................
1,393

10.00

Total new obligations ................................................

6,069

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

6,622
¥6,069
¥552

2003 est.

2004 est.

4,666
140
60
1,539

4,939
140
60
1,700

6,405

6,839

6,556
6,839
¥6,405
¥6,839
¥151 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................
Mandatory:
60.00
Appropriation .............................................................
4,886
65.00
Advance appropriation ..............................................
1,736

60

60

4,742
1,754

5,043
1,736

70.00

Total new budget authority (gross) ..........................

6,556

6,839

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
9
Outlays from discretionary balances ............................. ................... ...................
Outlays from new mandatory authority .........................
5,235
5,412
Outlays from mandatory balances ................................
650
885

6,622

934
1,117
1,216
6,069
6,405
6,839
¥5,885
¥6,306
¥6,736
¥2 ................... ...................
1,117
1,216
1,320

9
40
5,831
856

87.00

Total outlays (gross) .................................................

5,885

6,306

6,736

89.00

Net budget authority and outlays:
Budget authority ............................................................

6,622

6,556

6,839

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

ADMINISTRATION ON AGING
Federal Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES
90.00

Outlays ...........................................................................

5,885

6,306

6,736

ADMINISTRATION ON AGING
Federal Funds

Summary of Budget Authority and Outlays

General and special funds:

(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
6,622
6,556
Outlays ....................................................................................
5,885
6,306
Legislative proposal, subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

6,622
5,885

6,839
6,736
35
31

6,556
6,306

6,874
6,767

25.1
25.5
41.0
99.9

2003 est.

Advisory and assistance services ..................................
9
Research and development contracts ........................... ...................
Grants, subsidies, and contributions ............................
6,060
Total new obligations ................................................

6,069

2004 est.

12
2
6,391

17
2
6,820

6,405

6,839

TO

STATES FOR FOSTER CARE
ASSISTANCE

AND

ADOPTION

(Legislative proposal, subject to PAYGO)
Program and Financing (in millions of dollars)
2002 actual

Identification code 75–1545–4–1–609

2003 est.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0142–0–1–506

2004 est.

Obligations by program activity:
Foster care ..................................................................... ................... ...................

35

02.00
09.01

10.00

Total new obligations (object class 41.0) ................ ................... ...................

35

10.00

Total new obligations ................................................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

35
¥35

21.40
22.00
23.90
23.95
24.40

Change in obligated balances:
73.10 Total new obligations .................................................... ................... ...................
73.20 Total outlays (gross) ...................................................... ................... ...................
74.40 Obligated balance, end of year ..................................... ................... ...................
Outlays (gross), detail:
86.97 Outlays from new mandatory authority ......................... ................... ...................
Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ...................
90.00 Outlays ........................................................................... ................... ...................

35

35
¥31
5

35
31

19:03 Jan 23, 2003

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Frm 00037

Fmt 3616

Total, Direct Program ................................................
1,200
Reimbursable program (HCFAC) .................................... ...................

357
21
142
390
178
150
26
28
2
18
11
18
3

1,341
3

1,344
3

1,200

1,344

1,347

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2
1,200

1
1,344

1
1,347

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1,202
¥1,200
1

1,345
¥1,344
1

1,348
¥1,347
1

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
1,200
Mandatory:
69.00
Offsetting collections (cash) ..................................... ...................

1,341

1,344

3

3

70.00

Total new budget authority (gross) ..........................

1,344

1,347

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
727
Outlays from discretionary balances .............................
378
Outlays from new mandatory authority ......................... ...................

31

This legislative proposal includes provisions to introduce
an option available to all states to participate in an alternative financing system for child welfare that will better meet
the needs of each state’s foster care population. States choosing to participate will face fewer administrative burdens and
will receive funds in the form of flexible grants.
VerDate Jan 23 2003

2004 est.

Obligations by program activity:
Home and community-based supportive services .........
357
357
Preventive health ...........................................................
21
21
National family caregiver support program ..................
142
142
Congregate meals ..........................................................
390
492
Home-delivered meals ...................................................
176
224
Nutrition services incentive program ............................ ................... ...................
Grants to Indian tribes ..................................................
26
28
Program innovations ......................................................
39
28
Aging network support activities ...................................
2
2
Federal administration ...................................................
18
18
Alzheimer’s disease demonstration grants to States
11
11
Grants to States for the protection of vulnerable
older Americans .........................................................
18
18
01.15 White House Conference on Aging ................................ ................... ...................

00.01

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................

2003 est.

01.01
01.02
01.03
01.05
01.06
01.07
01.08
01.09
01.10
01.11
01.13
01.14

f

PAYMENTS

For carrying out, to the extent not otherwise provided, the Older
Americans Act of 1965, as amended, and section 398 of the Public
Health Service Act, $1,343,701,000 of which $5,000,000 shall be available for activities regarding medication management, screening, and
education to prevent incorrect medication and adverse drug reactions;
of which $2,842,000 shall remain available until September 30, 2006
for the White House Conference on Aging; and of which $149,670,000
shall be for making payments to or on behalf of States and other
eligible grantees, consistent with section 311 of the Older Americans
Act of 1965: Provided, That references to the Secretary of Agriculture
in section 311(b) and (d)(1) shall be deemed to be references to the
Secretary of Health and Human Services: Provided further, That in
those instances in which the eligible entity elects to receive its allotment, in part or in total, in the form of commodities, the Secretary
of Agriculture shall supply such commodities and be reimbursed for
the costs thereof from amounts provided herein.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Object Classification (in millions of dollars)
2002 actual

AGING SERVICES PROGRAMS

2004 est.

