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DEPARTMENT OF TRANSPORTATION 70.00 OFFICE OF THE SECRETARY Federal Funds General and special funds: SALARIES AND EXPENSES For necessary expenses of the Office of the Secretary, ø$67,778,000, of which not to exceed $1,929,000 shall be available for the immediate Office of the Secretary; not to exceed $619,000 shall be available for the immediate Office of the Deputy Secretary; not to exceed $13,355,000 shall be available for the Office of the General Counsel; not to exceed $3,058,000 shall be for the Office of the Assistant Secretary for Policy; not to exceed $7,421,000 shall be available for the Office of the Assistant Secretary for Aviation and International Affairs; not to exceed $7,728,000 shall be available for the Office of the Assistant Secretary for Budget and Programs; not to exceed $2,282,000 shall be available for the Office of the Assistant Secretary for Government Affairs; not to exceed $19,250,000 shall be available for the Office of the Assistant Secretary for Administration; not to exceed $1,723,000 shall be available for the Office of Public Affairs; not to exceed $1,204,000 shall be available for the Office of the Executive Secretariat; not to exceed $507,000 shall be available for the Board of Contract Appeals; not to exceed $1,240,000 shall be available for the Office of Small and Disadvantaged Business Utilization; not to exceed $1,321,000 shall be available for the Office of Intelligence and Security; not to exceed $6,141,000 shall be available for the Office of the Chief Information Office¿ $96,100,000: Provided, That not to exceed $60,000 shall be for allocation within the Department for official reception and representation expenses as the Secretary may determine: Provided further, That notwithstanding any other provision of law, excluding fees authorized in Public Law 107– 71, there may be credited to this appropriation up to $2,500,000 in funds received in user feesø: Provided further, That the Secretary of Transportation is authorized to transfer funds appropriated for any office of the Office of the Secretary to any other office of the Office of the Secretary: Provided further that no appropriation for any office shall be increased or decreased by more than 7 percent by all such transfers: Provided further, That any such transfer shall be submitted for approval to the House and Senate Committees on Appropriations¿. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Program and Financing (in millions of dollars) Total new budget authority (gross) .......................... Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 72.40 73.10 73.20 73.40 73.45 74.00 74 83 108 13 5 5 73 83 108 ¥72 ¥82 ¥106 1 ................... ................... ¥1 ................... ................... ¥8 ................... ................... 5 5 7 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 64 8 76 5 99 8 87.00 Total outlays (gross) ................................................. 72 82 106 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ................... ¥12 ¥12 Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. ¥8 ................... ................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 66 72 71 70 96 94 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 63 69 2002 est. 2003 est. 67 66 92 90 General administration.—This appropriation finances the costs of policy development and central supervisory and coordinating functions necessary for the overall planning and direction of the Department. It covers the immediate secretarial offices as well as those of the assistant secretaries and the general counsel. Object Classification (in millions of dollars) 2001 actual Identification code 69–0102–0–1–407 2002 est. 2003 est. 2001 actual Identification code 69–0102–0–1–407 Obligations by program activity: 00.01 General administration .................................................. 09.01 Reimbursable program .................................................. 64 9 71 12 96 12 10.00 Total new obligations ................................................ 73 83 108 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 1 74 1 ................... 83 108 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 1 ................... ................... 76 84 108 ¥73 ¥83 ¥108 1 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 66 71 96 Spending authority from offsetting collections: 68.00 Offsetting collections (cash) ..................................... ................... 12 12 68.10 Change in uncollected customer payments from Federal sources (unexpired) .................................. 8 ................... ................... 68.90 Spending authority from offsetting collections (total discretionary) .......................................... 8 12 12 11.1 11.3 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... 2002 est. 2003 est. 32 3 34 4 33 4 35 9 1 7 4 38 12 1 8 6 37 12 1 8 31 31.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Equipment ................................................................. 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 64 9 71 12 96 12 99.9 Total new obligations ................................................ 73 83 108 11.9 12.1 21.0 23.1 25.2 25.3 7 6 7 1 ................... ................... Personnel Summary 2001 actual Identification code 69–0102–0–1–407 1001 Direct: Total compensable workyears: Full-time equivalent employment ............................................................... 409 2002 est. 2003 est. 450 715 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00001 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 467 716 OFFICE OF THE SECRETARY—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 12.1 25.2 General and special funds—Continued SALARIES EXPENSES—Continued AND 99.0 99.0 Personnel Summary—Continued 2001 actual Identification code 69–0102–0–1–407 2001 Reimbursable: Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 2003 est. Civilian personnel benefits ....................................... Other services ............................................................ 1 3 1 3 Direct obligations .................................................. 8 9 Reimbursable obligations .............................................. ................... ................... 9 2 99.9 Total new obligations ................................................ 35 1001 2001 actual Total compensable workyears: Full-time equivalent employment ............................................................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–0118–0–1–407 10.00 2002 est. 2003 est. Obligations by program activity: Direct program ............................................................... 8 9 Reimbursable program .................................................. ................... ................... Total new obligations ................................................ 8 9 9 2 8 ¥8 9 ¥9 Total new budget authority (gross) .......................... 8 9 Change in obligated balances: 72.40 Obligated balance, start of year ................................... 1 2 73.10 Total new obligations .................................................... 8 9 73.20 Total outlays (gross) ...................................................... ¥7 ¥9 74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................ ................... ................... 74.40 Obligated balance, end of year ..................................... 2 1 87.00 2003 est. 70 70 MINORITY BUSINESS OUTREACH For necessary expenses of Minority Business Resource Center outreach activities, $3,000,000, to remain available until September 30, ø2003¿ 2004: Provided, That notwithstanding 49 U.S.C. 332, these funds may be used for business opportunities related to any mode of transportation. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 11 2001 actual 11 ¥11 10.00 Obligations by program activity: Total new obligations .................................................... 9 21.40 22.00 Outlays (gross), detail: Outlays from new discretionary authority ..................... 7 Outlays from discretionary balances ............................. ................... Total outlays (gross) ................................................. 2 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 2 2003 est. 4 3 1 ................... 3 3 3 4 3 ¥2 ¥4 ¥3 1 ................... ................... 11 1 11 ¥9 ¥2 1 8 1 10 1 9 7 2002 est. Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... New budget authority (gross) ........................................ 3 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 8 9 68.10 Spending authority from offsetting collections: Change in uncollected customer payments from Federal sources (unexpired) ................................................... ................... ................... 86.90 86.93 65 2002 est. f Identification code 69–0119–0–1–407 Budgetary resources available for obligation: 22.00 New budget authority (gross) ........................................ 23.95 Total new obligations .................................................... 70.00 11 CIVIL RIGHTS For necessary expenses of the Office of Civil Rights, ø$8,500,000¿ $9,170,000. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) 00.01 09.01 9 33 Identification code 69–0118–0–1–407 OF 8 Personnel Summary 28 f OFFICE 1 2 9 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 3 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 3 2 ¥2 3 3 1 4 3 ¥4 ¥4 1 ................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... 2 Outlays from discretionary balances ............................. ................... 3 3 1 ................... 3 3 87.00 Offsets: Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. ................... ................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 8 6 ¥2 9 9 9 9 This appropriation finances the costs of a Departmental Civil Rights office. This office is responsible for enforcing laws and regulations which prohibit discrimination in federallyoperated and assisted transportation programs. This office also handles all civil rights cases related to Department of Transportation employees. 2001 actual 11.1 Direct obligations: Personnel compensation: Full-time permanent ........ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2 4 4 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 3 2 3 4 3 4 Minority business outreach.—This activity provides contractual support to assist small, women-owned, Native American, and other disadvantaged business firms, in securing contracts and subcontracts resulting from transportation-related Federal support. It also participates in cooperative agreements with historically black and hispanic colleges. Object Classification (in millions of dollars) 2002 est. 2003 est. Other services ................................................................ ................... Grants, subsidies, and contributions ............................ 2 99.9 5 5 Frm 00002 Fmt 3616 Total new obligations ................................................ 5 PO 00000 2001 actual Identification code 69–0119–0–1–407 25.2 41.0 Object Classification (in millions of dollars) Identification code 69–0118–0–1–407 Total outlays (gross) ................................................. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2 2002 est. 2003 est. 1 3 2 1 4 3 OFFICE OF THE SECRETARY—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION NEW HEADQUARTERS BUILDING For necessary expenses of customizing the Department of Transportation’s new base building and related advisory services, $25,000,000, to remain available until expended. Program and Financing (in millions of dollars) 2001 actual Identification code 69–0147–0–1–407 2002 est. Obligations by program activity: 10.00 Total new obligations (object class 25.2) ..................... ................... ................... 2003 est. Total new obligations .................................................... Unobligated balance carried forward, end of year ....... ¥2,328 ¥2,672 ................... 2,672 ................... ................... New budget authority (gross), detail: Mandatory: 60.00 Appropriation ............................................................. 5,000 ................... ................... 23.95 24.40 73.10 73.20 Change in obligated balances: Total new obligations .................................................... Total outlays (gross) ...................................................... 86.97 86.98 Outlays (gross), detail: Outlays from new mandatory authority ......................... 2,328 ................... ................... Outlays from mandatory balances ................................ ................... 2,672 ................... 25 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... ................... Total new obligations .................................................... ................... ................... 25 ¥25 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... ................... 25 73.10 73.20 Change in obligated balances: Total new obligations .................................................... ................... ................... Total outlays (gross) ...................................................... ................... ................... 25 ¥25 86.90 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... ................... 25 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... Outlays ........................................................................... ................... ................... 25 25 22.00 23.95 This new appropriation finances the 2003 costs for the new Department of Transportation headquarters project to consolidate all of the department’s headquarters operating administration functions (except FAA), from various locations into a state-of-the-art, efficient leased building(s) within the central employment area of the District of Columbia. 87.00 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 2,672 ................... 5,000 ................... ................... 2,328 2,672 ................... The Air Transportation Safety and System Stabilization Act (P.L. 107–42) provided $5 billion to compensate air carriers for direct losses incurred during the Federal ground stop of civil aviation after the September 11, 2001, terrorist attacks, and for incremental losses incurred between September 11 and December 31, 2001. The Administration is not requesting additional funds for this purpose in 2003. f TRANSPORTATION PLANNING, RESEARCH, AND DEVELOPMENT For necessary expenses for conducting transportation planning, research, systems development, development activities, and making grants, to remain available until expended, ø$11,993,000¿ $10,835,000. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) 2001 actual Identification code 69–0142–0–1–407 Program and Financing (in millions of dollars) 2001 actual Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 2,328 2,672 ................... ¥2,672 ................... Program and Financing (in millions of dollars) RENTAL PAYMENTS 21.40 22.00 2,328 ¥2,328 Total outlays (gross) ................................................. f Identification code 69–0117–0–1–407 717 2002 est. 2003 est. 1 ................... ................... ¥1 ................... ................... 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Transportation policy and planning .......................... 10 12 6 00.02 Safe skies .................................................................. 2 5 ................... 00.03 FedDocket .................................................................. ................... ................... 5 ¥1 ................... ................... Net budget authority and outlays: Budget authority ............................................................ ¥1 ................... ................... Outlays ........................................................................... ................... ................... ................... Until 1997, payments to GSA for headquarters and field space rental and related services for all modes were consolidated into this account. Beginning in 1998, however, all GSA rental payments are reflected in the modal budgets. f COMPENSATION FOR AIR CARRIERS 2001 actual Identification code 69–0111–0–1–402 Obligations by program activity: 10.00 Total new obligations (object class 41.0) ..................... 23.90 17 3 11 3 Total new obligations ................................................ 13 20 14 2,328 2002 est. 2003 est. 2,672 ................... Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... 2,672 ................... New budget authority (gross) ........................................ 5,000 ................... ................... Total budgetary resources available for obligation VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 5,000 PO 00000 21.40 22.00 22.22 23.90 23.95 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 2 New budget authority (gross) ........................................ 13 Unobligated balance transferred from other accounts ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... Fmt 3616 15 21 14 ¥13 ¥20 ¥14 1 ................... ................... 70.00 Spending authority from offsetting collections (total discretionary) .......................................... 2 3 3 Total new budget authority (gross) .......................... 13 15 14 2 13 ¥10 3 20 ¥14 10 14 ¥15 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 72.40 73.10 73.20 74.00 2,672 ................... Frm 00003 1 ................... 15 14 5 ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 11 12 11 Spending authority from offsetting collections: 68.00 Offsetting collections (cash) ..................................... ................... 3 3 68.10 Change in uncollected customer payments from Federal sources (unexpired) .................................. 2 ................... ................... 68.90 Program and Financing (in millions of dollars) 21.40 22.00 12 1 Total budgetary resources available for obligation ................... ................... ................... New budget authority (gross), detail: Discretionary: 40.36 Unobligated balance rescinded ................................. 89.00 90.00 Total direct program ................................................. Reimbursable program .................................................. 10.00 23.90 01.00 09.00 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT ¥2 ................... ................... 3 10 9 718 OFFICE OF THE SECRETARY—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 TRANSPORTATION PLANNING, RESEARCH, Continued AND ¥52 ¥50 ¥113 New budget authority (gross), detail: Mandatory: 62.00 Transferred from other accounts .............................. 50 20 30 Appropriation (total mandatory) ........................... 50 20 Discretionary: Spending authority from offsetting collections: Offsetting collections (cash) ..................................... ................... ................... 30 DEVELOPMENT— Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–0142–0–1–407 Total new obligations .................................................... 23.95 General and special funds—Continued 2002 est. 62.50 2003 est. 68.00 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 6 3 8 4 7 7 87.00 Total outlays (gross) ................................................. 10 14 15 83 70.00 Total new budget authority (gross) .......................... 50 20 113 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ................... ¥3 ¥3 Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. ¥2 ................... ................... 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 18 52 ¥49 21 21 50 ¥53 18 18 113 ¥88 43 Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 86.90 86.93 86.97 86.98 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... ................... Outlays from discretionary balances ............................. 20 21 Outlays from new mandatory authority ......................... 30 12 Outlays from mandatory balances ................................ ................... 20 50 12 18 8 11 10 12 11 11 12 This appropriation finances research activities and studies concerned with planning, analysis, and information development needed to support the Secretary’s responsibilities in the formulation of national transportation policies. The program is carried out primarily through contracts with other Federal agencies, educational institutions, non-profit research organizations, and private firms. Activities support the development of transportation policy, coordination of national level transportation planning, and such issues as regulatory modernization, energy conservation, and environmental and safety impacts of transportation. These also support departmental leadership on aviation economic policy and international transportation issues. This account also includes $5 million for the development of a government-wide, online rulemaking docket management system. Object Classification (in millions of dollars) 2001 actual Identification code 69–0142–0–1–407 2002 est. 2003 est. 11.1 25.2 Direct obligations: Personnel compensation: Full-time permanent ........ Other services ............................................................ 2 10 2 15 3 8 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 12 1 17 3 11 3 99.9 Total new obligations ................................................ 13 20 14 Personnel Summary 2001 actual Identification code 69–0142–0–1–407 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 87.00 53 88 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ................... ................... ¥83 89.00 90.00 AND 10.00 2001 actual 26 21.40 22.00 22.22 23.90 32 2002 est. 52 50 2003 est. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2001 actual Identification code 69–5423–0–2–402 2002 est. 2003 est. 11.1 41.0 Direct obligations: Personnel compensation: Full-time permanent ........ Grants, subsidies, and contributions ........................ 1 49 1 29 Direct obligations .................................................. 52 50 Reimbursable obligations .............................................. ................... ................... 30 83 99.9 Total new obligations ................................................ 30 83 113 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 2 ................... ................... New budget authority (gross) ........................................ 50 20 113 Unobligated balance transferred from other accounts ................... 30 ................... Total budgetary resources available for obligation 30 5 99.0 99.0 Obligations by program activity: Direct program ............................................................... 52 50 Reimbursable program .................................................. ................... ................... Total new obligations ................................................ 20 53 Object Classification (in millions of dollars) 22 Program and Financing (in millions of dollars) 00.01 09.00 50 49 2003 est. RURAL AIRPORT IMPROVEMENT FUND Identification code 69–5423–0–2–402 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 49 The Federal Aviation Reauthorization Act of 1996 (P.L. 104–264) authorized the collection of user fees for services provided by the FAA to aircraft that neither take off nor land in the United States, commonly known as overflight fees. The Act permanently appropriated the first $50 million of such fees for the Essential Air Service program and rural airport improvements. To the extent that fee collections fall below $50 million, current law requires the difference to be covered by Federal Aviation Administration funds. The 2003 budget assumes the collection of $30 million in overflight fees, with the balance of $83 million to be paid from the FAA Airport improvement program (AIP). The budget proposes to increase the authorized funding level to $113 million for 2003, of which $63 million would be provided from AIP to cover anticipated shortfalls above the $50 million minimum funding level. The budget proposes general provision language that will enable the Department to manage taxpayer resources dedicated to this purpose more effectively. f ESSENTIAL AIR SERVICE Total outlays (gross) ................................................. 52 50 Frm 00004 Fmt 3616 52 50 113 Personnel Summary 2001 actual Identification code 69–5423–0–2–402 2002 est. 2003 est. Direct: 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 10 10 10 Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... ................... ................... ................... 113 PO 00000 1 51 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT OFFICE OF THE SECRETARY—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Intragovernmental funds: Object Classification (in millions of dollars) øTRANSPORTATION ADMINISTRATIVE SERVICE CENTER¿ 2001 actual 2003 est. Personnel compensation: Full-time permanent .................................................. Other than full-time permanent ............................... Other personnel compensation .................................. 11.9 12.1 13.0 21.0 22.0 23.1 23.3 25.2 26.0 31.0 Total personnel compensation .............................. 19 20 Civilian personnel benefits ............................................ 5 5 Benefits for former personnel ........................................ 1 1 Travel and transportation of persons ............................ 1 1 Transportation of things ................................................ ................... ................... Rental payments to GSA ................................................ 5 5 Communications, utilities, and miscellaneous charges 15 15 Other services ................................................................ 264 408 Supplies and materials ................................................. 3 4 Equipment ...................................................................... 12 5 99.9 Total new obligations ................................................ 111 214 117 347 131 352 10.00 Total new obligations ................................................ 325 464 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 14 325 18 464 Total compensable workyears: Full-time equivalent employment ............................................................... 483 18 483 4 ................... ................... 343 ¥325 18 482 ¥464 18 501 ¥483 18 New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... 69.10 Change in uncollected customer payments from Federal sources (unexpired) .................................. 257 464 483 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 86.97 Outlays (gross), detail: Outlays from new mandatory authority ......................... Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. 89.00 90.00 325 464 483 Jkt 189685 483 291 2002 est. 2003 est. 281 281 MINORITY BUSINESS RESOURCE CENTER PROGRAM For the cost of guaranteed loans, $500,000, as authorized by 49 U.S.C. 332: Provided, That such costs, including the cost of modifying such loans, shall be as defined in section 502 of the Congressional Budget Act of 1974: Provided further, That these funds are available to subsidize total loan principal, any part of which is to be guaranteed, not to exceed $18,367,000. In addition, for administrative expenses to carry out the guaranteed loan program, $400,000. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0155–0–1–407 2002 est. 2003 est. ¥11 ¥43 ¥43 325 464 483 ¥285 ¥464 ¥483 ¥4 ................... ................... 00.02 Obligations by program activity: Guarantee loan subsidy ................................................. ................... 1 1 10.00 Total new obligations (object class 41.0) ................ ................... 1 1 ¥68 ................... ................... ¥43 ¥43 ¥43 22.00 23.95 23.98 285 ¥257 464 ¥464 483 ¥68 ................... ................... PO 00000 Frm 00005 Budgetary resources available for obligation: New budget authority (gross) ........................................ 2 1 1 Total new obligations .................................................... ................... ¥1 ¥1 Unobligated balance expiring or withdrawn ................. ¥2 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 2 1 1 ¥483 The Transportation Administrative Service Center (TASC) finances common administrative services that are centrally performed in the interest of economy and efficiency in the Department. The fund is financed through negotiated agreements with Departmental operating administrations, and other governmental elements requiring the center’s capabilities. 14:21 Jan 23, 2002 464 f 68 ................... ................... Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 28 ................... ................... VerDate 11-MAY-2000 325 21 5 1 2 1 6 15 423 4 5 Credit accounts: Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 72.40 73.10 73.20 73.45 74.00 17 19 20 1 1 1 1 ................... ................... 2001 actual Identification code 69–4520–0–4–407 2001 Obligations by program activity: DOT service center activities ......................................... Non-DOT service center activities ................................. Spending authority from offsetting collections (total mandatory) ............................................. 2003 est. Personnel Summary 2002 est. 09.01 09.02 69.90 2002 est. 11.1 11.3 11.5 Program and Financing (in millions of dollars) Identification code 69–4520–0–4–407 2001 actual Identification code 69–4520–0–4–407 øNecessary expenses for operating costs and capital outlays of the Transportation Administrative Service Center, not to exceed $125,323,000, shall be paid from appropriations made available to the Department of Transportation: Provided, That such services shall be provided on a competitive basis to entities within the Department of Transportation: Provided further, That the above limitation on operating expenses shall not apply to non-DOT entities: Provided further, That no funds appropriated in this Act to an agency of the Department shall be transferred to the Transportation Administrative Service Center without the approval of the agency modal administrator: Provided further, That no assessments may be levied against any program, budget activity, subactivity or project funded by this Act unless notice of such assessments and the basis therefor are presented to the House and Senate Committees on Appropriations and are approved by such Committees.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) 23.90 23.95 24.40 719 Fmt 3616 72.40 73.10 73.20 73.40 74.40 Change in obligated balances: Obligated balance, start of year ................................... 5 1 ................... Total new obligations .................................................... ................... 1 1 Total outlays (gross) ...................................................... ................... ¥2 ¥1 Adjustments in expired accounts (net) ......................... ¥4 ................... ................... Obligated balance, end of year ..................................... 1 ................... ................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... Outlays from discretionary balances ............................. ................... 87.00 Total outlays (gross) ................................................. ................... 2 1 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ 2 Outlays ........................................................................... ................... 1 2 1 1 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 1 1 1 ................... 720 OFFICE OF THE SECRETARY—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total financing disbursements (gross) ......................... Recoveries of prior year obligations .............................. Total financing disbursements (gross) ......................... 4 1 ¥1 ¥3 1 Offsets: Against gross financing authority and financing disbursements: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ¥4 ¥5 ................... Net financing authority and financing disbursements: Financing authority ........................................................ Financing disbursements ............................................... ¥3 ¥2 ¥5 ................... ¥5 ................... Credit accounts—Continued 72.40 73.10 73.20 73.45 87.00 MINORITY BUSINESS RESOURCE CENTER PROGRAM—Continued Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars) 2001 actual Identification code 69–0155–0–1–407 2002 est. 2003 est. Direct loan levels supportable by subsidy budget authority: 115001 MBRC—Direct loan levels ............................................. ................... ................... ................... 115901 Total direct loan levels .................................................. ................... ................... ................... Direct loan subsidy (in percent): 132001 Direct loan levels ........................................................... 0.00 0.00 0.00 132901 Weighted average subsidy rate ..................................... 0.00 0.00 0.00 Direct loan subsidy budget authority: 133001 Direct loan levels ........................................................... ................... ................... ................... 133901 Total subsidy budget authority ...................................... ................... ................... ................... Direct loan subsidy outlays: 134001 Direct loan levels ........................................................... ................... ................... ................... 134901 Total subsidy outlays ..................................................... ................... ................... ................... Guaranteed loan levels supportable by subsidy budget authority: 215001 MBRC—Loan guarantee levels ..................................... 89.00 90.00 ................... ................... ................... ................... ................... ................... ................... ................... ................... ................... Status of Direct Loans (in millions of dollars) 2001 actual Identification code 69–4186–0–3–407 2002 est. 2003 est. Position with respect to appropriations act limitation on obligations: 1111 Limitation on direct loans ............................................. ................... ................... ................... 1142 Unobligated direct loan limitation (¥) ........................ ................... ................... ................... 1150 Total direct loan obligations ..................................... ................... ................... ................... 2.69 1210 1231 1251 Cumulative balance of direct loans outstanding: Outstanding, start of year ............................................. 7 5 ................... Disbursements: Direct loan disbursements ................... ................... ................... ................... Repayments: Repayments and prepayments ................. ¥3 ¥5 ................... 2.70 2.69 1290 2 1 1 233901 Total subsidy budget authority ...................................... 2 Guaranteed loan subsidy outlays: 234001 Loan guarantee levels ................................................... ................... 1 1 1 1 234901 Total subsidy outlays ..................................................... ................... 1 1 215901 Total loan guarantee levels ........................................... Guaranteed loan subsidy (in percent): 232001 Loan guarantee levels ................................................... 232901 Weighted average subsidy rate ..................................... Guaranteed loan subsidy budget authority: 233001 Loan guarantee levels ................................................... 14 18 18 14 18 18 2.69 2.70 2.69 Office of Small and Disadvantaged Business Utilization (OSDBU)/Minority Business Resource Center (MBRC).—Provides assistance in obtaining short-term working capital and bonding for minority, women-owned and other disadvantaged businesses and Small Business Administration 8(a) Firms. As required by the Federal Credit Reform Act of 1990, this account records, for this program, the subsidy costs associated with guaranteed loans obligated in 2001 and beyond, as well as administrative expenses of this program. f Outstanding, end of year .......................................... 5 ................... ................... As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from direct loans obligated in 1992 through 2000 (including modifications of direct loans that resulted from obligations in any year). The amounts in this account are a means of financing and are not included in the budget totals. Balance Sheet (in millions of dollars) 2000 actual Identification code 69–4186–0–3–407 ASSETS: 1101 Federal assets: Fund balances with Treasury ............................................... Net value of assets related to post– 1991 direct loans receivable: 1401 Direct loans receivable, gross ............ 1405 Allowance for subsidy cost (–) ........... MINORITY BUSINESS RESOURCE CENTER DIRECT LOAN FINANCING ACCOUNT 1499 Program and Financing (in millions of dollars) 1999 2001 actual 2002 est. 2003 est. 4 .................. .................. .................. 7 –1 5 .................. .................. .................. .................. .................. Net present value of assets related to direct loans ........................... 00.02 Obligations by program activity: Interest to Treasury ........................................................ Total new obligations ................................................ .................. 10 5 .................. .................. Total liabilities .................................... NET POSITION: 10 5 .................. .................. Total net position ................................ .................. .................. .................. .................. Total liabilities and net position ............ 10 5 .................. .................. 1 ................... ................... 10.00 .................. .................. 4999 2003 est. .................. 5 3999 2002 est. 5 10 2999 2001 actual Identification code 69–4186–0–3–407 6 Total assets ........................................ LIABILITIES: 2103 Federal liabilities: Debt ........................... 1 ................... ................... Budgetary resources available for obligation: 22.00 New financing authority (gross) .................................... 22.10 Resources available from recoveries of prior year obligations ....................................................................... 22.40 Capital transfer to general fund ................................... 3 ................... ................... ¥3 ................... ................... 23.90 23.95 1 ................... ................... ¥1 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... New financing authority (gross), detail: Spending authority from offsetting collections: Discretionary: 68.00 Offsetting collections (cash) ................................ 68.47 Portion applied to repay debt ............................... 68.90 Spending authority from offsetting collections (total discretionary) ..................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 f 1 ................... ................... MINORITY BUSINESS RESOURCE CENTER GUARANTEED LOAN FINANCING ACCOUNT Program and Financing (in millions of dollars) 2001 actual Identification code 69–4082–0–3–407 5 ................... ¥5 ................... 21.40 22.00 1 ................... ................... 23.90 24.40 4 ¥3 PO 00000 Frm 00006 Fmt 3616 2002 est. 2003 est. Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... ................... New financing authority (gross) .................................... ................... 1 Total budgetary resources available for obligation ................... Unobligated balance carried forward, end of year ....... ................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 1 1 1 1 2 2 TRANSPORTATION SECURITY ADMINISTRATION Federal Funds DEPARTMENT OF TRANSPORTATION New financing authority (gross), detail: Discretionary: 68.00 Spending authority from offsetting collections (gross): Offsetting collections (cash) ................... ................... Program and Financing (in millions of dollars) 1 1 ¥1 ¥1 Net financing authority and financing disbursements: Financing authority ........................................................ ................... ................... ................... Financing disbursements ............................................... ................... ¥1 ¥1 2001 actual 2002 est. 2003 est. Position with respect to appropriations act limitation on commitments: 2111 Limitation on guaranteed loans made by private lenders .............................................................................. 14 18 18 2150 2199 14 10 18 14 18 14 Total guaranteed loan commitments ........................ Guaranteed amount of guaranteed loan commitments Cumulative balance of guaranteed loans outstanding: 2210 Outstanding, start of year ............................................. ................... 2231 Disbursements of new guaranteed loans ...................... 7 2251 Repayments and prepayments ...................................... ................... 2290 Outstanding, end of year .......................................... 7 18 ¥1 24 18 ¥8 24 7 22.00 22.10 23.90 23.95 5 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... 63 ................... Resources available from recoveries of prior year obligations ....................................................................... 6 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... 63 ................... 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... Outlays from discretionary balances ............................. 6 87.00 Total outlays (gross) ................................................. Balance Sheet (in millions of dollars) Identification code 69–4082–0–3–407 2000 actual 2001 actual ASSETS: 1101 Federal assets: Fund balances with Treasury ............................................... .................. .................. 1 1999 Total assets ........................................ LIABILITIES: 2204 Non-Federal liabilities: Liabilities for loan guarantees .................................. .................. .................. 1 .................. .................. 1 1 2999 Total liabilities .................................... NET POSITION: .................. .................. 1 1 3999 Total net position ................................ .................. .................. .................. .................. 4999 Total liabilities and net position ............ .................. .................. 1 1 2003 est. AND AIR CARRIERS¿ AIRWAY TRUST FUND)¿ øIn addition to funds made available from any other source to carry out the essential air service program under 49 U.S.C. 41731 through 41742, to be derived from the Airport and Airway Trust Fund, $13,000,000, to remain available until expended.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, in addition to funds made available from any other source to carry out the essential air service program under 49 U.S.C. 41731 through 41742, to be derived from the Airport and Airway Trust Fund, $50,000,000, to remain available until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00007 39 25 63 ................... 39 25 f f ø(AIRPORT 38 ................... 1 25 Through 1997, this program was funded from the Airport and Airway Trust Fund. Starting in 1998 the FAA reauthorization funded it as a mandatory program supported by overflight fees under the Essential Air Service and Rural Airport Improvement Fund. In 2002, in addition to mandatory funding supported by overflight fees, direct appropriations from the Airport and Airway Trust Fund to the Payments to Air Carriers program were enacted to meet the needs of the essential air service program. No direct appropriations for this account are being requested in 2003. 1 TO 6 Net budget authority and outlays: Budget authority ............................................................ ................... Outlays ........................................................................... 6 1 øPAYMENTS 6 1 25 6 63 ................... ¥6 ¥39 ¥25 ¥6 ................... ................... 1 25 ................... 26 As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all the cash flows to and from the Government resulting from guaranteed loan commitments in 2001 and beyond. The amounts in this account are a means of financing and are not included in the budget totals. 2002 est. 63 ................... 63 ................... ¥63 ................... 35 18 6 2003 est. 6 ¥6 89.00 90.00 Memorandum: 2299 Guaranteed amount of guaranteed loans outstanding, end of year ................................................................ Obligations by program activity: Total new obligations (object class 25.2) ..................... 2002 est. New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... Status of Guaranteed Loans (in millions of dollars) Identification code 69–4082–0–3–407 2001 actual Identification code 69–8304–0–7–402 10.00 Offsets: Against gross financing authority and financing disbursements: 88.00 Offsetting collections (cash) from: Federal sources ................... 89.00 90.00 721 Fmt 3616 TRANSPORTATION SECURITY ADMINISTRATION Federal Funds General and special funds: TRANSPORTATION SECURITY ADMINISTRATION For necessary expenses of the Transportation Security Administration related to øproviding civil aviation¿ transportation security services pursuant to Public Law 107–71, ø$1,250,000,000¿ $4,800,000,000, to remain available until expended, of which $124,000,000 shall be derived from a reimbursement from the heading, ‘‘Facilities and Equipment,’’ Federal Aviation Administration, for explosives detection systems in this fiscal year. Provided, That, security service fees authorized under 49 U.S.C. 44940 shall be credited to this appropriation as offsetting collections and used for providing øcivil aviation¿ security services authorized by that section: Provided further, That the sum herein appropriated from the General Fund shall be reduced as such offsetting collections are received during fiscal year ø2002 so as to result in a final fiscal year appropriation from the General Fund estimated at not more than $0¿ 2003: Provided further, That any security service fees collected in excess of the amount appropriated under this heading shall become available in fiscal year 2004: Provided further, That unobligated balances from this or any previous appropriations Act for the security services of any mode of transportation under the Department of Transportation may be transferred to, and merged with, this account, to remain available until expended, for authorized purposes under this heading. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 722 TRANSPORTATION SECURITY ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued TRANSPORTATION SECURITY ADMINISTRATION—Continued øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for the ‘‘Transportation Security Administration’’, $94,800,000, to remain available until September 30, 2003, to be obligated from amounts made available in Public Law 107–38: Provided, That $93,300,000 shall be for the Under Secretary of Transportation for Security to award competitive grants to critical national seaports to finance the costs of enhancing facility and operational security: Provided further, That such grants shall be awarded based on the need for security assessments and enhancements as determined by the Under Secretary of Transportation for Security, the Administrator of the Maritime Administration, and the Commandant of the U.S. Coast Guard: Provided further, That such grants shall not supplant funding already provided either by the ports or by any Federal entity: Provided further, That no more than $1,000,000 of the grant funds available under this heading shall be used for administration.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–2801–0–1–402 tion from airline management of passenger screening is planned to occur in 2002, and screening will continue to be the responsibility of the Transportation Security Administration in 2003. The Administration proposes to transfer other modal transportation security functions to the Transportation Security Administration. Object Classification (in millions of dollars) 2001 actual Identification code 69–2801–0–1–402 2003 est. Obligations by program activity: 00.01 Direct program ............................................................... ................... 09.01 Reimbursable program .................................................. ................... 95 1,250 99.0 99.0 Direct obligations .................................................. ................... Reimbursable obligations .............................................. ................... 95 1,250 2,454 2,346 99.9 Total new obligations ................................................ ................... 1,345 4,800 Total new obligations ................................................ ................... 1,345 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... Total new obligations .................................................... ................... 1,345 ¥1,345 4,800 ¥4,800 1001 2001 actual Total compensable workyears: Full-time equivalent employment ............................................................... ................... 4,800 22.00 23.95 95 2,454 1,250 2,346 70.00 1,345 4,800 ................... ................... ................... 1,345 ................... ¥1,143 ................... 202 202 4,800 ¥4,282 720 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... ................... 1,144 86.93 Outlays from discretionary balances ............................. ................... ................... 4,080 202 87.00 1,143 4,282 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... ................... ................... 88.40 Non-Federal sources ............................................. ................... ¥1,250 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... Total outlays (gross) ................................................. ................... COAST GUARD The following table depicts funding for all Coast Guard programs for which detail is furnished in the budget schedules. 3,903 4,635 644 736 17 17 15 ................... 876 889 100 113 21 23 64 64 61 61 Total, budget authority net 4 ......................................... 5,044 5,701 ¥124 ¥2,222 Direct Obligations: Operating expenses ............................................................ Acquisition, construction, and improvements .................... Environmental compliance and restoration ....................... Alteration of bridges .......................................................... Coast Guard military retirement fund ............................... Reserve training ................................................................. Research, development, test, and evaluation ................... Boat safety ......................................................................... Oil spill recovery, Coast Guard, (OSLTF) ............................ 3,577 856 17 15 778 97 21 64 61 3,903 4,635 684 694 17 17 41 ................... 876 935 100 112 21 23 64 64 61 61 Obligation total net ....................................................... 5,486 5,767 ¥2,346 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... Outlays ........................................................................... ................... 95 ¥107 2,454 1,936 For 2003, the Budget proposes $4,800 million for the Transportation Security Administration, of which approximately $2,222 million will be financed by offsetting collections from aviation passenger enplanement security fees and airline security fees. In addition, out of this $4,800 million, $124 million will be provided through a reimbursement from the Federal Aviation Administration for explosives detection systems. Funds will be used to provide airline security screeners and the supervisory staff necessary to manage passenger and baggage screening; armed law enforcement personnel for security checkpoints; Federal air marshals; purchase and maintenance of security equipment, including explosive detection systems; and research on advanced screening technologies. The transi- PO 00000 f 3,577 414 17 15 778 97 21 64 61 ¥1,250 Jkt 189685 41,300 2001 actual Total, offsetting collections (cash) .................. ................... 14:21 Jan 23, 2002 14,800 2003 est. Budget authority: Regular appropriations: Operating expenses 1 .......................................................... Acquisition, construction and improvements 2 .................. Environmental compliance and restoration ....................... Alteration of bridges .......................................................... Coast Guard military retirement fund ............................... Reserve training ................................................................. Research, development, test and evaluation 3 .................. Boat safety ......................................................................... Oil spill recovery, Coast Guard, (OSLTF) ............................ 88.90 VerDate 11-MAY-2000 2002 est. [In millions of dollars] New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ................... Total new budget authority (gross) .......................... ................... 2 2,454 93 ................... Personnel Summary 2,454 2,346 10.00 2003 est. 25.2 41.0 Identification code 69–2801–0–1–402 2002 est. 2002 est. Direct obligations: Other services ............................................................ ................... Grants, subsidies, and contributions ........................ ................... Frm 00008 Fmt 3616 2002 est. 2003 est. 6,538 6,541 For comparability purposes this table includes: 1 Includes $25 million in 2001–2003 from the Oil spill liability trust fund; includes $340 million in 2001, $440 million in 2002 and $340 million in 2003 from the Defense function. Also includes $92 million in supplemental funding in 2001 pursuant to P.L. 107–20 and $209 million in supplemental funding in 2002 pursuant to P.L. 107–117. 2 Includes $20 million in 2001–2003 from the Oil spill liability trust fund. Also includes $4 million in supplemental funding pursuant to P.L. 107–20. 3 Includes $4 million in 2001–2003 from the Oil spill liability trust fund. 4 2001 discretionary appropriations include the government-wide reduction pursuant to P.L. 106–554. f Federal Funds General and special funds: OPERATING EXPENSES For necessary expenses for the operation and maintenance of the Coast Guard, not otherwise provided for; purchase of not to exceed five passenger motor vehicles for replacement only; payments pursuant to section 156 of Public Law 97–377, as amended (42 U.S.C. 402 note)ø. and section 229(b) of the Social Security Act (42 U.S.C. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT COAST GUARD—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION 429(b))¿; and recreation and welfare, ø$3,382,000,000¿ $4,635,268,132, of which ø$440,000,000¿ $340,000,000 shall be available for defense-related activities; and of which ø$24,945,000¿ $25,000,000 shall be derived from the Oil Spill Liability Trust Fund: Provided, That none of the funds appropriated in this or any other Act shall be available for pay of administrative expenses in connection with shipping commissioners in the United States: Provided further, That none of the funds provided in this Act shall be available for expenses incurred for yacht documentation under 46 U.S.C. 12109, except to the extent fees are collected from yacht owners and credited to this appropriationø: Provided further, That of the amounts made available under this heading, not less than $14,541,000 shall be used solely to increase staffing at Search and Rescue stations, surf stations and command centers, increase the training and experience level of individuals serving in said stations through targeted retention efforts, revise personnel policies and expand training programs, and to modernize and improve the quantity and quality of personal safety equipment, including survival suits, for personnel assigned to said stations: Provided further, That the Department of Transportation Inspector General shall audit and certify to the House and Senate Committees on Appropriations that the funding described in the preceding proviso is being used solely to supplement and not supplant the Coast Guard’s level of effort in this area in fiscal year 2001¿. (Department of Transportation and Related Agencies Appropriations Act of 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Operating Expenses’’, $209,150,000, to remain available until September 30, 2003, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Unavailable Collections (in millions of dollars) 2001 actual Identification code 69–0201–0–1–999 2002 est. 2003 est. Balance, start of year .................................................... ................... ................... ................... Receipts: 02.00 User fees, Navigation assistance services fund ........... ................... ................... 165 Appropriations: 05.00 Operating expenses (Coast Guard) ................................ ................... ................... ¥165 70.00 Total new budget authority (gross) .......................... Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 72.40 73.10 73.20 73.40 74.00 Balance, end of year ..................................................... ................... ................... ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–0201–0–1–999 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Search and rescue .................................................... 00.02 Aids to navigation ..................................................... 00.03 Marine safety and security ....................................... 00.04 Marine environmental protection .............................. 00.05 Enforcement of laws and treaties ............................ 00.06 Ice operations ............................................................ 00.07 Defense readiness ..................................................... 567 645 382 289 1,432 110 169 458 650 1,106 311 1,167 109 101 533 730 1,433 365 1,334 122 118 08.00 09.01 Total direct program ................................................. Reimbursable program .................................................. 3,594 95 3,902 91 4,635 96 10.00 Total new obligations ................................................ 3,689 3,993 4,731 22.00 23.95 23.98 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. 3,693 3,995 4,731 ¥3,689 ¥3,993 ¥4,731 ¥5 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 3,552 3,671 4,445 40.15 Appropriation (emergency) ........................................ ................... 209 ................... 40.20 Appropriation (special fund) ..................................... ................... ................... 165 40.73 Reduction pursuant to P.L. 107–87 ......................... ................... ¥1 ................... 42.00 Transferred from other accounts .............................. 18 ................... ................... 43.00 68.00 68.10 68.90 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) ..................................... Change in uncollected customer payments from Federal sources (unexpired) .................................. Spending authority from offsetting collections (total discretionary) .......................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 3,570 3,879 4,610 137 116 121 ¥14 ................... ................... 123 116 121 PO 00000 Frm 00009 Fmt 3616 3,995 4,731 562 723 1,018 3,689 3,993 4,731 ¥3,544 ¥3,700 ¥4,427 2 ................... ................... 14 ................... ................... 723 1,018 1,322 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 3,141 402 3,282 418 3,872 556 87.00 Total outlays (gross) ................................................. 3,544 3,700 4,427 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: Federal sources: 88.00 Department of Defense .................................... 88.00 Other Federal sources ...................................... 88.40 Non-Federal sources ............................................. ¥24 ¥103 ¥10 ¥33 ¥76 ¥7 ¥37 ¥77 ¥7 88.90 ¥137 ¥116 ¥121 88.95 89.00 90.00 Total, offsetting collections (cash) .................. Against gross budget authority only: Change in uncollected customer payments from Federal sources (unexpired) .................................. Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 14 ................... ................... 3,570 3,407 3,879 3,584 4,610 4,306 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 01.99 07.99 3,693 723 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 3,270 3,107 2002 est. 3,566 3,271 2003 est. 4,294 3,990 To carry out its unique duties as a peacetime operating agency and one of the military services, the Coast Guard employs multipurpose vessels, aircraft, and shore units, strategically located along the coasts and inland waterways of the United States and in selected areas overseas. The 2003 request provides for the safety of the public, and the Coast Guard’s work force, with an enhanced emphasis on its maritime homeland security mission. Object Classification (in millions of dollars) 2001 actual Identification code 69–0201–0–1–999 11.1 11.3 11.5 11.7 11.8 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. Military personnel ................................................. Special personal services payments .................... 11.9 12.1 12.2 13.0 21.0 22.0 23.1 23.2 23.3 24.0 25.1 25.2 25.3 25.4 25.6 25.7 25.8 26.0 Sfmt 3643 Total personnel compensation ......................... Civilian personnel benefits ....................................... Military personnel benefits ........................................ Benefits for former personnel ................................... Travel and transportation of persons ....................... Transportation of things ........................................... Rental payments to GSA ........................................... Rental payments to others ........................................ Communications, utilities, and miscellaneous charges ................................................................. Printing and reproduction ......................................... Advisory and assistance services ............................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Operation and maintenance of facilities .................. Medical care .............................................................. Operation and maintenance of equipment ............... Subsistence and support of persons ........................ Supplies and materials ............................................. E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. 226 8 8 1,282 23 252 9 9 1,415 24 276 10 10 1,553 26 1,547 87 400 13 94 48 35 27 1,709 86 427 18 101 57 38 37 1,875 94 621 15 124 63 43 35 115 3 6 208 121 15 17 209 152 4 8 273 2 181 128 146 8 475 13 184 133 151 19 476 2 238 168 192 11 625 724 COAST GUARD—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued OPERATING EXPENSES—Continued Object Classification (in millions of dollars)—Continued 2001 actual Identification code 69–0201–0–1–999 2002 est. 2003 est. 31.0 32.0 42.0 Equipment ................................................................. Land and structures .................................................. Insurance claims and indemnities ........................... 61 6 4 70 17 5 80 8 4 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 3,594 95 3,903 90 4,635 96 99.9 Total new obligations ................................................ 3,689 3,993 4,731 Budget: Provided further, That the amount herein appropriated shall be reduced by $100,000 per day for each day after initial submission of the President’s budget that the plan has not been submitted to the Congress: Provided further, That the Director, Office of Management and Budget shall submit the budget request for the IDS integration contract delineating sub-headings which include the following: systems integrator, ship construction, aircraft, equipment, and communication, providing specific assets and costs under each subheading¿ 2005. (Department of Transportation Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) 2001 actual Identification code 69–0201–0–1–999 Direct: Total compensable workyears: Full-time equivalent employment Full-time equivalent employment Reimbursable: Total compensable workyears: 2001 Full-time equivalent employment 2101 Full-time equivalent employment 2002 est. 2003 est. .............................. .............................. 4,687 34,995 4,862 35,572 5,065 36,217 .............................. .............................. 226 144 222 161 222 158 f ACQUISITION, CONSTRUCTION, AND IMPROVEMENTS For necessary expenses of acquisition, construction, renovation, and improvement of aids to navigation, shore facilities, vessels, and aircraft, including equipment related thereto, ø$636,354,000¿ $735,846,233, of which $20,000,000 shall be derived from the Oil Spill Liability Trust Fund; of which ø$89,640,000¿ $13,600,000 shall be available to acquire, repair, renovate or improve vessels, small boats and related equipment, to remain available until September 30, ø2006; $9,500,000 shall be available to acquire new aircraft and increase aviation capability, to remain available until September 30, 2004; $79,293,000¿ 2007; $117,700,000 shall be available for other equipment, to remain available until September 30, ø2004; $73,100,000¿ 2005; $28,700,000 shall be available for shore facilities and aids to navigation facilities, to remain available until September 30, ø2004; $64,631,000¿ 2005; $75,846,000 shall be available for personnel compensation and benefits and related costs, to remain available until September 30, ø2003; and $320,190,000¿ 2004; and $500,000,000 shall be available for the Integrated Deepwater Systems program, to remain available until September 30, ø2006¿ 2007: Provided, That the Commandant of the Coast Guard is authorized to dispose of surplus real property, by sale or lease, and the proceeds shall be credited to this appropriation as offsetting collections and made available only for the National Distress and Response System Modernization program, to remain available for obligation until September 30, ø2004: Provided further, That none of the funds provided under this heading may be obligated or expended for the Integrated Deepwater Systems (IDS) system integration contract until the Secretary or Deputy Secretary of Transportation and the Director, Office of Management and Budget jointly certify to the House and Senate Committees on Appropriations that funding for the IDS program for fiscal years 2003 through 2007, funding for the National Distress and Response System Modernization program to allow for full deployment of said system by 2006, and funding for other essential search and rescue procurements, are fully funded in the Coast Guard Capital Investment Plan and within the Office of Management and Budget’s budgetary projections for the Coast Guard for those years: Provided further, That none of the funds provided under this heading may be obligated or expended for the Integrated Deepwater Systems (IDS) integration contract until the Secretary or Deputy Secretary of Transportation and the Director, Office of Management and Budget jointly approve a contingency procurement strategy for the recapitalization of assets and capabilities envisioned in the IDS: Provided further, That upon initial submission to the Congress of the fiscal year 2003 President’s budget, the Secretary of Transportation shall transmit to the Congress a comprehensive capital investment plan for the United States Coast Guard which includes funding for each budget line item for fiscal years 2003 through 2007, with total funding for each year of the plan constrained to the funding targets for those years as estimated and approved by the Office of Management and VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2001 actual Identification code 69–0240–0–1–403 2002 est. 2003 est. PO 00000 Frm 00010 Fmt 3616 Obligations by program activity: Direct program: 00.01 Search and rescue .................................................... 00.02 Aids to navigation ..................................................... 00.03 Marine safety and security ....................................... 00.04 Marine environmental protection .............................. 00.05 Enforcement of laws and treaties ............................ 00.06 Ice operations ............................................................ 00.07 Defense readiness ..................................................... 188 76 23 167 230 160 12 98 116 126 15 288 17 24 119 68 143 10 324 5 25 08.00 09.01 Total direct program ................................................. Reimbursable program .................................................. 856 15 684 28 694 28 10.00 Personnel Summary 1001 1101 Program and Financing (in millions of dollars) Total new obligations ................................................ 871 712 722 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 896 440 478 672 439 764 23.90 23.95 23.98 24.40 16 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. Unobligated balance carried forward, end of year ....... 1,352 1,150 1,203 ¥871 ¥712 ¥722 ¥2 ................... ................... 478 439 481 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.15 Appropriation (emergency) ........................................ 40.76 Reduction pursuant to P.L. 107–20 ......................... 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 403 624 716 4 ................... ................... ¥12 ................... ................... ¥1 ................... ................... 43.00 68.00 68.10 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) ..................................... Change in uncollected customer payments from Federal sources (unexpired) .................................. 68.90 394 624 716 58 48 48 ¥12 ................... ................... Spending authority from offsetting collections (total discretionary) .......................................... 48 48 Total new budget authority (gross) .......................... 70.00 46 440 672 764 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 72.40 73.10 73.20 73.40 73.45 74.00 490 641 693 871 712 722 ¥710 ¥659 ¥644 ¥6 ................... ................... ¥16 ................... ................... 12 ................... ................... 641 693 772 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 162 548 210 449 235 409 87.00 Total outlays (gross) ................................................. 710 659 644 ¥58 ¥48 ¥48 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 12 ................... ................... 394 652 624 611 716 596 COAST GUARD—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 2002 est. Agencies Appropriations Act, 2002; additional authorizing legislation required.) Program and Financing (in millions of dollars) 2003 est. 2001 actual Identification code 69–0230–0–1–304 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 386 644 616 603 705 585 10.00 The Acquisition, Construction, and Improvements (AC&I) appropriation provides for the acquisition, construction, and improvement of the vessels, aircraft, information management resources, shore facilities, and aids to navigation required to execute the Coast Guard’s missions and achieve its performance goals. Vessels.—In 2003, the Coast Guard will acquire multi-mission platforms that use advanced technology to reduce life cycle operating costs. Deepwater.—The Deepwater capability replacement project continues with full scale development. In 2003, the Coast Guard will continue to acquire and build the selected integrated deepwater system. Other Equipment.—In 2003, the Coast Guard will invest in numerous management information and decision support systems that will result in increased efficiencies. The Ports and waterways safety system (PAWSS), National distress and response system modernization project (NDRSMP), and Commercial Satellite Communications projects will continue. Shore Facilities.—In 2003, the Coast Guard will invest in modern structures that are more energy-efficient, comply with regulatory codes, minimize follow-on maintenance requirements and replace existing dilapidated structures. Personnel and Related Costs.—Personnel resources will be utilized to execute the AC&I projects described above. 725 21.40 22.00 22.10 23.90 23.95 24.40 Obligations by program activity: Total new obligations .................................................... 2002 est. 2003 est. 21 4 17 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 18 17 1 ................... 