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DEPARTMENT OF TRANSPORTATION
70.00

OFFICE OF THE SECRETARY
Federal Funds
General and special funds:
SALARIES

AND

EXPENSES

For necessary expenses of the Office of the Secretary, ø$67,778,000,
of which not to exceed $1,929,000 shall be available for the immediate
Office of the Secretary; not to exceed $619,000 shall be available
for the immediate Office of the Deputy Secretary; not to exceed
$13,355,000 shall be available for the Office of the General Counsel;
not to exceed $3,058,000 shall be for the Office of the Assistant
Secretary for Policy; not to exceed $7,421,000 shall be available for
the Office of the Assistant Secretary for Aviation and International
Affairs; not to exceed $7,728,000 shall be available for the Office
of the Assistant Secretary for Budget and Programs; not to exceed
$2,282,000 shall be available for the Office of the Assistant Secretary
for Government Affairs; not to exceed $19,250,000 shall be available
for the Office of the Assistant Secretary for Administration; not to
exceed $1,723,000 shall be available for the Office of Public Affairs;
not to exceed $1,204,000 shall be available for the Office of the
Executive Secretariat; not to exceed $507,000 shall be available for
the Board of Contract Appeals; not to exceed $1,240,000 shall be
available for the Office of Small and Disadvantaged Business Utilization; not to exceed $1,321,000 shall be available for the Office of
Intelligence and Security; not to exceed $6,141,000 shall be available
for the Office of the Chief Information Office¿ $96,100,000: Provided,
That not to exceed $60,000 shall be for allocation within the Department for official reception and representation expenses as the Secretary may determine: Provided further, That notwithstanding any
other provision of law, excluding fees authorized in Public Law 107–
71, there may be credited to this appropriation up to $2,500,000
in funds received in user feesø: Provided further, That the Secretary
of Transportation is authorized to transfer funds appropriated for
any office of the Office of the Secretary to any other office of the
Office of the Secretary: Provided further that no appropriation for
any office shall be increased or decreased by more than 7 percent
by all such transfers: Provided further, That any such transfer shall
be submitted for approval to the House and Senate Committees on
Appropriations¿. (Department of Transportation and Related Agencies
Appropriations Act, 2002; additional authorizing legislation required.)
Program and Financing (in millions of dollars)

Total new budget authority (gross) ..........................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
73.45
74.00

74

83

108

13
5
5
73
83
108
¥72
¥82
¥106
1 ................... ...................
¥1 ................... ...................
¥8 ................... ...................
5
5
7

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

64
8

76
5

99
8

87.00

Total outlays (gross) .................................................

72

82

106

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ...................
¥12
¥12
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
¥8 ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

66
72

71
70

96
94

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

63
69

2002 est.

2003 est.

67
66

92
90

General administration.—This appropriation finances the
costs of policy development and central supervisory and coordinating functions necessary for the overall planning and
direction of the Department. It covers the immediate secretarial offices as well as those of the assistant secretaries
and the general counsel.
Object Classification (in millions of dollars)

2001 actual

Identification code 69–0102–0–1–407

2002 est.

2003 est.
2001 actual

Identification code 69–0102–0–1–407

Obligations by program activity:
00.01 General administration ..................................................
09.01 Reimbursable program ..................................................

64
9

71
12

96
12

10.00

Total new obligations ................................................

73

83

108

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

1
74

1 ...................
83
108

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1 ................... ...................
76
84
108
¥73
¥83
¥108
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
66
71
96
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) ..................................... ...................
12
12
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
8 ................... ...................
68.90

Spending authority from offsetting collections
(total discretionary) ..........................................

8

12

12

11.1
11.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................

2002 est.

2003 est.

32
3

34
4

33
4

35
9
1
7
4

38
12
1
8
6

37
12
1
8
31

31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Equipment .................................................................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

64
9

71
12

96
12

99.9

Total new obligations ................................................

73

83

108

11.9
12.1
21.0
23.1
25.2
25.3

7
6
7
1 ................... ...................

Personnel Summary
2001 actual

Identification code 69–0102–0–1–407

1001

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................

409

2002 est.

2003 est.

450

715
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716

OFFICE OF THE SECRETARY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
12.1
25.2

General and special funds—Continued
SALARIES

EXPENSES—Continued

AND

99.0
99.0

Personnel Summary—Continued
2001 actual

Identification code 69–0102–0–1–407

2001

Reimbursable:
Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

2003 est.

Civilian personnel benefits .......................................
Other services ............................................................

1
3

1
3

Direct obligations ..................................................
8
9
Reimbursable obligations .............................................. ................... ...................

9
2

99.9

Total new obligations ................................................

35

1001

2001 actual

Total compensable workyears: Full-time equivalent
employment ...............................................................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0118–0–1–407

10.00

2002 est.

2003 est.

Obligations by program activity:
Direct program ...............................................................
8
9
Reimbursable program .................................................. ................... ...................
Total new obligations ................................................

8

9

9
2

8
¥8

9
¥9

Total new budget authority (gross) ..........................

8

9

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
1
2
73.10 Total new obligations ....................................................
8
9
73.20 Total outlays (gross) ......................................................
¥7
¥9
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................ ................... ...................
74.40 Obligated balance, end of year .....................................
2
1

87.00

2003 est.

70

70

MINORITY BUSINESS OUTREACH
For necessary expenses of Minority Business Resource Center outreach activities, $3,000,000, to remain available until September 30,
ø2003¿ 2004: Provided, That notwithstanding 49 U.S.C. 332, these
funds may be used for business opportunities related to any mode
of transportation. (Department of Transportation and Related Agencies Appropriations Act, 2002.)
Program and Financing (in millions of dollars)

11
2001 actual

11
¥11

10.00

Obligations by program activity:
Total new obligations ....................................................

9

21.40
22.00

Outlays (gross), detail:
Outlays from new discretionary authority .....................
7
Outlays from discretionary balances ............................. ...................
Total outlays (gross) .................................................

2

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2

2003 est.

4

3

1 ...................
3
3

3
4
3
¥2
¥4
¥3
1 ................... ...................

11

1
11
¥9
¥2
1

8
1

10
1

9

7

2002 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
3

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
8
9
68.10 Spending authority from offsetting collections: Change
in uncollected customer payments from Federal
sources (unexpired) ................................................... ................... ...................

86.90
86.93

65

2002 est.

f

Identification code 69–0119–0–1–407

Budgetary resources available for obligation:
22.00 New budget authority (gross) ........................................
23.95 Total new obligations ....................................................

70.00

11

CIVIL RIGHTS

For necessary expenses of the Office of Civil Rights, ø$8,500,000¿
$9,170,000. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)

00.01
09.01

9

33
Identification code 69–0118–0–1–407

OF

8

Personnel Summary
28

f

OFFICE

1
2

9

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

3

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

3
2
¥2
3

3
1
4
3
¥4
¥4
1 ...................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
2
Outlays from discretionary balances ............................. ...................

3
3
1 ...................

3

3

87.00
Offsets:
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) .................................. ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

8
6

¥2

9
9

9
9

This appropriation finances the costs of a Departmental
Civil Rights office. This office is responsible for enforcing laws
and regulations which prohibit discrimination in federallyoperated and assisted transportation programs. This office
also handles all civil rights cases related to Department of
Transportation employees.

2001 actual

11.1

Direct obligations:
Personnel compensation: Full-time permanent ........

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2

4

4

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3
2

3
4

3
4

Minority business outreach.—This activity provides contractual support to assist small, women-owned, Native American,
and other disadvantaged business firms, in securing contracts
and subcontracts resulting from transportation-related Federal support. It also participates in cooperative agreements
with historically black and hispanic colleges.
Object Classification (in millions of dollars)

2002 est.

2003 est.

Other services ................................................................ ...................
Grants, subsidies, and contributions ............................
2

99.9

5

5

Frm 00002

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Total new obligations ................................................

5

PO 00000

2001 actual

Identification code 69–0119–0–1–407

25.2
41.0

Object Classification (in millions of dollars)
Identification code 69–0118–0–1–407

Total outlays (gross) .................................................

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2

2002 est.

2003 est.

1
3

2
1

4

3

OFFICE OF THE SECRETARY—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
NEW HEADQUARTERS BUILDING
For necessary expenses of customizing the Department of Transportation’s new base building and related advisory services, $25,000,000,
to remain available until expended.
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0147–0–1–407

2002 est.

Obligations by program activity:
10.00 Total new obligations (object class 25.2) ..................... ................... ...................

2003 est.

Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

¥2,328
¥2,672 ...................
2,672 ................... ...................

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................

5,000 ................... ...................

23.95
24.40

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
2,328 ................... ...................
Outlays from mandatory balances ................................ ...................
2,672 ...................

25

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

25
¥25

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................

25

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

25
¥25

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

25

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

25
25

22.00
23.95

This new appropriation finances the 2003 costs for the new
Department of Transportation headquarters project to consolidate all of the department’s headquarters operating administration functions (except FAA), from various locations into
a state-of-the-art, efficient leased building(s) within the central employment area of the District of Columbia.

87.00

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,672 ...................

5,000 ................... ...................
2,328
2,672 ...................

The Air Transportation Safety and System Stabilization Act
(P.L. 107–42) provided $5 billion to compensate air carriers
for direct losses incurred during the Federal ground stop of
civil aviation after the September 11, 2001, terrorist attacks,
and for incremental losses incurred between September 11
and December 31, 2001. The Administration is not requesting
additional funds for this purpose in 2003.
f

TRANSPORTATION PLANNING, RESEARCH,

AND

DEVELOPMENT

For necessary expenses for conducting transportation planning, research, systems development, development activities, and making
grants, to remain available until expended, ø$11,993,000¿
$10,835,000. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)

2001 actual

Identification code 69–0142–0–1–407

Program and Financing (in millions of dollars)
2001 actual

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2,328

2,672 ...................
¥2,672 ...................

Program and Financing (in millions of dollars)

RENTAL PAYMENTS

21.40
22.00

2,328
¥2,328

Total outlays (gross) .................................................

f

Identification code 69–0117–0–1–407

717

2002 est.

2003 est.

1 ................... ...................
¥1 ................... ...................

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Transportation policy and planning ..........................
10
12
6
00.02
Safe skies ..................................................................
2
5 ...................
00.03
FedDocket .................................................................. ................... ...................
5

¥1 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................
¥1 ................... ...................
Outlays ........................................................................... ................... ................... ...................

Until 1997, payments to GSA for headquarters and field
space rental and related services for all modes were consolidated into this account. Beginning in 1998, however, all GSA
rental payments are reflected in the modal budgets.
f

COMPENSATION

FOR

AIR CARRIERS

2001 actual

Identification code 69–0111–0–1–402

Obligations by program activity:
10.00 Total new obligations (object class 41.0) .....................

23.90

17
3

11
3

Total new obligations ................................................

13

20

14

2,328

2002 est.

2003 est.

2,672 ...................

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
2,672 ...................
New budget authority (gross) ........................................
5,000 ................... ...................
Total budgetary resources available for obligation

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21.40
22.00
22.22
23.90
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
2
New budget authority (gross) ........................................
13
Unobligated balance transferred from other accounts ...................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

Fmt 3616

15
21
14
¥13
¥20
¥14
1 ................... ...................

70.00

Spending authority from offsetting collections
(total discretionary) ..........................................

2

3

3

Total new budget authority (gross) ..........................

13

15

14

2
13
¥10

3
20
¥14

10
14
¥15

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
74.00

2,672 ...................

Frm 00003

1 ...................
15
14
5 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
11
12
11
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) ..................................... ...................
3
3
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
2 ................... ...................
68.90

Program and Financing (in millions of dollars)

21.40
22.00

12
1

Total budgetary resources available for obligation ................... ................... ...................

New budget authority (gross), detail:
Discretionary:
40.36
Unobligated balance rescinded .................................

89.00
90.00

Total direct program .................................................
Reimbursable program ..................................................

10.00

23.90

01.00
09.00

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¥2 ................... ...................
3
10
9

718

OFFICE OF THE SECRETARY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

TRANSPORTATION PLANNING, RESEARCH,
Continued

AND

¥52

¥50

¥113

New budget authority (gross), detail:
Mandatory:
62.00
Transferred from other accounts ..............................

50

20

30

Appropriation (total mandatory) ...........................
50
20
Discretionary:
Spending authority from offsetting collections: Offsetting collections (cash) ..................................... ................... ...................

30

DEVELOPMENT—

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–0142–0–1–407

Total new obligations ....................................................

23.95

General and special funds—Continued

2002 est.

62.50

2003 est.

68.00

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

6
3

8
4

7
7

87.00

Total outlays (gross) .................................................

10

14

15

83

70.00

Total new budget authority (gross) ..........................

50

20

113

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ...................
¥3
¥3
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
¥2 ................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

18
52
¥49
21

21
50
¥53
18

18
113
¥88
43

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................
Outlays from discretionary balances .............................
20
21
Outlays from new mandatory authority .........................
30
12
Outlays from mandatory balances ................................ ...................
20

50
12
18
8

11
10

12
11

11
12

This appropriation finances research activities and studies
concerned with planning, analysis, and information development needed to support the Secretary’s responsibilities in the
formulation of national transportation policies.
The program is carried out primarily through contracts with
other Federal agencies, educational institutions, non-profit research organizations, and private firms.
Activities support the development of transportation policy,
coordination of national level transportation planning, and
such issues as regulatory modernization, energy conservation,
and environmental and safety impacts of transportation.
These also support departmental leadership on aviation economic policy and international transportation issues. This account also includes $5 million for the development of a government-wide, online rulemaking docket management system.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0142–0–1–407

2002 est.

2003 est.

11.1
25.2

Direct obligations:
Personnel compensation: Full-time permanent ........
Other services ............................................................

2
10

2
15

3
8

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

12
1

17
3

11
3

99.9

Total new obligations ................................................

13

20

14

Personnel Summary
2001 actual

Identification code 69–0142–0–1–407

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

87.00

53

88

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ................... ...................

¥83

89.00
90.00

AND

10.00

2001 actual

26

21.40
22.00
22.22
23.90

32

2002 est.

52

50

2003 est.

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Jkt 189685

2001 actual

Identification code 69–5423–0–2–402

2002 est.

2003 est.

11.1
41.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Grants, subsidies, and contributions ........................

1
49

1
29

Direct obligations ..................................................
52
50
Reimbursable obligations .............................................. ................... ...................

30
83

99.9

Total new obligations ................................................

30
83
113

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
2 ................... ...................
New budget authority (gross) ........................................
50
20
113
Unobligated balance transferred from other accounts ...................
30 ...................
Total budgetary resources available for obligation

30
5

99.0
99.0

Obligations by program activity:
Direct program ...............................................................
52
50
Reimbursable program .................................................. ................... ...................
Total new obligations ................................................

20
53

Object Classification (in millions of dollars)
22

Program and Financing (in millions of dollars)

00.01
09.00

50
49

2003 est.

RURAL AIRPORT IMPROVEMENT FUND

Identification code 69–5423–0–2–402

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

49

The Federal Aviation Reauthorization Act of 1996 (P.L.
104–264) authorized the collection of user fees for services
provided by the FAA to aircraft that neither take off nor
land in the United States, commonly known as overflight
fees. The Act permanently appropriated the first $50 million
of such fees for the Essential Air Service program and rural
airport improvements. To the extent that fee collections fall
below $50 million, current law requires the difference to be
covered by Federal Aviation Administration funds. The 2003
budget assumes the collection of $30 million in overflight
fees, with the balance of $83 million to be paid from the
FAA Airport improvement program (AIP). The budget proposes to increase the authorized funding level to $113 million
for 2003, of which $63 million would be provided from AIP
to cover anticipated shortfalls above the $50 million minimum
funding level. The budget proposes general provision language
that will enable the Department to manage taxpayer resources dedicated to this purpose more effectively.

f

ESSENTIAL AIR SERVICE

Total outlays (gross) .................................................

52

50

Frm 00004

Fmt 3616

52

50

113

Personnel Summary
2001 actual

Identification code 69–5423–0–2–402

2002 est.

2003 est.

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
10
10
10
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ............................................................... ................... ................... ...................

113

PO 00000

1
51

Sfmt 3643

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OFFICE OF THE SECRETARY—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Intragovernmental funds:

Object Classification (in millions of dollars)

øTRANSPORTATION ADMINISTRATIVE SERVICE CENTER¿

2001 actual

2003 est.

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

11.9
12.1
13.0
21.0
22.0
23.1
23.3
25.2
26.0
31.0

Total personnel compensation ..............................
19
20
Civilian personnel benefits ............................................
5
5
Benefits for former personnel ........................................
1
1
Travel and transportation of persons ............................
1
1
Transportation of things ................................................ ................... ...................
Rental payments to GSA ................................................
5
5
Communications, utilities, and miscellaneous charges
15
15
Other services ................................................................
264
408
Supplies and materials .................................................
3
4
Equipment ......................................................................
12
5

99.9

Total new obligations ................................................

111
214

117
347

131
352

10.00

Total new obligations ................................................

325

464

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

14
325

18
464

Total compensable workyears: Full-time equivalent
employment ...............................................................

483

18
483

4 ................... ...................
343
¥325
18

482
¥464
18

501
¥483
18

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

257

464

483

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

89.00
90.00

325

464

483

Jkt 189685

483

291

2002 est.

2003 est.

281

281

MINORITY BUSINESS RESOURCE CENTER PROGRAM
For the cost of guaranteed loans, $500,000, as authorized by 49
U.S.C. 332: Provided, That such costs, including the cost of modifying
such loans, shall be as defined in section 502 of the Congressional
Budget Act of 1974: Provided further, That these funds are available
to subsidize total loan principal, any part of which is to be guaranteed, not to exceed $18,367,000. In addition, for administrative expenses to carry out the guaranteed loan program, $400,000. (Department of Transportation and Related Agencies Appropriations Act,
2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0155–0–1–407

2002 est.

2003 est.

¥11
¥43
¥43
325
464
483
¥285
¥464
¥483
¥4 ................... ...................

00.02

Obligations by program activity:
Guarantee loan subsidy ................................................. ...................

1

1

10.00

Total new obligations (object class 41.0) ................ ...................

1

1

¥68 ................... ...................
¥43
¥43
¥43

22.00
23.95
23.98

285

¥257

464

¥464

483

¥68 ................... ...................

PO 00000

Frm 00005

Budgetary resources available for obligation:
New budget authority (gross) ........................................
2
1
1
Total new obligations .................................................... ...................
¥1
¥1
Unobligated balance expiring or withdrawn .................
¥2 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

2

1

1

¥483

The Transportation Administrative Service Center (TASC)
finances common administrative services that are centrally
performed in the interest of economy and efficiency in the
Department. The fund is financed through negotiated agreements with Departmental operating administrations, and
other governmental elements requiring the center’s capabilities.

14:21 Jan 23, 2002

464

f

68 ................... ...................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
28 ................... ...................

VerDate 11-MAY-2000

325

21
5
1
2
1
6
15
423
4
5

Credit accounts:

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

72.40
73.10
73.20
73.45
74.00

17
19
20
1
1
1
1 ................... ...................

2001 actual

Identification code 69–4520–0–4–407

2001

Obligations by program activity:
DOT service center activities .........................................
Non-DOT service center activities .................................

Spending authority from offsetting collections
(total mandatory) .............................................

2003 est.

Personnel Summary
2002 est.

09.01
09.02

69.90

2002 est.

11.1
11.3
11.5

Program and Financing (in millions of dollars)
Identification code 69–4520–0–4–407

2001 actual

Identification code 69–4520–0–4–407

øNecessary expenses for operating costs and capital outlays of the
Transportation Administrative Service Center, not to exceed
$125,323,000, shall be paid from appropriations made available to
the Department of Transportation: Provided, That such services shall
be provided on a competitive basis to entities within the Department
of Transportation: Provided further, That the above limitation on
operating expenses shall not apply to non-DOT entities: Provided
further, That no funds appropriated in this Act to an agency of
the Department shall be transferred to the Transportation Administrative Service Center without the approval of the agency modal
administrator: Provided further, That no assessments may be levied
against any program, budget activity, subactivity or project funded
by this Act unless notice of such assessments and the basis therefor
are presented to the House and Senate Committees on Appropriations
and are approved by such Committees.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002.)

23.90
23.95
24.40

719

Fmt 3616

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
5
1 ...................
Total new obligations .................................................... ...................
1
1
Total outlays (gross) ...................................................... ...................
¥2
¥1
Adjustments in expired accounts (net) .........................
¥4 ................... ...................
Obligated balance, end of year .....................................
1 ................... ...................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances ............................. ...................

87.00

Total outlays (gross) ................................................. ...................

2

1

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
2
Outlays ........................................................................... ...................

1
2

1
1

Sfmt 3643

E:\BUDGET\DOT.XXX

pfrm11

PsN: DOT

1
1
1 ...................

720

OFFICE OF THE SECRETARY—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total financing disbursements (gross) .........................
Recoveries of prior year obligations ..............................
Total financing disbursements (gross) .........................

4
1
¥1
¥3
1

Offsets:
Against gross financing authority and financing disbursements:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥4

¥5 ...................

Net financing authority and financing disbursements:
Financing authority ........................................................
Financing disbursements ...............................................

¥3
¥2

¥5 ...................
¥5 ...................

Credit accounts—Continued
72.40
73.10
73.20
73.45
87.00

MINORITY BUSINESS RESOURCE CENTER PROGRAM—Continued
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2001 actual

Identification code 69–0155–0–1–407

2002 est.

2003 est.

Direct loan levels supportable by subsidy budget authority:
115001 MBRC—Direct loan levels ............................................. ................... ................... ...................
115901 Total direct loan levels .................................................. ................... ................... ...................
Direct loan subsidy (in percent):
132001 Direct loan levels ...........................................................
0.00
0.00
0.00
132901 Weighted average subsidy rate .....................................
0.00
0.00
0.00
Direct loan subsidy budget authority:
133001 Direct loan levels ........................................................... ................... ................... ...................
133901 Total subsidy budget authority ...................................... ................... ................... ...................
Direct loan subsidy outlays:
134001 Direct loan levels ........................................................... ................... ................... ...................
134901 Total subsidy outlays ..................................................... ................... ................... ...................
Guaranteed loan levels supportable by subsidy budget
authority:
215001 MBRC—Loan guarantee levels .....................................

89.00
90.00

...................
...................
...................
...................
...................

...................
...................
...................
...................
...................

Status of Direct Loans (in millions of dollars)
2001 actual

Identification code 69–4186–0–3–407

2002 est.

2003 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans ............................................. ................... ................... ...................
1142 Unobligated direct loan limitation (¥) ........................ ................... ................... ...................
1150

Total direct loan obligations ..................................... ................... ................... ...................

2.69

1210
1231
1251

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
7
5 ...................
Disbursements: Direct loan disbursements ................... ................... ................... ...................
Repayments: Repayments and prepayments .................
¥3
¥5 ...................

2.70

2.69

1290

2

1

1

233901 Total subsidy budget authority ......................................
2
Guaranteed loan subsidy outlays:
234001 Loan guarantee levels ................................................... ...................

1

1

1

1

234901 Total subsidy outlays ..................................................... ...................

1

1

215901 Total loan guarantee levels ...........................................
Guaranteed loan subsidy (in percent):
232001 Loan guarantee levels ...................................................
232901 Weighted average subsidy rate .....................................
Guaranteed loan subsidy budget authority:
233001 Loan guarantee levels ...................................................

14

18

18

14

18

18

2.69

2.70

2.69

Office of Small and Disadvantaged Business Utilization
(OSDBU)/Minority Business Resource Center (MBRC).—Provides assistance in obtaining short-term working capital and
bonding for minority, women-owned and other disadvantaged
businesses and Small Business Administration 8(a) Firms.
As required by the Federal Credit Reform Act of 1990,
this account records, for this program, the subsidy costs associated with guaranteed loans obligated in 2001 and beyond,
as well as administrative expenses of this program.
f

Outstanding, end of year ..........................................

5 ................... ...................

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans obligated in 1992
through 2000 (including modifications of direct loans that resulted from obligations in any year). The amounts in this
account are a means of financing and are not included in
the budget totals.
Balance Sheet (in millions of dollars)
2000 actual

Identification code 69–4186–0–3–407

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
Net value of assets related to post–
1991 direct loans receivable:
1401
Direct loans receivable, gross ............
1405
Allowance for subsidy cost (–) ...........

MINORITY BUSINESS RESOURCE CENTER DIRECT LOAN FINANCING
ACCOUNT

1499

Program and Financing (in millions of dollars)

1999

2001 actual

2002 est.

2003 est.

4

..................

..................

..................

7
–1

5
..................

..................
..................

..................
..................

Net present value of assets related
to direct loans ...........................

00.02

Obligations by program activity:
Interest to Treasury ........................................................
Total new obligations ................................................

..................

10

5

..................

..................

Total liabilities ....................................
NET POSITION:

10

5

..................

..................

Total net position ................................

..................

..................

..................

..................

Total liabilities and net position ............

10

5

..................

..................

1 ................... ...................

10.00

..................

..................

4999

2003 est.

..................

5

3999

2002 est.

5

10

2999

2001 actual

Identification code 69–4186–0–3–407

6

Total assets ........................................
LIABILITIES:
2103 Federal liabilities: Debt ...........................

1 ................... ...................

Budgetary resources available for obligation:
22.00 New financing authority (gross) ....................................
22.10 Resources available from recoveries of prior year obligations .......................................................................
22.40 Capital transfer to general fund ...................................

3 ................... ...................
¥3 ................... ...................

23.90
23.95

1 ................... ...................
¥1 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................

New financing authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.47
Portion applied to repay debt ...............................
68.90

Spending authority from offsetting collections
(total discretionary) .....................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

f

1 ................... ...................

MINORITY BUSINESS RESOURCE CENTER
GUARANTEED LOAN FINANCING ACCOUNT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4082–0–3–407

5 ...................
¥5 ...................

21.40
22.00

1 ................... ...................

23.90
24.40

4
¥3

PO 00000

Frm 00006

Fmt 3616

2002 est.

2003 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ................... ...................
New financing authority (gross) .................................... ...................
1
Total budgetary resources available for obligation ...................
Unobligated balance carried forward, end of year ....... ...................

Sfmt 3643

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1
1

1
1
2
2

TRANSPORTATION SECURITY ADMINISTRATION
Federal Funds

DEPARTMENT OF TRANSPORTATION
New financing authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ................... ...................

Program and Financing (in millions of dollars)
1

1

¥1

¥1

Net financing authority and financing disbursements:
Financing authority ........................................................ ................... ................... ...................
Financing disbursements ............................................... ...................
¥1
¥1

2001 actual

2002 est.

2003 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders ..............................................................................

14

18

18

2150
2199

14
10

18
14

18
14

Total guaranteed loan commitments ........................
Guaranteed amount of guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year ............................................. ...................
2231 Disbursements of new guaranteed loans ......................
7
2251 Repayments and prepayments ...................................... ...................
2290

Outstanding, end of year ..........................................

7
18
¥1

24
18
¥8

24

7

22.00
22.10
23.90
23.95

5

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
63 ...................
Resources available from recoveries of prior year obligations .......................................................................
6 ................... ...................
Total budgetary resources available for obligation
Total new obligations ....................................................

63 ...................

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances .............................
6

87.00

Total outlays (gross) .................................................

Balance Sheet (in millions of dollars)
Identification code 69–4082–0–3–407

2000 actual

2001 actual

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................

..................

..................

1

1999

Total assets ........................................
LIABILITIES:
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

..................

..................

1

..................

..................

1

1

2999

Total liabilities ....................................
NET POSITION:

..................

..................

1

1

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

..................

..................

1

1

2003 est.

AND

AIR CARRIERS¿

AIRWAY TRUST FUND)¿

øIn addition to funds made available from any other source to
carry out the essential air service program under 49 U.S.C. 41731
through 41742, to be derived from the Airport and Airway Trust
Fund, $13,000,000, to remain available until expended.¿ (Department
of Transportation and Related Agencies Appropriations Act, 2002.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, in addition to funds made
available from any other source to carry out the essential air service
program under 49 U.S.C. 41731 through 41742, to be derived from
the Airport and Airway Trust Fund, $50,000,000, to remain available
until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.)

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

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Frm 00007

39

25

63 ...................
39
25

f

f

ø(AIRPORT

38 ...................
1
25

Through 1997, this program was funded from the Airport
and Airway Trust Fund. Starting in 1998 the FAA reauthorization funded it as a mandatory program supported by overflight fees under the Essential Air Service and Rural Airport
Improvement Fund. In 2002, in addition to mandatory funding supported by overflight fees, direct appropriations from
the Airport and Airway Trust Fund to the Payments to Air
Carriers program were enacted to meet the needs of the essential air service program. No direct appropriations for this
account are being requested in 2003.

1

TO

6

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ...........................................................................
6

1

øPAYMENTS

6
1
25
6
63 ...................
¥6
¥39
¥25
¥6 ................... ...................
1
25 ...................

26

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all the cash flows to and
from the Government resulting from guaranteed loan commitments in 2001 and beyond. The amounts in this account are
a means of financing and are not included in the budget
totals.

2002 est.

63 ...................

63 ...................
¥63 ...................

35

18

6

2003 est.

6
¥6

89.00
90.00

Memorandum:
2299 Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

Obligations by program activity:
Total new obligations (object class 25.2) .....................

2002 est.

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................

Status of Guaranteed Loans (in millions of dollars)
Identification code 69–4082–0–3–407

2001 actual

Identification code 69–8304–0–7–402

10.00

Offsets:
Against gross financing authority and financing disbursements:
88.00
Offsetting collections (cash) from: Federal sources ...................

89.00
90.00

721

Fmt 3616

TRANSPORTATION SECURITY
ADMINISTRATION
Federal Funds
General and special funds:
TRANSPORTATION SECURITY ADMINISTRATION
For necessary expenses of the Transportation Security Administration related to øproviding civil aviation¿ transportation security services pursuant to Public Law 107–71, ø$1,250,000,000¿ $4,800,000,000,
to remain available until expended, of which $124,000,000 shall be
derived from a reimbursement from the heading, ‘‘Facilities and
Equipment,’’ Federal Aviation Administration, for explosives detection
systems in this fiscal year. Provided, That, security service fees authorized under 49 U.S.C. 44940 shall be credited to this appropriation
as offsetting collections and used for providing øcivil aviation¿ security services authorized by that section: Provided further, That the
sum herein appropriated from the General Fund shall be reduced
as such offsetting collections are received during fiscal year ø2002
so as to result in a final fiscal year appropriation from the General
Fund estimated at not more than $0¿ 2003: Provided further, That
any security service fees collected in excess of the amount appropriated
under this heading shall become available in fiscal year 2004: Provided further, That unobligated balances from this or any previous
appropriations Act for the security services of any mode of transportation under the Department of Transportation may be transferred
to, and merged with, this account, to remain available until expended,
for authorized purposes under this heading. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)

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722

TRANSPORTATION SECURITY ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
TRANSPORTATION SECURITY ADMINISTRATION—Continued
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for the ‘‘Transportation Security Administration’’, $94,800,000, to remain available until September 30, 2003, to be obligated from amounts made available in
Public Law 107–38: Provided, That $93,300,000 shall be for the
Under Secretary of Transportation for Security to award competitive
grants to critical national seaports to finance the costs of enhancing
facility and operational security: Provided further, That such grants
shall be awarded based on the need for security assessments and
enhancements as determined by the Under Secretary of Transportation for Security, the Administrator of the Maritime Administration,
and the Commandant of the U.S. Coast Guard: Provided further,
That such grants shall not supplant funding already provided either
by the ports or by any Federal entity: Provided further, That no
more than $1,000,000 of the grant funds available under this heading
shall be used for administration.¿ (Emergency Supplemental Act,
2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–2801–0–1–402

tion from airline management of passenger screening is
planned to occur in 2002, and screening will continue to be
the responsibility of the Transportation Security Administration in 2003. The Administration proposes to transfer other
modal transportation security functions to the Transportation
Security Administration.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–2801–0–1–402

2003 est.

Obligations by program activity:
00.01 Direct program ............................................................... ...................
09.01 Reimbursable program .................................................. ...................

95
1,250

99.0
99.0

Direct obligations .................................................. ...................
Reimbursable obligations .............................................. ...................

95
1,250

2,454
2,346

99.9

Total new obligations ................................................ ...................

1,345

4,800

Total new obligations ................................................ ...................

1,345

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ...................
Total new obligations .................................................... ...................

1,345
¥1,345

4,800
¥4,800

1001

2001 actual

Total compensable workyears: Full-time equivalent
employment ............................................................... ...................

4,800

22.00
23.95

95

2,454

1,250

2,346

70.00

1,345

4,800

................... ...................
...................
1,345
...................
¥1,143
...................
202

202
4,800
¥4,282
720

Outlays (gross), detail:
86.90 Outlays from new discretionary authority ..................... ...................
1,144
86.93 Outlays from discretionary balances ............................. ................... ...................

4,080
202

87.00

1,143

4,282

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources ..................................................... ................... ...................
88.40
Non-Federal sources ............................................. ...................
¥1,250

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

Total outlays (gross) ................................................. ...................

COAST GUARD
The following table depicts funding for all Coast Guard
programs for which detail is furnished in the budget schedules.

3,903
4,635
644
736
17
17
15 ...................
876
889
100
113
21
23
64
64
61
61

Total, budget authority net 4 .........................................

5,044

5,701

¥124
¥2,222

Direct Obligations:
Operating expenses ............................................................
Acquisition, construction, and improvements ....................
Environmental compliance and restoration .......................
Alteration of bridges ..........................................................
Coast Guard military retirement fund ...............................
Reserve training .................................................................
Research, development, test, and evaluation ...................
Boat safety .........................................................................
Oil spill recovery, Coast Guard, (OSLTF) ............................

3,577
856
17
15
778
97
21
64
61

3,903
4,635
684
694
17
17
41 ...................
876
935
100
112
21
23
64
64
61
61

Obligation total net .......................................................

5,486

5,767

¥2,346

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

95
¥107

2,454
1,936

For 2003, the Budget proposes $4,800 million for the Transportation Security Administration, of which approximately
$2,222 million will be financed by offsetting collections from
aviation passenger enplanement security fees and airline security fees. In addition, out of this $4,800 million, $124 million will be provided through a reimbursement from the Federal Aviation Administration for explosives detection systems.
Funds will be used to provide airline security screeners and
the supervisory staff necessary to manage passenger and baggage screening; armed law enforcement personnel for security
checkpoints; Federal air marshals; purchase and maintenance
of security equipment, including explosive detection systems;
and research on advanced screening technologies. The transi-

PO 00000

f

3,577
414
17
15
778
97
21
64
61

¥1,250

Jkt 189685

41,300

2001 actual

Total, offsetting collections (cash) .................. ...................

14:21 Jan 23, 2002

14,800

2003 est.

Budget authority:
Regular appropriations:
Operating expenses 1 ..........................................................
Acquisition, construction and improvements 2 ..................
Environmental compliance and restoration .......................
Alteration of bridges ..........................................................
Coast Guard military retirement fund ...............................
Reserve training .................................................................
Research, development, test and evaluation 3 ..................
Boat safety .........................................................................
Oil spill recovery, Coast Guard, (OSLTF) ............................

88.90

VerDate 11-MAY-2000

2002 est.

[In millions of dollars]

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ...................
Total new budget authority (gross) .......................... ...................

2
2,454
93 ...................

Personnel Summary

2,454
2,346

10.00

2003 est.

25.2
41.0

Identification code 69–2801–0–1–402
2002 est.

2002 est.

Direct obligations:
Other services ............................................................ ...................
Grants, subsidies, and contributions ........................ ...................

Frm 00008

Fmt 3616

2002 est.

2003 est.

6,538

6,541

For comparability purposes this table includes:
1 Includes $25 million in 2001–2003 from the Oil spill liability trust fund; includes $340 million in 2001,
$440 million in 2002 and $340 million in 2003 from the Defense function. Also includes $92 million in supplemental
funding in 2001 pursuant to P.L. 107–20 and $209 million in supplemental funding in 2002 pursuant to P.L.
107–117.
2 Includes $20 million in 2001–2003 from the Oil spill liability trust fund. Also includes $4 million in supplemental
funding pursuant to P.L. 107–20.
3 Includes $4 million in 2001–2003 from the Oil spill liability trust fund.
4 2001 discretionary appropriations include the government-wide reduction pursuant to P.L. 106–554.
f

Federal Funds
General and special funds:
OPERATING EXPENSES
For necessary expenses for the operation and maintenance of the
Coast Guard, not otherwise provided for; purchase of not to exceed
five passenger motor vehicles for replacement only; payments pursuant to section 156 of Public Law 97–377, as amended (42 U.S.C.
402 note)ø. and section 229(b) of the Social Security Act (42 U.S.C.

Sfmt 3616

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COAST GUARD—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
429(b))¿;
and
recreation
and
welfare,
ø$3,382,000,000¿
$4,635,268,132, of which ø$440,000,000¿ $340,000,000 shall be available for defense-related activities; and of which ø$24,945,000¿
$25,000,000 shall be derived from the Oil Spill Liability Trust Fund:
Provided, That none of the funds appropriated in this or any other
Act shall be available for pay of administrative expenses in connection
with shipping commissioners in the United States: Provided further,
That none of the funds provided in this Act shall be available for
expenses incurred for yacht documentation under 46 U.S.C. 12109,
except to the extent fees are collected from yacht owners and credited
to this appropriationø: Provided further, That of the amounts made
available under this heading, not less than $14,541,000 shall be used
solely to increase staffing at Search and Rescue stations, surf stations
and command centers, increase the training and experience level
of individuals serving in said stations through targeted retention
efforts, revise personnel policies and expand training programs, and
to modernize and improve the quantity and quality of personal safety
equipment, including survival suits, for personnel assigned to said
stations: Provided further, That the Department of Transportation
Inspector General shall audit and certify to the House and Senate
Committees on Appropriations that the funding described in the preceding proviso is being used solely to supplement and not supplant
the Coast Guard’s level of effort in this area in fiscal year 2001¿.
(Department of Transportation and Related Agencies Appropriations
Act of 2002; additional authorizing legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Operating Expenses’’,
$209,150,000, to remain available until September 30, 2003, to be
obligated from amounts made available in Public Law 107–38.¿
(Emergency Supplemental Act, 2002.)
Unavailable Collections (in millions of dollars)
2001 actual

Identification code 69–0201–0–1–999

2002 est.

2003 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 User fees, Navigation assistance services fund ........... ................... ...................
165
Appropriations:
05.00 Operating expenses (Coast Guard) ................................ ................... ...................
¥165

70.00

Total new budget authority (gross) ..........................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
74.00

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0201–0–1–999

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Search and rescue ....................................................
00.02
Aids to navigation .....................................................
00.03
Marine safety and security .......................................
00.04
Marine environmental protection ..............................
00.05
Enforcement of laws and treaties ............................
00.06
Ice operations ............................................................
00.07
Defense readiness .....................................................

567
645
382
289
1,432
110
169

458
650
1,106
311
1,167
109
101

533
730
1,433
365
1,334
122
118

08.00
09.01

Total direct program .................................................
Reimbursable program ..................................................

3,594
95

3,902
91

4,635
96

10.00

Total new obligations ................................................

3,689

3,993

4,731

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

3,693
3,995
4,731
¥3,689
¥3,993
¥4,731
¥5 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
3,552
3,671
4,445
40.15
Appropriation (emergency) ........................................ ...................
209 ...................
40.20
Appropriation (special fund) ..................................... ................... ...................
165
40.73
Reduction pursuant to P.L. 107–87 ......................... ...................
¥1 ...................
42.00
Transferred from other accounts ..............................
18 ................... ...................
43.00
68.00
68.10
68.90

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Spending authority from offsetting collections
(total discretionary) ..........................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

3,570

3,879

4,610

137

116

121

¥14 ................... ...................
123

116

121

PO 00000

Frm 00009

Fmt 3616

3,995

4,731

562
723
1,018
3,689
3,993
4,731
¥3,544
¥3,700
¥4,427
2 ................... ...................
14 ................... ...................
723
1,018
1,322

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

3,141
402

3,282
418

3,872
556

87.00

Total outlays (gross) .................................................

3,544

3,700

4,427

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Department of Defense ....................................
88.00
Other Federal sources ......................................
88.40
Non-Federal sources .............................................

¥24
¥103
¥10

¥33
¥76
¥7

¥37
¥77
¥7

88.90

¥137

¥116

¥121

88.95

89.00
90.00

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

14 ................... ...................

3,570
3,407

3,879
3,584

4,610
4,306

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

01.99

07.99

3,693

723

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

3,270
3,107

2002 est.

3,566
3,271

2003 est.

4,294
3,990

To carry out its unique duties as a peacetime operating
agency and one of the military services, the Coast Guard
employs multipurpose vessels, aircraft, and shore units, strategically located along the coasts and inland waterways of
the United States and in selected areas overseas. The 2003
request provides for the safety of the public, and the Coast
Guard’s work force, with an enhanced emphasis on its maritime homeland security mission.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0201–0–1–999

11.1
11.3
11.5
11.7
11.8

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Military personnel .................................................
Special personal services payments ....................

11.9
12.1
12.2
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.1
25.2
25.3
25.4
25.6
25.7
25.8
26.0

Sfmt 3643

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Medical care ..............................................................
Operation and maintenance of equipment ...............
Subsistence and support of persons ........................
Supplies and materials .............................................

E:\BUDGET\DOT.XXX

pfrm11

PsN: DOT

2002 est.

2003 est.

226
8
8
1,282
23

252
9
9
1,415
24

276
10
10
1,553
26

1,547
87
400
13
94
48
35
27

1,709
86
427
18
101
57
38
37

1,875
94
621
15
124
63
43
35

115
3
6
208

121
15
17
209

152
4
8
273

2
181
128
146
8
475

13
184
133
151
19
476

2
238
168
192
11
625

724

COAST GUARD—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
OPERATING EXPENSES—Continued
Object Classification (in millions of dollars)—Continued
2001 actual

Identification code 69–0201–0–1–999

2002 est.

2003 est.

31.0
32.0
42.0

Equipment .................................................................
Land and structures ..................................................
Insurance claims and indemnities ...........................

61
6
4

70
17
5

80
8
4

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

3,594
95

3,903
90

4,635
96

99.9

Total new obligations ................................................

3,689

3,993

4,731

Budget: Provided further, That the amount herein appropriated shall
be reduced by $100,000 per day for each day after initial submission
of the President’s budget that the plan has not been submitted to
the Congress: Provided further, That the Director, Office of Management and Budget shall submit the budget request for the IDS integration contract delineating sub-headings which include the following:
systems integrator, ship construction, aircraft, equipment, and communication, providing specific assets and costs under each subheading¿ 2005. (Department of Transportation Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)

2001 actual

Identification code 69–0201–0–1–999

Direct:
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent employment
Reimbursable:
Total compensable workyears:
2001
Full-time equivalent employment
2101
Full-time equivalent employment

2002 est.

2003 est.

..............................
..............................

4,687
34,995

4,862
35,572

5,065
36,217

..............................
..............................

226
144

222
161

222
158

f

ACQUISITION, CONSTRUCTION,

AND

IMPROVEMENTS

For necessary expenses of acquisition, construction, renovation, and
improvement of aids to navigation, shore facilities, vessels, and aircraft, including equipment related thereto, ø$636,354,000¿
$735,846,233, of which $20,000,000 shall be derived from the Oil
Spill Liability Trust Fund; of which ø$89,640,000¿ $13,600,000 shall
be available to acquire, repair, renovate or improve vessels, small
boats and related equipment, to remain available until September
30, ø2006; $9,500,000 shall be available to acquire new aircraft and
increase aviation capability, to remain available until September 30,
2004; $79,293,000¿ 2007; $117,700,000 shall be available for other
equipment, to remain available until September 30, ø2004;
$73,100,000¿ 2005; $28,700,000 shall be available for shore facilities
and aids to navigation facilities, to remain available until September
30, ø2004; $64,631,000¿ 2005; $75,846,000 shall be available for personnel compensation and benefits and related costs, to remain available until September 30, ø2003; and $320,190,000¿ 2004; and
$500,000,000 shall be available for the Integrated Deepwater Systems
program, to remain available until September 30, ø2006¿ 2007: Provided, That the Commandant of the Coast Guard is authorized to
dispose of surplus real property, by sale or lease, and the proceeds
shall be credited to this appropriation as offsetting collections and
made available only for the National Distress and Response System
Modernization program, to remain available for obligation until September 30, ø2004: Provided further, That none of the funds provided
under this heading may be obligated or expended for the Integrated
Deepwater Systems (IDS) system integration contract until the Secretary or Deputy Secretary of Transportation and the Director, Office
of Management and Budget jointly certify to the House and Senate
Committees on Appropriations that funding for the IDS program for
fiscal years 2003 through 2007, funding for the National Distress
and Response System Modernization program to allow for full deployment of said system by 2006, and funding for other essential search
and rescue procurements, are fully funded in the Coast Guard Capital
Investment Plan and within the Office of Management and Budget’s
budgetary projections for the Coast Guard for those years: Provided
further, That none of the funds provided under this heading may
be obligated or expended for the Integrated Deepwater Systems (IDS)
integration contract until the Secretary or Deputy Secretary of Transportation and the Director, Office of Management and Budget jointly
approve a contingency procurement strategy for the recapitalization
of assets and capabilities envisioned in the IDS: Provided further,
That upon initial submission to the Congress of the fiscal year 2003
President’s budget, the Secretary of Transportation shall transmit
to the Congress a comprehensive capital investment plan for the
United States Coast Guard which includes funding for each budget
line item for fiscal years 2003 through 2007, with total funding for
each year of the plan constrained to the funding targets for those
years as estimated and approved by the Office of Management and

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

2001 actual

Identification code 69–0240–0–1–403

2002 est.

2003 est.

PO 00000

Frm 00010

Fmt 3616

Obligations by program activity:
Direct program:
00.01
Search and rescue ....................................................
00.02
Aids to navigation .....................................................
00.03
Marine safety and security .......................................
00.04
Marine environmental protection ..............................
00.05
Enforcement of laws and treaties ............................
00.06
Ice operations ............................................................
00.07
Defense readiness .....................................................

188
76
23
167
230
160
12

98
116
126
15
288
17
24

119
68
143
10
324
5
25

08.00
09.01

Total direct program .................................................
Reimbursable program ..................................................

856
15

684
28

694
28

10.00

Personnel Summary

1001
1101

Program and Financing (in millions of dollars)

Total new obligations ................................................

871

712

722

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

896
440

478
672

439
764

23.90
23.95
23.98
24.40

16 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

1,352
1,150
1,203
¥871
¥712
¥722
¥2 ................... ...................
478
439
481

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.15
Appropriation (emergency) ........................................
40.76
Reduction pursuant to P.L. 107–20 .........................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)

403
624
716
4 ................... ...................
¥12 ................... ...................
¥1 ................... ...................

43.00
68.00
68.10

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

68.90

394

624

716

58

48

48

¥12 ................... ...................

Spending authority from offsetting collections
(total discretionary) ..........................................

48

48

Total new budget authority (gross) ..........................

70.00

46
440

672

764

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
73.45
74.00

490
641
693
871
712
722
¥710
¥659
¥644
¥6 ................... ...................
¥16 ................... ...................
12 ................... ...................
641
693
772

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

162
548

210
449

235
409

87.00

Total outlays (gross) .................................................

710

659

644

¥58

¥48

¥48

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

Sfmt 3643

E:\BUDGET\DOT.XXX

pfrm11

PsN: DOT

12 ................... ...................

394
652

624
611

716
596

COAST GUARD—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

2002 est.

Agencies Appropriations Act, 2002; additional authorizing legislation
required.)
Program and Financing (in millions of dollars)

2003 est.

2001 actual

Identification code 69–0230–0–1–304

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

386
644

616
603

705
585
10.00

The Acquisition, Construction, and Improvements (AC&I)
appropriation provides for the acquisition, construction, and
improvement of the vessels, aircraft, information management
resources, shore facilities, and aids to navigation required
to execute the Coast Guard’s missions and achieve its performance goals.
Vessels.—In 2003, the Coast Guard will acquire multi-mission platforms that use advanced technology to reduce life
cycle operating costs.
Deepwater.—The Deepwater capability replacement project
continues with full scale development. In 2003, the Coast
Guard will continue to acquire and build the selected integrated deepwater system.
Other Equipment.—In 2003, the Coast Guard will invest
in numerous management information and decision support
systems that will result in increased efficiencies. The Ports
and waterways safety system (PAWSS), National distress and
response system modernization project (NDRSMP), and Commercial Satellite Communications projects will continue.
Shore Facilities.—In 2003, the Coast Guard will invest in
modern structures that are more energy-efficient, comply with
regulatory codes, minimize follow-on maintenance requirements and replace existing dilapidated structures.
Personnel and Related Costs.—Personnel resources will be
utilized to execute the AC&I projects described above.

725

21.40
22.00
22.10
23.90
23.95
24.40

Obligations by program activity:
Total new obligations ....................................................

2002 est.

2003 est.

21

4
17

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

18

17

1 ...................
17
17

1 ................... ...................

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

22
18
17
¥21
¥18
¥17
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

17

17

17

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

5
12

5
15

5
15

87.00

Total outlays (gross) .................................................

17

22

20

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

17
17

17
22

17
20

11
13
9
21
18
17
¥17
¥22
¥20
¥1 ................... ...................
13
9
6

Object Classification (in millions of dollars)
2001 actual

Identification code 69–0240–0–1–403

11.1
11.3
11.7
11.9
12.1
12.2
21.0
22.0
23.3
25.1
25.2
26.0
31.0
32.0
99.0
99.0
99.5
99.9

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Military personnel .................................................

2002 est.

2003 est.

17
1
22

23
1
23

24
1
24

40
5
9
14
2

47
6
9
11
1

49
7
12
11
1

5
140
149
103
274
115

4
108
115
79
211
89

4
109
116
80
213
90

Direct obligations ..................................................
856
Reimbursable obligations ..............................................
15
Below reporting threshold .............................................. ...................

680
28
4

692
28
2

712

The environmental compliance and restoration account provides resources to the Coast Guard to satisfy environmental
compliance and restoration related obligations arising under
chapter 19 of title 14 of the United States Code.

722

Total personnel compensation .........................
Civilian personnel benefits .......................................
Military personnel benefits ........................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................

Total new obligations ................................................

871

Object Classification (in millions of dollars)

1001
1101

Total compensable workyears:
Full-time equivalent employment ..................................
Full-time equivalent employment ..................................

272
368

2002 est.

348
390

2003 est.

348
386

2003 est.

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Other services ................................................................
Supplies and materials .................................................

3
1
16
1

4
1
12
1

4
1
11
1

99.9

Total new obligations ................................................

21

18

17

Personnel Summary
2001 actual

Identification code 69–0230–0–1–304

1001
1101

Total compensable workyears:
Full-time equivalent employment ..................................
Full-time equivalent employment ..................................

48
2

2002 est.

52
2

2003 est.

52
2

f

ALTERATION
2001 actual

2002 est.

11.1
12.1
25.2
26.0

Personnel Summary
Identification code 69–0240–0–1–403

2001 actual

Identification code 69–0230–0–1–304

OF

BRIDGES

øFor necessary expenses for alteration or removal of obstructive
bridges, $15,466,000, to remain available until expended.¿ (Department of Transportation and Related Agencies Appropriations Act,
2002.)
Program and Financing (in millions of dollars)

f
2001 actual

Identification code 69–0244–0–1–403

ENVIRONMENTAL COMPLIANCE

AND

RESTORATION

For necessary expenses to carry out the Coast Guard’s environmental compliance and restoration functions under chapter 19 of
title 14, United States Code, ø$16,927,000¿ $17,285,699, to remain
available until expended. (Department of Transportation and Related

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

PO 00000

Frm 00011

Fmt 3616

2002 est.

2003 est.

10.00

Obligations by program activity:
Total new obligations (object class 25.2) .....................

15

15

26

21.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year

26

26

26

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726

COAST GUARD—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
ALTERATION

OF

øRETIRED PAY¿

BRIDGES—Continued

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–0244–0–1–403

2002 est.

2003 est.

22.00

New budget authority (gross) ........................................

15

15 ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

41
¥15
26

41
26
¥15
¥26
26 ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0241–0–1–403

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

15

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

81
15
¥11
86

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

4
7

87.00

Total outlays (gross) .................................................

11

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

øFor retired pay, including the payment of obligations therefor
otherwise chargeable to lapsed appropriations for this purpose, payments under the Retired Serviceman’s Family Protection and Survivor Benefits Plans, payment for career status bonuses under the
National Defense Authorization Act, and for payments for medical
care of retired personnel and their dependents under the Dependents
Medical Care Act (10 U.S.C. ch. 55), $876,346,000.¿ (Department of
Transportation and Related Agencies Appropriations Act, 2002.)

15 ...................

86
15
¥52
49

49
26
¥34
41

3 ...................
48
35
52

15
11

00.01
00.03
00.04
00.05
09.01

2002 est.

Obligations by program activity:
Regular military personnel ............................................
615
685
Reserve personnel ..........................................................
41
44
Survivor benefit programs .............................................
15
22
Medical care ..................................................................
106
125
Reimbursable program .................................................. ................... ...................

10.00

Total new obligations ................................................

22.00
23.95
23.98

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................

777

2003 est.

...................
...................
...................
...................
...................

876 ...................

778
876 ...................
¥777
¥876 ...................
¥1 ................... ...................

34

15 ...................
52
34

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
778
876 ...................
69.00 Offsetting collections (cash) ......................................... ................... ................... ...................
70.00

PAYMENT

TO

COAST GUARD MILITARY RETIREMENT FUND

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0233–0–1–403

2002 est.

