View original document

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

Section Two

NOTES AND APPENDICES

BUDGET OF THE UNITED STATES GOVERNMENT










I.

NOTE ON ECONOMIC ASSUMPTIONS
AND SENSITIVITIES

A-1




ECONOMIC OUTLOOK
INTRODUCTION

November marked the seventh anniversary of this
expansion—the longest peacetime period of continuous
growth in our Nation's history and the second longest
of all time. The only longer expansion ran for just
under nine years, but it was prolonged by the Vietnam
War. As it begins its eighth year, this expansion has
the potential to become the longest.
Monetary and fiscal policies are focused on the goal
of promoting economic growth while progressively re-

ducing inflation. On the fiscal side, this budget emphasizes policies that promote long-term growth through
higher productivity. As the title of Part III in Section
One states, the Administration is committed to "Investing in the Future" through policies that will boost
saving, increase investment in a broad sense that includes research and development, human capital and
physical capital, and—most importantly—bring the deficit down.

Table 1-1. ECONOMIC ASSUMPTIONS
(Calendar years; dollar amounts in billions)
Actual
1988

Major economic indicators:
Gross national product, percent change, fourth quarter over fourth quarter:
Current dollars
Constant (1982) dollars
GNP deflator (percent change, fourth quarter over fourth quarter)
Consumer Price Index (percent change, fourth quarter over fourth quarter) 1
Unemployment rate (percent, fourth quarter) 2
Annual economic assumptions:
Gross national product:
Current dollars:
Amount
Percent change, year over year
Constant (1982) dollars:
Amount
Percent change, year over year
Incomes:
Personal income
Wages and salaries
Corporate profits before tax
Price level:
GNP deflator:
Level (1982 = 100), annual average
*
Percent change, year over year
Consumer Price Index: 1
Level (1982-84 = 100), annual average
Percent change, year over year
Unemployment rates:
Total, annual average2
Insured, annual average3
Federal pay raises, January (percent)
Interest rates (percent):
91-day Treasury bills 4
10-year Treasury notes

Assumptions
1989

5

1990

1991

1992

1993

1994

1995

7.5
3.4
4.0
4.2
5.3

6.7
2.7
4.0
4.4
5.3

7.0
2.6
4.2
4.1
5.4

7.6
3.3
4.1
4.0
5.2

7.1
3.2
3.8
3.8
5.2

6.7
3.1
3.5
3.5
5.1

6.3
3.0
3.2
3.2
5.0

6.0
3.0
2.9
2.9
5.0

4,881
7.9

5,236
7.3

5,583
6.6

6,002
7.5

6,439
7.3

6,881
6.9

7,324
6.4

7,771
6.1

4,024
4.4

4,144
3.0

4,244
2.4

4,379
3.2

4,521
3.2

4,662
3.1

4,804
3.0

4,948
3.0

4,064
2,429
307

4,424
2,626
303

4,701
2,805
360

5,039
3,022
421

5,384
3,246
472

5,730
3,469
515

6,079
3,686
548

6,429
3,904
579

121.3
3.3

126.4
4.2

131.6
4.1

137.1
4.2

142.4
3.9

147.6
3.6

152.5
3.3

157.1
3.0

117.0
4.0

122.6
4.8

127.3
3.9

132.5
4.0

137.6
3.9

142.6
3.6

147.3
3.3

151.7
3.0

5.4
2.1
2.0

5.2
2.1
4.1

5.4
2.2
3.6

5.3
2.1
3.5

5.2
2.0
4.0

5.1
1.9
3.7

5.0
1.9
3.4

5.0
1.8
3.1

6.7
8.8

8.1
8.5

6.7
7.7

5.4
6.8

5.3
6.3

5.0
6.0

4.7
5.7

4.4
5.4

1 CPI
2
3
4
6

for urban wage earners and clerical workers. Two versions of the CPI are now published. The index shown here is that currently used, as required by law, in calculating automatic cost-of-living increases for indexed Federal programs.
Percent of total labor force, including armed forces residing in the U.S.
Unemployment under State regular unemployment insurance as a percentage of covered employment under that program; does not include recipients of extended benefits under that program.
Average rate on new issues within period, on a bank discount basis. These projections assume, by convention, that interest rates decline with the rate of inflation.
Based on data available as of mid-November 1989.




A-3

A-4

THE BUDGET FOR FISCAL YEAR 1991
RECENT DEVELOPMENTS

Although the economy continued to expand during
1989, creating more new jobs in each month, the pace of
expansion was considerably slower than during the
prior two years. By late spring it became evident that
inflationary pressures were abating and that the slowdown might become more pronounced. Accordingly, the
Federal Reserve began easing monetary policy. By yearend, Treasury bill rates had fallen by 2 percentage
points from their peaks in March, slightly more than
long-term rates, and the yield curve had resumed a
slightly positive slope indicating an easier monetary
policy.
There is, of course, a considerable time lag between
shifts in policy and their effects on economic activity.
As a result, real growth remained subdued during the
second half of 1989 with job creation in the service
sector offsetting weakness in manufacturing. The unemployment rate in the fourth quarter, 5.3 percent, was
not much different than that during the prior nine
months. For the year as a whole, the rate was the
lowest in 16 years.
ECONOMIC ASSUMPTIONS

The July Mid-Session Review contained the Administration's first systematic assessment of the economic
outlook. It projected continued moderate growth in the
second half of the year accompanied by declining inflation and lower interest rates. That forecast was more
optimistic than those of most private forecasters. As
events unfolded, the Administration's projection turned
out to be very close to the actual outcome.
The Administration's economic assumptions, developed jointly by the Council of Economic Advisers, the
Treasury and the Office of Management and Budget,
show real growth and inflation in 1990 continuing at
about the same rates as during 1989. Strengthening
consumer spending and an upturn in residential construction are expected to provide most of the impetus to
growth, offsetting a smaller improvement in foreign
trade, a slower growth of business fixed investment and
restraint in Federal purchases of goods and services.
In the following years, real growth is assumed to rise
at slightly above 3 percent on average, which would
lower the unemployment rate to 5 percent by 1994.
Inflation and interest rates are also projected to decline
progressively during the next five years so that Teal
interest rates return to near their historical levels. This
combination of growth, inflation, and interest rate developments is predicated upon the assumption that the
Federal deficit is reduced in line with the GrammRudman-Hollings targets, and that the Federal Reserve
pursues a policy of promoting economic growth while
continuing toward its long-term goal of price stability.
IMPACT OF CHANGES ON THE DEFICIT

Recent economic developments and changes in the
economic- assumptions for 1990-94 have a noticeable
impact on the budget deficit. As shown in the following
table, on balance changes from the Mid-Session assumptions raise the 1990 deficit by $11.3 billion but lower it
beginning in 1991. By 1994, these changes reduce the
deficit by $11.7 billion. Estimated 1990 receipts are adversely affected by the recent shortfall in corporate



profits, exacerbated by write-offs of damage from Hurricane Hugo and the California earthquake. In 1992-1994,
slightly higher inflation adds to receipts without adding
commensurately to outlays, because discretionary program outlays (on a policy basis) are not adjusted for the
slight difference in inflation.
Table 1-2. COMPARISON OF MID-SESSION REVIEW AND CURRENT ECONOMIC
ASSUMPTIONS
(Calendar years; dollar amounts in billions)
1989

Nominal GNP:
Mid-Session assumptions1
1991 budget assumptions
Real GNP (percent change): 2
Mid-Session assumptions1
1991 budget assumptions
GNP deflator (percent change): 2
Mid-Session assumptions1
1991 budget assumptions
Interest rate on 91-day Treasury bills
(percent):
Mid-Session assumptions
1991 budget assumptions
Unemployment rate (percent):
Mid-Session assumptions
1991 budget assumptions
1

Adjusted for July 1989 revisions.

2

1990

1991

1992

1993

1994

5,241
5,236

5,589
5,583

5,990
6,002

6,408
6,439

6,828
6,881

7,248
7,324

2.6
2.7

2.6
2.6

3.3
3.3

3.2
3.2

3.1
3.1

3.0
3.0

4.3
4.0

4.1
4.2

3.8
4.1

3.5
3.8

3.2
3.5

2.9
3.2

8.0
8.1

6.7
6.7

5.3
5.4

5.0
5.3

4.7
5.0

4.4
4.7

5.2
5.2

5.4
5.4

5.3
5.3

5.2
5.2

5.1
5.1

5.0
5.0

Fourth quarter to fourth quarter.

Table 1-3. EFFECTS ON THE BUDGET OF CHANGES IN ECONOMIC ASSUMPTIONS
SINCE THE MID-SESSION REVIEW
(In billions of dollars)
1990

Budget totals under Mid-Session economic assumptions and 1991
budget policies:
Receipts
Dutlays
Deficit ( - )
Changes due to economic assumptions:
Receipts
Outlays:
Inflation
Unemployment
Interest rates
Interest on changes in borrowing
Total, outlays
Decrease in deficit ( - )
Budget totals under 1991 budget economic assumptions and policies:'
Receipts
Outlays
Deficit ( - )

1991

1992

1993

1994

1,085.1
1,197.4

1,169.6
1,233.5

1,237.5
1,270.7

1,315.4
1,319.6

1,393.0
1,394.1

-112.3

-63.9

-33.2

-4.2

-1.1

-11.6

0.6

8.9

12.2

15.6

-0.7
0.0
0.1

-1.4
0.0
0.2

-1.1
0.0
1.3

-0.4
0.0
2.7

1.1
0.0
3.6

0.4

1.0

0.5

-0.1

-0.8

-0.2

-0.2

0.7

2.2

3.9

11.3

-0.8

-8.2

-10.1

-11.7

1,073.5
1,197.2

1,170.2
1,233.3

1,246.4
1,271.4

1,327.6
1,321.8

1,408.6
1,398.0

-123.8

-63.1

-25.1

5.7

10.7

IMPACT OF THE BUDGET ON COMPETITIVENESS

As required by the Omnibus Trade and Competitiveness Act of 1988, the following table shows a range of
estimates for a number of important economic variables
related to saving, investment and foreign trade. In contrast to the past few years when the foreign sector
made a signficant contribution to real growth, the merchandise trade and current account deficits are expected to improve much less over the next 2 years. The rise

A-5

NOTE ON ECONOMIC ASSUMPTIONS AND SENSITIVITIES

of the dollar during 1988-89, following three years of
sharp decline, suggests that it will take some time
before the foreign sector again becomes the leading
edge of the expansion.
Table 1-4. PROJECTIONS OF SAVING, INVESTMENT, AND TRADE
(In billions of dollars)
1989
actual

Net domestic saving (excluding Federal saving)
Net private domestic investment
Net foreign investment
Merchandise trade balance
Current account balance

1991 estimates

297 300 to 330
228 305 to 335
- 1 0 4 - 1 1 0 to --80
- 1 1 5 - 1 2 0 to --90
- 1 1 4 - 1 2 5 to --95

1

1 Defined for purposes of Public Law 100-418 as the sum of private saving and the surpluses of State and local
governments. All series are based on National Income and Product Accounts except for the current account.

It is difficult to gauge the effect of Federal Government borrowing from the public on interest rates and
exchange rates. Both are influenced by many factors
besides Government borrowing in a complicated process
involving supply and demand of credit and public perceptions of fiscal and monetary policy here and abroad.
Nonetheless, the projected decline in interest rates is
consistent with the reduction in Government borrowing
proposed in the budget and the Federal Reserve's commitment to achieve a gradual reduction in the rate of
inflation. The proposals in this budget are not expected
to exert a substantial independent influence on exchange rates.
BUDGET OUTLOOK UNDER ALTERNATIVE ASSUMPTIONS

Because there is considerable uncertainty surrounding any economic projection, it is useful to consider how
the budget deficit would be affected if economic performance differed—as it almost certainly will—from
that underlying the budget. Two such alternatives are
examined in this section.
Table 1-5. ALTERNATIVE ECONOMIC ASSUMPTIONS
(Calendar years)
1990

Percent increase, fourth quarter over
fourth quarter:
Real GNP:
Budget assumptions
Higher growth
Lower growth
GNP deflator:
Budget assumptions
Higher growth
Lower growth
Total unemployment rate: 1
Budget assumptions
Higher growth
Lower growth
91-day Treasury bill rate: 1
Budget assumptions
Higher growth
Lower growth
1

1991

1992

1993

1994

1995

2.6
3.0
1.9

3.3
3.4
3.0

3.2
3.2
2.7

3.1
3.2
2.7

3.0
3.2
2.7

3.0
3.2
2.7

4.2
4.4
4.0

4.1
4.3
4.1

3.8
4.1
4.0

3.5
4.0
3.8

3.2
3.9
3.6

2.9
3.8
3.5

5.4
5.1
5.6

5.3
5.0
5.4

5.2
5.0
5.3

5.1
5.0
5.2

5.0
5.0
5.2

5.0
5.0
5.1

6.7
6.9
6.5

5.4
5.7
5.5

5.3
5.6
5.5

5.0
5.5
5.3

4.7
5.4
5.1

4.4
5.3
5.0

Annual average, percent.

The "higher growth" alternative assumes an average
annual rise in real GNP of 3.2 percent through 1995.
Inflation and interest rates are also assumed to be
higher than in the budget assumptions. The "lower
growth" alternative assumes an annual average growth



rate of 2.6 percent. Inflation and interest rates are
above those in the budget during much of the forecast
period but are below those in the high growth scenario.
The high growth path results in a 1991 deficit that is
$8.5 billion lower than that produced with the Administration's economic assumptions. By 1995, the difference
widens to $22.2 billion. Faster real growth and higher
inflation raise receipts considerably more than the increase in outlays due to higher inflation and interest
rates.
The lower growth path results in a 1991 deficit that is
$14.4 billion larger than the Administration's, rising to
$51.8 billion by 1995. Lower growth reduces receipts
substantially, more than offsetting the boost to receipts
from higher inflation. By 1995, receipts in this scenario
are estimated to be $29.3 billion below those in the
budget. Outlays by that time would be $22.5 billion
higher than in the budget due to the higher inflation
and interest rates.
Table 1-6. BUDGET EFFECTS OF ALTERNATIVE ASSUMPTIONS
(Differences from budget; in billions of dollars)
1990

Higher growth:
Receipts
Outlays
Deficit reduction ( - ) ,
Lower growth:
Receipts
Outlays
Deficit increase ( + )

1991

1992

1993

1994

1995

4.3
-1.0

9.3
0.8

12.3
4.1

18.3
8.9

30.2
16.2

47.6
25.4

-5.3

-8.5

-8.2

-9.4

-14.0

-22.2

-5.3
0.0

-14.9
-0.5

-21.5
1.8

-26.4
6.5

-29.4
14.2

-29.3
22.5

5.3

14.4

23.3

32.9

43.6

51.8

SENSITIVITY OF THE BUDGET TO ECONOMIC
ASSUMPTIONS

Both receipts and outlays are powerfully affected by
changes in economic conditions. This sensitivity seriously complicates budget planning because errors in economic forecasting lead to errors in the budget forecast.
The budgetary effects of changes in economic assumptions are fairly predictable, however, and a set of rules
of thumb embodying these relationships can be used to
estimate how various changes in the economic forecast
would alter outlays, receipts, and the deficit. The following table summarizes these rules of thumb.
Economic variables that affect the budget do not
change independently of one another. Output and employment tend to move together in the short run: a
higher rate of real GNP growth is associated with a
declining rate of unemployment; weak or negative
growth is associated with rising unemployment. In the
long run, however, changes in the average rate of
growth in real GNP result largely from changes in the
rate of growth of productivity and population, and are
not necessarily associated with changes in the average
rate of unemployment. Inflation and interest rates are
also closely interrelated: a higher expected rate of inflation increases interest rates while lower expected inflation reduces rates. Changes in real GNP growth or
inflation have a much greater cumulative effect on the
budget over time if they are sustained for several years
than if they occur for only one year.

A-6

THE BUDGET FOR FISCAL YEAR 1991

The table shows that if real GNP growth is lower by
one percentage point in calendar 1990 only, and the
unemployment rate rises by one-half percentage point,
1990 receipts will be lower by $4.9 billion, and 1990
outlays will be higher by $0.7 billion, primarily for
unemployment-sensitive programs. In 1991, receipts
would decline further, by $10.7 billion, and outlays
would increase by $3.5 billion, compared with the base,
even though the growth rate in calendar year 1991
followed the path originally assumed. This is because
the level of real (and nominal) GNP would be permanently lower, and unemployment higher. The budget
effects would grow slightly in future years.
The budget effects are much larger if the real growth
rate is assumed to be one percentage point less in each
year and the unemployment rate rises one-half point in
each year. The levels of real and nominal GNP then are
below the base case by a cumulatively growing percentage and the unemployment rate steadily rises compared

with the base case. The deficit is $111 billion higher
than under the base case by 1995.
The effects of slower productivity growth are shown
in a third example where real growth is one percentage
point lower per year, while the unemployment rate is
unchanged. In this case, the estimated budget effects
mount steadily over the years, but more slowly, reaching a $98 billion deficit add-on by 1995.
Joint changes in interest rates and inflation have a
smaller effect on the deficit than equal percentage
point changes in real GNP, because their effects on
receipts and outlays are substantially offsetting. An example is the effect of a one percentage point higher
rate of inflation and one percentage point higher interest rates during calendar year 1990 only. In subsequent
years, the price level and nominal GNP are one percent
higher than in the base case, but interest rates return
to their base levels. Outlays for 1990 would rise by $3.5
billion and receipts by $5.4 billion, for a net decrease of
$1.9 billion in the 1990 deficit. In 1991, outlays would

Table 1-7. SENSITIVITY OF THE BUDGET TO ECONOMIC ASSUMPTIONS
(In billions of dollars)
1991

1992

1993

1994

1995

-4.9
0.7

-10.7
3.5

-12.9
4.4

—13.5
5.4

-14.2
6.7

-14.8
7.9

5.6

14.2

17.3

18.9

20.9

22.7

-4.9
0.7

-16.1
6.5

-29.6
10.9

-44.5
16.8

-61.0
24.1

-78.5
32.5

5.6

22.6

40.5

61.3

85.1

1 10
1.

-4.9
0.2

-16.5
1.1

-31.0
2.8

-47.1
5.4

-65.1
9.2

-84.4
13.8

5.1

17.6

33.8

52.5

74.3

98.2

5.4
3.5

11.3
10.9

12.0
10.9

12.2
10.7

12.9
10.9

13.4
10.0

Deficit increase ( + )
Effects of a sustained 1 percentage point higher rate of inflation and interest rates during 1990-1995:
Receipts
Outlays

-1.9

-0.4

-1.1

-1.5

-2.0

-3.4

5.4
3.5

17.5
14.9

31.0
26.4

45.2
38.0

61.4
49.3

79.3
60.4

Deficit increase ( + )
Effects of a sustained 1 percentage point higher interest rate during 1990-1995 (no inflation change):
Receipts
Outlays

-1.9

-2.6

-4.6

-7.2

-12.1

-18.9

0.7
3.3

1.6
9.2

2.0
12.7

2.2
15.0

2.4
16.7

2.6
17.4

Deficit increase ( + )
Effects of a sustained 1 percentage point higher rate of inflation during 1990-1995 (no interest rate change):
Receipts....
Outlays

2.6

7.6

10.7

12.8

14.3

14.8

4.7
0.2

15.9
5.7

29.0
13.7

43.0
23.0

59.0
32.6

76.7
43.0

-4.5

-10.2

-15.3

-20.0

-26.4

-33.7

3.5

8.0

8.3

8.5

8.8

8.9

0.0

0.8

1.1

1.2

1.3

1.3

Budget effect

1990

REAL GROWTH AND EMPLOYMENT
Effects of 1 percent lower real GNP growth in calendar year 1990 only, including higher unemployment:1
Receipts
Outlays
Deficit increase ( + )
Effects of a sustained 1 percent lower annual real GNP growth rate during 1990-1995, including higher
unemployment:1
Receipts
Outlays
Deficit increase ( + )
Effects of a sustained 1 percent lower annual real GNP growth rate during 1990-1995, with no change in
unemployment:
Receipts
..
Outlays
Deficit increase ( + )
INFLATION AND INTEREST RATES
Effects of 1 percentage point higher rate of inflation and interest rates during calendar year 1990 only:
Receipts
Outlays

Deficit increase ( + )
INTEREST COST OF HIGHER FEDERAL BORROWING
Effect of $100 billion additional borrowing during 1990
FEDERAL PAY RAISES
Outlay effect of a 1 percentage point increase in January 1991
1

The unemployment rate is assumed to be 0.5 percentage point higher per 1 percent shortfall in the level of real GNP.




NOTE ON ECONOMIC ASSUMPTIONS AND SENSITIVITIES

increase further above the base, by $10.9 billion, due in
part to lagged cost-of-living adjustments: the increase in
receipts would rise to $11.3 billion, for a net $0.4 billion
decrease in the deficit. In subsequent years, the
amounts added to receipts would be slightly larger than
the additions to outlays. The annual add-on to receipts
would rise slightly over time, while the add-on to outlays would decline.
If the rate of inflation and the level of interest rates
are higher by one percentage point in all years, the
price level and nominal GNP rise by a cumulatively
growing percentage above their base levels. In this case,
the effects on receipts and outlays mount steadily in
successive years, adding $60.4 billion to outlays and
$79.3 billion to receipts in 1995, for a net reduction in
the deficit of $18.9 billion. These estimates assume that
budget authority for discretionary programs and Federal pay are adjusted for the rising price level.




A-7
The table also shows the interest rate and the inflation effects separately, and rules of thumb for the
added interest cost associated with higher or lower deficits (increased or reduced borrowing) and changes in
Federal pay rates.
The effects of changes in economic assumptions in
the opposite direction are approximately symmetric to
those shown in the table. The impact of a one percentage point lower rate of inflation or higher real growth
would be of about the same magnitude, but with the
opposite sign.
These rules of thumb hold the income share composition of GNP constant. Because different income components are subject to different taxes and tax rates, estimates of total receipts can be affected significantly by
changing income shares. These relationships are too
complex, however, to reduce to simple rules.




II.




NOTE ON ALTERNATE APPROACHES
TO BUDGET PRESENTATION




NOTE ON ALTERNATE APPROACHES TO BUDGET PRESENTATION
The budget presentation and concepts used in most of
this document are the traditional ones used in presenting a President's budget. In many respects the concepts
and presentation are legally required.
There is, however, no single "right" structure for the
Federal budget. The form of the budget is constantly
being adjusted to the needs of the President and Congress to establish priorities and to control Federal receipts, borrowing, and spending; the needs of the Federal agencies for a workable system of effective program
management based on legal requirements and policy
guidelines; and the needs of the public, including the
press and independent researchers, for information
with which to judge Federal operations.
The current budget concept, known as the "unified"
budget, was developed in conformance with the recommendations of the President's Commission on Budget
Concepts (1967). While various adaptations have occurred over the years, the Commission report continues
to provide the basic framework for the Federal budget
concepts. It encompasses a diverse array of activities—
most unique to government and others similar to business operations—and must accommodate extensive and
sometimes inconsistent legal requirements. It highlights
the Federal Government's cash receipts and outlays.
The Comptroller General and some Members of Congress, accountants, corporate leaders and others have
criticized the current budget presentation. Some, notably the General Accounting Office, believe the budget's
almost exclusive focus on obligation controls and cash
flows distorts decision-making, prejudicing investments
and understating liabilities. Others decry the artificiality, even gimickery, of certain distinctions between onbudget and off-budget, and the practice of classifying
certain Federal entities (such as REFCORP) as nonbudgetary Government-sponsored enterprises (GSEs).
On a more technical basis, many argue that the budget
should be more like State budgets that separate activi-




ties financed by general funds from those financed by
earmarked funds; others argue that the current practice of including business-type income as an offset to
outlays should be replaced by including such income in
receipts and showing outlays on a gross basis.
There is a degree of merit in many of these criticisms. Accordingly, this note provides a selection of alternative budget presentations—in order to allow those
who criticize the conventional approach to examine the
effects of alternatives.
There follow three summary alternate presentations
of the Federal budget. Each of these presentations contains similar information. The differences are in the
focus, what is highlighted for decision-makers and the
public.
• Table II-l: A comparison of three presentations of
the budget under current accounting rules: the
current on-budget and unified budget, and a more
inclusive super-unified budget. These presentations focus on aggregate cash transactions.
• Table II-2: A comparison of the current unified
budget with the operating and capital budgets proposed by the General Accounting Office. This presentation focuses separately on operating and capital needs, Federal, trust and enterprise funds,
and aggregate totals.
• Table II-3: A comparison of the current unified
budget with a budget cast in the form of the State
of California's budget (including a recasting of
that budget in accordance with California's interpretation of State Generally Accepted Accounting
Principles). This presentation, like most state
budgets, focuses on disaggregated funds.
Only the on-budget and unified budget presentations,
which are identical to those contained in the remainder
of this budget document, are exact; the alternate presentations are approximations that illustrate the general
concepts and some of the key considerations involved.
A-ll

A-12

THE BUDGET FOR FISCAL YEAR 1991
Table l l - l . UNIFIED AND SUPER-UNIFIED FEDERAL BUDGET
(FY 1991, in billions of dollars)
ON-BUDGET

UNIFIED BUDGET

1

SUPER-UNIFIED BUDGET

A. RECEIPTS

Governmental Receipts:
(1) Income, Estate, Gift, Customs Duties
(2) Social Insurance Taxes and Contributions
(3) Excise Taxes and Miscellaneous Receipts

uifsewng uUHecuons Lrunverieu w ndceipis:
(4) Proprietary Receipts from the Public
(5) Reimbursements to Appropriations
TOTAL RECEIPTS

686.6
421.4
62.2

686.6
421.4
62.2

855.7

1,170.2

18.9
2.3
1,191.5

321.4
16.6
36.1
15.5
29.8
41.0
162.3
153.7
4.7
30.3
30.6
192.9
-37.6
997.4

321.4
16.6
36.1
17.2
29.8
41.0
162.3
153.7
264.8
30.3
30.6
173.0
-43.6
1,233.3

321.4
16.6
37.2
30.2
30.0
41.1
174.4
154.7
264.8
30.3
31.5
173.0
-38.3
1,266.8

-141.7

-63.1

-75.4

686.6
106.9
62.2

B. OUTLAYS, EXPENSES, AND INVESTMENT

Outlays by Function:
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)

Defense/International (050,150)
Science, Space, Technology (250)
Energy, Natural Resources, Agriculture (270,300, 350)
Commerce and Housing Credit (370)
Transportation (400)
Education, Training, Employment, and Social Services (500)
Health and Medicare (550,570)
Income Security (600)
Social Security (650)
Veterans Benefits and Services (700)
Other (450,750,800, 920)
Net Interest (900)
Undistributed Offsetting Receipts (950)
TOTAL OUTLAYS

C. SURPLUS/DEFICIT
1

The Unified Budget is composed of the present on-budget transactions plus Social Security and the Postal Service.




A-13

NOTE ON ALTERNATE APPROACHES TO BUDGET PRESENTATION
Table 11-2. GAO FEDERAL BUDGET PRESENTATION (COMPARED TO UNIFIED BUDGET PRESENTATION)
(FY 1991, in billions of dollars)
UNIFIED
BUDGET

GAO COMPREHENSIVE BUDGET
Totai

General

Trust

GAO OPERATING BUDGET
Enterprise

Total

GAO CAPITAL BUDGET
Enterprise

General

Enterprise

General

A. RECEIPTS/REVENUES

Governmental Receipts:
(1) Income, Estate, Gift, Customs
Duties
(2) Social Insurance Taxes and
Contributions
(3) Excise taxes and miscellaneous
receipts
TOTAL RECEIPTS, Federal
Budget Basis
(4) Proprietary Receipts from the
Public
(5) Reimbursements to Appropriations.
TOTAL GAO REVENUES

686.6

686.6

421.4

421.4

62.2

62.2

1.0

685.6

421.4

421.4

39.9

22.4

41.0

39.9

1.2

20.7
73.5
819.5

21.9

1.170.2

43.0
146.3
1,359.6

473.3

0.4
66.3
66.7

41.0
127.6
1,316.7

19.4
57.7
802.5

21.1
6.5
450.3

0.4
63.4
63.9

2.1
18.7
42.9

1.3
15.8
17.1

321.4

342.5

331.4

9.0

2.1

267.0

256.7

9.0

1.3

75.5

74.7

16.6

16.7

16.6

14.0

14.0

2.6

2.6

36.1

68.7

52.2

3.3

13.2

44.1

33.0

0.7

10.4

24.6

17.2
29.8

107.5
30.8

56.1
9.0

0.3
21.3

51.1
0.5

100.3
10.4

52.1
6.2

0.3
3.6

47.9
0.5

41.0
162.3
153.7
264.8

42.2
179.3
159.1
264.8

41.1
65.1
80.3

1.1
114.3
78.3
264.8

40.0
179.0
159.0
264.8

38.9
64.8
80.2

1.1
114.3
78.3
264.8

0.5

30.3
30.6
173.0

34.8
36.6
175.8

32.3
35.7
175.8

2.3
0.1

32.7
29.4
178.8

30.3
28.7
178.8

2.3
0.1

0.2
0.7

-43.6
1.233.3

-36.0

-36.0

-36.0

-36.0

685.6

1.0

1.0

21.2

685.6

21.2

421.4

1,170.2

6.6

0.8
*
23.0

2.9
2.9

19.2

2.5

2.8

7.1
20.4

4.0
2.8

'n7

2.2
0.3
0.1

2.2
0.3
0.1

2.0
7.2
-3.0

2.0
7.0
-3.0

-55.0

-55.0

-1.8

-1.8

-9.5

-9.5

B. OUTLAYS, EXPENSES, AND
INVESTMENTS

Outlays by Function:

(1) Defense/International (050,150)
(2) Science, Space, Technology
(250)
(3) Energy, Natural Resources,
Agriculture (270, 300, 350)
(4) Commerce and Housing Credit
(370)
(5) Transportation (400)
(6) Education, Training, Employment,
and Social Services (500)
(7) Health and Medicare (550,570)...
(8) Income Security (600)
(9) Social Security (650)
(10) Veterans Benefits and Services
(700)
(11) Other (450,750,800,870,920)
(12) Net Interest (900)
(13) Undistributed Offsetting Receipts
(950)
TOTAL OUTLAYS
(14) Additional Operating Costs Not
Currently Allocated by Function:
(a) Asset Consumption
(b) Pension liabilities
(c) Direct Loan subsidy
(d) Guaranteed Loan subsidy
(15) Total Expenses and Investments
Before Transfers
(16) Interfund Transfers
TOTAL OUTLAYS/
AMOUNT TO BE
FINANCED
C. SURPLUS/DEFICIT/FINANCING..
* $50 million or less.




0.5
0.2
0.8

55.0
26.1

-26.1
1.8
9.5

55.0

26.1

3.2

0.1

-26.1

1.8
9.5

1,422.7

468.6
-174.5

68.4

1,349.9
3.0

840.1
174.5

448.4
-171.5

61.4

72.8
-3.0

45.6

20.2
-3.0

7.0

1,422.7
-63.1

885.6
174.5
1,060.1

294.2

68.4

1,352.9

1,014.5

276.9

61.4

69.8

45.6

17.3

7.0

-63.1

-240.5

179.1

-1.7

-36.2

-212.1

173.4

2.4

-26.9

-28.5

5.7

-4.1

A-14

THE BUDGET FOR FISCAL YEAR 1991
Table 11-3. CALIFORNIA PRESENTATION OF THE FEDERAL BUDGET (COMPARED TO UNIFIED BUDGET PRESENTATION)
(FY 1991, in billions of dollars)
NORMAL CALIFORNIA BUDGET PRESENTATION
UNIFIED
BUDGET

General
Revenue
Funds

Special
Revenue
Funds

t Total

Capital
Projects
Funds

ADDITIONAL TRANSACTIONS FOR GAAP
PRESENTATION
Total
Including
Bond Funds

Proprietary
Funds

Fiduciary
Funds

GRAND
TOTAL

A. RECEIPTS
(1) Income, Estate, Gift, Customs Duties
(2) Social Insurance Taxes and Contributions
(3) Other Governmental Receipts
TOTAL RECEIPTS, Federal Budget Basis.

686.6

686.6

416.7

416.7

4.8

1,165.4

1,165.4

4.8

421.4
62.2
1,170.2

20.6
0.2
90.5
553.5

34.4
68.6
94.3
1,362.7

34.4
68.6
94.3
1,362.7

8.7
77.7
1.0
87.4

86.6
91.4

43.0
146.3
181.9
1,541.5

0.1
*

431.0
19.3
64.5
52.3
32.6
42.2

519.2
21.9
68.5
52.3
33.3
42.3
211.4
110.7
270.0
34.9
57.2
244.9

11.2

686.6

13.8
68.4
3.7
809.1

36.1
17.2
29.8
41.0
162.3
153.7
264.8
30.3
30.6
173.0
-43.6
1,233.3

430.9
19.3
57.4
52.0
9.7
41.1
100.4
83.8
4.9
33.3
52.6
245.1

7.2
0.3
23.0
1.1
110.7
26.9
265.0
0.5
3.0
-0.3

1,130.6

437,5

1,568.1

98.5

1,666.7

88.0

54.5

1,809.2

-63.1

(4) Proprietary Receipts from the Public
(5) Reimbursements to Appropriations
(6) Interfund Transfers
TOTAL RECEIPTS, California basis..

37.6
723.2

1.0
416.7
24.6
442.2

-321.5

116.0

-205.5

-98.5

- 304.0

-0.6

36.9

-267.7

686.6

421.4
62.2
1,170.2

1,170.2

685.6

62.2

62.2

B. OUTLAYS, EXPENSES, AND INVESTMENTS

Outlays by Function:
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)

Defense and International (050,150)
Science, Space, Technology (250)
Energy, Natural Resources, Agriculture (270, 300, 350)
Commerce & Housing Credit (370)
Transportation (400)
Education, Training, Employment, and Social Services (500).
Health and Medicare (550, 570)
Income Security (600)
Social Security (650)
Veterans Benefits and Services (700)
Other (450,750, 800, 920)
Net Interest (900)
Undistributed Offsetting Receipts (950)
TOTAL OUTLAYS

321.4
16.6

C. SURPLUS/DEFICIT..

211.1

110.7
270.0
33.9
55.6
244.9

88.2

2.6
4.0
0.7
0.1
0.3

1.1
1.6

11.5
57.5
0.5
0.1
3.6
0.4

54.5

2.3
0.9

530.4
21.9
80.1
109.8
33.8
42.4
215.0
165.6
270.0
37.2
58.1
244.9

* $50 million or less.

CURRENT ON-BUDGET AND UNIFIED BUDGETS
(TABLE I I - l )

The purpose of the current on-budget and unified
budgets is to show in comprehensive form the Federal
Government's effect on national resource allocation and
on financial markets for the relevant fiscal years; the
focus on aggregate cash outlays and receipts generally
provides the best information for this purpose. In addition, the cash emphasis is consistent with the legal
requirement to control spending at the point of obligation.
The unified budget is more comprehensive than the
on-budget presentation, but less comprehensive than
the super-unified alternate. The on-budget presentation
is the same as the unified budget except that it excludes the off-budget Postal Service fund and social security (the Federal Old Age and Survivors Insurance
and Disability Insurance Funds).
Unlike most Federal trust funds, which are treated as
on-budget, the budgetary status of social security is ambiguous. While by law the budget shows social security
as off-budget, and not subject to the congressional
budget resolution process, both the on-budget and offbudget amounts are included in the unified budget
totals. Social Security (but not the Postal Service) is
also included for calculating the deficit for the purposes
of the Gramm-Rudman-Hollings (G-R-H) Act. At the



same time, social security benefits (but not administrative expenses) are exempt from G-R-H sequestration.
While the focus of the unified budget is on a consolidated display of cash transactions, it also provides extensive auxiliary information—including data by fund
group; fund balances; Federal transactions as a part of
the national income and product accounts; Federal investment; Federal credit, borrowing and debt; Federal
tax expenditures; and Federal aid to State and local
governments.
SUPER-UNIFIED BUDGET

(TABLE I I - L )

Current budget concepts require that the budget include all Federal cash flows on a consolidated basis, no
matter how funded, but not the funding of non-Federal
activities (e.g., Fannie Mae). They also require that
budget receipts include all income arising from the Government's exercise of its sovereign power (e.g., patent
and trademark fees), but not voluntary business-like
sales of services (e.g., revenues from Federal power
marketing administrations). The problem is, legislated
budget targets and associated spending restraints have
created pressures for financing arrangements to get
around the targets and the restraints.
Examples of these arrangements include: shifting the
boundary between what are classified as Federal and
what are classified as non-Federal entities (e.g., classifying Federal activities as GSEs); financing Federal pro-

A-15

NOTE ON ALTERNATE APPROACHES TO BUDGET PRESENTATION

grams through earmarked "user charges" and classifying them as offsetting collections (as if they were business-type activities) though their payment is essentially
compulsory; and using off-budget leasing mechanisms
for the purchase of assets while delaying the recording
of the purchase costs in the budget. Each of these mechanisms has the effect of understating current Federal
transactions.
The super-unified budget concept is a more rigorous
enforcement of current budget concepts. It would move
Federal activities currently argued to be misclassified
as GSEs on-budget, reclassify non-business-type collections as budget receipts, and count lease-purchases as
equivalent to the direct purchase of buildings or equipment.
Non-Budget Federal Entities.—The super-unified
budget includes off-budget Federal entities and borderline agencies and transactions, unless there are exceptional reasons for leaving them out. Two Federal organizations associated with the savings and loan industry
and the farm credit system—the Resolution Funding
Corporation (REFCORP), and the Financial Assistance
Corporation (FAC)—are included:
Table 11-4. OUTLAYS FOR GSEs INCLUDED IN THE SUPER-UNIFIED BUDGET
(In millions of dollars)
1991

Resolution Funding Corporation...
Financial Assistance Corporation..

10,251

12

10,263

The super-unified budget does not incorporate such
privately owned GSEs as Fannie Mae and Sallie Mae.
But it does include as budget outlays a rough proxy for
the imputed value of the credit subsidies that the GSEs
realize from their association with the Government:

principles more rigorously than does the unified budget.
The super-unified budget, as displayed in Table II—1,
includes as receipts (instead of offsetting collections) the
items listed below.
Table 11-6. OFFSETTING COLLECTIONS SHOWN AS RECEIPTS IN THE SUPER-UNIFIED
BUDGET
(in millions of dollars)
1991

Proprietary receipts from the public:
Supplementary medical insurance premiums
Rent and royalties, DCS
Auction receipts and other fees, FCC
Customs fees
Nuclear facility fees, NRC
Coast Guard fees
Federal Energy Regulatory Commission fees
Inspection and grading of farm products
Government Sponsored Enterprise fees
Environmental services, EPA
Railroad and pipeline safety inspection fees.
Travel and tourism fees

11,858
2,999
2,277
808
452
205
123
88
52
35
31
7
18,935

Subtotal
Reimbursements to appropriations:
Pension Benefit Guaranty Corporation premiums
Office of Thrift Supervision fees
Comptroller of the Currency Assessment fees
Patent and Trademark fees
Food and Drug Administration fees
Animal and Plant Health Inspection Service fees
Credit Union Share Insurance Fund fees
Food and Safety Inspection Service fees
Agricultural Marketing Service fees
Farm Credit Revolving Fund for Administration fees
Customs fees
Copyright fees
Federal Grain Inspection Service fees
Immigration and Naturalization fees

943
305
272
241
157
102
87
54
46
42
17
14
6
2
2,287

Subtotal

21,222

Total

Table 11-5. SUBSIDIES FOR GSEs INCLUDED IN THE SURER-UNIFIED BUDGET
(In millions of dollars)
1991

Federal National Mortgage Association
Federal Home Loan Mortgage Corporation
Federal Home Loan Banks
Farm Credit Banks
Student Loan Marketing Association
Banks for Cooperatives

815
587
362
125
95
38
2,022

Other activities, such as AMTRAK, COMSAT, and
the DOD non-appropriated funds (PXs, Commissaries,
etc.), could arguably be included within a super-unified
budget, but are not in Table II-1.
Re-classification of Non-Business-Type Collections as
Budget Receipts.—Current budget concepts require recording as receipts any income coming to the Government in its role as Government, while permitting
income from federally sponsored business-type operations (e.g., interest income and sales of electric power)
to be recorded as offsetting collections netted against
outlays. The super-unified budget would apply these



Leasing.—The super-unified budget would treat longterm leasing arrangements (where the Government's
real obligation is not limited to payments in the budget
year) as the equivalent of Federal borrowing in the
budget year to finance the entire transaction. However,
the super-unified budget in Table II-l does not contain
adjustments for this purpose as data are not currently
available.
Leasing mechanisms increase the cost to taxpayers of
meeting long-term Federal needs by substituting more
expensive private borrowing for least-cost Treasury borrowing. On the other hand, long-term leasing mechanisms can provide for lower long-term cost to the Government where the alternative is annual leasing (based
on both higher cost private financing and higher cost
private risk-taking).
G A O BUDGET PROPOSAL

(TABLE I I - 2 )

The Comptroller General has in recent years become
increasingly concerned that the unified budget's almost
exclusive focus on obligation controls and cash transactions prejudices investments and understates liabilities.
The General Accounting Office stated in its October
1989 Report (entitled "Managing the Cost of Govern-

A-16
ment: Proposals for Reforming Federal Budgeting Practices") that consolidation into a single unified budget of
trust and non-trust receipts and outlays, and of the
accounting for operating and capital needs, has permitted financing other parts of the budget through trust
fund receipts (especially from Social Security); prevented appropriate budgetary treatment of the special needs
of the Government's business-type entities (e.g., the U.S.
Postal Service and the Tennessee Valley Authority);
biased decision-making against capital investment by
requiring the recording of the entire cost of an asset in
the year of acquisition; and failed to distinguish operating deficits from capital financing requirements.
To address its concerns with the unified budget, GAO
has proposed to divide the budget into three separate
fund groups: Federal funds (less enterprise funds), trust
funds, and enterprise funds. The fund groups would
themselves be aggregated separately in an operating
budget and a capital budget. The data in Table II-2
show an approximation of the 1991 budget totals on a
basis consistent with GAO recommendations.
As compared with the unified budget, which focuses
primarily on aggregate totals (although it provides details by fund group and separately identifies trust funds
and revolving funds), the GAO proposal focuses separately on operating and capital needs; disaggregated
Federal, trust and enterprise funds; and aggregate
totals.
Capital and Operating Budgets.—GAO's proposed capital budget separates disbursements for physical capital
and credit flows (i.e., credit financing excluding credit
subsidies) from the operating budget. The cost of newly
acquired assets would be recorded in the capital budget
and as assets on the balance sheet, with most forms of
capital subjected to depreciation charges recorded as
operating budget outlays (with concomitant reduction
in the value of capital assets on the balance sheet).
Aggregate totals of the capital and operating budgets
would be provided (as in the unified budget), but the
distinctions between the two uses of funds would be set
out in all summary presentations.
The GAO proposal includes only physical and loan
capital in its capital budget. The failure to treat the
conduct of R&D and human capital investment on a par
with physical and loan capital investment has been
criticized in Congress and elsewhere, and GAO is currently reassessing its position on this issue. In Table
II-2, the conduct of R&D and human capital investment—education, for example—is retained in the operating budget.
The GAO proposal would also include in the capital
budget the value (or cost) of State and local physical
facilities financed by Federal grants. These would be
recorded on Federal balance sheets as Federal assets
financed but not owned by the Federal Government.
The GAO proposal, like the unified budget and the
super-unified budget proposal, would record Federal
highway and airport and airway trust fund collections
as receipts, but the GAO proposal would include them
as receipts to finance the capital budget. A problem
with the GAO proposal is that its allocation of depreciation cannot be charged to the trust funds which finance
these investments through earmarked taxes. Recording



THE BUDGET FOR FISCAL YEAR 1991

both earmarked receipts and depreciation would require double counting with respect to assets acquired
after the GAO proposal went into effect.
The GAO proposal would tend to reduce the impediments to Government investment and, as a result, could
encourage the Government to make those cost-effective
purchases required to meet longer term needs. The proportion of the Federal budget attributable to investment in physical capital has declined in recent years as
a percentage of GNP—since 1960, from 4.4 to 2.2 percent of GNP in 1991. While most of this decline is
attributable to Defense and NASA, there is a question
of whether infrastructure needs have been adequately
attended to. In addition, in the absence of consensus on
the priority of specific capital projects, Congress is increasingly legislating higher cost private financing of
Federal buildings and equipment in order to permit the
Government to continue to operate without breaking GR-H deficit reduction targets.
On the other hand, it is argued that GAO's proposal
would reduce the impediments to "pork barrel" spending in that budgetary charges would switch from the
point at which they can be controlled—the time of acquisition—to the later time at which they cannot be
controlled when depreciation charges would be recorded. Additionally, GAO's attempt to reduce the disincentives to physical capital investment would favor physical over human capital investment.
Treatment of Sovereign and Business-Type Income.—
The GAO proposal to abolish the practice of offsetting
collections would generally eliminate the distinction between sovereign and business-type income. Most collections would be recorded as Federal fund, trust fund, or
public enterprise fund operating budget receipts, and
outlays would be recorded gross rather than net of
offsetting collections. The issue here is the degree to
which the budget aggregates should focus on receipts
arising from the exercise of Government's sovereign
power as opposed to total Government revenues
and spending (including business-type activities). GAO
would focus on the total of Government activity; current budget concepts, including the super-unified
budget, would treat as receipts only those which the
Government collects in its role as government.
Allocations by Function.—Table II-2 shows most of
the GAO adjustments by function. Line 14 (Additional
Operating Costs Not Currently Allocated by Function),
however, includes estimates of several items that GAO
would like to distribute by function but so far has been
unable to. Specifically:
• Line 14(a) records a lump sum estimate of $55
billion as an "asset consumption charge" (depreciation) and a corresponding reduction of $55 billion in the capital budget net investment.
• Line 14(b) records a lump sum $26.1 billion imputed payment from the general fund to amortize
unfunded pension liabilities.
• Lines 14(c) and (d) record a lump sum total of
$11.3 billion for loan subsidies (split as between
direct loans and guarantees).

A-17

NOTE ON ALTERNATE APPROACHES TO BUDGET PRESENTATION
CALIFORNIA AND STATE G A A P BUDGET

(TABLE I I - 3 )

The California budget differs significantly from both
the unified budget and the GAO Proposal. It focuses on
separate general, special and capital funds, although it
also provides aggregate (albeit inflated through double
counting) totals of these funds. In addition to these
funds, the State GAAP (Generally Accepted Accounting
Principles) presentation includes proprietary and fiduciary funds excluded from the California budget (i.e.,
public enterprise and working capital revolving funds,
self-financing bond funds, employee retirement funds,
and certain funds deemed to be held in trust).
When the California approach combines fund groups,
it leaves the inter-fund collections in receipts, thereby
overstating total collections from, and payments to, the
public. Additionally, when capital expenditures are financed by bond funds, they are double counted, because
the bond spending and debt amortization are both included in combined total spending. The bottom line is
that the California and State GAAP presentations are
the least consolidated and most disaggregated of the
three alternates. In California, the individual funds
matter most.
The standard California budget presentation has a
two-way distribution of income and a three-way distribution of spending. Receipts go to the general and special funds, whereas outlays/expenses and investments
are spent from these funds plus the capital fund. The
norm for California's special funds is that they should
have cash in hand before they spend (similar to the
norm for Federal trust funds). At the same time, both
the California general and special funds can spend
more in a year than they take in by reducing carry
over balances; this is not deemed to create a deficit.
Balanced Budget Requirement—California's constitutional requirement of balanced budgets, combined with
constitutional limitations on taxes and spending, result
in procedures different from Federal procedures. These
include appropriated allowances for contingencies, with
payments charged back to the activity for which the
payment is made, and "encumbrances" (similar to obligations in the Federal budget) for which the spending is
charged to the year in which the encumbrance occurs.
The California budget document has information
tables on total State indebtedness (akin to the Federal
display of total Federal debt). In contrast to the Federal
Government, however, California's ability to borrow is
subject to several restrictions: borrowing can normally
occur only for capital projects (whether general or selfliquidating); and debt normally cannot be issued unless
approved by both the legislature and the voters.
Capital Projects Fund.—The Capital Projects Fund is
displayed only on the spending side, since bond fund
spending is financed by borrowing, which is not income.
The California capital fund only includes bonds that are
to be amortized by the general fund. "Self-liquidating"
bonds (such as for toll bridges, the California water
plan, and college dormitories) are excluded from the
regular budget altogether, but are displayed in the
budget documents for information purposes (similar to
the way the Federal budget displays GSEs but leaves
them out of the totals).



The estimate of the Capital Projects Fund in Table
II-3 (and the associated amortization) was based on several imputations. First, Federal fund (i.e., non-trust)
capital outlays (other than those made by the public
enterprise funds and other than for grants) are identified as equivalent to the investment that California
finances through its Capital Projects Fund. Second, an
estimate of amortization of prior debt was made and
allocated as expenditures of the general fund. There is
currently no solid basis for amortizing total debt, much
less for amortizing debt by function. However, Table
II-3 assumes an amortization by function equal to new
debt financed capital investment. It does not provide for
a distribution of interest back to the functions charged
with the borrowing.
Sovereign Versus Business-Type Operations and Employee Retirement.—The California budget excludes
both business operations and employee retirement and
related funds from the budget. So, in the reconstruction
of the Federal budget in the form of the California
budget, most of the public enterprise funds—plus the
civil service, military, and foreign service retirement
funds—were excluded from the budget totals (although
payments to these funds were left in the budget figures). Thus, the general fund coverage in Table II-3 is
less comprehensive than the Federal fund group in the
unified budget, and the special fund coverage is less
comprehensive than the trust fund coverage in the unified budget.
While the California procedure excludes business operations from the budget, any incidental non-tax
income to the State (such as rents, royalties, and interest) is included in budget receipts.
State GAAP Basis.—Table II-3 also includes a presentation that approaches a State GAAP presentation. The
1989-90 California budget says that the State is moving
toward GAAP but that this will take years to accomplish. The GAAP presentation in the California budget
is an auxiliary display of spending only. Table II-3, on
the other hand, reconstructs the total budget on a State
GAAP equivalent basis. The GAAP display adds "proprietary funds" (i.e., business operations) and "fiduciary
funds" (which include the pension funds and the funds
the State collects and spends from Federal grants) to
the normal California presentation.
SOME DIFFERENCES A M O N G THE ALTERNATE
PRESENTATIONS

• GAO includes employee retirement funds in its
trust fund grouping; the California approach
moves these funds into the fiduciary funds category outside the normal budget presentation (but
within the GAAP presentation). The unified/
super-unified budgets include these funds in the
consolidated totals.
• The California budget excludes enterprise funds
from the normal budget displays, including them
only in the GAAP table. GAO includes the enterprise funds as a separate category within its consolidated budget totals. The unified/super-unified

A-18
budget includes these funds in the consolidated
totals.
• GAO and the unified/super-unified budgets handle
interfund transfers as adjustments on the outlay
side; they cancel out in deriving the consolidated
totals. The California approach adds them to receipts and does not net them out from the consolidated totals.
• GAO has a capital budget that includes all capital
expenditures for physical and loan assets, no
matter how financed. It does not have a bond
fund. In the main, the GAO capital budget is financed by depreciation charges and earmarked receipts (mainly highway and airports and airways




THE BUDGET FOR FISCAL YEAR 1991

excise taxes). The California approach includes in
its capital fund only those capital expenditures
financed by borrowing to be repaid from the general fund on an amortization basis. The unified/
super-unified approach does not distinguish capital expenditures in the budget aggregates.
• GAO includes grants to State and local governments for capital investment in its capital budget.
The unified/super-unified approach does not distinguish capital expenditures in the budget aggregates, but does include grants for capital investment in its auxiliary tabulations of Federal investment outlays. The California approach does not
include grants to localities for capital-type projects
in its capital spending.

III.

NOTE ON RESOLUTION TRUST CORPORATION
(RTC) AND THE TREATMENT OF
"WORKING CAPITAL" OR "BRIDGE" FINANCING




A-19




NOTE ON RESOLUTION TRUST CORPORATION (RTC) AND THE TREATMENT OF
"WORKING CAPITAL" OR "BRIDGE" FINANCING
The Financial Institutions Reform, Recovery, and Enforcement Act (FIRREA) created a new Federal agency,
the Resolution Trust Corporation (RTC), and provided it
with $50 billion to fund the costs of resolving the backlog of insolvent thrift institutions acquired from the
defunct FSLIC or new thrift insolvencies expected between August 1989 and August 1992. FIRREA also created the Resolution Funding Corporation (REFCORP), a
Government-sponsored enterprise to provide $30 billion
to the RTC in 1990 and 1991 to help finance RTC activity. The remaining $20 billion was provided in 1989 as a
direct appropriation ($18.8 billion) and a $1.2 billion
payment from the Federal Home Loan Banks. The $50
billion provided by FIRREA, together with working capital financing needed to acquire and hold illiquid and
other assets from insolvent thrifts, is currently expected
to allow the RTC to resolve thrift insolvencies as contemplated in FIRREA.
R T C NET OUTLAYS

Net outlays for the RTC as shown in the 1991 budget
reflect the difference between RTC spending to resolve
insolvent thrift cases and any offsetting collections, primarily funds raised by the REFCORP, used to finance
that spending each year. Annual projections for both
RTC spending and REFCORP collections are subject to
substantial variations. Current REFCORP collections
estimates assume REFCORP bonds will be sold in quarterly offerings averaging $5 billion during 1990 and
1991. Changes in bond market conditions or cash needs
of the RTC could alter this assumption.
Even greater variation is possible for RTC spending
projections. The RTC plans to move as quickly as possible to resolve the more than 500 thrift institutions it
either now has under its control or expects to receive
from the Office of Thrift Supervision (OTS). Actual
annual spending to cover the net loss associated with
case resolutions will depend upon the number of cases
resolved each year and the extent of the losses for each
case. The timing of case resolutions and the costs or
losses projected for each resolution, in turn, depend
upon highly uncertain local economic conditions and
outstanding legal issues concerning specific thrift
assets, the legality of past regulatory actions, and various other legal questions. The Administration's economic forecasts for the budget are national, not regionspecific, projections. The importance of regional or local
economic conditions, e.g., the health of the Southwest
economy, only increases the range of uncertainty surrounding RTC budget outlay projections.
The RTC and the RTC Oversight Board have developed an initial strategic plan for handling thrift insolvency cases. The strategic plan will be updated frequently with RTC implementing guidelines and procedures, and with new Oversight Board policies. The
spending projections shown below can be expected to



change as the RTC and the Oversight Board refine
their current estimates and procedures.
Decisions concerning the amount and timing of working capital needed to purchase and hold illiquid assets
could also significantly affect budget outlay projections
for the RTC. The working capital issue for the RTC is
especially complex and is discussed in more detail
below. As explained in the working capital section, RTC
budget spending projections exclude extraordinary RTC
prospective working capital needs.
As Table III-l indicates, net budget outlays for the
RTC are expected to be $2.3 billion in 1990 and $7.3
billion in 1991. Actual 1989 outlays were $9.1 billion,
substantially less than the $18.8 billion estimated in
August when FIRREA was enacted. This decline in
1989 outlays was due primarily to delays in resolving a
number of thrift cases in late September. Although
these cases were resolved in October, this 1989 experience illustrates the substantial degree of uncertainty
affecting RTC budget outlay projections.
The 1990 net outlay projections assume that the RTC
will spend $26 billion on losses (i.e., to cover the negative net worth "hole") for case resolutions, $15.4 billion
to acquire temporarily certain thrift assets, $1.6 billion
for advances, and $0.2 billion on administrative costs.
In 1991, RTC is projected to spend $20.9 billion for
losses on case resolutions, $11 billion for temporary
asset acquisition, and another $0.3 billion for administrative expenses.
These total expenditures of $43.2 billion in 1990 and
$32.2 billion in 1991 will be offset by the $30 billion in
REFCORP bond proceeds ($19.5 billion in 1990 and
$10.5 billion in 1991); receipts from the sale of assets
(projected to be $12.8 billion for both 1990 and 1991),
and repayments of advances made to replace high cost
deposits in 1989 and 1990.
Table III—1. RTC NET OUTLAYS
(In billions of dollars)
1990

1991

-1.2
10.3

-40.9
43.2

-24.8
32.2

9.1

2.3

7.3

1989

Offsetting collections
Expenditures
Net outlays

R T C "WORKING CAPITAL" FINANCING

FIRREA authorized the RTC to finance "working capital", which is the temporary financing needed to acquire and hold for resale assets from thrift institutions
resolved by the RTC. (FIRREA also limited the amount
of any Federal working capital or bridge financing to
the fair market value of RTC assets to prevent its being
used to fund permanent thrift losses.) Ordinarily,
budget issues involving bridge financing do not arise in
A-21

A-22
case resolutions because the temporary holding period
is short (sometimes instantaneous) and because the
volume of case resolutions is not so large as to have
major budgetary impacts. However, the RTC faces extraordinary working capital demands because of the
severe illiquidity of many of the assets held by insolvent thrifts, the sheer size of the potential illiquid asset
pool, and the need to dispose of assets on an orderly
basis. The substantial legal questions involved with
many of these assets and the extended period of time
required to hold them distinguish the extraordinary
working capital problems of the RTC from normal
working capital or bridge financing for the temporary
acquisition of assets. The RTC's extraordinary working
capital needs raise several complex problems, including:
• the substantial uncertainty about both the total
need for this type of working capital over the
lifetime of the RTC and the estimated requirements in any one fiscal year;
• the alternative sources of financing for this unique
form of working capital, ranging from direct Federal funding, to Federally guaranteed or partially
guaranteed funding and totally private funding;
• the conceptual budget accounting issues raised by
the various financing sources for extraordinary
working capital; and
• the perverse fiscal policy and budget deficit effects
these alternative working capital assumptions
could produce.
Table III-2 illustrates a potential range of working
capital needs. The major differences between the "high
need" and "low need" estimates are assumptions about
when RTC acquires the troubled assets in the institutions under its control, and how quickly it can sell
them. Extraordinary working capital needs reflect the
shortfall between available receipts from the sale of
previously acquired assets and the funds needed to acquire assets in any given time period. The table shows a
hypothetical range of $43 billion to $83 billion in working capital needs in 1990-91, when most of the illiquid
assets are likely to be acquired. However, over the full
1990-96 period, the net need for extraordinary working
capital is zero, as asset sale receipts in the out-years
exceed additional asset purchase financing needs.

THE BUDGET FOR FISCAL YEAR 1991

source. This additional complexity is particularly problematic because it could lead to potential perverse
budget deficit (or surplus) effects without any change in
the real economic transactions between the public and
the Government. For example, Federal financing of
working capital, combined with maximum asset acquisition in 1990, could balloon the 1990 deficit but substantially reduce the 1991 and outyear deficits as the assets
acquired in 1990 are sold. The Administration's RTC
budget estimates deliberately exclude extraordinary
working capital transactions in order to prevent their
use to increase 1991 and outyear receipts to meet the
GRH deficit targets.
Conceptually, bridge financing is only a means of
financing the temporary acquisition and sale of assets.
The real economic transaction is the loss resulting from
the writedown of acquired assets from their inflated
book value to actual market value. This loss is fully
accounted for and financed through the appropriations
and REFCORP collections that FIRREA provides the
RTC.
Normal bridge financing needs—when assets are only
held for up to a few months—do not create the same
potential budget problem as RTC's extraordinary needs
because receipts and disbursements usually occur
within the same fiscal year. RTC's extraordinary working capital needs, with its extended holding time, greatly aggravates the blurring of purely financing transactions and expenditure transactions.
Although FIRREA authorizes the RTC to use bridge
financing, including direct or Federally guaranteed financing, it is clear that no such issue as this extraordinary working capital need (certainly none at this scale)
was explicitly contemplated by the drafters of G-R-H.
Under the G-R-H law, the sales of unique assets do not
count as receipts for purposes of reducing the G-R-H
baseline deficit. In principle, one would think that if
the sale of an asset does not count as a receipt, its
temporary purchase (for purpose of sale) should not
count as an outlay. While intended to prevent unplanned sales of already acquired assets solely to
achieve temporary deficit reduction, the G-R-H treatment of asset sale receipts could create a budget presentation anomaly for the RTC. RTC was not created to
TABLE 111-2. ILLUSTRATIVE RANGE OF WORKING CAPITAL NEEDS
acquire any of these thrift assets to hold permanently.
(In billions of dollars)
If, however, the purchase of assets is counted as an
1991
1993-96
1990-96
1992
1990
outlay, but their sale is not counted as a receipt, then
the budget for the RTC over time would reflect a perLow need (in 1990-91):
manent acquisition of assets—a total misrepresentation
Asset purchases 12
141
50
51
of the RTC's purpose.
2
Asset receipts
-141
-44
-39
-46
-12
4
-39
Shortfall (surplus) 3 ..
-3
39
Both the broader conceptual issue of the whipsaw
effect on the budget and the current G-R-H treatment
High need (in 1990-91):
141
Asset purchases 12
of unique or unusual asset sales suggest a case can be
67
57
17
-141
-54
Asset receipts2
-36
-46
-5
made for providing special budgetary treatment of
-54
62
21
-29
Shortfall (surplus) 3 ..
these extraordinary working capital transactions. ClearStated at expected recovery (market) values. Losses on assets are financed by funds authorized to cover the
ly, that treatment should not affect sequester calculanegative net worth of RTC cases.
tions, since there is no real economic effect associated
Does not account for 1989 transactions.
Shortfall indicates extraordinary working capital need.
with the temporary financing or its accounting. Every
This range of extraordinary working capital needs dollar of Government funds permanently expended on
can have varying effects on RTC budget outlay esti- net losses in the thrift industry—"filling the net worth
mates, depending upon the source of the financing used hole"—should be and is included as an expenditure in
and the budgetary accounting treatment accorded each the budget. With extraordinary working capital, howev1

2
3




NOTE ON RESOLUTION TRUST CORPORATION (RTC)

er, funds are temporarily raised to acquire assets on an
interim basis; the outstanding obligations must be fully
collateralized by the assets acquired; and the obligations are fully repaid when the assets are sold. For this
and other reasons, the Administration has distinguished between its treatment of net losses and extraordinary working capital in the RTC budget.




A-23
This is a matter about which many in Congress have
expressed substantial interest. The Administration expects to advise Congress of its working capital proposal
within the next several weeks and then begin providing
working capital to the RTC. The Administration will
also work with Congress to assure that a responsible
system of budgetary accounting is developed.







SUMMARY INFORMATION




BASELINE ESTIMATES
A baseline presents budget estimates against which
alternative budget proposals can be compared. In recent
years, the President's budget has presented two sets of
baseline estimates—current services and those required
by the Balanced Budget and Emergency Control Act of
1985, as amended in 1987 (commonly known as GrammRudman-Hollings or G-R-H). To alleviate confusion resulting from multiple baselines, a single set of baseline
estimates is presented here. This baseline conforms to
G-R-H requirements, and thus will be used to determine
whether automatic spending reductions are necessary
to meet the 1991 deficit target set in the G-R-H law.
This part describes the specific concepts used in developing the baseline and discusses baseline receipt,
outlay, and budget authority estimates. The part also
discusses the G-R-H sequester estimates.
Table A - l compares baseline and administration
budget receipt, outlay, and surplus/deficit estimates for
1989 through 1995.1 The administration's proposals
would reduce the baseline budget deficit by $21.6 billion
in 1991. As a result of meeting the strict requirements
of the G-R-H law, however, the baseline reflects some

anomalies. For example, the baseline assumes that the
food stamp program, which expires at the end of 1990,
will not be renewed, while the 1990 decennial census
will be repeated. After adjusting the baseline for the
impact of these two anomalies, administration proposals would reduce the baseline deficit by $37.4 billion in
1991. If the administration's budget is scored on a G-R-H
basis, these 1991 savings are reduced by $0.9 billion.
Comparisons between the baseline and administration
budget under selected definitions are presented in more
detail in "Director's Introduction to the New Budget"
in Section One.
Relative to the adjusted baseline, cumulative deficit
reduction between 1991 and 1995 proposed by the administration totals $319.4 billion, excluding payments
to the Social Security Integrity and Debt Reduction
Fund. These payments, which would begin in 1993, total
$169.5 billion between 1993 and 1995. This proposal is
discussed in more detail in "Acknowledging Inherited
Claims" in Section One.

Table A-i. BASELINE AND ADMINISTRATION BUDGET TOTALS, 1989-1995
(In billions of dollars)
Estimate
1989 actual
1990

Baseline estimates:
Receipts
Outlays
Surplus or deficit ( - )

990.7
1,142.6
-152.0

990.7
1,142.6
-152.0

Baseline Concepts

An important principle in establishing baseline estimates is to make the results useful to the Congress and
the public. The concepts used in this analysis are not
the only ones possible. Different concepts may be useful
for different purposes. Only for fulfilling the requirements of the G-R-H law is a specific baseline prescribed.
1 The Omnibus Reconciliation Act of 1989 (Public Law 101-239) moved the Postal Service
off-budget and required that its outlays be excluded from the G-R-H deficit calculation.
Consequently, Postal Service estimates are not in the baseline and are included only in the
off-budget portion of the administration's budget.




1992

1993

1994

1995

1,072.8
1,194.8
-122.0

1,156.3
1,241.0
-84.7

1,234.9
1,290.4
-55.5

1.323.5
1.343.6
-20.1

1,401.9
1,394.0
7.9

1,480.8
1,444.4
36.3

0.6
2.4
-1.8

Impact of administration policy proposals:
Receipts
Outlays
Surplus or deficit ( - )
Administration budget:
Receipts
Outlays
Surplus or deficit ( - )

1991

13.9
-7.7
21.6

11.4
-19.0
30.4

4.1
-21.8
25.9

6.7
4.0
2.7

5.6
32.5
-26.9

1,073.5
1,197.2
-123.8

1.170.2
1.233.3
-63.1

1,246.4
1,271.4
-25.1

1,327.6
1,321.8
5.7

1,408.6
1,398.0
10.7

1,486.3
1,476.9
9.4

Mandatory programs and receipts.—The baseline estimates presented here for mandatory programs and receipts reflect the future implications of current law and
final regulations. They also include anticipated changes
of a relatively uncontrollable nature (as distinct from
policy changes), such as increases in the number of
medicare beneficiaries. The impact of all new legislative
initiatives, whether presidential or congressional, are
omitted. In 1991, the baseline assumes that expiring
provisions of law providing revenues and spending auA-27

A-28

THE BUDGET FOR FISCAL YEAR 1991

thority will terminate as scheduled. Only certain expiring programs identified in the G-R-H law are continued
in the baseline.2 Provisions expiring after 1991, however, are assumed to continue in the baseline unless they
are clearly temporary in nature.
Major programs scheduled to expire in 1991 and thus
excluded from the baseline are presented in Table A-2.
The largest such program is food stamps. The food
stamp program and nutrition assistance to Puerto Rico,
which are authorized by the Food Stamp Act of 1977,
are scheduled to expire on September 30, 1990. If the
baseline had assumed the extension of these two programs under current law, baseline outlays would have
been $16.2 billion higher. Two Customs Service fees are
also scheduled to expire on September 30, 1990. Excluding these offsetting receipts from the baseline increases
1991 outlays by $0.9 billion. A provision in the Omnibus
Reconciliation Act of 1989 (OBRA 1989; Public Law
101-239) permitted the Federal Government to pay out
retirees' own retirement contributions in two lump-sum
payments over two years. This authority expires at the
end of the current fiscal year, requiring the Government to pay lump-sum retirement benefits in one payment and thus increasing estimated baseline outlays by
$0.7 billion in 1991.
Table A-2. IMPACT OF MAJOR EXPIRING PROVISIONS ON BASELINE OUTLAYS
(In billions of dollars)
1991 estimate

Food stamps
Nutrition assistance to Puerto Rico
Temporary emergency food assistance
Nuclear Regulatory Commission fee
Federal retirement 50-50 lump-sum payments
Customs Service fees

-15.3
-0.9
-0.1

0.1
0.7
0.9

Discretionary programs.—The baseline estimates for
both defense and nondefense discretionary programs
are based on the enacted 1990 appropriations level adjusted for inflation and pay costs. This formula is consistent with the G-R-H law.
By adjusting for the impact of inflation and pay costs,
the baseline estimates for discretionary programs generally reflect a continuation of the 1990 program level
in real terms. Anomalies may result, however, particularly for programs that have sporadic or cyclical funding patterns. For instance, the Census Bureau received
a larger than usual 1990 appropriation to fund the increased workload associated with conducting the decennial census. This 1990 appropriation is automatically
inflated in developing the 1991 Census Bureau baseline
2 The G-R-H law allows for the continuation in the baseline of expiring programs in the
following cases: excise taxes dedicated to a trust fund (but not spending authority in that
trust fund); Commodity Credit Corporation price support programs; contract authority for
transportation trust funds; and authority to provide insurance through the Federal Housing
Administration fund.




estimates, even though the workload at the Census
Bureau is anticipated to be less in 1991 than in 1990.
The baseline, therefore, overstates anticipated Census
outlays by about $1.0 billion.
For subsidized housing, budget authority appropriated in 1990 reflects in part the renewal of more than
42,000 multi-year contracts for subsidized housing first
entered into in the 1970s. In 1991, nearly 295,000 of
these contracts are anticipated to expire, a seven-fold
increase over the 1990 level. The baseline estimates, by
merely inflating the 1990 level, include budget authority that is about $6.6 billion below the amount needed
to renew these expiring contracts and maintain the
current stock of subsidized housing. Because these are
generally multi-year commitments, however, the outlay
impact of understating the budget authority needed to
maintain the current level of subsidized housing is considerably smaller, about $0.4 billion.
Budget authority of $2.8 billion was appropriated in
1990 for disaster assistance to aid primarily the victims
of the earthquake in San Francisco. This budget authority is inflated in the baseline for 1991 through 1995.
Because these funds were provided in 1990 for specific
disaster relief purposes, however, the baseline assumes
that no outlays are associated with this inflated disaster relief budget authority in 1991 through 1995.
Finally, the totals for nondefense discretionary programs include an aggregate spendout rate adjustment
required by the G-R-H law. This adjustment, which increases outlays by $0.1 billion in 1991 only, is discussed
in more detail in conjunction with the G-R-H sequester
estimates.
Economic assumptions. —The baseline estimates are
based on the same economic assumptions as the President's budget proposals. The economic assumptions
assume that all the President's budget proposals will be
adopted. Continuation of all programs and tax laws
unchanged would result in different economic conditions than would occur under the budget proposals.
Changes in economic conditions significantly affect
budget estimates because of their effects on tax receipts, unemployment benefits, interest on the Federal
debt, and other programs where spending is sensitive to
economic factors. As a result, if different economic assumptions were used in developing the baseline and
policy estimates, it would be very difficult to separate
the effects of policy differences from the effects of differences in the economic assumptions.
The economic assumptions common to the budget and
the baseline estimates are summarized in Table A-3. In
addition, the G-R-H law requires that the assumptions
used for the real rate of growth for the last two quarters of fiscal year 1990 and for each quarter of fiscal
year 1991 be presented. These estimates are included in
Table A-4. For further details and discussion of the
sensitivity of the estimates to the selected economic
assumptions, see "Note on Economic Assumptions and
Sensitivities" in Section Two.

A-29

BASELINE ESTIMATES
Table A-3. SUMMARY OF ECONOMIC ASSUMPTIONS, 1989-1995
(Fiscal years)
1989

1990

1991

1992

1993

1994

1995

5,151
3.1

5,489
2.4

5,892
3.0

6,329
3.3

6,770
3.2

7,214
3.1

7,659
3.0

4.2
4.8
5.2
8.1
8.8

Gross national product (in billions of current dollars)
Constant dollar GNP (percent change)
Inflation measures (percent change):
GNP deflator
Consumer Price Index
Unemployment rate (percent)
Interest rate, 91-day Treasury bills (percent)
Interest rate, 10-year Treasury notes (percent)

4.0
4.0
5.4
7.1
7.8

4.2
4.1
5.3
5.5
7.0

4.0
3.9
5.2
5.3
6.4

3.7
3.7
5.1
5.1
6.0

3.4
3.4
5.0
4,8
5.8

3.1
3.1
5.0
4.5
5.5

Table A-4. REAL ECONOMIC GROWTH RATES BY QUARTER
(In percents, annual rates)
FY 1990

FY 1991

Jan-Mar 1990

Apr-Jun 1990

Jul-Sep 1990

Oct-Dec 1990

Jan-Mar 1991

Apr-Jun 1991

Jul-Sep 1991

2.2

2.4

2.7

3.1

3.4

3.3

3.3

Constant dollar GNP

Change In The 1990 Baseline Estimates Since
October 1989

The Final OMB Sequester Report to the President and
Congress for Fiscal Year 1990 was issued on October 16,
1989. That report estimated a 1990 baseline deficit of
$116.1 billion. Those estimates were based on the economic and technical assumptions contained in the MidSession Review of the Budget, issued on July 18, 1989,
and did not reflect final congressional action on 12 of
the 13 appropriations bills, OBRA 1989, Medicare Catastrophic Coverage Repeal Act of 1989 (Public Law 101234), and other changes in law occurring after the October report.
The 1990 baseline deficit is now estimated to be
$122.0 billion, $5.9 billion more than in October 1989.
The difference results from changes in economic assumptions, more current technical estimates, and various changes in law, as detailed in Table A-5.
Policy changes decreased the 1990 baseline deficit on
net by $6.0 billion. Of these policy changes, enactment
of reconciliation reduced the deficit by $10.5 billion,
excluding the impact of sequester. The sequester reduced defense outlays by $1.2 billion and nondefense
outlays by $2.5 billion. Appropriations action reduced
defense outlays $2.7 billion and increased nondefense
outlays $4.9 billion relative to the October baseline.
Repeal of catastrophic health insurance increased the
deficit by $5.2 billion.
Changes in economic assumptions resulted in a net
increase in the 1990 baseline deficit of $11.3 billion,
primarily due to lower receipts resulting from lower
than anticipated corporate profits.
Technical reestimates decreased the 1990 baseline
deficit on net by $1.3 billion since October 1989. Of
these technical reestimates, $7.5 billion are associated




with increased spending on troubled banks and savings
and loans. Approximately $2.8 billion of this increase
results from a suspension of new bond issuances by the
Financing Corporation, and another $2.4 billion results
from appropriated funds received by the Resolution
Table A-5. CHANGE IN THE 1990 BASELINE ESTIMATES SINCE OCTOBER 1989
(In billions of dollars)
1990 Estimates
Outlays

October 1989 baseline estimates
Differences:
Policy:
Reconciliation (excluding sequester)
Sequester:
Defense
Nondefense
Appropriations:
Defense
Nondefense
Repeal of catastrophic health insurance..
Other (including debt service)
Subtotal, policy.
Economic (including debt service).
Technical:
Thrift and banking insurance
Defense
Other (including debt service)..
Subtotal, technical..

1,074.8

1,190.9

116.1

6.1

-4.4

-10.5

-1.2

-1.2

-2.5

-2.3

-0.2

-2.7
4.9
-2.3
0.9

-2.7
4.4
5.2
1.1

-1.3

-7.3

-6.0

-11.6

-0.2

11.3

0.5
-7.5

7.5
4.8
10.9

-2.6

7.5
4.8
-13.5

10.9

9.7

-1.3

4.0
-2.3

4.0
-2.3
0.1

G-R-H requirements:
Defense spendout adjustment..
Asset sales
Debt service

0.1

1.8

1.8

-2.0

3.9

5.9

1,072.8

1,194.8

122.0

Subtotal, G-R-H requirementsTotal change
Current 1990 baseline estimates

Deficit

THE BUDGET FOR FISCAL YEAR 1991

A-30
Trust Corporation that were not spent in 1989 as previously anticipated. The remainder is due to other technical estimating changes, including a $0.8 billion upward
reestimate in the cost of commercial bank failures.
Other technical reestimates include a $4.8 billion
upward reestimate of defense spending and $10.9 billion
more for receipts.
The October 1989 estimates also included an adjustment for the aggregate defense spendout rate required
by the G-R-H law. This adjustment, which reduced outlays by $4.0 billion in October 1989, is not included in
the current 1990 baseline estimates. Finally, asset sales
that cannot be counted for G-R-H purposes are estimated to reduce the 1990 deficit by $2.3 billion.
Baseline Receipts
Table A-6 shows baseline receipts by major source.
Baseline receipts are projected to increase by $83.5 billion from 1990 to 1991 and by $324.4 billion from 1991
to 1995, largely due to assumed increases in incomes
resulting from both real economic growth and inflation.
Individual income taxes are estimated to increase by
$34.6 billion from 1990 to 1991 under current law. This
growth of 7.1 percent is the effect of increased collections resulting from rising personal incomes. Individual
income taxes are projected to grow at an annual rate of
6.4 percent between 1991 and 1995.
Corporation income taxes under current law are estimated to grow by $16.7 billion or 14.9 percent from 1990

to 1991, in large part due to higher corporate profits.
Corporation income taxes are projected to increase at
an annual rate of 7.6 percent from 1991 to 1995.
Social insurance taxes and contributions are estimated to increase by $31.5 billion between 1990 and 1991,
and by an additional $120.8 billion between 1991 and
1995. The estimates reflect assumed increases in total
wages and salaries paid, and scheduled increases in the
social security taxable earnings base from $51,300 in
1990 to $68,700 in 1995.
Baseline excise taxes are estimated to decrease by
$1.2 billion from 1990 to 1991, in large part due to the
expiration of the telephone excise tax after December
31, 1990. Excise taxes are estimated to increase by $3.2
billion from 1991 to 1995. The estimates for 1991
through 1995 assume extension of the highway trust
fund taxes scheduled to expire September 30, 1993, the
hazardous substance response trust fund taxes scheduled to expire December 31, 1991, and the airport and
airway trust fund taxes scheduled to expire December
31, 1990. In accordance with the G-R-H requirement
that excise taxes dedicated to a trust fund be extended
at current rates, the estimates assume that the airport
and airway taxes are extended at 8 percent, the rate on
September 30, 1990. The baseline estimates assume that
the leaking underground storage tank trust fund taxes
expire in 1990, as scheduled under current law.
Other baseline receipts (estate and gift taxes, customs
duties, and miscellaneous receipts) are projected to increase by $10.2 billion from 1990 to 1995.

Table A-6. BASELINE RECEIPTS BY SOURCE
(In billions of dollars)
Baseline
1989 actual
1990 estimate

Individual income taxes
Corporation income taxes
Social insurance taxes and contributions
On-budget
Off-budget
Excise taxes
Other
Total
On-budget
Off-budget

1991
administration
proposals

Proposed 1991
less 1990

445.7
103.6
359.4
(95.8)
(263.7)
34.1
47.9

489.0
111.9
385.4
(99.9)
(285.4)
36.2
50.4

523.6
128.6
416.9
(105.0)
(311.8)
34.9
52.3

528.5
129.7
421.4
(106.9)
(314.5)
37.6
53.0

39.5
17.7
36.1
(7.0)
(29.1)
1.5
2.6

990.7
(727.0)
(263.7)

1,072.8
(787.4)
(285.4)

1,156.3
(844.5)
(311.8)

1,170.2
(855.7)
(314.5)

97.4
(68.3)
(29.1)

Baseline Outlays
Baseline outlays are estimated to total $1,241.0 billion
in 1991. The increase in baseline outlays from 1990 to
1991 is $46.2 billion, or 3.9 percent. Between 1991 and




1991 estimate

1995 baseline outlays are projected to increase at an
annual rate of 3.9 percent. Adjusting for the food stamp
and Census Bureau anomalies, baseline outlays would
grow by 5.2 percent between 1990 and 1991, but still at
an annual rate of 3.9 percent between 1991 and 1995.

A-31

BASELINE ESTIMATES
Table A-7. BASELINE OUTLAYS BY FUNCTION
(In billions of dollars)
Baseline
1989 actual

National defense:
Department of Defense—Military
Other
International affairs
General science, space, and technology
Energy
Natural resources and environment
Agriculture
Commerce and housing credit
On-budget
Off-budget
Transportation
Community and regional development
Education, training, employment, and social servicesHealth
Medicare
Income security
Social security
On-budget
Off-budget
Veterans benefits and services
Administration of justice
General government
Net interest
On-budget
Off-budget
Allowances:
Employee health benefits reform
Reduced Government mail rates
G-R-H aggregate spendout requirement
Undistributed offsetting receipts
On-budget
Off-budget
Total outlays..
On-budget....
Off-budget....

294.9
8.7
9.6
12.8
3.7
16.2
16.9
27.7

(28.0)

(-0.3)
27.6
5.4
36.7
48.4
85.0
136.0
232.5
(5.1)
(227.5)
30.1
9.4
9.1
169.1
(180.5)
(-11.4)

1990 estimate

1991 estimate

286.8
9.6
14.6
14.1
3.2
17.5
14.6
20.3
(20.3)

296.0
10.5
17.9
15.2
4.6
18.1
17.6
17.8
(17.8)

29.2

30.7
8.1
40.6
64.4
104.2
140.8
264.7
(4.1)
(260.7)
30.6

8.8

37.6
57.8
96.6
146.6
248.5
(3.9)
(244.6)
28.9
10.5
10.6
175.6
(191.2)
(-15.6)

12.8
11.0

173.7
(194.2)
(-20.5)

1991
administration

292.1
11.1
18.2
16.6
3.0
18.2
14.9
17.2
(15.5)
(1-7)
29.8
7.8
41.0
63.7
98.6
153.7
264.8
(4.7)
(260.1)
30.3

12.6

11.3
173.0
(192.9)
(-19.9)

Proposed 1991
less 1990

5.4
1.6
3.6
2.5
-0.2

0.7
0.4
-,3.1
(-4.8)
(1-7)
0.5
-0.9
3.4
5.9
2.0
7.1
16.4
(0.8)
(15.5)
1.4
2.1
0.7
-2.6

(1.6)
(-4.3)

-0.8

-37.2
(-32.4)
(-4.9)

-36.5
(-30.9)
(-5.6)

0.1
-38.4
(-32.5)
(-6.0)

1,142.6
(931.7)
(210.9)

1,194.8
(971.4)
(223.4)

1,241.0
(1,006.8)
(234.2)

-7.1
(-6.7)
(-0.4)

1,233.3
(997.4)
(236.0)

38.5
(25.9)
(12.6)

10.1
17.3
14.6
4.2
17.2
16.9
17.5
(17.5)
30.0
8.0
39.7
63.9
102.4
140.2
264.6
(4.1)
(260.6)
30.3
12.1
10.3
172.9
(193.4)
(-20.5)

-0.2

-43.6
(-37.6)
(-6.0)

286.1

-0.8

-0.2

G-R-H postsequester
levels

0.1
-38.4
(-32.5)
(-6.0)

1,220.1
(986.0)
(234.1)

* $50 million or less.

Baseline outlay increases from 1990 to 1991 for entitlements and other mandatory programs are largely
due to increases in the number of beneficiaries and
cost-of-living adjustments. In the case of annually appropriated programs, adjustments for inflation and Federal personnel costs account for much of the increase.
Table A-7 shows baseline outlays by function, administration budget proposals, and the G-R-H post-sequester levels (discussed later in this part). These same estimates, arrayed by agency, are presented in Table A-8.
A more detailed comparison (by function, subfunction,
and program) of baseline and administration policy
outlay estimates appears in Table A-15 at the end of
the part.
Baseline outlays for social security (OASDI) are estimated to increase by $16.3 billion between 1990 and
1991, from $248.5 billion in 1990 to $264.7 billion in
1991. Medicare outlays are estimated to increase by $7.5
billion, from $96.6 billion in 1990 to $104.2 billion in

 O - 1 9 9 0 - 1 2 Q L 3
250-298


1991, largely as a result of increases in medical care
prices and utilization.
Baseline outlays for income security programs, excluding food stamps, are estimated to rise on net by
$9.3 billion, from $131.3 billion in 1990 to $140.6 billion
in 1991. This increase includes $4.2 billion for Federal
employee retirement and disability programs, resulting
from automatic cost-of-living adjustments and increases
in the number of beneficiaries. Outlays for the remaining income security programs excluding food stamps
are estimated to grow by $5.1 billion on net, including
$1.7 billion for the supplemental security income program. Because the food stamp program is assumed to
expire in 1991, baseline outlays for food stamps decrease by $15.1 billion between 1990 and 1991. Table
A-9 shows caseload projections for these and other
major benefit programs and other selected programmatic assumptions.

A-32

THE BUDGET FOR FISCAL YEAR 1991
Table A-8. BASELINE OUTLAYS BY AGENCY
(In billions of dollars)
Baseline

1989 actual

1990 estimate

Legislative Branch
The Judiciary
Executive Office of the President
Funds Appropriated to the President
Department of Agriculture
Department of Commerce
Department of Defense—Military
Department of Defense—Civil
Department of Education
Department of Energy
Department of Health and Human Services, except Social Security.
Department of Health and Human Services, Social Security
Department of Housing and Urban Development
Department of the Interior
Department of Justice
Department of Labor
Department of State
Department of Transportation
Department of the Treasuro
Department of Veterans Affairs
Environmental Protection Agency
General Services Administration
National Aeronautics and Space Administration
Office of Personnel Management
Small Business Administration
Other Independent Agencies
Allowances:
Employee health benefits reform
Reduced Government mail rates
G-R-H aggregate spendout requirement
Undistributed offsetting receipts
Total outlays.
On-budget...,
Off-budget...

2.1
1.5
0.1
4.3
48.3
2.6
294.9
23.5
21.6
11.4
172.3
227.5
19.7
5.2
6.2
22.7
3.7

2.3
1.7
0.2
9.2
48.3
3.9

286.8

230.6
30.0
4.9
-0.5

24.8
22.3
12.3
191.2
244.6
22.8
5.8
6.9
24.9
3.8
28.3
247.2
28.7
5.5
0.3

29.1
0.1
32.5

33.2
1.1
24.2

26.6

11.0

12.0

1991 estimate

2.4
1.8
0.3
12.0
37.7
3.7
296.0
26.1
23.8
13.8
208.7
260.7
22.9

6.1

8.5

26.1

3.8
29.7
255.9
30.5
5.7
0.1
12.9
36.6
0.5
22.4

1991
administration
proposals

j 1991
less 1990

2.7

0.4
0.3
0.1
3.0
0.4
-1.1
5.4
0.8
1.4
1.1
12.9
15.5

2.0

0.3

12.2

48.7

2.8

292.1
25.5
23.7
13.4
204.1
260.1
23.0
5.7
9.0
26.3
4.1

0.2

-0.1

2.1
1.4
0.3
0.5
7.7
1.4
0.3
-0.2
2.1
0.4

28.8

254.9
30.1
5.8
*
14.1
33.6
0.3
23.5

-0.8

-0.7

-0.8

2.3
1.7
0.3
11.7
36.4
3.5

286.1

26.0
23.5
13.1
205.9
260.5

22.8

5.8
8.1
25.9
3.7
29.0
254.6
30.1
5.6
0.1
12.3
36.6
0.4
21.9

-0.8

-15.3

G-R-H postsequester
levels

-0.2

-89.2

-97.3

0.1
-107.8

-112.6

1,142.6
(931.7
(210.9

1,194.8
(971.4)
(223.4)

1,241.0
(1,006.8)
(234.2)

-0.2

1,233.3
(997.4
(236.0

38.5
(25.9)
(12.6)

0.1

-107.8

1,220.1
(234.1)

* $50 million or less.

Table A-9. PROGRAMMATIC ASSUMPTIONS
Fiscal years
1990

Beneficiaries (annual average, in thousands):
Social security (OASDI) 1
Railroad retirement
Federal civil service retirement
Military retirement
Veterans compensation
Veterans pensions
Disabled coal miners programs
Supplemental security income 2
Maintenance assistance (AFDC)
Food stamps 3 4
HUD housing subsidy recipients (households)
Medicaid
Medicare:
Hospital insurance
Supplementary medical insurance
Automatic benefit increases (percent):
Social security and veterans pensions (January)
Federal employee retirement (January)
Food stamps (October) 4
Unemployment rate (percent, annual average):
Total (civilian and military)
Insured 5
Strategic petroleum reserves daily fill rate (thousands of barrels)
1
2
3
4
5

1991

39,354
888
2,184
1,635
2,492
1,106
340
4,605
11,038
19,306
4,402
25,428

40,003
873
2,246
1,668
2,473
1,060
318
4,666
11,195
19,214
4,524
26,579

40,522
857
2,293
1,700
2,456
1,021
296
4,726
11,276
19,105
4,633
27,644

41,035
839
2,340
1,731
2,443
990
275
4,777
11,288
19,051
4,729
28,287

41,504
818
2,377
1,762
2,421
965
257
4,822
11,299
18,967
4,821
28,488

33,202
32,835

33,777
33,406

34,326
33,954

34,862
34,459

35,381
34,958

4.7
4.7
9.1

3.9
3.9
2.8

4.1
4.1
4.2

3.8
3.8
3.7

3.6
3.6
3.6

5.4

5.3
2.1
72

5.2
2.0
64

5.1
1.9
63

5.0
1.9
63

2.2
39

1992

1993

In current pay status as of June.
Includes those receiving federally administered State supplements.
Average monthly participation.
Programmatic assumptions are provided for the food stamp program for informational purposes only. Baseline estimates assume that the program expires under current law after 1990.
This measures unemployment under State regular unemployment insurance as a percentage of covered employment under that program. It does not include recipients




of

1994

extended

its

under

that

program.

A-33

BASELINE ESTIMATES

Outlays for troubled banks and savings and loans
decrease, on net, by $2.0 billion between 1990 and 1991.
Spending by the Resolution Trust Corporation to resolve remaining savings and loan insolvencies increases
between 1990 and 1991. But this and other increases are
more than offset by higher deposit insurance premiums
paid by banks and thrifts, and lower expenses on commercial bank failures and cases previously resolved by
the Federal Savings and Loan Insurance Corporation.
Other large outlay changes are a $10.1 billion increase for national defense, including $0.9 billion for
atomic energy defense activities; a $4.8 billion increase
for Medicaid grants, reflecting caseload increases and
the rising cost of medical care; a $3.5 billion increase
for the Commodity Credit Corporation, primarily because 1990 deficiency payments were held down by the
drought; a $2.9 billion increase for the foreign military
sales program, largely due to loan prepayments of $1.7
billion that reduced net 1990 outlays; and a $0.9 billion
increase for the Customs Service, due to the expiration
of two user fees. Net interest outlays decrease by $1.9
billion between 1990 and 1991 because the baseline assumptions include lower interest rates in 1991.
Baseline Budget Authority

budget authority by function, administration budget
proposals, and the G-R-H post-sequester levels (discussed later in this part). These estimates, arrayed by
agency, are presented in Table A - l l . A more detailed
comparison (by function, subfunction, and program) of
baseline and policy budget authority estimates appears
in Table A-15 at the end of the part.
Increases in baseline budget authority between 1990
and 1991 generally reflect the impact of inflation and
pay costs on discretionary programs and the higher
funding levels that would be necessary to maintain
1990 program levels in real terms in 1991 for mandatory programs. In the case of most trust funds, however,
the funds' receipts automatically become budget authority; thus increases in budget authority for these funds
simply reflect year-to-year growth in expected receipts.
Increases in budget authority of $31.8 billion for
social security and $8.2 billion for medicare (for which
trust fund receipts constitute budget authority) are primarily due to higher payroll tax payments. Budget authority for the national defense function increases by
$14.5 billion, reflecting the impact of inflation and pay
costs on the 1990 appropriated level.

Baseline budget authority is estimated to total
$1,394.2 billion in 1991. Table A-10 shows baseline
Table A-10. BASELINE BUDGET AUTHORITY BY FUNCTION
(In billions of dollars)
Baseline

1991
administration

1989 actual
1990 estimate

National defense:
Department of Defense—Military
Other
International affairs
General science, space, and technology
Energy
Natural resources and environment
Agriculture
Commerce and housing credit
On-budget
Off-budget
Transportation
Community and regional development
Education, training, employment, and social services..
Health
Medicare
Income security
Social security
On-budget
Off-budget
Veterans benefits and services
Administration of justice
General government
Net interest
On-budget
Off-budget
Allowances:
Employee health benefits reform
Reduced Government mail rates
Undistributed offsetting receipts
On-budget
Off-budget
Total budget authority..
On-budget
Off-budget
* $50 million or less.




290.8
8.7
17.3
12.9
4.1
17.0
21,3
61.9
(60.3)
(1.6)
29.3
7.9
38.8
51.7
107.3
173.4
285.0
(5.1)
(279.9)
30.0
10.0
10.6
169.1
(180.5)
(-11.4)

1991 estimate

291.4
10.3
18.6
14.6
5.6
17.0
18.0
15.5
(15.5)

305.4
10.7
19.0
15.2
6.3

31.2
9.0
39.6
60.3
116.9
183.2
310.5
(3.9)
(306.6)
30.0
12.2
10.5
175.6
(191.2)
(-15.6)

32.3
9.6
41.6
65.6
125.1
175.7
342.3
(4.1)
(338.3)
31.1
13.7
11.1
173.7
(194.2)
(-20.5)

Proposed 1991
less 1990

(1.6)
(-4.3)

-0.8

-0.8

-0.2

18.2

22.2
13.9
(13.9)

295.1
11.7
20.0
17.9
3.3
17.6
20.1
14.3
(11.3)
(3.0)
30.3
7.0
42.0
64.8
125.2
198.9
345.1
(4.7)
(340.4)
31.0
12.6
11.4
173.0
(192.9)
(-19.9)

G-R-H postsequester
levels

-0.2

3.8
1.5
1.4
3.3
-2.4
0.7
2.1
-1.2

(-4.1)
(3.0)
-0.9
-2.0

2.3
4.4
8.3
15.7
34.6
(0.8)
(33.8)
1.0
0.4
0.9
-2.6

289.5
10.1
17.7
14.2
5.9
16.7
21.6
13.6
(13.6)
30.1
9.1
39.2
64.3
125.1
174.5
342.3
(4.1)
(338.3)
30.7
12.8
10.3
172.9
(193.4)
(-20.5)

-37.2
(-32.4)
(-4.9)

-36.5
(-30.9)
(-5.6)

-38.4
(-32.5)
(-6.0)

-43.6
(-37.6)
(-6.0)

-7.1
(-6.7)
(-0.4)

-38.4
(-32.5)
(-6.0)

1,309.9
(1,044.6)
(265.3)

1,333.6
(1,048.1)
(285.4)

1,394.2
(1,082.4)
(311.8)

1,396.5
(1,079.0)
(317.5)

62.9
(30.9)
(32.1)

1,362.3
(1,050.5)
(311.8)

A-34

THE BUDGET FOR FISCAL YEAR 1991
Table A - l l . BASELINE BUDGET AUTHORITY BY AGENCY
(In billions of dollars)

1989 actual

Baseline
1990 estimate

Legislative Branch
The Judiciary
Executive Office of the President
Funds Appropriated to the President
Department of Agriculture
Department of Commerce
Department of Defense—Military
Department of Defense—Civil
Department of Education
Department of Energy
Department of Health and Human Services, except Social Security.
Department of Health and Human Services, Social Security
Department of Housing and Urban Development
Department of the Interior
Department of Justice
Department of Labor
Department of State
Department of Transportation
Department of the Treasury
Department of Veterans Affairs
Environmental Protection Agency
General Services Administration
National Aeronautics and Space Administration
Office of Personnel Management
Small Business Administration
Other Independent Agencies
Allowances:
Employee health benefits reform
Reduced Government mail rates
Undistributed offsetting receipts
Total budget authority..
On-budget
Off-budget

2.3
I.5
0.1
II.0

55.7

2.8

290.8
37.2
23.0
11.7
196.6
279.9
14.3
5.5
6.7
29.9
4.1
28.5
232.1
29.9
5.1

0.2

11.0
51.2
0.4
67.5

2.2

1.7
0.3
12.4
55.2
3.6
291.4
36.7
24.1
14.3
212.3
306.6
18.4

6.2

8.6
32.5
4.2
30.2
248.5
29.9
5.4
0.1
12.3
55.6
0.9
17.2

1991 estimate

2.3
1.8
0.3
12.4
44.7
3.7
305.4
38.5
24.3
15.2
231.0
338.3
17.8
6.4
9.4
32.2
4.4
31.2
257.1
31.0
5.6
0.1
12.8
58.5
1.0
16.5

1991
administration
proposals

2.7
2.1
0.4
12.4
55.3
2.5
295.1
38.4
24.6
14.8
232.4
340.4
23.7
5.6
8.9
32.1
5.5
29.3
256.1
30.9
5.4
*
15.2
58.2
0.3
17.8
-0.8

-89.2
1,309.9
(1,044.6)
(265.3)

-97.3
1,333.6
(1,048.1)
(285.4)

-107.8

-0.2
-112.6

1,394.2
(1,082.4)
(311.8)

1,396.5
(1,079.0)
(317.5)

Proposed 1991
less 1990

0.4
0.4
_0.1
*
0.1
-1.0

3.8
1.7
0.5
0.5
20.1
33.8
5.3
-0.7
0.4
-0.4
1.2
-0.8

7.5
1.0
*
-0.1

2.9

2.6
-0.6

0.6

G-R-H postsequester
levels

2.2
1.7
0.3
11.5
43.5
3.5
289.5
38.3
22.8
14.2
229.2
338.3
16.8
5.9
8.8
31.8
4.1
29.1
255.7
30.6
5.2
0.1
12.0
58.2
0.9
15.8

-0.1
-0.1

*

-0.9
-1.2
-0.3
-15.9
-0.2
-1.4
-1.0
-1.8
-1.0
-0.5
-0.6
-0.4
-0.2
-2.1
-1.4
-0.4
-0.4

*

-0.9
-0.2
-0.1
-0.7

-0.8
-0.2

-15.3
62.9
(30.9)
(32.1)

-107.8
1,362.3
(1,050.5)
(311.8)

* $50 million or less.

Gramm-Rudman-Hollings Sequester Estimates

The G-R-H law stipulates that budget deficits must
decrease annually and specifies measures that must be
taken to achieve this result. If by October 15th when
final estimates are required, the estimated baseline deficit exceeds $74 billion (the 1991 deficit target of $64
billion plus the $10 billion "cushion" allowed under the
G-R-H law), a sequester will be triggered to reduce the
baseline deficit.
The current 1991 baseline deficit of $84.7 billion
would require a sequester sufficient to reduce outlays
by $20.7 billion if there were no change in the estimates
when the final sequester report is issued in October.
The final sequester report will be based on the economic and technical assumptions that will appear in
the Mid-Session Review of the 1991 Budget and will
reflect all changes in law enacted prior to the October
report. A provision of the G-R-H law requires that the
aggregate spendout rate (the ratio of new outlays to
new budgetary resources) for discretionary sequesterable resources in the baseline, calculated separately for
defense and nondefense programs, not differ by more
than one-half of one percentage point from the comparable rates contained in the final sequester report for
the previous year. Under current assumptions, the aggregate spendout rate for nondefense programs has de


creased by more than 0.5 percentage point since October 1989, primarily due to the increase in 1990 funding
for anti-drug programs. Consequently, the baseline estimates reflect an upward adjustment of $0.1 billion to
bring the aggregate spendout rate within 0.5 percentage
point of the benchmark rate. Because the aggregate
spendout rate for defense programs is within 0.5 percentage point of the benchmark rate, no adjustment is
currently required.
Composition of baseline outlays.—For defense and
nondefense programs combined, an estimated $816.6 billion in outlays, or 66 percent of total outlays, are associated with budgetary resources exempt from sequestration. The burden of sequester falls on programs that
comprise the remaining 34 percent of budget outlays. Of
these outlays, defense programs account for 46 percent,
special rule nondefense programs account for 25 percent, and other nondefense programs account for 28
percent.
Table A-12 provides further detail on baseline outlay
estimates for 1991. Under the G-R-H law, the President
is granted authority to exempt all military personnel
accounts from sequester. Because the notification to
Congress is not required for this report, Table A-12
presents the composition of baseline estimates under

A-35

BASELINE ESTIMATES

two scenarios: all military personnel are exempt and no
special exemptions are made. An estimated $197.0 billion of 1991 outlays for defense programs, or 64 percent
of total defense outlays, are associated with budgetary
resources that would be subject to an across-the-board
percentage reduction if all defense accounts were sequesterable. If the military personnel accounts were
exempted by the President, $119.0 billion of 1991 outlays or 39 percent of total defense outlays would be
sequesterable.
Table A-12. COMPOSITION OF BASELINE OUTLAY ESTIMATES FOR 1991
(In billions of dollars)
Estimate

Percent of
total

Defense:1
Subject to across-the-board reduction..
Exempt from sequestration

197.0
109.1

15.9

Subtotal, defense programs..

306.1

24.7

1.4
106.3
119.8

0.1

227.5

18.3

262.5
173.7
77.1
70.5
16.4
15.4
4.4
-64.2
151.7

21.1
14.0
6.2
5.7
1.3
1.2
0.4
-5.2
12.2

Subtotal, exempt from sequestration..

707.4

57.0

Subtotal, nondefense programs.

934.9

75.3

1,241.0

100.0

119.0
187.1

9.6
15.1

Nondefense programs:
Subject to sequestration:
Certain programs with automatic spending increases..
Programs subject to special rules
Subject to across-the-board reduction
Subtotal, subject to sequestration
Exempt from sequestration:
Social security
Net interest
Low-income programs
Federal retirement, disability, and workers compensation..
State unemployment benefits
Veterans compensation and pensions
Earned income tax credit
Offsetting receipts and collections
Other

Total
Memorandum:
Defense with all military personnel accounts exempt:
Subject to across-the-board reduction
Exempt from sequestration
1

8.6
9.7

Excludes Federal Emergency Management Agency accounts.

An estimated $227.5 billion of outlays for nondefense
programs, or 24 percent of total nondefense outlays, are
associated with sequesterable budgetary resources.
About $107.6 billion of these outlays, or nearly 12 percent of total nondefense outlays, are associated with
programs with automatic spending increases and certain special rule programs, the largest of which is medicare. The G-R-H law limits the extent of spending reductions for these programs.
Of the total estimated 1991 nondefense outlays of
$934.9 billion, an estimated $119.8 billion—about 13
percent of nondefense outlays—are associated with
budgetary resources subject to an across-the-board percentage reduction. An estimated $707.4 billion of nondefense outlays, 76 percent of total nondefense outlays,
are exempt from sequestration.
Resources subject to sequester.—A sequester does not
reduce outlays directly; rather it permanently cancels
budget authority and other authority to obligate and



expend funds (except that special rules apply to
amounts sequestered in special and trust funds). For
defense programs, sequesterable budgetary resources
are defined to be new budget authority provided for
1991 and unobligated balances of budget authority provided in previous years. For nondefense programs, the
sequesterable budgetary resources are new budget authority; new direct loan obligations, commitments, or
limitations; new guaranteed loan commitments or limitations; obligation limitations; and spending authority
as defined in Section 401(c)(2) of the Congressional
Budget Act of 1974. As defined, spending authority includes various mandatory and permanent appropriations, as well as Federal payments financed by offsetting collections that are credited to budget accounts.
Not all programs and not all budgetary resources are
subject to sequestration. The G-R-H law exempts many
programs and activities of the Federal Government.
The largest are social security benefits, net interest,
certain low-income programs, most Federal retirement
and disability benefits, regular State unemployment insurance benefits, and veterans compensation and pensions. Also exempt from sequestration are the Postal
Service, which was excluded from the G-R-H calculations by OBRA 1989, and the Resolution Funding Corporation and other Government-sponsored enterprises,
whose activities are not reflected in the budget. Outlays
from all obligated balances and outlays from unobligated balances for nondefense programs are generally not
subject to sequestration.
Federal administrative expenses for most otherwise
exempt programs and activities, however, are sequesterable, including programs that are self-supporting. Although budgetary resources available for Federal pay
are subject to sequestration, the G-R-H law provides
that rates of pay for civilian employees (and rates of
pay, basic subsistence allowances, and basic quarters
allowances for members of the uniformed services), or
any scheduled pay increases, may not be reduced pursuant to a sequestration order.
Certain programs and activities, while not exempt,
are subject to special rules that have the effect of limiting the amount of the spending reduction. For example,
the sequestration reduction for medicare, veterans medical care, and certain health programs (but not for the
administrative expenses of these programs) is limited to
2 percent annually. In addition, the total amount of the
automatic spending increases in three programs specified in the G-R-H law is sequesterable, but the program
bases are exempt. Although the Federal share of extended unemployment benefits is sequesterable, if
States act to increase their share by the amount of the
reduction in the Federal share, total budget outlays,
which include both the Federal and State shares, will
not be changed by the sequestration.
For credit programs, the sequesterable budgetary resources are direct loan obligations and guaranteed loan
commitments. In the event of a sequester, the G-R-H
law requires that credit limitations enacted in annual
appropriation acts be reduced, and that de facto limitations be imposed on both types of new credit activity
where there is no enacted limitation.

A-36

THE BUDGET FOR FISCAL YEAR 1991

Sequestration calculations.—As noted earlier, if no
changes were made in the current baseline estimates
before the final sequester report in October, outlay reductions of $20.7 billion, the difference between the
current deficit and the target of $64 billion, would be
required. The outlay reductions would be determined
using the following steps, which are also outlined in
Table A-13.
Table A-13. SEQUESTRATION CALCULATIONS FOR 1991
(In billions of dollars)

Required deficit reduction
Defense Programs:1
Total required outlay reductions
Estimated outlays associated with across-the-board sequesterable budgetary
resources
Uniform reduction percentage
Nondefense programs:
Total required outlay reductions
Estimated savings from automatic spending increases
Estimated savings from the application of special rules:
Guaranteed student loans
Foster care and adoption assistance
Medicare
Other health programs
Amount remaining to be obtained from uniform percentage reductions of budget
resources
Estimated outlays associated with across-the-board sequesterable budgetary
resources 2
Uniform reduction percentage
Memorandum:
Defense with all military personnel accounts exempt:
Total required outlay reductions
Estimated outlays associated with across-the-board sequesterable budgetary
resources
Uniform reduction percentage

20.7
10.3
197.0
5.2
10.3
0.1

1.6

0.2
8.5
126.7
6.7

10.3
119.0
8.7

* $50 million or less.
1 Excludes Federal Emergency Management Agency accounts.
2 Includes $6.8 billion in estimated 1992 outlays for the Commodity Credit Corporation that can be affected by a
1991 sequester and $4.0 billion in outlays from offsetting collections.

First, one-half of the required deficit reduction, $10.3
billion, would be assigned to defense programs (budget
accounts in the national defense function, 050, excluding the Federal Emergency Management Agency) and
the other half to nondefense programs.

Second, savings from eliminating automatic spending
increases in three specific programs—the National
Wool Act, the special milk program, and vocational
rehabilitation—would be applied to the required reduction in outlays for nondefense programs. Savings from
eliminating these adjustments would be $53 million.
Third, the amount of outlay savings to be obtained by
applying four special rules would be calculated. These
special rules are for guaranteed student loans, foster
care and adoption assistance, medicare, and certain
other health programs. The estimated savings, $1.8 billion for 1991, from these special rules would be applied
toward the required spending reductions in nondefense
programs.
The reductions in defense programs and remaining
reductions in nondefense programs would be applied to
budgetary resources on a uniform percentage basis,
computed separately for each category. The uniform
reduction percentages are computed from outlay estimates. The remaining outlay savings to be achieved
separately in defense and nondefense spending would
be divided by the estimated outlays associated with sequesterable budgetary resources in each category. The
two resulting uniform reduction percentages for defense
and nondefense would then be applied separately to all
of the remaining sequesterable budgetary resources
(budget authority, credit authority, and other spending
authority) in each category. Under current estimates,
the uniform percentage reductions would be 6.7 percent
for nondefense programs. For defense programs, the
uniform percentage reduction would be 5.2 percent if
military personnel accounts were sequesterable and 8.7
percent if these accounts were exempted from sequestration.
Baseline Outlays and Budget Authority by Function
and Program

Table A-14 presents baseline totals, 1989 through
1995, split between the on-budget and off-budget components. Table A-15 presents baseline and administration
budget authority and outlay estimates in function
order, with subfunction and program level detail.

Table A-14. BASELINE TOTALS, 1989-1995
(In billions of dollars)
Estimate

1989 actual
1990

1991

1992

1993

1994

1995

1,309.9
(1,044.6)
(265.3)

1,333.6
(1,048.1)
(285.4)

1,394.2
(1,082.4)
(311.8)

1,460.8
(1,127.0)
(333.8)

1,536.1
(1,175.2)
(360.8)

1,608.3
(1,222.8)
(385.5)

1,674.3
(1,266.7)
(407.6)

Outlays
On-budget
Off-budget

1,142.6
(931.7)
(210.9)

1,194.8
(671.4)
(223.4)

1,241.0
(1,006.8)
(234.2)

1,290.4
(1,046.1)
(244.3)

1,343.6
(1,088.8)
(254.7)

1,394.0
(1,129.4)
(264.6)

1,444.4
(1,170.2)
(274.2)

Receipts
On-budget
Off-budget

990.7
(727.0)
(263.7)

1,072.8
(787.4)
(285.4)

1,156.3
(844.5)
(311.8)

1,234.9
(901.1)
(333.8)

1,323.5
(962.6)
(360.8)

1,401.9
(1,016.4)
(385.5)

1,480.8
(1,073.2)
(407.6)

-152.0
(-204.7)
(52.8)

-122.0
(-184.1)
(62.0)

-84.7
(-162.3)
(77.6)

-55.5
(-145.0)
(89.5)

-20.1
(-126.2)
(106.1)

7.9
(-113.0)
(120.9)

36.3
(-97.1)
(133.4)

Budget authority
On-budget
Off-budget

Surplus or deficit ( - )
On-budget
Off-budget




A-37

BASELINE ESTIMATES
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM
(In millions of dollars)
Budget Authority
Function and major programs

Outlays

Baseline
1989 actual

1990 estimate

1991 estimate

1991
administration
proposals

1989 actual

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

050 NATIONAL DEFENSE
051 Department of Defense-Military:
Military personnel
Operation and maintenance
Procurement
Research, development, test and evaluation
Military construction
Family housing
Revolving funds and other
Offsetting receipts
Allowances

78,477
86,221
79,390
37,530
5,738
3,276
940
-736

78,548
86,761
82,561
36,809
5,266
3,221
-727
-1,069

82,056
90,703
86,029
38,370
5,490
3,355
309
-878

79,054
90,092
77,855
37,972
5,578
3,458
2,301
-878
-300

80,676
87.001
81,620
37.002
5,275
3,257
787
-736

75,259
86,132
80,948
36,527
5,420
3,393
182
-1,069

81,656
89,085
80,047
37,298
5,390
3,381
9
-878

78,793
88,328
79,344
36,969
5,490
3,474
827
-878
-201

Subtotal, Department of Defense-Military

290,837

291,369

305,434

295,131

294,880

286,791

295,988

292,145

8,100

9,653

10,059

10,966

8,119

8,903

9,810

10,401

053 Atomic energy defense activities

630

609

638

760

560

648

643

705

299,567

301,631

316,132

306,857

303,559

296,342

306,442

303,251

1,315
226

1,469
274

1,531
286

1,736
225

1,245
247

1,309
259

1,445
294

1,489
243

2,368

2,534

2,653

2,112

2,205

2,349

1,098
489
322
-522

978
418
340
-497

1,020
436
355
-507

2,589
300
898
476
394
-507

1,098
481
175
-522

978
424
195
-497

1,020
436
235
-507

2,343
192
898
472
252
-507

5,296

5,517

5,774

6,111

4,837

4,873

5,271

5,383

4,273
452
465
3,302
125
-951

4,828
499

5,030
587

5,017
587

3,179
116
-158

3,360
121
-224

3,358
95
-224

-2,241
457
580
3,488
133
-951

1,928
499
430
3,414
175
-158

4,838
587
181
3,340
124
-224

4,832
587
181
3,339
97
-224

7,666

8,464

8,874

8,833

1,467

6,288

8,845

8,812

2,059

2,139

2,234

2,175

2,140

2,163

633
82

702
90

732
92

2,283
270
1,414
88

620
91

726
96

730
92

2,195
10
913
88

2,775

2,932

3,058

4,055

2,886

2,962

2,986

3,206

1,126

1,323

1,380

1,232

1,106

1,153

1,380

1,319

482

110
218
139

114
-261
145

114
-261
11

-92

-94

-96

-96

47
278
50
115
-1,119
-92

364
242
3
-138
-1,100
-94

432
273
8
-54
-1,100
-96

424
273
5
-54
-1,100
-96

390

373

-98

-232

-722

-722

-537

-548

17,252

18,608

18,989

19,998

9,574

14,554

17,944

18,172

1,938
913

2,104
1,099

2,192
1,145

2,404
1,274

1,752
891

1,980
1,054

2,138
1,134

2,234
1,231

2,851

3,202

3,337

3,678

2,642

3,033

3,272

3,465

253 Space flight

6,213

6,896

7,205

8,875

6,336

6,833

7,358

8,408

254 Space science, applications, and technology

2,823

3,089

3,232

4,029

2,787

2,873

3,109

3,531

054 Defense-related activities
Total, National Defense
150 INTERNATIONAL AFFAIRS
151 International development and humanitarian assistance:
Multilateral development banks
International organizations
Agency for International Development:
Existing law
Pronosed legislation
P.L. 480 food aid
Refugee assistance
Other
Offsetting receipts
Subtotal, International development and humanitarian assistance..
152 International security assistance:
Foreign military financing
Guaranty reserve fund
Militarv assistance
Economic support fund
Other
Offsetting receipts
Subtotal, International security assistance
153 Conduct of foreign affairs:
Administration of foreign affairs:
Existing law
Prnnnspd Ipphlation
International organizations and conferences
Other
Subtotal, Conduct of foreign affairs
154 Foreign information and exchange activities
155 International financial programs:
Export-Import Bank
Foreign military sales trust fund (net)
International monetary programs
Special defense acquisition fund
Exchange stabilization fund
Offsetting receipts
Subtotal, International financial programs
Total, International Affairs.
250 GENERAL SCIENCE, SPACE, AND TECHNOLOGY
251 General science and basic research:
National Science Foundation programs
Department of Energy general science programs
Subtotal, General science and basic research




A-38

THE BUDGET FOR FISCAL YEAR 1991
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority
Function and major programs

255 Supporting space activities
Total, General Science, Space, and Technology
270 ENERGY
271 Energy supply:
Research and development
Environmental restoration and waste management
Petroleum reserves
Federal power marketing:
Existing law
Proposed legislation
Tennessee Valley Authority
Uranium enrichment:
Existing law
Proposed legislation
Nuclear waste disposal fund
Subsidies for nonconventional fuel production
Rural electric and telephone
REA loan guarantee fee (proposed)

Outlays

Baseline
1989 actual

1990 estimate

1991 estimate

1991
administration
proposals

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

1989 actual

1,061

1,408

1,435

1,278

1,073

1,406

1,455

1,206

12,949

14,596

15,209

17,860

12,838

14,145

15,194

16,609

2,782

3,185

3,700

2,594

2,738

2,945

-446

-440

-422

2,756
429
-409

-454

-465

-440

2,749
215
-433

-57

-56

-200

-529

-531

-436

350

358

433

254

106

151

-117

-56

-85

-206
150
76

-243
171
828

-226
-474
433

-244

-135
85
-252
171
631
-11

-243
17
1,356

-262
*

553

-239
16
1,235

33

-175
170
484

2,789

4,058

4,639

2,280

2,226

1,813

2,890

1,760

314

368

384

183

333
1

341
*

366

326

Subtotal, Energy conservation

314

368

384

183

333

341

366

326

274 Emergency energy preparedness

422

635

660

430

621

472

678

593

222

243

308

189

286

309

316

307

320

319
-296
336

332

282

309

316
-296
329

538

550

628

359

521

568

618

349

4,062

5,611

6,311

3,252

3,702

3,194

4,552

3,029

3,355

3,254

3,437

3,397

3,322

3,415

1,106
212

1,078
230

1,131
239

3,514
8
1,039
195

1,034
201

1,092
235

1,128
222

3,452
66
1,057
202

-361

-376

-432

-432
-2

-361

-376

-432

-432
-2

4,312

4,186

4,374

4,321

4,271

4,273

4,332

4,343

Subtotal, Energy supply
272 Energy conservation:
Energy conservation grants and R&D
Solar Energy and Energy Conservation Bank

276 Energy information, policy, and regulation:
Nuclear Regulatory Commission (NRC)
NRC fee increase (proposed)
Other energy programs
Subtotal, Energy information, policy, and regulation
Total, Energy
300 NATURAL RESOURCES AND ENVIRONMENT
301 Water resources:
Corps of Engineers:
Existing law
Proposed legislation
Bureau of Reclamation
Other
Offsetting receipts:
Existing law
Proposed legislation
Subtotal, Water resources

-149
*

-444
-966
151

302 Conservation and land management:

630

Amprira the beautiful (Dr0D0sed)

Management of national forests, cooperative forestry, and forestry
research (Forest Service)
Management of public lands (BLM):
Existing law

2,672

2,703

2,506

638

893

741

295
1,728

296
1,011

308
1,878

710

732

766

344

328

343

-2,680

-2,761

3,706

3,201

236

304

Prooosed legislation

Mining reclamation and enforcement
Conservation reserve program
Other conservation of agricultural lands:
Existing law
Pronospd legislation

Other resources management

Subtotal, Conservation and land management
303 Recreational resources:
Federal land acquisition:
Existing law
Proposed legislation




735
-50
261 \
1,878

2,526

2,727

2,479

2,444

676

737

742

30a

310
1,992

727
-34
294
1,992

322
1,372

.

1,765

405

325

350

-2,770

756
2
326
-78
-2,810

-2,680

-2,761

-2,770

743
2
338
-78
-2,810

3,772

4,107

3,324

3,809

3,848

4,003

345

233
-202

256

310

298

266
-119

Harrirnrk mininp claim holdinef fee (oroDQsed)

Offsetting receipts

2,458

385

703

713

747

A-39

BASELINE ESTIMATES
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Baseline
1990 estimate

Function and major programs

Urban park and historic preservation funds
Operation of recreational resources:
Existing law
Proposed legislation
Corps of Engineers recreational fee (proposed)
Forest Service recreational fee (proposed)
Offsetting receipts
Subtotal, Recreational resources
304 Pollution control and abatement:
Regulatory, enforcement, and research programs
Hazardous substance response fund
Oil pollution funds (gross)
Sewage treatment plant construction grants
Leaking underground storage tank trust fund
Offsetting receipts:
Existing law
Proposed legislation
Subtotal, Pollution control and abatement
306 Other natural resources:
Program activities
Offsetting receipts
Subtotal, Other natural resources
Total, Natural Resources and Environment
350 AGRICULTURE
351 Farm income stabilization:
Commodity Credit Corporation:
Existing law
Proposed legislation
Crop insurance:
Existing law
Prnnnspd Ippislation

Agricultural credit
Farm Credit System assistance
Temporary emergency food assistance program
Other
Subtotal, Farm income stabilization
352 Agricultural research and services:
Research programs:
Existing law
Proposed legislation
Extension programs
Marketing programs
Markptinp and insDection fees (Dr0D0Sed)

Animal and plant health programs
Animal and olant health insoection fee (DrODOSed)

Economic intelligence
Other programs and unallocated overhead
Offsetting receipts
Subtotal, Agricultural research and services
Total, Agriculture
370 COMMERCE AND HOUSING CREDIT
371 Mortgage credit and deposit insurance:
Mortgage-backed securities (GNMA)
GNMA fee increase (proposed)
Mnrtpapp nurr.hasp activities (GNMA)
Mortgage credit (FHA)
Housing for the elderly or handicapped
Rural housing programs (FmHA)
Federal Deposit Insurance Corporation1
Federal Savings and Loan Insurance Corporation
Resolution Trust Corporation
Payment to the Resolution Funding Corporation




1991 estimate

1991
administration
proposals

30

32

34

34

1,740

1,882

1,974

-iii

-106

-107

1,793
-115
-20
-8
-107

1,895

2,112

2,246

1,701
1,410
31
1,950
50

1,937
1,530
6
1,948
74

-74

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

30

33

33

33

1,643

1,633

1,827

-111

-106

-107

1,818
-70
-20
-8
-107

1,608

1,817

1,871

2,050

1,793

2,023
1,596
6
2,075
77

2,198
1,740
13
1,600
75

1,597
958
15
2,350
33

1,843
1,325
7
2,363
35

1,990
1,490
7
2,346
50

2,114
1,520
8
2,339
49

-94

-148

-150
-33

-74

-94

-148

-150
-33

5,068

5,402

5,629

5,442

4,878

5,478

5,735

5,847

2,022
-16

2,071
-17

2,166
-20

2,186
-20

1,907
-16

2,086
-17

2,186
-20

2,201
-20

2,005
16,987

2,054

2,146

2,167

1,890

2,069

2,167

2,181

16,955

18,168

17,645

16,182

17,499

18,132

18,168

12,246

9,233

13,206

13,206
-1,750

10,582

8,373

11,893

11,870
-1,500

314

386

519

1,103

1,181

768

6,317
175
170
*

5,875
90
169
*

6,018
99
52
*

601
-528
6,050
99
170

2,987
22
161
-10

2,671
-46
172
-8

2,532
3
51
*

811
-381
1,753
3
170
*

19,223

15,753

19,894

17,848

14,846

12,342

15,247

12,726

927

987

1,031

923

999

1,030

361
143

369
146

385
148

360
134

367
144

376
152

339

366

383

362

366

381

211
233
-103

221
235
-104

231
246
-104

1,011
-3
346
168
-10
398
-79
244
253
-104

204
222
-103

219
237
-104

231
247
-104

1,010
-3
342
168
-10
393
-79
242
252
-104

1989 actual

1989 actual

2,112

2,221

2,320

2,223

2,102

2,229

2,314

2,212

21,335

17,973

22,214

20,071

16,948

14,571

17,561

14,938

-31

49

-279

-11
976
433
3,610
2,455
9,017
9,108

-2
2,346
392
2,914
7,841
2
2,334
786

-5
1,812
414
3,355
-58

-279
-10
-5
1,483
414
2,491
-58

7,337
1,726

7,347
1,726

24
1,358
394
4,838
2,450
29,770
18,800

3,654
413
5,012
1,997

2,629
419
4,823
500

2,447
228
3,917
500

786

1,726

11
1,726

A-40

THE BUDGET FOR FISCAL YEAR 1991
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority
Function and major programs

Outlays

1989 actual
1990 estimate

1991 estimate

1991
administration
proposals

Subtotal, Mortgage credit and deposit insurance..
372 Postal service:
Payments to the Postal Service fund:
Existing law
Proposed legislation
Postal Service:
Existing law
Proposed legislation
Subtotal, Postal service.,
376 Other advancement of commerce:
Small and minority business assistance-.
Existing law
Proposed legislation
Science and technology
Economic and demographic statistics
international trade and other:
Existing law
Proposed legislation
Subtotal, Other advancement of commerce..
Total, Commerce and Housing Credit
On-budget.
400 TRANSPORTATION
401 Ground transportation:
Highways
Highway safety
Mass transit
Intercity passenger rail programs
Other railroad programs
Rail safety inspection fee (proposed).
Existing law
Proposed legislation

1989 actual

1990 estimate

-1

Other thrift regulation
National Credit Union Administration..

Baseline
1991 estimate

-19

-53

-122

57,634

11,861

10,096

8,829

25,504

16,556

14,181

436

490

510

523
-112

436

490

510

2,164
791

-310

1,610
2,046

490

510

3,366

127

490

510

460

575

601

431

437

510

320

688

273
1,446

280
1,515

493
-97
301
471

323
588

319
1,651

300
1,440

778

821

878

933

745

847

877

-11

2,246

3,115

3,273

2,090

2,088

3,254

3,129

61,926

15,466

13,880

14,285

27,719

20,300

17,820

(60,317)
(1,610)

(15,466)

(13,880)

(11,330)
(2,955)

(28,029)
(-310)

(20,300)

(17,820)

14,245
328
3,317
604
69

15,165
338
3,245
629
81

15,393
349
3,443
656
75

14,105
354
2,612

13,385
323
3,593
616
-15

13,828
348
3,555
621
-19

14,127
367
3,741
701
83

44

44

46

70
-20

43

44

46

44
-12

18,605

19,501

19,963

17,152

17,946

18,377

19,065

402 Air transportation:
Airports and airways (FAA)
Aeronautical research and technology
Air carrier subsidies

6,591
871
32

7,366
929
31

7,777
976
32

8,578
1,057
24

5,740
855
27

6,468
913
31

7,013
945
28

Subtotal, Air transportation

7,494

8,326

8,786

9,658

6,622

7,412

7,986

2,957

3,055

3,207

3,382

2,779

2,985

3,187

6

91
45

340
-4

325
3,520

Subtotal, Ground transportation..

403 Water transportation:
Marine safety and transportation:
Existing law
Proposed legislation
Proposed Coast Guard fees
Ocean shipping
Panama Canal Commission
Subtotal, Water transportation..
407 Other transportation
Total, Transportation
450 COMMUNITY AND REGIONAL DEVELOPMENT
451 Community development:
Community development block grants
Urban homesteading
Rental housing assistance for the homeless
Rental rehabilitation and rental development
Pennsylvania Avenue Development Corporation




- 6

-200
141

132

22

137
4

141
6

3,112

3,196

3,355

3,322

2,916

3,321

132

143

150

160

124

140

148

29,342

31,167

32,253

30,293

27,608

29,250

30,719

2,650
13

2,915
13
11

3,037
14
11
133

2,752
50
161
70
12

2,913
15
6
275
26

2,995
13
11
280
28

3,057
14
11
265
7

165

6

128
6

6

A-41

BASELINE ESTIMATES
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority
Function and major programs

Other
Subtotal, Community development
452 Area and regional development:
Rural development:
Existing law
Proposed legislation
Indian programs
Regional commissions
Tennessee Valley Authority
Other
Offsetting receipts
Subtotal, Area and regional development
453 Disaster relief and insurance:
Small business disaster loans:
Existing law
Proposed legislation
Disaster relief
Other

Outlays

Baseline
1989 actual

1990 estimate

1991 estimate

1991
administration
proposals

1989 actual

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

227

208

268

231

457

483

480

454

3,061

3,281

3,470

3,277

3,693

3,811

3,833

3,833

2,257

2,244

2,468

963

1,503

1,559

1,180
115
103
207
-349

1,399
152
119
223
-342

1,434
159
125
237
-348

2,286
-3
1,203
55
91
21
-348

861
114
94
211
-349

1,336
113
110
215
-342

1,346
136
103
227
-348

1,538
-3
1,178
128
95
203
-348

3,512

3,795

4,074

3,305

1,894

2,936

3,023

2,791

393

409

-307

658

1,198
344

1,249
359

270
110

140
-59

1,240
119

1,165
113

-30
1,165
66

1,208
100

Subtotal, Disaster relief and insurance

1,308

1,935

2,017

380

-226

2,017

1,278

1,201

Total, Community and Regional Development

7,881

9,011

9,561

6,961

5,361

8,764

8,134

7,825

1,217
4,579

1,397
5,368

1,453
5,583

1,705
5,839

969
4,185

1,245
4,558

1,462
5,126

1,497
5,157

1,966

2,055

2,137

1,881

1,716

2,206

733

732

763

1,956
182
661

755

764

784

2,176
22
681

1,081

1,130

1,175

842

908

1,112

588

607

634

247
930
646

561

577

646

1,001
112
650

10,164

11,290

11,745

12,165

9,193

9,768

11,337

11,296

5,814

6,091

6,334

8,715
-2,363

5,860

5,795

6,282

6,927
-473

4,285

3,856

3,157

3,899

3,846

3,267

566

625

650

3,157
-49
658

607

521

609

500 EDUCATION, TRAINING, EMPLOYMENT, AND SOCIAL SERVICES
501 Elementary, secondary, and vocational education:
School improvement programs
Compensatory education
Education for the handicapped:
Existing law
ProDosed legislation

Impact aid
Vocational and adult education:
Existing law
Proposed legislation
Other
Subtotal, Elementary, secondary, and vocational education
502 Higher education:
Student financial assistance:
Existing law
Proposed legislation
Guaranteed student loan program:
Existing law
Proposed legislation
Higher education
Facilities loan asset sales (proposed)
Other
Subtotal, Higher education
503 Research and general education aids
504 Training and employment:
Training and employment services:
Existing law
Proposed legislation
Worker readjustment
TAA training assistance:
Existing law
Proposed legislation
Older Americans employment
Federal-State employment service
Other
Subtotal, Training and employment
505 Other labor services
506 Social services:
Social services block grant




343

328

365

363

283

344

359

3,267
-40
612
-236
375

11,008

10,899

10,506

10,481

10,649

10,506

10,517

10,433

1,426

1,489

1,614

1,641

1,391

1,510

1,605

1,656

3,783

3,929

4,094

3,453
317
400

3,758

3,870

3,945

3,914
171
20

35

79

71

17

41

67

344
1,068
162

357
1,123
65

372
1,156
68

71
-71
343
1,033
66

323
1,039
155

337
1,098
89

359
1,143
67

67
-21
353
1,090
66

5,392

5,553

5,761

5,612

5,292

5,435

5,580

5,660

802

815

854

877

786

800

832

852

2,700

2,762

2,800

2,800

2,671

2,761

2,798

2,798

A-42

THE BUDGET FOR FISCAL YEAR 1991
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority
Function and major programs

1989 actual

Outlays

Baseline
1990 estimate

Grants to States for special services
Rehabilitation services
Payments to states for foster care and adoption assistance
Child care tax credit (proposed)
Human development services
Domestic volunteer programs
Interim assistance to States for legalization
Points of Light Initiative (proposed)
Other social services

1991 estimate

381
1,668
1,543

389
1,780
1,375

405
1,859
2,088

2,574
170
900

2,770
176
303

2,887
183
840

26

29

30

1991
administration
proposals

42
1,839
2,471
157
3,328
192
303
25
31

1989 actual

Baseline
1990 estimate

1991 estimate

383
1,623
1,344

390
1,829
1,407

400
1,837
1,907

2,835
163
323

2,497
172
526

2,812
175
763

32

29

30

1991
administration
proposals

150
1,821
2,330
157
3,014
180
601
25
30

9,962

9,583

11,093

11,188

9,374

9,611

10,720

11,107

38,754

39,630

41,574

41,964

36,684

37,630

40,591

41,005

34,858

40,230

45,015

44,902
25

34,604

40,230

45,015

44,902
25

2,374

3,727

3,510

623

2,547

3,213

4,784

5,916

6,162

3,510
-726
149
6,195

3,937

5,134

5,673

3,213
-726
149
5,755

Subtotal, Health care services

42,017

49,873

54,687

54,054

39,164

47,910

53,902

53,318

552 Health research:
National Institutes of Health research
Other research programs

6,824
883

7,217
1,099

7,526
1,147

7,561
1,184

6,688
637

6,944
923

7,269
1,084

7,257
1,084

7,706

8,316

8,673

8,744

7,325

7,867

8,353

8,341

321
208
45

360
238
71

373
248
74

369
65
66

304
213
28

335
214
42

349
232
63

350
145
63

575

669

695

500

545

590

644

558

976
420

1,039
445

1,085
466

1,004
471

945
411

1,013
437

1,081
458

1,019
462

Subtotal, Social services
Total, Education, Training, Employment, and Social Services
550 HEALTH
551 Health care services:
Medicaid grants:
Existing law
Proposed legislation
Federal employees' health benefits-.
Existing law
Proposed legislation
Accrual retirement system (proposed)
Other health care services

Subtotal, Health research
553 Education and training of health care work force:
National Institutes of Health research training
Clinical training
Other
Subtotal, Education and training of health care work force
554 Consumer and occupational health and safety:
Consumer safety
Occupational safety and health
Subtotal, Consumer and occupational health and safety
Total, Health
570 MEDICARE
571 Medicare:
Hospital insurance (HI):
Existing law
Proposed legislation
Supplementary medical insurance (SMI):
Existing law
Prnnosed legislation
Medicare premiums and collections:
Existing law
Prnnnwri legislation
Intprfnnrl transactions
Catastrophic hospital reserve fund
QMI natastrnnhic
SMI, catastrophic premium
Total, Medicare
600 INCOME SECURITY
601 General retirement and disability insurance (excluding
social security):
Railroad retirement:
Existing law
Prooosed legislation
Special benefits for disabled coal miners
Pension Benefit Guaranty Corporation




1,397

1,485

1,551

1,476

1,356

1,451

1,539

1,481

51,694

60,341

65,606

64,775

48,390

57,819

64,438

63,698

75,117

80,383

87,488

87,488
2,007

58,238

63,748

66,663

66,613
-3,350

42,147

46,179

49,530

49,530
-1,904

38,215

44,460

49,388

49,404
-2,154

-10,473

-11,239

-11,899

-11,899
2

-10,473

-11,239

-11,899

-11,899
2

530
1,135
-1,117

1,558
39
383
-370

102
-1,117

9
-370

107,339

116,933

125,119

125,224

84,964

96,609

104,153

98,615

4,947

5,039

5,078

4,193

4,274

4,460

1,585

1,494

1,423

5,045
-142
1,400

1,524
-149

1,542
-708

1,515
-464

4,402
-37
1,492
-466

A-43

BASELINE ESTIMATES
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(in millions of dollars)
Budget Authority

Outlays

Baseline
1990 estimate

Function and major programs

Other
Subtotal, General retirement and disability insurance (excluding
social security)
602 Federal employee retirement and disability:
Civilian retirement and disability programs:
Existing law
Proposed legislation
Military retirement:
Existing law
Proposed legislation
Federal employees workers' compensation (FECA)
Federal employees life insurance fund
Subtotal, Federal employee retirement and disability
603 Unemployment compensation:
Existing law
Proposed legislation
Subtotal, Unemployment compensation
604 Housing assistance:
Subsidized housing
Renewal of Section 8 contracts
HOPE grants
Public housing operating subsidies
Public housing modernization
Low-rent public housing loans
Transitional housing and emergency shelter for the homeless
Other housing assistance
Subtotal, Housing assistance
605 Food and nutrition assistance:
Food stamps:
Existing law
Proposed legislation
Child nutrition:
Existing law
Proposed legislation
Marketing orders fee (proposed)
Women, infants, and children
Other nutrition programs
Subtotal, Food and nutrition assistance
609 Other income security:
Supplemental security income (SSI):
Existing law
Proposed legislation
Family support payments:
Existing law
Proposed legislation
JOBS training program for welfare recipients
Earned income tax credit (EITC)
Fiscal assistance for Puerto Rico
Refugee assistance
Low income home energy assistance
Other
Subtotal, Other income security
Total, Income Security
650 SOCIAL SECURITY
651 Social security:
Old-age and survivors insurance (OASI):
Existing law
Proposed legislation
Disability insurance (Dl):
Existing law




1991 estimate

1991
administration
proposals

85

99

108

108

6,618

6,632

6,609

49,576

52,589

33,907

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

83

93

101

101

6,410

5,650

5,202

5,611

5,492

55,706

55,497
893

29,522

31,809

34,605

34,605
-2,182

33,456

35,153

35,005

20,184

21,451

22,766

294

191
3

294
9

294
9

284
-839

181
-922

287
-940

22,766
-673
287
-940

83,777

86,239

91,162

91,698

49,151

52,520

56,719

53,864

22,548

24,818

24,054

24,178
-124

15,616

18,098

18,561

18,720
-119

22,548

24,818

24,054

24,054

15,616

18,098

18,561

18,601

6,973

7,299
1,074

7,606
1,123

13,334

12,250

13,650
59

14,408
276

15,141

1,706

1,793

1,868

1,519

1,788

1,838

1,819

558
126
204

400
200
309

200
208
323

250
1,826
1,847
200
215
306

731
64
151

487
105
206

281
145
266

281
145
277

9,568

11,076

11,329

17,977

14,715

16,295

17,217

17,663

13,824

15,706

15,477
-70

13,725

15,306

186

15,467
-68

4,591

4,887

5,104

5,106
-462

4,556

5,002

5,236

1,929
918

2,126
1,131

2,215
937

2,215
935

1,942
970

2,127
983

2,210
927

5,238
-415
-6
2,210
924

21,262

23,851

8,256

23,200

21,192

23,418

8,559

23,350

12,474

12,295

14,201

15,156
-55

12,555

12,494

14,201

14,456
-55

11,140

11,693

12,657

11,166

12,085

12,664

4,002

463
4,193

1,000
4,369

4,002

346
4,193

880
4,369

382
1,383
202

369
1,393
220

384
1,452
230

12,657
-32
1,000
4,369
825
369
1,050
215

389
1,393
201

385
1,372
214

381
1,444
223

12,664
-32
880
4,369
823
371
1,079
215

29,584

30,626

34,293

35,553

29,706

31,090

34,161

34,769

173,357

183,242

175,703

198,894

136,031

146,623

140,828

153,738

260,505

281,934

310,249

310,249
2,570

209,151

223,587

238,364

238,436
-2

24,482

28,566

32,074

32,074

23,391

24,866

26,363

26,394

1989 actual

1989 actual

A-44

THE BUDGET FOR FISCAL YEAR 1991
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

284,987

310,500

342,323

345,115

(5,069)
(279,918)

(3,875)
(306,625)

(4,065)
(338,258)

(4,722)
(340,393)

11,305

11,423

11,287
347

,11,287
177

11,650

10,622

11,305
320

11,305
163

3,882

3,805

3,762

4,024

3,534

3,768

151
1,430
29
-412

137
1,440
27
-417

156
1,394
27
-359

3,762
-48
156
1,394
27
-359

142
1,174
-34
-412

150
1,225
-6
-417

156
1,208
6
-359

3,768
-48
156
1,208
6
-359

16,384

16,416

16,614

16,396

16,544

15,108

16,404

16,200

654

498

502

502

-234

-173

-181

-181

663
105
-319
15
-6

506
69
-147
7
-6

509
74
-151
*

509
74
-151
*

-5

-5

Function and major programs
1989 actual

1990 estimate

1991 estimate

1991
administration
proposals

232,542

248,454

264,728

264,811

(5,069)
(227,473)

(3,875)
(244,579)

(4,065)
(260,663)

(4,722)
(260,089)

1989 actual

222

Proposed legislation
Total, Social Security
On-budget
Off-budget
700 VETERANS BENEFITS AND SERVrCES
701 Income security for veterans:
Service-connected compensation:
Existing law
Proposed legislation
Non-service-connected pensions:
Existing law
Proposed legislation
Burial and other benefits
National service life insurance trust fund
All other insurance programs
Insurance program receipts
Subtotal, Income security for veterans
702 Veterans education, training, and rehabilitation:
Readjustment benefits (Gl Bill and related programs)
Post-Vietnam era education
All-volunteer force educational assistance trust fund
Veterans jobs program
Other

-17

325

322

322

459

429

427

427

10,888

11,326

11,864

10,514

11,155

11,685

259
523

259
571

271
596

12,227
54
247
736
-481

231
744

257
704

266
615

12,044
54
248
644
-481

-146

-119

-124

-404
364

-146

-119

-124

-404
364

11,523

12,037

12,606

12,744

11,343

11,997

12,442

12,469

314

512

512
-108

898

478

507

507
-95

-20

Subtotal, Hospital and medical care for veterans

421

778

Subtotal, Veterans education, training, and rehabilitation
703 Hospital and medical care for veterans:
Medical care and hospital services:
Existing law
Proposed legislation
Medical administration, research, and other
Construction
Third-party medical recoveries (proposed)
Fees and other charges for medical services:
Existing law
Proposed legislation

704 Veterans housing:
Loan guaranty revolving fund:
Existing law
Proposed legislation
Direct loan revolving fund:
Existing law
Proposed legislation
Guaranty and indemnity fund:
Fxistinp law
Proposed legislation
HUD participation sales trust fund

Baseline

-19

-14

-14
14

-110

-130

-130
-114

81

.

81
- 1

*

778

314

593

484

878

350

363

167

838

863

904

783

922

894

81

76

81

959
4
82

60

81

95

946
4
96

919

940

985

1,045

843

1,003

989

1,045

Total, Veterans Benefits and Services

30,025

30,030

31,119

30,990

30,066

28,888

30,625

30,308

750 ADMINISTRATION OF JUSTICE
751 Federal law enforcement activities:
Criminal investigations (DEA, FBI, and OCDE)
Alcohol, tobacco, and firearms investigation (ATF)
Border enforcement activities (Customs and INS)
Customs user fees:
Existing law

1,974
240
2,459

2,263
264
2,585

2,368
277
2,669

2,670
275
2,542

2,037
237
2,448

2,117
264
2,496

2,226
276
2,569

2,458
274
2,522

-873

-898

-873

-898

Subtotal, Veterans housing
705 Other veterans benefits and services:
Cemeteries, administration of veterans benefits, and other:
Existing law
ProDosed legislation
Non-VA support programs
Subtotal, Other veterans benefits and services




A-45

BASELINE ESTIMATES
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority
Function and major programs

Proposed legislation
Protection activities (Secret Service)
Other enforcement
Subtotal, Federal law enforcement activities
752 Federal litigative and judicial activities:
Civil and criminal prosecution and representation
Federal judicial activities
Representation of indigents in civil cases
Subtotal, Federal litigative and judicial activities
753 Federal correctional activities
754 Criminal justice assistance
Total, Administration of Justice
800 GENERAL GOVERNMENT
801 Legislative functions
802 Executive direction and management
803 Central fiscal operations:
Collection of taxes
Other fiscal operations:
Existing law
Proposed legislation
Subtotal, Central fiscal operations
804 General property and records management:
Federal buildines fund
Property receipts
Records management
Other
Subtotal, General property and records management
805 Central personnel management:
Existing law
Proposed legislation
Subtotal, Central personnel management
806 General purpose fiscal assistance:
Payments and loans to the District of Columbia
Payments to States and counties from Forest Service receipts
Payments to States from receipts under the Mineral Leasing Act
Payments to States and counties from Federal land management
activities
Payments in lieu of taxes
Payments to territories and Puerto Rico
Other.
Subtotal, General purpose fiscal assistance
808 Other general government:
Compacts of free association
Territories
Treasury claims
Other
Subtotal, Other general government

Outlays

Baseline
1990 estimate

1991 estimate

1991
administration
proposals

375
523

384
490

401
513

-806
416
536

4,697

5,089

6,229

1,476
1,503
309

1,753
1,733
317

3,288

1990 estimate

1991 estimate

1991
administration
proposals

376
443

394
569

403
522

-806
415
541

5,633

4,667

4,942

5,996

5,404

1,843
1,822
330

2,024
2,091
317

1,420
1,528
307

1,539
1,724
306

1,784
1,822
328

1,938
2,071
317

3,803

3,995

4,432

3,255

3,569

3,934

4,325

1,553

2,536

2,647

1,746

1,044

1,417

2,170

2,230

424

774

802

749

455

540

660

648

9,963

12,202

13,672

12,560

9,422

10,468

12,761

12,608

1,807

1,779

1,868

2,147

1,651

1,827

1,915

2,161

137

290

303

357

129

178

288

321

5,195

5,500

5,763

6,135

5,270

5,486

5,594

5,930

705

363

-10

-124
81

300

175

-26

-123
74

5,900

5,863

5,753

6,092

5,570

5,660

5,568

5,882

-75
424
256

25
-189
125
281

26
-191
131
294

-216
129
253

-429
-75
126
36

101
-189
199
339

-40
-191
235
325

-40
-216
232
300

605

242

261

166

-341

450

329

276

146

156

163

163
1

134

168

160

160
1

146

156

163

164

134

168

160

161

529
371
432

505
363
471

546
366
464

505
366
483

509
362
432

525
361
458

556
365
478

514
365
497

130
105
196
280

145
105
199
280

165
109
210
280

165
105
210
281

128
104
209
316

238
105
199
281

164
109
210
280

164
105
210
281

2,043

2,068

2,140

2,114

2,061

2,166

2,162

2,136

113
121
510
78

184
109
427
115

172
114
427
618

168
102
427
627

153
116
510
34

201
118
427
90

169
109
427
605

167
100
427
614

822

835

1,330

1,324

813

836

1,310

1,307

1989 actual

809 Deductions for offsetting receipts:

1989 actual

-52

fim/pmmpnt-snnnsored enterorise fees (DroDOsed)

Other:
Existing law

Baseline

-893

-725

-725

-52

-725
-185

-893

-725

-725

-725
-185

Subtotal, Deductions for offsetting receipts

-893

-725

-725

-962

-893

-725

-725

-962

Total, Genera! Government

10,568

10,508

11,093

11,402

9,124

10,560

11,007

11,282

240,863

254,860

261,026

260,084

240,863

254,860

261,026

260,084

900 NET INTEREST
901 Interest on the public debt:
Existing law




A-46

THE BUDGET FOR FISCAL YEAR 1991
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Baseline

Function and major programs

1989 actual

1990 estimate

1991
administration
proposals

1991 estimate

Baseline
1989 actual
1990 estimate

1991 estimate

-321

Proposed legislation

1991
administration
proposals

-321

240,863

254,860

261,026

259,763

-45,221

-48,913

-48,908
-259

-40,547

-45,221

-48,913

-48,908
-259

-45,221

-48,913

-49,167

-40,547

-45,221

-48,913

-49,167

-15,610

-20,470

-20,470
580

-11,395

-15,610

-20,470

-20,470
580

-15,610

-20,470

-19,890

-11,395

-15,610

-20,470

-19,890

-14,330
1,777
20
-2,378
-1,232
-3,642

-13,148
1,971
22
-2,362
-1,450
-3,448

-12,786
1,976
22
-1,653
-1,559
-3,926

-12,684
1,976
22
-1,638
-1,534
-3,870

-14,330
1,777
20
-2,378
-1,232
-3,642

-13,148
1,971
22
-2,362
-1,450
-3,448

-12,786
1,976
22
-1,653
-1,559
-3,926

-12,684
1,976
22
-1,638
-1,534
-3,870

-19,784

Subtotal, Other interest

240,863

-11,395

908 Other interest:
Interest on loans to Federal Financing Bank
Interest on refunds of tax collections
Interest on uninvested funds
Interest on loans to CCC
Interest on loans to FmHA
Other

259,763

-11,395

Subtotal, Interest received by off-budget trust funds

261,026

-40,547

Subtotal, Interest received by on-budget trust funds
903 Interest received by off-budget trust funds:
Existing law
Proposed legislation

254,860

-40,547

Subtotal, Interest on the public debt
902 Interest received by on-budget trust funds:
Existing law
Proposed legislation

-18,416

-17,926

-17,728

-19,784

-18,416

-17,926

-17,728

169,137

175,614

173,716

172,979

169,137

Total, Net Interest

(180,532)
(-11,395)

On-budget
Off-budget

175,614
(191,224)
(-15,610)

173,716

172,979

(194,186)
(-20,470)

(192,869)
(-19,890)

920 ALLOWANCES
924 Employee health benefits reform:
Proposed legislation

(180,532)
(-11,395)

(191,224)
(-15,610)

(194,186)
(-20,470)

(192,869)
(-19,890)

-850
-850

-220

-220

Subtotal, Reduced government mail rates

-850

-220

Subtotal, Employee health benefits reform
925 Reduced government mail rates:

-850

-220

928 Allowance for contingencies
Relatively uncontrollable programs
Subtotal, Allowance for contingencies
63

929 G-R-H aggregate spend-out requirement
-1,070

Total, Allowances
950 UNDISTRIBUTED OFFSETTING RECEIPTS
951 Employer share, employee retirement (on-budget):
Military retired contributions
Contributions to HI trust fund
Contributions from Postal Service:
Existing law
Prnnosed legislation
Contributions from other civilian agencies

-1,070

-18,480
-2,007

-16,638
-2,231

-16,490
-2,231

-18,480
-2,007

-16,378
-2,157

-16,638
-2,231

-16,490
-2,231

-3,759

-4,120

-3,759

-4,120

-5,972

-6,462

-4,120
-647
-6,591

-3,433

-5,505

-5,505

-5,972

-6,462

-4,120
-647
-6,591

-29,425
;

-16,378
-2,157

-3,433

Subtotal, Employer share, employee retirement (on-budget)
952 Employer share, employee retirement (off-budget)^

63

-28,266

-29,452

-30,079

-29,425

-28,266

- 29,452

-30,079

-4,858

-5,581

, -5,962

-5,962

-4,858

-5,581

-5,962

-5,962

-2,999

-2,999

-2,929

-2,615

-2,999

-2,999

-2,929

953 Rents and royalties on the Outer Continental Shelf

-2,615

-1,285
959 Other undistributed offsetting receipts:
^ n p r t r n m auction

FHO ( n r o D O s e d )

.

Lease of petroleum reserve (proposed)

On-budget
Off-budget




-2,252
-1,000

-2,252
-1,000

-3,252

Subtotal, Other undistributed offsetting receipts
Total, Undistributed Offsetting Receipts

-1,285

.

-37,212

-36,462

-38,413

.

(-32,354)
(-4,858)

(-30,881)
(-5,581)

(-32,451)
(-5,962)

-43,578

-3,252
-37,212

(-32,354)
(-37,615)
(-5,962) 1 (-4,858)

-36,462

-38,413

-43,578

(-30,881)
(-5,581)

(-32,451)
(-5,962)

(-37,615)
(-5,962)

A-47

BASELINE ESTIMATES
Table A-15. BASELINE BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority
Function and major programs

Baseline

Outlays

1990 estimate

Total
On-budget
Off-budget
fJVU UluUOdllU Ul ICOO.
1

1991 estimate

1991
administration
proposals

1,309,913

1,333,556

1,394,230

1,336,476

(1,044,638)
(265,275)

(1,048,122)
(285,434)

(1,082,404)
(311,826)

(1,078,980)
(317,496)

1989 actual

Baseline
1990 estimate

1,142,643
(931,732)
(210,911)

Beginning in 1990, the Federal Deposit Insurance Corporation includes data for the Bank Insurance Fund, the FSUC Resolution Fund, and the Savings Association Insurance Fund.




1991 estimate

1991
administration
proposals

1,194,821

1,240,995

1,233,331

(971,434)
(223,388)

(1,006,764)
(234,230)

(997,374)
(235,957)

1989 actual

I




RECEIPTS, USER FEES, AND OTHER COLLECTIONS
GOVERNMENTAL RECEIPTS
Receipts (budget and off-budget) are taxes and other
collections from the public that result from the exercise
of the Government's sovereign or governmental powers.
The difference between receipts and outlays determines
the surplus or deficit.
l B - l RECEIPTS BY SOURCE
(in billions of dollars)

Source

Individual income taxes
Corporation income taxes
Social insurance taxes and contributions
On-budget
Off-budget
Excise taxes
Estate and gift taxes
Customs duties and fees
Miscellaneous receipts
Total receipts

On-budget
Off-budget

1989
actual

Estimate
1990

1991

1992

1993

445.7
103.6

489.4
112.0

528.5
129.7

561.5
140.6

593.6
154.7

359.4
(95.8)
(263.7)
34.1
8.7
16.3
22.8

385.4
(99.9)
(285.4)
36.2
9.3
16.8
24.4

421.4
(106.9)
(314.5)
37.6
9.8
18.6
24.6

449.7
(112.3)
(337.4)
39.2
10.3
20.1
25.0

481.4
(119.5)
(361.9)
40.8
10.4
21.5
25.2

1,073.5

1,170.2

1,246.4

1,327.6

990.7

(727.0)
(263.7)

(788.0)
(285.4)

(855.7)
(314.5)

(909.0)
(337.4)

(965.6)
(361.9)

Growth in receipts.—Total receipts in 1991 are estimated to be $1,170.2 billion, an increase of $96.8 billion
or 9.0 percent from the $1,073.5 billion estimated for
1990. Receipts are projected to grow at a much slower
average annual rate of 6.5 percent between 1991 and
1993, to $1,327.6 billion. Because the growth in 1991
receipts exceeds the growth in GNP, the receipts share
of GNP is projected to rise from 19.6 percent in 1990 to
19.9 percent in 1991. GNP grows faster than receipts in
subsequent years, causing the receipts share of GNP to
decline to 19.6 percent by 1993. This is still well above
the average receipts shares of GNP of 18.3 percent and
19.0 percent realized in the 1970s and 1980s, respectively.
The year-to-year growth in the level of receipts and
in the receipts share of GNP can be divided between
changes attributable to growth in the tax base—largely
due to increased incomes resulting from both real economic growth and inflation—and to revisions in the tax
structure. For example, under the Administration's
forecast and the tax rates and structure in effect on
January 1, 1988, receipts would have risen by $66.3
billion in 1990 and $75.2 billion in 1991. The receipts
share of GNP would have remained unchanged in 1990
and 1991 at 19.2 percent. Administrative action and
enacted and proposed tax changes increase the growth
in receipts in 1990 and 1991 by $16.4 billion and $21.6
billion, respectively, and increase the growth in the
receipts share of GNP by 0.3 percentage point in each
year.



Table B-2. COMPONENTS OF CHANGES IN RECEIPTS
1990

Growth in receipts (in billions of dollars):
Under existing iaw and administrative action and
proposed legislation
Under tax rates and structure in effect January 1,
1988
Difference
Growth in receipts share of GNP (percent):
Under existing law and administrative action and
proposed legislation
Under tax rates and structure in effect January 1,
1988
Difference

1991

1992

1993

82.8

96.8

76.1

81.2

66.3
16.4

75.2
21.6

71.9
4.2

78.4
2.8

0.3

0.3

-0.2

,-0.1

0.3

-0.2
0.3

-0.1

Table B-3. CHANGES IN RECEIPTS
(In billions of dollars)
1989

Receipts under tax rates and structure in effect
January 1,1988 1
Administrative action
Enacted legislative changes:
Medicare Catastrophic Coverage Act of 1988....
Family Support Act of 1988
Technical and Miscellaneous Revenue Act of
1988
Financial Institutions Reform, Recovery and
Enforcement Act
Treasury, Postal Service, and General Government Appropriations Act for 1990
Medicare Catastrophic Coverage Repeal Act
Omnibus Budget Reconciliation Act of 1989 5 ...
Social security taxable earnings base increases: 2
$45,000 to $48,000 on Jan. 1,1989
$48,000 to $51,300 on Jan. 1, 1990
$51,300 to $54,300 on Jan. 1, 1991
$54,300 to $57,600 on Jan. 1, 1992
$57,600 to $61,200 on Jan. 1, 1993
Social security (0ASDHI) tax rate increases: 2 3
15.02% to 15.3% effective Jan. 1,1990
Other
Proposed legislation and administrative action
Total, receipts under existing and proposed legislation and administrative
action 4

1990

1991

1992

1993

989.3 1,055.6 1,130.9 1,202.7 1,281.1
-0.1 - 0 . 2 - 0 . 3 - 0 . 3
0.5
0.1

7.0
0.2

7.5
0.3

7.1
0.3

-0.8

-0.5

-0.1

-0.3

0.3

0.5

0.3

0.2
0.6
1.0
-7.5 -7.5 -7.1
0.1
5.7
3.5
3.6
1.5

4.2
1.6

-0.3

7.4
0.4

1.2

-7.4
5.4

-0.2

4.9
4.5
1.5

5.9
5.4
4.3
1.7

7.0
6.5
5.1
4.9
1.8

6.0

10.3 10.7 11.5
-0.3 -0.3 -0.3
0.6 13.9 11.4
4.1

990,7 1,073.5 1,170.2 1,246.4 1,327.6

These estimates assume a social security taxable earnings base of $45,000 through 1993.
2 When the tax rate and the taxable earnings base increase at the same time, dividing up the total effect on receipts
is arbitrary to some small extent because of an interaction effect. The increase in receipts due to this interaction effect
is attributed to the rate and base changes in proportion to the increases in receipts thai would occur if the rate and
base were each changed separately.
3 The combined employer-employee old age and survivors, disability, and hospital insurance (0ASDHI) tax rate
4 These estimates include both the direct and indirect effects of administrative action and legislative changes
5 Excludes the effect of FICA base changes shown below.
1

The increase in the combined employer-employee
social security (OASDHI) tax rate to 15.3 percent on
January 1, 1990, and annual increases in the social
security taxable earnings base together account for
$10.3 billion and $9.5 billion, respectively, of the yearto-year growth in 1990 and 1991 receipts above the
levels that would have been realized under the tax
A-49

A-50

THE BUDGET FOR FISCAL YEAR 1991

rates and structure in effect on January 1, 1988. The
Administration's proposals account for $13.3 billion of
the additional growth in 1991 receipts.
For 1992 and 1993, receipts would have risen by $71.9
billion and $78.4 billion, respectively, under the Administration's forecast and the tax rates and structure in
effect on January 1, 1988. Administrative action and
enacted and proposed tax changes increase the growth
in receipts in 1992 and 1993 by $4.2 billion and $2.8
billion, respectively.
Composition of receipts.—The Federal tax system will
rely predominantly on income and payroll taxes in
1991, with these sources accounting for 92.3 percent of
1991 receipts. The Federal tax system will continue to
rely predominantly on these sources of receipts in 1993;
however, their combined share will rise to 92.6 percent.
ENACTED LEGISLATION

Four major laws were enacted in 1989 that affect
receipts: the Financial Institutions Reform, Recovery
and Enforcement Act (FIRREA); the Treasury, Postal
Services and General Government Appropriations Act
for 1990; the Omnibus Budget Reconciliation Act of
1989; and the Medicare Catastrophic Coverage Repeal
Act of 1989. The major provisions of these laws are
described below:
Financial Institutions Reform, Recovery and Enforcement Act—1This Act repealed the three provisions providing tax relief to financially troubled thrift institutions that the Technical and Miscellaneous Revenue
Act of 1988 had extended through December 31, 1989
and expanded to apply to troubled banks. The repealed
provisions excluded certain assistance payments from
gross income, relaxed the rules for tax-free reorganizations, and permitted the carry forward of net operating
losses.
Treasury, Postal Services and General Government
Appropriations Act for 1990.—To close the gap between
taxes owed and taxes voluntarily paid, additional funds
were provided to IRS for tax law enforcement. This
funding will help IRS ensure that taxpayers are correctly reporting income and will improve collections from
amounts past due.
Medicare Catastrophic Coverage Repeal Act of 1989.—
The supplemental premium based on income tax liability, which became law under the Medicare Catastrophic
Coverage Act of 1988 and was mandatory for all individuals eligible for medicare hospital insurance (Part
A), was repealed retroactive to January 1, 1989.
Omnibus Budget Reconciliation Act of 1989.—This Act
increased receipts by a net $6.1 billion in 1990 and $4.6
billion in 1991 in a manner consistent with President
Bush's pledge not to raise new taxes. The major revenue provisions of this Act are described below.
Speed-up payroll tax deposit—Under prior law, employers were required to deposit withheld individual
income tax and payroll tax liability as frequently as
eight times per month, provided that the amount to be
deposited equaled or exceeded $3,000. Deposits were required to be made within three banking days after the



close of the deposit period. Effective for deposits made
after July 31, 1990, employers holding withheld liability
greater than or equal to $100,000 are required to deposit that amount by the close of the "applicable banking
day" following the day on which the withheld amount
reaches $100,000. For calendar years 1990, 1993 and
1994 the applicable banking day is the first, for calendar year 1991 it is the second, and for calendar year
1992 it is the third. For calendar year 1995 and succeeding years regulations will be issued regarding the applicable banking day. (See the following discussion of receipts proposals for the Administration's proposed modification of these deposit requirements.)
Modify tax treatment of employee stock ownership
plans (ESOPs). —Under prior law, one-half of the interest received by a bank or other lender with respect to
an ESOP loan was excludable from income. In addition,
dividends paid by a company to an ESOP and used to
repay an ESOP loan were deductible by the company.
This Act limits the interest exclusion to loans that are
not more than 15 years in length and to loans made to
an ESOP that owns more than 50 percent of the company and that passes through all voting rights to employees. The Act also limits the dividend deduction to those
dividends paid with respect to stock acquired with the
proceeds of the loan.
This Act also repeals the estate tax deduction equal
to 50 percent of the proceeds of a sale of stock to an
ESOP, repeals the provision permitting an ESOP to
assume estate tax liability, repeals the rule providing
that certain employer securities are not taken into account in determining whether an ownership change has
occurred for purposes of the net operating loss rules,
and eliminates the special $60,000 limit on annual contributions that may be made to an ESOP on behalf of
any one employee.
Suspend airport and airway trust fund tax trigger.—
Under prior law, the excise taxes (except for the international air passenger departure tax) dedicated to the
airport and airway trust fund were scheduled to be
reduced by 50 percent on January 1, 1990, because appropriations for the capital programs funded by these
taxes were less than 85 percent of authorized amounts
for 1988 and 1989. This Act suspends the trigger for 1
year, through December 31, 1990.
Impose a fee on ozone-depleting chemicals.—Effective
January 1, 1990, a fee is imposed on certain ozonedepleting chemicals sold or used by the manufacturer
or importer of the chemical, and on the ozone-depleting
content of imported products sold or used by the importer of the product. The amount of the fee is determined by multiplying a base fee amount by a factor—
ranging from 0.6 to 10.0—that represents the ozonedepleting potential of the chemical. The base fee per
pound is $1.37 for calendar years 1990 and 1991, $1.67
for calendar year 1992, and $2.65 for calendar years
1993 and 1994. Thereafter, the base fee increases by
$0.45 per pound per year.
Include deferred compensation in the indexing of the
social security wage base.—Contributions to deferred
compensation plans, including amounts deferred in
401(k) plans, are included in the determination of average total wages for purposes of determining the social

A-51

RECEIPTS, USER FEES, AND OTHER COLLECTIONS

security taxable earnings base. The change is effective
for calendar year 1990.
Repeal completed contract method of accounting.—
Prior law rules that allowed a portion of a long-term
contract to be reported under the completed contract
method were repealed for contracts entered into after
December 31, 1989.
Impose oil spill liability trust fund tax.—The internal
revenue code establishes an excise tax of 1.3 cents per
barrel on domestic crude oil and imported crude oil and
petroleum products for the purpose of funding the oil
spill liability trust fund. However, the tax was not imposed under prior law because legislation authorizing
expenditures from the trust fund had not been enacted.
Under this provision the tax is imposed at a rate of 5
cents per barrel effective January 1, 1990.
Modify collection period of airline ticket tax.—Under
prior law the air passenger tax was billed to a customer
on a semi-monthly basis and was considered to be collected from the customer during the second following
semi-monthly period. The tax was required to be deposited in a Federal Reserve Bank or other authorized
depository within three banking days after the semimonthly period during which it was considered to be
collected. This provision requires that the tax be considered to be collected during the first week of the second
following semi-monthly period and deposited within
three banking days after the end of the week during
which the tax is considered to be collected.
Increase air passenger international departure tax.—
The departure tax on international air transportation,
which was $3.00 per person under prior law, is increased to $6.00 per person effective January 1, 1990.
Modify corporate alternative minimum tax.—The
prior law requirement that adjusted current earnings
(ACE) cost recovery be determined by reference to the
present value of the taxpayer's financial statement cost
recovery allowances is eliminated. The Act further simplifies the ACE computation by eliminating the prior
law adjustments for discharge of indebtedness income,
installment sales, and capitalized costs; and provides
relief for dividends received from a 20-percent (or greater) owned corporation. In addition, a minimum tax
credit is allowed as an offset to regular tax in subsequent years for the entire minimum tax liability and
the prior law requirement that individuals amortize
research and experimentation costs over a 10-year
period for purposes of the alternative minimum tax is
repealed.
Extend exclusion for employer-provided educational
assistance.—The exclusion for employer-provided educational assistance is restored retroactive to January 1,
1989, and is extended so that it expires for taxable
years beginning after September 30, 1990. For taxable
years beginning before that date, the exclusion is limited to amounts paid by the employer on or before September 30, 1990.
Extend research and experimentation (R&E) tax
credit.—The tax credit provided for certain incremental
research and experimentation expenditures, which was
scheduled to expire on December 31, 1989, is extended
for 1 year. In addition, the method of calculating the
credit is restructured. (See the following discussion of



receipts proposals for the Administration's proposed extension of this credit.)
Extend research and experimentation (R&E) allocation rules.—The rules for allocating R&E expenses to
U.S. or foreign source income are extended for the taxpayers first taxable year beginning after August 1, 1989
and before August 2, 1990, and apply only to that portion of research expenses paid or incurred during the
first nine months of the tax year. (See the following
discussion of receipts proposals for the Administration's
proposed extension of these allocation rules.)
Extension of low-income housing credit.—The prior
law credit, which was scheduled to expire on December
31, 1989, is extended through December 31, 1990 with
substantial modifications and a 25 percent reduction in
the annual volume limitation. (See the following discussion of receipts proposals for the Administration's proposed extension of this credit.)
Table 6-4. EFFECT OF MAJOR LEGISLATION ENACTED IN 1989 ON RECEIPTS

1

(In billions of dollars)
1989

Financial Institutions Reform, Recovery and
Enforcement Act
Corporation income taxes
Total, Financial Institutions Reform, Recovery and
Enforcement Act

*

0.3

0.5

0.3

*

0.1
0.1

0.2
0.4

0.4
0.6

0.5
0.7

0.2

0.6

1.0

1.2

*

-7.5 -7.5 -7.1 -7.4

Total, Medicare Catastrophic Coverage Repeal Act

Total effect on receipts

1993

0.3

Medicare Catastrophic Coverage Repeal Act
Individual income taxes

ADDENDUM
Total effect on receipts by source:
Individual income taxes
Corporation income taxes
Social insurance taxes and contributions
Excise taxes
Estate and gift taxes

1992

0.5

Total, Treasury, Postal Services and General Government Appropriations Act of 1990

Total, Omnibus Budget Reconciliation Act of 1989...

1991

0.3

Treasury, Postal Services and General Accounting
Appropriations Acts for 1990
Individual income taxes
Corporation income taxes

Omnibus Budget Reconciliation Act of 1989
Individual income taxes
Corporation income taxes
Social insurance taxes and contributions
Excise taxes
Estate and gift taxes

1990

-7.5 -7.5 -7.1 -7.4

0.1

0.1

0.4

-0.3 -0.6 -0.2
1.7 3.1 3.7
1.2 0.8
1.2
1.9 1.4
1.9
*
0.1 0.1
4.6

4.8

6.6

-6.3 -7.5 -7.2 -7.1
1.8 2.4 3.7 4.4
1.5 1.2 0.8
1.2
1.9
2.3
1.9
1.4
*
0.1 0.1 0.1

0.4 - 0 . 6 - 1 . 9 - 1 . 3

0.4

* $50 million or less
1 These estimates are based on the direct effect only of legislative changes at a given level of economic activity.
Indirect effects on the economy are taken into account in forecasting incomes, however, and in this way affect the
receipts estimates by major source and in total.

RECEIPTS PROPOSALS

The receipts changes proposed in this budget are estimated to increase receipts by $13.9 billion in 1991.
Enhance long-term investment.—Long-term investment would be enhanced through restoration of a capital gains differential. Specifically, when fully phased in
in 1992, gains from all capital assets held by individuals
(other than collectibles) would qualify for an exclusion

A-52
of 30 percent if held for more than 3 years, 20 percent if
held for more than 2 years, and 10 percent if held for
more than 1 year. During the balance of 1990, such
assets held for more than 1 year would qualify for an
exclusion of 30 percent; during 1991, such assets would
qualify for an exclusion of 30 percent if held for more
than 2 years and 20 percent if held for more than 1
year. The alternative minimum tax would be applicable
to the excluded amounts and assets would be subject to
depreciation recapture at ordinary rates.
Initiate IRS management reforms.—Proposed improvements in the management of tax law enforcement
resources would increase revenue yields without requiring additional expenditures.
Extend social security (OASDI) coverage to State and
local employees not participating in public employee retirement programs.—The Federal Government does not
require social security coverage of State and local employees. Currently some 30 percent of State and local
government jobs (about 7 million employees) are not
covered by OASDI. About 3.8 million of these employees, many of whom are young and are employed parttime or temporarily, are not participating in a public
employee retirement plan. Without social insurance
protection, these workers and their families are vulnerable to loss of income due to death or disability, and are
not earning credits for their retirement. Mandatory coverage of State and local employees not participating in
a public employee retirement system in conjunction
with their current State and local employment is proposed to be effective October 1, 1990. Such coverage
would allow these workers to begin earning valuable
protection for themselves and their families in case of
disability and death, and they would begin earning
credits for their retirement.
Extend medicare hospital insurance (HI) coverage to
all State and local government employees.—A minority
of the State and local government employees who were
hired prior to April 1, 1986 may not be assured of
medicare coverage. Because of eligibility through their
spouse or short periods of work in covered employment,
as many as four out of five State and local employees
who contribute nothing to medicare in their current
employment are entitled to the full range of medicare
benefits. Coverage of these employees, who are the only
major group of employees not assured medicare coverage, would correct an inequity in coverage and eliminate this drain on the medicare trust fund. The change
is proposed to be effective October 1, 1990.
Extend and modify collection of telephone excise
tax.—The 3 percent excise tax imposed on local and toll
telephone service, and on teletypewriter exchange service, which expires after December 31, 1990, would be
permanently extended. In addition, the collection period
of telephone excise taxes would be modified, effective
for taxes considered collected for semi-monthly periods
beginning after December 31, 1990.
Stabilize payroll tax deposit rules.—Under the Omnibus Budget Reconciliation Act of 1989, employers who
have accumulated $100,000 or more of withheld employee taxes must deposit these taxes by the close of the
next working day in 1990, 1993, and 1994. The employer
must make the deposit within 2 days in 1991, and
within 3 days in 1992. The proposal would make the



THE BUDGET FOR FISCAL YEAR 1991

deposit requirements consistent for all years by requiring that the deposit be made by the close of the next
working day.
Increase IRS enforcement funding.—The Administration proposes to close the gap between taxes owed and
taxes paid by providing additional funding to IRS.
These funds would be used to collect delinquent tax
debt, enhance tax document matching to detect underreporting of income and improper dependent claims,
audit mortgage interest deductions, and increase the
audit workforce.
Increase airport and airway fees.—The Airport and
Airway Development and Revenue Act of 1970 linked
funding of the Federal Aviation Administration (FAA)
capital and operating programs to user fee receipts by
increasing the passenger ticket fee from 5 percent to 8
percent (other fees were similarly increased) and depositing receipts in the airport and airway trust fund.
Prior to 1971, the 5 percent passenger ticket fee and
various other aviation fees were deposited in the general fund. User fees have always covered trust fund outlays, but have never covered total FAA outlays; in 1990
user fee receipts are projected to cover only 60 percent
of total FAA outlays. To help fund spending increases
for FAA programs, the passenger ticket fee would be
increased from 8 percent to 10 percent and other fees
would be similarly increased effective January 1, 1991.
Increase ad valorem fee on shippers.—The current ad
valorem fee on shippers would be increased from 0.04
percent of cargo value to approximately 0.125 percent of
cargo value. This increase would fully offset the cost of
Corps of Engineers harbor maintenance dredging; currently 40 percent of the cost of the program is recovered by the fee. It would also offset the cost of certain
National Oceanic and Atmospheric Administration
marine programs, including coastal mapping, marine
weather, and circulation and tide data.
Permit limited use of excess pension funds to pay current retiree health benefits.—The transfer of excess pension plan assets to pay current retiree health benefits
would be allowed. The transfer would have to occur
before January 1, 1993 and in a plan year beginning
after December 31, 1990.
Include salvage values in calculation of loss deductions by insurance companies.—Currently, a property
and casualty insurance company may deduct losses incurred during a year, but need not include salvage
values of losses paid in its calculation of deductions for
losses incurred. The salvage values need not be included if a State does not allow the company to claim the
salvage values as assets for statutory purposes. The
proposal would require insurance companies to include
salvage values in their calculations of loss incurred,
regardless of how States treat salvage values.
Increase and expand Securities Exchange Commission
(SEC) fees. —Effective July 1, 1990, the fee on securities
market transactions would be increased from V3oo to
V220 of 1 percent of dollar value of sales and would be
expanded to apply to most over-the-counter securities
transactions. In addition, the fee charged for merger or
proxy filing would be increased from Vso to %o of 1
percent of the value of the transaction. Similarly, the

RECEIPTS, USER FEES, AND OTHER COLLECTIONS

registration fee on securities would be increased from
V50 to V40 of 1 percent of the value of the securities.
Modify Federal Reserve reimbursement—The Administration proposes to establish a permanent, indefinite
appropriation to reimburse Federal Reserve banks for
their services as fiscal agents for the Bureau of the
Public Debt. This would result in a corresponding increase in deposit of earnings by the Federal Reserve
System, which are classified as receipts.
Extend IRS user fee.—The existing fee on each request for a letter ruling, determination letter, opinion
letter, or other similar ruling or determination filed
after January 31, 1988 and before October 1, 1990,
would be permanently extended.
Extend abandoned mine reclamation fees.—The abandoned mine reclamation fees, which are scheduled to
expire in August 1992, would be extended. Collections
from the existing fees of 35-cents per ton for surface
mined coal and 15-cents per ton for underground mined
coal are allocated to States for reclamation grants.
Abandoned land problems are expected to exist in certain States after all the money from the collection of
fees under current law is expended.
Establish Commodity Futures Trading Commission
(CFTC) fee— Effective October 1, 1990, a futures market
transactions fee of 11 cents per transaction would be
established to cover the cost of CFTC expenses.
Change collection point of special taxes in connection
with liquor occupations.—To increase compliance rates
and revenues, the special occupation taxes currently
levied on retailers would be eliminated and the existing
taxes on wholesalers and manufacturers would be increased effective October 1, 1990.
Increase the District of Columbia (D.C.) employer contribution to the civil service retirement system (CSRS).—
Effective January 1, 1991, the D.C. government would
be required to phase-in payments for current CSRS employee cost of living (COLA) liabilities as well as to pay
the cost of COLAs for post-1986 CSRS annuitants.
Extend social security and medicare hospital insurance (OASDHI) coverage to D.C. government employees.—This proposal would extend OASDHI coverage to
all newly hired D.C. government employees effective
January 1, 1991. Most D.C. government employees are
currently covered.
Establish Federal Emergency Management Agency
(FEMA) user fees.— Beginning October 1, 1990, 100 percent of FEMA's costs incurred as the Nuclear Regulatory Commission's agent in regulating the evacuation
plans of nuclear power plants would be recovered
through user fees.
Establish Corps of Engineers application fees for permits.—Revised regulations are being developed that
would enable the Corps of Engineers to begin collecting
fees on requests for permits necessary for development
or other activities in navigable waterways and waters of
the United States, including wetlands. These fees would
be effective October 1, 1990.
Extend research and experimentation (R&E) tax
credit.—The 20 percent tax credit provided for certain
incremental research and experimentation expenditures, which was scheduled to expire after December 31,
1989, was extended 1 year, but only 75 percent of the
total research expenses for the year will qualify for



A-53
purposes of computing the credit. In addition, modifications were made in the calculation of the credit. The
Administration proposes making permanent the R&E
credit, as modified by the Omnibus Budget Reconciliation Act of 1989, by allowing 100 percent (rather than
75 percent) of the total research expenses for a year to
qualify for purposes of computing the credit for all
years after December 31, 1989.
Extend research and experimentation (R&E) allocation rules.—Companies with foreign operations are allowed to allocate 64 percent of domestic R&E expenditures to their domestic operations and 64 percent of
foreign R&E expenditures to their foreign operations.
The remaining expenses are to be allocated on the basis
of gross sales or (subject to a limitation) gross income.
Under the Omnibus Budget Reconciliation Act of 1989,
these rules were extended for the tax year beginning
after August 1, 1989 and before August 2, 1990, but
applied only to 75 percent of U.S. R&E expenditures.
Under the proposal, the rules, as modified by the Omnibus Budget Reconciliation Act of 1989, would be permanently extended for tax years beginning after August 1,
1990, and would allow 100 percent (rather than 75 percent) of U.S. expenditures to be covered for all tax years
beginning after that date.
Enhance energy security.—The Administration is proposing four incentives to encourage the finding of new
oil and gas fields and the reclaiming of old fields. These
incentives, proposed to be effective January 1, 1991,
include the following: a 10 percent credit on the first
$10 million of annual expenses for exploratory intangible drilling costs and a 5 percent credit on the balance;
elimination of 80 percent of minimum tax preference
items from exploratory intangible drilling costs in
excess of amortization and income allowances; modification of oil and gas depletion rules; and a 10 percent
credit for new tertiary enhanced recovery projects.
Enhance personal savings.—Americans would be encouraged to increase personal savings by being permitted to establish Family Savings Accounts with contributions of up to $2,500 per year (with a limit of two such
accounts per family). Contributions would not be deductible but earnings would be excluded from income
while in the account and would be permanently excluded if the contribution to which they relate remains
in the account for more than 7 years. Earnings on
withdrawals within 3 years of contribution would be
subject to a 10 percent excise tax. Available investments would be the same as for current Individual
Retirement Accounts. Accounts would not be available
to single individuals with income exceeding $60,000 or
to families with income exceeding $120,000.
Extend health insurance deduction for self-employed.—The 25 percent deduction provided to self-employed individuals for the cost of health insurance expenses, which was scheduled to expire after December
31, 1989, was extended for nine months under the Omnibus Budget Reconciliation Act of 1989. Under this
proposal the deduction would be permanently extended.
Extend low-income housing credit.—Under the Omnibus Budget Reconciliation Act of 1989, the low-income
housing tax credit, which was scheduled to expire after
December 31, 1989, was extended for 1 year, but only 75

A-54
percent of the State housing credit ceiling applicable to
any State will be available. In addition, modifications
were made in the calculation of the credit. The Administration proposes a 1-year extension of the low-income
housing credit as modified by the Omnibus Budget Reconciliation Act of 1989, The proposal would make available 100 percent of the State housing credit ceiling
applicable to any State for years after December 31,
1989 and before January 1, 1992.
Establish enterprise zones.—The Administration proposes to provide tax incentives to promote entrepreneurship and job creation in up to 50 economically
distressed urban and rural communities. Beginning in
1991, the proposal provides for elimination of the capital gains tax with respect to tangible investments located in a zone, expensing of investments in certain
corporate stock issued by zone businesses, and refundable tax credits for low-income zone employees.
Waive excise tax for certain early withdrawals from
Individual Retirement Accounts (IRAs).—Under current
law, early withdrawals from a fully-deductible IRA are
subject to a 10-percent excise tax (penalty), and included as ordinary income on an individual's tax return.
The Administration proposes to waive the 10-percent
excise tax for early withdrawals effective January 1,
1991, if the money is used for a first-time home purchase and the home costs no more than 110 percent of
the median price of homes. The maximum amount that
could be withdrawn without penalty for a first-time
home purchase would be $10,000.
Delay for 3 months the Federal employee pay raise.—
The Federal employee pay raise, which affects employee
contributions to civil service retirement, is proposed to
be delayed 3 months from October 31, 1990 to January
1, 1991.
Establish a new tax credit for young children,.—A new
tax credit of up to $1,000 for each child under age 4
would be established. The credit would be based on
family earnings and would be refundable. Families with
income up to $13,000 would be eligible in 1991, rising to
$20,000 by 1995. In addition, the existing child and dependent care credit would be made refundable; however, parents would not be entitled to claim both credits
with respect to the same child.
Extend and expand railroad unemployment insurance
(UI) reimbursable status.—To prevent public subsidies
from being diverted to pay for the high unemployment
costs of the private sector railroads, public commuter
railroads were exempt from the full railroad unemployment tax rate in 1989 and will continue to be exempt in
1990. Instead, they are required to reimburse the railroad unemployment insurance fund for the actual costs
of their employees. Under this proposal the exemption
provided to public commuter railroads would be extended beyond its current law expiration date and
would be expanded to apply to Amtrak beginning in
1991.




THE BUDGET FOR FISCAL YEAR 1991

Double and restore adoption deduction.—The Administration proposes to restore and double to $3,000 the
special needs adoption deduction, effective January 1,
1991.
Other.—Additional proposals include modification of
the EPA pesticide fee and an increase in the HUD
interstate land sales fee.
Table B-5. EFFECT OF PROPOSED LEGISLATION AND ADMINISTRATIVE ACTION ON
RECEIPTS 1
(In billions of dollars)
1990

Enhance long-term investment
Initiate IRS management reforms
Extend 0ASDI coverage to State and local employees not
participating in a retirement program2
Extend HI coverage to State and local employees2
Extend and modify collection of telephone excise t a x 2
Stabilize payroll tax deposit rules
Increase IRS enforcement funding
Increase airport and airway taxes 2
Increase ad valorem fee on shippers2
Permit limited use of excess pension funds to pay retiree
health benefits
Include salvage values in calculation of loss deductions by
insurance companies
Increase and expand SEC fees
Modify Federal Reserve reimbursement
Extend IRS user fee
Extend abandoned mine reclamation fees 2
Establish CFTC fee
Change collection point of liquor occupation taxes
Increase D.C. contribution to CSRS
Extend OASDHI coverage to D.C. government employees
Establish FEMA fees
Establish Corps of Engineers fees
Extend R&E credit
Extend R&E allocation rules
Enhance energy security
Enhance personal savings
Extend health insurance deduction for self-employed
Extend low-income housing credit
Establish enterprise zones
Waive excise tax for certain early withdrawals from IRAs
Delay the Federal employee pay raise for three months
Establish child care credit 3
Extend and expand railroad UI reimbursable status
Double and restore adoption deduction
Other
Total effect on receipts..
ADDENDUM
Effect of proposals on receipts by source:
Individual income taxes
Corporation income taxes
Social insurance taxes and contributions..
Excise taxes
Customs duties and fees
Other
Total effect on receipts..
* $50 million or less.
1 These estimates are based on the direct effect only of legislative
Induced effects on the economy are taken into account in forecasting
receipts estimates by major source and in total.
2 Net of income tax offsets.
3 These estimates reflect only the effect of the proposal on budget
following amounts: 1991, $0.2 billion; 1992, $1.8 billion; and 1993, $2.0

0.5
0.1

1991

4.9
2.5
2.1
1.7
1.6
0.9
0.5
0.5
0.3

0.2
0.2

0.2
0.1
0.1
0.1

-0.1

-0.5
-0.4
-0.3
-0.2
-0.2
-0.1

-0.1

0.6

13.9

0.5
0.1

4.9
1.0
4.6
2.7
0.4
0.3

0.6

13.9

changes at a given level of economic activity.
incomes, however, and in this way affect the
receipts. The proposal increases outlays by the
billion.

A-55

RECEIPTS, USER FEES, AND OTHER COLLECTIONS

USER FEES AND OTHER COLLECTIONS
The budget document includes all Federal cash flows
on a consolidated basis. Under existing budget concepts,
all income to the Government arising from the exercise
of its sovereign powers (mainly, but not exclusively,
taxes) is classified as governmental receipts and included in the receipt totals. In contrast, any income from
the public that results from voluntary business-like
transactions is classified as offsetting collections, which
offset outlays rather than being included with the governmental receipts.
The preceding pages covered governmental receipts,
including compulsory charges. This discussion covers
offsetting collections, particularly the Administration's
user fee proposals. As shown in Table B-6, total offsetting collections from the public, including those proposed by the Administration but excluding the collections of the off-budget Postal Service, are estimated to
be $146.6 billion in 1991.

(In millions of dollars)
1989

1990

1991

10,473
8,154

11,239
8,770

11,897
8,302

2,931

2,615

7,536

17,344

14,156

15,277

38,902

36,780

43,012

36,965
16,421

37,514
48,399

42,756
33,697

7,817

8,389

9,227

11,028
15,883

7,996
11,817

8,249
9,406

41,812

40,623

42,996

129,925

154,738

146,331

Total Offsetting Collections

168,827

191,518

189,343

Total Offsetting Collections less off-budget Postal
Service collections

131,862

154,004

146,587

Subtotal, collections deposited in receipt accounts
Collections credited to appropriation accounts-.
Postal Service stamp sales and other collections
Deposit insurance premiums
Tennessee Valley Authority and power administration
collections
Commodity Credit Corporation loan repayments and
other collections
Other loan repayments
Loan guarantee and other insurance premiums, interest income, and ail other collections credited to
appropriation accounts
Subtotal, collections credited to appropriation accounts

The budget contains a variety of user fee and other
offsetting collection proposals that would yield additional net collections of $5.6 billion in 1991 and $23.0 billion
between 1991 and 1995. Descriptions of the Administration's 1991 proposals, which are listed in Table B-7, are
presented in detail below.



1

(In millions of dollars)
1991

1992

2,252
1,000

1,126
-89

3,252

1,037

806
296
226
200
157
79
78
43
31
30
21
20
20
11
27

822
318
285
208
160
82
78
53
31
31
21
37
20
13
55

839
330
377
216
163
86
78
53
31
32
25
37
20
14
55

858
342
429
223
165
91
78
54
31
33
23
38
20
14
55

879
360
478
230
168
95
78
56
31
34
26
38
20
14
56

2,046

2,216

2,357

2,454

2,563

110
101
52
11
16

102
105
306
18
39

102
109
666
25
84

106
113
871
32
124

109
116
1,092
39
163

Subtotal

290

571

986

1,246

1,519

Total

Table B-6. TOTAL OFFSETTING COLLECTIONS

Collections deposited in receipt accounts:
Medicare premiums and other charges
Military assistance trust fund property sales
Outer Continental Shelf payments, FCC spectrum auction, naval petroleum reserve lease, power administration asset sales, and other undistributed offsetting receipts
Sale of property and services, interest income, and all
other collections deposited in receipt accounts

Table B-7. PROPOSED USER FEES AND OTHER OFFSETTING COLLLECTIONS

5,588

3,825

5,213

3,433

4,990

FCC spectrum auction
Naval petroleum reserve lease (net)
Arctic National Wildlife Refuge
Subtotal
Service fees:
Customs passenger and merchandise processing..
Nuclear Regulatory Commission
Medicare and Medicaid survey and certification....
Coast Guard
Food and Drug Administration
Animal and plant health inspection
Hardrock mining claim holding fee
FEMA flood insurance and student registration
EPA permit, certification, and registration fees
Veterans medical care copayments
Coal royalties (net)
Railroad safety inspections
Army Corps of Engineer recreational fee
Agricultural Marketing Service
Other
Subtotal
Loan guarantee and other credit fees:
Veterans housing
Small Business Administration
Government-sponsored enterprises
Rural Electrification Administration
Other

1

1993

1994

1995

- 3 1 -268 -294
1,901
1 1,201
1,869 - 2 6 7

907

Excludes asset sales.

Spectrum auction.—The budget proposes to assign six
megahertz of currently unassigned non-broadcast spectrum through competitive bidding—four megahertz in
1991 and two in 1992. The Federal Communications
Commission will be responsible for conducting the competitive allocation. Legislation will be proposed to authorize the competitive bidding process.
Naval petroleum reserve lease.—The Administration
proposes to competitively lease two oil fields that the
Energy Department runs in California and Wyoming.
The oil fields would be leased in return for up-front
bonus payments of $1.0 billion in 1991 and $0.3 billion
in 1992 and 1993, plus an annual royalty payment on a
percentage of the oil and gas produced at each property.
The lease would be awarded to the parties offering the
iiighest annual royalty payment. Part of the royalty
payments would be used to establish a 10 million barrel
Defense Petroleum Inventory, which would be managed
by and available to the Defense Department.
Service Fees.—The Administration proposes to establish user charges and increase existing fees on a variety
of Government services in order to recover more of the
costs of providing these services.
Customs Service.—Extend the Customs merchandise processing fee, which is scheduled to expire
on September 30, 1990, and conform the fee to the

A-56

THE BUDGET FOR FISCAL YEAR 1991

General Agreement on Trade and Tariffs require• Veterans medical care.—Establish modest copayments; and extend the Customs passenger processments for moderate and higher income veterans
ing fee, which is also scheduled to expire Septemfor their inpatient subsistence and their outpaber 30, 1990, at current rates and require the fees
tient visits and prescriptions. This fee would apply
to be used for air and sea passenger processing,
only to veterans who did not incur disabilities
commercial mail inspection, and all related overduring military service.
time inspection services.
• Coal royalties.-—Reverse a 1989 decrease in the
• Nuclear Regulatory Commission (NRC).—Increase
base from which royalties on coal mined from Fedexisting fees to recover 100 percent of the NEC's
eral lands are calculated. Under the regulatory
costs incurred in regulating nuclear power plants.
proposal, State severance taxes and Abandoned
Under current law, the NRC can recover 45 perMine Land Reclamation and Black Lung fees
cent of its costs through user fees in 1990. When
would be included in the coal product-value calcuthis authority expires at the end of 1990, however,
lation, as was done prior to January 13, 1989.
NRC would be able to recover only 33 percent of
These types of expenses are included in the base
its costs through fees.
for other minerals. (Budget savings are only half
• Medicare and Medicaid survey and certification.—
of total receipts, because half are shared with the
Establish fees to cover all the costs of Medicare
States in which the mines are located.)
and Medicaid survey and certification activities,
• Railroad safety. —Establish a fee, to be phased in
which ensure that health care providers and supover two years, to cover the cost of the railroad
pliers comply with Federal health and safety
safety program.
standards. These fees, together with fees from clin• Army Corps of Engineers. —Establish fees at develical laboratories required by the Clinical Laboratooped recreational sites administered by the Corps.
ry Improvement Amendments of 1988 to finance
Receipts would be used to expand operation and
costs of laboratory inspection and certification acmaintenance activities at the recreational sites betivities, will be deposited in a new revolving fund.
ginning in 1992.
The fund will be used to finance all Medicare,
• Agricultural Marketing Service.—Establish a fee
Medicaid, and clinical laboratory survey, inspecon commodity distributors to cover costs of coordition, and certification activities.
nating the national marketing orders program;
• Coast Guard.—Charge each recreational and comand increase existing fees on commodity grading
mercial boater using waterways patrolled by the
to cover the cost of developing grading standards.
Coast Guard $25 annually for a decal, and charge
direct fees for specific Coast Guard services, such
Loan Guarantee and Other Credit Fees.—For loan
as licensing and inspections.
piarantee programs, the administration proposals are
• Food and Drug Administration (FDA).—Establish
fees for FDA review of new product applications, intended to recover the costs associated with the risks
including new and generic drugs, medical devices, and expenses the Federal Government incurs in providand biologies, and for FDA inspection of products ing loan guarantees. These costs include default risk as
already approved. A portion of the. fees will fi- well as servicing and administrative costs.
The proposed fees for the Government-sponsored ennance expanded FDA activities in these areas. The
terprises are designed to reimburse the Government for
FDA will also expand its voluntary fee-funded seathe borrowing advantages these enterprises have befood inspection program.
• Animal Plant and Health Inspection Service.—Es- cause of their special relationship with the Governtablish a fee that would recover the cost of certain ment.
• Department of Veterans Affairs (VA).—Charge a
veterinary diagnostic services, import-export in1.75 percent fee on new VA housing loan guaranspections, and agricultural quarantine inspections
tees regardless of whether a veteran makes a
at ports of entry.
downpayment. The fee would apply to all non• Hardrock mining claim holding fee.—Establish an
service connected veterans as well as those with
annual holding fee of $100 per claim to keep
low-rated service-connected disabilities. Under curmining claims on public lands active, replacing
rent law, the fee is set at 1.25 percent, but is
the current Federal requirement that claimreduced for those veterans who make a downpayholders spend at least $100 per year on development of the claim.
ment of at least 5.0 percent.
• Small Business Administration (SBA).—Increase
• Federal
Emergency
Management
Agency
fees on SBA loan guarantees from 1.2 percent to 3
(FEMA).—Increase fees on FEMA flood insurance
percent for minority enterprise small business inpolicy holders to recover the cost of administering
vestment companies and from 2 percent to 5 perthe program; and establish a student registration
fee of $25 per week or any part of a week for State
cent for most other SBA loan guarantee programs
and local officials attending training sessions at
to help offset default costs. In addition, establish a
the Emergency Management Institute or the Na6 basis point fee on guaranteed loans sold in the
tional Fire Academy.
secondary market to help cover potential costs.
• Government-sponsored enterprises (GSEs).—Estab• Environmental Protection Agency (EPA).—Establish an annual fee on new securities issued after
lish fees on EPA-issued water permits, auto fuel
September 30, 1990. GSEs affected by the proposal
and certification tests, radon proficiency ratings,
and pesticide registrations.
include the Federal National Mortgage Associa


RECEIPTS, USER FEES, AND OTHER COLLECTIONS

tion (Fannie Mae), the Federal Home Loan Mortgage Corporation (Freddie Mac), and the Student
Loan Marketing Association (Sallie Mae). The
GSE fee would be phased in over three years,
starting with 10 basis points in 1991, increasing to
20 basis points in 1992, and 30 basis points each
year thereafter. For issuances of Fannie Mae and
Freddie Mac mortgage-backed securities, the fee




A-57
would be slightly lower: 5 basis points in 1991,
increasing to 10 in 1992, and to 15 in each year
thereafter.
• Rural Electrification Administration (REA).—Establish a 1 percent fee on REA loan guarantees in
1991 and increase the fee by 0.5 percent each year
thereafter, with a maximum fee of 5 percent.




TAX EXPENDITURES
The Congressional Budget Act of 1974 (Public Law
93-344) requires that a list of tax expenditures be included in the Budget. The legislation identifies tax expenditures as "revenue losses attributable to provisions
of the Federal tax laws which allow a special exclusion,
exemption, or deduction from gross income or which
provide a special credit, a preferential rate of tax, or a
deferral of liability."
The definition of a tax expenditure draws a distinction between the baseline provisions of the tax structure and special or preferential provisions that are exceptions to the baseline structure. The Act does not,
however, specify the baseline provisions of the tax law.
Deciding which provisions are special or preferential,
therefore, is necessarily a matter of judgment.
Prior to 1983, the list of tax expenditures was almost
identical to the list published by the Congressional
Budget Office and the Joint Committee on Taxation.
The same concept—a "normal tax"—was used as the
baseline. This concept is a variant of a comprehensive
income tax.
After 1982, tax expenditures were identified using an
alternative baseline, the "reference tax law." Neither
the Congressional Budget Office nor the Joint Committee on Taxation has adopted the reference tax law
standard. Both continue to use the above described
modified income tax norm. Some have found the discrepancies confusing. As in previous years, therefore,
this budget includes both groups of tax expenditures.
P R E - 1 9 8 3 BUDGET CONCEPTS

The normal tax structure used for identifying expenditures is quite similar to a comprehensive income tax.
Such a tax defines taxable income as the sum of consumption, income taxes, and the change in net wealth
in a given period of time. The normal tax is not limited
to a particular structure of tax rates, or by a specific
definition of the taxpaying unit. It also permits personal exemptions and a standard deduction. In addition,
the normal tax, like a pure comprehensive income tax,
allows deductions from gross income to arrive at a
measure of taxable income when these are expenses
incurred to earn income. The normal tax structure,
however, does make several major departures from a
truly comprehensive income tax. For example:
• Under the normal tax structure, income is taxed
when realized, not as it is accrued.
• The current tax system does not tax imputed
income, only cash income, and this is reflected in
the normal tax structure.
• A separate tax on corporation income is included.
• It does not adjust the basis of capital assets or
debt for changes in the price level during the time
assets are held.
Notwithstanding these exceptions, the normal tax
concept can be thought of as a practical compromise
with the ideal of a comprehensive income tax.



POST-1982 BUDGET CONCEPTS

Two types of items had been identified as tax expenditures in pre-1983 budgets: deviations from general
rules that could be compared to the subsidy and transfer programs on the outlay side of the budget, and more
general deviations from some normative, comprehensive tax standard. The second group is no longer considered as tax expenditures.
To identify the special provisions that substitute for
outlay expenditures, tax expenditure budgets since
fiscal year 1983 were constructed using a revised baseline with an added selection criterion. Under this procedure, a provision in the tax laws is listed as a tax
expenditure if: (a) the tax law would enable a taxpayer
to determine his tax liability in the absence of the
provision, i.e., the particular provision is an exception
to a general rule that is part of the reference tax law;
and (b) the provision is sufficiently narrow in scope that
it could be replaced by an expenditure program administrate by a Federal agency other than the Internal
Revenue Service. The operational effect of these two
criteria is to identify tax law provisions that function
like the "authorizing and appropriation" authority for
specific expenditure programs.
Government outlays generally are provided in pre-tax
magnitudes. Beginning with the fiscal year 1983 budget,
tax expenditures have also been estimated in terms of
taxable "outlay equivalents." This allows a comparison
of the resource cost of tax expenditure programs with
direct Federal Government expenditures.
In some, but not all, instances the, outlay equivalent
tax expenditure estimate differs from the "revenue
loss" estimate for the same tax subsidy. This difference
arises when the tax subsidy functions as a government
payment for service, and when this is the case, the
outlay equivalent estimate is always larger than the
revenue loss estimate.
Revenue loss estimates are lower in these situations
because such payments for services are treated as a
reduction in tax that increases the taxpayer's after-tax
income. Under either a normal or reference income tax
law standard such payments would instead enter the
taxpayer's pre-tax income as government payments for
services.
In other instances, when the tax subsidy is not in the
form of a tax-exempt payment for services performed,
the outlay equivalent and revenue loss estimates are
the same. Such instances include, for example: accelerated cost recovery deductions which result in tax deferrals, the amounts of which are the principal of interestfree loans; and deductions allowed with respect to consumption expenditures, the tax benefits of which function as price reductions. Since neither the principal of a
loan nor a price reduction enters taxpayers' pre-tax
incomes, the issue of tax-exemption does not arise.
A-59

A-60
REFERENCE T A X RULES AND COMPARISON T O NORMAL
T A X STANDARD

The reference tax rules from which departures represent expenditure-like government programs include:
1. Definition of the taxpaying unit. The taxpaying
units are the same in the normal and reference tax
structures with one major exception.1 In the normal
tax, controlled foreign corporations are not regarded as
entities separate from their controlling U.S. shareholders. Therefore, the deferral of tax on income received
by controlled foreign corporations is regarded as a tax
expenditure. In contrast, except for tax haven activities,
the reference tax rules follow the current tax system in
treating controlled foreign corporations as separate taxable entities whose income is not subject to U.S. tax
until distributed to U.S. taxpayers. Under that definition of the tax unit, deferral of tax on controlled foreign
corporation income is not a tax expenditure because
U.S. taxpayers generally are not taxed on accrued, but
unrealized income.
2. Tax rate schedules. Separate schedules apply to the
various taxpaying units. These schedules are all included in the reference tax system. The normal tax system
is similar, except that it specifies a single rate (the
current maximum rate) on corporate income. The lower
tax rates applied to the first $75,000 of corporate
income are thus regarded as a tax expenditure.
Since 1987, an alternative minimum tax (AMT) has
been in effect. This tax, levied at a flat rate on a tax
base derived by specific tax accounting rules, is payable
whenever the AMT exceeds income tax liability, as determined by regular applicable income tax accounting
rules.
3. General accounting rules for determining income
subject to the tax. Income subject to tax is defined as
gross income less the costs of earning that income. The
Federal income tax has always defined gross income to
include: (1) consideration received, both within the
United States and abroad, in the exchange of goods and
services, including labor services, or property; and (2)
the taxpayer's share of gross, or net income earned
and/or reported by another entity.2 Under the reference tax rules, therefore, gross income does not include
gifts, defined as receipts of money or property that are
not consideration in an exchange, or most transfer payments, which can be thought of as gifts from the Government. Gross income does, however, include transfer
payments associated with past employment, such as
social security benefits. The normal tax baseline also
excludes from gross income gifts between individuals.
Under the normal tax baseline used prior to 1983, all
cash transfer payments from government to private individuals are counted in gross income, and exemptions
of such transfers from tax are identified as tax expenditures.
The costs of earning gross income are deductible in
determining taxable income under the reference and
1 The Internal Revenue Service code identifies as taxpaying units individuals (single,
married, head of household), corporations (except those electing subchapter S treatment),
cooperatives, real estate investment trusts, and other financial organizations that attribute
their income to members in whose hands it is taxable, as well as trusts and estates (to the
extent income is not distributed to beneficiaries). Certain otherwise taxable corporations and
associations whose activities and ownership meet the requirements of section 501 are exempt
from income tax, as are government-owned enterprises encompassed by section 115.
2 Such as interest, dividends, rents, royalties, and profits of partnerships, subchapter S
corporations, and cooperatives.




THE BUDGET FOR FISCAL YEAR 1991

normal tax rules. These costs include: (1) expenses incurred in earning income from personal service (not
including expenditures on goods and services for personal use); (2) costs of earning income incurred by a
taxpayer's trade or business including costs of goods
sold 3 and an allowance for physical capital used up in
producing the output that generates the gross income of
the business; 4 and (3) interest paid creditors who have
advanced funds to help finance the ownership and use
of assets by the trade or business.
In the cases of individuals who hold "passive" equity
interests in businesses the pro rata shares of sales and
expense deductions reportable in a year are limited. A
passive business activity is defined to be one in which
the holder of the interest, usually a partnership interest, does not actively perform managerial or other participatory functions. For all his interests in passive activities the taxpayer may generally report no larger
deductions for a year than will reduce his taxable
income from such activities to zero. Deductions in
excess of the limitation may be taken in subsequent
years, or when the interest is liquidated.
With one exception, both the reference and normal
tax law standards have incorporated the general statutory provisions governing allowable deductions. The exception is the rule for determining tax depreciation
allowances. Under the reference tax law standard, the
accelerated cost recovery system (ACRS) allowances for
property placed in service before January 1, 1987, serve
as the baseline. The system of depreciation allowances
provided by the Tax Reform Act of 1986 is the reference
tax law baseline for investments placed in service beginning with January 1, 1987. Thus, under the reference tax law standard, there are no tax expenditures
from accelerated depreciation.
Under the normal tax standard baseline, however,
the depreciation allowance for personal property is determined by using statutory accelerated methods 5 over
tax lives equal to mid-values of the asset depreciation
range (ADR).6 The depreciation baseline for real property is computed using 40-year straight line depreciation. Consequently, from 1981 through 1986, the ACRS
depreciation provisions generated tax expenditures
under the normal tax baseline. The Tax Reform Act of
1986 provided depreciation allowances approximately
equal to those in the normal tax baseline for machinery
and equipment. Post-1986 investment, therefore, will no
longer generate tax expenditures under either standard
for investments of this type.
In addition to determining what must be included in
gross income and what can be deducted, an operational
income tax system also stipulates rules for valuing the
exchange of goods and services and specifies when gross
income is reportable and when deductions may be
taken. On these matters, both the reference and normal
tax law standards embody the provisions of enacted law
including: (1) valuation is determined at the time transactions occur (realization as opposed to accrual account3 Such as compensation of employees, goods and services purchased from other firms,
royalties paid.
4 Depreciation in the case of machinery, equipment, and structures and depletion in the
case of mineral deposits.
s Declining balance at double the straight-line rate or sum-of-years digits.
6 A statutory system in effect from 1971 through 1980.

TAX

A-61

EXPENDITURES

ing); (2) the market value of services from owner occupied housing and other durable goods or self-produced
income, such as do-it-yourself repairs and maintenance,
is excluded; (3) historical costs determine allowable deductions for capital cost recovery and the gain on the
sale of an asset (no inflation adjustments); (4) current
expenses are deductible from gross income in the period
when the transaction is completed, while capital expenditures are recovered by depreciation or depletion
deductions over the asset's productive life; and (5) the
accounting period to determine income subject to tax,
computing tax due and payable, and the dates when tax
must be paid, are as specified.
Both the reference and normal tax law standards
accept, without classifying it as a tax expenditure, a tax
credit for foreign income taxes paid up to the amount of
U.S. income taxes that would otherwise be due. This
prevents the double taxation of income earned abroad.
MAJOR

DEPARTURES

FROM

THE

REFERENCE

RULES

Beginning with the 1983 budget, the reference tax
law standard has been used to identify as tax expenditures provisions that can be thought of as substitutes
for budget outlays.
Defense Department outlays for military personnel
are lower because part of military compensation takes
the form of tax-free housing and food allowances. Excluding this compensation from tax substitutes for the
higher direct outlays which would otherwise be required to maintain an equivalent level of compensation.
Compensation in this form, if received from another
employer, would be subject to tax. Similarly, the tax
exclusion for interest paid by State and local governments enables them to obtain funds at lower rates. This
exclusion is, therefore, equivalent to an interest subsidy
or capital grant to State and local governments on the
outlay side of the budget. The tax exclusion of employer-paid pension, health, and other insurance premiums
and the preferred treatment of pension trust income
are equivalent to direct Federal Government subsidies
that would partly pay for private retirement, health,
and insurance plans.
The tax laws also permit many deductions from gross
income in the derivation of taxable income that have no
apparent relation to the cost of earning the reported
gross income, as the general rule would require.
Particular exceptions to the general rules for computing taxable income have direct incentive effects that
could just as well be obtained with outlay programs.
Matching grants to qualified organizations based on
contributors' support could replace the charitable deductions. Direct subsidies paid to mineral producers
could replace the preferential treatment of oil and mineral investments. Expanded Federal mortgage interest
subsidy programs could substitute for the deductibility
of mortgage interest.
Finally, there are special exceptions to the general
rules for determining net income tax due and payable.
For example, a taxpayer may take as a credit against
his tax otherwise due and payable an amount determined by expenditures during the tax year on child and
dependent care.
All of these examples are tax expenditures using
either the reference tax rules or the normal tax rules.



It is not difficult to imagine equivalent outlay programs
that would subsidize these activities directly.
MEASURING

TAX

EXPENDITURES

Presenting budget outlays along functional lines is a
way of showing how the Federal Government influences
the allocation of resources. The functions may be broadly categorized as: (1) the provision of public goods and
services; (2) the provision of subsidies; and (3) the payment of transfers. The budget outlays for public goods,
such as national defense, are used to acquire the labor
and capital services needed to produce such goods. Subsidies, such as those for school lunches, are used to
reduce the effective price of the subsidized item. Transfers, such as aid to families with dependent children,
are intended to provide a level of income to recipients
they would not otherwise achieve.
These Government activities alter the composition of
national output. This occurs as a result of taxation or
through the effects of borrowing. There also will be
direct effects because of the changes in income and
relative prices that these activities cause. Functional
budget outlay figures measure the resource cost to the
Federal Government of accomplishing the program objectives. Because GNP measures the total market value
of goods and services, the ratio of total budget outlays
to GNP is commonly used as an indicator of the size of
Government relative to the private economy.
When functional budget outlay figures are used to
evaluate the costs of specific programs, these costs
should reflect the pre-tax price of the resources. The
market value of the goods and services included in GNP
covers indirect taxes (sales and property taxes) as well
as before tax incomes of wage earners and property
owners.7 Consistency requires that all budget outlay
measures also be stated in pre-tax magnitudes. Outlays
for the purchase of goods and services are generally
gross of taxes. 8 Similarly, subsidy outlays in the budget
generally enter the gross incomes of sellers of subsidized goods. In some instances government purchases
(outlays) or subsidies are exempted from tax by a special tax provision. When this occurs, the outlay figure
understates the resource cost of the program and is,
therefore, not comparable with other outlay amounts.
For example, as noted above, the outlays for certain
military personnel allowances are not taxed. If this
form of compensation were treated as income taxable to
the employee, the Defense Department would have to
make larger cash payments to its military personnel to
leave them as well off after tax as they are now. The
tax subsidy must be added to the tax-exempt budget
outlay to make this element of national defense expenditures comparable with other outlays.
The Treasury Department prepared all tax expenditure estimates based upon income tax law enacted as of
December 31, 1989. In estimating tax expenditures, it is
assumed—as is true for estimates of out-year budget
outlays—that the existing tax structure is unchanged.
Aggregate output and income estimates are the same as
those used for the 1991 budget estimates. The estimates
7

The income of property owners is usually received in the form of rent, interest and profit.
The payments to vendors and Government employees are gross income to the sellers out
of which taxes will be paid as determined by the reference tax law in effect.
8

A-62

THE BUDGET FOR FISCAL YEAR 1991

of tax expenditures conform to the functional budget
classification for outlays.
In table C-l are shown, side-by-side, the outlay equivalent and the revenue loss estimates of each special tax
provision by fiscal year. The revenue loss estimates are
displayed separately for corporations and individuals.
The outlay equivalent estimates are comparable to the
taxable outlay figures in the budget. These entries represent amounts that could be added to the other functional budget outlays while at the same time being
added to budget receipts to provide a more consistent
and comprehensive display of the resource reallocations
produced by Federal fiscal measures. The revenue loss
estimates are not consistent with direct budget outlays
because they do not adjust for the implicit tax liability
on certain of the items as was noted above.
The tax expenditure estimates are similar to outlays
and should not be interpreted as estimates of the increase in Federal receipts or the reductions in budget
deficits that would accompany the repeal of the special
provisions. There are four reasons why such an interpretation is not possible.
First, repeal of some provisions could affect levels of
income and rates of economic growth. All receipts and
expenditures in the budget are based, however, on projections of income and growth that assume all existing
laws will continue. 9
Second, many individual tax expenditures are not independent of each other.
Third, tax expenditures are all cleared through individual and corporation tax accounts and, for this
reason, their values become interdependent.
Finally, the annual value of tax expenditures for tax
deferrals, like the outlay figures for government lending programs, is highly time-dependent while the unified budget is largely prepared on a strict cash receipts
and disbursement basis.
TAX EXPENDITURES BY FUNCTION

The 1989-91 outlay equivalent and revenue loss estimates of tax expenditures are displayed by the budget'sfunctional categories in table C-l. In the appendix table
the same tax expenditures are ranked by the fiscal year
1991 total revenue loss estimates.
Listing revenue loss estimates under the corporation
and individual headings does not imply that these categories of filers benefit from the special tax provisions in
proportion to the respective tax expenditure amounts
shown. Rather, these breakdowns principally show the
specific tax accounts through which the cost of the
program is cleared because the sources of data for estimating tax expenditures are largely corporation and
individual income tax returns. Corporations as such neither pay tax nor receive Government payments. They
are the institutional conduit through which their employees, creditors, and stockholders engage in exchanges with customers and the Government. Thus, the
exemption from Federal income tax of interest paid by
State and local governments provides a subsidy to those
governments in the form of lower borrowing rates. Individual and corporate holders of such debt only benefit
from the tax exemption to the extent their marginal
9

Except as amended by proposals made in the budget.




tax rates exceed the percentage spread between taxable
and nontaxable interest rates.
With these caveats in mind, a review follows of the
tax expenditure estimates by functional category, as
shown in table C-l, that are departures from both the
reference and normal tax law unless otherwise specifically identified. Whenever an item is identified as a tax
expenditure under the normal tax rules, but not the
reference tax rules, it is indicated by the designation,
"Pre-1983 budget method" in the table. In these cases a
line also appears, designated as "Post-1982 budget
method" showing that tax expenditures for this item
would be zero using the reference tax rules.
NATIONAL DEFENSE

Benefits and allowances to armed forces personnel.—
The housing and meals provided military personnel,
either in cash or in kind, are excluded from income
subject to tax.
INTERNATIONAL AFFAIRS

Income earned abroad.—A U.S. citizen or resident
alien who resides in a foreign country or who stays in
one or more foreign countries for a minimum of 11 out
of the past 12 months may exclude $70,000 per year of
foreign earned income. Eligible taxpayers also may exclude or deduct reasonable housing costs in excess of
one-sixth of the salary of a civil servant at grade GS-14,
step 1. These provisions do not apply to Federal employees working abroad, however, the tax expenditure estimate does reflect certain allowances that are excluded
from their taxable income.
Income of Foreign Sales Corporations (FSC).—The
Foreign Sales Corporation (FSC) provisions exempt
from tax a portion of U.S. exporters' foreign trading
income to reflect the FSC's sales functions as foreign
corporations. These provisions conform to the General
Agreement on Tariffs and Trade (GATT).
Income of U.S. controlled foreign corporations.—The
income of foreign corporations controlled by U.S. shareholders is not subject to U.S. taxation because, under
the reference tax rules, corporations chartered and operating in foreign countries are not subject to U.S.
income reporting and taxation. The income becomes
taxable only when the controlling U.S. shareholders
receive dividends or other distributions from their foreign stockholding.
Under the normal tax accounting rules, the currently
attributable foreign source pre-tax income from such a
controlling interest is subject to U.S. taxation, whether
or not distributed. Thus, when the normal tax rule is
taken as a baseline, the excess of controlled foreign
corporation income over the amount distributed to a
U.S. shareholder gives rise to a tax expenditure in the
form of a tax deferral, that is, an interest-free loan.
Source rule exceptions.—The worldwide income of
U.S. persons is taxable by the United States and a
credit for foreign taxes paid is allowed. The amount of
foreign taxes that can be credited is limited to the precredit U.S. tax on the foreign source income. There are
two exceptions. The first is an exception for sales of
inventory property that reduces the U.S. tax of exporters. The second exception is for financial institutions
and certain financing operations of nonfinancial enter-

A-63

TAX EXPENDITURES

prises from the rules that require allocation of interest
expenses between domestic and foreign activities of a
U.S. taxpayer.
GENERAL SCIENCE, SPACE, AND TECHNOLOGY

Expensing R&E expenditures.—Research and experimentation (R&E) expenditures are commonly referred
to as investments because their benefits continue to
accrue for several years, when they are successful. The
characteristics of R&E, however, are such that it is
difficult to identify completed, discrete R&E projects, to
determine whether the completed project is successful
and, if it is successful, what its expected life will be. For
these reasons, the statutory provision that these expenditures may be currently deducted (expensed) is considered part of the reference law. Under the normal tax
standard the expensing of R&E expenditures is viewed,
however, as the source of a tax expenditure. To measure the tax deferral under the pre-FY 1983 method, the
"norm" assumed is that all R&E expenditures are successful and have an expected life of 8 years.
R&E credit—The tax credit is 20 percent of the
qualified expenditures in excess of each year's base
amount. This threshold is the product of multiplying a
"fixed-base percentage", limited to a maximum of .16
for existing companies, by the average amount of the
company's gross receipts for the four preceding years.
The "fixed-base percentage" is the ratio of R&E expenses to gross receipts for the 1984 to 1988 period.
Start-up companies that did not both incur qualified
expenses and have gross receipts in at least three of the
base years are assigned a "fixed-base percentage" of .03.
A similar credit with its own separate threshold is provided for taxpayers' basic research grants to universities. Beginning in 1989, the otherwise deductible qualified R&E expenditures are reduced by the amount of
the credit. Both R&E credits have been extended to the
end of 1990 although the business credit is only for a
nine-months prorated portion of one year.
Allocation of R&E expenditures.—Regulations issued
in 1977 were designed to achieve a reasonable allocation of R&E expenses between corporations' domestic
and foreign activities, but successive legislative actions
suspended this requirement. Currently, 64 percent of
both U.S. and foreign based R&E expenses are allocated
to their respective income sources. The remaining R&E
expenses must then be allocated on the basis of gross
sales or gross income. These rules, however, are effective only for the first nine months of the first taxable
year beginning after August 1, 1989 and before August
2, 1990.
ENERGY

Exploration and development costs.—In the case of
successful investments in domestic oil and gas wells,
intangible drilling costs (IDCs), such as wages, the costs
of using machinery for grading and drilling, and the
cost of unsalvageable materials used in constructing
wells, may be expensed rather than capitalized or amortized over the productive life of the property.
Integrated oil companies may currently deduct only
70 percent of such costs and amortize the remaining 30
percent over five years. The same rule applies to the
exploration and development costs of surface stripping

250-298 O-1990-13 QL3


and the construction of shafts and tunnels for other
fuel minerals.
Percentage depletion.—Independent fuel mineral producers and royalty owners are generally allowed to take
percentage depletion deductions rather than cost depletion on limited quantities of output. Under cost depletion, outlays not recovered immediately through expensing are deducted over the productive life of the
property. Unlike depreciation or cost depletion allowances, however, percentage depletion deductions are not
limited to the cost of the investment. Taxpayers instead
deduct a percentage of gross income from mineral production at rates of 22 percent for uranium, 15 percent
for oil, gas and oil shale, and 10 percent for coal. The
deduction, however, is limited to 50 percent of net
income from the property and also to 65 percent of total
taxable income in the case of oil and gas. Production
from geothermal deposits is eligible for percentage depletion at the same rate as allowed for oil and gas, but
with no limit on output and no limitation with respect
to qualified producers.
Tax-exempt bonds for energy facilities.—Tax-exempt
bond financing for small scale hydroelectric generating
facilities expired at the end of 1985. Tax-exempt financing for steam generating or alcohol production facilities
was repealed by the Tax Reform Act of 1986. The
budget cost of this type of tax-exempt financing will
continue, however, until the bonds are retired.
Conservation and new technology credits.—A variety
of tax incentives have been available to stimulate
energy conservation and encourage conversion to alternative energy sources. All but three of these programs
have expired. The three surviving investment credits
that will expire after September 30, 1990, are: two, at
10 percent, for investment in solar and geothermal
energy facilities; and one, at 15 percent, for investment
in ocean thermal facilities. Notwithstanding their expiration, some of these incentive programs continue to
have a budget effect. They are carried forward because
qualified projects, not constructed before the cut-off
date but subject to binding construction contracts, may
be placed in service or credits, which were earned but
not taken due to insufficient tax liabilities, may be
taken after the expiration dates.
Alternative fuel production credit.—A nontaxable $3
per barrel of oil-equivalent production credit is provided
for several forms of alternative fuels. As a general rule,
it is available as long as the price of oil stays below
$29.50 (in 1979 dollars).
Alcohol fuel credit.—Gasohol10 is exempt from 6 of
the 9 cents per gallon Federal excise tax on gasoline.
There is a corresponding income tax credit for alcohol
used as a fuel in applications where the excise tax is
not assessed. This credit, equal to a subsidy of 60 cents
per gallon for alcohol used as a motor fuel, is intended
to encourage substitution of alcohol for petroleum-based
gasoline.
Gas and oil exception to passive loss limitation.—
Although owners of working interests in oil and gas
properties are subject to the alternative minimum tax,
they are exempted from the "passive income" limita10

A motor fuel composed of at least 10 percent alcohol.

A-64

T H E B U D G E T FOR FISCAL Y E A R

tions. This means that the working interest holder, who
manages on behalf of himself and all other owners of
interests the development of wells and incurs all the
costs of their operation, may aggregate negative taxable
income from such interests with his income from all
other sources. Thus, he will be relieved of the minimum
tax rules limit on tax deferrals.
NATURAL

RESOURCES AND

ENVIRONMENT

Exploration and development costs.—As is true for
fuel minerals, certain capital outlays associated with
exploration and development of nonfuel minerals may
be expensed rather than depreciated over the life of the
asset.
Percentage depletion.—Most nonfuel mineral extractors also make use of percentage depletion rather than
cost depletion, with percentage depletion rates ranging
from 22 percent for sulphur down to 5 percent for sand
and gravel.
Tax-exempt bonds for pollution control and waste disposal.—Interest on State and local government debt
issued to finance private pollution control and waste
disposal facilities was excludable from income subject to
tax. This authorization was repealed for pollution control equipment and a cap placed on the amount of debt
that could be issued for waste disposal facilities by the
Tax Reform Act of 1986.
Historic preservation.—Expenditures to preserve and
restore historic structures qualify for a 20 percent investment credit but the depreciable basis must be reduced by the full amount of the credit taken.
Expensing multiperiod timber growing costs.—Generally, costs must be capitalized when goods are produced
for inventory used in one's own trade or business, or
under contract to another party. Timber production,
however, was specifically exempted from these multiperiod cost capitalization rules creating a special benefit derived from this deferral of taxable income.
Credit and seven year amortization for reforestation.—
A special 10 percent investment tax credit is allowed
for up to $10,000 invested annually in clearing land and
planting trees for the ultimate production of timber.
The same amount of forestation investment as is eligible for the investment credit also may be amortized
over a 7 year period. Without this preference, the
amount would have to be capitalized and could be recovered (deducted) only when the trees were sold or
harvested 20 or more years later. Moreover, the amount
of forestation investment that is amortizable need not
be reduced by any of the investment credit that is
allowed.
AGRICULTURE

Expensing certain capital outlays.—Farmers, except
for certain agricultural corporations and partnerships,
are allowed to deduct certain expenditures for feed and
fertilizer as well as for soil and water conservation
measures. Expensing is allowed, even though these expenditures are for inventories held at the end of the
year or for capital improvements that would otherwise
be capitalized.
Expensing multiperiod livestock and crop production
costs.—Farmers are exempted from application of the
uniform cost capitalization rules to the production of



1991

livestock and crops with a production period of less
than two years. Farmers establishing orchards, constructing farm facilities for their own use, or producing
any goods for sale with a production period of two years
or more may elect not to capitalize costs. If they do,
they must apply straightline depreciatipn to all depreciable property they use in farming.
Loans "forgiven" solvent farmers.—In 1986, farmers
were granted special tax treatment by being forgiven
the tax liability on certain forgiven debt. 11 Normally,
the amount of loan forgiveness is accounted for as a
gain (income) of the debtor and he must either report
the gain, or reduce his recoverable basis in the property
to which the loan relates. If the debtor elects to reduce
basis and the amount of forgiveness exceeds his basis in
the property, the excess forgiveness is taxable. However, in the case of insolvent (bankrupt) debtors, the
amount of loan forgiveness never results in an income
tax liability. 12 Farmers with forgiven debt will be considered insolvent for tax purposes and thus qualify for
income tax forgiveness.
Drought-related relief payments.—Government payments to farmers are part of their taxable incomes in
the year received. In 1988, a special exception was provided allowing the reporting of drought relief payments
received in one year to be deferred until the following
year.
COMMERCE

AND HOUSING

CREDIT

This category includes a number of tax expenditure
provisions that also affect economic activity in other
functional categories. In general, provisions related to
investment, such as accelerated depreciation, could as
well have been classified under the natural resources
and environment, energy, agriculture, or transportation
categories.
Credit union income.—The earnings of credit unions
not distributed to members as interest or dividends are
exempt from income tax.
Bad debt reserves.—Only commercial banks with less
than $500 million in assets, mutual savings banks, and
savings and loan associations are permitted to deduct
additions to bad debt reserves in excess of actually experienced losses. The deduction for additions to loss
reserves, allowed qualifying mutual savings banks and
savings and loan associations, is 8 percent of otherwise
taxable income. To qualify, the thrift institutions must
maintain a specified fraction of their assets in the form
of mortgages, primarily residential.
Special merger rules for financial institutions.—When
a corporation becomes insolvent, it may reorganize
under special bankruptcy rules. One of the results is
that the previous tax accounts of the bankrupt corporation are cancelled. This includes previous claims to tax
refunds with respect to excesses of allowable tax deductions over gross income, called net operating losses
(NOLs).
A special exception to this rule was provided to aid in
the reorganization of troubled (insolvent) savings banks
whose deposits were insured by the Federal Savings and
11

Settlement of a debt for an amount less than the principal of a loan.
12
The insolvent taxpayer's carryover losses and unused credits are extinguished first, and
then his basis in assets reduced to no less than amounts still owed creditors, finally, the
remainder of taxable income is itself forgiven.

TAX EXPENDITURES

Loan Insurance Corporation (FSLIC). An acquisition of
an insolvent bank, if certified by FSLIC, could be treated as a tax-free reorganization. The normal requirement of continuity of ownership in the merged organization was waived to make possible the future claim of
tax refunds with respect to the acquired insolvent
bank's NOLs. The value of preserving these claims to
tax refunds reduced the cost FSLIC would otherwise
have had to bear as insurer of the insolvent bank's
deposits. This provision was repealed in August 1989
with the enactment of the FSLIC bailout.
Interest on life insurance savings.—Savings in the
form of policyholder reserves are accumulated from premium payments and interest is earned on the reserves.
Such interest income is not taxed as it accrues nor
when received by beneficiaries upon the death of the
insured.
Small property and casualty insurance companies.—
Insurance companies that have annual net premium
incomes of less than $350,000 are exempted from tax;
those with $350,000 to $2,100,000 of net premium incomes may elect to pay tax only on the income earned
by their investment portfolio.
Insurance companies owned by exempt organizations.—Generally, the income generated by life and
property and casualty insurance companies is subject to
tax, albeit by special rules. Insurance operations conducted by such exempt organizations as fraternal societies and voluntary employee benefit associations, however, are exempted from tax.
Mutual funds (RIC) expenses.—Individuals may
deduct miscellaneous expenses only to the extent that
they exceed 2 percent of their adjusted gross income.
Many of the costs incurred by individuals in managing
their personal securities portfolios are among the miscellaneous deductions allowed taxpayers who itemize
deductions. Mutual funds perform these portfolio management functions for their shareholders and pay out
their portfolio incomes net of these expenses. The
shareholders are permitted to report their fund income
net of management expense. They are, thereby, able to
deduct fully portfolio management expenses without
regard to the miscellaneous deduction limitation.
Interest on consumer debt.—Deductions allowed individuals for interest paid on consumer credit is being
phased out. Only 10 percent will be deductible in 1990
and none in 1991 and thereafter.
Small issue industrial development bonds.—The interest on small issue industrial development bonds (IDBs)
issued by State and local governments to finance private business property is excluded from income subject
to tax. Depreciable property financed with small issue
IDBs must be depreciated, however, using the straightline method. The tax exemption of small issue bonds
expired in 1986, except for small issue IDBs exclusively
issued to finance manufacturing facilities for which the
tax exemption is scheduled to expire in September 1990.
The budget cost of these bonds continues as long as
they are outstanding.
Mortgage housing bonds.—Interest on all mortgage
revenue bonds, issued before October 1, 1990 by State
and local governments, is exempt from taxation. Proceeds are used to finance homes purchased by first time
buyers—with low to moderate incomes—of dwellings



A-65
with prices under 90 percent of the average area purchase price. The annual volume of mortgage revenue
bonds is restricted to State-by-State ceilings under a
unified volume cap which also covers student loan
bonds and IDBs.
States have been authorized through September 30,
1990, to issue mortgage credit certificates (MCCs) in lieu
of qualified mortgage revenue bonds because the bonds
are relatively inefficient in providing subsidies to first
time home buyers. MCCs entitle home buyers to income
tax credits for a specified percentage of interest on
qualified mortgage loans. In this way the entire amount
of the subsidy flows directly to the home buyer without
being partly diverted to financial middlemen or bondholders. A State may not issue an aggregate annual
amount of MCCs greater than 25 percent of its annual
ceiling for qualified mortgage bonds. Because of the
relationship between MCCs and qualified mortgage
bonds, their estimates are presented as one line item in
the tables.
Rental housing bonds.—State and local government
issues of IDBs are restricted to multifamily rental housing projects in which 20 percent (15 percent in targeted
areas) of the units are reserved for families whose
income does not exceed 50 percent of the area's median
income; or 40 percent for families with incomes of no
more than 60 percent of the area median income. Other
tax-exempt bonds for multifamily rental projects are
generally issued with the requirement that all tenants
must be low or moderate income families.
Limits on private activity tax-exempt bonds.—There
are limits imposed on the amount of tax-exempt State
and local government bonds that can be issued to fund
private activity. The volume cap for single-family mortgage revenue bonds and multifamily rental housing
bonds is combined with the cap for student loans and
IDBs. The cap was set at $50 per capita or a minimum
of $150 million for each State.
Interest and taxes on owner-occupied homes.—Owneroccupants of homes may deduct mortgage interest and
property taxes on their primary and secondary residences as itemized nonbusiness deductions. The mortgage interest deduction is limited to interest on debt no
greater than the owner's basis in the residence, and for
debt incurred after October 13, 1987, it is limited to no
more than $1 million. Interest on up to $100,000 of
other debt secured by a lien on a principal or second
residence is also deductible, irrespective of the purpose
of borrowing, provided the debt does not exceed the fair
market value of the residence. Mortgage interest deductions on personal residences are tax expenditures because the taxpayers are not required to report the value
of owner-occupied housing services as gross income.
Real property installment sales.—Dealers in real and
personal property, i.e., sellers that regularly hold property for sale or resale, can not defer taxable income
from installment sales until the receipt of the loan
repayment. Nondealers, defined as sellers of real property used in their business, are required to pay interest
to the Federal Government on deferred taxes attributable to their total installment obligations in excess of $5
million. Only property with sales prices exceeding
$150,000 are includable in the total. The payment of a

A-66
market rate of interest eliminates the benefit of the tax
deferral. The tax exemption for nondealers with total
installment obligations of less than $5,000,000 is, therefore, a tax expenditure.
Ordinary income treatment of losses from sale of
small business corporate stock shares.—Up to $100,000
in losses from the sale of such stock may be treated as
ordinary losses and, therefore, not be subject to the
$3,000 annual capital loss write-off limit if the corporation's capitalization is less than $1 million.
Capital gains on home sales.—These gains are recognized and taxed only to the extent that the adjusted
sales price exceeds the cost of a new home or the new
home is not purchased and occupied within 2 years
before or after the sale. The adjusted sales price is the
amount realized (gross proceeds less selling expenses)
minus qualified fixing up expenses. If a new house is
constructed, it must be occupied within 2 years after
the sale of the previous residence. The deferral of tax
with respect to these gains on owner-occupied dwellings
is a tax expenditure.
Capital gains on sales by owners aged 55 or older.—A
taxpayer who is 55 years of age or older at the time of
the sale of his residence may elect to exclude from tax
up to $125,000 of the gain from its sale. This is a oncein-a-lifetime election. In effect, this provision converts
some prior deferrals of tax into forgiveness of tax.
Carryover basis of capital gains at death.—The
assets 14 in the estate of a person that has died are
valued at their market prices for estate tax purposes. If
the assets are inherited and they appreciated during
the decedent's lifetime, the income and estate tax laws
permit a step-up in the heirs' basis to the valuation
used for estate tax purposes. This upward reevaluation
of the transferred assets is allowed without payment of
the tax that had been deferred by the decedent with
respect to the accrual of that appreciation. In effect, the
deferred tax on the gain is forgiven. The resulting
higher estate tax base is taxable at generally lower tax
rates of the heirs.
Carryover basis of capital gains on gifts.—When a gift
is made, the transferred property carries to the donee
the donor's basis—the cost that was incurred when the
property was first acquired. The donee assumes a tax
obligation equal to the donee's tax rate times the difference between the market value of the gift and the
donor's basis. The carryover of the donor's basis allows
a continued deferral of unrealized capital gains. This
creates a tax preference because it is an exception to
the reference tax law. The preference becomes even
more valuable whenever the donee's income tax rate is
lower than the donor's. An amount of the donor's deferred tax is then effectively forgiven.
Investment credit on machinery and equipment.—Although the 10 percent investment tax credit for investment in machinery and equipment was repealed as of
the end of 1986, it continues to exert a budget impact
for two reasons. First, such credits as had been earned
by pre-repeal investments, but which could not be taken
because the taxpayer had insufficient tax liability, can
be carried forward for 15 years. And second, qualified
investments that were subject to a binding contract
14

After settlement of all income tax obligations.




THE BUDGET FOR FISCAL YEAR 1991

prior to the repeal date may earn investment credits
when they are subsequently delivered and/or placed in
service. In both instances, the amount of the credit that
may be taken after 1986 is 65 percent of the amount of
the pre-repeal credit and, moreover, the credit is fully
taxable. The taxpayer must now reduce his recoverable
basis in the qualified assets by the full amount of the
credit, rather than half, as before repeal.
Accelerated depreciation of real property, machinery
and equipment.—As previously noted, 15 the tax depreciation allowance provisions are part of the reference
law standard and, thus, not a source of tax expenditure
entries under the post-FY 1982 method. Under the preFY 1983 normal tax standard, however, a 40-year tax
life for depreciable real property is the norm so the
statutory depreciation periods in effect since 1987 for
residential and nonresidential properties of 27.5 and
31.5 years, respectively, give rise to tax expenditures.
Moreover, the tax expenditure estimates based on the
pre-FY 1983 method include not only the continuing
budget effects of more accelerated pre-1987 tax allowances for real property, but also those for machinery
and equipment.
Safe harbor leasing.—When highly accelerated tax
depreciation allowances and enhanced investment tax
credits were enacted in 1981, a safe harbor leasing provision was also introduced. Under this provision, a corporation, otherwise unable to utilize the accelerated depreciation allowances and investment credit, might sell
to, and then lease from, another corporation assets acquired after December 31, 1981. The terms of such
leaseback agreements, absent the safe harbor leasing
provision, would not qualify the lessor corporation as
the owner of the assets and allow it to utilize the investment incentives for tax purposes. The selling corporation could gain at least part of the financial advantage provided by the investment tax incentives by successfully negotiating leaseback agreements below
market costs. Although the provision was repealed in
1982, its budget effects persist for the duration of the
safe harbor leases entered into in 1981.
Business start-up costs.—When an individual or corporation acquires or otherwise enters into a new business,
certain start-up expenses, such as the costs of investigating opportunities and legal services, are normally
incurred. The taxpayer may elect to amortize these outlays over 60 months although they are similar to other
payments he makes for nondepreciable intangible
assets that are not recoverable until the business is
sold.
Graduated corporation income tax rate schedule.—The
schedule is graduated, with rates of 15 percent on the
first $50,000 of taxable income, 25 percent on the next
$25,000, and a rate of 34 percent on income over
$75,000. As compared with a flat 34 percent tax rate,
the lower rates provide a $11,750 reduction in tax liability for corporations with taxable incomes of $75,000.
This benefit is recaptured in the cases of corporations
with taxable incomes exceeding $100,000. This is accomplished by a 5 percent additional tax on corporate incomes in excess of $100,000, but less than $335,000. At
15
See the discussion of general accounting rules of the section on the reference tax rules
and the comparison to the normal tax standard.

A-67

TAX EXPENDITURES

this point the $11,750 is fully recaptured. Since this
rate schedule is part of the reference tax law, it does
not give rise to a tax expenditure under the post-FY
1982 method. A flat corporation income tax rate is
taken as the norm under the pre-FY 1983 method, however, and, therefore, the lower rates do yield a tax
expenditure under this concept.
Passive loss real estate exemption.—The Tax Reform
Act of 1986 disallowed the offset of passive losses
against income from other sources. Losses up to $25,000
attributable to certain rental real estate activity, however, were exempted from this rule. 16
Treatment of Alaskan Native Corporations losses.—
Tax law restricts the ability of profitable corporations
to reduce their tax liabilities by merging or buying
corporations with accumulated net operating losses
(NOLs) and as yet unrefunded claims to investment
credits. Alaska Native Corporations have a limited exemption 17 from these restrictions that includes NOLs
and credits claimable prior to April 26, 1988.
Imputed interest rules.—Under reference tax law
rules commonly referred to as original issue discount
(OID), both the holder and seller of a financial contract
are generally required to report interest earned in the
period it accrues, not when the contract payments are
made. Moreover, the amount of interest accruable is
determined by the actual price paid for the contract,
not by the stated or nominal principal and interest
stipulated in the contract. 18
Exceptions to the general rules for accounting for
interest expense or income include the following: (a)
permission for the mortgagor of his personal residence
to treat the discount from the nominal principal of his
mortgage loan, commonly called "points," as prepaid
interest which is deductible in the year paid, not the
year accrued; and (b) sellers of farms and small businesses worth less than $1 million, in exchange for the
purchaser's debt obligation, are exempted from the OID
rules. This is $750,000 more than the $250,000 exemption that the reference tax law generally allows for
such transactions.
TRANSPORTATION

Shipping companies that are U.S. flag carriers.—Certain companies that operate U.S. flag vessels receive a
deferral of income taxes on that portion of their income
used for shipping purposes, primarily construction,
modernization and major repairs to ships, and repayment of loans to finance these qualified investments.
Once indefinite, the deferral has been limited to 25
years since January 1, 1987.
Tax-exempt bonds for mass commuting vehicles.—
Until expiration on December 31, 1984, State and local
governments were allowed to issue tax-exempt obligations to finance the purchase of mass transit commuting vehicles for lease to government transit agencies.
16
A more detailed discussion is provided under the general accounting rules of the section
on the reference tax rules and the comparison to the normal tax standard.
17
Fifteen years after the NOL or credit claim was first experienced.
18
Thus, when a borrower on December 31, 1988, issues a promise to pay $1,000 plus
interest at 10 percent on December 30, 1989, for a total repayment of $1,100, and accepts $900
from a lender in exhange for the contract, the rules require that both parties: (a) recognize
that $900 is the amount lent, so that the effective loan interest rate is not the nominal 10
percent rate but is 22.2 percent; and (b) both report $200 as interest pain or received in 1989,
as the case may be.




There will be continued budget effects as long as such
bonds are outstanding.
COMMUNITY AND REGIONAL DEVELOPMENT

Five year amortization of housing rehabilitation.—
Until it expired on December 31, 1986, taxpayers could
elect under certain conditions to amortize rehabilitation
expenditures for low and moderate income rental housing over a 5 year period in lieu of ACRS depreciation.
There will be a continued budget effect from qualified
expenditures for which the 5 year amortization period
had been selected.
Low-income housing investment.—Through 1989, a
tax credit for investment in low income housing 19 was
structured to have a present value of 70 percent of
construction or rehabilitation costs incurred and was
allowed over 10 years. For federally subsidized projects
and those involving unrehabilitated existing low income
housing, the credit was structured to have a present
value of 30 percent. Beginning on January 1, 1990, the
credit is extended for one year at 70 percent including
projects financed with other Federal subsidies, but only
if substantial rehabilitation is done. Notwithstanding
the capital grant character of this subsidy, the investor's recoverable basis is not reduced by the substantial
credit allowed.
Rehabilitation of structures.—A 10 percent investment tax credit is available for the rehabilitation of
buildings that are used for business or productive activities and that were erected before 1936 for other than
residential purposes. A full reduction by the amount of
the credit is required in the taxpayer's recoverable
basis.
Tax-exempt bonds for airports and similar facilities.—
Until repealed, the interest on IDBs issued by State and
local governments to finance airports, docks, wharves,
and sports and convention facilities was exempt from
tax. Government-owned airports, docks and wharves, as
well as high speed rail facilities that need not be government owned, may continue to be financed with taxexempt bond issues. These bonds are not covered by a
volume cap. There will be continued budget effects as
long as bonds, that had been issued for private purposes, are outstanding.
Exemption of certain mutuals' and cooperatives'
income.—The incomes of mutual and cooperative telephone and electric companies are exempted from tax if
at least 85 percent of their revenues are derived from
patron service charges.
EDUCATION, TRAINING, EMPLOYMENT, AND SOCIAL
SERVICES

Scholarship and fellowship
income.—Scholarships
and fellowships are not excluded from taxable income
to the extent they exceed tuition and course-related
expenses of the grantee. From a strictly economic point
of view, scholarships and fellowships are either gifts not
conditioned on the performance of services, or they are
rebates of educational costs. Thus, under the post-1982
budget method, the exclusion is not a tax expenditure
because the reference tax law does not include either
19
New, substantially rehabilitated, and certain unrehabilitated, existing low income housing can qualify for the credit.

A-68
gifts or price reductions in a taxpayer's gross income.
However, under the pre-1983 budget method, the exclusion is considered a tax expenditure. Under the normal
tax standard, gift-like transfers of government funds—
and many scholarships are derived directly or indirectly
from government funding—are included in gross
income.
Tax-exempt bonds for educational purposes.—Interest
on State and local government debt issued to finance
student loans or the construction of facilities used by
private nonprofit educational institutions is excluded
from income subject to tax. The aggregate volume of
such private activity bonds is limited that each State
may issue during any calendar year.
U.S. savings bonds for education.—Interest on U.S.
savings bonds, issued after December 31, 1989, may be
excluded from tax if the bonds, plus accrued interest,
are transferred to an educational institution as payment for educational expenses. The exclusion from tax
is phased out for joint returns with adjusted gross incomes of $60,000 to $90,000 and $40,000 to $50,000 for
single and head of household returns.
Dependent students age 19 or older.—Taxpayers can
claim personal exemptions for dependent children age
19 or over who receive parental support payments of
$1,000 or more per year, are full-time students, and do
not claim a personal exemption on their own tax returns. This preferential arrangement usually generates
tax savings because the students' marginal tax rates
are more often than not lower than their parents' marginal tax rates.
Charitable contributions.—Contributions to charitable, religious, and certain other nonprofit organizations
are allowed as an itemized deduction for individuals,
generally up to 50 percent of adjusted gross income.
Taxpayers whose contributions to charitable or educational organizations take the form of capital assets can
claim their current value as a deduction without the
taxation of any appreciation in value. Corporations
could also deduct charitable contributions up to 10 percent of their pre-tax income. Included in the alternative
minimum tax bases of individuals and corporations is
the untaxed appreciation of contributed property. Tax
expenditures resulting from the deductibility of contributions are shown separately for educational and other
institutions. Contributions to health institutions are reported under the health function.
Employer provided benefits.—Many employers provide
employee benefits that are not counted in employee
income. The employers' costs for these benefits are deductible business expenses. The exclusion from an employee's income of the value of child care, meals and
lodging provided by an employer for his own convenience is a tax expenditure, as are the exclusion of housing allowances and the rental value of parsonages from
the taxable income of ministers.
Until September 30, 1990, an employer may pay for
his employees tuition, fees, books, and supplies; the
amounts received under the program are excluded from
an employee's gross income. Employer contributions to
prepaid legal services plans and the value of legal services received under such plans are also excluded from
employee income through September 30, 1990.



THE BUDGET FOR FISCAL YEAR 1991

Employer Stock Ownership Plan (ESOP) credit.—
Before the provision expired in 1986, a corporation
could claim a limited tax credit if an equivalent amount
of its common stock was set aside in an ESOP plan. The
effective subsidy rate for this form of employee compensation exceeds 100 percent. The employer is fully reimbursed for the stock he transfers, and the benefited
employees are not required to include this compensation in their current year gross income. This provision
will be carried as a tax expenditure until the as yet
unrefunded claims to the tax credits have been satisfied.
Child and dependent care expenses.—A tax credit may
be claimed by married couples for child and dependent
care expenses incurred when one spouse works full time
and the other works at least part time or goes to school.
The credit may also be claimed by divorced or separated parents who have custody of children and by single
parents. Expenditures up to a maximum $2,400 for one
dependent and $4,800 for two or more dependents are
eligible for the credit. The credit is equal to 30 percent
of qualified expenditures for taxpayers with incomes of
$10,000 or less. The credit is reduced to a minimum of
20 percent by one percentage point for each $2,000 of
income between $10,000 and $28,000. This aid is supplemented by excluding the value of employer-furnished
child care from employees' income.
Targeted jobs credit.—Employers may claim a tax
credit for qualified wages paid to individuals who begin
work after December 31, 1989 and before October 1,
1990 and who are certified as members of various targeted groups. The amount of the credit that may be
claimed is 40 percent of the first $6,000 paid during the
first year of employment. The 40 percent credit also
applies to the summer employment wages paid 16 and
17 year old youths who are members of low income
families. Employers must reduce their deduction for
wages paid by the amount of the credit claimed.
Costs of removing architectural barriers to the handicapped— The investment cost of making any business
accessible to persons suffering physical or mental disabilities may be deducted, rather than capitalized as
part of the taxpayer's basis in such property and recovered by subsequent depreciation allowances as is generally required.
Foster care payments.—Foster parents provide a home
and care for children who are wards of the state, under
contract with the state. Compensation received for this
service is explicitly excluded from the gross incomes of
foster parents, making the expenses they incur nondeductible. This activity, is, in effect, tax-exempt.
HEALTH

Employer paid medical insurance and expenses.—Employee compensation, in the form of payments by employers for health insurance premiums and other medical expenses, is deducted as a business expense by employers, but it is not included in employee gross income.
Untaxed Medicare benefits.—The employer's payment
of 1.45 percent of employees' wages (up to $51,300 in
1990) into the Hospitalization Trust Fund, which finances Medicare benefits, is not included in employees'
reportable compensation.

TAX EXPENDITURES

A-69

Medical care expenses.—Personal expenditures for cluded from adjusted gross income in the year of contrimedical care, including the costs of prescription drugs bution. Self-employed persons can make deductible conand insulin, exceeding 7.5 percent of the taxpayer's ad- tributions to their own retirement (defined contribujusted gross income, are deductible.
tion) plans equal to 25 percent of their income up to a
Tax-exempt bonds for hospital construction.—Interest maximum of $30,000 per year.
earned on State and local government debt issued to
Employees may deduct annual contributions to an
finance hospital construction is excluded from income IRA of $2,000 (or 100 percent of compensation, if less),
subject to tax.
or $2,250 on a joint return with only one spouse earning
Charitable contributions to health institutions.— Con- income, if: (a) neither the individual or spouse is an
tributions to nonprofit health institutions are allowed active participant in an employer-provided retirement
as a deduction for individuals and corporations. Tax plan; or (b) their adjusted gross income falls below
expenditures resulting from the deductibility of contri- $40,000 ($25,000 for a single taxpayer). The allowable
butions to other charitable institutions are listed under IRA deduction is phased out between $40,000 and
the education, training, employment, and social services $50,000 for a joint return and $25,000 and $35,000 for a
function.
single return. Beyond these income limits, nondeductOrphan drugs.—To encourage the development of ible contributions to IRAs are available to taxpayers
drugs for the treatment of rare diseases or physical
who are active participants in employer-provided retireconditions, a tax credit is granted equal to 50 percent of
the costs for clinical testing that must be completed ment plans.
Limited amounts ($7,993 in 1990) can be excluded
before manufacture and distribution are approved by
the Food and Drug Administration. Because the drug from an employee's adjusted gross income under a
firm is not required to reduce its deduction for testing qualified cash or deferred arrangement with the emexpenses (an R&D expenditure) by the amount of this ployer (401(k) plan). An employee's own contribution of
credit, the private cost of clinically testing orphan no more than $9,500 or the 401(k) limitation (whichever
drugs is reduced to little more than 24 cents per $1 is greater) may be excluded annually from an employee's adjusted gross income when placed in a tax-shelexpended. This tax expenditure expires after 1990.
Blue Cross and Blue Shield.—Although these organi- tered annuity (403(b) plan). The investment income
zations are not qualified as exempt, they are provided earned by pension funds and other qualifying retireexceptions from otherwise applicable insurance compa- ment plans is not taxable when earned, and this exempny income tax accounting rules that effectively elimi- tion is, therefore, also a tax expenditure.
Income earned by voluntary employee beneficiary assonate their tax liabilities.
ciations.—Generally, the income generated by businessINCOME SECURITY
es is subject to income tax. However, the income from
Railroad retirement benefits.—These benefits are not business operations conducted by exempt organizations,
generally subject to the income tax unless the recipi- such as fraternal societies and voluntary employee benent's gross income reaches a certain threshold discussed efit associations, is exempt from tax.
more fully under the social security function.
Employer provided benefits.—Many employers cover
Workmen}s compensation benefits.—Workmen's com- part or all the cost of premiums or payments for: (a)
pensation provides payments to disabled workers. These employees' life insurance benefits; (b) accident and disbenefits, although income to the recipients, are a tax ability benefits; (c) death benefits; and (d) supplementapreference because they are not subject to the income
ry unemployment benefits. The amounts are deductible
tax.
by the employers and are excluded as well from emPublic assistance benefits.—The exclusion from taxable income of public assistance benefits received by ployees' gross incomes for tax purposes.
Employer Stock Ownership Plan (ESOP) provisions.—
individuals is listed as a tax expenditure under the preA special type of employee benefit plan, organized as a
1983 budget method because, under the normal tax
rules, cash transfers from government are included in trust, is tax-exempt. Employer-paid contributions (the
gross income. In contrast, gifts not conditioned on the value of stock issued to the ESOP) are deductible by the
performance of services, including transfers from gov- employer as part of employee compensation costs. They
ernment, are not taxable under the reference tax base- are not included in the employees' gross income for tax
line. Therefore, under the post-1982 budget method the purposes, however, until they are paid out as benefits.
tax exclusion for public assistance benefits is not shown The following five special income tax provisions for
ESOPs are intended to increase employee ownership of
as a tax expenditure.
Special benefits for disabled coal miners.—Disability the corporations in which they are employed: (1) annual
payments to former coal miners out of the Black Lung employer contributions are subject to less restrictive
Trust Fund, although income to the recipient, are not limitations (percentages of employees' cash compensation); (2) ESOPs may borrow to purchase employer
subject to the income tax.
Military disability pensions.—Most of the military stock, guaranteed by their agreement with the employpension income received by current retired veterans is er that the debt will be serviced by his payment (deexcluded from their income subject to tax.
ductible by him) of a portion of wages (excludable by
Pension contributions and earnings.—Certain employ- the employees) to service the loan; (3) ESOPs' lenders
er contributions to pension plans along with amounts may exclude half the interest from their gross income;
set aside by the self-employed and individual contribu- (4) employees who sell appreciated company stock to
tions to individual retirement accounts (IRAs) are ex- the ESOP may defer any taxes due until they withdraw



A-70
benefits; and (5) dividends paid to ESOP-held stock are
deductible by the employer.
Support of the aged and the blind.—Taxpayers who
are blind or 65 years of age or older may take an
additional $800 standard deduction, if single, or $650, if
married. In addition, individuals who are 65 years of
age or older, or who are permanently disabled, can take
a tax credit equal to 15 percent of the sum of their
earned and retirement income. Qualified income is limited to no more than $2,500 for single individuals or
married couples filing a joint return where only one
spouse is 65 years of age or older, and up to $3,750 for
joint returns where both spouses are 65 years of age or
older. These limits are reduced by one-half of the taxpayer's adjusted gross income over $7,500 for single
individuals and $10,000 for married couples filing a
joint return.
Casualty losses.—Neither the purchase of property
nor insurance premiums to protect its value are deductible as costs of earning income; therefore, reimbursement for insured loss of such property is not reportable
as a part of gross income. However, a special provision
permits relief for taxpayers suffering an uninsured loss.
They may deduct casualty and theft losses of more than
$100 each, but only to the extent that total losses
during the year exceed 10 percent of adjusted gross
income.
Earned income credit.—This credit may be claimed by
low-income workers with minor dependents. For 1990,
the credit is 14 percent of the first $6,810 of earnings up
to a maximum credit of $953. The credit is reduced by
10 percent of income over $10,730, so that no credit is
available at incomes over $20,264. The maximum
amount of income on which the credit may be taken is
adjusted for inflation, as is the income level at which
the phase out begins.
In any tax year the amount of the credit must be
reduced by the minimum tax liability of the taxpayer.
Earned income tax credits in excess of tax liabilities are
paid by the Federal Government to individuals. This
portion of the credit is included in outlays, while the
amount that offsets tax liabilities is shown as a tax
expenditure.

THE BUDGET FOR FISCAL YEAR 1991

filing separately if they did not live apart from their
spouse for the entire year. Modified AGI is equal to
AGI plus foreign or U.S. possession income and taxexempt interest, both excluded from AGI. If the modified AGI exceeds the specified base amount, either onehalf of the excess or one-half of the social security or
railroad retirement benefits is included in income subject to tax, whichever is less. This limits the tax expenditure to the portion of the benefit which is still
excluded.
Social Security benefits for the disabled, dependents
and survivors.—Benefit payments from the Social Security Trust Fund, for disability and for dependents and
survivors, are excluded from the beneficiaries' gross incomes and thus give rise to tax expenditures.
VETERANS BENEFITS AND SERVICES

Veterans benefits.—All compensation due to death or
disability and pensions paid by the Veterans Administration are excluded from taxable income. In addition,
the GI bill, as well as other veterans' readjustment and
education benefits, are excluded from taxable income.
Tax-exempt mortgage bonds for veterans.—Interest
earned on general obligation bonds issued by State and
local governments to finance housing for veterans is
excluded from taxable income. The issuance of such
bonds is limited, however, to five preexisting State programs and to amounts based upon previous volume
levels for the period January 1, 1979 to June 22, 1984.
Furthermore, future issues are limited to veterans who
served on active duty before 1977.
GENERAL GOVERNMENT

Public purpose State and local debt.—Interest on
State and local government debt, issued to finance government activities, is excluded from Federal taxation.
State and local governments, therefore, can sell debt
obligations at a lower interest cost than would be possible if such interest were subject to tax. Only the excluded interest on bonds for public purposes, such as
schools, roads, and sewers, is included here.
Nonbusiness State and local taxes excluding homeowner property taxes.—The deductibility of nonbusiness
State and local taxes gives indirect assistance to these
governments by reducing the costs of the services they
SOCIAL SECURITY
provide and, thus, the burden on their taxpayers. AlOA SI benefits for retired workers.—Social security though general sales taxes may no longer be deducted,
benefits that exceed the beneficiary's contributions out State and local income taxes still may be deducted.
of taxed income are deferred employee compensation
Business income earned in U.S. possessions.—Under
and the deferral of tax on that compensation is a tax certain conditions, U.S. corporations receiving income
expenditure. These additional retirement benefits are from an active trade or business, or from investments
paid for partly by employers' contributions that were located in a U.S. possession, can claim a special credit
not included in employees' taxable compensation. Up to against U.S. tax otherwise due.
one-half of any recipient's social security benefits and
INTEREST
tier 1 railroad retirement benefits are included in the
income tax base if a recipient's "modified adjusted gross
U.S. savings bonds.—The interest on U.S. savings
income" plus one-half of his or her social security and bonds is not taxable until the bonds are redeemed,
railroad retirement benefits exceed a certain base thereby deferring tax liability. The deferral is equivaamount: $32,000 for those filing joint tax returns; lent to an interest-free loan and, therefore, it is a tax
$25,000 for single persons; and zero for those married expenditure.