17 17 1 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 22 18 17 ¥21 ¥18 ¥17 1 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 17 17 17 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 5 12 5 15 5 15 87.00 Total outlays (gross) ................................................. 17 22 20 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 17 17 17 22 17 20 11 13 9 21 18 17 ¥17 ¥22 ¥20 ¥1 ................... ................... 13 9 6 Object Classification (in millions of dollars) 2001 actual Identification code 69–0240–0–1–403 11.1 11.3 11.7 11.9 12.1 12.2 21.0 22.0 23.3 25.1 25.2 26.0 31.0 32.0 99.0 99.0 99.5 99.9 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Military personnel ................................................. 2002 est. 2003 est. 17 1 22 23 1 23 24 1 24 40 5 9 14 2 47 6 9 11 1 49 7 12 11 1 5 140 149 103 274 115 4 108 115 79 211 89 4 109 116 80 213 90 Direct obligations .................................................. 856 Reimbursable obligations .............................................. 15 Below reporting threshold .............................................. ................... 680 28 4 692 28 2 712 The environmental compliance and restoration account provides resources to the Coast Guard to satisfy environmental compliance and restoration related obligations arising under chapter 19 of title 14 of the United States Code. 722 Total personnel compensation ......................... Civilian personnel benefits ....................................... Military personnel benefits ........................................ Travel and transportation of persons ....................... Transportation of things ........................................... Communications, utilities, and miscellaneous charges ................................................................. Advisory and assistance services ............................. Other services ............................................................ Supplies and materials ............................................. Equipment ................................................................. Land and structures .................................................. Total new obligations ................................................ 871 Object Classification (in millions of dollars) 1001 1101 Total compensable workyears: Full-time equivalent employment .................................. Full-time equivalent employment .................................. 272 368 2002 est. 348 390 2003 est. 348 386 2003 est. Personnel compensation: Full-time permanent ............. Civilian personnel benefits ............................................ Other services ................................................................ Supplies and materials ................................................. 3 1 16 1 4 1 12 1 4 1 11 1 99.9 Total new obligations ................................................ 21 18 17 Personnel Summary 2001 actual Identification code 69–0230–0–1–304 1001 1101 Total compensable workyears: Full-time equivalent employment .................................. Full-time equivalent employment .................................. 48 2 2002 est. 52 2 2003 est. 52 2 f ALTERATION 2001 actual 2002 est. 11.1 12.1 25.2 26.0 Personnel Summary Identification code 69–0240–0–1–403 2001 actual Identification code 69–0230–0–1–304 OF BRIDGES øFor necessary expenses for alteration or removal of obstructive bridges, $15,466,000, to remain available until expended.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) f 2001 actual Identification code 69–0244–0–1–403 ENVIRONMENTAL COMPLIANCE AND RESTORATION For necessary expenses to carry out the Coast Guard’s environmental compliance and restoration functions under chapter 19 of title 14, United States Code, ø$16,927,000¿ $17,285,699, to remain available until expended. (Department of Transportation and Related VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00011 Fmt 3616 2002 est. 2003 est. 10.00 Obligations by program activity: Total new obligations (object class 25.2) ..................... 15 15 26 21.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 26 26 26 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 726 COAST GUARD—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued ALTERATION OF øRETIRED PAY¿ BRIDGES—Continued Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–0244–0–1–403 2002 est. 2003 est. 22.00 New budget authority (gross) ........................................ 15 15 ................... 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 41 ¥15 26 41 26 ¥15 ¥26 26 ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–0241–0–1–403 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 15 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 81 15 ¥11 86 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 4 7 87.00 Total outlays (gross) ................................................. 11 Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... øFor retired pay, including the payment of obligations therefor otherwise chargeable to lapsed appropriations for this purpose, payments under the Retired Serviceman’s Family Protection and Survivor Benefits Plans, payment for career status bonuses under the National Defense Authorization Act, and for payments for medical care of retired personnel and their dependents under the Dependents Medical Care Act (10 U.S.C. ch. 55), $876,346,000.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) 15 ................... 86 15 ¥52 49 49 26 ¥34 41 3 ................... 48 35 52 15 11 00.01 00.03 00.04 00.05 09.01 2002 est. Obligations by program activity: Regular military personnel ............................................ 615 685 Reserve personnel .......................................................... 41 44 Survivor benefit programs ............................................. 15 22 Medical care .................................................................. 106 125 Reimbursable program .................................................. ................... ................... 10.00 Total new obligations ................................................ 22.00 23.95 23.98 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. 777 2003 est. ................... ................... ................... ................... ................... 876 ................... 778 876 ................... ¥777 ¥876 ................... ¥1 ................... ................... 34 15 ................... 52 34 New budget authority (gross), detail: Mandatory: 60.00 Appropriation ............................................................. 778 876 ................... 69.00 Offsetting collections (cash) ......................................... ................... ................... ................... 70.00 PAYMENT TO COAST GUARD MILITARY RETIREMENT FUND Program and Financing (in millions of dollars) 2001 actual Identification code 69–0233–0–1–403 2002 est. 2003 est. 10.00 Obligations by program activity: Total new obligations (object class 12.2) ..................... ................... ................... 736 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... ................... Total new obligations .................................................... ................... ................... 736 ¥736 New budget authority (gross), detail: Mandatory: 60.00 Appropriation ............................................................. ................... ................... 72.40 73.10 73.20 73.40 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Obligated balance, end of year ..................................... Outlays (gross), detail: Outlays from new mandatory authority ......................... Outlays from mandatory balances ................................ 698 72 745 ................... 89 ................... 87.00 f Total new budget authority (gross) .......................... 86.97 86.98 This appropriation provides the Government’s share of the costs for altering or removing bridges determined to be obstructions to navigation. Alteration of obstructive highway bridges is eligible for funding from the Federal-Aid Highways program. The Coast Guard will continue to make the determinations as to whether any bridge presents an unreasonable obstruction to navigation, and to administer the program. Total outlays (gross) ................................................. 771 835 ................... 736 736 The Administration proposed legislation in October 2001 to accrue fully the retirement costs of Coast Guard military personnel. This general fund account would make mandatory payments to fund the unfunded liability accruing prior to this change (amortized over 40 years). The benefit payments to retirees will be made through the new Coast Guard military retirement fund. Jkt 189685 PO 00000 Frm 00012 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 778 771 876 ................... 835 ................... Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 778 771 2002 est. 876 835 2003 est. 889 871 736 ¥736 Net budget authority and outlays: Budget authority ............................................................ ................... ................... Outlays ........................................................................... ................... ................... 14:21 Jan 23, 2002 89.00 90.00 89.00 90.00 736 VerDate 11-MAY-2000 72 81 123 777 876 ................... ¥771 ¥835 ................... 3 ................... ................... 81 123 122 2001 actual Outlays (gross), detail: 86.97 Outlays from new mandatory authority ......................... ................... ................... 89.00 90.00 876 ................... Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ................... ................... ................... 736 Change in obligated balances: 73.10 Total new obligations .................................................... ................... ................... 73.20 Total outlays (gross) ...................................................... ................... ................... 778 Fmt 3616 As part of the Administration’s initiative to reflect full accrual of retirement costs, legislation is proposed to establish a new retirement fund to be known as the ‘‘Coast Guard Military Retirement Fund.’’ Budget year data is reported in that new account for payments to retirees. The request for this account includes funding for the unfunded liabilities associated with current retirees. Object Classification (in millions of dollars) 2001 actual Identification code 69–0241–0–1–403 2002 est. 2003 est. 13.0 25.6 Direct obligations: Benefits for former personnel ................................... Medical care .............................................................. 671 106 751 ................... 125 ................... 99.0 Direct obligations .................................................. 777 876 ................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT COAST GUARD—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION 99.0 99.9 Reimbursable obligations .............................................. ................... ................... ................... Total new obligations ................................................ 777 11.7 11.8 Military personnel ...................................................... Special personal services payments ......................... 11.9 12.1 12.2 21.0 22.0 25.2 25.8 26.0 31.0 99.9 55 60 1 ................... 63 1 Total personnel compensation .............................. Civilian personnel benefits ............................................ Military personnel benefits ............................................ Travel and transportation of persons ............................ Transportation of things ................................................ Other services ................................................................ Subsistence and support of persons ............................. Supplies and materials ................................................. Equipment ...................................................................... 59 1 23 6 2 1 1 1 3 63 1 23 5 2 1 1 1 3 68 1 33 5 1 1 1 1 2 Total new obligations ................................................ 97 100 113 876 ................... f RESERVE TRAINING øincluding transfer of funds¿ For all necessary expenses of the Coast Guard Reserve, as authorized by law; maintenance and operation of facilities; and supplies, equipment, and services, ø$83,194,000: Provided, That no more than $25,800,000 of funds made available under this heading may be transferred to Coast Guard ‘‘Operating expenses’’ or otherwise made available to reimburse the Coast Guard for financial support of the Coast Guard Reserves: Provided further, That none of the funds in this Act may be used by the Coast Guard to assess direct charges on the Coast Guard Reserves for items or activities which were not so charged during fiscal year 1997¿ $112,824,538. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Personnel Summary 2001 actual 1001 1101 Total compensable workyears: Full-time equivalent employment .................................. Full-time equivalent employment .................................. 85 406 2002 est. 2003 est. 87 407 92 438 f 2002 est. RESEARCH, DEVELOPMENT, TEST, 2003 est. 00.01 00.02 00.03 00.04 Obligations by program activity: Initial training ................................................................ Continuing training ........................................................ Operation and maintenance support ............................. Program management and administration ................... 4 50 16 27 4 51 17 28 1 51 21 40 10.00 Total new obligations ................................................ 97 100 113 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 97 ¥97 100 ¥100 113 ¥113 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 97 100 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 8 97 ¥93 10 10 100 ¥100 11 11 113 ¥112 11 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 86.93 Outlays from discretionary balances ............................. 87 7 89 11 102 11 87.00 Total outlays (gross) ................................................. 93 100 112 Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 97 93 100 100 113 112 AND EVALUATION For necessary expenses, not otherwise provided for, for applied scientific research, development, test, and evaluation; maintenance, rehabilitation, lease and operation of facilities and equipment, as authorized by law, ø$20,222,000¿ $23,105,686, to remain available until expended, of which ø$3,492,000¿ $3,500,000, shall be derived from the Oil Spill Liability Trust Fund: Provided, That there may be credited to and used for the purposes of this appropriation funds received from State and local governments, other public authorities, private sources, and foreign countries, for expenses incurred for research, development, testing, and evaluation. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) 113 72.40 73.10 73.20 74.40 2001 actual Identification code 69–0242–0–1–403 Program and Financing (in millions of dollars) Identification code 69–0242–0–1–403 727 Program and Financing (in millions of dollars) 2001 actual Identification code 69–0243–0–1–403 Obligations by program activity: Direct program: 00.02 Waterways safety and management and aids to navigation ............................................................. 00.03 Marine safety and security ....................................... 00.05 Marine environmental protection .............................. 00.06 Comprehensive law enforcement .............................. 00.07 Technology investment .............................................. 00.08 Research and development personnel, program support and operations ........................................ 2002 est. 2003 est. 1 6 1 5 5 2 4 1 5 4 1 4 2 5 5 5 5 5 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 80 76 2002 est. 2003 est. 83 83 87 86 The Coast Guard Reserve Forces provide qualified personnel and trained units for active duty in event of conflict, national emergency, or natural and man-made disasters. The reservists maintain their readiness through mobilization exercises, and duty alongside regular Coast Guard members during routine and emergency operations. Reservists will continue to serve as a cost effective surge force for response to human and natural disasters. Object Classification (in millions of dollars) 2001 actual Identification code 69–0242–0–1–403 11.1 Personnel compensation: Full-time permanent .................................................. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2002 est. 2003 est. 3 3 Frm 00013 Fmt 3616 23 1 21 2 22 2 Total new obligations ................................................ 25 24 25 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 1 23 1 ................... 23 25 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 1 ................... ................... 25 24 25 ¥25 ¥24 ¥25 1 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 19 18 20 4 5 5 70.00 Total new budget authority (gross) .......................... 23 23 25 72.40 73.10 73.20 73.40 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 4 PO 00000 Total direct program ................................................. Reimbursable program .................................................. 10.00 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 08.00 09.01 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 12 16 13 25 24 25 ¥20 ¥27 ¥25 ¥1 ................... ................... ¥1 ................... ................... 16 13 12 728 COAST GUARD—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued RESEARCH, DEVELOPMENT, TEST, AND Intragovernmental funds: COAST GUARD SUPPLY FUND EVALUATION—Continued Program and Financing (in millions of dollars) Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–0243–0–1–403 2002 est. 2002 est. 2003 est. 10.00 15 5 15 12 20 27 25 68 64 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 2 68 2 ................... 64 64 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 16 9 87.00 Obligations by program activity: Total new obligations (object class 26.0) ..................... 23.90 23.95 24.40 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 86.93 Outlays from discretionary balances ............................. Total outlays (gross) ................................................. 2001 actual Identification code 69–4535–0–4–403 2003 est. Offsets: Against gross budget authority and outlays: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ¥4 ¥5 ¥5 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 19 16 18 22 20 20 64 70 66 64 ¥68 ¥64 ¥64 2 ................... ................... Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 18 15 2002 est. 68 64 64 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 7 68 ¥68 7 7 64 ¥64 7 7 64 ¥64 7 86.90 89.00 90.00 New budget authority (gross), detail: Discretionary: 68.00 Spending authority from offsetting collections (gross): Offsetting collections (cash) ................... Outlays (gross), detail: Outlays from new discretionary authority ..................... 68 64 64 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... 88.40 Non-Federal sources ............................................. ¥58 ¥10 ¥54 ¥10 ¥54 ¥10 88.90 ¥68 ¥64 ¥64 2003 est. 17 21 19 19 The Coast Guard’s Research and Development program includes the development of techniques, methods, hardware, and systems which directly contribute to increasing the productivity and effectiveness of Coast Guard’s operating missions. In the wake of the events of September 11, 2001, the R&D program will focus its efforts in 2003 on improvements to maritime homeland security in the port domain to help the Coast Guard protect American lives from the terrorist threat. R&D efforts will also continue in other vital Coast Guard mission areas, including marine environmental protection and response; risk assessment and competency; and human error reduction and fatigue analysis. 89.00 90.00 Total, offsetting collections (cash) .................. Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ¥1 ................... ................... The Coast Guard supply fund, in accordance with 14 U.S.C. 650, finances the procurement of uniform clothing, commissary provisions, general stores, technical material, and fuel for vessels over 180 feet in length. The fund is normally financed by reimbursements from sale of goods. f Object Classification (in millions of dollars) 2001 actual Identification code 69–0243–0–1–403 11.1 11.7 Direct obligations: Personnel compensation: Full-time permanent ............................................. Military personnel ................................................. COAST GUARD YARD FUND 2002 est. 2003 est. Program and Financing (in millions of dollars) 2001 actual Identification code 69–4743–0–4–403 5 2 6 2 6 2 11.9 12.1 21.0 25.1 25.2 25.5 26.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Advisory and assistance services ............................. Other services ............................................................ Research and development contracts ....................... Supplies and materials ............................................. 7 8 8 2 2 3 1 1 1 1 1 1 1 ................... ................... 11 10 10 1 ................... ................... 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 24 1 22 2 23 2 99.9 Total new obligations ................................................ 25 24 2002 est. 2003 est. 09.01 09.02 09.03 Obligations by program activity: Costs of goods sold ....................................................... Other .............................................................................. Capital investment: Purchase of equipment ................. 20 37 1 24 49 1 24 54 2 10.00 Total new obligations ................................................ 58 74 80 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 7 91 41 ................... 33 80 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 25 New budget authority (gross), detail: Discretionary: 68.00 Spending authority from offsetting collections (gross): Offsetting collections (cash) ................... Personnel Summary 2001 actual Identification code 69–0243–0–1–403 1001 1101 Total compensable workyears: Full-time equivalent employment .................................. Full-time equivalent employment .................................. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 98 74 80 ¥58 ¥74 ¥80 41 ................... ................... 2002 est. 91 33 80 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... ¥1 58 ¥67 ¥10 ¥10 74 ¥33 30 30 80 ¥80 30 2003 est. 70 31 74 31 74 31 PO 00000 Frm 00014 Fmt 3616 72.40 73.10 73.20 74.40 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT COAST GUARD—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 87.00 Total outlays (gross) ................................................. 729 Program and Financing (in millions of dollars) 91 33 80 ¥24 ................... ................... 89.00 90.00 ¥91 ¥33 ¥80 This fund finances the industrial operation of the Coast Guard Yard, Curtis Bay, MD (14 U.S.C.). The yard finances its operations out of advances received from Coast Guard appropriations and other agencies for all direct and indirect costs. ANALYSIS BY TYPE OF WORK [Percent] Vessel repairs and alterations .................................................... Boat repairs and construction .................................................... Buoy fabrication .......................................................................... Fabrication of special and miscellaneous items ........................ Total ............................................................................... 2002 est. 100 Identification code 69–4743–0–4–403 2002 est. 2003 est. 11.1 11.3 11.5 11.7 Personnel compensation: Full-time permanent .................................................. Other than full-time permanent ............................... Other personnel compensation .................................. Military personnel ...................................................... 21 2 4 1 24 2 5 1 25 2 5 1 11.9 12.1 23.3 25.2 26.0 Total personnel compensation .............................. Civilian personnel benefits ............................................ Communications, utilities, and miscellaneous charges Other services ................................................................ Supplies and materials ................................................. 28 6 3 2 19 32 7 2 4 29 33 9 2 5 31 99.9 Total new obligations ................................................ 58 74 80 Personnel Summary 2001 actual Identification code 69–4743–0–4–403 Total compensable workyears: 2001 Full-time equivalent employment .................................. 2101 Full-time equivalent employment .................................. 2002 est. 524 17 537 17 2003 est. 537 17 f COAST GUARD MILITARY RETIREMENT FUND Unavailable Collections (in millions of dollars) 2001 actual Identification code 69–5499–0–2–602 01.99 Balance, start of year .................................................... Receipts: 02.43 Agency contributions, Coast Guard military retirement fund ........................................................................... 02.44 Interest, Coast Guard military retirement fund ............ 02.45 General fund payment, Coast Guard military retirement fund .................................................................. 02.80 Coast Guard military retirement fund ........................... 2002 est. 719 49 25 96 46 10.00 Total new obligations ................................................ ................... ................... 935 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... ................... Total new obligations .................................................... ................... ................... 935 ¥935 New budget authority (gross), detail: Mandatory: 60.20 Appropriation (special fund) ..................................... ................... ................... 69.00 Offsetting collections (cash) ......................................... ................... ................... 889 46 Total new budget authority (gross) .......................... ................... ................... 935 73.10 73.20 Change in obligated balances: Total new obligations .................................................... ................... ................... Total outlays (gross) ...................................................... ................... ................... 935 ¥935 Outlays (gross), detail: Outlays from new mandatory authority ......................... ................... ................... 935 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ................... ................... ¥46 Net budget authority and outlays: Budget authority ............................................................ ................... ................... Outlays ........................................................................... ................... ................... 889 889 Memorandum (non-add) entries: Total investments, end of year: Federal securities: Par value ................................................................... ................... ................... 177 100 Object Classification (in millions of dollars) 2001 actual ................... ................... ................... ................... ................... Obligations by program activity: Direct program: 00.01 Regular military personnel ........................................ 00.02 Reserve personnel ..................................................... 00.03 Survivor benefit programs ......................................... 00.04 Medical care .............................................................. 09.01 Reimbursable program .................................................. 2003 est. 33 49 34 4 .................... .................... 2 2 2 61 49 64 100 2003 est. ................... ................... ................... ................... ................... ................... ................... 329 1 ................... ................... ................... ................... 89.00 90.00 92.02 The Administration proposed legislation in October 2001 to accrue fully the retirement costs of Coast Guard military personnel (as well as the Public Health Service and National Oceanic and Atmospheric Administration Commissioned Corps). The account will make payments to current retirees, receive the accrual payments from Coast Guard accounts for current active duty members, and receive a payment for unfunded liabilities of Coast Guard personnel. This program provides for retired pay of military personnel of the Coast Guard and Coast Guard Reserve, members of the former Lighthouse Service, and for annuities payable to beneficiaries of retired military personnel under the retired serviceman’s family protection plan (10 U.S.C. 1431–46) and survivor benefits plans (10 U.S.C. 1447–55); payments for career status bonuses under the National Defense Authorization Act; and for payments for medical care of retired personnel and their dependents under the Dependents Medical Care Act (10 U.S.C., ch. 55). The following tabulation shows the average number of personnel on the rolls during 2001 compared with estimated numbers for 2002 and 2003: 736 46 AVERAGE NUMBER Total receipts and collections ................................... ................... ................... Appropriations: 05.01 Coast Guard military retirement fund ........................... ................... ................... ¥935 05.99 Total appropriations .................................................. ................... ................... ¥935 Category: Commissioned officers ............................................................ Warrant officers ...................................................................... Enlisted personnel .................................................................. Former Lighthouse Service personnel ..................................... Reserve personnel ................................................................... 07.99 Balance, end of year ..................................................... ................... ................... 177 Total ............................................................................... 02.99 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00015 2003 est. 80 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ¥24 ................... ................... 2001 actual ................... ................... ................... ................... ................... 86.97 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources 33 2002 est. 70.00 67 2001 actual Identification code 69–5499–0–2–602 1,112 Fmt 3616 Sfmt 3647 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2001 actual 5,633 4,512 19,415 5 3,934 2002 est. 5,750 4,605 19,801 3 4,152 2003 est. 5,912 4,689 20,182 2 4,339 33,499 34,311 35,124 730 COAST GUARD—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 41.0 COAST GUARD MILITARY RETIREMENT FUND—Continued Grants, subsidies, and contributions ............................ 56 71 58 99.9 Intragovernmental funds—Continued Total new obligations ................................................ 64 77 64 Object Classification (in millions of dollars) f 2001 actual Identification code 69–5499–0–2–602 2002 est. 2003 est. AQUATIC RESOURCES TRUST FUND 12.2 25.6 Direct obligations: Military personnel benefits ........................................ ................... ................... Medical care .............................................................. ................... ................... 793 96 99.0 99.0 Direct obligations .................................................. ................... ................... Reimbursable obligations .............................................. ................... ................... 889 46 99.9 Total new obligations ................................................ ................... ................... 935 Unavailable Collections (in millions of dollars) 2001 actual Identification code 20–8147–0–7–403 2002 est. 2003 est. 845 914 891 358 34 95 385 33 42 393 34 52 Total receipts and collections ................................... 487 460 479 Total: Balances and collections .................................... Appropriations: 05.00 Sport fish restoration ..................................................... 1,332 1,374 1,370 ¥418 ¥483 ¥460 914 891 910 04.00 Trust Funds BOAT SAFETY (AQUATIC Balance, start of year .................................................... Receipts: 02.01 Excise taxes, Sport fish restoration ............................... 02.02 Customs duties, Sport fish restoration ......................... 02.40 Interest on investments ................................................. 02.99 f 01.99 RESOURCES TRUST FUND) 07.99 Balance, end of year ..................................................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–8149–0–7–403 2002 est. Program and Financing (in millions of dollars) 2003 est. 2001 actual Identification code 20–8147–0–7–403 Obligations by program activity: 00.01 State recreational boating safety programs ................. 00.02 Compliance and boating programs ............................... 59 5 72 5 59 5 10.00 Total new obligations ................................................ 64 77 64 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 13 64 13 ................... 64 64 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 77 77 64 ¥64 ¥77 ¥64 13 ................... ................... New budget authority (gross), detail: Mandatory: 62.00 Transferred from other accounts .............................. 64 64 64 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 46 64 ¥58 52 52 77 ¥66 62 62 64 ¥65 62 86.93 86.97 86.98 Outlays (gross), detail: Outlays from discretionary balances ............................. Outlays from new mandatory authority ......................... Outlays from mandatory balances ................................ 87.00 Total outlays (gross) ................................................. 58 66 65 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 64 58 64 66 64 65 Memorandum (non-add) entries: Total investments, start of year: Federal securities: Par value ................................................................... 92.02 Total investments, end of year: Federal securities: Par value ................................................................... 2002 est. 2003 est. 92.01 1,192 1,304 1,280 1,304 1,280 1,306 The Internal Revenue Code of 1986, as amended by TEA– 21, provides for the transfer of Highway Trust Fund revenue derived from the motor boat fuel tax and certain other taxes to the Aquatic Resources Trust Fund. Appropriations are authorized from this fund to meet expenditures for programs specified by law, including sport fish restoration and boating safety. Excise tax receipts for the trust fund include motorboat fuel tax receipts, plus receipts from excise taxes on sport fishing equipment, sonar and fish finders, small engine fuels, and import duties on fishing equipment and recreational vessels. OIL SPILL LIABILITY TRUST FUND Unavailable Collections (in millions of dollars) 1 ................... ................... 28 27 28 29 39 37 2001 actual Identification code 20–8185–0–7–304 2002 est. 2003 est. Balance, start of year .................................................... Receipts: 02.00 Fines and penalties ....................................................... 02.02 Recoveries ...................................................................... 02.40 Interest on investments ................................................. 02.80 Oil spill response, EPA, offsetting collections .............. 973 943 849 4 60 69 19 6 7 42 25 6 7 27 25 02.99 This account provides grants for the development and implementation of a coordinated national recreational boating safety program. Boating safety statistics reflect the success in meeting the program’s objectives. No discretionary appropriation is requested for 2003 from the Boat safety account of the Aquatic resources trust fund. The Transportation Equity Act for the 21st Century (TEA–21) provides funding from the Aquatic resources trust fund of $64 million annually beginning in 1999. Of this total, $59 million is provided for grants to States and $5 million is available for Coast Guard coordination of the national boating safety program. 01.99 Total receipts and collections ................................... 152 80 65 Total: Balances and collections .................................... Appropriations: 05.00 Minerals Management Service ....................................... 05.01 Oil spill response, EPA .................................................. 05.02 Oil spill recovery, Coast Guard ...................................... 05.03 Trust fund share of expenses ........................................ 05.04 Research and special programs administration ........... 05.05 Denali Commission trust fund ...................................... 1,125 1,023 914 ¥6 ¥34 ¥76 ¥48 ¥7 ¥11 ¥6 ¥40 ¥61 ¥48 ¥8 ¥11 ¥6 ¥42 ¥61 ¥48 ¥7 ¥11 04.00 05.99 Total appropriations .................................................. ¥182 ¥174 ¥175 07.99 Balance, end of year ..................................................... 943 849 739 Program and Financing (in millions of dollars) Object Classification (in millions of dollars) 2001 actual Identification code 69–8149–0–7–403 25.2 25.3 Other services ................................................................ Other purchases of goods and services from Government accounts ........................................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 7 2002 est. 5 2001 actual Identification code 20–8185–0–7–304 2003 est. 5 92.01 1 1 1 PO 00000 Frm 00016 Fmt 3616 Memorandum (non-add) entries: Total investments, start of year: Federal securities: Par value ................................................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 1,199 2002 est. 1,128 2003 est. 1,040 COAST GUARD—Continued Trust Funds—Continued DEPARTMENT OF TRANSPORTATION 92.02 Total investments, end of year: Federal securities: Par value ................................................................... 1,128 1,040 925 The Oil spill liability trust fund is used to finance oil pollution prevention and cleanup activities by various Federal agencies. In accordance with the provisions of the Act, the Fund may finance annually up to $50 million of emergency resources and all valid claims from injured parties resulting from oil spills. For Coast Guard, this funds the following accounts: Trust fund share of expenses, Oil spill recovery, and Payment of claims. The Omnibus Budget Reconciliation Act of 1989, Public Law 101–239, triggered collection of a 5 cent tax on each barrel of oil produced domestically or imported to be deposited into the Oil spill liability trust fund. The authority to collect the oil barrel tax expired on December 31, 1994. Status of Funds (in millions of dollars) 2001 actual Identification code 20–8185–0–7–304 Unexpended balance, start of year: 0100 Uninvested balance ....................................................... U.S. Securities: 0101 Par value ................................................................... 0102 Unrealized discounts ................................................. 2002 est. 2003 est. 10 27 ................... 1,199 ¥51 1,128 1,040 ¥14 ................... 0199 Total balance, start of year ...................................... 1,156 1,143 1,040 Cash income during the year: Current law: Receipts: 1200 Fines and penalties .............................................. 4 6 6 1202 Recoveries ............................................................. 60 7 7 Offsetting receipts (intragovernmental): 1240 Earnings on investments, oil spill liability trust fund .................................................................. 69 42 27 Offsetting collections: 1280 Offsetting collections ............................................ 19 25 25 1299 Income under present law ........................................ 152 80 65 Cash outgo during year: Current law: 4500 Oil spill research ....................................................... ¥7 ¥6 ¥6 4501 Oil spill response ...................................................... ¥34 ¥48 ¥45 4502 Oil Spill Recovery, Coast Guard ................................ ¥71 ¥61 ¥61 4503 Trust fund share of expenses ................................... ¥48 ¥48 ¥48 4504 Trust fund share of pipeline safety .......................... ¥7 ¥5 ¥8 4505 Denali Commission trust fund .................................. ................... ¥11 ¥11 4507 North Pacific marine research institute fund ........... ................... ¥5 ................... 4599 Outgo under current law (¥) .................................. ¥167 ¥184 ¥179 Unexpended balance, end of year: 8700 Uninvested balance ....................................................... 27 ................... ................... Federal securities: 8701 Par value ................................................................... 1,128 1,040 925 8702 Unrealized discounts ................................................. ¥14 ................... ................... 8799 Total balance, end of year ........................................ Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.97 Outlays (gross), detail: Outlays from new mandatory authority ......................... 71 61 61 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 76 71 61 61 61 61 Distribution of budget authority by account: Emergency fund ...................................................................... Oil spill recovery institute ...................................................... Payment of claims .................................................................. 50 1 25 50 1 10 50 1 10 Distribution of outlays by account: Emergency fund ...................................................................... Oil spill recovery institute ...................................................... Payment of claims .................................................................. 45 1 13 50 1 10 50 1 10 92 156 156 138 61 61 ¥71 ¥61 ¥61 ¥4 ................... ................... 156 156 156 This account provides resources from the Oil Spill Liability Trust Fund for costs associated with the cleanup of oil spills. These include emergency costs associated with oil spill cleanup, the Prince William Sound Oil Spill Recovery Institute, and the payment of claims to those who suffer harm from oil spills where the responsible party is not identifiable or is without resources. The program activities in this account will continue to be funded under separate permanent appropriations, and are being displayed in a consolidated format to enhance presentation. f TRUST FUND SHARE (OIL OF EXPENSES SPILL LIABILITY TRUST FUND) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8314–0–7–304 25 20 3 25 20 3 25 20 3 10.00 Total new obligations (object class 92.0) ................ 48 48 48 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 48 ¥48 48 ¥48 48 ¥48 48 48 48 2001 actual 2002 est. 2003 est. 73.10 73.20 Change in obligated balances: Total new obligations .................................................... Total outlays (gross) ...................................................... 48 ¥48 48 ¥48 48 ¥48 86.90 Outlays (gross), detail: Outlays from new discretionary authority ..................... 48 48 48 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 48 48 48 48 48 48 25 20 3 25 20 3 25 20 3 25 20 3 25 20 3 25 20 3 Obligations by program activity: Emergency fund ............................................................. Payment of claims ......................................................... Prince William Sound Oil Spill Recovery Institute ........ 112 25 1 50 10 1 50 10 1 10.00 Total new obligations (object class 25.2) ................ 138 61 61 89.00 90.00 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 76 76 18 61 18 61 Distribution of budget authority by account: Operating expenses ................................................................. Acquisition, construction and improvement ........................... Research, development, test, and evaluation ........................ Distribution of outlays by account: Operating expenses ................................................................. Acquisition, construction and improvements ......................... Research, development, test, and evaluation ........................ 14:21 Jan 23, 2002 Jkt 189685 2003 est. Obligations by program activity: Operating expenses ........................................................ Acquisition, construction and improvements ................ Research, development, test and evaluation ................ 00.01 00.02 00.03 VerDate 11-MAY-2000 2002 est. 00.01 00.02 00.03 925 SPILL LIABILITY TRUST FUND) Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 61 72.40 73.10 73.20 73.45 74.40 Program and Financing (in millions of dollars) 23.90 23.95 24.40 61 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 1,040 OIL SPILL RECOVERY, COAST GUARD Identification code 69–8349–0–7–304 76 22.00 23.95 1,143 f (OIL New budget authority (gross), detail: Mandatory: 60.26 Appropriation (trust fund) ......................................... 731 4 ................... ................... 156 ¥138 18 79 ¥61 18 79 ¥61 18 PO 00000 Frm 00017 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 732 COAST GUARD—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 TRUST FUND SHARE (OIL OF EXPENSES—Continued SPILL LIABILITY TRUST FUND)—Continued This account provides resources from the Oil spill liability trust fund for activities authorized under the Operating expenses; Acquisition, construction, and improvements; and Research, development, test and evaluation accounts. expend funds for personal expenses and obligations of Coast Guard cadets. The Coast Guard surcharge collections, sales of commissary stores fund is used to finance expenses incurred in connection with the operation of the Coast Guard commissary store in Kodiak, Alaska. Revenue is derived from a surcharge placed on sales (14 U.S.C. 487). f f FEDERAL AVIATION ADMINISTRATION COAST GUARD GENERAL GIFT FUND The following table depicts the total funding for all Federal Aviation Administration programs, for which more detail is furnished in the budget schedules: Program and Financing (in millions of dollars) 2001 actual Identification code 69–8533–0–7–403 21.40 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year Unobligated balance carried forward, end of year ....... 2002 est. 2003 est. [In millions of dollars] 1 2 2 2 2 2 92.01 Memorandum (non-add) entries: Total investments, start of year: Federal securities: Par value ................................................................... 1 ................... ................... This trust fund, maintained from gifts and bequests, is used for purposes as specified by the donor in connection with the Coast Guard training program (10 U.S.C. 2601). f Unavailable Collections (in millions of dollars) 2001 actual 2002 est. 2003 est. 01.99 Balance, start of year .................................................... ................... ................... ................... Receipts: 02.80 Right-of-way revolving fund liquidating account, offsetting collections ..................................................... 8 8 8 Appropriations: 05.00 Right-of-way revolving fund liquidating account ......... ¥8 ¥8 ¥8 07.99 Balance, end of year ..................................................... ................... ................... ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–9981–0–8–403 2002 est. 8 8 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 8 ¥8 8 ¥8 8 ¥8 New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... 8 8 8 73.10 73.20 Change in obligated balances: Total new obligations .................................................... Total outlays (gross) ...................................................... 8 ¥8 8 ¥8 8 ¥8 86.97 Outlays (gross), detail: Outlays from new mandatory authority ......................... 8 8 8 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥8 ¥8 ¥8 7,994 (2,020) 3,478 2,825 262 62 7,502 (3,703) 3,404 3,033 127 1 12,832 14,621 14,067 Outlays: Operations ............................................................................... General fund (memorandum entry) .................................... Grants-in-aid for airports (trust) ........................................... Facilities and equipment (trust) ............................................ Research, engineering, and development (trust) ................... Aviation insurance revolving fund .......................................... Administrative services franchise fund .................................. 6,717 (1,648) 2,020 2,282 169 –9 –66 8,777 (2,751) 2,801 2,406 250 45 72 7.525 (3,702) 3,273 2.727 198 –2 3 Total net ......................................................................... 11,113 14,351 13,724 Note.—The amount shown as Operations includes the general fund share of operations. 1 Reflects a reduction of 0.22 percent in 2001 as required by P.L. 106–554. 2 Reflects a rescission of $609 million, as required by P.L. 106–346, P.L. 106–554, P.L. 107–20. 3 Reflects a rescission of $302 million, as required by P.L. 107–87. 4 Includes $15 million rescission of unobligated balances. General and special funds: OPERATIONS Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... The Coast Guard cadet fund is used by the Superintendent of the Coast Guard Academy to receive, plan, control, and Jkt 189685 Obligations: Operations ............................................................................... 6,878 General fund (memorandum entry) .................................... (2,450) Grants-in-aid for airports (trust) ........................................... 3,289 Facilities and equipment (trust) ............................................ 2,472 Research, engineering, and development (trust) ................... 193 Aviation insurance revolving fund .......................................... .................... 2003 est. 7.474 7.482 (1,500) (3.683) 3 3,176 3,404 4 3,024 2.999 248 127 .................... .................... Federal Funds 8 14:21 Jan 23, 2002 14,012 (2,521) 2 2,597 1 2,667 1 189 30 2002 est. f Obligations by program activity: Total new obligations (object class 25.2) ..................... VerDate 11-MAY-2000 13,922 2003 est. 10.00 89.00 90.00 12,409 1 6,926 Total net ......................................................................... MISCELLANEOUS TRUST REVOLVING FUNDS Identification code 69–9981–0–8–403 2001 actual Total net ......................................................................... Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... ................... 90.00 Outlays ........................................................................... ................... ................... ................... Budget authority: Operations ............................................................................... General fund (memorandum entry) .................................... Grants-in-aid for airports (trust fund) ................................... Facilities and equipment (trust) ............................................ Research, engineering, and development (trust) ................... Aviation user fees ................................................................... PO 00000 Frm 00018 Fmt 3616 For necessary expenses of the Federal Aviation Administration, not otherwise provided for, including operations and research activities related to commercial space transportation, administrative expenses for research and development, establishment of air navigation facilities, the operation (including leasing) and maintenance of aircraft, subsidizing the cost of aeronautical charts and maps sold to the public, lease or purchase of passenger motor vehicles for replacement only, in addition to amounts made available by Public Law 104–264, ø$6,886,000,000¿ $7,481,970,000, of which ø$5,773,519,000¿ $3,799,278,000 shall be derived from the Airport and Airway Trust Fundø, of which not to exceed $5,452,871,000 shall be available for air traffic services program activities; not to exceed $768,769,000 shall be available for aviation regulation and certification program activities; not to exceed $150,154,000 shall be available for civil aviation security program activities; not to exceed $195,799,000 shall be available for research and acquisition program activities; not to exceed $12,456,000 shall be available for commercial space transportation program activities; not to exceed $50,284,000 shall be available for financial services program activities; not to exceed $69,516,000 shall be available for human resources program activities; not to exceed $85,943,000 shall be available for regional coordination program activities; and not to exceed $109,208,000 shall be available for staff offices¿: Provided, øThat none of the funds in this Act shall Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL AVIATION ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION be available for the Federal Aviation Administration to finalize or implement any regulation that would promulgate new aviation user fees not specifically authorized by law after the date of the enactment of this Act: Provided further,¿ That there may be credited to this appropriation funds received from States, counties, municipalities, foreign authorities, other public authorities, and private sources, for expenses incurred in the provision of agency services, including receipts for the maintenance and operation of air navigation facilities, and for issuance, renewal or modification of certificates, including airman, aircraft, and repair station certificates, or for tests related thereto, or for processing major repair or alteration forms: øProvided further, That of the funds appropriated under this heading, not less than $6,000,000 shall be for the contract tower cost-sharing program:¿ Provided further, That funds may be used to enter into a grant agreement with a nonprofit standard-setting organization to assist in the development of aviation safety standards: Provided further, That none of the funds in this Act shall be available for new applicants for the second career training program: Provided further, That none of the funds in this Act shall be available for paying premium pay under 5 U.S.C. 5546(a) to any Federal Aviation Administration employee unless such employee actually performed work during the time corresponding to such premium pay: Provided further, That none of the funds in this Act may be obligated or expended to operate a manned auxiliary flight service station in the contiguous United States: Provided further, That none of the funds in this Act for aeronautical charting and cartography are available for activities conducted by, or coordinated through, the Transportation Administrative Service Center. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) ø(AIRPORT AND AIRWAY TRUST FUND)¿ Program and Financing (in millions of dollars) 2001 actual 2002 est. Total new obligations ................................................ 6,923 Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year ................... 22.00 New budget authority (gross) ........................................ 7,062 22.22 Unobligated balance transferred from other accounts ................... 23.90 23.95 23.98 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. Unobligated balance carried forward, end of year ....... 7,874 7,062 7,875 7,585 ¥6,923 ¥7,874 ¥7,585 ¥11 ................... ................... 128 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 2,490 1,495 3,683 40.20 Appropriation (special fund) ..................................... ................... 8 ................... 40.72 Reduction pursuant to P.L. 107–117 ....................... ................... ¥1 ................... 40.76 Reduction pursuant to P.L. 107–87 ......................... ................... ¥2 ................... 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) ¥5 ................... ................... 42.00 Transferred from other accounts .............................. 123 ................... ................... 43.00 61.00 Appropriation (total discretionary) ........................ Mandatory: Transferred to other accounts ................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2,608 1,500 3,683 ¥50 ................... ................... PO 00000 Frm 00019 Fmt 3616 37 ................... ................... 4,504 5,896 3,902 Total new budget authority (gross) .......................... 7,062 7,396 7,585 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 72.40 73.10 73.20 73.40 74.00 107 854 81 6,923 7,874 7,585 ¥6,152 ¥8,647 ¥7,604 13 ................... ................... ¥37 ................... ................... 854 81 62 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 6,048 104 6,569 2,078 6,736 869 87.00 Total outlays (gross) ................................................. 6,152 8,647 7,604 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... 88.40 Non-Federal sources ............................................. ¥4,484 ¥20 ¥5,876 ¥20 ¥3,882 ¥20 88.90 ¥4,504 ¥5,896 ¥3,902 89.00 90.00 Total, offsetting collections (cash) .................. Against gross budget authority only: Change in uncollected customer payments from Federal sources (unexpired) .................................. Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... ¥37 ................... ................... 2,521 1,648 1,500 2,751 3,683 3,702 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 2,160 1,287 2002 est. 1,118 2,369 2003 est. 3,278 3,297 For 2003, the Budget requests $7,482 million. These funds will be used to continue to provide non-security-related services to the aviation community and to increase critical efforts to augment safety oversight, increase system capacity, reduce runway incursions, and decrease system delays. Object Classification (in millions of dollars) 7,585 128 ................... 7,396 7,585 351 ................... 3,902 70.00 2001 actual Identification code 69–1301–0–1–402 10.00 5,896 Spending authority from offsetting collections (total discretionary) ..................................... 2003 est. Obligations by program activity: Direct program: 00.01 Air traffic services ..................................................... 5,446 5,792 6,096 00.02 Regulation and certification ..................................... 735 810 839 00.03 Civil aviation security ............................................... 150 179 9 00.04 Research and acquisitions ........................................ 193 199 206 00.05 Commercial space transportation ............................. 12 12 12 00.06 Regional coordination ................................................ 103 92 95 00.07 Human resources ....................................................... 57 72 74 00.08 Financial services ...................................................... 49 51 53 00.09 Staff offices ............................................................... 109 114 113 00.10 Emergency response fund ......................................... 1 473 ................... 00.11 Information services/CIO ........................................... ................... ................... 5 09.01 Reimbursable program .................................................. 68 80 83 4,467 68.90 88.95 øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Operations’’, $200,000,000, to be derived from the Airport and Airway Trust Fund and to remain available until September 30, 2003, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Identification code 69–1301–0–1–402 68.00 68.10 Spending authority from offsetting collections: Discretionary: Offsetting collections (cash) ................................ Change in uncollected customer payments from Federal sources (unexpired) ............................. 733 11.1 11.3 11.5 11.8 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. Special personal services payments .................... 11.9 12.1 13.0 21.0 22.0 23.1 23.2 23.3 24.0 25.1 25.2 25.3 26.0 31.0 32.0 Sfmt 3643 Total personnel compensation ......................... Civilian personnel benefits ....................................... Benefits for former personnel ................................... Travel and transportation of persons ....................... Transportation of things ........................................... Rental payments to GSA ........................................... Rental payments to others ........................................ Communications, utilities, and miscellaneous charges ................................................................. Printing and reproduction ......................................... Advisory and assistance services ............................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Supplies and materials ............................................. Equipment ................................................................. Land and structures .................................................. E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. 3,481 30 293 1 3,945 29 306 1 3,349 29 306 1 3,805 1,369 1 102 19 82 39 4,281 1,457 1 101 19 96 37 3,685 1,479 1 101 19 96 37 341 14 15 941 340 13 12 1,221 340 13 12 1,501 5 57 60 3 6 182 26 1 7 183 26 1 734 FEDERAL AVIATION ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued FAA. The Budget estimates that $30 million in overflight fees will be collected in 2003, and transferred to the Essential Air Service and Rural Airport Improvement Fund. As collections are estimated to be below required EAS funding, the Budget proposes $83 million in EAS financing will be provided from funds made available from the Airport Improvement Program. OPERATIONS—Continued ø(AIRPORT AND AIRWAY TRUST FUND)¿—Continued Object Classification (in millions of dollars)—Continued 2001 actual Identification code 69–1301–0–1–402 2002 est. 2003 est. 42.0 Insurance claims and indemnities ........................... 2 1 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 6,855 68 7,794 80 7,502 83 99.9 Total new obligations ................................................ 6,923 7,874 f 1 7,585 Personnel Summary 2001 actual Identification code 69–1301–0–1–402 Direct: Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 2003 est. 1001 43,964 45,212 44,575 209 283 AVIATION INSURANCE REVOLVING FUND øThe Secretary of Transportation is hereby authorized to make such expenditures and investments, within the limits of funds available pursuant to 49 U.S.C. 44307, and in accordance with section 104 of the Government Corporation Control Act, as amended (31 U.S.C. 9104), as may be necessary in carrying out the program for aviation insurance activities under chapter 443 of title 49, United States Code.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) 283 Program and Financing (in millions of dollars) 00.01 00.02 AVIATION USER FEES Unavailable Collections (in millions of dollars) 2001 actual 2002 est. 2003 est. Balance, start of year .................................................... ................... ................... ................... Receipts: 02.00 Overflight user fees ....................................................... 30 28 30 02.80 FAA activities, offsetting collections ............................. ................... ................... 83 Obligations by program activity: Program administration ................................................. ................... Incremental premium reimbursement ........................... ................... 10.00 Total new obligations ................................................ ................... 21.40 22.00 22.22 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 79 New budget authority (gross) ........................................ 9 Unobligated balance transferred from other accounts ................... 23.90 23.95 24.40 Total budgetary resources available for obligation 88 Total new obligations .................................................... ................... Unobligated balance carried forward, end of year ....... 88 01.99 02.99 Total receipts and collections ................................... 30 28 113 Appropriations: 05.00 FAA activities ................................................................. ¥30 ¥20 ¥30 05.01 Essential air service and rural improvement fund ................... ................... ¥83 05.02 Operations ...................................................................... ................... ¥8 ................... 05.99 07.99 Total appropriations .................................................. ¥30 ¥28 ¥113 Balance, end of year ..................................................... ................... ................... ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–5422–0–2–402 21.40 22.00 22.21 23.90 24.40 2003 est. 30 ................... ................... 30 ................... ................... New budget authority (gross), detail: Mandatory: 60.20 Appropriation (special fund) ..................................... 30 61.00 Transferred to other accounts ................................... ................... 62.50 2002 est. Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... 30 ................... New budget authority (gross) ........................................ 30 ................... ................... Unobligated balance transferred to other accounts ................... ¥30 ................... Total budgetary resources available for obligation Unobligated balance carried forward, end of year ....... Appropriation (total mandatory) ........................... 20 ¥20 30 ¥30 30 ................... ................... Net budget authority and outlays: 89.00 Budget authority ............................................................ 30 ................... ................... 90.00 Outlays ........................................................................... ................... ................... ................... The Federal Aviation Reauthorization Act of 1996 (P.L. 104–264) authorized the collection of user fees for services provided by the FAA to aircraft that neither takeoff nor land in the United States, commonly known as overflight fees. In addition, the Act permanently appropriated the first $50 million of such fees, or other FAA resources in the event collections are lower than $50 million, to be used for the Essential Air Service (EAS) program and rural airport improvements. Amounts collected in excess of $50 million are permanently appropriated for authorized expenses of the VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2001 actual Identification code 69–4120–0–3–402 f Identification code 69–5422–0–2–402 Public enterprise funds: PO 00000 Frm 00020 Fmt 3616 New budget authority (gross), detail: Discretionary: 68.00 Spending authority from offsetting collections (gross): Offsetting collections (cash) ................... 9 2002 est. 2003 est. 1 1 61 ................... 62 1 88 93 17 2 50 ................... 155 ¥62 93 95 ¥1 94 17 2 73.10 73.20 Change in obligated balances: Total new obligations .................................................... ................... Total outlays (gross) ...................................................... ................... 62 1 ¥62 ................... 86.97 Outlays (gross), detail: Outlays from new mandatory authority ......................... ................... 62 ................... Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources 89.00 90.00 ¥9 ¥17 ¥2 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ¥9 45 ¥2 Memorandum (non-add) entries: Total investments, start of year: Federal securities: Par value ................................................................... ................... ................... 92.02 Total investments, end of year: Federal securities: Par value ................................................................... ................... 92 92.01 92 94 The fund provides direct support for the aviation insurance program (chapter 443 of title 49, U.S. Code). Income to the fund is derived from premium collections for premium insurance coverage issued, income from authorized investments, and binder fees for nonpremium coverage issued. The binders provide aviation insurance coverage for U.S. air carrier aircraft used in connection with certain Government contract operations by the Department of Defense and the Department of State. The Air Transportation System Safety and Stabilization Act (P.L. 107–42) expanded the aviation insurance program to all U.S. air carriers for world-wide operations. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL AVIATION ADMINISTRATION—Continued Trust Funds DEPARTMENT OF TRANSPORTATION Object Classification (in millions of dollars) 2001 actual Identification code 69–4120–0–3–402 42.0 99.5 Direct obligations: Insurance claims and indemnities ................... Below reporting threshold .............................................. ................... 99.9 2002 est. Total new obligations ................................................ ................... 2003 est. 61 ................... 1 1 62 1 Personnel Summary 2001 actual Identification code 69–4120–0–3–402 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. Object Classification (in millions of dollars) 2003 est. 3 3 f Intragovernmental accounts: ADMINISTRATIVE SERVICES FRANCHISE FUND Program and Financing (in millions of dollars) 09.01 09.02 09.03 09.04 09.05 09.06 09.07 09.08 09.10 09.11 10.00 Obligations by program activity: Accounting ..................................................................... Payroll ............................................................................ Travel ............................................................................. Duplicating services ...................................................... Multi-media .................................................................... Training .......................................................................... Logistics ......................................................................... Aircraft maintenance ..................................................... Information technology .................................................. Accrued Federal employee pensions and annuitant health benefits .......................................................... Total new obligations ................................................ 13 4 2 7 2 5 150 36 50 5 5 215 254 241 ¥215 26 232 26 231 254 274 Total new obligations ................................................ 215 254 274 Personnel Summary 257 274 ¥254 ¥274 3 ................... 231 271 6 ................... ................... 2001 actual Identification code 69–4562–0–4–402 2001 Total compensable workyears: Full-time equivalent employment ............................................................... 9 215 ¥168 231 271 49 ................... 254 274 ¥303 ¥274 ¥6 ................... ................... 49 ................... ................... 231 72 Unavailable Collections (in millions of dollars) 2001 actual Identification code 20–8103–0–7–402 01.99 Balance, start of year .................................................... Receipts: 02.00 Excise taxes ................................................................... 02.40 Interest ........................................................................... 02.81 Facilities and equipment, offsetting collections ........... 02.82 Research, engineering and development, offsetting collections .................................................................. 168 303 274 2003 est. 7,344 4,738 9,191 882 72 8,939 869 208 9,680 623 120 4 16 16 10,149 10,032 10,439 Total: Balances and collections .................................... 17,223 17,376 Appropriations: 05.00 Trust fund share of FAA operations .............................. ¥4,405 ¥5,974 05.01 Grants-in-aid for airports liquidating cash .................. ¥2,594 ¥3,173 05.02 Facilities and equipment ............................................... ¥2,723 ¥3,230 05.03 Research, engineering and development ...................... ¥191 ¥261 05.05 Office of airline information .......................................... ................... ................... 15,177 02.99 Total receipts and collections ................................... 05.99 06.10 Total appropriations .................................................. Unobligated balance returned to receipts ..................... Balance, end of year ..................................................... ¥3,799 ¥3,404 ¥3,119 ¥143 ¥4 ¥9,913 ¥12,638 ¥10,469 34 ................... ................... 7,344 4,738 4,708 Program and Financing (in millions of dollars) 2001 actual Identification code 20–8103–0–7–402 Memorandum (non-add) entries: Total investments, start of year: Federal securities: Par value ................................................................... 92.02 Total investments, end of year: Federal securities: Par value ................................................................... 