Foster care.—The proposed level will support eligible lowincome children who must be placed outside the home. An
average of 240,600 children per month will be served in 2004.
Adoption assistance.—The proposed funding level will support subsidies for families adopting eligible low-income children with special needs. An average of 348,700 children per
month will be served in 2004.

Identification code 75–1545–0–1–609

437

87.00
Sfmt 3643

Total outlays (gross) .................................................
E:\BUDGET\HHS.XXX

HHS

1,200

456
548
601
1,200
1,344
1,347
¥1,105
¥1,291
¥1,344
¥3 ................... ...................
548
601
603

1,105

832
456
3

834
507
3

1,291

1,344

438

ADMINISTRATION ON AGING—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004

General and special funds—Continued

DEPARTMENTAL MANAGEMENT

AGING SERVICES PROGRAMS—Continued

Federal Funds
General and special funds:

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–0142–0–1–506

2003 est.

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ...................

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,200
1,105

GENERAL DEPARTMENTAL MANAGEMENT

2004 est.

¥3

¥3

1,341
1,288

1,344
1,341

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
1
1
Outlays ...........................................................................
1
1

1
1

Note.—The reimbursable program (HCFAC) in the Administration on Aging (AoA) reflects the estimated distribution
of the allocation account for fiscal years 2003 and 2004. Actual 2003 and 2004 distributions will be determined
by the Secretary of HHS and the Attorney General.

Administration on Aging.—The proposed level will provide
continued funding for core formula grant programs that provide nutrition, supportive services and caregiver support services through the aging network. AoA programs are part of
a comprehensive system of support for older people and their
families. The proposed level also includes funding for the
White House Conference on Aging.
In order to improve program management, the budget proposes to transfer the smaller Department of Agriculture nutrition program for the elderly to AoA, while preserving State
access to commodities and ensuring that the funds continue
to be dedicated exclusively to the provision of meals. Although
both Departments currently fund these services, HHS is the
lead agency and has greater interaction with service providers. This transfer will improve program oversight and
streamline reporting requirements.
Object Classification (in millions of dollars)
2002 actual

Identification code 75–0142–0–1–506

2003 est.

2004 est.

For necessary expenses, not otherwise provided, for general departmental management, including hire of six sedans, and for carrying
out titles III, XVII, and XX of the Public Health Service Act, and
the United States-Mexico Border Health Commission Act,
$348,100,000 together with $5,851,000 to be transferred and expended
as authorized by section 201(g)(1) of the Social Security Act from
the Hospital Insurance Trust Fund and the Supplemental Medical
Insurance Trust Fund: Provided, That of the funds made available
under this heading for carrying out title XX of the Public Health
Service Act, $11,885,000 shall be for activities specified under section
2003(b)(2), of which $10,157,000 shall be for prevention service demonstration grants under section 510(b)(2) of title V of the Social Security Act, as amended, without application of the limitation of section
2010(c) of said title XX: Provided further, That of this amount,
$50,000,000 is for minority AIDS prevention and treatment activities;
and $18,400,000 is for an Information Technology Security and Innovation Fund for Department-wide activities involving cybersecurity,
information technology security, and related innovation projects, and
$5,000,000 is to assist Afghanistan in the development of maternal
and child health clinics, consistent with section 103(a)(4)(H) of the
Afghanistan Freedom Support Act of 2002.
OFFICE FOR CIVIL RIGHTS

For expenses necessary for the Office for Civil Rights, $30,936,000,
together with not to exceed $3,314,000 to be transferred and expended
as authorized by section 201(g)(1) of the Social Security Act from
the Hospital Insurance Trust Fund and the Supplemental Medical
Insurance Trust Fund.
POLICY RESEARCH

For carrying out, to the extent not otherwise provided, research
studies under section 1110 of the Social Security Act and title III
of the Public Health Service Act, $2,499,000: Provided, That in addition to amounts provided herein, $21,000,000 shall be available from
amounts available under section 241 of the Public Health Service
Act to carry out national health or human services research and
evaluation activities: Provided further, That the expenditure of any
funds available under section 241 of the Public Health Service Act
are subject to the requirements of section 205 of this Act.
PUBLIC HEALTH AND SOCIAL SERVICES EMERGENCY FUND

41.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Rental payments to GSA ...........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Grants, subsidies, and contributions ........................

6
1,176

4
1,317

6
1,317

99.0
99.0

Direct obligations ..................................................
1,200
Reimbursable obligations .............................................. ...................

1,341
3

1,344
3

1,344

1,347

11.1
12.1
23.1
25.1
25.2
25.3

99.9

Total new obligations ................................................