2003 est.

10.00

Obligations by program activity:
Total new obligations (object class 12.2) ..................... ................... ...................

736

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

736
¥736

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation ............................................................. ................... ...................

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................
Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

698
72

745 ...................
89 ...................

87.00

f

Total new budget authority (gross) ..........................

86.97
86.98

This appropriation provides the Government’s share of the
costs for altering or removing bridges determined to be obstructions to navigation. Alteration of obstructive highway
bridges is eligible for funding from the Federal-Aid Highways
program. The Coast Guard will continue to make the determinations as to whether any bridge presents an unreasonable
obstruction to navigation, and to administer the program.

Total outlays (gross) .................................................

771

835 ...................

736
736

The Administration proposed legislation in October 2001
to accrue fully the retirement costs of Coast Guard military
personnel. This general fund account would make mandatory
payments to fund the unfunded liability accruing prior to
this change (amortized over 40 years). The benefit payments
to retirees will be made through the new Coast Guard military retirement fund.

Jkt 189685

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Frm 00012

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

778
771

876 ...................
835 ...................

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

778
771

2002 est.

876
835

2003 est.

889
871

736
¥736

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

14:21 Jan 23, 2002

89.00
90.00

89.00
90.00

736

VerDate 11-MAY-2000

72
81
123
777
876 ...................
¥771
¥835 ...................
3 ................... ...................
81
123
122

2001 actual

Outlays (gross), detail:
86.97 Outlays from new mandatory authority ......................... ................... ...................

89.00
90.00

876 ...................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ................... ................... ...................

736

Change in obligated balances:
73.10 Total new obligations .................................................... ................... ...................
73.20 Total outlays (gross) ...................................................... ................... ...................

778

Fmt 3616

As part of the Administration’s initiative to reflect full accrual of retirement costs, legislation is proposed to establish
a new retirement fund to be known as the ‘‘Coast Guard
Military Retirement Fund.’’ Budget year data is reported in
that new account for payments to retirees. The request for
this account includes funding for the unfunded liabilities associated with current retirees.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0241–0–1–403

2002 est.

2003 est.

13.0
25.6

Direct obligations:
Benefits for former personnel ...................................
Medical care ..............................................................

671
106

751 ...................
125 ...................

99.0

Direct obligations ..................................................

777

876 ...................

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COAST GUARD—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
99.0
99.9

Reimbursable obligations .............................................. ................... ................... ...................
Total new obligations ................................................

777

11.7
11.8

Military personnel ......................................................
Special personal services payments .........................

11.9
12.1
12.2
21.0
22.0
25.2
25.8
26.0
31.0
99.9

55
60
1 ...................

63
1

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Military personnel benefits ............................................
Travel and transportation of persons ............................
Transportation of things ................................................
Other services ................................................................
Subsistence and support of persons .............................
Supplies and materials .................................................
Equipment ......................................................................

59
1
23
6
2
1
1
1
3

63
1
23
5
2
1
1
1
3

68
1
33
5
1
1
1
1
2

Total new obligations ................................................

97

100

113

876 ...................

f

RESERVE TRAINING
øincluding transfer of funds¿
For all necessary expenses of the Coast Guard Reserve, as authorized by law; maintenance and operation of facilities; and supplies,
equipment, and services, ø$83,194,000: Provided, That no more than
$25,800,000 of funds made available under this heading may be
transferred to Coast Guard ‘‘Operating expenses’’ or otherwise made
available to reimburse the Coast Guard for financial support of the
Coast Guard Reserves: Provided further, That none of the funds in
this Act may be used by the Coast Guard to assess direct charges
on the Coast Guard Reserves for items or activities which were not
so charged during fiscal year 1997¿ $112,824,538. (Department of
Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)

Personnel Summary

2001 actual

1001
1101

Total compensable workyears:
Full-time equivalent employment ..................................
Full-time equivalent employment ..................................

85
406

2002 est.

2003 est.

87
407

92
438

f

2002 est.

RESEARCH, DEVELOPMENT, TEST,

2003 est.

00.01
00.02
00.03
00.04

Obligations by program activity:
Initial training ................................................................
Continuing training ........................................................
Operation and maintenance support .............................
Program management and administration ...................

4
50
16
27

4
51
17
28

1
51
21
40

10.00

Total new obligations ................................................

97

100

113

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

97
¥97

100
¥100

113
¥113

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

97

100

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

8
97
¥93
10

10
100
¥100
11

11
113
¥112
11

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

87
7

89
11

102
11

87.00

Total outlays (gross) .................................................

93

100

112

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

97
93

100
100

113
112

AND

EVALUATION

For necessary expenses, not otherwise provided for, for applied
scientific research, development, test, and evaluation; maintenance,
rehabilitation, lease and operation of facilities and equipment, as
authorized by law, ø$20,222,000¿ $23,105,686, to remain available
until expended, of which ø$3,492,000¿ $3,500,000, shall be derived
from the Oil Spill Liability Trust Fund: Provided, That there may
be credited to and used for the purposes of this appropriation funds
received from State and local governments, other public authorities,
private sources, and foreign countries, for expenses incurred for research, development, testing, and evaluation. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional
authorizing legislation required.)

113

72.40
73.10
73.20
74.40

2001 actual

Identification code 69–0242–0–1–403

Program and Financing (in millions of dollars)
Identification code 69–0242–0–1–403

727

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0243–0–1–403

Obligations by program activity:
Direct program:
00.02
Waterways safety and management and aids to
navigation .............................................................
00.03
Marine safety and security .......................................
00.05
Marine environmental protection ..............................
00.06
Comprehensive law enforcement ..............................
00.07
Technology investment ..............................................
00.08
Research and development personnel, program
support and operations ........................................

2002 est.

2003 est.

1
6
1
5
5

2
4
1
5
4

1
4
2
5
5

5

5

5

2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

80
76

2002 est.

2003 est.

83
83

87
86

The Coast Guard Reserve Forces provide qualified personnel and trained units for active duty in event of conflict,
national emergency, or natural and man-made disasters. The
reservists maintain their readiness through mobilization exercises, and duty alongside regular Coast Guard members during routine and emergency operations. Reservists will continue to serve as a cost effective surge force for response
to human and natural disasters.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0242–0–1–403

11.1

Personnel compensation:
Full-time permanent ..................................................

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Jkt 189685

2002 est.

2003 est.

3

3

Frm 00013

Fmt 3616

23
1

21
2

22
2

Total new obligations ................................................

25

24

25

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

1
23

1 ...................
23
25

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1 ................... ...................
25
24
25
¥25
¥24
¥25
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

19

18

20

4

5

5

70.00

Total new budget authority (gross) ..........................

23

23

25

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

4

PO 00000

Total direct program .................................................
Reimbursable program ..................................................

10.00

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

08.00
09.01

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12
16
13
25
24
25
¥20
¥27
¥25
¥1 ................... ...................
¥1 ................... ...................
16
13
12

728

COAST GUARD—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
RESEARCH, DEVELOPMENT, TEST,

AND

Intragovernmental funds:
COAST GUARD SUPPLY FUND

EVALUATION—Continued

Program and Financing (in millions of dollars)

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–0243–0–1–403

2002 est.

2002 est.

2003 est.

10.00
15
5

15
12

20

27

25

68

64

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2
68

2 ...................
64
64

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

16
9

87.00

Obligations by program activity:
Total new obligations (object class 26.0) .....................

23.90
23.95
24.40

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................
Total outlays (gross) .................................................

2001 actual

Identification code 69–4535–0–4–403

2003 est.

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥4

¥5

¥5

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

19
16

18
22

20
20

64

70
66
64
¥68
¥64
¥64
2 ................... ...................

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

18
15

2002 est.

68

64

64

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

7
68
¥68
7

7
64
¥64
7

7
64
¥64
7

86.90

89.00
90.00

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

Outlays (gross), detail:
Outlays from new discretionary authority .....................

68

64

64

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥58
¥10

¥54
¥10

¥54
¥10

88.90

¥68

¥64

¥64

2003 est.

17
21

19
19

The Coast Guard’s Research and Development program includes the development of techniques, methods, hardware,
and systems which directly contribute to increasing the productivity and effectiveness of Coast Guard’s operating missions. In the wake of the events of September 11, 2001, the
R&D program will focus its efforts in 2003 on improvements
to maritime homeland security in the port domain to help
the Coast Guard protect American lives from the terrorist
threat. R&D efforts will also continue in other vital Coast
Guard mission areas, including marine environmental protection and response; risk assessment and competency; and
human error reduction and fatigue analysis.

89.00
90.00

Total, offsetting collections (cash) ..................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥1 ................... ...................

The Coast Guard supply fund, in accordance with 14 U.S.C.
650, finances the procurement of uniform clothing, commissary provisions, general stores, technical material, and
fuel for vessels over 180 feet in length. The fund is normally
financed by reimbursements from sale of goods.
f

Object Classification (in millions of dollars)
2001 actual

Identification code 69–0243–0–1–403

11.1
11.7

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Military personnel .................................................

COAST GUARD YARD FUND
2002 est.

2003 est.

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4743–0–4–403

5
2

6
2

6
2

11.9
12.1
21.0
25.1
25.2
25.5
26.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Advisory and assistance services .............................
Other services ............................................................
Research and development contracts .......................
Supplies and materials .............................................

7
8
8
2
2
3
1
1
1
1
1
1
1 ................... ...................
11
10
10
1 ................... ...................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

24
1

22
2

23
2

99.9

Total new obligations ................................................

25

24

2002 est.

2003 est.

09.01
09.02
09.03

Obligations by program activity:
Costs of goods sold .......................................................
Other ..............................................................................
Capital investment: Purchase of equipment .................

20
37
1

24
49
1

24
54
2

10.00

Total new obligations ................................................

58

74

80

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

7
91

41 ...................
33
80

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

25
New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

Personnel Summary
2001 actual

Identification code 69–0243–0–1–403

1001
1101

Total compensable workyears:
Full-time equivalent employment ..................................
Full-time equivalent employment ..................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

98
74
80
¥58
¥74
¥80
41 ................... ...................

2002 est.

91

33

80

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

¥1
58
¥67
¥10

¥10
74
¥33
30

30
80
¥80
30

2003 est.

70
31

74
31

74
31

PO 00000

Frm 00014

Fmt 3616

72.40
73.10
73.20
74.40

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COAST GUARD—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

729

Program and Financing (in millions of dollars)
91
33
80
¥24 ................... ...................

89.00
90.00

¥91

¥33

¥80

This fund finances the industrial operation of the Coast
Guard Yard, Curtis Bay, MD (14 U.S.C.). The yard finances
its operations out of advances received from Coast Guard
appropriations and other agencies for all direct and indirect
costs.
ANALYSIS BY TYPE OF WORK
[Percent]

Vessel repairs and alterations ....................................................
Boat repairs and construction ....................................................
Buoy fabrication ..........................................................................
Fabrication of special and miscellaneous items ........................
Total ...............................................................................

2002 est.

100

Identification code 69–4743–0–4–403

2002 est.

2003 est.

11.1
11.3
11.5
11.7

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................
Military personnel ......................................................

21
2
4
1

24
2
5
1

25
2
5
1

11.9
12.1
23.3
25.2
26.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Communications, utilities, and miscellaneous charges
Other services ................................................................
Supplies and materials .................................................

28
6
3
2
19

32
7
2
4
29

33
9
2
5
31

99.9

Total new obligations ................................................

58

74

80

Personnel Summary
2001 actual

Identification code 69–4743–0–4–403

Total compensable workyears:
2001 Full-time equivalent employment ..................................
2101 Full-time equivalent employment ..................................

2002 est.

524
17

537
17

2003 est.

537
17

f

COAST GUARD MILITARY RETIREMENT FUND
Unavailable Collections (in millions of dollars)
2001 actual

Identification code 69–5499–0–2–602

01.99

Balance, start of year ....................................................
Receipts:
02.43 Agency contributions, Coast Guard military retirement
fund ...........................................................................
02.44 Interest, Coast Guard military retirement fund ............
02.45 General fund payment, Coast Guard military retirement fund ..................................................................
02.80 Coast Guard military retirement fund ...........................

2002 est.

719
49
25
96
46

10.00

Total new obligations ................................................ ................... ...................

935

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

935
¥935

New budget authority (gross), detail:
Mandatory:
60.20
Appropriation (special fund) ..................................... ................... ...................
69.00 Offsetting collections (cash) ......................................... ................... ...................

889
46

Total new budget authority (gross) .......................... ................... ...................

935

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

935
¥935

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ................... ...................

935

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ................... ...................

¥46

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

889
889

Memorandum (non-add) entries:
Total investments, end of year: Federal securities:
Par value ................................................................... ................... ...................

177

100

Object Classification (in millions of dollars)
2001 actual

...................
...................
...................
...................
...................

Obligations by program activity:
Direct program:
00.01
Regular military personnel ........................................
00.02
Reserve personnel .....................................................
00.03
Survivor benefit programs .........................................
00.04
Medical care ..............................................................
09.01 Reimbursable program ..................................................

2003 est.

33
49
34
4 .................... ....................
2
2
2
61
49
64
100

2003 est.

................... ................... ...................

................... ...................
................... ...................

329
1

................... ...................
................... ...................

89.00
90.00

92.02

The Administration proposed legislation in October 2001
to accrue fully the retirement costs of Coast Guard military
personnel (as well as the Public Health Service and National
Oceanic and Atmospheric Administration Commissioned
Corps). The account will make payments to current retirees,
receive the accrual payments from Coast Guard accounts for
current active duty members, and receive a payment for unfunded liabilities of Coast Guard personnel.
This program provides for retired pay of military personnel
of the Coast Guard and Coast Guard Reserve, members of
the former Lighthouse Service, and for annuities payable to
beneficiaries of retired military personnel under the retired
serviceman’s family protection plan (10 U.S.C. 1431–46) and
survivor benefits plans (10 U.S.C. 1447–55); payments for
career status bonuses under the National Defense Authorization Act; and for payments for medical care of retired personnel and their dependents under the Dependents Medical
Care Act (10 U.S.C., ch. 55).
The following tabulation shows the average number of personnel on the rolls during 2001 compared with estimated
numbers for 2002 and 2003:

736
46

AVERAGE NUMBER

Total receipts and collections ................................... ................... ...................
Appropriations:
05.01 Coast Guard military retirement fund ........................... ................... ...................

¥935

05.99

Total appropriations .................................................. ................... ...................

¥935

Category:
Commissioned officers ............................................................
Warrant officers ......................................................................
Enlisted personnel ..................................................................
Former Lighthouse Service personnel .....................................
Reserve personnel ...................................................................

07.99

Balance, end of year ..................................................... ................... ...................

177

Total ...............................................................................

02.99

VerDate 11-MAY-2000

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Jkt 189685

PO 00000

Frm 00015

2003 est.

80

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥24 ................... ...................

2001 actual

...................
...................
...................
...................
...................

86.97

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

33

2002 est.

70.00

67

2001 actual

Identification code 69–5499–0–2–602

1,112

Fmt 3616

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E:\BUDGET\DOT.XXX

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2001 actual

5,633
4,512
19,415
5
3,934

2002 est.

5,750
4,605
19,801
3
4,152

2003 est.

5,912
4,689
20,182
2
4,339

33,499

34,311

35,124

730

COAST GUARD—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
41.0

COAST GUARD MILITARY RETIREMENT FUND—Continued

Grants, subsidies, and contributions ............................

56

71

58

99.9

Intragovernmental funds—Continued

Total new obligations ................................................

64

77

64

Object Classification (in millions of dollars)

f

2001 actual

Identification code 69–5499–0–2–602

2002 est.

2003 est.

AQUATIC RESOURCES TRUST FUND

12.2
25.6

Direct obligations:
Military personnel benefits ........................................ ................... ...................
Medical care .............................................................. ................... ...................

793
96

99.0
99.0

Direct obligations .................................................. ................... ...................
Reimbursable obligations .............................................. ................... ...................

889
46

99.9

Total new obligations ................................................ ................... ...................

935

Unavailable Collections (in millions of dollars)
2001 actual

Identification code 20–8147–0–7–403

2002 est.

2003 est.

845

914

891

358
34
95

385
33
42

393
34
52

Total receipts and collections ...................................

487

460

479

Total: Balances and collections ....................................
Appropriations:
05.00 Sport fish restoration .....................................................

1,332

1,374

1,370

¥418

¥483

¥460

914

891

910

04.00

Trust Funds
BOAT SAFETY
(AQUATIC

Balance, start of year ....................................................
Receipts:
02.01 Excise taxes, Sport fish restoration ...............................
02.02 Customs duties, Sport fish restoration .........................
02.40 Interest on investments .................................................
02.99

f

01.99

RESOURCES TRUST FUND)

07.99

Balance, end of year .....................................................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8149–0–7–403

2002 est.

Program and Financing (in millions of dollars)

2003 est.

2001 actual

Identification code 20–8147–0–7–403

Obligations by program activity:
00.01 State recreational boating safety programs .................
00.02 Compliance and boating programs ...............................

59
5

72
5

59
5

10.00

Total new obligations ................................................

64

77

64

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

13
64

13 ...................
64
64

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

77
77
64
¥64
¥77
¥64
13 ................... ...................

New budget authority (gross), detail:
Mandatory:
62.00
Transferred from other accounts ..............................

64

64

64

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

46
64
¥58
52

52
77
¥66
62

62
64
¥65
62

86.93
86.97
86.98

Outlays (gross), detail:
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

87.00

Total outlays (gross) .................................................

58

66

65

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

64
58

64
66

64
65

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

2002 est.

2003 est.

92.01

1,192

1,304

1,280

1,304

1,280

1,306

The Internal Revenue Code of 1986, as amended by TEA–
21, provides for the transfer of Highway Trust Fund revenue
derived from the motor boat fuel tax and certain other taxes
to the Aquatic Resources Trust Fund. Appropriations are authorized from this fund to meet expenditures for programs
specified by law, including sport fish restoration and boating
safety. Excise tax receipts for the trust fund include motorboat fuel tax receipts, plus receipts from excise taxes on sport
fishing equipment, sonar and fish finders, small engine fuels,
and import duties on fishing equipment and recreational vessels.
OIL SPILL LIABILITY TRUST FUND
Unavailable Collections (in millions of dollars)

1 ................... ...................
28
27
28
29
39
37

2001 actual

Identification code 20–8185–0–7–304

2002 est.

2003 est.

Balance, start of year ....................................................
Receipts:
02.00 Fines and penalties .......................................................
02.02 Recoveries ......................................................................
02.40 Interest on investments .................................................
02.80 Oil spill response, EPA, offsetting collections ..............

973

943

849

4
60
69
19

6
7
42
25

6
7
27
25

02.99

This account provides grants for the development and implementation of a coordinated national recreational boating
safety program. Boating safety statistics reflect the success
in meeting the program’s objectives. No discretionary appropriation is requested for 2003 from the Boat safety account
of the Aquatic resources trust fund. The Transportation Equity Act for the 21st Century (TEA–21) provides funding from
the Aquatic resources trust fund of $64 million annually beginning in 1999. Of this total, $59 million is provided for
grants to States and $5 million is available for Coast Guard
coordination of the national boating safety program.

01.99

Total receipts and collections ...................................

152

80

65

Total: Balances and collections ....................................
Appropriations:
05.00 Minerals Management Service .......................................
05.01 Oil spill response, EPA ..................................................
05.02 Oil spill recovery, Coast Guard ......................................
05.03 Trust fund share of expenses ........................................
05.04 Research and special programs administration ...........
05.05 Denali Commission trust fund ......................................

1,125

1,023

914

¥6
¥34
¥76
¥48
¥7
¥11

¥6
¥40
¥61
¥48
¥8
¥11

¥6
¥42
¥61
¥48
¥7
¥11

04.00

05.99

Total appropriations ..................................................

¥182

¥174

¥175

07.99

Balance, end of year .....................................................

943

849

739

Program and Financing (in millions of dollars)

Object Classification (in millions of dollars)
2001 actual

Identification code 69–8149–0–7–403

25.2
25.3

Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

7

2002 est.

5

2001 actual

Identification code 20–8185–0–7–304

2003 est.

5
92.01

1

1

1

PO 00000

Frm 00016

Fmt 3616

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................

Sfmt 3643

E:\BUDGET\DOT.XXX

pfrm11

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1,199

2002 est.

1,128

2003 est.

1,040

COAST GUARD—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION
92.02

Total investments, end of year: Federal securities:
Par value ...................................................................

1,128

1,040

925

The Oil spill liability trust fund is used to finance oil pollution prevention and cleanup activities by various Federal
agencies. In accordance with the provisions of the Act, the
Fund may finance annually up to $50 million of emergency
resources and all valid claims from injured parties resulting
from oil spills. For Coast Guard, this funds the following
accounts: Trust fund share of expenses, Oil spill recovery,
and Payment of claims. The Omnibus Budget Reconciliation
Act of 1989, Public Law 101–239, triggered collection of a
5 cent tax on each barrel of oil produced domestically or
imported to be deposited into the Oil spill liability trust fund.
The authority to collect the oil barrel tax expired on December
31, 1994.
Status of Funds (in millions of dollars)
2001 actual

Identification code 20–8185–0–7–304

Unexpended balance, start of year:
0100 Uninvested balance .......................................................
U.S. Securities:
0101
Par value ...................................................................
0102
Unrealized discounts .................................................

2002 est.

2003 est.

10

27 ...................

1,199
¥51

1,128
1,040
¥14 ...................

0199

Total balance, start of year ......................................
1,156
1,143
1,040
Cash income during the year:
Current law:
Receipts:
1200
Fines and penalties ..............................................
4
6
6
1202
Recoveries .............................................................
60
7
7
Offsetting receipts (intragovernmental):
1240
Earnings on investments, oil spill liability trust
fund ..................................................................
69
42
27
Offsetting collections:
1280
Offsetting collections ............................................
19
25
25
1299
Income under present law ........................................
152
80
65
Cash outgo during year:
Current law:
4500
Oil spill research .......................................................
¥7
¥6
¥6
4501
Oil spill response ......................................................
¥34
¥48
¥45
4502
Oil Spill Recovery, Coast Guard ................................
¥71
¥61
¥61
4503
Trust fund share of expenses ...................................
¥48
¥48
¥48
4504
Trust fund share of pipeline safety ..........................
¥7
¥5
¥8
4505
Denali Commission trust fund .................................. ...................
¥11
¥11
4507
North Pacific marine research institute fund ........... ...................
¥5 ...................
4599
Outgo under current law (¥) ..................................
¥167
¥184
¥179
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
27 ................... ...................
Federal securities:
8701
Par value ...................................................................
1,128
1,040
925
8702
Unrealized discounts .................................................
¥14 ................... ...................
8799

Total balance, end of year ........................................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

71

61

61

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

76
71

61
61

61
61

Distribution of budget authority by account:
Emergency fund ......................................................................
Oil spill recovery institute ......................................................
Payment of claims ..................................................................

50
1
25

50
1
10

50
1
10

Distribution of outlays by account:
Emergency fund ......................................................................
Oil spill recovery institute ......................................................
Payment of claims ..................................................................

45
1
13

50
1
10

50
1
10

92
156
156
138
61
61
¥71
¥61
¥61
¥4 ................... ...................
156
156
156

This account provides resources from the Oil Spill Liability
Trust Fund for costs associated with the cleanup of oil spills.
These include emergency costs associated with oil spill cleanup, the Prince William Sound Oil Spill Recovery Institute,
and the payment of claims to those who suffer harm from
oil spills where the responsible party is not identifiable or
is without resources. The program activities in this account
will continue to be funded under separate permanent appropriations, and are being displayed in a consolidated format
to enhance presentation.
f

TRUST FUND SHARE
(OIL

OF

EXPENSES

SPILL LIABILITY TRUST FUND)

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8314–0–7–304

25
20
3

25
20
3

25
20
3

10.00

Total new obligations (object class 92.0) ................

48

48

48

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

48
¥48

48
¥48

48
¥48

48

48

48

2001 actual

2002 est.

2003 est.

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

48
¥48

48
¥48

48
¥48

86.90

Outlays (gross), detail:
Outlays from new discretionary authority .....................

48

48

48

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

48
48

48
48

48
48

25
20
3

25
20
3

25
20
3

25
20
3

25
20
3

25
20
3

Obligations by program activity:
Emergency fund .............................................................
Payment of claims .........................................................
Prince William Sound Oil Spill Recovery Institute ........

112
25
1

50
10
1

50
10
1

10.00

Total new obligations (object class 25.2) ................

138

61

61

89.00
90.00

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

76
76

18
61

18
61

Distribution of budget authority by account:
Operating expenses .................................................................
Acquisition, construction and improvement ...........................
Research, development, test, and evaluation ........................
Distribution of outlays by account:
Operating expenses .................................................................
Acquisition, construction and improvements .........................
Research, development, test, and evaluation ........................

14:21 Jan 23, 2002

Jkt 189685

2003 est.

Obligations by program activity:
Operating expenses ........................................................
Acquisition, construction and improvements ................
Research, development, test and evaluation ................

00.01
00.02
00.03

VerDate 11-MAY-2000

2002 est.

00.01
00.02
00.03

925

SPILL LIABILITY TRUST FUND)

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

61

72.40
73.10
73.20
73.45
74.40

Program and Financing (in millions of dollars)

23.90
23.95
24.40

61

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................

1,040

OIL SPILL RECOVERY, COAST GUARD

Identification code 69–8349–0–7–304

76

22.00
23.95

1,143

f

(OIL

New budget authority (gross), detail:
Mandatory:
60.26
Appropriation (trust fund) .........................................

731

4 ................... ...................
156
¥138
18

79
¥61
18

79
¥61
18

PO 00000

Frm 00017

Fmt 3616

Sfmt 3643

E:\BUDGET\DOT.XXX

pfrm11

PsN: DOT

732

COAST GUARD—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

TRUST FUND SHARE
(OIL

OF

EXPENSES—Continued

SPILL LIABILITY TRUST FUND)—Continued

This account provides resources from the Oil spill liability
trust fund for activities authorized under the Operating expenses; Acquisition, construction, and improvements; and Research, development, test and evaluation accounts.

expend funds for personal expenses and obligations of Coast
Guard cadets.
The Coast Guard surcharge collections, sales of commissary
stores fund is used to finance expenses incurred in connection
with the operation of the Coast Guard commissary store in
Kodiak, Alaska. Revenue is derived from a surcharge placed
on sales (14 U.S.C. 487).
f

f

FEDERAL AVIATION ADMINISTRATION

COAST GUARD GENERAL GIFT FUND

The following table depicts the total funding for all Federal
Aviation Administration programs, for which more detail is
furnished in the budget schedules:

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8533–0–7–403

21.40
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Unobligated balance carried forward, end of year .......

2002 est.

2003 est.

[In millions of dollars]

1
2

2
2

2
2

92.01

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................

1 ................... ...................

This trust fund, maintained from gifts and bequests, is
used for purposes as specified by the donor in connection
with the Coast Guard training program (10 U.S.C. 2601).
f

Unavailable Collections (in millions of dollars)
2001 actual

2002 est.

2003 est.

01.99

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.80 Right-of-way revolving fund liquidating account, offsetting collections .....................................................
8
8
8
Appropriations:
05.00 Right-of-way revolving fund liquidating account .........
¥8
¥8
¥8
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–9981–0–8–403

2002 est.

8

8

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

8
¥8

8
¥8

8
¥8

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

8

8

8

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

8
¥8

8
¥8

8
¥8

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

8

8

8

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥8

¥8

¥8

7,994
(2,020)
3,478
2,825
262
62

7,502
(3,703)
3,404
3,033
127
1

12,832

14,621

14,067

Outlays:
Operations ...............................................................................
General fund (memorandum entry) ....................................
Grants-in-aid for airports (trust) ...........................................
Facilities and equipment (trust) ............................................
Research, engineering, and development (trust) ...................
Aviation insurance revolving fund ..........................................
Administrative services franchise fund ..................................

6,717
(1,648)
2,020
2,282
169
–9
–66

8,777
(2,751)
2,801
2,406
250
45
72

7.525
(3,702)
3,273
2.727
198
–2
3

Total net .........................................................................

11,113

14,351

13,724

Note.—The amount shown as Operations includes the general fund share of operations.
1 Reflects a reduction of 0.22 percent in 2001 as required by P.L. 106–554.
2 Reflects a rescission of $609 million, as required by P.L. 106–346, P.L. 106–554, P.L. 107–20.
3 Reflects a rescission of $302 million, as required by P.L. 107–87.
4 Includes $15 million rescission of unobligated balances.

General and special funds:
OPERATIONS

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

The Coast Guard cadet fund is used by the Superintendent
of the Coast Guard Academy to receive, plan, control, and

Jkt 189685

Obligations:
Operations ...............................................................................
6,878
General fund (memorandum entry) ....................................
(2,450)
Grants-in-aid for airports (trust) ...........................................
3,289
Facilities and equipment (trust) ............................................
2,472
Research, engineering, and development (trust) ...................
193
Aviation insurance revolving fund .......................................... ....................

2003 est.

7.474
7.482
(1,500)
(3.683)
3 3,176
3,404
4 3,024
2.999
248
127
.................... ....................

Federal Funds
8

14:21 Jan 23, 2002

14,012

(2,521)
2 2,597
1 2,667
1 189
30

2002 est.

f

Obligations by program activity:
Total new obligations (object class 25.2) .....................

VerDate 11-MAY-2000

13,922

2003 est.

10.00

89.00
90.00

12,409

1 6,926

Total net .........................................................................

MISCELLANEOUS TRUST REVOLVING FUNDS

Identification code 69–9981–0–8–403

2001 actual

Total net .........................................................................

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ........................................................................... ................... ................... ...................

Budget authority:
Operations ...............................................................................
General fund (memorandum entry) ....................................
Grants-in-aid for airports (trust fund) ...................................
Facilities and equipment (trust) ............................................
Research, engineering, and development (trust) ...................
Aviation user fees ...................................................................

PO 00000

Frm 00018

Fmt 3616

For necessary expenses of the Federal Aviation Administration,
not otherwise provided for, including operations and research activities related to commercial space transportation, administrative expenses for research and development, establishment of air navigation
facilities, the operation (including leasing) and maintenance of aircraft, subsidizing the cost of aeronautical charts and maps sold to
the public, lease or purchase of passenger motor vehicles for replacement only, in addition to amounts made available by Public Law
104–264, ø$6,886,000,000¿ $7,481,970,000, of which ø$5,773,519,000¿
$3,799,278,000 shall be derived from the Airport and Airway Trust
Fundø, of which not to exceed $5,452,871,000 shall be available for
air traffic services program activities; not to exceed $768,769,000
shall be available for aviation regulation and certification program
activities; not to exceed $150,154,000 shall be available for civil aviation security program activities; not to exceed $195,799,000 shall
be available for research and acquisition program activities; not to
exceed $12,456,000 shall be available for commercial space transportation program activities; not to exceed $50,284,000 shall be available
for financial services program activities; not to exceed $69,516,000
shall be available for human resources program activities; not to
exceed $85,943,000 shall be available for regional coordination program activities; and not to exceed $109,208,000 shall be available
for staff offices¿: Provided, øThat none of the funds in this Act shall

Sfmt 3616

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FEDERAL AVIATION ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
be available for the Federal Aviation Administration to finalize or
implement any regulation that would promulgate new aviation user
fees not specifically authorized by law after the date of the enactment
of this Act: Provided further,¿ That there may be credited to this
appropriation funds received from States, counties, municipalities,
foreign authorities, other public authorities, and private sources, for
expenses incurred in the provision of agency services, including receipts for the maintenance and operation of air navigation facilities,
and for issuance, renewal or modification of certificates, including
airman, aircraft, and repair station certificates, or for tests related
thereto, or for processing major repair or alteration forms: øProvided
further, That of the funds appropriated under this heading, not less
than $6,000,000 shall be for the contract tower cost-sharing program:¿ Provided further, That funds may be used to enter into a
grant agreement with a nonprofit standard-setting organization to
assist in the development of aviation safety standards: Provided further, That none of the funds in this Act shall be available for new
applicants for the second career training program: Provided further,
That none of the funds in this Act shall be available for paying
premium pay under 5 U.S.C. 5546(a) to any Federal Aviation Administration employee unless such employee actually performed work
during the time corresponding to such premium pay: Provided further,
That none of the funds in this Act may be obligated or expended
to operate a manned auxiliary flight service station in the contiguous
United States: Provided further, That none of the funds in this Act
for aeronautical charting and cartography are available for activities
conducted by, or coordinated through, the Transportation Administrative Service Center. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
ø(AIRPORT

AND AIRWAY TRUST FUND)¿

Program and Financing (in millions of dollars)
2001 actual

2002 est.

Total new obligations ................................................

6,923

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year ...................
22.00 New budget authority (gross) ........................................
7,062
22.22 Unobligated balance transferred from other accounts ...................
23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

7,874

7,062
7,875
7,585
¥6,923
¥7,874
¥7,585
¥11 ................... ...................
128 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
2,490
1,495
3,683
40.20
Appropriation (special fund) ..................................... ...................
8 ...................
40.72
Reduction pursuant to P.L. 107–117 ....................... ...................
¥1 ...................
40.76
Reduction pursuant to P.L. 107–87 ......................... ...................
¥2 ...................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)
¥5 ................... ...................
42.00
Transferred from other accounts ..............................
123 ................... ...................
43.00
61.00

Appropriation (total discretionary) ........................
Mandatory:
Transferred to other accounts ...................................

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14:21 Jan 23, 2002

Jkt 189685

2,608

1,500

3,683

¥50 ................... ...................

PO 00000

Frm 00019

Fmt 3616

37 ................... ...................
4,504

5,896

3,902

Total new budget authority (gross) ..........................

7,062

7,396

7,585

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.40
74.00

107
854
81
6,923
7,874
7,585
¥6,152
¥8,647
¥7,604
13 ................... ...................
¥37 ................... ...................
854
81
62

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

6,048
104

6,569
2,078

6,736
869

87.00

Total outlays (gross) .................................................

6,152

8,647

7,604

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥4,484
¥20

¥5,876
¥20

¥3,882
¥20

88.90

¥4,504

¥5,896

¥3,902

89.00
90.00

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥37 ................... ...................

2,521
1,648

1,500
2,751

3,683
3,702

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,160
1,287

2002 est.

1,118
2,369

2003 est.

3,278
3,297

For 2003, the Budget requests $7,482 million. These funds
will be used to continue to provide non-security-related services to the aviation community and to increase critical efforts
to augment safety oversight, increase system capacity, reduce
runway incursions, and decrease system delays.
Object Classification (in millions of dollars)

7,585

128 ...................
7,396
7,585
351 ...................

3,902

70.00

2001 actual

Identification code 69–1301–0–1–402

10.00

5,896

Spending authority from offsetting collections
(total discretionary) .....................................

2003 est.

Obligations by program activity:
Direct program:
00.01
Air traffic services .....................................................
5,446
5,792
6,096
00.02
Regulation and certification .....................................
735
810
839
00.03
Civil aviation security ...............................................
150
179
9
00.04
Research and acquisitions ........................................
193
199
206
00.05
Commercial space transportation .............................
12
12
12
00.06
Regional coordination ................................................
103
92
95
00.07
Human resources .......................................................
57
72
74
00.08
Financial services ......................................................
49
51
53
00.09
Staff offices ...............................................................
109
114
113
00.10
Emergency response fund .........................................
1
473 ...................
00.11
Information services/CIO ........................................... ................... ...................
5
09.01 Reimbursable program ..................................................
68
80
83

4,467

68.90

88.95

øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Operations’’, $200,000,000,
to be derived from the Airport and Airway Trust Fund and to remain
available until September 30, 2003, to be obligated from amounts
made available in Public Law 107–38.¿ (Emergency Supplemental
Act, 2002.)

Identification code 69–1301–0–1–402

68.00
68.10

Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

733

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................
Special personal services payments ....................

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.1
25.2
25.3
26.0
31.0
32.0

Sfmt 3643

Total personnel compensation .........................
Civilian personnel benefits .......................................
Benefits for former personnel ...................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................

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2002 est.

2003 est.

3,481
30
293
1

3,945
29
306
1

3,349
29
306
1

3,805
1,369
1
102
19
82
39

4,281
1,457
1
101
19
96
37

3,685
1,479
1
101
19
96
37

341
14
15
941

340
13
12
1,221

340
13
12
1,501

5
57
60
3

6
182
26
1

7
183
26
1

734

FEDERAL AVIATION ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued

FAA. The Budget estimates that $30 million in overflight
fees will be collected in 2003, and transferred to the Essential
Air Service and Rural Airport Improvement Fund. As collections are estimated to be below required EAS funding, the
Budget proposes $83 million in EAS financing will be provided from funds made available from the Airport Improvement Program.

OPERATIONS—Continued
ø(AIRPORT

AND AIRWAY TRUST FUND)¿—Continued

Object Classification (in millions of dollars)—Continued
2001 actual

Identification code 69–1301–0–1–402

2002 est.

2003 est.

42.0

Insurance claims and indemnities ...........................

2

1

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

6,855
68

7,794
80

7,502
83

99.9

Total new obligations ................................................

6,923

7,874

f

1

7,585

Personnel Summary
2001 actual

Identification code 69–1301–0–1–402

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

2003 est.

1001

43,964

45,212

44,575

209

283

AVIATION INSURANCE REVOLVING FUND
øThe Secretary of Transportation is hereby authorized to make
such expenditures and investments, within the limits of funds available pursuant to 49 U.S.C. 44307, and in accordance with section
104 of the Government Corporation Control Act, as amended (31
U.S.C. 9104), as may be necessary in carrying out the program for
aviation insurance activities under chapter 443 of title 49, United
States Code.¿ (Department of Transportation and Related Agencies
Appropriations Act, 2002.)

283

Program and Financing (in millions of dollars)

00.01
00.02

AVIATION USER FEES
Unavailable Collections (in millions of dollars)
2001 actual

2002 est.

2003 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.00 Overflight user fees .......................................................
30
28
30
02.80 FAA activities, offsetting collections ............................. ................... ...................
83

Obligations by program activity:
Program administration ................................................. ...................
Incremental premium reimbursement ........................... ...................

10.00

Total new obligations ................................................ ...................

21.40
22.00
22.22

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
79
New budget authority (gross) ........................................
9
Unobligated balance transferred from other accounts ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
88
Total new obligations .................................................... ...................
Unobligated balance carried forward, end of year .......
88

01.99

02.99

Total receipts and collections ...................................
30
28
113
Appropriations:
05.00 FAA activities .................................................................
¥30
¥20
¥30
05.01 Essential air service and rural improvement fund ................... ...................
¥83
05.02 Operations ...................................................................... ...................
¥8 ...................
05.99
07.99

Total appropriations ..................................................

¥30

¥28

¥113

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–5422–0–2–402

21.40
22.00
22.21
23.90
24.40

2003 est.

30 ................... ...................
30 ................... ...................

New budget authority (gross), detail:
Mandatory:
60.20
Appropriation (special fund) .....................................
30
61.00
Transferred to other accounts ................................... ...................
62.50

2002 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
30 ...................
New budget authority (gross) ........................................
30 ................... ...................
Unobligated balance transferred to other accounts ...................
¥30 ...................
Total budgetary resources available for obligation
Unobligated balance carried forward, end of year .......

Appropriation (total mandatory) ...........................

20
¥20

30
¥30

30 ................... ...................

Net budget authority and outlays:
89.00 Budget authority ............................................................
30 ................... ...................
90.00 Outlays ........................................................................... ................... ................... ...................

The Federal Aviation Reauthorization Act of 1996 (P.L.
104–264) authorized the collection of user fees for services
provided by the FAA to aircraft that neither takeoff nor land
in the United States, commonly known as overflight fees.
In addition, the Act permanently appropriated the first $50
million of such fees, or other FAA resources in the event
collections are lower than $50 million, to be used for the
Essential Air Service (EAS) program and rural airport improvements. Amounts collected in excess of $50 million are
permanently appropriated for authorized expenses of the

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

2001 actual

Identification code 69–4120–0–3–402

f

Identification code 69–5422–0–2–402

Public enterprise funds:

PO 00000

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Fmt 3616

New budget authority (gross), detail:
Discretionary:
68.00
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

9

2002 est.

2003 est.

1
1
61 ...................
62

1

88
93
17
2
50 ...................
155
¥62
93

95
¥1
94

17

2

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

62
1
¥62 ...................

86.97

Outlays (gross), detail:
Outlays from new mandatory authority ......................... ...................

62 ...................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

89.00
90.00

¥9

¥17

¥2

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥9
45
¥2

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ................................................................... ................... ...................
92.02 Total investments, end of year: Federal securities:
Par value ................................................................... ...................
92
92.01

92
94

The fund provides direct support for the aviation insurance
program (chapter 443 of title 49, U.S. Code). Income to the
fund is derived from premium collections for premium insurance coverage issued, income from authorized investments,
and binder fees for nonpremium coverage issued. The binders
provide aviation insurance coverage for U.S. air carrier aircraft used in connection with certain Government contract
operations by the Department of Defense and the Department
of State. The Air Transportation System Safety and Stabilization Act (P.L. 107–42) expanded the aviation insurance program to all U.S. air carriers for world-wide operations.

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FEDERAL AVIATION ADMINISTRATION—Continued
Trust Funds

DEPARTMENT OF TRANSPORTATION
Object Classification (in millions of dollars)
2001 actual

Identification code 69–4120–0–3–402

42.0
99.5

Direct obligations: Insurance claims and indemnities ...................
Below reporting threshold .............................................. ...................

99.9

2002 est.

Total new obligations ................................................ ...................

2003 est.

61 ...................
1
1
62

1

Personnel Summary
2001 actual

Identification code 69–4120–0–3–402

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

Object Classification (in millions of dollars)

2003 est.

3

3

f

Intragovernmental accounts:
ADMINISTRATIVE SERVICES FRANCHISE FUND
Program and Financing (in millions of dollars)

09.01
09.02
09.03
09.04
09.05
09.06
09.07
09.08
09.10
09.11
10.00

Obligations by program activity:
Accounting .....................................................................
Payroll ............................................................................
Travel .............................................................................
Duplicating services ......................................................
Multi-media ....................................................................
Training ..........................................................................
Logistics .........................................................................
Aircraft maintenance .....................................................
Information technology ..................................................
Accrued Federal employee pensions and annuitant
health benefits ..........................................................
Total new obligations ................................................

13
4
2
7
2
5
150
36
50

5

5

215

254

241
¥215
26

232

26
231

254

274

Total new obligations ................................................

215

254

274

Personnel Summary

257
274
¥254
¥274
3 ...................

231

271

6 ................... ...................

2001 actual

Identification code 69–4562–0–4–402

2001

Total compensable workyears: Full-time equivalent
employment ...............................................................

9
215
¥168

231

271

49 ...................
254
274
¥303
¥274

¥6 ................... ...................
49 ................... ...................

231
72

Unavailable Collections (in millions of dollars)
2001 actual

Identification code 20–8103–0–7–402

01.99

Balance, start of year ....................................................
Receipts:
02.00 Excise taxes ...................................................................
02.40 Interest ...........................................................................
02.81 Facilities and equipment, offsetting collections ...........
02.82 Research, engineering and development, offsetting
collections ..................................................................

168

303

274

2003 est.

7,344

4,738

9,191
882
72

8,939
869
208

9,680
623
120

4

16

16

10,149

10,032

10,439

Total: Balances and collections ....................................
17,223
17,376
Appropriations:
05.00 Trust fund share of FAA operations ..............................
¥4,405
¥5,974
05.01 Grants-in-aid for airports liquidating cash ..................
¥2,594
¥3,173
05.02 Facilities and equipment ...............................................
¥2,723
¥3,230
05.03 Research, engineering and development ......................
¥191
¥261
05.05 Office of airline information .......................................... ................... ...................

15,177

02.99

Total receipts and collections ...................................

05.99
06.10

Total appropriations ..................................................
Unobligated balance returned to receipts .....................
Balance, end of year .....................................................

¥3,799
¥3,404
¥3,119
¥143
¥4

¥9,913
¥12,638
¥10,469
34 ................... ...................
7,344

4,738

4,708

Program and Financing (in millions of dollars)
2001 actual

Identification code 20–8103–0–7–402

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................

2002 est.

2003 est.

92.01
¥232

¥231

¥271

13,097

13,657

12,767

13,657

12,767

13,041

¥6 ................... ...................

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ...........................................................................
¥66
72
3

Jkt 189685

2002 est.

7,074

271
3

87.00

1,067

AIRWAY TRUST FUND

04.00

238

156
12

14:21 Jan 23, 2002

1,067

2003 est.

Trust Funds
AND

07.99

VerDate 11-MAY-2000

977

2002 est.

f

3
271

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

68
23
3
3
1
3
111
54
8

215

AIRPORT

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

Total outlays (gross) .................................................

64
22
3
3
1
3
98
52
8

Reimbursable obligations .....................................

274

23.90
23.95
24.40

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.00 Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

Personnel compensation: Full-time permanent .............
54
Civilian personnel benefits ............................................
18
Travel and transportation of persons ............................
2
Transportation of things ................................................
3
Communications, utilities, and miscellaneous charges ...................
Printing and reproduction ..............................................
3
Other services ................................................................
80
Supplies and materials .................................................
50
Equipment ......................................................................
5

2003 est.

5

3
238

Spending authority from offsetting collections
(total discretionary) .....................................

11.1
12.1
21.0
22.0
23.3
24.0
25.2
26.0
31.0

2002 est.

99.0

2003 est.

13
4
2
7
2
5
140
33
43

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

68.90

2002 est.

21
4
1
6
1
4
139
30
4

21.40
22.00

New budget authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) .............................

2001 actual

99.9

2001 actual

Identification code 69–4562–0–4–402

In 1997, the Federal Aviation Administration established
a franchise fund to finance operations where the costs for
goods and services provided are charged to the users on a
reimbursable basis. The fund improves organizational efficiency and provides better support to FAA’s internal and external customers. The activities included in this franchise
fund are: training, accounting, payroll, travel, duplicating
services, multi-media services, information technology, materiel management (logistics), and aircraft maintenance.

Identification code 69–4562–0–4–402

2

735

PO 00000

Frm 00021

Fmt 3616

Section 9502 of Title 26, U.S. Code provides for amounts
equivalent to the receipts received in the Treasury for the
passenger ticket tax and certain other taxes paid by airport
and airway users to be transferred to the Airport and Airway

Sfmt 3616

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736

FEDERAL AVIATION ADMINISTRATION—Continued
Trust Funds—Continued

AIRPORT

AND

THE BUDGET FOR FISCAL YEAR 2003

AIRWAY TRUST FUND—Continued

Trust Fund. In turn, appropriations are authorized from this
fund to meet obligations for airport improvement grants, FAA
facilities and equipment, research, and operations, and for
the Bureau of Transportation Statistics Office of Airline Information.
The status of the fund is as follows (in millions of dollars):
Status of Funds (in millions of dollars)
2001 actual

Identification code 20–8103–0–7–402

Unexpended balance, start of year:
0100 Uninvested balance .......................................................
0101 U.S. Securities: Par value ..............................................

837
13,097

2002 est.

2003 est.

825 ...................
13,657
12,767

0199

Total balance, start of year ......................................
13,934
14,482
12,767
Cash income during the year:
Current law:
Receipts:
Receipts:
1200
Passenger ticket tax .........................................
4,805
4,248
4,763
1200
Passenger flight segment tax ..........................
1,556
1,634
1,771
1200
Waybill tax ........................................................
493
585
606
1200
Fuel tax .............................................................
769
849
882
1200
International departure/arrival tax ...................
1,336
1,371
1,401
1200
Rural airports tax .............................................
82
93
96
1200
Frequent flyer tax .............................................
150
158
162
Offsetting receipts (intragovernmental):
1240
Interest, Airport and airway trust fund ................
882
869
623
Offsetting collections:
1281
Facilities and equipment ......................................
72
208
120
1282
Research, engineering, and development ............
4
16
16
1299
Income under present law ........................................
10,149
10,032
10,439
Cash outgo during year:
Current law:
4500
Trust fund share of FAA operations ..........................
¥5,069
¥6,050
¥3,823
4501
Grants-in-aid for airports .........................................
¥2,017
¥2,798
¥3,273
Cash outgo during the year (¥):
4502
Facilities and equipment ......................................
¥2,266
¥2,389
¥2,709
4502
Facilities and equipment offsetting collections
¥72
¥208
¥120
Cash outgo during the year (¥):
4503
Research, engineering and development .............
¥167
¥247
¥195
4503
Research, engineering and development offsetting collections .................................................
¥4
¥16
¥16
4504
Payments to air carriers ...........................................
¥6
¥39
¥25
4505
Office of airline information ..................................... ................... ...................
¥4
4599
Outgo under current law (¥) ..................................
¥9,601
¥11,723
¥10,186
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
825 ................... ...................
8701 Federal securities: Par value .........................................
13,660
12,767
13,041
8799

Total balance, end of year ........................................

14,485

12,767

13,041

provision of law, not more than ø$57,050,000¿ $81,049,000 of funds
limited under this heading shall be obligated for administration øand
not less than $20,000,000 shall be for the Small Community Air
Service Development Pilot Program¿ and for technology research: Provided further, That funds under this heading shall be available to
carry out the Essential Air Service program under 49 U.S.C. 41742(a),
as amended.
ø(RESCISSION

OF CONTRACT AUTHORIZATION)¿

øOf the obligation balances authorized under 49 U.S.C. 48103, as
amended, $301,720,000 are rescinded.¿ (Department of Transportation
and Related Agencies Appropriations Act, 2002; additional authorizing
legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, notwithstanding any other
provision of law, for ‘‘Grants-in-aid for airports’’, to enable the Federal
Aviation Administrator to compensate airports for a portion of the
direct costs associated with new, additional or revised security requirements imposed on airport operators by the Administrator on
or after September 11, 2001, $175,000,000, to be derived from the
Airport and Airway Trust Fund, to remain available until expended,
and to be obligated from amounts made available in Public Law
107–38.¿ (Emergency Supplemental Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8106–0–7–402

2002 est.

2003 est.

00.01
00.02
00.03
00.04
00.05
00.06

Obligations by program activity:
Grants-in-aid for airports ..............................................
Personnel and related expenses ....................................
Essential air services ....................................................
Airport technology research ...........................................
Small community air service .........................................
Discretionary Terrorist Response ...................................

10.00

Total new obligations ................................................

3,289

3,478

3,404

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year:
Contract authority .....................................................
22.00 New budget authority (gross) ........................................
22.10 Resources available from recoveries of prior year obligations .......................................................................

904
2,597

302
3,176

1
3,404

3,233
3,223
3,236
56
60
69
................... ...................
83
................... ...................
16
...................
20 ...................
...................
175 ...................

21.49

23.90
23.95
24.49

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year:
Contract authority .....................................................

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.49
Portion applied to liquidate contract authority ........

91 ................... ...................
3,592
¥3,289

3,478
¥3,478

3,405
¥3,404

302

1

1

3,206
¥3,200

1,978
¥1,800

3,104
¥3,100

Note.—The invested balances shown above include both appropriated and unavailable balances.
f

GRANTS-IN-AID
(LIQUIDATION

FOR

43.00

AIRPORTS

66.10
66.10
66.35

OF CONTRACT AUTHORIZATION)

(LIMITATION ON OBLIGATIONS)

Appropriation (total discretionary) ........................
6
178
4
Mandatory:
Contract authority:
Contract authority (AIR–21) .................................
3,200
3,300
3,400
Contract authority (reappropriation) ..................... ................... ................... ...................
Contract authority rescinded .....................................
¥609
¥302 ...................

(AIRPORT AND AIRWAY TRUST FUND)

66.90

Contract authority (total mandatory) ...................

2,591

2,998

3,400

For liquidation of obligations incurred for grants-in-aid for airport
planning and development, and noise compatibility planning and programs as authorized under subchapter I of chapter 471 and subchapter I of chapter 475 of title 49, United States Code, and under
other law authorizing such obligations; for procurement, installation,
and commissioning of runway incursion prevention devices and system at airports of such title; øfor implementation of section 203
of Public Law 106–181;¿ and for inspection activities and administration of airport safety programs, including those related to airport
operating certificates under øsection 44706 of title 49, United States
Code, $1,800,000,000¿, 49 U.S.C. 44706, $3,100,000,000, to be derived
from the Airport and Airway Trust Fund and to remain available
until expended; and $3,637,000 in budget authority, to be derived
from the Airport and Airway Trust Fund for 2003: Provided, That
none of the funds under this heading shall be available for the planning or execution of programs the obligations for which are in excess
of ø$3,300,000,000,¿ $3,400,000,000 in fiscal year ø2002¿ 2003, notwithstanding øsection 47117(h) of title 49, United States Code¿ 49
U.S.C. 47117(h): Provided further, That notwithstanding any other

70.00

Total new budget authority (gross) ..........................

2,597

3,176

3,404

72.40
73.10
73.20
73.45
74.40
75.01
75.02

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................
Obligated balance, start of year: Contract authority
Obligated balance, end of year: Contract authority

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

615
1,405

669
2,132

741
2,532

87.00

Total outlays (gross) .................................................

2,020

2,801

3,273

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,597
2,020

3,176
2,801

3,404
3,273

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3,200
4,378
5,055
3,289
3,478
3,404
¥2,020
¥2,801
¥3,273
¥91 ................... ...................
4,378
5,055
5,186
3,200
4,378
5,055
4,378
5,879
5,357

FEDERAL AVIATION ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION
Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2002 est.

2003 est.

3,173
2,798

3,400
3,269

Object Classification (in millions of dollars)
2001 actual

2002 est.