A-71

TAX EXPENDITURES
Table C - l . ESTIMATES FOR TAX EXPENDITURES IN THE INCOME TAX
(Fiscal years; in millions of dollars)
Revenue Loss

Outlay Equivalents
Description

National defense:
Exclusion of benefits and allowances to armed forces personnel
International affairs:
Exclusion of income earned abroad by United States citizens
Exclusion of income of foreign sales corporations (FSC)
Inventory property sales source rules exception
Certain nonfinancial institutions operations interest allocation rules exception
Deferral of income from controlled foreign corporations:
Pre-1983 budget method
Post-1982 budget method
Total (after interactions)
General science, space, and technology:
Expensing of research and development expenditures:
Pre-1983 budget method
Post-1982 budget method
Credit for increasing research activities
Suspension of the allocation of research and experimentation expenditures
Total (after interactions)
Energy:
Expensing of exploration and development costs:
Oil and gas
Other fuels
Excess of percentage over cost depletion:
Oil and gas
Other fuels
Exclusion of interest on State and local industrial development bonds for certain energy
facilities
Alternative, conservation and new technology credits:
Supply incentives
Conservation incentives
Alternative fuel production credit
Alcohol fuel credit 1
Energy credit for intercity buses
Special rules for mining reclamation reserves
Exception from passive loss limitation for working interests in oil and gas properties
Total (after interactions)
Natural resources and environment:
Expensing of exploration and development costs, nonfuel minerals
Excess of percentage over cost depletion, nonfuel minerals
Exclusion of interest on State and local IDBs for pollution control and sewage and waste
disposal facilities
Tax incentives for preservation of historic structures
Expensing of multiperiod timber growing costs
Investment credit and seven-year amortization for reforestation expenditures
Total (after interactions)
Agriculture:
Expensing of certain capital outlays
Expensing of certain multiperiod production costs
Treatment of loans forgiven solvent farmers as if insolvent
Deferral of drought-related payments
Total (after interactions)
Commerce and housing credit:
Exemption of credit union income
Excess bad debt reserves of financial institutions
Special merger rules for financial institutions
Exclusion of interest on life insurance savings
Special alternative tax on small property and casualty insurance companies
Tax exemption of certain insurance companies
Small life insurance company deduction
Exemption of RIC expenses from miscellaneous deduction floor
Deductibility of interest on consumer credit
Exclusion of interest on small issue industrial development bonds
Exclusion of interest on State and local mortgage bonds for owner-occupied housing
Exclusion of interest on State and local debt for rental housing
Deductibility of mortgage interest on owner-occupied homes
Deductibility of property tax on owner-occupied homes
Deferral of income from post 1987 installment sales
Ordinary income treatment of loss from small business corp. stock sale
Deferral of capital gains on home sales
Exclusion of capital gains on home sales for persons age 55 and over




Individuals

Corporations

1989

1990

1991

2,215

2,295

2,380

1,580
795
3,000
100

1,645
880
3,300
130

1,710
965
3,630
135

525
2,000
65

850

750

750

580
2,200
85

1991

1990

1991

1,965

2,040

1,155

1990

1989

1,900

1989

1,205

1,255

635
2,420
90
850

6,225

6,755

7,290

1,750

1,750

1,800

1,720

1,720

1,770

30

30

30

1,590
*

1,410

960

1,120

970

660

25

20

15

3,675

3,420

"2,860

-65
35

110
35

365
35

-625
35

-490
35

-280
35

560

600

645

530
210

560
220

565
230

80
135

80

125

140

310
10

325
10

330
10

380

405

440

315

340

360

110

110

35
*

80
*

75
*

25
*

15
45

15
155
_*

10
*

10
35
*

110
*

45

45

5
135

5
175

5
200

35
235

35
245

5
15

5
15

1,515
45
205

1,455
40
225
40

95
130
160

95
155
170

90
175
175

445
50
10
165

435

120

400
105

10

10

-110

-75

*

_ *

15

_ *

50
135
995

50
175
1,225

50
200
1,480

40
315

40
330

40
350

1,905
140
310
210

1,830
140
360
215
2,855

1,760
130
400
220
2,840

495
180
10
-125
530

450
160
10
-85
505

740
25
5,720
9,025
35
35
105
420
2,080
2,840
2,045
1,420
39,785
11,240
735

850

600
770
2,650
1,875
1,340
46,595
12,430
790

20

20

12,635
4,250

13,265
4,280

2,860

505
85

10
190
745
645
45
5,635
8,115
45
30
105
385
3,945
3,020
2,195
1,510
34,190
10,065
670
30
12,035
4,195

20

4,795
10,040
35
40

110

_*
45

35
220

1,575
45
180
40

10

25

-15

-10

445
45
3,885
145
35
25
75

510
25
3,945
240
25
25

80

590
20
3,310
350
25
30
80

2,600

2,445

2,280

1,220

l" 150

1,080

6,085

7,335

185

195

325

470
770

1,895

170

300
3,945

1,775

1,625

34,190
10,065
500
30
12,035
3,190

39,785
11,240
550
20
12,635
3,230

46,595
12,430
595
20
13,265
3,250

A-72

THE BUDGET FOR FISCAL YEAR 1991
Table C-l. ESTIMATES FOR TAX EXPENDITURES IN THE INCOME TAX—Continued
(Fiscal years; in millions of dollars)
Outlay Equivalents
Description

1989

Step-up basis of capital gains at death
16,635
Carryover basis of capital gains on gifts
75
Investment credit, other than ESOP's, rehabilitation of structures, energy property, and
reforestation expenditures
8,560
Accelerated depreciation on rental housing:
Pre-1983 budget method
2,410
Post-1982 budget method
Accelerated depreciation of buildings other than rental housing:
Pre-1983 budget method
9,875
Post-1982 budget method
Accelerated depreciation of machinery and equipment:
Pre-1983 budget method
41,590
Post-1982 budget method
Safe harbor leasing rules
-710
Amortization of start-up costs
230
Reduced rates on the first $100,000 of corporate income:
Pre-1983 budget method
4,435
Post-1982 budget method
Exception from the passive loss rules for $25,000 of rental losses
4,210
Treatment of Alaska Native Corporations
660
140
Permanent exceptions from imputed interest rules
Total (after interactions)
153,085
Transportation:
Deferral of tax on shipping companies
115
Exclusion of interest on State and local government bonds for mass commuting vehicles....
45
Total (after interactions)
160
Community and regional development:
Five-year amortization for housing rehabilitation
15
Credit for low-income housing investments
400
Investment credit for rehabilitation of structures (other than historic)
130
Exclusion of interest on IDBs for airports, docks and sports and convention facilities
875
Exemption of certain mutuals' and cooperatives' income
1,015
Total (after interactions)
2,425
Education, training, employment, and social services:
Exclusion of scholarship and fellowship income-.
Pre-1983 budget method
700
Post-1982 budget method
Exclusion of interest on State and local student loan bonds
305
Exclusion of interest on State and local debt for private nonprofit educational facilities..
315
#
Exclusion of interest on savings bonds transferred to educational institutions
435
Parental personal exemption for students age 19 or over
1,735
Deductibility of charitable contributions (education)
235
Exclusion of employer provided educational assistance
3,765
Total education (after interactions)
260
Exclusion of employer provided child care
790
Exclusion of employee meals and lodging (other than military)
85
Exclusion of contributions to prepaid legal services plans
195
Investment credit for ESOPs
4,875
Credit for child and dependent care expenses
340
Targeted jobs credit
6,635
Total training and employment (after interactions)
20
Expensing of costs of removing certain architectural barriers to the handicapped
10,795
Deductibility of charitable contributions, other than education and health
25
Exclusion of certain foster care payments
215
Exclusion of parsonage allowances
10,965
Total social services (after interactions)
21,365
Grand total (after interactions)
Health:
32,425
Exclusion of employer contributions for medical insurance premiums and medical care7,290
Exclusion of untaxed Medicare benefits
2,690
Deductibility of medical expenses
2,805
Exclusion of interest on State and local debt for private nonprofit health facilities
Deductibility of charitable contributions (health)
1,515
*
Tax credit for orphan drug research
Special Blue Cross/Blue Shield deduction
80
46,725
Total (after interactions)
Income security:
Exclusion of railroad retirement system benefits
275
Exclusion of workmen's compensation benefits
2,760




Revenue Loss
Individuals

Corporations

1990

1991

18,075
85

19,640

5,545

3,715

5,860

4,030

2,230

2,065

1,135

9,475

9,230

33,985

1990

1991

1989

1990

12,310
75

13,375
85

2,655

795

490

1,055

975

605

555

4,995

4,795

4,665

1,990

1,910

28,065

23,145

19,155

16,055

5,660

4,370

-710
245

-715
265

-710
30

-710
35

-715
35

130

135

1,980

5,760

2,875

3,235

3,715

5,475
235

4,210

5,475

660

235

170
110

125

151,590

6,435
170
170
154,685

125
40
165

135
30
165

115
20

125
20

135
20

10
700
115
860
1,065
2,730

5
850
100
840
1,120
2,895

10
60
70
715
725

5
100
65
700
760

-5

5
225
60

5
400
50

730

770

640

665

275
305
20
450
1,890
275
3,990
320
830
85
115
5,210
335
6,990
20
11,945
25
240
12,130
23,110

260
300
75
465
2,030
95
4,040
380
865
30
65
5,505
275
7,220
25
12,885
25
265
13,090
24,350

290
270
*
395
1,100
190

265
265
15
405
1,220
225

200
715
65

240
750
70

3,710
40

3,895
35

5
10,005
20
175

5
11,110
20
195

36,465
7,685
2,860
2,725
1,665
*

40,945
8,325
3,035
2,675
1,785
*

26,550
5,965
2,690
2,430
1,125

29,820
6,285
2,860
2,370
1,250

150
51,400

175
56,765

295
2,980

300
3,220

275
2,760

295
2,980

160

1989

470

500

120

55
685

525

145

85

50

"300

"3OO

245

15
585

15
620

655

20

290
*

305
*

325
*

55

100

120

A-73

TAX EXPENDITURES
Table C - l . ESTIMATES FOR TAX EXPENDITURES IN THE INCOME TAX—Continued
(Fiscal years; in millions of dollars)
Outlay Equivalents
Description

Exclusion of public assistance benefits:
Pre-1983 budget method
Post-1982 budget method
Exclusion of special benefits for disabled coal miners
Exclusion of military disability pensions
Net exclusion of pension contributions and earnings:
Employer plans
Individual Retirement Accounts
Keogh plans
Exclusion of income earned by voluntary employee beneficiary & other associations
Exclusion of employer provided death benefits
Exclusion of other employee benefits:
Premiums on group term life insurance
Premiums on accident and disability insurance
Income of trusts to finance supplementary unemployment benefits
Special ESOP rules (other than investment credit)
Additional deduction for the blind
Additional deduction for the elderly
Tax credit for the elderly and disabled
Deductibility of casualty losses
Earned income credit 2
Total (after interactions)
Social Security:
Exclusion of social security benefits:
OASI benefits for retired workers
Disability insurance benefits
Benefits for dependents and survivors
Total (after interactions)
Veterans benefits and services:
Exclusion of veterans disability compensation
Exclusion of veterans pensions
Exclusion of Gl bill benefits
Exclusing of interest on state and local debt for veterans housing
Total (after interactions)
General government:
Exclusion of interest on public purpose State and local debt
Deductibility of nonbusiness State and local taxes other than on owner-occupied homes
Tax credit for corporations receiving income from doing business in United States
possessions
Total (after interactions)
Interest:
Deferral of interest on savings bonds
Addendum—Aid to State and local governments:
Deductibility of:
Property taxes on owner-occupied homes
Nonbusiness State and local taxes other than on owner-occupied homes
Exclusion of interest on:
Public purpose State and local debt
IDBs for certain energy facilities
IDBs for pollution control and sewage and waste disposal facilities
Small-issue IDBs
Owner-occupied mortgage revenue bonds
State and local debt for rental housing
Mass commuting vehicle IDBs
IDBs for airports, docks, and sports and convention facilities
State and local student loan bonds
State and local debt for private nonprofit educational facilities
State and local debt for private nonprofit health facilities
State and local debt for veterans housing
Total (after interactions)

1989

1990

Revenue Loss
1991

Individuals

Corporations
1989

1990

1991

1990

340

355

375

340

355

110
105

110
110

110
110

110
105

110
110

56,985
7,155
1,715
410
25

60,095
7,820
1,900
445
25

62,660
8,165
2,100
485
25

42,805
5,440
1,325
350
20

45,085
5,960
1,470
380
20

3,195
165
30
850
10
1,575
95
170
2,215
75,810

3,335
170
30
1,745
15
1,885
105
205
2,405
80,670

3,480
175
30
2,125
15
2,120
115
180
2,720
84,690

2,460
125
30
15
10
1,260
75
140
1,780

2,565
130
30
20
10
1,505
85
165
2,045

14,840
1,105
2,940
18,885

15,680
1,145
3,110
19,935

16,490
1,195
3,285
20,970

14,840
1,105
2,940

15,680
1,145
3,110

1,490
80
55
320
1,945

1,500
75
45
295
1,915

1,590
75
40
275
1,980

1,490
55
255

1,500
75
45
240

13,490
18,495

13,520
20,290

13,865
21,860

2,075

2,100

2,105

9,035
18,495

9,190
20,290

2,895
34,880

3,185
36,995

3,505
39,230

1,910

2,100

2,310

960

1,070

1,090

960

1,070

10,065
18,495

11,240
20,290

12,430
21,860

10,065
18,495

11,240
20,290

13,490
380
1,905
3,020
2,195
1,510
45
875
305
315
2,805
320
23,090

13,520
405
1,830
2,840
2,045
1,420
40
860
275
305
2,725
295
22,575

13,865
440
1,760
2,650
1,875
1,340
30
840
260
300
2,675
275
22,365

9,035

9,190

1,895

1,775

290
270
2,430
255

265
265
2,370
240

1,200

1,465

80

2,075
315
1,575
2,600
1,220
20

715

2,100

340
1,515
2,445

2,105
360
1,455
2,280

1,150
20
700

1,080
20
685

* $2.5 million or less. All estimates have been rounded to the nearest $5 million.
1 In addition, the partial exemption from the excise tax for alcohol fuels results in a reduction in excise tax receipts of $485 million in 1989; $435 million in 1990; and $415 million in 1991.
2 The figures in the table indicate the tax subsidies provided by the earned income tax credit. The effect on outlays is: 1989, $4,005 million; 1990, $4,195 million; 1991, $4,370 million.




1989

A-74

THE BUDGET FOR FISCAL YEAR 1991

TAX EXPENDITURES I N T H E FEDERAL UNIFIED
TRANSFER TAX

The Federal unified transfer tax has replaced the
former separate gift and estate taxes. Exceptions to the
general terms of the tax favor particular transferees or
dispositions of transferors, similar to Federal direct expenditure or loan programs. The transfer tax provisions
identified as tax expenditures satisfy the two post-1982
criteria for inclusion in the tax expenditure budget that
were described above. No additional listings based on
departures of the unified transfer tax from a normal
tax structure, as discussed earlier for the income tax,
are included because of the lack of a generally accepted
normative tax structure for transfer taxes.
UNIFIED TRANSFER TAX REFERENCE RULES

The reference tax rules for the unified transfer tax
from which departures represent expenditure-like government programs include:
1. Definition of the taxpaying unit. The payment of
the tax is the liability of the transferor whether the
transfer of cash or property was made by gift or bequest.
2. Definition of the tax base and rules of its measurement. The base for the tax is the transferor's cumulative, taxable lifetime gifts made plus the net estate at
death.
Gifts that are counted as part of the tax base are all
annual transfers in excess of $10,000 to any donee
except the donor's spouse. Excluded are, however, payments on behalf of family members' educational and
medical expenses, as well as the cost of ceremonial
gatherings and celebrations that are not in honor of the
donor.
Athough the value of gifts may be split by spouses for
tax-reporting purposes, individuals are presumed to
maintain their own separate cumulative transfer tax
records. Any gift taxes paid by decedents during their
lifetime are added to the amounts of taxable gifts.
These plus the value of the final net estate are the
comprehensive pre-tax measure of the transferred aggregate wealth and, thus, determine the final transfer
tax liability.
In general, property is valued at its fair market value
at the time it is transferred. This is not necessarily the
case in the valuation of property for transfer tax purposes. Executors of estates are provided the option to
value assets at the time of the testator's death or up to
6 months later.
3. Tax rate schedule. A single graduated tax rate
schedule applies to all taxable transfers. This is reflected in the name of the "unified transfer tax" that has
replaced the former separate gift and estate taxes. The
tax rates vary from 18 percent on the first $10,000 of
aggregate taxable transfers to 55 percent on amounts
exceeding $3 million.
A $192,800 lifetime credit is provided against the tax
in determining the final amount of transfer taxes that
are due and payable. This allows each taxpayer to
make a $600,000 tax-free transfer of assets that otherwise would be liable to the unified transfer tax.
An additional tax, at a flat rate of 50 percent, is
imposed on lifetime generation skipping transfers in
excess of $1 million. It is considered a generation skip


ping transfer whenever the transferee is at least two
generations younger than the transferor as it would be
in the case of transfers to grandchildren or great-grandchildren. The liability of this tax is on the recipients of
the transfer. The transferor must advise them as to
what part of the gift or bequest is in excess of the
transferor's generation skipping exemption.
4. Time when tax is due and payable. Donors are
required to pay the tax annually as gifts are made. The
amount due and payable is the difference between the
end-of-year transfer tax liability on the cumulated taxable transfers and the total amount of tax that had
been paid previously.
The generation skipping transfer tax is payable by
the donees whenever they accede to the gift. The net
estate tax liability is due and payable within 9 months
after the decedent's death. The Internal Revenue Service may grant an extension of up to 10 years for a
reasonable cause. Once an extension has been granted,
the tax liability may be paid no less rapidly than it
would have been due without the extension. Interest is
charged on the unpaid tax liability at a rate equal to
the cost of Federal short-term borrowing, plus 3 percentage points.
TAX EXPENDITURES BY FUNCTION

The 1989-91 estimates of tax expenditures in the Federal unified transfer tax are displayed by functional
category in table C-2. Outlay equivalent estimates are
similar to revenue loss estimates for transfer tax expenditures and, therefore, are not shown separately.
NATURAL RESOURCES AND ENVIRONMENT

Donations of conservation easements.—Bequests for
conservation are excluded from taxable estates. A conservation bequest is the value of property and easements (in perpetuity) to such property the use of which
is restricted to any one or more of the following: (a) the
public for outdoor recreation; (b) protection of the natural habitats of fish, wildlife, plants, etc.; (c) scenic enjoyment of the public; and (d) preservation of historic land
areas and structures. Similar conservation gifts are excluded from the gift tax base and, in addition, are deductible from the donor's otherwise taxable income in
the year of the gift.
AGRICULTURE

Special use valuation of farms.—Farmland owned and
operated by a decedent and/or a member of the family
may be valued for estate tax purposes on the basis of its
"continued use" as a farm if: (a) the farmland is at least
25 percent of the decedent's gross estate; (b) the entire
value of all farm property is at least 50 percent of the
gross estate; and (c) family heirs to the farm agree to
continue to operate the property as a farm for at least
10 years. Since continued use valuation of farmland is
frequently substantially less than the fair market
value, the resulting reduction in tax liability serves as a
subsidy to the continued operation of family farms.
Tax deferral of closely held farms.—Decedents' estates may use a preferential, extended installment payment period of 5 to 15 years to discharge estate tax
liabilities if the value of the farm properties exceed 35
percent of the net estates. The interest charged is only

A-75

TAX EXPENDITURES

4 percent for the first 5 years, rather than the standard
Federal short-term borrowing rate plus 3 percentage
points, which applies during the last 10 years of the
repayment period.
COMMERCE AND HOUSING CREDIT

Special use valuation of closely held businesses.—The
two estate tax incentives to family farming are also
available to the estates of owners of nonfarm family
businesses. If the same three conditions previously described are met, the real property in their estates is
eligible for continued use valuation.
Tax deferral of closely held businesses.—Nonfarm
family businesses that satisfy the net estate requirements qualify for preferential 15 year deferred estate
tax payment. Also, the redemption of stock, required to
pay funeral and administrative expenses and estate and
gift taxes, may be charaterized as a sale of stock. This
applies in those cases where the family business is incorporated and only the closely held corporation stock
rather than the business assets appear in the decedent's
estate. This subjects to tax only the appreciation in the
value of the stock, whereas under reference tax law
rules, all of the proceeds generally would be taxed as a
dividend. To be eligible for this special provision, the
value of stock in closely held corporations must exceed
35 percent of the decedent's gross estate, less debt and
funeral expenses.
EDUCATION, TRAINING, EMPLOYMENT, AND SOCIAL
SERVICES

Employee Stock Ownership Plan (ESOP) deduction.—
Until December 19, 1989, one-half of the proceeds from
the sale of employer securities could be excluded from a
taxable estate when it was sold by the executor to an
ESOP. Employer securities are securities issued by corporations of which the ESOP members are employees.
Disposing certain estate assets in this way reduced the
cost of settling estates and also increased the supply of
employer securities to ESOPs.
Tax deferral for Employee Stock Ownership Plan
(ESOP).—Through July 12, 1989, an ESOP, to which a
decedent had bequeathed employer securities, could
avail itself of the preferential 15 year deferred tax payment plan previously described. The ESOP had to
agree, however, to pay a pro-rata share of the estate tax
for which it can be reimbursed by the estate.
Bequests to tax-exempt organizations.—These bequests
are deductible from decedents otherwise taxable lifetime transfers.
HEALTH

Bequests to health providers.—Such bequests, that are
exempt from the income tax, are deductible from otherwise taxable lifetime transfers of decedents. This tax
preference is similar to preferences provided through
the income tax.
GENERAL GOVERNMENT

State and local death taxes.—A credit is allowed for
state death taxes against any Federal estate tax that




otherwise would be due. The amount of the state death
tax credit is limited to 80 percent of the amount of the
Federal estate tax that would have been due under the
tax rates prevailing in 1926. This provision is intended
to restrain states from competing for wealthy individuals' official domicile.
Table C-2. ESTIMATES FOR TAX EXPENDITURES IN THE FEDERAL UNIFIED
TRANSFER TAX
(In millions of dollars)
Fiscal Years

Description

1990

1989

Natural Resources and Environment:
Deductions for donations of conservation easements
Agriculture:
Special use valuation of farm real property
Tax deferral of closely held farms
Commerce:
Special use valuation of real property used in closely held
businesses
Tax deferral of closely held business
Education, training, employment, and social services:
ESOP deduction
Tax deferral for payments made by ESOP's
Deduction for charitable contributions (education)
Deduction for charitable contributions (other education
and health)
Health:
Deduction for charitable contributions (health)
General government:
Credit for state death taxes
Grand Total (after interactions)

1991

*

*

*

60
55

65
55

70
55

15
10

20
10

20
10

65
10
385

65
10
420

5
450

1,145

1,240

1,335

350

380

410

1,615

1,745

1,885

3,525

3,810

4,130

*

PROPOSED CHANGES IN TAX EXPENDITURES

The Administration proposes a number of tax revisions that would affect the tax expenditure budget. The
receipts effects of the proposals are shown in table C-3
and a discussion of each proposal may be found in part
II, section B.
Table C-3. RECEIPTS EFFECTS OF PROPOSED LEGISLATION ON TAX EXPENDITURES
(Fiscal year, in millions of dollars)
Description

Capital gains tax reduction
Make permanent the R&E credit
Revise and make permanent R&E allocation rules
Family savings account
Provide a credit for intangible drilling
Extend and make permanent health insurance deduction for self-employed.
Extend low-income housing credit
Revise AMT for exploratory drilling by independents
Establish enterprise zones tax incentives
Modify oil and gas depletion rules
Waive penalty for certain early withdrawals from IRAs
Provide a new credit for tertiary enhanced oil recovery
Establish refundable child care credit 1
Double and restore special needs adoption deduction

1991

4,900
-510
-380
-200

-190
-174
-97
-79
-50
-49
-40
-17

* $1 million or less.
1 This estimate reflects only the effect of the proposal on budget receipts. The proposal increases outlays by $0.2
billion in 1991.

A-76

THE BUDGET FOR FISCAL YEAR 1991

Appendix
ESTIMATES FOR TAX EXPENDITURES IN THE INCOME TAX RANKED BY REVENUE LOSS
(Fiscal year; in millions of dollars)
Description

Net exclusion of employer plans pension contributions and earnings
Deductibility of mortgage interest on owner-occupied homes
Exclusion of employer contributions for medical insurance premiums and care
Deductibility of nonbusiness State and local taxes other than on owner-occupied
homes
Accelerated depreciation of machinery and equipment (pre-1983 budget method)
Exclusion of OASI benefits for retired workers
Step-up basis of capital gains at death
Deferral of capital gains on home sales
Deductibility of charitable contributions, other than education and health
Deductibility of property tax on owner-occupied homes
Exclusion of interest on public purpose State and local debt
Exclusion of interest on life insurance savings
Exclusion of untaxed Medicare benefits
Accelerated depreciation of buildings other than rental housing (pre-1983 budget
method)
Exception from the passive loss rules for $25,000 of rental losses
Net exclusion of IRA pension contributions and earnings
Credit for child and dependent care expenses
Reduced rates on the first $100,000 of corporate income (pre-1983 budget
method)
Special merger rules for financial institutions
Exclusion of social security benefits for dependents and survivors
Exclusion of capital gains on home sales for persons age 55 and over
Exclusion of workmen's compensation benefits
Deductibility of medical expenses
Investment credit, other than ESOP's, rehabilitation of structures, energy property,
and reforestation expenditures
Exclusion of premiums on group term life insurance
Inventory property sales source rules exception (for exporters)
Earned income credit
Tax credit for corporations receiving income from doing business in United States
possessions
Exclusion of interest on State and local debt for private nonprofit health facilities
Exclusion of interest on small issue industrial development bonds
Exclusion of benefits and allowances to armed forces personnel
Deductibility of charitable contributions (education)
Expensing of research and development expenditures (Pre-1983 budget method)
Additional deduction for the elderly
Deductibility of charitable contributions (health)
Net exclusion of Keogh pension contributions and earnings
Exclusion of interest on State and local mortgage bonds for owner-occupied housing.
Exclusion of veterans disability compensation
Accelerated depreciation on rental housing (pre-1983 budget method)
Special ESOP rules (other than investment credit)
Exclusion of interest on State and local IDBs for pollution control and sewage and
waste disposal facilities
Exclusion of income earned abroad by United States citizens
Exclusion of social security disability insurance benefits
Deferral of interest on savings bonds
Exclusion of interest on State and local debt for rental housing
Deferral of income from controlled foreign corporations (Pre-1983 budget method)...
Exemption of certain mutuals' and cooperatives' income
Deferral of income from post 1987 installment sales
Exclusion of employee meals and lodging (other than military)
Deductibility of interest on consumer credit
Exclusion of scholarship and fellowship income (pre-1983 budget method)
Exclusion of interest on IDBs for airports, docks and sports and convention facilities.
Credit for increasing research activities
Exclusion of income of foreign sales corporations (FSC)
Credit for low-income housing investments
Exemption of credit union income
Exemption of RIC expenses from miscellaneous deduction floor
Expensing of certain capital outlays (for agriculture)
Parental personal exemption for students age 19 or over
Exclusion of income earned by voluntary employee beneficiary & other associations...
Excess of percentage over cost depletion for oil & gas




1991

46,910
46,595
33,450
21,860
19,420
16,490
14,535
13,265
12,655
12,430
11,345
7,685
6,810
6,530
6,435
6,230
4,165
3,715
3,310
3,285
3,250
3,220
3,035
2,950
2,680
2,420
2,400
2,310
2,305
2,280
2,040
1,845
1,800
1,695
1,675
1,630
1,625
1,590
1,495
1,490
1,455
1,255
1,195
1,090
1,080
850
800
790
780
770
700
685
675
635
605
590
470
450
420
415
410

Description

Expensing of multiperiod timber growing costs
Exclusion of public assistance benefits (pre-1983 budget method)
Expensing of oil & gas exploration and development costs:
Exclusion of interest on State and local industrial development bonds for certain
energy facilities
Exclusion of railroad retirement system benefits
Exclusion of employer provided child care
Targeted jobs credit
Excess of percentage over cost depletion, nonfuel minerals
Exclusion of interest on State and local debt for private nonprofit educational
facilities
Exclusion of interest on State and local student loan bonds
Exclusing of interest on state and local debt for veterans housing
Investment credit and seven-year amortization for reforestation expenditures
Exclusion of parsonage allowances
Exception from passive loss limitation for working interests in oil and gas propertiesAmortization of start-up costs
Treatment of Alaska Native Corporations
Expensing of certain multiperiod production costs (for agriculture)
Excess of percentage over cost depletion for other fuels
Deductibility of casualty losses
Permanent exceptions from imputed interest rules
Exclusion of premiums on accident and disability insurance
Deferral of tax on shipping companies
Tax incentives for preservation of historic structures
Special Blue Cross/Blue Shield deduction
Exclusion of special benefits for disabled coal miners
Exclusion of military disability pensions
Alcohol fuel credit
Investment credit for rehabilitation of structures (other than historic)
Tax credit for the elderly and disabled
Carryover basis of capital gains on gifts
Certain nonfinancial institutions operations interest allocation rules exception (international)
Small life insurance company deduction
Exclusion of employer provided educational assistance
Exclusion of veterans pensions
Exclusion of interest on savings bonds transferred to educational institutions
Special rules for mining reclamation reserves
Investment credit for ESOPs
Expensing of exploration and development costs, nonfuel minerals
Exclusion of Gl bill benefits
Expensing of other fuels exploration and development costs:
Exclusion of income of trusts to finance supplementary unemployment benefits
Tax exemption of certain insurance companies
Expensing of costs of removing certain architectural barriers to the handicapped
Special alternative tax on small property and casualty insurance companies
Alternative, conservation and new technology credits (supply incentives)
Ordinary income treatment of loss from small business corp. stock sale
Exclusion of employer provided death benefits
Exclusion of certain foster care payments
Exclusion of contributions to prepaid legal services plans
Excess bad debt reserves of financial institutions
Treatment of loans forgiven solvent farmers as if insolvent
Additional deduction for the blind
Alternative fuel production credit
Alternative, conservation and new technology credits (conservation incentives)
Exclusion of interest on State and local government bonds for mass commuting
vehicles
Tax credit for orphan drug research
Suspension of the allocation of research and experimentation expenditures
Energy credit for intercity buses
Five-year amortization for housing rehabilitation
Deferral of drought-related payments
Safe harbor leasing rules
* $2.5 million or less. All estimates have been rounded to the nearest $5 million.

1991

400
375
365
360
300
290
275
260
255
240
220
215
215
200
180
170
160
150
150
135
135
135
130
120
110
110
110
100
90
90

75
60
50
50
40
40
35
30
30
25
25
25
20
20
20
20
20

10
10
10

-5
-85
-715

CIVILIAN EMPLOYMENT IN THE EXECUTIVE BRANCH
This section discusses civilian employment in the Executive Branch and the employment ceilings used to
control unnecessary growth in the number of personnel.
It also deals with personnel compensation and benefits
and compares the Federal workforce with other government employment, as well as with United States population data.
F U L L - T I M E EQUIVALENT OF TOTAL FEDERAL CIVILIAN
EMPLOYMENT I N THE EXECUTIVE B R A N C H

basis. Postal Service and Department of Defense employment, and some Veterans Affairs employees, have
been exempted by law from full-time equivalent controls.
Table D-l is a tabulation of full-time equivalent employment estimates for the major agencies of the executive branch. The estimates for 1990, 1991, and 1992
constitute upper limits on agency FTE employment for
agencies subject to FTE controls.

Civilian employment in the executive branch is controlled on a full-time equivalent (FTE) or workyear
Table D - l . FULL TIME EQUIVALENT OF FEDERAL CIVILIAN EMPLOYMENT

]

Fiscal Year
Agency

1989

actual2

1990 estimate

1991 estimate

1992 estimate

Difference
1990-91

109,567
40,150
27,934
4,424
16,535
117,495
13,212
71,372
76,402
18,444
25,491
63,197
154,432
212,231
14,088
23,054

109,628
84,349
28,115
4,635
17,000
117,993
13,253
73,000
82,081
18,391
25,896
65,514
159,852
212,233
15,842
24,007

109,261
37,507
27,888
4,735
16,762
118,094
13,978
73,400
87,541
18,503
25,821
67,740
163,929
215,306
16,761
24,637

108,796
33,920
27,660
4,735
16,762
118,000
13,978
73,400
93,676
18,512
25,823
68,161
163,929
215,250
16,761
24,637

4,597
19,246
3,209
5,655
8,682
4,005
23,056
8,756
42,479

4,640
19,547
3,195
5,763
8,568
4,141
25,000
8,759
42,664

4,640
19,476
3,240
5,937
8,603
4,202
25,000
8,697
43,492

4,640
19,336
3,240
5,937
8,603
4,202
25,000
8,697
43,433

Civilian agency employment..
Defense—military functions3

1,107,713
1,023,085

1,174,066
1,013,534

1,145,150
1,010,524

1,147,088
1,010,000

-28,916
-3,010

Subtotal
Postal Service Employment4

2,130,798
788,429

2,187,600
789,166

2,155,674
801,871

2,157,088
801,871

-31,926
12,705

2,919,227

2,976,766

2,957,545

2,958,959

-19,221

Agriculture
Commerce
Defense—civil functions
Education
Energy
Health and Human Services
Housing and Urban Development
Interior
Justice
Labor
State
Transportation
Treasury
Veterans Affairs
Environmental Protection Agency
National Aeronautics and Space Administration..
Other:
Agency For International Development
General Services Administration
Nuclear Regulatory Commission
Office of Personnel Management
Panama Canal Commission
Small Business Administration
Tennessee Valley Authority
United States Information Agency
Miscellaneous

Total, Executive Branch

-367
-46,842
-227
100
-238
101
725
400
5,460
112
-75
2,226
4,077
3,073
919
630
-71
45
174
35
61
-62
828

Excludes developmental positions under the Worker-Trainee Opportunity Program; disadvantaged summer and part-time workers under such Office of Personnel
Management programs as Summer Aids, stay-in-school, and junior fellowship; and certain statutory exemptions.
2 Data are estimated for portions of Defense-Civil Functions as well as for the Federal Reserve System, Board of Governors and the International Trade Commission.
3 By law (10 U.S.C., Chapter 4, section 140b), the Department of Defense is exempt from full-time equivalent employment controls. Data shown are estimated.
4 Includes the Postal Rate Commission.
1

SIGNIFICANT C H A N G E S IN F U L L - T I M E
EMPLOYMENT

EQUIVALENT

Civilian agency FTE employment is expected to increase by nearly 66,400 during 1990, and then to decrease by about 28,900 during 1991. Most of this activity




will take place in the Department of Commerce, which
will hire temporary employees at the Bureau of the
Census to conduct the 1990 decennial Census of Population and Housing. Postal Service employment will increase by about 12,700 from 1990 to 1991.

A-77

A-78

THE BUDGET FOR FISCAL YEAR 1991
END-OF-YEAR EMPLOYMENT LEVELS

Table D-2 shows Government-wide Federal civilian
employment as of the end of fiscal years 1987, 1988, and
1989. Postal Service employment (including the Postal
Rate Commission) is also shown, together with data for
the legislative and judicial branches and for active duty
military personnel.
Table D-2. TOTAL FEDERAL EMPLOYMENT END-OF-YEAR
Description

Executive branch civilian employment (less Postal
Service):
Full-time permanent
Other than full-time permanent
Subtotal
Postal Service:
Full-time permanent
Other than full-time permanent
Subtotal
Special

Categories1

Actual, as of September 30
1987

1988

1989

In the case of military personnel, compensation includes basic pay, special and incentive pay (including
enlistment and reenlistment bonuses), and allowances
for clothing, housing, and subsistence.
Related compensation in the form of personnel benefits for current personnel consists primarily of the Government's share (as employer) of health insurance, life
insurance, old-age survivors' disability and health insurance, and payments to the Department of Defense's
DOD Military Retirement Fund and the Civil Service
Retirement and Disability Fund to finance future retirement benefits.
Table D-3. COMPENSATION AND BENEFITS FOR CURRENT PERSONNEL

1,903,852
301,444

1,900,842
298,014

2,205,296

2,198,856

2,207,632

635,088
162,822

650,058
181,956

661,688
164,677

797,910

832,014

826,365

(Obligations in millions of dollars)

1,921,145
286,487

26,865

22,904

30,123

Subtotal, executive branch civilian employment.... 3,030,071

3,053,774
2,138,213
37,723

2,130,229
37,592

Subtotal, military personnel

2,213,000

2,175,936

2,167,821

Total, executive branch employment

5,243,071

5,229,710

5,231,941

34,446
23,716

35,552
23,497

35,855
23,750

58,162

59,049

59,605

5,301,233

5,288,759

5,291,546

1,049,337
1,155,959

1,010,194
1,188,662

1,037,626
1,170,006

2,198,856

2,207,632

Military personnel on active duty: 2
Department of Defense
Department of Transportation (Coast Guard)

Legislative and judicial personnel:3
Full-time permanent
Other than full-time permanent
Subtotal, legislative and judicial branches
Grand total
ADDENDUM
Executive branch employment (less Postal Service):
DOD-Military functions (total employment)
Non-DOD (total employment)
Total

2,205,296

Developmental positions under the Worker-Trainee Opportunity Program; disadvantaged summer and part-time workers
under such Office of Personnel Management programs as Summer Aids, stay-in-school, and junior fellowship; and certain
statutory exemptions.
2 Excludes reserve components.
3 Excludes members and officers of Congress.
1

Full-time permanent employees accounted for about
87 percent of executive branch employment (excluding
the Postal Service) at the end of fiscal year 1989; a ratio
that has not varied by more than two percent over the
past decade. The remainder were part-time employees,
intermittent employees (those employed on an irregular
basis) and full-time temporary employees (generally, in
positions occupied for less than one year).
PERSONNEL COMPENSATION AND BENEFITS

Direct compensation of the current Federal work
force includes base pay, merit pay, cash incentive and
performance awards, meritorious and distinguished executive awards, premium pay for overtime, Sunday and
holiday pay, differentials for night work and overseas
duty, and flight and other hazardous duty pay. In addition, it includes uniform allowances (when paid in
cash), cost-of-living and overseas quarters allowances.



Postal Service:
Direct compensation
Personnel benefits
Subtotal
Legislative and judiciary:3
Direct compensation
Personnel benefits
Subtotal
Total, civilian personnel costs 3
Military personnel costs: 4
Direct compensation
Personnel benefits
Total, military personnel costs 4
Grand total, personnel costs

1990 est.

1991 est.

65,395
17,914

69,406
19,406

72,651
19,990

(28,792)
(5,468)

(29,606)
(5,897)

(31,050)
(6,090)

83,309

88,812

92,641

24,810
6,510

25,894
6,958

27,551
7,789

32,852

35,340

1,350
232

1,458
288

1671
335

1,582

Subtotal

1989 Actual

31,320

Civilian personnel costs:
Executive branch (excluding Postal Service):
Direct compensation
Personnel benefits 12
DOD-Military functions, civilian personnel:
Direct compensation
Personnel benefits

3,064,120

2,174,217
38,783

Description

1,746

2,006

116,211

123,410

129,987

51,637
23,800

52,374
22,978

53,223
23,141

75,437

75,352

76,364

191,648

198,762

206,351

29,526
20,655

31,502
21,894

34,305
23,226

50,181

53,397

57,531

ADDENDUM
Retired pay for former personnel:
Civilian personnel
Military personnel
Total

In addition to employing agency contributions to the costs of life and health insurance retirement and Medicare
Hospital Insurance this amount includes transfers from general revenues to amortize the effects of general pay increases
on Federal retirement systems, for employees in the legislative and judicial branches as well as employees (nonPostal) in
the executive branch. The transfers amounted to $4,859 million in 1989 and are estimated to be $5,212 million in 1990
and $5,687 million in 1991.
2 Includes allowance of -$850 million in 1991.
3 Excludes members and officers of Congress.
4 Excludes reserve components.
1

GOVERNMENT EMPLOYMENT AND POPULATION
COMPARISONS

As illustrated in table D-4, the Federal share of total
government employment has declined significantly over
the last three decades, from 28.8 percent in 1959 to 16.9
percent in 1989. Employment for all government has
risen steadily over the period due to increases in State
and local government. Only in 1981-82 were there decreases in State and local government.
The ratio of Federal civilian employment to the total
U.S. population was 12.3 per thousand in 1989, down
from a high of 14.7 in 1968.

CIVILIAN EMPLOYMENT IN THE EXECUTIVE BRANCH




A~79

Table D-4. GOVERNMENT EMPLOYMENT AND POPULATION, 1959-89
Government employment

Population

Federal
executive
branch1
(thousands)

1959
I960 2
1961 2
1962
1963 3
1964 3
1965
1966
1967
1968
1969 4
1970 2
1971 2
1972
1973
1974
1975
1976
1977 5
1978
1979
1980 2
1981 2
1982
1983
1984
1985
1986
1987
1988
1989

State and
local
governments
(thousands)

All
governmental
units
(thousands)

Federal as
percent of all
governmental
units

Tnfol unneo
loiai llnitoH
Qtatoc
0 laics
(thousands)

2,355
2,371
2,407
2,485
2,490
2,469
2,496
2,664
2,877
2,951
2,980
2,944
2,883
2,823
2,775
2,847
2,848
2,832
2,789
2,820
2,823
2,821
2,806
2,768
2,819
2,854
2,964
2,967
3,030
3,054
3,064

5,806
6,073
6,295
6,533
6,834
7,236
7,683
8,259
8,730
9,141
9,496
9,869
10,372
10,896
11,286
11,713
12,114
12,282
12,704
13,050
13,359
13,542
13,274
13,207
13,220
13,504
13,827
14,157
14,402
14,740
15,111

8,161
8,444
8,702
9,018
9,324
9,705
10,179
10,923
11,607
12,092
12,476
12,813
13,255
13,719
14,061
14,560
14,962
15,114
15,493
15,870
16,182
16,363
16,080
15,975
16,039
16,358
16,791
17,124
17,432
17,794
18,175

28.8
28.1
27.7
27.6
26.7
25.4
24.5
24.4
24.8
24.4
23.9
23.0
21.8
20.6
19.7
19.6
19.0
18.7
18.0
17.8
17.4
17.2
17.5
17.3
17.6
17.4
17.7
17.3
17.4
17.2
16.9

177,830
180,671
183,691
186,538
189,242
191,889
194,303
196,560
198,712
200,706
202,677
205,052
207,661
209,896
211,909
213,854
215,973
218,035
220,904
223,278
225,779
228,468
230,848
233,184
235,439
237,663
239,960
242,295
244,627
247,039
249,511

6
6
6
6
6
6
6

Federal
employment
per 1,000
population

13.2
13.1
13.1
13.3
13.2
12.9
12.8
13.6
14.5
14.7
14.7
14.4
13.9
13.4
13.1
13.3
13.2
13.0
12.6
12.6
12.5
12.3
12.2
11.9
12.0
12.0
12.4
12.2
12.4
12.4
12.3

Covers total end-of-year civilian employment of full-time permanent, temporary, part-time, and intermittent employees
in the executive branch, including the Postal Service, and, beginning in 1970, includes various disadvantaged youth and
worker-trainee programs.
2 Includes temporary employees for the decennial census.
3 Excludes 7,411 project employees in 1963 and 406 project employees in 1964 for the public works acceleration
program.
4 On Jan. 1, 1969, 42,000 civilian technicians of the Army and Air Force National Guard converted by law from State
to Federal employment status. They are included in the Federal employment figures in this table starting with 1969.
5 Data for 1956 through 1976 are as of June 30; for 1977 through 1989, as of Sept. 30.
6 U.S. population data for 1983-1989 are the latest available from the Census Bureau.
1




FEDERAL TRANSACTIONS IN THE NATIONAL INCOME AND PRODUCT ACCOUNTS
The National Income and Product Accounts (NIPAs) ing employee compensation. This category is divided
are an integrated set of measures of aggregate economic into defense and non-defense components.
activity prepared by the Department of Commerce. The
Transfer payments is the largest expenditure categosummary National Income and Product Account dis- ry. Domestic transfer payments are mainly for income
plays the components of gross national product (GNP), security programs, such as social security and medicare.
which is the sum of all current output, and the incomes Foreign transfer payments include grants to foreign
generated in its production. Government purchases of governments and payments under social security and
goods and services are included in GNP as part of final other similar programs to individuals living abroad.
output. Other Federal expenditures such as transfer
Grants-in-aid to State and local governments are depayments, grants to State and local governments, subsi- signed to help finance a range of programs from income
dies, or net interest, are not part of final output. security to capital expenditures for infrastructure.
Rather, they represent transfers of funds to others,
Net interest paid is the interest paid by the Governwhose consumption, investment, purchases, or transac- ment on its borrowing, less interest received on its lendtions with foreigners are part of final output. Federal ing.
receipts are paid out of the income generated by proSubsidies less current surplus of Government enterducing GNP.
prises consists of two elements: (1) subsidy payments for
Federal transactions are recorded in their entirety in
a separate account for the Federal Government sector. resident businesses (including farms); and (2) the curThey are recorded according to NIPA accounting con- rent surplus (or deficit) of "Government enterprises",
cepts which differ in important ways from budget con- which are business-type operations of Government that
cepts. Their compatibility with the NIPAs makes them usually appear in the budget as public enterprise revolving funds.
most suited for aggregate economic analysis.
Wage disbursements less accruals is an adjustment
FEDERAL SECTOR RECEIPTS
that is necessary when wages are earned in a different
The NIPAs divide receipts into the four major catego- period than they are paid.
ries shown in tables E - l and E-2.
DIFFERENCES BETWEEN THE NIPAs AND THE BUDGET
Personal tax and non-tax receipts is the largest category. It is composed primarily of personal income taxes,
Federal transactions in the NIPAs differ from the
but also includes estate and gift taxes, fees, fines, and budget in coverage, timing, and netting. Netting differother receipts.
ences arise when the budget records certain transacCorporate profits tax accruals differ from the corre- tions as offsets to outlays while they are recorded as
sponding budget category primarily because: (1) the receipts in the NIPAs (or vice-versa). Government conNIPAs include the deposit of earnings of the Federal tributions for employee retirement, noted above, is one
Reserve System as corporate profits taxes, while the example. Netting differences have the same effect on
budget treats these collections as miscellaneous re- both receipts and outlays and thus have no effect on
ceipts; and (2) the NIPAs record corporate profits taxes the deficit. The NIPAs also include certain imputations,
when the profits are earned, i.e. accrued, while the while the budget records only actual transactions.
budget records the cash receipts.
Timing differences occur for receipts because the
Indirect business tax and nontax accruals are com- NIPAs generally record personal taxes and social insurposed of excise taxes, customs duties, royalties, fines, ance contributions when they are paid and business
and other receipts.
taxes when they are accrued, while the budget records
Contributions for social insurance differ from the cor- all receipts when they are received. The principal
responding budget category primarily because: (1) the timing difference between NIPA expenditures and
NIPAs include Federal employer contributions for em- budget outlays occurs because purchases are recorded
ployee retirement in this category as a Government on a delivery basis in the NIPAs, but when cash is
receipt, while the budget offsets them against outlays as
undistributed offsetting receipts; and (2) the NIPAs in- disbursed in the budget.
The budget and the NIPAs also have coverage differclude premiums for social insurance programs such as
ences. The NIPAs include off-budget Federal entities
U.S. Government Life Insurance, which the budget nets
against outlays; and (3) the NIPAs include imputations and exclude transactions with U.S. territories, lending
for Federal employees' unemployment insurance and transactions, and sales of physical and loan assets such
as Outer Continental Shelf bonuses.
workers' compensation.
Annual and quarterly Federal transactions in the
FEDERAL SECTOR EXPENDITURES
NIPAs are shown in tables E - l and E-2. Table E-3
The NIPAs divide expenditures into the six major shows the relationship between the NIPAs and the
budget. Additional details will be published in the Jancategories shown in tables E-l and E-2.
Purchases of goods and services include the goods and uary 1990 issue of the Department of Commerce publiservices purchased by the Federal Government, includ- cation, Survey of Current Business.



A-81

A-82

THE BUDGET FOR FISCAL YEAR 1991
Table E-l. FEDERAL TRANSACTIONS IN THE NATIONAL INCOME AND PRODUCT ACCOUNTS, 1980-1991
(In billions of dollars)
Actual

Description

Estimate

1980

1981

1982

1983

1984

1985

1986

1987

1988

1989

1990

1991

250.7
70.2
35.3
182.3

289.6
69.4
53.4
211.4

310.0
52.1
50.0
231.1

292.5
55.7
50.2
247.3

302.5
75.3
54.9
279.2

340.4
74.6
55.9
305.8

357.0
81.1
50.9
326.1

401.2
97.7
53.4
345.0

408.0
108.3
55.8
386.4

457.3
115.4
57.6
416.4

495.7
127.3
59.8
445.5

539.7
147.8
66.8
484.9

538.6

623.8

643.3

645.7

711.9

776.8

815.2

897.3

958.6

1,046.4

1,128.3

1,239.3

199.9
(137.2)
(62.8)
241.1
(235.4)
(5.8)
86.7
50.8
10.4

231.8
(160.7)
(71.1)
281.3
(274.6)
(6.7)
90.1
66.7
12.5
-0.1

264.4
(187.3)
(77.1)
312.8
(305.6)
(7.2)
83.4
82.2
13.0
*

287.4
(210.4)

341.5
(252.7)
(88.8)
374.0
(360.6)
(13.4)
97.8
128.3
20.7
0.1

368.6

375.5
(289.9)
(399.4)
(11.8)
103.1
138.8
31.9
-0.1

378.6
(297.0)
(81.5)
432.7
(420.2)
(12.4)
108.6
149.0
35.1
0.1

400.5
(302.4)
(98.1)
461.6
(448.3)
(13.4)
115.8
168.6
29.1

419.8
(307.5)
(112.3)
498.1
(484.6)
(13.4)
126.6
176.2
25.8

430.0
(309.1)
(120.9)
520.9
(507.7)
(13.3)
136.4
175.1
25.3

589.0

682.4

755.9

85.7
90.6
20.9
0.4
832.4

297.2
(228.5)
(68.7)
352.2
(342.2)
(9.9)
90.7
109.7
23.3
-0.1
873.0

962.3

1,028.0

1,060.4

1,104.0

1,175.6

1,246.5

1,287.7

-50.4

-58.5

-112.6

-186.7

-161.0

-185.5

-212.8

-163.1

-145.4

-129.2

-118.2

-48.4

RECEIPTS
Personal tax and nontax receipts
Corporate profits tax accruals
Indirect business tax and nontax accruals
Contributions for social insurance
Total receipts
EXPENDITURES
Purchases of goods and services
Defense
Nondefense
Transfer payments
Domestic ("to persons")
Foreign
Grants-in-aid to State and local governments
Net interest paid
Subsidies less current surplus of Government enterprises
Wage disbursements less accruals
Total expenditures
Deficit ( - )

ffif

(3

SS

( (93!2)

394.6
(380.4)
(14.3)
107.4
134.6
22.8

18?

*$50 million or less.
Note.—The estimates for 1989-91 are preliminary; revisions will be published in the January 1990 issue of the Survey of Current Business.

Table E-2. FEDERAL RECEIPTS AND EXPENDITURES IN THE NIPAs, QUARTERLY, 1989-91
(In billions of dollars; seasonally adjusted at annual rates)
Estimate

Actual
Description

Oct.-Dec.
1988

Jan.-Mar.
1989

Apr-June
1989

July—Sept.

Oct.-Dec.
1989

Jan.-Mar.
1990

Apr-June
1990

July-Sept.
1990

Oct.-Dec.
1990

Jan.-Mar.
1991

Apr-June
1991

July-Sept.

420.3
115.8
57.8
400.6

446.8
117.0
58.0
414.3

465.1
109.7
58.2
420.2

459.1
99.9
59.4
424.8

471.3
120.3
57.7
430.5

490.0
124.5
59.9
445.3

498.1
128.6
60.5
451.0

508.1
135.7
60.9
459.8

518.4
140.0
65.4
471.3

535.0
144.5
66.8
482.6

546.6
150.2
67.4
490.5

550.5
156.4
67.9
497.8

994.6

1,036.2

1,053.2

1,043.2

1,079.9

1,119.7

1,138.1

1,164.5

1,195.1

1,228.9

1,254.7

1,272.6

402.7
(307.8)
(94.9)
475.6
(461.6)
(14.1)
118.3
171.2
20.1

416.2
(307.0)
(109.2)
486.2
(468.3)
(17.9)
123.2
174.2
27.4

418.0
(307.6)
(110.4)
497.2
(486.0)
(11.2)
125.0
177.1
29.0

421.8
(307.4)
(114.4)
500.5
(489.7)
(10.8)
127.6
177.1
27.3

423.5
(308.0)
(115.5)
507.6
(493.9)
(13.8)
130.4
176.2
19.6

426.0
(308.1)
(117.9)
514.7
(496.9)
(17.8)
132.9
175.1
29.0

429.5
(308.5)
(121.0)
520.3
(509.2)
135.2
175.1
31.5

432.9
(309.8)
(123.1)
521.7
(511.0)
(10.7)
137.7
175.1
26.8

431.3
(309.9)
(121.4)
526.6
(512.9)
(13.7)
139.6
175.1
13.8

RECEIPTS
Personal tax and nontax receipts
Corporate profits tax accruals
Indirect business tax and nontax accruals
Contributions for social insurance
Total receipts
EXPENDITURES
Purchases of goods and services
Defense
Nondefense
Transfer payments
Domestic ("to persons")
Foreign
Grants-in-aid to State and local governments
Net interest paid
Subsidies less current surplus of Government enterprises
Wage disbursements less accruals

406.4
(300.5)
(105.9)
447.6
(429.4)
(18.2)
112.2
157.0
38.9

399.0
(298.7)
(100.4)
460.4
(448.9)
(11.5)
118.7
167.0
38.5

406.0
(301.3)
(104.7)
466.9
(455.7)

Total expenditures

1,162.1

1,183.7

1,198.6

1,187.9

1,227.2

1,246.3

1,254.3

1,257.3

1,277.7

1,291.6

1,294.2

1,286.3

Deficit ( - )

-167.6

-147.5

-145.4

-144.7

-147.2

-126.6

-116.2

-92.8

-82.6

-62.7

-39.5

-13.7

(11.1)

118.4
172.0
35.3

(11.1)

Note.—Because of the methods normally used to seasonally adjust NIPA data, the average of seasonally adjusted data for the 4 quarters of a fiscal year may not be equal to the unadjusted fiscal year total.

Table E-3. RELATIONSHIP OF THE BUDGET TO THE FEDERAL SECTOR, NIPA
(In billions of dollars)
Description

Expenditures

Receipts
1988 actual

1989 actual

1990 estimate

1991 estimate

Budget total 1
Government contributions for employee retirement (grossing)
Other netting and grossing
Timing adjustments
Lending and financial transactions
Coverage differences
Bonuses on Outer Continental Shelf iand leases
Other

909.0
38.6
16.2
-3.6

990.7
41.7
20.1
-4.2

1,073.5
45.0
20.1
-8.0

1,170.2
48.3
23.9
-0.7

-1.6

-2.0

-2.2

— 2.4

Federal sector, NIPA total

958.6

1,046.4

1,128.3

1,239.3

1

Includes off-budget amounts.




1988 actual

1989 actual

1990 estimate

1991 estimate

1,064.0
38.6
16.2
2.6
-13.0
-5.7
1.3
-0.1

1,142.6
41.7
20.1
-0.2
-23.6
-5.6
0.9
-0.3

1,197.2
45.0
20.1
8.5
-18.1
-6.5
0.6
-0.4

1,233.3
48.3
23.9
0.8
-16.9
-3.7
0.9
1.1

1,104.0

1,175.6

1,246.5

1,287.7

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES,
CAPITAL OUTLAYS, AND BORROWING
This part of the budget explains several topics that
help to interpret the budget totals and place the budget
in perspective:
• the relationship of budget authority to outlays;
• funds in the budget;
• fiscal activities outside the budget;

• borrowing and debt;
• comparison of the actual and estimated budget
totals and mandatory outlays for 1989;
• Federal investment outlays and supplemental investment information; and
• tables that support the rest of the budget.

RELATIONSHIP OF BUDGET AUTHORITY TO OUTLAYS
The Congress must usually provide budget authority,
which is generally in the form of appropriations, before
Federal agencies can obligate the Government to make
outlays. For 1991, the Administration proposes $1,396.5
billion of new budget authority for the Federal Government. Of this amount, $1,079.0 billion is for agencies
included in the budget and $317.5 billion is for offbudget Federal entities.
Table F - l . BUDGET AUTHORITY
(In billions of dollars)
Description

Available through current action
by the Congress:
Enacted and pending appropriations
Proposed in this budget:
Appropriations
Supplemental requests
Rescission proposals
To be requested separately:
Upon enactment of proposed
legislation
Allowances:
Civilian agencies1
Department of Defense-Military 2
Subtotal,
available
through current action
by Congress

1989 actual

1990
estimate

602.0

627.8

1993
estimate

641.7

686.4

714.3

*

-3.3

5.8

-1.1

-1.2

-0.3

*

1992
estimate

-1.1

*

1991
estimate

-0.3

-0.3

602.0

627.8

640.3

681.7

718.6

Available without current action
by Congress (permanent appropriations):
Trust funds (existing law)
On-budget
Off-budget
Interest on the public debt
Other

556.0
(269.9)
(286.1)
240.9
131.2

590.8
(279.4)
(311.4)
254.9
91.6

635.8
(290.5)
(345.3)
259.8
105.6

681.2
(307.2)
(374.0)
258.9
90.0

736.2
(331.1)
(405.1)
260.1
89.7

Subtotal, available without current action by
Congress

928.1

937.3

1,001.6

1,030.1

1,085.2

Deductions for offsetting receipts. - 2 2 0 . 2 - 2 2 7 . 5 - 2 4 5 . 4 -260.6 - 2 8 1 . 1
On-budget
( - 1 9 7 . 8 ) ( - 2 0 1 . 5 ) ( - 2 1 4 . 6 ) (-224.0) ( - 2 3 7 . 9 )
Off-budget
(-22.4) (-26.0) (-30.8) (-36.6) (-43.2)
Total, budget authority
On-budget
Off-budget
1
2

1,309.9
1,337.6
1,396.5
1,451.1 1,522.7
(1,044.6) (1,048.1) (1,079.0) (1,111.6) (1,159.1)
(265.3) (289.5) (317.5) (339.6) (363.6)

Allowances for Federal employee health benefits reform and reduction in postal rates for Government mail.
Allowances for anticipated savings for Department of Defense-Military.




Of this total new budget authority, both on-budget
and off-budget, $640.3 billion will require congressional
action. New budget authority of $1,001.6 billion will be
available through permanent appropriations under existing law. This consists mainly of trust fund receipts,
which in most trust fund programs are automatically
appropriated under existing law, and interest on the
public debt, for which budget authority is automatically
provided under a permanent appropriation enacted in
1847. This gross amount of new budget authority is
partially offset by $245.4 billion of deductions for offsetting receipts, which consist of proprietary receipts from
the public and collections of one Government account
from another.
Not all of the new budget authority for 1991 will be
obligated or spent in that year: 1
• Budget authority for most trust funds comes from
the authority of these funds to spend their receipts. Any balances remain available to these
trust funds indefinitely in order to finance benefits and other purposes specified by law.
• Budget authority for most major construction and
procurement projects covers the entire cost estimated when the projects are initiated, even
though work will take place and outlays will be
made over a period extending beyond the year for
which the budget authority is enacted. The law
provides some exceptions to this legal requirement, notably for water resource programs.
• Budget authority for large portions of the subsidized housing programs is equal to the Government's estimated obligation to pay subsidies under
contracts, which may extend for periods of up to
20 years.
• Budget authority for most other long-term contracts also covers the estimated maximum obligation of the Government.
• Budget authority for most education and job training activity is appropriated for school or program
years that begin with the fourth quarter of the
fiscal year. Most of these funds result in outlays in
the year after the year of appropriation.
1
This subject is also discussed in a separate OMB report, "Balances of Budget Authority,"
which can be purchased from the National Technical Information Service shortly after the
budget is transmitted.

A-83

A-84

THE BUDGET FOR FISCAL YEAR 1991

• Budget authority for many direct loan programs
provides financing for a number of years; budget
authority for many insurance and loan guarantee
programs provides amounts to be used only in the
event of defaults or other contingent claims made
upon the programs.
• Government enterprises are occasionally given
budget authority for standby reserves that will be
used only in the event of special circumstances.
As a result of these factors, a substantial amount of
budget authority carries over from one year to the next.
Most of this is earmarked for specific uses and is not
available for new programs. A small part may never be
obligated or spent, primarily the amount for contingen-

cies that do not occur or reserves that never have to be
used.
As shown in the following chart, $480.0 billion of the
outlays in 1991 (39 percent of the total) will be made
from budget authority enacted in previous years. At the
same time, $643.2 billion of the new budget authority
proposed for 1991 (46 percent of the total amount proposed) will not lead to outlays until future years. Thus,
the total budget authority for a particular year is not
useful for the analysis of that year's outlays, since it
combines various types of budget authority that have
different short-term and long-term implications for
budget obligations and outlays.

Relationship of Budget Authority to Outlays -1991
$ Billions

New Authority
Recommended

1,396.5

^
^

a
W

/

/

753.3

P u t * sPenf

x

JH

^ ^

S

^

1,594.0

^

Authority X ^

written nff

^H

^
1,090.4

X

X^

N

^

1,233.3

fe

^

S

W

Outlays
jn -1991

^ ^

^ V ^ , expired, and adjusted

^ U n s p e n t Authority
^
Enacted in
W
Prior Years

^
^

To be spent in 1991

w

.

Unspent Authority
for Outlays in
Future Years
1'733-5

W
^
W
t

FUNDS IN THE BUDGET
The budget consists of two major groups of funds:
Federal funds and trust funds.
The Federal funds group, which comprises the larger
part of the budget, includes all transactions not classified by law as being in trust funds. The main component of the Federal funds group is the general fund,
which is used for the general purposes of the Government instead of being restricted by law to a specific
program. It consists of all receipts not earmarked by
law to finance other funds, including virtually all
income taxes, and all outlays financed by these receipts
and by general Treasury borrowing.
The Federal funds group also includes special funds
and revolving funds. Special funds are financed by ear


marked receipts. Where the law requires that Federal
fund receipts from a specified source be earmarked to
finance a particular program, such as the license fees
deposited into the land and water conservation fund,
the receipts and associated outlays are recorded in special receipt and expenditure accounts. Revolving funds
such as the Postal Service conduct continuing cycles of
business-type activity. They charge for the sale of products or services and use the proceeds to finance their
spending. The proceeds are credited to the fund that
makes the expenditure.

A-85

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING
Table F-2. RECEIPTS, OUTLAYS, AND SURPLUS OR DEFICIT BY FUND GROUP
(In billions of dollars)
1990 estimate

1991 estimate

1992 estimate

1993 estimate

1994 estimate

1995 estimate

613.7
246.2
-132.9

670.2
256.9
-139.0

728.9
272.5
-145.8

775.4
288.7
-155.1

824.0
309.4
-167.8

871.0
329.4
-180.2

919.8
348.2
-192.4

Total, on-budget receipts
Off-budget:
Federal funds
Trust funds

727.0

788.0

855.7

909.0

965.6

1,020.2

1,075.6

263.7

285.4

314.5

337.4

361.9

388.4

410.7

Total, off-budget receipts

263.7

285.4

314.5

337.4

361.9

388.4

410.7

Total, Federal Government receipts

990.7

1,073.5

1,170.2

1,246.4

1,327.6

1,408.6

1,486.3

889.6
175.0
-132.9

917.2
193.2
-139.0

943.3
199.8
-145.8

967.4
214.2
-155.1

1,004.6
230.3
-167.8

1,067.0
247.1
-180.2

1,130.9
265.3
-192.4

931.7

971.5

997.4

1,026.5

1,067.1

1,133.9

1,203.8

-0.3
211.2

2.4
223.4

1.7
234.2

0.7
244.2

0.1
254.6

-0.1
264.2

-0.4
273.5

1989 actual

Receipts:
On-budget:
Federal funds
Trust funds
Interfund transactions

Outlays:
On-budget:
Federal funds
Trust funds
Interfund transactions
Total, on-budget outlays
Off-budget:
Federal funds
Trust funds
Total, off-budget outlays
Total, Federal Government outlays
Surplus or deficit ( - ) :
On-budget:
Federal funds
Trust funds
Total, on-budget surplus or deficit ( - )
Off-budget:
Federal funds
Trust funds
Total, off-budget surplus
Total, Federal Government surplus or deficit ( - )

Trust funds are accounts that are financed by taxes
and other receipts earmarked by law for specific purposes and that are designated by law as "trust funds."
The predominant trust fund activity is social insurance,
such as social security, medicare, and unemployment
compensation. Other major trust funds are for Federal
employee retirement, highway construction, and airport
and airway development. These programs are not trust
funds in the private sector meaning of assets held in a
fiduciary capacity for someone else. The Federal Government owns the assets and, by enacting a law, can
change the future receipts and the terms under which a
fund's resources are spent. Trust funds are like special
funds (or, in a few cases, like revolving funds) except
that they are designated a "trust fund" by law.
Table F-2 shows the receipts, outlays, and surplus or
deficit by fund group and whether the transactions are
on-budget or off-budget. The total on-budget receipts
and outlays are the sum of the on-budget Federal fund
and trust fund receipts and outlays, respectively, minus
a deduction for the interfund transactions between the
two groups. Interfund transactions are outlays of a fund
in one group and receipts of a fund in another group,



210.9

225.8

236.0

244.9

254.7

264.1

273.1

1,142.6

1,197.2

1,233.3

1,271.4

1,321.8

1,398.0

1,476.9

-275.8
71.1

-247.1
63.6

-214.4
72.7

-192.1
74.5

-180.6
79.1

-196.0
82.3

-211.1
82.9

-204.7

-183.4

-141.7

-117.5

-101.5

-113.7

-128.2

0.3
52.4

-2.4
62.0

-1.7
80.3

-0.7
93.1

-0.1
107.4

0.1
124.2

0.4
137.2

52.8

59.6

78.6

92.5

107.3

124.3

137.6

-152.0

-123.8

-63.1

-25.1

5.7

10.7

9.4

such as the payment of interest by the general fund to
the hospital insurance trust fund on its holdings of
Treasury debt. Since the receipts from interfund transactions are not receipts from the public and the outlays
are not outlays to the public, these transactions must
be subtracted when Federal fund and trust fund
amounts are added so that the budget totals for receipts
and outlays will record only transactions with the
public.
The off-budget Federal entities, discussed in the next
section, consist of the social security trust funds and the
Postal Service (which is a Federal fund). Total offbudget receipts and outlays are added together in the
same way as on-budget receipts and outlays. The onbudget and off-budget totals may themselves be added
together, as shown in table F-2, to arrive at the total
receipts, outlays, and surplus or deficit of the Federal
Government. The latter totals generally represent the
net transactions of the Federal Government with the
public.
The on-budget and off-budget amounts are added
without any adjustment for interfund transactions. This
is because the interfund transactions between on-budget

A-86

THE BUDGET FOR FISCAL YEAR 1991

and off-budget are treated in a special way so that the
on-budget and off-budget amounts can be added into a
consolidated total without any further adjustment. Interfund payments from on-budget to off-budget, such as
the interest paid to social security on its holdings of
Treasury debt, are not included in off-budget receipts;
and they are subtracted in deriving off-budget outlays.
Interfund payments from off-budget to on-budget are
treated symmetrically.
This treatment is displayed in the bottom panel of
table F-3. The first line shows the cash income and
outgo of the social security trust funds. The next line
shows the interfund receipts from on-budget: interest, a
transfer from the general fund equal to the income tax
collected on social security benefits, the employer share
of the social security contribution for Federal employees, and a small amount from other sources. The final

line shows receipts and outlays, both net of these interfund transactions. These are the off-budget trust fund
receipts and outlays in table F-2. The difference between cash outgo and outlays (or between cash income
and receipts) is large: an estimated $30.8 billion in 1991.
More detail and more years are shown in Section Two,
Part IV-I, "Historical Tables," table 13.1, where the
estimated difference is shown to grow to $58.0 billion in
1995.
Table F-3, besides its detail on social security, displays the receipts, outlays, and balances of the major
trust funds or groups of closely related trust funds. The
trust fund balances are primarily invested in Treasury
securities, as can be seen by comparing the balances in
table F-3 for 1991 with the debt held by Government
accounts in table F-7.

Table F-3. RECEIPTS, OUTLAYS, AND BALANCES OF TRUST FUNDS
(In billions of dollars)
Receipts
Description

1989
actual

On-budget:
Airport and airway trust fund
Federal employees retirement funds
Foreign military sales trust fund
Health insurance trust funds
Highway trust funds
Military retirement fund
Railroad retirement trust funds
Unemployment trust fund
Veterans life insurance trust funds
Other trust funds 2

1990
estimate

Balances1

Outlays
1991
estimate

1989
actual

1990
estimate

1991
estimate

1989
actual

1990
estimate

1991
estimate

4.7
49.6
8.2
118.9
16.9
34.0
10.1
25.5
1.4
5.0

6.1
56.4
8.3
137.1
16.6
35.0
10.6
25.4
1.4
5.7

2.9
29.6
8.4
96.6
14.5
20.2
9.4
18.7
1.1
1.9

3.5
31.8
9.0
108.2
14.9
21.5
9.7
19.5
1.2
3.1

6.0
32.5
8.6
110.5
15.1
22.1
10.1
20.0
1.2
4.0

22.5
243.2
4.7
94.7
16.7
65.2
8.6
45.1
12.1
21.4

25.4
263.9
4.5
113.5
18.0
77.2
9.3
51.8
12.4
23.1

24.8
287.9
4.2
140.1
19.5
90.1
9.9
57.2
12.6
24.8

274.3

286.2
-0.1
-3.0
-4.1
-22.0

302.8

203.2

534.3

599.1

671.1

_ *

-3.2
-5.1
-21.9

-2.9
-3.8
-21.4

222.5
-0.1
-3.0
-4.1
-22.0

230.1

_ *

-2.9
-3.8
-21.4

-3.2
-5.1
-21.9

246.2

256.9

272.5

175.0

193.2

199.8

534.3

599.1

671.1

286.1
-22.4

Subtotal
Intrafund receipts from on-budget
Intrafund receipts from off-budget
Interfund from off-budget
Proprietary receipts from the public

5.1
52.6
8.8
127.0
16.3
33.5
10.5
26.2
1.5
4.8

311.4
-26.0

345.3
-30.8

233.6
-22.4

249.4
-26.0

265.0
-30.8

156.7

218.7

299.0

_ *

Total, on-budget
Off-budget:
Social security trust funds:
Cash income and outgo
Interfund receipts from on-budget
Proprietary receipts from the public

*

_*

_ *

Total, off-budget (social security)

263.7

285.4

314.5

211.2

223.4

234.2

156.7

218.7

299.0

Total

509.8

542.3

587.1

386.3

416.6

434.1

690.9

817.8

970.1

* $50 million or less.
1 Balances available on a cash basis (rather than an authorization basis) at the end of the year. Balances are primarily invested in Federal debt securities.
2 Outlays include the Federal Deposit Insurance Corporation (FDIC) through August 8, 1989. Effective August 9, 1989, the permanent insurance fund of the FDI
C was reclassified under law as a Federal fund.

FISCAL ACTIVITIES OUTSIDE THE BUDGET
The budget does not include some activities of the
Federal Government that result in spending similar to
budget outlays. These activities, nevertheless, channel
economic resources toward particular uses in ways that
are the same or analogous to the effects of budget
spending.
The total receipts and outlays of the Federal Government are composed of both on-budget receipts and outlays and off-budget receipts and outlays. The receipts
and outlays of the off-budget Federal entities are a



significant exclusion from the budget. The first section
below discusses the off-budget Federal entities.
Other fiscal activities are outside the scope of budget
outlays either because of their inherent nature or because the current system of budgetary accounting excludes them. Many are related to credit. The outlays of
the Government-sponsored enterprises, which are
mostly financial intermediaries, are excluded from the
budget on the ground that they are private. Loan guar-

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

antees generally do not result in budget outlays except
in the case of default; and insurance, whether creditrelated or not, does not result in budget outlays unless
the insured event occurs. Direct loans are included in
the budget, but the recorded transactions do not measure their effect on resource allocation. Part VI-B of
Section One, "Recognizing Federal Underwriting
Risks,'' discusses Government-sponsored enterprises,
loan guarantees, direct loans, and insurance, and tables
F-33 to F-41 provide further data on credit. Part VI-B
also discusses the Administration's proposal for credit
reform, which would make budgetary accounting for
loan guarantees and direct loans more comparable with
budgetary accounting for other programs.
Taxation provides the Government with receipts,
which withdraw purchasing power from the private
sector in order to finance Government expenditure. In
addition to this effect, the structure of the tax system
has important effects on the allocation of resources
among private uses and the distribution of income
among individuals. These effects are caused by the
choice of taxes and by the structural characteristics of
each tax chosen. The effects of taxation on resource
allocation and income distribution are analogous to the
effects of outlays. Some of the features of the tax
system that have these effects have been defined as
"tax expenditures" and are discussed in Part IV-C of
Section Two.
Some types of regulation have economic effects that
are similar to budget outlays by requiring the private
sector to make expenditures for specified purposes such
as safety and pollution control. The second section
below discusses these effects and explores the idea of a
regulatory budget.
Off-Budget Federal Entities
The Federal Government has used the unified budget
concept as the foundation for its budgetary analysis and
presentation since the 1969 budget. This concept calls
for the budget to include all of the Government's fiscal
transactions with the public. Starting in 1971, however,
various laws were enacted under which several Federal
entities were removed from the budget or created outside the budget. Most made direct loans to the public.
Subsequently, other laws moved certain off-budget Federal entities onto the budget. Under current law the offbudget Federal entities consist of the two social security
trust funds, old-age and survivors insurance (OASI) and
disability insurance (DI), and the Postal Service fund. 2
The off-budget Federal entities are federally owned
and controlled, but their transactions are excluded from
the budget totals under provisions of law. When an
entity is off-budget, its receipts, outlays, and surplus or
deficit are not included in budget receipts, budget outlays, or the budget deficit; its budget authority is not
included in the totals of budget authority for the
budget; and its receipts, outlays, and surplus or deficit
ordinarily are not subject to the targets set by the
congressional budget resolution.
The Balanced Budget and Emergency Deficit Control
Act of 1985 (commonly known as the Gramm-Rudman2
The Board of Governors of the Federal Reserve System is a Federal organization. It is
excluded from the budget and this discussion. Financial statements are published for information purposes in the appendix chapter on Government-sponsored enterprises.




A-87

Hollings Act or G-R-H) placed on-budget all of the entities that were then off-budget. It also changed the budgetary status of social security. The Social Security
Amendments of 1983 had already required that OASI,
DI, and the hospital insurance trust fund (HI) be excluded from the budget beginning in 1993. G-R-H required that OASI and DI (but not HI) be off-budget as of
1986. In order to provide consistent comparisons over
time, the data for all previous years classify social security as off-budget. Also in order to provide consistent
comparisons over time, HI is shown on-budget for all
years.
While G-R-H moved social security off-budget, it nevertheless included social security in calculating the deficit targets and the excess deficit for purposes of that
Act. Partly for this reason, attention has focused on the
total receipts, outlays, and deficit of the Federal Government instead of the on-budget amounts alone. Some
of the tables in the budget show the on-budget and offbudget amounts separately but also add them together
to arrive at the total Federal receipts, outlays, and
deficit. Other tables include the on-budget and offbudget amounts only in combination in order to concentrate on the total amounts of the Federal Government.
The Omnibus Budget Reconciliation Act of 1989
moved the Postal Service fund off-budget and exempted
it, unlike social security, for purposes of G-R-H. The
Postal Service transactions are classified as off-budget
starting in 1989.
Table F-4 compares the total Federal Government
receipts, outlays, and deficit with the amounts that are
on-budget and off-budget. In 1991 the off-budget receipts
are an estimated 27 percent of total receipts, and the
off-budget outlays are an estimated 19 percent of total
outlays. The off-budget surplus of $78.6 billion is large
relative to the on-budget deficit of $141.7 billion. The
off-budget entities in total had deficits during 1976-82,
but because of the Social Security Amendments of 1983
and an expanding economy they have subsequently had
growing surpluses and are estimated to continue to
have growing surpluses throughout the projection
period.
Regulation
Federal regulations provide a large variety of goods
and services to the public, including the protection of
the environment, the creation of incentives for the development of useful innovations, and the fair and efficient disbursement of Federal entitlements. These three
types of regulatory activities are examples of the major
categories of regulation: social, economic, and managerial.
Social regulation generally establishes standards
either for the characteristics of products or for the
methods of producing them. Social regulations are usually aimed at curbing the unintended, harmful effects
of products or production methods, such as pollution,
industrial accidents, or unsafe products. Economic regulation directly controls prices and market entry for
such purposes as promoting competition and curbing
monopolistic behavior. In the last dozen years the scope
of economic regulation at the Federal level has been
significantly reduced as the harmful effects of regulat-

A-88

THE BUDGET FOR FISCAL YEAR 1991
Table F-4. COMPARISON OF TOTAL, ON-BUDGET, AND OFF-BUDGET TRANSACTIONS

1

(In billions of dollars)
Fiscal year

Outlays

Receipts
Total

On-budget

Off-budget

Total

On-budget

Surplus or deficit (Off-budget

Total

On-budget

Off-budget

1970
1971
1972
1973
1974

192.8
187.1
207.3
230.8
263.2

159.3
151.3
167.4
184.7
209.3

33.5
35.8
39.9
46.1
53.9

195.6
210.2
230.7
245.7
269.4

168.0
177.3
193.8
200.1
217.3

27.6
32.8
36.9
45.6
52.1

-2.8
-23.0
-23.4
-14.9
-6.1

-8.7
-26.1
-26.4
-15.4
-8.0

5.9
3.0
3.1
0.5
1.8

1975
1976
TQ
1977
1978
1979

279.1
298.1
81.2
355.6
399.6
463.3

216.6
231.7
63.2
278.7
314.2
365.3

62.5
66.4
18.0
76.8
85.4
98.0

332.3
371.8
96.0
409.2
458.7
503.5

271.9
302.2
76.6
328.5
369.1
403.5

60.4
69.6
19.4
80.7
89.7
100.0

-53.2
-73.7
-14.7
-53.6
-59.2
-40.2

-55.3
-70.5
-13.3
-49.7
-54.9
-38.2

2.0
-3.2
-1.4
-3.9
-4.3
-2.0

1980
1981
1982
1983
1984

517.1
599.3
617.8
600.6
666.5

403.9
469.1
474.3
453.2
500.4

113.2
130.2
143.5
147.3
166.1

590.9
678.2
745.7
808.3
851.8

476.6
543.0
594.3
661.2
686.0

114.3
135.2
151.4
147.1
165.8

-73.8
-78.9
-127.9
-207.8
-185.3

-72.7
-73.9
-120.0
-208.0
-185.6

-1.1
-5.0
-7.9
0.2
0.3

1985
1986
1987
1988
1989

734.1
769.1
854.1
909.0
990.7

547.9
568.9
640.7
667.5
727.0

186.2
200.2
213.4
241.5
263.7

946.3
990.3
1,003.8
1,064.4
1,142.6

769.5
806.8
810.0
861.4
931.7

176.8
183.5
193.8
202.7
210.9

-212.3
-221.2
-149.7
-155.1
-152.0

-221.6
-237.9
-169.3
-193.9
-204.7

9.4
16.7
19.6
38.8
52.8

1,073.5
1,170.2
1,246.4
1,327.6
1,408.6
1,486.3

788.0
855.7
909.0
965.6
1,020.2
1,075.6

285.4
314.5
337.4
361.9
388.4
410.7

1,197.2
1,233.3
1,271.4
1,321.8
1,398.0
1,476.9

971.5
997.4
1,026.5
1,067.1
1,133.9
1,203.8

225.8
236.0
244.9
254.7
264.1
273.1

-123.8
-63.1
-25.1
5.7
10.7
9.4

-183.4
-141.7
-117.5
-101.5
-113.7
-128.2

59.6
78.6
92.5
107.3
124.3
137.6

1990 est
1991 est
1992 est
1993 est
1994 est
1995 est
1

Off-budget transactions include the social security trust funds for all years and the Postal Service fund as of 1989.

ing naturally competitive industries have become better
understood. Finally, managerial regulation sets the conditions for the efficient and proper use of Government
funds and property and ranges from the terms for Government procurement to the Federal tax code.
Social regulation differs from the other Federal activities outside the budget—from loan guarantees and
tax expenditures, in particular, and also from the other
forms of regulation—by directly requiring private expenditures for specific public purposes rather than inducing desired private action by offering various types
of incentives. Nevertheless, social regulatory activities
are directly analogous to budget outlays in two important ways.
First, the expenditures required by regulation have
many of the same overall economic effects on output,
employment, prices, and growth as do budget outlays.
The Federal Government finances outlays by diverting
resources from the private sector through taxation or
borrowing. Similarly, business firms finance expenditures required by regulation (e.g., for pollution control)
by borrowing, increasing prices, reducing other expenditures, or reducing dividends. These, of course, are the
same ways firms finance taxes and thus have the same
general effects on the economy as do many taxes. The
incentive effects on working, investing, and saving may
differ from income taxes, however, to the extent that
tax liability is more directly tied to earnings, profits,
and interest income than are the costs of compliance
with regulations. Thus the impact of regulation may be



closer to user fees and excise taxes than to income
taxes. In such instances social regulation can be considered a cost of production.
Second, the effects of social regulation on the allocation of economic resources are also similar to the effects
of budget outlays. Most fundamentally, both social regulation and budget outlays divert private resources to
public purposes. Furthermore, in many cases expenditures required by regulation may be an alternative
means of achieving the same public policy objectives as
budget outlays or other instruments of Government
policy such as taxes, tax expenditures, or loan guarantees. For example, firms can be required by regulation
to treat their effluents before dumping. Alternatively,
public waste water treatment facilities can be constructed by direct Government expenditure; such facilities can be constructed by States and localities with
assistance in the form of Federal outlays for grants;
they can be constructed by private firms with assistance from Federal loan guarantees for their borrowing,
Federal income tax exemption for the interest on their
bonds, or rapid amortization of their capital costs for
determining their Federal income tax; or the Federal
Government could even charge firms an effluent fee
sufficient to cause them to cut back on their dumping
by the same amount. The basic allocative effects are
similar, although the efficiency of the method might
differ from one policy instrument to another, and the
implications for the distribution of income might also
differ.

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

A-89

A basic procedural difference between budget outlays, an estimate of the annual incremental expenditures
loan guarantees, and tax expenditures on the one hand, required by regulation is made. Furthermore, some
and expenditures to meet social regulations on the have argued that, while the existing regulatory review
other, is that no systematic accounting is kept of the process is fully justified, it has fallen short of controllatter. Some incomplete estimates of these expenditures ling the unnecessary burdens and attendant costs that
have been made by adding up estimates of the costs of Federal regulation places on the American economy.
individual regulations made by various researchers,
One approach that has been suggested as an alternawho often use different methods, assumptions, and time tive or a supplement to the existing review process is
periods. Not surprisingly, these estimates show consid- the development of a regulatory budget process moderable variation. They range from about $60 billion to elled after the fiscal budget. A regulatory budget could
$175 billion per year, which is equal to about 5 to 15 set overall limits on the annual incremental costs of
percent of Federal outlays.
Federal regulation and the regulatory costs imposed by
The Federal Government thus does not currently individual agencies. Supporters of this approach argue
have any formal accounting of regulatory costs or any that it would provide a decentralized process allowing
process analogous to the budget process for the pur- each agency (within the allowed level of total regulaposes of reviewing and controlling regulatory costs, tory costs) the flexibility to select the regulatory strateeither in the aggregate or for individual programs. gy that best met its basic goals. At the same time, it
However, new regulatory activities are now examined would require both Congress and the Executive Branch
under a formal review process established by Executive to recognize explicitly the increasing regulatory burden
Order No. 12291, issued in February 1981, and Execu- on the private sector and the need to address trade-offs
tive Order No. 12498, issued in January 1985.
among different regulatory programs.
The first Executive Order established regulatory prinIn an effort to determine better the overall effects of
ciples and required each agency covered by the Order to regulatory activities and perhaps as a first step toward
adhere to them, to the extent permitted by law. Agen- a regulatory budget, members of Congress and the past
cies must also submit drafts of proposed and final rules two Administrations have considered developing an acand drafts of regulatory impact analyses, before they
counting framework to track those expenditures that
are issued, to the Office of Management and Budget for
review for consistency with the President's principles. are directly required by regulation. More work needs to
be done, however, to solve the practical accounting
According to these principles, agencies must:
problems inherent in measuring the private expendi• base regulations upon adequate information contures that Federal regulations mandate. These include:
cerning the need for and consequences of the pro• Developing a reasonable estimate of actual exposed action,
penditures while minimizing the recordkeeping
• not issue regulations unless the potential benefits
burden on the private sector.
to society outweigh the potential costs to society,
• Identifying an appropriate "baseline," recognizing
and
that some costs would be incurred even in the
• select the alternative approach to a given regulaabsence of Federal regulation.
tory objective that involves the least net cost to
• Estimating the costs of forgoing certain products
society.
where Federal regulation prohibits production or
These policies are conducted within the statutory audistribution.
thorities of the agencies and apply only to the extent of
Each of these raises difficult issues in designing an
the administrative discretion given by the statutes to
effective accounting framework for estimating the cost
Federal regulatory officials.
The second Executive Order required that an annual of regulation. For example, the full costs of banning a
regulatory program would be developed and published product are not directly measurable and can only be
in order to explain the Administration's regulatory estimated using complex statistical models. However,
plan and priorities for the upcoming year. Agencies are estimating only the direct compliance costs for overrequired to submit to the Office of Management and sight purposes would create a bias toward banning subBudget a statement of the regulatory policies, goals, stances and products, instead of controlling them, beand objectives they intend to pursue during the coming cause banning mainly gives rise to indirect costs. These
year. This Executive Order also directs the agencies to problems are not insurmountable, however, and differ
provide summary descriptions of all significant regula- in degree, not in kind, with problems encountered in
tory actions underway or planned for the coming year. the fiscal budget.
Perhaps the major difference between the fiscal
The Office of Management and Budget is directed by
the Executive Order to review each agency's draft regu- budget and a regulatory budget is that the actual exlatory program for consistency with the Administra- penditures mandated by regulations and required of
tion's regulatory policies and priorities and with the private parties cannot be completely and accurately
tracked. However, a regulatory budget based on careful
regulatory programs submitted by other agencies.
This program moves the regulatory oversight process and consistent estimating procedures for prospective
a step closer toward the budgetary allocation process, regulations could both promote more cost-effective
because the Administration's priorities and goals are trade-offs among regulatory programs and limit the
now spelled out in one document for Congress and the overall regulatory expenditures. The fact that actual
American people to understand and review. This proc- expenditures cannot be known with precision, as they
ess, however, cannot deal systematically with the over- can with fiscal expenditures, should not rule out this
all impact of regulatory activities on the economy until alternative regulatory oversight and control process.



A-90

THE BUDGET FOR FISCAL YEAR 1991

One starting point in considering a regulatory budget
might be a thorough review and comparison between
the regulatory budget and fiscal budget processes in
order to identify the likely benefits of a regulatory
budget. This line of inquiry might examine the nature

of the constraints in the fiscal budget process, the effect
of these constraints on the fiscal budget, and the most
effective way of maintaining the effectiveness of similar
constraints over time in developing a regulatory budget.

BORROWING AND DEBT
Borrowing and Repaying Debt
this budget, together with the assumed economic expanThe Federal Government issues debt for two principal sion, are estimated to reduce the Federal deficit and
reasons. First, it sells debt to the public, largely in borrowing substantially. Borrowing from the public is
order to finance the Federal deficit. Second, it issues estimated to decrease steadily from its 1989 level, falldebt to Government accounts, primarily trust funds, ing to $58.6 billion in 1991 and turning into a $17.8
that accumulate surpluses. By law, most trust fund sur- billion repayment of debt in 1993. By 1995 the estimatpluses must be invested in Federal securities. The gross ed repayment of debt held by the public grows to $111.7
Federal debt thus includes both debt held by the public billion, and at the end of that year the amount of debt
and debt held by Government accounts. Nearly all of held by the public is estimated to have decreased to
the Federal debt has been issued by the Treasury and is virtually the same level as at the end of 1989.
The discussion of Federal debt in this section suppleformally called "public debt," but a small portion has
been issued by other Government agencies and is called ments the discussion of trends and economic effects in
Part VI-A of Section One, "Acknowledging Inherited
"agency debt." 3
Borrowing from the public—whether by the Treasury Claims: Accounting for Debt and Unfunded Annuities."
or by some other agency—has a significant impact on Data for past years are presented in Part IV-I of Secfinancial markets and the rest of the economy. It af- tion Two, "Historical Tables," tables 7.1-7.3.
fects the volume of securities sold in the credit market,
Measurement of Borrowing and Debt
the size and composition of assets held by the private
Debt held by the public was formerly measured at the
sector, and the taxes required to pay interest outlays on
the Federal debt; it may be perceived by the public as par value (or face value) of the security, which is the
part of their wealth; and in an approximate way it principal amount due at maturity. The only exception
reflects the Federal deficit, which has to be financed by was savings bonds. However, most Treasury securities
the other sectors of the economy or the rest of the are sold at a discount from par, and some are sold at a
world.4 It is therefore an important concern of Federal premium. If Treasury sells a bill with a $10,000 par
value at a price of $9,300, it raises $9,300 of cash and
fiscal policy.
The issuance of debt securities to Government ac- finances $9,300 of the deficit. For both economic and
counts, while an essential element in accounting for the budgetary analysis, it is more meaningful to say that
operation of these funds, does not have any of these the Government has borrowed $9,300 than to say it has
effects. It is an internal transaction between two ac- borrowed $10,000.
The budget recently adopted the accrual method of
counts, both within the Government itself, and does not
5
represent either the current transactions with the measuring debt held by the public. At the time of sale,
public or the estimated amount of future transactions the accrual value equals the sales price. Subsequently,
with the public. (The future transactions of major Fed- the accrual value equals the sales price plus the
eral annuity programs, which own about four-fifths of amount of the discount that has been amortized up to
the debt held by Government accounts, are discussed in that time. In equivalent terms, the accrual value equals
Part VI-A of Section One.) Debt held by the public is the par value less the unamortized discount. (For a
therefore a better concept than gross Federal debt for security sold at a premium, the definition of accrual
value is symmetrical.) Data were revised back to 1956.
analyzing the effect of the budget on the economy.
Table F-5 summarizes Federal borrowing from 1989 (Treasury reports debt held by the public at both par
through 1995. In 1989 the borrowing from the public and accrual values.)
Debt held by Government accounts is reported only
was $139.1 billion, and Federal debt held by the public
increased to $2,189.3 billion. The issuance of debt to at par. Therefore gross Federal debt—the sum of debt
Government accounts was $126.4 billion, and gross Fed- held by the public and debt held by Government accounts—is reported in the budget largely on an accrual
eral debt increased to $2,866.2 billion.
Borrowing from the public depends both on economic basis but partly at par. For the same reason, total
conditions and on the Federal Government's expendi- Treasury debt, which includes almost all Federal debt,
ture programs and tax laws. The sensitivity of the is also reported in the budget largely on an accrual
budget to economic conditions is analyzed in Part I of basis but partly at par. (Treasury reports its correSection Two. The deficit reduction policies proposed in sponding series only at par.)
:i
The term "agency debt" is defined more narrowly in the budget than in the securities
market, where it includes not only the debt of the Federal agencies listed in table F-6 but
also the debt of the Government-sponsored enterprises listed in table F-41 and certain
Government-guaranteed securities.
4
The Federal sector of the national income and product accounts provides a better measure of the deficit for analyzing Federal dissaving than does the budget deficit or Federal
borrowing from the public. The Federal sector and its difference from the budget are
discussed in Part IV-E of Section Two.




Borrowing and Government Deficits
Table F-5 shows the relationship between borrowing
from the public and the Federal deficit. The total deficit
5
See Special Analysis E, "Borrowing and Debt," in Special Analyses, Budget of the United
States Government, Fiscal Year 1990, pp. E-5 to E-8.

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

A-91

Table F-5. FEDERAL GOVERNMENT FINANCING AND DEBT
(In billions of dollars)
Estimate

1989
actual

1990

1991

1992

1993

1994

1995

-123.8
(-183.4)
(59.6)

-63.1
(-141.7)
(78.6)

-25.1
(-117.5)
(92.5)

5.7
(-101.5)
(107.3)

10.7
(-113.7)
(124.3)

9.4
(-128.2)
(137.6)

FINANCING
Surplus or deficit ( —)
On-budget
Off-budget

-152.0
(-204.7)
(52.8)

Means of financing other than borrowing from the public:
Decrease or increase ( —) in Treasury operating cash balance
Increase or decrease ( — ) in:
Checks outstanding, etc.1
Deposit fund balances
Seigniorage on coins
Proceeds from the sale of loan assets with recourse2
Collections by Social Security Integrity and Debt Reduction Fund

3.4

11.0

8.1
0.7
0.6
*

4.1
-1.2
0.6

4.6
-0.7
0.6

-1.2
0.6

12.9

14.5

4.5

-0.6

-139.1

-109.3

-58.6

139.1

109.3

2,842.0
24.2

0.6

0.5

0.5

14.1

53.6

101.8

14.7

54.1

102.3

-25.7

20.4
-2.6

64.8

111.7

58.6

25.7

-17.8

-64.8

-111.7

3,083.1
30.2

3,288.6
30.5

3,479.2
30.1

3,645.4
32.4

3,788.8
30.5

3,897.3
30.4

2,866.2

3,113.3

3.319.2

3,509.3

3,677.8

3.819.3

3,927.7

676.9
2,189.3
(220.1)
(1,969.2)

814.6
2,298.7

961.9
2.357.3

1,126.3
2,383.0

1,312.6
2,365.2

1,519.0
2.300.4

1,739.1
2,188.7

Total, means of financing other than borrowing from the public
Total, requirement for borrowing from the public
Reclassification of debt 3
Change in debt held by the public

DEBT, END OF YEAR
Gross Federal debt:
Debt issued by Treasury
Debt issued by other agencies
Total, gross Federal debt
Held by:
Government accounts
The public
(Federal Reserve Banks)
(Other)

DEBT SUBJECT TO STATUTORY LIMITATION, END OF YEAR
Debt issued by Treasury
Deduct ( - ) : Treasury debt not subject to limitation 4
Agency debt subject to limitation
Unamortized discount (less premium) on Treasury notes and bonds
Total, debt subject to statutory limitation 5

2,842.0
-15.6
0.3
3.1

3,083.1
-15.6
0.5
3.1

3,288.6
-15.6
0.5
3.1

3,479.2
-15.6
0.5
3.1

3,645.4
-15.6
0.5
3.1

3,788.8
-15.6
0.5
3.1

3,897.3
-15.6
0.5
3.1

2,829.8

3,071.1

3,276.6

3,467.2

3,633.4

3,776.8

3,885.3

* $50 million or less.
1 Besides checks outstanding, includes accrued interest payable on Treasury debt, miscellaneous liability accounts, allocations of special drawing rights, and, as an offset, cash and monetary assets other than the Treasury operating cash balance,
miscellaneous asset accounts, and profit on sale of gold.
2 The Veterans Benefits Amendments of 1989 require that proceeds from the sale of vendee loans with recourse be classified as offsetting collections rather than means of financing.
3 The Farm Credit System Financial Assistance Corporation is estimated to be reclassified from a Government-sponsored enterprise to a Federal agency as of October 1, 1992, and its debt is reclassified accordingly.
4 Consists primarily of Federal Financing Bank debt.
6 The statutory debt limit is $3,122.7 billion.

of the Federal Government includes not only the budget
deficit but also the surplus or deficit of the off-budget
Federal entities, which have been excluded from the
budget by law. Under present law the off-budget Federal entities are the old-age and survivors insurance trust
fund, the disability insurance trust fund, and the Postal
Service. Since they had a large combined surplus in
1989 and are estimated to have a growing surplus
during 1990-95, they reduce the requirement for Treasury to borrow from the public by a substantial amount.
The total Federal deficit is financed either by borrowing from the public or by several other means, shown in
table F-5, such as a decrease in Treasury's cash balance. These other means of financing are normally
small relative to borrowing from the public. This is
because they are limited by their own nature. Decreases



in cash balances, for example, are necessarily limited
by past accumulations, which themselves required financing when they were built up. In 1989 these other
accounts contributed $12.9 billion toward financing the
deficit, with no one factor predominant. In 1990 the
estimated borrowing is $14.5 billion less than the deficit, primarily because the $41.0 billion cash balance at
the end of 1989 was $11.0 billion more than the $30
billion estimated for the end of 1990.
A new type of means of financing would be created in
1993 under the Administration's proposal of a Social
Security Integrity and Debt Reduction Fund. As explained in Parts VI-A and VII-A of Section One, the
general fund would make a payment to the new fund
each year that was equal to the social security surplus
for that year as projected periodically by the social

A-92
security actuaries for the annual report of the Board of
Trustees. The payment would start at 15 percent of the
projected surplus in 1993 and rise to 50 percent in 1994,
85 percent in 1995, and 100 percent in 1996 and later
years. The new fund, in turn, would use its collections
from the general fund to reduce Federal debt held by
the public.
The payment is defined in the proposed legislation as
a budget outlay. As a result, the total Government outlays increase by the amount of the payment. The counterpart to this payment is a collection by the fund. The
fund's estimated collections in 1993-95 are a means of
financing other than borrowing from the public. If the
Government has a surplus, the repayment of debt held
by the public is the surplus plus the collection by the
fund (adjusted for the other means of financing); if the
Government has a deficit, the borrowing from the
public is less by the amount of the collection.
As shown in table F-5, the estimated collections by
the Social Security Integrity and Debt Reduction Fund
grow rapidly, rising to $101.8 billion in 1995. These
collections, together with the relatively small budget
surplus, substantially reduce the debt held by the
public. During these years, therefore, the budgetary balance and the change in debt held by the public are not
closely related.
The amount of Federal debt issued to Government
accounts depends largely on the surpluses of the trust
funds, both on-budget and off-budget, which owned 94
percent of the total Federal debt held by Government
accounts at the end of 1989. In 1989, for example, the
total trust fund surplus was $123.6 billion and Government accounts invested $126.4 billion in Federal securities. The small difference is because some other accounts hold Federal debt and because the trust funds
may change the amount of their cash assets not currently invested.
Agency Debt
A few Federal agencies, shown in table F-6, sell debt
securities to the public and other Government accounts.
At the end of 1989, agency debt was only one percent of
Federal debt held by the public.
During 1989, agency borrowing was $11.7 billion.
Almost all was by two depository accounts—primarily
the Federal Savings and Loan Insurance Corporation
(FSLIC) but also the Federal Deposit Insurance Corporation (FDIC) permanent insurance fund. (Under legislation effective August 9, 1989, FSLIC was dissolved and
its assets and liabilities transferred to the FSLIC Resolution fund; the FDIC permanent insurance fund was
renamed the Bank Insurance fund. The new names are
used in table F-6.) FSLIC and FDIC were the predominant agency borrowers from the mid-1980s through
1989. They issued notes to prospective purchasers as
part of agreements to buy failing thrifts, or to others to
help resolve the financial problems of troubled institutions. The issuance of notes is equivalent to borrowing
from the public and then paying a bill by disbursing the
cash borrowed, so it was recorded as being simultaneously an outlay and a borrowing.6 The notes were
6
The FHA and Interior debt securities are also issued as a means of paying specified bills.
The budgetary treatment of these securities is further discussed in Special Analysis E of the
1989 budget, pp. E-25 to E-26; and Special Analysis E of the 1988 budget, pp. E-27 to E-28.




THE BUDGET FOR FISCAL YEAR 1991
Table F-6. AGENCY DEBT
(In millions of dollars)
Borrowing or repayment ( - ) of debt
Description

Borrowing from the public:
Defense
Housing and Urban DevelopmentFederal Housing Administration
Interior
Small Business Administration:
Participation certificates: SBIC and section
505 development company
Architect of the Capitol
Federal Deposit Insurance Corporation:
Bank Insurance Fund 1
FSLIC Resolution Fund2
National Archives
Postal Service
Tennessee Valley Authority
Total, borrowing from the public
Borrowing from other funds:
Housing and Urban Development:
Federal Housing Administration
Total, borrowing from other funds
Total, agency debt

Debt end
1991
estimate

1990
estimate

1991
estimate

-6

-6

-2

4

116

197

-80

274
13

1989
actual

74
149

149

11,672

-682
-521

365
-137

6,940

2,248
8,864
302

154

2,813
17,940
302
250
8,474

5,927

300

30,294

60

50

50

238

60

50

50

238

11,732

5,977

350

30,531

Includes the borrowing of the Federal Deposit Insurance Corporation permanent insurance fund through August 8,
1989.
2 Includes the borrowing of the Federal Savings and Loan Insurance Corporation through August 8, 1989.
1

therefore classified as agency debt. The budget estimates that this method of assistance will be used much
less in the future than in the past, so that the total of
FSLIC and FDIC notes outstanding is estimated to decline from 1989 to 1991. These notes are estimated to
comprise 68 percent of all agency debt at the end of
1991.
A further $450 million of agency borrowing in 1989
was by the National Archives and Records Administration and by the Architect of the Capitol. They entered
into a new type of lease-purchase contract for the construction of new buildings. The Federal Government
has guaranteed the debt used to finance the construction and also is exercising full control over the design,
construction, and operation of the buildings. These and
other characteristics of the contracts make the transactions equivalent to direct Federal construction financed
by Federal borrowing. The construction and interest
expenditures are therefore classified as Federal outlays,
and the borrowing, which took place in 1989, is classified as Federal agency borrowing from the public.
For a number of years before FSLIC and FDIC began
to issue large amounts of notes, agency debt usually
declined every year. This was because the Federal Financing Bank (FFB), established within the Treasury
Department in 1974, could purchase agency debt and
finance these purchases by borrowing from the Treasury, which in turn borrowed from the public. This reduced the cost of agency borrowing. Therefore, agencies
borrowed almost nothing from the public unless that
was inherent in the operation of their program, as it
was for the FDIC and FSLIC notes and a few other
securities. FFB purchases of agency debt were not included in Federal debt, in order to avoid double counting.

A-93

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

However, because of the decline of interest rates in
recent years, the interest rate on outstanding debt is
often higher than the rate on new borrowings. The
Tennessee Valley Authority has recently retired about
$400 million of its high-interest debt to the FFB. TVA
plans to repay some of the other high-interest debt that
it owes FFB when that debt becomes callable, and it
plans to finance the repayment of that debt by new
borrowing. In order to lock-in current interest rates,
TVA borrowed a substantial amount from the public in
late calendar year 1989 and placed most of the proceeds
in a defeasance trust. The defeasance trust, in turn, is
scheduled to use these balances to pay off debt to the
FFB during 1990-94. In the meantime, the defeasance
trust is invested in Treasury securities, as shown in
table F-7, where it is classified as part of TVA.
The sale of TVA bonds combined with the purchase
of Treasury securities has no net effect on the amount
of Federal debt held by the public. When the defeasance
trust later sells its Treasury securities in order to pay
off TVA debt to the FFB, the FFB and Treasury will
use the proceeds to retire Treasury securities. Again,
there is no effect on the amount of Federal debt held by
the public. Only the composition of debt held by the
public is changed, as TVA bonds replace Treasury securities. Gross Federal debt does rise temporarily until
the defeasance trust uses up its balances.
Debt Held by Government Accounts
Trust funds and some public enterprise revolving
funds accumulate cash in excess of current requirements in order to meet future obligations. These cash
surpluses are invested mostly in Treasury debt and, to
a very small extent, in agency debt.
Investment by trust funds and other Federal accounts
was around $10 billion per year during 1980-82. Primarily due to the Social Security Amendments of 1983,
an expanding economy, and the creation of the military
retirement trust fund, investment has risen greatly
since then. It was $126.4 billion in 1989 and, as shown
in table F-7, it is estimated to reach $147.3 billion in
1991.
Table F-7. DEBT HELD BY GOVERNMENT ACCOUNTS

1989
actual

1990
estimate

1991
estimate

Holdings
end of
1991
estimate

136
12,177
358

140
15,665
372

119
12,239
477

1,616
81,390
2,970

51,428
1,083
16,836
530

57,493
3,634
16,026
-530

71,813
5,680
20,898

277,872
17,743
119,837

4,038
1,033

3,733
-1,033

129

14,227

-113
-164
53

-136
-110
77

-330
212
71

5,627
1,777
1,222

Investment or disinvestment ( - )

Investment in Treasury debt:
Overseas Private Investment Corporation
Defense—Civil: Military retirement trust fund....
Energy: Nuclear waste fund
Health and Human Services:
Federal old-age and survivors insurance
trust fund 1
Federal disability insurance trust fund 1
Federal hospital insurance trust fund
Federal HI catastrophic trust fund
Federal supplementary medical insurance
trust fund
Federal SMI catastrophic trust fund
Housing and Urban Development:
Federal Housing Administration
Other
Interior: Outer Continental Shelf deposit funds....




(In millions of dollars)
Investment or disinvestment ( - )
Description

Labor:
Unemployment trust fund
Pension Benefit Guaranty Corporation
State: Foreign Service retirement and disability
trust fund
Transportation:
Highway trust fund
Airport and airway trust fund
Treasury: Exchange stabilization fund
Veterans Affairs:
National service life insurance trust fund
Other trust funds
Federal funds
Environmental Protection Agency: Hazardous
substance trust fund
Office of Personnel Management:
Civil Service retirement and disability trust
fund
Employees life insurance fund
Employees health benefits fund
Federal Deposit Insurance Corporation:
Bank Insurance fund 2
FSLIC Resolution fund 3
National Credit Union Adm.: Share insurance
fund
Postal Service fund 1
Railroad Retirement Board trust funds
Tennessee Valley Authority
Other Federal funds
Other trust funds

1989
actual

1990
estimate

1991
estimate

Holdings
end of
1991
estimate

8,797
149

6,687
708

5,384
466

57,065
2,082

498

461

468

5,301

2,530
1,781
-254

2,002
1,659
165

1,300
89
491

19,280
14,661
1.835

254
52
28

215
43
-8

186
34
-6

11,095
1,520
681

505

732

-10

2,472

19,541
837
1,858

27,414
924
463

23,322
947
636

265,325
11,553
4,522

-549
199

-2,593
-1,339

3,216

15,639
500

42
471
805
857
497

81
-1,212
742
4,900
147
177

120
628
415
-2,300
221
296

2,040
3.836
9,744
2,600
2,378
3,227

126,293

137,701

147,213

961,636

60

50

50

238

Total, investment in agency debt

60

50

50

238

Total, investment in Federal debt

126,353

137,751

147,263

961,874

793
471
72,524
52,511
53

2.379
-1,212
75,380
61,128
77

2,735
628
66,334
77,493
71

39,983
3,836
621,219
295,614
1,222

Total, investment in Treasury debt
Investment in agency debt:
Housing and Urban Development:
Government National Mortgage Association....

MEMORANDUM
Investment
Investment
Investment
Investment
Investment

by Federal funds (on-budget) 4
by Federal funds (off-budget)
by trust funds (on-budget) 4
by trust funds (off-budget)
by deposit funds 5

Off-budget Federal entity.
Includes the investment of the Federal Deposit Insurance Corporation permanent insurance fund through August 8,
1989.
3 Includes the investment of the Federal Savings and Loan Insurance Corporation through August 8, 1989.
4 The assets of the Federal Deposit Insurance Corporation permanent insurance fund (a trust fund) were transferred to
the Bank Insurance fund (a Federal fund) as of August 9, 1989. This was not a disinvestment or an investment. The
trust fund total for 1989 includes $45 million of FDIC disinvestment through July 31, 1989; the Federal fund total
includes $504 million of BIF disinvestment from August 1, 1989, through September 30, 1989.
5 Only those deposit funds classified as Government accounts.
1
2

(In millions of dollars)
Description

Table F-7. DEBT HELD BY GOVERNMENT ACCOUNTS—Continued

The extraordinary rise of investment by Government
accounts is concentrated among a few trust funds. The
two social security trust funds—old-age and survivors
insurance (OASI) and disability insurance (DI)—have
large surpluses and invest increasing amounts each
year: a cumulative total of $191.1 billion during
1989-91, which constitutes 46 percent of the total estimated investment by Government accounts. The hospital insurance trust fund (HI), also financed by the social
security payroll tax, has large surpluses at present and
accounts for 13 percent of the total investment over this
period.
In addition to these three funds, the largest investors
in Federal securities are the two major Federal employ-

A-94
ee retirement funds: the civil service retirement and
disability trust fund and the military retirement trust
fund. They account for 27 percent of the total investment by Government accounts during 1989-91. Altogether, these two retirement funds and the three funds
financed by the social security tax account for 86 percent of the estimated investment by all Government
accounts during this period.
The total holdings of Federal securities by Government accounts are estimated to rise to $961.9 billion at
the end of 1991. This will comprise 29 percent of the
gross Federal debt. The five major trust funds discussed
above will account for 79 percent of the total holdings
by Government accounts.

THE BUDGET FOR FISCAL YEAR 1991

The amount of debt subject to limit was formerly
defined by law as the par value of the securities (except
for savings bonds, which were measured at redemption
value). This was modified by law in August 1989 in a
way that currently applies to Treasury bills and zerocoupon bonds. These securities do not pay any cash
interest. They are sold at a discount and pay their
entire interest through the periodic amortization of the
discount over the term of the security. For Treasury
bills, with a maturity of one year or less, the difference
between par value and sales price is large enough to be
significant. For zero-coupon bonds with a 30-year maturity, the par value could be around ten times the sales
price. Measuring zero-coupon bonds at par reduced
Treasury's flexibility in debt management, because
Limitations on Federal Debt
these securities increased the debt subject to limit by a
large multiple of the cash raised to finance the deficit.
Definition of Debt Subject to Limit—Statutory limita- Furthermore, measuring these securities at par protions have normally been placed on Federal debt. Until duced a significant difference between the recorded
World War I, the Congress ordinarily authorized a spe- debt and the accrual value, which, as previously excific amount of debt for each separate issue. Beginning plained, is more meaningful for economic and budgetwith the Second Liberty Bond Act of 1917, however, the ary analysis.
nature of the limitation was modified in several steps
The change in law provided that these securities are
until it developed into a ceiling on the total amount of
to be measured at accrual value for calculating the debt
most Federal debt outstanding. The latter type of limi7
tation has been in effect since 1941. The limit currently subject to limit. As a practical matter, an approximaapplies to most debt issued by the Treasury since Sep- tion is used except for the last day of the month. The
tember 1917, whether held by the public or by Govern- new method is not applied to regular notes and bonds,
ment accounts; and other debt issued by Federal agen- so these securities are still recorded at par for calculatcies that, according to explicit statute, is guaranteed as ing the debt subject to limit. However, bills and zerocoupon bonds account for most of the unamortized disto principal and interest by the United States.
count (less premium) on Treasury securities held by the
Table F-5 compares total Treasury debt with the public: $12.4 billion out of $15.4 billion at the end of
amount not subject to limit. Most of the Treasury debt 1989. The new legislation does not apply to debt held by
not subject to limit was issued by the FFB. It is author- Government accounts.
ized to have outstanding up to $15 billion of publicly
An adjustment for measurement differences is thus
issued debt, but it normally borrows from the Treasury
needed in order to derive debt subject to limit from
because Treasury can borrow more cheaply from the
Treasury debt and agency debt. The budget records all
public. In 1985 and 1986, however, pressure from the
Treasury debt held by the public at accrual value; the
debt limit led Treasury to issue FFB securities to the
debt subject to limit records Treasury bills, zero-coupon
civil service retirement and disability trust fund in
bonds, and savings bonds at accrual value but regular
place of otherwise identical Treasury securities that
notes and bonds at par value. The unamortized discount
were subject to the debt limit. This enabled Treasury to
(less premium) on regular notes and bonds is thus part
raise needed cash by selling securities to the public that
of debt subject to limit but is not part of Treasury debt
were subject to limit. Since 1986 the civil service retire(as recorded in the budget). Therefore, as in table F-5,
ment fund has normally held $15.0 billion of FFB secuthe unamortized discount on regular notes and bonds
rities, and the budget assumes that the FFB securities
must be added to Treasury debt in order to derive debt
outstanding at the end of the fiscal year will be kept at
subject to limit. (The tables published by the Treasury
the amount authorized by law. The remaining Treasury
Department derive the debt subject to limit from a
debt not subject to limit consists almost entirely of
different base than table F-5 but have an analogous
silver certificates and other currencies no longer being
adjustment.)
issued.
The sole type of agency debt now subject to the generMethods of Changing the Debt Limit—The statutory
al limit is the debentures issued by the Federal Housing limit has frequently been changed. During the 1960s
Administration, which were only $295 million at the Congress passed 13 separate acts to raise the limit or to
end of 1989. Some of the other agency debt, however, is extend the duration of a temporary increase, and
subject to its own statutory limit. For example, the during the 1970s Congress passed 18 such acts. During
Postal Service has been limited to $10 billion of securi- the 1980s Congress passed 24 such acts, two to four
ties outstanding and $2 billion of annual borrowing. every year except 1988.
Under recent legislation, its limit on debt outstanding
The statutory limit can be changed by normal legislarises in two steps to $15 billion in 1992, and its limit on tive procedures. It can also be changed as a conseannual borrowing is increased to $3 billion. Besides
7
The law
limit the
certificates issued
Treasury debt and agency debt, the debt subject to limit during fiscal also removed from debt subject toSales Act ofparticipationlast of these certifiyear 1968 under the Participation
1966. The
cates matured in April 1988, but $8 million were still outstanding.
also includes a few very small adjustments.




TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

quence of the Congressional budget resolution. The
budget resolution includes a provision specifying the
appropriate level of the debt subject to limit at the end
of each fiscal year. The rules of the House of Representatives provide that, when the budget resolution is
adopted by both Houses of the Congress, the vote in the
House of Representatives is deemed to have been a vote
in favor of a joint resolution setting the statutory limit
at the level specified in the budget resolution. The joint
resolution is transmitted to the Senate for further
action. It may be amended in the Senate to change the
provision about the debt limit or in any other way. If it
passes both Houses of the Congress, it is sent to the
President for his signature. This method directly relates
the decision on the debt limit to the decisions on the
Federal deficit and other factors that determine the
change in the debt subject to limit. Both methods have
been used numerous times.
Recent Changes in the Debt Limit—The statutory
debt limit was raised to $2,800 billion on September 29,
1987. The increase was so large that 1988 was the first
year since 1968 that Congress did not have to raise the
limit.
Debt reached the statutory limit on August 1, 1989.
On the first day of each month the general fund pays
the social security trust funds an amount equal to the
receipts expected for the month. However, until August
3, Treasury could not invest $1.7 billion of the $21.0
billion transfer and still keep within the debt limit.
Congress passed a law raising the limit to $2,870 billion
through October 31, which the President signed on
August 7.
Further legislation had not been enacted by November 1, so the limit reverted to $2,800 billion. Treasury
had borrowed $17.6 billion through special auctions on
October 31, raising the debt virtually to its temporary
limit, in order to obtain as much cash as possible and
delay the time when the Government would run out of
money. The debt on November 1 was thus well over the
limit. This did not affect the validity of previously
issued debt, but Treasury had to cancel auctions of
marketable securities and suspend sales of savings
bonds and other issues. It could not invest the $19.6
billion transferred to the social security trust funds on
November 1, and it could not invest smaller amounts
for other funds.
Congress passed a bill on November 8 raising the
debt limit to $3,122.7 billion, the amount specified in
the Congressional budget resolution, and the President
signed it the same day. Treasury immediately invested
the trust funds fully and began auctioning securities.
The act provided that the trust funds were to be made
whole for the temporary inability of Treasury to fully
invest them. They were paid $46 million for forgone
interest, of which $19 million went to social security.
Federal Funds Financing and the Change in Debt Subject to Limit—The change in debt held by the public, as
shown in table F-5, is determined principally by the
total Government deficit. The debt subject to limit,
however, includes not only debt held by the public but
also debt held by Government accounts. The change in
debt subject to limit is therefore determined both by the

http://fraser.stlouisfed.org/
250-298 O-1990-14 QL3
Federal Reserve Bank of St. Louis

A-95

factors that determine the total Government deficit and
by the factors that determine the change in debt held
by Government accounts.
The budget is composed of two groups of funds, Federal funds and trust funds (as explained in the preceding
section on funds in the budget). A Federal funds deficit
must generally be financed by borrowing, either by selling securities to the public or by issuing securities to
Government accounts. Federal funds borrowing consists
almost entirely of the Treasury issuing securities that
are subject to the statutory debt limit. Trust fund surpluses are almost entirely invested in these securities,
and trust fund holdings include most of the debt held
by Government accounts. The change in debt subject to
limit is therefore determined principally by the Federal
funds deficit, which is equal to the arithmetic sum of
the total Government deficit and the trust fund surplus.
Under the proposed Social Security Integrity and Debt
Reduction Fund, which would provide a new means of
financing other than borrowing, the change in debt subject to limit would be determined principally by the
Federal funds deficit minus the payment by the general
fund to this new fund.
Table F-8 derives the change in debt subject to limit.
In 1989 the Federal funds deficit was $275.5 billion, and
other factors reduced the change in debt subject to limit
by $32.6 billion. The largest other factors were the sale
of agency debt not subject to limit and the change in
law that required some securities to be measured at
accrual value rather than par. As a result, the debt
subject to limit increased by $242.9 billion, which is
$103.8 billion more than the increase in debt held by
the public.
So long as the trust fund surplus is large, the Federal
funds deficit will be much more than the total Government deficit; and the increase in debt subject to limit
will be much more than the increase in debt held by
the public. The trust fund surplus is estimated to increase substantially above its present level in the
future, so the debt limit will have to be increased by
much more than the total Government deficit. In 1995,
for example, the large payment to the Social Security
Integrity and Debt Reduction Fund and the small total
Government surplus are together estimated to reduce
the debt held by the public by $111.7 billion. Nevertheless, the debt subject to limit is estimated to increase by
$108.5 billion—a difference of $220.3 billion.
Debt Held by Foreign Residents
During most of American history the Federal debt
was held almost entirely by individuals and institutions
within the United States. In the late 1960s, as shown in
table F-9, foreign holdings were just over $10.0 billion,
less than 5 percent of the total Federal debt held by the
public.
Foreign holdings began to grow much faster starting
in 1970. This increase has been primarily the product of
foreign decisions, both official and private, rather than
the direct marketing of these securities to foreign residents. At the end of fiscal year 1989 foreign holdings of
Treasury debt were $393.9 billion, which was 18 percent
of the total debt held by the public. This proportion has
been rising in recent years but is a little lower than

A-96

THE BUDGET FOR FISCAL YEAR 1991
Table F-8. FEDERAL FUNDS FINANCING AND CHANGE IN DEBT SUBJECT TO STATUTORY LIMIT
(In billions of dollars)

Federal funds surplus or deficit (—)
On-budget
Off-budget
Means of financing other than borrowing:
Decrease or increase ( — ) in Treasury operating cash balance
Increase or decrease ( - ) in:
Checks outstanding, etc.1
Deposit fund balances2
Seigniorage on coins
Proceeds from the sale of loan assets with recourse3
Collections by Social Security Integrity and Debt Reduction Fund
Total, means of financing other than borrowing
Decrease or increase ( - ) in Federal debt held by Federal funds and deposit funds 4
Increase or decrease ( - ) in Federal debt not subject to limit
Reclassification of debt 5
Total, requirement for Federal funds borrowing subject to debt limit
Increase or decrease ( - ) in unamortized discounts (less premiums) on Treasury notes and
bonds 6
Adjustments including increase in debt subject to limit but not part of Federal debt
Increase in debt subject to limit

1989 actual

1990 estimate

1991 estimate

1992 estimate

1993 estimate

1994 estimate

1995 estimate

-275.5
(-275.8)
(0.3)

Description

-249.5
(-247.1)
(-2.4)

-216.1
(-214.4)
(-1-7)

-192.8
(-192.1)
(-0.7)

-180.7
(-180.6)
(-0.1)

-195.9
(-196.0)
(0.1)

-210.7
(-211.1)
(0.4)

3.4

11.0

6.6
0.7
0.6
*

-6.7
-1.2
0.6

13.8
-0.7
0.6

-1.2
0.6

0.6

0.5

0.5

14.1

53.6

101.8
102.3

11.4

3.6

13.7

-0.6

14.7

54.1

-1.3
11.7

-1.2
5.7

-3.4
0.4

3.3
-0.4

0.1
2.3
-2.6

0.2
-1.8

-0.1

-253.7

-241.3

-205.5

-190.5

-166.3

-143.4

-108.5

242.9

241.3

205.5

190.5

166.3

143.4

108.5

2,829.8

3,071.1

3,276.6

3,467.2

3,633.4

3,776.8

3,885.3

-10.8
*

ADDENDUM
Debt subject to statutory limit

* $50 million or less.
1 Besides checks outstanding, includes accrued interest payable on Treasury debt, miscellaneous liability accounts, allocations of special drawing rights, and, as an offset, cash and monetary assets other than the Treasury operating cash balance,
miscellaneous asset accounts, and profit on sale of gold.
2 Does not include investment in Federal debt securities by deposit funds classified as part of the public.
3 The Veterans Benefits Amendments of 1989 require that proceeds from the sale of vendee loans with recourse be classified as offsetting collections rather than means of financing.
4 Only those deposit funds classified as Government accounts.
5 The Farm Credit System Financial Assistance Corporation is estimated to be reclassified from a Government-sponsored enterprise to a Federal agency as of October 1, 1992, and its debt is reclassified accordingly.
6 Includes effect of the statutory change in the definition of debt subject to limit in August 1989.

during the late 1970s. At the end of 1989, foreign central banks and other official institutions owned 68 percent of the Federal debt held by foreign residents; private investors owned nearly all the rest. All of the
Federal debt held by foreign residents is currently denominated in dollars.
Foreign holdings of Federal debt are about one-fifth
of the foreign-owned assets in the U.S., and foreign
purchases of Federal debt securities are normally only
a moderate part of the total capital inflow from abroad.
The foreign purchases of Federal debt securities do not
measure the full impact of the capital inflow from
abroad on the market for Federal debt securities. The
capital inflow supplies additional funds to the securities
market generally, which affects the market for Federal
debt. For example, the capital inflow includes deposits
in U.S. financial intermediaries that themselves buy
Federal debt.
Federally Assisted Borrowing
The effect of the Government on borrowing in the
credit market arises not only from its own borrowing to




finance Federal operations but also from its assistance
to certain borrowing by the public. Federally assisted
borrowing is of two principal types: Government-guaranteed borrowing, which is another term for guaranteed lending, and borrowing by Government-sponsored
enterprises (GSEs). The Federal Government also exempts the interest on most State and local government
debt from income tax.
Federal guarantees and GSEs are discussed in Part
VI-B of Section One: "Acknowledging Inherited Claims:
Recognizing Federal Underwriting Risks." Detailed
data on guaranteed loans are presented in table F-40,
and data on GSE borrowing and lending in table F-41.
Table F-10 brings together the totals of Federal and
federally assisted borrowing (and lending) and shows
the trends since 1965 in terms of both dollar amounts
and, more significantly, as percentages of total credit
market borrowing.

A-97

TECHNICAL P E R S P E C T I V E S O N E X P E N D I T U R E S , OFF-BUDGET ACTIVITIES, CAPITAL O U T L A Y S , A N D BORROWING

Table F-9. FOREIGN HOLDINGS OF FEDERAL DEBT
(In billions of dollars)
Borrowing from
the public

Debt held
by the public

Fiscal year

Foreign1

Total

Total 2

Interest on debt
held by the public

Foreign1

Total3

Foreign4

1965
1966
1967
1968
1969

260.8
263.7
266.6
289.5
278.1

12.3
11.6
11.4
10.7
10.3

3.9
2.9
2.9
22.9
-1.3

0.3
-0.7
-0.2
-0.7
-0.4

9.6
10.1
11.1
11.9
13.5

0.5
0.5
0.6
0.7
0.7

1970
1971
1972
1973
1974

283.2
303.0
322.4
340.9
343.7

14.0
31.8
49.2
59.4
56.8

3.5
19.8
19.3
18.5
2.8

3.8
17.8
17.3
10.3
-2.6

15.4
16.2
16.8
18.7
22.7

0.8
1.3
2.4
3.2
4.1

1975
1976
TQ
1977
1978
1979

394.7
477.4
495.5
549.1
607.1
639.8

66.0
69.8
74.6
95.5
121.0
120.3

51.0
82.2
18.1
53.6
58.0
32.6

9.2
3.8
4.9
20.9
25.5
-0.7

25.0
29.3
7.8
33.8
40.2
49.9

4.5
4.4
1.2
5.1
7.9
10.7

709.3
784.8
919.2
1,131.0
1,300.0

121.7
130.7
140.6
160.1
175.5

69.5
75.5
134.4
211.8
168.9

1.4
9.0
9.9
19.5
15.4

62.7
81.7
101.1
111.5
133.5

12.0
16.1
17.9
18.0
19.0

1,499.4
1,736.2
1,888.1
2,050.2
2,189.3

222.9
265.5
279.5
345.9
393.9

199.4
236.8
152.0
162.1
139.1

47.4
42.7
14.0
66.4
48.0

152.9
159.3
160.3
172.2
188.9

21.2
22.2
23.6
27.4
33.0

5

1980
1981
1982
1983
1984
1985
1986
1987
1988
1989

5

1 Estimated by Treasury Department. These estimates exclude agency debt, the holdings of which are believed to be small. For the most
part they are measured at par value and therefore are not strictly comparable with the data on debt held by the public. However, the zerocoupon bonds sold to Mexico in 1988 are measured on an accrual basis.
2 Borrowing from the public is defined as equal to the change in debt held by the public from the beginning of the year to the end,
except to the extent that the amount of debt is changed by reclassification.
3 Estimated as interest on the public debt less "interest received by trust funds." Does not include the comparatively small amount of
interest on agency debt or the offsets for interest received bv Government accounts that is not included in the latter category.
4 Estimated by Bureau of Economic Analysis, Department of Commerce. These estimates include small amounts of interest from other
sources, including the debt of Government-sppnsored enterprises, which are not part of the Federal Government.
5 Benchmark revisions reduced the estimated foreign holdings of Federal debt as of December 1978 and increased the estimated foreign
holdings as of December 1984. As a result, the data on foreign holdings in different periods are not strictly comparable, and the "borrowing"
from foreign residents in 1979 and 1985 reflects the benchmark revision as well as transactions in Federal debt securities.

Table F-10. FEDERAL PARTICIPATION IN THE CREDIT MARKET
(Dollar amounts in billions)
Estimates

Actual

1990

1991

1965

1970

1975

1980

1981

1982

1983

1984

1985

1986

1987

1988

1989

67.2

87.9

164.0

329.8

388.7

385.2

492.5

684.4

741.1

878.6

748.0

769.4

724.0

N.A.

N.A.

3.9
5.0
1.2

3.5
7.8
4.9

51.0
8.6
5.3

69.5
31.6
21.4

75.5
28.0
34.8

134.4
20.9
43.6

211.8
34.1
34.0

168.9
20.1
55.5

199.4
21.6
57.9

236.8
34.6
103.2

152.0
60.4
111.7

162.1
40.3
86.9

139.1
41.7
123.2

109.3
43.1
110.3

58.6
42.6
100.2

Total, Federal and federally assisted borrowing
Federal borrowing participation rate (percent)

10.1
15.0

16.2
18.4

65.0
39.6

122.5
37.2

138.3
35.6

198.9
51.6

279.9
56.8

244.5
35.7

278.9
37.6

374.5
42.6

324.0
43.3

289.3
37.6

304.0
42.0

262.8
N.A.

201.4
N.A.

Total net lending in credit m a r k e t 1

67.2

87.9

164.0

329.8

388.7

385.2

492.5

684.4

741.1

878.6

748.0

769.4

724.0

N.A.

N.A.

2.0
5.0
1.4

3.0
7.8
5.2

12.7
8.6
5.5

24.2
31.6
24.1

26.1
28.0
32.4

23.4
20.9
43.3

15.3
34.1
37.1

6.3
20.1
53.1

28.0
21.6
60.7

11.2 - 1 9 . 0 - 1 3 . 4 - 1 4 . 6
41.7
60.4
40.3
34.6
82.5 101.5
83.3 107.8

-2.3
43.1
116.3

-2.3
42.6
107.0

8.3
12.4

15.9
18.1

26.9
16.4

79.9
24.2

86.5
22.3

87.6
22.7

86.5
17.6

79.5
11.6

110.3
14.9

157.2
N.A.

147.3
N.A.

Total net borrowing in credit m a r k e t 1
Federal borrowing from the public
Guaranteed borrowing
Government-sponsored enterprise borrowing 2

Direct loans
Guaranteed loans
Government-sponsored enterprise loans 2
Total, Federal and federally assisted lending
Federal lending participation rate (percent)

129.1
14.7

149.2
19.9

109.4
14.2

128.6
17.8

N.A. = Not available.
1 Total net funds borrowed (loaned) in credit market by nonfinancial sectors, excluding equities. Financial sectors are omitted to avoid double counting, since financial intermediaries both borrow and lend in the credit market.
2 Most Government-sponsored enterprises (GSEs) are financial intermediaries. GSE borrowing (lending) is nevertheless compared with total credit market borrowing (lending), because GSE borrowing (lending) is a proxy for the borrowing
(lending) by nonfinancial sectors that is intermediated by the GSEs. It assists the ultimate nonfinancial borrower (lender) whose loans are purchased or otherwise financed by the GSE. In order to avoid double counting, GSE borrowing and lending
are calculated net of transactions with Federal agencies, transactions between GSEs, and transactions in guaranteed loans.
Source: Federal Reserve Board flow of funds accounts for total net borrowing and lending.




A-98

THE BUDGET FOR FISCAL YEAR 1991

The Federal borrowing participation rate increased
from an average of 17 percent in the 1960s to 27 percent in the 1970s and 42 percent in the 1980s. Since
peaking at 56.8 percent in 1983, it has been around 40
percent despite the recent decline in Federal borrowing.
The major factor keeping up the participation rate has
been the marked rise in GSE borrowing, but that is not

estimated to continue. By 1991, with a large estimated
decrease in Federal borrowing, total Federal and federally assisted borrowing is estimated to fall by a third
compared to 1989. The Federal lending participation
rate has been much more stable over time than the
borrowing participation rate.

COMPARISON OF ACTUAL AND ESTIMATED FEDERAL GOVERNMENT TOTALS FOR 1989
The following sections compare the actual 1989 receipts, outlays, and deficit with the amounts estimated
in the 1989 budget, which was transmitted to the Congress in February 1988 for the fiscal year ending on
September 30, 1989.
Receipts
Receipts in 1989 were $990.7 billion, which is $26.9
billion more than the February 1988 estimate of $963.8
billion. This increase was the net effect of differences in
tax law from the legislation proposed in the 1989
budget, economic conditions that differed from the
budget forecast, and different collection patterns and
effective tax rates than had been assumed.
Although legislated tax changes differed significantly
from the proposals in the 1989 budget, these differences
resulted in only a slight increase in 1989 receipts. These
legislative differences consisted of congressional inaction on, or modification of, the proposals in the 1989
budget, and of changes in law that were not proposed at
that time.
The receipts proposals in the 1989 budget included
extension of medicare hospital insurance coverage to all
State and local government employees, revision of research and experimentation (R&E) allocation rules, initiation of a permanent R&E credit, exemption of
mutual fund shareholder expenses from the two percent
floor for miscellaneous deductions, initiation of higher
education savings bonds, and modification of oil and gas
depletion rules. Altogether, the February 1988 propos-




als were estimated to increase 1989 receipts by a net
$0.1 billion.
The major laws enacted in 1988 affecting 1989 receipts included the Medicare Catastrophic Coverage Act
of 1988, the Family Support Act of 1988, and the Technical and Miscellaneous Revenue Act of 1988 (TAMRA).
The supplemental premium based on individual income
tax liability that was provided in the Medicare Catastrophic Coverage Act, and subsequently repealed, was
not proposed in the 1989 budget. This is also true of the
changes in tax law provided in the Family Support Act
of 1988, which were used to partially fund reforms to
the aid to families with dependent children program.
These changes included modification of the eligibility
criteria for the dependent care credit and the exclusion
for employer-provided dependent care assistance, and
the requirement that taxpayer identification numbers
be provided for dependent care providers and for dependents who are at least two years old. The provisions
of TAMRA made technical corrections to the Tax
Reform Act of 1986, extended a number of expiring tax
provisions, put into place tax administration changes,
and restricted or closed several tax loopholes. Several of
the provisions of this Act were modifications of the 1989
budget proposals, but others, such as extension of the
targeted jobs tax credit, had not been proposed in February 1988. These three Acts, together with some minor
legislative changes also enacted in 1988, reduced 1989
receipts by a net $0.1 billion.

Table F - l l . COMPARISON OF ACTUAL 1989 RECEIPTS WITH THE FEBRUARY 1988 ESTIMATES
(In billions of dollars)
February
1988
estimate1

Individual income taxes
Corporation income taxes
Social insurance taxes and contributions
Excise taxes
Estate and gift taxes
Customs duties
Miscellaneous receipts
Total

Differences
in tax law
from 1988
proposals

Different
economic
conditions

Technical
factors

Net change

412.4
117.7
354.6
35.2
7.8
16.6
19.6

0.5
1.9
-1.7
-0.6

13.4
-6.6
13.9
0.2
0.7
1.5
2.6

19.4
-9.3
-7.4
-0.8
0.3
-1.4
0.5

33.3
-14.1
4.9
-1.1
1.0
-0.2
3.3

445.7
103.6
359.4
34.1
8.7
16.3
22.8

963.8

*

25.6

1.2

26.9

990.7

*

-0.4
0.2

Actual

1 Estimates have been adjusted to reflect the reclassification of the customs ad valorem fee ($0.6 billion), the customs processing fee ($0.1 billion), and NRC user
fees ($0.2 billion), as offsets to outlays rather than as governmental receipts.

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

The Financial Institutions Reform, Recovery, and Enforcement Act was the only law enacted in 1989 that
had a significant effect on 1989 receipts. Through
repeal of the provisions providing tax relief to financially troubled thrifts and banks that had been extended
under TAMRA, this Act increased 1989 receipts by $0.3
billion.
Differences between the economic assumptions upon
which the original receipts estimates were made and
actual economic performance accounted for a net increase in receipts of $25.6 billion. Because of substantial
increases in wages and salaries and other sources of
personal income relative to the budget forecast, the
greatest effect was on individual income taxes and
social insurance taxes and contributions, which exceeded the 1989 budget estimates by $13.4 billion and $13.9
billion, respectively. These increases were partially
offset by a $6.6 billion shortfall in corporation income
taxes, attributable to lower than anticipated corporate
profits. Higher than expected imports increased customs duties by $1.5 billion and higher than anticipated
interest rates increased deposits of earnings by the Federal Reserve System, which are classified as miscellaneous receipts, by $2.6 billion.
Different collection patterns and effective tax rates
than had been assumed in February 1988—attributable
in large part to the difficulty in accurately assessing
the effect of the interaction of various legislated tax
changes on taxpayer behavior and the timing of collections—increased 1989 receipts by a net $1.2 billion.
Outlays 8
Outlays for 1989 were $1,142.6 billion, which is $49.3
billion higher than the initial estimate in the budget
transmitted to Congress in February 1988.
Table F-12 compares the adjusted initial outlay estimate with the actual outlay total and shows both as a
percentage of GNP. Total outlays were 4.5 percent
above the initial estimate. Actual outlays for defense
were $9.5 billion or 3.2 percent higher than the initial
estimate, and outlays for nondefense were $39.8 billion
or 5.0 percent higher.

tion (FSLIC) ($2.8 billion), and medicare ($1.2 billion),
partially offset by decreases for CCC agricultural price
support payments ($6.0 billion) and other reductions.
The estimate was increased by $47.3 billion in the revised budget for 1990 in February 1989. The largest
increases were for net interest ($11.8 billion), FSLIC
($8.0 billion), failure to sell certain physical and loan
assets ($7.2 billion), national defense ($4.2 billion), and
agricultural price support payments ($2.8 billion). The
outlay estimate was increased in July 1989 by a net
$1.0 billion as a result of many increases and decreases.
The actual amount at the end of the year was $1,142.6
billion, $1.5 billion less than the July 1989 estimate.
The final changes included an increase of $9.1 billion
for the Resolution Trust Corporation to assist troubled
thrift institutions. This was more than offset by decreases for many mandatory and nondefense discretionary programs.
Table F-13. CHRONOLOGY OF THE 1989 OUTLAY INCREASE
(In billions of dollars)

Total outlays
National defense
Nondefense
Total outlays as a percent of GNP
1

1,093.3
294.0
799.3
21.8

1,142.6
303.6
839.1
22.2

Change
Amount

49.3
9.5
39.8
0.4

Percent

4.5
3.2
5.0
1.9

For adjustments to the originally published estimate, see the footnote to the beginning of this section on outlays.

Chronology of the Outlay Increase.— The initial estimate of 1989 outlays was $1,093.3 billion. Table F-13
shows subsequent revisions to this estimate. In July
1988, the estimate was increased by $2.5 billion. The
major changes were increases for net interest ($5.3 billion), the Federal Deposit Insurance Corporation (FDIC)
and the Federal Savings and Loan Insurance Corpora8
The original outlay estimates published in the 1989 budget have been adjusted downward
to include the customs ad valorem fee ($0.6 billion), the customs processing fee ($0.1 billion),
and Nuclear Regulatory Commission user fees ($0.2 billion) as offsetting collections rather
than governmental receipts.




2.5
47.3
1.0
-1.5
49.3

Total increase

1,142.6

Actual

Major Causes of the Increase.—Table F-14 distributes
the $49.3 billion increase in outlays according to four
categories: (1) policy changes; (2) aid to thrift institutions; (3) economic conditions; and (4) technical estimating differences. The amounts in the first two categories
are approximations for the major items, while the
fourth category is a residual.
Table F-14. SUMMARY OF REASONS FOR DIFFERENCE IN 1989 OUTLAYS
(In billions of dollars)
Total

(Dollar amounts in billions)
Actual

1,093.3

1989 Budget (February 1988)
Changes from previous estimate:
July 1988 (Mid-Session Review)
February 1989 (1990 Budget Revisions)
July 1989 (Mid-Session Review)
September 30,1989

Table F-12. OUTLAY DIFFERENCES IN 1989
February
1988
estimate1

A-99

Reasons for difference (net):
Policy changes
Aid to thrift institutions
Economic conditions
Technical estimating differences
Total

22.0
16.9
15.4
-4.9
49.3

Policy changes to the 1989 budget proposals were a
result of revised proposals and congressional action that
differed from the initial request. The net effect of all
policy changes was a $22.0 billion increase in outlays.
Outlays for national defense programs were $2.4 billion
higher than proposed due to policy changes, with a
timing shift in military pay from 1990 to 1989 that was
partially offset by lower defense appropriations than
initially requested.
Policy changes for nondefense programs added $19.6
billion to estimated outlays. Outlays for nondefense discretionary programs (i.e., programs generally subject to
control by annual appropriations) were $3.1 billion

A-100

THE BUDGET FOR FISCAL YEAR 1991

Table F-15. COMPARISON OF FEBRUARY 1988 ECONOMIC FORECAST AND ACTUAL
above the original request for policy reasons. This inECONOMIC PERFORMANCE
cludes increases in regular and supplemental appropria(Calendar years)
tions bills above the original request.
Outlays for benefit payments for individuals were
Differences
Actual
February 1988
estimate
$2.5 billion above the initial proposal due to policy
1989
1988
1989 1
1988
1988
1989
changes. The largest single change was in medicare,
because Congress did not enact the reforms proposed in
the 1989 budget. The remaining major policy increases Percent change: dollars): 4th quarter over
GNP (constant
for benefit payments for individuals were for medicaid,
4th quarter
2.4
3.4
2.7
1.0 - 0 . 8
3.5
unemployment compensation, and family support payInflation (4th quarter over 4th quarter):
3.9
3.7
0.3
GNP deflator
4.0
0.1
4.0
ments to States.
Consumer Price Index (CPI)
0.5
4.3
3.9
4.2
4.4 - 0 . 1
Policy changes for other mandatory programs in.4
.4
creased nondefense outlays by $6.1 billion. (Mandatory Total unemployment rate (annual average) .... 5.8 5.6 5.4 5.2 - 0 1.4 - 0 2.9
6.7
5.2
5.3
8.1
Interest rate (91-day bills, annual average)
programs are mostly formula benefit programs not nor1 Preliminary and partly estimated.
mally^ controlled by annual appropriations.) Most of this
increase, $4.0 billion, was to assist farmers hurt by the ences, with net interest outlays increasing $14.5 billion
drought in the summer of 1988 and to increase advance due to higher interest rates, and increasing a further
deficiency payments for farm price supports.
$0.7 billion due to the net effect of differences in ecoPolicy differences affecting collections that offset out- nomic conditions on the need to borrow.
lays increased net outlays by $7.1 billion. This consisted
almost entirely of a $7.0 billion increase due to the Table F-16. EFFECT OF DIFFERENCES BETWEEN ESTIMATED AND ACTUAL ECONOMIC
CONDITIONS ON 1989 OUTLAYS
failure to enact most of the proposed physical and loan
asset sales.
(In billions of dollars)
The remaining increase for nondefense policy outlays,
Difference
$0.9 billion, is the effect on net interest of policy
changes affecting outlays and receipts.
-1.4
Unemployment assumptions (primarily unemployment compensation).
Aid to thrift institutions increased outlays by $16.9 Price differences:
Cost of living adjustments:
billion. Because this increase is so large, it is shown
-0.4
Social security
separately here. The changes include both technical
-0.4
Other
reestimates of the cost of failed thrift institutions and
Medical prices:
the outlay effect of the Financial Institutions Reform,
0.4
Medicare and medicaid
Recovery, and Enforcement Act (FIRREA) of 1989. The
-0.1
Other differences
changes were for the Federal Savings and Loan Insur-0.4
Subtotal, price differences.
ance Corporation (FSLIC), the FSLIC Resolution Fund,
Interest differences:
the Resolution Trust Corporation (RTC), and the SavNet interest:
ings Association Insurance Fund. Almost half of this, or
14.5
Interest rates
$9.1 billion, occurred late in 1989 by the RTC, which
0.7
Debt service1
0.9
Guaranteed student loans
was established by FIRREA.
Economic conditions differed from those forecast in
16.1
Subtotal, interest differences
February 1988 as shown in Table F-15. Growth in real Offsetting receipts from the Outer Continental Shelf..
1.0
GNP exceeded the projection by 1.0 percentage point in
15.4
Total
1988 but fell short by 0.8 percentage point in 1989.
1 Includes only the effect of differences in borrowing associated with the effect of differences in economic conditions
Inflation was about the same as projected for 1988 but
in 1989 was a little higher as measured by both the on receipts and outlays.
GNP deflator and the Consumer Price Index. The total
Technical estimating differences and other changes
unemployment rate was 0.4 percentage points lower account for a net $4.9 billion decrease in 1989 outlays.
than anticipated in both years. Interest rates, as meas- Increases of $7.2 billion for national defense and $1.4
ured by the 91-day Treasury bill rate, were 1.4 percent- billion for net interest were more than offset by inage points higher than projected in 1988 and 2.9 per- creases in asset sales ($3.0 billion) and undistributed
centage points higher in 1989.
offsetting receipts ($0.7 billion), and decreases for disThe difference between the economic forecast and cretionary programs ($1.5 billion) and major mandatory
actual economic performance resulted in an estimated programs ($8.3 billion). The largest decrease for major
net outlay increase of $15.4 billion for 1989.
mandatory programs was for agriculture price support
Estimates of the major components of the $15.4 bil- programs ($10.6 billion), primarily due to the higher
lion increase are shown in Table F-16. The total unem- farm commodity prices caused by the 1988 drought.
ployment rate was lower than forecast, which decreased This decreased Federal price support payments.
unemployment compensation and related outlays by
$1.4 billion. Lower inflation in 1988 as measured by the
Deficit 9
Consumer Price Index decreased outlays by $0.8 billion
The preceding two sections discuss the differences beprimarily due to lower cost-of-living adjustments for tween the February 1988 budget estimates and the
social security and other programs linked to this index.
9
This reduction was partially offset by increases for medThe original receipts and outlay estimates published in the 1989 budget have been
to
Nuclear
Commission
offsets to outlays.
icare due to higher medical prices than estimated. Out- adjustedthe show customs andand outlayRegulatory both by $0.9 fees as but does not affectThis
reduces
original receipts
estimates
billion
the
lays increased by $16.1 billion due to interest differ- original deficit estimate.




TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

actual amounts of Federal Government receipts and
outlays in 1989. This section combines these effects in
order to show the net impact of these differences on the
deficit.
The deficit for 1989 was originally estimated to be
$129.5 billion; the actual deficit was $152.0 billion, a
$22.4 billion increase. Outlays were higher by $49.3 billion, but about half of this impact was offset by $26.9
billion of higher receipts. Table F-17 shows the approximate distribution of the difference according to the categories used in the preceding sections. An increase in
outlays is shown as negative because it increases the
deficit, while an increase in receipts is shown as positive because it reduces the deficit.
Policy changes increased the deficit by $21.9 billion
due almost entirely to the increase in outlays. There
was almost no net policy change to receipts. Outlays for
aid to thrift institutions increased the deficit by $16.9
billion. Changes in economic conditions accounted for a
$10.2 billion decrease in the deficit; a $15.4 billion increase in outlays was more than offset by a $25.6 billion
increase in receipts. Technical estimating differences
and other changes decreased the deficit $6.1 billion
from the original estimate.

A-101

Table F-17. SUMMARY OF REASONS FOR CHANGES IN THE 1989 DEFICIT
(In billions of dollars)

February 1988 estimate of the 1989 deficit..
Changes:
Policy:
Receipts increase
Outlay increase
Subtotal, increase in deficit due to policy
Aid to thrift institutions (outlay and deficit increase)
Economic conditions-.
Receipts increase
Outlay increase
Subtotal, decrease in deficit due to economic conditions
Technical estimating differences and other changes:
Receipts increase
Outlay decrease
Subtotal, decrease in deficit due to technical estimating differencesTotal, net increase in deficit
Actual deficit
Recapitulation:
February 1988 estimate of 1989 deficit..
Net effect of higher receipts
Net effect of higher outlays
Actual 1989 deficit
Note: Outlay increases and receipt decreases are shown as negative because they increase the deficit.
* $50 million or iess.
1 Federal Savings and Loan Insurance Corporation (FSLIC), FSLI Resolution Fund, Resolution Trust Corporation, and
C
Savings Association Insurance Fund.

COMPARISON OF THE ACTUAL AND ESTIMATED OUTLAYS FOR MANDATORY AND RELATED
PROGRAMS FOR 1989
This section compares the original 1989 outlay estimates for mandatory and related programs in the 1989
budget (February 1988) under enacted laws in effect at
that time with the actual outlays. Mandatory and related programs are programs with spending generally controlled by authorizing legislation rather than by annual
appropriations. Outlays for these programs depend on
eligibility criteria established in law, such as social security and medicare benefits for the elderly, agricultural price support payments to farmers, or deposit insurance for thrift institutions. This category also includes
net interest outlays and undistributed offsetting receipts.
A number of factors may cause differences between
the amounts estimated in the budget and the actual
outlays. For example, legislation may change benefit
rates or coverage; the actual number of beneficiaries
may differ from the number estimated; or economic
conditions (such as inflation or interest rates) may
differ from what was assumed in making the estimates.
Table F-18 shows the differences between actual outlays for these programs in 1989 and the amounts originally estimated in the 1989 budget. The list of programs
is the same as in Table F-31, which provides the estimates for this year's budget. Actual outlays for total
mandatory and related programs in 1989 were $660.2
billion, which is $31.3 billion or 5 percent more than
the initial estimate of $628.9 billion, based on existing
law in February 1988.



Outlays for mandatory programs were $528.2 billion
in 1989, $13.6 billion more than estimated in February
1988.
Mandatory human resources programs, which are
almost entirely income transfers, accounted for 93 percent of all mandatory program outlays in 1989. Actual
outlays for these programs were $0.9 billion higher
than originally estimated. This increase was the net
effect of legislative action, differences between actual
and assumed economic conditions, differences between
the anticipated and actual number of beneficiaries, and
other technical differences. Outlays for social security,
the largest of the mandatory human resources programs, decreased $1.3 billion largely due to technical
factors. Outlays for medicare, the second largest, were
about the same as originally estimated. Outlays for
medicaid were $34.6 billion, $1.5 billion more than the
original estimate.
Outlays for other mandatory programs were $38.1
billion, $12.7 billion more than originally estimated.
The largest increase was for commerce and housing
credit, which increased $20.1 billion. Most of this increase, or $16.9 billion, was aid for thrift institutions.
The largest decrease was for agriculture. These outlays
were $5.4 billion below the initial current law estimate.
This was due in part to higher prices for farm output
resulting from the drought in 1988, which decreased
outlays.
Outlays for net interest were $17.2 billion or 11 percent higher than the original estimate. This increase

A-102

THE BUDGET FOR FISCAL YEAR 1991

was primarily the effect of higher than expected interest rates.

Table F-18. COMPARISON OF ACTUAL AND ESTIMATED OUTLAYS FOR MANDATORY
AND RELATED PROGRAMS UNDER CURRENT LAW FOR 1989—Continued
(In billions of dollars)

Table F-18. COMPARISON OF ACTUAL AND ESTIMATED OUTLAYS FOR MANDATORY
AND RELATED PROGRAMS UNDER CURRENT LAW FOR 1989

1989
February
1988
estimate

(In billions of dollars)

actual

change

1989
February
1988
estimate

Mandatory programs:
Human resources programs:
Education, training, employment, and social services
Health:
Medicaid
Other

actual

change

9.2

9.8

0.6

33.1
2.0

34.6
0.7

1.5
-1.3

Total health
Medicare
Income security:
Retirement and disability
Unemployment compensation
Food and nutrition assistance
Other

35.2
82.9

35.3
82.7

0.2
-0.2

54.1
14.8
18.5
26.6

54.3
13.9
18.8
27.4

0.2
-0.8
0.3
0.8

Total income security
Social security
Veterans benefits and services:
Income security for veterans
Other

113.9
231.4

114.4
230.1

0.5
-1.3

15.7
1.0

16.5
1.2

0.9
0.2

Total veterans benefits and services

16.7

17.7

1.1

Total mandatory human resources programs
Other mandatory programs:
International affairs

489.3
*

490.2

0.9

-1.1

-1.1

Energy
Natural resources
Agriculture
Commerce and housing credit
Community and regional development
Other functions
Total other mandatory programs
Total mandatory programs
Net interest:
Interest on the public debt
Interest received by:
On-budget trust funds
Off-budget trust funds
Other interest

-0.5
-0.1
20.0
4.3
0.6
1.0

-1.2
-0.9
14.6
24.4
1.3
0.9

-0.7
-0.8
-5.4
20.1
0.7
-0.1

25.3

38.1

12.7

514.7

528.2

13.6

220.7

240.9

20.1

-38.2
-10.1
-20.5

-40.5
-11.4
-19.8

-2.3
-1.3
0.7

Total net interest
Undistributed offsetting receipts:
Employer share, employee retirement:
On-budget
Off-budget
Rents and royalties on the Outer Continental Shelf

151.9

169.1

17.2

-29.0
-4.7
-3.9

-29.4
-4.9
-2.9

-0.4
-0.1
1.0

Total undistributed offsetting receipts

-37.7

-37.2

0.5

628.9

660.2

31.3

Total Outlays for Mandatory and Related Programs
Under Current Law
* $50 million or less.

FEDERAL INVESTMENT OUTLAYS
The importance and role of Federal and private investment for the future of the Nation are discussed
broadly in Section One, Part III, "Investing in the
Future." In contrast this section classifies Federal outlays into several more technically defined investment
categories. The major categories are: major public physical capital investment, conduct of research and development, conduct of education and training, financial
investment, and other investment. The technical presentation in this section provides continuity with previously published analyses, is consistent with investment
data extending back to 1940 that appear in the "Historical Tables" section of this volume, presents detailed
data by program, and estimates nondefense physical
investment net of depreciation.
The section that follows this one, "Supplemental Investment Information," is provided in accordance with
the requirements of the Federal Capital Investment
Program Information Act of 1984. It uses investment
definitions specified in the Act, which are different
from those in this section or elsewhere in the budget.
Investment outlays are outlays that yield long-term
benefits. They take several forms and are made for
many purposes. They are in the form of grants to State
and local governments and direct Federal outlays. They
can be for investment in physical capital, which yields
a stream of services over a period of years; and for
investment in research, development, education, and
training, which is less tangible but also provides longterm benefits. They can also be for loans, which yield a



monetary return, although the loans usually provide a
subsidy to the borrower as well and therefore the face
amount of the loan is more than its value.
Inherent in the classification of these data are two
problems, one involving grants to others, and one involving spending that could be shown in more than one
category.
• For some grants to State and local governments,
the recipient jurisdiction, not the Federal Government, ultimately determines whether the money is
used to finance investment or current programs.
This analysis classifies all of the outlays in the
category where the recipient jurisdictions are expected to spend most of the money. Hence, shared
revenues are classified as current spending, although some may be spent by recipient jurisdictions on physical capital investments. Community
development block grants are classified as investment, although some may be spent for current
purposes.
• Some spending could be classified into more than
one category. For example, grants for construction
of education facilities finance the acquisition of
physical assets, but they also contribute to the
provision of education and training. To avoid
double counting, the outlays are classified in the
category that is most commonly recognized as investment. Consequently the conduct of education
and training does not include the cost of education
facilities, because these facilities are included in

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

the category of construction and rehabilitation of
physical assets. Similarly, the purchase of equipment for research and development is included as
acquisition of equipment, not conduct of research
and development.
This section is organized in three parts:
• the composition of Federal investment outlays;
• nondefense physical investment outlays net of depreciation; and
• detailed tables.
Composition of Federal Investment Outlays
The composition of Federal investment outlays consistent with the Administration's 1991 budget is shown
in Table F-19. These outlays are estimated to be $237.0
billion in 1991, $5.2 billion or 2.2 percent more than the
1990 estimate. This section initially discusses physical
investment, such as construction, rehabilitation, and
the acquisition of major equipment, and discusses the
more marginal categories (in terms of classification) at
the end, such as purchases of agricultural commodities
and international development activities.
Outlays for major public physical capital investment
(hereafter referred to as physical investment in the
text) are estimated to be $131.6 billion in 1991, an increase of $0.4 billion more than the 1990 estimate of
$131.2 billion. This investment includes primarily outlays for construction, rehabilitation, and major equipment. Investment directly by the Federal Government
is estimated to be $106.1 billion in 1991, and grants to
State and local governments for physical investment
are estimated to be $25.6 billion.
The direct physical investment by the Federal Government is primarily for national defense, estimated to
be $87.9 billion in 1991. Almost all of this, or an estimated $81.6 billion, is for the procurement of weapons
and other military equipment, and the remainder, $6.3
billion, is primarily for construction of military bases
and family housing for military personnel.
Outlays for direct physical investment for nondefense
purposes are estimated to be $18.2 billion in 1991, $2.6
billion more than the 1990 estimate. The 1991 outlays
include $11.3 billion for construction and rehabilitation.
These outlays are largely for water, power, and natural
resources projects of the Corps of Engineers, the Department of Interior, the Tennessee Valley Authority
and the power administrations in the Department of
Energy, and the construction and rehabilitation of veterans hospitals and Postal Service facilities. Outlays for
the acquisition of major equipment are estimated to be
$6.8 billion in 1991. This is largely for the space program, the air traffic control system, the Postal Service,
energy research, the Coast Guard, and veterans hospitals.
Grants to State and local governments for physical
investment are estimated to be $25.6 billion in 1991,
$0.3 million more than the 1990 estimate. More than
half of these outlays, or $13.6 billion in 1991, are grants
to assist with construction of the Interstate highway
system and other major highways. Other major grants
for physical investment are for sewage treatment
plants, community development, airports, and mass
transit. Information on total grants-in-aid to State and
local governments, both for investment and for other



A-103

Table F-19. COMPOSITION OF FEDERAL INVESTMENT OUTLAYS
(In billions of dollars)
1990
estimate

1991
estimate

90.5
13.9

90.4
15.5

87.9
18.2

Subtotal, major public direct physical capital investment..
Grants to State and local governments

104.4
24.5

105.9
25.3

106.1
25.6

Subtotal, major public physical capital investment....

128.9

131.2

131.6

5.0

5.1

4.0

40.4
20.4

40.1
22.1

40.5
24.5

60.8

62.2

65.0

14.2
13.9

14.1
14.8

14.9
16.5

Subtotal, conduct of education and training
Loans and other financial investments
Commodity inventories
Other

28.2
-16.6
-1.4
5.5

28.9
-1.6
-0.6
6.5

31.4
-1.5
0.8
5.8

Total, Federal investment outlays

210.4

231.8

237.0

131.3
79.1

130.9
100.9

128.8
108.2

1989

Major public physical capital investment:
Direct:
National defense
Nondefense

Other physical capital investment (nondefense, direct)
Conduct of research and development:
National defense
Nondefense
Subtotal, conduct of research and development
Conduct of education and training:
Direct
Grants to State and local governments

MEMORANDUM
National defense
Nondefense

purposes, is available in this volume in Table F-32,
"Federal Grants to State and Local Governments."
Outlays for other physical capital investment (nondefense, direct) are estimated to be $4.0 billion in 1991.
This category includes conservation programs for the
improvement of land, the purchase and sale of assets,
and other activities. The decrease from 1990 to 1991 is
due primarily to the proposed sale of the power marketing administrations for $1.3 billion.
Outlays for the conduct of research and development
are estimated to be $65.0 billion in 1991, $2.8 billion
more than the 1990 estimate. These outlays are devoted
to increasing our basic scientific knowledge and promoting related research and development activities. They
increase our national security, improve the marginal
productivity of capital and labor for both public and
private purposes, and enhance the quality of life. More
than three-fifths of the outlays for the conduct of research and development, an estimated $40.5 billion in
1991, are for national defense.
Physical investment for research and development is
included in the physical investment category.
Nondefense outlays for the conduct of research and
development are estimated to be $24.5 billion in 1991,
$2.5 billion or 11 percent more than in 1990. This is
almost entirely direct spending by the Federal Government, and is largely for the space programs, the National Science Foundation, health research, and research
for nuclear and non-nuclear energy facilities. These programs as well as others are discussed in Section One of
this volume in the chapter entitled "Enhancing Research and Development."
Outlays for the conduct of education and training are
estimated to be $31.4 billion in 1991, $2.4 billion more
than the 1990 estimate. These outlays are investment

A-104
because they add to the stock of human capital by
developing a more skilled and productive labor force.
Grants to State and local governments for this category
are estimated to be $16.5 billion in 1991, more than half
of the total. They are primarily for the disadvantaged
and the handicapped, and for vocational and adult education. Direct education and training outlays by the
Federal Government are estimated to be $14.9 billion in
1991, $0.7 billion more than the 1990 estimate. Programs in this category are primarily aid for higher
education through student financial assistance, guaranteed student loan subsidies, the veterans GI bill, and
health training programs. This category does not include outlays for education and training of Federal civilian and military employees. Physical investment for
education and training is included in the physical investment category.
Loans and other financial investments 10 include
direct loan disbursements for new loans, repayments of
previous loans, the sale of loan assets, and related activities. Repayments, sales and other adjustments are
expected to exceed disbursements by $1.5 billion in
1991. The major loan activities are for the sale of military equipment to foreign countries, promotion of exports and housing, and assistance to farmers and college students. Credit programs are discussed in Section
One, Part VI-B, and detailed credit tables appear in this
section (tables F-33 through F-41).
Purchases of commodity inventories are estimated to
exceed sales by $0.8 billion in 1991. These are entirely
for direct Federal nondefense purposes. A major portion
of outlays in this category is for the purchase or sale of
agricultural products pursuant to farm price support
programs. Net purchases of these commodities in 1991
are estimated to be $0.4 billion. Other outlays in the
category are for purchases of oil for the strategic petroleum reserve.
Other investment outlays are for the collection of information, such as by the Bureau of the Census, and for
foreign economic assistance grants for general economic
development or humanitarian needs. These outlays are
estimated to be $5.8 billion in 1991.
Nondefense Physical Investment Outlays Net of
Depreciation
This section presents data on physical investment in
capital assets and estimates of the depreciation on these
assets, which is the reduction in value due to wear and
tear, obsolescence, and other factors. The difference between total (or gross) investment and depreciation is
net investment. These data are presented in constant
fiscal year 1982 dollars. Estimates have not been made
of net defense investment.
For many years, current and constant-dollar data on
the value of most forms of both public and private
physical capital—e.g., roads, factories, and housing—
have been estimated by the Department of Commerce
and published in the Survey of Current Business. (See
pp. 32-33 of the October 1989 issue and the references
therein.) These data include estimates of depreciation of
defense capital. However, the Commerce data are not
directly linked to the Federal budget and do not include
10
Includes offsets for writeoffs of defaulted loans, which do not directly affect outlays. In
such cases, there is an offsetting adjustment in the non-investment category.




THE BUDGET FOR FISCAL YEAR 1991

estimates for the years covered by the budget. For budgetary purposes, OMB had to prepare separate estimates.
The estimates were developed first of all from the
OMB historical data base for Federal nondefense physical investment and grants to State and local governments for physical investment. This extends back to
1940 and was supplemented by rough estimates of such
spending during 1915-1939.
The resulting series of physical investment outlays in
current dollars was adjusted to constant fiscal year
1982 dollars using price deflators for Federal nondefense capital purchases. The resulting constant dollar
series is shown as gross investment in Table F-20.
These are the same nondefense physical investment
outlays presented in the previous section. These constant dollar historical data were then depreciated on a
straight-line basis over the following assumed useful
lives: 40 years for investments financed by grants; 46
years for water and power projects; 30 years for other
nondefense construction and rehabilitation; and 16
years for major equipment. The difference between
gross investment and depreciation is shown as net investment.
These data should be viewed as rough approximations. They have substantial margins of estimating
error and provide only a basis for broad generalization.
The sources of error include:
• The extended historical outlay series.—The historical data series was extended back from 1940 to
1915 using data from selected sources. There are
no consistent outlay data on nondefense physical
capital investment for this period, and the estimates are approximations.
• Price adjustments.—The replacement cost of the
Federal stock of nondefense physical capital has
increased through time, but the rate of increase is
not known exactly. An estimate of replacement
costs in fiscal year 1982 prices was made through
the application of the National Income and Product Accounts deflator series for Federal, State, and
local purchases of durables and structures indexed
to fiscal year 1982 prices. There are no specific
price indices for public purchases of durables and
structures for 1915 through 1939, and estimates
were made on the basis of Census Bureau historical statistics on constant price public capital formation.
• Depreciation estimates.—The useful lives of nondefense capital investments are very uncertain. This
is compounded by using estimated lives for broad
classes of assets, which do not apply uniformly to
all the components of each group. The depreciation rate is also very uncertain, and straight-line
depreciation may not be the most accurate
method.
The data in Table F-20 show that net investment,
measured in constant dollars, increased between 1960
and 1970. Investment also increased during the 1970s,
when depreciation was largely based on the relatively
low investment of the 1940s and 1950s, so gross investment outlays primarily added to the capital stock
rather than replaced capital. However, with the passage
of time, the capital stock became larger, and conse-

TECHNICAL P E R S P E C T I V E S O N E X P E N D I T U R E S , OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, A N D BORROWING

quently depreciation grew. More and more gross investment was required just to maintain the size of the
capital stock. Since the early 1980s, gross investment
has remained relatively constant. Depreciation continued to rise because of investment in earlier years. As a
result, net investment has declined in the 1980s.
The composition of nondefense public physical capital
investment—on both a gross and a net basis—has
changed substantially over time. Before the mid-1950s,
direct nondefense investment exceeded grants for in-

A - 1 0 5

vestment, on both a gross and a net basis. However, by
the end of the 1950s, after construction of the Interstate
highway system had begun, grants-in-aid for investment
substantially exceeded direct investment. This relationship has continued on a gross basis, but the trend on a
net basis has changed. With increasingly higher depreciation relative to gross investment for assets financed
by grants-in-aid, net investment for grants was about
the same as net investment for direct investment in
1988 and 1989.

Table F-20. COMPOSITION OF GROSS AND NET FEDERAL AND FEDERALLY FINANCED INVESTMENT IN NONDEFENSE PUBLIC PHYSICAL CAPITAL IN CONSTANT (1982)
DOLLARS
(In billions of dollars)
Direct Federal investment

Total rlondefense investment
Year

Five year intervals:
1960
1965
1970
1975
1980
Annual data:
1985
1986
1987
1988
1989
1990 estimate
1991 estimate

Investment financed by Federal grants-in-aid
Composition of net
investment

Gross

Depreciation

Net

Gross

Depreciation

Net

Water and
power

Composition of net investment
Gross

Other

Depreciation

Net

Transportation (mainly
highways)

Community
and
regional
development

Natural
resources
and
environment

Other

18.1
26.0
25.4
26.4
33.6

7.5
9.8
12.1
14.9
17.8

10.6
16.2
13.3
11.5
15.8

5.9
8.7
6.1
8.2
9.1

4.1
4.7
4.9
5.7
6.6

1.8
4.0
1.2
2.5
2.6

1.2
1.9
0.9
2.1
1.7

0.6
2.1
0.2
0.5
0.9

12.2
17.3
19.3
18.2
24.5

3.4
5.1
7.2
9.3
11.3

8.8
12.2
12.1
8.9
13.2

9.0
10.8
7.5
3.3
5.3

-0.3
1.2
3.3
2.5
4.2

-0.2
0.3
2.9
4.2

0.3
0.2
1.0
0.3
-0.5

34.3
34.5
33.3
35.3
33.3
33.9
34.9

21.3
22.1
22.8
23.7
24.5
25.4
26.3

13.0
12.4
10.5
11.6
8.8
8.5
8.6

11.4
11.0
12.3
14.3
13.2
14.1
15.9

7.5
7.8
8.0
8.4
8.8
9.2
9.7

3.9
3.2
4.3
5.8
4.4
4.9
6.1

0.6
0.3
0.7
0.9
0.3
0.2
0.4

3.3
2.9
3.6
4.9
4.1
4.7
5.7

22.9
23.5
21.1
21.0
20.1
19.8
19.0

13.8
14.4
14.8
15.3
15.7
16.2
16.6

9.1
9.1
6.3
5.8
4.4
3.6
2.5

5.8
6.5
4.6
4.7
3.9
3.3
2.6

2.0
1.4
0.8
0.6
0.3
0.1
-0.1

1.7
1.7
1.3
0.9
0.6
0.5
0.3

-0.4
-0.4
-0.4
-0.4
-0.3
-0.3
-0.4

* $50 million or less.

Detailed Tables
The following two tables provide detail on the composition of investment outlays. They provide two basic
displays of Federal spending. Table F-21 shows data for




national defense and nondefense investment outlays,
and Table F-22 shows detail for grants for investment
by State and local governments and for direct Federal
investment outlays.

A-106




THE BUDGET FOR FISCAL YEAR 1991
Table F-21. DETAIL OF FEDERAL INVESTMENT OUTLAYS BY DEFENSE AND NONDEFENSE
(In millions of dollars)
1989 actual

1990 estimate

1991 estimate

INVESTMENT OUTLAYS:
NATIONAL DEFENSE:
Major public physical capital investment:
Construction and rehabilitation:
Military construction
Family housing
Atomic energy defense activities and other

4,973
622
883

4,960
686
1,213

4,590
586
1,125

Subtotal, construction and rehabilitation

6,479

6,859

6,301

Acquisition of major equipment:
Procurement
Atomic energy defense activities and other

81,712
2,465

80,951
2,725

79,344
2,301

Subtotal, acquisition of major equipment

84,177

83,677

81,646

90,656

90,535

87,946

37,819
2,547

37,376
2,732

37,818
2,661

40,366

40,109

40,479

274

272

372

40,640

40,381

40,851

Subtotal, national defense investment outlays

131,295

130,916

128,798

NONDEFENSE:
Major public physical capital investment:
Construction and rehabilitation of physical assets:
Highways
Mass transportation
Rail transportation
Air transportation
Water transportation
Community development block grants
Urban development acton grants
Other community and regional development
Pollution control and abatement
Water resources
Other natural resources and environment
Energy
Veterans hospitals and other health
Postal Service
Other programs

13,254
2,667
65
1,213
125
2,948
242
791
3,036
2,559
847
1,919
1,062
668
1,192

13,639
2,626
83
1,389
97
3,050
225
842
3,318
2,579
903
2,026
1,122
1,125
1,677

13,667
2,899
87
1,506
63
3,105
198
854
3,446
2,916
948
2,211
997
916
2,529

32,588

34,701

36,343

1,111
253
2,035
156
232
1,426

1,205
334
2,040
172
295
1,389

1,657
400
1,727
188
1,428
1,416

5,214

5,435

6,816

Subtotal, major public physical capital investment
Other investment outlays:
Conduct of research and development
Defense military
Atomic energy and other
Subtotal, defense research and development
Other outlays
Subtotal, other investment outlays

Subtotal, construction and rehabilitation
Acquisition of major equipment:
Air transportation
Other transportation
Space flight, control and data communications
General science and basic research
Postal Service
Other
Subtotal, acquisition of major equipment
Other physical assets (grants)
Subtotal, major public physical capital investment
Other investment outlays:
Other physical assets (direct)
Sale of power administrations
Other physical assets
Subtotal, other physical assets (direct)
Conduct of research and development:
General science, space and technology
NASA
National Science Foundation
Other general science
Subtotal, general science, space, technology

482

536

539

38,285

40,672

43,698

5,007

5,148

-1,285
5,284

5,007

5,148

3,999

4,220
1,570
680

4,981
1,765
643

6,754
1,964
720

6,470

7,388

9,439

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING




Table F-21. DETAIL OF FEDERAL INVESTMENT OUTLAYS BY DEFENSE AND NONDEFENSE—Continued
(In millions of dollars)
1989 actual

1990 estimate

2,454

2,406

2,193

322
755

387
793

426
793

1,077

1,180

1,219

6,634
912

6,872
1,229

7,206
1,402

7,546

8,101

8,608

908
1,056
883

927
1,175
912

951
1,207
932

20,394

22,088

24,549

9,819
8,806
256

9,593
9,421
277

10,114
10,879
274

18,881

19,292

21,267

621
3,812
1,196
3,634

459
3,945
1,298
3,944

463
4,158
1,252
4,200

Subtotal, conduct of education and training

28,144

28,939

31,341

Loans and other financial investments:
Loans:
International affairs
Agriculture
Mortgage credit and deposit insurance
Aids to commerce
Transportation
Disaster relief
Other community and regional development
Education
Other

-7,479
-6,028
-4,076
-278
-154
-393
-1,359
789
959

-1,167
-4,059
457
-236
-94
616
202
880
333

299
-4,915
380
-208
36
-122
286
294
812

-18,019

-3,068

-3,137

1,295
161

1,309
172

1,489
168

1,455

1,482

1,657

-16,564

-1,586

-1,480

-1,817
410

-868
297

354
406

Energy
Transportation
Department of Transportation
NASA
Subtotal,transportation
Health
National Institutes of Health
Allother health
Subtotal, health
Agriculture
Natural resources and environment
All other research and development
Subtotal, conduct of research and development
Conduct of education and training:
Department of Education:
Higher education
Elementary, secondary, and vocational education
Other
Subtotal, Department of Education
Veterans readjustment benefits
Training and employment programs
Health training
Other education and training

Subtotal, loans
Other financial investments:
International development
Other
Subtotal, other financial investments
Subtotal, loans and other financial investments
Commodity inventories:
Agriculture
Strategic petroleum reserve
Subtotal, commodity inventories

1991 estimate

-1,407

-571

760

Other outlays:
Collection of information
International development

1,931
3,290

2,992
3,209

1,968
3,378

Subtotal, other outlays

5,221

6,201

5,346

Subtotal, other investment outlays

40,796

60,219

64,515

Subtotal, nondefense investment outlays

79,080

100,891

108,213

210,376

231,807

237,010

Total, investment outlays

A-107

THE BUDGET FOR FISCAL YEAR 1991

A-108




Table F-22. DETAIL OF FEDERAL INVESTMENT OUTLAYS BY GRANTS-IN-AID AND DIRECT FEDERAL PROGRAMS
(In millions of dollars)
1989
actual

1990 estimate

1991 estimate

13,240
2,667
16
1,135
2,498
132
2,948
242
704
478

13,603
2,626
24
1,284
2,595
146
3,050
225
731
500

13,628
2,899
23
1,386
2,635
112
3,105
198
730
335

24,058

24,784

25,052

1
482

3
536

539

24,542

25,323

25,591

412

432

422

3,020
8,499
2,417

3,084
9,070
2,653

3,217
10,505
2,749

13,936

14,806

16,470

INVESTMENT OUTLAYS:
GRANTS-IN-AID:
Major public physical capital investment:
Construction and rehabilitation of physical assets:
Highways
Mass transportation
Rail transportation
Air transportation
Pollution control and abatement
Other natural resources and environment
Community development block grants
Urban development action grants
Other, community and regional development
Other construction
Subtotal, construction and rehabilitation
Acquisition of major equipment
Other physical assets
Subtotal, major public physical capital investment
Other investment outlays:
Conduct of research and development
Conduct of education and training:
Training and employment services
Elementary and secondary education
Other
Subtotal, conduct of education and training
Collection of information

113

111

82

Subtotal, other investment outlays

14,461

15,349

16,974

Subtotal, grants-in-aid investment outlays

39,003

40,672

42,565

6,314
2,465
1,348
1,919
265
1,021
668
1,009

6,705
2,463
1,596
2,026
296
1,086
1,125
1,478

6,257
2,827
1,736
2,211
286
957
916
2,401

15,008

16,776

17,592

84,176
2,035
232
2,947

83,674
2,040
295
3,100

81,646
1,727
1,428
3,662

89,390

89,109

88,462

104,399

105,885

106,054

5,007

5,148

-1,285
5,284

DIRECT FEDERAL PROGRAMS:
Major public physical capital investment:
Construction and rehabilitation:
National defense
Water resource projects
Other natural resources and environment
Energy
Transportation
Veterans hospitals and other health facilities
Postal Service
Other construction
Subtotal, construction and rehabilitation
Acquisition of major equipment:
National defense
NASA, nondefense
Postal Service
Other
Subtotal, acquisition of major equipment
Subtotal, major public physical capital investment
Other investment outlays:
Other physical assets:
Sale of power administrations
Other physical assets
Subtotal, other physical assets
Conduct of research and development
Conduct of education and training:
Assistance to veterans
Higher education
Elementary and secondary education
Employment and training assistance
Health training

5,007

5,148

3,999

60,349

61,765

64,606

730
9,746
581
730
1,138

621
9,497
592
802
1,209

636
10,066
692
862
1,204

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

A-109

Table F-22. DETAIL OF FEDERAL INVESTMENT OUTLAYS BY GRANTS-IN-AID AND DIRECT FEDERAL PROGRAMS—
Continued
(In millions of dollars)
1989
actual

1990 estimate

1991 estimate

1,293

Other
Subtotal, conduct of education and training
Loans and other financial investments:
Loans:
International affairs
Energy supply
Agriculture
Commerce and housing credit
Mortgage credit and deposit insurance
Transportation
SBA disaster loan fund
Education
Veterans
Low-rent public housing
Other
Subtotal, loans
Other financial investments
Subtotal, loans and other financial investments
Commodity inventories:
Strategic Petroleum Reserve
Commodity Credit Corporation
Subtotal, commodity inventories
Collection of information
International development
Subtotal, other investment outlays
Subtotal, direct Federal investment outlays...
Total, investment outlays

1,422

1,421

14,218

14,143

14,881

-7,479
772

299
1,773
-4,915

-278
-4,076
-154
-393
789
87
-42
-1,256

-1,167
72
-4,059
-236
457
-94
616
880
186
-45
273

-18,057

-3,116

-3,185

1,455

1,482

1,657

-16,602

-1,634

-1,528

410
-1,817

297

406
354

-1,407

-571

760

1,818

2,880

3,591

3,518

1,886
3,788

66,975

85,250

88,392

171,373

191,135

194,446

231,807

237,010

-6,028

210,376

-208

380
36
-122
294
180
-47
-856

SUPPLEMENTAL INVESTMENT INFORMATION
Introduction
The Federal Capital Investment Program Information
Act of 1984 (Title II of Public Law 98-501; hereafter
referred to as the Act) requires that the budget include
projections of Federal investment spending and information regarding recent assessments of public civilian
investment needs. This section is submitted to fulfill
that requirement.
Data on historical trends going back to 1940 for Federal public physical capital investment spending, using
the definitions in "Federal Investment Outlays," can be
found in the Historical Tables.
This section is organized in two major parts. The first
part projects Federal outlays for investment and the
second part presents information regarding public civilian investment needs.
Projections of Federal Outlays For Major Public
Investment
Summary of Projections.— Federal physical capital investment spending as defined for this report was $59.4
billion in 1989 and, for baseline estimates, is projected
to increase to $75.0 billion by 1995. This spending represents from 5.2 to 5.5 percent of total Federal outlays
throughout this period. The largest components of this



spending are for roads and bridges and for federally
assisted housing, which together account for about twofifths of Federal investment spending.
On a Presidential policy basis, the 1991 budget is
proposing $66.6 billion for investment spending for
1991, $0.7 billion less than the baseline level of $67.3
billion. Almost all of this proposed decrease is in new
construction of federally assisted housing, consistent
with proposals to move away from new construction
toward the use of voucher assistance.
Definitions.—Federal public investment spending is
defined in this report as specified in the Act. It covers
spending for construction and rehabilitation, acquisition
of major equipment, and spending for all other physical
assets, such as the purchase and improvement of land
and structures. The data for physical investment spending are generally the same as those used for "Federal
Investment Outlays", with two major exceptions specified in the Act. The two major exceptions concern housing and military investment. In the case of the Department of Defense, this report includes only military construction and family housing, and excludes other capital spending, such as for military weapons, aircraft,
and ships. Second, this report includes considerable

A-110
amounts of spending for federally assisted housing that
is at least indirectly associated with housing construction. Most of this is considered current spending (i.e.,
non-investment) in deriving the data for "Federal Investment Outlays."
This report excludes financial investments, such as
loans, and investments in human capital, such as the
conduct of education, training, and research. The data
in this report generally exclude offsetting collections
that finance the spending, such as receipts from the
sale of energy, and receipts from the sale of assets, such
as the proposed sale of the power administrations.
Projections.—Table F-23 shows projected baseline outlays for Federal investment by the major categories
specified in the Act. Total Federal outlays for transportation-related investment were $18.6 billion in 1989,
and baseline outlays are estimated to grow to $24.9
billion by 1999. Outlays for nondefense housing and
buildings were $14.3 billion in 1989 and are estimated
to grow to $20.8 billion by 1999. Investment for other




THE BUDGET FOR FISCAL YEAR 1991

nondefense categories was $20.8 billion in 1989 and is
projected to be $31.4 billion by 1999. For national defense, this spending was $5.6 billion in 1989 and is
estimated to increase to $7.4 billion in 1999.
Table F-24 shows baseline projections adjusted for
inflation on a constant dollar basis to 1995, using fiscal
year 1982 as the base year.
Table F-25 compares the baseline and Presidential
policy projections from 1989 to 1995 in current and
constant dollars.
For outlay details for most programs, see the items
included in major public physical capital investment in
"Federal Investment Outlays," especially tables F-21
and F-22. For major programs that are formula grants
to States, information on the estimated distributions by
State for 1989-1991, consistent with Presidential policy
estimates, can be found in a separate publication entitled Budget Information for States, prepared by the
Office of Management and Budget.

A-111

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

Table F-23. BASELINE OUTLAY PROJECTIONS FOR FEDERAL INVESTMENT SPENDING
(In billions of dollars)
1989
actual

Nondefense:
Transportation-related categories:
Roadways and bridges
Airports and airway facilities
Mass transportation systems
Railroads

Estimate
1990

1991

1992

1993

1994

1995

1997

1996

1999

1998

13.6
2.3
2.7
0.1

13.9
2.6
2.6
0.1

14.3
3.0
2.8
0.1

14.6
3.1
2.8
0.1

15.0
3.2
2.9
0.1

15.4
3.4
2.9
0.1

15.9
3.5
2.6
0.1

16.4
3.6
2.7
0.1

16.9
3.7
2.8
0.1

17.4
3.8
2.9
0.1

17.9
3.9
3.0
0.1

Subtotal, transportation
Housing and buildings categories-.
Federally assisted housing
Hospitals
Public buildings1

18.6

19.3

20.1

20.7

21.2

21.8

22.1

22.8

23.5

24.2

24.9

12.0
1.4
0.9

12.5
1.2
1.2

13.5
1.2
1.8

14.0
1.2
2.7

14.2
1.3
2.9

14.5
1.3
2.7

14.4
1.3
2.8

14.8
1.4
2.9

15.3
1.4
3.0

15.7
1.4
3.1

16.2
1.5
3.1

Subtotal, housing and buildings
Other nondefense categories:
Wastewater treatment and related facilities
Water resources projects
Space and communications facilities
Energy programs
Community development programs
Other nondefense

14.3

14.8

16.4

17.9

18.4

18.5

18.5

19.1

19.6

20.2

20.8

2.5
3.2
3.5
2.1
3.2
6.4

2.5
3.2
4.5
2.2
3.3
7.9

2.5
3.4
5.5
2.5
3.4
8.2

2.4
3.6
5.5
2.7
3.4
9.2

2.3
3.6
5.4
3.2
3.4
8.9

2.3
3.7
5.5
3.3
3.3
9.1

2.4
3.9
5.5
3.3
3.4
9.3

2.4
4.0
5.6
3.9
3.5
9.5

2.5
4.1
5.8
3.6
3.6
9.8

2.6
4.3
6.0
3.7
3.7
10.1

2.6
4.4
6.2
4.0
3.8
10.4

20.8

23.8

25.5

26.7

26.8

27.2

27.8

29.1

29.5

30.3

31.4

53.8
5.6

57.9
5.7

62.0
5.3

65.3
6.1

66.5
6.3

67.5
6.4

68.4
6.6

70.9
6.8

72.6
7.0

74.7
7.2

77.2
7.4

59.4

63.6

67.3

71.4

72.8

74.0

75.0

77.7

79.7

82.0

84.6

Subtotal, other nondefense
Subtotal, nondefense
National defense
Total
1

Excludes outlays for public buildings that are included in other categories in this table.

Table F-24. BASELINE OUTLAY PROJECTIONS FOR FEDERAL INVESTMENT SPENDING
(IN CONSTANT (1982) DOLLARS)

Table F-25. PROJECTIONS OF OUTLAYS FOR FEDERAL INVESTMENT: BASELINE AND
PRESIDENTIAL POLICY

(In billions of dollars)

(In billions of dollars)

Actual
1989

Nondefense:
Transportation-related categories:
Roadways and bridges
Airports and airway facilities
Mass transportation systems
Railroads

Estimate
1990

1991

1992

1993

1994

11.2
2.1
2.2
0.1

11.0
2.2
2.1
0.1

10.7
2.4
2.1
0.1

10.4
2.4
2.0
0.1

10.2
2.4
1.9
0.1

10.0
2.4
1.9
0.1

9.9
2.4
1.6
0.1

15.6

15.4

15.2

15.0

14.6

14.4

14.1

11.4
1.3
0.9

11.3
1.1
1.1

11.8
1.0
1.5

11.7
1.0
2.3

11.5
1.0
2.4

11.3
1.0
2.1

10.9
1.0
2.1

Subtotal, housing and buildings
13.5
Other nondefense categories:
Wastewater treatment and related
facilities
2.0
Water resources projects
3.0
Space and communications facilities.. 3.3
Energy programs
2.0
Community development programs
2.7
Other nondefense
5.9

13.5

14.3

15.0

14.9

14.5

14.0

2.0
2.9
4.1
2.0
2.6
7.1

1.9
3.0
4.8
2.2
2.5
7.0

1.7
3.0
4.6
2.3
2.4
7.5

1.6
2.9
4.4
2.6
2.3
7.1

1.5
2.9
4.3
2.6
2.1
6.9

1.5
3.0
4.2
2.5
2.1
6.8

18.9

20.8

21.3

21.5

20.8

20.3

20.1

48.0
5.4

49.6
5.3

50.9
4.7

51.5
5.2

50.3
5.2

49.3
5.1

48.2
5.1

53.4

54.9

55.6

56.7

55.5

54.4

53.4

Subtotal, transportation
Housing and buildings categories:
Federally assisted housing
Hospitals
Public buildings1

Subtotal, other nondefense
Subtotal, nondefense
National defense
Total
1

Excludes outlays for public buildings that are included in other categories in this table.




Estimate

Actual
1989

1995

In current dollars:
Baseline:
Federal investment:
Nondefense
National defense
Total
Presidential policy:
Federal investment:
Nondefense
National defense
Total
In constant 1982 dollars:
Baseline:
Federal investment:
Nondefense
National defense
Total
Presidential policy:
Federal investment:
Nondefense
National defense
Total

1990

1991

1992

1993

1994

1995

53.8
5.6

57.9
5.7

62.0
5.3

65.3
6.1

66.5
6.3

67.5
6.4

68.4
6.6

59.4

63.6

67.3

71.4

72.8

74.0

75.0

53.8
5.6

57.9
5.7

61.4
5.2

62.7
5.9

61.3
6.2

60.1
6.0

58.2
6.4

59.4

63.6

66.6

68.7

67.4

66.1

64.6

48.0
5.4

49.6
5.3

50.9
4.7

51.5
5.2

50.3
5.2

49.3
5.1

48.2
5.1

53.4

54.9

55.6

56.7

55.5

54.4

53.4

48.0
5.4

49.6
5.3

50.4
4.6

49.5
5.1

46.5
5.1

44.0
4.8

41.2
5.0

53.4

54.9

55.0

54.6

51.6

48.8

46.2

A-112

THE BUDGET FOR FISCAL YEAR 1991

Public Civilian Investment Needs Assessments
The Act requires information regarding the state of
major Federal infrastructure programs, including highways and bridges, airports and airway facilities, mass
transit, railroads, federally assisted housing, hospitals,
water resources projects, and space and communications investments. Funding levels, long term projections, policy issues, needs assessments, and critiques,
are required for each category.
This year marks a departure from the budgets of
previous years, in that much of the needs assessment
material formerly presented in the Supplement to Special Analysis D has been incorporated in the discussions
of individual programs in Section One of the budget.
Indeed, this budget focuses far more on the need to
maintain our capital stock and improve national productivity than has been the case in past years, obviating the need for separate discussion.
Capital needs assessments change little from year to
year, in part due to the long term nature of the facili-

ties themselves, and in part due to the consistency of
the analytical techniques used to develop the assessments and the comparatively steady but slow changes
in underlying demographics. As a result, the practice
has arisen in previous Supplements to refer to earlier
discussions, where the relevant information had been
carefully presented and changes had been minimal.
In order to present this budget as a focused statement
of current Administration policy, the needs assessment
material in Supplements of earlier years is incorporated
this year largely by reference to earlier editions of the
Supplement and by reference to other needs assessments. The needs analyses, their major components,
and their critical evaluations have been fully covered in
past Supplements, such as the 1990 Supplement to Special Analysis D. Supporting tables are presented below,
and the reader is referred both to the individual program summaries in Section One of the budget for policy
matters and to previous reports for methodological discussions.

Significant Factors Affecting Infrastructure Needs Assessments

Significant Factors

Amount
Highways

1. Projected annual growth in travel to the year 2005
2-3 percent
2. Annual cost to maintain overall 1985 highway conditions
on the Federal-aid systems
$19.6 billion to $23.5 billion (1989 dollars)
3. Annual cost of eliminating all existing and future bridge
deficiencies to the year 2005 for Federal-aid system
$4.1 billion (1989 dollars)
Airports and Airway Facilities
1. Airports in the National Plan of Integrated Airport Systems with scheduled passenger traffic
572
2. Air traffic control towers
400
3. Airport development eligible under airport improvement
program for period 1986-1995
$26.4 billion ($17.4 billion for congestion relief)
(1989 dollars)
Mass Transportation Systems
1. Yearly cost to restore existing rail facilities over a period
of 10 years
2. Yearly cost to replace and maintain the bus fleet over a
period of 10 years

$2,198 million (1989 dollars)
$1,140 million (1989 dollars)

Wastewater Treatment
1. Total needs of sewage treatment facilities
$83.5 billion (1989 dollars)
2. Total expenditures since 1972 under the Clean Water Act
of 1972
$52 billion
3. Percent of population that benefits from at least secondary
sewage treatment systems
91%
4. States served by State Revolving Funds
43
Housing
1. Total unsubsidized very low income households:
A. In severely substandard units



0.4 million

TECHNICAL PERSPECTIVES ON EXPENDITURES, OFF-BUDGET ACTIVITIES, CAPITAL OUTLAYS, AND BORROWING

Significant Factors

A-113

Amount

B. With a rent burden greater than 50%

3.4 million

Indian Health (IHS) Care Facilities
1.
2.
3.
4.
5.

IHS hospital occupancy rates (1988)
Average length of stay, IHS hospitals (days) (1988)
Hospital admissions (1988)
Outpatient visits (1988)
Population (1988)

50%
4.5
105,000
4,990,000
1,040,000

Department of Veterans Affairs (VA) Hospitals
1.
2.
3.
4.
5.
6.
7.

Hospitals
Outpatient clinics
Domiciliaries
Outreach centers
VA owned nursing home beds
VA owned nursing home beds needed in 2000
VA owned nursing home beds needed in 2005

172
278
29
196
14,288
14,730
17,426
Water Resources

1.
2.
3.
4.
5.
6.
7.
8.

Navigation (deepwater ports & inland waterway)
Flood control and Storm Damage Protection.
Irrigation.
Hydropower.
Municipal and Industrial Water Supply.
Recreation.
Fish and Wildlife mitigation and enhancement.
Soil conservation.

Needs data are not regularly collected by the Federal government. Most recent estimates of the
need for navigation, flood control and shoreline
storm damage protection, and municipal and industrial (M&I) water are found in the National
Council on Public Works Improvement, 1987.
Meeting M&I needs as well as certain other
water resource needs estimated in this report
(e.g., urban storm water management and dam
safety) is primarily a non-Federal responsibility.
Program reforms have emphasized non-Federal
cost sharing which encourages reexamination of
needs.

Investment Needs Assessment References
Highways and Bridges
1. Report of the Secretary of Transportation to the U.S. Congress. The Status of the Nation's Highways and
Bridges: Conditions and Performance and Highway Replacement and Rehabilitation Program 1989. June,
1989.
Airports and Airways Facilities
1. Federal Aviation Administration. The National Plan of Integrated Airport Systems Report. 1987.
Mass Transportation Systems
1. Urban Mass Transportation Administration. Rail Modernization Study Final Report. April, 1987.
Indian Health Care Facilities
1. Indian Health Service. Priority System for Health Facility Construction (Document Number 0820B or 2046T).
September 19, 1981.
2. Office of Audit, Office of Inspector General, U.S. Department of Health and Human Services. Review of
Health Facilities Construction Program. Indian Health Service Proposed Replacement Hospital at Shiprock,
New Mexico (CIN A-06-88-00008). June, 1989.
3. Office of Audit, Office of Inspector General, U.S. Department of Health and Human Services. Review of
Health Facilities Construction Program. Indian Health Service Proposed Construction Project for the
Alaska Native Medical Center at Anchorage Alaska (CINA-09-89-00096). July, 1989.



A-114
4.

THE BUDGET FOR FISCAL YEAR 1991

Office of Technology Assessment. Indian Health Care (OTA-H-290). April, 1986.

Wastewater Treatment
1. Environmental Protection Agency, Office of Municipal Pollution Control. Assessment of Needed Publicly
Owned Wastewater Treatment Facilities in the United States (EPA Y30/09-001). February, 1989.
Water Resources
1. Frederick, Kenneth G. The Nation's Water Resources: Past Trends and Current Challenges. Washington, D.C.,
Resources for the Future, Discussion Paper ENR 90-02, 1989.
2. National Council on Public Works Improvement. The Nation's Public Works, Washington, D.C., May, 1987.
see "Defining the Issues—Needs Studies," Chapter II; Report on Water Resources, Shilling et al., and
Report on Water Supply, Miller Associates.




BUDGET TRENDS
The following tables present summary and crosscutting data for the President's budget. As in the 1990
budget, totals shown in this budget include on-budget
and off-budget components identified separately. The
tables are organized as follows:
—Table F-26. Reconciliation of Differences with
Amounts Published by Treasury For 1989. This
table provides a reconciliation of the receipts, outlays, and deficit totals published by Treasury and
those published in this budget. The deficit totals for
1989 in this budget are lower than those previously
reported by the Department of the Treasury by $47
million. The differences are due to misclassifications and reporting errors by the agencies that
were not found in time to be included in the reports by Treasury.
—Table F-27. Outlays by Function, 1989-95. This
table provides summary information on outlays by
function for easy reference. Detailed data on outlays by function, subfunction, and program are also
provided in the "Federal Programs by Function,"
Part IV-G of this section. Historical data on functions and superfunctions are provided in the "Historical Tables," Part IV-I of this section.
—Table F-28. Receipts by Source. This table provides
detailed data on receipts by source. Information on
receipts is also provided in "Receipts, User Fees,
and Other Collections," Part IV-B, and the "Historical Tables," Part IV-I of this section.
—Table F-29. Offsetting Receipts by Type. This table
provides summary data on the offsetting receipts
which are not directly credited to appropriations or
fund accounts. Data on the other type of offsetting
collection, i.e., those that are authorized by law to
be credited directly to the appropriation or fund
accounts are presented in the "Detailed Budget Estimates by Agency," Part V-A of this section. Information on total offsetting collections from the
public is provided in "Receipt, User Fees, and
Other Collections," Part IV-B. A summary of total
offsetting collections is provided in a separate
report entitled Object Class Analysis, Budget of the
United States Government, Fiscal Year 1991."
—Table F-30. Legislative Proposals for Major New
and Expanded Programs in the 1991 Budget, Projection of Costs. This table provides a listing of major
legislative proposals included in the budget. This
table complies with the requirements of Public Law
91-510. Information by account is presented in the
"Detailed Budget Estimates by Agency," Part V-A
of this section.
—Table F-31. Outlays for Mandatory and Related
Programs Under Current Law. This table provides
outlay estimates for programs where the spending
levels are not determined by current appropriations
action of Congress. This table complies with the
requirements of Section 221(b) of the Legislative



Reorganization Act of 1970 (31 USC 1106). For additional background, see discussion on page 22 of the
Mid-Session Review of the Budget dated July 18,
1989.
—Table F-32. Federal Grants to State and Local Governments—Budget Authority and Outlays. This
table presents detailed budget authority and outlay
data for grants to State and local governments for
the President's proposals in this budget. The data
are organized by budget function and agency. For
1991, the Administration is proposing $142.7 billion
in budget authority, compared to $132.7 billion for
1990. Outlays are estimated to be $143.9 billion for
1991 compared to $133.8 billion for 1990.
Additional information regarding aid to State and
local governments can be found in many other
parts in this budget.
• Discussions of major policy proposals, many of
which affect aid to State and local governments,
can be found throughout Section One.
• Presentation of major public physical capital investment programs that are grants to State and
local governments can be found in "Federal Investment Outlays" in this section.
• Estimates of tax expenditures affecting State and
local governments can be found at the end of table
C-l, Estimates of Tax Expenditures in the Income
Tax, located in "Tax Expenditures" in Part IV-C
of this Section.
• Data for summary and detailed grants to State
and local governments can be found in many sections of the "Historical Tables," Part IV-I of this
section. Section 12 is devoted exclusively to grants
to State and local governments. Additional information on grants can be found in section 6 (composition of outlays); section 9 (outlays for major
public physical capital investment); section 11
(comparison of outlays for capital investment); and
section 15 (total Federal, state, and local government finances).
—Tables F--33 through F-40. These tables present
data on direct and guaranteed loan programs.
• Table F-33. Direct Loan Write-Offs and Guaranteed Terminations for Defaults.
• Table F-34. Credit Budget: New Direct Loan Obligations and Guaranteed Loan Commitments by
Function.
• Table F-35. Credit Budget Programs Subject to
and Exempt from Appropriations Acts Limitations.
• Table F-36. Credit Appropriations Acts Limitations.
• Table F-37. Comparison of Enacted Limitations
with Actual Loan Levels for Selected Guaranteed
Loan Programs in 1989.
• Table F-38. Loan Asset Sales and Repayments.
• Table F-39. Direct Loan Transactions of the Federal Government.
A-115

A-116

THE BUDGET FOR FISCAL YEAR 1991

• Table F-40. Guaranteed Loan Transactions of the
Federal Government
—Table F-J^l. Lending and Borrowing by GovernmentSponsored Enterprises. This table presents data on
lending and borrowing by Government-Sponsored
Enterprises.

—Table F-42. Budget and Baseline Totals by Category. This table presents data comparing the baseline
with Administration policy estimates.

Table F-26. RECONCILIATION OF DIFFERENCES WITH AMOUNTS PUBLISHED BY TREASURY FOR 1989
(In millions of dollars)
Receipts

Totals published by Treasury

Outlays

990,779

Adjustments:
Funds appropriated to the President
Forest Service, timber receipts
DOD, Thrift Savings Plan
Department of the Interior
DOL, special workers' compensation expenses
Treasury, Federal Retirement Thrift Investment Board..
FAA, aviation insurance revolving fund
Federal Retirement Thrift Board
James Madison Memorial Trust Fund
Railroad Retirement Board
SBA, business loans and investment fund
Miscellaneous reporting differences

Deficit ( - )

1,142,777

-151,998

-26
-98
28
-96
-2
-4
-82
16
10
114
1
4

26

-98

10

Adjustments, net

-28
96
2
4
82
-16
-114
- 1

-4

-134

47

1,142,643

-151,951

1991

1992

303.3
(292.1)
(11.1)
18.2
16.6
3.0
18.2
14.9
17.2
(15.5)
(1.7)
29.8
7.8
41.0
63.7
98.6
153.7
264.8
(4.7)
(260.1)
30.3
12.6
11.3
173.0
(192.9)
(-19.9)

309.2
(296.9)
(12.3)
19.4
19.4
3.1
18.9
15.6
10.3
(9.6)
(0.7)
30.2
6.5
42.9
69.9
110.1
159.6
280.9
(5.6)
(275.3)
31.0
13.9
11.9
163.5
(188.1)
(-24.6)

311.9
(299.0)
(12.9)
18.8
21.4
3.2
18.4
13.5
9.6
(9.5)
(0.1)
30.7
6.1
43.5
75.9
121.9
166.3
297.7
(6.0)
(291.7)
33.3
14.2
25.8
157.0
(187.1)
(-30.1)

-0.8
-0.2

-0.9

-1.0
-0.2

-1.0

-0.2

-1.1

990,691

Totals in the budget..

-1.1

-1.2

-1.2

-30.1

-30.8

-32.1

-33.9

Table F-27. OUTLAYS BY FUNCTION, 1989-95
(In billions of dollars)
1989 actual

050 National defense
Department of Defense—Military
Other
150 International affairs
250 General science, space, and technology
270 Energy
300 Natural resources and environment
350 Agriculture
370 Commerce and housing credit
On-budget
Off-budget
400 Transportation
450 Community and regional development
500 Education, training, employment, and social services..
550 Health
570 Medicare
600 Income security
650 Social security
On-budget
Off-budget
700 Veterans benefits and services
750 Administration of justice
800 General government
900 Net interest
On-budget
Off-budget
920 Allowances
Employee health benefits reform
Reduced Government mail rates
Total allowances
950 Undistributed offsetting receipts
Employer share, employee retirement (on-budget).



303.6
(294.9)
(8.7)
9.6
12.8
3.7
16.2
16.9
27.7
(28.0)
(-0.3)
27.6
5.4
36.7
48.4
85.0
136.0
232.5
(5.1)
(227.5)
30.1
9.4
9.1
169.1
(180.5)
(-11.4)

-29.4

Estimate
1990

296.3
(286.8)
(9.6)
14.6
14.1
3.2
17.5
14.6
22.7
(20.3)
(2.4)
29.2
8.8
37.7
57.8
96.6
146.6
248.5
(3.9)
(244.6)
28.9
10.5
10.6
175.6
(191.2)
(-15.6)

-28.3

1993

1994

315.7
(302.3)
(13.4)
18.9
22.9
3.0
18.3
11.8
7.7
(7.8)
(-0.1)
31.3
5.9
44.1

82.0

135.0
174.6
314.6
(6.4)
(308.2)
32.6
14.3
65.2
147.8
(184.1)
(-36.3)
-0.2

A-117

PERSPECTIVES AND BUDGET TRENDS
Table F-27. OUTLAYS BY FUNCTION, 1989-95—Continued
(In billions of dollars)
Estimate

1989 actual




1993

1994

1995

-5.6
-2.6

-6.0
-3.0
-1.3
-3.3

-6.5
-3.4
-1.6
-1.5

-7.1
-3.1
-1.6
-2.3

-7.7
-3.3
-1.6
-0.1

-8.3
-3.3
-1.6
-1.3

-36.5
(-30.9)
(-5.6)

-43.6
(-37.6)
(-6.0)

-43.8
(-37.4)
(-6.5)

-46.2
(-39.1)
(-7.1)

-46.6
(-38.9)
(-7.7)

-49.5
(-41.2)
(-8.3)

1,142.6
(931.7)
(210.9)

Total outlays
On-budget
Off-budget

1992

-37.2
(-32.4)
(-4.9)

Total undistributed offsetting receipts
On-budget
Off-budget

1991

-4.9
-2.9

Employer share, employee retirement (off-budget)
Rents and royalties on the Outer Continental Shelf
Sale of major assets
Other undistributed offsetting receipts

1990

1,197.2
(971.5)
(225.8)

1,233.3
(997.4)
(236.0)

1,271.4
(1,026.5)
(244.9)

1,321.8
(1,067.1)
(254.7)

1,398.0
(1,133.9)
(264.1)

1,476.9
(1,203.8)
(273.1)

Table F-28. RECEIPTS BY SOURCE
(In millions of dollars)
Source

Individual income taxes:
Federal funds:
Withheld
Other
Refunds
Proposed legislation
Total Federal funds net individual income taxes..
Trust funds (Catastrophic health insurance)
Total net individual income taxes
Corporation income taxes:
Federal funds:
Existing law
Proposed legislation..
Refunds
Total Federal funds net corporation income taxes.
Trust funds (Hazardous substance superfund)
Total net corporation income taxes
Social insurance taxes and contributions (trust funds):
Employment taxes and contributions:
Old-age and survivors insurance (Off-budget)
Proposed legislation
Disability insurance (Off-budget)
Proposed legislation
Hospital insurance
Proposed legislation
Railroad retirement:
Social Security equivalent account
Rail pension fund
Total employment taxes and contributions..
On-budget
Off-budget
Unemployment insurance:
State taxes deposited in Treasury 1 . .
Federal unemployment tax receipts1
Railroad unemployment tax receipts1
Proposed legislation
Railroad debt repayment1
Total unemployment insurance.
Other retirement contributions-.
Federal employees' retirement—employee contributionsContributions for non-Federal employees2

1989 actual

1990 estimate

1991 estimate

361,344
154,386
—70,567

395,851
169,696
-76,064

421,741
183,140
-81,293
4,901

445,163

489,971

528,489

527

-527

445,690

489,444

528,489

117,014
-13,723

128,330
110
-16,737

145,839
1,033
-17,564

103,291

111,703

129,308

292

327

357

103,583

112,030

129,665

240,595

258,457

23,071

26,977

65,396

69,324

281,643
2,496
30,183
219
75,261
1,861

1,407
2,391

1,445
2,395

1,483
2,452

332,859
(69,193)
(263,666)

358,598
(73,164)
(285,434)

395,598
(81,057)
(314,541)

17,292
4,456
201

16,409
5,295
214

63

111

16,294
4,455
196
-5
114

22,011

22,029

21,054

4,428
119

4,617
118

4,641
117

A-118




THE BUDGET FOR FISCAL YEAR 1991
Table F-28. RECEIPTS BY SOURCE—Continued
(In millions of dollars)
Source

1989 actual

Total other retirement contributions

4,546

Total social insurance taxes and contributions.
On-budget
Off-budget
Excise taxes:
Federal funds:
Alcohol taxes:
Distilled spirits
Beer
Wines
Special taxes in connection with liquor occupations..
Proposed legislation
Refunds
Total alcohol taxes.
Tobacco taxes:
Cigars
Cigarette papers and tubes..
Smokeless tobacco
Other
Total tobacco taxes..
Manufacturers' excise taxes-.
Gasoline
Firearms, shells, and cartridges..
Pistols and revolvers
Bows and arrows
Gas guzzler tax
Refunds
Total manufacturers' excise taxes..
Miscellaneous excise taxes-.
General and toll telephone and teletype service..
Proposed legislation
Wagering taxes, including occupational taxes
Employee pension plans
Proposed legislation
Tax on foundations
Foreign insurance policies
Ship departure tax
Ozone depletion tax
Refunds
Total miscellaneous excise taxes

1990 estimate

4,734

359,416
(95,751)
(263,666)

385,362
(99,928)
(285,434)

3,700
1,707
328
116

3,653
1,720
333
119

-190

-189

5,661

5,636

4,312
40
2
24

4,207
40

4,378

4,275

2

25
8
-7

1

1

94
38
15
110
-34

89
40
13
90
-33

224

200

2,791

2,927

9
255

9
304

338
70

346
70
5
660

-220

-20

3,243

4,301

-708

983

12,798

15,395

Trust funds:
Highway:
Gasoline
Trucks, buses, and trailers
Tires, innertubes, and tread rubber..
Diesel fuel used on highways
Use-tax on certain vehicles
Other
Refunds

9,930
1,240
316
4,375
608
3
-845

9,809
1,250
321
3,183
617
4
-438

Total highway trust fund-

15,628

14,747

3,201

3,387

181
629
106
-452

190
118
224
-20

3,664

3,900

Undistributed Federal tax deposits and unapplied collections..
Total Federal fund excise taxes

Airport and airway:
Transportation of persons
Proposed legislation
Waybill tax
Tax on fuels
International departure tax....
Refunds
Total airport and airway trust fund..

1991 estimate

PERSPECTIVES AND BUDGET TRENDS




A-119
Table F-28. RECEIPTS BY SOURCE—Continued
(In millions of dollars)
Source

Aquatic resources trust fund
Black lung disability insurance trust fund
Inland waterway trust fund
Hazardous substances response trust fund
Post-closure liability trust fund
Vaccine injury compensation fund
Oil spill liability trust fund
Leaking underground storage tank trust fund-

1989 actual

234
563
47
883
- 1

99

1990 estimate

1991 estimate

203
602

50
903
-12

108

168

124
134

Total trust fund excise taxes

21,286

20,759

Total excise taxes-

34,084

36,154

8,745

9,279

16,138
196

16,546
239

16,334

16,785

132
19,604

298
21,086

560

597
*

234
41

451
33
252
45

Estate and gift taxes
Customs duties and fees:
Federal funds
Trust funds
Proposed legislation

2

Total customs duties and feesreceipts:3

Miscellaneous
Miscellaneous taxes
Deposit of earnings, Federal Reserve System
Proposed legislation
Fees for permits and regulatory and judicial services:
Immigration, passport, and consular fees
Patent and copyright fees
Registration and filing fees
Proposed legislation
Coal mining reclamation fees
Miscellaneous fees for permits, licenses, etc
Proposed legislation
Miscellaneous fees for regulatory and judicial services..
Fees for legal and judicial services
Total fees for permits and regulatory and judicial services..
Fines, penalties, and forfeitures:
Other

142
1

185
4

1,468

1,569

1,632

Total fines, penalties, and forfeitures
Restitutions, reparations, and recoveries under military occupationGifts and contributions
Refunds and recoveries
Total miscellaneous receipts..

1,395

1,632

1,395

11
95
-103

2
73
-25

22,839

24,397

990,691
(727,026)
(263,666)

1,073,451
(788,017)
(285,434)

613,729
246,166
-132,869

670,170
256,877
-139,031

Total on-budget
Off-budget (trust funds)..

727,026
263,666

788,017
285,434

Total

990,691

1,073,451

Total budget receipts
On-budget
Off-budget
MEMORANDUM
On-budget:
Federal funds
Trust funds
Interfund transactions-

* $500 thousand or less.
1 Deposits by States are State payroll taxes that cover the benefit part of the program. Federal unemployment tax receipts cover administrative costs at both
the Federal and State level. Railroad unemployment tax receipts cover both the benefits and administrative costs of the program for the railroads.
2 Represents employer and employee contributions to the civil service retirement and disability fund for covered employees of Government-sponsored, privately
owned enterprises and the District of Columbia municipal government.
3 Includes both Federal and trust funds. Trust fund amounts in miscellaneous receipts are: 1989, $232 million; 1990, $215 million; and 1991, $231 million.

A-120




THE BUDGET FOR FISCAL YEAR 1991

Table F-29. OFFSETTING RECEIPTS BY TYPE
(In millions of dollars)
1989 actual

Type

1990 estimate

1991 estimate

INTRAGOVERNMENTAL TRANSACTIONS
Intrabudgetary transactions:
Federal intrafund transactions:
Distributed by agency:
Interest from the Federal Financing Bank
Interest on Government capital in enterprises
Other

14,330
3,400
524

Trust intrafund transactions:
Distributed by agency

Payments by off-budget accounts to on-budget accounts:
Intrafund transactions from off-budget accounts:
Distributed by agency:
Payments to railroad retirement2
Total Intrafund transactions from off-budget accounts..

68,174

2,499
337
257

2,569
384
563

3,093

3,516

69,654

71,691

5,888
1,793
16,378
84

6,323
1,848
16,490
269

25,641

24,143

24,930

40,547

45,233

49,167

*

18,162
372
498

66,188

Total interfund transactions undistributed by agency

Total payments by on-budget accounts to off-budget accounts-

66,561

5,427
1,656
18,480
78

Total employer share, employee retirement (on-budget)

198

66,681

Interest received by on-budget trust funds

212

4,986

Total interfunds distributed by agency..

11,200
34,470
601
2,673

4,355
395
236

Undistributed by agency:
Employer share, employee retirement (on-budget):
Civil service retirement and disability insuranceHospital insurance (contribution as employer) 1
Military retirement fund
Other Federal employees retirement

10,596
34,367
780
2,605
102
17,362
366
171

61,695

Subtotal

1
17,249

387

Subtotal..

117
17,627

9,782
30,712
1,070
2,512
76
16,695
243
218

Trust fund payments to Federal funds:
Repayment of loans or advances to trust funds..
Charges for services to trust funds
Other

Payments by on-budget accounts to off-budget accounts:
Interfund transactions:
Distributed by agency:
Federal fund payments to trust funds:
Old-age, survivors, and disability insurance
Undistributed by agency:
Employer share, employee retirement (off-budget)...
Interest received by off-budget trust funds

17,248

1

Interfund transactions:
Distributed by agency:
Federal fund payments to trust funds:
Contributions to insurance programs:
Military retirement fund
Supplementary medical insurance
Hospital insurance
Railroad social security equivalent fund
Rail industry pension fund
Civilian supplementary retirement contributions..
Unemployment insurance
Other
Miscellaneous payments:
Other

Total intrabudgetary transactions

17,510

18,255

Total intrafund transactions..

Total interfund transactions

12,684
3,946
618

18,254

Total Federal intrafunds

13,148
3,963
399

,

69,376

74,097

132,869

139,031

145,788

151,124

156,658

163,036

6,154

4,789

4,941

4,858
11,395

5,581
15,610

5,962
19,890

22,406

25,980

30,793

2,934

3,049

3,180

2,934

3,049

3,180

A-121

PERSPECTIVES AND BUDGET TRENDS
Table F-29. OFFSETTING RECEIPTS BY TYPE—Continued
(In millions of dollars)
Type

Interfund transactions from off-budget accounts:
Distributed by agency:
Interest payments to the Treasury
Undistributed by agency:
Employer contributions to FHL
Retirement contributions

1989 actual

1990 estimate

1,085

914

351
3,433

364
3,759

7,802

8,086

181,333

190,724

373
1,021
1,790
439

340
922
1,438
380

3,623

Total payments by off-budget accounts to on-budget accounts..
Total intragovernmental transactions

3,079

14
107
13

78
56
16

PROPRIETARY RECEIPTS FROM THE PUBLIC
Distributed by agency:
Interest:
Interest on loans, Foreign Assistance Act
Other interest on foreign loans and deferred foreign collections....
Interest on deposits in tax and loan accounts
Other interest (domestic—civil)3
Total interestRents:
Rent and bonuses from land leases, etc
Rent of land and other real property
Rent of equipment and other personal property..

133

Total sale of products..
Fees and other charges for services and special benefits:
Medicare premiums and other charges (trust funds)
Revenues for enrichment of uranium
Nuclear waste disposal revenues
Veterans life insurance (trust funds)
Other3
Total fees and other charges..
Sale of Government property:
Sale of land and other real property3
Sale of equipment and other personal property:
Military assistance program sales (trust funds)..
Sale of scrap and salvage material

Total realization upon loans and investments..
Recoveries and refunds 3
3

Total proprietary receipts from the public distributed by agencyUndistributed by agency:
Other interest: Interest received from Outer Continental Shelf escrow accountRents and royalties on the Outer Continental Shelf:
Rents and bonuses
Royalties
Sale of major assets




1,403
632
731
11
51

1,397
630
675

2,778

10,473
1,431
519
410
3,730

11,239

16,564

15,122

93

138

8,154

1,770

6

70

538
415
2,929

82

8,327

8,989

472
951
39
92
178

450
158
39
94
209

1,732

950

581

Total sale of Government propertyRealization upon loans and investments:
Dollar repayments of loans, Agency for International DevelopmentForeign military credit sales
Dollar conversion of foreign currency
Repayment of loans to United Kingdom
Other3

Miscellaneous receipt accounts

906

2,827

Sale of products:
Sale of timber and other natural land products..
Sale of minerals and mineral products
Sale of power and other utilities
Sale of other products3
Recovery of mint manufacturing expense

149

827

Total rentsRoyalties

603

1,357

1,588

35,972

34,165

1

868
2,062

577
2,038

1991 estimate

A-122

THE BUDGET FOR FISCAL YEAR 1991
Table F-29. OFFSETTING RECEIPTS BY TYPE—Continued
(In millions of dollars)
Type

1989 actual

1990 estimate

Other undistributed offsetting receipts

1991 estimate

2,252
2,931

Total proprietary receipts from the public undistributed by agency

2,615

7,536

38,902

Total offsetting receipts

36,780

43,012

220,235

Total proprietary receipts from the public

4

227,504

245,390

* $500 thousand or less.
1 Includes provision for covered Federal civilian employees and military personnel.
2 Interchange receipts between the social security and railroad retirement funds place the social security funds in the same position they would have been if
there were no separate railroad retirement system.
3 Includes both Federal funds and trust funds.
4 Consists of:
1989
1990
1991
actual estimate estimate
Federal funds
Trust funds
Off-budget

17,509
21,393
*

14,760
22,020

21,104
21,908

Table F-30. LEGISLATIVE PROPOSALS FOR MAJOR NEW AND EXPANDED PROGRAMS IN THE 1991 BUDGET, PROJECTIONS OF COSTS

1

(in millions of dollars)
Estimates
1991

1992

1993

1994

1995

BA..

1,193
49

1,221
266

1,605
703

1,643
1,192

1,766 This proposal covers a number of new housing intiatives that are
named HOPE—Homeownership and Opportunity for People Every1,560
where. The major thrust of HOPE is to provide homeownership
opportunities for low-income and first-time homebuyers, primarily
through federal matching grants to states, localities, and non-profit
organizations.

BA..

801
208

1,407
752

1,274
1,183

923
1,558

1,108 This proposal would continue modernization of equipment essential to
the operation of the national airspace system; increase air traffic
1,826
control, safety, and security staffing; and target airport grant funds
to help increase the capacity of the aviation system.

157
157

1,840
1,840

1,989
1,989

2,106
2,106

2,247 The proposal establishes a new refundable Child Tax Credit and makes
2,247
the existing Dependent Care Tax Credit refundable. Eligibility commences in 1991, but most refunds are not paid until 1992. The
outlays result from the refundable feature of the tax credit. The
provisions also reduce estimated governmental receipts starting in
1992 by less than $100 million per year.

628
526

1,010
948

1,064
1,034

840
856

442 This proposal would continue the planned buildup of funds supporting
development of the Space Station Freedom for operation in the mid471
1990s. The budget includes a request for advance appropriations for
1992 and 1993 and a cap on total program development costs.

350
197

646
441

1,519
975

1,912
1,591

2,013 The U.S. Global Change Research Program is a seven agency (NASA,
DOE, DOC, NSF, DOI, EPA, and USDA) research effort focused on
1,920
reducing the scientific uncertainty associated with global change
issues (e.g., global warming due possibly in part to human
activities).

1990

Housing and Urban Development:
HOPE

Department of Transportation:
Federal Aviation Administration.

0

Treasury:
Child Care Tax Provisions..

BA..
O

NASA:
Space Station.

BA..
O

Interagency:
U.S. Global Change Research Program..




BA..
0

PERSPECTIVES AND BUDGET TRENDS

A-123

Table F-30. LEGISLATIVE PROPOSALS FOR MAJOR NEW AND EXPANDED PROGRAMS IN THE 1991 BUDGET, PROJECTIONS OF COSTS '—Continued
(in millions of dollars)
Estimates
1990

500

Capital Gains..

Family Savings Accounts-

Receipts ..

1991

1992

1993

1994

1995

4,900

2,800

1,200

1,700

1,400

-200

-600 -1,000

-40

Individual Retirement Accounts..

-60

Long-term investment would be enhanced through restoration of a
capital gains differential. Specifically, when fully phased in in 1992,
gains from all capital assets held by individuals (other than
collectibles) would qualify for an exclusion of 30 percent if held for
more than three years, 20 percent if held for more than two years,
and 10 percent if held for more than one year. During the balance
of 1990, such assets held for more than one year would qualify for
an exclusion of 30 percent; during 1991, such assets would qualify
for an exclusion of 30 percent if held for more than two years and
20 percent if held for more than one year. The alternative minimum
tax would be applicable to the excluded amounts and assets would
be subject to depreciation recapture at ordinary rates.

-1,300 — 1,600 Americans would be encouraged to increase personal savings by being
permitted to establish Family Savings Accounts with contributions of
up to $2,500 per year (with a limit of two such accounts per
family). Contributions would not be deductible but earnings would
be excluded from income while in the account and would be
permanently excluded if the contribution to which they relate
remains in the account for more than seven years. Earnings on
withdrawals within three years of contribution would be subject to a
10 percent excise tax. Available investments would be the same as
for current Individual Retirement Accounts. Accounts would not be
available to single individuals with income exceeding $60,000 or to
families with income exceeding $120,000.

-90

-100

-90

Under current law, early withdrawals from a fully-deductible IRA are
subject to a 10-percent excise tax (penalty), and included as
ordinary income on an individual's tax return. The Administration
proposes to waive the 10-percent excise tax for early withdrawals
effective January 1, 1991, if the money is used for first-time home
purchases if the home costs no more than 110 percent of the
median price of homes. The maximum amount that could be
withdrawn without penalty for first-time home purchases would be
$10,000.

* $500 thousand or less.
1 The table is supplied to meet the requirements of section 221(a) of the Legislative Reorganization Act of 1970 (Public Law 91-510). The economic assumptions used to prepare these estimates are shown in Part 3 of this volume. These
estimates do not reflect the effects of experience gained in operating the programs or reductions in the costs of other programs that might come about if the proposals were adopted. Since the assumptions upon which these estimates are based
may change, they do not represent a commitment to specific funding levels in future years.
2 A more complete list and discussion of the Administration's receipts proposals is provided in "Receipts, User Fees, and Other Collections" in Section Two.

Table F-31. OUTLAYS FOR MANDATORY AND RELATED PROGRAMS UNDER CURRENT LAW
(In billions of dollars)

Artnal QfiQ
MCludl I1903
Mandatory programs:
Human resources programs:
Education, training, employment, and social services
Health:
Medicaid
Other
Total health
Medicare
Income security:
Retirement and disability
Unemployment compensation
Food and nutrition assistance
Other
Total income security
Social Security
Veterans benefits and services:
Income security for veterans




Estimate
1990

1991

1992

1993

1994

1995

9.8

10.5

10.8

10.7

10.9

11.2

11.6

34.6
0.7

40.2
2.8

45.0
3.5

49.7
4.5

54.5
5.4

59.6
6.2

64.7
6.9

35.3
82.7

43.0
94.2

48.5
101.7

54.2
115.9

60.0
129.8

65.7
145.1

71.6
161.7

54.3
13.9
18.8
27.4

57.2
16.4
20.8
28.4

61.8
16.8
5.8
31.3

64.6
17.3
6.0
32.7

68.2
18.0
6.4
33.8

71.8
18.6
6.8
36.3

75.5
19.4
7.2
37.0

114.4
230.1

122.8
246.0

115.7
262.2

120.6
278.3

126.3
295.0

133.6
311.9

139.1
328.7

16.5

15.1

16.4

16.7

18.4

17.3

16.0

A-124

THE BUDGET FOR FISCAL YEAR 1991
Table F-31. OUTLAYS FOR MANDATORY AND RELATED PROGRAMS UNDER CURRENT LAW—Continued
(In billions of dollars)

AClUai 1303

1990

1991

1992

1993

1994

1995

1.2

0.7

0.7

0.6

0.8

0.9

0.9

Total veterans benefits and services

17.7

15.8

17.1

17.3

19.2

18.2

16.8

Total mandatory human resources programs
Other mandatory programs:
International affairs
Energy
Agriculture
Commerce and housing credit
Community and regional development
General government
Other functions

490.2

532.4

555.9

597.1

641.2

685.6

729.6

-1.1
-1.2
14.6
24.4
1.3
0.7
-0.7

-1.0
-1.4
12.1
15.8
0.9
0.9
0.5

-1
-1.1
14.9
13.4
0.9
1.1
1.5

-0.9
-1.2
17.4
8.0
0.9
1.2
1.8

-1
-0.9
16.6
8.0
0.9
1.0
1.3

-1.3
-1.0
15.3
6.4
1.0
0.8
1.3

-1.1
-1.2
14.4
5.5
1.0
0.9
1.3

38.1

27.7

29.7

27.2

25.9

22.5

20.8

528.2

560.1

585.7

624.3

667.1

708.1

750.4

240.9

254.9

261.0

261.6

264.2

265.7

265.6

-40.5
-11.4
-19.8

-45.2
-15.6
-18.4

-48.9
-20.5
-17.9

-52.6
-25.4
-17.7

-56.0
-30.8
-16.1

-59.2
-36.8
-15.3

-61.9
-43.0
-14.6

Other

Total other mandatory programs
Total mandatory programs
Net interest:
Interest on the public debt
Interest received by-.
On-budget trust funds
Off-budget trust funds
Other interest
Total net interest
Undistributed offsetting receipts:
Employer share, employee retirement:
On-budget
Off-budget
Rents and royalties on the Outer Continental Shelf

169.1

175.6

173.7

165.9

161.3

154.5

146.1

-29.4
-4.9
-2.9

-28.3
-5.6
-2.6

-29.5
-6.0
-3.0

-30.3
-6.5
-3.4

-31.7
-7.1
-3.1

-33.1
-7.7
-3.3

-34.3
-8.3
-3.5

Total undistributed offsetting receipts

-37.2

-36.5

-38.4

-40.2

-41.8

-44.1

-46.2

660,2

699.3

721.0

750.0

786.6

818.4

850.3

Total Outlays for Mandatory and Related Programs Under Current Law

Table F-32. FEDERAL GRANTS TO STATE AND LOCAL GOVERNMENTS—BUDGET AUTHORITY AND OUTLAYS

1

(In millions of dollars)
BUDGET AUTHORITY
Function, agency and program

NATIONAL DEFENSE:
Department of Defense—Military:
Operation and maintenance, Navy
Research, development, test, and evaluation, ArmyResearch, development, test, and evaluation, Navy...
Military construction, Army National Guard
National defense stockpile transaction fund
Other Independent Agencies:
Emergency management planning and assistance
Total, national defense..
ENERGY:
Department of Energy:
Energy conservation
Department of Housing and Urban Development:
Assistance for solar and conservation improvements..
Other Independent Agencies:
Tennessee Valley Authority fund
Total, energy.
NATURAL RESOURCES AND ENVIRONMENT:
Department of Agriculture:
Watershed and flood prevention operations
Resource conservation and development
America the beautiful, Agriculture
Forest research
State and private forestry




1989
actual

1990
estimate

OUTLAYS
1991
estimate

1989
actual

4
2

1
100

1990
estimate

4
2

1

3
150

131

34

3
150

28

91

94

231

249

200

177

97
132

253

252

187

202

1
232
200

105
7

111
7

235

420

177

438

82

116

2

6

126
40

40

40

15
40

A-125

PERSPECTIVES AND BUDGET TRENDS
Table F-32. FEDERAL GRANTS TO STATE AND LOCAL GOVERNMENTS—BUDGET AUTHORITY AND OUTLAYS C o n t i n u e d
(In millions of dollars)
BUDGET AUTHORITY
Function, agency and program

Department of Commerce:
Operations, research, and facilities (NOAA)
Department of the Interior:
Regulation and technology
Abandoned mine reclamation fund
Resource management
Construction
Miscellaneous permanent appropriations
Sport fish restoration
Urban park and recreation fund
Land acquisition
Historic preservation fund
Miscellaneous permanent appropriations
Environmental Protection Agency:
Sewage treatment system construction grants
Abatement, control, and compliance
Hazardous substance superfund
Leaking underground storage tank trust fund

1989
actual

1990
estimate

OUTLAYS
1991
estimate

1990
estimate

actual

151

154

125

151

159

42
152

42
150

48
117

41
139

41
133

134

3
98
146

6

2
127
187

6
2

129

206

-1

17
30

212

6

2

37
34

28
2,354
299

6

1
123
176
3
34
31

1,950
387
269
42

1,948
395
303
70

1,600
66

24

2,363
363
205
27

Total, natural resources and environment..

3,512

3,611

3,335

3,606

3,841

AGRICULTURE:
Department of Agriculture:
Cooperative State Research Service
Extension Service
Food donations (Commodity Credit Corporation)..
Payments to States and possessions (AMS)
Temporary emergency food assistance program...

341
361
493

386
369
448

347
346
473

343
360
493

393
367
448

Total, agriculture..
TRANSPORTATION:
Department of Transportation-.
Federal-aid highways (trust fund)
Highway traffic safety grants
Highway-related safety grants
Motor carrier safety grants
Railroad-highway crossings demonstration projects
Miscellaneous safety programs
Baltimore-Washington Parkway
Trust fund share of other highway programs
Miscellaneous appropriations
Miscellaneous highway trust funds
Office of the Administrator (Federal Railroad Administration).
Railroad safety
Conrail commuter transition assistance
Research, training, and human resources (mass transit)
Interstate transfer grants — transit
Washington metro
Formula grants (mass transit)
Discretionary grants (mass transit)
Miscellaneous expired accounts (mass transit)
Grants-in-aid for airports
Boat safety
Pipeline safety
Other Independent Agencies:
Interest payments (Washington metro)
Total, transportation..
COMMUNITY AND REGIONAL DEVELOPMENT:
Department of Agriculture:
Rural development grants
Rural water and waste disposal grants
Rural community fire protection grants
Rural development loan fund
Department of Commerce:
Economic development assistance programs
Miscellaneous appropriations (EDA)
Regional development programs
Regional development commissions




1

1

445
303

1

120

1

1

170

169

170

161

172

1,366

1,374

1,337

1,359

1,382

13,902

14,710
124

13,698

126

13,196
142

10
60

10
60

54

13,480
125
9
62

126

10
60
3

5

2
5
2
64
10
14

12
10
146
63
7
4
2
200

10

5
2

1

2

1

12
13
94
48

18
6

1,600
29
4

1,651
30
4

1,800

6

9
189
208
2,108
849
135
1,135
27
4

52

52

52

52

57

19,152

20,043

18,299

18,225

18,700

117
3

208
3

100

3
126
3
3

9
133
3
5

182

189

184

184
3

168

1,605
1,250

2

160

85
1,625

1,282

38
1,077
1,400
30

6
205
206
1,930
976
130
1,284
30
4

A-126

THE BUDGET FOR FISCAL YEAR 1991
Table F-32. FEDERAL GRANTS TO STATE AND LOCAL GOVERNMENTS—BUDGET AUTHORITY AND OUTLAYS C o n t i n u e d
(In millions of dollars)
BUDGET AUTHORITY
Function, agency and program

Department of the Interior:
Operation of Indian programs
Navajo rehabilitation trust fund
Department of Housing and Urban Development:
Subsidized housing programs (rental housing development and rehabilitation).
Community development grants
Urban development action grants
Rental rehabilitation grants
Rental housing assistance for the homeless
Revolving fund (liquidating programs)
New commuunity assistance grants
Appalachian Regional Commission:
Appalachian regional development programs
Other Independent Agencies:
Emergency management planning and assistance
Disaster relief
:
Other Independent Agencies:
Payment to the Neighborhood Reinvestment Corporation
Total, community and regional development...
EDUCATION, TRAINING, EMPLOYMENT, AND SOCIAL SERVICES:
Department of Commerce:
Miscellaneous appropriations
Public telecommunications facilities
Department of Health and Human Services, except Social Security:
Grants to States for special services
Interim assistance to States for legalization
Payments to States for family support activities
Social services block grant
Human development services
Payments to States for foster care and adoption assistance
Department of Labor:
Training and employment services
Community service employment for older Americans
Worker readjustment
Federal-State employment services (Federal and trust funds)
Federal unemployment benefits and allowances
Department of Education:
Indian education
Impact aid
Chicago litigation settlement
Compensatory education for the disadvantaged
School improvement programs
Bilingual and immigrant education
Education for the handicapped
Vocational rehabilitation and handicapped research
Special institutions for the handicapped
Promotion of education for the blind
Vocational and adult education
Student financial assistance
Higher education
Libraries
Community Services Administration:
Community services program
Corporation for Public Broadcasting:
Public broadcasting fund
Other Independent Agencies:
Institute of Museum Services
Other Independent Agencies.National Endowment for the Arts
Total, education, training, employment, and social services..
HEALTH:
Department of Agriculture:
Food Safety and Inspection Service (salaries and expenses)
Department of Health and Human Services, except Social Security:
Health resources and services
Disease control, research and training
Alcohol, drug abuse, and mental health
Public health service management




1989
actual

1990
estimate

OUTLAYS
1991
estimate

1989
actual

20

23

1990
estimate

20

128

2,752
-10
70

271
2,948
242
4

11

15
2,650

21

161

6

253
3,050
225
27
11
6

142

45

104

103

12

9

9

14
1,054

230

123

24
3,401

19
4,074

5,128

18

24

2,915
-61

150

105

6

1,019
1,063
27

1

27

19
4,334

4,611

20

20

381
898
91
2,700
2,284
1,543

389
301

42
301

383
321

2,762
2,441
1,375

2,800
2,983
2,471

2,671
2,571
1,338

390
524
23
2,761
2,198
1,407

2,986
76

3,068
79

3,020
68

3,084
76

1,002
35

1,052
79

2,901
75
400
960

973
17

1,027
41

65
723

67
725

69
651

4,558
1,098

5,342

162

152
1,880
1,625

5,810
1,568
169
1,962
1,701

6

6

60
735
6
4,165
846
132
1,771
1,490
7
*

59
752
16
4,538
1,146
166
1,530
1,667
*6

1,113
59
24

1,167

824

891
82
22
135

1,804
1,531
5
*
1,065
72
24
127

1,262

86

68
21
131

126

-1
228

229

299

228

229

5

5

6

5

5

34

34

34

33

35

23,519

24,216

26,427

21,987

22,833

37

37

38

36

37

1,092
279
1,070

1,246
285
1,657

1,140
285
1,766
139

1,085
230

1,134
269
1,188

666

A-127

PERSPECTIVES AND BUDGET TRENDS
Table F-32. FEDERAL GRANTS TO STATE AND LOCAL GOVERNMENTS—BUDGET AUTHORITY AND OUTLAYS 1—Continued
(In millions of dollars)
BUDGET AUTHORITY
Function, agency and program

Public health emergency fund
Grants to States for Medicaid
Department of Labor:
Occupational Safety and Health Administration (salaries and expenses).
Mine Safety and Health Administration (salaries and expenses)
Total, health..
INCOME SECURITY:
Department of Agriculture:
Rural housing for domestic farm labor
Mutual and self-help housing
Rural housing preservation grants
Food donations (Section 32)
Special milk program
Food donation programs for selected groups
Food stamp program administration
Special supplemental food program for women, infants, and children..
State child nutrition payments (excl. Sect. 32)
Department of Health and Human Services, except Social Security:
Program administration (family support research grants)
Family support payments to States (AFDC and CSE)
Low income home energy assistance
Refugee and entrant assistance
Payments to States for family support activities
Fiscal assistance for Puerto Rico
Payments to States from receipts for child support
Department of Labor:
Unemployment trust fund—administration
Department of Housing and Urban Development:
Subsidized housing programs
Congregate services program
Assistance for renewal of expiring Section 8 subsidy
Section 8 moderate rehabilitation, single room occupancy
Homeownership and opportunity for people everywhere grant
Payments for operation of low income housing projects
Modernization of low income housing projects
Drug elimination grants
Low-rent public housing (forgiven loans)
Emergency shelter grants program
Transitional housing program
Other Independent Agencies:
Emergency food and shelter program
Total, income security..
VETERANS BENEFITS AND SERVICES:
Department of Veterans Affairs:
Medical care
Assistance for health manpower training institutions
Grants for construction of State extended care facilitiesGrants for construction of State veterans cemeteries
Total, veterans benefits and services..
ADMINISTRATION OF JUSTICE:
Department of Justice:
National Institute of Corrections
Justice assistance
Revolving fund
Crime victims fund
Department of Housing and Urban Development:
Fair housing activities
Equal Employment Opportunity Commission:
Equal Employment Opportunity Commission
Other Independent Agencies:
State Justice Institute
Total, administration of justice..
GENERAL GOVERNMENT:
Executive Office of the President:
Salaries and expenses


http://fraser.stlouisfed.org/
Federal Reserve -Q O - Q O1 O SI
9 09 8 of1St. LouisT
. Bank Q - 5
K

1989
actual

1990
estimate

OUTLAYS
1991

1989
actual

1990

3
34,604

34,858

40,230

44,927

51
5

65

70

6

50
5

64

6

37,392

43,526

48,371

36,679

42,928

10

11
9
19
569
20
308
2,252
2,121
4,738

10

12
7
19
445
18

12

8

19
395
19
289
2,145
1,926
4,471

15
360
19
320
1,384

2,210
4,523

282

2,075
1,940
4,437

40,230

6

8

21

410
18
312
2,308
2,123
4,850

3
11,140
1,383
361

10
11,693
1,393
323
463

4
12,625
1,050
323
1,000
825

1,656

1,701

1,930

1,714

1,701

3,138
5

2,555

7,098

6,154
5

6,858
5
59

1,519

1,788

773
42

22

532
47
58

6

4

11,166
1,393
370

1,074
73
1,706

1,793

558
46

400
73
127

250
1,826
1,847
150
200
71
143

4
12,085
1,372
348
346

114

130

125

125

136

29,474

31,860

38,307

32,523

35,403

83

98

110

83
*
41
2

36

134

144

156

127

142

2

3
491

3
512

3
235

320
*

125

125

76

110

12

12

7

10

20

20

20

20

672

347

473

257

10
393

662

2

11

A-128

THE BUDGET FOR FISCAL YEAR 1991
Table F-32. FEDERAL GRANTS TO STATE AND LOCAL GOVERNMENTS—BUDGET AUTHORITY AND OUTLAYS '—Continued
(In millions of dollars)
BUDGET AUTHORITY
Function, agency and program

Department of Agriculture:
Forest Service permanent appropriations
Department of Defense—Civil:
Corps of Engineers permanent appropriations
Department of the Interior:
Payments in lieu of taxes
Bureau of Land Management permanent appropriations
Payments to States—mineral leasing receipts
National wildlife refuge fund
Administration of territories
Trust Territory of the Pacific Islands
Payments to the U.S. territories
Department of the Treasury:
General revenue sharing
Internal revenue collections for Puerto Rico
Miscellaneous permanent appropriations
Department of Energy:
Payments to States under the Federal Power Act
District of Columbia:
Federal payment to the District of Columbia

1989
actual

1990
estimate

OUTLAYS
1991
estimate

1989
actual

1990
estimate

1991
estimate

366

362

361

365

6

5

5

5

6

5

105
117
432
13
90
28
80

105
130
471
15
74
33
70

105
149
483
15
68
31
75

104
115
432
13
69
46
80

105
222
458
15
81
34
70

105
149
497
15
65
31
75

272
116

272
129

272
135

308
129

272
129

272
135

2

2

2

2

2

2

558

538

540

538

558

549

2,208

2,245

2,204

2,315

2,266

121,896

Total, grants-in-aid

363

2,190

Total, general government

371

132,679

142,681

121,804

133,836

143,883

*

* $500 thousand or less.
1 For additional information on aid to State and local governments, see the introduction to "Budget Trends."

Table F-33. DIRECT LOAN WRITE-OFFS AND GUARANTEED LOAN TERMINATIONS FOR DEFAULTS
In millions of dollars
Agency or Program

Actual 1989

Total write-offs..
Guaranteed loans.Commodity Credit Corporation
Agricultural credit insurance (FmHA)
Rural development insurance fund (FmHA).
Economic development revolving fund
Guaranteed student loans
Federal Housing Administration fund
MARAD ship financing fund
VA loan guarantee revolving fund
VA Guaranty and indemnity fund
Small business assistance
Other
Total terminations..
1

Average of loans outstanding over year.




2,475
60
20
282

193
114
23

Estimated

Actual 1989

1990

Direct loans:
Agricultural credit insurance (FmHA)...
Rural housing insurance fund (FmHA)..
Economic development revolving fund...
Guaranteed student loans
Other Department of Education loans....
Federal Housing Administration
MARAD ship financing fund
Small business assistance:
Business loans
Disaster loan fund
Other

As percentage of outstanding loans 1

Estimated
1991

3,100
112
25
157
50
213

1990

3,100
128
15
243
52
207

10.31
0.22
5.94
4.55
41.51

2.21

14.92
0.40
8.53
2.15
19.16
3.59

1.80

330
125
65

305
105
79

293
129
111

8.23
4.08
0.05

8.14
3.31
0.06

3,687

4,146

4,278

1.72

2.01

221

167
115
39
2
2,130
6,720
99
1,544
41
545

0.07
2.58
6.71
2.64
4.08
1.88

64
105
3
1,960
5,881

2,116
479

83
43
4
2,109
7,202
148
1,834

1

122

481
76

10,734

12,202

61

4.67
0.24

2.69
1.85
3.02
3.60
4.21
2.11
4.29
1.24
0.02
4.21
0.21

11,463

1.83

2.00

1.40

18.32
0.45
5.80
2.95
27.66
3.03

PERSPECTIVES AND BUDGET TRENDS

A-129

Table F-34. CREDIT BUDGET: NEW DIRECT LOAN OBLIGATIONS AND GUARANTEED LOAN COMMITMENTS BY FUNCTION
(In millions of dollars)
Direct loan obligations
Function

150
270
300
350
370
400
450
500
550
600
700
800

1989
actual

1990
estimate

Guaranteed loan commitments
1991
estimate

1,903
1,163
53
8,160
3,018
46
787
30
*

1.830
2,095
62
7.831
3,033
46
2,551
30

1,276
500
5
7,926
2,144
48
795
5

1
1,074

7
866

1
741

16,235

18,351

1989
actual

13,440

1990
estimate

1991
estimate

Total 1

11,018

12,340
500

11,009
1,100

5,357
61,678

8,537
68,185

8,250
79,998

284
11,895
321

484
12,663
250

405
12,614
185

14,416
397

15,032
635

15,752
450

105,366

118,627

129,763

55,118

International affairs
Energy
Natural resources and environment
Agriculture
Commerce and housing credit 1
Transportation
Community and regional development
Education, training, employment, and social services
Health
Income security
Veterans benefits and services
General government

81,714

80,000

ADDENDUM
Secondary guaranteed loans

* $500 thousand or less.
1 Commitments by GNMA to guarantee securities that are backed by loans previously insured or guaranteed by the Federal Housing Administration, Department of Veterans Affairs, or Farmers Home Administration (secondary guarantees) are
excluded from the totals and shown in the addendum.

Table F-35. CREDIT BUDGET PROGRAMS SUBJECT TO AND EXEMPT FROM APPROPRIATIONS ACTS LIMITATIONS
(In millions of dollars)
Direct loan obligations
1989

1990

Guaranteed loan commitments
1991

1989

1990

1991

8,667
-2,433

117,419
-55,280

87,990
-10,402

100,887

7,287
11,064

3,856
9,585

62,139
43,227

77,589
41,038

100,887
28,877

18,351

13,440

105,366

118,627

129,763

144,000
-88,882

81,714

80,000

55,118

Total 1

4,206
-350

16,235

Loans subject to limitation
Loans exempt from limitation

8,275
-987

6,235
10,001

Limitations enacted
Less: Unused balance of limitation, expiring

81,714

80,000

ADDENDUM
Secondary guarantees limitation enacted.
Less: Uncommitted limitation
Secondary guarantees subject to limitation

Commitments by GNMA to guarantee securities that are backed by loans previously insured or guaranteed by the Federal Housing Administration, Department of Veterans Affairs, or Farmers Home Administration (secondary guarantees) are
excluded from the totals and shown in the addendum.
1

Table F-36. CREDIT APPROPRIATIONS ACTS LIMITATION

Table F-36. CREDIT APPROPRIATIONS ACTS LIMITATION—Continued

(In millions of dollars)

(In millions of dollars)

Agency or Program

Limitations on direct loan obligations:
Foreign military financing
Overseas Private Investment Corporation
AID, private sector revolving fund
Agricultural credit insurance fund
Rural housing insurance fund
Rural development insurance fund
Rural development loan fund
Rural electrification and telephone revolving fundRural telephone bank
Education
Health resources and services
FHA fund
Housing for elderly or handicapped
Nonprofit sponsor assistance
Bureau of Reclamation, loan program
Bureau of Indian Affairs




Estimate

Actual
1989

Agency or Program
1990

1991

1,569
1,845
429
14
2,204
177
30
*

404
20
3
1,624
1,906
445
19
1,794
177
30

563
1,027
346
30
200
125
5

103
480

87
473

152
283

410
23

12

1

28

1
31

23

1

5
9

Highways and mass transportation
AMTRAK corridor improvement loans
Veterans Affairs, mortgage insurance and other
SBA, business loan and investment fund
SBA, Disaster loan fund
Export-Import Bank
National Credit Union Administration, central liquidity
facility
Total, limitations on direct loan obligations..
Limitations on guaranteed loan commitments:
Overseas Private Investment Corporation
AID private sector revolving fund
AID housing and other guarantee programs
CCC: Export credits
Agricultural credit insurance fund
Rural housing insurance fund

Actual
1989

Estimate
1990

1991

48

695

612

5
285
500

600

600

600

8,667

8,275

4,206

175
50
125

212

2,776

3,038

185
125
100
5,500
2,750
594

91
100

A-130

THE BUDGET FOR FISCAL YEAR 1991
Table F-37. COMPARISON OF ENACTED LIMITATIONS WITH ACTUAL LOAN LEVELS
FOR SELECTED 1 GUARANTEED LOAN PROGRAMS IN 1989

Table F-36. CREDIT APPROPRIATIONS ACTS LIMITATION—Continued
(In millions of dollars)
Actual
1989

Agency or Program

96

Rural development insurance fund
Rural electrification and telephone
Rural telephone bank
Economic development assistance
Health profession graduate student loans
FHA fund
Community development and other
Bureau of Indian Affairs
SBA, business loan and investment fund
Export-Import Bank

(In millions of dollars)

Estimate
1990

193

188

73,838
142

100
1,100
200

188

96,000
144

1991

185
75,000

17,866

Total, limitations on guaranteed loan commitments..

10,191

45
4,403
10,599

117,419

87,990

81,714

Guaranteed loan commitments:
Agricultural credit insurance fund (FmHA)
Economic development assistance
Federal Housing Administration fund
GNMA, guarantees of mortgage-backed securities
Export-Import Bank

2,776
188
96,000
144,000
17,866

Unused
balance of
limitation

1,591
3
54,394
55,118
5,602

1,185
185
41,606
88,882
12,264

100,887

144,000

Actual loan
commitments

Enacted
limitation

Agency or Program

80,000

1

Programs with a significant gap between enacted limitation and actual loan commitments.

ADDENDUM
Secondary guaranteed loan commitment limitations:
GNMAf guarantees of mortgage-backed securities

Table F-38. LOAN ASSET SALES AND PREPAYMENTS
(In millions of dollars)
1989
Agency or program

Face value

1990

Gross proceeds

Face value

1991

Gross proceeds

Face value

Gross proceeds

PROCEEDS THAT REDUCE THE DEFICIT FOR G-R-H PURPOSES
Routine and Ongoing in 1986:
Sales:
VA-Vendee loans
Enacted by Legislation that counts for G-R-H purposes:
Sales:
Education—college housing (junior certificate)
Agriculture—rural housing insurance fund (junior certificate)

700

433

649

551

525

447

27
350
700

433

649

928

525

447

1,663
97

1,082
83

238

137

57

18

Subtotal, prepayments

1,760

1,165

238

137

57

18

Subtotal, G-R-H

2,460

1,598

887

1,065

582

465

79

55
430

236

430

236

Subtotal sales
Prepayments:
Agriculture—rural development insurance fund
Transportation—railroad rehabilitation

PROCEEDS THAT DO NOT REDUCE DEFICIT FOR G-R-H PURPOSES
Sales:
Commerce—Economic Development Administration
Education—college housing
HUD:
FHA (single family)
GNMA1
Subtotal sales not in base
Prepayments:
Funds Appropriated to the President—Foreign Military Sales
Agriculture:
Rural Electrification Administration
Rural development insurance fund

30

25
(25)

30

25

79

55

5,935

5,935

1,747

1,747

500
13

500
13

5,935

5,935

2,260

2,260

Subtotal, not in base

5,965

5,960

2,339

2,315

430

236

Grand total sales and DreDavments

8,425

7,558

3,226

3,380

1,012

701

Subtotal, prepayments not in base

1

Recourse sale. Proceeds are not included in either GRH or budget.




A-131

PERSPECTIVES A N D BUDGET T R E N D S
Table F-39. DIRECT LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT
(in millions of dollars)
Estimate

Actual 1989

Agency or Program

1990

Funds Appropriated to the President:
Economic support fund

Foreign military financing..

Guarantee reserve fund (foreign military sales defaults).

AID private sector revolving fund.

AID housing & other credit guarantees..

AID miscellaneous appropriations..

Agriculture:
Agricultural credit insurance fund (FmHA).

1993

1994

116
33
6,401

60
-57
6,344

42
-77
6,268

26
-93
6,175

17
-102
6,072

7
-112
5,961

Obligations
Loan disbursements
Change in outstandings..
Outstandings

410
2,121
-5,959
13,606

404
2,155
-1,082
12,524

1,606
476
13,000

894
210
13,210

127
-763
12,447

43 .
-1,118
11,329

1,109
452
2,415

770
499
2,914

778
587
3,501

735
486
3,987

754
405
4,391

766
282
4,673

23
11
5
56

20
19
5
61

23
20
7
69

24
10
78

25
18
6
85

26
18
7
92

Obligations
Loan disbursements..
Change in c
Outstandings..

3
115
120
3,986

181
147
4,133

119
76
4,209

79
25
4,234

52
4,216

34
-46
4,170

Obligations
Loan disbursements..
Change in i
Outstandings..

-677
7,867

-371
7,496

-373
7,123

-381
6,742

-360
6,382

-364
6,018

3
13
8
32

10
7
39

74
36
176

85
37
213

299
1,092
1,021
-2,935
22,547

Obligations
Loan disbursements..
Change in c
Outstandings..
Loan disbursements
Change in outstandings
Outstandings

AID development loans revolving fund.,

1992

Obligations
Loan disbursements
Change in outstandings..
Outstandings

Overseas Private Investment Corporation..

AID functional development assistance..

1991

Obligations
Loan disbursements
Change in outstandings..
Outstandings
Obligations
Loan disbursements..
Change in i
Outstandings..

58
21
140

Obligations
Loan disbursements..
Change in t
Outstandings..
Obligations
Loan disbursements
Change in outstandings..
Outstandings

20

-18

1

1

-4
32

-4
28

36
248

34
283

77
33
316

-9
290

-9
281

-9
in

-9
263

1,199
1,142
-3,548
18,998

664
601
-4,144
14,854

600
512
-1,558
13,295

550
456
— 1,570
11,726

500
410
-1,555
10,171

82

Rural housing insurance fund (FmHA).,

Obligations
Loan disbursements..
Change in t
Outstandings..

2,253
1,959
769
27,867

2,246
1,863
528
28,394

1,440
1,284
-223
28,171

1,329
1,022
-518
27,653

1,217
900
-656
26,997

1,154
802
-761
26,237

Rural development insurance fund (FmHA)..

Obligations
Loan disbursements..
Change in i
Outstandings.

429
463
-1,343
3,798

445
363
248
4,046

346
386
286
4,332

296
390
282
4,614

296
355
240
4,854

246
329
207
5,061

Rural development loan fund (FmHA)..

Obligations
Loan disbursements
Change in outstandings..
Outstandings

14
4
2
34

19
10
44

30
18
16
60

30
26
22
82

30
28
23
106

30
30
24
130

Obligations
Loan disbursements
Change in outstandings..
Outstandings

133
865

24
889

Short and medium term export loans (CCC).




12

- 2

887

11

-26

898

872

A-132

THE BUDGET FOR FISCAL YEAR 1991
Table F-39. DIRECT LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(in millions of dollars)

Commodity loans (CCC)

1990

Obligations
Loan disbursements..
Outstandings..

Storage facility loans (CCC)..

Estimate

Actual 1989

Agency or Program

7,068
7,068

-3,421
4,908

1991

6,633
6,633

—887
4,022

1992

1993

7,262
7,262

7,235
7,235

2,962

3,131

-1,059

169

1994

6,873
6,873
-116
3,015

6,669
6,669

-159

2,857

Obligations
Loan disbursements..