9
2
1
5
1

9
2
2
6
1

10
2
2
6
1

1,200

Personnel Summary
2002 actual

Identification code 75–0142–0–1–506

2003 est.

2004 est.

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
112
112
112
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment ................. ...................
8
8
Allocation account:
Total compensable workyears:
3001
Civilian full-time equivalent employment .................
8 ................... ...................

VerDate Jan 23 2003

19:03 Jan 23, 2003

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Fmt 3616

For expenses necessary to support activities related to countering
potential biological, disease and chemical threats to civilian populations, $1,896,149,000, of which $100,000,000 shall be for activities
to ensure a year-round influenza vaccine production capacity and
the development and implementation of rapidly expandable production
technologies: Provided, That the Secretary of Health and Human Services may increase funding for such pandemic influenza activities by
transfer of up to $150,000,000 from available unobligated amounts
in discretionary accounts (pursuant to the Balanced Budget and Emergency Deficit Control Act of 1985, as amended) of the Department
of Health and Human Services funded in this or prior appropriations
Acts: Provided further, That funding for pandemic influenza activities
shall remain available until expended.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–9912–0–1–551

2003 est.

2004 est.

Obligations by program activity:
Direct activities:
00.01
General departmental management .........................
343
00.02
Office for Civil Rights ...............................................
28
00.03
Policy research ..........................................................
2
00.04
Public health and social services emergency fund
1,625
09.01 Reimbursable program ..................................................
141
09.02 Reimbursable program (HCFAC) .................................... ...................

341
30
2
1,807
168
6

353
31
2
1,896
186
5

10.00

2,354

2,473

Sfmt 3643

Total new obligations ................................................
E:\BUDGET\HHS.XXX

HHS

2,139

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

DEPARTMENT OF HEALTH AND HUMAN SERVICES

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.73
Reduction pursuant to P.L. 107–206 .......................
42.00
Transferred from other accounts ..............................
43.00

68.00
68.00
68.10
68.90
70.00

109
2,182

147
2,356

149
2,475

2,291
2,503
2,624
¥2,139
¥2,354
¥2,473
¥4 ................... ...................
147
149
151

2,029
2,176
2,278
¥3 ................... ...................
9 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

147

180

197

Total new budget authority (gross) ..........................

2,182

2,356

2,475

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
74.40 Obligated balance, end of year .....................................

562
1,555
1,996
2,139
2,354
2,473
¥1,092
¥1,913
¥2,432
¥17 ................... ...................
¥66 ................... ...................
28 ................... ...................
1,555
1,996
2,037

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

760
332

806
1,107

851
1,581

87.00

Total outlays (gross) .................................................

1,092

1,913

2,432

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
88.96
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

improve existing HHS programs. DM also includes the activities of the Office of Public Health and Science, including
adolescent family life, disease prevention and health promotion, physical fitness and sports, minority health, research
integrity, women’s health, as well as programs to counter
bioterrorist threats.
Object Classification (in millions of dollars)

Appropriation (total discretionary) ........................
2,035
2,176
2,278
Spending authority from offsetting collections:
Offsetting collections (cash):
Offsetting collections (cash) ................................
81
174
192
Offsetting collections (cash) HCFAC .................... ...................
6
5
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
66 ................... ...................

72.40
73.10
73.20
73.40
74.00

439

¥108

¥180

¥197

11.1
11.3
11.5
11.7

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................

11.9
12.1
12.2
21.0
23.1
23.3

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

24.0
25.1
25.2
25.3
25.4
25.7
26.0
31.0
41.0
99.0
99.0
11.1
11.3
11.5
11.8

Direct obligations ..................................................
Reimbursable obligations ..............................................
Allocation Account:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Special personal services payments ....................

11.9
12.1
21.0
23.1
23.3

¥66 ................... ...................
27 ................... ...................

2,035
982

2,176
1,733

2,278
2,235

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
10
10
Outlays ...........................................................................
10
10

12
12

Note.—The reimbursable program (HCFAC) in Departmental Management reflects the estimated distribution from
the allocation account for fiscal year 2003 and 2004. Actual 2003 and 2004 distributions will be determined
by the Secretary of HHS and the Attorney General.

2002 actual

Identification code 75–9912–0–1–551

25.1
25.2
25.3
25.4
25.5
25.6
25.7
26.0
31.0
41.0
42.0

2003 est.

2004 est.

106
4
3
2

113
6
2
3

115
6
2
3

115
24
1
6
15

124
26
1
6
18

126
27
1
4
24

4
2
7
24

6
2
1
37

4
2
1
41

48
9
18
5
7
111

43
8
25
8
7
127

41
9
28
3
3
134

396
142

439
174

448
191

29
13
13
3
2
2
2
2
2
1 ................... ...................