2003 est.

11.1
11.3

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................

36
1

40
1

43
1

11.9
12.1
21.0
23.3
25.2
41.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Communications, utilities, and miscellaneous charges
Other services ................................................................
Grants, subsidies, and contributions ............................

37
11
2
1
5
3,233

41
12
2
1
22
3,400

44
14
2
1
41
3,302

99.9

Total new obligations ................................................

Budgetø: Provided further, That the amount herein appropriated shall
be reduced by $100,000 per day for each day after initial submission
of the President’s budget that the plan has not been submitted to
the Congress¿.
ø(RESCISSION)¿

2,594
2,017

Subchapter I of chapter 471, title 49, U.S. Code (formerly
the Airport and Airway Improvement Act of 1982, as amended) provides for airport improvement grants, including those
emphasizing capacity development, safety and security needs;
and chapter 475 of title 49 provides for grants for aircraft
noise mitigation and planning.
The 2002 appropriations act provides funding under this
heading for administrative costs related to this program. For
2003, the Administration proposes that funds under this
heading also be provided for the FAA’s airport-related research and to make up for shortfalls in overflight fee collections to fund the Essential Air Service program, consistent
with section 41742, title 49, U.S. Code.

Identification code 69–8106–0–7–402

3,289

3,478

3,404

øOf the available balances under this heading, $15,000,000 are
rescinded.¿ (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Facilities and Equipment’’,
$108,500,000, to be derived from the Airport and Airway Trust Fund,
to remain available until September 30, 2004, and to be obligated
from amounts made available in Public Law 107–38.¿ (Emergency
Supplemental Act, 2002.)
Program and Financing (in millions of dollars)

2001 actual

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

450

501

2003 est.

535

Obligations by program activity:
Direct program:
00.01
Engineering, development, test and evaluation .......
00.02
Procurement and modernization of air traffic control (ATC) facilities and equipment ......................
00.03
Procurement and modernization of non-ATC facilities and equipment ..............................................
00.04
Mission support .........................................................
00.05
Personnel and related expenses ...............................
00.06
Improve aviation safety .............................................
00.07
Improve efficiency of the air traffic control system
00.08
Increase capacity of the NAS ....................................
00.09
Improve reliability of the NAS ...................................
00.10
Improve the efficiency of mission support ...............
09.01 Reimbursable program ..................................................
10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

FACILITIES

AND

EQUIPMENT

AND AIRWAY TRUST FUND)

For necessary expenses, not otherwise provided for, for acquisition,
establishment, and improvement by contract or purchase, and hire
of air navigation and experimental facilities and equipment as authorized under part A of subtitle VII of title 49, United States Code,
including initial acquisition of necessary sites by lease or grant; engineering and service testing, including construction of test facilities
and acquisition of necessary sites by lease or grant; construction
and furnishing of quarters and related accommodations for officers
and employees of the Federal Aviation Administration stationed at
remote localities where such accommodations are not available; and
the purchase, lease, or transfer of aircraft from funds available under
this heading; to be derived from the Airport and Airway Trust Fund,
ø$2,914,000,000¿ $2,999,573,000;
of
which
ø$2,536,900,000¿
$2,558,477,000 shall remain available until September 30, ø2004¿
2005, and of which ø$377,100,000¿ $441,096,000 shall remain available until September 30, ø2002¿ 2003: Provided, That there may
be credited to this appropriation funds received from States, counties,
municipalities, other public authorities, and private sources, for expenses incurred in the establishment and modernization of air navigation facilities: Provided further, That upon initial submission to
the Congress of the fiscal year ø2003¿ 2004 President’s budget, the
Secretary of Transportation shall transmit to the Congress a comprehensive capital investment plan for the Federal Aviation Administration which includes funding for each budget line item for fiscal
years ø2003¿ 2004 through ø2007¿ 2008, with total funding for each
year of the plan constrained to the funding targets for those years
as estimated and approved by the Office of Management and

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2002 est.

2003 est.

651

626

59

1,060

1,355

372

187
237
337
...................
...................
...................
...................
...................
72

199
251
394
...................
...................
...................
...................
...................
120

49
39
441
327
741
286
359
360
121

2,544

2,945

3,154

234
2,739

483
3,232

771
3,119

60 ................... ...................
3,033
3,715
3,890
¥2,544
¥2,945
¥3,154
¥6 ................... ...................
483
771
737

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
2,673
3,039
2,999
40.36
Unobligated balance rescinded ................................. ...................
¥15 ...................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)
¥6 ................... ...................

f

(AIRPORT

2001 actual

Identification code 69–8107–0–7–402

Personnel Summary
Identification code 69–8106–0–7–402

737

Fmt 3616

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

2,667
72

208

120

70.00

Total new budget authority (gross) ..........................

2,739

3,232

3,119

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

1,147
1,207

1,127
1,486

1,119
1,728

87.00

Total outlays (gross) .................................................

2,354

2,614

2,847

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥57
¥15

¥188
¥20

¥100
¥20

88.90

Total, offsetting collections (cash) ..................

¥72

¥208

¥120

89.00

Net budget authority and outlays:
Budget authority ............................................................

2,667

3,024

2,999

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3,024

2,999

1,648
1,751
2,082
2,544
2,945
3,154
¥2,354
¥2,614
¥2,847
¥27 ................... ...................
¥60 ................... ...................
1,751
2,082
2,388

738

FEDERAL AVIATION ADMINISTRATION—Continued
Trust Funds—Continued

FACILITIES

AND

THE BUDGET FOR FISCAL YEAR 2003
RESEARCH, ENGINEERING,

EQUIPMENT—Continued

(AIRPORT

ø(RESCISSION)¿—Continued
Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–8107–0–7–402

90.00

Outlays ...........................................................................

2,282

2002 est.

2,406

2003 est.

2,727

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2,651
2,266

2002 est.

3,007
2,389

2003 est.

2,981
2,709

Note.—Improve reliability of the national air space system has an estimated contingent liability of $67 million
(present value) associated with the FAA’s long-term lease of facilities at the Mike Monroney Aeronautical Center,
Oklahoma City, Oklahoma. This contingent liability will be funded through this account.

Funding in this account provides for the national airspace
system equipment, facility, and related applied research activities. For 2003, funding is proposed in a performance-based
structure consistent with provisions of the Wendell H. Ford
Aviation Investment and Reform Act for the 21st Century,
‘‘AIR–21,’’ (P.L. 106–181) requiring performance-based management reforms. The majority of proposed funding is allocated to the following performance goal areas of the FAA:
improve aviation safety; improve efficiency to the air traffic
control system; increase capacity of the national airspace system; improve reliability of the national airspace system; and,
improve efficiency of mission support. Of the proposed funding, $124 million is included for explosives detection systems
and related expenses, consistent with prior FAA capital planning to the statutory AIR–21 funding levels. The budget provides that this funding will be reimbursed to the Transportation Security Administration as it undertakes security
equipment acquisition activities.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–8107–0–7–402

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2002 est.

238
1
9

266
1
10

248
83
51
5
54

277
96
51
6
56

16
2
1,604
28
260
184
9

16
1
1,811
48
329
173
6

17
2
1,941
51
349
180
7

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

2,472
72

2,825
120

Program and Financing (in millions of dollars)

99.9

Total new obligations ................................................

2,544

2,945

3,154

Personnel Summary

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14:21 Jan 23, 2002

2001 actual

Jkt 189685

2001 actual

Identification code 69–8108–0–7–402

Obligations by program activity:
Direct program:
00.01
System development and infrastructure ...................
00.04
Weather ......................................................................
00.06
Aircraft safety technology .........................................
00.07
System security technology .......................................
00.08
Human factors and aviation medicine .....................
00.09
Environment and energy ...........................................
00.11
Improve aviation safety .............................................
00.12
Improve efficiency of the air traffic control system
00.13
Reduce environmental impact of aviation ................
00.14
Improve the efficiency of mission support ...............
09.01 Reimbursable program ..................................................
10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

2002 est.

2003 est.

17
24
68
55
25
4
...................
...................
...................
...................
4

17
27
69
98
29
22
...................
...................
...................
...................
16

...................
...................
...................
...................
...................
...................
102
9
8
8
16

197

278

143

13
193

14 ...................
264
143

5 ................... ...................
211
278
143
¥197
¥278
¥143
14 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

189

248

127

4

16

16

70.00

Total new budget authority (gross) ..........................

193

264

143

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

86
87

166
100

93
121

Total outlays (gross) .................................................

173

266

214

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥4

¥16

¥16

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

189
169

248
250

127
198

3,033
121

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

AND AIRWAY TRUST FUND)

87.00

211
63
39
3
53

24.0
25.2
26.0
31.0
32.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to others ........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Other services ............................................................
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................

Identification code 69–8107–0–7–402

DEVELOPMENT

For necessary expenses, not otherwise provided for, for research,
engineering, and development, as authorized under part A of subtitle
VII of title 49, United States Code, including construction of experimental facilities and acquisition of necessary sites by lease or grant,
ø$195,000,000¿ $126,744,000, to be derived from the Airport and
Airway Trust Fund and to remain available until September 30,
ø2004¿ 2005: Provided, That there may be credited to this appropriation funds received from States, counties, municipalities, other public
authorities, and private sources, for expenses incurred for research,
engineering, and development. (Department of Transportation and
Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Research, Engineering,
and Development’’, $50,000,000, to be derived from the Airport and
Airway Trust Fund, to remain available until September 30, 2003,
and to be obligated from amounts made available in Public Law
107–38.¿ (Emergency Supplemental Act, 2002.)

2003 est.

202
2
7

AND

2,690

2002 est.

3,067

2003 est.

144
162
174
197
278
143
¥173
¥266
¥214
¥1 ................... ...................
¥5 ................... ...................
162
174
103

3,234

26

55

55

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89.00
90.00

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FEDERAL HIGHWAY ADMINISTRATION

DEPARTMENT OF TRANSPORTATION
Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

2002 est.

187
167

245
247

2003 est.

124
195

This account provides funding to conduct research, engineering, and development to improve the national airspace
system’s capacity and safety, as well as the ability to meet
environmental needs. For 2003, funding is proposed in a performance-based structure consistent with provisions of the
Wendell H. Ford Aviation Investment and Reform Act for
the 21st Century (P.L. 106–181) requiring performance-based
management reforms. The majority of proposed funding is
allocated to the following performance goal areas of the FAA:
improve aviation safety; improve efficiency of the air traffic
control system; reduce environmental impact of aviation; and,
improve the efficiency of mission support. The FAA will also
work with the Transportation Security Administration on security research activites funded in the budget and in previous
legislation, such as broadband two-way secure communications and other security technologies.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–8108–0–7–402

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2002 est.

Total new obligations ....................................................

31
9
3

35
11
3

23
8
2

25.5
26.0
31.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Communications, utilities, and miscellaneous
charges .................................................................
Research and development contracts .......................
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

1
96
4
4
45

1
164
4
4
40

1
59
3
2
29

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

193
4

262
16

127
16

99.9

Total new obligations ................................................

197

278

143

¥5,974

¥3,799

4,415
5,974
3,799
¥10 ................... ...................

43.00

Appropriation (total discretionary) ........................

4,405

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

717
4,428
¥5,069
76

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

4,405
664

5,950
77

3,799
24

87.00

Total outlays (gross) .................................................

5,069

6,026

3,823

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

4,405
5,069

5,974
6,026

3,799
3,823

5,974

3,799

76
24
5,974
3,799
¥6,026
¥3,823
24 ...................

For 2003, the budget proposes $7,482 million for FAA Operations, of which $3,799 million would be provided from the
Airport and Airway Trust Fund.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–8104–0–7–402

33
22
1
1
1 ...................

¥4,428

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)

2003 est.

29
1
1

11.9
12.1
21.0
23.3

23.95

739

11.1
12.1
21.0
25.2
26.0
31.0
92.0

Personnel compensation: Full-time permanent .............
4
Civilian personnel benefits ............................................
1
Travel and transportation of persons ............................
1
Other services ................................................................
17
Supplies and materials ................................................. ...................
Equipment ...................................................................... ...................
Undistributed .................................................................
4,405

99.9

Total new obligations ................................................

4,428

2002 est.

2003 est.

42
8
10
115
10
15
5,774

...................
...................
...................
...................
...................
...................
3,799

5,974

3,799

Personnel Summary
2001 actual

Identification code 69–8104–0–7–402

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

32

2002 est.

2003 est.

792 ...................

f

Personnel Summary
2001 actual

Identification code 69–8108–0–7–402

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

413

455

2003 est.

292

f

TRUST FUND SHARE
(AIRPORT

OF

FAA OPERATIONS

AND AIRWAY TRUST FUND)

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8104–0–7–402

00.01
00.02
00.03
00.04

2002 est.

2003 est.

Obligations by program activity:
Air traffic services .........................................................
12 ................... ...................
Regulation and certification ..........................................
11
100 ...................
Civil aviation security .................................................... ...................
100 ...................
Payment to Operations ..................................................
4,405
5,774
3,799

10.00

Total new obligations ................................................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90

Total budgetary resources available for obligation

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

4,428

5,974

3,799

23 ................... ...................
4,405
5,974
3,799
4,428

5,974

3,799

PO 00000

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FEDERAL HIGHWAY ADMINISTRATION
The Transportation Equity Act for the 21st Century (TEA–
21) reauthorized surface transportation programs through
2003. TEA–21 provides for increased transportation infrastructure investment, strengthens transportation safety programs and environmental programs, and continues core research activities. TEA–21, along with title 23, U.S.C. (‘‘Highways’’) and other supporting legislation, provides authority
for the various programs of the Federal Highway Administration designed to improve highways throughout the Nation.
In 2002, the Federal Highway Administration continues
major programs, including the Surface Transportation Program, the National Highway System, Interstate Maintenance,
the Highway Bridge Replacement and Rehabilitation Program, and the Congestion Mitigation and Air Quality Improvement Program, Transportation Infrastructure Finance
and Innovation, and the National Corridor Planning and Border Infrastructure Programs.
In summary, the 2003 budget consists of $31,111 million
in new budget authority and $28,496 million in outlays. The
following table reflects program levels (obligations). Because
project selection is determined by the States, the 2002 and
2003 program levels are estimates.

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FEDERAL HIGHWAY ADMINISTRATION—Continued

740

THE BUDGET FOR FISCAL YEAR 2003
24.40

FEDERAL HIGHWAY ADMINISTRATION
[In millions of dollars]

Obligations:
Total Federal-aid highways ....................................................
Federal-aid subject to limitation .......................................

2002 est.

2001
actual 1 2

2003 est.

29,393
27,811

32,401
31,178

23,416
22,499

Direct loan subsidy [TIFIA] ............................................
112
Guarantee loan subsidy [TIFIA] ..................................... ....................
Line of credit [TIFIA] ...................................................... ....................
Administrative expenses [TIFIA] .....................................
2
Surface transportation program ....................................
7,126
National highway system ...............................................
5,445
Interstate maintenance ..................................................
4,108
Bridge program ..............................................................
3,036
Congestion mitigation and air quality improvement
884
Minimum guarantee .......................................................
2,005
ITS standards, research and development ....................
86
ITS deployment ...............................................................
86
Transportation research .................................................
201
Federal lands highways .................................................
636
National corridor planning and coordinated border infrastructure ................................................................
122
Administration ................................................................
294
Other programs ..............................................................
1,754
High priority projects .....................................................
1,159
Woodrow Wilson memorial bridge ..................................
342
Appalachian development highway system ...................
321
Safety incentive grants for use of seat belts ...............
93
Emergency relief supplemental .....................................
566
Emergency relief program ..............................................
88
Minimum allocation/guarantee ......................................
745
Demonstration projects ..................................................
160
Administration, accruals for CSRS and FEHB ...............
23
Loan reestimates (TIFIA) ................................................ ....................
Miscellaneous highways trust funds .............................
408
Appalachian development highway system (GF) ...........
17
Appalachian development highway system (TF) ...........
194
Miscellaneous appropriations (GF) ................................
616
Miscellaneous trust funds .............................................
42

90
8
9
2
6,987
5,978
5,039
4,316
1,699
1,573
120
167
262
855

85
5
4
2
4,932
4,243
3,524
3,025
1,198
1,829
82
91
179
515

509
310
703
1,414
305
721
110
234
125
595
245
24
19
356
207
60
192
56

104
318
305
1,479
167
329
83
....................
100
622
171
24
....................
256
....................
....................
44
56

33,291
32,268
1,013

Unobligated balance carried forward, end of year .......

30,670
29,635
1,035

1 Reflects

a 0.22 percent across the board reduction in 2001 as required by P.L. 106–554.
funds reflect the transfer of $1,291 million from FHWA to FTA. The budget assumes that flex-funding
transfer between FHWA and FTA will continue.

148

104

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)

606
148 ...................
¥1 ................... ...................

43.00

Appropriation (total discretionary) ........................

605

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances .............................
58

23,772
22,840
932

Total program level ...................................................
Total discretionary .....................................................
Total mandatory ........................................................

192

148 ...................

170
728
512
616
192
44
¥58
¥408
¥257
¥1 ................... ...................
728
512
299

87.00

Total outlays (gross) .................................................

58

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

605
58

40 ...................
368
257
408

257

148 ...................
408
257

This consolidated schedule shows the obligation and outlay
of amounts made available for programs in prior years. No
further appropriation is requested.
f

øAPPALACHIAN DEVELOPMENT HIGHWAY SYSTEM¿
øFor necessary expenses for the Appalachian Development Highway
System as authorized under section 1069(y) of Public Law 102–240,
as amended, $200,000,000, to remain available until expended.¿ (Department of Transportation and Related Agencies Appropriations Act,
2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0640–0–1–401

2 2001

f

00.01
00.02

Federal Funds

Obligations by program activity:
Appalachian highway development system, 1999 ........
17
Appalachian highway development system, 2002 ........ ...................

10.00

Total new obligations (object class 25.2) ................

17

2002 est.

2003 est.

7 ...................
200 ...................
207 ...................

MISCELLANEOUS APPROPRIATIONS
Note.—2001 appropriations were provided by sections 375, 376, and 379 of the Department of Transportation
and Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–346. 2002 appropriations
were provided by section 330 of the Department of Transportation and Related Agencies Appropriatiions Act, 2002,
as amended by section 1103 of the Emergency Supplemental Act, 2002.

23.90
23.95
24.40

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–9911–0–1–401

Obligations by program activity:
00.10 Feasibility, design, environmental and engineering .....
00.11 Bridge Improvement demo proj .....................................
00.12 Interstate transfer grants ..............................................
00.24 Highway demonstration projects ...................................
00.30 Highway demonstration projects—preliminary engineering .......................................................................
00.45 Highway bypass demonstration .....................................
00.46 Railroad highway crossing demonstration ....................
00.79 Surface transportation projects .....................................
00.81 Miscellaneous Massachusetts projects .........................
00.82 Woodrow Wilson bridge ..................................................
00.83 Miscellaneous highway projects/muscle shoals ............
10.00

Total new obligations (object class 41.0) ................

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
22.10 Resources available from recoveries of prior year obligations .......................................................................
23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

...................
...................
...................
6

21.40
22.00
22.10

2002 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
23
7 ...................
New budget authority (gross) ........................................ ...................
200 ...................
Resources available from recoveries of prior year obligations .......................................................................
1 ................... ...................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

24
207 ...................
¥17
¥207 ...................
7 ................... ...................

2003 est.

1
1
1
3

1
1
1
3

...................
1
1
...................
2
2
1
2
2
9
179
31
1 ................... ...................
599 ................... ...................
...................
2
2
616

192

44

203
605

192
148
148 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ...................

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances .............................
83

87.00

89.00
90.00

Total outlays (gross) .................................................

200 ...................

161
94
209
17
207 ...................
¥83
¥92
¥106
¥1 ................... ...................
94
209
103

83

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ...........................................................................
83

54 ...................
38
106
92

106

200 ...................
92
106

1 ................... ...................
809
¥616

340
¥192

148
¥44

PO 00000

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Funding for this program will be used for the necessary
expenses relating to construction of, and improvements to,

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FEDERAL HIGHWAY ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION

corridor X of the Appalachian Development Highway System
(ADHS) in the State of Alabama, and to the ADHS in the
State of West Virginia. No further appropriation is requested
as the ADHS is funded as part of the Federal-aid highway
program.
f

Credit accounts:
TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION
PROGRAM DIRECT LOAN FINANCING ACCOUNT
Program and Financing (in millions of dollars)

Program and Financing (in millions of dollars)
2001 actual

2002 est.

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
4
22.00 New budget authority (gross) ........................................ ...................
22.10 Resources available from recoveries of prior year obligations .......................................................................
1

Obligations by program activity:
Loan obligations ............................................................
Interest paid to Treasury ...............................................

874
19

2,000
30

1,914
64

10.00

Total new obligations ................................................

893

2,030

1,978

Budgetary resources available for obligation:
New financing authority (gross) ....................................
Total new obligations ....................................................

893
¥893

2,030
¥2,030

1,978
¥1,978

780
9

1,930
51

1,876
69

2003 est.

5 ...................
¥6 ...................
1 ...................

5 ................... ...................
5 ................... ...................

New financing authority (gross), detail:
Mandatory:
67.10
Authority to borrow ....................................................
69.00 Offsetting collections (cash) .........................................
69.10 Change in uncollected customer payments from Federal sources (unexpired) ............................................

104

49

33

Spending authority from offsetting collections (total
mandatory) ............................................................

113

100

102

Total new financing authority (gross) ......................

893

2,030

1,978

1,237
893
¥19

2,006
2,030
¥460

3,528
1,978
¥894

¥104
2,006
19

¥49
3,528
460

¥33
4,579
894

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
88.00
Federal sources: subsidy from program account ...................
88.40
Non-Federal sources: interest payments ..............
¥9

¥34
¥17

¥52
¥17

69.90
70.00

New budget authority (gross), detail:
Discretionary:
40.36
Unobligated balance rescinded ................................. ...................

72.40
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

¥6 ...................

25
¥3
¥1
20

20
13
¥6
¥5
¥1 ...................
13
8

Outlays (gross), detail:
86.90 Outlays from new discretionary authority ..................... ...................
86.93 Outlays from discretionary balances .............................
3
87.00

Total outlays (gross) .................................................

2003 est.

22.00
23.95

øOf the funds made available for State Infrastructure Banks in
Public Law 104–205, $5,750,000 are rescinded.¿ (Department of
Transportation and Related Agencies Appropriations Act, 2002.)

Total budgetary resources available for obligation
Unobligated balance carried forward, end of year .......

2002 est.

00.01
00.02

øRESCISSION¿

23.90
24.40

2001 actual

Identification code 69–4123–0–3–401

øSTATE INFRASTRUCTURE BANKS¿

Identification code 69–0549–0–1–401

741

¥1 ...................
7
5

3

6

5

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total financing disbursements (gross) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
87.00 Total financing disbursements (gross) .........................
72.40
73.10
73.20
74.00

88.90
¥6 ...................
6
5

88.95

Total, offsetting collections (cash) ..................
Against gross financing authority only:
Change in receivables from program accounts .......

This schedule shows the obligation and outlay of amounts
made available in prior years.

89.00
90.00

Net financing authority and financing disbursements:
Financing authority ........................................................
Financing disbursements ...............................................

Net budget authority and outlays:
89.00 Budget authority ............................................................ ...................
90.00 Outlays ...........................................................................
3

¥9

¥51

¥69

¥104

¥49

¥33

780
10

1,930
409

1,876
825

f

Status of Direct Loans (in millions of dollars)
ELLSWORTH HOUSING SETTLEMENT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–5460–0–2–401

86.93

89.00
90.00

Outlays (gross), detail:
Outlays from discretionary balances ............................. ...................

2002 est.

2003 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans .............................................
1142 Unobligated direct loan limitation (¥) ........................
1150

Total direct loan obligations .....................................

1210
1231
1251

The account reflects a portion of the funds received by
the United States in settlement of the claims against the
Hunt Building Corporation and Ellsworth Housing Limited
Partnership. The funds that are available to the Secretary
of Transportation are for construction of an access road on
Interstate Route 90 at Box Elder, South Dakota.

Jkt 189685

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1,800
2,000
¥926 ...................
874

2,000

2003 est.

2,400
¥486
1,914

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
300
300
730
Disbursements: Direct loan disbursements ................... ...................
430
830
Repayments: Repayments and prepayments ................. ................... ................... ...................

1290

14:21 Jan 23, 2002

2002 est.

3 ...................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ...................
3 ...................

VerDate 11-MAY-2000

2001 actual

Identification code 69–4123–0–3–401

Frm 00027

Fmt 3616

Outstanding, end of year ..........................................

300

730

1,560

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans made under the
Transportation Infrastructure Finance and Innovation Act
Program (TIFIA). The amounts in this account are a means
of financing and are not included in the budget totals.

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742

FEDERAL HIGHWAY ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

Credit accounts—Continued

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from loan guarantees made under
the Transportation Infrastructure Finance and Innovation Act
Program (TIFIA). The amounts are a means of financing and
are not included in the budget totals.

TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION
PROGRAM DIRECT LOAN FINANCING ACCOUNT—Continued
Balance Sheet (in millions of dollars)
2000 actual

Identification code 69–4123–0–3–401

ASSETS:
Investments in US securities:
1106
Federal assets: Receivables, net ........
Net value of assets related to post–
1991 direct loans receivable:
1401
Direct loans receivable, gross ............
1402
Interest receivable ..............................
1405
Allowance for subsidy cost (–) ...........

2001 actual

2002 est.

2003 est.

Balance Sheet (in millions of dollars)
61

300
..................
–8

176

382

300
15
–20

615

730
17
–60

1,560
17
–60

Identification code 69–4145–0–3–401

2000 actual

2001 actual

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................

2002 est.

2003 est.

..................

..................

2

6

1999

..................

..................

2

6

..................

..................

2

6

292

295

687

1,517

Total assets ........................................
LIABILITIES:
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

Total assets ........................................
LIABILITIES:
Federal liabilities:
2103
Debt .....................................................
2105
Other ...................................................

353

471

1,069

2,132

2999

Total liabilities ....................................
NET POSITION:

..................

..................

2

6

292
61

295
176

687
382

1,517
615

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

..................

..................

2

6

2999

Total liabilities ....................................

353

471

1,069

2,132

4999

Total liabilities and net position ............

353

471

1,069

2,132

1499

Net present value of assets related
to direct loans ...........................

1999

f

TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION
PROGRAM LINE OF CREDIT FINANCING ACCOUNT

f

Program and Financing (in millions of dollars)

TRANSPORTATION INFRASTRUCTURE FINANCE AND INNOVATION
PROGRAM GUARANTEED LOAN FINANCING ACCOUNT

2001 actual

Identification code 69–4173–0–3–401

Program and Financing (in millions of dollars)

2002 est.

2003 est.

00.01

100

Total new obligations ................................................ ...................

200

100

22.00
23.95

Budgetary resources available for obligation:
New financing authority (gross) .................................... ...................
Total new obligations .................................................... ...................

200
¥200

100
¥100

67.10
69.00

2002 est.

200

10.00

2001 actual

Identification code 69–4145–0–3–401

Obligations by program activity:
Lines of credit ................................................................ ...................

New financing authority (gross), detail:
Mandatory:
Authority to borrow .................................................... ...................
Offsetting collections (cash) ......................................... ...................

191
9

96
4

70.00

Total new financing authority (gross) ...................... ...................

200

100

72.40
73.10
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
83
Total new obligations .................................................... ...................
Obligated balance, end of year .....................................
83

83
200
283

283
100
385

Offsets:
Against gross financing authority and financing disbursements:
88.00
Offsetting collections (cash) from: Federal sources ...................

¥9

¥4

Net financing authority and financing disbursements:
Financing authority ........................................................ ...................
Financing disbursements ............................................... ...................

191
¥9

96
¥4

2003 est.

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year ................... ...................
22.00 New financing authority (gross) .................................... ...................
2

2
4

23.90
24.40

6
6

Total budgetary resources available for obligation ...................
Unobligated balance carried forward, end of year ....... ...................

2
2

New financing authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) ..................................... ...................

2

Offsets:
Against gross financing authority and financing disbursements:
88.00
Offsetting collections (cash) from: Federal sources:
loan guarantee subsidy ........................................ ...................

¥2

4

¥4

Net financing authority and financing disbursements:
89.00 Financing authority ........................................................ ................... ................... ...................
90.00 Financing disbursements ............................................... ...................
¥2
¥4

Status of Guaranteed Loans (in millions of dollars)
2001 actual

Identification code 69–4145–0–3–401

LOAN GUARANTEES
Position with respect to appropriations act limitation
on commitments:
2111
Limitation on guaranteed loans made by private
lenders ..................................................................
2142
Uncommitted loan guarantee limitation ...................

89.00
90.00

2002 est.

2003 est.

Status of Direct Loans (in millions of dollars)

200
200
100
¥200 ................... ...................

2150
2199

Total guaranteed loan commitments ................... ...................
Guaranteed amount of guaranteed loan commitments ...................

200
200

100
100

2210
2231

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year ........................................ ................... ...................
Disbursements of new guaranteed loans ................. ...................
160

160
183

Outstanding, end of year ...................................... ...................

160

343

2299

Memorandum:
Guaranteed amount of guaranteed loans outstanding, end of year ........................................... ...................

160

343

Frm 00028

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14:21 Jan 23, 2002

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LINES OF CREDIT
Position with respect to appropriations act limitation
on obligations:
1111
Limitation on direct loans .........................................
1142
Unobligated direct loan limitation (¥) ...................
1150

2290

VerDate 11-MAY-2000

2001 actual

Identification code 69–4173–0–3–401

2002 est.

2003 est.

200
200
100
¥200 ................... ...................

Total direct loan obligations ................................ ...................

200

100

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from lines of credit made under
the Transportation Infrastructure Finance and Innovation Act
Program (TIFIA). The amounts are a means of financing and
are not included in the budget totals.

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FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds

DEPARTMENT OF TRANSPORTATION
ORANGE COUNTY (CA) TOLL ROAD DEMONSTRATION PROJECT
PROGRAM ACCOUNT

743

Trust Funds
RIGHT-OF-WAY REVOLVING FUND LIQUIDATING ACCOUNT

Program and Financing (in millions of dollars)

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0543–0–1–401

2002 est.

2003 est.
2001 actual

Identification code 69–8402–0–8–401

Budgetary resources available for obligation:
22.10 Resources available from recoveries of prior year obligations .......................................................................
23.98 Unobligated balance expiring or withdrawn .................

5
¥5

2 ...................
¥2 ...................

72.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

18
¥5
13

13
11
¥2 ...................
11
11

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

As required by the Federal Credit Reform Act of 1990,
this account records for this program, the subsidy costs associated with the direct loans obligated in 1992 and later years
(including modifications of direct loans, loan guarantees, or
lines of credit that resulted from obligations or commitments
in any year), as well as administrative expenses of this program. The subsidy amounts are estimated on a present value
basis; the administrative expenses are estimated on a cash
basis.
Future Federal credit enhancements for transportation infrastructure will be made under the Transportation Infrastructure Finance and Innovation Act Program.
f

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.45
Portion precluded from obligation (limitation on
obligations) ...........................................................
69.90

Program and Financing (in millions of dollars)

Budgetary resources available for obligation:
Resources available from recoveries of prior year obligations .......................................................................
23.98 Unobligated balance expiring or withdrawn .................

2002 est.

69.90

Change in obligated balances:
Obligated balance, start of year ...................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
Offsets:
Against gross financing authority only:
88.95
Change in receivables from program accounts .......

89.00
90.00

77
¥77

27 ...................
¥27 ...................

5

2 ...................

¥5

¥2 ...................

Spending authority from offsetting collections
(total mandatory) ............................................. ................... ................... ...................

72.40
73.45
74.00

247
¥77

165
136
¥27 ...................

¥5
165

¥2 ...................
136
136

¥24

¥24

33
¥12
21

21
¥10
11

11
¥10
1

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

12

10

10

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥31

¥24

¥24

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥31
¥19

¥24
¥14

¥24
¥14

89.00
90.00

Status of Direct Loans (in millions of dollars)
2001 actual

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year .............................................
1231 Disbursements: Direct loan disbursements ...................
1251 Repayments: Repayments and prepayments .................

2002 est.

2003 est.

129
11
¥31

109
10
¥24

95
10
¥24

109

Outstanding, end of year ..........................................

95

81

The Federal-Aid Highway Act of 1968 authorized the establishment of a right-of-way revolving fund. This fund was used
to make cash advances to States for the purpose of purchasing
right-of-way parcels in advance of highway construction and
thereby preventing the inflation of land prices from significantly increasing construction costs.
This program was terminated by TEA–21 but will continue
to be shown for reporting purposes as loan balances remain
outstanding. The purchase of right-of-way is an eligible expense of the Federal-aid program and therefore a separate
program is unnecessary. No further obligations are proposed
in 2003.
Statement of Operations (in millions of dollars)
2000 actual

Identification code 69–8402–0–8–401

2001 actual

2002 est.

2003 est.

¥5

0101
0102

Revenue ...................................................
Expense ....................................................

3
–49

19
–12

24
–14

24
–14

Net income or loss (–) ............................

–46

7

10

10

f

¥2 ...................

HIGHWAY TRUST FUND
Unavailable Collections (in millions of dollars)
2001 actual

Identification code 20–8102–0–7–401

Jkt 189685

¥31

0105

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans obligated in 1992
and later years (including modifications of direct loans that
resulted from obligations in any year). The amounts in this
account are a means of financing and are not included in
the budget totals.

14:21 Jan 23, 2002

24

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

Net financing authority and financing disbursements:
Financing authority ........................................................
¥5
¥2 ...................
Financing disbursements ............................................... ................... ................... ...................

VerDate 11-MAY-2000

24

2003 est.

22.10

New financing authority (gross), detail:
Mandatory:
69.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
69.45
Portion precluded from obligation (limitation on
obligations) ...........................................................

31

72.40
73.20
74.40

1290
2001 actual

Identification code 69–4200–0–3–401

2003 est.

Spending authority from offsetting collections
(total mandatory) ............................................. ................... ................... ...................

Identification code 69–8402–0–8–401

ORANGE COUNTY (CA) TOLL ROAD DEMONSTRATION PROJECT
DIRECT LOAN FINANCING ACCOUNT

2002 est.

PO 00000

Frm 00029

Fmt 3616

01.99

Balance, start of year ....................................................
Receipts:
02.00 Highway trust fund, deposits (highway account) .........
02.01 Highway trust fund, deposits (mass transit account)
02.20 Cash Management Improvement Act interest, Highway
trust fund (highway acco ..........................................
02.80 Right-of-way revolving fund liquidating account, offsetting collections .....................................................

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2002 est.

2003 est.

¥13,520

¥20,554

¥29,775

26,916
4,553

27,062
4,864

27,974
4,978

1 ................... ...................
52

92

92

744

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

HIGHWAY TRUST FUND—Continued
Unavailable Collections (in millions of dollars)—Continued
2001 actual

Identification code 20–8102–0–7–401

02.81

2002 est.

2003 est.

11

11

11

02.83

Operations and research (trust fund share), offsetting
collections ..................................................................
Right-of-way revolving fund liquidating account, offsetting collections .....................................................
Motor carrier safety, offsetting collections ...................

31
8

24
9

24
10

02.99

Total receipts and collections ...................................

31,572

32,062

33,089

02.82

04.00

Total: Balances and collections ....................................
18,052
11,508
3,314
Appropriations:
05.00 Federal-aid highways .....................................................
¥34,315
¥35,251
¥31,189
05.01 Motor carrier safety .......................................................
¥99
¥118
¥138
05.02 Motor carrier safety grants ............................................
¥177
¥182
¥190
05.04 Right-of-way revolving fund liquidating account ......... ................... ................... ...................
05.05 Miscellaneous highway trust funds ...............................
3 ................... ...................
05.06 Operations and research (trust fund share) .................
¥85
¥85
¥85
05.07 Highway traffic safety grants ........................................
¥213
¥223
¥225
05.09 Discretionary grants (trust fund) .................................. ................... ................... ...................
05.10 Trust fund share of expenses ........................................
¥3,730
¥5,398
¥5,781
05.14 Appalachian development highway system ...................
1 ................... ...................
05.15 Border enforcement program ......................................... ...................
¥26
¥61

Offsetting collections:
Federal-aid highways ............................................
52
92
92
NHTSA Grants ........................................................
11
11
11
Right-of-way revolving fund liquidating account
31
24
24
Motor carrier safety ..............................................
8
9
10
Income under present law ........................................
31,572
32,062
33,089
Cash outgo during year:
Current law:
4500
Federal-aid highways ................................................
¥27,297
¥28,320
¥27,833
4501
Motor carrier safety ...................................................
¥85
¥143
¥129
4502
National motor carrier safety program .....................
¥122
¥196
¥201
4503
Highway-related safety grants .................................. ...................
¥1 ...................
4504
Right-of-way revolving fund (trust revolving fund)
¥12
¥10
¥10
4505
Miscellaneous highway trust funds ..........................
¥76
¥306
¥309
4506
Operations and research (trust fund share) ............
¥97
¥103
¥91
4507
Highway traffic safety grants ...................................
¥207
¥229
¥233
4508
Trust fund share of next generation high speed
rail program ..........................................................
¥2 ................... ...................
4509
Discretionary grants (trust fund) ..............................
¥722
¥714
¥386
4510
Trust fund share of expenses ...................................
¥6,301
¥5,398
¥5,781
4511
Construction, National Park Service, Interior ............
¥1
¥2
¥4
4514
Appalachian development highway system ..............
¥9
¥111
¥67
4515
Border enforcement program .................................... ...................
¥23
¥58
4599
Outgo under current law (¥) ..................................
¥34,931
¥35,556
¥35,102
Unexpended balance, end of year:
8700 Uninvested balance .......................................................
3,626 ................... ...................
8701 Federal securities: Par value .........................................
24,115
24,247
22,235
1280
1281
1282
1283
1299

8799
05.99
06.10

Total appropriations ..................................................
Unobligated balance returned to receipts .....................

¥38,615
¥41,283
¥37,669
9 ................... ...................

07.99

Balance, end of year .....................................................

¥20,554

¥29,775

¥34,355

2001 actual

27,741

24,247

22,235

The following table shows the annual income and outlays
of programs funded by the highway account of the trust fund.
HIGHWAY TRUST FUND

Program and Financing (in millions of dollars)
Identification code 20–8102–0–7–401

Total balance, end of year ........................................

2002 est.

(HIGHWAY ACCOUNT ONLY)

2003 est.

[In millions of dollars]

Memorandum (non-add) entries:
92.01 Total investments, start of year: Federal securities:
Par value ................................................................... ...................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
24,115

2001 actual

2002 est.

2003 est.

24,247

24,247

Status of Funds (in millions of dollars)
2001 actual

0100
0101

Unexpended balance, start of year:
Uninvested balance .......................................................
U.S. Securities: Par value ..............................................

0199

Total balance, start of year ......................................
Cash income during the year:
Current law:
Receipts:
1200
Highway trust fund, deposits (Highway account)
1201
Highway Trust Fund deposits (Transit account)
Offsetting receipts (proprietary):
1220
CMIA receipts ........................................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

2002 est.

2003 est.

77
31,023

3,626 ...................
24,115
24,247

31,100

27,741

24,247

26,916
4,553

27,062
4,864

27,974
4,978

1 ................... ...................

PO 00000

20,372

18,126

27,019

27,198

28,111

29,200
20,372

29,444
18,126

28,934
17,303

22,235

The Highway Revenue Act of 1956, as amended, provides
for the transfer from the General Fund to the Highway Trust
Fund of revenue from the motor fuel tax and certain other
taxes paid by highway users. The Secretary of the Treasury
estimates the amounts to be transferred. In turn, appropriations are authorized from this fund to meet expenditures for
Federal-aid highways and other programs as specified by law.
This table shows the status of the resources of the Highway
Trust Fund relative to the obligational authority that has
been made available for programs financed by the trust fund.
The encumbered balance indicates the degree to which the
outstanding obligational authority exceeds the estimated cash
balances of the fund each year. Under the laws governing
the Highway Trust Fund, the amount of obligational authority
available at any time cannot exceed the actual cash balances
plus the amount of receipts estimated to be collected during
the following two years; for most other trust funds
obligational authority is limited to the actual receipts of the
fund.
The status of the fund is as follows:

Identification code 20–8102–0–7–401

22,553

Cash outgo during the year (outlays) .........................................
Unexpended balance, end of year ...............................................

24,115

Unexpended balance, start of year .............................................
Cash income during the year:
Total cash income ..................................................................

Frm 00030

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Note.—The invested balances shown above include both appropriated and unavailable balances.
f

FEDERAL-AID HIGHWAYS
(LIMITATION

ON OBLIGATIONS)

(HIGHWAY TRUST FUND)

None of the funds in this Act shall be available for the implementation or execution of programs, the obligations for which are in excess
of ø$31,799,104,000¿ $22,608,787,000 for Federal-aid highways and
highway safety construction programs for fiscal year 2003; and
$24,357,000 in budget authority to be derived from the Highway Trust
Fund for ø2002: Provided, That within the $31,799,104,000 obligation
limitation on Federal-aid highways and highway safety construction
programs, not more than $447,500,000 shall be available for the
implementation or execution of programs for transportation research
(sections 502, 503, 504, 506, 507, and 508 of title 23, United States
Code, as amended; section 5505 of title 49, Unites States Code, as
amended; and sections 5112 and 5204–5209 of Public Law 105–178)
for fiscal year 2002: Provided further, That this limitation on transportation research programs shall not apply to any funds authorized
under section 110 of title 23, United States Code, and allocated to
these programs, or to any authority previously made available for
obligation: Provided further, That within the $225,000,000 obligation
limitation on Intelligent Transportation Systems, the following sums
shall be made available for Intelligent Transportation System projects
that are designed to achieve the goals and purposes set forth in
section 5203 of the Intelligent Transportation Systems Act of 1998
(subtitle C of title V of Public Law 105–178; 112 Stat. 453; 23 U.S.C.
502 note) in the following specified areas:
Alameda-Contra Costa, California, $500,000;
Alaska statewide, $2,500,000;
Alexandria, Virginia, $750,000;
Arizona statewide EMS, $500,000;
Army trail road traffic signal coordination project, Illinois,
$300,000;

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FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION
Atlanta smart corridors, Georgia, $1,000,000;
Austin, Texas, $125,000;
Automated crash notification, UAB, Alabama, $2,500,000;
Bay County Area wide traffic signal system, Florida, $500,000;
Beaver County transit mobility manager, Pennsylvania, $800,000;
Brownsville, Texas, $250,000;
Carbondale technology transfer center, Pennsylvania, $1,000,000;
Cargo mate logistics and intermodal management, New York,
$1,250,000;
Central Ohio, $1,500,000;
Chattanooga, Tennessee, $2,000,000;
Chinatown intermodal transportation center, California,
$1,750,000;
Clark County, Washington, $1,000,000;
Commercial vehicle information systems and networks, New
York, $450,000;
Dayton, Ohio, $1,250,000;
Detroit, Michigan (airport), $1,500,000;
Durham, Wake Counties, North Carolina, $500,000;
Eastern Kentucky rural highway information, $2,000,000;
Fargo, North Dakota, $1,000,000;
Forsyth, Guilford Counties, North Carolina, $1,000,000;
Genesee County, Michigan, $1,000,000;
Great Lakes, Michigan, $1,500,000;
Guidestar, Minnesota, $6,000,000;
Harrison County, Mississippi, $500,000;
Hawaii statewide, $1,000,000;
Hoosier SAFE–T, Indiana, $2,000,000;
Houma, Louisiana, $1,000,000;
I–90 connector testbed, New York, $1,000,000;
Illinois statewide, $2,000,000;
Inglewood, California, $500,000;
Integrated transportation management system, Delaware statewide, $2,000,000;
Iowa statewide, $562,000;
Jackson Metropolitan, Mississippi, $500,000;
James Madison University, Virginia, $1,500,000;
Kansas City, Kansas, $500,000;
Kittitas County workzone traffic safety system, Washington,
$450,000;
Lansing, Michigan, $750,000;
Las Vegas, Nevada, $1,450,000;
Lexington, Kentucky, $750,000;
Libertyville traffic management center, Illinois, $760,000;
Long Island rail road grade crossing deployment, New York,
$1,000,000;
Macomb, Michigan (border crossing), $1,000,000;
Maine statewide (rural), $500,000;
Maryland statewide, $1,000,000;
Miami-Dade, Florida, $1,000,000;
Monterey-Salinas, California, $750,000;
Montgomery County ECC & TMC, Maryland, $1,000,000;
Moscow, Idaho, $1,000,000;
Nebraska statewide, $4,000,000;
New York statewide information exchange systems, New York,
$500,000;
New York, New Jersey, Connecticut (TRANSCOM), $2,500,000;
North Greenbush, New York, $1,000,000;
Oklahoma statewide, $3,000,000;
Oxford Mississippi, $500,000;
Pennsylvania statewide (turnpike), $500,000;
Philadelphia, Pennsylvania, $1,033,000;
Philadelphia, Pennsylvania (Drexel), $1,500,000;
Port of Long Beach, California, $500,000;
Port of Tacoma trucker congestion notification system, Washington, $200,000;
Roadside animal detection test-bed, Montana, $500,000;
Rochester-Genesse, New York, $800,000;
Rutland, Vermont, $750,000;
Sacramento, California, $3,000,000;
San Diego joint transportation operations center, California,
$1,500,000;
San Francisco central control communications, California,
$250,000;
Santa Anita, California, $300,000;
Santa Teresa, New Mexico, $750,000;
Shreveport, Louisiana, $750,000;
Silicon Valley transportation management center, California,
$700,000;

VerDate 11-MAY-2000

14:21 Jan 23, 2002

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Frm 00031

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745

South Carolina DOT, $3,000,000;
Southeast Corridor, Colorado, $7,000,000;
Southern Nevada (bus), $1,100,000;
Spillway road incident management system, Mississippi,
$600,000;
St. Louis, Missouri, $1,000,000;
Statewide
transportation
operations
center,
Kentucky,
$2,000,000;
Superior, I–39 corridor, Wisconsin, $2,500,000;
Texas statewide, $2,000,000;
Travel network, South Dakota, $2,325,000;
University of Arizona ATLAS Center, Arizona, $500,000;
Utah Statewide, $560,000;
Vermont statewide (rural), $1,500,000;
Washington statewide, $4,500,000;
Washington, D.C. metropolitan region, $2,000,000;
Wayne County road information management system, Michigan,
$1,500,000;
Wichita, Kansas, $1,200,000;
Wisconsin communications network, $310,000;
Wisconsin statewide, $1,000,000; and
Yakima County adverse weather operations, Washington,
$475,000;
Provided further, That, notwithstanding any other provision of law,
funds authorized under section 110 of title 23, United States Code,
for fiscal year 2002 shall be apportioned to the States in accordance
with the distribution set forth in section 110(b)(4)(A) and (B) of title
23, United States Code, except that before such apportionments are
made, $35,565,651 shall be set aside for the program authorized
under section 1101(a)(8)(A) of the Transportation Equity Act for the
21st Century, as amended, and section 204 of title 23, United States
Code; $31,815,091 shall be set aside for the program authorized under
section 1101(a)(8)(B) of the Transportation Equity Act for the 21st
Century, as amended, and section 204 of title 23, United States
Code; $21,339,391 shall be set aside for the program authorized under
section 1101(a)(8)(C) of the Transportation Equity Act for the 21st
Century, as amended, and section 204 of title 23, United States
Code; $2,586,593 shall be set aside for the program authorized under
section 1101(a)(8)(D) of the Transportation Equity Act for the 21st
Century, as amended, and section 204 of title 23, United States
Code; $25,579,000 shall be set aside for the program authorized under
section 129(c) of title 23, United States Code, and section 1064 of
the Intermodal Surface Transportation Efficiency Act of 1991, as
amended; $352,256,000 shall be set aside for the programs authorized
under sections 1118 and 1119 of the Transportation Equity Act for
the 21st Century, as amended; $3,348,128 shall be set aside for
the program authorized under section 1101(a)(11) of the Transportation Equity Act for the 21st Century, as amended and section
162 of title 23, United States Code; $76,025,000 shall be set aside
for the program authorized under section 118(c) of title 23, United
States Code; $62,450,000 shall be set aside for the program authorized under section 114(g) of title 23, United States Code; $251,092,600
shall be set aside for the program authorized under section 1221
of the Transportation Equity Act for the 21st Century, as amended;
$10,000,000 shall be set aside for the program authorized under
section 502(e) of title 23, United States Code; $56,300,000 shall be
available for border infrastructure improvements; $45,122,600 shall
be available for allocation by the Secretary for public lands highways;
and $23,896,000 shall be set aside and transferred to the Federal
Motor Carrier Safety Administration as authorized by section 102
of Public Law 106–159: Provided further, That, of the funds to be
apportioned to each State under section 110 for fiscal year 2002,
the Secretary shall ensure that such funds are apportioned for the
programs authorized under sections 1101(a)(1), 1101(a)(2), 1101(a)(3),
1101(a)(4), and 1101(a)(5) of the Transportation Equity Act for the
21st Century, as amended, in the same ratio that each State is
apportioned funds for such programs in fiscal year 2002 but for this
section¿ 2003: Provided, That of the funds available under section
104(a) of title 23, U.S.C., $6,000,000 shall be available for environmental streamlining activities, which may include making grants to,
or entering into contracts, cooperative agreements, and other transactions, with a Federal agency, State agency, local agency, authority,
association, nonprofit or for-profit corporation, or institution of higher
education: Provided further, That the limitation on credit amounts
provided in section 188(c) of title 23, U.S.C., shall remain available
until expended.

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746

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
22.75

FEDERAL-AID HIGHWAYS—Continued
(LIQUIDATION

OF CONTRACT AUTHORIZATION)

(HIGHWAY

TRUST FUND)

Notwithstanding any other provision of law, for carrying out the
provisions of title 23, United States Code, that are attributable to
Federal-aid highways, including the National Scenic and Recreational
Highway as authorized by 23 U.S.C. 148, not otherwise provided,
including reimbursement for sums expended pursuant to the provisions of 23 U.S.C. 308, ø$30,000,000,000¿ $29,000,000,000 or so much
thereof as may be available in and derived from the Highway Trust
Fund, to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
øEMERGENCY
ø(HIGHWAY

RELIEF PROGRAM¿
TRUST FUND)¿

øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for the ‘‘Emergency Relief
Program’’, as authorized by section 125 of title 23, United States
Code, $75,000,000, to be derived from the Highway Trust Fund and
to remain available until expended, to be obligated from amounts
made available in Public Law 107–38.¿ (Emergency Supplemental
Act, 2002.)

Balance of contract authority withdrawn ......................

¥31 ................... ...................

23.90
23.95
23.98
24.40
24.49

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......
Unobligated balance carried forward, end of year:
Contract authority .....................................................

57,106
62,876
61,553
¥29,445
¥32,512
¥23,508
¥8 ................... ...................
159 ................... ...................

24.99

New budget authority (gross), detail:
Discretionary:
Appropriation (trust fund):
40.26
Appropriation (trust fund) ....................................
40.26
Appropriation (trust fund, definite) (Emergency
relief) ................................................................
40.49
Portion applied to liquidate contract authority ........
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)
41.00
Transferred to other accounts ...................................
43.00
49.36
60.26
66.10
66.10

Program and Financing (in millions of dollars)

66.90
2001 actual

Identification code 69–8083–0–7–401

Obligations by program activity:
Direct program:
Programs subject to obligation limitation:
00.01
Direct loan subsidy—[TIFIA] ................................
112
00.02
Guaranteed loan subsidy [TIFIA] .......................... ...................
00.03
Line of credit [TIFIA] ............................................. ...................
00.09
Administrative expenses [TIFIA] ............................
2
00.11
Surface transportation program ...........................
7,126
00.12
National highway program ...................................
5,445
00.13
Interstate maintenance .........................................
4,108
00.14
Bridge program .....................................................
3,036
00.15
Congestion mitigation and air quality improvement .................................................................
884
00.16
Minimum guarantee ..............................................
2,005
00.17
Safety incentive grants for use of seat belts
93
00.21
Intelligent transportation systems (ITS) standards, research and development .....................
86
00.22
ITS deployment ......................................................
86
00.23
Transportation research ........................................
201
00.24
Federal lands highways ........................................
636
00.26
National corridor planning and coordinated border infrastructure .............................................
122
00.27
Administration [Federal-aid highways] ................
317
00.28
Other programs .....................................................
1,753
00.29
High priority projects ............................................
1,159
00.30
Woodrow Wilson memorial bridge .........................
342
00.31
Appalachian development highway system ..........
321
00.91

2002 est.

2003 est.

68.00
68.10
90
8
9
2
6,960
5,955
5,021
4,301

85
5
4
2
4,932
4,243
3,524
3,025

1,692
1,573
110

1,198
1,829
83

120
167
262
855

82
91
179
515

509
334
793
1,415
305
721

104
342
305
1,479
167
329

31,202

22,523

02.11
02.13
02.14
02.15
02.16

Programs subject to obligation limitation .......
27,834
Programs exempt from obligation limitation:
Programs exempt from obligation limitation:
Emergency relief program ................................
88
Minimum allocation/guarantee ........................
745
Demonstration projects ....................................
160
Reestimate on direct loan subsidy ........................... ...................
Interest on reestimates of direct loan subsidy ........ ...................

02.91
03.01

Programs exempt from obligation limitation .......
Emergency supplementals .........................................

993
566

06.00
09.01

Total direct program .............................................
Reimbursable program ..................................................