Change in c

- 2

Outstandings..
Rescheduled guaranteed loans (CCC)..

Obligations
Loan disbursements..

Change in c

Outstandings..

Public Law 480 long-term export credits-

Obligations
Loan disbursements

Change in outstandings..
Outstandings

Rural electrification and telephone revolving fund-

Obligations
Loan disbursements..

Change in c

Outstandings..
Rural telephone bank-

Obligations
Loan disbursements ..

Change in i

Outstandings..
Commerce:
Economic development revolving fund..

Obligations
Loan disbursements..

Change in i

4

206

251

364

192

292

204

193

195

144

3,118

3,482

3,774

3,967

4,112

4,226

767
734

790
790

752
752

780
780

807
807

833
833

572

605

539

560

597

EDA miscellaneous appropriations ..

12,809

13,348

13,907

14,505

15,138

878
1,108

1,800
1,145

201
1,079

102

35,126

36,883

616
-366

52
452

35,129

152
816
-120
36,763

36,397

35,819

177
97

177
120

125
124

125
129

125
129

125
130

1,485

1,579

1,674

1,772

1,865

1,952

775

72

-45

3

-4

94

-42

4

1,757

95

98

2

—27

92

2

1

314

111

- 6

- 6

245

239

234

- 2

—577

87

-5

228

Obligations
Loan disbursements..

Change in t

Outstandings..

NOAA coastal energy impact fund.

634

12,204

- 2

Outstandings..

199

114

- 2

-80

80

Obligations
Loan disbursements..
- 2

Outstandings..
NOAA Federal ship financing fund (fishing vessels)..

84

82

Obligations
Loan disbursements

10

10

10

10

31

38

45

52

1,576

1,528

1,480

Change in outstandings..

7

Outstandings

Defense:
Navy industrial fund..

Obligations
Loan disbursements ..

Change in t

Outstandings..
Education:
Guarantees of SLMA obligations.

Obligations
Loan disbursements..
Outstandings..

Guaranteed student loans.

Obligations
Loan disbursements..

Change in t

Outstandings..

National direct student loans-




-38

1,721

Obligations
Loan disbursements ..
Outstandings..

4,910
1,859

1,198

1,672

-30

283

7

7

-48
1,624

-30

-30

7

-49

-30

-30

4,850

1,018

-64
219

4,820

4,790

4,760

2,022

1,917

1,8

1,905

8,684

2,001

6,790

-320

78

9,241

9,553

9,650

-67

—27

-39

-19

876

152

557

125

312

86

97

67

A-133

PERSPECTIVES A N D BUDGET TRENDS
Table F-39. DIRECT LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(in millions of dollars)
Estimate

Actual 1989

Agency or Program

1990

1991

1992

1993

1994

1995

College housing & academic facilities

Obligations
Loan disbursements
Change in outstandings
Outstandings

30
20
20
24

30
59
59
84

5
42
42
125

4
38
37
162

3
15
13
176

2
9
7
183

1
4
1
183

College housing loans

Obligations
Loan disbursements
Change in outstandings
Outstandings

11
—25
679

30
-2
677

25
—397
280

20
6
287

10
-5
281

-16
265

-18
247

Obligations
Loan disbursements
Change in outstandings
Outstandings

-13
15

Obligations
Loan disbursements
Change in outstandings
Outstandings

-8
103

Higher education

Higher education facilities loans and insurance

Energy:
ftpothprmal resources

Obligations
Loan disbursements
Change in outstandings
Outstandings

-10

-5
5

-6
98

-48
49

—3
46

—3
43

—3
40

—3
37

-50

Obligations
Loan disbursements
Change in outstandings
Outstandings

-1
4

*
4

*
3

*
3

*
3

*
2

*
2

Obligations
Loan disbursements
Change in outstandings
Outstandings

18
—3
121

15
7
128

6
-2
126

6
—3
123

5
-5
118

4
-6
112

3
-8
104

Obligations
Loan disbursements
Change in outstandings
Outstandings

-5
77

—3
74

*
74

-4
70

-3
66

-3
63

—3
60

Obligations
Loan disbursements
Change in outstandings
Outstandings

12
-5
509

12
-6
503

11
-6
497

11
- 7
490

11
- 7
483

11
-8
475

11
-9
467

Obligations
Loan disbursements
Change in outstandings
Outstandings

12
10
89

21
19
108

22
20
129

21
19
148

20
18
166

16
14
180

16
13
193

Obligations
Loan disbursements
Change in outstandings
Outstandings

22
91
159

44
43
202

39
38
239

34
32
272

39
36
308

-2
306

—3
303

Obligations
Loan disbursements
Change in outstandings
Outstandings

-42
1,995

-45
1,951

-47
1,903

-50
1,853

-52
1,801

-54
1,747

-58
1,689

Housing for the elderly or handicapped

Obligations
Loan disbursements
Change in outstandings....
Outstandings

478
397
357
7,220

473
460
416
7,637

283
405
359
7,995

253
562
514
8,509

258
467
416
8,926

242
481
428
9,353

245
239
184
9,537

GNMA pmprppnr.v mortgage Durchases

Obligations
Loan disbursements
Change in outstandings...
Outstandings

2
2

*
2

*
2

*
2

*
1

*
1

Rnnnpvillp Power Administration

Health and Human Services:
Medical facilities guarantees and loan fund

Hpalth maintenance organization loan fund

Hpalth rpsmirrps and services

Health professions graduate student insurance fund

Housing and Urban Development:
Flexible loan subsidy Droeram

Low-rent public housing




*

-34

THE BUDGET FOR FISCAL YEAR 1991

A-134

Table F-39. DIRECT LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(in millions of dollars)
Estimate
Actual 1989

Agency or Program

Payments on mortgage-backed securities

1990

Obligations
Loan disbursements

513

1991

936

1992

698

1993

315

Change in outstandings..
Outstandings

FHA mutual mortgage and cooperative housing insurance funds..

245
523

708

737

745

127
-62
684

212

2,199

124
67

168

1,154

Obligations
Loan disbursements..

186

29

61

1,501

-5,071

5,185

6,686

8

132

164

-55

-32

1,616

1,561

1,529

Change in outstandings..

28
903

5,366

38
838

48
814

Outstandings

5,366

5,502

5,591

Outstandings..
FHA general and special risk insurance funds.

Obligations
Loan disbursements

136

Change in t

5
5

5

20

Outstandings..

5

20
44

Nehemiah housing opportunity fundLoan disbursements ..

Rehabilitation loan fund..

Obligations
Loan disbursements

10
55

Change in outstandings..

—8

Outstandings
Revolving fund for liquidating programs..

629

84
84

44

41

21

—27

650

623

-68

555

555

Obligations
Loan disbursements

Change in outstandings..
Outstandings

- 2

29

29

Loan disbursements ..

Outstandings.

29

1
1
*
2

Nonprofit sponsor assistance.

Change in t
Interior:
Bureau of Reclamation loans..

90

Obligations
Loan disbursements..

28
24

31
25

1

5

2

2
*

3
3
*

Change in t

23

Outstandings..
BIA revolving fund..

24

16
14

84

107

120

120

120

Obligations
Loan disbursements..

12

13
15
7
114

9
9

9
9

2

*

9
9
*

116

116

116

m

Outstandings
BIA loan guaranty & insurance fund-

11
5
106

Obligations
Loan disbursements..

Q

Change in c

Outstandings..
Transportation:
Railroad rehabilitation and improvement financing..

Obligations
Loan disbursements ..

Change in c

Outstandings..
Federal-aid highways trust fund-

Obligations
Loan disbursements..

Change in i

25

5

10
-90

-236

372

2

136

-57

80

80

-19

Outstandings..
Right-of-way revolving fund-

Obligations
Loan disbursements..

Change in c

Outstandings.
Miscellaneous expired accounts (WMATA).




46
28

48
48

-11

90

90

90

90

90

177

177

177

177

177

Obligations
Loan disbursements..

Change in c

Outstandings.

A-135

PERSPECTIVES AND BUDGET TRENDS
Table F-39. DIRECT LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(in millions of dollars)

Aircraft purchase loan guarantees

Estimate

Actual 1989

Agency or Program

1990

1992

1991

1994

1993

Obligations
Loan disbursements..

Change in c

Outstandings.
MarAd Federal ship financing fund.,

Obligations
Loan disbursements..

Change in c

Outstandings.
Amtrak corridor improvement loans-

49

49

49

-34
1,261

141

150

100

91

91

1,402

1,493

733
856
180
1,575

1,072
1,264

864
1,020

1,188

1,395

96

1
1

Obligations
Loan disbursements..

Change in c

Outstandings..

-16

60

208

-14

Obligations
Loan disbursements..

407
473

311
348

1,678

1,704

1,693

93
94

175
176

91

103

26

-11

-11

34

45

79

1
1

1
1

2

8

Obligations
Loan disbursements

6

5

—3

Obligations
Loan disbursements

31
37

26

Change in outstandings..

30

17

Outstandings

89

107

844
101
1,096
74
559

5
551

2

-1,096

Obligations
Loan disbursements..

569

Outstandings.

995

Change in c

Loan disbursements..

Change in c

Outstandings.
Obligations
Loan disbursements..

Change in c

Outstandings..
Small business development companies

682

38

Outstandings

Small business investment companies

591

45

Change in outstandings..

Small business:
Business and investment loans

1,766

46

Outstandings..

NASA..

1,675

1
1

Change in t

Environmental Protection Agency:
Abatement, control, and compliance-

1,584

38
38

Obligations
Loan disbursements..
Outstandings..

Other veterans programs

100

91

2

Change in c

Guaranty and indemnity fund

100

2

Outstandings..

Direct loan revolving fund

49

3
2

Obligations
Loan disbursements..

Change in c

Veterans Affairs:
Vendee loans and loans repurchased from the public

49

49

Obligations
Loan disbursements.,

Change in c

96

82
567
-128
2,517

-95
i m

2,343

-77

-95

-85

555

-72

460

1
-60

— 79

375

-50

-10
86

5
578

-10
76

5

6

618
15

654

2,309

2,324

2,369

-75

-75

-65

-34

300

—50

225

-40

45

160

-40

Outstandings..




689

639

599

559

Obligations
Loan disbursements ..

147
135

-393

1,813
1,158

307
242

318
250

2,868

3,484

285
477
-122
3,362

296
233

Outstandings..
Farm Credit System Financial assistance corporation trust fund

739

Change in i

Disaster loans

799

616

-332

—271

-222

3,030

2,759

2,537

Obligations
Loan disbursements ..

Change in t

Outstandings..

2,592 .
2,592

2,592

THE BUDGET FOR FISCAL YEAR 1991

A-136

Table F-39. DIRECT LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(in millions of dollars)

Federal Deposit Insurance Corporation..

Estimate

Actual 1989

Agency or Program

1990

Obligations
Loan disbursements..

1991

1992

1993

1994

2,120
-3,649

Outstandings
FDIC Bank insurance f u n d 1 .

Obligations
Loan disbursements..
Outstandings.

Loans to the District of Columbia..

Obligations
Loan disbursements..

-2,124
2,317

-34

193

-33

-94
188

-35

—37

-39

-37

Outstandings..
Export-Import Bank..

652

619

584

547

508

471

Obligations
Loan disbursements..

695
686

612
886

500
802

520
603

539
483
-288
8,405

558
458

Change in c
Federal Savings and Loan Insurance Corporation..

-521

—246

Outstandings..

9,385

9,139

Obligations
Loan disbursements..

-190

-255

8,949

8,693

-251

8,155

12
12
-1,852

Outstandings..
FSLIC Resolution fund ]

Obligations
Loan disbursements..
1,858
1,858

-50

Change in t

39
38

34

39
5
*

Outstandings.

39
153
153
- 7
114

Change in c

Outstandings..
National Credit Union Administration:
Share insurance fund

Central liquidity facility..

Obligations
Loan disbursements..

Obligations
Loan disbursements..

Change in c

Outstandings..
Community development credit union revolving loan fund.

-50

-50

1,758

-50

1,708

-50

1,658

1,608

15
10

20
10

15
5

22

39

15

20

15

200
175

250
188

100
100

100
100

-1

-1

1

1

112

113

114

115

44
44

38
38

35
35

113

-24

5

-5

15
7
22
100

100
1

Obligations
Loan disbursements

Change in outstandings..
Outstandings
Tennessee Valley Authority:
Power program

47
47

- 8

—6

Outstandings..

176

168

162

41
41
- 7
155

Obligations
Loan disbursements..

239
239

244
244

254
254

255
255

2,295

2,378

2,401

2,391

1

1

Obligations
Loan disbursements..

Change in t
Seven States..

Change in t

Outstandings..
Area and regional development..

-85

132

50
50

84

23

-10

- 8

- 8

147

139

316
316
*

327
327

2,392

— 17
2,375

Obligations
Loan disbursements..

Change in i

Outstandings..
Other agencies and programs-

Obligations
Loan disbursements

Change in outstandings..
Outstandings

Grand total, net direct loans..

Obligations
Loan disbursements..

Change in i

Outstandings..

1




1
1

-85

2,513

-64

598

3,110

3,046

18,351
26,728

13,440
22,091

12,962
19,589

12,056
16,892

-2,280

-349

12,431
17,514

202,618

202,269

204,791

201,2991

16,235
26,043

207,226

1
1

759

—79

-14,639

2

17
-77
682

838

* $500 000 or less
1 Direct loan obligations and disbursements for these programs represent increases in their holdings of loan assets rather than cash disbursements.
estimate includes a reduction of $1.1 billion arising from an appropriation for NASA to repay debt to the FFB.

21991

1

21

21
-55

-2,283

204,944

2,522 -3,492

197,027

A-137

PERSPECTIVES AND BUDGET TRENDS

Table,F-40. GUARANTEED LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT
(In millions of dollars)

Funds Appropriated to the President:
Foreign military financing

1990

Commitments
New guaranteed loans....

Change in outstandings..

Outstandings
Overseas Private Investment Corporation..

Commitments
New guaranteed loans....

Change in outstandings..
Outstandings

AID private sector revolving fund..

Estimate

Actual 1989

Agency or Program

Commitments..
New guaranteed loans..

5,086
6,357
6,006
8,650
175
81
20
386

Change in c

1,540

10,190

212

98

52

-486

9,704
185
215

155

1993

-534

9,170
192
241

1994

-568

8,602

1995

-577

8,025

-606

7,418

200
288

206
173

213
179

742

903

930

950

150

160

28

20

438

592

91
35

125
101

125
178

125
267

125
355

125
442

79

153

238

326

414

100
163

100
148

100
137

100
129

100
124

100
120

23

Outstandings..
Commitments
New guaranteed loans..

1,747
1,815

1992

23

50

Change in t

AID housing and other credit guarantees..

1991

105
176

146

117

56

98

73

78

85

73

88

69

88

55

Outstandings..
Agriculture:
Agricultural credit insurance fund (FmHA).

1,555

1,673

1,771

1,849

1,922

1,991

2,046

Commitments
New guaranteed loans..

2,139
1,030
202
3,708

3,037
2,507

2,750
2,857

2,750
2,888

2,750
2,834

2,750
2,810

2,750
2,750

5,285

6,810

7,983

8,811

9,404

9,789

594
416

694
652

744

794
778

844
828

37

444

1,085

1,796

2,547

3,334

263
197

160
317

150
142

175
126

200
129

1,404

1,497

1,427

1,361

1,313

225
157
7
1,320

500
500

1,100
110

1,150
335

1,200
625

1,250
872

1,280
1,073

1,362

1,685

2,297

3,153

4,203

200
20

200
60

200
110

200
150

200
180

20

80

5,500
5,500

5,500
5,500

7,240

9,170

3
3

35
35

104

118

93
93

100
100

366

419

Commitments
New guaranteed loans..

11,895
10,390

12,663
11,054

12,614
11,019

13,440
11,738

14,187
12,393

14,854
12,980

15,548
13,592

Outstandings..

48,522

51,768

54,298

56,920

59,668

62,594

65,546

Change in c

Outstandings..
Rural housing insurance fund (FmHA).

Commitments
New guaranteed loans.,

Change in c

Outstandings..

Rural development insurance fund (FmHA).

CommitmentsNew guaranteed loans..

Change in i

Outstandings..
Rural electric and telephone revolving fund..

Commitments
New guaranteed loans..

Change in t

Outstandings..

Rural telephone bank.

1,577

*

-8

41

99
106

-248

1,440

-311

2,557

-5

-36

286

2,844

Commitments..
New guaranteed loans..

Change in L

Commitments
New guaranteed loans..

Change in c

Outstandings..
Commerce:
Economic development programs..

3,218
3,749

2,321

Commitments
New guaranteed loans..
-20

Outstandings..
NOAA, Federal ship financing fund (fishing vessels).

Commitments
New guaranteed loans..

Change in t

Outstandings..

Education: Guaranteed student loans..




Change in t

408

93

-1,482

20

Outstandings..
Commodity Credit Corporation export credits..

1,525

51

3,436

1,931

14

53

3,246

1,173

641

-69

323

60

828

111
711

-67

612

110

593

751

-48

856

149

385

787

1,050

178

190

339

518

5,500
5,500

5,500
5,500

5,500
5,500

5,500
5,500

10,826

11,706

11,934

12,136

12,386

-17

-14

-12

-10

-8

1,656

101

-40
379

2,530

879

86

-40
338

2,623

229

74

-40
298

2,748

201

64

-40

258

2,925

250

56

-40

218

2,952

THE BUDGET FOR FISCAL YEAR 1991

A-138

Table F-40. GUARANTEED LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(In millions of dollars)

Health and Human Services:
Medical facilities guarantees and loan fund-

Estimate

Actual 1989

Agency or Program

1990

Commitments
New guaranteed loans..

Change in c

-51

1991

-65

1992

-56

1993

-76

-101
304

-101
203

140

120
120
75

60
60

50
50

2,221

2,296

2,311

2,321

-325

-350

-375

-400

-425

5,409

5,059

4,684

4,284

3,859

-12
38

—16

-14

-1

-1

50

22

9

54,394
46,817

63,588
52,120

62,000
46,880

56,000
47,536

Outstandings..

602

537

481

405

Commitments
New guaranteed loans..

321
260

23

250
250

185
185

208

1,873

2,081

Change in i

-264

Outstandings.

Health professions graduate student insurance fund..

5,734

-9

Change in c

Outstandings..
Housing and Urban Development:
Low-rent public housing

Revolving fund (liquidating).

Commitments
New guaranteed loans..

Commitments
New guaranteed loans..

Change in i

Outstandings..
FHA mutual mortgage and cooperative housing insurance funds- Commitments
New guaranteed loans..

Change in t

Outstandings..
FHA general and special risk insurance funds..

25,278
326,036

29,541
355,577

Commitments
New guaranteed loans..

Change in c

Outstandings..
Interior:
BIA loan guaranty & insurance fund..

Commitments
New guaranteed loans..

Change in i

Outstandings..
Transportation:
MarAd Federal ship financing fund-

Outstandings..
Aircraft purchase loan guarantees ..

28,293

56,200
47,761

56,500
47,973

27,418

26,528

335,934

363,352

389,880

11,000

10,800

8,547

3,147

8,817

3,201

10,500
9,056

82,869

86,070

89,308

55,118
55,374

28,114

81,714
62,113

80,000
66,528

79,800
66,140

82,600
66,297

85,100
66,893

28,819

27,169

22,919

20,942

3,238

20,937

361,291

390,110

417,279

440,198

461,140

482,077

59
59

49

44
44

30

45
45

45
45

45
45

28

219

248

276

45
45
26
303

327

350

25

23

-298

-249

-249

-249

-249

3,304

3,055

2,807

2,558

2,309

-15

-262
3,602

-14

- 6

67

53

39

Outstandings..

Miscellaneous expired accounts (WMATA)..

1

307,641

79,723

Commitments
New guaranteed loans..

820

820

820

820

Commitments
New guaranteed loans..

397
397

635
635

450
450

450

660
660
660

1,932

2,592

Outstandings..

9

79,723

Commitments
New guaranteed loans..

Change in t

-47,936

15

13,000
9,546

Commitments
New guaranteed loans..
Outstandings..

GNMA mortgage-backed securities..

1994

—3

22

19

820

820

Commitments
New guaranteed loans..

Change in t

Payments to the Financial Assistance Corporation ..

Change in i
Biomass energy development.




397

635

Outstandings..

847

1,482

Commitments
New guaranteed loans..

Change in c

Outstandings..

-502

-2,592

A-139

PERSPECTIVES A N D BUDGET TRENDS
Table F-40. GUARANTEED LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(In millions of dollars)

Veterans Affairs:
Loan guarantee revolving fund

Guaranty and indemnity fund

Small business:
Business and investment loans

Pollution control equipment guarantees

Disaster loans

Estimate

Actual 1989

Agency or Program

1990

Commitments
New guaranteed loans
Change in outstandings
Outstandings

1991

1992

1993

1994

1995

Commitments
New guaranteed loans
Change in outstandings
Outstandings

3,873
3,225
-8,015
144,084

525

435

312

238

180

-10,456
133,628

-9,389
124,239

-8,551
115,687

-7,807
107,881

-7,078
100,802

11,159
11,159
11,024
11,024

14,416
14,416
2,394
152,099

15,227
15,227
14,924
25,948

14,051
14,051
13,312
39,260

13,967
13,847
12,611
51,871

14,262
14,115
12,393
64,264

14,521
14,298
12,176
76,440

4,403
4,119
1,388
13,673

4,551
4,600
1,741
15,414

4,701
5,201
1,990
17,404

4,813
5,887
2,285
19,689

4,962
6,674
2,631
22,320

Commitments
New guaranteed loans
Change in outstandings
Outstandings

3,696
3,315
1,091
10,801

4,496
3,688
1,261
12,062

Commitments
New guaranteed loans
Change in outstandings
Outstandings

1
-19
243

-20
223

*
1

1

1

*

*
1

*
*

*
*

*
*

10,191
6,607
439
5,275

10,599
7,342
558
5,834

11,023
7,870
603
6,437

11,431
8,283
618
7,055

11,820
8,628
617
7,671

12,186
8,935
606
8,277

-100
4,349

-100
4,249

-100
4,149

-100
4,049

-100
3,949

*

*

*

*

*

*

1

1

1

5

5

5

Commitments
New guaranteed loans
Change in outstandings
Outstandings

*

Export-Import Bank

Commitments
New guaranteed loans
Change in outstandings
Outstandings

5,602
5,507
-867
4,836

Federal Savings and Loan Insurance Corporation

Commitments
New guaranteed loans
Change in outstandings
Outstandings

3,482
3,482
-1,736

FSLIC Resolution fund

Commitments
New guaranteed loans
Change in outstandings
Outstandings

4,549
4,549

-100
4,449

Commitments
New guaranteed loans
Change in outstandings
Outstandings

12
12
10
12

1
1
- /
5

-3
2

4
3
5

NCUA, Credit union share insurance fund

Tennessee Valley Authority:
Power program

Other agencies and programs

Subtotal, guaranteed loans (gross)

Less secondary guaranteed loans:1
GNMA guarantees of FHA/VA/FmHA pools




Commitments
New guaranteed loans
Change in outstandings
Outstandings

*

-1

Commitments
New guaranteed loans
Change in outstandings
Outstandings

123
73
44
709

142
100
59
768

100
41
810

100
21
831

-110
721

-91
630

-108
522

Commitments
New guaranteed loans
Change in outstandings
Outstandings

160,484
151,700
69,781
948,960

200,340
161,946
71,959
1,020,918

209,763
171,126
69,756
1,090,675

201,987
171,545
65,928
1,156,603

205,297
173,312
59,581
1,216,184

209,307
176,519
62,238
1,278,422

213,205
179,688
63,461
1,341,883

Commitments
New guaranteed loans
Change in outstandings
Outstandings

55,118
55,374
28,114
361,291

81,714
62,113
28,819
390,110

80,000
66,528
27,169
417,279

79,800
66,140
22,919
440,198

82,600
66,297
20,942
461,140

85,100
66,893
20,937
482,077

87,500
67,406
22,094
504,172

THE BUDGET FOR FISCAL YEAR 1991

A-140

Table F-40. GUARANTEED LOAN TRANSACTIONS OF THE FEDERAL GOVERNMENT—Continued
(In millions of dollars)
Estimate

Actual 1989

Agency or Program

1990

1992

1991

1994

1993

1995

Commitments
New guaranteed loans

105,366
96,326

118,627
99,834

129,763
104,598

122,187
105,405

122,697
107,015

124,207
109,626

125,705
112,283

Outstandings

Subtotal, guaranteed loans (net)

587,669

630,809

673,396

716,405

755,044

796,344

837,711

2

*
2

*
2

2

1

*

#
1

Change in outstandings

Less guaranteed loans held as direct loans: 2
By GNMA

41,667

Commitments
New guaranteed loans

43,140

-34

Change in outstandings

2

Outstandings

42,587

43,009

38,639

41,301

*

41,367

Commitments
New guaranteed loans

105,366
96,326

118,627
99,834

129,763
104,598

122,187
105,405

122,697
107,015

124,207
109,626

125,705
112,283

Outstandings

Total, primary guaranteed loans

587,669

630,807

673,394

716,403

755,042

796,343

837,710

Change in outstandings

41,702

43,138

42,587

43,009

38,639

41,301

41,367

* $500,000 or less.
1 Loans guaranteed by the Federal Housing Administration, the Veterans Administration, or the Farmers Home Administration are included above. GNMA places a secondary guarantee on these loans, so they are deducted here to avoid double
counting.
When guaranteed loans are acquired by a budget account, they are counted as direct loans and shown in the direct loan table. Consequently, they are deducted from the totals in this table.

Table F-41. LENDING AND BORROWING BY GOVERNMENT-SPONSORED ENTERPRISES
(In millions of dollars)
Estimate
Enterprise

1989

1990

1991

LENDING
Student Loan Marketing Association..

Federal National Mortgage Association:
Corporation Accounts

Mortgage-backed securities..

Farm Credit:
Banks for cooperatives.

Farm Credit Banks-

Federal Home Loan Bank system:
Federal home loan banks

Federal Home Loan Mortgage Corporation:
Corporation accounts

Participation certificate pools]

Subtotal, lending (gross).,




Obligations
New transactions
Net change
Outstandings

6,054
6,054
2,248
22,828

6,962
6,962
2,775
25,603

8,006
8,006
3,401
29,004

Obligations
New transactions
Net change
Outstandings
Obligations
New transactions
Net change
Outstandings

19,934
19,140
5,101
109,718
77,694
59,906
41,724
208,894

22,533
21,782
8,126
117,844
73,152
72,055
49,891
258,785

21,656
21,413
8,494
126,338
73,658
72,553
49,515
308,300

Obligations
New transactions
Net change
Outstandings
Obligations
New transactions
Net change
Outstandings

60,726
60,726
147
9,875
24,373
22,522
-2,174
39,886

60,749
60,749
264
10,138
19,922
17,546
-527
39,359

63,742
63,742
712
10,850
20,369
18,068
278
39,637

Obligations
New transactions
Net change
Outstandings

244,973
244,973
9,545
151,107

218,026
218,026
8,495
159,602

204,944
204,944
7,985
167,588

Obligations
New transactions
Net change
Outstandings
Obligations
New transactions
Net change
Outstandings
Obligations
New transactions
Net change
Outstandings

6,879
6,879
5,208
20,650
61,444
61,444
37,256
257,939
502,076
481,644
99,056
820,897

2,552
2,552
-23
20,627
75,702
75,702
48,074
306,013
479,597
475,373
117,075
937,972

1,759
1,759
-275
20,352
68,241
68,241
38,330
344,343
462,375
458,726
108,440
1,046,412

A-141

PERSPECTIVES AND BUDGET TRENDS
Table F-41. LENDING AND BORROWING BY GOVERNMENT-SPONSORED ENTERPRISES—Continued
(In millions of dollars)
Estimate

Enterprise

1990

1989

Less loans between sponsored enterprises..

Less secondary funds advanced from Federal sources:
Student Loan Marketing Association from FFB 2

Tennessee Valley Authority to Fannie Mae..

Less guaranteed loans held as direct loans by:
Federal National Mortgage Association3

Federal home loan banks

Federal Home Loan Mortgage Corporation3....

Obligations
New transactions..
Net change
Outstandings
New transactions..
Net change
Outstandings
Obligations
New transactions..
Net change
Outstandings
Obligations
New transactions..
Net change
Outstandings
Obligations
New transactionsNet change
Outstandings
Obligations
New transactions..
Net change
Outstandings
Obligations
New transactions..
Net change
Outstandings
Obligations
New transactions..
Net change
Outstandings

558
1,497

1,497

-22

4,910

-2,732
27,963

-2,685
25,278

-2.989

Student Loan Marketing Association2

Less federally guaranteed loans to:
Financial Assistance Corporation..

Total lending..

4,457

2,249
17,918

2,805
20,723

Obligations
New transactions..
Net change
Outstandings

397
847

635
1,482

Obligations
New transactions..
Net change
Outstandings

Farm Credit Banks

148
4,457

502,076
481,644
101,505
763,217

479,597
475,373
116,342
879,559

Net change....
Outstandings..
Net change....
Outstandings..

7,009
32,036
47,245
320,401

2,771
34,807
57,360
377,761

Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..

397
847
636
11,520
360
42,148

635
1,482
328
11,848
-979
41,169

Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..

17,567
144,278

-15,871
128,407

8,133

8,135
20,374
20,374
48,830
333,826
113,450
957,809

BORROWING
Student Loan Marketing Association
Federal National Mortgage Association4
Farm Credit System:
Farm Credit System Financial Assistance Corporation
Banks for cooperatives
Farm credit banks
Federal Home Loan Bank system-.
Federal home loan banks
The Financing Corporation
Resolution Funding Corporation
Federal Home Loan Mortgage Corporation
Subtotal, borrowing (gross)
Less borrowing from other sponsored enterprises




43,709
284,996
121,331
844,359
558
1,497

2

1,497

A-142

THE BUDGET FOR FISCAL YEAR 1991
Table F-41. LENDING AND BORROWING BY GOVERNMENT-SPONSORED ENTERPRISES—Continued
(In millions of dollars)
Estimate

Enterprise
1989

Less borrowing from Federal sources:
Student Loan Marketing Association from FFB3
Tennessee Valley Authority to Fannie Mae..
Total borrowing from the public
Less investments in Federal securities
Less borrowing for guaranteed loans held as direct loans by:
Federal National Mortgage Association
Federal home loan banks
Federal Home Loan Mortgage Corporation..
Farm Credit Banks
Student Loan Marketing Association2
Less federally guaranteed loans to:
Financial Assistance Corporation..
Total borrowed..

Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..

1990

-22

4,910

- 2 2

4,910
601
10,770

4,888
2,408
13,178

Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..
Net change....
Outstandings..

-2,732
27,963
-2,989

-2,685
25,278

88

148
4,457

4,457

2,249
17,918

2,805
20,723

Net change....
Outstandings..

397
847

635
1,482

Net change....
Outstandings..

123,179
775,909

886,218

110,309

All new transactions are loans purchased from FHLMC corporation accounts.
All SLMA lending financed through the FFB has been counted in Table F-39 as direct loans. All SLMA loans are student loans guaranteed by ttie Federal Government and therefore counted in
Table F - 4 0 as guarantee.
3 The estimates for 1990 and 1991 are made by OMB.
4 Loans purchased at discount are recorded at their acquisition cost.
1

2




A-143

PERSPECTIVES AND BUDGET TRENDS
Table F-42. BUDGET AND BASELINE TOTALS BY CATEGORY
(Estimates in billions of dollars)

1990

PROPOSED BUDGET:
Defense:
Department of Defense
Other

1991

1993

1992

1994

1995

286.8
9.6

292.1
11.1

296.9
12.3

299.0
12.9

302.3
13.4

304.8
13.7

Total Defense
Nondefense Discretionary:
International
Domestic

296.3

303.3

309.2

311.9

315.7

318.6

17.3
184.2

19.2
194.4

20.3
202.3

19.7
207.5

20.2
212.2

20.8
215.7

Total, Nondefense Discretionary
Entitlements and Mandatory:
Social Security Benefits
Social Security Integrity and Debt Reduction
Food Stamps and Assistance to Puerto Rico
Postal Service off-Budget
Other

201.6

213.6

222.6

227.2

232.4

236.5

246.0

262.2

278.3

is.3
2.4
298.8

16.2
1.7
309.5

16.8
0.7
326.3

295.0
14.1
17.5
0.1
347.9

311.8
53.6
18.4
-0.1
368.1

328.7
101.8
19.3
-0.4
389.4

Total, Entitlements and Mandatory
Net Interest
Asset Sales
Proposed Fees and Other Collections
Other Undistributed Offsetting Receipts

562.5
175.6
-2.3
-36.5

589.7
173.0
-1.6
-5.6
-39.0

622.1
163.5
-1.4
-3.8
-40.7

674.7
157.0
-1.5
-5.2
-42.3

751.9
147.8
-1.4
-3.4
-44.9

838.8
136.1
-1.4
-4.9
-46.6

Total Outlays
Total Receipts

1,197.2
1,073.5

1,233.3
1,170.2

1,271.4
1,246.4

1,321.8
1,327.6

1,398.0
1,408.6

1,476.9
1,486.3

Deficit or Surplus

-123.8

-63.1

-25.1

5.7

10.7

9.4

286.8
9.6

296.0
10.5

307.1

11.0

317.2
11.4

328.8
11.8

340.3
12.2

Total Defense
Nondefense Discretionary:
International
Domestic

296.3

306.4

318.1

328.6

340.6

352.5

17.3
184.2

18.9
194.6

20.1
202.1

19.7
208.7

20.0
215.0

20.7
220.9

Total, Nondefense Discretionary
Entitlements and Mandatory:
Social Security Benefits
Social Security Integrity and Debt Reduction
Food Stamps and Assistance to Puerto Rico
Postal Service off-Budget
Other

201.5

213.6

222.3

228.5

235.0

241.7

246,0

262.2

278.4

295.0

311.9

328.7

15.3

0.2

298.8

323.3

345.9

372.1

396.2

421.8

Total, Entitlements and Mandatory
Net Interest
Asset Sales
Proposed Fees and Collections
Other Undistributed Offsetting Receipts

560.1
175.6
-2.3

585.7
173.7

624.3
165.9

667.1
161.3

708.1
154.5

750.4
146.1

BASELINE:
Defense:
Department of Defense
Other

-36.5

-38.4

-40.2

-41.8

-44.1

-46.2

Total Outlays
Total Receipts

1,194.8
1,072.8

1,241.0
1,156.3

1,290.4
1,234.9

1,343.6
1,323.5

1,394.0
1,401.9

1,444.5
1,480.8

Deficit or Surplus

-122.0

-84.7

-55.5

-20.1

7.9

36.3

-3.8
0.7

-10.2
1.3

-18.1
1.5

-26.5
1.6

-35.5
1.6

-3.2

-8.9

-16.7

-24.9

-33.9

0.2
-0.2

0.1
0.2

-1.2

0.2
-2.8

0.1
-5.2

0.4

-1.2

-2.6

-5.2

DIFFERENCE:
Defense:
Department of Defense
Other
Total Defense
Nondefense Discretionary:
International
Domestic

o.i

Total Nondefense Discretionary
Entitlements and Mandatory:
Social Security Benefits
Social Security Integrity and Debt Reduction
Food Stamps and Assistance to Puerto Rico
Postal Service off-Budget
Other

0.1

Total, Entitlements and Mandatory
Net Interest
Asset Sales
Proposed Fees and Other Collections
Other Undistributed Offsetting Receipts
Total Outlays
Total Receipts
Deficit or Surplus




-0.1
16-0
1.7
-13.7

16.8
0.7
-19.6

14.1
17.5
0.1
-24.2

53.6
18.4
-0.1
-28.1

101.8
19.3
-0.4
-32.4

2.4

4.0
-0.7
-1.6
-5.6
-0.6

-2.2
-2.4
-1.4
-3.8
-0.5

7.6
-4.3
-1.5
-5.2
-0.5

43.8
-6.8
-1.4
-3.4
-0.7

88.3
-10.0
-1.4
-4.9
-0.4

2.4
0.6

-7.7
13.9

-19.0
11.4

-21.8
4.1

4.0
6.7

32.5
5.6

-1.8

21.6

30.4

25.9

2.7

-26.9

2.4

-




FEDERAL PROGRAMS BY FUNCTION
Table G-l. BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM
(In millions of dollars)

Major missions and programs

Subtotal, Department of Defense—Military
053 Atomic energy defense activities
054 Defense-related activities
Total, National Defense

1990 estimate

1991 estimate

1992 estimate

1993 estimate

80,676
87.001
81,620
37.002
5,275
3,257
787
-736

75,259
86,132
80,948
36,527
5,420
3,393
182
-1,069

78,793
88,328
79,344
36,969
5,490
3,474
827
-878
-201

80,222
90,170
79,532
37,674
5,485
3,490
1,605
-955
-280

81,481
91,835
77,377
38,323
5,699
3,515
2,016
-911
-300

304,350

294,880

286,791

292,145

296,943

299,035

12,299

8,119

8,903

10,401

11,541

12,097

1990 estimate

1991 estimate

1992 estimate

1993 estimate

78,477
86,221
79,390
37,530
5,738
3,276
940
-736

78,548
86,761
82,561
36,809
5,266
3,221
-727
-1,069

79,054
90,092
77,855
37,972
5,578
3,458
2,301
-878
-300

80,502
91,716
78,915
38,627
5,653
3,518
2,302
-955
-306

81,754
93,169
79,827
39,185
5,727
3,569
2,340
-911
-311

290,837

291,369

295,131

299,972

8,100

9,653

10,966

11,768

1989 actual

050 NATIONAL DEFENSE:
051 Department of Defense—Military:
Military personnel
Operation and maintenance
Procurement
Research, development, test and evaluation
Military construction
Family housing
Revolving funds and other
Offsetting receipts
Allowances

Outlays

Budget Authority
1989 actual

630

609

760

795

830

560

648

705

729

761

299,567

301,631

306,857

312,536

317,479

303,559

296,342

303,251

309,212

311,892

1,315
226

1,469
274

1,736
225

1,509
234

1,509
243

1,245
247

1,309
259

1,489
243

1,471
242

1,469
246

2,680
312
967
437
412
-497

2,773
324
1,108
441
433
-497

2,112

2,205

1,098
481
175
-522

978
424
195
-497

2,343
192
898
472
252
-507

2,426
291
967
442
272
-497

2,526
310
1,108
442
292
-497

150 INTERNATIONAL AFFAIRS:
151 International development and humanitarian assistance:
Multilateral development banks
International organizations
Agency for International Development:
Existing law
Proposed legislation
P.L. 480 food aid
Refugee assistance
Other
Offsetting receipts

2,368

2,534

1,098
489
322
-522

978
418
340
-497

2,589
300
898
476
394
-507

Subtotal, International development and humanitarian assistance

5,296

5,517

6,111

6,054

6,333

4,837

4,873

5,383

5,614

5,894

4,273
452
465
3,302
125
-951

4,828
499

5,017
587

5,218
938

5,411
904

3,179
116
-158

3,358
95
-224

3,490
99
-361

3,617
103
-528

-2,241
457
580
3,488
133
-951

1,928
499
430
3,414
175
-158

4,832
587
181
3,339
97
-224

5,677
938
29
3,432
98
-361

4,779
904
2
3,563
101
-528

7,666

8,464

8,833

9,383

9,507

1,467

6,288

8,812

9,812

8,820

2,059

2,139

2,348

2,410

2,175

2,140

633
82

702
90

2,283
270
1,414
88

826
90

856
94

620
91

726
96

2,195
10
913
88

2,247
85
948
90

2,315
73
978
92

2,775

2,932

4,055

3,263

3,359

2,886

2,962

3,206

3,371

3,459

1,126

1,323

1,232

1,202

1,224

1,106

1,153

1,319

1,287

1,263

482

110
218
139

114
-261
11

119
-279

-224

-92

-94

-96

-98

-100

47
278
50
115
-1,119
-92

364
242
3
-138
-1,100
-94

424
273
5
-54
-1,100
-96

339
174
8
-12
-1,100
-98

234
271
11
5
-1,100
-100

152 International security assistance:
Foreign military financing
Guaranty reserve fund
Military assistance
Economic support fund
Other
Offsetting receipts
Subtotal, International security assistance
153 Conduct of foreign affairs:
Administration of foreign affairs:
Existing law
Proposed legislation
International organizations and conferences
Other
Subtotal, Conduct of foreign affairs
154 Foreign information and exchange activities..
155 International financial programs:
Export-Import Bank
Foreign military sales trust fund (net)
International monetary programs
Special defense acquisition fund
Exchange stabilization fund
Offsetting receipts
Subtotal, International financial programs
Total, International Affairs




390

373

-232

-258

-324

-722

-722

-548

-689

-679

17,252

18,608

19,998

19,644

20,099

9,574

14,554

18,172

19,396

18,757

A-145

A-146

THE BUDGET FOR FISCAL YEAR 1991
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Major missions and programs
1989 actual

250 GENERAL SCIENCE, SPACE, AND TECHNOLOGY:
251 General science and basic research:
National Science Foundation programs
Department of Energy general science programs
Subtotal, General science and basic research

1990 estimate

1991 estimate

1992 estimate

1993 estimate

1,938
913

2,104
1,099

2,404
1,274

2,695
1,580

3,021
1,561

2,851

3,202

3,678

4,274

4,581

1990 estimate

1991 estimate

1992 estimate

1993 estimate

1,752
891

1,980
1,054

2,234
1,231

2,553
1,505

2,811
1,565

2,642

3,033

3,465

4,058

4,376

1989 actual

253 Space flight

6,213

6,896

8,875

10,007

10,154

6,336

6,833

8,408

9,572

10,083

254 Space science, applications, and technology..

2,823

3,089

4,029

5,139

6,448

2,787

2,873

3,531

4,449

5,479

255 Supporting space activities
Total, General Science, Space, and Technology...
270 ENERGY:
271 Energy supply:
Research and development
Environmental restoration and waste management..
Petroleum reserves:
Existing law
Proposed legislation
Federal power marketing:
Existing law
Proposed legislation
Tennessee Valley Authority
Uranium enrichment:
Existing law
Proposed legislation
Nuclear waste disposal fund
Subsidies for nonconventional fuel production,
Rural electric and telephone
REA loan guarantee fee (proposed)

1,061

1,408

1,278

1,371

1,499

1,073

1,406

1,206

1,292

1,443

12,949

14,596

17,860

20,792

22,682

12,838

14,145

16,609

19,371

21,383

2,782

3,185

2,756
429

2,779
486

2,910
519

2,594

2,738

2,749
215

2,704
393

2,795
494

-446

-440

-409

-370
371

-384
385

-454

-465

-433

-391
482

-388
425

-57

-56

-87
-305
473

-531

358

-82
-302
255

-529

350

-226
-474
433

254

106

-444
-966
151

-332
-776
-47

-333
-775
147

-135
85
-252
171
631
-11

-50

-50

-267
*

-263
*

224
-18

-50
-25

-244

-56
-262
*

-261
*

-257
*

553

-239
16
1,235

33

34

2,789

4,058

2,280

314

368

Subtotal, Energy conservation

314

274 Emergency energy preparedness:
Existing law
Proposed legislation

Subtotal, Energy supply
272 Energy conservation:
Energy conservation grants and R&D
Solar Energy and Energy Conservation Bank

Subtotal, Emergency energy preparedness
276 Energy information, policy, and regulation:
Nuclear Regulatory Commission (NRC)
NRC fee increase (proposed)
Other energy programs
Subtotal, Energy information, policy, and regulation
Total, Energy
300 NATURAL RESOURCES AND ENVIRONMENT:
301 Water resources:
Corps of Engineers:
Existing law
Proposed legislation
Bureau of Reclamation
Other
Offsetting receipts-.
Existing law
Proposed legislation
Subtotal, Water resources
302 Conservation and land management:
America the beautiful (proposed)
Management of national forests, cooperative forestry, and forestry research (Forest Service)
Management of public lands (BLM):
Existing law




115

-175
170
484

-206
150
76

2,909

3,369

2,226

1,813

1,760

1,921

1,978

183

186

193

333
1

341
*

326

228

205

368

183

186

193

333

341

326

228

205

422

635

430

547
70

552
70

621

472

593

560
40

556
70

422

635

430

617

622

621

472

593

600

626

222

243

347
-330
360

286

307

335
-318
358

189

316

319
-296
336

332

282

316
-296
329

330
-318
350

343
-330
357

-149
*

538

550

359

375

377

521

568

349

363

369

4,062

5,611

3,252

4,087

4,560

3,702

3,194

3,029

3,111

3,179

3,355

3,254

3,540
14
912
195

3,322

1,078
230

3,618
11
1,074
198

3,397

1,106
212

3,514
8
1,039
195

1,034
201

1,092
235

3,452
66
1,057
202

3,589
14
1,063
224

3,598
19
950
212

-361

-376

-432
-2

-490
-5

-375
-8

-361

-376

-432
-2

-490
-5

-375
-8

4,312

4,186

4,321

4,406

4,278

4,271

4,273

4,343

4,395

4,395

630

630

630

385

563

615

2,703

2,458

2,491

2,531

2,526

2,727

2,444

2,485

2,524

893

735

775

809

676

737

727

761

804

2,672
638

1

A-147

FEDERAL PROGRAMS BY FUNCTION
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Outlays

Budget Authority

Major missions and programs

1990 estimate

1991 estimate

1992 estimate

1993 estimate

322
1,372

303
1,765

-34
294
1,992

-46
286
2,415

-51
276
2,105

703

713

405

325

-2,680

-2,761

743
2
338
-78
-2,810

832
2
335
-78
-2,885

827
2
351
-78
-3,154

3,324

3,809

4,003

4,670

4,221

237
-203
36

256

310

30

33

266
-119
33

250
-178
34

243
-192
35

1,893
-96
-20
-8
-109

1,955
-96
-20
-8
-110

1,643

1,633

-111

-106

1,818
-70
-20
-8
-107

1,908
-80
-20
-8
-109

1,962
-89
-20
-8
-110

1,608

1,730

1,791

1,817

1,871

1,793

1,799

1,822

1,937
1,530
6
1,948
74

2,198
1,740
13
1,600
75

2,214
1,790
18
1,500
75

2,211
1,840
16
1,200
75

1,597
958
15
2,350
33

1,843
1,325
7
2,363
35

2,114
1,520
8
2,339
49

2,180
1,718
11
2,093
70

2,217
1,770
13
1,880
75

-74

-94

-150
-33

-277
-33

-317
-33

-74

-94

-150
-33

-277
-33

-317
-33

5,068

5,402

5,442

5,287

4,992

4,878

5,478

5,847

5,762

5,605

2,022
-16

2,071
-17

2,186
-20

2,228
-20

2,295
-19

1,907
-16

2,086
-17

2,201
-20

2,315
-20

2,409
-19

2,005

2,054

2,167

2,208

2,277

1,890

2,069

2,181

2,295

2,390

16,987

16,955

17,645

18,043

17,542

16,182

17,499

18,168

18,921

18,433

12,246

9,233

13,206
-1,750

14,158
-3,100

14,330
-4,400

10,582

8,373

11,870
-1,500

14,263
-3,100

14,350
-4,400

314

386

521
-521
6,253
170
170

1,181

5,875
90
169
*

579
-546
7,368
132
170

1,103

6,317
175
170
*

601
-528
6,050
99
170

2,987
22
161
-10

2,671
-46
172
-8

811
-381
1,753
3
170
*

840
-777
1,966
30
170
*

873
-857
1,165
-81
170
*

19,223

15,753

17,848

18,760

16,523

14,846

12,342

12,726

13,393

11,220

927

987

999

369
146

1,126
-3
337
196
-11
421

923

361
143

1,064
-3
346
194
-10
409

360
134

367
144

362

366

1,010
-3
342
168
-10
393

996
-3
347
194
-10
409

1,015
-3
348
196
-11
421

1989 actual

Proposed legislation
Mining reclamation and enforcement
Conservation reserve program
Other conservation of agricultural lands:
Existing law
Proposed legislation
Other resources management
Hardrock mining claim holding fee (proposed)
Offsetting receipts
Subtotal, Conservation and land management
303 Recreational resources:
Federal land acquisition:
Existing law
Proposed legislation
Urban park and historic preservation funds
Operation of recreational resources:
Existing law
Proposed legislation
Corps of Engineers recreational fee (proposed)
Forest Service recreational fee (proposed)
Offsetting receipts
Subtotal, Recreational resources
304 Pollution control and abatement:
Regulatory, enforcement, and research programs....
Hazardous substance response fund
Oil pollution funds (gross)
Sewage treatment plant construction grants
Leaking underground storage tank trust fund
Offsetting receipts:
Existing law
Proposed legislation
Subtotal, Pollution control and abatement
306 Other natural resources:
Program activities
Offsetting receipts
Subtotal, Other natural resources
Total, Natural Resources and Environment
350 AGRICULTURE:
351 Farm income stabilization:
Commodity Credit Corporation:
Existing law
Proposed legislation
Crop insurance:
Existing law
Proposed legislation
Agricultural credit
Farm Credit System assistance
Temporary emergency food assistance program
Other
Subtotal, Farm income stabilization

1990 estimate

1991 estimate

1992 estimate

1993 estimate

295
1,728

296
1,011

-50
261
1,878

-51
264
2,153

-51
267
2,105

710

732

344

328

-2,680

-2,761

756
2
326
-78
-2,810

771
2
340
-78
-2,885

787
2
356
-78
-3,154

3,706

3,201

4,107

4,413

4,205

236

304

30

32

233
-202
34

236
-203
35

1,740

1,882

-111

-106

1,793
-115
-20
-8
-107

1,895

2,112

1,701
1,410
31
1,950
50

1989 actual

352 Agricultural research and services:
Research programs:
Existing law
Proposed legislation
Extension programs
Marketing programs
Marketing and inspection fees (proposed)
Animal and plant health programs
Animal and plant health inspection fee (proposed)
Economic intelligence
Other programs and unallocated overhead
Offsetting receipts

339

366

1,011
-3
346
168
-10
398

211
233
-103

221
235
-104

-79
244
253
-104

-82
255
252
-104

-86
256
257
-104

204
222
-103

219
237
-104

-79
242
252
-104

-82
253
255
-104

-86
255
258
-104

Subtotal, Agricultural research and services

2,112

2,221

2,223

2,321

2,388

2,102

2,229

2,212

2,255

2,289




A-148

THE BUDGET FOR FISCAL YEAR 1991
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Major missions and programs

Total, Agriculture
370 COMMERCE AND HOUSING CREDIT:
371 Mortgage credit and deposit insurance:
Mortgage-backed securities (GNMA)
GNMA fee increase (proposed)
Mortgage purchase activities (GNMA)
Mortgage credit (FHA)
Housing for the elderly or handicapped
Rural housing programs (FmHA)
Federal Deposit insurance Corporation1
Federal Savings and Loan Insurance Corporation
Resolution Trust Corporation
Payment to the Resolution Funding Corporation
Other thrift regulation
National Credit Union Administration
Subtotal, Mortgage credit and deposit insurance
372 Postal service:
Payments to the Postal Service fund:
Existing law
Proposed legislation
Postal Service:
Existing law
Proposed legislation
Subtotal, Postal service
376 Other advancement of commerce:
Small and minority business assistance:
Existing law
Proposed legislation
Science and technology
Economic and demographic statistics
International trade and other:
Existing law
Proposed legislation

24
1,358
394
4,838
2,450
29,770
18,800

1991 estimate

1992 estimate

1993 estimate

17,973

20,071

21,081

18,912

3,654
413
5,012
1,997

2,447
228
3,917
500

1,175
206
3,079
2,675

1,463
209
3,161
2,609

786

11
1,726

11
2,031

11
2,031

1991 estimate

1992 estimate

1993 estimate

16,948

14,571

14,938

15,648

13,509

49

-11
976
433
3,610
2,455
9,017
9,108

-2
2,346
392
2,914
7,841
2
2,334
786
-19
-88

-279
-10
-5
1,483
414
2,491
-58

-385
-32
-4
1,219
560
2,095
1,756

-425
-56
-4
1,399
459
1,937
1,782

7,347
1,726

31
2,031

10
2,031

-53

21,335

1990 estimate

1990 estimate

-31

1989 actual

-122

-132

-145

16,556

12,988

7,138

6,988

' 490

523
-112

576
-117

597
-121

1989 actual

- 1

- 1

- 1

57,634

11,861

8,829

9,176

9,484

25,504

436

490

523
-112

576
-117

597
-121

436

1,610

4,087

2,164
791

2,200

1,703

-310

2,388

930
791

692

126

2,046

4,577

3,366

2,659

2,179

127

2,878

2,132

1,151

602

460

575

658
-105
301
353

437

273
1,446

620
-101
310
339

431

320
688

493
-97
301
471

323
588

319
1,651

456
-97
311
482

489
-101
301
350

540
-105
301
354

778

821

933
-11

962
-19

995
-19

745

847

922
-10

953
-18

980
-18

2,246

3,115

2,090

2,112

2,183

2,088

3,254

2,064

1,974

2,052

61,926

19,553

14,285

13,947

13,846

27,719

22,688

17,184

10,263

9,643

(60,317)
(1,610)

(15,466)
(4,087)

(11,330)
(2,955)

(11,747)
(2,200)

(12,143)
(1,703)

(28,029)
(-310)

(20,300)
(2,388)

(15,463)
(1,721)

(9,571)
(692)

(9,517)
(126)

14,245
328
3,317
604
69

15,165
338
3,245
629
81

14,105
354
2,612

14,105
361
2,605

14,105
366
2,607
73
-37

13,896
369
3,410
114
85
-20

13,270
378
3,171

72
-37

13,828
348
3,555
621
-19

13,524
373
3,313

70
-20

13,385
323
3,593
616
-15

84
-37

74
-37

43

44

44
-12

46
-29

48
-30

44

44

43
-15

45
-27

47
-30

18,605

19,501

17,152

17,123

17,131

17,946

18,377

17,882

17,276

16,873

402 Air transportation:
Airports and airways (FAA)
Aeronautical research and technology
Air carrier subsidies

6,591
871
32

7,366
929
31

8,578
1,057
24

9,441
1,119
20

9,623
1,156
14

5,740
855
27

6,468
913
31

7,221
991
21

8,089
1,099
21

8,811
1,140
15

Subtotal, Air transportation

7,494

8,326

9,658

10,580

10,794

6,622

7,412

8,234

9,208

9,967

2,957

3,055

3,674
-7
-216
149

2,985

137

3,536
-7
-208
146

2,779

i32

3,382
-6
-200
141

9i

340

3,363
-12
-200
324

3,493
-11
-208
287

3,627
-11
-216
327

Subtotal, Other advancement of commerce
Total, Commerce and Housing Credit
On-budget
Off-budget
400 TRANSPORTATION:
401 Ground transportation:
Highways
Highway safety
Mass transit
Intercity passenger rail programs
Other railroad programs
Rail safety inspection fee (proposed)
Regulation-.
Existing law
Proposed legislation
Subtotal, Ground transportation

403 Water transportation:
Marine safety and transportation:
Existing law
Proposed legislation
Proposed Coast Guard fees
Ocean shipping




A-149

FEDERAL PROGRAMS BY FUNCTION
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Major missions and programs
1989 actual

Panama Canal Commission
Subtotal, Water transportation
407 Other transportation
Total, Transportation
450 COMMUNITY AND REGIONAL DEVELOPMENT:
451 Community development:
Community development block grants
Urban homesteading
Rental housing assistance for the homeless
Rental rehabilitation and rental development
Pennsylvania Avenue Development Corporation
Other
Subtotal, Community development
452 Area and regional development:
Rural developmentExisting law
Proposed legislation
Indian programs
Regional commissions
Tennessee Valley Authority
Other
Offsetting receipts
Subtotal, Area and regional development
453 Disaster relief and insurance:
Small business disaster loans-.
Existing law
Proposed legislation
Disaster relief
Other

22

1990 estimate

1991 estimate

1992 estimate

4

6

7

1993 estimate

-8

1989 actual

45

1990 estimate

-4

1993 estimate

1991 estimate

1992 estimate

8

9

-3

3,112

3,196

3,322

3,475

3,592

2,916

3,321

3,484

3,571

3,724

132

143

160

167

173

124

140

159

167

172

29,342

31,167

30,293

31,345

31,690

27,608

29,250

29,758

30,222

30,736

2,650
13
165
6
227

2,915
24
11
128
6
197

2,752
50
161
70
12
231

2,752
50
167
70
6
340

2,752
50
173
70
6
346

2,913
15
6
275
26
457

2,995
24
11
280
28
483

3,046
50
5
265
13
454

2,973
50
27
154
21
489

2,828
50
61
86
6
395

3,061

3,281

3,277

3,385

3,397

3,693

3,822

3,833

3,715

3,426

2,257

2,244

1,387
-6
1,157
58
98
15
-361

1,503

1,399
152
119
223
-342

1,401
-4
1,170
56
95
20
-354

963

1,180
115
103
207
-349

2,286
-3
1,203
55
91
21
-348

861
114
94
211
-349

1,336
113
110
215
-342

1,538
-3
1,178
128
95
203
-348

1,558
-4
1,161
114
96
122
-354

1,492
-6
1,150
90
97
62
-361

3,512

3,795

3,305

2,384

2,349

1,894

2,936

2,791

2,692

2,525

-307

658
-30
1,165
66

-174
-55
245
78

-123
-56
255
79

393
1,208
100

1,198
344

270
110

281
114

291
119

140
-59

1,240
119

Subtotal, Disaster relief and insurance

1,308

1,935

380

395

410

-225

2,017

1,201

94

154

Total, Community and Regional Development

7,881

9,011

6,961

6,164

6,156

5,361

8,776

7,825

6,501

6,104

1,217
4,579

1,397
5,368

1,705
5,839

1,704
5,939

1,704
6,039

969
4,185

1,245
4,558

1,497
5,157

1,660
5,759

1,698
5,922

1,966

2,055

1,956
182
656

1,716

732

1,956
182
656

1,881

733

1,956
182
661

755

764

2,176
22
681

2,030
145
680

1,965
178
661

1,081

1,130

247
930
668

908

607

247
930
661

842

588

247
930
646

561

577

1,001
112
650

417
744
672

265
911
682

10,164

11,290

12,165

12,274

12,381

9,193

9,768

11,296

12,107

12,281

5,814

6,091

8,715
— 2.363

9,904
-3,782

10,138
-3,879

5,860

5,795'

6,927
-473

8,616
-2,600

9,924
-3,773

4,285

3,856

2,804
-192
669

3,846

625

2,908
-129
661

3,899

566

3,157
-49
658

607

521

2,928
-113
670
10
387

2,794
-180
665
-7
360

500 EDUCATION, TRAINING, EMPLOYMENT, AND
SOCIAL SERVICES:
501 Elementary, secondary, and vocational education:
School improvement programs
Compensatory education
Education for the handicapped:
Existing law
Proposed legislation
Impact aid
Vocational and adult education:
Existing law
Proposed legislation
Other
Subtotal, Elementary, secondary, and vocational education
502 Higher education:
Student financial assistance-.
Existing law
Proposed legislation
Guaranteed student loan program-.
Existing law
Proposed legislation
Higher education
Facilities loan asset sales (proposed)
Other
Subtotal, Higher education
503 Research and general education aids




343

328

363

363

369

283

344

3,267
-40
612
-236
375

11,008

10,899

10,481

9,926

9,909

10,649

10,506

10,433

9,899

9,785

1,426

1,489

1,641

1,682

1,695

1,391

1,510

1,656

1,724

1,705

A-150

THE BUDGET FOR FISCAL YEAR 1991
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(in millions of dollars)
Budget Authority

Major missions and programs

Outlays

1989 actual

504 Training and employment:
Training and employment services:
Existing Saw
Proposed legislation
Worker readjustment
TAA training assistance:
Existing law
Proposed legislation
Older Americans employment
Federal-State employment service
Other
Subtotal, Training and employment
505 Other labor services
506 Social services:
Social services block grant
Grants to States for special services
Rehabilitation services
Payments to states for foster care and adoption
assistance
Child care tax credit (proposed)
Human development services
Domestic volunteer programs
Interim assistance to States for legalization
Points of Light Initiative (proposed)
Other social services
Subtotal, Social services
Total, Education, Training, Employment, and
Social Services
550 HEALTH:
551 Health care services:
Medicaid grants:
Existing law
Proposed legislation
Federal employees' health benefits:
Existing law
Proposed legislation
Accrual retirement system (proposed)
Other health care services

1990 estimate

1991 estimate

1992 estimate

1993 estimate

1989 actual

1990 estimate

1991 estimate

1992 estimate

1993 estimate

3,783

3,929

3,453
317
400

3,479
317
400

3,517
317
400

3,758

3,870
23

3,914
171
20

3,572
275
320

3,514
314
384

35

79

75
-75
343
1,110
71

41

357
1,123
65

74
-74
343
1,072
68

17

344
1,068
162

71
-71
343
1,033
66

323
1,039
155

337
1,098
89

67
-21
353
1,090
66

73
-58
344
1,049
68

74
-74
343
1,088
68

5,392

5,553

5,612

5,679

5,758

5,292

5,457

5,660

5,644

5,712

802

815

877

917

946

786

800

852

891

922

2,700
381
1,668

2,762
389
1,780

2,800
42
1,839

2,800
42
1,901

2,800
42
1,968

2,671
383
1,623

2,761
390
1,829

2,798
150
1,821

2,800
50
1,885

2,800
43
1,950

1,543

1,375

2,503
1,989
3,453
212

1,407

2,770
176
303

2,212
1,840
3,388
202

1,344

2,574
170
900

2,835
163
323

2,497
172
526

26

29

2,471
157
3,328
192
303
25
31

25
32

25
33

32

29

2,330
157
3,014
180
601
25
30

2,124
1,840
3,325
192
390
25
31

2,418
1,989
3,391
202
234
25
32

9,962

9,583

11,188

12,442

13,023

9,374

9,611

11,107

12,662

13,084

38,754

39,630

41,964

42,921

43,713

36,684

37,652

41,005

42,926

43,487

34,858

40,230

44,902
25

49,562
160

54,398
175

34,604

40,230

44,902
25

49,562
160

54,398
175

2,374

3,727

4,626
-803
153
6,241

5,375
-881
156
6,385

623

2,547

4,181
-803
153
5,956

5,089
-881
156
6,082

4,784

5,916

3,510
-726
149
6,195

3,937

5,134

3,213
-726
149
5,755

Subtotal, Health care services

42,017

49,873

54,054

59,938

65,607

39,164

47,910

53,318

59,208

65,019

552 Health research:
National institutes of Health research
Other research programs

6,824
883

7,217
1,099

7,561
1,184

7,626
1,207

7,774
1,232

6,688
637

6,944
923

7,257
1,084

7,382
1,215

7,503
1,242

Subtotal, Health research

7,706

8,316

8,744

8,833

9,006

7,325

7,867

8,341

8,597

8,745

553 Education and training of health care work
force:
National Institutes of Health research training
Clinical training
Other

321
208
45

360
238
71

369
65
66

377
120
62

383
129
63

304
213
28

335
214
42

350
145
63

361
178
67

367
168
68

Subtotal, Education and training of health care
work force

575

669

500

559

576

545

590

558

607

603

554 Consumer and occupational health and
safety:
Consumer safety
Occupational safety and health

976
420

1,039
445

1,004
471

1,040
492

1,076
512

945
411

1,013
437

1,019
462

1,044
483

1,076
504

Subtotal, Consumer and occupational health
and safety

1,397

1,485

1,476

1,532

1,588

1,356

1,451

1,481

1,527

1,580

51,694

60,341

64,775

70,861

76,777

48,390

57,819

63,698

69,940

75,947

75,117

80,383

87,488
2,007

93,920
2,402

101,647
2,819

58,238

63,769

66,613
-3,350

74,057
-4,180

80,815
-4,560

Total, Health
570 MEDICARE:
571 Medicare:
Hospital insurance (HI):
Existing law
Proposed legislation




A-151

FEDERAL PROGRAMS BY FUNCTION
Table G-l. BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Outlays

Budget Authority

Major missions and programs

1990 estimate

1991 estimate

1992 estimate

1993 estimate

38,215

44,447

49,404
-2,154

56,860
-3,376

64,726
-3,998

-10,473

-11,239

-11,899
2

-12,593
-671

-13,311
-1,748

102
-1,117

9
-370

150,787

84,964

96,616

98,615

110,097

121,924

5,148
-86
1,470

5,190
-84
1,450

4,193

4,274

4,559
1,475
-467
111

4,646
-24
1,454
-468
123

1989 actual

Supplementary medical insurance (SMI):
Existing law
Proposed legislation
Medicare premiums and collections:
Existing law
Proposed legislation
Interfund transactions
Catastrophic hospital reserve fund
SMI, catastrophic
SMI, catastrophic premium
Total, Medicare
600 INCOME SECURITY:
601 General retirement and disability insurance
(excluding social security):
Railroad retirement:
Existing law
Proposed legislation
Special benefits for disabled coal miners
Pension Benefit Guaranty Corporation
Other
Subtotal, General retirement and disability insurance (excluding social security)
602 Federal employee retirement and disability:
Civilian retirement and disability programs:
Existing law
Proposed legislation
Military retirement:
Existing law
Proposed legislation
Federal employees workers' compensation (FECA)..
Federal employees life insurance fund
Subtotal, Federal employee retirement and disability
603 Unemployment compensation:
Existing law
Proposed legislation
Subtotal, Unemployment compensation
604 Housing assistance:
Subsidized housing
Renewal of Section 8 contracts
HOPE grants
Public housing operating subsidies
Public housing modernization
Low-rent public housing loans
Transitional housing and emergency shelter for
the homeless
Other housing assistance
Subtotal, Housing assistance
605 Food and nutrition assistance:
Food stamps-.
Existing law
Proposed legislation
Child nutrition:
Existing law
Proposed legislation
Section 32 marketing orders fee (proposed)
Women, infants, and children
Other nutrition programs
Subtotal, Food and nutrition assistance
609 Other income security:
Supplemental security income (SSI):
Existing law
Proposed legislation




1990 estimate

1991 estimate

1992 estimate

1993 estimate

42,147

46,179

49,530
-1,904

56,317
-2,968

65,200
-3,820

-10,473

-11,239

-11,899
2

-12,593
-671

-13,311
-1,748

530
1,135
-1,117

1,558
39
383
-370

107,339

116,933

125,224

136,407

4,947

5,039

1989 actual

130

1,524
-149
83

1,542
-708
93

4,402
-37
1,492
-466
101

6,650

6,686

5,650

5,202

5,492

5,678

5,730

55,497
893

57,905
580

60,335
662

29,522

31,809

34,605
-2,182

35,938
-3,193

38,047
-3,553

33,456

35,005

36,624

38,874

20,184

21,451

294

191
3

294
9

271
14

253
20

284
-839

181
-922

22,766
-673
287
-940

24,158
-1,049
265
-927

25,533
-1,345
248
-908

83,777

86,239

91,698

95,396

100,145

49,151

52,520

53,864

55,192

58,021

22,548

24,818

24,178
-124

24,174
-168

24,718
-164

15,616

18,098

18,720
-119

19,396
-163

20,139
-163

22,548

24,818

24,054

24,006

24,555

15,616

18,098

18,601

19,233

19,976

6,973

7,299
1,074

13,334

12,659

11,954

12,250

13,650
59

15,141

16,036

16,033

1,706

1,793

1,519

1,788

1,819

400

650
1,901
1,901
100

1,000
1,942
1,992

558

250
1,826
1,847
200

731

487

281

62
1,860
222
176

288
1,919
733
71

126
204

200
309

215
306

215
307

215
320

64
151

105
206

145
277

178
376

198
353

9,568

11,076

17,977

17,734

17,424

14,715

16,295

17,663

18,910

19,595

13,824

15,706

15,477
-70

16,092
-91

16,812
-91

13,725

15,306

15,467
-68

16,083
-91

16,803
-91

4,591

4,887
-23

5,106
-462

5,643
-504

6,045
-563

4,556

5,002
-22

1,929
918

2,126
1,131

2,215
935

2,304
910

2,389
929

1,942
970

2,127
983

5,238
-415
-6
2,210
924

5,594
-499
-9
2,299
909

5,993
-556
-9
2,384
927

21,262

23,828

23,200

24,354

25,521

21,192

23,396

23,350

24,286

25,451

12,474

12,295

15,156
-55

15,244
-110

16,026
-165

12,555

12,494

14,456
-55

15,244
-110

16,026
-165

1,585

1,494

5,045
-142
1,400

85

99

108

118

6,618

6,632

6,410

49,576

52,589

33,907

- 1

A-152

THE BUDGET FOR FISCAL YEAR 1991
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Outlays

Major missions and programs
1989 actual

Family support payments:
Existing law
Proposed legislation
JOBS training program for welfare recipients
Earned income tax credit (EITC)
Fiscal assistance for Puerto Rico
Refugee assistance
Low income home energy assistance
Other
Subtotal, Other income security
Total, Income Security
650 SOCIAL SECURITY:
651 Social security:
Old-age and survivors insurance (OASI):
Existing law
Proposed legislation
Disability insurance (Dl):
Existing law
Proposed legislation
Interfund transactions
Total, Social Security
On-budget
Off-budget
700 VETERANS BENEFITS AND SERVICES:
701 Income security for veterans:
Service-connected compensation:
Existing law
Proposed legislation
Non-service-connected pensions:
Existing law
Proposed legislation
Burial and other benefits
National service life insurance trust fund
All other insurance programs
Insurance program receipts
Subtotal, Income security for veterans
702 Veterans education, training, and rehabilitation:
Readjustment benefits (Gl Bill and related programs)
Post-Vietnam era education
All-volunteer force educational assistance trust
fund
Veterans jobs program
Other
Subtotal, Veterans education, training, and rehabilitation
703 Hospital and medical care for veterans:
Medical care and hospital services:
Existing law
Proposed legislation
Medical administration, research, and other
Construction
Third-party medical recoveries (proposed)
Fees and other charges for medical services
Existing law
Proposed legislation
Subtotal, Hospital and medical care for veterans
704 Veterans housing:
Loan guaranty revolving fund:
Existing law
Proposed legislation




1990 estimate

1991 estimate

1992 estimate

1993 estimate

1990 estimate

1991 estimate

1992 estimate

1993 estimate

11,140

11,693

4,002

463
4,193

382
1,383
202

369
1,393
220

12,657
-32
1,000
4,369
825
369
1,050
215

13,148
-43
1,000
4,583
825
369
1,050
222

13,502
-47
1,000
4,734
825
369
1,050
230

11,166

12,085

4,002

346
4,193

389
1,393
201

385
1,372
214

12,664
-32
880
4,369
823
371
1,079
215

13,151
-43
1,017
4,583
825
369
1,053
220

13,505
-47
1,020
4,734
825
369
1,050
227

29,584

30,626

35,553

36,288

37,523

29,706

31,090

34,769

36,310

37,544

173,357

183,218

198,894

204,428

211,853

136,031

146,601

153,738

159,607

166,317

260,505

281,934

310,842
1,977

336,537
2,573

366,804
252

209,151

223,596

239,029
-595

253,718
-843

268,642
-796

24,482

28,566

32,138
158

34,759
152

37,863
184

23,391

24,866

26,458
-81

28,113
-112

29,959
-94

284,987

310,500

345,115

374,021

405,103

232,542

248,462

264,811

280,876

297,711

(5,069)
(279,918)

(3,875)
(306,625)

(4,722)
(340,393)

(5,574)
(368,447)

(5,970)
(399,133)

(5,069)
(227,473)

(3,875)
(244,587)

(4,722)
(260,089)

(5,574)
(275,302)

(5,970)
(291,741)

11,305

11,423

11,287
177

11,103
594

10,934
978

11,650

10,622

11,305
163

11,092
575

12,094
1,086

3,882

3,805

3,752
-193
164
1,316
31
-317

3,534

137
1,440
27
-417

3,750
-135
160
1,362
31
-336

4,024

151
1,430
29
-412

3,762
-48
156
1,394
27
-359

142
1,174
-34
-412

150
1,225
-6
-417

3,768
-48
156
1,208
6
-359

3,751
-135
160
1,235
15
-336

3,967
-193
168
1,238
28
-317

16,384

16,416

16,396

16,528

16,666

16,544

15,108

16,200

16,357

18,072

654

498

502

572

635

663
105

506
69

509
74

573
57

635
48

-234

-173

-181

-187

-192

-319
15
-6

-147
7
-6

-151
*

-151

-146

-5

-4

-3

1989 actual

421

325

322

385

443

459

429

427

475

533

10,888

11,326

13,308
54
259
812
-793

11,155

259
571

12,784
54
252
831
-640

10,514

259
523

12,227
54
247
736
-481

231
744

257
704

12,044
54
248
644
-481

12,592
54
252
764
-640

13,108
54
257
853
-794

-146

-119

-404
364

-560
519

-710
668

-146

-119

-404
364

-560
519

-710
668

11,523

12,037

12,744

13,240

13,599

11,343

11,997

12,469

12,981

13,436

778

314

512
-108

228
-29

198
-26

898

478

507
-95

224
-29

192
-26

A-153

FEDERAL PROGRAMS BY FUNCTION
Table G-l. BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Major missions and programs
1989 actual

1990 estimate

Direct loan revolving fund:
Existing law
Proposed legislation
Guaranty and indemnity fund:
Existing law
Proposed legislation
HUD participation sales trust fund
Subtotal, Veterans housing
705 Other veterans benefits and services:
Cemeteries, administration of veterans benefits,
and other:
Existing law
Proposed legislation
Non-VA support programs
Subtotal, Other veterans benefits and services....
Total, Veterans Benefits and Services
750 ADMINISTRATION OF JUSTICE:
751 Federal law enforcement activities:
Criminal investigations (DEA, FBI, and OCDE)
Alcohol, tobacco, and firearms investigation
(ATF)
Border enforcement activities (Customs and INS)..
Customs user fees:
Existing law
Proposed legislation
Protection activities (Secret Service)
Other enforcement

1991 estimate

Outlays
1992 estimate

1993 estimate

-20
81
- 1

117
-2

110
-3

1991 estimate

1992 estimate

1993 estimate

-19

-14
14

-11
11

-8
8

-110

1989 actual

-130
-114

25
-142

167
-187

1990 estimate

*

778

314

484

314

280

878

350

167

78

146

838

863

993
4
84

922

76

981
7
82

783

81

959
4
82

60

81

946
4
96

975
7
100

988
4
93

919

940

1,045

1,070

1,082

843

1,003

1,045

1,082

1,086

30,025

30,030

30,990

31,538

32,069

30,066

28,888

30,308

30,972

33,273

1,974

2,263

2,670

2,716

2,775

2,037

2,117

2,458

2,671

2,763

240
2,459

264
2,585

275
2,542

279
2,587

282
2,645

237
2,448

264
2,496

274
2,522

279
2,549

282
2,639

-873

-898

-873

-898

-822
444
536

-839
483
548

376
443

394
569

-806
415
541

-822
436
543

-839
473
546

375
523

384
490

-806
416
536

Subtotal, Federal law enforcement activities

4,697

5,089

5,633

5,740

5,893

4,667

4,942

5,404

5,656

5,863

752 Federal litigative and judicial activities:
Civil and criminal prosecution and representation....
Federal judicial activities
Representation of indigents in civil cases

1,476
1,503
309

1,753
1,757
317

2,024
2,091
317

2,071
2,293
317

2,133
2,361
317

1,420
1,528
307

1,539
1,745
306

1,938
2,071
317

2,074
2,255
317

2,117
2,321
317

3,288

3,827

4,432

4,681

4,811

3,255

3,591

4,325

4,646

4,754

1,553

2,536

1,746

1,987

2,646

1,044

1,417

2,230

2,797

2,751

424

774

749

767

813

455

540

648

806

782

9,963

12,225

12,560

13,175

14,162

9,422

10,489

12,608

13,905

14,150

1,807

1,779

2,147

2,191

2,190

1,651

1,827

2,161

2,249

2,179

137

290

357

364

382

129

178

321

410

383

5,195

5,500

6,135

6,521
-20

6,890
-20

5,270

5,486

5,930

6,310
-20

6,677
-20

705

363

-124
81

-84
81

76
81

300

175

-123
74

-89
81

73
81

Subtotal, Federal litigative and judicial activities
753 Federal correctional activities
754 Criminal justice assistance
Total, Administration of Justice
800 GENERAL GOVERNMENT:
801 Legislative functions
802 Executive direction and management
803 Central fiscal operations:
Collection of taxes
Taxpayer service telephone fee (proposed)
Other fiscal operations:
Existing law
Proposed legislation
Subtotal, Central fiscal operations

5,900

5,863

6,092

6,496

7,027

5,570

5,660

5,882

6,281

6,810

804 General property and records management:
Federal buildings fund
Property receipts
Records management
Other

-75
424
256

25
-189
125
281

-216
129
253

-218
131
267

-220
135
277

-429
-75
126
36

101.
-189
199
339

-40
-216
232
300

206
-218
235
262

278
-220
182
272

Subtotal, General property and records management

605

242

166

179

192

-341

450

276

485

513

146

156

163
1

172
2

179
2

134

168

160

169

1

1

177
2

164

173

181

134

161

170

179

805 Central personnel management:
Existing law
Proposed legislation
Subtotal, Central personnel management




146

156

168

A-154

THE BUDGET FOR FISCAL YEAR 1991
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Outlays

Budget Authority

Major missions and programs

1990 estimate

1991 estimate

1992 estimate

1993 estimate

509

525

514

482

474

406

362

361

365

348

403

537

562

432

458

497

537

562

165
105
210
281

165
105
218
280

164
105
224
281

128
104
209
316

238
105
199
281

164
105
210
281

165
105
218
279

164
105
224
280

2,114

2,151

2,216

2,061

2,166

2,136

2,134

2,213

1989 actual

806 General purpose fiscal assistance:
Payments and loans to the District of Columbia
Payments to States and counties from Forest
Service receipts
Payments to States from receipts under the
Mineral Leasing Act
Payments to States and counties from Federal
land management activities
Payments in lieu of taxes
Payments to territories and Puerto Rico
Other
Subtotal, General purpose fiscal assistance.

1990 estimate

1991 estimate

1992 estimate

1993 estimate

529

505

505

499

474

371

363

366

347

432

471

483

130
105
196
280

145
105
199
280

2,043

2,068

1989 actual

807 Social security integrity and debt reduction:
Proposed legislation

14,100

14,100

Subtotal, Social security integrity and debt
reduction

14,100

14,100

808 Other general government:
Compacts of free association
Territories
Treasury claims
Other
Subtotal, Other general government
809 Deductions for offsetting receipts:
Government-sponsored enterprise fees (proposed)..
Other:
Existing law
Proposed legislation

113
121
510
78

184
109
427
115

168
102
427
627

171
78
427
616

174
78
427
299

153
116
510
34

201
118
427
90

167
100
427
614

173
83
427
737

174
79
427
280

822

835

1,324

1,292

978

813

836

1,307

1,419

960

-52

-306

-666

-52

-306

-666

-725
-185

-725
-185

-725
-185

-893

-725
-185

-725
-185

-725
-185

-893

-725

-725

Subtotal, Deductions for offsetting receipts ,

-893

-725

-962

-1,216

-1,576

-893

-725

-962

-1,216

-1,576

Total, General Government

10,568

10,508

11,402

11,631

25,690

9,124

10,560

11,282

11,932

25,762

240,863

254,850

260,084
-321

258,876
2

259,349
776

240,863

254,850

260,084
-321

258,876
2

259,349
776

240,863

254,850

259,763

258,878

260,125

240,863

254,850

259,763

258,878

260,125

-40,547

-45,233

-48,908
-259

-52,545
-856

-55,952
-1,463

-40,547

-45,233

-48,908
-259

-52,545
-856

-55,952
-1,463

-40,547

-45,233

-49,167

-53,402

-57,414

-40,547

-45,233

-49,167

-53,402

-57,414

-11,395

-15,610

-20,470
580

-25,440
854

-30,808
687

-11,395

-15,610

-20,470
580

-25,440
854

-30,808
687

-11,395

-15,610

-19,890

-24,586

-30,121

-11,395

-15,610

-19,890

-24,586

-30,121

-14,330
1,777
20
-2,378
-1,232
-3,642

-13,148
1,971
22
-2,362
-1,450
-3,449

-12,684
1,976
22
-1,638
-1,534
-3,870

-11,845
1,943
22
-1,412
-1,488
-4,629

-10,926
1,981
22
-1,381
-1,414
-3,908

-14,330
1,777
20
-2,378
-1,232
-3,642

-13,148
1,971
22
-2,362
-1,450
-3,449

-12,684
1,976
22
-1,638
-1,534
-3,870

-11,845
1,943
22
-1,412
-1,488
-4,629

-10,926
1,981
22
-1,381
-1,414
-3,908

-19,784

-18,416

-17,728

-17,409 , -15,626

-19,784

-18,416

-17,728

-17,409

-15,626

169,137

175,591

172,979

169,137

175,591

172,979

163,482

156,963

900 NET INTEREST:
901 Interest on the public debt:
Existing law
Proposed legislation
Subtotal, Interest on the public debt
902 Interest received by on-budget trust funds
Existing law
Proposed legislation
Subtotal, Interest received by on-budget trust
funds
903 Interest received by off-budget trust funds
Existing law
Proposed legislation
Subtotal, Interest received by off-budget trust
funds
908 Other interest:
Interest on loans to Federal Financing Bank
Interest on refunds of tax collections
Interest on uninvested funds
Interest on loans to CCC
Interest on loans to FmHA
Other
Subtotal, Other interest
Total, Net Interest
On-budget
Off-budget
920 ALLOWANCES:
924 Employee health benefits reform:
Proposed legislation
Subtotal, Employee health benefits reform




163,482

156,963

(180,532) (191,201) (192,869) (188,068) (187,084)
(-11,395) ( - 1 5 , 6 1 0 ) ( - 1 9 , 8 9 0 ) ( - 2 4 , 5 8 6 ) ( - 3 0 , 1 2 1 )

-850

-901

-850

-901

(180,532) (191,201) (192,869) (188,068) (187,084)
(-11,395) (-15,610) (-19,890) (-24,586) (-30,121)

-955

-850

-901

-955

-955

-850

-901

-955

A-155

FEDERAL PROGRAMS BY FUNCTION
Table G - l . BUDGET AUTHORITY AND OUTLAYS BY FUNCTION AND PROGRAM—Continued
(In millions of dollars)
Budget Authority

Major missions and programs
1989 actual

j 1990 estimate

925 Reduced government mail rates:
Proposed legislation

1991 estimate

Outlays
1992 estimate

1993 estimate

1989 actual

1990 estimate

1991 estimate

1992 estimate

1993 estimate

-220

-220

-220

-220

-220

-220

-220

-220

-220

-220

-220

-220

-1,070

Subtotal, Reduced government mail rates

-1,121

-1,175

-1,070

-1,121

-1,175

928 Allowance for contingencies:
Relatively uncontrollable programs
Other requirements
Subtotal, Allowance for contingencies
Total, Allowances
950 UNDISTRIBUTED OFFSETTING RECEIPTS:
951 Employer share, employee retirement (onbudget):
Military retired contributions
Contributions to HI trust fund
Contributions from Postal Service:
Existing law
Proposed legislation
Contributions from other civilian agencies

-18,480
-2,007

-16,378
-2,157

-16,490
-2,231

-16,469
-2,338

-17,016
-2,457

-18,480
-2,007

-16,378
-2,157

-16,490
-2,231

-16,469
-2,338

-17,016
-2,457

-3,433

-3,759

-4,344
-623
-7,037

-4,548
-588
-7,508

-3,433

-3,759

-5,505

-5,972

-4,120
-647
-6,591

-4,344
-623
-7,037

-4,548
-588
-7,508

-5,505

-5,972

-4,120
-647
-6,591

Subtotal, Employer share, employee retirement
(on-budget)

-29,425

-28,266

-30,079

-30,811

-32,117

-29,425

-28,266

-30,079

-30,811

-32,117

952 Employer share, employee retirement (offbudget)

-4,858

-5,581

-5,962

-6,470

-7,065

-4,858

-5,581

-5,962

-6,470

-7,065

953 Rents and royalties on the Outer Continental Shelf

-2,929

-2,615

- 2,999

-3,432

-3,100

-2,929

-2,615

-2,999

-3,432

-3,100

-1,600

-1,600

-1,285

-1,600

-1,600

959 Other undistributed offsetting receipts:
Spectrum auction, FCC (proposed)
Arctic National Wildlife Refuge leasing (proposed).
Lease of petroleum reserve (proposed)

-2,252

-1,126

-1,000

Subtotal, Other undistributed offsetting receipts.

954 Sale of major assets:
Sale of power administrations (proposed)
Sale of other assets (proposed)
Subtotal, Sale of major assets

Total, Undistributed Offsetting Receipts
On-budget
Off-budget
Total
On-budget
Off-budget
1

-1,285

-1,285

—1,600
—1,600

-1,600

-36,462

—1,126

-393

-1,000

-393

-1,901
-394

-3,252
-37,212

-2,252
-1,901
-394

-1,519

-2,294

-3,252

-1,519

-2,294

-43,578

-43,833

-46,177

-43,578

-43,833

-46,177

-37,212

-36,462

( - 3 2 , 3 5 4 ) ( - 3 0 , 8 8 1 ) ( - 3 7 , 6 1 5 ) (-37,363) ( - 3 9 , 1 1 2 )
(-4,858) (-5,581) (-5,962) (-6,470) (-7,065)

( - 3 2 , 3 5 4 ) ( - 3 0 , 8 8 1 ) ( - 3 7 , 6 1 5 ) ( - 3 7 , 3 6 3 ) (-39,112)
(-4,858) (-5,581) (-5,962) (-6,470) (-7,065)

1,309,913

1,142,643

1,337,621

1,396,476

1,451,149

1,522,732

(1,044,638) (1,048,100) (1,078,980) (1,111,558) (1,159,082)
(265,275) (289,521) (317,496) (339,591) (363,650)

(931,732)
(210,911)

1,271,429

1,321,819

1,197,236

1,233,331

(971,452)
(225,784)

(997,374) (1,026,491) (1,067,137)
(235,957) (244,938) (254,681)

Beginning in 1990, the Federal Deposit Insurance Corporation includes data for the Bank Insurance Fund, the FSLIC Resolution Fund, and the Savings Association Insurance Fund.




-1,600

-1,285




FEDERAL PROGRAMS BY AGENCY AND ACCOUNT
EXPLANATORY NOTE
This tabulation contains information on budget authority (BA), outlays (O), and subfunctional
code number(s) for each appropriation and fund account. Budget authority amounts reflect transfers of budget authority between appropriations. All budget authority items are definite appropriations except where otherwise indicated.
Congressional action in the appropriation process occasionally takes the form of a limitation
on the use of a trust fund or other fund, or of an appropriation to liquidate contract authority.
Amounts for such items, which do not affect budget authority, are included here in parentheses
and identified in the stub column, but are not included in the totals.




A-157

Legislative Branch
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Senate
Federal funds
General and Special Funds:
Compensation of members, Senate

801 BA
O
801 BA
O
801 BA
0

11,676
10,762
60
49
66
57

17,675
17,675
60
60
56
56

17,675
17,675
60
60
56
56

801 BA
0
801 BA
0
801 BA
BA
0

10
49,373
45,492
1,799
280
1,735

30
30
53,007
53,007
2,079
100
2,179

30
30
61,243
61,243
2,391

BA
0

2,079
1,735

2,179
2,179

2,391
2,391

801 BA
0

12
8

12
12

12
12

801 BA
0
801 BA
0
801 BA
0
801 BA
O
801 BA
0
801 BA
0
801 BA
O
801 BA
BA
O

646
502
2,203
1,937
62,673
58,197
325
304
6,232
6,925
151,065
149,113
727
631
65,303
3,600
69,875

676
676
2,203
2,203
67,942
66,944
325
325
6,999
6,999
159,824
159,824
727
727
73,089

725
725
2,284
2,284
71,917
71,917
325
325
8,288
8,288
169,215
169,215
803
803
88,361

73,089

88,361

BA
0

68,903
69,875

73,089
73,089

88,361
88,361

. Appropriation, current
Outlays
. Appropriation, permanent
Outlays

801 BA
O
801 BA
0

13
35
500
1,484

13
13
1,500
1,500

13
13
1,575
1,575

. Outlays
. Outlays

801 O
801 O

56
-132

Appropriation, permanent, indefinite
Outlays
Appropriation, current
Mileage of the Vice President and Senators
Outlays
Expense allowances of the Vice President, President Pro Appropriation, current
Tempore, Majority and Minority Leaders and Majority and Outlays
Minority Whips.
Representation allowances for the Majority and Minority Appropriation, current
Outlays
Leaders.
Salaries, officers and employees
Appropriation, current
Outlays
Appropriation, current
Office of the Legislative Counsel of the Senate
Reappropriation
Outlays
Total Office of the Legislative Counsel of the Senate
Expense allowances of the Secretary of the Senate, Ser- Appropriation, current
geant at Arms, and Doorkeeper of the Senate and Outlays
secretaries for the majority.
Office of Senate Legal Counsel
Appropriation, current
Outlays
Senate policy committees
Appropriation, current
Outlays
Inquiries and investigations
Appropriation, current
Outlays
Expenses of United States Senate Caucus on International Appropriation, current
Narcotics Control.
Outlays
Miscellaneous items
Appropriation, current
Outlays
Senators' official personnel and office expense account ... , Appropriation, current
Outlays
Secretary of the Senate
Appropriation, current
Outlays
Sergeant at Arms and Doorkeeper of the Senate
Appropriation, current
Reappropriation
Outlays
Total Sergeant at Arms and Doorkeeper of the Senate
Stationery (revolving fund)
Congressional use of foreign currency, Senate

Public Enterprise Funds:
Recording studio (revolving fund)
Senate barber and beauty shops (revolving fund)

2,391

BA
0

Total Federal funds Senate

356,563
347,030

386,317
385,319

424,973
424,973

801 BA
0
801 BA
O
801 BA
O
801 BA
O

50,250
47,321
448
448
210
102
505,500
495,520

51,000
51,000
269
269
209
209
527,238
516,694

62,500
62,500

House of Representatives
Federal funds
General and Special Funds:
Compensation of Members and related administrative expenses.
Payments to widows and heirs of deceased members of
Congress.
Mileage of Members
.
Salaries and expenses
See footnotes at end of table.


A-158


Appropriation, permanent
Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays
. Appropriation, current
Outlays

210
210
671,148
657,565

A-159

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

Legislative Branch—Con.
(In thousands of dollars)
1989 actual

Account

Stationery (revolving fund)
tives.

1991 estimate

-34

500
6,155

-34
-47
3,360
3,313

3,360
3,360

BA
0

500
6,155

3,313
3,313

3,360
3,360

0
0
0
0

-184
10
19
-168

-184
10
3
-168

-184
10
2
-168

BA
0

556,908
549,189

582,029
571,112

737,218
723,261

801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA
0
801 BA

3,330
3,062
1,143
996
775
739

3,454
3,454
1,173
1,173

3,675
3,675
1,269
1,269

4,346
4,145
1,414
403
1,887
1,863
52,922
49,490
53,926
90,806
1,220
1,171
20

236
236
4,353
4,347
1,399
1,378
1,876
1,876
54,656
54,214
99,017
99,017
1,321
1,321
20

255
255
5,450
5,355
1,450
1,450
2,072
2,047
61,812
61,598
94,484
94,484
1,490
1,490
20

BA
0

120,983
152,675

167,505
167,016

171,977
171,623

801 BA
0

18,361
17,617

19,229
19,019

21,723
21,453

801 BA
0
801 0
801 0
801 O
801 0

113,661
123,981

124,573
166,816
1,500
1,364
7
40

204,884
187,286
2,000
5,500
7
60

801 0
801 BA
BA
0

Outlays..
Appropriation, permanentOutlays

Total Congressional use of foreign currency, House of
Representatives.
Public Enterprise Funds:
Recording studio (revolving fund)
Beauty shop (revolving fund)
House barber shops (revolving fund)
Page residence hall and meal plan

1990 estimate

801
801
801
801

Outlays..
Outlays..
Outlays..
Outlays-

Total Federal funds House of Representatives

-34

Joint Items
Federal funds
General and Special Funds:
joint Economic Committee...
Joint Committee on Printing
Joint Committee on Inaugural Ceremonies of 1989
Special services office
Joint Committee on Taxation
Office of the Attending Physician
General expenses, Capitol police
Salaries, Capitol Police
Official mail costs
Capitol Guide Service

Outlays..
Approprij
OutlaysAppropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays.
Appropriation,
Outlays,
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays

current
current
current
current
current
current
current
current

Total Federal funds Joint Items.

Congressional Budget Office
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Architect of the Capitol
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays
Capitol complex security enhancements
Outlays
West central front of the Capitol
Outlays
Congressional cemetery
Outlays
Construction of an extension to the New Senate Office Outlays
Building.

490
7
125

64

801 0
tional House Office Building.

provide facilities for the physically handicapped.
See footnotes at end of table.


http://fraser.stlouisfed.org/
Federal Reserve Bank0-1Mfl-1fi QT.3
9.K0-9.98 of St. Louis

801 0
801 0
801 0

1
121
54

46
520

69
286

A-160

THE BUDGET FOR FISCAL YEAR 1991

Legislative Branch—Con.
(In thousands of dollars)
Account

1989 actual

Public Enterprise Funds:
Senate restaurant fund
Outlays
House of Representatives restaurant fund (revolving fund).... Outlays

801 0
801 0

1990 estimate

1991 estimate

-336
-62

642
163

BA
0

113,661
124,381

124,573
171,162

801 BA
0

148,600
158

27,226

53,440

BA
0

262,261
124,539

124,573
198,388

204,884
248,648

503 BA
0
376 BA
O
801 BA
0
, 503 BA
O
503 BA
0
503 0

148,042
137,637
11,663
12,781
44,684
44,828
36,474
38,233
250
31
99

155,548
165,000
12,012
11,314
45,820
45,655
37,112
34,382

191,141
182,080
11,246
10,789
53,706
52,948
42,211
38,022

503 BA
0
376 BA
0
503 BA
0

3,381
1,985
229,426
233,579
2

2,568
7,172
210,000
219,697
5
13

7,086
8,891
215,000
225,895
6
9

503 BA
0

9,116
8,842

8,334
9,578
(323)

7,667
8,514

Total Federal funds Library of Congress

BA
0

473,922
469,173

463,065
483,478

520,396
518,634

Total Trust funds Library of Congress..

BA
0

9,116
8,842

8,334
9,578

7,667
8,514

801 0
801 BA
0
808 BA
BA
0

3,063
72,000
70,266
13,731

84,900
81,825
27,900

22,365

74,149
74,585
13,324
3,000
22,008

BA
0

13,731
22,365

16,324
22,008

27,900
21,666

Total Federal funds Architect of the Capitol
Intragovernmental Funds:
Judiciary office building development and operations fund.. Authority to borrow, current, indefinite
Outlays
Total Federal funds Architect of the Capitol, including
technical adjustment.

204,884
195,208

Library of Congress
Federal funds
General and Special Funds:
Salaries and expenses
Copyright Office: Salaries and expenses
Congressional Research Service: Salaries and expenses..

Appropriation, current
Outlays
Appropriation, current
Outlays

Outlays..
Books for the blind and physically handicapped: Salaries Appropric
and expenses.
Outlays..,
Approprfc
National Rim Preservation Board,Salaries and expenses
OutlaysCollection and distribution of library materials (special Outlays..
foreign currency program).
Furniture and furnishings
Appropri<
Outlays..
Payments to copyright owners
Appropric
Outlays..
Oliver Wendell Holmes devise fund..
Appropr
Outlays.

186
59

Trust funds
Gift and trust fund accounts
Limitation on program level (obligations) (P.L. 99-177)..

Appropriation, permanent, indefinite
Outlays

Government Printing Office
Federal funds
General and Special Funds:
Printing and binding
Congressional printing and binding

Outlays
Appropriation, current..
Outlays
Office of Superintendent of Documents: Salaries and ex- Appropriation, current..
penses.
Outlays..
Total Office of Superintendent of Documents..

Intragovernmental Funds:
Government Printing Office revolving fund
Limitation on program level (obligations) (P.L. 99-177)
Total Federal funds Government Printing Office..

See footnotes at end. of table.




Outlays-

808 0

21,666

-24,810
(37,846)

BA
0

85,731
70,884

90,473
96,593

112,800
103,491

A-161

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

Legislative Branch—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

General Accounting Office
General and Special Funds:
Salaries and expenses

801 BA
0

347,339
334,811

363,661
356,703

433,163
422,991

752 BA
0
752 BA
0

29,345
25,515
11
9

28,120
29,345
10
44

31,598
31,598
10
50

602 BA
0

535
102

402
104

444
117

Total Federal funds United States Tax Court

BA
0

29,356
25,524

28,130
29,389

31,608
31,648

Total Trust funds United States Tax Court

BA
0

535
102

402
104

444
117

3,000
2,600
991
972

Appropriation, current
Outlays

United States Tax Court
Federal funds
eneral and Special Funds:
Salaries and expenses
Tax courts independent counsel, U.S. Tax Court

Appropriation, current
Outlays
Appropriation, permanent, indefinite
Outlays

Trust funds
Tax Court judges survivors annuity fund

Appropriation, permanent, indefinite.....
Outlays

Other Legislative Branch Agencies
Legislative Branch Boards and Commissions
Federal funds
General and Special Funds:
National commission on acquired immune deficiency syndrome.
Commission on Security and Cooperation in Europe: Salaries
and expenses.
National Commission on Children

801 BA
0
801 BA
O
801 BA
0
801 BA
BA
0

340
340

123
70
441
948
-500
988
209

101
116
1,149
658
70

127
104

484
590

295

239
136

604

239
136

590
604

18
1,033
288

467
1,000

212

BA
0

current
permanent

335
335

801 0
801 BA
0

current

340
340

BA
0

current

340
340

376 BA
0
551 0
801 O
801 O
801 BA
O
801 BA
BA
0

current

1,000
800
839
836
929
763
-5
340
335

BA
0

Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
International conferences and contingencies: House and Appropriation,
Senate expenses.
Appropriation,
Outlays

4,254
2,965

4,261
6,815

4,458
5,215

801 BA
0

17,937
17,867

18,376
18,352

20,710
20,259

Total International conferences and contingencies
Copyright Royalty Tribunal: Salaries and expenses
Prospective Payment Assessment Commission
Physician payment review commission
Prescription drug payment review commission
Commission on Railroad Retirement Reform
Biomedical Ethics: Salaries and expenses

Appropriation, current
Outlays
Outlays
Outlays
Outlays
Appropriation, current
Outlays
Appropriation, current
Reappropriation
Outlays

Total Biomedical Ethics
Payment to the Congressional Award Board
. Outlays
United States Bipartisan Commission on Comprehensive Appropriation, current
Health Care.
Outlays
Total Federal funds Legislative Branch Boards and
Commissions.

741
751
790
264

692
340
340

Office of Technology Assessment
Federal funds
General and Special Funds:
Salaries and expenses
See footnotes at end of table.




Appropriation, current
Outlays

A-162

THE BUDGET FOR FISCAL YEAR 1991

Legislative Branch—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
Contributions and donations

Appropriation, permanent, indefinite
Outlays

801 BA
0

10
3

2
2

4
4

3

40

5

11,892

8,450

1,500

Dwight David Eisenhower Centennial Commission
Federal funds
General and Special Funds:
Expenses

Outlays

801 0

U.S. Capitol Preservation Commission
Trust funds
Capitol Preservation Commission Trust Fund

Appropriation, permanent, indefinite

801 BA

John C. Stennis Center for Public Service Training and Development
Federal funds
General and Special Funds:
Payment to the John C. Stennis Center

Appropriation, current
Outlays

801 BA
0

7,500
7,500

801 BA
0

7,961
295

656
475

656
656

Total Federal funds Other Legislative Branch Agencies

BA
0

29,691
28,335

22,637
25,207

25,168
25,479

Total Trust funds Other Legislative Branch Agencies

BA
0

19,863
298

9,108
477

2,160
660

BA
0

2,281,115
2,119,777

2,247,619
2,332,224

2,683,910
2,692,201

-2,564
-6,012
-2,697

-2,736
-2,005
-9,178

-3,283
-2,006
-6,381

BA
0

2,269,842
2,108,504

2,233,700
2,318,305

2,672,240
2,680,531

BA
0

29,514
9,242

17,844
10,159

10,271
9,291

Trust funds
John C. Stennis Center for Public Service Development trust Appropriation, permanent, indefinite
fund.
Outlays

Summary
Federal funds-.
(As shown in detail above)
Deductions for offsetting receipts:
Intrafund transactions
Proprietary receipts from the public
Total Federal funds
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

Total Trust funds
Interfund transactions
Total Legislative Branch

See footnotes at end. of table.




803 BA/0
908 BA/O
801 BA/0

503 BA/O
801 BA/0
908 BA/O
BA
0
801 BA/O
BA
0

-4,457
-10,852
-217
13,988
-6,284

-5,044
-6,364
-111

-5,378
-6,364
-114

6,325
-1,360

-1,585
-2,565

2,240,025
2,316,945

2,670,655
2,677,966

-7,500
2,276,330
2,094,720

A-163

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

The Judiciary
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Supreme Court of the United States
Federal funds
General and Special Funds:

19,224

14,834
(1,087)

17,202
D63
16,854
(1,139)

18,633
(1,376)

BA
0

15,901
14,834

17,265
16,854

19,224
18,633

752 BA
0

2,131
2,373

4,369
4,068

3,453
4,079

BA
0

18,032
17,207

21,634
20,922

22,677
22,712

8,300
7,459
(1,235)

8,709
8,575
(1,300)

9,766
9,635
(1,582)

8,000
7,776
(774)

8,191
8,171
(920)

8,838
8,807
(1,108)

BA

1,177,700

1,643,120

BA
0

1,209,308
(109,088)

1,331,227
A 22,750
D 5,253
13,100
1,326,507
A 20,764
(103,969)

7,500
1,624,566
* 1,986
(126,754)

BA
0

1,177,700
1,209,308

1,372,330
1,347,271

1,650,620
1,626,552

BA
0
BA
0
0
BA
0
0
BA
BA
0

110,100
104,229
48,135
51,451
44
41,423
46,244
57
1,230

126,401
146,685
57,997
54,312
297
57,889
51,830

167,580
166,427
57,997
56,297
41
66,583
63,174

-809

8,000
9,744
(7,706)

12,000
12,000

Total Registry administration..

BA
0

1,230
-809

8,000
9,744

12,000
12,000

Total Federal funds Courts of Appeals, District Courts,
and other Judicial Services.

BA
0

1,378,588
1,410,524

1,622,617
1,610,139

1,954,780
1,924,491

BA
0

Outlays..
Salaries of judges
Total Salaries and expenses..
Care of the buildings and grounds

Appropriation, current
Outlays

Total Federal funds Supreme Court of the United
States.

15,901

United States Court of Appeals for the Federal Circuit
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

752 BA
0

Salaries of judges

United States Court of International Trade
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

752 BA
0

Salaries of judges

Courts of Appeals, District Courtsy and other Judicial Services
Federal funds
General and Special Funds:
752
Appropriation, permanent, indefinite..
Outlays
Salaries of judges
Total Salaries and expenses..
Defender services

Appropriation, current
Outlays

752
752

Furniture and furnishings
Court security
Special rail reorganization court
Registry administration

Outlays
Outlays
Appropriation, current
Outlays
Outlays
Appropriation, current, indefinite
Appropriation, permanent, indefinite..
Outlays

752
752
752
752

Limitation on program level (obligations) (P.L. 99-177)

See footnotes at end of table.




THE

A-164

BUDGET FOR FISCAL YEAR 1991

The Judiciary—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Administrative Office of the United States Courts
Federal funds
General and Special Funds:
Salaries and expenses

752 BA
0

33,600
33,675

33,670
33,299

38,487
36,999

752 BA
0

11,200
11,377

12,485
12,354

15,866
15,223

40

219

236

752 BA
0

2,300
2,300

6,428
6,428

5,000
5,000

602 BA
BA
BA
0

2,300
-112
53

4,371
636
(4,299)

5,716
4,954

BA
0

2,188
53

4,371
636

5,716
4,954

602 BA
0

15,760
4,276

19,539
4,536

18,651
4,765

Total Federal funds judiciary Retirement Funds

BA
0

2,300
2,300

6,428
6,428

5,000
5,000

Total Trust funds Judiciary Retirement Funds

BA
0

17,948
4,329

23,910
5,172

24,367
9,719

BA
0

1,460,020
1,490,358

1,713,734
1,700,107

2,055,414
2,023,103

BA
0

17,948
4,329

23,910
5,172

24,367
9,719

-2,300

-3,928

-5,000

1,475,668
1,492,387

1,733,716
1,701,351

2,074,781
2,027,822

. Appropriation, current
Outlays

Federal Judicial Center
Federal funds
General and Special Funds:
Salaries and expenses

. Appropriation, current
Outlays

Bicentennial Expenses, The Judiciary
Federal funds
General and Special Funds:
Bicentennial activities

. Outlays

808 0

Judiciary Retirement Funds
Federal funds
General and Special Funds:
Payment to judicial officers' retirement fund

. Appropriation, current, indefinite
Outlays

Trust funds
Judicial officers' retirement fund

Limitation on program level (obligations) (P.L. 99—177)

. Appropriation, current
Indefinite
Appropriation, permanent, indefinite
Outlays

Total Judicial officers' retirement fund
Judicial survivors' annuities fund

. Appropriation, permanent, indefinite
Outlays

Summary
Federal funds:
(As shown in detail above)
Trust funds-.
(As shown in detail above)
Interfund transactions
Total The Judiciary

See footnotes at end of table.




752 BA/O
BA
0

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

A-165

Executive Office of the President
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Compensation of the President
Federal funds
General and Special Funds:
Compensation of the President

802 BA
0

250

216

250
250

250
250

802 BA

27,950
27,276

30,232
29,983

32,799
32,519

5,698
6,266

6,815
6,644

7,293
7,860

0

Appropriation, current
Outlays
;

258
254

574
470

626
609

0

-175

The White House Office
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

0

Executive Residence at the White House
Federal funds
General and Special Funds:
Operating expenses

802 BA

Appropriation, current..
Outlays

0

Official Residence of the Vice President
Federal funds
General and Special Funds:
\ expenses

Appropriation, current

802 BA

Outlays

Trust funds
Donations for the Official Residence of the Vice President

Outlays

802

Special Assistance to the President
Federal funds
General and Special Funds:
Salaries and expenses

802 BA

2,199

0

2,126

2,303
2,291

2,587
2,557

802 BA

Appropriation, current..
Outlays

2,787
2,715

2,865
2,857

3,064
3,044

850
769

1,465
1,420

2,780
2,655

1,465
1,420

2,780
2,655

Council of Economic Advisers
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

0

Council on Environmental Quality and Office of Environmental Quality
Federal funds
General and Special Funds:
Council on Environmental Quality and Office of Environmen- Appropriation, current
tal Quality.
Outlays
Intragovernmental Funds:
Management fund, Office of Environmental Quality
Outlays

802 BA
0
802

Total Federal funds Council on Environmental Quality
and Office of Environmental Quality.

0
BA

0
Council on Wage and Price Stability
Federal funds

General and Special Funds:
Salaries and expenses

See footnotes at end of table.




Outlays..

802

0

-558
850
211

A-166

THE

BUDGET FOR FISCAL YEAR 1991

Executive Office of the President--Con.
tin thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Office of Policy Development
Federal funds
Genera! and Special Funds:
Salaries and expenses

802 BA
0

3,000
2,552

3,075
3,057

3,395
3,328

802 BA
0

Appropriation, current
Outlays

5,100
4,959

5,335
4,847

5,893
5,759

983
688

1,363
1,249

National Security Council
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

National Space Council
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

802 BA
0

National Critical Materials Council
Federal funds
General and Special Funds:
Salaries and expenses

802 BA
0

225
158

397
450

235
252

802 BA
0

18,350
16,771

18,580
19,098

24,910
23,724

802 BA
0
802 BA
0

39,640
39,384
2,353
2,487

44,317
43,939
.2,626
2,590

49,305
48,886
2,914
2,882

BA
0

Appropriation, current
Outlays

41,993
41,871

46,943
46,529

52,219
51,768

802 BA
0
802 BA
0

3,500
2,126

36,949
23,989
109,000
10,900

66,500
53,317
128,000
107,600

500
251

1,000
750

145,949
34,889

194,500
160,917

500
251

1,000
750

Office of Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Office of Management and Budget
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays
Office of Federal Procurement Policy: Salaries and expenses... Appropriation, current
Outlays
Total Federal funds Office of Management and Budget

Office of National Drug Control Policy
Federal funds
General and Special Funds:
Salaries and expenses
Special forfeiture fund

Appropriation, current
Outlays
. Appropriation, current, indefinite
Outlays

Trust funds
Gifts and donations

. Appropriation, permanent, indefinite.
Outlays

551 BA
0

Total Federal funds Office of National Drug Control
Policy.

BA
0

Total Trust funds Office of National Drug Control
Policy.

BA
0

See footnotes at end of table.




3,500
2,126

FEDERAL PROGRAMS BY AGENCY A N D ACCOUNT

A-167

Executive Office of the President—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

1991 estimate

Office of Science and Technology Policy
Federal funds
General and Special Funds:
Salaries and expenses

3,300
3,112

1,587
1,339

2,829
2,332

15,229

17,778

0

15,265

17,496

18,936
18,809

BA
0

15,229
15,265

17,778
17,496

18,936
18,809

52

52

39

BA
0

128,976
124,155

286,373
173,353

354,150
318,451

BA
0

-175

500
251

1,000
750

BA
0

Appropriation, current
Outlays

128,976
123,980

286,873
173,604

355,150
319,201

802 BA
0

Office of the United States Trade Representative
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

802 BA

K

Outlays
Total Salaries and expenses

White House Conference for a Drug Free America
Federal funds
General and Special Funds:
Salaries and expenses

Outlays

551 0

Summary
Federal funds:
(As shown in detail above)
Trust funds:
(As shown in detail above)
Total Executive Office of the President

Funds Appropriated to the President
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Unanticipated Needs
Federal funds
General and Special Funds:
Unanticipated needs
Unanticipated needs for natural disasters

Appropriation, current
Outlays
Appropriation, current
Outlays

802 BA
0
453 BA
0

Total Federal funds Unanticipated Needs

BA
0

1,000
1,000

1,000
113

1,000
1,000
230,000
72,000

58,800

1,000
113

231,000
73,000

1,000
59,800

The Points of Light Initiative Foundation
r j

// J

Federal funds
General and Special Funds:
The Points of Light Initiative Foundation

See footnotes at end of table.




Appropriation, current
Outlays

506 BA
0

' 25,000
' 25,000

THE

A-168

BUDGET FOR FISCAL YEAR 1991

Funds Appropriated to the President—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Investment in Management Improvement
Federal funds
General and Special Funds:
Investment in management improvement

802 BA
0

1,000
180

500
1,423

152 BA

4,272,750

4,827,641

0

-2,240,689
(410,000)

1,928,164
(404,254)

BA
0

4,272,750
-2,240,689

4,827,641
1,928,164

152 BA

3,281,500

3,160,988

Reappropriation

BA

20,000

18,000

Outlays

0

3,488,096

3,413,781

* 14,000
3,339,207

BA
0

3,301,500
3,488,096

3,178,988
3,413,781

3,358,000
3,339,207

152 BA
0
152 BA

465,000
579,679
47,400

430,104
47,196

180,955

0

44,145

49,648

* 50,500
50,771

BA
0

47,400
44,145

47,196
49,648

50,500
50,771

152 BA

31,689

32,773

0

41,651

33,556

* 32,800
32,792

BA
0

31,689
41,651

32,773
33,556

32,800
32,792

9

449

... Appropriation, current
Outlays

125

International Security Assistance
Federal funds
General and Special Funds:
Foreign military financing

... Appropriation, current
Outlays

Limitation on direct loan obligations
Total Foreign military financing
Economic support fund

... Appropriation, current

* 5,016,900
4,831,878
5,016,900
4,831,878
K

Total Economic support fund
Military assistance
International military education and training

... Appropriation, current
Outlays
... Appropriation, current
Outlays

Total International military education and training
Peacekeeping operations

... Appropriation, current
Outlays

Total Peacekeeping operations
Assistance for relocation of facilities in Israel
Public Enterprise Funds:
Guarantee reserve fund

3,344,000

... Outlays

152 0

.... Authority to borrow, current, indefinite
Outlays

152 BA
0

452,065
457,035

499,055
499,132

587,061
587,061

BA
0

8,570,404
2,369,926

8,585,653
6,354,834

9,045,261
9,022,664

-950,677
-487,425

-158,441
-395,287

-224,415
-555,546

BA
0

7,132,302
931,824

8,031,925
5,801,106

8,265,300
8,242,703

151 BA
0

50,001
91,388

49,786
27,479

110,592
55,962

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

152 BA/0
908 BA/0

Total International Security Assistance

International Development Assistance
Multilateral Assistance
Federal funds
General and Special Funds:
Contribution to the International Bank for Reconstruction Appropriation, current
and Development.
Outlays

See footnotes at end of table.




A-169

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

Funds Appropriated to the President—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

0

827,000

913,000

4,150
1,060,000
999,000

BA
0

995,000
827,000

960,851
913,000

1,064,150
999,000

151 0
151 BA
0
151 BA
0
151 BA
0
151 BA
0
151 BA
0
151 BA

9,723
4,892
4,891
116,513
152,392
153,955
105,000
34,041
7,345
7,335
226,115

74,607
24,544
94,933
116,598
174,973
136,559
104,548
81,743
9,493
9,494
274,137

40,331
50,064
103,799
129,871
301,809
135,238
105,452
109,060
10,136
10,145

0

247,388

258,938

225,000
243,385

Total International organizations and programs

BA
0

226,115
247,388

274,137
258,938

225,000
243,385

Total Federal funds Multilateral Assistance

BA
0

1,540,745
1,492,234

1,743,328
1,568,355

1,961,269
1,732,725

151 BA

1,177,659

1,203,706

Reappropriation

BA

90,816

39,000

Outlays

0

1,375,548

1,199,000

* 23,000
1,210,000

BA
0

1,268,475
1,375,548

1,242,706
1,199,000

1,231,000
1,210,000

151 BA

550,000

561,823

0

145,219

359,000

* 560,500
443,000

BA
0

550,000
145,219

561,823
359,000

560,500
443,000

151 0
151 BA

62,753

34,418
159,312

22,757
200,000
y 300,000
65,892
'192,200

Contribution to the International Development Association

Appropriation, current

151 BA

995,000

960,851
K

Outlays
Total Contribution to the International Development
Association.
Contribution to the special facility for Sub-Saharan Africa
Contribution to the International Finance Corporation
Contribution to the Inter-American Development Bank
Contribution to the Asian Development Bank
Contribution to the African Development Fund
Contribution to the African Development Bank
International organizations and programs

Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,

current
current
current
current
current
current

K

Outlays

Agency for International Development
Federal funds
General and Special Funds:
Functional development assistance program

Appropriation, current

Total Functional development assistance program
Sub-Saharan Africa development assistance

Appropriation, current
Outlays

Total Sub-Saharan Africa development assistance
Sahel development program
Special assistance initiatives

Outlays
Appropriation, current
Outlays

Total Special assistance initiatives
American schools and hospitals abroad

Appropriation, current
Reappropriation
Outlays

See footnotes at end of table.




159,312
23,706

1,208,000

500,000
258,092

35,000

34,850

BA
0

35,924

3,000
41,580

33,607

BA
0

Appropriation, current

Total American schools and hospitals abroad

Total International disaster assistance

23,706

0
BA
0

Appropriation, permanent, indefinite
Outlays

International disaster assistance

K

35,000
35,924

37,850
41,580

23,000
33,607

151 BA

28,000

24,893

BA
0

1,499
38,980

34,052

34,406

BA
0

29,499
38,980

24,893
34,052

40,000
34,406

151 BA

* 23,000

* 40,000

A-170

THE BUDGET FOR FISCAL YEAR 1991

Funds Appropriated to the President—Con.
(In thousands of dollars)
Account
Operating expenses Agency for International Development

1989 actual
, Appropriation, current

BA
0

10,000
415,925

429,212

443,430

BA
0

429,500
415,925

430,044
429,212

447,794
443,430

153 BA
0
151 BA

40,533
40,533
28,500

40,147
40,147
30,453

40,341
40,341

0

28,355

30,541

* 33,884
34,304

BA
0

Payment to the Foreign Service retirement and disability Appropriation, current
fund.
Outlays
Operating expenses of the Agency for International Develop- Appropriation, current
ment Office of Inspector General.
Outlays

28,500
28,355

30,453
30,541

33,884
34,304

Total Operating expenses of the Agency for International Development Office of Inspector General.
Outlays

151 0

Authority to borrow, current

151 BA

Limitation on direct loan obligations
Limitation on guaranteed loan commitments
Intragovernmental Funds:
Advance acquisition of property—revolving fund

* 447,794

37
13,000

37,000

10,771
(125,000)

45,000
(99,570)

* 48,000
48,000
(100,000)

BA
0

13,000
10,771

37,000
45,000

48,000
48,000

151 BA
0

6,367
-877
(12,000)
(50,000)

4,978
3,661
(3,485)
(91,109)

(125,000)

Outlays

0

Total Housing and other credit guaranty programs
Private sector revolving fund

430,044

419,500

Total Operating expenses Agency for International
Development.

Limitation on guaranteed loan commitments

1991 estimate

151 BA

Reappropriation
Outlays

Miscellaneous appropriations, AID
Public Enterprise Funds:
Housing and other credit guaranty programs

1990 estimate

Appropriation, current
Outlays

Outlays

151 0

2,800

64

Trust funds
Miscellaneous trust funds, AID

151 BA
0

7,829
-754

5,000
5,000

5,000
5,000

BA
0

Appropriation, permanent, indefinite
Outlays

2,400,874
2,153,232

2,569,206
2,240,317

2,924,519
2,570,737

-471,946
-372,545

-450,000
-340,000

-460,000
-330,000

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

151 BA/O
908 BA/O

Total Federal funds

BA
0

Deductions for offsetting receipts:
Proprietary receipts from the public

1,779,206
1,450,317

2,134,519
1,780,737

BA
0

Trust funds:
(As shown in detail above)

1,556,383
1,308,741
7,829
-754

5,000
5,000

5,000
5,000

-5,000

-5,000

1,556,383
1,300,158

1,779,206
1,450,317

2,134,519
1,780,737

25,000

31,499

0

25,631

28,347

* 30,000
30,412

BA
0

25,000
25,631

31,499
28,347

30,000
30,412

151 BA/O

Total Trust funds

-7,829

BA
0

-8,583

BA
0

151 BA

Total Agency for International Development

Trade and Development Program
Federal funds
General and Special Funds:
Trade and development program

Appropriation, current
Outlays

Total Trade and development program

See footnotes at end. of table.




FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

A-171

Funds Appropriated to the President—Con.
(In thousands of dollars)
Account

1989 actual

19S0 estimate

1991 estimate

Peace Corps
Federal funds
General and Special Funds:
Peace Corps

153,500

165,649

0

153,039

168,253

* 181,061
180,337

BA
0

153,500
153,039

165,649
168,253

181,061
180,337

151 BA
0

448
423

400
450

400
450

BA
0

153,500
153,039

165,649
168,253

181,061
180,337

BA
0

448
423

400
450

400
450

151 BA

.. Appropriation, current
Outlays

Total Peace Corps

Trust funds
Peace Corps miscellaneous trust funds

.. Appropriation, permanent, indefinite
Outlays

Summary
Federal funds:
(As shown in detail above)
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

151 BA/0

-65

Total Trust funds

BA
0

383
358

400
450

400
450

Total Peace Corps

BA
0

153,883
153,397

166,049
168,703

181,461
180,787

-132,878

-118,904

(23,000)
(175,000)

-141,735
(12,329)
(19,914)
(211,537)

16,600
19,366

16,859
16,712

16,941
19,831

151 BA
0

8,000
7,240

8,850
8,572

11,500
10,230

Total Federal funds International Development Assistance.

BA
0

3,300,228
2,873,373

3,745,391
3,098,821

4,335,290
3,635,368

Total Trust funds International Development Assistance.

BA
0

383
-8,225

400
450

400
450

Overseas Private Investment Corporation
Federal funds
Public Enterprise Funds:
Overseas Private Investment Corporation
Limitation on administrative expenses (P.L. 99-177)
Limitation on direct loan obligations
Limitation on guaranteed loan commitments

.. Outlays

151 0

(23,000)
(185,000)

Inter-American Foundation
Federal funds
Public Enterprise Funds:
Inter-American Foundation

.. Appropriation, current
Outlays

151 BA
0

African Development Foundation
Federal funds
General and Special Funds:
African Development Foundation

... Appropriation, current
Outlays

Internationa! Monetary Programs
Federal funds
General and Special Funds:
United States quota, International Monetary Fund

See footnotes
 at end of table.


Outlays

155 0

49,823

A-172

THE BUDGET FOR FISCAL YEAR 1991

Funds Appropriated to the President—Con.
(In thousands of dollars)
Account

1989 actual

Contribution to enhanced structural adjustments facility of Appropriation, current
the internation monetary fund.
Outlays

BA
0

1991 estimate

139,398
3,000

10,602
5,000

49,823

139,398
3,000

10,602
5,000

114,640
(141,410)

-137,603
(300,891)

-53,866
(346,012)

8,635,659
(8,153,724)
8,431,260

8,988,000
(8,770,000)
9,012,000

8,041,000
(8,302,000)
8,575,000

114,640

-137,603

-53,866

155 BA
0

Total Federal funds International Monetary Programs

1990 estimate

Military Sales Programs
Federal funds
Public Enterprise Funds:
Special defense acquisition fund
Limitation on program level (obligations)

Outlays

155 0

Trust funds
Foreign military sales trust fund

Contract authority, permanent, indefinite
Liquidation of contract authority, permanent
Outlays

155 BA
0

Summary
Federal funds:
(As shown in detail above)

0.

Trust funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts:
Proprietary receipts from the public

155 BA/0

8,635,659
8,431,260

8,988,000
9,012,000

8,041,000
8,575,000

-8,153,724

-8,770,000

-8,302,000

Total Trust funds

BA
0

481,935
277,536

218,000
242,000

-261,000
273,000

Total Military Sales Programs

BA
0

481,935
392,176

218,000
104,397

-261,000
219,134

152 BA
BA
0

36,340
39,410

12,900
13,460
78,825

BA
0

36,340
39,410

26,360
78,825

Special Assistance for Central America
Federal funds
General and Special Funds:
Central American reconciliation assistance

. Appropriation, current
Reappropriation
Outlays

Total Central American reconciliation assistance
Assistance to the Nicaraguan democratic resistance
Promotion of security and stability in Central America

. Outlays
. Outlays

054 0
153 0

647

BA
0

Total Federal funds Special Assistance for Central
America.

261
921
36,340
40,592

26,360
79,472

BA
0

12,753,463
6,293,138

13,518,302
10,262,947

14,207,153
13,484,091

-471,946
-950,677
-859,970

-450,000
-158,441
-735,287

-460,000
-224,415
-885,546

BA
0

10,470,870
4,010,545

12,174,574
8,919,219

12,637,192
11,914,130

BA
0

8,643,936
8,430,929

8,993,400
9,017,450

8,046,400
8,580,450

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

Total Federal funds
Trust funds:
(As shown in detail above)

See footnotes at end. of table.




151 BA/O
152 BA/O
908 BA/O

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

A-173

Funds Appropriated to the President—Con.
(In thousands of dollars)
Account

1989 actual

Deductions for offsetting receipts:
Proprietary receipts from the public

151 BA/O
155 BA/0

1990 estimate

1991 estimate

-7,894
-8,153,724

-5,000
-8,770,000

-5,000
-8,302,000

Total Trust funds

BA
0

482,318
269,311

218,400
242,450

-260,600
273,450

Total Funds Appropriated to the President

BA
0

10,953,188
4,279,856

12,392,974
9,161,669

12,376,592
12,187,580

Department of Agriculture
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Office of the Secretary
Federal funds
General and Special Funds:
Office of the Secretary

352 BA
0

5,953
5,546

7,294
7,235

7,786
7,769

352 BA
0

2,095
3,382

2,633
2,632
(2,632)

2,500
2,501

352 BA
0
304 BA
0
352 BA
0
352 BA
0
352 BA
0

25,922
25,156
5,000
1,194
70,661
65,620
1,494
1,555

22,022
21,911
19,927
13,158
4,522
4,522
72,027
72,562
1,494
1,494

23,355
22,922
29,586
26,135
4,971
4,945
74,398
73,894
1,407
1,521

352 BA
0

4,708
4,680

1,001

3,750
3,750

BA
0

107,785
98,205

119,992
114,648

137,467
133,167

352 BA
0

.. Appropriation, current
Outlays

8,859
8,019

8,493
8,493

8,882
8,882

352 BA
0

50,510
50,611

51,779
51,476

57,630
57,630

Trust funds
Gifts and bequests
Limitation on program level (obligations) (P.L 99-177)

.. Appropriation, permanent, indefinite
Outlays

Departmental Administration
Federal funds
General and Special Funds:
Departmental administration

.. Appropriation,
Outlays
Hazardous waste management
.. Appropriation,
Outlays
Office of budget and program analysis
.. Appropriation,
Outlays
Rental payments and building operations and maintenance .. Appropriation,
Outlays
Advisory committees
.. Appropriation,
Outlays
Intragovernmental Funds:
Working capital fund
.. Appropriation,
Outlays

current
current
current
current
current
current

Total Federal funds Departmental Administration

Office of Public Affairs
Federal funds
General and Special Funds:
Office of public affairs

.. Appropriation, current
Outlays

Office of the Inspector General
Federal funds
General and Special Funds:
Office of the Inspector General

See footnotes at end of table.




.. Appropriation, current
Outlays

A-174

THE BUDGET FOR FISCAL YEAR 1991

Department of Agriculture—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Office of the General Counsel
Federal funds
Genera! and Special Funds:
Office of the General Counsel

Appropriation, current
Outlays

352

20,836
20,120

21,525
21,525

23,517
23,517

352 BA
0
352 BA
BA
0

563,381
567,740
5,390
11,654
7,207

585,923
581,110
10,675

623,510
612,431
32,600

20,000

18,000

BA
0

17,044
7,207

10,675
20,000

32,600
18,000

352 BA
0

6,004
4,748

5,000
5,000

5,000
5,000

Total Federal funds Agricultural Research Service

BA
0

580,425
574,947

596,598
601,110

656,110
630,431

Total Trust funds Agricultural Research Service

BA
0

6,004
4,748

5,000
5,000

5,000
5,000

352 BA

338,067

382,776

BA
0

2,850
343,485

2,850
393,355

346,893
' -2,850
2,850
374,814
' -2,850

BA
0

340,917
343,485

385,626
393,355

346,893
371,964

352 BA

361,370
360,484

369,180
367,478

345,676
341,950

352 BA

0

14,268
13,450

14,676
14,516

15,773
15,376

352 BA
0

63,588
62,379

66,876
64,837

81,151
80,425

352 BA
0

203
206

200
200

200

Agricultural Research Service
Federal funds
General and Special Funds:
Agricultural Research Service
Buildings and facilities

Appropriation, current
Outlays
Appropriation, current
Reappropriation
Outlays

Total Buildings and facilities

Trust funds
Miscellaneous contributed funds

Appropriation, permanent, indefinite
Outlays

Cooperative State Research Service
Federal funds
General and Special Funds:
Cooperative State Research Service..

Appropriation, current
Appropriation, permanentOutlays

Total Cooperative State Research Service..

Extension Service
General and Special Funds:
Extension Service

Appropriation, current..
Outlays

0

National Agricultural Library
Federal funds
General and Special Funds:
National Agricultural Library

Appropriation, current..
Outlays

National Agricultural Statistics Service
Federal funds
General and Special Funds:
National agricultural statistics service

Appropriation, current
Outlays

Trust funds
Miscellaneous contributed funds

See footnotes at end of table.




Appropriation, permanent, indefinite
Outlays

200

A-175

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

Department of Agriculture—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Economic Research Service
Federal funds
General and Special Funds:
Economic research service

BA
0

JMfXJii J

50,689
50,172

56,262
55,497

352

BA
0

233
108

200
200

200
200

352

BA
0

1,820
1,733

1,909
1,888

2,404
2,317

352

BA
0

95,417
89,282

101,343
101,343

103,548
103,548

BA
0
352 BA
0

1,308
1,000
2,762

6,041
6,041
875
2,235

4,893
4,893

BA
0

3,817
3,477

3,935
3,335

3,935
3,935

Total Federal funds Office of International Cooperation
and Development.

BA
0

6,319
4,070

6,916
8,276

4,893
6,713

Total Trust funds Office of International Cooperation
and Development.

BA
0

3,817
3,477

3,935
3,935

3,935
3,935

151 BA
0

1,098,100
1,098,100
(1,481,900)

978,221
978,221
(1,521,562)
(807,901)

897,853
897,853
(1,463,000)

381
-13,750
4,140
176,935
188,615
5,452
4,424
1,727,539
1,372,205

110
-8,746
4,863
182,369
163,980
10,341
8,084
1,010,978
1,765,322

352

. Appropriation, current
Outlays

Trust funds
Miscellaneous contributed funds

. Appropriation, permanent, indefinite
Outlays

World Agricultural Outlook Board
Federal funds
General and Special Funds:
World agricultural outlook board

. Appropriation, current
Outlays

Foreign Agricultural Service
Federal funds
General and Special Funds:
Foreign agricultural service and general sales manager

. Appropriation, current
Outlays

Office of International Cooperation and Development
Federal funds
General and Special Funds:
Office of international corporation and development
Scientific activities overseas (foreign currency program)

352

. Appropriation, current
Outlays
. Appropriation, current
Outlays,

1,820

Trust funds
Miscellaneous contributed funds

. Appropriation, permanent, indefinite....,
Outlays

352

Foreign Assistance Programs
Federal funds
General and Special Funds:
Expenses, Public Law 480, foreign assistance programs, Appropriation, current
Agriculture.
Outlays
Limitation on program level (obligations)
Limitation on direct loan obligations

Agricultural Stabilization and Conservation Service
Federal funds
General and Special Funds:
Salaries and expenses
Outlays
Rural clean water program
Agricultural conservation program
Colorado river basin salinity control program
Conservation reserve program

See footnotes
 at end of table.


Outlays
Appropriation, current
Outlays
Outlays

351 BA
0
304 0
302 BA
0
304 BA
0
302 BA
0

3,626
176,000
165,698
14,783
16,260
1,878,038
1,991,500

A-176

THE BUDGET FOR FISCAL YEAR 1991

Department of Agriculture—Con.
(In thousands of dollars)
Account
Water Bank program

1989 actual
Appropriatiion, current

1990 estimate

1991 estimate
10,498
' 2,295
9,271
' 2,295

9,000

12,240

0

8,584

9,935

BA
0

9,000
8,584

12,240
9,935

453 BA
0
351 BA
0
302 BA
0

5,000
7,894
5
-95
12,446
13,393

9,927
9,782
5
336
12,446
12,425

66
12,446
12,911

BA
0

1,936,758
1,585,410

1,238,416
1,965,981

2,094,060
2,206,228

351 BA

201,992

222,694

0

226,414

183,585

314,429
' -241,576
272,645
^ —130,865

BA
0

201,992
226,414

222,694
183,585

72,853
141,780

351 BA

112,000

162,939

0

877,012

997,255

286,693
' -286,693
538,829
'-250,526

Total Federal Crop Insurance Corporation fund

BA
0

112,000
877,012

162,939
997,255

288,303

Total Federal funds Federal Crop Insurance Corporation.

BA
0

313,992
1,103,426

385,633
1,180,840

72,853
430,083

BA
BA
BA
0

4,527

93,485

12,241,635
10,582,265

9,139,283
8,372,913

(7,560)

(7,415)
(9,860,000)
(5,616,228)

121,316
1,750,000
13,084,435
11,870,021
—1,500,000
(8,090)
(5,500,000)

BA
0

12,246,162
10,582,265

9,232,768
8,372,913

11,455,751
10,370,021

31,284
30,750
341,000
341,000
28,710
28,710

31,318
31,545
240,757
240,757
28,710
28,710

33,055
32,983

Outlays

271 BA
0
271 BA
0
452 BA
0

Appropriation, current
Outlays

452 BA
0

1,447
1,307

1,329
1,338

1,264
1,324

302 BA

Outlays....
Total Water Bank program
Emergency conservation program
Dairy indemnity program
Forestry incentives program

Appropriatiion, current
Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays

Total Federal funds Agricultural Stabilization and Conservation Service.

12,793
11,566
4,601

Federal Crop Insurance Corporation
Federal funds
General and Special Funds:
Administrative and operating expenses

. Appropriation, current
Outlays

Total Administrative and operatog expenses
Public Enterprise Funds:
Federal Crop Insurance Corporation fund

. Appropriation, current
Outlays

Commodity Credit Corporation
Federal funds
Public Enterprise Funds:
Commodity Credit Corporation Fund

Appropriation, permanent, indefinite
Authority to borrow, current, indefinite
Authority to borrow, permanent, indefinite
Outlays

J

Limitation on administrative expenses and direct loans
Limitation on direct loan obligations
Limitation on guaranteed loan commitments

.....

Total Commodity Credit Corporation Fund

Rural Electrification Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays
Reimbursement to the Rural electrification and telephone Appropriation, current
revolving fund for interest subsidies and losses.
Outlays

Public Enterprise Funds:
Rural communication development fund

See footnotes
 at end. of table.


A-177

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

Department of Agriculture—Con.
(In thousands of dollars)
Account

Rural electrification and telephone revolving fund

1S89 actual

271 BA
BA
0

BA
0

Total Rural electrification and telephone revolving fund..
Appropriation, current, indefinite
Authority to borrow, permanent, indefinite
Outlays

452 BA
BA
0

540
179,784
112,168

4,992
957,726
-196,463

(875,701)

Appropriation, current
Authority to borrow, permanent
Outlays

Limitation on direct loan obligations
Limitation on guaranteed loan commitments

Rural telephone bank

1990 estimate

(1,794,375)

180,324
112,168

962,718
— 196,463
71,082
2,771

(177,045)

Limitation on direct loan obligations
Limitation on loan guarantee commitments

77,355
-11,918

(177,045)

1991 estimate

598,105
'-11,000
(200,000)
'(1,100,000)
587,105
' -2,521
42,666
30,399
'-2,521
(125,000)
'(200,000)

Total Rural telephone bank

BA
0

77,355
-11,918

71,082
2,771

40,145
27,878

Total Federal funds Rural Electrification Administration..

BA
0

660,120
502,017

1,335,914
108,658

74,464
649,290

452 BA
0
452 BA
O
452 BA
0
604 BA
O
604 BA
0
604 BA
0
604 BA
O
371 BA
O
604 BA
O
452 BA
O

415,517
406,073
116,895
125,611
3,091
2,820
9,513
11,993
8,000
7,413
12,500
12,225

423,534
419,500
207,700
133,291
3,091
3,000
10,862
12,242
8,634
7,804
12,500
12,225

447,787
443,500
100,000
145,497

15,104
500
312
19,140
19,066
6,500
2,602

15,132
500
367
19,140
20,970
16,406
8,844

351 BA
BA
O

3,470,596
2,846,899
2,987,318
(1,568,600)
(2,775,500)

4,123,571
1,751,057
2,670,979
(1,623,600)
(3,036,744)

1,752,950
(563,500)
(2,750,000)

BA
O

6,317,495
2,987,318

5,874,628
2,670,979

6,049,583
1,752,950

236
(500)
2,677,897
212,468
2,120,763
2,913,851
(296,317)
(1,905,730)

257

Farmers Home Administration
Federal funds
General and Special Funds:
Salaries and expenses
Rural water and waste disposal grants
Rural community fire protection grants
Rural housing for domestic farm labor
Mutual and self-help housing
Very low income housing repair grants
Rural housing voucher program
Compensation for construction defects
Rural housing preservation grants
Rural development grants
Public Enterprise Funds:
Agricultural credit insurance fund
Limitation on direct loan obligations
Limitation on guaranteed loan commitments

Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays

current
current
current
current
current
current
current
current
current
current

Appropriation, current
Authority to borrow, permanent, indefinite
Outlays

Total Agricultural credit insurance fund
Self-help housing land development fund
Limitation on direct loan obligations
Rural housing insurance fund

Limitation on program level (obligations)
Limitation on direct loan obligations
Limitation on guaranteed loan obligations

Limitation on direct loan obligations
See footnotes at end of table.




7,396
10,000
10,125
189,928
22,952
319
15,000
19,085
11,023
6,049,583

Outlays

371 0

Appropriation, current
Indefinite
Authority to borrow, permanent, indefinite
Outlays

371 BA
BA
BA
O

-560
(500)
3,660,061
177,357
1,000,000
3,610,736
(290,310)
(1,844,990)

BA
0

4,837,418
3,610,736

5,011,128
2,913,851

3,917,004
2,490,643

452 BA
O

1,596,047
402,805
(428,580)

1,474,499
891,262
(444,674)

1,666,160
885,246
(345,700)

Total Rural housing insurance fund
Rural development insurance fund

2,272
10,000
11,069

Appropriation, current
Outlays

3,029,646
253,496
633,862
2,490,643
(258,000)
(1,027,350)
(594,000)

A-178

THE BUDGET FOR FISCAL YEAR 1991

Department of Agriculture—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

(95,700)
11,000
4,529
(14,000)

(193,312)
17,318
14,553
(19,297)

(100,000)
28,000
18,508
(30,000)

BA

13,353,616
7,608,047

13,079,940
7,124,256

12,433,462
5,820,842

302 BA
0
301 BA
0
301 BA
0
301 BA
0
302 BA
0
302 BA
0

465,435
445,649
8,651
8,411
12,051
12,158
172,373
166,475
20,474
21,216
25,120
25,817

477,109
479,365
8,824
9,132
12,292
13,377
180,867
187,746
20,884
20,783
27,255
26,765

506,998
504,374
6,875
7,147
10,351
10,468
151,112
158,379
24,637
23,533
24,862
27,428

(Appropriation, permanent, indefinite)
(Outlays)

301 BA
0

720

460
1,269
(454)

460
1,348

(Appropriation, permanent, indefinite)
(Outlays)

302 BA
O

235
175

100
170
(99)

100
99

BA

235
895

560
1,439

560
1,447

704,104
679,726

727,231
737,168

724,835
731,329

0

Limitation on guaranteed loan commitments
Rural development loan fund

BA

235
895

560
1,439

560
1,447

352 BA

331,207

347,366

349,749

347,117

367,950
' -78,938
367,950
J —78,938

BA

331,207
349,749

347,366
347,117

289,012
289,012

352 BA

2,546
6,736

13,608
13,608

25,396
20,466

352 BA
0

5,579
5,427

5,000
5,000

5,000
5,000

BA

333,753
356,485

360,974
360,725

314,408
309,478

5,579
5,427

5,000
5,000

5,000
5,000

Appropriation, current
Outlays

452 BA
0

Limitation on direct loan obligations
Total Federal funds Farmers Home Administration..

0
Soil Conservation Service
Federal funds
General and Special Funds:
Conservation operations
Watershed planning
River basin surveys & investigations
Watershed and flood prevention operations
Great plains conservation program
Resource conservation and development

Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays

current
current
current
current
current
current

Trust funds
Miscellaneous contributed funds:
(Water resources)
(Limitation on program level (obligations) (P.L. 99177)).
(Conservation and land management)
(Limitation on program level (obligations) (P.L. 99177)).
Total Miscellaneous contributed funds

0
Total Federal funds Soil Conservation Service-

BA

O
Total Trust funds Soil Conservation Service.....

Animal and Plant Health Inspection Service
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays..

Total Salaries and expenses..

0
Buildings and facilities

Appropriation, current
Outlays

0

Trust funds
Miscellaneous trust funds

Appropriation, permanent, indefinite
Outlays

Total Federal funds Animal and Plant Health Inspection Service.

0

Total Trust funds Animal and Plant Health Inspection
Service.

0

See footnotes at end. of table.




BA

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

A-179

Department of Agriculture—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

1991 estimate

Federal Grain inspection Service
General and Special Funds:
Salaries and expenses

... Appropriation, current

8,185

0

6,588

8,185

BA
0

Outlays
Total Salaries and expenses
Public Enterprise Funds:
Inspection and weighing services

10,443
^ —5,697
10,443
'-5,697

8,115

8,115
6,588

8,185
8,185

4,746
4,746

352 BA

352 0

... Outlays

Total Federal funds Federal Grain Inspection Service ...

53

BA
0

8,115
6,641

8,185
8,185

4,746
4,746

352 BA

33,373

33,171

Agricultural Marketing Service
General and Special Funds:
Marketing services

27,065

31,195

(36,500)

(45,240)

52,251
—4,431
52,251
7 —4,431
(47,873)

BA
0

33,373
27,065

33,171
31,195

47,820
47,820

352 BA
0
352 BA
0

942
992
5,569
5,016

942
1,160
5,675
5,675

605 BA
0

405,873
454,307

1,236
1,266
5,675
5,675
(5,423)
581,020
422,624

BA
0

405,873
454,307

581,020
422,624

373,984
358,632

Appropriation, permanent, indefinite
Outlays

352 BA
0

85,567
84,740

87,689
87,689
(84,775)

87,689
87,689

Outlays

351 0

Appropriation, current

J

Outlays

0

Limitation on administrative level
Total Marketing services
Payments to States and possessions
Perishable Agricultural Commodities Act fund

Appropriation, current
Outlays
Appropriation, permanent, indefinite
Outlays

Limitation on program level (obligations) (P.L. 99-177)
Funds for strengthening markets, income, and supply (sec- Appropriation, permanent, indefinite
tion 32).
Outlays
Limitation on program level (obligations) (P.L. 99-177)

373,984
365,097
'—6,465

(531,401)

Total Funds for strengthening markets, income, and
supply (section 32).

Trust funds
Miscellaneous trust funds
Limitation on program level (obligations) (P.L. 99-177)
Milk market orders assessment fund

3,710

Total Federal funds Agricultural Marketing Service

BA
0

445,757
487,380

621,102
460,760

428,421
413,287

Total Trust funds Agricultural Marketing Service

BA
0

85,567
88,450

87,689
87,689

87,689
87,689

352 BA
0

2,397
2,337

2,397
2,397

2,429
2,429

554 BA
0

404,954
401,358

416,898
414,365

440,882
440,882

Office of Transportation
Federal funds
General and Special Funds:
Office of Transportation

Appropriation, current
Outlays

Food Safety and Inspection Service
Federal funds
General and Special Funds:
Salaries and expenses

See footnotes
 at end of table.


Appropriation, current
Outlays

A-180

THE BUDGET FOR FISCAL YEAR 1991

Department of Agriculture—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
Expenses and refunds, inspection and grading of farm Appropriation, permanent, im
products.
Outlays
Limitation on program level (obligations) (P.L. 99-177)

1,057

1,150
1,150
(1134)

1,200
1,200

89,223
89,932
13,823,579

91,727
92,904
15,706,339

0

13,725,093

15,306,332

96,778
96,222
15,476,681
y-70,000
15,467,192
'-67,741

BA
0

13,823,579
13,725,093

15,706,339
15,306,332

15,406,681
15,399,451

605 BA
0
605 BA

19,925
18,544
497,544

BA
0

4,093,272
4,555,581

20,309
18,931
730,882
J —23,398
4,156,554
5,001,589
J —22,074

19,268
21,958
473,575
—462,264
4,632,259
5,237,649
—414,697

352 BA

0

1,116

Food and Nutrition Service
Federal funds
General and Special Funds:
Food program administration..
Food stamp program

605 BA
0
605 BA

.... Appropriation, current
Outlays
.... Appropriation, current
Outlays..

Total Food stamp program..
Special milk program
State child nutrition payments

Appropriation, current
Outlays
Appropriation, current
Appropriation, permanent..
Outlays

Total State child nutrition payments..

J

J

BA
0

4,864,038
4,979,515

4,643,570
4,822,952

605 BA
0
605 BA
0

1,929,362
1,942,094
289,147
282,206
(40,000)
170,000
160,846
(120,000)

2,125,958
2,127,495
308,090
311,955
(39,440)
169,395
172,091
(119,573)

2,215,248
2,210,184
319,670
315,742
(32,000)
170,000
169,928

BA
0

20,912,052
20,774,296

23,285,856
23,009,223

22,871,215
23,036,437

352 BA
0

8,823
8,226

9,031
8,878

10,705
9,962

352 BA
0

9,562
9,200

9,562
9,633

10,687
10,687

352 BA

I supplemental food program for women, infants, and Appropriation, current
children (WIC).
Outlays.
Food donations programs for selected groups
Appropriation, current
Outlays.
Hunger Prevention Act purchases
Temporary emergency food assistance program
.... Appropriation, current
Outlays
Hunger Prevention Act purchases.

4,590,816
4,555,581

4,655
4,883

4,714
4,714

4,764
4,764

351 BA
0

Total Federal funds Food and Nutrition Service.,

Human Nutrition Information Service
Federal funds
General and Special Funds:
Human nutrition information service

Appropriation, current
Outlays

Packers and Stockyards Administration
Federal funds
General and Special Funds:
Packers and Stockyards Administration

Appropriation, current
Outlays

Agricultural Cooperative Service
Federal funds
General and Special Funds:
Agricultural cooperative service..

ion, current

0

Outlays

Forest Service
Federal funds
General and Special Funds:
America the beautiful, Agriculture
See footnotes at end. of table.



Appropriation, current..
Outlays

302 BA

' 263,869
' 197,902

A-181

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

Department of Agriculture—Con.
(In thousands of dollars)
Account
National forest system

1989 actual

Outlays..

Other appropriations

Outlays
Appropriation, current..
Outlays
Appropriation, current..
Outlays

Acquisition of lands to complete land exchanges
Operations and maintenance of quarters

Limitation on program level (obligations) (P.L 99-177)..

Limitation on program level (obligations) (P.L. 99-177)
Intragovernmental Funds:
Working capital fund

1,198,446

1,594,122
1,605,915

1,136,666
1,196,079

1,211,543
1,198,446

225,518
220,993
138,267
134,694
86,668
69,216

221,960
224,265
145,175
143,725
104,248
100,526
555,004
481,173

222,906
220,487
148,672
147,977
56,617
61,081
297,849
293,927

35,999
26,947

9,180
9,084
'7,533
7,267
'6,026
16,617
13,293
4,643
4,503
63,433

55,377

90,883

BA
0

64,205
55,377

Appropriation, current
Outlays
Appropriation, current, indefinite
Outlays
Appropriation, permanent, indefinite
Outlays

302 BA
O
302 BA
0
302 BA
0

966
701
325
509
5,648
5,960

1,054
1,046
1,065
985
5,770
5,789
(5,770)

Outlays
Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

302 BA
0
302 BA
BA
0

97,505
34,425
-40,000
196,448
133,179

BA
O
Appropriation, permanent, indefinite
Outlays
Outlays

4,578
4,591
63,486
' -63,486
63,475
'-63,475

63,433
90,883
1,103
1,098
1,105
1,101
5,888
5,864

63,080
182,203
162,463
(138,777)

148,164
152,818

156,448
133,179

182,203
162,463

148,164
152,818

806 BA
0

370,586
362,109

362,916
360,882
(377,555)

365,629
365,032

302 O

18,827

Appropriation, permanent, indefinite
Outlays

302 BA
0

31,171
28,316

30,000
29,916

Outlays-

302 BA
O

294,264
242,160

302 BA
0

2
-110

30,000
29,270
(29,581)
315,117
304,434
(310,705)
30
355

Total Forest Service permanent appropriations
Forest Service permanent appropriations

1,196,079

3,946
3,844
64,205

Limitation on program level (obligations) (P.L. 99-177)...
Forest Service permanent appropriations

1,211,543

302 BA
0
303 BA
BA
0

Appropriation, current, indefinite..
Outlays
Appropriation, current
Indefinite
Outlays

Total Land acquisition..
Acquisition of lands for national forests, special acts

1,136,666

BA
0

Total Operation and maintenance of recreation facilities.

Land acquisition

1,585,005
9,117
1,605,915

0

Outlays..

Range betterment fund

302 BA
BA
0

302 BA
0
302 BA
0
302 BA
0
302 BA
0
302 BA
0
303 BA

Appropriation, current..
Outlays

Forest research

Firefighting

1991 estimate

BA
O

Appropriation, current
Reappropriation, indefinite..
Outlays

Total National forest systemConstruction

1990 estimate

Trust funds
Reforestation trust fund
Limitation on program level (obligations) (P.L. 99-177)
Limitation on program level (obligations) (P.L. 99-177).,
ifts, donations and bequests for forest and rangeland Appropri;
research.
Outlays..

See footnotes
 at end of table.


329,502
326,551
30
30

A-182

THE BUDGET FOR FISCAL YEAR 1991

Department of Agriculture—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

Highway Construction: Mount St. Helens National Monument.. Liquidation of contract authority, current
Outlays

401
0

(2,333)
907

1991 estimate

737

Total Federal funds Forest Service

BA
0

2,780,203
2,672,696

2,784,137
2,844,579

2,744,540
2,663,617

Total Trust funds Forest Service

BA
0

325,437
271,273

345,147
334,796

359,532
356,497

BA
0

56,930,526
49,564,829

56,283,875
49,397,848

56,434,067
49,841,121

-1,222,460
-8,083

-1,166,214
-9,084

-1,139,721
-9,000
J -7,533

BA
0

55,699,983
48,334,286

55,108,577
48,222,550

55,277,813
48,684,867

BA
0

430,346
379,023

451,514
442,041

465,816
463,669

-294,264
-102,814

-315,117
-103,734

-329,502
-103,784

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

302 BA/0
303 BA/0

Total Federal funds
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

302 BA/0
352 BA/0

Total Trust funds

BA
0

33,268
-18,055

32,663
23,190

32,530
30,383

Total Department of Agriculture

BA
0

55,733,251
48,316,231

55,141,240
48,245,740

55,310,343
48,715,250

Department of Commerce
(In thousands of dollars)
Account

1990 estimate

1989 actual

1991 estimate

General Administration
Federal funds
General and Special Funds:
Salaries and expenses
Office of the Inspector General..
Special foreign currency program..
Intragovernmental Funds:
Working capital fund

Appropriation, current
Outlays
. Appropriation, current
Outlays
, Outlays

376 BA
0
452 BA
O
376 0

Outlays..

40,404
32,017
62

27,821
31,042
13,331
12,771
213

30,326
32,025
15,115
14,853

376 0

126

376 BA
0

365
403

200
200

200
200

Total Federal funds General Administration..

BA
0

40,404
32,205

41,152
44,026

45,441
46,878

Total Trust funds General Administration

BA
0

365
403

200
200

200
200

452 BA
0

24,742
25,594

25,356
23,674

20,000
20,653

Trust funds
Gifts and bequests

Appropriation, permanent, indefinite
Outlays

Economic Development Administration
Federal funds
General and Special Funds:
Grants and loans administration

See footnotes
 at end. of table.


Appropriation, current
Outlays

FEDERAL PROGRAMS BY AGENCY AND ACCOUNT

A-183

Department of Commerce—Con.
(In thousands of dollars)
Account
Economic development assistance programsLimitation on guaranteed loan commitments..
Miscellaneous appropriations:
(Other advancement of commerce)
(Area and regional development)
(Training and employment)

1989 actual
Appropriation, current..
Outlays

452 BA

(Outlays)..
(Outlays)..
(Outlays)..

376
452
504

1991 estimate

188,556
183,893
(187,500)
2,972

-34
Outlays

182,028
183,509
(187,500)
-46
12

0

2,972

23

173,851
23

Total Miscellaneous appropriations
Public Enterprise Funds:
Economic development revolving fund

1990 estimate

452 0

5,466

-4,000

-5,000

206,770
214,535

213,912
206,539

20,000
189,527

376 BA
0
376 BA
BA
0

96,035
87,018
517,304
42,012
470,141

99,890
126,322
1,314,836

115,233
113,533
316,104

1,492,645

329,562

Total Periodic censuses and programs

BA
0

559,316
470,141

1,314,836
1,492,645

316,104
329,562

Total Federal funds Bureau of the Census-

BA
0

655,351
557,159

1,414,726
1,618,967

431,337
443,095

376 BA
0

32,899
31,159

30,908
31,842

39,948
38,953

452 0

44

35

-440

452 0

-203

Total Federal funds Economic Development Administration.

BA

0
Bureau of the Census
Federal funds

General and Special Funds:
Salaries and expenses
Periodic censuses and programs

Appropriation, current..
Outlays
Appropriation, current..
Reappropriation
Outlays

Economic and Statistical Analysis
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Economic Development Assistance
Regional Development Program
Federal funds
General and Special Funds:
Regional development programs

Outlays

Trust funds
Regional development commissions

Outlays

440

Promotion of Industry and Commerce
International Trade Administration
Federal funds
General and Special Funds:
Operations and administration
Participation in United States expositions

Appropriation, current
Outlays
Outlays

376 BA
0
376 0

178,859
167,254
388

189,020
185,400

BA
0

Total Federal funds International Trade Administration

167,502
178,065
-2
167,502
178,063

178,859
167,642

189,020
185,400

376 BA
0

40,106
43,284

41,416
41,439

44,373
44,254

Export Administration
Federal funds
General and Special Funds:
Operations and administration.

See footnotes
 at end of table.


Appropriation, current
Outlays

A-184

THE BUDGET FOR FISCAL YEAR 1991

Department of Commerce—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Minority Business Development Agency
Federal funds
General and Special Funds:
Minority business development

39,705
3^604

39,741
39^319

46,161
48,247

376 BA
0

13,800
12^312

14,122
1 W

14,362
R310

BA
0

261,113
273,263

274,138
261,474

293,916
292,211

1,285,652

1,274,107

0

1,153,642

1,318,346

1,219,167
' -45,481
* 166,797
1,404,497
'—45,481

BA
0

1,285,652
1,153,642

1,274,107
1,318,346

306 0
376 BA
O
376 BA
BA
0

79
3,000
678
-48,600
53,688
6,153

91
2,000
5,434
-57,000
61,935
12,477
(61,888)

BA
0

Appropriation, current
Outlays

5,088
6,153

4,935
12,477

869
719
718
1,642
1,259
_4

1,000
1,104
734
708
1,963
3,237
-165

1,202
1,202
1,000
987
1,997
2,021

-4,500
-3,888
10,000
17,928
(473,280)

-8,000
-1,400
5,400
5,581

376 BA
0

United States Travel and Tourism Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Total Federal funds Promotion of Industry and Commerce.

Science and Technology
national Oceanic and Atmospheric Administration
Federal funds
General and Special Funds:
Operations, research, and facilities

Appropriation, current

306 BA

Outlays
Total Operations, research, and facilities
Construction
Fisheries promotional fund

Outlays
Appropriation, current
Outlays
Promote and develop fishery products and research pertain- Appropriation, current
ing to American fisheries.
Appropriation, permanent, indefinite
Outlays
Limitation on program level (obligations) (P.L 99-177)
Total Promote and develop fishery products and
research pertaining to American fisheries.
Fishing vessel and gear damage compensation fund
Fishermen's contingency fund
Foreign fishing observer fund

Fisheries loan fund
Public Enterprise Funds:
Coastal energy impact fund
Federal ship financing fund, fishing vessels
Limitation on guaranteed loan commitments (P.L. 99177).

Appropriation, current
Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays
Outlays

376 BA
0
376 BA
0
376 BA
0
376 0

Appropriation, current
Outlays
Authority to borrow, permanent
Outlays

452 BA
0
376 BA
0

-2,752
838

1,340,483
1,359,016

2,125
-61,900
61,900
6,522

6,522

Trust funds
Aviation weather services program

306 BA
0
306 BA
0

28,717
28,717

29,583
29,583

34,521
34,521
'45,481
'45,481

Total Federal funds National Oceanic and Atmospheric
Administration.

BA
0

1,296,101
1,161,480

1,290,239
1,355,272

1,342,082
1,376,054

Total Trust funds National Oceanic and Atmospheric
Administration.

BA
0

28,717
28,717

29,583
29,583

80,002
80,002

Marine waterways trust fund

See footnotes
 at end. of table.


Appropriation, current
Outlays
, Appropriation, current
Outlays

A-185

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Commerce—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Patent and Trademark Office
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

376

BA
0

109,000
107,732

85,900
122,313

112,027
111,978

Technology Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

376 BA

3,875
* 4,583

0

3,875
3,332

4,583
4,484

43,949
45,512

50,000
49,300
(49,300)

53,000
53,700

BA

157,491

163,306

0

146,723

172,889

* 188,636
184,310

BA

157,491
146,723

163,306
172,889

188,636
184,310

BA

1,509

539

0

1,115

1,102

* 9,772
5,155

BA

Total Salaries and expenses

3,332

BA

Outlays

1,509
1,115

539
1,102

9,772
5,155

159,000
147,838

163,845
173,991

198,408
189,465

0
Trust funds
Information products and services

Appropriation, permanent, indefinite
Outlays

376

BA
0

Limitation on direct loan obligations (P.L 99-177)

National Institute of Standards and Technology
Federal funds
General and Special Funds:
Scientific and technical research and services

Appropriation, current

376

Outlays
Total Scientific and technical research and services

0
Intragovernmental Funds:
Working capital fund

Appropriation, current

376

Outlays
Total Working capital fund

0
Total Federal funds National Institute of Standards
and Technology.

BA
0

National Telecommunications and Information Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

376

BA

13,630

14,002

0

12,549

15,342

15,252
15,665

BA

0

13,630
12,549

14,002
15,342

15,252
15,665

BA
0

20,000
18,182

20,000
23,787

20,255

BA
0

33,630
30,731

34,002
39,129

15,252
35,920

BA

1,597,731
1,447,781

1,577,861
1,694,037

1,672,352
1,717,901

72,666
74,229

79,583
78,883

133,002
133,702

K

Outlays
Total Salaries and expenses
Public telecommunications facilities, planning and construction.
Total Federal funds National Telecommunications and
Information Administration.
Total Federal funds Science and Technology

Appropriation, current
Outlays

503

0
Total Trust funds Science and Technology

BA

0

See footnotes at end of table.




A-186

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Commerce—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)

BA
0

Total Federal funds
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

376

Total Trust funds

2,502,994
2,728,125

BA/0
BA/0
BA/0

-1,119
-14,820

230
-16,113
-8,955

132
-18,550
-8,372
J-12,150

2,778,329
2,540,207

3,527,859
3,832,082

2,464,054
2,689,185

BA
0

908
306
376

3,552,697
3,856,920

BA
0

Deductions for offsetting receipts:
Intrafund transactions
Proprietary receipts from the public

2,794,268
2,556,146

73,031
74,429

79,783
79,083

133,202
134,342

BA/0
BA
0

Interfund transactions

376

Total Department of Commerce

BA/0
BA
0

-38,744

-44,160

-46,810

34,287
35,685

35,623
34,923

86,392
87,532

-5,205

-5,840

-6,190

2,807,411
2,570,687

3,557,642
3,861,165

2,544,256
2,770,527

Department of Defense—Military
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Military Personnel
Federal funds
General and Special Funds:
Military personnel, Army
Military personnel, Navy
Military personnel, Marine Corps
Military personnel, Air Force
Reserve personnel, Army
Reserve personnel, Navy
Reserve personnel, Marine Corps
Reserve personnel, Air Force
National Guard personnel, Army
National Guard personnel, Air Force
Total Federal funds Military Personnel

See footnotes at end. of table.




051
Outlays
051
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays

current

051

current

051

current

051

current

051

current

051

current

051

current

051

current

051

BA
0
BA
O
BA
0
BA
0
BA
0
BA
0
BA
0
BA
0
BA
0
BA
0

24,419,745
25,441,466
19,056,856
19,413,603
5,707,998
5,838,830
20,166,468
20,877,473
2,241,960
2,287,932
1,590,269
1,540,132
315,100
309,130
654,444
647,131
3,293,799
3,289,926
1,030,424
1,030,100

24,382,113
23,165,700
19,290,100
18,438,900
5,794,300
5,573,500
20,026,628
19,205,700
2,201,098
2,168,400
1,572,181
1,542,300
314,452
306,600
662,837
649,800
3,246,700
3,168,100
1,057,500
1,039,600

24,295,600
24,251,200
19,363,100
19,321,200
5,918,600
5,901,700
20,046,600
20,005,700
2,337,100
2,305,900
1,624,600
1,596,200
336,400
330,900
684,000
672,700
3,358,700
3,327,600
1,089,000
1,079,800

BA
0

78,477,063
80,675,723

78,547,909
75,258,600

79,053,700
78,792,900

A-187

FEDERAL PROGRAMS BY AGENCY A N D ACCOUNT

Department of Defense—Military—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Operation and Maintenance
Federal funds
General and Special Funds:
Operation and maintenance, Army

Operation and maintenance, Marine Corps

* 23,562,900
23,250,500

22,592,282
22,623,480

22,810,189
22,794,900

23,562,900
23,250,500

051 BA

25,184,703

24,559,550

0

26,650,149

24,713,500

* 24,531,600
24,483,600

25,184,703
26,650,149

24,559,550
24J13I500

24,531,600
24,483,600

051 BA

1,819,334

1,808,726

0

1,809,534

1,783,400

1,948,100
1,884,500

1,819,334
1,809,534

1,808,726
1,783,400

1,948,100
1,884,500

051 BA

21,968,228

21,787,613

0

21,712,439

21,876,200

* 22,048,900
22,075,500

21,968,228
21,712,439

21,787,613
21,876,200

22,048,900
22,075,500

051 BA

7,625,231

7,835,606

0

7,513,936

7,676,800

* 8,663,100
8,386,200

7,625,231
7,513,936

7,835,606
7*676^800

8,663,100
8,386,200
99,500
92,000

792,440

96,800
72,600
872,069

O

833,012

857,300

* 890,400
863,800

792,440
833,012

872,069
857,300

890,400
863,800

051 BA

978,250

923,476

O

889,438

875,900

* 984,600
908,600

BA
0

978,250
889,438

923,476
875,900

984,600
908,600

051 BA

77,500

77,363

0

72,457

76,200

* 86,100
79,800

BA
0

77,500
72,457

77,363
76,200

86,100
79,800

051 BA

1,033,540

1,008,500

0

1,059,018

1,003,700

* 1,042,500
1,021,600

BA
0

Appropriation, current

22,794,900

BA
0

Total Operation and maintenance, Navy

22,623,480

BA
0

Outlays

0

BA
0

Appropriation, current

22,810,189

BA
0

Total Operation and maintenance, Army

22,592,282

BA
0

Outlays

Operation and maintenance, Navy

051 BA

BA
0

Appropriation, current

1,033,540
1,059,018

1,008,500
1,003,700

1,042,500
1,021,600

051 BA

1,804,196

1,859,063

0

1,820,763

1,832,200

* 1,988,500
1,896,100

BA
0

1,804,196
1,820,763

1,859,063
1,832,200

1,988,500
1,896,100

K

Outlays
Total Operation and maintenance, Marine Corps
Operation and maintenance, Air Force

Appropriation, current
Outlays

Total Operation and maintenance, Air Force
Operation and maintenance, Defense agencies

Appropriation, current
Outlays

Total Operation and maintenance, Defense agencies
Office of the Inspector General
Operation and maintenance, Army Reserve

Appropriation, current
Outlays
, Appropriation, current
Outlays

Total Operation and maintenance, Army Reserve
Operation and maintenance, Navy Reserve

Appropriation, current
Outlays

Total Operation and maintenance, Navy Reserve
Operation and maintenance, Marine Corps Reserve

Appropriation, current
Outlays

Total Operation and maintenance, Marine Corps Reserve.
Operation and maintenance, Air Force Reserve

Appropriation, current
Outlays

Total Operation and maintenance, Air Force Reserve
Operation and maintenance, Army National Guard

, Appropriation, current
Outlays

Total Operation and maintenance, Army National
Guard.

See footnotes
 at end of table.


051 BA
0
051 BA

A-188

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Defense—Military—Con.
(In thousands of dollars)
Account

Operation and maintenance, Air National Guard

1989 actual

Appropriation, current

1991 estimate

BA

1,970,773

2,021,499

0

1,979,123

2,010,600

* 2,175,400
2,117,400

BA
0

1,970,773
1,979,123

2,021,499
2,010,600

2,175,400
2,117,400

051 BA

4,300

4,633

0

3,517

4,200

5,600
4,900

BA
0

4,300
3,517

4,633
4,200

5,600
4,900

051 0
051 BA

7,420
3,500

3,945

0

2,975

3,700

* 5,600
5,100

BA
0

3,500
2,975

3,945
3,700

5,600
5,100

444,237
177,700
14,522
12,300

1,207,900
616,400

9,620
10,000

601,100
330,600
12,845

817,000
605,600

8,798

11,800

13,000
12,500

BA
0

10,000
8,798

12,845
11,800

13,000
12,500

BA
0

39,783
633

18,900
18,900

21,300
21,300

BA
0

86,221,140
87,001,132

86,760,636
86,132,500

90,092,000
88,327,600

BA

2,861,200

3,731,480

0

2,833,899

2,883,000

* 1,567,200
2,963,100

BA
0

2,861,200
2,833,899

3,731,480
2,883,000

1,567,200
2,963,100

BA

2,579,508

2,500,212

0

2,708,802

2,274,100

* 2,623,500
2,541,400

BA
0

2,579,508
2,708,802

2,500,212
2,274,100

2,623,500
2,541,400

051 BA

2,710,775

2,587,396

0

3,272,303

2,931,900

* 2,172,600
2,704,700

BA
0

2,710,775
3,272,303

2,587,396
2,931,900

2,172,600
2,704,700

051 BA

2,020,335

1,999,043

0

1,992,584

2,280,700

* 1,334,400
1,771,000

BA
0

2,020,335
1,992,584

1,999,043
2,280,700

1,334,400
1,771,000

051

Outlays
Total Operation and maintenance, Air National Guard
National Board for the Promotion of Rifle Practice, Army

1990 estimate

, Appropriation, current

K

Outlays
Total National Board for the Promotion of Rifle
Practice, Army.
Claims, Defense
Court of Military Appeals, Defense

Outlays
Appropriation, current
Outlays

Total Court of Military Appeals, Defense
Drug interdiction and counter-drug activates, Defense
Goodwill games
Foreign currency fluctuations, Defense
Summer Olympics
Tenth International Pan American games
Environmental restoration, Defense
Humanitarian assistance

Appropriation, current
Outlays
Appropriation, current
Outlays
Reappropriation
Outlays
Outlays
Appropriation, current
Outlays
Appropriation, current

051
051
051
051
051
051
051

BA
0
BA
0
BA
0
0
BA
0
BA

5,000
3,924
312,080
529
367

2,200

K

Outlays

0

Total Humanitarian assistance
Restoration of the Rocky Mountain Arsenal

Appropriation, permanent, indefinite
Outlays

051

Total Federal funds Operation and Maintenance

Procurement
Federal funds
General and Special Funds:
Aircraft procurement, Army

Appropriation, current

051

Outlays
Total Aircraft procurement, Army
Missile procurement, Army

Appropriation, current
Outlays

Total Missile procurement, Army
Procurement of weapons and tracked combat vehicles, Appropriation, current
Army.
Outlays
Total Procurement of weapons and tracked combat
vehicles, Army.
Procurement of ammunition, Army

Appropriation, current
Outlays

Total Procurement of ammunition, Army

See footnotes
 at end of table.


051

A-189

f e d e r a l programs by a g e n c y and a c c o u n t

Department of Defense—Military—Con.
(In thousands of dollars)
Account

Other procurement, Army

1989 actual

Appropriation, current

051 BA

3,618,536

O

5,026,654

4,611,500

* 2,816,500
4,206,400

BA
0

4,597,847
5,026,654

3,618,536
4,611,500

2,816,500
4,206,400

051 BA

9,342,005

9,298,124

0

10,073,008

9,330,200

* 9,838,600
9,193,600

BA
0

9,342,005
10,073,008

9,298,124
9,330,200

9,838,600
9,193,600

BA

6,085,247

5,365,141

0

5,556,629

5,472,100

* 6,147,500
5,538,000

BA
0

6,085,247
5,556,629

5,365,141
5,472,100

6,147,500
5,538,000

051 BA

9,573,850

11,413,361

BA
0

10,586,858

98,470
11,049,600

10,982,600

BA
O

9,573,850
10,586,858

11,511,831
11,049,600

10,602,802
10,982,600

BA

4,698,123

7,779,820

0

5,219,746

5,695,000

* 6,081,500
5,551,100

BA
0

4,698,123
5,219,746

7,779,820
5,695,000

6,081,500
5,551,100

051 O
051 BA

131,014
1,291,840

106,700
1,075,184

75,400

0

1,340,939

1,298,700

* 782,100
1,154,300

BA
0

1,291,840
1,340,939

1,075,184
1,298,700

782,100
1,154,300

BA

15,566,184

15,542,185

0

14,661,860

15,033,300

14,035,700
14,520,500

BA
0

15,566,184
14,661,860

15,542,185
15,033,300

14,035,700
14,520,500

BA

7,190,638

6,720,614

0

7,348,936

7,212,100

* 8,874,700
7,117,500

BA
O

7,190,638
7,348,936

6,720,614
7,212,100

8,874,700
7,117,500

BA

8,223,697

8,324,728

O

8,204,024

8,427,200

* 8,237,400
8,348,400

BA
O

8,223,697
8,204,024

8,324,728
8,427,200

8,237,400
8,348,400

BA

1,297,192

1,260,513

0

1,554,106

1,249,400

* 1,969,400
1,465,500

BA
0

1,297,192
1,554,106

1,260,513
1,249,400

1,969,400
1,465,500

BA

1,138,801

948,720

957,197

863,000

* 414,500
909,700

1,138,801
957,197

948,720
863,000

414,500
909,700

Total Other procurement, Army
Appropriation, current
Outlays
Total Aircraft procurement, Navy
Weapons procurement, Navy

Appropriation, current

051

Outlays
Total Weapons procurement, Navy
Shipbuilding and conversion, Navy

1991 estimate

4,597,847

Outlays

Aircraft procurement, Navy

1990 estimate

Appropriation, current

K

Reappropriation
Outlays
Total Shipbuilding and conversion, Navy
Other procurement, Navy

Appropriation, current

051

Outlays
Total Other procurement, Navy
Coastal defense augmentation
Procurement, Marine Corps

Outlays
Appropriation, current
Outlays

Total Procurement, Marine Corps
Aircraft procurement, Air Force

Appropriation, current

051

K

Outlays
Total Aircraft procurement, Air Force
Missile procurement, Air Force

Appropriation, current

051

Outlays
Total Missile procurement, Air Force
Other procurement, Air Force

Appropriation, current

051

Outlays
Total Other procurement, Air Force
Procurement, Defense agencies

Appropriation, current

051

Outlays
Total Procurement, Defense agencies
National guard and reserve equipment

Appropriation, current
Outlays

Total National guard and reserve equipment

See footnotes
 at end of table.


051

0
BA
0

10,602,802

t h e

A-190

b u d g e t f o r f i s c a l y e a r 1991

Department of Defense—Military—Con.
(In thousands of dollars)
Account

Defense production act purchases

1989 actual

Appropriation, current

051 BA

1990 estimate

1991 estimate

33,500

43,479

3,932

9,500

* 1,800
16,400

BA
0

33,500
3,932

43,479
9,500

1,800
16,400

051 BA
0
051 0
051 0

179,500
147,508
193
-61

254,221
220,400

354,400
284,600

BA
0

79,390,242
81,620,131

82,561,227
80,948,400

77,854,602
79,344,200

051 BA

5,120,013

5,418,729

0

4,966,259

5,233,800

* 6,025,900
5,631,700

BA
O

5,120,013
4,966,259

5,418,729
5,233,800

6,025,900
5,631,700

051 BA

9,311,443

9,435,940

O

9,290,780

9,272,500

BA
O

9,311,443
9,290,780

9,435,940
9,272,500

051 BA

14,696,452

13,596,884

0

14,911,870

13,899,600

13,176,300
13,275,700

BA
O

14,696,452
14,911,870

13,596,884
13,899,600

13,176,300
13,275,700

051 BA

8,181,937

8,166,493

0

7,656,155

7,937,900

* 9,228,300
8,585,000

BA
0

8,181,937
7,656,155

8,166,493
7,937,900

9,228,300
8,585,000

051 BA

149,624

178,221

0

144,970

132,500

"348,100
182,700

BA
0

149,624
144,970

178,221
132,500

348,100
182,700

051 BA

70,654

12,725

0

31,563

50,900

* 90,800
38,000

Total Operational test and evaluation, Defense

BA
O

70,654
31,563

12,725
50,900

90,800
38,000

Total Federal funds Research, Development, Test, and
Evaluation.

BA
0

37,530,123
37,001,597

36,808,992
36,527,200

37,971,800
36,968,700

051 BA

912,936

819,129

BA
0

214,000
1,194,231

Outlays

0

Total Defense production act purchases
Chemical agents and munitions destruction, Defense
Procurement of aircraft and missiles, Navy
Procurement of equipment and missiles, Army

Appropriation, current
Outlays
Outlays
Outlays

Total Federal funds Procurement

Research, Development, Test, and Evaluation
Federal funds
General and Special Funds:
Research, development, test, and evaluation, Army

Appropriation, current
Outlays

Total Research, development, test, and evaluation,
Army.
Research, development, test, and evaluation, Navy

Appropriation, current
Outlays

Total Research, development, test, and evaluation,
Navy.
Research, development, test, and evaluation, Air Force

Appropriation, current

* 9,102,400
9,255,600
9,102,400
9,255,600

•
K

Outlays
Total Research, development, test, and evaluation, Air
Force.
Research, development, test, and evaluation, Defense agen- Appropriation, current
cies.
Outlays
Total Research, development, test, and evaluation,
Defense agencies.
Developmental test and evaluation, Defense

. Appropriation, current
Outlays

Total Developmental test and evaluation, Defense
Operational test and evaluation, Defense

. Appropriation, current
Outlays

Military Construction
Federal funds
General and Special Funds:
Military construction, Army

. Appropriation, current

K

Appropriation, permanent
Outlays
Total Military construction, Army

See footnotes
 at end of table.


BA
0

1,126,936
1,194,231

771,700

1,146,600

933,900

819,129
1,146,600

771,700
933,900

A-191

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Defense—Military—Con.
(In thousands of dollars)
Account

1989 actual

Military construction, Navy

. Appropriation, current

051

1990 estimate

1991 estimate

BA

1,576,516

1,139,250

0

1,474,950

1,426,200

1,097,150
1,229,800

BA
0

1,576,516
1,474,950

1,139,250
1,426,200

1,097,150
1,229,800

BA

1,215,926

1,208,796

0

1,338,218

1,258,800

* 1,376,200
1,258,300

BA
0

1,215,926
1,338,218

1,208,796
1,258,800

1,376,200
1,258,300

BA

659,985

515,640

0

476,901

550,600

* 787,500
578,600

BA
0

659,985
476,901

515,640
550,600

787,500
578,600

BA

456,000

424,714

0

301,424

309,200

* 420,400
409,800

BA
0

456,000
301,424

424,714
309,200

420,400
409,800

BA

229,158

223,490

0

140,951

195,000

* 48,377
204,700

BA
0

229,158
140,951

223,490
195,000

48,377
204,700

BA

158,508

235,867

0

132,824

166,700

* 29,659
187,900

BA
0

158,508
132,824

235,867
166,700

29,659
187,900

BA

85,958

96,124

0

88,033

86,300

* 42,640
85,300

BA
O

85,958
88,033

96,124
86,300

42,640
85,300

BA

60,900

56,600

O

59,689

62,500

* 50,200
58,700

BA
0

60,900
59,689

56,600
62,500

50,200
58,700

BA

70,600

46,200

O

67,490

67,000

* 37,700
52,900

BA
O

70,600
67,490

46,200
67,000

37,700
52,900

K

Outlays
Total Military construction, Navy
Military construction, Air Force

,. Appropriation, current

051

Outlays
Total Military construction, Air Force
Military construction, Defense agencies

. Appropriation, current

051

Outlays
Total Military construction, Defense agencies
North Atlantic Treaty Organization infrastructure

. Appropriation, current

051

Outlays
Total North Atlantic Treaty Organization infrastructure..
Military construction, Army National Guard

. Appropriation, current

051

Outlays
Total Military construction, Army National Guard
Military construction, Air National Guard

. Appropriation, current

051

Outlays
Total Military construction, Air National Guard
Military construction, Army Reserve

. Appropriation, current

051

Outlays
Total Military construction, Army Reserve
Military construction, Naval Reserve

. Appropriation, current

051

Outlays
Total Military construction, Naval Reserve
Military construction, Air Force Reserve

. Appropriation, current

051

Outlays
Total Military construction, Air Force Reserve
Base realignment and closure account

. Appropriation, current

Total Base realignment and closure account
Foreign currency fluctuations, construction

. Appropriation, current
Reappropriation

051

500,000
151,000

* 916,500
490,400

BA
0

Outlays

BA
0

051

500,000
151,000

916,500
490,400

5,265,810
5,419,900

5,578,026
5,490,300

BA
BA

52,756
44,971

Total Foreign currency fluctuations, construction...

BA

97,727

Total Federal funds Military Construction

BA
0

5,738,214
5,274,711

See footnotes
 at end of table.


A-192

T H E B U D G E T F O R F I S C A L Y E A R 1991

Department of Defense—Military—Con.
(in thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Family Housing
Federal funds
General and Special Funds:
Family housing, Army

BA

1,527,233

1,453,682

0

1,573,178

1,618,900

* 1,554,200
1,617,400

BA
0

1,527,233
1,573,178

1,453,682
1,618,900

1,554,200
1,617,400

BA

799,041

798,321

0

735,813

815,200

904,500
881,000

BA
0

799,041
735,813

798,321
815,200

904,500
881,000

BA

920,885

939,726

0

929,118

935,400

* 971,900
953,900

BA
0

920,885
929,118

939,726
935,400

971,900
953,900

BA

20,700

21,124

0

17,649

22,100

* 21,100
20,300

BA
0

20,700
17,649

21,124
22,100

21,100
20,300

BA
BA
0

2,000
6,557
1,102

5,100
2,634
1,000

5,100
1,435
1,000

Total Homeowners assistance fund, Defense

BA
0

8,557
1,102

7,734
1,000

6,535
1,000

Total Federal funds Family Housing

BA
0

3,276,416
3,256,860

3,220,587
3,392,600

3,458,235
3,473,600

Appropriation, current

051

Outlays
Total Family housing, Army
Family housing, Navy and Marine Corps

051

Appropriation, current

K

Outlays
Total Family housing, Navy and Marine Corps
Family housing, Air Force

051

Appropriation, current
Outlays

Total Family housing, Air Force

:.

Family housing, Defense agencies

051

Appropriation, current
Outlays

Total Family housing, Defense agencies
Public Enterprise Funds:
Homeowners assistance fund, Defense

Appropriation, current
Authority to borrow, permanent
Outlays

051

Special Foreign Currency Program
Federal funds
General and Special Funds:
Special foreign currency program

051 0

Outlays

1,055

Revolving and Management Funds
Federal funds
Public Enterprise Funds:
National defense stockpile transaction fund
William Langer jewel bearing plant revolving fund
Laundry service, Naval Academy
Intragovernmental Funds:
Army stock fund

BA
0
051 0
051 0

33,500
28,081
130
-248

BA

291,900

Appropriation, current
Outlays
Outlays
Outlays

051

Appropriation, current

051

0

Navy stock fund

Total Navy stock fund

See footnotes
 at end of table.


Appropriation, current

051

153,600

* 407,000
227,100

291,900
17,430

153,600

407,000
227,100

BA

184,700

-396,700

0

Total Army stock fund

17,430

BA
0

Outlays

289,606

12,600

* 37,200
-43,600

BA
0

184,700
289,606

-396,700
12,600

37,200
-43,600

f e d e r a l programs by a g e n c y and a c c o u n t

A-193

Department of Defense—Military—Con.
(In thousands of dollars)
Account

Air Force stock fund

1989 actual

. Appropriation, current

051

1991 estimate

104,381

178,100

* 1,340,200
619,600

186,900
104,381

126,100
178,100

1,340,200
619,600

BA

25,000

-116,900

BA
0

051

126,100

175,047
246,102

-5,800

-2,500

BA
0

. Appropriation, current

186,900

BA
0

Total Air Force stock fund

BA
O

Outlays

Defense stock fund

1990 estimate

200,047
246,102

-116,900
-5,800

50,000
-2,500

K

Contract authority, permanent, indefinite
Outlays
Total Defense stock fund
Army industrial fund

. Appropriation, current

051

. Appropriation, current

051

. Appropriation, current
Outlays
. Appropriation, current
Outlays
. Appropriation, current

4,868

-14,300
-5,600

151,100
* 54,200

BA

-400,950
-113,727

-156,400

* 238,700
-39,200

-113,727

-400,950
-156,400

238,700
-39,200

051

BA
0
051 BA
0
051 BA

-2,055
72,167

-4,000
-1,600
-32,800
-12,800
-29,200

-1,300
-10,800

0

Total Defense industrial fund

30,540

-11,400

* 4,000
-8,100

BA
0

Outlays

Navy management fund
Army conventional ammunition working capital fund
Emergency response fund

* 151,100
54,200

BA
0

Total Navy industrial fund

Defense industrial fund

-5,600

0

Outlays

Air Force industrial fund

4,868

BA
0

Total Army industrial fund

Marine Corps industrial fund

-14,300

0

Outlays

Navy industrial fund

BA

50,000

30,540

-29,200
-11,400

4,000
-8,100

051 0
051 0
051 BA

-14,871
90,555

BA
0

. Outlays
. Outlays
. Appropriation, current

897,047
752,959

Total Federal funds Revolving and Management Funds

100,000
-768,750
150,700

2,228,200
795,400

Allowances
Federal funds
General and Special Funds:
Anticipated savings

. Appropriation, current
Outlays

051

BA
0

051

BA
0
BA
0
BA
0
BA
0
0
BA
0

207
1,901
30,277
31,612
102
405

300
300
29,500
29,250
100
100

20,005
-2,736
12,776
-18,465

20,000
-500
12,100
-18,300

-18,300

BA
0

43,362
32,722

42,000
30,850

73,000
31,700

-300,000
-201,000

Trust Funds
Trust funds
Department of the Army trust funds
Department of the Navy trust funds
Department of the Air Force general gift fund
Surcharge collections, sales of commissary stores, Army
Department of the Navy trust revolving funds
Department of the Air Force trust revolving funds
Total Trust funds Trust Funds

See footnotes
 at end of table.


. Appropriation, permanent, indefinite
Outlays
. Appropriation, permanent, indefinite
Outlays
. Appropriation, permanent, indefinite
Outlays
. Contract authority, permanent, indefinite
Outlays
. Outlays
. Contract authority, permanent, indefinite
Outlays

051
051
051
051
051

300
400
30,200
30,000
100
100
42,400
20,000
-500

A-194

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Defense—Military—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)

291,530,245
295,584,168

292,396,411
287,829,900

-60
-710,898

-1,041,000

-849,300

BA
0

290,819,287
294,873,210

291,355,411
286,788,900

295,087,263
292,142,400

BA
0

43,362
32,722

42,000
30,850

73,000
31,700

-25,469

-28,350

-29,100

290,837,180
294,880,463

291,369,061
286,791,400

295,131,163
292,145,000

BA
0

Deductions for offsetting receipts:
Intrafund transactions
Proprietary receipts from the public

051
051

Total Federal funds
Trust funds:
(As shown in detail above)
Interfund transactions

051

BA/O
BA/O

BA/O
BA
0

Total Department of Defense—Military

295,936,563
292,991,700

Department of Defense—Civil
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

Cemeterial Expenses, Army
Federal funds
General and Special Funds:
Salaries and expenses

BA
0

13,195
9,812

12,374
12,513

12,236
12,271

301 BA
0
301 BA

142,405
143,742
1,110,266

129,251
143,418
966,477

0

1,105,041

986,666

135,400
133,555
1,093,200
'2,000
1,040,534
'2,000

BA
0

1,110,266
1,105,041

966,477
986,666

1,095,200
1,042,534

BA

1,195,588

1,176,795

0

1,254,671

1,164,872

1,177,000
' -293,000
1,176,910
' —234,400

BA
0

1,195,588
1,254,671

1,176,795
1,164,872

884,000
942,510

BA
0

15,000
15,000

19,720
19,720

20,000
20,000

BA
0

Appropriation, current
Outlays

1,210,588
1,269,671

1,196,515
1,184,592

904,000
962,510

301 BA

63,752

68,455

0

59,432

71,483

75,100
'4,000
74,768
'4,000

BA
0

63,752
59,432

68,455
71,483

705

Corps of Engineers—Civil
Federal funds
General and Special Funds:
General investigations
Construction, general..

Appropriation, current
Outlays
. Appropriation, current
Outlays

Total Construction, general.,
Operation and maintenance,
(Water resources)

301
(Outlays)..

Total (Water resources)
(Recreational resources)

(Appropriation, current)
(Outlays)

Total Operation and maintenance, general..
Regulatory program

Appropriation, current
Outlays

Total Regulatory program.,

See footnotes
 at end of table.


303

79,100
78,768

A-195

f e d e r a l programs by a g e n c y and a c c o u n t

Department of Defense—Civil—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

. Appropriation, current
Outlays
. Appropriation, current
Outlays
. Appropriation, current
Outlays

BA
0
301 BA
0
301 BA
0

20,000
22,285
122,600
122,815
337,980
320,373

. (Appropriation, permanent, indefinite)
(Outlays)

301

BA
0

4,614
6,970

7,000
4,610
(4,930)

7,000
7,000

(Appropriation, permanent, indefinite)
(Outlays)

806

BA
0

5,890
4,878

5,000
5,890

5,000
5,000

BA
0

10,504
11,848

12,000
10,500

12,000
12,000

BA
0

7,259

9,860
7,888

1,972

301

29,135
126,997
129,008
330,296
372,158

25,000
25,000
136,100
134,279
334,500
333,235

Permanent appropriations:

(Limitation on program level (obligations) (P.L. 99177)).

Total Permanent appropriations
Intragovernmental Funds:
Appropriation, current
Outlays

301

Trust funds
BA
0
301 BA
BA
0

69,644
60,630

117,334
91,449

129,596
135,139

160,000
160,000

BA
0

129,596
135,139

160,000
160,000

207,000
207,000

BA

159,026

161,704

0

159,026

161,704

192,500
'293,000
192,500
'293,000

BA
0

159,026
159,026

161,704
161,704

485,500
485,500

BA
0

3,018,095
3,062,466

2,839,851
2,934,848

2,721,300
2,723,853

BA/0
BA/0

-6,038
-15,589

-5,100
-16,000

-5,100
-17,000
' -20,000

BA
0

2,996,468
3,040,839

2,818,751
2,913,748

2,679,200
2,681,753

BA
0

Appropriation, current
Outlays
Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

358,266
354,795

439,038
413,153

825,300
819,114

301

Total Rivers and harbors contributed funds..
301

Appropriation, current
Outlays
Total Harbor maintenance trust fund..

132,800
126,614
' 1,500
205,500
205,500
'1,500

Summary
Federal funds:
(As shown in detail above)..
Deductions for offsetting receipts:
Proprietary receipts from the public..

301
303

Total Federal fundsTrust funds:
(As shown in detail above)..
Deductions for offsetting receipts:
301

BA/0

-139,402

-170,210

-216,000
' -1,500

Total Trust funds

BA
0

218,864
215,393

268,828
242,943

607,800
601,614

Total Corps of Engineers—Civil-

BA
0

3,215,332
3,256,232

3,087,579
3,156,691

3,287,000
3,283,367

BA
0
0

9,782,000
9,782,000
1,598

10,596,000
10,596,000

11,200,000
11,200,000

Military Retirement
Federal funds
General and Special Funds:
Payment to military retirement fund
I pay, Defense

 at end of table.
See footnotes


Appropriation, permanent, indefiniteOutlays
Outlays

054
602

A-196

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Defense—Civil—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
Military retirement fund

Appropriation, permanent, indefinite.
Outlays

602 BA
0

33,907,073
20,182,442

33,456,197
21,451,400

35,004,700
22,766,200
' -673,000

BA
0

33,907,073
20,182,442

33,456,197
21,451,400

35*004,700
22,093,200

BA
0

9,782,000
9,783,598

10,596,000
10,596,000

11,200,000
11,200,000

BA
0

33,907,073
20,182,442

33,456,197
21,451,400

35,004,700
22,093,200

-9,782,000

-10,596,000

-11,200,000

BA
0

33,907,073
20,184,040

33,456,197
21,451,400

35,004,700
22,093,200

702 BA
0

179,957
94,892

128,900
155,200

142,200
172,300

BA
0

179,957
94,892

128,900
155,200

142,200
172,300

Total Military retirement fund

Summary
Federal funds:
(As shown in detail above)..
Trust funds:
(As shown in detail above)..
Interfund transactions

054

Total Military Retirement

BA/0

Education Benefits
Trust funds
Education benefits fund..

Appropriation, permanent, indefinite
Outlays

Summary
Trust funds:
(As shown in detail above)..
Interfund transactions

702

BA/0

-129,274

-81,869

-103,007

BA
0

50,683
-34,382

47,031
73,331

39,193
69,293

BA
0
705 BA
0
705 BA
0

37,248
39,190
14,820
-20

38,745
38,558
9,375
13,440
5
5

38,249
38,311
9,750
26,032
5
5

BA
0

52,068
39,170

48,125
52,003

48,004
64,348

Total Education Benefits

Soldiers' and Airmen's Home
Trust funds
705
Outlays
Appropriation, current
Outlays
Appropriation, permanent, indefinite
Outlays

Capital outlays
Payment of claims

Summary
Trust funds:
(As shown in detail above)..
Deductions for offsetting receipts:
Proprietary receipts from the public

705 BA/0

Total Soldiers' and Airmen's Home..

BA
0

-3,876
48,192
35,294

-5,031

-5,235

43,094
46,972

42,769
59,113

2,100
1,900
(29)

2,200
2,000

Forest and Wildlife Conservation, Military Reservations
Federal funds
General and Special Funds:
Forest products program.
Wildlife conservation
Limitation on program level (obligations) (P.L. 99-177)

See footnotes
 at end of table.


Appropriation, permanent, indefinite
Outlays
/Appropriation, permanent,.indefinite
Outlays

302 BA
0
303 BA
0

794
26
1,983
2,002

A-197

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Defense—Civil—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts.Proprietary receipts from the public

302
303

Total Forest and Wildlife Conservation, Military Reservations.

BA/O
BA/O
BA
0

2,777
2,028

2,100
1,900

2,200
2,000

-794
-1,983

-2,100

-2,200

-749

-200

-200

The Mildred and Claude Pepper Foundation
Federal funds
General and Special Funds:
Mildred and Claude Pepper Foundation

Appropriation, current...
Outlays

BA
0

552

10,000
10,000

Summary
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts:
Proprietary receipts from the public

12,816,067
12,857,904

13,460,325
13,555,261

-5,100

13,935,736
13,938,124

-5,100

-6,038
-794
-17,572

-18,100

BA
0

12,791,663
12,833,500

13,437,125
13,532,061

13,891,436
13,893,824

BA
0

34,497,364
20,671,299

34,072,260
22,071,756

36,020,204
23,148,962

301 BA/O

-139,402

-170,210

BA/O

-3,876

-5,031

-216,000
J-1,500
-5,235

301 BA/O
302 BA/O
303 BA/O

Total Federal funds
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

705
Total Trust funds

BA
0

Interfund transactions

054
702

Total Department of Defense—Civil

BA/O
BA/O
BA
0

-19,200

J-20,000

34,354,086
20,528,021

33,897,019
21,896,515

35,797,469
22,926,227

-9,782,000
-129,274

-10,596,000
-81,869

-11,200,000
-103,007

37,234,475
23,450,247

36,656,275
24,750,707

38,385,898
25,517,044

Department of Education
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Office of Elementary and Secondary Education
General and Special Funds:
Compensatory education for the disadvantaged
Impact aid
School improvement programs
Chicago litigation settlement

See footnotes at end of table.




Outlays..
Appropri;
Outlays..
OutlaysOutlays..

501 BA
0
501 BA
0
501 BA
0
501 0

4,579,138
4,185,357
733,096
755,477
1,217,099
968,889
6,348

5,368,361
4,558,170
732,352
764,008
1,396,742
1,244,807
16,108

5,838,939
5,156,605
660,854
681,414
1,704,916
1,497,471
16,434

A-198

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Education—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

Indian education

Appropriation, current..
Reapprop
Outlays..

BA
BA
0

71,553

Total Indian education.

BA
0

Total Federal funds Office of Elementary and Secondary Education.

BA
0

1991 estimate

75,762

65,683

73,111
509
67,810

71,553
65,683

73,620
67,810

75,762
71,739

6,600,886
5,981,754

7,571,075
6,650,903

8,280,471
7,423,663

197,394
164,759

188,674
203,893

205,537
192,129

BA

1,966,438

2,055,255

0

1,880,751

1,716,415

1,955,556
' 181,865
2,176,291
'21,824

BA
0

1,966,438
1,880,751

2,055,255
1,716,415

2,137,421
2,198,115

BA
BA
0

1,667,570
500
1,623,255

1,780,212

1,839,073

1,828,876

1,821,137

BA
0

1,668,070
1,623,255

1,780,212
1,828,876

1,839,073
1,821,137

501 BA
0
BA
0

25,657
31,914
79,002
92,895

26,421
26,531
82,955
85,717

27,649
27,590
90,330
87,842

BA
0

104,659
124,809

109,376
112,248

117,979
115,432

BA
0

10
7

5

Total Federal funds Office of Special Education and
Rehabilitative Services.

BA
0

3,739,167
3,628,815

3,944,843
3,657,539

Total Trust funds Office of Special Education and
Rehabilitative Services.

BA
0

10
7

5

501 BA

1,073,466

1,122,370

BA
0

7,148
842,036

7,148
908,073

BA
0

1,080,614
842,036

1,129,518
908,073

71,739

Office of Bilingual Education and Minority Languages Affairs
General and Special Funds:
Bilingual and immigrant education

Appropriation, current
Outlays

501 BA
0

Office of Special Education and Rehabilitative Services
Federal funds
General and Special Funds:

OutlaysTotal Education for the handicappedRehabilitation services and handicapped research

Appropriation, current
Reappropriation
Outlays

506

Total Rehabilitation services and handicapped research
Special institutions for the handicapped:
(Elementary, secondary, and vocational education)

(Appropriation, current)
(Outlays)
(Outlays) ..

Total Special institutions for the handicapped.

Trust funds
Promotion of education for the blind

Appropriation, permanent ..
Outlays

501

4,094,473
4,134,684

Office of Vocational and Adult Education
General and Special Funds:
Vocational and adult education..

Appropriation, current
Appropriation, permanentOutlays

Total Vocational and adult education ..

See footnotes at end of table.




239,714
'929,675
7,148
1,001,020
'111,561
1,176,537
1,112,581

A-199

f e d e r a l programs by agency and a c c o u n t

Department of Education—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Office of Postsecondary Education
Federal funds
General and Special Funds:
Student financial assistance..

Appropriation, current

502

BA
0

5,859,774

5,794,932

8,715,415
-2,363,000
6,927,142
L -472,600

BA
0

5,814,320
5,859,774

6,090,766
5,794,932

6,352,415
6,454,542

BA
BA
BA

3,174,400

-12,482

1,110,295
(892,428)

3,868,826
(3,826,314)

0

3,899,387

3,846,130

BA
0

4,284,695
3,899,387

3,856,344
3,846,130

3,107,957
3,227,634

BA
0
BA

565,729
606,849
178,479

624,531
521,494
182,446

657,648
611,730
180,946
* 4,500

BA
0

494
176,613

191,856

186,936

BA
0

178,973
176,613

182,446
191,856

185,446
186,936

O
0

-6,470

-453

5,814,320

6,090,766
L

Outlays
Total Student financial assistance..
Guaranteed student loans

Appropriation, current
Contract authority, current, indefinite
Contract authority, permanent, indefinite
Liquidation of contract authority, current

502

OutlaysTotal Guaranteed student loans.
Higher educationHoward University.

Appropriation, current
Outlays
Appropriation, current

502
502

Reappropriation..
Outlays
Total Howard University
Higher education facilities loans..

502

Outlays..

J

—49,470
3,157,427
(3,417,806)
J (49,470)
3,267,210
J —39,576

J

Total Higher education facilities loans
College housing and academic facilities loans..

0
502

Total College housing and academic facilities loans..

502

Outlays..

-6,470

-453

-26,152

BA
BA
0

1,675
29,640
16,652
(29,640)

5,129
30,000
63,351
(30,000)

8,449
5,000
48,742
(5,000)

BA
0

Appropriation, current
Authority to borrow, current
Outlays

Limitation on direct loan obligations

Public Enterprise Funds:
College housing loans

-3,122
—23,030

31,315
16,652

35,129
63,351

13,449
48,742

-31,299

-17,074

0

y

547
—212,770

Total College housing loans

0

-31,299

-17,074

-212,223

Total Federal funds Office of Postsecondary Education..

BA
0

10,875,032
10,521,506

10,789,216
10,400,236

10,316,915
10,291,209

78,201
90,314
137,200
140,398

95,241
94,011
136,646
145,274

174,726
128,224
39,062
111,696

0

215,401
230,712

231,887
239,285

213,788
239,920

501 BA
0

18,597
17,817

21,574
21,472

24,216
23,641

Office of Educational Research and Improvement
Federal funds
General and Special Funds:
Research, statistics, and improvement of practice..
Libraries-

Appropriation, current
Outlays
Appropriation, current
Outlays

503

BA

0
503

Total Federal funds Office of Educational Research
and Improvement.

BA

O
BA

Departmental Management
Federal funds
General and Special Funds:
Program administration:
(Elementary, secondary and vocational education).

See footnotes
 at end of table.


(Appropriation, current)
(Outlays)

A-200

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Education—Con.
(In thousands of dollars)

(Higher education)

1990 estimate

1989 actual

Account

1991 estimate

502 BA
0
503 BA
0
506 BA
0

84,353
80,707
127,764
121,406
19,750
18,917

95,703
95,582
134,190
136,081
21,836
21,909

124,578
119,200
157,870
153,688
24,336
23,831

BA
0

250,464
238,847

273,303
275,044

331,000
320,360

751 BA
0
751 BA
0
506 0

41,635
43,592
18,619
18,821
374

44,572
43,085
23,110
22,183
682

49,900
48,265
25,800
24,372

503 BA
0

7
9

1
479

117

Total Federal funds Departmental Management

BA
0

310,718
301,634

340,985
340,994

406,700
392,997

Total Trust funds Departmental Management

BA
0

7
9

1
479

117

BA
0

23,019,212
21,671,216

24,196,198
22,400,923

24,694,421
23,787,183

(Research and general education aids)
(Social services)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

Total Program administration
Office for civil rights

Appropriation, current
Outlays
Office of the Inspector General
Appropriation, current
Outlays
Education and research overseas (Special foreign currency Outlays
program).

Trust funds
Contributions

Appropriation, permanent, indefinite
Outlays

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

-62,805

-85,238

-76,110

BA
0

22,956,407
21,608,411

24,110,960
22,315,685

24,618,311
23,711,073

BA
0

17
16

1
484

117

BA
0

22,956,424
21,608,427

24,110,961
22,316,169

24,618,311
23,711,190

502 BA/0

Total Federal funds
Trust funds:
(As shown in detail above)
Total Department of Education

Department of Energy
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

Atomic Energy Defense Activities
Federal funds
General and Special Funds:
Atomic energy defense activities

Appropriation, current
Outlays

BA
0

8,098,000
8,119,239

9,646,193
8,894,898

8,592,000
8,853,640

251 BA
0
271 BA
0

913,254
890,796
2,161,887
2,137,277

1,098,829
1,053,549
2,184,449
2,160,540

1,273,732
1,231,056
2,085,237
2,128,525

053

Energy Programs
General and Special Funds:
General science and research activities.
Energy supply, R&D activities

See footnotes
 at end of table.


Appropriation, current
Outlays
Appropriation, current
Outlays

A-201

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Energy—Con.
(In thousands of dollars)
1989 actual

Account

Uranium supply and enrichment activities..

Appropriation, current, indefinite
Outlays

271 BA
0

1,186,598
1,313,449

-55,745

BA

1,186,598
1,313,449

0
Uranium enrichment decommissioning and decontamination.... Outlays
Environmental restoration and waste management activities:
(Atomic energy defense activities)
(Appropriation, current)
(Outlays)
(Energy supply)
(Appropriation, current)
(Outlays)..

271

Energy conservation
Strategic petroleum reserve
SPR petroleum

BA
0
271 BA

2,362,000
1,535,300
429,436
214,718

BA

2,791,436
1,750,018

0
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Appropriation,
Outlays

271 BA
0
271 BA
0
272 BA
0
274 BA
0
274 BA
BA
0

current

377,321
363,202
185,071
177,222
313,809
332,649
173,421
220,403
242,000

current
current
permanent

394,283
242,000
394,283

435,865
282,359

228,393
392,416

BA
0
274 BA
0
276 BA
0
276 BA
0
271 BA
0
271 BA
BA
0

62,856
63,537
6,154
6,499
21,372
19,438
108,760
109,450
75
-49,233
-337,200
525,000
40,927

64,319
63,531
6,551
6,472
18,300
19,222
114,918
116,769
74
675
-156,000
710,000
151,500

66,608
66,073
6,467
6,467
16,408
16,976
122,750
120,750
80
80
-500,000
956,000
270,000

BA
0

current

202,309
324,310
210,610
187,018
182,591
325,907
195,633
194,539
119,935
108,458
392,416

BA
0

current

416,539
383,681
189,439
164,179
368,072
340,640
192,483
182,979
344,310
91,555
282,359

187,800
40,927

554,000
151,500

456,000
270,000

271 0
BA
0
271 BA
0

30,809
2,249
1,801
366,832
343,999

3,530
2,249
2,249
295,156
329,578

2,343
2,249
292,833
298,231

Total SPR petroleum
Energy information administration
Emergency preparedness
Economic regulation
Federal Energy Regulatory Commission
Geothermal resources development fund
Clean coal technology

Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Appropriation,
Outlays

current

276

current
current
current, indefinite
current
current
permanent

Total Clean coal technology
Alternative fuels production
Payments to states under Federal Power Act
Nuclear waste disposal fund

-85,107
' 85,107

-50,000

0

053

Total Environmental restoration and waste management activities.

Naval petroleum and oil shale reserves

1991 estimate

-55,745

Total Uranium supply and enrichment activities.

Fossil-energy research and development

1990 estimate

Outlays
Appropriation, permanent, indefinite
Outlays
Appropriation, current
Outlays

Public Enterprise Funds:
BA
0

Outlays..

16,016
-439

Trust funds
Advances for cooperative work

Appropriation, permanent, indefinite
Outlays

271 BA
0

28,519
65,788

27,179
27,179

18,897
18,897

Total Federal funds Energy Programs

BA
0

6,309,459
6,396,508

5,957,259
5,205,269

8,133,430
7,264,615

Total Trust funds Energy Programs

BA
0

28,519
65,788

27,179
27,179

18,897
18,897

BA
0

3,159
3,015

3,134
3,146

3,233
3,233

Power Marketing Administration
Federal funds
General and Special Funds:

Digitized forSee footnotes at end of table.
FRASER


Outlays..

A-202

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Energy—Con.
(In thousands of dollars)
Account

1989 actual

Operation and maintenance, Southeastern Power Administra- Appropriation, current
tion.
Outlays
Continuing fund, Southeastern Power Administration
Appropriation, current
Outlays
General and Special Funds:
Operation and maintenance, Southwestern Power Adminis- Appropriation, current
tration.
Outlays
Construction, rehabilitation, operation and maintenance, Appropriation, current
Western Area Power Administration.
Outlays
Emergency fund, Western Area Power Administration
Outlays
Public Enterprise Funds:
Bonneville Power Administration fund
Authority to borrow, permanent, indefinite
Outlays

271

1990 estimate

1991 estimate

BA
0
271 BA
0

36,267
25,010
3,072
3,072

18,456
18,469

9,285
20,285

271 BA
0
271 BA
0
271 0

15,389
22,262
271,145
181,225
158

25,057
29,900
294,218
315,029

20,107
28,600
298,464
325,362

159,517
-226,772

258,200
-248,341

170,100
-92,700
—409,500

271

BA
0

J

Total Bonneville Power Administration fund

BA
0

Colorado river basins power marketing fund, Western Area Outlays
Power Administration.

271 0

159,517
-226,772

258,200
-248,341

8,059

170,100
-502,200

5,623
J

Total Colorado river basins power marketing fund,
Western Area Power Administration

0

Total Federal funds Power Marketing Administration

-2,075
—82,581

8,059

5,623

-84,656

BA
0

488,549
16,029

599,065
123,826

501,189
-209,376

BA
0
276 BA
0
271 0

403,665
420,486

224,427
219,672
28,421
28,421

-37

202,185
174,647
22,638
22,638
7

BA
0

403,665
420.449

224,823
197,292

252,848
248,093

BA
0

15,299,673
14,952,225

16,427,340
14,421,285

17,479,467
16,156,972

Departmental Administration
Federal funds
General and Special Funds:
Departmental administration
Office of the Inspector General
Special foreign currency program

Appropriation, current
Outlays
Appropriation, current
Outlays
Outlays

276

Total Federal funds Departmental Administration

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Intrafund transactions
Proprietary receipts from the public

908
271

BA/O
BA/O

-195,734
-3,126,235

-193,900
-1,822,494

276

BA/O

-280,602

-114,918

-220,000
-1,901,649
J _ 474,104
-122,750

BA
0

11,697,102
11,349,654

14,296,028
12,289,973

14,760,964
13,438,469

BA
0

28,519
65,788

27,179
27,179

18,897
18,897

Total Federal funds
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

271

BA/O

-28,519

Total Trust funds

BA
0
BA
0

11,697,102
11,386,923

-18,897

14,296,028
12,289,973

14,760,964
13,438,469

37,269

Total Department of Energy

-27,179

See footnotes
 at end of table.


A-203

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Health and Human Services, except Social Security
(In thousands of dollars)
Account

1990 estimalte

1989 actual

1991 estimate

Health Programs
Public Health Service
Food and Drug Administration
Federal funds
General and Special Funds:
Program expenses

Appropriation, current..
Outlays

BA
0
BA
0

Outlays
Public Enterprise Funds:
Revolving fund for certification and other services

Outlays

554 0

512,956
508,057
23,950
1,567

578,791
557,637
8,350
6,407

527,997
528,903
13,360

62

-45

536,906
509,686

587,141
563,999

527,997
542,263

BA
BA
0

1,419,946

1,533,572

1,229,863
(50)

1,348,853

1,491,568
11,885
1,368,519

BA
0

1,419,946
1,229,863

1,533,572
1,348,853

1,503,453
1,368,519

BA
0

208,289
223,020

213,051
209,668

65,254
133,486

BA
0

1,628,235
1,452,883

1,746,623
1,558,521

1,568,707
1,502,005

BA
0

-10,213

24,870
4,411

553 0
553 0
551 BA
0

-83
-98
21,600
27,158

-70
-40
21,000
22,311

11,915
(185,000)
-70
-40
20,000
10,387

BA
0

66,700
727

214,200
121,090

221,500
129,340

Total Federal funds Health Resources and Services
Administration.

BA
0

1,649,835
1,469,647

1,792,493
1,585,133

1,588,707
1,524,197

Total Trust funds Health Resources and Services
Administration.

BA
0

66,700
727

214,200
121,090

221,500
129,340

551 BA
BA
BA
0

1,020,106

1,178,337
3,000

404,287
12

1,144,326
(2,958)

404,299

BA
0

1,020,325
994,933

1,181,337
1,144,326

404,299
404,299

Total Federal funds Food and Drug Administration

BA
0

Health Resources and Services Administration
Federal funds
General and Special Funds:
Health resources and services:
(Health care services)

(Appropriation, current)
(Appropriation, permanent).
(Outlays)

551

(Limitation on direct loan obligations)
Total (Health care services).
553
(Outlays)..
Total Health resources and services.
Public Enterprise Funds:
553
Outlays..
Limitation on guaranteed loan commitments
Health education loans
Nurse training fund

Outlays..
OutlaysOutlays..

Trust funds
551
Outlays-

Indian Health Service
Federal funds
General and Special Funds:
Tribal health administration

Appropriation, current
Appropriation, permanent
Reappropriation
Outlays

219
994,933

Limitation on program level (obligations) (P.L. 99-177)
Total Tribal health administration

 at end of table.
See footnotes


A-204

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
1989 actual

Account

Federal indian health administration

1990 estimate

1991 estimate

551

Total Federal indian health administration

BA
BA
0

874,637
2,988
877,625

BA
0

Appropriation, current
Appropriation, permanent
Outlays

877,625
877,625

BA
0

61,668
55,392

71,633
99,495

13,156
79,120

BA
0

1,081,993
1,050,325

1,252,970
1,243,821

1,295,080
1,361,044

BA
0
BA
BA
0

858,521
717,685
118,700
105,888

959,302
934,409
131,487
255
116,924

1,038,837
999,637
132,918
346
128,578

Total (Health research)

BA
0

118,700
105,888

131,742
116,924

133,264
128,578

Total Disease control, research, and training

BA
0

977,221
823,573

1,091,044
1,051,333

1,172,101
1,128,215

Total Federal funds Centers for Disease Control

BA
0

977,221
823,573

1,091,044
1,051,333

1,172,101
1,128,215

BA
0
BA
0

1,535,705
1,548,320
34,644
32,010

1,597,049
1,572,050
37,283
34,368

1,656,776
1,621,910
37,283
36,875

BA
O

1,570,349
1,580,330

1,634,332
1,606,418

1,694,059
1,658,785

BA
O
BA
0

1,003,611
1,030,191
41,898
41,333

1,025,578
1,020,894
46,776
42,092

1,065,501
1,043,502
47,001
46,785

BA
0

1,045,509
1,071,524

1,072,354
1,062,986

1,112,502
1,090,287

BA
0
BA
0

125,089
124,267
5,620
5,583

129,447
126,118
6,302
6,140

134,204
131,698
6,316
6,152

BA
0

130,709
129,850

135,749
132,258

140,520
137,850

BA
0
BA
0

537,494
498,121
22,000
22,000

556,905
535,682
24,572
23,130

580,777
561,323
24,572
23,940

BA
0

559,494
520,121

581,477
558,812

605,349
585,263

Indian health facilities

551

Appropriation, current
Outlays

Total Federal funds Indian Health Service

Centers for Disease Control
Federal funds
General and Special Funds:
Disease control, research, and training:
(Health care services)
(Health research)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Appropriation, permanent)
(Outlays)

551
552

National Institutes of Health
Federal funds
General and Special Funds:
National Cancer Institute:
(Health research)
(Education and training of health care work force)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

Total National Cancer Institute
National Heart, Lung and Blood Institute:
(Health research)
(Education and training of health care work force)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

Total National Heart, Lung and Blood Institute
National Institute of Dental Research:
(Health research)
(Education and training of health care work force)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

Total National Institute of Dental Research
National Institute of Diabetes and Digestive and Kidney
nicoacoculocdoco.
(Health research)
(Education and training of health care work force).
Total National Institute of Diabetes and Digestive and
Kidney Diseases.

See footnotes
 at end of table.


(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

A-205

f e d e r a l programs by a g e n c y and a c c o u n t

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
Account

1989 actual

National Institute of Neurological Disorders and Stroke:
(Health research)
(Education and training of health care work force).

552

BA
0
BA
0

458,481
510,869
13,614
12,858

476,781
472,329
13,628
13,501

498,543
485,487
13,669
13,311

472,095
523,727

490,409
485,830

512,212
498,798

BA
0
BA
0

725,046
661,265
15,211
13,872

814,591
748,000
18,386
15,703

868,449
815,247
18,426
15,737

BA
0

740,257
675,137

832,977
763,703

886,875
830,984

BA
0
553 BA
0

604,713
578,323
77,500
74,118

596,277
595,823
85,505
85,440

656,992
620,372
88,502
83,569

BA
0

682,213
652,441

681,782
681,263

745,494
703,941

BA
0
BA
0

410,375
400,212
15,000
14,550

425,034
411,781
17,880
17,344

443,586
430,309
17,887
17,350

BA
0

425,375
414,762

442,914
429,125

461,473
447,659

BA
0
BA
0

224,796
226,710
6,374
5,290

229,067
227,191
7,466
5,455

239,926
234,552
7,466
5,488

BA
0

231,170
232,000

236,533
232,646

247,392
240,040

BA
0
BA
0

214,012
185,809
9,391
8,144

218,289
208,466
10,943
10,571

224,843
219,602
10,949
10,857

BA
0

223,403
193,953

229,232
219,037

235,792
230,459

BA
0
BA
0

213,573
205,748
9,066
8,580

229,432
211,534
10,023
8,356

238,885
221,282
10,053
8,741

BA
0

222,639
214,328

239,455
219,890

248,938
230,023

BA
0
553 BA
0

153,250
154,417
6,641
6,692

161,908
157,085
7,022
6,812

169,032
166,074
7,048
6,381

BA
0

National Institute of Allergy and Infectious Diseases:
(Health research)

159,891
161,109

168,930
163,897

176,080
172,455

BA
0

91,706
37,116

114,315
79,454

119,579
83,109

553

552
(Outlays)..
(Approprial
(Outlays)..

553

Total National Institute of Allergy and Infectious
National Institute of General Medical Sciences.(Health research)
(Education and training of health care work force)

552

(Outlays)..
(Approprial
(Outlays)..

Total National Institute of General Medical Sciences..
National Institute of Child Health and Human Development:
(Health research)
(Education and training of health care work force).

552
(Outlays)..
(Approprial
(Outlays)..

553

Total National Institute of Child Health and Human
Development.
National Eye Institute:
(Health research)
(Education and training of health care work force).

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

Total National Eye Institute
National Institute of Environmental Health Sciences:
(Health research)
(Education and training of health care work force).

552
(Outlays)..
(Approprial
(Outlays)..

553

Total National Institute of Environmental Health Sciences.
National Institute on Aging:
(Health research)
(Education and training of health care work force)

552
(Outlays)..
(Approprial
(Outlays)..

553

Total National Institute on Aging
National Institute of Arthritis and Musculoskeletal and Skin
Diseases:
(Health research)
(Education and training of health care work force)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552

Total National Institute of Arthritis and Musculoskeletal and Skin Diseases.
National Institute on Deafness and Other Communicative
Disorders:
(Health research)
See footnotes
 at end of table.


1991 estimate

BA
0

(Outlays)..
(Approprial
(Outlays)..

Total National Institute of Neurological Disorders and
Stroke.

(Education and training of health care work force)

1990 estimate

(Appropriation, current)
(Outlays)

552

A-206

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
Account

(Education and training of health care work force)

1989 actual

(Appropriation, current)
(Outlays)

553

BA

(Education and training of health care work force)

3,268
2,687

3,268
2,992

94,362
38,288

117,583
82,141

122,847
86,101

355,493
396,911
2,583
2,376

351,149
361,811
2,585
2,568

316,556
359,786
2,595
2,651

358,076
399,287

353,734
364,379

319,151
362,437

25,369
22,233
3,764
3,298

28,908
24,631
4,605
3,923

30,487
28,089
4,640
4,275

29,133
25,531

33,513
28,554

35,127
32,364

56,447
19,756
3,091
1,082

102,767
70,161
5,262
3,640

59,538
20,838

108,029
73,801

15,790
13,933

15,516
14,890

16,355
15,719

25,271
24,806
48,460
47,106

28,346
26,654
53,515
50,322

31,471
29,816
58,445
55,442

73,731
71,912

81,861
76,976

89,916
85,258

BA
BA

65,294

0

50,464

100,555
200
73,717

77,238
200
73,364

BA

65,294
50,464

100,755
73,717

77,438
73,364

6,782
5,242

6,864
5,018

5,737
5,435

72,076
55,706

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

107,619
78,735

83,175
78,799

0

552

38,492
29,515

61,042
56,245

88,600
45,581

0
0

-10,165
-1,299

7

BA

7,144,764
6,991,990

7,576,550
7,278,630

BA

0
553

BA

0

Total Research resources

BA

0
National Center for Nursing Research:
(Health research)
(Education and training of health care work force)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

BA

0
BA

0

Total National Center for Nursing Research

BA

0
National center for human genome research:
(Health research)
(Education and training of health care work force)

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552
553

BA

0
BA

0

Total National center for human genome research

BA

0
John E. Fogarty International Center
National Library of Medicine:
(Health research)
(Education and training of health care work force)

Appropriation, current
Outlays

552

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

552

BA

0
553

0
BA

0

Total National Library of Medicine
Office of the Director:
(Health research)

(Appropriation, current)
(Appropriation, permanent).
(Outlays)

552

Total (Health research)..

0
(Education and training of health care work force)

(Appropriation, current)
(Outlays)

553

BA

0

Total Office of the Director..
Buildings and facilities
Intragovernmental Funds:
National Institutes of Health management fund
Service and supply fund
Total Federal funds National Institutes of Health

See footnotes at end of table.



1991 estimate

2,656
1,172

0

Total National Institute on Deafness and Other Communicative Disorders.
Research resources.(Health research)

1990 estimate

Appropriation, current
Outlays

552

Outlays
Outlays

552
552

BA

0

7,929,886
7,606,604

f e d e r a l programs by a g e n c y a n d a c c o u n t

A-207

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Alcohol, Drug Abuse, and Mental Health Administration
Federal funds
General and Special Funds:
Alcohol, drug abuse, and mental health:
(Health care services)

(Appropriation, current)
(Appropriation, permanent)
(Outlays)

551 BA
BA
0

1,069,616

1,657,073

666,053

1,188,282

1,766,337
7,359
1,623,163

BA
0

1,069,616
666,053

1,657,073
1,188,282

1,773,696
1,623,163

BA
0
BA
0

728,645
479,157
45,301
27,946

897,446
734,371
70,916
41,985

991,783
895,682
66,032
62,787

BA
0

1,843,562
1,173,156

2,625,435
1,964,638

2,831,511
2,581,632

BA
0
0

23,712
22,049
27

18,000
18,000
1,251

12,000
12,000

BA
O

1,867,274
1,195,232

2,643,435
1,983,889

2,843,511
2,593,632

Total (Health care services).
(Health research)

(Appropriation, current)
(Outlays)

552

(Education and training of health care work force).
(Outlays)..
Total Alcohol, drug abuse, and mental health
Federal subsidy for Saint Elizabeths Hospital
Construction and renovation, Saint Elizabeths Hospital..

Outlays..
Outlays..

Total Federal funds Alcohol, Drug Abuse, and Mental
Health Administration.

Agency for Health Care Poky and Research
Federal funds
General and Special Funds:
Health care policy and research..

Appropriation, current
Outlays

552

BA
0

39,126
21,911

Assistant Secretary for Health
Federal funds
General and Special Funds:
Public health service management:
(Health care services)

(Appropriation, current)

551 BA

43,472
40,174

48,620

40,520
* 158,566
114,635

BA

0

43,472
40,174

55,801
48,620

199,086
114,635

BA
0

25,688
41,416

20,351
33,359

6,914
20,180

BA

69,160
81,590

76,152
81,979

206,000
134,815

3,000

451
26,838
15,029

(Outlays)..
Total (Health care services)
(Health research)

(Appropriation, current)
(Outlays)

552

Total Public health service management-

0
Public health emergency fund
Medical treatment effectiveness

Outlays
Appropriation, current
Outlays
Retirement pay and medical benefits for commissioned Appropriation, current
officers.
Indefinite
Outlays

551 0
552 BA
0
551 BA
BA
0

Total Retirement pay and medical benefits for commissioned officers.

BA

0

Payment to the commissioned corps retirement fund....

Appropriation, current, indefinite
Outlays
Scientific activities overseas (special foreign currency pro- Outlays
gram).
Intragovernmental Funds:
Service and supply fund
Outlays..

551 BA
0
552 0

551

0

602

BA
0

55,801

4,015
'86,100
118,116
117,209
'86,100

104,678
103,582

112,604
111,102

104,678
103,582

112,604
111,102

204,216
203,309

1,086

'62,900
7 62,900
1,014

1,311

-5,641

Trust funds
Commissioned corps retirement fund..

See footnotes
 at end of table.


Appropriation, current, indefinite
Outlays

'245,729
'96,729

A-208

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
Account

Miscellaneous trust funds

1989 actual

. Appropriation, permanent, indefinite
Outlays

1990 estimate

1991 estimate

551 BA
0

32,604
24,703

8,124
19,417

8,124
14,448

Total Federal funds Assistant Secretary for Health

BA
0

173,838
183,842

215,594
209,647

473,116
406,053

Total Trust funds Assistant Secretary for Health

BA
0

32,604
24,703

8,124
19,417

253,853
111,177

Total Federal funds Public Health Service

BA
0

13,431,831
12,224,295

15,159,227
13,916,452

15,869,524
15,183,919

Total Trust funds Public Health Service

BA
0

99,304
25,430

222,324
140,507

475,353
240,517

BA

26,236,000

30,136,654

Other Health Programs
Health Care Financing Administration
Federal funds
General and Special Funds:
Grants to States for Medicaid

Appropriation, current

551

L

Indefinite
Appropriation, permanent
Outlays

BA
BA
0

34,614,966
'25,000
-113,457

621,674
8,000,000
34,603,976

1,092,848
9,000,000
40,229,502

(1,489,273)

(1,549,288)

10,400,000
45,014,966
'25,000
113,457
(1,597,344)

BA
0

34,857,674
34,603,976

40,229,502
40,229,502

44,926,509
44,926,509

BA

31,227,000

36,338,500

BA
0

554,580
31,781,580

367,000
35,147,000

37,056,000
'-1,981,000
-4,000
37,052,000
'-1,981,000

BA
0

31,781,580
31,781,580

36,705,500
35,147,000

35,071,000
35,071,000

551 BA

83,404

87,695

0

81,768

87,695

91,966
14,887
91,966
14,887

BA
0

83,404
81,768

87,695
87,695

77,079
77,079

BA
0

9,880
9,525

12,857
12,857

13,000
13,000

BA
0

93,284
91,293

100,552
100,552

90,079
90,079

551 BA
0

-2,961

5,000
-3,200

-107

BA
BA
0

75,117,040
58,237,528

80,382,737
63,768,532

Administrative expenses: Program management

(578,276)

(648,832)

Administrative expenses: Social Security Administration
Administrative expenses: Other

(307,287)
(69,107)

(298,753)
(90,141)

'2,007,000
87,488,338
66,694,316
' —3,350,000
L-81,703
(700,724)
M-157,615)
(326,451)
(92,512)

75,117,040
58,237,528

80,382,737
63,768,532

89,495,338
63,262,613

State administrative expenses
Total Grants to States for Medicaid
Payments to health care trust funds

Appropriation, current

571

Appropriation, permanent, indefinite
Outlays
Total Payments to health care trust funds
Program management:
(Health care services)

(Appropriation, current)
(Outlays)

Total (Health care services)
(Health research)

552

(Appropriation, current)
(Outlays)

Total Program management
Public Enterprise Funds:
Health maintenance organization loan and loan guarantee Appropriation, current, indefinite
fund.
Outlays

Trust funds
Federal hospital insurance trust fund

Total Federal hospital insurance trust fund

See footnotes
 at end of table.


. Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

571

BA
0

A-209

f e d e r a l programs by agency and account

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

571 BA

530,205

39,000

571 BA
BA
0

42,146,912
38,214,642

46,179,000
44,447,369

Administrative expenses: Program management..

(981,792)

(1,072,318)

Administrative expenses: Social Security Administration..
Administrative expenses: Other

(219,276)
(17,921)

(224,494)
(36,025)

' —1,904,000
49,530,000
49,420,034
'—2,154,000
*-16,164
(1,156,414)
M-22,053)
(246,291)
(36,469)

BA
0

42,146,912
38,214,642

46,179,000
44,447,369

47,626,000
47,249,870

571 BA
0

1,134,644
101,699
(87,285)
(12,422)
(1,992)

382,900
9,474
(7,200)
(900)
(1,374)

Total Federal funds Health Care Financing Administration.

BA
0

66,732,538
66,473,888

77,040,554
75,473,854

80,087,588
80,087,481

Total Trust funds Health Care Financing Administration.

BA
0

118,928,801
96,553,869

126,983,637
108,225,375

137,121,338
110,512,483

Total Federal funds Health Programs

BA
0

80,164,369
78,698,183

92,199,781
89,390,306

95,957,112
95,271,400

Total Trust funds Health Programs

BA
0

119,028,105
96,579,299

127,205,961
108,365,882

137,596,691
110,753,000

BA
BA
0

93,631
6,060,396
6,154,027

191,968
4,597,000
4,788,968

46,958
4,894,000
4,940,958

BA
0

6,154,027
6,154,027

4,788,968
4,788,968

4,940,958
4,940,958

BA
BA
BA
0

628,581
17,334
250,000
892,712

648,831
10,422
211,000
875,831

626,081
215,000
846,081

BA
0

895,915
892,712

870,253
875,831

841,081
846,081

Appropriation, current

BA

9,473,953

9,098,758

11,998,594
'-55,000

Indefinite
Appropriation, permanent
Outlays

BA
BA
0

3,000,000
12,554,727

260,000
2,936,000
12,494,152

Federal hospital insurance catastrophic coverage reserve Appropriation, permanent, indefinite
fund.
Federal supplementary medical insurance trust fund
Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

Total Federal supplementary medical insurance trust
fund.
Federal supplementary medical insurance trust fund, cata- Appropriation, permanent, indefinite
strophic.
Outlays
' Administrative expenses:
Administrative expenses
Administrative expenses

Social Security Administration
Federal funds
General and Special Funds:
Payments to social security trust funds

Appropriation, current
Appropriation, permanent, indefinite
Outlays

Total Payments to social security trust funds
Special benefits for disabled coal miners

Appropriation, current
Indefinite
Appropriation, permanent
Outlays

Total Special benefits for disabled coal miners
Supplemental security income program

(1,090,131)

(1,090,131)

3,157,000
14,455,594
'-55,000
(1,212,602)

Total Supplemental security income program

BA
0

12,473,953
12,554,727

12,294,758
12,494,152

15,100,594
14,400,594

Total Federal funds Social Security Administration

BA
0

19,523,895
19,601,466

17,953,979
18,158,951

20,882,633
20,187,633

Administrative expenses: Social Security Administration

See footnotes at end of table.




A-210

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Family Support Administration
Federal funds
General and Special Funds:
Program administration

, Appropriation, current
Indefinite
Outlays

Family support payments to States

609

Indefinite
Appropriation, permanent
Outlays
Total Family support payments to States
Special assistance for Puerto Rico
Low income home energy assistance
Refugee and entrant assistance
Grants to States for special services

. Appropriation,
Outlays
. Appropriation,
Outlays
. Appropriation,
Outlays
. Appropriation,
Appropriation,
Outlays

current

(Other income security)

80,257

81,474
79,184

85,453
80,257

77,200
79,736

BA

8,204,337

8,989,620

9,657,246
' -32,400

435,863
2,500,000
11,165,690

2,932
2,700,000
12,085,246

11,140,200
11,165,690

11,692,552
12,085,246

12,624,846
12,631,647

1,393,000
1,372,345
368,822
384,729
388,780

1,383,200
1,393,258
382,356
388,990
380,598
383,381

390,001

825,000
823,350
1,050,000
1,078,805
368,822
370,731
33,959
8,041
149,594

BA
0

current
current
current
permanent

380,598
383,381

388,780
390,001

42,000
149,594

BA
0
BA
BA
0

91,440
85,511

504

.. (Appropriation, current)
(Outlays)
,. (Appropriation, current)
(Indefinite)
(Outlays)

609

BA
0

Total Payments to states for family support activities

BA
0

22,529
346,367
116,671
346,376

1,000,000
879,662

506

.. Appropriation, permanent
Outlays

609

463,038
346,376

1,000,000
879,662

91,440
85,511

463,038
368,905

1,000,000
879,662

BA
BA
0

900,000
322,715

-567,424
870,000
525,880

-537,403
840,000
601,293

BA
0

.. Appropriation, current
Appropriation, permanent
Outlays

Total Interim assistance to States for legalization
Payments to States from receipts for child support

3,000,000
12,664,047
J —32,400

BA
0
609 BA
0
609 BA
0
506 BA
BA
0

Total (Other income security)

Interim assistance to States for legalization

85,453

609

Total Grants to States for special services
Payments to states for family support activities.(Training and employment)

79,184

4,250
72,950
79,736

BA
0

. Appropriation, current

81,474

BA
BA
0

Total Program administration

BA
BA
0
BA
0

609

900,000
322,715

302,576
525,880

302,597
601,293

BA
0

170
199

67

14,359,438
13,818,928

14,694,221
15,207,430

Trust funds
Gifts and contributions

.. Outlays

506

12

0

Total Federal funds Family Support Administration

BA
0

Total Trust funds Family Support Administration

0

16,290,465
16,614,818

12

Human Development Services
Federal funds
General and Special Funds:
Social services block grant
Human development services

See footnotes at end of table.




.. Appropriation, current
Outlays
.. Appropriation, current
Outlays

506
506

BA
0
BA
0

2,700,000
2,670,569
2,573,910
2,835,339

2,762,200
2,761,088
2,770,312
2,497,210

2,800,000
2,798,054
3,327,502
3,013,866

A-211

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Health and Human Services, except Social Security—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

BA
0

1,543,252
1,343,882

1,374,916
1,406,687

2,471,283
2,329,961

BA
0

6,817,162
6,849,790

6,907,428
6,664,985

8,598,785
8,141,881

OutlaysAppropriation, current..
Outlays
Appropriation, current..
Outlays
Appropriation, current..
Outlays

BA
0
609 BA
0
751 BA
0
506 BA
0
609 BA
0

67,277
80,556
45,873
36,779
15,979
15,461
1,708
1,628
7,851
4,856

79,416
74,500
50,488
51,384
17,294
17,249
1,834
1,739
5,001
7,647

81,350
77,680
51,500
51,561
17,585
17,538
1,889
1,818
5,017
6,146

Outlays

506

7,042

-214

BA
0

138,688
146,322

154,033
152,305

157,341
154,743

BA
0

121,003,552
119,114,689

131,909,442
129,573,977

141,886,336
140,370,475

506

Payments to States for foster care and adoption assistance... Appropriation, current
Outlays
Total Federal funds Human Development Services

Office of the Secretary
Federal funds
General and Special Funds:
General Departmental management.

609

Appropriation, current
Outlays

Office of the Inspector General
Office for Civil Rights
Office of Consumer Affairs
Policy research
Intragovernmental Funds:
Working capital fund
Total Federal funds Office of the Secretary..

0

Summary
Federal funds:
(As shown in detail above)..
Deductions for offsetting receipts:
Proprietary receipts from the public-

551
552

-3,000
-455

BA/0
BA/0

-3,000
-546

BA
0

Trust funds:
(As shown in detail above)..

121,003,552
119,114,689

131,905,987
129,570,522

141,882,790
140,366,929

BA
0

Total Federal funds

119,028,105
96,579,299

127,205,961
108,365,894

137,596,691
110,753,000

-21,826
-11,589,916

-6,903
-11,609,000

-6,903
-11,899,000
J 2,000

107,416,363
84,967,557

115,590,058
96,749,991

125,692,788
98,849,097

-31,781,580

-35,147,000

-62,900
-37,052,000
y
1,981,000

196,638,335
172,300,666

212,349,045
191,173,513

232,441,678
204,082,126

Deductions for offsetting receipts:
551
571

BA/0
BA/0
BA
0

Total Trust funds..
551
571
Total Department of Health and Human Services,
except Social Security.

BA/0
BA/0
BA
0

Department of Health and Human Services, Social Security
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

Social Security
Trust funds
Federal old-age and survivors insurance trust fund

Administrative expenses: Social Security Administration
See footnotes at end of table.




Appropriation, current
Appropriation, permanent, indefinite
Outlays

651 BA
BA
0

261,495,035
210,140,755

282,763,968
224,426,032

(1,405,928)

(1,528,059)

J
1,977,000
311,039,958
239,226,510
y —595,000
(1,622,137)

A-212

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Health and Human Services, Social Security—Con.
(In thousands of dollars)
Account

1989 actual

Administration expenses: Other

1990 estimate

1991 estimate

(228,718)

(246,046)

(242,676)

BA
0

261,495,035
210,140,755

282,763,968
224,426,032

313,016,958
238,631,510

651 BA
BA
0

24,576,921
23,486,533

28,650,041
24,950,090

(3,750,113)
(715,069)
(28,855)

(3,837,389)
(695,052)
(47,932)

J
158,000
32,159,432
26,479,485
J —81,000
(4,166,974)
(759,493)
(51,681)

Total Federal old-age and survivors insurance trust
fund.
Federal disability insurance trust fund

Appropriation, current
Appropriation, permanent, indefinite
Outlays

Limitation on administrative expenses
Administrative expenses: Social Security Administration
Administrative expenses: Other
Total Federal disability insurance trust fund

BA
0

24,576,921
23,486,533

28,650,041
24,950,090

32,317,432
26,398,485

Total Trust funds Social Security

BA
0

286,071,956
233,627,288

311,414,009
249,376,122

345,334,390
265,029,995

BA
0

286,071,956
233,627,288

311,414,009
249,376,122

345,334,390
265,029,995

311,414,009
249,376,122

345,334,390
265,029,995

Summary
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

651

Total Trust funds

BA/0
BA
0

Interfund transactions

651

-218
286,071,738
233,627,070

BA/0

-6,154,027

-4,788,968

-4,940,958

BA
0

Total Department of Health and Human Services,
Social Security.

279,917,711
227,473,043

306,625,041
244,587,154

340,393,432
260,089,037

Department of Housing and Urban Development
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Housing Programs
Federal funds
General and Special Funds:
Subsidized housing programs:
(Community development)..
(Housing assistance)

451
(Outlays)
(Appropriation, current)
(Liquidation of contract authority, permanent).
(Outlays)

604

0

Total Subsidized housing programs..
Assistance for the renewal of expiring Section 8 subsidy
contracts.
Outlays..
Homeownership and opportunity for people everywhere Appropri<
grants (HOPE grants).
Congregate services program
Appropri;
Outlays..
Appropri<
Housing counseling assistanceOutlays..
Appropri<
Section 8 moderate rehabilitation, single room occupancyAppropri;
Manufactured home inspection and monitoring
Outlays-

BA
0
BA

BA
0
604
604

15,372
270,955
6,973,295
(12,090,008)
12,234,512

253,271
7,299,421
(13,887,950)
13,634,679

187,423
13,143,954
(15,304,979)
15,117,556

6,988,667
12,505,467

7,299,421
13,887,950

13,143,954
15,304,979

BA
0
BA

1,074,492
58,802
K

BA
0
506 BA
0
604 BA
376 BA
0

5,400
4,544
3,500
3,269

BA
0

6,522
6,173

604

6,522
6,173

See footnotes
 at end of table.


5,000
3,498
3,500
7,320
7,500
'885

(7,312)

Limitation on program level obligations (P.L. 99-177)..
Total Manufactured home inspection and monitoring..

5,829
5,000
3,446
3,500
73,185
7,320
7,500

249,660

7,320
7,500

7,320
8,385

A-213

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Housing and Urban Development—Con.
(In thousands of dollars)
1989 actual

Account

Interstate land sales..

Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays..,

376 BA
BA
0

510
520

600
635

1,000
1,008

BA
BA
0

237,720
1,120,263
976,405
(378,419)
(103,350)
(96,000,000)

350,093
3,304,052
2,346,007
(392,050)
(87,227)
(73,837,500)

316,460
(212,546)
(123,500)
(62,000,000)

BA
0

1,357,983
976,405

3,654,145
2,346,007

316,460

0
Authority to borrow, permanent, indefiniteOutlays

Total FHA mutual mortgage and cooperative housing
insurance funds.
Appropriation, current
Authority to borrow, permanent, indefinite..
Outlays-

371 BA
BA

317,366
2,129,673
1,167,024
(176,353)
(27,625)
(13,000,000)

BA
O

2,447,039
1,167,024

0

Limitation on administrative expenses
Limitation on direct loan obligations
Limitation on guaranteed loan commitments
Total FHA general and special risk insurance funds.
Authority to borrow, current, indefinite
Outlays

371 BA
0

Limitation on direct loan obligations
Outlays..
OutlaysOutlays-

BA
0
604 0
604 0

Outlays-

451 0
376 0

Outlays-

394,097
433,223
(477,722)

412,969
391,651
(472,664)

4,529
-58,624
-61
(960)
-101
-80

189
-10,018
110
(1,069)
-20
-117

604 BA
0

604
Flexible Subsidy Fund
Nonprofit sponsor assistance
Limitation on direct loan obligations
Homeownership assistance fund
General and Special Funds:

608

510
520

Limitation on administrative expenses
Limitation on direct loan obligations
Limitation on guaranteed loan commitments..

Housing for the elderly or handicapped fund

'400
600

(592)
BA

Total Interstate land sales

FHA general and special risk insurance funds

600
635

1991 estimate

'400

Limitation on program level obligations (P.L. 99-177)..

Public Enterprise Funds:
FHA mutual mortgage and cooperative housin
funds.

1990 estimate

228,016
413,756
(282,543)
-70,000
-70,000
26,149
100
(530)
-15
-176

24,205
5,440

19,040

BA
0

8,756,679
13,875,264

12,555,612
16,696,629

16,010,487
17,195,210

BA
0
604 BA
604 BA
0

1,705,508
1,519,221

1,793,032
1,787,840

1,825,731
1,818,824
1,847,492
149,798
68,907

BA
0

558,299
731,207

400,150
487,488

200,000
281,464

BA
0

2,263,807
2,250,428

2,193,182
2,275,328

4,023,021
2,169,195

371 BA
0
371 0

24,103
-10,729
-30,991

-1,853
49,033

-4,505
-279,345
-10,299

Total Federal funds Housing Programs..

Public and Indian Housing Programs
Federal funds
General and Special Funds:
604
Modernization of low income housing projects
Drug elimination grants for low-income housing

OutlaysAppropriation, current..
Appropriation, current.,
Outlays

Public Enterprise Funds:
604
Outlays..
Total Federal funds Public and Indian Housing Programs.

Government National Mortgage Association
Public Enterprise Funds:
Management and liquidating functions fund
Guarantees of mortgage-backed securities

See footnotes at end of table.




Appropriation, permanent, indefinite
Outlays
Outlays

A-214

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Housing and Urban Development—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

Limitation on guaranteed loan commitments

1991 estimate

(144,000,000)

(81,713,500)

(80,000,000)

0

-30,991

49,033

-289,644

0
0
0
0
0
0

55
4
25
42
1
70

Total Participation sales fund

0

197

Total Federal funds Government National Mortgage
Association.

BA
0

24,103
-41,523

47,180

-294,149

451

BA
0

2,650,000
2,913,496
(144,000)

2,752,265
3,046,000

451

BA

2,915,064
2,995,000
(141,768)
-50,000
* -11,450
225,000

Total Guarantees of mortgage-backed securities
Participation sales fund:
(Other advancement of commerce)
(Community development)
(Higher education)
(Health research)
(Veterans housing)

371
376
451
502
552
704

(Outlays)..
(Outlays)..
(Outlays)..
(Outlays)..
(Outlays)..

Community Planning and Development
Federal funds
General and Special Funds:
Community development grants

Appropriation, current..
Outlays

Limitation on guaranteed loan commitments

Outlays..

0

242,035

-10,000

A

Total Urban development action grants.

BA
0

Rental rehabilitation grants

Urban homesteading

BA
0
272 0
451 BA

Appropriation, current.,
Outlays
Appropriation, current

242,035
150,000
4,028
819
13,200

451

200,000
—2,000

-61,450
225,000

-10,000
198,000

127,985
26,729
400
12,995
A
11,450
13,000
Ml,450

69,905
77,103
49,953
49,953

0

15,094

BA
0

13,200
15,094

24,445
24,450

49,953
49,953

Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays

BA
0
604 BA
604 BA
0
451 BA
451 BA
0

46,500
41,829
80,000
22,090
6,390

73,164
47,193
126,825
57,909
10,830
11,364

71,187
66,201
143,399
78,476
160,782
5,415

6,145

6,373

Outlays-

451 0
451 BA
0

-22,990

5,200
(84,019)

8,445
-87,000
-45,685

BA
0

2,939,700
3,228,936

3,216,863
3,399,618

BA

17,200

20,426

0

20,404

18,300

* 48,000
28,000

BA
0

17,200
20,404

20,426
18,300

48,000
28,000

Outlays
Total Urban homesteading
Emergency shelter grants program
Transitional housing program
Rental housing assistance for the homeless

604

Appropriation, current

Public Enterprise Funds:

Limitation on direct loan obligations (P.L 9 9 - 1 7 7 ) .
Total Federal funds Community Planning and Development.

3,150,491
3,483,908

Policy Development and Research
Federal funds
General and Special Funds:

OutlaysTotal Research and technology ..

See footnotes at end of table.




A-215

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Housing and Urban Development—Con.
(In thousands of dollars)
Account

1989 actual

1991 estimate

1990 estimate

Fair Housing and Equal Opportunity
Federal funds
General and Special Funds:
Fair housing activities

Appropriation, current
Outlays

BA
0

10,000
6,980

12,410
10,000

12,183
13,000

451 BA
0

171,074
171,630

170,838
166,560

210,761
198,576
'-885

BA
0

171,074
171,630

170,838
166,560

210,761
197,691

BA
0
751 BA
0

148,447
148,929
15,560
15,612

153,947
150,094
20,621
20,104

189,923
178,943
25,440
23,968

BA
0

335,081
336,171

345,406
336,758

426,124
400,602

23,795
18,084
23

29,283
27,281

5
5

5
5

369,201
354,865

455,407
427,883

5
5

5
5

18,367,694
22,801,920

23,699,589
23,023,047

5
5

5
5

18,367,699
22,801,925

23,699,594
23,023,052

751

Management and Administration
Federal funds
General and Special Funds:
Salaries and expenses, Including transfer of funds:
(Community development)

(Appropriation, current)
(Outlays)

Total (Community development)
(Housing assistance)
(Federal law enforcement activities)

604

(Appropriation, current)
(Outlays)
(Appropriation, current)
(Outlays)

Total Salaries and expenses, Including transfer of
funds.
Office of the Inspector General
New community assistance grants
Intragovernmental Funds:
Working capital fund

BA
0
451 0

Appropriation, current
Outlays
Outlays

451

Outlays

451 0

3,645

Trust funds
Gifts and bequests

Appropriation, permanent, indefinite
Outlays

451

BA
0

Total Federal funds Management and Administration

BA
0

Total Trust funds Management and Administration

BA
0

335,081
339,816

Summary
Federal funds:
(As shown in detail above)

BA
0

Trust funds:
(As shown in detail above)

14,346,570
19,680,305

BA
0

Total Department of Housing and Urban Development

BA
0

14,346,570
19,680,305

Department of the Interior
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

America the Beautiful
Federal funds
General and Special Funds:
America the beautiful, Interior

See footnotes at end of table.




Appropriation, current
Outlays

302

BA
0

'366,277
'187,214

A-216

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Land and Minerals Management
Bureau of Land Management
Federal funds
General and Special Funds:
Management of lands and resources

302

. Appropriation, current

BA

524,395

435,914
J

Outlays

0

564,802

439,854
J

Total Management of lands and resources
Construction and access

BA
0

Total Construction and access

Oregon and California grant lands
Special acquisition of lands and minerals
Limitation on program level (obligations) (P.L. 99-177)
Cook inlet region, inc. property
Firefighting
Land acquisition

, Appropriation, current
Outlays
Appropriation, current
Outlays
Authority to borrow, permanent
Outlays

Operation and maintenance of quarters

6,607

8,538

3,222

5,190

8,683
' —1,238
7,969
J —310

6,607
3,222

8,538
5,190

7,445
7,659

BA
0
BA
0
BA
0

105,000
104,099
60,000
59,883
5,482
5,482

105,000
105,000
65,536
72,947
1,300
1,318

BA
0
BA
0
BA

13,153
10,651

6,656

BA
0

13,153
10,651

15,373
6,656

BA
0
BA
0
BA
0

8,506
8,481
7,203
7,574
225
431

9,404
9,533
6,000
8,327
250
224
(246)

10,188
9,897
6,000
6,000
250
250

302

BA
0

6,512
8,095

5,000
4,701
(6,902)

4,500
4,502

806

BA
0

116,561
114,812

129,933
222,382
(121,233)

149,222
148,943

BA
0

123,073
122,907

134,933
227,083

153,722
153,445

632

1,263

-1,442

3,871
1,889
6,298

99
600
2,552

100
600
2,067

302

302
302
302

Appropriation, current, indefinite
Outlays
. Appropriation, current, indefinite
Outlays
. Appropriation, permanent, indefinite
Outlays

Limitation on program level (obligations) (P.L 99-177)
Miscellaneous permanent appropriations:
(Conservation and land management)
. (Appropriation, permanent, indefinite)
(Outlays)
(Limitation on program level (obligations) (P.L. 99177)).
(Other general purpose fiscal assistance)
. (Appropriation, permanent, indefinite)
(Outlays)
(Limitation on program level (obligations) (P.L. 99177)).

302
302
302

Total Miscellaneous permanent appropriations
Intragovernmental Funds:
Working capital fund

BA

0

Appropriation, permanent
Outlays
Appropriation, current
Outlays
Appropriation, current.

302

Total Land acquisition

Service charges, deposits, and forfeitures

422,845
411,874

105,000
105,160
94,040
85,821
1,300
1,282
(1,282)
150,825
55,492
165,530
115,871
15,373

806

Outlays

Range improvements

435,914
439,854

BA
0

302

524,395
564,802

0

, Appropriation, current
Outlays

Payments in lieu of taxes

459,464
-36,619
443,739
—31,865

302

. Outlays

0

302

BA
BA
0

165,585
165,569
12,556
J —12,556
14,173
J —1,883
12,290

Trust funds
Miscellaneous trust funds

See footnotes at end of table.




. Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

A-217

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

Limitation on program level (obligations) (P.L 99-177)..

1990 estimate

1991 estimate

(592)

Total Miscellaneous trust funds

BA
0

5,760
6,298

699
2,552

700
2,067

Total Federal funds Bureau of Land Management

BA
0

853,644
888,164

1,127,107
1,061,756

937,871
944,807

Total Trust funds Bureau of Land Management

BA
0

5,760
6,298

699
2,552

700
2,067

BA
0
BA
BA
0

170,745
175,453

176,042
175,963

432,363
432,363

471,043
457,696
(457,696)

194,252
190,768
558
482,686
496,591

Total Payments to States from receipts under Mineral
Leasing Act.

BA
0

432,363
432,363

471,043
457,696

483,244
496,591

Total Federal funds Minerals Management Service

BA
0

603,108
607,816

647,085
633,659

677,496
687,359

BA
BA
0

101,095
1,077
100,553

101,228
1,500
102,620

109,345
1,500
107,410

BA
0

102,172
100,553

102,728
102,620

110,845
107,410

BA
0

193,160
221,625

192,772
200,459

149,896
186,915

Total Federal funds Office of Surface Mining Reclamation and Enforcement.

BA
0

295,332
322,178

295,500
303,079

260,741
294,325

Total Federal funds Land and Minerals Management.,.

BA
0

1,752,084
1,818,158

2,069,692
1,998,494

1,876,108
1,926,491

Total Trust funds Land and Minerals Management

BA
0

5,760
6,298

699
2,552

700
2,067

Appropriation, current..
Outlays
Appropriation, current..
Outlays

301 BA
0
301 BA
0

Appropriation, current..
Outlays

301

BA
0

712,305
703,498
26,022
27,155
(27,766)
14,250
13,612

609,430
616,377
5,708
16,463
(4,946)
11,456
11,425

Appropriation, current..
Outlays
Appropriation, current..
Outlays

301

BA
0
301 BA
0

1,000
440
187,731
180,628

Appropriation, current..
Outlays

301

BA
0

48,313
47,622

652,850
664,918
33,644
29,626
(31,475)
11,369
12,801
(74)
986
2,043
209,315
201,080
(9,994)
47,311
50,092

Minerals Management Service
General and Special Funds:
Outlays
Payments to States from receipts under Mineral Leasing Act.. Appropriation, current, indefinite
Appropriation, permanent, indefinite..
Outlays
Limitation on program level (obligations) (P.L. 99-177)

Office of Surface Mining Reclamation and Enforcement
General and Special Funds:
Regulation and technology

. Appropriation, current
Indefinite
Outlays

302

Total Regulation and technology
Abandoned mine reclamation fund

. Appropriation, current
Outlays

302

Water and Science
Bureau of Reclamation
Federal funds
General and Special Funds:
Construction program
Loan program
Limitation on direct loan obligations
General investigations
Limitation on program level (obligations) (P.L. 99-177)
Emergency fund
Operation and maintenance.
limitation, on program level, (obligations) (P.L. 99-177)
General administrative expenses

See footnotes at end of table.




1,000
994
231,516
226,565
51,431
51,019

A-218

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

Colorado River dam fund, Boulder Canyon project

1991 estimate

301

BA
BA
0

-2,485
53,792
42,907

-3,564
63,608
61,876
(62,927)

-4,702
34,165
42,521

BA
0

Appropriation, current
Appropriation, permanent, indefinite
Outlays

51,307
42,907

60,044
61,876

29,463
42,521

BA
0

254
268

282
307
(278)

280
280

Limitation on program level (obligations) (P.L 99-177)..
Total Colorado River dam fund, Boulder Canyon
project.
Miscellaneous permanent appropriations:
(Other general purpose fiscal assistance)

1990 estimate

(Appropriation, permanent, indefinite)
(Outlays)

(Limitation on program level (obligations) (P.L. 9 9 177)).
Public Enterprise Funds:
Lower Colorado River Basin development fund
Outlays
Upper Colorado River Basin fund
Outlays
Intragovernmental Funds:
Working capital fund
Appropriation, current, indefinite
Outlays

806

301 0
301 0

-17,658
-20,412

301

BA
0

4,000
-6,596

8,381
22,804

4,831
5,541

301

BA
0

60,915
62,482

54,100
46,952
(53,343)

93,886
85,778

Total Federal funds Bureau of Reclamation

BA
0

1,045,182
971,464

1,024,182
1,045,547

945,115
971,185

Total Trust funds Bureau of Reclamation

BA
0

60,915
62,482

54,100
46,952

93,886
85,778

BA
BA
0

451,506
250
483,295

490,156
250
467,771

506,578
250
506,218

BA
0

451,756
483,295

490,406
467,771

506,828
506,218

271 0
306 BA
0

362
58
68

51
51
(74)

51
51

BA
0

140
149

12

Trust funds
Reclamation trust funds

Appropriation, permanent, indefinite
Outlays

Limitation on program level (obligations) (P.L. 99-177)

Geological Survey
Federal funds
General and Special Funds:
Surveys, investigations and research

Appropriation, current
Appropriation, permanent
Outlays

306

Total Surveys, investigations and research
Exploration of national petroleum reserve in Alaska
Operation and maintenance of quarters

Outlays
Appropriation, permanent, indefinite
Outlays

Limitation on program level (obligations) (P.L. 99-177)

Trust funds
Contributed funds

. Appropriation, permanent, indefinite
Outlays

306

Total Federal funds Geological Survey

BA
0

451,814
483,725

490,457
467,822

Total Trust funds Geological Survey

BA
0

140
149

12

506,879
506,269

Bureau of Mines
Federal funds
General and Special Funds:
Mines and minerals
Public Enterprise Funds:
Helium fund

See footnotes
 at end of table.