2002 est. 2003 est. 92.01 ¥232 ¥231 ¥271 13,097 13,657 12,767 13,657 12,767 13,041 ¥6 ................... ................... Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... ................... 90.00 Outlays ........................................................................... ¥66 72 3 Jkt 189685 2002 est. 7,074 271 3 87.00 1,067 AIRWAY TRUST FUND 04.00 238 156 12 14:21 Jan 23, 2002 1,067 2003 est. Trust Funds AND 07.99 VerDate 11-MAY-2000 977 2002 est. f 3 271 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 86.93 Outlays from discretionary balances ............................. Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. 68 23 3 3 1 3 111 54 8 215 AIRPORT Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... Total outlays (gross) ................................................. 64 22 3 3 1 3 98 52 8 Reimbursable obligations ..................................... 274 23.90 23.95 24.40 Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.10 Total new obligations .................................................... 73.20 Total outlays (gross) ...................................................... 74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... Personnel compensation: Full-time permanent ............. 54 Civilian personnel benefits ............................................ 18 Travel and transportation of persons ............................ 2 Transportation of things ................................................ 3 Communications, utilities, and miscellaneous charges ................... Printing and reproduction .............................................. 3 Other services ................................................................ 80 Supplies and materials ................................................. 50 Equipment ...................................................................... 5 2003 est. 5 3 238 Spending authority from offsetting collections (total discretionary) ..................................... 11.1 12.1 21.0 22.0 23.3 24.0 25.2 26.0 31.0 2002 est. 99.0 2003 est. 13 4 2 7 2 5 140 33 43 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 68.90 2002 est. 21 4 1 6 1 4 139 30 4 21.40 22.00 New budget authority (gross), detail: Spending authority from offsetting collections: Discretionary: 68.00 Offsetting collections (cash) ................................ 68.10 Change in uncollected customer payments from Federal sources (unexpired) ............................. 2001 actual 99.9 2001 actual Identification code 69–4562–0–4–402 In 1997, the Federal Aviation Administration established a franchise fund to finance operations where the costs for goods and services provided are charged to the users on a reimbursable basis. The fund improves organizational efficiency and provides better support to FAA’s internal and external customers. The activities included in this franchise fund are: training, accounting, payroll, travel, duplicating services, multi-media services, information technology, materiel management (logistics), and aircraft maintenance. Identification code 69–4562–0–4–402 2 735 PO 00000 Frm 00021 Fmt 3616 Section 9502 of Title 26, U.S. Code provides for amounts equivalent to the receipts received in the Treasury for the passenger ticket tax and certain other taxes paid by airport and airway users to be transferred to the Airport and Airway Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 736 FEDERAL AVIATION ADMINISTRATION—Continued Trust Funds—Continued AIRPORT AND THE BUDGET FOR FISCAL YEAR 2003 AIRWAY TRUST FUND—Continued Trust Fund. In turn, appropriations are authorized from this fund to meet obligations for airport improvement grants, FAA facilities and equipment, research, and operations, and for the Bureau of Transportation Statistics Office of Airline Information. The status of the fund is as follows (in millions of dollars): Status of Funds (in millions of dollars) 2001 actual Identification code 20–8103–0–7–402 Unexpended balance, start of year: 0100 Uninvested balance ....................................................... 0101 U.S. Securities: Par value .............................................. 837 13,097 2002 est. 2003 est. 825 ................... 13,657 12,767 0199 Total balance, start of year ...................................... 13,934 14,482 12,767 Cash income during the year: Current law: Receipts: Receipts: 1200 Passenger ticket tax ......................................... 4,805 4,248 4,763 1200 Passenger flight segment tax .......................... 1,556 1,634 1,771 1200 Waybill tax ........................................................ 493 585 606 1200 Fuel tax ............................................................. 769 849 882 1200 International departure/arrival tax ................... 1,336 1,371 1,401 1200 Rural airports tax ............................................. 82 93 96 1200 Frequent flyer tax ............................................. 150 158 162 Offsetting receipts (intragovernmental): 1240 Interest, Airport and airway trust fund ................ 882 869 623 Offsetting collections: 1281 Facilities and equipment ...................................... 72 208 120 1282 Research, engineering, and development ............ 4 16 16 1299 Income under present law ........................................ 10,149 10,032 10,439 Cash outgo during year: Current law: 4500 Trust fund share of FAA operations .......................... ¥5,069 ¥6,050 ¥3,823 4501 Grants-in-aid for airports ......................................... ¥2,017 ¥2,798 ¥3,273 Cash outgo during the year (¥): 4502 Facilities and equipment ...................................... ¥2,266 ¥2,389 ¥2,709 4502 Facilities and equipment offsetting collections ¥72 ¥208 ¥120 Cash outgo during the year (¥): 4503 Research, engineering and development ............. ¥167 ¥247 ¥195 4503 Research, engineering and development offsetting collections ................................................. ¥4 ¥16 ¥16 4504 Payments to air carriers ........................................... ¥6 ¥39 ¥25 4505 Office of airline information ..................................... ................... ................... ¥4 4599 Outgo under current law (¥) .................................. ¥9,601 ¥11,723 ¥10,186 Unexpended balance, end of year: 8700 Uninvested balance ....................................................... 825 ................... ................... 8701 Federal securities: Par value ......................................... 13,660 12,767 13,041 8799 Total balance, end of year ........................................ 14,485 12,767 13,041 provision of law, not more than ø$57,050,000¿ $81,049,000 of funds limited under this heading shall be obligated for administration øand not less than $20,000,000 shall be for the Small Community Air Service Development Pilot Program¿ and for technology research: Provided further, That funds under this heading shall be available to carry out the Essential Air Service program under 49 U.S.C. 41742(a), as amended. ø(RESCISSION OF CONTRACT AUTHORIZATION)¿ øOf the obligation balances authorized under 49 U.S.C. 48103, as amended, $301,720,000 are rescinded.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, notwithstanding any other provision of law, for ‘‘Grants-in-aid for airports’’, to enable the Federal Aviation Administrator to compensate airports for a portion of the direct costs associated with new, additional or revised security requirements imposed on airport operators by the Administrator on or after September 11, 2001, $175,000,000, to be derived from the Airport and Airway Trust Fund, to remain available until expended, and to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8106–0–7–402 2002 est. 2003 est. 00.01 00.02 00.03 00.04 00.05 00.06 Obligations by program activity: Grants-in-aid for airports .............................................. Personnel and related expenses .................................... Essential air services .................................................... Airport technology research ........................................... Small community air service ......................................... Discretionary Terrorist Response ................................... 10.00 Total new obligations ................................................ 3,289 3,478 3,404 Budgetary resources available for obligation: Unobligated balance carried forward, start of year: Contract authority ..................................................... 22.00 New budget authority (gross) ........................................ 22.10 Resources available from recoveries of prior year obligations ....................................................................... 904 2,597 302 3,176 1 3,404 3,233 3,223 3,236 56 60 69 ................... ................... 83 ................... ................... 16 ................... 20 ................... ................... 175 ................... 21.49 23.90 23.95 24.49 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year: Contract authority ..................................................... New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.49 Portion applied to liquidate contract authority ........ 91 ................... ................... 3,592 ¥3,289 3,478 ¥3,478 3,405 ¥3,404 302 1 1 3,206 ¥3,200 1,978 ¥1,800 3,104 ¥3,100 Note.—The invested balances shown above include both appropriated and unavailable balances. f GRANTS-IN-AID (LIQUIDATION FOR 43.00 AIRPORTS 66.10 66.10 66.35 OF CONTRACT AUTHORIZATION) (LIMITATION ON OBLIGATIONS) Appropriation (total discretionary) ........................ 6 178 4 Mandatory: Contract authority: Contract authority (AIR–21) ................................. 3,200 3,300 3,400 Contract authority (reappropriation) ..................... ................... ................... ................... Contract authority rescinded ..................................... ¥609 ¥302 ................... (AIRPORT AND AIRWAY TRUST FUND) 66.90 Contract authority (total mandatory) ................... 2,591 2,998 3,400 For liquidation of obligations incurred for grants-in-aid for airport planning and development, and noise compatibility planning and programs as authorized under subchapter I of chapter 471 and subchapter I of chapter 475 of title 49, United States Code, and under other law authorizing such obligations; for procurement, installation, and commissioning of runway incursion prevention devices and system at airports of such title; øfor implementation of section 203 of Public Law 106–181;¿ and for inspection activities and administration of airport safety programs, including those related to airport operating certificates under øsection 44706 of title 49, United States Code, $1,800,000,000¿, 49 U.S.C. 44706, $3,100,000,000, to be derived from the Airport and Airway Trust Fund and to remain available until expended; and $3,637,000 in budget authority, to be derived from the Airport and Airway Trust Fund for 2003: Provided, That none of the funds under this heading shall be available for the planning or execution of programs the obligations for which are in excess of ø$3,300,000,000,¿ $3,400,000,000 in fiscal year ø2002¿ 2003, notwithstanding øsection 47117(h) of title 49, United States Code¿ 49 U.S.C. 47117(h): Provided further, That notwithstanding any other 70.00 Total new budget authority (gross) .......................... 2,597 3,176 3,404 72.40 73.10 73.20 73.45 74.40 75.01 75.02 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... Obligated balance, start of year: Contract authority Obligated balance, end of year: Contract authority 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 615 1,405 669 2,132 741 2,532 87.00 Total outlays (gross) ................................................. 2,020 2,801 3,273 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 2,597 2,020 3,176 2,801 3,404 3,273 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00022 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 3,200 4,378 5,055 3,289 3,478 3,404 ¥2,020 ¥2,801 ¥3,273 ¥91 ................... ................... 4,378 5,055 5,186 3,200 4,378 5,055 4,378 5,879 5,357 FEDERAL AVIATION ADMINISTRATION—Continued Trust Funds—Continued DEPARTMENT OF TRANSPORTATION Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 2002 est. 2003 est. 3,173 2,798 3,400 3,269 Object Classification (in millions of dollars) 2001 actual 2002 est. 2003 est. 11.1 11.3 Personnel compensation: Full-time permanent .................................................. Other than full-time permanent ............................... 36 1 40 1 43 1 11.9 12.1 21.0 23.3 25.2 41.0 Total personnel compensation .............................. Civilian personnel benefits ............................................ Travel and transportation of persons ............................ Communications, utilities, and miscellaneous charges Other services ................................................................ Grants, subsidies, and contributions ............................ 37 11 2 1 5 3,233 41 12 2 1 22 3,400 44 14 2 1 41 3,302 99.9 Total new obligations ................................................ Budgetø: Provided further, That the amount herein appropriated shall be reduced by $100,000 per day for each day after initial submission of the President’s budget that the plan has not been submitted to the Congress¿. ø(RESCISSION)¿ 2,594 2,017 Subchapter I of chapter 471, title 49, U.S. Code (formerly the Airport and Airway Improvement Act of 1982, as amended) provides for airport improvement grants, including those emphasizing capacity development, safety and security needs; and chapter 475 of title 49 provides for grants for aircraft noise mitigation and planning. The 2002 appropriations act provides funding under this heading for administrative costs related to this program. For 2003, the Administration proposes that funds under this heading also be provided for the FAA’s airport-related research and to make up for shortfalls in overflight fee collections to fund the Essential Air Service program, consistent with section 41742, title 49, U.S. Code. Identification code 69–8106–0–7–402 3,289 3,478 3,404 øOf the available balances under this heading, $15,000,000 are rescinded.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Facilities and Equipment’’, $108,500,000, to be derived from the Airport and Airway Trust Fund, to remain available until September 30, 2004, and to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) 2001 actual 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 450 501 2003 est. 535 Obligations by program activity: Direct program: 00.01 Engineering, development, test and evaluation ....... 00.02 Procurement and modernization of air traffic control (ATC) facilities and equipment ...................... 00.03 Procurement and modernization of non-ATC facilities and equipment .............................................. 00.04 Mission support ......................................................... 00.05 Personnel and related expenses ............................... 00.06 Improve aviation safety ............................................. 00.07 Improve efficiency of the air traffic control system 00.08 Increase capacity of the NAS .................................... 00.09 Improve reliability of the NAS ................................... 00.10 Improve the efficiency of mission support ............... 09.01 Reimbursable program .................................................. 10.00 Total new obligations ................................................ 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 23.90 23.95 23.98 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. Unobligated balance carried forward, end of year ....... FACILITIES AND EQUIPMENT AND AIRWAY TRUST FUND) For necessary expenses, not otherwise provided for, for acquisition, establishment, and improvement by contract or purchase, and hire of air navigation and experimental facilities and equipment as authorized under part A of subtitle VII of title 49, United States Code, including initial acquisition of necessary sites by lease or grant; engineering and service testing, including construction of test facilities and acquisition of necessary sites by lease or grant; construction and furnishing of quarters and related accommodations for officers and employees of the Federal Aviation Administration stationed at remote localities where such accommodations are not available; and the purchase, lease, or transfer of aircraft from funds available under this heading; to be derived from the Airport and Airway Trust Fund, ø$2,914,000,000¿ $2,999,573,000; of which ø$2,536,900,000¿ $2,558,477,000 shall remain available until September 30, ø2004¿ 2005, and of which ø$377,100,000¿ $441,096,000 shall remain available until September 30, ø2002¿ 2003: Provided, That there may be credited to this appropriation funds received from States, counties, municipalities, other public authorities, and private sources, for expenses incurred in the establishment and modernization of air navigation facilities: Provided further, That upon initial submission to the Congress of the fiscal year ø2003¿ 2004 President’s budget, the Secretary of Transportation shall transmit to the Congress a comprehensive capital investment plan for the Federal Aviation Administration which includes funding for each budget line item for fiscal years ø2003¿ 2004 through ø2007¿ 2008, with total funding for each year of the plan constrained to the funding targets for those years as estimated and approved by the Office of Management and VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00023 2002 est. 2003 est. 651 626 59 1,060 1,355 372 187 237 337 ................... ................... ................... ................... ................... 72 199 251 394 ................... ................... ................... ................... ................... 120 49 39 441 327 741 286 359 360 121 2,544 2,945 3,154 234 2,739 483 3,232 771 3,119 60 ................... ................... 3,033 3,715 3,890 ¥2,544 ¥2,945 ¥3,154 ¥6 ................... ................... 483 771 737 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 2,673 3,039 2,999 40.36 Unobligated balance rescinded ................................. ................... ¥15 ................... 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) ¥6 ................... ................... f (AIRPORT 2001 actual Identification code 69–8107–0–7–402 Personnel Summary Identification code 69–8106–0–7–402 737 Fmt 3616 43.00 68.00 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 2,667 72 208 120 70.00 Total new budget authority (gross) .......................... 2,739 3,232 3,119 72.40 73.10 73.20 73.40 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 1,147 1,207 1,127 1,486 1,119 1,728 87.00 Total outlays (gross) ................................................. 2,354 2,614 2,847 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... 88.40 Non-Federal sources ............................................. ¥57 ¥15 ¥188 ¥20 ¥100 ¥20 88.90 Total, offsetting collections (cash) .................. ¥72 ¥208 ¥120 89.00 Net budget authority and outlays: Budget authority ............................................................ 2,667 3,024 2,999 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 3,024 2,999 1,648 1,751 2,082 2,544 2,945 3,154 ¥2,354 ¥2,614 ¥2,847 ¥27 ................... ................... ¥60 ................... ................... 1,751 2,082 2,388 738 FEDERAL AVIATION ADMINISTRATION—Continued Trust Funds—Continued FACILITIES AND THE BUDGET FOR FISCAL YEAR 2003 RESEARCH, ENGINEERING, EQUIPMENT—Continued (AIRPORT ø(RESCISSION)¿—Continued Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–8107–0–7–402 90.00 Outlays ........................................................................... 2,282 2002 est. 2,406 2003 est. 2,727 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 2,651 2,266 2002 est. 3,007 2,389 2003 est. 2,981 2,709 Note.—Improve reliability of the national air space system has an estimated contingent liability of $67 million (present value) associated with the FAA’s long-term lease of facilities at the Mike Monroney Aeronautical Center, Oklahoma City, Oklahoma. This contingent liability will be funded through this account. Funding in this account provides for the national airspace system equipment, facility, and related applied research activities. For 2003, funding is proposed in a performance-based structure consistent with provisions of the Wendell H. Ford Aviation Investment and Reform Act for the 21st Century, ‘‘AIR–21,’’ (P.L. 106–181) requiring performance-based management reforms. The majority of proposed funding is allocated to the following performance goal areas of the FAA: improve aviation safety; improve efficiency to the air traffic control system; increase capacity of the national airspace system; improve reliability of the national airspace system; and, improve efficiency of mission support. Of the proposed funding, $124 million is included for explosives detection systems and related expenses, consistent with prior FAA capital planning to the statutory AIR–21 funding levels. The budget provides that this funding will be reimbursed to the Transportation Security Administration as it undertakes security equipment acquisition activities. Object Classification (in millions of dollars) 2001 actual Identification code 69–8107–0–7–402 11.1 11.3 11.5 11.9 12.1 21.0 22.0 23.2 23.3 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 2002 est. 238 1 9 266 1 10 248 83 51 5 54 277 96 51 6 56 16 2 1,604 28 260 184 9 16 1 1,811 48 329 173 6 17 2 1,941 51 349 180 7 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 2,472 72 2,825 120 Program and Financing (in millions of dollars) 99.9 Total new obligations ................................................ 2,544 2,945 3,154 Personnel Summary VerDate 11-MAY-2000 14:21 Jan 23, 2002 2001 actual Jkt 189685 2001 actual Identification code 69–8108–0–7–402 Obligations by program activity: Direct program: 00.01 System development and infrastructure ................... 00.04 Weather ...................................................................... 00.06 Aircraft safety technology ......................................... 00.07 System security technology ....................................... 00.08 Human factors and aviation medicine ..................... 00.09 Environment and energy ........................................... 00.11 Improve aviation safety ............................................. 00.12 Improve efficiency of the air traffic control system 00.13 Reduce environmental impact of aviation ................ 00.14 Improve the efficiency of mission support ............... 09.01 Reimbursable program .................................................. 10.00 Total new obligations ................................................ 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 2002 est. 2003 est. 17 24 68 55 25 4 ................... ................... ................... ................... 4 17 27 69 98 29 22 ................... ................... ................... ................... 16 ................... ................... ................... ................... ................... ................... 102 9 8 8 16 197 278 143 13 193 14 ................... 264 143 5 ................... ................... 211 278 143 ¥197 ¥278 ¥143 14 ................... ................... New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 189 248 127 4 16 16 70.00 Total new budget authority (gross) .......................... 193 264 143 72.40 73.10 73.20 73.40 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 86 87 166 100 93 121 Total outlays (gross) ................................................. 173 266 214 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥4 ¥16 ¥16 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 189 169 248 250 127 198 3,033 121 Direct: 1001 Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... AND AIRWAY TRUST FUND) 87.00 211 63 39 3 53 24.0 25.2 26.0 31.0 32.0 41.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Transportation of things ........................................... Rental payments to others ........................................ Communications, utilities, and miscellaneous charges ................................................................. Printing and reproduction ......................................... Other services ............................................................ Supplies and materials ............................................. Equipment ................................................................. Land and structures .................................................. Grants, subsidies, and contributions ........................ Identification code 69–8107–0–7–402 DEVELOPMENT For necessary expenses, not otherwise provided for, for research, engineering, and development, as authorized under part A of subtitle VII of title 49, United States Code, including construction of experimental facilities and acquisition of necessary sites by lease or grant, ø$195,000,000¿ $126,744,000, to be derived from the Airport and Airway Trust Fund and to remain available until September 30, ø2004¿ 2005: Provided, That there may be credited to this appropriation funds received from States, counties, municipalities, other public authorities, and private sources, for expenses incurred for research, engineering, and development. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Research, Engineering, and Development’’, $50,000,000, to be derived from the Airport and Airway Trust Fund, to remain available until September 30, 2003, and to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) 2003 est. 202 2 7 AND 2,690 2002 est. 3,067 2003 est. 144 162 174 197 278 143 ¥173 ¥266 ¥214 ¥1 ................... ................... ¥5 ................... ................... 162 174 103 3,234 26 55 55 PO 00000 Frm 00024 Fmt 3616 89.00 90.00 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL HIGHWAY ADMINISTRATION DEPARTMENT OF TRANSPORTATION Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 2002 est. 187 167 245 247 2003 est. 124 195 This account provides funding to conduct research, engineering, and development to improve the national airspace system’s capacity and safety, as well as the ability to meet environmental needs. For 2003, funding is proposed in a performance-based structure consistent with provisions of the Wendell H. Ford Aviation Investment and Reform Act for the 21st Century (P.L. 106–181) requiring performance-based management reforms. The majority of proposed funding is allocated to the following performance goal areas of the FAA: improve aviation safety; improve efficiency of the air traffic control system; reduce environmental impact of aviation; and, improve the efficiency of mission support. The FAA will also work with the Transportation Security Administration on security research activites funded in the budget and in previous legislation, such as broadband two-way secure communications and other security technologies. Object Classification (in millions of dollars) 2001 actual Identification code 69–8108–0–7–402 11.1 11.3 11.5 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 2002 est. Total new obligations .................................................... 31 9 3 35 11 3 23 8 2 25.5 26.0 31.0 41.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Communications, utilities, and miscellaneous charges ................................................................. Research and development contracts ....................... Supplies and materials ............................................. Equipment ................................................................. Grants, subsidies, and contributions ........................ 1 96 4 4 45 1 164 4 4 40 1 59 3 2 29 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 193 4 262 16 127 16 99.9 Total new obligations ................................................ 197 278 143 ¥5,974 ¥3,799 4,415 5,974 3,799 ¥10 ................... ................... 43.00 Appropriation (total discretionary) ........................ 4,405 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 717 4,428 ¥5,069 76 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 4,405 664 5,950 77 3,799 24 87.00 Total outlays (gross) ................................................. 5,069 6,026 3,823 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 4,405 5,069 5,974 6,026 3,799 3,823 5,974 3,799 76 24 5,974 3,799 ¥6,026 ¥3,823 24 ................... For 2003, the budget proposes $7,482 million for FAA Operations, of which $3,799 million would be provided from the Airport and Airway Trust Fund. Object Classification (in millions of dollars) 2001 actual Identification code 69–8104–0–7–402 33 22 1 1 1 ................... ¥4,428 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 2003 est. 29 1 1 11.9 12.1 21.0 23.3 23.95 739 11.1 12.1 21.0 25.2 26.0 31.0 92.0 Personnel compensation: Full-time permanent ............. 4 Civilian personnel benefits ............................................ 1 Travel and transportation of persons ............................ 1 Other services ................................................................ 17 Supplies and materials ................................................. ................... Equipment ...................................................................... ................... Undistributed ................................................................. 4,405 99.9 Total new obligations ................................................ 4,428 2002 est. 2003 est. 42 8 10 115 10 15 5,774 ................... ................... ................... ................... ................... ................... 3,799 5,974 3,799 Personnel Summary 2001 actual Identification code 69–8104–0–7–402 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 32 2002 est. 2003 est. 792 ................... f Personnel Summary 2001 actual Identification code 69–8108–0–7–402 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 413 455 2003 est. 292 f TRUST FUND SHARE (AIRPORT OF FAA OPERATIONS AND AIRWAY TRUST FUND) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8104–0–7–402 00.01 00.02 00.03 00.04 2002 est. 2003 est. Obligations by program activity: Air traffic services ......................................................... 12 ................... ................... Regulation and certification .......................................... 11 100 ................... Civil aviation security .................................................... ................... 100 ................... Payment to Operations .................................................. 4,405 5,774 3,799 10.00 Total new obligations ................................................ 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 23.90 Total budgetary resources available for obligation VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 4,428 5,974 3,799 23 ................... ................... 4,405 5,974 3,799 4,428 5,974 3,799 PO 00000 Frm 00025 Fmt 3616 FEDERAL HIGHWAY ADMINISTRATION The Transportation Equity Act for the 21st Century (TEA– 21) reauthorized surface transportation programs through 2003. TEA–21 provides for increased transportation infrastructure investment, strengthens transportation safety programs and environmental programs, and continues core research activities. TEA–21, along with title 23, U.S.C. (‘‘Highways’’) and other supporting legislation, provides authority for the various programs of the Federal Highway Administration designed to improve highways throughout the Nation. In 2002, the Federal Highway Administration continues major programs, including the Surface Transportation Program, the National Highway System, Interstate Maintenance, the Highway Bridge Replacement and Rehabilitation Program, and the Congestion Mitigation and Air Quality Improvement Program, Transportation Infrastructure Finance and Innovation, and the National Corridor Planning and Border Infrastructure Programs. In summary, the 2003 budget consists of $31,111 million in new budget authority and $28,496 million in outlays. The following table reflects program levels (obligations). Because project selection is determined by the States, the 2002 and 2003 program levels are estimates. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL HIGHWAY ADMINISTRATION—Continued 740 THE BUDGET FOR FISCAL YEAR 2003 24.40 FEDERAL HIGHWAY ADMINISTRATION [In millions of dollars] Obligations: Total Federal-aid highways .................................................... Federal-aid subject to limitation ....................................... 2002 est. 2001 actual 1 2 2003 est. 29,393 27,811 32,401 31,178 23,416 22,499 Direct loan subsidy [TIFIA] ............................................ 112 Guarantee loan subsidy [TIFIA] ..................................... .................... Line of credit [TIFIA] ...................................................... .................... Administrative expenses [TIFIA] ..................................... 2 Surface transportation program .................................... 7,126 National highway system ............................................... 5,445 Interstate maintenance .................................................. 4,108 Bridge program .............................................................. 3,036 Congestion mitigation and air quality improvement 884 Minimum guarantee ....................................................... 2,005 ITS standards, research and development .................... 86 ITS deployment ............................................................... 86 Transportation research ................................................. 201 Federal lands highways ................................................. 636 National corridor planning and coordinated border infrastructure ................................................................ 122 Administration ................................................................ 294 Other programs .............................................................. 1,754 High priority projects ..................................................... 1,159 Woodrow Wilson memorial bridge .................................. 342 Appalachian development highway system ................... 321 Safety incentive grants for use of seat belts ............... 93 Emergency relief supplemental ..................................... 566 Emergency relief program .............................................. 88 Minimum allocation/guarantee ...................................... 745 Demonstration projects .................................................. 160 Administration, accruals for CSRS and FEHB ............... 23 Loan reestimates (TIFIA) ................................................ .................... Miscellaneous highways trust funds ............................. 408 Appalachian development highway system (GF) ........... 17 Appalachian development highway system (TF) ........... 194 Miscellaneous appropriations (GF) ................................ 616 Miscellaneous trust funds ............................................. 42 90 8 9 2 6,987 5,978 5,039 4,316 1,699 1,573 120 167 262 855 85 5 4 2 4,932 4,243 3,524 3,025 1,198 1,829 82 91 179 515 509 310 703 1,414 305 721 110 234 125 595 245 24 19 356 207 60 192 56 104 318 305 1,479 167 329 83 .................... 100 622 171 24 .................... 256 .................... .................... 44 56 33,291 32,268 1,013 Unobligated balance carried forward, end of year ....... 30,670 29,635 1,035 1 Reflects a 0.22 percent across the board reduction in 2001 as required by P.L. 106–554. funds reflect the transfer of $1,291 million from FHWA to FTA. The budget assumes that flex-funding transfer between FHWA and FTA will continue. 148 104 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 606 148 ................... ¥1 ................... ................... 43.00 Appropriation (total discretionary) ........................ 605 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... Outlays from discretionary balances ............................. 58 23,772 22,840 932 Total program level ................................................... Total discretionary ..................................................... Total mandatory ........................................................ 192 148 ................... 170 728 512 616 192 44 ¥58 ¥408 ¥257 ¥1 ................... ................... 728 512 299 87.00 Total outlays (gross) ................................................. 58 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 605 58 40 ................... 368 257 408 257 148 ................... 408 257 This consolidated schedule shows the obligation and outlay of amounts made available for programs in prior years. No further appropriation is requested. f øAPPALACHIAN DEVELOPMENT HIGHWAY SYSTEM¿ øFor necessary expenses for the Appalachian Development Highway System as authorized under section 1069(y) of Public Law 102–240, as amended, $200,000,000, to remain available until expended.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0640–0–1–401 2 2001 f 00.01 00.02 Federal Funds Obligations by program activity: Appalachian highway development system, 1999 ........ 17 Appalachian highway development system, 2002 ........ ................... 10.00 Total new obligations (object class 25.2) ................ 17 2002 est. 2003 est. 7 ................... 200 ................... 207 ................... MISCELLANEOUS APPROPRIATIONS Note.—2001 appropriations were provided by sections 375, 376, and 379 of the Department of Transportation and Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–346. 2002 appropriations were provided by section 330 of the Department of Transportation and Related Agencies Appropriatiions Act, 2002, as amended by section 1103 of the Emergency Supplemental Act, 2002. 23.90 23.95 24.40 Program and Financing (in millions of dollars) 2001 actual Identification code 69–9911–0–1–401 Obligations by program activity: 00.10 Feasibility, design, environmental and engineering ..... 00.11 Bridge Improvement demo proj ..................................... 00.12 Interstate transfer grants .............................................. 00.24 Highway demonstration projects ................................... 00.30 Highway demonstration projects—preliminary engineering ....................................................................... 00.45 Highway bypass demonstration ..................................... 00.46 Railroad highway crossing demonstration .................... 00.79 Surface transportation projects ..................................... 00.81 Miscellaneous Massachusetts projects ......................... 00.82 Woodrow Wilson bridge .................................................. 00.83 Miscellaneous highway projects/muscle shoals ............ 10.00 Total new obligations (object class 41.0) ................ Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year 22.00 New budget authority (gross) ........................................ 22.10 Resources available from recoveries of prior year obligations ....................................................................... 23.90 23.95 Total budgetary resources available for obligation Total new obligations .................................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 ................... ................... ................... 6 21.40 22.00 22.10 2002 est. Budgetary resources available for obligation: Unobligated balance carried forward, start of year 23 7 ................... New budget authority (gross) ........................................ ................... 200 ................... Resources available from recoveries of prior year obligations ....................................................................... 1 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 24 207 ................... ¥17 ¥207 ................... 7 ................... ................... 2003 est. 1 1 1 3 1 1 1 3 ................... 1 1 ................... 2 2 1 2 2 9 179 31 1 ................... ................... 599 ................... ................... ................... 2 2 616 192 44 203 605 192 148 148 ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... Outlays from discretionary balances ............................. 83 87.00 89.00 90.00 Total outlays (gross) ................................................. 200 ................... 161 94 209 17 207 ................... ¥83 ¥92 ¥106 ¥1 ................... ................... 94 209 103 83 Net budget authority and outlays: Budget authority ............................................................ ................... Outlays ........................................................................... 83 54 ................... 38 106 92 106 200 ................... 92 106 1 ................... ................... 809 ¥616 340 ¥192 148 ¥44 PO 00000 Frm 00026 Fmt 3616 Funding for this program will be used for the necessary expenses relating to construction of, and improvements to, Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL HIGHWAY ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION corridor X of the Appalachian Development Highway System (ADHS) in the State of Alabama, and to the ADHS in the State of West Virginia. No further appropriation is requested as the ADHS is funded as part of the Federal-aid highway program. f Credit accounts: TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION PROGRAM DIRECT LOAN FINANCING ACCOUNT Program and Financing (in millions of dollars) Program and Financing (in millions of dollars) 2001 actual 2002 est. Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year 4 22.00 New budget authority (gross) ........................................ ................... 22.10 Resources available from recoveries of prior year obligations ....................................................................... 1 Obligations by program activity: Loan obligations ............................................................ Interest paid to Treasury ............................................... 874 19 2,000 30 1,914 64 10.00 Total new obligations ................................................ 893 2,030 1,978 Budgetary resources available for obligation: New financing authority (gross) .................................... Total new obligations .................................................... 893 ¥893 2,030 ¥2,030 1,978 ¥1,978 780 9 1,930 51 1,876 69 2003 est. 5 ................... ¥6 ................... 1 ................... 5 ................... ................... 5 ................... ................... New financing authority (gross), detail: Mandatory: 67.10 Authority to borrow .................................................... 69.00 Offsetting collections (cash) ......................................... 69.10 Change in uncollected customer payments from Federal sources (unexpired) ............................................ 104 49 33 Spending authority from offsetting collections (total mandatory) ............................................................ 113 100 102 Total new financing authority (gross) ...................... 893 2,030 1,978 1,237 893 ¥19 2,006 2,030 ¥460 3,528 1,978 ¥894 ¥104 2,006 19 ¥49 3,528 460 ¥33 4,579 894 Offsets: Against gross financing authority and financing disbursements: Offsetting collections (cash) from: 88.00 Federal sources: subsidy from program account ................... 88.40 Non-Federal sources: interest payments .............. ¥9 ¥34 ¥17 ¥52 ¥17 69.90 70.00 New budget authority (gross), detail: Discretionary: 40.36 Unobligated balance rescinded ................................. ................... 72.40 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... ¥6 ................... 25 ¥3 ¥1 20 20 13 ¥6 ¥5 ¥1 ................... 13 8 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... ................... 86.93 Outlays from discretionary balances ............................. 3 87.00 Total outlays (gross) ................................................. 2003 est. 22.00 23.95 øOf the funds made available for State Infrastructure Banks in Public Law 104–205, $5,750,000 are rescinded.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) Total budgetary resources available for obligation Unobligated balance carried forward, end of year ....... 2002 est. 00.01 00.02 øRESCISSION¿ 23.90 24.40 2001 actual Identification code 69–4123–0–3–401 øSTATE INFRASTRUCTURE BANKS¿ Identification code 69–0549–0–1–401 741 ¥1 ................... 7 5 3 6 5 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total financing disbursements (gross) ......................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 87.00 Total financing disbursements (gross) ......................... 72.40 73.10 73.20 74.00 88.90 ¥6 ................... 6 5 88.95 Total, offsetting collections (cash) .................. Against gross financing authority only: Change in receivables from program accounts ....... This schedule shows the obligation and outlay of amounts made available in prior years. 89.00 90.00 Net financing authority and financing disbursements: Financing authority ........................................................ Financing disbursements ............................................... Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... 90.00 Outlays ........................................................................... 3 ¥9 ¥51 ¥69 ¥104 ¥49 ¥33 780 10 1,930 409 1,876 825 f Status of Direct Loans (in millions of dollars) ELLSWORTH HOUSING SETTLEMENT Program and Financing (in millions of dollars) 2001 actual Identification code 69–5460–0–2–401 86.93 89.00 90.00 Outlays (gross), detail: Outlays from discretionary balances ............................. ................... 2002 est. 2003 est. Position with respect to appropriations act limitation on obligations: 1111 Limitation on direct loans ............................................. 1142 Unobligated direct loan limitation (¥) ........................ 1150 Total direct loan obligations ..................................... 1210 1231 1251 The account reflects a portion of the funds received by the United States in settlement of the claims against the Hunt Building Corporation and Ellsworth Housing Limited Partnership. The funds that are available to the Secretary of Transportation are for construction of an access road on Interstate Route 90 at Box Elder, South Dakota. Jkt 189685 PO 00000 1,800 2,000 ¥926 ................... 874 2,000 2003 est. 2,400 ¥486 1,914 Cumulative balance of direct loans outstanding: Outstanding, start of year ............................................. 300 300 730 Disbursements: Direct loan disbursements ................... ................... 430 830 Repayments: Repayments and prepayments ................. ................... ................... ................... 1290 14:21 Jan 23, 2002 2002 est. 3 ................... Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... 3 ................... VerDate 11-MAY-2000 2001 actual Identification code 69–4123–0–3–401 Frm 00027 Fmt 3616 Outstanding, end of year .......................................... 300 730 1,560 As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from direct loans made under the Transportation Infrastructure Finance and Innovation Act Program (TIFIA). The amounts in this account are a means of financing and are not included in the budget totals. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 742 FEDERAL HIGHWAY ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 Credit accounts—Continued As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from loan guarantees made under the Transportation Infrastructure Finance and Innovation Act Program (TIFIA). The amounts are a means of financing and are not included in the budget totals. TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION PROGRAM DIRECT LOAN FINANCING ACCOUNT—Continued Balance Sheet (in millions of dollars) 2000 actual Identification code 69–4123–0–3–401 ASSETS: Investments in US securities: 1106 Federal assets: Receivables, net ........ Net value of assets related to post– 1991 direct loans receivable: 1401 Direct loans receivable, gross ............ 1402 Interest receivable .............................. 1405 Allowance for subsidy cost (–) ........... 2001 actual 2002 est. 2003 est. Balance Sheet (in millions of dollars) 61 300 .................. –8 176 382 300 15 –20 615 730 17 –60 1,560 17 –60 Identification code 69–4145–0–3–401 2000 actual 2001 actual ASSETS: 1101 Federal assets: Fund balances with Treasury ............................................... 2002 est. 2003 est. .................. .................. 2 6 1999 .................. .................. 2 6 .................. .................. 2 6 292 295 687 1,517 Total assets ........................................ LIABILITIES: 2204 Non-Federal liabilities: Liabilities for loan guarantees .................................. Total assets ........................................ LIABILITIES: Federal liabilities: 2103 Debt ..................................................... 2105 Other ................................................... 353 471 1,069 2,132 2999 Total liabilities .................................... NET POSITION: .................. .................. 2 6 292 61 295 176 687 382 1,517 615 3999 Total net position ................................ .................. .................. .................. .................. 4999 Total liabilities and net position ............ .................. .................. 2 6 2999 Total liabilities .................................... 353 471 1,069 2,132 4999 Total liabilities and net position ............ 353 471 1,069 2,132 1499 Net present value of assets related to direct loans ........................... 1999 f TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION PROGRAM LINE OF CREDIT FINANCING ACCOUNT f Program and Financing (in millions of dollars) TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION PROGRAM GUARANTEED LOAN FINANCING ACCOUNT 2001 actual Identification code 69–4173–0–3–401 Program and Financing (in millions of dollars) 2002 est. 2003 est. 00.01 100 Total new obligations ................................................ ................... 200 100 22.00 23.95 Budgetary resources available for obligation: New financing authority (gross) .................................... ................... Total new obligations .................................................... ................... 200 ¥200 100 ¥100 67.10 69.00 2002 est. 200 10.00 2001 actual Identification code 69–4145–0–3–401 Obligations by program activity: Lines of credit ................................................................ ................... New financing authority (gross), detail: Mandatory: Authority to borrow .................................................... ................... Offsetting collections (cash) ......................................... ................... 191 9 96 4 70.00 Total new financing authority (gross) ...................... ................... 200 100 72.40 73.10 74.40 Change in obligated balances: Obligated balance, start of year ................................... 83 Total new obligations .................................................... ................... Obligated balance, end of year ..................................... 83 83 200 283 283 100 385 Offsets: Against gross financing authority and financing disbursements: 88.00 Offsetting collections (cash) from: Federal sources ................... ¥9 ¥4 Net financing authority and financing disbursements: Financing authority ........................................................ ................... Financing disbursements ............................................... ................... 191 ¥9 96 ¥4 2003 est. Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year ................... ................... 22.00 New financing authority (gross) .................................... ................... 2 2 4 23.90 24.40 6 6 Total budgetary resources available for obligation ................... Unobligated balance carried forward, end of year ....... ................... 2 2 New financing authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... ................... 2 Offsets: Against gross financing authority and financing disbursements: 88.00 Offsetting collections (cash) from: Federal sources: loan guarantee subsidy ........................................ ................... ¥2 4 ¥4 Net financing authority and financing disbursements: 89.00 Financing authority ........................................................ ................... ................... ................... 90.00 Financing disbursements ............................................... ................... ¥2 ¥4 Status of Guaranteed Loans (in millions of dollars) 2001 actual Identification code 69–4145–0–3–401 LOAN GUARANTEES Position with respect to appropriations act limitation on commitments: 2111 Limitation on guaranteed loans made by private lenders .................................................................. 2142 Uncommitted loan guarantee limitation ................... 89.00 90.00 2002 est. 2003 est. Status of Direct Loans (in millions of dollars) 200 200 100 ¥200 ................... ................... 2150 2199 Total guaranteed loan commitments ................... ................... Guaranteed amount of guaranteed loan commitments ................... 200 200 100 100 2210 2231 Cumulative balance of guaranteed loans outstanding: Outstanding, start of year ........................................ ................... ................... Disbursements of new guaranteed loans ................. ................... 160 160 183 Outstanding, end of year ...................................... ................... 160 343 2299 Memorandum: Guaranteed amount of guaranteed loans outstanding, end of year ........................................... ................... 160 343 Frm 00028 Fmt 3616 14:21 Jan 23, 2002 Jkt 189685 PO 00000 LINES OF CREDIT Position with respect to appropriations act limitation on obligations: 1111 Limitation on direct loans ......................................... 1142 Unobligated direct loan limitation (¥) ................... 1150 2290 VerDate 11-MAY-2000 2001 actual Identification code 69–4173–0–3–401 2002 est. 2003 est. 200 200 100 ¥200 ................... ................... Total direct loan obligations ................................ ................... 200 100 As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from lines of credit made under the Transportation Infrastructure Finance and Innovation Act Program (TIFIA). The amounts are a means of financing and are not included in the budget totals. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds DEPARTMENT OF TRANSPORTATION ORANGE COUNTY (CA) TOLL ROAD DEMONSTRATION PROJECT PROGRAM ACCOUNT 743 Trust Funds RIGHT-OF-WAY REVOLVING FUND LIQUIDATING ACCOUNT Program and Financing (in millions of dollars) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0543–0–1–401 2002 est. 2003 est. 2001 actual Identification code 69–8402–0–8–401 Budgetary resources available for obligation: 22.10 Resources available from recoveries of prior year obligations ....................................................................... 23.98 Unobligated balance expiring or withdrawn ................. 5 ¥5 2 ................... ¥2 ................... 72.40 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 18 ¥5 13 13 11 ¥2 ................... 11 11 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... As required by the Federal Credit Reform Act of 1990, this account records for this program, the subsidy costs associated with the direct loans obligated in 1992 and later years (including modifications of direct loans, loan guarantees, or lines of credit that resulted from obligations or commitments in any year), as well as administrative expenses of this program. The subsidy amounts are estimated on a present value basis; the administrative expenses are estimated on a cash basis. Future Federal credit enhancements for transportation infrastructure will be made under the Transportation Infrastructure Finance and Innovation Act Program. f New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... 69.45 Portion precluded from obligation (limitation on obligations) ........................................................... 69.90 Program and Financing (in millions of dollars) Budgetary resources available for obligation: Resources available from recoveries of prior year obligations ....................................................................... 23.98 Unobligated balance expiring or withdrawn ................. 2002 est. 69.90 Change in obligated balances: Obligated balance, start of year ................................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... Offsets: Against gross financing authority only: 88.95 Change in receivables from program accounts ....... 89.00 90.00 77 ¥77 27 ................... ¥27 ................... 5 2 ................... ¥5 ¥2 ................... Spending authority from offsetting collections (total mandatory) ............................................. ................... ................... ................... 72.40 73.45 74.00 247 ¥77 165 136 ¥27 ................... ¥5 165 ¥2 ................... 136 136 ¥24 ¥24 33 ¥12 21 21 ¥10 11 11 ¥10 1 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. 12 10 10 Offsets: Against gross budget authority and outlays: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ¥31 ¥24 ¥24 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... ¥31 ¥19 ¥24 ¥14 ¥24 ¥14 89.00 90.00 Status of Direct Loans (in millions of dollars) 2001 actual Cumulative balance of direct loans outstanding: 1210 Outstanding, start of year ............................................. 1231 Disbursements: Direct loan disbursements ................... 1251 Repayments: Repayments and prepayments ................. 2002 est. 2003 est. 129 11 ¥31 109 10 ¥24 95 10 ¥24 109 Outstanding, end of year .......................................... 95 81 The Federal-Aid Highway Act of 1968 authorized the establishment of a right-of-way revolving fund. This fund was used to make cash advances to States for the purpose of purchasing right-of-way parcels in advance of highway construction and thereby preventing the inflation of land prices from significantly increasing construction costs. This program was terminated by TEA–21 but will continue to be shown for reporting purposes as loan balances remain outstanding. The purchase of right-of-way is an eligible expense of the Federal-aid program and therefore a separate program is unnecessary. No further obligations are proposed in 2003. Statement of Operations (in millions of dollars) 2000 actual Identification code 69–8402–0–8–401 2001 actual 2002 est. 2003 est. ¥5 0101 0102 Revenue ................................................... Expense .................................................... 3 –49 19 –12 24 –14 24 –14 Net income or loss (–) ............................ –46 7 10 10 f ¥2 ................... HIGHWAY TRUST FUND Unavailable Collections (in millions of dollars) 2001 actual Identification code 20–8102–0–7–401 Jkt 189685 ¥31 0105 As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from direct loans obligated in 1992 and later years (including modifications of direct loans that resulted from obligations in any year). The amounts in this account are a means of financing and are not included in the budget totals. 14:21 Jan 23, 2002 24 Change in obligated balances: Obligated balance, start of year ................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... Net financing authority and financing disbursements: Financing authority ........................................................ ¥5 ¥2 ................... Financing disbursements ............................................... ................... ................... ................... VerDate 11-MAY-2000 24 2003 est. 22.10 New financing authority (gross), detail: Mandatory: 69.10 Change in uncollected customer payments from Federal sources (unexpired) .................................. 69.45 Portion precluded from obligation (limitation on obligations) ........................................................... 31 72.40 73.20 74.40 1290 2001 actual Identification code 69–4200–0–3–401 2003 est. Spending authority from offsetting collections (total mandatory) ............................................. ................... ................... ................... Identification code 69–8402–0–8–401 ORANGE COUNTY (CA) TOLL ROAD DEMONSTRATION PROJECT DIRECT LOAN FINANCING ACCOUNT 2002 est. PO 00000 Frm 00029 Fmt 3616 01.99 Balance, start of year .................................................... Receipts: 02.00 Highway trust fund, deposits (highway account) ......... 02.01 Highway trust fund, deposits (mass transit account) 02.20 Cash Management Improvement Act interest, Highway trust fund (highway acco .......................................... 02.80 Right-of-way revolving fund liquidating account, offsetting collections ..................................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. ¥13,520 ¥20,554 ¥29,775 26,916 4,553 27,062 4,864 27,974 4,978 1 ................... ................... 52 92 92 744 FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 HIGHWAY TRUST FUND—Continued Unavailable Collections (in millions of dollars)—Continued 2001 actual Identification code 20–8102–0–7–401 02.81 2002 est. 2003 est. 11 11 11 02.83 Operations and research (trust fund share), offsetting collections .................................................................. Right-of-way revolving fund liquidating account, offsetting collections ..................................................... Motor carrier safety, offsetting collections ................... 31 8 24 9 24 10 02.99 Total receipts and collections ................................... 31,572 32,062 33,089 02.82 04.00 Total: Balances and collections .................................... 18,052 11,508 3,314 Appropriations: 05.00 Federal-aid highways ..................................................... ¥34,315 ¥35,251 ¥31,189 05.01 Motor carrier safety ....................................................... ¥99 ¥118 ¥138 05.02 Motor carrier safety grants ............................................ ¥177 ¥182 ¥190 05.04 Right-of-way revolving fund liquidating account ......... ................... ................... ................... 05.05 Miscellaneous highway trust funds ............................... 3 ................... ................... 05.06 Operations and research (trust fund share) ................. ¥85 ¥85 ¥85 05.07 Highway traffic safety grants ........................................ ¥213 ¥223 ¥225 05.09 Discretionary grants (trust fund) .................................. ................... ................... ................... 05.10 Trust fund share of expenses ........................................ ¥3,730 ¥5,398 ¥5,781 05.14 Appalachian development highway system ................... 1 ................... ................... 05.15 Border enforcement program ......................................... ................... ¥26 ¥61 Offsetting collections: Federal-aid highways ............................................ 52 92 92 NHTSA Grants ........................................................ 11 11 11 Right-of-way revolving fund liquidating account 31 24 24 Motor carrier safety .............................................. 8 9 10 Income under present law ........................................ 31,572 32,062 33,089 Cash outgo during year: Current law: 4500 Federal-aid highways ................................................ ¥27,297 ¥28,320 ¥27,833 4501 Motor carrier safety ................................................... ¥85 ¥143 ¥129 4502 National motor carrier safety program ..................... ¥122 ¥196 ¥201 4503 Highway-related safety grants .................................. ................... ¥1 ................... 4504 Right-of-way revolving fund (trust revolving fund) ¥12 ¥10 ¥10 4505 Miscellaneous highway trust funds .......................... ¥76 ¥306 ¥309 4506 Operations and research (trust fund share) ............ ¥97 ¥103 ¥91 4507 Highway traffic safety grants ................................... ¥207 ¥229 ¥233 4508 Trust fund share of next generation high speed rail program .......................................................... ¥2 ................... ................... 4509 Discretionary grants (trust fund) .............................. ¥722 ¥714 ¥386 4510 Trust fund share of expenses ................................... ¥6,301 ¥5,398 ¥5,781 4511 Construction, National Park Service, Interior ............ ¥1 ¥2 ¥4 4514 Appalachian development highway system .............. ¥9 ¥111 ¥67 4515 Border enforcement program .................................... ................... ¥23 ¥58 4599 Outgo under current law (¥) .................................. ¥34,931 ¥35,556 ¥35,102 Unexpended balance, end of year: 8700 Uninvested balance ....................................................... 3,626 ................... ................... 8701 Federal securities: Par value ......................................... 24,115 24,247 22,235 1280 1281 1282 1283 1299 8799 05.99 06.10 Total appropriations .................................................. Unobligated balance returned to receipts ..................... ¥38,615 ¥41,283 ¥37,669 9 ................... ................... 07.99 Balance, end of year ..................................................... ¥20,554 ¥29,775 ¥34,355 2001 actual 27,741 24,247 22,235 The following table shows the annual income and outlays of programs funded by the highway account of the trust fund. HIGHWAY TRUST FUND Program and Financing (in millions of dollars) Identification code 20–8102–0–7–401 Total balance, end of year ........................................ 2002 est. (HIGHWAY ACCOUNT ONLY) 2003 est. [In millions of dollars] Memorandum (non-add) entries: 92.01 Total investments, start of year: Federal securities: Par value ................................................................... ................... 92.02 Total investments, end of year: Federal securities: Par value ................................................................... 24,115 2001 actual 2002 est. 2003 est. 24,247 24,247 Status of Funds (in millions of dollars) 2001 actual 0100 0101 Unexpended balance, start of year: Uninvested balance ....................................................... U.S. Securities: Par value .............................................. 0199 Total balance, start of year ...................................... Cash income during the year: Current law: Receipts: 1200 Highway trust fund, deposits (Highway account) 1201 Highway Trust Fund deposits (Transit account) Offsetting receipts (proprietary): 1220 CMIA receipts ........................................................ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2002 est. 2003 est. 77 31,023 3,626 ................... 24,115 24,247 31,100 27,741 24,247 26,916 4,553 27,062 4,864 27,974 4,978 1 ................... ................... PO 00000 20,372 18,126 27,019 27,198 28,111 29,200 20,372 29,444 18,126 28,934 17,303 22,235 The Highway Revenue Act of 1956, as amended, provides for the transfer from the General Fund to the Highway Trust Fund of revenue from the motor fuel tax and certain other taxes paid by highway users. The Secretary of the Treasury estimates the amounts to be transferred. In turn, appropriations are authorized from this fund to meet expenditures for Federal-aid highways and other programs as specified by law. This table shows the status of the resources of the Highway Trust Fund relative to the obligational authority that has been made available for programs financed by the trust fund. The encumbered balance indicates the degree to which the outstanding obligational authority exceeds the estimated cash balances of the fund each year. Under the laws governing the Highway Trust Fund, the amount of obligational authority available at any time cannot exceed the actual cash balances plus the amount of receipts estimated to be collected during the following two years; for most other trust funds obligational authority is limited to the actual receipts of the fund. The status of the fund is as follows: Identification code 20–8102–0–7–401 22,553 Cash outgo during the year (outlays) ......................................... Unexpended balance, end of year ............................................... 24,115 Unexpended balance, start of year ............................................. Cash income during the year: Total cash income .................................................................. Frm 00030 Fmt 3616 Note.