29,393
52

32,420
92

23,416
92

10.00

Total new obligations ................................................

29,445

32,512

23,508

21.40
21.49

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Unobligated balance carried forward, start of year:
Contract authority .....................................................

21.99
22.00
22.21

Total unobligated balance carried forward, start
of year ...................................................................
New budget authority (gross) ........................................
Unobligated balance transferred to other accounts

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11
24,103

125
100
595
622
245
171
18 ...................
1 ...................
984
893
234 ...................

159 ...................
27,494

Frm 00032

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30,364

38,045

27,653

30,364

38,045

28,023

30,024

29,024

720
75 ...................
¥26,709
¥30,000
¥29,000
¥2 ................... ...................
¥1,291 ................... ...................

Appropriation (total discretionary) ........................
741
99
24
Unobligated balance rescinded .................................
¥15
¥52 ...................
Mandatory:
Appropriation (trust fund, indefinite) ....................... ...................
19 ...................
Contract authority:
Contract authority transfer to Federal Transit
Administration ..................................................
¥1,291 ................... ...................
Contract authority .................................................
33,545
35,065
31,073
Contract authority (total mandatory) ...................
Spending authority from offsetting collections:
Discretionary:
Offsetting collections (cash) ................................
Change in uncollected customer payments from
Federal sources (unexpired) .............................

32,254

35,065

31,073

52

92

92

¥1 ................... ...................

68.90

Spending authority from offsetting collections
(total discretionary) .....................................

51

92

92

70.00

Total new budget authority (gross) ..........................

33,031

35,223

31,189

36,564
29,445
¥27,320

38,689
32,512
¥28,344

42,857
23,508
¥27,833

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
75.01 Obligated balance, start of year: Contract authority
75.02 Obligated balance, end of year: Contract authority
72.40
73.10
73.20
74.00

1 ................... ...................
38,689
42,857
38,532
35,958
29,602
32,507
29,602
32,507
32,437

86.90
86.93
86.97
86.98

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

8,187
17,881
267
984

8,722
18,358
219
1,045

6,220
20,435
260
918

87.00

Total outlays (gross) .................................................

27,320

28,344

27,833

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
¥52 ................... ...................
88.40
Non-Federal sources ............................................. ...................
¥10
¥10
88.45
Offsetting governmental collections (from nonFederal sources) ............................................... ...................
¥82
¥82
88.90
88.95

89.00
90.00

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥52

¥92

¥92

1 ................... ...................

32,980
27,269

35,131
28,252

31,097
27,741

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

30,364

24,114
27,653
30,364
33,031
35,223
31,189
¥8 ................... ...................

PO 00000

Total unobligated balance carried forward, end of
year .......................................................................

27,494

2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

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32,957
27,245

2002 est.

35,107
28,228

2003 est.

31,073
27,717

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2001 actual

Identification code 69–8083–0–7–401

Direct loan levels supportable by subsidy budget authority:
115001 Direct loan .....................................................................
874
115002 Line of credit ................................................................. ...................

2002 est.

2003 est.

2,000
200

1,914
100

874

2,200

2,014

10.99
0.00

4.50
4.71

4.44
3.93

132901 Weighted average subsidy rate .....................................
10.99
Direct loan subsidy budget authority:
133001 Direct loan .....................................................................
96
133002 Line of credit ................................................................. ...................
133003 Subsidy reestimate ........................................................ ...................

5.36

4.41

133901 Total subsidy budget authority ......................................
96
Direct loan subsidy outlays:
134001 Direct loan ..................................................................... ...................
134002 Line of credit ................................................................. ...................

118

89

34
9

52
4

134901 Total subsidy outlays ..................................................... ...................

43

56

Guaranteed loan levels supportable by subsidy budget
authority:
215001 Loan guarantee .............................................................. ...................

200

100

200

100

3.97

4.35

232901 Weighted average subsidy rate .....................................
0.00
Guaranteed loan subsidy budget authority:
233001 Loan guarantee .............................................................. ...................

3.97

4.35

8

5

233901 Total subsidy budget authority ...................................... ...................
Guaranteed loan subsidy outlays:
234001 Loan guarantee .............................................................. ...................

8

5

2

4

234901 Total subsidy outlays ..................................................... ...................

2

4

Administrative expense data:
351001 Budget authority ............................................................
1
358001 Outlays from balances ................................................... ...................
359001 Outlays from new authority ...........................................
1

2
2
1 ...................
2
2

115901 Total direct loan levels ..................................................
Direct loan subsidy (in percent):
132001 Direct loan .....................................................................
132002 Line of credit .................................................................

215901 Total loan guarantee levels ........................................... ...................
Guaranteed loan subsidy (in percent):
232001 Loan guarantee ..............................................................
0.00

90
85
9
4
19 ...................

The Federal-Aid Highways (FAH) program is designed to
aid in the development, operations and management of an
intermodal transportation system that is economically efficient, environmentally sound, provides the foundation for the
Nation to compete in the global economy, and moves people
and goods safely.
All programs included within FAH are financed from the
Highway Trust Fund and most are distributed via apportionments and allocations to States. Liquidating cash appropriations are subsequently requested to fund outlays resulting
from obligations incurred under contract authority. The budget proposes to fund most programs from within the FederalAid Highway obligation limitation. Emergency Relief and a
portion of the Minimum Guarantee program ($639 million)
will be exempt from the limitation.
The FAH program is funded by contract authority found
in the Transportation Equity Act for the 21st Century (TEA–
21), which authorizes surface transportation programs
through 2003, as described below.
Surface Transportation Program (STP).—STP funds may
be used by States and localities for projects on any Federalaid highway, bridge projects on any public road, transit capital projects, and intracity and intercity bus terminals and
facilities. A portion of the funds reserved for rural areas may
be used on rural minor collectors. TEA–21 set aside 10%
of STP funds for transportation enhancements and 10% for
safety and also provides State sub-allocations including the
special rule for areas less than 5,000 population. Prior to
apportionment, funds are set aside for Railway-Highway

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747

Crossing Hazard Elimination in High Speed Rail Corridors
and for Operation Lifesaver.
National highway system (NHS).—The NHS program provides funding for a designated National Highway System consisting of roads that are of primary Federal interest. The
NHS consists of the current Interstate, other rural principal
arterials, urban freeways and connecting urban principal arterials, and facilities on the Defense Department’s designated
Strategic Highway Network, and roads connecting the NHS
to intermodal facilities. Legislation designating the 161,000
mile system was enacted in 1995 and TEA–21 added to the
system the highways and connections to transportation facilities identified in the May 24, 1996 report to Congress.
Interstate maintenance (IM).—The IM program finances
projects to rehabilitate, restore, resurface and reconstruct the
Interstate system. Reconstruction that increases capacity,
other than HOV lanes, is not eligible for IM funds.
Emergency relief.—The Emergency Relief (ER) program provides funds for the repair or reconstruction of Federal-aid
highways and bridges and Federally-owned roads and bridges
which have suffered serious damage as the result of natural
disasters or catastrophic failures. The ER program supplements the commitment of resources by States, their political
subdivisions, or Federal agencies to help pay for unusually
heavy expenses resulting from extraordinary conditions. Title
23, U.S.C., contains an annual authorization of $100 million
for the ER program.
Bridge replacement and rehabilitation.—The bridge program enables States to respond to the problem of unsafe
and inadequate bridges. The funds are available for use on
all bridges, including those on roads functionally classified
as rural minor collectors and as local. Highway bridges designated as a hazard to navigation by the U.S. Coast Guard
are eligible for funding under the bridge program.
Congestion mitigation and air quality improvement program
(CMAQ).—The CMAQ program directs funds toward transportation projects and programs to help meet and maintain national ambient air quality standards for ozone, carbon monoxide, and particulate matter. A minimum 1⁄2 percent of the
apportionment is guaranteed to each State.
Federal lands.—This category includes Public Lands Highways, including Forest Highways; Park Roads and Parkways;
Indian Reservation Roads; and Refuge Roads. Roads funded
under this program are open to public travel. State and local
roads (29,500 miles) that provide important access within the
National Forest System are designated Forest Highways.
These roads should not be confused with the Forest Development Roads, which are under the jurisdiction of the Forest
Service. Park roads and Parkways (8,000 miles) are owned
by the National Park Service and provide access within the
National Park System. Indian Reservation Roads program
consists of the Bureau of Indian Affairs road system (25,000
miles) and State and local roads (25,000 miles) that provide
access within Indian lands. There are approximately 4,250
miles which are under the jurisdiction of the Fish and Wildlife
Service. The new category of Refuge Roads consists of public
roads that provide access to or within the National Wildlife
Refuge System.
Border planning and infrastructure program.—The border
planning and infrastructure program provides funds to make
grants to State and local governments and Federal inspection
agencies to facilitate planning and construction of facilities
to improve the flow of people and goods in corridors of national significance and at our Nation’s borders. Of these
funds, $47 million is proposed to be set aside for state border
safety inspection facilities at the southern border.
Transportation infrastructure finance and innovation act
(TIFIA) program.—The TIFIA program will provide funds to
assist in the development of nationally-significant transportation projects. The goal is to encourage the development

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748

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

FEDERAL-AID HIGHWAYS—Continued
ø(HIGHWAY

TRUST FUND)¿—Continued

of large, capital-intensive infrastructure facilities through
public-private partnerships consisting of State or local government and one or more private sector firms. It will encourage
more private sector and non-Federal participation, and build
on the public’s willingness to pay user fees to receive the
benefits and services of transportation infrastructure sooner
than would be possible under traditional funding techniques.
Loans, loan guarantees, and stand-by lines of credit may be
used to secure junior lien debt or other obligations requiring
credit enhancement. The Administration proposes to make
the TIFIA credit levels in TEA–21 available until expended.
As required by the Federal Credit Reform Act of 1990,
this account records, for this program, the subsidy costs associated with the direct loans obligated in 1992 and beyond
(including modifications of direct loans or loan guarantees
that resulted from obligations or commitments in any year),
as well as administrative expenses of this program. The subsidy amounts are estimated on a present value basis; the
administrative expenses are estimated on a cash basis.
Federal highway research and technology.—The research
and technology program develops new transportation technology that can be applied nationwide. Activities include surface transportation research, technology deployment, training
and education, University Transportation Research, and funding for State research, development, and technology implementation.
Intelligent Transportation Systems (ITS).—The ITS program
is a cooperative, public/private initiative to research, develop,
test and evaluate advanced electronic and information systems that can improve the safety, operational efficiency, and
productivity of the existing surface transportation infrastructure. It includes the ITS research and development program
and the ITS deployment incentives program. The ITS research
and development program supports the development of the
next generation of ITS technologies, including the Intelligent
Vehicle Initiative; the development and maintenance of the
National ITS architecture and standards; and the deployment
of integrated ITS systems through guidance documents, training, and technical assistance. The ITS deployment incentive
program supports the integration of existing ITS systems in
metropolitan areas, integration and infrastructure deployment
in rural areas; and the deployment of the commercial vehicle
information systems and networks (CVISN).
Revenue Aligned Budget Authority (RABA).—The budget authority and obligation limitation for Federal-aid highway programs funded from the Highway Account (HA) of the Highway
Trust Fund (HTF) is adjusted to reflect changes in tax receipt
estimates of the HA of the HTF. The Federal-aid highway
obligation limitation will be adjusted downward by $4,965
million in 2003.
Miscellaneous.—This category includes Scenic Byways,
Highway Use Tax Evasion Projects, National Recreational
Trails, Value Pricing, Ferry Boats, Commonwealth of Puerto
Rico Highway Program, Environmental Streamlining, Miscellaneous Studies, Reports, and Projects, and Transportation
and Community and System Preservation.

22.0
25.2
26.0
31.0
32.0
41.0
93.0

Transportation of things ...........................................
Other services ............................................................
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................
Limitation on general operating expenses (see separate schedule) .....................................................

1
72
4
2
215
28,049
294

310

318

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................
Allocation Account:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

28,673
52

32,026
92

23,040
92

49
8
2

26
4
1

25
3
1

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Transportation of things ...........................................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Operation and maintenance of equipment ...............
Supplies and materials .............................................
Equipment .................................................................
Land and structures ..................................................
Grants, subsidies, and contributions ........................

59
11
4
2
1

31
6
2
1
1

29
5
2
1
1

6
297

3
158

3
151

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
25.2
25.3
25.4
25.7
26.0
31.0
32.0
41.0

1
96
4
2
313
31,261

1
89
4
2
344
22,241

14
8
7
1 ................... ...................
9
5
4
10
5
5
4
2
2
7
4
4
272
144
138

99.0

Allocation account ................................................

697

370

352

99.9

Total new obligations ................................................

29,422

32,488

23,484

Obligations are distributed as follows:
Transportation:
Federal Highway Administration ....................................
Bureau of Transportation Statistics ..............................
National Highway Traffic Safety Administration ...........
Federal Transit Administration ......................................
Federal Motor Carrier Safety Administration .................

28,665
37
307
8
..................

31,731
53
257
..................
5

22,943
31
83
..................
..................

39

18

19

269
33
4
8

294
16
1
19

290
4
1
19

..................

1

1

..................

1

..................

Agriculture:
Forest Service .................................................................
Interior:
Bureau of Indian Affairs ................................................
National Park Service ....................................................
Bureau of Land Management ........................................
U.S. Fish and Wildlife Service .......................................
Defense:
Corps of Engineers ........................................................
Military Traffic Management Command:
Transportation Engineering Agency ...............................

Personnel Summary
2001 actual

Identification code 69–8083–0–7–401

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................
Allocation account:
3001 Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

2003 est.

1001

464

413

413

8

4

4

102

161

183

f

FEDERAL HIGHWAY ADMINISTRATION

Object Classification (in millions of dollars)

LIMITATION ON ADMINISTRATIVE EXPENSES
2001 actual

Identification code 69–8083–0–7–401

2002 est.

2003 est.

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

21
1
2

22
1
2

24
1
2

11.9
12.1
21.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................

24
5
7

25
6
8

27
6
8

PO 00000

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Necessary expenses for administration and operation of the Federal
Highway Administration, not to exceed ø$311,000,000¿ $317,732,000
shall be paid in accordance with law from appropriations made available by this Act to the Federal Highway Administration together
with advances and reimbursements received by the Federal Highway
Administrationø: Provided, That of the funds available under section
104(a)(1)(A) of title 23, United States Code: $7,500,000 shall be available for ‘‘Child Passenger Protection Education Grants’’ under section
2003(b) of Public Law 105–178, as amended; $4,000,000 shall be

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FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION

Program and Financing (in millions of dollars)
2001 actual

Program by activities:
Program direction and coordination:
Executive direction .............................................................
Corporate management ......................................................
Legal services .....................................................................
Public affairs ......................................................................
Civil rights ..........................................................................
General program support:
Policy ..................................................................................
Research and development ................................................
Administrative support .......................................................
Professional development ...................................................
Career development programs ...........................................
Highway programs:
Infrastructure ......................................................................
Planning and environment .................................................
Operations ..........................................................................
Federal lands highway office .............................................
Other highway programs ....................................................
Field operations and resource centers ...................................

2002 est.

2003 est.

2
2
7
1
2

2
2
8
1
2

2
2
8
1
2

9
12
99
2
2

10
13
103
2
2
12
11
9
14
6
124

12
12
8
14
0
130

Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Transportation of things ................................................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................
Limitation on expenses ..................................................
Limitation acct—direct obligations .....................

62
69
71
14
9
9
2 ................... ...................
18
21
24
10
10
10
3
1
1
43
41
35
3
2
2
8
5
5
¥294
¥311
¥318
23

24

24

Personnel Summary

10
13
104
2
2

10
10
7
12
7
112

12.1
21.0
22.0
23.1
23.3
24.0
25.2
26.0
31.0
93.0
99.0

available for motor carrier safety research; $841,000 shall be available for the motor carrier crash data improvement program;
$6,000,000 shall be available for the nationwide differential global
positioning system program; and $1,500,000 for environmental
streamlining activities¿. (Department of Transportation and Related
Agencies Appropriations Act, 2002; additional authorizing legislation
required.)

749

2001 actual

Identification code 69–8083–0–7–401

6001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2,263

2002 est.

2,422

2003 est.

2,412

f

APPALACHIAN DEVELOPMENT HIGHWAY SYSTEM
(HIGHWAY

TRUST FUND)

Note.—2001 appropriations were provided by sections 326 and 378 of the Department of Transportation and
Related Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–346.

Program and Financing (in millions of dollars)
Total obligations ............................................................
Financing:
Reimbursable programs .....................................................
Unobligated balance available, start of year ....................
Unobligated balance available, end of year ......................

295

319

321

0
¥6
5

¥4
¥5
0

¥4
0
0

Limitation ................................................................................

294

310

318

Relation of obligations to outlays:
Total obligations .....................................................................
Obligated balance, start of year ............................................
Obligated balance, end of year ..............................................

295
402
¥370

319
370
¥347

321
347
¥338

Outlays from limitation ......................................................

327

342

331

Object Classification (in millions of dollars)
2001 actual

2002 est.

2003 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

149
2
3

172
2
3

179
3
3

11.9

Total personnel compensation ..............................

154

177

185

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00.01
00.02

Obligations by program activity:
Section 326 of P.L. 106–346 ........................................
Section 378 of P.L. 106–346 ........................................

10.00

This limitation provides for the salaries and expenses of
the Federal Highway Administration. Resources are allocated
from the Federal-aid highways program.
Program direction and coordination.—Provides overall management of the highway transportation program, including
formulation of multi-year and long-range policy plans and
goals for highway programs; safety programs that focus on
high risk areas through technical assistance, research, training, analysis, and public information; development of data
and analysis for current and long-range programming; administrative support services for all elements of the FHWA; and
training opportunities for highway related personnel.
Highway programs.—Provides engineering guidance to Federal and State agencies and to foreign governments, and conducts a program to encourage use of modern traffic engineering procedures to increase the vehicle-carrying capacity of
existing highways and urban streets; and finances construction skill training programs for disadvantaged workers hired
by contractors on federally aided highway projects.
Field operations.—Provides staff advisory and support services in field offices of the Federal Highway Administration;
and provides program and engineering supervision through
division offices.

Identification code 69–8083–0–7–401

2001 actual

Identification code 69–8072–0–7–401

Total new obligations (object class 25.2) ................

21.40
22.00
23.90
23.95
24.40

2002 est.

2003 est.

55 ................... ...................
139
60 ...................
194

60 ...................

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
60 ...................
New budget authority (gross) ........................................
254 ................... ...................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

254
60 ...................
¥194
¥60 ...................
60 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)

255 ................... ...................
¥1 ................... ...................

43.00

254 ................... ...................

Appropriation (total discretionary) ........................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
Total new obligations ....................................................
194
Total outlays (gross) ......................................................
¥9
Obligated balance, end of year .....................................
185

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
9 ................... ...................
Outlays from discretionary balances ............................. ...................
111
67

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

9

185
134
60 ...................
¥111
¥67
134
67

111

67

254 ................... ...................
9
111
67

Funding for this program will be used for the necessary
expenses for the Appalachian Development Highway System
(ADHS) as distributed to the following states: Alabama, Georgia, Kentucky, Maryland, Mississippi, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia,
and West Virginia. Funding also has been included for construction of and improvements to Corridor D in the State
of West Virginia and Corridor X in the State of Alabama.
No further appropriation is requested.

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750

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
87.00

Total outlays (gross) .................................................

48

73

38

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

50
48

38
73

38
38

HIGHWAY-RELATED SAFETY GRANTS
(HIGHWAY

TRUST FUND)

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8019–0–7–401

2002 est.

2003 est.

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
1
1 ...................
73.20 Total outlays (gross) ...................................................... ...................
¥1 ...................
74.40 Obligated balance, end of year .....................................
1 ................... ...................

86.93

Outlays (gross), detail:
Outlays from discretionary balances ............................. ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ...................
1 ...................

1 ...................

The Highway Safety Act of 1970 authorized grants to States
and communities for implementing and maintaining highwayrelated safety standards. TEA–21 authorizes a consolidated
state and community highway safety formula grant program,
and therefore this schedule reflects spending of prior year
balances.
f

MISCELLANEOUS TRUST FUNDS
Unavailable Collections (in millions of dollars)
2001 actual

Identification code 69–9971–0–7–999

2002 est.

Miscellaneous Trust Funds contains the following programs
financed out of the highway trust fund and reimbursed by
the requesting parties.
Cooperative work, forest highways.—Contributions are received from States and counties in connection with cooperative engineering, survey, maintenance, and construction
projects for forest highways.
Contributions for highway research programs.—In association with the General Services Administration and the Department of Defense, tests of highway equipment are conducted for the purpose of establishing performance standards
upon which to base specifications for use by the Government
in purchasing such equipment.
Advances from State cooperating agencies.—Funds are contributed by the State highway departments or local subdivisions thereof for construction and/or maintenance of roads
or bridges. The work is performed under the supervision of
the Federal Highway Administration.
International highway transportation outreach.—Funds are
collected to inform the domestic highway community of technological innovations, promote highway transportation expertise internationally, and increase transfers of transportation
technology to foreign countries.

2003 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Advances from State cooperating agencies and Foreign governments ......................................................
32
25
25
02.21 Advances for highway research program ...................... ...................
5
5
02.22 Contributions from States, etc., cooperative work, forest highways, FHA, M ................................................
16
3
3
02.40 Advances from other Federal agencies, FHA miscellaneous trust, DOT .......................................................
2
5
5

Object Classification (in millions of dollars)

01.99

02.99

Total receipts and collections ...................................
Appropriations:
05.00 Miscellaneous trust funds .............................................
07.99

50

38

38

¥50

¥38

¥38

2001 actual

Identification code 69–9971–0–7–999

2002 est.

2003 est.

11.1
25.2

Personnel compensation: Full-time permanent .............
Other services ................................................................

2
40

2
54

2
54

99.9

Total new obligations ................................................

42

56

56

Personnel Summary
2001 actual

Identification code 69–9971–0–7–999

1001

Balance, end of year ..................................................... ................... ................... ...................

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

31

66

2003 est.

66

f

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–9971–0–7–999

2002 est.

MISCELLANEOUS HIGHWAY TRUST FUNDS

2003 est.

00.01
00.03
00.04

Obligations by program activity:
Cooperative work, forest highways ................................
Contributions for highway research programs ..............
Advances from State cooperating agencies ..................

4
1
37

7
6
43

7
6
43

10.00

Total new obligations ................................................

42

56

56

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

50
50

59
38

41
38

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

100
¥42
59

97
¥56
41

79
¥56
22

Note.—2001 appropriations were provided by section 378 of the Department of Transportation and Related
Agencies Appropriations Act, 2001, as enacted by section 101(a) of P.L. 106–346 and by sections 1109, 1121,
and 1128 of Division A of H.R. 5666, Miscellaneous Appropriations Act, 2001, as enacted by section 1(a)(4)
of P.L. 106–554.

ø(HIGHWAY

TRUST FUND)¿

øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Miscellaneous Appropriations’’, including the operation and construction of ferries and ferry
facilities, $100,000,000, to be derived from the Highway Trust Fund,
to remain available until expended, and to be obligated from amounts
made available in Public Law 107–38.¿ (Emergency Supplemental
Act, 2002.)
Program and Financing (in millions of dollars)

New budget authority (gross), detail:
Mandatory:
60.26
Appropriation (trust fund) .........................................

38

33
42
¥48
27

27
56
¥73
11

11
56
¥38
29

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

41
7

31
42

31
7

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Jkt 189685

2002 est.

2003 est.

38

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

86.97
86.98

2001 actual

Identification code 69–9972–0–7–401

50

00.04
00.26
00.27

Obligations by program activity:
Highway safety improvement demonstration project ....
Highway projects ............................................................
Miscellaneous highway projects ....................................

1
6
401

1
5
350

1
5
250

10.00

Total new obligations (object class 41.0) ................

408

356

256

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23
1,210

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825
569
100 ...................

FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION
Trust Funds

DEPARTMENT OF TRANSPORTATION
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

1,233
¥408
825

925
¥356
569

569
¥256
313

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)

1,213
100 ...................
¥3 ................... ...................

43.00

Appropriation (total discretionary) ........................

1,210

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

83
408
¥76
415

21.40
21.49
21.99

100 ...................

415
356
¥306
465

465
256
¥309
412

Outlays (gross), detail:
86.90 Outlays from new discretionary authority ..................... ...................
86.93 Outlays from discretionary balances .............................
76

27 ...................
279
309

87.00

Total outlays (gross) .................................................

76

306

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1,210
76

309

100 ...................
306
309

22.00
22.22
23.90
23.95
24.40
24.49

Total unobligated balance carried forward, end of
year .......................................................................

68.00

7 ...................

2
8 ...................
102
114
138
8 ................... ...................
112
122
138
¥104
¥123
¥130
1 ................... ...................
7 ...................

8

8 ...................

8

95
¥92

113
¥110

Appropriation (total discretionary) ........................
3
Unobligated balance rescinded ................................. ...................
Mandatory:
Contract authority .....................................................
91
Discretionary:
Spending authority from offsetting collections: Offsetting collections (cash) .....................................
8

120
¥117

3
3
¥7 ...................
109

125

9

10

Trust Funds

70.00

Total new budget authority (gross) ..........................

102

114

138

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

18
104
¥88
34

34
123
¥146
11

11
130
¥129
12

86.90
86.93

FEDERAL MOTOR CARRIER SAFETY
ADMINISTRATION

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

69
19

111
35

118
11

87.00

Total outlays (gross) .................................................

88

146

129

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥8

¥9

¥10

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

94
80

105
137

128
119

MOTOR CARRIER SAFETY
LIMITATION ON OBLIGATIONS ADMINISTRATIVE EXPENSES
RESCISSION OF FUNDS)¿

For necessary expenses for administration of motor carrier safety
programs and motor carrier safety research, pursuant to section
104(a)(1)(B) of title 23, United States Code, not to exceed
ø$110,000,000¿ $117,464,000 shall be paid in accordance with law
from appropriations made available by this Act and from any available takedown balances to the Federal Motor Carrier Safety Administration, together with advances and reimbursements received by the
øFederal Motor Carrier Safety¿ Administrationø: Provided, That such
amounts shall be available to carry out the functions and operations
of the Federal Motor Carrier Safety Administration¿, of which
$7,000,000, to remain available until September 30, 2006, is for the
research and technology program; $3,000,000 is for reviews of conditional motor carriers and regulatory development; $5,000,000 is for
the collection and analysis of data on commercial motor vehicle crashes, including crash causation, as authorized; $375,000 is for a tollfree hotline for reporting safety violations, as authorized; and
$10,000,000 is for the commercial driver’s license improvement program; and $2,995,000 in budget authority, to be derived from the
Highway Trust Fund for 2003.
øOf the unobligated balances authorized under 23 U.S.C.
104(a)(1)(B), $6,665,342 are rescinded.¿ (P.L. 106–159, sec. 225(e);
P.L. 105–178, sec. 4017, as amended by P.L. 106–159, sec. 213; Department of Transportation and Related Agencies Appropriations Act,
2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8055–0–7–401

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Administration ...........................................................
00.02
Research and technology ..........................................
00.03
Motor carrier safety programs ..................................

81
10
4

103
1
10

95
7
18

01.00
09.01

Subtotal, Direct program ...........................................
Reimbursable program ..................................................

95
8

114
9

120
10

10.00

Total new obligations ................................................

104

123

130

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Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......
Unobligated balance carried forward, end of year:
Contract authority .....................................................

1 ...................

72.40
73.10
73.20
74.40

f

ø(INCLUDING

Total unobligated balance carried forward, start
of year ...................................................................
New budget authority (gross) ........................................
Unobligated balance transferred from other accounts

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.49
Portion applied to liquidate contract authority ........

66.10

No further budget authority is requested for 2003. Accounts
in this consolidated schedule show the obligation and outlay
amounts made available in prior years.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
2
Unobligated balance carried forward, start of year:
Contract authority ..................................................... ...................

24.99

43.00
49.36

751

14:21 Jan 23, 2002

Jkt 189685

89.00
90.00

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

2002 est.

91
77

102
134

2003 est.

125
116

Status of Contract Authority (in millions of dollars)
2001 actual

Identification code 69–8055–0–7–401

2002 est.

2003 est.

0100

Balance, start of year .................................................... ...................
7 ...................
Contract authority:
0200 Contract authority ..........................................................
91
102
125
0340 Unobligated balance transferred ...................................
8 ................... ...................
0400 Appropriation to liquidate contract authority ................
¥92
¥110
¥117
0700 Balance, end of year .....................................................
7 ...................
8

This limitation provides resources to support motor carrier
safety program activities and maintain the agency’s administrative infrastructure. Funding will support regulatory development, safety outreach and nationwide motor carrier enforcement efforts. Resources are also provided to fund motor carrier safety research and technology, maintain legislativelymandated funding levels for both the motor carrier crash
data improvement program and 24-hour safety telephone hot-

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752

FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

MOTOR CARRIER SAFETY—Continued
RESCISSION OF FUNDS)¿—Continued

ø(INCLUDING

line, and continue the State commercial driver’s license (CDL)
improvement program.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–8055–0–7–401

11.1
11.3
11.9
12.1
21.0
23.1
25.2
25.5
26.0
31.0
41.0

2002 est.

66.10
66.62

2003 est.

40
1

49
2

45
2

Total personnel compensation .........................
41
Civilian personnel benefits .......................................
14
Travel and transportation of persons .......................
5
Rental payments to GSA ...........................................
4
Other services ............................................................
18
Research and development contracts .......................
9
Supplies and materials .............................................
1
Equipment .................................................................
3
Grants, subsidies, and contributions ........................ ...................

51
19
7
5
22
1
1
3
5

47
18
6
7
25
4
1
2
10

Direct obligations ..................................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................

99.9

43.00

177
¥177

206
¥206

190
¥190

Appropriation (total discretionary) ........................ ................... ................... ...................
Mandatory:
Contract authority .....................................................
177
182
190
Transferred from other accounts .............................. ...................
24 ...................

66.90

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................

99.0
99.0
99.5

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.49
Portion applied to liquidate contract authority ........

95
114
120
8
9
10
1 ................... ...................

Total new obligations ................................................

104

123

130

Contract authority (total mandatory) ...................

177

206

190

70.00

Total new budget authority (gross) ..........................

177

206

190

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

85
176
¥122
138

138
206
¥196
148

148
190
¥201
137

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

37
85

58
138

53
148

87.00

Total outlays (gross) .................................................

122

196

201

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

177
122

206
196

190
201

Personnel Summary
2001 actual

Identification code 69–8055–0–7–401

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

2003 est.

Status of Contract Authority (in millions of dollars)

857

732

52

52

52

f

NATIONAL MOTOR CARRIER SAFETY PROGRAM
(LIQUIDATION

OF CONTRACT AUTHORIZATION)

(LIMITATION

ON OBLIGATIONS)

(HIGHWAY TRUST FUND)

Notwithstanding any other provision of law, for payment of obligations incurred in carrying out 49 U.S.C. 31102, 31106 and 31309,
ø$205,896,000¿ $190,000,000, to be derived from the Highway Trust
Fund and to remain available until expended: Provided, That none
of the funds in this Act shall be available for the implementation
or execution of programs the obligations for which are in excess
of ø$182,000,000¿ $190,000,000 for ‘‘Motor Carrier Safety Grants,’’
and ‘‘Information Systems’’ø: Provided further, That notwithstanding
any other provision of law, of the $23,896,000 provided under 23
U.S.C. 110, $18,000,000 shall be for border State grants and
$4,837,000 shall be for State commercial driver’s license program
improvements¿. (Department of Transportation and Related Agencies
Appropriations Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8048–0–7–401

2001 actual

Identification code 69–8048–0–7–401

663

2002 est.

2003 est.

0100

Balance, start of year ....................................................
Contract authority:
0200 Contract authority ..........................................................
0400 Appropriation to liquidate contract authority ................
0700 Balance, end of year .....................................................

2002 est.

2003 est.

2

3

3

177
¥177
3

206
¥206
3

190
¥190
3

The National Motor Carrier Safety Program is funded at
$190 million in 2003, of which $165 million is dedicated to
Motor carrier safety assistance program (MCSAP) state
grants. Grants will be used to increase the number of compliance reviews in states; identify and apprehend traffic violators; increase the volume of roadside inspections; improve
State commercial driver’s license oversight activities; and support State border enforcement efforts. $20 million is included
for the Information systems and strategic safety initiatives
(ISSSI) program. The program’s implementation is shared by
Federal Motor Carrier Safety Administration (FMCSA) and
the states and supports motor carrier information system and
data analysis activities including: SAFESTAT technology,
used to target high-risk motor carriers for compliance reviews;
and the Performance registration information systems and
management (PRISM) program, which links state motor vehicle registration systems with carrier safety data in an effort
to identify unsafe commercial motor carriers. $5 million is
provided to continue a comprehensive study on commercial
vehicle crash causation initiated in 2001. The study will identify data requirements and collection procedures, reports and
other measures that will improve both FMCSA and the states’
ability to evaluate future crashes involving commercial motor
vehicles; monitor crash trends and identify causes and contributing factors; and develop effective safety improvement
policies and programs.

00.01
00.02
00.03

Obligations by program activity:
Motor carrier grants .......................................................
Administration and studies ...........................................
Information systems ......................................................

153
6
17

182
7
17

163
7
20

10.00

Total new obligations ................................................

176

206

190

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year:
Contract authority .....................................................
22.00 New budget authority (gross) ........................................

2
177

3
206

3
190

179
¥176

209
¥206

193
¥190

25.2
41.0

Other services ................................................................
Grants, subsidies, and contributions ............................

16
160

15
191

17
173

3

3

3

99.9

Total new obligations ................................................

176

206

190

PO 00000

Frm 00038

Fmt 3616

Object Classification (in millions of dollars)

21.49

23.90
23.95
24.49

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year:
Contract authority .....................................................

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Identification code 69–8048–0–7–401

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2002 est.

2003 est.

NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION
Federal Funds

DEPARTMENT OF TRANSPORTATION
BORDER ENFORCEMENT PROGRAM
(HIGHWAY

Personnel Summary

TRUST FUND)

2001 actual

Identification code 69–8274–0–7–401

To continue the Border Enforcement Program, authorized by section
350 of the Department of Transportation and Related Agencies Appropriations Act, 2002, $60,908,000, to be derived from the Highway
Trust Fund, for necessary expenses.

1001

2001 actual

2002 est.

Obligations by program activity:
00.01 Administration ................................................................
1
27
00.02 Grants ............................................................................ ................... ...................

2003 est.

27

274

NATIONAL HIGHWAY TRAFFIC SAFETY
ADMINISTRATION

2003 est.

43
18

Total compensable workyears: Full-time equivalent
employment ............................................................... ...................

2002 est.

f

Program and Financing (in millions of dollars)
Identification code 69–8274–0–7–401

753

The following table depicts the total funding for all National
Highway Traffic Safety programs.
[In millions of dollars]

1

27

61

10.00

Total new obligations ................................................

1

27

61

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

1
¥1

27
¥27

61
¥61

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................

72.40
73.10
73.20
74.40

1

27

3
61
¥58
6

131
73
223

131
74
225

407

426

430

Program level (obligations):
Operations and research ........................................................
Operations and research (Highway trust fund) .....................
Highway traffic safety grants .................................................

109
77
212

154
74
223

131
74
225

Total program level ........................................................

398

451

430

Outlays:
Operations and research ........................................................
Operations and research (Highway trust fund) .....................
Highway traffic safety grants .................................................

80
81
207

147
92
229

141
80
234

368

468

455

61

Change in obligated balances:
Obligated balance, start of year ................................... ................... ...................
Total new obligations ....................................................
1
27
Total outlays (gross) ......................................................
¥1
¥24
Obligated balance, end of year ..................................... ...................
3

120
74
213

Total outlays ..................................................................

Direct program ..........................................................

2001 actual

Total budget authority ...................................................

01.00

Budget authority:
Operations and research ........................................................
Operations and research (Highway trust fund) .....................
Highway traffic safety grants .................................................

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
1
24
86.93 Outlays from discretionary balances ............................. ................... ...................

55
3

87.00

58

Total outlays (gross) .................................................

1

24

2002 est.

2003 est.

f

Federal Funds
General and special funds:

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

OPERATIONS
1
1

27
24

61
58

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ...................
Outlays ........................................................................... ...................

2002 est.

26
23

2003 est.

60
57

The Border Enforcement Program will support the Federal
and state safety enforcement efforts at the U.S./Mexico border
needed to ensure that Mexican carriers entering the U.S.
are in compliance with Federal Motor Carrier Safety Regulations. Funding is provided for Federal enforcement personnel
to inspect commercial vehicles at the border and for travel
into Mexico to conduct compliance reviews of Mexican carriers. $18 million is also provided for grants to Texas, Arizona, New Mexico, and California to fund state border inspection personnel.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–8274–0–7–401

11.1
12.1
21.0
25.2
26.0
31.0
41.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................
Grants, subsidies, and contributions ............................

99.9

Total new obligations ................................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

2002 est.

...................
1
1
2
...................
9
...................
14
................... ...................
...................
1
................... ...................

2003 est.

12
7
16
6
1
1
18

1

27

61

PO 00000

Frm 00039

Fmt 3616

AND

RESEARCH

For expenses necessary to discharge the functions of the Secretary,
with respect to traffic and highway safety under chapter 301 of title
49, United States Code, and part C of subtitle VI of title 49, United
States Code ø$127,780,000¿ $130,881,508, of which ø$95,835,000¿
$98,161,131 shall remain available until September 30, ø2004¿ 2005:
Provided, That none of the funds appropriated by this Act may be
obligated or expended to plan, finalize, or implement any rulemaking
to add to section 575.104 of title 49 of the Code of Federal Regulations
any requirement pertaining to a grading standard that is different
from the three grading standards (treadwear, traction, and temperature resistance) already in effect. (Department of Transportation and
Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0650–0–1–401

Obligations by program activity:
Direct program:
00.01
Safety performance standards ..................................
00.02
Safety assurance .......................................................
00.03
Research and analysis ..............................................
00.04
Office of the Administrator .......................................
00.05
General administration ..............................................
09.01 Reimbursable program ..................................................
10.00

Total new obligations ................................................

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

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2002 est.

2003 est.

15
27
53
7
11
25

24
32
88
4
9
25

25
32
61
4
8
25

138

182

155

14
146

26 ...................
156
155

5 ................... ...................
165
182
155
¥138
¥182
¥155
26 ................... ...................

754

NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
OPERATIONS

AND

Personnel Summary

RESEARCH—Continued

1001

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–0650–0–1–401

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
121
40.35
Appropriation rescinded ............................................ ...................

2001 actual

Identification code 69–0650–0–1–401

2002 est.

Total compensable workyears: Full-time equivalent
employment ...............................................................

2003 est.

121

131

25

25

25

70.00

Total new budget authority (gross) ..........................

146

156

130

155

72.40
73.10
73.20
73.40
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

97
8

103
69

87.00

Total outlays (gross) .................................................

105

172

166

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥25

¥25

¥25

(LIQUIDATION

OF

296

AND

RESEARCH

CONTRACT AUTHORIZATION)

(LIMITATION

ON OBLIGATIONS)

(HIGHWAY

TRUST FUND)

For payment of obligations incurred in carrying out the provisions
of 23 U.S.C. 403, to remain available until expended, $72,000,000,
to be derived from the Highway Trust Fund; Provided, That none
of the funds in this Act shall be available for the planning or execution of programs the total obligations for which, in fiscal year ø2002¿
2003, are in excess of $72,000,000 for programs authorized under
23 U.S.C. 403.
øOf the unobligated balances authorized under 23 U.S.C. 403,
$1,516,000 are rescinded.¿

102
64

63
86
96
138
182
155
¥105
¥172
¥166
¥5 ................... ...................
¥5 ................... ...................
86
96
85

289

Trust Funds
OPERATIONS

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

263

2003 est.

f

132
130
¥1 ...................

43.00
68.00

2002 est.

NATIONAL DRIVER REGISTER
(HIGHWAY

TRUST FUND)

For expenses necessary to discharge the functions of the Secretary
with respect to the National Driver Register under chapter 303 of
title 49, United States Code, $2,000,000, to be derived from the Highway Trust Fund, and to remain available until expended. (Department
of Transportation and Related Agencies Appropriations Act, 2002.)
Program and Financing (in millions of dollars)

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

121
80

131
147

130
141

2001 actual

Identification code 69–8016–0–7–401

2002 est.

2003 est.

2001 actual

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

117
76

2002 est.

127
143

2003 est.

126
137

In 2003, $205 million is proposed for Operations and Research. This includes $74 million from the Highway Trust
Fund and $131 million from the general fund.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0650–0–1–401

11.1
11.3
11.5
11.9
12.1
21.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2002 est.

2003 est.

24
1
1

28
1
1

29
1
1

26
10
1
1

30
11
1
1

31
11
1
1

24.0
25.2
25.5
26.0
31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Printing and reproduction .........................................
Other services ............................................................
Research and development contracts .......................
Supplies and materials .............................................
Equipment .................................................................

4
2
32
18
13
6

4
2
39
51
13
5

4
2
37
25
13
5

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

113
25

157
25

130
25

99.9

Total new obligations ................................................

138

182

66
13
2
6

70
9
2
5

66
12
2
5

10.00

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

Obligations by program activity:
Direct program:
00.01
Highway safety programs ..........................................
00.02
Research and analysis ..............................................
00.03
Office of the Administrator .......................................
00.04
General administration ..............................................
Total new obligations ................................................

87

86

85

21.40
22.00
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................

2
85

1 ...................
84
85

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.49
Portion applied to liquidate contract authority ........
43.00
49.36

155

66.10
68.00

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Frm 00040

Fmt 3616

89
85
85
¥87
¥86
¥85
¥1 ................... ...................
1 ................... ...................

74
¥72

Appropriation (total discretionary) ........................
2
Unobligated balance rescinded ................................. ...................
Mandatory:
Contract authority .....................................................
72
Discretionary:
Spending authority from offsetting collections: Offsetting collections (cash) .....................................
11

70.00

Total new budget authority (gross) ..........................

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90

VerDate 11-MAY-2000

2 ................... ...................

Outlays (gross), detail:
Outlays from new discretionary authority .....................

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85

74
¥72

74
¥72

2
2
¥1 ...................
72

72

11

11

84

85

84
71
54
87
86
85
¥97
¥103
¥91
¥2 ................... ...................
71
54
47

53

54

54

NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION
86.93

Outlays from discretionary balances .............................

44

49

37

87.00

Total outlays (gross) .................................................

97

103

91

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

¥11

¥11

¥11

2001 actual

Identification code 69–8016–0–7–401

2002 est.

2003 est.

73
92

74
80

72
¥72

2002 est.

71
¥72

2003 est.

11.1
12.1
21.0
23.1
23.3
24.0
25.2
25.5
26.0

Personnel compensation: Full-time permanent .............
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Rental payments to GSA ................................................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Other services ................................................................
Research and development contracts ...........................
Supplies and materials .................................................

21
3
1
5
1
2
42
11
1

19
5
1
5
1
2
45
7
1

20
6
1
5
1
2
39
10
1

99.9

74
87

2001 actual

Contract authority:
0200 Contract authority ..........................................................
0400 Appropriation to liquidate contract authority ................

pended or revoked for serious traffic offenses, such as driving
under the influence of alcohol or other drugs.
Object Classification (in millions of dollars)

Status of Contract Authority (in millions of dollars)
Identification code 69–8016–0–7–401

755

Total new obligations ................................................

87

86

85

72
¥72

Personnel Summary

A total of $205 million is proposed for Operations and Research.
Programs funded under the Operations and Research appropriation are described below.
Safety Performance Standards (Rulemaking) Programs.—
Supports the promulgation of Federal motor vehicle safety
standards for motor vehicles, and safety-related equipment;
automotive fuel economy standards required by the Energy
Policy and Conservation Act; international harmonization of
vehicle standards; and consumer information on motor vehicle
safety, including the New Car Assessment Program.
Safety Assurance (Enforcement) Programs.—Provides support to ensure compliance with motor vehicle safety and automotive fuel economy standards, investigate safety-related
motor vehicle defects, enforce federal odometer law and encourage enforcement of state odometer law and conduct safety
recalls when warranted.
Research and Analysis.—Provides motor vehicle safety research and development in support of all NHTSA programs,
including the collection and analysis of crash data to identify
safety problems, develop alternative solutions, and assess
costs, benefits, and effectiveness. Research will continue to
concentrate on improving vehicle crash worthiness and crash
avoidance, with emphasis on smart air bag technology and
on the National Transportation Biomechanics Research Center, which includes the Crash Injury Research and Engineering Network (CIREN).
Highway Safety Programs.—Provides for research, demonstrations, technical assistance, and national leadership for
highway safety programs conducted by state and local governments, the private sector, universities and research units,
and various safety associations and organizations. This program emphasizes alcohol and drug countermeasures, vehicle
occupant protection, traffic law enforcement, emergency medical and trauma care systems, traffic records and licensing,
state and community evaluation, motorcycle riders, pedestrian
and bicycle safety, pupil transportation, young and older driver safety programs, and development of improved accident
investigation procedures.
General Administration.—Provides program evaluation,
strategic planning, and economic analysis for agency programs. Objective quantitative information about NHTSA’s
regulatory and highway safety programs is gathered to measure their effectiveness in achieving objectives. This activity
also funds development of methods to estimate economic consequences of motor vehicle injuries in forms suitable for agency use in problem identification, regulatory analysis, priority
setting, and policy analysis.
National Driver Register.—Provides funding to implement
and operate the Problem Driver Pointer System (PDPS) and
improve traffic safety by assisting state motor vehicle administrators in communicating effectively and efficiently with
other states to identify drivers whose licenses have been sus-

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2001 actual

Identification code 69–8016–0–7–401

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

370

370

2003 est.

370

f

HIGHWAY TRAFFIC SAFETY GRANTS
(LIQUIDATION

OF CONTRACT AUTHORIZATION)

(LIMITATION

ON OBLIGATIONS)

(HIGHWAY TRUST FUND)

Notwithstanding any other provision of law, for payment of obligations incurred in carrying out the provisions of 23 U.S.C. 402, 405,
and 410, øand 411¿ to remain available until expended,
ø$223,000,000¿ $225,000,000, to be derived from the Highway Trust
Fund: Provided, That none of the funds in this Act shall be available
for the planning and execution of programs the total obligations for
which, in fiscal year ø2002¿ 2003, are in excess of ø$223,000,000¿
$225,000,000 for programs authorized under 23 U.S.C. 402, 405, and
410, øand 411¿ of which ø$160,000,000¿ $165,000,000 shall be for
‘‘Highway Safety Programs’’ under 23 U.S.C. 402, ø$15,000,000¿
$20,000,000 shall be for ‘‘Occupant Protection Incentive Grants’’
under 23 U.S.C. 405, ø$38,000,000¿ and $40,000,000 shall be for
‘‘Alcohol-Impaired Driving Countermeasures Grants’’ under 23 U.S.C.
410ø, and $10,000,000 shall be for the ‘‘State Highway Safety Data
Grants’’ under 23 U.S.C. 411¿: Provided further, That none of these
funds shall be used for construction, rehabilitation, or remodeling
costs, or for office furnishings and fixtures for State, local, or private
buildings or structures: Provided further, That not to exceed
ø$8,000,000¿ $8,150,000 of the funds made available for section 402,
not to exceed ø$750,000¿ $1,000,000 and of the funds made available
for section 405, and not to exceed ø$1,900,000¿ $2,000,000 of the
funds made available for section 410ø, and not to exceed $500,000
of the funds made available for section 411¿ shall be available to
NHTSA for administering highway safety grants under chapter 4
of title 23, United States Code: Provided further, That not to exceed
$500,000 of the funds made available for section 410 ‘‘Alcohol-Impaired Driving Countermeasures Grants’’ shall be available for technical assistance to the States. (Department of Transportation and
Related Agencies Appropriations Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8020–0–7–401

2003 est.

program activity:
formula grants ..........................................
occupant protection incentive grants .......
alcohol incentive grants ............................
safety data grants ....................................

155
13
36
9

160
165
15
20
38
40
10 ...................

10.00

Total new obligations ................................................

213

223

225

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

213
¥213

223
¥223

225
¥225

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................

213

223

225

00.01
00.02
00.03
00.04

Obligations by
Section 402
Section 405
Section 410
Section 411

2002 est.

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756

NATIONAL HIGHWAY TRAFFIC SAFETY ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
Object Classification (in millions of dollars)

HIGHWAY TRAFFIC SAFETY GRANTS—Continued
(LIQUIDATION

2001 actual

40.49
43.00
66.10

Portion applied to liquidate contract authority ........

2002 est.

¥213

¥223

2003 est.

70.00

Total new budget authority (gross) ..........................

213

223

225

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

225
213
¥207
231

231
223
¥229
224

224
225
¥233
215

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87
120

91
138

92
141

87.00

Total outlays (gross) .................................................

207

229

233

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

213
207

223
229

225
233

11
202

11
212

11
214

99.9

Total new obligations ................................................

213

223

225

f

FEDERAL RAILROAD ADMINISTRATION
The following tables show the funding for all Federal Railroad Administration programs:
[In millions of dollars]

Budget authority:
2001 actual
2002 est.
2003 est.
Safety and operations .............................................................
105
121
123
Rail user fees (memo) ....................................................... .................... ....................
[45]
Railroad research and development .......................................
25
29
28
Rail user fees (memo) ....................................................... .................... ....................
[14]
Grants to the National Railroad Passenger Corporation .......
520
621
521
Amtrak Reform Council ...........................................................
1 .................... ....................
Rhode Island rail development ...............................................
17 .................... ....................
Pennsylvania Station redevelopment project ..........................
20
20
20
Next generation high-speed rail .............................................
25
32
23
Alaska Railroad rehabilitation ................................................
30
20 ....................
West Virginia rail development ..............................................
15 .................... ....................
Amtrak corridor improvement loans .......................................
–1
–1
–1
Railroad rehabilitation and improvement program liquidating account ...................................................................
–5
–4
–4
Total budget authority ...................................................

Status of Contract Authority (in millions of dollars)

0200
0400

2001 actual

Contract authority:
Contract authority ..........................................................
Appropriation to liquidate contract authority ................

213
¥213

2002 est.

223
¥223

2003 est.

225
¥225

Section 402.—The Section 402 State and Community Grant
Program is a performance-based program administered by
NHTSA. Grant allocations are determined on the basis of
a statutory formula. States use this funding to reduce traffic
crashes, fatalities, and injuries. The grants are used to support State highway safety programs, focused on national priority areas, implemented jointly with all members of the highway safety community. States develop safety goals, performance measures, and strategic plans to manage use of grants
for programs to reduce deaths and injuries on the Nation’s
highways, such as programs associated with excessive speeds,
failure to use occupant restraints, alcohol/drug impaired driving, and roadway safety.
Alcohol-Impaired Driving Incentive Grants.—A two-tiered
basic and supplemental grant program to reward states that
pass new laws and start more effective programs to attack
drunk driving. This continues the Department’s strong emphasis on impaired drivers that has been addressed by the
Section 410 incentive grant program. States may qualify for
basic grants by implementing criteria that include: administrative license revocation, stepped-up police enforcement coupled with publicity, and graduated licensing laws with nighttime driving restrictions and Zero Tolerance. States are also
awarded basic grants for demonstrating consistently high performance in reducing alcohol-related fatalities. There are six
supplemental grant criteria including self-sustaining drunk
driving prevention programs, effective DWI tracking systems,
and use of passive alcohol sensors by police.
Section 405 Occupant Protection Incentive Grants.—Targets
specific laws and programs to help states increase seat belt
and child safety seat use. States may qualify for grants by
adopting or demonstrating specific laws and programs, such
as primary safety belt use laws, minimum fines or penalty
points, and special traffic enforcement programs. Grant funds
may be used only to implement and enforce occupant protection programs.

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2003 est.

Other services ................................................................
Grants, subsidies, and contributions ............................

¥225

Appropriation (total discretionary) ........................ ................... ................... ...................
Mandatory:
Contract authority .....................................................
213
223
225

Identification code 69–8020–0–7–401

2002 est.

25.2
41.0

Program and Financing (in millions of dollars)—Continued
Identification code 69–8020–0–7–401

2001 actual

Identification code 69–8020–0–7–401

OF CONTRACT AUTHORIZATION)—Continued

PO 00000

Frm 00042

Fmt 3616

754

848

710

Outlays:
Safety and Operations ............................................................
103
133
125
Local rail freight assistance ..................................................
1
1 ....................
Railroad research and development .......................................
27
41
31
Conrail commuter transition assistance ................................
2
1 ....................
Grants to the National Railroad Passenger Corporation .......
553
855
571
Amtrak Reform Council ...........................................................
1
1 ....................
Northeast corridor improvement program .............................. ....................
4
9
Rhode Island rail development ...............................................
6
7
17
Pennsylvania Station redevelopment project .......................... ....................
3
18
Trust fund share of next generation high-speed rail ............
2 .................... ....................
Next generation high-speed rail .............................................
20
19
15
Alaska Railroad rehabilitation ................................................
28
25
37
West Virginia rail development .............................................. ....................
3
8
Emergency railroad rehabilitation and repair ........................
3
1 ....................
Amtrak corridor improvement loans .......................................
–1
–1
–1
Railroad rehabilitation and improvement program liquidating account ...................................................................
–5
–4
–4
Total outlays ..................................................................