. Appropriation, current
Outlays

306

BA
0

159,208
159,595

178,443
172,159

145,712
155,990

. Outlays

306

0

-8,234

-1,600

-12,029

f e d e r a l programs by a g e n c y a n d a c c o u n t

A-219

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
BA
0

736
470

700
644

700
690

Total Federal funds Bureau of Mines

BA
0

159,208
151,361

178,443
170,559

145,712
143,961

Total Trust funds Bureau of Mines

BA
0

736
470

700
644

700
690

Total Federal funds Water and Science

BA
0

1,656,204
1,606,550

1,693,082
1,683,928

1,597,706
1,621,415

Total Trust funds Water and Science

BA
0

61,791
63,101

54,800
47,608

94,586
86,468

366,790

392,817

408,761
-54,522
405,572
y —43,618

Contributed funds

Appropriation, permanent, indefinite
Outlays

306

Fish and Wildlife and Parks
United States Fish and Wildlife Service
Federal funds
General and Special Funds:
Resource management

Appropriation, current..

303

BA

J

0

Total Resource management
Construction

Appropriation, current..

303

358,640

387,612

BA
0

Outlays

366,790
358,640

392,817
387,612

BA

41,135

68,735

354,239
361,954
J

0

Total Construction..
Rewards and operations
Land acquisition

Appropriation, current..
Outlays..
Appropriation, current..

40,885

41,248

BA
0

Outlays..

41,135
40,885

68,735
41,248

303

BA
0
BA

65,449
69,176

30,950
54,278

92,830

0

303

76,295

J

Outlays..

J

Total Land acquisition..
Migratory bird conservation account
Limitation on program level (obligations) (P.L. 99-177)
North American wetlands conservation fund

BA
0

65,449
69,176

92,830
76,295

28,662
27,495

30,600
30,789
(30,172)

Appropriation, permanent, indefinite
Outlays

303

BA
0

Appropriation, current

303

30,600
30,288

J

BA
0
J

Total North American wetlands conservation fund..
National wildlife refuge fund

BA
0
Appropriation, current
Appropriation, permanent, indefinite..
Outlays

BA
BA
0

6,645
6,096
13,353

8,904
6,040
14,955
(14,859)

9,000
6,040
14,981

BA
0

Total National wildlife refuge fund-

Limitation on program level (obligations) (P.L. 99-177)
Miscellaneous permanent appropriations
Limitation on program level (obligations) (P.L. 99-177)

See footnotes
 at end of table.


15,000
—15,000
10,000
17,585
—10,585
10,000
7,000

12,741
13,353

14,944
14,955

15,040
14,981

1,736
1,642
(1,712)
129,200
122,623
(127,391)

1,769
1,730

Limitation on program level (obligations) (P.L. 99-177)

Operation and maintenance of quarters

1,000
990
67,990
-67,990
78,919
—30,600
48,319

BA

Appropriation, permanent, indefinite
Outlays

33,117
—2,167
54,711
J —433

Appropriation, permanent
Outlays

303

BA
0

1,604
1,583

Appropriation, permanent, indefinite
Outlays

303

BA
0

126,672
97,906

134,500
127,979

A-220

t h e b u d g e t for f i s c a l y e a r 1991

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
Sport fish restoration

Appropriation, permanent, indefinite
Outlays

303

BA
0

186,663
146,233

Outlays-

BA
0

4,236
4,858

Outlays..

BA
0

Limitation on program level (obligations) (P.L 99-177)

Limitation on program level (obligations) (P.L. 99-177)..

205,639
175,756
(190,191)
4,165
4,196
(4,107)

212,400
196,415
4,165
4,125
1,300
260

Total Federal funds United States Fish and Wildlife
Service.

BA
0

643,053
609,038

730,862
675,164

578,098
647,519

Total Trust funds United States Fish and Wildlife
Service.

BA
0

190,899
151,091

209,804
179,952

217,865
200,800

BA

791,504

767,804

0

841,152

729,762

821,805
' -22,001
808,305
'-16,501

BA
0

791,504
841,152

767,804
729,762

799,804
791,804

BA
O
BA

14,608
13,018
159,165

15,923
16,477
247,661

0

97,909

102,819

10,125
11,575
83,659
' -29,283
136,404
J —4,392

BA
0

159,165
97,909

247,661
102,819

54,376
132,012

0
BA
0
303 BA
0
303 BA
0
303 0
303 BA

253
5,181
5,617
-767
1,507
250
178
164
77,789

13
9,118
5,755

8,150
6,909

National Park Service
Federal funds
General and Special Funds:
303
OutlaysTotal Operation of the national park system303
Construction

Outlays
Appropriation, current..

303

Outlays
Total Construction..
I construction

Outlays..

303
303

Outlays
Urban park and recreation fund
Appropriation, current
Outlays
Illinois and Michigan canal national heritage-corridor Com- Appropriation, current
mission.
Outlays
Land acquisition

Appropriation, current..

2,515
250
605
178
117,064

62
71,001
-71,001
-30,000
30,000
93,096
' — 24,850
J

BA
BA
0

Total Land acquisition303
303
Outlays..
Appropri;
Outlays-

303

103,685

111,810

BA
0

Contract authority, current
Contract authority, permanent.
Outlays

77,789
103,685

117,064
111,810

0
BA
0
BA
0

76
30,500
28,084
8,795
8,081

BA
0

902
912

3
32,308
30,982
8,795
8,511
(8,511)
980
940
(940)

Limitation on program level (obligations) (P.L. 99-177)..
303
Outlays..
Limitation on program level (obligations) (P.L. 99-177)..

68,246
33,665
32,612
8,795
8,795
980
980

Trust funds
Construction (trust fund)

See footnotes
 at end of table.


Liquidation of contract authority, currentOutlays

401
0

(47,000)
12,922

(12,000)
35,327

(20,000)
39,352

A-221

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of the Interior—Con.
(In thousands of dollars)
Account

Miscellaneous trust funds

1989 actual

. Appropriation, permanent, indefinite
Outlays

303

1990 estimate

1991 estimate

BA
0

13,300
6,429

4,960
11,521

4,008
4,008

Total Federal funds National Park Service

BA
O

1,087,927
1,100,636

1,199,903
1,010,370

915,895
1,052,995

Total Trust funds National Park Service

BA
O

13,300
19,351

4,960
46,848

4,008
43,360

Total Federal funds Fish and Wildlife and Parks

BA
O

1,730,980
1,709,674

1,930,765
1,685,534

1,493,993
1,700,514

Total Trust funds Fish and Wildlife and Parks

BA
O

204,199
170,442

214,764
226,800

221,873
244,160

BA
0
452 BA
O
501 BA
O

161,695
219,296
573,470
394,981
272,543
274,077

138,649
135,427
585,639
585,040
297,200
240,110

119,831
135,276
585,064
565,935
313,290
317,950

BA
0

1,007,708
888,354

1,021,488
960,577

1,018,185
1,019,161

BA
0
BA
O
BA
0
O
BA
0

65,456
78,280
13,952
12,808

160,243
93,921
191,864
186,876
800
800

103,099
104,068
52,407
58,155

6,330
6,343
(6,902)

6,330
6,338

452

BA
0

52,524
52,009

53,071
52,383
(49,654)

66,141
55,138

808

BA
0

1,003
967

2,000
2,000

2,000
2,000

BA
0

53,527
52,976

55,071
54,383

68,141
57,138

1,119
(11,604)
3,370
5,400

4,378
(12,818)
4,718
11,081
(44,370)

-1,690
(9,000)
11,487
12,905
(45,000)

Indian Affairs
Bureau of Indian Affairs
Federal funds
General and Special Funds:
Operation of Indian programs:
(Conservation and land management)
(Area and regional development)
(Elementary, secondary, and vocational education)

302

. (Appropriation, current)
(Outlays)
. (Appropriation, current)
(Outlays)
. (Appropriation, current)
(Outlays)

Total Operation of Indian programs
Construction
Miscellaneous payments to Indians
Payment to the Navajo Rehabilitation Trust Fund
Eastern Indian land claims settlement fund
Operation and maintenance of quarters
Limitation on program level (obligations)
Miscellaneous permanent appropriations:
(Area and regional development)

. Appropriation,
Outlays
. Appropriation,
Outlays
. Appropriation,
Outlays
. Outlays
. Appropriation,
Outlays

current

452

current

452

current

452

permanent

808
452

. (Appropriation, permanent, indefinite)
(Outlays)

(Limitation on program level (obligations) (P.L. 9 9 177)).
(Other general government)
. (Appropriation, permanent, indefinite)
(Outlays)
Total Miscellaneous permanent appropriations
Public Enterprise Funds:
Revolving fund for loans
Limitation on direct loan obligations
Indian loan guaranty and insurance fund

39
6,326
5,832

. Outlays

452

0

. Appropriation, current
Outlays

452

BA
O

452

BA
0
BA

1,027

BA
0

464,098
310,266

395,319
395,563

377,214
377,233

Total Federal funds Bureau of Indian Affairs

BA
O

1,150,339
1,044,808

1,440,514
1,318,359

1,259,649
1,256,075

Total Trust funds Bureau of Indian Affairs

BA
O

465,125
310,266

397,227
396,400

378,082
377,233

Limitation on guaranteed loan commitments

Trust funds
Navajo rehabilitation trust fund

. Appropriation, current, indefinite
Outlays
. Appropriation, permanent, indefinite

Cooperative fund (papago)
Limitation on program level (obligations) (P.L 99-177)
Miscellaneous trust funds:
(Area and regional development)
. (Appropriation, permanent, indefinite)
(Outlays)

See footnotes at end of table.




452

452

837
837
1,071
(1,071)

868

A-222

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Territorial and International Affairs
Territorial and International Affairs
Federal funds
General and Special Funds:
Administration of territories
Trust Territory of the Pacific Islands
Compact of free association

, Appropriation,
Outlays
, Appropriation,
Outlays
, Appropriation,
Appropriation,
Outlays

current

808

current

808

current
permanent, indefinite

808

BA
0
BA
0
BA
BA
0

92,767
69,996
28,434
46,379
32,360
80,820
152,763
(9,480)

76,489
84,290
32,927
33,582
23,260
161,238
201,439
(10,800)

71,203
68,830
30,600
31,212
19,200
149,238
166,938
(9,200)

BA
0

113,180
152,763

184,498
201,439

168,438
166,938

BA
0

79,790
79,790

70,000
70,000

75,000
75,000

BA
0

314,171
348,928

363,914
389,311

345,241
341,980

BA
0
306 0
306 BA
0
306 BA

49,067
49,681
321
1,800
1,757
1,023

50,331
50,698

62,076
60,901

1,800
2,345

2,039
2,015

Discretionary expenses
Total Compact of free association
Payments to the United States territories, fiscal assistance...,. Appropriation, permanent, indefinite
Outlays

806

Total Federal funds Territorial and International Affairs

Departmental Offices
Office of the Secretary
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays
Office of the Secretary (special foreign currency program).... Outlays
Construction management
Appropriation, current
Outlays
Oil spill emergency fund
Appropriation, current
Intragovernmental Funds:
Working capital fund
Outlays

306

306

Total Federal funds Office of the Secretary

0

-6,109

BA
0

51,890
45,650

52,131
53,043

64,115
62,916

306

BA
0

24,686
25^041

25,305
24^976

26,485
26,367

306

BA
0
BA

18,749
18,103
12

20,464
20,738

21,722
21,596

BA
0

18,761
18,103

20,464
20,738

21,722
21,596

750
675

1,504
1,429

98,650
99,432

113,826
112,308

Office of the Solicitor
Federal funds
General and Special Funds:
Office of the Solicitor

Appropriation, current
Outlays

Office of Inspector General
Federal funds
General and Special Funds:
Office of Inspector General
Operation and maintenance of quarters

Appropriation, current
Outlays
Appropriation, permanent

306

Total Federal funds Office of Inspector General

National Indian Gaming Commission
Federal funds
General and Special Funds:
National Indian gaming commission
Total Federal funds Departmental Offices

Appropriation, current
Outlays

806

BA
0
BA

0

See footnotes at end of table.




95,337
88,794

A-223

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of the Interior—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts:
Intrafund transactions

6,699,115
6,616,912

7,596,617
7,175,058

7,052,800
7,145,997

-250
-948
-117,320
-1,339,705
J-78,000
-74,474
-68
-65,951
-19,889

306
908
301
302

-250
-861
-154,309
-1,156,526

-250
-910
-146,767
-1,279,323

303
306
452
908

BA/0
BA/O
BA/0
BA/0

-80,783
-194
-57,987
-15,783

-74,441
-68
-61,509
-19,237

BA
0

5,232,422
5,150,219

6,014,112
5,592,553

5,356,195
5,449,392

BA
0

Proprietary receipts from the public

BA/0
BA/0
BA/0
BA/0

736,875
550,107

667,490
673,360

695,241
709,928

Total Federal funds
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

301 BA/0
302 BA/0
303 BA/0
306 BA/0
452 BA/0
908 BA/0

Total Trust funds

BA
0

-60,915
-5,759
-4,236
-876
-287,205
-79,386

-54,100
-700
-4,165
-700
-276,147
-76,975

-93,886
-700
-4,165
-700
-277,182
-64,304

452
808

Total Department of the Interior

254,703
260,573

254,304
268,991

BA/0
BA/0

-49,215

-800
-20,000

-20,000

BA
0

Interfund transactions

298,498
111,730

5,481,705
5,212,734

6,248,015
5,832,326

5,590,499
5,698,383

Department of Justice
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

General Administration
Federal funds
General and Special Funds:
Salaries and expenses

BA

85,562

96,450

0

86,533

102,985

* 101,061
102,505

BA
0

85,562
86,533

96,450
102,985

101,061
102,505

BA
0
751 BA

71,000
60,000
20,541

11,000

9,382

0

7,388

21,273

* 28,382
28,055

BA
0

Appropriation, current

9,382
7,388

20,541
21,273

28,382
28,055

116,991
184,258

129,443
141,560

751

Outlays
Total Salaries and expenses
Emergency drug funding
Office of the Inspector General

751
Outlays
Appropriation, current
Outlays

Total Office of the Inspector General
Intragovernmental Funds:
Working capital fund
Total Federal funds General Administration

See footnotes
 at end of table.


Outlays

751 0
BA
0

6,864
165,944
100,785

A-224

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Justice—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

United States Parole Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

BA

10,893

10,500

0

10,605

11,864

10,419

BA

10,893
10,605

10,500
11,864

9,869
10,419

BA

246,594

294,889

0

237,177

277,677

* 338,546
329,644

BA

751

246,594
237,177

294,889
277,677

338,546
329,644

44,937

31,817

K Q ACQ

Outlays
Total Salaries and expenses

0

Legal Activities
Federal funds
General and Special Funds:
Salaries and expenses, General Legal Activities

Appropriation, current

752

Outlays
Total Salaries and expenses, General Legal Activities

0

Salaries and expenses, Antitrust Division

Appropriation, current

752

BA

J
1,394
* 33,730
32,553
J 1,143

0

40,133

44,937
44,532

31,817
40,133

BA

472

440

0

504

416

*490
385

BA

Total Salaries and expenses, Antitrust Division

44,532

BA

Outlays

472
504

440
416

490
385

10

10

0

Salaries and expenses, Foreign Claims Settlement Commis- Appropriation, current
sion.
Outlays

153

Total Salaries and expenses, Foreign Claims Settlement Commission.

0

35,124
33,696

Outlays

153

0

Appropriation, current

752

BA

460,212

518,864

0

434,479

530,122

* 628,095
606,941

BA
0

460,212
434,479

518,864
530,122

628,095
606,941

BA

205,129

237,861

0

203,597

236,176

* 288,529
285,918

BA
0

205,129
203,597

237,861
236,176

288,529
285,918

BA

110,100

158,437

0

114,058

116,215

193,034
187,486

BA

110,100
114,058

158,437
116,215

193,034
187,486

BA

52,203

56,027

0

51,752

61,135

* 70,628
75,586

BA
0

Payment of Vietnam and U.S.S. Pueblo prisoner of war
claims.
Salaries and expenses, United States Attorneys

52,203
51,752

56,027
61,135

70,628
75,586

BA

27,858

28,930

0

24,743

40,036

* 28,172
28,656

BA

27,858
24,743

28,930
40,036

28,172
28,656

8,236
8,741

6,000
6,710

4,000
4,000

Outlays
Total Salaries and expenses, United States Attorneys
Salaries and expenses, United States Marshals Service

Appropriation, current

752

Outlays
Total Salaries and expenses, United States Marshals
Service.
Support of United States prisoners

, Appropriation, current

752

K

Outlays
Total Support of United States prisoners

0

Fees and expenses of witnesses

. Appropriation, current

752

Total Fees and expenses of witnesses
Salaries and expenses, Community Relations Service

. Appropriation, current

752

Outlays
Total Salaries and expenses, Community Relations
Service.
Independent counsel
See footnotes
 at end of table.


0

. Appropriation, permanent, indefinite

752

BA
0

A-225

f e d e r a l programs by a g e n c y and a c c o u n t

Department of Justice—Con.
(In thousands of dollars)
Account

1989 actual

Limitation on program level (obligations) (P.L. 99-177).
Civil liberties public education fund
. Appropriation, permanent
Outlays
United States trustees system fund
. Appropriation, current

1990 estimate

1991 estimate

(5,916)
BA
0
BA

47,370

60,039

0

58,855

59,592

* 65,673
65,727

BA
0

47,370
58,855

60,039
59,592

65,673
65,727

BA

72,768

98,945

BA
0

201,055
241,842

261,230
171,365
(257,902)

Total Assets forfeiture fund

BA
0

273,823
241,842

360,175
171,365

372,000
320,165

Total Federal funds Legal Activities

BA
0

1,476,934
1,420,280

1,753,479
1,539,587

2,524,291
2,438,214

808
752

Outlays
Total United States trustees system fund
Assets forfeiture fund

752

. Appropriation, current
Appropriation, permanent, indefinite
Outlays

500,000
500,000

Limitation on program level (obligations) (P.L. 99-177)..

* 100,000
272,000
320,165

Interagency Law Enforcement
Federal funds
General and Special Funds:
Organized crime drug enforcement

Outlays
Total Organized crime drug enforcement

214,921
165,645

* 330,000
284,217

BA
0

751

BA
0

. Appropriation, current

214,921
165,645

330,000
284,217

Federal Bureau of Investigation
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

751

BA

1,439,100

1,499,444

0

1,527,868

1,440,288

1,640,237
1,546,237

BA
0

1,439,100
1,527,868

1,499,444
1,440,288

1,640,237
1,546,237

BA

534,450

548,709

0

509,287

511,052

* 700,000
627,210

BA
0

534,450
509,287

548,709
511,052

700,000
627,210

BA

822,023

842,297

0

891,698

793,579

884,349
816,596

BA
0

822,023
891,698

842,297
793,579

884,349
816,596

K

Outlays
Total Salaries and expenses

Drug Enforcement Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

751

Outlays
Total Salaries and expenses

Immigration and Naturalization Service
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

751

K

Outlays
Total Salaries and expenses
Immigration emergency fund
Immigration legalization
Limitation on program level (obligations) (P.L. 99-177)
Immigration user fee
See footnotes
 at end of table.


Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

751
751

BA
BA
0

63,889
80,634

Appropriation, permanent, indefinite
Outlays

751

BA
0

108,456
80,555

35,000
54,792
74,025
(54,025)
105,000
125,696

37,568
42,568
110,000
122,940

A-226

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Justice—Con.
(In thousands of dollars)
Account

1989 actual

Limitation on program level (obligations) (P.L 99-177)..
Immigration examinations fee
Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays
Limitation on program level (obligations) (P.L. 99-177)..

1990 estimate

1991 estimate

(103,530)
751 BA
BA
0

140,939
118,682

104,000
103,244
(103,244)

90,000
90,000

Total Immigration examinations fee

BA
0

140,939
118,682

104,000
103,244

90,000
90,000

Total Federal funds Immigration and Naturalization
Service.

BA
0

1,135,307
1,171,569

1,141,089
1,096,544

1,121,917
1,072,104

BA

952,426

1,138,705

0

874,174

1,210,251

1,371,882
1,367,005

BA
0

952,426
874,174

1,138,705
1,210,251

1,371,882
1,367,005

BA

9,590

9,973

0

9,896

6,614

* 10,007
8,964

BA
0

9,590
9,896

9,973
6,614

10,007
8,964

BA

580,414

1,396,953

0

160,027

206,290

* 374,358
862,597

BA
0

580,414
160,027

1,396,953
206,290

374,358
862,597

BA
0

20,000
7,150
(2,266)
(4,936)

(2,857)

(3,167)

2,545,631
1,423,155

1,756,247
2,238,566

614,290
399,205
-182
25,000
24,818

587,515
484,787

24,818
24,818

26,075
26,075

125,000
109,575
(123,250)

125,000
128,245

Federal Prison System
Federal funds
General and Special Funds:
Salaries and expenses

753

. Appropriation, current

K

Outlays
Total Salaries and expenses
National Institute of Corrections

754

. Appropriation, current
Outlays

Total National Institute of Corrections
Buildings and facilities

753

. Appropriation, current
Outlays

Total Buildings and facilities
Intragovernmental Funds:
Federal Prison Industries, Incorporated

. Authority to borrow, current
Outlays

753

Limitation on administrative expenses
Limitation on vocational expenses

Trust funds
Commissary funds, Federal prisons (trust revolving fund)

753

. Outlays

0

Total Federal funds Federal Prison System

BA
0

Total Trust funds Federal Prison System

0

2,722
1,562,430
1,051,247
2,722

Office of Justice Programs
Federal funds
General and Special Funds:
Justice assistance

Appropriation, current.,
Outlays
Appropriation, permanent, indefinite..
Outlays

754

BA
0
754 BA
BA
0
BA
0

Total Public safety officers' benefits..
Crime victims fund
Limitation on program level (obligations) (P.L. 99-177)
Public Enterprise Funds:
Revolving fund
Total Federal funds Office of Justice Programs..

See footnotes
 at end of table.


321,022
364,876

Appropriation, permanent, indefiniteOutlays

754

Outlays

754 0

BA
0

BA
0

93,559
80,442

26,075
26,075

55
414,581
445,318

764,108
533,653

738,590
639,107

A-227

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Justice—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts.Intrafund transactions

902
908

Total Federal funds

BA/0
BA/0
BA
0

Trust funds:
(As shown in detail above)

0

Total Department of Justice

BA
0

6,739,639
6,236,959

8,594,872
6,906,046

8,950,594
8,997,634

-167
-7,648

-7,779

-7,566

6,731,824
6,229,144

8,587,093
6,898,267

8,943,028
8,990,068

8,587,093
6,898,267

8,943,028
8,990,068

2,722
6,731,824
6,231,866

Department of Labor
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Employment and Training Administration
Federal funds
General and Special Funds:
Program administration
Training and employment services

.. Appropriation, current
Outlays
.. Appropriation, current
Outlays

Total Training and employment services
Worker readjustment:
(Training and employment)
(Unemployment compensation)

.. (Appropriation, current)
(Outlays)
.. (Appropriation, current)
(Outlays)

64,693
66,085
3,928,954

3,757,517

3,869,714
' 22,648

66,480
65,974
3,452^64
'317,141
3,914,412
'171,155

3,783,169
3,757,517

3,928,954
3,892,362

3,770,005
4,085,567

603

BA
0
BA
0

400,000
20,000
'40,500
'40,500

BA
0

504

Total Worker readjustment
Community service employment for older Americans

70,779
69,628
3,783,169

BA
0

504

BA
0
BA
0

504

440,500
60,500

.. Appropriation, current
Outlays

504

BA
0

343,824
322,694

357,013
337,435

342,814
353,421

.. (Appropriation, current)

504

BA

34,648

78,880

0

17,304

40,642

71,000
' -71,000
66,630
'-21,300

BA
0

34,648
17,304

78,880
40,642

BA

190,000

201,144

0

121,707

156,000

Total (Unemployment compensation)

BA
0

190,000
121,707

201,144
156,000

Total Federal unemployment benefits and allowances

BA
0

224,648
139,011

280,024
196,642

Federal unemployment benefits and allowances:
(Training and employment)

(Outlays)
Total (Training and employment)
(Unemployment compensation)

.. (Appropriation, current)
(Outlays)

See footnotes at end of table.




603

45,330
159,500
'-159,500
159,500
'-159,500

45,330

A-228

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Labor—Con.
(In thousands of dollars)
1989 actual

Account

State unemployment insurance and employment service
operations:
(Training and employment)
Advances to the unemployment trust fund and other funds:
(General retirement and disability insurance) (excluding
social security).
(Unemployment compensation)

(Appropriation, current).
(Outlays)

504

(Appropriation, current).
(Outlays)
(Appropriation, current).

601

1990 estimate

1991 estimate

BA
0

22,559
-21,648

22,000
22,538

23,100
22,380

BA
0
603 BA

52,000
55,852
72,000

33,000
54,635

328,000
361,000

BA
0

124,000
55,852

33,000
54,635

328,000
361,000

10
10

10
10

1,045,534
1,060,710
(157,493)
(48,320)

1,101,120
1,075,557
(160,938)
(53,114)

1,009,415
1,067,770
(161,514)
(54,301)

(45,767)
(793,954)

(48,877)
(838,191)

(47,700)
(745,900)

24,461,265
17,669,517
(5,633)
(13,950)

25,098,880
18,424,443
(5,194)
(14,100)

' -4,700
24,390,585
18,932,230
(4,195)
(16,457)

(1,656,002)

(1,701,475)

(1,930,400)

Total Advances to the unemployment trust fund and
other funds.

Trust funds
Gifts and bequests
Unemployment trust fund:
(Training and employment)
(Veterans employment and training)
(Employment and Training Administration: Program
administration).
(Bureau of Labor Statistics: Salaries and expenses)
(State unemployment insurance and employment
service operations).
(Unemployment compensation)

Appropriation, permanent, indefinite
Outlays

504

BA
0

(Appropriation, permanent, indefinite)
(Outlays)

504

BA
0

(Appropriation, current)
(Appropriation, permanent, indefinite)
(Outlays)

603

BA
BA
0

(Office of the Inspector General)
(Limitation on railroad unemployment insurance administration fund).
(State unemployment insurance and employment
service operations).
(Departmental Management: Salaries and expenses)

(282)

(285)

(285)

Total (Unemployment compensation)

BA
0

24,461,265
17,669,517

25,098380
18,424,443

24,385,885
18,932,230

Total Unemployment trust fund

BA
0

25,506,799
18,730,227

26,200,000
19,500,000

25,395,300
20,000,000

Total Federal funds Employment and Training Administration.

BA
0

4,568,979
4,323,054

4,685,684
4,569,697

4,970,899
4,994,172

Total Trust funds Employment and Training Administration.

BA
0

25,506,799
18,730,227

26,200,010
19,500,010

25,395,310
20,000,010

BA
0

72,182
71,464

73,949
73,927

90,051
87,818

-149,062
(39,920)
(22,009)

-707,728
(42,301)
(28,053)

-465,831
(42,669)
(28,459)

Labor-Management Services
Federal funds
General and Special Funds:
Salaries and expenses

505

, Appropriation, current
Outlays

Pension Benefit Guaranty Corporation
Federal funds
Public Enterprise Funds:
Pension Benefit Guaranty Corporation fund
limitation on administration
Other contractual services

601 0

. Outlays

Employment Standards Administration
Federal funds
General and Special Funds:
Salaries and expenses
Special benefits:
(General retirement and disability insurance) (excluding
social security).
See footnotes at end of table.



Appropriation, current
Outlays

505

BA
0

211,915
210,720

216,322
211,630

221,307
216,453

(Appropriation, current)
(Outlays)

601 BA
0

4,162
4,162

4,000
4,000

4,000
4,000

A-229

f e d e r a l programs by a g e n c y and a c c o u n t

Department of Labor—Con.
(In thousands of dollars)
Account

(Federal employee retirement and disability)

1989 actual

. (Appropriation, current)
(Outlays)

602

1990 estimate

1991 estimate

BA
0

293,813
293,996

190,025
190,025

293,000
293,000

BA
0

297,975
298,158

194,025
194,025

297,000
297,000

BA
BA
0

10,069
12,100
1,904

12,600
5,800

BA
0

10,069

12,100
1,904

12,600
5,800

BA
BA
0

688,624
598
627,067
(29,847)
(24,833)

640,982
745
662,645
(28,640)
(21,350)

914,837
756
970,000
(29,051)
(19,396)

(509)

(506)

(371)

BA
0

689,222
627,067

641,727
662,645

915,593
970,000

BA
0

85,163
82,651
(439)

99,000
93,000
(1011)

108,000
101,000
(1,016)

Total Federal funds Employment Standards Administration.

BA
0

519,959
508,878

422,447
407,559

530,907
519,253

Total Trust funds Employment Standards Administration.

BA
0

774,385
709,718

740,727
755,645

1,023,593
1,071,000

BA
0

247,746
239,277

267,147
261,334

287,893
281,499

554

BA
0

162,621
162,675

168,226
166,673

172,500
171,026

505

BA
0

188,114
183,873

192,585
188,628

205,084
199,809

Appropriation, current
Outlays
Appropriation, current
Outlays

505

BA
0
BA
0

119,869
115,206
39,517
36,570

117,072
113,221
41,422
37,502

131,313
125,056
44,463
40,090

Outlays

505

0

-348

3,472

-1,930

BA
0

159,386
151,428

158,494
154,195

175,776
163,216

Total Special benefits
Panama Canal Commission compensation fund

. Appropriation, current
Appropriation, permanent
Outlays

602

Total Panama Canal Commission compensation fund

Trust funds
Black lung disability trust fund

. Appropriation, current
Indefinite
Outlays

601

Administrative limitation: ESA, salaries and expenses
Administrative limitation.- Departmental Management, salaries and expenses.
Administrative limitation: Office of the Inspector General...
Total Black lung disability trust fund
Special workers' compensation expenses

, Appropriation, permanent, indefinite
Outlays

601

Limitation on administrative expenses

Occupational Safety and Health Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

554

Mine Safety and Health Administration
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Bureau of Labor Statistics
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Departmental Management
Federal funds
General and Special Funds:
Salaries and expenses
Office of the Inspector General
Intragovernmental Funds:
Working capital fund
Total Federal funds Departmental Management

See footnotes at end of table.




505

A-230

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Labor—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds*
(As shown in detail above)

BA
0

Deductions for offsetting receipts:

Intrafund transactions

602 BA/0
908 BA/0

Proprietary receipts from the public

908

5,918,987
5,491,587

-9,914
212

5,968,532
5,114,285

-10,900
-1,200

6,433,110
5,950,962

-11,400
-1,200

Deductions for offsetting receipts:
Proprietary receipts from the public

908

Total Trust funds

-27,951
5,881,334
5,453,934

5,956,432
5,102,185

6,420,510
5,938,362

BA
0

Trust funds:
(As shown in detail above)

BA/0
BA
0

Total Federal funds

26,281,184
19,439,945

26,940,737
20,255,655

26,418,903
21,071,010

BA/0
BA
0

Interfund transactions

601
603

Total Department of Labor

BA/0
BA/0
BA
0

-8,701

-2,000

26,272,483
19,431,244

26,938,737
20,253,655

26,416,903
21,069,010

-2,000

- 55,852
-2,174,887

- 54,635
-366,000

- 361,000
-372,000

29,923,078
22,654,439

32,474,534
24,935,205

32,104,413
26,274,372

Department of State
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Administration of Foreign Affairs
Federal funds
General and Special Funds:
BA

Total Salaries and expenses..

1,792,391

0

1,816,066

1,746,857

* 1,906,378
1,844,627

BA
0

Outlays..

1,789,000

1,789,000
1,816,066

1,792,391
1,746,857

1,906,378
1,844,627

BA

20,753

0

20,338

23,301
23,250

BA
0

20,753
20,338

23,301
23,250

K

Outlays..
Total Office of the Inspector General..

BA

240,021

293,465
J
270,000
" 317,775
289,302
'10,000

Outlays..
Total Representation allowances..

See footnotes at end of table.




335,580

240,021
329,369

293,465
335,580

587,775
299,302

2,812

4,500

3,150

BA

cquisition and maintenance of buildings abroad (special
foreign currency program).

329,369

0

Total Acquisition and maintenance of buildings abroad..

0
BA
0

Outlays..

4,590

4,600

0

4,364

4,600

* 4,600
4,600

BA
0

4,590
4,364

4,600
4,600

4,600
4,600

f e d e r a l programs by a g e n c y a n d a c c o u n t

A-231

Department of State—Con.
(In thousands of dollars)
Account

Protection of foreign missions and officials

1989 actual

Appropriation, current

153

BA

1990 estimate

1991 estimate

9,100

9,100

0

11,601

9,100

* 9,100
9,100

BA
0

9,100
11,601

9,100
9,100

9,100
9,100

BA

4,500

4,635

0

3,731

4,581
(617)

BA
0

4,500
3,731

4,635
4,581

BA

10,890

11,142

9,186

11,076

* 12,000
11,777

BA
0

10,890
9,186

11,142
11,076

12,000
11,777

BA

107,684

106,034

BA
0

131,000
238,684

124,700
230,734

108,576
116,600
225,176

BA
0

238,684
238,684

230,734
230,734

225,176
225,176

153

0

-5,189

602

BA
0

792,241
324,922

806,439
345,844

834,534
366,181
13,362

BA
0

792,241
324,922

806,439
345,844

834,534
352,819

BA
0

1,224
2,103

3,200
3,200

3,200
3,200

Total Federal funds Administration of Foreign Affairs

BA
0

2,296,785
2,410,624

2,366,820
2,367,366

2,774,930
2,426,991

Total Trust funds Administration of Foreign Affairs

BA
0

793,465
327,025

809,639
349,044

837,734
356,019

BA

485,940

614,952

0

515,218

596,176

* 1,158,481
783,609

BA
0

485,940
515,218

614,952
596,176

1,158,481
783,609

BA

141,000

81,079

0

100,050

122,029

247,423
122,006

BA
0

141,000
100,050

81,079
122,029

247,423
122,006

BA

6,000

6,253

0

4,941

7,613

* 8,200
7,577

Total International conferences and contingencies

BA
0

6,000
4,941

6,253
7,613

8,200
7,577

Total Federal funds International Organizations and
Conferences.

BA
0

632,940
620,209

702,284
725,818

1,414,104
913,192

Outlays
Total Protection of foreign missions and officials
Emergencies in the diplomatic and consular service

Appropriation, current

153

Outlays
Limitation on direct loan obligations (P.L 99-177)
Total Emergencies in the diplomatic and consular
service.
Payment to the American Institute in Taiwan

Appropriation, current

153

Outlays

0

Total Payment to the American Institute in Taiwan
Payment to the Foreign Service retirement and disability Appropriation, current
fund.
Appropriation, permanent, indefinite
Outlays

153

Outlays

6,600
6,009

K

Total Payment to the Foreign Service retirement and
disability fund.
Intragovernmental Funds:
Working capital fund

* 6,600
6,009

Trust funds
Foreign Service retirement and disability fund

Appropriation, permanent, indefinite
Outlays

Total Foreign Service retirement and disability fund
Miscellaneous trust funds

Appropriation, permanent, indefinite
Outlays

153

International Organizations and Conferences
Federal funds
General and Special Funds:
Contributions to international organizations

Appropriation, current

153

Outlays
Total Contributions to international organizations
Contributions for international peacekeeping activities

. Appropriation, current

153

K

Outlays
Total Contributions for international peacekeeping activities.
International conferences and contingencies

, Appropriation, current
Outlays

See footnotes at
 end of table.


153

A-232

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of State—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

International Commissions
International Boundary and Water Commission, United States and Mexico:
Federal funds
General and Special Funds:
Salaries and expenses, IBWC

Appropriation, current...

301

10,261

10,460

9,908

10,440

* 10,500
10,496

BA
0

10,261
9,908

10,460
10,440

10,500
10,496

BA

3,166

11,454

0

-976

7,310

* 10,000
8,655

Total Construction, IBWC

BA
0

3,166
-976

11,454
7,310

10,000
8,655

Total Federal funds International Boundary and Water
Commission, United States and Mexico:.

BA
0

13,427
8,932

21,914
17,750

20,500
19,151

BA

4,316

4,437

0

3,522

4,412

* 4,400
4,408

BA
0

4,316
3,522

4,437
4,412

4,400
4,408

BA

10,548

12,147

9,283

12,147

* 10,700
10,700

Outlays

0

Total Salaries and expenses, IBWC
Construction, IBWC

BA

Appropriation, current...

301

Outlays

Federal funds
General and Special Funds:
American sections, international commissions

Appropriation, current...

301

Outlays
Total American sections, international commissions
International fisheries commissions

302

Appropriation, current
Outlays

0

Total International fisheries commissions

BA
0

10,548
9,283

12,147
12,147

10,700
10,700

Total Federal funds International Commissions

BA
0

28,291
21,737

38,498
34,309

35,600
34,259

151 BA

461,950

368,409

0

432,485

385,620

* 450,648
434,765

BA
0

461,950
432,485

368,409
385,620

450,648
434,765

BA
0
151 BA

27,000
48,644
101,000

49,785
38,437
113,040

25,000
37,393

0

100,365

106,131

* 150,000
121,496

BA
0

101,000
100,365

113,040
106,131

150,000
121,496

BA

9,840

9,974

0

8,249

12,323

12,026
13,651

BA
0

9,840
8,249

9,974
12,323

12,026
13,651

BA

2,000

3,971

0

1,653

3,971

* 5,000
5,000

BA
0

2,000
1653

3,971
3J71

5,000
5,000

Other
Federal funds
General and Special Funds:
Migration and refugee assistance

Appropriation, current
Outlays

Total Migration and refugee assistance
United States emergency refugee and migration assistance Appropriation, current
fund.
Outlays
International narcotics control
Appropriation, current...

151

Outlays
Total International narcotics control
Anti-terrorism assistance

Appropriation, current...

152

K

Outlays
Total Anti-terrorism assistance
U.S. bilateral science and technology agreements

Appropriation, current...
Outlays

Total U.S. bilateral science and technology agreements

See footnotes
 at end of table.


153

A-233

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of State—Con.
(In thousands of dollars)
Account

Soviet-East European research and training

1989 actual

Appropriation, current

Outlays
Total Payment to the Asia Foundation

Fishermen's protective fund
Fishermen's guaranty fund

Appropriation, permanent
Outlays
Appropriation, current
Outlays
Appropriation, current

153
376
376

Outlays

4,600

4,422

4,600

* 4,600
4,600

4,600
4,422

4,600
4,600

4,600
4,600

BA

13,700

13,900

15,052

13,900

* 13,978
13,978

BA
O

154

4,600

0

Appropriation, current

BA

BA
0

Total Soviet-East European research and training

International Center, Washington, D.C

1991 estimate

0

153

Outlays

Payment to the Asia Foundation

1990 estimate

13,700
15,052

13,900
13,900

13,978
13,978

BA
0
BA
0
BA

849
12,616

1,284
1,284
500
500

1,654

1,313
6,679
1,000
1,000
900

523

900

*900
900

0

Total Fishermen's guaranty fund

BA
0

1,654
523

900
900

900
900

Total Federal funds Other

BA
0

622,593
624,009

566,892
573,561

663,936
633,567

BA
0

3,580,609
3,676,579

3,674,494
3,701,054

4,888,570
4,008,009

-72
-1,313
-450

-72
-3,000
-450

Summary
Federal funds-.
(As shown in detail above)
Deductions for offsetting receipts:
Intrafund transactions
Proprietary receipts from the public

908
153
376

Total Federal funds

BA/0
BA/O
BA/O

-52
-849
-778

BA
0

Deductions for offsetting receipts:
Intrafund transactions

3,672,659
3,699,219

4,885,048
4,004,487

BA
0

Trust funds:
(As shown in detail above)

3,578,930
3,674,900
793,465
327,025

809,639
349,044

837,734
356,019

-476

-500

-500

792,989
326,549

809,139
348,544

837,234
355,519

BA/O
BA/O

-279,216
-48

-270,881
-41

-265,517
-41

BA
0

602

Total Trust funds

4,092,655
3,722,185

4,210,876
3,776,841

5,456,724
4,094,448

BA/O
BA
O

Interfund transactions

153
803

Total Department of State

Department of Transportation
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Federal Highway Administration
Federal funds
General and Special Funds:
Motor carrier safety
Railroad-highway crossings demonstration projects
Miscellaneous appropriations

 at end of table.
See footnotes


Appropriation, current
Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays

401 BA
0
401 BA
0
401 BA
0

27,000
24,098
2,520
7,797
55,916
64,243

33,297
33,429
4,948
2,484
146,090
93,687

40,719
41,613
4,689
104,748

A-234

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Transportation—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
Federal-aid highways

,. Appropriation, current
Contract authority, current
Contract authority, permanent
Indefinite
Liquidation of contract authority, current
Outlays

401

BA
BA
BA
BA
0

Limitation on program level (obligations)
Limitation on program level (obligation) (P.L 9 9 - 1 7 7 ) .
BA
0

Total Federal-aid highways
Highway-related safety grants

14,101,139
13,651,400

10,000
(10,000)
10,268
(9,405)

-140
10,000
(9,377)
9,314
(9,377)

10,000
(10,000)
10,579
(10,000)

BA
0

10,000
10,268

9,860
9,314

10,000
10,579

BA
0
401 BA
0
401 BA
0
401 BA
BA

12,825
4,971
5,040
1,845
6,080
10,495
60,000
(50,000)
53,560
(60,000)

11,964
11,641
9,897
12,654
6,062
5,530
-840
60,000
(51,844)
62,510
(60,019)

60,000
(63,000)
62,540
(60,000)

BA
0

.. Contract authority, current
Contract authority, permanent
Liquidation of contract authority, current

14,924,390
13,622,900

60,000
53,560

59,160
62,510

60,000
62,540

BA
BA

16,307
808

3,737

3,643

401

BA
BA
0

Total Highway-related safety grants

Trust fund share of other highway programs
Highway safety research and development
Motor carrier safety grants

.. Appropriation, current
Outlays
.. Appropriation, current
Outlays
.. Appropriation, current
Outlays
.. Contract authority, current
Contract authority, permanent
Liquidation of contract authority, current
Outlays

401

0

Limitation on program level (obligations)
Total Motor carrier safety grants
Miscellaneous trust funds

.. Appropriation, permanent
Contract authority, permanent
Liquidation of contract authority, permanent
Outlays

151

University transportation centers
Right-of-way revolving fund (trust revolving fund)
Limitation on direct loan obligations

13,355
15,100
5,374

2,030

(1,652)
7,786

8,177

BA
0

17,115
2,030

3,737
7,786

3,643
8,177

BA
0
401 BA
0
401 0

63,123
10,345

63,171
48,377
4,985
997

65,680
5,000
2,595

-11,241
(46,000)

0

Total Miscellaneous trust funds
Miscellaneous highway trust funds

12,853,009
1,248,130
(13,770,000)
13,651,400
(12,013,000)

14,119,012
13,306,421

Limitation on program level (obligations)

Baltimore-Washington Parkway

12,853,979
1,265,033
(12,700,000)
13,306,421
(12,000,000)

1,000,000
-176,749
12,853,009
1,248,130
(13,619,020)
13,622,900
(12,210,000)
(1,230,966)

.. Appropriation, current
Outlays
.. Appropriation, current
Outlays
.. Outlays

401

(42,373)

(47,850)

Total Federal funds Federal Highway Administration...

BA
0

85,436
96,138

184,335
129,600

40,719
151,050

Total Trust funds Federal Highway Administration.,,

BA
0

14,293,195
13,388,694

15,093,226
13,781,709

14,179,782
13,834,800

BA

67,899

73,340

0

22,592

77,056

76,376
81,593

BA
0

67,899
22,592

73,340
77,056

76,376
81,593

206

1,400

1,400

30,751
59,529

31,756
33,756

40,950
38,753

National Highway Traffic Safety Administration
Federal funds
General and Special Funds:
Operations and research

401

Appropriation, current

K

Outlays
Total Operations and research
Miscellaneous safety programs

401 0

Outlays

Trust funds
Operations and research (trust fund share)

 at end of table.
See footnotes


Appropriation, current
Outlays

401

BA
0

A-235

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Transportation—Con.
(In thousands of dollars)
Account

1989 actual

Highway traffic safety grants

Contract authority, current
Contract authority, permanent
Liquidation of contract authority, current
Outlays

401 BA
BA
0

Limitation on program level (obligations)

1990 estimate

1991 estimate

126,000
(130,500)
142,458
(126,000)

-1,764
126,000
(131,604)
125,400
(125,622)

126,000
(105,000)
127,200
(125,622)

Total Highway traffic safety grants

BA
0

126,000
142,458

124,236
125,400

126,000
127,200

Total Federal funds National Highway Traffic Safety
Administration.

BA
0

67,899
22,798

73,340
78,456

76,376
82,993

Total Trust funds National Highway Traffic Safety
Administration.

BA
0

156,751
201,987

155,992
159,156

166,950
165,953

BA
BA
0

20,852

15,807

30,286

14,589
6,979
40,813

37,618

BA
0

20,852
30,286

21,568
40,813

15,807
37,618

BA
0
BA
0
BA
0
0
BA
0
BA
BA
0

27,825
27,960
9,286
7,019
6,000
4,410
-2
4,500
1,796

31,495
28,904
9,489
15,178

36,500
36,427
16,984
15,250

213

226
439

265

BA
0

213

226
439

265
265

... Appropriation, current
Outlays
... Appropriation, current
Outlays
... Appropriation, current
Outlays

BA
0
401 BA
0
401 BA
O

19,600
41,438
584,000
574,399

24,442
42,617
604,685
578,440
3,490
1,745
(3,490)

... Outlays
... Appropriation, current, indefinite
Authority to borrow, permanent, indefinite
Outlays

401 0
401 BA
BA
0

322

Federal Railroad Administration
Federal funds
General and Special Funds:
Office of the Administrator

... Appropriation, current
Indefinite
Outlays

401

Total Office of the Administrator
Railroad safety
Railroad research and development
Freightline rehabilitation
Conrail labor protection
Conrail commuter transition assistance
Settlements of railroad litigation

... Appropriation, current
Outlays
... Appropriation, current
Outlays
... Appropriation, current
Outlays
... Outlays
... Appropriation, current
Outlays
... Appropriation, current, indefinite
Authority to borrow, current
Outlays

401
401
401
603
401
401

Total Settlements of railroad litigation
Northeast corridor improvement program
Grants to National Railroad Passenger Corporation
Amtrak corridor improvement loans
Limitation on direct loan obligations (P.L. 99-177)
Public Enterprise Funds:
Alaska Railroad revolving fund
Regional rail reorganization program

401

Total Regional rail reorganization program
Railroad rehabilitation and improvement financing funds

4,920
6,241

5,796
265

43,993
69,774
1,745

239
9,577
285
9,862

23

9,862
9,862

BA
0
... Outlays

1,590

23
23

23

-87,048

-124,262

-12,303

BA
0

672,276
600,580

710,177
601,806

69,579
198,588

BA
0
401 BA
0
401 BA
0

31,882
33,625
10,000
18,948
200,000
189,050

31,809
31,502
9,970
19,155
159,520
205,038

35,402
35,043
10,000
19,434

401 0

Total Federal funds Federal Railroad Administration

Urban Mass Transportation Administration
Federal funds
General and Special Funds:
Administrative expenses
Research, training, and human resources
Interstate transfer grants-transit

See footnotes at end of table.




Appropriation, current
Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays

401

177,800

A-236

THE BUDGET FOR FISCAL YEAR 1991

Department of Transportation—Con.
(In thousands of dollars)
1989 actual

Account

Washington metro
Formula grants
Miscellaneous expired accounts

Appropriation, current
Outlays
Appropriation, current
Outlays
Outlays

401 BA
0
401 BA
0
401 0

1990 estimate

1991 estimate

168,000
207,637
1,605,000
2,108,478
135,219

84,745
206,200
1,625,110
1,929,939
130,000

38,000
183,740
1,076,800
1,720,233
121,467

1,250,000
(400,000)
848,508
(1,140,000)

— 18,200
1,300,000
(897,300)
976,387
(1,136,580)

1,400,000
(815,000)
1,095,387
(1,140,000)

Trust funds
Discretionary grants

Contract authority, current
Contract authority, permanent
Liquidation of contract authority, current
Outlays

401 BA
BA
0

Limitation on program level (obligations)
Total Discretionary grants

BA
0

1,250,000
848,508

1,281,800
976,387

1*00,000
1,095,387

Total Federal funds Urban Mass Transportation Administration.

BA
0

2,014,882
2,692,957

1,911,154
2,521,834

1,160,202
2,257,717

Total Trust funds Urban Mass Transportation Administration.

BA
0

1,250,000
848,508

1,281,800
976,387

1,400,000
1,095,387

BA
0
402 0
402 BA
BA
0

2,973,729
2,914,052
674
1,098
1,053
1,205

3,016,424
3,009,219
1,972

1,241,700
1,212,300

148
1,078

150
150

BA
0

2,151
1,205

148
1,078

150
150

-3,637

-3,600

-3,600

100
-100,000
1,700,000
(1,150,000)
1,134,615
(1,397,872)

-48,800
1,700,000
(1,190,000)
1,284,200
(1,425,000)

1,800,000
(1,277,000)
1,386,400
(1,500,000)

BA
0

1,600,100
1,134,615

1,651,200
1,284,200

1,800,000
1,386,400

BA

1,384,184

1,721,171

0

1,088,106

1,188,400

* 2,500,000
1,579,200

BA
0

1,384,184
1,088,106

1,721,171
1,188,400

2,500,000
1,579,200

BA

159,945

170,163

0

127,562

179,441

* 190,000
200,973

BA
0

159,945
127,562

170,163
179,441

190,000
200,973

Federal Aviation Administration
Federal funds
General and Special Funds:
Operations
Miscellaneous expired accounts
Aircraft purchase loan guarantee program

Appropriation, current
Outlays
Outlays
Appropriation, current
Authority to borrow, current
Outlays

402

Total Aircraft purchase loan guarantee program
Public Enterprise Funds:
Aviation insurance revolving fund

Outlays

402 0

Trust funds
Grants-in-aid for airports (Airport and airway trust fund)

Appropriation, current
Contract authority, current
Contract authority, permanent
Liquidation of contract authority, current
Outlays

402

0

Limitation on program level (obligations)
Total Grants-in-aid for airports (Airport and airway
trust fund).
Facilities and equipment (Airport and airway trust fund)

Appropriation, current

402

Outlays
Total Facilities and equipment (Airport and airway
trust fund).
Research, engineering and development (Airport and airway Appropriation, current
trust fund).
Outlays
Total Research, engineering and development (Airport
and airway trust fund).

See footnotes at end of table.




BA
BA
BA

402

A-237

f e d e r a l programs by a g e n c y and a c c o u n t

Department of Transportation—Con.
(In thousands of dollars)
Account

Trust fund share of FAA operations

1989 actual

Appropriation, current..

1990 estimate

1991 estimate

BA

471,320

807,181

0

477,454

807,185

* 2,846,000
2,846,000

Total Trust fund share of FAA operations

BA
0

471,320
477,454

807,181
807,185

2,846,000
2,846,000

Total Federal funds Federal Aviation Administration..

BA
0

2,975,880
2,912,294

3,016,572
3,008,669

1,241,850
1,208,850

Total Trust funds Federal Aviation Administration

BA
0

3,615,549
2,827,737

4,349,715
3,459,226

7,336,000
6,012,573

BA
0
403 BA
0
304 BA
0
403 BA

1,952,383
1,897,606
435,800
335,056

2,040,341
2,046,899
444,164
373,758

13,500

2,323

0

18,297

5,900

2,361,351
2,349,007
419,536
405,000
* 7,000
* 1,000
6,353
'—6,353
11,700
'-11,700

BA
0

13,500
18,297

2,323
5,900

BA
0
403 BA
0
403 BA
0
304 BA
0

410,800
386,198
67,000
66,401
18,800
18,086
30,980
14,888
85
(60,000)

420,800
420,800
71,614
70,488
20,465
17,301
5,700
6,500
(5,620)
150
(60,000)

200
(60,000)

(50,000)

(50,000)

(50,000)

-3,201
3,334

400
-5,962

400
5,000

59,000
57,912
(30,000)

59,820
59,820
(30,000)
on
O
v

60,000
60,000

402

Outlays

Coast Guard
Federal funds
General and Special Funds:
Operating expenses

Alteration of bridges

403

Appropriation, current..
Outlays
Outlays..
Appropri<
OutlaysAppropriation, current..
Outlays

Total Alteration of bridges..
I pay
Reserve training
Research, development, test, and evaluation
Pollution fund
Limitation on program level (obligations) (P.L. 99-177)
Offshore oil pollution compensation fund
Limitation on program level (obligations)

Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays
Appropriation,
Outlays

403

current
current
current
permanent, indefinite-

304 0

Outlays

437,300
437,300
78,932
77,831
23,000
22,000
5,700
6,500

304
Limitation on program level (obligations)
Intragovernmental Funds:
Coast Guard supply fund
Coast Guard yard fund

Outlays
Outlays

403 0
403 O

Trust funds
Boat safety

Appropriation, current
Outlays

403

Appropriation, permanent, indefinite
Outlays
Outlays

BA
0
403 0

-19
-399

Total Federal funds Coast Guard-

BA
0

Total Trust funds Coast Guard

BA
0

Limitation on program level (obligations)
Coast Guard general gift fund
Miscellaneous trust revolving funds

BA
0

403

80
25

80
ou
80
25

2,929,263
2,736,750

3,005,407
2,936,234

3,332,819
3,304,238

59,000
57,494

59,900
59,925

60,080
60,105

(223,015)
212,295
43,776
43,776

-2,250
500
(225,870)
225,870
48,230
48,230

903
(261,200)
224,200
45,843
45,843

Maritime Administration
General and Special Funds:
Ship construction
Operating-differential subsidies
Ocean freight differential
See footnotes at end of table.




Appropriation, current
Outlays
Liquidation of contract authority, currentOutlays
Authority to borrow, permanent
Outlays

403 BA
403

0

0

403 BA

0

A-238

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Transportation—Gon.
(In thousands of dollars)
Account

Operations and training

1990 estimate

1989 actual

, Appropriation, current

1991 estimate

BA

66,250

67,300

0

75,160

73,762

71,687
73,640

BA
0

66,250
75,160

67,300
73,762

71,687
73,640

054

BA
0

110,751
48,191

89,000
120,218

225,000
166,000

403

0

-237,845

-48,014

403
403

0
0

-20,898
-1,455

-47,243
(3,678)
15,600
-900

403

BA
0
BA
0

3
57
2
5

100
100
10
10

100
100
10
10

Total Federal funds Maritime Administration

BA
0

220,777
119,224

202,280
436,037

342,530
466,970

Total Trust funds Maritime Administration

BA
0

5
62

110
110

110
110

403

K

Outlays
Total Operations and training
Ready reserve force

Appropriation, current
Outlays

Public Enterprise Funds:
Federal ship financing fund
Outlays
Limitation on program level (obligations) (P.L 99-177)..
Vessel operations revolving fund
Outlays
War risk insurance revolving fund
Outlays

5,298
-900

Trust funds
Special studies, services and projects
Gifts and bequests

Appropriation, permanent, indefinite
Outlays
Appropriation, permanent, indefinite
Outlays

403

Saint Lawrence Seaway Development Corporation
Federal funds
Public Enterprise Funds:
Saint Lawrence Seaway Development Corporation

Outlays

403

0

-845

403

BA
0

11,097
10,456

11,375
12,105

10,749
10,749

407

BA
0

29,000
27,755

31,678
29,832

33,987
33,673

14,800

17,158

Trust funds
Operations and maintenance

, Appropriation, current
Outlays

Office of the Inspector General
Federal funds
General and Special Funds:
Salaries and expenses

. Appropriation, current
Outlays

Research and Special Programs Administration
Federal funds
General and Special Funds:
Research and special programs

. Appropriation, current

407

0

Intragovernmental Funds:
Working capital fund, Transportation Systems Center

13,442

14,645

7,084
* 9,639
16,707

BA
0

Outlays
Total Research and special programs
Pipeline safety

BA

14,800
13,442

17,158
14,645

16,723
16,707

9,300
10,261

10,159
10,640

10,800
11,247

. Appropriation, current
Outlays

407

BA
0

. Outlays

407

0

Total Federal funds Research and Special Programs
Administration.

282

BA
0

24,100
23,985

27,317
25,285

27,523
27,954

BA
0
BA
0

54,542
49,211
5,600
4,203

55,195
56,275
6,748
6,550

60,135
59,662
4,047
5,720

Office of the Secretary
Federal funds
General and Special Funds:
. Salaries and expenses
Transportation, planning, research and development

See footnotes at end of table.




. Appropriation, current
Outlays
. Appropriation, current
Outlays

407
407

A-239

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of Transportation—Con.
(In thousands of dollars)
Account

1989 actual

Operations and research, OCST

Appropriation,
Outlays
Activities transferred from salaries and expenses, Interstate Appropriation,
Commerce Commission.
Outlays
Payments to air carriers, DOT
Appropriation,
Outlays
Commission on aviation security and terrorism
Appropriation,
Outlays
Intragovernmental Funds:
Working capital fund
Appropriation,
Outlays

current

1991 estimate

407

current
current

BA
0
401 BA
0
402 BA
0
407 BA
0

1990 estimate

4,517
2,467
' 16,075
'14,470
23,600
21,140

30,643
30,892
1,000
1,000

BA
0

3,200
4,617

4,441
4,441

10,446
10,446

BA
0

94,942
85,248

98,027
99,158

118,820
113,905

BA
0

9,114,455
9,316,884

9,260,287
9,866,911

6,444,405
7,845,938

908
304
401
402
403

BA/O
BA/O
BA/O
BA/O
BA/O

-15,579

-13,057
-4,700

407

current, indefinite

31,600
27,217

BA/O

407

current

Total Federal funds Office of the Secretary

Summary
Federal funds-.
(As shown in detail above)
Deductions for offsetting receipts:
Intrafund transactions
Proprietary receipts from the public

-260
-2,940

J

-18,510
-4,700
-20,000

Deductions for offsetting receipts:
Proprietary receipts from the public

151
401
403

Total Trust funds

-10,159

9,085,906
9,288,335

9,229,153
9,835,777

6,186,377
7,587,910

BA
0

Trust funds-.
(As shown in detail above)

-9,770

BA
0

Total Federal funds

-3,318
-200,000
-11,500

19,385,597
17,334,938

20,952,118
18,448,618

23,153,671
21,179,677

BA/O
BA/O
BA/O
BA
0

Interfund transactions

803

Total Department of Transportation

BA/O
BA
0

-2,814
-13,492
-3
19,369,288
17,318,629

-3,218

-2,912
-825
-100

J

-2,743
-900
-100

20,948,281
18,444,781

23,149,928
21,175,934

30,177,434
28,280,558

29,336,305
28,763,844

-8
28,455,186
26,606,956

Department of the Treasury
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Departmental Offices
Federal funds
General and Special Funds:
Salaries and expenses
International affairs
Office of the Inspector General
Presidential election campaign fund.
Public Enterprise Funds:
Exchange stabilization fund
Intragovernmental Funds:
Working capital fund
See footnotes at end of table.




803
Outlays
Appropriation, current
Outlays
Appropriation, current
Outlays
Appropriation, permanent, indefinite..
Outlays
Outlays

803
803
808

BA
0
BA
0
BA
0
BA
0

54,631
60,440
24,063
22,026
6,052
4,454
32,308
3,400

58,081
60,521
25,010
25,089
15,162
14,775
30,000
200

63,083
62,628
27,517
27,194
21,296
20,317
29,000
20,760

155

0

-1,118,663

-1,100,000

-1,100,000

803

0

-502

500

500

A-240

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of the Treasury—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

1991 estimate

Trust funds
Gifts and bequests

Appropriation, permanent, indefinite
Outlays

803 BA
0

79
88

1,000
756

500
543

Total Federal funds Departmental Offices

BA
0

117,054
-1,028,845

128,253
-998,915

140,896
-968,601

Total Trust funds Departmental Offices

BA
0

79
88

1,000
756

500
543

1,116

104

30

Office of Revenue Sharing
Federal funds
General and Special Funds:
Salaries and expenses

Outlays

806

0

Trust funds
State and local government fiscal assistance trust fund

Outlays..

19

Federal Law Enforcement Training Center
Federal funds
General and Special Funds:
Salaries and expenses

751 BA
0
751 BA
0
751 0

34,364
35,459
20,000
3,613
28

35,499
42,378
15,000
23,887

36,727
36,604
18,735
16,868

BA
0

Outlays..
Acquisitions, construction, improvements, and related ex- Approprii
penses.
Outlays..
Construction, Federal Law Enforcement Training Center.
Outlays..

54,364
39,100

50,499
66,265

55,462
53,472

BA

280,330
272,657
175,000
29,070

285,669
284,825
90,000
53,093
786,000
786,000
426,520
426,541
21,671
21,671

218,742
232,134
99,330
99,330
1,726,000
1,726,000
426,520
426,520
21,871
21,871

Total Federal funds Federal Law Enforcement Training
Center.

Financial Management Service
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation,
Outlays
Payments to the farm credit system financial assistance Appropriation,
corporation.
Outlays
Payment to the Resolution Funding Corporation
Appropriation,
Outlays
Claims, judgments, and relief acts..
Appropriation,
Outlays
Interest on uninvested funds
Appropriation,
Outlays
Restitution of forgone interest
Appropriation,
Outlays
Energy security reserve
Outlays
Biomass energy development..
Outlays

current

803

current

351 BA

permanent, indefinite

371 BA

permanent, indefinite

808 BA

permanent, indefinite

908 BA

permanent, indefinite

908 BA

509,886
509,871
19,907
19,872
11

271
271

131,887
18,999

143,600
2,700

167,800
2,700

11,145
11,164

10,020
9,950

10,789
10,697

0

0
0

0

0

0
0
0

11

Trust funds
St Lawrence Seaway toll rebate program..
Miscellaneous trust funds:
(Other veterans benefits and services)..

Appropriation, current
Outlays

808 BA
0

(Appropriation, permanent, indefinite)
(Outlays)
(Appropriation, permanent, indefinite)
(Outlays)

705

BA
BA
0

23
60

44
208

7
7
44
18

Total Miscellaneous trust funds

BA
0

30
60

51
215

51
25

Total Federal funds Financial Management Service..

BA
0

985,134
982,367

1,609,860
1,718,430

2,492,463
2,676,355

Total Trust funds Financial Management Service

BA
0

11,175
11,224

10,071
10,165

10,840
10,722

(Other general government)

See footnotes
 at end of table.


808

0

f e d e r a l programs by a g e n c y a n d a c c o u n t

A-241

Department of the Treasury—Con.
(In thousands of dollars) <
Account

1989 actual

1990 estimate

1991 estimate

Federal Financing Bank
Federal funds
Intragovernmental Funds:
Federal Financing Bank

Authority to borrow, permanent
Outlays

803

BA
0

654,490
280,924

191,300

BA
0
BA
0

240,212
237,100
272,121
308,188

264,058
263,665
272,000
272,000

275,284
274,411
272,000
272,000

BA
0

512,333
545,288

536,058
535,665

547,284
546,411

BA
BA
0

1,030,147
144,039
1,109,415

1,065,090
148,602
1,205,310

1,120,086
157,125
1,267,308

BA
0

1,174,186
1,109,415

1,213,692
1,205,310

1,277,211
1,267,308

BA
0
BA
BA
0

149,262
167,087
9,714
58,829
28,510

230,363
193,868
14,855
35,000
49,365
(49,365)

143,047
182,339
14,855
34,510
49,365

BA
0

68,543
28,510

49,855
49,365

49,365
49,365

BA
0
BA
0
BA
O

488
-155
116,354
129,126

30,000
30,000
2,152
2,152
129,000
129,000

40,000
40,000
2,152
2,152
135,000
135,000

BA
0

26,052
24,023

17,647
17,403
(17,403)

17,819
17,819

Total Federal funds United States Customs Service

BA
0

1,508,833
1,433,983

1,655,062
1,609,695

1,646,775
1,676,164

Total Trust funds United States Customs Service

BA
0

26,052
24,023

17,647
17,403

17,819
17,819

803

0

-3,104

-2,300

-13,155

803

BA
0

47,000
38,791

50,051
49,050

51,429
50,400

Bureau of Alcohol, Tobacco and Firearms
reuerai runas
General and Special Funds:
Salaries and expenses
Internal revenue collections for Puerto Rico

Appropriation, current
Outlays
Appropriation, permanent, indefinite
Outlays

751
806

Total Federal funds Bureau of Alcohol, Tobacco and
Firearms.

United States Customs Service
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Appropriation, permanent, indefinite...
Outlays

751

Total Salaries and expenses
Operation and maintenance, air interdiction program
Customs forfeiture fund

Appropriation, current
Outlays
Appropriation, current
Appropriation, permanent, indefinite
Outlays

751
803

Limitation on program level (obligations) (P.L. 99-177)
Total Customs forfeiture fund
Payments from forfeited assets
Customs services at small airports
Miscellaneous permanent appropriations

Appropriation, permanent, indefinite
Outlays
Appropriation, current, indefinite
Outlays
, Appropriation, permanent, indefinite
Outlays

803
808
806

Trust funds
Refunds, transfers and expenses, unclaimed, and abandoned Appropriation, permanent, indefinite
goods.
Outlays
Limitation on program level (obligations) (P.L. 99-177)

803

Bureau of Engraving and Printing
Federal funds
Intragovernmental Funds:
Bureau of Engraving and Printing fund

. Outlays

United States Mint
Federal funds
General and Special Funds:
Salaries and expenses

See footnotes
 at end of table.


. Appropriation, current
Outlays

A-242

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of the Treasury—Con.
(In thousands of dollars)
Account

Expansion and improvements

1989 actual

... Appropriation, current
OutlaysAppropriation, permanent, indefinite
Outlays..

803

1990 estimate

1991 estimate

BA

Total Federal funds United States Mint.

550
1,161
4,078
4,078

52,796
61,958

70,435
71,875

56,057
55,639

BA

803

2,441
20,384
20,384

0

Coinage profit fund

196
5,796
22,971

218,072

193,906

BA
BA

Bureau of the Public Debt
Federal funds
General and Special Funds:
175,139
80,235
177,447
y 73,816
J

Outlays..

0

Payment of Government losses in shipment

Appropriation, current

803

196,878

BA
0

Total Administering the public debt..

228,097
218,072
228,097

193,906
196,878

BA

960

255,374
251,263
y

0

Outlays

1,108

500

188
'500

Total Payment of Government losses in shipment

BA
0

960
1,108

188

500
500

Total Federal funds Bureau of the Public Debt

BA
0

219,032
229,205

193,906
197,066

255,874
251,763

BA
0
BA
0
BA
0
BA
0
BA
0
BA
0
BA
0
BA
0

86,463
97,670
1,672,065
1,697,824
3,436,212
3,474,871

71,123
75,955
1,844,938
1,837,019
3,583,701
3,578,648

4,002,029
4,002,029

4,193,000
4,193,000

1,777,039
1,777,039

1,971,255
1,971,255

121,448
120,234
1,449,741
1,435,244
3,499,950
3,464,951
1,063,861
904,282
4,369,000
4,369,000
J
157,000
y 157,000
1,975,704
1,975,704
100
100

-161

-6,068

5,550

Internal Revenue Service
Federal funds
General and Special Funds:
803
Outlays803
Tax law enforcement
Information system
tax.
Child care tax credit

Outlays
Appropriation, current.
Outlays
Appropriation, current..
Outlays
Outlays
Appropriation, current..
Outlays

803
803
609
506
908

Outlays
Reimbursement to state and local law enforcement agencies.. Appropriation, permanent, indefinite
Outlays
Public Enterprise Funds:
Federal tax lien revolving fund
Outlays
Total Federal funds Internal Revenue Service

754

803

0
BA
0

10,973,808
11,049,272

11,664,017
11,649,809

12,636,804
12,432,065

751 BA
0

356,922
357,664

366,262
376,161

397,640
397,476

United States Secret Service
General and Special Funds:
Salaries and expenses

See footnotes at end of table.




Appropriation, current
Outlays

A-243

f e d e r a l programs by a g e n c y a n d a c c o u n t

Department of the Treasury—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

751 BA
BA
0

18,000
18,000

-252
18,000
17,748

18,000
18,000

Total Contribution for annuity benefits

BA
0

18,000
18,000

17,748
17,748

18,000
18,000

Total Federal funds United States Secret Service

BA
0

374,922
375,664

384,010
393,909

415,640
415,476

0

-20,849

3^834

-4,890

371 0

-716

-23,180

901 BA
BA
0

50,322,324
50,322,324

58,970,428
58,970,428

-320,987
68,090,472
68,090,472
' -320,987

BA
0

50,322,324
50,322,324

58,970,428
58,970,428

67,769,485
67,769,485

BA
O

190,540,908
190,540,908

195,880,000
195,880,000

191,994,000
191,994,000

BA
0

240,863,232
240,863,232

254,850,428
254,850,428

259,763,485
259,763,485

BA
0

256,315,998
254,829,444

271,333,828
270,068,851

278,010,740
276,889,104

-164,529
-4
-2,017
-17,110,823
-914,000

-350,797
-4
-2,017
-16,629,693
-876,000
J 657,000
-39,000
-95,977
-5,000

Contribution for annuity benefits

Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

Comptroller of the Currency
Trust funds
Assessment funds

Outlays

376

Office of Thrift Supervision
Federal funds
General and Special Funds:
Office of thrift supervision

Outlays

Interest on the Public Debt
Federal funds
General and Special Funds:
Interest on the public debt paid to trust funds

.. Appropriation, current
Appropriation, permanent
Outlays

Total Interest on the public debt paid to trust funds ,
Other interest on the public debt

.. Appropriation, permanent, indefinite
Outlays

901

Total Federal funds Interest on the Public Debt

J

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Intrafund transactions

-247,824

Total Federal funds
Trust funds:
(As shown in detail above)

 at end of table.
See footnotes


151
155
403
751

BA/O
BA/O
BA/O
BA/O

-873,327

-39,000
-94,095
-5,000
-897,602

BA/O
BA/O
BA/O

-51,266
-199
-855,924

-70,435
-2,152
-723,000

908

Proprietary receipts from the public

BA/0
BA/0
BA/O
BA/O
BA/0

803
808
809

Interfund transactions from off-budget accounts

803
808
809
908
651

BA/O

-2,630,815

-2,245,617

-55,058
-2,152
-723,000
J-236,808
-1,873,697

BA
0

232,673,856
231,187,302

249,065,554
247,800,577

256,972,412
255,850,776

BA
0

37,306
14,505

28,718
32,158

29,159
24,194

-36,612
-17,729,866
-1,084,747
-39,312
-92,250

J-806,125

A-244

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of the Treasury—Con.
(In thousands of dollars)
Account

1989 actual

Interfund transactions

601
803
809

Total Department of the Treasury

BA/O
BA/O
BA/O
BA
0

1990 estimate

1991 estimate

-235,840
-395,206
-2

-256,507
-337,224
-2

-562,900
-384,213
-2

232,080,114
230,570,759

248,500,539
247,239,002

256,054,456
254,927,855

Department of Veterans Affairs
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Veterans Benefits Administration
Federal funds
General and Special Funds:
Compensation

Appropriation, current
Contract authority, current, indefinite
Contract authority, permanent, indefinite
Liquidation of contract authority, current
Outlays

701

BA
BA
BA

BA

0
Appropriation, current
Contract authority, current, indefinite
Contract authority, permanent, indefinite
Liquidation of contract authority, current
Outlays

701 BA
BA
BA

701 BA

702

0
BA

701

0
0

702 0
701 BA
0
704

BA

Outlays..,
Total Loan guaranty revolving fund..

BA

0
Guaranty and indemnity fund

Appropriation, current

11,304,600
11,649,655

11,423,218
10,614,000

3,881,755

3,805,198

704

Outlays

3,881,755
4,024,002

3,805,198
3,534,000

3,714,552
3,720,700

151,300
(3,982)
142,196
654,145
(13,312)
663,431
639

137,079

155,543

150,165
497,813

155,543
502,500

505,600
8,154

508,600

14,811
13,470
13,832

6,739
13,940
11,040

150
15,410
18,610

778,100

313,500
478,300

512,200
^ —108,500
506,800
' —95,200

778,100
897,762

313,500
478,300

BA
-109,500

BA

0
Outlays

704

0

 at end of table.
See footnotes


-109,500

0

-19,943

-18,700

(1,000)

Limitation on direct loan obligations
Total Direct loan revolving fund

' -47,500
3,762,052
(3,762,052)
3,768,200
' —47,500

3,534,000

0

Total Guaranty and indemnity fund..
Direct loan revolving fund

11,463,515
11,468,187

897,762

BA

0
Appropriation, current
Liquidation of contract authority, current
Outlays
Readjustment benefits
Appropriation, current
Liquidation of contract authority, current
Outlays
Reinstated entitlement program for survivors under Public Outlays
Law 97-377.
Veterans job training
Outlays
Veterans insurance and indemnities
Appropriation, current
Outlays
Public Enterprise Funds:
Loan guaranty revolving fund
Appropriation, current

10,614,000

'176,659
11,286,856
(11,286,856)
11,305,400
'162,787

4,024,002

Total Pensions
Burial benefits and miscellaneous assistance-

11,423,218

(67,049)
11,649,655

Total Compensation..
Pensions

11,304,600

(985)

-19,943

-18,700

403,700
411,600
80,800
' —900
-130,000
' — 114,200
79,900
-244,200
-14,100
'14,100
(1,000)
'(-1,000)

f e d e r a l programs by a g e n c y and a c c o u n t

A-245

Department of Veterans Affairs—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

2,428
-6,152
-5,902
115
-13,729

4,620
-2,231
-5,589
-85
6,860

-210
-1,850
-4,989
29
9,180

BA
0
701 BA
0
701 BA
0
701 0

182,793
287,911
1,430,310
1,173,524
15,088
34,150
-64,883

181,943
250,800
1,440,270
1,225,370
13,130
33,860
-60,470

153,865
227,500
1,394,290
1,208,490
11,310
30,990
-50,900

Total Federal funds Veterans Benefits Administration

BA
0

16,783,370
17,363,145

16,190,748
15,183,373

16,335,120
16,041,350

Total Trust funds Veterans Benefits Administration

BA
O

1,628,191
1,430,702

1,635,343
1,449,560

1,559,465
1,416,080

BA

10,887,671

11,325,706

0

10,514,539

11,155,269

12,227,066
y
54,334
12,043,660
J 54,334

BA
0

10,887,671
10,514,539

11,325,706
11,155,269

12,281,400
12,097,994

BA
0
BA
0
BA
0
0
BA
O

210,241
184,940
47,909
45,094
500
594
2

212,652
211,728
45,397
44,489
492
677
1

198,537
202,122
47,729
46,742
484
484

705
703
703

0
0
O

14,839
-196

-3,960
-80

-3,410
-80
-1,360

705

BA
O

29,419
24,525

25,500
23,000

26,000
23,500

Total Federal funds Veterans Health Services and
Research Administration.

BA
0

11,146,321
10,759,812

11,584,247
11,408,124

12,553,150
12,367,492

Total Trust funds Veterans Health Services and Research Administration.

BA
O

29,419
24,525

25,500
23,000

26,000
23,500

BA

799,216

811,628

0

766,461

848,614

902,514
' 3,658
895,243
'3,658

BA

799,216
766,461

811,628
848,614

906,172
898,901

21,786
20,260

26,859
26,509

701
701
702
702
701

Service-disabled veterans insurance fund
Veterans reopened insurance fund
Education loan fund
Vocational rehabilitation revolving fund
Servicemen's group life insurance fund

Outlays
Outlays
Outlays
Outlays
Outlays

Post-Vietnam era veterans education account

Appropriation, permanent, indefinite
Outlays
Appropriation, permanent, indefinite
Outlays
Appropriation, permanent, indefinite
Outlays
Outlays

0
0
O
0
O

Trust funds

National service life insurance fund
United States government life insurance fund
Veterans special life insurance fund

702

Veterans Health Services and Research Administration
Federal funds
General and Special Funds:
Medical care

Appropriation, current

703

Outlays
Total Medical care
Medical and prosthetic research

Appropriation,
Outlays
Medical administration and miscellaneous operating ex- Appropriation,
penses.
Outlays
Grants to the Republic of the Philippines
Appropriation,
Outlays
Assistance for health manpower training institutions
Outlays
Third-party medical recoveries
, Appropriation,
Outlays
Public Enterprise Funds:
Canteen service revolving fund
Outlays
Special therapeutic and rehabilitation activities fund
. Outlays
Medical center research organizations
. Outlays

current

703

current

703

current

703

current

703
703

y
y

25,000
25,000

Trust funds
General post fund, national homes

. Appropriation, permanent, indefinite
Outlays

Departmental Administration
Federal funds
General and Special Funds:
General operating expenses.

Appropriation, current

705

Outlays
Total General operating expenses..

0
Office of the Inspector General

See footnotes
 at end of table.


Appropriation, current
Outlays

705

BA
0

A-246

t h e b u d g e t f o r f i s c a l y e a r 1991

Department of Veterans Affairs—Con.
(In thousands of dollars)
1989 actual

Account

Grants for the construction of State veterans cemeteries
Construction, major projects
Construction, minor projects
Grants for construction of state extended care facilities
Public Enterprise Funds:
Parking garage revolving fund
Nursing home revolving fund
Intragovernmental Funds:
Supply fund

current

705

current

703

current

703

current

703

.... Appropriation, current
Outlays
.... Appropriation, current
Outlays

703

... Appropriation,
Outlays
... Appropriation,
Outlays
.... Appropriation,
Outlays
.... Appropriation,
Outlays

703

1991 estimate

BA
0
BA
0
BA
0
BA
0

9,000
2,413
358,040
524,992
96,596
161,322
42,000
41,086

4,288
8,479
408,542
522,793
92,937
124,663
41,349
35,804

3,946
3,808
530,000
457,561
145,640
119,432
42,000
39,419

BA
0
BA
0

26,000
16,704

28,543
20,627

18,900
27,425
-73

705

... Outlays

1990 estimate

0

705

-73
-25,262

BA
0

25,436

Trust funds
National cemetary gift fund

.... Appropriation, permanent, indefinite
Outlays

Total Federal funds Departmental Administration

BA
0

Total Trust funds Departmental Administration

150
50
1,409,073
1,606,603

1,673,444
1,573,055

150
50

BA
0

1,330,852
1,487,716

150
150

150
150

30,561,714
29,981,897

Summary
Federal funds:
(As shown in detail above)

BA
0

Total Federal funds
Trust funds.(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

701
702

Total Trust funds

BA/O
BA/O

-284,266
-146,003

-220,000
-119,000

28,830,274
29,180,404

28,845,068
27,859,100

29,795,844
29,216,027

BA
0

702
703

29,184,068
28,198,100

BA
0

Deductions for offsetting receipts:
Proprietary receipts from the public

29,260,543
29,610,673

1,657,610
1,455,227

1,660,993
1,472,610

1,585,615
1,439,730

BA/O
BA/O

-410,240
-50,112

-415,360
-26,520

-357,350
-13,600

BA
0

-220,000
-404,300
J-141,570

Total Department of Veterans Affairs

1,219,113
1,030,730

1,214,665
1,068,780

BA/O
BA/O

-1,917
-132,681

-1,709
-155,423

-1,628
-140,265

BA
0

701
702

Interfund transactions

1,197,258
994,875

29,892,934
30,040,681

29,907,049
28,732,698

30,868,616
30,142,914

Environmental Protection Agency
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Total Salaries and expenses

 at end of table.
See footnotes


304

BA
0

834,444

836,000

670,808
* 328,892
969,794

BA
0

815,000
834,444

863,998
836,000

999,700
969,794

815,000

863,998

f e d e r a l programs by agency and

A-247

account

Environmental Protection Agency—Con.
(In thousands of dollars)
1989 actual

Account
Office of the Inspector General

Appropriation, current
Outlays

304 BA
0

(Appropriation, current)
(Outlays)
(Appropriation, current)

271 BA
0
304 BA

1990 estimate

1991 estimate

30,903
18,542

38,709
30,951

54,775
52,187
147,725

29,516
42,431
200,434

12,086
26,397

0

130,280

177,222

* 236,914
214,195

Total (Pollution control and abatement).

BA
0

147,725
130,280

200,434
177,222

236,914
214,195

Total Research and development

BA
0

202,500
182,467

229,950
219,653

249,000
240,592

304 BA

719,625

796,915

Research and development:
(Energy supply)
(Pollution control and abatement)

(Outlays)..

Abatement, control, and compliance

Appropriation, current

0

623,190

775,802

429,822
* 435,478
832,359

BA
0

719,625
623,190

796,915
775,802

865,300
832,359

BA
0
304 BA
0
304 0

8,000
15,118
1,950,000
2,349,827
49

14,652
19,436
1,948,029
2,362,668
250

13,000
12,942
1,600,000
2,338,857
250

304 0
304 BA
0

250

250

150,000
150,000
-293
-16,040

-200
-11,000

-200
7,100

1,410,000
958,195
(178,217)
50,000
32,859
(5,035)

1,740,000
1,520,333

3,765,709
4,432,895

Outlays
Total Abatement, control, and compliance
304
Construction grants

Outlays
Appropriation, current..
Outlays

gram).

Outlays..
Public Enterprise Funds:

304 0
304 0

Trust funds
Hazardous substance superfund
Limitation on administrative expenses
Leaking underground storage tank trust fund
Limitation on administrative expenses
Miscellaneous contributed funds

Appropriation, current
Outlays

304

BA
0

Appropriation, current
Outlays

304

BA
0

Appropriation, permanent, indefinite
Outlays

304

BA
0

2

1,530,228
1,324,538
(213,825)
74,097
35,489
(5,834)
10
10

BA
0

3,845,125
4,138,762

3,884,447
4,221,401

75,000
49,299
10
10

Summary
Federal funds.(As shown in detail above)
Deductions for offsetting receipts-.
Proprietary receipts from the public

304

Total Federal funds

Total Environmental Protection Agency

See footnotes at end of table.




J

-2,000
-33,000

304

3,884,447
4,221,401

3,730,709
4,397,895

1,460,000
991,056

1,604,335
1,360,037

1,815,010
1,569,642

BA/O

-70,484

-89,131

-143,542

BA
0

304

3,841,348
4,134,985

BA
0

Total Trust funds
Interfund transactions

-3,777

BA
0

Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

BA/O

1,389,516
920,572

1,515,204
1,270,906

1,671,468
1,426,100

BA/O

-150,000

BA
0

5,080,864
4,905,557

5,399,651
5,492,307

5,402,177
5,823,995

A-248

t h e b u d g e t f o r f i s c a l y e a r 1991

General Services Administration
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Real Property Activities
Federal funds
Intragovernmental Funds:
Federal buildings fund

804

. Appropriation, current
Outlays

BA
0

Limitation on program level (obligations)

-428,995
(3,028,064)

25,220
100,855
(3,313,945)

-40,000
(3,818,977)

Personal Property Activities
Federal funds
General and Special Funds:
Federal supply service
Expenses of transportation audit contracts

BA
0
804 BA
BA
0

47,000
53,352

BA
0

. Appropriation, current
Outlays
, Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

804

Total Expenses of transportation audit contracts
Intragovernmental Funds:
General supply fund

804 0

Outlays

Total Federal funds Personal Property Activities

52,243
51,208

15,000
9,508

47,644
46,691
-217
15,500
15,287

15,000
9,508

15,283
15,287

15,760
15,760

15,760
15,760

-88,548

BA
0

62,000
-25,688

62,927
61,978

68,003
66,968

BA
0

31,875
23,768

32,480
31,830

39,268
38,483

Information Resources Management Service
Federal funds
General and Special Funds:
Operating expenses, information resources management Appropriation, current
service.
Outlays
Intragovernmental Funds:
Information technology fund
Outlays

804

-131,358

72,111

43,550

BA
0

31,875
-107,590

32,480
103,941

39,268
82,033

BA
0
804 BA
0
804 BA
BA
0

10,800
10,085
4,000
275

12,798
12,512
8,000
8,000

1,098
1,522

11,072
10,885
7,942
7,942
-53
3,800
3,747

Total Expenses, disposal of surplus real and related
personal property.

BA
0

1,098
1,522

3,747
3,747

3,800
3,800

Total Federal funds Federal Property Resources Activities.

BA
0

15,898
11,882

22,761
22,574

24,598
24,312

BA
0
804 BA
0
802 BA
0
802 BA
0

120,774
130,467
25,000
24,901
1,431
1,217
3,750
2,888

135,692
124,011
26,136
25,613
1,808
1,772

90,555
96,645
30,139
29,543
1,964
1,927

804 0

Total Federal funds Information Resources Management Service.

Federal Property Resources Activities
Federal funds
General and Special Funds:
Operating expenses, federal property resources service

Appropriation,
Outlays
Real property relocation
Appropriation,
Outlays
Expenses, disposal of surplus real and related personal Appropriation,
property.
Appropriation,
Outlays

current

804

current
current, indefinite
permanent, indefinite

3,800
3,800

General Activities
Federal funds
General and Special Funds:
General management and administration, salaries and ex- Appropriation, current
penses.
Outlays
Office of Inspector General
Appropriation, current
Outlays
Allowances and office staff for former Presidents
Appropriation, current
Outlays
Expenses, presidential transition
, Appropriation, current
Outlays

See footnotes at end of table.




804

A-249

federal programs by agency and account

General Services Administration—Con.
(In thousands of dollars)
Account

Public Enterprise Funds:
Consumer information center fund

1989 actual

. Appropriation, current
Outlays

376 BA
0

804

Limitation on program level (obligations) (P.L 99-177)
Intragovernmental Funds:
Working capital fund
. Outlays

1,354
1,540

. Outlays

1991 estimate

1,502

0

Trust funds
Unconditional gifts of real, personal, or other property

1990 estimate

804

0

Total Federal funds General Activities

BA
0

Total Trust funds General Activities

0

1,339
1,338
(2,052)

1,540
1,509

164,975
152,734

124,198
129,624

-1
152,309
162,515

55

-1

55

Summary
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts:
Proprietary receipts from the public

BA/O

Total Federal funds

BA
0

Trust funds:
(As shown in detail above)

0

Total General Services Administration

BA
0

262,082
-387,876

308,363
442,082

256,067
262,937

-74,724

-189,000

-216,000

187,358
-462,600

119,363
253,082

40,067
46,937

119,363
253,082

40,067
46,992

- 1

187,358
-462,601

National Aeronautics and Space Administration
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Federal funds
General and Special Funds:
Research and development:
(Space flight)

... (Appropriation, current)

BA

1,574,000

2,312,051

0

1,307,912

1,934,385

* 3,224,400
2,893,093

BA
0

1,574,000
1,307,912

2,312,051
1,934,385

3,224,400
2,893,093

BA

2,184,900

2,435,400

0

2,150,549

2,224,487

"3,258,100
2,806,301

BA
0

2,184,900
2,150,549

2,435,400
2,224,487

3,258,100
2,806,301

255 BA

18,800

19,400

0

20,661

24,423

* 20,000
20,134

BA
0

18,800
20,661

19,400
24,423

20,000
20,134

253

(Outlays)
Total (Space flight)
(Space science, applications, and technology)

... (Appropriation, current)
(Outlays)

Total (Space science, applications, and technology)
(Supporting space activities)

... (Appropriation, current)
(Outlays)

Total (Supporting space activities)

 at end of table.
See footnotes


254

A-250

t h e b u d g e t f o r f i s c a l y e a r 1991

National Aeronautics and Space Administration—Con.
(In thousands of dollars)
Account
(Air transportation)

1989 actual
.. (Appropriation, current)

1990 estimate

1991 estimate

BA

434,900

479,200

0

443,267

471,888

* 571,500
511,623

Total (Air transportation)

BA
0

434,900
443,267

479,200
471,888

571,500
511,623

Total Research and development

BA
0

4,212,600
3,922,389

5,246,051
4,655,183

7,074,000
6,231,151

BA

3,734,300

3,505,471

0

4,174,663

3,939,454

* 4,420,600
4,371,645

BA
0

3,734,300
4,174,663

3,505,471
3,939,454

4,420,600
4,371,645

255 BA

723,900

975,215

BA
0

96,415
855,557

100,685
1,178,361

"868,800
113,829
932,815

Total (Supporting space activities)

BA
0

820,315
855,557

1,075,900
1,178,361

982,629
932,815

Total Space flight, control, and data communications...

BA
0

4,554,615
5,030,220

4,581,371
5,117,815

5,403,229
5,304,460

BA

58,400

402

(Outlays)

Space flight, control, and data communications:
(Space flight)

.. (Appropriation, current)

253

(Outlays)
Total (Space flight)
(Supporting space activities)

.. (Appropriation, current)
(Authority to borrow, permanent)
(Outlays)

Construction of facilities:
(Space flight)

,. (Appropriation, current)

253

F

181,780
—14,856
K

0

(Space science, applications, and technology)

254

(Outlays)
Total (Space science, applications, and technology)
(Supporting space activities)

,. (Appropriation, current)

255

202,700
131,574

58,400
14,349

166,924
55,933

202,700
131,574

BA

12,540

20,580
10,487

16,971

11,528

* 54,300
19,276

BA
0

,. (Appropriation, current)

55,933

0

Total (Space flight)

14,349

BA
0

(Outlays)

12,540
16,971

10,093
11,528

54,300
19,276

BA

151,060
F

232,212
—1,193

0

126,355

122,972

* 184,900
163,749

BA
0

151,060
126,355

231,019
122,972

184,900
163,749

BA

53,100

61,420
* -6,434

0

32,424

50,440

* 56,000
56,609

Total (Air transportation)

BA
0

53,100
32,424

54,986
50,440

56,000
56,609

Total Construction of facilities

BA
0

275,100
190,099

463,022
240,873

497,900
371,208

BA

846,640

(Outlays)
Total (Supporting space activities)
(Air transportation)

. (Appropriation, current)

402

(Outlays)

Research and program management:
(Space flight)

.. (Appropriation, current)

253

896,930
14,856

G

(Outlays)
Total (Space flight)

See footnotes
 at end of table.


0

838,693

902,758

* 1,027,600
1,011,813

BA
0

846,640
838,693

911,786
902,758

1,027,600
1,011,813

f e d e r a l programs by agency and account

A-251

National Aeronautics and Space Administration—Con.
(In thousands of dollars)
Account
(Space science, applications, and technology)

1989 actual
(Appropriation, current)

254

BA

1990 estimate

625,409

1991 estimate

633,102
10,487

G

0

Total (Space science, applications, and technology)
(Supporting space activities)

(Appropriation, current)

255

619,538

637,214

* 716,250
705,235

BA
0

(Outlays)

625,409
619,538

643,589
637,214

716,250
705,235

BA

71,093

72,002
1,193

G

0

70,426

72,469

* 79,500
78,273

BA
0

71,093
70,426

73,195
72,469

79,500
78,273

BA

383,458

388,432
G
6,434

0

379,627

390,953

* 429,550
422,929

Total (Air transportation)

BA
0

383,458
379,627

394,866
390,953

429,550
422,929

Total Research and program management

BA
0

1,926,600
1,908,284

2,023,436
2,003,394

2,252,900
2,218,250

8,659
7,359

11,000
10,650

(Outlays)
Total (Supporting space activities)
(Air transportation)

(Appropriation, current)

402

(Outlays)

Office of the Inspector General

Appropriation, current
Outlays

255

BA
0

Trust funds
Science, space, and technology education trust fund

503 BA
BA
0

15,532
500

1,000
986
(986)

1,000
1,000

BA
0

15,532
500

1,000
986

1,000
1,000

BA

6

BA
0

10,968,915
11,050,992

12,322,539
12,024,624

15,239,029
14,135,719

BA
0

Appropriation, current
Appropriation, permanent
Outlays

15,538
500

1,000
986

1,000
1,000

12,323,539
12,025,610

15,240,029
14,136,719

Limitation on program level (obligations) (P.L. 99-177)
Total Science, space, and technology education trust
fund.
Miscellaneous trust funds

Appropriation, permanent, indefinite

255

Summary
Federal funds:
(As shown in detail above)
Trust funds:
(As shown in detail above)
Interfund transactions

503 BA/O

Total National Aeronautics and Space Administration

BA
0

-15,000
10,969,453
11,036,492

Office of Personnel Management
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Federal funds
General and Special Funds:
Salaries and expenses

. Appropriation, current
Outlays

Civil Service retirement and disability fund
Employees life insurance fund
Employees health benefit fund

See footnotes
 at end of table.


805

BA

108,000

110,942

0

101,989

135,774

(65,596)
(1,018)
(12,868)

(67,392)
(969)
(12,252)

113,886
y
900
113,739
'574
(60,750)
(1,041)
(13,165)

A-252

t h e b u d g e t f o r f i s c a l y e a r 1991

Office of Personnel Management—Con.
(In thousands of dollars)
Account

1989 actual
(218)

(208)

(223)

110,942
135,774

114,786
114,313

2,374,414

2,879
2,735
(108)
(2,164)
3,727,247

0

2,499,985

2,989,215

4,607
4,521
(152)
(3,043)
3,509,563
' -726,000
3,849,746
'-726,000

BA
0

2,374,414
2,499,985

3,727,247
2,989,215

2,783,563
3,123,746
8,700
7,700
5,687,105
' -62,888
12,203,915
17,891,020
'-62,888

BA
0

Total Salaries and expenses
Appropriation, current
Outlays

805

Employees life insurance fund
Employees health benefits fund
Government payment for annuitants, employees health ben- Appropriation, current
efits.
Outlays

BA
0

551 BA

Total Government payment for annuitants, employees
health benefits.

BA
0
805 BA
BA
BA
0

4,858,668

2,662
2,071
5,211,732

11,554,349
16,413,017

11,875,796
17,087,528

BA
0

16,413,017
16,413,017

17,087,528
17,087,528

17,828,132
17,828,132

-6,370

-11,688

-2,346

BA
BA
0

48,797,429
29,225,412

51,791,237
31,491,356

'647,614
54,671,580
34,263,021
'-2,265,534

BA
0

Government payment for annuitants, employee life insur- Appropriation, current
ance benefits.
Outlays
Payment to civil service retirement and disability fund
Appropriation, current
Indefinite
Appropriation, permanent, indefinite
Outlays

48,797,429
29,225,412

51,791,237
31,491,356

55,319,194
31,997,487

-1,876,744
-839,442
-58

-441,836
-924,103
-100

-636,319
-947,480
-97

BA
0

18,895,431
19,008,621

20,931,258
20,205,635

20,739,788
21,076,066

BA
0

48,797,429
26,509,168

51,791,237
30,125,317

55,319,194
30,413,591

602

Total Payment to civil service retirement and disability
fund.
Intragovernmental Funds:
Revolving fund

1991 estimate

108,000
101,989

Retired employee health benefit fund

Office of the Inspector General

1990 estimate

Outlays

805 0

Trust funds
Civil service retirement and disability fund

Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

602

Total Civil service retirement and disability fund
Employees health benefits fund
Employees life insurance fund
Retired employees health benefits fund

Outlays
Outlays
Outlays

551 0
602 0
551 0

Summary
Federal funds:
(As shown in detail above)
Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
Intrafund transactions

602

Total Trust funds
Interfund transactions

Total Office of Personnel Management

See footnotes
 at end of table.


BA/O
BA
0

602
805

BA/O
BA/O
BA
0

-648

-647

-647

48,796,781
26,508,520

51,790,590
30,124,670

55,318,547
30,412,944

-31.441
-16,413,017

-32.080
-17,087,528

-32,733
-17,891,019
'62,888

51,247,754
29,072,683

55,602,240
33,210,697

58,197,471
33,628,146

A-253

f e d e r a l programs by agency and account

Small Business Administration
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Federal funds
Genera! and Special Funds:
Salaries and expenses
Office of the Inspector General
Public Enterprise Funds:
Business loan and investment fund

Appropriation, current
Outlays
Appropriation, current
Outlays

376

BA
0
376 BA
0

228,490
312,713

344,539
341,857
7,400
7,030

326,437
329,609
9,864
9,227

Appropriation, current

376

BA

167,500

159,500

91,000
' -88,000

BA
0

1,540
69,045

25,000
(83,763)
(3,870,050)

45,900
' -83,900
(5,000)
(4,403,456)
3,000
-38,000

Authority to borrow, permanent, indefinite
Outlays
Limitation on direct loan obligations
Limitation on guaranteed loan commitments

BA
0

Total Business loan and investment fund
Disaster loan fund

453

Appropriation, current
Outlays

169,040
69,045

159,500
25,000

BA
0

-307,220

392,840
658,000
' -30,000
(350,000)

(146,700)

Limitation on direct loan obligations (P.L. 99-177)
Total Disaster loan fund

'(-65,000)

BA
0

9,497
1,506
13,656

11,000
9,900
13,000

0

8,710

14,000

BA
0

Appropriation, current
Outlays
Pollution control equipment contract guarantee revolving Appropriation, current
fund.
Outlays

392,840
658,000

BA
0
376 BA

Surety bond guarantees revolving fund

-307,220

13,656
8,710

13,000
14,000

376

Total Pollution control equipment contract guarantee
revolving fund.

-30,000
10,200
9,500
9,000
J
—9,000
13,100
y — 13,100

Trust funds
Business assistance trust fund

Outlays

376 0

-204

Summary
Federal funds:
(As shown in detail above)

BA
0

Trust funds:
(As shown in detail above)

420,683
84,754

0

420,683
84,550

349,501
280,336

928,279
1,055,787

349,501
280,336

-204

BA
0

Total Small Business Administration

928,279
1,055,787

Other Independent Agencies
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

ACTION
Federal funds
General and Special Funds:
Operating expenses

See footnotes at end of table.




Appropriation, current
Outlays

506

BA
0

170,420
162,904

175,665
172,203

192,424
180,422

A-254

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Administrative Conference of the United States
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

751 BA
0

1,865
U98

1,865
1988

2,079
2JJL8

Advisory Commission on Conferences in Ocean Shipping
Federal funds
General and Special Funds:
Salaries and Expenses

Appropriation, current
Outlays

403

BA
0

300
300

Advisory Commission on Intergovernmental Relations
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

808

BA
0

1,040
1,248

1,285
1,262

1,300
1,298

808

BA
0

463
405

243
419

150
150

805

BA
0

205
188

205
204

207
207

303

BA
0

1,778
1,862

1,894
1,883

2,238
2,231

303

BA
0

1
1

6

5
5

705

BA
0

15,085
14,428

15,532
15,406

15,402
15,425

705

BA
0

1,497
312

1,434
228

2,661
957

Trust funds
Contributions

Appropriation, permanent, indefinite
Outlays

Advisory Committee on Federal Pay
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Advisory Council on Historic Preservation
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Trust funds
Donations

Appropriation, permanent, indefinite
Outlays

5

American Battle Monuments Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Trust funds
Contributions

Appropriation, permanent, indefinite
Outlays

American Revolution Bicentennial Administration
Federal funds
General and Special Funds:
American Revolution Bicentennial Administration

See footnotes
 at end of table.


Appropriation, current
Outlays

806

BA
0

4,765
4,765

f e d e r a l programs by agency and

A-255

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1990 estimate

1989 actual

1991 estimate

Appalachian Regional Commission
Federal funds
General and Special Funds:
BA
0

110,700
110,170

147,900
108,404

50,000
122,755

452 BA
0

4,100
4,195

4,416
4,686

4,564
4,886

BA
0

110,700
110,170

147,900
108,404

50,000
122,755

BA
0

4,100
4,195

4,416
4,686

4,564
4,886

Outlays..

Trust funds
Miscellaneous trust funds

Appropriation, permanent, indefinite
Outlays

Summary
Federal funds:
(As shown in detail above)..
Trust funds:
(As shown in detail above)..
Deductions for offsetting receipts:
Proprietary receipts from the pi

BA/O

Total Trust funds

BA
0

-2,050

-2,208

-2,282

452

Total Appalachian Regional Commission

2,208
2,478

2,282
2,604

BA/O

-2,050

-2,208

—2,282

BA
0

Interfund transactions

2,050
2,145

110,700
110,265

147,900
108,674

50,000
123,077

1,891
1,845

1,936
1,972

2,100
2,057

31,030
28,026

33,425
33,010

30,000
30,390

39

41

3,524
753

3,357
1,379

194,900

190,000

0

181,850

192,945

* 201,258
209,841

BA
0

194,900
181,850

190,000
192,945

201,258
209,841

Architectural and Transportation Barriers Compliance Board
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

751 BA
0

Arms Control and Disarmament Agency
Federal funds
General and Special Funds:
Arms control and disarmament activities

Appropriation, current
Outlays

153 BA
0

Aviation Safety Commission
Federal funds
General and Special Funds:
Salaries and expenses

Outlays..

402

0

Barry Goldwater Scholarship and Excellence in Education Foundation
Trust funds
Barry Goldwater Scholarship and Excellence in Education Appropriation, permanent, indefinite
Foundation.
Outlays-

502 BA
0

3,495
1,613

Board for International Broadcasting
Federal funds
General and Special Funds:
Appropriation, current
Outlays
Total Grants and expenses..

See footnotes
 at end of table.
http://fraser.stlouisfed.org/
2 5 - 2 9 8 of 9 9 0 1 9 Q L
Federal Reserve 0Bank O - 1 St. -Louis 3

154 BA

A-256

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

Israel relay station

1990 estimate

1991 estimate

Appropriation, current..

BA

33,000

183,021

Outlays

0

17,328

24,630

* 23,978
99,000

Total Israel relay station

BA
0

33,000
17,328

183,021
24,630

23,978
99,000

Total Federal funds Board for International Broadcasting.

BA
0

227,900
199,178

373,021
217,575

225,236
308,841

054 BA
0
054 0

144,500
144,500
1,132

154,900
154,900
1,218

164,600
164,600
407

BA

144,500
145,632

154,900
156,118

164,600
165,007

376 BA
0

212
206

217
216

214
216

376 BA
0

82
98

555
317

29
274

200

200

Central Intelligence Agency
General and Special Funds:
Payment to the Central Intelligence Agency retirement and Appropriation, current
disability fund.
Outlays
Enhanced security countermeasures capabilities
Outlays
Total Federal funds Central Intelligence Agency..

0

Christopher Columbus Quincentennary Jubilee Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Trust funds
Gifts and donations

Appropriation, permanent
Outlays

Commission for the Preservation of America's Heritage Abroad
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

153 BA
0

200

200

Commission for the Study of International Migration and Cooperative Economic Development
Federal funds
General and Special funds:
Salaries and expenses

Appropriation, current
Outlays

153 BA
0

1,290
1,117

1,290
1,956

BA
0
503 BA
0

475
515
5,000
5,000

509
486
5,427
5,427

549
546

BA
0

5,475
5,515

5,936
5,913

549
546

352 BA
BA
0

500

657

33

300
467
646

BA
0

500
33

767
646

657
657

Commission of Fine Arts
Federal funds
General and Special Funds:

National capital arts and cultural affairs

Outlays
Appropriation, current
Outlays

Total Federal funds Commission of Fine Arts

Commission on Agricultural Workers
Federal funds
General and Special Funds:
Salaries and expenses

Total Salaries and expenses..

See footnotes
 at end of table.


Appropriation, current
Reappropriation
Outlays

657

f e d e r a l programs by agency and

A-257

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Commission on Civil Rights
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

751 BA
0

5,707
5,942

5,707
5,707

10,152
9,822

Commission on Education of the Deaf
Federal funds
General and Special Funds:
Salaries and expenses

Outlays..

503

58

0

Commission on the Bicentennial of the U.S Constitution
Federal funds
General and Special Funds:
Salaries and expenses

BA
0

Appropriation, current..
Outlays

6,936
15,963

14,904
16,761

16,884
15,319

-55

30
30

30
30

99

100
152

862
899

1,049
1,026

1,160
1,147

376 BA
0

34,723
34,413

37,186
36,814

44,960
44,510

506

-682

-166

Trust funds
Gifts and donations

Appropriation, permanent, indefinite
Outlays

BA
0

Commission on the Ukraine Famine
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current, indefiniteOutlays

153 BA
0

Committee for Purchase from the Blind and other Severely Handicapped
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

505 BA
0

Commodity Futures Trading Commission
Federal funds
General and Special Funds:
Commodity Futures Trading Commission

Appropriation, current
Outlays

Community Services Administration
Federal funds
General and Special Funds:
Community services program

Outlays

0

Competitiveness Policy Council
Federal funds
General and Special Funds:
Competiveness Policy Council

Appropriation, current
Outlays

376 BA
0

750
675

75

35,147
35,001

35,609
35,540

Consumer Product Safety Commission
Federal funds
General and Special Funds:
Salaries and expenses

 at end of table.
See footnotes


Appropriation, current..
Outlays

554 BA
0

34,500
33,711

A - 2 5 8

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Corporation for Public Broadcasting
Federal funds
General and Special Funds:
Public broadcasting fund

Appropriation, current
Appropriation, permanent
Outlays.....

503 BA
BA
0

228,000
228,000

-3,257
232,648
229,391

298,870
298,870

BA
0

228,000
228,000

229,391
229,391

298,870
298,870

705 BA
0
705 BA

3,100
54

3,893
6,355
4

8,960
8,199
5

BA
0

3,100
54

3,897
M55

8,965
8^199

053 BA
0

2,000

6,865
M22

12,500
12,318

301 BA
0
301 BA
0

205
97
263
263

211
208
340
340

224
224
457
457

BA
0

468
360

551
548

681
681

806 BA

537,910

538,027

BA
0

20,000
537,910

558,144

513,778
* 5,500
20,300
549,278

BA
0

557,910
537,910

538,027
558,144

539,578
549,278

BA
0

557,910
537,910

538,027
558,144

539,578
549,278

Total Public broadcasting fund

Court of Veterans Appeals
Federal funds
General and Special Funds:
Salaries and expenses
Practice registration fee

Appropriation, current
Outlays
Appropriation, permanent, indefinite

Total Federal funds Court of Veterans Appeals

Defense Nuclear Facilities Safety Board
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Delaware River Basin Commission
Federal funds
General and Special Funds:
Salaries and expenses
Contribution to Delaware River Basin Commission

Appropriation, current
Outlays
Appropriation, current
Outlays

Total Federal funds Delaware River Basin Commission

District of Columbia
Federal funds
General and Special Funds:
Federal payment to the District of Columbia

Appropriation, current
Appropriation, permanent
Outlays

Total Federal payment to the District of Columbia

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public
Total District of Columbia

See footnotes
 at end of table.


806

BA/0
BA
0

-33,575
524,335
504,335

-33,183

-34,973

504,844
524,961

504,605
514,305

A-259

f e d e r a l programs by agency and a c c o u n t

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Equal Employment Opportunity Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

751 BA
0

180,712
181,975

184,926
184,388

195,867
194,545

47,202
(19,954)
(695,000)
(10,200,000)

109,527
364,300
(21,609)
(612,356)
(10,191,408)

114,000
423,900
(23,171)
(500,000)
(10,599,064)

405
(35,000)

-392
(36,120)

-353
(41,548)

-376
(2,000)

324
(2,206)

(2,184)

-6,818

-99,028

-96,382

BA

99,613

107,550

0

99,370

112,894

"117,998
117,375

BA
0

99,613
99,370

107,550
112,894

117,998
117,375

BA
0

99,613
99,370

107,550
112,894

117,998
117,375

-50,838

-25,000

-25,000

48,775
48,532

82,550
87,894

92,998
92,375

1,962,000
1,961,218
34,557
5,779,533
99,786

500,000
-2,836,253

Export-Import Bank of the United States
Federal funds
Public Enterprise Funds:
Export-Import Bank of the United States

Appropriation, current
Outlays

155

BA
0

Limitation on administrative expenses
Limitation on direct loan obligations
Limitation on guaranteed loan commitments

Farm Credit Administration
Federal funds
Public Enterprise Funds:
Revolving fund for administrative expenses
Limitation on administrative expenses

Outlays

351 0

Farm Credit System Assistance Board
Federal funds
Public Enterprise Funds:
Revolving fund for administrative expenses
Limitation on administrative expenses

Outlays

351 0

Farm Credit System Insurance Corporation
Federal funds
Public Enterprise Funds:
Farm credit system insurance fund

Outlays

351 0

Federal Communications Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

376

Outlays
Total Salaries and expenses

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

376

Total Federal Communications Commission

BA/O
BA
0

Federal Deposit Insurance Corporation
Federal funds
Public Enterprise Funds:
Bank insurance fund
FSLIC resolution fund
Savings association insurance fund
See footnotes at end of table.




Authority to borrow, permanent, indefinite
Outlays
Appropriation, current, indefinite
Outlays
Outlays

371 BA
0
371 BA
0
371 0

1,928,597
-229,726
-99,786

2,778,584

A-260

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
Federal Deposit Insurance Corporation..

Authority to borrow, permanent, indefinite
Outlays

371 BA
0

Total Federal funds Federal Deposit Insurance Corporation.

2,450,000
855,723
1,996,557
7,840,537

500,000
-57,669

15,933
15,531

15,330
15,187

17,150
16,824

BA
0

1,208,000
140,316

1,198,450
1,240,000

270,000
1,164,865

BA

68,567

70,717

1,599,085

Total Trust funds Federal Deposit Insurance Corporation.

BA
0

2,450,000
855,723

Federal Election Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

808 BA
0

Federal Emergency Management Agency
Federal funds
General and Special Funds:
Disaster relief
Salaries and expenses-.
(Defense-related activities).

Total (Defense-related activities).
(Disaster relief and insurance)

Appropriation, current

453

Outlays

0

054

(Outlays)

(Appropriation, current)

453

71,223

70,582

49,899
* 21,131
71,198

BA
0

(Appropriation, current)

68,567
71,223

70,717
70,582

71,030
71,198

BA

68,707

67,855

0

79,813

78,615

69,124
* 3,180
83,103

Total (Disaster relief and insurance).

BA
0

68,707
79,813

67,855
78,615

72,304
83,103

Total Salaries and expenses

BA
0

137,274
151,036

138,572
149,197

143,334
154,301

BA

256,219

240,161

(Outlays)

Emergency management planning and assistance:
(Defense-related activities)

(Appropriation, current)

054

0

(Disaster relief and insurance)

(Appropriation, current)

453

248,324

248,396

BA
0

(Outlays)
Total (Defense-related activities).

110,377
* 132,986
247,714

256,219
248,324

240,161
248,396

243,363
247,714

BA

26,184

33,482

0

65,498

72,433

10,575
* 23,104
76,180

Total (Disaster relief and insurance)

BA
0

26,184
65,498

33,482
72,433

33,679
76,180

Total Emergency management planning and assistance..

BA
0

282,403
313,822

273,643
320,829

277,042
323,894

2,563
2,358
130,092
136,474

3,905
3,798
124,991
124,991

13,136
13,599
(13,133)
-115,956

12,127
12,348
-160,349

88
50

71
50

(Outlays)

Office of the Inspector General
Emergency food and shelter program
Public Enterprise Funds:
National insurance development fund.

Appropriation, current
Outlays
Appropriation, current
Outlays

453

BA
0
605 BA
0

114,000
124,663

Authority to borrow, permanent, indefinite
Outlays

451 BA
0

15,465
13,725

Limitation on program level (obligations) (P.L. 99-177)..
National flood insurance fund
Outlays..

453 0

-212,134

Trust funds
Bequests and gifts..

See footnotes at end of table.




Appropriation, permanent, indefinite
Outlays

453 BA
0

66

f e d e r a l programs by agency and

A-261

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

Gift and bequests, fire administration

1989 actual

Outlays

1990 estimate

1991 estimate

451 0

Total Federal funds Federal Emergency Management
Agency.

0

Total Trust funds Federal Emergency Management
Agency.

0

BA

1,757,142
531,428

1,756,456
1,746,501

831,399
1,623,848

66

88
51

71
50

371 0
371 BA
0

-13,401
29,769,920
9,030,009

1,912

BA

29,769,920
9,016,608

BA

Federal Home Loan Bank Board
Federal funds
Public Enterprise Funds:
Federal Home Loan Bank Board revolving fund
Federal Savings and Loan Insurance Corporation fund

Outlays
Authority to borrow, permanent, indefinite
Outlays

Total Federal funds Federal Home Loan Bank Board.

0

1,912

Federal Housing Finance Board
Federal funds
Public Enterprise Funds:
Federal housing finance board..

Outlays

4,337

371 0

Federal Labor Relations Authority
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

805 BA
0

17,540
17,134

17,590
17,150

18,443
18,074

403 BA
0

13,585
13,609

15,452
15,442

15,894
15,884

25,813
24,929

26,554
26,222

26,312
26,086

4,030
3,800

4,030
3,719

4,292
3,954

15,742
15,979

18,455
18,455

20,623
20,623

15,742
15,979

18,455
18,455

20,623
20,623

Federal Maritime Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Federal Mediation and Conciliation Service
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

505 BA
0

Federal Mine Safety and Health Review Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

554 BA
0

Federal Retirement Thrift Investment Board
Federal funds
General and Special Funds:
Program expenses

Appropriation, permanent, indefiniteOutlays

803 BA
0

Summary
Federal funds:
(As shown in detail above)..

See footnotes
 at end of table.


BA
0

A-262

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1990 estimate

Deductions for offsetting receipts:
Proprietary receipts from the public

... 803

Total Federal Retirement Thrift Investment Board

BA/0
BA
0

66,243

-20,623

15,742
15,979

376 BA

1991 estimate

-18,455

1989 actual

Federal Trade Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

Outlays

53,876
J
1,547
* 56,990
57,856
'1,516

0

55,362

BA
0

Total Salaries and expenses

65,051
66,243
65,051

53,876
55,362

58,537
59,372

28
24

28
28

28
28

4,001
2,851

5,204
3,024

4,526
3,102

4,347
4,347

Franklin Delano Roosevelt Memorial Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

808 BA
0

Harry S Truman Scholarship Foundation
Trust funds
Harry S Truman memorial scholarship trust fund

Appropriation, permanent, indefinite
Outlays

502 BA
0

Institute of American Indian and Alaska Native Culture and Arts Development
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

502 BA
0

3,094
3,094

4,305
4,305

BA

22,270

22,675

0

22,009

21,974

* 24,000
23,028

BA
0

22,270
22,009

22,675
21,974

24,000
23,028

BA
0

1
1

1
1

1
1

054 BA
0

23,645
23,505

28,032
26,307

28,900
28,110

Institute of Museum Services
Federal funds
General and Special Funds:

Outlays..
Total Institute of Museum Services.

Trust funds
Outlays-

Intelligence Community Staff
Federal funds
General and Special Funds:
Intelligence community staff

See footnotes at end of table.




Appropriation, current
Outlays

f e d e r a l programs by agency and

A-263

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Interagency Council on the Homeless
Federal funds
General and Special Funds:
Interagency Council on the Homeless

.. Appropriation, current
Outlays

604 BA
0

1,100
718

1,083
1,900

1,214
1,376

804 BA
0

200
968

785
960

927
919

153 BA

35,958

38,477

0

36,127

38,254

* 42,430
42,080

BA
0

35,958
36,127

38,477
38,254

42,430
42,080

401 BA

43,115

44,205

International Cultural and Trade Center Commission
Federal funds
General and Special Funds:
Salaries and expenses

.. Appropriation, current
Outlays

International Trade Commission
Federal funds
General and Special Funds:
Salaries and expenses

.. Appropriation, current
Outlays

Total Salaries and expenses

Interstate Commerce Commission
Federal funds
General and Special Funds:
Salaries and expenses

.. Appropriation, current

J

0

43,953

43,693

BA
0

43,115
43,953

44,205
43,693

(475)

Outlays

(475)

43,115
43,953

44,205
43,693

379
379

296
296

J

Total Salaries and expenses

43,777
-28,413
43,359
—29,531
15,364
13,828

401

Payments for directed rail service
Limitation on program level (obligations)
Total Federal funds Interstate Commerce Commission

BA
0

15,364
13,828

Interstate Commission on the Potomac River Basin
Federal funds
General and Special Funds:
Contribution to Interstate Commission on the Potomac River
Basin.

Appropriation, current
Outlays

304 BA
0

James Madison Memorial Fellowship Foundation
General and Special Funds:
James Madison Memorial Fellowship Foundation

Appropriation, permanent, indefinite
Outlays

502 BA
0

10,000
10,000

502 BA

10,673
5

Trust funds
James Madison Memorial Fellowship Trust Fund

See footnotes
 at end of table.


Appropriation, permanent, indefinite
Outlays..

0

3,849
646

11,931
1,200

A-264

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

Japan-United States Friendship Commission
Trust funds
Japan-United States friendship trust fund

154 BA
BA
0

1,415
477
3,004

1,350

1,250

2,995

2,953

BA
0

1,892
3,004

1,350
2,995

1,250
2,953

752 BA
0

308,555
307,148

316,525
306,346

316,525
316,525

302 BA
0

953
879

960
1,062

1,003
993

300
240

300
300

20,488
20,736
(1,400)

20,929
20,900
(1,450)

22,564
22,464
(1,500)

6

38

804 BA
BA
0

121,900
301,702
127,650

124,840

128,000

199,984

231,718

BA
0

Appropriation, current
Appropriation, permanent, indefinite
Outlays

423,602
127,650

124,840
199,984

128,000
231,718

804 BA
0
. 804 0

231
107
-1,386

421
336
-1,196

646
1,203
-1,168

Total Japan-United States friendship trust fund

Legal Services Corporation
Federal funds
General and Special Funds:
Payment to the Legal Services Corporation

Appropriation, current
Outlays

Marine Mammal Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Martin Luther King, Jr. Federal Holiday Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

808 BA
0

Merit Systems Protection Board
Federal funds
General and Special Funds:
Salaries and expenses

805 BA
0

Appropriation, current
Outlays

Reimbursements from Civil Service retirement and disability fund.

National Afro-American History and Culture Commission
Federal funds
General and Special Funds:
National Center for the Study of Afro-American History and Outlays
Culture.

503

0

National Archives and Records Administration
Federal funds
General and Special Funds:
Operating expenses

Appropriation, current
Authority to borrow, current, indefinite
Outlays

Total Operating expenses

Trust funds
National archives gift fund
National archives trust fund

See footnotes
 at end of table.


Outlays
Outlays

A-265

FEDERAL PROGRAMS BY AGENCY A N D ACCOUNT

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts:
Proprietary receipts from the public

124,840
199,984

128,000
231,718

BA
0

Trust funds:
(As shown in detail above)

423,602
127,650
231
-1,279

421
-860

646
35

-149

-162

Total Trust funds

BA
0

231
-1,279

272
-1,009

-111

Total National Archives and Records Administration

BA
0

423,833
126,371

125,112
198,975

128,484
231,591

451 BA
0

2,962
2,899

3,090
3,294

3,258
3,245

750
964
3,225
2,363

777

908

BA/O

484

National Capital Planning Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

National Commission on Agricultural Finance
Federal funds
General and Special Funds:
National Commission on Agricultural Finance

Outlays

352

0

21

National Commission on Libraries and Information Science
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays
White House conference on library and information services... Appropriation, current
Outlays

503 BA
0
503 BA
0

741
796
1,750
43

503 BA
0

27
33

5

Total Federal funds National Commission on Libraries
and Information Science.

BA
0

2,491
839

3,975
3,327

Total Trust funds National Commission on Libraries
and Information Science.

BA
0

27
33

5

501 BA
0

1,976
15

581

747

546

* 662
906

546

662
906

111

2,086

Trust funds
Contributions

Appropriation, permanent
Outlays

777
2,858

National Commission on Migrant Education
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

National Commission on Responsibilities for Financing Postsecondary Education
Federal funds
General and Special Funds:
National Commission on Responsibilities for Financing Post- Appropriation, current
secondary Education.
Outlays
Total National Commission on Responsibilities for
Financing Postsecondary Education.

 at end of table.
See footnotes


502 BA

790

0
BA
0

790

A-266

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
1989 actual

Account

1990 estimate

1991 estimate

National Commission to Prevent Infant Mortality
Federal funds
General and Special Funds:
National Commission to Prevent Infant Mortality

808 BA
BA
0

494
157
672

400

BA

651
672

400
510

506 BA

1,160
1,011

1,540
1,546

506 BA

12
9

3

-3,355
-42,782
-6,738
(812)
(600,000)

-500
-86,006
-1,000
(864)
(600,000)

-281

-10

-53,156

-87,516

700
238

31

169,090

171,255

162,235

Appropriation, current
Reappropriation
Outlays

167,539

* 175,000
172,576

169,090
162,235

171,255
167,539

175,000
172,576

Total National Commission to Prevent Infant Mortality..

0

510

National Council on Disability
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

1,200
1,264

Trust funds
Gifts and donations

Appropriation, permanent, indefinite
Outlays..

National Credit Union Administration
Federal funds
Public Enterprise Funds:
Operating fund
Credit union share insurance fund
Central liquidity facility
Limitation on administrative expenses
Limitation on direct loan obligations
Community development credit union revolving loan fund

Outlays
Outlays
Outlays

371
371
371

Appropriation, current
Outlays

452 BA
0

Total Federal funds National Credit Union Administration.

0
0
0

BA
0

-500
-120,000
-1,000
(893)
(600,000)
-6,605
-6,605
-121,500

National Economic Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

802 BA
0

National Endowment for the Arts
Federal funds
General and Special Funds:
National endowment for the arts: Grants and administration... Appropriation, current

503 BA

Outlays..
Total National endowment for the arts..

BA
0

Arts and artifacts indemnity fund

Outlays

503

0

5

Trust funds
Gifts and donations (arts)
Total Federal funds National Endowment for the Arts
Total Trust funds National Endowment for the Arts

 at end of table.
See footnotes


Appropriation, permanent, indefinite
Outlays

503 BA
0

71
72

30
30

30
33

BA

169,090
162,240

171,255
167,539

175,000
172,576

71
72

30
30

30
33

O

BA
0

A-267

f e d e r a l programs by agency and account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

National Endowment for the Humanities
Federal funds
General and Special Funds:
National endowment for the humanities: Grants and admin- Appropriation, current
istration.
Outlays

503 BA

153,000

156,910

0

146,264

159,340

165,000
159,734

BA
0

153,000
146,264

156,910
159,340

165,000
159,734

BA

562
284

600
542

100
600

K

Total National endowment for the humanities

Trust funds
Gifts and donations (humanities)..

Appropriation, permanent, indefinite
Outlays

503

0

National Institute of Building Sciences
Federal funds
General and Special Funds:
Payment to the National Institute of Building Sciences

Appropriation, current
Outlays

376

BA

492
492

0

Trust funds
National Institute of Building Sciences trust fund..

Appropriation, permanent, indefinite
Outlays

376

BA
0

374
500

National Labor Relations Board
Federal funds
General and Special Funds:
Salaries and expenses

505

Appropriation, current..
Outlays

BA

136,983
136,448

140,111
138,690

151,103
151,646

6,472
5,779

6,384
5,652

6,675
5,821

251 BA
BA
0

1,620,500

1,954,000

1,497,654

1,667,911
37,500
1,641,790

BA
0

1,620,500
1,497,654

1,705,411
1,641,790

1,954,000
1,837,001

0

National Mediation Board
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays

505

BA
0

National Science Foundation
Federal funds
General and Special Funds:
Research and related activities

. Appropriation, current
Appropriation, permanent
Outlays

Total Research and related activities
Academic research facilities

. Appropriation,
Outlays
Office of the Inspector General
. Appropriation,
Outlays
U.S. Antarctic program activities
. Appropriation,
Outlays
U.S. Antarctic logistical support activities
. Appropriation,
Outlays
Scientific activities overseas (special foreign currency pro- Outlays
gram).
Science and engineering education activities
. Appropriation,
Outlays

See footnotes at end of table.




current
current
current
current

current

251 BA
0
251 BA
0
251 BA
0
251 BA
0
251 0
251 BA
0

54

19,690
1,969
2,560
2,432
71,953
116,736
79,729
39,466
400

171,000
130,187

204,265
156,462

131,000
110,141

1,837,001

5,907
3,000
2,978
175,000
128,377
36,277
400
251,000
202,460

A-268

t h e

b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Trust funds
251 BA
0

15,709
13,486

20,000
20,695

20,800
20,360

Total Federal funds National Science Foundation

BA
0

1,922,500
1,738,036

2,083,608
1,959,255

2,383,000
2,213,400

Total Trust funds National Science Foundation

BA
0

15,709
13,486

20,000
20,695

20,800
20,360

BA
0

25,360
24,478

27,232
27,130

30,940
30,606

451 BA
0

19,494
19,494

26,554
26,554

24,500
24,500

BA
0
276 BA
0

420,000
387,644

435,911
480,400
2,859
2,169

471,320
468,245
3,680
3,410

BA
0

420,000
387,644

438,770
482,569

475,000
471,655

Donations

Appropriation, permanent, indefinite
Outlays

National Transportation Safety Board
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

407

Neighborhood Reinvestment Corporation
Federal funds
General and Special Funds:
Payment to the Neighborhood Reinvestment Corporation

Appropriation, current
Outlays

Nuclear Regulatory Commission
Federal funds
General and Special Funds:
Salaries and expenses
Office of the Inspector General

Appropriation, current
Outlays
Appropriation, current
Outlays

276

Summary
Federal funds:
(As shown in detail above)
Deductions for offsetting receipts:
Proprietary receipts from the public

276

Total Nuclear Regulatory Commission

BA/O

-198,460

-196,160

J

-155,536
-296,134

BA
0

221,540
189,184

242,610
286,409

23,330
19,985

271 BA
0

3,000
305

1,972
2,082

2,707

5,845
5,742

5,970
5,602

6,401
5,980

3,369
3 ! 302

3,500
3,430

Nuclear Waste Technical Review Board
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Occupational Safety and Health Review Commission
Federal funds
General and Special Funds:
Salaries and expenses

554 BA
0

Appropriation, current

Office of Government Ethics
Federal funds
General and Special Funds:
Salaries and "expenses

See footnotes
 at end of table.


Appropriation, current
Outlays

805

BA
0

f e d e r a l programs by agency and

A-269

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Office of Navajo and Hopi Indian Relocation
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

808 BA
0

36,502
29,164

36,422
33,873

31,449
34,632

808 BA
0

5,000
5,096

5,107
5,076

6,608
6,551

1,972
927

1,666

Office of Special Counsel
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

Office of the Nuclear Waste Negotiator
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current
Outlays

271 BA
0

Panama Canal Commission
Federal funds
Public Enterprise Funds:
Panama Canal revolving fund..

Authority to borrow, permanent, indefinite
Outlays

403 BA
0

22,461
45,369
(50,287)
(436,548)

4,078
-4,197
(49,692)
(450,649)

6,164
7,813
(48,941)

2,334

2,375

0

2,346

2,145

2,400
*65
2,350

BA
0

2,334
2,346

2,375
2,145

2,465
2,350

BA
0

3,175
4,361

3,150
6,362

4,705
5,200

451 BA
0

19,140

100
19,256

5,000
5,000

Limitation on administrative expenses
Limitation on program level (obligations)..

Pennsylvania Avenue Development Corporation
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

451 BA

Outlays
Total Salaries and expenses..
Public development
Outlays
Public Enterprise Funds:
Land acquisition and development fund..

Authority to borrow, current, indefinite
Outlays

Trust funds
Gifts and donations..

BA
451 BA
0

1

Total Federal funds Pennsylvania Avenue Development
Corporation.

BA
0

5,509
25,847

5,625
27,763

Total Trust funds Pennsylvania Avenue Development
Corporation.

BA
0

436,417

453,425

Appropriation, permanent, indefinite
Outlays

8
12,170
12,550

Postal Service—Payments to the Postal Service
General and Special Funds:
Payment to the Postal Service fund.

BA

J

Outlays..
Total Payment to the Postal Service fund..

See footnotes
 at end of table.


0

436,417

453,425

BA
0

436,417
436,417

453,425
453,425

484,592
-112,000
484,592
112,000
372,592
372,592

A-270

t h e

b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—-Con.
(In thousands of dollars)
1989 actual

Account

Payment to the Postal Service fund for nonfunded liabilities... Appropriation, current
Outlays

372

Total Federal funds Postal Service—Payments to the
Postal Service.

BA
O

1990 estimate

1991 estimate

36,425
36,425

38,142
38,142

BA
0

436,417
436,417

489,850
489,850

410,734
410,734

BA
BA
0

1,609,572
-309,619

4,087,227
2,388,032

'791,000
2,164,139
929,854
'791,000

4,087,227
2,388,032

2,955,139
1,720,854

Postal Service
Federal funds
Public Enterprise Funds:
Postal Service

Authority to borrow, current, indefinite
Authority to borrow, permanent, indefinite
Outlays

372

Capital limitation

(1,995,000)

Total Postal Service

BA
0

1,609,572
-309,619

President's Commission on Catastrophic Nuclear Accidents
Federal funds
General and Special Funds:
Presidential Commission on Catastrophic Nuclear Accidents.... Appropriation, current
Outlays

BA
0

100

601 BA

350,740

340,000

BA
0

345,930

157
340,006

BA
0

350,740
345,930

340,157
340,006

601 BA

-22,870

BA
0

2,648,581
2,621,968

2,703,743
2,706,843

BA
0

2,625,711
2,621,968

2,703,743
2,706,843

453

85

Railroad Retirement Board
Federal funds
General and Special Funds:
Federal windfall subsidy

Appropriation, current
Appropriation, permanent
Outlays

Total Federal windfall subsidy
Federal payments to the railroad retirement accounts

Appropriation, current
Appropriation, permanent, indefinite
Outlays

Total Federal payments to the railroad retirement
accounts.
Milwaukee railroad restructuring, administration

Outlays

603 0

321,000
' -80,250
1
321,001
'-80,250
240,751
240,751
100
' -58,300
2,730,699
2,730,799
'-58,300
2,672,499
2,672,499

-2

Trust funds
Rail Industry Pension Fund

, Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

601 BA
BA
0

3,157,620
2,551,487

3,275,890
2,578,576

(59,626)
(3,213)

(63,035)
(3,903)

'-1,606
3,177,737
2,686,878
'42,850
(72,200)
(7,698)

BA
O

3,157,620
2,551,487

3,275,890
2,578,576

3,176,131
2,729,728

601 BA
0
601 BA
BA
O

114,150
111,849

113,752
110,501

6,879,302
6,742,173

7,117,101
7,050,002

111,118
108,098
'-60,400
7,420,335
7,271,624

BA
O

6,879,302
6,742,173

7,117,101
7,050,002

7,359,935
7,271,624

Limitation on administration
Limitation on the Office of Inspector General
Total Rail Industry Pension Fund
Supplemental Annuity Pension Fund
Railroad social security equivalent benefit account

Total Railroad social security equivalent benefit account.

See footnotes
 at end of table.


. Appropriation, permanent, indefinite
Outlays
. Appropriation, current, indefinite
Appropriation, permanent, indefinite
Outlays

f e d e r a l programs by agency and

A-271

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Summary
Federal funds:
(As shown in detail above)..

BA
0

Deductions for offsetting receipts:
Intrafund transactions
Intrafund transactions from off-budget accounts..

3,043,900
3,046,849

2,913,250
2,913,250

BA
0

Trust funds:
(As shown in detail above)..

2,976,451
2,967,896
10,151,072
9,405,509

10,506,743
9,739,079

10,647,184
10,109,450

-2,933,539

-116,000
-3,049,200

-3,180,000

7,217,533
6,471,970

7,341,543
6,573,879

7,467,184
6,929,450

-5,011,200

-5,206,243

-5,301,190
J
58,306

5,182,784
4.428,666

5,179,200
4,414,485

5,137,550
4,599,816

BA/O
BA/O
BA
0

Total Trust funds

BA/O

Interfund transactions

BA
0

Total Railroad Retirement Board

Resolution Trust Corporation
Federal funds
General and Special Funds:
Office of the inspector general.

Appropriation, current..
Outlays

BA
0

Outlays..

BA
0

18,800,000
9,108,164

2,334,472

7,336,618

BA
0

18,800,000
9,108,164

2,334,472

10,785
7,347,118

376 BA

142,640

166,633

Public Enterprise Funds:
RTC revolving fund
Total Federal funds Resolution Trust Corporation..

10,785
10,500

Securities and Exchange Commission
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current

192,385
—720
187,305
'-678
J

Outlays

0

162,233

BA
0

142,640
139,724

166,633
162,233

191,665
186,627

BA
0

Total Salaries and expenses..

139,724

142,640
139,724

166,633
162,233

191,665
186,627

Summary
Federal funds:
(As shown in detail above)..
Deductions for offsetting receipts.Proprietary receipts from the public..

-22,916

BA/O

Total Securities and Exchange Commission..

BA
0

142,640
139,724

143,717
139,317

191,665
186,627

BA
0

26,313
22,564

25,905
25,978

26,635
26,504

BA
0

211,240
214,451

225,480
235,051

256,174
248,192

Selective Service System
Federal funds
General and Special Funds:
Salaries and expenses
Outlays-

Smithsonian Institution
Federal funds
General and Special Funds:
Salaries and expenses

See footnotes
 at end of table.


Outlays..

A-272

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

Museum programs and related research (special foreign Outlays
currency program).
Construction and improvements, National Zoological Park.
Appropriation,
Outlays
Repair and restoration of buildings
Appropriation,
Outlays
Construction
Appropriation,
Outlays
Salaries and expenses, National Gallery of Art....
Appropriation,
OutlaysRepair, restoration, and renovation of buildingsAppropriation,
OutlaysSalaries and expenses, Woodrow Wilson International Center Appropriation,
for Scholars.
OutlaysPayment to the endowment challenge fund
Appropriation,

503
current

0

current

503 BA
0
503 BA
0
503 BA
0
503 BA

current

503 BA

current

503 BA
0
503 BA

current
current

current, indefinite

Outlays

0

1990 estimate

1991 estimate

870

1,500

1,500

5,305
6,020
20,735
17,682
8,655
3,585
37,981
38,464
750
2,277
4,240
4,360
300
18

6,424
3,935
26,469
16,482
8,320
5,363
40,161
40,767
1,795
2,198
4,639
4,639

6,671
6,616
28,656
29,267
16,189
12,255
46,098
45,242
2,805
2,868
5,074
4,909

150

86

270
266
(266)
150
148
(148)

270
270

Trust funds
Endowment challenge fund..

Appropriation, permanent, indefinite
Outlays

503 BA
0

160
160

Limitation on program level (obligations) (P.L. 99—177)..
Canal Zone biological area fund
Appropriation, permanent, indefinite
Outlays
Limitation on program level (obligations) (P.L. 99-177)..

503 BA
0

89
248

BA
0

289,206
287,727

313,288
310,085

361,667
350,935

BA
0

249
408

420
414

420
420

-150
-4

-86
-4

289,455
288,135

313,554
310,345

361,997
351,265

10,980
8,738

11,861
12,456

12,403

301 BA
0
301 BA
0

192
160
262
262

197
199
272
272

211
210
290
290

BA
0

454
422

469
471

501
500

271 BA
0

350,335
253,985

357,673
106,269

432,672
151,335

150
150

Summary
Federal funds:
(As shown in detail above)..
Trust funds:
(As shown in detail above)..
Interfund transactions

503
803

BA/O
BA/O

Total Smithsonian Institution..

State Justice Institute
Federal funds
General and Special Funds:
State Justice Institute: Salaries and expenses.

Appropriation, current
Outlays

752

Susquehanna River Basin Commission
Federal funds
General and Special Funds:
Salaries and expenses
Contribution to Susquehanna River Basin Commission

Appropriation, current
Outlays
Appropriation, current
Outlays

Total Federal funds Susquehanna River Basin Commission.

Tennessee Valley Authority
Federal funds
Public Enterprise Funds:
Tennessee Valley Authority fund:
(Energy supply)

See footnotes at end of table.




(Authority to borrow, permanent, indefinite)
(Outlays)

f e d e r a l programs by agency and

account

A-273

Other Independent Agencies—Con.
(In thousands of dollars)
Account

(Area and regional development)

1989 actual

(Appropriation, current)
(Outlays)

452

1990 estimate

1991 estimate

BA
0

103,000
94,432

119,306
110,000

91,302
95,000

Total Tennessee Valley Authority fund

BA
0

453,335
348,417

476,979
216,269

523,974
246,335

Total Federal funds Tennessee Valley Authority

BA
0

453,335
348,417

476,979
216,269

523,974
246,335

Appropriation, current

BA

2,244

2,297

Outlays

0

2,414

2,210

* 3,304
3,094

BA
0

2,244
2,414

2,297
2,210

3,304
3,094

BA
0

121
120

75
75

75
75

BA

620,147

634,909

0

646,216

632,104

* 643,529
641,596

BA
0

620,147
646,216

634,909
632,104

643,529
641,596

United States Holocaust Memorial Council
Federal funds
General and Special Funds:
Holocaust Memorial Council..

Total Holocaust Memorial Council..

Trust funds
Gifts and donations

Appropriation, permanent, indefinite
Outlays

United States Information Agency
Federal funds
General and Special Funds:
Salaries and expenses

Appropriation, current..
Outlays-

Total Salaries and expenses..
Office of the Inspector General

Appropriation, current..

Total Office of the Inspector General
Outlays
Appropriation, current

Appropriation, current
Outlays

Total National Endowment for Democracy
Appropriation, current.,
Outlays
Total Radio broadcasting to Cuba..
East West Center

Appropriation, current..
Outlays

Total East West Center..

See footnotes
 at end of table.


0

2,899

* 4,123
4,023

3,624
2,899

4,123
4,023

154 0
154
BA

17
150,040

486
158,124

143,194

154,163

* 154,330
155,866

150,040
143,194

158,124
154,163

154,330
155,866

15,800

16,771

0

16,418

16,256

* 25,000
20,639

15,800
16,418

16,771
16,256

25,000
20,639

154 BA

11,175

12,537

0

11,340

12,269

* 15,069
14,485

BA
0

Total Educational and cultural exchange programs-

Radio broadcasting to Cuba

3,624

BA
0

Outlays..

National Endowment for Democracy

154 BA

BA
0

Outlays

Salaries and expenses (special foreign currency program)
Educational and cultural exchange programs

154

11,175
11,340

12,537
12,269

15,069
14,485

154 BA

20,000

20,430

0

20,714

20,430

* 20,000
20,000

BA
0

20,000
20,714

20,430
20,430

20,000
20,000

0
BA
0
154 BA

A-274

t h e b u d g e t f o r f i s c a l y e a r 1991

Other Independent Agencies—Con.
(In thousands of dollars)
Account

Radio construction..

1989 actual

Appropriation, current

154 BA

1990 estimate

1991 estimate

65,000

84,057

50,037

76,522

124,657
131,648

BA
0

65,000
50,037

84,057
76,522

124,657
131,648

154 BA
0

435
606

4,579
3,750

4,762
4,726

BA
0

882,162
887,936

930,452
915,129

986,708
988,257

BA
0

435
606

4,579
3,750

4,762
4,726

-165

-172

K

Outlays
Total Radio construction..

Trust funds
Miscellaneous trust funds..

Appropriation, permanent, indefinite
Outlays

Summary
Federal funds:
(As shown in detail above)..
Trust funds:
(As shown in detail above)..
Deductions for offsetting receipts:
Proprietary receipts from the public..

BA/O

-106

Total Trust funds

BA
0

329
500

4,414
3,585

4,590
4,554

Total United States Information Agency-

BA
0

882,491
888,436

934,866
918,714

991,298
992,811

BA
0

6,916
7,232

7,550
8,029

7,270
7,270

9,300

United States Institute of Peace
Federal funds
General and Special Funds:
\ expenses
Outlays-

Trust funds
Gifts and contributions.

153 0

Outlays..

10

United States Sentencing Commission
Federal funds
General and Special Funds:
Salaries and expenses

BA
0

Total Salaries and expenses-

6,120

6,445
A
700
6,816
A 577

BA
0

Outlays-

5,183

5,183
6,120

7,145
7,393

9,300
9,232

51,664
51,664

51,664
56,664

51,664
56,664

9,109
A 123

Washington Metropolitan Area Transit Authority
Federal funds
General and Special Funds:
Interest payments

Appropriation, current
Outlays

401 BA
0

Water Resources Council
Federal funds
General and Special Funds:
Water resources planning....

Outlays-

31

301 0

Summary
Federal funds:
(As shown in detail above)..

See footnotes
 at end of table.


BA
0

61,478,533
30,717,718

15,352,484
23,143,954

13,136,941
20,611,636

federal programs by agency and

A-275

account

Other Independent Agencies—Con.
(In thousands of dollars)
Account

1989 actual

Deductions for offsetting receipts.Proprietary receipts from the public

1990 estimate

BA/O

-198,460

-196,160

376 BA/O
803 BA/O
806 BA/O

-50,838

276

1991 estimate

-155,536

J-296,134

-25,000
-20,623
-34,973

Deductions for offsetting receipts:
Intrafund transactions
Intrafund transactions from off-budget accounts
Proprietary receipts from the public

603
601
154
452
908

61,195,660
30,434,845

15,056,770
22,848,240

12,604,675
20,079,370

BA
0

Trust funds:
(As shown in detail above)

-33,575

BA
0

Total Federal funds

-47,916
-18,455
-33,183

12,645,164
10,287,051

10,553,400
9,777,523

10,702,730
10,150,920

BA/O
BA/O
BA/O
BA/O
BA/O
BA
0

Total Trust funds

452 BA/O
503 BA/O
601 BA/O

Interfund transactions

803
Total Other Independent Agencies.

-2,933,539
-106
-2,050

-3,180,000
-172
-2,282
-162

9,709,469
7,351,356

7,385,678
6,609,801

7,520,114
6,968,304

-2,050

-2,208
-150
-5,206,243

-2,282
-86
-5,301,190
' 58,306
-4

-5,011,200

BA/O
BA
0

-116,000
-3,049,200
-165
-2,208
-149

-4
65,891,879
32,772,951

17,233,843
24,249,436

14,879,533
21,802,418

Allowances
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Allowances for:
Federal funds
General and Special Funds:
Federal employee health benefits reform
Reduction in postal rates for government mail
Contingencies for:
Relatively uncontrollable programs
Other requirements

Appropriation, current
Outlays
Appropriation, current
Outlays

BA
0
BA
0

' —850,000
'—850,000
'-220,000
'-220,000

Appropriation, current
Outlays
Appropriation, current
Outlays

BA
0
BA
0

0
0
0
0

BA
0

-1,070,000
-1,070,000

BA
0

-1,070,000
-1,070,000

Total Federal funds Allowances for:

Summary
Federal funds:
Total Allowances

See footnotes
 at end of table.


A-276

t h e b u d g e t f o r f i s c a l y e a r 1991

Totals
(In thousands of dollars)
Account

1989 actual

1990 estimate

1991 estimate

Budget Totals
Federal funds:
(As shown in detail above)

BA
0

Deductions for offsetting receipts:
(As shown in detail above):
Intrafund transactions
Interfund transactions from off-budget accounts

967,863,802
926,400,919

990,628,768
981,903,723

963,700,078
950,430,453

-17,247,614
-876,000
J657,000
-11,242,331
J-2,325,424

BA/O
BA/O

-18,254,050
-1,084,747

-17,509,952
-914,000

BA/O

-14,578,463

-12,145,377

908 BA/O
953 BA/O
954 BA/O
959 BA/O

-1,448
-2,929,212

-2,615,000

Total deductions

BA/O

-36,847,920

Federal fund totals

BA
0

931,015,882
889,552,999

930,515,749
917,246,124

952,058,399
943,333,354

BA
0

274,602,310
203,158,940

285,924,024
222,545,632

302,948,110
230,066,668

Proprietary receipts from the public
(Undistributed by agency):
Proprietary receipts from the public:
Other interest
Rents and royalties on the Outer Continental Shelf
Sale of major assets
Other undistributed offsetting receipts

Trust funds:
(As shown in detail above)
Deductions for offsetting receipts:
(As shown in detail above):
Intrafund transactions
Intrafund transactions from off-budget accounts
Proprietary receipts from the public

-2,999,000
-1,285,000
J-3,252,000
'

-33,184,329

-38,570,369

BA/O
BA/O
BA/O

-1,124
-2,933,539
-21,392,884

-117,147
-3,049,200
-22,020,010

-1,147
-3,180,000
-21,908,775
J 500

951 BA/O
BA/O

-3,784,198

-4,122,655

-4,502,829
J-646,572

Total deductions

BA/O

-28,111,745

-29,309,012

-30,238,823

Trust fund totals

BA
0

(Undistributed by agency):
Off-budget under current law; proposed
Employer share, employee retirement (on-budget)

246,490,565
175,047,195

256,615,012
193,236,620

272,709,287
199,827,845

BA/O

-40,547,000

-45,233,210

951 BA/O
BA/O

-25,640,760
-66,680,908

-24,143,023
-69,654,422

-48,907,971
'—259,013
-24,929,668
-71,690,883

Total interfund transactions

BA/O

-132,868,668

-139,030,655

-145,787,535

Budget totalsA

BA
0

1,044,637,779
931,731,526

1,048,100,106
971,452,089

1,078,980,151
997,373,664

Interfund transactions ( — ) :
Interest received by on-budget trust funds
Employer share, employee retirement (on-budget)
Applied by agency above

See footnotes
 at end of table.


902

f e d e r a l programs by agency and

account

A-277
Off-Budget Totals
(In thousands of dollars)

Account

1989 actual

Federal funds:
(As shown in detail above)

1990 estimate

1991 estimate

BA
0

Deductions for offsetting receipts:
(As shown in detail above):
Proprietary receipts from the public

4,087,227
2,388,032

2,955,139
1,720,854

BA
0

Trust funds:
(As shown in detail above)

1,609,572
-309,619
286,071,956
233,627,288

311,414,009
249,376,122

345,334,390
265,029,995

286,071,738
233,627,070

311,414,009
249,376,122

345,334,390
265,029,995

BA/O

-218

Total deductions

BA/O

-218

Trust fund totals

BA
0

Interfund transactions ( - ) :
Interest received by off-budget trust funds

903

BA/O

-11,394,694

-15,610,000

952

BA/O
BA/O

-4,857,508
-6,154,027

-5,581,041
-4,788,968

-20,470,000
' 580,000
-5,962,432
-4,940,958

Total interfund transactions

BA/O

-22,406,229

-25,980,009

-30,793,390

Off-Budget totalsA

BA
0

265,275,081
210,911,222

289,521,227
225,784,145

317,496,139
235,957,459

Federal Government totalsA

BA
0

1,309,912,860
1,142,642,748

1,337,621,333
1,197,236,234

1,396,476,290
1,233,331,123

Employer share, employee retirement (off-budget)
Applied by agency above

See footnotes
 at end of table.


A-278

t h e b u d g e t f o r f i s c a l y e a r 1991

Federal Government Totals
(In thousands of dollars)
1990
BA

1991
Outlays

BA

Outlays

AFederal Government budget totals are distributed as follows:
Federal funds:
Enacted, pending and initial requests:
Appropriations
Legislative action required ( L )
Proposed in this budget:
Supplemental requests:
Programs:
Under existing legislation ( M )
Pay:
Civilian pay raises ( D )
To be proposed separately:
Under proposed legislation ( J )
Allowances
Deductions for offsetting receipts
Under proposed legislation ( J )
Total Federal funds
Trust funds:
Enacted, pending and initial requests:
Appropriations
Legislative action required ( L )
To be proposed separately:
Under proposed legislation ( J )
Deductions for offsetting receipts
Under proposed legislation ( J )
Total Trust funds

967,781,937

952,751,524

23,450

32,791

109

5,316

33,596

4,690

-23,398

574

-33,184,329

-33,184,329

934,602,976

1,000,869,889
-2,491,344

990,757,954
-600,944

-3,724,638
-1,070,000
-32,364,945
-6,205,424

-5,467,232
-1,070,000
-32,364,945
-6,205,424

919,634,156

955,013,538

945,054,208

597,338,033

471,921,754

644,877,882

503,846,866
-97,867

-29,309,012

-29,309,012

3,404,618
-29,592,751
-646,072

-8,652,336
-29,592,751
-646,072

568,029,021

442,612,742

618,043,677

464,857,840

Interfund transactions ( - )

-165,010,664

-165,010,664

-176,580,925

-176,580,925

Federal Government totals

1,337,621,333

1,197,236,234

1,396,476,290

1,233,331,123

Supplemental under existing legislation.
Supplemental for civilian pay raises.
transfer to other accounts for pay raises ( - ) .
G Proposed transfer from other accounts for pay raises.
'Proposed for later transmittal under proposed legislation.
K Additional authorizing legislation required.
L Legislative action required.

A

D

FProposed

 at end of table.
See footnotes


HISTORICAL TABLES
This section of the budget provides a set of tables However, in other cases it would require several (or
showing Federal financial transactions over a much many) pages to show the entire array of years. In such
more extended time period than is common elsewhere cases the most common approach is to cover the most
in the budget. The tables are sequenced to link to those recently completed year (1989), all of the estimate years
that were published in Historical Tables, Budget of the (normally 1990-1995), and as many past years as can be
United States Government, Fiscal Year 1990. In all casesfitted on the same page. Data for earlier years can be
except one the tables appear in the same sequence as obtained from last year's book. Exceptions have been
the comparable tables in last year's document. In one made for those tables likely to be most commonly used.
case the sequence has been altered slightly in order to In such cases this budget provides data covering a
economize on space. For ease in cross-referencing to the longer time period, even though generally shorter than
tables in last year's document, the table numbers in published last year. Thus, for example, tables 6.1 and
this part are the same as those used last year.
6.2 cover the years 1971 through 1995. Users wanting
Updated versions of all of the tables published in last data for years before 1971 must refer to last year's
year's historical tables book appear in this part with volume. Because this budget emphasizes Federal investthe exception of the following:
ment, the tables from Section 9 (Federal Government
• Tables 4.2 (Percentage Distribution of Outlays by Outlays for Major Physical Capital Investment) and
Agency) and 5.3 (Percentage Distribution of Section 10 (Federal Government Outlays for the ConBudget Authority by Agency) have been dropped. duct of Research and Development) include all of the
Should any user need the data, they can be com- historical years in last year's book.
puted from the data in tables 4.1 and 5.2 respecTable 13.1 provides detailed data on social security
tively.
• Table 8.1 (Controllability of Budget Outlays) has and medicare. In 1989 two new medicare funds—the
been dropped. The controllability classification Federal hospital insurance catastrophic coverage rewas developed decades ago to provide information serve fund and the Federal supplementary medical inabout the degree to which spending levels are de- surance trust fund—began to collect receipts, and the
termined by automatic formula or by prior con- supplementary medical catastrophic fund began to
tractual obligations in contrast to those that are make outlays. Late in calendar year 1989 the Congress
controllable through current action. In recent enacted legislation abolishing these two funds and a
years the concept of mandatory and related pro- third fund—the Federal catastrophic drug insurance
grams has come into common use. This concept fund—that had not yet begun to function. The legislaincorporates the same substance as the controlla- tion (a) transferred the fund balances into the SMI and
bility classification, but in a form more closely HI funds, respectively, and (b) mandated refunds of relinked to the Congressional budget process. Hence, ceipts. The presentation in table 13.1 shows HI and SMI
the controllability classification has been dropped. including the funds that were merged into them, so the
Table F-19 provides data on the new basis for the reader has a clearer presentation of the financial flows.
years 1989 through 1995. It is expected that with Should the reader need the data in the form used in
the passage of time a historical table will be pub- table 13.1 separated out, they can be found in Part V of
lished consistent with the structure of table F-19. this section.
• Section 14 of last year's historical tables book
There has been no reclassification of historical data
(Credit Activity of the Federal Government) and since last year. Any functional changes in this budget
its four component tables were dropped this year. affect the data only for 1989 and subsequent years.
• Section 16 (Federal Transactions in the National
The new legislative requirement shifting the Postal
Income and Product Accounts) has been dropped
Service to an off-budget status is reflected in the data
this year. Table E - l provides the revised data
for 1989-1995 but not for earlier years.
comparable to those published in table 16.1 last
In any case where changes were made in economic
year, and the percentage data comparable to table
data (such as the GNP or price deflators) that would
16.2 can be derived from table E-l.
The tables cover varying time periods. In general, alter the figures from those published last year—such
they cover as many years as will fit on a single page. In as outlays as percentages of GNP or in constant dolmany cases they have the same starting year as the lars—the tables include data for all years affected by
comparable table in last year's volume. Thus, for exam- the revision. Thus, users should always use the data
ple, the tables in Section 1 and in Section 2 have the from these tables first, and then use last year's volume
same starting point (either 1934 or 1940) as last year. for any earlier years.




A-279

A-280

t h e b u d g e t f o r f i s c a l y e a r 1991

LIST OF HISTORICAL TABLES
Summary Tables
1.1

Summary of Receipts, Outlays, and Surpluses or
Deficits (—)

1.2

Summary of Receipts, Outlays, and Surpluses or
Deficits (—) as Percentages of GNP
1.3 Summary of Receipts, Outlays, and Surpluses or
Deficits (—) in Current Dollars, Constant (FY
1982) Dollars, and as Percentages of GNP
1.4 On-Budget Receipts, Outlays, and Surpluses or
Deficits (—) by Fund Group
Composition of Federal Government Receipts
2.1 Receipts by Source
2.2 Percentage Composition of Receipts by Source
2.3 Receipts by Source as Percentages of GNP
2.4 Composition of Social Insurance Taxes and Contributions and of Excise Taxes
2.5 Composition of "Other Receipts"
Federal Government Outlays by Function
3.1 Outlays by Superfunction and Function
3.2 Outlays by Superfunction in Percentage Terms
3.3 Outlays by Function and Subfunction
Federal Government Outlays by Agency
4.1 Outlays by Agency
Federal Government Budget Authority
5.2 Budget Authority by Agency
5.1 Budget Authority by Function and Subfunction
Composition of Federal Government Outlays
6.1 Composition of Outlays in Current and in Constant (FY 1982) Dollars
6.2 Composition of Outlays in Percentage Terms
Federal Debt
7.1 Federal Debt at the End of Year
7.2 Debt Subject to Statutory Limit
7.3 Statutory Limits on Federal Debt
Controllability of Budget Outlays: This table (Table 8.1)
has been eliminated
Federal Government Outlays for Major Public Physical
Capital Investment
9.1 Outlays for Major Public Physical Capital Investment in Current and Constant (FY 1982)
Dollars
9.2 Outlays for Major Public Physical Capital Investment in Percentage Terms
9.3 National Defense Outlays for Major Public
Direct Physical Capital Investment




9.4

Nondefense Outlays for Major Public Direct
Physical Capital Investment
9.5 Composition of Federal Grants to State and
Local Governments for Major Public Physical
Capital Investment
9.6 Outlays for Major Public Physical Capital Investment in Constant (FY 1982) Dollars
Federal Government Outlays for the Conduct of
Research and Development
10.1 Summary of Outlays for the Conduct of Research and Development
10.2 Composition of Outlays for the Conduct of Research and Development
Federal Government Payments for Individuals
11.1 Summary Comparison of Outlays for Payments
for Individuals
11.2 Functional Composition of Outlays for Payments
for Individuals
11.3 Outlays for Payments for Individuals by Category and Major Program
Federal Grants-in-Aid
12.1 Summary Comparison of Total Federal Outlays
for Grants-in-aid (including shared revenue) to
State and Local Governments
12.2 Federal Outlays for Aid to State and Local Governments, by Function and Fund Group
12.3 Outlays for Federal Aid to State and Local Governments, by Function, Agency, and Program
Social Security and Medicare
13.1 Cash Income, Outgo, and Balances of the Social
Security and Medicare Trust Funds
Credit Activity of the Federal Government: Section 14
and its four component tables has been eliminated
Total (Federal and State and Local) Government
Finances
15.1 Total Government Receipts in Absolute
Amounts and as Percentages of GNP
15.2 Total Government Expenditures
15.3 Total Government Expenditures as Percentages
of GNP
15.4 Total Government Expenditures by Major Category of Expenditure
15.5 Total Government Expenditures by Major Category of Expenditure as Percentages of GNP
15.6 Total Government Surpluses or Deficits (—) in
Absolute Amounts and as Percentages of GNP

A-281

historical tables
Table 1 . 1 — S U M M A R Y OF RECEIPTS, OUTLAYS, AND SURPLUSES OR DEFICITS ( - ) : 1934-1995
(In millions of dollars)
Total
Year

1934
1935
1936
1937
1938
1939
1940
1941
1942
1943
1944
1945
1946
1947
1948
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
TQ
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate
1995 estimate




Receipts

Outlays

Off-Budget

Budget
Surplus or
Deficit ( - )

Receipts

Outlays

Surplus or
Deficit ( - )

Receipts

2,955
3,609
3,923
5,387
6,751
6,295
6,548
8,712
14,634
24,001
43,747
45,159
39,296
38,514
41,560
39,415
39,443
51,616
66,167
69,608
69,701

6,541
6,412
8,228
7,580
6,840
9,141
9,468
13,653
35,137
78,555
91,304
92,712
55,232
34,496
29,764
38,835
42,562
45,514
67,686
76,101
70,855

-3,586
-2,803
-4,304
-2,193
-89
-2,846
-2,920
-4,941
-20,503
-54,554
-47,557
-47,553
-15,936
4,018
11,796
580
-3,119
6,102
-1,519
-6,493
-1,154

2,955
3,609
3,923
5,122
6,364
5,792
5,998
8,024
13,738
22,871
42,455
43,849
38,057
37,055
39,944
37,724
37,336
48,496
62,573
65,511
65,112

6,541
6,412
8,228
7,582
6,850
9,154
9,482
13,618
35,071
78,466
91,190
92,569
55,022
34,193
29,396
38,408

65,451
74,587
79,990
79,636
79,249
92,492
94,388
99,676
106,560
112,613
116,817
130,835
148,822
152,973
186,882
192,807
187,139
207,309
230,799
263,224

68,444
70,640
76,578
82,405
92,098

-2,993
3,947
3,412
-2,769
-12,849
301
-3,335
-7,146
-4,756
-5,915

60,370
68,162
73,201
71,587
70,953

64,461
65,668
70,562
74,902
83,102
81,341
86,046
93,286
96,352
102,794

-3,586
-2,803
-4,304
-2,460
-486
-3,362
-3,484
-5,594
-21,333
-55,595
-48,735
-48,720
-16,964
2,861
10,548
-684
-4,702
4,259
-3,383
-8,259
-2,831
-4,091
2,494
2,639
-3,315
-12,149
510
-3,766
-5,881
-3,966
-6,546

118,228
134,532
157,464
178,134
183,640
195,649
210,172
230,681
245,707
269,359

100,094
111,749
124,420
128,056
157,928
159,348
151,294
167,402
184,715
209,299

101,699
114,817
137,040
155,798
158,436
168,042
177,346
193,824
200,118
217,270

-1,605
-3,068
-12,620
-27,742
-507
-8,694
-26,052
-26,423
-15,403
-7,971

279,090
298,060
81,232
355,559
399,561
463,302
517,112
599,272
617,766
600,562
666,457
734,057
769,091
854,143
908,954
990,691

332,332
371,779
95,973
409,203
458,729
503,464
590,920
678,209
745,706
808,327
851,781
946,316
990,258
1,003,830
1,064,044
1,142,643

-1,411
-3,698
-8,643
-25,161
3,242
-2,842
-23,033
-23,373
-14,908
-6,135
-53,242
-73,719
-14,741
-53,644
-59,168
-40,162
-73,808
-78,936
-127,940
-207,764
-185,324
-212,260
-221,167
-149,687
-155,090
-151,951

216,633
231,671
63,216
278,741
314,169
365,309

271,892
302,170
76,552
328,487
369,072
403,486

403,903
469,097
474,299
453,242
500,382
547,886
568,862
640,741
667,463
727,026

476,591
543,013
594,302
661,219
685,968
769,509
806,760
809,998
861,352
931,732

-55,260
-70,499
-13,336
-49,745
-54,902
-38,178
-72,689
-73,916
-120,003
-207,977
-185,586
-221,623
-237,898
-169,257
-193,890
-204,706

16,723
19,085
24,401
24,917
28,953
33,459
35,845
39,907
46,084
53,925
62,458
66,389
18,016
76,817
85,391
97,994
113,209
130,176
143,467
147,320
166,075
186,171
200,228
213,402
241,491
263,666

1,073,451
1,170,232
1,246,363
1,327,561
1,408,631

1,197,236
1,233,331
1,271,429
1,321,819
1,397,976

-123,785
-63,099
-25,066
5,742
10,655

788,017
855,691
908,972
965,614
1,020,232

971,452
997,374
1,026,491
1,067,137
1,133,915

-183,435
-141,683
-117,518
-101,524
-113,683

1,486,327

1,476,941

9,386

1,075,632

1,203,841

-128,210

92,191
97,723
106,821
111,316
118,528

81,851
82,279
87,405
92,385
96,248

42,038
44,237
65,956
73,771
67,943

265
387
503
550
688
896
1,130
1,292
1,310
1,238
1,459
1,616
1,690
2,106
3,120
3,594
4,097
4,589
5,081
6,425
6,789
8,049
8,296

Surplus or
Deficit ( - )

Outlays

-2
-10
-13
-14
35
66
89
114

267
397
516
564
653
830
1,041
1,178

143
210
303
368
427

1,167
1,028
1,157
1,248
1,263

524
1,277
1,730
2,330
2,912

1,583
1,843
1,864
1,766
1,677

3,983
4,972
6,016
7,503
8,996
10,850
11,677
13,535
14,964
15,734

1,098
1,452
773
546
-700

16,529
19,715
20,424
22,336
25,204

-209
431
-1,265
-789
632
194
-630
3,978
2,581
3,749

27,607
32,826
36,857
45,589
52,089

5,852
3,019
3,050
495
1,836

60,440
69,609
19,421
80,716
89,657
99,978

2,018
-3,220
-1,405
-3,899
-4,266
-1,984
-1,120
-5,020
-7,937
212
262

285,434
314,541
337,391
361,947
388,399

114,329
135,196
151,404
147,108
165,813
176,807
183,498
193,832
202,691
210,911
225,784
235,957
244,938
254,681
264,061

410,695

273,099

137,596

10,641
12,109
12,271
14,175
16,366

9,363
16,731
19,570
38,800
52,754
59,650
78,584
92,453
107,266
124,338

A-282

the budget for fiscal year

1991

Table 1 . 2 — S U M M A R Y OF RECEIPTS, OUTLAYS, AND SURPLUSES OR DEFICITS ( - ) AS PERCENTAGES OF GNP: 1934-1995
GNP
Year

1934
1935
1936
1937
1938
1939
1940
1941
1942
1943
1944
1945
1946
1947
1948
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
1974
1975
1976
TQ
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate
199b estimate

(in billions of
dollars)
60.8
69.2
78.0
87.2
88.4
88.4
95.8
113.0
142.2
175.8
202.0
212.4
212.9
223.6
247.8
263.9
266.8
315.0
342.4
365.6
369.5
386.4
418.1
440.5
450.2
481.5
506.7
518.2
557.7
587.8
629.2
672.6
739.0
794.6
849.4
929.5
990.2
1,055.9
1,153.1
1,281.4
1,416.5
1,522.5
1,698.2
448.7
1,933.0
2,171.8
2,447.8
2,670.6
2,986.4
3,139.1
3,321.9
3,687.7
3,952.4
4,180.9
4,430.2
4,792.2
5,151.3
5,488.9
5,892.4
6,329.0
6,770.0
7,213.6
7,659.2

Total
Receipts
4.9%
5.2
5.0
6.2
7.6
7.1
6.8
7.7
10.3
13.7
21.7
21.3
18.5
17.2
16.8
14.9
14.8
16.4
19.3
19.0
18.9
16.9
17.8
18.2
17.7
16.5
18.3
18.2
17.9
18.1
17.9
17.4
17.7
18.7
18.0
20.1
19.5
17.7
18.0
18.0
18.6
18.3
17.6
18.1
18.4
18.4
18.9
19.4
20.1
19.7
18.1
18.1
18.6
18.4
19.3
19.0
19.2
19.6
19.9
19.7
19.6
19.5
19.4

Outlays
10.8%
9.3
10.6
8.7
7.7
10.3
9.9
12.1
24.7
44.7
45.2
43.6
25.9
15.4
12.0
14.7
16.0
14.4
19.8
20.8
19.2
17.7
16.9
17.4
18.3
19.1
18.2
18.9
19.2
18.9
18.8
17.6
18.2
19.8
21.0
19.8
19.8
19.9
20.0
19.2
19.0
21.8
21.9
21.4
21.2
21.1
20.6
22.1
22.7
23.8
24.3
23.1
23.9
23.7
22.7
22.2
22.2
21.8
20.9
20.1
19.5
19.4
19.3

Off-Budget

Budget
Surplus or
Deficit ( - )
-5.9%
-4.1
-5.5
-2.5
-.1
-3.2
-3.0
-4.4
-14.4
-31.0
-23.5
-22.4
-7.5
1.8
4.8
0.2
-1.2
1.9
-.4
-1.8
-.3
-.8
0.9
0.8
-.6
-2.7
0.1
-.6
-1.3
-.8
-.9
-.2
-.5
-1.1
-3.0
0.3
-.3
-2.2
-2.0
-1.2
-.4
-3.5
-4.3
-3.3
-2.8
-2.7
-1.6
-2.8
-2.6
-4.1
-6.3
-5^0
-5.4
-5.3
-3.4
-3.2
-2.9
-2.3
-1.1
-.4
0.1
0.1
0.1

Receipts
4.9%
5.2
5.0
5.9
7.2
6.6
6.3
7.1
9.7
13.0
21.0
20.6
17.9
16.6
16.1
14.3
14.0
15.4
18.3
17.9
17.6
15.6
16.3
16.6
15.9
14.7
16.2
15.9
15.7
15.7
15.3
14.9
15.1
15.7
15.1
17.0
16.1
14.3
14.5
14.4
14.8
14.2
13.6
14.1
14.4
14.5
14.9
15.1
15.7
15.1
13.6
13.6
13.9
13.6
14.5
13.9
14.1
14.4
14.5
14.4
14.3
14.1
14.0

Outlays
10.8%
9.3
10.6
8.7
7.8
10.4
9.9
12.1
24.7
44.6
45.1
43.6
25.8
15.3
11.9
14.6
15.8
14.0
19.3
20.2
18.4
16.7
15.7
16.0
16.6
17.3
16.1
16.6
16.7
16.4
16.3
15.1
15.5
17.2
18.3
17.0
17.0
16.8
16.8
15.6
15.3
17.9
17.8
17.1
17.0
17.0
16.5
17.8
18.2
18.9
19.9
18.6
19.5
19.3
18.3
18.0
18.1
17.7
16.9
16.2
15.8
15.7
15.7

Surplus or
Deficit ( - )
-5.9%
-4.1
-5.5
-2.8
-.5
-3.8
-3.6
-5.0
-15.0
-31.6
-24.1
-22.9
-8.0
1.3
4.3
-.3
-1.8
1.4
-1.0
-2.3
-.8
-1.1
0.6
0.6
-.7
-2.5
0.1
-.7
-1.1
-.7
-1.0
-.2
-.4
-1.6
-3.3
-.1
-.9
-2.5
-2.3
-1.2
-.6
-3.6
-4.2
-3.0
-2.6
-2.5
-1.6
-2.7
-2.5
-3.8
-6.3
-5.0
-5.6
-5.7
-3.8
-4.0
-4.0
-3.3
-2.4
-1.9
-1.5
-1.6
-1.7

Receipts

0.3
0.4
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.6
0.7
0.7
0.6
0.8
1.0
1.0
1.1
1.2
1.3
1.5
1.5
1.8
1.7
2.1
2.3
2.2
2.4
2.6
2.5
2.6
3.1
2.9
3.1
3.4
3.4
3.5
3.6
3.8
4.1
3.9
4.0
4.0
3.9
4.0
4.2
4.4
4.6
4.4
4.5
4.7
4.8
4.8
5.0
5.1
5.2
5.3
5.3
5.3
5.4
5.4

Outlays

_*
_*
_*
_*
*
*
0.1
0.1
0.1
0.1
0.1
0.1
0.2
0.2

0.4
0.5
0.6
0.8
1.0
1.2

1.4
1.7
1.9
2.1

2.3
2.4
2.5
2.5
2.5
2.7
2.6
2.6

2.7
2.8
3.1
3.2
3.6

3.7
4.0
4.1

4.3
4.2
4.1
4.1

4.3
4.5
4.8
4.4
4.5
4.5
4.4
4.4
4.2
4.1
4.1
4.0
3.9
3.8
3.7
3.6

Surplus or
Deficit ( - )

0.3
0.4
0.6
0.6
0.6
0.6
0.6
0.6
0.5
0.5
0.5
0.5
0.5
0.6
0.6
0.5
0.5
0.5
0.3
0.3
0.2
0.1
-.1

*

0.1
-.2

-.1
0.1
*

-.1
0.5
0.3
0.4
0.6
0.3
0.3
*

0.1
0.1
-.2
-.3
-.2
-.2
-.1

_*

-.2

-.3

*

*

0.2
0.4
0.4
0.8
1.0
1.1
1.3
1.5
1.6
1.7
1.8

* 0.05 percent or less.
Note: Fiscal year GNP data for years 1947 to current are those produced by the Bureau of Economic Analysis, Department of Commerce from seasonally unadjusted quarterly data. For years
prior to 1947 the Department produces calendar year estimates but not fiscal year or quarterly estimates. For fiscal years prior to 1947 these GNP estimates are the average of the data for the two
calendar years; for 1947, they use two quarters of quarterly data and one half of calendar year data.




historical

A-283

tables

Table 1 . 3 — S U M M A R Y OF RECEIPTS, OUTLAYS, AND SURPLUSES OR DEFICITS ( - ) IN CURRENT DOLLARS, CONSTANT (FY 1982) DOLLARS, AND AS
PERCENTAGES OF GNP: 1940-1995
(dollar amounts in billions)
In Current Dollars
Fiscal Year

Receipts

Outlays

As Percentages of GNP

In Constant (FY 1982) Dollars
Surplus or
Deficit ( - )

Receipts

Outlays

Surplus or
Deficit ( - )

Composite
Deflator

Receipts

Outlays

Surplus or
Deficit ( - )

1940
1941
1942
1943
1944

6.5
8.7
14.6
24.0
43.7

9.5
13.7
35.1
78.6
91.3

-2.9
-4.9
-20.5
-54.6
-47.6

57.5
71.8
108.5
162.0
305.7

83.2
112.6
260.5
530.1
638.0

-25.7
-40.7
-152.0
-368.1
-332.3

0.1138
0.1213
0.1349
0.1482
0.1431

6.8%
7.7
10.3
13.7
21.7

9.9%
12.1
24.7
44.7
45.2

-3.0%
-4.4
-14.4
-31.0
-23.5

1945
1946
1947
1948
1949

45.2
39.3
38.5
41.6
39.4

92.7
55.2
34.5
29.8
38.8

-47.6
-15.9
4.0
11.8
0.6

325.8
295.5
237.6
220.9
205.5

668.9
415.3
212.8
158.2
202.5

-343.1
-119.8
24.8
62.7
3.0

0.1386
0.1330
0.1621
0.1881
0.1918

21.3
18.5
17.2
16.8
14.9

43.6
25.9
15.4
12.0
14.7

-22.4
-7.5
1.8
4.8
0.2

1950
1951
1952
1953
1954

39.4
51.6
66.2
69.6
69.7

42.6
45.5
67.7
76.1
70.9

-3.1
6.1
-1.5
-6.5
-1.2

204.4
284.2
341.4
336.1
325.6

220.5
250.6
349.3
367.5
330.9

-16.2
33.6
-7.8
-31.4
-5.4

0.1930
0.1816
0.1938
0.2071
0.2141

14.8
16.4
19.3
19.0
18.9

16.0
14.4
19.8
20.8
19.2

-1.2
1.9
-.4
-1.8
-.3

1955
1956
1957
1958
1959

65.5
74.6
80.0
79.6
79.2

68.4
70.6
76.6
82.4
92.1

-3.0
3.9
3.4
-2.8
-12.8

297.5
323.3
333.0
311.9
298.5

311.1
306.2
318.8
322.8
346.9

-13.6
17.1
14.2
-10.8
-48.4

0.2200
0.2307
0.2402
0.2553
0.2655

16.9
17.8
18.2
17.7
16.5

17.7
16.9
17.4
18.3
19.1

-.8
0.9
0.8
-.6
-2.7

1960
1961
1962
1963
1964

92.5
94.4
99.7
106.6
112.6

92.2
97.7
106.8
111.3
118.5

0.3
—3.3
-7.1
-4.8
-5.9

341.6
342.5
358.0
368.2
382.8

340.4
354.6
383.7
384.6
402.9

1.1
-12.1
-25.7
-16.4
-20.1

0.2708
0.2756
0.2784
0.2894
0.2942

18.3
18.2
17.9
18.1
17.9

18.2
18.9
19.2
18.9
18.8

0.1
-.6
-1.3
-.8
-.9

1965
1966
1967
1968
1969

116.8
130.8
148.8
153.0
186.9

118.2
134.5
157.5
178.1
183.6

-1.4
-3.7
-8.6
-25.2
3.2

389.9
419.3
461.6
451.2
519.4

394.6
431.2
488.4
525.5
510.4

-4.7
-11.9
-26.8
-74.2
9.0

0.2996
0.3120
0.3224
0.3390
0.3598

17.4
17.7
18.7
18.0
20.1

17.6
18.2
19.8
21.0
19.8

-.2
-.5
-1.1
-3.0
0.3

1970
1971
1972
1973
1974

192.8
187.1
207.3
230.8
263.2

195.6
210.2
230.7
245.7
269.4

-2.8
-23.0
-23.4
-14.9
-6.1

502.0
453.6
474.2
495.5
516.6

509.4
509.4
527.6
527.5
528.7

-7.4
-55.8
-53.5
-32.0
-12.0

0.3841
0.4126
0.4372
0.4658
0.5095

19.5
17.7
18.0
18.0
18.6

19.8
19.9
20.0
19.2
19.0

-.3
-2.2
-2.0
-1.2
-.4

1975
1976
TQ
1977
1978
1979

279.1
298.1
81.2
355.6
399.6
463.3

332.3
371.8
96.0
409.2
458.7
503.5

-53.2
-73.7
-14.7
-53.6
-59.2
-40.2

492.1
488.9
129.0
541.0
568.0
607.5

586.0
609.8
152.4
622.6
652.2
660.2

-93.9
-120.9
-23.4
-81.6
-84.1
-52.7

0.5671
0.6097
0.6298
0.6572
0.7034
0.7626

18.3
17.6
18.1
18.4
18.4
18.9

21.8
21.9
21.4
21.2
21.1
20.6

-3.5
-4.3
-3.3
-2.8
-2.7
-1.6

1980
1981
1982
1983
1984

517.1
599.3
617.8
600.6
666.5

590.9
678.2
745.7
808.3
851.8

-73.8
-78.9
-127.9
-207.8
-185.3

611.7
642.0
617.8
575.8
616.6

699.1
726.5
745.7
775.0
788.1

-87.3
-84.6
-127.9
-199.2
-171.5

0.8453
0.9335
1.0000
1.0430
1.0808

19.4
20.1
19.7
18.1
18.1

22.1
22.7
23.8
24.3
23.1

-2.8
-2.6
-4.1
-6.3
-5.0

1985
1986
1987
1988
1989

734.1
769.1
854.1
909.0
990.7

946.3
990.3
1,003.8
1,064.0
1,142.6

-212.3
-221.2
-149.7
-155.1
-152.0

659.1
674.2
730.1
751.4
786.5

849.6
868.0
858.0
879.6
907.1

-190.6
-193.9
-127.9
-128.2
-120.6

1.1138
1.1408
1.1699
1.2097
1.2597

18.6
18.4
19.3
19.0
19.2

23.9
23.7
22.7
22.2
22.2

-5.4
-5.3
-3.4
-3.2
-2.9

1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate

1,073.5
1,170.2
1,246.4
1,327.6
1,408.6

1,197.2
1,233.3
1,271.4
1,321.8
1,398.0

-123.8
-63.1
-25.1
5.7
10.7

817.9
854.7
874.9
897.2
919.5

912.2
900.8
892.5
893.4
912.6

-94.3
-46.1
-17.6
3.9
7.0

1.3124
1.3692
1.4246
1.4796
1.5319

19.6
19.9
19.7
19.6
19.5

21.8
20.9
20.1
19.5
19.4

-2.3
-1.1
-.4
0.1
0.1

1995 estimate

1,486.3

1,476.9

9.4

939.8

933.9

5.9

1.5815

19.4

19.3

0.1




A-284

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 1.4—ON-BUDGET RECEIPTS, OUTLAYS, AND SURPLUSES OR DEFICITS ( - ) BY FUND GROUP: 1934-1995
(in millions of dollars)
Surplus or Deficit ( - )

Outlays
Fiscal Year

Total

Federal
Funds

Trust Funds

Interfund
Transactions

Total

Federal
Funds

Trust Funds

Interfund
Transactions

Total

Federal
Funds

Trust Funds

1934

2,955

2,926

72

-42

6,541

6,558

25

-42

-3,586

-3,633

47

1935
1936
1937
1938
1939

3,609
3,923
5,122
6,364
5,792

3,578
3,871
4,794
5,477
4,822

76
168
424
1,072
1,127

-45
-116
-96
-185
-157

6,412
8,228
7,582
6,850
9,154

6,427
8,335
7,620
6,689
8,718

30
9
58
346
593

-45
-116
-96
-185
-157

-2,803
-4,304
-2,460
-486
-3,362

-2,849
-4,464
-2,826
-1,212
-3,896

46
159
366
727
534

1940
1941
1942
1943
1944

5,998
8,024
13,738
22,871
42,455

4,929
6,900
12,336
21,117
40,466

1,252
1,346
1,646
2,061
2,500

-183
-221
-244
-307
-512

9,482
13,618
35,071
78,466
91,190

8,974
13,260
34,831
78,765
92,284

692
580
483
8
-582

-183
-221
-244
-307
-512

-3,484
-5,594
-21,333
-55,595
-48,735

-4,045
-6,360
-22,496
-57,648
-51,818

561
766
1,163
2,053
3,082

1945
1946
1947
1948
1949

43,849
38,057
37,055
39,944
37,724

41,875
36,357
35,380
37,822
35,849

3,611
3,758
3,262
3,087
2,826

-1,637
-2,058
-1,588
-965
-950

92,569
55,022
34,193
29,396
38,408

94,846
56,204
34,803
28,988
37,686

-641
876
978
1,373
1,672

-1,637
-2,058
-1,588
-965
-950

-48,720
-16,964
2,861
10,548
-684

-52,972
-19,847
577
8,834
-1,838

4,252
2,882
2,284
1,714
1,154

1950
1951
1952
1953
1954

37,336
48,496
62,573
65,511
65,112

35,334
46,183
59,989
63,085
62,774

3,457
3,318
3,812
3,597
3,269

-1,455
-1,005
-1,228
-1,171
-930

42,038
44,237
65,956
73,771
67,943

38,389
43,732
64,994
73,006
65,924

5,104
1,509
2,190
1,936
2,949

-1,455
-1,005
-1,228
-1,171
-930

-4,702
4,259
-3,383
-8,259
-2,831

-3,055
2,451
-5,005
-9,921
-3,151

-1,647
1,808
1,622
1,661
320

1955
1956
1957
1958
1959

60,370
68,162
73,201
71,587
70,953

58,168
65,594
68,847
66,720
65,800

3,103
3,815
5,776
6,317
6,734

-900
-1,247
-1,422
-1,450
-1,580

64,461
65,668
70,562
74,902
83,102

62,341
64,281
67,189
69,737
77,071

3,020
2,634
4,795
6,615
7,611

-900
-1,247
-1,422
-1,450
-1,580

-4,091
2,494
2,639
-3,315
-12,149

-4,173
1,313
1,657
-3,017
-11,271

82
1,181
982
-298
-878

1960
1961
1962
1963
1964

81,851
82,279
87,405
92,385
96,248

75,647
75,175
79,700
84,013
87,511

7,839
9,414
9,881
10,794
11,210

-1,635
-2,310
-2,176
-2,421
-2,473

81,341
86,046
93,286
96,352
102,794

74,856
79,368
86,546
90,643
96,098

8,120
8,988
8,916
8,131
9,168

-1,635
-2,310
-2,176
-2,421
-2,473

510
-3,766
-5,881
-3,966
-6,546

791
-4,193
-6,847
-6,630
-8,588

-281
426
965
2,663
2,042

1965
1966
1967
1968
1969

100,094
111,749
124,420
128,056
157,928

90,943
101,428
111,835
114,726
143,322

11,549
12,894
16,511
17,576
20,061

-2,397
-2,573
-3,926
-4,246
-5,455

101,699
114,817
137,040
155,798
158,436

94,853
106,590
127,544
143,100
148,192

9,243
10,800
13,422
16,944
15,698

-2,397
-2,573
-3,926
-4,246
-5,455

-1,605
-3,068
-12,620
-27,742
-507

-3,910
-5,162
-15,709
-28,373
-4,871

2,305
2,094
3,089
632
4,363

1970
1971
1972
1973
1974

159,348
151,294
167,402
184,715
209,299

143,159
133,785
148,846
161,357
181,228

22,303
26,046
28,412
41,182
46,086

-6,115
-8,536
-9,856
-17,824
-18,015

168,042
177,346
193,824
200,118
217,270

156,327
163,681
178,144
187,044
201,376

17,829
22,202
25,536
30,898
33,908

-6,115
-8,536
-9,856
-17,824
-18,015

-8,694
-26,052
-26,423
-15,403
-7,971

-13,168
-29,896
-29,299
-25,687
-20,148

4,474
3,844
2,876
10,284
12,177

1975
1976
TQ
1977
1978
1979

216,633
231,671
63,216
278,741
314,169
365,309

187,505
201,099
54,085
241,312
270,490
316,366

50,971
61,830
13,267
70,341
76,873
85,983

-21,843
-31,258
-4,136
-32,912
-33,194
-37,041

271,892
302,170
76,552
328,487
369,072
403,486

248,174
277,228
66,876
304,459
342,355
374,867

45,562
56,199
13,812
56,940
59,910
65,660

-21,843
-31,258
-4,136
-32,912
-33,194
-37,041

-55,260
-70,499
-13,336
-49,745
-54,902
-38,178

— 60,669
—76,129
—12,791
-63,147
-71,865
-58,501

5,409
5,631
-545
13,402
16,963
20,323

1980
1981
1982
1983
1984

403,903
469,097
474,299
453,242
500,382

350,856
410,422
409,253
382,323
419,610

94,679
106,037
122,111
147,290
158,079

-41,632
-47,362
-57,065
-76,371
-77,307

476,591
543,013
594,302
661,219
685,968

433,468
496,182
543,437
613,168
637,839

84,756
94,193
107,930
124,421
125,436

-41,632
-47,362
-57,065
-76,371
-77,307

-72,689
-73,916
-120,003
-207,977
-185,586

-82,612
-85,760
-134,184
-230,845
-218,229

9,924
11,844
14,181
22,869
32,643

1985
1986
1987
1988
1989

547,886
568,862
640,741
667,463
727,026

459,488
473,484
537,814
560,183
613,729

197,516
206,921
216,645
232,222
246,166

-109,118
-111,543
-113,718
-124,942
-132,869

769,509
806,760
809,998
861,352
931,732

725,897
756,474
760,166
813,069
889,553

152,730
161,829
163,550
173,225
175,047

-109,118
-111,543
-113,718
-124,942
-132,869

-221,623
-237,898
-169,257
-193,890
-204,706

-266,409
-282,990
-222,353
-252,887
-275,824

44,786
45,092
53,096
58,997
71,119

1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate

788,017
855,691
908,972
965,614
1,020,232

670,170
728,937
775,364
823,989
871,044

256,877
272,542
288,750
309,426
329,375

-139,031
-145,788
-155,142
-167,801
-180,187

971,452
997,374
1,026,491
1,067,137
1,133,915

917,246
943,333
967,430
1,004,591
1,067,041

193,237
199,828
214,202
230,348
247,061

-139,031
-145,788
-155,142
-167,801
-180,187

-183,435
-141,683
-117,518
-101,524
-113,683

-247,076
-214,397
-192,066
-180,602
-195,997

63,641
72,714
74,548
79,078
82,315

1995 estimate

1,075,632

919,793

348,243

-192,404

1,203,841

1,130,906

265,339

-192,404

-128,210

-211,113

82,903

Note: These are budget totals; they exclude receipts and outlays that are off-budget (social security and, starting with 1989, the Postal Service).




A-285

historical tables
Table 2.1—RECEIPTS BY SOURCE: 1934-1995
(in millions of dollars)

Fiscal Year

dividual
me Taxes

Corporation
Income
Taxes 3

Social Insurance Taxes and Contributions1
Total

(On-Budget)

(Off-Budget)

Excise
Taxes 1

Other

Total Receipts
2

Total

(On-Budget)

193 4

420

364

30

(30)

1,354

788

2,955

(2,955)

193 5
193 6
193 7
193 8
193 9

527
674
1,092
1,286
1,029

529
719
1,038
1,287
1,127

31
52
580
1,541
1,593

(31)
(52)
(315)
(1154)
(1,090)

(265)
(387)
(503)

1,439
1,631
1,876
1,863
1,871

1,084
847
801
773
675

3,609
3,923
5,387
6,751
6,295

(3,609)
(3,923)
(5,122)
(6,364)
(5,792)

194 0
194 1
194 2
194 3
194 4

892
1,314
3,263
6,505
19,705

1,197
2,124
4,719
9,557
14,838

1,785
1,940
2,452
3,044
3,473

(1,235)
(1,252)
(1,557)
(1,913)
(2,181)

(550)
(688)
(896)
(1,130)
(1,292)

1,977
2,552
3,399
4,096
4,759

698
781
801
800
972

6,548
8,712
14,634
24,001
43,747

(5,998)
(8,024)
(13,738)
(22,871)
(42,455)

194 5
194 6
194 7
194 8
194 9

18,372
16,098
17,935
19,315
15,552

15,988
11,883
8,615
9,678
11,192

3,451
3,115
3,422
3,751
3,781

(2,141)
(1,877)
(1,963)
(2,134)
(2,091)

(1,310)
(1,238)
(1,459)
(1,616)
(1,690)

6,265
6,998
7,211
7,356
7,502

1,083
1,202
1,331
1,461
1,388

45,159
39,296
38,514
41,560
39,415

(43,849)
(38,057)
(37,055)
(39,944)
(37,724)

195 0
195 1
195 2
195 3
195 4

15,755
21,616
27,934
29,816
29,542

10,449
14,101
21,226
21,238
21,101

4,338
5,674
6,445
6,820
7,208

(2,232)
(2,554)
(2,851)
(2,723)
(2,619)

(2,106)
(3,120)
(3,594)
(4,097)
(4,589)

7,550
8,648
8,852
9,877
9,945

1,351
1,578
1,710
1,857
1,905

39,443
51,616
66,167
69,608
69,701

(37,336)
(48,496)
(62,573)
(65,511)
(65,112)

195 5
195 6
195 7
195 8
195 9

28,747
32,188
35,620
34,724
36,719

17,861
20,880
21,167
20,074
17,309

7,862
9,320
9,997
11,239
11,722

(2,781)
(2,896)
(3,208)
(3,190)
(3,427)

(5,081)
(6,425)
(6,789)
(8,049)
(8,296)

9,131
9,929
10,534
10,638
10,578

1,850
2,270
2,672
2,961
2,921

65,451
74,587
79,990
79,636
79,249

(60,370)
(68,162)
(73,201)
(71,587)
(70,953)

196 0
196 1
196 2
196 3
196 4

40,715
41,338
45,571
47,588
48,697

21,494
20,954
20,523
21,579
23,493

14,683
16,439
17,046
19,804
21,963

(4,042)
(4,331)
(4,776)
(5,629)
(5,597)

(10,641)
(12,109)
(12,271)
(14,175)
(16,366)

11,676
11,860
12,534
13,194
13,731

3,923
3,796
4,001
4,395
4,731

92,492
94,388
99,676
106,560
112,613

(81,851)
(82,279)
(87,405)
(92,385)
(96,248)

196 5
196 6
196 7
196 8
196 9

48,792
55,446
61,526
68,726
87,249

25,461
30,073
33,971
28,665
36,678

22,242
25,546
32,619
33,923
39,015

(5,519)
(6,460)
(8,217)
(9,007)
(10,062)

(16,723)
(19,085)
(24,401)
(24,917)
(28,953)

14,570
13,062
13,719
14,079
15,222

5,753
6,708
6,987
7,580
8,718

116,817
130,835
148,822
152,973
186,882

(100,094)
(111,749)
(124,420)
(128,056)
(157,928)

197 0
197 1
197 2
197 3
197 4

90,412
86,230
94,737
103,246
118,952

32,829
26,785
32,166
36,153
38,620

44,362
47,325
52,574
63,115
75,071

(10,903)
(11,481)
(12,667)
(17,031)
(21,146)

(33,459)
(35,845)
(39,907)
(46,084)
(53,925)

15,705
16,614
15,477
16,260
16,844

9,499
10,185
12,355
12,026
13,737

192,807
187,139
207,309
230,799
263,224

(159,348)
(151,294)
(167,402)
(184,715)
(209,299)

197 5
197 6
TQ
197 7
197 8
197 9

122,386
131,603
38,801
157,626
180,988
217,841

40,621
41,409
8,460
54,892
59,952
65,677

84,534
90,769
25,219
106,485
120,967
138,939

(22,077)
(24,381)
(7,203)
(29,668)
(35,576)
(40,945)

(62,458)
(66,389)
(18,016)
(76,817)
(85,391)
(97,994)

16,551
16,963
4,473
17,548
18,376
18,745

14,998
17,317
4,279
19,008
19,278
22,101

279,090
298,060
81,232
355,559
399,561
463,302

(216,633)
(231,671)
(63,216)
(278,741)
(314,169)
(365,309)

198 0
198 1
198 2
198 3
198 4

244,069
285,917
297,744
288,938
298,415

64,600
61,137
49,207
37,022
56,893

157,803
182,720
201,498
208,994
239,376

(44,594)
(52,545)
(58,031)
(61,674)
(73,301)

(113,209)
(130,176)
(143,467)
(147,320)
(166,075)

24,329
40,839
36,311
35,300
37,361

26,311
28,659
33,006
30,309
34,412

517,112
599,272
617,766
600,562
666,457

(403,903)
(469,097)
(474,299)
(453,242)
(500,382)

198 5
198 6
198 7
198 8
198 9

334,531
348,959
392,557
401,181
445,690

61,331
63,143
83,926
94,508
103,583

265,163
283,901
303,318
334,335
359,416

(78,992)
(83,673)
(89,916)
(92,845)
(95,751)

(186,171)
(200,228)
(213,402)
(241,491)
(263,666)

35,992
32,919
32,457
35,227
34,084

37,040
40,168
41,884
43,702
47,918

734,057
769,091
854,143
908,954
990,691

(547,886)
(568,862)
(640,741)
(667,463)
(727,026)

1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate

489,444
528,489
561,461
593,576
632,394

112,030
129,665
140,567
154,686
159,940

385,362
421,449
449,721
481,426
514,554

(99,928)
(106,908)
(112,330)
(119,479)
(126,155)

(285,434)
(314,541)
(337,391)
(361,947)
(388,399)

36,154
37,634
39,223
40,817
42,177

50,461
52,995
55,391
57,056
59,566

1,073,451
1,170,232
1,246,363
1,327,561
1,408,631

(788,017)
(855,691)
(908,972)
(965,614)
(1,020,232)

1995 estimate,

668,721

169,682

542,487

(131,792)

(410,695)

43,683

61,753

1,486,327

(1,075,632)

1 See Table 2.4 for additional details.
2 See Table 2.5 for additional details.
3 Beginning in 1987, includes trust fund receipts for the hazardous substance superfund. The trust fund
amounts are as follows (in millions of dollars): 1987:196; 1988: 313; 1989:292; 1990: 327; 1991: 357; 1992: 391; 1993: 422; 1994: 447; 1995: 472.




A-286

the budget for fiscal year

1991

Table 2.2—PERCENTAGE COMPOSITION OF RECEIPTS BY SOURCE: 1934-1995

riscai year

Individual
Income Taxes

Corporation
Income Taxes

Social Insurance Taxes and Contributions
Total

(On-Budget)

1934

14.2%

12.3%

1935
1936
1937
1938
1939

14.6
17.2
20.3
19.1
16.3

14.7
18.3
19.3
19.1
17.9

0.9
1.3
10.8
22.8
25.3

(0.9)
(1.3)
(5.9)
(17.1)
(17.3)

1940
1941
1942
1943
1944

13.6
15.1
22.3
27.1
45.0

18.3
24.4
32.2
39.8
33.9

27.3
22.3
16.8
12.7
7.9

1945
1946
1947
1948
1949

40.7
41.0
46.6
46.5
39.5

35.4
30.2
22.4
23.3
28.4

1950
1951
1952
1953
1954

39.9
41.9
42.2
42.8
42.4

1955
1956
1957
1958
1959

Excise Taxes

fttk/ir
utner

Total Receipts
Total

(On-Budget)

(Off-Budget)

45.8%

26.7%

100.0%

(100.0)%

(4.9)
(5.7)
(8.0)

39.9
41.6
34.8
27.6
29.7

30.0
21.6
14.9
11.5
10.7

100.0
100.0
100.0
100.0
100.0

(100.0)
(100.0)
(95.1)
(94.3)
(92.0)

(4.9)
(5.7)
(8.0)

(18.9)
(14.4)
(10.6)
(8.0)
(5.0)

(8.4)
(7.9)
(6.1)
(4.7)
(3.0)

30.2
29.3
23.2
17.1
10.9

10.7
9.0
5.5
3.3
2.2

100.0
100.0
100.0
100.0
100.0

(91.6)
(92.1)
(93.9)
(95.3)
(97.0)

(8.4)
(7.9)
(6.1)
(4.7)
(3.0)

7.6
7.9
8.9
9.0
9.6

(4.7)
(4.8)
(5.1)
(5.1)
(5.3)

(2.9)
(3.2)
(3.8)
(3.9)
(4.3)

13.9
17.8
18.7
17.7
19.0

2.4
3.1
3.5
3.5
3.5

100.0
100.0
100.0
100.0
100.0

(97.1)
(96.8)
(96.2)
(96.1)
(95.7)

(2.9)
(3.2)
(3.8)
(3.9)
(4.3)

26.5
27.3
32.1
30.5
30.3

11.0
11.0
9.7
9.8
10.3

(5.7)
(4.9)
(4.3)
(3.9)
(3.8)

(5.3)
(6.0)
(5.4)
(5.9)
(6.6)

19.1
16.8
13.4
14.2
14.3

3.4
3.1
2.6
2.7
2.7

100.0
100.0
100.0
100.0
100.0

(94.7)
(94.0)
(94.6)
(94.1)
(93.4)

(5.3)
(6.0)
(5.4)
(5.9)
(6.6)

43.9
43.2
44.5
43.6
46.3

27.3
28.0
26.5
25.2
21.8

12.0
12.5
12.5
14.1
14.8

(4.2)
(3.9)
(4.0)
(4.0)
(4.3)

(7.8)
(8.6)
(8.5)
(10.1)
(10.5)

14.0
13.3
13.2
13.4
13.3

2.8
3.0
3.3
3.7
3.7

100.0
100.0
100.0
100.0
100.0

(92.2)
(91.4)
(91.5)
(89.9)
(89.5)

(7.8)
(8.6)
(8.5)
(10.1)
(10.5)

1960
1961
1962
1963
1964

44.0
43.8
45.7
44.7
43.2

23.2
22.2
20.6
20.3
20.9

15.9
17.4
17.1
18.6
19.5

(4.4)
(4.6)
(4.8)
(5.3)
(5.0)

(11.5)
(12.8)
(12.3)
(13.3)
(14.5)

12.6
12.6
12.6
12.4
12.2

4.2
4.0
4.0
4.1
4.2

100.0
100.0
100.0
100.0
100.0

(88.5)
(87.2)
(87.7)
(86.7)
(85.5)

(11.5)
(12.8)
(12.3)
(13.3)
(14.5)

1965
1966
1967
1968
1969

41.8
42.4
41.3
44.9
46.7

21.8
23.0
22.8
18.7
19.6

19.0
19.5
21.9
22.2
20.9

(4.7)
(4.9)
(5.5)
(5.9)
(5.4)

(14.3)
(14.6)
(16.4)
(16.3)
(15.5)

12.5
10.0
9.2
9.2
8.1

4.9
5.1
4.7
5.0
4.7

100.0
100.0
100.0
100.0
100.0

(85.7)
(85.4)
(83.6)
(83.7)
(84.5)

(14.3)
(14.6)
(16.4)
(16.3)
(15.5)

1970
1971
1972
1973
1974

46.9
46.1
45.7
44.7
45.2

17.0
14.3
15.5
15.7
14.7

23.0
25.3
25.4
27.3
28.5

(5.7)
(6.1)
(6.1)
(7.4)
(8.0)

(17.4)
(19.2)
(19.2)
(20.0)
(20.5)

8.1
8.9
7.5
7.0
6.4

4.9
5.4
6.0
5.2
5.2

100.0
100.0
100.0
100.0
100.0

(82.6)
(80.8)
(80.7)
(80.0)
(79.5)

(17.4)
(19.2)
(19.2)
(20.0)
(20.5)

1975
1976
TQ
1977
1978
1979

43.9
44.2
47.8
44.3
45.3
47.0

14.6
13.9
10.4
15.4
15.0
14.2

30.3
30.5
31.0
29.9
30.3
30.0

(7.9)
(8.2)
(8.9)
(8.3)
(8.9)
(8.8)

(22.4)
(22.3)
(22.2)
(21.6)
(21.4)
(21.2)

5.9
5.7
5.5
4.9
4.6
4.0

5.4
5.8
5.3
5.3
4.8
4.8

100.0
100.0
100.0
100.0
100.0
100.0

(77.6)
(77.7)
(77.8)
(78.4)
(78.6)
(78.8)

(22.4)
(22.3)
(22.2)
(21.6)
(21.4)
(21.2)

1980
1981
1982
1983
1984

47.2
47.7
48.2
48.1
44.8

12.5
10.2
8.0
6.2
8.5

30.5
30.5
32.6
34.8
35.9

(8.6)
(8.8)
(9.4)
(10.3)
(11.0)

(21.9)
(21.7)
(23.2)
(24.5)
(24.9)

4.7
6.8
5.9
5.9
5.6

5.1
4.8
5.3
5.0
5.2

100.0
100.0
100.0
100.0
100.0

(78.1)
(78.3)
(76.8)
(75.5)
(75.1)

(21.9)
(21.7)
(23.2)
(24.5)
(24.9)

1985
1986
1987
1988
1989

45.6
45.4
46.0
44.1
45.0

8.4
8.2
9.8
10.4
10.5

36.1
36.9
35.5
36.8
36.3

(10.8)
(10.9)
(10.5)
(10.2)
(9.7)

(25.4)
(26.0)
(25.0)
(26.6)
(26.6)

4.9
4.3
3.8
3.9
3.4

5.0
5.2
4.9
4.8
4.8

100.0
100.0
100.0
100.0
100.0

(74.6)
(74.0)
(75.0)
(73.4)
(73.4)

(25.4)
(26.0)
(25.0)
(26.6)
(26.6)

1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate

45.6
45.2
45.0
44.7
44.9

10.4
11.1
11.3
11.7
11.4

35.9
36.0
36.1
36.3
36.5

(9.3)
(9.1)
(9.0)
(9.0)
(9.0)

(26.6)
(26.9)
(27.1)
(27.3)
(27.6)

3.4
3.2
3.1
3.1
3.0

4.7
4.5
4.4
4.3
4.2

100.0
100.0
100.0
100.0
100.0

(73.4)
(73.1)
(72.9)
(72.7)
(72.4)

(26.6)
(26.9)
(27.1)
(27.3)
(27.6)

1995 estimate

45.0

11.4

36.5

(8.9)

(27.6)

2.9

4.2

100.0

(72.4)

(27.6)




1.0%

(Off-Budget)

(1.0)%

historical

A-287

tables
Table 2.3—RECEIPTS BY SOURCE AS PERCENTAGES OF GNP: 1934-1995
Individual
Income Taxes

Corporation
Income Taxes

193 4

0.7%
0.8
0.9
1.3
1.5
1.2

0.8
0.9
1.2
1.5
1.3

194 0
194 1
194 2
194 3
194 4

0.9
1.2
2.3
3.7
9.8

194 5
194 6
194 7
194 8
194 9

Social Insurance Taxes and Contributions

0.6%

193 5
193 6
193 7
193 8
193 9

Fiscal Year

Total

(On-Budget)

(Off-Budget)

Excise Taxes

Total Receipts

utner

(On-Budget)

Total

2.2%

1.3%

4.9%

(4.9)%

(0.3)
(0.4)
(0.6)

2.1
2.1
2.2
2.1
2.1

1.6
1.1
0.9
0.9
0.8

5.2
5.0
6.2
7.6
7.1

(5.2)
(5.0)
(5.9)
(7.2)
(6.6)

(1.3)
(1.1)
(1.1)
(1.1)
(1.1)

(0.6)
(0.6)
(0.6)
(0.6)
(0.6)

2.1
2.3
2.4
2.3
2.4

0.7
0.7
0.6
0.5
0.5

6.8
7.7
10.3
13.7
21.7

(6.3)
(7.1)
(9.7)
(13.0)
(21.0)

1.6
1.5
1.5
1.5
1.4

(1.0)
(0.9)
(0.9)
(0.9)
(0.8)

(0.6)
(0.6)
(0.7)
(0.7)
(0.6)

2.9
3.3
3.2
3.0
2.8

0.5
0.6
0.6
0.6
0.5

21.3
18.5
17.2
16.8
14.9

(20.6)
(17.9)
(16.6)
(16.1)
(14.3)

3.9
4.5
6.2
5.8
5.7

1.6
1.8
1.9
1.9
2.0

(0.8)
(0.8)
(0.8)
(0.7)
(0.7)

(0.8)
(1.0)
(1.0)
(1.1)
(1.2)

2.8
2.7
2.6
2.7
2.7

0.5
0.5
0.5
0.5
0.5

14.8
16.4
19.3
19.0
18.9

(14.0)
(15.4)
(18.3)
(17.9)
(17.6)

7.4
7.7
8.1
7.7
7.6

4.6
5.0
4.8
4.5
3.6

2.0
2.2
2.3
2.5
2.4

(0.7)
(0.7)
(0.7)
(0.7)
(0.7)

(1.3)
(1.5)
(1.5)
(1-8)
(1.7)

2.4
2.4
2.4
2.4
2.2

0.5
0.5
0.6
0.7
0.6

16.9
17.8
18.2

17.7
16.5

(15.6)
(16.3)
(16.6)
(15.9)
(14.7)

196 0
196 1
196 2
196 3
196 4

8.0
8.0
8.2
8.1
7.7

4.2
4.0
3.7
3.7
3.7

2.9
3.2
3.1
3.4
3.5

(0.8)
(0.8)
(0.9)
(1.0)
(0.9)

(2.1)
(2.3)
(2.2)
(2.4)
(2.6)

2.3
2.3
2.2
2.2
2.2

0.8
0.7
0.7
0.7
0.8

18.3
18.2
17.9
18.1
17.9

(16.2)
(15.9)
(15.7)
(15.7)
(15.3)

196 5
196 6
196 7
196 8
196 9

7.3
7.5
7.7
8.1
9.4

3.8
4.1
4.3
3.4
3.9

3.3
3.5
4.1
4.0
4.2

(0.8)
(0.9)
(1.0)
(1.1)
(1-1)

(2.5)
(2.6)
(3.1)
(2.9)
(3.1)

2.2
1.8
1.7
1.7
1.6

0.9
0.9
0.9
0.9
0.9

17.4
17.7
18.7
18.0

(14.9)
(15.1)
(15.7)
(15.1)
(17.0)

197 0
197 1
197 2
197 3
197 4

9.1
8.2
8.2
8.1
8.4

3.3
2.5
2.8
2.8
2.7

4.5
4.5
4.6
4.9
5.3

(1.1)
(1.1)
(1.1)
(1.3)
(1.5)

(3.4)
(3.4)
(3.5)
(3.6)
(3.8)

1.6
1.6
1.3
1.3
1.2

1.0
1.0
1.1
0.9
1.0

19.5
17.7
18.0
18.0
18.6

(16.1)
(14.3)
(14.5)
(14.4)
(14.8)

197 5
197 6
197 7
197 8
197 9

8.0
7.7
8.6
8.2
8.3
8.9

2.7
2.4
1.9
2.8
2.8
2.7

5.6
5.3
5.6
5.5
5.6
5.7

(1.5)
(1.4)
(1.6)
(1-5)
(1.6)
(1.7)

(4.1)
(3.9)
(4.0)
(4.0)
(3.9)
(4.0)

1.0
1.0
1.0
1.0
0.9
0.9

18.3
17.6
18.1
18.4
18.4
18.9

(14.2)
(13.6)
(14.1)
(14.4)
(14.5)
(14.9)

198 0
198 1
198 2
198 3
198 4

9.1
9.6
9.5
8.7
8.1

2.4
2.0
1.6
1.1
1.5

5.9
6.1
6.4
6.3
6.5

(1.7)
(1.8)
(1.8)
(1.9)
(2.0)

(4.2)
(4.4)
(4.6)
(4.4)
(4.5)

1.1
1.0
1.0
0.9
0.8
0.8
0.9
1.4
1.2
1.1
1.0

1.0
1.0
1.1
0.9
0.9

19.4

198 5
198 6
198 7
198 8
198 9

8.5
8.3
8.9
8.4
8.7

1.6
1.5
1.9
2.0
2.0

6.7
6.8
6.8
7.0
7.0

(2.0)
(2.0)
(2.0)
(1.9)
(1.9)

(4.7)
(4.8)
(4.8)
(5.0)
(5.1)

0.9
0.8
0.7
0.7
0.7

0.9
1.0
0.9
0.9
0.9

18.6
18.4
19.3
19.0
19.2

(15.1)
(15.7)
(15.1)
(13.6)
(13.6)
(13.9)
(13.6)
(14.5)
(13.9)
(14.1)

1990 estimate..
1991 estimate..
1992 estimate..
1993 estimate..
1994 estimate..

8.9
9.0
8.9
8.8
8.8

2.0
2.2
2.2
2.3
2.2

7.0
7.2
7.1
7.1
7.1

(1.8)
(1.8)
(1.8)
(1.8)
(1.7)

(5.2)
(5.3)
(5.3)
(5.3)
(5.4)

0.7
0.6
0.6
0.6
0.6

0.9
0.9
0.9
0.8
0.8

19.6
19.9
19.7
19.6
19.5

(14.4)
(14.5)
(14.4)
(14.3)
(14.1)

1995 estimate..

8.7

2.2

7.1

(1.7)

(5.4)

0.6

0.8

19.4

(14.0)

(*)%
*

0.1
0.7
1.7
1.8

(*)
(0.1)
(0.4)
(1.3)
(1.2)

1.2
1.9
3.3
5.4
7.3

1.9
1.7
1.7
1.7
1.7

8.6
7.6
8.0
7.8
5.9

7.5
5.6
3.9
3.9
4.2

195 0
195 1
195 2
195 3
195 4

5.9
6.9
8.2
8.2
8.0

195 5
195 6
195 7
195 8
195 9

TQ

* 0.05 percent or less.

250-298

O-1990-20 QL3




20.1

20.1

19.7
18.1
18.1

(Off-Budget)

A-288

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 2.4—COMPOSITION OF SOCIAL INSURANCE TAXES AND CONTRIBUTIONS AND OF EXCISE TAXES: 1940-1995
(in millions of dollars)
1940

Social Insurance
Employment taxes and contributions:
Old-age and survivors insurance-.
Federal funds
Trust funds (Off-Budget)
Railroad retirement/pension fund:
Federal funds
Trust funds

1941

1942

1943

1944

1945

1946

1947

1948

1949

54
550

1,130

-2
1,292

-3
1,310

-3
1,238

-5
1,459

-5
1,616

-8
1,690

23
114

29
141

-6
215

4
263

-24
309

-10
292

82
298

-201
758

827

1,064

1,338

1,557

1,592

1,517

1,835

111
904

Total

896

725

Total
Other retirement contributions:
' Employees retirement—employee contributions
Contributions for non-Federal employees

- 1

1
120

Total1
Unemployment insurance:
Federal funds
Trust funds

2
688

103
953

126
1,172

167
1,310

190
1,454

194
1,375

190
1,126

1,015

1,056

1,299

1,477

1,644

1,568

44
1

56
1

88
1

227
2

270
2

289
2

- 1

1950

1951

1952

1953

-8
2,106

-10
3,120

-14
3,594

-11
574

550

3
575

735

625

2,168

2,246

2,648

3,688

4,315

4,722

196
1,133

206
1,138

220
985

224
1,108

231
1,378

257
1,455

274
1,401

1,316

1,329

1,343

1,205

1,332

1,609

1,712

1,675

280
2

256
3

236
3

326
4

354
4

373
4

413
5

418
5

4,097
*

*

45

57

89

229

272

291

282

259

239

330

358

377

418

423

1,785

1,940

2,452

3,044

3,473

3,451

3,115

3,422

3,751

3,781

4,338

5,674

6,445

6,820

623
606
748

818
691
1,043

1,046
779
1,573

1,422
913
1,760

1,604
986
2,169

2,275
929
3,061

2,490
1,156
3,352

2,429
1,231
3,551

2,217
1,297
3,842

2,168
1,319
4,015

2,180
1,326
4,044

2,508
1,378
4,761

2,515
1,562
4,775

2,723
1,652
5,501

1,977

Total social insurance taxes and contributions1

2,552

3,399

4,096

4,759

6,265

6,998

7,211

7,356

7,502

7,550

8,648

8,852

9,877

Excise Taxes
Federal funds:
Alcohol taxes
Tobacco taxes
Other
Total excise taxes
See footnotes at end of table.

1954
Social Insurance
Employment taxes and contributions:
Old-age and survivors insurance:
Federal funds
Trust funds (Off-Budget)
Disability insurance (Off-Budget)
Hospital insurance
Railroad retirement/pension fund:
Federal funds
Trust funds

4,589

_ *

1955

1956

300
5,081

*

1957

6,425

6,457
332

1958

7,138
911

1959

7,418
878

1960

9,671
970

1961

1962

1963

1964

1965

1966

1967

11,104
1,005

11,267
1,004

13,117
1,058

15,242
1,124

15,567
1,156

17,556
1,530
893

22,197
2,204
2,645

*

603

600

634

616

575

525

607

571

564

572

593

636

683

776

Total1
Unemployment insurance:
Federal funds
Trust funds

5,192

5,981

7,059

7,405

8,624

8,821

11,248

12,679

12,835

14,746

16,959

17,358

20,662

27,823

283
1,278

278
1,172

322
1,368

328
1,623

333
1,601

321
1,810

339
2,329

2,903

3,337

4,112

3,997

3,803

3,755

3,575

Total
Other retirement contributions:
Employees retirement—employee contributions
Contributions for non-Federal employees

1,561

1,449

1,690

1,950

1,933

2,131

2,667

2,903

3,337

4,112

3,997

3,803

3,755

3,575

758
10

845
12

863
12

933
13

992
15

1,064
16

1,111
18

1,202
19

Total social insurance taxes and

contributions1

426
6

566
5

636
5

673
9

455

Total

450
5

760
10

431

571

642

682

770

768

857

875

946

1,007

1,081

1,129

1,221

7,208

7,862

9,320

9,997

11,239

11,722

14,683

16,439

17,046

19,804

21,963

22,242

25,546

32,619

2,738
1,578
5,630

2,689
1,568
4,874

2,866
1,607
5,455

2,915
1,669
4,472

2,882
1,728
4,002

2,938
1,798
3,767

3,127
1,927
4,084

3,146
1,986
3,931

3,268
2,022
4,295

3,366
2,075
4,474

3,499
2,048
4,664

3,689
2,142
5,081

3,720
2,066
3,358

3,980
2,077
3,221

9,945

9,131

9,929

9,055
1,479

8,612
2,026

8,504
2,074

9,137
2,539

9,063
2,798

9,585
2,949

9,915
3,279

10,211
3,519

10,911
3,659

9,145
3,917

9,278
4,441

9,945

9,131

9,929

10,534

10,638

10,578

11,676

11,860

12,534

13,194

13,731

14,570

13,062

13,719

Excise Taxes
Federal funds:
Alcohol taxes
Tobacco taxes
Other
Total
Highway trust fund
Total excise taxes
See footnotes at end of table.




historical

A-289

tables

Table 2.4—COMPOSITION OF SOCIAL INSURANCE TAXES AND CONTRIBUTIONS AND OF EXCISE TAXES: 1940-1995—Continued
(in millions of dollars)
1977

1978

1979

1980

15,886
2,130
3,457
328

68,032
8,786
13,474
1,908

73,141
12,250
16,668
1,822

83,410
14,584
19,874
2,190

96,581
16,628
23,217
2,323

79,901
8,054

21,801
2,698

92,199
11,312

103,881
13,850

120,058
15,387

138,748
15,336

2,760
54

707
13

2,915
59

3,174
62

3,428
66

3,660
59

2,974

1968
Social Insurance
Employment taxes and contributions:
Old-age and survivors insurance (Off-Budget)
Disability insurance (Off-Budget)
Hospital insurance
Railroad retirement/pension fund
Total1
Unemployment insurance
Other retirement contributions:
Employees retirement—employee contributions
Contributions for non-Federal employees
Total

1969

1970

1971

1972

1973

1974

1975

1976

22,265
2,651
3,493
814

25,484
3,469
4,398
885

29,396
4,063
4,755
919

31,354
4,490
4,874
980

35,132
4,775
5,205
1,008

40,703
5,381
7,603
1,189

47,778
6,147
10,551
1,411

55,207
7,250
11,252
1,489

58,703
7,686
11,987
1,525

29,224
3,346

34,236
3,328

39,133
3,464

41,699
3,674

46,120
4,357

54,876
6,051

65,888
6,837

75,199
6,771

1,334
20

1,426
24

1,735
29

1,916
37

2,058
39

2,146
41

2,302
45

2,513
52

TQ

3,237

3,494

3,719

106,485 120,967

138,939

157,803

5,295
2,393

5,492
2,444

5,531
2,492

619

i,%o

2,118

1,785

5,601
2,443
6,934
585

2,520

9,648

10,054

9,808

15,563

6,709
1,191

6,904
1,326
92

7,189
1,526
222

6,620
1,874
272

1,354

Total social insurance taxes and contributions1

1,451

1,765

1,952

2,097

2,187

2,347

2,565

2,814

720

33,923

39,015

44,362

47,325

52,574

63,115

75,071

84,534

90,769

25,219

4,189
2,121

4,447
2,136

4,646
2,093

4,696
2,205

5,004
2,205

5,040
2,274

5,248
2,435

5,238
2,312

5,318
2,484

1,279
622

'3,391

4,002

3,613

3,609

2,297

2,522

2,060

1,850

2,810

9,700

10,585

10,352

10,510

9,506

9,836

9,743

9,400

10,612

Excise Taxes
Federal funds:
Alcohol taxes
Tobacco taxes
Windfall profits
Other
Total
Trust funds:
Highways
Airport and airway
Black lung disability
Total
Total excise taxes

See footnotes at end of table.




4,379

4,637

5,354

5,542
563

5,322
649

5,665
758

6,260
840

6,188
962

5,413
938

1,676
277

4,379

4,637

5,354

6,104

5,971

6,424

7,100

7,151

6,351

1,953

7,900

8,323

8,937

8,766

14,079

15,222

15,705

16,614

15,477

16,260

16,844

16,551

16,963

4,473

17,548

18,376

18,745

24,329

A-290

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 2.4—COMPOSITION OF SOCIAL INSURANCE TAXES AND CONTRIBUTIONS A N D OF EXCISE TAXES: 1940-1995—Continued
(in millions of dollars)
1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

240,595

258,457

284,139

304,849

326,772

350,815

370,942

21,154
59,859

23,071
65,396

26,977
69,324

30,402
77,122

32,542
82,479

35,175
89,042

37,584
95,075

39,753
100,451

2,326

2,391

2,395

2,452

2,500

2,543

2,593

2,634

1981
Social Insurance
Employment taxes and
contributions:
Old-age and survivors
insurance (Off-Budget)
Disability insurance (OffBudget)
Hospital insurance
Railroad retirement/pension
fund
Railroad social security
equivalent account
Total1
Unemployment insurance
Other retirement contributions:
Employees retirementemployee contributions
Contributions for non-Federal
employees
Total
Total social insurance
taxes and
contributions1
Excise Taxes
Federal funds:
Alcohol taxes
Tobacco taxes
Windfall profits
Ozone depletion
Other
Total
Trust funds.Highways
Airport and airway
Black lung disability
Inland waterway
Hazardous substances
response
Post-closure liability
Oil spill liability
Aquatic resources
Leaking underground storage
tank
Vaccine injury compensation
Total
Total excise taxes .,

1982

1983

1984

1985

1986

1987

1988

1989

117,757

122,840

128,972

150,312

169,822

182,518

194,541

220,337

12,418
30,340

20,626
34,301

18,348
35,641

15,763
40,262

16,348
44,871

17,711
51,335

18,861
55,992

2,457

2,917

2,805

3,321

2,213

2,103

2,220

1,391

1,395

1,414

1,417

1,407

1,445

1,483

1,506

1,530

1,557

1,578

162,973
15,763

180,686
16,600

185,766
18,799

209,658
25,138

234,646
25,758

255,062
24,098

273,028
25,575

305,093
24,584

332,859
22,011

358,598
22,029

395,598
21,054

423,876
21,035

455,062
21,558

487,624
22,088

515,358
22,300

3,908

4,140

4,351

4,494

4,672

4,645

4,613

4,537

4,428

4,617

4,641

4,650

4,642

4,655

4,639

76

72

78

86

87

96

102

122

119

118

156

160

164

187

190

3,984

4,212

4,429

4,580

4,759

4,742

4,715

4,658

4,546

4,734

4,797

4,810

4,806

4,842

4,830

182,720

201,498

208,994

239,376

265,163

283,901

303,318

334,335

359,416

385,362

421,449

449,721

481,426

514,554

542,487

5,606
2,581
23,252

5,382
2,537
18,407

5,557
4,136
12,135

5,315
4,660
8,906

5,562
4,779
6,348

5,828
4,589
2,251

5,971
4,763

5,709
4,616

5,661
4,378

5,636
4,275

5,669
4,218

5,645
4,165

5,618
4,116

5,594
4,069

5,565
4,023

2,689

2,344

2,258

3,398

2,408

3,385

4,110

5,860

2,759

660
4,824

870
4,756

1,020
4,866

1,450
5,171

1,680
5,430

1,920
5,738

34,128

28,670

24,086

22,279

19,097

16,053

14,844

16,185

12,798

15,395

15,513

15,696

16,355

16,773

17,246

6,305
21
237
20

6,744
133
491
30

8,297
2,165
494
29

11,743
2,499
518
39

13,015
2,851
581
40

13,363
2,736
547
40

13,032
3,060
572
48

14,114
3,189
594
48

15,628
3,664
563
47

14,747
3,900
602
50

15,113
4,860
607
58

15,646
5,638
624
69

16,076
6,077
638
80

16,443
6,594
649
91

16,843
7,173
659
99

128

244

230

261
9

273
7

_ 15
#

635

698
-9

883

938

962

975

989

- 1

12

126

165

194

208

234

903
-12
124
203

917

- 1

238
210

271
217

275
224

284
232

290
242

73

125
74

168
99

134
108

118

124

130

137

142

6,711

7,641

11,214

15,082

16,894

16,866

17,613

19,042

21,286

20,759

22,121

23,527

24,462

25,404

26,437

40,839

36,311

35,300

37,361

35,992

32,919

32,457

35,227

34,084

36,154

37,634

39,223

40,817

42,177

43,683

Note: Unless otherwise noted, all receipts shown in this table are trust funds and on-budget.
* $500 thousand or less.
1 On-budget and off-budget.




historical

A-291

tables
Table 2.5—COMPOSITION OF "OTHER RECEIPTS": 1940-1995
(in millions of dollars)

Memorandum: Trust Fund Amounts Included
in "Other Receipts"

Miscellaneous Receipts
Fiscal Year

Total Other Receipts

Estate and Gift Taxes

Customs Duties and
Fees

Federal Reserve
Deposits1

All Other

Customs Duties and
Fees
14
14
11
50
48

1940
1941
1942
1943
1944

698
781
801
800
972

353
403
420
441
507

331
365
369
308
417

1945
1946
1947
1948
1949

1,083
1,202
1,331
1,461
1,388

637
668
771
890
780

341
424
477
403
367

15
100
187

105
109
69
68
54

1950
1951
1952
1953
1954

1,351
1,578
1,710
1,857
1,905

698
708
818
881
934

407
609
533
596
542

192
189
278
298
341

55
72
81
81
88

1955
1956
1957
1958
1959

1,850
2,270
2,672
2,961
2,921

924
1,161
1,365
1,393
1,333

585
682
735
782
925

251
287
434
664
491

90
140
139
123
171

1960
1961
1962
1963
1964

3,923
3,796
4,001
4,395
4,731

1,606
1,896
2,016
2,167
2,394

1,105
982
1,142
1,205
1,252

1,093
788
718
828
947

119
130
125
194
139

1965
1966
1967
1968
1969

5,753
6,708
6,987
7,580
8,718

2,716
3,066
2,978
3,051
3,491

1,442
1,767
1,901
2,038
2,319

1,372
1,713
1,805
2,091
2,662

222
163
302
400
247

1970
1971
1972
1973
1974

9,499
10,185
12,355
12,026
13,737

3,644
3,735
5,436
4,917
5,035

2,430
2,591
3,287
3,188
3,334

3,266
3,533
3,252
3,495
4,845

158
325
380
425
523

1975
1976
TQ
1977
1978
1979

14,998
17,317
4,279
19,008
19,278
22,101

4,611
5,216
1,455
7,327
5,285
5,411

3,676
4,074
1,212
5,150
6,573
7,439

5,777
5,451
1,500
5,908
6,641
8,327

935
2,576
111
623
778
925

1980
1981
1982
1983
1984

26,311
28,659
33,006
30,309
34,412

6,389
6,787
7,991
6,053
6,010

7,174
8,083
8,854
8,655
11,370

11,767
12,834
15,186
14,492
15,684

981
956
975
1,108
1,347

30
30
30

1985
1986
1987
1988
1989

37,040
40,168
41,884
43,702
47,918

6,422
6,958
7,493
7,594
8,745

12,079
13,327
15,085
16,198
16,334

17,059
18,374
16,817
17,163
19,604

1,480
1,510
2,490
2,747
3,235

30
30
70
174
196

1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate

50,461
52,995
55,391
57,056
59,566

9,279
9,809
10,304
10,418
11,004

16,785
18,615
20,135
21,474
23,017

21,086
21,107
21,207
21,370
21,559

3,311
3,465
3,744
3,794
3,986

239
654
690
731
770

1995 estimate

61,753

11,365

24,753

21,426

4,209

Deposits of earnings by the Federal Reserve System.




60

AllOther

A-292

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 3 . 1 — O U T L A Y S BY S U P E R F U N C T I O N A N D F U N C T I O N : 1 9 6 1 - 1 9 9 5

Superfunction and Function

1961

1962

1963

1964

1966

1965

1967

1968

1969

1970

1971

1972

In millions of dollars
National defense

49,601

52,345

53,400

54,757

50,620

58,111

71,417

81,926

82,497

81,692

78,872

79,174

Human resources

29,838

31,630

33,522

35,294

36,576

43,257

51,272

59,375

66,410

75,349

91,901

107,211

1,068
913

1,246
1,198

1,464
1,451

1,563
1,788

2,146
1,791

9,678
12,474

9,193
14,365

9,298
15,788

9,641
16,620

9,455
17,460

4,372
2,543
64
9,662
20,694

(12,474)
5,705

(14,365)
5,628

(15,788)
5,521

(16,620)
5,682

(17,460)
5,723

(20,694)
5,923

6,458
3,351
2,748
10,248
21,725
(94)
(21,631)
6,743

7,642
4,390
4,649
11,798
23,854
(94)
(23,760)
7,042

7,548
5,162
5,695
13,066
27,298
(414)
(26,885)
7,642

8,634
5,907
6,213
15,645
30,270
(458)
(29,812)
8,679

9,849
6,843
6,622
22,936
35,872
(465)
(35,408)
9,778

12,529
8,674
7,479
27,638
40,157
(538)
(39,620)
10,732

7,754

8,831

8,013

9,528

11,264

13,410

14,674

16,002

11,869

15,574

18,286

19,574

510
1,779
1,203
3,987
275

604
2,044
1,424
4,290
469

530
2,251
62
4,596
574

572
2,364
418
5,242
933

699
2,531
1,157
5,763
1,114

612
2,719
3,245
5,730
1,105

782
2,869
3,979
5,936
1,108

1,037
2,988
4,280
6,316
1,382

1,010
2,900
-119
6,526
1,552

997
3,065
2,112
7,008
2,392

1,035
3,915
2,366
8,052
2,917

1,296
4,241
2,222
8,392
3,423

Net interest
(On-budget)
(Off-budget)

6,716
(7,307)
(-591)

6,889
(7,498)
(-609)

7,740
(8,322)
(-582)

8,199
(8,805)
(-607)

8,591
(9,239)
(-648)

9,386
(10,028)
(-642)

10,268
(11,060)
(-792)

11,090
(12,069)
(-979)

Other functions

8,621

12,401

14,437

16,458

17,086

16,911

17,126

17,786

18,151

3,184

5,639

5,308

4,945

5,273

5,580

5,566

5,301

4,600

1,042
2,641
400
1,354

1,723
3,562
428
1,049

3,051
4,384
464
1,230

4,897
4,609
488
1,519

5,823
3,955
535
1,500

6,717
2,447
563
1,603

6,233
2,990
618
1,719

5,524
4,545
658
1,758

-4,807
(-4,601)
(-206)

-5,274
(-5,053)
(-221)

-5,797
(-5,555)
(-242)

-5,708
(-5,429)
(-279)

-5,908
(-5,626)
(-282)

-6,542
(-6,205)
(-337)

-7,294
(-6,879)
(-415)

97,723
(86,046)
(11,677)

106,821
(93,286)
(13,535)

111,316
(96,352)
(14,964)

118,528
(102,794)
(15,734)

118,228
(101,699)
(16,529)

134,532
(114,817)
(19,715)

157,464
(137,040)
(20,424)

Education, training, employment, and
social services
Health
Medicare....
Income Security
Social Security
(On-budget)
(Off-budget)
Veterans benefits and services
Physical resources
Energy
Natural resources and environment
Commerce and housing credit
Transportation
Community and regional development.