Total personnel compensation .........................
35
17
17
Civilian personnel benefits .......................................
10
9
9
Travel and transportation of persons .......................
4
3
3
Rental payments to GSA ........................................... ...................
5
5
Communications, utilities, and miscellaneous
charges .................................................................
7
3
3
Advisory and assistance services .............................
51
11
11
Other services ............................................................
36
12
12
Other purchases of goods and services from Government accounts .................................................
63
22
22
Operation and maintenance of facilities ..................
39
52
52
Research and development contracts .......................
22
22
22
Medical care ..............................................................
6 ................... ...................
Operation and maintenance of equipment ...............
1
1
1
Supplies and materials .............................................
6
20
20
Equipment .................................................................
20
14
14
Grants, subsidies, and contributions ........................
1,301
1,549
1,642
Insurance claims and indemnities ........................... ...................
1
1

99.0

Allocation account ................................................

1,601

1,741

1,834

99.9

Total new obligations ................................................

2,139

2,354

2,473

(Dollars in millions)
2002 actual

Distribution of budget authority by account:
General Departmental Management .......................................
Office for Civil Rights .............................................................
Policy Research .......................................................................
Public Health and Social Services Emergency Fund ..............
Distribution of outlays by account:
General Departmental Management .......................................
Office for Civil Rights .............................................................
Policy research ........................................................................
Public Health and Social Services Emergency Fund ..............

2003 est.

2004 est.

334
28
2
1,671

337
30
2
1,807

349
31
2
1,896

319
25
11
627

324
30
2
1,377

341
32
2
1,860

Departmental management (DM) is a consolidated display
of accounts that fund activities which provide leadership, policy, legal, and administrative guidance to HHS components;
carry out the Department’s civil rights and nondiscrimination
and health information privacy compliance enforcement programs; and support research to develop policy initiatives and
VerDate Jan 23 2003

19:03 Jan 23, 2003

Jkt 193833

PO 00000

Frm 00039

Fmt 3616

Personnel Summary
2002 actual

Identification code 75–9912–0–1–551

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
1101
Military full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................

2003 est.

2004 est.

1,300
61

1,424
61

1,419
61

257

277

278

f

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriation as follows: Centers for Medicare and Medicaid Services
‘‘Health Care Fraud and Abuse Control Account.’’

Sfmt 3616

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HHS

440

PROGRAM SUPPORT CENTER
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
Uniformed Services Non-Medicare Eligible Retiree Health Care Accrual Proposal
Effects on Public Health Accounts in 2004

PROGRAM SUPPORT CENTER
General and special funds:
RETIREMENT PAY

AND

(Dollars in millions)

MEDICAL BENEFITS
OFFICERS

FOR

COMMISSIONED

For retirement pay and medical benefits of Public Health Service
Commissioned Officers as authorized by law, for payments under the
Retired Serviceman’s Family Protection Plan and Survivor Benefit
Plan, and for medical care of dependents and retired personnel under
the Dependents’ Medical Care Act (10 U.S.C. ch. 55 and 56), such
amounts as may be required during the current fiscal year.
Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–0379–0–1–551

2003 est.

2004 est.

Obligations by program activity:
Retirement payments .....................................................
Survivors’ benefits .........................................................
Medical care ..................................................................

204
13
56

219
14
52

234
15
54

10.00

Total new obligations ................................................

273

285

303

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.40 Adjustments in expired accounts (net) .........................
74.40 Obligated balance, end of year .....................................

278

285

303

20
45
49
273
285
303
¥253
¥281
¥301
5 ................... ...................
45
49
51

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

234
19

242
39

258
43

87.00

Total outlays (gross) .................................................

253

281

301

99.00
99.01

278
253

285
281

303
301

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

27
27

Summary of Budget Authority and Outlays
(in millions of dollars)

Enacted/requested:
2002 actual
2003 est.
Budget Authority .....................................................................
278
285
Outlays ....................................................................................
253
281
Legislative proposal, not subject to PAYGO:
Budget Authority ..................................................................... .................... ....................
Outlays .................................................................................... .................... ....................
Total:
Budget Authority .....................................................................
Outlays ....................................................................................

278
253

285
281

2004 est.

303
301

19:03 Jan 23, 2003

Jkt 193833

¥27

Object Classification (in millions of dollars)
2002 actual

Identification code 75–0379–0–1–551

2003 est.

2004 est.

13.0
25.6

Benefits for former personnel ........................................
Medical care ..................................................................

217
56

233
52

249
54

99.9

Total new obligations ................................................

273

285

303

RETIREMENT PAY

AND

MEDICAL BENEFITS
OFFICERS

FOR

COMMISSIONED

(Legislative proposal, not subject to PAYGO)

PO 00000

Frm 00040

2002 actual

Identification code 75–0379–2–1–551

2003 est.

2004 est.

00.03

Obligations by program activity:
Medical care .................................................................. ................... ...................

13

10.00

Total new obligations (object class 12.2) ................ ................... ...................

13

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

13
¥13

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................