740

1,089

826

f

Federal Funds
General and special funds:
SAFETY

AND

OPERATIONS

For necessary expenses of the Federal Railroad Administration,
not otherwise provided for, ø$110,857,000¿ $122,889,000, of which
ø$6,509,000¿ $6,636,000 shall remain available until expended. (Department of Transportation and Related Agencies Appropriations Act,
2002; additional authorizing legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Safety and Operations’’,
$6,000,000, to remain available until expended, to be obligated from
amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.)
Unavailable Collections (in millions of dollars)
2001 actual

Identification code 69–0700–0–1–401

01.99

2002 est.

2003 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.60 Railroad safety user fees, legislative proposal not
subject to PAYGO ...................................................... ................... ...................
59
Appropriations:
05.00 Safety and operations, legislative proposal not subject
to PAYGO ................................................................... ................... ...................
¥59

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FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
07.99

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0700–0–1–401

2002 est.

2003 est.

on the rolls during the period of Federal ownership and
support for clean-up activities at hazardous waste sites located at properties once owned by the FRA. The 2003 request is for workers’ compensation.
Object Classification (in millions of dollars)

Obligations by program activity:
Direct program:
00.01
Salaries and expenses ..............................................
105
00.02
Contract support ....................................................... ...................
00.06
Alaska railroad liabilities ..........................................
1

124
122
1 ...................
1
1

01.00

126

11.1
11.3
11.5

106

09.01
09.02
09.99

Total reimbursable program ......................................

2

1

1

10.00

Total new obligations ................................................

108

127

124

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

6
107

5 ...................
123
124

25.1
25.2
25.3

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

113
128
124
¥108
¥127
¥124
5 ................... ...................

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

11.9
12.1
21.0
23.1
23.3

43.00
68.00

123

1
1
1
1 ................... ...................

2001 actual

Identification code 69–0700–0–1–401

Total direct program .................................................
Reimbursable program:
Reimbursable services ..............................................
Union Station deed payments ...................................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
105
40.15
Appropriation (emergency) ........................................ ...................

757

2002 est.

2003 est.

49
56
1 ...................
1
1

60
1
1

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

105

122
1

107

123

124

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

17
108
¥101
24

24
127
¥136
16

1
1
16

3
2
20

2
1
18

Direct obligations ..................................................
Reimbursable obligations ..............................................

106
2

126
1

119
1

99.9

Total new obligations ................................................

108

127

124

16
124
¥126
14

3
1
5
1

2
3
1 ...................
3
3
6
1

1

Total new budget authority (gross) ..........................

62
21
8
4

123

2

57
20
8
4

99.0
99.0
116
123
6 ...................

51
16
8
3

26.0
31.0
41.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

Personnel Summary
2001 actual

Identification code 69–0700–0–1–401

70.00

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

97
4

111
25
136

Total compensable workyears: Full-time equivalent
employment ...............................................................

742

769

2003 est.

794

f

SAFETY

OPERATIONS

AND

(Legislative proposal, not subject to PAYGO)

112
14

101

1001

2002 est.

126

Note.—See section 331 of the General Provisions for the proposed appropriations language.

87.00

Total outlays (gross) .................................................

Program and Financing (in millions of dollars)
Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥1
¥1
¥1
¥1 ................... ...................

88.90

Total, offsetting collections (cash) ..................

¥2

¥1

¥1

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................
40.20
Appropriation (special fund) ..................................... ................... ...................
41.00
Transferred to other accounts ................................... ................... ...................

105
99

122
135

123
125

43.00

Appropriation (total discretionary) ........................ ................... ................... ...................

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

2001 actual

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

101
95

2002 est.

117
130

2003 est.

118
120

The programs under this account are:
Salaries and expenses.—Provides support for FRA rail
safety activities and all other administrative and operating
activities related to FRA staff and programs.
Contract support.—Provides support for policy oriented
economic, industry, and systems analysis.
Alaska Railroad Liabilities.—Provides reimbursement to
the Department of Labor for compensation payments to
former Federal employees of the Alaska Railroad who were

VerDate 11-MAY-2000

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2001 actual

Identification code 69–0700–2–1–401

PO 00000

Frm 00043

Fmt 3616

2002 est.

2003 est.

¥45
59
¥14

The Administration will propose legislation to authorize the
collection and spending of a rail user fee. If the proposed
authorizing legislation is enacted, the proviso for the rail user
fee contained in the General Provisions will reduce the General Fund appropriation for Safety and Operations by $45
million, the amount of the proposed user fee.
f

RAILROAD RESEARCH

AND

DEVELOPMENT

For necessary expenses for railroad research and development,
ø$29,000,000¿ $28,325,000, to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act,
2002.)

Sfmt 3616

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758

FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
RAILROAD RESEARCH

AND

DEVELOPMENT—Continued

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0745–0–1–401

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
00.09
00.10
00.11
01.00
09.10
10.00

2002 est.

2003 est.

Obligations by program activity:
Railroad system issues ..................................................
4
6
4
Human factors ...............................................................
3
4
4
Rolling stock and components ......................................
1
2
3
Track and structures .....................................................
3
8
5
Track and train interaction ...........................................
4
3
3
Train control ................................................................... ................... ...................
1
Grade crossings .............................................................
2
2
1
Hazardous materials transportation ..............................
1
1
1
Train occupant protection ..............................................
5
7
6
R&D facilities and test equipment ...............................
2
1
1
Other ..............................................................................
¥1
1 ...................
Total direct program .................................................
24
Reimbursable program .................................................. ...................
Total new obligations ................................................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

24

5
25

35
1

28
1

36

30

6 ...................
30
29

30
36
29
¥24
¥36
¥30
6 ................... ...................

Track and train interaction.—Provides for research in derailment mechanisms, and vehicle/track performance.
Train control.—Provides for research in train control test
and evaluation.
Grade crossings.—Provides for research in grade crossing
human factors and infrastructure.
Hazardous materials transportation.—Provides for research
in hazmat transportation safety, damage assessment and inspection, and tank car safety.
Train occupant protection.—Provides for research in locomotive safety, and passenger car safety/performance.
R&D facilities and test equipment.—Provides support to the
Transportation technology center (TTC) and the track research instrumentation platform. The TTC is a governmentowned facility near Pueblo, Colorado, operated by the Association of American Railroads under a contract for care, custody
and control.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0745–0–1–401

2002 est.

2003 est.

25.2
25.4
25.5
41.0

Direct obligations:
Other services ............................................................
Operation and maintenance of facilities ..................
Research and development contracts .......................
Grants, subsidies, and contributions ........................

3
2
17
2

12
1
18
4

12
1
14
2

99.0
99.0

Direct obligations ..................................................
24
Reimbursable obligations .............................................. ...................

35
1

29
1

36

30

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
25
68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ...................

29

28

1

1

70.00

Total new budget authority (gross) ..........................

25

30

29

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

30
24
¥21
33

33
36
¥42
27

27
30
¥32
25

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

15
6

18
23

18
12

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................
42.00
Transferred from other accounts .............................. ................... ...................

87.00

Total outlays (gross) .................................................

21

42

32

43.00

Appropriation (total discretionary) ........................ ................... ................... ...................

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources ...................

¥1

¥1

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

29
41

28
31

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

99.9

14:21 Jan 23, 2002

Jkt 189685

24

f

RAILROAD RESEARCH

AND

DEVELOPMENT

(Legislative proposal, not subject to PAYGO)
Note.—See section 331 of the General Provisions for the proposed appropriations language.

25
21

The objective of the Railroad Research and Development
(R&D) program is to provide science and technology support
for rail safety rulemaking and enforcement and to stimulate
technological advances in conventional and high-speed railroads. This activity is conducted with the cooperation of and
some cost-sharing from private sector organizations.
Railroad system issues.—Provides for research in railroad
system safety, performance-based regulations, railroad systems and infrastructure security, railroad environmental
issues, and locomotive R&D.
Human factors.—Provides for research in train operations,
and yard and terminal accidents and incidents.
Rolling stock and components.—Provides for research in onboard monitoring systems, wayside monitoring systems, and
material and design improvements.
Track and structures.—Provides for research in inspection
techniques, material and component reliability, track and
structure design and performance, and track stability data
processing and feedback.

VerDate 11-MAY-2000

Total new obligations ................................................

PO 00000

Frm 00044

Fmt 3616

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0745–2–1–401

2002 est.

2003 est.

¥14
14

The Administration will propose legislation to authorize the
collection and spending of a rail user fee. If the proposed
authorizing legislation is enacted, the proviso for the rail user
fee contained in the General Provisions will reduce the General Fund appropriation for Railroad Research and Development by $14 million, the amount of the proposed user fee.
f

RHODE ISLAND RAIL DEVELOPMENT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0726–0–1–401

2002 est.

2003 est.

00.01

Obligations by program activity:
Rhode Island rail development ......................................

27 ................... ...................

10.00

Total new obligations (object class 41.0) ................

27 ................... ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

10 ................... ...................
17 ................... ...................

23.90
23.95

Total budgetary resources available for obligation
Total new obligations ....................................................

27 ................... ...................
¥27 ................... ...................

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FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

17 ................... ...................

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

14
35
28
27 ................... ...................
¥6
¥7
¥17
35
28
11

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

3 ................... ...................
3
7
17

87.00

Total outlays (gross) .................................................

6

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

759

øALASKA RAILROAD REHABILITATION¿

7

17

17 ................... ...................
6
7
17

Funds were previously provided to continue the construction of a third rail line and related costs between Davisville
and Central Falls, RI. No funds are requested for 2003, as
the 2001 funding completed the Administration’s total funding
commitment to this project.

øTo enable the Secretary of Transportation to make grants to the
Alaska Railroad, $20,000,000 shall be for capital rehabilitation and
improvements benefiting its passenger operations, to remain available
until expended.¿ (Department of Transportation and Related Agencies
Appropriations Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0730–0–1–401

2002 est.

2003 est.

00.01
00.02

Obligations by program activity:
Alaska Railroad rehabilitation .......................................
Deptartment of Defense, Air Force ................................

10.00

Total new obligations (object class 41.0) ................

30

20 ...................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

30
¥30

20 ...................
¥20 ...................

20
20 ...................
10 ................... ...................

20
20 ...................
10 ................... ...................

43.00

Appropriation (total discretionary) ........................

30

20 ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

40
30
¥28
42

42
37
20 ...................
¥25
¥37
37 ...................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

12
16

8 ...................
17
37

87.00

f

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
42.00
Transferred from Department of Defense .................

Total outlays (gross) .................................................

28

25

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

30
28

20 ...................
25
37

PENNSYLVANIA STATION REDEVELOPMENT PROJECT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0723–0–1–401

2002 est.

2003 est.

00.01

Obligations by program activity:
Pennsylvania Station redevelopment project ................. ...................

40

20

10.00

Total new obligations (object class 41.0) ................ ...................

40

20

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year ...................
22.00 New budget authority (gross) ........................................
20
23.90
23.95
24.40

20 ...................
20
20

Total budgetary resources available for obligation
20
40
20
Total new obligations .................................................... ...................
¥40
¥20
Unobligated balance carried forward, end of year .......
20 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

These funds provided direct payments to the Alaska railroad. No funds are requested for 2003.
f

20

20

20

................... ...................
...................
40
...................
¥3
...................
37

37
20
¥18
39

WEST VIRGINIA RAIL DEVELOPMENT
Program and Financing (in millions of dollars)

3

12 ...................

Total new obligations (object class 41.0) ................

3

12 ...................

10.00

87.00

Total outlays (gross) ................................................. ...................

3

18

21.40
22.00

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
20
Outlays ........................................................................... ...................

20
3

20
18

23.90
23.95
24.40

Funds are used to redevelop the Pennsylvania Station in
New York City, which involves renovating the James A. Farley Post Office building as a train station and commercial
center, and basic upgrades to Pennsylvania Station. Funding
for this project was included in the Grants to the National
Railroad Passenger Corporation appropriation in 1995
through 1997, and the Northeast Corridor Improvement Program in 1998. In 2000 an advance appropriation of $20 million was provided for 2001, 2002, and 2003. In 2001 the
$20 million in advance appropriations for the Farley Building
was made available specifically for fire and life safety initiatives. This 2003 amount reflects the last year of the funding
level previously appropriated.

PO 00000

2003 est.

Obligations by program activity:
West Virginia rail development .....................................

2
16

Jkt 189685

2002 est.

00.01
2
1

14:21 Jan 23, 2002

2001 actual

Identification code 69–0758–0–1–401

Outlays (gross), detail:
86.90 Outlays from new discretionary authority ..................... ...................
86.93 Outlays from discretionary balances ............................. ...................

VerDate 11-MAY-2000

37

Frm 00045

Fmt 3616

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
12 ...................
New budget authority (gross) ........................................
15 ................... ...................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

15
12 ...................
¥3
¥12 ...................
12 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

15 ................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
Total new obligations ....................................................
3
Total outlays (gross) ...................................................... ...................
Obligated balance, end of year .....................................
3

86.93

Outlays (gross), detail:
Outlays from discretionary balances ............................. ...................

89.00

Net budget authority and outlays:
Budget authority ............................................................

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3
12
12 ...................
¥3
¥8
12
4

3

8

15 ................... ...................

760

FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued

AMTRAK REFORM COUNCIL

WEST VIRGINIA RAIL DEVELOPMENT—Continued

Program and Financing (in millions of dollars)

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–0758–0–1–401

90.00

Outlays ........................................................................... ...................

3

8

f

TO THE NATIONAL
CORPORATION

2003 est.

10.00

Obligations by program activity:
Total new obligations (object class 99.5) .....................

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

1 ................... ...................
¥1
¥1 ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

1 ................... ...................

RAILROAD PASSENGER

1

1 ...................

73.10
73.20

For necessary expenses of capital improvements of the National
Railroad Passenger Corporation as authorized by 49 U.S.C. 24104(a),
$521,476,000, to remain available until expended. (Department of
Transportation and Related Agencies Appropriations Act, 2002.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for necessary expenses of
capital improvements of the National Railroad Passenger Corporation
as authorized by 49 U.S.C. 24104(a), $100,000,000, to remain available until expended, and to be obligated from amounts made available
in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0704–0–1–401

2002 est.

2003 est.

Funds provided capital costs associated with track, signal
and crossover rehabilitation and improvements on the MARC
Brunswick line in West Virginia. No funds are requested in
2003.

CAPITAL GRANTS

2001 actual

Identification code 69–0152–0–1–407

2002 est.

2002 est.

2003 est.

00.02

Obligations by program activity:
General capital grants ...................................................

551

933

521

10.00

Total new obligations (object class 41.0) ................

551

933

521

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

343
520

312 ...................
621
521

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

863
933
521
¥551
¥933
¥521
312 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)
Appropriation (total discretionary) ........................

520

621

521

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

3
551
¥553
1

1
933
¥854
80

80
521
¥571
30

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
1 ................... ...................
Outlays from discretionary balances ............................. ...................
1 ...................

87.00

Total outlays (gross) .................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1
¥1

1 ...................
¥1 ...................

1

1 ...................

1 ................... ...................
1
1 ...................

The Amtrak Reform Council was created by the Amtrak
Reform and Accountability Act of 1997 (P.L. 105–134) to perform an independent assessment of Amtrak. The 1999 Department of Transportation and Related Agencies Appropriations
Act expanded the Council’s mandate to include identifying
Amtrak routes which are candidates for closure or realignment. The Council is an independent entity and its funding
was presented within the Federal Railroad Administration
for display purposes only. No funds are requested in 2003.
Personnel Summary
2001 actual

Identification code 69–0152–0–1–407

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

521
621
521
¥1 ................... ...................

43.00

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

2002 est.

2003 est.

7 ................... ...................

f

NEXT GENERATION HIGH-SPEED RAIL
For necessary expenses for the Next Generation High-Speed Rail
program as authorized under 49 U.S.C. 26101 and 26102,
ø$32,300,000¿ $23,200,000 to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act,
2002.)
Program and Financing (in millions of dollars)

Outlays (gross), detail:
86.90 Outlays from new discretionary authority .....................
86.93 Outlays from discretionary balances .............................

208
345

541
313

521
50

Identification code 69–0722–0–1–401

87.00

Total outlays (gross) .................................................

553

854

571

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

00.01
00.02
00.03

520
553

621
854

521
571

The National Railroad Passenger Corporation (Amtrak) was
established in 1970 through the Rail Passenger Service Act.
Amtrak is operated and managed as a for profit corporation
with all Board members appointed by the Executive Branch
of the Federal Government, with the advice and consent of
the Senate. Amtrak is not an agency or instrumentality of
the U.S. Government.
Funding provides support for Amtrak capital requirements,
including Northeast Corridor improvements.

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2001 actual

Obligations by program activity:
High-speed train control systems .................................
11
High-speed non-electric locomotives .............................
4
Grade crossing hazard mitigation/low-cost innovative
technologies ...............................................................
4
00.04 Track/structures technology ...........................................
1
00.05 Corridor planning ...........................................................
1
00.06 Maglev ............................................................................ ...................

2002 est.

2003 est.

12
9

10
6

5
4
2
1
6
2
4 ...................

10.00

Total new obligations ................................................

21

38

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2
25

6 ...................
32
23

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

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23

27
38
23
¥21
¥38
¥23
6 ................... ...................

FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

761

74.40

86.93

25

32

Obligated balance, end of year .....................................
Outlays (gross), detail:
Outlays from discretionary balances .............................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
3
1 ...................

23

Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.10 Total new obligations ....................................................
73.20 Total outlays (gross) ......................................................
74.40 Obligated balance, end of year .....................................

60
21
¥20
61

61
38
¥19
80

80
23
¥15
88

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

4
16

4
15

3
11

87.00

Total outlays (gross) .................................................

20

19

15

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

25
20

32
19

23
15

1 ................... ...................

3

1 ...................

This schedule displays emergency funding programs that
no longer require appropriations and thus reflects outlays
from 1997 and 1998 appropriations. In 1997, the funds were
used to repair and rebuild freight rail lines of regional and
short-line railroads or State-owned railroads damaged by
floods in South Dakota, North Dakota, Minnesota, West Virginia and Iowa. In 1998, all states became eligible for this
program.
f

The Next Generation High-Speed Rail Program will fund:
research, development, and technology demonstration programs and the planning and analysis required to evaluate
technology proposals under the program.

Program and Financing (in millions of dollars)

2001 actual

2002 est.

Other services ................................................................
Grants, subsidies, and contributions ............................

18
3

33
5

20
3

99.9

Total new obligations ................................................

21

38

1 ...................

10.00

Total new obligations (object class 41.0) ................ ...................

1 ...................

21.40
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
1
1 ...................
Total new obligations .................................................... ...................
¥1 ...................
Unobligated balance carried forward, end of year .......
1 ................... ...................

72.40
73.10
73.20

Change in obligated balances:
Obligated balance, start of year ...................................
1 ................... ...................
Total new obligations .................................................... ...................
1 ...................
Total outlays (gross) ......................................................
¥1
¥1 ...................

86.93

f

Outlays (gross), detail:
Outlays from discretionary balances .............................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
1
1 ...................

NORTHEAST CORRIDOR IMPROVEMENT PROGRAM
Program and Financing (in millions of dollars)

10.00

2003 est.

Obligations by program activity:
Local rail freight assistance ......................................... ...................

23

00.04

2002 est.

00.01

2003 est.

25.2
41.0

2001 actual

Identification code 69–0123–0–1–401

2001 actual

Identification code 69–0714–0–1–401

Object Classification (in millions of dollars)
Identification code 69–0722–0–1–401

LOCAL RAIL FREIGHT ASSISTANCE

2002 est.

2003 est.

Obligations by program activity:
System engineering, program management and administration ............................................................... ...................

3 ...................

Total new obligations (object class 25.2) ................ ...................

3 ...................

21.40
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
3
3 ...................
Total new obligations .................................................... ...................
¥3 ...................
Unobligated balance carried forward, end of year .......
3 ................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
16
Total new obligations .................................................... ...................
Total outlays (gross) ......................................................
¥1
Obligated balance, end of year .....................................
15

15
14
3 ...................
¥4
¥9
14
5

1

1 ...................

This program provided discretionary and flat-rate grants
to States for rail planning, and for acquisition, track rehabilitation, and rail facility construction with respect to light density freight lines. No funds are requested for this account
in 2003.
f

CONRAIL COMMUTER TRANSITION ASSISTANCE
Outlays (gross), detail:
86.93 Outlays from discretionary balances .............................

89.00
90.00

1

4

Program and Financing (in millions of dollars)

9

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ...................
4
9

2003 est.

72.40
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
2
1 ...................

f

AND

2002 est.

89.00
90.00

Provided funds to continue the upgrade of passenger rail
service in the corridor between Washington, D.C. and Boston.
Beginning in 2001, funding is available within the Amtrak
appropriation.
EMERGENCY RAILROAD REHABILITATION

2001 actual

Identification code 69–0747–0–1–401

REPAIR

3
1 ...................
¥2
¥1 ...................
1 ................... ...................

2

1 ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0124–0–1–401

72.40
73.20

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................

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2002 est.

2003 est.

1 ...................
¥1 ...................

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These funds helped to defray the one-time-only start-up
costs of commuter service and other transition expenses connected with the transfer of rail commuter services from Conrail to other operators. Between 1986 and 1993, funds were
appropriated to fund commuter rail and bridge improvements

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FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

762

THE BUDGET FOR FISCAL YEAR 2003
90.00

General and special funds—Continued

Financing disbursements ............................................... ...................

118

30

CONRAIL COMMUTER TRANSITION ASSISTANCE—Continued

in the Philadelphia, Pennsylvania region. No additional funds
are requested in 2003.
f

Status of Direct Loans (in millions of dollars)
2001 actual

Identification code 69–4183–0–3–401

2002 est.

2003 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans ............................................. ................... ................... ...................

Credit accounts:
ALAMEDA CORRIDOR DIRECT LOAN FINANCING PROGRAM

1150

The Alameda Transportation Corridor is an intermodal
project connecting the Ports of Los Angeles and Long Beach
to downtown Los Angeles. The project replaces the current
20 miles of at-grade rail line with a high-speed, below-grade
corridor, thereby eliminating over 200 grade crossings. It also
widens and improves the adjacent major highway on this
alignment and mitigates the impact of increased international
traffic transferring through the San Pedro Ports. The loan
has permitted construction to continue without interruption
through the sale of debt obligations, the proceeds of which
funded the majority of the project’s costs.
The amount of subsidy budget authority originally provided
for the Alameda Corridor Transportation project was $59 million. The Alameda Corridor Transportation Authority (ACTA)
has now completely drawn down the DOT loan proceeds totaling $400 million. In January 1999, ACTA received investment
grade ratings from three rating agencies on its debt obligations financing construction of the project.
As required by the Federal Credit Reform Act of 1990,
this account records, for this program, the subsidy costs associated with the direct loan obligated in 1997. The subsidy
amounts are estimated on a present value basis. No funds
are requested for this account in 2003, as all funds required
to complete this project were provided in 1997.
f

ALAMEDA CORRIDOR DIRECT LOAN FINANCING ACCOUNT

Total direct loan obligations ..................................... ................... ................... ...................

1210
1251
1261

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
488
503
534
Repayments: Repayments and prepayments ................. ................... ................... ...................
Adjustments: Capitalized interest .................................
15
31
33

1290

Outstanding, end of year ..........................................

2001 actual

Obligations by program activity:
Interest paid to Treasury ............................................... ...................
Downward re-estimates:
08.02
Downward subsidy reestimate .................................. ...................
08.04
Interest on downward reestimate of subsidy ........... ...................
00.02

534

567

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2001 actual

Identification code 69–4183–0–3–401

Direct loan downward reestimate subsidy budget authority:
137001 Downward reestimates subsidy budget authority ......... ...................

2002 est.

2003 est.

¥63 ...................

137901 Total downward reestimate budget authority ............... ...................
Direct loan downward reestimate subsidy outlays:
138001 Downward reestimates subsidy outlays ........................ ...................

¥63 ...................

138901 Total downward reestimate subsidy outlays ................. ...................

¥63 ...................

¥63 ...................

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans. The amounts
in this account are a means of financing and are not included
in the budget totals.
Balance Sheet (in millions of dollars)

Program and Financing (in millions of dollars)
Identification code 69–4183–0–3–401

503

Identification code 69–4183–0–3–401

58

34

50 ...................
13 ...................

08.91

Total downward re-estimates .................................... ...................

10.00

Total new obligations ................................................ ...................

121

63 ...................

Budgetary resources available for obligation:
New financing authority (gross) .................................... ...................
Total new obligations .................................................... ...................

121
¥121

34
¥34

2002 est.

2003 est.

ASSETS:
Net value of assets related to post–
1991 direct loans receivable:
1401
Direct loans receivable, gross ............
1402
Interest receivable ..............................
1405
Allowance for subsidy cost (–) ...........

400
..................
–11

503
..................
..................

534
3
..................

567
4
..................

389

503

537

571

Total assets ........................................
LIABILITIES:
2103 Federal liabilities: Debt ...........................

389

503

537

571

389

503

537

571

Total liabilities ....................................

389

503

537

571

Total liabilities and net position ............

389

503

537

571

34

22.00
23.95

2001 actual

4999

2003 est.

2000 actual

2999

2002 est.

1499

Net present value of assets related
to direct loans ...........................

1999

New financing authority (gross), detail:
Discretionary:
47.00
Authority to borrow .................................................... ...................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) .............................................. ...................

118

30

3

4

70.00

121

34

Total new financing authority (gross) ...................... ...................

Change
73.10 Total
73.20 Total
87.00 Total

in obligated balances:
new obligations .................................................... ...................
financing disbursements (gross) ......................... ...................
financing disbursements (gross) ......................... ...................

121
¥121
121

34
¥34
34

Offsets:
Against gross financing authority and financing disbursements:
88.40
Offsetting collections (cash) from: Non-Federal
sources .................................................................. ...................

¥3

¥4

Net financing authority and financing disbursements:
Financing authority ........................................................ ...................

118

30

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89.00

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f

RAILROAD REHABILITATION

AND

IMPROVEMENT PROGRAM

The Secretary of Transportation is authorized to issue to the Secretary of the Treasury notes or other obligations pursuant to section
512 of the Railroad Revitalization and Regulatory Reform Act of
1976 (Public Law 94–210), as amended, in such amounts and at
such times as may be necessary to pay any amounts required pursuant to the guarantee of the principal amount of obligations under
sections 511 through 513 of such Act, such authority to exist as
long as any such guaranteed obligation is outstanding: Provided, That
pursuant to section 502 of such Act, as amended, no new direct
loans or loan guarantee commitments shall be made using Federal
funds for the credit risk premium during fiscal year ø2002¿ 2003.
(Department of Transportation and Related Agencies Appropriations
Act, 2002.)

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FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)
2001 actual

Identification code 69–0750–0–1–401

2002 est.

89.00
90.00

Net financing authority and financing disbursements:
Financing authority ........................................................ ...................
Financing disbursements ............................................... ...................

763
146
146

87
87

2003 est.

Status of Direct Loans (in millions of dollars)

Direct loan levels supportable by subsidy budget authority:
115001 Direct loan levels ........................................................... ...................

150
150

100

0.00

115901 Total direct loan levels .................................................. ...................
Direct loan subsidy (in percent):
132001 Credit Risk Premium rate .............................................. ...................

100

0.00

132901 Weighted average subsidy rate ..................................... ...................
0.00
0.00
Direct loan subsidy budget authority:
133001 Direct loan levels ........................................................... ................... ................... ...................
133901 Total subsidy budget authority ...................................... ................... ................... ...................
Direct loan subsidy outlays:
134001 Credit Risk Premium outlays ......................................... ................... ................... ...................

2001 actual

Identification code 69–4420–0–3–401

2002 est.

2003 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans ............................................. ................... ................... ...................
1121 Limitation available from carry-forward .......................
3,500
3,500
3,290
1143 Unobligated limitation carried forward (P.L. xx) (¥)
¥3,500
¥3,290
¥3,093
1150

1210
1231
1251

Total direct loan obligations ..................................... ...................

210

197

Cumulative balance of direct loans outstanding:
Outstanding, start of year .............................................
4
4
Disbursements: Direct loan disbursements ................... ...................
150
Repayments: Repayments and prepayments ................. ................... ...................

154
100
¥8

134901 Total subsidy outlays ..................................................... ................... ................... ...................
1290

Data above includes funds for the Railroad Rehabilitation
and Improvement and Amtrak Corridor Improvement Loans
program accounts. These accounts were funded under separate appropriations, and are displayed in a consolidated format. The two accounts are loan administration accounts. No
funding is requested in 2003. No loans are proposed to be
supported in 2003 with Federal funds.
TEA–21 expanded the Railroad Rehabilitation and Improvement program to permit non-Federal entities to provide the
subsidy budget authority needed to support a loan through
the payment of a credit risk premium. The final rule regarding the administration of the program was published on July
6, 2000.

Outstanding, end of year ..........................................

4

154

246

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans. The amounts
in this account are a means of financing and are not included
in the budget totals.
Balance Sheet (in millions of dollars)
Identification code 69–4420–0–3–401

2000 actual

2001 actual

ASSETS:
Net value of assets related to post–
1991 direct loans receivable:
1401
Direct loans receivable, gross ............

2002 est.

2003 est.

..................

..................

150

246

..................

..................

150

246

4

4

3

3

1999

Total assets ........................................
LIABILITIES:
2105 Federal liabilities: Other ..........................

4

4

153

249

2999

f

1499

RAILROAD REHABILITATION AND IMPROVEMENT DIRECT LOAN
FINANCING ACCOUNT

1601

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4420–0–3–401

2002 est.

2003 est.

Net present value of assets related
to direct loans ...........................
Net value of assets related to pre–1992
direct loans receivable and acquired
defaulted guaranteed loans receivable: Direct loans, gross ....................

Obligations by program activity:
Interest to Treasury ........................................................ ...................
Direct loans .................................................................... ...................

4
150

12
100

10.00

Total new obligations ................................................ ...................

154

112

Budgetary resources available for obligation:
22.00 New financing authority (gross) .................................... ...................
23.95 Total new obligations .................................................... ...................

154
¥154

70.00

73.10
73.20
87.00

8

17

Total new financing authority (gross) ...................... ...................

154

112

154
¥154
154

112
¥112
112

in obligated balances:
new obligations .................................................... ...................
financing disbursements (gross) ......................... ...................
financing disbursements (gross) ......................... ...................

¥5
¥8
¥12

¥8

¥25

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Total, offsetting collections (cash) .................. ...................

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249

153

249

..................

..................

..................

..................

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

4

4

153

249

RAILROAD REHABILITATION AND IMPROVEMENT LIQUIDATING
ACCOUNT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4411–0–3–401

2002 est.

2003 est.

00.01

Obligations by program activity:
Interest to Treasury ........................................................ ...................

2

2

10.00

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
Non-Federal sources:
88.40
Credit premium ................................................ ...................
¥8
88.40
Principal repayment ......................................... ................... ...................
88.40
Interest payment .............................................. ................... ...................
88.90

153

4

95
25
¥8

Spending authority from offsetting collections (total
mandatory) ............................................................ ...................

Change
Total
Total
Total

4

4

f

New financing authority (gross), detail:
Mandatory:
67.10
Authority to borrow .................................................... ...................
146
69.00 Offsetting collections (cash) ......................................... ...................
8
69.47 Portion applied to repay debt ........................................ ................... ...................
69.90

112
¥112

4

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............
3999

00.01
00.02

Total new obligations (object class 43.0) ................ ...................

2

2

21.40
22.00
22.60

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
8
Portion applied to repay debt ........................................ ...................

23.90
23.95
24.40

8 ...................
2
2
¥8 ...................

Total budgetary resources available for obligation
8
2
2
Total new obligations .................................................... ...................
¥2
¥2
Unobligated balance carried forward, end of year .......
8 ................... ...................

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
8
69.47
Portion applied to repay debt ................................... ...................

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6
¥4

6
¥4

764

FEDERAL RAILROAD ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
4999

Credit accounts—Continued

Total liabilities and net position ............

67

55

49

43

RAILROAD REHABILITATION AND IMPROVEMENT LIQUIDATING
ACCOUNT—Continued

f

Program and Financing (in millions of dollars)—Continued

AMTRAK CORRIDOR IMPROVEMENT DIRECT LOAN FINANCING
ACCOUNT

2001 actual

Identification code 69–4411–0–3–401

69.90

73.10
73.20

Spending authority from offsetting collections
(total mandatory) .............................................

2002 est.

2003 est.

Program and Financing (in millions of dollars)

8

2

2

Change in obligated balances:
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................

2
¥2

2
¥2

2

¥8

¥6

Net budget authority and outlays:
89.00 Budget authority ............................................................ ...................
90.00 Outlays ...........................................................................
¥8

¥4
¥4

2

2001 actual

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year .............................................
49
1251 Repayments: Repayments and prepayments ................. ...................
1290

Outstanding, end of year ..........................................

¥4
¥4

49

2002 est.

2003 est.

49
¥9
40

36

ASSETS:
Net value of assets related to pre–1992
direct loans receivable and acquired defaulted guaranteed loans
receivable:
1601
Direct loans, gross ..............................
1602
Interest receivable ..............................
1699

Value of assets related to direct
loans ..........................................

1999

2001 actual

Budgetary resources available for obligation:
Capital transfer to general fund ................................... ...................

72.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Obligated balance, end of year .....................................

Net financing authority and financing disbursements:
Financing authority ........................................................ ................... ................... ...................
Financing disbursements ............................................... ................... ................... ...................

2000 actual

2001 actual

ASSETS:
1207 Non-Federal assets: Advances and prepayments .............................................

1

1

1

..................

1999

2003 est.

1

1

1

..................

1

1

1

..................

Total liabilities ....................................
NET POSITION:

1

1

1

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

1

1

1

..................

f

AMTRAK CORRIDOR IMPROVEMENT LOANS LIQUIDATING ACCOUNT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0720–0–1–401

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................
69.47
Portion applied to repay debt ...................................

2003 est.

1
¥1

1
¥1

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥1

¥1

¥1

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥1
¥1

¥1
¥1

¥1
¥1

89.00
90.00

49
18

44
11

40
9

36
7

67

55

49

43

67

55

49

43

Identification code 69–0720–0–1–401

Status of Direct Loans (in millions of dollars)

11
44

9
40

7
36

2999

67

55

49

43

1290

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1
¥1

2002 est.

Spending authority from offsetting collections
(total mandatory) ............................................. ................... ................... ...................

18
49

14:21 Jan 23, 2002

2003 est.

2999

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year .............................................
1251 Repayments: Repayments and prepayments .................

VerDate 11-MAY-2000

2002 est.

Total assets ........................................
LIABILITIES:
2202 Non-Federal liabilities: Interest payable

Total assets ........................................
LIABILITIES:
Federal liabilities:
2102
Interest payable ..................................
2103
Debt .....................................................
Total liabilities ....................................

1
1 ...................
1 ................... ...................

Balance Sheet (in millions of dollars)

69.90
2002 est.

¥1 ...................

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from direct loans obligated in 1992
and beyond (including modifications of direct loans that resulted from obligations in any year). The amounts in this
account are a means of financing and are not included in
the budget totals.

Identification code 69–4164–0–3–401

Balance Sheet (in millions of dollars)
2000 actual

22.40

40
¥4

Section 505—Redeemable preference shares.—Authority for
the section 505 redeemable preference shares program expired
on September 30, 1988. The account reflects actual outlays
of –$8 million in 2001, and projected outlays of –$4 million
in 2002 and –$4 million in 2003 resulting from payments
of principal and interest as well as repurchases of redeemable
preference shares and the sale of redeemable preference
shares to the private sector.
Section 511—Loan repayments.—This program reflects repayments of principal and interest on outstanding borrowings
by the railroads to the Federal Financing Bank under the
section 511 loan guarantee program.
As required by the Federal Credit Reform Act of 1990,
this account records, for this program, all cash flows to and
from the Government resulting from direct loans obligated
and loan guarantees committed prior to 1992. All new activity
in this program (including modifications of direct loans or
loan guarantees that resulted from obligations or commitments in any year) is recorded in corresponding program accounts and financing accounts.

Identification code 69–4411–0–3–401

2003 est.

¥6

Status of Direct Loans (in millions of dollars)
Identification code 69–4411–0–3–401

2002 est.

89.00
90.00

Outlays (gross), detail:
86.97 Outlays from new mandatory authority ......................... ...................
Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

2001 actual

Identification code 69–4164–0–3–401

Sfmt 3643

2001 actual

Outstanding, end of year ..........................................

E:\BUDGET\DOT.XXX

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2002 est.

2003 est.

5
¥1

4
¥1

3
¥1

4

3

2

FEDERAL TRANSIT ADMINISTRATION
Federal Funds

DEPARTMENT OF TRANSPORTATION

As required by the Federal Credit Reform Act of 1990,
this account records, for this program, all cash flows to and
from the Government resulting from direct loans obligated
prior to 1992. All new activity in this program (including
modifications of direct loans or loan guarantees that resulted
from obligations or commitments in any year) is recorded
in corresponding program accounts and financing accounts.

2001 actual

2002 est.

5

4

3

2

1999

Total assets ........................................
LIABILITIES:
2105 Federal liabilities: Federal liabilities;
Other ...................................................

5

4

3

2

5

4

3

2

2999

Total liabilities ....................................

5

4

3

2

4999

Total liabilities and net position ............

5

4

3

2

f

(LIQUIDATION

2002 est.

2003 est.

16
51

17
54

18
58

Subtotal, obligation limitation .........................
Transit planning and research, general fund ..........
Transit planning and research, trust fund ...............

67
22
148

71
23
93

77
24
98

170
1
5

116
1
5

122
1
5

6
20
80

6
25
100

6
30
120

Subtotal, obligation limitation .........................
Formula grants, general fund ...................................
Formula grants, trust fund .......................................

100
617
3,901

125
692
2,874

150
768
3,071

Subtotal, obligation limitation .........................
Capital investment grants, general fund .................
Capital investment grants, trust fund .....................

4,517
578
2,117

3,566
718
2,272

3,839
607
2,429

Subtotal, obligation limitation .........................
Trust fund share of expenses, total budget authority (non-add) .........................................................
Trust fund share of expenses, available for obligation (non-add) .......................................................

2,695

2,991

3,036

[6,312]

[5,398]

[5,781]

[6,301]

[5,398]

[5,781]

Total FTA, obligation limitation ........................

7,555

6,870

7,230

2003 est.

ASSETS:
1601 Net value of assets related to pre–1992
direct loans receivable and acquired
defaulted guaranteed loans receivable: Direct loans, gross ....................

OF

2001 actual

Subtotal, obligation limitation .........................
Job access and reverse commute, general fund
Job access and reverse commute, trust fund ..........

2000 actual

TRUST FUND SHARE

[In millions of dollars]

Obligation Limitations:
Administrative expenses, general fund .....................
Administrative expenses, trust fund .........................

Subtotal, obligation limitation .........................
University transportation centers, general fund .......
University transportation centers, trust fund ...........

Balance Sheet (in millions of dollars)
Identification code 69–0720–0–1–401

765

NEXT GENERATION HIGH-SPEED RAIL

OF CONTRACT AUTHORIZATION)
Notes.—2001 reflects a reduction of $3 million in budget authority and $11 million in obligation limitation
pursuant to P.L. 106–554. 2001 funds reflect the transfer of $1,291 million from FHWA to FTA. The budget
assumes that flex-funding transfer between FWHA and FTA will continue, and will be documented at the end
of the fiscal year.

(HIGHWAY TRUST FUND)

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–9973–0–7–401

f
2002 est.

2003 est.

Federal Funds
Change in obligated balances:
72.40 Obligated balance, start of year ...................................
73.20 Total outlays (gross) ......................................................

2 ................... ...................
¥2 ................... ...................

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

2 ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
2 ................... ...................

This account provided funds for research, development, and
demonstrations to support the advancement of high-speed rail
technology. These activities are now supported through the
Next Generation High-Speed Rail general fund account.
f

FEDERAL TRANSIT ADMINISTRATION
The Federal Transit Administration (FTA) provides funding
to transit operators, State and local governments and other
recipients for the construction of facilities; the purchase of
vehicles and equipment; the improvement of technology, service techniques, and methods; the support of regionwide transportation planning; and transit operations. In addition to improving general mobility, FTA provides financial assistance
to help implement other national goals relating to mobility
for the elderly, people with disabilities, and economically disadvantaged individuals.
The Transportation Equity Act for the 21st Century reauthorized transit programs through FY 2003, and created the
new discretionary Mass Transit Budget Category. The General Fund and Highway Trust Fund funding contained in
the mass transit category is referred to as ‘‘guaranteed’’ funding. Approximately 80 percent of transit funding in 2002 is
derived from the mass transit account of the Highway Trust
Fund.
In 2003, $7,230 million is proposed for transit programs.
The following tables show the funding for the Federal Transit Administration programs.

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General and special funds:
ADMINISTRATIVE EXPENSES
For necessary administrative expenses of the Federal Transit Administration’s programs authorized by chapter 53 of title 49, United
States Code, ø$13,400,000¿ $18,200,000: Provided, That no more than
ø$67,000,000¿ $76,600,000 of budget authority shall be available for
these purposes: Provided further, That of the funds in this Act available for the execution of contracts under section 5327(c) of title 49,
United States Code, $2,000,000 shall be reimbursed to the Department of Transportation’s Office of Inspector General for costs associated with audits and investigations of transit-related issues, including
reviews of new fixed guideway systems: Provided further, That not
to exceed $2,600,000 for the National transit database shall remain
available until expended. Department of Transportation and Related
Agencies Appropriations Act, 2002; additional authorizing legislation
required.
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1120–0–1–401

2002 est.

2003 est.

00.01
01.01

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

67
1

71
1

77
1

10.00

Total new obligations ................................................

68

72

78

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

68
¥68

72
¥72

78
¥78

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

16

17

19

52

55

59

70.00

Total new budget authority (gross) ..........................

68

72

78

72.40
73.10
73.20

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................

8
68
¥66

10
72
¥76

6
78
¥77

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766

FEDERAL TRANSIT ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued

FORMULA GRANTS

ADMINISTRATIVE EXPENSES—Continued

(INCLUDING

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–1120–0–1–401

2002 est.

2003 est.

74.40

Obligated balance, end of year .....................................

10

6

7

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

62
4

66
10

71
6

87.00

Total outlays (gross) .................................................

66

76

77

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥52

¥55

¥59

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

16
14

17
21

19
18

89.00
90.00

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

13
11

2002 est.

13
17

2003 est.

15
14

For 2003, $77 million is requested to fund the personnel
and other support costs associated with management and direction of FTA programs. This includes $2 million to be reimbursed to the Inspector General for transit-related audits.
In addition, funds will be available for FTA’s essential transit
operations data base, the National Transit Database. FTA
has been a forerunner in expanding automated systems to
provide better access to customers. The Transportation Electronic Award and Management (TEAM) system provides online access to grantees for grant awards and disbursements.

2001 actual

Identification code 69–1120–0–1–401

11.1
11.3
11.9
12.1
21.0
23.1
23.3

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................

Program and Financing (in millions of dollars)

2002 est.

2001 actual

Identification code 69–1129–0–1–401

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Salt Lake Olympics ....................................................
45
5 ...................
00.02
Urban formula-capital ...............................................
4,059
3,259
3,304
00.03
Alaska Railroad .........................................................
13
5
5
00.04
Clean fuels ................................................................ ................... ...................
40
00.05
Elderly and disabled .................................................
175
84
90
00.06
Nonurban formula .....................................................
214
225
235
00.07
Over-the-road-bus .....................................................
2
4
6
00.08
Emergency response funds ....................................... ...................
34 ...................
00.09
New freedom initiative .............................................. ................... ...................
145
10.00

Object Classification (in millions of dollars)

TRANSFER OF FUNDS)

For necessary expenses to carry out 49 U.S.C. 5307, 5308, 5310,
5311, 5327, and section 3038 of Public Law 105–178, ø$718,400,000¿
$767,800,000, to remain available until expended: Provided, That no
more than ø$3,592,000,000¿ $3,839,000,000 of budget authority shall
be available for these purposesø: Provided further, That, notwithstanding any other provision of law, of the funds provided under
this heading, $5,000,000 shall be available for grants for the costs
of planning, delivery, and temporary use of transit vehicles for special
transportation needs and construction of temporary transportation
facilities for the VII Paralympiad for the Disabled, to be held in
Salt Lake City, Utah: Provided further, That in allocating the funds
designated in the preceding provisio, the Secretary shall make grants
only to the Utah Department of Transportation, and such grants
shall not be subject to any local share requirement or limitation
on operating assistance under this Act or the Federal Transit Act,
as amended: Provided further, That notwithstanding section 3008
of Public Law 105–178 and 49 U.S.C. 5309(m)(3)(C), $50,000,000 of
the funds to carry out 49 U.S.C. 5308 shall be transferred to and
merged with funding provide for the replacement, rehabilitation, and
purchase of buses and related equipment and the construction of
bus-related facilities under ‘‘Federal Transit Administration, Capital
investment grants’’.¿ (Department of Transportation and Related
Agencies Appropriations Act, 2002.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Formula Grants’’,
$23,500,000, to remain available until expended, to be obligated from
amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.)

Total new obligations ................................................

4,508

3,616

3,825

2003 est.

36
1

38
1

41
1

37
10
2
4

39
12
2
4

42
13
2
5

25.2
31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Equipment .................................................................

2
11
1

2
11
1

2
12
1

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

67
1

71
1

77
1

99.9

Total new obligations ................................................

68

72

78

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
1,295
1,327
1,287
New budget authority (gross) ........................................
4,518
3,566
3,839
Resources available from recoveries of prior year obligations .......................................................................
23 ................... ...................
22.22 Unobligated balance transferred from other accounts ...................
10 ...................
21.40
22.00
22.10

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)
41.00
Transferred to other accounts ...................................

4,903
¥3,616
1,287

5,126
¥3,825
1,301

669
742
768
¥1 ................... ...................
¥51
¥50 ...................

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

VerDate 11-MAY-2000

14:21 Jan 23, 2002

Jkt 189685

2002 est.

2003 est.

483

505

517

15

13

617

692

768

3,901

2,874

3,071

Total new budget authority (gross) ..........................

4,518

3,566

3,839

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

86.90

2001 actual

Identification code 69–1120–0–1–401

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

70.00

Personnel Summary

43.00
68.00

5,836
¥4,508
1,327

Outlays (gross), detail:
Outlays from new discretionary authority .....................

13

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5,931
6,338
6,240
4,508
3,616
3,825
¥4,078
¥3,714
¥3,534
¥23 ................... ...................
6,338
6,240
6,531

757

391

400

FEDERAL TRANSIT ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
86.93

Outlays from discretionary balances .............................

3,321

3,323

3,136

87.00

Total outlays (gross) .................................................

4,078

3,714

3,534

767

Object Classification (in millions of dollars)
2001 actual

Identification code 69–1129–0–1–401

2002 est.

2003 est.

25.2
41.0
¥3,901

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

617
178

¥2,874

692
840

Other services ................................................................
Grants, subsidies, and contributions ............................

12
4,496

18
3,598

18
3,807

99.9

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

Total new obligations ................................................

4,508

3,616

3,825

¥3,071
f

768
463

UNIVERSITY TRANSPORTATION RESEARCH

Formula grant funding is requested at $3,839 million in
2003, the guarantee level in TEA–21. Formula Grant funds
can be used for all transit purposes including planning, bus
and railcar purchases, facility repair and construction, maintenance and where eligible, operating expenses. Increased investment levels help transit succeed in alleviating congestion,
ensuring basic mobility, promoting more livable communities
and helping meet additional needs required as a result of
the Americans with Disabilities Act (ADA) and the Clean
Air Act (CAA).
In 2003, the budget requests $5 million for the Alaska
Railroad, $50 million for the Clean Fuels Formula program
consistent with the Transportation Equity Act for the 21st
Century, TEA–21, and $7 million for the Rural Transportation
Accessibility Incentive Program, commonly referred to as the
Over-the-Road Bus Accessibility Program. In addition, $6 million will support the Department’s efforts to bring together
the timely delivery of transportation projects with the protection and enhancement of the environment. The Administration will seek legislation for the New Freedoms Initiative:
$100 million for a grant program using alternative methods
to promote access to transportation; and $45 million for a
pilot program that promotes innovative transportation solutions for people with disabilities.
Clean Fuels Formula Program.—$50 million will finance
the purchase or lease of clean fuel buses and facilities and
the improvement of existing facilities to accommodate clean
fuel buses.
Over-the-Road Bus Accessibility Program.—$7 million for
the Rural Transportation Accessibility Incentive Program established in TEA–21 will assist operators of over-the-road
buses to finance the incremental capital and training costs
of complying with the Department of Transportation’s final
rule regarding accessibility of over-the-road buses required
by the ADA.
Urbanized Area Formula.—$3,308 million in funds will be
apportioned to areas with populations of 50,000 or more.
Funds may be used for any transit capital purpose, including
preventive maintenance for these capital assets, in urban
areas over 200,000 in population. Also, in urbanized areas
under 200,000 both capital and operating costs are eligible
expenditures. This funding will assist public transit agencies
in meeting the requirements of the Clean Air Act Amendments and the Americans with Disabilities Act. These funds
are critical to preserving mobility in our cities and supporting
welfare reform by providing an affordable commute for people
making the transition to work.
Nonurbanized Area Formula.—$231 million will be apportioned according to a legislative formula based on each State’s
nonurban population to areas with populations of less than
50,000. Available funding may be used to support intercity
bus service as well as to help meet rural and small urban
areas’ transit needs.
Formula Grants for Elderly and Individuals with Disabilities.—$87 million will be apportioned to each State according
to a legislatively required formula to assist in providing transportation to the elderly and individuals with disabilities.
Grants are made for the purchase of vehicles and equipment
and for transportation services under a contract, lease or similar arrangement.

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For necessary expenses to carry out 49 U.S.C. 5505, $1,200,000,
to remain available until expended: Provided, That no more than
$6,000,000 of budget authority shall be available for these purposes.
(Department of Transportation and Related Agencies Appropriations
Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1136–0–1–401

2002 est.

2003 est.

10.00

Obligations by program activity:
Total new obligations (object class 41.0) .....................

6

6

6

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

6
¥6

6
¥6

6
¥6

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

1

1

1

5

5

5

70.00

Total new budget authority (gross) ..........................

6

6

6

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

10
6
¥3
13

13
6
¥7
12

12
6
¥7
11

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ...................
Outlays from discretionary balances .............................
3

1
6

1
6

87.00

Total outlays (gross) .................................................

3

7

7

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥5

¥5

¥5

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

1
¥1

1
2

1
2

89.00
90.00

For 2003, $6 million is proposed for the University Transportation Research program. This program provides continued
support for research, education and technology transfer activities aimed at addressing regional and national transportation
problems. These funds are matched with support from nonFederal sources. This program also receives funding from the
Federal Highway Administration.
f

TRANSIT PLANNING

AND

RESEARCH

For necessary expenses to carry out 49 U.S.C. 5303, 5304, 5305,
5311(b)(2), 5312, 5313(a), 5314, 5315, and 5322, ø$23,000,000¿
$24,200,000, to remain available until expended: Provided, That no
more than ø$116,000,000¿ $122,000,000, of budget authority shall
be available for these purposes: Provided further, That $5,250,000
is available to provide rural transportation assistance (49 U.S.C.
5311(b)(2)), $4,000,000 is available to carry out programs under the
National Transit Institute (49 U.S.C. 5315), $8,250,000 is available
to carry out transit cooperative research programs (49 U.S.C.
5313(a)), ø$55,422,400¿ $60,385,600, is available for metropolitan
planning (49 U.S.C. 5303, 5304, and 5305, ø$11,577,600¿ $12,614,400,
is available for the national planning and research program (49

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768

FEDERAL TRANSIT ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
TRANSIT PLANNING

AND

RESEARCH—Continued

U.S.C. 5314). (Department of Transportation and Related Agencies
Appropriations Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1137–0–1–401

2002 est.

2003 est.

00.01
09.01

Obligations by program activity:
Direct program ...............................................................
Reimbursable program ..................................................

180
20

130
20

124
20

10.00

Total new obligations ................................................

200

150

144

35
190

25
136

16
142

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
22.21 Unobligated balance transferred to other accounts
22.22 Unobligated balance transferred from other accounts
21.40
22.00
22.10

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
68.90
70.00

1 ................... ...................
¥1 ................... ...................
1
5 ...................
166
¥150
16

158
¥144
14

22

23

24

160

113

2001 actual

Identification code 69–1137–0–1–401

2002 est.

2003 est.

25.1
25.5
41.0

Direct obligations:
Advisory and assistance services .............................
Research and development contracts .......................
Grants, subsidies, and contributions ........................

1
13
166

1
10
119

1
10
113

Direct obligations ..................................................
Reimbursable obligations ..............................................

180
20

130
20

124
20

99.9

Total new obligations ................................................

200

150

144

118

f

8 ................... ...................
168

113

118

Total new budget authority (gross) ..........................

190

136

142

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

Object Classification (in millions of dollars)

99.0
99.0

226
¥200
25

Spending authority from offsetting collections
(total discretionary) ..........................................

72.40
73.10
73.20
73.45
74.00

of transportation methods and technologies which address
such issues as accessibility for the disabled, air quality, traffic
congestion, and transit service and operational improvements.
The National Research Program supports the development
of innovative transit technologies, such as hybrid electric
buses, fuel cells, and battery powered propulsion systems.
For support of metropolitan and statewide planning activities $73 million, the guaranteed level in TEA–21, is requested
in 2003. Of this amount, $60.4 million will be apportioned
to States for Metropolitan planning, and $12.6 million for
statewide planning and research activities. These funds support the transportation planning activities that will enable
these regional planning agencies to continue to plan for the
transportation investments that best meet the needs of the
communities they serve, and to comply with Federal statutes.