International affairs
General science, space and technology
Agriculture
Administration of justice
General government
Undistributed offsetting receipts. .
(On-budget)
(Off-budget)
Total, Federal outlays
(On-budget)
(Off-budget)

14,841
(16,783)
(-1,942)

15,478
(17,584)
(-2,106)

17,286

16,379

18,828

4,330

4,159

4,781

5,020
5,826
765
1,940

4,511
5,166
958
2,321

4,182
4,290
1,305
2,443

4,175
5,259
1,651
2,961

-8,045
(-7,600)
(-445)

-7,986
(-7,454)
(-532)

-8,632
(-7,995)
(-637)

-10,107
(-9,467)
(-640)

-9,583
(-8,926)
(-657)

178,134
(155,798)
(22,336)

183,640
(158,436)
(25,204)

195,649
(168,042)
(27,607)

210,172
(177,346)
(32,826)

230,681
(193,824)
(36,857)

12,699
(13,848)
(-1,149)

14,380
(15,948)
(-1,568)

Table 3 . 2 — O U T L A Y S BY S U P E R F U N C T I O N I N PERCENTAGE T E R M S : 1 9 6 1 - 1 9 9 5
Superfunction

1961

1962

1963

1964

1965

1966

1967

1968

1969

1970

1971

1972

As percentages of outlays
National defense
Human resources
Physical resources
Net interest
Other functions
Undistributed offsetting receipts
Total, Federal outlays
(On-budget)
(Off-budget)

50.8%
30.5
7.9
6.9
8.8
-4.9
100.0
(88.1)
(11.9)

49.0%
29.6
8.3
6.4
11.6
-4.9
100.0
(87.3)
(12.7)

48.0%
30.1
7.2
7.0
13.0
-5.2
100.0
(86.6)
(13.4)

46.2%
29.8
8.0
6.9
13.9
-4.8

42.8%
30.9
9.5
7.3
14.5
-5.0

100.0
(86.7)
(13.3)

43.2%
32.2
10.0
7.0
12.6
-4.9

100.0
(86.0)
(14.0)

45.4%
32.6
9.3
6.5
10.9
-4.6

46.0%
33.3
9.0
6.2
10.0
-4.5

44.9%
36.2
6.5
6.9
9.9
-4.3

41.8%
38.5
8.0
7.4
8.8
-4.4

37.5%
43.7
8.7
7.1
7.8
-4.8

34.3%
46.5
8.5
6.7
8.2
-4.2

100.0
(85.3)
(14.7)

100.0
(87.0)
(13.0)

100.0
(87.5)
(12.5)

100.0
(86.3)
(13.7)

100.0
(85.9)
(14.1)

100.0
(84.4)
(15.6)

100.0
(84.0)
(16.0)

As percentages of GNP
National defense
Human resources
Physical resources
Net interest
Other functions
Undistributed offsetting receipts
Total, Federal outlays
(On-budget)
(Off-budget)




9.6%
5.8
1.5
1.3
1.7
-.9

9.4%
5.7
1.6
1.2
2.2
-.9

9.1%
5.7
1.4
1.3
2.5
-1.0

8.7%
5.6
1.5
1.3
2.6
-.9

7.5%
5.4
1.7
1.3
2.5
-.9

7.9%
5.9
1.8
1.3
2.3
-.9

9.0%
6.5
1.8
1.3
2.2
-.9

9.6%
7.0
1.9
1.3
2.1
-.9

8.9%
7.1
1.3
1.4
2.0
-.9

8.3%
7.6
1.6
1.5
1.7
-.9

7.5%
8.7
1.7
1.4
1.6
-1.0

6.9%
9.3
1.7
1.3
1.6
-.8

18.9
(16.6)
(2.3)

19.2
(16.7)
(2.4)

18.9
(16.4)
(2.5)

18.8
(16.3)
(2.5)

17.6
(15.1)
(2.5)

18.2
(15.5)
(2.7)

19.8
(17.2)
(2.6)

21.0
(18.3)
(2.6)

19.8
(17.0)
(2.7)

19.8
(17.0)
(2.8)

19.9
(16.8)
(3.1)

20.0
(16.8)
(3.2)

A-293

historical tables
Table 3 . 1 — O U T L A Y S BY S U P E R F U N C T I O N A N D F U N C T I O N : 1 9 6 1 - 1 9 9 5 — C o n t i n u e d
Superfunction and Function

1973

1974

1975

1976

1977

TQ

1978

1979

1980

1981

1982

1983

In millions of dollars
National defense

76,681

79,347

86,509

89,619

22,269

97,241

104,495

116,342

133,995

157,513

185,309

209,903

Human resources

119,522

135,783

173,245

203,594

52,065

221,895

242,329

267,574

313,374

362,022

388,681

426,003

12,745
9,356
8,052
28,264
49,090
(526)
(48,565)
12,015

12,457
10,733
9,639
33,699
55,867
(494)
(55,373)
13,388

16,022
12,930
12,875
50,160
64,658
(499)
(64,159)
16,599

18,910
15,734
15,834
60,784
73,899
(515)
(73,384)
18,433

5,169
3,924
4,264
14,981
19,763
(19,763)
3,963

21,104
17,302
19,345
61,044
85,061
(717)
(84,344)
18,038

26,710
18,524
22,768
61,488
93,861
(741)
(93,120)
18,978

30,223
20,494
26,495
66,359
104,073
(757)
(103,316)
19,931

31,843
23,169
32,090
86,540
118,547
(675)
(117,872)
21,185

33,709
26,866
39,149
99,723
139,584
(670)
(138,914)
22,991

27,029
27,445
46,567
107,717
155,964
(844)
(155,120)
23,958

26,606
28,641
52,588
122,598
170,724
(19,993)
(150,731)
24,846

20,614

25,106

35,449

39,188

9,512

40,746

52,591

54,013

65,985

70,886

61,752

57,600

1,237
4,775
931
9,066
4,605

1,303
5,697
4,705
9,172
4,229

2,916
7,346
9,947
10,918
4,322

4,204
8,184
7,619
13,739
5,442

1,129
2,524
931
3,358
1,569

5,770
10,032
3,093
14,829
7,021

7,992
10,983
6,254
15,521
11,841

9,180
12,135
4,686
17,532
10,480

10,156
13,858
9,390
21,329
11,252

15,166
13,568
8,206
23,379
10,568

13,527
12,998
6,256
20,625
8,347

9,353
12,672
6,681
21,334
7,560

68,734
(71,022)
(-2,288)

84,995
(87,065)
(-2,071)

89,774
(91,619)
(-1,845)

Education, training, employment, and
social services
Health
Medicare
Income Security
Social Security
(On-budget)
(Off-budget)
Veterans benefits and services
Physical resources
Energy
Natural resources and environment
Commerce and housing credit
Transportation
Community and regional development.
Net interest
(On-budget)
(Off-budget)

17,349
(19,629)
(-2,280)

21,449
(23,969)
(-2,520)

23,244
(26,047)
(-2,803)

26,714
(29,526)
(-2,812)

6,946
(7,039)
(-93)

29,886
(32,536)
(-2,650)

35,441
(37,843)
(-2,403)

42,615
(44,839)
(-2,224)

52,512
(54,851)
(-2,339)

Other functions

24,950

24,423

27,487

27,050

9,388

34,315

39,594

40,396

44,996

47,095

51,069

59,023

4,149

5,710

7,097

6,433

2,458

6,353

7,482

7,459

12,714

13,104

12,300

11,848

4,032
4,854
2,138
9,777

3,980
2,230
2,467
10,035

3,991
3,036
2,951
10,412

4,373
3,170
3,324
9,751

1,162
983
890
3,896

4,736
6,787
3,602
12,836

4,926
11,357
3,810
12,017

5,235
11,236
4,169
12,297

5,832
8,839
4,582
13,030

6,469
11,323
4,762
11,436

7,200
15,944
4,703
10,922

7,935
22,901
5,099
11,241

-13,409
(-12,714)
(-695)

-16,749
(-15,985)
(-764)

-13,602
(-12,686)
(-916)

-14,386
(-13,423)
(-963)

-4,206
(-3,957)
(-249)

-14,879
(-13,902)
(-977)

-15,720
(-14,660)
(-1,060)

-17,476
(-16,362)
( — 1,114)

-19,942
(-18,738)
(-1,204)

-28,041
(-26,611)
(-1,430)

-26,099
(-24,453)
(-1,646)

—33^76
(-32,198)
(-1.778)

245,707
(200,118)
(45,589)

269,359
(217,270)
(52,089)

332,332
(271,892)
(60,440)

371,779
(302,170)
(69,609)

95,973
(76,552)
(19,421)

409,203
(328,487)
(80,716)

458,729
(369,072)
(89,657)

503,464
(403,486)
(99,978)

590,920
(476,591)
(114,329)

678,209
(543,013)
(135,196)

745,706
(594,302)
(151,404)

808^27
(661,219)
(147,108)

International affairs...™
General science, space and technology
Agriculture
Administration of justice
General government
Undistributed offsetting receipts
(On-budget)
(Off-budget)
Total, Federal outlays
(On-budget)
(Off-budget)

Table 3 . 2 — O U T L A Y S BY S U P E R F U N C T I O N I N PERCENTAGE T E R M S : 1 9 6 1 - 1 9 9 5 — C o n t i n u e d
Superfunction

1973

1974

1975

1976

TQ

1977

1978

1979

1980

1981

1982

1983

As percentages of outlays
National defense
Human resources
Physical resources
Net interest
Other functions
Undistributed offsetting receipts
Total, Federal outlays
(On-budget)
(Off-budget)

31.2%
48.6
8.4
7.1
10.2
-5.5
100.0
(81.4)
(18.6)

29.5%
50.4
9.3
8.0
9.1
-6.2

26.0%
52.1
10.7
7.0
8.3
-4.1

100.0
(80.7)
(19.3)

100.0
(81.8)
(18.2)

23.2%
54.2
9.9
7.2
9.8
-4.4

24.1%
54.8
10.5
7.2
7.3
-3.9
100.0
(81.3)
(18.7)

100.0
(79.8)
(20.2)

23.8%
54.2
10.0
7.3
8.4
-3.6
100.0
(80.3)
(19.7)

22.8%
52.8
11.5
7.7
8.6
-3.4

23.1%
53.1 "
10.7
8.5
8.0
-3.5

22.7%
53.0
11.2
8.9
7.6
-3.4

23.2%
53.4
10.5
10.1
6.9
-4.1

24.9%
52.1
8.3
11.4
6.8
-3.5

26.0%
52.7
7.1
11.1
7.3
-4.2

100.0
(80.5)
(19.5)

100.0
(80.1)
(19.9)

100.0
(80.7)
(19.3)

100.0
(80.1)
(19.9)

100.0
(79.7)
(20.3)

100.0
(81-8)
(18-2)

As percentages of GNP
National defense
Human resources
Physical resources
Net interest
Other functions
Undistributed offsetting receipts
Total, Federal outlays
(On-budget)
(Off-budget)




6.0%
9.3
1.6
1.4
1.9
-1.0

5.6%
9.6
1.8
1.5
1.7
-1.2

5.7%
11.4
2.3
1.5
1.8
-.9

5.3%
12.0
2.3
1.6
1.6
-.8

5.0%
11.6
2.1
1.5
2.1
-.9

5.0%
11.5
2.1
1.5
1.8
-.8

4.8%
11.2
2.4
1.6
1.8
-.7

4.8%
10.9
2.2
1.7
1.7
-.7

5.0%
11.7
2.5
2.0
1.7
-.7

5.3%
12.1
2.4
2.3
1.6
-.9

5.9%
12.4
2.0
2.7
1.6
-.8

6.3%
12.8
1.7
2.7
1.8
-1.0

19.2
(15.6)
(3.6)

19.0
(15.3)
(3.7)

21.8
(17.9)
(4.0)

21.9
(17.8)
(4.1)

21.4
(17.1)
(4.3)

21.2
(17.0)
(4.2)

21.1
(17.0)
(4.1)

20.6
(16.5)
(4.1)

22.1
(17.8)
(4.3)

22.7
(18.2)
(4.5)

23.8
(18.9)
(4.8)

24.3
(19-9)
(4-4)

A-294

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 3 . 1 — O U T L A Y S BY S U P E R F U N C T I O N A N D F U N C T I O N : 1 9 6 1 - 1 9 9 5 — C o n t i n u e d

Superfunction and Function

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

In millions of dollars
National defense

227,413

252,748

273,375

281,999

290,361

303,559

296,342

303,251

309,212

311,892

315,669

318,567

Human resources

432,042

471,822

481,594

502,197

533,407

568,678

616,038

652,176

694,418

738,660

783,011

826,788

27,579
30,417
57,540
112,668
178,223
(7,056)
(171,167)
25,614

29,342
33,542
65,822
128,200
188,623
(5,189)
(183,434)
26,292

30,585
35,936
70,164
119,796
198,757
(8,072)
(190,684)
26,356

29,724
39,968
75,120
123,250
207,353
(4,930)
(202,422)
26,782

31,938
44,490
78,878
129,332
219,341
(4,852)
(214,489)
29,428

36,684
48,390
84,964
136,031
232,542
(5,069)
(227,473)
30,066

37,652
57,819
96,616
146,601
248,462
(3,875)
(244,587)
28,888

41,005
63,698
98,615
153,738
264,811
(4,722)
(260,089)
30,308

42,926
69,940
110,097
159,607
280,876
(5,574)
(275,302)
30,972

43,487
75,947
121,924
166,317
297,711
(5,970)
(291,741)
33,273

44,143
82,019
135,025
174,598
314,585
(6,400)
(308,185)
32,641

44,889
88,293
149,072
181,366
331,433
(6,853)
(324,579)
31,734

57,938

56,789

58,614

54,932

68,275

80,574

81,407

75,964

69,018

68,095

66,235

64,130

7,086
12,593
6,917
(6,917)

5,685
13,357
4,229
(4,229)

4,735
13,639
4,890
(4,890)

4,115
13,363
6,182
(6,182)

2,297
14,606
18,808
(18,808)

23,669
7,673

25,838
7,680

28,117
7,233

26,222
5,051

27,272
5,294

3,702
16,182
27,719
(28,029)
(-310)
27,608
5,361

3,194
17,499
22,688
(20,300)
(2,388)
29,250
8,776

3,029
18,168
17,184
(15,463)
(1,721)
29,758
7,825

3,111
18,921
10,263
(9,571)
(692)
30,222
6,501

3,179
18,433
9,643
(9,517)
(126)
30,736
6,104

3,026
18,329
7,711
(7,803)
(-92)
31,306
5,863

2,613
17,785
6,212
(6,588)
(-376)
31,324
6,197

169,137
(180,532)
(-11,395)

175,591
(191,201)
(-15,610)

172,979
(192,869)
(-19,890)

163,482
(188,068)
(-24,586)

156,963
(187,084)
(-30,121)

147,761
(184,102)
(-36,341)

136,145
(178,910)
(-42,765)

Education, training, employment, and
social services
Health
Medicare
Income Security
Social Security
(On-budget)
(Off-budget)
Veterans benefits and services
Physical resources
Energy
Natural resources and environment
Commerce and housing credit
(On-budget)
(Off-budget)
Transportation
Community and regional development.
Net interest
(On-budget)
(Off-budget)

111,058
(114,368)
(-3,310)

129,430
(133,548)
(-4,118)

135,969
(140,298)
(-4,329)

138,570
(143,860)
(-5,290)

151,748
(159,164)
(-7,416)

Other functions

55,287

68,227

73,713

62,587

57,219

57,906

64,320

72,540

79,130

92,385

131,869

180,851

15,876

16,176

14,152

11,649

10,471

9,574

14,554

18,172

19,396

18,757

18,875

19,714

8,317
13,613
5,660
11,821

8,627
25,565
6,277
11,582

8,976
31,449
6,603
12,533

9,216
26,606
7,548
7,569

10,841
17,210
9,223
9,474

12,838
16,948
9,422
9,124

14,145
14,571
10,489
10,560

16,609
14,938
12,608
11,282
-1,070

19,371
15,648
13,905
11,932
-1,121

21,383
13,509
14,150
25,762
-1,175

22,937
11,842
14,256
65,192
-1,232

23,991
10,375
14,578
113,486
-1,293

International affairs
General science, space and technology
Agriculture
Administration of justice
General government
Allowances
Undistributed offsetting receipts
(On-budget)
(Off-budget)
Total, Federal outlays
(On-budget)
(Off-budget)

-31,957
(-29,913)
(-2,044)

-32,698
(-30,189)
(-2,509)

-33,007
(-30,150)
(-2,857)

-36,455
(-33,155)
(-3,300)

-36,967
(-32,585)
(-4,382)

-37,212
(-32,354)
(-4,858)

-36,462
(-30,881)
(-5,581)

-43,578
(-37,615)
(-5,962)

-43,833
(-37,363)
(-6,470)

-46,177
(-39,112)
(-7,065)

-46,570
(-38,879)
(-7,691)

-49,540
(-41,201)
(-8,339)

851,781
(685,968)
(165,813)

946,316
(769,509)
(176,807)

990,258
(806,760)
(183,498)

1,003,830
(809,998)
(193,832)

1,064,044
(861,352)
(202,691)

1,142,643
(931,732)
(210,911)

1,197,236
(971,452)
(225,784)

1,233,331
(997.374)
(235,957)

1,271,429
(1,026,491)
(244,938)

1,321,819
(1,067,137)
(254,681)

1,397,976
(1,133,915)
(264,061)

1,476,941
(1,203,841)
(273,099)

Table 3 . 2 — O U T L A Y S BY S U P E R F U N C T I O N I N PERCENTAGE T E R M S : 1 9 6 1 - 1 9 9 5 — C o n t i n u e d
Superfunction

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

24.8%
51.5
6.8
14.7
5.4
-3.0

24.6%
52.9
6.2
14.0
5.9
-3.5

24.3%
54.6
5.4
12.9
6.2
-3.4

23.6%
55.9
5.2
11.9
7.0
-3.5

22.6%
56.0
4.7
10.6
9.4
-3.3

21.6%
56.0
4.3
9.2
12.2
-3.4

As percentages of outlays
National defense
Human resources
Physical resources
Net interest
Other functions
Undistributed offsetting receipts
Total, Federal outlays
(On-budget)
(Off-budget)

26.7%
50.7
6.8
13.0
6.5
-3.8
100.0
(80.5)
(19.5)

26.7%
49.9
6.0
13.7
7.2
-3.5
100.0
(81.3)
(18.7)

27.6%
48.6
5.9
13.7
7.4
-3.3
100.0
(81.5)
(18.5)

28.1%
50.0
5.5
13.8
6.2
-3.6

27.3%
50.1
6.4
14.3
5.4
-3.5

100.0
(80.7)
(19.3)

26.6%
49.8
7.1
14.8
5.1
-3.3

100.0
(81.0)
(19.0)

100.0
(81.5)
(18.5)

100.0
(81.1)
(18.9)

100.0
(80.9)
(19.1)

100.0
(80.7)
(19.3)

100.0
(80.7)
(19.3)

100.0
(81.1)
(18.9)

100.0
(81.5)
(18.5)

As percentages of GNP
National defense
Human resources
Physical resources
Net interest
Other functions
Undistributed offsetting receipts
Total, Federal outlays
(On-budget)
(Off-budget)




6.2%
11.7
1.6
3.0
1.5
-.9

6.4%
11.9
1.4
3.3
1.7
-.8

6.5%
11.5
1.4
3.3
1.8
-.8

6.4%
11.3
1.2
3.1
1.4
-.8

6.1%
11.1
1.4
3.2
1.2
-.8

5.9%
11.0
1.6
3.3
1.1
-.7

5.4%
11.2
1.5
3.2
1.2
-.7

5.1%
11.1
1.3
2.9
1.2
-.7

4.9%
11.0
1.1
2.6
1.3
-.7

4.6%
10.9
1.0
2.3
1.4
-.7

4.4%
10.9
0.9
2.0
1.8
-.6

4.2%
10.8
0.8
1.8
2.4
-.6

23.1
(18.6)
(4.5)

23.9
(19.5)
(4.5)

23.7
(19.3)
(4.4)

22.7
(18.3)
(4.4)

22.2
(18.0)
(4.2)

22.2
(18.1)
(4.1)

21.8
(17.7)
(4.1)

20.9
(16.9)
(4.0)

20.1
(16.2)
(3.9)

19.5
(15.8)
(3.8)

19.4
(15.7)
(3.7)

19.3
(15.7)
(3.6)

historical

A-295

tables
Table 3.3—OUTLAYS BY FUNCTION AND SUBFUNCTION: 1984-1995
(in millions of dollars)

Function and Subfunction

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

050 NATIONAL DEFENSE
051 Department of Defense—Military:
Military Personnel
Operation and Maintenance
Procurement
Research, Development, Test, and Evaluation
Military Construction
Family Housing
Other

64,158
67,388
61,879
23,117
3,706
2,413
-1,732

67,842
72,371
70,381
27,103
4,260
2,642
553

71,511
75,288
76,517
32,283
5,067
2,819
1,995

72,020
76,205
80,744
33,596
5,853
2,908
2,640

76,337
84,475
77,166
34,792
5,874
3,082
210

80,676
87.001
81,620
37.002
5,275
3,257
50

75,259
86,132
80,948
36,527
5,420
3,393
-888

78,793
88,328
79,344
36,969
5,490
3,474
-252

80,222
90,170
79,532
37,674
5,485
3,490
370

81,481
91,835
77,377
38,323
5,699
3,515
805

82,539
93,194
77,687
38,857
5,523
3,549
961

83,599
94,436
76,721
39,339
5,924
3,586
1,237

051 Subtotal, Department of Defense-Military
053 Atomic energy defense activities
054 Defense-related activities

220,928
6,120
365

245,154
7,098
495

265,480
7,445
450

273,966
7,451
582

281,935
7,913
512

294,880
8,119
560

286,791
8,903
648

292,145
10,401
705

296,943
11,541
729

299,035
12,097
761

302,310
12,564
795

304,842
12,926
800

TOTAL, 050 NATIONAL DEFENSE

227,413

252,748

273,375

281,999

290,361

303,559

296,342

303,251

309,212

311,892

315,669

318,567

4,478
7,924
1,872
691
910

5,409
9,391
2,043
805
-1,471

4,968
10,499
2,270
917
-4,501

4,319
7,106
2,208
1,000
-2,985

4,703
4,500
2,729
1,051
-2,513

4,837
1,467
2,886
1,106
-722

4,873
6,288
2,962
1,153
-722

5,383
8,812
3,206
1,319
-548

5,614
9,812
3,371
1,287
-689

5,894
8,820
3,459
1,263
-679

6,289
8,679
3,561
1,252
-906

6,453
9,184
3,597
1,255
-774

15,876

16,176

14,152

11,649

10,471

9,574

14,554

18,172

19,396

18,757

18,875

19,714

1,849
4,028
1,687
754

2,019
3,989
1,858
761

2,221
3,794
2,127
835

2,260
4,137
1,942
878

2,428
5,007
2,261
1,145

2,642
6,336
2,787
1,073

3,033
6,833
2,873
1,406

3,465
8,408
3,531
1,206

4,058
9,572
4,449
1,292

4,376
10,083
5,479
1,443

4,725
10,197
6,458
1,557

5,048
10,241
7,157
1,545

8,317

8,627

8,976

9,216

10,841

12,838

14,145

16,609

19,371

21,383

22,937

23,991

3,255
527
2,518
787

2,615
491
1,838
740

2,839
515
597
785

2,318
281
788
727

746
342
568
640

2,226
333
621
521

1,813
341
472
568

1,760
326
593
349

1,921
228
600
363

1,978
205
626
369

1,854
192
614
367

1,415
198
626
373

7,086

5,685

4,735

4,115

2,297

3,702

3,194

3,029

3,111

3,179

3,026

2,613

4,070
1,302
1,581
4,044
1,595

4,122
1,481
1,621
4,465
1,668

4,041
1,388
1,513
4,831
1,866

3,783
1,473
1,564
4,869
1,675

4,034
2,189
1,673
4,832
1,878

4,271
3,324
1,817
4,878
1,890

4,273
3,809
1,871
5,478
2,069

4,343
4,003
1,793
5,847
2,181

4,395
4,670
1,799
5,762
2,295

4,395
4,221
1,822
5,605
2,390

4,388
4,209
1,844
5,468
2,421

4,331
4,195
1,870
5,218
2,171

12,593

13,357

13,639

13,363

14,606

16,182

17,499

18,168

18,921

18,433

18,329

17,785

11,877
1,736

23,751
1,813

29,608
1,841

24,742
1,864

15,246
1,964

14,846
2,102

12,342
2,229

12,726
2,212

13,393
2,255

11,220
2,289

9,490
2,352

7,985
2,390

13,613

25,565

31,449

26,606

17,210

16,948

14,571

14,938

15,648

13,509

11,842

10,375

3,766
1,239
(1,239)

871
1,351
(1,351)

2,341
758
(758)

3,062
1,593
(1,593)

14,997
2,229
(2,229)

1,913

2,007

1,790

1,527

1,581

25,504
127
(436)
(-310)
2,088

16,556
2,878
(490)
(2,388)
3,254

12,988
2,132
(411)
(1,721)
2,064

5,238
400
(492)
(-92)
2,072

3,950
134
(510)
(-376)
2,128

6,917

4,229

4,890

6,182

18,808

27,719

22,688

17,184

10,263

9,643

7,711

6,212

(9,571)
(692)

(9,517)
(126)

(7,803)
(-92)

(6,588)
(-376)

150 INTERNATIONAL AFFAIRS
151 International development and humanitarian
assistance
152 International security assistance
153 Conduct of foreign affairs
154 Foreign information and exchange activities ,,..
155 International financial programs
TOTAL, 150 INTERNATIONAL AFFAIRS
250 GENERAL SCIENCE, SPACE, AND TECHNOLOGY
251 General science and basic research
253 Spaceflight
254 Space, science, applications, and technology
255 Supporting space activities
TOTAL, 250 GENERAL SCIENCE, SPACE, AND TECHNOLOGY
270 ENERGY
271 Energy supply
272 Energy conservation
274 Emergency energy preparedness
276 Energy information, policy, and regulation
TOTAL, 270 ENERGY
300 NATURAL RESOURCES AND ENVIRONMENT
301 Water resources
302 Conservation and land management
303 Recreational resources
304 Pollution control and abatement
306 Other natural resources
TOTAL, 300 NATURAL RESOURCES AND ENVIRONMENT
350 AGRICULTURE
351 Farm income stabilization
352 Agricultural research and services
TOTAL, 350 AGRICULTURE
370 COMMERCE AND HOUSING CREDIT
371 Mortgage credit and deposit insurance
372 Postal Service
(On-budget)
(Off-budget)
376 Other advancement of commerce
TOTAL, 370 COMMERCE AND HOUSING CREDIT
(On-budget)
(Off-budget)
400 TRANSPORTATION
401 Ground transportation
402 Air transportation
403 Water transportation
407 Other transportation
TOTAL, 400 TRANSPORTATION




7,138
1,151
(459)
(692)
1,974

6,988
602
(476)
(126)
2,052

(6,917)

(4,229)

(4,890)

(6,182)

(18,808)

(28,029)
(-310)

(20,300)
(2,388)

(15,463)
(1,721)

16,158
4,415
3,010
85

17,606
4,895
3,201
137

18,725
5,287
3,964
140

17,150
5,520
3,461
91

18,148
5,897
3,111
116

17,946
6,622
2,916
124

18,377
7,412
3,321
140

17,882
8,234
3,484
159

17,276
9,208
3,571
167

16,873
9,967
3,724
172

16,665
10,644
3,820
177

16,015
11,185
3,941
182

23,669

25,838

28,117

26,222

27,272

27,608

29,250

29,758

30,222

30,736

31,306

31,324

A-296

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 3.3—OUTLAYS BY FUNCTION AND SUBFUNCTION: 1984-1995—Continued
(in millions of dollars)

Function and Subfunction
450 COMMUNITY AND REGIONAL DEVELOPMENT
451 Community development
452 Area and regional development
453 Disaster relief and insurance

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

4,520
3,034
119

4,598
3,117
-35

4,095
2,723
416

3,680
1,599
-229

3,449
2,075
-230

3,693
1,894
-226

3,822
2,936
2,017

3,833
2,791
1,201

3,715
2,692
94

3,426
2,525
154

3,221
2,408
234

3,513
2,353
331

TOTAL, 450 COMMUNITY AND REGIONAL DEVELOPMENT

7,673

7,680

7,233

5,051

5,294

5,361

8,776

7,825

6,501

6,104

5,863

6,197

500 EDUCATION, TRAINING, EMPLOYMENT, AND
SOCIAL SERVICES
501 Elementary, secondary, and vocational education
502 Higher education
503 Research and general education aids
504 Training and employment
505 Other labor services
506 Social services

6,520
7,383
1,210
4,644
639
7,185

7,633
8,211
1,121
4,972
678
6,728

7,832
8,415
1,164
5,257
672
7,246

7,911
7,406
1,255
5,084
675
7,394

8,413
8,299
1,261
5,215
739
8,011

9,193
10,649
1,391
5,292
786
9,374

9,768
10,506
1,510
5,457
800
9,611

11,296
10,433
1,656
5,660
852
11,107

12,107
9,899
1,724
5,644
891
12,662

12,281
9,785
1,705
5,712
922
13,084

12,383
9,768
1,688
5,778
954
13,572

12,452
9,824
1,729
5,837
985
14,062

TOTAL, 500 EDUCATION, TRAINING, EMPLOYMENT,
AND SOCIAL SERVICES

27,579

29,342

30,585

29,724

31,938

36,684

37,652

41,005

42,926

43,487

44,143

44,889

24,522
4,379

26,984
4,908

28,850
5,393

32,616
5,599

36,019
6,645

39,164
7,325

47,910
7,867

53,318
8,341

59,208
8,597

65,019
8,745

70,877
8,909

76,948
9,063

388
1,129

468
1,182

529
1,165

556
1,197

541
1,285

545
1,356

590
1,451

558
1,481

607
1,527

603
1,580

601
1,632

604
1,679

550 HEALTH
551 Health care services
552 Health research
553 Education and training of health care work
force
554 Consumer and occupational health and safety
TOTAL, 550 HEALTH

30,417

33,542

35,936

39,968

44,490

48,390

57,819

63,698

69,940

75,947

82,019

88,293

570 MEDICARE
571 Medicare

57,540

65,822

70,164

75,120

78,878

84,964

96,616

98,615

110,097

121,924

135,025

149,072

600 INCOME SECURITY
601 General retirement and disability insurance
(excluding social security)
602 Federal employee retirement and disability
603 Unemployment compensation
604 Housing assistance
605 Food and nutrition assistance
609 Other income security

5,441
38.054
18,421
11,270
18.055
21,427

5,617
38,591
17,475
25,263
18,540
22,715

5,330
41.363
17,753
12,383
18,602
24.364

5,565
43,745
17,080
12,656
18,940
25,264

5,294
46,879
15,271
13,906
20,083
27,899

5,650
49,151
15,616
14,715
21,192
29,706

5,202
52,520
18,098
16,295
23,396
31,090

5,492
53,864
18,601
17,663
23,350
34,769

5,678
55,192
19,233
18,910
24,286
36,310

5,730
58,021
19,976
19,595
25,451
37,544

5,789
60,890
20,728
20,294
26,779
40,117

5,836
63,709
21,681
21,179
28,104
40,858

112,668

128,200

119,796

123,250

129,332

136,031

146,601

153,738

159,607

166,317

174,598

181,366

178,223

188,623

198,757

207,353

219,341

232,542

248,462

264,811

280,876

297,711

314,585

331,433

(7,056)
(171,167)

(5,189)
(183,434)

(8,072)
(190,684)

(4,930)
(202,422)

(4,852)
(214,489)

(5,069)
(227,473)

(3,875)
(244,587)

(4,722)
(260,089)

(5,574)
(275,302)

(5,970)
(291,741)

(6,400)
(308,185)

(6,853)
(324,579)

700 VETERANS BENEFITS AND SERVICES
701 Income security for veterans
702 Veterans education, training and rehabilitation....
703 Hospital and medical care for veterans
704 Veterans housing
705 Other veterans benefits and services

14,400
1,359
8,861
244
751

14,714
1,059
9,547
214
758

15,031
526
9,872
114
813

14,962
454
10,266
330
769

15,963
454
10,842
1,292
877

16,544
459
11,343
878
843

15,108
429
11,997
350
1,003

16,200
427
12,469
167
1,045

16,357
475
12,981
78
1,082

18,072
533
13,436
146
1,086

16,881
610
13,904
163
1,083

15,568
625
14,347
105
1,089

TOTAL, 700 VETERANS BENEFITS AND SERVICES

25,614

26,292

26,356

26,782

29,428

30,066

28,888

30,308

30,972

33,273

32,641

31,734

750 ADMINISTRATION OF JUSTICE
751 Federal law enforcement activities
752 Federal litigative and judicial activities
753 Federal correctional activities
754 Criminal justice assistance

3,205
1,825
494
136

3,526
2,064
537
150

3,632
2,176
614
181

4,105
2,482
711
250

5,061
2,880
930
352

4,667
3,255
1,044
455

4,942
3,591
1,417
540

5,404
4,325
2,230
648

5,656
4,646
2,797
806

5,863
4,754
2,751
782

6,004
4,879
2,568
805

6,166
4,995
2,590
826

TOTAL, 750 ADMINISTRATION OF JUSTICE

5,660

6,277

6,603

7,548

9,223

9,422

10,489

12,608

13,905

14,150

14,256

14,578

1,319
97
3,254
201
139
6,768

1,355
113
3,485
96
164
6,353

1,383
109
3,605
475
126
6,431

1,444
110
3,918
146
143
1,621

1,599
120
4,809
-182
113
1,816

1,651
129
5,570
-341
134
2,061

1,827
178
5,660
450
168
2,166

2,161
321
5,882
276
161
2,136

2,249
410
6,281
485
170
2,134

557
-513

521
-506

482
-78

810
-623

1,893
-694

813
-893

836
-725

1,307
-962

1,419
-1,216

2,179
383
6,810
513
179
2,213
14,100
960
-1,576

2,269
384
7,169
375
188
2,244
53,600
744
-1,781

2,252
397
7,551
262
193
2,271
101,800
763
-2,002

11,821

11,582

12,533

7,569

9,474

9,124

10,560

11,282

11,932

25,762

65,192

113,486

TOTAL, 600 INCOME SECURITY
650 SOCIAL SECURITY
651 Social security
(On-budget)
(Off-budget)

800 GENERAL GOVERNMENT
801 Legislative functions
802 Executive direction and management
803 Central fiscal operations
804 General property and records management
805 Central personnel management
806 General purpose fiscal assistance
807 Social Security Integrity and Debt Reduction
808 Other general government
809 Deductions for offsetting receipts
TOTAL, 800 GENERAL GOVERNMENT




A-297

historical tables
Table 3.3—OUTLAYS BY FUNCTION AND SUBFUNCTION: 1984-1995—Continued
(in millions of dollars)
Function and Subfunction
900 NET INTEREST
901 Interest on the public debt
902 Interest received by on-budget trust funds
903 Interest received by off-budget trust funds
908 Other interest
TOTAL, 900 NET INTEREST
(On-budget)
(Off-budget)

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

153,822
-17,044
-3,310
-22,410

178,823
-21,838
-4,118
-23,438

190,155
-26,558
-4,329
-23,298

195,249
-29,662
-5,290
-21,727

214,066
-34,480
-7,416
-20,422

240,863
-40,547
-11,395
-19,784

254,850
-45,233
-15,610
-18,416

259,763
-49,167
-19,890
-17,728

258,878
-53,402
-24,586
-17,409

260,125
-57,414
-30,121
-15,626

259,790
-61,127
-36,341
-14,560

257,081
-64,445
-42,765
-13,726

111,058

129,430

135,969

138,570

151,748

169,137

175,591

172,979

163,482

156,963

147,761

136,145

(114,368)
(-3,310)

(133,548)
(-4,118)

(140,298)
(-4,329)

(143,860)
(-5,290)

(159,164) (180,532) (191,201) (192,869) (188,068) (187,084) (184,102) (178,910)
(-7,416) (-11,395) (-15,610) (-19,890) (-24,586) (-30,121) (-36,341) (-42,765)

920 ALLOWANCES
924 Employee health benefits reform
925 Reduced Government mail rates

-850
-220

950 UNDISTRIBUTED OFFSETTING RECEIPTS
951 Employer share, employee retirement (on-,
budget)
-23,219
952 Employer share, employee retirement (offbudget)
-2,044
953 Rents and royalties on the Outer Continental
Shelf
-6,694
954 Sale of major assets
959 Other undistributed offsetting receipts
TOTAL, 950 UNDISTRIBUTED OFFSETTING RECEIPTS.. -31,957
(On-budget)
(Off-budget)
TOTAL, OUTLAYS
(On-budget)
(Off-budget)




-955
-220

-1,012
-220

-1,073
-220

-1,070

TOTAL, 920 ALLOWANCES

-901
-220
-1,121

-1,175

-1,232

-1,293

-24,648

-25,434

-27,259

-29,037

-29,425

-28,266

-30,079

-30,811

-32,117

-33,864

-34,971

-2,509

-2,857

-3,300

-4,382

-4,858

-5,581

-5,962

-6,470

-7,065

-7,691

-8,339

-5,542

-4,716

-4,021
-1,875

-3,548

-2,929

-2,615

-2,999
-1,285
-3,252

-3,432
-1,600
-1,519

-3,100
-1,600
-2,294

-3,323
-1,600
-92

-3,337
-1,600
-1,293

-32,698

-33,007

-36,455

-36,967

-37,212

-36,462

-43,578

-43,833

-46,177

-46,570

-49,540

(-29,913) (-30,189) (-30,150) (-33,155) (-32,585) (-32,354) (-30,881) (-37,615) (-37,363) (-39,112) (-38,879) (-41,201)
(-2,044) (-2,509) (-2,857) (-3,300) (-4,382) (-4,858) (-5,581) (-5,962) (-6.470) (-7,065) (-7,691) (-8,339)
1,271,429

1,321,819

1,397,976

1,476,941

851,781

946,316

990,258

1,003,830

1,064,044

1,142,643

1,197,236

1,233,331

(685,968)
(165,813)

(769,509)
(176,807)

(806,760)
(183,498)

(809,998)
(193,832)

(861,352)
(202,691)

(931,732)
(210,911)

(971,452)
(225,784)

(997,374) (1,026,491) (1,067,137) (1,133,915) (1,203,841)
(235,957) (244,938) (254,681) (264,061) (273,099)

A-298

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 4.1—OUTLAYS BY AGENCY: 1983-1995
(in millions of dollars)

Department or other unit
Legislative Branch
The Judiciary
Executive Office of the President
Funds Appropriated to the President
Agriculture
Commerce
Defense-Military
Defense-Civil
Education
Energy
Health and Human Services-except social
security
Health and Human Services-soc. sec.
Housing and Urban Development
Interior
Justice
Labor
State
Transportation
Treasury
Veterans Affairs
Environmental Protection Agency
General Services Administration
NASA
Office of Personnel Management
Small Business Administration
Other Independent Agencies
Allowances
Undistributed offsetting receipts
(On-budget)
(Off-budget)
Total outlays

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

1983

1984

1985

1986

1987

1988

1989

1,437
787
94
7,878
52,404
1,925
204,410
18,891
14,558
10,590

1,579
866
95
10,837
42,015
1,894
220,928
19,540
15,511
10,991

1,610
966
111
11,858
55,523
2,140
245,154
18,770
16,682
10,587

1,665
1,069
107
11,042
58,679
2,083
265,480
20,254
17,673
11,026

1,812
1,178
109
10,406
49,600
2,127
273,966
20,684
16,800
10,693

1,852
1,337
121
7,253
44,003
2,279
281,935
22,029
18,246
11,166

2,095
1,492
124
4,280
48,316
2,571
294,880
23,450
21,608
11,387

2,317
1,701
174
9,162
48,246
3,861
286,791
24,751
22,316
12,290

2,678
2,028
319
12,188
48,715
2,771
292,145
25,517
23,711
13,438

2,765
2,223
408
13,227
50,304
2,655
296,943
26,620
24,054
15,732

2,714
2,289
375
12,479
48.652
2,650
299,035
27,737
24,146
16,509

2,827
2,351
382
12,538
47,809
2,558
302,310
28,834
24,295
17,203

2,833
2,409
395
13,253
47,384
2,296
304,842
29,944
24,488
17,682

125,941
150,731
15,814
4,552
2,849
38,052
2,273
20,643
116,368
24,827
4,312
111
6,853
21,278
661
11,165

121,082
171,167
16,663
4,947
3,184
24,522
2,404
23,030
141,009
25,593
4,076
117
7,055
22,590
510
11,904

132,104
183,434
28,720
4,825
3,586
23,893
2,645
25,020
164,892
26,333
4,490
-2
7,251
23,727
680
9,974

143,253
190,684
14,139
4,789
3,768
24,141
2,865
27,378
179,231
26,536
4,867
380
7,403
23,955
557
12,201

148,893
202,422
15,484
5,050
4,333
23,453
2,788
25,424
180,253
26,952
4,904
51
7,591
26,966
-65
14,264

159,071
214,489
18,938
5,147
5,426
21,870
3,421
26,404
202,386
29,271
4,871
-281
9,092
29,191
-54
23,444

172,301
227,473
19,680
5,213
6,232
22,654
3,722
26,607
230,571
30,041
4,906
-463
11,036
29,073
85
32,463

191,174
244,587
22,802
5,832
6,898
24,935
3,777
28,281
247,239
28,733
5,492
253
12,026
33,211
1,056
26,637

204,082
260,089
23,023
5,698
8,990
26,274
4,094
28,764
254,928
30,143
5,824
47
14,137
33,628
280
23,523
-1,070

222,615
275,302
23,873
5,686
10,066
26,953
4,268
29,144
257,697
30,803
5,726
252
16,413
34,839
112
16,363
-1,121

241,236
291,741
24,266
5,780
9,863
27,823
4,378
29.653
274,544
33,106
5,573
339
18,148
37,422
207
16,040
-1,175

262,921
308,185
25,033
5,811
9,655
28,716
4,502
30,209
315,139
32,473
5,444
192
19,379
39,829
291
14,359
-1,232

283,908
324,579
26,052
5,715
9,859
29,774
4,563
30,197
361,880
31,566
5,197
76
20,122
42,289
361
13,319
-1,293

-51,078 -52,329 -58,656 -64,967
-72,310 -78,863
-89,155 -97,305 -112,634 -122,493 -133,712 -144,038 -156,750
(-47,455) (-46,975) (-52,029) (-57,780) (-63,720) (-67,066) (-72,903) (-76,114) (-86,782) (-91,437) (-96,526) (-100,006) (-105,646)
(-3,623) (-5,354) (-6,627) (-7,186) (-8,590) ( - 1 U 9 8 ) (-16,252) (-21,191) (-25,852) (-31,056) (-37,186) (-44,032) (-51,104)
808,327

851,781

946,316

990,258

1,003,830

1,064,044

1,142,643

1,197,236

1,233,331

1,271,429

1,321,819

1,397,976

1,476,941

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

Table 5.2—BUDGET AUTHORITY BY AGENCY: 1983-1995
(in millions of dollars)
Department or other unit
Legislative Branch
The Judiciary
Executive Office of the President
Funds Appropriated to the President
Agriculture
Commerce
Defense-Military
Defense-Civil
Education
Energy
Health and Human Services-except social
security
Health and Human Services-soc. sec
Housing and Urban Development
Interior
Justice
Labor
State
Transportation
Treasury
Veterans Affairs
Environmental Protection Agency
General Services Administration
NASA
Office of Personnel Management
Small Business Administration
Other Independent Agencies
Allowances
Undistributed offsetting receipts
(On-budget)
(Off-budget)
Total budget authority




1990
estimate

1983

1984

1985

1986

1987

1988

1989

1,687
823
101
6,590
69,921
1,923
238,900
19,591
15,397
11,893

1,770
904
109
18,946
46,824
2,016
258,176
19,225
15,423
10,953

1,705
1,052
116
20,364
61,916
2,309
286,827
30,347
19,077
12,618

1,722
1,044
108
10,709
59,249
1,980
281,436
32,682
17,872
10,559

1,875
1,267
118
13,002
52,518
2,155
279,469
35,137
19,608
10,125

2,127
1,338
125
11,656
55,236
2,450
283,755
36,329
20,234
11,163

2,276
1,476
129
10,953
55,733
2,807
290,837
37,234
22,956
11,697

2,240
1,734
287
12,393
55,141
3,558
291,369
36,656
24,111
14,296

2,671
2,075
355
12,377
55,310
2,544
295,131
38,386
24,618
14,761

2,718
2,278
362
12,743
56,186
2,446
299,972
40,107
24,217
16,880

2,740
2,345
374
13,076
55,327
2,474
304,350
42,309
24,374
17,568

2,850
2,409
387
13,252
53,375
2,430
308,036
44,604
24,526
17,784

2,867
2,469
399
13,883
55,924
2,233
311,760
46,690
24,664
18,032

116,833
163,380
16,561
4,956
3,046
36,413
2,759
26,308
117,237
25,324
3,688
393
7,065
35,724
1,278
11,368

128,000
171,429
18,148
4,917
3,461
34,826
2,979
28,596
141,638
26,477
4,064
247
7,458
37,695
971
16,998

141,107
190,973
31,398
5,016
3,848
27,660
3,562
28,770
166,101
27,298
4,346
309
7,573
41,606
1,254
15,561

156,535
196,802
15,928
4,589
3,865
28,839
4,039
28,079
179,675
27,075
3,446
287
7,807
44,200
714
18,497

159,715
221,992
14,657
5,279
5,210
30,252
3,765
26,122
181,857
27,363
5,344
281
10,923
44,775
604
18,789

177,043
253,289
14,949
5,246
5,630
30,684
3,757
27,169
204,104
29,432
4,968
184
9,062
48,141
418
25,900

196,638
279,918
14,347
5,482
6,732
29,923
4,093
28,455
232,080
29,893
5,081
187
10,969
51,248
421
67,501

212,349
306,625
18,368
6,248
8,587
32,475
4,211
30,177
248,501
29,907
5,400
119
12,324
55,602
928
21,321

232,442
340,393
23,700
5,590
8,943
32,104
5,457
29,336
256,054
30,869
5,402
40
15,240
58,197
350
17,835
-1,070

249,273
368,447
22,230
5,662
9,286
32,274
4,666
30,349
258,905
31,423
5,243
51
17,638
61,301
471
19,636
-1,121

270,679
399,133
22,169
5,725
9,814
32,959
4,797
30,674
275,910
31,957
4,969
66
19,258
64,454
503
19,617
-1,175

293,501
432,431
21,882
5,824
9,765
33,549
4,927
30,734
316,516
32,692
4,418
66
20,261
67,965
542
21,469
-1,232

314,269
461,799
22,104
5,738
10,095
33,860
5,057
31,294
363,230
33,470
3,901
73
20,963
70,757
571
20,020
-1,293

-64,967
-51,078 -52,329 -58,656
-72,310 -78,863 -89,155 -97,305 -112,634 -122,493 -133,712 -144,038 -156,750
(-47,455) (-46,975) (-52,029) (-57,780) (-63,720) (-67,066) (-72,903) (-76,114) (-86,782) (-91,437) (-96,526) (-100,006) (-105,646)
(-3,623) (-5,354) (-6,627) (-7,186) (-8,590) ( — 11,798) (-16,252) (-21,191) (-25,852) (-31,056) (-37,186) (-44,032) (-51,104)
888,082

949,921

1,074,057

1,072,773

1,099,893

1,185,526

1,309,913

1,337,621

1,396,476

1,451,149

1,522,732

1,620,926

1,718,078

historical

A-299

tables
Table 5.1—BUDGET AUTHORITY BY FUNCTION AND SUBFUNCTION: 1984-1995
(in millions of dollars)

Function and Subfunction

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

78,477
86,221
79,390
37,530
5,738
3,276

78,548
86,761
82,561
36,809
5,266
3,221

419

204

-1,796

79,054
90,092
77,855
37,972
5,578
3,458
-300
1,423

80,502
91,716
78,915
38,627
5,653
3,518
-306
1,348

81,754
93,169
79,827
39,185
5,727
3,569
-311
1,430

82,805
94,376
80,670
39,656
5,790
3,611
-315
1,442

83,869
95,596
81,520
40,131
5,854
3,654
-319
1,456

283,755
7,749
504

290,837
8,100
630

291,369
9,653
609

295,131
10,966
760

299,972
11,768
795

304,350
12,299
830

308,036
12,732
866

311,760
13,054
861

292,008

299,567

301,631

306,857

312,536

317,479

321,634

325,676

4,902
8,213
2,582
1,031
1,997

5,022
8,598
2,631
1,056
-123

5,296
7,666
2,775
1,126
390

5,517
8,464
2,932
1,323
373

6,111
8,833
4,055
1,232
-232

6,054
9,383
3,263
1,202
-258

6,333
9,507
3,359
1,224
-324

6,506
9,591
3,450
1,252
-254

6,460
10,067
3,535
1,246
273

1984

1985

1986

1987

1988

1989

050 NATIONAL DEFENSE
051 Department of Defense—Military:
Military Personnel
Operation and Maintenance
Procurement
Research, Development, Test, and Evaluation
Military Construction
Family Housing
Allowances
Other

64.866
70,974
86,161
26.867
4,510
2,669

67,773
77,828
96,842
31,327
5,517
2,890

67,794
74,916
92,506
33,609
5,281
2,803

74,010
79,607
80,234
35,644
5,093
3,075

76,584
81,629
80,053
36,521
5,349
3,199

2,129

4,650

4,528

1,806

051 Subtotal, Department of Defense-Military
053 Atomic energy defense activities
054 Defense-related activities

258,176
6,555
429

286,827
7,325
503

281,436
7,287
424

279,469
7,478
480

TOTAL, 050 NATIONAL DEFENSE

265,160

294,656

289,146

287,427

5,069
8,943
2,015
808
7,718

6,496
13,730
2,501
950
2,776

4,760
9,543
2,992
970
-1,607

150 INTERNATIONAL AFFAIRS
151 International development and humanitarian
assistance
152 International security assistance
153 Conduct of foreign affairs
154 Foreign information and exchange activities
155 International financial programs
TOTAL, 150 INTERNATIONAL AFFAIRS

24,553

26,453

16,659

18,724

17,184

17,252

18,608

19,998

19,644

20,099

20,545

21,581

250 GENERAL SCIENCE, SPACE, AND TECHNOLOGY
251 General science and basic research
253 Space flight
254 Space, science, applications, and technology
255 Supporting space activities

1,964
4,101
1,747
1,010

2,227
3,951
2,023
950

2,121
4,240
2,107
819

2,340
6,864
2,297
1,037

2,542
4,759
2,488
1,075

2,851
6,213
2,823
1,061

3,202
6,896
3,089
1,408

3,678
8,875
4,029
1,278

4,274
10,007
5,139
1,371

4,581
10,154
6,448
1,499

4,961
10,106
7,395
1,620

5,171
10,128
8,131
1,521

TOTAL, 250 GENERAL SCIENCE, SPACE, AND TECHNOLOGY

8,822

9,152

9,286

12,538

10,864

12,949

14,596

17,860

20,792

22,682

24,083

24,950

5,348
455
1,268
793

5,511
472
2,056
719

4,745
426
113
763

2,280
234
153
763

3,807
310
609
799

2,789
314
422
538

4,058
368
635
550

2,280
183
430
359

2,909
186
617
375

3,369
193
622
377

3,215
199
613
381

2,960
205
628
384

7,865

8,758

6,047

3,430 1

5,526

4,062

5,611

3,252

4,087

4,560

4,408

4,178

3,781
1,389
1,453
4,037
1,622

4,087
1,446
1,574
4,303
1,934

3,678
1,430
1,456
3,399
1,761

4,107
1,721
1,685
5,296
1,770

4,295
2,650
1,647
4,932
1,852

4,312
3,706
1,895
5,068
2,005

4,186
3,201
2,112
5,402
2,054

4,321
4,107
1,608
5,442
2,167

4,406
4,413
1,730
5,287
2,208

4,278
4,205
1,791
4,992
2,277

4,375
4,213
1,850
4,440
2,292

4,305
4,204
1,887
3,916
2,104

12,282

13,344

11,724

14,578

15,375

16,987

16,955

17,645

18,043

17,542

17,169

16,416

9,945
1,843

25,569
1,911

28,065
1,836

23,394
2,007

16,317
2,075

19,223
2,112

15,753
2,221

17,848
2,223

18,760
2,321

16,523
2,388

12,403
2,466

12,601
2,542

11,788

27,480

29,901

25,401

18,392

21,335

17,973

20,071

21,081

18,912

14,868

15,143

9,430
1,798
(1,798)

7,081
2,639
(2,639)

6,666
2,504
(2,504)

6,148
2,944
(2,944)

19,196
1,458
(1,458)

11,861
4,577
(490)
(4,087)
3,115

8,829
3,366
(411)
(2,955)
2,090

9,176
2,659
(459)
(2,200)
2,112

9,484
2,179
(476)
(1,703)
2,183

11,244
2,027
(492)
(1,535)
2,198

10,216
1,927
(510)
(1,417)
2,251

270 ENERGY
271 Energy supply
272 Energy conservation
274 Emergency energy preparedness
276 Energy information, policy, and regulation
TOTAL, 270 ENERGY
300 NATURAL RESOURCES AND ENVIRONMENT
301 Water resources
302 Conservation and land management
303 Recreational resources
304 Pollution control and abatement
306 Other natural resources
TOTAL, 300 NATURAL RESOURCES AND ENVIRONMENT
350 AGRICULTURE
351 Farm income stabilization
352 Agricultural research and services
TOTAL, 350 AGRICULTURE
370 COMMERCE AND HOUSING CREDIT
371 Mortgage credit and deposit insurance
372 Postal Service
(On-budget)
(Off-budget)
376 Other advancement of commerce
TOTAL, 370 COMMERCE AND HOUSING CREDIT
(On-budget)
(Off-budget)
400 TRANSPORTATION
401 Ground transportation
402 Air transportation
403 Water transportation
407 Other transportation
TOTAL, 400 TRANSPORTATION




2,036

2,389

1,790

1,792

2,063

57,634
2,046
(436)
(1,610)
2,246

13,264

12,109

10,960

10,885

22,717

61,926

19,553

14,285

13,947

13,846

15,470

14,394

(13,264)

(12,109)

(10,960)

(10,885)

(22,717)

(60,317)
(1,610)

(15,466)
(4,087)

(11,330)
(2,955)

(11,747)
(2,200)

(12,143)
(1,703)

(13,935)
(1,535)

(12,977)
(1,417)

20,685
5,266
3,244
114

20,318
6,011
3,105
126

19,349
5,484
3,915
115

18,244
5,518
3,120
115

18,267
6,906
2,861
107

18,605
7,494
3,112
132

19,501
8,326
3,196
143

17,152
9,658
3,322
160

17,123
10,580
3,475
167

17,131
10,794
3,592
173

17,108
10,724
3,718
178

17,115
11,231
3,845
183

29,309

29,559

28,863

26,996

28,141

29,342

31,167

30,293

31,345

31,690

31,729

32,374

A-300

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 5.1—BUDGET AUTHORITY BY FUNCTION AND SUBFUNCTION: 1984-1995—Continued
(in millions of dollars)

Function and Subfunction
450 COMMUNITY AND REGIONAL DEVELOPMENT
451 Community development
452 Area and regional development
453 Disaster relief and insurance

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

4,818
3,824
257

4,262
3,664
239

3,726
2,684
475

3,819
2,620
210

3,546
5,080
205

3,061
3,512
1,308

3,281
3,795
1,935

3,277
3,305
380

3,385
2,384
395

3,397
2,349
410

3,404
2,295
424

3,415
2,259
437

TOTAL, 450 COMMUNITY AND REGIONAL DEVELOPMENT

8,899

8,166

6,884

6,649

8,831

7,881

9,011

6,961

6,164

6,156

6,124

6,112

500 EDUCATION, TRAINING, EMPLOYMENT, AND
SOCIAL SERVICES
501 Elementary, secondary, and vocational education
502 Higher education
503 Research and general education aids
504 Training and employment
505 Other labor services
506 Social services

7,243
6,956
1,133
8,688
685
6,937

7,963
9,763
1,223
5,422
716
7,285

7,680
8,776
1,184
4,875
679
7,104

9,001
9,052
1,308
5,226
730
7,932

9,539
8,985
1,363
5,327
778
9,057

10,164
11,008
1,426
5,392
802
9,962

11,290
10,899
1,489
5,553
815
9,583

12,165
10,481
1,641
5,612
877
11,188

12,274
9,926
1,682
5,679
917
12,442

12,381
9,909
1,695
5,758
946
13,023

12,463
9,901
1,690
5,822
979
13,573

12,469
9,968
1,726
5,832
1,010
14,037

TOTAL, 500 EDUCATION, TRAINING, EMPLOYMENT,
AND SOCIAL SERVICES

31,642

32,372

30,298

33,249

35,050

38,754

39,630

41,964

42,921

43,713

44,428

45,042

25,241
4,773

26,454
5,402

29,418
5,552

32,886
6,660

36,752
7,018

42,017
7,706

49,873
8,316

54,054
8,744

59,938
8,833

65,607
9,006

71,635
9,170

77,942
9,321

461
1,156

549
1,196

507
1,157

530
1,250

550
1,313

575
1,397

669
1,485

500
1,476

559
1,532

576
1,588

594
1,642

613
1,692

31,630

33,601

36,634

41,325

45,634

51,694

60,341

64,775

70,861

76,777

83,041

89,567

570 MEDICARE
571 Medicare

63,220

71,701

87,228

83,998

94,203

107,339

116,933

125,224

136,407

150,787

164,949

178,783

600 INCOME SECURITY
601 General retirement and disability insurance
(excluding social security)
602 Federal employee retirement and disability
603 Unemployment compensation
604 Housing assistance
605 Food and nutrition assistance
609 Other income security

8,570
53,455
24,320
12,671
18,235
21,588

6,564
68,506
21,001
26,879
18,655
22,499

7,820
73,458
22,066
11,643
18,803
24,170

5,838
76,290
24,037
9,864
19,568
25,086

6,641
80,203
23,620
9,698
20,650
28,452

6,618
83,777
22,548
9,568
21,262
29,584

6,632
86,239
24,818
11,076
23,828
30,626

6,410
91,698
24,054
17,977
23,200
35,553

6,650
95,396
24,006
17,734
24,354
36,288

6,686
100,145
24,555
17,424
25,521
37,523

6,741
105,107
25,008
17,356
26,851
40,083

6,652
109,026
25,262
17,788
28,174
40,823

138,838

164,103

157,960

160,682

169,264

173,357

183,218

198,894

204,428

211,853

221,146

227,725

178,511

199,501

201,662

226,922

258,140

284,987

310,500

345,115

374,021

405,103

438,831

468,652

(7,083)
(171,429)

(8,527)
(190,973)

(4,861)
(196,802)

(4,930)
(221,992)

(4,852)
(253,289)

(5,069)
(279,918)

(3,875)
(306,625)

(4,722)
(340,393)

(5,574)
(368,447)

(5,970)
(399,133)

(6,400)
(432,431)

(6,853)
(461,799)

700 VETERANS BENEFITS AND SERVICES
701 Income security for veterans
702 Veterans education, training and rehabilitation....
703 Hospital and medical care for veterans
704 Veterans housing
705 Other veterans benefits and services

14,884
1,582
9,078
201
782

15,089
1,119
10,005
306
828

15,363
826
9,964
200
799

15,392
623
10,481
100
870

15,848
511
10,836
1,484
863

16,384
421
11,523
778
919

16,416
325
12,037
314
940

16,396
322
12,744
484
1,045

16,528
385
13,240
314
1,070

16,666
443
13,599
280
1,082

17,011
492
14,026
190
1,085

17,341
533
14,506
106
1,094

TOTAL, 700 VETERANS BENEFITS AND SERVICES

550 HEALTH
551 Health care services
552 Health research
553 Education and training of health care work
force
554 Consumer and occupational health and safety
TOTAL, 550 HEALTH

TOTAL, 600 INCOME SECURITY
650 SOCIAL SECURITY
651 Social security
(On-budget)
(Off-budget)

26,528

27,348

27,151

27,466

29,542

30,025

30,030

30,990

31,538

32,069

32,803

33,579

750 ADMINISTRATION OF JUSTICE
751 Federal law enforcement activities
752 Federal litigative and judicial activities
753 Federal correctional activities
754 Criminal justice assistance

3,433
1,905
495
215

3,709
2,204
599
220

3,728
2,190
595
265

4,726
2,680
867
502

5,140
2,926
1,059
316

4,697
3,288
1,553
424

5,089
3,827
2,536
774

5,633
4,432
1,746
749

5,740
4,681
1,987
767

5,893
4,811
2,646
813

6,054
4,934
2,608
829

6,217
5,049
2,767
842

TOTAL, 750 ADMINISTRATION OF JUSTICE

6,047

6,733

6,777

8,775

9,441

9,963

12,225

12,560

13,175

14,162

14,426

14,875

1,443
111
3,640
337
148
6,795

1,358
118
3,875
407
149
6,322

1,412
110
4,046
382
136
5,847

1,572
115
4,797
380
141
1,369

1,602
125
5,189
298
145
1,963

1,807
137
5,900
605
146
2,043

1,779
290
5,863
242
156
2,068

2,147
357
6,092
166
164
2,114

2,191
364
6,496
179
173
2,151

498
-513

565
-506

760
-78

985
-623

1,805
-694

822
-893

835
-725

1,324
-962

1,292
-1,216

2,190
382
7,027
192
181
2,216
14,100
978
-1,576

2,278
389
7,392
231
188
2,244
53,600
772
-1,781

2,269
401
7,773
243
195
2,271
101,800
769
-2,002

12,459

12,289

12,615

8,736

10,435

10,568

10,508

11,402

11,631

25,690

65,313

113,718

800 GENERAL GOVERNMENT
801 Legislative functions
802 Executive direction and management
803 Central fiscal operations
804 General property and records management
805 Central personnel management
806 General purpose fiscal assistance
807 Social Security Integrity and Debt Reduction
808 Other general government
809 Deductions for offsetting receipts
TOTAL, 800 GENERAL GOVERNMENT




A-301

historical tables
Table 5.1—BUDGET AUTHORITY BY FUNCTION AND SUBFUNCTION: 1984-1995—Continued
(in millions of dollars)
Function and Subfunction
900 NET INTEREST
901 Interest on the public debt
902 Interest received by on-budget trust funds
903 Interest received by off-budget trust funds
908 Other interest
TOTAL, 900 NET INTEREST
(On-budget)
(Off-budget)

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

153,822
-17,044
-3,310
-22,410

178,823
-21,838
-4,118
-23,437

190,155
-26,558
-4,329
-23,285

195,249
-29,662
-5,290
-21,732

214,066
-34,480
-7,416
-20,426

240,863
-40,547
-11,395
-19,784

254,850
-45,233
-15,610
-18,416

259,763
-49,167
-19,890
-17,728

258,878
-53,402
-24,586
-17,409

260,125
-57,414
-30,121
-15,626

259,790
-61,127
-36,341
-14,560

257,081
-64,445
-42,765
-13,726

111,059

129,431

135,982

138,565

151,744

169,137

175,591

172,979

163,482

156,963

147,761

136,145

(114,368)
(-3,310)

(133,549)
(-4,118)

(140,311)
(-4,329)

(143,856)
(-5,290)

(159,160) (180,532) (191,201) (192,869) (188,068) (187,084) (184,102) (178,910)
(-7,416) (-11,395) (-15,610) (-19,890) (-24,586) (-30,121) (-36,341) (-42,765)

920 ALLOWANCES
924 Employee health benefits reform
925 Reduced Government mail rates

-850
-220

950 UNDISTRIBUTED OFFSETTING RECEIPTS
951 Employer share, employee retirement (onbudget)
952 Employer share, employee retirement (offbudget)
953 Rents and royalties on the Outer Continental
Shelf
954 Sale of major assets
959 Other undistributed offsetting receipts

-955
-220

-1,012
-220

-1,073
-220

-1,070

TOTAL, 920 ALLOWANCES

-901
-220
-1,121

-1,175

-1,232

-1,293

-23,219

-24,648

-25,434

-27,259

-29,037

-29,425

-28,266

-30,079

-30,811

-32,117

-33,864

-34,971

-2,044

-2,509

-2,857

-3,300

-4,382

-4,858

-5,581

-5,962

-6,470

-7,065

-7,691

-8,339

-6,694

-5,542

-4,716

-4,021
-1,875

-3,548

-2,929

-2,615

-2,999
-1,285
-3,252

-3,432
-1,600
-1,519

-3,100
-1,600
-2,294

-3,323
-1,600
-92

-3,337
-1,600
-1,293

TOTAL, 950 UNDISTRIBUTED OFFSETTING RECEIPTS.. -31,957

-32,698

-33,007

-36,455

-36,967

-37,212

-36,462

-43,578

-43,833

-46,177

-46,570

-49,540

(On-budget)
(Off-budget)
TOTAL, BUDGET AUTHORITY
(On-budget)
(Off-budget)
On-budget unless otherwise stated.




(-29,913) (-30,189) (-30,150) (-33,155) (-32,585) (-32,354) (-30,881) (-37,615) (-37,363) (-39,112) (-38,879) (-41,201)
(-2,044) (-2,509) (-2,857) (-3,300) (-4,382) (-4,858) (-5,581) (-5,962) (-6,470) (-7,065) (-7,691) (-8,339)
1,309,913

1,337,621

1,396,476

1,451,149

1,522,732

1,620,926

1,718,078

949,921

1,074,057

1,072,773

1,099,893

1,185,526

(783,846)
(166,075)

(889,710)
(184,347)

(883,158)
(189,615)

(886,491)
(213,402)

(944,035) (1,044,638) (1,048,100) (1,078,980) (1,111,558) (1,159,082) (1,230,992) (1,305,966)
(241,491) (265,275) (289,521) (317,496) (339,591) (363,650) (389,934) (412,112)

A-302

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 6.1—COMPOSITION OF OUTLAYS IN CURRENT AND IN CONSTANT (FY 1982) DOLLARS: 1971-1995
Category

1971

1972

1974

1973

1975

1976

TQ

1977

1978

1979

1980

1981

1982

In Millions of Current Dollars
Total outlays
National

210,172

Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2
Total nondefense

230,681

245,707

269,359

332,332

371,779

95,973

409,203

458,729

503,464

590,920

678,209

745,706

78,872

defense1

79,174

76,681

79,347

86,509

89,619

22,269

97,241

104,495

116,342

133,995

157,513

185,309

80,412
(70,030)

92,892
(79,112)

104,524
(90,860)

120,137
(105,557)

153,519
(137,074)

180,132
(160,492)

45,377
(40,396)

196,321
(174,144)

210,986
(186,811)

232,878
(206,024)

277,487
(245,560)

323,413
(286,482)

356,739
(318,863)

(10,381)
17,683
14,841
28,471
-10,107

(13,780)
20,550
15,478
32,171
-9,583

(13,664)

(14,581)
28,712
21,449
36,462
-16,749

(16,445)
33,272
23,244
49,390
-13,602

(19,640)

(22,177)
46,141
29,886
54,493
-14,879

(24,175)
53,655
35,441
69,872
-15,720

(31,927)

39,365
26,714
50,335
-14,386

(4,980)
10,924
6,946
14,663
-4,206

(26,854)

28,126
17,349
32,437
-13,409

55,911
42,615
73,194
-17,476

59,431
52,512
87,437
-19,942

(36,931)
57,756
68,734
98,834
-28,041

(37,875)
50,252
84,995
94,511
-26,099

131,300

151,507

169,026

190,012

245,824

282,160

73,704

311,962

354,234

387,121

456,925

520,696

560,397

In Billions of Constant (FY 1982) Dollars
Total outlays
National

509.4

Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other 2
Undistributed offsetting receipts2
Total nondefense

527.6

527.5

528.7

586.0

609.8

152.4

622.6

652.2

660.2

699.1

726.5

745.7

202.7

defense1

190.9

175.1

163.3

159.8

153.6

37.1

154.3

155.0

159.1

164.0

171.4

185.3

181.0
(157.6)

200.1
(170.4)

215.7
(187.5)

228.4
(200.7)

265.8
(237.4)

291.7
(259.9)

71.2
(63.4)

295.5
(262.1)

296.8
(262.8)

301.6
(266.8)

324.7
(287.3)

344.3
(305.0)

356.7
(318.9)

(23.4)
43.3
34.0
75.7
-27.3

(29.7)
47.4
33.6
79.7
-24.1

(28.2)
60.5
35.9
68.3
-28.1

(27.7)
56.8
41.1
71.8
-32.8

(28.5)
58.5
40.4
84.9
-23.4

(31.8)
64.3
43.0
80.1
-22.9

(7.8)
17.3
10.8
22.5
-6.4

(33.4)
70.1
44.6
79.9
-21.7

(34.0)
75.7
49.4
96.9
-21.7

(34.8)
71.8
54.7
95.9
-22.9

(37.4)
68.4
62.0
103.8
-23.8

(39.3)
61.3
73.7
106.0
-30.1

(37.9)
50.3
85.0
94.5
-26.1

306.7

336.7

352.4

365.3

426.2

456.2

115.3

468.3

497.1

501.0

535.1

555.2

560.4

See footnotes at end of table 6.2.
Table 6.2—COMPOSITION OF OUTLAYS IN PERCENTAGE TERMS: 1971-1995
Category

1971

1972

1973

1974

1975

1976

TQ

1977

1978

1979

1980

1981

1982

As percentages of GNP
Total outlays
National defense1
Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2
Total nondefense
Addendum: GNP ($ billions)

19.9%

20.0%

19.2%

19.0%

21.8%

21.9%

21.4%

21.2%

7.5

6.9

6.0

5.6

5.7

5.3

5.0

5.0

7.6
(6.6)
(1.0)
1.7
1.4
2.7
-1.0

8.1
(6.9)
(1.2)
1.8
1.3
2.8
-.8

8.2
(7.1)
(1.1)
2.2
1.4
2.5
-1.0

8.5
(7.5)
(1.0)
2.0
1.5
2.6
-1.2

10.1
(9.0)
(1.1)
2.2
1.5
3.2
-.9

10.6
(9.5)
(1.2)
2.3
1.6
3.0
-.8

10.1
(9.0)
(1.1)
2.4
1.5
3.3
-.9

10.2
(9.0)
(1-1)
2.4
1.5
2.8
-.8

20.6%

22.1%

22.7%

23.8%

4.8

4.8

5.0

5.3

5.9

9.7
(8.6)
(1.1)
2.5
1.6
3.2
-.7

9.5
(8.4)
(1-1)
2.3
1.7
3.0
-.7

10.4
(9.2)
(1.2)
2.2
2.0
3.3
-.7

10.8
(9.6)
(1-2)
1.9
2.3
3.3
-.9

11.4
(10-2)
(1.2)
1.6
2.7
3.0
-.8

21.1%j

12.4

13.1

13.2

13.4

16.1

16.6

16.4

16.1

16.3

15.8

17.1

17.4

17.9

1,055.9

1,153.1

1,281.4

1,416.5

1,522.5

1,698.2

448.7

1,933.0

2,171.8

2,447.8

2,670.6

2,986.4

3,139.1

As percentages of outlays
Total outlays
National defense1
Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2
Total nondefense
See footnotes at end of table.




100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

37.5

34.3

31.2

29.5

26.0

24.1

23.2

23.8

22.8

23.1

22.7

23.2

24.9

38.3
(33.3)
(4.9)
8.4
7.1
13.5
-4.8

40.3
(34.3)
(6.0)
8.9
6.7
13.9
-4.2

42.5
(37.0)
(5.6)
11.4
7.1
13.2
-5.5

44.6
(39.2)
(5.4)
10.7
8.0
13.5
-6.2

46.2
(41.2)
(4.9)
10.0
7.0
14.9
-4.1

48.5
(43.2)
(5.3)
10.6
7.2
13.5
-3.9

47.3
(42.1)
(5.2)
11.4
7.2
15.3
-4.4

48.0
(42.6)
(5.4)
11.3
7.3
13.3
-3.6

46.0
(40.7)
(5.3)
11.7
7.7
15.2
-3.4

46.3
(40.9)
(5.3)
11.1
8.5
14.5
-3.5

47.0
(41.6)
(5.4)
10.1
8.9
14.8
-3.4

47.7
(42.2)
(5.4)
8.5
10.1
14.6
-4.1

47.8
(42.8)
(5.1)
6.7
11.4
12.7
-3.5

62.5

65.7

68.8

70.5

74.0

75.9

76.8

76.2

77.2

76.9

77.3

76.8

75.1

historical

A-303

tables
Table 6.1—COMPOSITION OF OUTLAYS IN CURRENT AND IN CONSTANT (FY 1982) DOLLARS: 1971-1995—Continued

Category

j

1983

1984

1985

1987

1986

1989

1988

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

In Millions of Current Dollars
Total outlays

808,327

851,781

946,316

990,258

1,003,830

1,064,044

1,142,643

1,197,236

1,233,331

1,271,429

1,321,819

1,397,976

1,476,941

National defense1
Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2

209,903

227,413

252,748

273,375

281,999

290,361

303,559

296,342

303,251

309,212

311,892

315,669

318,567

395,351
(353,715)

399,821
(355,537)

425,637
(377,547)

449,439
(396,603)

469,424
(413,072)

498,758
(437,776)

534,144
(468,223)

577,769
(503,198)

609,972
(529,207)

650,665
(563,800)

694,419
(601,509)

738,789
(639,186)

782,930
(676,355)

(41,636)
50.773
89.774
96,501
-33,976

(44,284)
53,198
111,058
92,248
-31,957

(48,090)
57,650
129,430
113,550
-32,698

(52,836)
59,345
135,969
105,137
-33,007

(56,352)
51,847
138,570
98,445
-36,455

(60,981)
54,125
151,748
106,019
-36,967

(65,922)
55,629
169,137
117,384
-37,212

(74,571)
59,013
175,591
124,982
-36,462

(80,764)
62,984
172,979
127,723
-43,578

(86,865)
62,378
163,482
129,525
-43,833

(92,910)
62,112
156,963
142,609
-46,177

(99,603)
62,218
147,761
180,108
-46,570

(106,575)
62,497
136,145
226,341
-49,540

598,424

624,368

693,568

716,882

721,831

773,683

839,083

900,894

930,080

962,216

1,009,926

1,082,306

1,158,373

Total nondefense

In Billions of Constant (FY 1982) Dollars
Total outlays

775.0

defense1

National
Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2
Total nondefense

788.1

849.6

868.0

858.0

879.6

907.1

912.2

900.8

892.5

893.4

912.6

933.9

201.3

211.3

230.0

244.0

251.0

252.9

255.9

240.5

235.5

230.7

224.0

219.1

214.3

378.6
(338.7)

368.7
(327.9)

380.0
(337.1)

390.6
(344.8)

392.2
(345.2)

399.8
(350.9)

410.3
(359.7)

426.7
(371.7)

432.7
(375.5)

444.3
(385.0)

457.2
(396.1)

470.5
(407.1)

483.6
(417.8)

(39.9)
48.8
86.1
92.6
-32.5

(40.8)
49.3
102.7
85.6
-29.4

(42.9)
51.0
116.0
101.7
-29.0

(45.9)
50.9
118.7
92.3
-28.6

(47.1)
43.3
117.4
84.8
-30.8

(48.9)
43.4
124.8
88.9
-30.2

(50.6)
42.6
133.5
93.8
-29.1

(55.0)
42.9
133.2
96.2
-27.4

(57.3)
43.3
126.0
94.7
-31.4

(59.3)
40.7
114.5
92.7
-30.4

(61.2)
38.6
106.0
98.4
-30.9

(63.4)
37.0
96.5
119.6
-30.1

(65.8)
35.7
86.2
145.2
-31.1

573.7

576.8

619.7

624.0

607.0

626.7

651.2

671.7

665.3

661.8

669.4

693.5

719.6

See footnotes at end of table 6.2.
Table 6.2—COMPOSITION OF OUTLAYS IN PERCENTAGE TERMS: 1971-1995—Continued
Category

1983

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

As percentages of GNP
Total outlays
defense1

National
Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2
Total nondefense
Addendum: GNP ($ billions)

24.3%

23.1%

23.9%

23.7%

22.7%

22.2%

22.2%

21.8%

20.9%

20.1%

19.5%

19.4%

19.3%

6.3

6.2

6.4

6.5

6.4

6.1

5.9

5.4

5.1

4.9

4.6

4.4

4.2

11.9
(10.6)
(1.3)
1.5
2.7
2.9
-1.0

10.8
(9.6)
(1.2)
1.4
3.0
2.5
-.9

10.8
(9.6)
(1.2)
1.5
3.3
2.9
-.8

10.7
(9.5)
(1.3)
1.4
3.3
2.5
-.8

10.6
(9.3)
(1.3)
1.2
3.1
2.2
-.8

10.4
(9.1)
(1-3)
1.1
3.2
2.2
-.8

10.4
(9.1)
(1-3)
1.1
3.3
2.3
-.7

10.5
(9.2)
(1.4)
1.1
3.2
2.3
-.7

10.4
(9.0)
(1.4)
1.1
2.9
2.2
-.7

10.3
(8.9)
(1-4)
1.0
2.6
2.0
-.7

10.3
(8.9)
(1-4)
0.9
2.3
2.1
-.7

10.2
(8.9)
(1.4)
0.9
2.0
2.5
-.6

10.2
(8.8)
(1.4)
0.8
1.8
3.0
-.6

18.0

16.9

17.5

17.1

16.3

16.1

16.3

16.4

15.8

15.2

14.9

15.0

15.1

3,321.9

3,687.7

3,952.4

4,180.9

4,430.2

4,792.2

5,151.3

5,488.9

5,892.4

6,329.0

6,770.0

7,213.6

7,659.2

As percentages of outlays
Total outlays
National defense1
Nondefense:
Payments for individuals
Direct payments2
Grants to State and local governments
All other grants
Net Interest2
All other2
Undistributed offsetting receipts2
Total nondefense
1
2

100.0%

100.0%

100.0%

100.0%

26.0

26.7

26.7

27.6

28.1

27.3

48.9
(43.8)
(5.2)
6.3
11.1
11.9
-4.2

46.9
(41.7)
(5.2)
6.2
13.0
10.8
-3.8

45.0
(39.9)
(5.1)
6.1
13.7
12.0
-3.5

45.4
(40.1)
(5.3)
6.0
13.7
10.6
-3.3

46.8
(41.1)
(5.6)
5.2
13.8
9.8
-3.6

74.0

73.3

73.3

72.4

71.9

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

100.0%

26.6

24.8

24.6

24.3

23.6

22.6

21.6

46.9
(41.1)
(5.7)
5.1
14.3
10.0
-3.5

46.7
(41.0)
(5.8)
4.9
14.8
10.3
-3.3

48.3
(42.0)
(6.2)
4.9
14.7
10.4
-3.0

49.5
(42.9)
(6.5)
5.1
14.0
10.4
-3.5

51.2
(44.3)
(6.8)
4.9
12.9
10.2
-3.4

52.5
(45.5)
(7.0)
4.7
11.9
10.8
-3.5

52.8
(45.7)
(7.1)
4.5
10.6
12.9
-3.3

53.0
(45.8)
(7.2)
4.2
9.2
15.3
-3.4

72.7

73.4

75.2

75.4

75.7

76.4

77.4

78.4

100.0%

100.0%

Includes grants to State and local governments
Includes some off-budget amounts; most of the off-budget amounts are direct payments for individuals (social security benefits).




A-304

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 7.1—FEDERAL DEBT AT THE END OF YEAR: 1940-1995
As Percentages of GNP

In Millions of Dollars
Held by the
Federal
Reserve
System

Less: Held by
Federal
Government
Accounts

Held by the
Federal
Reserve
System

Gross Federal
Debt

Less: Held by
Federal
Government
Accounts

Equals: Held
by the Public

1940
1941
1942
1943
1944

50,696
57,531
79,200
142,648
204,079

7,924
9,308
11,447
14,882
19,283

42,772
48,223
67,753
127,766
184,796

2,458
2,180
2,640
7,149
14,899

40,314
46,043
65,113
120,617
169,897

52.9%
50.9
55.7
81.1
101.0

1945
1946
1947
1948
1949

260,123
270,991
257,149
252,031
252,610

24,941
29,130
32,810
35,761
38,288

235,182
241,861
224,339
216,270
214,322

21,792
23,783
21,872
21,366
19,343

213,390
218,078
202,467
194,904
194,979

122.5
127.3
115.0
101.7
95.7

11.7
13.7
14.7
14.4
14.5

110.7
113.6
100.3
87.3
81.2

10.3
11.2
9.8
8.6
7.3

100.5
102.4
90.5
78.7
73.9

1950
1951
1952
1953
1954

256,853
255,288
259,097
265,963
270,812

37,830
40,962
44,339
47,580
46,313

219,023
214,326
214,758
218,383
224,499

18,331
22,982
22,906
24,746
25,037

200,692
191,344
191,852
193,637
199,462

96.3
81.0
75.7
72.7
73.3

14.2
13.0
12.9
13.0
12.5

82.1
68.0
62.7
59.7
60.8

6.9
7.3
6.7
6.8
6.8

75.2
60.7
56.0
53.0
54.0

1955
1956
1957
1958
1959

274,366
272,693
272,252
279,666
287,465

47,751
50,537
52,931
53,329
52,764

226,616
222,156
219,320
226,336
234,701

23,607
23,758
23,035
25,438
26,044

203,009
198,398
196,285
200,898
208,657

71.0
65.2
61.8
62.1
59.7

12.4
12.1
12.0
11.8
11.0

58.6
53.1
49.8
50.3
48.7

6.1
5.7
5.2
5.7
5.4

52.5
47.5
44.6
44.6
43.3

1960
1961
1962
1963
1964

290,525
292,648
302,928
310,324
316,059

53,686
54,291
54,918
56,345
59,210

236,840
238,357
248,010
253,978
256,849

26,523
27,253
29,663
32,027
34,794

210,317
211,104
218,347
221,951
222,055

57.3
56.5
54.3
52.8
50.2

10.6
10.5
9.8
9.6
9.4

46.7
46.0
44.5
43.2
40.8

5.2
5.3
5.3
5.4
5.5

41.5
40.7
39.2
37.8
35.3

1965
1966
1967
1968
1969

322,318
328,498
340,445
368,685
365,769

61,540
64,784
73,819
79,140
87,661

260,778
263,714
266,626
289,545
278,108

39,100
42,169
46,719
52,230
54,095

221,678
221,545
219,907
237,315
224,013

47.9
44.5
42.8
43.4
39.4

9.1
8.8
9.3
9.3
9.4

38.8
35.7
33.6
34.1
29.9

5.8
5.7
5.9
6.1
5.8

33.0
30.0
27.7
27.9
24.1

1970
1971
1972
1973
1974

380,921
408,176
435,936
466,291
483,893

97,723
105,140
113,559
125,381
140,194

283,198
303,037
322,377
340,910
343,699

57,714
65,518
71,426
75,181
80,648

225,484
237,519
250,951
265,729
263,051

38.5
38.7
37.8
36.4
34.2

9.9
10.0
9.8
9.8
9.9

28.6
28.7
28.0
26.6
24.3

5.8
6.2
6.2
5.9
5.7

22.8
22.5
21.8
20.7
18.6

1975
1976
TQ
1977
1978
1979

541,925
628,970
643,561
706,398
776,602
828,923

147,225
151,566
148,052
157,295
169,477
189,162

394,700
477,404
495,509
549,103
607,125
639,761

84,993
94,714
96,702
105,004
115,480
115,594

309,707
382,690
398,807
444,099
491,645
524,167

35.6
37.0
35.9
36.5
35.8
33.9

9.7
8.9
8.2
8.1
7.8
7.7

25.9
28.1
27.6
28.4
28.0
26.1

5.6
5.6
5.4
5.4
5.3
4.7

20.3
22.5
22.2
23.0
22.6
21.4

1980
1981
1982
1983
1984

908,503
994,298
1,136,798
1,371,164
1,564,110

199,212
209,507
217,560
240,114
264,159

709,291
784,791
919,238
1,131,049
1,299,951

120,846
124,466
134,497
155,527
155,122

588,445
660,325
784,741
975,522
1,144,829

34.0
33.3
36.2
41.3
42.4

7.5
7.0
6.9
7.2
7.2

26.6
26.3
29.3
34.0
35.3

4.5
4.2
4.3
4.7
4.2

22.0
22.1
25.0
29.4
31.0

1985
1986
1987
1988
1989

1,816,974
2,120,082
2,345,578
2,600,753
2,866,188

317,612
383,919
457,444
550,507
676,860

1,499,362
1,736,163
1,888,134
2,050,245
2,189,328

169,806
190,855
212,040
229,218
220,088

1,329,556
1,545,308
1,676,094
1,821,027
1,969,240

46.0
50.7
52.9
54.3
55.6

8.0
9.2
10.3
11.5
13.1

37.9
41.5
42.6
42.8
42.5

4.3
4.6
4.8
4.8
4.3

33.6
37.0
37.8
38.0
38.2

1990 estimate
1991 estimate
1992 estimate
1993 estimate
1994 estimate

3,113,263
3,319,161
3,509,257
3,677,818
3,819,338

814,611
961,874
1,126,272
1,312,636
1,518,955

2,298,652
2,357,287
2,382,985
2,365,182
2,300,383

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

56.7
56.3
55.4
54.3
52.9

14.8
16.3
17.8
19.4
21.1

41.9
40.0
37.7
34.9
31.9

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

1995 estimate

3,927,745

1,739,084

2,188,661

NA

NA

51.3

22.7

28.6

NA

NA

End of Fiscal Year

.

NA: Not available




Gross Federal
Debt

Other

8.3%
8.2
8.0
8.5
9.5

Equals: Held
by the Public

44.6%
42.7
47.6
72.7
91.5

2.6%
1.9
1.9
4.1
7.4

Other

42.1%
40.7
45.8
68.6
84.1

historical

A-305

tables
Table 7 . 2 — D E B T SUBJECT TO STATUTORY LIMIT: 1940-1995
(end of year; in millions of dollars)

End of Fiscal Year

Debt
Subject to
Limit

End of Fiscal Year

Debt
Subject to
Limit

End of Fiscal Year

Debt
Subject to
Limit

End of Fiscal Year

1940..
1941..
1942..
1943..
1944..

43,219
49,494
74,154
140,469
208,077

1955
1956
1957
1958
1959

272,348
270,619
269,120
275,395
282,419

1969
1970
1971
1972
1973

356,107
372,600
398,650
427,751
458,264

198 2
198 3
198 4
198 5
198 6

1945..
1946..
1947
1948
1949

268,671
268,932
255,767
250.381
250,965

1960
1961
1962
1963
1964

283,827
286,308
295,374
302,923
308,583

1974
1975
1976
TQ..
1977

475,181
534,207
621,556
635,822
699,963

198 7
198 8
198 9
1990 estimate.
1991 estimate.

1950
1951
1952
1953
1954..

255.382
253,284
257,233
264,220
269,379

1965
1966
1967
1968

314,126
316,293
323,143
348,534

1978
1979
1980
1981

772,691
827,615
908,723
998,818

1992 estimate.
1993 estimate.
1994 estimate.
1995 estimate.

Table 7.3—STATUTORY LIMITS ON FEDERAL DEBT: 1981-CURRENT
Date and Act
December 19, 1980
94 Stat. 3261
February 7,1981
95 Stat. 4
September 30,1981
95 Stat. 955
September 30, 1981
95 Stat. 956
June 28, 1982
96 Stat. 130
September 30,1982
96 Stat. 1156
May 26, 1983
97 Stat. 196
November 21, 1983
97 Stat. 1012
May 25, 1984
98 Stat. 211
July 6, 1984
98 Stat. 313
October 13, 1984
98 Stat. 475
November 14, 1985
99 Stat. 814
December 12, 1985
99 Stat. 1037
August 21, 1986
100 Stat. 818
October 21, 1986
100 Stat. 1874
May 15, 1987
101 Stat. 308
July 30, 1987
101 Stat. 542
August 10, 1987
101 Stat. 550
September 29, 1987
101 Stat. 754
August 7, 1989
103 Stat. 182
November 8, 1989
103 Stat. 830

History of Legislation

Increased the total debt limit to $935.1 billion (composed of $400.0 billion of permanent ceiling, $535.1 billion of temporary ceiling)
Increased the temporary portion of the debt limit to $585.0 billion (to a total debt ceiling of $985.0 billion) through September 30, 1980
Increased the temporary portion of the debt limit to $599.8 billion for one day—September 30,1981
Increased the temporary portion of the debt limit to $679.8 billion through September 30,1982
Increased the temporary portion of the debt limit to $743.1 billion through September 30, 1982
Increased the temporary portion of the debt limit to $890.2 billion through September 30, 1983
Eliminated the distinction between permanent and temporary limit with the enactment of a single permanent limit. Raised the debt limit to $1,389.0 billion..
Increased the debt limit to $1,490.0 billion
Increased the debt limit to $1,520.0 billion
Increased the debt limit to $1,573.0 billion
Increased the debt limit to $1,823.8 billion
Increased the debt limit temporarily to $1,903.8 billion throughDecember 6,1985
Increased the debt limit to $2,078.7 billion
Increased the debt limit to $2,111.0 billion
Increased the debt limit temporarily to $2,300.0 billion through May 15, 1987
Increased the debt limit temporarily to $2,320.0 billion through July 17, 1987
Increased the debt limit temporarily to $2,320.0 billion through August 6,1987
Increased the debt limit temporarily to $2,352.0 billion through September 23, 1987
Increased the debt limit to $2,800.0 billion
Increased the debt limit temporarily to $2,870.0 billion through October 31, 1989
Increased the debt limit to $3,122.7 billion




A-306

the budget for fiscal year

1991

Table 9.1—OUTLAYS FOR MAJOR PUBLIC PHYSICAL CAPITAL INVESTMENT IN CURRENT AND CONSTANT (FY 1982) DOLLARS: 1 9 4 0 - 1 9 9 1
In Billions of Constant (FY 1982) Dollars

In Millions of Current Dollars
Fiscal Year

Direct Federal
Total

Total

National
Defense

Nondefense

Fiscal Year

Grants-inaid

Direct Federal
)tal

Total

National
Defense

Nondefense

Grants-inaid

194 0
194 1
194 2
194 3
194 4

3,297
6,356
21,486
55,539
60,000

2,855
6,066
21,264
55,321
59,817

850
4,300
19,900
54,700
59,600

2,005
1,766
1,364
621
217

442
290
222
218
183

1940
1941
1942
1943
1944

25.1
38.7
117.3
279.8
298.5

21.3
36.4
115.7
278.4
297.3

6.3
25.7
108.2
275.3
296.2

15.0
10.7
7.5
3.2
1.1

3.8
2.3
1.6
1.4
1.2

194 5
194 6
194 7
194 8
194 9

56,674
20,680
4,693
3,919
3,847

56,520
20,538
4,094
3,479
3,385

56,300
20,100
3,483
2,704
2,345

220
438
611
775
1,040

154
142
599
440
462

1945
1946
1947
1948
1949

298.4
112.1
20.8
16.1
14.5

297.5
111.2
17.6
14.0
12.5

296.3
108.8
15.0
10.9
8.6

1.2
2.4
2.7
3.1
3.9

1.0
0.9
3.2
2.1
2.1

195 0
195 1
195 2
195 3
195 4

3,873
7,400
16,224
22,958
21,442

3,389
6,834
15,649
22,202
20,698

2,052
5,486
14,197
20,594
19,303

1,337
1,348
1,452
1,608
1,395

484
566
575
756
744

1950
1951
1952
1953
1954

15.5
27.1
57.7
82.5
79.0

13.2
24.6
55.3
79.5
76.0

8.0
19.7
50.1
73.7
70.8

5.2
4.9
5.2
5.8
5.2

2.3
2.5
2.3
3.0
3.1

195 5
195 6
195 7
195 8
195 9

18,004
17,387
19,613
20,770
22,899

17,184
16,472
18,465
18,982
19,943

16,094
15,556
17,324
17,639
18,329

1,090
916
1,141
1,343
1,614

820
915
1,148
1,788
2,956

1955
1956
1957
1958
1959

65.2
59.4
62.3
64.9
71.4

61.8
55.8
58.1
58.4
60.6

57.8
52.6
54.5
54.2
55.6

4.0
3.1
3.6
4.2
4.9

3.4
3.6
4.2
6.6
10.8

196 0
196 1
196 2
196 3
196 4

22,405
21,860
23,352
25,548
25,381

19,084
18,807
20,113
21,948
20,899

17,157
16,791
17,785
19,399
17,970

1,927
2,016
2,328
2,549
2,929

3,321
3,053
3,239
3,600
4,482

1960
1961
1962
1963
1964

69.8
68.4
71.9
76.3
76.2

57.6
57.1
60.0
63.4
60.3

51.7
50.9
53.0
56.0
51.8

5.9
6.2
7.0
7.4
8.5

12.2
11.3
11.8
12.9
15.8

196 5
196 6
196 7
196 8
196 9

22,263
25,028
29,647
34,100
34,952

17,278
20,116
24,416
28,304
28,787

14,231
16,851
21,377
25,437
26,235

3,047
3,265
3,039
2,867
2,552

4,985
4,912
5,231
5,796
6,165

1965
1966
1967
1968
1969

66.4
72.3
81.8
90.6
89.4

49.1
55.8
64.9
72.5
71.1

40.4
46.7
56.7
65.1
64.8

8.7
9.1
8.1
7.4
6.4

17.3
16.5
16.9
18.1
18.3

197 0
197 1
1972
1973
1974

33,186
31,534
31,084
30,183
31,180

26,130
23,662
22,667
21,318
21,335

23,588
20,701
19,094
17,624
17,385

2,542
2,961
3,573
3,694
3,950

7,056
7,872
8,417
8,865
9,845

1970
1971
1972
1973
1974

81.3
73.0
68.7
64.1
61.8

61.9
53.2
48.7
44.4
42.1

55.8
46.5
41.0
36.2
33.9

6.1
6.7
7.7
8.2
8.2

19.4
19.9
20.0
19.8
19.7

1975
1976
TQ
1977
1978
1979

34,374
37,981
9,782
43,484
48,292
56,516

23,494
24,464
5,846
27,320
29,964
36,455

18,665
19,247
4,465
21,556
23,227
28,689

4,829
5,217
1,381
5,764
6,737
7,766

10,880
13,517
3,936
16,164
18,328
20,061

1975
1976
TQ
1977
1978
1979

59.6
62.3
15.7
67.3
69.7
73.7

41.3
40.5
9.5
42.5
44.0
49.0

33.1
32.2
7.3
33.7
34.3
38.8

8.2
8.3
2.2
8.8
9.7
10.2

18.3
21.8
6.2
24.8
25.7
24.7

1980
1£S1
1982
198 3
198 4

63,021
70,010
76,571
87,725
100,729

40,537
47,861
56,420
67,215
78,043

32,486
39,101
47,960
59,221
68,229

8,051
8,760
8,460
7,994
9,814

22,484
22,149
20,151
20,510
22,686

1980
1981
1982
1983
1984

73.3
74.8
76.6
85.3
95.0

48.7
52.1
56.4
64.9
73.0

39.6
42.8
48.0
56.9
63.2

9.1
9.3
8.5
8.0
9.8

24.6
22.7
20.2
20.3
22.0

198 5
198 6
198 7
198 8
1989 1

114,577
122,190
125,904
124,849
128,940

89,702
95,929
102,060
100,230
104,399

77,956
84,663
89,526
85,698
90,490

11,746
11,266
12,534
14,532
13,909

24,875
26,261
23,843
24,618
24,542

1985
1986
1987
1988
1989 1

106.6
112.0
118.7
119.5
120.9

83.7
88.4
97.6
98.3
100.6

72.3
77.5
85.3
84.1
87.4

11.4
11.0
12.3
14.3
13.2

22.9
23.6
21.2
21.1
20.3

1990 estimate1..
1991 estimate1..

131,208
131,645

105,885
106,054

90,378
87,903

15,506
18,151

25,323 1990 estimate1
25,591 1991 estimate1

118.0
113.3

98.1
94.2

84.0
78.4

14.1
15.9

19.9
19.1

1 Includes off-budget Postal Service investments of the following amounts: In millions of current dollars: 1989: 900; 1990: 1,420; 1991: 2,343. In billions of constant (FY 1982) dollars:
1989: 0.9; 1990: 1.3; 1991: 2.0.




historical

A-307

tables
Table 9.2—OUTLAYS FOR MAJOR PUBLIC PHYSICAL CAPITAL INVESTMENT IN PERCENTAGE TERMS: 1 9 4 0 - 1 9 9 1
Percentages of GNP

Percentages of Outlays
Fiscal Year

Direct Federal
Total

Total

National
Defense

Nondefense

Fiscal Year

Grants-inaid

Direct Federal
rotal

Total

National
Defense

Nondefense

Grants-inaid

4.7%
2.1
0.6
0.3
0.2

1940
1941
1942
1943
1944

3.4%
5.6
15.1
31.6
29.7

3.0%
5.4
15.0
31.5
29.6

0.9%
3.8
14.0
31.1
29.5

2.1%
1.6
1.0
0.4
0.1

0.5%
0.3
0.2
0.1
0.1

0.2
0.8
1.8
2.6
2.7

0.2
0.3
1.7
1.5
1.2

1945
1946
1947
1948
1949

26.7
9.7
2.1
1.6
1.5

26.6
9.6
1.8
1.4
1.3

26.5
9.4
1.6
1.1
0.9

0.1
0.2
0.3
0.3
0.4

0.1
0.1
0.3
0.2
0.2

4.8
12.1
21.0
27.1
27.2

3.1
3.0
2.1
2.1
2.0

1.1
1.2
0.8
1.0
1.1

1950
1951
1952
1953
1954

1.5
2.3
4.7
6.3
5.8

1.3
2.2
4.6
6.1
5.6

0.8
1.7
4.1
5.6
5.2

0.5
0.4
0.4
0.4
0.4

0.2
0.2
0.2
0.2
0.2

25.1
23.3
24.1
23.0
21.7

23.5
22.0
22.6
21.4
19.9

1.6
1.3
1.5
1.6
1.8

1.2
1.3
1.5
2.2
3.2

1955
1956
1957
1958
1959

4.7
4.2
4.5
4.6
4.8

4.4
3.9
4.2
4.2
4.1

4.2
3.7
3.9
3.9
3.8

0.3
0.2
0.3
0.3
0.3

0.2
0.2
0.3
0.4
0.6

24.3
22.4
21.9
23.0
21.4

20.7
19.2
18.8
19.7
17.6

18.6
17.2
16.6
17.4
15.2

2.1
2.1
2.2
2.3
2.5

3.6
3.1
3.0
3.2
3.8

1960
1961
1962
1963
1964

4.4
4.2
4.2
4.3
4.0

3.8
3.6
3.6
3.7
3.3

3.4
3.2
3.2
3.3
2.9

0.4
0.4
0.4
0.4
0.5

0.7
0.6
0.6
0.6
0.7

196 5
196 6
196 7
196 8
196 9

18.8
18.6
18.8
19.1
19.0

14.6
15.0
15.5
15.9
15.7

12.0
12.5
13.6
14.3
14.3

2.6
2.4
1.9
1.6
1.4

4.2
3.7
3.3
3.3
3.4

1965
1966
1967
1968
1969

3.3
3.4
3.7
4.0
3.8

2.6
2.7
3.1
3.3
3.1

2.1
2.3
2.7
3.0
2.8

0.5
0.4
0.4
0.3
0.3

0.7
0.7
0.7
0.7
0.7

197 0
197 1
197 2
197 3
197 4

17.0
15.0
13.5
12.3
11.6

13.4
11.3
9.8
8.7
7.9

12.1
9.8
8.3
7.2
6.5

1.3
1.4
1.5
1.5
1.5

3.6
3.7
3.6
3.6
3.7

1970
1971
1972
1973
1974

3.4
3.0
2.7
2.4
2.2

2.6
2.2
2.0
1.7
1.5

2.4
2.0
1.7
1.4
1.2

0.3
0.3
0.3
0.3
0.3

0.7
0.7
0.7
0.7
0.7

197 5
197 6
TQ
197 7
197 8
197 9

10.3
10.2
10.2
10.6
10.5
11.2

7.1
6.6
6.1
6.7
6.5
7.2

5.6
5.2
4.7
5.3
5.1
5.7

1.5
1.4
1.4
1.4
1.5
1.5

3.3
3.6
4.1
4.0
4.0
4.0

1975
1976
TQ
1977
1978
1979

2.3
2.2
2.2
2.2
2.2
2.3

1.5
1.4
1.3
1.4
1.4
1.5

1.2
1.1
1.0
1.1
1.1
1.2

0.3
0.3
0.3
0.3
0.3
0.3

0.7
0.8
0.9
0.8
0.8
0.8

198 0
198 1
198 2
198 3
198 4

10.7
10.3
10.3
10.9
11.8

6.9
7.1
7.6
8.3
9.2

5.5
5.8
6.4
7.3
8.0

1.4
1.3
1.1
1.0
1.2

3.8
3.3
2.7
2.5
2.7

1980
1981
1982
1983
1984

2.4
2.3
2.4
2.6
2.7

1.5
1.6
1.8
2.0
2.1

1.2
1.3
1.5
1.8
1.9

0.3
0.3
0.3
0.2
0.3

0.8
0.7
0.6
0.6
0.6

198 5
198 6
198 7
198 8
1989 1

12.1
12.3
12.5
11.7
11.3

9.5
9.7
10.2
9.4
9.1

8.2
8.5
8.9
8.1
7.9

1.2
1.1
1.2
1.4
1.2

2.6
2.7
2.4
2.3
2.1

1985
1986
1987
1988
1989 1

2.9
2.9
2.8
2.6
2.5

2.3
2.3
2.3
2.1
2.0

2.0
2.0
2.0
1.8
1.8

0.3
0.3
0.3
0.3
0.3

0.6
0.6
0.5
0.5
0.5

1990 estimate1
1991 estimate1

11.0
10.7

8.8
8.6

7.5
7.1

1.3
1.5

2.1
2.1

1990 estimate1
1991 estimate1

2.4
2.2

1.9
1.8

1.6
1.5

0.3
0.3

0.5
0.4

194 0
194 1
194 2
194 3
194 4

34.8%
46.6
61.1
70.7
65.7

30.2%
44.4
60.5
70.4
65.5

9.0%
31.5
56.6
69.6
65.3

194 5
194 6
194 7
194 8
194 9

61.1
37.4
13.6
13.2
9.9

61.0
37.2
11.9
11.7
8.7

60.7
36.4
10.1
9.1
6.0

195 0
195 1
195 2
195 3
195 4

9.1
16.3
24.0
30.2
30.3

8.0
15.0
23.1
29.2
29.2

195 5
195 6
195 7
195 8
195 9

26.3
24.6
25.6
25.2
24.9

196 0
196 1
196 2
196 3
196 4

Includes off-budget Postal Service investments.




21.2%
12.9
3.9
0.8
0.2

A-308

the budget for fiscal year
Table 9 . 3 — N A T I O N A L DEFENSE OUTLAYS FOR MAJOR PUBLIC DIRECT PHYSICAL CAPITAL INVESTMENT: 1 9 4 0 - 1 9 9 1
(in millions of dollars)
Atomic energy and other defense

Department of Defense—Military
Fiscal year

194 0
194 1
194 2
194 3
194 4

Total

Total

Procurement

850
4,300
19,900
54.700
59,600
56,300

56,300

20,100

194 5
194 6
194 7
194 8
194 9

850
4,300
19.900
54.700
59,600
20,100

3,483
2,704
2,345

3,432
2,395
1,874

NA
2,100

Military
construction

Family housing

Other

NA

2,200

12,300
42,000
55,000

7,600
12,700
4,600

53,800
19,100
3,000
1,723

2,500
1,000
432
395
151

51
309
471

51
209
312

402
745
1,446
1,537
1,602

240
479
1,071
1,054
1,069

1,541
1,243
1,493
1,637
1,724

771
217
233

2,000

195 0
195 1
195 2
195 3
195 4

2,052
5,486
14,197
20,594
19,303

1,650
4,741
12,751
19,057
17.701

1,500
4,300
11,000
17,144
15,957

150
441
1,751
1.913
1,744

195 5
195 6
195 7
195 8
195 9

16,094
15,556
17,324
17,639
18,329

14,553
14,313
15,831
16.605

12.838
12,227
13,488
14,083
14,409

1,715
2,079
1,968
1,753
1,948

196 0
196 1
196 2
196 3
196 4

17,157
16,791
17,785
19,399
17,970

15,471
15,109
16,238
17,922
16,643

13,334
13,095
14,532
16,632
15,351

1,626

196 5
196 6
196 7
196 8
196 9

14,231
16,851
21.377
25,437
26,235

13,139
15,940
20,613
24,625
25,513

11.839
14,339
19,012
23,283
23,988

1,007
1,536
1,535

197 0
197 1
197 2
197 3
197 4

23,588
20.701
19,094
17,624
17,385

22.901

1,168

18,389
16,981
16,857

21,584
18,858
17,131
15,654
15,241

197 5
197 6
TQ
197 7
197 8
197 9

18,665
19,247
4,465
21,556
23,227
28,689

17,803
18,295
4,206
20,378
22,284
27.606

16,042
15,964
3,766
18,178
19,976
25,404

1,462
2,019
376
1.914
1,932
1,965

299
312
64

198 0
198 1
198 2
198 3
198 4

32,486
39,101
47,960
59,221
68,229

31,470
37,587
46,190
57,000
65,518

29,021
35,191
43,271
53,624
61,879

2,237
2,175
2,782
3,280
3,524

87
102
174
207
233

-111
-118

198 5
198 6
198 7
198 8
198 9

77,956
84,663
89,526
85,698
90,490

74,729
81,635
86,771
83,114
87,175

70,325
76,517
80,744
77,166
81,620

4,083
4,792
5,523
5,442
4,843

321
343
487
563
622

-17
17
-56
91

1990 estimate..
1991 estimate..

90.378
87,903

86,444
84,480

80,948
79,344

4,810
4,550

686

NA: Not available.




16,002

20,061

Construction
and
rehabilitation of
physical assets

Total

1,605
1,347
1,144
1,026

1,281

1,389
1,095
1,108
1,119
1,407

7
375
166
248

182

171

511
409
359
146
266

1,686
1,682

293
65
66
61
136

1,092
911
764
722

127
109
73
91
137

149
108
150

687
640
705
643
528

153
146
127
154
124

862

179
180
45

1,547
1,477
1,327

812

208

209

286

376
122

586

115
125
119
-37

952
259
1,178
943
1,083

176
228

203
184
139

218

274
618

1,016

563
848

2,712

2,221

1,057
1,323

3,227
3,028
2,755
2,584
3,315

1,424
1,490
1,108
906
849

3,934
3,423

1,121

1,514
1,770

880

1,209

1991

historical

A-309

tables

Table 9 . 4 — N O N D E F E N S E O U T L A Y S FOR M A J O R P U B L I C D I R E C T P H Y S I C A L C A P I T A L I N V E S T M E N T : 1 9 4 0 - 1 9 9 1
(in millions of dollars)
Investments in physical capital
Construction and rehabilitation of physical assets
Water and power projects

Fiscal year
Total
Total

Bureau of
Reclamation

Corps of
Engineers

Total

Bonneville and
other power
marketing
agencies

Nuclear and
other

TVA

Other

1940..
1941..
1942...
1943...
1944...

2,005
1,766
1,364
621
217

2,005
1,766
1,364
621
217

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

NA
NA
NA
NA
NA

1945...
1946...
1947...
1948...
1949...

220
438
611
775
1,040

220
438
611
775
995

152
248
408
577
732

68
172
266
360
448

37
48
93
151
212

5
9
16
18
25

42
20
33
48
47

68
190
203
198
263

1950...
1951..
1952...
1953...
1954...

1,337
1,348
1,452
1,608
1,395

1,320
1,317
1,312
1,423
1,289

915
933
975
1,022
923

540
514
486
561
400

292
260
208
192
163

32
38
51
57
45

51
121
230
212
299

16

405
384
337
401
366

1955...
1956...
1957...
1958...
1959..

1,090
916
1,141
1,343
1,614

1,040
893
1,105
1,279
1,542

788
646
742
910
976

393
406
473
554
620

128
124
130
183
197

34
28
28
26
19

217
62
81
120
104

16
26
30
27
36

252
247
363
369
566

1960...
1961...
1962...
1963...
1964...

1,927
2,016
2,328
2,549
2,929

1,803
1,939
2,156
2,386
2,754

1,002
1,210
1,321
1,361
1,408

711
759
774
876
904

128
202
261
270
262

17
25
17
15
30

104
159
199
135
149

42
65
70
65
63

801
729
835
1,025
1,346

1965...
1966...
1967...
1968...
1969...

3,047
3,265
3,039
2,867
2,552

2,879
3,081
2,809
2,536
2,292

1,429
1,551
1,634
1,641
1,535

931
997
1,057
978
841

246
278
231
211
201

38
53
106
144
109

135
156
183
232
278

79
67
57
76
106

1,450
1,530
1,175
895
757

1970...
1971..
1972..
1973..
1974..

2,542
2,961
3,573
3,694
3,950

2,306
2,714
3,389
3,433
3,599

1,495
1,855
2,096
1,980
2,260

765
952
1,084
1,018
1,088

174
223
241
311
312

102
102
96
82
94

348
481
580
461
510

106
97
95
108
256

811
859
1,293
1,453
1,339

1975...
1976...
TQ
1977...
1978...
1979...

4,829
5,217
1,381
5,764
6,737
7,766

4,394
4,869
1,291
5,396
6,306
7,070

3,022
3,284
881
3,796
4,213
4,814

1,325
1,331
377
1,442
1,540
1,684

320
385
155
603
500
518

133
119
24
30
50
18

913
1,045
247
1,204
1,570
1,813

331
404
78
517
553
781

1,372
1,585
410
1,600
2,093
2,256

1980...
1981...
1982...
1983..
1984..

8,051
8,760
8,460
7,994
9,814

7,385
7,715
7,154
7,176
7,194

4,642
4,891
4,368
4,632
3,899

1,751
1,634
1,611
1,419
1,429

559
555
567
582
608

27
59
75
100
233

1,592
1,912
1,700
1,361
492

713
731
415
1,171
1,138

2,744
2,824
2,786
2,543
3,295

198 5
198 6
198 7
198 8
1989 1 .

11,746
11,266
12,534
14,532
13,909

8,139
7,951
8,345
9,163
8,694

4,620
4,251
4,584
4,801
4,384

1,307
1,180
1,305
1,608
1,712

657
738
678
662
717

186
262
248
266
199

1,479
1,327
1,619
1,529
1,086

992
744
734
737
669

3,519
3,700
3,760
4,361
4,311

1990 estimate 1
1991 estimate 1

15,506
18,151

10,071
11,334

4,489
5,038

1,689
2,084

730
699

253
300

1,030
1,142

787
814

5,582
6,296

NA: Not available.
1 Includes Postal Service off-budget amounts as follows (in millions of dollars): Construction and rehabilitation of physical assets, 1989: 668; 1990:1,125; 1991:916. Acquisition of major
equipment, 1989:232; 1990:295; 1991:1,428.




A-310

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 9.5—COMPOSITION OF FEDERAL GRANTS TO STATE AND LOCAL GOVERMENTS FOR MAJOR PUBLIC PHYSICAL CAPITAL INVESTMENT: 1941-1991
(in millions of dollars)
Category
Nondefense:
Transportation:
Highways
Airports

1941

;

Total transportation
Community and regional development:
Urban renewal
Public works acceleration/local
public works
Other
Total community and regional
development
Natural resources and environment:
Pollution control facilities
Other

1942

1944

1943

1946

1945

1949

1948

1950

1951

1952

1953

172

152

88

48

33

44

183

327
6

403
30

432
33

396
30

415
33

501
27

172

152

88

48

33

44

183

333

433

465

426

448

528
8

117

68

130

134

119

68

31

8

*

1

8

4
5

117

68

130

134

119

68

31

8

8

1

*

4

13

1

1

1

1

1

1

1

1

2

3

5

1
5

1
6

8

1

1

1

1

1

1

1

2

3

6

6

7

8

9
3

62
70
1

134
60

384

10
7

55
61

29

1
96

29

384

97

17

12

133

116

194

142

599

440

462

484

566

575

743

Total natural resources and environment
Other nondefense:
Education, training, employment,
and social services
Health
Veterans
Total other nondefense
Total, nondefense

1947

290

222

218

183

154

National defense 1
Total

13
290

222

218

183

154

142

599

440

462

484

566

575

756

See footnotes at end of table.

Category
Nondefense:
Transportation:
Highways
Urban mass transportation
Airports
Total transportation
Community and regional development:
Urban renewal
Public works acceleration/local
public works
Other
Total community and regional
development
Natural resources and environment:
Pollution control facilities
Other
Total natural resources and environment
Other nondefense:
Education, training, employment,
and social services
Health
Other functions
Total other nondefense
Total, nondefense

1954

1957

1956

1955

1958

1960

1959

1963

1962

1961

1964

1965

1966

65

3,998
11
71

3,979
16
54

3,059

3,691

4,079

4,049

199

212

281

313

15
2

257
14

288
13

85
22

170

217

484

582

420

44
46

42
52

52
88

66
78

75
84

88
105

88

90

94

140

144

159

193

66
69
3

71
64
3

59
68
5

42
72
18

53
72
32

39
64
38

50
69
27

119
96
24

138

138

132

132

157

141

146

239

4,966

4,901

522

586

729

950

1,511

2,601

2,927

2,610

2,769

3,008

3,626

18

8

17

21

43

57

57

65

58

52

540

594

746

971

1,554

2,658

2,984

2,674

2,827

12

34

14

30

37

77

104

144

169

5

6

7

4

4

3

2

1

17

40

21

34

41

80

106

145

16

21

25

2
24

19
29

36
36

40
47

16

21

25

26

49

72

105
52

121
34

89
24

67
32
9

74
50
13

157

155

113

108

137

•

Total

See footnotes at end of table.




730

810

905

1,139

1,780

2,948

3,316

3,042

3,223

3,572

14

10

10

9

8

8

5

11

16

28

22

19

11

744

National defense 1

4,460

820

915

1,148

1,788

2,956

3,321

3,053

3,239

3,600

4,482

4,985

4,912

historical

A-311

tables

Table 9.5—COMPOSITION OF FEDERAL GRANTS TO STATE AND LOCAL GOVERMENTS FOR MAJOR PUBLIC PHYSICAL CAPITAL INVESTMENT: 1941-1991—
Continued
(in millions of dollars)
Category
Nondefense:
Transportation:
Highways
Urban mass transportation
Airports
Total transportation
Community and regional development:
Block grants
Urban renewal
Public works acceleration/local
public works
Other
Total community and regional
development
Natural resources and environment:
Pollution control facilities
Other
Total natural resources and environment
Other nondefense:
Education, training, employment,
and social services
Health
Other functions

1967

1968

1969

1970

1971

1972

1973

1974

1975

1976

1977

TQ

1978

3,984
42
64

4,138
66
75

4,121
141
104

4,311
119
83

4,570
187
62

4,601
259
106

4,644
358
232

4,378
503
243

4,589
687
292

6,144
946
269

1,605
265
26

5,884
1,307
335

5,940
1,358
562

4,090

4,279

4,366

4,514

4,818

4,966

5,235

5,123

5,568

7,360

1,896

7,526

7,860

370

375

534

1,054

i,026

1,218

1,010

1,205

38
1,374

983
1,166

439
295

2,089
899

2,464
392

19
105

5
294

2
428

1
570

900

1,104

1,279

1,180

1,082

667

159

577
604

3,057
628

495

674

964

1,624

1,927

2,322

2,289

2,386

2,494

2,816

894

4,169

6,542

99
121

133
176

161
145

176
189

478
169

413
214

684
230

1,553
299

1,938
338

2,429
360

920
97

3,530
376

3,187
410

220

308

306

365

648

627

915

1,852

2,276

2,788

1,016

3,906

3,597

236
142
38

297
200
27

293
171
49

257
230
50

222
221
22

146
294
38

124
211
60

74
256
114

86
306
111

44
361
89

29
64
28

66
330
98

12
212
80

*

*

National defense

1

Total

Category
Nondefense:
Transportation:
Highways
Urban mass transportation2
Airports
Total transportation
Community and regional development:
Block grants
Urban renewal
Public works acceleration/local
public works
Other

416

524

513

537

465

478

395

444

502

494

121

494

305

5,221

5,785

6,149

7,040

7,858

8,393

8,834

9,806

10,840

13,458

3,927

16,095

18,304

10

11

16

16

14

24

31

39

41

60

9

69

24

5,231

Total other nondefense
Total, nondefense

5,796

6,165

7,056

7,872

8,417

8,865

9,845

10,880

13,517

3,936

16,164

18,328

1990
estimate

1991
estimate

1979

1980

1981

1982

1983

1984

1985

1986

1987

1988

1989

7,119
1,700
556

8,952
2,038
590

8,832
2,596
469

7,730
2,588
339

8,759
2,782
453

10,372
3,139
694

12,685
2,447
789

13,939
2,747
853

12,478
2,571
917

13,714
2,417
825

13,240
2,683
1,135

13,603
2,650
1,284

13,628
2,922
1,386

9,376

11,580

11,897

10,657

11,994

14,205

15,921

17,539

15,966

16,956

17,057

17,537

17,936
3,105

Total natural resources and environment
Other nondefense:
Education, training, employment,
and social services
Health
Other functions
Total other nondefense
Total, nondefense
National defense

1

Total

4,126
206

4,042
167

3,792
101

4,005
38

4,273
24

4,314
28

3,787
13

3,322

3,266

2,948

1,741
895

416
1,039

83
1,268

40
1,239

679

1
598

655

731

676

780

946

957

928

6,095

5,787

5,560

5,170

4,722

4,896

4,997

4,531

3,998

4,046

3,894

4,007

4,033

3,756
513

4,343
562

3,881
600

3,756
314

2,983
572

2,619
666

2,936
666

3,158
654

2,961
606

2,600
657

2,498
600

2,595
666

2,635
636

4,269

4,906

4,482

4,070

3,555

3,285

3,602

3,812

3,567

3,257

3,098

3,261

3,272

27
132
107

25
10
120

37
11
174

36
55
103

42

59

51

42

55

77

67

53

212

234

229

161

195

249

294

254

265

155

5
32
140
177

222

194

254

293

280

203

250

326

361

306

20,005

22,428

22,116

20,120

20,465

22,640

24,813

26,163

23,734

24,509

24,376

25,166

25,547

57

56

33

31

45

46

62

98

109

109

166

157

44

20,061

Total community and regional
development
Natural resources and environment:
Pollution control facilities
Other

3,161
298

3,050

22,484

22,149

20,151

20,510

22,686

24,875

26,261

23,843

24,618

24,542

25,323

25,591

Note: Grants for 1940 totaled $442 million, composed of $165 million for highways and $277 million for public works.
* $500 thousand or less.
1 National Guard shelters and civil defense.
2 Includes relatively small amounts for railroads.




A-312

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 9.6—OUTLAYS FOR MAJOR PUBLIC PHYSICAL CAPITAL INVESTMENT IN CONSTANT (FY 1982) DOLLARS: 1941-1991
(in billions of dollars)
Category

Direct Investments
National defense:
Department of Defense, military
Atomic energy and other defense

1942

1943

1944

1945

1946

1947

1948

1949

1950

1951

1952

Grants to State and local governments for major physical investments:
Nondefense:
Transportation
Community and regional development
Natural resources and environment
Other
Total nondefense

296.3

108.8

14.8
0.2

9.6
1.2

6.9
1.7

6.4
1.6

17.0
2.7

45.0
5.1

68.2
5.5

108.2

275.3

296.2

296.3

108.8

15.0

10.9

8.6

8.0

19.7

50.1

73.7

NA
NA

NA
NA

NA
NA

NA
NA

0.8
0.4

1.4
1.0

1.8
0.9

2.3
0.8

2.7
1.0

3.6
1.6

3.4
1.4

3.5
1.2

3.7
1.4

7.5

3.2

1.1

1.2

2.4

2.7

3.1

3.7
0.2

5.2
0.1

4.8
0.1

4.7
0.5

5.1
0.7

7.5

3.2

1.1

1.2

2.4

2.7

3.1

3.9

5.2

4.9

5.2

5.8

36.4

investments1

296.2

10.7

Total nondefense1

275.3

10.7

Subtotal 1
Acquisition of major equipment1

108.2

25.7

Nondefense:
Construction and rehabilitation of physical assets:
Water and power projects
Other 1

115.7

278.4

297.3

297.5

111.2

17.6

14.0

12.5

13.2

24.6

55.3

79.5

1.4
0.9
*

1.1
0.5
*

0.6
0.8
*

0.3
0.9
*

0.2
0.8
*

0.3
0.4
*

1.0
0.2
*

1.6
*

1.9
*

2.2
*

1.9
*

1.8
*

2.0

*
0.1

*
0.1

*
0.6

*
0.5

2.1
0.1
*

0.2

*
0.5

0.8

2.3

1.6

1.4

1.2

1.0

0.9

3.2

2.1

2.1

2.3

2.5

2.3

2.3

1.6

1.4

1.2

1.0

0.9

3.2

2.1

2.1

2.3

2.5

2.3

3.0

3.0

38.7

117.3

279.8

298.5

298.4

112.1

20.8

16.1

14.5

15.5

27.1

57.7

82.5

1954

1955

1956

1957

1958

1959

1960

1961

1962

1963

1964

1965

1966

0.1

National defense
Total grants
Total outlays for major physical capital

1953

25.7

Total national defense

Total direct

1941

investments1

See footnotes at end of table.

Category
Direct Investments
National defense:
Department of Defense, military
Atomic energy and other defense

64.9
5.9

52.3
5.5

48.4
4.2

49.8
4.7

49.2

5.0

50.4
5.2

46.7
5.1

45.8
5.1

48.4
4.6

51.7
4.3

48.0
3.8

37.3
3.1

44.1
2.5

Total national defense

70.8

57.8

52.6

54.5

54.2

55.6

51.7

50.9

53.0

56.0

51.8

40.4

46.7

3.4
1.4

2.9
0.9

2.2
0.8

2.4
1.2

2.8
1.1

3.0
1.7

3.0
2.4

3.7
2.2

4.0
2.5

4.0
3.0

4.1
3.9

4.1
4.1

4.3
4.3

4.8
0.4

3.8
0.2

3.0
0.1

3.5
0.1

4.0
0.2

4.7
0.2

5.5
0.4

5.9
0.2

6.5
0.5

6.9
0.5

8.0
0.5

8.2
0.5

8.6
0.5

5.2

4.0

3.1

3.6

4.2

4.9

5.9

6.2

7.0

7.4

8.5

8.7

9.1

76.0

61.8

55.8

58.1

58.4

60.6

57.6

57.1

60.0

63.4

60.3

49.1

55.8

2.2
0.1
0.1
0.6

2.5
0.2
0.1
0.7

2.9
0.1
0.1
0.4

3.6
0.1
0.1
0.4

5.7
0.2
0.2
0.5

9.7
0.3
0.3
0.5

11.0
0.4
0.3
0.5

9.9
0.5
0.3
0.5

10.3
0.6
0.3
0.5

11.0
0.8
0.5
0.6

13.0
1.7
0.5
0.5

14.2
2.0
0.6
0.5

13.6
1.4
0.7
0.8

3.0

3.4

3.6

4.2

6.5

10.8

12.2

11.2

11.8

12.8

15.8

17.3

16.5

0.1

0.1

0.1

0.1

*

Nondefense:
Construction and rehabilitation of physical assets:
Water and power projects
Other 1
Subtotal 1
Acquisition of major equipment1
Total nondefense1
Total direct investments1
Grants to State and local governments for major physical investments:
Nondefense:
Transportation
Community and regional development
Natural resources and environment
Other
Total nondefense

0.1

Total grants
Total outlays for major physical capital

investments1

See footnotes at end of table.




*

*

*

*

*

*

3.1

National defense

*

3.4

3.6

4.2

6.6

10.8

12.2

11.3

11.8

12.9

15.8

17.3

16.5

79.0

65.2

59.4

62.3

64.9

71.4

69.8

68.4

71.9

76.3

76.2

66.4

72.3

historical

A-313

tables

Table 9.6—OUTLAYS FOR MAJOR PUBLIC PHYSICAL CAPITAL INVESTMENT IN CONSTANT (FY 1982) DOLLARS: 1941-1991—Continued
(in billions of dollars)
Category

1967

1968

1969

1970

1971

1972

1973

1974

1975

1976

1977

TQ

1978

Direct Investments
National defense:
Department of Defense, military
Atomic energy and other defense

54.7
2.0

63.0
2.1

63.0

1.8

54.2
1.6

45.0
1.4

39.5
1.5

34.9
1.3

32.8
1.0

31.6
1.5

30.6
1.6

6.8
0.4

31.9
1.8

32.9
1.4

Total national defense

56.7

65.1

64.8

55.8

46.5

41.0

36.2

33.9

33.1

32.2

7.3

33.7

34.3

4.4
3.1

4.2
2.3

3.8
1.9

3.6
1.9

4.2
1.9

4.5
2.8

4.4
3.2

4.7
2.8

5.1
2.3

5.2
2.5

1.4
0.7

5.8
2.4

6.1
3.0

7.5
0.6

6.5
0.9

5.7
0.6

5.5
0.6

6.1
0.6

7.3
0.4

7.6
0.6

7.5
0.7

7.4
0.7

7.8
0.6

2.0
0.1

8.2
0.6

9.1
0.6

8.1

7.4

6.4

6.1

6.7

7.7

8.2

8.2

8.2

8.3

2.2

8.8

9.7

64.9

72.5

71.1

61.9

53.2

48.7

44.4

42.1

41.3

40.5

9.5

42.5

44.0

13.2

0.7
1.3

13.4
2.1
1.0
1.6

13.0
2.9
0.9
1.5

12.4
4.5
1.0
1.5

12.2
4.9
1.6
1.2

11.8
5.5
1.5
1.1

11.7
5.1
2.0
0.9

10.3
4.8
3.7
0.9

9.4
4.2
3.8
0.8

11.9
4.5
4.5
0.8

3.0
1.4
1.6
0.2

11.5
6.4
6.0
0.8

11.0
9.2
5.0
0.4

16.9

18.1

18.3

19.3

19.8

19.9

19.7

19.6

18.2

21.7

6.2

24.7

25.6

*

*

*

0.1

0.1

0.1

0.1

0.1

*

0.1

*

Nondefense:
Construction and rehabilitation of physical assets:
Water and power projects
Other 1
Subtotal1
Acquisition of major equipment1
Total nondefense1
Total direct investments1
Grants to State and local governments for major physical investments:
Nondefense:
Transportation
Community and regional development
Natural resources and environment
Other

1.6

Total nondefense

*

*

National defense
Total grants

16.9

18.1

18.3

19.4

19.9

20.0

19.8

19.7

18.3

21.8

6.2

24.8

25.7

Total outlays for major physical capital investments1

81.8

90.6

89.4

81.3

73.0

68.7

64.1

61.8

59.6

62.3

15.7

67.3

69.7

See footnotes at end of table.

Category

1979

1980

1981

1982

1983

1984

1985

1986

1987

1988

1989

1990
1991
estimate estimate

Direct Investments
National defense:
Department of Defense, military
Atomic energy and other defense

37.4
1.5

38.4
1.2

41.1
1.7

46.2
1.8

54.8
2.1

60.7
2.5

69.3
3.0

74.7
2.8

82.7
2.6

81.5
2.5

84.2
3.2

80.3
3.7

75.3
3.1

Total national defense

38.8

39.6

42.8

48.0

56.9

63.2

72.3

77.5

85.3

84.1

87.4

84.0

78.4

6.3
3.0

5.3
3.1

5.2
3.0

4.4
2.8

4.6
2.5

3.9
3.3

4.5
3.4

4.1
3.6

4.5
3.7

4.7
4.3

4.2
4.1

4.1
5.1

4.4
5.5

9.3
0.9

8.4
0.8

8.2
1.1

7.2
1.3

7.2
0.8

7.2
2.6

7.9
3.5

7.7
3.2

8.2
4.1

9.0
5.3

8.2
4.9

9.2
5.0

9.9
6.0

10.2

9.1

9.3

8.5

8.0

9.8

11.4

11.0

12.3

14.3

13.2

14.1

15.9

Total direct investments1

49.0

48.7

52.1

56.4

64.9

73.0

83.7

88.4

97.6

98.3

100.6

98.1

94.2

Grants to State and local governments for major physical investments:
Nondefense:
Transportation
Community and regional development
Natural resources and environment
Other

11.5
7.5
5.3
0.3

12.7
6.3
5.4
0.2

12.2
5.7
4.6
0.2

10.7
5.2
4.1
0.2

11.9
4.7
3.5
0.2

13.8
4.7
3.2
0.2

14.7
4.6
3.3
0.3

15.8
4.1
3.4
0.3

14.2
3.5
3.2
0.2

14.6
3.5
2.8
0.2

14.1
3.2
2.6
0.3

13.8
3.1
2.6
0.3

13.4
3.0
2.4
0.2

24.6

24.5

22.7

20.1

20.3

21.9

22.9

23.5

21.1

21.0

20.1

19.8

19.0

0.1

0.1

*

*

*

*

0.1

0.1

0.1

0.1

0.1

0.1

*

24.7

24.6

22.7

20.2

20.3

22.0

22.9

23.6

21.2

21.1

20.3

19.9

19.1

73.7

73.3

74.8

76.6

85.3

95.0

106.6

112.0

118.7

119.5

120.9

118.0

113.3

Nondefense:
Construction and rehabilitation of physical assets.Water and power projects
Other 1
Subtotal1
Acquisition of major equipment1
Total nondefense1

Total nondefense
National defense
Total grants
Total outlays for major physical capital

investments1

* $50 million or less.
NA: Not available.
1 Includes off-budget Postal Service investments for 1989-91. See footnote to table 9.1 for total amount.




A-314 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 10.1— SUMMARY OF OUTLAYS FOR THE CONDUCT OF RESEARCH AND DEVELOPMENT: 1949-1991
In Millions of Dollars

Fiscal Year

National
Defense

Nondefense

As Percentages of Total Outlays
National
Defense

Total

Nondefense

Total

In Billions of Constant (FY
1982) Dollars

As Percentages of GNP
National
Defense

Nondefense

Total

National
Defense

Nondefense

Total

2.0%

0.5%

2.4%

0.3%

0.1%

0.4%

4.9

l.i

6.0

1,054
1,125
1,495
1,848
1,848

1.8
1.9
1.8
2.0
2.2

0.7
0.6
0.4
0.4
0.4

2.5
2.5
2.2
2.4
2.6

0.3
0.3
0.4
0.4
0.4

0.1
0.1
0.1
0.1
0.1

0.4
0.4
0.4
0.5
0.5

5.0
6.1
7.9
9.5
9.3

1.8
2.0
1.9
1.8
1.8

6.9
8.1
9.8
11.4
11.1

345
428
577
729
1,020

1,895
2,326
2,711
3,188
6,384

2.3
2.7
2.8
3.0
5.8

0.5
0.6
0.8
0.9
11

2.8
3.3
3.5
3.9
6.9

0.4
0.5
0.5
0.5
1.1

0.1
0.1
0.1
0.2
0.2

0.5
0.6
0.6
0.7
1.3

8.9
10.3
11.3
12.1
24.5

2.0
2.3
3.1
3.6
4.7

10.9
12.6
14.4
15.7
29.2

5,937
6,922
7,090
7,144
7,865

1,385
1,864
2,747
4,221
5,931

7,322
8,786
9,837
11,365
13,796

6.4
7.1
6.6
6.4
6.6

1.5
1.9
2.6
3.8
5.0

7.9
9.0
9.2
10.2
11.6

1.2
1.3
1.3
1.2
1.3

0.3
0.4
0.5
0.7
0.9

1.4
1.7
1.8
1.9
2.2

26.9
30.4
30.6
29.7
31.4

6.3
8.2
11.9
17.6
23.8

33.2
38.7
42.5
47.3
55.2

1965
1966
1967
1968
1969

7,077
7,097
8,068
8,544
8,314

6,763
7,821
7,894
7,628
7,346

13,840
14,918
15,962
16,172
15,660

6.0
5.3
5.1
4.8
4.5

5.7
5.8
5.0
4.3
4.0

11.7
11.1
10.1
9.1
8.5

1.1
1.0
1.0
1.0
0.9

1.0
1.1
1.0
0.9
0.8

2.1
2.0
2.0
1.9
1.7

27.4
26.0
28.8
28.7
26.4

26.4
28.8
28.3
25.7
23.4

53.8
54.9
57.0
54.4
49.8

1970
1971
1972
1973
1974

8,021
8,108
8,837
9,139
9,406

7,132
7,301
7,466
7,896
8,028

15,153
15,409
16,303
17,035
17,434

4.1
3.9
3.8
3.7
3.5

3.6
3.5
3.2
3.2
3.0

7.7
7.3
7.1
6.9
6.5

0.8
0.8
0.8
0.7
0.7

0.7
0.7
0.6
0.6
0.6

1.5
1.5
1.4
1.3
1.2

23.4
21.8
22.1
21.5
19.6

20.9
19.7
18.7
16.5
15.7

44.4
41.5
40.8
38.0
35.3

1975
1976
1977
1978
1979

9,715
9,819
2,455
10,874
12,077
12,129

8,821
10,169
2,745
10,569
12,455
14,196

18,536
19,988
5,200
21,443
24,532
26,325

2.9
2.6
2.6
2.7
2.6
2.4

2.7
2.7
2.9
2.6
2.7
2.8

5.6
5.4
5.4
5.2
5.3
5.2

0.6
0.6
0.5
0.6
0.6
0.5

0.6
0.6
0.6
0.5
0.6
0.6

1.2
1.2
1.2
1.1
1.1
1.1

18.1
16.9
4.1
17.3
17.9
16.6

15.2
16.2
4.2
15.4
17.2
18.6

33.3
33.1
8.3
32.8
35.2
35.2

1980
1981
1982
1983
1984

14,643
16,937
19,809
22,298
25,765

15,592
17,231
14,850
13,602
15,221

30,235
34,168
34,660
35,900
40,986

2.5
2.5
2.7
2.8
3.0

2.6
2.5
2.0
1.7
1.8

5.1
5.0
4.6
4.4
4.8

0.5
0.6
0.6
0.7
0.7

0.6
0.6
0.5
0.4
0.4

1.1
1.1
1.1
1.1
1.1

17.9
18.4
19.8
21.4
24.0

18.6
18.5
14.9
13.0
14.0

36.5
36.9
34.7
34.4
38.0

1985
1986
1987
1988
1989 1

30,360
35,656
37,097
38,032
40,366

16,856
16,485
16,159
18,068
20,394

47,216
52,141
53,256
56,100
60,760

3.2
3.6
3.7
3.6
3.5

1.8
1.7
1.6
1.7
1.8

5.0
5.3
5.3
5.3
5.3

0.8
0.9
0.8
0.8
0.8

0.4
0.4
0.4
0.4
0.4

1.2
1.2
1.2
1.2
1.2

27.4
31.5
31.9
31.4
31.9

15.0
14.3
13.6
14.7
15.9

42.4
45.8
45.6
46.1
47.8

1990 estimate 1
1991 estimate 1

40,109
40,479

22,088
24,549

62,197
65,028

3.4
3.3

1.8
2.0

5.2
5.3

0.7
0.7

0.4
0.4

1.1
1.1

30.5
29.5

16.6
17.7

47.1
47.2

1949

762

178

940

1950
1951
1952
1953
1954

772
846
1,204
1,553
1,551

282
279
291
295
297

1955
1956
1957
1958
1959

1,550
1,898
2,134
2,459
5,364

1960
1961
1962
1963
1964

TQ

1

Includes off-budget Postal Service outlays of the following amounts (in millions of current dollars): 1989: 64; 1990: 86; 1991: 90.




historical

A-315

tables
Table 10.2—COMPOSITION OF OUTLAYS FOR THE CONDUCT OF RESEARCH AND DEVELOPMENT: 1949-1991
(in millions of dollars)
Category

National defense:
Department of Defense
Atomic energy defense

1949

1950

1951

1952

1953

1954

1955

1956

1957

1958

1959

688
74

Nondefense (functional/program distribution of major programs):
General science, space, and technology:
NASA
NSF
Atomic energy general science

775
71

1,100
104

1,412
141

1,385
166

1,397
153

1,683
215

1,882
252

2,178
281

4,950
414

762

Total national defense

700
72
772

846

1,204

1,553

1,551

1,550

1,898

2,134

2,459

5,364

42

43

44

51

50

43
8
73

50
15
78

55
28
91

72
31
126

115
47
157

40

49

50

60

63

48
4
64

Subtotal
Energy
Transportation:
DOT
NASA

82
NA

92
NA

94
NA

111
NA

113
NA

116
NA

124
27

143
42

174
77

229
109

319
129

NA

NA

NA

NA

NA

NA

NA

NA

13

26

53

Subtotal
Health:
NIH
Other

NA

NA

NA

NA

NA

NA

NA

NA

13

26

53

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

NA
NA

Subtotal
Agriculture
Natural resources and environment
All other 1

NA
NA
NA
NA

NA
NA
NA
NA

NA
NA
NA
NA

NA
NA
NA
NA

45
49
38
50

51
53
38
39

69
62
32
31

81
82
38
42

134
86
45
48

157
97
54
57

216
104
88
111

178

282

279

291

295

297

345

428

577

729

1,020

940

1,054

1,125

1,495

1,848

1,848

1,895

2,326

2,711

3,188

6,384

11

14

14

14

14

13

21

31

40

46

55

Total nondefense
Total conduct of research and

development1

Memorandum: Conduct of research and development classified as
grants-in-aid (all nondefense)

See footnotes at end of table.

Category
National defense:
Department of Defense
Atomic energy defense

1960

1961

1962

1963

1964

1965

1966

1967

1968

1969

1970

5,517
420

6,466
456

6,689
401

6,792
352

7,419
446

6,623
454

6,675
422

7,649
419

8,071
473

7,762
552

7,519
502

5,937

6,922

7,090

7,144

7,865

7,077

7,097

8,068

8,544

8,314

8,021

330
57
183

646
70
214

1,112
84
231

2,291
100
264

3,693
147
288

4,497
147
309

5,275
176
339

5,042
209
359

4,462
248
281

4,025
280
385

3,518
292
393

Subtotal
Energy
Transportation:
DOT
NASA

570
159

930
173

1,427
397

2,655
462

4,128
502

4,953
478

5,790
452

5,610
478

4,991
515

4,690
469

4,203
451

77

89

83
31

111
36

107
40

159
58

117
75

69
89

107
128

96
162

224
183

Subtotal
Health:
NIH
Other

77

89

114

147

147

217

192

158

235

258

407

247
30

295
35

398
36

511
40

637
66

523
67

536
202

795
110

784
199

859
214

879
194

Subtotal
Agriculture
Natural resources and environment
All other 1
,.

277
107
68
127

330
117
106
119

434
129
100
146

551
142
118
146

703
154
120
177

590
179
140
206

738
205
160
284

905
215
181
347

983
231
207
466

1,073
232
232
392

1,073
246
301
451

1,385

1,864

2,747

4,221

5,931

6,763

7,821

7,894

7,628

7,346

7,132

7,322

8,786

9,837

11,365

13,796

13,840

14,918

15,962

16,172

15,660

15,153

57

58

66

75

85

100

110

125

140

152

167

Total national defense
Nondefense:
General science, space, and technology:
NASA
NSF
Atomic energy general science

Total nondefense
Total conduct of research and development1
Memorandum: Conduct of research and development classified as
grants-in-aid (all nondefense)

See footnotes at end of table.




A-316 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 10.2—COMPOSITION OF OUTLAYS FOR THE CONDUCT OF RESEARCH AND DEVELOPMENT: 1949-1991—Continued
(in millions of dollars)
Category
National defense:
Department of Defense
Atomic energy defense

1971

1972

1973

1974

1975

1976

TQ

1977

1978

1979

1980

7,639
469

8,238
599

8,529
610

8,960
446

9,284
431

9,341
478

2,312
143

10,210
664

10,726
1,351

11,045
1,083

13,469
1,174

8,108

8,837

9,139

9,406

9,715

9,819

2,455

10,874

12,077

12,129

14,643

3,143
334
380

3,059
407
370

3,045
432
372

2,900
539
292

2,876
571
310

3,227
623
257

846
194
72

3,506
668
267

3,454
701
274

3,655
775
305

4,262
838
345

Subtotal
Energy
Transportation:
DOT
NASA

3,857
454

3,836
329

3,849
379

3,731
525

3,757
933

4,107
1,424

1,112
521

4,441
2,197

4,429
2,542

4,735
3,304

5,445
3,289

444
205

291
221

299
235

322
283

307
309

329
324

100
82

315
336

326
379

350
408

412
449

Subtotal
Health:
NIH
Other

649

512

534

605

616

653

182

651

705

758

861

912
211

1,096
279

1,318
341

1,413
245

1,631
258

2,098
194

548
130

1,314
335

2,439
325

2,626
614

2,898
784

1,123
268
351
599

1,375
296
507
611

1,659
293
539
643

1,658
315
511
683

1,889
352
647
627

2,292
416
646
631

678
100
166
-14

1,649
469
585
577

2,764
499
675
841

3,240
549
895
715

3,682
563
951
801

7,301

7,466

7,896

8,028

8,821

10,169

2,745

10,569

12,455

14,196

15,592

15,409

16,303

17,035

17,434

18,536

19,988

5,200

21,443

24,532

26,325

30,235

182

206

224

238

249

285

80

272

252

256

288

1990
estimate

1991
estimate

Total national defense
Nondefense:
General science, space, and technology:
NASA
NSF
Atomic energy general science

Subtotal
Agriculture
Natural resources and environment
All other 1
Total nondefense
Total conduct of research and

development1....

Memorandum: Conduct of research and development classified as
grants-in-aid (all nondefense)

See footnotes at end of table.

Category

1981

1982

1983

1984

1985

1986

1987

1988

1989

15,739
1,199

18,363
1,447

20,566
1,732

23,850
1,915

28,165
2,195

33,396
2,260

34,732
2,365

35,605
2,427

37,819
2,547

37,376
2,732

37,818
2,661

16,937

19,809

22,298

25,765

30,360

35,656

37,097

38,032

40,366

40,109

40,479

4,798
900
501

2,697
1,020
401

1,999
998
464

3,023
1,127
505

2,410
1,182
510

2,863
1,399
510

2,693
1,426
576

3,252
1,513
618

4,220
1,570
680

4,981
1,765
643

6,754
1,964
720

Subtotal
Energy
Transportation:
DOT
NASA

6,199
3,681

4,118
3,330

3,461
2,728

4,656
2,762

4,102
4,249

4,772
2,622

4,695
2,321

5,383
2,287

6,470
2,454

7,388
2,406

9,439
2,193

409
481

341
523

270
539

342
515

467
559

489
568

347
557

323
580

322
755

387
793

426
793

Subtotal
Health:
NIH
Other

890

864

809

857

1,027

1,057

905

903

1,077

1,180

1,219

3,352
732

3,435
906

3,532
929

3,942
617

4,412
719

4,837
738

4,942
869

6,022
849

6,634
912

6,872
1,229

7,206
1,402

Subtotal
Agriculture
Natural resources and environment
All other 1

4,084
643
912
822

4,341
696
838
664

4,461
717
856
570

4,560
754
846
787

5,131
775
884
689

5,574
798
924
738

5,811
796
886
745

6,872
838
1,052
732

7,546
908
1,056
883

8,101
927
1,175
912

8,608
951
1,207
932

17,231

14,850

13,602

15,221

16,856

16,485

16,159

18r068 |

20,394

22,088

24,549

34,168

34,660

35,900

40,986

47,216

52,141

53,256

56,100

60,760

62,197

65,028

251

290

197

223

215

319

464

478

412

432

422

National defense:
Department of Defense
Atomic energy defense
Total national defense
Nondefense:
General science, space, and technology-.
NASA
NSF
Atomic energy general science

Total nondefense
Total conduct of research and

development1

Memorandum: Conduct of research and development classified as
grants-in-aid (all nondefense)

NA Separate detail not available; however, the data are included in the totals.
Note: The Atomic energy defense component includes relatively small amounts of R&D for FEMA beginning in 1983.
1 Includes off-budget Postal Service amounts as shown in the footnote to Table 10.1.




historical

A-317

tables

Table 1 1 . 1 — S U M M A R Y C O M P A R I S O N O F O U T L A Y S FOR P A Y M E N T S FOR I N D I V I D U A L S : 1 9 4 0 - 1 9 9 5
Composition of Payments for Individuals
In Millions of Dollars
Fiscal Year
Total

Direct

Grants-inAid

Total

Direct

Grants-inAid

In Billions of Constant (FY
1982) Dollars

As Percentages of GNP

As Percentages of Total Outlays
Total

Direct

Grants-inAid

Total

Direct

Grants-inAid

17.5%
12.7
5.0
2.1
1.9

14.4%
10.1
3.8
1.6
1.4

3.1%
2.6
1.2
0.5
0.5

1.7%
1.5
1.2
0.9
0.9

1.4%
1.2
0.9
0.7
0.6

0.3%
0.3
0.3
0.2
0.2

11.7
11.6
10.9
9.2
9.0

9.6
9.2
8.3
6.8
6.6

2.1
2.4
2.5
2.4
2.4

431.7
451.2
760.7
834.6
1,035.9

2.4
10.3
26.2
30.4
25.9

1.9
9.5
24.0
27.6
23.3

0.5
0.8
2.2
2.8
2.7

1.0
2.7
4.0
3.6
3.8

0.8
2.5
3.7
3.3
3.4

0.2
0.2
0.3
0.3
0.4

11.1
26.6
38.7
35.6
38.6

8.9
24.4
35.4
32.3
34.6

2.2
2.1
3.2
3.3
4.0

12,407.4
8,955.1
9,528.1
9,460.0
10,999.3

1,256.8
1,323.5
1,324.8
1,489.9
1,611.0

32.1
22.6
16.0
14.4
17.8

29.2
19.7
14.1
12.4
15.5

3.0
2.9
2.0
2.0
2.3

5.1
3.3
3.2
3.0
3.4

4.7
2.8
2.8
2.6
3.0

0.5
0.4
0.4
0.4
0.4

52.6
37.4
38.2
37.6
42.8

47.7
32.6
33.5
32.5
37.3

4.8
4.8
4.7
5.1
5.5

14,296.8
15,208.3
17,027.2
20,931.5
22,757.1

12,674.0
13,534.3
15,225.7
18,810.2
20,393.4

1,622.8
1,674.0
1,801.5
2,121.3
2,363.7

20.9
21.5
22.2
25.4
24.7

18.5
19.2
19.9
22.8
22.1

2.4
2.4
2.4
2.6
2.6

3.7
3.6
3.9
4.6
4.7

3.3
3.2
3.5
4.2
4.2

0.4
0.4
0.4
0.5
0.5

48.3
50.6
55.0
65.9
70.5

42.8
45.0
49.2
59.2
63.2

5.5
5.6
5.8
6.7
7.3

1960
1961
1962
1963
1964

24,162.0
27,524.8
28,931.3
30,947.8
32,202.9

21,681.9
24,907.2
25,986.9
27,677.1
28,658.3

2,480.1
2,617.6
2,944.5
3,270.7
3,544.6

26.2
28.2
27.1
27.8
27.2

23.5
25.5
24.3
24.9
24.2

2.7
2.7
2.8
2.9
3.0

4.8
5.3
5.2
5.3
5.1

4.3
4.8
4.7
4.7
4.6

0.5
0.5
0.5
0.6
0.6

73.2
82.2
85.1
89.5
91.6

65.7
74.4
76.5
80.1
81.5

7.5
7.8
8.7
9.5
10.1

1965
1966
1967
1968
1969

33,083.7
37,048.0
43,159.3
49,772.3
57,131.7

29,385.1
32,771.2
38,392.3
43,779.3
49,982.6

3,698.6
4,276.8
4,767.0
5,993.0
7,149.1

28.0
27.5
27.4
27.9
31.1

24.9
24.4
24.4
24.6
27.2

3.1
3.2
3.0
3.4
3.9

4.9
5.0
5.4
5.9
6.1

4.4
4.4
4.8
5.2
5.4

0.5
0.6
0.6
0.7
0.8

92.7
101.3
114.6
128.0
140.6

82.3
89.6
102.0
112.6
123.0

10.4
11.7
12.7
15.4
17.6

1970
1971
1972
1973
1974

64,691.0
80,411.7
92,891.8
104,524.0
120,137.5

56,079.1
70,030.4
79,112.0
90,859.5
105,556.6

8,611.9
10,381.3
13,779.9
13,664.4
14,580.9

33.1
38.3
40.3
42.5
44.6

28.7
33.3
34.3
37.0
39.2

4.4
4.9
6.0
5.6
5.4

6.5
7.6
8.1
8.2
8.5

5.7
6.6
6.9
7.1
7.5

0.9
1.0
1.2
1.1
1.0

152.2
181.0
200.1
215.7
228.4

132.0
157.6
170.4
187.5
200.7

20.3
23.4
29.7
28.2
27.7

1975
1976
TQ
1977
1978
1979

153,518.9
180,131.8
45,376.6
196,321.1
210,986.0
232,877.6

137,073.6
160,492.1
40,396.3
174,143.6
186,811.1
206,023.8

16,445.3
19,639.7
4.980.3
22,177.5
24,174.8
26,853.8

46.2
48.5
47.3
48.0
46.0
46.3

41.2
43.2
42.1
42.6
40.7
40.9

4.9
5.3
5.2
5.4
5.3
5.3

10.1
10.6
10.1
10.2
9.7
9.5

9.0
9.5
9.0
9.0
8.6
8.4

1.1
1.2
1.1
1.1
1.1
1.1

265.8
291.7
71.2
295.5
296.8
301.6

237.4
259.9
63.4
262.1
262.8
266.8

28.5
31.8
7.8
33.4
34.0
34.8

1980
1981
1982
1983
1984

277,487.5
323,412.9
356,738.5
395,351.2
399,821.0

245,560.1
286,481.7
318,863.2
353,715.3
355,537.5

31,927.4
36,931.2
37,875.3
41,636.0
44,283.6

47.0
47.7
47.8
48.9
46.9

41.6
42.2
42.8
43.8
41.7

5.4
5.4
5.1
5.2
5.2

10.4
10.8
11.4
11.9
10.8

9.2
9.6
10.2
10.6
9.6

1.2
1.2
1.2
1.3
1.2

324.7
344.3
356.7
378.6
368.7

287.3
305.0
318.9
338.7
327.9

37.4
39.3
37.9
39.9
40.8

1985
1986
1987
1988
1989

425,637.0
449,438.9
469,423.7
498,757.5
534,144.4

377,546.6
396,603.0
413,072.0
437,776.2
468,222.9

48,090.4
52,835.9
56,351.7
60,981.4
65,921.5

45.0
45.4
46.8
46.9
46.7

39.9
40.1
41.1
41.1
41.0

5.1
5.3
5.6
5.7
5.8

10.8
10.7
10.6
10.4
10.4

9.6
9.5
9.3
9.1
9.1

1.2
1.3
1.3
1.3
1.3

380.0
390.6
392.2
399.8
410.3

337.1
344.8
345.2
350.9
359.7

42.9
45.9
47.1
48.9
50.6

estimate
estimate
estimate
estimate
estimate

577,768.9
609,971.7
650,664.7
694,419.3
738,789.1

503,198.3
529,207.4
563,800.1
601,509.1
639,186.2

74,570.6
80,764.3
86,864.6
92,910.2
99,602.9

48.3
49.5
51.2
52.5
52.8

42.0
42.9
44.3
45.5
45.7

6.2
6.5
6.8
7.0
7.1

10.5
10.4
10.3
10.3
10.2

9.2
9.0
8.9
8.9
8.9

1.4
1.4
1.4
1.4
1.4

426.7
432.7
444.3
457.2
470.5

371.7
375.5
385.0
396.1
407.1

55.1
57.3
59.3
61.2
63.4

1995 estimate

782,930.4

676,355.0

106,575.4

53.0

45.8

7.2

10.2

8.8

1.4

483.6

417.8

65.8

1940
1941
1942
1943
1944

1,657.2
1,730.0
1,757.9
1,647.0
1,721.2

1,359.5
1,374.2
1,348.4
1,220.4
1,260.0

297.7
355.8
409.5
426.6
461.2

1945
1946
1947
1948
1949

2,215.2
5,673.4
9,052.5
9,042.7
10,065.2

1,783.5
5,222.2
8,291.8
8,208.1
9,029.3

1950
1951
1952
1953
1954

13,664.2
10,278.6
10,852.9
10,949.9
12,610.3

1955
1956
1957
1958
1959

1990
1991
1992
1993
1994

Note: Includes both on- and off-budget Federal outlays. Off-budget social security payments for individuals are shown separately in Table 11.2.




A-318 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 11.2—FUNCTIONAL COMPOSITION OF OUTLAYS FOR PAYMENTS FOR INDIVIDUALS: 1984-1995
(in millions of dollars)

Category and Function

1984

Direct Payments for Individuals:
400 Transportation
310.7
500 Education, training, employment, and social
services
6,918.9
550 Health
1,146.7
570 Medicare
60,951.4
600 Income security
85,102.0
650 Social security
176,052.6
700 Veterans benefits and services
25,046.6
750 Administration of justice
8.5
800 General government
Total direct payments for individuals
Grants to States for Payments for Individuals:
400 Transportation
500 Education, training, employment, and social
services
550 Health
570 Medicare
600 Income security
650 Social security
700 Veterans benefits and services
750 Administration of justice
800 General government
Total grants for payments for individuals

1986

1987

1988

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

336.5

349.9

359.6

386.2

420.8

437.3

459.0

483.8

508.3

533.8

7.621.5
1.183.6
69.649.2
86,615.0
186,432.1
25.735.3
11.0

7,825.9
1,181.4
74,184.1
90,286.8
196,547.5
26,229.5
11.2

7,261.6
1,090.1
79,912.7
92.763.0
205,104.8
26.570.1
19.8

7,930.9
1,312.1
85,703.8
97,504.0
216,807.8
28,141.0
17.0

9,691.2
1,320.7
94,299.5
103.181.7
230.137.8
29,187.8
18.0

9.558.6
1.588.7
105,812.5
111,564.3
246,029.1
28,181.7
42.6

9,806.4
1,646.8
108,138.9
116,353.5
262,223.1
30,057.3
44.1
500.0

10.671.5
1,668.4
120,829.9
120,497.9
278,252.7
30.875.6
45.0
500.0

10,755.0
1,686.6
134,330.0
125,791.7
295,021.5
33,194.7
45.8
200.0

10,838.9
1,727.4
149.432.5
132,200.0
311.837.6
32,595.0
46.5

11,027.9
1,777.4
165.779.0
136,815.8
328.663.1
31,711.2
46.9

355,537.5

377,546.6

396,603.0

413,072.0

437,776.2

468,222.9

503,198.3

529,207.4

563,800.1

601,509.1

639,186.2

676,355.0

69.6
20,517.4

76.0
22,931.5

82.1
25,178.3

66.4
27,782.4

68.3
30,807.4

68.0
34,865.9

82.5
41,002.8

32.7
46,164.3

51,000.5

55,827.8

60,895.9

66,129.6

23,637.5

24,999.3

27,494.1

28,409.3

29,999.7

30,863.1

33,351.4

34,417.9

'35,712.4

36,930.7

38,555.0

40,293.9

59.1

83.6

81.4

93.5

106.0

124.5

134.0

149.4

151.7

151.7

152.0

152.0

44.283.6

48,090.4

52,835.9

56,351.7

60,981.4

65.921.5

74.570.6

80,764.3

86,864.6

92,910.2

99,602.9

106,575.4

298.8

336.5

349.9

359.6

386.2

420.8

437.3

459.0

483.8

508.3

533.8

7,697.5
24.115.1
69.649.2
111,614.3
186,432.1
25,818.9
11.0

7,907.9
26,359.7
74,184.1
117,781.0
196,547.5
26,310.9
11.2

7,328.0
28,872.5
79,912.7
121,172.3
205,104.8
26,663.7
19.8

7,999.2
32,119.4
85,703.8
127.503.7
216.807.8
28,247.0
17.0

9,759.2
36.186.6
94,299.5
134,044.8
230,137.8
29,312.3
18.0

9,641.1
42,591.5
105,812.5
144,915.7
246,029.1
28.315.7
42.6

9,839.2
47,811.1
108,138.9
150,771.4
262,223.1
30,206.7
44.1
500.0

10,671.5
52,668.9
120,829.9
156,210.3
278,252.7
31,027.3
45.0
500.0

10,755.0
57,514.5
134,330.0
162,722.3
295,021.5
33,346.4
45.8
200.0

10,838.9
62,623.3
149.432.5
170,755.0
311.837.6
32,747.0
46.5

11,027.9
67,906.9
165.779.0
177,109.7
328.663.1
31,863.1
46.9

425,637.0

449,438.9

469,423.7

498,757.5

534,144.4

577,768.9

609,971.7

650,664.7

694,419.3

738,789.1

782,930.4

399,821.0

Note: Includes both on- and off-budget outlays. All social security payments for individuals are off-budget.




1989

298.8

Total Payments for Individuals:
400 Transportation
310.7
500 Education, training, employment, and social
services
6,988.5
550 Health
21,664.1
570 Medicare
60,951.4
600 Income security
108.739.5
650 Social security
176.052.6
700 Veterans benefits and services
25.105.7
750 Administration of justice
8.5
800 General government
Total payments for individuals

1985

A-319

historical tables
Table 11.3—OUTLAYS FOR PAYMENTS FOR INDIVIDUALS BY CATEGORY AND MAJOR PROGRAM: 1988-1995
(in millions of dollars)
1989

1988

Program

Total

SOCIAL SECURITY AND RAILROAD RETIREMENT:
Social security: old age and survivors insurance
Social security: disability insurance
Railroad retirement
Total, Social Security and Railroad Retirement...

Direct

Grants

Total

Direct

1991 estimate

1 9 9 0 estimate

Grants

Total

Direct

Grants

Total

Direct

192,540.6
21,415.9
6,722.8

192,540.6
21,415.9
6,722.8

204,648.0
22,556.3
7,030.2

204,648.0
22,556.3
7,030.2

218,922.8
24,057.1
7,256.4

218,922.8
24,057.1
7,256.4

233,524.0
25,519.1
7,466.3

Grants

233,524.0
25,519.1
7,466.3

220,679.3

220,679.3

234,234.4

234,234.4

250,236.3

250,236.3

266,509.4

266,509.4

FEDERAL EMPLOYEES RETIREMENT AND INSURANCE:
Military retirement
Civil service retirement
Veterans service-connected compensation
Other

19,011.1
28,047.3
11,251.9
969.7

19,011.1
28,047.3
11,251.9
969.7

20.184.0
29.134.1
11,649.7
1,131.1

20.184.0
29.134.1
11,649.7
1,131.1

21,451.4
31,394.9
10,614.0
1,092.7

21,451.4
31,394.9
10,614.0
1,092.7

22,093.2
31,895.7
11,468.2
1,234.0

22,093.2
31,895.7
11,468.2
1,234.0

Total, Federal Employees Retirement and Insurance

59,279.9

59,279.9

62,098.9

62,098.9

64,553.0

64,553.0

66,691.0

66,691.0

UNEMPLOYMENT ASSISTANCE

13.857.2

13,857.2

14,183.3

14.125.4

57.9

16,743.7

16,743.7

17,021.7

17,021.7

MEDICAL CARE:
Medicare: hospital insurance
Medicare: supplementary medical insurance
Medicaid
Hospital and medical care for veterans
Other

52,022.1
33,681.8
29,008.7
10.714.3
3,020.7

52,022.1
33,681.8

57,433.0
36.866.5
11,117.4
1,217.1

33,114.7
124.5
1,751.2

11,704.5
1,477.6

38,680.2
134.0
2,322.6

62,302.9
45,836.0
43,329.2
12,714.4
4,364.7

62,302.9
45,836.0

29,008.7
106.0
1,798.7

62,752.9
43,059.7
38,680.2
11,838.5
3,800.2

62,752.9
43,059.7

10,608.3
1,222.1

57,433.0
36,866.5
33,114.7
11,241.9
2,968.3

12,565.0
1,529.6

43,329.2
149.4
2,835.1

128,447.6

97,534.2

30,913.4

141,624.4

106,634.0

34,990.4

160,131.5

118,994.7

41,136.8

168,547.2

122,233.5

46,313.7

7.999.2
1.071.3

7,930.9
1,071.3

68.3

9,759.2
1,046.2

9,691.2
1,046.2

68.0

9,641.1
911.6

9,558.6
911.6

82.5

9,682.2
908.4

9,649.4
908.4

32.7

9,070.6

9,002.2

68.3

10,805.4

10,737.4

68.0

10,552.7

10,470.2

82.5

10,590.6

10,557.8

32.7

HOUSING ASSISTANCE

13,840.6

5,189.8

8.650.8

14,660.9

6,107.8

8.553.1

16.197.2

6,809.2

9,388.0

17,504.5

7,022.1

10,482.4

FOOD AND NUTRITION ASSISTANCE:
Food stamp program
Nutrition assistance for Puerto Rico
Child nutrition and special milk programs
Supplemental feeding programs (WIC and CSFP)...
Commodity donations and other

12,265.0
880.3
4,304.6
1,852.4
695.7

11,152.1

13,725.1

11,649.9

2.075.2

15.306.3

12,998.1

2,308.2

15,399.5

14,039.4

1,360.0

146.5
2.7
8.8

1.112.9
880.3
4,158.1
1,849.8
686.8

4,574.1
1,942.1
861.2

118.8
1.7
9.3

4.455.3
1.940.4
851.9

4.998.4
2.127.5
871.1

130.1
5.0
12.2

4,868.3
2,122.5
858.9

4,844.9
2,210.2
799.4

126.1
5.0
7.7

4,718.8
2,205.2
791.6

19,997.9

11.310.1

8,687.9

21,102.5

11,779.6

9,322.9

23,303.3

13,145.4

10,158.0

23,253.9

14,178.3

9,075.6

11.370.2
10.764.3
1,584.9
2,697.6
3,934.8

11.370.2

11,503.4
11,165.7
1,393.3
4,002.0
4,024.0

11,503.4

11,404.0
12,085.2
1,372.3
4,193.0
3,534.0

11,404.0

13,188.0
12,631.6
1,078.8
4,369.0
3,720.7
823.4

13,188.0

30,351.8

18,002.6

32,088.4

19,529.5

32,588.6

19,131.0

13,457.6

35,811.5

21,277.7

14,533.8

1,558.3
1,274.7

1,558.3
1,274.7

1,519.8
1,350.5

1,519.8
1,350.5

1,538.5
1,417.5

1,538.5
1,417.5

1,488.1
1,395.0
157.0
500.0
175.8

326.0

Total, Medical Care
ASSISTANCE TO STUDENTS:
Student assistance—Dept. of Education
Veterans education benefits
Total, Assistance to Students

Total, Food and Nutrition Assistance
PUBLIC ASSISTANCE AND RELATED PROGRAMS:
Supplemental security income program
Family support payments to States
Low income home energy assistance
Earned income tax credit
Veterans non-service connected pensions
Special assistance to Puerto Rico
Total, Public Assistance and Related Programs..
ALL OTHER PAYMENTS FOR INDIVIDUALS:
Coal miners and black lung benefits
Veterans insurance and burial benefits
Child care tax credit
Payments to Japanese American WWII internees
Refugee assistance and other
Total, All Other Payments for Individuals
TOTAL, PAYMENTS FOR INDIVIDUALS.


http://fraser.stlouisfed.org/O - 1 9 9 0 - 2 1
250-298
Federal Reserve Bank of St. Louis

QL3

10,764.3
1,584.9
2,697.6
3,934.8
12,349.2

11,165.7
1,393.3
'4,002.0
4,024.0
12,558.9

12,085.2
1,372.3
4,193.0
3,534.0

12,631.6
1,078.8
4,369.0
3,720.7
823.4

399.7

87.9

311.8

475.8

105.5

370.3

506.5

158.7

347.8

1,488.1
1,395.0
157.0
500.0
501.8

3,232.7

2,920.9

311.8

3,346.1

2,975.8

370.3

3,462.6

3,114.7

347.8

4,041.9

3,715.9

326.0

498,757.5

437,776.2

60,981.4

534,144.4

468,222.9

65,921.5

577,768.9

503,198.3

74,570.6

609,971.7

529,207.4

80,764.3

A-320

FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 11.3—OUTLAYS FOR PAYMENTS FOR INDIVIDUALS BY CATEGORY AND MAJOR PROGRAM: 1988-1995—Continued
(in millions of dollars)
Program

SOCIAL SECURITY AND RAILROAD RETIREMENT:
Social security: old age and survivors insurance
Social security: disability insurance
Railroad retirement
Total, Social Security and Railroad Retirement...

1992 estimate
Total

Direct

1994 estimate

1993 estimate
Grants

Total

Direct

Grants

Total

Direct

1995 estimate
Grants

Total

Direct

247,891.0
27,136.7
7,704.2

247,891.0
27,136.7
7,704.2

262,692.0
28,969.5
7,902.2

262,692.0
28,969.5
7,902.2

277,455.0
30,921.6
8,071.5

277,455.0
30,921.6
8,071.5

292,095.0
33,032.1
8,205.0

Grants

292,095.0
33,032.1
8,205.0

282,731.9

282,731.9

299,563.7

299,563.7

316,448.1

316,448.1

333,332.1

333,332.1

FEDERAL EMPLOYEES RETIREMENT AND INSURANCE:
Military retirement
Civil service retirement
Veterans service-connected compensation
Other

23,108.9
32,191.2
11,666.5
1,258.4

23,108.9
32,191.2
11,666.5
1,258.4

24,187.6
33,913.9
13,180.2
1,290.1

24,187.6
33,913.9
13,180.2
1,290.1

25,268.6
35,665.0
12,071.4
1,332.8

25,268.6
35,665.0
12,071.4
1,332.8

26,315.9
37,422.4
10,819.7
1,351.3

26,315.9
37,422.4
10,819.7
1,351.3

Total, Federal Employees Retirement and Insurance

68.225.0

68 225 0

72,571.8

72,571.8

74,337.8

74,337.8

75,909.4

75,909.4

UNEMPLOYMENT ASSISTANCE

17,525.6

17,525.6

18.163.1

18.163.1

18,830.0

18,830.0

19.655.0

19,655.0

MEDICAL CARE:
Medicare: hospital insurance
Medicare: supplementary medical insurance
Medicaid..
Hospital and medical care for veterans
Other

68.804.1
52,025.9
48,043.3
13,388.1
4,501.7

68,804.1
52,025.9

75,109.8
59.220.2
13,837.6
1,555.2

52,815.6
151.7
3,012.3

14,397.0
1,588.6

57,831.2
152.0
3,064.7

89,150.3
76,628.7
63.017.1
15,012.3
4,743.6

89,150.3
76,628.7

48,043.3
151.7
2,957.2

81,978.3
67,454.2
57,831.2
14,549.0
4,653.3

81,978.3
67,454.2

13,236.4
1,544.5

75,109.8
59.220.2
52,815.6
13.989.3
4,567.4

14,860.3
1,631.1

63,017.1
152.0
3,112.5

186,763.0

135,610.8

51,152.2

205,702.4

149,722.8

55,979.5

226,466.0

165,418.1

61,047.9

248,552.0

182,270.4

66,281.5

8,831.5
933.2

8,831.5
933.2

8,766.0
970.8

8,766.0
970.8

8,732.9
1,031.4

8,732.9
1,031.4

8,780.9
1,029.5

8,780.9
1,029.5

9,736.8

9,736.8

9,764.3

9.764.3

9.810.4

9,810.4

Total, Medical Care
ASSISTANCE TO STUDENTS:
Student assistance—Dept. of Education
Veterans education benefits
Total, Assistance to Students

9,764.7

9,764.7

HOUSING ASSISTANCE

18,651.9

7,722.7

10,929.2

19,332.6

8,030.5

11,302.1

20,065.8

7.998.4

12,067.4

20.946.6

8,122.3

12,824.3

FOOD AND NUTRITION ASSISTANCE:
Food stamp program
Child nutrition and special milk programs
Supplemental feeding programs (WIC and CSFP)...
Commodity donations and other

15,991.8
5.117.7
2.298.8
777.7

14,568.2
133.2
5.0
5.7

1,423.6
4,984.4
2,293.8
772.0

16,711.8
5,460.5
2,384.2
790.0

15,221.4
142.2
5.0
5.8

1,490.4
5,318.3
2,379.2
784.3

17,590.2
5,812.2
2,465.7
802.7

16,036.3
151.3
5.0
5.9

1,553.9
5,660.9
2,460.7
796.8

18.463.7
6,170.8
2.542.5
815.4

16,847.7
160.6
5.0
5.9

1,616.0
6,010.2
2,537.5
809.4

24,186.0

14,712.1

9,473.8

25,346.6

15,374.3

9,972.3

26.670.8

16,198.5

10,472.3

27,992.4

17,019.2

10,973.2

13,885.9
13,108.0
1,052.9
4,583.0
3,616.4
825.0

13 885 9

14,566.9

825.0

16,421.9
14,298.3
1,050.0
4,939.0
3,528.3
825.0

16,421.9

825.0

16.514.9
13,817.2
1,050.0
4,835.0
3,648.3
825.0

16,514.9

825.0

14,566.9
13,457.9
1,050.3
4,734.0
3,773.9
825.0

Total, Public Assistance and Related Programs..

37,071.2

22,085.3

14,985.9

38,408.0

23,074.8

15,333.2

40,690.4

24,998.2

15,692.2

41,062.5

24,889.2

ALL OTHER PAYMENTS FOR INDIVIDUALS:
Coal miners and black lung benefits
Veterans insurance and burial benefits
Child care tax credit
Payments to Japanese American WWII internees....
Refugee assistance and other

1,471.3
1,423.1
1,840.0
500.0
511.1

1,471.3
1,423.1
1,840.0
500.0
187.7

1,449.5
1,432.1
1,989.0
200.0
200.6

1.425.8
1.446.9
2,106.0

1.425.8
1.446.9
2,106.0

1,398.0
1,473.3
2,247.0

1,398.0
1,473.3
2,247.0

323.4

1,449.5
1,432.1
1,989.0
200.0
523.7

323.1

537.3

214.2

323.1

551.8

228.7

323.1

5,745.4

5,422.0

323.4

5,594.4

5,271.3

323.1

5,515.9

5,192.9

323.1

5,670.1

5,347.0

323.1

650,664.7

563,800.1

86,864.6

694,419.3

601,509.1

92,910.2

738,789.1

639,186.2

99,602.9

782,930.4

676,355.0

106,575.4

Total, Food and Nutrition Assistance
PUBLIC ASSISTANCE AND RELATED PROGRAMS:
Supplemental security income program
Family support payments to States
Low income home energy assistance
Earned income tax credit
Veterans non-service connected pensions
Special assistance to Puerto Rico

Total, All Other Payments for Individuals
TOTAL, PAYMENTS FOR INDIVIDUALS.




4,583.0
3,616.4

13,108.0
1,052.9

4,734.0
3,773.9

13,457.9
1,050.3

13,817.2
1,050.0
4,835.0
3,648.3

14,298.3
1,050.0
4,939.0
3,528.3
825.0
16,173.3

A-321

historical tables

Table 12.1— SUMMARY COMPARISON OF TOTAL FEDERAL OUTLAYS FOR GRANTS-IN-AID (INCLUDING SHARED REVENUE) TO STATE AND LOCAL
GOVERNMENTS: 1940-1995
Compostition of Grants-in-Aid (in millions
of dollars)
Fiscal Year
Total

Payments
for
Individuals

Capital
Investment

Grants-in-Aid in Billions of Constant
(FY 1982) Dollars

Remainder

Total

Payments
for
Individuals

Capital
Investment

Remainder

Grants-in-Aid as Percentages of
Federal Outlays

Total

Payments
for
Individuals

Capital
Investment

Remainder

Grants-in-Aid as Percentages of Gross
National Product

Total

Payments
for
Individuals

Capital
Investment

Remainder

1940
1941
1942
1943
1944

871.5
846.6
892.0
913.6
910.6

297.7
355.8
409.5
426.6
461.2

442.0
290.0
221.8
218.2
183.0

131.8
200.8
260.7
268.8
266.4

7.4
7.0
6.8
6.4
6.1

2.1
2.4
2.5
2.4
2.4

3.8
2.3
1.6
1.4
1.2

1.5
2.2
2.7
2.7
2.5

9.2%
6.2
2.5
1.2
1.0

3.1%
2.6
1.2
0.5
0.5

4.7%
2.1
0.6
0.3
0.2

1.4%
1.5
0.7
0.3
0.3

0.9%
0.7
0.6
0.5
0.5

0.3%
0.3
0.3
0.2
0.2

0.5%
0.3
0.2
0.1
0.1

0.1%
0.2
0.2
0.2
0.1

1945
1946
1947
1948
1949

858.6
819.0
1,603.2
1,612.0
1,875.8

431.7
451.2
760.7
834.6
1,035.9

153.8
142.0
599.0
440.0
461.8

273.1
225.8
243.5
337.4
378.1

5.6
4.9
8.3
7.7
8.5

2.2
2.1
3.2
3.3
4.0

1.0
0.9
3.2
2.1
2.1

2.4
1.9
1.9
2.4
2.4

0.9
1.5
4.6
5.4
4.8

0.5
0.8
2.2
2.8
2.7

0.2
0.3
1.7
1.5
1.2

0.3
0.4
0.7
1.1
1.0

0.4
0.4
0.7
0.7
0.7

0.2
0.2
0.3
0.3
0.4

0.1
0.1
0.3
0.2
0.2

0.1
0.1
0.1
0.1
0.1

1950
1951
1952
1953
1954

2,253.3
2,287.0
2,433.0
2,834.6
3,055.8

1,256.8
1,323.5
1,324.8
1,489.9
1,611.0

484.0
566.2
575.0
756.0
744.0

512.5
397.3
533.2
588.7
700.8

10.4
9.7
10.0
11.3
12.2

4.8
4.8
4.7
5.1
5.5

2.3
2.5
2.3
3.0
3.1

3.2
2.3
3.0
3.2
3.6

5.3
5.0
3.6
3.7
4.3

3.0
2.9
2.0
2.0
2.3

1.1
1.2
0.8
1.0
1.1

1.2
0.9
0.8
0.8
1.0

0.8
0.7
0.7
0.8
0.8

0.5
0.4
0.4
0.4
0.4

0.2
0.2
0.2
0.2
0.2

0.2
0.1
0.2
0.2
0.2

1955
1956
1957
1958
1959

3,207.2
3,560.6
3,973.8
4,904.7
6,463.4

1,622.8
1,674.0
1,801.5
2,121.3
2,363.7

820.0
915.0
1,148.0
1,788.3
2,956.0

764.4
971.6
1,024.3
995.1
1,143.7

12.7
13.9
14.8
17.6
23.0

5.5
5.6
5.8
6.7
7.3

3.4
3.6
4.2
6.6
10.8

3.8
4.7
4.7
4.4
4.9

4.7
5.0
5.2
6.0
7.0

2.4
2.4
2.4
2.6
2.6

1.2
1.3
1.5
2.2
3.2

1.1
1.4
1.3
1.2
1.2

0.8
0.9
0.9
1.1
1.3

0.4
0.4
0.4
0.5
0.5

0.2
0.2
0.3
0.4
0.6

0.2
0.2
0.2
0.2
0.2

1960
1961
1962
1963
1964

7,019.4
7,126.4
7,926.1
8,602.1
10,164.2

2,480.1
2,617.6
2,944.5
3,270.7
3,544.6

3,320.8
3,052.8
3,238.8
3,600.4
4,481.8

1,218.5
1,456.0
1,742.8
1,731.0
2,137.9

24.7
24.8
27.1
28.7
33.6

7.5
7.8
8.7
9.5
10.1

12.2
11.3
11.8
12.9
15.8

5.0
5.7
6.6
6.4
7.6

7.6
7.3
7.4
7.7
8.6

2.7
2.7
2.8
2.9
3.0

3.6
3.1
3.0
3.2
3.8

1.3
1.5
1.6
1.6
1.8

1.4
1.4
1.4
1.5
1.6

0.5
0.5
0.5
0.6
0.6

0.7
0.6
0.6
0.6
0.7

0.2
0.3
0.3
0.3
0.3

1965
1966
1967
1968
1969

10,910.0
12,887.1
15,232.5
18,550.9
20,163.9

3,698.6
4,276.8
4,767.0
5,993.0
7,149.1

4,985.2
4,912.0
5,230.5
5,793.2
6,160.4

2,226.3
3,698.3
5,235.0
6,764.7
6,854.4

35.4
40.6
46.0
53.4
54.8

10.4
11.7
12.7
15.4
17.6

17.3
16.5
16.9
18.1
18.3

7.7
12.4
16.4
19.9
18.9

9.2
9.6
9.7
10.4
11.0

3.1
3.2
3.0
3.4
3.9

4.2
3.7
3.3
3.3
3.4

1.9
2.7
3.3
3.8
3.7

1.6
1.7
1.9
2.2
2.2

0.5
0.6
0.6
0.7
0.8

0.7
0.7
0.7
0.7
0.7

0.3
0.5
0.7
0.8
0.7

1970
1971
1972
1973
1974

24,065.2
28,098.9
34,374.6
41,846.8
43,357.4

8,611.9
10,381.3
13,779.9
13,664.4
14,580.9

7,046.2
7.865.3
8,413.8
8,856.4
9,834.9

8,407.1
9,852.3
12,180.9
19,325.9
18,941.6

61.2
66.8
77.2
88.9
84.6

20.3
23.4
29.7
28.2
27.7

19.3
19.8
19.9
19.8
19.7

21.6
23.6
27.6
40.9
37.2

12.3
13.4
14.9
17.0
16.1

4.4
4.9
6.0
5.6
5.4

3.6
3.7
3.6
3.6
3.7

4.3
4.7
5.3
7.9
7.0

2.4
2.7
3.0
3.3
3.1

0.9
1.0
1.2
1.1
1.0

0.7
0.7
0.7
0.7
0.7

0.8
0.9
1.1
1.5
1.3

1975
1976
TQ
1977
1978
1979

49,791.3
59,093.8
15,919.7
68,415.0
77,889.4
82,858.4

16,445.3
19,639.7
4,980.3
22,177.5
24,174.8
26,853.8

10,870.8
13,502.1
3,932.0
16,145.8
18,310.0
20,036.3

22,475.2
25,951.9
7,007.4
30,091.7
35,404.5
35,968.3

87.1
96.2
25.1
103.6
109.7
106.7

28.5
31.8
7.8
33.4
34.0
34.8

18.3
21.7
6.2
24.8
25.7
24.7

40.4
42.7
11.0
45.5
50.1
47.2

15.0
15.9
16.6
16.7
17.0
16.5

4.9
5.3
5.2
5.4
5.3
5.3

3.3
3.6
4.1
3.9
4.0
4.0

6.8
7.0
7.3
7.4
7.7
7.1

3.3
3.5
3.5
3.5
3.6
3.4

1.1
1.2
1.1
1.1
1.1
1.1

0.7
0.8
0.9
0.8
0.8
0.8

1.5
1.5
1.6
1.6
1.6
1.5

1980
1981
1982
1983
1984

91,451.0
94,761.9
88,194.9
92,495.3
97,577.3

31,927.4
36,931.2
37,875.3
41,636.0
44,283.6

22,451.3
22,115.9
20,107.4
20,473.8
22,662.1

37,072.4
35,714.8
30,212.1
30,385.5
30,631.6

105.9
100.7
88.2
88.8
90.2

37.4
39.3
37.9
39.9
40.8

24.5
22.7
20.1
20.3
21.9

44.0
38.7
30.2
28.6
27.4

15.5
14.0
11.8
11.4
11.5

5.4
5.4
5.1
5.2
5.2

3.8
3.3
2.7
2.5
2.7

6.3
5.3
4.1
3.8
3.6

3.4
3.2
2.8
2.8
2.6

1.2
1.2
1.2
1.3
1.2

0.8
0.7
0.6
0.6
0.6

1.4
1.2
1.0
0.9
0.8

1985
1986
1987
1988
1989

105,897.0
112,357.4
108,392.1
115,293.6
121,803.9

48,090.4
52,835.9
56,351.7
60,981.4
65,921.5

24,844.1
26,219.6
23,791.8
24,557.4
24,462.3

32,962.4
33,301.8
28,248.6
29,754.8
31,420.0

94.0
97.0
90.6
92.4
93.4

42.9
45.9
47.1
48.9
50.6

22.9
23.6
21.1
21.1
20.2

28.2
27.5
22.4
22.5
22.6

11.2
11.3
10.8
10.8
10.7

5.1
5.3
5.6
5.7
5.8

2.6
2.6
2.4
2.3
2.1

3.5
3.4
2.8
2.8
2.7

2.7
2.7
2.4
2.4
2.4

1.2
1.3
1.3
1.3
1.3

0.6
0.6
0.5
0.5
0.5

0.8
0.8
0.6
0.6
0.6

133,835.6
143,882.8
149,376.8
155,159.0
161,961.4

74,570.6
80,764.3
86,864.6
92,910.2
99,602.9

25,246.1
25,513.7
24,459.1
23,634.0
23,012.8

34,018.9
37,604.8
38,053.1
38,614.9
39,345.7

98.2
100.7
100.1
99.9
100.5

55.0
57.3
59.3
61.2
63.4

19.8
19.0
17.3
16.0
14.9

23.3
24.4
23.5
22.7
22.2

11.2
11.7
11.7
11.7
11.6

6.2
6.5
6.8
7.0
7.1

2.1
2.1
1.9
1.8
1.6

2.8
3.0
3.0
2.9
2.8

2.4
2.4
2.4
2.3
2.2

1.4
1.4
1.4
1.4
1.4

0.5
0.4
0.4
0.3
0.3

0.6
0.6
0.6
0.6
0.5

169,215.9 106,575.4

22,299.4

40,341.1

101.6

65.8

13.9

21.9

11.5

7.2

1.5

2.7

2.2

1.4

0.3

0.5

1990
1991
1992
1993
1994

estimate
estimate
estimate
estimate
estimate

1995 estimate

Note: Total outlays include off-budget outlays; however, all grants-in-aid are from on-budget accounts. A small amount of grants for capital investment are included as payments for
individuals.




A-322 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 12.2—FEDERAL OUTLAYS FOR AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION AND FUND GROUP: 1973-1995
(in millions of dollars)
Function and Fund Group
National defense
International affairs
Energy
Natural resources and environment
Federal funds
Trust funds
Agriculture
Commerce and housing credit
Transportation
Federal funds
Trust funds
Community and regional development
Federal funds
Trust funds
Education, training, employment, and
social services
Federal funds
Trust funds
Health
Income security
Federal funds
Trust funds
Veterans benefits and services
Administration of justice
General government
Federal funds
Trust funds
Total Federal grants-in-aid (including shared revenues) to
State and local governments
Memorandum:
Federal funds
Trust funds

1973

1974

1975
73.8

1976
89.2

15.0

64.5
7.2
36.5
1,994.7
(1,994.7)

43.4
2,436.6
(2,436.6)

56.0
3,026.7
(3,026.7)

5.348.8
(472.4)
(4,876.4)
2.622.9
(2,606.1)
(16.8)

480.6
2.7
5.279.3
(600.3)
(4.679.0)
2,702.1
(2,685.3)
(16.8)

404.4
2.3
5.863.7
(916.2)
(4,947.5)
2.842.4
(2,819.7)
(22.6)

425.0
3.7
7.980.1
(1,497.3)
(6.482.8)
3,444.9
(3,391.0)
(53.9)

9,496.6
(9,133.9)
(362.6)
6.009.0
8.872.1
(8,420.6)
(451.5)
20.4
527.6
7,301.5
(665.1)
(6,636.4)

9.345.4
(8.971.1)
(374.3)
7.322.4
8,632.8
(8.175.2)
(457.6)
25.7
639.2
6.824.5
(718.5)
(6,105.9)

12,133.1
(11,652.1)
(481.0)
8.809.8
9,352.3
(8,716.2)
(636.1)
32.5
725.4
7.071.5
(941.9)
(6,129.7)

41,846.8

43,357.4

(29,503.0)
(12,343.7)

(31,723.8)
(11,633.6)

56.5
6.3
32.5
1,066.4
(1,066.4)
483.8
2.2

1977

TQ

96.1

1978
59.5

180.0

1979
93.7

1980
92.7

1981
74.7

1982
67.7

73.7
4,189.4
(4,189.4)

3,898.1
(3,898.1)

182.7
4,630.9
(4,630.9)

499.1
5,362.7
(5,362.7)

617.3
4,944.5
(4,944.5)

2,006.8
(348.0)
(1,658.8)
1,024.5
(1,007.0)
(17.4)

370.7
8.1
8,298.5
(2.037.6)
(6,260.9)
4,495.9
(4,448.2)
(47.7)

426.0
12.8
8,836.7
(2,310.6)
(6,526.1)
7,077.6
(7,034.3)
(43.3)

455.8
12.0
10,438.0
(2,818.5)
(7,619.5)
6,640.8
(6,595.5)
(45.3)

569.3
3.2
13.087.3
(3,518.0)
(9,569.3)
6,486.4
(6.442.2)
(44.2)

829.4
4.4
13,462.1
(4.041.4)
(9,420.7)
6,124.1
(6,081.1)
(43.0)

509.4
4.872.0
(4,869.0)
(2.9)
985.7
3.4
12,170.6
(4,035.0)
(8,135.6)
5.379.1
(5,363.6)
(15.6)

14,141.0
(13,796.8)
(344.2)
10,913.9
10,948.0
(10,079.5)
(868.5)
52.2
794.9
7.218.2
(975.2)
(6.242.9)

3,920.9
(3,751.2)
(169.8)
2.720.7
2,791.0
(2,581.8)
(209.2)
12.7
169.3
2.042.8
(455.1)
(1,587.6)

15,753.2
(15.202.2)
(551.1)
12,103.6
12,663.1
(11.699.3)
(963.8)
78.5
712.7
9,571.4
(2.813.7)
(6,757.7)

20,557.2
(19,974.9)
(582.4)
12,724.9
13,782.1
(12,842.9)
(939.2)
75.6
571.7
9,687.1
(2,864.1)
(6,823.0)

22,249.0
(21,638.7)
(610.4)
14,377.4
14,739.9
(13,787.7)
(952.2)
86.5
517.3
8,434.4
(1,586.7)
(6,847.7)

21,861.7
(21,152.0)
(709.7)
15,757.6
18.495.4
(17,357.4)
(1,137.9)
90.4
529.2
8,616.1
(1.787.3)
(6,828.8)

21.473.6
(20,743.2)
(730.3)
18.894.7
21,012.7
(19,697.4)
(1,315.3)
74.1
332.0
6,918.4
(1.781.5)
(5,136.9)

16,589.0
(15,903.9)
(685.2)
18,838.5
21,930.4
(20,513.4)
(1,416.9)
62.8
187.1
6.599.2
(2,030.6)
(4,568.6)

49,791.3

59,093.8

15,919.7

68,415.0

77,889.4

82,858.4

91,451.0

94,761.9

88,194.9

(37,574.3)
(12,216.9)

(45,101.5)
(13,992.3)

(12,276.8)
(3,642.8)

(53,833.8)
(14,581.1)

(62,975.4)
(14,914.0)

(66,783.4)
(16,075.0)

(73,161.0)
(18,290.0)

(78,115.6)
(16,646.3)

(73,370.1)
(14,824.8)

26.7
1,064.4
(1,064.4)
122.9

2.0

Table 12.2—FEDERAL OUTLAYS FOR AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION AND FUND GROUP: 1973-1995—Continued
(in millions of dollars)
1992
estimate

1993
estimate

253.5
420.1
3,606.1
(3,316.4)
(289.7)
1,358.7

251.9
437.6
3.841.4
(3,433.4)
(408.0)
1.382.5

134.1
388.3
3,977.4
(3,484.4)
(493.0)
1,358.3

134.4
295.2
3,863.3
(3,304.9)
(558.4)
1,324.3

137.3
277.8
3,659.6
(3,079.3)
(580.3)
1,267.2

140.6
268.2
3,444.8
(2,847.0)
(597.8)
1,264.3

143.8
299.2
3,129.5
(2,526.2)
(603.2)
1,297.2

18,224.6
(2.794.5)
(15,430.1)
4,073.7
(4,073.9)
(-2)

18,699.7
(2,660.1)
(16,039.7)
5,127.9
(5,127.0)
(0.8)

18.681.7
(2,405.8)
(16,275.9)
5,080.2
(5,079.7)
(0.4)

18,275.6
(2,166.3)
(16,109.3)
4,057.8
(4,057.8)

17,935.3
(1,982.9)
(15,952.4)
3,711.3
(3,711.3)

17,770.2
(1,858.6)
(15,911.6)
3,416.1
(3,416.1)

17,126.2
(1,217.5)
(15,908.7)
3,653.8
(3,653.8)

19.881.8
(18,932.3)
(949.5)
32,585.7
31.619.9
(30,010.2)
(1,609.7)
106.4
338.3
1,949.9
(1,949.9)
(-*)

21,987.1
(20,992.3)
(994.9)
36,679.3
32,522.9
(30,809.0)
(1,713.9)
126.9
347.3
2,203.6
(2.203.6)
(*)

22,833.0
(21,828.5)
(1.004.4)
42,928.5
35,403.4
(33,701.9)
(1.701.5)
142.5
472.8
2,314.6
(2.314.6)

25.733.8
(24,738.8)
(995.0)
48,215.5
37,302.7
(35,372.3)
(1,930.4)
153.2
591.8
2,265.7
(2,265.7)

26,217.4
(25,267.5)
(949.9)
53.171.6
38.910.7
(36,882.5)
(2,028.2)
155.6
720.9
2,250.1
(2,250.1)

26,621.1
(25,635.8)
(985.3)
58,109.4
40,256.0
(38,104.2)
(2,151.8)
155.8
700.7
2,327.5
(2,327.5)

27.051.7
(26,032.6)
(1.019.1)
63.279.8
42.090.9
(39,843.1)
(2,247.8)
156.2
722.5
2,356.2
(2.356.2)

27.507.4
(26,456.3)
(1,051.1)
68,606.3
44.169.5
(41,781.7)
(2,387.8)
156.4
742.2
2,384.5
(2,384.5)

108,392.1

115,293.6

121,803.9

133,835.6

143,882.8

149,376.8

155,159.0

161,961.4

169,215.9

(91,545.7)
(16,846.4)

(97,112.5)
(18,181.1)

(103,375.4)
(18,428.4)

(114,681.2)
(19,154.4)

(124,187.9)
(19,694.8)

(129,731.1)
(19,645.7)

(135,489.2)
(19,669.8)

(142,185.1)
(19,776.4)

(149,265.1)
(19,950.8)

1985

1986

1987

1988

National defense
Energy
Natural resources and environment
Federal funds
Trust funds
Agriculture
Commerce and housing credit
Transportation
Federal funds
Trust funds
Community and regional development
Federal funds
Trust funds
Education, training, employment, and
social services
Federal funds
Trust funds
Health
Income security
Federal funds
Trust funds
Veterans benefits and services
Administration of justice
General government
Federal funds
Trust funds

95.4
533.5
3,778.8
(3,722.1)
(56.8)
1,831.6
2.3
15.012.7
(3.860.1)
(11,152.5)
5,157.0
(5,154.7)
(2.3)

156.7
528.6
4,069.0
(4,022.0)
(47.0)
2,420.4
2.2
17,054.5
(3.160.2)
(13.894.3)
5,221.0
(5.220.6)
(0.4)

176.7
538.2
4,255.2
(4,166.8)
(88.4)
1,931.6
1.5
18,366.0
(2,900.8)
(15.465.2)
4,860.8
(4,860.8)

193.2
455.1
4,072.8
(3,944.9)
(127.9)
2,092.4
1.4
16,918.7
(2,736.9)
(14,181.7)
4,234.7
(4,234.6)
(0.1)

187.5
457.3
3.747.4
(3,539.5)
(207.9)
2,069.0
0.8
18,083.1
(2,669.1)
(15,414.0)
4.266.5
(4,266.5)

16,668.6
(15,905.9)
(762.7)
21.836.8
25,677.7
(24,129.5)
(1.548.2)
66.0
68.5
6,848.5
(2,281.9)
(4,566.6)

17,817.3
(16.899.4)
(918.0)
24,450.8
27,152.7
(25,576.6)
(1,576.0)
91.1
94.8
6,838.0
(2.254.3)
(4.583.7)

18.952.8
(18.020.3)
(932.5)
26,822.6
29.069.9
(27.500.4)
(1,569.5)
90.3
133.1
7,158.6
(2,044.4)
(5,114.2)

18,656.9
(17.756.2)
(900.7)
29,466.0
29,972.0
(28.412.3)
(1,559.6)
94.9
234.0
2,000.0
(1,923.6)
(76.3)

97,577.3

105,897.0

112,357.4

(79,488.3)
(18,089.1)

(84,877.6)
(21,019.4)

(89,187.7)
(23,169.7)

Total Federal grants-in-aid (including shared revenues) to
State and local governments
Memorandum:
Federal funds
Trust funds

Note: Federal funds unless otherwise noted.




* $50 thousand or less.

1995
estimate

1991
estimate

1984

(-*)

1994
estimate

1990
estimate

Function and Fund Group

1989

historical

A-323

tables

Table 12.3—OUTLAYS FOR FEDERAL AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION, AGENCY, AND PROGRAM: 1984-1995
(In millions of dollars)
1984
050 NATIONAL DEFENSE
Defense-Military:
Operation and maintenance, Navy
Research, development, test, and evaluation,
Navy
Research, development, test, and evaluation,
Army
Military Construction; Army National Guard
National Defense Stockpile transaction fund
SUBTOTAL, Defense-Military
Other Independent Agencies:
FEMA: Disaster assistance
TOTAL, 050
270 ENERGY
Energy:
Emergency conservation and regulation
Housing and Urban Development:
Assistance for solar and conservation improvements
Other Independent Agencies:
Tennessee Valley Authority fund

1985

1986

1987

1988

5.1

1989

1990
estimate

3.5

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

2.0

1.8

1.8

1.0

3.0

40.2

52.0

95.3

106.5

104.3
1.6

2.0
130.8
28.1

150.0

40.0

40.0

40.0

40.0

40.0

40.2

52.0

95.3

113.4

107.7

165.3

155.0

40.0

40.0

40.0

40.0

40.0

55.2

104.7

81.3

79.8

79.8

88.2

96.9

94.1

94.4

97.3

100.6

103.8

95.4

156.7

176.7

193.2

187.5

253.5

251.9

134.1

134.4

137.3

140.6

143.8

355.7

313.7

310.7

242.1

230.0

187.3

202.2

144.8

45.2

18.1

7.6

26.6

31.6

9.9

2.5

0.8

0.4

170.2

188.3

195.9

203.1

224.8

232.0

235.0

243.5

250.0

259.7

268.2

299.2

533.5

528.6

538.2

455.1

457.3

420.1

437.6

388.3

295.2

277.8

268.2

299.2

17.1
151.3
7.1
28.3

11.0
160.3
0.7
26.5

9.7
168.8
8.3
25.4

6.5
124.5
12.6
27.1

10.7
113.6
14.5
37.1

9.0
94.4
15.2
39.5

6.2
115.8
15.2
39.6

4.9
89.4
15.2
39.6
94.4

3.8
107.4
15.2
39.6
125.8

2.5
95.2
15.2
39.6
125.8

2.3
95.2
15.2
39.6
125.8

2.3
95.2
15.2
39.6
125.8

SUBTOTAL, Agriculture
Commerce:
NOAA: Operations, research, and facilities
NOAA: Coastal zone management

203.8

198.4

212.1

170.7

175.9

158.0

176.8

243.6

291.9

278.4

278.1

278.1

109.0
31.3

143.1
23.7

138.6

157.6

139.6

150.8

159.1

125.2

125.2

125.2

125.2

125.2

SUBTOTAL, Commerce
Environmental Protection Agency:
Construction grants
Abatement, control, and compliance
Hazardous substance superfund
TF
Leaking underground storage tank trust
fund
TF

140.4

166.8

138.6

157.6

139.6

150.8

159.1

125.2

125.2

125.2

125.2

125.2

2,618.7
246.0
56.8

2,888.7
261.6
47.0

3,109.1
260.4
49.1

2,919.0
290.0
42.5

2,514.5
295.0
78.1

2,354.3
299.1
119.9

2,362.7
363.1
204.8

2,338.9
422.5
254.8

2,093.2
441.3
285.1

1,879.9
443.3
294.6

1,641.2
444.7
302.9

1,321.4
445.2
302.9

7.3

23.5

27.4

41.8

61.4

66.1

65.7

65.7

2,921.5

3,197.3

3,418.6

3,251.4

2,894.8

2,796.9

2,958.0

3,057.9

2,881.1

2,683.9

2,454.5

2,135.2

102.6
154.6

144.2
154.9

163.6
161.1

178.8
119.3

195.5
133.6

180.9
106.1

174.4
129.4

163.3
130.6

165.5
136.0

165.5
141.6

167.6
146.7

167.9
150.5

39.3

44.0

39.3
7.2

85.5
4.4

122.5
1.1

146.2
1.5

175.8
2.6

196.4
*

211.9
*

219.7
*

229.3
*

234.6
*

165.6
51.1
0.1

134.7
28.6
*

89.6
25.1

80.0
25.1

59.1
25.3

37.5
28.1

34.4
31.0

27.8
32.6

17.7
34.1

9.9
35.4

6.8
36.7

37.9

TOTAL, 270
300 NATURAL RESOURCES AND ENVIRONMENT
Agriculture-.
Resource conservation and development
Watershed and flood prevention operations
Forest research
State and private forestry
American the Beautiful, Agriculture

SUBTOTAL, Environmental Protection Agency
Interior:
Mines and minerals
Fish and Wildlife Service
Fish and Wildlife Service (Sport fish
restoration)
TF
Parks and recreation
Land acquisition (land and water conservation
fund)
Historic preservation fund
Miscellaneous expiring appropriations
SUBTOTAL, Interior
TOTAL, 300
350 AGRICULTURE
Agriculture:
Agricultural Research Service
Cooperative State Research Service
Extension Service
Price support and related programs: CCC
AMS payments to States and possessions
Temporary emergency food assistance program....
TOTAL, 350
370 COMMERCE AND HOUSING CREDIT
Agriculture:
Miscellaneous expiring appropriations
Commerce:
Minority business development
TOTAL, 370




513.2

506.5

485.9

493.1

537.0

500.4

547.5

550.7

565.2

572.2

587.0

591.0

3,778.8

4,069.0

4,255.2

4,072.8

3,747.4

3,606.1

3,841.4

3,977.4

3,863.3

3,659.6

3,444.8

3,129.5

7.8
139.0
329.6
1,305.6
0.9
48.8

2.8
140.5
338.0
1,888.3
1.0
49.8

260.3
340.0
1,280.7
0.9
49.7

281.3
318.9
1,445.0
0.8
46.5

301.8
317.5
1,399.7
0.8
49.2

343.5
360.5
492.9
1.0
160.8

393.4
367.5
448.3
1.3
172.1

372.0
342.0
473.3
1.2
169.9

356.8
347.2
449.4
0.9
170.0

371.5
347.9
376.9
0.9
170.0

425.8
346.9
320.6
0.9
170.0

455.3
345.0
325.9
0.9
170.0

1,831.6

2,420.4

1,931.6

2,092.4

2,069.0

1,358.7

1,382.5

1,358.3

1,324.3

1,267.2

1,264.3

1,297.2

_ *
1.6

0.2
2.1

2.2

2.3

2.2

1.4
1.5

0.8

1.4

0.8

A-324 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 12.3—OUTLAYS FOR FEDERAL AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION, AGENCY, AND PROGRAM: 1984-1995—Continued
(In millions of dollars)
1984
400 TRANSPORTATION
Other Independent Agencies:
WMATA
Transportation:
Other Federal fund aid for highways
Federal-aid highways (trust fund)
TF
Trust fund share of other highway programs
TF
Federal fund highway safety grants
Highway safety grants
TF
Rail service assistance
Railroad safety
Commuter rail service
Urban mass transportation grants
Urban mass transportation grants
TF
Grants-in-aid for airports (Airport and
airway trust fund)
TF
Boat safety
TF
Research and special programs (pipeline safety
and other)
Pipeline safety

1985

1987

1986

1988

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

32.6

70.6

55.9

51.7

49.1

51.7

56.7

298.4
10,071.9

248.4
12,434.3

147.8
13,784.5

69.6
12,414.0

57.0
13,665.1

64.2
13,196.4

93.7
13,479.7

104.7
13,470.1

25.4
8.8
117.4
32.0
2.1

32.3
5.7
120.1
33.8
1.1

36.2
5.1
135.8
19.5
2.1

46.7
3.8
114.8
19.3
2.3

2,796.9
507.0

2,666.0
632.6

2,585.8
667.5

80.9
8.0
142.5
14.4
0.7
1.8
2,649.3
848.5

144.1
3.9
125.4
17.6

3,482.7
233.2

79.2
6.7
118.3
21.2
1.0
0.5
2,531.0
695.7

693.9
10.7

788.7
11.9

853.4
22.7

916.9
21.8

825.2
30.6

1,134.6
27.3

3.4

3.8

4.3

4.5

0.5
2.0

4.3

4.4

5.3

5.7

5.9

6.1

6.3

SUBTOTAL, Transportation

14,980.0

16,984.0

18,310.0

16,867.0

18,034.0

18,172.9

18,643.1

18,625.1

18,218.9

17,883.6

17,718.5

17,074.5

TOTAL, 400

15,012.7

17,054.5

18,366.0

16,918.7

18,083.1

18,224.6

18,699.7

18,681.7

18,275.6

17,935.3

17,770.2

17,126.2

134.9
3.0

175.9
3.1

178.2
3.0

0.1
157.1
2.6

0.5
136.1
2.8
2.1

2.6
125.6
2.8
2.7

8.8
133.3
3.0
5.0

11.0
145.5
2.3
2.9

6.1
148.2
0.6

3.3
130.6

112.1

104.8

450 COMMUNITY AND REGIONAL DEVELOPMENT
Agriculture.Rural development grants
Rural water and waste disposal grants
Rural community fire protection grants
Rural development loan fund
Miscellaneous expiring appropriations
SUBTOTAL, Agriculture
Commerce:
Economic development assistance programs
Local public works and drought assistance
programs
Regional development programs
Regional development commissions
TF
SUBTOTAL, Commerce
Funds Appropriated to the President:
Public works acceleration
Housing and Urban Development:
Subsidized housing programs
Planning assistance
Community development grants
Urban development action grants
Neighborhood self-help development program
Rental rehabilitation grants
Supplemental assistance for facilities to assist
the homeless
Urban renewal programs
Miscellaneous appropriations
Public facilities (including Model cities, water
and sewers)
New community assistance grants

56.7

51.7

51.7

51.7

68.6
13,163.7

37.6
12,980.4

22.9
12,885.0

8.1
12,873.4

166.9
6.1
127.2
17.6

140.0
6.0
127.3
10.8

109.6
4.4
127.9

92.8
3.0
125.6

79.4
1.5
125.6

6.2
2,477.6
976.4

5.8
2,209.7
1,095.4

3.0
2,015.6
1,195.8

1.0
1,882.4
1,189.7

1,774.9
1,226.8

1,149.9
1.238.1

1,284.2
29.9

1,386.4
30.0

1,452.5
30.0

1,513.7
31.0

1,549.3
32.0

1.559.2
33.0

56.7

0.8

1.3

0.8

138.7

180.2

182.0

159.8

141.5

133.7

150.1

161.7

154.9

133.9

112.1

104.8

248.5

262.6

252.7

204.5

210.6
*

183.5

183.9

173.9

115.0

61.1

15.4

4.0

8.8
-.7
2.3

2.1
9.9
0.4

1.9
0.3

0.7
0.1
0.1

0.1

*
-.2

258.8

275.0

254.8

205.4

210.7

183.3

186.9

173.9

115.0

61.1

15.4

4.0

15.1
-.1
3,816.9
496.7

142.1

165.9

180.2

271.0

253.3

187.4

43.6

3,325.9
460.9

2,967.4
354.2

3,050.1
215.7

2,948.2
242.0

3,050.0
225.0

3,105.0
198.0

3,037.0
200.0

2,884.0
130.8

2,752.0
18.9

2,752.0
242.0

4.0

26.7

77.1

110.0

86.0

70.0

70.0

2.7

6.4

11.4

5.4

27.3

60.6

95.1

130.8

6.6

108.7
0.1

8.0

6.4

8.5

_ *

_ *

3.0
*

-.4
0.4

1.1

3,819.3
453.9
_ *

23.8
-.4

28.4
-.5

12.7
-.2

*

0.7

*

SUBTOTAL, Housing and Urban Development
Interior:
Operation of Indian programs (Area and regional development)
Pmt to White Earth econ. dev. and tribal govt
funds
Navajo Rehabilitation Trust Fund
TF

4,300.5

4,357.1

3,941.5

3,494.0

3,557.5

3,479.6

3,572.8

3,581.4

3,417.9

3,161.4

2,936.0

3,194.8

16.4

15.8

10.9

7.8

23.6

21.0

19.9

19.8

20.3

20.3

20.3

20.3

6.6

0.1

SUBTOTAL, Interior
Other Independent Agencies:
Appalachian regional development programs
FEMA: Disaster assistance
FEMA: Disaster relief
FEMA: National insurance development fund
Payment to the Neighborhood Reinvestment
Corporation

16.4

15.8

10.9

14.4

23.7

21.0

20.7

19.8

20.3

20.3

20.3

20.3

209.1
9.8
206.6

197.8
16.6
162.9

154.1
9.9
288.5
1.5

140.7
8.6
192.8

141.3
8.6
164.5

104.3
8.9
123.5

102.5
14.2
1,054.0

117.4
11.4
990.1

103.6
12.0
208.6

79.4
12.4
216.4

68.4
12.9
223.7

57.8
13.3
230.6

SUBTOTAL, Other Independent Agencies
TOTAL, 450




3.9

*
*

0.8

16.0

15.5

17.7

19.0

18.7

19.5

26.6

24.5

25.5

26.4

27.3

28.2

441.5

392.8

471.6

361.1

333.1

256.1

1,197.3

1,143.4

349.7

334.6

332.3

329.9

5,157.0

5,221.0

4,860.8

4,234.7

4,266.5

4,073.7

5,127.9

5,080.2

4,057.8

3,711.3

3,416.1

3,653.8

historical

A-325

tables

Table 12.3—OUTLAYS FOR FEDERAL AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION, AGENCY, AND PROGRAM: 1984-1995—Continued
(In millions of dollars)
1984

500 EDUCATION, TRAINING, EMPLOYMENT, AND
SOCIAL SERVICES
Commerce:
Job opportunities program
Public telecommunications facilities, planning
and construction
SUBTOTAL, Commerce
Defense-Civil:
Payment to the Henry M. Jackson Foundation
Education:
Indian education
Impact aid
Chicago litigation settlement
Compensatory education for the disadvantaged
School improvement programs
Bilingual and Immigrant Education
Education for the handicapped
Vocational rehabilitation
Special institutions for the handicapped
Promotion of education for the blind
TF
Vocational and adult education
Higher education
Higher education facilities loans
Libraries
* * * Student financial assistance
SUBTOTAL, Education
Health and Human Services-except social security:
Community services block grant
Interim assistance to States for legalization
Payments to States for Family Support Activities.
Social services block grant
Human development services
Pmts to State for foster care/adoption assistance
SUBTOTAL, Health and Human Services- except
social security
Interior:
Indian education
Labor:
Temporary employment assistance
Training and employment services
Community service employment for older Americans
Worker readjustment
State unemployment insurance and employment
services
Federal unemployment benefits and allowances
Unemployment trust fund
TF
SUBTOTAL, Labor
Other Independent Agencies:
Community services program
Public broadcasting fund
Institute of Museum Services
National Endowments for the Arts.- Grants
SUBTOTAL, Other Independent Agencies
TOTAL, 500
550 HEALTH
Agriculture:
Food safety and inspection
Health and Human Services-except social security:
Disease control (Preventive health)
Public health service management
Public health emergency fund
* * * Health Resources and Services
* * * Alcohol, drug abuse, and mental health
(Health care services)
* * # Grants to States for Medicaid
SUBTOTAL, Health and Human Services-except
social security
Labor:
Occupational and mine safety
TOTAL, 550




1985

1.0

0.1

1987

1986

*

0.3

16.5

19.0

17.8

19.1

17.8

22.0

1989

1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

*
20.2

*
18.2
23.8

20.3

14.6

5.0

20.2

18.2

23.8

20.3

14.6

5.0

58.6
751.9
16.1
4.538.2
1,145.9
166.5
1.530.3
1,666.7
5.8
*

64.5
670.9
16.4
5,131.8
1,361.5
155.6
2,027.8
1,680.1
5.9

67.3
665.1
16.6
5,730.7
1,523.6
166.0
2,000.2
1,746.3
5.9

69.0
649.4
15.7
5,892.6
1,561.4
168.4
1,968.0
1,812.3
5.9

69.0
646.6
9.6
5,996.9
1,567.5
168.8
1,962.3
1,877.9
5.9

69.0
645.9
2.2
6,067.9
1,567.5
168.8
1,962.3
1,941.3
5.9

21.6

17.5

1988

10.0
67.5
566.6

78.4
629.4

59.2
677.6

37.0
695.3

17.6
693.5
*

3,066.6
569.7
112.4
790.6
1,300.6
4.1

4,194.3
479.1
111.1
928.2
732.8
4.2
*

3,391.6
575.5
98.4
1,596.4
1,198.0
_3.0
*

3,199.1
785.4
102.7
1,159.0
1,280.4
6.0
*

4,015.9
383.5
130.2
1,354.5
1,408.8
5.2
*

60.1
735.5
6.3
4,164.9
846.5
132.4
1.770.6
1.489.7
6.6
*

718.7

1,007.8
0.5
5.9
98.4
82.1

1,225.0
14.8

1,261.1
20.9

824.1
20.6

891.5
22.1

1,097.1
23.9

1,150.3
24.4

1,166.3
23.6

l,i67.4
23.5

1,167.4
23.5

79.8
69.6

633.1
6.5
7.8
78.7
76.0

121.5
66.4

94.2
68.3

130.6
68.0

135.0
82.5

101.5
32.7

65.9

31.3

28.7

28.7

7,346.1

7,959.6

8,794.3

8,692.6

9,453.9

10,256.0

11,010.9

12,369.7

13,162.1

13,363.8

13,524.1

13,650.4

353.5

371.7

350.1

361.1

42.6
234.0

42.0
140.4

42.0
84.2

227.3
2,670.7
1,830.5

136.9
2,687.8
1,770.7

390.0
524.3
22.5
2,761.1
2,197.5

50.1
390.0

274.1
2,742.8
1,807.4

383.4
320.6
85.5
2.670.6
2.570.7

149.6
599.8

258.8
2,789.0
1,716.6

408.4
9.4
89.6
2,665.8
1,997.4

2,798.1
2,749.7

2,799.9
2,977.4

2,800.0
3,035.9

2,800.0
3,122.7

2,800.0
3,175.4

648.5

737.6

794.5

783.1

988.1

1,338.3

1,406.7

2,330.0

2,123.6

2,418.2

2,715.7

3,015.9

5,766.3

5.933.6

5,873.2

5,739.6

6,158.7

7,369.1

7,302.2

8,627.1

8,340.9

8,530.7

8,820.8

9,117.5

5.0

2.2

22.1

22.8

-15.2
2,554.7

-17.6
2.774.7

3,018.7

2,929.4

2,957.9

3,019.8

3,083.5

3,216.7

2,946.9

2,906.8

2,888.2

2,888.2

59.0

70.5

70.5

67.9

62.2

68.0

76.0

77.7
20.0

75.7
320.0

75.4
384.0

75.4
400.0

75.4
400.0

16.4

-26.5

24.5

38.0

28.7

22.5
40.6
1,004.4

22.4
45.3
995.0

23.3
15.8
949.9

24.2

24.9

25.7

762.7

917.9

932.5

900.7

949.5

-21.6
17.3
994.9

985.3

1,019.1

1,051.1

3,377.5

3,719.0

4,046.2

3,935.9

3,998.3

4,078.4

4,227.1

4,377.2

4,331.5

4,375.7

4,407.7

4,440.4

-11.6
137.5
4.3
26.0

-1.2
150.5
4.8
29.6

-2.2
159.5
6.0
35.9

-2.5
200.0
5.1
31.4

-.3
214.0
5.1
31.9

228.0
5.2
33.0

-.7

-.2
229.4
5.2
34.5

298.9
5.4
35.3

327.3
5.6
35.3

306.5
5.7
33.8

259.6
5.7
33.8

259.6
5.7
33.8

156.1

183.7

199.3

234.0

250.8

265.6

268.9

339.6

368.1

345.9

299.0

299.0

16,668.6

17,817.3

18,952.8

18,656.9

19,881.8

21,987.1

22,833.0

25,733.8

26,217.4

26,621.1

27,051.7

27,507.4

31.5

33.2

32.6

33.7

34.6

36.0

36.6

37.7

36.6

37.7

38.7

38.7

154.4

162.4

163.6

182.3

213.1

229.7

269.5

280.7
59.8

286.8
90.8

292.3
112.5

297.6
128.2

302.5
140.0

1,025.0

1,037.3

1,078.2

1,128.4

26.5
1,078.8

3.0
1,085.1

0.5
1,134.3

1,212.0

1,134.2

1,155.2

1.174.8

1,193.1

500.8
20,060.9

501.3
22,654.6

493.8
24,995.5

621.9
27,435.2

719.9
30,461.6

666.1
34,604.0

1,188.3
40,229.5

1,623.2
44,926.5

1,823.0
49,721.5

1,857.1
54,573.0

1.889.9
59,666.1

1,919.5
64,925.5

21,741.2

24,355.6

26,731.1

29,367.9

32,499.9

36,587.9

42,822.0

48,102.2

53,056.3

57,990.1

63,156.6

68,480.4

64.1

62.0

58.9

64.5

51.1

55.4

69.9

75.6

78.7

81.7

84.5

87.2

21,836.8

24,450.8

26,822.6

29,466.0

32,585.7

36,679.3

42,928.5

48,215.5

53,171.6

58,109.4

63,279.8

68,606.3

A-326 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 12.3—OUTLAYS FOR FEDERAL AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION, AGENCY, AND PROGRAM: 1984-1995—Continued
(In millions of dollars)
1984
600 INCOME SECURITY
Agriculture:
* * * Rural housing for domestic farm labor
* * * Mutual and self-help housing
* * * Rural housing preservation grants
* * * Funds for strengthening markets, income,
and supply (section 32)
* * * Special milk program
* * * Cash and Commodities for selected groups....
* * * Food stamp program
* * * Supplemental feeding programs (WIC and
CSFP)
* * * Child nutrition programs
* * * Nutrition assistance for Puerto Rico
SUBTOTAL, Agriculture
Health and Human Services-except social security:
Program administration
Family support payments to States
Payments to States for Family Support Activities.
Payments to States from receipts for child
support
* * * Supplemental security income program
* * * Famiiy support payments to States
* * * Low income home energy assistance
* * * Refugee and Entrant Assistance
* * * Special Assistance for Puerto Rico
SUBTOTAL, Health and Human Services- except
social security
Housing and Urban Development:
Drug elimination grants for low-income housing
* * * Subsidized housing programs
* * * Congregate services program
* * * Asst. for the renewal of expiring sect. 8
contracts
* * * HOPE grants
* * * Payments for operation of low income
housing projects
* * * Modernization of low income housing
projects
* * * Low-rent public housing—loans and other
expenses
* * * Emergency shelter grants program
* * * Transitional housing program

1985

11.1

1987

1986

1988

1990
estimate

1989

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

7.6

2.9
7.6

17.2
7.3

8.8
6.4
10.2

7.5
6.9
18.9

12.0
7.4
19.1

12.2
7.8
21.0

ll.l
7.4
19.1

11.8
6.2
16.3

10.6
3.1
15.1

10.3
3.0
15.0

10.1
1.5
15.0

407.7
15.3
171.7
732.4

467.4
15.3
166.7
885.7

351.1
14.6
183.4
968.1

381.3
14.7
188.3
1,107.5

373.2
17.6
193.9
1,112.9

445.0
18.2
282.2
2,075.2

410.4
18.3
312.0
2,308.2

350.9
21.2
315.7
1,360.0

350.9
21.9
291.1
1,423.6

350.9
22.7
298.6
1,490.4

350.9
23.2
306.6
1,553.9

350.9
23.8
314.8
1,616.0

1,395.9
3,345.4
814.2

1,537.9
3,464.2
824.6

1,613.5
3,663.1
823.7

1,701.4
3,907.3
852.0

1,849.8
4,140.5
880.3

1,940.4
4,437.1

2,122.5
4,850.0

2,205.2
4,697.6

2,293.8
4,962.5

2,379.2
5,295.7

2,460.7
5,637.6

2,537.5
5,986.4

6,901.3

7,372.3

7,642.0

8,177.8

8,601.5

9,236.7

10,062.5

8,988.2

9,378.2

9,866.2

10,361.2

10,856.2

5.8

2.6

10.2

3.6

4.1

5.8

4.7

3.7

3.2

3.0

487.4

576.9
346.4

879.7

1,017.0

1,020.0

1,135.0

1,335.0

0.4
7.5
8,311.3
2,023.7
585.5

0.4

0.4

0.4

0.3

0.2

0.1

8,591.8
2,139.3
420.1

9,876.5
2,045.9
422.2

10,539.8
1,829.1
373.8

10,764.3
1,584.9
311.8

11,165.7
1,393.3
370.3

12,085.2
1,372.3
347.8

12,631.6
1,078.8
326.0
823.4

13,108.0
1,052.9
323.4
825.0

13,457.9
1,050.3
323.1
825.0

13,817.2
1,050.0
323.1
825.0

14,298.3
1,050.0
323.1
825.0

11,415.8

11,728.5

12,350.8

12,745.7

12,671.5

12,933.0

14,155.9

15,745.3

16,331.1

16,680.0

17,153.5

17,834.3

4,611.0
4.2

5,196.9
4.6

5,221.3
4.4

4,588.0
4.3

5,879.8
4.7

6,154.1
4.5

6,858.2
5.0

68.9
8,147.6
5.0

148.3
8,343.1
4.0

149.8
8,012.6

149.8
7,931.7

149.8
7,984.6

62.5

287.5

637.5

912.5

1,860.2

1,919.4

1,982.4

2,065.7

221.7

733.1

1,168.2

1,507.5

58.8

1,135.1

1,205.0

1,180.9

1,388.0

1,488.6

1,519.2

1,787.8

1,818.8

1,011.7

1,392.7
1.7

1,210.3
23.2
11.1

772.9
41.8
22.1

532.0
47.2
57.9

328.8
66.2
78.5

225.7
71.7
105.9

122.8
71.3
126.7

119.1
71.3
129.1

115.5
71.3
140.5

6,406.5

7,418.2

7,374.7

8,617.5

8,514.7

9,347.0

10,513.8

11,043.2

11,423.2

12,189.0

12,947.4

SUBTOTAL, Housing and Urban Development
Labor:
State unemployment insurance and employment
services
Unemployment trust fund (administrative
expenses)
TF
* * * Unemployment trust fund
TF

5,750.3

1,548.2

1,576.0

1,569.5

1,559.6

1,609.7

1,656.0
57.9

1,701.5

1,930.4

2,028.2

2,151.8

2,247.8

2,387.8

SUBTOTAL, Labor
Other Independent Agencies:
* * * Emergency food and shelter program

1,552.3

1,576.0

1,569.5

1,559.6

1,609.7

1,713.9

1,701.5

1,930.4

2,028.2

2,151.8

2,247.8

2,387.8

TOTAL, 600
700 VETERANS BENEFITS AND SERVICES
Veterans Affairs:
Medical administration and miscellaneous operating expenses
Assistance for health manpower training institutions
Grants for the construction of State veterans
cemeteries
* * * Medical care
* * * Grants for construction of state extended
care facilities
TOTAL, 700




4.2

58.0

69.4

89.3

114.1

119.7

124.7

136.5

125.0

130.0

134.8

139.4

143.7

25,677.7

27,152.7

29,069.9

29,972.0

31,619.9

32,522.9

35,403.4

37,302.7

38,910.7

40,256.0

42,090.9

44,169.5

5.9

4.8

4.2

0.1

2.2

1.0

0.2

_*

•

*

0.8
53.9

0.5
63.2

3.7
64.8

1.2
67.5

0.4
78.4

2.4
83.4

8.5
98.2

3.8
110.0

3.9
110.0

4.1
110.0

4.3
110.0

4.4
110.0

5.2

20.4

16.7

26.0

27.6

41.1

35.8

39.4

41.7

41.7

42.0

42.0

66.0

91.1

90.3

94.9

106.4

126.9

142.5

153.2

155.6

155.8

156.2

156.4

historical

A-327

tables

Table 12.3—OUTLAYS FOR FEDERAL AID TO STATE AND LOCAL GOVERNMENTS, BY FUNCTION, AGENCY, AND PROGRAM: 1984-1995—Continued
(In millions of dollars)
1984
750 ADMINISTRATION OF JUSTICE
Housing and Urban Development:
Fair housing activities
Justice:
National Institute of Corrections
Justice assistance
Crime Victims Fund

1985

1987

1986

1988

1990
estimate

1989

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

5.9

5.5

5.4

5.8

7.6

7.0

10.0

13.0

12.8

11.9

12.2

12.2

3.4
40.4

5.5
63.7

7.1
88.8
11.0

3.2
148.2
49.0

2.6
239.5
58.0

2.5
234.7
75.6

2.2
320.1
109.6

3.0
416.7
128.2

2.1
540.4
143.8

1.8
527.5
137.5

1.8
540.4
145.0

1.9
554.2
150.0

SUBTOTAL, Justice
Other Independent Agencies:
Equal Employment Opportunity Commission
State Justice Institute

43.8

69.3

106.9

200.4

300.2

312.8

431.8

547.9

686.3

666.7

687.2

706.1

18.8

20.1

20.8

19.8
0.2

20.0
2.7

20.0
7.6

20.0
10.9

20.0
10.9

21.0
0.7

22.0

23.0

23.9

SUBTOTAL, Other Independent Agencies
Treasury:
Payments to the Government of Puerto Rico

18.8

20.1

20.8

20.0

22.7

27.6

30.9

30.9

21.8

22.0

23.0

23.9

7.8

7.8

68.5

94.8

133.1

234.0

338.3

347.3

472.8

591.8

720.9

700.7

722.5

742.2

203.3

235.7

399.5

303.4

305.0

362.1

360.9

365.0

347.8

403.4

407.1

407.2

5.9

6.6

7.1

6.9

5.3

4.9

5.9

5.0

5.0

6.0

6.0

6.0

0.2

0.7

0.4

0.6

1.6

1.8

2.2

2.2

2.3

2.4

2.5

2.6

1.4

0.2

TOTAL, 750
800 GENERAL GOVERNMENT
Agriculture:
Forest Service: shared revenues
Defense-Civil:
Corps of Engineers: shared revenues
Energy:
Payments to states under Federal Power Act
Executive Office of the President:
Salaries and expenses
Interior:
Payments in lieu of taxes
Miscellaneous shared revenues
Payments to states from receipts under Mineral
Leasing Act
Administration of territories
Trust Territory of the Pacific Islands
Payments to the United States territories, fiscal
assistance
SUBTOTAL, Interior
Office of Personnel Management:
Intergovernmental personnel assistance
Other Independent Agencies:
Federal payment to the District of Columbia
Treasury:
General revenue sharing trust fund
TF
Internal revenue collections for Puerto Rico
Customs: Miscellaneous shared revenues

104.3
68.3

103.3
146.1

99.7
30.9

105.0
88.9

103.5
85.6

104.1
128.2

105.2
237.3

105.0
163.9

105.0
164.5

105.0
163.6

105.0
165.4

105.0
168.8

735.9
66.9
104.2

538.6
76.0
105.8

422.6
77.5
93.1

375.4
51.8
38.5

396.4
70.3
34.9

432.4
68.8
46.4

457.7
81.3
33.6

496.6
65.2
31.2

537.2
61.7
17.6

562.3
59.9
15.9

582.9
59.4
15.9

602.1
59.3
15.9

65.2

53.4

78.1

71.3

71.2

79.8

70.0

75.0

77.1

78.9

80.1

81.2

1,144.8

1,023.1

801.9

730.8

761.9

859.6

985.1

937.0

963.1

985.5

1,008.8

1,032.3

485.8

547.5

530.0

560.4

550.0

537.9
*

558.1

549.3

519.5

512.6

509.3

509.3

4,566.6
365.1
76.9

4,583.7
335.5
105.1

5,114.2
205.3
100.2

76.3
224.7
96.9

210.0
116.1

308.2
129.1

272.0
129.0

272.0
135.0

272.0
140.4

272.0
145.6

272.0
150.5

272.0
155.2

-.1

SUBTOTAL, Treasury

5,008.6

5,024.4

5,419.7

397.9

326.1

437.3

401.0

407.0

412.4

417.6

422.5

427.2

TOTAL, 800

6,848.5

6,838.0

7,158.6

2,000.0

1,949.9

2,203.6

2,314.6

2,265.7

2,250.1

2,327.5

2,356.2

2,384.5

97,577.3

105,897.0

112,357.4

108,392.1

115,293.6

121,803.9

133,835.6

143,882.8

149,376.8

155,159.0

161,961.4

169,215.9

TOTAL FEDERAL AID

* $50 thousand or less.
Note: All data in this table are Federal funds, unless noted as being Trust funds (TF).
* * * All grants that are also payments for individuals are identified by a triple asterisk ( * * * ) preceding the title.
* * # Includes grants for State administration that are not classified as payments for individuals.




A-328 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 13.1—CASH INCOME, OUTGO, AND BALANCES OF THE SOCIAL SECURITY AND MEDICARE TRUST FUNDS: 1983-1995
(in millions of dollars)
1990
estimate

1991
estimate

1992
estimate

1993
estimate

1994
estimate

1995
estimate

1983

1984

128,972.5

150,311.7

1,534.0
1,396.2
18,682.9

1,852.0
2,751.9
8,399.7

2,288.0
3,537.4
6,639.2

21,613.0
0.1

13,003.6
0.1

150,585.6

163,315.4

148,312.2
2,250.8
1,543.8
1,552.0
330.0

155,845.6 165,421.8 174,363.9 182,055.0
2,404.0
2.557.3
2,310.2
2,585.1
625.0
2.565.4
2,293.1
1,012.9
1.542.4
1,588.1
1,609.7
1.585.5
6.1
0.4

153,988.7

162,406.5

171,613.6

179,571.6

186,779.7

197,896.6

210,140.8

224,426.0

238,631.5

-3,403.1

908.9

10,673.2

16,796.6

20,745.4

38,699.7

51,354.3

58,337.9

74,385.4

Borrowing or repayment ( — ) of borrowing from
other trust funds
Fund balance, end of year

17,518.5
26,660.7

27,569.6

-4,634.0 -13,154.5
33,878.8 37,520.9

58,266.3

96,966.0

148,320.3

206,658.2

Invested balance
Uninvested balance

25.502.7
1,158.0

27,223.8
345.8

30,970.5
2,908.3

36,948.0
572.9

58,355.6
-89.3

97,137.0
-171.1

148,565.1 206,058.2 280,443.6 366,678.3 465,888.2 580,957.3 708,388.3
600.0
600.0
-244.8
600.0
600.0
600.0
600.0

18.347.8

15,763.4

16,348.5

17,710.8

18,860.5

21,154.2

23,070.6

26,977.0

30,402.0

32,542.0

35,175.0

37,584.0

39,753.0

244.0
448.7
2,447.3

192.0
557.8
753.5

221.0
580.4
547.7

249.0
631.1
1,427.4

289.0
795.2
167.2

382.0
657.3
266.5

425.7
745.2
335.4

532.0
837.0
304.0

578.4
1,110.0
227.0

627.0
1,467.0
275.0

684.0
1,888.0
300.0

743.0
2,368.0
330.0

806.0
2,850.0
365.0

3,140.0
419.0
*

1,503.3
545.5
0.1

1,349.1
364.6
*

2,307.5
158.9
#

1,251.4

1,305.7

1,506.3

1,673.0

1,915.4

2,369.0

2,872.0

3,441.0

4,021.0

3.0

*

21,906.8

17,812.3

18,062.2

20,177.2

20,114.8

22,459.9

24,576.9

28,650.0

32,317.4

34,911.0

38,047.0

41,025.0

43,774.0

17,588.1
27.8
658.9
12.7
3.9

17,735.3
21.6
585.1
77.3
40.1

18,654.5
42.7
603.1
69.4
2.6

19,526.4
67.7
599.7
45.0
4.4

20,421.1
56.9
738.0
59.8
14.5

21,395.2
61.3
803.0
79.9
20.7

22,515.9
88.2
746.8
95.3
40.3

24,013.0
46.0
763.0
84.0
44.1

25,476.0
40.0
818.4
21.0
43.1

27,136.7
30.0
834.3

28,969.5
32.0
863.5

30,921.6
35.0
891.5

33,032.1
36.0
917.3

18,291.4

18,459.3

19,372.3

20,243.1

21,290.3

22,360.1

23,486.5

24,950.1

26,398.5

28,001.0

29,865.0

31,848.1

33,985.5

3,615.4

1987

1988

194,541.5

220,336.7

2,608.0
3,698.3
7,544.0

3,011.0
4,495.0
5,447.2

4,000.0
6,758.3
5,501.1

4,431.8
10,649.5
5,818.7

5,049.0
14,773.0
4,485.0

5,384.0
18,780.0
4,714.0

5.843.0
23,119.0
5.299.1

6.381.0
28,233.0
5.670.1

6.948.0
33,973.0
6.070.1

7.533.0
39,915.0
6.488.1

12,464.6
0.1

13,850.2
0.3

12,953.2
30.5

16,259.5
0.1

20,899.9
0.2

24,307.0

28,878.0

34,261.1

40,284.1

46,991.1

53,936.1

182,286.8

196,368.2

1985

1986

1989

Old age and survivors insurance fund:

Cash income:

Social insurance taxes and contributions
Intragovernmental receipts:
Employer share, employee retirement (952) ,
Interest (903)
Other
Total intragovernmental receipts
Other cash income
Total cash income

169,822.1 182,517.7

240,594.9 258,457.0 284,139.0 304,849.0 326,772.0 350,815.0 370,942.0

207,525.1 236,596.4 261,495.0 282,764.0 313,017.0 339,110.1 367,056.1 397,806.1 424,878.1

Cash outgo:
Benefit payments
Payments to the railroad retirement account
Interest payments
Administrative expenses
Other outgo (mainly for vocational rehabilitation)
Total cash outgo
Surplus or deficit ( — )

192,540.8 204,648.0 218,904.0 233,524.0 247,891.0 262,692.0 277,455.0 292,095.0
2,790.0
2,845.3
3,140.0
3,195.0
3,426.0
3,022.0
3,328.0
3,500.0
836.0
989.5
830.0
198.0
1,852.1
1,658.0
1,730.0
1,789.5
1,826.2
1,855.9
1,670.0
1,769.5
-.2
252,875.5 267,846.2
86,234.6

99,209.9

281,043.6 367,278.3 466,488.2

282,736.9

297,447.1

115,069.2

127,431.0

581,557.3 708,988.3

Disability insurance trust fund:

Cash income:

Social insurance taxes and contributions
Intragovernmental receipts:
Employer share, employee retirement (952)
Interest (903)
Other
Total intragovernmental receipts
Inter-trust interest (from OASI)
Other cash income
Total cash income

Cash outgo:
Benefit payments1
Payments to the railroad retirement account
Administrative expenses
Interest payments
Other outgo (mainly vocational rehabilitation)
Total cash outgo
Surplus or deficit ( — )
Lending ( — ) or repayment of loans to OASI fund
Fund balance, end of year
Invested balance
Uninvested balance




-647.0

-1,310.0

-66.0

-1,175.4

99.9

1,090.4

3,700.0

5,918.9

6,910.0

8,182.0

9,176.9

9,788.5

-5,081.3
5,290.8

4,643.7

2,540.0
5,873.7

2,541.3
8,349.0

7,173.6

7,273.4

8,363.8

12,063.8

17,982.7

24,892.7

33,074.8

42,251.6

52,040.2

5,288.5
2.3

4,655.6
-11.8

5,703.8
169.9

8,335.5
13.5

7,192.8
-19.3

7,345.4
-71.9

8,428.3
-64.5

12,062.8
1.0

17,981.7
1.0

24,891.7
1.0

33,073.8
1.0

42,250.6
1.0

52,039.2
1.0

A-329

historical tables
Table 13.1—CASH INCOME, OUTGO, AND BALANCES OF THE SOCIAL SECURITY AND MEDICARE TRUST FUNDS: 1983-1995—Continued
(in millions of dollars)
1993
1992
estimate estimate

1994
estimate

1995
estimate

82,479.0

89,042.0

95,075.0

100,451.0

2,338.0
11,094.0

2,457.0
12,592.0

2,583.0
14,106.0

2,702.0
15,523.0

1983

1984

1985

1986

1987

1988

1989

1990
estimate

1991
estimate

35,641.2

40,261.6

44,870.5

51,335.5

55,992.4

59,859.5

65,395.7

69,324.0

77,122.0

1.054.0
1.656.1
1,028.1
4,541.0

1,306.0
1,686.2
1,337.0
1,106.0

1.449.0
2.016.1
1,206.7
1,348.0

1,604.0
2,808.6
382.9
253.6

1,700.0
3,994.4

1,884.0
5,168.6

2,006.7
6,621.0

2,156.7
8,095.9

2,231.3
9,502.0

998.9

1,045.0

1,069.6

780.0

601.0

371.0

332.0

302.0

284.0

8,279.3

5,435.2

6,019.8

5,049.1

6,693.4

8,097.6

9,697.3

11,032.6

12,334.3

13,803.0

15,381.0

16,991.0

18,509.0

25.8
2.9

35.1
*

37.7
0.1

39.6
*

40.3
8.6

42.2
*

1,158.7

409.0

39.0

41.0

43.0

49.0

53.0

43,949.2

45,731.9

50,928.1

56,424.1

62,734.6

67,999.3

76,251.7

80,765.6

89,495.3

96,323.0

104,466.0

112,115.0

119,013.0

38,101.9
518.9
27.1
-96.6

41,461.2
631.9
186.6
15.2

47,710.1
812.6
13.4
131.2

48,866.8
667.2

49,803.8
827.5

51,862.3
707.5

57,316.7
906.3

62,393.0
1,025.1

62,002.0
959.7

68,804.1
1,072.9

75,109.8
1,145.6

81,978.3
1,182.7

89,150.3
1,215.9

151.2

171.7

159.7

116.2

359.9

300.9

38,551.3

42,294.9

48,667.3

49,685.2

50,803.0

52,729.5

58,339.2

63,778.0

63,262.6

69,877.0

76,255.3

83,161.0

90,366.2

28,210.7

28,954.0

28,646.8

Hospital insurance trust fund:

Cash income:

Social insurance taxes and contributions
Intragovernmental receipts:
Employer share, employee retirement (951)
Interest (902) 2
Interest from OASI
Other
Total intragovernmental receipts
Other (proprietary) receipts:
Premium income2
Other (after 1984, mainly for kidney dialysis)
Total cash income

Cash outgo:
Benefit payments3
Administrative expenses2
Interest on normalized transfers
Other 3
Total cash outgo
Surplus or deficit ( — )
Lending ( — ) or repayment of loans to OASI fund
Fund balance, end of year
Invested balance
Uninvested balance

3,436.9

2,260.8

6,738.9

11,931.6

15,269.8

17,912.5

16,987.6

26,232.7

26,446.0

-12,437.3
13,800.2

17,237.2

1,824.0
21,322.0

10,613.3
38,674.2

50,605.8

65,875.6

83,788.0

100,775.7

127,008.4

153,454.4

13,514.2
286.0

16,981.8
255.4

21,176.1
145.8

38,340.1
334.1

50,779.2
-173.3

66,078.0
-202.4

83,721.6
66.5

100,774.7 127,007.4 153,453.4 181,664.1 210,618.0 239,264.9
1.0
1.0
1.0
1.0
1.0
1.0

5,397.9

181,665.1 210,619.0 239,265.9

Supplementary medical insurance trust fund:

Cash income:

Individual income taxes 4
Offsetting collections:
Intragovernmental receipts:
Interest (902) 4
Federal contributions
Total intragovernmental receipts
Premium income:
From aged participants
From disabled participants
Total premium income
Other 5
Total cash income

527.0

-527.0

680.4
14,238.0

807.2
16,811.0

1,153.9
17,898.0

1,228.0
18,076.2

1,018.6
20,299.3

828.1
25,418.0

1,006.9
30,712.0

1,178.0
34,367.0

1,298.0
34,470.0

1,333.0
38,793.0

1,319.0
45,045.0

1,360.0
51,524.0

1,386.0
58,437.0

14,918.4

17,618.2

19,051.9

19,304.1

21,317.9

26,246.1

31,718.9

35,545.0

35,768.0

40,126.0

46,364.0

52,884.0

59,823.0

3,834.2
393.2

4,463.3
444.0

5,042.3
482.0

5,199.5
499.9

5,897.2
582.3

7,963.1
792.6

9,486.5
944.7

10,187.0
1,013.0

10,781.0
1,077.0

12,016.0
1,207.0

13,634.0
1,382.0

15,508.0
1,590.0

17,637.0
1,835.0

4,227.4
1.3

4,907.3
0.1

5,524.4

5,699.4
*

6,479.5
*

8,755.7
*

10,431.2

11,200.0

11,858.0

13,223.0

15,016.0

17,098.0

19,472.0

19,147.1

22,525.5

24,576.2

25,003.6

27,797.4

35,001.9

42,677.1

46,218.0

47,626.0

53,349.0

61,380.0

69,982.0

79,295.0

17,487.3
823.5
6.0

19,475.0
899.4

21,807.9
922.6

25,166.2
1,051.3

29,931.8
899.7
5.3

33,677.3
1,265.0
4.4

36,853.6
1,348.1
12.9

42,964.0
1,387.7
95.7

45,756.0
1,413.9
80.0

52,025.9
1,457.8

59,220.2
1,507.9

67,454.2
1,557.2

76,628.7
1,602.3

18,316.8

20,374.4

22,730.4

26,217.5

30,836.8

34,946.7

38,214.6

44,447.4

47,249.9

53,483.6

60,728.1

69,011.4

78,231.0

830.3

2,151.2

1,845.8 -1,213.9 [-3,039.4

55.1

4,462.5

1,770.6

376.1

-134.6

651.9

970.6

1,064.0

Cash outgo:
Benefit payments3
Administrative expenses6
Other 3
Total cash outgo
Surplus or deficit ( — )
Fund balance at end of year

6,648.0

8,799.2

10,645.0

9,431.1

6,391.8

6,446.9

10,922.9

12,693.6

13,069.7

12,935.1

13,587.0

14,557.5

15,621.5

Invested balance
Uninvested balance

6,958.3
-310.3

9,116.9
-317.7

10,736.5
-91.4

9,424.4
6.7

6,166.1
225.7

6,326.0
120.9

10,894.8
28.1

12,691.5
2.1

13,067.7
2.0

12,933.1
2.0

13,585.0
2.0

14,555.5
2.0

15,619.5
2.0

* $50 thousand or less.
NOTE: The medicare amounts in this table combine the transactions of the recently repealed catastrophic insurance trust funds with the traditional medical insurance trust funds. The two trust
fund balances also reflect the proposed transfer of catastrophic balances from the SMI trust fund to the HI trust fund in 1991.
1 For years after 1991, includes outlays for vocational rehabilitation.
2 For 1989 and 1990, includes transactions of the SMI Catastrophic Insurance trust fund, which began in 1989 and was abolished in 1990.
3 For years after 1991, outlays for peer review organizations are included in the benefit payments line.
4 For 1989 and 1990, includes transactions of the HI Catastrophic Insurance trust fund, which began in 1989 and was abolished in 1990.
5 For years after 1986, receipts for kidney dialysis.
6 Includes outlays for health insurance experiments.




A-330 FKKK

t h e

budget

f o r

fiscal y e a r

Table 1 5 . 1 — T O T A L G O V E R N M E N T R E C E I P T S I N A B S O L U T E A M O U N T S A N D A S P E R C E N T A G E S O F G N P : 1 9 4 7 - 1 9 8 9
(dollar amounts in billions)
As Percentages of GNP

In Absolute Amounts
Fiscal Year

Total
Government
Receipts

Federal Government Receipts
Total

On-Budget

Off-Budget

State and Local
Government Tax
Receipts (NIPA
Basis)

Fiscal Year GNP

Total
Government
Receipts

Federal
Government
Receipts

1947...
1948...
1949...

50.4
55.3
54.7

38.5
41.6
39.4

37.1
39.9
37.7

1.5
1.6
1.7

11.9
13.7
15.2

223.6
247.8
263.9

22.6%
22.3
20.7

17.2%
16.8
14.9

1950...
1951...
1952...
1953...
1954...

56.0
70.3
86.4
91.7
93.1

39.4
51.6
66.2
69.6
69.7

37.3
48.5
62.6
65.5
65.1

2.1
3.1
3.6
4.1
4.6

16.6
18.6
20.2
22.1
23.4

266.8
315.0
342.4
365.6
369.5

21.0
22.3
25.2
25.1
25.2

14.8
16.4
19.3
19.0
18.9

1955...
1956...
1957...
1958...
1959...

90.5
102.5
110.5
112.0
114.5

65.5
74.6
80.0
79.6
79.2

60.4
68.2
73.2
71.6
71.0

5.1
6.4
6.8
8.0
8.3

25.1
28.0
30.5
32.3
35.3

386.4
418.1
440.5
450.2
481.5

23.4
24.5
25.1
24.9
23.8

16.9
17.8
18.2
17.7
16.5

I960..
1961..
1962..
1963..,
1964...

131.2
136.3
144.8
154.9
165.0

92.5
94.4
99.7
106.6
112.6

81.9
82.3
87.4
92.4
96.2

10.6
12.1
12.3
14.2
16.4

38.7
41.9
45.2
48.3
52.4

506.7
518.2
557.7
587.8
629.2

25.9
26.3
26.0
26.4
26.2

18.3
18.2
17.9
18.1
17.9

1965...
1966...
1967...
1968...
1969...

173.2
193.2
215.9
229.4
272.4

116.8
130.8
148.8
153.0
186.9

100.1
111.7
124.4
128.1
157.9

16.7
19.1
24.4
24.9
29.0

56.4
62.3
67.1
76.4
85.5

672.6
739.0
794.6
849.4
929.5

25.8
26.1
27.2
27.0
29.3

17.4
17.7
18.7
18.0
20.1

1970...
1971...
1972...
1973...
1974...

289.7
291.9
328.0
365.0
408.5

192.8
187.1
207.3
230.8
263.2

159.3
151.3
167.4
184.7
209.3

33.5
35.8
39.9
46.1
53.9

96.9
104.8
120.7
134.2
145.2

990.2
1,055.9
1,153.1
1,281.4
1,416.5

29.3
27.6
28.4
28.5
28.8

19.5
17.7
18.0
18.0
18.6

1975...
1976...
1977...
1978...
1979...

436.6
473.3
124.4
556.6
621.4
697.7

279.1
298.1
81.2
355.6
399.6
463.3

216.6
231.7
63.2
278.7
314.2
365.3

62.5
66.4
18.0
76.8
85.4
98.0

157.5
175.3
43.2
201.0
221.8
234.4

1,522.5
1,698.2
448.7
1,933.0
2,171.8
2,447.8

28.7
27.9
27.7
28.8
28.6
28.5

18.3
17.6
18.1
18.4
18.4
18.9

1980...
1981...
1982...
1983...
1984...

772.1
880.7
923.4
930.5
1,037.0

517.1
599.3
617.8
600.6
666.5

403.9
469.1
474.3
453.2
500.4

113.2
130.2
143.5
147.3
166.1

255.0
281.4
305.7
330.0
370.6

2,670.6
2,986.4
3,139.1
3,321.9
3,687.7

28.9
29.5
29.4
28.0
28.1

19.4
20.1
19.7
18.1
18.1

1985...
1986...
1987...
1988..,
1989..

1,131.2
1,194.6
1,314.2
1,398.1
1,512.4

734.1
769.1
854.1
909.0
990.7

547.9
568.9
640.7
667.5
727.0

186.2
200.2
213.4
241.5
263.7

397.2
425.5
460.0
489.2
521.7

3,952.4
4,180.9
4,430.2
4,792.2
5,151.3

28.6
28.6
29.7
29.2
29.4

18.6
18.4
19.3
19.0
19.2

TQ




1991

A-331

historical tables
Table 15.2—TOTAL GOVERNMENT EXPENDITURES: 1947-1989
(in billions of dollars)
Federal Government Outlays
Fiscal Year

Total Government
Expenditures

Total

On-Budget

Addendum: Federal Grantsin-Aid, NIPA Basis

Off-Budget

State and Local
Government Expenditures
From Own Sources Net
of Nontax Receipts
(NIPA Basis)

1947
1948
1949

44.9
43.0
54.3

34.5
29.8
38.8

34.2
29.4
38.4

0.3
0.4
0.4

(1.5)
(1.8)
(2.1)

10.4
13.2
15.4

1950
1951
1952
1953
1954

60.5
64.7
88.4
97.8
94.5

42.6
45.5
67.7
76.1
70.9

42.0
44.2
66.0
73.8
67.9

0.5
1.3
1.7
2.3
2.9

(2.4)
(2.4)
(2.5)
(2.8)
(2.9)

17.9
19.2
20.7
21.7
23.6

1955
1956
1957
1958
1959

95.1
99.4
108.0
116.8
129.2

68.4
70.6
76.6
82.4
92.1

64.5
65.7
70.6
74.9
83.1

4.0
5.0
6.0
7.5
9.0

(3.0)
(3.2)
(3.7)
(4.7)
(6.2)

26.6
28.7
31.5
34.4
37.1

1960
1961
1962
1963
1964

130.5
139.9
151.9
159.3
170.4

92.2
97.7
106.8
111.3
118.5

81.3
86.0
93.3
96.4
102.8

10.9
11.7
13.5
15.0
15.7

(6.9)
(6.9)
(7.6)
(8.3)
(9.8)

38.3
42.1
45.1
48.0
51.8

1965
1966
1967
1968
1969

173.9
196.3
226.0
254.1
269.5

118.2
134.5
157.5
178.1
183.6

101.7
114.8
137.0
155.8
158.4

16.5
19.7
20.4
22.3
25.2

(10.9)
(12.7)
(14.8)
(17.8)
(19.2)

55.6
61.8
68.5
75.9
85.9

1970
1971
1972
1973
1974

288.9
315.5
343.2
365.1
403.9

195.6
210.2
230.7
245.7
269.4

168.0
177.3
193.8
200.1
217.3

27.6
32.8
36.9
45.6
52.1

(22.6)
(26.8)
(32.6)
(40.4)
(41.6)

93.2
105.3
112.6
119.4
134.6

1975
1976
TQ
1977
1978
1979

483.9
540.3
140.6
585.8
649.2
711.4

332.3
371.8
96.0
409.2
458.7
503.5

271.9
302.2
76.6
328.5
369.1
403.5

60.4
69.6
19.4
80.7
89.7
100.0

(48.4)
(57.5)
(15.4)
(66.3)
(74.7)
(79.1)

151.6
168.5
44.6
176.6
190.5
208.0

1980
1981
1982
1983
1984

820.2
927.2
1,016.5
1,095.7
1,159.3

590.9
678.2
745.7
808.3
851.8

476.6
543.0
594.3
661.2
686.0

114.3
135.2
151.4
147.1
165.8

(86.7)
(90.1)
(83.4)
(85.7)
(90.7)

229.3
249.0
270.8
287.4
307.5

1985
1986
1987
1988
1989

1,281.6
1,351.2
1,409.9
1,503.2
1,617.8

946.3
990.3
1,003.8
1,064.0
1,142.6

769.5
806.8
810.0
861.4
931.7

176.8
183.5
193.8
202.7
210.9

(97.8)
(107.4)
(103.1)
(108.6)
(116.9)

335.3
361.0
406.1
439.1
475.1




A-332 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991
Table 15.3—TOTAL GOVERNMENT EXPENDITURES AS PERCENTAGES OF GNP: 1947-1989
Federal Government Outlays

Fiscal Year

Total Government
Expenditures

Total

On-Budget

Off-Budget

Addendum: Federal
Grants-in-Aid, NIPA Basis

State and Local
Government Expenditures
From Own Sources Net
of Nontax Receipts
(NIPA Basis)

1947
1948
1949

20.1%
17.3
20.6

15.4%
12.0
14.7

15.3%
11.9
14.6

0.1%
0.1
0.2

(0.7)%
(0.7)
(0.8)

4.6%
5.3
5.8

1950
1951
1952
1953
1954

22.7
20.5
25.8
26.8
25.6

16.0
14.4
19.8
20.8
19.2

15.8
14.0
19.3
20.2
18.4

0.2
0.4
0.5
0.6
0.8

(0.9)
(0.8)
(0.7)
(0.8)
(0.8)

6.7
6.1
6.0
5.9
6.4

1955
1956
1957
1958
1959

24.6
23.8
24.5
25.9
26.8

17.7
16.9
17.4
18.3
19.1

16.7
15.7
16.0
16.6
17.3

1.0
1.2
1.4
1.7
1.9

(0.8)
(0.8)
(0.8)
(1.0)
(1.3)

6.9
6.9
7.1
7.6
7.7

1960
1961
1962
1963
1964

25.8
27.0
27.2
27.1
27.1

18.2
18.9
19.2
18.9
18.8

16.1
16.6
16.7
16.4
16.3

2.1
2.3
2.4
2.5
2.5

(1.4)
(1.3)
(1.4)
(1.4)
(1.6)

7.6
8.1
8.1
8.2
8.2

1965
1966
1967
1968
1969

25.9
26.6
28.4
29.9
29.0

17.6
18.2
19.8
21.0
19.8

15.1
15.5
17.2
18.3
17.0

2.5
2.7
2.6
2.6
2.7

(1.6)
(1.7)
(1.9)
(2.1)
(2.1)

8.3
8.4
8.6
8.9
9.2

1970
1971
1972
1973
1974

29.2
29.9
29.8
28.5
28.5

19.8
19.9
20.0
19.2
19.0

17.0
16.8
16.8
15.6
15.3

2.8
3.1
3.2
3.6
3.7

(2.3)
(2.5)
(2.8)
(3.2)
(2.9)

9.4
10.0
9.8
9.3
9.5

1975
1976
TQ
1977
1978
1979

31.8
31.8
31.3
30.3
29.9
29.1

21.8
21.9
21.4
21.2
21.1
20.6

17.9
17.8
17.1
17.0
17.0
16.5

4.0
4.1
4.3
4.2
4.1
4.1

(3.2)
(3.4)
(3.4)
(3-4)
(3.4)
(3.2)

10.0
9.9
9.9
9.1
8.8
8.5

1980
1981
1982
1983
1984

30.7
31.0
32.4
33.0
31.4

22.1
22.7
23.8
24.3
23.1

17.8
18.2
18.9
19.9
18.6

4.3
4.5
4.8
4.4
4.5

(3.2)
(3.0)
(2.7)
(2.6)
(2.5)

8.6
8.3
8.6
8.7
8.3

1985
1986
1987
1988
1989

32.4
32.3
31.8
31.4
31.4

23.9
23.7
22.7
22.2
22.2

19.5
19.3
18.3
18.0
18.1

4.5
4.4
4.4
4.2
4.1

(2.5)
(2.6)
(2.3)
(2.3)
(2.3)

8.5
8.6
9.2
9.2
9.2




A-333

historical tables
Table 15.4—TOTAL GOVERNMENT EXPENDITURES BY MAJOR CATEGORY OF EXPENDITURE: 1947-1989
(dollar amounts in billions)

Fiscal Year

Total Government

Federal Payments For Individuals

Defense and
International

Net Interest

Social Security and
Medicare

Other Federal

Other

State and Local From
Own Sources (Except
Net Interest)

1947
1948
1949

44.9
43.0
54.3

18.6
13.7
19.2

4.3
4.4
4.6

0.4
0.5
0.6

8.6
8.5
9.5

2.6
2.7
5.0

10.2
13.1
15.3

1950
1951
1952
1953
1954

60.5
64.7
88.4
97.8
94.5

18.4
27.2
48.8
54.9
50.9

4.9
4.7
4.7
5.2
4.8

0.7
1.5
2.0
2.6
3.3

12.9
8.8
8.9
8.3
9.3

5.7
3.4
3.4
5.1
2.6

17.8
19.1
20.6
21.7
23.6

1955
1956
1957
1958
1959

95.1
99.4
108.0
116.8
129.2

45.0
44.9
48.6
50.2
52.2

4.9
5.2
5.4
5.7
5.9

4.3
5.4
6.5
8.0
9.5

10.0
9.8
10.5
12.9
13.2

4.3
5.4
5.6
5.7
11.4

26.5
28.6
31.4
34.3
36.9

1960
1961
1962
1963
1964

130.5
139.9
151.9
159.3
170.4

51.1
52.8
58.0
58.7
59.7

7.1
6.8
7.0
7.9
8.2

11.4
12.2
14.0
15.5
16.2

12.8
15.3
14.9
15.5
16.0

10.0
10.7
13.0
13.9
18.4

38.2
42.0
45.0
47.9
51.8

1965
1966
1967
1968
1969

173.9
196.3
226.0
254.1
269.5

55.9
63.7
77.0
87.2
87.1

8.4
9.0
9.5
10.1
11.7

17.1
20.3
24.5
28.4
33.0

16.0
16.8
18.7
21.3
24.1

20.7
24.4
27.1
30.0
26.7

55.9
62.2
69.3
76.9
86.9

1970
1971
1972
1973
1974

288.9
315.5
343.2
365.1
403.9

86.0
83.0
84.0
80.8
85.1

12.8
13.2
14.2
15.3
17.9

36.4
42.6
47.7
57.2
65.7

28.3
37.8
45.2
47.3
54.5

30.6
31.9
38.4
43.0
42.7

94.8
106.9
113.9
121.4
138.2

1975
1976

1977
1978
1979

483.9
540.3
140.6
585.8
649.2
711.4

93.6
96.1
24.7
103.6
112.0
123.8

18.9
22.8
6.1
26.2
29.5
32.0

77.7
89.6
24.0
104.5
116.7
130.8

75.8
90.5
21.3
91.8
94.3
102.1

62.0
68.9
18.9
79.4
100.3
104.2

155.9
172.4
45.4
180.3
196.4
218.6

1980
1981
1982
1983
1984

820.2
927.2
1,016.5
1,095.7
1,159.3

146.7
170.6
197.6
221.8
243.3

36.9
49.0
61.9
63.8
83.3

151.0
179.1
203.1
224.0
237.0

126.5
144.3
153.7
171.3
162.8

114.2
115.4
106.4
101.5
97.6

244.9
268.7
294.0
313.4
335.3

1985
1986
1987
1988
1989

1,281.6
1,351.2
1,409.9
1,503.2
1,617.8

268.9
287.5
293.6
300.8
313.1

98.2
101.9
101.9
112.1
127.1

256.1
270.7
285.0
302.5
329.1

169.6
178.7
184.4
196.2
214.0

122.3
117.3
102.2
112.7
117.2

366.6
395.0
442.8
478.8
517.2

TQ




A-334

FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Table 15.5—TOTAL GOVERNMENT EXPENDITURES BY MAJOR CATEGORY OF EXPENDITURE AS PERCENTAGES OF GNP: 1947-1989

Fiscal Year

Total Government

Federal Payments For Individuals

State and Local From
Own Sources (Except
Net Interest)

Defense and
International

Net Interest

8.3%
5.5
7.3

1.9%
1.8
1.7

0.2%
0.2
0.2

3.9%
3.4
3.6

1.2%
1.1
1.9

4.6%
5.3
5.8

Social Security and
Medicare

Other

Other Federal

1947
1948
1949

20.1%
17.3
20.6

1950
1951
1952
1953
1954

22.7
20.5
25.8
26.8
25.6

6.9
8.6
14.2
15.0
13.8

1.8
1.5
1.4
1.4
1.3

0.3
0.5
0.6
0.7
0.9

4.8
2.8
2.6
2.3
2.5

2.1
1.1
1.0
1.4
0.7

6.7
6.1
6.0
5.9
6.4

1955
1956
1957
1958
1959

24.6
23.8
24.5
25.9
26.8

11.6
10.7

1.
10
1.
11
10.8

1.3
1.2
1.2
1.3
1.2

1.1
1.3
1.5
1.8
2.0

2.6
2.4
2.4
2.9
2.8

1.1
1.3
1.3
1.3
2.4

6.9
6.8
7.1
7.6
7.7

1960
1961
1962
1963
1964

25.8
27.0
27.2
27.1
27.1

10.1
10.2
10.4
10.0
9.5

1.4
1.3
1.3
1.3
1.3

2.2
2.4
2.5
2.6
2.6

2.5
3.0
2.7
2.6
2.5

2.0
2.1
2.3
2.4
2.9

7.5
8.1
8.1
8.1
8.2

1965
1966
1967
1968
1969

25.9
26.6
28.4
29.9
29.0

8.3
8.6
9.7
10.3
9.4

1.2
1.2
1.2
1.2
1.3

2.5
2.7
3.1
3.3
3.6

2.4
2.3
2.4
2.5
2.6

3.1
3.3
3.4
3.5
2.9

8.3
8.4
8.7
9.1
9.4

1970
1971
1972
1973
1974

29.2
29.9
29.8
28.5
28.5

8.7
7.9
7.3
6.3
6.0

1.3
1.3
1.2
1.2
1.3

3.7
4.0
4.1
4.5
4.6

2.9
3.6
3.9
3.7
3.8

3.1
3.0
3.3
3.4
3.0

9.6
10.1
9.9
9.5
9.8

1975
1976
1977
1978
1979..

31.8
31.8
31.3
30.3
29.9
29.1

6.1
5.7
5.5
5.4
5.2
5.1

1.2
1.3
1.4
1.4
1.4
1.3

5.1
5.3
5.4
5.4
5.4
5.3

5.0
5.3
4.8
4.8
4.3
4.2

4.1
4.1
4.2
4.1
4.6
4.3

10.2
10.1
10.1
9.3
9.0
8.9

1980
1981
1982
1983
1984

30.7
31.0
32.4
33.0
31.4

5.5
5.7
6.3
6.7
6.6

1.4
1.6
2.0
1.9
2.3

5.7
6.0
6.5
6.7
6.4

4.7
4.8
4.9
5.2
4.4

4.3
3.9
3.4
3.1
2.6

9.2
9.0
9.4
9.4
9.1

1985
1986
1987
1988
1989

32.4
32.3
31.8
31.4
31.4

6.8
6.9
6.6
6.3
6.1

2.5
2.4
2.3
2.3
2.5

6.5
6.5
6.4
6.3
6.4

4.3
4.3
4.2
4.1
4.2

3.1
2.8
2.3
2.4
2.3

9.3
9.4
10.0
10.0
10.0

TQ




A-335

historical tables
Table 15.6—TOTAL GOVERNMENT SURPLUSES OR DEFICITS ( - ) IN ABSOLUTE AMOUNTS AND AS PERCENTAGES OF GNP: 1947-1989
(dollar amounts in billions)
In Absolute Amounts
Fiscal Year

Total Government

As Percentages of GNP

Federal Government
Total

On-Budget

Off-Budget

State and Local
(NIPA Basis)

Total Government

0.7%
0.2
-.1

5.6
12.4
0.4

4.0
11.8
0.6

2.9
10.5
-.7

1.2
1.2
1.3

1.6
0.6
-.2

1950
1951
1952
1953
1954

-4.4
5.6
-2.0
-6.2
-1.4

-3.1
6.1
-1.5
-6.5
-1.2

-4.7
4.3
-3.4
-8.3
-2.8

1.6
1.8
1.9
1.8
1.7

-1.3
-.5
-.4
0.3
-.3

-1.7
1.8
-.6
-1.7
-.4

-1.2
1.9
-.4
-1.8
-.3

-.5
-.2
-.1
0.1
-.1

1955
1956
1957
1958
1959

-4.6
3.2
2.5
-4.8
-14.6

-3.0
3.9
3.4
-2.8
-12.8

-4.1
2.5
2.6
-3.3
-12.1

1.1
1.5
0.8
0.5
-.7

-1.6
-.8
-.9
-2.0
-1.8

-1.2
0.8
0.6
-1.1
-3.0

-.8
0.9
0.8
-.6
-2.7

-.4
-.2
-.2
-.4
-.4

1960
1961
1962
1963
1964

0.7
-3.6
-7.1
-4.4
-5.3

0.3
-3.3
-7.1
-4.8
-5.9

0.5
-3.8
-5.9
-4.0
-6.5

-.2
0.4
-1.3
-.8
0.6

0.4
-.3

0.1
-.6
-1.3
-.8
-.9

0.1

0.3
0.6

0.1
-.7
-1.3
-.8
-.8

1965
1966
1967
1968
1969

-.7
-3.1
-10.1
-24.7
2.9

-1.4
-3.7
-8.6
-25.2
3.2

-1.6
-3.1
-12.6
-27.7
-.5

0.2
-.6
4.0
2.6
3.7

0.8
0.6
-1.5
0.4
-.4

-.1
-.4
-1.3
-2.9
0.3

-.2
-.5
-1.1
-3.0
0.3

0.1
0.1
-.2
0.1

1970
1971
1972
1973
1974

0.8
-23.5
-15.2

-8.7
-26.1
-26.4
-15.4
-8.0

5.9
3.0
3.1
0.5
1.8

3.7
-.5
8.2
14.9
10.6

0.1
-2.2
-1.3
0.3

-.3
-2.2
-2.0
-1.2
-.4

_*

4.5

-2.8
-23.0
-23.4
-14.9
-6.1

1975
1976

1977
1978
1979

-47.4
-66.9
-16.2
-29.3
-27.8
-13.7

-53.2
-73.7
-14.7
-53.6
-59.2
-40.2

-55.3
-70.5
-13.3
-49.7
-54.9
-38.2

2.0
-3.2
-1.4
-3.9
-4.3
-2.0

5.8
6.8
-1.4
24.4
31.4
26.5

-3.1
-3.9
-3.6
-1.5
-1.3
-.6

-3.5
-4.3
-3.3
-2.8
-2.7
-1.6

0.4
0.4
-.3
1.3
1.4
1.1

1980
1981
1982
1983
1984

-48.1
-46.5
-93.1
-165.2
-122.3

-73.8
-78.9
-127.9
-207.8
-185.3

-72.7
-73.9
-120.0
-208.0
-185.6

-1.1
-5.0
-7.9
0.2
0.3

25.7
32.4
34.8
42.6
63.0

-1.8
-1.6
-3.0
-5.0
-3.3

-2.8
-2.6
-4.1
-6.3
-5.0

1.0
1.1
1.1
1.3
1.7

1985
1986
1987
1988
1989

-150.4
-156.6
-95.8
-105.0
-105.4

-212.3
-221.2
-149.7
-155.1
-152.0

-221.6
-237.9
-169.3
-193.9
-204.7

9.4
16.7
19.6
38.8
52.8

61.8
64.6
53.9
50.0
46.6

-3.8
-3.7
-2.2
-2.2
-2.0

-5.4
-5.3
-3.4
-3.2
-2.9

1.6
1.5
1.2
1.0
0.9

TQ

* If dollars, $50 million or less. If percent, 0.05 percent or less.




*

1.8%
4.8
0.2

State and Local

1947
1948
1949

*

2.5%
5.0
0.2

Total Federal

*
*

0.1
0.1

_*
0.4

0.7
1.2
0.8




V. DETAILED BUDGET ESTIMATES




a-337




EXPLANATION OF ESTIMATES

This part contains various tables and schedules in support of
the budget. It includes explanations of the work to be performed and the money needed. It includes the language proposed for enactment by Congress on each item for which
congressional action in an appropriations bill is required. It
also contains the language proposed for the general provisions
of appropriations acts which apply to entire agencies or
groups of agencies.

trust funds. Within each fund group, accounts with new
budget authority in 1991 generally will precede those without
such an entry. By law, the Old-Age and Survivors Insurance
and Disability Insurance trust funds are outside the budget
totals. These accounts are presented in a separate chapter,
Health and Human Services, Social Security. Also, by law the
Postal Service Fund is outside the budget totals. A presentation for the Fund is included in the "Other independent agencies" chapter.
The general provisions that are Government-wide in scope
ARRANGEMENT
(identified "Departments, Agencies, and Corporations"), norThe chapters in this part reflect the branches of Govern- mally contained in the Treasury, Postal Service, and General
ment, and the cabinet departments, selected independent Government Appropriations Act appear after this introductoagencies, and other activities of the executive branch. The ry section. The proposed language for general provisions of
smaller agencies in the executive branch are grouped alpha- appropriations acts that are only applicable to the agency in
betically in one chapter—"Other independent agencies."
each chapter appear in a separate section at the end of that
Each chapter is organized by major subordinate organiza- chapter. In some instances general provisions in an appropriations within the agency (usually bureaus) or by major pro- tions act may apply to two or more agencies. The first column
gram area. For each bureau or major program area, Federal of the following table lists the most recently enacted approfunds, covering the funds that are not set aside in "trust," priations and the major agencies that are included in each
precede trust funds, covering moneys that are held by the act. The second column provides the location of the general
Government in accounts established by law or by trust agree- provisions that apply to the agencies listed in the first
ment for specific purposes and designated by law as being column.
Appropriation Act
1. Legislative Branch Appropriations Act, 1990 (Public Law 101-163)
2. Foreign Operations, Export Financing, and Related Programs Appropriations Act,
1990 (Public Law 101-167).
Department of Defense
Department of State
Agency for International Development
Department of Agriculture
3. Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990
(Public Law 101-161).
Department of Agriculture
Department of Health and Human Services
4. Departments of Commerce, Justice, and State, the Judiciary and Related Agencies
Appropriations Act, 1990 (Public Law 101-162).
Department of Commerce
Department of Justice
Department of State
The Judiciary
Department of Transportation
Small Business Administration
5. Department of Defense Appropriations Act, 1990 (Public Law 101-165)
6. Military Construction Appropriations Act, 1990 (Public Law 101-148)
7. Energy and Water Development Appropriations Act, 1990 (Public Law 101-101)
Department of Energy
Corps of Engineers
Department of Interior
8. Department of Housing and Urban Development-Independent Agencies Appropriations Act, 1990 (Public Law 101-144).
Housing and Urban Development
NASA
Veterans Administration
Environmental Protection Agency
General Services Administration
9. Department of the Interior and Related Agencies Appropriations Act, 1990 (Public
Law 101-121).
Department of Interior
Department of Agriculture
Department of Energy
Department of Education
Department of Health and Human Services



Chapters containing general provisions which
apply to two or more agencies
Legislative Branch.
Funds Appropriated to the President.

Department of Agriculture.

Department of Commerce.

Department of Defense Military.
Department of Defense.
Department of Energy.

Department of Housing and Urban Development.

Department of the Interior.

a-339

A-340 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991
Chapters containing general provisions which
apply to two or more agencies

Appropriation Act
10. Departments of Labor, Health and Human Services, and Education and Related
Agencies Appropriations Act, 1990 (Public Law 101-166).
Department of Labor
Department of Health and Human Services
Department of Education
11. Department of Transportation and Related Agencies Appropriations Act, 1990
(Public Law 101-164).
12. Treasury, Postal Service and General Government Appropriations Act, 1990 (Public
Law 101-136).
All departments, agencies, and corporations

FORM OF DETAILED MATERIAL

Department of Labor.

Department of Transportation.
Department of Treasury.
Following this section.

ly. In these cases, the words, "Legislative Action Required"
appear at the end of the language.

APPROPRIATIONS LANGUAGE
The language proposed for inclusion in the 1991 appropriations acts is printed following the account title. Language for
1990 appropriations, printed in roman type, is used as a base.
Brackets enclose material that is proposed for deletion; italic
type indicates proposed new language. At the end of the final
language paragraph, and printed in italic within parentheses,
are citations to any relevant authorizing legislation and to the
specific appropriations act from which the basic text of the
1990 language is taken. Where appropriate, a note follows the
language indicating that the budget authority proposed is for
continuing activities for which additional appropriations authorization is or has been proposed. An illustration of proposed appropriations language for 1991 follows:

PROGRAM AND FINANCING SCHEDULE

This schedule consists of three parts.
In the "Program by activities" section, obligations generally
are shown for specific activities or projects. The activity structure is developed individually for each appropriation or fund
account to provide a meaningful presentation of information
for the program being financed. That structure is tailored to
the individual account and is not uniform across the Government. When the amounts of obligations that are financed
from collections credited to an account (reimbursements and
repayments) are significant, "Reimbursable program" obligations are shown separately from "Direct program" obligations.
When the amounts are significant, "Capital investments" are
shown separately from "Operating expenses." The last entry
OPERATING EXPENSES
"Total obligations," indicates the minimum amount of budgetFor necessary expenses of the Office of Climate Information,
ary resources that must be available to the appropriation or
[$30,290,000] $28,870,000 of which [$150,000] $400,000 shall remain
available until expended. (34 U.S.C. 218 et seq.; Department of Govern- fund account in that year.
ment Appropriation Act, 1990.)
The "Financing" section shows the budgetary resources
The language proposed for general provisions is presented available or estimated to be available to finance the total
in the same fashion, except that the previously enacted lan- obligations. First are the amounts of offsetting collections
guage is not shown where whole sections or subsections of credited to the account. Next are unobligated balances of
budgetary resources (that have not expired) brought forward
language are proposed for deletion.
from the end of the prior year. Finally, those amounts that
were available for obligation during the year and were not
BASIS FOR SCHEDULES
used, but continue to be available, are shown as an unobligatThe 1989 column of this budget generally presents the ed balance available, end of year. That balance is carried
actual transactions and balances for that year, as recorded in forward and usually obligated in a subsequent year. Other
agency accounts.
adjusting entries may be included. The residual is the new
For 1990, the regular schedules include enacted appropria- budget authority required to finance the program. Where
tions. In addition, indefinite appropriations are included on more than one kind of budget authority is provided, that
the basis of amounts likely to be required.
information is shown. In some cases, provisions of law other
The 1991 column of the regular schedules includes proposed than the appropriations language for the account increase or
appropriations for all programs under existing legislation, in- reduce the budget authority provided. In such cases, the
cluding those that require extension or renewal of expiring public law number is usually indicated in the stub entry. For
example, P.L. 99-177 refers to the Balanced Budget and Emerlaws.
Amounts for proposed new legislation are shown generally gency Deficit Control Act of 1987, also known as the Grammin separate schedules, following the regular schedules or in Rudman-Hollings Act. In some cases, the availability of budgbudget sequence in the respective bureau. These schedules are etary resources may be restrained by legally binding limitaheaded "Proposed for later transmittal under proposed legis- tions on obligations for direct loans or for other purposes.
lation." Appropriations language is included with the regular Such limitations are usually included in appropriations lanschedules, but not with the separate schedules for proposed guage.
The "Relation of obligations to outlays" section shows the
legislation. Necessary appropriations language will be transmitted later upon enactment of the proposed legislation. In difference between obligations, which may not be liquidated
some cases, when the amount requested in the budget is less in the same year in which they are incurred, and outlays. The
than the amount required for the program level mandated in entry "obligations incurred, net," shows the amount of new
existing authorizing legislation (as in the case of certain enti- obligations incurred in the year, less offsetting collections
tlement programs), the reduced amount is reflected in the credited to the account. The amount of obligations that were
proposed appropriations language and the regular schedules. incurred in previous years but not liquidated, are entered as
The proposed change in the authorizing legislation may be an obligated balance, start of year. Similarly, an end of year
included in the appropriations language transmitted with the obligated balance is entered. Certain adjusting entries may be
budget or in proposed legislation, to be transmitted separate- included. The residual is the net amount of outlays resulting




A-341

EXPLANATION OF ESTIMATES
from the liquidation of obligations incurred in that year and
previous years.
Program and Financing (in thousands of dollars)
Identification code

17-0643-0-1-452

Program by activities:
Direct program:
00.01
Information services
00.02
Meterological research
00.03
Longitudinal weather studies
00.04
Construction

1990 est.

1989 actual

1991 est.

22,866
4,780
2,500

22,700
4,900
2,490
150

21,500
4,900
2,120
400

Total direct program
Reimbursable program

30,146
250

30,240
350

28,920
380

10.00

Total obligations

30,396

30,590

29,300

-250

-350

-380
-50

40.00

71.00
72.40
74.40
90.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

50
45

.

30,191

30,290

28,870

30,146
1,364
-1,120

30,240
1,120
-1,246

28,920
1,246
-1,275

30,390

30,114

NARRATIVE STATEMENT OF PROGRAM AND PERFORMANCE
Narrative statements present briefly the objectives of the
program and the work to be financed primarily for 1991.
Measures of expected performance may be included, and the
relationship to the financial estimates is described.
SCHEDULE OF OBJECT CLASSIFICATION AND PERSONNEL
SUMMARY
There is shown for each account a schedule of obligations,
according to the following uniform list of object classifications:
24 Printing and reproduction
25 Other services
26 Supplies and materials
30 ACQUISITION OF CAPITAL
ASSETS
31 Equipment
32 Lands and structures
33 Investments and loans
40 GRANTS AND FIXED
CHARGES
41 Grants, subsidies, and
contributions
42 Insurance claims and
indemnities
43 Interest and dividends
44 Refunds

These object classes reflect the nature of the things or
services purchased, regardless of the purpose of the program
for which they are used.
Several of the object classes are divided into subclasses—
personnel compensation, for example, is shown separately for
full-time permanent employees, for other than full-time employees, and for certain other payments.




11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

19,540
800
169

19,200
570
190

20,676
1,940
91
17
1,680
1,759
1,390
1,774
429
390

20,509
1,899
85
18
1,752
1,580
1,429
1,838
480
500
150

19,960
1,887
80
17
1,790
1,675
1,470
559
497
585
400

30,146
250

30,240
350

28,920
380

30,396

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

19,653
792
231

30,590

29,300

28,891

A schedule entitled "Summary of Budget Authority and
Outlays" is shown immediately following the program and
financing schedule and any associated notes for each account
that includes separate program and financing schedules for
program supplemental requests, requests for later transmittal
under proposed or existing legislation, or rescission proposals.

10 PERSONAL SERVICES AND
BENEFITS
11 Personnel compensation
12 Personnel benefits
13 Benefits for former
personnel
20 CONTRACTUAL SERVICES
AND SUPPLIES
21 Travel and transportation
of persons
22 Transportation of things
23.1 Rental payment to GSA
23.2 Rental payments to others
23.3 Communications, utilities,
and miscellaneous
charges

Object Classification (in thousands of dollars)
Identification code 1 7 - 0 6 4 3 - 0 - 1 - 4 5 2

00.91
01.01

11.00
21.40
24.40
25.00

Except for revolving funds, reimbursable obligations are
aggregated in a single line and not identified by object class.
Data, classified by object, are illustrated in the following
schedule:

99.0
99.0
99.9

Subtotal, direct obligations
Reimbursable obligations
Total obligations

When obligations for personnel compensation are shown in
the object classification schedule, a personnel summary generally will follow the object classification schedule, as illustrated
below:
Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

813

785

741

774
23

748
17

706
19

13

14
13

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

12

Control of Federal civilian employment generally is on a
full-time equivalent (FTE) or workyear basis for the executive
branch.
BtSINESS-TYPE BUDGET STATEMENTS
Business-type budget statements are presented for activities
specifically required by the Government Corporation Control
Act or similar legislation and generally for other revolving
and trust revolving funds conducting business with the public.
They are not usually presented for funds conducting business
within the Government.
Statement of Revenue and Expense
For many revolving funds there is a statement of revenue
and expense that shows the resulting net income or loss for
the year. This statement usually includes accrued revenue
(e.g., revenue earned) and accrued expenditures (e.g., including cost incurred but not yet paid), whether funded or unfunded.
Revenue and Expense (in thousands of dollars)
1989 actual

Operating income:
Revenue
Expense
Net operating income, total

1990 est.

1991 est.

23,625
-2,830

27,950
-3,700

34,980
-4,000

20,795

24,250

30,980

A-342 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Revenue and Expense (in thousands of dollars)—Continued
1989 actual

Nonoperating income: Interest from U.S. securities

1990 est.

1991 est.

8,092

9,874

12,791

28,887

Net income for the year

34,124

43,771

Statement of Financial Condition
The statement of financial condition shows assets, liabilities, and Government equity for the fund at the close of each
fiscal year. In addition to this information, which is similar to
commercial balance sheet data, budget needs also require additional information, shown in the equity section. A disclosure
is made of obligations incurred that have not yet accrued into
liabilities (undelivered orders) and of budgetary resources for
which no funding has been received (unfinanced budgetary
resources). Unfinanced budgetary resources include orders
from Federal customers that have not been filled (unfilled
orders), and unfinanced budget authority in the form of authority to borrow for which borrowing has not taken place,
and contract authority for which liquidating cash has not
been received. Orders received from the public must be accompanied by advance payment.
Financial Condition (in thousands of dollars)
1988 actual 1989 actual

1990 est.