13

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

13
¥13

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

13

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

13
13

A Department of Defense legislative proposal will change
the accrual amount that HHS pays into the Uniformed Services Retiree Health Care Fund for health benefits for Medicare-eligible Public Health Service Commissioned Corps officers. The new accrual rate more accurately reflects the allofficer nature of the Commissioned Corps.
f

13
13

HEALTH ACTIVITIES FUNDS

316
314

This activity funds annuities of retired Public Health Service (PHS) commissioned officers and survivors of retirees, and
medical care to active duty PHS commissioned officers, retirees, and dependents of members and retirees of the PHS
Commissioned Corps.
The estimates in the following table support the President’s
Budget proposal to extend accrual financing for health care
provided to non-Medicare-eligible uniformed services retirees.
VerDate Jan 23 2003

Change to Public Health Discretionary Appropriation ................................... ......................

Program and Financing (in millions of dollars)
278
285
303
¥273
¥285
¥303
¥5 ................... ...................

86.97
86.98

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

Discretionary

f

00.01
00.02
00.03

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................

Mandatory

Mandatory Offsetting Collection through the Defense Health Account
from the Uniformed Services Retiree Health Care Fund for NonMedicare Eligible Retiree Health Care:
Public Health Service .....................................................................................
54 ....................
Adjustments to Public Health Discretionary Appropriation Payments to
the Uniformed Services Retiree Health Care Fund Ret. Pay and Med.
Benefits for Commissioned Officers Account ........................................... ......................
27
Adj. to Ret. Pay and Med. Benefits for Commissioned Officers Account ......................
¥54

Fmt 3616

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–9913–0–1–552

2003 est.

2004 est.

21.40
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Unobligated balance carried forward, end of year .......

7
7

7
7

7
7

72.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Obligated balance, end of year .....................................

2
2

2
2

2
2

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

PROGRAM SUPPORT CENTER—Continued
Trust Funds

DEPARTMENT OF HEALTH AND HUMAN SERVICES

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

This display shows activities in support of St. Elizabeths
Hospital and scientific activities overseas that were supported
by foreign currencies by the United States abroad.
f

Intragovernmental funds:
HHS SERVICE

AND

SUPPLY FUND

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–9941–0–4–551

2003 est.

2004 est.

Object Classification (in millions of dollars)

11.1
11.3
11.5
11.7
11.9
12.1
12.2
21.0
22.0
23.1
23.3
24.0
25.1
25.2
25.3

Obligations by program activity:
Program support center .................................................
Federal employee occupational health ..........................
OS activities ...................................................................

287
110
8

320
129
7

321
138
7

10.00

Total new obligations ................................................

405

456

466

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

25.4
25.6
26.0
31.0

69
417

89
456

89
466

99.9

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

494
¥405
89

545
¥456
89

555
¥466
89

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

385

456

466

69.90

Spending authority from offsetting collections
(total mandatory) .............................................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
73.45 Recoveries of prior year obligations ..............................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

89.00
90.00

456

466

¥15
¥46
¥46
405
456
466
¥397
¥456
¥466
¥8 ................... ...................

456

Jkt 193833

2004 est.

73
2
2
8

77
2
2
8

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Military personnel benefits ............................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Advisory and assistance services ..................................
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Operation and maintenance of facilities ......................
Medical care ..................................................................
Supplies and materials .................................................
Equipment ......................................................................

78
19
4
3
2
11
8
1
13
100

85
18
3
3
2
13
8
1
15
119

89
19
4
3
3
13
8
2
15
109

27
18
34
80
7

31
21
39
86
12

32
21
40
94
14

Total new obligations ................................................

405

456

466

This year’s budget includes an improved display for Public
Health Service Commissioned Corps Officers. Most Commissioned Corps officers work for agencies in the Department
of Health and Human Services. However, some of these officers are detailed to perform work in other Federal agencies.
The allocation account section in the table below shows the
total number of these detailed FTE.
Personnel Summary
2002 actual

Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................
2101
Military full-time equivalent employment .................
Allocation account:
Total compensable workyears:
3101
Military full-time equivalent employment .................

¥32 ................... ...................
¥46
¥46
¥46

397

2003 est.

67
2
2
7

Identification code 75–9941–0–4–551

417

2003 est.

2004 est.

1,122
71

1,122
71

1,122
71

1,131

1,281

1,281

f

466

Trust Funds
MISCELLANEOUS TRUST FUNDS
¥385

¥456

¥466

¥32 ................... ...................

HHS Service and Supply Fund (SSF) provides a wide range
of logistical and support services to components of the Department and other Federal agencies. The Program Support Center line includes activities such as personnel and payroll administration, financial management operations, and administrative services, including acquisitions management, building
and property management, information technology and telecommunication services, and medical supplies repackaging
and distribution services. The Federal Occupational Health
program is also financed by the SSF, and provides clinical
health services, environmental and industrial hygiene-related
services, and employee assistance programs. The Office of
Secretary activities line includes the fund manager, departmental contracts, audit resolutions, and the regional health
administrators.
19:03 Jan 23, 2003

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................
Military personnel ......................................................

32 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
11 ................... ...................

VerDate Jan 23 2003

2002 actual

Identification code 75–9941–0–4–551

09.01
09.02
09.03

8 ................... ...................

441

PO 00000

Frm 00041

Fmt 3616

Unavailable Collections (in millions of dollars)
2002 actual

Identification code 75–9971–0–7–551

2003 est.