222
281
267
200
150
144
¥133
¥164
¥176
¥1 ................... ...................
¥8 ................... ...................
281
267
235

JOB ACCESS

AND

REVERSE COMMUTE GRANTS

Notwithstanding section 3037(1)(3) of Public Law 105–178, as
amended, for necessary expenses to carry out section 3037 of the
Federal Transit Act of 1998, ø$25,000,000¿ $30,000,000, to remain
available until expended: Provided, That no more than
ø$125,000,000¿ $150,000,000 of budget authority shall be available
for these purposes: Provided further, That up to ø$250,000¿ $300,000
of the funds provided under this heading may be used by the Federal
Transit Administration for technical assistance and support and performance reviews of the Job Access and Reverse Commute Grants
program. (Department of Transportation and Related Agencies Appropriations Act, 2002.)
Program and Financing (in millions of dollars)

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

49
84

31
133

31
145

87.00

Total outlays (gross) .................................................

133

164

176

2001 actual

Identification code 69–1125–0–1–401

2002 est.

2003 est.

10.00
Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

Obligations by program activity:
Total new obligations (object class 41.0) .....................

85

120

150

¥118

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

76
100

91
125

96
150

¥8 ................... ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

176
¥85
91

216
¥120
96

246
¥150
96

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

20

25

30

80

100

120

¥160

22
¥28

¥113

23
51

24
58

In 2003, a total of $122 million is requested for the transit
planning and research activities, including $49 million for
research and technology and $73 million for Metropolitan and
Statewide Planning.
In 2003, $49 million is requested for a variety of research
activities. The National Research and Technology program
is funded at $31.5 million. These funds will be used to cover
costs for FTA’s essential safety and security activities and
transit safety data collection. Additional research programs
include $8 million for Transit Cooperative Research, $4 million for the National Transit Institute, $5 million for the
Rural Transit Assistance Program.
Under the national component of the program, the FTA
is a catalyst in the research, development and deployment

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70.00

Total new budget authority (gross) ..........................

100

125

150

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

58
85
¥39
104

104
120
¥67
157

157
150
¥95
212

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

3
36

6
61

8
88

87.00

Total outlays (gross) .................................................

39

67

95

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FEDERAL TRANSIT ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥80

¥100

¥120

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

20
¥41

25
¥33

30
¥25

89.00
90.00

In 2003, $150 million is requested for the Job Access and
Reverse Commute Grants Program. This program is intended
to provide grants to non-profit organizations and local transit
agencies to fund transportation services in urban, suburban
and rural areas to assist welfare recipients and low income
individuals to access employment opportunities. Federal transit funds would provide 50 percent of the project costs, with
grant recipients supplying the remaining 50 percent from
local or Federal sources other than the Department of Transportation.
f

CAPITAL INVESTMENT GRANTS
(INCLUDING

TRANSFER OF FUNDS)

For necessary expenses to carry out 49 U.S.C. 5308, 5309, 5318,
and 5327, ø$568,200,000¿ $607,200,000, to remain available until
expended: Provided, That no more than ø$2,841,000,000¿
$3,036,000,000 of budget authority shall be available for these
purposesø: Provided further, That there shall be available¿, of which
$1,214,000,000 is for fixed guideway modernization, ø$1,136,400,000¿;
øthere shall be available¿ $607,200,000 is for the replacement, rehabilitation, and purchase of buses and related equipment and the
construction of bus-related facilitiesø, $568,200,000, together with
$50,000,000 transferred from ‘‘Federal Transit Administration, Formula Grants’’; and there shall be available¿; and $1,214,400,000 is
for new fixed guideway systems ø$1,136,400,000, together with
$1,488,840 of the funds made available under ‘‘Federal Transit Administration, Capital investment grants’’ in Public Law 105–277; to
be available as follows:
$10,296,000 for Alaska or Hawaii ferry projects;
$1,000,000 for the Albuquerque, New Mexico, light rail project;
$25,000,000 for the Atlanta, Georgia, North line extension
project;
$13,000,000 for the Baltimore, Maryland, central light rail transit
double track project;
$1,500,000 for the Baltimore, Maryland, rail transit project;
$2,000,000 for the Birmingham, Alabama, transit corridor project;
$10,631,245 for the Boston, Massachusetts, South Boston Piers
transitway project;
$500,000 for the Boston, Massachusetts, urban ring transit
project;
$7,000,000 for the Charlotte, North Carolina, South Corridor
light rail transit project;
$4,000,000 for the Nashville, Tennessee, East corridor commuter
rail project;
$141,000,000 for the New Jersey Hudson-Bergen light rail transit
project;
$15,000,000 for the New Orleans, Louisiana, Canal Street car
line project;
$1,200,000 for the New Orleans, Louisiana, Desire corridor
streetcar project;
$2,000,000 for the New York, New York, Second Avenue subway
project;
$20,000,000 for the Newark-Elizabeth, New Jersey, rail link
project;
$2,500,000 for the Northeast Indianapolis, Indiana, downtown
corridor project;
$2,500,000 for the Northern Indiana South Shore commuter rail
project;
$6,500,000 for the Oceanside-Escondido, California, light rail extension project;
$500,000 for the Ohio, Central Ohio North corridor rail (COTA)
project;
$5,000,000 for the Pawtucket-TF Green, Rhode Island, commuter
rail and maintenance facility project;
$9,000,000 for the Philadelphia, Pennsylvania, Schuykill Valley
metro project;

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769

$10,000,000 for the Phoenix, Arizona, Central Phoenix/East Valley corridor project;
$8,000,000 for the Pittsburgh, Pennsylvania, North Shore connector light rail transit project;
$18,000,000 for the Pittsburgh, Pennsylvania, stage II light rail
transit reconstruction project;
$64,000,000 for the Portland, Oregon, Interstate MAX light rail
transit extension project;
$20,000,000 for the Puget Sound, Washington, RTA Sounder commuter rail project;
$9,000,000 for the Raleigh, North Carolina, Triangle transit
project;
$328,000 for the Sacramento, California, light rail transit extension project;
$14,000,000 for the Salt Lake City, Utah, CBD to University
light rail transit project;
$3,000,000 for the Salt Lake City, Utah, University Medical Center light rail transit extension project;
$60,000,000 for the San Diego, California, Mission Valley East
light rail project;
$1,000,000 for the San Diego, California, Mid Coast corridor
project;
$75,673,790 for the San Francisco, California, BART extension
to the airport project;
$113,336 for the San Jose, California, Tasman West light rail
transit project;
$40,000,000 for the San Juan, Puerto Rico, Tren Urbano project;
$1,700,000 for the Sioux City, Iowa, light rail project;
$28,000,000 for the St. Louis-St. Clair, Missouri, metrolink extension project;
$5,000,000 for the Stamford, Connecticut, urban transitway
project;
$32,750,000 for the Chicago, Illinois, Douglas branch reconstruction project;
$55,000,000 for the for the Chicago,Illinois, METRA commuter
rail and line extension project;
$3,000,000 for the Chicago, Illinois, Ravenswood reconstruction
project;
$6,000,000 for the Cleveland, Ohio, Euclid corridor transportation
project;
$70,000,000 for the Dallas, Texas, North Central light rail transit
extension project;
$55,000,000 for the Denver, Colorado, Southeast corridor light
rail transit project;
$192,492 for the Denver, Colorado, Southwest corridor light rail
transit project;
$150,000 for the Des Moines, Iowa, DSM bus feasibility project;
$200,000 for the Dubuque, Iowa, light rail feasibility project;
$25,000,000 for the Dulles corridor, Virginia, bus rapid transit
project;
$27,000,000 for the Fort Lauderdale, Florida, Tri-County commuter rail upgrades project;
$2,000,000 for the Fort Worth, Texas, Trinity railway express
project;
$750,000 for the Grand Rapids, Michigan, ITP metro area, major
corridor project;
$12,000,000 for the for Honolulu, Hawaii, bus rapid transit
project;
$10,000,000 for the Houston, Texas, Metro advanced transit
project;
$300,000 for the Iowa, Metrolink light rail feasibility project;
$1,500,000 for the Johnson County, Kansas-Kansas City, Missouri, I–35 commuter rail project;
$2,000,000 for the Kenosha-Racine-Milwaukee, Wisconsin, commuter rail extension project;
$55,000,000 for the Largo, Maryland, metrorail extension project;
$2,000,000 for the Little Rock, Arkansas, river rail project;
$14,744,420 for the Long Island Rail Road, New York, East Side
access project;
$9,289,557 for the Los Angeles, California, North Hollywood extension project;
$7,500,000 for the Los Angeles, California, East Side corridor
light rail transit project;
$3,000,000 for the Lowell, Massachusetts-Nashua, New Hampshire commuter rail extension project;
$12,000,000 for the Maryland (MARC) commuter rail improvements project;
$19,170,000 for the Memphis, Tennessee, Medical center rail extension project;

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770

FEDERAL TRANSIT ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
90.00

General and special funds—Continued

Outlays ...........................................................................

¥214

¥502

¥63

CAPITAL INVESTMENT GRANTS—Continued
(INCLUDING

TRANSFER OF FUNDS)—Continued

$5,000,000 for the Miami, Florida, South Miami-Dade busway
extension project;
$10,000,000 for the Minneapolis-Rice, Minnesota, Northstar corridor commuter rail project;
$50,000,000 for the Minneapolis-St. Paul, Minnesota, Hiawatha
corridor light rail transit project;
$3,000,000 for the Stockton, California, Altamont commuter rail
project;
$3,000,000 for the Virginia Railway Express station improvements project;
$500,000 for the Washington County, Oregon, Wilsonville to Beaverton commuter rail project;
$2,500,000 for the Wasilla, Alaska, alternative route project; and
$400,000 for the Yosemite, California, area regional transportation system project¿. (Department of Transportation and Related
Agencies Appropriations Act, 2002.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Capital Investment
Grants’’, $100,000,000, to remain available until expended, and to
be obligated from amounts made available in Public Law 107–38:
Provided, That in administering funds made available under this
paragraph, the Federal Transit Administrator shall direct funds to
those transit agencies most severely impacted by the terrorist attacks
of September 11, 2001, excluding any transit agency receiving a Federal payment elsewhere in this Act: Provided further, That the provisions of 49 U.S.C 5309(h) shall not apply to funds made available
under this paragraph.¿ (Emergency Supplemental Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1134–0–1–401

2002 est.

2003 est.

Obligations by program activity:
00.01 Capital investment grants .............................................

2,490

2,960

3,310

10.00

2,490

2,960

3,310

Total new obligations ................................................

For 2003, a total of $3,036 million, the guaranteed level
in TEA–21, is requested for Capital Investment Grants. The
$3,036 million will be allocated among the following activities:
Bus and bus-related facilities.—$607 million for the replacement, rehabilitation and purchase of buses and related equipment and the construction of bus-related facilities. This funding will also assist public transit authorities in meeting the
requirements of the Clean Air Act Amendments and the
Americans with Disabilities Act. For 2003, FTA’s goal is to
continue in its efforts to make the national fixed-route bus
system 80 percent accessible to individuals with disabilities.
Within the bus funding level, $50 million will be provided
for the Clean Fuels Formula Grants program, as authorized
by TEA–21. The Clean Fuels Formula Program will finance
the purchase or lease of clean fuel buses and facilities and
the improvement of existing facilities to accommodate clean
fuel buses.
Fixed guideway modernization.—$1,214 million for the acquisition, reconstruction and improvement of facilities and
equipment for use on fixed guideways including heavy and
light rail, commuter rail, and ferryboat operations. Funding
for this program will ensure the fixed guideway modernization
activity remains the stabilization and restoration factor for
remedying the conditions of the Nation’s older fixed guideway
systems.
New Starts.—$1,214 million for the construction of new
fixed guideway systems and extensions to existing fixed guideway systems.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
1,006
1,213
1,239
New budget authority (gross) ........................................
2,695
2,991
3,036
Resources available from recoveries of prior year obligations .......................................................................
2 ................... ...................
22.21 Unobligated balance transferred to other accounts ...................
¥5 ...................

Object Classification (in millions of dollars)

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.77
Reduction pursuant to P.L. 106–554 (0.22 percent)
42.00
Transferred from other accounts ..............................
43.00
68.00

3,703
¥2,490
1,213

4,199
¥2,960
1,239

4,275
¥3,310
965

2002 est.

2003 est.

25.2
41.0

Other services ................................................................
Grants, subsidies, and contributions ............................

20
2,470

28
2,932

30
3,280

99.9

Total new obligations ................................................

2,490

2,960

3,310

21.40
22.00
22.10

23.90
23.95
24.40

2001 actual

Identification code 69–1134–0–1–401

f

RESEARCH, TRAINING,

AND

HUMAN RESOURCES

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1121–0–1–401

2002 est.

2003 est.

22.21
529
668
607
¥1 ................... ...................
50
50 ...................

Budgetary resources available for obligation:
Unobligated balance transferred to other accounts

¥1 ................... ...................

72.40
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

4
¥1
3

3
¥1
2

2
¥1
1

1

1

1

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

578

718

607

2,117

2,273

2,429

70.00

Total new budget authority (gross) ..........................

2,695

2,991

3,036

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................

2,470
3,056
4,245
2,490
2,960
3,310
¥1,902
¥1,771
¥2,366
¥2 ................... ...................
3,056
4,245
5,189

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
1
1
1

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

155
1,747

427
1,343

364
2,002

87.00

Total outlays (gross) .................................................

1,902

1,771

2,366

Since 1993, the activities of this account have been financed
in the Transit Planning and Research.
f

INTERSTATE TRANSFER GRANTS—TRANSIT
Program and Financing (in millions of dollars)

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Net budget authority and outlays:
89.00 Budget authority ............................................................

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¥2,117

¥2,273

¥2,429

10.00
578

718

Frm 00056

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Obligations by program activity:
Total new obligations (object class 41.0) .....................

607

PO 00000

2001 actual

Identification code 69–1127–0–1–401

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5

2002 est.

2003 est.

6 ...................

FEDERAL TRANSIT ADMINISTRATION—Continued
Trust Funds

DEPARTMENT OF TRANSPORTATION

21.40
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Resources available from recoveries of prior year obligations .......................................................................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

72.40
73.10
73.20
73.45
74.40

7

6 ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

4 ................... ...................
11
6 ...................
¥5
¥6 ...................
6 ................... ...................

This schedule displays program balances that are no longer
required.
f

Change in obligated balances:
Obligated balance, start of year ...................................
2 ...................
3
Total new obligations ....................................................
5
6 ...................
Total outlays (gross) ......................................................
¥3
¥3
¥2
Recoveries of prior year obligations ..............................
¥4 ................... ...................
Obligated balance, end of year ..................................... ...................
3
1

Outlays (gross), detail:
86.93 Outlays from discretionary balances .............................

771

Trust Funds
DISCRETIONARY GRANTS
(LIQUIDATION

OF CONTRACT AUTHORIZATION)

(HIGHWAY
3

3

TRUST FUND)

2

Program and Financing (in millions of dollars)
Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ...........................................................................
3
3
2

f

WASHINGTON METROPOLITAN AREA TRANSIT AUTHORITY
Program and Financing (in millions of dollars)
2001 actual

2002 est.

2003 est.

00.01

Obligations by program activity:
Washington Metro .......................................................... ...................

1 ...................

10.00

Total new obligations (object class 41.0) ................ ...................

1 ...................

21.40
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
1 ...................
Total new obligations .................................................... ...................
¥1 ...................
Unobligated balance carried forward, end of year .......
1 ................... ...................

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
237
Total new obligations .................................................... ...................
Total outlays (gross) ......................................................
¥116
Obligated balance, end of year .....................................
121

86.93

Outlays (gross), detail:
Outlays from discretionary balances .............................

116

54

00.01

Obligations by program activity:
Discretionary grants .......................................................

55

48 ...................

10.00

Total new obligations (object class 41.0) ................

55

48 ...................

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Resources available from recoveries of prior year obligations .......................................................................

66

48 ...................

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

103
48 ...................
¥55
¥48 ...................
48 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.49
Portion applied to liquidate contract authority ........

350 ................... ...................
¥350 ................... ...................

43.00

f

Appropriation (total discretionary) ........................ ................... ................... ...................

72.40
73.10
73.20
73.45
74.40
75.01

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................
Obligated balance, start of year: Contract authority
Outlays (gross), detail:
Outlays from discretionary balances .............................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
722
714
386

722

2001 actual

Identification code 69–8191–0–7–401

0100
0400
0700
0705

Balance, start of year ....................................................
Appropriation to liquidate contract authority ................
Balance, end of year .....................................................
Surplus liquidating cash, end of year (memo entry)

714

386

2002 est.

2003 est.

312
11 ...................
¥350 ................... ...................
11 ................... ...................
49
38
38

In 2003, no additional liquidating cash is requested to pay
previous obligations in the Discretionary Grants account.
f

MISCELLANEOUS EXPIRED ACCOUNTS

2001 actual

TRUST FUND SHARE
(LIQUIDATION
2002 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Unobligated balance carried forward, end of year .......

1
1

72.40

Change in obligated balances:
Obligated balance, start of year ...................................

1 ................... ...................

PO 00000

1
1
1 ...................

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OF

EXPENSES

OF CONTRACT AUTHORIZATION)

(HIGHWAY

2003 est.

21.40
24.40

Jkt 189685

1,947
1,243
577
55
48 ...................
¥722
¥714
¥386
¥37 ................... ...................
1,243
577
191
246 ................... ...................

Status of Contract Authority (in millions of dollars)

Program and Financing (in millions of dollars)

14:21 Jan 23, 2002

37 ................... ...................

36

The National Capital Transportation Amendments of 1979
(Stark-Harris) authorized $1.7 billion in Federal funds to support the construction of the Washington Metrorail system.
In addition, the National Capital Transportation Amendments
of 1990 authorized another $1.3 billion in Federal capital
assistance to complete construction of the planned 103-mile
system. The Federal commitment to complete the 103-mile
system was fully funded in 1999. No new budget authority
is proposed.

VerDate 11-MAY-2000

2003 est.

86.93

121
68
1 ...................
¥54
¥36
68
32

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ...........................................................................
116
54
36

Identification code 69–1122–0–1–401

2002 est.

21.40
22.10

This account funds transit capital projects substituted for
previously withdrawn segments of the Interstate Highway
System under the provisions of 23 U.S.C. 103(e)(4).

Identification code 69–1128–0–1–401

2001 actual

Identification code 69–8191–0–7–401

TRUST FUND)

Notwithstanding any other provision of law, for payment of obligations incurred in carrying out 49 U.S.C. 5303–5308, 5310–5315,
5317(b), 5322, 5327, 5334, 5505, and sections 3037 and 3038 of Public
Law 105–178, ø$5,397,800,000¿ $5,781,000,000, to remain available
until expended, and to be derived from the Mass Transit Account
of the Highway Trust Fund: Provided, That ø$2,873,600,000¿

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772

FEDERAL TRANSIT ADMINISTRATION—Continued
Trust Funds—Continued

TRUST FUND SHARE
(HIGHWAY

OF

THE BUDGET FOR FISCAL YEAR 2003
STATUS OF THE MASS TRANSIT ACCOUNT OF THE HIGHWAY TRUST FUND

EXPENSES—Continued

[In millions of dollars]

TRUST FUND)—Continued

2001 actual

$3,071,200,000 shall be paid to the Federal Transit Administration’s
formula grants account: Provided further, That ø$93,000,000¿
$97,800,000 shall be paid to the Federal Transit Administration’s
transit planning and research account: Provided further, That
ø$53,600,000¿ $58,400,000 shall be paid to the Federal Transit Administration’s administrative expenses account: Provided further,
That $4,800,000 shall be paid to the Federal Transit Administration’s
university transportation research account: Provided further, That
ø$100,000,000¿ $120,000,000 shall be paid to the Federal Transit
Administration’s job access and reverse commute grants program:
Provided further, That ø$2,272,800,000¿ $2,428,800,000 shall be paid
to the Federal Transit Administration’s capital investment grants
account. (Department of Transportation and Related Agencies Appropriations Act, 2002.)

2002 est.

2003 est.

Unexpended balance, start of year .............................................
Cash income during the year, Governmental receipts:
Motor fuel taxes ......................................................................

8,547

7,368

6,120

4,553

4,864

4,978

Total annual income ......................................................

4,553

4,864

4,978

Cash outlays during the year:
Discretionary grants/Major capital investments (liquidation
of contract authorization) ..................................................
Trust fund share of transit programs ....................................

722
5,010

714
5,398

386
5,781

Total annual outlays ......................................................

5,732

6,112

6,167

Unexpended balance, end of year ..........................................

7,368

6,120

4,931

f

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8350–0–7–401

2002 est.

2003 est.

00.01
00.02
00.03
00.04
00.05
00.06

Obligations by program activity:
Administrative expenses ................................................
Job access and reverse commute .................................
Formula programs ..........................................................
University transportation research ................................
Transit planning and research ......................................
Capital investment grants .............................................

51
80
3,901
5
148
2,117

54
100
2,874
5
93
2,273

58
120
3,071
5
98
2,429

10.00

Total new obligations (object class 92.0) ................

6,301

5,398

5,781

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year:
Contract authority .....................................................
22.00 New budget authority (gross) ........................................

18
6,312

29
5,398

29
5,781

6,330
¥6,301

5,427
¥5,398

5,810
¥5,781

29

29

SAINT LAWRENCE SEAWAY DEVELOPMENT
CORPORATION

29

21.49

23.90
23.95
24.49

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year:
Contract authority .....................................................

Public enterprise funds:
SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION
The Saint Lawrence Seaway Development Corporation is hereby
authorized to make such expenditures, within the limits of funds
and borrowing authority available to the Corporation, and in accord
with law, and to make such contracts and commitments without
regard to fiscal year limitations as provided by section 104 of the
Government Corporation Control Act, as amended, as may be necessary in carrying out the programs set forth in the Corporation’s
budget for the current fiscal year. (Department of Transportation
and Related Agencies Appropriations Act, 2002; additional authorizing
legislation required.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4089–0–3–403

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................
40.49
Portion applied to liquidate contract authority used
42.00
Transferred from other accounts ..............................

2002 est.

2003 est.

Obligations by program activity:
Operations and maintenance ........................................
Replacement and improvements ...................................

12
2

13
1

14
1

10.00
43.00

00.01
00.02

Total new obligations ................................................

15

15

16

5,017
5,398
5,781
1,291 ................... ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

13
15

14
15

14
16

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

29
¥15
14

29
¥15
14

30
¥16
14

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

15

15

16

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

3
15
¥15
3

3
15
¥15
3

3
16
¥16
3

86.97

Outlays (gross), detail:
Outlays from new mandatory authority .........................

15

15

16

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥14
¥1

¥14
¥1

¥15
¥1

88.90

¥15

¥15

¥16

5,021
5,398
5,781
¥6,308
¥5,398
¥5,781
1,291 ................... ...................

66.10
66.62

Appropriation (total discretionary) ........................
Mandatory:
Contract authority .....................................................
Transferred from other accounts ..............................

4 ................... ...................

66.90

Contract authority (total mandatory) ...................

6,308

5,398

5,781

70.00

Total new budget authority (gross) ..........................

6,312

5,398

5,781

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

6,301
¥6,301

5,398
¥5,398

5,781
¥5,781

86.90

Outlays (gross), detail:
Outlays from new discretionary authority .....................

6,301

5,398

5,781

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

6,312
6,301

5,398
5,398

5,781
5,781

Status of Contract Authority (in millions of dollars)
2001 actual

Identification code 69–8350–0–7–401

0100

Balance, start of year ....................................................
Contract authority:
0200 Contract authority ..........................................................
0400 Appropriation to liquidate contract authority ................
0700 Balance, end of year .....................................................
0705 Surplus liquidating cash, end of year (memo entry)

2002 est.

2003 est.

18

29

29

6,308
¥6,308
29
320

5,398
¥5,398
29
320

5,781
¥5,781
29
320

Total, offsetting collections (cash) ..................
Net budget authority and outlays:

For 2003, this account tracks the portion of funds for each
of FTA’s programs derived from the Mass Transit Account
of the Highway Trust Fund.

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89.00
90.00

Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

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RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION
Trust Funds

DEPARTMENT OF TRANSPORTATION
Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

Trust Funds
OPERATIONS

2001 actual

90.00

Net budget authority and outlays:
Outlays ...........................................................................

2002 est.

2003 est.

(HARBOR

¥1 ................... ...................

The Saint Lawrence Seaway Development Corporation
(SLSDC) is a wholly owned Government Corporation responsible for the operation, maintenance and development of the
United States portion of the St. Lawrence Seaway between
Montreal and Lake Erie. Major priorities are to control Seaway Corporation costs and to encourage increased use of the
Seaway system.
Appropriations from the Harbor maintenance trust fund
and revenues from non-Federal sources are intended to finance the operations and maintenance portion of the Seaway
for which the Corporation is responsible.

12
–11

13
–13

13
–13

14
–14

0105

Net income or loss (–) ............................

1

..................

..................

..................

2002 est.

2003 est.

Balance Sheet (in millions of dollars)
2000 actual

1999

Total assets ........................................
LIABILITIES:
Non-Federal liabilities:
2201
Accounts payable ................................
2206
Pension and other actuarial liabilities
2999

MAINTENANCE TRUST FUND)

For necessary expenses for operations and maintenance of those
portions of the Saint Lawrence Seaway operated and maintained
by the Saint Lawrence Seaway Development Corporation,
ø$13,345,000¿ $14,788,300, to be derived from the Harbor Maintenance Trust Fund, pursuant to Public Law 99–662. (Department of
Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8003–0–7–403

2002 est.

2003 est.

2001 actual

2002 est.

10.00

Obligations by program activity:
Total new obligations (object class 25.3) .....................

14

14

15

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

14
¥14

14
¥14

15
¥15

14

14

15

73.10
73.20

Change in obligated balances:
Total new obligations ....................................................
Total outlays (gross) ......................................................

14
¥14

14
¥14

15
¥15

Outlays (gross), detail:
Outlays from new discretionary authority .....................

14

14

15

89.00
90.00

2001 actual

Revenue ...................................................
Expense ....................................................

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
Other Federal assets:
1801
Cash and other monetary assets .......
1803
Property, plant and equipment, net
1901
Other assets ........................................

MAINTENANCE

86.90

2000 actual

0101
0102

Identification code 69–4089–0–3–403

AND

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................

Statement of Operations (in millions of dollars)
Identification code 69–4089–0–3–403

773

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

14
14

14
14

15
15

2003 est.

1

2

2

2

13
84
2

13
83
2

13
83
2

13
83
2

100

100

100

100

2
2

2
2

2
2

2
2

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

4

4

4

4

96

96

96

96

3999

Total net position ................................

96

96

96

Total liabilities and net position ............

100

100

100

100

2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

13
13

2002 est.

13
13

2003 est.

14
14

The Water Resources Development Act of 1986 authorizes
use of the Harbor maintenance trust fund as the major source
of funding for the Corporation’s operations and maintenance
activities.

96

4999

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

f

The following table depicts funding for all the Research
and Special Programs Administration programs.

Object Classification (in millions of dollars)
2001 actual

Identification code 69–4089–0–3–403

2002 est.

RESEARCH AND SPECIAL PROGRAMS
ADMINISTRATION

2003 est.

[In millions of dollars]

11.1
12.1
26.0
32.0

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Supplies and materials .............................................
Land and structures ..................................................

8
3
1
1

9
3
1
1

9
3
1
1

Budget authority:
Research and special programs .............................................
Emergency preparedness grants ............................................
Pipeline safety ........................................................................
Trust fund share of pipeline safety .......................................

2001 actual

37
18
40
7

41
14
51
8

46
14
57
7

99.0
99.5

Direct obligations ..................................................
Below reporting threshold ..............................................

13
2

14
1

14
2

Pipeline safety, subtotal ................................................

47

59

65

Total budget authority ...................................................

103

114

125

99.9

Total new obligations ................................................

15

15

16
Program level (obligations):
Research and special programs .............................................
Emergency preparedness grants ............................................
Pipeline safety ........................................................................
Trust fund share of pipeline safety .......................................

38
13
45
7

41
14
58
9

46
14
57
7

Pipeline safety, subtotal ................................................
Volpe transportation systems center (reimbursable) .............
Total program level, net ................................................

51
223
324

66
235
357

65
241
366

Personnel Summary
2001 actual

Identification code 69–4089–0–3–403

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

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2002 est.

2003 est.

148

157

157

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2002 est.

2003 est.

774

RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

2001 actual

Outlays:
Research and special programs .............................................
Emergency preparedness grants ............................................
Pipeline safety ........................................................................
Trust fund share of pipeline safety .......................................
Total outlays ..................................................................

2002 est.

2003 est.

46
16
55
5

102

122

44
14
52
8
118

f

Federal Funds
General and special funds:
RESEARCH

AND

SPECIAL PROGRAMS

For expenses necessary to discharge the functions of the Research
and Special Programs Administration, ø$37,279,000¿ $45,694,000, of
which $645,000 shall be derived from the Pipeline Safety Fund, and
of which ø$2,170,000¿ $3,342,000 shall remain available until September 30, ø2004¿ 2005: Provided, That up to $1,200,000 in fees
collected under 49 U.S.C. 5108(g) shall be deposited in the general
fund of the Treasury as offsetting receipts: Provided further, That
there may be credited to this appropriation, to be available until
expended, funds received from States, counties, municipalities, other
public authorities, and private sources for expenses incurred for training, for reports publication and dissemination, and for travel expenses
incurred in performance of hazardous materials exemptions and approvals functions. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States, for ‘‘Research and Special
Programs,’’ $2,500,000, to remain available until expended, to be obligated from amounts made available in Public Law 107–38.¿ (Emergency Supplemental Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0104–0–1–407

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Hazardous materials safety ......................................
00.03
Emergency transportation .........................................
00.04
Research and technology ..........................................
00.05
Program and administrative support ........................

20
2
4
12

23
5
3
11

24
2
3
16

01.00
09.01

Subtotal direct program ............................................
Reimbursable program ..................................................

38
50

40
55

45
55

10.00

Total new obligations ................................................

87

96

100

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
87

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

35
44

82
17

87
13

Total outlays (gross) .................................................

79

100

99

¥17

¥55

¥55

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources
Against gross budget authority only:
88.95
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
88.96
Portion of offsetting collections (cash) credited to
expired accounts ...................................................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

88
96
100
¥87
¥96
¥100
1 ................... ...................

37
1

39
1

45
1

43.00

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

38

40

46

18

55

55

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................

55

70.00

Total new budget authority (gross) ..........................

87

95

100

25.5
25.7
31.0

72.40
73.10
73.20
73.40
74.00

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Change in uncollected customer payments from Federal sources (unexpired) ............................................

42
17
13
87
96
100
¥79
¥100
¥99
¥1 ................... ...................

99.0
99.0
99.5

Direct obligations ..................................................
Reimbursable obligations ..............................................
Below reporting threshold ..............................................

99.9

Total new obligations ................................................

14:21 Jan 23, 2002

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11.9
12.1
21.0
23.1
23.3
25.1
25.2
25.3

¥32 ................... ...................

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36
61

2001 actual

Identification code 69–0104–0–1–407

55

VerDate 11-MAY-2000

40
45

45
44

2002 est.

2003 est.

39
44

44
43

Object Classification (in millions of dollars)

50

68.90

32 ................... ...................

37
62

The Research and Special Programs Administration provides vital services to advance safety in hazardous materials
transportation, protect the environment, foster innovation in
transportation by supporting scientific and technological research, and minimize the consequences of natural and manmade disasters affecting transportation in American communities. In 2003, resources are requested for hazardous materials safety, emergency transportation, research and technology, and program support. The 2003 Budget proposes to
increase hazardous materials registration fees to finance hazardous materials safety activities previously financed by general fund appropriations to this account. This proposal is described in the following section.

Spending authority from offsetting collections
(total discretionary) ..........................................

68.00
68.10

¥1 ................... ...................

Note.—Includes $5 million in budget authority for natural gas infrastructure activities previously financed from
Department of Energy, Fossil energy research and development. Comparable amounts for 2001 ($10 million) and
2002 ($10 million) are included in that account.

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Research and development contracts .......................
Operation and maintenance of equipment ...............
Equipment .................................................................

Appropriation (total discretionary) ........................
Spending authority from offsetting collections:
Offsetting collections (cash) .....................................
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

¥32 ................... ...................

2001 actual

11.1
11.3

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.20
Appropriation (special fund) .....................................

¥1 ................... ...................
17
13
14

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

1 ...................
95
100

23.90
23.95
24.40

74.40

Change in uncollected customer payments from Federal sources (expired) ................................................
Obligated balance, end of year .....................................

87.00

63
11
22
7

74.10

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2002 est.

2003 est.

14
1

16
1

18
1

15
4
1
2

17
5
1
2

19
5
1
2

1 ................... ...................
...................
5
6
...................
1
2

38
41
45
48
55
55
1 ................... ...................

14
...................
...................
1

87

3
5
1
1

96

3
5
1
1

100

RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Personnel Summary

775

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0104–0–1–407

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

2003 est.

2001 actual

Identification code 69–5172–0–2–407

2002 est.

2003 est.

215

55

58

59

35
8
24

36
10
19

Total new obligations ................................................

45

67

65

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

4
47

7 ...................
60
65

23.90
23.95
24.40

200

24
2
18

21.40
22.00

197

Obligations by program activity:
Direct program:
00.01
Operations .................................................................
00.02
Research and development .......................................
00.03
Grants ........................................................................
10.00

1001

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

f

RESEARCH

AND

SPECIAL PROGRAMS

(Legislative proposal, not subject to PAYGO)
Note.—See section 330 of the General Provisions for the proposed appropriations language.

51
67
65
¥45
¥67
¥65
7 ................... ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0104–2–1–407

2002 est.

2003 est.

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................
¥6
Appropriation (special fund):
40.20
Appropriation (Pipeline safety) ............................. ................... ................... ...................
40.20
Appropriation (Hazardous materials fund) ........... ................... ...................
6
43.00

Appropriation (total discretionary) ........................ ................... ................... ...................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ........................................................................... ................... ................... ...................

The hazardous materials safety program, with proposed
funding of $6 million in 2003, is presently financed entirely
by general fund appropriations. Beginning in 2003, however,
the budget proposes to finance $6 million of this program
with hazardous materials registration fees.
f

40

51

57

7

9

8

70.00

Total new budget authority (gross) ..........................

48

60

65

72.40
73.10
73.20
73.40
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

14
16

35
30

36
24

87.00

Total outlays (gross) .................................................

30

65

60

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥7

¥9

¥8

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

40
22

51
56

57
52

89.00
90.00

PIPELINE SAFETY
(PIPELINE

New budget authority (gross), detail:
Discretionary:
40.20
Appropriation (special fund) .....................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

SAFETY FUND)

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

(OIL SPILL LIABILITY TRUST FUND)

For expenses necessary to conduct the functions of the pipeline
safety program, for grants-in-aid to carry out a pipeline safety program, as authorized by 49 U.S.C. 60107, and to discharge the pipeline
program responsibilities of the Oil Pollution Act of 1990,
ø$58,250,000¿ $64,510,000, of which ø$7,864,000¿ $7,472,000 shall
be derived from the Oil Spill Liability Trust Fund and shall remain
available until September 30, ø2004¿ 2005; of which ø$50,386,000¿
$56,385,000 shall be derived from the Pipeline Safety Fund, of which
ø$30,828,000¿ $26,823,000 shall remain available until September
30, ø2004¿ 2005. (Department of Transportation and Related Agencies
Appropriations Act, 2002; additional authorizing legislation required.)
Unavailable Collections (in millions of dollars)
2001 actual

Identification code 69–5172–0–2–407

01.99

2002 est.

2003 est.

Balance, start of year ....................................................
Receipts:
02.60 Pipeline safety user fees ...............................................
02.80 Pipeline safety, offsetting collections ...........................

16

14

14

37
7

51
9

58
8

02.99

Total receipts and collections ...................................

44

60

66

Total: Balances and collections ....................................
Appropriations:
05.00 Research and special programs ....................................
05.01 Pipeline safety ...............................................................

60

74

¥1
¥46

¥1
¥59

¥1
¥65

05.99
06.10

Total appropriations ..................................................
Unobligated balance returned to receipts .....................

¥47
¥60
¥66
1 ................... ...................

07.99

Balance, end of year .....................................................

2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

14:21 Jan 23, 2002

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14

14

14

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39
21

2002 est.

2003 est.

50
55

56
51

The Research and Special Programs Administration (RSPA)
is responsible for the Department’s pipeline safety program.
RSPA oversees the safety, security and environmental protection of pipelines through analysis of data, damage prevention,
education and training, enforcement of regulations and standards, research and development, grants for State pipeline
safety programs, grants for one-call activities and emergency
planning and response to accidents. Consistent with the Administration’s goal to reduce unnecessary program duplication
in the Federal Government, the Budget proposes to consolidate into the Department’s pipeline safety research program
similar activities previously funded in the Department of Energy.

80

04.00

VerDate 11-MAY-2000

17
31
33
45
67
65
¥30
¥65
¥60
¥1 ................... ...................
31
33
38

Object Classification (in millions of dollars)
2001 actual

Identification code 69–5172–0–2–407

11.1
12.1
21.0
23.1

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Travel and transportation .........................................
Rental payments to GSA ...........................................

Sfmt 3643

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pfrm11

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8
3
2
1

2002 est.

2003 est.

9
4
1
1

11
4
2
1

776

RESEARCH AND SPECIAL PROGRAMS ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003
60.28
60.45

PIPELINE SAFETY—Continued
(PIPELINE

SAFETY FUND)—Continued

Appropriation (unavailable balances) .......................
Portion precluded from obligation ............................

19
¥19

19
¥20

20
¥20

62.50

General and special funds—Continued

Appropriation (total mandatory) ...........................

18

14

14

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

19
13
¥11
21

21
14
¥16
20

20
14
¥14
20

86.97
86.98

Outlays (gross), detail:
Outlays from new mandatory authority .........................
Outlays from mandatory balances ................................

1
10

1
15

1
14

87.00

Total outlays (gross) .................................................

11

16

14

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

18
11

14
16

14
14

(OIL SPILL LIABILITY TRUST FUND)—Continued

Object Classification (in millions of dollars)—Continued
2001 actual

Identification code 69–5172–0–2–407

23.3
25.1
25.2
25.3
25.5
41.0

2002 est.

Communications, utilities, and miscellaneous
charges .................................................................
1
Advisory and assistance services ............................. ...................
Other services ............................................................
11
Other purchases of goods and services from Government accounts ................................................. ...................
Research and development contracts ....................... ...................
Grants, subsidies, and contributions ........................
18

2003 est.

1
14
7

1
15
5

4
3
21

4
2
19

99.0
99.5

Direct obligations ..................................................
Below reporting threshold ..............................................

44
1

65
2

64
1

99.9

Total new obligations ................................................

45

67

65

Personnel Summary
2001 actual

Identification code 69–5172–0–2–407

1001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

96

122

2003 est.

143

f

Federal hazardous materials law (49 U.S.C. 5101 et seq.),
established a national registration program for shippers and
carriers of hazardous materials. In 2000, RSPA set annual
fees at $300 for small businesses and $2,000 for large businesses. These fees finance emergency preparedness planning
and training grants, development of a training curriculum
for emergency responders, and technical assistance to States,
political subdivisions, and Indian tribes. In 2003, obligations
are proposed to be limited to $14 million.

EMERGENCY PREPAREDNESS GRANTS
(EMERGENCY

Object Classification (in millions of dollars)

PREPAREDNESS FUND)
2001 actual

Identification code 69–5282–0–2–407

For necessary expenses to carry out 49 U.S.C. 5127(c), $200,000,
to be derived from the Emergency Preparedness Fund, to remain
available until September 30, ø2004¿ 2005: Provided, That not more
than $14,300,000 shall be made available for obligation in fiscal year
ø2002¿ 2003 from amounts made available by 49 U.S.C. 5116(i),
5127(c) and 5127(d): Provided further, That none of the funds made
available by 49 U.S.C. 5116(i), 5127(c) and 5127(d) shall be made
available for obligation by individuals other than the Secretary of
Transportation, or his designee. (Department of Transportation and
Related Agencies Appropriations Act, 2002.)

2001 actual

2003 est.

41.0
92.0

Grants, subsidies, and contributions ............................
Undistributed .................................................................

12
1

13
1

13
1

99.9

Total new obligations ................................................

13

14

14

f

Intragovernmental funds:
WORKING CAPITAL FUND, VOLPE NATIONAL TRANSPORTATION
SYSTEMS CENTER

Unavailable Collections (in millions of dollars)
Identification code 69–5282–0–2–407

2002 est.

Program and Financing (in millions of dollars)
2002 est.

2003 est.

Balance, start of year .................................................... ................... ................... ...................
Receipts:
02.20 Emergency preparedness, hazardous materials ............
18
14
20
Appropriations:
Appropriations:
05.00
Emergency preparedness grants ...............................
¥18
¥13
¥14
05.00
Research and special programs ............................... ................... ...................
¥6

2001 actual

Identification code 69–4522–0–4–407

2002 est.

2003 est.

01.99

05.99
07.99

Total appropriations ..................................................

¥18

¥13

¥20

Balance, end of year ..................................................... ................... ................... ...................

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–5282–0–2–407

2002 est.

2003 est.

00.01
00.02

Obligations by program activity:
Grants ............................................................................
Emergency response guidebook .....................................

12
1

13
1

13
1

10.00

Total new obligations ................................................

13

14

10.00

21.40
22.00
22.10
23.90
23.95
24.40

Obligations by program activity:
Total new obligations ....................................................
Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) .............................

223

235

241

154
223

158
235

158
241

3 ................... ...................
380
¥223
158

393
¥235
158

399
¥241
158

227

235

241

14
68.90

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year
22.00 New budget authority (gross) ........................................
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
60.20
Appropriation (special fund) .....................................

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14
18

20
13

20
14

32
¥13
20

33
¥14
20

34
¥14
20

18

14

Frm 00062

Fmt 3616

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................
72.40
73.10
73.20
73.45
74.00

14

PO 00000

Spending authority from offsetting collections
(total discretionary) .....................................

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¥4 ................... ...................
223

235

241

¥93
¥96
¥96
223
235
241
¥227
¥235
¥241
¥3 ................... ...................
4 ................... ...................
¥96
¥96
¥96

OFFICE OF INSPECTOR GENERAL
Federal Funds

DEPARTMENT OF TRANSPORTATION

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

227

235

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) .........................................

7

8

7

72.40
73.10
73.20
74.40

212
235
241
15 ................... ...................

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

1
7
¥7
1

1
9
¥5
5

5
7
¥8
5

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
7
Outlays from discretionary balances ............................. ...................

4
1

3
4

241

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
88.00
Federal sources .....................................................
88.40
Non-Federal sources .............................................

¥225
¥2

¥234
¥1

¥240
¥1

88.90

¥227

¥235

¥241

88.95

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

87.00

The Working Capital Fund finances multidisciplinary research, evaluation, analytical and related activities undertaken at the Volpe National Transportation Systems Center
(VNTSC) in Cambridge, MA. The fund is financed through
negotiated agreements with the Office of the Secretary, Departmental operating administrations, and other governmental elements requiring the Center’s capabilities. These
agreements also define the activities undertaken at VNTSC.
Object Classification (in millions of dollars)

11.1
11.3
11.5

2001 actual

Personnel compensation:
Full-time permanent ..................................................
Other than full-time permanent ...............................
Other personnel compensation ..................................

Total outlays (gross) .................................................

7

5

8

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

7
7

8
5

7
8

4 ................... ...................

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ........................................................................... ................... ................... ...................

Identification code 69–4522–0–4–407

777

2002 est.

The Oil Pollution Act of 1990 requires the preparation of
oil spill response plans by pipeline operators to minimize the
environmental impact of oil spills and to improve public and
private sector response capabilities. The Research and Special
Programs Administration (RSPA) is responsible for the review, approval and testing of these plans, and for ensuring
that the public and the environment are provided with an
adequate level of protection from such spills. RSPA does this
through data analysis, spill monitoring, pipeline mapping, environmental indexing, and advanced technologies to detect
and prevent leaks.
f

2003 est.

36
3
1

39
3
1

40
12
3
4
51

43
12
3
4
52

46
12
4
4
53

25.4
25.5
26.0
31.0
32.0

Total personnel compensation ..............................
Civilian personnel benefits ............................................
Travel and transportation of persons ............................
Communications, utilities, and miscellaneous charges
Other services ................................................................
Other purchases of goods and services from Government accounts ...........................................................
Operation and maintenance of facilities ......................
Research and development contracts ...........................
Supplies and materials .................................................
Equipment ......................................................................
Land and structures ......................................................

6
3
91
1
11
1

6
4
97
1
12
1

6
4
98
1
12
1

99.9

Total new obligations ................................................

223

235

241

OFFICE OF INSPECTOR GENERAL

42
3
1

Federal Funds
General and special funds:

11.9
12.1
21.0
23.3
25.2
25.3

Personnel Summary
2001 actual

Identification code 69–4522–0–4–407

2001

Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

528

2003 est.

550

550

f

Trust Funds
TRUST FUND SHARE

OF

2001 actual

Identification code 69–8121–0–7–407

Obligations by program activity:
10.00 Total new obligations (object class 92.0) .....................

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EXPENSES

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0130–0–1–407
2002 est.

2003 est.

2002 est.

2003 est.

01.01
09.01
7

Budgetary resources available for obligation:
21.40 Unobligated balance carried forward, start of year ...................
22.00 New budget authority (gross) ........................................
7
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

AND

For necessary expenses of the Office of Inspector General to carry
out the provisions of the Inspector General Act of 1978, as amended,
ø$50,614,000¿ $59,953,000: Provided, That the Inspector General
shall have all necessary authority, in carrying out the duties specified
in the Inspector General Act, as amended (5 U.S.C. App. 3) to investigate allegations of fraud, including false statements to the government (18 U.S.C. 1001), by any person or entity that is subject to
regulation by the Department: Provided further, That the funds made
available under this heading shall be used to investigate, pursuant
to section 41712 of title 49, United States Code: (1) unfair or deceptive practices and unfair methods of competition by domestic and
foreign air carriers and ticket agents; and (2) the compliance of domestic and foreign air carriers with respect to item (1) of this proviso.
(Department of Transportation and Related Agencies Appropriations
Act, 2002; additional authorizing legislation required.)
øFor emergency expenses to respond to the September 11, 2001,
terrorist attacks on the United States and for other safety and security related audit and monitoring responsibilities, for ‘‘Salaries and
Expenses’’, $1,300,000, to remain available until September 30, 2003,
to be obligated from amounts made available in Public Law 107–
38.¿ (Emergency Supplemental Act, 2002.)

PIPELINE SAFETY

Program and Financing (in millions of dollars)

23.90
23.95
24.40

SALARIES

9

7

1 ...................
8
7

8
9
7
¥7
¥9
¥7
1 ................... ...................

PO 00000

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Obligations by program activity:
General administration ..................................................
Reimbursable program ..................................................

51
4

54
8

60
8

10.00

Total new obligations ................................................

55

62

68

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................
Total new obligations ....................................................

55
¥55

62
¥62

68
¥68

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

50

54

60

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778

OFFICE OF INSPECTOR GENERAL—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued
SALARIES

AND

Personnel Summary

EXPENSES—Continued

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–0130–0–1–407

2001 actual

Identification code 69–0130–0–1–407

2002 est.

2003 est.

42.00

Transferred from other accounts ..............................

43.00
68.00

Appropriation (total discretionary) ........................
Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

51

54

60

4

8

8

Total new budget authority (gross) ..........................

55

62

2002 est.

2003 est.

410

392

409

40

63

61

68

70.00

1 ................... ...................

Direct:
1001 Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................
f

SURFACE TRANSPORTATION BOARD
Federal Funds
General and special funds:

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

3
55
¥53
6

6
62
¥62
5

5
68
¥67
6

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

50
3

57
6

62
5

87.00

Total outlays (gross) .................................................

53

62

67

Offsets:
Against gross budget authority and outlays:
88.00
Offsetting collections (cash) from: Federal sources

¥4

¥8

¥8

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

51
48

54
54

60
59

89.00
90.00

SALARIES

AND

EXPENSES

For necessary expenses of the Surface Transportation Board, including services authorized by 5 U.S.C. 3109, ø$18,457,000¿
$20,651,300: Provided, That notwithstanding any other provision of
law, not to exceed ø$950,000¿ $1,000,000 from fees established by
the Chairman of the Surface Transportation Board shall be credited
to this appropriation as offsetting collections and used for necessary
and authorized expenses under this heading: Provided further, That
the sum herein appropriated from the general fund shall be reduced
on a dollar-for-dollar basis as such offsetting collections are received
during fiscal year ø2002¿ 2003, to result in a final appropriation
from the general fund estimated at no more than ø$17,507,000¿
$19,651,300. (Department of Transportation and Related Agencies Appropriations Act, 2002; additional authorizing legislation required.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–0301–0–1–401

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

49
46

2002 est.

52
52

2003 est.

57
56

This appropriation finances the cost of conducting and supervising audits and investigations relating to the programs
and operations of the Department to promote economy, efficiency and effectiveness and to prevent and detect fraud,
waste, and abuse in such programs and operations. In addition, reimbursable funding will be received from the Federal
Highway Administration, the Federal Transit Administration,
the Federal Aviation Administration, and the National Transportation Safety Board.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–0130–0–1–407

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

2002 est.

2003 est.

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Rail carriers ...............................................................
00.02
Other surface transportation carriers .......................

16
2

16
2

17
2

01.00
09.12

Total direct obligations .........................................
Reimbursable rail carriers ........................................

18
1

18
1

19
1

10.00

Total new obligations ...........................................

19

19

20

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
19

1
20

1
20

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

20
¥19
1

21
¥19
1

21
¥20
1

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
68.00 Spending authority from offsetting collections: Offsetting collections (cash) ..............................................

18

19

19

1

1

1

70.00

Total new budget authority (gross) ..........................

19

20

20

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Adjustments in expired accounts (net) .........................
Obligated balance, end of year .....................................

27
1
1

28
1
1

29
1
2

72.40
73.10
73.20
73.40
74.40

29
10
3
3
1
2

30
12
3
3
2
2

32
14
3
3
3
3

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

15
1

17
5

18
2

87.00

Total outlays (gross) .................................................

16

22

20

31.0

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Advisory and assistance services .............................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Equipment .................................................................

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

51
4

54
8

60
8

Offsets:
Against gross budget authority and outlays:
88.40
Offsetting collections (cash) from: Non-Federal
sources ..................................................................

¥1

¥1

¥1

99.9

Total new obligations ................................................

55

62

68

Net budget authority and outlays:
Budget authority ............................................................

18

19

19

11.1
11.3
11.5
11.9
12.1
21.0
23.1
25.1
25.2
25.3

2
2
2
1 ................... ...................

89.00

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3
5
2
19
19
20
¥16
¥22
¥20
¥1 ................... ...................
5
2
2

BUREAU OF TRANSPORTATION STATISTICS

DEPARTMENT OF TRANSPORTATION
90.00

Outlays ...........................................................................

16

21

19

Object Classification (in millions of dollars)
2001 actual

Identification code 69–0301–0–1–401

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)
2001 actual

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

17
15

2002 est.

18
20

2003 est.

18
18

The Surface Transportation Board was created on January
1, 1996, by P.L. 104–88, the ICC Termination Act of 1995
(ICCTA). The Board is specifically responsible for the regulation of the rail and pipeline industries and certain non-licensing regulation of motor carriers and water carriers.
Rail Carriers.—This regulatory oversight encompasses the
regulation of rates, mergers, and acquisitions, construction,
and abandonment of railroad lines, as well as the planning,
analysis and policy development associated with these activities. Staff ensure compliance with railroad regulations in
order to protect the public interest.
Other Surface Transportation Carriers.—This regulatory
oversight includes certain regulation of the intercity bus industry and surface pipeline carriers as well as the rate regulation of water transportation in the non-contiguous domestic
trade, household good carriers, and collectively determined
motor rates.
2003 Program Request.—Over $19 million is requested to
implement rulemakings and adjudicate the ongoing caseload
within the directives and deadlines set forth by the ICCTA.
The following paragraph is presented in compliance with
Section 703 of the ICCTA. It is presented without change
or correction.
The Board’s Request to OMB.—The Board had submitted
to the Secretary of Transportation and the Office of Management and Budget a 2003 appropriation request of $18.450
million and a request for $1.0 million from reimbursements
from the offsetting collection of user fees. This funding request supports the required staffing, which mirrors the
Board’s 2002 budgetary authority granted to date, and is necessary for continued expeditious processing of the Board’s
caseload. The appropriation request included $18.457 million,
the current level of funding provided by the 2002 Department
of Transportation Appropriations Act, plus $0.993 million for
annual pay and non-pay adjustments. In addition, $0.009 million is added to the Board’s request to fund the administrative
surcharge to pay to the Department of Labor for Federal
Employee’s Compensation benefits. The $1.0 million request
from the offsetting collection of user fees is commensurate
with the Board’s projection for fee-related activities. The offsetting collection of user fees is based on the costs incurred
by the Board for fee-related activities and is commensurate
with the costs of processing parties’ submissions. In past fiscal
years, the Board received both an appropriation and authorization for offsetting collections to be made available to the
appropriation for the Board’s expenses. In light of Congressional action on the enacted FY 2002 appropriation act, the
FY 2003 request reflects offsetting collections as a credit to
the appropriation received, to the extent that they are collected.
This level of funding is necessary to implement rulemakings
and adjudicate the ongoing caseload within the deadlines imposed by the ICCTA. The Board requires adequate resources
to perform key functions under the ICCTA, including rail
rate reasonableness oversight; the processing of rail consolidations, abandonments and other restructuring proposals; and
the resolution of non-rail matters.’’