1991 est.

are recorded as disbursements for guaranteed loan claims
(line 1232) in the cumulative balance of loans outstanding
section of the schedule on the status of direct loans.
A direct loan obligation is counted against the annual limitation when the principal amount is obligated. Limitations
apply to the gross obligations for direct loans, which means
the amount obligated during a fiscal year, without reductions
for such items as repayments, prepayments, sale of loan
assets, defaults, or forgiveness.
For each appropriation or fund account with direct loan
activity, a schedule is displayed immediately following the
program and financing schedule as follows:
Status of Direct Loans (in thousands of dollars)
Identification code 1 7 - 4 0 2 3 - 0 - 3 - 4 5 3

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1112 Unobligated direct loan limitation
1150

1,214
98,174
5,546
6,901

350
129,969
5,737
4,059

550
170,769
7,365
6,415

450
218,169
9,106
8,715

Total assets

111,835

140,115

185,909

236,440

1290

1,941
21,656

1,162
21,828

862
32,988

862
40,558

1320
1330

23,597

22,990

33,850

41,420

81,051
280

112,491
569

144,486
348

186,702
603

-1,340
8,247

-896
4,961

-1,205
7,620

-1,536
9,251

88,238

117,125

151,249

195,020

Total liabilities
Government equity:
Unexpended balances:
Unobligated balance
Undelivered orders
Unfinanced budget authority: Unfilled customer
orders
Invested capital
Total Government equity

FEDERAL CREDIT SCHEDULES
As part of an effort to establish systematic control of the
levels of Federal credit during any fiscal year, the budget
proposes annual limitations on the amount of obligations for
direct loans and commitments for guaranteed loans in appropriations language for appropriation or fund accounts with
credit activity. For those accounts under which Federal credit
is extended, schedules for the status of direct loans and the
status of guaranteed loans summarize activity for the years
shown.
Status of Direct Loans
A direct loan obligation is a legal or binding agreement that
results in: (1) a disbursement of funds to a non-Federal entity
by a Federal agency (including the Federal Financing Bank
on behalf of a Federal agency) that is contracted to be repaid,
with or without interest; (2) a purchase of non-Federal loans
by a Federal agency through secondary market operations; or
(3) a sale of Federal agency assets to a non-Federal entity on
credit terms of more than 90 days duration.
Acquisitions of guaranteed non-Federal loans by a Federal
agency in satisfaction of default or other guarantee claims are
not recorded as new direct loan obligations. However, they




1

1991 est.

14,000

14,000

18,700

14,700

14,000

58,430

66,239

65,789

18,700
5,000

14,000
3,000

14,000
2,000

-15,475
-150

-16,500
-150

-15,000
-150

-1,000
734

-800

-600

66,239

65,789

66,039

Total direct loan obligations

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements:
1231
Direct loan disbursements
1232
Disbursements for guarantee loan claims
Repayments:
1251
Repayments and prepayments
1252
Repayments of defaulted guaranteed loans
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net 1

1990 est.

19,700
-1,000

1210

Assets:
Fund balance with Treasury
U.S. securities (par)
Accounts receivable (net)
Loans receivable (net)

Liabilities:
Accounts payable and accrued liabilities
Advances received

1989 actual

Outstanding, end of year
Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

7.83
1,096

Represents an adjustment to the prior year balance of direct loans outstanding.

The subsidy amounts presented in these schedules are the
estimated present value of the difference in cost to the borrower between the Federal direct loan or guaranteed loan and
alternative private financing available to the same or a similar borrower for the same or a similar purpose.
Status of Guaranteed Loans
A guaranteed loan commitment is a legal or binding agreement that results in a non-Federal debt instrument on which
the agency pledges to pay part or all of the amount due to a
lender or holder in the event of default by the borrower.
Agency guarantees that result in loans that are disbursed by
the FFB are counted as direct loans of the agency and, therefore, will not be counted as guaranteed loans. However, the
amount of direct loans made in this manner is subject to
limitations on loan guarantee commitments of the originating
agency. Loan guarantees include agreements in the form of
loan insurance, defined as a type of guarantee in which an
agency pledges the use of accumulated insurance premiums to
secure lenders against default on the part of borrowers.
A guaranteed loan is counted against the annual limitation
when a firm commitment is made, i.e., when the Government
enters into a guarantee agreement to become effective at such
time as the lender meets stipulated pre-conditions. A commitment is reported for every guaranteed loan, even though the
commitment and the actual loan guarantee may occur simultaneously. Amounts for limitations and in the schedules are
the full principal amounts of loans guaranteed whether guaranteed in full or in part. The amount of the Government's
contingent liability is shown as a memorandum entry in the
schedule. Limitations apply to the gross commitments for
guaranteed loans, which means the amount committed during

explanation of

A-343

estimates

a fiscal year, without reductions for such items as repayments, prepayments, sale of guaranteed loans, or defaults.
For each appropriation or fund account with guaranteed
loan activity, a schedule is displayed following the program
and financing schedule (or status of direct loans schedule, if
there is one) as follows:
Status of Guaranteed Loans (in thousands of dollars)
Identification code 1 7 - 4 0 2 3 - 0 - 3 - 4 5 3

2111
2112
2150

Position with respect to appropriations act limitation
on commitments:
Limitation on guaranteed loans made by private lenders...
Uncommitted limitation
Total, guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements of new guaranteed loans
Repayments and prepayments
Adjustments:
2261
Terminations for default that result in direct loans
2264
Other adjustments, net 1

2210
2231
2251

2290

2299

2320
2330
1

Outstanding, end of year
Memorandum:
U.S. contingent liability for guaranteed loans outstanding
end of year
Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in dollars)

Writedown of balance outstanding.




1989 actual

1990 est.

1991 est.

300,000
-120,000

200,000
200,000

910,736
170,000
-200,000

923,336
170,000
-200,000

-5,000

-3,000
45,600

-2,000

910,736

923,336

891,336

910,736

923,336

891,336

In some cases, funds appropriated to the President or to an
agency are allocated to one or more agencies that help to
carry out a program. Obligations incurred under such allocations are included in the data for the account to which the
appropriation is made in the allocating agency. The object
classification schedule for such accounts identifies the amount
of such obligations by performing agency. A note at the end of
a bureau or equivalent grouping identifies allocations received
from other agencies.

200,000

965,752
158,600
-208,616

AGENCIES

200,000

180,000

ALLOCATIONS BETWEEN

1.2
2,400

BUDGETS NOT SUBJECT TO

REVIEW

In accordance with law or established practice, the presentations for the Legislative Branch, the Judiciary, the Federal
Deposit Insurance Corporation, the Milk Market Orders Assessment Fund of the Department of Agriculture, the Farm
Credit Administration, and the International Trade Commission have been included, without review, in the amounts submitted by the agencies.
The budgets of the privately owned Government-sponsored
enterprises and the Board of Governors of the Federal Reserve System, are not subject to review; they are included for
information purposes only.




GENERAL PROVISIONS
TITLE VI—GENERAL

PROVISIONS

DEPARTMENTS, AGENCIES, AND CORPORATIONS
The following sections are proposed for deletion and do not appear
below:
Sec. 606

Prohibition on paying persons previously nominated for
a position but disapproved by the Senate.
Sec. 610
Prohibition against enforcing regulations disapproved by
resolutions adopted by the Congress.
Sec. 613
Prohibition against planning, implementing or administering reductions in the Customs Service's regions or
offices.
Sec. 614
Prohibition against office furnishing or redecoration in
excess of $5,000, unless approved by Committees on
Appropriations.
Sec. 617
Nullifies section 622(b).
Sec. 618
Prohibition against the implementation or enforcement
of certain non-disclosure agreements between the Government and its employees.
Sec. 619
Adjusts rates of pay for federal and District of Columbia
employees and officials.
Sec. 620
Restriction on acquiring facilities for law enforcement
training without approval of Appropriations Committees.
Sec. 622(b).. Prohibits payments to non-federal grantees or contractors unless such entities have a written policy designed
to ensure a drug-free workplace.
Sec. 625
Amends title 5 of the United States Code by adding a
provision concerning the membership of review boards
and prohibits reductions in rank or pay of a career
appointee in the Senior Executive Service upon reassignment or transfer.
SECTION 601. Unless otherwise specifically provided, the maximum
amount allowable during the current fiscal year in accordance with
section 16 of the Act of August 2, 1946 (60 Stat. 810), for the purchase
of any passenger motor vehicle (exclusive of buses and ambulances), is
hereby fixed at $7,100 except station wagons for which the maximum
shall be $8,100: Provided, That these limits may be exceeded by not to
exceed $3,700 for police-type vehicles, and by not to exceed $4,000 for
special heavy-duty vehicles: Provided further, That the limits set forth
in this section may be exceeded by not more than five percent for
electric or hybrid vehicles purchased for demonstration under the
provisions of the Electric and Hybrid Vehicle Research, Development,
and Demonstration Act of 1976.
SEC. 602. Appropriations of the executive departments and independent establishments for the current fiscal year available for expenses of travel or for the expenses of the activity concerned, are
hereby made available for quarters allowances and cost-of-living allowances, in accordance with 5 U . S . C . 5922-24.
SEC. 603. Unless otherwise specified during the current fiscal year
no part of any appropriation contained in this or any other Act shall
be used to pay the compensation of any officer or employee of the
Government of the United States (including any agency the majority
of the stock of which is owned by the Government of the United
States) whose post of duty is in the continental United States unless
such person (1) is a citizen of the United States, (2) is a person in the
service of the United States on the date of enactment of this Act,
who, being eligible for citizenship, has filed a declaration of intention
to become a citizen of the United States prior to such date and is
actually residing in the United States, (3) is a person who owes
allegiance to the United States, (4) is an alien from Cuba, Poland,
South Vietnam, or the Baltic countries lawfully admitted to the
United States for permanent residence, or (5) South Vietnamese,
Cambodian, and Laotian refugees paroled in the United States after
January 1, 1975: Provided, That for the purpose of this section, an
affidavit signed by any such person shall be considered prima facie




evidence that the requirements of this section with respect to his
status have been complied with: Provided further, That any person
making a false affidavit shall be guilty of a felony, and, upon conviction, shall be fined no more than $4,000 or imprisoned for not more
than one year, or both: Provided further, That the above penal clause
shall be in addition to, and not in substitution for any other provisions of existing law: Provided further, That any payment made to
any officer or employee contrary to the provisions of this section shall
be recoverable in action by the Federal Government. This section
shall not apply to citizens of Ireland, Israel, the Republic of the
Philippines or to nationals of those countries allied with the United
States in the current defense effort, or to temporary employment of
translators, or to temporary employment in the field service (not to
exceed sixty days) as a result of emergencies.
SEC. 604. Appropriations available to any department or agency
during the current fiscal year for necessary expenses, including maintenance or operating expenses, shall also be available for payment to
the General Services Administration for charges for space and services and those expenses of renovation and alteration of buildings and
facilities which constitute public improvements performed in accordance with the Public Buildings Act of 1959 (73 Stat. 749), the Public
Buildings Amendments of 1972 (86 Stat. 216), or other applicable law.
SEC. 605. Funds made available by this or any other Act for administrative expenses in the current fiscal year of the corporations and
agencies subject to chapter 91 of title 31, United States Code, shall be
available, in addition to objects for which such funds are otherwise
available, for rent in the District of Columbia; services in accordance
with 5 U.S.C. 3109; and the objects specified under this head, all the
provisions of which shall be applicable to the expenditure of such
funds unless otherwise specified in the Act by which they are made
available: Provided, That in the event any functions budgeted as
administrative expenses are subsequently transferred to or paid from
other funds, the limitations on administrative expenses shall be correspondingly reduced.
SEC. [ 6 0 7 ] 606. Pursuant to section 1415 of the Act of July 15, 1952
(66 Stat. 662), foreign credits (including currencies) owed to or owned
by the United States may be used by Federal agencies for any purpose for which appropriations are made for the current fiscal year
(including the carrying out of Acts requiring or authorizing the use of
such credits), only when reimbursement therefor is made to the
Treasury from applicable appropriations of the agency concerned:
Provided, That such credits received as exchanged allowances or proceeds of sales of personal property may be used in whole or part
payment for acquisition of similar items, to the extent and in the
manner authorized by law, without reimbursement to the Treasury.
SEC. [ 6 0 8 ] 607. No part of any appropriation contained in this or
any other Act shall be available for interagency financing of boards,
commissions, councils, committees, or similar groups (whether or not
they are interagency entities) which do not have a prior and specific
statutory approval to receive financial support from more than one
agency or instrumentality.
SEC. [ 6 0 9 ] 608. Funds made available by this or any other Act to
the "Postal Service Fund" (39 U.S.C. 2003) shall be available for
employment of guards for all buildings and areas owned or occupied
by the Postal Service and under the charge and control of the Postal
Service, and such guards shall have, with respect to such property,
the powers of special policemen provided by the first section of the
Act of June 1, 1948, as amended (62 Stat. 281; 40 U.S.C. 318), and, as
to property owned or occupied by the Postal Service, the Postmaster
General may take the same actions as the Administrator of General
Services may take under the provisions of sections 2 and 3 of the Act
of June 1, 1948, as amended (62 Stat. 281; 40 U.S.C. 318a, 318b),
attaching thereto penal consequences under the authority and within
the limits provided in section 4 of the Act of June 1, 1948, as amended
(62 Stat. 281; 40 U.S.C. 318c).
SEC. [ 6 1 1 ] 609. No part of any appropriation contained in, or funds
made available by, this or any other Act, shall be available for any
agency to pay to the Administrator of the General Services Administration a higher rate per square foot for rental of space and services
(established pursuant to section 210(j) of the Federal Property and
A-345

A-346 FKKK

t h e b u d g e t f o r f i s c a l y e a r 1991

Administrative Services Act of 1949, as amended) than the rate per
(b) The provisions of this section shall not apply to Federal employsquare foot established for the space and services by the General ees or members of the armed services detailed to or from—
Services Administration for the fiscal year for which appropriations
(1) the Central Intelligence Agency;
were granted.
(2) the National Security Agency;
SEC. [612] 610. (a) Notwithstanding any other provision of law,
(3) the Defense Intelligence Agency;
and except as otherwise provided in this section, no part of any of the
(4) the offices within the Department of Defense for the collection
funds appropriated for the fiscal years ending September 30, [1990]
of specialized national foreign intelligence through reconnaissance
1991f or September 30, [1991] 1992, by this Act or any other Act,
programs;
may be used to pay any prevailing rate employee described in section
(5) the Bureau of Intelligence and Research of the Department of
5342(aX2XA) of title 5, United States Code, or any employee covered
State;
by section 5348 of that title—
(6) any agency, office, or unit of the Army, Navy, Air Force, and
(1) during the period from the date of expiration of the limitation
Marine Corps, the Federal Bureau of Investigation and the Drug
imposed by section 612 of the Treasury, Postal Service, and General
Enforcement Administration of the Department of Justice, the DeGovernment Appropriations Act, [1989] 1990\ until the first day of
partment of the Treasury, and the Department of Energy performthe first applicable pay period that begins not less than ninety days
ing intelligence functions; and
after that date, in an amount that exceeds the rate payable for the
(7) the Director of Central Intelligence.
applicable grade and step of the applicable wage schedule in accord(c) The exemptions in part (b) of this section are not intended to
ance with such section 612; and
apply to information on the use of personnel detailed to or from the
(2) during the period consisting of the remainder, if any, of fiscal intelligence agencies which is currently being supplied to the Senate
year [1990] 1991, and that portion of fiscal year [1991] 1992, that and House Intelligence and Appropriations Committees by the execuprecedes the normal effective date of the applicable wage survey tive branch through budget justification materials and other reports.
adjustment that is to be effective in fiscal year [1991] 1992, in an
(d) For the purposes of this section, the term "Executive agency"
amount that exceeds, as a result of a wage survey adjustment, the has the same meaning as defined under section 105 of title 5, United
rate payable under paragraph (1) of this subsection by more than States Code (except that the provisions of section 104(2) of title 5,
the overall average percentage adjustment in the General Schedule United States Code shall not apply) and includes the White House
during fiscal year [1990] 1991.
Office, the Executive Residence, and any office, council, or organiza(b) Notwithstanding section 9(b) of Public Law 92-392 or section tional unit of the Executive Office of the President.
704(b) of Public Law 95-1}5It, subsection (a) of this section shall apply SEC. [621] 613. None of the funds appropriated by this or any
(in such manner as the Office of Personnel Management shall pre- other Act may be expended by any Federal agency to procure any
scribe) to any prevailing rate employee to whom such section 9(b) product or service that is subject to the provisions of Public Law 89applies.
306 and that will be available under the procurement by the Adminis[(b)] (c) Notwithstanding any other provision of law, no prevailing trator of General Services known as "FTS2000" unless—
rate employee described in subparagraph (B) or (C) of section
(1) such product or service is procured by the Administrator of
5342(aX2) of title 5, United States Code, may be paid during the
General Services as part of the procurement known as "FTS2000";
periods for which subsection (a) of this section is in effect at a rate
or
that exceeds the rates that would be payable under subsection (a)
(2) that agency establishes to the satisfaction of the Administrawere subsection (a) applicable to such employee.
tor of General Services that—
[(c)] (d) For the purpose of this section, the rates payable to an
(A) the agency's requirements for such procurement are
employee who is covered by this section and who is paid from a
unique and cannot be satisfied by property and service proschedule that was not in existence on September 30, [1989] 1990,
cured by the Administrator of General Services as part of the
shall be determined under regulations prescribed by the Office of
procurement known as "FTS2000"; and
Personnel Management.
(B) the agency procurement, pursuant to such delegation,
[(d)] (e) Notwithstanding any other provision of law, rates of prewould be cost-effective and would not adversely affect the costmium pay for employees subject to this section may not be changed
effectiveness of the FTS2000 procurement.
from the rates in effect on September 30, [1989] 1990, except to the
SEC. [622 (a)] 611*. No department, agency, or instrumentality of
extent determined by the Office of Personnel Management to be the United States receiving appropriated funds under this Act for
consistent with the purpose of this section.
fiscal year [1990] 1991, or under any other Act appropriating funds
[(e)] (f) The provisions of this section shall apply with respect to for fiscal year [1990] 1991, shall obligate or expend any such funds,
pay for services performed by any affected employee on or after unless such department, agency, or instrumentality has in place, and
October 1, [1989] 1990.
will continue to administer in good faith, a written policy designed to
[ ( f ) ] (g) For the purpose of administering any provision of law, ensure that all of its workplaces are free from the illegal use, possesincluding section 8431 of title 5, United States Code, or any rule or sion, or distribution of controlled substances (as defined in the Conregulation that provides premium pay, retirement, life insurance, or trolled Substances Act) by the officers and employees of such departany other employee benefit, that requires any deduction or contribu- ment, agency, or instrumentality.
tion, or that imposes any requirement or limitation, on the basis of a
SEC. [623] 615. (a) No amount of any grant made by a Federal
rate of salary or basic pay, the rate of salary or basic pay payable agency shall be used to finance the acquisition of goods or services
after the application of this section shall be treated as the rate of (including construction services) unless the recipient of the grant
salary or basic pay.
agrees, as a condition for the receipt of such grant, to—
[(g)] (h) Nothing in this section may be construed to permit or
(1) announce in any solicitation for offers to procure such goods
require the payment to any employee covered by this section at a rate
or services (including construction services) the amount of Federal
in excess of the rate that would be payable were this section not in
funds that will be used to finance the acquisition for which such
effect.
offers are being solicited; and
[(h)] (i) The Office of Personnel Management may provide for
(2) express the amount announced pursuant to paragraph (1) as a
exceptions to the limitations imposed by this section if the Office
percentage of the total costs of the planned acquisition.
determines that such exceptions are necessary to ensure the recruit(b) The requirements of subsection (a) shall not apply to a procurement or retention of qualified employees.
ment for goods or services (including construction services) that has
SEC. [615] 611. Funds appropriated in this or any other Act may an aggregate value of less than $500,000.
be used to pay travel to the United States for the immediate family of
SEC. [624] 616. Notwithstanding section 1346 of title 31, United
employees serving abroad in cases of death or life threatening illness
States Code, or section [608 of Public Law 100-440] 607 of this Act,
of said employee.
funds made available for fiscal year [1990] 1991 by this or any other
SEC. [616] 612. (a) Notwithstanding the provisions of sections 112
Act shall be available for the interagency funding of national security
and 113 of title 3, United States Code, each Executive agency detail- and emergency preparedness telecommunications initiatives which
ing any personnel shall submit a report on an annual basis in each
benefit multiple Federal departments, agencies, or entities, as provided
fiscal year to the Senate and House Committees on Appropriations on
by Executive Order Numbered 12472 (April 3, 1984).
all employees or members of the armed services detailed to Executive
SEC. 617. Notwithstanding any other provision of law, beginning in
agencies, listing the grade, position, and offices of each person de- fiscal year 1991 and thereafter, the Government of the District of
tailed and the agency to which each such person is detailed.
Columbia shall bill directly on a quarterly basis and in advance,



general

provisions

individual establishments of the Judicial, Legislative, and Executive
branches of the Federal Government for the water and sewer services
that they receive in buildings owned by such establishments, pursuant
to sections 106 and 212 of the District of Columbia Public Works Act
of 1954. From funds available to such Federal establishments, each
establishment shall pay quarterly and in advance to "Federal Payment
for Water and Sewer Services" the amount billed by the District Government for water and sewer services to be furnished: Provided, That




A-347
the amounts paid to "Federal Payment for Water and Sewer Services"
shall be paid quarterly and in advance to the District of Columbia for
such services, pursuant to sections 106 and 212 of the Act: Provided
further, That after the end of each quarter, the District Government
shall adjust its individual billings promptly to reflect actual usage of
services. (Treasury, Postal Service and General Government Appropriations Act, 1990.)




DETAILED BUDGET ESTIMATES BY AGENCY
LEGISLATIVE BRANCH
AGENCY CONTRIBUTIONS

SENATE

For agency contributions for employee benefits, as authorized by
law, [$11,980,000] $11.133,000.
MILEAGE AND EXPENSE ALLOWANCES
MILEAGE OF THE VICE PRESIDENT AND SENATORS

For mileage of the Vice President and Senators of the United
States, $60,000.

EXPENSE ALLOWANCES

For expense allowances of the Vice President, $10,000; the President Pro Tempore of the Senate, $10,000; Majority Leader of the
Senate, $10,000; Minority Leader of the Senate, $10,000; Majority
Whip of the Senate, $5,000; Minority Whip of the Senate, $5,000; and
Chairmen of the Majority and Minority Conference Committees,
$3,000 for each Chairman; in all, $56,000.

REPRESENTATION ALLOWANCES FOR THE MAJORITY AND MINORITY
LEADERS

For representation allowances of the Majority and Minority Leaders of the Senate, $15,000 for each such Leader; in all, $30,000.

SALARIES, OFFICERS AND EMPLOYEES

For compensation of officers, employees, and others as authorized
by law, including agency contributions, [$55,019,000] $61,243,000
which shall be paid from this appropriation without regard to the
below limitations, as follows:

OFFICE OF THE LEGISLATIVE COUNSEL OF THE SENATE

For salaries and expenses of the Office of the Legislative Counsel of
the Senate, [$2,079,000: Provided, That $100,000 of the amount appropriated to the Office of the Legislative Counsel of the Senate for fiscal
year 1989 shall remain available until September 30, 1990]
$2,391,000.

OFFICE OF SENATE LEGAL COUNSEL

For salaries and expenses of the Office of Senate Legal Counsel,
[$676,000] $725,000.

EXPENSE ALLOWANCES OF THE SECRETARY OF THE SENATE, SERGEANT
AT ARMS AND DOORKEEPER OF THE SENATE, AND SECRETARIES FOR
THE MAJORITY AND MINORITY OF THE SENATE

For expense allowances of the Secretary of the Senate, $3,000;
Sergeant at Arms and Doorkeeper of the Senate, $3,000; Secretary for
the Majority of the Senate, $3,000; Secretary for the Minority of the
Senate, $3,000; in all, $12,000 [ , which shall remain available until
September 30, 1991: Provided, That at the end of the paragraph
preceding the heading "Contingent Expenses of the Senate" in subtitle A of the Congressional Operations Appropriations Act, 1989,
strike the period and insert the following:
which shall remain
available until September 30, 1991."].

OFFICE OF THE VICE PRESIDENT

For the Office of the Vice President, C$1,216,000] $1,260,000.
CONTINGENT EXPENSES OF THE SENATE

OFFICE OF THE PRESIDENT PRO TEMPORE

For the Office of the President Pro Tempore, [$296,000] $307,000.
OFFICES OF THE MAJORITY AND MINORITY LEADERS

For Offices of the Majority and Minority Leaders, [$1,474,000]
$1,527,000.

SENATE POLICY COMMITTEES

For salaries and expenses of the Majority Policy Committee and the
Minority Policy Committee, [$1,101,500] $1,U2,000 for each such
committee; in all, [$2,203,000] $2,284,000.

OFFICES OF THE MAJORITY AND MINORITY WHIPS

For Offices of the Majority and Minority Whips,
$600,000.

[$458,000]

CONFERENCE COMMITTEES

For the Conference of the Majority and the Conference of the
Minority, at rates of compensation to be fixed by the Chairman of
each such committee, [$661,500] $685,500 for each such committee;
in all, [$1,323,000] $1,371,000.

INQUIRIES AND INVESTIGATIONS

For expenses of inquiries and investigations ordered by the Senate,
or conducted pursuant to section 134(a) of Public Law 601, Seventyninth Congress, as amended, section 112 of Public Law 96-304 and
Senate Resolution 281, agreed to March 11, 1980, [$69,442,000]
$71,917,000.

OFFICES OF THE SECRETARIES OF THE CONFERENCE OF THE MAJORITY
AND THE CONFERENCE OF THE MINORITY

For Offices of the Secretaries of the Conference of the Majority and
the Conference of the Minority, [$290,000] $300,000.
OFFICE OF THE CHAPLAIN

EXPENSES OF UNITED STATES SENATE CAUCUS ON INTERNATIONAL
NARCOTICS CONTROL

For expenses of the United States Senate Caucus on International
Narcotics Control, $325,000.

For Office of the Chaplain, [$147,000] $152,000.
OFFICE OF THE SECRETARY

For Office of the Secretary, [$8,852,000] $9,353,000.
OFFICE OF THE SERGEANT AT ARMS AND DOORKEEPER

For Office of the Sergeant at Arms and Doorkeeper, [$28,000,000]
$31,222,000.
OFFICES OF THE SECRETARIES FOR THE MAJORITY AND MINORITY

For Offices of the Secretary for the Majority and the Secretary for
the Minority, [$983,000] $1,018,000.




SECRETARY OF THE SENATE

For expenses of the Office of the Secretary of the Senate,
[$727,200] $803,000.

SERGEANT AT ARMS AND DOORKEEPER OF THE SENATE

For expenses of the Office of the Sergeant at Arms and Doorkeeper
of the Senate, [$74,389,000 of which $6,000,000 shall remain available
until expended] $88,361,000.
a-349

A-350

THE BUDGET FOR FISCAL YEAR 1991

SENATE—Continued

CONTINGENT EXPENSES OF THE

SENATE—Continued

MISCELLANEOUS ITEMS

For miscellaneous items, [$7,506,000: Provided, That effective in
the case of fiscal years beginning after September 30, 1989, section
120 of Public Law 97-51 is amended by striking out "$40,000" and
inserting in lieu thereof "$50,000" J $8,288,000.

SENATORS' OFFICIAL PERSONNEL A N D OFFICE EXPENSE ACCOUNT

For Senators' Official Personnel and Office Expense Account,
[$161,124,000] $169,215,000.

STATIONERY

(REVOLVING

FUND)

For stationery for the President of the Senate, $4,500, for officers of
the Senate and the Conference of the Majority and Conference of the
Minority of the Senate, $8,500; in all, $13,000.

[ADMINISTRATIVE

PROVISIONS]

1. The Chairman of the Majority or Minority Conference
Committee of the Senate may, during the fiscal year ending September 30, 1990, at his election, transfer not more than $50,000 from the
appropriation account for salaries for the Conference of the Majority
and the Conference of the Minority of the Senate, to the account,
within the contingent fund of the Senate, from which expenses are
payable under section 120 of Public Law 97-51 (2 U.S.C. 61g-6). Any
transfer of funds under authority of the preceding sentence shall be
made at such time or times as such chairman shall specify in writing
to the Senate Disbursing Office. Any funds so transferred by the
chairman of the Majority or Minority Conference Committee shall be
available for expenditure by such committee in like manner and for
the same purposes as are other moneys which are available for expenditure by such committee from the account, within the contingent
fund of the Senate, from which expenses are payable under section
120 of Public Law 97-51 (2 U.S.C. 61g-6).]
[SEC. 2. Funds appropriated to the Conference of the Majority and
funds appropriated to the Conference of the Minority for the fiscal
year ending September 30, 1990, may be utilized in such amounts as
the Chairman of each Conference deems appropriate for the specialized training of professional staff, subject to such limitations, insofar
as they are applicable, as are imposed by the Committee on Rules and
Administration with respect to such training when provided to professional staff of standing committees of the Senate.]
[ S E C . 3. Subsection (d) of section 2 of Public Law 100-123 (2 U . S . C .
58a-1), is amended by inserting immediately after "by the Sergeant at Arms)," the following: "and all other moneys received by the
Sergeant at Arms as charges or commissions for telephone
services,".]
[SEC. 4. (a) The Sergeant at Arms and Doorkeeper of the Senate is
authorized to establish an Office of Senate Health Promotion.]
[(b)(1) In carrying out this section, the Sergeant at Arms and
Doorkeeper of the Senate is authorized to establish, or provide for the
establishment of, exercise classes and other health services and activities on a continuing and regular basis. In providing for such classes,
services, and activities, the Sergeant at Arms and Doorkeeper of the
Senate is authorized to impose and collect fees, assessments, and
other charges to defray the costs involved in promoting the health of
Members, officers, and employees of the Senate. For purposes of this
section, the term "employees of the Senate" shall have such meaning
as the Sergeant at Arms, by regulation, may prescribe.]
[(2) All fees, assessments, and charges imposed and collected by the
Sergeant at Arms pursuant to paragraph (1) shall be deposited in the
revolving fund established pursuant to subsection (c) and shall be
available for purposes of this section.]
[(c) There is established in the Treasury of the United States a
revolving fund within the contingent fund of the Senate to be known
as the Senate Health Promotion Revolving Fund (hereinafter referred
to in this section as the "fund"). The fund shall consist of all amounts
collected or received by the Sergeant at Arms and Doorkeeper of the
Senate as fees, assessments, and other charges for activities and
services to carry out the provisions of this section. All moneys in the
fund shall be available without fiscal year limitation for disbursement
[SECTION




by the Secretary of the Senate for promoting the health of Members,
officers, and employees of the Senate.]
[(d) Disbursements from the revolving fund shall be made upon
vouchers signed by the Sergeant at Arms and Doorkeeper of the
Senate.]
[(e) The provisions of section 4 of the Act of July 31, 1946 (40
U.S.C. 193d) shall not be applicable to any class, service, or other
activity carried out pursuant to the provisions of this section.]
[(f) The provisions of this section shall be carried out in accordance
with regulations which shall be promulgated by the Sergeant at Arms
and Doorkeeper of the Senate and subject to approval at the beginning of each Congress by the Committee on Rules and Administration
of the Senate.]
[SEC. 5. (a) Paragraph (3) of section 506(a) of the Supplemental
Appropriations Act, 1973 (2 U.S.C. 58(a)) is amended to read as follows:
["(3)(A) postage on, and fees and charges in connection with,
mail matter sent through the mail under the franking privilege in
excess of amounts provided from the appropriation for official mail
costs, upon certification by the Senate Sergeant at Arms and subject to such regulations as may be promulgated by the Committee
on Rules and Administration, (B) postage on, and fees and charges
in connection with official mail matter sent through the mail other
than the franking privilege upon certification by the Senate Sergeant at Arms and subject to such regulations as may be promulgated by the Committee on Rules and Administration, and (C)
reimbursement to each Senator for costs incurred in the preparation of required official reports, and the acquisition of mailing lists
to be used for official purposes, and in the mailing, delivery, or
transmitting of matters relating to official business;".]
[(b) Receipts paid to the Sergeant at Arms from sales of postage on,
and fees and charges in connection with mail matter sent through the
mail by Senators, Senate committees, or other Senate offices (including joint committees and commissions funded from the contingent
fund of the Senate), other than under the franking privilege, as cash
or check payments directly from such Senators, committees, or offices, or as reimbursement from the Financial Clerk of the Senate
pursuant to certification by the Sergeant at Arms of charges to be
made to such funds available to such Senators, committees, or offices
for such postage, fees and charges shall be used by the Sergeant at
Arms for payment to the United States Postal Service for such postage, fees, and charges.]
[SEC. 6. On and after the date this Act becomes law, the Secretary
of the Senate, subject to the approval of the Committee on Appropriations of the Senate, is authorized to provide up to $1,000,000 for
capitalization purposes to the revolving fund established by the last
paragraph under the heading "Contingent Expenses of the Senate"
appearing under the heading "SENATE" in chapter XI of the Third
Supplemental Appropriation Act, 1957 (2 U.S.C. 46a-l), by transferring to such revolving fund any funds available from any Senate
appropriation account, with respect to which he has disbursement
authority, for the fiscal year in which the transfer is made (or for any
preceding fiscal year) or which have been made available until expended; and any moneys so transferred shall be available for use in
like manner and to the same extent as the moneys in such revolving
fund which were not transferred thereto pursuant to this section.]
[SEC. 7. The Secretary of the Senate may enter into an agreement
with the Secretary of Education to provide closed captioning of the
Senate floor proceedings, subject to the approval of the Senate Committee on Rules and Administration. The Senate authorizes the Secretary of Education to have access to the audio and video broadcast of
the Senate floor proceedings for the purpose of captioning. Such funds
as may be necessary to carry out the purposes of this section are
authorized to be paid from the appropriation account for "Miscellaneous Items" within the contingent fund of the Senate.]
[SEC. 8. (1) The Secretary of the Senate and the Sergeant at Arms
and Doorkeeper of the Senate are authorized to acquire goods, services, or space from government agencies and units by agreement
under the provisions of the Economy Act, 31 U.S.C. 1535, and to make
advance payments in conjunction therewith, if required by the providing agency or establishment.]
[(2) No advance payment may be made under paragraph (1) unless
specifically provided for in the agreement. No agreement providing
for advance payment may be entered into unless it contains a provision requiring the refund of any unobligated balance of the advance.

LEGISLATIVE BRANCH

HOUSE OF REPRESENTATIVES

(3) No agreement may be entered into under paragraph (1) without
the approval of the Senate Committee on Rules and Administration
and the Senate Committee on Appropriations.]
[SEC. 9. The provisions of Senate Resolution 89, of the One Hundredth Congress, agreed to January 28, 1987, are hereby enacted into
law, effective on the date such Senate Resolution 89 was agreed to.]
[SEC. 10. The second proviso, under the headings "SENATE" and
"OFFICE OF THE CHAPLAIN", of the Legislative Branch Appropriation
Act, 1970 (Public Law 91-145) is amended by striking out "a secretary" and inserting in lieu thereof "such employees as he deems
appropriate, except that the amount which may be paid for any fiscal
year as gross compensation for personnel in such Office for any fiscal
year shall not exceed $147,000".]
[SEC. 11. (a) For purposes of subchapters I and II of chapter 37 of
title 31, United States Code (relating to claims of or against the
United States Government), the United States Senate shall be considered to be a legislative agency (as defined in section 3701(a)(4) of such
title), and the Secretary of the Senate shall be deemed to be the head
of such legislative agency.]
[(b) Regulations prescribed by the Secretary of the Senate pursuant to section 3716 of title 31, United States Code, shall not become
effective until they are approved by the Senate Committee on Rules
and Administration.]
[SEC. 12. There shall be available to meet any unpaid expenses
incurred by any duly authorized individual, prior to the first day of
the 101st Congress, under authority of section 31a-l of title 2, United
States Code, (1) any unexpended and unobligated funds appropriated
for the fiscal year ending September 30, 1988, which were available to
such individual as an expense allowance under section 31a-l or section 31a-3 of such title, plus (2) in case such individual was authorized to incur expenses under authority of section 31a-l of such title 2
on the last day of the 100th Congress but was not authorized to incur
expenses under such authority on the first day of the 101st Congress,
25 percent of the funds appropriated for the fiscal year ending September 30, 1989, under authority of section 31a-2 and section 31a-3 of
such title 2.]
[SEC. 13. (a) There is established in the Treasury of the United
States a revolving fund within the contingent fund of the Senate to be
known as the "Senate Office of Public Records Revolving Fund"
(hereafter in this section referred to as the "revolving fund").]
[(b) All moneys received on and after October 1, 1989, by the
Senate Office of Public Records from fees and other charges for
services shall be deposited to the credit of the revolving fund. Moneys
in the revolving fund shall be available without fiscal year limitation
for disbursement by the Secretary of the Senate for use in connection
with the operation of the Senate Office of Public Records, including
supplies, equipment, and other expenses.]
[(c) Disbursements from the revolving fund shall be made upon
vouchers approved by the Secretary of the Senate.]
[(d) The Secretary of the Senate is authorized to prescribe such
regulations as may be necessary to carry out the provisions of this
section.]
[(e) To provide capital for the revolving fund, the Secretary of the
Senate is authorized to transfer, from moneys appropriated for fiscal
year 1990 to the account "Miscellaneous Items" in the contingent
fund of the Senate, to the revolving fund such sum as he may determine necessary, not to exceed $30,000.] (Congressional Operations
Appropriations Act, 1990.)

HOUSE LEADERSHIP OFFICES

For salaries and expenses, as authorized by law, [$4,409,000]
$5,220,000, including: Office of the Speaker, [$1,019,000] $1,132,000,
including $25,000 for official expenses of the Speaker; Office of the
Majority Floor Leader, [$940,000] $1,071,000, including $10,000 for
official expenses of the Majority Leader; Office of the Minority Floor
Leader, [$1,041,000] $1,316,000, including $10,000 for official expenses of the Minority Leader; Office of the Majority Whip,
[$755,000] $973,000, including $5,000 for official expenses of the
Majority Whip and not to exceed [$166,560] $293,330, for the Chief
Deputy Majority Whip; Office of the Minority Whip, [$654,000]
$728,000, including $5,000 for official expenses of the Minority Whip
and not to exceed [$84,060] $88,220, for the Chief Deputy Minority
Whip.
MEMBERS' CLERK HIRE

For staff employed by each Member in the discharge of his official
and representative duties, [$188,074,000] $210,514,000.
COMMITTEE EMPLOYEES

For professional and clerical employees of standing committees,
including the Committee on Appropriations and the Committee on
the Budget, [$55,000,000] $89,874,000.
COMMITTEE ON THE BUDGET (STUDIES)

For salaries, expenses, and studies by the Committee on the Budget,
and temporary personal services for such committee to be expended
in accordance with sections 101(c), 606, 703, and 901(e) of the Congressional Budget Act of 1974, and to be available for reimbursement to
agencies for services performed, [$354,000] $379,000.
CONTINGENT EXPENSES OF THE HOUSE
STANDING COMMITTEES, SPECIAL AND SELECT

For salaries and expenses of standing committees, special and
select, authorized by the House, [$57,716,000] $83,168,000.
ALLOWANCES AND EXPENSES

For allowances and expenses as authorized by House resolution or
law, [$187,099,000] $226,700,000, including: Official Expenses of
Members, [$76,341,000] $78,698,000; supplies, materials, administrative costs and Federal tort claims, [$19,577,000] $19,926,000; net
expenses of purchase, lease and maintenance of office equipment,
[$9,276,000] $10,770,000; furniture and furnishings, [$1,130,000]
$2,410,000; stenographic reporting of committee hearings, [$800,000]
$950,000; reemployed annuitants reimbursements, [$1,380,000]
$1,398,000; Government contributions to employees' life insurance
fund, retirement funds, Social Security fund, Medicare fund, health
benefits fund, and worker's and unemployment compensation,
[$77,973,000] $111,926,000; and miscellaneous items including, but
not limited to, purchase, exchange, maintenance, repair and operation of House motor vehicles, interparliamentary receptions, and
gratuities to heirs of deceased employees of the House, $622,000.
Such amounts as are deemed necessary for the payment of allowances and expenses under this heading may be transferred among the
various categories of allowances and expenses under this heading,
upon the approval of the Committee on Appropriations of the House
of Representatives.
COMMITTEE ON APPROPRIATIONS

HOUSE

OF

REPRESENTATIVES

[PAYMENTS TO WIDOWS AND HEIRS OF DECEASED MEMBERS OF
CONGRESS]

[For payment to the Estate of Claude Pepper, late a Representative from the State of Florida, $89,500.]

MILEAGE OF MEMBERS

For mileage of Members, as authorized by law, $210,000.

SALARIES AND EXPENSES

For salaries and expenses of the House of Representatives,
[$536,907,000,] $671,148,000, as follows:


http://fraser.stlouisfed.org/ - 1 9 9 0 - 2 2
250-298 O
Federal Reserve Bank of St. Louis

QL3

A - 3 5 1

(STUDIES AND INVESTIGATIONS)

For salaries and expenses, studies and examinations of executive
agencies, by the Committee on Appropriations, and temporary personal services for such committee, to be expended in accordance with
section 202(b) of the Legislative Reorganization Act, 1946, and to be
available for reimbursement to agencies for services performed,
[$4,660,000] $6,120,000.
SALARIES, OFFICERS AND EMPLOYEES

For compensation and expenses of officers and employees, as authorized by law, [$39,595,000] $49,173,000, including: Office of the
Clerk, including not to exceed $1,000 for official representation and
reception expenses, [$17,514,000] $22,326,000; Office of the Sergeant
at Arms, [$1,001,000] $1,455,000, including not to exceed $1,000 for
official representation and reception expenses. Office of the Doorkeeper, including overtime, as authorized by law, [$8,747,000]
$10,114,000; Office of the Postmaster, [$3,028,000] $4,105,000, including [$112,560] $118,130 for employment of substitute messengers
and extra services of regular employees when required at the salary

A-352

THE BUDGET FOR FISCAL YEAR 1991

HOUSE OF REPRESENTATIVES—Continued

SALARIES AND EXPENSES—Continued
SALARIES, OFFICERS AND

EMPLOYEES—Continued

rate of not to exceed [$17,802J $18,443 per annum each; Office of the
Chaplain, [$81,000] $105,000; Office of the Parliamentarian, including the Parliamentarian and $2,000 for preparing the .Digest of Rules,
[$772,000] $890,000; [for salaries and expenses of the Office of the
Historian, $279,000]; for salaries and expenses of the Office of the
Law Revision Counsel of the House, [$1,032,000] $1,302,000; for salaries and expenses of the Office of the Legislative Counsel of the
House, [$3,400,000] $4,161,000; six minority employees, [$543,000]
$677,000; the House Democratic Steering Committee and Caucus,
[$967,000] $1,215,000; the House Republican Conference, [$967,000]
$1,215,000; and other authorized employees, [$1,264,000] $1,608,000.
Such amounts as are deemed necessary for the payment of salaries
of officers and employees under this heading may be transferred
among the various offices and activities under this heading, upon the
approval of the Committee on Appropriations of the House of Representatives.

(c) The amendments made by subsection (a) and the repeal made by
subsection (b) shall take effect on October 1, 1989.] The provisions of
H. Res. 294, approved November 17, 1989, establishing five additional
positions on the Capitol Police for duty with respect to the House of
Representatives, shall be the permanent law with respect thereto. (Congressional Operations Appropriations Act, 1990.)

JOINT

ITEMS

For joint committees, as follows:
CONTINGENT EXPENSES OF THE SENATE
JOINT ECONOMIC COMMITTEE

For salaries and expenses of the Joint Economic Committee,
[$3,518,000] $3,675,000.

JOINT COMMITTEE ON PRINTING
ADMINISTRATIVE PROVISIONS

SEC. 101. Of the amounts appropriated for fiscal year [1990] 1991
for salaries and expenses of the House of Representatives, such
amounts as may be necessary may be transferred among the headings
"HOUSE LEADERSHIP OFFICES", "MEMBERS' CLERK HIRE", "COMMITTEE EMPLOYEES", "CONTINGENT EXPENSES OF THE HOUSE
TEES, SPECIAL AND SELECT)",

"CONTINGENT

(ALLOWANCES AND EXPENSES)", a n d

(STANDING COMMIT-

EXPENSES OF THE HOUSE

"SALARIES, OFFICERS AND EMPLOY-

EES", upon approval of the Committee on Appropriations of the
House of Representatives.
SEC. 102. [(a) One additional employee is authorized for each of the
following:
(1) the House Democratic Caucus;
(2) the House Republican Conference;
(3) the Minority Leader; and
(4) the Chief Deputy Majority Whip.
(b) The annual rate of pay for the positions established under
subsection (a) shall not exceed the annual rate of pay payable from
time to time for level V of the Executive Schedule under section 5316
of title 5, United States Code.] The Committee on House Administration is authorized to receive and expend funds for the conduct of a
biennial equipment exposition for Members.
SEC. 103. [(a) Section 104(a) of the Legislative Branch Appropriations Act, 1987 (as incorporated by reference in section 101(j) of Public
Law 99-500 and Public Law 99-591) (2 U.S.C. 117e) is amended—
(1) by striking out "SEC. 104. (a)" and inserting in lieu thereof
"SEC. 104. (aXl)";
(2) by striking out the last sentence; and
(3) by inserting after paragraph (1), as so redesignated by paragraph (1) of this subsection, the following new paragraphs:
"(2) If disposal in accordance with paragraph (1) is not feasible
because of age, location, condition, or any other relevant factor, the
Clerk may donate the equipment to the government of a State, to a
local government, or to an organization that is described in section
501(c)(3) of the Internal Revenue Code of 1986 and exempt from
tax under section 501(a) of such Code. A donation under this
paragraph—
"(A) shall be at no cost to the Government; and
"(B) may be made only if the used equipment has no recoverable value because disposal in accordance with paragraph (1), under
the most favorable terms available to the Government, would result
in a loss to the Government.
"(3) The Committee on House Administration of the House of Representatives shall have authority to prescribe regulations to carry out
this subsection.
"(4) As used in this section—
"(A) the term 'State' means a State of the United States, the
District of Columbia, the Commonwealth of Puerto Rico, and a
territory or possession of the United States; and
"(B) the term 'used equipment' means such used or surplus
equipment (including furniture and motor vehicles) as the Committee on House Administration of the House of Representatives may
prescribe by regulation.".
(b) The first section of the Act entitled "An Act to authorize the
disposition of certain office equipment and furnishings, and for other
purposes", approved October 20, 1974 (2 U.S.C. 59a), is repealed.




For salaries and expenses of the Joint Committee on Printing,
[$1,191,000] $1,269,000.

CONTINGENT EXPENSES OF THE HOUSE
JOINT COMMITTEE ON TAXATION

For salaries and expenses of the Joint Committee on Taxation,
[$4,372,000] $5,450,000, to be disbursed by the Clerk of the House.

For other joint items, as follows:
OFFICE OF THE ATTENDING PHYSICIAN

For medical supplies, equipment, and contingent expenses of the
emergency rooms, and for the Attending Physician and his assistants,
including (1) an allowance of $1,500 per month to the Attending
Physician; (2) an allowance of $1,000 per month to one Senior Medical
Officer while on duty in the Attending Physician's office; (3) an allowance of $500 per month each to two medical officers while on duty in
the Attending Physician's office; (4) an allowance of $500 per month
each to two assistants and $400 per month each to not to exceed nine
assistants on the basis heretofore provided for such assistance; and (5)
[$921,000] $952,000 for reimbursement to the Department of the
Navy for expenses incurred for staff and equipment assigned to the
Office of the Attending Physician, such amount shall be advanced
and credited to the applicable appropriation or appropriations from
which such salaries, allowances, and other expenses are payable and
shall be available for all the purposes thereof, [$1,405,000]
$1,450,000, to be disbursed by the Clerk of the House[: Provided,
That, upon enactment of this Act, the Office of the Attending Physician Revolving Fund established by the first undesignated paragraph
under the center heading "OFFICE OF THE ATTENDING PHYSICIAN REVOLVING F U N D " in title III of the Legislative Branch Appropriation
Act, 1976 (89 Stat. 283) is abolished and all monies in the Fund on
such date or subsequently received by the Attending Physician from
the sale of prescription drugs or from any other source shall be
deposited in the Treasury as miscellaneous receipts].

CAPITOL POLICE BOARD
CAPITOL POLICE
SALARIES

For the Capitol Police Board for salaries, including overtime, and
Government contributions to employees' benefits funds, as authorized
by law, of officers, members, and employees of the Capitol Police,
[$56,253,000] $61,812,000, of which [$27,548,000] $30,737,000 is appropriated to the Sergeant at Arms of the House of Representatives,
to be disbursed by the Clerk of the House, [$28,105,000] $31,075,000
is appropriated to the Sergeant at Arms and Doorkeeper of the
Senate, to be disbursed by the Secretary of the Senate [ , and $600,000,
to be disbursed by the Clerk of the House, shall be available for
reprogramming upon the approval of the Committees on Appropriations of the House of Representatives and the Senate].

LEGISLATIVE BRANCH

CONGRESSIONAL BUDGET OFFICE

^ - 3 5 3

GENERAL EXPENSES

CAPITOL GUIDE SERVICE

For the Capitol Police Board for necessary expenses of the Capitol
Police, including purchasing and supplying uniforms; the purchase,
maintenance, and repair of police motor vehicles, including two-way
police radio equipment; contingent expenses, including advance payment for travel for training, protective details, and tuition and registration, and expenses associated with the awards program not to
exceed $900, expenses associated with the relocation of instructor
personnel to and from the Federal Law Enforcement Training Center
as approved by the Chairman of the Capitol Police Board, and including $85 per month for extra services performed for the Capitol Police
Board by such member of the staff of the Sergeant at Arms of the
Senate or the House as may be designated by the Chairman of the
Board, [$1,884,000] $2,072,000, to be disbursed by the Clerk of the
House: Provided, That the funds used to maintain the petty cash fund
referred to as "Petty Cash 11" which is to provide for the prevention
and detection of crime shall not exceed $4,000: Provided further, That
the funds used to maintain the petty cash fund referred to as "Petty
Cash III" which is to provide for the advance of travel expenses
attendant to protective assignments shall not exceed $4,000: Provided
further, That, notwithstanding any other provision of law, the cost
involved in providing basic training for members of the Capitol Police
at the Federal Law Enforcement Training Center for fiscal year
[1990] 1991 shall be paid by the Secretary of the Treasury from
funds available to the Treasury Department.

For salaries and expenses of the Capitol Guide Service,
[$1,345,000] $1,490,000, to be disbursed by the Secretary of the
Senate: Provided, That none of these funds shall be used to employ
mors than thirty-three individuals: Provided further, That the Capitol
Guide Board is authorized, during emergencies, to employ not more
than two additional individuals for not more than one hundred
twenty days each, and not more than ten additional individuals for
not more than six months each, for the Capitol Guide Service.

OFFICIAL MAIL COSTS

For expenses necessary for official mail costs, [$100,229,000]
$94,484,000, of which [$23,978,000] $35,500,000 is available only for
Senate official mail costs, to be disbursed by the Secretary of the
Senate, and [$44,530,000] $58,984,000 is available only for House
official mail costs, to be disbursed by the Clerk of the House, [and
$31,721,000 which may only be expended in fiscal year 1990: Provided,
That, of the amounts appropriated heretofore or in this Act, the
following sums that would have otherwise been expended in fiscal
year 1990, according to estimates made by the Congressional Budget
Office under section 308(a)(2) of the Congressional Budget and Impoundment Control Act of 1974, as amended (Public Law 93-344),
shall not be obligated or expended during fiscal year 1990: $998,000 of
the amounts provided heretofore or in this Act to the accounts under
the heading "Senate", the amount for each to be determined by the
Secretary of the Senate, with the concurrence of the Senate Committee on Appropriations; $580,000 of the amounts provided in this Act
for reprogramming under the headings "Capitol Police Board", "Capitol Police", "Salaries"; $195,000 of the amounts provided in this Act
under the headings "Office of Technology Assessment", "Salaries and
Expenses"; $900,000 of the amounts provided heretofore or in this Act
under the headings "Biomedical Ethics Board and Biomedical Ethics
Advisory Committee", "Salaries and Expenses"; $184,000 of the
amounts provided in this Act under the headings "Architect of the
Capitol", "Capitol Buildings and Grounds", "Capitol Buildings", with
the concurrence of the House and Senate Committees on Appropriations; $282,000 of the amounts provided heretofore or in this Act
under the headings "Architect of the Capitol", "Capitol Buildings and
Grounds", "Capitol Grounds", with the concurrence of the House and
Senate Committees on Appropriations; $6,934,000 of the amounts provided heretofore or in this Act under the headings "Architect of the
Capitol", "Capitol Buildings and Grounds", "Senate Office Buildings",
with the concurrence of the Senate Committee on Appropriations;
$225,000 of the amounts provided in this Act under the headings
"Library of Congress", "Congressional Research Service", "Salaries
and Expenses"; $2,302,000 of the amounts provided heretofore or in
this Act under the headings "Government Printing Office", "Congressional Printing and Binding", as approved by the Joint Committee on
Printing, with the concurrence of the House and Senate Committees
on Appropriations; $111,000 of the amounts provided in this Act
under the headings "Library of Congress", "Salaries and Expenses";
and $3,578,000 of the amounts provided heretofore or in this Act
under the headings "Government Printing Office", "Office of the
Superintendent of Documents", "Salaries and Expenses", the balance
to be disbursed by the Clerk of the House,] to be available immediately upon enactment of this Act: Provided, That funds appropriated
for such purpose for the fiscal year ending September 30, [1989]
1990, shall remain available until expended.




SPECIAL SERVICES OFFICE

For salaries and expenses of the Special Services Office, [$237,000]
$255,000, to be disbursed by the Secretary of the Senate [ : Provided,
That none of these funds shall be obligated until the Sergeant at
Arms and Doorkeeper of the Senate and the Clerk of the House
jointly report to the Appropriations Committees of both Houses their
recommendation for the establishment, funding, staffing, support, and
administration of a Congressional Special Services Office, or December 1, 1989, whichever first occurs].

STATEMENTS OF APPROPRIATIONS

For the preparation, under the direction of the Committees on
Appropriations of the Senate and House of Representatives, of the
statements for the [first] second session of the One Hundred First
Congress, showing appropriations made, indefinite appropriations,
and contracts authorized, together with a chronological history of the
regular appropriations bills as required by law, $20,000, to be paid to
the persons designated by the chairmen of such committees to supervise the work. (Congressional Operations Appropriations Act, 1990.)

CONGRESSIONAL

BUDGET

OFFICE

Federal Funds
General and special funds:
SALARIES AND EXPENSES

For salaries and expenses necessary to carry out the provisions of
the Congressional Budget Act of 1974 (Public Law 93-344), including
not to exceed $2,300 to be expended on the certification of the Director of the Congressional Budget Office in connection with official
representation and reception expenses, [$19,580,000] $21,723,000:
Provided, That none of these funds shall be available for the purchase
or hire of a passenger motor vehicle: Provided further, That none of
the funds in this Act shall be available for salaries or expenses of any
employee of the Congressional Budget Office in excess of 226 staff
employees: Provided further, That any sale or lease of property, supplies, or services to the Congressional Budget Office shall be deemed
to be a sale or lease of such property, supplies, or services to the
Congress subject to section 903 of Public Law 98-63. (2 U.S.C. 601 et
seq.; Congressional Operations Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 08-0100-0-1-801

10.00

Program by activities:
Total obligations

Financing:
25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00
43.00

71.00
72.40
74.40

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1989 actual

17,562

1990 est.

1991 est.

19,229

21,723

18,361

19,229

21,723

18,361

19,580
-84
-267

21,723

18,361

19,229

21,723

17,562
2,059
-1,901

19,229
1,901
-2,111

21,723
2,111
-2,382

799

A-354

fSF!R3ET OFF,CE~CONTINUED

THE BUDGET FOR FISCAL YEAR

General and special funds—Continued
SALARIES AND EXPENSES—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 08-0100-0-1-801
77.00
90.00

1989 actual

1990 est.

1991 est.

-102

Adjustments in expired accounts
Outlays

17,617

19,019

21,453

19
91

security installations, which are approved by the Capitol Police
Board, authorized by House Concurrent Resolution 550, Ninety-second
Congress, agreed to September 19, 1972, the cost limitation of which is
hereby further increased by $192,000; for expenses of attendance,
when specifically authorized by the Architect of the Capitol, at meetings or conventions in connection with subjects related to work under
the Architect of the Capitol, $16,122,000, of which $625,000 shall
remain available until expended.] (Congressional Operations Appropriations Act, 1990.)
[CAPITOL GROUNDS]

The Congressional Budget Office was created by Title II of
the Congressional Budget and Impoundment Control Act of
1974 (2 U.S.C. 601 et seq.) to provide assistance to Congress in
fulfilling its responsibilities to ensure effective congressional
control over the budgetary process; to determine each year
the appropriate level of Federal revenues and expenditures;
and to establish national budget priorities.
Object Classification (in thousands of dollars)
Identification code 08-0100-0-1-801

1989 actual

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

11.9
12.1
13.0
21.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

10,614
93

11,670
115

12,983
198

10,707
2,503
61
365
291
2,853
294
488

11,785
2,826
5
78
475
425
2,896
269
470

13,181
3,239
5
85
529
590
3,297
309
487

17,562

19,229

21,723

226
238

226
238

226
238

[For all necessary expenses for care and improvement of grounds
surrounding the Capitol, the Senate and House Office Buildings, and
the Capitol Power Plant, $4,331,000.] (Congressional Operations Appropriations Act, 1990.)
[SENATE OFFICE BUILDINGS]

[For all necessary expenses for maintenance, care and operation of
Senate Office Buildings; and furniture and furnishings, to be expended under the control and supervision of the Architect of the Capitol,
$35,320,000, of which $7,800,000 shall remain available until expended: Provided, That none of the funds made available herein for improvements to the Senate subway system shall be obligated or expended until a design and financing plan for such system improvements have been approved by the Committee on Appropriations.]
(Congressional Operations Appropriations Act, 1990.)
[HOUSE OFFICE BUILDINGS]

[For all necessary expenses for the maintenance, care and operation of the House Office Buildings, including the position of Superintendent of Garages as authorized by law, $27,875,000, of which
$2,465,000 shall remain available until expended.] (Congressional Operations Appropriations Act, 1990.)
[CAPITOL POWER PLANT]

[OFFICE OF THE ARCHITECT OF THE CAPITOL]

[For all necessary expenses for the maintenance, care and operation of the Capitol Power Plant; for lighting, heating, and power
(including the purchase of electrical energy) for the Capitol, Senate
and House Office Buildings, Library of Congress Buildings, and the
grounds about the same, Botanic Garden, Senate garage, and for air
conditioning refrigeration not supplied from plants in any of such
buildings; for heating the Government Printing Office and Washington City Post Office and heating and chilled water for air conditioning for the Supreme Court Building, Union Station complex and the
Folger Shakespeare Library, expenses for which shall be advanced or
reimbursed upon request of the Architect of the Capitol and amounts
so received shall be deposited into the Treasury to the credit of this
appropriation; $25,613,000: Provided, That not to exceed $2,300,000 of
the funds credited or to be reimbursed to this appropriation as herein
provided shall be available for obligation during fiscal year 1990.]
(Congressional Operations Appropriations Act, 1990.)

SALARIES AND EXPENSES

99.9

[LIBRARY BUILDINGS AND GROUNDS]

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

ARCHITECT OF THE

CAPITOL

Federal Funds
General and special funds:

[For the Architect of the Capitol; the Assistant Architect of the
Capitol; and other personal services; at rates of pay provided by law,
$6,860,000.] (Congressional Operations Appropriations Act, 1990.)
[TRAVEL]

[Appropriations under the control of the Architect of the Capitol
shall be available for expenses of travel on official business not to
exceed in the aggregate under all funds the sum of $20,000.] (Congressional Operations Appropriations Act, 1990.)
[CONTINGENT EXPENSES]

[ T o enable the Architect of the Capitol to make surveys and studies, and to meet unforeseen expenses in connection with activities
under his care, $100,000, which shall remain available until expended.] (Congressional Operations Appropriations Act, 1990.)
[CAPITOL BUILDINGS AND GROUNDS]
[CAPITOL BUILDINGS]

[For all necessary expenses for the maintenance, care and operation of the Capitol Building and electrical substations of the Senate
and House Office Buildings, under the jurisdiction of the Architect of
the Capitol, including furnishings and office equipment; not to exceed
$1,000 for official reception and representation expenses, to be expended as the Architect of the Capitol may approve; purchase or
exchange, maintenance and operation of a passenger motor vehicle;




[STRUCTURAL AND MECHANICAL CARE]

[For all necessary expenses for the mechanical and structural
maintenance, care and operation of the Library buildings and
grounds, $7,167,000.] (Legislative Branch Appropriations Act, 1990.)
[BOTANIC GARDEN]
[SALARIES AND EXPENSES]

[For all necessary expenses for the maintenance, care and operation of the Botanic Garden and the nurseries, buildings, grounds,
and collections; purchase and exchange, maintenance, repair, and
operation of a passenger motor vehicle; all under the direction of the
Joint Committee on the Library, $2,638,000.]
For all necessary salaries and expenses for the operations under the
jurisdiction of the Architect of the Capitol, $204,884,000, of which
$70,852,000 shall remain available until expended, including: Salaries,
$7,958,000; Provided, That appropriations under the control of the
Architect of the Capitol shall hereafter be available for expenses of
travel on official business not to exceed in the aggregate under all
funds the sum of $20,000; Contingent Expenses, $100,000, which shall
remain available until expended; Capitol Buildings, including furnishings and office equipment, not to exceed $1,000 for official reception
and representation expenses, to be expended as the Architect of the
Capitol may approve, purchase or exchange, maintenance and operation of a passenger motor vehicle, and for expenses of attendance,

when specifically authorized by the Architect of the Capitol, at meetings or conventions in connection with subjects related to work under
the Architect of the Capitol $35,728,000, of which $17,925,000 shall
remain available until expended and of these funds to remain available until expended, $13,701,000 shall be available for obligation without regard to Section 3709 of the Revised Statutes, as amended; Capitol Grounds, $5,014,000, of which $200,000 shall remain available
until expended; Senate Office Buildings, including furniture and furnishings, to be expended under the control and supervision of the
Architect of the Capitol, $51,320,000, of which $18,146,000 shall
remain available until expended; House Office Buildings, including
the position of Superintendent of Garages as authorized by law,
$52,110,000, of which $23,660,000 shall remain available until expended and of these funds to remain available until expended, $1,500,000
shall be available for obligation without regard to Section 3709 of the
Revised Statutes, as amended; Capitol Power Plant, including lighting, heating, power (including the purchase of electrical energy), and
water and sewer services for the Capitol, Senate and House Office
Buildings, Library of Congress Buildings, and the grounds about the
same, Botanic Garden, Senate garage, and for air conditioning refrigeration not supplied from plants in any of such buildings, for heating
the Government Printing Office and Washington City Post Office and
heating and chilled water for air conditioning for the Supreme Court
Building, Union Station complex and the Folger Shakespeare Library,
expenses for which shall be advanced or reimbursed upon request of
the Architect of the Capitol and amounts so received shall be deposited
into the Treasury to the credit of the activity "Capitol Power Plant"
under this appropriation, Provided, That not to exceed $2,400,000 of
the funds credited or to be reimbursed to this appropriation as herein
provided shall be available for obligation during fiscal year 1991,
$32,677,000, of which $3,000,000 shall remain available until expended
and of these funds to remain available until expended, $3,000,000
shall be available for obligation without regard to Section 3709 of the
Revised Statutes, as amended; Library Buildings and Grounds, Structural and Mechanical Care, $12,608,000, of which $3,750,000 shall
remain available until expended; and Botanic Garden, including purchase and exchange, maintenance, repair, and operation of a passenger
motor vehicle, under the direction of the Joint Committee on the
Library, $7,369,000, of which $4,071,000 shall remain available until
expended: Provided, That of the amounts appropriated herein for the
Architect of the Capitol, such amounts as may be necessary may be
transferred between the activities "Salaries" "Contingent Expenses",
"Capitol Buildings" "Capitol Grounds" "Senate Office Buildings"
"House Office Buildings" "Capitol Power Plant" "Library Buildings
and Grounds, Structural and Mechanical Care" and "Botanic
Garden" upon approval of the House of Representatives and Senate
Committees on Appropriations. (2 U.S.C. 141; 5 U.S.C 5307, 5318,
5341-44, 5346, 5349; 40 U.S.C. 161, 162, 162a, 163, 163a, 166, 166a-l,
166b-2, 166b-3, 166f, 174b, 174b-l, 174c, 174j-l, 174j-8, 174k, 175,
184a, 185, 185a, 193a, 216, 216b, 223; 33 Stat. 479; 34 Stat. 36; 42 Stat.
767-768; 44 Stat. 1262; 45 Stat. 1071-72, 1694-96; 46 Stat. 51, 583-584;
50 Stat. 9-10; 52 Stat. 392; 62 Stat. 1028-29; 63 Stat. 933-34; 68 Stat.
803; 69 Stat. 41-42; 79 Stat. 987; 85 Stat. 637; 86 Stat. 222, 443, 1510;
87 Stat. 1079; 88 Stat. 206; 89 Stat. 12, 832-33; 91 Stat. 1374; 95 Stat.
64, 1672; 102 Stat. 2170, 2183; PL. 101-168; Legislative Branch Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

01-0100-0-1-801

Program by activities:
Salaries
Contingent expenses
Capitol buildings
Capitol grounds
Senate office buildings
House office buildings
Capitol power plant
Library buildings and grounds, structural and mechanical
care
00.09 Botanic garden

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year




A-355

ARCHITECT OF

legislative branch

1989 actual

1990 est.

1991 est.

6,139
51
16,022
3,284
24,734
29,052
24,167

6,736
203
19,888
4,494
31,748
33,558
27,795

7,958
100
32,618
5,224
56,454
52,991
35,077

9,371
2,502

39,604
2,660

16,350
5,542

115,322

166,686

212,314

-1,827
-123
-59,376

-2,181
-115
-54,910

-2,280
-120
-15,089

24.40
25.00
27.00
39.00

40.00
40.00
40.00

Unobligated balance available, end of year
Unobligated balance lapsing
Reduction pursuant to P.L. 99-177

Budget authority:
Appropriation
Reduction pursuant to P.L 101-164
Reduction pursuant to P.L. 99-177

15,089

113,661

Budget authority

54,910
4,755

124,573

204,884

113,661

126,026
-541
-912

204,884

10,059

4

43.00

Appropriation (adjusted)

113,661

124,573

204,884

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

113,373
45,101
-31,493
-3,000

164,390
31,493
-29,067

209,914
29,067
-51,695

123,981

166,816

187,286

Distribution of budget authority by account:
Salaries
Contingent expenses
Capitol buildings
Capitol grounds
Senate office buildings
House office buildings
Capitol power plant
Library buildings and grounds, structural and mechanical careBotanic Garden, salaries and expenses

6,532
100
15,471
3,771
24,086
28,895
24,785
7,500
2,521

6,736
100
15,848
4,257
34,817
27,755
25,334
7,136
2,590

7,958
100
35,728
5,014
51,320
52,110
32,677
12,608
7,369

Distribution of outlays by accountSalaries
Contingent expenses
Capitol buildings
Capitol grounds
Senate office buildings
House office buildings
Capitol power plant
Library buildings and grounds, structural and mechanical care..
Botanic Garden, salaries and expenses

6,127
92
15,632
3,371
25,540
27,397
22,617
20,992
2,213

6,748
206
22,906
4,430
33,461
36,149
25,048
34,946
2,922

7,902
100
28,866
5,254
47,291
43,099
30,533
19,311
4,930

90.00

Outlays

.

Note—The above activities previously financed under the Architect of the Capitol and Botanic Garden in 1989 and 1990
are presented in these schedules and are proposed to be financed in this account in 1991. Budget authority and outlays are
distributed by account above.

Object Classification (in thousands of dollars)
Identification code

1989 actual

01-0100-0-1-801

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

45,752
837
8,409

50,514
203
8,077

55,182
211
9,369

11.9
12.1
13.0
21.0
23.2
23.3
24 0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

54,998
10,829
125
14
285
15,088
4
22,523
5,864
3,616
22
4

58,794
13,002
300
1
265
17,489

64,762
14,472
300
1
706
20,593

65,339
5,931
3,238
31

95,486
6,110
7,453
31

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

113,372
1,950

164,390
2,296

209,914
2,400

115,322

166,686

212,314

2,088

2,097

2,129

1,985
190

2,006
159

2,131
184

13

16

16

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total compensable workyears: Full-time equivalent employment.

ARCHITECT OF THE CAPITOL—Continued

Federal
A-356 FKKK Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Financing:
Unobligated balance available, start of year..,
Unobligated balance available, end of year

CAPITOL COMPLEX SECURITY ENHANCEMENTS

21.40
24.40

Program and Financing (in thousands of dollars)

39.00

Budget authority..

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

Identification code 01-0160-0-1-801

1989 actual

1990 est.

Program by activities:
10.00 Total obligations (object class 25.0)
21.40
22.40
24.40
39.00

Financing:
Unobligated balance available, start of year..
Unobligated balance transferred, net
Unobligated balance available, end of year

1991 est.

2,000

2,000

-13,000

-86

-86

139
-14

86
14
-60

60

125

40

60

86

-11,000

90.00
-13,000
13,000

ii"ooo

Outlays..

mo

Budget authority..

ACQUISITION OF PROPERTY, CONSTRUCTION, AND EQUIPMENT,
ADDITIONAL HOUSE OFFICE BUILDING

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....

-500

2,000
500
-500

90.00

1,500

2,000

2,000

Outlays..

Program and Financing (in thousands of dollars)
Identification code 01-0128-0-1-801

WEST CENTRAL FRONT OF THE CAPITOL

Financing:
Unobligated balance available, start of year: Contract
authority
24.49 Unobligated balance available, end of year: Contract
authority

Program and Financing (in thousands of dollars)

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

1990 est.

1991 est.

Budget authority..

71.00
72.40
74.40

1989 actual

21.49

Identification code 01-0109-0-1-801

10.00

Program by activities:
Total obligations (object class 25.0)

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

1989 actual

39.00

1991 est.

465

2,200

14,800

-25,274
24,809

-24,809
22,609

-22,609
7,809

90.00

465
312
-286

2,200
286
-1,123

14,800
1,123
-10,423

490

1,364

5,500

Outlays

-7,446

-7,446

7,446

7,446

7,446

64
-64
64

Outlays..

Status of Unfunded Contract Authority (in thousands of dollars)

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1990 est.

-7,446

Unfunded balance, start of year...
Unfunded balance, end of year....

7,446
7,446

7,446
7,446

7,446
7,446

INSTALLATION OF SOLAR COLLECTORS IN HOUSE OFFICE BUILDINGS

Program and Financing (in thousands of dollars)
Identification code 01-0129-0-1-801

CONGRESSIONAL CEMETERY

Program and Financing (in thousands of dollars)
Identification code 01-0110-0-1-801
Program by activities:
10.00 Total obligations (object class 41.0)
Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

71.00
90.00

1989 actual

10.00

1990 est.

7

1991 est.

7

-26
18

7

-18
11

-11
4

90.00
7

7
7

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)
Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year....
Unobligated balance lapsing

-39
38

-38
38

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Outlays..,

7

7

Outlays

39.00

71.00

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

"21.40
24.40
25.00

1989 actual

7
EXPANSION OF FACILITIES, CAPITOL POWER PLANT

Program and Financing (in thousands of dollars)
CONSTRUCTION OF AN EXTENSION TO THE NEW SENATE OFFICE
BUILDING

Identification code 01-0135-0-1-801

Program by activities:
10.00 Total obligations (object class 25.0)..




1989 actual

1990 est.

1990 est.

Financing:

Program and Financing (in thousands of dollars)
Identification code 01-0122-0-1-801

1989 actual

1991 est.

21.40
24.40
25.00
39.00

Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority

-54
54

-54
54

1991 est.

legislative

ARCHITECT OF THE CAPITOL—Continued
Federal Funds—Continued

branch

Relation of obligations to outlays:
Obligations incurred, net

71.00
90.00

HOUSE OF REPRESENTATIVES RESTAURANT FUND

Program and Financing (in thousands of dollars)

Outlays..

Identification code 01-4003-0-3-801

10.00

MODIFICATIONS AND ENLARGEMENT, CAPITOL POWER PLANT

Program and Financing (in thousands of dollars)
Identification code 01-0136-0-1-801

10.00
21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year....

1989 actual

1990 est.

Program by activities:
Total obligations (object class 25.0)

39.00

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

1991 est.

-134
56

71.00
78.00

-56

90.00

79
102
-60

56
60
-69

121

46

Outlays..

69

1989 actual

1990 est

Program by activities:
Total obligations (object class 25.0)

Financing:
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

56

Budget authority..

90.00

A-357

1991 est.

163
-62
-163

-101
163

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Adjustments in unexpired accounts..

163
-62
-62

Outlays..

163

Intragovernmental funds:
JUDICIARY OFFICE BUILDING DEVELOPMENT AND OPERATIONS FUND
(TECHNICAL ADJUSTMENT TO LEGISLATIVE BRANCH REQUEST)

Program and Financing (in thousands of dollars)
Identification code 01-4518-0-4-801

ALTERATIONS AND IMPROVEMENTS, BUILDINGS AND GROUNDS, TO
PROVIDE FACILITIES FOR THE PHYSICALLY HANDICAPPED

Program and Financing (in thousands of dollars)
Identification code 01-0106-0-1-801

1989 actual

1990 est.

Program by activities:
10.00 Total obligations (object class 25.0)
21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year

39.00

-783
786

-786
286

286
-286

Budget authority..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

500

1991 est.

500
20

Outlays..

286

520

-3
77
-20

286

Program by activities:
Operating expenses:
00.01
Direct program
01.01
Program management..
Capital investment:
02.01
Direct program
10.00

Total obligations

Financing:
14.00 Offsetting collections from: Non-Federal sources
Unobligated balance available, start of year:
21.47
Authority to borrow
21.90
Fund balance
22.90 Unobligated balance transferred, net: Fund balance..
Unobligated balance available, end of year:
24.47
Authority to borrow
24.90
Fund balance
Budget authority (authority to borrow) (P.L
100-480)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.47
Authority to borrow
74.90
Fund balance
71.00

SENATE RESTAURANT FUND

Program and Financing (in thousands of dollars)
Identification code 00-4022-0-3-801

10.00

Program by activities:
Total obligations (object class 25.0)

Financing:
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

71.00
78.00
90.00

1989 actual

90.00

1990 est.

642
-336
-306
642

-642

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Adjustments in unexpired accounts..
Outlays..




642
-336
-336

642

1991 est.

1990 est.

1991 est.

133,600

47.10

Public enterprise funds:

1989 actual

Outlays..

323
324

324

134,102

648

324

-162

-324

-324

-15,000
-323

-15,000

15,000

15,000

340

162

-663
15,000
323
148,600

133,940

323
133,600
182

106,880

-133,600
-182

-106,880

-53,440

158

27,226

53,440

The Judiciary Office Building Development Act, Public Law
100-480, among other purposes, authorizes the Architect of
the Capitol to contract for the design and construction of a
building adjacent to Union Station in the District of Columbia
to be leased to the Judicial Branch of the United States. This
schedule reflects the transfer of funds authorized by the Act
and the costs associated with the construction of the building.
Costs of construction are financed by $148,600 thousand of
federally-guaranteed debt issued in 1989.
Estimates prepared by the Legislative Branch assumed the
financial arrangements to be a lease-purchase, which would
distribute outlays associated with acquisition of the building
over a period of thirty years. However, the arrangements
involve federally guaranteed financing and other characteristics that make them substantively the same as direct federal

A-358

Con^inuedP'TOL ^°ntinued

THE BUDGET FOR FISCAL YEAR 1991

Intragovernmental funds—Continued

LIBRARY OF

JUDICIARY OFFICE BUILDING DEVELOPMENT AND OPERATIONS FUND—

Federal Funds

Continued

(TECHNICAL ADJUSTMENT TO LEGISLATIVE BRANCH REQUEST) —

General and special funds:

Continued

construction, financed by direct federal borrowing. Because
estimated expenditures of the Legislative Branch are required
to be included in the budget as submitted and without change,
this separate schedule is included as an adjustment to reflect
direct construction costs, consistent with standard budget concepts and scoring conventions.
Object Classification (in thousands of dollars)
Identification code 01-4518-0-4-801
25.0
32.0
99.9

Other services
Land and structures

1989 actual

1990 est.

1991 est.

502
133,600

648

324

134,102

Total obligations

648

324

ADMINISTRATIVE PROVISIONS

SEC. 104. Notwithstanding any other provisions of law, the Architect of the Capitol is hereby authorized to (1) develop a pilot program
to determine the economic feasibility and efficiency of centralizing
certain maintenance functions, to assign and reassign, without increase or decrease in basic salary or wages, any person on the employment rolls of the Office of the Architect of the Capitol, for personal services in any buildings, facilities, or grounds under his jurisdiction for which appropriations have been made and are available; (2)
maintain appropriate cost and productivity records for the program;
and (3) report to appropriate authorities, including the Committees on
Appropriations, on the results of the program, together with recommendations for continuation or expansion of the program.
SEC. 105. The Architect of the Capitol, under the direction of the
Joint Committee on the Library, is authorized to accept donations to
restore and display the Statue of Freedom model.
[SEC. 106. (a) The position of Executive Assistant to the Architect
of the Capitol is abolished.
(b) The provisions—
(1) under the center subheadings "OFFICE OF THE ARCHITECT OF

SALARIES AND EXPENSES

For necessary expenses of the Library of Congress, not otherwise
provided for, including [$1,033,000 for the Civic Achievement Award
Program in Honor of the Office of Speaker of the House of Representatives, subject to reauthorization,] development and maintenance of
the Union Catalogs; custody and custodial care of the Library Buildings; special clothing; cleaning, laundering and repair of uniforms;
preservation of motion pictures in the custody of the Library; operation and maintenance of the American Folklife Center in the Library; preparation and distribution of catalog cards and other publications of the Library; [purchase of one passenger motor vehicle;]
and expenses of the Library of Congress Trust Fund Board not properly chargeable to the income of any trust fund held by the Board,
[$164,186,000] $197,741,000, of which not more than [$5,700,000]
$6,600,000 shall be derived from collections credited to this appropriation during fiscal year [1990] 1991 under the Act of June 28, 1902,
as amended (2 U.S.C. 150): Provided, That the total amount available
for obligation shall be reduced by the amount by which collections are
less than the [$5,700,000] $6,600,000: Provided further, That, of the
total amount appropriated, [$6,888,000] $7,023,000 is to remain
available until expended for acquisition of books, periodicals, and
newspapers, and all other materials including subscriptions for bibliographic services for the Library, including $40,000 to be available
solely for the purchase, when specifically approved by the Librarian,
of special and unique materials for additions to the collections: [.Provided further, That, hereafter, the balance remaining from the
$11,500,000 appropriation in Public Law 98-396, dated August 22,
1984, shall be used to purchase equipment, supplies and services as
needed to deacidify books and other materials from the collections of
the Library of Congress.] Provided further, That, of the total amount
appropriated, $4,926,000 is to remain available until expended for
rental of a book storage facility away from Capitol Hill: Provided
further, That, notwithstanding any other provision of law, the Librarian of Congress is authorized to enter into contracts for the rental of
building space in or outside the District of Columbia. (2 U.S.C. 131178; 5 U.S.C. 5102, 5108, 5305, 5318, 7901-7903; 17 U.S.C 201-205; 20
U.S.C. 91, 2101-2107; 28 U.S.C. 2672; 44 U.S.C. 1718, 1719; Legislative
Branch Appropriations Act, 1990.)

THE CAPITOL" a n d "SALARIES", a n d

(2) of section 303, of H.R. 7593 of the second session of the
Ninety-Sixth Congress, as enacted into permanent law by section
101(c) of the Joint Resolution of December 16, 1980 (40 U.S.C. 166b1), which relate to the salary of the Executive Assistant to the
Architect of the Capitol, are repealed.
(c) The third paragraph under the center subheadings "OFFICE OF
THE ARCHITECT OF THE CAPITOL" and "SALARIES" in the Legislative
Branch Appropriation Act, 1960 (40 U.S.C. 166b-3) is amended—
(1) by striking out "three positions" and inserting in lieu thereof "four positions", and
(2) by striking out ", Assistant Architect," and all that follows
and inserting in lieu thereof "or Assistant Architect.".
(d) The proviso in the first undesignated paragraph under the
center subheadings "OFFICE OF THE ARCHITECT OF THE CAPITOL" and
"SALARIES" in the first section of the Legislative Branch Appropriation Act, 1971 (40 U.S.C. 164a) is amended by striking out ", and, in
case of the absence or disability of the Assistant Architect, the Executive Assistant shall so act".
(e) Subsection (b) of section 308 of the Legislative Branch Appropriations Act, 1988 (40 U.S.C. 166b-3a(b)) is amended to read as follows:
"(b) The positions referred to in subsection (a) are—
"(1) the position of assistant referred to in the proviso in the
first undesignated paragraph under the center subheadings 'OFFICE
OF THE ARCHITECT OF THE CAPITOL' and 'SALARIES' in the first section
of the Legislative Branch Appropriation Act, 1971 (40 U.S.C. 164a),
and
"(2) the eight positions provided for in the third and fourth
undesignated paragraphs under the center subheadings 'OFFICE OF
THE ARCHITECT OF THE CAPITOL' and 'SALARIES' in the first section of
the Legislative Branch Appropriation Act, 1960 (40 U.S.C. 166b3).".] (Congressional Operations Appropriations Act, 1990.)




CONGRESS

Program and Financing (in thousands of dollars)
Identification code 03-0101-0-1-503
Program by activities:
Direct program:
00.01
Collections services
00.02
Constituent services
00.03
Cultural affairs
00.04
Law library
00.05
Management services
00.06
Special projects
00.91
01.01
10.00

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L 99-177
39.00

40.00
40.00
40.00
40.00
43.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-163
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L 99-177
Appropriation (adjusted)

1989 actual

1990 est.

71,605
23,141
3,884
3,963
48,865

76,290
24,354
4,164
3,994
51,441
1,445

91,854
28,250
4,977
5,111
66,590
1,559

151,458
63,299

161,688
62,300

198,341
65,900

214,757

223,988

264,241

-63,449
-4,850
-10,135
10,239
1,481

-62,450
-5,550
-10,239
9,728

-66,050
-6,450
-9,728
9,128

71
148,042

155,548

191,141

148,042

158,486
-Ill
-681
-2,146

191,141

148,042

155,548

191,141

ubrary

legislative branch

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

155,988
54,842
-45,830

191,741
45,830
-55,491

137,637

Outlays

146,458
46,914
-54,842
-893

165,000

182,080

Personal services and necessary expenses to provide support
for the basic operations of the Library are financed from this
appropriation.
Collections services.—This program acquires, catalogs for
use, and classifies for systematic arrangement on the shelves,
materials received by the Library. In cooperation with the
Constituent Services program, collections policy is set. It also
includes preservation and special collection programs.
Constituent services.—This program serves the public by
maintaining the general collections and the general reading
rooms. It also develops, produces, markets, and distributes the
printed catalog cards, cataloging data in machine-readable
form, book catalogs, technical publications, and selected bibliographies made available from the automated data bases. In
cooperation with the Collections Services program, this program sets collections policy. This program also coordinates
Federal library and information resources.
Cultural affairs.—This program includes the Library's activities in the areas of information, exhibits, and publishing.
It includes the American Folklife Center, the Center for the
Book, the Offices of Communications, Development, Interpretive Programs, Scholarly Programs and Special Events, and
Public Programs.
Law library.—The Law Library is responsible for the custody, development, and service of the law collection of the Library of Congress and functions as the foreign and international law research arm of the United States Congress.
Management services.—This activity supports the executive
staff of the Office of the Librarian: budget and finance;
human resources; contracts and logistics; buildings management; automation; and other centralized services. It also includes rental of space off Capitol Hill.
Special projects.—This activity supports the accomplishment
of the mission of the Library as a whole by serving as a
catalyst for innovative thinking and response to strategic and
operational issues; by enhancing the skills of other Library
staff by providing direct experience addressing such issues;
and by providing a means of dealing with strategic and operational matters that affect more than one service unit of the
Library.
Object Classification (in thousands of dollars)
Identification code 0 3 - 0 1 0 1 - 0 - 1 - 5 0 3

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
42.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations
Total obligations




1989 actual

1990 est.

92,184
2,363
1,976
24

97,511
2,872
843
9

113,426
3,507
1,573
9

96,547
14,705
107
725
218
2,020
8,718
4,400
10,424
2,074
10,840
680

101,235
16,983
140
676
227
2,144
9,055
4,235
11,444
2,839
11,692
1,016
2

118,515
20,920
141
886
246
7,264
9,808
5,064
17,497
3,782
14,216

151,458
63,299

161,688
62,300

198,341
65,900

214,757

223,988

264,241

2

A-359

Personnel Summary
3,257

3,294

3,522

2,857
44

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

2,860
15

3,230
16

COPYRIGHT OFFICE
SALARIES A N D EXPENSES

For necessary expenses of the Copyright Office, including publication of the decisions of the United States courts involving copyrights,
[$20,373,000] $25,755,000, of which not more than [$7,000,000]
$13,000,000 shall be derived from collections credited to this appropriation during fiscal year [1990] 1991 under 17 U.S.C. 708(c), and
not more than [$1,139,000] $1,509,000 shall be derived from collections during fiscal year [1990] 1991 under 17 U.S.C. 111(d)(3),
116(c)(1) and 119(b)(2): Provided, That the total amount available for
obligation shall be reduced by the amount by which collections are
less than the [$8,139,000] $14,509,000: Provided further, That
$100,000 of the amount appropriated is available for the maintenance
of an "International Copyright Institute" in the Copyright Office of
the Library of Congress for the purpose of training nationals of developing countries in intellectual property laws and policies : Provided
further, That, of the total amount appropriated, $2,600,000 is to
remain available until expended for conversion of the copyright card
catalog to a machine-readable format. (17 U.S.C. 101-710, 901-914; 5
U.S.C. 5108, 5305; 2 U.S.C. 169; Legislative Branch Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code

03-0102-0-1-376

Program by activities:
Receiving and accounting for applications, fees, and
correspondence
00.02 Examining copyright applications
00.03 Indexing and cataloging materials received
00.04 Reference service
00.05 Publishing the catalog of copyright entries and bulletins
of decisions
00.06 General supervision and legal services
00.07 Licensing division

1989 actual

00.01

10.00

Total obligations

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

1991 est.

MStSS

40.00
40.00
40.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177

1990 est.

1991 est.

3,674
6,190
3,867
2,514

3,742
6,304
3,938
2,560

4,282
7,212
7,107
2,929

8
2,360
978

11
2,368
1,124

12
2,704
1,509

19,591

20,047

25,755

-8,034

-8,139
-4

-14,509

4
102

108 ZZZZZZZ.

11,663

12,012

11,246

11,663

12,234
-53
-169

11,246

43.00

Appropriation (adjusted)

11,663

12,012

11,246

71.00
72.40
74.40
77.00

Relations of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

11,557
2,162
-1,010
72

11,907
1,010
-1,603

11,246
1,603

-2,060

12,781

11,314

10,789

90.00

Outlays

The Copyright Office is responsible for registering and recording copyright claims, assignments, and renewals, for supplying copyright information to the public, for collecting and
accounting for copyright fees, and for publishing complete and
indexed catalogs for each class of copyright entries. The Office
is conducted for the most part on a self-sustaining basis. The
amount requested is substantially counterbalanced by fees
received for services rendered and the value of books and

A-360

fTfuIKw^"

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Personnel Summary

COPYRIGHT OFFICE—Continued
SALARIES AND EXPENSES—Continued

other library materials deposited in accordance with the
Copyright Act and transferred to the Library of Congress. The
income and obligations for 1989, and estimates for 1990 and
1991 are as follows:
Income:
Gross receipts
Estimated value of materials deposited and transferred to the
Library of Congress

564

564

597

528
2

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

501
3

547
4

CONGRESSIONAL RESEARCH SERVICE

1989 actual 1990 est.
1991 est.
8,469,716
8,639,000 14,500,000

SALARIES AND EXPENSES

For necessary expenses to carry out the provisions of section 203 of
the Legislative Reorganization Act of 1946, as amended by section 321
Total income
18,786,420 19,139.000 25,200,000
of the Legislative Reorganization Act of 1970 (2 U.S.C. 166) and to
revise and extend the Annotated Constitution of the United States of
Obligations
19,591,000 20,047,000 25,755,000
America, [$46,895,000J $53,706,000. Provided, That no part of this
appropriation may be used to pay any salary or expense in connection
The effort described under each of the activities are predicated on an estimated 600,000 copyright registrations during with any publication, or preparation of material therefor (except the
Digest of Public General Bills), to be issued by the Library of Con1991, an estimated 580,000 during 1990, and registrations of
gress unless such publication has obtained prior approval of either
611,328 during 1989.
the Committee on House Administration or the Senate Committee on
Receiving and accounting for applications, fees, and corre- Rules and Administration: Provided further, That, hereafter, notwithspondence.—Materials
received by the Copyright Office are standing any other provisions of law, the compensation of the Direcassembled and routed; accounts are maintained for all moneys tor of the Congressional Research Service, Library of Congress, shall
received; records relating to the registration of copyrights are be at an annual rate which is equal to the annual rate of basic pay
filed; and materials are deposited in accordance with the for positions at level IV of the Executive Schedule under section 5315
of title 5, United States Code. (2 U.S.C. 166, 168-168d, 169; 5 U.S.C.
Copyright Act.
Examining copyright applications.—All applications and de- 5108, 5305, 5318; Congressional Operations Appropriations Act, 1990.)
posits are examined before issuance of registration certificates
Program and Financing (in thousands of dollars)
or recordings of documents to determine whether the provisions of the Copyright Act have been satisfied.
Identification code 0 3 - 0 1 2 7 - 0 - 1 - 8 0 1
1989 actual
1990 est.
1991 est.
Indexing and cataloging materials received.—The Register
Program by activities:
of Copyrights is required to publish complete and indexed
Direct program:
catalogs of all items registered. The catalog entries prepared
28,312
24,741
00.01
Policy analysis and research
22,126
by the Copyright Office are made available to the public and 00.02
2,654
2,349
Documentation and status of legislation
2,129
the Library. It is estimated that for 1991 the number of items 00.03
13,979
11,470
Information and reference service
13,157
8,761
7,260
00.04
Executive direction and support
7,109
to be cataloged will be 600,000.
Reference service.—The Copyright Office makes information 00.91
53,706
45,820
Total direct program
44,521
available to the public concerning the provisions of the Copy50
50
01.01 Reimbursable program
79
right Act, including procedures, policies, and rulings. Informa53,756
45,870
10.00
Total obligations
44,600
tion concerning registrations is furnished on a fee basis.
10,316,704

10,500,000

10,700,000

Publishing the catalog of copyright entries and bulletins of

decisions.—Catalogs
for each class of copyright entries and
bulletins of copyright decisions are published and made available to the public.
General supervision and legal services.—The work of the
Copyright Office includes legal supervision and research into
the present copyright law and international copyright relations. It also involves a study of improvement of the domestic
law and our international copyright relations.
Licensing Division.—The Licensing Division performs the
responsibilities connected with the licensing activities of cable
television stations and satellite carriers and the licensing of
jukeboxes.
Object Classification (in thousands of dollars)
Identification code 0 3 - 0 1 0 2 - 0 - 1 - 3 7 6

1989 actual

1990 est.

1991 est.

11.1
11.5

Personnel compensation:
Full-time permanent
Other personnel compensation

15,236
94

15,054
114

16,979
286

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

15,330
2,453
5
132
7
892
229
203
181
159

15,168
2,971
20
77

17,265
3,424
20
86

1,037
281
178
170
145

1,245
299
1,260
179
1,977

19,591

20,047

25,755

99.9

Total obligations




11.00
25.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance lapsing

-50

-79
163
44,684

45,820

53,706

44,684

46,895
-225
-202
-648

53,706

Appropriation (adjusted)

44,684

45,820

53,706

Relations of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

44,521
4,619
-4,233
-79

45,820
4,233
-4,398

53,706
4,398
-5,156

44,828

45,655

52,948

39.00
40.00
40.00
40.00
40.00
43.00

90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 101-163
Reduction pursuant to P.L 101-164
Reduction pursuant to P.L. 99-177

Outlays

Policy analysis and research.—The Congressional Research
Service provides objective, nonpartisan analytical and consultative services to the Members and committees of Congress,
assisting them in the analysis, appraisal, and evaluation of
any subject matter of legislative concern, including recommendations submitted to the Congress by the Executive
Branch. Research services are also provided to assist Congress
with its oversight, representative, and other responsibilities.
Support takes the form of background studies, in-depth policy
analyses, consultations, briefings, legal research, continuous
liaison with committees, assistance with committee hearings,
public policy seminars for Members and congressional staff,
and related data and materials. In order to respond most

A-361

lB A ¥
,RR

legislative branch

BOOKS FOR THE B L I N D A N D PHYSICALLY H A N D I C A P P E D
effectively to the broad range of congressional inquiries, the
Service supplements individually tailored products with Issue
SALARIES A N D EXPENSES
Briefs, Reports, Committee Prints, and "Info Packs", which
For salaries and expenses to carry out the provisions of the Act
are collections of both CRS products and carefully selected
materials from outside sources that provide background mate- approved March 3, 1931, as amended (2 U.S.C. 135a), [$37,801,000]
$42,211,000. (2 U.S.C. 135a, 135a-l, 135b, 169; 5 U.S.C. 5108, 5305;
rial on issues of very high congressional interest. Lists of
Legislative Branch Appropriations Act, 1990.)
subjects and policy areas that a committee might profitably
pursue are periodically made available to each congressional
Program and Financing (in thousands of dollars)
committee. As provided by statute, the Service prepares de1991 est.
1990 est.
Identification code 0 3 - 0 1 4 1 - 0 - 1 - 5 0 3
1989 actual
cennially the Constitution of the United States—Analysis and
Interpretation, and supplements at 2-year intervals, prepares
Program by activities:
compendiums for the annual national high school and college
34,056
29,695
28,716
00.01 Direct service to users
debate topics, and provides assistance to the Congressional
8,155
7,417
7,179
Budget Office, the Office of Technology Assessment, and the 00.02 Support services
General Accounting Office.
42,211
37,112
35,895
10.00
Total obligations
Documentation and status of legislation.—The Service preFinancing:
pares and publishes for distribution to the Congress the 25.00 Unobligated balance lapsing
579
Digest of Public General Bills and Resolutions, including sum42,211
37,112
39.00
Budget authority
36,474
maries of all public bills and resolutions introduced in Congress, the status of bills receiving action, and various pertiBudget authority:
nent indexes. Upon request, the Service prepares legislative
40.00 Appropriation
36,474
37,801
42,211
history memorandums on bills for which hearings have been
40.00 Reduction pursuant to P.L 101-164
-162
announced, and compiles and makes available to each com40.00 Reduction pursuant to P.L 99-177
-527
mittee reports on legislatively authorized programs and activiAppropriation (adjusted)
36,474
37,112
42,211
ties within that committee's jurisdiction that are scheduled to 43.00
terminate during the current Congress.
Relation of obligations to outlays:
Information and reference service.—The Congressional Re-71.00 Obligations incurred, net
35,895
37,112
42,211
search Service provides extensive information and reference
72.40 Obligated balance, start of year
34,120
33,181
35,911
assistance to Members and committees. Reference files con74.40 Obligated balance, end of year
-33,181
-35,911
-40,100
77.00 Adjustments in expired accounts
1,399
taining clippings, pamphlets, and documents and automated
information services are maintained for rapid information re90.00
Outlays
38,233
34,382
38,022
trieval. Lists of selected reports, prepared by CRS staff on
legislative issues, are regularly distributed to congressional
The National Library Service for the Blind and Physically
offices. To provide faster responses and in-person services, the
Handicapped (NLS) is responsible for administering a nationService also maintains reference centers in congressional
office buildings and the Congressional Reading Rooms in the al program to provide reading material for blind and physically handicapped residents of the United States and its outlying
Madison and Jefferson Buildings of the Library of Congress.
areas and for U.S. citizens residing abroad.
Executive direction and support—Providing overall superviDirect service to users.— During the past 5-year period, 1985sion and administrative support to the entire Congressional
Research Service is the responsibility of the Office of the 89, the blind and physically handicapped readership throughout the country has grown from 664,600 to over 711,000 and
Director and the administrative personnel.
circulation from approximately 19,300,000 units (volumes and
Object Classification (in thousands of dollars)
containers) to almost 21,000,000.
Support services.—A variety of professional, technical, and
Identification code 0 3 - 0 1 2 7 - 0 - 1 - 8 0 1
1989 actual
1990 est.
1991 est.
clerical functions are performed by NLS's staff. A combined
total of 22,500 requests for interlibrary loan searches or inforDirect obligations:
mation concerning library and related services available to
Personnel compensation:
11.1
Full-time permanent
32,951
34,062
39,065
the blind and to other physically handicapped persons were
11.3
Other than full-time permanent
807
783
674
received in 1989, and approximately 3,300 copyright permis11.5
Other personnel compensation
92
47
280
sions were granted.

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

33,826
5,567
20
136
6
982
690
1,664
487
1,143

34,916
5,672
40
121

40,019
7,357
40
155

1,561
752
1,355
449
954

1,682
922
1,966
494
1,071

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

44,521
79

45,820
50

53,706
50

99.9

Total obligations

44,600

45,870

53,756

860

864

883

771
2

761
1

834
2

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours




Object Classification (in thousands of dollars)
Identification code

03-0141-0-1-503

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

Total obligations

1989 actual

1990 est.

1991 est.

3,433
282
23

3,401
470
36

3,657
493
63

3,738
600
123
42
549
223
1,547
3,285
2,065
23,723

3,907
761
10
141
35
549
1,232
1,143
2,859
1,669
24,806

4,213
817
10
158
35
549
1,232
1,664
3,206
1,953
28,374

35,895

37,112

42,211

A-362

F^TFU°4SS~Contlnued

THE BUDGET FOR FISCAL YEAR

General and special funds—Continued
BOOKS FOR THE BUND AND PHYSICALLY HANDICAPPED—Continued
SALARIES AND EXPENSES—Continued

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

119

119

119

109
1

103
1

The Librarian of Congress had been using foreign currencies for the collection of foreign library material and the
distribution of copies thereof to libraries and research centers
in the United States. The availability of foreign currencies
ceased at the end of 1987. The program is being continued on
a reduced basis through appropriations to the Library of Congress, Salaries and expenses account.

105
1

Object Classification (in thousands of dollars)
Identification code 0 3 - 0 1 4 4 - 0 - 1 - 5 0 3

21.0
22.0
25.0
26.0
31.0

NATIONAL FILM PRESERVATION BOARD
SALARIES AND EXPENSES

Program and Financing (in thousands of dollars)

99.9
Identification code 0 3 - 0 1 4 3 - 0 - 1 - 5 0 3

10.00

Program by activities:
Total obligations

Financing:
25.00 Unobligated balance lapsing
Budget authority (appropriation)

40.00

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

Outlays

1989 actual

1990 est.

99.9

Total obligations

33

217
186
-186
186

Program and Financing (in thousands of dollars)
Identification code 0 3 - 0 1 4 6 - 0 - 1 - 5 0 3

1990 est.

1991 est

4,000

1,695
3,969
4,320

3,890

6,568

9,984

-7,445
6,898
38

-6,898
2,898

-2,898

3,381

2,568

7,086

217

3,381

2,579
-11

7,086

3,381

2,568

7,086

3,890
800
-2,706

6,568
2,706
-2,102

9,984
2,102
-3,195

1,985

7,172

8,891

40.00
40.00

71.00
72.40
74.40

Program and Financing (in thousands of dollars)
1990 est.

Program by activities:
Acquisition of books and other library materials:
00.03
Program support (U.S. dollars)

11

32

10.00

11

-32

90.00

32

-43
32

1991 est.

39.00
71.00
72.40
74.40

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

Outlays




11
115
-27

32
27

99

59

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Appropriation (adjusted)

:.

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

2,568

This activity provides for the purchase and repair of furniture, furnishings, and equipment to support Library operations.
Object Classification (in thousands of dollars)
Identification code 0 3 - 0 1 4 6 - 0 - 1 - 5 0 3

11.3
12.1

Budget authority

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

(SPECIAL FOREIGN CURRENCY PROGRAM)

Total obligations

1991 est.

1,876
468
1,546

43.00

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

1990 est.

10.00

2
11
44
160

1989 actual

1989 actual

Program by activities:
00.01 Repair and replacement furniture and furnishings
00.02 New furniture and furnishings
00.03 Jefferson and Adams Buildings, furniture and furnishings.

COLLECTION AND DISTRIBUTION OF LIBRARY MATERIALS

Identification code 0 3 - 0 1 4 4 - 0 - 1 - 5 0 3

32

FURNITURE AND FURNISHINGS

Object Classification (in thousands of dollars)

Travel and transportation of persons
Printing and reproduction
Other services
Supplies and materials

1
5
6
6
14

11

Total obligations

6
5

1991 est.

For necessary expenses for the purchase and repair of furniture,
furnishings, office and library equipment, [$2,579,000J $7,086,000:
Provided, That, of the total amount appropriated, $1,422,000 is to
remain available until expended only for the purchase and supply of
furniture, shelving, furnishings, and related costs necessary for the
renovation and restoration of the Thomas Jefferson and John Adams
Library Buildings. (2 U.S.C. 141, 169; Legislative Branch Appropriations Act, 1990.)

Public Law 100-446 established the National Film Preservation Board for the purpose of registering films that are culturally, historically, or aesthetically significant. The Board determines what films shall be included on the Registry. In 1990,
this activity was transferred to Library of Congress, Salaries
and expenses account.

21.0
24.0
25.0
26.0

1990 est.

1991 est.

250

1989 actual

1989 actual

Travel and transportation of persons
Transportation of things
Other services
Supplies and materials
Equipment (books and library materials)

217

31

Identification code 0 3 - 0 1 4 3 - 0 - 1 - 5 0 3

1991

31.0
31.0
31.0
31.0
31.0
31.0

Personnel compensation: Other than full-time permanentCivilian personnel benefits
Equipment:
Partitions
Annual furniture and equipment
Nonrecurring equipment
Furniture and equipment for overseas offices
Typewriters
Furnishings in Jefferson and Adams Buildings

1989 actual

1990 est.

1991 est.

231
33

225
34

237
36

118

75
354
1,665
5
60
4,000

100
1,239
3,789
53
60
4,320

314
1,513
4
71
1,522

LEGISLATIVE B R A N C H

UBRARY 0 F

31.0
99.9

84
Total obligations..

150

3,890

6,568

150
9,984

71.00
90.00

Personnel Summary

PAYMENTS TO COPYRIGHT OWNERS

Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.

00.01
00.02
00.03

Program by activities:
Tribunal costs
Licensing costs
Payments to copyright owners

510
1,034
232,034

573
1,139
217,985

Relation of obligations to outlays:
Obligations incurred, net

10.00

Total obligations

233,578

219,697

225,895

-249
-326,407

-1,725
-320,779

-1,500
-311,307

1,725
320,779

1,500
311,307

1,500
300,412

00.01
00.02
00.03
00.04

229,426

210,000

215,000

10.00

60.00

Budget authority (appropriation)
indefinite) (special fund)

(permanent,

Relationship of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
77.00 Adjustments in expired accounts

233,578
10
-9

219,697

225,895

90.00

233,579

219,697

225,895

Outlays

The receipts from cable television stations, jukebox licenses,
and satellite carriers are disbursed to the copyright owners
through this appropriation after deduction of administrative
costs for the Copyright Royalty Tribunal and for the Copyright Office Licensing Division. Disbursements are made in
accordance with the schedule established in Public Law 94553, as amended.
Object Classification (in thousands of dollars)
Identification code 0 3 - 5 1 7 5 - 0 - 2 - 3 7 6

25.0
41.0
99.9

1989 actual

Other services
Grants, subsidies, and contributions

1990 est.

1991 est.

1,544
232,034

1,712
217,985

2,214
223,681

233,578

Total obligations

219,697

225,895

Program and Financing (in thousands of dollars)
1989 actual

Program by activities:
10.00 Total obligations (object class 25.0)

60.00

Budget authority (appropriation)
indefinite) (special fund)




1991 est.

1990 est.

13

9

-82

-18
-66

-6
-70

18
66

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value

Trust Funds
GIFT AND TRUST FUND ACCOUNTS

Program and Financing (in thousands of dollars)
Identification code 0 3 - 9 9 7 1 - 0 - 7 - 5 0 3

1989 actual

Program by activities:
Acquisition of library materials
Reader and reference services
Organization and control of the collections
Public programs

71.00
72.40
74.40
90.00

Budget authority (appropriation)
indefinite)

6
70

73

2

5

6

(permanent,

1991 est.

1,188
6,352
1,042
1,690

1,099
5,707
577
632

8,512

10,272

8,015

-13,451
-1,340

-12,561
-2,835

-10,388
-3,070

12,561
2,835

Total obligations

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

1990 est.

1,109
5,066
563
1,774

10,388
3,070

11,770
1,340

9,116

8,334

7,667

8,512
1,898
-1,568

10,272
1,568
-2,262

8,015
2,262
-1,763

8,842

9,578

8,514

2
159

2
112

2
114

678
3,470
4,807

515
2,661
5,044

544
1,629
5,378

6
99

2
228

121

552
3,552
4,633

519
3,779
5,050

519
2,000
5,874

(permanent,

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

Distribution of budget authority by account:
Payment of interest on bequest of Gertrude M. Hubbard
Interest on Treasury investment account
Library of Congress trust fund income from investment account
Library of Congress gift fund
Service fees
Distribution of outlays by account:
Payment of interest on bequest of Gertrude M. Hubbard
Interest on Treasury investment account
Library of Congress trust fund income from investment account
Library of Congress gift fund
Service fees

OLIVER WENDELL HOLMES DEVISE FUND

Identification code 0 3 - 5 0 7 5 - 0 - 2 - 5 0 3

13

Outlays..

718
1,496
223,681

Financing:
Unobligated balance, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value

A - 3 6 3

The Oliver Wendell Holmes Devise fund and the permanent
committee for the Oliver Wendell Holmes devise to administer it were created by an act of Congress, approved August 5,
1955 (69 Stat. 533).
The current program is devoted primarily to the preparation of a History of the Supreme Court of the United States,
of which the first two volumes were published by the Macmillan Co. in 1972. The third, fourth and fifth volumes were
published in August 1974, September 1981, and August 1985,
respectively. The sixth and seventh volumes were published
in 1988. Additional volumes are nearing completion.

Total compensable workyears: Full-time equivalent employment

Identification code 0 3 - 5 1 7 5 - 0 - 2 - 3 7 6

CONGRESS-^tinued

This schedule covers (1) funds received as gifts for immediate expenditure, and receipts from the sale of recordings,
publications, photoduplication and other materials financed
from capital originally received as gifts, (2) income from investments held by or for the Library of Congress Trust Fund
Board, and (3) interest paid by the Treasury on the principal
funds deposited therewith as described under "Library of Congress Trust Fund, Principal Accounts."
Acquisition of library materials.—This includes the procurement of manuscripts, maps, fine prints, rare books and other
library materials for the Library of Congress, and the acquisition and distribution of Government documents for the Li-

A0O 0A 4A
-

A-366FKKKt h e

LIBRARY OF CONGRESS—Continued
Trust Funds—Continued

budget for fiscal year

trative overhead costs generated by performing reimbursable work for
other agencies under the authority of 31 U.S.C. 1535 and 1536 shall
brary of Congress and cooperating libraries. It also includes not be used to employ more than 65 employees.
the acquisition of foreign research materials for participating
SEC. [ 2 0 4 ] 203. Not to exceed [$2,500] $10,000 of any funds
appropriated to the Library of Congress may be expended, on the
libraries through the Library's overseas offices.
certification of the Librarian of Congress, in connection with official
Reader and reference services.—These services include the
representation and reception expenses for the [annual] Library of
preparation of bibliographies, indexes, digests, and checklists;
Congress incentive awards program.
surveys of bibliographic services; and providing photostats,
[SEC. 205. From and after October 1, 1988, the Library of Congress
photographs, microfilm, and other forms of photoduplication,
is authorized to—
to other Government agencies, libraries and other institu(1) disburse funds appropriated for the John C. Stennis Center for
tions, and to the general public.
Public Service Training and Development;
Organization and control of the collections.—In 1989 this
(2) compute and disburse the basic pay for all personnel of the
included the ongoing updating of the Dewey Decimal ClassifiJohn C. Stennis Center for Public Service Training and Development;
cation System, and a consultant's assistance in refining and
(3) provide financial management services and support to the
testing network interconnections to facilitate the exchange of
John C. Stennis Center for Public Service Training and Developbibliographic information.
ment, in the same manner as
with
the
of
Public programs.—The Library sponsors lectures; poetry Technology Assessment under provided101(c) respect to Law Office (2
section
of Public
97-51
readings; musical concerts; the furtherance of musical reU.S.C. 142f); and
search, composition, performance and appreciation; and the
(4) collect from the funds appropriated for the John C. Stennis
preparation of sound recordings of music and literature. This
Center for Public Service Training and Development the full costs
program also covers the distribution of recordings of the Liof providing the services specified in (1), (2), and (3) above, as
brary's literary programs and concerts to radio stations for
provided under an agreement for services ordered under 31 U.S.C.
1535 and 1536.]
public service broadcasts.
[SEC. 206. From and after October 1, 1989, the Librarian of Congress shall take appropriate action to assure that no legislative
Object Classification (in thousands of dollars)
branch employee whose salary is disbursed by the Library of Congress
disbursing office is adversely affected by alternative ways of performIdentification code 0 3 - 9 9 7 1 - 0 - 7 - 5 0 3
1989 actual
1990 est.
1991 est.
ing the personnel/payroll processing function.] (Legislative Branch
Personnel compensation.Appropriations Act, 1990.)
GIFT AND TRUST F U N D

11.1

11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
44.0
99.9

ACCOUNTS—Continued

Full-time permanent
Other than full-time permanent
Other personnel compensation

173

3,409
1
210

3,377
1
135

3,251
540
20
192
16
534
378
1,437
1,159
884
57
44

3,620
549
10
279
95
588
807
1,683
1,572
973
36
60

3,513
569
16
197
73
632
163
748
1,201
832
40
31

8,512

10,272

8,015

3,078

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Refunds
Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

ADMINISTRATIVE

146

146

146

146
6

146
6

146
6

OFFICE

Federal Funds
General and special funds:
PRINTING AND BINDING

Program and Financing (in thousands of dollars)
Identification code 0 4 - 0 2 0 2 - 0 - 1 - 8 0 1

71.00
72.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Outlays

1989 actual

1990 est.

1991 est.

3,063
3,063

This appropriation covered all printing, binding, and distribution of Government publications authorized by law to be
distributed without charge to the recipients. Beginning with
1988, funding for this activity has been included in the Congressional Printing and Binding appropriation.

PROVISIONS

[SEC. 201. Appropriations in this Act available to the Library of
Congress shall be available, in an amount not to exceed $145,390, of
which $46,200 is for the Congressional Research Service, when specifically authorized by the Librarian, for expenses of attendance at meetings concerned with the function or activity for which the appropriation is made.]
SEC. [ 2 0 2 ] 201. (a) No part of the funds appropriated in this Act
shall be used by the Library of Congress to administer any flexible or
compressed work schedule which—
(1) applies to any manager or supervisor in a position the grade
or level of which is equal to or higher than GS-15; and
(2) grants the manager or supervisor the right to not be at work
for all or a portion of a workday because of time worked by the
manager or supervisor on another workday.
(b) For purposes of this section, the term "manager or supervisor"
means any management official or supervisor, as such terms are
defined in section 7103(a) (10) and (11) of title 5, United States Code.
SEC. [ 2 0 3 ] 202. Appropriated funds received by the Library of
Congress from other Federal agencies to cover general and adminis-




GOVERNMENT PRINTING

CONGRESSIONAL PRINTING AND BINDING

For authorized printing and binding for the Congress; for printing
and binding for the Architect of the Capitol; expenses necessary for
preparing the semimonthly and session index to the Congressional
Record, as authorized by law (44 U.S.C. 902); printing and binding of
Government publications authorized by law to be distributed to Members of Congress; and for printing, binding, and distribution of Government publications authorized by law to be distributed without
charge to the recipient, [$77,830,000] $84,900,000: Provided, That
funds remaining from the unexpended balances from obligations
made under prior year appropriations for this account shall be available for the purposes of the printing and binding account for the
same fiscal year: Provided further, That this appropriation shall not
be available for printing and binding part 2 of the annual report of
the Secretary of Agriculture (known as the Yearbook of Agriculture)
nor for copies of the permanent edition of the Congressional Record
for individual Representatives, Resident Commissioners or Delegates
authorized under 44 U.S.C. 906: Provided further, That, to the extent
that funds remain from the unexpended balance of fiscal year 1984

LEGISLATIVE BRANCH

G VR MN
O EN E T

funds obligated for the printing and binding costs of publications
produced for the Bicentennial of the Congress, such remaining funds
shall be available for the current year printing and binding cost of
publications produced for the Bicentennial: Provided further, That
this appropriation shall be available for the payment of obligations
incurred under the appropriations for similar purposes for preceding
fiscal years. (1 U.S.C. 205, 208, 211, 212; 44 U.S.C. 501, 701, 702, 703,
704, 706, 708, 709, 711-13, 715-17, 719-21, 723, 724, 727, 728, 733-35,
737, 901, 902, 906\ 907, 1107, 1301, 1713, 1714, 1717, 1718, 1908; Congressional Operations Appropriations Act, 1990.)

1989 actual

39.00

40.00
40.00
40.00
40.00

Financing:
Unobligated balance transferred, net..

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-163..
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L. 99-177....

1990 est.

Appropriation (adjusted)..
Reappropriation

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts...

1991 est.

Program by activities:
10.00 Total obligations (object class 24.0)

72,000

74,149

84,900

Financing:
39.00 Budget authority

72,000

74,149

-11,424

-7,890

13,731

16,324

27,900

13,731

17,188
-3,578
-87
-199

27,900

13,731

13,324
3,000

27,900

25,155
18,425
-21,215

24,214
21,215
-20,421
-3,000

27,900
20,421
-26,655

22,365

Budget authority..

43.00
50.00

Program and Financing (in thousands of dollars)
Identification code 0 4 - 0 2 0 3 - 0 - 1 - 8 0 1

22.40

A-365

22,008

21,666

84,900
90.00

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-163..
40.00 Reduction pursuant to P.L. 101-164..
40.00 Reduction pursuant to P.L 99-177....

77,830
-2,302
-335
-1,044

84,900

72,000

74,149

84,900

72,000
11,307
-13,042

74,149
13,042
-12,605

84,900
12,605
-15,680

70,266

74,585

81,825

Appropriation (adjusted)..

43.00

71.00
72.40
74.40

72,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

Outlays

This appropriation covers all authorized printing and binding for the Congress and the Architect of the Capitol and for
printing and binding of Government publications authorized
by law to be distributed to Members of Congress. Also, beginning with 1988, this appropriation includes funding for printing, binding, and distribution of Government publications authorized by law to be distributed without charge to the recipients.

OFFICE OF SUPERINTENDENT OF DOCUMENTS
SALARIES AND EXPENSES
[(REAPPROPRIATION AND TRANSFERS)]

For expenses of the Office of Superintendent of Documents necessary to provide for the cataloging and indexing of Government publications and their distribution to the public, Members of Congress,
other Government agencies, and designated depository and international exchange libraries as authorized by law, [$24,500,000, of which
$4,312,000 representing excess receipts from the sale of publications
and receipts from the sale of land authorized by Public Law 100-458
shall be derived from the Government Printing Office revolving fund,
and, of which $3,000,000 in unexpended funds representing excess
receipts from the sales of publications that were transferred from the
revolving fund in fiscal year 1986, shall be derived from the salaries
and expenses appropriation M account] $27,900,000: Provided, That
travel expenses, including travel expenses of the Depository Library
Council to the Public Printer, shall not exceed $117,000. (31 U.S.C.
1512, 44 U.S.C. 305, 1702-04, 1710, 1711, 1719, 1902, 1903, 1909; Legislative Branch Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 0 4 - 0 2 0 1 - 0 - 1 - 8 0 8

1989 actual

1990 est.

1991 est.

Program by activities:
Distribution for other Government agencies and Members
of Congress
00.02 Depository library distribution
00.03 Cataloging and indexing
00.04 International exchange

916
21,744
2,061
434

881
19,905
2,508
920

949
23,197
2,886
868

10.00

25,155

24,214

27,900

00.01

Total obligations




Outlays..,

The Office of the Superintendent of Documents operates
under a separate appropriation, which provides funds for: (1)
the mailing for Members of Congress and other Government
agencies of certain Government publications, as authorized by
law; (2) the distribution of Government publications to designated depository libraries; (3) the compilation of catalogs and
indexes of Government publications; and (4) the distribution
of Government publications in the International Exchange
Program. These four functions are related to the publication
activity of other agencies and to the demands of the public,
Members of Congress, and depository libraries. Consequently,
the Office of the Superintendent of Documents can exercise
little control over the volume of work which it may be called
upon to perform. A description of these four functions follows:
Distribution for other Government agencies and Members of
Congress.—The Office of Superintendent of Documents maintains mailing lists and mails, at the request of Government
agencies and Members of Congress, certain publications specified by public law.
Depository library distribution.—As required, Government
publications are supplied to libraries which are designated as
depositories for Government publications.
Cataloging and indexing.—The Office of Superintendent of
Documents is charged with preparing catalogs and indexes of
all publications issued by the Federal Government. The principal publication is the "Monthly Catalog of U.S. Government
Publications."
International exchange.—The Office of Superintendent of
Documents distributes Government publications to foreign
governments which agree, as indicated by the Library of Congress, to send to the United States similar publications of
their governments for delivery to the Library of Congress.
Object Classification (in thousands of dollars)
Identification Code 0 4 - 0 2 0 1 - 0 - 1 - 8 0 8

1989 actual

1990 est.

1991 est.

Personnel compensation:
11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
99.9

Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Total obligations

3,639
229
365

4,068
243
227

4,149
247
223

4,233
648
81
239
35
1,982
13,880
3,773
284

4,538
764
98
307
56
2,059
11,746
4,324
322

4,619
778
117
319
58
2,329
14,814
4,459
407

25,155

24,214

27,900

A-366

F K K K

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

14.00
17.00
21.90

OFFICE OF SUPERINTENDENT OF DOCUMENTS—Continued
SALARIES AND EXPENSES—Continued

22.90

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

24.90
139

143

146
5

150
5

143
150
4

Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year:
Fund balance
Unobligated balance transferred, net: Fund balance
Unobligated balance available, end of year: Fund
balance

GOVERNMENT PRINTING OFFICE REVOLVING FUND

The Government Printing Office is hereby authorized to make such
expenditures, within the limits of funds available and in accord with
the law, and to make such contracts and commitments without
regard to fiscal year limitations as provided by section 104 of the
Government Corporation Control Act, as amended, as may be necessary in carrying out the programs and purposes set forth in the
budget for the current fiscal year for the "Government Printing
Office revolving fund": Provided, That not to exceed [$2,500] $5,000
may be expended on the certification of the Public Printer in connection with official representation and reception expenses: Provided
further, That during the current fiscal year the revolving fund shall
be available for the hire of twelve passenger motor vehicles: Provided
further, That expenditures in connection with travel expenses of the
advisory councils to the Public Printer shall be deemed necessary to
carry out the provisions of title 44, United States Code: Provided
further, That the revolving fund shall be available for services as
authorized by 5 U.S.C. 3109 but at rates for individuals not to exceed
the per diem rate equivalent to the rate for grade GS-18: Provided
further, That the revolving fund shall be available to acquire needed
land, located in Northwest D.C., which is adjacent to the present
Government Printing Office, and is bounded by Massachusetts
Avenue and the southern property line of the Government Printing
Office, between North Capitol Street and First Street. The land to be
purchased is identified as Parcels 45-D, 45-E, 45-F, and 47-A in
Square 625, and includes the alleys adjacent to these parcels, and G
Street, N.W. from North Capitol Street to First Street: Provided
further, That the revolving fund and the funds provided under the
paragraph entitled "Office of Superintendent of Documents, Salaries
and Expenses" together may not be available for the full-time equivalent employment of more than 5,000 workyears: Provided further,
That the revolving fund shall be available for expenses not to exceed
$500,000 for the development of plans and design of a multi-purpose
facility: [Provided further, That notwithstanding the limitations of 5
U.S.C., section 5901(a), as amended, the cost of uniforms furnished or
allowances paid for uniforms to each uniformed special policeman
appointed under the authority of 44 U.S.C. 317, shall not exceed $400
during the first year in which the employee is required to wear a
prescribed uniform:] Provided further, That the revolving fund shall
not be used to administer any flexible or compressed work schedule
which applies to any manager or supervisor in a position the grade or
level of which is equal to or higher than GS-15, nor to any employee
involved in the in-house production of printing and binding: Provided
further, That expenses for attendance at meetings shall not exceed
$95,000. (31 U.S.C. 1343 (b) and (c), 9104; 44 U.S.C. 301, 309, 1502,
1504, 1509, 1510; Legislative Branch Appropriations Act, 1990.)

Program by activities:
Operating expenses:
00.01
Printing and binding
00.02
Sales of publications
00.03
Agency distribution

1989 actual

1990 est.

1991 est.

932,383
71,090
4,739

1,051,741
79,849
5,386

1,029,622
82,230
5,629

00.91
Subtotal operating expenses
01.01 Capital investment

1,008,212
5,568

1,136,976
10,605

1,117,481
11,025

10.00

1,013,780

1,147,581

1,128,506

-963,154

-1,067,031

-1,049,815

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds




-82,126

-130,648

-139,560

-130,087

11,424

7,890

139,560

130,087

133,522

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
74.10 Receivables in excess of obligations, end of year
78.00 Adjustments in unexpired accounts

-19,695

1,583

-3,435

-14,590
10,116
-641

-10,116

-8,533
11,968

90.00

Outlays

8,533

-24,810

The Government Printing Office executes orders for printing, binding, and blankbook work, placed by Congress and the
various agencies of the Federal Government, and furnishes on
order, blank paper, inks, and similar supplies. The Government Printing Office also sells publications to the public
through its sales of publications program and distributes publications to the public for other Government agencies.
All such work is financed through the Government Printing
Office revolving fund (44 U.S.C. 309). The fund is reimbursed
by the customer agencies, receipts from sales of publications
to the general public, and, except for the excess of receipts
over costs associated with the sale of publications to the
public, net operating income is retained for reuse by the fund.
REVENUE, EXPENSE, AND RETAINED EARNINGS
PRINTING AND BINDING OPERATIONS
[In thousands of dollars]
1989 actual

1990 est.

1991 est.

Total revenue

952,894

1,055,475

1,037,810

Expense:
Personnel compensation
Personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Depreciation

152,314
25,970
503
2,568
2,490
1,533
9,698
682,492
3,804
61,648
6,053

162,385
27,988
878
2,418
2,303
2,046
8,549
771,171
4,234
66,652
6,851

167,157
28,913
918
2,418
2,228
2,332
9,081
743,990
4,516
67,431
8,826

949,073

1,055,475

1,037,810

1990 est.

1991 est.

Total expense
Net operating income

3,821

SALES OF PUBLICATIONS OPERATIONS
[In thousands of dollars]
1989 actual

Total revenue..

75,693

85,000

88,400

Expense:
Cost of publications sold
Postage for sales copies mailed
Unsaleable publications

19,851
8,539
4,533

22,500
10,100
5,200

23,400
10,900
5,400

Subtotal

Program and Financing (in thousands of dollars)
Identification code 0 4 - 4 5 0 5 - 0 - 4 - 8 0 8

-78,967

Budget authority

39.00

71.00
72.10

Intragovernmental funds:

-70,321
-641

32,923

37,800

39,700

Gross profit

42,770

47,200

48,700

16,874
2,586
30
1,292
710
1,735
955
1,207
10,895

17,876
2,731
63
1,072
725
1,816
1,029
1,297
12,933

18,426
2,849
63
1,113
754
1,889
1,140
1,353
14,009

General and administrative:
Personnel compensation
Personnel benefits
Travel and transportation of persons
Transportation of things
Rental Payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous
Printing and reproduction
Other services

ACCOUNTING OFFICE
Federal Funds

LEGISLATIVE BRANCH
Supplies and materials

1,288

1,326

Object Classification (in thousands of dollars)

1,124

Subtotal

37,572

40,868

42,720

Total expense

70,495

78,668

82,420

Net earnings

5,198

6,332

5,980

AGENCY DISTRIBUTION SERVICE
[In thousands of dollars]
1990 est.

1991 est.

Total revenue

1989 actual

4,821

5,386

5,629

Expense:
Personnel compensation
Personnel benefits
Travel and transportation of persons
Transportation of things
Rental Payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials

1,821
279
3
43
152
112
1,114
115
963
137

2,138
377
5
107
166
159
1,157
129
1,003
145

2,191
386
5
111
172
166
1,260
134
1,076
128

4,739

5,386

5,629

Total expense
Net operating income

82

\
Q
A - O O i

Identification code

1989 actual

04-4505-0-4-808

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges „
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

1990 est.

1991 est.

145,408
1,265
24,336

160,214
1,363
26,197

171,009
28,835
536
3,903
3,352
3,380
20,306
698,382
15,436
63,073
5,568

182,399
31,096
946
3,597
3,194
4,021
20,835
805,019
17,746
68,123
7,105
3,500

187,774
32,148
986
3,642
3,154
4,387
22,381
775,496
18,830
68,683
8,025
3,000

1,013,780

1,147,581

1,128,506

4,877

4,873

4,873

4,857
537

Total obligations

155,280
1,344
25,775

4,850
532

4,850
524

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Total Revenue and Expense (In thousands of dollars)
1989 actual

Operating income:
Printing and binding:
Revenue
Expense

1990 est.

1,055,475
1,055,475

952,894
949,073

Net operating income, printing and binding..

3,821

Sales of publications:
Revenue
Expense

1991 est.

1,037,810
1,037,810

GENERAL ACCOUNTING
Federal Funds
General and special funds:

.

SALARIES A N D

75,693
70,495

Net operating income, sales of publications..

85,000
78,668

88,400
82,420

5,198

Net operating income, agency distribution

6,332

5,980

4,821
4,739

Agency distribution service:
Revenue
Expense

5,386
5,386

5,629
5,629

6,332

5,980

82

Net operating income, total

9,101

.

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)
Inventories (net)
Other assets
Real property and equipment (net)
Total assets
Liabilities:
Selected liabilities:
Accounts payable and accrued liabilities
Advances received
Total liabilities
Government equity:
Selected equities:
Unexpended balances:
Unobligated balance
Undelivered orders
Invested capital
Total Government equity




1989 actual

OFFICE

1990 est.

1991 est.

116,058
222,100
36,364
324
53,194

129,444
258,378
41,692
347
52,306

121,554
261,839
41,278
336
55,397

121,554
264,151
40,867
342
56,617

428,040

482,167

480,404

483,531

108,827
29,232

124,786
69,833

153,337
41,179

151,172
40,597

138,059

194,619

194,516

191,769

131,289
68,810
89,882

139,560
53,643
94,345

130,087
58,790
97,011

133,522
60,414
97,826

289,981

287,548

285,888

291,762

EXPENSES

(TRANSFER OF FUNDS)

For necessary expenses of the General Accounting Office, including
not to exceed $7,000 to be expended on the certification of the Comptroller General of the United States in connection with official representation and reception expenses; services as authorized by 5 U.S.C.
3109 but at rates for individuals not to exceed the per diem rate
equivalent to the rate for grade GS-18; hire of one passenger motor
vehicle; advance payments in foreign countries in accordance with 31
U.S.C. 3324; benefits comparable to those payable under sections
901(5), 901(6) and 901(8) of the Foreign Service Act of 1980 (22 U.S.C.
4081(5), 4081(6) and 4081(8), respectively); and under regulations prescribed by the Comptroller General of the United States, rental of
living quarters in foreign countries and travel benefits comparable
with those which are now or hereafter may be granted single employees of the Agency for International Development, including single
Foreign Service personnel assigned to A.I.D. projects, by the Administrator of the Agency for International Development—or his designee—under the authority of section 636(b) of the Foreign Assistance
Act of 1961 (22 U.S.C. 2396(b)); [$364,720,000] $427,248,000: Provided,
That an additional amount of not to exceed [$5,564,000] $5,915,000 is
made available without fiscal year limitation from the fund established pursuant to 31 U.S.C. 782 (as added by Public Law 100-545,
October 28, 1988): Provided further, That this appropriation and appropriations for administrative expenses of any other department or
agency which is a member of the Joint Financial Management Improvement Program (JFMIP) shall be available to finance an appropriate share of JFMIP costs as determined by the JFMIP, including
but not limited to the salary of the Executive Director and secretarial
support: Provided further, That this appropriation and appropriations
for administrative expenses of any other department or agency which
is a member of the National Intergovernmental Audit Forum or a
Regional Intergovernmental Audit Forum shall be available to finance an appropriate share of Forum costs as determined by the
Forum, including necessary travel expenses of non-Federal participants. Payments hereunder to either the Forum or the JFMIP may
be credited as reimbursements to any appropriation from which costs
involved are initially financed: Provided further, That to the extent
that funds are otherwise available for obligation, agreements or con-

?^FU!KSnN^dOFF,CE_COntinUed

A-368

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
SALARIES AND EXPENSES—Continued

tracts for the removal of asbestos, and renovation of the building and
building systems (including the heating, ventilation and air conditioning system, electrical system and other major building systems) of the
General Accounting Office Building may be made for periods not
exceeding five years: Provided further, That this appropriation and
appropriations for administrative expenses of any other department
or agency which is a member of the American Consortium on International Public Administration (ACIPA) shall be available to finance
an appropriate share of ACIPA costs as determined by the ACIPA,
including any expenses attributable to membership of ACIPA in the
International Institute of Administrative Sciences: [Provided further,
That this appropriation shall be available to finance a portion, not to
exceed $50,000, of the costs of the Governmental Accounting Standards Board:] Provided further, That [$100,000] $400,000 of this appropriation shall be available for the expenses of planning the triennial Congress of the International Organization of Supreme Audit
Institutions (INTOSAI) to be hosted by the United States General
Accounting Office in Washington, D.C., in 1992, to the extent that
such expenses cannot be met from the trust authorized below: Provided further, That the General Accounting Office is authorized to solicit
and accept contributions (including contributions from INTOSAI), to
be held in trust, which shall be available without fiscal year limitation for the planning, administration, and such other expenses as the
Comptroller General deems necessary to act as the sponsor of the
aforementioned triennial Congress of INTOSAI. Monies in the trust
not to exceed $10,000 shall be available upon the request of the
Comptroller General to be expended for the purposes of the trust.
(Legislative Branch Appropriations Act, 1990.)

mation and advice to Congress, by determining the legality of
public expenditures, and by providing guidance on financial
management matters.
Object Classification (in thousands of dollars)

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

Program by activities:
Direct program:
00.01
Top Management
00.02
Mission Divisions/offices
00.03
General Government Division
00.04
Human Resources Division
00.05
National Security and international Affairs Division
00.06
Resources, Community and Economic Development Division
00.07
Accounting and Financial Management Division
00.08
Information Management and Technology Division
00.09
Program Evaluation and Methodology Division
00.10
Office of the Chief Economist
00.11
Office of the General Counsel
00.12
Office of Special Investigations
00.13
Regional and Overseas Offices
00.14
Mission Support
00.91
01.01
02.01
10.00

Total direct program
Reimbursable program
Capital investment
Total obligations

Financing:
11.00 Offsetting coHectkms from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Appropriation (special fund)
40.00 Reduction pursuant to P.L 101-164
40.00 Reduction pursuant to P.L 99-177

1989 actual

1990 est

1991 est

2,897

2,784

22,811
18,019
30,546

24,265
18,958
32,960

Total obligations

24,591
17,652
10,836
5,646
832
12,144
2,537
95,934
89,005

27,161
17,419
11,878
5,488
1,009
12,675
2,708
101,041
95,940

30,167
19,462
13,533
6,110
1,134
14,439
2,979
112,049
118,304

333,450
1,430
13,090

354,286
600
9,375

412,242
600
20,921

347,970

364,261

433,763

-1,430
799

-600

226,000
3,395
3,861

252,041
3,741
4,573

221,020
35,860
201
17,312
619
14,451
1,491
6,375
3,084
28,640
2,269
7,817
7,300
101

233,256
40,253
203
17,659
515
14,410
1,778
6,338
3,478
32,600
2,226
5,565
5,340
40

260,355
47,921
224
21,898
770
15,985
2,011
7,110
3,903
38,091
3,047
18,986
12,807
55

363,661
600

433,163
600

364,261

433,763

5,063

5,123

5,248

5,061
8

5,100
8

5,200
7

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-600

UNITED STATES TAX
Federal Funds

SALARIES AND EXPENSES

For necessary expenses, including contract reporting and other
services as authorized by 5 U . S . C . 3109; [$28,120,000] $31,598,000:
Provided, That travel expenses of the judges shall be paid upon the
written certificate of the judge. (Independent Agencies Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
identification code 23-0100-0-1-752

27,751

363,661

433,163

347,339

364,720
5,564
-1,568
- 5,055

427,248
5,915

40.00

433,163

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

346,540
35,546
-47,529
253

363,661
47,529
-54,487

433,163
54,487
-64,659

334,811

356,703

422,991

90.00

The Government Accounting Office's mission is to improve
government operations by providing timely and reliable infor-

1990 est.

1991 est.

1,594

347,339

71.00
72.40
74.40

1989 actual

Program by activities:
Total obligations

Financing:
25.00 Unobligated balance lapsing

363,661

COURT

General and special funds:

10.00

347,339




214,225
3,087
3,708

347,970

Subtotal, direct obligations
Reimbursable obligations

3,308
5,876
27,096
21,312
36,473

Appropriation (adjusted)

Outlays

1991 est.

Personnel Summary

43.00

90.00

1990 est.

346,540
1,430

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

Program and Financing (in thousands of dollars)
Identification code 05-0107-0-1-801

1989 actual

Identification code 05-0107-0-1-801

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

28,120

31,598

29,345

28,120

31,598

27,751
3,126
-5,361

28,120
5,361
-4,136

31,598
4,136
-4,136

25,515

29,345

31,598

The U.S. Tax Court hears and decides cases involving deficiences in Federal income, estate, gift taxes and in excise
taxes relating to public charities, private foundations, qualified pension plans, and real estate investment trusts. It also
renders declaratory judgments regarding the qualification or
continuing qualification (including revocation of rulings on
the exemptions) of retirement plans.

LEGISLATIVE BRANCH

0THER

The Tax Court has jurisdiction to render declaratory judgments with respect to exempt organization status determinations pursuant to section 501(c)(3), Internal Revenue Code, and
to enter declaratory judgments on the tax treatment of interest on proposed issues of governmental obligations. In addition, the court has jurisdiction over actions to restrain disclosure and to obtain additional disclosure with respect to public
inspection of written determinations issued by the Internal
Revenue Service, and actions to compel the disclosure of the
identity of third-party contacts relating to written determinations made by the Internal Revenue Service.
The Tax Court has jurisdiction to restrain the premature
assessment and collection of any tax that is the subject of a
petition before the Court, to review post-petition jeopardy
levies and jeopardy assessments, to review Internal Revenue
Service determinations to sell property seized pursuant to a
jeopardy assessment, and to award administrative and litigation costs.
For 1991, the court proposes a trial program of 400 weeks
consisting of 230 weeks of regular trial sessions and 170 weeks
of small tax case sessions. Trials are held in approximately 80
cities throughout the United States.
Statistics on the actual and estimated number of cases
before the court are presented in the following tabulation:
1989 actual

Pending, beginning year
Docketed during year
Reopened during year
Disposed of during year
Pending, end of year

1990 est.

1991 est

59,194
35,456
350
35,000
60,000

67,491
31,453
350
40,100
59,194

60,000
35,000
350
35,350
60,000

Object Classification (in thousands of dollars)
Identification code 2 3 - 0 1 0 0 - 0 - 1 - 7 5 2

1989 actual

71.00
72.40
74.40
90.00

1991 est.

Personnel compensation:
11.1
11.3
11.5

Full-time permanent
Other than full-time permanent
Other personnel compensation

11,469
77
188

12,566
81
199

13,674
84
205

11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment

11,734
2,155
1,477
701
71
5,474
614
188
3,745
575
1,017

12,846
2,424
1,565
1,000
121
5,857
754
243
2,137
748
425

13,963
2,665
1,895
1,000
121
6,330
754
243
3,118
796
713

27,751

28,120

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

Total obligations

9

335

350

350

335
3

350
3

350
3

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

Budget authority (appropriation) (permanent,
indefinite) (special fund)




50

T A X COURT JUDGES SURVIVORS ANNUITY FUND

Program and Financing (in thousands of dollars)
Identification code 2 3 - 8 1 1 5 - 0 - 7 - 6 0 2

10.00

1989 actual

Program by activities:
Total obligations (object class 42.0)

90.00

1991 est.

102

117

-1
-2,973

-2
-3,270

1
2,973

2
3,270

2
3,597

535

402

444

102

104

117

102

Budget authority (appropriation)
indefinite)

104

-13
-2,527

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

1990 est.

104

117

(permanent,

Relation of obligations to outlays:
Obligations incurred, net
Outlays

This fund, established under 26 U.S.C. 7448, is used to pay
survivorship benefits to eligible surviving spouses and dependent children of deceased judges of the U.S. Tax Court. Participating judges pay 3.5 percent of their salaries or retired pay
into the fund to cover creditable service for which payment is
required. Additional funds, as are needed, are provided
through the annual appropriation to the U.S. Tax Court.
On September 30, 1989, 26 judges of the court were participating in the fund, and 4 eligible widows were receiving survivorship annuity payments.

OTHER LEGISLATIVE

BRANCH

AGENCIES

Federal Funds
NATIONAL COMMISSION ON ACQUIRED IMMUNE DEFICIENCY SYNDROME

For expenses necessary for the National Commission on
Immune Deficiency Syndrome as authorized by subtitle D of
Public Law 100-607, [$1,000,000] $3,000,000. (Departments
Health and Human Services, and Education, and Related
Appropriations Act, 1990.)

1989 actual

Acquired
title II of
of Labor,
Agencies

Program and Financing (in thousands of dollars)
Identification code 0 9 - 1 3 0 0 - 0 - 1 - 8 0 1

Program and Financing (in thousands of dollars)

Program by activities:
10.00 Total obligations (object class 25.0)

44

Trust Funds

T A X COURT INDEPENDENT COUNSEL

Identification code 2 3 - 5 0 2 3 - 0 - 2 - 7 5 2

50
80
-80

General and special funds:

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-74

50
74
-80

83

Outlays

31,598

99.9

A-369

This fund is established under 26 U.S.C. 7475. The fund will
be used by the Tax Court to employ independent counsel to
pursue disciplinary matters involving practitioners admitted
to practice before the Court.

71.00
1990 est.

L GL T E B
E S A V ™KSnds
, ,

1990 est.

1991 est.

84

50

50

-353
280

-280
240

-240
200

11

10

10

10.00

Program by activities:
Total obligations

Financing:
40.00 Budget authority (appropriation)
Relation of obligations to outlays:
71.00. Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

Outlays..

1989 actual

1990 est.

1991 est.

1,000

3,000

1,000

3,000

1,000
200

3,000
200
-600

800

2,600

A-370

R £

^SSSJST^

A6ENC,ES~Continued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

The National Commission on Acquired Immune Deficiency
Syndrome (AIDS) will promote the development of a national
AIDS policy by studying issues related to AIDS and making
recommendations for a consistent national policy concerning
AIDS.

exchange of people and ideas. The Commission will receive
semiannual reports from the President on the signatories'
compliance with the Final Act and on U.S. activities in trade
and cultural/humanitarian exchange and it will itself make
advisory reports to the Congress on the progress of implementation.
The Commission is made up of nine Senators, nine Members of the House of Representatives and one Commissioner
each from the Departments of State, Defense, and Commerce.

Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)

NATIONAL COMMISSION ON ACQUIRED IMMUNE DEFICIENCY

SYNDROME—Continued

Identification code

09-1300-0-1-801

1989 actual

1990 est.

1991 est.

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

426
91

650
185

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

517
92
105
71
36
35
119
5
20

835
150
800
75
200
150
685
45
60

1,000

3,000

99.9

Total obligations..

Identification code 0 9 - 0 1 1 0 - 0 - 1 - 8 0 1

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

1991 est.

1990 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

480
31
4

529
32
5

617

11.9
12.1
13.0
21.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

515
124
-8
4
4
19
2
73
28
5

566
136

656
157

3

3

20
2
110
15
1

20
2
130
22
1

766

853

991

15
15

15
15

15
15

99.9

Personnel Summary

1989 actual

Total obligations

15
15

33
6

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment,,,

COMMISSION ON SECURITY AND COOPERATION IN EUROPE
SALARIES AND EXPENSES

For necessary expenses of the Commission on Security and Cooperation in Europe, as authorized by Public Law 94-304, [$850,000]
$991,000, to remain available until expended as authorized by section
3 of Public Law 99-7. (Departments of Commerce, Justice, and State,
the Judiciary, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

09-0110-0-1-801

1989 actual

1990 est.

Program by activities:
10.00 Total obligations

766

853

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

-39
14

-14

39.00

741

839

1991 est.

Budget authority..

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177..

741

43.00

741

71.00
72.40
74.40
90.00

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

850

Federal Funds
General and special funds:
[ N A T I O N A L COMMISSION ON CHILDREN]

[For necessary expenses of the National Commission on Children
established by section 9136 of the Omnibus Reconciliation Act of 1987,
Public Law 100-203, $940,000, which shall remain available until
expended.] (Departments of Labor, Health and Human Services, and
Education, and Related Agencies Appropriations Act, 1990.)

991

Program and Financing (in thousands of dollars)
Identification code 0 9 - 1 0 5 0 - 0 - 1 - 8 0 1

991
991

-11

10.00

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

1989 actual

454

-434
454

-454

434

929

Budget authority

790

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

790

853
62
-79

991
79
-98

751

836

972

43.00
71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1991 est.

909

39.00

766
47
-62

1990 est.

356

991

The Commission on Security and Cooperation in Europe is
authorized and directed to monitor the acts of the signatories
which reflect compliance with or violation of the articles of
the Final Act of the Conference on Security and Cooperation
in Europe, with particular regard to the provisions relating to
Cooperation in Humanitarian Fields. The law establishing the
Commission on Security and Cooperation in Europe also mandated it to monitor and encourage U.S. Government and private activities designed to expand East-West trade and the




NATIONAL COMMISSION ON CHILDREN

940
-11

790

929

356

909
92
-238

454
238

264

763

692

_

The National Commission on Children was authorized by
section 9136 of Public Law 100-203, the Omnibus Budget Reconciliation Act of 1987. The bipartisan commission is directed
to study problems of children and to make recommendations

0ther

legislative branch
to the President and Congress in the areas of health, education, social services, income security, and tax policy. The final
report of the 36-member commission is due by March 31, 1991.

11.1
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0
99.9

1989 <
ictual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

116
24
31
21
14
34
33
28
55

344
72
140
48
90
50
98
39
28

108
26
24
24
111
105
45
5
6

356

909

454

13
3

Total obligations

13
13

13
4

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

INTERNATIONAL CONFERENCES AND CONTINGENCIES

Federal Funds
General and special funds:

Financing:
Offsetting collections from: Federal funds
Unobligated balance lapsing

-510
16

-573

-718

Budget authority (appropriation)

123

101

127

107
100
-101
-35

101
101
-86

127
86
-109

70

116

104

71.00
72.40
74.40
77.00
90.00

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)

340

335

340

39.00

Financing:
Budget authority

340

335

340

71.00

Under Public Law 94-553, the general revision of the copyright law, an independent Copyright Royalty Tribunal was
created in the Legislative Branch. The Tribunal is composed
of five commissioners appointed by the President with the
advice and consent of the Senate for staggered terms of 7
years each.
The Tribunal's statutory responsibilities are: (a) to make
determinations concerning copyright royalty rates (1) in the
area of cable television (17 U.S.C. Ill), (2) for phonorecords
(17 U.S.C. 115), (3) for coin-operated phonorecord players
(jukeboxes) (17 U.S.C. 116), and (4) for non-commercial broadcasting (17 U.S.C. 118); and (b) to distribute cable television,
satellite carrier and jukebox royalties deposited with the Register of Copyrights (17 U.S.C. I l l , 17 U.S.C. 116, and 17 U.S.C.
119).

90.00

340

340

335

340

340

335

1989 actual

1990 est.

1991 est.

92
4
19
46
2
5

426
69
3
94
5
23
48
3
3

534
96
3
104
6
25
60
3
14

617

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

674

845

390
59

Total obligations

Personnel Summary

340

340

Outlays..

11.1
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0
99.9

- 5

Relation of obligations to outlays:
Obligations incurred, net

Outlays

Identification code 0 9 - 0 3 1 0 - 0 - 1 - 3 7 6

10.00

Budget authority:
Current:
40.00
Reduction pursuant to P.L 99-177
Permanent:
60.00
Appropriation (definite) (section 101(a), P.L 1 0 0 202)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)
1989 actual

A-371

11.00
25.00

HOUSE AND SENATE EXPENSES

Identification code 0 9 - 0 5 0 0 - 0 - 1 - 8 0 1

M1S:S

40.00

Object Classification (in thousands of dollars)
Identification code 0 9 - 1 0 5 0 - 0 - 1 - 8 0 1

LEG,SUMVE B W N

340

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

This account provides funds to cover the expenses of House
and Senate participants in international meetings.

PROSPECTIVE PAYMENT ASSESSMENT COMMISSION

Federal Funds
General and special funds:
SALARIES AND EXPENSES

COPYRIGHT ROYALTY TRIBUNAL

Federal Funds
General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the Copyright Royalty Tribunal,
[$674,000] $845,000, of which [$573,000] $718,000 shall be derived
by collections from the appropriation "Payments to Copyright
Owners" for the reasonable costs incurred in proceedings involving
distribution of royalty fees as provided by 17 U.S.C. 807. (17 U.S.C.
801-810; Legislative Branch Appropriations Act, 1990.)

10.00

Program by activities:
Total obligations




1989 actual

617

Program and Financing (in thousands of dollars)
Identification code 9 5 - 3 4 0 0 - 0 - 1 - 5 5 1

10.00

Program and Financing (in thousands of dollars)
Identification code 0 9 - 0 3 1 0 - 0 - 1 - 3 7 6

For expenses necessary to carry out section 1886(e) of the Social
Security Act, [$3,919,000] $4,073,000 to be transferred to this appropriation from the Federal Hospital Insurance and the Federal Supplementary Medical Insurance Trust Funds. (Departments of Labor,
Health and Human Services, and Education, and Related Agencies
Appropriations Act, 1990.)

1990 est.

674

1991 est.

845

Program by activities:
Total obligations

Financing:
13.00 Offsetting collections from: Trust funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
25.00 Unobligated balance lapsing

1989 actual

1990 est.

1991 est.

3,451

3,869

4,073

-3,495
-27
-104
174

-3,869

-4,073

A-372

°h a g e n c i e s - c o a , —

t h e b u d g e t f o r f i s c a l y e a r 1991
77.00

PROSPECTIVE PAYMENT ASSESSMENT COMMISSION—Continued

General and special funds—Continued

90.00

SALARIES AND EXPENSES—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 9 5 - 3 4 0 0 - 0 - 1 - 5 5 1

1989 actual

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

1990 e

1991 esl

Budget authority

71.00
72.40
74.40
77.00
78.00
90.00

- 4 4
1,585
-1,149
75
- 2 7

1,149

441

Outlays

1990 est.

1991 est.

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

1,098
74

1,261
105

1,324
110

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1,172
266
89
147
378
96
1,243
49
11

1,366
306
93
148
470
95
1,338
33
20

1,434
317
98
157
492
100
1,420
35
20

3,451

3,869

99.9

Total obligations

The Physician Payment Review Commission was authorized
by the Consolidated Budget Reconciliation Act of 1985 (Public
Law 99-272) as an independent legislative agency established
to advise Congress and the Secretary of Health and Human
Services on matters related to Medicare physician reimbursement. The Commission, whose 13 members are appointed by
the Office of Technology Assessment, is required to report to
Congress each year on methods of adjusting levels of reasonable physician charges, setting physician payment rates, and
making payments for physician services.

Identification code 9 5 - 1 0 0 0 - 0 - 1 - 8 0 1

1989 actual

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

26
23

26
28

26
28

Federal Funds

71.00
72.40
74.40

1989 actual

1990 est.




1991 est.

2,867

3,806

3,871

-2,867

-3,806

-3,871

Budget authority..
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

3,871

26
19

26
28

26
28

PRESCRIPTION DRUG PAYMENT REVIEW

COMMISSION

General and special funds:
[SALARIES AND EXPENSES]

Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)

39.00

3,806

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

SALARIES AND EXPENSES

Financing:
Offsetting collections from: Trust funds..

1,271
266
125
140
610
100
1,296
40
23

2,867

For expenses necessary to carry out section 1845(a) of the Social Identification code 9 5 - 1 0 0 1 - 0 - 1 - 8 0 1
Security Act, C$3,847,000] $8,871,000, to be transferred to this appropriation from the Federal Supplementary Medical Insurance Trust
Program by activities:
Fund. (Departments of Labor, Health and Human Services, and Edu10.00 Total obligations
cation, and Related Agencies Appropriations Act, 1990.)

13.00

416
90
892
27
23

1,222
256
120
135
712
54
1,247
38
22

[For expenses necessary to carry out section 1847 of the Social
Security Act, $1,500,000, to be transferred to this appropriation from
the Federal Catastrophic Drug Insurance Trust Fund.] (Departments
of Labor Health and Human Services, and Education, and Related
Agencies Appropriations Act, 1990.)

General and special funds:

Program by activities:
Total obligations

1,143
128

1,076
241
102

Total obligations

1,099
123

Personnel Summary

4,073

PHYSICIAN PAYMENT REVIEW COMMISSION

10.00

1991 est.

Federal Funds

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

95-1000-0-1-801

1990 est.

969
107

Personnel Summary

Identification code

658

Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)
1989 actual

948

1,149

The Prospective Payment Assessment Commission was authorized by Public Law 98-21, section 1886(e) of the Social
Security Act Amendments of 1983, to advise and assist the
Secretary of the Department of Health and Human Services
and Congress on maintaining and updating the new Medicare
prospective payment system. The Commission will provide
independent expertise and experience in the fields of health
delivery, financing, and research.

Identification code 9 5 - 3 4 0 0 - 0 - 1 - 5 5 1

Adjustments in expired accounts..

1,587
-658

658

Financing:
13.00 Offsetting collections from: Trust funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1990 est.

70
-250
-250
250
180

Budget authority

71.00
72.40
74.40
78.00

1989 actual

90.00

Outlays

-250

70
250

-250
-250
-500

70

1991

est.

0ther

legislative branch
Object Classification (in thousands of dollars)
Identification code 9 5 - 1 0 0 1 - 0 - 1 - 8 0 1

11.1
12.1
21.0
23.3
24.0
25.0
99.9

1989 actual

1990 est.

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other sen/ices

1991 est.

35
7
1
1
1
25

Total obligations

12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

LEG,SUMVE

^ K F F K S

Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

22
11
5
3
6
3
39
3
38

A-373
20

40
13
42
41
5

10
2
70
30

248

528

212

4
1

Total obligations

75
10

4
4

4
1

70
Personnel Summary
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

2

[BIOMEDICAL ETHICS BOARD AND BIOMEDICAL ETHICS ADVISORY
RAILROAD ACCOUNTING PRINCIPLES BOARD

COMMITTEE]

Federal Funds

Federal Funds
General and special funds:

General and special funds:

[SALARIES AND EXPENSES]

SALARIES AND EXPENSES

Program and Financing (in thousands of dollars)
Identification code 0 9 - 0 8 0 0 - 0 - 1 - 8 0 1

71.00
72.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Adjustments in expired accounts..

1989 actual

1990 est.

1991 est

1
-1

Outlays..

The Railroad Accounting Principles Board was authorized
October 1, 1980 by the Staggers Rail Act of 1980 (Public Law
96-448). No additional funding has been requested since 1987.

COMMISSION ON RAILROAD RETIREMENT REFORM

Program and Financing (in thousands of dollars)
Identification code 4 8 - 0 8 5 0 - 0 - 1 - 8 0 1

10.00

Program by activities:
Total obligations

1989 actual

1990 est.

1991 est

[For salaries and expenses necessary to carry out the duties of the
Biomedical Ethics Board and the Biomedical Ethics Advisory Committee> as authorized by the Health Omnibus Programs Extension of
1988 (Public Law 100-607), including not to exceed $500 to be expended on the certification of the Chairman of the Biomedical Ethics
Board in connection with official representation and reception expenses, and rental of space in the District of Columbia, $1,500,000:
Provided, That no part of these funds may be obligated or expended
until the Biomedical Ethics Board has selected a Chairman and Vice
Chairman and all members of the Biomedical Ethics Advisory Committee: Provided further, That effective October 1, 1988, and to continue thereafter, the Disbursing Officer of the Library of Congress is
authorized to—
(D disburse funds appropriated for the Biomedical Ethics Board;
(2) compute and disburse the basic pay for all personnel of the
Biomedical Ethics Board; and
(3) provide financial management services and support to the
Biomedical Ethics Board,
in the same manner as provided with respect to the Office of Technology Assessment under section 101(c) of Public Law 97-51 (2 U.S.C.
142f).J (Congressional Operations Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

248

528

212

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

740

-740
212

-212

40.00

988

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

212
83

-39

528
39
-83
484

295

Object Classification (in thousands of dollars)
1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments..

21

11.9

Total personnel compensation

118

1990 est.




75
16

302

6

302

140

Financing:
25.00 Unobligated balance lapsing

The Commission on Railroad Retirement Reform, authorized by section 9033 of the Omnibus Budget Reconciliation Act
of 1987, is to submit legislative recommendations to Congress
on reforming railroad retirement financing. The Commission
is to submit its report by October 1, 1990.

Identification code 4 8 - 0 8 5 0 - 0 - 1 - 8 0 1

1989 actual

Program by activities:
Total obligations

1991 est.

1990 est.

1991 est.

99

10.00

209

Outlays

248

Identification code 0 9 - 0 4 0 0 - 0 - 1 - 8 0 1

39.00
40.00
40.00
40.00
40.00
43.00
50.00
71.00
72.40
74.40
90.00

Budget authority

239

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-163
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Reappropriation
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

590

590
1,500
-900
- 6

-4
590
239
140
9
-14

590
14

136

604

The Biomedical Ethics Board, a twelve-member congressional panel, and its fourteen-member advisory committee, was
established by Public Law 99-158, and reauthorized by Public
Law 100-607, to study and report to Congress on a continuing
basis on the ethical issues arising from the delivery of health

A-374

£ 2 3 Fu6n™NUTNCH agenc,es"continued

t h e b u d g e t f o r f i s c a l y e a r 1991
Program and Financing (in thousands of dollars)

[BIOMEDICAL ETHICS BOARD AND BIOMEDICAL ETHICS ADVISORY
COMMITTEE] —Continued

Identification code 0 9 - 1 1 0 0 - 0 - 1 - 8 0 1

General and special funds—Continued
[SALARIES AND EXPENSES]—Continued

care and biomedical and behavioral research. The Board is
specifically required to study and report on developments in
human genetic engineering, the advisability of exercising any
waivers to existing regulations governing fetal research, and
federal policies regarding nutrition and hydration of dying
patients.
Object Classification (in thousands of dollars)
Identification code 0 9 - 0 4 0 0 - 0 - 1 - 8 0 1
11.1
12.1
21.0
23.2
23.3
24.0
25.0
26.0
31.0
99.9

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous chart;es
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

24
6
12

590

3

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

12
12

12
12

Program by activities:
Total (

495

Financing
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
40.00
71.00
72.40
74.40
90.00

178
80
6
43
2
39
215
4
23

140

Total obligations

79
11
5

1991 est.

10.00

1989 actual

General and special funds:
CONGRESSIONAL AWARD PROGRAM
Program and Financing (in thousands of dollars)

1.033

-207

1,005
207
-212

212

288

Outlays..

467

495

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

1,000

212

1989 actual

1991 est.

99.9

Outlays..

This payment to the Congressional Award Board, a nonFederal entity, was made to assist it in establishing and administering the Congressional Award Program. This program
is designed to promote initiative, achievement, and excellence
among youths in the areas of public service, personal development, and physical and expedition fitness. Under the program, gold, silver, and bronze medals are awarded to young
people within the United States, aged fourteen through
twenty-three (subject to such exceptions as the Board may
prescribe), who have satisfied the standards of achievement
established by the Board.

1990 est.

Total obligations

273
59
21
14
2
111
12
3

1,005

12
12

12
12

1991 est.

630
151
25
14
48
124
10
3

495

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment

Relation of obligations to outlays:
71.00 Obligations incurred, net
77.00 Adjustments in expired accounts..
90.00

-538

The Commission was established by the Medicare Catastrophic Coverage Act of 1988. The 15-member Commission
will study and make recommendations to Congress regarding
comprehensive long-term care services and comprehensive
health care for the elderly and disabled, and comprehensive
health care services for all individuals in the United States.
The Commission will submit two reports: (1) a report on longterm services for the elderly and disabled; and (2) a report on
comprehensive health care services for all Americans. The
Commission will terminate 30 days after the date it submits
the report on comprehensive health care services.

11.1
12.1
21.0
22.0
24.0
25.0
26.0
31.0

Federal Funds

1990 est.

1,005

538

Budget authority (appropriation)..

Identification code 0 9 - 1 1 0 0 - 0 - 1 - 8 0 1

1989 actual

1991 est.

Object Classification (in thousands of dollars)

CONGRESSIONAL AWARD BOARD

Identification code 0 9 - 0 9 0 0 - 0 - 1 - 8 0 1

1990 est.

Personnel Summary
Total number of full-time permament positions
Total compensable workyears: Full-time equivalent employment..

12
12

OFFICE OF TECHNOLOGY ASSESSMENT

Federal Funds
General and special funds:
SALARIES AND EXPENSES

For salaries and expenses necessary to carry out the provisions of
the Technology Assessment Act of 1972 (Public Law 92-484), including
official representation and reception expenses (not to exceed [$2,000]
$3,500 from the Trust Fund), to be expended on the certification of
the Director of the Office of Technology Assessment, expenses incurred in administering an employee incentive awards program (not
to exceed $1,800), rental of space in the District of Columbia, and
UNITED STATES BIPARTISAN COMMISSION ON COMPREHENSIVE HEALTH
those necessary to carry out the duties of the Director of the Office of
CARE
Technology Assessment under 42 U.S.C. 1395ww, and 42 U.S.C.
1395w-l, [and Public Law 100-360,] [$18,900,000] $20,710,000: ProFederal Funds
vided, That none of the funds in this Act shall be available for
General and special funds:
salaries or expenses of any employee of the Office of Technology
[UNITED STATES BIPARTISAN COMMISSION ON COMPREHENSIVE
Assessment in excess of 143 staff employees: Provided further, That
HEALTH CARE]
no part of this appropriation shall be available for assessments or
[For necessary expenses of the United States Bipartisan Commis- activities not initiated and approved in accordance with section 3(d) of
sion on Comprehensive Health Care established by section 401 of the Public Law 92-484, except that funds shall be available for the assessMedicare Catastrophic Coverage Act of 1988, $467,000, which shall ment required by Public Law 96-151: Provided further, That none of
remain available until expended.] (Departments of Labor, Health and the funds in this Act shall be available for salaries or expenses of
Human Services, and Education, and Related Agencies Appropriations employees of the Office of Technology Assessment in connection with
any reimbursable study for which funds are provided from sources
Act, 1990.)




us CAPIT0L PRESERVATI0N
-

legislative branch

Financing:
other than appropriations made under this Act, or be available for
any other administrative expenses incurred by the Office of Technolo- 21.40 Unobligated balance available, start of year
gy Assessment in carrying out such a study. (Congressional Operations 24.40 Unobligated balance available, end of year
Appropriations Act, 1990.)
60.00
Budget authority (appropriation) (permanent,
indefinite)

Program and Financing (in thousands of dollars)
Identification code 0 9 - 0 7 0 0 - 0 - 1 - 8 0 1

10.00

1989 actual

40.00
40.00
40.00
40.00
43.00

1991 est.

71.00
90.00

Program by activities:
Total obligations

17,891

Financing:
25.00 Unobligated balance lapsing..
39.00

1990 est.

18,376

17,937

Budget authority:
Appropriation
Reduction pursuant to P.L 101-163..
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L. 99-177....
Appropriation (adjusted)..

18,376

20,710

17,937

18,900
-195

-18

18

18

10
3
3

Outlays

DWIGHT DAVID EISENHOWER CENTENNIAL COMMISSION

Federal Funds

-81

-248
18,376

-18

Contributions and donations are used in furtherance of the
general purposes of the Technology Assessment Act of 1972
(Public Law 92-484; 2 U.S.C. 475(a)(5)).

20,710

17,937

- 1 1
18

20,710

46

Budget authority..

Relation of obligations to outlays:
Obligations incurred, net

A-375

20,710

General and special funds:
EXPENSES

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..
90.00

17,891
4,699
-3,853
-870

20,710
3,877
-4,328

17,867

Outlays..

18,376
3,853
-3,877
18,352

20,259

The Congressional Office of Technology Assessment was created by Public Law 92-484 to equip Congress with new and
effective means for securing competent, unbiased information
concerning the physical, biological, economic, social, and political effects of technological applications; and to serve as an
aid in the legislative assessment of matters pending before
Congress, particularly in those instances where the Federal
Government may be called upon to consider support for, or
management or regulation of, technological applications.
Object Classification (in thousands of dollars)
Identification code 0 9 - 0 7 0 0 - 0 - 1 - 8 0 1

1989 actual

1990

est.

1991

est.

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

7,196
1,687

7,595
2,096

8,254
2,214

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

8,883
1,653
28
312
78
1,640
303
536
3,508
302
648

9,691
1,738
28
343
82
1,688
329
586
3,092
316
483

10,468
1,902
35
361
86
1,786
350
629
4,258
330
505

17,891

18,376

20,710

143
142

143
142

143
142

99.9

Total obligations

Program and Financing (in thousands of dollars)
Identification code

10.00

76-1700-0-1-801

1989 actual

Program by activities:
Total obligations

40

Financing:
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year
39.00
71.00
90.00

1991 est.

1990 est.

-45
5

-48
45

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net

40
40

Outlays..

In cooperation with the Eisenhower World Affairs Institute
in the District of Columbia, the Eisenhower Foundation in
Abilene, Kansas, and such other public or private entities as
the Commission considers appropriate, the Commission plans,
develops, and coordinates observances and activities commemorating the centennial of the birth of Dwight David Eisenhower; and submits recommendations to Congress relating
to a joint meeting of both Houses of Congress to commemorate that centennial.
Object Classification (in thousands of dollars)
Identification code

21.0
23.1
24.0
25.0
99.9

76-1700-0-1-801

1989 actual

1991 est.

1990 est.

7
4

Travel and transportation of persons..
Rental payments to GSA
Printing and reproduction
Other services

22
7

40

Total obligations..

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

U.S. CAPITOL PRESERVATION COMMISSION
Trust Funds
CAPITOL PRESERVATION COMMISSION TRUST FUND

Trust Funds

Program and Financing (in thousands of dollars)

CONTRIBUTIONS AND DONATIONS

Identification code 0 9 - 8 3 0 0 - 0 - 7 - 8 0 1

Program and Financing (in thousands of dollars)
Identification code 0 9 - 8 0 9 4 - 0 - 7 - 8 0 1

10.00

Program by activities:
Total obligations (object class 25.0)..




1989 actual

1990 est.

1991 est.

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance

1989 actual

1990 est.

-7
-11,885

1991 est.

-17
-20,325

U.S. CAPITOL PRESERVATION COMMISSION—Continued
Trust Funds—Continued

A-376

THE BUDGET FOR FISCAL YEAR 1991

CAPITOL PRESERVATION COMMISSION TRUST FUND—Continued

24.40
24.41

Program and Financing (in thousands of dollars)—Continued
Identification code 0 9 - 8 3 0 0 - 0 - 7 - 8 0 1
24.41

1989 actual

U.S. securities: Par value

60.00

1990 est

11,885

Budget authority (appropriation) (permanent,
indefinite)

21,825

20,325

11,892

60.00

1991 €

1,500

8,450

Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

71.00
72.10
72.40
74.10
74.40
90.00

Outlays

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Obligated balance, start of year
Receivables in excess of obligations, end of year
Obligated balance, end of year

Federal Funds

Identification code 0 9 - 8 2 7 5 - 0 - 7 - 8 0 1

Program and Financing (in thousands of dollars)

Program by activities:
Total obligations (object class 41.0)

1990 est

1991 est.

7,500

Financing:
40.00 Budget authority (appropriation)

7,500

656

180

656
-115

656

ZZZ"

66

115

-66

-66

475

656

1989 actual

1990 est.

1991 est

54
5

375
13

375
13

11.9
12.1
21.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

59
13
14
15
1
22
13
43

388
85
37
40
3
58
35
10

388
85
37
40
3
58
35
10

180

656

656

7,500

Total obligations

7,500

90.00

656

Personnel compensation:
Full-time permanent
Other than full-time permanent

99.9

Relation of obligations to outlays.71.00 Obligations incurred, net

7,961

11.1
11.3

PAYMENT TO THE JOHN C. STENNIS CENTER

1989 actual

116

7,665

295

Outlays

116

7,665

Object Classification (in thousands of dollars)

General and special funds:

10.00

Budget authority (appropriation) (permanent,
indefinite)

116

7,665

The principal for this fund was established by the transfer
of $7,500,000 from the appropriation "Payment to the John C.
Stennis Center".

JOHN C. STENNIS CENTER FOR PUBLIC
SERVICE TRAINING AND DEVELOPMENT

Identification code 0 9 - 1 2 0 0 - 0 - 1 - 8 0 1

Unobligated balance available, end of year:
Treasury balance
U.S. securities: Par value

Outlays

TITLE III—GENERAL PROVISIONS

The John C. Stennis Center was established by Public Law
100-458. The purposes of the Center are (1) to increase awareness of the importance of public service, to foster among the
youth of the United States greater recognition and understanding of the role of public service in the development of
the United States, and to promote public service as a career
choice; (2) to provide training and development opportunities
for State and local elected government officials and employees
of State and local governments in order to assist such officials
and employees to become more effective and more efficient in
performing their public duties and to develop their potential
for accepting increased public service opportunities; and (3) to
provide training and development opportunities for those employees of Members of the Congress who perform key roles in
helping Members of Congress serve the people of the United
States. The Center is authorized to develop such programs,
activities, and services as it considers appropriate to carry out
its purposes. The principal amount of $7,500,000 was transferred to the John C. Stennis Center for Public Service Development trust fund.

Trust Funds
JOHN C. STENNIS CENTER FOR PUBLIC SERVICE DEVELOPMENT
Program and Financing (in thousands of dollars)
Identification code 0 9 - 8 2 7 5 - 0 - 7 - 8 0 1

10.00

Program by activities:
Total obligations

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value




1989 actual

180

1990 est.

1991 est.

656

656

-116
-7,665

-116
-7,665

SEC. 301. No part of the funds appropriated in this Act shall be
used for the maintenance or care of private vehicles, except for emergency assistance and cleaning as may be provided under regulations
relating to parking facilities for the House of Representatives issued
by the Committee on House Administration and for the Senate issued
by the Committee on Rules and Administration.
SEC. 302. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
SEC. 303. Whenever any office or position not specifically established by the Legislative Pay Act of 1929 is appropriated for herein or
whenever the rate of compensation or designation of any position
appropriated for herein is different from that specifically established
for such position by such Act, the rate of compensation and the
designation of the position, or either, appropriated for or provided
herein, shall be the permanent law with respect thereto: Provided,
That the provisions herein for the various items of official expenses of
Members, officers, and committees of the Senate and House, and
clerk hire for Senators and Members shall be the permanent law with
respect thereto.
SEC. 304. The expenditure of any appropriation under this Act for
any consulting service through procurement contract, pursuant to 5
U.S.C. 3109, shall be limited to those contracts where such expenditures are a matter of public record and available for public inspection, except where otherwise provided under existing law, or under
existing Executive order issued pursuant to existing law.
SEC. 305. (a) The Architect of the Capitol, in consultation with the
heads of the agencies of the legislative branch, shall develop an
overall plan for satisfying the telecommunications requirements of
such agencies, using a common system architecture for maximum
interconnection capability and engineering compatibility. The plan
shall be subject to joint approval by the Committee on House Administration of the House of Representatives and the Committee on Rules
and Administration of the Senate, and, upon approval, shall be communicated to the Committee on Appropriations of the House of Representatives and the Committee on Appropriations of the Senate. No
part of any appropriation in this Act or any other Act shall be used
for acquisition of any new or expanded telecommunications system

LEGISLATIVE BRANCH
for an agency of the legislative branch, unless, as determined by the
Architect of the Capitol, the acquisition is in conformance with the
plan, as approved,
(b) As used in this section—
(1) the term "agency of the legislative branch" means, the Office
of the Architect of the Capitol, the Botanic Garden, the General
Accounting Office, the Government Printing Office, the Library of
Congress, the Office of Technology Assessment, and the Congressional Budget Office; and
(2) the term "telecommunications system" means an electronic
system for voice, data, or image communication, including any associated cable and switching equipment.
[SEC. 306. (a) Hereafter, notwithstanding the applicable statutes
described in subsection (b), an agency of the legislative branch to
which those statutes apply is authorized to use telecommunications
systems and services provided by the Architect of the Capitol or the
House of Representatives or the Senate under the approved plan
required by section 305 of Public Law 100-202 (101 Stat. 1329-308) if
such systems and services—
(1) have been acquired competitively; and
(2) have been determined by the Architect of the Capitol to be at
least equal in quality to, and not greater in cost than, the systems
and services available under the procurement conducted by the
Administrator of General Services known as "FTS2000".
(b) The applicable statutes described in this subsection are—
(1) section 111 of the Federal Property and Administrative Services Act of 1949; and
(2) the Treasury, Postal Service and General Government Appropriations Act of 1990.
(c) As used in this section, the term "agency of the legislative
branch" means the office of the Architect of the Capitol, the Botanic
Garden, the General Accounting Office, the Government Printing
Office, the Library of Congress, the Office of Technology Assessment,
and the Congressional Budget Office.]
[SEC. 307. The pay for the positions described in section 308(b) of
the Legislative Branch Appropriations Act, 1988, as contained in
section 101(i) of Public Law 100-202—
(1) shall be subject to any applicable adjustment during fiscal
year 1990 under, or by reference to any applicable adjustment
duringfiscalyear 1990 under, subchapter I of chapter 53 of title 5,
United States Code; and
(2) with respect to the position of Assistant Architect of the
Capitol, shall be subject to any recommendation of the President
that, pursuant to section 225 of the Federal Salary Act of 1967 (2
U.S.C. 351 et seq.), takes effect duringfiscalyear 1990.]
SEC. 306. (a) Notwithstanding any other provision of law—
(1) Section 307 of Public Law 101-163 is repealed, and shall be
treated as though it had never been enacted.
(2) Effective on the first day of the first applicable pay period
commencing on or after the date of enactment of this Act, the compensation for the following positions under the Architect of the Capitol
shall hereafter be at an annual rate of basic pay equivalent to the rate
for level 5 of the Senior Executive Service established under section
5382 of title 5, United States Code: the Administrative Assistant, the
Executive Officer, the Director of Engineering, the Budget Officer, the
General Counsel, the Superintendent of the Senate Office Buildings,
the Superintendent of the House Office Buildings, and the Supervising
Engineer of the United States Capitol.
(b) Effective upon enactment of this Act, the Architect of the Capitol
is authorized to fix the compensation of six positions, without regard
to Chapter 51 of Title 5, United States Code, at an annual rate of basic
pay not-to-exceed the rate for level 4 of the Senior Executive Service
established under section 5382 of title 5, United States Code.
SEC. [308.] 307. (a) None of the funds appropriated forfiscalyear
[1990] 1991 by this Act or any other law may be obligated or
expended by any entity of the executive branch for the procurement
from commercial sources of any printing related to the production of
Government publications (including forms), unless such procurement
is by or through the Government Printing Office.
0> Subsection (a) does not apply to (1) individual printing orders
t)
costing not more than $1,000, if the work is not of a continuing or
repetitive nature, (2) printing for the Central Intelligence Agency, the
Defense Intelligence Agency, or the National Security Agency, or (3)
printing from commercial sources that is specifically authorized by
law or is of a kind that has been routinely procured by or through the
Government Printing Office.



TITLE III—GENERAL PROVISIONS-Continued

A-377

(c) As used in this section, the term "printing" means the process of
composition, platemaking, presswork, binding, and microform, and
the end items of such processes.
[SEC. 309. Section 309(a) of title 44, United States Code, is amended
by striking out "not to exceed $3,000 in anyfiscalyear" after "attendance at meetings".]
[SEC. 310. There is established, as a joint office of Congress, the
Special Services Office, which (under the supervision and control of a
board, to be known as the Special Services Board, comprised of the
Clerk of the House of Representatives, the Sergeant at Arms and
Doorkeeper of the Senate, and the Librarian of Congress) shall provide special services to Members of Congress, and to officers, employees, and guests of Congress.]
[SEC. 311. Such sums as may be necessary forfiscalyear 1990 pay
raises for programs funded by this Act shall be absorbed within the
levels appropriated in this Act.]
[SEC. 312. Section 6121(1) of title 5, United States Code, is amended
by inserting "the Government Printing Office," after "military department,". Also, section 6133(c) of such title is amended by inserting
"(1)" after "(c)"; and by adding at the end thereof the following new
paragraph: "(2) With respect to employees in the Government Printing Office, the authority granted to the Office of Personnel Management under this subchapter shall be exercised by the Public Printer.".]
[SEC. 313. (a) The first section of House Resolution 21, NinetyNinth Congress, agreed to December 11, 1985, as enacted into permanent law by section 103 of the Legislative Branch Appropriations Act,
1987 (as incorporated by reference in section 101(j) of Public Law 99500 and Public Law 99-591) (40 U.S.C. 184b) is amended by striking
out "educationally enriching child care" and all that follows through
the end of the section, and inserting in lieu thereof the following:
"educationally enriching child care—
"(1) for children of Members, officers, employees, and support
personnel of the House of Representatives; and
"(2) if places are available after admission of all children who are
eligible under paragraph (1), for children of Senators, children of
officers and employees of the Senate, and children of employees of
agencies of the legislative branch.".
(b) Section 4 of such resolution, as so enacted (40 U.S.C. 184e), is
amended—
(1) in subsection (a), by striking out the second sentence; and
(2) in thefirstsentence of subsection (b), by striking out "to make
the reimbursements required by subsection (a) and".
(c) Section 5 of such resolution, as so enacted (40 U.S.C. 184f), is
amended—
(1) in the matter before paragraph (1), by striking out ", the
term"; and
(2) by striking out paragraphs (1) through (3) and inserting in lieu
thereof the following:
"(1) the term 'employee of the House of Representatives' means
an employee whose pay is disbursed by the Clerk of the House of
Representatives;
"(2) the term 'employee of the Senate' means an employee whose
pay is disbursed by the Secretary of the Senate;
"(3) the term 'Member' means, with respect to the House of
Representatives, a Representative in, or a Delegate or Resident
Commissioner to, the Congress;
"(4) the term 'agency of the legislative branch' means the Office
of the Architect of the Capitol, the Botanic Garden, the General
Accounting Office, the Government Printing Office, the Library of
Congress, the Office of Technology Assessment, the Congressional
Budget Office, and the Copyright Royalty Tribunal; and
"(5) the term 'support personnel' means, with respect to the
House of Representatives, any employee of a credit union or of the
Architect of the Capitol, whose principal duties are to support the
functions of the House of Representatives.".]
[SEC. 314. No department, agency, or instrumentality of the United
States receiving appropriated funds under this Act for fiscal year
1990, shall obligate or expend any such funds, unless such department, agency, or instrumentality has in place, and will continue to
administer in good faith, a written policy designed to ensure that all
of its workplaces are free from the illegal use, possession, or distribution of controlled substances (as defined in the Controlled Substances
Act) by the officers and employees of such department, agency, or
instrumentality. ]
[SEC. 315. Effective in the case of this Act and any subsequent Act
making appropriations for the Legislative Branch, for purposes of the

A—378

TITLE III—GENERAL PROVISIONS—Continued

Balanced Budget and Emergency Deficit Control Act of 1985 (Public
Law 99-177), as amended, or any other Act which requires a uniform
percentage reduction in accounts in this Act and any subsequent Act
making appropriations for the Legislative Branch, the accounts under
the general heading "Senate", and the accounts under the general
heading "House of Representatives", shall each be considered to be
one appropriation account and one "program, project, and activity".]
[SEC. 316. (aXl) Effective January 1, 1990, the total number of
pieces of mail which may be mailed as franked mail under section
3210(d) of title 39, United States Code, during any calendar year by a
Senator entitled to mail franked mail may not exceed an amount
equal to three multiplied by the number of addresses to which such
mail may be delivered in the State from which the Senator was
elected (as determined on the basis of the most recent statistics, from
the United States Postal Service, available prior to such calendar
year). Any mail matter which relates solely to a notice of appearance
or a scheduled itinerary of a Senator in the State from which such
Senator was elected shall not count against the limitation set forth in
the preceding sentence.
(2) Effective January 1, 1990, the total number of pieces of mail
which may be mailed as franked mail under section 3210(d) of title 39,
United States Code, during any calendar year by a Member of the
House of Representatives entitled to mail franked mail may not
exceed an amount equal to three multiplied by the number of addresses to which such mail may be delivered in the area from which
the Member was elected (as determined on the basis of the most
recent statistics, from the United States Postal Service, available
prior to such calendar year). Any mail matter which relates solely to
a notice of appearance or a scheduled itinerary of a Member in the
area from which such Member was elected shall not count against the
limitation set forth in the preceding sentence.
(b) Effective January 1, 1990, a mass mailing (as defined in section
3210(aX6XE) of title 39, United States Code) by a Senator or a Member
of the House of Representatives shall be limited to 2 sheets of paper
(or their equivalent), including any enclosure that—
(1) is prepared by or for the Senator or Member who makes the
mailing; or
(2) contains information concerning, expresses the views of, or
otherwise relates to the Senator or Member who makes the mailing.
(c) Effective October 1, 1989, section 3216 of title 39, United States
Code, is amended by striking out "by a lump sum appropriation to
the legislative branch" and inserting in lieu thereof "by appropriations for the official mail costs of the Senate and the House of
Representatives''. ]
[SEC. 317. At the end of section 3216 of title 39, United States Code,
add the following new subsection:
"(eXl) Not later than two weeks after the last day of each quarter
of the fiscal year, or as soon as practicable thereafter, the Postmaster
General shall send to the Clerk of the House, the House Commission
on Congressional Mailing Standards, the Secretary of the Senate, and
the Senate Committee on Rules and Administration a report which
shall contain a tabulation of the estimated number of pieces and costs
of franked mail, as defined in section 3201 of this title, in each mail
classification sent through the mail for that quarter and for the
preceding quarters in the fiscal year, together with separate tabulations of the number of pieces and costs of such mail sent by the
House and by the Senate.
"(2) Two weeks after the close of the second quarter of the fiscal
year, or as soon as practicable thereafter, the Postmaster General
shall send to the Clerk of the House, the House Commission on
Congressional Mailing Standards, the Committee on House Administration, the Secretary of the Senate, and the Senate Committee on
Rules and Administration, a statement of the costs of postage on, and
fees and charges in connection with, mail matter sent through the
mails as described in subsection (1) of this section for the preceding
two quarters together with an estimate of such costs for the balance
of the fiscal year. As soon as practicable after receipt of this state-




THE BUDGET FOR FISCAL YEAR 1991
ment, the House Commission on Congressional Mailing Standards,
the Committee on House Administration, and the Senate Committee
on Rules and Administration shall consider promulgating such regulations for their respective Houses as may be necessary to ensure that
total postage costs, as described in subsection (1) of this section, will
not exceed the amounts available for the fiscal year.".]
[SEC. 318. Section 3210(aX6) of title 39, United States Code, is
amended—
(1) in subparagraph (AXi) by striking out "is mailed fewer" and
inserting in lieu thereof "is postmarked fewer"; and
(2) in subparagraph (AXiiXII) by striking out "is mailed fewer"
and inserting in lieu thereof "is postmarked fewer";
(3) in subparagraph (c) by striking out "is mailed fewer" and
inserting in lieu thereof "is postmarked fewer"; and
(4) by adding at the end thereof the following new subparagraph:
"(F) For purposes of subparagraphs (A) and (C) if mail matter is of a
type which is not customarily postmarked, the date on which such
matter would have been postmarked if it were of a type customarily
postmarked shall apply.".]
[SEC. 319. (aXl) The Architect of the Capitol shall be appointed by
the President by and with the advice and consent of the Senate for a
term of 10 years.
(2) There is established a commission to recommend individuals to
the President for appointment to the Office of Architect of the Capitol. The Commission shall be composed of—
(A) the Speaker of the House of Representatives,
(B) the President pro tempore of the Senate,
(C) the majority and minority leaders of the House of Representatives and the Senate, and
(D) the chairmen and the ranking minority members of the Committee on House Administration of the House of Representatives
and the Committee on Rules and Administration of the Senate.
The commission shall recommend at least three individuals for appointment to such office.
(3) An individual appointed Architect of the Capitol under paragraph (1) shall be eligible for reappointment to such office.
(b) Subsection (a) shall be effective in the case of appointments
made to fill vacancies in the Office of Architect of the Capitol which
occur on or after the date of the enactment of this Act. If no such
vacancy occurs within the six-year period which begins on the date of
the enactment of this Act, no individual may, after the expiration of
such period, hold such office unless the individual is appointed in
accordance with subsection (a).]
[SEC. 320. Section 119(aX7) of Public Law 100-458 is amended to
read as follows: "To make other necessary expenditures including
official reception and representation expenses.".]
[SEC. 321. For payment to Alison Leland, widow of Mickey Leland,
late a Representative from the State of Texas, $89,500. For payment
to Shelia A. Smith, widow of Larkin Smith, late a Representative
from the State of Mississippi, $89,500.]
SEC. 308. Section 309(a) of title U, United States Code, is amended
by striking out "uniforms, or allowances therefor, as authorized by
section 5901 of Title 5 " and inserting in lieu thereof the following:
"uniforms or uniform allowances "
SEC. 309. Section 1703 of title U, United States Code, is amended by
striking out " the cost to be charged against the appropriation for
printing and binding for Congress" from the first sentence. Section
1707 of such title is amended by striking out "The appropriation for
printing and binding" from the last sentence, and inserting in lieu
thereof the following: "The Revolving Fund". (Legislative Branch Appropriations Act, 1990.)
SEC. 310. Section 303 of title
United States Code, is amended to
read as follows: The annual rate of pay for the Public Printer shall be a
rate which is equal to the rate for level III of the Executive Schedule of
subchapter II of chapter 53 of title 5. The annual rate of pay for the
Deputy Public Printer shall be a rate which is equal to the rate for level
IV of such Executive Schedule.

THE JUDICIARY
SUPREME COURT OF THE UNITED STATES
Federal Funds
General and special funds:
SALARIES A N D

99.9

Program and Financing (in thousands of dollars)
Identification code 1 0 - 0 1 0 0 - 0 - 1 - 7 5 2

1989 actual

1990 est.

1991 est.

10.00

Program by activities:
Total obligations

15,901

17,265

19,224

39.00

Financing:
Budget authority

15,901

17,265

19,224

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

15,901

17,434
-232

19,224

15,901

17,202
63

19,224

15,901
4,492
-4,794
-765

17,265
4,794
-5,205

19,224
5,205
-5,796

14,834

16,854

18,633

14,834

16,799
55

18,625
8

71.00
72.40
74.40
77.00
89.00
90.00
91.20

Appropriation (adjusted)
Supplemental for civilian pay raises
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays
Outlays:
Outlays, excluding pay raise supplemental
Outlays from civilian pay raise supplemental

11.9
12.1
13.0
21.0
22.0
23.3

10-0100-0-1-752

Personnel compensation:
Full-time permanent
Other than full-time permanent
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges




17,265

19,224

319
322

319
335

319
340

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

C A R E OF THE B U I L D I N G A N D

GROUNDS

For such expenditures as may be necessary to enable the Architect
of the Capitol to carry out the duties imposed upon him by the Act
approved May 7, 1934 (40 U.S.C. 13a-13b), [$4,400,000] $3,453,000, of
which [$2,121,0001 $1,106,000 shall remain available until expended [: Provided, That for fiscal year 1990 and hereafter, funds appropriated under this heading shall be available for improvements, maintenance, repairs, equipment, supplies, materials, and appurtenances;
special clothing for workmen; and personal and other services (including temporary labor without regard to the Classification and Retirement Acts, as amended); and for snow removal by hire of men and
equipment or under contract, and for the replacement of electrical
transformers containing polychlorinated biphenyls, both without compliance with section 3709 of the Revised Statutes, as amended (41
U.S.C. 5)J. (40 U.S.C. 13a, 13b, 13e; The Judiciary Appropriations Act,
1990.)

Identification code

10.00

10-0103-0-1-752

Program by activities:
Total obligations

9 actual

1990 est.

1991 est.

2,320

4,229

4,032

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-826
439
198

-439
579

-579

39.00

2,131

4,369

3,453

2,131

4,400
-31

3,453

40.00
40.00

Budget authority
Appropriation
Reduction pursuant to P.L. 99-177

43.00

Appropriation (adjusted)

2,131

4,369

3,453

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

2,320
249
-190
- 6

4,229
190
-351

4,032
351
-304

2,373

4,068

4,079

90.00

Outlays

Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)

11.1
11.3

887
604
351
703

15,901

Total obligations

827
587
333
815

Program and Financing (in thousands of dollars)

The Supreme Court of the United States is the highest
court of our country and stands at the apex of the judicial
branch of our constitutional form of government. The U.S.
Supreme Court is the only constitutionally indispensable
court in the Federal court system of the United States. The
jurisdiction of the Supreme Court is spelled out in the Constitution and allotted by Congress. The funds herein requested
are required to enable the U.S. Supreme Court to carry out its
constitutional and congressionally allotted responsibilities.

Identification code

801
563
429
871

Printing and reproduction
Other services
Supplies and materials
Equipment

EXPENSES

For expenses necessary for the operation of the Supreme Court, as
required by law, excluding care of the building and grounds, including purchase or hire, driving, maintenance and operation of an automobile for the Chief Justice, not to exceed $10,000 for the purpose of
transporting Associate Justices, and hire of passenger motor vehicles
as authorized by 31 U.S.C. 1343 and 1344; [$17,434,000, of which not
to exceed $15,000 shall be available for the procurement of an oil
portrait of former Chief Justice Warren E. Burger to be placed in the
United States Supreme Court Building] not to exceed $10,000 for
official reception and representation expenses; and for miscellaneous
expenses, to be expended as the Chief Justice may approve;
$19,224,000. (28 U.S.C. 1, 5, 4H 412, 671-677; The Judiciary Appropriations Act, 1990.)

43.00
44.20

24.0
25.0
26.0
31.0

1989 actual

10,015
553
10,568
2,097
27
36
13
496

1990 est.

10,967
605
11,572
2,517
27
53
17
517

1991 est.

12,365
666
13,031
2,980
27
56
18
567

Identification code

10-0103-0-1-752

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
23.3
25.0
26.0

Total personnel compensation
Civilian personnel benefits
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials

1989 actual

823

1990 est.

1991 est.

153

901
7
172

978
7
181

976
149
558
593
22

1,080
187
708
2,207
24

1,166
195
708
1,911
27

a-379

A-380

S H K T

1

UMITEI> STATES CON,INUKL

-

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
CARE OF THE BUILDING AND GROUNDS—Continued
Object Classification (in thousands of dollars)—Continued
Identification code 1 0 - 0 1 0 3 - 0 - 1 - 7 5 2

31.0
99.9

1989 actual

1990 est.

1991 est.

22

25

4,229

4,032

33

33

33

30
4

Total obligations..

23

2,320

Equipment

31
4

33
4

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

and oppositions; and appeals under section 71 of the Plant
Variety Protection Act of 1970.
The court also has exclusive jurisdiction of (1) appeals from
interlocutory orders or decrees in cases where the court would
have jurisdiction of the appeal; (2) appeals from interlocutory
orders granting or denying in whole or in part a motion to
transfer an action to the U.S. Claims Court; and (3) appeals
from judgments in civil actions for patent infringement otherwise appealable to the court and final except for accounting.
The court may, in its discretion, permit an appeal from an
interlocutory order of a judge who certifies that there is a
controlling question of law and a substantial ground for difference of opinion thereon, and an immediate appeal may
materially advance the ultimate termination of the litigation.
Object Classification (in thousands of dollars)
Identification code 1 0 - 0 5 1 0 - 0 - 1 - 7 5 2

UNITED STATES COURT OF APPEALS FOR THE
FEDERAL CIRCUIT
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

11.1
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

For salaries of the chief judge, judges, and other officers and employees, and for necessary expenses of the court, as authorized by law,
C$8,830,000] $9,766,000. (5 U.S.C. 5701-5707; 28 U.S.C. 44(a), 45, 46,
48, 372, 456, 462(d), 463, 711-715, 961, 1292 (c) and (d), 1295, 1296; 40 99.9
U.S.C. 490Q); The Judiciary Appropriations Act, 1990.)

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

10-0510-0-1-752

1989 actual

Program by activities:
Total obligations

7,897

Financing:
25.00 Unobligated balance lapsing

1990 est.

1991 est.

8,709

Budget authority

8,300

8,709

9,766

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

8,300

8,830
-121

9,766

7,897

Appropriation (adjusted)

8,300

8,709

9,766

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

7,897
477
-926
11

8,709
926
-1,060

9,766
1,060
-1,191

7,459

8,575

9,766

97
80

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

99
95

103
101

UNITED STATES COURT OF INTERNATIONAL
TRADE
General and special funds:
SALARIES A N D

9,635

The United States Court of Appeals for the Federal Circuit
has exclusive jurisdiction of appeals from final decisions of all
Federal district courts in cases arising under 28 U.S.C. 1338;
35 U.S.C. sections 145 and 146; 28 U.S.C. 1346(a)(2); final decisions of the U.S. Court of International Trade; final decisions
of the U.S. Claims Court; final decisions of the U.S. Court of
Veterans Appeals; final determinations of the U.S. International Trade Commission relating to unfair practices in
import trade made under 19 U.S.C. 1337; findings of the Secretary of Commerce under headnote 6 to schedule 8, part 4, of
the Tariff Schedules of the United States relating to importation of educational or scientific instruments and apparatus;
final orders or decisions of the Merit Systems Protection
Board, final decisions of the General Accounting Office Personnel Appeals Board, and final decisions of all agency Boards
of Contract Appeals; and exclusive jurisdiction over appeals
from final decisions of the Patent and Trademark Office tribunals on patent applications and interferences, trademark applications and interferences, cancellations, concurrent uses,



8,709

Federal Funds

43.00

Outlays

4,974
814
46
2
3,008
105
40
347
53
377

9,766

39.00

90.00

4,260
719
44
2
2,865
100
38
246
51
384

Personnel Summary

403

10.00

1991 est.

3,380
415
27
7
2,821
69
29
598
43
508

Total obligations

Program and Financing (in thousands of dollars)
Identification code

1990 est.

EXPENSES

For salaries of the chief judge and eight judges, salaries of the
officers and employees of the court, services as authorized by 5 U . S . C .
3109, and necessary expenses of the court, as authorized by law,
[$8,272,000] $8,838,000. (5 U.S.C. 5701-5708; 28 U.S.C. 251-57,
372(c)(1), 372(c)(17), 456, 463, 871-873, 961, 1821; 40 U.S.C. 490(j); The
Judiciary Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

10.00

10-0400-0-1-752

Program by activities:
Total obligations

Financing:
25.00 Unobligated balance lapsing

1989 actual

7,769

1990 est.

1991 est.

8,191

8,838

8,838

231

39.00

Budget authority

8,000

8,191

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

8,000

8,272
-81

43.00

Appropriation (adjusted)

8,000

8,191

8,838

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

7,769
224
-372
155

8,191
372
-392

8,838
392
-423

7,776

8,171

8,807

90.00

Outlays

C0URTS 0F A P A S D,STR,CT
PE L-

THE JUDICIARY
The United States Court of International Trade, established
under Article III of the Constitution of the United States, was
created by the Act of October 10, 1980 (94 Stat. 1727), effective
November 1, 1980, as successor to the former United States
Customs Court. The court has original and exclusive jurisdiction of civil actions against the United States, its agencies and
officers, and certain civil actions brought by the United
States, arising out of import transactions and Federal statutes
affecting international trade. The court possesses all the
powers in law and equity of, or as conferred by statute upon,
a district court of the United States, and is authorized to
conduct jury trials. The geographical jurisdiction of the court
is nationwide and trials before the court may be held at any
place within the jurisdiction of the United States. The court
also is authorized to hold hearings in foreign countries. The
principal statutory provisions pertaining to the court are contained in the following sections of title 28 of the United States
Code: Organization, sections 251 to 257; Jurisdiction, sections
1581 to 1585; and Procedures, sections 2631 to 2647.
Object Classification (in thousands of dollars)
Identification code

11.1
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.9

10-0400-0-1-752

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

3,468
586
30
10
3,444
151
23
256
40
183

3,694
667
37
11
3,630
162
26
294
45
272

7,769

Total obligations

3,119
420
23
8
3,398
130
31
255
41
344

8,191

8,838

93
93

93
93

86
86

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment

COURTS OF APPEALS, DISTRICT COURTS, AND
OTHER JUDICIAL SERVICES
Federal Funds
General and special funds:

Program and Financing (in thousands of dollars)
1989 actual

Identification code 1 0 - 0 9 2 0 - 0 - 1 - 7 5 2
Program by activities:
Direct program:
00.01 Court automation support
Salaries of judges
00.02
Salaries of supporting personnel
00.03
Expenses of operation and maintenance of the courts..
00.04
Space and facilities
00.05

1990 est.

1991 est.

125,891
651,368
202,367
243,028

6,840
136,331
714,679
244,577
249,753

11,020
183,571
823,379
311,796
320,854

01.01 Reimbursable program

1,222,654
5,928

1,352,180
44,416

1,650,620
54,700

Total obligations

00.91

Total direct program

1,228,582

1,396,596

1,705,320

Financing:
Offsetting collections from-.
11.00 Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..,
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-966
-940
-4,022
-11,390
-3,314
-35,550
3,100
2,200

-12,806
-2,500
-29,110

-15,100
-2,500
-37,100

500

"500

39.00

1,177,700

1,349,580

1,650,620

1,170,000
7,700

1,346,974

1,643,120

10.00

Budget authority

Budget authority:
Current:
40.00
Appropriation (definite)
40.00
Appropriation (indefinite) (special fund)..
40.00
Reduction pursuant to P.L. 99-177
43.00
44.20
60.00

71.00
72.10
72.40
74.10
74.40
77.00
78.00

Appropriation (adjusted)
Supplemental for civilian pay raises
Permanent:
Appropriation (permanent, indefinite)
fund)

—^0
3 10

-500

-15,747
1,177,700

1,331,227
5,253

1,643,120

13,100

7,500

1,650,620

93,416
11,390
-103,762
-3,000
-11,390

1,352,180
-11,390
103,762
-118,045

-144,099

1,209,308

1,326,507

1,624,566

1,209,308

1,321,254
5,253

1,624,566

(special

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year..
Obligated balance, start of year
Receivables in excess of obligations, end of year....
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

For the salaries of circuit and district judges (including judges of
the territorial courts of the United States), justices and judges retired
from office or from regular active service, judges of the Claims Court,
bankruptcy judges, magistrates, and all other officers and employees
of the Federal Judiciary not otherwise specifically provided for, and
necessary expenses of the courts, as authorized by law,
[$1,287,424,000] $1,643,120,000 (including the purchase of firearms
Outlays..
89.00
and ammunition), of which $61,045,000 shall remain available until
expended for space alteration projects: [.Provided, That such sums as
Outlays:
may be available in the fund established pursuant to 28 U.S.C. 1931 90.00
Outlays, excluding pay raise supplemental
may be credited to this appropriation as authorized by section 407(c) 91.20
Outlays from civilian pay raise supplemental..
of the Judiciary Appropriation Act, 1987 (Public Law 99-591; 100 Stat.
3341-64):] Provided \further\, That of the total amount appropriSUMMARY OF BUDGET AUTHORITY
ated, $500,000 is to remain available until expended for acquisition of
books, periodicals, and newspapers, and all other legal reference ma[in thousands of dollars]
terials, including subscriptions: Provided further, That, notwithstandEnacted/requested:
ing any other provision of law, not to exceed $2,500,000 for expenses
Budget authority
of the Claims Court associated with processing cases under the NaOutlays
tional Childhood Vaccine Injury Act of 1986 shall be reimbursed from Supplemental under existing legislation:
the special fund established to pay judgments awarded under the Act.
Budget authority
(5 U.S.C. 3109, 5701-5707, 5722-5724., 5728, 8334(c), 8339(n); 11 U.S.C.
Outlays
105(c); 18 U.S.C. 3060, 3142(g), 3152-3154, 3401, 3402, 3522(a), 3651,
3654, 3656, 4107(e), 4108(e), 4255; 28 U.S.C. 44, 133-135, 151-158, Total:
171175, 332, 371-375, 456, 460, 462, 463, 602(b), 604, 605, 631-636, 638, Budget authority
Outlays
711-715, 751-753, 755, 771-775, 791, 794-797, 961, 1334(a), 1407, 1821,



A—381

1827, 18281914(a), 1915(b), 1930(a), 1931, 2509(g); 40 U.S.C. 490Q); 41
U.S.C. 114(a); 48 U.S.C. 1424b(a), 1614(a), 1694(bXl); Rules 53, 72, 73,
and 75 F.R. Civ. P.; Rules 5 and 28 F.R. Crim. P.; Rule 706 F.R. Evid.;
Misdemeanor Rules 5 and 7; Rules 2003 and 5007 F.R. Bank. P.; The
Judiciary Appropriations Act, 1990.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $59,550,000 for additional
clerks office personnel, probation and pretrial services personnel,
magistrates and related support personnel, and drug aftercare treatment services necessary to handle the growth in drug and crime
related caseloads in the Federal courts.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)

SALARIES AND EXPENSES*

•See "Detailed Budget Estimates," Subpart B, for additional information.

C UT, AD OHR J D IL SRIE
O RS N TE U I A EV S
C
C

1,222,654

118,045

AND OUTLAYS
1989 actual 1990 est.
1,177,700
1,349,580
1,209,308
1,326,507

1991 est.
1,650,620
1,624,566

22,750
20,764

1,986

1,372,330
1,347,271

1,650,620
1,626,552

1,177,700
1,209,308

A-382

COURTS OF APPEALS, DISTRICT COURTS, AND OTHER JUDICIAL SERVICES—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Personnel Summary

SALARIES AND EXPENSES*—Continued

Funds appropriated under this heading are for the salaries
and benefits of judges and supporting personnel and all operating expenses of the United States courts of appeals, district
courts, bankruptcy courts, and Claims Court and are shown
by activity:
Court automation support—This activity provides the resources necessary for automated docketing and case management, office automation and data communication installation
and support services. The 1991 request includes funds to support additional personnel for the expansion of automated systems in the courts.
Salaries of judges.—This activity includes the salaries and
benefits of all active United States circuit and district judges
(including judges of the territorial courts of the United
States), Claims Court judges, bankruptcy judges, and all justices and judges who have retired from office or from regular
active. service in pursuance of law. The fiscal year 1991 request includes funds for an increase in the number of senior
judges.
Salaries of supporting personnel.—The salaries and benefits
of all other officers and employees of the Federal Judiciary
not otherwise specifically provided for are included under this
activity. It provides for United States magistrates; the administrative and legal aides required to assist the judges and
magistrates in the conduct of hearings, trials, and other judicial functions; and personnel to staff the component offices of
the courts, including the Federal Probation Service. For fiscal
year 1991, funds are included for additional supporting personnel required as a result of increased workload.
Expenses of operation and maintenance of the courts.—
Funds included under this activity are for travel expenses
incurred by judges, magistrates, and supporting personnel in
attending sessions of court or transacting other official business and for relocation expenses, communications, printing,
contractual services, supplies, equipment, and lawbooks. The
fiscal year 1991 request includes funds to support the additional supporting personnel; expansion of the drug dependent
offenders program; and increases in the cost of services, supplies, and equipment.
Space and facilities.—This activity provides for the rental of
space, alterations, and related services for United States court
facilities.

Direct:
Total number of full-time permanent positions:
Circuit judgeships
District judgeships
Claims Court judgeships
Bankruptcy judgeships
Magistrates
Supporting personnel
Total compensable workyears: Full-time equivalent employment

156
575
16
284
294
18,866
19,195

156
575
16
291
307
20,765
20,997

156
575
16
291
329
22,592
22,761

Reimbursable:
Total compensable workyears: Full-time equivalent employment.

13

20

20

DEFENDER

Program and Financing (in thousands of dollars)
Identification code

Object Classification (in thousands of dollars)
Identification code 1 0 - 0 9 2 0 - 0 - 1 - 7 5 2

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
judges)

1989 actual

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations




635,542
43,053
40

765,045
44,000
40

28,156

29,950

31,850

665,366
112,377
456
17,812
1,781
224,540
527
50,738
7,715
64,746
24,994
51,582
20

708,585
148,253
200
21,986
1,989
240,331
773
60,716
7,616
71,050
15,250
75,411
20

840,935
174,423
200
24,186
2,089
268,594

1,222,654
5,928

1,352,180
44,416

1,650,620
54,700

71.00
72.40
74.40
78.00

1,228,582

1,396,596

1,705,320

90.00

(retired

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

Total obligations

1991 e

00.01
00.02
00.03
00.04
00.05

621,977
15,120
113

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
42.0

99.9

1990 est.

806

63,631
8,266
139,517
17,650
110,303
20

SERVICES

For the operation of Federal Public Defender and Community Defender organizations, the compensation and reimbursement of expenses of attorneys appointed to represent persons under the Criminal Justice Act of 1964, as amended, the compensation and reimbursement of expenses of persons furnishing investigative, expert and
other services under the Criminal Justice Act (18 U.S.C. 3006A(e)),
[and] the compensation (in accordance with Criminal Justice Act
maximums) and reimbursement of expenses of attorneys appointed to
assist the court in criminal cases where the defendant has waived
representation by counsel, the compensation of attorneys appointed to
represent jurors in civil actions for the protection of their employment, as authorized by 28 U.S.C. 1875(d), [$86,687,000, and the compensation (in accordance with Criminal Justice Act maximums) and
reimbursement of expenses of attorneys appointed to assist the court
in criminal cases where the defendant has waived representation by
counsel,] and the compensation and reimbursement of travel expenses of guardians ad litem acting on behalf of financially eligible
minor or incompetent offenders in connection with transfers from the
United States to foreign countries with which the United States has a
treaty for the execution of penal sentences $167,580,000, to remain
available until expended as authorized by 18 U.S.C. 3006A(i). (18
U.S.C. 3142(f)(2), 3144, 4109, 4211(c)(1), 4214., 4247(d); 28 U.S.C. 463,
753(f), 1875(d), 1915(b); 40 U.S.C. 490Q); The Judiciary Appropriations
Act, 1990.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $41,373,000, to remain available until expended, for the increased expenses associated with Federal public defender and community defender organizations and private
panel attorneys necessary to handle the growing drug and crime
related caseload of the Federal courts.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)

10.00
17.00
21.40
22.40
24.40

10-0923-0-1-752

Program by activities:
Federal public defenders
Community defender organizations (grants)
Panel attorneys
Transcripts
General administrative expense
Total obligations
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance transferred, net
Unobligated balance available, end of year

1989 actual

1990 est.

1991 e

30,306
12,603
57,305
4,086
200

40,454
19,447
83,000
5,000
500

43,760
24,220
93,300
5,500
800

104,500

148,401

167,580

-56,855
-3,400
43,855
22,000

-22,000

39.00

Budget authority

110,100

126,401

167,580

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

110,100

128,000
-1,599

167,580

110,100

126,401

167,580

104,500
58,407
-1,823
-56,855

148,401
1,823
-3,539

167,580
3,539
-4,692

104,229

146,685

166,427

43.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays.

A-383

THE JUDICIARY

COURTS OF APPEALS, DISTRICT COURTS, AND OTHER JUDICIAL SERVICES—Continued
Federal Funds—Continued

Funds appropriated under this heading provide for the administration and operation of the Criminal Justice Act of 1964
(18 U.S.C. 3006A), as amended, which provides for furnishing
representation for any person financially unable to obtain
adequate representation: (1) who is charged with a felony or
misdemeanor (other than a petty offense, unless the defendant faces the likelihood of loss of liberty), or with juvenile
delinquency, or with a violation of probation; (2) who is under
arrest, when such representation is required by law; (3) who is
entitled to appointment of counsel in parole proceedings
under chapter 311 of title 18, United States Code; (4) who is
subject to a mental condition hearing under chapter 313 of
title 18, United States Code; (5) who is in custody as a material witness; (6) who is entitled to appointment of counsel under
the sixth amendment to the Constitution; (7) who faces loss of
liberty in a case, and Federal law requires the appointment of
counsel; or (8) who is seeking relief under section 2241, 2254,
or 2255 of title 28, United States Code. Representation includes counsel and investigative, expert, and other necessary
services. The appropriation includes funding for the compensation and expenses of court-appointed counsel and persons
providing investigative, expert and other services under the
Act, for the operation of the Federal Defender organizations,
and for the continuing education and training of persons providing representational services under the Act. In addition,
this appropriation is available for the compensation of counsel: (1) appointed pursuant to 5 United States Code Section
3109 to assist the court in criminal cases where the defendant
has waived representation by counsel; and (2) appointed pursuant to 28 United States Code Section 1875 to represent
jurors in civil actions for the protection of their employment.

est rate payable under section 5332 of title 5, United States Code[:
Provided further, That for fiscal year 1990 and hereafter, funds appropriated under this heading shall be available for refreshment of
jurors]. (5 U.S.C. 3109(b); 28 U.S.C. 601 1863(a)(b), 1871; The Judiciary Appropriations Act, 1990.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $4,000,000, to remain available until expended, for the increased cost of grand and petit juries
resulting from the growth in the drug and crime related caseload of
the Federal courts.] (Department of Transportation and Related
Agencies Appropriations Act, 1990.)

11.1
11.3
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
25.0
25.0
25.0
26.0
31.0
41.0
99.9

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent

1990 est.

1991 est.

18,980
754

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services:
Compensation and out-of-pocket expenses of courtappointed counsel
Transcripts
Investigators, interpreters, psychiatrists, and other experts
Other
Supplies and materials
Equipment
Grants, subsidies, and contributions
Total obligations

24,212
962

26,483
1,096

19,734
4,059
705
24
2,300
939
73

25,174
5,957
1,080
31
3,403
1,177
53

27,579
6,581
1,364
34
3,775
1,254
60

53,260
4,086

78,252
5,000

88,211
5,500

4,651
586
179
1,301
12,603

5,525
1 346
250
1,706
19,447

5,955
1,502
305
1,240
24,220

104,500

148,401

FEES OF JURORS A N D

642
507

COMMISSIONERS

764
594

764
673

10-0925-0-1-752

1991 est.

1990 est.

Program by activities:
Jury commissioners
Land commissioners
Grand jurors
Petit jurors

11
78
11,782
40,129

200
11,745
42,052

200
12,100
44,100

10.00

Total obligations

52,000

53,997

56,400

-2,400

-6,400

6,400

7,997

17.00
21.40
22.40
24.40

Financing:
Recovery of prior year obligations.....
Unobligated balance available, start of year
Unobligated balance transferred, net
Unobligated balance available, end of year

-400
-1,000
-4,865
2,400

39.00

Budget authority

48,135

57,997

57,997

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

48,135

58,700
-703

57,997

48,135

57,997

57,997

52,000
2,488
- 2,637
-400

53,997
2,637
-2,322

56,400
2,322
-2,425

51,451

54,312

56,297

71.00
72.40
74.40
78.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

This appropriation provides for the statutory fees and allowances of jurors, refreshments of jurors, and compensation
of land commissioners appointed in condemnation cases pursuant to Rule 71A(h) of the Federal Rules of Civil Procedure.
Budgetary requirements depend largely on the volume and
length of jury trials demanded by the parties to both civil and
criminal actions and the number of grand juries being convened by the courts at the request of United States attorneys.
Object Classification (in thousands of dollars)
Identification code

113
11.3
11.8
11.9
12.1
21.0
23.3
25.0
26.0

10-0925-0-1-752

Personnel compensation:
Other than full-time permanent:
Jury commissioners
Land commissioners
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons (jurors)
Communications, utilities, and miscellaneous charges
Other services (meals and lodging furnished sequestered
jurors)
Supplies and materials

For fees and expenses of jurors as authorized by 28 U.S.C. 1871 and
Total obligations
1876; compensation of jury commissioners as authorized by 28 U.S.C. 99.9
1863; and compensation of commissioners appointed in condemnation
cases pursuant to rule 71A(h) of the Federal Rules of Civil Procedure
Personnel Summary
(28 U.S.C. Appendix Rule 71A(h)); [$54,700,000] $57,997,000, to
remain available until expended: Provided, That the compensation of Total compensable workyears: Full-time equivalent employment
land commissioners shall not exceed the daily equivalent of the high O - 1 9 9 0 - 2 3 Q L 3
250-298


1989 actual

00.01
00.02
00.03
00.04

167,580

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Identification code

43.00

Object Classification (in thousands of dollars)
Identification code 1 0 - 0 9 2 3 - 0 - 1 - 7 5 2

Program and Financing (in thousands of dollars)

1989 actuai

1991 est.

1990 est.

10
73
31,004

190
32,408

190
32,885

31,087
6
19,420
233

32,598
10
19,746
195

33,075
10
21,582
205

923
331

1,124
324

1,186
342

52,000

53,997

56,400

2

2

2

COURTS OF APPEALS, DISTRICT COURTS, AND OTHER JUDICIAL SERVICES—Continued
Federal Funds—Continued

A-384

General and special funds—Continued
FURNITURE AND

t h e b u d g e t f o r f i s c a l y e a r 1991
be responsible for administering elements of the judicial facility security program.

FURNISHINGS

Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code 1 0 - 0 9 3 2 - 0 - 1 - 7 5 2

1989 actual

10.00

Program by activities:
Total obligations (object class 31.0)

21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year

1990 est.

39.00

71.00
72.40
74.40

1991 e

11.1
12.1
21.0
22.0
23.1
23.3
25.0
26.0
31.0

332
-344
332

-332

12
38
-6

332
6
-41

44

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Other services ..
Supplies and materials
Equipment

1990 est.

1991 est.

558
70
31
3
836
36
36,788
44
4,045

846
128
60
2
1,081
62
51,494
34
4,182

884
133
63
2
1,274
65
56,617
35
7,510

42,411

57,889

66,583

17

23

23

16
3

21

23

297

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year..

Identification code 1 0 - 0 9 3 0 - 0 - 1 - 7 5 2

99.9

Total obligations
Personnel Summary

90.00

Outlays..

This no-year appropriation provides for the purchase of furniture and furnishings for judges.

COURT

SECURITY

For necessary expenses, not otherwise provided for, incident to the
procurement, installation, and maintenance of security equipment
and protective services for the United States Courts in courtrooms
and adjacent areas, including building ingress-egress control, inspection of packages, directed security patrols, and other similar activities
as authorized by section 1010 of the Judicial Improvement and Access
to Justice Act (Public Law 100-702); [$43,090,000] $66,583,000, to be
expended directly or transferred to the United States Marshals Service which shall be responsible for administering elements of the Judicial Security Program consistent with standards or guidelines agreed
to by the Director of the Administrative Office of the United States
Courts and the Attorney General. (28 U.S.C. 569(a); 40 U.S.C. 490Q);
The Judiciary Appropriations Act, 1990.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $15,400,000, to provide for
expanded security and protective services for the Federal courts to
handle the increase in drug and crime related judicial proceedings
which require a higher level of security.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

10.00

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1989 actual

10-0930-0-1-752

Program by activities:
Total obligations

42,411

1990 est.

1991

est.

SPECIAL R A I L REORGANIZATION

COURT

Program and Financing (in thousands of dollars)
Identification code

1989 actual

10-0937-0-1-752

10.00

Program by activities:
Total obligations

21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year....

1990 e

1991 est.

54

39.00

Budget authority

71.00
72.40
74.40

-54

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

54
3

Outlays

Funds appropriated under this heading are for salaries and
expenses of the special court established by the Rail Reorganization Act of 1973, as amended by Public Law 95-199. Continued funding of the special court will be from the appropriation "Salaries and Expenses" once the available funds in this
account have been exhausted.

57,889

66,583

41,423

57,889

66,583

Identification code

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

41,423

58,490
-601

66,583

11.1
12.1

43.00

Appropriation (adjusted)

41,423

57,889

66,583

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

42,411
20,108
-16,633
358

57,889
16,633
-22,692

66,583
22,692

-26,101

51,830

63,174

Financing:
22.40 Unobligated balance transferred, net
25.00 Unobligated balance lapsing
39.00

90.00

-1,000
12

Budget authority

Outlays

.*.

46,244

Object Classification (in thousands of dollars)

99.9

1989 actual

10-0937-0-1-752




1991 est.

47
7

Personnel compensation: Full-time permanent..
Civilian personnel benefits

54

Total obligations..
Personnel Summary

Total compensable workyears: Full-time equivalent employment..

REGISTRY

This appropriation provides for the necessary expenses of
security and protective services for the United States Courts
in courtrooms and adjacent areas, including building ingressegress control, inspection of packages, directed security patrols, and other similar activities, to be expended directly or
transferred to the United States Marshals Service which shall

1990 est.

ADMINISTRATION

Program and Financing (in thousands of dollars)
Identification code

10.00

10-5101-0-2-752

Program by activities:
Total obligations (object class 25.0)..

1989 actual

1990 est.

9,744

1991 est.

12,000

A M ITAIE OF E O T E U IE statkcourts
D I SRT
N V FI F H N D
C
T

the judiciary

21.40
24.40
39.00

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

2,038

71.00
90.00

8,000

12,000

8,000

12,000

9,744

12,000

9,744

Budget authority:
Current:
40.00
Appropriation (indefinite) (special fund).
Permanent:
60.00
Appropriation (indefinite) (special fund).

-294
294

1,230

Budget authority

-2,038
294

12,000

1,230

Relation of obligations to outlays:
Obligations incurred, net

-809

Outlays

This schedule reflects funds available to the Federal Judiciary, pursuant to Public Law 100-459, which provides that any
funds collected by the Judiciary as a charge for services in
administering accounts kept in a courts registry shall be deposited into this account.

ADMINISTRATIVE OFFICE OF THE UNITED
STATES COURTS
Federal Funds

77.00
90.00

Adjustments in expired accounts..
33,675

Outlays

Object Classification (in thousands of dollars)

00.01
00.02
00.03
00.04
00.05
00.91
01.01

Program by activities:
Direct program:
Executive direction
Planning, evaluation and statistics
Program management
Administration
Automation and technology
Total direct program
Reimbursable program - Court automation support

1989 actual

1990 est.

1991 est.

6,547
13,293
10,995

3,943
4,656
8,152
15,074
1,845

4,507
5,322
9,318
17,231
2,109

35,560
242

33,670
8,055

38,487
11,035

35,802

41,725

49,522

Financing:
11.00 Offsetting collections from: Federal funds
22.40 Unobligated balance transferred, net
25.00 Unobligated balance lapsing

-242
-2,000
40

-8,055

-11,035

39.00

33,600

33,670

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

33,600

33,670

21,178
415
303

18,735
368
316

21,643
415
345

19,419
2,995
970
86
3,710
1,369
33
3,102
459
1,525
1

22,403
3,587
1,245
90
3,880
1,356
64
3,793
525
1,542

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

35,560
242

33,670
8,055

38,487
11,035

35,802

41,725

49,522

617

614

614

559
9

523
3

575
3

164
144

215
209

43.00

33,600

33,670

Total obligations

Direct:
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

38,487

Budget authority

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year




Reimbursable:
Total number of full-time positions
Total compensable workyears: Full-time equivalent employment.

STUDY OF CONSTRUCTION OF OFFICE

33,670
4,697
-5,068

38,487
5,068
-6,556

BUILDING

Program and Financing (in thousands of dollars)
Identification code

35,560
2,803
-4,697

1

Personnel Summary

38,487

Total obligations

1991 est.

Equipment
Insurance claims and indemnities

38,487

10.00

1990 est.

21,896
3,178
784
67
3,748
1,034
31
2,035
726
2,059
1

99.9
4,725

1989 actual

31.0
42.0

Program and Financing (in thousands of dollars)
10-0927-0-1-752

36,999

EXPENSES

Identification code 1 0 - 0 9 2 7 - 0 - 1 - 7 5 2
For necessary expenses of the Administrative Office of the United
States Courts as authorized by law, including travel as authorized by
Direct obligations:
31 U.S.C. 1345, hire of a passenger motor vehicle as authorized by 31
Personnel compensation:
U.S.C. 1343(b), advertising and rent in the District of Columbia and
11.1
Full-time permanent
elsewhere, [$33,670,000] $38487,000, of which an amount not to
11.3
Other than full-time permanent
exceed $10,000 is authorized for official reception and representation 11.5
Other personnel compensation
expenses: Provided, That notwithstanding the provisions of 28 U.S.C.
11.9
Total personnel compensation
602(a) and subchapter III of chapter 53 of title 5, the Director may
12.1
Civilian personnel benefits
adjust the compensation of employees of the Administrative Office at
21.0
Travel and transportation of persons
GS grades 16, 17 or 18 as he may deem necessary, provided that the
22.0
Transportation of things
compensation paid to any such employee shall not exceed the annual
Rental payments to GSA
rate of basic pay of Executive Level V. (5 U.S.C. 5108(c)(1), 5402, 5403; 23.1
23.3
Communications, utilities, and miscellaneous charges...
28 U.S.C. 332, 463, 601-606, 611, 621(a)(3), 628, 634, 635, 638, 1827,
24.0
Printing and reproduction
1828; 31 U.S.C. 1105(b); 18 U.S.C. 2519(3), 4255; 40 U.S.C. 490Q); 2
25.0
Other services
D.C.C. 2226(b), 2227; The Judiciary Appropriations Act, 1990.)
26.0
Supplies and materials

Identification code

33,299

The Office, pursuant to section 604 of title 28, United States
Code, under the supervision and direction of the Judicial Conference of the United States, is responsible for the administration of the U.S. courts, including the probation and bankruptcy system. The principal functions consist of providing staff
and services for the courts; conducting a continuous study of
the rules of practice and procedure in the Federal courts;
examining the state of dockets of the various courts; compiling and publishing statistical data concerning the business
transacted by the courts; and administering the Judicial Survivors Annuity System under title 28, United States Code,
section 376. The Office also is responsible for the preparation
and submission of the annual budget estimates as well as
supplemental and deficiency estimates; the disbursement of
and accounting for moneys appropriated for the operation of
the courts, the Public Defender Service for the District of
Columbia and the Federal Judicial Center; the audit and examination of accounts; the purchase and distribution of supplies and equipment; providing automated data processing
services; and for securing adequate space for occupancy by the
courts and for such other matters as may be assigned by the
Supreme Court and Judicial Conference of the United States.

General and special funds:
SALARIES A N D

^-385

21.40
22.40
39.00

10-0940-0-1-752

Financing:
Unobligated balance available, start of year..,
Unobligated balance transferred, net
Budget authority

1989 actual

-663
663

1990 est.

1991 est.

garW*£E

A-386

"

t h e un,ted s t a t e s c0urts

-°,"ti"ued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Identification code 1 0 - 0 9 4 0 - 0 - 1 - 7 5 2

1989 actual

1990 est.

895
275
705

12,485

15,866

98

98

108

107
1

Total obligations

705
261
435

107
1

117
1

Other services
Supplies and materials
Equipment (including library)

99.9

Program and Financing (in thousands of dollars)—Continued

709
377
577
11,640

25.0
26.0
31.0

STUDY OF CONSTRUCTION OF OFFICE BUILDING—Continued

1991 est.

Personnel Summary
Relation of obligations to outlays:
71.00 Obligationsincurred.net
90.00

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Outlays..

This schedule reflects the transfer of funds to the account
"Judiciary Office Building Development and Operations
Fund".

BICENTENNIAL EXPENSES, THE JUDICIARY
Federal Funds
General and special funds:

FEDERAL JUDICIAL CENTER

BICENTENNIAL ACTIVITIES

Federal Funds

Program and Financing (in thousands of dollars)

General and special funds:
Identification code

SALARIES AND EXPENSES

10-0933-0-1-808

9 actual

For necessary expenses of the Federal Judicial Center, as authorProgram by activities:
ized by Public Law 90-219, [$12,648,000] $15,866,000\ of which an
10.00 Total obligations
amount not to exceed $5,000 is authorized for official reception and
Financing:
representation expenses. (The Judiciary Appropriations Act, 1990.)
17.00
21.40
24.40

Program and Financing (in thousands of dollars)
Identification code 1 0 - 0 9 2 8 - 0 - 1 - 7 5 2

Program by activities:
00.01 Administration and support services
00.02 Education and training
00.03 Research and systems development
10.00

1989 actual

1990 est.

1991 est.

3,294
5,274
3,072

3,593
5,833
3,059

3,894
8,508
3,464

12,485

15,866

1990 est.

194

1991 est.

194
1
-155

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

-304

913
155
-849

304
849
-917

219

236

Budget authority

71.00
72.40
74.40
78.00

-1,217
304

40

39.00

304

-1,411
1,217

Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

913

Total obligations.

11,640

Financing:
22.40 Unobligated balance transferred, net

-440

39.00

Budget authority

11,200

12,485

15,866

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

This account is for expenses incurred by the Judiciary for
the observance of the Bicentennial of the U.S. Constitution.

11,200

12,648
-163

15,866

Object Classification (in thousands of dollars)

11,200

12,485

15,866

11,640
1,979
-2,241

12,485
2,241
-2,372

15,866
2,372
-3,015

11,377

12,354

15,223

43.00
71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

90.00

Identification code 1 0 - 0 9 3 3 - 0 - 1 - 8 0 8

21.0
22.0
24.0
25.0
26.0
31.0
99.9

This appropriation provides for the operation of the Federal
Judicial Center which was established by the act of December
20, 1967, Public Law 90-219 (81 Stat. 664). The Center is
charged with the responsibility for furthering the development and adoption of improved judicial administration in the
courts of the United States.
Object Classification (in thousands of dollars)
Identification code 1 0 - 0 9 2 8 - 0 - 1 - 7 5 2

1989 actual

1990 est.

1991 est.

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

3,952
383

4,327
419

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction

4,335
825
3,439
43
860
387
88

4,746
949
3,885
60
876
346
222

5,548
1,213
5,579
63
919
440
229




1989 actual

Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

1
15
79
55
7
37

5
71
372
259
33
174

2
24
123
86
11
58

194

Total obligations

913

304

JUDICIAL RETIREMENT FUNDS
PAYMENT TO JUDICIAL OFFICERS' RETIREMENT [ F U N D ]
JUDICIAL

SURVIVORS'

ANNUITY

AND

FUNDS

For payment to the Judicial Officers' Retirement Fund as authorized by Public Law 100-659, and to the Judicial Survivors Annuity
Fund, as authorized by Public Law 99-336, [$6,500,000] $5,000,000.
(The Judiciary Appropriations Act, 1990.)

5,058
490

11.9
12.1
21.0
22.0
23.1
23.3
24.0

Outlays

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
10.00

10-0941-0-1-752

Program by activities:
Payment to Judicial Officers Retirement Fund
Payment to Judicial Servivors Annuities Fund
Total obligations (object class 25.0)

9 actual

1990 e

1991 est.

2,300

3,928
2,500

5,000

2,300

6,428

5,000

THE JUDICIARY

39.00

Financing:
Budget authority..

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

43.00
71.00

A-387

GENERAL PROVISIONS—THE JUDICIARY

2,300

5,000

24.40
24.41

2,300

6,500
-72

5,000

60.00

2,300

6,428

5,000

71.00

2,300

6,428
6,428

5,000

90.00

Relation of obligations to outlays:
Obligations incurred, net

Unobligated balance available, end of year:
Treasury balance
U.S. securities: Par value

5,000

2,300

Appropriation (adjusted)

6,428

Relation of obligations to outlays:
Obligations incurred, net
Outlays

354
155,238

354
169,124

15,760

19,539

18,651

4,276

4,536

4,765

4,276

Appropriation (permanent, indefinite)

271
140,318

4,536

4,765

This appropriation request would provide funds necessary
to pay an annuity for participants' surviving widows and
dependent children pursuant to Public Law 99-336 and the
retirement annuities of bankruptcy judges and magistrates
pursuant to Public Law 100-659.

The Judicial survivors' annuities fund (section 376 of title
28, United States Code) was established to receive sums deducted and withheld from salaries of justices, judges, the Director of the Federal Judicial Center, and the Director of the
Administrative Office of the U.S. Courts who have elected to
bring themselves within the purview of the above section as
well as amounts received from said judges covering Federal
civilian service prior to date of election.
This fund provides an annuity for participants' surviving
widows and dependent children.

Trust Funds

Object Classification (in thousands of dollars)

90.00

Outlays

JUDICIAL OFFICERS' RETIREMENT FUND

Identification code

Identification code

Program and Financing (in thousands of dollars)

42.0
44.0

10-8122-0-7-602

1989 actual

1990 est.

10.00

Total obligations (object class 42.0)...

Financing:
Unobligated balance available, start of year:
Treasury balance
21.40
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
Treasury balance
24.40
24.41
U.S. securities: Par value
39.00

Budget authority

53

636

53

636

4,954

-192
-1,943

-527
-5,343

192
1,943

527
5,343

1,832
4,800

2,188

4,371

5,716

4,000
371

5,000
716

4,371

5,716

2,300
-112

43.00

2,188

60.00
60.00
63.00

Appropriation (adjusted)..

71.00
90.00

Relation of obligations to outlays:
Obligations incurred, net

53

636

4,954

53

Outlays..

636

4,954

This fund provides judicial officers' annuities pursuant to
Public Law 100-659.

JUDICIAL SURVIVORS' ANNUITIES FUND

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
10.00

10-8110-0-7-602

Program by activities:
Annuities
Claims and other expenses
Total obligations

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value




1990 est.

1991 est.

4,225
51

4,422
114

4,651
114

Total obligations

4,276

4,536

4,765

4,954

Budget authority:
Current:
40.00
Appropriation (definite)
40.00
Appropriation (indefinite)..
Appropriation (adjusted)..
Permanent:
Appropriation (definite)
Appropriation (indefinite)

Insurance claims and indemnities
Refunds

1989 actual

1991 e

99.9
Program by activities:
00.01 Annuities
00.02 Claims and other expenses..

10-8110-0-7-602

1989 actual

1990 est.

1991 est.

4,225
51

4,422
114

4,651
114

4,276

4,536

4,765

-749
-128,356

-271
-140,318

-354
-155,238

GENERAL PROVISIONS—THE JUDICIARY
The following sections are proposed for deletion and do not appear
below:
SEC. 403. Prohibition of restrictions on the issuance bankruptcy
notices to creditors and other interested parties.
SEC. 404. Provides for fees associated with bankruptcy notices,
and the establishment of the Judiciary Automation
Fund.
SEC. 406. Relates to amending fee amounts and prescribing fees
on motions.
SEC. 401. Appropriations and authorizations made in this title
which are available for salaries and expenses shall be available for
services as authorized by 5 U . S . C . 3109.
SEC. 402. Appropriations made in this title shall be available for
salaries and expenses of the Temporary Emergency Court of Appeals
authorized by Public Law 92-210 and the Special Court established
under the Regional Rail Reorganization Act of 1973, Public Law 93236.
[JUDICIARY AUTOMATION

FUND]

SEC. [405] 403. Appropriations made in this title which are available for salaries and expenses shall be available, notwithstanding the
limitations in 31 U.S.C. section 1345, for the Judicial Conference of
the United States to sponsor and host the Fifth International Appellate Judges Conference in the United States, provided that an amount
shall be available only if the Appropriations Committees of both
Houses of Congress are notified fifteen days in advance of any obligation or expenditure. The Judicial Conference may supplement such
appropriations with other funds made available by any department or
agency for the purposes of technical foreign aid, educational and
cultural programs with the people of foreign countries, or commemorating the bicentennial anniversary of the United States Constitution
and the Bill of Rights, provided that any supplementation shall be
only for the expenses of the Fifth International Appellate Judges
Conference. The Director of the Administrative Office may also
accept and utilize gifts of funds, to be deposited as a special deposit
account in the Treasury, for the expenses of the Fifth International
Appellate Judges Conference for reimbursement of appropriations or
direct expenditure, provided that any unexpended balance of the
special deposit account shall be returned to the donor or donors. For
the purpose of the conference, the Director is authorized to pay for
local travel and incidental expenses of foreign participants and dependent members of their immediate household, to pay for per diem
to such persons in lieu of subsistence at rates prescribed by the
Director, and to conduct and pay for the activities set forth in subsec-

A-388

GENERAL PROVISIONS—THE JUDICIARY—Continued

THE BUDGET FOR FISCAL YEAR 1991

ment. These fees may distinguish between classes of persons, and shall
provide for exempting persons or classes of persons from the fees, in
order to avoid unreasonable burdens and to promote public access to
tions (1), (2), (9), (15), and (18) of section 804 of the United States
such information. The Director, under the direction of the Judicial
Information and Educational Exchange Act of 1948, as amended (22
Conference of the United States, shall prescribe a schedule of reasonaU.S.C. section 1474). Appropriations for commemorating the bicentenble fees for electronic access to information which the Director is
nial or for salaries and expenses of the Judiciary shall not be made
required to maintain and make available to the public.
available by this section for the travel and incidental expenses of
(b) The Judicial Conference and the Director shall transmit each
dependents. Nothing in this section precludes payment for the travel
and other expenses of foreign participants and their dependents by schedule of fees prescribed under paragraph (a) to the Congress at least
30 days before the schedule becomes effective. All fees hereafter collectany other department or agency, or by the Director on their behalf,
ed by the Judiciary under paragraph (a) as a charge for services
as authorized by law.
SEC. 404. (A) The Judicial Conference shall prescribe reasonable fees, rendered shall be deposited as offsetting collections to the Judiciary
pursuant to sections 1913, 1914, 1926, and 1930 of Title 28, United Automation Fund pursuant to 28 U.S.C. 612(cXlXA) to reimburse exStates Code, for collection by the courts under those sections for access penses incurred in providing these services. (The Judiciary Appropriations Act, 1990.)
to information available through automatic data processing equip[JUDICIARY




AUTOMATION

FUND]—Continued

EXECUTIVE OFFICE OF THE PRESIDENT
COMPENSATION OF THE PRESIDENT

Program and Financing (in thousands of dollars)
Identification code

Federal Funds
General and special funds:

10.00

COMPENSATION OF THE PRESIDENT

For compensation of the President, including an expense allowance
at the rate of $50,000 per annum as authorized by 3 U.S.C. 102;
$250,000: Provided, That none of the funds made available for official
expenses shall be expended for any other purpose and any unused
amount shall revert to the Treasury pursuant to section 1552 of title
31 of the United States Code: Provided further, That none of the
funds made available for official expenses shall be considered as
taxable to the President. (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 0 1 - 0 - 1 - 8 0 2

1989 actual

1990 est.

1991 est.

11-0110-0-1-802

1989 actual

Program by activities:
Total obligations

27,911

Financing:
25.00 Unobligated balance lapsing

1990 est.

1991 est.

30,232

32,799

39

39.00

Budget authority

27,950

30,232

32,799

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

27,950

30,639
-407

32,799

27,950

30,232

32,799

27,911
3,343
-3,759
-219

30,232
3,759
-4,008

32,799
4,008
-4,288

27,276

29,983

32,519

43.00

Appropriation (adjusted)

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

00.01
00.02

Program by activities:
Compensation of the President
Expenses

200
26

200
50

200
50

90.00

10.00

Total obligations

226

250

250

These funds provide the President with staff assistance and
provide administrative services for the direct support of the
President.

250

250

250

Object Classification (in thousands of dollars)

226

250
15
-15

250
15
-15

250

250

Financing:
25.00 Unobligated balance lapsing
40.00

71.00
72.40
74.40
77.00
90.00

24

Budget authority (appropriation).

Identification code

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

-15
5

Outlays

216

These funds provide for the compensation of the President
and for official expenses.
Object Classification (in thousands of dollars)
Identification code

11.1
25.0
99.9

Outlays

11-0001-0-1-802

1989 actual

Personnel compensation: Full-time permanent
Other services

1990 est.

1991 est.

200
50

200
50

226

Total obligations

200
26

250

250

11-0110-0-1-802

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

13,730
798
36
417

14,215
1,039
62
982

15,438
1,089
66
1,033

11.9
12.1
21.0
21.0
22.0
23.1
23.3
24.0
25.0
25.0
26.0
31.0

Total personnel compensation...
Civilian personnel benefits
Travel of the President
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Official entertainment
Supplies and materials
Equipment

14,981
2,927
89
538
20
3,726
2,416
902
1,067
8
559
628

16,298
3,031
100
675
20
3,940
2,651
883
1,120
20
447
1,047

17,626
3,342
100
800

27,911

30,232

32,799

313

338

338

362
1

381
2

381
2

99.9

Total obligations

22

4,124
2,683
968
1,260

20

479
1,375

Personnel Summary

THE WHITE HOUSE OFFICE
Federal Funds

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

General and special funds:
SALARIES AND EXPENSES

EXECUTIVE RESIDENCE AT THE WHITE HOUSE
For necessary expenses for the White House as authorized by law,
including not to exceed $3,850,000 for services as authorized by 5
Federal Funds
U . S . C . 3109 and 3 U . S . C . 105; including subsistence expenses as authorized by 3 U . S . C . 105, which shall be expended and accounted for General and special funds:
as provided in that section; hire of passenger motor vehicles, newspaOPERATING EXPENSES
pers, periodicals, teletype news service, and travel (not to exceed
$100,000 to be expended and accounted for as provided by 3 U . S . C .
For the care, maintenance, repair and alteration, refurnishing, im103); not to exceed $20,000 for official entertainment expenses, to be provement, heating and lighting, including electric power and fixavailable for allocation within the Executive Office of the President; tures, of the Executive Residence at the White House and official
[$30,639,000] $32,799,000. (Executive Office Appropriations Act, 1990.) entertainment expenses of the President; [$6,898,000, of which



A-389

A-390

™ 5 £

A

T

™E

WH TE H0USE CWTINUED

'

-

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

OFFICIAL RESIDENCE OF THE VICE
PRESIDENT

OPERATING EXPENSES—Continued

$800,000 for the replacement of exterior windows of the Executive
Federal Funds
Residence shall] $7,293,000, of which $500,000 for the rehabilitation
of the White House kitchens shall remain available until expended, to General and special funds:
be expended and accounted for as provided by 3 U.S.C. 105, 109-110,
OPERATING EXPENSES
112-114 [and of which $125,000 shall remain available until expendFor the care, maintenance, repair and alteration, refurnishing, imed for refurbishment of furniture]. (Executive Office Appropriations
provement, heating and lighting, including electric power and fixAct, 1990.)
tures, of the official residence of the Vice President, the hire of
passenger motor vehicles, and not to exceed [$75,000] $90,000 for
Program and Financing (in thousands of dollars)
official entertainment expenses of the Vice President, to be accounted
for solely on his certificate; [$578,000] $626,000: Provided, That adIdentification code 1 1 - 0 2 1 0 - 0 - 1 - 8 0 2
1989 actual
1990 est.
1991 est.
vances or repayments or transfers from this appropriation may be
made to any department or agency for expenses of carrying out such
Program by activities:
activities. (Executive Office Appropriations Act, 1990.)
00.01 Direct program
5,696
6,795
7,693
01.01 .Reimbursable program
10.00

1,104

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

1,450

1,544

6,800

Total obligations

3,245

9,237

Identification code 1 1 - 0 2 1 1 - 0 - 1 - 8 0 2
-730
-374
-635
635
2

—618
—853
-635
655

5,698

Budget authority

Program and Financing (in thousands of dollars)

6,815

-1,004
-540
-655
255

21

Program by activities:
Total obligations

6,898
-83

7,293

43.00

5,698

6,815

10

5,696
1,670
-1,095
- 4

6,774
1,095
-1,227

7,693
1,227
-1,060

6,266

Outlays

6,644

7,860

These funds provide for the care, maintenance, and operation of the Executive Residence.

11.1
11.5
11.9
12.1
21.0
23.3
24.0
25.0
26.0
31.0

1989 actual

Direct obligations-.
Personnel compensation:
Full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment...

1990 est.

1991 est.

3,014
725

3,249
717

3,595
990

3,739
517
10
189
4
443
710
84

3,966
548
7
278

4,585
605
8
460

1,266
609
121

1,325
603
107

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

5,696
1,104

6,795
1,450

7,693
1,544

99.9

Totai obligations

6,800

8,245

574

626

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

258

578
-4

626

258

574

626

248
138
- 135
3

574
135
-239

43.00

Appropriation (adjusted)

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00

254

Outlays




470

609

Object Classification (in thousands of dollars)
1989 actual

11.1
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
99.9

1990

est.

1991

est.

Total obligations

33
8
4

33
11
5

24
2
139
3
35

32
5
444
31

41
10
7
1
40
5
492
15
15

248

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

574

626

1

1

1
1

1

12

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1

1

Trust Funds
DONATIONS FOR THE OFFICIAL RESIDENCE OF THE VICE PRESIDENT

Personnel Summary

Reimbursable:
Total compensable workyears: Full-time equivalent employment.

626
239
-256.

These funds provide for the care, maintenance, and operation of the Vice President's official residence.

9,237

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

626

258

Identification code 1 1 - 0 2 1 1 - 0 - 1 - 8 0 2

Object Classification (in thousands of dollars)
Identification code 1 1 - 0 2 1 0 - 0 - 1 - 8 0 2

574

Budget authority

7,293

90.00

1991 €

39.00

5,698

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

1990 est.

248

Financing:
25.00 Unobligated balance lapsing

10.00

7,293

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

1989 actual

Program and Financing (in thousands of dollars)
94

95

97

90
16

95
16

97
16

Identification code 1 1 - 8 2 4 1 - 0 - 7 - 8 0 2
10.00

3

3

3

Program by activities:
Total obligations

14.00

Financing:
Offsetting collections from: Non-Federal sources

1989 actual

-175

1990 est.

1991 est.

17.00
21.90
24.90
39.00
7i.OO
72.90
74.90
78.00
90.00

Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

ANAGEMENTfSrKA-391

0FM

0ff,ce

executive office of t h e president

159

-159
159

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year: Fund balance..
Adjustments In unexpired accounts

99.0
99.0

Subtotal direct obligations..
Reimbursable obligations

2,187

2,303

2,587

99.9

-159
159

Total obligations..

2,194

2,303

2,587

22

24
24

26
26

Personnel Summary

-175
16

16

-16

-16

-16

16

Outlays

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment...

23

-175

COUNCIL OF ECONOMIC ADVISERS
SPECIAL ASSISTANCE TO THE PRESIDENT

Federal Funds
General and special funds:

Federal Funds
General and special funds:

SALARIES AND EXPENSES

SALARIES AND EXPENSES

For necessary expenses to enable the Vice President to provide
assistance to the President in connection with specially assigned functions, services as authorized by 5 U . S . C . 3 1 0 9 and 3 U . S . C . 106, including subsistence expenses as authorized by 3 U . S . C . 106, which shall be
expended and accounted for as provided in that section; and hire of
passenger motor vehicles; [ $ 2 , 3 3 5 , 0 0 0 ] $2,587,000. (Executive Office
Appropriations Act, 1990.)

11-1454-0-1-802

1989 actual

1S90 est.

1991

est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program

2,187
7

2,303

2,587

10.00

2,194

2,303

2,587

Total obligations

Financing:
11.00 Offsetting collections from: Federal Funds
25.00 Unobligated balance lapsing
39.00

- 7
12
2,303

2,587

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

2,199

2,335
-32

2,587

43.00

Appropriation (adjusted)

2,199

2,303

2,587

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

2,187
382
-335
-108

2,303
335
-347

2,587
347
-377

2,126

2,291

2,557

Outlays

Identification code

These funds are to be used by the Vice President to carry
out responsibilities assigned him by the President and by
various statutes.

Program by activities:
Total obligations

25.00

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than fuil-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment




1989 actual

1989 actual

Financing:
Unobligated balance lapsing

2,781

1990 est.

1991

est.

2,865

3,064

6

39.00

Budget authority

2,787

2,865

3,064

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

2,787

2,906
-41

3,064

Appropriation (adjusted)

2,787

2,863

3,064

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

2,781
276
-340

2,865
340
-348

3,064
348
-368

2,857

3,044

90.00

1990 est.

1991

est.

1,000
5
3

1,040

1,185

1,008
188
159
5
486
159
15
84
57
26

1,040
179
160
6
628
165
7
70
33
15

1,185
211
200
7
596
171
18
85
55
59

Outlays

- 2

2,715

The Council of Economic Advisers analyzes the national
economy and its various segments, advises the President on
economic developments, recommends policies for economic
growth and stability, appraises economic programs and policies of the Federal Government, and assists in preparation of
the annual Economic Report of the President to Congress.
Object Classification (in thousands of dollars)
Identification code 1 1 - 1 9 0 0 - 0 - 1 - 8 0 2

Object Classification (in thousands of dollars)
identification code 1 1 - 1 4 5 4 - 0 - 1 -

11-1900-0-1-802

43.00

2,199

90.00

Budget authority

Program and Financing (in thousands of dollars)

10.00

Program and Financing (in thousands of dollars)
Identification code

For necessary expenses of the Council in carrying out its functions
under the Employment Act of 1 9 4 6 ( 1 5 U.S.C. 1021); [ $ 2 , 9 0 6 , 0 0 0 ]
$3,064,000. (Executive Office Appropriations Act, 1990.)

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1,274
106
56
337

1,458
40
50
262

1,554
41
50
262

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1,773
240
43
2
351
95
62
72
47
96

1,810
316
43
1
386
95
90
60
30
34

1,907
334
49
i

2,781

2,865

3,064

99.9

Total obligations

403
95
90
75
40
70

IK2J3SS

A-392

ADVISERS CO ,IMED

~ "

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

Object Classification (in thousands of dollars)

SALARIES AND EXPENSES—Continued

Identification code 1 1 - 1 4 5 3 - 0 - 1 - 8 0 2

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

26
31
2

38

2

38

2

COUNCIL ON ENVIRONMENTAL QUALITY AND
OFFICE OF ENVIRONMENTAL QUALITY

11.1
11.3
11.8
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.0
99.0

Federal Funds
General and special funds:

99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Special personal services payments

1990 est.

1991 est.

440
32
18

1,540
302
70

1,465

2,780

941

1,465

2,780

20
20

Total obligations

959
218
51
10
107
35
30
35
10
10

845
96

Subtotal, direct obligations
Reimbursable obligations

1,540

490
77
16
6
86
22
26
37
18
67

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

959

34
34

20

178
55
45
545
15
10

COUNCIL ON ENVIRONMENTAL QUALITY AND OFFICE OF
ENVIRONMENTAL QUALITY

Personnel Summary

For necessary expenses of the Council on Environmental Quality Direct:
and the Office of Environmental Quality, in carrying out their funcTotal number of full-time permanent positions
tions under the National Environmental Policy Act of 1969 (Public
Total compensable workyears: Full-time equivalent employment.
Law 91-190), the Environmental Quality Improvement Act of 1970
Reimbursable:
(Public Law 91-224), and Reorganization Plan No. 1 of 1977, including
Total number of full-time permanent positions
not to exceed [$500] $2,000 for official reception and representation
Total compensable workyears: Full-time equivalent employment.
expenses, and hire of passenger motor vehicles, [$1,500,000]
$2,780,000. (Departments of Veterans Affairs and Housing and Urban
Development, and Independent Agencies Appropriations Act, 1990.)
Intragovernmental funds:

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 4 5 3 - 0 - 1 - 8 0 2

MANAGEMENT FUND
1989 actual

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
Program by activities:
00.01 Direct program: Environmental policy development and
program evaluation
01.01 Reimbursable program
10.00
11.00
25.00
39.00

40.00
40.00
40.00
43.00

71.00
72.40
74.40
90.00

Total obligations..
Financing:
Offsetting collections from: Federal funds..
Unobligated balance lapsing
Budget authority..
t authority:
Appropriation
Reduction pursuant to P.L. 101-144..
Reduction pursuant to P.L. 99-177....
Appropriation (adjusted)..
Relation of obligations to outlays:
0bligations incurred, net
0bligated balance, start of year
0bligated balance, end of year
Outlays

Identification code

845
96
941

1,465
1,465

2,780

-96
5

10.00

1989 actual

1,465

2,780

39.00

850

1,500
-23

2,780

71.00
72.90
74.90

-12

850

l f 465

2,780

845
205
-281

1,465
281
-326

2,780
326
-451

769

1,420

2,655

Program by activities:
Total obligations (object class 25.0)

Financing:
11.00 Offsetting collections from: Federal funds
21.90 Unobligated balance available, start of year
24.90 Unobligated balance available, end of year

850

The Council on Environmental Quality (CEQ) and the Office
of Environmental Quality analyze important environmental
conditions and trends; review and appraise Federal Government programs having an impact upon the environment; develop and recommend policies to the President for protecting
and improving the quality of the environment; assist in coordinating Federal environmental programs which involve
more than one agency; and assist in the preparation of the
President's annual report to Congress. CEQ will also administer a new award program for excellence in environmental
education.



11-3963-0-4-802

1990 est.

1991 est.

2,780

90.00

1,447

1.800

1,800

-1,738
-256
547

-1,800
-547
547

-1,800
-547
547

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year: Fund balance..

-291
819

-1,086

1,086

-1,086

1,086

-1,086

-558

Outlays..

This fund finances study contracts that are jointly sponsored by the Office of Environmental Quality and one or more
other Federal agencies and Federal interagency environmental projects (including task forces) in which the Office participates.

COUNCIL ON WAGE AND PRICE STABILITY
Federal Funds
General and special funds:
SALARIES AND EXPENSES

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 6 0 0 - 0 - 1 - 8 0 2

Relation of obligations to outlays:
71.00 Obligations incurred, net

1989 actual

1990 est.

1991 est.

72.10
90.00

0F

0ff,ce

executive office of t h e president
-2

Receivables in excess of obligations, start of year..
Outlays

fSrK

MANAGEMENT

A-393

Personnel Summary

- 2

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

42
44

35
36

42
44

OFFICE OF POLICY DEVELOPMENT
NATIONAL SECURITY COUNCIL

Federal Funds

Federal Funds

General and special funds:
SALARIES A N D

General and special funds:

EXPENSES

For necessary expenses of the Office of Policy Development, including services as authorized by b U . S . C . 3109, and 3 U . S . C . 107;
[$3,079,0003 $3,395,000. (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

11-2200-0-1-802

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program..

2,9S0
209

3,075

3,395

10.00

3,199

3,075

3,395

Total obligations-

Financing:
11.00 Offsetting collections from: Federai funds..
25.00 Unobligated balance lapsing

-209
10

39.00

3,000

Budget authority..

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
43.00

3,075

3,000

SALARIES A N D

3,385

EXPENSES

For necessary expenses of the National Security Council, including
services as authorized by 5 U.S.C. 3109; [$5,409,000] $5,893,000, of
which not to exceed $2,000 may be for official reception and representation expenses. (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

11-2000-0-1-802

Program by activities:
Direct program:
00.01
Poiicy and operations coordination
00.02
President's intelligence advisory boards..

1989 actual

1990 est.

4,703
360

4,933
402

5,501
392

5,335
38

5,893

5,373

5,893

00.91
01.01

Total direct program
Reimbursable program

5,063

10.00

Total obligations

5,091

Financing:
11.00 Offsetting collections from: Federal funds...
25.00 Unobligated balance lapsing

1991 est.

28

3,079
-4

3,395

3,000

3,075

3,395

39.00

Budget authority..

5,100

5,335

5,893

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

2,990
284
-674
-48

3,075
674
-692

3,395
692
-759

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

5,100

5,409
-74

5,893

5,100

5,335

5,893

90.00

2,552

5,063
1,072
-792
-385

5,335
792
-1,280

5,893
1,280
-1,414

4,847

5,759

Appropriation (adjusted)..

Outlays

..

43.00
3,057

3,328

The Office of Policy Development advises and assists the
President in the formulation, evaluation and coordination of
long-range economic and domestic poiicy; supports the operation of the Office of Cabinet Affairs, including the Domestic
Policy Council and the Economic Policy Council; and supports
the President's Education Policy Advisory Committee and
Low Income Opportunity Board.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8

11-2200-0-1-802

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent.
Other personnel compensation..
Special personal services payments..

1 9 8 9 actual

1990

est.

1991

71.00
72.40
74.40
77.00
90.00

Identification code 1 1 - 2 0 0 0 - 0 - 1 - 802

1,352
60
81

1,468
55
2
327

1.685
55
2
327

11.1
11.3
11.5
11.8

1,493
280
19
1
516
148
4
59
97
373

1,852
365
60
1
540
167
4
35
35
16

2,069
418
60
1
562
180
5
35
35
30

99.0
99.0

Subtotal, diiect obligations
Reimbursable obligations

2,990
209

3,075

3,395

99.0
99.0

3,199

3,075

3,395

99.9




4,959

Outlays

.

Object Classification (in tnousands of dollars)

est.

Total personnel compensation.....
Civilian personnel benefits
Travel and transportation of persons
Transportation or things
„
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

Total obligations

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance start ot year
Obligated balance, end of year
Adjustments in expired accounts

-38

37

The National Security Council advises the President on the
integration of domestic, foreign, and military policies relating
to national security.

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

99.9

Appropriation (adjusted)..

-28

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

2,452
154
241
5

2,364
194
149
31

2,537
205
180

2,852
431
250
919
313
22
107
106
63

2,738
448
350
979
311
15
367
88
39

2,922
478
400
1,008
320
16
611
94
44

5,063
28

5,335
38

5,893

5,091

5,373

5,893

A-394

?^TFlinds^K UNCIL ^ ntin ^

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

11.5
11.8

SALARIES AND EXPENSES—Continued
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

58
60
5

60

6

60
5

NATIONAL SPACE COUNCIL

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0
99.9

253

299

565
64
56
83
32
7
55

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

777
92
54

102

109

32
5
278
12
11

983

1,363

12

Total obligations.....

Federal Funds

Personnel Summary

General and special funds
SALARIES A N D

1

1

Other personnel compensation
Special personal services payments

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

EXPENSES

For necessary expenses of the National Space Council, including
services as authorized by 5 U.S.C. 31091; $1,000,000], and not to
exceed $1,000 for official reception and representation expenses,
NATIONAL CRITICAL MATERIALS COUNCIL
$1,363,000-. Provided, That the National Space Council shall reimburse
other agencies for not less than one-half of the personnel compensaFederal Funds
tion costs of individuals detailed to it. (Department of Veterans Affairs
and Housing and Urban Development, and Independent Agencies ApGeneral and special funds:
propriations Act, 1990.)
SALARIES A N D

Program and Financing (in thousands of dollars)
Identification code

10.00

11-0020-0-1-802

1989 actual

Program by activities:
Total obligations

43.00
71.00
72.40
74.40
90.00

1991 est.

983

1,363

1,000
-15

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144..
Reduction pursuant to P.L. 99-177....

1,363

983

Financing:
39.00 Budget authority
40.00
40.00
40.00

1990 est.