2004 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Gifts and contributions, miscellaneous trust funds
47
47
47
02.20 Contributions, Indian health facilities, Health Services
Administration ...........................................................
60
60
60
02.40 Interest, Miscellaneous trust funds ...............................
1
1
1
02.99

Total receipts and collections ...................................
Appropriations:
05.00 Miscellaneous trust funds .............................................
07.99

108

108

108

¥108

¥108

¥108

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2002 actual

Identification code 75–9971–0–7–551

2003 est.

2004 est.

00.02
00.03

Obligations by program activity:
Gifts ...............................................................................
Contributions, Indian health facilities ..........................

38
42

48
60

48
60

10.00

Total new obligations ................................................

80

108

108

Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

442

PROGRAM SUPPORT CENTER—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2004
Personnel Summary

MISCELLANEOUS TRUST FUNDS—Continued
2002 actual

Identification code 75–9971–0–7–551

Program and Financing (in millions of dollars)—Continued
2002 actual

Identification code 75–9971–0–7–551

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2003 est.

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................

2004 est.

74
108

101
108

101
108

182
¥80
101

209
¥108
101

209
¥108
101

22

2003 est.

2004 est.

22

22

f

OFFICE OF THE INSPECTOR GENERAL
General and special funds:
OFFICE

OF

INSPECTOR GENERAL

New budget authority (gross), detail:
Mandatory:
60.26
Appropriation (trust fund) .........................................

108

108

108

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

For expenses necessary for the Office of Inspector General in carrying out the provisions of the Inspector General Act of 1978, as
amended, $39,497,000: Provided, That, of such amount, necessary
sums are available for providing protective services to the Secretary
and investigating non-payment of child support cases for which nonpayment is a Federal offense under 18 U.S.C. 228.

76
80
¥57
99

99
108
¥78
129

129
108
¥96
141

Note.—A regular 2003 appropriation for this account had not been enacted at the time
the budget was prepared; therefore, this account is operating under a continuing resolution
(P.L. 107–229, as amended). The amounts included for 2003 in this budget reflect the
Administration’s 2003 policy proposals.

72.40
73.10
73.20
74.40

Program and Financing (in millions of dollars)
Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................
86.98 Outlays from mandatory balances ................................

24
33

32
46

32
64

Identification code 75–0128–0–1–551

87.00

Total outlays (gross) .................................................

57

78

96

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

00.01
09.01
09.02

108
57

108
78

108
96

10.00

Total new obligations ................................................

21.40
22.00
23.90
23.95
24.40

Memorandum (non-add) entries:
92.01 Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

25

30

30

30

30

30

[Dollars in millions]
2002

Distribution of budget authority by account:
Gifts ........................................................................................
Contributions, Indian health facilities ...................................
Distribution of outlays by account:
Gifts ........................................................................................
Contributions, Indian health facilities ...................................

2003

2004

48
60

48
60

48
60

26
31

35
43

43
53

Gifts to the Public Health Service are for the benefit of
patients and for research. Contributions are made for the
construction, improvement, extension, and provision of sanitation facilities.

2002 actual

11.1
11.3
11.9
21.0
22.0
25.1
25.2
25.3
25.4
25.5
25.7
26.0
31.0
32.0
41.0
99.9

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................

2003 est.

2004 est.

1
1

1
1

1
1

Total personnel compensation ..............................
2
Travel and transportation of persons ............................
1
Transportation of things ................................................ ...................
Advisory and assistance services ..................................
1
Other services ................................................................
11
Other purchases of goods and services from Government accounts ...........................................................
1
Operation and maintenance of facilities ...................... ...................
Research and development contracts ...........................
8
Operation and maintenance of equipment ...................
22
Supplies and materials .................................................
1
Equipment ......................................................................
1
Land and structures ......................................................
5
Grants, subsidies, and contributions ............................
27

2
1
1
1
15

2
1
1
1
15

1
1
11
30
1
1
7
36

1
1
11
30
1
1
7
36

108

108

Frm 00042

Fmt 3616

Total new obligations ................................................

VerDate Dec 13 2002

15:09 Jan 23, 2003

Jkt 193833

80
PO 00000

Obligations by program activity:
Direct program ...............................................................
36
HCFAC reimbursable program ....................................... ...................
Reimbursable program ..................................................
17

69.00

2004 est.

40
166
12

39
166
12

53

218

217

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
52

1
218

1
217

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

53
¥53
1

219
¥218
1

218
¥217
1

36

40

39

6

12

12

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
68.90

2003 est.

10 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................
16
Mandatory:
Offsetting collections (cash) ..................................... ...................

70.00

Total new budget authority (gross) ..........................