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779

2002 est.

2003 est.

11.1
12.1
23.1
25.2
25.3

Direct obligations:
Personnel compensation: Full-time permanent ........
Civilian personnel benefits .......................................
Rental payments to GSA ...........................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................

1

1

1

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

18
1

18
1

19
1

99.9

Total new obligations ................................................

19

19

20

11
12
13
3
3
3
2
2
2
1 ................... ...................

Personnel Summary
2001 actual

Identification code 69–0301–0–1–401

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

2002 est.

2003 est.

1001

126

134

136

9

9

9

f

BUREAU OF TRANSPORTATION STATISTICS
The Bureau’s (BTS’) mission is to develop transportation
data and information of high quality, and to advance their
use in both public and private decision making.
BTS collects, compiles, analyzes, and disseminates transportation statistics and maintains the National Transportation
Library and the National transportation atlas database. It
collects financial and operating statistics from airlines and
motor carriers, and a variety of data on personal travel and
freight transportation through national surveys. BTS is also
coordinating the Safety data action plan, a series of projects
to improve the accuracy, timeliness, and comparability of safety data across the Department of Transportation, and to increase understanding of accident causation.
In response to the September 11 terrorist attacks, BTS
data was used to distribute assistance payments to affected
airlines. BTS also produced maps for contingency planning,
surveyed households about their transportation security concerns, analyzed the economic impact of the attacks on the
transportation industry, and fielded thousands of e-mail and
telephone information requests for DOT.
In 2003, $36 million is proposed for the BTS. Of this total,
$32 million is derived from the Highway trust fund and $4
million—for the Office of Airline Information—from the Airport and airways trust fund.
f

OFFICE
(AIRPORT

OF

AIRLINE INFORMATION

AND AIRWAY TRUST FUND)

For necessary expenses of the Office of Airline Information under
chapter 111 of title 49, United States Code, $4,131,000, to be derived
from the Airport and Airway Trust Fund as authorized by section
103(b) of P.L. 106–181. (Additional authorizing legislation required.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–8091–0–7–402

2002 est.

2003 est.

10.00

Obligations by program activity:
Total new obligations .................................................... ................... ...................

4

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

4
¥4

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780

BUREAU OF TRANSPORTATION STATISTICS—Continued

OFFICE
(AIRPORT

OF

THE BUDGET FOR FISCAL YEAR 2003

AIRLINE INFORMATION—Continued

MARITIME ADMINISTRATION

AND AIRWAY TRUST FUND)—Continued

Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–8091–0–7–402

2002 est.

2003 est.

New budget authority (gross), detail:
Discretionary:
40.26
Appropriation (trust fund) ......................................... ................... ...................

4

73.10
73.20

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................

4
¥4

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

4

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ...................
Outlays ........................................................................... ................... ...................

4
4

The Maritime Administration (MARAD) is responsible for
programs authorized by the Merchant Marine Act, 1936, as
amended, and other related acts, to promote a strong U.S.
Merchant Marine. Emphasis is placed on increasing the competitiveness and productivity of the U.S. maritime industries
as well as ensuring adequate seafaring manpower for peacetime and national emergencies. Programs include: administering the Maritime Guaranteed Loan (Title XI) portfolio;
reimbursing the Commodity Credit Corporation for the expanded cargo preference requirement in the Food Security
Act of 1985; preserving and maintaining merchant ships retained in the National Defense Reserve Fleet including the
Ready Reserve Force; emergency planning and coordination;
promoting port and intermodal development; and conducting
Federal technology assessment projects.
The following table shows the funding for the Maritime
Administration programs:
[In millions of dollars]

The Office of Airline Information (OAI) is part of the Bureau of Transportation Statistics (BTS). OAI is currently
funded along with the rest of BTS out of the Federal-aid
highways program. The Wendell H. Ford Aviation Investment
and Reform Act for the 21st Century (AIR–21) provides the
authority to fund this office through the Airport and airways
trust fund instead of through Federal-aid highways. The Administration proposes to utilize this authority starting in
2003.
OAI collects and publishes on-time data for airlines (monthly data that are used widely in marketing airline performance), as well as more extensive operating data for both foreign and domestics airlines. It also collects detailed financial
statistics for domestic airlines, and various statistics on service quality. The data reporting is mandated by law.
OAI data is used by the Secretary of Transportation to
analyze airline competition, negotiate international agreements, set international and intra-Alaska mail rates, determine community eligibility for essential air service subsidies,
evaluate air carrier fitness, and conduct policy analyses. In
2001, it was used to distribute airline assistance funds in
the wake of the September 11 terrorist attacks.
FAA uses OAI data to help allocate airline safety inspection
resources, analyze traffic levels to plan control tower staffing
requirements, allocate grant funding through its Airport improvement program (AIP), forecast traffic, analyze airport capacity and noise abatement policies, and monitor flight delays.
OAI data is also used by other agencies to estimate the
Gross Domestic Product, prepare producer and consumer price
indexes, measure labor productivity, assist with antitrust investigations, and administer the collection of USDA and Customs fees.

2001 actual
2002 est.
2003 est.
Budget authority:
Ship construction ............................................................... ....................
–4 ....................
Operations and training .....................................................
89
92
98
Maritime security program (054) .......................................
99
99
99
Ocean freight differential ...................................................
254
48
45
Maritime guaranteed loan program (Title XI) (403) ..........
26
37
4
Federal ship financing fund .............................................. .................... .................... ....................
Subsidy re-estimate ...........................................................
21
213 ....................
Ship disposal ...................................................................... .................... ....................
11

Total budget authority ...............................................

2001 actual

Obligations, total direct ............................................

296

416

496

255

Outlays:
Operations and training .....................................................
87
99
97
Operating-differential subsidies ........................................
8
18
19
Maritime security program (054) .......................................
99
99
99
Ocean freight differential ...................................................
28
182
45
4
4
4
Ready reserve force 1 ..........................................................
Vessel operations revolving fund .......................................
13
–37
–43
War risk insurance revolving fund .....................................
–1
–1
–1
Federal ship financing fund ..............................................
–3 .................... ....................
Maritime guaranteed loan program (Title XI) (403) ..........
24
74
25
Subsidy re-estimate ...........................................................
21
213 ....................
Ship construction ...............................................................
–2 .................... ....................
Ship disposal ...................................................................... .................... ....................
6
Total outlays ..............................................................

2002 est.

591

Direct obligations:
Operations and training .....................................................
92
92
98
Maritime security program (054) .......................................
98
99
99
Ocean freight differential ...................................................
162
48
45
6 .................... ....................
Ready reserve force 1 ..........................................................
Federal ship financing fund ..............................................
2
2
2
War risk insurance revolving fund ..................................... ....................
1
1
Maritime guaranteed loan program (Title XI) (403) ..........
37
44
4
Subsidy re-estimate ...........................................................
21
213 ....................
Ship disposal ...................................................................... .................... ....................
11

Object Classification (in millions of dollars)
Identification code 69–8091–0–7–402

495

275

670

226

2003 est.
1 Appropriated

directly to MARAD prior to 1996.

11.1
25.1

Direct obligations:
Personnel compensation: Full-time permanent ........ ................... ...................
Advisory and assistance services ............................. ................... ...................

2
1

f

99.0
99.5

Direct obligations .................................................. ................... ...................
Below reporting threshold .............................................. ................... ...................

3
1

Federal Funds

99.9

Total new obligations ................................................ ................... ...................

4

General and special funds:
OPERATIONS

Personnel Summary
2001 actual

Identification code 69–8091–0–7–402

1001

2002 est.

Total compensable workyears: Full-time equivalent
employment ............................................................... ................... ...................

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23

Fmt 3616

AND

TRAINING

For necessary expenses of operations and training activities authorized by law, ø$89,054,000¿ $97,221,143, of which $13,000,000 shall
remain available until expended for capital improvements at the
United States Merchant Marine Academy. (Departments of Commerce,
Justice, and State, the Judiciary, and Related Agencies Appropriations
Act, 2002; additional authorizing legislation required.)

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MARITIME ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1750–0–1–403

2002 est.

2003 est.

Obligations by program activity:
Direct program:
00.01
Merchant Marine Academy ........................................
00.02
State marine schools ................................................
00.03
MARAD operations .....................................................

49
7
36

49
7
35

52
7
38

01.00
09.01

Subtotal, Direct program ...........................................
Reimbursable program ..................................................

92
38

91
52

97
52

10.00

Total new obligations ................................................

130

143

149

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

1
142

4
143

4
149

23.90
23.95
23.98
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance expiring or withdrawn .................
Unobligated balance carried forward, end of year .......

70.00

for coordination of U.S. maritime industry activities under
emergency conditions; activities promoting port and intermodal development; activities under the American Fisheries
Act; and Federal technology assessment projects designed to
achieve advancements in ship design, construction and operations.
Within the total Operations and training budget request
of $97 million, the U.S. Merchant Marine Academy will use
$13 million, primarily to accelerate its major design and construction project awards, as indicated in its ten-year capital
improvement plan.
Object Classification (in millions of dollars)

143
147
153
¥130
¥143
¥149
¥8 ................... ...................
4
4
4

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent .............................................
Other than full-time permanent ...........................
Other personnel compensation .............................

32
4
1

34
3
1

35
3
1

37
10
1
2

38
10
1
3

39
13
1
3

2
19

2
16

2
16

5
8
4
2
2

5
8
4
2
2

6
9
4
2
2

Spending authority from offsetting collections
(total discretionary) ..........................................

53

52

52

Total new budget authority (gross) ..........................

142

143

149

25.4
26.0
31.0
41.0

34
130
¥124

25
143
¥151

18
149
¥149

99.0
99.0

Direct obligations ..................................................
Reimbursable obligations ..............................................

92
38

91
52

97
52

99.9

Total new obligations ................................................

130

143

149

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
74.40 Obligated balance, end of year .....................................

91

97

38

52

52

¥15 ................... ...................
25
18
18

Personnel Summary

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

113
11

130
21

135
13

87.00

Total outlays (gross) .................................................

124

151

149

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Ready Reserve Force/National Defense Reserve
Fleet .............................................................
88.00
Merchant Marine Academy ...............................
88.00
Title XI administrative expenses ......................
88.00
Marine Board research program and others

¥27
¥1
¥3
¥7

¥33
¥1
¥4
¥14

¥33
¥2
¥4
¥13

88.90

¥38

¥52

Direct:
Total compensable workyears: Full-time equivalent
employment ...............................................................
Reimbursable:
2001 Total compensable workyears: Full-time equivalent
employment ...............................................................

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

¥15 ................... ...................

89
87

2001 actual

91
99

97
97

87
85

2002 est.

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475

484

399

470

470

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97

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SHIP DISPOSAL
For necessary expenses related to the disposal of obsolete vessels
in the National Defense Reserve Fleet of the Maritime Administration,
$11,161,386, to remain available until expended.
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1768–0–1–403

2002 est.

2003 est.

00.01

Obligations by program activity:
Ship disposal ................................................................. ................... ...................

11

10.00

Total new obligations (object class 25.2) ................ ................... ...................

11

22.00
23.95

Budgetary resources available for obligation:
New budget authority (gross) ........................................ ................... ...................
Total new obligations .................................................... ................... ...................

11
¥11

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation ............................................................. ................... ...................

11

73.10
73.20
74.40

Change in obligated balances:
Total new obligations .................................................... ................... ...................
Total outlays (gross) ...................................................... ................... ...................
Obligated balance, end of year ..................................... ................... ...................

11
¥6
5

86.90

Outlays (gross), detail:
Outlays from new discretionary authority ..................... ................... ...................

6

2003 est.

93
93

This appropriation finances costs incurred by headquarters
and region staffs in the administration and direction of Maritime Administration programs; the total cost of officer training at the U.S. Merchant Marine Academy as well as Federal
financial support to six state maritime academies; planning

VerDate 11-MAY-2000

2003 est.

f

Budget Authority and Outlays Excluding Full Funding for Federal Retiree Costs (in
millions of dollars)

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

2002 est.

1001

¥52

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

2001 actual

Identification code 69–1750–0–1–403

86.90
86.93

89.00
90.00

2003 est.

25.2
25.3

89

11.9
12.1
21.0
23.1
23.3

2002 est.

15 ................... ...................

72.40
73.10
73.20
74.00

88.95

2001 actual

Identification code 69–1750–0–1–403

Total personnel compensation .........................
Civilian personnel benefits .......................................
Travel and transportation of persons .......................
Rental payments to GSA ...........................................
Communications, utilities, and miscellaneous
charges .................................................................
Other services ............................................................
Other purchases of goods and services from Government accounts .................................................
Operation and maintenance of facilities ..................
Supplies and materials .............................................
Equipment .................................................................
Grants, subsidies, and contributions ........................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
Spending authority from offsetting collections:
68.00
Offsetting collections (cash) .....................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) ..................................
68.90

781

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782

MARITIME ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

General and special funds—Continued

SHIP CONSTRUCTION
Program and Financing (in millions of dollars)

SHIP DISPOSAL—Continued
Program and Financing (in millions of dollars)—Continued
2001 actual

Identification code 69–1768–0–1–403

2001 actual

Identification code 69–1708–0–1–403

2002 est.

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ...................
90.00 Outlays ........................................................................... ................... ...................

2003 est.

21.40
22.00
11
6

The Ship disposal program provides resources to dispose
of obsolete merchant-type vessels in the National defense reserve fleet (NDRF), which the Maritime Administration is
required by law to dispose of by the end of 2006. There
is a backlog of 139 ships awaiting disposal as of December
2001. These vessels, many of which are 50 years in age,
pose significant environmental threat due to the presence of
hazardous substances such as asbestos and solid and liquid
polychlorinated biphenyls (PCBs).
f

23.90
24.40

2002 est.

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
2
New budget authority (gross) ........................................ ...................
Total budgetary resources available for obligation
Unobligated balance carried forward, end of year .......

4
2
¥4 ...................

2 ...................
4
2

New budget authority (gross), detail:
Discretionary:
40.36
Unobligated balance rescinded ................................. ...................

89.00
90.00

2003 est.

2
4

¥4 ...................

Net budget authority and outlays:
Budget authority ............................................................ ...................
¥4 ...................
Outlays ...........................................................................
¥2 ................... ...................

The Ship Construction account is currently inactive except
for determinations regarding the use of vessels built under
the program, final settlement of open contracts, and closing
of financial accounts.
f

MARITIME SECURITY PROGRAM
For necessary expenses to maintain and preserve a U.S.-flag merchant fleet to serve the national security needs of the United States,
$98,700,000, to remain available until expended. (Departments of
Commerce, Justice, and State, the Judiciary, and Related Agencies
Appropriations Act, 2002.)

OPERATING-DIFFERENTIAL SUBSIDIES
(LIQUIDATION

OF CONTRACT AUTHORITY)

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1709–0–1–403

2002 est.

2003 est.

Program and Financing (in millions of dollars)

10.00

Obligations by program activity:
Total new obligations (object class 41.0) .....................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
99

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

98

2002 est.

99

2003 est.

99

21.40
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Unobligated balance carried forward, end of year .......

125
125

72.40
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

45
¥8
37

86.93

2001 actual

Identification code 69–1711–0–1–054

Outlays (gross), detail:
Outlays from discretionary balances .............................

8

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
8
18
19

1 ...................
99
99

99
100
99
¥98
¥99
¥99
1 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................

99

99

99

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

8
98
¥98
8

8
99
¥99
8

8
99
¥99
8

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

92
7

92
9

92
7

87.00

Total outlays (gross) .................................................

98

99

99

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

99
98

99
99

99
99

14:21 Jan 23, 2002

Jkt 189685

125
125

37
19
¥18
¥19
19 ...................

18

19

The Operating-Differential Subsidies (ODS) account helps
to maintain a U.S.-flag merchant fleet to serve both the commercial and national security needs of the U.S. by providing
operating subsides to U.S.-flag ship operators to offset certain
differences between U.S. and foreign operating costs. Appropriations are provided to liquidate contract authority. This
program has been replaced by the Maritime Security Program. Existing liquidating cash on hand is expected to be
sufficient to honor existing contracts. No new ODS contracts
will be entered into and no existing contracts will be modified.
f

OCEAN FREIGHT DIFFERENTIAL
Program and Financing (in millions of dollars)

The Maritime Security Program provides resources to maintain a U.S.-flag merchant fleet crewed by U.S. citizens to
serve both the commercial and national security needs of
the United States. The program provides direct payments
to U.S.-flag ship operators engaged in U.S.-foreign trade. Participating operators are required to keep the vessels in active
commercial service and are required to provide intermodal
sealift support to the Department of Defense in times of war
or national emergency.

VerDate 11-MAY-2000

125
125

PO 00000

Frm 00068

Fmt 3616

2001 actual

Identification code 69–1751–0–1–403

2002 est.

2003 est.

00.01

Obligations by program activity:
Ocean frieght differential ..............................................

162

48

45

10.00

Total new obligations (object class 22.0) ................

162

48

45

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
52
113
New budget authority (gross) ........................................
254
48
Capital transfer to general fund ................................... ...................
¥39
Portion applied to repay debt ........................................
¥21
¥73
Balance of authority to borrow withdrawn ....................
¥11 ...................

...................
45
...................
...................
...................

21.40
22.00
22.40
22.60
22.70

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MARITIME ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

274
49
45
¥162
¥48
¥45
113 ................... ...................

READY RESERVE FORCE
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1710–0–1–054

New budget authority (gross), detail:
Mandatory:
60.00
Appropriation .............................................................
60.47
Portion applied to repay debt ...................................

80
¥7

62.50
67.10

Appropriation (total mandatory) ...........................
Authority to borrow ....................................................

73 ................... ...................
181
48
45

70.00

Total new budget authority (gross) ..........................

254

783

2002 est.

2003 est.

48

45

Change in obligated balances:
72.40 Obligated balance, start of year ................................... ...................
134 ...................
73.10 Total new obligations ....................................................
162
48
45
73.20 Total outlays (gross) ......................................................
¥28
¥182
¥45
74.40 Obligated balance, end of year .....................................
134 ................... ...................
Outlays (gross), detail:
86.97 Outlays from new mandatory authority .........................
28
86.98 Outlays from mandatory balances ................................ ...................

48
45
134 ...................

87.00

182

Total outlays (gross) .................................................

28

Net budget authority and outlays:
89.00 Budget authority ............................................................
90.00 Outlays ...........................................................................

254
28

48
182

45
45

CARGO PREFERENCE PROGRAM COSTS

Obligations

AGENCY:
Department of Agriculture ..............
Department of Transportation—
Maritime Administration .............
Department of Defense (1998 nos.)
Agency for International Development ...........................................
Export–Import Bank of the U.S. .....
Department of State .......................
Total ...................................

VerDate 11-MAY-2000

Outlays

Obligations

2003 est.

Outlays

Obligations

4

4

Total new obligations (object class 25.2) ................

6

4

4

21.40
22.10

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
Resources available from recoveries of prior year obligations .......................................................................

15

10

6

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

72.40
73.10
73.20
73.45
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Obligated balance, end of year .....................................
Outlays (gross), detail:
Outlays from discretionary balances .............................

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
4
4
4

Outlays

2001 actual

Identification code 69–4303–0–3–403

10.00

21.40
22.00
22.10

Obligations by program activity:
Total new obligations ....................................................
Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................
Resources available from recoveries of prior year obligations .......................................................................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Spending authority from offsetting collections:
Discretionary:
68.00
Offsetting collections (cash) ................................
68.10
Change in uncollected customer payments from
Federal sources (unexpired) .............................

111.2

116.8

162
350.3

28
350.3

48
350.2

182
350.2

45
354

45
354

3
11.3
1

3
14.1
1

3
14.2
1

3
12.5
1

3
16.2
1

3
14.1
1

68.90

717

555.7

544

672.8

530.4

533.9

72.40
73.10

Fmt 3616

4

4

4

Program and Financing (in millions of dollars)

124.1

Frm 00069

4
6
4
6
4
4
¥4
¥4
¥4
¥1 ................... ...................
6
4
4

VESSEL OPERATIONS REVOLVING FUND

127.6

PO 00000

6
¥4
2

Public enterprise funds:

159.3

Jkt 189685

10
¥4
6

f

189.4

14:21 Jan 23, 2002

1 ................... ...................
16
¥6
10

Funding for the Ready Reserve Force (RRF) account is included in appropriations for the Department of Defense. Management of the RRF remains with MARAD. Reimbursements
from the Department of Defense for the RRF account are
reflected in MARAD’s Vessel Operations Revolving Fund account. Obligations shown above are the spendout of funding
appropriated directly to MARAD prior to 1996 for the RRF.
The RRF is comprised of Government-owned, U.S.-flag merchant ships laid up in the National Defense Reserve Fleet
(NDRF). The RRF is maintained in an advanced state of
readiness to meet surge shipping requirements during a national emergency.

23.90
23.95
24.40

[In millions of dollars]
2002 est.

6

45

Public Law 99–198 amended section 901 of the Merchant
Marine Act to increase from 50 to 75 percent the amount
of agricultural commodities under specified programs that
must be carried on U.S.-flag vessels. The increased cost associated with this expanded U.S.-flag shipping requirement
stems from higher rates charged by U.S.-flag carriers compared with foreign-flag carriers. The Maritime Administration
is required to reimburse the Department of Agriculture for
ocean freight differential costs for the added tonnage above
50 percent. These reimbursements are funded through borrowings from the Treasury. In 2003, the Budget proposes
to eliminate the Maritime Administration reimbursement to
the Department of Agriculture for the ocean freight differential to clarify and streamline government spending. The Maritime Administration will continue to provide contract and
regulatory oversight for this program. In 2003, funding for
the ocean freight differential program will be funded through
the Department of Agriculture in the international food aid
program.
The Maritime Administration’s ocean freight differential
costs are one portion of the government’s cargo preference
program. The ocean transportation subsidy costs related to
cargo preference for all relevant agencies are presented in
the following schedule.

2001 actual

Obligations by program activity:
Maintenance and operations .........................................

86.93

45
¥45

00.02
10.00

109
¥109

2002 est.

2003 est.

374

394

351

22
404

68 ...................
326
351

16 ................... ...................
442
394
351
¥374
¥394
¥351
68 ................... ...................

354

326

351

50 ................... ...................

Spending authority from offsetting collections
(total discretionary) .....................................

404

326

351

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................

124
374

65
394

170
351

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784

MARITIME ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

Public enterprise funds—Continued

WAR RISK INSURANCE REVOLVING FUND
Program and Financing (in millions of dollars)

VESSEL OPERATIONS REVOLVING FUND—Continued
Program and Financing (in millions of dollars)—Continued

2001 actual

Identification code 69–4302–0–3–403

10.00

2001 actual

Identification code 69–4303–0–3–403

73.20
73.45
74.00
74.40

Total outlays (gross) ......................................................
Recoveries of prior year obligations ..............................
Change in uncollected customer payments from Federal sources (unexpired) ............................................
Obligated balance, end of year .....................................

86.90
86.93

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

87.00

Total outlays (gross) .................................................

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Federal sources:
88.00
Ready Reserve Force ........................................
88.00
Activations and deactivations ..........................
88.00
Afloat Prepositioning Force (APF) and Army
Prepositioning Stock (APS) ..........................
88.00
DOD exercises and other ..................................
88.90
88.95

Total, offsetting collections (cash) ..................
Against gross budget authority only:
Change in uncollected customer payments from
Federal sources (unexpired) ..................................

2002 est.

Obligations by program activity:
Total new obligations (object class 25.2) ..................... ...................

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

2003 est.

331
36
367

284
5
289

1

32
2

34
2

35
2

Total budgetary resources available for obligation
34
Total new obligations .................................................... ...................
Unobligated balance carried forward, end of year .......
34

36
¥1
35

37
¥1
36

2

2

2

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ................................... ...................
Total new obligations .................................................... ...................
Total outlays (gross) ...................................................... ...................
Obligated balance, end of year .....................................
¥1

¥1
1
¥1
¥1

¥1
1
¥1
¥1

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................

2
¥1

2
¥1

2
¥1

Total outlays (gross) ................................................. ...................

1

1

¥2

¥2

23.90
23.95
24.40

246
61
308

68.00

¥258
¥43

¥225
¥48

¥251
¥48

¥35
¥18

¥31
¥22

¥30
¥22

86.90
86.93

¥354

¥326

¥351

New budget authority (gross), detail:
Discretionary:
Spending authority from offsetting collections
(gross): Offsetting collections (cash) ...................

87.00

¥50 ................... ...................

Net budget authority and outlays:
89.00 Budget authority ............................................................ ................... ................... ...................
90.00 Outlays ...........................................................................
13
¥37
¥43

The Maritime Administration is authorized to reactivate,
operate, deactivate, and charter merchant vessels. These operations are financed through the Vessel Operations Revolving
Fund with reimbursements from sponsoring agencies. In addition, the fund is available to finance the necessary expenses
to protect, maintain, preserve, acquire, and use vessels involved in mortgage foreclosure or forfeiture proceedings instituted by the United States other than those financed by the
Federal Ship Financing Fund or the Maritime Guaranteed
Loan (Title XI) Financing Account; and to process advances
received from Federal agencies. Also the acquisition and disposal of ships under the trade-in/scrap-out program is financed through this account.
Reimbursements from other Federal agencies also pay for
various DOD/Navy-sponsored activities, such as the operation
of activated RRF vessels, installation of sealift enhancement
features and other special projects. The Vessel Operations
Revolving Fund account includes DOD/Navy reimbursements
for the RRF account. DOD/Navy funding for RRF provides
for additional RRF vessels, RRF ship activations and deactivations, maintaining RRF ships in an advanced state of readiness, berthing costs, capital improvements at fleet sites, and
other RRF support costs.

2003 est.

1

¥367
¥289
¥308
¥16 ................... ...................
¥50 ................... ...................
65
170
213

2002 est.

Offsets:
Against gross budget authority and outlays:
88.20
Offsetting collections (cash) from: Interest on Federal securities .......................................................

89.00
90.00

¥2

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥1
¥1
¥1

Memorandum (non-add) entries:
Total investments, start of year: Federal securities:
Par value ...................................................................
92.02 Total investments, end of year: Federal securities:
Par value ...................................................................
92.01

28

31

35

31

35

36

The Maritime Administration is authorized to insure
against loss or damage from marine war risks until commercial insurance can be obtained on reasonable terms and conditions. This insurance includes war risk hull and disbursements interim insurance, war risk protection and indemnity
interim insurance, second seamen’s war risk interim insurance, and war risk cargo insurance standby program.
f

Credit accounts:
FEDERAL SHIP FINANCING FUND LIQUIDATING ACCOUNT
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4301–0–3–403

2002 est.

2003 est.

00.01

Obligations by program activity:
Operating expenses ........................................................

2

2

2

10.00

Total new obligations (object class 25.2) ................

2

2

2

Object Classification (in millions of dollars)
2001 actual

Identification code 69–4303–0–3–403

2002 est.

2003 est.

21.0
23.3
24.0
25.2
26.0
31.0
42.0

Travel and transportation of persons ............................
Communications, utilities, and miscellaneous charges
Printing and reproduction ..............................................
Other services ................................................................
Supplies and materials .................................................
Equipment ......................................................................
Insurance claims and indemnities ................................

3
19
2
315
33
1
1

3
21
2
330
36
1
1

3
21
2
287
36
1
1

99.9

Total new obligations ................................................

374

394

351

PO 00000

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14:21 Jan 23, 2002

Jkt 189685

21.40
22.00
22.40
23.90
23.95
24.40

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year ...................
New budget authority (gross) ........................................
3
Capital transfer to general fund ................................... ...................
Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

New budget authority (gross), detail:
Mandatory:
69.00
Offsetting collections (cash) .....................................

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1 ...................
2
2
¥1 ...................

3
2
2
¥2
¥2
¥2
1 ................... ...................

3

2

2

MARITIME ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION
Change in obligated balances:
Total new obligations ....................................................

2

2

2

Offsets:
Against gross budget authority and outlays:
Offsetting collections (cash) from:
Non-Federal sources:
88.40
Insurance premiums and fees .........................
88.40
Repayment of loans .........................................

¥2
¥1

¥1
¥1

¥1
¥1

88.90

¥3

¥2

¥2

73.10

89.00
90.00

Total, offsetting collections (cash) ..................

MARITIME GUARANTEED LOAN (TITLE XI) PROGRAM ACCOUNT

Net budget authority and outlays:
Budget authority ............................................................ ................... ................... ...................
Outlays ...........................................................................
¥3
¥2
¥2

Status of Guaranteed Loans (in millions of dollars)
2001 actual

Identification code 69–4301–0–3–403

785

2002 est.

2003 est.

2210
2251

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
Repayments and prepayments ......................................

248
¥66

182
¥60

122
¥55

2290

Outstanding, end of year ..........................................

182

122

67

Memorandum:
2299 Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

182

122

67

Addendum:
Cumulative balance of defaulted guaranteed loans
that result in loans receivable:
2310
Outstanding, start of year ........................................
17 ................... ...................
2351
Repayments of loans receivable ............................... ................... ................... ...................
2361
Write-offs of loans receivable ...................................
¥17 ................... ...................

øFor the cost of guaranteed loans, as authorized by the Merchant
Marine Act, 1936, $30,000,000, to remain available until expended:
Provided, That such costs, including the cost of modifying such loans,
shall be as defined in section 502 of the Congressional Budget Act
of 1974, as amended.¿
øIn addition, for¿ For administrative expenses to carry out the
guaranteed loan program, not to exceed ø$3,978,000¿ $4,482,152,
which shall be transferred to and merged with the appropriation
for Operations and Training. (Departments of Commerce, Justice, and
State, the Judiciary, and Related Agencies Appropriations Act, 2002.)
Program and Financing (in millions of dollars)
2001 actual

Identification code 69–1752–0–1–403

2002 est.

2003 est.

00.02
00.07
00.08
00.09

Obligations by program activity:
Loan guarantee subsidy ................................................
Reestimates of loan guarantee subsidy ........................
Interest on reestimates of loan guarantee subsidy
Administrative expense ..................................................

33
16
5
4

40 ...................
193 ...................
20 ...................
4
4

10.00

Total new obligations ................................................

58

257

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New budget authority (gross) ........................................

18
47

7 ...................
250
4

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

65
257
4
¥58
¥257
¥4
7 ................... ...................

New budget authority (gross), detail:
Discretionary:
40.00
Appropriation .............................................................
40.36
Unobligated balance rescinded .................................

34
37
4
¥8 ................... ...................

60.00

2390

The Merchant Marine Act of 1936, as amended, established
the Federal Ship Financing Fund to assist in the development
of the U.S. merchant marine by guaranteeing construction
loans and mortgages on U.S.-flag vessels built in the United
States. No new commitments for loan guarantees are projected for the Federal Ship Financing Fund as this Fund
is used only to underwrite guarantees made under the Title
XI loan guarantee program prior to 1992.
Statement of Operations (in millions of dollars)
Identification code 69–4301–0–3–403

0101
0102
0105

Revenue ...................................................
Expense ....................................................
Net income or loss (–) ............................

2000 actual

2001 actual

3
–3

2
–2

..................

..................

2002 est.

2
–2
..................

2003 est.

..................

2000 actual

ASSETS:
1101 Federal assets: Fund balances with
Treasury ...............................................
1206 Non-Federal assets: Receivables, net .....
1803 Other Federal assets: Property, plant
and equipment, net ............................

..................
5

1
..................

..................
..................

..................
..................

1

..................

..................

..................

6

1

..................

..................

..................
6

1
..................

..................
..................

..................
..................

2999

2001 actual

2002 est.

70.00

Total new budget authority (gross) ..........................

47

250

72.40
73.10
73.20
74.40

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total outlays (gross) ......................................................
Obligated balance, end of year .....................................

38
58
¥45
51

51
21
257
4
¥287
¥25
21 ...................

Outlays (gross), detail:
Outlays from new discretionary authority .....................
Outlays from discretionary balances .............................
Outlays from new mandatory authority .........................

5
19
21

37
4
37
21
213 ...................

87.00

Total outlays (gross) .................................................

45

287

25

89.00
90.00

Net budget authority and outlays:
Budget authority ............................................................
Outlays ...........................................................................

47
45

250
287

4
25

1

..................

..................

..................

..................

..................

..................

3999

Total net position ................................

..................

..................

..................

..................

4999

Total liabilities and net position ............

6

1

..................

..................

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37

4

4

2001 actual

Identification code 69–1752–0–1–403

6

14:21 Jan 23, 2002

213 ...................

2003 est.

Total liabilities ....................................
NET POSITION:
3300 Cumulative results of operations ............

VerDate 11-MAY-2000

26

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)

Identification code 69–4301–0–3–403

Total assets ........................................
LIABILITIES:
2104 Federal liabilities: Resources payable to
Treasury ...............................................
2201 Non-Federal liabilities: Accounts payable

21

2
–2

Balance Sheet (in millions of dollars)

1999

Appropriation (total discretionary) ........................
Mandatory:
Appropriation .............................................................

86.90
86.93
86.97

Outstanding, end of year ...................................... ................... ................... ...................

43.00

4

Guaranteed loan levels supportable by subsidy budget
authority:
215001 Risk category 1A ............................................................
215002 Risk category 1B ............................................................
215003 Risk category 1C ............................................................
215004 Risk category 2A ............................................................
215005 Risk category 2B ............................................................
215006 Risk category 2C ............................................................
215007 Risk category 3 ..............................................................
215901 Total loan guarantee levels ...........................................
Guaranteed loan subsidy (in percent):
232001 Risk category 1A ............................................................
232002 Risk category 1B ............................................................
232003 Risk category 1C ............................................................
232004 Risk category 2A ............................................................
232005 Risk category 2B ............................................................
232006 Risk category 2C ............................................................
232007 Risk category 3 ..............................................................

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2002 est.

2003 est.

...................
...................
...................
376
318
35
...................

...................
...................
...................
415
210
35
...................

...................
...................
...................
...................
...................
...................
...................

729
0.00
0.00
0.00
3.80
5.54
5.30
0.00

660 ...................
1.77
2.28
2.77
4.34
5.91
7.46
12.40

0.00
0.00
0.00
0.00
0.00
0.00
0.00

786

MARITIME ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 2003

Credit accounts—Continued

MARITIME GUARANTEED LOAN (TITLE XI) Financing Account

MARITIME GUARANTEED LOAN (TITLE XI) PROGRAM ACCOUNT—
Continued

Program and Financing (in millions of dollars)
2001 actual

Identification code 69–4304–0–3–999

Summary of Loan Levels, Subsidy Budget Authority and Outlays by Program (in
millions of dollars)—Continued

Obligations by program activity:
Defaults ..........................................................................
Downward re-estimates:
08.02
Downward re-estimates .............................................
08.04
Interest on downward re-estimates ..........................
00.03

2001 actual

Identification code 69–1752–0–1–403

232901 Weighted average subsidy rate .....................................
Guaranteed loan subsidy budget authority:
233001 Risk category 1A ............................................................
233002 Risk category 1B ............................................................
233003 Risk category 1C ............................................................
233004 Risk category 2A ............................................................
233005 Risk category 2B ............................................................
233006 Risk category 2C ............................................................
233007 Risk category 3 ..............................................................
233901 Total subsidy budget authority ......................................
Guaranteed loan subsidy outlays:
234001 Risk category 1A ............................................................
234002 Risk category 1B ............................................................
234003 Risk category 1C ............................................................
234004 Risk category 2A ............................................................
234005 Risk category 2B ............................................................
234006 Risk category 2C ............................................................
234007 Risk category 3 ..............................................................

2002 est.

2003 est.

36

12 ...................

10.00

Total new obligations ................................................

116

414

15

21.40
22.00

Budgetary resources available for obligation:
Unobligated balance carried forward, start of year
New financing authority (gross) ....................................

268
114

265
512

363
101

23.90
23.95
24.40

Total budgetary resources available for obligation
Total new obligations ....................................................
Unobligated balance carried forward, end of year .......

382
¥116
265

777
¥414
363

464
¥15
449

...................
...................
...................
14
18
2
...................

...................
...................
...................
18
12
3
...................

...................
...................
...................
...................
...................
...................
...................

08.91

33 ...................
...................
...................
...................
11
7
3
...................

234901 Total subsidy outlays .....................................................
Guaranteed loan upward reestimate subsidy budget authority:
235008 MARAD upward reestimate ............................................

26

64

21

21

213 ...................

235901 Total upward reestimate budget authority ....................
Guaranteed loan upward reestimate subsidy outlays:
236008 MARAD upward reestimate ............................................

21

213 ...................

21

213 ...................

15

Subtotal, downward re-estimates .............................

0.00

...................
...................
...................
44
14
6
...................

402

9 ...................
3 ...................

5.00

...................
...................
...................
3
17
6
...................

80

2003 est.

31
5

4.66

34

2002 est.

21

213 ...................

¥36

¥12 ...................

237901 Total downward reestimate subsidy budget authority
Guaranteed loan downward reestimate subsidy outlays:
238008 MARAD downward reestimate ........................................

¥36

¥12 ...................

¥36

¥12 ...................

238901 Total downward reestimate subsidy outlays .................

¥36

¥12 ...................

Administrative expense data:
351001 Budget authority ............................................................
359001 Outlays from new authority ...........................................

4
4

4
4

4
4

This program provides for guaranteed loans for purchasers
of ships from the U.S. shipbuilding industry and for modernization of U.S. shipyards.
As required by the Federal Credit Reform Act of 1990,
this account includes the subsidy costs associated with the
loan guarantee commitments made in 1992 and beyond (including modifications of direct loans or loan guarantees that
resulted from obligations or commitments in any year), as
well as administrative expenses of this program. The subsidy
amounts are estimated on a present value basis, the administrative expenses are estimated on a cash basis.
Funds for administrative expenses for the Title XI program
are appropriated to this account, then transferred by reimbursement to the Operations and Training account to be obligated and outlayed. The schedule above shows the post-transfer amounts for 2001. For 2002 and 2003, the schedule displays pre-transfer amounts in order to comply with the Federal Credit Reform Act of 1990.
In an effort to reduce corporate subsidies, no new funds
for loan guarantees are requested for 2003.
Object Classification (in millions of dollars)
2001 actual

Identification code 69–1752–0–1–403

2002 est.

2003 est.

107

333

101

70.00

236901 Total upward reestimate subsidy outlays .....................
Guaranteed loan downward reestimate subsidy budget
authority:
237008 MARAD downward reestimate ........................................

New financing authority (gross), detail:
Mandatory:
67.10
Authority to borrow ....................................................
Discretionary:
68.00
Spending authority from offsetting collections: Offsetting collections (cash) .....................................
Total new financing authority (gross) ......................

114

512

101

72.40
73.10
73.20
74.40
87.00

Change in obligated balances:
Obligated balance, start of year ...................................
Total new obligations ....................................................
Total financing disbursements (gross) .........................
Obligated balance, end of year .....................................
Total financing disbursements (gross) .........................

2
116
¥116
3
116

3
414
¥249
168
249

168
15
¥5
178
5

¥26

¥64

¥21

Offsets:
Against gross financing authority and financing disbursements:
Offsetting collections (cash) from:
Federal sources:
88.00
Program account ..............................................
88.00
Federal sources: Payments from program account—Upward reestimate .........................
88.25
Interest on uninvested funds ...............................
Non-Federal sources:
88.40
Loan Repayment ...............................................
88.40
Fees and other payments .................................

7

179 ...................

¥21
¥16

¥213 ...................
¥12
¥10

¥19
¥25

¥24
¥20

¥50
¥20

¥333

¥101

88.90

Total, offsetting collections (cash) ..................

¥107

89.00
90.00

Net financing authority and financing disbursements:
Financing authority ........................................................
Financing disbursements ...............................................

7
9

179 ...................
¥84
¥96

Status of Guaranteed Loans (in millions of dollars)
2001 actual

Identification code 69–4304–0–3–999

2002 est.

2003 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders .............................................................................. ................... ................... ...................
2131 Guaranteed loan commitments exempt from limitation
729
800 ...................
2150
2199

Total guaranteed loan commitments ........................
Guaranteed amount of guaranteed loan commitments

729
729

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year .............................................
4,195
Disbursements of new guaranteed loans ......................
729
Repayments and prepayments ......................................
¥110
Adjustments:
2262
Terminations for default that result in acquisition
of property .............................................................
¥76
2264
Other adjustments, net ............................................. ...................
2210
2231
2251

800 ...................
800 ...................

4,738
4,696
800 ...................
¥120
¥130

¥367
¥94
¥355 ...................

99.9

Other services ................................................................
Grants, subsidies, and contributions ............................
Total new obligations ................................................

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4
54

2290

Outstanding, end of year ..........................................

4,738

4,696

4,472

2299

25.2
41.0

Memorandum:
Guaranteed amount of guaranteed loans outstanding,
end of year ................................................................

4,738

4,696

4,472

4
4
253 ...................

58

257

4

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TITLE III—GENERAL PROVISIONS

DEPARTMENT OF TRANSPORTATION

As required by the Federal Credit Reform Act of 1990,
this non-budgetary account records all cash flows to and from
the Government resulting from loan guarantees committed
in 1992 and beyond (including modifications of loan guarantees that resulted from commitments in any year). The
amounts in this account are a means of financing and are
not included in the budget totals.
Balance Sheet (in millions of dollars)
2000 actual

2001 actual

ASSETS:
Federal assets:
1101
Fund balances with Treasury .............
Investments in US securities:
1106
Receivables, net .............................

457

267

100

1999

Identification code 69–4304–0–3–999

2002 est.

2003 est.

130

6

132

509

450

Total assets ........................................
LIABILITIES:
2101 Federal liabilities: Accounts payable ......
2204 Non-Federal liabilities: Liabilities for
loan guarantees ..................................

463

399

609

580

195

6

100

50

268

393

509

530

2999

Total liabilities ....................................

463

399

609

580

4999

Total liabilities and net position ............

463

399

609

580

f

ADMINISTRATIVE PROVISIONS—MARITIME ADMINISTRATION
Notwithstanding any other provision of this Act, the Maritime Administration is authorized to furnish utilities and services and make
necessary repairs in connection with any lease, contract, or occupancy
involving Government property under control of the Maritime Administration, and payments received therefore shall be credited to the
appropriation charged with the cost thereof: Provided, That rental
payments under any such lease, contract, or occupancy for items
other than such utilities, services, or repairs shall be covered into
the Treasury as miscellaneous receipts.
No obligations shall be incurred during the current fiscal year
from the construction fund established by the Merchant Marine Act,
1936, or otherwise, in excess of the appropriations and limitations
contained in this Act or in any prior appropriation Act. (Departments
of Commerce, Justice, and State, the Judiciary, and Related Agencies
Appropriations Act, 2002.)
f

GENERAL FUND RECEIPT ACCOUNTS
(in millions of dollars)
2001 actual

2002 est.

Offsetting receipts from the public:
20–031100 Tonnage duty increases ...................................
71
69–085500 Registration, filing, and permit fees, hazardous materials transportation ........................................
3
69–242100 Marine safety fees ...........................................
20
69–272830 Maritime (title XI) loan program, Downward
reestimates of subsidies ....................................................
36
69–273530 Alameda corridor, Downward reestimates of
subsidies ............................................................................ ...................
69–309900 Miscellaneous recoveries and refunds, not
otherwise classified ............................................................ ...................
General Fund Offsetting receipts from the public .....................

2003 est.

73

74

1
20

1
20

12 ...................
63 ...................
1
170

130

1
96

f

OTHER CONSOLIDATED RECEIPTS ACCOUNTS
f

TITLE III—GENERAL PROVISIONS
(INCLUDING

TRANSFERS OF FUNDS)

SEC. 301. During the current fiscal year applicable appropriations
to the Department of Transportation shall be available for maintenance and operation of aircraft; hire of passenger motor vehicles

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787

and aircraft; purchase of liability insurance for motor vehicles operating in foreign countries on official department business; and uniforms, or allowances therefor, as authorized by law (5 U.S.C. 5901–
5902).
SEC. 302. Such sums as may be necessary for fiscal year ø2002¿
2003 pay raises for programs funded in this Act shall be absorbed
within the levels appropriated in this Act or previous appropriations
Acts.
SEC. 303. Appropriations contained in this Act for the Department
of Transportation shall be available for services as authorized by
5 U.S.C. 3109, but at rates for individuals not to exceed the per
diem rate equivalent to the rate for an Executive Level IV.
SEC. 304. None of the funds in this Act shall be available for
salaries and expenses of more than ø105¿ 116 political and Presidential appointees in the Department of Transportationø: Provided,
That none of the personnel covered by this provision or political
and Presidential appointees in an independent agency funded in this
Act may be assigned on temporary detail outside the Department
of Transportation or such independent agency except to the Office
of Homeland Security¿.
SEC. 305. None of the funds in this Act shall be used for the
planning or execution of any program to pay the expenses of, or
otherwise compensate, non-Federal parties intervening in regulatory
or adjudicatory proceedings funded in this Act.
SEC. 306. None of the funds appropriated in this Act shall remain
available for obligation beyond the current fiscal year, nor may any
be transferred to other appropriations, unless expressly so provided
herein.
SEC. 307. The expenditure of any appropriation under this Act
for any consulting service through procurement contract pursuant
to section 3109 of title 5, United States Code, shall be limited to
those contracts where such expenditures are a matter of public record
and available for public inspection, except where otherwise provided
under existing law, or under existing Executive order issued pursuant
to existing law.
SEC. 308. None of the funds in this Act shall be used to implement
section 404 of title 23, United States Code.
SEC. 309. The limitations on obligations for the programs of the
Federal Transit Administration shall not apply to any authority
under 49 U.S.C. 5338, previously made available for obligation, or
to any other authority previously made available for obligation.
SEC. 310. (a) For fiscal year ø2002¿ 2003, the Secretary of Transportation shall—
(1) not distribute from the obligation limitation for Federal-aid
Highways amounts authorized for administrative expenses and programs funded from the administrative takedown authorized by section 104(a)(1)(A) of title 23, United States Code, for the highway
use tax evasion program, amounts provided under section 110 of
title 23, United States Code, and for the Bureau of Transportation
Statistics;
(2) not distribute an amount from the obligation limitation for
Federal-aid Highways that is equal to the unobligated balance of
amounts made available from the Highway Trust Fund (other than
the Mass Transit Account) for Federal-aid highways and highway
safety programs for the previous fiscal year the funds for which
are allocated by the Secretary;
(3) determine the ratio that—
(A) the obligation limitation for Federal-aid Highways less the
aggregate of amounts not distributed under paragraphs (1) and
(2), bears to
(B) the total of the sums authorized to be appropriated for
Federal-aid highways and highway safety construction programs
(other than sums authorized to be appropriated for sections set
forth in paragraphs (1) through (7) of subsection (b) and sums
authorized to be appropriated for section 105 of title 23, United
States Code, equal to the amount referred to in subsection (b)(8))
for such fiscal year less the aggregate of the amounts not distributed under paragraph (1) of this subsection;
(4) distribute the obligation limitation for Federal-aid Highways
less the aggregate amounts not distributed under paragraphs (1)
and (2) of section 117 of title 23, United States Code (relating
to high priority projects program), section 201 of the Appalachian
Regional Development Act of 1965, the Woodrow Wilson Memorial
Bridge Authority Act of 1995, and $2,000,000,000 for such fiscal
year under section 105 of title 23, United States Code (relating
to minimum guarantee) so that the amount of obligation authority
available for each of such sections is equal to the amount determined by multiplying the ratio determined under paragraph (3)

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788

TITLE III—GENERAL PROVISIONS—Continued

(INCLUDING

THE BUDGET FOR FISCAL YEAR 2003

TRANSFERS OF FUNDS)—Continued

by the sums authorized to be appropriated for such section (except
in the case of section 105, $2,000,000,000) for such fiscal year;
(5) distribute the obligation limitation provided for Federal-aid
Highways less the aggregate amounts not distributed under paragraphs (1) and (2) and amounts distributed under paragraph (4)
for each of the programs that are allocated by the Secretary under
title 23, United States Code (other than activities to which paragraph (1) applies and programs to which paragraph (4) applies)
by multiplying the ratio determined under paragraph (3) by the
sums authorized to be appropriated for such program for such
fiscal year; and
(6) distribute the obligation limitation provided for Federal-aid
Highways less the aggregate amounts not distributed under paragraphs (1) and (2) and amounts distributed under paragraphs (4)
and (5) for Federal-aid highways and highway safety construction
programs (other than the minimum guarantee program, but only
to the extent that amounts apportioned for the minimum guarantee
program for such fiscal year exceed $2,639,000,000, and the Appalachian development highway system program) that are apportioned by the Secretary under title 23, United States Code, in
the ratio that—
(A) sums authorized to be appropriated for such programs that
are apportioned to each State for such fiscal year, bear to
(B) the total of the sums authorized to be appropriated for
such programs that are apportioned to all States for such fiscal
year.
(b) EXCEPTIONS FROM OBLIGATION LIMITATION.—THE OBLIGATION
LIMITATION FOR FEDERAL-AID HIGHWAYS SHALL NOT APPLY TO OBLIGATIONS: (1) UNDER SECTION 125 OF TITLE 23, UNITED STATES CODE;
(2) UNDER SECTION 147 OF THE SURFACE TRANSPORTATION ASSISTANCE
ACT OF 1978; (3) UNDER SECTION 9 OF THE FEDERAL-AID HIGHWAY
ACT OF 1981; (4) UNDER SECTIONS 131(B) AND 131( J) OF THE SURFACE
TRANSPORTATION ASSISTANCE ACT OF 1982; (5) UNDER SECTIONS 149(B)
AND 149(C) OF THE SURFACE TRANSPORTATION AND UNIFORM RELOCATION ASSISTANCE ACT OF 1987; (6) UNDER SECTIONS 1103 THROUGH
1108 OF THE INTERMODAL SURFACE TRANSPORTATION EFFICIENCY ACT
OF 1991; (7) UNDER SECTION 157 OF TITLE 23, UNITED STATES CODE,
AS IN EFFECT ON THE DAY BEFORE THE DATE OF THE ENACTMENT
OF THE TRANSPORTATION EQUITY ACT FOR THE 21ST CENTURY; AND
(8) UNDER SECTION 105 OF TITLE 23, UNITED STATES CODE (BUT, ONLY
IN AN AMOUNT EQUAL TO $639,000,000 FOR SUCH FISCAL YEAR).

(c) REDISTRIBUTION OF UNUSED OBLIGATION AUTHORITY.—Notwithstanding subsection (a), the Secretary shall after August 1 for such
fiscal year revise a distribution of the obligation limitation made
available under subsection (a) if a State will not obligate the amount
distributed during that fiscal year and redistribute sufficient amounts
to those States able to obligate amounts in addition to those previously distributed during that fiscal year giving priority to those
States having large unobligated balances of funds apportioned under
sections 104 and 144 of title 23, United States Code, section 160
(as in effect on the day before the enactment of the Transportation
Equity Act for the 21st Century) of title 23, United States Code,
and under section 1015 of the Intermodal Surface Transportation
Efficiency Act of 1991 (105 Stat. 1943–1945).
(d) APPLICABILITY OF OBLIGATION LIMITATIONS TO TRANSPORTATION
RESEARCH PROGRAMS.—The obligation limitation shall apply to transportation research programs carried out under chapter 5 of title 23,
United States Code, except that obligation authority made available
for such programs under such limitation shall remain available for
a period of 3 fiscal years.
(e) REDISTRIBUTION OF CERTAIN AUTHORIZED FUNDS.—Not later
than 30 days after the date of the distribution of obligation limitation
under subsection (a), the Secretary shall distribute to the States
any funds: (1) that are authorized to be appropriated for such fiscal
year for Federal-aid highways programs (other than the program
under section 160 of title 23, United States Code) and for carrying
out subchapter I of chapter 311 of title 49, United States Code,
and highway-related programs under chapter 4 of title 23, United
States Code; and (2) that the Secretary determines will not be allocated to the States, and will not be available for obligation, in such
fiscal year due to the imposition of any obligation limitation for such
fiscal year. Such distribution to the States shall be made in the
same ratio as the distribution of obligation authority under subsection
(a)(6). The funds so distributed shall be available for any purposes
described in section 133(b) of title 23, United States Code.