—The invested balances shown above include both appropriated and unavailable balances. f FEDERAL-AID HIGHWAYS (LIMITATION ON OBLIGATIONS) (HIGHWAY TRUST FUND) None of the funds in this Act shall be available for the implementation or execution of programs, the obligations for which are in excess of ø$31,799,104,000¿ $22,608,787,000 for Federal-aid highways and highway safety construction programs for fiscal year 2003; and $24,357,000 in budget authority to be derived from the Highway Trust Fund for ø2002: Provided, That within the $31,799,104,000 obligation limitation on Federal-aid highways and highway safety construction programs, not more than $447,500,000 shall be available for the implementation or execution of programs for transportation research (sections 502, 503, 504, 506, 507, and 508 of title 23, United States Code, as amended; section 5505 of title 49, Unites States Code, as amended; and sections 5112 and 5204–5209 of Public Law 105–178) for fiscal year 2002: Provided further, That this limitation on transportation research programs shall not apply to any funds authorized under section 110 of title 23, United States Code, and allocated to these programs, or to any authority previously made available for obligation: Provided further, That within the $225,000,000 obligation limitation on Intelligent Transportation Systems, the following sums shall be made available for Intelligent Transportation System projects that are designed to achieve the goals and purposes set forth in section 5203 of the Intelligent Transportation Systems Act of 1998 (subtitle C of title V of Public Law 105–178; 112 Stat. 453; 23 U.S.C. 502 note) in the following specified areas: Alameda-Contra Costa, California, $500,000; Alaska statewide, $2,500,000; Alexandria, Virginia, $750,000; Arizona statewide EMS, $500,000; Army trail road traffic signal coordination project, Illinois, $300,000; Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued DEPARTMENT OF TRANSPORTATION Atlanta smart corridors, Georgia, $1,000,000; Austin, Texas, $125,000; Automated crash notification, UAB, Alabama, $2,500,000; Bay County Area wide traffic signal system, Florida, $500,000; Beaver County transit mobility manager, Pennsylvania, $800,000; Brownsville, Texas, $250,000; Carbondale technology transfer center, Pennsylvania, $1,000,000; Cargo mate logistics and intermodal management, New York, $1,250,000; Central Ohio, $1,500,000; Chattanooga, Tennessee, $2,000,000; Chinatown intermodal transportation center, California, $1,750,000; Clark County, Washington, $1,000,000; Commercial vehicle information systems and networks, New York, $450,000; Dayton, Ohio, $1,250,000; Detroit, Michigan (airport), $1,500,000; Durham, Wake Counties, North Carolina, $500,000; Eastern Kentucky rural highway information, $2,000,000; Fargo, North Dakota, $1,000,000; Forsyth, Guilford Counties, North Carolina, $1,000,000; Genesee County, Michigan, $1,000,000; Great Lakes, Michigan, $1,500,000; Guidestar, Minnesota, $6,000,000; Harrison County, Mississippi, $500,000; Hawaii statewide, $1,000,000; Hoosier SAFE–T, Indiana, $2,000,000; Houma, Louisiana, $1,000,000; I–90 connector testbed, New York, $1,000,000; Illinois statewide, $2,000,000; Inglewood, California, $500,000; Integrated transportation management system, Delaware statewide, $2,000,000; Iowa statewide, $562,000; Jackson Metropolitan, Mississippi, $500,000; James Madison University, Virginia, $1,500,000; Kansas City, Kansas, $500,000; Kittitas County workzone traffic safety system, Washington, $450,000; Lansing, Michigan, $750,000; Las Vegas, Nevada, $1,450,000; Lexington, Kentucky, $750,000; Libertyville traffic management center, Illinois, $760,000; Long Island rail road grade crossing deployment, New York, $1,000,000; Macomb, Michigan (border crossing), $1,000,000; Maine statewide (rural), $500,000; Maryland statewide, $1,000,000; Miami-Dade, Florida, $1,000,000; Monterey-Salinas, California, $750,000; Montgomery County ECC & TMC, Maryland, $1,000,000; Moscow, Idaho, $1,000,000; Nebraska statewide, $4,000,000; New York statewide information exchange systems, New York, $500,000; New York, New Jersey, Connecticut (TRANSCOM), $2,500,000; North Greenbush, New York, $1,000,000; Oklahoma statewide, $3,000,000; Oxford Mississippi, $500,000; Pennsylvania statewide (turnpike), $500,000; Philadelphia, Pennsylvania, $1,033,000; Philadelphia, Pennsylvania (Drexel), $1,500,000; Port of Long Beach, California, $500,000; Port of Tacoma trucker congestion notification system, Washington, $200,000; Roadside animal detection test-bed, Montana, $500,000; Rochester-Genesse, New York, $800,000; Rutland, Vermont, $750,000; Sacramento, California, $3,000,000; San Diego joint transportation operations center, California, $1,500,000; San Francisco central control communications, California, $250,000; Santa Anita, California, $300,000; Santa Teresa, New Mexico, $750,000; Shreveport, Louisiana, $750,000; Silicon Valley transportation management center, California, $700,000; VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00031 Fmt 3616 745 South Carolina DOT, $3,000,000; Southeast Corridor, Colorado, $7,000,000; Southern Nevada (bus), $1,100,000; Spillway road incident management system, Mississippi, $600,000; St. Louis, Missouri, $1,000,000; Statewide transportation operations center, Kentucky, $2,000,000; Superior, I–39 corridor, Wisconsin, $2,500,000; Texas statewide, $2,000,000; Travel network, South Dakota, $2,325,000; University of Arizona ATLAS Center, Arizona, $500,000; Utah Statewide, $560,000; Vermont statewide (rural), $1,500,000; Washington statewide, $4,500,000; Washington, D.C. metropolitan region, $2,000,000; Wayne County road information management system, Michigan, $1,500,000; Wichita, Kansas, $1,200,000; Wisconsin communications network, $310,000; Wisconsin statewide, $1,000,000; and Yakima County adverse weather operations, Washington, $475,000; Provided further, That, notwithstanding any other provision of law, funds authorized under section 110 of title 23, United States Code, for fiscal year 2002 shall be apportioned to the States in accordance with the distribution set forth in section 110(b)(4)(A) and (B) of title 23, United States Code, except that before such apportionments are made, $35,565,651 shall be set aside for the program authorized under section 1101(a)(8)(A) of the Transportation Equity Act for the 21st Century, as amended, and section 204 of title 23, United States Code; $31,815,091 shall be set aside for the program authorized under section 1101(a)(8)(B) of the Transportation Equity Act for the 21st Century, as amended, and section 204 of title 23, United States Code; $21,339,391 shall be set aside for the program authorized under section 1101(a)(8)(C) of the Transportation Equity Act for the 21st Century, as amended, and section 204 of title 23, United States Code; $2,586,593 shall be set aside for the program authorized under section 1101(a)(8)(D) of the Transportation Equity Act for the 21st Century, as amended, and section 204 of title 23, United States Code; $25,579,000 shall be set aside for the program authorized under section 129(c) of title 23, United States Code, and section 1064 of the Intermodal Surface Transportation Efficiency Act of 1991, as amended; $352,256,000 shall be set aside for the programs authorized under sections 1118 and 1119 of the Transportation Equity Act for the 21st Century, as amended; $3,348,128 shall be set aside for the program authorized under section 1101(a)(11) of the Transportation Equity Act for the 21st Century, as amended and section 162 of title 23, United States Code; $76,025,000 shall be set aside for the program authorized under section 118(c) of title 23, United States Code; $62,450,000 shall be set aside for the program authorized under section 114(g) of title 23, United States Code; $251,092,600 shall be set aside for the program authorized under section 1221 of the Transportation Equity Act for the 21st Century, as amended; $10,000,000 shall be set aside for the program authorized under section 502(e) of title 23, United States Code; $56,300,000 shall be available for border infrastructure improvements; $45,122,600 shall be available for allocation by the Secretary for public lands highways; and $23,896,000 shall be set aside and transferred to the Federal Motor Carrier Safety Administration as authorized by section 102 of Public Law 106–159: Provided further, That, of the funds to be apportioned to each State under section 110 for fiscal year 2002, the Secretary shall ensure that such funds are apportioned for the programs authorized under sections 1101(a)(1), 1101(a)(2), 1101(a)(3), 1101(a)(4), and 1101(a)(5) of the Transportation Equity Act for the 21st Century, as amended, in the same ratio that each State is apportioned funds for such programs in fiscal year 2002 but for this section¿ 2003: Provided, That of the funds available under section 104(a) of title 23, U.S.C., $6,000,000 shall be available for environmental streamlining activities, which may include making grants to, or entering into contracts, cooperative agreements, and other transactions, with a Federal agency, State agency, local agency, authority, association, nonprofit or for-profit corporation, or institution of higher education: Provided further, That the limitation on credit amounts provided in section 188(c) of title 23, U.S.C., shall remain available until expended. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 746 FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 22.75 FEDERAL-AID HIGHWAYS—Continued (LIQUIDATION OF CONTRACT AUTHORIZATION) (HIGHWAY TRUST FUND) Notwithstanding any other provision of law, for carrying out the provisions of title 23, United States Code, that are attributable to Federal-aid highways, including the National Scenic and Recreational Highway as authorized by 23 U.S.C. 148, not otherwise provided, including reimbursement for sums expended pursuant to the provisions of 23 U.S.C. 308, ø$30,000,000,000¿ $29,000,000,000 or so much thereof as may be available in and derived from the Highway Trust Fund, to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øEMERGENCY ø(HIGHWAY RELIEF PROGRAM¿ TRUST FUND)¿ øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for the ‘‘Emergency Relief Program’’, as authorized by section 125 of title 23, United States Code, $75,000,000, to be derived from the Highway Trust Fund and to remain available until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Balance of contract authority withdrawn ...................... ¥31 ................... ................... 23.90 23.95 23.98 24.40 24.49 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. Unobligated balance carried forward, end of year ....... Unobligated balance carried forward, end of year: Contract authority ..................................................... 57,106 62,876 61,553 ¥29,445 ¥32,512 ¥23,508 ¥8 ................... ................... 159 ................... ................... 24.99 New budget authority (gross), detail: Discretionary: Appropriation (trust fund): 40.26 Appropriation (trust fund) .................................... 40.26 Appropriation (trust fund, definite) (Emergency relief) ................................................................ 40.49 Portion applied to liquidate contract authority ........ 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 41.00 Transferred to other accounts ................................... 43.00 49.36 60.26 66.10 66.10 Program and Financing (in millions of dollars) 66.90 2001 actual Identification code 69–8083–0–7–401 Obligations by program activity: Direct program: Programs subject to obligation limitation: 00.01 Direct loan subsidy—[TIFIA] ................................ 112 00.02 Guaranteed loan subsidy [TIFIA] .......................... ................... 00.03 Line of credit [TIFIA] ............................................. ................... 00.09 Administrative expenses [TIFIA] ............................ 2 00.11 Surface transportation program ........................... 7,126 00.12 National highway program ................................... 5,445 00.13 Interstate maintenance ......................................... 4,108 00.14 Bridge program ..................................................... 3,036 00.15 Congestion mitigation and air quality improvement ................................................................. 884 00.16 Minimum guarantee .............................................. 2,005 00.17 Safety incentive grants for use of seat belts 93 00.21 Intelligent transportation systems (ITS) standards, research and development ..................... 86 00.22 ITS deployment ...................................................... 86 00.23 Transportation research ........................................ 201 00.24 Federal lands highways ........................................ 636 00.26 National corridor planning and coordinated border infrastructure ............................................. 122 00.27 Administration [Federal-aid highways] ................ 317 00.28 Other programs ..................................................... 1,753 00.29 High priority projects ............................................ 1,159 00.30 Woodrow Wilson memorial bridge ......................... 342 00.31 Appalachian development highway system .......... 321 00.91 2002 est. 2003 est. 68.00 68.10 90 8 9 2 6,960 5,955 5,021 4,301 85 5 4 2 4,932 4,243 3,524 3,025 1,692 1,573 110 1,198 1,829 83 120 167 262 855 82 91 179 515 509 334 793 1,415 305 721 104 342 305 1,479 167 329 31,202 22,523 02.11 02.13 02.14 02.15 02.16 Programs subject to obligation limitation ....... 27,834 Programs exempt from obligation limitation: Programs exempt from obligation limitation: Emergency relief program ................................ 88 Minimum allocation/guarantee ........................ 745 Demonstration projects .................................... 160 Reestimate on direct loan subsidy ........................... ................... Interest on reestimates of direct loan subsidy ........ ................... 02.91 03.01 Programs exempt from obligation limitation ....... Emergency supplementals ......................................... 993 566 06.00 09.01 Total direct program ............................................. Reimbursable program .................................................. 29,393 52 32,420 92 23,416 92 10.00 Total new obligations ................................................ 29,445 32,512 23,508 21.40 21.49 Budgetary resources available for obligation: Unobligated balance carried forward, start of year Unobligated balance carried forward, start of year: Contract authority ..................................................... 21.99 22.00 22.21 Total unobligated balance carried forward, start of year ................................................................... New budget authority (gross) ........................................ Unobligated balance transferred to other accounts VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 11 24,103 125 100 595 622 245 171 18 ................... 1 ................... 984 893 234 ................... 159 ................... 27,494 Frm 00032 Fmt 3616 30,364 38,045 27,653 30,364 38,045 28,023 30,024 29,024 720 75 ................... ¥26,709 ¥30,000 ¥29,000 ¥2 ................... ................... ¥1,291 ................... ................... Appropriation (total discretionary) ........................ 741 99 24 Unobligated balance rescinded ................................. ¥15 ¥52 ................... Mandatory: Appropriation (trust fund, indefinite) ....................... ................... 19 ................... Contract authority: Contract authority transfer to Federal Transit Administration .................................................. ¥1,291 ................... ................... Contract authority ................................................. 33,545 35,065 31,073 Contract authority (total mandatory) ................... Spending authority from offsetting collections: Discretionary: Offsetting collections (cash) ................................ Change in uncollected customer payments from Federal sources (unexpired) ............................. 32,254 35,065 31,073 52 92 92 ¥1 ................... ................... 68.90 Spending authority from offsetting collections (total discretionary) ..................................... 51 92 92 70.00 Total new budget authority (gross) .......................... 33,031 35,223 31,189 36,564 29,445 ¥27,320 38,689 32,512 ¥28,344 42,857 23,508 ¥27,833 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 75.01 Obligated balance, start of year: Contract authority 75.02 Obligated balance, end of year: Contract authority 72.40 73.10 73.20 74.00 1 ................... ................... 38,689 42,857 38,532 35,958 29,602 32,507 29,602 32,507 32,437 86.90 86.93 86.97 86.98 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. Outlays from new mandatory authority ......................... Outlays from mandatory balances ................................ 8,187 17,881 267 984 8,722 18,358 219 1,045 6,220 20,435 260 918 87.00 Total outlays (gross) ................................................. 27,320 28,344 27,833 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... ¥52 ................... ................... 88.40 Non-Federal sources ............................................. ................... ¥10 ¥10 88.45 Offsetting governmental collections (from nonFederal sources) ............................................... ................... ¥82 ¥82 88.90 88.95 89.00 90.00 Total, offsetting collections (cash) .................. Against gross budget authority only: Change in uncollected customer payments from Federal sources (unexpired) .................................. Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... ¥52 ¥92 ¥92 1 ................... ................... 32,980 27,269 35,131 28,252 31,097 27,741 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 30,364 24,114 27,653 30,364 33,031 35,223 31,189 ¥8 ................... ................... PO 00000 Total unobligated balance carried forward, end of year ....................................................................... 27,494 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 32,957 27,245 2002 est. 35,107 28,228 2003 est. 31,073 27,717 FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued DEPARTMENT OF TRANSPORTATION Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars) 2001 actual Identification code 69–8083–0–7–401 Direct loan levels supportable by subsidy budget authority: 115001 Direct loan ..................................................................... 874 115002 Line of credit ................................................................. ................... 2002 est. 2003 est. 2,000 200 1,914 100 874 2,200 2,014 10.99 0.00 4.50 4.71 4.44 3.93 132901 Weighted average subsidy rate ..................................... 10.99 Direct loan subsidy budget authority: 133001 Direct loan ..................................................................... 96 133002 Line of credit ................................................................. ................... 133003 Subsidy reestimate ........................................................ ................... 5.36 4.41 133901 Total subsidy budget authority ...................................... 96 Direct loan subsidy outlays: 134001 Direct loan ..................................................................... ................... 134002 Line of credit ................................................................. ................... 118 89 34 9 52 4 134901 Total subsidy outlays ..................................................... ................... 43 56 Guaranteed loan levels supportable by subsidy budget authority: 215001 Loan guarantee .............................................................. ................... 200 100 200 100 3.97 4.35 232901 Weighted average subsidy rate ..................................... 0.00 Guaranteed loan subsidy budget authority: 233001 Loan guarantee .............................................................. ................... 3.97 4.35 8 5 233901 Total subsidy budget authority ...................................... ................... Guaranteed loan subsidy outlays: 234001 Loan guarantee .............................................................. ................... 8 5 2 4 234901 Total subsidy outlays ..................................................... ................... 2 4 Administrative expense data: 351001 Budget authority ............................................................ 1 358001 Outlays from balances ................................................... ................... 359001 Outlays from new authority ........................................... 1 2 2 1 ................... 2 2 115901 Total direct loan levels .................................................. Direct loan subsidy (in percent): 132001 Direct loan ..................................................................... 132002 Line of credit ................................................................. 215901 Total loan guarantee levels ........................................... ................... Guaranteed loan subsidy (in percent): 232001 Loan guarantee .............................................................. 0.00 90 85 9 4 19 ................... The Federal-Aid Highways (FAH) program is designed to aid in the development, operations and management of an intermodal transportation system that is economically efficient, environmentally sound, provides the foundation for the Nation to compete in the global economy, and moves people and goods safely. All programs included within FAH are financed from the Highway Trust Fund and most are distributed via apportionments and allocations to States. Liquidating cash appropriations are subsequently requested to fund outlays resulting from obligations incurred under contract authority. The budget proposes to fund most programs from within the FederalAid Highway obligation limitation. Emergency Relief and a portion of the Minimum Guarantee program ($639 million) will be exempt from the limitation. The FAH program is funded by contract authority found in the Transportation Equity Act for the 21st Century (TEA– 21), which authorizes surface transportation programs through 2003, as described below. Surface Transportation Program (STP).—STP funds may be used by States and localities for projects on any Federalaid highway, bridge projects on any public road, transit capital projects, and intracity and intercity bus terminals and facilities. A portion of the funds reserved for rural areas may be used on rural minor collectors. TEA–21 set aside 10% of STP funds for transportation enhancements and 10% for safety and also provides State sub-allocations including the special rule for areas less than 5,000 population. Prior to apportionment, funds are set aside for Railway-Highway VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00033 Fmt 3616 747 Crossing Hazard Elimination in High Speed Rail Corridors and for Operation Lifesaver. National highway system (NHS).—The NHS program provides funding for a designated National Highway System consisting of roads that are of primary Federal interest. The NHS consists of the current Interstate, other rural principal arterials, urban freeways and connecting urban principal arterials, and facilities on the Defense Department’s designated Strategic Highway Network, and roads connecting the NHS to intermodal facilities. Legislation designating the 161,000 mile system was enacted in 1995 and TEA–21 added to the system the highways and connections to transportation facilities identified in the May 24, 1996 report to Congress. Interstate maintenance (IM).—The IM program finances projects to rehabilitate, restore, resurface and reconstruct the Interstate system. Reconstruction that increases capacity, other than HOV lanes, is not eligible for IM funds. Emergency relief.—The Emergency Relief (ER) program provides funds for the repair or reconstruction of Federal-aid highways and bridges and Federally-owned roads and bridges which have suffered serious damage as the result of natural disasters or catastrophic failures. The ER program supplements the commitment of resources by States, their political subdivisions, or Federal agencies to help pay for unusually heavy expenses resulting from extraordinary conditions. Title 23, U.S.C., contains an annual authorization of $100 million for the ER program. Bridge replacement and rehabilitation.—The bridge program enables States to respond to the problem of unsafe and inadequate bridges. The funds are available for use on all bridges, including those on roads functionally classified as rural minor collectors and as local. Highway bridges designated as a hazard to navigation by the U.S. Coast Guard are eligible for funding under the bridge program. Congestion mitigation and air quality improvement program (CMAQ).—The CMAQ program directs funds toward transportation projects and programs to help meet and maintain national ambient air quality standards for ozone, carbon monoxide, and particulate matter. A minimum 1⁄2 percent of the apportionment is guaranteed to each State. Federal lands.—This category includes Public Lands Highways, including Forest Highways; Park Roads and Parkways; Indian Reservation Roads; and Refuge Roads. Roads funded under this program are open to public travel. State and local roads (29,500 miles) that provide important access within the National Forest System are designated Forest Highways. These roads should not be confused with the Forest Development Roads, which are under the jurisdiction of the Forest Service. Park roads and Parkways (8,000 miles) are owned by the National Park Service and provide access within the National Park System. Indian Reservation Roads program consists of the Bureau of Indian Affairs road system (25,000 miles) and State and local roads (25,000 miles) that provide access within Indian lands. There are approximately 4,250 miles which are under the jurisdiction of the Fish and Wildlife Service. The new category of Refuge Roads consists of public roads that provide access to or within the National Wildlife Refuge System. Border planning and infrastructure program.—The border planning and infrastructure program provides funds to make grants to State and local governments and Federal inspection agencies to facilitate planning and construction of facilities to improve the flow of people and goods in corridors of national significance and at our Nation’s borders. Of these funds, $47 million is proposed to be set aside for state border safety inspection facilities at the southern border. Transportation infrastructure finance and innovation act (TIFIA) program.—The TIFIA program will provide funds to assist in the development of nationally-significant transportation projects. The goal is to encourage the development Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 748 FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 FEDERAL-AID HIGHWAYS—Continued ø(HIGHWAY TRUST FUND)¿—Continued of large, capital-intensive infrastructure facilities through public-private partnerships consisting of State or local government and one or more private sector firms. It will encourage more private sector and non-Federal participation, and build on the public’s willingness to pay user fees to receive the benefits and services of transportation infrastructure sooner than would be possible under traditional funding techniques. Loans, loan guarantees, and stand-by lines of credit may be used to secure junior lien debt or other obligations requiring credit enhancement. The Administration proposes to make the TIFIA credit levels in TEA–21 available until expended. As required by the Federal Credit Reform Act of 1990, this account records, for this program, the subsidy costs associated with the direct loans obligated in 1992 and beyond (including modifications of direct loans or loan guarantees that resulted from obligations or commitments in any year), as well as administrative expenses of this program. The subsidy amounts are estimated on a present value basis; the administrative expenses are estimated on a cash basis. Federal highway research and technology.—The research and technology program develops new transportation technology that can be applied nationwide. Activities include surface transportation research, technology deployment, training and education, University Transportation Research, and funding for State research, development, and technology implementation. Intelligent Transportation Systems (ITS).—The ITS program is a cooperative, public/private initiative to research, develop, test and evaluate advanced electronic and information systems that can improve the safety, operational efficiency, and productivity of the existing surface transportation infrastructure. It includes the ITS research and development program and the ITS deployment incentives program. The ITS research and development program supports the development of the next generation of ITS technologies, including the Intelligent Vehicle Initiative; the development and maintenance of the National ITS architecture and standards; and the deployment of integrated ITS systems through guidance documents, training, and technical assistance. The ITS deployment incentive program supports the integration of existing ITS systems in metropolitan areas, integration and infrastructure deployment in rural areas; and the deployment of the commercial vehicle information systems and networks (CVISN). Revenue Aligned Budget Authority (RABA).—The budget authority and obligation limitation for Federal-aid highway programs funded from the Highway Account (HA) of the Highway Trust Fund (HTF) is adjusted to reflect changes in tax receipt estimates of the HA of the HTF. The Federal-aid highway obligation limitation will be adjusted downward by $4,965 million in 2003. Miscellaneous.—This category includes Scenic Byways, Highway Use Tax Evasion Projects, National Recreational Trails, Value Pricing, Ferry Boats, Commonwealth of Puerto Rico Highway Program, Environmental Streamlining, Miscellaneous Studies, Reports, and Projects, and Transportation and Community and System Preservation. 22.0 25.2 26.0 31.0 32.0 41.0 93.0 Transportation of things ........................................... Other services ............................................................ Supplies and materials ............................................. Equipment ................................................................. Land and structures .................................................. Grants, subsidies, and contributions ........................ Limitation on general operating expenses (see separate schedule) ..................................................... 1 72 4 2 215 28,049 294 310 318 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. Allocation Account: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 28,673 52 32,026 92 23,040 92 49 8 2 26 4 1 25 3 1 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Transportation of things ........................................... Rental payments to GSA ........................................... Communications, utilities, and miscellaneous charges ................................................................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Operation and maintenance of facilities .................. Operation and maintenance of equipment ............... Supplies and materials ............................................. Equipment ................................................................. Land and structures .................................................. Grants, subsidies, and contributions ........................ 59 11 4 2 1 31 6 2 1 1 29 5 2 1 1 6 297 3 158 3 151 11.1 11.3 11.5 11.9 12.1 21.0 22.0 23.1 23.3 25.2 25.3 25.4 25.7 26.0 31.0 32.0 41.0 1 96 4 2 313 31,261 1 89 4 2 344 22,241 14 8 7 1 ................... ................... 9 5 4 10 5 5 4 2 2 7 4 4 272 144 138 99.0 Allocation account ................................................ 697 370 352 99.9 Total new obligations ................................................ 29,422 32,488 23,484 Obligations are distributed as follows: Transportation: Federal Highway Administration .................................... Bureau of Transportation Statistics .............................. National Highway Traffic Safety Administration ........... Federal Transit Administration ...................................... Federal Motor Carrier Safety Administration ................. 28,665 37 307 8 .................. 31,731 53 257 .................. 5 22,943 31 83 .................. .................. 39 18 19 269 33 4 8 294 16 1 19 290 4 1 19 .................. 1 1 .................. 1 .................. Agriculture: Forest Service ................................................................. Interior: Bureau of Indian Affairs ................................................ National Park Service .................................................... Bureau of Land Management ........................................ U.S. Fish and Wildlife Service ....................................... Defense: Corps of Engineers ........................................................ Military Traffic Management Command: Transportation Engineering Agency ............................... Personnel Summary 2001 actual Identification code 69–8083–0–7–401 Direct: Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... Allocation account: 3001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 2003 est. 1001 464 413 413 8 4 4 102 161 183 f FEDERAL HIGHWAY ADMINISTRATION Object Classification (in millions of dollars) LIMITATION ON ADMINISTRATIVE EXPENSES 2001 actual Identification code 69–8083–0–7–401 2002 est. 2003 est. 11.1 11.3 11.5 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 21 1 2 22 1 2 24 1 2 11.9 12.1 21.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... 24 5 7 25 6 8 27 6 8 PO 00000 Frm 00034 Fmt 3616 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 Necessary expenses for administration and operation of the Federal Highway Administration, not to exceed ø$311,000,000¿ $317,732,000 shall be paid in accordance with law from appropriations made available by this Act to the Federal Highway Administration together with advances and reimbursements received by the Federal Highway Administrationø: Provided, That of the funds available under section 104(a)(1)(A) of title 23, United States Code: $7,500,000 shall be available for ‘‘Child Passenger Protection Education Grants’’ under section 2003(b) of Public Law 105–178, as amended; $4,000,000 shall be Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued DEPARTMENT OF TRANSPORTATION Program and Financing (in millions of dollars) 2001 actual Program by activities: Program direction and coordination: Executive direction ............................................................. Corporate management ...................................................... Legal services ..................................................................... Public affairs ...................................................................... Civil rights .......................................................................... General program support: Policy .................................................................................. Research and development ................................................ Administrative support ....................................................... Professional development ................................................... Career development programs ........................................... Highway programs: Infrastructure ...................................................................... Planning and environment ................................................. Operations .......................................................................... Federal lands highway office ............................................. Other highway programs .................................................... Field operations and resource centers ................................... 2002 est. 2003 est. 2 2 7 1 2 2 2 8 1 2 2 2 8 1 2 9 12 99 2 2 10 13 103 2 2 12 11 9 14 6 124 12 12 8 14 0 130 Civilian personnel benefits ............................................ Travel and transportation of persons ............................ Transportation of things ................................................ Rental payments to GSA ................................................ Communications, utilities, and miscellaneous charges Printing and reproduction .............................................. Other services ................................................................ Supplies and materials ................................................. Equipment ...................................................................... Limitation on expenses .................................................. Limitation acct—direct obligations ..................... 62 69 71 14 9 9 2 ................... ................... 18 21 24 10 10 10 3 1 1 43 41 35 3 2 2 8 5 5 ¥294 ¥311 ¥318 23 24 24 Personnel Summary 10 13 104 2 2 10 10 7 12 7 112 12.1 21.0 22.0 23.1 23.3 24.0 25.2 26.0 31.0 93.0 99.0 available for motor carrier safety research; $841,000 shall be available for the motor carrier crash data improvement program; $6,000,000 shall be available for the nationwide differential global positioning system program; and $1,500,000 for environmental streamlining activities¿. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) 749 2001 actual Identification code 69–8083–0–7–401 6001 Total compensable workyears: Full-time equivalent employment ............................................................... 2,263 2002 est. 2,422 2003 est. 2,412 f APPALACHIAN DEVELOPMENT HIGHWAY SYSTEM (HIGHWAY TRUST FUND) Note.—2001 appropriations were provided by sections 326 and 378 of the Department of Transportation and Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–346. Program and Financing (in millions of dollars) Total obligations ............................................................ Financing: Reimbursable programs ..................................................... Unobligated balance available, start of year .................... Unobligated balance available, end of year ...................... 295 319 321 0 ¥6 5 ¥4 ¥5 0 ¥4 0 0 Limitation ................................................................................ 294 310 318 Relation of obligations to outlays: Total obligations ..................................................................... Obligated balance, start of year ............................................ Obligated balance, end of year .............................................. 295 402 ¥370 319 370 ¥347 321 347 ¥338 Outlays from limitation ...................................................... 327 342 331 Object Classification (in millions of dollars) 2001 actual 2002 est. 2003 est. 11.1 11.3 11.5 Personnel compensation: Full-time permanent .................................................. Other than full-time permanent ............................... Other personnel compensation .................................. 149 2 3 172 2 3 179 3 3 11.9 Total personnel compensation .............................. 154 177 185 PO 00000 Frm 00035 Fmt 3616 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 00.01 00.02 Obligations by program activity: Section 326 of P.L. 106–346 ........................................ Section 378 of P.L. 106–346 ........................................ 10.00 This limitation provides for the salaries and expenses of the Federal Highway Administration. Resources are allocated from the Federal-aid highways program. Program direction and coordination.—Provides overall management of the highway transportation program, including formulation of multi-year and long-range policy plans and goals for highway programs; safety programs that focus on high risk areas through technical assistance, research, training, analysis, and public information; development of data and analysis for current and long-range programming; administrative support services for all elements of the FHWA; and training opportunities for highway related personnel. Highway programs.—Provides engineering guidance to Federal and State agencies and to foreign governments, and conducts a program to encourage use of modern traffic engineering procedures to increase the vehicle-carrying capacity of existing highways and urban streets; and finances construction skill training programs for disadvantaged workers hired by contractors on federally aided highway projects. Field operations.—Provides staff advisory and support services in field offices of the Federal Highway Administration; and provides program and engineering supervision through division offices. Identification code 69–8083–0–7–401 2001 actual Identification code 69–8072–0–7–401 Total new obligations (object class 25.2) ................ 21.40 22.00 23.90 23.95 24.40 2002 est. 2003 est. 55 ................... ................... 139 60 ................... 194 60 ................... Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... 60 ................... New budget authority (gross) ........................................ 254 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 254 60 ................... ¥194 ¥60 ................... 60 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 255 ................... ................... ¥1 ................... ................... 43.00 254 ................... ................... Appropriation (total discretionary) ........................ 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... ................... Total new obligations .................................................... 194 Total outlays (gross) ...................................................... ¥9 Obligated balance, end of year ..................................... 185 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... 9 ................... ................... Outlays from discretionary balances ............................. ................... 111 67 87.00 Total outlays (gross) ................................................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 9 185 134 60 ................... ¥111 ¥67 134 67 111 67 254 ................... ................... 9 111 67 Funding for this program will be used for the necessary expenses for the Appalachian Development Highway System (ADHS) as distributed to the following states: Alabama, Georgia, Kentucky, Maryland, Mississippi, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, and West Virginia. Funding also has been included for construction of and improvements to Corridor D in the State of West Virginia and Corridor X in the State of Alabama. No further appropriation is requested. Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 750 FEDERAL HIGHWAY ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 87.00 Total outlays (gross) ................................................. 48 73 38 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 50 48 38 73 38 38 HIGHWAY-RELATED SAFETY GRANTS (HIGHWAY TRUST FUND) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8019–0–7–401 2002 est. 2003 est. Change in obligated balances: 72.40 Obligated balance, start of year ................................... 1 1 ................... 73.20 Total outlays (gross) ...................................................... ................... ¥1 ................... 74.40 Obligated balance, end of year ..................................... 1 ................... ................... 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. ................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... 1 ................... 1 ................... The Highway Safety Act of 1970 authorized grants to States and communities for implementing and maintaining highwayrelated safety standards. TEA–21 authorizes a consolidated state and community highway safety formula grant program, and therefore this schedule reflects spending of prior year balances. f MISCELLANEOUS TRUST FUNDS Unavailable Collections (in millions of dollars) 2001 actual Identification code 69–9971–0–7–999 2002 est. Miscellaneous Trust Funds contains the following programs financed out of the highway trust fund and reimbursed by the requesting parties. Cooperative work, forest highways.—Contributions are received from States and counties in connection with cooperative engineering, survey, maintenance, and construction projects for forest highways. Contributions for highway research programs.—In association with the General Services Administration and the Department of Defense, tests of highway equipment are conducted for the purpose of establishing performance standards upon which to base specifications for use by the Government in purchasing such equipment. Advances from State cooperating agencies.—Funds are contributed by the State highway departments or local subdivisions thereof for construction and/or maintenance of roads or bridges. The work is performed under the supervision of the Federal Highway Administration. International highway transportation outreach.—Funds are collected to inform the domestic highway community of technological innovations, promote highway transportation expertise internationally, and increase transfers of transportation technology to foreign countries. 2003 est. Balance, start of year .................................................... ................... ................... ................... Receipts: 02.20 Advances from State cooperating agencies and Foreign governments ...................................................... 32 25 25 02.21 Advances for highway research program ...................... ................... 5 5 02.22 Contributions from States, etc., cooperative work, forest highways, FHA, M ................................................ 16 3 3 02.40 Advances from other Federal agencies, FHA miscellaneous trust, DOT ....................................................... 2 5 5 Object Classification (in millions of dollars) 01.99 02.99 Total receipts and collections ................................... Appropriations: 05.00 Miscellaneous trust funds ............................................. 07.99 50 38 38 ¥50 ¥38 ¥38 2001 actual Identification code 69–9971–0–7–999 2002 est. 2003 est. 11.1 25.2 Personnel compensation: Full-time permanent ............. Other services ................................................................ 2 40 2 54 2 54 99.9 Total new obligations ................................................ 42 56 56 Personnel Summary 2001 actual Identification code 69–9971–0–7–999 1001 Balance, end of year ..................................................... ................... ................... ................... Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 31 66 2003 est. 66 f Program and Financing (in millions of dollars) 2001 actual Identification code 69–9971–0–7–999 2002 est. MISCELLANEOUS HIGHWAY TRUST FUNDS 2003 est. 00.01 00.03 00.04 Obligations by program activity: Cooperative work, forest highways ................................ Contributions for highway research programs .............. Advances from State cooperating agencies .................. 4 1 37 7 6 43 7 6 43 10.00 Total new obligations ................................................ 42 56 56 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 50 50 59 38 41 38 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 100 ¥42 59 97 ¥56 41 79 ¥56 22 Note.—2001 appropriations were provided by section 378 of the Department of Transportation and Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–346 and by sections 1109, 1121, and 1128 of Division A of H.R. 5666, Miscellaneous Appropriations Act, 2001, as enacted by section 1(a)(4) of P.L. 106–554. ø(HIGHWAY TRUST FUND)¿ øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Miscellaneous Appropriations’’, including the operation and construction of ferries and ferry facilities, $100,000,000, to be derived from the Highway Trust Fund, to remain available until expended, and to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) New budget authority (gross), detail: Mandatory: 60.26 Appropriation (trust fund) ......................................... 38 33 42 ¥48 27 27 56 ¥73 11 11 56 ¥38 29 Outlays (gross), detail: Outlays from new mandatory authority ......................... Outlays from mandatory balances ................................ 41 7 31 42 31 7 PO 00000 Frm 00036 Fmt 3616 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2002 est. 2003 est. 38 Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.10 Total new obligations .................................................... 73.20 Total outlays (gross) ...................................................... 74.40 Obligated balance, end of year ..................................... 86.97 86.98 2001 actual Identification code 69–9972–0–7–401 50 00.04 00.26 00.27 Obligations by program activity: Highway safety improvement demonstration project .... Highway projects ............................................................ Miscellaneous highway projects .................................... 1 6 401 1 5 350 1 5 250 10.00 Total new obligations (object class 41.0) ................ 408 356 256 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 23 1,210 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 825 569 100 ................... FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION Trust Funds DEPARTMENT OF TRANSPORTATION 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 1,233 ¥408 825 925 ¥356 569 569 ¥256 313 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 1,213 100 ................... ¥3 ................... ................... 43.00 Appropriation (total discretionary) ........................ 1,210 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 83 408 ¥76 415 21.40 21.49 21.99 100 ................... 415 356 ¥306 465 465 256 ¥309 412 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... ................... 86.93 Outlays from discretionary balances ............................. 76 27 ................... 279 309 87.00 Total outlays (gross) ................................................. 76 306 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 1,210 76 309 100 ................... 306 309 22.00 22.22 23.90 23.95 24.40 24.49 Total unobligated balance carried forward, end of year ....................................................................... 68.00 7 ................... 2 8 ................... 102 114 138 8 ................... ................... 112 122 138 ¥104 ¥123 ¥130 1 ................... ................... 7 ................... 8 8 ................... 8 95 ¥92 113 ¥110 Appropriation (total discretionary) ........................ 3 Unobligated balance rescinded ................................. ................... Mandatory: Contract authority ..................................................... 91 Discretionary: Spending authority from offsetting collections: Offsetting collections (cash) ..................................... 8 120 ¥117 3 3 ¥7 ................... 109 125 9 10 Trust Funds 70.00 Total new budget authority (gross) .......................... 102 114 138 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 18 104 ¥88 34 34 123 ¥146 11 11 130 ¥129 12 86.90 86.93 FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 69 19 111 35 118 11 87.00 Total outlays (gross) ................................................. 88 146 129 Offsets: Against gross budget authority and outlays: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ¥8 ¥9 ¥10 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 94 80 105 137 128 119 MOTOR CARRIER SAFETY LIMITATION ON OBLIGATIONS ADMINISTRATIVE EXPENSES RESCISSION OF FUNDS)¿ For necessary expenses for administration of motor carrier safety programs and motor carrier safety research, pursuant to section 104(a)(1)(B) of title 23, United States Code, not to exceed ø$110,000,000¿ $117,464,000 shall be paid in accordance with law from appropriations made available by this Act and from any available takedown balances to the Federal Motor Carrier Safety Administration, together with advances and reimbursements received by the øFederal Motor Carrier Safety¿ Administrationø: Provided, That such amounts shall be available to carry out the functions and operations of the Federal Motor Carrier Safety Administration¿, of which $7,000,000, to remain available until September 30, 2006, is for the research and technology program; $3,000,000 is for reviews of conditional motor carriers and regulatory development; $5,000,000 is for the collection and analysis of data on commercial motor vehicle crashes, including crash causation, as authorized; $375,000 is for a tollfree hotline for reporting safety violations, as authorized; and $10,000,000 is for the commercial driver’s license improvement program; and $2,995,000 in budget authority, to be derived from the Highway Trust Fund for 2003. øOf the unobligated balances authorized under 23 U.S.C. 104(a)(1)(B), $6,665,342 are rescinded.¿ (P.L. 106–159, sec. 225(e); P.L. 105–178, sec. 4017, as amended by P.L. 106–159, sec. 213; Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8055–0–7–401 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Administration ........................................................... 00.02 Research and technology .......................................... 00.03 Motor carrier safety programs .................................. 81 10 4 103 1 10 95 7 18 01.00 09.01 Subtotal, Direct program ........................................... Reimbursable program .................................................. 95 8 114 9 120 10 10.00 Total new obligations ................................................ 104 123 130 PO 00000 Frm 00037 Fmt 3616 VerDate 11-MAY-2000 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... Unobligated balance carried forward, end of year: Contract authority ..................................................... 1 ................... 72.40 73.10 73.20 74.40 f ø(INCLUDING Total unobligated balance carried forward, start of year ................................................................... New budget authority (gross) ........................................ Unobligated balance transferred from other accounts New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.49 Portion applied to liquidate contract authority ........ 66.10 No further budget authority is requested for 2003. Accounts in this consolidated schedule show the obligation and outlay amounts made available in prior years. Budgetary resources available for obligation: Unobligated balance carried forward, start of year 2 Unobligated balance carried forward, start of year: Contract authority ..................................................... ................... 24.99 43.00 49.36 751 14:21 Jan 23, 2002 Jkt 189685 89.00 90.00 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 2002 est. 91 77 102 134 2003 est. 125 116 Status of Contract Authority (in millions of dollars) 2001 actual Identification code 69–8055–0–7–401 2002 est. 2003 est. 0100 Balance, start of year .................................................... ................... 7 ................... Contract authority: 0200 Contract authority .......................................................... 91 102 125 0340 Unobligated balance transferred ................................... 8 ................... ................... 0400 Appropriation to liquidate contract authority ................ ¥92 ¥110 ¥117 0700 Balance, end of year ..................................................... 7 ................... 8 This limitation provides resources to support motor carrier safety program activities and maintain the agency’s administrative infrastructure. Funding will support regulatory development, safety outreach and nationwide motor carrier enforcement efforts. Resources are also provided to fund motor carrier safety research and technology, maintain legislativelymandated funding levels for both the motor carrier crash data improvement program and 24-hour safety telephone hot- Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 752 FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 MOTOR CARRIER SAFETY—Continued RESCISSION OF FUNDS)¿—Continued ø(INCLUDING line, and continue the State commercial driver’s license (CDL) improvement program. Object Classification (in millions of dollars) 2001 actual Identification code 69–8055–0–7–401 11.1 11.3 11.9 12.1 21.0 23.1 25.2 25.5 26.0 31.0 41.0 2002 est. 66.10 66.62 2003 est. 40 1 49 2 45 2 Total personnel compensation ......................... 41 Civilian personnel benefits ....................................... 14 Travel and transportation of persons ....................... 5 Rental payments to GSA ........................................... 4 Other services ............................................................ 18 Research and development contracts ....................... 9 Supplies and materials ............................................. 1 Equipment ................................................................. 3 Grants, subsidies, and contributions ........................ ................... 51 19 7 5 22 1 1 3 5 47 18 6 7 25 4 1 2 10 Direct obligations .................................................. Reimbursable obligations .............................................. Below reporting threshold .............................................. 99.9 43.00 177 ¥177 206 ¥206 190 ¥190 Appropriation (total discretionary) ........................ ................... ................... ................... Mandatory: Contract authority ..................................................... 177 182 190 Transferred from other accounts .............................. ................... 24 ................... 66.90 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... 99.0 99.0 99.5 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.49 Portion applied to liquidate contract authority ........ 95 114 120 8 9 10 1 ................... ................... Total new obligations ................................................ 104 123 130 Contract authority (total mandatory) ................... 177 206 190 70.00 Total new budget authority (gross) .......................... 177 206 190 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 85 176 ¥122 138 138 206 ¥196 148 148 190 ¥201 137 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 37 85 58 138 53 148 87.00 Total outlays (gross) ................................................. 122 196 201 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 177 122 206 196 190 201 Personnel Summary 2001 actual Identification code 69–8055–0–7–401 Direct: 1001 Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 2003 est. Status of Contract Authority (in millions of dollars) 857 732 52 52 52 f NATIONAL MOTOR CARRIER SAFETY PROGRAM (LIQUIDATION OF CONTRACT AUTHORIZATION) (LIMITATION ON OBLIGATIONS) (HIGHWAY TRUST FUND) Notwithstanding any other provision of law, for payment of obligations incurred in carrying out 49 U.S.C. 31102, 31106 and 31309, ø$205,896,000¿ $190,000,000, to be derived from the Highway Trust Fund and to remain available until expended: Provided, That none of the funds in this Act shall be available for the implementation or execution of programs the obligations for which are in excess of ø$182,000,000¿ $190,000,000 for ‘‘Motor Carrier Safety Grants,’’ and ‘‘Information Systems’’ø: Provided further, That notwithstanding any other provision of law, of the $23,896,000 provided under 23 U.S.C. 110, $18,000,000 shall be for border State grants and $4,837,000 shall be for State commercial driver’s license program improvements¿. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8048–0–7–401 2001 actual Identification code 69–8048–0–7–401 663 2002 est. 2003 est. 0100 Balance, start of year .................................................... Contract authority: 0200 Contract authority .......................................................... 0400 Appropriation to liquidate contract authority ................ 0700 Balance, end of year ..................................................... 2002 est. 2003 est. 2 3 3 177 ¥177 3 206 ¥206 3 190 ¥190 3 The National Motor Carrier Safety Program is funded at $190 million in 2003, of which $165 million is dedicated to Motor carrier safety assistance program (MCSAP) state grants. Grants will be used to increase the number of compliance reviews in states; identify and apprehend traffic violators; increase the volume of roadside inspections; improve State commercial driver’s license oversight activities; and support State border enforcement efforts. $20 million is included for the Information systems and strategic safety initiatives (ISSSI) program. The program’s implementation is shared by Federal Motor Carrier Safety Administration (FMCSA) and the states and supports motor carrier information system and data analysis activities including: SAFESTAT technology, used to target high-risk motor carriers for compliance reviews; and the Performance registration information systems and management (PRISM) program, which links state motor vehicle registration systems with carrier safety data in an effort to identify unsafe commercial motor carriers. $5 million is provided to continue a comprehensive study on commercial vehicle crash causation initiated in 2001. The study will identify data requirements and collection procedures, reports and other measures that will improve both FMCSA and the states’ ability to evaluate future crashes involving commercial motor vehicles; monitor crash trends and identify causes and contributing factors; and develop effective safety improvement policies and programs. 00.01 00.02 00.03 Obligations by program activity: Motor carrier grants ....................................................... Administration and studies ........................................... Information systems ...................................................... 153 6 17 182 7 17 163 7 20 10.00 Total new obligations ................................................ 176 206 190 Budgetary resources available for obligation: Unobligated balance carried forward, start of year: Contract authority ..................................................... 22.00 New budget authority (gross) ........................................ 2 177 3 206 3 190 179 ¥176 209 ¥206 193 ¥190 25.2 41.0 Other services ................................................................ Grants, subsidies, and contributions ............................ 16 160 15 191 17 173 3 3 3 99.9 Total new obligations ................................................ 176 206 190 PO 00000 Frm 00038 Fmt 3616 Object Classification (in millions of dollars) 21.49 23.90 23.95 24.49 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year: Contract authority ..................................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2001 actual Identification code 69–8048–0–7–401 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION Federal Funds DEPARTMENT OF TRANSPORTATION BORDER ENFORCEMENT PROGRAM (HIGHWAY Personnel Summary TRUST FUND) 2001 actual Identification code 69–8274–0–7–401 To continue the Border Enforcement Program, authorized by section 350 of the Department of Transportation and Related Agencies Appropriations Act, 2002, $60,908,000, to be derived from the Highway Trust Fund, for necessary expenses. 1001 2001 actual 2002 est. Obligations by program activity: 00.01 Administration ................................................................ 1 27 00.02 Grants ............................................................................ ................... ................... 2003 est. 27 274 NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION 2003 est. 43 18 Total compensable workyears: Full-time equivalent employment ............................................................... ................... 2002 est. f Program and Financing (in millions of dollars) Identification code 69–8274–0–7–401 753 The following table depicts the total funding for all National Highway Traffic Safety programs. [In millions of dollars] 1 27 61 10.00 Total new obligations ................................................ 1 27 61 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 1 ¥1 27 ¥27 61 ¥61 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 72.40 73.10 73.20 74.40 1 27 3 61 ¥58 6 131 73 223 131 74 225 407 426 430 Program level (obligations): Operations and research ........................................................ Operations and research (Highway trust fund) ..................... Highway traffic safety grants ................................................. 109 77 212 154 74 223 131 74 225 Total program level ........................................................ 398 451 430 Outlays: Operations and research ........................................................ Operations and research (Highway trust fund) ..................... Highway traffic safety grants ................................................. 80 81 207 147 92 229 141 80 234 368 468 455 61 Change in obligated balances: Obligated balance, start of year ................................... ................... ................... Total new obligations .................................................... 1 27 Total outlays (gross) ...................................................... ¥1 ¥24 Obligated balance, end of year ..................................... ................... 3 120 74 213 Total outlays .................................................................. Direct program .......................................................... 2001 actual Total budget authority ................................................... 01.00 Budget authority: Operations and research ........................................................ Operations and research (Highway trust fund) ..................... Highway traffic safety grants ................................................. Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 1 24 86.93 Outlays from discretionary balances ............................. ................... ................... 55 3 87.00 58 Total outlays (gross) ................................................. 1 24 2002 est. 2003 est. f Federal Funds General and special funds: 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... OPERATIONS 1 1 27 24 61 58 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... Outlays ........................................................................... ................... 2002 est. 26 23 2003 est. 60 57 The Border Enforcement Program will support the Federal and state safety enforcement efforts at the U.S./Mexico border needed to ensure that Mexican carriers entering the U.S. are in compliance with Federal Motor Carrier Safety Regulations. Funding is provided for Federal enforcement personnel to inspect commercial vehicles at the border and for travel into Mexico to conduct compliance reviews of Mexican carriers. $18 million is also provided for grants to Texas, Arizona, New Mexico, and California to fund state border inspection personnel. Object Classification (in millions of dollars) 2001 actual Identification code 69–8274–0–7–401 11.1 12.1 21.0 25.2 26.0 31.0 41.0 Personnel compensation: Full-time permanent ............. Civilian personnel benefits ............................................ Travel and transportation of persons ............................ Other services ................................................................ Supplies and materials ................................................. Equipment ...................................................................... Grants, subsidies, and contributions ............................ 99.9 Total new obligations ................................................ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2002 est. ................... 1 1 2 ................... 9 ................... 14 ................... ................... ................... 1 ................... ................... 2003 est. 12 7 16 6 1 1 18 1 27 61 PO 00000 Frm 00039 Fmt 3616 AND RESEARCH For expenses necessary to discharge the functions of the Secretary, with respect to traffic and highway safety under chapter 301 of title 49, United States Code, and part C of subtitle VI of title 49, United States Code ø$127,780,000¿ $130,881,508, of which ø$95,835,000¿ $98,161,131 shall remain available until September 30, ø2004¿ 2005: Provided, That none of the funds appropriated by this Act may be obligated or expended to plan, finalize, or implement any rulemaking to add to section 575.104 of title 49 of the Code of Federal Regulations any requirement pertaining to a grading standard that is different from the three grading standards (treadwear, traction, and temperature resistance) already in effect. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0650–0–1–401 Obligations by program activity: Direct program: 00.01 Safety performance standards .................................. 00.02 Safety assurance ....................................................... 00.03 Research and analysis .............................................. 00.04 Office of the Administrator ....................................... 00.05 General administration .............................................. 09.01 Reimbursable program .................................................. 10.00 Total new obligations ................................................ 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. 15 27 53 7 11 25 24 32 88 4 9 25 25 32 61 4 8 25 138 182 155 14 146 26 ................... 156 155 5 ................... ................... 165 182 155 ¥138 ¥182 ¥155 26 ................... ................... 754 NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued OPERATIONS AND Personnel Summary RESEARCH—Continued 1001 Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–0650–0–1–401 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 121 40.35 Appropriation rescinded ............................................ ................... 2001 actual Identification code 69–0650–0–1–401 2002 est. Total compensable workyears: Full-time equivalent employment ............................................................... 2003 est. 121 131 25 25 25 70.00 Total new budget authority (gross) .......................... 146 156 130 155 72.40 73.10 73.20 73.40 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 97 8 103 69 87.00 Total outlays (gross) ................................................. 105 172 166 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥25 ¥25 ¥25 (LIQUIDATION OF 296 AND RESEARCH CONTRACT AUTHORIZATION) (LIMITATION ON OBLIGATIONS) (HIGHWAY TRUST FUND) For payment of obligations incurred in carrying out the provisions of 23 U.S.C. 403, to remain available until expended, $72,000,000, to be derived from the Highway Trust Fund; Provided, That none of the funds in this Act shall be available for the planning or execution of programs the total obligations for which, in fiscal year ø2002¿ 2003, are in excess of $72,000,000 for programs authorized under 23 U.S.C. 403. øOf the unobligated balances authorized under 23 U.S.C. 403, $1,516,000 are rescinded.¿ 102 64 63 86 96 138 182 155 ¥105 ¥172 ¥166 ¥5 ................... ................... ¥5 ................... ................... 86 96 85 289 Trust Funds OPERATIONS Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 263 2003 est. f 132 130 ¥1 ................... 43.00 68.00 2002 est. NATIONAL DRIVER REGISTER (HIGHWAY TRUST FUND) For expenses necessary to discharge the functions of the Secretary with respect to the National Driver Register under chapter 303 of title 49, United States Code, $2,000,000, to be derived from the Highway Trust Fund, and to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 121 80 131 147 130 141 2001 actual Identification code 69–8016–0–7–401 2002 est. 2003 est. 2001 actual Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 117 76 2002 est. 127 143 2003 est. 126 137 In 2003, $205 million is proposed for Operations and Research. This includes $74 million from the Highway Trust Fund and $131 million from the general fund. Object Classification (in millions of dollars) 2001 actual Identification code 69–0650–0–1–401 11.1 11.3 11.5 11.9 12.1 21.0 23.1 23.3 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 2002 est. 2003 est. 24 1 1 28 1 1 29 1 1 26 10 1 1 30 11 1 1 31 11 1 1 24.0 25.2 25.5 26.0 31.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Communications, utilities, and miscellaneous charges ................................................................. Printing and reproduction ......................................... Other services ............................................................ Research and development contracts ....................... Supplies and materials ............................................. Equipment ................................................................. 4 2 32 18 13 6 4 2 39 51 13 5 4 2 37 25 13 5 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 113 25 157 25 130 25 99.9 Total new obligations ................................................ 138 182 66 13 2 6 70 9 2 5 66 12 2 5 10.00 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) Obligations by program activity: Direct program: 00.01 Highway safety programs .......................................... 00.02 Research and analysis .............................................. 00.03 Office of the Administrator ....................................... 00.04 General administration .............................................. Total new obligations ................................................ 87 86 85 21.40 22.00 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 2 85 1 ................... 84 85 23.90 23.95 23.98 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.49 Portion applied to liquidate contract authority ........ 43.00 49.36 155 66.10 68.00 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00040 Fmt 3616 89 85 85 ¥87 ¥86 ¥85 ¥1 ................... ................... 1 ................... ................... 74 ¥72 Appropriation (total discretionary) ........................ 2 Unobligated balance rescinded ................................. ................... Mandatory: Contract authority ..................................................... 72 Discretionary: Spending authority from offsetting collections: Offsetting collections (cash) ..................................... 11 70.00 Total new budget authority (gross) .......................... 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 VerDate 11-MAY-2000 2 ................... ................... Outlays (gross), detail: Outlays from new discretionary authority ..................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 85 74 ¥72 74 ¥72 2 2 ¥1 ................... 72 72 11 11 84 85 84 71 54 87 86 85 ¥97 ¥103 ¥91 ¥2 ................... ................... 71 54 47 53 54 54 NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION—Continued Trust Funds—Continued DEPARTMENT OF TRANSPORTATION 86.93 Outlays from discretionary balances ............................. 44 49 37 87.00 Total outlays (gross) ................................................. 97 103 91 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... ¥11 ¥11 ¥11 2001 actual Identification code 69–8016–0–7–401 2002 est. 2003 est. 73 92 74 80 72 ¥72 2002 est. 71 ¥72 2003 est. 11.1 12.1 21.0 23.1 23.3 24.0 25.2 25.5 26.0 Personnel compensation: Full-time permanent ............. Civilian personnel benefits ............................................ Travel and transportation of persons ............................ Rental payments to GSA ................................................ Communications, utilities, and miscellaneous charges Printing and reproduction .............................................. Other services ................................................................ Research and development contracts ........................... Supplies and materials ................................................. 21 3 1 5 1 2 42 11 1 19 5 1 5 1 2 45 7 1 20 6 1 5 1 2 39 10 1 99.9 74 87 2001 actual Contract authority: 0200 Contract authority .......................................................... 0400 Appropriation to liquidate contract authority ................ pended or revoked for serious traffic offenses, such as driving under the influence of alcohol or other drugs. Object Classification (in millions of dollars) Status of Contract Authority (in millions of dollars) Identification code 69–8016–0–7–401 755 Total new obligations ................................................ 87 86 85 72 ¥72 Personnel Summary A total of $205 million is proposed for Operations and Research. Programs funded under the Operations and Research appropriation are described below. Safety Performance Standards (Rulemaking) Programs.— Supports the promulgation of Federal motor vehicle safety standards for motor vehicles, and safety-related equipment; automotive fuel economy standards required by the Energy Policy and Conservation Act; international harmonization of vehicle standards; and consumer information on motor vehicle safety, including the New Car Assessment Program. Safety Assurance (Enforcement) Programs.