1,363

Program and Financing (in thousands of dollars)

- 2

Appropriation (adjusted)..

"-295

1,363
295
-409

Financing:
25.00 Unobligated balance lapsing

688

1,249

39.00

Budget authority

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

The National Space Council provides advice and assistance
to the President on national space policy and strategy. The
President has directed it to review United States Government
space policy, including long-range goals, and develop a strategy for national space activities; develop recommendations for
the President on space policy and space-related issues; monitor and coordinate implementation of the objectives of the
President's national space policy by executive departments
and agencies; and foster close coordination, cooperation, and
technology and information exchange among the civil, national security, and commercial space sectors, and facilitate resolution of differences concerning major space and space-related
policy issues. The Council is composed of the Vice President
as Chairman, the Secretaries of State, Treasury. Defense,
Commerce and Transportation, the Director of the Office of
Management and Budget, the Chief of Staff to the President,
the Assistant to the President for National Security Affairs,
the Assistant to the President for Science and Technology, the
Director of Central Intelligence, and the Administrator of the
National Aeronautics and Space Administration.

11-0020-0-1-802

Personnel compensation:
Full-time permanent
Other than full-time permanent...




1989 actual

10.00

Program by activities:
Total obligations

1990 est.

302
9

1991 est.

468
9

1989 actual

1990 est.

149

1991 est.

397

235

225

397

235

225

400
-3

235

76 ....:

43.00

Appropriation (adjusted)

225

397

235

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

149
139
-93
-37

397
93
-40

235
40
-23

158

450

252

90.00

Outlays

The National Critical Materials Council assists in the coordination of materials policies and programs and works with
the various agencies with mineral and materials policy and
program responsibilities.
Object Classification (in thousands of dollars)
Identification code 1 1 - 0 1 1 1 - 0 - 1 - 8 0 2

11.1
11.8

Object Classification (in thousands of dollars)

11.1
11.3

11-0111-0-1-802

1,363

983

Outlays..

Identification code

Identification code

983

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

EXPENSES

For necessary expenses of the National Critical Materials Council,
including activities as authorized by Public Law 98-373; [$400,000:
Provided, That a minimum level of 5 permanent full-time equivalent
positions shall be hired and maintained by the National Critical
Materials Council in fiscal year 1990: Provided further, That none of
the funds made available to the Council under this Act shall be used
to pay other Federal agencies for reimbursable detailees in fiscal year
1990 without the advance approval of the House and Senate Committees on Appropriations] $235,000. (Executive Office Appropriations
Act, 1990.)

Personnel compensation:
Full-time permanent
Special personal services payments

11.9
12.1
21.0
23.1
23.3

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges

1989 actual

117
117
2

1990 est.

1991 est.

138
59

168

197
32
80
30
5

168
37
2
20
2

0ff,CE 0F MNGMN
AAE ET

executive office of t h e president
24.0
25.0
26.0
31.0
99.9

Printing and reproduction
Other services
Supplies and materials
Equipment

5
21
4

2
4

149

Total obligations

15
10
8
20
397

235

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

3
3

3
3

OFFICE OF ADMINISTRATION
Federal Funds
General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the Office of Administration;
[$18,825,000] $24,910,000, including services as authorized by 5
U.S.C. 3109 and 3 U.S.C. 107, and hire of passenger motor vehicles
[and of which not less than $500,000 shall be made available to the
White House Conference on Indian Education]. (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

11-0038-0-1-802

Program by activities:
Direct program:
00.01
Director's office
00.02
Counsel's office
00.03
Personnel management
00.04
Financial management
00.05
Administrative operations
00.06
Facilities management
00.07
Library and information services
00.08
Automated systems (operations)
00.09
Puerto Rican grants
00.10
White House Conference on Indian Education
00.91
01.01
10.00
11.00
21.40
24.40
25.00

Total direct program
Reimbursable program
Total obligations
Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

1989 actual

1990 est.

507

459

906
1,083
5,772

1,069
1,190
6,397

1,467
7,043

1,459
7,513
1,500
493

1991 est.

287
183
1,144
1,649
3,711
3,013
1,597
13,326

Identification code 1 1 - 0 0 3 8 - 0 - 1 - 8 0 2

1991 est.

4.722
685
329
7

5,432
504
160

5,743
960
18
32
1,797
1,100
382
5,227
632
887

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

4,803
486
147
5,436
1,096
45
35
2,256
1,406
563
7,799
572
872

6,096
1,335
45
37
2,320
1,506
585
6,538
617
5,831

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

16,778
4,985

20,080
4,753

24,910
4,353

99.9

Total obligations

21,763

24,833

29,263

140

162

179

170
9

193
4

202
4

30
30

20
20

20
20

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

OFFICE OF MANAGEMENT AND BUDGET

20,080

24,910

4,753

4'352

SALARIES AND EXPENSES

21,763

24,833

29,263

For necessary expenses of the Office of Management and Budget,
including hire of passenger motor vehicles, services as authorized by 5

-4,985

- 4,753
-l'500

-4,353
!

1,500
72
18,350

~~ c n
o
18,580

•
»
24,910

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

18,350

18 825
'245

24 910
'

43.00

Appropriation (adjusted)

18,350

18,580

24,910

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

16,778
4,043
-3,998
-52

20,080
3,998
-4,980

24,910
4,980
-6,166

16,771

19 098
!

23 724

This office provides common administrative support and
services to units within the Executive Office of the President.
Included are personnel and financial management; administrative services such as mail distribution messenger services
trative services sucn as mail distribution, messenger services,
printing and duplication, and procurement; and automated
data processing.
Program development in ADP systems will be funded by
reimbursements from users.



11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

16,778
4,985

Budget authority

Outlays

11.3
11.5
11.8

198S actual

Federal Funds

39.00

90.00

A-395

Object Classification (in thousands of dollars)

11.1

Personnel Summary

fSrK

General and special funds:

U.S.C. 3109; [$44,894,000] $,49,305,000, of which not to exceed
$4,500,000 shall be available to carry out the provisions of 44 U.S.C.
chapter 35 [; Provided, That, as provided in 31 U.S.C. 1301(a), appropriations shall be applied only to the objects for which appropriations
were made except as otherwise provided by law: Provided further,
T h a t n Q n e o f t h e f u n d g appr0priated in this Act for the Office of
Management and Budget may be used for the purpose of reviewing
a n y a&ricu^ural marketing orders or any activities or regulations
under the provisions of the Agricultural Marketing Agreement Act of
u g c 601 et seq). Prodded further, That none of the funds
1937
made available for the Office of Management and Budget by this Act
m a y be expended for the altering of the transcript of actual testimony
of witnesses, except for testimony of officials of the Office of Management and Budget, before the Committee on Appropriations or the
Committee on Veterans' Affairs or their subcommittees: Provided
further, That this proviso shall not apply to printed hearings released
by the Committee on Appropriations or the Committee on Veterans'
Affairs: Provided further, That none of the funds made available by
this Act or any other Act shall be used to reduce the scope or
publication frequency of statistical data relative to the operations and
production of the alcoholic beverage and tobacco industries below
f l s c a l y e a r 1 9 8 5 l e v e l s : Provided further, That none of the funds
appropriated ^ this Act shall be available to the Office of Managem e n t a n d B u d g e t f o r revism g> curtailing or otherwise amending the
a d m i n i s t r a t i v e a n d / o r regulatory methodology employed by the
compliance with
B u r e a u of A l c o h o l Tobacco a n d F i r e a r m s to ^ e
section 105, title 27 of the United States Code (Federal Alcohol Administration Act) or with regulations, rulings or forms promulgated
thereunder]. (Executive Office Appropriations Act, 1990.)

FSS

A-396

?ufnd^Seednt and

budget continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

to implement the Paperwork Reduction Act of 1980 (as
amended by the Paperwork Reduction Act of 1986) and other
functions delegated or assigned by the Director.

SALARIES AND EXPENSES—Continued
Program and Financing (in thousands of dollars)
Identification code

11-0300-0-1-802

Program by activities:
Direct program:
00.01
Budget review
00.02
National security and international affairs
00.03
Economics and government
00.04
Natural resources, energy, and science
00.05
Human resources, veterans, and labor
00.06
Director's office
00.07
Management
00.08
Information and regulatory affairs

Object Classification (in thousands of dollars)
1989 actual

1990 est.

1991 est.
Identification code

5,660
5,595
4,410
5,347
4,613
4,945
4,469
4,558

6,268
5,988
4,671
5,528
4,911
4,828
6,855
5,268

6,870
6,644
5,226
6,139
5,374
5,377
7,764
5,911

00.91
01.01

Total direct program
Reimbursable program

39,597
164

44,317

49,305

10.00

Total obligations

39,761

44,317

49,305

11.1
11.3
11.5
11.8
11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

1989 actual

11-0300-0-1-802

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

22,895
985
694
112

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

26,312
1,003
680
200

28,403
1,003
680
100

24,686
4,009
193
5,086
1,034
864
2,904
597
224

28.195
4,234
320
5,393
1,000
900
3,050
535
690

30,186
4,481
320
5,646
1,000
900
4,755
600
1,417

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

-164
43

39.00

39,640

44,317

49,305

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

39,597
164

44,317

49,305

39,840

44,894
-577

49,305

99.9

Total obligations

39,761

44,317

49,305

40.00
40.00

Budget authority
Appropriation
Reduction pursuant to P.L 99-177..

43.00

Appropriation (adjusted)..

39,640

44,317

49,305

71.00
72.40
74.40
77.00

i of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

39,597
3,579
-3,670
-122

44,317
3,670
-4,048

49,305
4,048
-4,467

43,939

48,886

90.00

Outlays..

39,384

.

This Office assists the President in the discharge of his
budgetary, management, and other executive responsibilities.
Budget review.—Budget instructions and procedures are developed, review of agency estimates is coordinated, budget
data systems are maintained, agency financial management
plans are reviewed, and the budget document is prepared.
National security and international affairs, Economics and
government, Natural resources, energy, and science, and
Human resources, veterans, and labor.—Agency programs,
budget requests, and management activities are examined,
appropriations are apportioned, proposed changes in agency
functions are studied, and special studies aimed at establishing goals and objectives that would result in long- and shortrange improvements in the agencies' financial, administrative, and operational management are conducted.
Director's office.—Executive direction and coordination for
all Office of Management and Budget activities is provided.
This includes the Director's immediate office as well as staff
support in the areas of administration, public affairs, legislative reference, congressional and legislative affairs, economic
policy, and General Counsel.
Management.—Development and oversight of the implementation of Government-wide management policies and programs. OMB's Management staff provides policy leadership,
review and assistance to aid the improvement of Federal program management in the areas of service delivery, collections,
management integrity, management and control systems, personnel management, Federal-State-local-relations, cash and
credit management, Total Quality Management, a drug-free
workplace, privatization, and program evaluation.
Information and regulatory affairs.—Policy leadership and
assistance to agencies in paperwork management and reduction, ADP telecommunications policy, statistical policy, information policy and regulatory reviews are provided. Estimates
include resources necessary for the Office of Information and
Regulatory Affairs in the Office of Management and Budget



Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

496

570

570

524
8

577
8

577
8

OFFICE OF FEDERAL PROCUREMENT POLICY
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

For expenses of the Office of Federal Procurement Policy, including
services as authorized by 5 U.S.C. 3109; [$2,660,000] $2,914,000. (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

11-0201-0-1-802

10.00

Program by activities:
Total obligations

25.00

Financing:
Unobligated balance lapsing

1989 actual

2,311

1990 est.

1991 e

2,626

2,914

43

39.00

Budget authority

2,353

2,626

2,914

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

2,353

2,660
-34

2,914

43.00

Appropriation (adjusted)

2,353

2,626

2,914

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

2,311
659
—424
-58

2,626
424
-460

2,914
460
-492

2,487

2,590

2,882

90.00

Outlays

The Office of Federal Procurement Policy is responsible for
promoting economy, efficiency, and effectiveness in the procurement of property and services by and for the executive
branch.

0ff,ce

executive office of t h e president
Object Classification (in thousands of dollars)
Identification code

11-0201-0-1-802

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990 est.

1991 est.

1,365
42
24

20
25

1,975
14
20
25

1,431
200
27
270
57
8
121
64
133

1,819
215
40
309
70
20
84
29
40

2,034
265
41
324
71
20
62
50
47

2,311

2,626

2,914

30
27

Total obligations

1,774

37
37

37
37

Personnel Summary

0F

MET
AM
NE
AN
G

fSrK

A-397

trol Program; annually promulgating the National Drug Control Strategy; coordinating and overseeing the implementation
of the Strategy; developing the consolidated National Drug
Control Budget; making recommendations to the President
regarding changes in the organization, management, personnel, and budgets of the Federal departments and agencies
engaged in the drug effort; and consulting with and assisting
State and local governments regarding drug control matters.
The Office began operation in fiscal year 1989.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8

11-1457-0-1-802

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1989 actual

1990 est.

1991 est.

634
453
122
67

4,406

6,253

153
144

193
144

4,703
847
450
72
1,671
1,067
150
27,221
190
578

6,590
1,186
626
30
1,342
2,108
175
53,568
200
675

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1,276

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

3,458
63

36,949

66,500

3,521
Total obligations
For necessary expenses of the Office of National Drug Control 99.9
Policy; for research activities pursuant to title I of Public Law 100690; not to exceed $7,500 for official reception and representation
Personnel Summary
expenses; for participation in joint projects or in the provision of
services on matters of mutual interest with nonprofit, research, or Total number of full-time permanent positions
96
public organizations or agencies, with or without reimbursement; Total compensable workyears:
[$12,000,000] $66,500,000, of which $50,000,000 will be for activities Full-time equivalent employment
25
authorized by section 1005 of Public Law 100-690 for areas designated Full-time equivalent of overtime and holiday hours
1
as High Intensity Drug Trafficking Areas: Provided, That the Office is
authorized to accept, hold, administer, and utilize gifts, both real and
personal, for the purpose of aiding or facilitating the work of the
Office. (Executive Office Appropriations Act, 1990.)
SPECIAL FORFEITURE F U N D

36,949

66,500

106

115

96
2

118
3

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

OFFICE OF NATIONAL DRUG CONTROL POLICY
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 4 5 7 - 0 - 1 - 8 0 2
Program by activities:
Direct program:
00.01
Salaries and expenses
00.02
High intensity drug traffic king areas..

1989 actual

1990 est.

1991 est.

3,458

11,949
25,000

16,500
50,000

00.91
01.01

Total direct program.
Reimbursable program

3,458
63

36,949

66,500

10.00

Total obligations..

3,521

36,949

208

99
16
468
271
100
432
92
496

For [Federal prison construction purposes to incarcerate drug traffickers and others who violate Federal statutes, an amount not to
exceed $115,000,000] activities authorized by Public Law 100-690,
such sums as may be necessary, to be derived from deposits in the
Fund, and to remain available until expended: Provided, that the
amounts made available under this appropriation may not exceed the
amounts deposited in the Fund as authorized by section 6073. (Department of Transportation and Related Agencies Appropriations Act,
1990.)

66,500

11.00
25.00
39.00
40.00
40.00
43.00

Financing:
Offsetting collections from: Federal funds..
Unobligated balance lapsing
Budget authority..
t authority-.
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..

Relation of obligations to outlay:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

Outlays..

Program and Financing (in thousands of dollars)
Identification code

-63
42

10.00

3,500

36,949

66,500

3,500

37,000
-51

66,500

36,949

66,500

3,500
3,458
-1,332

36,949
1,332
-14,292

66,500
14,292
-27,475

2,126

23,989

53,317

The Office of National Drug Control Policy, established by
the Anti-Drug Abuse Act of 1988, is charged with developing
policies, objectives and priorities for the National Drug Con


11-5001-0-2-802

Program by activities:
Total obligations

Financing:
40.00 Budget authority (appropriation)
71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

1989 actual

1990 est.

1991 est.

109,000

128,000

109,000

128,000

109,000
-98,100

128,000
98,100
-118,500

10,900

107,600

The Anti-Drug Abuse Act of 1988 established the Special
Forfeiture Fund, to be administered by the Director of the
Office of National Drug Control Policy. This Fund, which
begins operation in fiscal year 1990, shall receive deposits
from the Department of Justice Assets Forfeiture Fund. The
Department of Justice estimates that $109 million will be

A-398

M£ F K L ° r u c

c 0 n t r l pol,cy contil,ued

°

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
SPECIAL FORFEITURE FUND—Continued

deposited into the Special Forfeiture Fund in 1990. The
monies in the Fund will be disbursed to the drug control
agencies in accordance with the priorities articulated in the
National Drug Control strategy.
Object Classification (in thousands of dollars)
Identification code 1 1 - 5 0 0 1 - 0 - 2 - 8 0 2

25.0
32.0
99.9

1989 actual

1990 est.

Other services
Land and structures

1991 est.

128,000
109,000

Total obligations

109,000

128,000

Trust Funds
GIFTS AND DONATIONS

Program and Financing (in thousands of dollars)
Identification code

10.00

11-8240-0-7-551

1989 actual

Program by activities:
Total obligations (object class 25.0)

1,000

-1

I

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Reduction pursuant to P.L. 99-177

43.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00

2,897
-45
-23

3,300

1,587

Appropriation (adjusted)

71.00
72.40
74.40
77.00

1,587

2,829

3,300

2,829
1,045
-1,542

3,300
1,542
-1,730

2,332

3,112

1,574
986
-1,045
-176

Outlays

1,339

The Office of Science and Technology Policy (OSTP) provides advice to the President concerning policies in science
and technology and on the utilization of science and technology in addressing important national problems. The OSTP operations include support to other Executive Office of the
President organizations on issues with science and technology
considerations; review and analysis, with the Office of Management and Budget, of research and development budgets for
all Federal agencies; coordination of research and development programs of the Federal Government; coordination of
the implementation of a number of important international
science and technology agreements; and other activities necessary to carry out the duties, functions, and activities described
in Public Law 94-282, the National Science and Technology
Policy, Organization, and Priorities Act of 1976.
Object Classification (in thousands of dollars)

Budget authority (appropriation) (permanent,
indefinite)

500

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1991 est.

501

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

1990 est.

40.00
40.00
40.00

501
1
-250

1
•1

Outlays

1,000

1,000
250
-500

251

750

The office is allowed to accept donations from the public for
the purpose of aiding the drug effort.

OFFICE OF SCIENCE AND TECHNOLOGY
POLICY
Federal Funds

Identification code 1 1 - 2 6 0 0 - 0 - 1 - 8 0 2

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

411
47
35
291

1,213
30
40
337

1,789
30
40
128

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

784
81
69
3
370
117
13
35
40
62

1,620
325
100
3
497
152
6
51
43
32

1,987
410
104
3
514
158
20
56
43
5

1,574

2,829

3,300

99.9

General and special funds:

1989 actual

Total obligations

SALARIES AND EXPENSES

Personnel Summary

OFFICE OF SCIENCE AND TECHNOLOGY POLICY

For necessary expenses of the Office of Science and Technology
Policy, in carrying out the purposes of the National Science and
Technology Policy, Organization, and Priorities Act of 1976 (42 U.S.C.
6601 and 6671), hire of passenger motor vehicles, services as authorized by 5 U.S.C. 3109, not to exceed $1,500 for official reception and
representation expenses, and rental of conference rooms in the District of Columbia [$2,897,000] $3,300,000: Provided, That the Office
of Science and Technology Policy shall reimburse other agencies for
not less than one-half of the personnel compensation costs of individuals detailed to it. (Departments of Veterans Affairs and Housing and
Urban Development, and Independent Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code

10.00

11-2600-0-1-802

Program by activities:
Total obligations

Financing:
25.00 Unobligated balance lapsing
39.00

Budget authority




1989 actual

1,574

11

33

39

12
1

39
1

43

OFFICE OF THE UNITED STATES TRADE
REPRESENTATIVE
Federal Funds
General and special funds:
SALARIES AND EXPENSES

1990 est.

1991 e

2,829

3,300

2,829

3,303

13
1,587

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

For necessary expenses of the Office of the United States Trade
Representative, including the hire of passenger motor vehicles and
the employment of experts and consultants as authorized by 5 U.S.C.
3109, [$18,000,0003 $18,936,000 of which [$1,000,000] $2,500,000
shall remain available until expended: Provided, That of this latter
amount, $1,500,000 shall be available only for the United States share
of the expenses of binational panels and extraordinary challenge committees convened pursuant to chapter 19 of the U.S.-Canada Free
Trade Agreement: Provided further, That not to exceed [$89,000]

executive office of the

WHITE HOUSE CONFERENCE FOR A DRUG FREE AMERICA
Federal Funds

president

$98,000 shall be available for official reception and representation
expenses. (Departments of Commerce, Justice, and State, the Judiciary,
and Related Agencies Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 4 0 0 - 0 - 1 - 8 0 2

1989 actual

1990 est.

1991 est.

00.01
01.01

Program by activities:
Direct program
Reimbursable program

15,201
967

17,778
388

18,936
375

10.00

Total obligations

16,168

18,166

19,311

-967
- 4 8
76

-388
-76
76

39.00
40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

99.9

Budget authority
15,229

18,000
-222

18,936

43.00

Appropriation (adjusted)

15,229

17,778

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

15,201
1,972
-1,947
39

17,778
1,947
-2,229
17,496

18,809

18,936
375

Total obligations

18,166

19,311

146

156

152

142
4

154
2

150
2

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

18,936
2,229
-2,356

15,265

17,778
388

18,936

71.00
72.40
74.40
77.00

8,885
1,720
1,461
75
1,228
616
1,370
267
3,005
160
150

16,168

Subtotal, direct obligations
Reimbursable obligations

8,328
1,599
1,394
73
1,192
556
1,305
162
2,899
155
115

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

99.0
99.0

7,870
1,502
1,079
43
1,113
555
1,007
173
1,419
187
253
15,201
967

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

-375
-76
76

Financing:
11.00 Offsetting collections fund: Federal funds..
21.40 Unobligated balance available, start of yeair
24.40 Unobligated balance available, end of year

A-399

90.00

Outlays

The United States Trade Representative is responsible for
developing and coordinating U.S. foreign trade policy. The
Trade Representative has policy and negotiating responsibility for direct investment, trade in commodities and energy,
export expansion, and East-West trade. The Trade Representative also conducts U.S. affairs relating to the General Agreement on Tariffs and Trade (GATT).
Object Classification (in thousands of dollars)
Identification code 1 1 - 0 4 0 0 - 0 - 1 - 8 0 2

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments


http://fraser.stlouisfed.org/
250-298 O - 1 9 9 0 - 2 4 QL3
Federal Reserve Bank of St. Louis

1989 actual

6,591
578
361
340

WHITE HOUSE CONFERENCE FOR A DRUG
FREE AMERICA
Federal Funds
General and special funds:
SALARIES AND EXPENSES

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 2 1 2 - 0 - 1 - 5 5 1

71.00
72.40
74.40
77.00
90.00

1990 est.

7,196
470
302
360

1991

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

1989 actual

290
-207
- 3 2
52

1990 est.

207
-155

1991

est.

155
-116
39

est.

7,631
535
351
368

A White House Conference for a Drug Free America, involving government at all levels and a broad spectrum of the
private sector, was held in March 1988 to share knowledge
and focus public attention on how to successfully attack and
eliminate drug abuse. A final report was submitted to the
President and Congress in June 1988.




FUNDS APPROPRIATED TO THE PRESIDENT
130, making further continuing appropriations for the fiscal year
1990.)

UNANTICIPATED NEEDS
Federal Funds

Program and Financing (in thousands of dollars)

General and special funds:

Identification code 1 1 - 0 0 3 3 - 0 - 1 - 4 5 3

UNANTICIPATED NEEDS

For expenses necessary to enable the President to meet unanticipated needs, in furtherance of the national interest, security, or defense
which may arise at home or abroad during the current fiscal year;
$1,000,000. (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 3 7 - 0 - 1 - 8 0 2

1989 actual

00.01
00.02

Program by activities:
National space council
Reserved for future allocation

181

10.00

Total obligations

181

25.00
40.00
71.00
72.40
74.40
90.00

Financing:
Unobligated balance lapsing
Budget authority (appropriation)

1990 est.

1991 est.

1,00C

1,000

1,000

1,000

819

Outlays

1,000

1,000

181
42
-110

1,000
110
-110

1,000
110
-110

113

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1,000

1,000

1,000

These funds enable the President to meet unanticipated
needs in furtherance of the national interest, security, or
defense.
Object Classification (in thousands of dollars)
Identification code

11-0037-0-1-802

1989 actual

1990 est.

Personnel compensation: Full-time permanent
Other than full-time permanent
Special personal services payments

45,473

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Undistributed, reserved for future allocations

78
11
2
29
14
6
22
6
13

1991 est.

184,527

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

40.00
41.00
43.00
71.00
72.40
74.40
90.00

Budget authority

-45,473
45,473

230,000

Budget authority:
Appropriation
Transferred to other accounts

250,000
-20,000

Appropriation (adjusted)

230,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

184,527
-112,527

112,527
-53,727

72,000

58,800

Outlays

Funds were provided to this account by the fiscal year 1990
Dire Emergency Supplemental to Meet the Needs of Natural
Disasters of National Significance. In 1990, funds are transferred to Federal agencies with unanticipated disaster needs
arising from the Loma Prieta earthquake and Hurricane
Hugo. These funds are being used to repair Federal and nonFederal facilities and property and to provide disaster assistance. No funds are requested for this activity in 1991.

1991 est.

THE POINTS OF LIGHT INITIATIVE
FOUNDATION

70
1
7

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0
92.0

1990 est.

Program by activities:
Total obligations (object class 25.0)

10.00

ALLOCATION ACCOUNTS
11.1
11.3
11.8

1989 actual

Federal Funds
General and special funds:
THE POINTS OF LIGHT INITIATIVE FOUNDATION

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
1,000

1,000

1,000

1,000

Identification code

11-0055-2-1-506

1989 actual1

1990 est.

1991 est.

Total obligations

181

Program by activities:
Total obligations (object class 25.0)

25,000

Financing:
40.00 Budget authority (appropriation)

99.9

25,000

Relation of obligations to outlays:
Obligations incurred, net

25,000

10.00

[UNANTICIPATED NEEDS FOR NATURAL DISASTERS]

[For an additional amount necessary to enable the President to
meet unanticipated needs to meet the present emergency arising from
the consequences of the recent natural disasters, there is appropriated $250,000,000, to remain available until expended: Provided, That
these funds may be transferred to any authorized Federal Governmental activity to meet the requirements of the natural disasters:
Provided further, That of the sums appropriated $20,000,000 shall be
available for activities under the National Earthquake Hazards Reduction Program, including $8,000,000 to the United States Geological
Survey for earthquake investigations and $12,000,000 to the Program's four principal agencies for additional efforts to improve earthquake preparedness throughout the United States.] (Public Law 101


71.00
90.00

25,000

Outlays

The Points of Light Initiative Foundation will be established to implement the President's proposal for integrating
community service into the work and life of each individual
in the country.
The Administration will propose legislation to establish the
Foundation as a government, non-profit corporation and include $25 million for its operations in 1991. The Foundation
a-401

EZEfW*™*

A-402

MHOMOH

-*»IM

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
THE POINTS OF LIGHT INITIATIVE FOUNDATION—Continued

will be authorized to receive contributions from non-Federal
sources but, similar to other government corporations, it will
be subject to Executive and Congressional oversight for its use
of Federal funds. The President will serve as honorary chairman of the Foundation which will be guided by a board of
directors which he will appoint.

INVESTMENT IN MANAGEMENT IMPROVEMENT
Federal Funds
General and special funds:
[INVESTMENT IN MANAGEMENT IMPROVEMENT]

[For expenses necessary to improve the management and productivity of Executive agencies, such as the development of systems to
integrate budget, accounting, administrative, and program management information, and pilot projects to use credit card technology to
disburse benefit payments, $500,000, to remain available until expended.] (Executive Office Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 6 1 - 0 - 1 - 8 0 2

10.00

1989 actual

Program by activities:
Total obligations

1990 est.

182

1,546

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-228
1,046

-1,046

40.00

1,000

1991 est

71.00
72.40
74.40
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

182

500

180

Outlays

125

- 2

1,546
2
-125
1,423

125

These funds are for determining the use of a governmentwide management fund for financial systems improvement.
The results of the study will be reported to Congress in 1990.
No funds are requested for 1991.
Object Classification (in thousands of dollars)
Identification code 11 - 0 0 6 1 - 0 - 1 - 8 0 2
25.0
31.0
99.9

1989 actual

Other services
Equipment

1990 est.

1991 est.

1,546
182

Total obligations

182

1,546

INTERNATIONAL SECURITY ASSISTANCE
Federal Funds
General and special funds:
FOREIGN MILITARY FINANCING [PROGRAM]

For expenses necessary for grants to enable the President to carry
out the provisions of section 23 of the Arms Export Control Act,
[$4,297,404,194: Provided, That of the funds appropriated by this
paragraph not less than $1,800,000,000 shall be available for grants
only for Israel, not less than $1,300,000,000 shall be available for
grants only for Egypt, not less than $230,000,000 shall be available for
grants only for Pakistan, and not less than $48,000,000 shall be available for grants only for Jordan: Provided further, That to the extent
that the Government of Israel requests that funds be used for such
purposes, grants made available for Israel by this paragraph shall, as



agreed by Israel and the United States, be available for advanced
fighter aircraft programs or for other advanced weapons systems, as
follows: (1) up to $150,000,000 shall be available for research and
development in the United States; and (2) not less than $400,000,000
shall be available for the procurement in Israel of defense articles
and defense services, including research and development:]
$5,016,900,000: Provided [further], That grants provided with funds
made available by this paragraph shall be implemented by grant
documents which do not include a requirement to repay the United
States Government, notwithstanding any requirement in section 23 of
the Arms Export Control Act.
[For expenses necessary for loans to enable the President to carry
out the provisions of section 23 of the Arms Export Control Act,
$406,000,000: Provided, That any funds made available by this paragraph, except as otherwise specified, may be made available at concessional rates of interest: Provided further, That the concessional rate
of interest on Foreign Military Financing Program loans shall be not
less than 5 per centum per year: Provided further, That all country
and funding level changes in requested concessionalfinancingallocations shall be submitted through the regular notification procedures:
Provided further, That during fiscal year 1990, gross obligations for
the principal amount of direct loans under this heading, exclusive of
loan guarantee defaults, shall not exceed $406,000,000.]
[Of the funds appropriated under this heading $500,000,000 only
shall be available for Turkey and $350,000,000 only shall be available
for Greece and, if Turkey receives any funds under this heading on a
grant basis then not less than $30,000,000 of the funds provided for
Greece shall be made available as grants: Provided, That funds previously obligated for the Philippines under the heading "Foreign Military Credit Sales" but uncommitted on the date of enactment of this
Act shall be used at any time hereafter only tofinancesales made
under the Arms Export Control Act: Provided further, That of the
funds appropriated under this heading not more than $85,000,000
shall be available for El Salvador: Provided further, That of the funds
appropriated under this heading not more than $9,000,000 shall be
available for non-lethal assistance for Guatemala: Provided further,
That of the funds appropriated under this heading, except through
the regular notification procedures of the Committees on Appropriations, not more than $3,000,000 shall be available for Zaire: Provided
further, That of the funds appropriated under this heading
$43,000,000 shall be available for Morocco: Provided further, That of
the funds appropriated under this heading $30,000,000 shall be available for countries in sub-Saharan Africa: Provided further, That none
of the funds appropriated under this heading shall be available for
Sudan or Somalia, except through the regular notification procedures
of the Committees on Appropriations: Provided further, That not
more than $687,404,194 of the funds made available under this heading shall be available for use infinancingthe procurement of defense
articles, defense services, or design and construction services that are
not sold by the United States Government under the Arms Export
Control Act to countries other than Israel and Egypt: Provided further, That only those countries for which assistance was justified for
the "Foreign Military Sales Financing Program" in the fiscal year
1989 congressional presentation for security assistance programs may
utilize funds] Funds made available under this heading may be used
for procurement of defense articles, defense services or design and
construction services that are not sold by the United States Government under the Arms Export Control Act[: Provided further, That
any material assistance provided with funds appropriated under this
heading for Haiti shall be limited to non-lethal items such as transportation and communications equipment and uniforms: Provided further, That funds made available under this heading for Haiti shall be
made available only through the regular notification procedures of
the Committees on Appropriations: Provided further, That funds appropriated under this heading shall be expended at the minimum rate
necessary to make timely payment for defense articles and services:
Provided further,] only by those countries that are eligible to do so
with the use of funds appropriated under the heading "Foreign Military Financing Program " by the Foreign Operations, Export Financing,
and Related Programs Appropriations Act, 1990: Provided, That the
Department of Defense shall conduct during the current fiscal year
nonreimbursable audits of private firms whose contracts are made
directly with foreign governments and arefinancedwith funds made
available under this heading (as well as subcontractors thereunder) as
requested by the Defense Security Assistance Agency: [Provided further, That any reference in title V of this Act to "Foreign Military
Credit Sales" shall be deemed to be a reference to grants and loans

funds appropriated t o the

INTERNATIONAL SECURITY ASSISTANCE—Continued
Federal Funds—Continued

president

pursuant to the Foreign Military Financing Program under this heading:] Provided further, That [not more than $39,000,000 of the]
funds appropriated under this heading may be obligated for necessary
expenses, including the purchase of passenger motor vehicles for replacement only for use outside of the United States, for the general
costs of administering military assistance and sales [: Provided further, That section 515(d) of the Foreign Assistance Act of 1961 is
amended by inserting immediately after the word "chapter" the
phrase "or the Arms Export Control Act", and section 636(g) of that
Act is amended by inserting immediately after the phrase "for the
purposes of part II" the phrase "or the Arms Export Control Act"].
[ F O R E I G N MILITARY SALES DEBT

REFORM]

1264
1290
1

Other adjustments, net 1

-1,074,785

-1,003,023

-582,802

13,605,968

Outstanding, end of year

12,524,410

13,000,385

Forgiven credits.

Status of Guaranteed Loans (in thousands of dollars)
Identification code

11-1082-0-1-152

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 8 2 - 0 - 1 - 1 5 2
Program by activities:
Credit and grants:
00.01
Concessional loans
00.02
Grant financing
00.03
Administrative costs

1989 actual

1990 est.

2,644,230
6,356,852
-351,046

4,988,900
28,000

4,272,750

4,827,641

5,016,900

-6,055,527
6,055,527

-2,096,505
2,096,505

-345,347
345,347

4,272,750

4,827,641

5,016,900

4,272,750

4,828,403
-20,762
20,000

5,016,900

4,272,750

4,827,641

5,016,900

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

-1,782,777
5,554,151
-6,012,063

2,731,136
6,012,063
-6,815,035

4,671,553
6,815,035
-6,654,710

90.00

-2,240,689

1,928,164

8,650,036
1,815,085
-275,076

10,190,045

8,650,036

10,190,045

9,703,896

8,650,036

10,190,045

9,703,896

-486,149

Object Classification (in thousands of dollars)

1991 est.

404,254
4,393,555
29,832

1,746,665

This account provides funds to finance sales of defense articles, defense services, and design and construction services to
foreign countries and international organizations. It also provides funds for counter narcotics activities and funds some of
the costs of administering the military assistance program.

Identification code

410,000
3,862,750

1,746,665

5,085,750

U.S. contingent liability for guaranteed loans outstanding,
end of year

1990 est.

5,085,750

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders
2131 Guaranteed loan commitments exempt from limitation

2299

1991 est.

1989 actual

[Funds made available by the Foreign Operations, Export Financ2150
Total guaranteed loan commitments
ing, and Related Programs Appropriations Act, 1988, for obligation
and expenditure after October 1, 1988, subject to a Presidential
of guaranteed loans outstanding:
budget request, under the heading "Foreign Military Sales Debt 2210 Cumulative balanceof year
Outstanding, start
Reform", subsection (b) "Interest Rate Reduction" shall be available, 2231 Disbursements: Disbursements of new guaranteed loans...
subject to the same conditions and provisos, only after October 1, 2251 Repayments and prepayments
1990: Provided, That such subsection and subsection (a) under such
heading are amended by striking "ten" in all places in which that 2290 Outstanding, end of year
word appears and inserting in lieu thereof "eight".] (Foreign Operations, Export Financing, and Related Programs Appropriations Act,
MEMORANDUM
1990; additional authorizing legislation to be proposed.)
Note.—Section 602 of the Foreign Operations, Export Financing and Related Programs
Appropriations Act, 1990, provides $125 million for counter-narcotics programs. Section 3 of
the International Narcotics Control Act of 1989 authorizes these funds to be used under the
authorities of the foreign military financing or the international military education and
training programs. For display purposes, these funds are shown under this heading. Further,
section 9108 of the Department of Defense Appropriations Act, 1990, authorizes a transfer of
up to $20,000,000 available to the Defense Department to carry out the provisions of section
23 of the Arms Export Control Act.

A-403

1989 actual

11-1082-0-1-152

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1991 est.

1990 est.

4,831,878

10.00
14.00
31.00
39.00
40.00
40.00
42.00
43.00

Total obligations
Financing:
Offsetting collections from: Non-Federal sources.
Redemption of debt
Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167
Transferred from other accounts
Appropriation (adjusted)

Outlays

11.1

11.3
11.5
11.8
11.9
12.1
21.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
33.0
41.0
99.0
99.0
99.9

3,580
78
18
12,186
15,862
835
1,760
507
1,551
955
30
4,922
507
716
404,254
4,393,555

14,888
784
1,652
476
1,456
896
28
4,620
476
672
4,988,900

4,272,750

4,825,454
2,187

5,014,848
2,052

4,272,750

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargeis
Printing and reproduction
Other services
Supplies and materials
Equipment
Investments and loans
Grants, subsidies, and contributions

3,360
73
17
11,438

4,827,641

5,016,900

410,000
3,862,750

Subtotal, direct obligations
Reimbursable obligations
Total obligations
Personnel Summary

Status of Direct Loans (in thousands of dollars)
Identification code

11-1082-0-1-152

Position with respect to appropriations act
limitation on obligations:
1111 Limitation on direct loans
1111 Reduction pursuant to P.L. 101-167
1150

1210
1231
1251
1261

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments:
Capitalized interest




1989 actual

1990 est.

1991 est.

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..

165
163
2

71

Reimbursable:
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..

410,000

406,000
-1,746

410,000

404,254

19,564,813
2,120,975
-7,006,204

13,605,968
2,154,724
-2,254,946

12,524,410
1,606,312
-569,762

1,169

21,687

22,227

ECONOMIC SUPPORT

155
153

67

1

2

1

FUND

For necessary expenses to carry out the provisions of chapter 4 of
part II, [$3,205,000,000: Provided, That of the funds appropriated
under this heading, not less than $1,200,000,000 shall be available

A-404

SETSffcSHTASS,STANCE_CONTINUED

General and special funds—Continued
ECONOMIC SUPPORT F U N D — C o n t i n u e d

only for Israel, which sum shall be available on a grant basis as a
cash transfer and shall be disbursed within thirty days of enactment
of this Act or by October 31, 1989, whichever is later: Provided further, That not less than $815,000,000 shall be available only for Egypt,
which sum shall be provided on a grant basis, and of which sum cash
transfer assistance may be provided, with the understanding that
Egypt will undertake significant economic reforms which are additional to those which were undertaken in previous fiscal years, and of
which not less than $200,000,000 shall be provided as Commodity
Import Program assistance: Provided further, That sufficient Egyptian pounds generated from funds made available under this heading
or any other heading of this Act shall be made available to the
United States pursuant to the United States-Egypt Economic, Technical and Related Assistance Agreements of 1978 (which provide for
local currency requirement for programs of the United States in
Egypt to be made available to the United States in the manner
requested by the United States Government), to enable the United
States Embassy in Cairo to restore the endowment entitled "U.S.
Government Trustee" to the Egyptian pound equivalent level, at the
commercial rate of exchange, of $50,000,000, the level of endowment
established by Congress in Public Law 99-88: Provided further, That
an additional 20,000,000 Egyptian pounds generated from the same
sources shall be made available pursuant to the same agreements to
enable the United States Embassy in Cairo to establish an endowment to support other United States educational programs in Egypt:
Provided further, That in exercising the authority to provide cash
transfer assistance for Israel and Egypt, the President shall ensure
that the level of such assistance does not cause an adverse impact on
the total level of nonmilitary exports from the United States to each
such country: Provided further, That it is the sense of the Congress
that the recommended levels of assistance for Egypt and Israel are
based in great measure upon their continued participation in the
Camp David Accords and upon the Egyptian-Israeli peace treaty:
Provided further, That of the funds appropriated under this heading
and allocated for El Salvador, up to $1,500,000 (or the equivalent in
local currencies generated with funds provided to El Salvador under
this heading) may be made available, notwithstanding section 660 of
the Foreign Assistance Act of 1961, to assist the Government of El
Salvador's Special Investigative Unit, including for the purpose of
bringing to justice those responsible for the murders of United States
citizens in El Salvador: Provided further, That section 534(e) of the
Foreign Assistance Act of 1961 is amended by (1) striking "each of
fiscal years 1988 and 1989" and inserting in lieu thereof "fiscal year
1990"; and (2) striking "September 30, 1989" and inserting in lieu
thereof "September 30, 1990": Provided further, That not less than
$12,000,000 of the funds appropriated under this heading shall be
made available for the West Bank and Gaza Program through the
Asia and Near East regional program: Provided further, That not less
than $35,000,000 of the funds appropriated under this heading shall
be made available for Jordan: Provided further, That not less than
$15,000,000 of the funds appropriated under this heading shall be
made available for Cyprus: Provided further, That not less than
$230,000,000 of the funds appropriated under this heading shall be
made available for Pakistan: Provided further, That not less than
$20,000,000 of the funds appropriated under this heading shall be
made available for Morocco: Provided further, That none of the funds
appropriated under this heading shall be made available for Zaire:
Provided further, That prior to the initial obligation of assistance for
El Salvador from funds appropriated under this heading, the President shall report to the Congress on the extent to which the Government of El Salvador has made demonstrable progress in settling
outstanding expropriation claims of American citizens in compliance
with the judgment of the Supreme Court of El Salvador: Provided
further, That the total amount of assistance provided for any country
in Central America under this heading and to carry out the provisions of sections 103 through 106 of the Foreign Assistance Act of
1961 shall not be reduced, from amounts allocated to such country for
such purposes for fiscal year 1989, by a percentage greater than the
percentage reduction from amounts allocated for any other country in
Central America for such purposes for such fiscal year: Provided
further, That if funds made available under this heading are provided
to a foreign country as cash transfer assistance, that country shall be
required to maintain these funds in a separate account and not
commingle them with any other funds: Provided further, That such
funds may be obligated and expended notwithstanding provisions of




THE BUDGET FOR FISCAL YEAR 1991
law which are inconsistent with the nature of this assistance including provisions which are referenced in the Joint Explanatory Statement of the Committee of Conference accompanying House Joint
Resolution 648 (H. Rept. No. 98-1159): Provided further, That all local
currencies that may be generated with such funds shall be treated in
accordance with section 592 of this Act: Provided further, That at
least fifteen days prior to obligating any such assistance to a foreign
country under this heading, the President shall submit a notification
through the regular notification procedures of the Committees on
Appropriations, the Committee on Foreign Affairs of the House of
Representatives and the Committee on Foreign Relations of the
Senate, which shall include a detailed description of how the funds
proposed to be made available will be used, with a discussion of the
United States interests that will be served by the assistance (including, as appropriate, a description of the economic policy reforms that
will be promoted by such assistance): Provided further, That not more
than $5,000,000 of the funds appropriated under this heading may be
made available to finance tied aid credits, unless the President determines it is in the national interest to provide in excess of $5,000,000
and so notifies the Committees on Appropriations through the regular
notification procedures of the Committees on Appropriations: Provided further, That notwithstanding any other provision of law, none of
the funds appropriated under this heading may be used for tied aid
credits without the prior approval of the Administrator of the Agency
for International Development: Provided further, That, except as provided by this Act, none of the funds appropriated under this heading
by this Act or prior foreign assistance appropriations Acts, shall be
made available for tied aid credits in accordance with any provision
of law enacted after May 19, 1988: Provided further, That not less
than $5,000,000 of the funds appropriated under this heading shall be
made available, notwithstanding any other provision of law, for the
humanitarian relief, medical treatment, education and vocational
training of victims of the Armenian earthquake of December 7, 1988,
which amount shall be channeled through United States private and
voluntary organizations and other United States nongovernmental
organizations: Provided further, That $2,000,000 of the funds appropriated under this heading shall be made available, notwithstanding any
other provision of law, for the provision of medical supplies and
hospital equipment to Poland, including expenses of purchasing,
transporting, and distributing such supplies and equipment, and for
training Polish medical personnel: Provided further, That $1,500,000
of the funds appropriated under this heading shall be made available,
notwithstanding any other provision of law, only to support Solidarity
through the AFL-CIO's Free Trade Union Institute to promote democratic activities in Poland: Provided further, That not less than
$200,000,000 of the funds appropriated under this heading shall be
available, notwithstanding any other provision of law, for Poland:
Provided further, That $2,500,000 of the funds appropriated under
this heading shall be available, notwithstanding any other provision
of law, to support independent, democratic organizations and activities in Poland and Hungary: Provided further, That funds made available under this heading shall remain available until September 30,
1991] $3,344,000, to remain available until expended.
[RESCISSION!

[SEC. 589. Of the funds appropriated by the Foreign Operations,
Export Financing, and Related Programs Appropriations Act, 1989,
under the heading "Economic Support Fund", $50,000,000 of such
funds are hereby rescinded: Provided, That such rescission may be
derived only from unearmarked funds and funds earmarked under
such heading for Sub-Saharan Africa and allocated for Sudan, Somalia, and Liberia. J
[INTERNATIONAL FUND FOR IRELAND]

[For necessary expenses to carry out the provisions of chapter 4 of
part II, $20,000,000, which shall be available for the United States
contribution to the International Fund for Ireland and shall be made
available in accordance with the provisions of the Anglo-Irish Agreement Support Act of 1986 (Public Law 99-415): Provided, That such
amount shall be expended at the minimum rate necessary to make
timely payment for projects and activities: Provided further, That
funds made available under this heading shall remain available until
expended.] (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990; additional authorizing legislation to
be proposed.)

internationalDEVELOPmENTASS.STANC^M^ - 4 0 5

funds appropriated t o the president
Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 3 7 - 0 - 1 - 1 5 2

00.01
00.02
10.00
17.00
21.40
24.40
25.00
39.00

Program by activities:
Country and regional programs
Reobligation of country programs..
Total obligations
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year....
Unobligated balance lapsing
Budget authority...

1989 actual

MILITARY

1990 est.

Program and Financing (in thousands of dollars)

1991 est.
Identification code

3,391,679
20,000

3,438,893
18,000

3,344,000
14,000

3,411,679

3,456,893

3,358,000

00.01
00.02
10.00

-8,650
-379,462
277,905
28

-277,905

3,301,500

3,178,988

3,358,000

14.00
21.40
24.40
25.00
39.00

40.00
40.00
40.00
40.00
42.00
43.00
50.00

Appropriation
Appropriation (rescinded)
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L. 9 9 - 1 7 7
Transferred from other accounts (budget authority)
Appropriation (adjusted)..
Reappropriation

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..,
90.00

3,225,000
-50,000
-13,867
-145

3,258,500

3,344,000
40.00
41.00

3,160,988

3,281,500

18,000

20,000

3,411,679
4,446,492
-4,327,694
-33,731
-8,650

3,456,893
4,327,694
-4,352,806

3,413,781

1210
1231
1251
1261
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Capitalized interest
Outstanding, end of year

-18,000

3,344,000
14,000

3,358,000
4,352,806
-4,357,599
-14,000
3,339,207

99.0

Travel and transportation of persons
Other services
Grants, subsidies, and contributions
Subtotal obligations, International Security Assistance

99.9

Grants, subsidies, contributions
Total obligations




281

-1,745
-610
281
554

-281

465,000

Budget authority...
Budget authority:
Appropriation
Transferred to other accounts (budget authority)

467,000

-2,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

464,775
758,932
-639,781
-4,247

281
639,781
-209,958

209,958
-29,003

579,679

430,104

180,955

90.00

Identification code 1 1 - 1 0 8 0 - 0 - 1 - 1 5 2

6,367,922
116,190
-104,966
21,846

6,400,992
59,642
-116,384

6,344,250
42,495
-119,052

11.1
11.3
11.5
11.8

6,400,992

6,344,250

6,267,693

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

1989 actual

Outlays..

Funds in this account cover some of the costs of administering the military assistance program.

1991 est.

1990 est.

1991 est.

99.0
99.0
99.9

24
24,837
3,347,476

24
25,166
3,391,841

23
24,446
3,294,809

3,372,337

3,417,031

3,319,278

39,341

39,862

38,722

3,411,679

3,456,893

3,358,000

ALLOCATION ACCOUNTS
41.0

Financing:
Offsetting collections from: Non-Federal sources.
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

281

466,520

Total obligations..

71.00
72.40
74.40
77.00

1990 est.

INTERNATIONAL SECURITY ASSISTANCE
21.0
25.0
41.0

426,550
39,970

465,000

1989 actual

Object Classification (in thousands of dollars)
11-1037-0-1-152

Program by activities:
Country programs
General costs

1991 est.

1990 est.

Object Classification (in thousands of dollars)

This account is used to provide economic and counter narcotics assistance to selected countries in support of U.S. efforts to promote stability and U.S. security interests in strategic regions of the world. This account also includes contributions to the International Fund for Ireland.

Identification code

1989 actual

Appropriation (adjusted)...

Status of Direct Loans (in thousands of dollars)
Identification code 1 1 - 1 0 3 7 - 0 - 1 - 1 5 2

11-1080-0-1-152

43.00

23,000

3,488,096

Outlays

ASSISTANCE

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

4,796
104
24
16,328
21,252
1,119
2,358
440
240
2,078
1,279
40
433,145
679
959

281

Total obligations

463,590
2,930

281

466,520

Subtotal, direct obligations
Reimbursable obligations

281

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

216
2

Reimbursable:
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

99
1

218

1991 est

A-406

A SS A C — o tud
S I T N E C ni e
n

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

77.00

INTERNATIONAL MILITARY EDUCATION AND TRAINING

90.00

For necessary expenses to carry out the provisions of section 541 [,
$47,400,000: Provided, That none of the funds appropriated under this
heading shall be made available for grant financed military education
and training for any country whose annual per capita GNP exceeds
$2,349 unless that country agrees to fund from its own resources the
transportation cost and living allowances of its students.] of the
Foreign Assistance Act of 1961, $50,500,000. (Foreign Operations,
Export Financing, and Related Programs Appropriations Act, 1990;
additional authorizing legislation to be proposed.)

10.00

Program by activities:
Total obligations

Financing:
25.00 Unobligated balance lapsing
39.00
40.00
40.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167

33,556

32,792

Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.
Identification code 1 1 -

47,239

47,196

50,500
14.00
32.49

161
47,400

47,196

50,500

39.00

47,400

47,400
-204

50,500

-0-1-152

1989 actual

Financing:
Offsetting collections from: Non-Federal sources
Balance of contract authority withdrawn

47,400

47,196

50,500

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

47,239
36,174
-37,406
-1,863

47,196
37,406
-34,954

50,500
34,954
-34,683

44,145

49,648

50,771

This program provides grants for training foreign military
personnel in the United States and abroad. It also provides
funds for counter narcotics training.

1991 est.

Budget authority

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year:
74.40
Appropriation
74.49
Contract authority
90.00

1990 est.

-5,419
5,419

71.00

Appropriation (adjusted)

Outlays

41,651

Outlays

ASSISTANCE FOR RELOCATION OF FACILITIES IN ISRAEL

43.00

90.00

-11

This account funds U.S. assistance to international efforts
to monitor and maintain the peace in areas of special concern
to the United States. In 1991, contributions will be made to
the Multinational Force and Observers in the Sinai and to the
United Nations Force in Cyprus.

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 8 1 - 0 - 1 - 1 5 2

Adjustments in expired accounts..,

-5,419
458
5,419

449
5,419

-449
-5,419

Outlays

9

449

Status of Unfunded Contract Authority (in thousands of dollars)
Unfunded balance, start of year
Collections increasing contract authority
Collections applied to liquidate contract authority

5,419

Unfunded balance, end of year

5,419

5,419

—5,419

Object Classification (in thousands of dollars)
Identification code 1 1 - 1 0 8 1 - 0 - 1 - 1 5 2

25.0
26.0
31.0

Other services
Supplies and materials
Equipment

99.9

Total obligations

1989 actual

1990 est.

1991 est.

41,465
5,064
710

41,438
5,050
708

44,339
5,403
758

47,239

47,196

50,500

This account shows funds available to pay potential court
claims related to the construction of two airfields in Israel.

Public enterprise funds:
GUARANTY RESERVE FUND

If during fiscal year [1990] 1991 and any fiscal year thereafter, the
funds available in the Guaranty Reserve Fund (Fund) are insufficient
to enable the Secretary of Defense (Secretary) to discharge his responPEACEKEEPING OPERATIONS
sibilities, as guarantor of loans guaranteed pursuant to section 24 of
For necessary expenses to carry out the provisions of section 551 [,
the Arms Export Control Act (AECA) or pursuant to the Foreign
$33,377,000] of the Foreign Assistance Act of 1961, $32,800,000. (For- Operations, Export Financing, and Related Programs Appropriations
eign Operations, Export Financing, and Related Programs AppropriaAct, 1988, under the heading "Foreign Military Sales Debt Reform",
tions Act, 1990; additional authorizing legislation to be proposed.) the Secretary shall issue to the Secretary of the Treasury notes or
other obligations in such forms and denominations, bearing such
Program and Financing (in thousands of dollars)
maturities, and subject to such terms and conditions, as may be
prescribed by the Secretary of the Treasury. Such notes or obligations
Identification code 1 1 - 1 0 3 2 - 0 - 1 - 1 5 2
1991 e
1989 actual
1990 est.
may be redeemed by the Secretary from appropriations and other
funds available, including repayments by the borrowers of amounts
Program by activities:
paid pursuant to guarantees issued under section 24 of the AECA.
10.00 Total obligations (object class 41.0)
41,689
32,773
32,800
Such notes or other obligations shall bear interest at a rate deterFinancing:
mined by the Secretary of the Treasury, taking into consideration the
22.40 Unobligated balance transferred, net
-10,000
average market yield on outstanding marketable obligations of the
United States of comparable maturities during the month preceding
39.00
Budget authority
31,689
32,773
32,800
the issuance of the notes or other obligations. The Secretary of the
Treasury shall purchase any notes or other obligations issued hereunBudget authority:
der and for that purpose he is authorized to use as a public debt
40.00 Appropriation
31,689
33,377
32,800
40.00 Reduction pursuant to P.L. 101-167
-144
transaction the proceeds from the sale of any securities issued under
40.00 Reduction pursuant to P.L. 9 9 - 1 7 7
-460
the Second Liberty Bond Act, and the purposes for which securities
may be issued under the Second Liberty Bond Act are extended to
43.00
Appropriation (adjusted)
31,689
32,773
32,800
include any purchase of such notes or obligations. The Secretary of
the Treasury may at any time sell any of the notes or other obligaRelation of obligations to outlays:
tions acquired by him under this heading. All redemptions, purchases,
71.00 Obligations incurred, net
41,689
32,773
32,800
and sales by the Secretary of the Treasury of such notes or other
72.40 Obligated balance, start of year
10,916
10,943
10,160
obligations shall be treated as public debt transactions of the United
74.40 Obligated balance, end of year
-10,943
-10,160
-10,168




I TR AINL DVLP ET ASAC ^ - 4 0 7
NENT A EEOMN S.TN^
O
M

FUNDS APPROPRIATED TO THE PRESIDENT
States. (Foreign Operations, Export Financing, and Related Programs
Appropriations Act, 1990.)

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 7 7 - 0 - 1 - 1 5 1

1989 actual

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
Identification code 1 1 - 4 1 2 1 - 0 - 3 - 1 5 2

10.00

1989 actual

Program by activities:
Total obligations (object class 33.0)

47.10

1991 e

1,109,222

778,384

-270,733

-191,323

452,065

499,055

587,061

452,065

Budget authority

769,788

-657,157

Financing:
14.00 Offsetting collections from: Non-Federal sources
39.00

1990 est.

499,055

587,061
40.00
40.00

452,065
5,047
-77

499,055
77

587,061

90.00

457,035

499,132

587,061

Outlays

Status of Direct Loans (in thousands of dollars)
Identification code 1 1 - 4 1 2 1 - 0 - 3 - 1 5 2

1989 actual

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1232 Disbursements: Disbursements for guaranteed
claims
1251 Repayments: Repayments and prepayments

1990 est.

71.00
72.40
74.40
90.00

1,962,814

2,414,879

2,913,934

1,109,222
-657,157

769,788
-270,733

778,384
-191,323

2,414,879

2,913,934

3,500,995

This fund pays lenders of foreign military sales guaranteed
loans for late payments and rescheduled loans. The guaranteed loan schedule appears in the foreign military financing
presentation. The 1991 request includes permanent borrowing
authority.

INTERNATIONAL DEVELOPMENT ASSISTANCE
MULTILATERAL ASSISTANCE

43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

49,786

110,592

-1,948,345
-5,715,000

-1,948,345
-5,715,000

-1,948,345
-5,715,000

1,948,345
5,715,000

1,948,345
5,715,000

1,948,345
5,715,000

50,001

49,786

110,592

50,001

50,001
-215

110,592

50,001

49,786

110,592

50,001
86,388
-45,001

49,786
45,001
-67,308

110,592
67,308
-121,938

91,388

Budget authority

50,001

27,479

55,962

1991 est.

loan

Outstanding, end of year

Program by activities:
Total obligations (object class 33.0)

Financing:
Unobligated balance available, start of year:
21.40
Appropriation
21.47
Authority to borrow
Unobligated balance available, end of year:
24.40
Appropriation
24.47
Authority to borrow
39.00

Budget authority:
Authority to borrow (current, indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

1290

10.00

The International Bank for Reconstruction and Development (World Bank) finances development projects in less developed countries. By applying banking principles to the
achievement of development goals, it promotes increased economic productivity and helps developing economies meet
more of the basic needs of their people. Since its founding in
1945, the Bank has made loan commitments of approximately
$171 billion.
The Bank's 1989 lending program included 119 loan commitments to 37 countries for a total of $16.4 billion. More
than twice this amount was contributed to these projects by
recipient countries, commercial lenders, and other multilateral or bilateral agencies.
The Administration's request for 1991 consists of: $110.6
million in budget authority for paid-in capital subscriptions
and $4.6 billion in program limitations for callable capital
subscriptions to complete the first, second, and third installments on the U.S. share of a $74.8 billion general capital
increase.

Federal Funds
General and special funds:
INTERNATIONAL FINANCIAL INSTITUTIONS

CONTRIBUTION TO THE INTERNATIONAL DEVELOPMENT ASSOCIATION
[CONTRIBUTIONS ARREARAGES]

For payment to the International Development Association by the
CONTRIBUTION TO THE INTERNATIONAL BANK FOR RECONSTRUCTION AND
Secretary of the Treasury, [$6,666,667] $1,064,149,500, for the United
DEVELOPMENT
States contribution to the replenishments, to remain available until
For payment to the International Bank for Reconstruction and expended: Provided, That no such payment may be made while the
Development by the Secretary of the Treasury, for the United States United States Executive Director to the International Bank for Reshare of the paid-in share portion of the increases in capital stock, for construction and Development is compensated by the Bank at a rate
the General Capital Increase, [$50,000,7953 $110,592,409, to remain in excess of the rate provided for an individual occupying a position
available until expended: Provided, That no such payment may be at level IV of the Executive Schedule under section 5315 of title 5,
made while the United States Executive Director to the Bank is United States Code, or while the alternate United States Executive
compensated by the Bank at a rate in excess of the rate provided for Director to the Bank is compensated by the Bank at a rate in excess
an individual occupying a position at level IV of the Executive Sched- of the rate provided for an individual occupying a position at level V
ule under section 5315 of title 5, United States Code, or while the of the Executive Schedule under section 5316 of title 5, United States
alternate United States Executive Director to the Bank is compensat- Code.
ed by the Bank at a rate in excess of the rate provided for an
[For payment to the International Development Association by the
individual occupying a position at level V of the Executive Schedule Secretary of the Treasury, $958,333,333, for the United States contriunder section 5316 of title 5, United States Code.
bution to the replenishment, to remain available until expended:
Provided, That $115,000,000 of the funds made available under this
LIMITATION ON CALLABLE CAPITAL SUBSCRIPTIONS
heading shall be withheld from obligation until January 1, 1990:
The United States Governor of the International Bank for Recon- Provided further, That such funds withheld from obligation may be
struction and Development may subscribe without fiscal year limita- obligated after January 1, 1990, only if the President certifies: (1) that
tion to the callable capital portion of the United States share of the International Development Association has not provided any new
increases in capital stock in an amount not to exceed $4,509,281,649. loans to China since January 27, 1989, or (2) that, if such loans have
(Foreign Operations, Export Financing, and Related Programs Approbeen provided, the United States Government believes that such
priations Act, 1990.)
loans will support the process of increasing individual freedoms and



A-408

F ™ K S 0 P M E N T ASTNE
SI A C
S

Continued

t h e b u d g e t f o r f i s c a l y e a r 1991
72.40

MULTILATERAL ASSISTANCE—Continued

General and special funds—Continued

90.00

Obligated balance, start of year..
Outlays

9,723
9,723

INTERNATIONAL FINANCIAL INSTITUTIONS—Continued
CONTRIBUTION TO THE INTERNATIONAL DEVELOPMENT ASSOCIATION—

Continued

Public Laws 99-500 and 99-591 provided the authorization
and an appropriation for a $64.8 million payment to the Special Facility for Sub-Saharan Africa administered by the
International Development Association.

improving human rights in China: Provided further, That fifteen days
prior to any obligation of funds for the International Development
Association, the President shall report his certification to the Committees on Appropriations of the House and Senate, and the Committee on Banking, Finance and Urban Affairs of the House of RepreCONTRIBUTION TO THE INTERNATIONAL FINANCE CORPORATION
sentatives and the Committee on Foreign Relations of the Senate:
For payment to the International Finance Corporation by the SecProvided further, That no such payment may be made while the
United States Executive Director to the International Bank for Re- retary of the Treasury, [$75,000,000,] $40,330,972, for the United
construction and Development is compensated by the Bank at a rate States share of the increase in subscriptions to capital stock, to
in excess of the rate provided for an individual occupying a position remain available until expended [: Provided, That of this amount not
at level IV of the Executive Schedule under section 5315 of title 5, more than $24,544,000 may be expended for the purchase of such
United States Code, or while the alternate United States Executive stock in fiscal year 1990]. (Foreign Operations, Export Financing, and
Director to the Bank is compensated by the Bank at a rate in excess Related Programs Appropriations Act, 1990.)
of the rate provided for an individual occupying a position at level V
Program and Financing (in thousands of dollars)
of the Executive Schedule under section 5316 of title 5, United States
Code.] (Foreign Operations, Export Financing, and Related Programs
Identification code 1 1 - 0 0 7 8 - 0 - 1 - 1 5 1
1991 est.
1989 actual
1990 est.
Appropriations Act, 1990; additional authorizing language to be proposed for $1,060,000.)
Program by activities:
10.00

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 7 3 - 0 - 1 - 1 5 1

1989 actual

1990 e

1991 e

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

10.00

Program by activities:
Total obligations (object class 33.0)

995,000

960,851

1,064,150

39.00

Financing:
Budget authority

995,000

960,851

1,064,150

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P L. 101-167

40.00
40.00
40.00

995,000

965,000
-4,149

1,064,150

43.00

995,000

960,851

1,064,150

995,000
2,821,416
- 2,989,416

960,851
2,989,416
-3,037,267

1,064,150
3,037,267
-3,102,417

71.00
72.40
74.40

827,000

913,000

999,000

43.00

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays

The International Development Association (IDA), a
member of the World Bank Group, provides development financing on highly concessional terms to the world's poorest
nations. IDA is the largest source of multilateral lending extended on concessional terms to developing countries. Projects
have to meet the same economic and financial standards as
other World Bank projects.
By June 30, 1989, IDA had extended credits totaling $52.7
billion for development projects in 90 countries. IDA assistance is concentrated overwhelmingly in the poorest countries—mainly those with an annual per capita gross national
product of less than $400 in 1985 dollars. In 1989, IDA's
lending program included 106 credits to 42 countries for a
total of $4.9 billion.
The Ninth Replenishment of IDA will provide resources of
nearly $14.8 billion. The United States has pledged $3,180
billion to the replenishment and the $1,064 million requested
in 1991 is to pay $1,060 million for the first IDA-9 payment
and $4 million to complete IDA-8.

CONTRIBUTION TO THE SPECIAL FACILITY FOR SUB-SAHARAN AFRICA
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 8 6 - 0 - 1 - 1 5 1
71.00

Relation of obligations to outlays:
Obligationsincurred.net




1989 actual

1990 est.

1991c

Total obligations (object class 33.0)

39.00

90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L. 9 9 - 1 7 7
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

4,892

1

74,608

40,331

-1

4,892

74,607

40,331

4,892

75,000
—322
-71

40,331

4,892

74,607

40,331

4,892

74,608
-50,064

40,331
50,064
-40,331

24,544

50,064

4,891

The International Finance Corporation (IFC), a member of
the World Bank Group, was established in 1956 to further
economic development by encouraging the growth of private
enterprise in developing countries. IFC provides and mobilizes
loans and equity investments for promising ventures, and
provides technical assistance. During 1989 the Corporation
approved 132 loans and investments in 37 countries totaling
$1.7 billion. An increase in the IFC's capital of $650 million
was agreed to in 1985. The 1991 request of $40.3 million is to
complete the U.S. share of $175 million for the increase in
IFC resources.

CONTRIBUTION TO THE INTER-AMERICAN DEVELOPMENT BANK

For payment to the Inter-American Development Bank by the Secretary of the Treasury for the United States share of the paid-in
share portion of the increase in capital stock, [$31,617,983,]
$57,449,324, and for the United States share of the increases in the
resources of the Fund for Special Operations, [$63,724,629, to]
$20,850,016; and for the United States share of the capital stock of the
Inter-American Investment Corporation, $25,500,000; all of which shall
remain available until expended: Provided, [That the funds made
available under this heading shall be withheld from obligation until
the Secretary of the Treasury certifies that the Board of Executive
Directors of the Inter-American Development Bank has adopted policies to ensure that all recipients of assistance must agree in writing
that in general any procurement of goods or services utilizing Bank
funds shall be conducted in a manner that does not discriminate on
the basis of nationality against any member country, firm or person
interested in providing such goods or services: Provided further, That
the Secretary of the Treasury shall instruct the United States Execu-

I TR AI N LDEVELOPMENTASS.STANC^M^
NE N T A
O

FUNDS APPROPRIATED TO THE PRESIDENT
tive Director of the Inter-American Development Bank to use the
voice and vote of the United States to oppose any assistance by the
Bank to any recipient of assistance who refuses to agree in writing
that in general any procurement of goods or services utilizing Bank
funds shall be conducted in a manner that does not discriminate on
the basis of nationality against any member country, firm or person
interested in providing such goods or services: Provided further,]
That no such payment may be made while the United States Executive Director to the Bank is compensated by the Bank at a rate in
excess of the rate provided for an individual occupying a position at
level IV of the Executive Schedule under section 5315 of title 5,
United States Code, or while the alternate United States Executive
Director to the Bank is compensated by the Bank at a rate in excess
of the rate provided for an individual occupying a position at level V
of the Executive Schedule under section 5316 of title 5, United States
Code. (Foreign Operations, Export Financing and Related Programs
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 7 2 - 0 - 1 - 1 5 1

00.01
00.02
00.03
10.00

Program by activities:
Paid-in capital
Fund for Special Operations
Inter-American Investment Corporation
Total obligations (object class 33.0)

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

40.00
40.00
43.00

1989 actual

1990 e

1991 est.

31,606
25,733

31,482
63,451

57,449
20,850
25,500

57,339

94,933

103,799

-4,017,846
3,960,507

-3,960,507
3,960,507

-3,960,507
3,960,507

94,933

103,799

95,343
-410

103,799

94,933

Appropriation (adjusted)

Outlays

57,339
465,833
-406,659

94,933
406,659
-384,994

103,799
384,994
-358,922

116,513

116,598

129,871

The Inter-American Development Bank (IDB) promotes the
economic and social development of Latin America and the
Caribbean through loans and technical assistance. In its 28
years of operation, the Bank has lent nearly $41.3 billion for
projects that represent a total investment of more than $118
billion.
The Bank lends money through: (1) the ordinary capital
window that lends at near-market rates; (2) the Fund for
Special Operations (FSO) which makes loans on concessional
terms to the region's poorest nations; and (3) the Inter-American Investment Corporation (IIC), which will make loans and
equity investments for small and medium sized private enterprises.
The 1991 request includes: (1) budget authority of $135,957
for paid-in capital subscriptions to complete the U.S. share of
the Sixth Replenishment of the Bank's capital; (2) budget
authority of $274,016 to complete the U.S. share of the current replenishment of the Fund for Special Operations (FSO);
(3) budget authority of $25.5 million to complete the U.S.
share of the initial capitalization of the Inter-American Investment Corporation; (4) budget authority of $57.3 million for
paid-in capital subscriptions for the first U.S. payment to the
Seventh Replenishment of the Bank's capital; and (5) budget
authority of $20.6 million for the first U.S. payment to the
Seventh Replenishment of the Fund for Special Operations.



9

[CONTRIBUTIONS FOR ARREARAGES]

For the United States contribution by the Secretary of the Treasury
to the increases in resources of the Asian Development Fund, as
authorized by the Asian Development Bank Act, as amended (Public
Law 89-369), [$137,948,091] $301,809,050, to remain available until
expended: Provided, That no such payment may be made while the
United States Executive Director to the Bank is compensated by the
Bank at a rate which, together with whatever compensation such
Director receives from the United States, is in excess of the rate
provided for an individual occupying a position at level IV of the
Executive Schedule under section 5315 of title 5, United States Code,
or while any alternate United States Director to the Bank is compensated by the Bank in excess of the rate provided for an individual
occupying a position at level V of the Executive Schedule under
section 5316 of title 5, United States Code.
[ANNUAL CONTRIBUTIONS TO INTERNATIONAL FINANCIAL INSTITUTIONS]

[For the United States contribution by the Secretary of the Treasury to the increases in resources of the Asian Development Fund, as
authorized by the Asian Development Bank Act, as amended (Public
Law 89-369), $40,000,000, to remain available until expended: Provided, That no such contribution may be made while the United States
Executive Director to the Asian Development Bank is compensated by
the Bank at a rate which, together with whatever compensation such
Director receives from the United States, is in excess of the rate
provided for an individual occupying a position at level IV of the
Executive Schedule under section 5315 of title 5, United States Code,
or while any alternate United States Director to the Bank is compensated by the Bank in excess of the rate provided for an individual
occupying a position at level V of the Executive Schedule under
section 5316 of title 5, United States Code.] (Foreign Operations,
Export Financing, and Related Programs Appropriations Act, 1990.)

Identification code 1 1 - 0 0 7 6 - 0 - 1 - 1 5 1

10.00

90.00

0

Program and Financing (in thousands of dollars)

Budget authority:
Appropriation
Reduction pursuant to P.L 101-167

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

4

CONTRIBUTION TO THE ASIAN DEVELOPMENT FUND

103,799

Budget authority

-

Program by activities:
Total obligations (object class 33.0)

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00
40.00
40.00
40.00
43.00
71.00
72.40
74.40
90.00

Budget authority
Budget authority.Appropriation
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L. 9 9 - 1 7 7
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1989 actual

1990 est.

1991 est.

152,392

174,973

301,809

-748,095
748,095

-748,095
748,095

-748,095
748,095

152,392

174,973

301,809

152,392

177,948
-765

301,809

152,392

174,973

301,809

152,392
591,274
-589,711

174,973
589,711
-628,125

301,809
628,125
-794,696

153,955

136,559

135,238

-2,210

The Asian Development Bank fosters economic growth and
cooperation in the Asian and Pacific region. The Bank lends
at near-market rates through its ordinary capital window, and
on highly concessional terms to the region's poorer nations
through the Asian Development Fund (ADF). Since its founding in 1966, the Bank has made loans totaling more than $25
billion, contributing to a total investment of more than $59
billion.
The 1991 request includes budget authority of $301.8 million to complete the U.S. share of the fourth replenishment of
ADF resources.
CONTRIBUTION TO THE AFRICAN DEVELOPMENT FUND

For payment to the African Development Fund by the Secretary of
the Treasury, [$105,000,000] $105,451,500, for the United States con-

INTERNATIONAL DEVELOPMENT ASSISTANCE—Continued
Federal Funds—Continued

A-410

THE BUDGET FOR FISCAL YEAR 1991
exceed [$134,809,6133 $135,389,294. (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990.)

MULTILATERAL ASSISTANCE—Continued

General and special funds—Continued
INTERNATIONAL FINANCIAL INSTITUTIONS—Continued

Program and Financing (in thousands of dollars)

CONTRIBUTION TO THE AFRICAN DEVELOPMENT FUND—Continued

Identification code 1 1 - 0 0 8 2 - 0 - 1 - 1 5 1

tribution to the fifth replenishment of the African Development
Fund, to remain available until expended. (Foreign Operations, Export
Program by activities:
10.00 Total obligations (object class 33.0)
Financing, and Related Programs Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 7 9 - 0 - 1 - 1 5 1

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 33.0)

Financing:
39.00 Budget authority
40.00
40.00
43.00
71.00
72.40
74.40
90.00

105,000

104,548

105,452

105,000

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

105,452

105,000

105,000
-452

105,452

105,000

104,548

105,452

105,000
287,278
-358,237

104,548
358,237
-381,042

105,452
381,042
-377,434

34,041

Budget authority:
Appropriation
Reduction pursuant to P.L 101-167

104,548

81,743

109,060

43.00
71.00
90.00

The African Development Fund (AFDF), the concessional
lending affiliate of the African Development Bank, makes
loans to the poorest African nations. More than 80 percent of
its lending goes to countries with per capita GNP of $510 or
less. During 1988, AFDF lending amounted to $738 million to
30 countries.
The FY 1991 request for the AFDF is $451,500 to complete
the second installment, and $105 million for the third and
final installment of the U.S. share of the Fund's fifth replenishment.

CONTRIBUTION TO THE AFRICAN DEVELOPMENT BANK
[CONTRIBUTIONS FOR ARREARAGES]

For payment to the African Development Bank by the Secretary of
the Treasury, for the paid-in share portion of the United States share
of the increase in capital stock, [$1,654,000] $10,135,766, to remain
available until expended: Provided, That no such payment may be
made while the United States Executive Director to the Bank is
compensated by the Bank at a rate in excess of the rate provided for
an individual occupying a position at level IV of the Executive Schedule under section 5315 of title 5, United States Code, or while the
alternate United States Executive Director to the Bank is compensated by the Bank at a rate in excess of the rate provided for an
individual occupying a position at level V of the Executive Schedule
under section 5316 of title 5, United States Code.
[CONTRIBUTION TO THE AFRICAN DEVELOPMENT BANK]

[For payment to the African Development Bank by the Secretary
of the Treasury, for the paid-in share portion of the United States
share of the increase in capital stock, $7,987,308 to remain available
until expended: Provided, That no such payment may be made while
the United States Executive Director to the Bank is compensated by
the Bank at a rate in excess of the rate provided for an individual
occupying a position at level IV of the Executive Schedule under
section 5315 of title 5, United States Code, or while the alternate
United States Executive Director to the Bank is compensated by the
Bank at a rate in excess of the rate provided for an individual
occupying a position at level V of the Executive Schedule under
section 5316 of title 5, United States Code.]
LIMITATION ON CALLABLE CAPITAL SUBSCRIPTIONS

The United States Governor of the African Development Bank may
subscribe without fiscal year limitation to the callable capital portion
of the United States share of such capital stock in an amount not to



40.00
40.00
40.00

1990 est.

1991 est.

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 101-167
Reduction pursuant to P.L. 9 9 - 1 7 7
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Outlays

7,335

9,494

10,145

-1

-11
10

-10

11

7,345

9,493

10,136

7,345

9,641
-41
-107

10,136

7,345

9,493

10,136

7,335

9,494

10,145

7,335

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00

10.00

1989 actual

9,494

10,145

1

The African Development Bank (AFDB) makes loans at
near-market rates for the economic and social development of
its African members. Membership in the Bank was restricted
to African nations until 1982 when non-regional countries
were allowed to join. The U.S. became a member of the Bank
in 1983 with an initial subscription of $360 million of AFDB
capital.
In 1988, the AFDB lent $1.4 billion for development projects
in 18 countries. The Bank expects to lend about $1.6 billion in
1989.
The 1991 request of $10.1 million of paid-in capital and
$135.4 million of program limitations for callable capital subscriptions is to complete the third installment and pay the
fourth installment on the $719 million U.S. share of the $13
billion increase in AFDB capital.

CONTRIBUTION TO THE MULTILATERAL INVESTMENT GUARANTEE AGENCY
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 8 4 - 0 - 1 - 1 5 1
71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1989 actual

1990 est.

1991 est.

22,202
-22,202

22,202
-22,202

22,202
-22,202

Outlays

The Multilateral Investment Guarantee Agency (MIGA) is
an international development institution designed to encourage the flow of investment to and among developing countries
by: (1) issuing guarantees against noncommercial risks; (2)
carrying out a wide range of investment promotion activities;
and (3) encouraging sound investment policies in member
countries. Authorization and full funding of U.S. membership
was provided in 1988.

INTERNATIONAL ORGANIZATIONS AND PROGRAMS

For necessary expenses to carry out the provisions of sections 301
and 103(g) of the Foreign Assistance Act of 1961, and of section 2 of
the United Nations Environment Program Participation Act of 1983,
[$265,115,000: Provided, That no funds shall be available for the
United Nations Fund for Science and Technology: Provided further,
That the total amount of funds appropriated under this heading shall
be made available only as follows: $109,510,000 for the United Nations
Development Program; $65,400,000 for the United Nations Children's

I TR A O A DVLP ET ASSISTANC^IM
NENHNL EEOMN

FUNDS APPROPRIATED TO THE PRESIDENT

A-411

Fund, of which amount 75 per centum (less amounts withheld consistIn addition to its assessed payments, the United States
ent with section 307 of the Foreign Assistance Act of 1961 and section contributes to voluntary funds of 19 international organiza526 of this Act) shall be obligated and expended no later than thirty tions and programs involved in a wide range of development
days after the date of enactment of this Act and 25 per centum of
assistance, humanitarian, and scientific activities.
which shall be expended within thirty days from the start of the
United Nations Children's Fund fourth quarter of operations for 1990;
$980,000 for the World Food Program; $1,500,000 for the United Nations Capital Development Fund; $800,000 for the United Nations
AGENCY FOR INTERNATIONAL DEVELOPMENT
Voluntary Fund for the Decade for Women; $200,000 for the United
Federal Funds
Nations International Research and Training Institute for the Advancement of Women; $100,000 for the Intergovernmental Panel on General and special funds:
Climate Change; $2,000,000 for the International Convention and Scientific Organization Contributions; $2,000,000 for the World Meteoro[BILATERAL ECONOMIC ASSISTANCE PROGRAM] FUNCTIONAL
logical Organization Voluntary Cooperation Program; $22,000,000 for
DEVELOPMENT ASSISTANCE PROGRAM
the International Atomic Energy Agency; $12,000,000 for the United
[For expenses necessary to enable the President to carry out the
Nations Environment Program; $800,000 for the United Nations Educational and Training Program for Southern Africa; $110,000 for the provisions of the Foreign Assistance Act of 1961, and for other purUnited Nations Institute for Namibia; $500,000 for the United Na- poses, to remain available until September 30, 1990, unless otherwise
tions Trust Fund for South Africa; $750,000 for the Convention on specified herein, as follows:]
International Trade in Endangered Species; $220,000 for the World
[AGRICULTURE, RURAL DEVELOPMENT, AND NUTRITION, DEVELOPMENT
Heritage Fund; $100,000 for the United Nations Voluntary Fund for
ASSISTANCE]
Victims , of Torture; $245,000 for the United Nations Fellowship Pro[For necessary expenses to carry out the provisions of section 103,
gram; $400,000 for the United Nations Center on Human Settlements;
$500,000 for the UNIDO Investment Promotion Service; $10,000,000 $483,715,000: Provided, That up to $5,000,000 shall be provided for
for the Organization of American States; and $35,000,000 for the new development projects of private entities and cooperatives utilizUnited States contributions to the third replenishment of the Interna- ing surplus dairy products: Provided further, That not less than
tional Fund for Agricultural Development: Provided, That none of the $8,000,000 shall be provided for the Vitamin A Deficiency Program:
funds appropriated under this heading shall be made available for the Provided further, That, notwithstanding any other provision of law,
International Fund for Agricultural Development until agreement up to $10,000,000 of the funds appropriated under this heading shall
has been reached on the third replenishment of the Fund: Provided be made available, and remain available until expended, for agriculfurther, That funds appropriated under this heading may be made tural activities in Poland which are managed by the Polish Catholic
available for the International Atomic Energy Agency only if the Church or other nongovernmental organizations: Provided further,
Secretary of State determines (and so reports to the Congress) that That not less than $1,000,000 shall be available for a Farmer-toIsrael is not being denied its right to participate in the activities of Farmer program for Poland, notwithstanding any other provision of
that Agency] $225,000,000. (Foreign Operations, Export Financing, law.]
and Related Programs Appropriations Act, 1990; additional authoriz[POPULATION, DEVELOPMENT ASSISTANCE]
ing legislation to he proposed.)
„
,
, ,,
. .
,.
r
r
[For necessary expenses to carry out the provisions of section
Program and Financing (in thousands of dollars)
104(b), $220,000,000: Provided, That none of the funds made available
in this Act nor any unobligated balances from prior appropriations
Identification code 1 1 - 1 0 0 5 - 0 - 1 - 1 5 1
1989 actual
1990 est.
1991 est.
may be made available to any organization or program which, as
determined by the President of the United States, supports or particiProgram by activities:
pates in the management of a program of coercive abortion or invol00.01 U.N. Development Program
109,919
107,752
108,500 untary sterilization: Provided further, That none of the funds made
00.02 U.N. Children's Fund
60,400
21646
24 000 a v a i l a b l e under this heading may be used to pay for the performance
00.03 International Atomic Energy Agency
22,000
9 839
10 000 o f Portion as a method of family planning or to motivate or coerce
00.04 Organization of American States
10,000
00.05 UN Afghanistan Emergency Trust Fund
13 283
6 500 anY person to practice abortions; and that in order to reduce reliance
00.06 International Fund for Agricultural Development
2,500
34438
6,250 on abortion in developing nations, funds shall be available only to
00.07 U.N. Environment Program
9,500
11,807
10^000 voluntary family planning projects which offer, either directly or
00.08 Other organizations and programs
11,796
11,022
9,750 through referral to, or information about access to, a broad range of
~m H7
o e nnn family planning methods and services: Provided further, That in
p
10.00
Total obligations (object class 41.0)
226,115
'
awarding grants for natural family planning under section 104 of the
Financing:
Foreign Assistance Act no applicant shall be discriminated against
39.00 Budget authority
226,115
274,137
225,000 because of such applicant's religious or conscientious commitment to
offer only natural family planning; and, additionally, all such appliBudget authority:
o to o cants shall comply with the requirements of the previous proviso:
oj n
40.00 Appropriation
226,115
40.00 Reduction pursuant to P.L. 101-167
-1198
Provided further, That nothing in this subsection shall be construed
40.00 Reduction pursuant to P.L 9 9 - 1 7 7
_32go
to alter any existing statutory prohibitions against abortion under
42.00 Transferred from other accounts (budget authority)
1^0
3 50
section 104 of the Foreign Assistance Act.]
43.00
71.00
72.40
74.40
77.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

226,115

274,137

225,000

274,137
219,908
-235,107

225,000
235,107
-216,722

247,388

Outlays

226,115
255,568
-219,908
-14,388

258,938

243,385

Status of Direct Loans (in thousands of dollars)
Identification code 1 1 - 1 0 0 5 - 0 - 1 - 1 5 1
1210
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year




1989 actual

1990 est.

46,999
-1,382

45,617
-1,333

45,617

44,284

1991 est.
44,284
-1,373
42,911

[HEALTH, DEVELOPMENT ASSISTANCE]

[For necessary expenses to carry out the provisions of section
104(c), $125,994,000.]
[INTERNATIONAL AIDS PREVENTION AND CONTROL PROGRAM]

[For necessary expenses to carry out the provisions of chapter 1 of
part I of the Foreign Assistance Act of 1961, $42,000,000, which shall
be made available only for activities relating to research on, and the
treatment and control of, acquired immune deficiency syndrome
(AIDS) in developing countries: Provided, That of the funds made
available under this heading $21,000,000 shall be provided directly to
the World Health Organization for its use infinancingthe Global
Program on AIDS, including activities implemented by the Pan
American Health Organization.]
[CHILD SURVIVAL FUND]

[For necessary expenses to carry out the provisions of section
104(cX2), $71,000,000.]

A-412

SEEKST1™

AGENCY FOR INTERNATIONAL

THE BUDGET FOR FISCAL YEAR 1991
DEVELOPMENT—Continued

General and special funds—Continued
[EDUCATION AND HUMAN RESOURCES DEVELOPMENT, DEVELOPMENT
ASSISTANCE]

[For necessary expenses to carry out the provisions of section 105,
$134,541,000: Provided, That $1,500,000 of the funds appropriated
under this heading shall be made available for the Caribbean Law
Institute: Provided further, That not less than $67,270,000 of the
funds appropriated under this heading and under the heading "SubSaharan Africa, Development Assistance" shall be available only for
programs in basic primary and secondary education: Provided further,
That in fiscal year 1990 the Agency for International Development
shall initiate three new bilateral projects in basic primary and secondary education, at least two of which shall be initiated in SubSaharan Africa: Provided further, That not less than $20,000,000 of
the funds appropriated under this heading shall be made available for
the International Student Exchange Program, of which $2,000,000
shall be available, notwithstanding any other provision of law, for
students from Poland and Hungary: Provided further, That not less
than $1,200,000 of the funds appropriated under this heading shall be
made available for leadership programs for the Americas that have a
demonstrated record of performance: Provided further, That not less
than $2,000,000 of the funds appropriated under this heading shall be
made available, notwithstanding any other provision of law, for technical training for the people of Poland and Hungary in skills which
would foster the development of a market economy and the private
sector, including training in management and agricultural extension:
Provided further, That not less than $3,000,000 of the funds appropriated under this heading shall be made available, notwithstanding any
other provision of law, for educational and cultural exchanges with
Poland and Hungary, which shall be undertaken in cooperation with
the United States Information Agency.]
[PRIVATE SECTOR, ENVIRONMENT, AND ENERGY, DEVELOPMENT
ASSISTANCE]

[For necessary expenses to carry out the provisions of section 106,
$149,209,000: Provided, That not less than $7,500,000 shall be made
available only for cooperative projects among the United States,
Israel and developing countries of which not less than $5,000,000 shall
be made available for the Cooperative Development Program, and of
which not less than $2,500,000 shall be made available for cooperative
development research projects: Provided further, That not less than
$5,000,000 shall be made available only for the Central American
Rural Electrification Support project: Provided further, That not less
than $2,000,000 of the funds appropriated under this heading or
under the heading "Sub-Saharan Africa, Development Assistance",
shall be made available for assistance in support of elephant conservation and preservation: Provided further, That not less than
$3,300,000 of the funds appropriated under this heading shall be made
available, notwithstanding any other provision of law, for assistance
to establish an air quality monitoring network in the Krakow, Poland
metropolitan area, to improve water quality and the availability of
drinking water in the Krakow metropolitan area, and to establish
and support a regional environmental center in Budapest, Hungary
for facilitating cooperative environmental activities, which activities
shall be undertaken in cooperation with the Environmental Protection Agency: Provided further, That not less than $10,000,000 of the
funds appropriated under this heading shall be made available, notwithstanding any other provision of law, for support for retrofitting a
coal-fired commercial plant in the Krakow, Poland region with clean
coal technology and for assistance to assess and develop the capability
within Poland to manufacture or modify equipment that will enable
industrial activities within Poland to use fossil fuels cleanly, which
activities shall be undertaken in cooperation with the Department of
Energy: Provided further, That the Administrator of the Agency for
International Development or his designee may vest title in any
property acquired under the previous two provisos in an entity other
than the United States: Provided further, That not less than
$1,500,000 of the funds appropriated under this heading shall be made
available, notwithstanding any other provision of law, for the provision of technical assistance to Poland and Hungary (1) for the implementation of labor market reforms, and (2) to facilitate adjustment
during the period of transition to free labor markets and labor organizations, which activities shall be undertaken in cooperation with the
Department of Labor and United States labor and business representatives.]



[SCIENCE AND TECHNOLOGY, DEVELOPMENT ASSISTANCE]

[For necessary expenses to carry out the provisions of section 106,
$8,662,000.]
[MICRO-ENTERPRISE DEVELOPMENT]

[Of the funds appropriated by this Act to carry out chapter 1 of
part I and chapter 4 of part II of the Foreign Assistance Act of 1961,
not less than $75,000,000 shall be made available for programs of
credit and other assistance for micro-enterprises in developing countries: Provided, That local currencies which accrue as a result of
assistance provided to carry out the provisions of the Foreign Assistance Act of 1961 and the Agricultural Trade Development and Assistance Act of 1954 may be used for assistance for micro-enterprises:
Provided further, That such local currencies which are used for this
purpose shall be in lieu of funds earmarked under this heading and
shall reduce the amount earmarked for assistance for micro-enterprises by an equal amount.]
[POLAND AND H U N G A R Y ]

[Notwithstanding any other provision of law, of the funds appropriated by this Act to carry out chapter 1 of part I and chapter 4 of
part II of the Foreign Assistance Act of 1961, not less than
$45,000,000 shall be made available for Poland and not less than
$5,000,000 shall be made available for Hungary, which funds shall be
used in support of the private sector and other economic development
programs: Provided, That funds made available under this heading
shall remain available until September 30, 1991.]
[ZAIRE]

[Funds appropriated to carry out chapter 1 of part I which are
allocated for Zaire shall be made available through private and voluntary organizations to the maximum extent practicable.]
[ASSISTANCE FOR DISPLACED CHILDREN]

[Of the aggregate of the funds appropriated by this Act to carry
out part I of the Foreign Assistance Act of 1961, not less than
$3,000,000 shall be made available for programs and activities for
children who have become orphans as a result of the effects of
drought, civil strife, and other natural and man-made disasters: Provided, That assistance under this heading shall be made available in
accordance with the policies and general authorities contained in
section 491 of the Foreign Assistance Act of 1961.]
[ASSISTANCE FOR VICTIMS OF W A R ]

[Of the aggregate of the funds appropriated by this Act to carry
out part I and chapter 4 of part II of the Foreign Assistance Act of
1961, not less than $5,000,000 shall be made available, notwithstanding any other provision of law, for assistance for the provision of
prostheses and related assistance for civilians who have been injured
as a result of civil strife and warfare: Provided, That this amount
shall be derived in equal amounts from part I and from chapter 4 of
part II.]
[ W O M E N IN DEVELOPMENT]

[In recognition that the full participation of women in, and the full
contribution of women to, the development process are essential to
achieving economic growth, a higher quality of life, and sustainable
development in developing countries, not less than $5,000,000 of the
funds appropriated by this Act to carry out part I of the Foreign
Assistance Act of 1961, in addition to funds otherwise available for
such purposes, shall be used to encourage and promote the participation and integration of women as equal partners in the development
process in developing countries, of which not less than $3,000,000
shall be made available as matching funds to support the activities of
the Agency for International Development's field missions to integrate women into their programs: Provided, That the Agency for
International Development shall seek to ensure that country strategies, projects, and programs are designed so that the percentage of
women participants will be demonstrably increased.]
[PRIVATE AND VOLUNTARY ORGANIZATIONS]

[None of the funds appropriated or otherwise made available by
this Act for development assistance may be made available to any
United States private and voluntary organization, except any cooperative development organization, which obtains less than 20 per centum
of its total annual funding for international activities from sources
other than the United States Government: Provided, That the requirements of the provisions of section 123(g) of the Foreign Assist-

ITRAINLDEVELOPMENTASS.STANC^M^
NENT A
O

FUNDS APPROPRIATED TO THE PRESIDENT

-

4

1

3

ance Act of 1961 and the provisions on private and voluntary organiDevelopment Programs.—This program provides economic
zations in title II of the "Foreign Assistance and Related Programs resources to developing countries with the aim of bringing the
Appropriations Act, 1985" (as enacted in Public Law 98-473) shall be benefits of development to the poor. The program promotes
superseded by the provisions of this section.] For necessary expenses
to carry out the provisions of chapter 1 of part I of the Foreign broad-based, self-sustaining economic growth in developing
countries by supporting appropriate policy changes. AssistAssistance Act of 1961, as amended, $1,208,000,000, to remain available until expended. (Foreign Operations, Export Financing, and Re-ance under this program is concentrated in those areas in
lated Programs Appropriations Act, 1990; additional authorizing legis- which the United States has special expertise and which
lation to be proposed.)
promise the greatest opportunity for the poor to better their
lives.
Program and Financing (in thousands of dollars)
Among other activities, funds are provided to: support developing country efforts to improve the productivity and
Identification code 1 1 - 1 0 2 1 - 0 - 1 - 1 5 1
1990 est.
1991 est.
1989 actual
income of small farmers, create greater rural employment
Program by activities:
opportunities, enhance rural infrastructure and the environ00.01 Functional development assistance
1,208,000
ment, improve nutrition and remove impediments to equita00.02 Agriculture, rural development, and nutrition..
553,800
477,895
ble economic growth; support efforts of developing countries
00.03 Population planning
216,171
201,579
to reduce population growth rates and to provide families
00.04 Health
135,969
124,996
00.05 Child survival fund
71,000
70,695
with effective options in choosing the number and spacing of
00.06 Education and human resources
148,925
131,990
their children; assist developing countries to increase access
00.07 Private sector, environment and energy
132,095
129,453
to health care and nutrition services, to make safe water and
00.08 Science and technology
8,662
8,625
adequate sanitation more widely available, to reduce the inci00.09 Reobiigation of country programs
39,000
23,000
00.10 AIDS
39,999
41.239 .
dence of debilitating tropical diseases, malnutrition, diarrheal
infections, measles and other preventable diseases, and to
10.00
Total obligations..
1,289,387
1,242,706
1,231,000
increase governmental capacity to plan and manage their
Financing:
health resources; provide funds for programs designed to deal
11.00 Offsetting collections from: Federal funds
-730
directly with the special health needs of children and mothers
17.00 Recovery of prior year obligations
-37,336
21.40 Unobligated balance available, start of year..
-26,907
-12,528
"-26,907
including oral rehydration therapy to combat the effects of
22.40 Unobligated balance transferred, net
2,133
diarrheal diseases, immunization and other primary health
24.40 Unobligated balance available, end of year....
26,907
26,907
2W
care efforts aimed at cutting in half infant and child mortali25.00 Unobligated balance I,
643 .
ty rates in developing countries; support the efforts of devel39.00
Budget authority...
1,268,475
1,242,706
1,231,000
oping countries to provide basic education for children, improve the fundamental life skills of adults, and improve the
Budget authority:
management skills and performance of managers of develop40.00 Appropriation
1,235,121
1,184,026
1,208,000
ment programs; provide assistance to enable developing coun40.00 Reduction pursuant to P.L 101-167
-5,231
40.00 Reduction pursuant to P.L 9 9 - 1 7 7
-7,684
tries to better contend with national energy problems, to cope
41.00 Transferred to other accounts (budget authorwith employment and income problems in urban areas, to
ity)
-6,367
-18,500
mitigate the problems of rapid urban migration, and to improve environmental management and resource planning; en43.00
Appropriation (adjusted)..
1,203,706
1,177,659
1,208,000
50.00
Reappropriation
39,000
90,816
23,000
courage private enterprise development and the stimulation
of competitive markets which are vital to the promotion of
Relation of obligations to outlays:
self-sustaining, broad-based economic growth in developing
71.00i Obligations incurred, net
1,288,657
1,242,706
1,231,000
countries; support new and innovative research on problems
72.40 Obligated balance, start of year
3,396,706
3,174,399
3,179,105
of development and assists developing countries in improving
74.40 Obligated balance, end of year
-3,174,399
-3,179,105
-3,177,105
77.00 Adjustments in expired accounts
-98,079
-39,000
-23,000
their scientific and technological capacities; and provide as78.00 Adjustments in unexpired accounts...
-37,336
sistance for the prevention and control of AIDS through the
World Health Organization (WHO) Special Programme on
90.00
Outlays
1,375,548
1,199,000
1,210,000
AIDS and through bilateral activities in A.I.D.-assisted counDistribution of budget authority by account:
tries in support of country programs designed in conjunction
Functional development assistance
1,231,000
with WHO.
Agriculture, rural development, and nutrition..
Population planning
Health
Child survival fund
Education and human resources
Private sector, environment and energy
Science and technology
AIDS

540,316
201,923
131,776
70,999
146,915
127,885

500,425
217,041
129,865
70,695
139,513
135,303
8,625
41,239

8,662
39,999

Object Classification (in thousands of dollars)
Identification code

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1131 Direct loan obligations exempt from limitation
1150

)
1210
1231
I
1251
L
1261
1290

Total direct loan obligations..
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Capitalized interest
Outstanding, e n d of year




1989 actual

1990 est.

1 9 8 9 actual

1990

est.

1991

est.

AGENCY FOR INTERNATIONAL DEVELOPMENT

Status of Direct Loans (in thousands of dollars)
Identification code 1 1 - 1 0 2 1 - 0 - 1 - 1 5 1

11-1021-0-1-151

1991 est.

21.0
22.0
24.0
25.0
26.0
33.0
41.0
99.9

3,187

Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Investments and loans
Grants, subsidies, and contributions
Total obligations

185
1,586
4
150,315
36,282
1,544
1,099,471

179
1,528
4
144,873
34,968
1,488
1,059,666

177
1,514
4
143,508
34,639
1,474
1,049,684

1,289,387

1,242,706

1,231,000

3,187

3,866,524
114,607
-33,134
38,032

3,986,029
181,000
-33,991

4,133,038
119,000
-43,465

3,986,029

4,133,038

4,208,573

S U B - S A H A R A N AFRICA, DEVELOPMENT

ASSISTANCE

For necessary expenses to carry out the provisions of sections 103
through 106 and section 121 of the Foreign Assistance Act of 1961,
C$565,000,000] $560,500,000, to remain available until expended, for
assistance only for Sub-Saharan Africa, which shall be in addition to
any amounts otherwise available for such purposes: Provided, That

K!KErEHT

A-414

THE BUDGET FOR FISCAL YEAR 1991

ASSISTANCE—Continued

AGENCY FOR INTERNATIONAL DEVELOPMENT—Continued

SAHEL DEVELOPMENT PROGRAM

General and special funds—Continued

Program and Financing (in thousands of dollars)

SUB-SAHARAN AFRICA, DEVELOPMENT ASSISTANCE—Continued

the authorities contained under this heading in the Foreign Operations, Export Financing, and Related Programs Appropriations Act,
1989 (Public Law 100-461), shall be applicable to amounts appropriated under this heading [until an Act authorizing assistance for such
purposes for the fiscal year 1990 is enacted into law]: Provided
further, That [not less than $50,000,000 of the] funds appropriated
under this heading [shall] may be made available [only] to assist
activities supported by the Southern Africa Development Coordination Conference: Provided further, That funds appropriated under this
heading which are made available for activities supported by the
Southern Africa Development Coordination Conference shall be made
available notwithstanding section 518 of this Act and section 620(q) of
the Foreign Assistance Act of 1961. (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990; additional
authorizing legislation to be proposed.)

10.00

Program by activities:
Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00
40.00
40.00
40.00
43.00
71.00
72.40
74.40
78.00
90.00

Budget authority
udget
Appropriation
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L. 9 9 - 1 7 7
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1989 actual

1990 est.

549,928

-637
637

637
72

Distribution of budget authority by appropriation:
Sub-Saharan Africa, Development Assistance
Southern Africa, Development Assistance

560,500

-637
637

550,000

561,823

560,500

550,000

565,000
-2,430
-747

560,500

561,823

560,500

549,928
561,823
519,460
923,532
-923,532
-1,126,355
-637

99.0

Travel and transportation of persons
Transportation of things
Other services
Supplies and materials
Grants, subsidies, and contributions
Subtotal, direct obligations

359,000

99.9

Grants, subsidies, and contributions
Total obligations




Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

162

-3,852
-2,663

-162

162

Budget authority

71.00
72.40
74.40
78.00

6,353

1991 est.

6,353
161,442
-101,190
-3,852
62,753

Outlays

162
101,190
-66,934
34,418

66,934
-44,177
22,757

The Sahel development program helped promote food selfsufficiency and self-sustaining economic growth in the Sahel
region of Africa. Assistance was furnished in accordance with
a long-term, multidonor development plan based on equitable
burden sharing with other donors and the assisted African
countries.
In 1988, the Administration placed all new funding for
Africa in the Sub-Saharan Africa, Development Assistance
account.

Identification code

25.0
41.0

500,000
50,000

561,823

1989 actual

1990

est

560,500

1991

est.

44
93
33,788
8,990
506,413

45
95
34,557
9,194
517,932

45
95
34,476
9,172
516,712

549,328

561,823

560,500

561,823

560,500

600
549,928

11-1012-0-1-151

Other services
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est.

746
5,607

19
143

6,353

1991 est.

162

[MULTILATERAL ASSISTANCE INITIATIVE FOR THE PHILIPPINES]

443,000

ALLOCATION TO O.P.I.C.
41.0

39.00

99.9

Object Classification (in thousands of dollars)

21.0
22.0
25.0
26.0
41.0

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..,
24.40 Unobligated balance available, end of year

1990 est.

560,500
1,126,355
-1,243,855

550,000

The Sub-Saharan Africa account is a single account resource designed to allow A.I.D. greater effectiveness in meeting Africa's development requirements. Resources are used in
both project and non-project modes to address shared development program and policy commitments of reform-oriented African countries. The account assures availability of resources
for Africa and provides greater flexibility in supporting the
objective of growth with equity in Africa. No-year funding is
proposed for this development program.

Identification code 1 1 - 1 0 1 4 - 0 - 1 - 1 5 1

Program by activities:
Total obligations

1989 actual

Object Classification (in thousands of dollars)

145,219

Outlays

1991 est.

561,823

-637

10.00

90.00

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 1 4 - 0 - 1 - 1 5 1

Identification code 1 1 - 1 0 1 2 - 0 - 1 - 1 5 1

[For necessary expenses to carry out the provisions of the Foreign
Assistance Act of 1961, $160,000,000, which shall be available for the
Multilateral Assistance Initiative for the Philippines: Provided, That
not less than 75 per centum of the funds appropriated under this
heading shall be made available for project and sector activities consistent with the purposes of sections 103 through 106 of such Act:
Provided further, That the President shall seek to channel through
indigenous and United States private voluntary organizations and
cooperatives not less than $20,000,000 of the funds appropriated under
this heading and of the funds appropriated and allocated for the
Philippines to carry out sections 103 through 106 of such Act: Provided further, That up to a total of $40,000,000 of the funds appropriated
to carry out sections 103 through 106 and chapter 4 of part II of such
Act may be transferred to and consolidated and merged with the
funds appropriated under this heading notwithstanding the limitations on transfers between accounts contained in section 514 of this
Act and sections 109 and 610 of the Foreign Assistance Act of 1961:
Provided further, That any funds transferred to carry out the purposes of this heading shall be made available only for projects and
activities which are consistent with the purposes of those funds as
initially appropriated: Provided further, That of the total amount of
funds transferred to carry out the purposes of this heading not less
than 50 per centum shall be derived from funds appropriated to carry
out chapter 4 of part II of the Foreign Assistance Act: Provided
further, That transfers of any funds to carry out the purposes of this
heading shall be subject to the regular notification procedures of the
Committees on Appropriations: Provided further, That funds made
available under this heading shall remain available until September
30, 1991: Provided further, That none of the funds appropriated under
this heading shall be made available except as provided through the
regular notification procedures of the Committees on Appropriations.]

ITRAINLDEVELOPMENTASS.STANC^M^
NENT A
O

f u n d s appropriated t o t h e president
SPECIAL

ASSISTANCE

INITIATIVES

Program and Financing (in thousands of dollars)

10.00

11-1042-0-1-151

1989 actual

1990 est.

Program by activities:
Total obligations (object class 41.0)

127,450

1991 est.

191,862

-31,862
31,862

159,312

Budget authority

40,000

Identification code

200,000

11-1013-0-1-151

Program by activities:
Total obligations (object class 41.0)

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-167

160,000
-688

200,000

Financing:
25.00 Unobligated balance lapsing

43.00

159,312

200,000

39.00

127,450

191,862

103,744

103,744
-229,714

23,706

65,892

90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

43.00
60.00

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

71.00
72.40
1989 actual 1990 est.
1991 est.
74.40
159,312
200,000
23,706
65,892
90.00
300,000
192,200

Total:
Budget authority
Outlays

159,312
23,706

500,000
258,092

SPECIAL ASSISTANCE INITIATIVES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

11-1042-2-1-151

1989 actual

1990 est.

1991 est.

10.00

Program by activities:
Total obligations (object class 41.0)..

300,000

40.00

Financing:
Budget authority (appropriation)...

300,000

71.00
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

Budget authority

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 101-167

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

5

For necessary expenses to carry out the provisions of section 214,
[$35,000,000] $23,000,000, to remain available until expended, of
which up to $3,000,000 may be made available, notwithstanding any
other provision of law, for construction of the Zablocki Memorial
Outpatient Facility of the American Children's Hospital in Krakow,
Poland, which may include the equivalent of $3,000,000 of the Polish
currencies held by the United States: Provided, That funds made
available under this heading shall be the only funds used to carry out
subsection (a) of Public Law 98-266. (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990; additional
authorizing legislation to be proposed.)

10.00

71.00
72.40
74.40

1

Program and Financing (in thousands of dollars)

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
39.00

4

AMERICAN SCHOOLS AND HOSPITALS ABROAD

For necessary expenses to carry out the provisions of the Foreign
Assistance Act of 1961, as amended, $200,000,000, to remain available
until expended, for economic assistance for the Philippines. (Foreign
Operations, Export Financing, and Related Program Appropriations
Act, 1990; additional authorizing legislation to be proposed.)

Identification code

-

Appropriation (adjusted)
Permanent:
Appropiation (indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1989 actual

1990 est.

33,241

1991 est.

37,850

23,000

35,000

37,850

23,000

35,000

35,000
-150

23,000

35,000

34,850

23,000

1,759

3,000

37,850
41,121
-37,391

23,000
37,391
-26,784

35,924

Outlays

33,241
43,805
-41,121

41,580

33,607

These funds provide assistance to schools, libraries, and
hospitals abroad founded or sponsored by U.S. citizens that
serve as demonstration centers for American ideas and practices in education and medicine. Emphasis is given to geographic dispersion of the program, with special priority to
institutions in less developed countries. Grants generally finance new physical facilities, special medical and training
programs, and the procurement of equipment.
For 1991, the Administration proposes to bring into the
appropriation process spending for the Zablocki Wing of the
American Children's Hospital in Poland. Under existing legislation, $3 million in convertible Polish currency is estimated
to be spent in FY 1990 on the project. Beginning in FY 1991,
the Administration proposes funding the Zablocki project
from the American Schools and Hospitals Abroad appropriation.

300,000
-107,800
INTERNATIONAL DISASTER ASSISTANCE

90.00

Outlays

192,200

Legislation will be proposed to provide funds to support
democracy and economic restructuring in Eastern European
countries.
This account provides funds for extraordinary assistance in
countries undertaking economic reforms. The Special Assistance Initiatives were inaugurated in 1990 with $160 million
for the initial U.S. contribution to the Philippines Multilateral Assistance Initiative (MAI). This initiative by multilateral
and bilateral donors with the private sector will provide assistance to the Philippines to support democracy and economic restructuring. Obligation of U.S. resources will be based on
agreement with the Philippine government on specific programs, projects and economic and administrative reforms.



For necessary expenses to carry out the provisions of section 491,
[$25,000,000] $40,000,000, to remain available until expended [: Provided, That not less than $500,000 of the funds appropriated under
this heading may be made available for assistance for children who
have become orphans as a result of natural disasters]. (Foreign Operations, Export Financing, and Related Programs Appropriations Act,
1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code

11-1035-0-1-151

1989 actual

1990 est.

1991 est.

00.01
00.04

Program by activities:
International disaster assistance
Cambodian refugees

31,663
500

29,115

40,000

10.00

Total obligations

32,163

29,115

40,000

A-416

I N T E R N A T I O N A L D E V E L O P M E N T ASSISTANCE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

AGENCY FOR INTERNATIONAL DEVELOPMENT—Continued
40.00
40.00
40.00
42.00
42.22

General and special funds—Continued
INTERNATIONAL DISASTER ASSISTANCE—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 1 1 - 1 0 3 5 - 0 - 1 - 1 5 1
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year....

17.00
21.40
24.40
39.00

40.00
40.00
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L 101-167
Transferred from other accounts (budget authority).

71.00
72.40
74.40
77.00
78.00
90.00

1990 est.

1991 est.

Appropriation (adjusted)..
Reappropriation
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays...

-2,325
-4,561
4,222

-4,222

29,499

24,893

40,000

25,000

25,000
-107

40,000

28,000

24,893

40,000

32,163
60,187
-48,722
-2,323
-2,325

29,115
48,722
-43,785

40,000
43,785
-49,379

38,980

Budget authority..

43.00
50.00

1989 actual

34,052

im
1,499

34,406

Object Classification (in thousands of dollars)

21.0
22.0
25.0
26.0
41.0
99.9

Travel and transportation of persons
Transportation of things
Other services
Supplies and materials
Grants, subsidies, and contributions
Total obligations

1989 actual

418,000

437,000
-1,879
-6,077

447,794

1,500
1,000

43.00
50.00

Appropriation (adjusted)..
Reappropriation

419,500
10,000

430,044

447,794

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts...

428,424
146,838
-144,263
-15,074

431,556
144,263
-146,607

447,794
146,607
-150,971

415,925

429,212

443,430

90.00

Outlays..

These funds cover the appropriated dollar costs of managing Agency for International Development (A.I.D.) programs,
including salaries and other expenses of direct hire personnel.
A.I.D. currently maintains resident staff in more than 70
foreign countries as well as a headquarters in Washington
which supports field programs and manages regional and
worldwide activities.
Object Classification (in thousands of dollars)

The international disaster assistance program provides
relief to foreign countries struck by disasters such as famines,
floods, hurricanes, and earthquakes, and supports assistance
in disaster preparedness and contingency planning.

Identification code 1 1 - 1 0 3 5 - 0 - 1 - 1 5 1

Appropriation
Reduction pursuant to P.L 101-167
Reduction pursuant to P.L 9 9 - 1 7 7
Transferred from other accounts (budget authority)
Transferred from other accounts (unobligated balances)..

1990 est.

1991 est.

371
887
13,437
275
17,193

370
886
10,417
275
17,167

460
1,105
16,712
342
21,381

32,163

29,115

40,000

OPERATING EXPENSES, AGENCY FOR INTERNATIONAL DEVELOPMENT

Identification code 1 1 - 1 0 0 0 - 0 - 1 - 1 5 1

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

For necessary expenses to carry out the provisions of section 667,
[$437,000,000: Provided, That not more than $15,000,000 (except that 99.0
payment may be made under this limitation only for those categories 99.0
of services for which charges have been made under Foreign Affairs
Administrative Support both in prior years and in the current year) 99.9
of this amount shall be for Foreign Affairs Administrative Support]
$447,794,000, to remain available until expended. (Foreign Operations,
Export Financing, and Related Programs Appropriations Act, 1990;
additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 0 0 - 0 - 1 - 1 5 1

9 actual

00.01
00.02

Program by activities:
Direct program
Reimbursable program

428,424
5,311

431,556
5,500

447,794
5,700

10.00

Total obligations

433,735

437,056
-5,500
-1,512

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation....
Special personal services payments

1990 est.

1991 est.

Total obligations

181,866
11,695
16,052
20,961

205,548
38,996
669
21,973
10,434
7,581
25,319
12,164
974
61,730
9,200
30,660
1,039
2,000
137

217,829
48,013
388
23,680
10,033
7,727
27,964
11,211
1,347
63,338
9,306
9,031

230,574
50,766
356
20,192
9,697
7,125
29,182
11,725
1,471
63,919
9,649
10,492

1,500
189

2,500
146

431,556
5,500

447,794
5,700

433,735

Subtotal, direct obligations
Reimbursable obligations

168,117
11,562
15,256
22,894

428,424
5,311

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

157,196
10,781
14,991
22,580

437,056

453,494

4,400

4,400

4,400

4,388
47

4,400
48

4,400
48

Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

453,494

- 5,311

1989 actual

5,700

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority




-2,500
1,512
2,064
429,500

1990 est.

430044
'

1991 est.

Note.—Personnel Summary data relates to total AID. direct hire employment, whether
inm the Operating Expense
appropriation or from other funding sources such as the Housing Investment Guaranty program, or overseas trust funds, etc.
Personnel funded through the Inspector General, Operating expenses account are not included.

PAYMENT TO THE FOREIGN SERVICE RETIREMENT AND DISABILITY FUND

447 794
!

For payment to the "Foreign Service Retirement and Disability
Fund", as authorized by the Foreign Service Act of 1980,
[$40,147,000] $40,341,000. (Foreign Operations, Export Financing,
and Related Programs Appropriations Act, 1990.)

ITRAINLDEVELOPMENTASS.STANC^M^
NENT A
O

f u n d s appropriated t o t h e president
Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 3 6 - 0 - 1 - 1 5 3

10.00

40.00

1989 actual

4

1

7

Object Classification (in thousands of dollars)

1990 est.

1991 est.

Program by activities:
Total obligations (Government contributions to the fund)
(object class 13.0)

40,533

40,147

40,341

Financing:
Budget authority (appropriation)

40,533

40,147

40,341

Identification code

40,533

40,147

40,341

90.00

40,533

40,147

40,341

The appropriation requested is to finance the 1990 installment of the unfunded liability created by the addition of
A.I.D. Foreign Service personnel to the foreign service retirement system and by subsequent salary increases and changes
in legislation affecting benefits.

11-1007-0-1-151

1989 actual

11.3
11.5
11.8

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

11.1

Relation of obligations to outlays:
71.00 Obligations incurred, net
Outlays

-

99.9

1990 est.

1991 est.

10,541
134
942
257

11,825
149
1,043
284

10,118
1,624
2,685
1,328
508
1,727
138
49
6,261
1,791
1,855

11,874
1,906
2,900
1,400
525
2,025
150
60
6,713
2,000
900

13,301
2,111
3,100
1,300
525
2,405
170
70
7,401
2,400
1,100

28,084

Total obligations

8,981
115
803
219

30,453

33,884

240
209

240
225

240
240

Personnel Summary
OPERATING EXPENSES OF THE AGENCY FOR INTERNATIONAL
DEVELOPMENT OFFICE OF INSPECTOR GENERAL

For necessary expenses to carry out the provisions of section 667 [,
$31,000,000, which sum shall be available only for the operating expenses of the Office of the Inspector General notwithstanding section
451 or 614 of the Foreign Assistance Act of 1961 or any other provision of law: Provided, That up to 3 per centum of the amount made
available under the heading "Operating Expenses of the Agency for
International Development" may be transferred to and merged and
consolidated with amounts made available under this heading: Provided further, That except as may be required by an emergency
evacuation affecting the United States diplomatic missions of which
they are a component element, none of the funds in this Act, or any
other Act, may be used to relocate the overseas Regional Offices of
the Inspector General to a location within the United States without
the express approval of the Inspector General: Provided further, That
the total number of positions authorized for the Office of Inspector
General in Washington and overseas shall be not less than two hundred and forty at September 30, 1990. J of the Foreign Assistance Act
of 1961, as amended, and the Inspector General Act of 1978, as amended, $33,884,000, to remain available until expended. (Foreign Operations, Export Financing, and Related Programs Appropriations Act,
1990; additional authorizing legislation to be proposed.)

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

MISCELLANEOUS APPROPRIATIONS

Program and Financing (in thousands of dollars)
Identification code

21.40
24.40

Financing:
Unobligated balance available, start of year..,
Unobligated balance available, end of year

39.00
71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

11-1007-0-1-151

10.00

Program by activities:
Total obligations

25.00

Financing:
Unobligated balance lapsing

39.00
40.00
40.00
40.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L 9 9 - 1 7 7

1989 actual

28,084

1990 est.

1991 est.

30,453

33,884

28,500

30,453

33,884

28,500

31,000
-133
-414

33,884

416

Appropriation (adjusted)

28,500

30,453

33,884

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

28,084
14,003
-12,406
-1,325

30,453
12,406
-12,318

33,884
12,318
-11,897

28,355

30,541

Outlays

34,304

The funds cover the costs of operations of the Office of the
Inspector General, Agency for International Development,
and include salaries, expenses, and support costs of the Inspector General's personnel as well as costs associated with
providing for the physical security of agency personnel at
overseas missions.



1990 est.

1991 est.

-190
189

-189
189

-189
189

183
-146

146
-146

146
-146

90.00

Outlays..
Status of Direct Loans (in thousands of dollars)

43.00

90.00

1989 actual

Budget authority..

Program and Financing (in thousands of dollars)
Identification code

11-9911-0-1-151

Identification code

1210
1251
1264
1290

11-9911-0-1-151

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net
Outstanding, end of year

1989 actual

1990 est.

1991 est.

316,484
-10,330
1,566

307,720
-8,278

299,442
-9,055

307,720

299,442

290,387

This consolidated account includes outlays from several bilateral development assistance accounts, most of which no
longer have active programs. Included are disaster relief assistance programs, the foreign assistance contingency fund
and Africa bilateral grant programs which are now carried
out under the Sub-Saharan Africa account.

TRADE CREDIT INSURANCE PROGRAM

During fiscal year [1990] 1991, total commitments to guarantee or
insure loans for the "Trade Credit Insurance Program" shall not
exceed $200,000,000 of contingent liability for loan principal for Central America and, notwithstanding any other provision of law, not to
exceed $200,000,000 of contingent liability for loan principal for
Poland pursuant, respectively, to the authorities of [section 224]
sections 224 and 225 of the Foreign Assistance Act of 1961 [.Provided,
That section 224(c) of the Foreign Assistance Act of 1961 is amended
by striking out "September 30, 1989" and inserting in lieu thereof
"September 30, 1990"]. (Foreign Operations, Export Financing, and

A-418

assistance continued

~

t h e b u d g e t f o r f i s c a l y e a r 1991

AGENCY FOR INTERNATIONAL DEVELOPMENT—Continued

General and special funds—Continued
TRADE CREDIT INSURANCE PROGRAM—Continued

Related Programs Appropriations Act, 1990; additional authorizing
legislation to be proposed.)
The Trade Credit Insurance Program is a secondary guaranty program designed to promote recovery of the private export
sector in Central America. Given the continuation of the
weak financial position of the Central American economies,
which limits their access to the Export-Import Bank's regular
credit programs, new authority of $200 million to commit to
guarantee or insure loans is sought for 1991. In addition,
commitment authority is sought for a similar program in
Poland that was authorized by section 304 of the Support for
East European Democracy (SEED) Act of 1989.

71.00
72.90
74.90
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Adjustments in unexpired accounts

43,153
-20,415
22,519
-257

41.839
-22,519
28,939
-259

10,771

Outlays

10,169
-19,408
20,415
-405

45,000

48,000

Status of Direct Loans (in thousands of dollars)
Identification code 7 2 - 4 3 4 0 - 0 - 3 - 1 5 1

1210
1232
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Disbursements for guarantee loan claims.
Repayments: Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

118,608
58,434
-37,322

139,720
74,331
-38,107

175,944
85,126
-48,316

139,720

175,944

212,754

Status of Guaranteed Loans (in thousands of dollars)
Identification code 7 2 - 4 3 4 0 - 0 - 3 - 1 5 1

Public enterprise funds:
HOUSING AND OTHER CREDIT GUARANTY PROGRAMS

During the fiscal year [1990] 1991, total commitments to guarantee loans may be made only to the extent that the total loan principal,
any part of which is to be guaranteed, shall not exceed [$125,000,000
of contingent liability for loan principal J $100,000,000: Provided, That
[the President shall enter into commitments to guarantee such loans
in the full amount provided under this heading, subject only to the
availability of qualified applicants for such guarantees: Provided further, That guarantees issued under this heading shall guarantee 100
per centum of the principal and interest payable on such loans:
Provided further, That no loans guaranteed under this heading shall
be issued or held by the Federal Financing Bank: Provided further,
That] pursuant to section 223(eX2) of the Foreign Assistance Act of
1961 borrowing authority provided therein may be exercised in such
amounts as may be necessary to retain an adequate level of contingency reserves for the fiscal year [1990] 1991 [: Provided further,
That section 222(a) of the Foreign Assistance Act of 1961 is amended
by striking out "September 30, 1990" and inserting in lieu thereof
"September 30, 1991": Provided further, That notwithstanding the
prior limitation on total commitments to guarantee loans at not to
exceed $125,000,000, during the fiscal year 1990, total commitments to
guarantee loans shall not exceed $100,000,000 of contingent liability
for loan principal]. (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 7 2 - 4 3 4 0 - 0 - 3 - 1 5 1

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03
00.04
00.05

Program by activities:
Administrative expenses
Contractual services
Claim payments
Acquired security on collateral
Interest on borrowing

300
1,690
58,434
4,447

3,211
3,689
1,437
74,331
6,526

3,368
3,770
1,221
85,126
9,686

10.00

Total obligations

70,873

89,194

103,172

-288
-60,416
-405

-263
-45,778
-257

-223
-61,110
-259

-33,081

-36,094
-3,700
71

-4,000
82

36,094

29,909

35,940

3,700
-71

4,000
-82

4,400
-93

13,000

37,000

48,000

2150

2210
2231
2251
2261

Total guaranteed loan commitments
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans...
Repayments and prepayments
Adjustments: Terminations for default that result in
direct loans

2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.90
Treasury balance
U.S. securities:
21.91
Par value
21.92
Unrealized discount
Unobligated balance available, end of year:
24.90
Treasury balance
U.S. securities:
24.91
Par value
24.92
Unrealized discount
47.10

Budget authority (authority to borrow) (98
Stat. 1884,1903) (indefinite)




6,002

1990 est.

1991 est.

100,000
-430

100,000

104,966

99,570

100,000

1,409,216
176,308
-13,346

1,555,393
163,433
-32,859

1,672,709
147,978
-34,516

125,000
-20,034

-16,785

-13,258

-15,184

1,555,393

1,672,709

1,770,987

1,555,393

1,672,709

1,770,987

MEMORANDUM

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

30.7
30,708

The Housing Guaranty program extends guaranties to U.S.
private investors who make loans to developing countries to
assist them in formulating and executing sound housing and
community development policies that meet the needs of lower
income groups. Activities to be carried out will emphasize: (1)
sites and services and core housing projects providing homesites and shelter for poor families; (2) slum upgrading projects
designed to conserve and improve existing shelter; (3) lowincome shelter projects designed for demonstration or institution building purposes; and (4) project-related community facilities and services. A new sector policy, adopted in 1988, is
being used to encourage more rapid utilization of funds. A
program level of $100 million is adequate in 1991 given the
need to implement the large pipeline of authorized but uncontracted commitments. The borrowing authority in 1991 is to
replenish the Housing Guaranty reserve, depleted as a result
of increased loan reschedulings.

-29,909

-3,430
25

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...
2111 Reduction pursuant to P.L. 101-167
2112 Uncommitted limitation

1989 actual

Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss ( - ) :
Revenue: Fee income
Expense:
General administrative expenses
Contractual services
Interest on borrowing
Total expenses

1990 est.

1991 est.

24,683

19,672

20,449

2,865
3,175
4,447

3,192
3,540
6,526

3,375
3,626
9,686

10,487

13,258

16,688

INTERNATIONAL DEVELOPMENT ASSISTANCE—Continued
Federal Funds—Continued

FUNDS APPROPRIATED TO THE PRESIDENT
Total operating income

14,196

3,762

-1,437

-1,221

12,539

Net gain or loss ( - ) for year

6,414

-1,657

Nonoperating loss: Net loss from claims payment

4,977

2,541

that the total loan principal, any part of which is to be guaranteed,
shall not exceed $125,000,000. (Foreign Operations, Export Financing,
and Related Programs Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Financial Condition (in thousands of dollars)
1988 actual
Assets:
Selected assets:
Fund balance with Treasury
U.S. securities (par): Public debt securities...
Accounts receivable (net)
Other assets (net)

1989 actual

1990 est.

1991 est.

13,648
3,430
26,366
116,116

15,607
3,700
35,338
137,275

12,109
4,000
43,750
184,573

12,910
4,400
56,797
233,589

191,920

244,432

307,696

Program by activities:
Total obligations (object class 33.0)

Total liabilities
Government equity:
Selected equities.Unexpended balances:
Unobligated balance
Undisbursed obligations
Invested capital

10,081
2,402

19,682
4,150

20,700
6,200

45,000

58,000

95,000

143,000

70,483

118,832

169,900

39.00

36,486
1,060
71,116

33,827
2,200
89,573

40,207
2,600
94,989

108,662

Total Government equity

39,723
2,439
79,275
121,437

125,600

137,796

Object Classification (in thousands of dollars)
Identification code 7 2 - 4 3 4 0 - 0 - 3 - 1 5 1

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
33.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Investments and loans
Insurance claims and indemnities
Interest and dividends

1990 est.

1991 est.

2,097
19
161
330

2,278
566
524
192

2,607
604
627
113

2,735
633
591

454
241
56
1,655
53
283
58,434
1,690
4,447

639
327
36
1,798
74
76
74,331
1,437
6,526

629
341
37
1,918
76

85,126
1,221
9,686

70,873

Total obligations

1,711
16
151
400

2,158
20
164
393

89,194

43.00

Budget authority
Budget authority:
Reduction pursuant to P.L. 101-167
Transferred from other accounts
Appropriation (adjusted)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.90
Treasury balance
U.S. securities
72.91
Par value
72.92
Unrealized discount
Obligated balance, end of year:
74.90
Treasury balance
U.S. securities:
74.91
Par value
74.92
Unrealized discount
78.00 Adjustments in unexpired accounts
71.00

1990 est.

1991 est.

5,000

3,485

-987
-8,290
-5,854

-1,728
-7,296
-4,000

-1,828
-5,586

-10,584

-22,965
-6,250

-25,960
-17,772

22,965
6,250

25,960
17,772

17,750
33,396

6,367

4,978

6,367

5,000

6,367

4,978

-4,277

-5,539

40,601

21,805

5,988
31

15,465
96

24,015
151

-15,465
- 9 6
-5,854

-24,015
-151
-4,000

-13,756
-196

3,661

2,800

-2,133

-22

-7,414

-21,805

103,172

52
52

52
52

90.00

Outlays

112

68

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

40.00
42.00

1989 actual

-877

4,413
1,485

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year: Fund balance:
21.90
Unreserved
21.90
Reserved
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year: Fund balance:
24.90
Unreserved
24.90
Reserved

50,898

Liabilities:
Selected liabilities:
Accounts payable and funded accrued liabilities
Interest payable
Debt issued under borrowing authority from
Treasury

99.9

Identification code 72- 4 3 4 1 - 0 - 3 - 1 5 1

10.00

159,560

Total assets

A-419

52
52

Status of Direct Loans (in thousands of dollars)
Identification code

72-4341-0-3-151

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1111 Reduction pursuant to P.L. 101-167
1112 Unobligated direct loan limitation
1150

1210
1231
1251
1290

Total direct loan obligations..
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Outstanding, end of year...

1989 actual

1990 est.

1991 est.

3,500
-15

12,000
-7100
5,000

3,485

22,651
8,400
-6,864

24,187
12,678
-4,792

32,073
10,207
-2,826

24,187

32,073

39,454

Status of Guaranteed Loans (in thousands of dollars)
PRIVATE SECTOR REVOLVING

FUND

[ (INCLUDING TRANSFERS OF FUNDS)

]

[For necessary expenses to carry out the provisions of section 108
of the Foreign Assistance Act of 1961, not to exceed $5,000,000 to be
derived by transfer from funds appropriated to carry out the provisions of chapter 1 of part I of such Act, to remain available until
expended. During fiscal year 1990, obligations for assistance from
amounts in the revolving fund account under section 108 shall not
exceed $3,500,000.]
During fiscal year [1990, total commitments to guarantee loans
shall not exceed $46,115,020 of contingent liability for loan principal]
1991, commitments to guarantee loans may be made only to the extent



Identification code 7 2 - 4 3 4 1 - 0 - 3 - 1 5 1

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...
2111 Reduction pursuant to P.L. 101-167
2111 Reduction pursuant to P.L. 101-167

50,000

92,230
-396
-725

125,000

2150

50,000

91,109

125,000

35,096

23,409
101,442

2210
2231

Total guaranteed loan commitments
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans

F n S " U M S o p m e n t wwBrM*

A-420

THE BUDGET FOR FISCAL YEAR 1991

AGENCY FOR INTERNATIONAL DEVELOPMENT—Continued

provided under the functional development assistance program and the new Development Fund for Africa, initiated in
1988.

Public enterprise funds—Continued
PRIVATE SECTOR REVOLVING FUND—Continued
[ (INCLUDING TRANSFERS OF FUNDS)

]—Continued

Status of Guaranteed Loans (in thousands of dollars)—Continued
Identification code 7 2 - 4 3 4 1 - 0 - 3 - 1 5 1

1989 actual

2251

Repayments and prepayments..

2290

Outstanding, end of year

2299

1990 est.

U.S. contingent liability for guaranteed loans outstanding,
end of year

Intragovernmental funds:
1991

est.

-11,687

-45,467

23,409

79,384

ADVANCE ACQUISITION OF PROPERTY—REVOLVING FUND

Program and Financing (in thousands of dollars)
Identification code 7 2 - 4 5 9 0 - 0 - 4 - 1 5 1

MEMORANDUM
10.00
11,705

39,692

1989 actual

Program by activities:
Total obligations (object class 25.0)

82

Financing:
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
21.90

Estimate of guaranteed loan subsidy:
2320 Subsidy rate (in percent)
2330 Subsidy amount (in thousands of dollars)..

0.7
904

39.00

The private sector revolving fund, capitalized by transfers
from development assistance accounts, expands the A.I.D. private sector initiative through new financing mechanisms and
support of business activities. Direct loans and guarantees are
made to local private sector firms and credit institutions in
developing countries.
Revenue and Expenses (in thousands of dollars)
1989 actual
Operating income or loss ( —)-.
Revenue
Expense

1990 est.

1991 est.

9,344
8,400

7,415
10,213

944

Net operating income

9,024
12,679
-3,655

-2,798

Financial Condition (in thousands of dollars)
1988 actual

1989 actual

43,585
5,988
22,673

28,746
15,465
24,355
13,874

25,765
24,489
32,242
515

72,246

82,440

83,011

90.00

Government equity:
Unexpended balances:
Unobligated balance
Undelivered orders
Invested capital

1290
1

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net 1
Outstanding, end of year

6,408
43,585
22,253

25,377
25,359
31,704

43,855
14,602
24,554

51,270
4,389
31,941

72,246

82,440

83,011

87,600

100
-149
49

100
-49
- 5 1

64

Trust Funds
MISCELLANEOUS TRUST FUNDS

Identification code 7 2 - 9 9 7 1 - 0 - 7 - 1 5 1

10.00

1989 actual

8,544,489
-384,027
-293,404
7,867,058

1990 est.

1991 est.

7,867,058
7,496,202
-371,356
-372,910
500
7,496,202

7,123,292

Under this revolving fund, development loans were made to
friendly developing countries to promote their economic
growth and development. Since 1974, budget authority for
both loans and grants for development assistance has been

1989 actual

Program by activities:
Total obligations
Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

60.00

Adjustments for capitalized interest on rescheduled loans.




-6,929
6,829

Section 608 of the Foreign Assistance Act of 1961, as
amended, created a revolving fund to finance the acquisition
and rehabilitation at minimal cost of U.S. Government-owned
excess property for purchase by friendly countries and eligible
organizations, for use in conjunction with economic development programs. Excess property, most of it obtained from the
Department of Defense, includes heavy construction equipment, vehicles, heavy machinery, electrical generating equipment, and medical equipment and supplies. The program is
self-financed from service fees and reimbursements by equipment purchasers ultimately funded from development assistance appropriations to the Agency for International Development.

Status of Direct Loans (in thousands of dollars)

1210
1251
1264

100

Program and Financing (in thousands of dollars)

DEVELOPMENT LOANS—REVOLVING FUND

Identification code 1 1 - 4 1 0 3 - 0 - 3 - 1 5 1

-7,029
6,929

82
-167
149

Outlays

21.40
24.40

Total Government equity

-7,111
7,029

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

87,600

Total assets

1991 est.

100

1991 est.

Budget authority

15,552
31,904
39,629
515

Assets:
Selected assets:
Fund balance with Treasury
U.S. securities (par): Public debt securitiesLoans receivable (net)
Accounts receivable

1990 est.

71.00
72.90
74.90

1990 est.

71.00
72.40
74.40
90.00

9,014
-1,248
63

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

7,829

Distribution of outlays by account:
Technical assistance
Gifts and donations

5,063

1991 est.

5,000

- 6 3

5,000

5,000

9,014
5,063
9,741
19,510
-19,510
-19,573

5,000
19,573
-19,573

-754

Outlays

Distribution of budget authority by account:
Technical assistance

1990 est.

*

5,000

5,000

7,829

5,000

5,000

-787
32

4,700
300

4,700
300

Funds advanced by foreign countries are used to pay for
procurement in the United States of nonmilitary materials or

ITRAINL DVLP ET ASS.STANC^M
NENT A EE MN
O
O

funds appropriated t o t h e president
services for programs in those countries in accordance with
bilateral agreements.

Object Classification (in thousands of dollars)
Identification code

Object Classification (in thousands of dollars)
Identification code 7 2 - 9 9 7 1 - 0 - 7 - 1 5 1

25.0
31.0

1989 actual

est.

1991

est.

5,177
3,837

Total obligations

2,908
2,155

2,872
2,128

9,014

Other services
Equipment

99.9

1990

5,063

5,000

TRADE AND DEVELOPMENT PROGRAM

Federal Funds
General and special funds:
TRADE AND DEVELOPMENT PROGRAM

For necessary expenses to carry out the provisions of section 661 of
the Foreign Assistance Act of 1 9 6 1 , $ 3 0 , 0 0 0 , 0 0 0 [ : Provided, That
except as provided in this or any other Act appropriating funds for
foreign operations, export financing, and related programs, no provision of law enacted after May 19, 1988, may transfer funds to, or
otherwise make available funds for, the Trade and Development Program], to remain available until expended.

^-421

11-1001-0-1-151

1 9 8 9 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
23.1
23 2
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

99.9

1990

est.

1991

est.

822
83
31
313

862
83
31
313

1,179
103
133
125
23
5
11
883
10
74
22,780

1,249
166
195
129

1,289
176
195
134

5
15
1,007
8
26
29,755

5
20
991
10
30
27,150

25,326

Total obligations

554
76
14
535

32,555

30,000

15
14

20
17

26
28

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

[ASSISTANCE FOR POLAND AND H U N G A R Y ]

(a) In addition to amounts appropriated under the heading "Trade and Development Program", there is hereby appropriated
$2,000,000, to remain available until expended, to carry out the provisions of section 661 of the Foreign Assistance Act of 1961, notwithstanding any other provision of law.] (Foreign Operations, Export
Financing, and Related Programs Appropriations Act, 1990; additional authorizing legislation to be proposed.)

PEACE CORPS

[SEC. 599C.

Program and Financing (in thousands of dollars)
Identification code 1 1 - 1 0 0 1 - 0 - 1 - 1 5 1

1989 actual

10.00

Program by activities:
Total obligations

25,326

11.00
17.00
21.40
24.40
25.00

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year....
Unobligated balance lapsing

-17
-606
-615
906
6

39.00

40.00
40.00
40.00
43.00

71.00
72.40
74.40
77.00
78.00
90.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167..
Reduction pursuant to P.L 99-177....
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

1990 est.

32,555

1991 e

30,000

PEACE CORPS

For expenses necessary to carry out the provisions of the Peace
Corps Act ( 7 5 Stat. 612), [ $ 1 6 8 , 6 1 4 , 0 0 0 , ] $181,061,000, including the
purchase of not to exceed five passenger motor vehicles for administrative purposes for use outside of the United States: Provided, That
none of the funds appropriated under this heading shall be used to
pay for abortions. (Foreign Operations, Export Financing, and Related
Program Appropriations Act, 1990; additional authorizing legislation
to be proposed.)
Program and Financing (in thousands of dollars)

-150
-906

Identification code

25,000

31,499

30,000

25,000

32,000
-138
-363

30,000

25,000

31,499

30,000

25,309
34,453
-33,397
-129
-606

32,555
33,397
-37,455

30,000
37,455
-37,043

25,631

28,347

11-0100-0-1-151

Program by activities:
Direct program:
00.01
Volunteer operations
00.02
Recruitment and development education..
00.03
Program development and support

1989 actual

1990 est.

1991 est.

91,242
12,323
49,618

97,321
12,265
56,063

108,300
12,552
60,209

00.91
01.01

Total direct program..
Reimbursable program

153,183
3,532

165,649
3,900

181,061
5,120

10.00

Total obligations..

156,715

169,549

186,181

-3,080
-452
317

-3,585
-315

-4,430
-690

153,500

165,649

181,061

153,500

168,614
-725
-2,240

181,061

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing..
39.00

Budget authority..

-150
30,412

These funds cover the costs of the U.S. Trade and Development Program (TDP), including program costs of grants for
feasibility studies and other project planning services, and
those of managing the TDP programs, such as salaries and
expenses of direct hire personnel and obtaining the services of
consultants. TDP finances such planning services for major
development projects in the developing world to foster economic development and enhance the use of U.S. technology,
goods, and services in project implementation.



Federal Funds
General and special funds:

40.00
40.00
40.00

Budget authority.Appropriation
Reduction pursuant to P.L. 101-167..
Reduction pursuant to P.L 99-177....

43.00

Appropriation (adjusted)..

153,500

165,649

181,061

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

153,183
42,684
-43,307
479

165,649
43,307
-40,703

181,061
40,703
-41,428

153,039

168,253

180,337

90.00

Outlays..

A-422

ASS,STAMC£ CONTIM,8D

-

THE BUDGET FOR FISCAL YEAR 1991

PEACE CORPS—Continued

21.40
24.40

General and special funds-—Continued
PEACE CORPS—Continued

Peace Corps operating expenses provide direct and indirect
support for approximately 6,800 Americans engaged in voluntary services in over 70 countries worldwide. The volunteers
help fill the trained manpower needs of developing countries
and encourage self-sustaining development of skilled manpower. The Peace Corps promotes mutual understanding between
the peoples of the developing world and the United States and
focuses the attention of the American people on the concepts
of voluntarism and self-help at the grassroots level.
Volunteer operations.—The financial resources associated
with this budget activity provide for the placement, training
and direct support of Peace Corps Volunteers overseas. These
resources will fund nearly 5,500 volunteer years of service
worldwide in 1991.
Recruitment and development education.—This activity provides for volunteer recruitment and selection, development
education, and related activities of the Peace Corps. In 1991,
approximately 3,350 trainees qualified to enter Peace Corps
service will be selected.
Program development and support.—This activity funds the
administrative expenses and general overhead costs associated
with the Peace Corps program, including reimbursements to
the Department of State for administrative support overseas.

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

60.00

71.00

11.1
11.3
11.5
11.8
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
42.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Trainees and volunteers

1990

est.

1991

est.

Total obligations

28,893
1,481
246
693
17,725

30,784
1,565
262
737
18,426

33,449
1,675
278
784
18,302

49,038
27,394
470
17,125
1,324
4,321
4,809
4,922
889
33,454
6,344
3,037
56

51,774
29,595
885
18,491
1,374
4,488
5,509
5,422
975
36,598
6,444
4,038
56

54,488
31,618
754
20,241
1,524
4,970
6,509
6,022
1,125
40,072
6,644
7,038
56

165,649
3,900

181,061
5,120

169,549

186,181

1,063

1,080

1,071
7

1,102
10

1,130
10

Trust Funds
PEACE CORPS MISCELLANEOUS TRUST FUNDS

Program and Financing (in thousands of dollars)
Identification code 1 1 - 9 9 7 2 - 0 - 7 - 1 5 1

10.00

Program by activities:
Total obligations




400

400

423

450

450

423

450

450

448
-25

400
50

400
50

Relation of obligations to outlays:
Obligations incurred, net

90.00

Outlays

Distribution of outlays:
Gifts and donations
U.S. dollars advanced from foreign governments

Miscellaneous contributions received by gift, devise, bequest, or from foreign governments are used in furtherance of
the program, as authorized by 22 U.S.C. 2509(a)(3) (75 Stat.
612, as amended).
Object Classification (in thousands of dollars)
Identification code 1 1 - 9 9 7 2 - 0 - 7 - 1 5 1

1990 est.

1989 actual

1991 est.

25.0
26.0

Other services
Supplies and materials

63
360

68
382

68
382

99.9

Total obligations

423

450

450

Public enterprise funds:
The Overseas Private Investment Corporation is authorized to
make such expenditures within the limits of funds available to it and
in accordance with law (including not to exceed $35,000 for official
reception and representation expenses), and to make such contracts
and commitments without regard to fiscal year limitations, as provided by section 9104 of title 31, United States Code, as may be necessary
in carrying out the program set forth in the budget for the current
fiscal year.
During the fiscal year [1990] 1991 and within the resources and
authority available, gross obligations for the amount of direct loans
shall not exceed [$20,000,000] $23,000,000.
During the fiscal year [1990] 1991, total commitments to guarantee loans [shall not exceed $215,000,000 of contingent liability for
loan principal: Provided, That not less than $40,000,000 of such
amount shall be used for projects for Poland, notwithstanding any
other provision of law] may be made only to the extent that the total
loan principal subject to an OPIC guarantee, any part of which is to be
guaranteed, shall not exceed $185,000,000.
[Except as provided in this Act, no provision of any other Act not
enacted into law by May 19, 1988, shall be construed to require the
exercise of authority to provide direct loans or to make commitments
to guarantee loans contrary to the limitations contained under this
heading.] (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990.)

1,115

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

448

OVERSEAS PRIVATE INVESTMENT CORPORATION

156,715

Subtotal, direct obligations
Reimbursable obligations

-227
177

Federal Funds

153,183
3,532

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

-277
227

Budget authority (appropriation) (permanent,
indefinite)

Object Classification (in thousands of dollars)
Identification code 1 1 - 0 1 0 0 - 0 - 1 - 1 5 1

-253
277

1989 actual

423

1990 est.

450

1991 est.

450

Program and Financing (in thousands of dollars)
Identification code 7 1 - 4 0 3 0 - 0 - 3 - 1 5 1

Program by activities:
Operating expenses:
Insurance program:
Personnel costs
00.01
Other administrative costs
00.02
Insurance reserves (payments of claims)..
00.03
Finance program:
Personnel costs
00.10
Other administrative costs
00.11
Guaranty reserves
00.12
Program support:
Personnel costs
00.20
Other administrative costs
00.21
00.91

Total operating expenses

1989 actual

1990 est.

1991 est.

1,145
124
5,280

1,236
122
4,000

1,305
252
4,168

1,697
218
46,550

1,729
125
56,884

1,947
230
50,250

4,610
4,084

5,273
3,697

5,448
4,418

63,708

73,066

68,018

I TR AI N LD E V E L O P M E N TASS.STANC^M^ - 4 2 3
NE N T A
O

FUNDS APPROPRIATED TO THE PRESIDENT

01.01

01.03

Capital investment:
Finance program: Direct investment fund
(loans)
Program support: Purchases of equipment
and realty

01.91

23,000

19,914

23,000

367

147

150

23,367

20,061

23,150

87,075

93,127

91,168

-101,713
-57,128
-21,834

-102,769
-60,172
-28,184

-96,412
-64,346
-33,434

Total capital investment

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
U.S. securities:
Par value
21.91
21.92
Unrealized discount
Unobligated balance available, end of year:
U.S. securities:
Par value
24.91
24.92
Unrealized discount
39.00

-1,221,285
177,686

- 1,357,170
219,971

1,357,170
— 219,971

1,497,170
-261,973

-1,497,170
261,973
1,616,170
-277,949

INSURANCE PROGRAM ACTIVITY
[In millions of dollars]

1. Face amount of contracts outstanding, start of year-.
Old authorities
New authority

1989 actual

Relation of obligations to outlays.71.00 Obligations incurred, net
72.90 Obligated balance, start of year.- Fund balance....
74.90 Obligated balance, end of year: Fund balance ....
78.00 Adjustments in unexpired accounts

-71,766
180,791
-220,069
-21,834

-69,814
220,069
-263,806
-28,184

-69,590
263,806
-279,686
-33,434

90.00

-132,878

-141,735

-118,904

1990 est.

1991 est.

390
8,017

8,945

2,200

2,400

-163
-1,937

-100
-2,100

-1,089

-2,100

-2,200

305
8,540

142
8,803

42
9,103

8,845

Total

8,845

-85
-1,004

Total

142
8,803

1,527

4. Face amount of contracts outstanding, end of year-.
Old authorities
New authority

305
8,540

8,407

Total
2. Face amount of contracts issued during year:
New authority
3. Face amount of contracts canceled or reduced:
Old authorities
New authority

Budget authority

Outlays

The Overseas Private Investment Corporation encourages
the participation of United States private capital and skills in
the economic and social development of less developed friendly countries. Its primary programs are: (1) political risk insurance against losses due to expropriation, inconvertibility, and
war damage; and (2) investment financing through loans and
guaranteed loans. Hie Corporation operates on a self-sustaining basis.

8,945

9,145

Status of Direct Loans (in thousands of dollars)
Identification code

71-4030-0-3-151

Position with respect to appropriations act limitation
on obligations:
1111
Limitation on direct loans
1111 Reduction pursuant to P.L. 101-167
1150

1210
1231
1251
1264
1290

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Other adjustments, n e t 1
Outstanding, end of year

1989 actual

1990 est.

[In millions of dollars]

23,000

20,000
-86

23,000

23,000

19,914

23,000

51,380
11,115
-6,399
-72

56,024
18,877
-9,942
-3,500

56,024

61,459

68,593

12.6
2,894

Status of Guaranteed Loans (in thousands of dollars)
1989 actual

175,000

2150

2210
2231
2251
2290

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans...
Repayments and prepayments
Outstanding, end of year

1991 est.

215,000
-925
-2,538

185,000

175,000

211,537

185,000

365,679
81,057
-60,802

385,934
97,856
-45,984
437,806

592,362

MEMORANDUM
2299

2320
2330

U.S. contingent liability for guaranteed loans outstanding,
end of year
Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)




385,934

437,806

592,362

12.2
22,551

2,849
-800
733

2,849

2,782

Revenue and Expense (in thousands of dollars)
1989 actual

Operating income:
Insurance program:
Revenue

1990 est.

1991 est.

33,528
-6,549

28,403

17,128
-11,854

21,043
-12,077

5,274

8,966

-8,703

-9,370

-10,216

24,324

23,648

27,153

101,713

102,769

96,412

126,037

Net income for the year

27,744

6,048

Net operating income, total
Nonoperating income:
Interest income on U.S. Treasury securities

34,128
-5,725

16,923
-10,875

Net operating income of finance program

33,102
-5,358

26,979

Net operating income of insurance program

437,806
215,493
-60,937

385,934

1991 est.

2,882
-733
700

2,882

4. Authority available for issuance, end of year

Program support: Expense

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...
2111 Reduction pursuant to P.L. 101-167
2111 Reduction pursuant to P.L. 9 9 - 1 7 7
Total guaranteed loan commitments

1990 est.

1990 est.

3,064
-509
327

1989 actual

Finance program:
Revenue
Expense

Write-offs of direct loan balances.

Identification code 7 1 - 4 0 3 0 - 0 - 3 - 1 5 1

Contingent liabilities:
1. Authority available for issuance, start of year
2. Authority used for issuance
3. Authority recovered from terminations/reductions

61,459
20,309
-9,175
-4,000

Estimate of direct loan subsidy:
1320 Subsidy rate (in percent)
1330 Subsidy amount (in thousands of dollars)
1

STATUS OF INSURANCE AUTHORITY

1991 est.

126,417

123,565

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Selected assets:
Fund balance with Treasury
U.S. securities (par): Public debt securities...
Accounts receivable (net)
Advances made
Loans receivable (net)
Realty and equipment (net)
Assets acquired in claims settlements
Total assets

1989 actual

1990 est.

1991 est.

3,105
1,221,285
33,126
28
39,168
1,869
52,693

96
1,357,170
38,748
22
37,698
1,729
43,164

1,831
1,491,170
38,029
20
41,850
1,476
25,000

1,362
1,616,170
38,529
20
46,984
1,276
24,000

1,351,364

1,478,627

1,605,376

1,728,341

A-424

F^TFJKS0

'

THE BUDGET FOR FISCAL YEAR 1991
00.02

PEACE CORPS—Continued

Public enterprise funds—Continued
OVERSEAS PRIVATE INVESTMENT CORPORATION—Continued

1989 actual

32,853
19,294
34

33,906
19,478

33,000
19,500

32,000
20,000

52,181

Total liabilities

1990 est.

1991 est.

1988 actual

Government equity:
Selected equities:
Unexpended balances:
Unobligated balance
Undelivered orders
Invested capital

53,384

52,500

52,000

1,137,199
248,617
39,427

1,235,195
274,355
43,326

1,338,219
289,862
48,260

1,299,183

1,425,243

1,552,876

1,676,341

Object Classification (in thousands of dollars)
Identification code 7 1 - 4 0 3 0 - 0 - 3 - 1 5 1

11.1
11.3
11.5
11.9
12.1
21.0
23.2
23.3
24.0
25.0
26.0
31.0
33.0
42.0
43.0
99.9

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

5,633
192
175

Total obligations

6,612
219
206

6,000
1,452
486
1,952
264
113
1,403
208
367

6,663
1,575
440
2,060
272
120
918
134
147

7,037
1,663
808
2,100
290
169
1,387
146
150

23,000
5,280
46,550

19,914
4,000
56,884

23,000
4,168
50,250

87,075

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Investments and loans:
Direct investment fund
Insurance claims and indemnities
Guarantee reserve

6,261
207
195

93,127

91,168

135

135

145

134
1

135
1

71.00
72.90
74.90
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Adjustments in unexpired accounts
Outlays

Federal Funds

-10,000

-10,473
5,821

-5,821
3,876

-3,876

16,859

16,941

16,932
-73

16,941

16,859

16,941

22,248
25,017
-26,903
-996

18,804
26,903
-28,995

20,596
28,995
-29,760

16,712

19,831

19,366

221

Established by the 1969 Foreign Assistance Act, the InterAmerican Foundation supports social processes in Latin
America and the Caribbean with a direct impact on the lives
of people at the lowest economic levels. In addition to appropriations and private gifts, the Foundation is funded by
annual transfers from the Social Progress Trust Fund administered by the Inter-American Development Bank.
Object Classification (in thousands of dollars)
Identification code

11-4031-0-3-151

1989 actual

11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

11.1

99.9

1990 est.

1991 est.

2,452
251
104

3,038
132
40

3,137
132
40

2,807
495
467
459
240
229
2,346
73
118
23,313

3,210
611
566
506
278
270
2,624
73
80
22,635

3,309
625
610
545
292
281
2,908
79
85
21,862

30,547

Total obligations

30,853

30,596

70

73

73

70
1

73
1

73
1

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

INTER-AMERICAN FOUNDATION

-12,049

16,600

Appropriation (adjusted)

90.00

-8,299
-996

16,600

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167

43.00

5,869
30,596

16,600

Budget authority

145
1

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

40.00
40.00

5,723
30,853

30,547

Financing:
Offsetting collections from: Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

1,043,599
214,547
41,037

Total Government equity

5,031

Total obligations

14.00
17.00
21.90

Financial Condition (in thousands of dollars)—Continued

Liabilities:
Selected liabilities:
Accounts payable including funded accrued liabilities
Advances received
Other liabilities

Program support services

10.00

Public enterprise funds:
Trust Funds

INTER-AMERICAN FOUNDATION

(Including transfer of funds)
GIFTS AND CONTRIBUTIONS, INTER-AMERICAN FOUNDATION
For expenses necessary to carry out the functions of the InterProgram and Financing (in thousands of dollars)
American Foundation in accordance with the provisions of section 401
of the Foreign Assistance Act of 1969, and to make such contracts and Identification code 1 1 - 8 2 4 3 - 0 - 7 - 1 5 1
1989 actual
1990 est.
1991 est.
commitments without regard to fiscal year limitations, as provided by
section 9104, title 31, United States Code, [$16,932,000] $16,941,000.
Financing:
(Foreign Operations, Export Financing, and Related Programs Appro- 21.40 Unobligated balance, available start of year
- 7
—7
- 7
priations Act, 1990.)
24.40 Unobligated balance, available end of year
7
7
7
39.00

Program and Financing (in thousands of dollars)
Identification code 1 1 - 4 0 3 1 - 0 - 3 - 1 5 1

00.01

Program by activities:
Social and economic development programs




1989 actual

25,516

1990 est.

25,130

1991 est.

24,727

71.00
90.00

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays.

funds appropriated t o t h e

INTERNATIONAL MONETARY PROGRAMS
Federal Funds

president

Miscellaneous contributed funds received by gift, bequest,
grant, or otherwise are used in furtherance of the Foundation's progr am (22 U.S.C. 290f(e)(9)).

A

a Q C

Foundation is currently funding development projects and research in 23 African countries.
Object Classification (in thousands of dollars)
Identification code

11-0700-0-1-151

1989 actual

1990 est.

1991 est.

AFRICAN DEVELOPMENT FOUNDATION

11.1
11.3
11.5

Federal Funds
General and special funds:
AFRICAN DEVELOPMENT FOUNDATION

For necessary expenses to carry out the provisions of title V of the
International Security and Development Cooperation Act of 1980,
Public Law 96-533, and to make such contracts and commitments
without regard to fiscal year limitations, as provided by section 9104,
title 31, United States Code, [$9,000,000] $11,500,000, to remain
available until expended: Provided, That, when, with the permission
of the Foundation, funds made available to a grantee under this
heading are invested pending disbursement, the resulting interest is
not required to be deposited in the United States Treasury if the
grantee uses the resulting interest for the purpose for which the
grant was made. This provision applies with respect to both interest
earned before and interest earned after the enactment of this provision [: Provided further, That section 507(a)(1) of the African Development Foundation Act is amended by adding at the end thereof the
following: "Members of the Board shall be appointed so that no more
than four members of the Board are members of any one political
party.": Provided further, That the amendment to section 507(a)(1) of
such Act shall not affect an appointment made to the Board prior to
the date of enactment of this Act: Provided further, That section 511
of the African Development Foundation Act is repealed]. (Foreign
Operations, Export Financing, and Related Program Appropriations
Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code

11-0700-0-1-151

Personnel compensation:
Full-time permanent positions
Other than full-time permanent
Other personnel compensation

1,004
289
30

1,099
299
30

1,280
300
25

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental Dayments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies and contributions

1,323
215
322
20
282
105
32
547
33
17
5,081

1,428
240
375
20
285
115
36
440
30
30
5,861

1,605
260
410
22
325
155
55
495
45
50
8,078

7,977

8,860

11,500

31
30

33
32

34
33

99.9

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

INTERNATIONAL COMMODITY AGREEMENTS
Federal Funds

1989 actual

1990 est.

1991 est.

00.01
00.02

Program by activities:
Development programs
Project support

5,531
2,446

6,289
2,571

8,515
2,985

10.00

Total obligations

7,977

8,860

11,500

-4
10
17

-10

8,000

8,850

General and special funds:

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority

11,500

CONTRIBUTIONS TO INTERNATIONAL BUFFER STOCKS

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 4 3 - 0 - 1 - 1 5 5

21.40
24.40
25.00
39.00

40.00
40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L. 99-177

8,000

9,000
-35
-115

11,500
71.00

43.00

Appropriation (adjusted)

8,000

8,850

11,500

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

7,977
5,346
-6,145
61

8,859
6,145
-6,432

11,500
6,432
-7,702

7,240

8,572

90.00

1989 actual

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

1990 est.

-34,671
34,671

1991 est.

-34,671
34,671

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays.

10,230

90.00

Outlays

The African Development Foundation is a public Corporation authorized to provide grants, loans, and loan guarantees
directly to African organizations and individuals for self-help
development activities aimed at improving the living standards and conditions of disadvantaged people. Organizations
and individuals receiving support must demonstrate their
commitment to self-help development programs by encouraging the substantive participation of the poor in all phases of
the development process, particularly in design, implementation, and management of projects. Grants range from $700 to
$250,000 in the following project sectors—agriculture, cottage
industry development, vocational skill training, resource conservation, education, credit, communications, and energy. The



U.S. participation in the 1987 International Natural Rubber
Agreement (INRA II) will replace participation in the expired
1978 International Natural Rubber Agreement (INRA I).

INTERNATIONAL MONETARY PROGRAMS
Federal Funds
General and special funds:
UNITED STATES QUOTA, INTERNATIONAL MONETARY FUND

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 0 3 - 0 - 1 - 1 5 5

10.00

Program by activities:
Total obligations (Valuation adjustment on IMF
quota) (object class 33.0)

1989 actual

-189,680

1990 est.

1991 est.

A-426

™ K ?

Y

PROGRAMS—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
UNITED STATES QUOTA, INTERNATIONAL MONETARY FUND—Continued

SUPPLEMENTARY FINANCING FACILITY, INTERNATIONAL MONETARY
FUND
Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)—Continued
Identification code 1 1 - 0 0 0 3 - 0 - 1 - 1 5 5
Financing:
Offsetting collections from: Non-Federal sources:
decrease in reserve position
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

1989 actual

1990 est.

1991 est.

14.00

39.00

21.40
25.00
-8,890,481
8,890,481

-8,890,481
8,890,481

39.00

90.00
-139,857
12,645,822
-13,089,110
632,968

13,089,110
-13,089,110

13,089,110
-13,089,110

49,823

Outlays..

Financing:
Unobligated balance available, start of year..
Unobligated balance lapsing

71.00

Budget authority...

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

49,823
632,968
-10,342,809
8,890,481
959,217

Identification code 1 1 - 0 0 0 2 - 0 - 1 - 1 5 5

As of September 30, 1989, the current dollar value of the
U.S. quota denominated in Special Drawing Rights (SDR), the
IMF's unit of account, was $22,932 million. Use by the IMF of
the quota commitment does not result in net budget outlays
because the United States receives an increase in its international monetary reserves corresponding to any transfer of
dollars to the IMF under the U.S. quota subscription. The
United States can use these reserves automatically to meet a
balance of payments financing need.

1989 actual

1990 est.

1991 est.

-1,746,113
1,746,113

Budget authority...
Relation of obligations to outlays:
Obligations incurred, net
Outlays..

The Supplementary Financing Facility (SFF) was created in
1979 to augment the ability of the IMF to assist member
countries with serious balance-of-payments problems. The
United States and other countries agreed to finance the facility by making available to the IMF lines of credit totaling
7,784 million Special Drawing Rights (SDR). The U.S. commitment was SDR 1,450 million (but not to exceed $1,831 million
appropriated). By March 1981, the IMF had fully committed
the resources available under the SFF, and by end-1983 had
fully drawn the U.S. commitment. As of September 30, 1989,
U.S. claims on the IMF under the SFF had declined to SDR
57.7 million ($74 million) as a consequence of repayments by
the IMF. In 1990, U.S. claims on the IMF under the SFF are
expected to be fully repaid by the IMF.

GENERAL ARRANGEMENTS TO BORROW, LOANS TO INTERNATIONAL
MONETARY FUND
MAINTENANCE OF VALUE ADJUSTMENT, INTERNATIONAL MONETARY
FUND

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 7 4 - 0 - 1 - 1 5 5

Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 0 4 - 0 - 1 - 1 5 5

17.00
25.00

Financing:
Recovery of prior year obligations
Unobligated balance lapsing

39.00

1989 actual

1990 est.

1991 est.

90.00

—956,623
956,623

71.00

956,623
-956,623

Members of the IMF are obligated to maintain the value of
their currency, held by the IMF, in terms of the SDR—the
unit of account of the IMF. When the dollar appreciates (depreciates) against the SDR, the cost of maintaining these
holdings decreases (increases), and an appropriate adjustment
is made in the U.S. account with the IMF. This valuation
adjustment occurs at the end of the IMF fiscal year, April
30th. Budget authority is provided in years when the maintenance of value adjustment results in an increase in the value
of IMF dollar holdings, but such adjustments do not result in
any immediate cash transfers to the IMF. In fiscal year 1989,
the maintenance of value adjustment resulted in a decrease in
the dollar value of IMF dollar holdings equivalent to $957
million. No budget authority was provided in fiscal year 1989
because the adjustment indicated that no additional dollars
were needed to maintain the value of IMF holdings.

1990 est.

-4,423,678
4,423,678

-4,423,678
4,423,678

1991 est.

-4,423,678
4,423,678

Budget authority
Relation of applications to outlays:
Obligations incurred, net

90.00

Outlays




Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
78.00 Adjustments in unexpired accounts

21.40
24.40

1989 actual

Outlays

The General Arrangements to Borrow (GAB) were established in 1962 by 10 industrial countries, including the United
States, as a means of supplementing the IMF's resources
when needed to forestall or cope with an impairment of the
international monetary system. Each participant agreed to
provide specific amounts of its currency to help finance drawings from the IMF by another GAB participant. GAB members agreed in early 1983 to increase their financial commitments to the GAB and to allow the IMF, in certain strictly
defined circumstances, to activate the GAB to provide financing for any IMF member. Total GAB commitments were increased from SDR 6.3 billion to SDR 17 billion, with the U.S.
share rising from $2.0 billion to SDR 4.250 billion, approximately $5.4 billion at the September 30, 1989 exchange rate.
Financing extended by the United States under the GAB does
not result in any net budget outlays because the United
States receives an increase in its international reserve assets
corresponding to any transfer to the IMF under the U.S.
credit line.
During 1989, no calls were made on the U.S. commitment
under the GAB, and no U.S. loans were outstanding at the
end of the fiscal year.

funds appropriated t o t h e

MILITARY SALES PROGRAMS
Trust Funds

president

A

A n r 7

A ~ 4 Z

(

of the Special Defense Acquisition Fund during fiscal year [1990]
1991, to remain available for obligation until September 30, [1992]
For payment to the Interest Subsidy Account of the Enhanced 1993: Provided, That section 632(d) of the Foreign Assistance Act of
1961 shall be applicable to the transfer to countries pursuant to
Structural Adjustment Facility of the International Monetary Fund,
[$140,000,000] $10,602,000, to remain available until expended. [.Pro- chapter 2 of part II of that Act of defense articles and defense services
vided, That such funds are available subject to authorization: Provid- acquired under chapter 5 of the Arms Export Control Act. (Foreign
ed further, That none of the funds made available by this paragraph Operations, Export Financing, and Related Programs Appropriations
shall be available for obligation or disbursement until the Secretary Act, 1990.)
of the Treasury has assured the Committees on Appropriations in
Program and Financing (in thousands of dollars)
writing that the current policy of the International Monetary Fund
(IMF) and the United States Government requiring that all congresIdentification code 1 1 - 4 1 1 6 - 0 - 3 - 1 5 5
1991 est.
1989 actual
1990 est.
sional inquiries to IMF employees be cleared through the office of the
United States Executive Director of the IMF has been reversed thereProgram by activities:
by allowing unmonitored and unfettered contact between Congress
10.00 Total obligations (Purchases of defense items) (object
and IMF employees.] (Foreign Operations, Export Financing, and
class 31.0)
141,410
300,891
346,012
Related Programs Appropriations Act, 1990.)
CONTRIBUTION TO THE ENHANCED STRUCTURAL ADJUSTMENT FACILITY OF
THE INTERNATIONAL MONETARY FUND

Identification code 1 1 - 0 0 0 5 - 0 - 1 - 1 5 5

1989 actual

1991 est.

1990 e

10.00

Program by activities:
Total obligations (object class 41.0)

139,398

10,602

39.00

Financing:
Budget authority

139,398

10,602

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-167..

140,000
-602

10,602

43.00

139,398

10,602

Appropriation (adjusted)..

Financing:
Offsetting collections from: Trust funds: Collections from
foreign military sales trust fund
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
13.00

Program and Financing (in thousands of dollars)

39.00

71.00
72.90
74.90
78.00
90.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...
74.40 Obligated balance, end of year....
90.00

-136*398

10,602
136,398
-142,000

3,000

5,000

139,398

Outlays..

The Enhanced Structural Adjustment Facility (ESAF) was
created in 1987 to enable the International Monetary Fund to
provide balance of payments assistance on concessional terms
to low-income developing countries with protracted payments
problems which are prepared to adopt multi-year economic
and structural reform programs. It is a critical element of
international efforts to address the serious economic problems
confronting the poorest countries, particularly in Sub-Saharan
Africa.
The resources of the ESAF are being provided through
loans and special interest subsidy contributions by member
countries. Loans will be disbursed over a three-year period
with repayments in 10 equal semiannual installments beginning 5V2 years and ending 10 years from the date of disbursement. It is envisaged that total loans will amount to SDR 6
billion (nearly $8 billion) and that interest subsidy contributions will help achieve a concessional interest rate of Yz of 1
percent.
The proposed U.S. contribution will take the form of a
payment to the ESAF interest subsidy account. The request
level of $10.6 million in 1991 will bring the total U.S. contribution to $150 million. Actual disbursements from the U.S.
contribution will occur over the period through fiscal year
2001, roughly the final period for interest payments on ESAF
loans.

MILITARY SALES PROGRAMS
Federal Funds
Public enterprise funds:
SPECIAL DEFENSE ACQUISITION FUND
(LIMITATION ON OBLIGATIONS)

Not to exceed [$280,000,000] $325,000,000 may be obligated pursuant to section 51(c)(2) of the Arms Export Control Act for the purposes



-100,335
-28,366

-303,910
-15,654

-277,260
-18,268

-365,391
352,682

-352,682
371,355

-371,355
320,871

41,075
448,405
-346,474
-28,366

-3,019
346,474
-465,403
-15,654

68,752
465,403
-569,754
-18,268

114,640

-137,603

-53,866

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance...
Adjustments in unexpired accounts
Outlays

This revolving fund finances the acquisition of defense articles and defense services in anticipation of their transfer to
foreign countries and international organizations. The fund
enhances the ability of the United States to respond to urgent
requirements of allied and friendly governments for military
equipment while minimizing the adverse impact on U.S.
forces due to diversions from production or U.S. military
stocks. The account was capitalized by foreign military sales
receipts.

Trust Funds
FOREIGN MILITARY SALES TRUST FUND

Program and Financing (in thousands of dollars)
Identification code

11-8242-0-7-155

Program by activities:
Orders to DOD accounts.00.01
Military personnel
00.02
Operations and maintenance
Procurement:
00.03
Army
00.04
Navy
00.05
Air Force
00.06
Research, development, test, and evaluation...
00.07
Special defense acquisition fund
00.08
Other
Orders by the fund (direct citation):
00.09
Procurement
00.10
Construction
00.11
Other
10.00

Total obligations

Financing:
39.00 Budget authority
Budget authority:
Appropriation (receipts from foreign governments) (permanent, indefinite)
60.49 Portion applied to liquidate contract authority
69.10 Contract authority (82 Stat. 1323) (permanent,
indefinite)

1989 actual

1990 est.

1991 est.

81,885
252,976

78,000
217,000

69,000
194,000

-49,841
24,328
183,988
12,228
100,335
791,042

24,000
120,000
17,000
304,000
516,000

22,000
107,000
15,000
277,000
462,000

6,394,569
131,772
712,377

6,986,000
135,000
591,000

6,245,000
121,000
529,000

8,635,659

8,988,000

8,041,000

8,635,659

8,988,000

8,041,000

8,153,724
-8,153,724

8,770,000
-8,770,000

8,302,000
-8,302,000

8,635,659

3,988,000

8,041,000

60.00

A-428

Tr^Tn^T5I^WMS^NTINUED

THE BUDGET FOR FISCAL YEAR 1991

FOREIGN MILITARY SALES TRUST FUND—Continued

24.40
25.00

Program and Financing (in thousands of dollars)—Continued

Unobligated balance available, end of year...
Unobligated balance lapsing

39.00
Identification code 1 1 - 8 2 4 2 - 0 - 7 - 1 5 5

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year:
74.40
Appropriation
74.49
Contract authority
90.00

1990 est.

8,635,659

8,988,000
4,729,759
12,011,361

4,487,759
12,229,361

-4,729,759
-12,011,361

-4,487,759
-12,229,361

-4,214,759
-11,968,361

8,431,260

9,012,000

8,575,000

Status of Unfunded Contract Authority (in thousands of dollars)
11,529,425
8,635,659
- 8,153,724

12,011,361
8,988,000
- 8,770,000

12,229,361
8,041,000
- 8,302,000

12,011,361

Unfunded balance, end of year

12,229,361

11,968,361

This trust fund facilitates government-to-government sales
of defense articles, defense services, and design and construction services. Estimates of sales used in this budget are (in
millions of dollars):
1989 actual

Estimates of new orders (sales)

1990 est

10,921

11,000

1991 est.

8,988,000
8,770,000

8,041,000
8,302,000

218,000

-261,000

8,431,260
-8,153,724

9,012,000
-8,770,000

8,575,000
-8,302,000

277,536

Net outlays

1990 est.

8,635,659
8,153,724
481,935

Papents from the fund (outlays)
Receipts from foreign governments (appropriation)

71.00
72.40
74.40
77.00
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..

12,900
13,460

36,340

56,895
31,711
-45,569
-170
-3,458

33,256
45,569

39,410

Outlays..

90.00

78,825

Funds for this account were transferred from the Department of Defense in accordance with Public Law 101-14 in
order to provide humanitarian assistance to the Nicaraguan
democratic resistance. Adjustments to the account were made
in Public Law 101-119 and Public Law 101-215. Authority for
these funds expires February 28, 1990.

8,000

1989 actual

Net budget authority

Appropriation (adjusted)..
Reappropriation

43.00
50.00

12,900

1991 est.

Orders placed through this trust fund can be combined with
procurement for U.S. military departments. The savings are
shared by the United States and foreign governments. The
net impact of foreign military sales on the budget is (in millions of dollars):
Obligations of the fund
Receipts from foreign governments (appropriation)

26,360

Budget authority:
Transferred from other accounts (unobligated balance).

8,041,000

5,007,295
11,529,426

Unfunded balance, start of year
Contract authority
Appropriation to liquidate contract authority

36,340

1991 est.

42.22

Outlays

Budget authority..

6,896
23,968

242,000

273,000

ASSISTANCE TO THE NICARAGUAN DEMOCRATIC RESISTANCE

Program and Financing (in thousands of dollars)
Identification code

71.00
72.40
77.00

11-1090-0-1-054

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...,
Adjustments in expired accounts..

1990 est.

1991 est.

270
261

Outlays..

90.00

1989 actual

In accordance with Public Law 100-202 and under the general direction of the Secretary of State, these funds provided
transportation support and humanitarian assistance to the
Nicaraguan democratic resistance.

Object Classification (in thousands of dollars)
Identification code 1 1 - 8 2 4 2 - 0 - 7 - 1 5 5

1989 actual

1990 est.

1991 est.

25.0
26.0
31.0
32.0

Other services
Supplies and materials
Equipment
Land and structures

3,713,333
863,566
2,504,341
1,554,419

3,864,000
899,000
2,607,000
1,618,000

3,458,000
804,000
2,332,000
1,447,000

99.9

Total obligations

8,635,659

8,988,000

8,041,000

PROMOTION OF SECURITY AND STABILITY IN CENTRAL AMERICA

Program and Financing (in thousands of dollars)
Identification code

11-1091-0-1-153

10.00

Program by activities:
Total obligations (object class 41.0)

SPECIAL ASSISTANCE FOR CENTRAL AMERICA

21.40

Financing:
Unobligated balance available, start of year..

Federal Funds

39.00

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

1990 est.

1991 est.

Budget authority..

CENTRAL AMERICAN RECONCILIATION ASSISTANCE

1989 actual

General and special funds:

Program and Financing (in thousands of dollars)
Identification code

10.00

11-1038-0-1-152

Program by activities:
Total obligations (object class 41.0)

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
22.40 Unobligated balance transferred, net




1989 actual

1990 est.

56,895

33,256

-3,458
-3,520
-44,441

-6,896

1991 est.

90.00

Outlays..

1,500
-1,500

1,500
68
-647

647

921

647

These funds were transferred to the President from the old
account "Assistance for Implementation of a Contadora
Agreement." These funds are now intended to facilitate the
regional peace initiative signed in Guatemala City on August
7, 1987.

A~429

FUNDS APPROPRIATED TO THE PRESIDENT

TITLE V—GENERALPROVISIONS—Continued

TITLE V—GENERAL PROVISIONS

Sec. 567

The following sections are proposed for deletion and do not appear
below:
Sec. 502
Limitation on obligations during last month of
availability.
Sec. 516
Prohibition on publicity or propaganda.
Sec. 521, 522
Prohibitions on developing foreign production of
surplus commodities.
Sec. 526
Limitation on availability of funds for international
organizations.
Sec. 527
Requirement for report on foreign nations' voting
record in the United Nations.
Sec. 528
Permits Israel to use goods before loans under the
Arms Export Control Act.
Sec. 529
Prohibition against United States employees recognizing or negotiating with the Palestine Liberation Organization.
Sec. 530
Declaration of policy regarding the amount of Economic Support Fund assistance to Israel.
Sec. 532
Notification concerning furnishing aircraft to Central American countries.
Sec. 533
Instructions to the Secretary of the Treasury and
the Administrator, Agency for International Development, concerning the environment.
Sec. 534(bX3)
Sense of Congress that the Agency for International
Development should increase its effort in energy
planning.
Sec. 534(c)(1)
Requires a one-time report.
Sec. 534(d)
Instructions to the Export-Import Bank regarding
financing energy programs.
Sec. 538
Limitation on military assistance to El Salvador
pending outcome of certain murder trials.
Sec. 539
Sense of Congress that countries receiving U.S.
assistance should cooperate with international
refugee relief organizations.
Sec. 540
Call for a global effort to achieve universal childhood immunizations.
Sec. 542
Limitation on obligations and expenditures for
Sudan, Uganda, Liberia, Lebanon, Zaire and Somalia.
Sec. 545
Limitation on assistance to Chile.
Sec. 546
Limitation on use of assistance to develop agricultural commodity competition for the United
States.
Sec. 547
Prohibition on use of assistance to develop nonagricultural commodity competition for the
United States.
Sec. 548
Requirement for Presidential certification prior to
obligation of funds for certain countries.
Sec. 549
Requirement that certain factors be considered
before furnishing assistance to Liberia.
Sec. 550
Extension of reciprocal leasing authority.
Sec. 551
Limitation on use of emergency authority to draw
down military equipment for foreign governments.
Sec. 553
Limitation on obligations in certain accounts pending enactment of an authorization of appropriations.
Sec. 554
Notification requirements concerning El Salvador.
Sec. 555
Notification requirements concerning debt relief
agreements.
Sec. 556
Earmarking funds for middle East regional cooperative programs and Israeli-Arab scholarships.
Sec. 557
Sense of Congress regarding the Asian Development Bank's designation of a member.
Sec. 558
Limitation on use of funds for sale of shells containing depleted uranium.
Sec. 560
Suspension of assistance to Haiti until certain conditions are met.
Sec. 561
Prohibitions on assistance to Panama.
Sec. 562
Elimination of sugar quota for Panama.
Sec. 563, 564
Limitations on assistance to terrorist countries.
Sec. 565
Sense of Congress against detaining children without charge or trial.
Sec. 566
Prohibition of military assistance to Mozambique.

Sec. 568




Sec. 569
Sec. 570
Sec. 571
Sec. 573
Sec. 574
Sec. 575
Sec. 576
Sec. 577
Sec. 578
Sec. 579
Sec. 580
Sec. 581
Sec. 582
Sec. 583
Sec. 586
Sec. 587
Sec. 588
Sec. 589
Sec. 590
Sec. 591
Sec. 592
Sec. 593
Sec. 594
Sec. 595
Sec. 596
Sec. 597
Sec. 598
Sec. 599
Sec. 599A
Sec. 599B
Sec. 599C(a)
Sec. 599C(b),
599C(c)
Sec. 599D
Sec. 599E
Sec. 599F

Sec. 599G
Sec. 5991
Sec. 601

Limitations on expenditure of certain assistance to
Honduras.
Earmarks $10,000,000 for scholarships for disadvantaged South Africans.
Earmarks and conditions certain appropriations for
narcotics control programs in specified countries.
Requires agreement by buyers that military equipment purchased from the United States will not
be transferred to Cyprus.
Permits financing of commercial leases to certain
countries.
Permits transfer of excess defense articles to certain countries.
Requires the Agency for International Development
to include a clause related to marine insurance in
certain contracts.
Requires absorption of fiscal year 1990 pay raises.
Sense of Congress that assistance to Ireland should
be used in areas of high unemployment.
Prohibits funding assistance through the Soviet
controlled government in Afghanistan.
Limitations on use of Economic Support Fund for
El Salvador.
Limitations on the use of development funds for
Africa.
Prohibition on transfer of Stingers to the Persian
Gulf region.
Limitations on transfer of Stingers to Bahrain.
Prohibition on leveraging and diversion of assistance.
Limitation on future laws relating to the appropriation of excess currencies.
Amendment to the Foreign Service Act of 1980.
Limitation on the location of military stockpiles.
Sense of Congress concerning the absence of elections and human rights in Hong Kong's draft
Basic Law.
See "Economic Support Fund".
Commends Israel for reopening West Bank schools.
Limitation on assistance to Pakistan.
Requires establishment of separate accounts for
local currencies related to U.S. assistance.
Requires establishment of a system for measuring
poverty reduction.
Requires the Secretary of the Treasury to provide
certain instructions to the United States Executive Director of the International Monetary Fund.
Urges successful negotiations in El Salvador.
Authorizes support for a Central American Development Coordination Commission.
Makes Poland and Hungary eligible for Overseas
Private Investment Corporation support.
Sense of Congress that the International Coffee
Agreement should be renewed.
Urges steps with regard to Latvia, Estonia, and
Lithuania on the President and the Soviet Union.
Permits reclassification of certain defense articles
from Poland, Czechoslovakia, and Hungary.
Urges the Secretary General of the United Nations
to take certain steps regarding human rights in
Cuba.
See "Trade and Development Program".
Limitations on assistance to Poland and Hungary.
Establishes categories of aliens for purposes of refugee admissions.
Adjusts status of certain Soviet and Indochinese
parolees.
Repeals a provision authorizing certain fees in the
Departments of Commerce, Justice, and State,
the Judiciary, and Related Agencies Appropriations Act, 1990.
Conditions assistance to police in El Salvador.
Sense of Congress concerning land reform in El
Salvador.
Reduces fiscal year 1990 amounts appropriated in
this Act by 0.43 percent.

A-430
Sec. 602

TITLE V—GENERAL PROVISIONS—Continued

Appropriates $125,000,000 for counter-narcotics programs. See "Foreign Military Financing".
COST BENEFIT STUDIES

SEC. 501. None of the funds appropriated in this Act (other than
funds appropriated for "International Organizations and Programs")
shall be used to finance the construction of any new flood control,
reclamation, or other water or related land resource project or program which has not met the standards and criteria used in determining the feasibility of flood control, reclamation, and other water and
related land resource programs and projects proposed for construction
within the United States of America under the principles, standards
and procedures established pursuant to the Water Resources Planning Act (42 U.S.C. 1962, et seq.) or Acts amendatory or supplementary thereto.
PROHIBITION AGAINST PAY TO FOREIGN ARMED SERVICE MEMBER

SEC. [503] 502. None of the funds appropriated in this Act nor any
of the counterpart funds generated as a result of assistance hereunder
or any prior Act shall be used to pay pensions, annuities, retirement
pay, or adjusted service compensation for any person heretofore or
hereafter serving in the armed forces of any recipient country.
TERMINATION FOR CONVENIENCE

SEC. [504] 503. None of the funds appropriated or made available
pursuant to this Act for carrying out the Foreign Assistance Act of
1961, may be used for making payments on any contract for procurement to which the United States is a party entered into after the date
of enactment of this Act which does not contain a provision authorizing the termination of such contract for the convenience of the
United States.
PROHIBITION OF PAYMENTS TO UNITED NATIONS MEMBERS

SEC. [505] 504. None of the funds appropriated or made available
pursuant to this Act for carrying out the Foreign Assistance Act of
1961, may be used to pay in whole or in part any assessments,
arrearages, or dues of any member of the United Nations.
PROHIBITION OF BILATERAL FUNDING FOR INTERNATIONAL FINANCIAL
INSTITUTIONS

SEC. [506] 505. None of the funds contained in title II of this Act
may be used to carry out the provisions of section 209(d) of the
Foreign Assistance Act of 1961.
AID RESIDENCE EXPENSES

SEC. [507] 506. Of the funds appropriated or made available pursuant to this Act, not to exceed $126,500 shall be for official residence
expenses of the Agency for International Development during the
current fiscal year: Provided, That appropriate steps shall be taken to
assure that, to the maximum extent possible, United States-owned
foreign currencies are utilized in lieu of dollars.
AID ENTERTAINMENT EXPENSES

SEC. [508] 507. Of the funds appropriated or made available pursuant to this Act, not to exceed $11,500 shall be for entertainment
expenses of the Agency for International Development during the
current fiscal year.
REPRESENTATIONAL ALLOWANCES

SEC. [509] 508. Of the funds appropriated or made available pursuant to this Act, not to exceed $115,000 shall be available for representation allowances for the Agency for International Development
during the current fiscal year: Provided, That appropriate steps shall
be taken to assure that, to the maximum extent possible, United
States-owned foreign currencies are utilized in lieu of dollars: Provided further, That of the funds made available by this Act for general
costs of administering military assistance and sales under the heading
"Foreign Military Financing [Program]", not to exceed $2,875 shall
be available for entertainment expenses and not to exceed $75,000
shall be available for representation allowances: Provided further,
That of the funds made available by this Act under the heading
"International Military Education and Training", not to exceed
$125,000 shall be available for entertainment allowances: Provided
further, That of the funds made available by this Act for the InterAmerican Foundation, not to exceed $2,875 shall be available for
entertainment and representation allowances: Provided further, That
of the funds made available by this Act for the Peace Corps, not to



THE BUDGET FOR FISCAL YEAR 1991
exceed a total of $4,600 shall be available for entertainment expenses:
Provided further, That of the funds made available by this Act under
the heading "Trade and Development Program", not to exceed $2,300
shall be available for representation and entertainment allowances.
PROHIBITION ON FINANCING NUCLEAR GOODS

SEC. [510] 509. None of the funds appropriated or made available
(other than funds for "International Organizations and Programs")
pursuant to this Act, for carrying out the Foreign Assistance Act of
1961, may be used to finance the export of nuclear equipment, fuel, or technology.
H U M A N RIGHTS

SEC. [511] 510. Funds appropriated by this Act may not be obligated or expended to provide assistance to any country for the purpose of
aiding the efforts of the government of such country to repress the
legitimate rights of the population of such country contrary to the
Universal Declaration of Human Rights.
PROHIBITION AGAINST DIRECT FUNDING FOR CERTAIN COUNTRIES

SEC. [512] 511. None of the funds appropriated or otherwise made
available pursuant to this Act shall be obligated or expended to
finance directly any assistance or reparations to Angola, Cambodia,
Cuba, Iraq, Libya, the Socialist Republic of Vietnam, South Yemen,
Iran, or Syria [: Provided, That for purposes of this section, the prohibition on obligations or expenditures shall include direct loans, credits, insurance and guarantees of the Export-Import Bank or its
agents: Provided further, That such prohibition shall not apply to the
Export-Import Bank or its agents if in the judgment of the President
its application is not in the national interest of the United States and
so reports to Congress].
MILITARY COUPS

SEC. [513] 512. None of the funds appropriated or otherwise made
available pursuant to this Act shall be obligated or expended to
finance directly any assistance to any country whose duly elected
Head of Government is deposed by military coup or decree: Provided,
That assistance may be resumed to such country if the President
determines and reports to the Committees on Appropriations that (1)
subsequent to the termination of assistance a democratically elected
government has taken office, or (2) it is in the national interest of the
United States to do so.
TRANSFERS BETWEEN ACCOUNTS

SEC. [514] 513. None of the funds made available by this Act may be
obligated under an appropriation account to which they were not
appropriated, unless the President, prior to the exercise of any authority contained in the Foreign Assistance Act of 1961 to transfer
funds, consults with and provides a written policy justification to the
Committees on Appropriations of the House of Representatives and
the Senate: Provided further, That the exercise of such authority
shall be subject to the regular notification procedures of the Committees on Appropriations.
DEOBLIGATION/REOBLIGATION

AUTHORITY

SEC. [515] 514. Amounts certified pursuant to section 1311 of the
Supplemental Appropriations Act, 1955, as having been obligated
against appropriations heretofore made under the authority of the
Foreign Assistance Act of 1961 for the same general purpose as any of
the headings under the "Agency for International Development" are,
if deobligated, hereby continued available for the same period as the
respective appropriations under such headings or until September 30,
[1990] 1991, whichever is later, and for the same general purpose,
and for countries within the same region as originally obligated:
Provided, That the Appropriations Committees of both Houses of the
Congress are notifiedfifteendays in advance of the deobligation and
reobligation of such funds in accordance with regular notification
procedures of the Committees on Appropriations.
AVAILABILITY OF FUNDS

SEC. [517] 515. No part of any appropriation contained in this Act
shall remain available for obligation after the expiration of the current fiscal year unless expressly so provided in this Act: Provided,
That funds appropriated for the purposes of chapter 1 of part I
[and], section 667, and chapter 4 of part II of the Foreign Assistance
Act of 1961, as amended, shall remain available until expended if
such funds are initially obligated before the expiration of their respective periods of availability contained in this Act: Provided further,

FUNDS APPROPRIATED TO THE PRESIDENT

TITLE V—GENERAL PROVISIONS—Continued

A~431

That, notwithstanding any other provision of this Act, any funds
made available for the purposes of chapter 1 of part I and chapter 4
of part II of the Foreign Assistance Act of 1961 which are allocated or
obligated for cash disbursements in order to address balance of payments or economic policy reform objectives, shall remain available
until expended £Provided further, That the report required by section
653(a) of the Foreign Assistance Act of 1961 shall designate for each
country, to the extent known at the time of submission of such report,
those funds allocated for cash disbursement for balance of payment
and economic policy reform purposes J.

mittees are notified within three days after the commitment is made
with an explanation of the emergency circumstances: Provided further,
That [this section shall not apply to any reprogramming for an
activity, program, or project under chapter 1 of part I of the Foreign
Assistance Act of 1961 of less than 20 per centum of the amount
previously justified to the Congress for obligation for such activity,
program, or project for the currentfiscalyear] with respect to assistance provided under chapter 1 of part I of the Foreign Assistance Act
of 1961, as amended, the requirements of this section for notification
prior to reprogramming funds shall apply only for a project, program,
or activity (1) which was not justified in Congressional presentation
LIMITATION ON ASSISTANCE TO COUNTRIES IN DEFAULT
documents for the current fiscal year and for which assistance was not
SEC. [518] 516. No part of any appropriation contained in this Act provided in the preceding fiscal year, (2) the purpose for which is
shall be used to furnish assistance to any country which is in default significantly different from the purpose previously justified, or (3) the
during a period in excess of one calendar year in payment to the assistance would cause the total amount allocated for a country from
United States of principal or interest on any loan made to such such chapter to exceed the amount allocated for that country from
country by the United States pursuant to a program for which funds such chapter (or would be in excess of the total amount allocated from
are appropriated under this Act: Provided, That this section and such chapter) in the report required by section 653(a) of the Foreign
section 620(q) of the Foreign Assistance Act of 1961 shall not apply to Assistance Act of 1961.
funds made available in this Act for any narcotics-related [activities
CONSULTING SERVICES
inj assistance for Colombia, Bolivia, and Peru authorized by the
Foreign Assistance Act of 1961, as amended, or the Arms Export
SEC. [524] 520. The expenditure of any appropriation under this
Control Act.
Act for any consulting service through procurement contract, pursuant to section 3109 of title 5, United States Code, shall be limited to
FINANCIAL INSTITUTIONS—NAMES OF BORROWERS
those contracts where such expenditures are a matter of public record
SEC. [519] 517. None of the funds appropriated or made available
and available for public inspection, except where otherwise provided
pursuant to this Act shall be available to any international financial
under existing law, or under existing Executive order pursuant to
institution whose United States governor or representative cannot
upon request obtain the amounts and the names of borrowers for all existing law.

loans of the international financial institution, including loans to
employees of the institution, or the compensation and related benefits
of employees of the institution.
FINANCIAL

PROHIBITION ON ABORTION LOBBYING

SEC. [525] 521. None of the funds appropriated under this Act may
be used to lobby for abortion.

INSTITUTIONS—DOCUMENTATION

SEC. [520] 518. None of the funds appropriated or made available
pursuant to this Act shall be available to any international financial
institution whose United States governor or representative cannot
upon request obtain any document developed by or in the possession
of the management of the internationalfinancialinstitution, unless
the United States governor or representative of the institution certifies [to the Committees on Appropriations! that the confidentiality
of the information is essential to the operation of the institution.

CEILINGS AND EARMARKS

SEC. [531] 522. Ceilings and earmarks contained in this Act shall
not be applicable to funds or authorities appropriated or otherwise
made available by any subsequent Act unless such Act specifically so
directs.
GLOBAL WARMING INITIATIVE

[534] 523. (a) TROPICAL FORESTRY ASSISTANCE.—(1) In order to
achieve the maximum impact from activities relating to tropical forNOTIFICATION REQUIREMENTS
estry, the Agency for International Development [shall focus tropical
SEC. [523] 519. For the purposes of providing the Executive forestry assistance programs on the key middle- and low-income deBranch with the necessary administrative flexibility, none of the veloping countries (hereinafter "key countries")] should emphasize,
funds made available under this Act for "Agriculture, rural develop- where appropriate, tropical forestry assistance in those countries which
ment, and nutrition, Development Assistance", "Population, Develop- are projected to contribute large amounts of greenhouse gases related
ment Assistance", "Child Survival Fund", "Health, Development As- to [global warming] climate change as a result of industrialization
sistance", "International AIDS Prevention and Control Program", and the burning of fossil fuels, and destruction of tropical forests.
"Education and human resources development, Development Assist(2) Funds appropriated to carry out the provisions of sections 103
ance", "Private Sector, environment, and energy, Development Assist- and 106 of the Foreign Assistance Act of 1961, as amended, may be
ance", "Science and technology, Development Assistance", "Sub-Saha- used by the Agency for International Development, notwithstanding
ran Africa, Development Assistance", "International organizations any other provision of law, for the purpose of supporting tropical
and programs", "American schools and hospitals abroad", "Trade and forestry programs [aimed at reducing emissions of greenhouse gases
development program", "International narcotics control", "Economic with regard to the key countries in which deforestation makes a
support fund", "Peacekeeping operations", "Operating expenses of the significant contribution to global warming] under subsection (a),
Agency for International Development", "Operating expenses of the except that such assistance shall be subject to sections 116, 502B, and
Agency for International Development Office of Inspector General", 620A of the Foreign Assistance Act of 1961.
"Anti-terrorism assistance", "Foreign Military Financing [Pro(3) In providing assistance relating to tropical forests, the Adminisgram]", "International military education and training", "Inter- trator of that Agency shall, to the extent feasible and appropriate,
American Foundation", "African Development Foundation", "Peace assist countries in developing a systematic analysis of the appropriate
Corps", or "Migration and refugee assistance", shall be available for use of their total tropical forest resources, with the goal of developing
obligation for activities, programs, projects, type of materiel assist- a national program for sustainable forestry.
ance, countries, or other operation not justified or in excess of the
(b) ENERGY ASSISTANCE.—(1) In order to achieve the maximum
amount justified to the Appropriations Committees for obligation impact from activities relating to energy, the Agency for Internationunder any of these specific headings for the currentfiscalyear unless al Development shall focus, where appropriate, energy assistance acthe Appropriations Committees of both Houses of Congress are previ- tivities on [the key countries, where assistance would have the greatously notifiedfifteendays in advance: Provided, That the President est impact on reducing emissions from greenhouse gases. Such assistshall not enter into any commitment of funds appropriated for the ance shall be focused on] improved energy efficiency, increased use
purposes of [chapter 2 of part II of the Foreign Assistance Act of of renewable energy resources and national energy plans (such as
1961 or of funds appropriated for the purposes of] section 23 of the least-cost energy plans) which include investment in end-use efficienArms Export Control Act for the provision of major defense equip- cy and renewable energy resources.
ment, other than conventional ammunition, or other major defense
(2) Funds appropriated to carry out the provisions of sections 103
items defined to be aircraft, ships, missiles, or combat vehicles, not and 106 of the Foreign Assistance Act of 1961, as amended, may be
previously justified to Congress or 20 per centum in excess of the used by the Agency for International Development, notwithstanding
quantities justified to Congress unless the Committees on Appropria- any other provision of law, for the purpose of supporting energy
tions are notified fifteen days in advance of such commitment or programs [aimed at reducing emissions of greenhouse gases related
unless such commitment is necessitated by an emergency and the Com- global warming with regard to the key countries] under subsection
to



SEC.

A-432

THE BUDGET FOR FISCAL YEAR 1991

TITLE V—GENERAL PROVISIONS—Continued

(b), except that such assistance shall be subject to sections 116, 502B,
and 620A of the Foreign Assistance Act of 1961.
C(2)J (c) Of the funds appropriated to carry out the provisions of
sections 103 and 106 of the Foreign Assistance Act of 1961, as amended, the Agency for International Development may use such amounts
as may be necessary [to reimburse United States Government agencies, agencies of State governments, and institutions of higher learning] for the full costs of employees or individuals detailed to or
assigned [to] by the Agency for International Development (including the operations of such staff) for the purpose of carrying out
activities relating to forestry and energy programs aimed at reducing
emissions of greenhouse gases related to global warming or other
environmental programs. [Personnel who are detailed or assigned for
the purposes of this section shall not be included within any personnel ceiling applicable to any United States Government agency
during the period of detail or assignment.]
PROHIBITION CONCERNING ABORTIONS AND INVOLUNTARY
STERILIZATION

SEC. [535.] 524. None of the funds made available to carry out
part I of the Foreign Assistance Act of 1961, as amended, may be used
to pay for the performance of abortions as a method of family planning or to motivate or coerce any person to practice abortions. None
of the funds made available to carry out part I of the Foreign Assistance Act of 1961, as amended, may be used to pay for the performance of involuntary sterilization as a method of family planning or to
coerce or provide any financial incentive to any person to undergo
sterilizations. None of the funds made available to carry out part I of
the Foreign Assistance Act of 1961, as amended, may be used to pay
for any biomedical research which relates in whole or in part, to
methods of, or the performance of, abortions or involuntary sterilization as a means of family planning. None of the funds made available
to carry out part I of the Foreign Assistance Act of 1961, as amended,
may be obligated or expended for any country or organization if the
President certifies that the use of these funds by any such country or
organization would violate any of the above provisions related to
abortions and involuntary sterilizations. The Congress reaffirms its
commitments to Population, Development Assistance and to the need
for informed voluntary family planning.
AFGHANISTAN—HUMANITARIAN

ASSISTANCE

SEC. [536. Of the aggregate amount of funds appropriated by this
Act, to be derived in equal parts from the funds] 525. Funds appropriated to carry out the provisions of chapter 1 of part I of the
Foreign Assistance Act of 1961, and chapter 4 of part II of that Act
[, not less than $70,000,000 shall] may be made available for the
provision of food, medicine, or other humanitarian assistance to the
Afghan people, notwithstanding any other provision of law[: Provided, That of the funds appropriated under the heading "Private Sector,
Environment, and Energy, Development Assistance", $13,500,000
shall be transferred to "International Organizations and Programs"
and made available only for the United Nations Afghanistan Emergency Trust Fund].
PRIVATE VOLUNTARY

ORGANIZATIONS—DOCUMENTATION

SEC. [537] 526. None of the funds appropriated or made available
pursuant to this Act shall be available to a private voluntary organization which fails to provide upon timely request any document, file,
or record necessary to the auditing requirements of the Agency for
International Development [, nor shall any of the funds appropriated
by this Act be made available to any private voluntary organization
which is not registered with the Agency for International
Development].
ETHIOPIA—FORCED RESETTLEMENT, VILLAGIZATION

SEC. [541] 527. None of the funds appropriated in this Act shall be
made available for any costs associated with the Government of Ethiopia's forced resettlement or villagization programs.
DEFINITION OF PROGRAM, PROJECT, AND ACTIVITY

SEC. [543] 528. For the purpose of this Act, "program, project, and
activity" shall be defined [at the Appropriations Act account level
and shall include all Appropriations and Authorizations Acts earmarks, ceilings, and limitations with the exception that for the following accounts: Economic Support Fund and Foreign Military Financing
Program, "program, project, and activity" shall also be considered to
include country, regional, and central program level funding within



each such account; for the development assistance accounts of the
Agency for International Development "program, project, and activity" shall also be considered to include central program level funding,
either as (1) justified to the Congress, or (2) allocated by the executive
branch in accordance with a report, to be provided to the Committees
on Appropriations within thirty days of enactment of this Act, as
required by section 653(a) of the Foreign Assistance Act of 1961, as
amended] as the aggregate of funds made available for each title of
this Act: Provided, That in carrying out reductions in programs,
projects, and activities as may be required under the Balanced Budget
and Emergency Deficit Control Act of 1985, as amended, the President
may reduce statutory earmarks, ceilings, and limitations by a percentage not to exceed the percentage reductions required under such Act.
CHILD SURVIVAL AND AIDS ACTIVITIES

SEC. [544. Of the funds] 529. Funds made available by this Act for
assistance for health, child survival, sub-Saharan Africa and AIDS
[, up to $6,000,000] may be used [to reimburse United States Government agencies, agencies of State governments, and institutions of
higher learning] for the full cost of employees or individuals detailed
to or assigned by, as the case may be, [to] the Agency for International Development (including the operations of such staff) for the
purpose of carrying out child survival activities and activities relating
to research on, and the treatment and control of, acquired immune
deficiency syndrome in developing countries [: Provided, That personnel who are detailed or assigned for the purposes of this section
shall not be included within any personnel ceiling applicable to any
United States Government agency during the period of detail or
assignment].
NOTIFICATION ON EXCESS DEFENSE EQUIPMENT

SEC. [552] 530. Prior to providing excess Department of Defense
articles in accordance with section 516(a) of the Foreign Assistance
Act of 1961, the Department of Defense shall notify the Committees
on Appropriations to the same extent and under the same conditions
as are other committees pursuant to subsection (c) of that section:
Provided, That such Committees shall also be informed of the original
acquisition cost of such defense articles.
EARMARKS

SEC. [559] 531. Funds appropriated by this Act which are earmarked may be reprogrammed for other programs within the same
account notwithstanding the earmark if compliance with the earmark
is made impossible by operation of any provision of this or any other
Act or, with respect to a country with which the United States has an
agreement providing the United States with base rights or base access
in that country, if the President determines that the recipient for
which funds are earmarked has significantly reduced its military or
economic cooperation with the United States since enactment of the
Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1989; however, before exercising the authority of this
section with regard to a base rights or base access country which has
significantly reduced its military or economic cooperation with the
United States, the President shall consult with, and shall provide a
written policy justification to the Committees on Appropriations: Provided, That any such reprogramming shall be subject to the regular
notification procedures of the Committees on Appropriations: Provided further, That assistance that is reprogrammed pursuant to this
section shall be made available under the same terms and conditions
as originally provided.
CAMBODIAN NONCOMMUNIST RESISTANCE FORCES

SEC. [572. If the] 532. The President [makes] may make available
funds appropriated by this Act for the Cambodian non-Communist
resistance forces, [not to exceed $7,000,000 may be made available for
such purpose, and such funds shall] such funds to be derived from
funds appropriated under the headings "Foreign Military Financing
[Program]" and "Economic Support Fund", and [shall] to be made
available notwithstanding any other provision of law: Provided, That
funds made available for this purpose shall be obligated in accordance
with the provisions of section 906 of the International Security and
Development Cooperation Act of 1985 (Public Law 99-83): Provided
further, That, to the maximum extent possible, all funds made available under the authority of this section shall be administered directly
by the United States Government.

funds appropriated t o t h e

president

DEBT-FOR-DEVELOPMENT

SEC. [584] 533. In order to enhance the continued participation of
nongovernmental organizations in economic assistance activities
under the Foreign Assistance Act of 1961, including debt-for-development and debt-for-nature exchanges, a nongovernmental organization
may invest local currencies which accrue to that organization as a
result of economic assistance provided under the heading "Agency for
International Development" and any interest earned on such investment may be used, including for the establishment of an endowment,
for the purpose for which the assistance was provided to that organization.
LEBANON

SEC. [585. Of the funds] 534. Funds appropriated by this Act to
carry out chapter 1 of part I and chapter 4 of part II of the Foreign




TITLE V—GENERAL PROVISIONS—Continued

A~433

Assistance Act of 1961 [not less than $7,500,000 shall] may be made
available for Lebanon [: Provided, That such funds may be provided]
in accordance with the general authorities contained in section 491 of
the Foreign Assistance Act of 1961.
CROPS IN PERU, BOLIVIA AND JAMAICA

SEC. [599H] 535. Notwithstanding any other provision of law, the
President may provide assistance under chapter 1 of part I or chapter
4 of part II of the Foreign Assistance Act of 1961 for Peru, Bolivia
and Jamaica to promote the production, processing, or marketing of
[all] crops which can be economically grown in [areas of] those
countries for the purpose of reducing dependence on the production of
[which currently produce] crops from which narcotic and psychotropic drugs are derived. (Foreign Operations, Export Financing, and
Related Programs Appropriations Act, 1990.)




DEPARTMENT OF AGRICULTURE
OFFICE OF THE SECRETARY
Federal Funds
General and special funds:
OFFICE OF THE SECRETARY

For necessary expenses of the Office of the Secretary of Agriculture, and not to exceed [$50,000] $75,000 for employment under 5
U.S.C. 3109, [$1,789,000] $7,786,000: Provided, That not to exceed
[$8,000] $11,000 of this amount shall be available for official reception and representation expenses, not otherwise provided for, as determined by the Secretary.
[FARM AND EXPORT PROGRAMS]

[For development of a plan by the Secretary for returning the use
of the Commodity Credit Corporation to its primary function which
was to buy and sell competitively to enable the farmer to offset high
American costs and to maintain his fair share of world markets; and
to restore the use of section 32 (30 per centum of customs receipts) as
authorized by law, the use of which is presently suspended, to enable
the farmer to secure his income from the user of his products rather
than the U.S. Treasury and to enable the American farmer to regain
and retain, by competitive sales, our normal share of world markets,
$400,000.]
[COMPILATION OF METHODS USED BY FOREIGN COUNTRIES TO PROTECT
THEIR DOMESTIC AGRICULTURE]

[To enable the Secretary of Agriculture to investigate and compile
a listing of the laws and practices used by foreign countries to protect
their domestic agriculture from foreign competition and to expand
their foreign markets in order to assist the Department in regaining
and retaining our fair share of world markets, $400,000.]
[OFFICE OF THE DEPUTY SECRETARY]

Agricultural Marketing Service (including Office of Transportation)
and Packers and Stockyards Administration, $427,000.]
[OFFICE OF THE UNDER SECRETARY FOR INTERNATIONAL AFFAIRS
AND COMMODITY PROGRAMS]

[For necessary salaries and expenses of the Office of the Under
Secretary for International Affairs and Commodity Programs to administer the laws enacted by Congress for the Agricultural Stabilization and Conservation Service, Office of International Cooperation
and Development, Foreign Agricultural Service, and the Commodity
Credit Corporation, $419,000.]
[OFFICE OF THE UNDER SECRETARY FOR SMALL COMMUNITY AND
RURAL DEVELOPMENT]

[For necessary salaries and expenses of the Office of the Under
Secretary for Small Community and Rural Development to administer programs under the laws enacted by the Congress for the Farmers
Home Administration, Rural Electrification Administration, Federal
Crop Insurance Corporation, and rural development activities of the
Department of Agriculture, $424,000.]
[OFFICE OF THE ASSISTANT SECRETARY FOR FOOD AND CONSUMER
SERVICES]

[For necessary salaries and expenses of the Office of the Assistant
Secretary for Food and Consumer Services to administer the laws
enacted by the Congress for the Food and Nutrition Service and the
Human Nutrition Information Service, $412,000.]
[OFFICE OF THE ASSISTANT SECRETARY FOR NATURAL RESOURCES
AND ENVIRONMENT]

[For necessary salaries and expenses of the Office of the Assistant
Secretary for Natural Resources and Environment to administer the
laws enacted by the Congress for the Forest Service and the Soil
Conservation Service, $445,000.] (7 U.S.C. 2201-2202; Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)

[For necessary expenses of the Office of the Deputy Secretary of
Agriculture, including not to exceed $25,000 for employment under 5
Program and Financing (in thousands of dollars)
U.S.C. 3109, $397,000: Provided, That not to exceed $3,000 of this
amount shall be available for official reception and representation
Identification code 12-0115-0-1-352
1989 actual
1990 est.
expenses, not otherwise provided for, as determined by the Deputy
Secretary.]
[OFFICE OF THE ASSISTANT SECRETARY FOR ADMINISTRATION]

[For necessary expenses of the Office of the Assistant Secretary for
Administration to carry out the programs funded in this Act,
$470,000.]
[OFFICE OF THE ASSISTANT SECRETARY FOR GOVERNMENTAL AND
PUBLIC AFFAIRS]

[For necessary expenses of the Office of the Assistant Secretary for
Governmental and Public Affairs to carry out the programs funded in
this Act, $414,000.]
[OFFICE OF THE ASSISTANT SECRETARY FOR ECONOMICS]

[For necessary expenses of the Office of the Assistant Secretary for
Economics to carry out the programs funded in this Act, $454,000.]
[OFFICE OF THE ASSISTANT SECRETARY FOR SCIENCE AND
EDUCATION]

[For necessary salaries and expenses of the Office of the Assistant
Secretary for Science and Education to administer the laws enacted
by the Congress for the Agricultural Research Service, Cooperative
State Research Service, Extension Service, and National Agricultural
Library, $438,000.]
[OFFICE OF THE ASSISTANT SECRETARY FOR MARKETING AND
INSPECTION SERVICES]

[For necessary salaries and expenses of the Office of the Assistant
Secretary for Marketing and Inspection Services to administer programs under the laws enacted by the Congress for the Animal and
Plant Health Inspection Service, Food Safety and Inspection Service,
Federal Grain Inspection Service, Agricultural Cooperative Service,




Program by activities:
Direct program:
Office of the Secretary
Farm and export plan
00.02
Investigation of foreign practices
00.03
00.04
Office of the Deputy Secretary
Administration
00.05
Governmental and public affairs/Congressional rela00.06
tions
00.07
Economics
00.08
Science and education
00.09
Marketing and inspection service
00.10
International affairs and commodity programs
Small community and rural development
00.11
00.12
Natural resources and environment
00.13
Food and consumer services
00.14
Assistant to the Secretary for Special Services
00.15
Assistant to the Secretary for Natural Resources and
Environment

00.01

1,718
395
395
392
465

351
437
387
411
384
365
405
302
296
137

1,943

945
449
433
422
414
419
440
407

1,663

231

1991 est.

1,095
529
512
497
506
660
538
485

477
544

..

00.91

01.01 Reimbursable program

Total direct program

5,369
1,562

7,294
989

7,786
1,061

10.00

Total obligations

6,931

8,283

8,847

-1,562
584

-989

-1,061

5,953

7,294

7,786

5,953

6,889
-87
-50

7,786

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

40.00
40.00
41.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts

A-435

A - 4 3 6

KEK^^

THE

BUDGET FOR FISCAL Y E A R 1991
Trust Funds

General and special funds—Continued
[OFFICE OF THE ASSISTANT SECRETARY FOR NATURAL RESOURCES

GIFTS AND BEQUESTS

AND ENVIRONMENT]—Continued

Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)—Continued

Identification code 1 2 - 8 2 0 3 - 0 - 7 - 3 5 2

Identification code 1 2 - 0 1 1 5 - 0 - 1 - 3 5 2
42.00

3 actual

Appropriation (adjusted)

71.00
72.40
74.40
77.00

1991

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

10.00

5,953

7,294

7,786

5,369
324
- 1 7
-130

7,294
17
- 7 6

7,786
76
- 9 3

5,546

Outlays

7,235

7,769

The Office of the Secretary covers the overall planning,
coordination, and administration of the Department's programs. This includes the Secretary, Deputy Secretary, Under
Secretaries, Assistant Secretaries, and their immediate staffs,
who provide top policy guidance for the Department; maintain relationships with agricultural organizations and others
in the development of farm programs; and provide liaison
with the Executive Office of the President and Members of
Congress on all matters pertaining to agricultural policy.
In 1990 the Congressional Relations function was transferred into the Office of the Secretary. That function replaces
the Governmental and Public Affairs office within the Office
of the Secretary. Also in 1990 the press function was transferred from the immediate Office of the Secretary into the
Office of Public Affairs.
As in past years, the Administration has requested combining the individual appropriations for each major policy office
into one appropriation. This will enable the Secretary to more
effectively manage his own staff resources.

Program by activities:
Total obligations

11.1
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation

est.

1991

est.

Total obligations

3,092
40

4,525
40

5,406
40

3,132
639
161
18
453
264
416
185
101

4,565
936
1
446
129
997
100
12

5,446
1,094
131
1
407
146
427
114
20

7,294
989

7,786
1,061

8,283

8,847

59

82

82

69
1

82
4

84
4

11
11

11
11

11
11

108

Personnel Summary
Direct
Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of permanent positions
Total compensable workyears: Full-time equivalent employment.




1991

est.

60.00

71.00
72.40
74.40
90.00

Outlays

-354
180

-180
181

-181
180

2,095

2,633

2,500

2,632
280
-280

2,501
280
-280

3,382

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

2,501

2,269
1,394
-280

Budget authority (appropriation) (permanent,
indefinite)

2,632

2,632

2,501

The Secretary is authorized to accept and administer gifts
and bequests of real and personal property to facilitate the
work of the Department. Property and the proceeds thereof
are used in accordance with the terms of the gift or bequest (7
U.S.C. 2269). Funding in 1989 and 1990 represents donations
for the purchase of land in the Lake Tahoe area.
Object Classification (in thousands of dollars)
Identification code 1 2 - 8 2 0 3 - 0 - 7 - 3 5 2
21.0
25.0
26.0
32.0
99.9

1989 actual

1990 est.

Total obligations

1
48
20
2,200

5
60
40
2,527

2,269

Travel and transportation of persons
Other services
Supplies and materials
Lands and structures

2,632

1991 est.
5
60
40
2,396
2,501

DEPARTMENTAL ADMINISTRATION
General and special funds:
DEPARTMENTAL ADMINISTRATION

6,931

Subtotal, direct obligations
Reimbursable obligations

est.

Federal Funds
1990

5,369
1,562

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1990

2,269

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

Object Classification (in thousands of dollars)
Identification code 1 2 - 0 1 1 5 - 0 - 1 - 3 5 2

1L989 actual

est.

542

Transferred from other accounts

43.00

90.00

1990 est.

(INCLUDING TRANSFERS OF FUNDS)

For Personnel, Finance and Management, Operations, Information
Resources Management, Advocacy and Enterprise, and Administrative Law Judges and Judicial Officer, [$22,020,000] $23,305,000; and
in addition, for payment of the USDA share of the National Communications System, [ $ 2 , 0 0 0 ] $50,000; making a total of [$22,022,000]
$23,355,000 for Departmental Administration to provide for necessary
expenses for management support services to offices of the Department of Agriculture and for general administration and emergency
preparedness of the Department of Agriculture, repairs and alterations, and other miscellaneous supplies and expenses not otherwise
provided for and necessary for the practical and efficient work of the
Department of Agriculture, including employment pursuant to the
second sentence of section 706(a) of the Organic Act of 1944 (7 U.S.C.
2225), of which not to exceed $10,000 is for employment under 5
U.S.C. 3109: Provided, That this appropriation shall be reimbursed
from applicable appropriations in this Act for travel expenses incident to the holding of hearings as required by 5 U.S.C. 551-558. (7
U.S.C. 2201, 2202, 2231, 2235; 42 U.S.C. 2000d; Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 0 1 2 0 - 0 - 1 - 3 5 2
Program by activities:
Direct program:
00.01
Budget and program analysis
00.02
Personnel
00.03
Finance and management

1989 actual

4,196
5,872
3,650

1990 est.

6,032
3,921

1991 est.

6,517
4,092

department of agriculture
00.04
00.05
00.06
00.07
00.08

Operations
Information resources management
Advocacy and enterprise
Administrative law judges and judicial officer
National communications system

2,676
4,490
3,054
1,027
116

2,728
4,901
3,113
1,325
2

2,956
5,027
3,351
1,361
50

00.91
01.01

Total direct program
Reimbursable program

25,081
7,291

22,022
4,014

23,355
4,272

10.00

Total obligations

32,372

26,036

27,627

-4,014
-7,291
841 .

-4,272

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
40.00

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
73.40 Obligated balance transferred, net
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays

A-437

departmental admiwstmtjw-gn^

tive decisions in regulatory proceedings are rendered by the
Judicial Officer.
National communications system.—This item provides funding for USDA's proportional share of the communications
system being developed as part of the National Security and
Emergency Preparedness Program. Participation in the NCS
is required under National Security Directive 201 of December 1985.
Budget

25,922

22,022

23,355

25,081
8,404

22,022
6,720
-674
-6,157

23,355
6,157
-6,590

21,911

22,922

and program analysis.—Beginning

in

1990,

the

Office of Budget and Program Analysis will be shown as a
separate account within the Departmental Administration
bureau.
Object Classification (in thousands of dollars)

-6,720
-1,608
25,156

.

Identification code 1 2 - 0 1 2 0 - 0 - 1 - 3 5 2

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation...

1989 actual

17,216
273
459

1990 est.

15,958
280
350

1991 est.

16,325
284
350

16,959
16,588
17,948
11.9
Total personnel compensation
Personnel.—This activity provides general liaison, direction,
2,069
2,364
2,028
Civilian personnel benefits
leadership coordination and monitoring of the personnel man- 12.1
14
13
10
13.0
Benefits for former personnel
agement program in the Department. Department policies 21.0
437
365
Travel and transportation of persons
453
8
7
7
Transportation of things
and procedures relating to all personnel functions are promul- 22.0
Rental payments to others
6
gated, and operational services are provided to the Office of 23.2
980
1,021
888
Communications, utilities, and miscellaneous charges
the Secretary, Office of the General Counsel, Office of Public 23.3
280
216
332
24.0
Printing and reproduction
Affairs, Office of Budget and Program Analysis, and those 25.0
1,998
1,625
1,953
Other services
313
133
staff offices under Departmental Administration reporting to 26.0
403
Supplies and materials
197
59
483
31.0
Equipment
the Assistant Secretary for Administration.
101
100
100
41.0
Grants, subsidies, and contributions
Finance and management.—This activity provides Departmental leadership, development, and evaluation of programs 99.0
23,355
22,022
25,081
Subtotal, direct obligations.
4,272
4,014
7,291
in finance, accounting, Federal assistance, occupational safety 99.0 Reimbursable obligations
and health, productivity improvement, management improve- 99.9
27,627
26,036
32,372
Total obligations
ment, audit resolution and follow up activities, and for the
management and operation of the National Finance Center.
Personnel Summary
The Director serves as the Department's chief financial officer, management improvement officer, and comptroller of the Direct
Working Capital Fund. Finance and Management also proTotal number of permanent positions
420
383
388
vides budget, accounting, and fiscal services for the DepartTotal compensable workyears:
Full-time equivalent employment
441
392
394
mental staff offices, Office of the General Counsel, Office of
Full-time equivalent of overtime and holiday hours
2
1
1
Public Affairs, and the Office of the Secretary.
Operations.—This activity provides staff and support servReimbursable:
Total number of permanent positions
73
75
75
ices in the management of real and personal property, proTotal compensable workyears: Full-time equivalent employment.
73
75
75
curement, contracts, transportation, supplies, motor vehicles
and internal energy conservation to the USDA agencies, including those in the Washington, D.C., complex.
Information resources management.—This activity designs,
HAZARDOUS WASTE MANAGEMENT
implements, and revises systems, processes, work methods
(INCLUDING TRANSFERS OF FUNDS)
and techniques to improve the management of information
resources and the operational effectiveness of USDA. The DiFor necessary expenses of the Department of Agriculture, except
rector serves as the Department's clearance officer for statisti- for expenses of the Commodity Credit Corporation, to comply with the
cal reporting and information collection. This activity also requirement of section 107g of the Comprehensive Environmental
provides telecommunications and ADP services to USDA Response, Compensation, and Liability Act, as amended, 42 U.S.C.
agencies and staff offices, including the operation of computer 9607g, and section 6001 of the Resource Conservation and Recovery
6961, [$20,000,000] $29,586,000, to
centers in Fort Collins, Colorado and Kansas City, Missouri. Act, as amended, 42 U.S.C. Provided, That appropriations andremain
available until expended:
funds
Advocacy and enterprise.—This activity provides leadership,
available herein to the Department of Agriculture for hazardous
direction and coordination for the Department's programs for waste management may be transferred to any agency of the Departcivil rights, which include program delivery, compliance and ment for its use in meeting all requirements pursuant to the above
equal employment opportunity, and for efforts to further par- Acts on Federal and non-Federal lands. (42 U.S.C. 6961, et seq., 42
ticipation of minority colleges and universities in Departmen- U.S.C. 9601, et seq.; Rural Development, Agriculture, and Related
tal programs. It provides oversight of all procurement activi- Agencies Appropriations Act, 1990.)
ties to assure maximum participation of small and disadvanProgram and Financing (in thousands of dollars)
taged business in the process and directs and monitors agency
compliance in promoting full and open competition in pro- Identification code 1 2 - 0 5 0 0 - 0 - 1 - 3 0 4
1989 actual
1990 est.
1991 est.
curement.
Administrative law judges and judicial officer.—The adminProgram by activities:
3,467
19,927
29,586
istrative law judges hold hearings on new regulations and 10.00 Total obligations
orders and on disciplinary complaints filed by the Department
Financing:
-1,256
- 2,789
- 2,789
or on some petitions filed by private parties. Final administra- 21.40 Unobligated balance available, start of year




A - 4AGO
0 0

A-440

DEPARTMENTAL ADMINISTRATION—Continued
Federal Funds-Continued

General and special funds—Continued

71.00
72.40
73.40
74.40

HAZARDOUS WASTE MANAGEMENT—Continued
(INCLUDING TRANSFERS OF FUNDS)—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 1 2 - 0 5 0 0 - 0 - 1 - 3 0 4

24.40

Unobligated balance available, end of year
Budget authority

39.00

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177..

43.00

Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

1989 actual

90.00

1990 est.

1991 est.

2,789

2,789

2,789

5,000

19,927

29,586

5,000

20,000
-73

29,586

5,000

19,927

29,586

3,467
37
-2,310

19,927
2,310
-9,079

29,586
9,079
-12,530

13,158

26,135

Under the Comprehensive Environmental Response, Compensation, and Liability Act and the Resource Conservation
and Recovery Act, the Department has the responsibility to
meet the same standards for storage and disposition of hazardous wastes as private businesses. Since the Department
may have substantial commitments under these Acts, a central fund has been established so that resources may be allocated to the Department's agencies. Allocations will be made
according to objective criteria.
Object Classification (in thousands of dollars)

21.0
22.0
24.0
25.0
26.0
31.0
32.0
43.0
99.9

Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends
Total obligations

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance transferred, net
Obligated balance, end of year

4,522

4,971
674

674
-674
4,522

Outlays

-700
4,945

The Office of Budget and Program Analysis provides overall
direction and administration of the Department's budgetary
functions including development, presentation, and execution
of the budget; review of program and legislative proposals for
program and budget implications; and analysis of program
issues and alternatives and preparation of summaries of pertinent data to aid Departmental policy officials and agency
program managers in the decision-making process.
Identification code 1 2 - 0 5 0 3 - 0 - 1 - 3 5 2

11.1
11.5

1989 actual

1990 est.

29
32
1
3,040
35
44
287
1

1989 actual

1990 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation

1991 est.

3,609
90

3,698
94

11.9
12.1
13.0
21.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

3,699
505
3
21
66
57
78
34
59

3,792
553
4
27
96
74
164
86
175

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

4,522
4

4,971

4,526

4,971

78

78

78
1

78
1

99.9
Identification code 1 2 - 0 5 0 0 - 0 - 1 - 3 0 4

budget f o r fiscal year

Object Classification (in thousands of dollars)

1,194

Outlays..

t h e

Total obligations

1991 e

Personnel Summary

19,927

19,927

3,467

29,586

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

29,586
RENTAL PAYMENTS (USDA)
(INCLUDING TRANSFERS OF FUNDS)

OFFICE OF BUDGET AND PROGRAM ANALYSIS

For necessary expenses of the Office of Budget and Program Analysis, including employment pursuant to the second sentence of section
706(a) of the Organic Act of 1944 (7 U.S.C. 2225), of which not to
exceed $5,000 is for employment under 5 U.S.C. 3109, [$4,554,000]
$1971000. (7 U.S.C. 2201t 2202; 42 U.S.C. 2000d; Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 0 5 0 3 - 0 - 1 - 3 5 2

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program..

4,522
4

4,971

Total obligations..

4,526

4,971

10.00
11.00
39.00

Financing:
Offsetting collections from: Federal funds..
Budget authority..

Budget authority:
40.00 Appropriation..
40.00 Reduction pursuant to P.L. 99-177..
43.00

Appropriation (adjusted)




-4
4,522

4,971

4,554
-32

4,971

4,522

4,971

For payment of space rental and related costs pursuant to Public
Law 92-313 for programs and activities of the Department of Agriculture which are included in this Act, [$49,467,000] $W,305,000, of
which $3,000,000 shall be retained by the Department of Agriculture
for non-recurring repairs as determined by the Department of Agriculture: Provided, That in the event an agency within the Department of Agriculture should require modification of space needs, the
Secretary of Agriculture may transfer a share of that agency's appropriation made available by this Act to this appropriation, or may
transfer a share of this appropriation to that agency's appropriation,
but such transfers shall not exceed 10 per centum of the funds made
available for space rental and related costs to or from this account.
BUILDING OPERATIONS AND MAINTENANCE

For the operation, maintenance, and repair of Agriculture buildings
pursuant to the delegation of authority from the Administrator of
General Services authorized by 40 U.S.C. 486,
[$23,033,000]
$25,093,000. (7 U.S.C. 2201, 2202, 2208; Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 0 1 1 7 - 0 - 1 - 3 5 2

9 actual

Program by activities:
Direct program:
00.01
Rental payments to GSA: Non-recurring repairs..

49,240

1990 est.

49,037

1991 est.

49,305

1991

department
00.02

of

DEPARTMENTAL

agriculture

Building operations and maintenance

A-439

ADMINISTRATION-

19,871

22,990

25,093

00.91
Total direct program
01.01 Reimbursable program

69,111
2,800

72,027
1,786

74,398
1,786

Department of Agriculture for support of activities of Advisory Committees. (7 U.S.C. 2233; Rural Development, Agriculture, and Related
Agencies Appropriations Act, 1990.)

10.00

71,911

73,813

76,184

Program and Financing (in thousands of dollars)

-2,800
1,550

-1,786

-1,786

70,661

72,027

74,398

71,956

74,398

-1,295

72,500
-203
-270

Appropriation (adjusted)

70,661

72,027

74,398

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

69,111
9,817
-12,483
-825

72,027
12,483
-11,948

74,398
11,948
-12,452

65,620

72,562

73,894

49,364
21,297

49,037
22,990

49,305
25,093

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177
41.00 Transferred to other accounts
43.00

90.00

Outlays

Distribution of outlays by account:
Rental payments
Building operations and maintenance

49,307
23,255

49,305
24,589

This account finances the General Services Administration's fees for rental of space and related services. The appropriation covers all fees for all regular appropriated accounts
within the Department of Agriculture with the exception of
the Forest Service. This account also finances the operation
and maintenance of seven buildings in the Headquarters area.
Object Classification (in thousands of dollars)

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
43.0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends

1989 actual

1990 est.

1991 est.

1990 est.

1991 est.

1,232

Total direct program.,
00.91
01.01 Reimbursable program

1,232
6

1,594

1,407

1,238

1,594

1,407

11.00
21.40
24.40
25.00

71.00
72.40
74.40
77.00
90.00

1,494

1,407

100

Total
Financing:
Offsetting collections from.- Federal funds
Unobligated balance available, start of year...
Unobligated balance available, end of year
Unobligated balance lapsing

- 6

-100
104
259

1,407

1,594
494
-594

1,407
594
-480

1,555

Outlays..

1,494

1,232
346
-494
471

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

-104

1,494

Budget authority (appropriation) ..

47,841
17,779

Identification code 1 2 - 0 1 1 7 - 0 - 1 - 3 5 2

12-0118-0-1-352

Program by activities:
Direct program:
00.01
USDA advisory committees
00.02
National Commission on Agricultural and Rural Development

10.00

Distribution of budget authority by account:
Rental payments
Building operations and maintenance

11.1
11.5

Identification code

1,494

1,521

4

The Federal Advisory Committee Act (Public Law 92-463)
was passed in 1972 to recognize a means by which committees
and similar groups provide expert advice to officers of the
Federal Government. This account provides for direction and
financial support of all authorized Department of Agriculture
advisory committee activities other than those included in the
Forest Service or financed by other than appropriated funds.
Object Classification (in thousands of dollars)

2,383
194

2,503
220

2,605
220

2,577
382
1
11
2
46,363
3,553
13
15,185
416
345
262
1

2,723
302
1
10
4
46,037
4,500
19
17,778
223
164
261
5

2,825
317
1
15
4
46,305
5,149
20
19,088
230
169
270
5

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

69,111
2,800

72,027
1,786

74,398
1,786

99.9

Total obligations

71,911

73,813

Identification code

11.1

12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0

1989 actual

12-0118-0-1-352

Direct obligations:
Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous chargesPrinting and reproduction

1990 est.

1991 est.

434
69
489
1
12
11
150
24
2
40

1,594

1,407

1,238

Subtotal, direct obligations
Reimbursable obligations

529
65
586
1
11
30
160
19
6

1,232
6

Supplies and materials
Equipment
Grants, subsidies, and contributions

536
66
643
1
11
31
269
30
7

1,594

1,407

14

14

14

76,184

99.9

Total obligations
Personnel Summary

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Total compensable workyears-. Full-time equivalent employment.. .
68

74

74

68
4

71
5

71
5

Note.—Represents employees detailed from other agencies.

Intragovernmental funds:
ADVISORY COMMITTEES

(USDA)

For necessary expenses for activities of Advisory Committees of the
Department of Agriculture which are included in this Act,
[$1,494,0001 $1407,000: Provided, That no other funds appropriated
to the Department of Agriculture in this Act shall be available to the




W O R K I N G CAPITAL

FUND

To increase the Government's equity in this fund and to provide for
the purchase of automated data processing, data communication, and
other related equipment necessary for the provision of Departmental
centralized services to the agencies, $3,750,000. (7 U.S.C. 2235.)

A - 4A4 A F\
U

A-442

DEPARTMENTAL ADMINISTRATION—Continued

Federal Funds-Continued

Intragovernmental funds—Continued

Personnel Summary

WORKING CAPITAL FUND—Continued
Program and Financing (in thousands of dollars)
identification code 1 2 - 4 6 0 9 - 0 - 4 - 3 5 2

Program by activities:
Operating expenses:
00.01
Supply and other central services
00.02
Video and other visual information services
00.03
National Finance Center
00.04
ADP systems
00.91
01.01
01.02
01.03
01.04

Total operating expenses
Purchase of equipment:
Supply and other central services
Video and other visual information services
National Finance Center
ADP systems

01.91

Total purchase of equipment

.10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
40.00

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
90.00

Outlays

1989 actual

1990 est.

1991 est.

13,091
3,616
66,362
48,106

13,821
3,635
71,466
48,117

14,424
3,729
76,340
47,062

131,175

137,039

2,175
596
6,010
7,261

1,965
247
7,699
5,211

1,170
235
7,128
6,490

16,042

15,124

15,023

147,217

152,163

156,578

-135,210
-300
-12,027

-151,863
-300

-152,528
-300

-4,444
9,472

-9,472
9,472

-9,472
9,472

4,708
11,707
11,476
-6,540
64
-12,027

3,750

6,540
-5,539

3,750
5,539
-5,539

1,001

3,750

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

40,852
3,281
2,511

41,995
4,994
2,267

44,426
3,927
2,329

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges ,
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

46,644
6,553
94
1,066
307
2,132
1,289
25,969
879
39,665
6,138
16,466
15

49,256
7,039
110
1,206
369
3,364
1,373
28,956
944
36,810
7,141
15,594
1

50,682
7,273
112
1,153
328
2,798
1,436
29,878
942
39,618
6,899
15,458
1

147,217

152,163

156,578




1,671

1,588
63

1,665
66

1,675
67

OFFICE OF [GOVERNMENTAL ANDJ PUBLIC
AFFAIRS
Federal Funds

OFFICE OF PUBLIC AFFAIRS

For necessary expenses to carry on services relating to the coordination of programs involving public affairs, and for the dissemination
of agricultural information and the coordination of information, work
and programs authorized by Congress in the Department,
[$7,964,000J $8,442,000 including employment pursuant to the
second sentence of section 706(a) of the Organic Act of 1944 (7 U.S.C.
2225), of which not to exceed $10,000 shall be available for employment under 5 U.S.C. 3109, and not to exceed $2,000,000, may be used
for farmers' bulletins and not fewer than two hundred thirty-two
thousand two hundred and fifty copies for the use of the Senate and
House of Representatives of part 2 of the annual report of the Secretary (known as the Yearbook of Agriculture) as authorized by 44
U.S.C. 1301: Provided, That in the preparation of motion pictures or
exhibits by the Department, this appropriation shall be available for
employment pursuant to the second sentence of section 706(a) of the
Organic Act of 1944 (7 U.S.C. 2225).
[CONGRESSIONAL RELATIONS!

[For necessary expenses for liaison with the Congress on legislative
matters, $542,000. J
[INTERGOVERNMENTAL

AFFAIRS!

For necessary expenses for programs involving intergovernmental
affairs and liaison within the executive branch, [$479,0001 $440,000.
(7 U.S.C. 2201, 2202\ 2231, 2235; 42 U.S.C. 2000d; Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 0 1 3 0 - 0 - 1 - 3 5 2

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Public affairs
00 02
Congressional relations
00.03
Intergovernmental affairs

7,690
462
420

8,072

8,442

421

440

00.91
01.01

Total direct program
Reimbursable program

8,572
1,122

8,493
634

8,882
659

10.00

Object Classification (in thousands of dollars)

Total obligations

1,675

General and special funds:

This fund finances by advances or reimbursements certain
central services in the Department of Agriculture, including
duplicating and other visual information services, art and
graphics, video services, supply, centralized accounting systems, centralized automated data processing systems for payroll, personnel, and related services, voucher payments services, and ADP systems. The capital consists of $400 thousand
appropriated (7 U.S.C. 2235), and accumulated earnings of
$2,388 thousand as of September 30, 1989. Earnings are kept
at a low level through adjustments in rates charged for services to maintain as nearly as possible the nonprofit nature of
the fund. The 1991 budget includes an appropriation request
of $3.75 million for the acquisition of computer equipment.

99.9

1,508

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

141,555

4,680

Identification code 1 2 - 4 6 0 9 - 0 - 4 - 3 5 2

t h e b u d g e t f o r f i s c a l y e a r 1991

Total obligations

9,694

9,127

9,541

-1,113
-9
287

-625
-9

-650
-9

8,859

8,493

8,882

8,859

8,985
-542
50

8,882

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
39.00

Budget authority

Budget authority:
40.00 Appropriation
4100 Transferred to other accounts
42 00 Transferred from other accounts
43.00

Appropriation (adjusted)

8,859

8,493

8,882

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

8,572
2,085
-2,765
127

8,493
2,765
-2,765

8,882
2,765
-2,765

8,019

8,493

8,882

90.00

Outlays

department of

Public affairs.—This activity provides general direction,
leadership, and coordination of the Department's information
program. The major objective is to provide a balanced and
useful information program that reports on USDA's research,
action, and regulatory activities using all communications
media in order to enable the general public and the agricultural industry to have a better understanding of agriculture's
services to farmers and to society.
At the beginning of 1990, the press function was transferred
to the new Office of Public Affairs from the immediate Office
of the Secretary.
Congressional relations.—This activity includes responsibility for maintaining liaison with the Congress and the White
House on legislative matters of concern to the Department
and for the coordination of all Congressional matters except
Congressional appropriation. At the beginning of 1990, this
activity was transferred to the Office of the Secretary.
Intergovernmental affairs.—This activity provides for overall direction and coordination in the development and implementation of policies and procedures applicable to the Department's intra- and intergovernmental relations.

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

Personnel Summary
Direct:
Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of permanent positions
Total compensable workyears: Full-time equivalent employment.

5,175
124
61

5,451
125
60

5,154
649
11
92
9
547
808
990
146
156

5,360
716
13
100
8
574
754
760
119
89

5,636
732
14
107
9
634
811
727
123
89

8,493
634

8,882
659

9,694

Subtotal, direct obligations
Reimbursable obligations

4,955
119
90

8,572
1,121

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services....
Supplies and materials
Equipment

eral pursuant to Public Law 95-452 and section 1337 of Public Law
97-98. (7 U.S.C. 450b, 2201, 2202, 2220, 2270; Public Law 100-504;
Rural Development, Agriculture, and Related Agencies Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

9,127

9,541

108

119

119

123
1

125
4

1990 est.

1991 est.

Program by activities:
Direct program
Reimbursable program..

50,422
483

51,779

57,630

10.00

Total obligations..

50,905

51,779

57,630

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing

-483

39.00

50,510

51,779

57,630

50,491

52,053
-274

57,630

40.00
40.00
42.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177..
Transferred from other accounts

19

2
2

2
2

Appropriation (adjusted)..

50,510

51,779

57,630

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

50,422
5,069
-4,520
-360

51,779
4,520
-4,823

57,630
4,823
-4,823

51,476

57,630

90.00

Outlays..

2
2

Object Classification (in thousands of dollars)
Identification code

Federal Funds
General and special funds:
GENERAL

For necessary expenses of the Office of the Inspector General, including employment pursuant to the second sentence of section 706(a)
of the Organic Act of 1944 (7 U.S.C. 2225), [$52,053,000] and the
Inspector General Act of 1978, as amended, $57,630,000, including
sums as may be necessary for contracting and other arrangements
with public agencies and private persons pursuant to section 6(aX8) of
the Inspector General Act of 1978, as amended, [(Public Law 95452)] and including a sum not to exceed $50,000 for employment
under 5 U.S.C. 3109; and including a sum not to exceed $95,000 for
certain confidential operational expenses including the payment of
informants, to be expended under the direction of the Inspector Gen-

50,611

.

The Office keeps the Secretary and Congress informed
about fraud, other serious problems, mismanagement, and deficiencies in Department programs and operations, recommends corrective action, and reports on the progress made in
correcting the problems. It reviews existing and proposed legislation and regulations and makes recommendations to the
Secretary and Congress regarding the impact these laws have
on the Department's programs and the prevention and detection of fraud and mismanagement in such programs. The
Office provides policy direction and conducts, supervises, and
coordinates all audits and investigations. The office supervises
and coordinates other activities in the Department and between the Department and other Federal, State and local
government agencies whose purposes are to: (a) promote economy and efficiency; (b) prevent and detect fraud and mismanagement; and (c) identify and prosecute people involved in
fraud or mismanagement.

125
4

OFFICE OF THE INSPECTOR GENERAL




1989 actual

00.01
01.01

11.1

OFFICE OF THE INSPECTOR

12-0900-0-1-352

43.00

Object Classification (in thousands of dollars)
Identification code 1 2 - 0 1 3 0 - 0 - 1 - 3 5 2

A-441

OFFICE OF THE INSPECTOR GENERAL
Federal Funds

agriculture

11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
such
31.0
42.0
43.0
99.0
99.0
99.9

12-0900-0-1-352

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities
Interest and dividends
Subtotal, direct obligations
Reimbursable obligations..
Total obligations..

1989 actual

1990 est.

1991 est.

30,184
402
1,752

31,080
411
1,800

33,193
433
2,112

32,338
6,306
13
4,293
185
169
2,213
82
3,473
633
706
10
1

33,291
6,497
13
4,371
188
172
2,253
83
3,547
645
719

35,738
7,320
14
4,945
347
189
2,525
100
4,006
714
1,732

50,422
483

51,779

57,630

50,905

51,779

57,630

A-442

general continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

26.0
31.0

OFFICE OF THE INSPECTOR GENERAL—Continued

99.0
99.0

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

812

840

850

860
30

860
30

870
30

99.9

518
1,100

Total obligations

Federal Funds

21,525
205

23,517
145

21,730

23,662

355

387

400

359
1

387
3

400
3

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OFFICE OF THE GENERAL COUNSEL

638
270

20,886

Subtotal, direct obligations
Reimbursable obligations

567
498

20,811
75

Supplies and materials
Equipment

General and special funds:
OFFICE OF THE GENERAL COUNSEL

AGRICULTURAL RESEARCH SERVICE
For necessary expenses of the Office of the General Counsel,
[$21,828,000] $23,517,000. (7 U.S.C. 2201; 2202, 221ka; Rural DevelopFederal Funds
ment, Agriculture, and Related Agencies Appropriations Act, 1990.)
General and special funds:
Program and Financing (in thousands of dollars)
AGRICULTURAL RESEARCH SERVICE
Identification code 1 2 - 2 3 0 0 - 0 - 1 - 3 5 2

1989 actual

1990 est.

1991 est.

(INCLUDING TRANSFERS OF FUNDS)

Program by activities:
00.01 Direct program
01.01 Reimbursable program

20,811
75

21,525
205

23,517
145

10.00

20,886

21,730

23,662

-75
25

-205

-145

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

20,836

21,525

23,517

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

20,836

21,828
-303

23,517

43.00

Appropriation (adjusted)

20,836

21,525

23,517

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

20,811
1,993
- 2,612
-72

21,525
2,612
- 2,612

23,517
2,612
- 2,612

20,120

21,525

23,517

90.00

Outlays

The Office of the General Counsel of the Department of
Agriculture provides all legal advice, counsel, and services to
the Secretary and all agencies, offices, and corporations of the
Department on all aspects of their operations. It represents
the Department in administrative proceedings; nonlitigation
debt collection proceedings; state water rights adjudications;
proceedings before the Environmental Protection Agency,
Interstate Commerce Commission, Federal Maritime Administration and International Trade Commission; and, in conjunction with the Department of Justice, in judicial proceedings
and litigation. All attorneys and related support personnel of
the Department are under the supervision of the General
Counsel.
Object Classification (in thousands of dollars)
Identification code 1 2 - 2 3 0 0 - 0 - 1 - 3 5 2

11.1
12.1
13.0
21.0
22.0
23.3
24.0
25.0

Direct obligations:
Personnel compensation: Full-time permanent
Civilian personnel benefits
Benefits for former employees
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services




1989 actual

14,889
2,527
11
267
23
924
33
519

1990 est.

16,058
2,625
11
354
15
902
23
472

1991 est.

17,408
2,884
11
511
39
1,209
23
524

For necessary expenses to enable the Agricultural Research Service
to perform agricultural research and demonstration relating to production, utilization, marketing, and distribution (not otherwise provided for), home economics or nutrition and consumer use, and for
acquisition of lands by donation, exchange, or purchase at a nominal
cost not to exceed $100, [$592,339,000] $621,510,000: Provided, That
appropriations hereunder shall be available for temporary employment pursuant to the second sentence of section 706(a) of the Organic
Act of 1944 (7 U.S.C. 2225), and not to exceed $115,000 shall be
available for employment under 5 U.S.C. 3109: Provided further, That
funds appropriated herein can be used to provide financial assistance
to the organizers of national and international conferences, if such
conferences are in support of agency programs: Provided further,
That appropriations hereunder shall be available for the operation
and maintenance of aircraft and the purchase of not to exceed one for
replacement only: Provided further, That uniform allowances for each
uniformed employee of the Agricultural Research Service shall not be
in excess of $400 annually: Provided further, That appropriations
hereunder shall be available to conduct marketing research: Provided
further, That appropriations hereunder shall be available pursuant to
7 U.S.C. 2250 for the construction, alteration, and repair of buildings
and improvements, but unless otherwise provided the cost of constructing any one building shall not exceed $250,000, except for headhouses or greenhouses which shall each be limited to [$750,000]
$1,000,000, and except for ten buildings to be constructed or improved
at a cost not to exceed [$450,000] $500,000 each, and the cost of
altering any one building during the fiscal year shall not exceed 10
per centum of the current replacement value of the building or
$250,000, whichever is greater: Provided further, That the limitations
on alterations contained in this Act shall not apply to modernization
or replacement of existing facilities at Beltsville, Maryland: Provided
further, That the foregoing limitations shall not apply to replacement
of buildings needed to carry out the Act of April 24, 1948 (21 U.S.C.
113a): IProvided further, That the foregoing limitations on purchase
of land shall not apply to the purchase of land at Corvallis, Oregon;
Weslaco, Texas; and Kimberly, Idaho:] Provided further, That not to
exceed $190,000 of this appropriation may be transferred to and
merged with the appropriation for the Office of the Assistant Secretary for Science and Education for the scientific review of international issues involving agricultural chemicals and food additives.
Special fund: To provide for additional labor, subprofessional, and
junior scientific help to be employed under contracts and cooperative
agreements to strengthen the work at Federal research installations
in the field, $2,000,000. (7 U.S.C. 328, 427, 427i, 1281 note, 1621, 2201,
2204, 2225, 2250, 3101 note; 10 U.S.C. 2306; 16 U.S.C. 590(a)-590(b),
590(k); 18 U.S.C. 1114; 19 U.S.C. 1306(a), 1306(c); 20 U.S.C. 191-194; 21
U.S.C. 113a, 114c, 114e-131; 42 U.S.C. 1476(e), 1483; Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)

department of agriculture

AGRICULTURAL

Program and Financing (in thousands of dollars)
Identification code 1 2 - 1 4 0 0 - 0 - 1 - 3 5 2

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Research on soil and water conservation
00.02
Research on plant science
00.03
Research on animal science
00.04
Research on commodity conversion and delivery
00.05
Human nutrition research
00.06
Integration of agricultural systems
00.07
Repair and maintenance of facilities
00.08
Pest control
00.09
Construction of facilities

65,949
213,461
94,233
107,518
45,576
12,979
20,844
942
4,166

73,565
216,589
99,833
110,113
47,873
12,108
24,914
928
3,725

89,043
229,752
104,120
122,048
48,027

00.91
01.01

Total direct program
Reimbursable program

565,668
20,386

589,648
20,003

623,510
20,000

10.00

Total obligations

586,054

609,651

643,510

-16,487
-3,899
-7,891
3,725
1,879

-16,400
-3,648
-3,725

-16,400
-3,600

563,331

585,923

623,510

563,381

594,339
-8,193
- 223

623,510

Appropriation (adjusted)

563,381

585,923

623,510

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

565,668
151,316
-154,527
5,283

589,603
154,527
-163,020

623,510
163,020
-174,099

567,740

581,110

612,431

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L 99-177
39.00

Budget authority

40.00
40.00
41.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Transferred to other accounts

43.00

90.00

Outlays

12,228

17,364
928

45

The Agricultural Research Service conducts research to provide the means for a safer, more economical supply of agricultural products for the Nation and to provide producers with
technologies to competitively supply these products. The Service uses coordinated, interdisciplinary approaches to perform
basic and applied research on soil and water conservation,
plant and animal sciences, commodity conversion and delivery, human nutrition, and integrated agricultural systems.
The 1991 budget proposes increases to improve the quality of
the Nation's agricultural soil and water resources, enhance
plant productivity, improve food safety and quality, and improve the production efficiency of high quality livestocks and
poultry. In addition, the 1991 budget includes increases for
the ARS portion of the U.S. Global Change Research Program
being coordinated by the Federal Coordinating Council on
Science, Engineering, and Technology's Committee on Earth
Sciences.
Research on soil and water conservation.—Research




todes, insects, and weeds. Increases in 1991 are for a coordinated program to map important crop plant genes to be jointly funded through the proposed National Research Initiative.
Plant germplasm preservation and evaluation programs will
also be enhanced.
Research on animal science.—Research is conducted to increase livestock productivity (including poultry) through improved breeding, feeding, and management practices, and to
develop methods for controlling diseases, parasites, and insect
pests affecting these animals. The increases proposed for 1991
are to improve diagnostic methods for animal diseases, and
enhance animal germplasm preservation.
Research on commodity conversion and

delivery.—Research

is conducted to develop new and improved foods, feeds, products, and processes for agricultural commodities and to improve the processing, transportation, storage, wholesaling, and
retailing of products. Research is also conducted on problems
of human health and safety, including means to insure the
safety of food and feed supplies, control insect pests of man
and his belongings, and reduce the hazards to human life
resulting from pesticide residues and other causes. The increase proposed in 1991 is to reduce bacterial and mycotoxin
contamination and drug and pesticide residues in foods and
food products.
Human nutrition research.—Research is conducted on subjects such as human nutritional requirements and the composition and nutritive value of foods, to promote optimum
human health through improved nutrition.
Integration of agricultural systems.—Research is conducted
to develop integrated systems for efficiently producing, processing, and marketing agricultural products, and to develop
alternative agricultural systems that are less dependent upon
nonrenewable resources and that are productive, efficient,
and sustainable in the long term.
Repair and maintenance of facilities.—Funds are used to
restore, upgrade, and maintain Federal facilities to meet
OSHA and EPA requirements, provide suitable workspace for
in-house research programs, and to retrofit existing structures
for better energy utilization.
Pest control.—Funds available to meet urgent needs that
develop unexpectedly during the year when such needs
cannot be met by redirection of resources from other projects.
Construction of facilities.—Unobligated balances are used
for this purpose. Construction proposals for 1991 are included
under Buildings and Facilities.
Reimbursements.—Agricultural Research Service performs
program research activities and services for other USDA, Federal, and non-Federal agencies. These activities and services
are paid for on a reimbursable basis.
Object Classification (in thousands of dollars)
Identification code

12-1400-0-1-352

1989 actual

1990 est.

1991 est.

AGRICULTURAL RESEARCH SERVICE

is con-

ducted to improve soil and water management, irrigation, and
conservation practices; to protect natural resources from
harmful effects of soil, air, and water pollutants and to minimize certain agricultural pollution problems; and to determine the relation of soil types and water to plant, animal, and
human nutrition. Additional funds are proposed for research
to support the development of crop production systems which
minimize adverse impacts on water quality in the Midwest
Corn Belt and other areas. Funds for this work are part of a
coordinated, government-wide research and technical assistance initiative.
Research on plant science.—Research is conducted to increase plant productivity by improving plant varieties, developing new crop resources, and improving crop production
practices, including methods to control plant diseases, nema-

A-443

RESEA^SEWJCE^ued

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
41.0

Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

230,109
21,818
6,384

239,734
22,717
6,645

250,564
23,277
6,827

258,311
47,557
9,501
1,372
30,185
833
123,504
44,168
36,250
3,762
9,870

269,096
49,061
9,950
1,400
31,600
850
123,181
47,600
39,500
4,050
13,000

280,668
50,833
10,400
1,450
33,100
875
139,342
49,980
42,300
4,200
10,000

A-444

KrS-SfS"

SERV,CE-C0RTINUED

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued

71.00
72.40
74.40
78.00

AGRICULTURAL RESEARCH SERVICE—Continued
(INCLUDING TRANSFERS OF FUNDS)—Continued
Object Classification (in thousands of dollars)—Continued

90.00

Identification code 1 2 - 1 4 0 0 - 0 - 1 - 3 5 2

99.0

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1989 actual

Subtotal, direct obligations

1990 est.

11.1
11.3

589,288

623,148

20,003

20,000

14
31

14
31

15
32

45
3
11
262
12
23

45
3
11
266
12
23

47
4
11
265
12
23

356

360
609,651

643,510

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Other services
Supplies and materials
Equipment

ALLOCATION TO FOREST SERVICE

99.0

Subtotal, Forest Service obligations

99.9

Total obligations

Trust Funds
MISCELLANEOUS CONTRIBUTED FUNDS

Program and Financing (in thousands of dollars)

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Identification code 1 2 - 8 2 1 4 - 0 - 7 - 3 5 2

6,781

6,781

6,781

7,988
62

7,988
62

7,988
62

143
168

143
168

143
168

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

BUILDINGS AND FACILITIES

For acquisition of land, construction, repair, improvement, extension, alteration, and purchase of fixed equipment or facilities as necessary to carry out the agricultural research programs of the Department of Agriculture, where not otherwise provided, [$10,675,000]
$32,600,000: Provided, That facilities to house Bonsai collections at
the National Arboretum may be constructed with funds accepted
under the provisions of Public Law 94-129 (20 U.S.C. 195) and the
limitation on construction contained in the Act of August 24, 1912 (40
U.S.C. 68) shall not apply to the construction of such facilities: Provided further, That funds recovered in satisfaction of judgment at the
Plum Island Animal Disease Center shall be available and augment
funds appropriated in a prior fiscal year for construction at Plum
Island Animal Disease Center and be used for construction necessary
to consolidate research and operations at the Center and for renovation of the Beltsville Agricultural Research Center. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 1 4 0 1 - 0 - 1 - 3 5 2

1989 actual

1990 est.

1991 e

Program by activities:
Total obligations (object class 32.0)

7,012

15,000

30,000

Financing:
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year

-21,001
7,500
23,532

-23,532

-19,206

19^206

21806

17,044

10,675

32,600

28,350
-22,960

10,675

32,600

5,390
11,654

10,675

32,600

10.00

39.00

Budget authority

Budget authority:
40.00 Appropriation
41.00 Transferred to other accounts
43.00
50.00

Appropriation (adjusted)
Reappropriation




18,000

This account provides funds for acquisition of land, construction, repair, improvement, extension, alterations, and
purchases of fixed equipment or facilities of or used by the
Agricultural Research Service. The 1991 request of $32.6 million is for: constructing the National Seed Storage Laboratory,
Fort Collins, Colorado ($4 million); planning, design, and construction of a Poultry Disease Laboratory in Athens, Georgia
($2.5 million); modernization of facilities, ARS Agricultural
Research Center in Beltsville, Maryland ($16 million); and
construction of the Yakima Agricultural Research Laboratory
in Yakima, Washington ($10.1 million).

362

Personnel compensation:
Full-time permanent
Other than full-time permanent

11.9
12.1
21.0
25.0
26.0
31.0

565,312

586,054

Reimbursable obligations

20,000

7,207

Outlays

30,000
11,513
-23,513

1991 est.

20,386

99.0

15,000
16,513
-11,513

7,012
28,361
-16,513
-11,654

10.00

1989 actual

Program by activities:
Total obligations

71.00
72.40
74.40
90.00

1991 est.

6,009

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

5,000

-3,292
3,287

-3,287
3,287

-3,287
3,287

6,004

5,000

5,000

5,000
1,784
-1,784

5,000
1,784
-1,784

4,748

Budget authority (appropriation) (permanent,
indefinite)

5,000

6,009
522
-1,784

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

1990 est.