52

12

12

166

166

218

217

Change in obligated balances:
Obligated balance, start of year ...................................
1 ...................
4
Total new obligations ....................................................
53
218
217
Total outlays (gross) ......................................................
¥54
¥214
¥217
Change in uncollected customer payments from Federal sources (unexpired) ............................................
¥10 ................... ...................
74.10 Change in uncollected customer payments from Federal sources (expired) ................................................
11 ................... ...................
74.40 Obligated balance, end of year ..................................... ...................
4
4
72.40
73.10
73.20
74.00

Object Classification (in millions of dollars)
Identification code 75–9971–0–7–551

2002 actual

86.90
86.93
86.97

Outlays (gross), detail:
Outlays from new discretionary authority .....................
32
48
Outlays from discretionary balances .............................
22 ...................
Outlays from new mandatory authority ......................... ...................
166

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
88.96
Portion of offsetting collections (cash) credited to
expired accounts ...................................................
Sfmt 3643

E:\BUDGET\HHS.XXX

HHS

47
4
166

54

214

217

¥18

¥178

¥178

¥10 ................... ...................
12 ................... ...................

GENERAL PROVISIONS

DEPARTMENT OF HEALTH AND HUMAN SERVICES

89.00
90.00

99.00
99.01

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

General Fund Offsetting receipts from the public .....................
36
36

40
36

(In millions of dollars)
2003 est.

2004 est.

Budget Authority:
Discretionary appropriations ...................................................
Mandatory (HCFAC Account) ...................................................

36
139

40
160

39
160

Total ...............................................................................

175

200

199

Note.—The reimbursable program (HCFAC) in Office of the Inspector General reflects the estimated distrubiton
of the allocation account for fiscal years 2003 and 2004. Actual 2003 and 2004 distributions will be determined
by the Secretary of HHS and the Attorney General.

GENERAL PROVISIONS
SEC. 201. Funds appropriated in this title shall be available for
not to exceed $37,000 for official reception and representation expenses
when specifically approved by the Secretary.
SEC. 202. The Secretary shall make available through assignment
not more than 60 employees of the Public Health Service to assist
in child survival activities and to work in AIDS programs through
and with funds provided by the Agency for International Development,
the United Nations International Children’s Emergency Fund or the
World Health Organization.
SEC. 203. None of the funds appropriated under this Act may be
used to implement section 399F(b) of the Public Health Service Act
or section 1503 of the National Institutes of Health Revitalization
Act of 1993, Public Law 103–43.
SEC. 204. None of the funds appropriated in this Act for the National Institutes of Health, the Agency for Healthcare Research and
Quality, and the Substance Abuse and Mental Health Services Administration shall be used to pay the salary of an individual, through
a grant or other extramural mechanism, at a rate in excess of Executive Level II.
SEC. 205. Notwithstanding section 241(a) of the Public Health Service Act, such portion as the Secretary shall determine, but not more
than 1.25 percent, of any amounts appropriated for programs authorized under said Act shall be made available for the evaluation (directly, or by grants or contracts) of the implementation and effectiveness of such programs.
(TRANSFER

Object Classification (in millions of dollars)
2002 actual

2003 est.

2004 est.

31.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Other purchases of goods and services from Government accounts .................................................
Equipment .................................................................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

36
17

40
178

39
178

99.9

Total new obligations ................................................

53

218

217

11.1
12.1
21.0
23.1
25.3

20
6
2
3

24
6
2
3

4
1

24
6
2
3

4
4
1 ...................

Personnel Summary
2002 actual

Identification code 75–0128–0–1–551

Direct:
Total compensable workyears:
1001
Civilian full-time equivalent employment .................
Reimbursable:
Total compensable workyears:
2001
Civilian full-time equivalent employment .................
Allocation account:
Total compensable workyears:
3001
Civilian full-time equivalent employment .................

2003 est.

2004 est.

296

320

307

56

1,320

1,252

1,217 ................... ...................

f

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows: Centers for Medicare and Medicaid Services ‘‘Health Care Fraud and Abuse Control Account.’’
f

GENERAL FUND RECEIPT ACCOUNTS
(in millions of dollars)
2002 actual

2003 est.

Offsetting receipts from the public:
75–310700 Federal share of child support collections ......
1,235
1,117
Legislative proposal, subject to PAYGO ............................. ................... ...................
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1,151

f

10
10

The Office of Inspector General (OIG) identifies and recommends actions to correct fraud, waste, and abuse in HHS
administered and assisted programs and operations through
audits and investigations.
In addition to the discretionary resources appropriated to
the OIG, the Health Insurance Portability and Accountability
Act of 1996 makes available mandatory funding for use by
the OIG. These funds are used to combat Medicare, Medicaid,
and State Children’s Health Insurance Program (SCHIP)
fraud and abuse through a coordinated Health care fraud
and abuse control (HCFAC) program with the Department
of Justice. The following table shows total funding resources
for the OIG:

Identification code 75–0128–0–1–551

1,117

39
39

Additional net budget authority and outlays to cover cost of fully accruing retirement:
Budget authority ............................................................
9
9
Outlays ...........................................................................
9
9

2002 actual

1,235

443

2004 est.