—Provides support to ensure compliance with motor vehicle safety and automotive fuel economy standards, investigate safety-related motor vehicle defects, enforce federal odometer law and encourage enforcement of state odometer law and conduct safety recalls when warranted. Research and Analysis.—Provides motor vehicle safety research and development in support of all NHTSA programs, including the collection and analysis of crash data to identify safety problems, develop alternative solutions, and assess costs, benefits, and effectiveness. Research will continue to concentrate on improving vehicle crash worthiness and crash avoidance, with emphasis on smart air bag technology and on the National Transportation Biomechanics Research Center, which includes the Crash Injury Research and Engineering Network (CIREN). Highway Safety Programs.—Provides for research, demonstrations, technical assistance, and national leadership for highway safety programs conducted by state and local governments, the private sector, universities and research units, and various safety associations and organizations. This program emphasizes alcohol and drug countermeasures, vehicle occupant protection, traffic law enforcement, emergency medical and trauma care systems, traffic records and licensing, state and community evaluation, motorcycle riders, pedestrian and bicycle safety, pupil transportation, young and older driver safety programs, and development of improved accident investigation procedures. General Administration.—Provides program evaluation, strategic planning, and economic analysis for agency programs. Objective quantitative information about NHTSA’s regulatory and highway safety programs is gathered to measure their effectiveness in achieving objectives. This activity also funds development of methods to estimate economic consequences of motor vehicle injuries in forms suitable for agency use in problem identification, regulatory analysis, priority setting, and policy analysis. National Driver Register.—Provides funding to implement and operate the Problem Driver Pointer System (PDPS) and improve traffic safety by assisting state motor vehicle administrators in communicating effectively and efficiently with other states to identify drivers whose licenses have been sus- VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00041 Fmt 3616 2001 actual Identification code 69–8016–0–7–401 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 370 370 2003 est. 370 f HIGHWAY TRAFFIC SAFETY GRANTS (LIQUIDATION OF CONTRACT AUTHORIZATION) (LIMITATION ON OBLIGATIONS) (HIGHWAY TRUST FUND) Notwithstanding any other provision of law, for payment of obligations incurred in carrying out the provisions of 23 U.S.C. 402, 405, and 410, øand 411¿ to remain available until expended, ø$223,000,000¿ $225,000,000, to be derived from the Highway Trust Fund: Provided, That none of the funds in this Act shall be available for the planning and execution of programs the total obligations for which, in fiscal year ø2002¿ 2003, are in excess of ø$223,000,000¿ $225,000,000 for programs authorized under 23 U.S.C. 402, 405, and 410, øand 411¿ of which ø$160,000,000¿ $165,000,000 shall be for ‘‘Highway Safety Programs’’ under 23 U.S.C. 402, ø$15,000,000¿ $20,000,000 shall be for ‘‘Occupant Protection Incentive Grants’’ under 23 U.S.C. 405, ø$38,000,000¿ and $40,000,000 shall be for ‘‘Alcohol-Impaired Driving Countermeasures Grants’’ under 23 U.S.C. 410ø, and $10,000,000 shall be for the ‘‘State Highway Safety Data Grants’’ under 23 U.S.C. 411¿: Provided further, That none of these funds shall be used for construction, rehabilitation, or remodeling costs, or for office furnishings and fixtures for State, local, or private buildings or structures: Provided further, That not to exceed ø$8,000,000¿ $8,150,000 of the funds made available for section 402, not to exceed ø$750,000¿ $1,000,000 and of the funds made available for section 405, and not to exceed ø$1,900,000¿ $2,000,000 of the funds made available for section 410ø, and not to exceed $500,000 of the funds made available for section 411¿ shall be available to NHTSA for administering highway safety grants under chapter 4 of title 23, United States Code: Provided further, That not to exceed $500,000 of the funds made available for section 410 ‘‘Alcohol-Impaired Driving Countermeasures Grants’’ shall be available for technical assistance to the States. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8020–0–7–401 2003 est. program activity: formula grants .......................................... occupant protection incentive grants ....... alcohol incentive grants ............................ safety data grants .................................... 155 13 36 9 160 165 15 20 38 40 10 ................... 10.00 Total new obligations ................................................ 213 223 225 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 213 ¥213 223 ¥223 225 ¥225 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 213 223 225 00.01 00.02 00.03 00.04 Obligations by Section 402 Section 405 Section 410 Section 411 2002 est. Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 756 NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 Object Classification (in millions of dollars) HIGHWAY TRAFFIC SAFETY GRANTS—Continued (LIQUIDATION 2001 actual 40.49 43.00 66.10 Portion applied to liquidate contract authority ........ 2002 est. ¥213 ¥223 2003 est. 70.00 Total new budget authority (gross) .......................... 213 223 225 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 225 213 ¥207 231 231 223 ¥229 224 224 225 ¥233 215 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 87 120 91 138 92 141 87.00 Total outlays (gross) ................................................. 207 229 233 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 213 207 223 229 225 233 11 202 11 212 11 214 99.9 Total new obligations ................................................ 213 223 225 f FEDERAL RAILROAD ADMINISTRATION The following tables show the funding for all Federal Railroad Administration programs: [In millions of dollars] Budget authority: 2001 actual 2002 est. 2003 est. Safety and operations ............................................................. 105 121 123 Rail user fees (memo) ....................................................... .................... .................... [45] Railroad research and development ....................................... 25 29 28 Rail user fees (memo) ....................................................... .................... .................... [14] Grants to the National Railroad Passenger Corporation ....... 520 621 521 Amtrak Reform Council ........................................................... 1 .................... .................... Rhode Island rail development ............................................... 17 .................... .................... Pennsylvania Station redevelopment project .......................... 20 20 20 Next generation high-speed rail ............................................. 25 32 23 Alaska Railroad rehabilitation ................................................ 30 20 .................... West Virginia rail development .............................................. 15 .................... .................... Amtrak corridor improvement loans ....................................... –1 –1 –1 Railroad rehabilitation and improvement program liquidating account ................................................................... –5 –4 –4 Total budget authority ................................................... Status of Contract Authority (in millions of dollars) 0200 0400 2001 actual Contract authority: Contract authority .......................................................... Appropriation to liquidate contract authority ................ 213 ¥213 2002 est. 223 ¥223 2003 est. 225 ¥225 Section 402.—The Section 402 State and Community Grant Program is a performance-based program administered by NHTSA. Grant allocations are determined on the basis of a statutory formula. States use this funding to reduce traffic crashes, fatalities, and injuries. The grants are used to support State highway safety programs, focused on national priority areas, implemented jointly with all members of the highway safety community. States develop safety goals, performance measures, and strategic plans to manage use of grants for programs to reduce deaths and injuries on the Nation’s highways, such as programs associated with excessive speeds, failure to use occupant restraints, alcohol/drug impaired driving, and roadway safety. Alcohol-Impaired Driving Incentive Grants.—A two-tiered basic and supplemental grant program to reward states that pass new laws and start more effective programs to attack drunk driving. This continues the Department’s strong emphasis on impaired drivers that has been addressed by the Section 410 incentive grant program. States may qualify for basic grants by implementing criteria that include: administrative license revocation, stepped-up police enforcement coupled with publicity, and graduated licensing laws with nighttime driving restrictions and Zero Tolerance. States are also awarded basic grants for demonstrating consistently high performance in reducing alcohol-related fatalities. There are six supplemental grant criteria including self-sustaining drunk driving prevention programs, effective DWI tracking systems, and use of passive alcohol sensors by police. Section 405 Occupant Protection Incentive Grants.—Targets specific laws and programs to help states increase seat belt and child safety seat use. States may qualify for grants by adopting or demonstrating specific laws and programs, such as primary safety belt use laws, minimum fines or penalty points, and special traffic enforcement programs. Grant funds may be used only to implement and enforce occupant protection programs. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2003 est. Other services ................................................................ Grants, subsidies, and contributions ............................ ¥225 Appropriation (total discretionary) ........................ ................... ................... ................... Mandatory: Contract authority ..................................................... 213 223 225 Identification code 69–8020–0–7–401 2002 est. 25.2 41.0 Program and Financing (in millions of dollars)—Continued Identification code 69–8020–0–7–401 2001 actual Identification code 69–8020–0–7–401 OF CONTRACT AUTHORIZATION)—Continued PO 00000 Frm 00042 Fmt 3616 754 848 710 Outlays: Safety and Operations ............................................................ 103 133 125 Local rail freight assistance .................................................. 1 1 .................... Railroad research and development ....................................... 27 41 31 Conrail commuter transition assistance ................................ 2 1 .................... Grants to the National Railroad Passenger Corporation ....... 553 855 571 Amtrak Reform Council ........................................................... 1 1 .................... Northeast corridor improvement program .............................. .................... 4 9 Rhode Island rail development ............................................... 6 7 17 Pennsylvania Station redevelopment project .......................... .................... 3 18 Trust fund share of next generation high-speed rail ............ 2 .................... .................... Next generation high-speed rail ............................................. 20 19 15 Alaska Railroad rehabilitation ................................................ 28 25 37 West Virginia rail development .............................................. .................... 3 8 Emergency railroad rehabilitation and repair ........................ 3 1 .................... Amtrak corridor improvement loans ....................................... –1 –1 –1 Railroad rehabilitation and improvement program liquidating account ................................................................... –5 –4 –4 Total outlays .................................................................. 740 1,089 826 f Federal Funds General and special funds: SAFETY AND OPERATIONS For necessary expenses of the Federal Railroad Administration, not otherwise provided for, ø$110,857,000¿ $122,889,000, of which ø$6,509,000¿ $6,636,000 shall remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Safety and Operations’’, $6,000,000, to remain available until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Unavailable Collections (in millions of dollars) 2001 actual Identification code 69–0700–0–1–401 01.99 2002 est. 2003 est. Balance, start of year .................................................... ................... ................... ................... Receipts: 02.60 Railroad safety user fees, legislative proposal not subject to PAYGO ...................................................... ................... ................... 59 Appropriations: 05.00 Safety and operations, legislative proposal not subject to PAYGO ................................................................... ................... ................... ¥59 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION 07.99 Balance, end of year ..................................................... ................... ................... ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–0700–0–1–401 2002 est. 2003 est. on the rolls during the period of Federal ownership and support for clean-up activities at hazardous waste sites located at properties once owned by the FRA. The 2003 request is for workers’ compensation. Object Classification (in millions of dollars) Obligations by program activity: Direct program: 00.01 Salaries and expenses .............................................. 105 00.02 Contract support ....................................................... ................... 00.06 Alaska railroad liabilities .......................................... 1 124 122 1 ................... 1 1 01.00 126 11.1 11.3 11.5 106 09.01 09.02 09.99 Total reimbursable program ...................................... 2 1 1 10.00 Total new obligations ................................................ 108 127 124 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 6 107 5 ................... 123 124 25.1 25.2 25.3 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 113 128 124 ¥108 ¥127 ¥124 5 ................... ................... Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 11.9 12.1 21.0 23.1 23.3 43.00 68.00 123 1 1 1 1 ................... ................... 2001 actual Identification code 69–0700–0–1–401 Total direct program ................................................. Reimbursable program: Reimbursable services .............................................. Union Station deed payments ................................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 105 40.15 Appropriation (emergency) ........................................ ................... 757 2002 est. 2003 est. 49 56 1 ................... 1 1 60 1 1 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 105 122 1 107 123 124 Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.10 Total new obligations .................................................... 73.20 Total outlays (gross) ...................................................... 74.40 Obligated balance, end of year ..................................... 17 108 ¥101 24 24 127 ¥136 16 1 1 16 3 2 20 2 1 18 Direct obligations .................................................. Reimbursable obligations .............................................. 106 2 126 1 119 1 99.9 Total new obligations ................................................ 108 127 124 16 124 ¥126 14 3 1 5 1 2 3 1 ................... 3 3 6 1 1 Total new budget authority (gross) .......................... 62 21 8 4 123 2 57 20 8 4 99.0 99.0 116 123 6 ................... 51 16 8 3 26.0 31.0 41.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Communications, utilities, and miscellaneous charges ................................................................. Advisory and assistance services ............................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Supplies and materials ............................................. Equipment ................................................................. Grants, subsidies, and contributions ........................ Personnel Summary 2001 actual Identification code 69–0700–0–1–401 70.00 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 86.93 Outlays from discretionary balances ............................. 97 4 111 25 136 Total compensable workyears: Full-time equivalent employment ............................................................... 742 769 2003 est. 794 f SAFETY OPERATIONS AND (Legislative proposal, not subject to PAYGO) 112 14 101 1001 2002 est. 126 Note.—See section 331 of the General Provisions for the proposed appropriations language. 87.00 Total outlays (gross) ................................................. Program and Financing (in millions of dollars) Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... 88.40 Non-Federal sources ............................................. ¥1 ¥1 ¥1 ¥1 ................... ................... 88.90 Total, offsetting collections (cash) .................. ¥2 ¥1 ¥1 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... ................... 40.20 Appropriation (special fund) ..................................... ................... ................... 41.00 Transferred to other accounts ................................... ................... ................... 105 99 122 135 123 125 43.00 Appropriation (total discretionary) ........................ ................... ................... ................... Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... 2001 actual Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 101 95 2002 est. 117 130 2003 est. 118 120 The programs under this account are: Salaries and expenses.—Provides support for FRA rail safety activities and all other administrative and operating activities related to FRA staff and programs. Contract support.—Provides support for policy oriented economic, industry, and systems analysis. Alaska Railroad Liabilities.—Provides reimbursement to the Department of Labor for compensation payments to former Federal employees of the Alaska Railroad who were VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2001 actual Identification code 69–0700–2–1–401 PO 00000 Frm 00043 Fmt 3616 2002 est. 2003 est. ¥45 59 ¥14 The Administration will propose legislation to authorize the collection and spending of a rail user fee. If the proposed authorizing legislation is enacted, the proviso for the rail user fee contained in the General Provisions will reduce the General Fund appropriation for Safety and Operations by $45 million, the amount of the proposed user fee. f RAILROAD RESEARCH AND DEVELOPMENT For necessary expenses for railroad research and development, ø$29,000,000¿ $28,325,000, to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 758 FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued RAILROAD RESEARCH AND DEVELOPMENT—Continued Program and Financing (in millions of dollars) 2001 actual Identification code 69–0745–0–1–401 00.01 00.02 00.03 00.04 00.05 00.06 00.07 00.08 00.09 00.10 00.11 01.00 09.10 10.00 2002 est. 2003 est. Obligations by program activity: Railroad system issues .................................................. 4 6 4 Human factors ............................................................... 3 4 4 Rolling stock and components ...................................... 1 2 3 Track and structures ..................................................... 3 8 5 Track and train interaction ........................................... 4 3 3 Train control ................................................................... ................... ................... 1 Grade crossings ............................................................. 2 2 1 Hazardous materials transportation .............................. 1 1 1 Train occupant protection .............................................. 5 7 6 R&D facilities and test equipment ............................... 2 1 1 Other .............................................................................. ¥1 1 ................... Total direct program ................................................. 24 Reimbursable program .................................................. ................... Total new obligations ................................................ 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 24 5 25 35 1 28 1 36 30 6 ................... 30 29 30 36 29 ¥24 ¥36 ¥30 6 ................... ................... Track and train interaction.—Provides for research in derailment mechanisms, and vehicle/track performance. Train control.—Provides for research in train control test and evaluation. Grade crossings.—Provides for research in grade crossing human factors and infrastructure. Hazardous materials transportation.—Provides for research in hazmat transportation safety, damage assessment and inspection, and tank car safety. Train occupant protection.—Provides for research in locomotive safety, and passenger car safety/performance. R&D facilities and test equipment.—Provides support to the Transportation technology center (TTC) and the track research instrumentation platform. The TTC is a governmentowned facility near Pueblo, Colorado, operated by the Association of American Railroads under a contract for care, custody and control. Object Classification (in millions of dollars) 2001 actual Identification code 69–0745–0–1–401 2002 est. 2003 est. 25.2 25.4 25.5 41.0 Direct obligations: Other services ............................................................ Operation and maintenance of facilities .................. Research and development contracts ....................... Grants, subsidies, and contributions ........................ 3 2 17 2 12 1 18 4 12 1 14 2 99.0 99.0 Direct obligations .................................................. 24 Reimbursable obligations .............................................. ................... 35 1 29 1 36 30 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 25 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ................... 29 28 1 1 70.00 Total new budget authority (gross) .......................... 25 30 29 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 30 24 ¥21 33 33 36 ¥42 27 27 30 ¥32 25 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 15 6 18 23 18 12 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... ................... 42.00 Transferred from other accounts .............................. ................... ................... 87.00 Total outlays (gross) ................................................. 21 42 32 43.00 Appropriation (total discretionary) ........................ ................... ................... ................... Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ................... ¥1 ¥1 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... 29 41 28 31 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 99.9 14:21 Jan 23, 2002 Jkt 189685 24 f RAILROAD RESEARCH AND DEVELOPMENT (Legislative proposal, not subject to PAYGO) Note.—See section 331 of the General Provisions for the proposed appropriations language. 25 21 The objective of the Railroad Research and Development (R&D) program is to provide science and technology support for rail safety rulemaking and enforcement and to stimulate technological advances in conventional and high-speed railroads. This activity is conducted with the cooperation of and some cost-sharing from private sector organizations. Railroad system issues.—Provides for research in railroad system safety, performance-based regulations, railroad systems and infrastructure security, railroad environmental issues, and locomotive R&D. Human factors.—Provides for research in train operations, and yard and terminal accidents and incidents. Rolling stock and components.—Provides for research in onboard monitoring systems, wayside monitoring systems, and material and design improvements. Track and structures.—Provides for research in inspection techniques, material and component reliability, track and structure design and performance, and track stability data processing and feedback. VerDate 11-MAY-2000 Total new obligations ................................................ PO 00000 Frm 00044 Fmt 3616 Program and Financing (in millions of dollars) 2001 actual Identification code 69–0745–2–1–401 2002 est. 2003 est. ¥14 14 The Administration will propose legislation to authorize the collection and spending of a rail user fee. If the proposed authorizing legislation is enacted, the proviso for the rail user fee contained in the General Provisions will reduce the General Fund appropriation for Railroad Research and Development by $14 million, the amount of the proposed user fee. f RHODE ISLAND RAIL DEVELOPMENT Program and Financing (in millions of dollars) 2001 actual Identification code 69–0726–0–1–401 2002 est. 2003 est. 00.01 Obligations by program activity: Rhode Island rail development ...................................... 27 ................... ................... 10.00 Total new obligations (object class 41.0) ................ 27 ................... ................... 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 10 ................... ................... 17 ................... ................... 23.90 23.95 Total budgetary resources available for obligation Total new obligations .................................................... 27 ................... ................... ¥27 ................... ................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 17 ................... ................... Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.10 Total new obligations .................................................... 73.20 Total outlays (gross) ...................................................... 74.40 Obligated balance, end of year ..................................... 14 35 28 27 ................... ................... ¥6 ¥7 ¥17 35 28 11 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 86.93 Outlays from discretionary balances ............................. 3 ................... ................... 3 7 17 87.00 Total outlays (gross) ................................................. 6 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 759 øALASKA RAILROAD REHABILITATION¿ 7 17 17 ................... ................... 6 7 17 Funds were previously provided to continue the construction of a third rail line and related costs between Davisville and Central Falls, RI. No funds are requested for 2003, as the 2001 funding completed the Administration’s total funding commitment to this project. øTo enable the Secretary of Transportation to make grants to the Alaska Railroad, $20,000,000 shall be for capital rehabilitation and improvements benefiting its passenger operations, to remain available until expended.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0730–0–1–401 2002 est. 2003 est. 00.01 00.02 Obligations by program activity: Alaska Railroad rehabilitation ....................................... Deptartment of Defense, Air Force ................................ 10.00 Total new obligations (object class 41.0) ................ 30 20 ................... 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 30 ¥30 20 ................... ¥20 ................... 20 20 ................... 10 ................... ................... 20 20 ................... 10 ................... ................... 43.00 Appropriation (total discretionary) ........................ 30 20 ................... 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 40 30 ¥28 42 42 37 20 ................... ¥25 ¥37 37 ................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 12 16 8 ................... 17 37 87.00 f New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 42.00 Transferred from Department of Defense ................. Total outlays (gross) ................................................. 28 25 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 30 28 20 ................... 25 37 PENNSYLVANIA STATION REDEVELOPMENT PROJECT Program and Financing (in millions of dollars) 2001 actual Identification code 69–0723–0–1–401 2002 est. 2003 est. 00.01 Obligations by program activity: Pennsylvania Station redevelopment project ................. ................... 40 20 10.00 Total new obligations (object class 41.0) ................ ................... 40 20 Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year ................... 22.00 New budget authority (gross) ........................................ 20 23.90 23.95 24.40 20 ................... 20 20 Total budgetary resources available for obligation 20 40 20 Total new obligations .................................................... ................... ¥40 ¥20 Unobligated balance carried forward, end of year ....... 20 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.10 Total new obligations .................................................... 73.20 Total outlays (gross) ...................................................... 74.40 Obligated balance, end of year ..................................... These funds provided direct payments to the Alaska railroad. No funds are requested for 2003. f 20 20 20 ................... ................... ................... 40 ................... ¥3 ................... 37 37 20 ¥18 39 WEST VIRGINIA RAIL DEVELOPMENT Program and Financing (in millions of dollars) 3 12 ................... Total new obligations (object class 41.0) ................ 3 12 ................... 10.00 87.00 Total outlays (gross) ................................................. ................... 3 18 21.40 22.00 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ 20 Outlays ........................................................................... ................... 20 3 20 18 23.90 23.95 24.40 Funds are used to redevelop the Pennsylvania Station in New York City, which involves renovating the James A. Farley Post Office building as a train station and commercial center, and basic upgrades to Pennsylvania Station. Funding for this project was included in the Grants to the National Railroad Passenger Corporation appropriation in 1995 through 1997, and the Northeast Corridor Improvement Program in 1998. In 2000 an advance appropriation of $20 million was provided for 2001, 2002, and 2003. In 2001 the $20 million in advance appropriations for the Farley Building was made available specifically for fire and life safety initiatives. This 2003 amount reflects the last year of the funding level previously appropriated. PO 00000 2003 est. Obligations by program activity: West Virginia rail development ..................................... 2 16 Jkt 189685 2002 est. 00.01 2 1 14:21 Jan 23, 2002 2001 actual Identification code 69–0758–0–1–401 Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... ................... 86.93 Outlays from discretionary balances ............................. ................... VerDate 11-MAY-2000 37 Frm 00045 Fmt 3616 Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... 12 ................... New budget authority (gross) ........................................ 15 ................... ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 15 12 ................... ¥3 ¥12 ................... 12 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 15 ................... ................... 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... ................... Total new obligations .................................................... 3 Total outlays (gross) ...................................................... ................... Obligated balance, end of year ..................................... 3 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. ................... 89.00 Net budget authority and outlays: Budget authority ............................................................ Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 3 12 12 ................... ¥3 ¥8 12 4 3 8 15 ................... ................... 760 FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued AMTRAK REFORM COUNCIL WEST VIRGINIA RAIL DEVELOPMENT—Continued Program and Financing (in millions of dollars) Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–0758–0–1–401 90.00 Outlays ........................................................................... ................... 3 8 f TO THE NATIONAL CORPORATION 2003 est. 10.00 Obligations by program activity: Total new obligations (object class 99.5) ..................... 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 1 ................... ................... ¥1 ¥1 ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 1 ................... ................... RAILROAD PASSENGER 1 1 ................... 73.10 73.20 For necessary expenses of capital improvements of the National Railroad Passenger Corporation as authorized by 49 U.S.C. 24104(a), $521,476,000, to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for necessary expenses of capital improvements of the National Railroad Passenger Corporation as authorized by 49 U.S.C. 24104(a), $100,000,000, to remain available until expended, and to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0704–0–1–401 2002 est. 2003 est. Funds provided capital costs associated with track, signal and crossover rehabilitation and improvements on the MARC Brunswick line in West Virginia. No funds are requested in 2003. CAPITAL GRANTS 2001 actual Identification code 69–0152–0–1–407 2002 est. 2002 est. 2003 est. 00.02 Obligations by program activity: General capital grants ................................................... 551 933 521 10.00 Total new obligations (object class 41.0) ................ 551 933 521 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 343 520 312 ................... 621 521 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 863 933 521 ¥551 ¥933 ¥521 312 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) Appropriation (total discretionary) ........................ 520 621 521 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 3 551 ¥553 1 1 933 ¥854 80 80 521 ¥571 30 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... 1 ................... ................... Outlays from discretionary balances ............................. ................... 1 ................... 87.00 Total outlays (gross) ................................................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 1 ¥1 1 ................... ¥1 ................... 1 1 ................... 1 ................... ................... 1 1 ................... The Amtrak Reform Council was created by the Amtrak Reform and Accountability Act of 1997 (P.L. 105–134) to perform an independent assessment of Amtrak. The 1999 Department of Transportation and Related Agencies Appropriations Act expanded the Council’s mandate to include identifying Amtrak routes which are candidates for closure or realignment. The Council is an independent entity and its funding was presented within the Federal Railroad Administration for display purposes only. No funds are requested in 2003. Personnel Summary 2001 actual Identification code 69–0152–0–1–407 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 521 621 521 ¥1 ................... ................... 43.00 Change in obligated balances: Total new obligations .................................................... Total outlays (gross) ...................................................... 2002 est. 2003 est. 7 ................... ................... f NEXT GENERATION HIGH-SPEED RAIL For necessary expenses for the Next Generation High-Speed Rail program as authorized under 49 U.S.C. 26101 and 26102, ø$32,300,000¿ $23,200,000 to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) Outlays (gross), detail: 86.90 Outlays from new discretionary authority ..................... 86.93 Outlays from discretionary balances ............................. 208 345 541 313 521 50 Identification code 69–0722–0–1–401 87.00 Total outlays (gross) ................................................. 553 854 571 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 00.01 00.02 00.03 520 553 621 854 521 571 The National Railroad Passenger Corporation (Amtrak) was established in 1970 through the Rail Passenger Service Act. Amtrak is operated and managed as a for profit corporation with all Board members appointed by the Executive Branch of the Federal Government, with the advice and consent of the Senate. Amtrak is not an agency or instrumentality of the U.S. Government. Funding provides support for Amtrak capital requirements, including Northeast Corridor improvements. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00046 Fmt 3616 2001 actual Obligations by program activity: High-speed train control systems ................................. 11 High-speed non-electric locomotives ............................. 4 Grade crossing hazard mitigation/low-cost innovative technologies ............................................................... 4 00.04 Track/structures technology ........................................... 1 00.05 Corridor planning ........................................................... 1 00.06 Maglev ............................................................................ ................... 2002 est. 2003 est. 12 9 10 6 5 4 2 1 6 2 4 ................... 10.00 Total new obligations ................................................ 21 38 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 2 25 6 ................... 32 23 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 23 27 38 23 ¥21 ¥38 ¥23 6 ................... ................... FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 761 74.40 86.93 25 32 Obligated balance, end of year ..................................... Outlays (gross), detail: Outlays from discretionary balances ............................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 3 1 ................... 23 Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.10 Total new obligations .................................................... 73.20 Total outlays (gross) ...................................................... 74.40 Obligated balance, end of year ..................................... 60 21 ¥20 61 61 38 ¥19 80 80 23 ¥15 88 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 4 16 4 15 3 11 87.00 Total outlays (gross) ................................................. 20 19 15 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 25 20 32 19 23 15 1 ................... ................... 3 1 ................... This schedule displays emergency funding programs that no longer require appropriations and thus reflects outlays from 1997 and 1998 appropriations. In 1997, the funds were used to repair and rebuild freight rail lines of regional and short-line railroads or State-owned railroads damaged by floods in South Dakota, North Dakota, Minnesota, West Virginia and Iowa. In 1998, all states became eligible for this program. f The Next Generation High-Speed Rail Program will fund: research, development, and technology demonstration programs and the planning and analysis required to evaluate technology proposals under the program. Program and Financing (in millions of dollars) 2001 actual 2002 est. Other services ................................................................ Grants, subsidies, and contributions ............................ 18 3 33 5 20 3 99.9 Total new obligations ................................................ 21 38 1 ................... 10.00 Total new obligations (object class 41.0) ................ ................... 1 ................... 21.40 23.95 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 1 1 ................... Total new obligations .................................................... ................... ¥1 ................... Unobligated balance carried forward, end of year ....... 1 ................... ................... 72.40 73.10 73.20 Change in obligated balances: Obligated balance, start of year ................................... 1 ................... ................... Total new obligations .................................................... ................... 1 ................... Total outlays (gross) ...................................................... ¥1 ¥1 ................... 86.93 f Outlays (gross), detail: Outlays from discretionary balances ............................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 1 1 ................... NORTHEAST CORRIDOR IMPROVEMENT PROGRAM Program and Financing (in millions of dollars) 10.00 2003 est. Obligations by program activity: Local rail freight assistance ......................................... ................... 23 00.04 2002 est. 00.01 2003 est. 25.2 41.0 2001 actual Identification code 69–0123–0–1–401 2001 actual Identification code 69–0714–0–1–401 Object Classification (in millions of dollars) Identification code 69–0722–0–1–401 LOCAL RAIL FREIGHT ASSISTANCE 2002 est. 2003 est. Obligations by program activity: System engineering, program management and administration ............................................................... ................... 3 ................... Total new obligations (object class 25.2) ................ ................... 3 ................... 21.40 23.95 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 3 3 ................... Total new obligations .................................................... ................... ¥3 ................... Unobligated balance carried forward, end of year ....... 3 ................... ................... 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... 16 Total new obligations .................................................... ................... Total outlays (gross) ...................................................... ¥1 Obligated balance, end of year ..................................... 15 15 14 3 ................... ¥4 ¥9 14 5 1 1 ................... This program provided discretionary and flat-rate grants to States for rail planning, and for acquisition, track rehabilitation, and rail facility construction with respect to light density freight lines. No funds are requested for this account in 2003. f CONRAIL COMMUTER TRANSITION ASSISTANCE Outlays (gross), detail: 86.93 Outlays from discretionary balances ............................. 89.00 90.00 1 4 Program and Financing (in millions of dollars) 9 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... 4 9 2003 est. 72.40 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 2 1 ................... f AND 2002 est. 89.00 90.00 Provided funds to continue the upgrade of passenger rail service in the corridor between Washington, D.C. and Boston. Beginning in 2001, funding is available within the Amtrak appropriation. EMERGENCY RAILROAD REHABILITATION 2001 actual Identification code 69–0747–0–1–401 REPAIR 3 1 ................... ¥2 ¥1 ................... 1 ................... ................... 2 1 ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–0124–0–1–401 72.40 73.20 Change in obligated balances: Obligated balance, start of year ................................... Total outlays (gross) ...................................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 4 ¥3 PO 00000 2002 est. 2003 est. 1 ................... ¥1 ................... Frm 00047 Fmt 3616 These funds helped to defray the one-time-only start-up costs of commuter service and other transition expenses connected with the transfer of rail commuter services from Conrail to other operators. Between 1986 and 1993, funds were appropriated to fund commuter rail and bridge improvements Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued 762 THE BUDGET FOR FISCAL YEAR 2003 90.00 General and special funds—Continued Financing disbursements ............................................... ................... 118 30 CONRAIL COMMUTER TRANSITION ASSISTANCE—Continued in the Philadelphia, Pennsylvania region. No additional funds are requested in 2003. f Status of Direct Loans (in millions of dollars) 2001 actual Identification code 69–4183–0–3–401 2002 est. 2003 est. Position with respect to appropriations act limitation on obligations: 1111 Limitation on direct loans ............................................. ................... ................... ................... Credit accounts: ALAMEDA CORRIDOR DIRECT LOAN FINANCING PROGRAM 1150 The Alameda Transportation Corridor is an intermodal project connecting the Ports of Los Angeles and Long Beach to downtown Los Angeles. The project replaces the current 20 miles of at-grade rail line with a high-speed, below-grade corridor, thereby eliminating over 200 grade crossings. It also widens and improves the adjacent major highway on this alignment and mitigates the impact of increased international traffic transferring through the San Pedro Ports. The loan has permitted construction to continue without interruption through the sale of debt obligations, the proceeds of which funded the majority of the project’s costs. The amount of subsidy budget authority originally provided for the Alameda Corridor Transportation project was $59 million. The Alameda Corridor Transportation Authority (ACTA) has now completely drawn down the DOT loan proceeds totaling $400 million. In January 1999, ACTA received investment grade ratings from three rating agencies on its debt obligations financing construction of the project. As required by the Federal Credit Reform Act of 1990, this account records, for this program, the subsidy costs associated with the direct loan obligated in 1997. The subsidy amounts are estimated on a present value basis. No funds are requested for this account in 2003, as all funds required to complete this project were provided in 1997. f ALAMEDA CORRIDOR DIRECT LOAN FINANCING ACCOUNT Total direct loan obligations ..................................... ................... ................... ................... 1210 1251 1261 Cumulative balance of direct loans outstanding: Outstanding, start of year ............................................. 488 503 534 Repayments: Repayments and prepayments ................. ................... ................... ................... Adjustments: Capitalized interest ................................. 15 31 33 1290 Outstanding, end of year .......................................... 2001 actual Obligations by program activity: Interest paid to Treasury ............................................... ................... Downward re-estimates: 08.02 Downward subsidy reestimate .................................. ................... 08.04 Interest on downward reestimate of subsidy ........... ................... 00.02 534 567 Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars) 2001 actual Identification code 69–4183–0–3–401 Direct loan downward reestimate subsidy budget authority: 137001 Downward reestimates subsidy budget authority ......... ................... 2002 est. 2003 est. ¥63 ................... 137901 Total downward reestimate budget authority ............... ................... Direct loan downward reestimate subsidy outlays: 138001 Downward reestimates subsidy outlays ........................ ................... ¥63 ................... 138901 Total downward reestimate subsidy outlays ................. ................... ¥63 ................... ¥63 ................... As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from direct loans. The amounts in this account are a means of financing and are not included in the budget totals. Balance Sheet (in millions of dollars) Program and Financing (in millions of dollars) Identification code 69–4183–0–3–401 503 Identification code 69–4183–0–3–401 58 34 50 ................... 13 ................... 08.91 Total downward re-estimates .................................... ................... 10.00 Total new obligations ................................................ ................... 121 63 ................... Budgetary resources available for obligation: New financing authority (gross) .................................... ................... Total new obligations .................................................... ................... 121 ¥121 34 ¥34 2002 est. 2003 est. ASSETS: Net value of assets related to post– 1991 direct loans receivable: 1401 Direct loans receivable, gross ............ 1402 Interest receivable .............................. 1405 Allowance for subsidy cost (–) ........... 400 .................. –11 503 .................. .................. 534 3 .................. 567 4 .................. 389 503 537 571 Total assets ........................................ LIABILITIES: 2103 Federal liabilities: Debt ........................... 389 503 537 571 389 503 537 571 Total liabilities .................................... 389 503 537 571 Total liabilities and net position ............ 389 503 537 571 34 22.00 23.95 2001 actual 4999 2003 est. 2000 actual 2999 2002 est. 1499 Net present value of assets related to direct loans ........................... 1999 New financing authority (gross), detail: Discretionary: 47.00 Authority to borrow .................................................... ................... 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ................... 118 30 3 4 70.00 121 34 Total new financing authority (gross) ...................... ................... Change 73.10 Total 73.20 Total 87.00 Total in obligated balances: new obligations .................................................... ................... financing disbursements (gross) ......................... ................... financing disbursements (gross) ......................... ................... 121 ¥121 121 34 ¥34 34 Offsets: Against gross financing authority and financing disbursements: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ................... ¥3 ¥4 Net financing authority and financing disbursements: Financing authority ........................................................ ................... 118 30 Frm 00048 Fmt 3616 89.00 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 f RAILROAD REHABILITATION AND IMPROVEMENT PROGRAM The Secretary of Transportation is authorized to issue to the Secretary of the Treasury notes or other obligations pursuant to section 512 of the Railroad Revitalization and Regulatory Reform Act of 1976 (Public Law 94–210), as amended, in such amounts and at such times as may be necessary to pay any amounts required pursuant to the guarantee of the principal amount of obligations under sections 511 through 513 of such Act, such authority to exist as long as any such guaranteed obligation is outstanding: Provided, That pursuant to section 502 of such Act, as amended, no new direct loans or loan guarantee commitments shall be made using Federal funds for the credit risk premium during fiscal year ø2002¿ 2003. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars) 2001 actual Identification code 69–0750–0–1–401 2002 est. 89.00 90.00 Net financing authority and financing disbursements: Financing authority ........................................................ ................... Financing disbursements ............................................... ................... 763 146 146 87 87 2003 est. Status of Direct Loans (in millions of dollars) Direct loan levels supportable by subsidy budget authority: 115001 Direct loan levels ........................................................... ................... 150 150 100 0.00 115901 Total direct loan levels .................................................. ................... Direct loan subsidy (in percent): 132001 Credit Risk Premium rate .............................................. ................... 100 0.00 132901 Weighted average subsidy rate ..................................... ................... 0.00 0.00 Direct loan subsidy budget authority: 133001 Direct loan levels ........................................................... ................... ................... ................... 133901 Total subsidy budget authority ...................................... ................... ................... ................... Direct loan subsidy outlays: 134001 Credit Risk Premium outlays ......................................... ................... ................... ................... 2001 actual Identification code 69–4420–0–3–401 2002 est. 2003 est. Position with respect to appropriations act limitation on obligations: 1111 Limitation on direct loans ............................................. ................... ................... ................... 1121 Limitation available from carry-forward ....................... 3,500 3,500 3,290 1143 Unobligated limitation carried forward (P.L. xx) (¥) ¥3,500 ¥3,290 ¥3,093 1150 1210 1231 1251 Total direct loan obligations ..................................... ................... 210 197 Cumulative balance of direct loans outstanding: Outstanding, start of year ............................................. 4 4 Disbursements: Direct loan disbursements ................... ................... 150 Repayments: Repayments and prepayments ................. ................... ................... 154 100 ¥8 134901 Total subsidy outlays ..................................................... ................... ................... ................... 1290 Data above includes funds for the Railroad Rehabilitation and Improvement and Amtrak Corridor Improvement Loans program accounts. These accounts were funded under separate appropriations, and are displayed in a consolidated format. The two accounts are loan administration accounts. No funding is requested in 2003. No loans are proposed to be supported in 2003 with Federal funds. TEA–21 expanded the Railroad Rehabilitation and Improvement program to permit non-Federal entities to provide the subsidy budget authority needed to support a loan through the payment of a credit risk premium. The final rule regarding the administration of the program was published on July 6, 2000. Outstanding, end of year .......................................... 4 154 246 As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from direct loans. The amounts in this account are a means of financing and are not included in the budget totals. Balance Sheet (in millions of dollars) Identification code 69–4420–0–3–401 2000 actual 2001 actual ASSETS: Net value of assets related to post– 1991 direct loans receivable: 1401 Direct loans receivable, gross ............ 2002 est. 2003 est. .................. .................. 150 246 .................. .................. 150 246 4 4 3 3 1999 Total assets ........................................ LIABILITIES: 2105 Federal liabilities: Other .......................... 4 4 153 249 2999 f 1499 RAILROAD REHABILITATION AND IMPROVEMENT DIRECT LOAN FINANCING ACCOUNT 1601 Program and Financing (in millions of dollars) 2001 actual Identification code 69–4420–0–3–401 2002 est. 2003 est. Net present value of assets related to direct loans ........................... Net value of assets related to pre–1992 direct loans receivable and acquired defaulted guaranteed loans receivable: Direct loans, gross .................... Obligations by program activity: Interest to Treasury ........................................................ ................... Direct loans .................................................................... ................... 4 150 12 100 10.00 Total new obligations ................................................ ................... 154 112 Budgetary resources available for obligation: 22.00 New financing authority (gross) .................................... ................... 23.95 Total new obligations .................................................... ................... 154 ¥154 70.00 73.10 73.20 87.00 8 17 Total new financing authority (gross) ...................... ................... 154 112 154 ¥154 154 112 ¥112 112 in obligated balances: new obligations .................................................... ................... financing disbursements (gross) ......................... ................... financing disbursements (gross) ......................... ................... ¥5 ¥8 ¥12 ¥8 ¥25 Frm 00049 Fmt 3616 Total, offsetting collections (cash) .................. ................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 249 153 249 .................. .................. .................. .................. Total net position ................................ .................. .................. .................. .................. 4999 Total liabilities and net position ............ 4 4 153 249 RAILROAD REHABILITATION AND IMPROVEMENT LIQUIDATING ACCOUNT Program and Financing (in millions of dollars) 2001 actual Identification code 69–4411–0–3–401 2002 est. 2003 est. 00.01 Obligations by program activity: Interest to Treasury ........................................................ ................... 2 2 10.00 Offsets: Against gross financing authority and financing disbursements: Offsetting collections (cash) from: Non-Federal sources: 88.40 Credit premium ................................................ ................... ¥8 88.40 Principal repayment ......................................... ................... ................... 88.40 Interest payment .............................................. ................... ................... 88.90 153 4 95 25 ¥8 Spending authority from offsetting collections (total mandatory) ............................................................ ................... Change Total Total Total 4 4 f New financing authority (gross), detail: Mandatory: 67.10 Authority to borrow .................................................... ................... 146 69.00 Offsetting collections (cash) ......................................... ................... 8 69.47 Portion applied to repay debt ........................................ ................... ................... 69.90 112 ¥112 4 Total liabilities .................................... NET POSITION: 3300 Cumulative results of operations ............ 3999 00.01 00.02 Total new obligations (object class 43.0) ................ ................... 2 2 21.40 22.00 22.60 Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... New budget authority (gross) ........................................ 8 Portion applied to repay debt ........................................ ................... 23.90 23.95 24.40 8 ................... 2 2 ¥8 ................... Total budgetary resources available for obligation 8 2 2 Total new obligations .................................................... ................... ¥2 ¥2 Unobligated balance carried forward, end of year ....... 8 ................... ................... New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... 8 69.47 Portion applied to repay debt ................................... ................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 6 ¥4 6 ¥4 764 FEDERAL RAILROAD ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 4999 Credit accounts—Continued Total liabilities and net position ............ 67 55 49 43 RAILROAD REHABILITATION AND IMPROVEMENT LIQUIDATING ACCOUNT—Continued f Program and Financing (in millions of dollars)—Continued AMTRAK CORRIDOR IMPROVEMENT DIRECT LOAN FINANCING ACCOUNT 2001 actual Identification code 69–4411–0–3–401 69.90 73.10 73.20 Spending authority from offsetting collections (total mandatory) ............................................. 2002 est. 2003 est. Program and Financing (in millions of dollars) 8 2 2 Change in obligated balances: Total new obligations .................................................... ................... Total outlays (gross) ...................................................... ................... 2 ¥2 2 ¥2 2 ¥8 ¥6 Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... 90.00 Outlays ........................................................................... ¥8 ¥4 ¥4 2 2001 actual Cumulative balance of direct loans outstanding: 1210 Outstanding, start of year ............................................. 49 1251 Repayments: Repayments and prepayments ................. ................... 1290 Outstanding, end of year .......................................... ¥4 ¥4 49 2002 est. 2003 est. 49 ¥9 40 36 ASSETS: Net value of assets related to pre–1992 direct loans receivable and acquired defaulted guaranteed loans receivable: 1601 Direct loans, gross .............................. 1602 Interest receivable .............................. 1699 Value of assets related to direct loans .......................................... 1999 2001 actual Budgetary resources available for obligation: Capital transfer to general fund ................................... ................... 72.40 74.40 Change in obligated balances: Obligated balance, start of year ................................... Obligated balance, end of year ..................................... Net financing authority and financing disbursements: Financing authority ........................................................ ................... ................... ................... Financing disbursements ............................................... ................... ................... ................... 2000 actual 2001 actual ASSETS: 1207 Non-Federal assets: Advances and prepayments ............................................. 1 1 1 .................. 1999 2003 est. 1 1 1 .................. 1 1 1 .................. Total liabilities .................................... NET POSITION: 1 1 1 .................. 3999 Total net position ................................ .................. .................. .................. .................. 4999 Total liabilities and net position ............ 1 1 1 .................. f AMTRAK CORRIDOR IMPROVEMENT LOANS LIQUIDATING ACCOUNT Program and Financing (in millions of dollars) 2001 actual Identification code 69–0720–0–1–401 New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... 69.47 Portion applied to repay debt ................................... 2003 est. 1 ¥1 1 ¥1 Offsets: Against gross budget authority and outlays: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ¥1 ¥1 ¥1 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... ¥1 ¥1 ¥1 ¥1 ¥1 ¥1 89.00 90.00 49 18 44 11 40 9 36 7 67 55 49 43 67 55 49 43 Identification code 69–0720–0–1–401 Status of Direct Loans (in millions of dollars) 11 44 9 40 7 36 2999 67 55 49 43 1290 PO 00000 Frm 00050 Fmt 3616 Jkt 189685 1 ¥1 2002 est. Spending authority from offsetting collections (total mandatory) ............................................. ................... ................... ................... 18 49 14:21 Jan 23, 2002 2003 est. 2999 Cumulative balance of direct loans outstanding: 1210 Outstanding, start of year ............................................. 1251 Repayments: Repayments and prepayments ................. VerDate 11-MAY-2000 2002 est. Total assets ........................................ LIABILITIES: 2202 Non-Federal liabilities: Interest payable Total assets ........................................ LIABILITIES: Federal liabilities: 2102 Interest payable .................................. 2103 Debt ..................................................... Total liabilities .................................... 1 1 ................... 1 ................... ................... Balance Sheet (in millions of dollars) 69.90 2002 est. ¥1 ................... As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from direct loans obligated in 1992 and beyond (including modifications of direct loans that resulted from obligations in any year). The amounts in this account are a means of financing and are not included in the budget totals. Identification code 69–4164–0–3–401 Balance Sheet (in millions of dollars) 2000 actual 22.40 40 ¥4 Section 505—Redeemable preference shares.—Authority for the section 505 redeemable preference shares program expired on September 30, 1988. The account reflects actual outlays of –$8 million in 2001, and projected outlays of –$4 million in 2002 and –$4 million in 2003 resulting from payments of principal and interest as well as repurchases of redeemable preference shares and the sale of redeemable preference shares to the private sector. Section 511—Loan repayments.—This program reflects repayments of principal and interest on outstanding borrowings by the railroads to the Federal Financing Bank under the section 511 loan guarantee program. As required by the Federal Credit Reform Act of 1990, this account records, for this program, all cash flows to and from the Government resulting from direct loans obligated and loan guarantees committed prior to 1992. All new activity in this program (including modifications of direct loans or loan guarantees that resulted from obligations or commitments in any year) is recorded in corresponding program accounts and financing accounts. Identification code 69–4411–0–3–401 2003 est. ¥6 Status of Direct Loans (in millions of dollars) Identification code 69–4411–0–3–401 2002 est. 89.00 90.00 Outlays (gross), detail: 86.97 Outlays from new mandatory authority ......................... ................... Offsets: Against gross budget authority and outlays: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. 2001 actual Identification code 69–4164–0–3–401 Sfmt 3643 2001 actual Outstanding, end of year .......................................... E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. 5 ¥1 4 ¥1 3 ¥1 4 3 2 FEDERAL TRANSIT ADMINISTRATION Federal Funds DEPARTMENT OF TRANSPORTATION As required by the Federal Credit Reform Act of 1990, this account records, for this program, all cash flows to and from the Government resulting from direct loans obligated prior to 1992. All new activity in this program (including modifications of direct loans or loan guarantees that resulted from obligations or commitments in any year) is recorded in corresponding program accounts and financing accounts. 2001 actual 2002 est. 5 4 3 2 1999 Total assets ........................................ LIABILITIES: 2105 Federal liabilities: Federal liabilities; Other ................................................... 5 4 3 2 5 4 3 2 2999 Total liabilities .................................... 5 4 3 2 4999 Total liabilities and net position ............ 5 4 3 2 f (LIQUIDATION 2002 est. 2003 est. 16 51 17 54 18 58 Subtotal, obligation limitation ......................... Transit planning and research, general fund .......... Transit planning and research, trust fund ............... 67 22 148 71 23 93 77 24 98 170 1 5 116 1 5 122 1 5 6 20 80 6 25 100 6 30 120 Subtotal, obligation limitation ......................... Formula grants, general fund ................................... Formula grants, trust fund ....................................... 100 617 3,901 125 692 2,874 150 768 3,071 Subtotal, obligation limitation ......................... Capital investment grants, general fund ................. Capital investment grants, trust fund ..................... 4,517 578 2,117 3,566 718 2,272 3,839 607 2,429 Subtotal, obligation limitation ......................... Trust fund share of expenses, total budget authority (non-add) ......................................................... Trust fund share of expenses, available for obligation (non-add) ....................................................... 2,695 2,991 3,036 [6,312] [5,398] [5,781] [6,301] [5,398] [5,781] Total FTA, obligation limitation ........................ 7,555 6,870 7,230 2003 est. ASSETS: 1601 Net value of assets related to pre–1992 direct loans receivable and acquired defaulted guaranteed loans receivable: Direct loans, gross .................... OF 2001 actual Subtotal, obligation limitation ......................... Job access and reverse commute, general fund Job access and reverse commute, trust fund .......... 2000 actual TRUST FUND SHARE [In millions of dollars] Obligation Limitations: Administrative expenses, general fund ..................... Administrative expenses, trust fund ......................... Subtotal, obligation limitation ......................... University transportation centers, general fund ....... University transportation centers, trust fund ........... Balance Sheet (in millions of dollars) Identification code 69–0720–0–1–401 765 NEXT GENERATION HIGH-SPEED RAIL OF CONTRACT AUTHORIZATION) Notes.—2001 reflects a reduction of $3 million in budget authority and $11 million in obligation limitation pursuant to P.L. 106–554. 2001 funds reflect the transfer of $1,291 million from FHWA to FTA. The budget assumes that flex-funding transfer between FWHA and FTA will continue, and will be documented at the end of the fiscal year. (HIGHWAY TRUST FUND) Program and Financing (in millions of dollars) 2001 actual Identification code 69–9973–0–7–401 f 2002 est. 2003 est. Federal Funds Change in obligated balances: 72.40 Obligated balance, start of year ................................... 73.20 Total outlays (gross) ...................................................... 2 ................... ................... ¥2 ................... ................... 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. 2 ................... ................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 2 ................... ................... This account provided funds for research, development, and demonstrations to support the advancement of high-speed rail technology. These activities are now supported through the Next Generation High-Speed Rail general fund account. f FEDERAL TRANSIT ADMINISTRATION The Federal Transit Administration (FTA) provides funding to transit operators, State and local governments and other recipients for the construction of facilities; the purchase of vehicles and equipment; the improvement of technology, service techniques, and methods; the support of regionwide transportation planning; and transit operations. In addition to improving general mobility, FTA provides financial assistance to help implement other national goals relating to mobility for the elderly, people with disabilities, and economically disadvantaged individuals. The Transportation Equity Act for the 21st Century reauthorized transit programs through FY 2003, and created the new discretionary Mass Transit Budget Category. The General Fund and Highway Trust Fund funding contained in the mass transit category is referred to as ‘‘guaranteed’’ funding. Approximately 80 percent of transit funding in 2002 is derived from the mass transit account of the Highway Trust Fund. In 2003, $7,230 million is proposed for transit programs. The following tables show the funding for the Federal Transit Administration programs. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00051 Fmt 3616 General and special funds: ADMINISTRATIVE EXPENSES For necessary administrative expenses of the Federal Transit Administration’s programs authorized by chapter 53 of title 49, United States Code, ø$13,400,000¿ $18,200,000: Provided, That no more than ø$67,000,000¿ $76,600,000 of budget authority shall be available for these purposes: Provided further, That of the funds in this Act available for the execution of contracts under section 5327(c) of title 49, United States Code, $2,000,000 shall be reimbursed to the Department of Transportation’s Office of Inspector General for costs associated with audits and investigations of transit-related issues, including reviews of new fixed guideway systems: Provided further, That not to exceed $2,600,000 for the National transit database shall remain available until expended. Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required. Program and Financing (in millions of dollars) 2001 actual Identification code 69–1120–0–1–401 2002 est. 2003 est. 00.01 01.01 Obligations by program activity: Direct program ............................................................... Reimbursable program .................................................. 67 1 71 1 77 1 10.00 Total new obligations ................................................ 68 72 78 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 68 ¥68 72 ¥72 78 ¥78 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 16 17 19 52 55 59 70.00 Total new budget authority (gross) .......................... 68 72 78 72.40 73.10 73.20 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... 8 68 ¥66 10 72 ¥76 6 78 ¥77 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 766 FEDERAL TRANSIT ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued FORMULA GRANTS ADMINISTRATIVE EXPENSES—Continued (INCLUDING Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–1120–0–1–401 2002 est. 2003 est. 74.40 Obligated balance, end of year ..................................... 10 6 7 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 62 4 66 10 71 6 87.00 Total outlays (gross) ................................................. 