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(f) SPECIAL RULE.—Obligation limitation distributed for a fiscal
year under subsection (a)(4) of this section for a section set forth
in subsection (a)(4) shall remain available until used and shall be
in addition to the amount of any limitation imposed on obligations
for Federal-aid highway and highway safety construction programs
for future fiscal years.
SEC. 311. (a) No recipient of funds made available in this Act
shall disseminate personal information (as defined in 18 U.S.C.
2725(3)) obtained by a State department of motor vehicles in connection with a motor vehicle record as defined in 18 U.S.C. 2725(1),
except as provided in 18 U.S.C. 2721 for a use permitted under
18 U.S.C. 2721.
(b) Notwithstanding subsection (a), the Secretary shall not withhold
funds provided in this Act for any grantee if a State is in noncompliance with this provision.
SEC. 312. None of the funds in this Act shall be available to plan,
finalize, or implement regulations that would establish a vessel traffic
safety fairway less than five miles wide between the Santa Barbara
Traffic Separation Scheme and the San Francisco Traffic Separation
Scheme.
SEC. 313. Notwithstanding any other provision of law, airports may
transfer, without consideration, to the Federal Aviation Administration (FAA) instrument landing systems (along with associated approach lighting equipment and runway visual range equipment)
which conform to FAA design and performance specifications, the
purchase of which was assisted by a Federal airport-aid program,
airport development aid program or airport improvement program
grant: Provided, That, the Federal Aviation Administration shall accept such equipment, which shall thereafter be operated and maintained by FAA in accordance with agency criteria.
SEC. 314. Notwithstanding any other provision of law, and except
for fixed guideway modernization projects, funds made available by
this Act under ‘‘Federal Transit Administration, Capital investment
grants’’ for projects specified in this Act or identified in reports accompanying this Act not obligated by September 30, ø2004¿ 2005, and
other recoveries, shall be made available for other projects under
49 U.S.C. 5309.
SEC. 315. Notwithstanding any other provision of law, any funds
appropriated before October 1, ø2001¿ 2002, under any section of
chapter 53 of title 49, United States Code, that remain available
for expenditure may be transferred to and administered under the
most recent appropriation heading for any such section.
øSEC. 316. None of the funds in this Act may be used to compensate
in excess of 335 technical staff-years under the federally funded research and development center contract between the Federal Aviation
Administration and the Center for Advanced Aviation Systems Development during fiscal year 2002.¿
SEC. ø317¿ 316. Funds received by the Federal Highway Administration, Federal Transit Administration, and Federal Railroad Administration from States, counties, municipalities, other public authorities, and private sources for expenses incurred for training may be
credited respectively to the Federal Highway Administration’s ‘‘Federal-Aid Highways’’ account, the Federal Transit Administration’s
‘‘Transit Planning and Research’’ account, and to the Federal Railroad
Administration’s ‘‘Safety and Operations’’ account, except for State
rail safety inspectors participating in training pursuant to 49 U.S.C.
20105.
øSEC. 318. Of the funds made available under section 1101(a)(12)
and section 1503 of Public Law 105–178, as amended, $52,973,000
are rescinded.¿
øSEC. 319. Beginning in fiscal year 2002 and thereafter, the Secretary may use up to 1 percent of the amounts made available to
carry out 49 U.S.C. 5309 for oversight activities under 49 U.S.C.
5327.¿
øSEC. 320. Funds made available for Alaska or Hawaii ferry boats
or ferry terminal facilities pursuant to 49 U.S.C. 5309(m)(2)(B) may
be used to construct new vessels and facilities, or to improve existing
vessels and facilities, including both the passenger and vehicle-related
elements of such vessels and facilities, and for repair facilities: Provided, That not more than $3,000,000 of the funds made available
pursuant to 49 U.S.C. 5309(m)(2)(B) may be used by the State of
Hawaii to initiate and operate a passenger ferryboat services demonstration project to test the viability of different intra-island and
inter-island ferry routes.¿
SEC. ø321¿ 317. Notwithstanding 31 U.S.C. 3302, funds received
by the Bureau of Transportation Statistics from the sale of data
products, for necessary expenses incurred pursuant to 49 U.S.C. 111
may be credited to the Federal-aid highways account for the purpose

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DEPARTMENT OF TRANSPORTATION
of reimbursing the Bureau for such expenses: Provided, That such
funds shall be subject to the obligation limitation for Federal-aid
highways and highway safety construction.
øSEC. 322. Section 3030(a) of the Transportation Equity Act for
the 21st Century (Public Law 105–178) is amended by adding at
the end, the following line: ‘‘Washington County—Wilsonville to Beaverton commuter rail.’’.¿
øSEC. 323. Section 3030(b) of the Transportation Equity Act for
the 21st Century (Public Law 105–178) is amended by adding at
the end the following: ‘‘Detroit, Michigan Metropolitan Airport rail
project.’’.¿
SEC. ø324¿ 318. None of the funds in this Act may be obligated
or expended for employee training which: (a) does not meet identified
needs for knowledge, skills and abilities bearing directly upon the
performance of official duties; (b) contains elements likely to induce
high levels of emotional response or psychological stress in some
participants; (c) does not require prior employee notification of the
content and methods to be used in the training and written end
of course evaluations; (d) contains any methods or content associated
with religious or quasi-religious belief systems or ‘‘new age’’ belief
systems as defined in Equal Employment Opportunity Commission
Notice N–915.022, dated September 2, 1988; (e) is offensive to, or
designed to change, participants’ personal values or lifestyle outside
the workplace; or (f) includes content related to human immunodeficiency virus/acquired immune deficiency syndrome (HIV/AIDS)
other than that necessary to make employees more aware of the
medical ramifications of HIV/AIDS and the workplace rights of HIVpositive employees.
SEC. ø325¿ 319. None of the funds in this Act shall, in the absence
of express authorization by Congress, be used directly or indirectly
to pay for any personal service, advertisement, telegraph, telephone,
letter, printed or written material, radio, television, video presentation, electronic communications, or other device, intended or designed to influence in any manner a Member of Congress or of a
State legislature to favor or oppose by vote or otherwise, any legislation or appropriation by Congress or a State legislature after the
introduction of any bill or resolution in Congress proposing such
legislation or appropriation, or after the introduction of any bill or
resolution in a State legislature proposing such legislation or appropriation: Provided, That this shall not prevent officers or employees
of the Department of Transportation or related agencies funded in
this Act from communicating to Members of Congress or to Congress,
on the request of any Member, or to members of State legislature,
or to a State legislature, through the proper official channels, requests for legislation or appropriations which they deem necessary
for the efficient conduct of business.
SEC. ø326¿ 320. (a) IN GENERAL.—None of the funds made available
in this Act may be expended by an entity unless the entity agrees
that in expending the funds the entity will comply with the Buy
American Act (41 U.S.C. 10a–10c).
(b) SENSE OF THE CONGRESS; REQUIREMENT REGARDING NOTICE.—
(1) PURCHASE OF AMERICAN-MADE EQUIPMENT AND PRODUCTS.—
In the case of any equipment or product that may be authorized
to be purchased with financial assistance provided using funds
made available in this Act, it is the sense of the Congress that
entities receiving the assistance should, in expending the assistance, purchase only American-made equipment and products to
the greatest extent practicable.
(2) NOTICE TO RECIPIENTS OF ASSISTANCE.—In providing financial
assistance using funds made available in this Act, the head of
each Federal agency shall provide to each recipient of the assistance a notice describing the statement made in paragraph (1) by
the Congress.
(c) PROHIBITION OF CONTRACTS WITH PERSONS FALSELY LABELING
PRODUCTS AS MADE IN AMERICA.—If it has been finally determined
by a court or Federal agency that any person intentionally affixed
a label bearing a ‘‘Made in America’’ inscription, or any inscription
with the same meaning, to any product sold in or shipped to the
United States that is not made in the United States, the person
shall be ineligible to receive any contract or subcontract made with
funds made available in this Act, pursuant to the debarment, suspension, and ineligibility procedures described in sections 9.400 through
9.409 of title 48, Code of Federal Regulations.
SEC. ø327¿ 321. Rebates, refunds, incentive payments, minor fees
and other funds received by the Department from travel management
centers, charge card programs, the subleasing of building space, and
miscellaneous sources are to be credited to appropriations of the
Department and allocated to elements of the Department using fair

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and equitable criteria and such funds shall be available until December 31, ø2002¿ 2003.
SEC. ø328¿ 322. Notwithstanding any other provision of law, rule
or regulation, the Secretary of Transportation is authorized to allow
the issuer of any preferred stock heretofore sold to the Department
to redeem or repurchase such stock upon the payment to the Department of an amount determined by the Secretary.
øSEC. 329. For necessary expenses of the Amtrak Reform Council
authorized under section 203 of Public Law 105–134, $225,000.¿
øSEC. 330. In addition to amounts otherwise made available in
this Act, to enable the Secretary of Transportation to make grants
for surface transportation projects, $144,000,000, to remain available
until expended.¿
øSEC. 331. During fiscal year 2002, for providing support to the
Department of Defense, the Coast Guard Yard and other Coast Guard
specialized facilities designated by the Commandant shall qualify as
components of the Department of Defense for competition and workload assignment purposes: Provided, That in addition, for purposes
of entering into joint public-private partnerships and other cooperative arrangements for the performance of work, the Coast Guard
Yard and other Coast Guard specialized facilities may enter into
agreements or other arrangements, receive and retain funds from
and pay funds to such public and private entities, and may accept
contributions of funds, materials, services, and the use of facilities
from such entities: Provided further, That amounts received under
this section may be credited to appropriate Coast Guard accounts
for fiscal year 2002.¿
øSEC. 332. None of the funds in this Act may be used to make
a grant unless the Secretary of Transportation notifies the House
and Senate Committees on Appropriations not less than 3 full business days before any discretionary grant award, letter of intent, or
full funding grant agreement totaling $1,000,000 or more is announced by the department or its modal administrations from: (1)
any discretionary grant program of the Federal Highway Administration other than the emergency relief program; (2) the airport improvement program of the Federal Aviation Administration; or (3) any
program of the Federal Transit Administration other than the formula grants and fixed guideway modernization programs: Provided,
That no notification shall involve funds that are not available for
obligation.¿
øSEC. 333. (a) None of the funds made available in this Act shall
be available for the design or construction of a light rail system
in Houston, Texas.
(b) Notwithstanding (a), amounts made available in this Act under
the heading ‘‘Federal Transit Administration, Capital investment
grants’’ for a Houston, Texas, Metro advanced transit plan project
shall be available for obligation or expenditure subject to the following conditions:
(1) Sufficient amounts shall be used for major investment studies
in 4 major corridors.
(2) The Texas Department of Transportation shall review and
comment on the findings of the studies under paragraph (1). Any
comments by such department on such findings shall be included
in any final report on such studies.
(3) If a final report on the studies under paragraph (1) is not
available for at least the 1-month period preceding the date of
any referendum held by the City of Houston, Texas, or by a county
of Texas, regarding approval of the issuance of bonds for funding
a light rail system in Houston, Texas, all information developed
by such studies regarding passenger and cost estimates for such
a system shall be made available to the public at least 1 month
before the date of the referendum.¿
øSEC. 334. None of the funds made available in this Act may
be used for engineering work related to an additional runway at
New Orleans International Airport.¿
SEC. ø335¿ 323. None of the funds in this Act shall be used to
pursue or adopt guidelines or regulations requiring airport sponsors
to provide to the Federal Aviation Administration without cost building construction, maintenance, utilities and expenses, or space in
airport sponsor-owned buildings for services relating to air traffic
control, air navigation or weather reporting: Provided, That the prohibition of funds in this section does not apply to negotiations between
the agency and airport sponsors to achieve agreement on ‘‘belowmarket’’ rates for these items or to grant assurances that require
airport sponsors to provide land without cost to the FAA for air
traffic control facilities.
SEC. ø336¿ 324. Notwithstanding any other provision of law, whenever an allocation is made of the sums authorized to be appropriated

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TITLE III—GENERAL PROVISIONS—Continued

(INCLUDING

THE BUDGET FOR FISCAL YEAR 2003

TRANSFERS OF FUNDS)—Continued

for expenditure on the Federal lands highway program, and whenever
an apportionment is made of the sums authorized to be appropriated
for expenditure on the surface transportation program, the congestion
mitigation and air quality improvement program, the National Highway System, the Interstate maintenance program, the bridge program, the Appalachian development highway system, and the minimum guarantee program, the Secretary of Transportation shall deduct a sum in such amount not to exceed øtwo-fifths of 1¿ 0.0045
percent of all sums so made available, as the Secretary determines
necessary, to administer the provisions of law to be financed from
appropriations for motor carrier safety programs and motor carrier
safety research. The sum so deducted shall remain available until
expended: Provided, That any deduction by the Secretary of Transportation in accordance with this paragraph shall be deemed to be a
deduction under section 104(a)(1)(B) of title 23, United States Code.
SEC. ø337¿ 325. For an airport project that the Administrator of
the Federal Aviation Administration (FAA) determines will add critical airport capacity to the national air transportation system, the
Administrator is authorized to accept funds from an airport sponsor,
including entitlement funds provided under the ‘‘Grants-in-Aid for
Airports’’ program, for the FAA to hire additional staff or obtain
the services of consultants: Provided, That the Administrator is authorized to accept and utilize such funds only for the purpose of
facilitating the timely processing, review, and completion of environmental activities associated with such project.
øSEC. 338. None of the funds made available in this Act may
be used to further any efforts toward developing a new regional
airport for southeast Louisiana until a comprehensive plan is submitted by a commission of stakeholders to the Administrator of the
Federal Aviation Administration and that plan, as approved by the
Administrator, is submitted to and approved by the Senate Committee on Appropriations and the House Committee on Appropriations.¿
øSEC. 339. Notwithstanding any other provision of law, States may
use funds provided in this Act under section 402 of title 23, United
States Code, to produce and place highway safety public service messages in television, radio, cinema and print media, and on the Internet in accordance with guidance issued by the Secretary of Transportation: Provided, That any State that uses funds for such public
service messages shall submit to the Secretary a report describing
and assessing the effectiveness of the messages: Provided further,
That $8,000,000 of the funds allocated for innovative seat belt
projects under section 157 of title 23, United States Code, shall be
used by the States, as directed by the National Highway Traffic
Safety Administrator, to purchase advertising in broadcast or print
media to publicize the States’ seat belt enforcement efforts during
one or more of the Operation ABC National Mobilizations: Provided
further, That up to $2,000,000 of the funds allocated for innovative
seat belt projects under section 157 of title 23, United States Code,
shall be used by the Administrator to evaluate the effectiveness of
State seat belt programs that purchase advertising as provided by
this section.¿
øSEC. 340. Item 1348 of the table contained in section 1602 of
the Transportation Equity Act for the 21st Century is amended by
striking ‘‘Extend West Douglas Road’’ and inserting ‘‘Construct Gastineau Channel Second Crossing to Douglas Island’’.¿
øSEC. 341. None of the funds in this Act may be obligated for
the Office of the Secretary of Transportation to approve assessments
or reimbursable agreements pertaining to funds appropriated to the
modal administrations in this Act, except for activities underway
on the date of enactment of this Act, unless such assessments or
agreements have completed the normal reprogramming process for
Congressional notification.¿
øSEC. 342. Item 642 in the table contained in section 1602 of
the Transportation Equity Act for the 21st Century, relating to Washington, is amended by striking ‘‘Construct passenger ferry facility
to serve Southworth, Seattle’’ and inserting ‘‘Passenger only ferry
to serve Kitsap and King Counties to Seattle’’.¿
øSEC. 343. Item 1793 in section 1602 of the Transportation Equity
Act for the 21st Century, relating to Washington, is amended by
striking ‘‘Southworth Seattle Ferry’’ and inserting ‘‘Passenger only
ferry to serve Kitsap and King Counties to Seattle’’.¿
øSEC. 344. Item 576 in the table contained in section 1602 of
the Transportation Equity Act for the 21st Century (112 Stat. 278)
is amended by striking ‘‘Bull Shoals Lake Ferry in Taney County’’

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and inserting ‘‘Construct the Missouri Center for Advanced Highway
Safety (MOCAHS)’’.¿
øSEC. 345. The transit station operated by the Washington Metropolitan Area Transit Authority located at Ronald Reagan Washington
National Airport, and known as the National Airport Station, shall
be known and designated as the ‘‘Ronald Reagan Washington National Airport Station’’. The Washington Metropolitan Area Transit
Authority shall modify the signs at the transit station, and all maps,
directories, documents, and other records published by the Authority,
to reflect the redesignation.¿
SEC. ø346¿ 326. None of the funds appropriated or otherwise made
available in this Act may be made available to any person or entity
convicted of violating the Buy American Act (41 U.S.C. 10a–10c).
øSEC. 347. For fiscal year 2002, notwithstanding any other provision of law, historic covered bridges eligible for Federal assistance
under section 1224 of the Transportation Equity Act for the 21st
Century, as amended, may be funded from amounts set aside for
the discretionary bridge program.¿
øSEC. 348. None of the funds provided in this Act or prior Appropriations Acts for Coast Guard ‘‘Acquisition, construction, and improvements’’ shall be available after the fifteenth day of any quarter
of any fiscal year, unless the Commandant of the Coast Guard first
submits a quarterly report to the House and Senate Committees
on Appropriations on all major Coast Guard acquisition projects including projects executed for the Coast Guard by the United States
Navy and vessel traffic service projects: Provided, That such reports
shall include an acquisition schedule, estimated current and year
funding requirements, and a schedule of anticipated obligations and
outlays for each major acquisition project: Provided further, That
such reports shall rate on a relative scale the cost risk, schedule
risk, and technical risk associated with each acquisition project and
include a table detailing unobligated balances to date and anticipated
unobligated balances at the close of the fiscal year and the close
of the following fiscal year should the Administration’s pending budget request for the acquisition, construction, and improvements account be fully funded: Provided further, That such reports shall also
provide abbreviated information on the status of shore facility construction and renovation projects: Provided further, That all information submitted in such reports shall be current as of the last day
of the preceding quarter.¿
øSEC. 349. Funds provided in this Act for the Transportation Administrative Service Center (TASC) shall be reduced by $5,000,000,
which limits fiscal year 2002 TASC obligational authority for elements of the Department of Transportation funded in this Act to
no more than $120,323,000: Provided, That such reductions from
the budget request shall be allocated by the Department of Transportation to each appropriations account in proportion to the amount
included in each account for the Transportation Administrative Service Center.¿
øSEC. 350. SAFETY OF CROSS-BORDER TRUCKING BETWEEN UNITED
STATES AND MEXICO. (a) No funds limited or appropriated in this
Act may be obligated or expended for the review or processing of
an application by a Mexican motor carrier for authority to operate
beyond United States municipalities and commercial zones on the
United States-Mexico border until the Federal Motor Carrier Safety
Administration—
(1)(A) requires a safety examination of such motor carrier to
be performed before the carrier is granted conditional operating
authority to operate beyond United States municipalities and commercial zones on the United States-Mexico border;
(B) requires the safety examination to include—
(i) verification of available performance data and safety management programs;
(ii) verification of a drug and alcohol testing program consistent
with part 40 of title 49, Code of Federal Regulations;
(iii) verification of that motor carrier’s system of compliance
with hours-of-service rules, including hours-of-service records;
(iv) verification of proof of insurance;
(v) a review of available data concerning that motor carrier’s
safety history, and other information necessary to determine the
carrier’s preparedness to comply with Federal Motor Carrier Safety rules and regulations and Hazardous Materials rules and regulations;
(vi) an inspection of that Mexican motor carrier’s commercial
vehicles to be used under such operating authority, if any such
commercial vehicles have not received a decal from the inspection
required in subsection (a)(5);

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DEPARTMENT OF TRANSPORTATION
(vii) an evaluation of that motor carrier’s safety inspection,
maintenance, and repair facilities or management systems, including verification of records of periodic vehicle inspections;
(viii) verification of drivers’ qualifications, including a confirmation of the validity of the Licencia de Federal de Conductor of
each driver of that motor carrier who will be operating under
such authority; and
(ix) an interview with officials of that motor carrier to review
safety management controls and evaluate any written safety
oversight policies and practices.
(C) requires that—
(i) Mexican motor carriers with three or fewer commercial vehicles need not undergo on-site safety examination; however 50
percent of all safety examinations of all Mexican motor carriers
shall be conducted onsite; and
(ii) such on-site inspections shall cover at least 50 percent
of estimated truck traffic in any year.
(2) requires a full safety compliance review of the carrier consistent with the safety fitness evaluation procedures set forth in
part 385 of title 49, Code of Federal Regulations, and gives the
motor carrier a satisfactory rating, before the carrier is granted
permanent operating authority to operate beyond United States
municipalities and commercial zones on the United States-Mexico
border, and requires that any such safety compliance review take
place within 18 months of that motor carrier being granted conditional operating authority, provided that—
(A) Mexican motor carriers with three or fewer commercial
vehicles need not undergo onsite compliance review; however 50
percent of all compliance reviews of all Mexican motor carriers
shall be conducted on-site; and
(B) any Mexican motor carrier with 4 or more commercial
vehicles that did not undergo an on-site safety exam under
(a)(1)(C), shall undergo an on-site safety compliance review under
this section.
(3) requires Federal and State inspectors to verify electronically
the status and validity of the license of each driver of a Mexican
motor carrier commercial vehicle crossing the border;
(A) for every such vehicle carrying a placardable quantity of
hazardous materials;
(B) whenever the inspection required in subsection (a)(5) is
performed; and
(C) randomly for other Mexican motor carrier commercial vehicles, but in no case less than 50 percent of all other such commercial vehicles.
(4) gives a distinctive Department of Transportation number to
each Mexican motor carrier operating beyond the commercial zone
to assist inspectors in enforcing motor carrier safety regulations
including hours-of-service rules under part 395 of title 49, Code
of Federal Regulations;
(5) requires, with the exception of Mexican motor carriers that
have been granted permanent operating authority for three consecutive years—
(A) inspections of all commercial vehicles of Mexican motor
carriers authorized, or seeking authority to operate beyond
United States municipalities and commercial zones on the United
States-Mexico border that do not display a valid Commercial
Vehicle Safety Alliance inspection decal, by certified inspectors
in accordance with the requirements for a Level I Inspection
under the criteria of the North American Standard Inspection
(as defined in section 350.105 of title 49, Code of Federal Regulations), including examination of the driver, vehicle exterior and
vehicle under-carriage;
(B) a Commercial Vehicle Safety Alliance decal to be affixed
to each such commercial vehicle upon completion of the inspection
required by clause (A) or a re-inspection if the vehicle has met
the criteria for the Level I inspection; and
(C) that any such decal, when affixed, expire at the end of
a period of not more than 90 days, but nothing in this paragraph
shall be construed to preclude the Administration from requiring
reinspection of a vehicle bearing a valid inspection decal or from
requiring that such a decal be removed when a certified Federal
or State inspector determines that such a vehicle has a safety
violation subsequent to the inspection for which the decal was
granted.
(6) requires State inspectors who detect violations of Federal
motor carrier safety laws or regulations to enforce them or notify
Federal authorities of such violations;

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(7)(A) equips all United States-Mexico commercial border crossings with scales suitable for enforcement action; equips 5 of the
10 such crossings that have the highest volume of commercial vehicle traffic with weigh-in-motion (WIM) systems; ensures that the
remaining 5 such border crossings are equipped within 12 months;
requires inspectors to verify the weight of each Mexican motor
carrier commercial vehicle entering the United States at said WIM
equipped high volume border crossings; and
(B) initiates a study to determine which other crossings should
also be equipped with weigh-in-motion systems;
(8) the Federal Motor Carrier Safety Administration has implemented a policy to ensure that no Mexican motor carrier will be
granted authority to operate beyond United States municipalities
and commercial zones on the United States-Mexico border unless
that carrier provides proof of valid insurance with an insurance
company licensed in the United States;
(9) requires commercial vehicles operated by a Mexican motor
carrier to enter the United States only at commercial border crossings where and when a certified motor carrier safety inspector
is on duty and where adequate capacity exists to conduct a sufficient number of meaningful vehicle safety inspections and to accommodate vehicles placed out-of-service as a result of said inspections.
(10) publishes—
(A) interim final regulations under section 210(b) of the Motor
Carrier Safety Improvement Act of 1999 (49 U.S.C. 31144 note)
that establish minimum requirements for motor carriers, including foreign motor carriers, to ensure they are knowledgeable
about Federal safety standards, that may include the administration of a proficiency examination;
(B) interim final regulations under section 31148 of title 49,
United States Code, that implement measures to improve training and provide for the certification of motor carrier safety auditors;
(C) a policy under sections 218(a) and (b) of that Act (49 U.S.C.
31133 note) establishing standards for the determination of the
appropriate number of Federal and State motor carrier inspectors
for the United States-Mexico border;
(D) a policy under section 219(d) of that Act (49 U.S.C. 14901
note) that prohibits foreign motor carriers from leasing vehicles
to another carrier to transport products to the United States
while the lessor is subject to a suspension, restriction, or limitation on its right to operate in the United States; and
(E) a policy under section 219(a) of that Act (49 U.S.C. 14901
note) that prohibits foreign motor carriers from operating in the
United States that is found to have operated illegally in the
United States.
(b) No vehicles owned or leased by a Mexican motor carrier and
carrying hazardous materials in a placardable quantity may be permitted to operate beyond a United States municipality or commercial
zone until the United States has completed an agreement with the
Government of Mexico which ensures that drivers of such vehicles
carrying such placardable quantities of hazardous materials meet
substantially the same requirements as United States drivers carrying such materials.
(c) No vehicles owned or leased by a Mexican motor carrier may
be permitted to operate beyond United States municipalities and
commercial zones under conditional or permanent operating authority
granted by the Federal Motor Carrier Safety Administration until—
(1) the Department of Transportation Inspector General conducts
a comprehensive review of border operations within 180 days of
enactment to verify that—
(A) all new inspector positions funded under this Act have
been filled and the inspectors have been fully trained;
(B) each inspector conducting on-site safety compliance reviews
in Mexico consistent with the safety fitness evaluation procedures
set forth in part 385 of title 49, Code of Federal Regulations,
is fully trained as a safety specialist;
(C) the requirement of subparagraph (a)(2) has not been met
by transferring experienced inspectors from other parts of the
United States to the United States-Mexico border, undermining
the level of inspection coverage and safety elsewhere in the
United States;
(D) the Federal Motor Carrier Safety Administration has implemented a policy to ensure compliance with hours-of-service rules
under part 395 of title 49, Code of Federal Regulations, by Mexican motor carriers seeking authority to operate beyond United
States municipalities and commercial zones on the United StatesMexico border;

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(INCLUDING

THE BUDGET FOR FISCAL YEAR 2003

TRANSFERS OF FUNDS)—Continued

(E) the information infrastructure of the Mexican government
is sufficiently accurate, accessible, and integrated with that of
United States enforcement authorities to allow United States
authorities to verify the status and validity of licenses, vehicle
registrations, operating authority and insurance of Mexican
motor carriers while operating in the United States, and that
adequate telecommunications links exist at all United StatesMexico border crossings used by Mexican motor carrier commercial vehicles, and in all mobile enforcement units operating adjacent to the border, to ensure that licenses, vehicle registrations,
operating authority and insurance information can be easily and
quickly verified at border crossings or by mobile enforcement
units;
(F) there is adequate capacity at each United States-Mexico
border crossing used by Mexican motor carrier commercial vehicles to conduct a sufficient number of meaningful vehicle safety
inspections and to accommodate vehicles placed out-of-service as
a result of said inspections;
(G) there is an accessible database containing sufficiently comprehensive data to allow safety monitoring of all Mexican motor
carriers that apply for authority to operate commercial vehicles
beyond United States municipalities and commercial zones on
the United States-Mexico border and the drivers of those vehicles;
and
(H) measures are in place to enable United States law enforcement authorities to ensure the effective enforcement and monitoring of license revocation and licensing procedures of Mexican
motor carriers.
(2) The Secretary of Transportation certifies in writing in a manner addressing the Inspector General’s findings in paragraphs
(c)(1)(A) through (c)(1)(H) of this section that the opening of the
border does not pose an unacceptable safety risk to the American
public.
(d) The Department of Transportation Inspector General shall conduct another review using the criteria in (c)(1)(A) through (c)(1)(H)
consistent with paragraph (c) of this section, 180 days after the first
review is completed, and at least annually thereafter.
(e) For purposes of this section, the term ‘‘Mexican motor carrier’’
shall be defined as a Mexico-domiciled motor carrier operating beyond
United States municipalities and commercial zones on the United
States-Mexico border.
(f) In addition to amounts otherwise made available in this Act,
to be derived from the Highway Trust Fund, there is hereby appropriated to the Federal Motor Carrier Safety Administration,
$25,866,000 for the salary, expense, and capital costs associated with
the requirements of this section.¿
øSEC. 351. Notwithstanding any other provision of law, for the
purpose of calculating the non-federal contribution to the net project
cost of the Regional Transportation Commission Resort Corridor
Fixed Guideway Project in Clark County, Nevada, the Secretary of
Transportation shall include all non-federal contributions (whether
public or private) made on or after January 1, 2000 for engineering,
final design, and construction of any element or phase of the project,
including any fixed guideway project or segment connecting to that
project, and also shall allow non-federal funds (whether public or
private) expended on one element or phase of the project to be used
to meet the non-federal share requirement of any element or phase
of the project.¿
øSEC. 352. (a) FINDINGS.—Congress makes the following findings:
(1) The condition of highway, railway, and waterway infrastructure across the Nation varies widely and is in need of improvement
and investment.
(2) Thousands of tons of hazardous materials, including a very
small amount of high-level radioactive material, are transported
along the Nation’s highways, railways, and waterways each year.
(3) The volume of hazardous material transport increased by
over one-third in the last 25 years and is expected to continue
to increase. Some propose significantly increasing radioactive material transport.
(4) Approximately 261,000 people were evacuated across the Nation because of rail-related incidents involving hazardous materials
between 1978 and 1995, and during that period industry reported
8 transportation accidents involving the small volume of high level
radioactive waste transported during that period.
(5) The Federal Railroad Administration has significantly decreased railroad inspections and has allocated few resources since

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1993 to assure the structural integrity of railroad bridges. Train
derailments have increased by 18 percent over roughly the same
period.
(6) The poor condition of highway, railway, and waterway infrastructure, increases in the volume of hazardous material transport,
and proposed increases in radioactive material transport increase
the risk of incidents involving such materials.
(7) Measuring the risks of hazardous or radioactive material incidents and preventing such incidents requires specific information
concerning the condition and suitability of specific transportation
routes contemplated for such transport to inform and enable investment in related infrastructure.
(8) Mitigating the impact of hazardous and radioactive material
transportation incidents requires skilled, localized, and wellequipped emergency response personnel along all specifically identified transportation routes.
(9) Incidents involving hazardous or radioactive material transport pose threats to the public health and safety, the environment,
and the economy.
(b) STUDY.—The Secretary of Transportation shall, in consultation
with the Comptroller General of the United States, conduct a study
of the effects to public health and safety, the environment, and the
economy associated with the transportation of hazardous and radioactive material.
(c) MATTERS TO BE ADDRESSED.—The study under subsection (b)
shall address the following matters:
(1) Whether the Federal Government conducts or reviews individualized and detailed evaluations and inspections of the condition
and suitability of specific transportation routes for the current,
and any anticipated or proposed, transport of hazardous and radioactive material, including whether resources and information are
adequate to conduct such evaluations and inspections.
(2) The costs and time required to ensure adequate inspection
of specific transportation routes and related infrastructure and to
complete the infrastructure improvements necessary to ensure the
safety of current, and any anticipated or proposed, hazardous and
radioactive material transport.
(3) Whether emergency preparedness personnel, emergency response personnel, and medical personnel are adequately trained
and equipped to promptly respond to incidents along specific transportation routes for current, anticipated, or proposed hazardous
and radioactive material transport.
(4) The costs and time required to ensure that emergency preparedness personnel, emergency response personnel, and medical
personnel are adequately trained and equipped to promptly respond
to incidents along specific transportation routes for current, anticipated, or proposed hazardous and radioactive material transport.
(5) The availability of, or requirements to, establish governmental
and commercial information collection and dissemination systems
adequate to provide public and emergency responders in an accessible manner, with timely, complete, specific, and accurate information (including databases) concerning actual, proposed, or anticipated shipments by highway, railway, or waterway of hazardous
and radioactive materials, including incidents involving the transportation of such materials by those means and the public safety
implications of such dissemination.
(d) DEADLINE FOR COMPLETION.—The study under subsection (b)
shall be completed not later than 6 months after the date of the
enactment of this Act.
(e) REPORT.—Upon completion of the study under subsection (b),
the Secretary shall submit to Congress a report on the study.¿
øSEC. 353. In selecting projects to carry out using funds apportioned under section 110 of title 23, United States Code, the States
of Georgia, Alabama, and Mississippi shall give priority consideration
to the following projects:
(1) Improving Johnson Ferry Road from the Chattahoochee River
to Abernathy Road, including the bridge over the Chattahoochee
River, Georgia.
(2) Widening Abernathy Road from 2 to 4 lanes from Johnson
Ferry Road to Roswell Road, Georgia.
(3) Constructing approaches to the Patton Island Bridge, Alabama.
(4) Planning, design, engineering, and construction of an interchange on I–55, at approximately mile marker 114, and connector
roads in Madison County, Mississippi.¿
øSEC. 354. Section 355(a) of the National Highway System Designation Act of 1995 (109 Stat. 624) is amended by striking ‘‘has achieved’’

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DEPARTMENT OF TRANSPORTATION
and all that follows and inserting the following: ‘‘has achieved a
safety belt use rate of not less than 50 percent.’’.¿
øSEC. 355. Not later than 180 days after the date of enactment
of this Act, the Secretary of Transportation shall conduct a study
and submit to Congress a report on the costs and benefits of constructing a third bridge across the Mississippi River in the Memphis,
Tennessee, metropolitan area.¿
øSEC. 356. (a) Congress makes the following findings:
(1) Section 345 of the National Highway System Designation
Act of 1995 authorizes limited relief to drivers of certain types
of commercial motor vehicles from certain restrictions on maximum
driving time and on-duty time.
(2) Subsection (c) of that section requires the Secretary of Transportation to determine by rulemaking proceedings that the exemptions granted are not in the public interest and adversely affect
the safety of commercial motor vehicles.
(3) Subsection (d) of that section requires the Secretary of Transportation to monitor the safety performance of drivers of commercial motor vehicles who are subject to an exemption under section
345 and report to Congress prior to the rulemaking proceedings.
(b) It is the sense of Congress that the Secretary of Transportation
should not take any action that would diminish or revoke any exemption in effect on the date of the enactment of this Act for drivers
of vehicles under section 345 of the National Highway System Designation Act of 1995 (Public Law 104–59; 109 Stat. 613; 49 U.S.C.
31136 note) unless the requirements of subsections (c) and (d) of
such section are satisfied.¿
øSEC. 357. Point Retreat Light Station shall be transferred to the
Alaska Lighthouse Association consistent with the terms and conditions of section 416(b)(2) of Public Law 105–383.¿
øSEC. 358. PRIORITY HIGHWAY PROJECTS, MINNESOTA. In selecting
projects to carry out using funds apportioned under section 110 of
title 23, United States Code, the State of Minnesota shall give priority
consideration to the following projects:
(1) The Southeast Main and Rail Relocation Project in Moorhead,
Minnesota.
(2) Improving access to and from I–35 W at Lake Street in
Minneapolis, Minnesota.¿
øSEC. 359. Notwithstanding any other provision of law, the Secretary of Transportation shall approve the use of funds apportioned
under paragraphs (1) and (3) of section 104(b) of title 23, United
States Code, for construction of Type II noise barriers—
(1) at the locations identified in section 358 of the Department
of Transportation and Related Agencies Appropriations Act, 2000
(113 Stat. 1027);
(2) on the west side of Interstate Route 285 from Henderson
Mill Road to Chamblee Tucker Road in DeKalb County, Georgia;
(3) on the east and west sides of Interstate Route 85, extending
from Virginia Avenue to Metropolitan Parkway in Fulton County,
Georgia;
(4) on the east and west sides of Interstate 285 from the South
Fulton Parkway/Interstate Route 85 interchange north to Interstate
Route 20;
(5) on the east side of Interstate Route 75 from Howell Mill
Road to West Paces Ferry Road in Fulton County, Georgia;
(6) on the east and west sides of Interstate Route 75 between
Chastain Road and Georgia State Route 92 in Cobb and Cherokee
Counties, Georgia; and
(7) on the south side of Interstate 95 in Bensalem Township,
between exit 25 and exit 26, Bucks County, Pennsylvania.¿
øSEC. 360. Notwithstanding any other provision of law, of the funds
apportioned to the State of Oklahoma under section 110 of title 23,
United States Code, for fiscal year 2001, the $4,300,000 specified
under the heading ‘‘Federal-Aid Highways (Limitation on Obligations)’’ in the Department of Transportation and Related Agencies
Appropriations Act, 2001 (Public Law 106–346) for reconstruction
of U.S. 177 in the vicinity of Cimarron River, Oklahoma, shall be
available instead only for the widening of U.S. 177 from SH–33 to
32nd Street in Stillwater, Oklahoma, and such amount shall be subject to the provisions of the last proviso under such heading.¿
øSEC. 361. Section 3030(d)(3) of the Transportation Equity Act for
the 21st Century (Public Law 105–178) is amended by inserting at
the end:
‘‘(D) Alabama State Docks intermodal passenger and freight
facility.’’.¿
øSEC. 362. Section 1105(c) of the Intermodal Surface Transportation
Efficiency Act of 1991 (105 Stat. 2032) is amended by adding at
the end the following:

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‘‘(44) The Louisiana Highway 1 corridor from Grand Isle, Louisiana, along Louisiana Highway 1, to the intersection with United
States Route 90.’’.¿
øSEC. 363. Item 425 in the table contained in section 1602 of
the Transportation Equity Act for the 21st Century (112 Stat. 272)
is amended by striking ‘‘Extend’’ and all that follows through ‘‘Parish’’
and inserting the following: ‘‘Extend and improve Louisiana Route
42 from and along U.S. 61 to I–10 in Ascension and East Baton
Rouge Parishes’’.¿
øSEC. 364. Items 111 and 1583 in the table contained in section
1602 of the Transportation Equity Act for the 21st Century (112
Stat. 261 and 315), relating to Kentucky, are each amended by inserting after ‘‘Paducah’’ the following: ‘‘and other areas in the city of
Paducah and McCracken County, Kentucky’’.¿
øSEC. 365. (a) Section 1105(c)(3) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended,
is hereby further amended by striking: ‘‘then to a Kentucky Corridor
centered on the cities of Pikeville, Jenkins, Hazard, London, Somerset, Columbia, Bowling Green, Hopkinsville, Benton, and Paducah’’
and inserting: ‘‘then to a Kentucky Corridor centered on the cities
of Pikeville, Jenkins, Hazard, London, and Somerset; then, generally
following the Louie B. Nunn Parkway corridor from Somerset to
Columbia, to Glasgow, to I–65; then to Bowling Green, Hopkinsville,
Benton, and Paducah’’.
(b) Section 1105(e)(5)(A) of the Intermodal Surface Transportation
Efficiency Act of 1991 (Public Law 102–240), as amended, is hereby
further amended by inserting after ‘‘subsection (c)(1)’’, the following:
‘‘subsection (c)(3) (solely as it relates to the Kentucky Corridor),’’.¿
øSEC. 366. Section 1105(c)(18) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended,
is hereby further amended by adding:
‘‘(E) In Kentucky, the corridor shall utilize the existing Purchase Parkway from the Tennessee State line to Interstate 24.’’.¿
øSEC. 367. Section 1105(e)(5)(B)(i) of the Intermodal Surface Transportation Efficiency Act of 1991 (Public Law 102–240), as amended,
is hereby further amended by adding: ‘‘The Louie B. Nunn Parkway
corridor referred to in subsection (c)(3) shall be designated as Interstate Route 66. A State having jurisdiction over any segment of
routes and/or corridors referred to in subsections (c)(3) shall erect
signs identifying such segment that is consistent with the criteria
set forth in subsections (e)(5)(A)(i) and (e)(5)(A)(ii) as Interstate Route
66. Notwithstanding the provisions of subsections (e)(5)(A)(i) and
(e)(5)(A)(ii), or any other provisions of this Act, the Commonwealth
of Kentucky shall erect signs, as approved by the Secretary, identifying the routes and/or corridors described in subsection (c)(3) for
the Commonwealth, as segments of future Interstate Route 66. The
Purchase Parkway corridor referred to in subsection (c)(18)(E) shall
be designated as Interstate Route 69. A State having jurisdiction
over any segment of routes and/or corridors referred to in subsections
(c)(18) shall erect signs identifying such segment that is consistent
with the criteria set forth in subsections (e)(5)(A)(i) and (e)(5)(A)(ii)
as Interstate Route 69. Notwithstanding the provisions of subsections
(e)(5)(A)(i) and (e)(5)(A)(ii), or any other provisions of this Act, the
Commonwealth of Kentucky shall erect signs, as approved by the
Secretary, identifying the routes and/or corridors described in subsection (c)(18) for the Commonwealth, as segments of future Interstate Route 69.’’.¿
øSEC. 368. Notwithstanding any other provision of law, any funds
made available to the southern coalition for advanced transportation
(SCAT) in the Department of Transportation and Related Agencies
Appropriations Act, 2000, Public Law 106–69, under Capital Investment Grants, or identified in the conference report accompanying
the Department of Transportation and Related Agencies Appropriations Act, 2001, Public Law 106–346, that remain unobligated shall
be transferred to Transit Planning and Research and made available
to the electric transit vehicle institute (ETVI) in Tennessee for research administered under the provisions of 49 U.S.C. 5312.¿
øSEC. 369. Chapter 9 of title II of the Supplemental Appropriations
Act, 2001 (Public Law 107–20) is amended by deleting the heading
‘‘(Highway Trust Fund)’’ under the heading ‘‘Federal-aid Highways’’;
and inserting in the body under the heading ‘‘Federal-aid Highways’’
after ‘‘available’’ the following: ‘‘from the Highway Trust Fund (other
than the mass transit account) or the general fund’’; and striking
‘‘103–311’’ and inserting in lieu thereof ‘‘103–331’’.¿
øSEC. 370. Notwithstanding the project descriptions contained in
table item number 865 of section 1602 of Public Law 105–178, table
item number 77 of section 1106(a) of Public Law 102–240 and section
1069(d) relating to the Riverside Expressway in Fairmont, West Vir-

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794

TITLE III—GENERAL PROVISIONS—Continued

(INCLUDING

THE BUDGET FOR FISCAL YEAR 2003

TRANSFERS OF FUNDS)—Continued

ginia, amounts available under such provision shall be available to
carry out any project eligible under title 23, United States Code,
in the vicinity of Fairmont, West Virginia.¿
øSEC. 371. Item 71 in the table contained in section 1602 of the
Transportation Equity Act for the 21st Century, Public Law 105–
178, is amended by replacing ‘‘restore First and Main Streets to
two-way traffic’’ with ‘‘traffic safety and pedestrian improvements
in downtown Miamisburg’’.¿
øSEC. 372. Item 258 in the table under the heading ‘‘Capital Investment Grants’’ in title I of the Department of Transportation and
Related Agencies Appropriations Act, 2000 (Public Law 106–69; 113
Stat. 1006) is amended by striking ‘‘Killington-Sherburne satellite
bus facility’’ and inserting ‘‘Marble Valley Regional Transit District
buses’’.¿
øSEC. 373. Of the funds available in item 73 of the table contained
in section 1106(b) of the Intermodal Surface Transportation Efficiency
Act of 1991 (Public Law 102–240), $5,700,000 shall be available for
construction of a parking facility for the inner harbor/redevelopment
project in Buffalo, New York.¿
øSEC. 374. Of the funds available in item 630 of the table contained
in section 1602 of the Transportation Equity Act for the 21st Century
(Public Law 105–178) as amended by section 1102 of chapter 11
of the Consolidated Appropriations Act, 2001 (Public Law 106–554)
shall be available for the construction of a parking facility for the
inner harbor/redevelopment project in Buffalo, New York.¿
SEC. 327. The federal share of funds available for new fixed guideway projects under 49 U.S.C. 5309, after September 30, 2003, shall
not be more than 50 percent: Provided, That this limitation shall
not apply to projects for which a full finding grant agreement has
been executed prior to October 1, 2003.
SEC. 328. Of the funds made available under section 1119 of the
Transportation Equity Act for the 21st Century (P.L. 105–178), as
amended, $47,000,000 shall be set aside for construction of state border safety inspection facilities in the states of Arizona, California,
New Mexico, and Texas.
SEC. 329. Funds available or limited under this Act for the administration and operation of the Federal Highway Administration shall
be available to purchase promotional items of nominal value for use
in recruitment of individuals for employment and to promote the safety
programs of the Federal Highway Administration.
SEC. 330. The Secretary of Transportation shall increase fees
charged for hazardous material registration and inspection under
chapter 51 of title 49, U.S.C. (except section 5108(g)(2), 5109, 5112,
5115, 5116 and 5119), so as to result in additional collections in
fiscal year 2003 estimated at $5,987,000, to be credited to a special
fund in the Treasury as offsetting receipts, which amount shall be
available until expended for the purposes of the ‘‘Research and Special
Programs’’ account: Provided, That the amounts appropriated for fiscal year 2003 from the general fund for the ‘‘Research and Special
Programs’’ account shall be reduced by $5,987,000.
SEC. 331. The Secretary of Transportation shall charge fees for
railroad safety under chapter 51 of title 49, U.S.C., and subtitle V,
part A of title 49, U.S.C., so as to result in collections in fiscal
year 2003 estimated at $59,000,000, to be credited to a special fund
in the Treasury as offsetting receipts, of which $45,000,000 shall be
available for the purposes of the Federal Railroad Administration’s
‘‘Safety and Operations’’ account, and of which $14,000,000 shall be
available for the purposes of the Federal Railroad Administration’s
‘‘Railroad Research and Development’’ account: Provided further, That
such amounts shall remain available until expended: Provided further,
That the amounts appropriated for fiscal year 2003 from the general
fund for ‘‘Safety and Operations’’ and ‘‘Railroad Research and Development’’ accounts shall be reduced by $45,000,000 and $14,000,000,
respectively.
SEC. 332. Section 41742 of title 49, United States Code is amended:
(a) in subsection (a)(2), by inserting ‘‘or otherwise provided to the
Office of the Secretary or the Federal Aviation Administration’’ after
‘‘appropriated’’; by deleting ‘‘$15,000,000’’ and inserting ‘‘$63,000,000’’;
and by adding ‘‘(49 USCS §§ 41731 et seq.)’’ immediately after ‘‘subchapter’’; and
(b) adding the following new paragraphs after subsection (a)(2):
‘‘(3) Notwithstanding any other provision of subchapter II of chapter 417 of this title, no subsidy level provided to an air carrier
in order to provide service under this subchapter, with the exception
of service to communities within Alaska, may exceed $275 per person.

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‘‘(4) ANTIDEFICIENCY ACT APPLICABILITY.—The Antideficiency Act
(31 U.S.C. 1341 et seq.) remains applicable to obligations made
under sections 41733 and 41734 of this title. The Secretary of Transportation shall take such actions as deemed necessary to ensure
funding does not exceed funds available to avoid violation of such
Act, and shall report any such actions taken to the Congress.’’.
SEC. 333. The Secretary of Transportation shall charge commercial
vessels a fee for navigational assistance services provided by the U.S.
Coast Guard under chapter 5, section 81 of title 14, U.S.C., so as
to result in collections in fiscal year 2003 estimated at $165,000,000,
to be credited to a special fund in the Treasury as offsetting receipts,
of which $165,000,000 shall be available for the purposes of the U.S.
Coast Guard’s ‘‘Operating Expenses’’ account: Provided, That the
amounts appropriated for fiscal year 2003 from the general fund for
‘‘Operating Expenses’’ account shall be reduced by $165,000,000.
SEC. 334. Notwithstanding 10 U.S.C. 1116(c), payments into the
Department of Defense Medicare-Eligible Retiree Health Care Fund
for fiscal year 2003 under 10 U.S.C. 1116(a) shall be from funds
available in the Coast Guard Operating Expenses account.
SEC. 335. The matching requirements of the emergency fund authorized by section 125 and the Federal share payable authorized by
section 120 of title 23, United States Code, will be waived to pay
the costs of projects in response to the attack on the World Trade
Center in New York City that occurred on September 11, 2001—
(1) notwithstanding section 120(e) of that title, the Federal share of
the cost of any such highway project shall be 100 percent; and (2)
notwithstanding section 125(d)(1) of that title, the Secretary of Transportation may obligate more than $100,000,000 for those projects.
f

øGENERAL PROVISIONS, THIS CHAPTER¿
øSEC. 1101. Section 5117(b)(3) of the Transportation Equity Act
for the 21st Century (Public Law 105–178; 112 Stat. 449; 23 U.S.C.
502 note) is amended—
(1) by redesignating subparagraphs (C), (D), and (E) as subparagraphs (D), (F), and (G), respectively;
(2) by inserting after subparagraph (B) the following new subparagraph (C):
‘‘(C) FOLLOW-ON DEPLOYMENT.—(i) After an intelligent transportation infrastructure system deployed in an initial deployment
area pursuant to a contract entered into under the program
under this paragraph has received system acceptance, the Department of Transportation has the authority to extend the original contract that was competitively awarded for the deployment
of the system in the follow-on deployment areas under the contract, using the same asset ownership, maintenance, fixed price
contract, and revenue sharing model, and the same competitively
selected consortium leader, as were used for the deployment in
that initial deployment area under the program.
‘‘(ii) If any one of the follow-on deployment areas does not
commit, by July 1, 2002, to participate in the deployment of
the system under the contract, then, upon application by any
of the other follow-on deployment areas that have committed
by that date to participate in the deployment of the system,
the Secretary shall supplement the funds made available for any
of the follow-on deployment areas submitting the applications
by using for that purpose the funds not used for deployment
of the system in the nonparticipating area. Costs paid out of
funds provided in such a supplementation shall not be counted
for the purpose of the limitation on maximum cost set forth
in subparagraph (B).’’;
(3) by inserting after subparagraph (D), as redesignated by paragraph (1), the following new subparagraph (E):
‘‘(E) DEFINITIONS.—In this paragraph:
‘‘(i) The term ‘initial deployment area’ means a metropolitan
area referred to in the second sentence of subparagraph (A).
‘‘(ii) The term ‘follow-on deployment areas’ means the metropolitan areas of Baltimore, Birmingham, Boston, Chicago,
Cleveland, Dallas/Ft. Worth, Denver, Detroit, Houston, Indianapolis, Las Vegas, Los Angeles, Miami, New York/Northern
New Jersey, Northern Kentucky/Cincinnati, Oklahoma City,
Orlando, Philadelphia, Phoenix, Pittsburgh, Portland, Providence, Salt Lake, San Diego, San Francisco, St. Louis, Seattle,
Tampa, and Washington, District of Columbia.’’; and
(4) in subparagraph (D), as redesignated by paragraph (1), by
striking ‘‘subparagraph (D)’’ and inserting ‘‘subparagraph (F)’’.¿

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TITLE III—GENERAL PROVISIONS—Continued

DEPARTMENT OF TRANSPORTATION
øSEC. 1102. No appropriated funds or revenues generated by the
National Railroad Passenger Corporation may be used to implement
section 204(c)(2) of Public Law 105–134 until the Congress has enacted an Amtrak Reauthorization Act.¿
øSEC. 1103. (a) Notwithstanding any other provision of law, of
the funds authorized under section 110 of title 23, United States
Code, for fiscal year 2002, no funds shall be available for the program
authorized under section 1101(a)(11) of Public Law 105–178 and
$29,542,304 shall be set aside for the project as authorized under
title IV of the National Highway System Designation Act of 1995,
as amended: Provided, That, if funds authorized under these provisions have been distributed then the amount so specified shall be
recalled proportionally from those funds distributed to the States
under section 110(b)(4)(A) and (B) of title 23, United States Code.
(b) Notwithstanding any other provision of law, for fiscal year 2002,
funds available for environmental streamlining activities under section 104(a)(1)(A) of title 23, United States Code, may include making
grants to, or entering into contracts, cooperative agreements, and
other transactions, with a Federal agency, State agency, local agency,
authority, association, nonprofit or for-profit corporation, or institution of higher education.
(c) Notwithstanding any other provision of law, of the funds authorized under section 110 of title 23, United States Code, for fiscal
year 2002, and made available for the National motor carrier safety
program, $5,896,000 shall be for State commercial driver’s license
program improvements.
(d) Notwithstanding any other provision of law, of the funds authorized under section 110 of title 23, United States Code, for fiscal
year 2002, and made available for border infrastructure improvements, up to $2,300,000 shall be made available to carry out section
1119(d) of the Transportation Equity Act for the 21st Century, as
amended.¿

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øSEC. 1104. Notwithstanding any other provision of law, of the
amounts appropriated in fiscal year 2002 for the Research and Special Programs Administration, $3,170,000 of funds provided for research and special programs shall remain available until September
30, 2004, and $22,786,000 of funds provided for the pipeline safety
program derived from the pipeline safety fund shall remain available
until September 30, 2004.¿
øSEC. 1105. Item 1497 in the table contained in section 1602 of
the Transportation Equity Act for the 21st Century (112 Stat. 312),
relating to Alaska, is amended by inserting ‘‘and construct capital
improvements to intermodal marine freight and passenger facilities
and access thereto’’ before ‘‘in Anchorage’’.¿
øSEC. 1106. The Department of Transportation and Related Agencies Appropriations Act, 2002 is amended in section 330 by striking
‘‘$144,000,000’’ and inserting ‘‘$148,300,000’’ and in section 349 by
striking ‘‘$5,000,000’’ and inserting ‘‘$9,300,000’’ and by striking
‘‘$120,323,000’’ and inserting ‘‘$116,023,000’’.¿
øSEC. 1107. Notwithstanding any other provision of law, none of
the funds in the Department of Transportation and Related Agencies
Appropriations Act, 2002 shall be available for salaries and expenses
of more than 102 political and Presidential appointees in the Department of Transportation: Provided, That none of the funds in this
Act, or any other Appropriations Act for fiscal year 2002, shall be
available for the position of Under Secretary of Transportation for
Policy or the position of Assistant Secretary for Public Affairs.¿
øSEC. 1108. Section 1511(b) of the Transportation Equity Act for
the 21st Century (Public Law 105–178), as amended, is amended
by striking ‘‘Rhode Island’’ and inserting in lieu thereof ‘‘Rhode Island, and Texas’’ and by inserting before the period in subsection
(b)(1)(A) ‘‘, provided that Texas may not compete for funds previously
allocated or appropriated to any other State’’.¿ (Emergency Supplemental Act, 2002.)

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