1,137
14
Fmt 3616

OF FUNDS)

SEC. 206. Not to exceed 3 percent of any discretionary funds (pursuant to the Balanced Budget and Emergency Deficit Control Act of
1985, as amended) which are appropriated for the current fiscal year
for the Department of Health and Human Services in this or any
other Act may be transferred between appropriations, but no such
appropriation shall be increased by more than 10 percent by any
such transfer: Provided, That the Appropriations Committees of both
Houses of Congress are notified at least 15 days in advance of any
transfer.
SEC. 207. The Director of the National Institutes of Health, jointly
with the Director of the Office of AIDS Research, may transfer up
to 3 percent among institutes, centers, and divisions from the total
amounts identified by these two Directors as funding for research
pertaining to the human immunodeficiency virus: Provided, That the
Congress is promptly notified of the transfer.
SEC. 208. Of the amounts made available in this Act for the National Institutes of Health, the amount for research related to the
human immunodeficiency virus, as jointly determined by the Director
of the National Institutes of Health and the Director of the Office
of AIDS Research, shall be made available to the ‘‘Office of AIDS
Research’’ account. The Director of the Office of AIDS Research shall
transfer from such account amounts necessary to carry out section
2353(d)(3) of the Public Health Service Act.
SEC. 209. None of the funds appropriated in this Act may be made
available to any entity under title X of the Public Health Service
Act unless the applicant for the award certifies to the Secretary that
it encourages family participation in the decision of minors to seek
family planning services and that it provides counseling to minors
on how to resist attempts to coerce minors into engaging in sexual
activities.
SEC. 210. None of the funds appropriated by this Act (including
funds appropriated to any trust fund) may be used to carry out the
Medicare+Choice program if the Secretary denies participation in such
program to an otherwise eligible entity (including a Provider Sponsored Organization) because the entity informs the Secretary that it
will not provide, pay for, provide coverage of, or provide referrals
for abortions: Provided, That the Secretary shall make appropriate
prospective adjustments to the capitation payment to such an entity
(based on an actuarially sound estimate of the expected costs of providing the service to such entity’s enrollees): Provided further, That
nothing in this section shall be construed to change the Medicare
program’s coverage for such services and a Medicare+Choice organization described in this section shall be responsible for informing enrollees where to obtain information about all Medicare covered services.
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444

GENERAL PROVISIONS—Continued

(TRANSFER

THE BUDGET FOR FISCAL YEAR 2004

OF FUNDS)—Continued

SEC. 211. Notwithstanding any other provision of law, no provider
of services under title X of the Public Health Service Act shall be
exempt from any State law requiring notification or the reporting
of child abuse, child molestation, sexual abuse, rape, or incest.
SEC. 212. (a) Except as provided by subsection (e) none of the funds
appropriated by this Act may be used to withhold substance abuse
funding from a State pursuant to section 1926 of the Public Health
Service Act (42 U.S.C. 300x–26) if such State certifies to the Secretary
of Health and Human Services by May 1, 2004 that the State will
commit additional State funds, in accordance with subsection (b),
to ensure compliance with State laws prohibiting the sale of tobacco
products to individuals under 18 years of age.
(b) The amount of funds to be committed by a State under subsection (a) shall be equal to 1 percent of such State’s substance abuse
block grant allocation for each percentage point by which the State
misses the retailer compliance rate goal established by the Secretary
of Health and Human Services under section 1926 of such Act.
(c) The State is to maintain State expenditures in fiscal year 2004
for tobacco prevention programs and for compliance activities at a
level that is not less than the level of such expenditures maintained
by the State for fiscal year 2003, and adding to that level the additional funds for tobacco compliance activities required under subsection (a). The State is to submit a report to the Secretary on all
fiscal year 2003 State expenditures and all fiscal year 2004 obligations
for tobacco prevention and compliance activities by program activity
by July 31, 2004.
(d) The Secretary shall exercise discretion in enforcing the timing
of the State obligation of the additional funds required by the certification in subsection (a) as late as July 31, 2004.

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(e) None of the funds appropriated by this Act may be used to
withhold substance abuse funding pursuant to section 1926 from a
territory that receives less than $1,000,000.
SEC. 213. In order for the Centers for Disease Control and Prevention to carry out international health activities, including HIV/AIDS
and other infectious disease, chronic and environmental disease, and
other health activities abroad during fiscal year 2004, the Secretary
of Health and Human Services is authorized to—
(1) utilize the authorities contained in subsection 2(c) of the State
Department Basic Authorities Act of 1956, as amended; and
(2) utilize the authorities contained in 22 U.S.C. 291 and 292 and
directly or through contract or cooperative agreement to lease, alter
or renovate facilities in foreign countries, to carry out programs supported by this appropriation notwithstanding PHS Act section 307.
In exercising the authority set forth in paragraphs (1) and (2),
the Secretary of Health and Human Services shall consult with the
Department of State to assure that planned activities are within the
legal strictures of the State Department Basic Authorities Act of 1956,
as amended, and other applicable parts of title 22, United States
Code.
SEC. 214. The Division of Federal Occupational Health may utilize
personal services contracting to employ professional management/administrative and occupational health professionals.
SEC. 215. With the funds appropriated to the National Institutes
of Health in this Act, NIH is authorized to obligate in fiscal year
2004 the full multi-year cost of a grant or contract that is awarded
in that year, and any funds which may be deobligated subsequently
shall remain available until expended for the same purposes.

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