66 76 77 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥52 ¥55 ¥59 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 16 14 17 21 19 18 89.00 90.00 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 13 11 2002 est. 13 17 2003 est. 15 14 For 2003, $77 million is requested to fund the personnel and other support costs associated with management and direction of FTA programs. This includes $2 million to be reimbursed to the Inspector General for transit-related audits. In addition, funds will be available for FTA’s essential transit operations data base, the National Transit Database. FTA has been a forerunner in expanding automated systems to provide better access to customers. The Transportation Electronic Award and Management (TEAM) system provides online access to grantees for grant awards and disbursements. 2001 actual Identification code 69–1120–0–1–401 11.1 11.3 11.9 12.1 21.0 23.1 23.3 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Program and Financing (in millions of dollars) 2002 est. 2001 actual Identification code 69–1129–0–1–401 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Salt Lake Olympics .................................................... 45 5 ................... 00.02 Urban formula-capital ............................................... 4,059 3,259 3,304 00.03 Alaska Railroad ......................................................... 13 5 5 00.04 Clean fuels ................................................................ ................... ................... 40 00.05 Elderly and disabled ................................................. 175 84 90 00.06 Nonurban formula ..................................................... 214 225 235 00.07 Over-the-road-bus ..................................................... 2 4 6 00.08 Emergency response funds ....................................... ................... 34 ................... 00.09 New freedom initiative .............................................. ................... ................... 145 10.00 Object Classification (in millions of dollars) TRANSFER OF FUNDS) For necessary expenses to carry out 49 U.S.C. 5307, 5308, 5310, 5311, 5327, and section 3038 of Public Law 105–178, ø$718,400,000¿ $767,800,000, to remain available until expended: Provided, That no more than ø$3,592,000,000¿ $3,839,000,000 of budget authority shall be available for these purposesø: Provided further, That, notwithstanding any other provision of law, of the funds provided under this heading, $5,000,000 shall be available for grants for the costs of planning, delivery, and temporary use of transit vehicles for special transportation needs and construction of temporary transportation facilities for the VII Paralympiad for the Disabled, to be held in Salt Lake City, Utah: Provided further, That in allocating the funds designated in the preceding provisio, the Secretary shall make grants only to the Utah Department of Transportation, and such grants shall not be subject to any local share requirement or limitation on operating assistance under this Act or the Federal Transit Act, as amended: Provided further, That notwithstanding section 3008 of Public Law 105–178 and 49 U.S.C. 5309(m)(3)(C), $50,000,000 of the funds to carry out 49 U.S.C. 5308 shall be transferred to and merged with funding provide for the replacement, rehabilitation, and purchase of buses and related equipment and the construction of bus-related facilities under ‘‘Federal Transit Administration, Capital investment grants’’.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Formula Grants’’, $23,500,000, to remain available until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Total new obligations ................................................ 4,508 3,616 3,825 2003 est. 36 1 38 1 41 1 37 10 2 4 39 12 2 4 42 13 2 5 25.2 31.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Communications, utilities, and miscellaneous charges ................................................................. Other services ............................................................ Equipment ................................................................. 2 11 1 2 11 1 2 12 1 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 67 1 71 1 77 1 99.9 Total new obligations ................................................ 68 72 78 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 1,295 1,327 1,287 New budget authority (gross) ........................................ 4,518 3,566 3,839 Resources available from recoveries of prior year obligations ....................................................................... 23 ................... ................... 22.22 Unobligated balance transferred from other accounts ................... 10 ................... 21.40 22.00 22.10 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 41.00 Transferred to other accounts ................................... 4,903 ¥3,616 1,287 5,126 ¥3,825 1,301 669 742 768 ¥1 ................... ................... ¥51 ¥50 ................... Direct: 1001 Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2002 est. 2003 est. 483 505 517 15 13 617 692 768 3,901 2,874 3,071 Total new budget authority (gross) .......................... 4,518 3,566 3,839 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 86.90 2001 actual Identification code 69–1120–0–1–401 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 70.00 Personnel Summary 43.00 68.00 5,836 ¥4,508 1,327 Outlays (gross), detail: Outlays from new discretionary authority ..................... 13 PO 00000 Frm 00052 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 5,931 6,338 6,240 4,508 3,616 3,825 ¥4,078 ¥3,714 ¥3,534 ¥23 ................... ................... 6,338 6,240 6,531 757 391 400 FEDERAL TRANSIT ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION 86.93 Outlays from discretionary balances ............................. 3,321 3,323 3,136 87.00 Total outlays (gross) ................................................. 4,078 3,714 3,534 767 Object Classification (in millions of dollars) 2001 actual Identification code 69–1129–0–1–401 2002 est. 2003 est. 25.2 41.0 ¥3,901 Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 617 178 ¥2,874 692 840 Other services ................................................................ Grants, subsidies, and contributions ............................ 12 4,496 18 3,598 18 3,807 99.9 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Total new obligations ................................................ 4,508 3,616 3,825 ¥3,071 f 768 463 UNIVERSITY TRANSPORTATION RESEARCH Formula grant funding is requested at $3,839 million in 2003, the guarantee level in TEA–21. Formula Grant funds can be used for all transit purposes including planning, bus and railcar purchases, facility repair and construction, maintenance and where eligible, operating expenses. Increased investment levels help transit succeed in alleviating congestion, ensuring basic mobility, promoting more livable communities and helping meet additional needs required as a result of the Americans with Disabilities Act (ADA) and the Clean Air Act (CAA). In 2003, the budget requests $5 million for the Alaska Railroad, $50 million for the Clean Fuels Formula program consistent with the Transportation Equity Act for the 21st Century, TEA–21, and $7 million for the Rural Transportation Accessibility Incentive Program, commonly referred to as the Over-the-Road Bus Accessibility Program. In addition, $6 million will support the Department’s efforts to bring together the timely delivery of transportation projects with the protection and enhancement of the environment. The Administration will seek legislation for the New Freedoms Initiative: $100 million for a grant program using alternative methods to promote access to transportation; and $45 million for a pilot program that promotes innovative transportation solutions for people with disabilities. Clean Fuels Formula Program.—$50 million will finance the purchase or lease of clean fuel buses and facilities and the improvement of existing facilities to accommodate clean fuel buses. Over-the-Road Bus Accessibility Program.—$7 million for the Rural Transportation Accessibility Incentive Program established in TEA–21 will assist operators of over-the-road buses to finance the incremental capital and training costs of complying with the Department of Transportation’s final rule regarding accessibility of over-the-road buses required by the ADA. Urbanized Area Formula.—$3,308 million in funds will be apportioned to areas with populations of 50,000 or more. Funds may be used for any transit capital purpose, including preventive maintenance for these capital assets, in urban areas over 200,000 in population. Also, in urbanized areas under 200,000 both capital and operating costs are eligible expenditures. This funding will assist public transit agencies in meeting the requirements of the Clean Air Act Amendments and the Americans with Disabilities Act. These funds are critical to preserving mobility in our cities and supporting welfare reform by providing an affordable commute for people making the transition to work. Nonurbanized Area Formula.—$231 million will be apportioned according to a legislative formula based on each State’s nonurban population to areas with populations of less than 50,000. Available funding may be used to support intercity bus service as well as to help meet rural and small urban areas’ transit needs. Formula Grants for Elderly and Individuals with Disabilities.—$87 million will be apportioned to each State according to a legislatively required formula to assist in providing transportation to the elderly and individuals with disabilities. Grants are made for the purchase of vehicles and equipment and for transportation services under a contract, lease or similar arrangement. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00053 Fmt 3616 For necessary expenses to carry out 49 U.S.C. 5505, $1,200,000, to remain available until expended: Provided, That no more than $6,000,000 of budget authority shall be available for these purposes. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–1136–0–1–401 2002 est. 2003 est. 10.00 Obligations by program activity: Total new obligations (object class 41.0) ..................... 6 6 6 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 6 ¥6 6 ¥6 6 ¥6 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 1 1 1 5 5 5 70.00 Total new budget authority (gross) .......................... 6 6 6 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 10 6 ¥3 13 13 6 ¥7 12 12 6 ¥7 11 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... Outlays from discretionary balances ............................. 3 1 6 1 6 87.00 Total outlays (gross) ................................................. 3 7 7 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥5 ¥5 ¥5 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 1 ¥1 1 2 1 2 89.00 90.00 For 2003, $6 million is proposed for the University Transportation Research program. This program provides continued support for research, education and technology transfer activities aimed at addressing regional and national transportation problems. These funds are matched with support from nonFederal sources. This program also receives funding from the Federal Highway Administration. f TRANSIT PLANNING AND RESEARCH For necessary expenses to carry out 49 U.S.C. 5303, 5304, 5305, 5311(b)(2), 5312, 5313(a), 5314, 5315, and 5322, ø$23,000,000¿ $24,200,000, to remain available until expended: Provided, That no more than ø$116,000,000¿ $122,000,000, of budget authority shall be available for these purposes: Provided further, That $5,250,000 is available to provide rural transportation assistance (49 U.S.C. 5311(b)(2)), $4,000,000 is available to carry out programs under the National Transit Institute (49 U.S.C. 5315), $8,250,000 is available to carry out transit cooperative research programs (49 U.S.C. 5313(a)), ø$55,422,400¿ $60,385,600, is available for metropolitan planning (49 U.S.C. 5303, 5304, and 5305, ø$11,577,600¿ $12,614,400, is available for the national planning and research program (49 Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 768 FEDERAL TRANSIT ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued TRANSIT PLANNING AND RESEARCH—Continued U.S.C. 5314). (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–1137–0–1–401 2002 est. 2003 est. 00.01 09.01 Obligations by program activity: Direct program ............................................................... Reimbursable program .................................................. 180 20 130 20 124 20 10.00 Total new obligations ................................................ 200 150 144 35 190 25 136 16 142 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... 22.21 Unobligated balance transferred to other accounts 22.22 Unobligated balance transferred from other accounts 21.40 22.00 22.10 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. Spending authority from offsetting collections: 68.00 Offsetting collections (cash) ..................................... 68.10 Change in uncollected customer payments from Federal sources (unexpired) .................................. 68.90 70.00 1 ................... ................... ¥1 ................... ................... 1 5 ................... 166 ¥150 16 158 ¥144 14 22 23 24 160 113 2001 actual Identification code 69–1137–0–1–401 2002 est. 2003 est. 25.1 25.5 41.0 Direct obligations: Advisory and assistance services ............................. Research and development contracts ....................... Grants, subsidies, and contributions ........................ 1 13 166 1 10 119 1 10 113 Direct obligations .................................................. Reimbursable obligations .............................................. 180 20 130 20 124 20 99.9 Total new obligations ................................................ 200 150 144 118 f 8 ................... ................... 168 113 118 Total new budget authority (gross) .......................... 190 136 142 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... Object Classification (in millions of dollars) 99.0 99.0 226 ¥200 25 Spending authority from offsetting collections (total discretionary) .......................................... 72.40 73.10 73.20 73.45 74.00 of transportation methods and technologies which address such issues as accessibility for the disabled, air quality, traffic congestion, and transit service and operational improvements. The National Research Program supports the development of innovative transit technologies, such as hybrid electric buses, fuel cells, and battery powered propulsion systems. For support of metropolitan and statewide planning activities $73 million, the guaranteed level in TEA–21, is requested in 2003. Of this amount, $60.4 million will be apportioned to States for Metropolitan planning, and $12.6 million for statewide planning and research activities. These funds support the transportation planning activities that will enable these regional planning agencies to continue to plan for the transportation investments that best meet the needs of the communities they serve, and to comply with Federal statutes. 222 281 267 200 150 144 ¥133 ¥164 ¥176 ¥1 ................... ................... ¥8 ................... ................... 281 267 235 JOB ACCESS AND REVERSE COMMUTE GRANTS Notwithstanding section 3037(1)(3) of Public Law 105–178, as amended, for necessary expenses to carry out section 3037 of the Federal Transit Act of 1998, ø$25,000,000¿ $30,000,000, to remain available until expended: Provided, That no more than ø$125,000,000¿ $150,000,000 of budget authority shall be available for these purposes: Provided further, That up to ø$250,000¿ $300,000 of the funds provided under this heading may be used by the Federal Transit Administration for technical assistance and support and performance reviews of the Job Access and Reverse Commute Grants program. (Department of Transportation and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 49 84 31 133 31 145 87.00 Total outlays (gross) ................................................. 133 164 176 2001 actual Identification code 69–1125–0–1–401 2002 est. 2003 est. 10.00 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... Obligations by program activity: Total new obligations (object class 41.0) ..................... 85 120 150 ¥118 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 76 100 91 125 96 150 ¥8 ................... ................... 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 176 ¥85 91 216 ¥120 96 246 ¥150 96 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 20 25 30 80 100 120 ¥160 22 ¥28 ¥113 23 51 24 58 In 2003, a total of $122 million is requested for the transit planning and research activities, including $49 million for research and technology and $73 million for Metropolitan and Statewide Planning. In 2003, $49 million is requested for a variety of research activities. The National Research and Technology program is funded at $31.5 million. These funds will be used to cover costs for FTA’s essential safety and security activities and transit safety data collection. Additional research programs include $8 million for Transit Cooperative Research, $4 million for the National Transit Institute, $5 million for the Rural Transit Assistance Program. Under the national component of the program, the FTA is a catalyst in the research, development and deployment VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00054 Fmt 3616 70.00 Total new budget authority (gross) .......................... 100 125 150 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 58 85 ¥39 104 104 120 ¥67 157 157 150 ¥95 212 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 3 36 6 61 8 88 87.00 Total outlays (gross) ................................................. 39 67 95 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT FEDERAL TRANSIT ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥80 ¥100 ¥120 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 20 ¥41 25 ¥33 30 ¥25 89.00 90.00 In 2003, $150 million is requested for the Job Access and Reverse Commute Grants Program. This program is intended to provide grants to non-profit organizations and local transit agencies to fund transportation services in urban, suburban and rural areas to assist welfare recipients and low income individuals to access employment opportunities. Federal transit funds would provide 50 percent of the project costs, with grant recipients supplying the remaining 50 percent from local or Federal sources other than the Department of Transportation. f CAPITAL INVESTMENT GRANTS (INCLUDING TRANSFER OF FUNDS) For necessary expenses to carry out 49 U.S.C. 5308, 5309, 5318, and 5327, ø$568,200,000¿ $607,200,000, to remain available until expended: Provided, That no more than ø$2,841,000,000¿ $3,036,000,000 of budget authority shall be available for these purposesø: Provided further, That there shall be available¿, of which $1,214,000,000 is for fixed guideway modernization, ø$1,136,400,000¿; øthere shall be available¿ $607,200,000 is for the replacement, rehabilitation, and purchase of buses and related equipment and the construction of bus-related facilitiesø, $568,200,000, together with $50,000,000 transferred from ‘‘Federal Transit Administration, Formula Grants’’; and there shall be available¿; and $1,214,400,000 is for new fixed guideway systems ø$1,136,400,000, together with $1,488,840 of the funds made available under ‘‘Federal Transit Administration, Capital investment grants’’ in Public Law 105–277; to be available as follows: $10,296,000 for Alaska or Hawaii ferry projects; $1,000,000 for the Albuquerque, New Mexico, light rail project; $25,000,000 for the Atlanta, Georgia, North line extension project; $13,000,000 for the Baltimore, Maryland, central light rail transit double track project; $1,500,000 for the Baltimore, Maryland, rail transit project; $2,000,000 for the Birmingham, Alabama, transit corridor project; $10,631,245 for the Boston, Massachusetts, South Boston Piers transitway project; $500,000 for the Boston, Massachusetts, urban ring transit project; $7,000,000 for the Charlotte, North Carolina, South Corridor light rail transit project; $4,000,000 for the Nashville, Tennessee, East corridor commuter rail project; $141,000,000 for the New Jersey Hudson-Bergen light rail transit project; $15,000,000 for the New Orleans, Louisiana, Canal Street car line project; $1,200,000 for the New Orleans, Louisiana, Desire corridor streetcar project; $2,000,000 for the New York, New York, Second Avenue subway project; $20,000,000 for the Newark-Elizabeth, New Jersey, rail link project; $2,500,000 for the Northeast Indianapolis, Indiana, downtown corridor project; $2,500,000 for the Northern Indiana South Shore commuter rail project; $6,500,000 for the Oceanside-Escondido, California, light rail extension project; $500,000 for the Ohio, Central Ohio North corridor rail (COTA) project; $5,000,000 for the Pawtucket-TF Green, Rhode Island, commuter rail and maintenance facility project; $9,000,000 for the Philadelphia, Pennsylvania, Schuykill Valley metro project; VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00055 Fmt 3616 769 $10,000,000 for the Phoenix, Arizona, Central Phoenix/East Valley corridor project; $8,000,000 for the Pittsburgh, Pennsylvania, North Shore connector light rail transit project; $18,000,000 for the Pittsburgh, Pennsylvania, stage II light rail transit reconstruction project; $64,000,000 for the Portland, Oregon, Interstate MAX light rail transit extension project; $20,000,000 for the Puget Sound, Washington, RTA Sounder commuter rail project; $9,000,000 for the Raleigh, North Carolina, Triangle transit project; $328,000 for the Sacramento, California, light rail transit extension project; $14,000,000 for the Salt Lake City, Utah, CBD to University light rail transit project; $3,000,000 for the Salt Lake City, Utah, University Medical Center light rail transit extension project; $60,000,000 for the San Diego, California, Mission Valley East light rail project; $1,000,000 for the San Diego, California, Mid Coast corridor project; $75,673,790 for the San Francisco, California, BART extension to the airport project; $113,336 for the San Jose, California, Tasman West light rail transit project; $40,000,000 for the San Juan, Puerto Rico, Tren Urbano project; $1,700,000 for the Sioux City, Iowa, light rail project; $28,000,000 for the St. Louis-St. Clair, Missouri, metrolink extension project; $5,000,000 for the Stamford, Connecticut, urban transitway project; $32,750,000 for the Chicago, Illinois, Douglas branch reconstruction project; $55,000,000 for the for the Chicago,Illinois, METRA commuter rail and line extension project; $3,000,000 for the Chicago, Illinois, Ravenswood reconstruction project; $6,000,000 for the Cleveland, Ohio, Euclid corridor transportation project; $70,000,000 for the Dallas, Texas, North Central light rail transit extension project; $55,000,000 for the Denver, Colorado, Southeast corridor light rail transit project; $192,492 for the Denver, Colorado, Southwest corridor light rail transit project; $150,000 for the Des Moines, Iowa, DSM bus feasibility project; $200,000 for the Dubuque, Iowa, light rail feasibility project; $25,000,000 for the Dulles corridor, Virginia, bus rapid transit project; $27,000,000 for the Fort Lauderdale, Florida, Tri-County commuter rail upgrades project; $2,000,000 for the Fort Worth, Texas, Trinity railway express project; $750,000 for the Grand Rapids, Michigan, ITP metro area, major corridor project; $12,000,000 for the for Honolulu, Hawaii, bus rapid transit project; $10,000,000 for the Houston, Texas, Metro advanced transit project; $300,000 for the Iowa, Metrolink light rail feasibility project; $1,500,000 for the Johnson County, Kansas-Kansas City, Missouri, I–35 commuter rail project; $2,000,000 for the Kenosha-Racine-Milwaukee, Wisconsin, commuter rail extension project; $55,000,000 for the Largo, Maryland, metrorail extension project; $2,000,000 for the Little Rock, Arkansas, river rail project; $14,744,420 for the Long Island Rail Road, New York, East Side access project; $9,289,557 for the Los Angeles, California, North Hollywood extension project; $7,500,000 for the Los Angeles, California, East Side corridor light rail transit project; $3,000,000 for the Lowell, Massachusetts-Nashua, New Hampshire commuter rail extension project; $12,000,000 for the Maryland (MARC) commuter rail improvements project; $19,170,000 for the Memphis, Tennessee, Medical center rail extension project; Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 770 FEDERAL TRANSIT ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 90.00 General and special funds—Continued Outlays ........................................................................... ¥214 ¥502 ¥63 CAPITAL INVESTMENT GRANTS—Continued (INCLUDING TRANSFER OF FUNDS)—Continued $5,000,000 for the Miami, Florida, South Miami-Dade busway extension project; $10,000,000 for the Minneapolis-Rice, Minnesota, Northstar corridor commuter rail project; $50,000,000 for the Minneapolis-St. Paul, Minnesota, Hiawatha corridor light rail transit project; $3,000,000 for the Stockton, California, Altamont commuter rail project; $3,000,000 for the Virginia Railway Express station improvements project; $500,000 for the Washington County, Oregon, Wilsonville to Beaverton commuter rail project; $2,500,000 for the Wasilla, Alaska, alternative route project; and $400,000 for the Yosemite, California, area regional transportation system project¿. (Department of Transportation and Related Agencies Appropriations Act, 2002.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Capital Investment Grants’’, $100,000,000, to remain available until expended, and to be obligated from amounts made available in Public Law 107–38: Provided, That in administering funds made available under this paragraph, the Federal Transit Administrator shall direct funds to those transit agencies most severely impacted by the terrorist attacks of September 11, 2001, excluding any transit agency receiving a Federal payment elsewhere in this Act: Provided further, That the provisions of 49 U.S.C 5309(h) shall not apply to funds made available under this paragraph.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–1134–0–1–401 2002 est. 2003 est. Obligations by program activity: 00.01 Capital investment grants ............................................. 2,490 2,960 3,310 10.00 2,490 2,960 3,310 Total new obligations ................................................ For 2003, a total of $3,036 million, the guaranteed level in TEA–21, is requested for Capital Investment Grants. The $3,036 million will be allocated among the following activities: Bus and bus-related facilities.—$607 million for the replacement, rehabilitation and purchase of buses and related equipment and the construction of bus-related facilities. This funding will also assist public transit authorities in meeting the requirements of the Clean Air Act Amendments and the Americans with Disabilities Act. For 2003, FTA’s goal is to continue in its efforts to make the national fixed-route bus system 80 percent accessible to individuals with disabilities. Within the bus funding level, $50 million will be provided for the Clean Fuels Formula Grants program, as authorized by TEA–21. The Clean Fuels Formula Program will finance the purchase or lease of clean fuel buses and facilities and the improvement of existing facilities to accommodate clean fuel buses. Fixed guideway modernization.—$1,214 million for the acquisition, reconstruction and improvement of facilities and equipment for use on fixed guideways including heavy and light rail, commuter rail, and ferryboat operations. Funding for this program will ensure the fixed guideway modernization activity remains the stabilization and restoration factor for remedying the conditions of the Nation’s older fixed guideway systems. New Starts.—$1,214 million for the construction of new fixed guideway systems and extensions to existing fixed guideway systems. Budgetary resources available for obligation: Unobligated balance carried forward, start of year 1,006 1,213 1,239 New budget authority (gross) ........................................ 2,695 2,991 3,036 Resources available from recoveries of prior year obligations ....................................................................... 2 ................... ................... 22.21 Unobligated balance transferred to other accounts ................... ¥5 ................... Object Classification (in millions of dollars) Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.77 Reduction pursuant to P.L. 106–554 (0.22 percent) 42.00 Transferred from other accounts .............................. 43.00 68.00 3,703 ¥2,490 1,213 4,199 ¥2,960 1,239 4,275 ¥3,310 965 2002 est. 2003 est. 25.2 41.0 Other services ................................................................ Grants, subsidies, and contributions ............................ 20 2,470 28 2,932 30 3,280 99.9 Total new obligations ................................................ 2,490 2,960 3,310 21.40 22.00 22.10 23.90 23.95 24.40 2001 actual Identification code 69–1134–0–1–401 f RESEARCH, TRAINING, AND HUMAN RESOURCES Program and Financing (in millions of dollars) 2001 actual Identification code 69–1121–0–1–401 2002 est. 2003 est. 22.21 529 668 607 ¥1 ................... ................... 50 50 ................... Budgetary resources available for obligation: Unobligated balance transferred to other accounts ¥1 ................... ................... 72.40 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 4 ¥1 3 3 ¥1 2 2 ¥1 1 1 1 1 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 578 718 607 2,117 2,273 2,429 70.00 Total new budget authority (gross) .......................... 2,695 2,991 3,036 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... 2,470 3,056 4,245 2,490 2,960 3,310 ¥1,902 ¥1,771 ¥2,366 ¥2 ................... ................... 3,056 4,245 5,189 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 1 1 1 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 155 1,747 427 1,343 364 2,002 87.00 Total outlays (gross) ................................................. 1,902 1,771 2,366 Since 1993, the activities of this account have been financed in the Transit Planning and Research. f INTERSTATE TRANSFER GRANTS—TRANSIT Program and Financing (in millions of dollars) Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Net budget authority and outlays: 89.00 Budget authority ............................................................ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 ¥2,117 ¥2,273 ¥2,429 10.00 578 718 Frm 00056 Fmt 3616 Obligations by program activity: Total new obligations (object class 41.0) ..................... 607 PO 00000 2001 actual Identification code 69–1127–0–1–401 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 5 2002 est. 2003 est. 6 ................... FEDERAL TRANSIT ADMINISTRATION—Continued Trust Funds DEPARTMENT OF TRANSPORTATION 21.40 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year Resources available from recoveries of prior year obligations ....................................................................... 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 72.40 73.10 73.20 73.45 74.40 7 6 ................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... 4 ................... ................... 11 6 ................... ¥5 ¥6 ................... 6 ................... ................... This schedule displays program balances that are no longer required. f Change in obligated balances: Obligated balance, start of year ................................... 2 ................... 3 Total new obligations .................................................... 5 6 ................... Total outlays (gross) ...................................................... ¥3 ¥3 ¥2 Recoveries of prior year obligations .............................. ¥4 ................... ................... Obligated balance, end of year ..................................... ................... 3 1 Outlays (gross), detail: 86.93 Outlays from discretionary balances ............................. 771 Trust Funds DISCRETIONARY GRANTS (LIQUIDATION OF CONTRACT AUTHORIZATION) (HIGHWAY 3 3 TRUST FUND) 2 Program and Financing (in millions of dollars) Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... ................... 90.00 Outlays ........................................................................... 3 3 2 f WASHINGTON METROPOLITAN AREA TRANSIT AUTHORITY Program and Financing (in millions of dollars) 2001 actual 2002 est. 2003 est. 00.01 Obligations by program activity: Washington Metro .......................................................... ................... 1 ................... 10.00 Total new obligations (object class 41.0) ................ ................... 1 ................... 21.40 23.95 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... 1 ................... Total new obligations .................................................... ................... ¥1 ................... Unobligated balance carried forward, end of year ....... 1 ................... ................... 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... 237 Total new obligations .................................................... ................... Total outlays (gross) ...................................................... ¥116 Obligated balance, end of year ..................................... 121 86.93 Outlays (gross), detail: Outlays from discretionary balances ............................. 116 54 00.01 Obligations by program activity: Discretionary grants ....................................................... 55 48 ................... 10.00 Total new obligations (object class 41.0) ................ 55 48 ................... Budgetary resources available for obligation: Unobligated balance carried forward, start of year Resources available from recoveries of prior year obligations ....................................................................... 66 48 ................... 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 103 48 ................... ¥55 ¥48 ................... 48 ................... ................... New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.49 Portion applied to liquidate contract authority ........ 350 ................... ................... ¥350 ................... ................... 43.00 f Appropriation (total discretionary) ........................ ................... ................... ................... 72.40 73.10 73.20 73.45 74.40 75.01 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... Obligated balance, start of year: Contract authority Outlays (gross), detail: Outlays from discretionary balances ............................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 722 714 386 722 2001 actual Identification code 69–8191–0–7–401 0100 0400 0700 0705 Balance, start of year .................................................... Appropriation to liquidate contract authority ................ Balance, end of year ..................................................... Surplus liquidating cash, end of year (memo entry) 714 386 2002 est. 2003 est. 312 11 ................... ¥350 ................... ................... 11 ................... ................... 49 38 38 In 2003, no additional liquidating cash is requested to pay previous obligations in the Discretionary Grants account. f MISCELLANEOUS EXPIRED ACCOUNTS 2001 actual TRUST FUND SHARE (LIQUIDATION 2002 est. Budgetary resources available for obligation: Unobligated balance carried forward, start of year Unobligated balance carried forward, end of year ....... 1 1 72.40 Change in obligated balances: Obligated balance, start of year ................................... 1 ................... ................... PO 00000 1 1 1 ................... Frm 00057 Fmt 3616 OF EXPENSES OF CONTRACT AUTHORIZATION) (HIGHWAY 2003 est. 21.40 24.40 Jkt 189685 1,947 1,243 577 55 48 ................... ¥722 ¥714 ¥386 ¥37 ................... ................... 1,243 577 191 246 ................... ................... Status of Contract Authority (in millions of dollars) Program and Financing (in millions of dollars) 14:21 Jan 23, 2002 37 ................... ................... 36 The National Capital Transportation Amendments of 1979 (Stark-Harris) authorized $1.7 billion in Federal funds to support the construction of the Washington Metrorail system. In addition, the National Capital Transportation Amendments of 1990 authorized another $1.3 billion in Federal capital assistance to complete construction of the planned 103-mile system. The Federal commitment to complete the 103-mile system was fully funded in 1999. No new budget authority is proposed. VerDate 11-MAY-2000 2003 est. 86.93 121 68 1 ................... ¥54 ¥36 68 32 Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... ................... 90.00 Outlays ........................................................................... 116 54 36 Identification code 69–1122–0–1–401 2002 est. 21.40 22.10 This account funds transit capital projects substituted for previously withdrawn segments of the Interstate Highway System under the provisions of 23 U.S.C. 103(e)(4). Identification code 69–1128–0–1–401 2001 actual Identification code 69–8191–0–7–401 TRUST FUND) Notwithstanding any other provision of law, for payment of obligations incurred in carrying out 49 U.S.C. 5303–5308, 5310–5315, 5317(b), 5322, 5327, 5334, 5505, and sections 3037 and 3038 of Public Law 105–178, ø$5,397,800,000¿ $5,781,000,000, to remain available until expended, and to be derived from the Mass Transit Account of the Highway Trust Fund: Provided, That ø$2,873,600,000¿ Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 772 FEDERAL TRANSIT ADMINISTRATION—Continued Trust Funds—Continued TRUST FUND SHARE (HIGHWAY OF THE BUDGET FOR FISCAL YEAR 2003 STATUS OF THE MASS TRANSIT ACCOUNT OF THE HIGHWAY TRUST FUND EXPENSES—Continued [In millions of dollars] TRUST FUND)—Continued 2001 actual $3,071,200,000 shall be paid to the Federal Transit Administration’s formula grants account: Provided further, That ø$93,000,000¿ $97,800,000 shall be paid to the Federal Transit Administration’s transit planning and research account: Provided further, That ø$53,600,000¿ $58,400,000 shall be paid to the Federal Transit Administration’s administrative expenses account: Provided further, That $4,800,000 shall be paid to the Federal Transit Administration’s university transportation research account: Provided further, That ø$100,000,000¿ $120,000,000 shall be paid to the Federal Transit Administration’s job access and reverse commute grants program: Provided further, That ø$2,272,800,000¿ $2,428,800,000 shall be paid to the Federal Transit Administration’s capital investment grants account. (Department of Transportation and Related Agencies Appropriations Act, 2002.) 2002 est. 2003 est. Unexpended balance, start of year ............................................. Cash income during the year, Governmental receipts: Motor fuel taxes ...................................................................... 8,547 7,368 6,120 4,553 4,864 4,978 Total annual income ...................................................... 4,553 4,864 4,978 Cash outlays during the year: Discretionary grants/Major capital investments (liquidation of contract authorization) .................................................. Trust fund share of transit programs .................................... 722 5,010 714 5,398 386 5,781 Total annual outlays ...................................................... 5,732 6,112 6,167 Unexpended balance, end of year .......................................... 7,368 6,120 4,931 f Program and Financing (in millions of dollars) 2001 actual Identification code 69–8350–0–7–401 2002 est. 2003 est. 00.01 00.02 00.03 00.04 00.05 00.06 Obligations by program activity: Administrative expenses ................................................ Job access and reverse commute ................................. Formula programs .......................................................... University transportation research ................................ Transit planning and research ...................................... Capital investment grants ............................................. 51 80 3,901 5 148 2,117 54 100 2,874 5 93 2,273 58 120 3,071 5 98 2,429 10.00 Total new obligations (object class 92.0) ................ 6,301 5,398 5,781 Budgetary resources available for obligation: Unobligated balance carried forward, start of year: Contract authority ..................................................... 22.00 New budget authority (gross) ........................................ 18 6,312 29 5,398 29 5,781 6,330 ¥6,301 5,427 ¥5,398 5,810 ¥5,781 29 29 SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION 29 21.49 23.90 23.95 24.49 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year: Contract authority ..................................................... Public enterprise funds: SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION The Saint Lawrence Seaway Development Corporation is hereby authorized to make such expenditures, within the limits of funds and borrowing authority available to the Corporation, and in accord with law, and to make such contracts and commitments without regard to fiscal year limitations as provided by section 104 of the Government Corporation Control Act, as amended, as may be necessary in carrying out the programs set forth in the Corporation’s budget for the current fiscal year. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–4089–0–3–403 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 40.49 Portion applied to liquidate contract authority used 42.00 Transferred from other accounts .............................. 2002 est. 2003 est. Obligations by program activity: Operations and maintenance ........................................ Replacement and improvements ................................... 12 2 13 1 14 1 10.00 43.00 00.01 00.02 Total new obligations ................................................ 15 15 16 5,017 5,398 5,781 1,291 ................... ................... 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 13 15 14 15 14 16 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 29 ¥15 14 29 ¥15 14 30 ¥16 14 New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... 15 15 16 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 3 15 ¥15 3 3 15 ¥15 3 3 16 ¥16 3 86.97 Outlays (gross), detail: Outlays from new mandatory authority ......................... 15 15 16 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... 88.40 Non-Federal sources ............................................. ¥14 ¥1 ¥14 ¥1 ¥15 ¥1 88.90 ¥15 ¥15 ¥16 5,021 5,398 5,781 ¥6,308 ¥5,398 ¥5,781 1,291 ................... ................... 66.10 66.62 Appropriation (total discretionary) ........................ Mandatory: Contract authority ..................................................... Transferred from other accounts .............................. 4 ................... ................... 66.90 Contract authority (total mandatory) ................... 6,308 5,398 5,781 70.00 Total new budget authority (gross) .......................... 6,312 5,398 5,781 73.10 73.20 Change in obligated balances: Total new obligations .................................................... Total outlays (gross) ...................................................... 6,301 ¥6,301 5,398 ¥5,398 5,781 ¥5,781 86.90 Outlays (gross), detail: Outlays from new discretionary authority ..................... 6,301 5,398 5,781 Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 6,312 6,301 5,398 5,398 5,781 5,781 Status of Contract Authority (in millions of dollars) 2001 actual Identification code 69–8350–0–7–401 0100 Balance, start of year .................................................... Contract authority: 0200 Contract authority .......................................................... 0400 Appropriation to liquidate contract authority ................ 0700 Balance, end of year ..................................................... 0705 Surplus liquidating cash, end of year (memo entry) 2002 est. 2003 est. 18 29 29 6,308 ¥6,308 29 320 5,398 ¥5,398 29 320 5,781 ¥5,781 29 320 Total, offsetting collections (cash) .................. Net budget authority and outlays: For 2003, this account tracks the portion of funds for each of FTA’s programs derived from the Mass Transit Account of the Highway Trust Fund. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00058 Fmt 3616 89.00 90.00 Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION Trust Funds DEPARTMENT OF TRANSPORTATION Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) Trust Funds OPERATIONS 2001 actual 90.00 Net budget authority and outlays: Outlays ........................................................................... 2002 est. 2003 est. (HARBOR ¥1 ................... ................... The Saint Lawrence Seaway Development Corporation (SLSDC) is a wholly owned Government Corporation responsible for the operation, maintenance and development of the United States portion of the St. Lawrence Seaway between Montreal and Lake Erie. Major priorities are to control Seaway Corporation costs and to encourage increased use of the Seaway system. Appropriations from the Harbor maintenance trust fund and revenues from non-Federal sources are intended to finance the operations and maintenance portion of the Seaway for which the Corporation is responsible. 12 –11 13 –13 13 –13 14 –14 0105 Net income or loss (–) ............................ 1 .................. .................. .................. 2002 est. 2003 est. Balance Sheet (in millions of dollars) 2000 actual 1999 Total assets ........................................ LIABILITIES: Non-Federal liabilities: 2201 Accounts payable ................................ 2206 Pension and other actuarial liabilities 2999 MAINTENANCE TRUST FUND) For necessary expenses for operations and maintenance of those portions of the Saint Lawrence Seaway operated and maintained by the Saint Lawrence Seaway Development Corporation, ø$13,345,000¿ $14,788,300, to be derived from the Harbor Maintenance Trust Fund, pursuant to Public Law 99–662. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8003–0–7–403 2002 est. 2003 est. 2001 actual 2002 est. 10.00 Obligations by program activity: Total new obligations (object class 25.3) ..................... 14 14 15 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 14 ¥14 14 ¥14 15 ¥15 14 14 15 73.10 73.20 Change in obligated balances: Total new obligations .................................................... Total outlays (gross) ...................................................... 14 ¥14 14 ¥14 15 ¥15 Outlays (gross), detail: Outlays from new discretionary authority ..................... 14 14 15 89.00 90.00 2001 actual Revenue ................................................... Expense .................................................... ASSETS: 1101 Federal assets: Fund balances with Treasury ............................................... Other Federal assets: 1801 Cash and other monetary assets ....... 1803 Property, plant and equipment, net 1901 Other assets ........................................ MAINTENANCE 86.90 2000 actual 0101 0102 Identification code 69–4089–0–3–403 AND New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... Statement of Operations (in millions of dollars) Identification code 69–4089–0–3–403 773 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 14 14 14 14 15 15 2003 est. 1 2 2 2 13 84 2 13 83 2 13 83 2 13 83 2 100 100 100 100 2 2 2 2 2 2 2 2 Total liabilities .................................... NET POSITION: 3300 Cumulative results of operations ............ 4 4 4 4 96 96 96 96 3999 Total net position ................................ 96 96 96 Total liabilities and net position ............ 100 100 100 100 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 13 13 2002 est. 13 13 2003 est. 14 14 The Water Resources Development Act of 1986 authorizes use of the Harbor maintenance trust fund as the major source of funding for the Corporation’s operations and maintenance activities. 96 4999 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) f The following table depicts funding for all the Research and Special Programs Administration programs. Object Classification (in millions of dollars) 2001 actual Identification code 69–4089–0–3–403 2002 est. RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION 2003 est. [In millions of dollars] 11.1 12.1 26.0 32.0 Direct obligations: Personnel compensation: Full-time permanent ........ Civilian personnel benefits ....................................... Supplies and materials ............................................. Land and structures .................................................. 8 3 1 1 9 3 1 1 9 3 1 1 Budget authority: Research and special programs ............................................. Emergency preparedness grants ............................................ Pipeline safety ........................................................................ Trust fund share of pipeline safety ....................................... 2001 actual 37 18 40 7 41 14 51 8 46 14 57 7 99.0 99.5 Direct obligations .................................................. Below reporting threshold .............................................. 13 2 14 1 14 2 Pipeline safety, subtotal ................................................ 47 59 65 Total budget authority ................................................... 103 114 125 99.9 Total new obligations ................................................ 15 15 16 Program level (obligations): Research and special programs ............................................. Emergency preparedness grants ............................................ Pipeline safety ........................................................................ Trust fund share of pipeline safety ....................................... 38 13 45 7 41 14 58 9 46 14 57 7 Pipeline safety, subtotal ................................................ Volpe transportation systems center (reimbursable) ............. Total program level, net ................................................ 51 223 324 66 235 357 65 241 366 Personnel Summary 2001 actual Identification code 69–4089–0–3–403 1001 Total compensable workyears: Full-time equivalent employment ............................................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 2002 est. 2003 est. 148 157 157 PO 00000 Frm 00059 Fmt 3616 Sfmt 3647 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. 774 RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION—Continued Trust Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 2001 actual Outlays: Research and special programs ............................................. Emergency preparedness grants ............................................ Pipeline safety ........................................................................ Trust fund share of pipeline safety ....................................... Total outlays .................................................................. 2002 est. 2003 est. 46 16 55 5 102 122 44 14 52 8 118 f Federal Funds General and special funds: RESEARCH AND SPECIAL PROGRAMS For expenses necessary to discharge the functions of the Research and Special Programs Administration, ø$37,279,000¿ $45,694,000, of which $645,000 shall be derived from the Pipeline Safety Fund, and of which ø$2,170,000¿ $3,342,000 shall remain available until September 30, ø2004¿ 2005: Provided, That up to $1,200,000 in fees collected under 49 U.S.C. 5108(g) shall be deposited in the general fund of the Treasury as offsetting receipts: Provided further, That there may be credited to this appropriation, to be available until expended, funds received from States, counties, municipalities, other public authorities, and private sources for expenses incurred for training, for reports publication and dissemination, and for travel expenses incurred in performance of hazardous materials exemptions and approvals functions. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States, for ‘‘Research and Special Programs,’’ $2,500,000, to remain available until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0104–0–1–407 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Hazardous materials safety ...................................... 00.03 Emergency transportation ......................................... 00.04 Research and technology .......................................... 00.05 Program and administrative support ........................ 20 2 4 12 23 5 3 11 24 2 3 16 01.00 09.01 Subtotal direct program ............................................ Reimbursable program .................................................. 38 50 40 55 45 55 10.00 Total new obligations ................................................ 87 96 100 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 1 87 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 35 44 82 17 87 13 Total outlays (gross) ................................................. 79 100 99 ¥17 ¥55 ¥55 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources Against gross budget authority only: 88.95 Change in uncollected customer payments from Federal sources (unexpired) .................................. 88.96 Portion of offsetting collections (cash) credited to expired accounts ................................................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 88 96 100 ¥87 ¥96 ¥100 1 ................... ................... 37 1 39 1 45 1 43.00 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 38 40 46 18 55 55 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... 55 70.00 Total new budget authority (gross) .......................... 87 95 100 25.5 25.7 31.0 72.40 73.10 73.20 73.40 74.00 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 42 17 13 87 96 100 ¥79 ¥100 ¥99 ¥1 ................... ................... 99.0 99.0 99.5 Direct obligations .................................................. Reimbursable obligations .............................................. Below reporting threshold .............................................. 99.9 Total new obligations ................................................ 14:21 Jan 23, 2002 Jkt 189685 11.9 12.1 21.0 23.1 23.3 25.1 25.2 25.3 ¥32 ................... ................... PO 00000 Frm 00060 Fmt 3616 36 61 2001 actual Identification code 69–0104–0–1–407 55 VerDate 11-MAY-2000 40 45 45 44 2002 est. 2003 est. 39 44 44 43 Object Classification (in millions of dollars) 50 68.90 32 ................... ................... 37 62 The Research and Special Programs Administration provides vital services to advance safety in hazardous materials transportation, protect the environment, foster innovation in transportation by supporting scientific and technological research, and minimize the consequences of natural and manmade disasters affecting transportation in American communities. In 2003, resources are requested for hazardous materials safety, emergency transportation, research and technology, and program support. The 2003 Budget proposes to increase hazardous materials registration fees to finance hazardous materials safety activities previously financed by general fund appropriations to this account. This proposal is described in the following section. Spending authority from offsetting collections (total discretionary) .......................................... 68.00 68.10 ¥1 ................... ................... Note.—Includes $5 million in budget authority for natural gas infrastructure activities previously financed from Department of Energy, Fossil energy research and development. Comparable amounts for 2001 ($10 million) and 2002 ($10 million) are included in that account. Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Communications, utilities, and miscellaneous charges ................................................................. Advisory and assistance services ............................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Research and development contracts ....................... Operation and maintenance of equipment ............... Equipment ................................................................. Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) ..................................... Change in uncollected customer payments from Federal sources (unexpired) .................................. ¥32 ................... ................... 2001 actual 11.1 11.3 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.20 Appropriation (special fund) ..................................... ¥1 ................... ................... 17 13 14 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 1 ................... 95 100 23.90 23.95 24.40 74.40 Change in uncollected customer payments from Federal sources (expired) ................................................ Obligated balance, end of year ..................................... 87.00 63 11 22 7 74.10 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. 14 1 16 1 18 1 15 4 1 2 17 5 1 2 19 5 1 2 1 ................... ................... ................... 5 6 ................... 1 2 38 41 45 48 55 55 1 ................... ................... 14 ................... ................... 1 87 3 5 1 1 96 3 5 1 1 100 RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Personnel Summary 775 Program and Financing (in millions of dollars) 2001 actual Identification code 69–0104–0–1–407 Direct: Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 2003 est. 2001 actual Identification code 69–5172–0–2–407 2002 est. 2003 est. 215 55 58 59 35 8 24 36 10 19 Total new obligations ................................................ 45 67 65 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 4 47 7 ................... 60 65 23.90 23.95 24.40 200 24 2 18 21.40 22.00 197 Obligations by program activity: Direct program: 00.01 Operations ................................................................. 00.02 Research and development ....................................... 00.03 Grants ........................................................................ 10.00 1001 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... f RESEARCH AND SPECIAL PROGRAMS (Legislative proposal, not subject to PAYGO) Note.—See section 330 of the General Provisions for the proposed appropriations language. 51 67 65 ¥45 ¥67 ¥65 7 ................... ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–0104–2–1–407 2002 est. 2003 est. New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... ................... ¥6 Appropriation (special fund): 40.20 Appropriation (Pipeline safety) ............................. ................... ................... ................... 40.20 Appropriation (Hazardous materials fund) ........... ................... ................... 6 43.00 Appropriation (total discretionary) ........................ ................... ................... ................... 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ................... ................... ................... The hazardous materials safety program, with proposed funding of $6 million in 2003, is presently financed entirely by general fund appropriations. Beginning in 2003, however, the budget proposes to finance $6 million of this program with hazardous materials registration fees. f 40 51 57 7 9 8 70.00 Total new budget authority (gross) .......................... 48 60 65 72.40 73.10 73.20 73.40 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 14 16 35 30 36 24 87.00 Total outlays (gross) ................................................. 30 65 60 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥7 ¥9 ¥8 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 40 22 51 56 57 52 89.00 90.00 PIPELINE SAFETY (PIPELINE New budget authority (gross), detail: Discretionary: 40.20 Appropriation (special fund) ..................................... 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. SAFETY FUND) Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) (OIL SPILL LIABILITY TRUST FUND) For expenses necessary to conduct the functions of the pipeline safety program, for grants-in-aid to carry out a pipeline safety program, as authorized by 49 U.S.C. 60107, and to discharge the pipeline program responsibilities of the Oil Pollution Act of 1990, ø$58,250,000¿ $64,510,000, of which ø$7,864,000¿ $7,472,000 shall be derived from the Oil Spill Liability Trust Fund and shall remain available until September 30, ø2004¿ 2005; of which ø$50,386,000¿ $56,385,000 shall be derived from the Pipeline Safety Fund, of which ø$30,828,000¿ $26,823,000 shall remain available until September 30, ø2004¿ 2005. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Unavailable Collections (in millions of dollars) 2001 actual Identification code 69–5172–0–2–407 01.99 2002 est. 2003 est. Balance, start of year .................................................... Receipts: 02.60 Pipeline safety user fees ............................................... 02.80 Pipeline safety, offsetting collections ........................... 16 14 14 37 7 51 9 58 8 02.99 Total receipts and collections ................................... 44 60 66 Total: Balances and collections .................................... Appropriations: 05.00 Research and special programs .................................... 05.01 Pipeline safety ............................................................... 60 74 ¥1 ¥46 ¥1 ¥59 ¥1 ¥65 05.99 06.10 Total appropriations .................................................. Unobligated balance returned to receipts ..................... ¥47 ¥60 ¥66 1 ................... ................... 07.99 Balance, end of year ..................................................... 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 14:21 Jan 23, 2002 Jkt 189685 14 14 14 PO 00000 Frm 00061 Fmt 3616 39 21 2002 est. 2003 est. 50 55 56 51 The Research and Special Programs Administration (RSPA) is responsible for the Department’s pipeline safety program. RSPA oversees the safety, security and environmental protection of pipelines through analysis of data, damage prevention, education and training, enforcement of regulations and standards, research and development, grants for State pipeline safety programs, grants for one-call activities and emergency planning and response to accidents. Consistent with the Administration’s goal to reduce unnecessary program duplication in the Federal Government, the Budget proposes to consolidate into the Department’s pipeline safety research program similar activities previously funded in the Department of Energy. 80 04.00 VerDate 11-MAY-2000 17 31 33 45 67 65 ¥30 ¥65 ¥60 ¥1 ................... ................... 31 33 38 Object Classification (in millions of dollars) 2001 actual Identification code 69–5172–0–2–407 11.1 12.1 21.0 23.1 Direct obligations: Personnel compensation: Full-time permanent ........ Civilian personnel benefits ....................................... Travel and transportation ......................................... Rental payments to GSA ........................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 8 3 2 1 2002 est. 2003 est. 9 4 1 1 11 4 2 1 776 RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 60.28 60.45 PIPELINE SAFETY—Continued (PIPELINE SAFETY FUND)—Continued Appropriation (unavailable balances) ....................... Portion precluded from obligation ............................ 19 ¥19 19 ¥20 20 ¥20 62.50 General and special funds—Continued Appropriation (total mandatory) ........................... 18 14 14 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 19 13 ¥11 21 21 14 ¥16 20 20 14 ¥14 20 86.97 86.98 Outlays (gross), detail: Outlays from new mandatory authority ......................... Outlays from mandatory balances ................................ 1 10 1 15 1 14 87.00 Total outlays (gross) ................................................. 11 16 14 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 18 11 14 16 14 14 (OIL SPILL LIABILITY TRUST FUND)—Continued Object Classification (in millions of dollars)—Continued 2001 actual Identification code 69–5172–0–2–407 23.3 25.1 25.2 25.3 25.5 41.0 2002 est. Communications, utilities, and miscellaneous charges ................................................................. 1 Advisory and assistance services ............................. ................... Other services ............................................................ 11 Other purchases of goods and services from Government accounts ................................................. ................... Research and development contracts ....................... ................... Grants, subsidies, and contributions ........................ 18 2003 est. 1 14 7 1 15 5 4 3 21 4 2 19 99.0 99.5 Direct obligations .................................................. Below reporting threshold .............................................. 44 1 65 2 64 1 99.9 Total new obligations ................................................ 45 67 65 Personnel Summary 2001 actual Identification code 69–5172–0–2–407 1001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 96 122 2003 est. 143 f Federal hazardous materials law (49 U.S.C. 5101 et seq.), established a national registration program for shippers and carriers of hazardous materials. In 2000, RSPA set annual fees at $300 for small businesses and $2,000 for large businesses. These fees finance emergency preparedness planning and training grants, development of a training curriculum for emergency responders, and technical assistance to States, political subdivisions, and Indian tribes. In 2003, obligations are proposed to be limited to $14 million. EMERGENCY PREPAREDNESS GRANTS (EMERGENCY Object Classification (in millions of dollars) PREPAREDNESS FUND) 2001 actual Identification code 69–5282–0–2–407 For necessary expenses to carry out 49 U.S.C. 5127(c), $200,000, to be derived from the Emergency Preparedness Fund, to remain available until September 30, ø2004¿ 2005: Provided, That not more than $14,300,000 shall be made available for obligation in fiscal year ø2002¿ 2003 from amounts made available by 49 U.S.C. 5116(i), 5127(c) and 5127(d): Provided further, That none of the funds made available by 49 U.S.C. 5116(i), 5127(c) and 5127(d) shall be made available for obligation by individuals other than the Secretary of Transportation, or his designee. (Department of Transportation and Related Agencies Appropriations Act, 2002.) 2001 actual 2003 est. 41.0 92.0 Grants, subsidies, and contributions ............................ Undistributed ................................................................. 12 1 13 1 13 1 99.9 Total new obligations ................................................ 13 14 14 f Intragovernmental funds: WORKING CAPITAL FUND, VOLPE NATIONAL TRANSPORTATION SYSTEMS CENTER Unavailable Collections (in millions of dollars) Identification code 69–5282–0–2–407 2002 est. Program and Financing (in millions of dollars) 2002 est. 2003 est. Balance, start of year .................................................... ................... ................... ................... Receipts: 02.20 Emergency preparedness, hazardous materials ............ 18 14 20 Appropriations: Appropriations: 05.00 Emergency preparedness grants ............................... ¥18 ¥13 ¥14 05.00 Research and special programs ............................... ................... ................... ¥6 2001 actual Identification code 69–4522–0–4–407 2002 est. 2003 est. 01.99 05.99 07.99 Total appropriations .................................................. ¥18 ¥13 ¥20 Balance, end of year ..................................................... ................... ................... ................... Program and Financing (in millions of dollars) 2001 actual Identification code 69–5282–0–2–407 2002 est. 2003 est. 00.01 00.02 Obligations by program activity: Grants ............................................................................ Emergency response guidebook ..................................... 12 1 13 1 13 1 10.00 Total new obligations ................................................ 13 14 10.00 21.40 22.00 22.10 23.90 23.95 24.40 Obligations by program activity: Total new obligations .................................................... Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Spending authority from offsetting collections: Discretionary: 68.00 Offsetting collections (cash) ................................ 68.10 Change in uncollected customer payments from Federal sources (unexpired) ............................. 223 235 241 154 223 158 235 158 241 3 ................... ................... 380 ¥223 158 393 ¥235 158 399 ¥241 158 227 235 241 14 68.90 Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year 22.00 New budget authority (gross) ........................................ 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Mandatory: 60.20 Appropriation (special fund) ..................................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 14 18 20 13 20 14 32 ¥13 20 33 ¥14 20 34 ¥14 20 18 14 Frm 00062 Fmt 3616 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 72.40 73.10 73.20 73.45 74.00 14 PO 00000 Spending authority from offsetting collections (total discretionary) ..................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT ¥4 ................... ................... 223 235 241 ¥93 ¥96 ¥96 223 235 241 ¥227 ¥235 ¥241 ¥3 ................... ................... 4 ................... ................... ¥96 ¥96 ¥96 OFFICE OF INSPECTOR GENERAL Federal Funds DEPARTMENT OF TRANSPORTATION 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 87.00 Total outlays (gross) ................................................. 227 235 New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... 7 8 7 72.40 73.10 73.20 74.40 212 235 241 15 ................... ................... Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 1 7 ¥7 1 1 9 ¥5 5 5 7 ¥8 5 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... 7 Outlays from discretionary balances ............................. ................... 4 1 3 4 241 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: 88.00 Federal sources ..................................................... 88.40 Non-Federal sources ............................................. ¥225 ¥2 ¥234 ¥1 ¥240 ¥1 88.90 ¥227 ¥235 ¥241 88.95 Total, offsetting collections (cash) .................. Against gross budget authority only: Change in uncollected customer payments from Federal sources (unexpired) .................................. 87.00 The Working Capital Fund finances multidisciplinary research, evaluation, analytical and related activities undertaken at the Volpe National Transportation Systems Center (VNTSC) in Cambridge, MA. The fund is financed through negotiated agreements with the Office of the Secretary, Departmental operating administrations, and other governmental elements requiring the Center’s capabilities. These agreements also define the activities undertaken at VNTSC. Object Classification (in millions of dollars) 11.1 11.3 11.5 2001 actual Personnel compensation: Full-time permanent .................................................. Other than full-time permanent ............................... Other personnel compensation .................................. Total outlays (gross) ................................................. 7 5 8 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 7 7 8 5 7 8 4 ................... ................... Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... ................... 90.00 Outlays ........................................................................... ................... ................... ................... Identification code 69–4522–0–4–407 777 2002 est. The Oil Pollution Act of 1990 requires the preparation of oil spill response plans by pipeline operators to minimize the environmental impact of oil spills and to improve public and private sector response capabilities. The Research and Special Programs Administration (RSPA) is responsible for the review, approval and testing of these plans, and for ensuring that the public and the environment are provided with an adequate level of protection from such spills. RSPA does this through data analysis, spill monitoring, pipeline mapping, environmental indexing, and advanced technologies to detect and prevent leaks. f 2003 est. 36 3 1 39 3 1 40 12 3 4 51 43 12 3 4 52 46 12 4 4 53 25.4 25.5 26.0 31.0 32.0 Total personnel compensation .............................. Civilian personnel benefits ............................................ Travel and transportation of persons ............................ Communications, utilities, and miscellaneous charges Other services ................................................................ Other purchases of goods and services from Government accounts ........................................................... Operation and maintenance of facilities ...................... Research and development contracts ........................... Supplies and materials ................................................. Equipment ...................................................................... Land and structures ...................................................... 6 3 91 1 11 1 6 4 97 1 12 1 6 4 98 1 12 1 99.9 Total new obligations ................................................ 223 235 241 OFFICE OF INSPECTOR GENERAL 42 3 1 Federal Funds General and special funds: 11.9 12.1 21.0 23.3 25.2 25.3 Personnel Summary 2001 actual Identification code 69–4522–0–4–407 2001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 528 2003 est. 550 550 f Trust Funds TRUST FUND SHARE OF 2001 actual Identification code 69–8121–0–7–407 Obligations by program activity: 10.00 Total new obligations (object class 92.0) ..................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 EXPENSES Program and Financing (in millions of dollars) 2001 actual Identification code 69–0130–0–1–407 2002 est. 2003 est. 2002 est. 2003 est. 01.01 09.01 7 Budgetary resources available for obligation: 21.40 Unobligated balance carried forward, start of year ................... 22.00 New budget authority (gross) ........................................ 7 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... AND For necessary expenses of the Office of Inspector General to carry out the provisions of the Inspector General Act of 1978, as amended, ø$50,614,000¿ $59,953,000: Provided, That the Inspector General shall have all necessary authority, in carrying out the duties specified in the Inspector General Act, as amended (5 U.S.C. App. 3) to investigate allegations of fraud, including false statements to the government (18 U.S.C. 1001), by any person or entity that is subject to regulation by the Department: Provided further, That the funds made available under this heading shall be used to investigate, pursuant to section 41712 of title 49, United States Code: (1) unfair or deceptive practices and unfair methods of competition by domestic and foreign air carriers and ticket agents; and (2) the compliance of domestic and foreign air carriers with respect to item (1) of this proviso. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) øFor emergency expenses to respond to the September 11, 2001, terrorist attacks on the United States and for other safety and security related audit and monitoring responsibilities, for ‘‘Salaries and Expenses’’, $1,300,000, to remain available until September 30, 2003, to be obligated from amounts made available in Public Law 107– 38.¿ (Emergency Supplemental Act, 2002.) PIPELINE SAFETY Program and Financing (in millions of dollars) 23.90 23.95 24.40 SALARIES 9 7 1 ................... 8 7 8 9 7 ¥7 ¥9 ¥7 1 ................... ................... PO 00000 Frm 00063 Fmt 3616 Obligations by program activity: General administration .................................................. Reimbursable program .................................................. 51 4 54 8 60 8 10.00 Total new obligations ................................................ 55 62 68 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ Total new obligations .................................................... 55 ¥55 62 ¥62 68 ¥68 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 50 54 60 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 778 OFFICE OF INSPECTOR GENERAL—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued SALARIES AND Personnel Summary EXPENSES—Continued Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–0130–0–1–407 2001 actual Identification code 69–0130–0–1–407 2002 est. 2003 est. 42.00 Transferred from other accounts .............................. 43.00 68.00 Appropriation (total discretionary) ........................ Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 51 54 60 4 8 8 Total new budget authority (gross) .......................... 55 62 2002 est. 2003 est. 410 392 409 40 63 61 68 70.00 1 ................... ................... Direct: 1001 Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... f SURFACE TRANSPORTATION BOARD Federal Funds General and special funds: 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 3 55 ¥53 6 6 62 ¥62 5 5 68 ¥67 6 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 50 3 57 6 62 5 87.00 Total outlays (gross) ................................................. 53 62 67 Offsets: Against gross budget authority and outlays: 88.00 Offsetting collections (cash) from: Federal sources ¥4 ¥8 ¥8 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 51 48 54 54 60 59 89.00 90.00 SALARIES AND EXPENSES For necessary expenses of the Surface Transportation Board, including services authorized by 5 U.S.C. 3109, ø$18,457,000¿ $20,651,300: Provided, That notwithstanding any other provision of law, not to exceed ø$950,000¿ $1,000,000 from fees established by the Chairman of the Surface Transportation Board shall be credited to this appropriation as offsetting collections and used for necessary and authorized expenses under this heading: Provided further, That the sum herein appropriated from the general fund shall be reduced on a dollar-for-dollar basis as such offsetting collections are received during fiscal year ø2002¿ 2003, to result in a final appropriation from the general fund estimated at no more than ø$17,507,000¿ $19,651,300. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–0301–0–1–401 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 49 46 2002 est. 52 52 2003 est. 57 56 This appropriation finances the cost of conducting and supervising audits and investigations relating to the programs and operations of the Department to promote economy, efficiency and effectiveness and to prevent and detect fraud, waste, and abuse in such programs and operations. In addition, reimbursable funding will be received from the Federal Highway Administration, the Federal Transit Administration, the Federal Aviation Administration, and the National Transportation Safety Board. Object Classification (in millions of dollars) 2001 actual Identification code 69–0130–0–1–407 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 2002 est. 2003 est. 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Rail carriers ............................................................... 00.02 Other surface transportation carriers ....................... 16 2 16 2 17 2 01.00 09.12 Total direct obligations ......................................... Reimbursable rail carriers ........................................ 18 1 18 1 19 1 10.00 Total new obligations ........................................... 19 19 20 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 1 19 1 20 1 20 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 20 ¥19 1 21 ¥19 1 21 ¥20 1 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. 18 19 19 1 1 1 70.00 Total new budget authority (gross) .......................... 19 20 20 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Adjustments in expired accounts (net) ......................... Obligated balance, end of year ..................................... 27 1 1 28 1 1 29 1 2 72.40 73.10 73.20 73.40 74.40 29 10 3 3 1 2 30 12 3 3 2 2 32 14 3 3 3 3 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 15 1 17 5 18 2 87.00 Total outlays (gross) ................................................. 16 22 20 31.0 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Advisory and assistance services ............................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Equipment ................................................................. 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 51 4 54 8 60 8 Offsets: Against gross budget authority and outlays: 88.40 Offsetting collections (cash) from: Non-Federal sources .................................................................. ¥1 ¥1 ¥1 99.9 Total new obligations ................................................ 55 62 68 Net budget authority and outlays: Budget authority ............................................................ 18 19 19 11.1 11.3 11.5 11.9 12.1 21.0 23.1 25.1 25.2 25.3 2 2 2 1 ................... ................... 89.00 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00064 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 3 5 2 19 19 20 ¥16 ¥22 ¥20 ¥1 ................... ................... 5 2 2 BUREAU OF TRANSPORTATION STATISTICS DEPARTMENT OF TRANSPORTATION 90.00 Outlays ........................................................................... 16 21 19 Object Classification (in millions of dollars) 2001 actual Identification code 69–0301–0–1–401 Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) 2001 actual 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 17 15 2002 est. 18 20 2003 est. 18 18 The Surface Transportation Board was created on January 1, 1996, by P.L. 104–88, the ICC Termination Act of 1995 (ICCTA). The Board is specifically responsible for the regulation of the rail and pipeline industries and certain non-licensing regulation of motor carriers and water carriers. Rail Carriers.—This regulatory oversight encompasses the regulation of rates, mergers, and acquisitions, construction, and abandonment of railroad lines, as well as the planning, analysis and policy development associated with these activities. Staff ensure compliance with railroad regulations in order to protect the public interest. Other Surface Transportation Carriers.—This regulatory oversight includes certain regulation of the intercity bus industry and surface pipeline carriers as well as the rate regulation of water transportation in the non-contiguous domestic trade, household good carriers, and collectively determined motor rates. 2003 Program Request.—Over $19 million is requested to implement rulemakings and adjudicate the ongoing caseload within the directives and deadlines set forth by the ICCTA. The following paragraph is presented in compliance with Section 703 of the ICCTA. It is presented without change or correction. The Board’s Request to OMB.—The Board had submitted to the Secretary of Transportation and the Office of Management and Budget a 2003 appropriation request of $18.450 million and a request for $1.0 million from reimbursements from the offsetting collection of user fees. This funding request supports the required staffing, which mirrors the Board’s 2002 budgetary authority granted to date, and is necessary for continued expeditious processing of the Board’s caseload. The appropriation request included $18.457 million, the current level of funding provided by the 2002 Department of Transportation Appropriations Act, plus $0.993 million for annual pay and non-pay adjustments. In addition, $0.009 million is added to the Board’s request to fund the administrative surcharge to pay to the Department of Labor for Federal Employee’s Compensation benefits. The $1.0 million request from the offsetting collection of user fees is commensurate with the Board’s projection for fee-related activities. The offsetting collection of user fees is based on the costs incurred by the Board for fee-related activities and is commensurate with the costs of processing parties’ submissions. In past fiscal years, the Board received both an appropriation and authorization for offsetting collections to be made available to the appropriation for the Board’s expenses. In light of Congressional action on the enacted FY 2002 appropriation act, the FY 2003 request reflects offsetting collections as a credit to the appropriation received, to the extent that they are collected. This level of funding is necessary to implement rulemakings and adjudicate the ongoing caseload within the deadlines imposed by the ICCTA. The Board requires adequate resources to perform key functions under the ICCTA, including rail rate reasonableness oversight; the processing of rail consolidations, abandonments and other restructuring proposals; and the resolution of non-rail matters.’’ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00065 Fmt 3616 779 2002 est. 2003 est. 11.1 12.1 23.1 25.2 25.3 Direct obligations: Personnel compensation: Full-time permanent ........ Civilian personnel benefits ....................................... Rental payments to GSA ........................................... Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. 1 1 1 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 18 1 18 1 19 1 99.9 Total new obligations ................................................ 19 19 20 11 12 13 3 3 3 2 2 2 1 ................... ................... Personnel Summary 2001 actual Identification code 69–0301–0–1–401 Direct: Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... 2002 est. 2003 est. 1001 126 134 136 9 9 9 f BUREAU OF TRANSPORTATION STATISTICS The Bureau’s (BTS’) mission is to develop transportation data and information of high quality, and to advance their use in both public and private decision making. BTS collects, compiles, analyzes, and disseminates transportation statistics and maintains the National Transportation Library and the National transportation atlas database. It collects financial and operating statistics from airlines and motor carriers, and a variety of data on personal travel and freight transportation through national surveys. BTS is also coordinating the Safety data action plan, a series of projects to improve the accuracy, timeliness, and comparability of safety data across the Department of Transportation, and to increase understanding of accident causation. In response to the September 11 terrorist attacks, BTS data was used to distribute assistance payments to affected airlines. BTS also produced maps for contingency planning, surveyed households about their transportation security concerns, analyzed the economic impact of the attacks on the transportation industry, and fielded thousands of e-mail and telephone information requests for DOT. In 2003, $36 million is proposed for the BTS. Of this total, $32 million is derived from the Highway trust fund and $4 million—for the Office of Airline Information—from the Airport and airways trust fund. f OFFICE (AIRPORT OF AIRLINE INFORMATION AND AIRWAY TRUST FUND) For necessary expenses of the Office of Airline Information under chapter 111 of title 49, United States Code, $4,131,000, to be derived from the Airport and Airway Trust Fund as authorized by section 103(b) of P.L. 106–181. (Additional authorizing legislation required.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–8091–0–7–402 2002 est. 2003 est. 10.00 Obligations by program activity: Total new obligations .................................................... ................... ................... 4 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... ................... Total new obligations .................................................... ................... ................... 4 ¥4 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 780 BUREAU OF TRANSPORTATION STATISTICS—Continued OFFICE (AIRPORT OF THE BUDGET FOR FISCAL YEAR 2003 AIRLINE INFORMATION—Continued MARITIME ADMINISTRATION AND AIRWAY TRUST FUND)—Continued Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–8091–0–7–402 2002 est. 2003 est. New budget authority (gross), detail: Discretionary: 40.26 Appropriation (trust fund) ......................................... ................... ................... 4 73.10 73.20 Change in obligated balances: Total new obligations .................................................... ................... ................... Total outlays (gross) ...................................................... ................... ................... 4 ¥4 86.90 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... ................... 4 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... Outlays ........................................................................... ................... ................... 4 4 The Maritime Administration (MARAD) is responsible for programs authorized by the Merchant Marine Act, 1936, as amended, and other related acts, to promote a strong U.S. Merchant Marine. Emphasis is placed on increasing the competitiveness and productivity of the U.S. maritime industries as well as ensuring adequate seafaring manpower for peacetime and national emergencies. Programs include: administering the Maritime Guaranteed Loan (Title XI) portfolio; reimbursing the Commodity Credit Corporation for the expanded cargo preference requirement in the Food Security Act of 1985; preserving and maintaining merchant ships retained in the National Defense Reserve Fleet including the Ready Reserve Force; emergency planning and coordination; promoting port and intermodal development; and conducting Federal technology assessment projects. The following table shows the funding for the Maritime Administration programs: [In millions of dollars] The Office of Airline Information (OAI) is part of the Bureau of Transportation Statistics (BTS). OAI is currently funded along with the rest of BTS out of the Federal-aid highways program. The Wendell H. Ford Aviation Investment and Reform Act for the 21st Century (AIR–21) provides the authority to fund this office through the Airport and airways trust fund instead of through Federal-aid highways. The Administration proposes to utilize this authority starting in 2003. OAI collects and publishes on-time data for airlines (monthly data that are used widely in marketing airline performance), as well as more extensive operating data for both foreign and domestics airlines. It also collects detailed financial statistics for domestic airlines, and various statistics on service quality. The data reporting is mandated by law. OAI data is used by the Secretary of Transportation to analyze airline competition, negotiate international agreements, set international and intra-Alaska mail rates, determine community eligibility for essential air service subsidies, evaluate air carrier fitness, and conduct policy analyses. In 2001, it was used to distribute airline assistance funds in the wake of the September 11 terrorist attacks. FAA uses OAI data to help allocate airline safety inspection resources, analyze traffic levels to plan control tower staffing requirements, allocate grant funding through its Airport improvement program (AIP), forecast traffic, analyze airport capacity and noise abatement policies, and monitor flight delays. OAI data is also used by other agencies to estimate the Gross Domestic Product, prepare producer and consumer price indexes, measure labor productivity, assist with antitrust investigations, and administer the collection of USDA and Customs fees. 2001 actual 2002 est. 2003 est. Budget authority: Ship construction ............................................................... .................... –4 .................... Operations and training ..................................................... 89 92 98 Maritime security program (054) ....................................... 99 99 99 Ocean freight differential ................................................... 254 48 45 Maritime guaranteed loan program (Title XI) (403) .......... 26 37 4 Federal ship financing fund .............................................. .................... .................... .................... Subsidy re-estimate ........................................................... 21 213 .................... Ship disposal ...................................................................... .................... .................... 11 Total budget authority ............................................... 2001 actual Obligations, total direct ............................................ 296 416 496 255 Outlays: Operations and training ..................................................... 87 99 97 Operating-differential subsidies ........................................ 8 18 19 Maritime security program (054) ....................................... 99 99 99 Ocean freight differential ................................................... 28 182 45 4 4 4 Ready reserve force 1 .......................................................... Vessel operations revolving fund ....................................... 13 –37 –43 War risk insurance revolving fund ..................................... –1 –1 –1 Federal ship financing fund .............................................. –3 .................... .................... Maritime guaranteed loan program (Title XI) (403) .......... 24 74 25 Subsidy re-estimate ........................................................... 21 213 .................... Ship construction ............................................................... –2 .................... .................... Ship disposal ...................................................................... .................... .................... 6 Total outlays .............................................................. 2002 est. 591 Direct obligations: Operations and training ..................................................... 92 92 98 Maritime security program (054) ....................................... 98 99 99 Ocean freight differential ................................................... 162 48 45 6 .................... .................... Ready reserve force 1 .......................................................... Federal ship financing fund .............................................. 2 2 2 War risk insurance revolving fund ..................................... .................... 1 1 Maritime guaranteed loan program (Title XI) (403) .......... 37 44 4 Subsidy re-estimate ........................................................... 21 213 .................... Ship disposal ...................................................................... .................... .................... 11 Object Classification (in millions of dollars) Identification code 69–8091–0–7–402 495 275 670 226 2003 est. 1 Appropriated directly to MARAD prior to 1996. 11.1 25.1 Direct obligations: Personnel compensation: Full-time permanent ........ ................... ................... Advisory and assistance services ............................. ................... ................... 2 1 f 99.0 99.5 Direct obligations .................................................. ................... ................... Below reporting threshold .............................................. ................... ................... 3 1 Federal Funds 99.9 Total new obligations ................................................ ................... ................... 4 General and special funds: OPERATIONS Personnel Summary 2001 actual Identification code 69–8091–0–7–402 1001 2002 est. Total compensable workyears: Full-time equivalent employment ............................................................... ................... ................... VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00066 2003 est. 23 Fmt 3616 AND TRAINING For necessary expenses of operations and training activities authorized by law, ø$89,054,000¿ $97,221,143, of which $13,000,000 shall remain available until expended for capital improvements at the United States Merchant Marine Academy. (Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.) Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT MARITIME ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Program and Financing (in millions of dollars) 2001 actual Identification code 69–1750–0–1–403 2002 est. 2003 est. Obligations by program activity: Direct program: 00.01 Merchant Marine Academy ........................................ 00.02 State marine schools ................................................ 00.03 MARAD operations ..................................................... 49 7 36 49 7 35 52 7 38 01.00 09.01 Subtotal, Direct program ........................................... Reimbursable program .................................................. 92 38 91 52 97 52 10.00 Total new obligations ................................................ 130 143 149 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 1 142 4 143 4 149 23.90 23.95 23.98 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance expiring or withdrawn ................. Unobligated balance carried forward, end of year ....... 70.00 for coordination of U.S. maritime industry activities under emergency conditions; activities promoting port and intermodal development; activities under the American Fisheries Act; and Federal technology assessment projects designed to achieve advancements in ship design, construction and operations. Within the total Operations and training budget request of $97 million, the U.S. Merchant Marine Academy will use $13 million, primarily to accelerate its major design and construction project awards, as indicated in its ten-year capital improvement plan. Object Classification (in millions of dollars) 143 147 153 ¥130 ¥143 ¥149 ¥8 ................... ................... 4 4 4 11.1 11.3 11.5 Direct obligations: Personnel compensation: Full-time permanent ............................................. Other than full-time permanent ........................... Other personnel compensation ............................. 32 4 1 34 3 1 35 3 1 37 10 1 2 38 10 1 3 39 13 1 3 2 19 2 16 2 16 5 8 4 2 2 5 8 4 2 2 6 9 4 2 2 Spending authority from offsetting collections (total discretionary) .......................................... 53 52 52 Total new budget authority (gross) .......................... 142 143 149 25.4 26.0 31.0 41.0 34 130 ¥124 25 143 ¥151 18 149 ¥149 99.0 99.0 Direct obligations .................................................. Reimbursable obligations .............................................. 92 38 91 52 97 52 99.9 Total new obligations ................................................ 130 143 149 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Change in uncollected customer payments from Federal sources (unexpired) ............................................ 74.40 Obligated balance, end of year ..................................... 91 97 38 52 52 ¥15 ................... ................... 25 18 18 Personnel Summary Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 113 11 130 21 135 13 87.00 Total outlays (gross) ................................................. 124 151 149 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: Federal sources: 88.00 Ready Reserve Force/National Defense Reserve Fleet ............................................................. 88.00 Merchant Marine Academy ............................... 88.00 Title XI administrative expenses ...................... 88.00 Marine Board research program and others ¥27 ¥1 ¥3 ¥7 ¥33 ¥1 ¥4 ¥14 ¥33 ¥2 ¥4 ¥13 88.90 ¥38 ¥52 Direct: Total compensable workyears: Full-time equivalent employment ............................................................... Reimbursable: 2001 Total compensable workyears: Full-time equivalent employment ............................................................... Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... ¥15 ................... ................... 89 87 2001 actual 91 99 97 97 87 85 2002 est. 14:21 Jan 23, 2002 Jkt 189685 460 475 484 399 470 470 89 97 PO 00000 Frm 00067 SHIP DISPOSAL For necessary expenses related to the disposal of obsolete vessels in the National Defense Reserve Fleet of the Maritime Administration, $11,161,386, to remain available until expended. Program and Financing (in millions of dollars) 2001 actual Identification code 69–1768–0–1–403 2002 est. 2003 est. 00.01 Obligations by program activity: Ship disposal ................................................................. ................... ................... 11 10.00 Total new obligations (object class 25.2) ................ ................... ................... 11 22.00 23.95 Budgetary resources available for obligation: New budget authority (gross) ........................................ ................... ................... Total new obligations .................................................... ................... ................... 11 ¥11 New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. ................... ................... 11 73.10 73.20 74.40 Change in obligated balances: Total new obligations .................................................... ................... ................... Total outlays (gross) ...................................................... ................... ................... Obligated balance, end of year ..................................... ................... ................... 11 ¥6 5 86.90 Outlays (gross), detail: Outlays from new discretionary authority ..................... ................... ................... 6 2003 est. 93 93 This appropriation finances costs incurred by headquarters and region staffs in the administration and direction of Maritime Administration programs; the total cost of officer training at the U.S. Merchant Marine Academy as well as Federal financial support to six state maritime academies; planning VerDate 11-MAY-2000 2003 est. f Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in millions of dollars) Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 2002 est. 1001 ¥52 Total, offsetting collections (cash) .................. Against gross budget authority only: Change in uncollected customer payments from Federal sources (unexpired) .................................. 2001 actual Identification code 69–1750–0–1–403 86.90 86.93 89.00 90.00 2003 est. 25.2 25.3 89 11.9 12.1 21.0 23.1 23.3 2002 est. 15 ................... ................... 72.40 73.10 73.20 74.00 88.95 2001 actual Identification code 69–1750–0–1–403 Total personnel compensation ......................... Civilian personnel benefits ....................................... Travel and transportation of persons ....................... Rental payments to GSA ........................................... Communications, utilities, and miscellaneous charges ................................................................. Other services ............................................................ Other purchases of goods and services from Government accounts ................................................. Operation and maintenance of facilities .................. Supplies and materials ............................................. Equipment ................................................................. Grants, subsidies, and contributions ........................ New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. Spending authority from offsetting collections: 68.00 Offsetting collections (cash) ..................................... 68.10 Change in uncollected customer payments from Federal sources (unexpired) .................................. 68.90 781 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 782 MARITIME ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 General and special funds—Continued SHIP CONSTRUCTION Program and Financing (in millions of dollars) SHIP DISPOSAL—Continued Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–1768–0–1–403 2001 actual Identification code 69–1708–0–1–403 2002 est. Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... 90.00 Outlays ........................................................................... ................... ................... 2003 est. 21.40 22.00 11 6 The Ship disposal program provides resources to dispose of obsolete merchant-type vessels in the National defense reserve fleet (NDRF), which the Maritime Administration is required by law to dispose of by the end of 2006. There is a backlog of 139 ships awaiting disposal as of December 2001. These vessels, many of which are 50 years in age, pose significant environmental threat due to the presence of hazardous substances such as asbestos and solid and liquid polychlorinated biphenyls (PCBs). f 23.90 24.40 2002 est. Budgetary resources available for obligation: Unobligated balance carried forward, start of year 2 New budget authority (gross) ........................................ ................... Total budgetary resources available for obligation Unobligated balance carried forward, end of year ....... 4 2 ¥4 ................... 2 ................... 4 2 New budget authority (gross), detail: Discretionary: 40.36 Unobligated balance rescinded ................................. ................... 89.00 90.00 2003 est. 2 4 ¥4 ................... Net budget authority and outlays: Budget authority ............................................................ ................... ¥4 ................... Outlays ........................................................................... ¥2 ................... ................... The Ship Construction account is currently inactive except for determinations regarding the use of vessels built under the program, final settlement of open contracts, and closing of financial accounts. f MARITIME SECURITY PROGRAM For necessary expenses to maintain and preserve a U.S.-flag merchant fleet to serve the national security needs of the United States, $98,700,000, to remain available until expended. (Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 2002.) OPERATING-DIFFERENTIAL SUBSIDIES (LIQUIDATION OF CONTRACT AUTHORITY) Program and Financing (in millions of dollars) 2001 actual Identification code 69–1709–0–1–403 2002 est. 2003 est. Program and Financing (in millions of dollars) 10.00 Obligations by program activity: Total new obligations (object class 41.0) ..................... 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... New budget authority (gross) ........................................ 99 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 98 2002 est. 99 2003 est. 99 21.40 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year Unobligated balance carried forward, end of year ....... 125 125 72.40 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 45 ¥8 37 86.93 2001 actual Identification code 69–1711–0–1–054 Outlays (gross), detail: Outlays from discretionary balances ............................. 8 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 8 18 19 1 ................... 99 99 99 100 99 ¥98 ¥99 ¥99 1 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 99 99 99 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 8 98 ¥98 8 8 99 ¥99 8 8 99 ¥99 8 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 92 7 92 9 92 7 87.00 Total outlays (gross) ................................................. 98 99 99 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 99 98 99 99 99 99 14:21 Jan 23, 2002 Jkt 189685 125 125 37 19 ¥18 ¥19 19 ................... 18 19 The Operating-Differential Subsidies (ODS) account helps to maintain a U.S.-flag merchant fleet to serve both the commercial and national security needs of the U.S. by providing operating subsides to U.S.-flag ship operators to offset certain differences between U.S. and foreign operating costs. Appropriations are provided to liquidate contract authority. This program has been replaced by the Maritime Security Program. Existing liquidating cash on hand is expected to be sufficient to honor existing contracts. No new ODS contracts will be entered into and no existing contracts will be modified. f OCEAN FREIGHT DIFFERENTIAL Program and Financing (in millions of dollars) The Maritime Security Program provides resources to maintain a U.S.-flag merchant fleet crewed by U.S. citizens to serve both the commercial and national security needs of the United States. The program provides direct payments to U.S.-flag ship operators engaged in U.S.-foreign trade. Participating operators are required to keep the vessels in active commercial service and are required to provide intermodal sealift support to the Department of Defense in times of war or national emergency. VerDate 11-MAY-2000 125 125 PO 00000 Frm 00068 Fmt 3616 2001 actual Identification code 69–1751–0–1–403 2002 est. 2003 est. 00.01 Obligations by program activity: Ocean frieght differential .............................................. 162 48 45 10.00 Total new obligations (object class 22.0) ................ 162 48 45 Budgetary resources available for obligation: Unobligated balance carried forward, start of year 52 113 New budget authority (gross) ........................................ 254 48 Capital transfer to general fund ................................... ................... ¥39 Portion applied to repay debt ........................................ ¥21 ¥73 Balance of authority to borrow withdrawn .................... ¥11 ................... ................... 45 ................... ................... ................... 21.40 22.00 22.40 22.60 22.70 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT MARITIME ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 274 49 45 ¥162 ¥48 ¥45 113 ................... ................... READY RESERVE FORCE Program and Financing (in millions of dollars) 2001 actual Identification code 69–1710–0–1–054 New budget authority (gross), detail: Mandatory: 60.00 Appropriation ............................................................. 60.47 Portion applied to repay debt ................................... 80 ¥7 62.50 67.10 Appropriation (total mandatory) ........................... Authority to borrow .................................................... 73 ................... ................... 181 48 45 70.00 Total new budget authority (gross) .......................... 254 783 2002 est. 2003 est. 48 45 Change in obligated balances: 72.40 Obligated balance, start of year ................................... ................... 134 ................... 73.10 Total new obligations .................................................... 162 48 45 73.20 Total outlays (gross) ...................................................... ¥28 ¥182 ¥45 74.40 Obligated balance, end of year ..................................... 134 ................... ................... Outlays (gross), detail: 86.97 Outlays from new mandatory authority ......................... 28 86.98 Outlays from mandatory balances ................................ ................... 48 45 134 ................... 87.00 182 Total outlays (gross) ................................................. 28 Net budget authority and outlays: 89.00 Budget authority ............................................................ 90.00 Outlays ........................................................................... 254 28 48 182 45 45 CARGO PREFERENCE PROGRAM COSTS Obligations AGENCY: Department of Agriculture .............. Department of Transportation— Maritime Administration ............. Department of Defense (1998 nos.) Agency for International Development ........................................... Export–Import Bank of the U.S. ..... Department of State ....................... Total ................................... VerDate 11-MAY-2000 Outlays Obligations 2003 est. Outlays Obligations 4 4 Total new obligations (object class 25.2) ................ 6 4 4 21.40 22.10 Budgetary resources available for obligation: Unobligated balance carried forward, start of year Resources available from recoveries of prior year obligations ....................................................................... 15 10 6 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 72.40 73.10 73.20 73.45 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Obligated balance, end of year ..................................... Outlays (gross), detail: Outlays from discretionary balances ............................. 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... 4 4 4 Outlays 2001 actual Identification code 69–4303–0–3–403 10.00 21.40 22.00 22.10 Obligations by program activity: Total new obligations .................................................... Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ Resources available from recoveries of prior year obligations ....................................................................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Spending authority from offsetting collections: Discretionary: 68.00 Offsetting collections (cash) ................................ 68.10 Change in uncollected customer payments from Federal sources (unexpired) ............................. 111.2 116.8 162 350.3 28 350.3 48 350.2 182 350.2 45 354 45 354 3 11.3 1 3 14.1 1 3 14.2 1 3 12.5 1 3 16.2 1 3 14.1 1 68.90 717 555.7 544 672.8 530.4 533.9 72.40 73.10 Fmt 3616 4 4 4 Program and Financing (in millions of dollars) 124.1 Frm 00069 4 6 4 6 4 4 ¥4 ¥4 ¥4 ¥1 ................... ................... 6 4 4 VESSEL OPERATIONS REVOLVING FUND 127.6 PO 00000 6 ¥4 2 Public enterprise funds: 159.3 Jkt 189685 10 ¥4 6 f 189.4 14:21 Jan 23, 2002 1 ................... ................... 16 ¥6 10 Funding for the Ready Reserve Force (RRF) account is included in appropriations for the Department of Defense. Management of the RRF remains with MARAD. Reimbursements from the Department of Defense for the RRF account are reflected in MARAD’s Vessel Operations Revolving Fund account. Obligations shown above are the spendout of funding appropriated directly to MARAD prior to 1996 for the RRF. The RRF is comprised of Government-owned, U.S.-flag merchant ships laid up in the National Defense Reserve Fleet (NDRF). The RRF is maintained in an advanced state of readiness to meet surge shipping requirements during a national emergency. 23.90 23.95 24.40 [In millions of dollars] 2002 est. 6 45 Public Law 99–198 amended section 901 of the Merchant Marine Act to increase from 50 to 75 percent the amount of agricultural commodities under specified programs that must be carried on U.S.-flag vessels. The increased cost associated with this expanded U.S.-flag shipping requirement stems from higher rates charged by U.S.-flag carriers compared with foreign-flag carriers. The Maritime Administration is required to reimburse the Department of Agriculture for ocean freight differential costs for the added tonnage above 50 percent. These reimbursements are funded through borrowings from the Treasury. In 2003, the Budget proposes to eliminate the Maritime Administration reimbursement to the Department of Agriculture for the ocean freight differential to clarify and streamline government spending. The Maritime Administration will continue to provide contract and regulatory oversight for this program. In 2003, funding for the ocean freight differential program will be funded through the Department of Agriculture in the international food aid program. The Maritime Administration’s ocean freight differential costs are one portion of the government’s cargo preference program. The ocean transportation subsidy costs related to cargo preference for all relevant agencies are presented in the following schedule. 2001 actual Obligations by program activity: Maintenance and operations ......................................... 86.93 45 ¥45 00.02 10.00 109 ¥109 2002 est. 2003 est. 374 394 351 22 404 68 ................... 326 351 16 ................... ................... 442 394 351 ¥374 ¥394 ¥351 68 ................... ................... 354 326 351 50 ................... ................... Spending authority from offsetting collections (total discretionary) ..................................... 404 326 351 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... 124 374 65 394 170 351 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 784 MARITIME ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 Public enterprise funds—Continued WAR RISK INSURANCE REVOLVING FUND Program and Financing (in millions of dollars) VESSEL OPERATIONS REVOLVING FUND—Continued Program and Financing (in millions of dollars)—Continued 2001 actual Identification code 69–4302–0–3–403 10.00 2001 actual Identification code 69–4303–0–3–403 73.20 73.45 74.00 74.40 Total outlays (gross) ...................................................... Recoveries of prior year obligations .............................. Change in uncollected customer payments from Federal sources (unexpired) ............................................ Obligated balance, end of year ..................................... 86.90 86.93 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 87.00 Total outlays (gross) ................................................. Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: Federal sources: 88.00 Ready Reserve Force ........................................ 88.00 Activations and deactivations .......................... 88.00 Afloat Prepositioning Force (APF) and Army Prepositioning Stock (APS) .......................... 88.00 DOD exercises and other .................................. 88.90 88.95 Total, offsetting collections (cash) .................. Against gross budget authority only: Change in uncollected customer payments from Federal sources (unexpired) .................................. 2002 est. Obligations by program activity: Total new obligations (object class 25.2) ..................... ................... 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 2003 est. 331 36 367 284 5 289 1 32 2 34 2 35 2 Total budgetary resources available for obligation 34 Total new obligations .................................................... ................... Unobligated balance carried forward, end of year ....... 34 36 ¥1 35 37 ¥1 36 2 2 2 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... ................... Total new obligations .................................................... ................... Total outlays (gross) ...................................................... ................... Obligated balance, end of year ..................................... ¥1 ¥1 1 ¥1 ¥1 ¥1 1 ¥1 ¥1 Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. 2 ¥1 2 ¥1 2 ¥1 Total outlays (gross) ................................................. ................... 1 1 ¥2 ¥2 23.90 23.95 24.40 246 61 308 68.00 ¥258 ¥43 ¥225 ¥48 ¥251 ¥48 ¥35 ¥18 ¥31 ¥22 ¥30 ¥22 86.90 86.93 ¥354 ¥326 ¥351 New budget authority (gross), detail: Discretionary: Spending authority from offsetting collections (gross): Offsetting collections (cash) ................... 87.00 ¥50 ................... ................... Net budget authority and outlays: 89.00 Budget authority ............................................................ ................... ................... ................... 90.00 Outlays ........................................................................... 13 ¥37 ¥43 The Maritime Administration is authorized to reactivate, operate, deactivate, and charter merchant vessels. These operations are financed through the Vessel Operations Revolving Fund with reimbursements from sponsoring agencies. In addition, the fund is available to finance the necessary expenses to protect, maintain, preserve, acquire, and use vessels involved in mortgage foreclosure or forfeiture proceedings instituted by the United States other than those financed by the Federal Ship Financing Fund or the Maritime Guaranteed Loan (Title XI) Financing Account; and to process advances received from Federal agencies. Also the acquisition and disposal of ships under the trade-in/scrap-out program is financed through this account. Reimbursements from other Federal agencies also pay for various DOD/Navy-sponsored activities, such as the operation of activated RRF vessels, installation of sealift enhancement features and other special projects. The Vessel Operations Revolving Fund account includes DOD/Navy reimbursements for the RRF account. DOD/Navy funding for RRF provides for additional RRF vessels, RRF ship activations and deactivations, maintaining RRF ships in an advanced state of readiness, berthing costs, capital improvements at fleet sites, and other RRF support costs. 2003 est. 1 ¥367 ¥289 ¥308 ¥16 ................... ................... ¥50 ................... ................... 65 170 213 2002 est. Offsets: Against gross budget authority and outlays: 88.20 Offsetting collections (cash) from: Interest on Federal securities ....................................................... 89.00 90.00 ¥2 Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ¥1 ¥1 ¥1 Memorandum (non-add) entries: Total investments, start of year: Federal securities: Par value ................................................................... 92.02 Total investments, end of year: Federal securities: Par value ................................................................... 92.01 28 31 35 31 35 36 The Maritime Administration is authorized to insure against loss or damage from marine war risks until commercial insurance can be obtained on reasonable terms and conditions. This insurance includes war risk hull and disbursements interim insurance, war risk protection and indemnity interim insurance, second seamen’s war risk interim insurance, and war risk cargo insurance standby program. f Credit accounts: FEDERAL SHIP FINANCING FUND LIQUIDATING ACCOUNT Program and Financing (in millions of dollars) 2001 actual Identification code 69–4301–0–3–403 2002 est. 2003 est. 00.01 Obligations by program activity: Operating expenses ........................................................ 2 2 2 10.00 Total new obligations (object class 25.2) ................ 2 2 2 Object Classification (in millions of dollars) 2001 actual Identification code 69–4303–0–3–403 2002 est. 2003 est. 21.0 23.3 24.0 25.2 26.0 31.0 42.0 Travel and transportation of persons ............................ Communications, utilities, and miscellaneous charges Printing and reproduction .............................................. Other services ................................................................ Supplies and materials ................................................. Equipment ...................................................................... Insurance claims and indemnities ................................ 3 19 2 315 33 1 1 3 21 2 330 36 1 1 3 21 2 287 36 1 1 99.9 Total new obligations ................................................ 374 394 351 PO 00000 Frm 00070 Fmt 3616 VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 21.40 22.00 22.40 23.90 23.95 24.40 Budgetary resources available for obligation: Unobligated balance carried forward, start of year ................... New budget authority (gross) ........................................ 3 Capital transfer to general fund ................................... ................... Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... New budget authority (gross), detail: Mandatory: 69.00 Offsetting collections (cash) ..................................... Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 1 ................... 2 2 ¥1 ................... 3 2 2 ¥2 ¥2 ¥2 1 ................... ................... 3 2 2 MARITIME ADMINISTRATION—Continued Federal Funds—Continued DEPARTMENT OF TRANSPORTATION Change in obligated balances: Total new obligations .................................................... 2 2 2 Offsets: Against gross budget authority and outlays: Offsetting collections (cash) from: Non-Federal sources: 88.40 Insurance premiums and fees ......................... 88.40 Repayment of loans ......................................... ¥2 ¥1 ¥1 ¥1 ¥1 ¥1 88.90 ¥3 ¥2 ¥2 73.10 89.00 90.00 Total, offsetting collections (cash) .................. MARITIME GUARANTEED LOAN (TITLE XI) PROGRAM ACCOUNT Net budget authority and outlays: Budget authority ............................................................ ................... ................... ................... Outlays ........................................................................... ¥3 ¥2 ¥2 Status of Guaranteed Loans (in millions of dollars) 2001 actual Identification code 69–4301–0–3–403 785 2002 est. 2003 est. 2210 2251 Cumulative balance of guaranteed loans outstanding: Outstanding, start of year ............................................. Repayments and prepayments ...................................... 248 ¥66 182 ¥60 122 ¥55 2290 Outstanding, end of year .......................................... 182 122 67 Memorandum: 2299 Guaranteed amount of guaranteed loans outstanding, end of year ................................................................ 182 122 67 Addendum: Cumulative balance of defaulted guaranteed loans that result in loans receivable: 2310 Outstanding, start of year ........................................ 17 ................... ................... 2351 Repayments of loans receivable ............................... ................... ................... ................... 2361 Write-offs of loans receivable ................................... ¥17 ................... ................... øFor the cost of guaranteed loans, as authorized by the Merchant Marine Act, 1936, $30,000,000, to remain available until expended: Provided, That such costs, including the cost of modifying such loans, shall be as defined in section 502 of the Congressional Budget Act of 1974, as amended.¿ øIn addition, for¿ For administrative expenses to carry out the guaranteed loan program, not to exceed ø$3,978,000¿ $4,482,152, which shall be transferred to and merged with the appropriation for Operations and Training. (Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 2002.) Program and Financing (in millions of dollars) 2001 actual Identification code 69–1752–0–1–403 2002 est. 2003 est. 00.02 00.07 00.08 00.09 Obligations by program activity: Loan guarantee subsidy ................................................ Reestimates of loan guarantee subsidy ........................ Interest on reestimates of loan guarantee subsidy Administrative expense .................................................. 33 16 5 4 40 ................... 193 ................... 20 ................... 4 4 10.00 Total new obligations ................................................ 58 257 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New budget authority (gross) ........................................ 18 47 7 ................... 250 4 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 65 257 4 ¥58 ¥257 ¥4 7 ................... ................... New budget authority (gross), detail: Discretionary: 40.00 Appropriation ............................................................. 40.36 Unobligated balance rescinded ................................. 34 37 4 ¥8 ................... ................... 60.00 2390 The Merchant Marine Act of 1936, as amended, established the Federal Ship Financing Fund to assist in the development of the U.S. merchant marine by guaranteeing construction loans and mortgages on U.S.-flag vessels built in the United States. No new commitments for loan guarantees are projected for the Federal Ship Financing Fund as this Fund is used only to underwrite guarantees made under the Title XI loan guarantee program prior to 1992. Statement of Operations (in millions of dollars) Identification code 69–4301–0–3–403 0101 0102 0105 Revenue ................................................... Expense .................................................... Net income or loss (–) ............................ 2000 actual 2001 actual 3 –3 2 –2 .................. .................. 2002 est. 2 –2 .................. 2003 est. .................. 2000 actual ASSETS: 1101 Federal assets: Fund balances with Treasury ............................................... 1206 Non-Federal assets: Receivables, net ..... 1803 Other Federal assets: Property, plant and equipment, net ............................ .................. 5 1 .................. .................. .................. .................. .................. 1 .................. .................. .................. 6 1 .................. .................. .................. 6 1 .................. .................. .................. .................. .................. 2999 2001 actual 2002 est. 70.00 Total new budget authority (gross) .......................... 47 250 72.40 73.10 73.20 74.40 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total outlays (gross) ...................................................... Obligated balance, end of year ..................................... 38 58 ¥45 51 51 21 257 4 ¥287 ¥25 21 ................... Outlays (gross), detail: Outlays from new discretionary authority ..................... Outlays from discretionary balances ............................. Outlays from new mandatory authority ......................... 5 19 21 37 4 37 21 213 ................... 87.00 Total outlays (gross) ................................................. 45 287 25 89.00 90.00 Net budget authority and outlays: Budget authority ............................................................ Outlays ........................................................................... 47 45 250 287 4 25 1 .................. .................. .................. .................. .................. .................. 3999 Total net position ................................ .................. .................. .................. .................. 4999 Total liabilities and net position ............ 6 1 .................. .................. PO 00000 Frm 00071 Fmt 3616 Jkt 189685 37 4 4 2001 actual Identification code 69–1752–0–1–403 6 14:21 Jan 23, 2002 213 ................... 2003 est. Total liabilities .................................... NET POSITION: 3300 Cumulative results of operations ............ VerDate 11-MAY-2000 26 Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars) Identification code 69–4301–0–3–403 Total assets ........................................ LIABILITIES: 2104 Federal liabilities: Resources payable to Treasury ............................................... 2201 Non-Federal liabilities: Accounts payable 21 2 –2 Balance Sheet (in millions of dollars) 1999 Appropriation (total discretionary) ........................ Mandatory: Appropriation ............................................................. 86.90 86.93 86.97 Outstanding, end of year ...................................... ................... ................... ................... 43.00 4 Guaranteed loan levels supportable by subsidy budget authority: 215001 Risk category 1A ............................................................ 215002 Risk category 1B ............................................................ 215003 Risk category 1C ............................................................ 215004 Risk category 2A ............................................................ 215005 Risk category 2B ............................................................ 215006 Risk category 2C ............................................................ 215007 Risk category 3 .............................................................. 215901 Total loan guarantee levels ........................................... Guaranteed loan subsidy (in percent): 232001 Risk category 1A ............................................................ 232002 Risk category 1B ............................................................ 232003 Risk category 1C ............................................................ 232004 Risk category 2A ............................................................ 232005 Risk category 2B ............................................................ 232006 Risk category 2C ............................................................ 232007 Risk category 3 .............................................................. Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 2002 est. 2003 est. ................... ................... ................... 376 318 35 ................... ................... ................... ................... 415 210 35 ................... ................... ................... ................... ................... ................... ................... ................... 729 0.00 0.00 0.00 3.80 5.54 5.30 0.00 660 ................... 1.77 2.28 2.77 4.34 5.91 7.46 12.40 0.00 0.00 0.00 0.00 0.00 0.00 0.00 786 MARITIME ADMINISTRATION—Continued Federal Funds—Continued THE BUDGET FOR FISCAL YEAR 2003 Credit accounts—Continued MARITIME GUARANTEED LOAN (TITLE XI) Financing Account MARITIME GUARANTEED LOAN (TITLE XI) PROGRAM ACCOUNT— Continued Program and Financing (in millions of dollars) 2001 actual Identification code 69–4304–0–3–999 Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in millions of dollars)—Continued Obligations by program activity: Defaults .......................................................................... Downward re-estimates: 08.02 Downward re-estimates ............................................. 08.04 Interest on downward re-estimates .......................... 00.03 2001 actual Identification code 69–1752–0–1–403 232901 Weighted average subsidy rate ..................................... Guaranteed loan subsidy budget authority: 233001 Risk category 1A ............................................................ 233002 Risk category 1B ............................................................ 233003 Risk category 1C ............................................................ 233004 Risk category 2A ............................................................ 233005 Risk category 2B ............................................................ 233006 Risk category 2C ............................................................ 233007 Risk category 3 .............................................................. 233901 Total subsidy budget authority ...................................... Guaranteed loan subsidy outlays: 234001 Risk category 1A ............................................................ 234002 Risk category 1B ............................................................ 234003 Risk category 1C ............................................................ 234004 Risk category 2A ............................................................ 234005 Risk category 2B ............................................................ 234006 Risk category 2C ............................................................ 234007 Risk category 3 .............................................................. 2002 est. 2003 est. 36 12 ................... 10.00 Total new obligations ................................................ 116 414 15 21.40 22.00 Budgetary resources available for obligation: Unobligated balance carried forward, start of year New financing authority (gross) .................................... 268 114 265 512 363 101 23.90 23.95 24.40 Total budgetary resources available for obligation Total new obligations .................................................... Unobligated balance carried forward, end of year ....... 382 ¥116 265 777 ¥414 363 464 ¥15 449 ................... ................... ................... 14 18 2 ................... ................... ................... ................... 18 12 3 ................... ................... ................... ................... ................... ................... ................... ................... 08.91 33 ................... ................... ................... ................... 11 7 3 ................... 234901 Total subsidy outlays ..................................................... Guaranteed loan upward reestimate subsidy budget authority: 235008 MARAD upward reestimate ............................................ 26 64 21 21 213 ................... 235901 Total upward reestimate budget authority .................... Guaranteed loan upward reestimate subsidy outlays: 236008 MARAD upward reestimate ............................................ 21 213 ................... 21 213 ................... 15 Subtotal, downward re-estimates ............................. 0.00 ................... ................... ................... 44 14 6 ................... 402 9 ................... 3 ................... 5.00 ................... ................... ................... 3 17 6 ................... 80 2003 est. 31 5 4.66 34 2002 est. 21 213 ................... ¥36 ¥12 ................... 237901 Total downward reestimate subsidy budget authority Guaranteed loan downward reestimate subsidy outlays: 238008 MARAD downward reestimate ........................................ ¥36 ¥12 ................... ¥36 ¥12 ................... 238901 Total downward reestimate subsidy outlays ................. ¥36 ¥12 ................... Administrative expense data: 351001 Budget authority ............................................................ 359001 Outlays from new authority ........................................... 4 4 4 4 4 4 This program provides for guaranteed loans for purchasers of ships from the U.S. shipbuilding industry and for modernization of U.S. shipyards. As required by the Federal Credit Reform Act of 1990, this account includes the subsidy costs associated with the loan guarantee commitments made in 1992 and beyond (including modifications of direct loans or loan guarantees that resulted from obligations or commitments in any year), as well as administrative expenses of this program. The subsidy amounts are estimated on a present value basis, the administrative expenses are estimated on a cash basis. Funds for administrative expenses for the Title XI program are appropriated to this account, then transferred by reimbursement to the Operations and Training account to be obligated and outlayed. The schedule above shows the post-transfer amounts for 2001. For 2002 and 2003, the schedule displays pre-transfer amounts in order to comply with the Federal Credit Reform Act of 1990. In an effort to reduce corporate subsidies, no new funds for loan guarantees are requested for 2003. Object Classification (in millions of dollars) 2001 actual Identification code 69–1752–0–1–403 2002 est. 2003 est. 107 333 101 70.00 236901 Total upward reestimate subsidy outlays ..................... Guaranteed loan downward reestimate subsidy budget authority: 237008 MARAD downward reestimate ........................................ New financing authority (gross), detail: Mandatory: 67.10 Authority to borrow .................................................... Discretionary: 68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..................................... Total new financing authority (gross) ...................... 114 512 101 72.40 73.10 73.20 74.40 87.00 Change in obligated balances: Obligated balance, start of year ................................... Total new obligations .................................................... Total financing disbursements (gross) ......................... Obligated balance, end of year ..................................... Total financing disbursements (gross) ......................... 2 116 ¥116 3 116 3 414 ¥249 168 249 168 15 ¥5 178 5 ¥26 ¥64 ¥21 Offsets: Against gross financing authority and financing disbursements: Offsetting collections (cash) from: Federal sources: 88.00 Program account .............................................. 88.00 Federal sources: Payments from program account—Upward reestimate ......................... 88.25 Interest on uninvested funds ............................... Non-Federal sources: 88.40 Loan Repayment ............................................... 88.40 Fees and other payments ................................. 7 179 ................... ¥21 ¥16 ¥213 ................... ¥12 ¥10 ¥19 ¥25 ¥24 ¥20 ¥50 ¥20 ¥333 ¥101 88.90 Total, offsetting collections (cash) .................. ¥107 89.00 90.00 Net financing authority and financing disbursements: Financing authority ........................................................ Financing disbursements ............................................... 7 9 179 ................... ¥84 ¥96 Status of Guaranteed Loans (in millions of dollars) 2001 actual Identification code 69–4304–0–3–999 2002 est. 2003 est. Position with respect to appropriations act limitation on commitments: 2111 Limitation on guaranteed loans made by private lenders .............................................................................. ................... ................... ................... 2131 Guaranteed loan commitments exempt from limitation 729 800 ................... 2150 2199 Total guaranteed loan commitments ........................ Guaranteed amount of guaranteed loan commitments 729 729 Cumulative balance of guaranteed loans outstanding: Outstanding, start of year ............................................. 4,195 Disbursements of new guaranteed loans ...................... 729 Repayments and prepayments ...................................... ¥110 Adjustments: 2262 Terminations for default that result in acquisition of property ............................................................. ¥76 2264 Other adjustments, net ............................................. ................... 2210 2231 2251 800 ................... 800 ................... 4,738 4,696 800 ................... ¥120 ¥130 ¥367 ¥94 ¥355 ................... 99.9 Other services ................................................................ Grants, subsidies, and contributions ............................ Total new obligations ................................................ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 4 54 2290 Outstanding, end of year .......................................... 4,738 4,696 4,472 2299 25.2 41.0 Memorandum: Guaranteed amount of guaranteed loans outstanding, end of year ................................................................ 4,738 4,696 4,472 4 4 253 ................... 58 257 4 PO 00000 Frm 00072 Fmt 3616 Sfmt 3643 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT TITLE III—GENERAL PROVISIONS DEPARTMENT OF TRANSPORTATION As required by the Federal Credit Reform Act of 1990, this non-budgetary account records all cash flows to and from the Government resulting from loan guarantees committed in 1992 and beyond (including modifications of loan guarantees that resulted from commitments in any year). The amounts in this account are a means of financing and are not included in the budget totals. Balance Sheet (in millions of dollars) 2000 actual 2001 actual ASSETS: Federal assets: 1101 Fund balances with Treasury ............. Investments in US securities: 1106 Receivables, net ............................. 457 267 100 1999 Identification code 69–4304–0–3–999 2002 est. 2003 est. 130 6 132 509 450 Total assets ........................................ LIABILITIES: 2101 Federal liabilities: Accounts payable ...... 2204 Non-Federal liabilities: Liabilities for loan guarantees .................................. 463 399 609 580 195 6 100 50 268 393 509 530 2999 Total liabilities .................................... 463 399 609 580 4999 Total liabilities and net position ............ 463 399 609 580 f ADMINISTRATIVE PROVISIONS—MARITIME ADMINISTRATION Notwithstanding any other provision of this Act, the Maritime Administration is authorized to furnish utilities and services and make necessary repairs in connection with any lease, contract, or occupancy involving Government property under control of the Maritime Administration, and payments received therefore shall be credited to the appropriation charged with the cost thereof: Provided, That rental payments under any such lease, contract, or occupancy for items other than such utilities, services, or repairs shall be covered into the Treasury as miscellaneous receipts. No obligations shall be incurred during the current fiscal year from the construction fund established by the Merchant Marine Act, 1936, or otherwise, in excess of the appropriations and limitations contained in this Act or in any prior appropriation Act. (Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 2002.) f GENERAL FUND RECEIPT ACCOUNTS (in millions of dollars) 2001 actual 2002 est. Offsetting receipts from the public: 20–031100 Tonnage duty increases ................................... 71 69–085500 Registration, filing, and permit fees, hazardous materials transportation ........................................ 3 69–242100 Marine safety fees ........................................... 20 69–272830 Maritime (title XI) loan program, Downward reestimates of subsidies .................................................... 36 69–273530 Alameda corridor, Downward reestimates of subsidies ............................................................................ ................... 69–309900 Miscellaneous recoveries and refunds, not otherwise classified ............................................................ ................... General Fund Offsetting receipts from the public ..................... 2003 est. 73 74 1 20 1 20 12 ................... 63 ................... 1 170 130 1 96 f OTHER CONSOLIDATED RECEIPTS ACCOUNTS f TITLE III—GENERAL PROVISIONS (INCLUDING TRANSFERS OF FUNDS) SEC. 301. During the current fiscal year applicable appropriations to the Department of Transportation shall be available for maintenance and operation of aircraft; hire of passenger motor vehicles VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00073 Fmt 3616 787 and aircraft; purchase of liability insurance for motor vehicles operating in foreign countries on official department business; and uniforms, or allowances therefor, as authorized by law (5 U.S.C. 5901– 5902). SEC. 302. Such sums as may be necessary for fiscal year ø2002¿ 2003 pay raises for programs funded in this Act shall be absorbed within the levels appropriated in this Act or previous appropriations Acts. SEC. 303. Appropriations contained in this Act for the Department of Transportation shall be available for services as authorized by 5 U.S.C. 3109, but at rates for individuals not to exceed the per diem rate equivalent to the rate for an Executive Level IV. SEC. 304. None of the funds in this Act shall be available for salaries and expenses of more than ø105¿ 116 political and Presidential appointees in the Department of Transportationø: Provided, That none of the personnel covered by this provision or political and Presidential appointees in an independent agency funded in this Act may be assigned on temporary detail outside the Department of Transportation or such independent agency except to the Office of Homeland Security¿. SEC. 305. None of the funds in this Act shall be used for the planning or execution of any program to pay the expenses of, or otherwise compensate, non-Federal parties intervening in regulatory or adjudicatory proceedings funded in this Act. SEC. 306. None of the funds appropriated in this Act shall remain available for obligation beyond the current fiscal year, nor may any be transferred to other appropriations, unless expressly so provided herein. SEC. 307. The expenditure of any appropriation under this Act for any consulting service through procurement contract pursuant to section 3109 of title 5, United States Code, shall be limited to those contracts where such expenditures are a matter of public record and available for public inspection, except where otherwise provided under existing law, or under existing Executive order issued pursuant to existing law. SEC. 308. None of the funds in this Act shall be used to implement section 404 of title 23, United States Code. SEC. 309. The limitations on obligations for the programs of the Federal Transit Administration shall not apply to any authority under 49 U.S.C. 5338, previously made available for obligation, or to any other authority previously made available for obligation. SEC. 310. (a) For fiscal year ø2002¿ 2003, the Secretary of Transportation shall— (1) not distribute from the obligation limitation for Federal-aid Highways amounts authorized for administrative expenses and programs funded from the administrative takedown authorized by section 104(a)(1)(A) of title 23, United States Code, for the highway use tax evasion program, amounts provided under section 110 of title 23, United States Code, and for the Bureau of Transportation Statistics; (2) not distribute an amount from the obligation limitation for Federal-aid Highways that is equal to the unobligated balance of amounts made available from the Highway Trust Fund (other than the Mass Transit Account) for Federal-aid highways and highway safety programs for the previous fiscal year the funds for which are allocated by the Secretary; (3) determine the ratio that— (A) the obligation limitation for Federal-aid Highways less the aggregate of amounts not distributed under paragraphs (1) and (2), bears to (B) the total of the sums authorized to be appropriated for Federal-aid highways and highway safety construction programs (other than sums authorized to be appropriated for sections set forth in paragraphs (1) through (7) of subsection (b) and sums authorized to be appropriated for section 105 of title 23, United States Code, equal to the amount referred to in subsection (b)(8)) for such fiscal year less the aggregate of the amounts not distributed under paragraph (1) of this subsection; (4) distribute the obligation limitation for Federal-aid Highways less the aggregate amounts not distributed under paragraphs (1) and (2) of section 117 of title 23, United States Code (relating to high priority projects program), section 201 of the Appalachian Regional Development Act of 1965, the Woodrow Wilson Memorial Bridge Authority Act of 1995, and $2,000,000,000 for such fiscal year under section 105 of title 23, United States Code (relating to minimum guarantee) so that the amount of obligation authority available for each of such sections is equal to the amount determined by multiplying the ratio determined under paragraph (3) Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 788 TITLE III—GENERAL PROVISIONS—Continued (INCLUDING THE BUDGET FOR FISCAL YEAR 2003 TRANSFERS OF FUNDS)—Continued by the sums authorized to be appropriated for such section (except in the case of section 105, $2,000,000,000) for such fiscal year; (5) distribute the obligation limitation provided for Federal-aid Highways less the aggregate amounts not distributed under paragraphs (1) and (2) and amounts distributed under paragraph (4) for each of the programs that are allocated by the Secretary under title 23, United States Code (other than activities to which paragraph (1) applies and programs to which paragraph (4) applies) by multiplying the ratio determined under paragraph (3) by the sums authorized to be appropriated for such program for such fiscal year; and (6) distribute the obligation limitation provided for Federal-aid Highways less the aggregate amounts not distributed under paragraphs (1) and (2) and amounts distributed under paragraphs (4) and (5) for Federal-aid highways and highway safety construction programs (other than the minimum guarantee program, but only to the extent that amounts apportioned for the minimum guarantee program for such fiscal year exceed $2,639,000,000, and the Appalachian development highway system program) that are apportioned by the Secretary under title 23, United States Code, in the ratio that— (A) sums authorized to be appropriated for such programs that are apportioned to each State for such fiscal year, bear to (B) the total of the sums authorized to be appropriated for such programs that are apportioned to all States for such fiscal year. (b) EXCEPTIONS FROM OBLIGATION LIMITATION.—THE OBLIGATION LIMITATION FOR FEDERAL-AID HIGHWAYS SHALL NOT APPLY TO OBLIGATIONS: (1) UNDER SECTION 125 OF TITLE 23, UNITED STATES CODE; (2) UNDER SECTION 147 OF THE SURFACE TRANSPORTATION ASSISTANCE ACT OF 1978; (3) UNDER SECTION 9 OF THE FEDERAL-AID HIGHWAY ACT OF 1981; (4) UNDER SECTIONS 131(B) AND 131( J) OF THE SURFACE TRANSPORTATION ASSISTANCE ACT OF 1982; (5) UNDER SECTIONS 149(B) AND 149(C) OF THE SURFACE TRANSPORTATION AND UNIFORM RELOCATION ASSISTANCE ACT OF 1987; (6) UNDER SECTIONS 1103 THROUGH 1108 OF THE INTERMODAL SURFACE TRANSPORTATION EFFICIENCY ACT OF 1991; (7) UNDER SECTION 157 OF TITLE 23, UNITED STATES CODE, AS IN EFFECT ON THE DAY BEFORE THE DATE OF THE ENACTMENT OF THE TRANSPORTATION EQUITY ACT FOR THE 21ST CENTURY; AND (8) UNDER SECTION 105 OF TITLE 23, UNITED STATES CODE (BUT, ONLY IN AN AMOUNT EQUAL TO $639,000,000 FOR SUCH FISCAL YEAR). (c) REDISTRIBUTION OF UNUSED OBLIGATION AUTHORITY.—Notwithstanding subsection (a), the Secretary shall after August 1 for such fiscal year revise a distribution of the obligation limitation made available under subsection (a) if a State will not obligate the amount distributed during that fiscal year and redistribute sufficient amounts to those States able to obligate amounts in addition to those previously distributed during that fiscal year giving priority to those States having large unobligated balances of funds apportioned under sections 104 and 144 of title 23, United States Code, section 160 (as in effect on the day before the enactment of the Transportation Equity Act for the 21st Century) of title 23, United States Code, and under section 1015 of the Intermodal Surface Transportation Efficiency Act of 1991 (105 Stat. 1943–1945). (d) APPLICABILITY OF OBLIGATION LIMITATIONS TO TRANSPORTATION RESEARCH PROGRAMS.—The obligation limitation shall apply to transportation research programs carried out under chapter 5 of title 23, United States Code, except that obligation authority made available for such programs under such limitation shall remain available for a period of 3 fiscal years. (e) REDISTRIBUTION OF CERTAIN AUTHORIZED FUNDS.—Not later than 30 days after the date of the distribution of obligation limitation under subsection (a), the Secretary shall distribute to the States any funds: (1) that are authorized to be appropriated for such fiscal year for Federal-aid highways programs (other than the program under section 160 of title 23, United States Code) and for carrying out subchapter I of chapter 311 of title 49, United States Code, and highway-related programs under chapter 4 of title 23, United States Code; and (2) that the Secretary determines will not be allocated to the States, and will not be available for obligation, in such fiscal year due to the imposition of any obligation limitation for such fiscal year. Such distribution to the States shall be made in the same ratio as the distribution of obligation authority under subsection (a)(6). The funds so distributed shall be available for any purposes described in section 133(b) of title 23, United States Code. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00074 Fmt 3616 (f) SPECIAL RULE.—Obligation limitation distributed for a fiscal year under subsection (a)(4) of this section for a section set forth in subsection (a)(4) shall remain available until used and shall be in addition to the amount of any limitation imposed on obligations for Federal-aid highway and highway safety construction programs for future fiscal years. SEC. 311. (a) No recipient of funds made available in this Act shall disseminate personal information (as defined in 18 U.S.C. 2725(3)) obtained by a State department of motor vehicles in connection with a motor vehicle record as defined in 18 U.S.C. 2725(1), except as provided in 18 U.S.C. 2721 for a use permitted under 18 U.S.C. 2721. (b) Notwithstanding subsection (a), the Secretary shall not withhold funds provided in this Act for any grantee if a State is in noncompliance with this provision. SEC. 312. None of the funds in this Act shall be available to plan, finalize, or implement regulations that would establish a vessel traffic safety fairway less than five miles wide between the Santa Barbara Traffic Separation Scheme and the San Francisco Traffic Separation Scheme. SEC. 313. Notwithstanding any other provision of law, airports may transfer, without consideration, to the Federal Aviation Administration (FAA) instrument landing systems (along with associated approach lighting equipment and runway visual range equipment) which conform to FAA design and performance specifications, the purchase of which was assisted by a Federal airport-aid program, airport development aid program or airport improvement program grant: Provided, That, the Federal Aviation Administration shall accept such equipment, which shall thereafter be operated and maintained by FAA in accordance with agency criteria. SEC. 314. Notwithstanding any other provision of law, and except for fixed guideway modernization projects, funds made available by this Act under ‘‘Federal Transit Administration, Capital investment grants’’ for projects specified in this Act or identified in reports accompanying this Act not obligated by September 30, ø2004¿ 2005, and other recoveries, shall be made available for other projects under 49 U.S.C. 5309. SEC. 315. Notwithstanding any other provision of law, any funds appropriated before October 1, ø2001¿ 2002, under any section of chapter 53 of title 49, United States Code, that remain available for expenditure may be transferred to and administered under the most recent appropriation heading for any such section. øSEC. 316. None of the funds in this Act may be used to compensate in excess of 335 technical staff-years under the federally funded research and development center contract between the Federal Aviation Administration and the Center for Advanced Aviation Systems Development during fiscal year 2002.¿ SEC. ø317¿ 316. Funds received by the Federal Highway Administration, Federal Transit Administration, and Federal Railroad Administration from States, counties, municipalities, other public authorities, and private sources for expenses incurred for training may be credited respectively to the Federal Highway Administration’s ‘‘Federal-Aid Highways’’ account, the Federal Transit Administration’s ‘‘Transit Planning and Research’’ account, and to the Federal Railroad Administration’s ‘‘Safety and Operations’’ account, except for State rail safety inspectors participating in training pursuant to 49 U.S.C. 20105. øSEC. 318. Of the funds made available under section 1101(a)(12) and section 1503 of Public Law 105–178, as amended, $52,973,000 are rescinded.¿ øSEC. 319. Beginning in fiscal year 2002 and thereafter, the Secretary may use up to 1 percent of the amounts made available to carry out 49 U.S.C. 5309 for oversight activities under 49 U.S.C. 5327.¿ øSEC. 320. Funds made available for Alaska or Hawaii ferry boats or ferry terminal facilities pursuant to 49 U.S.C. 5309(m)(2)(B) may be used to construct new vessels and facilities, or to improve existing vessels and facilities, including both the passenger and vehicle-related elements of such vessels and facilities, and for repair facilities: Provided, That not more than $3,000,000 of the funds made available pursuant to 49 U.S.C. 5309(m)(2)(B) may be used by the State of Hawaii to initiate and operate a passenger ferryboat services demonstration project to test the viability of different intra-island and inter-island ferry routes.¿ SEC. ø321¿ 317. Notwithstanding 31 U.S.C. 3302, funds received by the Bureau of Transportation Statistics from the sale of data products, for necessary expenses incurred pursuant to 49 U.S.C. 111 may be credited to the Federal-aid highways account for the purpose Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT TITLE III—GENERAL PROVISIONS—Continued DEPARTMENT OF TRANSPORTATION of reimbursing the Bureau for such expenses: Provided, That such funds shall be subject to the obligation limitation for Federal-aid highways and highway safety construction. øSEC. 322. Section 3030(a) of the Transportation Equity Act for the 21st Century (Public Law 105–178) is amended by adding at the end, the following line: ‘‘Washington County—Wilsonville to Beaverton commuter rail.’’.¿ øSEC. 323. Section 3030(b) of the Transportation Equity Act for the 21st Century (Public Law 105–178) is amended by adding at the end the following: ‘‘Detroit, Michigan Metropolitan Airport rail project.’’.¿ SEC. ø324¿ 318. None of the funds in this Act may be obligated or expended for employee training which: (a) does not meet identified needs for knowledge, skills and abilities bearing directly upon the performance of official duties; (b) contains elements likely to induce high levels of emotional response or psychological stress in some participants; (c) does not require prior employee notification of the content and methods to be used in the training and written end of course evaluations; (d) contains any methods or content associated with religious or quasi-religious belief systems or ‘‘new age’’ belief systems as defined in Equal Employment Opportunity Commission Notice N–915.022, dated September 2, 1988; (e) is offensive to, or designed to change, participants’ personal values or lifestyle outside the workplace; or (f) includes content related to human immunodeficiency virus/acquired immune deficiency syndrome (HIV/AIDS) other than that necessary to make employees more aware of the medical ramifications of HIV/AIDS and the workplace rights of HIVpositive employees. SEC. ø325¿ 319. None of the funds in this Act shall, in the absence of express authorization by Congress, be used directly or indirectly to pay for any personal service, advertisement, telegraph, telephone, letter, printed or written material, radio, television, video presentation, electronic communications, or other device, intended or designed to influence in any manner a Member of Congress or of a State legislature to favor or oppose by vote or otherwise, any legislation or appropriation by Congress or a State legislature after the introduction of any bill or resolution in Congress proposing such legislation or appropriation, or after the introduction of any bill or resolution in a State legislature proposing such legislation or appropriation: Provided, That this shall not prevent officers or employees of the Department of Transportation or related agencies funded in this Act from communicating to Members of Congress or to Congress, on the request of any Member, or to members of State legislature, or to a State legislature, through the proper official channels, requests for legislation or appropriations which they deem necessary for the efficient conduct of business. SEC. ø326¿ 320. (a) IN GENERAL.—None of the funds made available in this Act may be expended by an entity unless the entity agrees that in expending the funds the entity will comply with the Buy American Act (41 U.S.C. 10a–10c). (b) SENSE OF THE CONGRESS; REQUIREMENT REGARDING NOTICE.— (1) PURCHASE OF AMERICAN-MADE EQUIPMENT AND PRODUCTS.— In the case of any equipment or product that may be authorized to be purchased with financial assistance provided using funds made available in this Act, it is the sense of the Congress that entities receiving the assistance should, in expending the assistance, purchase only American-made equipment and products to the greatest extent practicable. (2) NOTICE TO RECIPIENTS OF ASSISTANCE.—In providing financial assistance using funds made available in this Act, the head of each Federal agency shall provide to each recipient of the assistance a notice describing the statement made in paragraph (1) by the Congress. (c) PROHIBITION OF CONTRACTS WITH PERSONS FALSELY LABELING PRODUCTS AS MADE IN AMERICA.—If it has been finally determined by a court or Federal agency that any person intentionally affixed a label bearing a ‘‘Made in America’’ inscription, or any inscription with the same meaning, to any product sold in or shipped to the United States that is not made in the United States, the person shall be ineligible to receive any contract or subcontract made with funds made available in this Act, pursuant to the debarment, suspension, and ineligibility procedures described in sections 9.400 through 9.409 of title 48, Code of Federal Regulations. SEC. ø327¿ 321. Rebates, refunds, incentive payments, minor fees and other funds received by the Department from travel management centers, charge card programs, the subleasing of building space, and miscellaneous sources are to be credited to appropriations of the Department and allocated to elements of the Department using fair VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00075 Fmt 3616 789 and equitable criteria and such funds shall be available until December 31, ø2002¿ 2003. SEC. ø328¿ 322. Notwithstanding any other provision of law, rule or regulation, the Secretary of Transportation is authorized to allow the issuer of any preferred stock heretofore sold to the Department to redeem or repurchase such stock upon the payment to the Department of an amount determined by the Secretary. øSEC. 329. For necessary expenses of the Amtrak Reform Council authorized under section 203 of Public Law 105–134, $225,000.¿ øSEC. 330. In addition to amounts otherwise made available in this Act, to enable the Secretary of Transportation to make grants for surface transportation projects, $144,000,000, to remain available until expended.¿ øSEC. 331. During fiscal year 2002, for providing support to the Department of Defense, the Coast Guard Yard and other Coast Guard specialized facilities designated by the Commandant shall qualify as components of the Department of Defense for competition and workload assignment purposes: Provided, That in addition, for purposes of entering into joint public-private partnerships and other cooperative arrangements for the performance of work, the Coast Guard Yard and other Coast Guard specialized facilities may enter into agreements or other arrangements, receive and retain funds from and pay funds to such public and private entities, and may accept contributions of funds, materials, services, and the use of facilities from such entities: Provided further, That amounts received under this section may be credited to appropriate Coast Guard accounts for fiscal year 2002.¿ øSEC. 332. None of the funds in this Act may be used to make a grant unless the Secretary of Transportation notifies the House and Senate Committees on Appropriations not less than 3 full business days before any discretionary grant award, letter of intent, or full funding grant agreement totaling $1,000,000 or more is announced by the department or its modal administrations from: (1) any discretionary grant program of the Federal Highway Administration other than the emergency relief program; (2) the airport improvement program of the Federal Aviation Administration; or (3) any program of the Federal Transit Administration other than the formula grants and fixed guideway modernization programs: Provided, That no notification shall involve funds that are not available for obligation.¿ øSEC. 333. (a) None of the funds made available in this Act shall be available for the design or construction of a light rail system in Houston, Texas. (b) Notwithstanding (a), amounts made available in this Act under the heading ‘‘Federal Transit Administration, Capital investment grants’’ for a Houston, Texas, Metro advanced transit plan project shall be available for obligation or expenditure subject to the following conditions: (1) Sufficient amounts shall be used for major investment studies in 4 major corridors. (2) The Texas Department of Transportation shall review and comment on the findings of the studies under paragraph (1). Any comments by such department on such findings shall be included in any final report on such studies. (3) If a final report on the studies under paragraph (1) is not available for at least the 1-month period preceding the date of any referendum held by the City of Houston, Texas, or by a county of Texas, regarding approval of the issuance of bonds for funding a light rail system in Houston, Texas, all information developed by such studies regarding passenger and cost estimates for such a system shall be made available to the public at least 1 month before the date of the referendum.¿ øSEC. 334. None of the funds made available in this Act may be used for engineering work related to an additional runway at New Orleans International Airport.¿ SEC. ø335¿ 323. None of the funds in this Act shall be used to pursue or adopt guidelines or regulations requiring airport sponsors to provide to the Federal Aviation Administration without cost building construction, maintenance, utilities and expenses, or space in airport sponsor-owned buildings for services relating to air traffic control, air navigation or weather reporting: Provided, That the prohibition of funds in this section does not apply to negotiations between the agency and airport sponsors to achieve agreement on ‘‘belowmarket’’ rates for these items or to grant assurances that require airport sponsors to provide land without cost to the FAA for air traffic control facilities. SEC. ø336¿ 324. Notwithstanding any other provision of law, whenever an allocation is made of the sums authorized to be appropriated Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 790 TITLE III—GENERAL PROVISIONS—Continued (INCLUDING THE BUDGET FOR FISCAL YEAR 2003 TRANSFERS OF FUNDS)—Continued for expenditure on the Federal lands highway program, and whenever an apportionment is made of the sums authorized to be appropriated for expenditure on the surface transportation program, the congestion mitigation and air quality improvement program, the National Highway System, the Interstate maintenance program, the bridge program, the Appalachian development highway system, and the minimum guarantee program, the Secretary of Transportation shall deduct a sum in such amount not to exceed øtwo-fifths of 1¿ 0.0045 percent of all sums so made available, as the Secretary determines necessary, to administer the provisions of law to be financed from appropriations for motor carrier safety programs and motor carrier safety research. The sum so deducted shall remain available until expended: Provided, That any deduction by the Secretary of Transportation in accordance with this paragraph shall be deemed to be a deduction under section 104(a)(1)(B) of title 23, United States Code. SEC. ø337¿ 325. For an airport project that the Administrator of the Federal Aviation Administration (FAA) determines will add critical airport capacity to the national air transportation system, the Administrator is authorized to accept funds from an airport sponsor, including entitlement funds provided under the ‘‘Grants-in-Aid for Airports’’ program, for the FAA to hire additional staff or obtain the services of consultants: Provided, That the Administrator is authorized to accept and utilize such funds only for the purpose of facilitating the timely processing, review, and completion of environmental activities associated with such project. øSEC. 338. None of the funds made available in this Act may be used to further any efforts toward developing a new regional airport for southeast Louisiana until a comprehensive plan is submitted by a commission of stakeholders to the Administrator of the Federal Aviation Administration and that plan, as approved by the Administrator, is submitted to and approved by the Senate Committee on Appropriations and the House Committee on Appropriations.¿ øSEC. 339. Notwithstanding any other provision of law, States may use funds provided in this Act under section 402 of title 23, United States Code, to produce and place highway safety public service messages in television, radio, cinema and print media, and on the Internet in accordance with guidance issued by the Secretary of Transportation: Provided, That any State that uses funds for such public service messages shall submit to the Secretary a report describing and assessing the effectiveness of the messages: Provided further, That $8,000,000 of the funds allocated for innovative seat belt projects under section 157 of title 23, United States Code, shall be used by the States, as directed by the National Highway Traffic Safety Administrator, to purchase advertising in broadcast or print media to publicize the States’ seat belt enforcement efforts during one or more of the Operation ABC National Mobilizations: Provided further, That up to $2,000,000 of the funds allocated for innovative seat belt projects under section 157 of title 23, United States Code, shall be used by the Administrator to evaluate the effectiveness of State seat belt programs that purchase advertising as provided by this section.¿ øSEC. 340. Item 1348 of the table contained in section 1602 of the Transportation Equity Act for the 21st Century is amended by striking ‘‘Extend West Douglas Road’’ and inserting ‘‘Construct Gastineau Channel Second Crossing to Douglas Island’’.¿ øSEC. 341. None of the funds in this Act may be obligated for the Office of the Secretary of Transportation to approve assessments or reimbursable agreements pertaining to funds appropriated to the modal administrations in this Act, except for activities underway on the date of enactment of this Act, unless such assessments or agreements have completed the normal reprogramming process for Congressional notification.¿ øSEC. 342. Item 642 in the table contained in section 1602 of the Transportation Equity Act for the 21st Century, relating to Washington, is amended by striking ‘‘Construct passenger ferry facility to serve Southworth, Seattle’’ and inserting ‘‘Passenger only ferry to serve Kitsap and King Counties to Seattle’’.¿ øSEC. 343. Item 1793 in section 1602 of the Transportation Equity Act for the 21st Century, relating to Washington, is amended by striking ‘‘Southworth Seattle Ferry’’ and inserting ‘‘Passenger only ferry to serve Kitsap and King Counties to Seattle’’.¿ øSEC. 344. Item 576 in the table contained in section 1602 of the Transportation Equity Act for the 21st Century (112 Stat. 278) is amended by striking ‘‘Bull Shoals Lake Ferry in Taney County’’ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00076 Fmt 3616 and inserting ‘‘Construct the Missouri Center for Advanced Highway Safety (MOCAHS)’’.¿ øSEC. 345. The transit station operated by the Washington Metropolitan Area Transit Authority located at Ronald Reagan Washington National Airport, and known as the National Airport Station, shall be known and designated as the ‘‘Ronald Reagan Washington National Airport Station’’. The Washington Metropolitan Area Transit Authority shall modify the signs at the transit station, and all maps, directories, documents, and other records published by the Authority, to reflect the redesignation.¿ SEC. ø346¿ 326. None of the funds appropriated or otherwise made available in this Act may be made available to any person or entity convicted of violating the Buy American Act (41 U.S.C. 10a–10c). øSEC. 347. For fiscal year 2002, notwithstanding any other provision of law, historic covered bridges eligible for Federal assistance under section 1224 of the Transportation Equity Act for the 21st Century, as amended, may be funded from amounts set aside for the discretionary bridge program.¿ øSEC. 348. None of the funds provided in this Act or prior Appropriations Acts for Coast Guard ‘‘Acquisition, construction, and improvements’’ shall be available after the fifteenth day of any quarter of any fiscal year, unless the Commandant of the Coast Guard first submits a quarterly report to the House and Senate Committees on Appropriations on all major Coast Guard acquisition projects including projects executed for the Coast Guard by the United States Navy and vessel traffic service projects: Provided, That such reports shall include an acquisition schedule, estimated current and year funding requirements, and a schedule of anticipated obligations and outlays for each major acquisition project: Provided further, That such reports shall rate on a relative scale the cost risk, schedule risk, and technical risk associated with each acquisition project and include a table detailing unobligated balances to date and anticipated unobligated balances at the close of the fiscal year and the close of the following fiscal year should the Administration’s pending budget request for the acquisition, construction, and improvements account be fully funded: Provided further, That such reports shall also provide abbreviated information on the status of shore facility construction and renovation projects: Provided further, That all information submitted in such reports shall be current as of the last day of the preceding quarter.¿ øSEC. 349. Funds provided in this Act for the Transportation Administrative Service Center (TASC) shall be reduced by $5,000,000, which limits fiscal year 2002 TASC obligational authority for elements of the Department of Transportation funded in this Act to no more than $120,323,000: Provided, That such reductions from the budget request shall be allocated by the Department of Transportation to each appropriations account in proportion to the amount included in each account for the Transportation Administrative Service Center.¿ øSEC. 350. SAFETY OF CROSS-BORDER TRUCKING BETWEEN UNITED STATES AND MEXICO. (a) No funds limited or appropriated in this Act may be obligated or expended for the review or processing of an application by a Mexican motor carrier for authority to operate beyond United States municipalities and commercial zones on the United States-Mexico border until the Federal Motor Carrier Safety Administration— (1)(A) requires a safety examination of such motor carrier to be performed before the carrier is granted conditional operating authority to operate beyond United States municipalities and commercial zones on the United States-Mexico border; (B) requires the safety examination to include— (i) verification of available performance data and safety management programs; (ii) verification of a drug and alcohol testing program consistent with part 40 of title 49, Code of Federal Regulations; (iii) verification of that motor carrier’s system of compliance with hours-of-service rules, including hours-of-service records; (iv) verification of proof of insurance; (v) a review of available data concerning that motor carrier’s safety history, and other information necessary to determine the carrier’s preparedness to comply with Federal Motor Carrier Safety rules and regulations and Hazardous Materials rules and regulations; (vi) an inspection of that Mexican motor carrier’s commercial vehicles to be used under such operating authority, if any such commercial vehicles have not received a decal from the inspection required in subsection (a)(5); Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT TITLE III—GENERAL PROVISIONS—Continued DEPARTMENT OF TRANSPORTATION (vii) an evaluation of that motor carrier’s safety inspection, maintenance, and repair facilities or management systems, including verification of records of periodic vehicle inspections; (viii) verification of drivers’ qualifications, including a confirmation of the validity of the Licencia de Federal de Conductor of each driver of that motor carrier who will be operating under such authority; and (ix) an interview with officials of that motor carrier to review safety management controls and evaluate any written safety oversight policies and practices. (C) requires that— (i) Mexican motor carriers with three or fewer commercial vehicles need not undergo on-site safety examination; however 50 percent of all safety examinations of all Mexican motor carriers shall be conducted onsite; and (ii) such on-site inspections shall cover at least 50 percent of estimated truck traffic in any year. (2) requires a full safety compliance review of the carrier consistent with the safety fitness evaluation procedures set forth in part 385 of title 49, Code of Federal Regulations, and gives the motor carrier a satisfactory rating, before the carrier is granted permanent operating authority to operate beyond United States municipalities and commercial zones on the United States-Mexico border, and requires that any such safety compliance review take place within 18 months of that motor carrier being granted conditional operating authority, provided that— (A) Mexican motor carriers with three or fewer commercial vehicles need not undergo onsite compliance review; however 50 percent of all compliance reviews of all Mexican motor carriers shall be conducted on-site; and (B) any Mexican motor carrier with 4 or more commercial vehicles that did not undergo an on-site safety exam under (a)(1)(C), shall undergo an on-site safety compliance review under this section. (3) requires Federal and State inspectors to verify electronically the status and validity of the license of each driver of a Mexican motor carrier commercial vehicle crossing the border; (A) for every such vehicle carrying a placardable quantity of hazardous materials; (B) whenever the inspection required in subsection (a)(5) is performed; and (C) randomly for other Mexican motor carrier commercial vehicles, but in no case less than 50 percent of all other such commercial vehicles. (4) gives a distinctive Department of Transportation number to each Mexican motor carrier operating beyond the commercial zone to assist inspectors in enforcing motor carrier safety regulations including hours-of-service rules under part 395 of title 49, Code of Federal Regulations; (5) requires, with the exception of Mexican motor carriers that have been granted permanent operating authority for three consecutive years— (A) inspections of all commercial vehicles of Mexican motor carriers authorized, or seeking authority to operate beyond United States municipalities and commercial zones on the United States-Mexico border that do not display a valid Commercial Vehicle Safety Alliance inspection decal, by certified inspectors in accordance with the requirements for a Level I Inspection under the criteria of the North American Standard Inspection (as defined in section 350.105 of title 49, Code of Federal Regulations), including examination of the driver, vehicle exterior and vehicle under-carriage; (B) a Commercial Vehicle Safety Alliance decal to be affixed to each such commercial vehicle upon completion of the inspection required by clause (A) or a re-inspection if the vehicle has met the criteria for the Level I inspection; and (C) that any such decal, when affixed, expire at the end of a period of not more than 90 days, but nothing in this paragraph shall be construed to preclude the Administration from requiring reinspection of a vehicle bearing a valid inspection decal or from requiring that such a decal be removed when a certified Federal or State inspector determines that such a vehicle has a safety violation subsequent to the inspection for which the decal was granted. (6) requires State inspectors who detect violations of Federal motor carrier safety laws or regulations to enforce them or notify Federal authorities of such violations; VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00077 Fmt 3616 791 (7)(A) equips all United States-Mexico commercial border crossings with scales suitable for enforcement action; equips 5 of the 10 such crossings that have the highest volume of commercial vehicle traffic with weigh-in-motion (WIM) systems; ensures that the remaining 5 such border crossings are equipped within 12 months; requires inspectors to verify the weight of each Mexican motor carrier commercial vehicle entering the United States at said WIM equipped high volume border crossings; and (B) initiates a study to determine which other crossings should also be equipped with weigh-in-motion systems; (8) the Federal Motor Carrier Safety Administration has implemented a policy to ensure that no Mexican motor carrier will be granted authority to operate beyond United States municipalities and commercial zones on the United States-Mexico border unless that carrier provides proof of valid insurance with an insurance company licensed in the United States; (9) requires commercial vehicles operated by a Mexican motor carrier to enter the United States only at commercial border crossings where and when a certified motor carrier safety inspector is on duty and where adequate capacity exists to conduct a sufficient number of meaningful vehicle safety inspections and to accommodate vehicles placed out-of-service as a result of said inspections. (10) publishes— (A) interim final regulations under section 210(b) of the Motor Carrier Safety Improvement Act of 1999 (49 U.S.C. 31144 note) that establish minimum requirements for motor carriers, including foreign motor carriers, to ensure they are knowledgeable about Federal safety standards, that may include the administration of a proficiency examination; (B) interim final regulations under section 31148 of title 49, United States Code, that implement measures to improve training and provide for the certification of motor carrier safety auditors; (C) a policy under sections 218(a) and (b) of that Act (49 U.S.C. 31133 note) establishing standards for the determination of the appropriate number of Federal and State motor carrier inspectors for the United States-Mexico border; (D) a policy under section 219(d) of that Act (49 U.S.C. 14901 note) that prohibits foreign motor carriers from leasing vehicles to another carrier to transport products to the United States while the lessor is subject to a suspension, restriction, or limitation on its right to operate in the United States; and (E) a policy under section 219(a) of that Act (49 U.S.C. 14901 note) that prohibits foreign motor carriers from operating in the United States that is found to have operated illegally in the United States. (b) No vehicles owned or leased by a Mexican motor carrier and carrying hazardous materials in a placardable quantity may be permitted to operate beyond a United States municipality or commercial zone until the United States has completed an agreement with the Government of Mexico which ensures that drivers of such vehicles carrying such placardable quantities of hazardous materials meet substantially the same requirements as United States drivers carrying such materials. (c) No vehicles owned or leased by a Mexican motor carrier may be permitted to operate beyond United States municipalities and commercial zones under conditional or permanent operating authority granted by the Federal Motor Carrier Safety Administration until— (1) the Department of Transportation Inspector General conducts a comprehensive review of border operations within 180 days of enactment to verify that— (A) all new inspector positions funded under this Act have been filled and the inspectors have been fully trained; (B) each inspector conducting on-site safety compliance reviews in Mexico consistent with the safety fitness evaluation procedures set forth in part 385 of title 49, Code of Federal Regulations, is fully trained as a safety specialist; (C) the requirement of subparagraph (a)(2) has not been met by transferring experienced inspectors from other parts of the United States to the United States-Mexico border, undermining the level of inspection coverage and safety elsewhere in the United States; (D) the Federal Motor Carrier Safety Administration has implemented a policy to ensure compliance with hours-of-service rules under part 395 of title 49, Code of Federal Regulations, by Mexican motor carriers seeking authority to operate beyond United States municipalities and commercial zones on the United StatesMexico border; Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 792 TITLE III—GENERAL PROVISIONS—Continued (INCLUDING THE BUDGET FOR FISCAL YEAR 2003 TRANSFERS OF FUNDS)—Continued (E) the information infrastructure of the Mexican government is sufficiently accurate, accessible, and integrated with that of United States enforcement authorities to allow United States authorities to verify the status and validity of licenses, vehicle registrations, operating authority and insurance of Mexican motor carriers while operating in the United States, and that adequate telecommunications links exist at all United StatesMexico border crossings used by Mexican motor carrier commercial vehicles, and in all mobile enforcement units operating adjacent to the border, to ensure that licenses, vehicle registrations, operating authority and insurance information can be easily and quickly verified at border crossings or by mobile enforcement units; (F) there is adequate capacity at each United States-Mexico border crossing used by Mexican motor carrier commercial vehicles to conduct a sufficient number of meaningful vehicle safety inspections and to accommodate vehicles placed out-of-service as a result of said inspections; (G) there is an accessible database containing sufficiently comprehensive data to allow safety monitoring of all Mexican motor carriers that apply for authority to operate commercial vehicles beyond United States municipalities and commercial zones on the United States-Mexico border and the drivers of those vehicles; and (H) measures are in place to enable United States law enforcement authorities to ensure the effective enforcement and monitoring of license revocation and licensing procedures of Mexican motor carriers. (2) The Secretary of Transportation certifies in writing in a manner addressing the Inspector General’s findings in paragraphs (c)(1)(A) through (c)(1)(H) of this section that the opening of the border does not pose an unacceptable safety risk to the American public. (d) The Department of Transportation Inspector General shall conduct another review using the criteria in (c)(1)(A) through (c)(1)(H) consistent with paragraph (c) of this section, 180 days after the first review is completed, and at least annually thereafter. (e) For purposes of this section, the term ‘‘Mexican motor carrier’’ shall be defined as a Mexico-domiciled motor carrier operating beyond United States municipalities and commercial zones on the United States-Mexico border. (f) In addition to amounts otherwise made available in this Act, to be derived from the Highway Trust Fund, there is hereby appropriated to the Federal Motor Carrier Safety Administration, $25,866,000 for the salary, expense, and capital costs associated with the requirements of this section.¿ øSEC. 351. Notwithstanding any other provision of law, for the purpose of calculating the non-federal contribution to the net project cost of the Regional Transportation Commission Resort Corridor Fixed Guideway Project in Clark County, Nevada, the Secretary of Transportation shall include all non-federal contributions (whether public or private) made on or after January 1, 2000 for engineering, final design, and construction of any element or phase of the project, including any fixed guideway project or segment connecting to that project, and also shall allow non-federal funds (whether public or private) expended on one element or phase of the project to be used to meet the non-federal share requirement of any element or phase of the project.¿ øSEC. 352. (a) FINDINGS.—Congress makes the following findings: (1) The condition of highway, railway, and waterway infrastructure across the Nation varies widely and is in need of improvement and investment. (2) Thousands of tons of hazardous materials, including a very small amount of high-level radioactive material, are transported along the Nation’s highways, railways, and waterways each year. (3) The volume of hazardous material transport increased by over one-third in the last 25 years and is expected to continue to increase. Some propose significantly increasing radioactive material transport. (4) Approximately 261,000 people were evacuated across the Nation because of rail-related incidents involving hazardous materials between 1978 and 1995, and during that period industry reported 8 transportation accidents involving the small volume of high level radioactive waste transported during that period. (5) The Federal Railroad Administration has significantly decreased railroad inspections and has allocated few resources since VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00078 Fmt 3616 1993 to assure the structural integrity of railroad bridges. Train derailments have increased by 18 percent over roughly the same period. (6) The poor condition of highway, railway, and waterway infrastructure, increases in the volume of hazardous material transport, and proposed increases in radioactive material transport increase the risk of incidents involving such materials. (7) Measuring the risks of hazardous or radioactive material incidents and preventing such incidents requires specific information concerning the condition and suitability of specific transportation routes contemplated for such transport to inform and enable investment in related infrastructure. (8) Mitigating the impact of hazardous and radioactive material transportation incidents requires skilled, localized, and wellequipped emergency response personnel along all specifically identified transportation routes. (9) Incidents involving hazardous or radioactive material transport pose threats to the public health and safety, the environment, and the economy. (b) STUDY.—The Secretary of Transportation shall, in consultation with the Comptroller General of the United States, conduct a study of the effects to public health and safety, the environment, and the economy associated with the transportation of hazardous and radioactive material. (c) MATTERS TO BE ADDRESSED.—The study under subsection (b) shall address the following matters: (1) Whether the Federal Government conducts or reviews individualized and detailed evaluations and inspections of the condition and suitability of specific transportation routes for the current, and any anticipated or proposed, transport of hazardous and radioactive material, including whether resources and information are adequate to conduct such evaluations and inspections. (2) The costs and time required to ensure adequate inspection of specific transportation routes and related infrastructure and to complete the infrastructure improvements necessary to ensure the safety of current, and any anticipated or proposed, hazardous and radioactive material transport. (3) Whether emergency preparedness personnel, emergency response personnel, and medical personnel are adequately trained and equipped to promptly respond to incidents along specific transportation routes for current, anticipated, or proposed hazardous and radioactive material transport. (4) The costs and time required to ensure that emergency preparedness personnel, emergency response personnel, and medical personnel are adequately trained and equipped to promptly respond to incidents along specific transportation routes for current, anticipated, or proposed hazardous and radioactive material transport. (5) The availability of, or requirements to, establish governmental and commercial information collection and dissemination systems adequate to provide public and emergency responders in an accessible manner, with timely, complete, specific, and accurate information (including databases) concerning actual, proposed, or anticipated shipments by highway, railway, or waterway of hazardous and radioactive materials, including incidents involving the transportation of such materials by those means and the public safety implications of such dissemination. (d) DEADLINE FOR COMPLETION.—The study under subsection (b) shall be completed not later than 6 months after the date of the enactment of this Act. (e) REPORT.—Upon completion of the study under subsection (b), the Secretary shall submit to Congress a report on the study.¿ øSEC. 353. In selecting projects to carry out using funds apportioned under section 110 of title 23, United States Code, the States of Georgia, Alabama, and Mississippi shall give priority consideration to the following projects: (1) Improving Johnson Ferry Road from the Chattahoochee River to Abernathy Road, including the bridge over the Chattahoochee River, Georgia. (2) Widening Abernathy Road from 2 to 4 lanes from Johnson Ferry Road to Roswell Road, Georgia. (3) Constructing approaches to the Patton Island Bridge, Alabama. (4) Planning, design, engineering, and construction of an interchange on I–55, at approximately mile marker 114, and connector roads in Madison County, Mississippi.¿ øSEC. 354. Section 355(a) of the National Highway System Designation Act of 1995 (109 Stat. 624) is amended by striking ‘‘has achieved’’ Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT TITLE III—GENERAL PROVISIONS—Continued DEPARTMENT OF TRANSPORTATION and all that follows and inserting the following: ‘‘has achieved a safety belt use rate of not less than 50 percent.’’.¿ øSEC. 355. Not later than 180 days after the date of enactment of this Act, the Secretary of Transportation shall conduct a study and submit to Congress a report on the costs and benefits of constructing a third bridge across the Mississippi River in the Memphis, Tennessee, metropolitan area.¿ øSEC. 356. (a) Congress makes the following findings: (1) Section 345 of the National Highway System Designation Act of 1995 authorizes limited relief to drivers of certain types of commercial motor vehicles from certain restrictions on maximum driving time and on-duty time. (2) Subsection (c) of that section requires the Secretary of Transportation to determine by rulemaking proceedings that the exemptions granted are not in the public interest and adversely affect the safety of commercial motor vehicles. (3) Subsection (d) of that section requires the Secretary of Transportation to monitor the safety performance of drivers of commercial motor vehicles who are subject to an exemption under section 345 and report to Congress prior to the rulemaking proceedings. (b) It is the sense of Congress that the Secretary of Transportation should not take any action that would diminish or revoke any exemption in effect on the date of the enactment of this Act for drivers of vehicles under section 345 of the National Highway System Designation Act of 1995 (Public Law 104–59; 109 Stat. 613; 49 U.S.C. 31136 note) unless the requirements of subsections (c) and (d) of such section are satisfied.¿ øSEC. 357. Point Retreat Light Station shall be transferred to the Alaska Lighthouse Association consistent with the terms and conditions of section 416(b)(2) of Public Law 105–383.¿ øSEC. 358. PRIORITY HIGHWAY PROJECTS, MINNESOTA. In selecting projects to carry out using funds apportioned under section 110 of title 23, United States Code, the State of Minnesota shall give priority consideration to the following projects: (1) The Southeast Main and Rail Relocation Project in Moorhead, Minnesota. (2) Improving access to and from I–35 W at Lake Street in Minneapolis, Minnesota.¿ øSEC. 359. Notwithstanding any other provision of law, the Secretary of Transportation shall approve the use of funds apportioned under paragraphs (1) and (3) of section 104(b) of title 23, United States Code, for construction of Type II noise barriers— (1) at the locations identified in section 358 of the Department of Transportation and Related Agencies Appropriations Act, 2000 (113 Stat. 1027); (2) on the west side of Interstate Route 285 from Henderson Mill Road to Chamblee Tucker Road in DeKalb County, Georgia; (3) on the east and west sides of Interstate Route 85, extending from Virginia Avenue to Metropolitan Parkway in Fulton County, Georgia; (4) on the east and west sides of Interstate 285 from the South Fulton Parkway/Interstate Route 85 interchange north to Interstate Route 20; (5) on the east side of Interstate Route 75 from Howell Mill Road to West Paces Ferry Road in Fulton County, Georgia; (6) on the east and west sides of Interstate Route 75 between Chastain Road and Georgia State Route 92 in Cobb and Cherokee Counties, Georgia; and (7) on the south side of Interstate 95 in Bensalem Township, between exit 25 and exit 26, Bucks County, Pennsylvania.¿ øSEC. 360. Notwithstanding any other provision of law, of the funds apportioned to the State of Oklahoma under section 110 of title 23, United States Code, for fiscal year 2001, the $4,300,000 specified under the heading ‘‘Federal-Aid Highways (Limitation on Obligations)’’ in the Department of Transportation and Related Agencies Appropriations Act, 2001 (Public Law 106–346) for reconstruction of U.S. 177 in the vicinity of Cimarron River, Oklahoma, shall be available instead only for the widening of U.S. 177 from SH–33 to 32nd Street in Stillwater, Oklahoma, and such amount shall be subject to the provisions of the last proviso under such heading.¿ øSEC. 361. Section 3030(d)(3) of the Transportation Equity Act for the 21st Century (Public Law 105–178) is amended by inserting at the end: ‘‘(D) Alabama State Docks intermodal passenger and freight facility.’’.¿ øSEC. 362. Section 1105(c) of the Intermodal Surface Transportation Efficiency Act of 1991 (105 Stat. 2032) is amended by adding at the end the following: VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00079 Fmt 3616 793 ‘‘(44) The Louisiana Highway 1 corridor from Grand Isle, Louisiana, along Louisiana Highway 1, to the intersection with United States Route 90.’’.¿ øSEC. 363. Item 425 in the table contained in section 1602 of the Transportation Equity Act for the 21st Century (112 Stat. 272) is amended by striking ‘‘Extend’’ and all that follows through ‘‘Parish’’ and inserting the following: ‘‘Extend and improve Louisiana Route 42 from and along U.S. 61 to I–10 in Ascension and East Baton Rouge Parishes’’.¿ øSEC. 364. Items 111 and 1583 in the table contained in section 1602 of the Transportation Equity Act for the 21st Century (112 Stat. 261 and 315), relating to Kentucky, are each amended by inserting after ‘‘Paducah’’ the following: ‘‘and other areas in the city of Paducah and McCracken County, Kentucky’’.¿ øSEC. 365. (a) Section 1105(c)(3) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended, is hereby further amended by striking: ‘‘then to a Kentucky Corridor centered on the cities of Pikeville, Jenkins, Hazard, London, Somerset, Columbia, Bowling Green, Hopkinsville, Benton, and Paducah’’ and inserting: ‘‘then to a Kentucky Corridor centered on the cities of Pikeville, Jenkins, Hazard, London, and Somerset; then, generally following the Louie B. Nunn Parkway corridor from Somerset to Columbia, to Glasgow, to I–65; then to Bowling Green, Hopkinsville, Benton, and Paducah’’. (b) Section 1105(e)(5)(A) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended, is hereby further amended by inserting after ‘‘subsection (c)(1)’’, the following: ‘‘subsection (c)(3) (solely as it relates to the Kentucky Corridor),’’.¿ øSEC. 366. Section 1105(c)(18) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended, is hereby further amended by adding: ‘‘(E) In Kentucky, the corridor shall utilize the existing Purchase Parkway from the Tennessee State line to Interstate 24.’’.¿ øSEC. 367. Section 1105(e)(5)(B)(i) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended, is hereby further amended by adding: ‘‘The Louie B. Nunn Parkway corridor referred to in subsection (c)(3) shall be designated as Interstate Route 66. A State having jurisdiction over any segment of routes and/or corridors referred to in subsections (c)(3) shall erect signs identifying such segment that is consistent with the criteria set forth in subsections (e)(5)(A)(i) and (e)(5)(A)(ii) as Interstate Route 66. Notwithstanding the provisions of subsections (e)(5)(A)(i) and (e)(5)(A)(ii), or any other provisions of this Act, the Commonwealth of Kentucky shall erect signs, as approved by the Secretary, identifying the routes and/or corridors described in subsection (c)(3) for the Commonwealth, as segments of future Interstate Route 66. The Purchase Parkway corridor referred to in subsection (c)(18)(E) shall be designated as Interstate Route 69. A State having jurisdiction over any segment of routes and/or corridors referred to in subsections (c)(18) shall erect signs identifying such segment that is consistent with the criteria set forth in subsections (e)(5)(A)(i) and (e)(5)(A)(ii) as Interstate Route 69. Notwithstanding the provisions of subsections (e)(5)(A)(i) and (e)(5)(A)(ii), or any other provisions of this Act, the Commonwealth of Kentucky shall erect signs, as approved by the Secretary, identifying the routes and/or corridors described in subsection (c)(18) for the Commonwealth, as segments of future Interstate Route 69.’’.¿ øSEC. 368. Notwithstanding any other provision of law, any funds made available to the southern coalition for advanced transportation (SCAT) in the Department of Transportation and Related Agencies Appropriations Act, 2000, Public Law 106–69, under Capital Investment Grants, or identified in the conference report accompanying the Department of Transportation and Related Agencies Appropriations Act, 2001, Public Law 106–346, that remain unobligated shall be transferred to Transit Planning and Research and made available to the electric transit vehicle institute (ETVI) in Tennessee for research administered under the provisions of 49 U.S.C. 5312.¿ øSEC. 369. Chapter 9 of title II of the Supplemental Appropriations Act, 2001 (Public Law 107–20) is amended by deleting the heading ‘‘(Highway Trust Fund)’’ under the heading ‘‘Federal-aid Highways’’; and inserting in the body under the heading ‘‘Federal-aid Highways’’ after ‘‘available’’ the following: ‘‘from the Highway Trust Fund (other than the mass transit account) or the general fund’’; and striking ‘‘103–311’’ and inserting in lieu thereof ‘‘103–331’’.¿ øSEC. 370. Notwithstanding the project descriptions contained in table item number 865 of section 1602 of Public Law 105–178, table item number 77 of section 1106(a) of Public Law 102–240 and section 1069(d) relating to the Riverside Expressway in Fairmont, West Vir- Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT 794 TITLE III—GENERAL PROVISIONS—Continued (INCLUDING THE BUDGET FOR FISCAL YEAR 2003 TRANSFERS OF FUNDS)—Continued ginia, amounts available under such provision shall be available to carry out any project eligible under title 23, United States Code, in the vicinity of Fairmont, West Virginia.¿ øSEC. 371. Item 71 in the table contained in section 1602 of the Transportation Equity Act for the 21st Century, Public Law 105– 178, is amended by replacing ‘‘restore First and Main Streets to two-way traffic’’ with ‘‘traffic safety and pedestrian improvements in downtown Miamisburg’’.¿ øSEC. 372. Item 258 in the table under the heading ‘‘Capital Investment Grants’’ in title I of the Department of Transportation and Related Agencies Appropriations Act, 2000 (Public Law 106–69; 113 Stat. 1006) is amended by striking ‘‘Killington-Sherburne satellite bus facility’’ and inserting ‘‘Marble Valley Regional Transit District buses’’.¿ øSEC. 373. Of the funds available in item 73 of the table contained in section 1106(b) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), $5,700,000 shall be available for construction of a parking facility for the inner harbor/redevelopment project in Buffalo, New York.¿ øSEC. 374. Of the funds available in item 630 of the table contained in section 1602 of the Transportation Equity Act for the 21st Century (Public Law 105–178) as amended by section 1102 of chapter 11 of the Consolidated Appropriations Act, 2001 (Public Law 106–554) shall be available for the construction of a parking facility for the inner harbor/redevelopment project in Buffalo, New York.¿ SEC. 327. The federal share of funds available for new fixed guideway projects under 49 U.S.C. 5309, after September 30, 2003, shall not be more than 50 percent: Provided, That this limitation shall not apply to projects for which a full finding grant agreement has been executed prior to October 1, 2003. SEC. 328. Of the funds made available under section 1119 of the Transportation Equity Act for the 21st Century (P.L. 105–178), as amended, $47,000,000 shall be set aside for construction of state border safety inspection facilities in the states of Arizona, California, New Mexico, and Texas. SEC. 329. Funds available or limited under this Act for the administration and operation of the Federal Highway Administration shall be available to purchase promotional items of nominal value for use in recruitment of individuals for employment and to promote the safety programs of the Federal Highway Administration. SEC. 330. The Secretary of Transportation shall increase fees charged for hazardous material registration and inspection under chapter 51 of title 49, U.S.C. (except section 5108(g)(2), 5109, 5112, 5115, 5116 and 5119), so as to result in additional collections in fiscal year 2003 estimated at $5,987,000, to be credited to a special fund in the Treasury as offsetting receipts, which amount shall be available until expended for the purposes of the ‘‘Research and Special Programs’’ account: Provided, That the amounts appropriated for fiscal year 2003 from the general fund for the ‘‘Research and Special Programs’’ account shall be reduced by $5,987,000. SEC. 331. The Secretary of Transportation shall charge fees for railroad safety under chapter 51 of title 49, U.S.C., and subtitle V, part A of title 49, U.S.C., so as to result in collections in fiscal year 2003 estimated at $59,000,000, to be credited to a special fund in the Treasury as offsetting receipts, of which $45,000,000 shall be available for the purposes of the Federal Railroad Administration’s ‘‘Safety and Operations’’ account, and of which $14,000,000 shall be available for the purposes of the Federal Railroad Administration’s ‘‘Railroad Research and Development’’ account: Provided further, That such amounts shall remain available until expended: Provided further, That the amounts appropriated for fiscal year 2003 from the general fund for ‘‘Safety and Operations’’ and ‘‘Railroad Research and Development’’ accounts shall be reduced by $45,000,000 and $14,000,000, respectively. SEC. 332. Section 41742 of title 49, United States Code is amended: (a) in subsection (a)(2), by inserting ‘‘or otherwise provided to the Office of the Secretary or the Federal Aviation Administration’’ after ‘‘appropriated’’; by deleting ‘‘$15,000,000’’ and inserting ‘‘$63,000,000’’; and by adding ‘‘(49 USCS §§ 41731 et seq.)’’ immediately after ‘‘subchapter’’; and (b) adding the following new paragraphs after subsection (a)(2): ‘‘(3) Notwithstanding any other provision of subchapter II of chapter 417 of this title, no subsidy level provided to an air carrier in order to provide service under this subchapter, with the exception of service to communities within Alaska, may exceed $275 per person. VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00080 Fmt 3616 ‘‘(4) ANTIDEFICIENCY ACT APPLICABILITY.—The Antideficiency Act (31 U.S.C. 1341 et seq.) remains applicable to obligations made under sections 41733 and 41734 of this title. The Secretary of Transportation shall take such actions as deemed necessary to ensure funding does not exceed funds available to avoid violation of such Act, and shall report any such actions taken to the Congress.’’. SEC. 333. The Secretary of Transportation shall charge commercial vessels a fee for navigational assistance services provided by the U.S. Coast Guard under chapter 5, section 81 of title 14, U.S.C., so as to result in collections in fiscal year 2003 estimated at $165,000,000, to be credited to a special fund in the Treasury as offsetting receipts, of which $165,000,000 shall be available for the purposes of the U.S. Coast Guard’s ‘‘Operating Expenses’’ account: Provided, That the amounts appropriated for fiscal year 2003 from the general fund for ‘‘Operating Expenses’’ account shall be reduced by $165,000,000. SEC. 334. Notwithstanding 10 U.S.C. 1116(c), payments into the Department of Defense Medicare-Eligible Retiree Health Care Fund for fiscal year 2003 under 10 U.S.C. 1116(a) shall be from funds available in the Coast Guard Operating Expenses account. SEC. 335. The matching requirements of the emergency fund authorized by section 125 and the Federal share payable authorized by section 120 of title 23, United States Code, will be waived to pay the costs of projects in response to the attack on the World Trade Center in New York City that occurred on September 11, 2001— (1) notwithstanding section 120(e) of that title, the Federal share of the cost of any such highway project shall be 100 percent; and (2) notwithstanding section 125(d)(1) of that title, the Secretary of Transportation may obligate more than $100,000,000 for those projects. f øGENERAL PROVISIONS, THIS CHAPTER¿ øSEC. 1101. Section 5117(b)(3) of the Transportation Equity Act for the 21st Century (Public Law 105–178; 112 Stat. 449; 23 U.S.C. 502 note) is amended— (1) by redesignating subparagraphs (C), (D), and (E) as subparagraphs (D), (F), and (G), respectively; (2) by inserting after subparagraph (B) the following new subparagraph (C): ‘‘(C) FOLLOW-ON DEPLOYMENT.—(i) After an intelligent transportation infrastructure system deployed in an initial deployment area pursuant to a contract entered into under the program under this paragraph has received system acceptance, the Department of Transportation has the authority to extend the original contract that was competitively awarded for the deployment of the system in the follow-on deployment areas under the contract, using the same asset ownership, maintenance, fixed price contract, and revenue sharing model, and the same competitively selected consortium leader, as were used for the deployment in that initial deployment area under the program. ‘‘(ii) If any one of the follow-on deployment areas does not commit, by July 1, 2002, to participate in the deployment of the system under the contract, then, upon application by any of the other follow-on deployment areas that have committed by that date to participate in the deployment of the system, the Secretary shall supplement the funds made available for any of the follow-on deployment areas submitting the applications by using for that purpose the funds not used for deployment of the system in the nonparticipating area. Costs paid out of funds provided in such a supplementation shall not be counted for the purpose of the limitation on maximum cost set forth in subparagraph (B).’’; (3) by inserting after subparagraph (D), as redesignated by paragraph (1), the following new subparagraph (E): ‘‘(E) DEFINITIONS.—In this paragraph: ‘‘(i) The term ‘initial deployment area’ means a metropolitan area referred to in the second sentence of subparagraph (A). ‘‘(ii) The term ‘follow-on deployment areas’ means the metropolitan areas of Baltimore, Birmingham, Boston, Chicago, Cleveland, Dallas/Ft. Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New York/Northern New Jersey, Northern Kentucky/Cincinnati, Oklahoma City, Orlando, Philadelphia, Phoenix, Pittsburgh, Portland, Providence, Salt Lake, San Diego, San Francisco, St. Louis, Seattle, Tampa, and Washington, District of Columbia.’’; and (4) in subparagraph (D), as redesignated by paragraph (1), by striking ‘‘subparagraph (D)’’ and inserting ‘‘subparagraph (F)’’.¿ Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT TITLE III—GENERAL PROVISIONS—Continued DEPARTMENT OF TRANSPORTATION øSEC. 1102. No appropriated funds or revenues generated by the National Railroad Passenger Corporation may be used to implement section 204(c)(2) of Public Law 105–134 until the Congress has enacted an Amtrak Reauthorization Act.¿ øSEC. 1103. (a) Notwithstanding any other provision of law, of the funds authorized under section 110 of title 23, United States Code, for fiscal year 2002, no funds shall be available for the program authorized under section 1101(a)(11) of Public Law 105–178 and $29,542,304 shall be set aside for the project as authorized under title IV of the National Highway System Designation Act of 1995, as amended: Provided, That, if funds authorized under these provisions have been distributed then the amount so specified shall be recalled proportionally from those funds distributed to the States under section 110(b)(4)(A) and (B) of title 23, United States Code. (b) Notwithstanding any other provision of law, for fiscal year 2002, funds available for environmental streamlining activities under section 104(a)(1)(A) of title 23, United States Code, may include making grants to, or entering into contracts, cooperative agreements, and other transactions, with a Federal agency, State agency, local agency, authority, association, nonprofit or for-profit corporation, or institution of higher education. (c) Notwithstanding any other provision of law, of the funds authorized under section 110 of title 23, United States Code, for fiscal year 2002, and made available for the National motor carrier safety program, $5,896,000 shall be for State commercial driver’s license program improvements. (d) Notwithstanding any other provision of law, of the funds authorized under section 110 of title 23, United States Code, for fiscal year 2002, and made available for border infrastructure improvements, up to $2,300,000 shall be made available to carry out section 1119(d) of the Transportation Equity Act for the 21st Century, as amended.¿ VerDate 11-MAY-2000 14:21 Jan 23, 2002 Jkt 189685 PO 00000 Frm 00081 Fmt 3616 795 øSEC. 1104. Notwithstanding any other provision of law, of the amounts appropriated in fiscal year 2002 for the Research and Special Programs Administration, $3,170,000 of funds provided for research and special programs shall remain available until September 30, 2004, and $22,786,000 of funds provided for the pipeline safety program derived from the pipeline safety fund shall remain available until September 30, 2004.¿ øSEC. 1105. Item 1497 in the table contained in section 1602 of the Transportation Equity Act for the 21st Century (112 Stat. 312), relating to Alaska, is amended by inserting ‘‘and construct capital improvements to intermodal marine freight and passenger facilities and access thereto’’ before ‘‘in Anchorage’’.¿ øSEC. 1106. The Department of Transportation and Related Agencies Appropriations Act, 2002 is amended in section 330 by striking ‘‘$144,000,000’’ and inserting ‘‘$148,300,000’’ and in section 349 by striking ‘‘$5,000,000’’ and inserting ‘‘$9,300,000’’ and by striking ‘‘$120,323,000’’ and inserting ‘‘$116,023,000’’.¿ øSEC. 1107. Notwithstanding any other provision of law, none of the funds in the Department of Transportation and Related Agencies Appropriations Act, 2002 shall be available for salaries and expenses of more than 102 political and Presidential appointees in the Department of Transportation: Provided, That none of the funds in this Act, or any other Appropriations Act for fiscal year 2002, shall be available for the position of Under Secretary of Transportation for Policy or the position of Assistant Secretary for Public Affairs.¿ øSEC. 1108. Section 1511(b) of the Transportation Equity Act for the 21st Century (Public Law 105–178), as amended, is amended by striking ‘‘Rhode Island’’ and inserting in lieu thereof ‘‘Rhode Island, and Texas’’ and by inserting before the period in subsection (b)(1)(A) ‘‘, provided that Texas may not compete for funds previously allocated or appropriated to any other State’’.¿ (Emergency Supplemental Act, 2002.) Sfmt 3616 E:\BUDGET\DOT.XXX pfrm11 PsN: DOT