5,000

5,000

Miscellaneous contributed funds received from States, local
organizations, individuals, and others are available for work
under cooperative agreements on research activities.
Object Classification (in thousands of dollars)
Identification code 1 2 - 8 2 1 4 - 0 - 7 - 3 5 2

1989 actual

1990 est.

1991

est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent..
Other than full-time permanent
Other personnel compensation

373
1,087
12

387
1,126
12

387
1,126
12

11.9
12.1
21.0
22.0
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

1,472
315
185
309
4
2,546
657
390
3
128

1,525
317
185
309
4
1,482
657
390
3
128

1,525
317
185
309
4
1,482
657
390
3
128

6,009

5,000

5,000

37
44

37
44

37
44

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

department of

COOPERATIVE STATE RESEARCH SERVICE
Federal Funds

agriculture

COOPERATIVE STATE RESEARCH SERVICE
Federal Funds
General and special funds:
COOPERATIVE STATE RESEARCH SERVICE

00.03
00.04
00.05
00.06
00.07
00.08
00.09

Payments to 1890 colleges and Tuskegee University...
Special research grants
Competitive research grants
Animal health and disease research
Federal administration
Higher education
Buildings and facilities

24,333
61,681
39,716
5,476
6,377
7,604
29,650

A-445
25,012
73,127
42,521
5,407
13,336
8,738
46,228

26,169
30,965
100,000
12,239
8,850

For payments to agricultural experiment stations, for cooperative 00.91
Total direct program
347,044
386,706
349,743
forestry and other research, for facilities, and for other expenses,
01.01 Reimbursable program
4,946
4,500
4,500
including [$157,045,000] $158,545,000 to carry into effect the provisions of the Hatch Act approved March 2, 1887, as amended, includ10.00
Total obligations
351,990
391,206
354,243
ing administration by the United States Department of Agriculture,
Financing:
and penalty mail costs of agricultural experiment stations under
11.00 Offsetting collections from: Federal funds
-4,946
-4,500
-4,500
section 6 of the Hatch Act of 1887, as amended, and payments under
21.40 Unobligated balance available, start of year
- 3 1 0 -1,120
- 4 0
section 1361(c) of the Act of October 3, 1980 (7 U.S.C. 301n.);
22.40 Unobligated balance transferred, net
-7,775
[$17,500,000] $12,975,000 for grants for cooperative forestry research 24.40 Unobligated balance available, end of year
1,120
40
40
under the Act approved October 10, 1962 (16 U.S.C. 582a-582-a7), as
25.00 Unobligated balance lapsing
838
amended [by Public Law 92-318 approved June 23, 1972], including
39.00
Budget authority
340,917
385,626
349,743
administrative expenses, and payments under section 1361(c) of the
Act of October 3, 1980 (7 U.S.C. 301n.); [$25,333,000] $26,169,000 for
Budget authority:
payments to the 1890 land-grant colleges, including Tuskegee UniverCurrent:
sity, for research under section 1445 of the National Agricultural
40.00
Appropriation
315,107
387,680
346,893
Research, Extension, and Teaching Policy Act of 1977 (Public Law 9540.00
Reduction pursuant to P.L. 99-177
-4,904
113), as amended, including administration by the United States De42.00
Transferred from other accounts
22,960
partment of Agriculture, and penalty mail costs of the 1890 landgrant colleges including Tuskegee University; [$56,543,000]
43.00
Appropriation (adjusted)
338,067
382,776
346,893
$25,597,000 for contracts and grants for agricultural research under
Permanent:
60.00
Appropriation (indefinite)
2,850
2,850
2,850
the Act of August 4, 1965, as amended (7 U.S.C. 450i); [$43,066,000]
$100,000,000 for competitive research grants including administrative
Relation of obligations to outlays:
expenses; [$5,476,000 for the support of animal health and disease
71.00 Obligations incurred, net
347,044
386,706
349,743
programs authorized by section 1433 of Public Law 95-113, including
72.40 Obligated balance, start of year
332,957
336,515
329,866
administrative expenses; $325,000] $918,000 for supplemental and
74.40 Obligated balance, end of year
-336,515 -329,866
-304,795
alternative crops and products as authorized by the National Agricul77.00 Adjustments in expired accounts
- 1
tural Research, Extension, and Teaching Policy Act of 1977 (7 U.S.C.
3319d); [$5,368,000 for grants for research and construction of facili90.00
Outlays
343,485
393,355
374,814
ties to conduct research pursuant to the Critical Agricultural Materials Act of 1984 (7 U.S.C. 178); and section 1472 of the Food and
Distribution of budget authority by account:
Agricultural Act of 1977, as amended (7 U.S.C. 3318), to remain
Cooperative State Research Service
340,917
340,478
349,743
available until expended; $475,000 for rangeland research grants as
Building and facilities
45,108
authorized by subtitle M of the National Agricultural Research, ExDistribution of outlays by account:
tension, and Teaching Policy Act of 1977, as amended; $6,004,000]
Cooperative State Research Service
340,774
376,000
364,303
$6,000,000 for higher education grants under section 1417(a) of Public
Buildings and Facilities
2,711
17,355
10,511
Law 95-113, as amended (7 U.S.C. 3152(a)); [$3,750,000 for grants as
authorized by section 1475 of the National Agricultural Research,
Extension, and Teaching Policy Act of 1977 and other Acts; $3,152,000
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
for grants to States for the operation of international trade develop[in thousands of dollars]
ment centers, as authorized by the National Agricultural Research,
Extension, and Teaching Policy Act of 1977, as amended (7 U.S.C.
1991 est.
1990 est.
Enacted/requested:
385,626
349,743
3292);] $4,450,000 for low-input agriculture as authorized by the Na340,917
Budget authority
374,814
393,355
343,485
Outlays
tional Agricultural Research, Extension, and Teaching Policy Act of
1977 (7 U.S.C. 4701-4710); and [$13,507,000] $12,239,000 for neces- Proposed for later transmittal under proposed legislation:
-2,850
Budget authority
sary expenses of Cooperative State Research Service activities, includ-2,850
Outlays
ing coordination and program leadership for higher education work of
the Department, administration of payments to State agricultural
Total:
experiment stations, funds for employment pursuant to the second
346,893
340,917
385,626
authority..
sentence of section 706(a) of the Organic Act of 1944 (7 U.S.C. 2225), of
371,964
393,355
343,485
Outlays..
which $11,000,000 shall be for a program of capacity building grants
to colleges eligible to receive funds under the Act of August 30, 1890 (7 Cooperative State Research Service participates in a nationU.S.C. 321-326 and 328% including Tuskegee University, of which and
wide system of agricultural research program planning and
not to exceed $100,000 shall be for employment under 5 U.S.C. 3109;
coordination between State institutions and the U.S. Departin all, [$341,994,000] $346,893,000.

ment of Agriculture. It assists in maintaining cooperation
among the State institutions, and between the State institu[BUILDINGS AND FACILITIES]
tions and their Federal research partners. The Agency admin[For acquisition of land, construction, repair, improvement, extenisters grants and payments to State institutions to supplesion, alteration, and purchase of fixed equipment or facilities and for
ment State and local funding for agricultural research and
grants to States and other eligible recipients for such purposes, as
higher education.
necessary to carry out the agricultural research, extension and teachPayments under the Hatch Act—Funds under the Hatch
ing programs of the Department of Agriculture, where not otherwise
Act are allocated on a formula basis to agricultural experiprovided, $45,686,000.] (Rural Development, Agriculture, and Related
ment stations of the land-grant colleges in the 50 States, the
Agencies Appropriations Act, 1990.)
District of Columbia, Puerto Rico, Guam, the Virgin Islands,
American Samoa, Micronesia, and Northern Mariana Islands.
Program and Financing (in thousands of dollars)
Cooperative forestry research.—These funds are allocated by
Identification code 1 2 - 1 5 0 0 - 0 - 1 - 3 5 2
1989 actual
1990 est.
1991 est.
formula to land-grant colleges or agricultural experiment stations in the 50 States, Puerto Rico, Guam, the Virgin Islands,
Program by activities:
and other State-supported colleges and universities having a
Direct program.forestry school and offering graduate training in forestry sci00.01
Payments under the Hatch Act..
154,707
155,058
158,545
00.02
Cooperative forestry research
ences.
17,500
17,279
12,975



A-446

serv,ce continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
COOPERATIVE STATE RESEARCH SERVICE—Continued
[BUILDINGS AND FACILITIES]—Continued

Payments to 1890 colleges and Tuskegee University.—Funds

24.0
25.0
26.0
31.0
41.0

Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

181
4,723
185
439
334,077

194
5,194
192
239
372,798

208
2,478
218
276
337,114

support agricultural research at the 1890 land-grant colleges, 99.0
349,743
386,706
347,044
Subtotal, direct obligations
4,500
4,500
99.0
Reimbursable obligations
4,946
including Tuskegee University.
Special research grants.—This program targets research to 99.9
354,243
391,206
Total obligations
351,990
problems of national interest. Funding is proposed for seven
national interest grants, including a category for water qualPersonnel Summary
ity research. This is the university research component of a
coordinated Federal initiative in water quality and will pro- Direct:
vide funds to focus on agriculture-related water quality con170
188
Total number of full-time permanent positions
158
cerns in the Midwest Corn Belt and other regions. Funding is
Total compensable workyears:
Full-time equivalent employment
167
185
159
also proposed for related grants in pesticide impact assessFull-time equivalent of overtime and holiday hours
1
1
1
ment and integrated pest management. A new grant program
for global change is also being requested for research at uni- Reimbursable:
Total number of full-time permanent positions
10
10
10
versities as part of a coordinated Federal initiative.
10
10
10
Competitive research grants.—Funding is being proposed for Total compensable workyears: Full-time equivalent employment.
a new National Initiative for Research on Agriculture, Food,
COOPERATIVE STATE RESEARCH SERVICE
and the Environment. Research scientists throughout the U.S.
(Proposed for later transmittal, proposed legislation)
scientific community compete for funding under this program.
These grants support research in plant and animal systems;
Program and Financing (in thousands of dollars)
natural resources and the environment; and nutrition, food
quality, and health. This Initiative includes $15 million for a Identification code 1 2 - 1 5 0 0 - 2 - 1 - 3 5 2
1989 actual
1990 est.
1991 est.
plant genome mapping program to be managed by the Agricultural Research Service and $9.4 million for global change
Program by activities:
-2,850
research that is part of a government-wide program developed 00.08 Higher education
by the Committee on Earth Sciences.
10.00
Total obligations (object class 41.0)
-2,850
Animal health and disease research.—Funds, distributed by
formula, support livestock and poultry disease research in 40.00 Financing: authority (appropriation)
Budget
-2,850
colleges of veterinary medicine and in eligible agricultural
experiment stations. Funding for animal health and disease
Relation of obligations to outlays:
-2,850
research for 1991 is proposed within the competitive research 71.00 Obligations incurred, net
grants programs.
90.00
Outlays
-2,850
Federal administration.—A coordinating and review staff
assists in maintaining cooperation within and among the
Legislation will be proposed amending the authorizing statStates, and between the States and their Federal research ute for the Morrill-Nelson permanent appropriation to elimipartners. This staff also administers research grants and pay- nate these mandatory payments to States and territories.
ments to States. Federal administration is funded from a
combination of program set-asides from formula and grant
programs and from direct appropriation for administration.
EXTENSION SERVICE
Funding is proposed for a capacity building program at the
1890 institutions as part of a USDA initiative to strengthen
Federal Funds
these institutions.
General and special funds:
Higher education.—Funding is proposed for graduate trainEXTENSION SERVICE
ing grants and competitive challenge grants.
Buildings and facilities.—Funds support the acquisition of
Payments to States, Puerto Rico, Guam, the Virgin Islands, Microland, construction, repair, improvement, extension, alteration, nesia, Northern Marianas and American Samoa: For payments for
and purchase of fixed equipment or facilities and grants to cooperative agricultural extension work under the Smith-Lever Act,
States and other eligible recipients as necessary to carry out as amended, to be distributed under sections 3(b) and 3(c) of said Act,
the agricultural research, extension and teaching programs of for retirement and employees' compensation costs for extension
of penalty mail for cooperative extension agents
the Department of Agriculture. No funding is proposed in agents and for costs directors, [$244,094,000] $246,535,000; payments
and State extension
1991.
for the nutrition and family education program for low-income areas
Reimbursable program.—Funds support basic and applied under section 3(d) of the Act, [$58,635,000; payments for the urban
agriculture research and activities performed for other USDA, gardening program under section 3(d) of the Act, $3,500,000]
Federal, and non-Federal agencies.
$21,600,000; payments for the pest management program under secObject Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3

12-1500-0-1-352

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...




1989 actual

1990 est.

1991 est.

4,771
370
210

5,243
380
211

6,217
393
213

5,351
798
5
855
16
414

5,834
881
5
921
17
431

6,823
1,033
5
1,074
20
494

tion 3(d) of the Act, $7,164,000; [payments for the farm safety program under section 3(d) of the Act, $970,000;] payments for the
pesticide impact assessment program under section 3(d) of the Act,
[$2,580,000] $3,580,000; grants to upgrade 1890 land-grant college
extension facilities as authorized by section 1416 of Public Law 99198, $9,508,000, to remain available until expended; [payments for
the rural development centers under section 3(d) of the Act,
$950,000;] payments for extension work under section 209(c) of Public
Law 93-471, [$953,000] $1,000,000; payments for a groundwater quality program under section 3(d) of the Act, [$5,250,000; payments for a
financial management assistance program under section 3(d) of the
Act, $1,427,000; for special grants for financially stressed farmers and
dislocated farmers as authorized by Public Law 100-219, $3,350,000;
payments for carrying out the provisions of the Renewable Resource
Extension Act of 1978 under 3(d) of the Act, $2,765,000] $15,500,000;

department of

A-447

EXTENSION SERVICE—Continued
Federal Funds—Continued

agriculture

payments for youth-at-risk programs under section 3(d) of the Act, Federal funds are distributed primarily by formula to
$10,000,000; payments for a food safety program under section 3(d)States, Puerto Rico, Guam, the Virgin Islands, Micronesia,
of
the Act, $2,000,000; and payments for extension work by the colleges
Northern Marianas and American Samoa, on the basis of
receiving the benefits of the second Morrill Act (7 U.S.C. 321-326, 328)
population and other factors. Funds are used primarily for
and Tuskegee University, [$22,000,000] $23,092,000; in all,
the employment of State, area, and county extension workers
[$363,146,000, of which not less than $79,400,000 is for Home Economics] $339,979,000: Provided, That funds hereby appropriated pur- and paraprofessionals who work with individuals, families,
suant to section 3(c) of the Act of June 26, 1953, and section 506 of the community organizations, marketing concerns, and others by
Act of June 23, 1972, as amended, shall not be paid to any State,
providing advice and assistance in the application of improved
Puerto Rico, Guam, or the Virgin Islands, Micronesia, Northern Marimethods for agricultural production, marketing, nutrition,
anas, and American Samoa prior to availability of an equal sum from
family living, youth programs, and community development.
non-Federal sources for expenditure during the current fiscal year.
Most of these funds are matched by the States and provide
Federal administration and coordination: For administration of the
the Federal share of costs associated with program activities
Smith-Lever Act, as amended [by the Act of June 26, 1953, the Act of
August 11, 1955, the Act of October 5, 1962, section 506 of the Act of
specifically undertaken with these matched funds.
June 23, 1972, section 209(d) of Public Law 93-471], and the Act of
Initiatives proposed for 1991 will provide resources to assist
September 29, 1977 (7 U.S.C. 341-349), as amended, and section
1361(c) of the Act of October 3, 1980 (7 U.S.C. 301n.), and to coordinate Extension professionals to address priority National concerns
in water quality, youth-at-risk, and food safety. Increased
and provide program leadership for the extension work of the Departfunding for water quality education is part of a coordinated
ment and the several States and insular possessions, [$8,811,000, of
which not less than $2,300,000 is for Home Economics] $5,697,000. Federal initiative and will allow Extension to assist agricul(Rural Development, Agriculture, and Related Agencies Appropriatural producers and others adopt new technologies to minitions Act, 1990.)
mize adverse impacts on water resources. Funding for youthProgram and Financing (in thousands of dollars)
Identification code

12-0502-0-1-352

Program by activities:
Direct program:
00.01
Smith-Lever Act, 3(b) and 3(c)
Smith-Lever Act, 3(d):
00.02
Youth-at-risk
00.03
Water quality
00.04
Food and nutrition education (EFNEP)
00.05
Pest management
00.06
Farm safety
00.07
Pesticide impact assessment
00.08
Urban gardening
00.09
Financial managment
00.10
Integrated reproductive management
00.11
Rural development centers
00.12
Payments to the District of Columbia
00.13
Payments to 1890 colleges and Tuskegee University...
00.14
1890 facilities
00.15
Farmer assistance
00.16
Renewable Resources Extension Act
00.17
Federal administration
00.18
Food safety

1989 actual

1990 est.

1991 est.

241,570

242,272

1,500
58,635
7,164
970
1,633
3,500
1,427
47
950
953
18,291
8,030
3,350
2,765
9,075

5,211
58,197
7,110
963
2,561
3,474
1,416
943
946
21,836
10,915
3,325
2.744
8.745

246,535
10,000
15,500
21,600
7,164

£580

1,000
23,092
9,508
5,697
2,000

00.91
01.01

Total direct program
Reimbursable program

359,860
6,700

370,658
6,695

345,676
6,700

10.00

Total obligations

366,560

377,353

-6,455
-245

Object Classification (in thousands of dollars)

352,376

_6,455
-245
-1,478

at-risk programs will be developed to assist communities and
families in the areas of high-risk youth and school-age children. Food safety will target education programs to producers
and cooperative efforts with other Federal Agencies. Increases
are proposed for the 1890 institutions and Tuskegee University to strengthen the capabilities of those institutions to address priority issues. Funds are also proposed for low income
nutrition education and an increase in the pesticide impact
assessment program is proposed consistent with Federal pesticide regulatory activity levels.
The Extension Service provides leadership and assistance to
States, Puerto Rico, Guam, the Virgin Islands, the District of
Columbia, American Samoa, Northern Marianas and Micronesia, in developing extension programs, improving teaching
methods, efficient use of available resources, evaluation of
programs, and administrative services. These responsibilities
are funded from a combination of program set-asides for administering payments to States and from direct appropriations for the Federal Extension Administration.

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177

-6,366
-334
1,478
32

5 Z Z Z Z 1

39.00

Budget authority

361,370

369,180

345,676

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

361,370

371,957
-2,777

345,676

Appropriation (adjusted)

361,370

369,180

345,676

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

359,860
108,066
-112,195
4,752

370,653
112,195
-115,370

345,676
115,370
-119,096

360,484

367,478

Identification code

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0

1989 actual

12-0502-0-1-352

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990

est.

1991

est.

7,902
150
50

8,135
160
55

7,937
1,189
643
39
698
480
1,265
210
142
347,257

8,102
1,210
640
35
680
450
1,250
200
140
357,951

8,350
1,244
640
30
630
418
1,200
150
100
332,914

359,860
6,700

370,658
6,695

345,676
6,700

366,560

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

7,743
146
48

377,353

352,376

163

198

200

171
1

173
1

175
1

341,950

43.00

90.00

Outlays

99.9

The Extension Service-USDA, States, and localities comprise the Cooperative Extension System. This nationwide
system provides out-of-school, applied education, information,
and technology transfer to the public on national issues and
concerns.

http://fraser.stlouisfed.org/
250-298 O - 1 9 9 0 - 2 5
Federal Reserve Bank of St. Louis

QL3

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations
Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A - 4 4 8

?S A F L unds GRICULTURAL

THE BUDGET FOR FISCAL Y E A R 1991

L,BRARY

NATIONAL AGRICULTURAL LIBRARY

11.3
11.5

Federal Funds

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0

General and special funds:
NATIONAL AGRICULTURAL LIBRARY

For necessary expenses of the National Agricultural Library,
[$14,883,000] $15,773,000: Provided, That this appropriation shall be
available for employment pursuant to the second sentence of section
706(a) of the Organic Act of 1944 (7 U.S.C. 2225), and not to exceed
$35,000 shall be available for employment under 5 U.S.C. 3109: Provided further, That not to exceed $675,000 shall be available pursuant
to 7 U.S.C. 2250 for the alteration and repair of buildings and improvements [ : Provided further, That $385,000 shall be available for a
grant pursuant to section 1472 of the National Agricultural Research,
Extension, and Teaching Policy Act of 1977 (7 U.S.C. 3818)]. (5 U.S.C.
301, 552, 5946; 7 U.S.C. 450b, 450i, 2201, 2202, 2204, 2206, 2244, 2264,
2265, 3318; Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 0 3 0 0 - 0 - 1 - 3 5 2

1989 actual

1990 est.

est.

1991

Program by activities:
Direct program:
00.01
Agricultural information and library services
00.02
Repairs and maintenance of facilities

13,824
300

14,380
296

15,477
296

00.91
Total direct program
01.01 Reimbursable program

14,124
1,753

14,676
1,500

15,877

16,176
-1,500

6,007
954
4
132
20
664
72
3,512
1,507
800
452

5,905
939

6,122
960

154
21
700
80
3,962
1,600
850
465

157
22
750
90
4,254
2,399
900
119

14,676
1,500

15,773
1,500

15,877

Total obligations

200
140

16,176

17,273

185

182

182

192
5

182
5

182
5

10
10

10
10

10
10

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

17,273

-1,753
144

99.9

Subtotal, direct obligations
Reimbursable obligations

190
130

14,124
1,753

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

179
120

15,773
1,500

10.00

99.0
99.0

Other than full-time permanent
Other personnel compensation

-1,500

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

14,268

14,676

15,773

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

14,268

14,883
-207

15,773

Appropriation (adjusted)

14,268

14,676

15,773

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

14,124
4,185
-4,812
-48

14,676
4,812
-4,972

15,773
4,972
-5,369

13,450

14,516

15,376

Outlays

The primary purpose of the National Agricultural Library
(NAL) is to acquire, preserve, and disseminate a comprehensive collection of reliable information in all phases of the
agricultural and allied sciences.
Agricultural

information

and

library

services.—The

NAL

provides a variety of information products and services
through: (1) the administration of a unique collection of books,
journals, and other information materials about food and agriculture to ensure accessibility to their contents; (2) the development and maintenance of cooperative efforts in the library
and related information areas, with other Federal agencies
and with educational institutions in each State; and (3) an
active program of information dissemination. Increases are
proposed for 1991 for additional networking to improve library services, increases in purchase costs of library materials, and to strengthen ongoing NAL programs.
Repairs
and maintenance
of facilities.—These funds are
used for maintaining the library building.
Object Classification (in thousands of dollars)
Identification code 1 2 - 0 3 0 0 - 0 - 1 - 3 5 2

11.1

Direct obligations.Personnel compensation:
Full-time permanent




NATIONAL AGRICULTURAL STATISTICS
SERVICE
Federal Funds
General and special funds:
NATIONAL AGRICULTURAL STATISTICS SERVICE

43.00

90.00

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

1989 actual

5,708

For necessary expenses of the National Agricultural Statistics Service in conducting statistical reporting and service work, including
crop and livestock estimates, statistical coordination and improvements, and marketing surveys, as authorized by the Agricultural
Marketing Act of 1946 (7 U.S.C. 1621-1627) and other laws,
[$67,901,000] $81,151,000: Provided, That this appropriation shall be
available for employment pursuant to the second sentence of section
706(a) of the Organic Act of 1944 (7 U.S.C. 2225), and not to exceed
$40,000 shall be available for employment under 5 U.S.C. 3109. (7
U.S.C. 411, 411a, 411b, 427, 471, 475, 476, 501, 951, 953, 955-57, 2201,
2202, 2248, 3103, 3311, 3504; 18 U.S.C 1902, 1905, 2072; 42 U.S.C.
1891-93; 44 U.S.C. 3501-11; 50 U.S.C. 2061 et seq., 2251 et seq.; Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 1 8 0 1 - 0 - 1 - 3 5 2

5,585

1991

1991 e

60,536
2,897

63,784
3,092

77,921
3,230

Total direct program
00.91
01.01 Reimbursable program

63,433
7,279

66,876
8,600

81,151
8,600

Total obligations

70,711

75,476

89,751

Financing:
Offsetting collections from:
Federal funds
11.00
Non-Federal sources
14.00
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177..

-5,927
-1,352
155

-6,900
-1,717

-6,900
-1,700

63,588

66,876

81,151

63,588

67,901
-925
-100

81,151

10.00

est.

5,782

1990 est.

Program by activities:
Direct program:
Crop and livestock estimates
00.01
00.02
Statistical research and service..

39.00
1990 est.

1989 actual

40.00
40.00
41.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts

department of agriculture
43.00

Appropriation (adjusted)

63,588

66,876

81,151
60.00

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

63,433
7,720
-8,472
-303

66,859
8,472
-10,494

81,151
10,494
-11,220

62,379

Outlays

A-449

ECONOMIC RESEARCH SERVICE

64,837

80,425

71.00
72.40
74.40
90.00

Financing:
Budget authority (appropriation) (permanent, indefinite)

200

200
35
-35

200
35
-35

206

Outlays

200

203
39
-35

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

203

200

200

Crop and livestock estimates.—The Service provides the offiMiscellaneous funds received from local organizations, comcial National and State estimates of acreage, yield, and production of crops, stocks, and value of farm commodities, and modity groups, and others are available for dissemination of
numbers of inventory values of livestock items. Data on ap- reports and for crop and livestock survey work under cooperaproximately 120 crops and 45 livestock products are covered tive agreements (7 U.S.C. 450b, 450h).
in some 300 reports issued each year. Data collected and
Object Classification (in thousands of dollars)
published on prices paid and received by farmers are basic to
computation of parity prices.
1990 est.
1991 est.
Identification code 1 2 - 8 2 1 8 - 0 - 7 - 3 5 2
1989 actual
The work under this activity is conducted through 45 State
offices serving the 50 States; most of these offices are operated 11.1 Personnel compensation:
45
45
45
Full-time permanent
as joint State and Federal services. Cooperative arrangements 11.3
1
1
1
Other than full-time permanent
with State agencies provide additional State and county data.
46
46
46
Total personnel compensation
The major program modifications in 1991 are: an increase of 11.9
7
7
7
12.1 Civilian personnel benefits
$1,850,000 for improved labor data collection; $2,400,000 for 21.0 Travel and transportation of persons
1
1
1
improved list frame; and $7,000,000 for a pesticide use survey 23.3 Communications, utilities, and miscellaneous charges
31
31
31
50
under the food safety initiative.
50
50
24.0
Printing and reproduction
62
62
65
Statistical research and service.—This activity is designed to 25.0 Other services
3
3
3
improve crop and livestock estimating techniques by improv- 26.0 Supplies and materials
200
ing sample survey designs and procedures and by testing new 99.9
203
200
Total obligations
forecasting and estimating techniques, such as the use of
satellite data.
Personnel Summary
Object Classification (in thousands of dollars)
Identification code 1 2 - 1 8 0 1 - 0 - 1 - 3 5 2

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
43.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

29,123
957
641

Total obligations

30,721
5,638
12
1,137
276
3,293
451
19,251
941
1,712
1

30,833
6,031
7
1,429
316
3,330
526
19,749
1,137
3,518

36,381
7,042
7
1,748
345
3,839
569
25,780
1,474
3,966

66,876
8,600

81,151
8,600

70,711

Subtotal, direct obligations
Reimbursable obligations

34,491
1,132
758

63,433
7,279

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

29,229
960
644

75,476

89,751

1,005

995

1,125

1,057
1

1,032
2

1,207
2

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Trust Funds
MISCELLANEOUS CONTRIBUTED FUNDS

Program and Financing (in thousands of dollars)
Identification code 1 2 - 8 2 1 8 - 0 - 7 - 3 5 2

10.00

Program by activities:
Total obligations




1989 actual

203

1990 est.

200

1991 est.

200

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment , .

1
2

1
2

1
2

ECONOMIC RESEARCH SERVICE
Federal Funds
General and special funds:
ECONOMIC RESEARCH SERVICE

For necessary expenses of the Economic Research Service in conducting economic research and service relating to agricultural production, marketing, and distribution, as authorized by the Agricultural
Marketing Act of 1946 (7 U.S.C. 1621-1627), and other laws, including
economics of marketing; analyses relating to farm prices, income and
population, and demand for farm products, use of resources in agriculture, adjustments, costs and returns in farming, and farm finance;
research relating to the economic and marketing aspects of farmer
cooperatives; and for analysis of supply and demand for farm products in foreign countries and their effect on prospects for United
States exports, progress in economic development and its relation to
sales of farm products, assembly and analysis of agricultural trade
statistics and analysis of international financial and monetary programs and policies as they affect the competitive position of United
States farm products, [$51,102,000; of which $500,000 shall be available for investigation, determination and finding as to the effect upon
the production of food and upon the agricultural economy of any
proposed action affecting such subject matter pending before the Administrator of the Environmental Protection Agency for presentation,
in the public interest, before said Administrator, other agencies or
before the courts: Provided, That this appropriation shall be available
to continue to gather statistics and conduct a special study on the
price spread between the farmer and the consumer] 56,262,000:
Provided \further\, That this appropriation shall be available for
employment pursuant to the second sentence of section 706(a) of the
Organic Act of 1944 (7 U.S.C. 2225)[: Provided further, That this
appropriation shall be available for analysis of statistics and related
facts on foreign production and full and complete information on
methods used by other countries to move farm commodities in world
trade on a competitive basis]. (7 U.S.C. 292, 411, 427, 1441a, 1704,
1761-68, 2201, 2202, 3103, 3291, 3311, 3504; 22 U.S.C. 3101; 42 U.S.C.
1891-93; 44 U.S.C. 3501-11; 50 U.S.C 2061 et seq., 2251 et seq.; Rural

A-450

KEK^^

THE

BUDGET FOR FISCAL Y E A R 1991
Trust Funds

General and special funds—Continued
ECONOMIC RESEARCH SERVICE—Continued

MISCELLANEOUS CONTRIBUTED FUNDS

Development, Agriculture, and Related Agencies Appropriations
1990.)

Act,
Identification code

Program and Financing (in thousands of dollars)
Identification code 1 2 - 1 7 0 1 - 0 - 1 - 3 5 2

1989 actual

Program and Financing (in thousands of dollars)

1990 est.

1991

est.

00.01
01.01

Program by activities:
Direct program
Reimbursable program

49,508
1,689

51,033
1,500

56,262
1,500

10.00

Total obligations

51,197

52,533

57,762

-1,689
-572
345
54

-1,500
-345

-1,500

49,336

50,689

56.262

49,336

51,102
-513
100

56,262

49,336

50,689

10.00

39.00

Budget authority

40.00
40.00
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred from other accounts

43.00

Appropriation (adjusted)

60.00

71.00
72.40
74.40

Budget authority (appropriation) (permanent,
indefinite)

49,508
8,095
-7,105
-493

56,262
7,966
-8,731

50,005

Outlays

51,033
7,105
-7,966
50,172

55,497

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990

est.

1991

11.1
12.1
23.3
24.0
25.0
26.0

Total obligations




267
164
-231

200
231
-231

200

200

1990 est.

1991 est.

37
11
21
12
184
2

37
11
21
12
117
2

255

Total obligations

37
11
21
12
172
2

267

200

1
1

1
1

Personnel Summary
Direct
Total number of permanent positions
Total compensable workyears: Full-time equivalent employment.

1
1

Federal Funds
General and special funds:
WORLD AGRICULTURAL OUTLOOK BOARD

29,926
435
653

30,723
446
669

31,950
462
694

31,014
5,091
19
720
78
1,054
428
8,073
753
2,278

31,838
5,226
19
740
80
1,082
439
9,498
773
1,338

33,106
5,624
21
804
87
1,177
477
12,582
841
1,543

51,033
1,500

56,262
1,500

52,533

57,762

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment ,.

200

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials

est.

51,197

Subtotal, direct obligations
Reimbursable obligations

200

108

Outlays

293

WORLD AGRICULTURAL OUTLOOK BOARD

49,508
1,689

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

-67

-29
67 ..,

Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 1 2 - 1 7 0 1 - 0 - 1 - 3 5 2

200

Miscellaneous funds received from States, local organizations, and others are available for support of economic research and analysis (7 U.S.C. 450b, 450h).

99.9

The Economic Research Service performs agricultural economic and other social science research, outlook forecasting,
policy analysis, and development of economic and statistical
indicators related to U.S. and international agriculture, food,
natural resources, and rural America. Funding for 1991 includes $4,700,000 for water quality data collection and analysis as part of the governmentwide Water Quality Initiative
and $1,925,000 for food safety analysis.

267

255
17
-164

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

1991 e

1990 est.

255

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

Identification code 1 2 - 8 2 2 7 - 0 - 7 - 3 5 2

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

1989 actual

Program by activities:
Total obligations

56,262

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

12-8227-0-7-352

769
792

831
850

816
835

For necessary expenses of the World Agricultural Outlook Board to
coordinate and review all commodity and aggregate agricultural and
food data used to develop outlook and situation material within the
Department of Agriculture, as authorized by the Agricultural Marketing Act of 1946 (7 U.S.C. 1622g), [$1,936,000] $2,m,000:
Provided,
That this appropriation shall be available for employment pursuant
to the second sentence of section 706(a) of the Organic Act of 1944 (7
U.S.C. 2225). (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 1 0 0 - 0 - 1 - 3 5 2

00.01
01.01

Program by activities:
Direct program
Reimbursable program

1989 actual

1990

est.

1991

est.

1,805
30

1,909
33

2,404
34

1,835

1,942

2,438

Financing:
11.00 Offsetting collections from-. Federal funds
25.00 Unobligated balance lapsing

-30
15

-33

-34

39.00

1,820

1,909

2,404

10.00

Total obligations

Budget authority

f0re,GN

department of agriculture

40.00
40.00
43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

2,404

1,909

2,404

1,805
374
— 374
-73

Outlays

1,733

1,909
374
-395

1,81

2,404
395
-482
2,317

The World Agricultural Outlook Board (WAOB) was established to provide a single focal point for the Nation's economic
intelligence related to domestic and international food and
agriculture.
The objectives of the WAOB are to improve the consistency,
objectivity, and reliability of outlook and situation material
being disseminated to the public and to integrate and coordinate USDA domestic and international economic information
assistance.
The WAOB carries out these objectives through daily
market surveillance and special analyses of international and
domestic agricultural developments, direct participation in
the planning of research programs supporting outlook and
situation activities, and coordination of all departmental activities relating to weather and climate and remote sensing.
The 1991 budget includes funds for economic meteorological
data base expansion /remote sensing inventory, improved operation of agricultural weather systems, ADP maintenance
and replacement of obsolete equipment, and management support.
Object Classification (in thousands of dollars)
Identification code 1 2 - 2 1 0 0 - 0 - 1 - 3 5 2

11.1
11.3
11.9
12.1
21.0
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

A

_ 4

5

1

propriation shall be available to obtain statistics and related facts on
foreign production and full and complete information on methods
used by other countries to move farm commodities in world trade on
a competitive basis.
[AGRICULTURAL TRADE MISSIONS]

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

1,936
-27

1,820

Appropriation (adjusted)

1,820

AGRICULTUF^L SERVICE

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent

1990 est.

1991 est.

Total obligations

1,506
6

1,289
178
35
57
23
145
23
55

1,356
194
32
60
24
166
22
55

1,512
214
32
60
24
305
24
233

1,909
33

2,402
34

1,835

Subtotal, direct obligations
Reimbursable obligations

1,351
5

1,805
30

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1,280
9

1,942

2,438

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

28
28

32
32

33
33

[For necessary expenses for agricultural aid and trade missions as
authorized by Public Law 100-202, $200,000.]
GENERAL SALES MANAGER
(INCLUDING TRANSFERS OF FUNDS)

Not to exceed [$7,415,000] $8,090,000 may be transferred from the
Commodity Credit Corporation funds to support the General Sales
Manager, of which up to $4,000,000 shall be available only for the
purpose of selling surplus agricultural commodities from Commodity
Credit Corporation inventory in world trade at competitive prices for
the purpose of regaining and retaining our normal share of world
markets. The General Sales Manager shall report directly to the
Secretary of Agriculture. The General Sales Manager shall obtain,
assimilate, and analyze all available information on developments
related to private sales, as well as those funded by the Corporation,
including grade and quality as sold and as delivered, including information relating to the effectiveness of greater reliance by the General
Sales Manager upon loan guarantees as contrasted to direct loans for
financing commercial export sales of agricultural commodities out of
private stocks on credit terms, as provided in titles I and II of the
Agricultural Trade Act of 1978, Public Law 95-501, and shall submit
quarterly reports to the appropriate committees of Congress concerning such developments. (Rural Development, Agriculture, and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 9 0 0 - 0 - 1 - 3 5 2

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Foreign agricultural affairs
00.02
Foreign market information and access
00.03
Foreign market development

27,448
14,641
52,999

31,848
15,840
53,655

33,194
16,065
54,289

00.91
01.01

Total direct program
Reimbursable program

95,088
2,841

101,343
3,342

103,548
3,342

10.00

Total obligations

97,929

104,685

106,890

-2,573
-268
329

-3,079
-263

-3,079
-263

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
39.00

Budget authority

95,417

101,343

103,548

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

95,417

102,729
-1,386

103,548

43.00

Appropriation (adjusted)

95,417

101,343

103,548

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

95,088
58,929
- 64,290
-445

101,343
64,290
- 64,290

103,548
64,290
- 64,290

89,282

101,343

103,548

90.00

FOREIGN AGRICULTURAL SERVICE

1989 actual

Outlays

The Foreign Agricultural Service mission is to help American farmers and traders take maximum advantage of inFederal Funds
creased opportunities to sell U.S. agricultural commodities
General and special funds:
abroad and to help increase U.S. farm income.
FOREIGN AGRICULTURAL SERVICE
Activities are conducted within three program areas:
Foreign agricultural affairs.—The Service maintains agriFor necessary expenses of the Foreign Agricultural Service, includcultural counselors, attaches, or trade officers at 75 foreign
ing carrying out title VI of the Agricultural Act of 1954, as amended
posts to assist overseas development of markets for U.S. farm
(7 U.S.C. 1761-1768), market development activities abroad, and for
enabling the Secretary to coordinate and integrate activities of the commodities. They work closely with numerous U.S. agricultural trade groups and maintain significant contacts with
Department in connection with foreign agricultural work, including
not to exceed [$110,000] $135,000 for representation allowances and foreign governments and traders to promote market access for
U.S. farm products. They also file annually about 5,000 comfor expenses pursuant to section 8 of the Act approved August 3, 1956
(7 U.S.C. 1766), [$102,529,000] $103,548,000: Provided, That this ap- prehensive reports regarding foreign agricultural production,



A-452

ESNFuAndSTSservice-continued

the budget for fiscal year

General and special funds—Continued

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

GENERAL SALES MANAGER—Continued
(INCLUDING TRANSFERS OF FUNDS)—Continued

supply, demand, marketing, and trade policy developments to
keep U.S. agriculture, industry, and Government currently
informed.
Foreign market information and access.—Under this broad
program heading, the Service initiates, directs, and coordinates the Department's formulation of trade policies and programs with the goal of maintaining and expanding world
markets for U.S. agricultural products. The Service is responsible for the development and maintenance of the USDA statistical data base encompassing foreign production estimates,
trade data, export forecasts, economic indicators, price data
and export sales reporting. These data are collected, analyzed,
and disseminated to U.S. farm and trade groups providing
ready access to reliable information to assess short-term
changes in world agricultural supply and demand conditions
by commodity.
The analyses of world commodity conditions provide the
information necessary to develop export marketing strategies
that can be used by the Department not only to gain market
access but to enhance the long term market development
plans for major U.S. commodities.
Foreign market development.—This program provides funding support to 47 commodity associations (cooperators), 2 contractors participating in the export incentive program, 4 regional groups (representing 47 State departments of agriculture) and the National Association of State Departments of
Agriculture. Under FAS guidance and supervision, these organizations conduct an extensive worldwide market development program on behalf of the U.S. farm sector. In addition,
the Service develops and operates a worldwide system of multicommodity promotional programs utilizing product exhibits,
trade teams, trade services, market information programs,
and trade referral services to expand overseas markets. Historically, FAS contributes approximately one-third of the total
annual cost of this program.
Object Classification (in thousands of dollars)
Identification code 1 2 - 2 9 0 0 - 0 - 1 - 3 5 2

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
42.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1991 est.

Total obligations

30,186
1,496
1,004

29,415
5,949
73
3,132
1,105
5,715
1,846
944
44,260
1,317
1,319
13

30,477
6,056
311
3,342
1,145
6,055
2,217
1,187
47,464
1,507
1,569
13

32,686
6,487
311
3,416
1,085
6,037
2,337
993
47,159
1,517
1,507
13

101,343
3,342

103,548
3,342

97,929

Subtotal, direct obligations
Reimbursable obligations

28,211
1,342
924

95,088
2,841

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

27,391
1,263
761

104,685




2
2

Federal Funds
General and special funds:
OFFICE OF INTERNATIONAL COOPERATION AND DEVELOPMENT
(INCLUDING TRANSFERS OF FUNDS)

For necessary expenses of the Office of International Cooperation
and Development to coordinate, plan, and direct activities involving
international development, technical assistance and training, and
international scientific and technical cooperation in the Department
of Agriculture, including those authorized by the Food and Agriculture Act of 1977 (7 U.S.C. 3291), [$6,118,000] $b,893,000: Provided,
That not to exceed $3,000 of this amount shall be available for official
reception and representation expenses as authorized by 7 U.S.C. 1766:
£Provided further, That in addition, funds available to the Department of Agriculture shall be available to assist an international organization in meeting the costs, including salaries, fringe benefits and
other associated costs, related to the employment by the organization
of Federal personnel that may transfer to the organization under the
provisions of 5 U.S.C. 3581-3584, or of other well-qualified United
States citizens, for the performance of activities that contribute to
increased understanding of international agricultural issues, with
transfer of funds for this purpose from one appropriation to another
or to a single account authorized, such funds remaining available
until expended:] Provided further, That the Office may utilize advances of funds, or reimburse this appropriation for expenditures
made on behalf of Federal agencies, public and private organizations
and institutions under agreements executed pursuant to the agricultural food production assistance programs (7 U.S.C. 1736) and the
foreign assistance programs of the International Development Cooperation Administration (22 U.S.C. 2392). (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
00.01
International agricultural development
00.02
International scientific and technical cooperation
00.03
Financial and administrative systems tracking (FAST)

106,890

00.91
01.01
01.02
01.03

Total direct program
Reimbursable program:
Technical assistance and analyses to aid foreign development
Subsistence, tuitions, and training for foreign nationals in the United States
International research

1989 actual

1990 est.

1991 est.

1,792
3,527

1,937
3,610
494

472
3,913
507

5,319

6,041

4,893

17,356

25,661

25,661

9,371
1,680

13,855
2,484

13,855
2,484

01.91

Total reimbursable program

28,407

42,000

42,000

10.00

Total obligations

33,726

48,041

46,893

-28,407

-42,000

-42,000

Financing:
11.00 Offsetting collections from: Federal funds
39.00

Budget authority

5,319

6,041

4,893

40.00
40.00

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

2
2

OFFICE OF INTERNATIONAL COOPERATION
AND DEVELOPMENT

Identification code 1 2 - 3 2 0 0 - 0 - 1 - 3 5 2
1990 est.

2
2

19
91

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

5,319

6,118
-77

4,893

5,319

6,041

4,893

5,319
-79,248
54,679

6,041
-54,679
54,679

4,893
-54,679
54,679

43.00
741

732

732

735
2

726
2

726
2

71.00
72.10
74.10

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year

department of
77.00
90.00

OFFICE OF INTERNATIONAL COOPERATION AND DEVELOPMENT-Continued
Trust Funds

agriculture

Adjustments in expired accounts..

20,558

Outlays

1,308

[SCIENTIFIC ACTIVITIES OVERSEAS (FOREIGN CURRENCY PROGRAM)]

6,041

4,893

The mission of the Office of International Cooperation and
Development (OICD) is to promote U.S. agriculture and to
advance the agriculture of developing countries as parts of a
complementary global agricultural system capable of providing ample food and fiber for all people.
International agricultural development—OICD analyzes agricultural policy issues related to USDA's international agricultural development efforts, and supports the International
Science and Education Council. The Agency also reviews food
aid development activities supported by Public Law 480 Titles
I and III agreements.
International scientific and technical

A-453

cooperation.—OICD

[For payments in foreign currencies owed to or owned by the
United States for market development research authorized by section
104(b)(1) and for agricultural and forestry research and other functions related thereto authorized by section 104(bX3) of the Agricultural Trade Development and Assistance Act of 1954, as amended (7
U.S.C. 1704(bXl), (3)), $875,000: Provided, That this appropriation shall
be available, in addition to other appropriations for these purposes,
for payments in the foregoing currencies: Provided further, That
funds appropriated herein shall be used for payments in such foreign
currencies as the Department determines are needed and can be used
most effectively to carry out the purposes of this paragraph: Provided
further, That not to exceed $25,000 of this appropriation shall be
available for payments in foreign currencies for expenses of employment pursuant to the second sentence of section 706(a) of the Organic
Act of 1944 (7 U.S.C. 2225), as amended by 5 U.S.C. 3109.] (Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)

manages the Department's bilateral exchange and cooperative
research programs with foreign governments and institutions
Program and Financing (in thousands of dollars)
in order to strengthen the role of science and technology in
the ongoing effort to stabilize world food supplies and to in- Identification code 1 2 - 1 4 0 4 - 0 - 1 - 3 5 2
1989 actual
1990 est.
crease the efficiency with which world resources are used.
Priorities and criteria for these programs are based on domesProgram by activities:
224
292
tic research priorities, potential benefits to U.S. agricultural 00.01 Market development research (sec. 104 (b) (1))
2,011
2,624
production, and the availability of desired technologies. OICD 00.02 Agricultural and forestry research (sec. 104(b)(3))..
coordinates USDA's and the U.S. Government's participation 10.00
Total obligations..
2,235
2,916
in approximately 30 international organizations concerned
Financing:
with food, agriculture, and rural development.
11.00 Offsetting collections from: Federal funds
-30
Reimbursable program.—OICD, using USDA and university 17.00 Recovery of prior year obligations
-11,546
-713
-10,373
expertise, provides technical assistance and training to devel- 21.40 Unobligated balance available, start of year..,
10,373
9,013
oping countries at the request of the Agency for International 24.40 Unobligated balance available, end of year
Development and international organizations. OICD manages 40.00
875
Budget authority (appropriation)..
1,000
technical assistance projects in over 80 countries, focusing on
Relation of obligations to outlays:
land and water management, crop and livestock production
2,886
2,235
incurred, net
and marketing, forestry, pest control, resource conservation 71.00 Obligationsbalance, start of year
11,621
199
and other areas. OICD offers a technical and management 72.40 Obligated balance, end of year
-199
-199
74.40 Obligated
training program in agriculture and rural development to 78.00 Adjustments in unexpired accounts..
-11,546
participants from foreign countries and designees of interna2,762
2,235
Outlays..
90.00
tional organizations.
Object Classification (in thousands of dollars)
Identification code 1 2 - 3 2 0 0 - 0 - 1 - 3 5 2

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

2,894
118
114

2,458
410
420
18
221
33
938
43
66
712

2,911
524
436
14
246
48
999
74
100
689

3,126
563
285
14
180
27
493
35
54
117

6,041
42,000

4,893
42,000

33,726

Subtotal, direct obligations
Reimbursable obligations

2,695
110
106

5,319
28,407

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

2,276
93
89

48,041

46,893

1991 est.

182
1,638
1,820

-9,013
7,193

1,820
199
-199
1,820

As authorized by the Agricultural Trade Development and
Assistance Act of 1954 (Public Law 480), as amended, USDA
uses foreign currencies to support research on problems of
mutual interest to the United States and participating foreign
countries. After 1990 no new foreign currency programs will
be initiated.
Object Classification (in thousands of dollars)
Identification code 1 2 - 1 4 0 4 - 0 - 1 - 3 5 2

11.5
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
99.9

1989 actual

1990

est.

1991

est.

Total obligations..

10
1
343
1
72
2
168
9
13
2,297

264
1
55
2
130
7
10
1,766

215
1
45
1
105
6
8
1,439

2,916

Personnel compensation: Other personnel compensation....
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

2,235

1,820

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.
Reimbursements:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours




Trust Funds
58
60

61
63

65
65

121

118

116

131
2

131
2

131
2

MISCELLANEOUS CONTRIBUTED FUNDS

Program and Financing
Identification code 1 2 - 8 2 3 2 - 0 - 7 - 3 5 2

Program by activities:

(in thousands of dollars)
1989 actual

1990 est.

1991 est.

A-454

?™Fsfful-SS0NAL

COOPE,,ATION

AND

THE BUDGET FOR FISCAL Y E A R 1991

"VELOPMENT-Minned

Federal Funds

MISCELLANEOUS CONTRIBUTED FUNDS—Continued
General and special funds:

Program and Financing (in thousands of dollars)—Continued
Identification code

PUBLIC L A W

12-8232-0-7-352

1989 actual

1990 est.

480

1991 est.
(INCLUDING TRANSFERS OF FUNDS)

21.40
24.40
60.00

71.00
72.40
74.40
90.00

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

-2,025
2,955

Outlays

3,817

3,935

3,935

3,935
174
-174

3,935
174
-174

3,477

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

-2,955
2,955

2,887
765
-174

Budget authority (appropriation) (permanent,
indefinite)

-2,955
2,955

3,935

3,935

Miscellaneous funds are received from the Department of
State, the Department of Defense, international organizations,
and from Saudi Arabia, Spain, and developing countries, for
USDA development assistance and international research
projects (22 U.S.C. 2392).
Object Classification
Identification code

(in thousands of dollars)

12-8232-0-7-352

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

99.9

1990 est.

1991 est.

Program and Financing (in thousands of dollars)

33
134
41

45
183
56

45
183
56

208
59
65
41
14
24
5
1,050
61
2
1,358

284
80
86
56
19
33
7
1,431
83
3
1,853

284
80
86
56
19
33
7
1,431
83
3
1,853

2,887

Total obligations

For expenses during the current fiscal year, not otherwise recoverable, and unrecovered prior years' costs, including interest thereon,
under the Agricultural Trade Development and Assistance Act of
1954, as amended (7 U.S.C. 1691, 1701-1715, 1721-1726, 1727-1727f,
1731-1736g), as follows: (1) financing the sale of agricultural commodities for convertible foreign currencies and for dollars on credit terms
pursuant to titles I and III of said Act, or for convertible foreign
currency for use under 7 U.S.C. 1708, and for furnishing commodities
to carry out the Food for Progress Act of 1985, not more than
[$860,955,000] $817,000,000, of which [$309,900,000] $251,853,000 is
hereby appropriated and the balance derived from proceeds from
sales of foreign currencies and dollar loan repayments, repayments on
long-term credit sales, carryover balances and commodities made
available from the inventories of the Commodity Credit Corporation
by the Secretary of Agriculture pursuant to sections 102 and 403(b) of
said Act, and (2) commodities supplied in connection with dispositions
abroad, pursuant to title II of said Act, not more than [$682,100,000]
646,000,000, of which [$682,100,000] $646,000,000 is hereby appropriated: Provided, That not to exceed [ 1 0 ] 15 per centum of the funds
made available to carry out any title [ t o ] of this paragraph may be
used to carry out any other title of this paragraph. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)

3,935

3,935

Identification code

10.00

1989 actual

12-2274-0-1-151

Program by activities:
Total obligations (object class 25.0)

71.00
90.00

897,853

992,000
-13,779

897,853

978,221

897,853

1,098,100

978,221

897,853

1,098,100

Outlays

978,221

1,098,100

Relation of obligations to outlays:
Obligations incurred, net

897,853

1,098,100

Appropriation (adjusted)

978,221

1,098,100

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

43.00

1991 est.

1,098,100

Financing:
39.00 Budget authority
40.00
40.00

1990 est.

978,221

897,853

Status of Direct Loans (in thousands of dollars)
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1
6

1
6

1
6

Identification code

1989 actual

12-2274-0-1-151

1990( est.

1991 est.

Facilities and funds of the Commodity Credit Corporation
may, by law, be used in carrying out programs for exporting
agricultural commodities.
Included in this category are the following activities carried
out under the Agricultural Trade Development and Assistance Act of 1954, Public Law 480, as amended: Financing
sales of agricultural commodities for dollars on credit terms,
for convertible foreign currency on credit terms, or for convertible foreign currency for use under section 108 of the Act;
furnishing commodities to carry out the Food for Progress Act
of 1985 (titles I and III); and for dispositions abroad (title II).
No agreements to finance sales under the authority of title
I or programs of assistance under title II may be entered into
after December 31, 1990.



766,554

789,600

752,400

1150

FOREIGN ASSISTANCE PROGRAMS

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1131 Direct loan obligations exempt from limitation

766,554

789,600

752,400

1210
1231
1251
1261
1290

1320
1330

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Capitalized interest

12,203,947 12,808,873
789,600
752,400
-184,674 -213,598

12,203,947

Outstanding, end of year

11,632,252
734,383
-194,859
32,171

12,808,873 13,347,675

Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

72.7
540,000

Program Activities
[In thousands of dollars]

Financing the sale of agricultural commodities for foreign currencies and for dollars on credit terms (titles I and III)
Commodities supplied in connection with dispositions abroad (title
II)
Total program level

767,480

848,963

817,000

699,000

672,599

646,000

1,466,480

1,521,562

1,463,000

DEPARTMENT OF AGRICULTURE
Amount financed by balance in CCC and by receipts..

-368,380

-543,341

-565,147

1,098,100

Total P.L 480 appropriation

978,221

897,853

RECONCILIATION OF PROGRAM LEVEL TO PROGRAM COSTS FUNDED BY CCC
[In thousands of dollars]

Titles l/lll

Subtotal
Initial payments to exporters
Total program level, current year
Prior year obligations financed
Obligations financed in succeeding year
Total program costs, funded

1989 actual

1990 est.

1991 est.

735,071
50,409

805,700
59,363

767,800
64,600

785,480
-18,000

Gross commodity costs
Ocean freight differential and ocean transportation

865,063
-16,100

832,400
-15,400

767,480
211,096
-199,642

848,963
199,642
-199,642

817,000
199,642
-199,642

778,934

848,963

817,000

468,000
231,000

474,720
197,879

417,140
228,860

699,000
626,612
-486,048

672,599
486,048
-486,048

646,000
486,048
-486,048

839,564

672,599

646,000

Title II
Commodity costs
Ocean and inland transportation
Total program level, current year
Prior year obligations financed
Obligations financed in succeeding year
Total program costs, funded

Financing the sale of agricultural commodities for convertible foreign currencies and for dollars on credit terms; for convertible foreign currency for use under section 108; and furnishing commodities to carry out the Food for Progress Act of
1985 (titles I and III).—The Commodity Credit Corporation

finances through Public Law 480 appropriations and repayments of loans all sales made pursuant to agreements concluded under the authority of title I, and may serve as the
purchasing or shipping agent, or both, if the purchaser so
requests. Sales are made to friendly countries—as defined in
section 103(d) of the act—and must not displace expected commercial sales for cash dollars (sees. 103 (c) and (n)).
Agreements may not be made under title I in any calendar
year which call for an appropriation to reimburse the Corporation in excess of $1.9 billion, plus unused prior years' authorizations.
Whenever practicable, terms of agreements must require
payment at time of delivery of not less than 5% of the purchase price in dollars or in currencies convertible to dollars.
These initial payments are applied against costs to reduce
appropriation requests.
When U.S.-flag vessels are required to ship commodities
under this title, the Corporation will pay the difference between U.S.-flag rates and foreign-flag rates. In limited cases,
full transportation costs to port of entry or point of entry
abroad may be included along with the cost of the commodity
in the amount financed by CCC in order to ensure that U.S.
food aid would reach the most needy recipients.
Use of foreign currency (title I).—Certain U.S. uses of foreign currencies are subject to the appropriation process. The
Corporation is reimbursed for the dollar value of currencies so
used. Proceeds from sales of foreign currencies and from
dollar repayments of foreign currency loans are applied as a
reduction in appropriation requests.
Financing sales of agricultural commodities for dollars or
convertible foreign currencies on credit terms (title I).—Agree-

ments are made with friendly countries for delivery in annual
installments for not more than 10 years from the date of the
agreement subject to the availability of the commodity.
Credit terms are to be no less favorable than those required
by section 122 of the Foreign Assistance Act of 1961, as
amended, for loans made under that section.
Terms of repayment under dollar credit agreements are not
more than 20 years with a grace period of not more than 2
years on repayment of principal. Convertible foreign currency



^ - 4 5 5

FOREIGN ASSiSTANCE^O(:MMS-tot,nued

terms permit repayment of up to 40 years with deferral of
principal payments for up to 10 years. As payments are received each year, they are applied against current costs to
reduce appropriation requests.

Financing sales of agricultural commodities for convertible
foreign currencies to be used pursuant to section 108 (title I).—

Title I sales may be financed for convertible foreign currencies, which are then loaned to financial intermediaries in the
recipient country pursuant to agreements whereby the intermediaries would reloan the funds to promote private enterprise. Funds repaid by the financial intermediaries may be
used to finance additional private enterprise investment, develop new markets, pay U.S. obligations, or be converted to
dollars.

Furnishing commodities to carry out the Food for Progress
Act of 1985 (title I).—Funds appropriated to carry out title I

may be used to furnish commodities to carry out the Food for
Progress Act of 1985. Such commodities may be furnished on
credit terms or on a grant basis in order to assist countries
that have made a commitment to introduce and expand free
enterprise elements in their agricultural economies.
Total title I agreements made since inception of the program to September 30, 1989, amount to $18,337.6 million cost
value, including ocean freight for shipment on U.S. ships.
Major commodities are wheat, cotton, oils, rice, and feed
grains. Payments received during the period amount to
$5,328.5 million, of which $3,199.7 million was applied to principal and $2,128.8 million to interest.
The following table reflects the composition of the combined
appropriations (in thousands of dollars):
SALES FOR DOLLARS ON CREDIT TERMS
Item:
Expenses of shipments-.
Commodity costs:
Foreign currency
Long-term credit

1989 actual

Total ocean freight and freight differential

24,598
727,802

789,600

752,400

1,220
48,685

4,827
54,536

4,827
59,773

Collections:
Proceeds from sales and use of currencies and loan repayments (foreign currency)
Payments from foreign governments, including interest, applied to reduce appropriation (long-term credit)

49,905

59,363

64,600

778,934

Total expenses of shipments

848,963

817,000

-77,525

-50,000

Appropriation or estimate: Long-term credit

-344,000

-384,000

- 344,000

- 434,000

317,661

Net Expense of Shipments
Prior years' costs or funds brought or carried forward:
1988: Funds: Long-term credit
1989: Funds-. Long-term credit
1990: Funds: Long-term credit
1991: Funds: Long-term credit

-383,748
- 461,273

Total collections

Commodities supplied
abroad (title II).—Under

24,598
765,002

729,029

Ocean freight and freight differential (support of U.S.
Merchant Marine):
Foreign currency
Long-term credit

1991 est.

18,164
710,865

Total commodity costs

1990 est.

504,963

383,000

-469,952
551,391

-551,391
352,050

399,100

in

connection

with

305,622

-352,050
220,903
251,853

dispositions

title II, agricultural commodities are
furnished to developing countries to meet famine or other
emergency relief needs and to combat malnutrition. They are
furnished through friendly governments, private voluntary
agencies, foreign nonprofit voluntary agencies if no such U.S.
agency is available, and intergovernmental organizations such
as the United Nations World Food Program.
The Corporation is authorized to pay the costs of acquisition, packaging, processing, enrichment, preservation, fortifi-

A-456

KEK^^

THE

General and special funds—Continued
PUBLIC L A W

480—Continued

(INCLUDING TRANSFERS OF FUNDS)—Continued

cation, transportation, handling, and other incidental costs
incurred up to the time of delivery to U.S. ports. The Corporation also pays ocean freight charges, and pays transportation
costs to points of entry other than ports in the case of landlocked countries, where carriers to a specific country are unavailable, where ports cannot be used effectively, or where a
substantial saving in costs or time can be obtained, and pays
general average contributions arising from ocean transport.
In addition, transportation costs from designated points of
entry or ports of entry abroad to storage and distribution sites
and associated storage and distribution costs may be paid for
commodities made available to meet urgent and extraordinary relief requirements.
Up to $7.5 million each year may be used to buy foreign
currencies accruing under title I of this act to meet costs
directed to community and other self-help activities designed
to alleviate the causes of the need for such aid. Such costs
may not include personnel and administrative costs of cooperating sponsors, distributing agencies and recipient agencies.
Through September 30, 1989, appropriations totaling
$20,850 million were authorized. Beginning October 1, 1985,
no programs of assistance shall be undertaken under this title
during any fiscal year that call for an appropriation of more
than $1 billion to reimburse the Corporation. This limitation
applies to costs incurred, including its investment in commodities (but only on the basis of a price not greater than the
export market price of commodities acquired under a price
support program), plus any amount by which programs of
assistance undertaken under this title in the preceding fiscal
year have called or will call for appropriations in amounts
less than authorized during the preceding year. This limitation may be waived if the President determines that a waiver
is necessary to undertake programs to meet urgent humanitarian needs. Any incidental sales proceeds and proceeds from
loss, damage, and other claims are applied against costs to
reflect a reduction in appropriation requests.
The following reflects the composition of the appropriations
(in thousands of dollars):
COMMODITIES SUPPLIED IN CONNECTION WITH DISPOSITIONS ABROAD
Item:
Expenses of shipments:
Commodity Credit Corporation stocks and other costs in
connection with commodities supplied
Ocean transportation
Total program costs
Prior years' costs or funds brought or carried forward:
1988: Funds
1989: Funds
1990: Funds
1991: Funds

1989 actual

1990 est.

1991 est.

597,651
241,913

474,720
197,879

417,140
228,860

839,564

672,599

646,000

-595,015
454,451

-454,451
454,451

BUDGET FOR FISCAL YEAR 1991

16(f), and 17 of the Soil Conservation and Domestic Allotment Act, as
amended and supplemented (16 U.S.C. 590g-590o, 590p(a), 590p(f), and
590q); sections 1001 to 1004, 1006 to 1008, and 1010 of the Agricultural
Act of 1970 as added by the Agriculture and Consumer Protection Act
of 1973 (16 U.S.C. 1501 to 1504, 1506 to 1508, and 1510); the Water
Bank Act, as amended (16 U.S.C. 1301-1311); the Cooperative Forestry
Assistance Act of 1978 (16 U.S.C. 2101); sections 202(c) and 205 of title
II of the Colorado River Basin Salinity Control Act of 1974, as amended (43 U.S.C. 1592(c), 1595); sections 401, 402, and 404 to 406 of the
Agricultural Credit Act of 1978 (16 U.S.C. 2201 to 2205); the United
States Warehouse Act, as amended (7 U.S.C. 241-273); and laws pertaining to the Commodity Credit Corporation, not to exceed
[$632,588,000] $630,406,000, to be derived by transfer from the Commodity Credit Corporation fund: Provided, That other funds made
available to the Agricultural Stabilization and Conservation Service
for authorized activities may be advanced to and merged with this
account: Provided further, That these funds shall be available for
employment pursuant to the second sentence of section 706(a) of the
Organic Act of 1944 (7 U.S.C. 2225), and not to exceed $100,000 shall
be available for employment under 5 U.S.C. 3109: Provided further,
That no part of the funds made available under this Act shall be used
(1) to influence the vote in any referendum; (2) to influence agricultural legislation, except as permitted in 18 U.S.C. 1913; or (3) for
salaries or other expenses of members of county and community
committees established pursuant to section 8(b) of the Soil Conservation and Domestic Allotment Act, as amended, for engaging in any
activities other than advisory and supervisory duties and delegated
program functions prescribed in administrative regulations. (7 U.S.C.
135b, 442-445, 447-449, 450j-l, 608c, 624, 1282, 1421-33, 1441-49,
1691-92, 1701-10, 1721-24, 1731-36f, 1781-87, 1838, 1851-54, 1856-57,
1859; 15 U.S.C. 712a, 713a-4~713a-13, 714-714p; 31 U.S.C. 9101, 91039109; 40 U.S.C. App. A203, A401-5; 50 U.S.C. App. 1917; Public Law
96-108; Public Law 96-528; Public Law 97-103; Public Law 97-370;
Public Law 100-387; Public Law 100-393; Public Law 100-460; Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 3 0 0 - 0 - 1 - 3 5 1

1989 actual

1990 est.

Program by activities:
00.01 Program formulation and appraisal
00.02 Operation of supply adjustment, conservation, and price
support programs
00.03 Inventory management and merchandising
00.04 Warehouse examination

25,580

25,704

26,340

594,570
71,211
6,145

605,966
71,553
6,573

612,234
73,326
6,839

10.00

697,506

709,796

718,739

-618,975
-35,390
-42,760

-632,588
-40,886
-36,542
330

-630,406
-36,335
-51,998

381

110

Total obligations

Financing:
Offsetting collections from:
Federal funds:
Commodity Credit Corporation fund11.00
Other
11.00
Non-Federal sources
14.00
27.00 Reduction pursuant to P.L 99-177
39.00

-454,451
454,451

Budget authority..

699,000

672,599

646,000

AGRICULTURAL STABILIZATION AND
CONSERVATION SERVICE
Federal Funds

42.00

[ authority:
Transferred from other accounts..

381

110

43.00

Appropriation or estimate

1991 e

Appropriation (adjusted)..

381

110

381
43,844
-57,975

-220
57,975
-66,501

-13,750

-8,746

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

66,501
-66,501

General and special funds:
SALARIES AND EXPENSES
(INCLUDING TRANSFERS OF FUNDS)

For necessary administrative expenses of the Agricultural Stabilization and Conservation Service, including expenses to formulate and
carry out programs authorized by title III of the Agricultural Adjustment Act of 1938, as amended (7 U.S.C. 1301-1393); the Agricultural
Act of 1949, as amended (7 U.S.C. 1421 et seq.); sections 7 to 15, 16(a),




This account includes funds to cover expenses of programs
administered by, and functions assigned to, the Service. The
funds consist of transfers from the Commodity Credit Corporation (CCC), user fees, and miscellaneous advances from
other sources. This is a consolidated account for administrative expenses of national, commodity, State, and county offices.

DEPARTMENT OF AGRICULTURE

Program formulation and appraisal.—The supply adjustment, conservation, and commodity support programs, and
the management and merchandising of commodities acquired
under the support program, have a tremendous impact on the
national and (to a lesser extent) the international economy.
This activity provides for constant review of the effectiveness
of these programs. It also provides for the analysis of data to
formulate more effective programs.

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

with the administration of programs carried out through the
farmer committee system, including: (a) developing program
regulations and procedures; (b) holding meetings with employees and producers to discuss new programs or changes in
existing programs; (c) collecting and compiling basic data for
individual farms; (d) establishing individual farm allotments,
bases, and yields; (e) notifying producers of established allotments, bases, and yields; (f) determining farm marketing
quotas; (g) handling appeals; (h) conducting referendums and
certifying results; (i) accepting farmer certifications and
checking compliance; (j) accepting producer applications for
participation in commodity price stabilizing programs; (k) issuing marketing cards so that production from the allotted
acreage can be marketed without penalty; (1) processing producer requests for conservation cost-sharing and issuing conservation reserve rental payments; (m) processing commodity
loan and storage facility loan documents and issuing checks;
(n) processing disaster, deficiency, and diversion payments
and issuing checks and commodity certificates; and (o) certifying payment eligibility and monitoring payment limitations.
Inventory management and merchandising.—This activity
includes: (a) overall management of CCC-owned commodities;
(b) purchasing commodities; (c) donating commodities; (d) selling commodities; (e) processing the redemption of commodity
certificates for CCC inventory; and (f) accounting for loans
and commodities.
Warehouse examination.—This activity provides for the examination of warehouses licensed under the U.S. Warehouse
Act and non-licensed warehouses storing CCC-owned or
pledged commodities. ASCS examiners perform periodic examinations of the facilities and the warehouse records to
ensure protection of depositors against potential losses of the
stored commodities and to ensure compliance with the U.S.
Warehouse Act and any CCC storage agreements.
Object Classification (in thousands of dollars)

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
42.0
43.0
44.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends
Refunds

99.9

Total obligations




1989 actual

1990 est.

1991 est.

91,733
7,058
3,065

97,516
7,346
3,614

101,394
7,550
3,879

101,856
19,013
603
6,254
1,074
34
18,099
2,854
25,531
5,401
1,127
515,573
29
6
52

108,476
20,522
625
6,947
1,291
35
27,309
3,123
35,382
6,860
1,472
497,675
14
10
55

112,823
21,453
646
7,286
1,326
36
30,042
3,374
27,363
7,544
1,479
505,283
19
10
55

697,506

709,796

718,739

2,900

2,956

2,960

3,308
49

3,375
65

3,380
67

RURAL CLEAN WATER PROGRAM

Operation of supply adjustment, conservation, and price support programs.—This activity includes all functions dealing

Identification code 1 2 - 3 3 0 0 - 0 - 1 - 3 5 1

A - 4 5 7

AGRICULTURAL STABILIZATION AND CONSERVATION^^

Program and Financing (In thousands of dollars)
Identification code 1 2 - 3 3 3 7 - 0 - 1 - 3 0 4

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..,
24.40 Unobligated balance available, end of year
39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1990 est.

57

2,558

-2,381
-234
2,558

1991 e

-2,558

Budget authority..

71.00
72.40
74.40
78.00

1989 actual

90.00

Outlays..

57
19,944
-13,480
—2,381

2,558
13,480
-11,175

11,175
-7,549

4,140

4,863

3,626

This experimental Rural Clean Water Program, authorized
by Public Law 96-108 and Public Law 96-528, is a cooperative
endeavor among farmers, various USDA agencies, and other
organizations to develop and test means of controlling agricultural nonpoint source water pollution in rural areas.
Recommended project areas were developed by local and
State committees and approved by the Secretary of Agriculture in consultation with the Administrator of the Environmental Protection Agency. Full funding has been provided in
previous budgets for all approved projects.
The 1991 budget requires no additional funding for implementing this program.
AGRICULTURAL CONSERVATION PROGRAM
(INCLUDING TRANSFERS OF FUNDS)

For necessary expenses to carry into effect the program authorized
in sections 7 to 15, 16(a), 16(f), and 17 of the Soil Conservation and
Domestic Allotment Act approved February 29, 1936, as amended and
supplemented (16 U.S.C. 590g-590o, 590p(a), 590p(f), and 590q), and
sections 1001-1004, 1006-1008, and 1010 of the Agricultural Act of
1970, as added by the Agriculture and Consumer Protection Act of
1973 (16 U.S.C. 1501-1504, 1506-1508, and 1510 [)J), and including not
to exceed $15,000 for the preparation and display of exhibits, including such displays at State, interstate, and international fairs within
the United States, [$184,935,000] $176,000,000, to remain available
until expended [(16 U.S.C. 590o)], for agreements, excluding administration but including technical assistance and related expenses (16
U.S.C. 590o), except that no participant in the Agricultural Conservation Program shall receive more than $3,500 per year, except where
the participants from two or more farms or ranches join to carry out
approved practices designed to conserve or improve the agricultural
resources of the community, or where a participant has a long-term
agreement, in which case the total payment shall not exceed the
annual payment limitation multiplied by the number of years of the
agreement: Provided, That no portion of the funds for the current
year's program may be utilized to provide financial or technical assistance for drainage on wetlands now designated as Wetlands Types
3 (III) through 20 (XX) in United States Department of the Interior,
Fish and Wildlife Circular 39, Wetlands of the United States, 1956:
Provided further, That such amounts shall be available for the purchase of seeds, fertilizers, lime, trees, or any other conservation materials, or any soil-terracing services, and making grants thereof to
agricultural producers to aid them in carrying out approved farming

A-458

FSKUH"™1"

AND C0NSERVATI0N SERVICE-to,inued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

The 1991 budget proposes funding for activities consistent
with the Government-wide water quality initiative as well as
practices that help solve soil and water conservation problems
identified in State and county ACP plans.

AGRICULTURAL CONSERVATION PROGRAM—Continued
(INCLUDING TRANSFERS OF FUNDS)—Continued

practices as authorized by the Soil Conservation and Domestic Allotment Act, as amended, as determined and recommended by the
county committees, approved by the State committees and the SecreCOLORADO RIVER BASIN SALINITY CONTROL PROGRAM
tary, under programs provided for herein: Provided further, That such
assistance will not be used for carrying out measures and practices
For necessary expenses for carrying out a voluntary cooperative
that are primarily production-oriented or that have little or no consalinity control program pursuant to section 202(c) of title II of the
servation or pollution abatement benefits: Provided further, That not Colorado River Basin Salinity Control Act, as amended (43 U.S.C.
to exceed 5 per centum of the allocation for the current year's pro1592(c)), to be used to reduce salinity in the Colorado River and to
gram for any county may, on the recommendation of such county
enhance the supply and quality of water available for use in the
committee and approval of the State committee, be withheld and
United States and the Republic of Mexico, [$10,420,000] $U, 783,000,
allotted to the Soil Conservation Service for services of its technicians
to be used for investigations and surveys, for technical assistance in
in formulating and carrying out the Agricultural Conservation Prodeveloping conservation practices and in the preparation of salinity
gram in the participating counties, and shall not be utilized by the
control plans, for the establishment of on-farm irrigation manageSoil Conservation Service for any purpose other than technical and
ment systems, including related lateral improvement measures, for
other assistance in such counties, and in addition, on the recommenmaking cost-share payments to agricultural landowners and operadation of such county committee and approval of the State committee,
tors, Indian tribes, irrigation districts and associations, local governnot to exceed 1 per centum may be made available to any other
mental and nongovernmental entities, and other landowners to aid
Federal, State, or local public agency for the same purpose and under
them in carrying out approved conservation practices as determined
the same conditions: Provided further, That for the current year's and recommended by the county ASC committees, approved by the
program $2,500,000 shall be available for technical assistance in forState ASC committees and the Secretary, and for associated costs of
mulating and carrying out rural environmental practices: Provided program planning, information and education, and program monitorfurther, That no part of any funds available to the Department, or
ing and evaluation: Provided, That the Soil Conservation Service shall
any bureau, office, corporation, or other agency constituting a part of
provide technical assistance and the Agricultural Stabilization and
such Department, shall be used in the current fiscal year for the
Conservation Service shall provide administrative services for the
payment of salary or travel expenses of any person who has been
program, including but not limited to, the negotiation and adminisconvicted of violating the Act entitled "An Act to prevent pernicious
tration of agreements and the disbursement of payments: Provided
political activities" approved August 2, 1939, as amended, or who has
further, That such program shall be coordinated with the regular
been found in accordance with the provisions of title 18 U.S.C. 1913 to
Agricultural Conservation Program and with research programs of
have violated or attempted to violate such section which prohibits the
other agencies. (Rural Development, Agriculture, and Related Agenuse of Federal appropriations for the payment of personal services or
cies Appropriations Act, 1990.)
other expenses designed to influence in any manner a Member of
Congress to favor or oppose any legislation or appropriation by ConProgram and Financing (in thousands of dollars)
gress except upon request of any Member or through the proper
official channels. (Rural Development, Agriculture, and Related Agen1991 est.
1989 actual
1990 e
Identification code 1 2 - 3 3 1 8 - 0 - 1 - 3 0 4
cies Appropriations Act, 1990).
10.00

Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 3 1 5 - 0 - 1 - 3 0 2
Program by activities:
10.00 Total obligations (object class 41.0)
17.00
21.40
24.40

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
43.00
71.00
72.40
74.40
78.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

1989 actual

184,114

1990 est.

226,837

6,058

10,656

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

-921
315

-315

1991 est.

176,000

14,783

39.00
—103
-51,544
44,468
176,935

182,369

Budget authority

5,452

10,341

14,783

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

5,452

10,420
-79

14,783

-44,468
176,000

43.00
176,935

184,935
-2,566

176,935

182,369

176,000

184,114
187,341
-182,736
-103

226,837
182,736
-245,594

176,000
245,594
-255,896

188,615

163,980

165,698

Appropriation (adjusted)

5,452

10,341

14,783

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

6,058
2,934
-4,568

10,656
4,568
-7,140

14,783
7,140
-5,663

4,424

8,084

16,260

176,000

The primary objectives of the program are to conserve soil
and water resources. Along with annual agreements, cost
sharing is authorized for long-term agreements of 3-10 years.
The program is administered by ASC county committees,
with review and approval by State ASC committees and the
Secretary. Technical assistance is provided by the Soil Conservation Service and the Forest Service.
The 1990 program level of $182,369 thousand will be allocated to States based on the highest priority soil and water
resource problems, and is expected to serve 7.8 million acres.
Practices are expected to prevent approximately 41.6 million
tons of soil erosion and save 539,000 acre-feet of water.



Program by activities:
Total obligations (object class 41.0)

90.00

Outlays

This program carries out the purposes of section 202(c) of
title II of the Colorado River Basin Salinity Control Act (43
U.S.C. 1592(c)), as amended, by providing cost-share assistance
to landowners and others in the Colorado River Basin. The
main objective is to enhance the supply and quality of water
in the Colorado River for delivery to downstream users in the
U.S. and Mexico.
Practices are recommended by the ASC county committees
and approved by the State committees and the Secretary of
Agriculture. Technical assistance is provided by the Soil Conservation Service. Education and information activities are
provided by the Extension Service.
The 1990 program will focus on six projects in Colorado,
Nevada, Utah, and Wyoming.
The 1991 budget will provide financial assistance in promoting the Government-wide water quality initiative. The fund-

DEPARTMENT OF AGRICULTURE

ing level of $14.8 million will fund six existing projects and
three additional projects.
Under this program, 30 percent of ASCS cost-share funds
will be reimbursed to the U.S. Treasury by the Colorado River
Basin States.

CONSERVATION RESERVE PROGRAM
(INCLUDING TRANSFERS OF FUNDS)

For necessary expenses to carry out the conservation reserve program pursuant to the Food Security Act of 1985 (16 U.S.C. 3831-3845),
[$1,010,978,000] $1,878,038,000, to remain available until expended,
to be used for Commodity Credit Corporation expenditures for costshare assistance for the establishment of conservation practices provided for in approved conservation reserve program contracts, for
annual rental payments provided in such contracts, and for technical
assistance: Provided, That none of the funds in this Act may be used
to enter into new contracts that are in excess of the prevailing local
rental rates for an acre of comparable land. (Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 3 1 9 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Cost-sharing assistance
00.02 Annual rental payments
00.03 Technical assistance

182,256
1,162,064
27,885

301,535
1,455,587
8,200

191,908
2,061,698

10.00

1,372,205

1,765,322

2,253,606

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

71.00
74.40
90.00

-1,149,617 -395,273
395,273
19,705

1,727,539

Budget authority:
Appropriation
Appropriation rescinded (unobligated balance)
100-45)
41.00 Transferred to other accounts
43.00

-794,283
1,149,617

Budget authority

40.00
40.00

1,010,978

1,878,038

1,864,000

1,010,978

twice the soil loss tolerance with serious gully erosion or with
an erosion predominance of 66% percent of the field if planted to grass or an erosion predominance of 33 M percent if the
?
area is planted to trees. In addition, to increase water quality
benefits, eligible land includes areas adjacent to lakes and
streams that can be devoted to filter strips, cropped wetlands,
and cropland subject to overflow and suffering from scour
erosion. The 1991 budget proposes funding for 40 million acres
of highly erodible cropland in the reserve.
The program is administered through the Commodity
Credit Corporation (CCC) by State and local ASC committees
working under the general direction of ASCS. Technical assistance is provided by the Soil Conservation Service, the
Forest Service, the Cooperative Extension Service, and others.
Under the Food Security Act, authority is provided to enter
into CRP contracts through the 1990 crop year. Appropriations needed to make annual payments will be requested
through 2000.
Since program inception in 1986, nine signup periods have
been held through 1989, enrolling approximately 34 million
acres including about 4 million 1990 crop acres enrolled in
advance during 1989.
The 1990 program is expected to enroll 6.0 million additional acres of highly erodible cropland. These 1990 crop acres,
together with 1990 crop acres enrolled in advance during
1989, would bring total crop-year 1990 enrollment to approximately 10 million acres. Total participation through 1990 is
projected to meet the minimum requirement of 40 million
acres established by the Act.
The appropriation requested for 1991 would be used for
annual rental payments due on all contracts, and for costsharing assistance on 1990 and prior crop years' contracts.

1,878,038

(P.L.

Appropriation (adjusted)

Object Classification (in thousands of dollars)
Identification code 1 2 - 3 3 1 9 - 0 - 1 - 3 0 2

-75,000
-61,461
1,727,539

1,010,978

1,878,038

1,372,205

1,765,322

Outlays

1,765,322

1,991,500

RECONCILIATION OF PROGRAM LEVEL TO APPROPRIATION
[In thousands of dollars]

Annual rental payments:
Cash
CCC commodity certificates

1989 actual 1990 est.
1,162,064
1,455,587
-13,509

Total rental payments
Cost-sharing assistance
Technical assistance

1,148,555
182,256
27,885

2,061,698
191,908

Total obligations

Add:
Adjustment for rental payments in CCC commodity certificates.
Change in unobligated balances

1,455,587
301,535
8,200

1991 est.

1,358,696

1,765,322

2,253,606

13,509
355,334

-754,344

-375,568

1,727,539

1,010,978

1,878,038

The Conservation Reserve Program (CRP) was mandated by
sections 1231-1244 of the Food Security Act of 1985 (Public
Law 99-198) to establish permanent cover on highly erodible
cropland. The primary objectives of the CRP are to help farmers control critical soil erosion that occurs on about a third of
America's cropland and to decrease production of some surplus agricultural commodities.
The CRP is authorized in all 50 States, Puerto Rico, and the
Virgin Islands, on all croplands meeting the eligibility criteria
of eroding at three times the soil loss tolerance or higher, or



1991 est.

27,885
1,344,320

8,200
1,757,122

2,253,606

1,765,322

2,253,606

WATER BANK PROGRAM

For necessary expenses to carry into effect the provisions of the
Water Bank Act (16 U.S.C. 1301-1311), [$12,371,000] $10,498,000, to
remain available until expended. (Rural Development, Agriculture,
and Related Agencies Appropriations Act, 1990.)

2,061,698

Total program level, current year

1990 est.

1,372,205

Other services
Grants, subsidies, and contributions

1989 actual

2,253,606
-262,106

1,372,205

25.0
41.0
99.9

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

Appropriation, net

A-459

AGR.CULTURAL STAB.UZAT.ON AND CONSERVAT.I™^

Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 3 2 0 - 0 - 1 - 3 0 2

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year
39.00

40.00
40.00
43.00

71.00
72.40
74.40
90.00

Budget authority..
t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

1989 actual

1990 est.

1991 est.

9,154

13,495

10,498

-1,409
1,255

-1,255

9,000

12,240

10,498

9,000

12,371
-131

10,498

9,000

12,240

10,498

9,154
37,153
-37,723

13,495
37,723
-41,283

10,498
41,283
-42,510

8,584

9,935

9,271

A-460

S°arS-S^ZATI0N

AND C0NSERVATI0N

THE BUDGET FOR FISCAL YEAR 1991

SERVICE—Continued

General and special funds—Continued

until expended, as authorized by 16 U.S.C. 2204.] (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)

WATER BANK PROGRAM—Continued

Program and Financing (in thousands of dollars)

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1989 actual
9,000
8,584

1990 est.
12,240
9,935

1991 est.
10,498
9,271
2,295
2,295

Total:
Budget authority
Outlays

9,000
8,584

12,240
9,935

Identification code 12-3316-0-1-453

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

1989 actual

1990 est.

6,515

16,433

-8,021
6,506

1991 est.

-6,506

12,793
11,566

39.00

Budget authority

5,000

9,927

The objectives of the Water Bank Program are to conserve
water; preserve, maintain, and improve the Nation's wetlands; increase waterfowl habitat in migratory waterfowl
nesting, breeding, and feeding areas in the United States; and
secure recreational and environmental benefits for the
Nation. The program was authorized by the Water Bank Act
of 1970, as amended by Public Law 96-182, approved January
2, 1980.
The Secretary of Agriculture, through designated ASCS
county offices, uses program funds to enter into 10-year agreements with landowners and operators for the conservation of
specified wetlands. Provisions exist to renew agreements for
additional periods, to make annual payments on agreements,
and under certain conditions to increase payment rates in the
fifth year of a contract or at the time of renewal.
Legislation is being proposed to authorize program participants the option of receiving a one-time payment in exchange
for a permanent easement on wetlands or adjacent lands or
continuing to participate in 10-year agreements. The budget
includes a request under proposed legislation to authorize
permanent easements and a request under current law for 10year agreements. The 1991 appropriation request under current law would provide new 10-year agreements comparable
to the 1989 program level.

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

5,000

10,000
-73

5,000

9,927

6,515
3,766
-2,387

16,433
2,387
-9,038

9,038
-4,437

7,894

9,782

4,601

Appropriation (adjusted)

43.00

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

This program was authorized by the Agricultural Credit Act
of 1978 (16 U.S.C. 2201-05). It provides funds for sharing the
cost of emergency measures to deal with cases of severe
damage to farms and rangelands resulting from natural disasters.
Under the 1989 program, cost-sharing assistance was provided in 38 States to treat farmlands damaged by floods,
tornadoes, and drought. The 1990 program is expected to rehabilitate approximately 894,000 acres of farmland damaged
by natural disaster.
The 1991 budget proposes no funding for this program.
[DAIRY INDEMNITY PROGRAM]

WATER BANK PROGRAM

[(INCLUDING TRANSFERS OF FUNDS)]

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 12-3320-2-1-302

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 41.0)..

2,295

Financing:
40.00 Budget authority (appropriation)...

2,295

10.00

71.00
90.00

Outlays

Relation of obligations to outlays:
Obligations incurred, net
Outlays

2,295
2,295

This proposal would amend existing law to authorize the
purchase of conservation easements from Water Bank Program participants. A one-time payment would be made to
Water Bank Program participants in exchange for a permanent easement on wetlands or adjacent lands.
This proposal would enable the Department to operate a
dual program and to assess the costs of and producer interest
in permanent easements while ensuring that the Nation's
wetlands continue to be preserved. Participants could choose
either option within the total program level proposed for
1991.

[For necessary expenses involved in making indemnity payments
to dairy farmers for milk or cows producing such milk and manufacturers of dairy products who have been directed to remove their milk
or dairy products from commercial markets because it contained residues of chemicals registered and approved for use by the Federal
Government, and in making indemnity payments for milk, or cows
producing such milk, at a fair market value to any dairy farmer who
is directed to remove his milk from commercial markets because of
(1) the presence of products of nuclear radiation or fallout if such
contamination is not due to the fault of the farmer, or (2) residues of
chemicals or toxic substances not included under the first sentence of
the Act of August 13, 1968, as amended (7 U.S.C. 450j), if such chemicals or toxic substances were not used in a manner contrary to
applicable regulations or labeling instructions provided at the time of
use and the contamination is not due to the fault of the farmer,
$5,000: Provided, That none of the funds contained in this Act shall
be used to make indemnity payments to any farmer whose milk was
removed from commercial markets as a result of his willful failure to
follow procedures prescribed by the Federal Government: Provided
further, That this amount shall be transferred to the Commodity
Credit Corporation: Provided further, That the Secretary is authorized
to utilize the services, facilities, and authorities of the Commodity
Credit Corporation for the purpose of making dairy indemnity disbursement.] (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 12-3314-0-1-351

[EMERGENCY CONSERVATION PROGRAM]

[For necessary expenses to carry into effect the program authorized in sections 401, 402, and 404 of title IV of the Agricultural Credit
Act of 1978 (16 U.S.C. 2201-2205), $10,000,000, to remain available




10.00

Program by activities:
Total obligations (object class 41.0)

17.00

Financing:
Recovery of prior year obligations

1989 actual

230
-518

1990 est.

100

1991 est.

100

DEPARTMENT OF AGRICULTURE
21.40
24.40
40.00
71.00
72.40
74.40
78.00
90.00

A-463

Unobligated balance available, start of year
Unobligated balance available, end of year

FEDERAL CROP INSURANCE CORPORATION
Federal Funds

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

-858
763

5

5

230
496
-303
-518

100
303
-67

100
67
-101

-95

Budget authority (appropriation)

-565
858

-763
663

336

66

The Dairy Indemnity Program was authorized under 78
Stat. 508 in 1964, and has been extended through September
30, 1990, by the Food Security Act of 1985 (Public Law 99198). Payments are made to farmers and manufacturers who
are directed to remove their milk or milk products from commercial markets because they contain residues of: chemicals
that have been registered and approved for use by the Federal
Government; other chemicals; nuclear radiation; or nuclear
fallout. The authority also provides that indemnification may
be paid for cows producing such milk.
In 1990, an estimated $336 thousand will be paid to producers and manufacturers who file claims under the program.
Due to the emergency nature of this program, funding is
requested as needs arise. Since sufficient carryover funds are
available to operate a program in a normal year, the 1991
budget requests no additional funding for this program.
FORESTRY INCENTIVES

Under the 1990 program, cost-sharing will be provided to
farmers for planting trees on 165,000 acres and improving the
timberstand on 35,000 acres of forest.
The 1991 program will provide cost-sharing for tree planting on 159,300 acres and timberstand improvement on 33,650
acres.
CORPORATIONS

The following corporations and agencies are hereby authorized to make expenditures, within the limits of funds and
borrowing authority available to each such corporation or
agency and in accord with law, and to make contracts and
commitments without regard to fiscal year limitations as provided by section 104 of the Government Corporation Control
Act, as amended, as may be necessary in carrying out the
programs set forth in the budget for the current fiscal year
for such corporation or agency, except as hereinafter provided:
FEDERAL CROP INSURANCE CORPORATION
Federal Funds
General and special funds:
ADMINISTRATIVE A N D OPERATING

PROGRAM

Program and Financing (in thousands of dollars)

Identification code

Program and Financing (in thousands of dollars)
12-3336-0-1-302

10.00

Program by activities:
Total obligations (object class 41.0)

17.00
21.40
24.40

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

40.00

Budget authority (appropriation)

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

Outlays

1989 actual

1990 est.

12,295

14,517

-163
-1,757
2,071

1991 est.

-2,071

12,446

1989 actual

12-2707-0-1-351

Program by activities:
00.01 Underwriting, actuarial, and program development
00.02 Reinsured companies
00.03 Agency sales and service agreements and loss adjustment contracts
00.04 Program administration
00.05 Program management and administrative support
00.06 Other expenses
10.00

1990 est.

1991 est.

14,934
154,992

15,821
218,023

18,975
4,946
24,065
600

20,281
3,488
28,999
900

47,265
3,689
29,631

201,092

Total obligations

Financing:
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

12,723
139,783

223,594

314,429

12,446

12,446

12,446

12,295
18,613
-17,352
-163

14,517
17,352
-19,444

12,446
19,444
-18,979

39.00

Budget authority

201,992

222,694

314,429

13,393

12,425

12,911

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

201,992

225,626
-2,932

314,429

This program was authorized by the Cooperative Forestry
Assistance Act of 1978 (16 U.S.C. 2101). The objectives of the
program are to bring private, nonindustrial forest land under
intensified management, to increase timber production, to
ensure adequate supplies of timber products, and to enhance
other forest resources.
The Forestry Incentives Program shares up to 65 percent of
the cost of tree planting and timberstand improvement. The
percentage cost-shared depends on the rate set in a particular
State and county by the Agricultural Stabilization and Conservation Committee, after consulting with the State forester.
The program is available in designated counties based on a
Forest Service survey of total eligible private timberland
available for production of timber products. The program is
administered by ASCS. Technical assistance is provided by
Forest Service.



EXPENSES

For administrative and operating expenses, as authorized by the
Federal Crop Insurance Act, as amended (7 U.S.C. 1516),
[$225,626,000] $314429,000: Provided, That not to exceed $700 shall
be available for official reception and representation expenses, as
authorized by 7 U.S.C. 1506(i). (Rural Development, Agriculture, and
Related Agencies Appropriations Act, 1990.)

For necessary expenses, not otherwise provided for, to carry out the
program of forestry incentives, as authorized in the Cooperative Forestry Assistance Act of 1978 (16 U.S.C. 2101), including technical
assistance and related expenses, $12,446,000, to remain available until
expended, as authorized by that Act. (Rural Development, Agriculture,
and Related Agencies Appropriations Act, 1990.)

Identification code

a
aq^
A - 4 0 1

900

-900

43.00

Appropriation (adjusted)

201,992

222,694

314,429

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

201,092
88,166
-67,175
4,331

223,594
67,175
-107,184

314,429
107,184
-148,968

226,414

183,585

272,645

90.00

Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1989 actual
201,992
226,414

1990 est.
222,694
183,585

1991 est.
314,429
272,645
-241,576
-130,865

A-462

BKSNCE

THE BUDGET FOR FISCAL YEAR 1991

CORPORATION—Continued
00.03

General and special funds—Continued

Agency sales and service agreement and loss adjustment
contracts

ADMINISTRATIVE AND OPERATING EXPENSES—Continued
10.00

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS—Continued

201,992
226,414

222,694
183,585

72,853
141,780

This appropriation finances the administrative and operating expenses of the Corporation to provide funds to establish
and maintain rates and coverages for 21,300 county programs
in over 3,000 counties.
The major portion of administrative and operating expenses
is to support delivery systems that rely heavily on the private
sector as provided by the Federal Crop Insurance Act of 1980
under section 507(c). The delivery systems are:
(a) Reinsured companies that enable insurance companies
to provide the insurance marketing, distribution, servicing,
training, quality control, and loss adjustment functions. The
companies also share with the Federal Crop Insurance Corporation, to a limited extent, in both profits and losses; and
(b) Agency sales and service agreement, also known as the
"master marketing agreement." Under this type of agreement, private insurance companies and associations are offered the opportunity to contract with FCIC to provide insurance sales and services. They are compensated on a commission basis.
In addition, in areas where an adequate private sales and
service force is not available, FCIC may ask other USDA
agencies to sell and service multiple peril crop insurance
through existing county offices.
Legislation will be proposed to eliminate the FCIC in 1991.
Currently the Corporation projects the same level of business
in 1991 as the 1990 estimate.
Object Classification (in thousands of dollars)
Identification code 1 2 - 2 7 0 7 - 0 - 1 - 3 5 1

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities
Interest and dividends

99.9

1990 est.

1991 est.

23,583
2,349
2,080

27,209
2,710
346

28,569
2,846
363

28,012
5,311
138
2,577
364
400
3,250
378
158,930
545
1,167
15
5

30,265
6,192
65
3,622
553
500
4,110
831
174,580
760
2,110
2
4

31,778
6,502
89
3,910
597
539
4,438
897
264,178
820
675
4
2

201,092

Total obligations

-241,576

Total obligations (object class 25.0)

Financing:
40.00 Budget authority (appropriation)

[in thousands of dollars]

Total:
Budget authority..
Outlays

-23,553

223,594

314,429

-241,576

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

-241,576
110,711

71.00
74.40
90.00

-130,865

Outlays

Legislation will be proposed to eliminate the Federal Crop
Insurance Corporation, effective with the 1991 crop year. The
proposed legislation will request sufficient funding to cover
prior year obligations and 1991 administrative costs for program elimination.
Public enterprise funds:
FEDERAL CROP INSURANCE CORPORATION FUND

For payments as authorized by section 508(b) of the Federal Crop
Insurance Act, as amended, [$162,939,000] $286,693,000, of which
[$28,862,000] $117,368,000 is to reimburse the Federal Crop Insurance Corporation Fund for agents' commission and loss adjustment
obligations incurred during prior years, but not previously reimbursed, as provided for under the provisions of section 516(a) of the
Act. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 4 0 8 5 - 0 - 3 - 3 5 1

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Indemnities
00.02
Other expenses
01.01 Reinsurance losses, net

184,209
148,600
1,134,986

129,675
77,516
867,825

131,541
1,313
880,314

10.00

1,467,795

1,075,016

1,013,168

-579,950
-402,719

-504,375

-504,904

-358,545

-385,419

-127,717

-400,000

-150,000

-299,000

385,419

127,717

205,146

112,000

162,939

286,693

887,845
1,001,934
-610,049
-402,719

570,641
610,049
-183,434

508,264
183,434
-152,869

877,012

997,255

538,829

Total obligations

Financing:
Offsetting collections from: Non-Federal sources.
Recovery of prior year obligations
Unobligated balance available, start of year:
Fund balance
22.90 Unobligated balance transferred, net: Fund balance
24.90 Unobligated balance available, end of year: Fund
balance

14.00
17 00
21.90

40.00
71.00
72.40
74.40
78.00
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

[in thousands of dollars]

760

760

760

865
10

865
10

865
10

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1989 actual
112,000
877,012

1990 est.
162,939
997,255

1991 est.

286,693
538,829
-286,693
-250,526

ADMINISTRATIVE AND OPERATING EXPENSES

Total:
Budget authority
Outlays

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 7 0 7 - 2 - 1 - 3 5 1

00.02

Program by activities:
Reinsured companies...




1989 actual

1990 est.

1991 est.

-218,023

112,000
877,012

162,939
997,255

288,303

The Federal Crop Insurance Corporation, a wholly owned
Government corporation, was created on February 16, 1938 (7
U.S.C. 1501-1520), to carry out the provisions of the Federal
Crop Insurance Act, as amended. The purpose of this Act is to

DEPARTMENT OF AGRICULTURE

FEDERAL

promote the national welfare by improving the economic stability of agriculture through a sound system of crop insurance, and to provide the means for the research and experience helpful in devising and establishing such insurance.
Crop insurance offered to agricultural producers by the Corporation provides protection from losses caused by natural
hazards, such as insect and wildlife damage, plant diseases,
fire, drought, flood, wind, and other weather conditions. It
does not indemnify producers for losses resulting from negligence or failure to observe good farming practices.
Budget program.—The program for crop year 1990 will provide crop insurance protection to farmers amounting to approximately $10.9. billion on the following commodities: Almonds, apples, barley, beans (dry and C&P), citrus, citrus
trees, corn, cotton, ELS cotton, cranberries, figs, flax, forage
production, forage seeding, grain sorghum, grapes, table
grapes, hybrid seeding, macadamia nuts, macadamia trees,
nursery stock, oats, onions, peaches, peanuts, pears, peas (dry
and green), peppers, popcorn, potatoes, prevented planting,
prunes, raisins, rice, rye, safflower, soybeans, stonefruit (CA
only—apricots, nectarines and peaches), sugar beets, sugarcane, sunflowers, C&P sweet corn, sweet corn (fresh), tobacco,
tomatoes (fre&h), C&P tomatoes, walnuts, and wheat.
The 1989 appropriation provided sufficient funding for crop
year 1989 to insure 99.9 million acres with an estimated
$800.0 million in total premium income, including $200.0 million in premium subsidy.
Legislation will be proposed to eliminate the Federal Crop
Insurance Corporation in 1991. The following table compares
the scope of the insurance operations planned for 1990 and
projected for 1991, as compared with 1989. Amounts in the
1989 column are as of September 30, 1989, and pertain to the
1989 crop year.
The Corporation's budget is presented in accordance with
generally accepted accounting principles, the Financial Accounting Standards Board (FASB) Statement No. 60, "Accounting and Reporting by Insurance Enterprises," and Statement No. 5, "Accounting for Contingencies."
1989
crop year
estimate

1990
crop year
estimate

1991
crop year
estimate

50
3,019
13,320,350
99,875

50
3,019
10,873,908
81,149

50
3,019
11,330,612
81,149

Farmers premium (thousands)1

600,000

487,500

507,975

Premium subsidy (thousands)1

200,000

162,500

169,325

Number of States
Number of counties
Insurance in force (thousands)
Insured acreage (thousands)

Total premium (thousands)1
Indemnities (thousands)1
Loss ratio

800,000

650,000

677,300

1,360,000
1.7

975,000
1.5

1,015,950
1.5

1 Includes amounts that will appear on the books of the reinsured companies. The Corporation records will only reflect the
net reinsurance income and net reinsurance loss.

C 0 NU A C
RP , S R N E

SSttil!

exclusion or State agency subsidy) on any coverage, under the
Corporation's policy of insurance of up to a maximum of 65
percent of the recorded or appraised average yield, as adjusted.
In 1989, the Corporation received a transfer of $400 million
from the Commodity Credit Corporation as a reserve against
heavy losses in crop years 1988 and 1989.
PREMIUM AND SUBSIDY
[In thousands of dollars]
1989
crop year

1

Total premiums
Indemnities
(Government operations)
(Reinsurance operations)

1

estimate

487,500
(63,375)
(424,125)
162,500
(21,125)
(141,375)

507,975
(66,037)
(441,938)
169,325
(22,012)
(147,313)

650,000

677,300

1,360,000
(176,800)
(1,183,200)

1

estimate

600,000
(78,000)
(522,000)
200,000
(26,000)
(174,000)
800,000

Producer premium
(Government operations)
(Reinsurance operations)
Amount of subsidies
(Government operations)
(Reinsurance operations)

1991
crop year

actual

Premiums:

1990
crop year

975,000
(126,750)
(848,250)

1,015,950
(132,074)
(883,876)

1 These amounts will appear on the books of the reinsured companies. The Corporation records will only reflect the net
reinsurance income and net reinsurance losses.

The annual appropriation for the administrative and operating expenses of the Corporation is presented earlier in the
budget.
Operating results and financial condition.—As of September
30, 1989, the Corporation reflected a deficit of $3,392.0 million.
This compares with a deficit of $2,504.1 million at September
30, 1988.
For crop years 1948 through 1988, indemnities ($4,888.2 million) exceeded premium income ($3,130.6 million) by $1,757.6
million; the loss ratio for the period was 1.56. Indemnity costs
exceeded premiums in 23 of the 40 years.
The following table summarizes the insurance operations
for 1989, 1990 and 1991:
NET INCOME OR LOSS ( - ) ON INSURANCE OPERATIONS
[In thousands of dollars]
1989 fiscal
year
actual

1990 fiscal

1991 fiscal

Premiums over indemnities
(Premium subsidy expenses—non-add)
Interest expense
Administrative expenses
Other income or expense, net ( - )
Reinsurance underwriting gain ( + ) or loss ( - )
Premium subsidy expense—reinsurance (non add)

-110,710
(24,500)
3,999
-147,130
15,142
- 649,146
(161,930)

-64,106
(21,856)

-65,904
(21,880)

— 76^205
-1,311
-429,019
(146,267)

-1,313
-441,047
(146,407)

Net income or loss ( - )

- 887,845

-570,641

-508,264

Financing.—The Corporation is authorized under the Federal Crop Insurance Act, as amended, to use funds from the
Revenue and Expense (in thousands of dollars)
issuance of capital stock which provides working capital for
1989 actual
1990 est.
the Corporation.
Receipts, which are for deposit to this fund, come mainly Revenue
579,950
504,375
from premiums paid by farmers. The principal payments from Expense
1,467,795
1,075,016
this fund are for indemnities to insured farmers, the direct
Net income or loss ( - ) for the year
- 887,845 - 570,641
cost of adjusting crop losses, and agents' commissions. However, an appropriation will be requested in subsequent years for
payments made from premium income used for loss adjustFinancial Condition (in thousands of dollars)
ment costs and/or agents' commissions as provided by section
1990 est.
1 actual
1989 actual
516(a) of the Federal Crop Insurance Act, as amended.
Premium subsidies are authorized by section 508(b) of the
Federal Crop Insurance Act, as amended. The purpose of the Assets: assets:
Selected
subsidy is to encourage the broadest possible participation of
Treasury balance
1,360,479
995,467
314,991
farm producers in the crop insurance program. Subsidies are
Accounts receivable, net
689,860
618,325
526,554
paid by the Corporation based upon 30 percent of each proTotal assets
2,050,339
1,613,792
841,545
ducer's premium (reduced, where applicable, for hail and fire



A-463

504,904
1,013,168
- 508,264

1991 est.

362,855
504,829
867,685

A-464

SK«KrCE

THE BUDGET FOR FISCAL YEAR 1991

CORPORATION—Continued

Public enterprise funds—Continued

Object Classification (in thousands of dollars)

FEDERAL CROP INSURANCE CORPORATION FUND—Continued

1989 actual

Identification code 12-4085-2-3-351

1990 est.

1991 est.

Financial Condition (in thousands of dollars)—Continued
1988 actual
Liabilities:
Selected liabilities:
Accounts payable and accrued liabilities
Deferred credits
Provisions for surety losses and other.

1989 actual

1990 est.

1991 est.

99.9

Government equity:
Selected equities:
Non-interest-bearing capital
Paid-in capital
Appropriation (Treasury borrowing)
Appropriation (premium subsidy)....
Appropriation (master marketing
expenses)
Appropriation (loss adjustment)
Appropriation (reinsurance loss adjustment)
Transfer from Commodity Credit
Corp
Retained earnings
Total Government equity

1,282,984
49,280
75

1,228,298
43,264
75

713,757
43,260
75

1,271,637

757,092

500,000
39,978
113,000
866,604

500,000
39,978
113,000
978,604

500,000
39,978
113,000
1,112,681

Federal Funds

500,000
39,978
113,000
1,282,006

47,909
4,632

47,909
4,632

63,301
4,632

80,923
4,632

13,470

113,216

1,650,000
-2,504,123

2,050,000
-3,391,968

2,200,000
-3,962,609

2,500,000
-4,470,873

718,000

342,155

84,453

162,882

1

Object Classification (in thousands of dollars)
Identification code 12-4085-0-3-351

99.9

COMMODITY CREDIT CORPORATION
General and special funds:

Reflects long-term notes payable to Treasury for borrowing. Includes $113 million Treasury borrowing in 1985. Also
includes $150 million CCC borrowing in 1990, which has been added to the unobligated balance.

42.0
42.0

Other services:
Master marketing expenses
Loss adjustment cost
Reinsurance loss adjustment
Insurance claims and indemnities:
Government operations
Reinsurance
Total obligations

1989 actual

1990 est.

1991 est.

20,800
8,593
117,737

16,900
5,062
54,243

185,679
1,134,986

130,986
867,825

132,854
880,314

1,467,795

1,075,016

FEDERAL CROP INSURANCE CORPORATION

Program and Financing (in thousands of dollars)
Identification code 12-4085-2-3-351

COMMODITY CREDIT CORPORATION
REIMBURSEMENT FOR NET REALIZED LOSSES

For fiscal year [1990] 1991, such sums as may be necessary to
reimburse the Commodity Credit Corporation for net realized losses
sustained, but not previously reimbursed [(estimated to be
$4,800,000,000 in the President's fiscal year 1990 Budget Request (H.
Doc. 101-4)), but not to exceed $4,233,000,000], pursuant to section 2
of the Act of August 17, 1961, as amended (15 U.S.C. 713a-ll).
[Such funds are appropriated to reimburse the Corporation to
restore losses incurred during prior fiscal years. Such losses for fiscal
years 1988 and 1989 include $1,969,000,000 in connection with carrying out the Export Enhancement Program (EEP), $264,000,000 in
connection with carrying out the Targeted Export Assistance Program (TEA), $1,500,000,000 in connection with carrying out the
Federal Crop Insurance Program, and $31,831,000,000 in connection
with carrying out the commodity programs.]
SHORT-TERM EXPORT CREDIT

The Commodity Credit Corporation shall make available not [less]
more than $5,000,000,000 in credit guarantees under its export credit
guarantee program for short-term credit extended to finance the
export sales of United States agricultural commodities and the products thereof, as authorized by section 1125(b) of the Food Security Act
of 1985 (Public Law 99-198).

1,013,168

(Proposed for later transmittal, proposed legislation)

1989 actual

1990 est.

1991 est.

INTERMEDIATE EXPORT CREDIT

The Commodity Credit Corporation shall make available not [less]
more than $500,000,000 in credit guarantees under its export guarantee program for intermediate-term credit extended to finance the
export sales of United States agricultural commodities and the products thereof, as authorized by section 1131(3XB) of the Food Security
Act of 1985 (Public Law 99-198). (Rural Development, Agriculture, and
Related Agencies Appropriations Act, 1990.)
REIMBURSEMENT TO COMMODITY CREDIT CORPORATION, NATIONAL
WOOL ACT

Program by activities:
Operating expenses:
00.01
Indemnities
00.02
Other expenses
01.01 Reinsurance losses, net

-118,866
-1,313
-795,489

10.00

-915,668

14.00
22.90
24.90
40.00

Total obligations
Financing:
Offsetting collections from: Non-Federal sources
Unobligated balance transferred, net: Fund balance
Unobligated balance available, end of year: Fund balance.
Budget authority (appropriation)

COMMODITY CREDIT CORPORATION FUND
Program and Financing (in thousands of dollars)
Identification code 12-4336-0-3-351

-286,693

-483,889
233,363

90.00

-250,526

The budget proposes to eliminate the Federal Crop Insurance Corporation, effective with the 1991 crop year. Under
this proposal, premium subsidy appropriations would not be
required and net indemnities would include only those deferred
in crop year 1990.



Public enterprise funds:

431,779
250,000
-52,804

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.10 Receivables in excess of obligations, end of year
Outlays

-915,668

704,803

1

25.0
25.0
25.0

-120,179
-795,489

Total obligations

661,468
43,260
75

1,332,339

Total liabilities

Insurance claims and indemnities:
Government operations
Reinsurance

42.0
42.0

1989 actual

1990 est.

1991 est.

Program by activities:
Support and related programs:

00.01
00.02
00.03
00.05
00.06
00.07
00.08
00.09

00.11
00.12
00.14

Commodity purchases and related inventory acquisitions
Storage, transportation, and other obligations not included above
Producer storage payments
Direct producer payments:
Feed grains
Wheat
Rice
Cotton
Dairy
Crop disaster
Livestock assistance
Operating expenses

2,146,384

1,219,712

1,331,141

988,831
481,794

575,344
291,855

613,464
70,020

5,034,964
626,725
482,136
356,382
168,240
3,385,946
532,579
629,243

3,714,935
1,671,807
563,026
453,993
178,309
6,000
90,343
635,799

6,441,500
2,513,000
630,000
546,000
106,085
643,191

COMMODITY CREDIT CORPORATION-Continued
Federal Funds—Continued

DEPARTMENT OF AGRICULTURE

00.15
0016

Interest expenses:
Treasury
Other

77.00

976,294
33,251

569,826

551,915

9,970,949

13,446,316

00.91

Total operating expenses

15,842,769

01 01
01.02
01.03
01.04

Capital investment:
Direct loans:
Storage facility
Commodity
Guarantee claims
Purchase of administrative equipment

189
7,067,551
4,437
19,503

6,632,574
251,344
40,500

7,262,362
191,910
42,100

01.91

Total capital investment

7,091,680

6,924,418

7,496,372

01.92

Total support and related programs-

22,934,449

16,895,367

20,942,688

02.01
02.02
02.03
02.04
02.05

Special activities:
Operating expenses:
Commodities transferred from support program and commodities procured (P.L.
480 Title II Commodity Costs)
Interest (Wool program)
Conservation reserve program payments
Wool program and operating expenses
Other P.L. 480 operating expenses

02.91

Total special activities

10.00

Total obligations

Financing:
Offsetting collections from:
Federal funds:
Supports and related programs:
11.00
Sales to special activities
11.00
Interest revenue
11.00
Other revenue
Special activities:
11.00
Reimbursements received (P.L. 480
foreign currency sales proceeds)
11.00
Advance from foreign assistance programs (P.L. 480)
11.00
Advance from conservation reserve program
Non-Federal sources (62 Stat. 1070):
Supports and related programs:
14.00
Sales and other proceeds
14.00
Interest revenue
14.00
Other revenue
14.00
Realization of assets
14.00
Loans repaid
Repayments by importers:
14.00
Short-term export credit sales program.
14.00
Export guarantee program
14.00
Interest revenue
Special activities:
14.00
Non-Federal sources (62 Stat. 1070):
P.L. 480 Long-term credit repayments
22.90 Unobligated balance transferred, net: Fund balance

90.00

Total:
Budget authority
Outlays
597,651
3,868
1,727,539
89,617
1,020,847

474,720
3,591
1,010,978
117,725
1,046,842

417,140
3,104
1,878,038
117,125
1,045,860

3,439,522

2,653,856

3,461,267

26,373,971

19,549,223

24,403,955

-597,651
-3,868
-1,799

-474,720
-4,053
-1,925

-417,140
-3,501
-1,925

Identification code

-1,750,000
-1,500,000
12,246,162
10,582,265

9,232,768
8,372,913

11,455,751
10,370,021

12-4336-0-3-351

1989 actual

1990 est.

1991 est.

-50,000

-1,098,100

-978,221

-897,853

-1,727,539

-1,010,978

-1,878,038

-459,488
-400,035
-37,929
362
-9,432,249

-526,427
-215,163
-3,022
-250
-6,603,471

-320,871
-202,223
-3,433
-250
-7,020,267

-961
-70,591
-243,263

-34,739
-79,974
-189,112

-45,714
-44,501
-227,488

-383,748

-344,000

-384,000

865,151
-34,739
58,701

889,113
-45,714
43,999

1290

-77,525

732,538
-961
133,574
865,151

19,113

887,398

Position with respect to appropriations act
limitation on obligations:
1131 Direct loan obligations exempt from limitation....

7,067,551

6,632,574

7,262,362

Total direct loan obligations..,

7,067,551

6,632,574

7,262,362

8,329,106
7,067,551
-9,420,929

4,908,151
6,632,574
-6,591,660

4,021,519
7,262,362
-7,018,599

-6,573
-1,061,004

-927,546

-1,303,201

4,908,151

4,021,519

2,962,081

1150

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1231 Disbursements: Direct loan disbursements
1251 Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net/1/
1290

STORAGE FACILITY LOANS

Budget authority:
Current: Support and related programs-.
40.00
Appropriation
40.47
Portion applied to debt reduction

8,828,286
-8,828,286

4,233,000
-4,233,000

6,100,000
-6,100,000

1210
1231
1251
1290

93,485
9,139,283

121,316
13,084,435

11,686,977
93,485
59,125

8,762,511
121,316
199,341

12,655,375
120,229
131,147

18,241,534
-476,013

16,293,989
-334,879

17,004,244
-334,879

-16,293,989
334,879

-17,004,244
334,879

-18,040,974
334,879

Outstanding, end of year

Position with respect to appropriations act
limitation on obligations:
1111 Limitation on direct loans
1131 Direct loan obligations exempt from limitation....
1150

4,527
12,241,635

Outstanding, end of year..
COMMODITY LOANS

13,205,751




1991 est.

13,205,751
11,870,021

SHORT AND MEDIUM TERM LOANS

9,232,768

Relation of obligations to outlays:
Obligations incurred, net:
71.00
Support and related programs
71.00
National Wool Act
71.00
P.L. 480
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.47
Authority to borrow
74.90
Fund balance

1989 actual 1990 est.
9,232,768
12,246,162
8,372,913
10,582,265

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1251 Repayments: Repayments and prepayments
1261 Adjustments: Capitalized interest

299,000

67.10

11,870,021

Status of Direct Loans (in thousands of dollars)

149,600

60.00

8,372,913

[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

406,575

Appropriation (adjusted)
Permanent:
Appropriation: Reimbursement to Commodity Credit Corporation, National
Wool Act (indefinite) (special fund)
Authority to borrow (15 U.S.C. 713a-4)...

10,582,265

Total outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

12,246,162

43.00

-3,063,733

Adjustments in expired accounts..

Note—Contingent liabilities, commitments, and other obligations do not become charges against the statutory borrowing
authority until they result in borrowing from Treasury.

Budget authority

39.00

A-465

Total direct loan obligations...
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Outstanding, end of year..

189

24,610
189
-11,320

13,479

1,668

-Tuii

— 1,668

13,479

1,668

2,912,481
4,437

3,118,410
251,344

3,481,963
191,910

-67,976
-2,615
272,083

-79,974

-44,501

192,183

145,065

3,118,410

3,481,963

3,774,437

EXPORT GUARANTEE CLAIMS
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1232 Disbursements for guaranteed loan claims
Repayments:
1251
Repayments and prepayments
1252
Repayments of defaulted guaranteed loans
1261 Adjustments: Capitalized interest
1290

Outstanding, end of year

1 This entry includes commodities received as the result of loan forfeitures valued at $1.1, $.9, and $1.3 billion for fiscal
years 1989 through 1991, respectively. It also includes adjustments for loans to peanut associations.

A-466

^I 0D FU^LU C ED 0RTOM,0N "^ NTINUED

the budget for fiscal year

Public enterprise funds—Continued

1991 estmate [In thousands of dollars]

COMMODITY CREDIT CORPORATION FUND—Continued

Gross
obligations

Net outlays

Net realized
loss for year

1989 actual

1990 est.

1991 est.

CCC EXPORT GUARANTEE PROGRAM
Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans made by private
lenders
2131 Guaranteed loan commitments exempt from limitation

3,217,734

5,500,000

2150

3,217,734

5,500,000

5,500,000

4,918,973

7,239,585
5,500,000
-3,348,452

5,500,000
-3,677,551

-4,116

-220,846

-166,540

7,239,585

9,170,287

10,826,196

7,094,793

8,986,881

10,609,672

-42,410
3,094

212
6,441,500
2,513,000
630,000
546,000
106,085
1,970,373

5,314,163
2,062,000
570,900
503,400
106,085
814,411

6,441,500
2,513,000
630,000
546,000
106,085
2,962,000

551,915
729,331

262,010
1,223,723

118,703
545,944

11,618,645

13,823,916

191,910
7,262,362

9,170,287

3,749,243
-1,424,515

Short-term and
Export Guarantee
Commodity loans
Storage facilities
Supply
Feed grain pa]
Wheat payments..
Rice payments
Cotton paymentsDairy
Other support and
Other items not c
Interest
All other

-45,714
104,999
704,336
-1,668

20,942,688

Status of Guaranteed Loans (in thousands of dollars)
Identification code 1 2 - 4 3 3 6 - 0 - 3 - 3 5 1

19
91

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans
2251 Repayments and prepayments
2261 Adjustments: Terminations for default that result
in direct loans

2210
2231

2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans
outstanding, end of year

5,500,000

MEMORANDUM

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

14.0
749,000

The Corporation was created to: stabilize, support, and protect farm income and prices; help maintain balanced and
adequate supplies of agricultural commodities, their products,
foods, feeds, and fibers; and help in their orderly distribution
(15 U.S.C. 714-714p). It may make available materials and
facilities required in connection with the production and marketing of agricultural commodities and it may be used to
administer and to temporarily finance numerous special activities.
The Corporation's capital stock of $100 million is held by
the United States Treasury. Under present law, up to $30
billion may be borrowed from the U.S. Treasury to finance
operations.
The 1991 estimate includes savings from improving the control and timing of disbursements and handling of cash collections as part of continuing budget management reforms. Current, indefinite appropriation authority is requested to cover
all net realized losses. Appropriations to the Corporation for
net realized losses have no effect on budget authority as they
are used to redeem debt directly with the Treasury.
Budget assumptions.—The following general assumptions
form the basis for the Corporation's 1990 and 1991 budget
estimates: (a) National income will rise both in 1990 and 1991
from the present level; (b) 1990 crop production will rise from
1989 crop levels; (c) generally, exports of agricultural commodities in 1991 are expected to be slightly higher than 1990
levels; (d) yields for the 1990 crops are based on recent averages adjusted for trend; (e) acreage allotments and marketing
quotas will be in effect for the 1990 crops of certain kinds of
tobacco; (f) poundage quotas will be in effect for the 1990 crop
of peanuts.
It is difficult to forecast with accuracy requirements for the
year ending September 30, 1991, since the projections are
subject to complex and unpredictable factors such as weather,
other factors which affect the volume of production of crops
not yet planted, feed and food needs here and overseas, and
available dollar exchange.
Appropriations are made to reimburse the Corporation for
net realized losses sustained in carrying out its operations:



PROGRAMS OF THE CORPORATION

Price support and related stabilization programs.—The Cor-

poration conducts programs to support farm income and
prices and stabilize the market for agricultural commodities.
Price support is provided to producers of agricultural commodities through loans, purchases, payments, and other
means. This is done mainly under the Commodity Credit Corporation Charter Act, as amended (15 U.S.C. 714 et seq.), the
Agricultural Act of 1949, as amended (7 U.S.C. 1421 et seq.),
and the Agricultural Adjustment Act of 1938, as amended (7
U.S.C. 1281 et seq.).
Price support is mandatory for the basic commodities—
corn, cotton, wheat, rice, peanuts, and tobacco. The Agricultural Act of 1949, as amended, also requires support of the
following nonbasic commodities: honey, milk, barley, oats, rye,
grain sorghum, sugar and soybeans. The National Wool Act of
1954, as amended (7 U.S.C. 1781-87), requires support for wool
and mohair. Support for other nonbasic commodities is discretionary. The support program may also include operations to
remove and dispose of surplus agricultural commodities in
order to stabilize prices at levels not in excess of those permissible by law.
The principal methods of providing support are loans to and
purchases from producers. With limited exceptions, loans
made on commodities are nonrecourse. The commodities serve
as collateral for the loan and on maturity the producer may
deliver or forfeit such collateral to satisfy the loan obligation
without further payment.
Direct purchases are also made from processors as well as
producers, depending on the commodity involved. Also, special
purchases are made under various laws for the removal of
surpluses; for example, the Act of August 19, 1958, as amended (7 U.S.C. 1431 note), and section 416 of the Agricultural
Act of 1949, as amended (7 U.S.C. 1431).
Set-aside program and acreage limitation program.—The

Agricultural Act of 1949, as amended, authorizes the Secretary to establish, through the Corporation, acreage limitation
programs for the 1986 through 1990 crops of upland cotton,
rice, and ELS cotton. In addition, the Secretary is authorized
to implement a set-aside or acreage limitation program for
the 1986 through 1990 crops of wheat and feed grains.
Land diversion payments.—Land diversion programs were
also required for certain crops in years prior to 1989.
Producer eligibility.—Producers of feed grains and wheat
must comply with acreage limitation provisions or acreage
set-aside provisions, and normal crop acreage (NCA) requirements, if in effect, in order to be eligible for price support
loans and purchases and deficiency payments. Producers of
rice must comply with acreage limitation provisions, if in
effect, in order to be eligible for price support loans and
purchases and deficiency payments. Producers of cotton must
comply with acreage limitation provisions, if in effect, in

DEPARTMENT OF AGRICULTURE

RD
T
C0MM0DITY C E I

SITu'n^SISS

A-467

order to be eligible for price support loans and deficiency and feed grains that provides 3-year extended loans to producpayments.
ers. Producers receive annual storage payments under the
Deficiency payments.—The Agricultural Act of 1949, as contract. Program provisions establish when interest is
amended, establishes: (1) minimum established "target" prices charged. Storage payments cease and producers may repay
for the 1986 through 1990 crops of the following commod- their loans when market prices reach the higher of 140 perities—wheat, corn, upland cotton, rice, and ELS cotton; (2) cent of the nonrecourse loan rate for the commodity or the
minimum price support loan and purchase levels for wheat, established price for the commodity.
feed grains, and rice; and (3) minimum price support loan
Dairy.—The Agricultural Act of 1949, as amended, provided
levels for upland cotton and ELS cotton. Deficiency payments for a revised dairy price support program. During the period
for each of the commodities are required when the target April 1, 1989, through June 30, 1989, the support price in
price for the commodity exceeds the national average market effect was increased by 50 cents per hundredweight. As of
price or the price support loan level, whichever is higher. The July 1, 1989, the support price was $10.60 again. The Secretarget prices for grain sorghum and oats and, if designated by tary may also, on January 1 of calendar year 1990, reduce the
the Secretary, barley, are established at a level which is fair support price in effect by 50 cents per hundredweight if estiand reasonable in relation to the target prices established for mates of CCC purchases of milk or milk products for the
corn. These payments may be paid by cash or on a non-cash twelve-month period beginning on such date is in excess of
basis, including payments in the form of commodities or com- five billion pounds milk equivalent. In addition, if the Secremodity certificates that may be exchanged for commodities tary estimates on January 1 in the calendar years 1989 and
owned by CCC.
1990 that the level of purchases of milk and milk products by
Disaster Assistance.—The Disaster Assistance Act of 1988, CCC for such calendar year will not exceed 2.5 billion pounds,
Public Law 100-387, provides assistance to producers who the Secretary must increase the support price in effect on
experienced livestock or crop losses on program and nonpro- such date by 50 cents per hundredweight. The Secretary was
gram crops in 1988 due to drought, hail, or excessive moisture required to provide for a reduction of 2V2 cents per hundredthat occurred in 1988. Assistance is also made available with weight in the support price received on all milk marketed for
commercial use by producers to be made during the period
respect to tree and forage losses.
The Disaster Assistance Act of 1989, Public Law 101-82, January 1, 1988 through December 31, 1988.
provides assistance to producers of program and nonprogram
Storage facilities.—Pursuant to sections 4(h) and 5(b) of the
crops for losses in 1989 due to adverse weather in 1988 and Commodity Credit Corporation Charter Act, as amended, the
1989 in much the same manner as the Disaster Assistance Act Corporation has authority to make secured loans for the purof 1988. Assistance is also made available to eligible orchard- chase, construction, or remodeling of facilities for storage and
ists and tree farmers.
care of commodities on the farm.
Marketing loan and certificate programs.—The Agricultural Payment limitations.—The Food Security Act of 1985, as
Act of 1949, as amended, authorizes a mandatory marketing amended, provides that the total amount of deficiency and
loan program for each of the 1986 through 1990 crops of rice land diversion payments, excluding any deficiency payment
and upland cotton and a discretionary marketing loan pro- received as the result of a reduction of the wheat or feed
gram for each of the 1986 through 1990 crops of wheat, feed grain price support loan level, that a person is entitled to
grains, and soybeans. Under a marketing loan program, a receive under one or more of the annual programs for feed
producer may repay a price support loan at a level that is grains, wheat, upland cotton, ELS cotton, and rice for each of
lower than the original loan rate. The Agricultural Act of the 1987 through 1990 crops of these commodities shall not
1949, as amended, also provides that the Secretary may allow exceed $50 thousand. For each of the 1987 through 1990 crops,
honey producers to repay price support loans at a level that is the total amount of: (1) deficiency payments, land diversion
lower than the original loan rate. The Agricultural Act of payments, disaster payments, loan deficiency payments, in1949, as amended, provided for payments, in the form of ventory reduction payments and gains realized from a marnegotiable marketing certificates, to persons holding free keting loan repayment with respect to wheat, feed grains,
stocks of upland cotton as of August 1, 1986, and to first upland cotton, ELS cotton, rice, and honey; and (2) gains
handlers of upland cotton (persons regularly engaged in realized by a producer from repaying a loan at less than the
buying or selling upland cotton). The Food Security Act of original loan level with respect to other commodities, that a
1985, as amended, provides for a marketing certificate pro- person shall be entitled to receive under one or more of the
gram for rice producers and sellers.
annual programs for such commodities shall not exceed $250
The following table itemizes CCC certificate payments by thousand, except as otherwise may be authorized by the Secprogram:
retary. Annual rental payments made under the Conservation
Reserve Program are limited to $50,000 per person. Combined
VALUE OF CCC CERTIFICATES ISSUED
disaster and emergency livestock payments made under the
[In thousands of dollars]
Disaster Assistance Act of 1988 or the Disaster Assistance Act
Item
1988 actual
1989 actual
1990 est.
1991 est.
of 1989 are limited to $100,000 per person, under each Act.
Deficiency payments
7,765,122
1,951,767
125,876
The total amount of benefits that a person may receive annuDiversion payments
692,740
20,015
11,317
ally under one or more of the emergency livestock assistance
Upland cotton loan deficiency
296
1,248
Upland cotton inventory protection
-2,630
3,953
programs is limited to $50,000. Payments under the Forage
Upland cotton first handler
4,833
-2,686
Assistance Program are limited to $3,500 per person and
Rice marketing
185
107
under the Tree Assistance Program to $25,000 per person.
Disaster certificates (1986)
9,874
796
Disaster certificates (1989)
17,974
994,730
Supply and foreign purchase.—The Corporation can procure
Export enhancement program
1,198,760
393,476
566,000
900,000
from domestic and foreign sources food, agricultural commodTargeted export assistance
104,195
122,349
200,000
200,000
ities, and products and related materials to supply the needs
Ethanol plant assistance
-709
-90
Conservation Reserve Program
759,067
-13,509
of Federal agencies, foreign governments, and private and
Emergency Feed Program
40,862
527
international relief agencies, under sections 5 (b) and (c) of the
Distress Commodity Program
36
108
Commodity Credit Corporation Charter Act, as amended.
Commodity export.—The Corporation promotes the export of
Total
10,572,631 2,496,035
1,897,923
1,100,000
agricultural commodities and products through sales for dolGrain reserves.— The Agricultural Act of 1949, as amended, lars or foreign currency, payments, extension of credit, asauthorizes a producer-owned grain reserve program for wheat sumption of certain risks, and conduct of other operations




A-468

^I0DFU^LUCED0RTOM,0N"^NTINUED

THE BUDGET FOR FISCAL YEAR 1991

Other data.—The following table reflects other data which
is applicable to price support and related programs:

P u b l i c e n t e r p r i s e funds—Continued
COMMODITY CREDIT CORPORATION FUND—Continued
PROGRAMS OF THE CORPORATION—Continued

DATA ON SUPPORT AND RELATED PROGRAMS

with respect to the exportation of commodities. Such commod[In thousands of dollars]
ities and products may be those held in private trade chanItem
1989 actual
1990 est
1991 est.
nels as well as those acquired by the Corporation. These pro- Loans made
7,067,740
6,632,574
7,262,362
9,432,249
6,603,471
7,020,267
grams are carried out under the Corporation's charter and Loans repaid
Loan collateral forfeited
1,054,809
923,046
1,300,107
other specific legislation.
Loans outstanding, end of year
4,921,630
4,023,187
2,962,081
Foreign donations.—Under the authority of section 416(b) of Acquisitions
3,201,193
2,142,758
2,631,248
the Agricultural Act of 1949, as amended, the Corporation Cost of commodities sold
4,209,764
2,330,113
1,682,493
808,268
680,738
594,434
may furnish eligible commodities for carrying out programs of Cost of commodities donated
of year
3,771,312
2,903,219
3,257,540
assistance in developing and friendly countries and may pay Inventory, end loans and inventory, end of year
Investment in
8,692,942
6,926,406
6,219,621
costs associated with making the commodities available. Such Direct producer payments
6,010,840
4,702,545
9,556,548
commodities may also be used to carry out the Food for Net expenditures
10,429,655
8,052,256 11,618,645
6,901,675
9,956,785 13,823,916
Progress Act of 1985 or furnished under title II of the Agricul- Realized losses
tural Trade Development Act of 1954, as amended.
Operating expenses.—The Corporation carries out its funcLoan operations.—The following table reflects commodity
tions through utilization of employees and facilities of other
and storage facility loan operations of the Corporation:
Government agencies. Administrative expenses are incurred
for the services of: the Agricultural Stabilization and Conser[In thousands of dollars]
vation Service; General Sales Manager; and other agencies of
Item
1989 actual
1990 est.
1991 est.
the Department engaged in the Corporation's activities; and
Loans outstanding, gross, start of year:
the General Accounting Office for audit. Additional expenses
Commodity Credit Corporation
8,353,716
4,921,630
4,023,187
are incurred for ASCS county offices for work related to proAdditional loans made
7,067,740
6,632,574
7,262,362
grams of the Corporation, other ASCS expenses offset by reveDeduct*
Loans repaid
-9,432,249 -6,603,471 -7,020,267
nue, custodian, and agency expenses of the Federal Reserve
Acquisition of loan collateral
-1,054,809 -923,046 -1,300,107
banks and lending agencies, and miscellaneous costs.
Write-offs
-12,768
-4,500
-3,094
Expenses are incurred for acquisition, operation, mainteTotal loans outstanding, gross, end of year
4,921,630
4,023,187
2,962,081
nance, improvement, or disposition of property that the Corporation owns or in which it has an interest. These expenses
Loans outstanding, gross, end of year:
are treated as program expenses. Such program expenses inCommodity Credit Corporation
4,921,630
4,023,187
2,962,081
clude inspection, classing and grading work performed on a
Allowance for losses
- 293,961 - 240,889 -177,429
fee basis by Federal employees or Federal- or State-licensed
Loans receivable, net (support and storage facilities)
4,627,669
3,782,298
2,784,652
inspectors; work relating to Commodity Credit Corporation
programs performed on a contract or fee basis by Agricultural
Inventory operations.—The following table reflects the in- Stabilization and Conservation Service; and special services
ventory operations applicable to the preceding programs:
performed by other Federal agencies within and outside this
Department. Most of these general expenses, including storAGRICULTURAL COMMODITIES
age and handling, transportation, inspection, classing and
grading, and producer storage payments, are included in pro[In thousands of dollars]
gram costs. They are shown in the program and financing
1989 actual
1990 est.
1991 est.
schedule in the entries entitled "Storage, transportation, and
On hand, start of year: gross
3,771,312
2,903,219
5,588,151
other obligations not included above," and "Producer storage
Acquisitions:
payments."
Forfeiture of loan collateral
1,300,107
1,054,809
923,046
The Corporation receives reimbursement for grain reqExcess of collateral acquired over loans canceled...
98,864
-62,982
70,277
Purchases
1,204,300
2,201,247
1,113,390
uisitioned pursuant to Public Law 87-152 (7 U.S.C. 447-449)
Transfers and exchanges, net
-24,161
by the States from Corporation stocks to feed resident wildlife
Carrying charges:
threatened with starvation through the appropriation reimCharges to inventory
36,045
27,977
32,280
bursement for net realized losses. There have been no requisiStorage and handling (non-add)
(393,386)
(424,292)
(586,399)
Transportation (non-add)
(35,561)
(37,507)
(40,648)
tions in recent years, however.
Total acquisitions

3,201,193

2,142,758

2,631,248

Dispositions:
Domestic donations to:
Families
Institutions
School lunch

141,644
152,072
225,610

130,174
149,516
192,636

105,086
158,513
230,157

519,326

472,326

493,756

288,942

208,412

100,678

597,651
2,952,293
659,820

441,219
1,530,801
358,093

417,140
897,231
368,122

Total domestic donations
Export donations
Sales and transfers:
Special programs: Title II, Public Law 480
Other sales
Net loss or gain ( - ) on sales and transfers..
Total sales and transfers

4,209,764

2,330,113

1,682,493

Total dispositions

5,018,032

3,010,851

2,276,927

On hand, end of year, gross
Allowance for losses

3,771,312
-803,875

2.903,219
-618,966

3,257,540
-694,508

On hand, end of year, net

2,967,437

2,284,253

2,563,032




SPECIAL ACTIVITIES

These activities are carried out under authority of section
5(g) of the Corporation's charter act and specific statutory
authorizations or directives with respect thereto that are currently in effect or which may subsequently be enacted.
A summary of such current activities not included under
other designated activities is as follows:
[In thousands of dollars]
Item

(1) Sale of agricultural commodities for foreign currencies
(2) Financing sales of agricultural commodities for convertible foreign currencies and for dollars on credit terms
(3) Commodities supplied in connection with dispositions abroad
(4) National Wool Act
(5) Conservation Reserve Program
Total

1991 estimate
Gross
obligations

Outlays
(reimbursable)

29,425

-20,575

787,575
646,000
120,229
1,878,038

403,575
646,000
120,229
1,991,500

3,461,267

3,140,729

RD
,
C0MM0D,TY C E T

DEPARTMENT OF AGRICULTURE

^X^Ts^SSS

A-469

The Corporation receives appropriations or reimbursement
for cost of these activities as described under each.
Activities currently being carried out are as follows (see
Foreign Assistance programs for details of items (1), (2), (3)
and (4) and see Conservation Reserve Program for details of
item (5)):
(1) Sale of agricultural commodities for foreign currencies

wool manufactures during the calendar year preceding the
fiscal year. However, for 1988, Congress appropriated specified
amounts for various activities of the Corporation in lieu of
providing reimbursement for the Corporation's losses. This
included $126,108,000 for the National Wool Act, which was
applied to 1988 expenditures to reduce the amount that was
appropriated under section 705 in 1989.

(2) Financing sales of agricultural commodities for convertible foreign currencies and for dollars on credit terms (titles I

FINANCING

(title I Public Law 480).

and III\ Public Law 480).

(3) Commodities supplied in connection with dispositions
Borrowing authority.—The Corporation has an authorized
abroad (title II, Public Law 480).
capital stock of $100 million held by the United States and,
(4) National Wool Act.—Under the National Wool Act of effective in 1988, authority to borrow up to $30 billion.
1954, as amended, support of wool and mohair prices is manFunds are borrowed from Treasury and may also be bordatory. The Corporation makes payments to producers in rowed from private lending agencies and others. The Corporaorder to bring the national average price received by all pro- tion reserves a sufficient amount of its borrowing authority to
ducers up to the support price required under the act.
purchase at any time all notes and other obligations evidenc(5) Conservation Reserve Program.—The Food Security Act ing loans made by such agencies and others. All bonds, notes,
of 1985, as amended, provides that the Secretary shall carry debentures, and similar obligations issued by the Corporation
out a Conservation Reserve Program by entering into 10- to
15-year contracts with owners and operators of highly erodi- are subject to approval by the Secretary of the Treasury as
ble cropland to assist them in conserving and using the soil required by the Act of March 8, 1938 (15 U.S.C. 713a-4).
Interest on borrowings from the Treasury (and on capital
and water resources of their farms. In return for placing land
in the reserve, farmers receive cost-share and rental pay- stock) is paid at a rate based upon the average interest rate of
ments, as well as technical assistance from USDA agencies. all outstanding marketable obligations (of comparable maturiBeginning in 1988, a separate appropriation for advance to ty date) of the United States as of the preceding month.
Interest is also paid on other notes and obligations at a rate
CCC was provided to carry out the program.
prescribed by the Corporation and approved by the Secretary
COST OF THE NATIONAL WOOL ACT
of Treasury.
[In thousands of dollars]
The Department of Agriculture and Related Agencies ApItem
1989 actual
1990 est.
1991 est.
propriation Act, 1966, made provision for terminating interest
Marketings on which payments made:
after June 30, 1964 on the portion of the Corporation's borShorn wool (thousand pounds)
84,800
87,400
86,600
Unshorn lambs (thousands cwts)
4,700
4,700
4,700
rowings from the Treasury equal to the unreimbursed realMohair (thousand pounds)
17,322
16,900
14,600
ized losses recorded on the books of the Corporation after the
end of the fiscal year in which such losses are realized.
Amount of payments:
Shorn wool
Unshorn lambs
Mohair
Promotional and advertising program1 (non-add)

32,306
7,091
48,421
(6,257)

54,200
11,700
49,900
(7,414)

62,400
13,500
39,300
(7,266)

87,818

115,800

115,200

Administrative expense
Interest expense

1,799
3,868

1,925
3,591

1,925
3,104

Total

93,485

121,316

120,229

Total payments

1

Deductions from producer payments for promotional advertising and selected marketing development activities.

POSITION WITH RESPECT TO BORROWING AUTHORITY, END OF YEAR
[In thousands of dollars]
Item

Statutory borrowing authority
Deduct: Borrowings from Treasury
Net statutory borrowing authority available

1989 actual

1990 est.

1991 est.

30,000,000
13,706,011
16,293,989

30,000,000
18,656,383
11,343,617

30,000,000
24,979,656
5,020,344

Note—Accounts payable, accrued liabilities and other outstanding obligations not reflected on this table do not become
charges against the statutory borrowing authority until they result in borrowings from the Treasury.

Contract authority.—Price support and other programs required by statute may result in the Corporation incurring
obligations in excess of available funds and borrowing authority. Such obligations are liquidated from subsequent appropriations and other funds that may become available to the
Corporation. Any increase in obligations in excess of available
fund resources is reported as contract authority in the year
involved; a decrease is reported as the application of appro[In thousands of dollars]
priations and other funds to liquidate the authority.
Item
1990 est.
1991 est.
Appropriations.—Under section 2 of Public Law 87-155 (15
70% of customs receipts on wool and wool manufactures, cumuU.S.C. 713a-ll), annual appropriations are authorized for
lative from Jan. 1,1953, to end of preceding calendar year
4,367,696
4,676,131 4,988,066
Cumulative incentive payments on marketings to end of preceding
each fiscal year to reimburse the Corporation for net realized
calendar year
1,888,428
2,004,228
2,119,428
losses incurred as of the close of each year. However, for 1988,
Congress appropriated specified amounts for various activities
Balance of limitation available for payments in succeedof the Corporation in lieu of providing reimbursement for the
ing marketing years
2,479,268
2,671,903
2,868,638
Corporation's losses.
The special activities are financed as indicated in the proFunds of the Corporation are used to carry on this program.
For the purpose of reimbursing the Corporation, section 705 of gram descriptions above. In addition to certain reimbursethe act appropriates each fiscal year an amount equal to ments from other agencies, appropriations are made for the
amounts expended by the Corporation during the preceding National Wool Act (see above), foreign assistance programs,
year and to amounts expended in prior fiscal years not previ- and the Conservation Reserve Program.
ously reimbursed, but not to exceed an amount equal to 70
Deficit.—The net realized losses of the Corporation have
percent of the gross receipts from duties collected on wool and previously been reimbursed as follows:

Total payments made under the National Wool Act cannot
at any time exceed an amount equal to 70 percent of the
accumulated totals, as of the same date, of the gross receipts
from import duties collected on and after January 1, 1953, on
wool and wool manufactures. Actual or estimated payments
compared with this limitation are as follows:




A-470

S0?^s-KuCed0RP0WT,0N^ntinud

t h e b u d g e t f o r f i s c a l y e a r 1991

Public enterprise funds—Continued

Special activities:
Revenue
Received from appropriations: Decrease in unearned
receipts

COMMODITY CREDIT CORPORATION FUND—Continued
PROGRAMS OF THE CORPORATION—Continued

Earned revenue

59,125

199,341

131,147

520,398

543,341

565,147

1,642,878

1,583,229

-1,191,585

-1,099,537

-1,018,082

Net loss for the year

[In thousands of dollars]

Realized losses, 1933 to 1989, inclusive
Reimbursements by the Treasury:
Reimbursements of realized losses:
Appropriations (50 times)
Note cancellations (6 times)
Less dividends paid to Treasury (4 times)

181,552,787

-7,710,944

-10,818,337

-14,854,079

169,926,531
2,697,807
-138,209

Total reimbursements for net realized losses

Financial Condition (in thousands of dollars)
1988 actual

172,486,129

Other reimbursements:
Appropriations (2 times)
Note cancellation (1 time)..

541,916
56,239

Total other reimbursements

598,155
173,084,284

Total

8,468,503

Realized deficit as of September 30,1989, support and related programs
SPECIAL ACTIVITIES
Realized losses, 1948 to 1989, inclusive
Excess amounts appropriated to reimburse cost of special activities
Reimbursements by the Treasury:
Appropriations (43 times)
Note cancellations (4 times)
Other reimbursements: Sale proceeds (5 times)

45,206,565
1,005,842
45,548,799
536,518
33,605

Total reimbursements

46,118,922

deficit as of September 30,1989, special activities..

93,485

Capital and deficit, special activities.—Advances to the Cor-

poration in excess of costs incurred, and costs incurred in
excess of advances received are shown in the following table:
Excess of funds held by CCC [In thousands of dollars]

1988 actual

1989 actual

1990 est.

1991 est

469,952

551,391

352,050

220,903

595,015

454,451

454,451

454,451

1,064,967

1,005,842

806,501

Assets:
Drawing account with Treasury
Accounts receivable: Support and related programs (net of provisions
for losses)
Selected assets: Support and related
programs:
Agricultural commodities for sale,
net of provision for losses
Advances to producers
Deferred and undistributed charges.
Loans receivable, guarantee claims
rescheduled
Interest in amounts due from foreign
governments and private trade entities under Public Law 480
Loans receivable, net of provision for
losses:
Commodity and storage facility
loans (held by Commodity Credit
Corporation)
Loans to other government agencies
Export credit sales programs
Fixed assets, net

-1,064,967 -1,005,842 --806,501

-675,354

-286,026
4,527

59,125
93,485

199,341
121,316

131,147
120,229

4,527

93,485

121,316

120,229

Total

1989 actual

1990 est.

1991 est.

Total liabilities
Government equity:
Obligations other than liabilities:
Support and related programs:
Other commitments
Special activities: Letters of commitment for Public Law 480
Total obligations other than liabilities
Unfinanced budget authority
Total Government equity

-334,879

-334,879

-334,879

2,931,900

14,701,296

1,151,038

1,151,038

4,476,771
9,532,748
828,897

2,967,437
284,861
78,814

2,284,253

2,563,032

97,510

623,774

2,681,551

3,118,410

3,481,963

3,774,437

11,984,574

12,557,795

13,178,953

13,734,791

8,007,387

4,627,669

3,782,298

2,784,652

732,538
109,542

6,200
865,151
107,076

5,700
889,113
113,433

4,700
887,398
122,680

38,979,830

24,649,382

25,311,623

24,927,663

9,590,474

7,255,646

8,904,833

11,984,574

12,557,795

13,178,953

13,734,791

11,758,466

13,706,011

18,656,383

24,979,656

48,670,703

Liabilities:
Current liabilities:
Support and related programs
Deferred interest in amounts due
from foreign governments and
private trade entities under
Public Law 480
Debt issued under borrowing authority: Borrowing from the Treasury....

-476,013

40,809,895

Total assets

675,354

LWicit requiring subsequent funds

Deficit financed by CCC or excess funds held ( - )
(nonadd)
Increase or decrease ( - ) in amount owed by
general fund for foreign assistance programs
(nonadd)
Other programs: National Wool Act

434,000

1,711,983

Expense

Total

344,000

Net realized loss, special activities

SUPPORT AND RELATED PROGRAMS

Foreign assistance programs: Public Law 480:
Titles 1 and III: Sale of agricultural commodities
for foreign currencies and for dollars on
credit terms
Title II: Commodities supplied in connection with
dispositions abroad

461,273

35,854,280

39,090,982

47,619,280

226,888

177,831

75,324

69,348

210,655

497,963

536,960

516,005

437,543
-8,298,351

675,794
2,449,756

612,284
-15,053,884

585,353
-22,893,010

-7,860,808

3,125,550

-14,441,600

-22,307,657

Revenue and Expense (in thousands of dollars)
1989 actual

1990 <
est.

8,478,090
-15,379,765

2,690,949
-12,647,734

2,003,883
-15,827,799

-6,901,675

-9,956,785

-13,823,916

Increase ( - ) or decrease in provisions for losses
(unrealized):
On commodities for sale
On loans receivable
On accounts receivable

307,505
52,368
22,443

184,909
53,072
4

-75,541
63,460

Net loss for the year, support and related programs

-6,519,359

-9,718,800

-13,835,997

Support and related programs:
Revenue
Expense
Net realized losses..




1991 est.

Note.—In addition to obligations other than liabilities, the Corporation does not reflect in its accounts claims by the
Corporation on which adequate proof has not been established.

Object Classification (in thousands of dollars)
Identification code 1 2 - 4 3 3 6 - 0 - 3 - 3 5 1

22.0
25.0
25.0
26.0
26.0
31.0
33.0
41.0

Transportation of things
Other services
Other services (storage and handling)
Supplies and materials: Cost of commodities sold or
donated:
Foreign assistance programs
Other
Equipment
Investments and loans
Grants, subsidies, and contributions

1989 actual

1990 est.

1991 est.

377,249
948,043
1,068,193

342,720
734,121
685,241

374,967
752,781
494,312

1,326,680
3,873,923
19,503
7,072,177
10,674,790

1,264,320
2,230,773
40,500
6,883,918
6,794,213

1,169,540
3,209,179
42,100
7,454,272
10,351,785

43.0

Interest and dividends

1,013,413

573,417

555,019

99.9

Total obligations

26,373,971

19,549,223

24,403,955

C O M M O D I T Y CREDIT CORPORATION

10.00

1989 actual

1990 est.

Program by activities:
Total obligations (object class 41.0)

Identification code

47.10

71.00
90.00

1991 est.

-1,500,000

Financing:
22.90 Unobligated balance transferred, net: Fund balance
Budget authority (authority to borrow)
U.S.C. 713a-4)

-250,000
(15
-1,750,000

Relation of obligations to outlays:
Obligations incurred, net

-1,500,000

Outlays

-1,500,000

As part of a Government-wide effort to reduce outlays, legislation will be needed to modify the current provisions of the
CCC price support and related programs.
OFFICE OF RURAL DEVELOPMENT POLICY
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

Program and Financing (in thousands of dollars)
Identification code

71.00
72.40
77.00
90.00

12-0801-0-1-452

1989 actual

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Adjustments in expired accounts..

1990 est.

1991 est.

2
- 2

Outlays

No funding was provided for 1990, and no funding is requested for 1991.
RURAL ELECTRIFICATION ADMINISTRATION

EXPENSES

For administrative expenses to carry out the provisions of the
Rural Electrification Act of 1936, as amended (7 U.S.C. 901-950(b)),
and to administer the loan and loan guarantee programs for Community Antenna Television facilities as authorized by the Consolidated
Farm and Rural Development Act (7 U.S.C. 1921-1995), and for which
commitments were made prior to fiscal year [ 1 9 9 0 ] 1991, including
not to exceed $7,000 for financial and credit reports, funds for employment pursuant to the second sentence of section 706(a) of the Organic
Act of 1944 (7 U.S.C. 2225), and not to exceed $103,000 for employment under 5 U.S.C. 3109, [$31,124,000: Provided, That none of the
funds in this Act may be used to authorize the transfer of funds to
this account from the Rural Telephone Bank: Provided further, That
not less than $500,000 of this appropriation shall be expended to
provide community and economic development technical assistance by
Rural Electrification Administration employees to rural electric and
telephone systems, and that such technical assistance program be
made available within ninety days of enactment] $33,055,000.
ADMINISTRATOR]

[For necessary salaries and expenses of the Office of the Administrator of the Rural Electrification Administration, $194,000: Provided,
That no other funds in this Act shall be available for this Office.]




1989 actual

12-3100-0-1-271

1990 est.

1991 est.

16,644
14,046
57

16,807
14,317
194

17,850
15,205

10.00

30,747

31,318

33,055

31,284

31,318

33,055

30,747
5,633
-6,103
473

31,318
6,103
-5,876

33,055
5,876
-5,948

30,750

31,545

32,983

Total obligations

Financing:
25.00 Unobligated balance lapsing
40.00

71.00
72.40
74.40
77.00
90.00

536

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

The Rural Electrification Administration (REA), under authority of the Rural Electrification Act of 1936, as amended,
makes direct loans and guarantees loans made by other qualified lenders to suppliers of electric and telephone service in
rural areas. REA also makes grants and loans for the purpose
of promoting rural economic development and job creation
projects.
In order to administer the REA loan programs and to
ensure that construction and operation projects conform to
approved standards, REA furnishes, without cost to the borrower, business management and technical assistance on a
regular basis. This objective is carried out through regulations, personal visits to the borrowers, and training. REA has
personnel in the Washington office and a field staff who have
expertise in the electric or telephone industry and who are
available to assist borrowers in specialized areas.
The Administration proposes to gradually convert the electric direct loan program to partially guaranteed, privately
originated loans. A small amount of direct electric loan authority is maintained in the 1991 budget. All telephone direct
and guaranteed loans will be made by the Rural Telephone
Bank. Staff resources necessary to carry out these programs
are also requested.

Federal Funds

[ O F F I C E OF THE

Appropria-

Program by activities:
00.01 Administration of rural electrification program
00.02 Administration of rural telephone and CATV programs
00.03 Office of the Administrator

Object Classification (in thousands of dollars)

General and special funds:
SALARIES A N D

and Related Agencies

Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)
12-4336-2-3-351

(Rural Development, Agriculture,
tions Act, 1990.)

FUND

(Proposed for later transmittal, proposed legislation)

Identification code

A-471

RURAL ELECTRIFICATION ADMINISTRATION
Federal Funds

DEPARTMENT OF AGRICULTURE

Identification code

1989 actual

12-3100-0-1-271

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

20,718
190
214

21,722
199
224

21,947
201
227

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

21,122
3,303
9
1,920
35
875
315
1,785
427
956

22,145
3,543
11
1,780
40
886
320
1,509
457
627

22,375
3,826
12
1,934
86
1,098
352
2,190
531
651

30,747

31,318

33,055

550
533

540
540

531
531

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment

A-472

K , KfiiST

ADM,N,STRAT,ON-ContinutKl

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued

Public enterprise funds:

[REIMBURSEMENT TO THE RURAL ELECTRIFICATION AND TELEPHONE
REVOLVING

FUND]

RURAL COMMUNICATION DEVELOPMENT FUND

[For an additional amount to reimburse the rural electrification
and telephone revolving fund for interest subsidies and losses sustained in prior years, but not previously reimbursed, in carrying out
the provisions of the Rural Electrification Act of 1936, as amended (7
U.S.C. 901-950(b)), $244,100,000.1 (Rural Development, Agriculture,
and Related Agencies Appropriations Act, 1990.)

To reimburse the Rural Communication Development Fund for interest subsidies and losses sustained in prior years, but not previously
reimbursed, in making Community Antenna Television loans and
loan guarantees under sections 306 and 310B of the Consolidated
Farm and Rural Development Act, as amended, [$1,329,000]
$1,264,000. (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)

Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)

Identification code 1 2 - 3 1 0 1 - 0 - 1 - 2 7 1

10.00

Program by activities:
Total obligations (object class 33.0)

Financing:
39.00 Budget authority
Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

1989 actual

341,000
341,000

1990 est.

1991 est.

10.00

240,757

244,100
-3,343

341,000

240,757

Relation of obligations to outlays:
71.00 Obligations incurred, net

341,000

240,757

90.00

341,000

240,757

43.00

Appropriation (adjusted)

Outlays

Program by activities:
Total obligations (Interest on borrowings) (object class
43.0)

40.00

Budget authority (appropriation)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.47
Authority to borrow
74.90
Fund balance
71.00

This appropriation reimburses the rural electrification and
telephone revolving fund for interest subsidies and losses incurred by the revolving fund.
The fund is exempted by the Rural Electrification Act of
1936, as amended, from paying annual interest costs owed to
the Treasury on advances totaling $7.9 billion. Additional
funds are not needed. Therefore, no appropriation is requested
for 1991.

90.00

1989 actual

1990 est.

1991 est.

Outlays

2,569

2,616

-1,464
342

-1,354
67

1,447

1,329

1,264

1,105

1,262

1,264

-799
3,202

-1,141
3,341

-1,208
3,334

1,141
-3,341

1,208
-3,334

1,208
-3,275

1,307

Financing:
14.00 Offsetting collections from: Non-Federal sources
32.47 Balance of authority to borrow withdrawn

240,757

341,000

Identification Code 1 2 - 4 1 4 2 - 0 - 3 - 4 5 2

2,622

1,338

1,324

-1,358
.

Status of Direct Loans (in thousands of dollars)
Identification Code 1 2 - 4 1 4 2 - 0 - 3 - 4 5 2

1210
1231
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

18,255
126
-556

17,825
75
-580

17,320
60
-610

17,825

17,320

16,770

Status of Guaranteed Loans (in thousands of dollars)
[PURCHASE OF RURAL TELEPHONE BANK CAPITAL STOCK]

[For the purchase of Class A stock of the Rural Telephone Bank,
$28,710,000, to remain available until expended (7 U.S.C. 901-950(b)).]
(Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 1 0 2 - 0 - 1 - 4 5 2

1990 est.

40.00

Financing:
Budget authority (appropriation)

28,710

28,710

71.00

Relation of obligations to outlays:
Obligations incurred, net

28,710

28,710

28,710

Outstanding, end of year

U.S. contingent liability for guaranteed loans outstanding,
end of year

1991 est.

28,710

28,710

The Rural Electrification Act of 1936, as amended, authorizes appropriations for the purchase of Class A stock in the
Rural Telephone Bank (RTB) by the U.S. Government.
No appropriation is requested for 1991. The Federal Government has already provided $564 million in subsidized capital
(2 percent interest) to the Bank—$264 million over the
amount in the original statute establishing the Bank. Many
RTB borrowers are financially strong and compare favorably
to investor-owned companies. Therefore, further capitalization
of the Rural Telephone Bank is not necessary.



Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of guaranteed loans
Repayments: Repayments and prepayments

2299

1989 actual

28,710

Outlays

2210
2231
2251
2290

Program by activities:
10.00 Total obligations (object class 33.0)

90.00

Identification Code 1 2 - 4 1 4 2 - 0 - 3 - 4 5 2

1989 actual

1990 est.

1991 est.

5,487

4,813
326
-59

5,080
491
-84

-100

5,080

5,487

5,387

5,080

5,487

5,387

MEMORANDUM

The Rural Communication Development Fund was established pursuant to the Secretary's Memorandum No. 1988,
approved May 22, 1979. This memorandum transferred certain financing authorities under the Consolidated Farm and
Rural Development Act (7 U.S.C. 1921 et seq.) from the Farmers Home Administration to the Rural Electrification Administration for the purpose of financing and administering community antenna television services or facilities in rural areas.
A reimbursement is required for operating losses sustained in
1989 that are not wholly funded by annual collections of
principal and interest.
Revenue and Expense (in thousands of dollars)
1989 actual
Operating income or loss ( - ) :
Revenue

908

1990 est.
774

1991 est.
748

Expense

-2,569

-2,616

-2,622

01.91

Total capital investment..

-1,661

Net loss for the year

-1,842

-1,874

10.00

Total obligations

Financial Condition (in thousands of dollars)
1988 actual

1989 actual

Assets:
Fund balance
Loans receivable (net)
Accounts receivable (net)

3,202
15,656
289

Total assets

19,147

1990 est.

3,342
11,764

Liabilities:
Debt issued under borrowing authority:
Borrowings from Treasury
Accounts payable (net)

1991 est.

328

3,333
11,259
309

3,273
10,709
299

15,434

14,901

14,281

877,570

24,604

24,604

24,604

24,604

1,333

1,296

1,276

1,266

25,900

25,880

1,233

1,158

1,098

799
-8,948

1,141
-12,840

1,208
-13,345

1,208
-13,895

43.00

-6,790

-10,466

-10,979

-11,589

67.10

201,339

4,087,229

2,744,452

-341,000
-17,022

-240,757
-6,550

-2,400

-769,952
-2,276,143
-830,011
830,011

-1,336,665
-2,347,180

-884,346
-2,428,339

157,897
172,752

695,141

218,719
"351,914

Budget authority

39.00

180,324

962,718

540

5,000

540

4,992

179,784

957,726

-150,325

156,077

-570,633

6,691,847

5,598,374
2,517

5,953,437

-5,953,437

-4,784,699

Budget authority:
Current:

Government equity:
Undelivered orders
Unfinanced budget authority:
Borrowing authority
Invested capital
Total Government equity

40.00
40.00

Appropriation
Reduction pursuant to P.L. 99-177..

Appropriation (adjusted)
Permanent:
Authority to borrow (indefinite) (7 U.S.C.
901—950(b))

R U R A L ELECTRIFICATION A N D TELEPHONE R E V O L V I N G F U N D

[LOAN

AUTHORIZATIONS]

Insured loans pursuant to the authority of section 305 of the Rural
Electrification Act of 1936, as amended (7 U.S.C. 935), shall be made
[ a s follows:] for rural electrification loans, [not less than
$622,050,000 nor more than $933,075,000; and rural telephone loans,
not less than $239,250,000 nor more than $311,025,000; to remain
available until expended: Provided, That loans made pursuant to
section 306 of that Act are in addition to these amounts but during
fiscal year 1989 total commitments to guarantee loans pursuant to
section 306 shall be not less than $933,075,000 nor more than
$2,100,615,000 of contingent liability for total loan principal: Provided
further,] $200,000,000: Provided, That as a condition of approval of
insured electric loans during fiscal year [ 1 9 9 0 ] 1991, borrowers shall
obtain concurrent supplemental financing in accordance with the
applicable criteria and ratios in effect as of July 15, 1982 [ : Provided
further, That no funds appropriated in this Act may be used to deny
or reduce loans or loan advances based upon a borrower's level of
general funds].
[ R U R A L ECONOMIC DEVELOPMENT

Program and Financing (in thousands of dollars)
12-4230-0-3-271

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Interest expense on certificates of beneficial
451,487

458,400

168
371
1,626,802
297,394

400
830
1,627,205
200,000
602

1,604,864
451,000
149

2,376,222

2,287,437

2,543,113

Rural electrification

622,050

622,050

200,000

Rural telephone
Direct loans, FFB
Economic development loans

214,149
39,502
1,869

239,250
933,075
5,417

1,339

ownership

00.02
00.03
00.04
00.05

00.06
00.91

01.01
01.02
01.03
01.04

Interest on interim borrowings
Administrative expenses
Interest expense, FFB direct
Other interest expenses
Rural economic development grants
Total operating expenses

486,900

200

Capital investment:




Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.47
Authority to borrow
74.90
Fund balance
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..
71.00

1,554
-5,598,374
-2,517

6 ZZZZZZZZZ.

- 6

-830,011

Outlays..

90.00

112,168

-196,463

598,105

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

1989 actual
180,324

Enacted/requested:
Budget authority

112,168

Outlays

1990 est.
962,718
-196,463

Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority

SUBACCOUNT]

[For grants and loans authorized under section 313 of the Rural
Electrification Act, for the purpose of promoting rural economic development and job creation projects, $5,000,000, to remain available
until expended: Provided, That this amount will be in addition to any
amounts generated by the interest differential on voluntary cushion
of credit payments made by REA borrowers.] (Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)

Identification code

111,500

25,870

1,359

1,799,792

3,253,792

Financing:
Offsetting collections from:
Federal funds-.
Reimbursement for interest subsidies and
11.00
losses
Earnings on cushion of credit
11.00
Non-Federal sources:
Principal repayments
14.00
Interest income
14.00
Recovery of prior year obligations
17.00
25.00
Unobligated balance lapsing
Redemption of debt:
Repayment of FFB loans
31.00
31.00
Repurchase of CBOs and other
Balance of authority to borrow withdrawn
32.47

25,937

Total liabilities

A-473

RURAL ELECTRIFICATION ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF AGRICULTURE

598J05

-llooo
180,324

962,718

112,168

Outlays

1991 est.

-196,463

587405

Status of Direct Loans (in thousands of dollars)
Identification code

12-4230-0-3-271

Position with respect to appropriations act
limitation on obligations:
Limitation on direct loans:
1111
REA financed direct loans 1
1111
FFB financed direct loans 2
Unobligated direct loan limitation:
1112
REA financed direct loans
1112
FFB financed direct loans
1131
Direct loan obligations exempt from limitation-.
Economic development loans
1150

Total direct loan obligations

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1231
Disbursements: Direct loan disbursements
1251
Repayments: Repayments and prepayments
1253
Proceeds from loan asset sales to the public or
discounted prepayments without recourse
1264
Adjustments: Other adjustments, net 3
1290

Outstanding, end of year

1989 actual

1,271,377
933,075

1990 est.

861,300
933,075

1991 est.

200,000

-435,178
-893,573
1,869

5,417

1,339

877,570

1,799,792

201,339

34,353,993
1,107,714
-769,952

35,129,236
1,145,132
-836,665

35,125,703
1,079,059
-884,346

-500,000

437,481

188,000

1,562,411

35,129,236

35,125,703

36,882,827

A-474

K ™S

N

AOM,N,STRAT,ON~Continued

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued
R U R A L ELECTRIFICATION A N D TELEPHONE R E V O L V I N G F U N D

AUTHORIZATIONS] —Continued

[LOAN

Status of Direct Loans (in thousands of dollars)—Continued
Identification code 1 2 - 4 2 3 0 - 0 - 3 - 2 7 1

1989 actual

1990 est.

Estimate of direct loan subsidy:
Subsidy rate (in percent):
1320
REA financed electric loans
1320
Economic development loans
Subsidy amount (in thousands of dollars):
1330
REA financed electric loans
1330
Economic development loans

1991 est.

29.8
45.1
59,674
603

1 The enacted limitation in 1989 and 1990 is $861,300 thousand. 1989 includes a $410,077 thousand carryover from
1988; 1990 excludes a $435,178 thousand carryover from 1989.
2 Loans that are guaranteed by REA and disbursed by the Federal Financing Bank (FFB) are shown as FFB financed direct
loans in this schedule.
3 Represents discount from face value on prepayment of loans and reclassified amounts for payments made on behalf of
FFB financed direct loan borrowers, and restructured loans.

Loans from the RETRF are financed from available receipts
or, when necessary, by interim Treasury borrowings. Longterm RETRF borrowing is financed through the FFB based on
loan collateral held in the form of certificates of beneficial
ownership. The 1991 budget proposes to shift the majority of
electric and telephone borrowers from direct Federal loans to
partial guarantees of private loans. Most REA borrowers have
the financial resources to afford private financing terms.
Rural electrification.—This loan program is financed
through REA direct and guaranteed loans for the operation of
generating plants, electric transmission, and distribution lines
or systems. The 1991 budget will gradually phase-out RETRF
direct loans and terminate the 100 percent loan guarantee
program. It will be replaced by a new partial REA loan guarantee program. A small amount of direct loan authority is
included in each of the next 5 years for electric borrowers
who cannot afford private sector financing.
STATUS OF THE ELECTRIFICATION PROGRAM—ELECTRIFICATION LOAN LEVELS

Status of Guaranteed Loans (in thousands of dollars)
Identification code

12-4230-0-3-271

1989 actual

1990 est.

[In thousands of dollars]
1991 e

1989 actual
622,050
39,502

1990 est.
622,050
813,450
350,000

1991 est.
200,000

661,552

Loan level:
Direct loans
FFB direct loans
Refinanced guaranteed loans

1,785,500

200,000

Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans by private lenders1
2131 Guaranteed loan commitments exempt from limitation

500,000

PROGRAM STATISTICS

2150

500,000

[Dollars in thousands]

Total, electrification program

Total guaranteed loan commitments

1989 actual

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
v
2231 Disbursements: Disbursement o f new guaranteed
2
loans
2251 Repayments and prepayments
2264 Adjustments: Other adjustments, net 3

2,868,266

2,557,356

-30,250
-280,660

-26,800

-186,858

-29,600
-1,562,410

2290

Outstanding, end of year

2,557,356

2,843,698

1,251,688

2299

U.S. contingent liability for guaranteed loans
outstanding, end of year

2,843,698

500,000

MEMORANDUM
2,557,356

2,843,698

Cumulative REA financed direct loans
Cumulative FFB financed direct loans
Cumulative REA funds advanced
Unadvanced REA funds, end of year
Cumulative REA principal repaid
Cumulative REA interest paid
Cumulative loan guarantee commitments1
Cumulative consumers served (thousands)—calendar year (estimated)2
Cumulative miles energized (thousands)—calendar year (thousands-estimated) 2
Number of borrowers

1,251,688

STATUS OF AGENCY DEBT
(In thousands of dollors)

Agency Debt Held by FFB:
Outstanding FFB Direct, start of year
Outstanding CBO's, start of year
New agency borrowing, FFB Direct
New agency borrowing, CBO's
Repayments and prepayments, FFB Direct
Repayments and prepayments, CBO's
Outstanding FFB Direct, end of year
Outstanding CBO's, end of year

1989 actual
19,204,885
4,139,200
227,534
116,300
-158,593
-72,800

1990 est.
19,273,826
4,182,700
287,200
418,800
-665,261
-111,500

1991 est.
18,895,765
4,490,000
332,700
392,700
-189,937

19,273,826
4,182,700

18,895,765
4,490,000

19,038,528
4,882,700

The Rural Electrification Administration conducts two loan
programs: (1) the rural electrification program; and (2) the
rural telephone program.
Direct electric and telephone loans from the Rural Electrification and Telephone Revolving Fund (RETRF) bear an interest rate of 5 percent. Some loans may be made at a lesser
rate. RETRF loans must be repaid within a period not to
exceed 35 years. REA also guarantees loans made directly by
the Government through the Federal Financing Bank (FFB)
at long-term Treasury rates plus 12.5 basis points or by other
qualified lenders at rates agreed upon by the lender and the
borrower.



1991 est.

21,613,376
30,518,108
20,212,377
1,400,999
7,822,973
6,970,977
4,016,317

21,813,376
30,518,108
20,748,377
1,064,999
8,270,814
7,489,148
4,016,317

11,975

12,152

12,329

2,165
963

2,180
963

2,195
963

NOTES
1

1 Loans that are guaranteed by REA and disbursed by the Federal Financing Bank are shown in the REA status of direct
loan schedule. Limitations enacted or proposed on these loans are as follows: 1989, $933,075 thousand; and 1990, $933,075
thousand.
2 These disbursements of new guaranteed loans result from loan guarantee commitments on loans used to refinance FFBdisbursed loans.
3 Represents reclassified amounts for payments on behalf of borrowers and restructured loans.

1990 est.

20,991,326
29,704,658
19,577,377
1,413,949
7,504,550
6,471,859
3,661,317

2

Represents loans financed by private lenders, including refinanced direct loans, FFB.
Data represents accomplishments from all sources of funds.

Rural telephone.—This loan program is financed through
REA direct and guaranteed loans for the construction, expansion, acquisition, and operation of telephone lines and facilities or systems. The 1991 proposal will move financing for this
program to the Rural Telephone Bank.
STATUS OF THE TELEPHONE PROGRAM—TELEPHONE LOAN LEVELS
[In thousands of dollars]

Loan level:
REA direct loans
FFB direct loans
Refinanced guaranteed loans..

1989 actual

1990 est.

1991 est.

214,149

Total, telephone program..

214,149
177,045

508,875
177,045

125,000

391,194

Subtotal, direct loans and loan guarantee commitments..
RTB loans (account follows)

239,250
119,625
150,000

685,920

125,000

PROGRAM STATISTICS
[Dollars in thousands]
1989 actual

Cumulative REA financed direct loans
Cumulative FFB financed direct loans
Cumulative REA funds advanced
Unadvanced REA funds, end of period
Cumulative REA principal repaid
Cumulative REA interest paid
Cumulative loan guarantee commitments1
Cumulative route miles of line constructed or improved—(thousands—estimated) 2

1990 est.

1991 est.

5,721,580
581,883
4,832,431
889,149
1,655,451
1,402,144

5,960,830
701,508
5,049,431
911,399
1,783,328
1,518,626
150,000

5,960,830
701,508
5,257,431
703,399
1,914,387
1,639,555
150,000

912

928

944

DEPARTMENT OF AGRICULTURE

A-477

Cumulative dial subscribers, new and improved service (thousands)—calendar year (estimated) 2
Number of borrowers
1
2

ELECTRIFICATION ADMINISTRATION
Federal Funds

5,211
962

5,326
962

5,441
962

2231

Cumulative balance of guaranteed loans outstanding:
Disbursements: Disbursements of new guaranteed loans

2290

2299

1989 actual

Operating income or loss ( - ) :
Revenue: Interest earned on loans to borrowers
Expense

1990 est.

110,000

U.S. contingent liability of guaranteed loans outstanding,
end of year

MEMORANDUM
91,000

1991 est.

2,352,519
-2,508,187

2,353,707
- 2,588,955

2,401,597
-2,833,982

155,668

-235,248

-432,385

Net operating income

110,000

Outstanding, end of year

Other lenders—privately financed direct loans, FFB.
Data represents accomplishments from borrowers financed 20% or more by REA, RTB, and guaranteed loans.

Revenue and Expense (in thousands of dollars)

a
An r
A ~ 4 1 O

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
2320
Electric distribution
2320
Power supply/electric
Subsidy amount (in thousands of dollars)
2330
Electric distribution
2330
Power supply/electric

5.6
15.2
22,318
106,347

Financial Condition (in thousands of dollars)
1988 actual

Liabilities:
Selected liabilities:
Accounts payable to the public
Long-term notes payable to Treasury
Other liabilities
Total liabilities

1991 est.

2,523
1,062,537
32,703,450
534,660

1,000,000
32,397,798
563,370

1,000,000
33,863,904
563,370

34,132,510

Total assets

1990 est.

1,544
519,496
33,069,081
542,379

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)
Loans receivable (net)
Other assets (net)

1989 actual

34,303,170

33,961,168

35,427,274

500
7,864,742
23,919,405

16,509
7,864,742
24,722,649

16,500
7,864,742
24,839,610

16,500
7,864,742
26,517,483

31,784,647

32,720,852

34,398,725

1,699,270

1,240,316

1,028,549

2,347,863

Total Government equity

32,603,900

2,347,863

Government equity:
Selected equities:
Other revolving fund balances

1,699,270

1,240,316

1,028,549

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 1 2 - 4 2 3 0 - 0 - 3 - 2 7 1

1989 actual

25.0
33.0
43.0

Other services
Investments and loans
Interest and dividends

371
877,570
2,375,851

830
1,799,792
2,286,607

200
201,339
2,542,913

99.9

Total obligations

3,253,792

4,087,229

2,744,452

R U R A L ELECTRIFICATION A N D TELEPHONE R E V O L V I N G F U N D

[LOAN

AUTHORIZATIONS]

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

12-4230-2-3-271

1989 actual

1990 est.

Financing:
Offsetting collections from: Non-Federal sources: Origination fee
32.47 Balance of authority to borrow withdrawn

71.00
90.00

R U R A L TELEPHONE

Program and Financing (in thousands of dollars)
Identification code 1 2 - 4 2 3 1 - 0 - 3 - 4 5 2

Program by activities:
Operating expenses:
00.01
Administrative expenses
00.02
Interest expense
00.03
Dividends

01.01
10.00

-11,000

Relation of obligations to outlays:
Obligations incurred, net
Outlays..

67.10

Status of Guaranteed Loans (in thousands of dollars)
1989 actual

1990 est.

1991 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders

1,100,000

2150

1,100,000




Budget authority (authority to borrow) (permanent, indefinite) (7 U.S.C. 901—950(b))

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
Treasury balance
72.90
72.91
U.S. securities: Par value
Obligated balance, end of year:
74.47
Authority to borrow
Treasury balance
74.90
74.91
U.S. securities: Par value
71.00

Total guaranteed loan commitments

Total obligations

-11,000

Budget authority..

Identification code 1 2 - 4 2 3 0 - 2 - 3 - 2 7 1

Total operating expenses
Capital investment loans

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
25.00 Unobligated balance lapsing
27.00 Capital transfer to general fund

-11,000
11,000

BANK

The Rural Telephone Bank is hereby authorized to make such
expenditures, within the limits of funds and borrowing authority
available to such corporation in accord with law, and to make such
contracts and commitments without regard to fiscal year limitations
as provided by section 104 of the Government Corporation Control
Act, as amended, as may be necessary in carrying out its authorized
programs for the current fiscal year. During fiscal year [1990] 1991
and within the resources and authority available, gross obligations for
the principal amount of direct loans shall be not [less than
$177,045,000 nor] more than [$210,540,000] $125,000,000. (Rural Development, Agriculture, and Related Agencies Appropriations Act,
1990.)

00.91
1991 est.

14.00

39.00

Legislation will be proposed to provide 90 percent REA
guarantees of power supply loans and 70 percent guarantees
of electric distribution loans made by the private sector.
Direct electric loans will be gradually phased out. All telephone loans will be made by the Rural Telephone Bank.
Legislation will also be proposed to allow a guarantee origination fee of 1 percent to be charged on loan commitments,
which will be deposited in the Fund and used to offset administrative and default costs. The fee will increase by one-half of
1 percent each year through 1995, reaching 3 percent in 1995.

1989 actual

519
56,790
577

1990 est.

69
58,591
700

1991 est.

73
62,571
750

57,886

59,360

63,394

177,045

177,045

125,000

234,931

236,405

188,394

-28,767
-139,364
-58,819
58,819
10,555

-28,767
-147,823

-57
-156,938

11,267

11,267

77,355

71,082

42,666

66,800

59,815

31,399

507,516
188,376
805

526,052
189,739
805

597,132
175,703
805

-526,052
-189,739
-805

-597,132
-175,703
-805

-639,798
-134,037
-805

A-476

?ZL| FuEnSI-SN ADM,NISTRAT,ON-Continued

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued

BUDGET AUTHORITY, OBLIGATIONS, AND BALANCES

RURAL TELEPHONE BANK—Continued

[In thousands of dollars]

1989 actual
28,710
77,355

Budget authority:

Program and Financing (in thousands of dollars)—Continued

1990 est.

1991

est.

78.00
90.00

1989 actual

1990 est.

-11,918

Outlays..

2,771

est.

30,399

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
77,355
-11,918

1990 est.
71,082
2,771

1991 est.

42,666
30,399

234,931

236,405

188,394

177,045
57,886

177,045
59,360

125,000
63,394

234,931

236,405

188,394

New budget authority
Other funds available
Less return on class A stxk

Total

LIMITATION ON AUTHORITY TO BORROW

77,355
-11,918

12-4231-0-3-452

42,666
156,995
-11,267

Borrowing authority (program and financing schedule)

-2,521
-2,521
71,082
2,771

40,145
27,878

Status of Direct Loans (in thousands of dollars)
Identification code

99,792
147,880
-11,267

Obligations:
Loans approved
Expenses and C stock dividends

1991

-58,819

Adjustments in unexpired accounts

42,666

106,065
139,421
-10,555

Total budgetary resources

Identification code 1 2 - 4 2 3 1 - 0 - 3 - 4 5 2

28,710
71,082

Annmnriatinn fnr rlass A stork

1989 actual

[In thousands of dollars]

1989 actual
28,710
126,398
2,575
-83,984

A Stock
B stock
C stock
Retained earnings

1991 est.

177,045

177,045

1150

177,045

177,045

125,000

1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Outstanding, end of year

Estimate of direct loan subsidy:
1320 Subsidy rate (in percent)
1330 Subsidy amount (in thousands of dollars)

1,413,410
97,047
-25,355

1,485,102
120,000
-26,397

1,578,705
124,000
-28,881

1,485,102

1,578,705

1,673,824

78,799

52,635

1,575,980

1,052,700

PROGRAM STATISTICS
[Dollars in thousands]
1990 est.
2,702,855
1,936,457
766,398
357,751
1,208,575
600

1991 est.
2,827,855
2,060,457
767,398
386,632
1,330,402
600

1990 est.

1991 est.

110,114
-57,945

115,401
-59,427

121,827
-63,462

52,169

55,974

58,365

1989 actual
2,525,810
1,816,457
709,353
331,354
1,093,174
600

Cumulative net loans
Cumulative loan funds, advanced
Unadvanced loan funds, end of year
Cumulative principal repaid
Cumulative interest paid
Number of borrowers

Revenue and Expense (in thousands of dollars)
8.0
9,996

The Rural Telephone Bank (RTB) provides a supplemental
source of financing for rural telephone borrowers. The Bank
charges an interest rate based on the cost of money to the
Bank, as prescribed by law, but not less than 5 percent per
annum. The composite interest rate on cumulative loans
through September 30, 1989, was 7.586 percent. The interest
rate on advances for loans approved since October 1, 1987, is 5
percent.
Equity capital of the Bank consists of class A stock purchased by the United States of $564 million with a 2 percent
dividend and classes B and C stock purchased by bank borrowers, organizations eligible to become borrowers and organizations controlled by borrowers. The Bank has borrowed $759
million from the Treasury. The $564 million purchase of capital stock has been financed through appropriations.
Administrative support is provided without charge for the
general operations of the Bank by REA employees and the
Office of the General Counsel. Administrative expenses, such
as expense of the elected members of the Board of Directors,
postage fees and the audit by the General Accounting Office,
are paid by the Bank.
Bank loans totaled $177 million in 1989. After almost 17
years in operation, loans to 600 borrowers have been approved, totaling over $2,526 billion. Bank loans are $177 million for 1990 and $125 million annually from 1991 through
1995. The Administration will propose increasing interest
rates on RTB loans, which would permit the accumulation of
equity necessary to repurchase 51 percent of Class A stock and
privatize the RTB, as authorized, beginning in FY 1996. The
Bank will provide both direct and partially guaranteed privatesector financing to telephone borrowers previously financed by

RETRF.


50,264
30
2,341

1,473,980

Maximum authority to borrow during year

125,000

1210
1231
1251

est.

Note.—Computed in accordance with sec. 407 of the Rural Electrification Act of 1936 as amended.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
Total direct loan obligations

1991

28,710
47,094
25
2,970

73,699

Total

1990 est.

1990 est.

1989 actual

Operating income or loss ( —):
Interest earned on loans to borrowers
Expenses
Net operating income
Nonoperating income:
Interest earned on U.S. securities (net of discount less
premium amortization)

57

57

57

52,226

Net income for the year

56,031

58,422

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Selected assets.Fund balance with Treasury
U.S. securities
Accounts receivable (net)
Loans receivable (net)
Total assets
Liabilities:
Selected liabilities:
Accounts payable and other accrued liabilities
Debt issued under borrowing authority: Borrowing from Treasury
Total liabilities
Fund equity:
Government equity:
Selected equities:
Undelivered orders: Undisbursed loans
Unfinanced budget authority: Undrawn authority to borrow
Invested capital
Total Government equity

1989 actual

1990 est.

1991

est.

188,376
805
7,659
1,407,899

189,739
805
7,231
1,478,955

175,703
805
9,379
1,571,790

134,037
805
9,900
1,666,091

1,604,739

1,676,730

1,757,677

1,810,833

16,182

14,474

16,621

17,143

758,762

758,762

758,762

758,762

774,944

773,236

775,383

775,905

688,174

709,353

766,398

767,398

-507,516
325,292

-526,052
351,359

-597,132
394,104

-639,798
435,770

505,950

534,660

563,370

563,370

FARMERS HOME ADMINISTRATION
Federal Funds

DEPARTMENT OF AGRICULTURE
Private equity:
Class B stock
Class C stock
Retained earnings

181,403
6,787
135,655

307,801
9,362
51,671

354,895
9,387
54,642

405,159
9,417
56,982

Total private equity

323,845

368,834

418,924

829,795

903,494

982,294

1,034,928

The 1991 budget also proposes to allow telephone systems
with an average subscriber density of three or fewer per mile
access to RTB.

471,558

Total equity

FARMERS HOME ADMINISTRATION
Federal Funds

Object Classification (in thousands of dollars)
Identification code

12-4231-0-3-452

Personnel compensation: Special personal services payments
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Investments and loans
Interest and dividends

11.8

21.0
23.3
24.0
25.0
26.0
33.0
43.0
99.9

1989 actual

1990 est.

1991 est.

R U R A L TELEPHONE

10
33
3

177,045
57,367

15
43
5
4
1
1
177,045
59,291

15
45
6
5
1
1
125,000
63,321

236,405

188,394

8

465

BANK

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

12-4231-2-3-452

1989 actual

1990 est.

Program by activities:
Interest expense

10.00

71.00
90.00

1991 est.

-231

Total obligations (object class 43.0)

-231

Financing:
Offsetting collections from: Non-Federal sources
14.00
Interest income
14.00
Origination fee on guaranteed loans
40.00

-290

-2,000

Budget authority (appropriation)

—2,521

Relation of obligations to outlays:
Obligations incurred, net

-2,521

Outlays

-2,521

Status of Guaranteed Loans (in thousands of dollars)
Identification code

12-4231-2-3-452

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans by private lenders

200,000

2150

200,000

2231

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
Disbursements of new guaranteed loans

2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

20,000
20,000

MEMORANDUM

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

14,000

5.6
11,159

Legislation will be proposed to change RTB interest rates
such that the net charge to borrowers equals yields on Treasury rates of comparable maturity. Proposed legislation will
also allow the Bank to provide partial guarantees of telephone
loans made by the private sector. A loan origination fee of one
percent will be charged on guaranteed private-sector loans in
1991 to offset administrative and default costs. The fee will
increase by one-half percent each year, reaching three percent
in 1995.



General and special funds:
SALARIES A N D

234,931

Total obligations

00.02

A-477

EXPENSES

(INCLUDING TRANSFERS OF FUNDS)

For necessary expenses of the Farmers Home Administration, not
otherwise provided for, in administering the programs authorized by
the Consolidated Farm and Rural Development Act (7 U.S.C. 19212000), as amended; title V of the Housing Act of 1949, as amended (42
U.S.C. 1471-1490o); the Rural Rehabilitation Corporation Trust Liquidation Act, approved May 3, 1950 (40 U.S.C. 440-444), for administering the loan program authorized by title III-A of the Economic Opportunity Act of 1964 (Public Law 88-452 approved August 20, 1964),
as amended, and such other programs which the Farmers Home
Administration
has
the
responsibility
for
administering,
[$422,934,000] $W,787,000,
together with not more than $3,000,000
of the charges collected in connection with the insurance of loans as
authorized by section 309(a) of the Consolidated Farm and Rural
Development Act, as amended, and section 517(i) of the Housing Act
of 1949, as amended, or in connection with charges made on borrowers under section 502(a) of the Housing Act of 1949, as amended:
Provided, That, in addition, not to exceed $1,000,000 of the funds
available for the various programs administered by this agency may
be transferred to this appropriation for temporary [field] employment pursuant to the second sentence of section 706(a) of the Organic
Act of 1944 (7 U.S.C. 2225), to meet unusual or heavy workload
increases: Provided further, That not to exceed $500,000 of this appropriation may be used for employment under 5 U.S.C. 3109 [: Provided
further, That not to exceed $3,234,000 of this appropriation shall be
available for contracting with the National Rural Water Association
or other equally qualified national organization for a circuit rider
program to provide technical assistance for rural water systems: Provided further, That notwithstanding any other provision of law,
$1,000,000 of this appropriation shall be available solely to carry out
the Lower Mississippi Delta Development Act as incorporated by
reference in Public Law 100-460, that all funds appropriated to carry
out the purposes of the Lower Mississippi Delta Development Act
shall be available for obligation and expenditure through September
30, 1990, or the date of expiration of the Commission, whichever shall
occur first, and that notwithstanding section 10(a) of the Delta Development Act, the date for the submission of the Commission's interim
report is extended to October 16, 1989: Provided further, That, in
addition to any other authority that the Secretary may have to defer
principal and interest and forego foreclosure, the Secretary may
permit, at the request of the borrowers, the deferral of principal and
interest on any outstanding loan made, insured, or held by the Secretary under this title, or under the provisions of any other law administered by the Farmers Home Administration, and may forego foreclosure of any such loan, for such period as the Secretary deems necessary upon a showing by the borrower that due to circumstances
beyond the borrower's control, the borrower is temporarily unable to
continue making payments of such principal and interest when due
without unduly impairing the standard of living of the borrower. The
Secretary may permit interest that accrues during the deferral period
on any loan deferred under this section to bear no interest during or
after such period: Provided, That, if the security instrument securing
such loan is foreclosed, such interest as is included in the purchase
price at such foreclosure shall become part of the principal and draw
interest from the date of foreclosure at the rate prescribed by law].
[ O F F I C E OF THE

ADMINISTRATOR]

[For necessary salaries and expenses of the Office of the Administrator of the Farmers Home Administration, $600,000: Provided, That
no other funds in this Act shall be available for this Office.] (Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)

A-478

KEK^^

THE

BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

FmHA Personnel Summary, by Funding Source

[OFFICE OF THE ADMINISTRATOR]—Continued

(In thousands of dollars)
1989 actual

Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 0 0 1 - 0 - 1 - 4 5 2

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Direct program
00.02 Office of the Administrator
01.01 Reimbursable program

409,904
412
331

426,934
600
675

451,787

10.00

410,647

428,209

452,478

-1,331
6,201

-4,675

Full-time equivalent workyears:
S&E appropriation
Soil Conservative Service
Agricultural Credit Insurance Fund

-4,691

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

415,517

423,534

447,787

40.00
42.00

Budget authority:
Appropriation
Transferred from other accounts

415,334
183

423,534

447,787

43.00

Appropriation (adjusted)

415,517

423,534

447,787

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

409,316
41,964
-43,687
-1,520

423,534
43,687
-47,721

447,787
47,721
-52,008

406,073

419,500

443,500

90.00

Outlays

395
405,678

590
418,910

30
443,470

These funds are used to administer the loan, guaranteed
loan, and grant programs of the Farmers Home Administration. Activities include reviewing applications, servicing the
loan portfolio and providing technical assistance and guidance
to borrowers; and to assist in extending other Federal programs to people in rural areas.
The 1991 budget proposes an additional 525 staff years to
increase FmHA's loan servicing efforts and prudently dispose
of inventory property. New staff will be focused on States
with high loan delinquency rates or large work backlogs due
to Agricultural Credit Act loan restructurings.
In 1990, Congress separately funded the administrative
costs for the Office of the Administrator. Separate funding is
eliminated in 1991 and the Administrator's costs once again
are funded from the Salaries and Expenses appropriation.
The following tables show total administrative funding
available to FmHA and personnel:
Total Administrative Funds Available to FmHA

1989 actual

Administrative Expenses charged under Salaries and Expenses:
Appropriated
Transfer from ACIF for Emergency programs, Farm Credit
servicing, etc
Authorized under appropriation for temporary employment, etc..
Miscellaneous reimbursements
Subtotal, Salaries and Expenses
Expenses charged directly to revolving funds:
ACIF
RHIF
RDIF
Subtotal, direct charges
Total Administrative Funds
1

Excludes transfer amounts charged above under Salaries and expenses.




1990 est.

1991 est.

415,517

423,534

447,787

103,478
1,000
646

136,733
4,000
985

148,789
4,000
1,000

520,641

565,252

601,576

1

34,822
38,277
225

1
1

22,918
61,745
1,078

1
1

25,229
47,130
970

73,324

85,741

73,329

593,965

650,993

674,905

10,311
9
3,430

13,023

Identification code 1 2 - 2 0 0 1 - 0 - 1 - 4 5 2

13,325

13,750

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
42.0
43.0

1990 est.

1991 est.

Total obligations

239,228
14,295
6,766

253,263
14,602
7,110

260,209
50,450
460
15,490
2,095
14,006
27,396
4,017
29,648
3,227
2,868
430
20

260,289
54,889
600
16,484
2,362
15,955
29,647
3,882
34,453
4,195
4,488
258
32

274,975
62,081
600
17,132
2,488
17,725
28,818
4,141
34,915
4,501
4,096
275
40

427,534
675

451,787
691

410,647

Subtotal, direct obligations
Reimbursable obligations

240,298
13,841
6,070

410,316
331

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities
Interest and dividends

99.9

428,209

452,478

9,422

9,334

9,354

10,276
117

9,941
120

10,191
120

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

R U R A L W A T E R A N D W A S T E DISPOSAL

GRANTS

For grants pursuant to sections 306(a)(2) and 306(a)(6) of the Consolidated Farm and Rural Development Act, as amended (7 U.S.C.
1926), [$209,395,000] $100,000,000[ to remain available until expended, pursuant to section 306(d) of the above Act. (Rural Development,

Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

12-2066-0-1-452

9 actual

1990 t

1991 est.

Program by activities:
Total obligations (object class 41.0)..

122,699

208,970

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

-5,834
-1,240
1,271

-1,271

116,895

207,700

100,000

116,895

209,395
-1,695

100,000

116,895

207,700

100,000

122,699
335,494
-326,748
-5,834

208,970
326,748
-402,427

100,000
402,427
-356,930

125,611

133,291

145,497

10.00

(In thousands of dollars)

10,061
9
3,255

Object Classification (in thousands of dollars)

99.0
99.0

Distribution of outlays by account:
Office of the Administrator
Salaries and expenses

1991 est.

10,393
10
2,620

Total FmHA workyears

691

1990 est.

Budget authority..

39.00

t authority:
Appropriation
Reduction pursuant to P.L. 99-177..

40.00
40.00

Appropriation (adjusted)..

43.00
71.00
72.40
74.40
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

90.00

Outlays..

100,000

DEPARTMENT OF AGRICULTURE

FARMERS

This grant program is authorized by subtitle A of the Consolidated Farm and Rural Development Act, as amended.
Grants are authorized to be made to associations, including
nonprofit corporations, public and quasi-public agencies, and
certain Indian tribes to finance storage, treatment, purification, or distribution of water or the collection, treatment, or
disposal of waste in rural areas. The amount of any development grant may not exceed 75 percent of the eligible development cost of the project.
The major objectives of the rural water and waste disposal
grant program are: (1) to provide assistance to attain basic
human amenities; (2) to alleviate health hazards; (3) to promote stability of rural areas by meeting the need for new and
improved rural water and waste disposal systems; and (4) to
meet national safe drinking water and clean water standards.
1990 est.

344
122,699

569
208,970

1991 est.

264
100,000

[ R U R A L COMMUNITY FIRE PROTECTION G R A N T S ]

[For grants pursuant to section 7 of the Cooperative Forestry
Assistance Act of 1978 (Public Law 95-313), $3,091,000 to fund up to
50 per centum of the cost of organizing, training, and equipping rural
volunteer fire departments.] (Rural Development, Agriculture, and
Related Agencies Appropriations Act, 1990.)

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
25.00 Unobligated balance lapsing
Budget authority (appropriation)

40.00
71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00

1989 actual

1990 est.

3,057

1991 est.

3,091

QL3

12,242

11,069

GRANT OBLIGATIONS
14
12,937

11
9,734

Number of grants
Amount of grants (in thousands of dollars).

1991 est.

11
10,000

[ M U T U A L AND SELF-HELP H O U S I N G ]

3 091

[For grants and contracts pursuant to section 523(b)(1)(A) of the
Housing Act of 1949 (42 U.S.C. 1490c), $8,750,000.] (Rural Development>
Agriculture, and Related Agencies Appropriations Act, 1990.)

3,057
2,497
-2,740
6

2740
— 2 831
'

2831
—559

3,000

2,272

Program and Financing (in thousands of dollars)


http://fraser.stlouisfed.org/
250-29
Federal Reserve Bank 8 O - 1 9Louis
of St. 9 0 - 2 6

10,000
26,715
-25,646

3,091

For financial assistance to eligible nonprofit organizations for housing for domestic farm labor, pursuant to section 516 of the Housing
Act of 1949, as amended (42 U.S.C. 1486), [$11,000,000] $10,000,000,
to remain available until expended. (Rural Development, Agriculture,
and Related Agencies Appropriations Act, 1990.)

Program by activities:
Total obligations (object class 41.0)..

12,937
26,020
-26,715

34

RURAL HOUSING FOR DOMESTIC FARM LABOR

10.00

10,000

_

This assistance was authorized by section 7 of the Cooperative Forestry Assistance Act of 1978. Grants are made to
public bodies to organize, train, and equip local flrefighting
forces, including those of Indian tribes or other native groups,
to prevent, control, and suppress fires threatening human
lives, crops, livestock, farmsteads or other improvements, pastures, orchards, wildlife, rangeland, woodland, and other resources in rural areas. In 1989, 3,364 grants were obligated for
a total of $3,057 million. It is anticipated that in 1990, 3,000
grants will be obligated for a total of $3,091 million. No program is proposed for 1991.

Identification code 1 2 - 2 0 0 4 - 0 - 1 - 6 0 4

10,862

This grant program is authorized under section 516 of the
Housing Act of 1949, as amended. Grants are made to public
and private nonprofit organizations for low-rent housing and
related facilities for domestic farm labor. Grant assistance
may not exceed 90 percent of the cost of a project, and may be
used for construction of new structures, site acquisition and
development, rehabilitation of existing structures, and purchase of furnishings and equipment for dwellings, dining
halls, community rooms and infirmaries.

3,091

2,820

Outlays

10,000

11,993

Outlays..

11,000
-138

9,734
30,125
-26,020
-1,846

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

10,000

1990 est.

Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 0 6 7 - 0 - 1 - 4 5 2

71.00
72.40
74.40
78.00

10,862

9,513

Appropriation (adjusted)..

43.00

-2,075

9,513

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

40.00
40.00

-1,846
-450
2,075
9,513

Budget authority..

39.00

90.00

GRANT OBLIGATIONS
Number of grants
Amount of grants (in thousands of dollars)..

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year

17.00
21.40
24.40

A-479

HM
0E

1989 actual

9,734

1990 est.

12,937

1991 est.

10,000

Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 0 0 6 - 0 - 1 - 6 0 4

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00
40.00
40.00
43.00

71.00
72.40
74.40
78.00
90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

1989 actual

1990 est.

1991 est.

10,200

15,493

-516
-8,543
6,859

-6,859

8,000

8,634

8,000

8,750
-116

8,000

8,634

10,200
11,242
-13,513
-516

15,493
13,513
-21,202

21,202
-13,806

7,413

7,804

7,396

This program is authorized under section 523 of the Housing Act of 1949, as amended. Grants and contracts are made
for the purpose of providing technical and supervisory assistance to groups of families to enable them to build their own
homes through the mutual exchange of labor. No program is
proposed for 1991.

A-480

2E51uJd°s^S,smTI0N~^tinued

t h e

General and special funds—Continued
[MUTUAL AND SELF-HELP HOUSING]—Continued
GRANT OBLIGATIONS
Number of grants
Amount of grants (in thousands of dollars)..

1989 actual 1990 est.
35
48
10,200
15,493

1991 est.

VERY LOW-INCOME HOUSING REPAIR GRANTS
For grants to the very low-income elderly for essential repairs to
dwellings pursuant to section 504 of the Housing Act of 1949, as
amended, [$12,500,000] $10,000,000, to remain available until expended. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 12-2064-0-1-604

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations (object class 41.0)

12,500

12,500

12,500

12,500

10,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

12,500
343
-350
-268

12,500
350
-625

10,000
625
-500

90.00

12,225

12,225

Outlays

10,125

This program is authorized under section 504 of the Housing Act of 1949, as amended. This grant program enables very
low-income elderly residents in rural areas to improve or
modernize their dwelling; to make the dwelling safer or more
sanitary; or to remove health and safety hazards. A summary
of the activity for very low-income housing repair grants is as
follows:
GRANT OBLIGATIONS
Number of grants
Amount of grants (in thousands of dollars)..

3,684
12,500

1990 est.
3,542
12,500

1991 est.
2,720
10,000

RURAL [RENTAL ASSISTANCE PAYMENTS] HOUSING VOUCHER
PROGRAM
For necessary expenses to operate a housing voucher program under
section 8(o) of the United States Housing Act of 1937, as amended (42
U.S.C. U37f(o.)), $189,928,000 to be administered by the Secretary of
Agriculture.
Program and Financing (in thousands of dollars)
Identification code 12-2002-0-1-604

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 41.0)

189,928

Financing:
40.00 Budget authority (appropriation)

189,928

10.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays..

63,968
-48,283
-580

48,283
-33,151

189,928
33,151
-200,127

15,104

15,132

VOUCHER OBLIGATIONS
1989 actual

1990 est.

Number of familes
Amount of vouchers (in thousands of dollars)..

1991 est.
8,000
189,928

[COMPENSATION FOR CONSTRUCTION DEFECTS]
[For compensation for construction defects as authorized by section
509(c) of the Housing Act of 1949, as amended, $500,000, to remain
available until expended.] (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
1989 actual

Identification code 12-2071-0-1-371
Program by activities:
Total obligations (object class 41.0)

312

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

1990 est.

1991 est.

186
2

10.00

40.00
71.00
72.40
74.40
90.00

Budget authority (appropriation)

686
-186

500

312

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

500

686

319

-319

Outlays

312

367

319

This program is carried out under the provisions of section
509(c) of the Housing Act of 1949, as amended. The Secretary
of Agriculture is authorized to make expenditures to correct
structural defects, or to pay claims of owners arising from
such defects on newly constructed dwellings purchased with
FmHA financial assistance. Requests for compensation for
construction defects must be made within 18 months after the
date financial assistance was granted. No program is proposed
for 1991.
A summary of the activity for compensation for construction defects is as follows:

22,952

This is a new program proposed for implementation in 1991.
Funding under this proposal will help 8,000 rural, low-income
households to obtain adequate housing for a 5-year period.



19
91

These vouchers more than offset the reduction in the Rural
Housing Insurance Fund's subsidized direct loans to rental
property developers.
Prior year outlays reflect funding for rental assistance for
newly constructed units provided in limited amounts in 1984
and 1985. Since 1986, rental assistance for newly constructed
units, as well as existing rental assistance contract renewals
and additional servicing assistance for existing projects, has
been funded under the Rural Housing Insurance Fund.
The benefits of this voucher program accrue to the renting
household. With vouchers, families have the opportunity to
choose from any apartment or house that is suitable to their
needs. To help pay for housing, the government will cover the
difference between 30 percent of the recipient's income and
the median rental cost in that residential area.
This proposal is authorized under section 8(o) of the United
States Housing Act of 1937, as amended. As practiced by the
Department of Housing and Urban Development, FmHA will
distribute vouchers to low-income households through a
nation-wide network of public housing authorities.

10,000

Financing:
40.00 Budget authority (appropriation)

budget f o r fiscal year

GRANT OBLIGATIONS
Number of payments
Amount of payments (in thousands of dollars)..

1989 actual
69
314

1990 est
145
686

1991 est.

RURAL HOUSING PRESERVATION GRANTS
For grants for rural housing preservation as authorized by section
552 of the Housing and Urban-Rural Recovery Act of 1983 (Public

TIder™u d=S tn i A-481
n s c ni u
'
d

0
M
FARMERS H EAD

DEPARTMENT OF AGRICULTURE

Law 98-181), [$19,140,000] $15,000,000. (Rural Development, Agriculdevelopment of land, and the construction, conversion, enture, and Related Agencies Appropriations Act, 1990.)
largement, repair or modernization of buildings, plants, equipProgram and Financing (in thousands of dollars)
Identification code 1 2 - 2 0 7 0 - 0 - 1 - 6 0 4

1989 actual

1990 est.

1991 est.

Program by activity:
Total obligations (object class 41.0)

19,140

19,140

15,000

Financing:
40.00 Budget authority (appropriation)

19,140

19,140

15,000

10.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..
90.00

Outlays

19,140
28,120
-27,894
-299

19,140
27,894
-26,065
20,970

19,085

Rural development grants:
Number of grants
Amount of grants (in thousands of dollars)

1990 est.

1991 est.

90
16,406

36
6,500

15,000
26,065
-21,980

19,066

ment, access streets and roads. Grants may also be used for
utility lines, parking areas, necessary water supply and waste
disposal facilities, refinancing, services, and fees. Grants are
limited to communities having populations of 50,000 or less
with priority given to communities of less than 25,000. No
program is requested for 1991.

Public enterprise funds:
AGRICULTURAL CREDIT INSURANCE FUND

This grant program is authorized under section 533 of the
Housing Act of 1949, as amended. Grants are made to eligible
private nonprofit groups, Indian tribes, or government agencies for rehabilitation of single family housing owned by lowand very low-income families and the rehabilitation of rental
and cooperative housing for low- and very low-income families.
A summary of the activity for housing preservation grants
is as follows:

For direct and guaranteed loans as authorized by 7 U.S.C. 19281929, to be available from funds in the Agricultural Credit Insurance
Fund, as follows: farm ownership loans, [$569,000,000] $175,000,000,
of which [$13,500,000 shall not become available for obligation until
October 1, 1990, (for the purposes of section 202 of the Balanced
Budget and Emergency Deficit Control Reaffirmation Act of 1987
(Public Law 100-119, September 29, 1987), to the extent that this
action has the effect of transferring an outlay of the United States
from one fiscal year to an adjacent fiscal year, such transfer is a
necessary (but secondary) result of a significant policy change) and
$475,500,000] $150,000,000 shall be guaranteed loans and $50,000,000
GRANT OBLIGATIONS
of such guaranteed loans may be subsidized; [$7,000,000 for water
1989 actual
1990 est.
1991 est.
development, use, and conservation loans, of which $1,500,000 shall be
Number of grants
158
152
114
guaranteed
loans;]
for operating
loans,
[$3,500,000,000]
Amount of grants (in thousands of dollars)..
19,140
19,140
15,000
$3,100,000,000, of which $2,600,000,000 shall be guaranteed loans and
$350,000,000 of such guaranteed loans may be subsidized; [Indian
tribe land acquisition loans as authorized by 25 U.S.C. 488,
[ R U R A L DEVELOPMENT G R A N T S ]
$1,000,000;] for direct emergency [insured and guaranteed] loans,
[For grants authorized under section 310(B)(c) (7 U.S.C. 1932) to
[$600,000,000] $25,000,000 to meet the needs resulting from natural
any qualified public or private nonprofit organization, $16,500,000:
disasters; and for matching grants authorized by section 502(b) of the
Provided, That $500,000 shall be available for grants to qualified Agricultural Credit Act of 1987 (7 U.S.C. 5101-5106), [$3,500,000]
nonprofit organizations to provide technical assistance for rural com$2,000,000.
munities needing improved passenger transportation systems or faciliFor an additional amount to reimburse the Agricultural Credit
ties in order to promote economic development: Provided further, Insurance Fund for interest subsidies and losses sustained in prior
That $1,250,000 shall be available for grants to statewide private, nonyears, but not previously reimbursed, in carrying out the provisions of
profit public television systems in predominately rural States, to prothe Consolidated Farm and Rural Development Act, as amended (7
vide information and services on rural economics and agriculture.]
U.S.C. 1988(a)), [$4,120,159,000] $6,011356,000. In addition,
(Rural Development, Agriculture, and Related Agencies Appropria$33,227,000 is appropriated from the general fund solely for the purtions Act, 1990.)
pose of reducing the interest rate, by no more than an average of 3%,
on new guarantees totaling $400,000,000. No other funds may be added
Program and Financing (in thousands of dollars)
to this amount for the purpose of reducing interest rates. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Identification code 1 2 - 2 0 6 5 - 0 - 1 - 4 5 2
1989 actual
1990 est.
1991 est.
Program by activities:
10.00 Total obligations (object class 41.0)..
39.00
40.00
40.00
43.00

Financing:
Budget authority
_ t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..
90.00

Outlays..

Rural Development Grants.—This

Program and Financing (in thousands of dollars)
6,500

16,406

6,500

16,406

Identification code 1 2 - 4 1 4 0 - 0 - 3 - 3 5 1

6,500

16,500
-94

6,500

16,406

6,500
8,939
-12,778
-59

16,406
12,778
-20,340

20,340
-9,317

2,602

8,844

11,023

assistance is authorized
by section 310B(c) of the Consolidated Farm and Rural Development Act, as amended. The Farmers Home Administration
provides rural development grants to facilitate the development of business and industry. Grants are made to qualified
public or private nonprofit organizations to assist in financing
industrial sites in rural areas including the acquisition and



Program by activities:
Capital investment:
00.01
Loans obligated excluding financed sales from
inventory
00.01
Grants obligated
Loans made:
00.02
Payment of delinquent installments
00.03
Advances on behalf of borrowers
00.04
Purchase of loans from investors
00.05
Interest on loans purchased from investors
00.06
Collateral acquired by default
00.07
Disbursement of loan repayments to investors
00.08
Purchase of guaranteed loans from investors00.09
Interest on guaranteed loans purchased from
investors
00.91

Total capital investment

Operating expenses:
01.01
Administrative expenses
01.01
Interest on FFB borrowings
01.02
Interest on certificates of beneficial ownership
01.03
Premium interest for investors

1989 actual

1990 est.

1991 est.

1,030,063
3,000

1,123,600
3,456

563,500
2,000

144
50,264
2,211
76
16,676
6,179
7,367

125
45,000
838
35
13,100
5,000
8,500

125
38,000
7,871
330
14,100
5,000
9,500

1,301

1,500

2,000

1,117,280

1,201,154

642,426

139,300
3,249,599

162,151
2,744,355

176,518
2,502,798

11,644
195

3,362
1,000

2,514
1,000

^i^ulJ£^S,smTI0N-(^tinije(1

A-482

THE BUDGET FOR FISCAL YEAR

Public enterprise funds—Continued

1112

Unobligated direct loan limitation..

AGRICULTURAL CREDIT INSURANCE FUND—Continued
1150

Program and Financing (in thousands of dollars)—Continued
Identification code

01.04
01.05
01.06
01.07
01.08
01.09
01.10

12-4140-0-3-351

Interest subsidy obligated for guaranteed
loans
Interest expense on withheld collections
Interest on Treasury borrowings
Loss settlement expenses on guaranteed
loans
Unfilled orders
Other expense
Interest buy-down expense

1990 est.

1991 est.

21,740
716,079

24,000
780,000

33,227
12,000
900,000

68,370
4,217
25
14,250

88,000
17,193
100
50,000

122,500
10,000
100
50,000

01.91

Total operating expenses

4,225,419

3,870,161

3,810,657

10.00

Total obligations

5,342,699

5,071,315

4,453,083

-1,645,667

-1,556,000

-1,506,000

-6,184
-8,693

-5,000
-8,000

-5,000
-6,000

-8,838

-11,500

-13,000

-53,966
-763
-22
-9,005
-884,034
-16,029
-52

-61,000
-900
-22
-27,000
-854,481
-13,000

-176,000
-1,000
-22
-25,000
-888,533
-16,000

Financing:
Offsetting collections from: Non-Federal sources:
14.00
Repayments on loans held by the fund
14.00
Loan repayments received on behalf of investors
14.00
Repayments on advances
14.00
Repayments on guaranteed loans purchased
from investors
14.00
Proceeds from sale of acquired property and
chattels
14.00
Payments on judgements
14.00
Insurance premiums
14.00
Guarantee fees
14.00
Interest revenue
14.00
Fees and other revenue
17 00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year:
Fund balance
27.00 Reduction pursuant to P.L 99-177
Redemption of debt:
31.00
FFB
31.00
Public CBO's
32.47 Balance of authority to borrow withdrawn

1,581
3,322,000
16,635

1,975,000
6,150
2,251,905

6,317,495

5,874,628

6,049,583

Budget authority:
Current:
40.00
Appropriation (past losses)
40.00
Appropriation (grants)
40.00
Appropriation (guaranteed loan subsidies)
40.00
Reduction pursuant to P.L. 99-177

3,467,596
3,000

4,120,159
3,456

6,014,356
2,000
33,227

43.00

3,470,596

4,123,571

2,846,899

1,751,057

2,709,498

2,534,412

1,816,528

2,094,092

1,768,507
20,841

1,621,304
31,477

-1,768,507
-20,841
-26,872
-52

-1,621,304
-31,477

-33,227
-1,653,249
-29,883

2,987,318

2,670,979

67.10

Budget authority

Appropriation (adjusted)
Permanent:
Authority to borrow (7 U.S.C. 1929(c))
(indefinite)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.40
Appropriation
74.47
Authority to borrow
74.90
Fund balance
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts

71.00

90.00

Outlays

-44

6,049,583

Position with respect to appropriations act
limitation on obligations:
Limitation on direct loans:
1111
Real estate loans 1
1111
Soil and water loans
1111
Operating loans2
1111
Transferred from Soil Conservation Service
1111
Disaster loans
1111
Limitation on direct loans




1989 actual

96,000
5,500
932,500
4,600
530,000

1290

Outstanding, end of year

1990

est.

81,000
5,500
900,000
4,600
600,000
32,500

est.

38,500

25,000

100,000

1,092,132

1,198,600

663,500

25,481,166

22,546,640

18,998,198

1,018,439
2,341
-1,654,472

1,141,595
838
-1,564,000

593,575
7,871
-1,512,000

174,666
-2,474,612
-888

158,000
-3,100,000
-184,875

133,000
-3,100,000
-266,875

22,546,640

18,998,198

14,853,769

44.2
19.2
23.2
18.3
137,200

Status of Guaranteed Loans (in thousands of dollars)
12-4140-0-3-351

Position with respect to appropriations act
limitation on commitments:
Limitation on guaranteed loans made by private
lenders:
2111
Real estate loans
2111
Soil and water loans
2111
Operating loans
2111 Reduction pursuant to P.L 99-177
2112 Uncommitted limitation
2131 Guaranteed loan commitments exempt from limitation 1
2150

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2231 Disbursements: Disbursements of new guaranteed loans
2251 Repayments and prepayments
Adjustments:
2263
Terminations for default that result in claim
payments
2264
Other adjustments, net 2
2290

Outstanding, end of year..

1990 est.

1989 actual

1991 est.

150,000

725,500
1,500
2,350,000
-40,256

2,666'bbo

2,138,836

3,036,744

2,750,000

3,506,669

3,708,367

5,284,887

1,030,088
-748,640

2,506,558
-847,200

2,856,719
-1,209,900

-64,414
-15,336

-83,000
162

-115,000
-6,871

3,708,367

5,284,887

6,809,835

3,255,174

4,674,038

6,043,314

724,000
1,500
2,050,000
-1,184,773
548,109

.

MEMORANDUM
U.S. contingent liability for guaranteed loans
outstanding, end of year

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent):
Farm ownership loans
2320
Operating loans
2320
Subsidy amount (in thousands of dollars)
2330
Farm ownership loans
2330
Operating loans
1
2

500,000

-500,000
75,000

1 The amount shown for 1991 includes $13.5 r
ion made available in the Rural Development, Agriculture, and Related
Agencies Appropriations Act of 1990.
2 The amount shown for 1989 includes $32.5 mi!
i made available in the Dire Emergency Supplemental Appropriations Act
of 1989.
3 Amounts shown are based on financed sales from inventory.
4 Amounts shown are based on payment of delinquent installments, advances on behalf of borrowers, acquired property and
chattels, loans in kind, and judgments.

1,752,950

1991

-538,537
62,069

Estimate of direct loan subsidy:
Subsidy rate (in percent):
1320
Farm ownership loans
1320
Operating loans
1320
Disaster loans
1320
Farm acquired property
1330 Subsidy amount (in thousands of dollars).,

2299

Status of Direct Loans (in thousands of dollars)
Identification code 12-4140-0-3-351

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
Disbursements:
1231
Direct loan disbursements
Purchase of loan assets from the public
1233
1251 Repayments: Repayments and prepayments
Adjustments:
1261
Capitalized interest
1262
Write-offs for default
1264
Other adjustments, net 4

Identification code

-614,972
3,960,000
263,021

39.00

Total direct loan obligations

1991

27.0
2.8

31,200
73,300

Amounts reflect the effect of Disaster Assistance Act of 1988 (P.L 100-387).
Amounts shown are based on assumption agreements, repurchases of loans from investors, and other.

The Agricultural Credit Insurance Fund and its associated
loan programs are authorized by title III of the consolidated
Farm and Rural Development Act, as amended. The state

DEPARTMENT OF AGRICULTURE

FARMERS

mediation grant program is authorized by title V of the Agricultural Credit Act of 1987.
The Agricultural Credit Insurance Fund is used to insure or
guarantee farm ownership, soil and water, farm operating,
and emergency loans to individuals. Associations, Indian
tribes and tribal corporations are eligible for the following
types of loans: Indian land acquisition, watershed protection,
flood prevention, and resource conservation and development.
Funding for the 1991 budget is proposed to be limited to
farm ownership, farm operating and emergency disaster loans
and state mediation grants. The 1991 budget also proposes a
new interest subsidy for guaranteed farm ownership and farm
operating loans with a corresponding reduction in direct
loans. This will enable FmHA to utilize private sector resources to make and service loans while it provides a financial
guarantee to encourage private sector participation, plus an
interest subsidy to enhance participation in the guarantee
program by borrowers who are not able to pay private sector
rates without financial assistance. In addition, the budget
proposes to limit eligibility for farm operating direct loans to
seven years for any one borrower.
The following table shows the 1989 actual and estimated
1990 and 1991 number of loans and grants and program
levels. The guaranteed program levels reflect the full principal amount of the loan of which part is guaranteed by the
U.S. Government. In addition, financed sales of inventory
property amount to $62 million in 1989, $75 million in 1990,
and $100 million in 1991.
LOAN AND GRANT OBLIGATIONS

Agricultural credit insurance fund:
Insured farm ownership loans
Guaranteed farm ownership loans..
Insured farm operating loans
Guaranteed farm operating loans...
Emergency disaster loans
Insured soil and water loans
Guaranteed soil and water loans...
Indian tribe land acquisition loans.
Watershed protection and flood
prevention loans
Resource conservation and development loans
State mediation grants
Total, Agricultural credit insurance fund

Number

Amount

1,172
2,139
20,517
9,863
2,806
348
12
1

94,933
305,159
856,018
879,174
73,493
5,499
440
120

Number

1991 &stimate
Number

Amount

80,000
950
4,850 719,279
21,500 932,500
24,980 2,315,985
3,670 100,000
335
5,500
39
1,480
2
1,000
1

17

3,000

36,875 2,217,835

440
38,500
970 150,000
11,060 500,000
26,915 2,600,000
880
25,000

4,000

1
19

Amount

600
3,456

10

56,347 4,163,800

2,000

40,265 3,315,500

818,692
10,172,844

872,943
8,726,535

742,953
6,774,409

8,289

9,204

10,329

11,429

_1
641,541

445,740

435,449

359,792

14,871

28,271

25,271

21,771

14,995,451

11,495,592

10,102,004

7,973,464

50,041
1,551,258
106,609

57,939
1,474,972
147,455

82,440
1,332,341
164,455

122,440
1,349,917
173,455

11,806,500
27,625,000
287,426

12,595,000
23,665,000
24,405

14,475,000
20,343,000
7,770

12,185,000
18,368,000
1,620

1,179,297

1,553,790

2,382,006

3,196,556

42,606,131

39,518,560

38,787,012

35,396,988

-27,610,680

-28,022,969

--28,685,008

-27,423,524

-27,610,680

-28,022,969

--28,685,008

-27,423,524

Total assets
Liabilities:
Accounts payable
Interest payable
Unearned revenue (advances)
Debt issued under borrowing
authority:
Borrowings from Treasury
Borrowings from FFB
Borrowings from Public
Other liabilities: Provision for potential
losses on loans sold or guaranteed..
Total liabilities
Government equity:
Revolving fund balance
Total Government equity

Note—This statement excludes unfunded contingent liabilities under insurance programs in principal amounts in 1988,
$3,067,677 thousand; 1989, $3,255,174 thousand; 1990, $4,674,038 thousand and 1991, $6,043,314 thousand.

Object Classification (in thousands of dollars)
Identification code

1990 estimate

635,290
10,986,397

Accounts receivable (net)
Loans receivable (net)
Other assets (net):
Judgments
Deferred charges and unamortized
discount on participation certificates and loans sold
Acquired Security (net)
Guaranteed loans purchased from
holders

[In millions of dollars]
1989 actua/

H M ADTIder™u'nds=cSntinuidA-483
0E

1989 actual

12-4140-0-3-351

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanentOther personnel compensation....

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
33.0
43.0
44.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Investments and loans
Interest and dividends
Refunds

99.9

1990 est.

1991 est.

77,345
4,664
2,189

84,247
4,852
2,362

67,475
11,650
4,042
419
271
3,705
7,316
767
98,592
818
1,114,049
4,027,416
6,179

84,198
17,749
5,332
763
315
4,846
9,782
1,256
109,553
1,357
1,211,912
3,619,252
5,000

91,461
20,642
5,697
827
325
5,569
9,789
1,378
144,333
1,497
645,196
3,521,369
5,000

5,342,699

Total obligations

62,323
3,579
1,573

5,071,315

4,453,083

2,356

2,995

3,000

2,570
50

3,190
65

3,365
65

Revenue and Expense (in thousands of dollars)
Personnel Summary
1989 actual

Operating income or loss ( - ) :
Revenue
Expense

1990 est.

1991 est.

1,777,440
-5,653,215

Net loss for the year

64,318
62,006

61,000
75,000

176,000
100,000

136,000
-315,000

276,000
-480,000

-179,000

-204,000

-4,016,266

Net nonoperating loss

-4,708,099

-140,490

Total proceeds from sale
Net book value of assets sold

-4,735,655

126,324
-266,814

Nonoperating income or loss ( - ) :
Proceeds from sale of acquired property and chattels:
Cash
Loans receivable

1,610,190
-6,318,289

-3,875,776

Net operating loss

1,732,785
-6,468,440

-4,914,655

-4,912,099

Assets:
Fund balance with Treasury..




2,709,064

1989 actual

20,841

[ S E L F - H E L P H O U S I N G L A N D DEVELOPMENT J

[For direct loans pursuant to section 523(bXlXB) of the Housing
Act of 1949, as amended (42 U.S.C. 1490c), $500,000 shall be available
from funds in the Self-Help Housing Land Development Fund.]

(Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

Financial Condition (in thousands of dollars)
1988 actual

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..

1990 est.

31,477

1991 est.

63,110

10.00

12-4222-0-3-371

Program by activities:
Total obligations (object class 33.0)

Financing:
14.00 Offsetting collections from: Non-Federal sources..

1989 actual

1990 est.

500

500

-1,049

-198

1991 est.

-349

A-484

K E K ^ ^

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued

RURAL HOUSING INSURANCE FUND

[SELF-HELP HOUSING LAND DEVELOPMENT]—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 1 2 - 4 2 2 2 - 0 - 3 - 3 7 1

17.00
21.90
24.90
39.00

1989 actual

Recovery of prior year obligations
Unobligated balance available, start of year: Fund balance
Unobligated balance available, end of year: Fund balance.

1991 est.

-2
-2,924
3,476

-3,476
3,173

-3,173
3,522

-549
-11
1,207

302
1,205
9
-1,280

-349
-9
1,280
15
-680

236

257

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
72.90 Obligated balance, start of year: Fund balance
74.10 Receivables in excess of obligations, end of year
74.90 Obligated balance, end of year: Fund balance
78.00 Adjustments in unexpired accounts
90.00

1990 est.

-1,205
-2

Outlays

-560

Status of Direct Loans (in thousands of dollars)
Identification code 1 2 - 4 2 2 2 - 0 - 3 - 3 7 1

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans

500

500

1150

500

500

863
500
-745

618
425
-175

868
600
-317

618

868

1,151

1210
1231
1251
1290

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursments
Repayments: Repayments and prepayments
Outstanding, end of year

The Self-help housing land development fund is authorized
under section 523(b)(1)(B) of the Housing Act of 1949, as
amended. The fund provides qualified public or private nonprofit organizations with financing for the acquisition and
development of building sites for homes to be constructed by
the self-help method. No program is proposed for 1991.
LOAN OBLIGATIONS
1989 actual

Number of loans
Amount of loans (thousands of dollars)

1
500

1990 est.

1991 est.

1
500

Revenue and Expense (in thousands of dollars)
1989 actual
Operating income or loss ( - ) :
Revenue
Expense

1990 est.

1991 est.

27
-904

32
-817

-877

Net loss for the year

23
-786
-763

-785

Financial Condition (in thousands of dollars)
1988 actual
Assets:
Fund balance with Treasury
Accounts receivable (net)
Loans receivable (net)
Real property
Total assets

1989 actual

1990 est.

1991 est.

618

4,444
9
868

4,187
15
1,151

5,352

5,298

5,321

5,353

5,352

5,298

5,321

5,353

5,352

5,298

5,321

5,353

4,120
11 ..
863
358 ..

4,680

Liabilities:
Total liabilities
Equity:
Revolving fund balance
Total equity




From funds in the Rural Housing Insurance Fund, and for insured
loans as authorized by title V of the Housing Act of 1949, as amended,
[$1,932,490,000]
$1,027,350,000, of
which
not less than
[$1,881,920,000] $1,007,350,000 shall be for subsidized interest loans
to low-income borrowers, as determined by the Secretary, and for
subsequent loans to existing borrowers or to purchasers under assumption agreements or credit sales, and for loans to finance sales or
transfers to nonprofit organizations or public agencies of not more
than [5,000] 3,000 rental units related to prepayment; and not to
exceed $10,000,000 to enter into collection and servicing contracts
pursuant to the provisions of section 3(f)(3) of the Federal Claims Act
of 1966 (31 U.S.C. 3718). During fiscal year 1991, commitments to
guarantee loans may be made only to the extent that the total loan
principal, any part of which is to be guaranteed, shall not exceed
$594,000,00. Further, $362,460,000 is appropriated from the general
fund solely for the purpose of reducing the interest rate, by no more
than an average of 5 percent, on guarantees totaling $297,000,000. No
other funds may be added to this amount for the purpose of reducing
interest rates.
For rental assistance agreements entered into or renewed pursuant
to the authority under section 521(a)(2) of the Housing Act of 1949, as
amended, total new obligations shall not exceed [$300,310,000]
$258,000,000, to be added to and merged with the authority provided
for this purpose in prior fiscal years: Provided, That of this amount
not less than [$124,918,000] $93,900,000 is available for newly constructed units financed by section 515 of the Housing Act of 1949, as
amended, and not more than [$5,082,000] $5,100,000 is for newly
constructed units financed under sections 514 and 516 of the Housing
Act of 1949: Provided further, That [$170,310,000] $159,000,000 is
available for expiring agreements and for servicing of existing units
without agreements: Provided further, That agreements entered into
or renewed during fiscal year [1990] 1991 shall be funded for a fiveyear period, although the life of any such agreement may be extended
to fully utilize amounts obligated [: Provided further, That agreements entered into or renewed during fiscal years 1986, 1987, 1988
and 1989, may also be extended beyond five years to fully utilize
amounts obligated].
For an additional amount to reimburse the Rural Housing Insurance Fund for interest subsidies and losses sustained in prior years,
but not previously reimbursed, in carrying out the provisions of title
V of the Housing Act of 1949, as amended (42 U.S.C. 1483, 1487(e),
and 1490a(c)), including [$1,317,000] $40,000 as authorized by section
521(c) of the Act, also including not to exceed [$5,000,000]
$11,800,000 for debt forgiveness or payments for eligible households as
authorized by section 502(c)(5)(D) of the Act, and not to exceed $10,000
per project for advances to nonprofit organizations or public agencies
to cover direct costs (other than purchase price) incurred in purchasing projects pursuant to section 502(c)(5)(C) of the Act;
[$2,677,897,000] $2,667,186,000. For an additional amount as authorized by section 521(c) of the Act, such sums as may be necessary to
reimburse the fund to carry out a rental assistance program under
section 521(a)(2) of the Housing Act of 1949, as amended. (Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 4 1 4 1 - 0 - 3 - 3 7 1

Program by activities:
Capital investment:
Loans obligated, excluding financed sales
00.01
from inventory
Loans made:
00.02
Payment of delinquent installments
Advances on behalf of borrowers
00.03
00.04
Purchase of loans from investors
00.05
Interest on loans purchased from investors
Collateral acquired by default
00.06
00.07
Judgments
Disbursement of loan repayments to investors
00.08
Purchase of guaranteed loans from investors..
00.09
Interest on guaranteed loans from investors...
00.10
Loan asset sale substitution
00.12
00.91
01.01

Total capital investment
Operating expenses:
Administrative expenses

1989 actual

1990 est.

1991 est.

1,905,730

1,027,350

43,000
680

43,800
3,770

40,000
360
2,000
200
20

42,000
400
1,800
200
20

1,942,320

1,991,990

1,119,340

38,277

63,245

48,630

1,844,926
21
41,789
1,886
42
47,625
318
5,325
237
18
133

DEPARTMENT OF AGRICULTURE
01.02
01.02
01.03
01.04
01.05
01.06
01.07
01.08
01.09
01.10

01.11

01.12
01.13

Interest on certificates of beneficial ownership
Interest on FFB borrowings
Premium interest for investors
Interest expense on withheld collections
Interest on Treasury borrowings
Interest supplements
Interest credits on loans sold to investors
Interest subsidy obligated for guaranteed
loans
Rental assistance payments
Rental assistance debt foregiveness
Loss settlement expense on guaranteed loans.
Other expenses
Undistributed charges

FAfiHERS

15,384
3,314,938
325
468
387,034
46
3,890

11,077
3,254,737
270
350
418,100
31
5,709

11,052
3,060,183
230
290
446,000
27
5,571

275,302
88
468
55,231
5,076

296,317
5,000
300
50,900

362,460
258,000
11,800
270
46,300

01.91

Total operating expenses

4,096,527

4,106,036

4,250,813

10.00

Total obligations

6,038,847

6,098,026

1131
1150

KM
0E

Direct loan obligations exempt from limitation 1 .
Total direct loan obligations

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
Disbursements:
1231
Direct loan disbursements
1233
Purchase of loan assets from the public..^
1251 Repayments: Repayments and prepayments
Adjustments:
1261
Capitalized interest
1262
Write-offs for default
1264
Other adjustments, net 2

"TS^'^toS

A-485

407,577

340,000

413,000

2,252,503

2,245,730

1,440,350

27,097,524

27,866,507

28,394,087

1,957,436
1,904
-1,177,526

1,862,000

1,280,000
3,770
-1,374,200

680
-1,241,000
31,900

32,700

30,724
-59,934
16,379

-112,000
-14,000

-37,200

27,866,507

28,394,087

28,171,157

-128,000

5,370,153

Financing:
Offsetting collections from: Non-Federal sources:
14.00
Repayments on loans held by the fund
14.00
Loan repayments received on behalf of investors
14.00
Repayments on advances
14.00
Proceeds from sale of acquired property
14.00
Payments on judgments
14.00
Insurance premiums
14.00
Guarantee fees
14.00
Interest revenue
14.00
Principal attributed to subsidy recoveries
14.00
Subsidy recoveries
14.00
Fees and other revenue
14.00
Repayments on guaranteed loans purchased
from investors
14.00
Sale of subordinated security investment
14.00
Income and return on investment of subordinated securities and residual interest from
loan asset sales
14.00
Income and return of investment on protective advance fund, loan asset sales
14.00
Subservicers fee
27.00 Reduction pursuant to P.L. 99-177
Redemption of debt:
31.00
FFB
31.00
Public CBO's
32.47 Balance of authority to borrow withdrawn
39.00

Budget authority...

Budget authority:
Current:
40.00
Appropriation (past losses)
40.00
Appropriation (guaranteed loan subsidies)
40.00
Appropriation (rental assistance) (indefinite)
43.00
67.10
67.10

Appropriation (adjusted)
PermanentAuthority to borrow (42 U.S.C. 1487 (h))
(indefinite)
Authority to borrow (12 U.S.C. 2281-96)
(indefinite)

-1,158,628

-1,221,400

-1,354,000

-5,325
-18,898
-49,595
-5,119
-15
-21
-1,203,947
-22,876
-24,322
-5,958

-2,000
-19,600
-41,000
-5,600
-15
-19
-1,258,218
-27,500
-29,200
-2,950

-1,800
-20,200
-56,100
-5,900
-15
-220
-1,344,298
-40,800
-45,600
-2,310

-483

-220
-390,000

-180

-34,997

-79,964

-1,000

-1,135
-18,169

-1,100

-1,180

1,990,000
1,554

1,415,000
5,454

4,837,418

5,011,128

3,917,004

3,660,061

2,677,897

2,667,186

177,357

212,468

362,460
253,496

3,837,418

2,890,365
130,763

1,000,000

1,990,000

Identification code

12-4141-0-3-371

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans by private lenders

594,000

2150

594,000

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
Disbursements:
2231
Disbursements of new guaranteed loans
2251 Repayments and prepayments
Adjustments:
2263
Terminations for default that result in claim
payments
2264
Other adjustments, net 1
2290

Outstanding, end of year

U.S. contingent liability for guaranteed loans
outstanding, end of year

3,489,359

3,019,240

2,496,550

5,060,170
13,958

4,904,274
5,641

4,993,149
22,155

3,610,736

2,913,851

2,490,643

Status of Direct Loans (in thousands of dollars)
1989 actual

1,844,990
-64

1990 est.

1,932,490
-26,760

1991 est.

1,027,350

49,654

41,393

36,512

215
-6,398

-4^090

415,800
-4,070

-139
-1,939

-680

-111
-3,770

41,393

36,512

444,361

39,518

34,868

359,978

-111

MEMORANDUM

2320
2330

90.00




Status of Guaranteed Loans (in thousands of dollars)

633,862

-4,993,149
-22,155

Position with respect to appropriations act
limitation on obligations:
1111 Limitation on direct loans
1111 Reduction pursuant to P.L. 99-177
1112 Unobligated direct loan limitation

52.7
53.4
51.9
50.3
45.0
729,160

1 Amounts shown are based on financed sales from inventory.
2 Amounts shown are based on payment of delinquent installments, advances, principal subsidy, acquired property,
judgments, loans-in-kind acquired real property, and gains/losses on assumptions.

3,283,142

4,904,274
-5,641
-42,836

12-4141-0-3-371

Estimate of direct loan subsidy:
Subsidy rate (in percent):
1320
Low income housing loans
1320
Rural rental housing loans
1320
Very low income housing repair loans
1320
Farm labor housing loans
1320
Housing acquired property
1330 Subsidy amount (in thousands of dollars)

2299

1,000,000
182,004
166,055

-358,232
-4,645,557
-17,422

Identification code

Outstanding, end of year

334

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.40
Appropriation
74.47
Authority to borrow
74.90
Fund balance
77.00 Adjustments in expired accounts..
Outlays..

1290

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

25.7
152,355

1 Amounts shown are based on purchase of loans from investors, assumption agreements, acquired property, and gain or
loss on assumption agreements.

Rural housing insurance fund.—This fund was established
in 1965 (Public Law 89-117) pursuant to section 517 of title V
of the Housing Act of 1949, as amended. This fund may be
used to insure or guarantee rural housing loans for single
family homes, rental and cooperative housing, farm labor
housing, and rural housing sites and to make rental assistance payments authorized by section 521(a). Loan programs
are limited to rural areas that include towns, villages, and
other places which are not part of an urban area and that
have a population not in excess of 2,500 inhabitants, or is in
excess of 2,500 but not in excess of 10,000 if rural in character, or has a population in excess of 10,000 but not more than
20,000 and is not within a standard metropolitan statistical
area and has a serious lack of mortgage credit for low- and
moderate-income borrowers.

A-486

FARMERS HOME ADMINISTRATION—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued

Revenue and Expense (in thousands of dollars)

RURAL HOUSING INSURANCE FUND—Continued

1989 actual

The 1991 budget proposes a new subsidized and nonsubsidized guaranteed section 502 loan program with a corresponding reduction in direct loan levels under this account. The
guaranteed program will enable FmHA to utilize private
sector resources for the making and servicing of loans while
the Agency will provide a financial guarantee to encourage
private sector activity, plus an interest subsidy where it is
required to enhance affordability for low and very-low income
borrowers. The direct programs, both section 502 and section
515, will be targeted to benefit very-low income borrowers and
previously under-served areas. Rural housing vouchers are
proposed elsewhere at an 8,000 unit level to augment the
Agency's loan and grant programs. Vouchers will enable families now living in substandard housing to rent decent, well
equipped rental housing of their choice rather than specific
FmHA financed units.
The major programs currently funded through the Rural
housing insurance fund are: section 502 very low and low to
moderate income home ownership loans; section 504 very lowincome housing repair loans; section 514 domestic farm labor
housing loans; section 515 rural rental housing loans; section
521 rural rental assistance; section 502(c)(5)(D) rental assistance; and section 524 rural housing site loans.
In 1987, the FmHA sold rural housing section 502 loan
assets without recourse to institutional and individual investors. The agency proposes to sell, during 1990, its investment
in subordinated securities acquired as part of the proceeds
from the 1987 sale, realizing net proceeds of $390 million.
The following table shows 1989 actual and estimated 1990
and 1991 number of units and program levels. In addition,
financed sales of inventory property amounted to $407.6 million in 1990, $340 million in 1990, and $413 million in 1991.
RURAL HOUSING PROGRAMS—OBLIGATIONS
[In thousands of dollars]
1989 actual
No. of units

Subsidized housing loan assistance:
Low-income housing loans to individuals
Guaranteed low-income housing
loans to individuals
Very low-income housing repair
loans
Rural rental housing loans
Farm labor housing loans
Subtotal, subsidized housing
loan assistance
Unsubsidized housing loan assistance:
Low-income nonsubsidized
Low- or moderate-income loans
for servicing and repairs
Guaranteed moderate income
housing loans to individuals
Rural housing site loans
Subtotal, unsubsidized housing loan assistance

24,788 1,245,736

No. of units

Amount

23,830 1,246,804

No. of units

11,254
554,934
11,446

44,229 1,823,370

2,860
15,860
445

11,173
571,870
11,321

42,995 1,841,168

13,041

1,750

8,086

50,000

10,100

577,000
297,000

2,750
10,950
465

11,100
391,000
16,250

30,725 1,292,350

670

14,000

428
476

21,555

20,000

64,562

7,340

56,100
413,000

Total proceeds from sale
Net book value of assets sold

457,542
-639,911

381,000
-486,600

469,100
-592,600

Net loss from sale of acquired property

-182,369

-105,600

-123,500

-182,369

119,233

-123,500

-2,786,394

-2,773,356

-2,845,753

Net nonoperating gain or loss ( - )
Net loss for the year

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Fund balances with Treasury
Accounts receivable (net)
Investments (net)
Loans receivable (net)
Other assets (net)*
Acquired securities (net)
Judgments
Guaranteed loans purchased from
holders
Deferred charges and unamortized
discount on participation certificates and loans sold
Protective advance funds—loan
assets sales

44,705 2,120,316

44,745 2,207,047

1989 actual

1990 est.

1991 est.

13,958
127,333
199,661
23,895,297

5,641
127,979
190,167
25,004,034

22,155
126,207
21,000
25,477,421

375,654
106,145
21,000
25,277,391

379,347
9,001

247,043
10,271

260,528
11,382

250,611
11,855

821

698

587

512

1,400

6,476

6,476

6,476

9,544

9,383

8,945

8,475

24,636,362

Total assets
Liabilities:
Accounts payable
Interest payable
Unearned revenue (advances)
Debt issued under borrowing
authority:
Borrowings from Treasury
Borrowings from Federal Financing
Bank
Borrowings from public
Other liabilities:
Provision for potential losses on
loans sold or guaranteed

25,601,692

25,934,701

26,058,119

12,709
1,625,743
101,177

16,274
1,593,178
205,919

27,519
1,585,545
174,900

29,449
1,444,935
179,330

Total Government equity

6,275,718

6,040,718

6,080,718

7,056,718

25,971,000
266,447

25,971,000
84,443

25,971,000
82,889

24,556,000
81,098

2,063

1,966

1,753

6,412

34,254,857

Government equity:
Revolving fund balances

33,913,498

33,924,324

33,353,942

-9,618,495

-8,311,806

-7,989,623

-7,295,823

-9,618,495

-8,311,806

-7,989,623

-7,295,823

Object Classification (in thousands of dollars)

329,000

38,065 1,891,150

Note.—All unit information is preliminary. The units for rural rental assistance are included iri number ol urnh agisted in
the corresponding loan programs. The site loan program provides homesites rather than dwelling unih




41,000
340,000

Note—This statement excludes unfunded contingent liabilities under insurance programs in principal amounts in 1988,
$47,534 thousand; 1989, $39,517 thousand; 1990, $34,868 thousand; 1991, $359,978 thousand.

44,745 1,905,730
44,705 1,844,925
Total loan assistance
38,065 1,621,350
Rural rental assistance payments
275,302 (26,463) 296,317 (22,197) 258,000
(24,921)
Section 502(c)(5)(D) rental assistance in lieu of debt forgiveness....
(452)
5,000 (1,035)
88
11,800
(8)
Total housing programs

49,901
407,641

297,000

562
1,750

390,000
-165,167
224,833

Proceeds from sale of acquired property:
Cash
Loans receivable

12,000
6,670

-2,722,253

Net gain from sale of investment

Total liabilities
476

-2,892,589

Amount

6,460
3,041
15,996
404

1,513,009
-4,235,262

Nonoperating income or loss ( - ) :
Proceeds from sale of subordinated security investment
Net book value of investment sold

1991 estimate

Amount

1,496,709
-4,389,298

-2,604,025

Net operating loss

1991 est.

1,403,671
-4,007,696

Operating income or loss ( - ) :
Revenue
Expense

1990 est.

Identification code 1 2 - 4 1 4 1 - 0 - 3 - 3 7 1

1989 actual

1990 est.

1991 est.

25.0
33.0
41.0
43.0
44.0

99,052
1,936,935
279,326
3,718,209
5,325

114,445
1,989,970
307,057
3,684,554
2,000

95,200
1,117,520
637,858
3,517,775
1,800

6,038,847

6,098,026

5,370,153

99.9

Other services
Investments and loans
Grants, subsidies, and contributions
Interest and dividends
Refunds
Total obligations

0
M
FARMERS H E

DEPARTMENT OF AGRICULTURE
R U R A L DEVELOPMENT I N S U R A N C E

FUND

74.47

Obligated balance, end of year:
Authority to borrow

AT e™ u d=S t u
DI r
d n sc ni i
'
nd

-1,269,298

-1,321,135

For direct and guaranteed loans as authorized by 7 U.S.C. 1928 and
74.90
Fund balance
-53,843
-32,080
86 Stat. 661-664, to be available from funds in the Rural Development
77.00 Adjustments in expired accounts
-62,003
Insurance Fund, as follows: water and sewer facility loans,
78.00 Adjustments in unexpired accounts
-1,825
-235
[$430,190,000] $350,000,000, of which [$75,000,000] $50,000,000 shall
Outlays
402,805
891,262
be for guaranteed loans [; guaranteed industrial development loans, 90.00
$95,700,000]; and community facility loans,
[$119,700,000]
$95,700,000, of which [$24,000,000] $50,000,000 shall be for guaranStatus of Direct Loans (in thousands of dollars)
teed loans.
For an additional amount to reimburse the Rural Development
Identification code 1 2 - 4 1 5 5 - 0 - 3 - 4 5 2
1989 actual
1990 est.
Insurance Fund for interest subsidies and losses sustained in prior
years, but not previously reimbursed, in carrying out the provisions of
Position with respect to appropriations act
the Consolidated Farm and Rural Development Act, as amended (7
limitation on obligations:
U.S.C. 1988(a)), [$1,474,499,000] $1,666,160,000. (Rural Development,
1111 Limitation on direct loans
428,580
450,890
1111 Reduction pursuant to P.L. 99-177
-6,216
Agriculture, and Related Agencies Appropriations Act, 1990.)
1150

Program and Financing (in thousands of dollars)
Identification code

12-4155-0-3-452

Program by activities:
Capital investment:
00.01
Loans obligated
00.02
Loans made: Advances on behalf of borrowers
00.03
Purchase of loans from investors
00.05
Collateral acquired by default
00.06
Disbursement of loan repayments to investors
00.07
Purchase of guaranteed loans from investors..
00.08
Interest on guaranteed loans purchased from
investors....
00.91

Total capital investment

Operating expenses:
01.01
Administrative expenses
01.01
Interest on FFB borrowings
01.02
Interest on certificates of beneficial ownership
01.03
Premium interest for investors
01.04
Interest expense on withheld collections
01.05
Interest on Treasury borrowings
01.06
Loss settlement expense on guaranteed loans.
01.09
Penalty expense on FFB repurchases
01.10
Other expenses

1989 actual

1990 est.

1991 est.

Total direct loan obligations...

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements:
Direct loan disbursements
1231
Purchase of loan assets from the public
1233
Repayments:
Repayments and prepayments
1251
Proceeds from loan asset sales to the public
1253
or discounted prepayments without recourse
Adjustments:
Capitalized interest
1261
1262
Write-offs for default
1263
Discount on loan asset sales to the public or
discounted prepayments
1264
Other adjustments, net 1
1210

428,580

444,674

345,700

2
7,179
5
6,724
15,979

50
79

3,312

10,000
43,502

10,000
36,921

1,890

4,089

4,074

460,359

502,394

400,007

225
664,014

1,078
514,842

970
514,842

4,244
1,651
167
207,542
131,406
341,549
637

3,055
504
122
215,957
46,432

2,668

465
94
209,412
43,549

1290

Total operating expenses

1,351,435

781,990

Total obligations

1,811,794

1,284,384

1,172,007

-129,207

-94,954

-101,167

—6,724
—4

-10,000

-10,000

-10

-12

-92,115
-7
-754
—310,008
-1,243
-1,082,359
-126
-1,825

_44,975

-44,812

Financing:
Offsetting collections from:
Non-Federal sources:
14.00
Repayment on loans held by the fund
14.00
Loan repayments received on behalf of
investors
14.00
Repayments on advances
14.00
Repayments on guaranteed loans purchased from investors
14.00
Proceeds from sale of acquired property....
14.00
Guarantee fees
14.00
Interest revenue
14.00
Guaranteed loss recoveries
14.00
Repayments on borrower loans purchased..
14.00
Interest on loans purchased from investors
17.00 Recovery of prior year obligations
27.00 Reduction pursuant to P.L. 99-177
Redemption of debt:
31.00
FFB
31.00
Public CBO's
32.47 Balance of authority to borrow withdrawn
39.00

Budget authority

Budget authority:
40.00
Appropriation
41.00
Transferred to other accounts
43.00

Appropriation (adjusted)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
71.00




-10

-10

-3,855
-196,208

-2,151
-207,338

""-12,800 Z Z I I Z
- 1

-60

-235
5

-849

1,225,000
86,272
97,353

M54
547,704

520
860,032

1,596,047

1,474,499

1,666,160

1,607,047
-11,000

1,474,499
1,474,499

1,666,160

189,247

921,571

806,457

1,584,927
15,600

1,269,298
53,843

1,321,135
32,080

885,246

1991 est.

345,700

444,674

345,700

5,141,335

3,798,174

4,046,328

456,176
7,179

362,669
79

382,894
3,312

-129,211

-94,964

-101,170

-1,082,359

-12,800

2,340
-16,114

1,000
-380

-580,750
-422

-7,200
-250

-350

3,798,174

4,046,328

4,331,957

1,350
-407

20.8

14.3
68,895

Status of Guaranteed Loans (in thousands of dollars)
Identification code

12-4155-0-3-452

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans made by private
lenders1
2111 Reduction pursuant to P.L 99-177
2131 Guaranteed loan commitments exempt from limitation

95,700

194,700
-1,388

100,000

3,422

70,000

60,000

2150

99,122

263,312

160,000

1,687,778

1,439,512

1,403,699

106,384
-254,879

196,835
-190,064

316,837
-181,227

-105,228
5,457

-42,505
-79

-39,334
-3,312

1,439,512

1,403,699

1,496,663

1,230,710

1,146,615

1,103,896

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans
2251 Repayments and prepayments
Adjustments:
2263
Terminations for default that result in claim
payments
2264
Other adjustments, net 2
2210
2231

1,666,160

1,596,047

-849

Amounts shown are based on advances on behalf of borrowers and acquired property.

772,000

10.00

-1,160,583
-112,994

428,580

Estimate of direct loan subsidy:
Subsidy rate (in percent)
1320
Water and waste disposal loans
1320
Community facility loans
1330 Subsidy amount (in thousands of dollars)..
1

01.91

Outstanding, end of year..

A-487

2290

Outstanding, end of year..

2299

U.S. contingent liability for guaranteed loans
outstanding, end of year

MEMORANDUM

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent):
2320
Business and industrial loans (disaster assistance)
2320
Water and waste disposal loans

6.0
1.5

A-488

THE BUDGET FOR FISCAL YEAR 1991

Continued

Public enterprise funds—Continued

Financial Condition (in thousands of dollars)

RURAL DEVELOPMENT INSURANCE FUND—Continued

1988 actual

Status of Guaranteed Loans (in thousands of dollars)—Continued
Identification code

2320
2330

12-4155-0-3-452

1990 est.

1989 actual

1991 est.

Community facility loans
Subsidy amount (in thousands of dollars) ,

1.2
7,725

Amounts include estimated obligations associated with the Disaster Assistance Act of 1988 (P.L 100-387), the Disaster
Assistance Act of 1989 (P.L. 101-82), and the bill To Make Technical and Correcting Changes in Agricultural Programs (P.L.
1

101-220).

Amounts shown are based on purchase of loans from investors, loans sold to investors, assumption agreements and
acquired property.
2

The Rural Development Insurance Fund (RDIF) was established on October 1, 1972, pursuant to section 116 of the Rural
Development Act of 1972 (Public Law 92-419).
The fund is used to insure or guarantee loans for water
systems and waste disposal facilities, community facilities,
and industrial development in rural areas. Communities
unable to afford low interest loans for water and waste disposal facilities are also able to obtain FmHA grants.
The 1991 budget proposes additional loans in the Rural
Development Loan Fund while terminating the RDIF's business and industry guarantee program. Though the switch
lowers total loan levels, this change actually increases the
level of subsidy for rural businesses and concentrates aid to
locally led business development.
The following table shows the number of loans and the
program levels for 1989 actual and estimated for 1990 and
1991. The guaranteed program levels reflect the full principal
amount of the loans of which part is guaranteed by the U.S.
Government.

[In millions of dollars]

Rural development loans:
Direct water and waste disposal
systems
Guaranteed water and waste disposal systems
Direct community facilities
Guaranteed community facilities
Guaranteed industrial development

1990 estimate

1991 estimate

Number

Amount

Number

Amount

679

332,880

694

350,293

576

300,000

304

95,700

100

99,122

124
291
48
167

74,465
94,381
23,829
165,018

81
136
97
80

50,000
45,700
50,000
70,000

1,083

527,702

1,324

707,986

970

515,700

Total, Rural development insurance fund

Number Amount

Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss ( - ) - .
Revenue
Expense
Net operating loss
Nonoperating income or loss ( - ) :
Proceeds from sale of loan assets
Net book value of assets sold
Net loss from sale of loan assets
Proceeds from sale of acquired property:
Cash
Loans receivable
Total proceeds from sale
Net book value of assets sold

1990 est.

Net loss for the year

206,936
-828,485

215,463
-795,555

-1,063,309

-621,549

-580,092

12,800
- 20,000

-581,293

-7,200

7

10

10

7
-7

10
-10

10
-10




32,080
57,723
33,614
4,021,928

112,994
57,696
33,614
4,309,276

1,522

1,868

2,278

2,618

11

1

1

1

Government equity:
Revolving fund balances
Total Government equity

242,499

202,494

203,694

199,749

4,123,837

4,351,318

4,715,948

405,093
31,835

301,014
34,400

254,974
33,256

214,067
32,407

3,576,000

3,646,000

3,041,000

2,341,000

4,900,000
117,702

3,675,000
31,430

3,675,000
25,976

3,675,000
25,456

110,036

92,692

111,856

112,489

7,780,536

7,142,062

6,400,419

-3,627,990

Total liabilities

-3,656,699

--2,790,744

--1,684,471

-3,627,990

-3,656,699

--2,790,744

--1,684,471

Note—This statement excludes unfunded contingent liabilities under insurance programs in principal amounts; 1988,
$1,481,106 thousand; 1989, $1,230,710 thousand; 1990, $1,146,615 thousand and 1991, $1,103,896 thousand.

Object Classification (in thousands of dollars)
12-4155-0-3-452

1989 actual

1990 est.

1991 est.

25.0
33.0
43.0
44.0

Other services
Investments and loans
Interest and dividends
Refunds

474,144
451,544
879,382
6,724

47,511
488,305
738,568
10,000

44,579
385,933
731,495
10,000

99.9

Total obligations

1,811,794

1,284,384

1,172,007

R U R A L DEVELOPMENT L O A N

FUND

For direct loans to intermediary borrowers, [$19,500,000]
$30,000,000, as authorized under the Rural Development Loan Fund
(42 U.S.C. 9812(a)), to be available from funds in the Rural Development Loan Fund, $2,000,000 and from funds appropriated to this
account, [$17,500,000] $28,000,000. (Rural Development, Agriculture,
and Related Agencies Appropriations Act, 1990.)

Identification code

10.00

39.00

40.00
40.00
42.00
43.00

-7,200
- 628,749

53,843
57,708
33,614
3,774,309

12-4233-0-3-452

Program by activities:
Total obligations (object class 33.0)

Financing:
14.00 Offsetting collections from-. Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

1,109,497
-1,690,790

-1,644,602

15,600
93,701
33,614
5,125,729

Program and Financing (in thousands of dollars)

287,298
-1,350,607

-581,293

1991 est.

9,140,666

Liabilities:
Accounts payable
Interest payable
Debt issued under borrowing
authority:
Borrowings from Treasury
Borrowings from Federal Financing
Bank
Borrowings from public
Other liabilities: Provision for potential
losses on loans sold or guaranteed..

1991 est.

Net loss from sale of acquired property
Net nonoperating loss

1990 est.

5,512,676

Total assets

Identification code

LOAN OBLIGATIONS

1989 actual

Assets:
Fund balance with Treasury
Accounts receivable (net)
Investments (net)
Loans receivable (net)
Other assets:
Acquired property
Deferred charges and unamortized
discount on loans sold
Guaranteed loans purchased from
holders....

1989 actual

- 580,092

71.00
72.90

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Transferred from other accounts
Appropriation (adjusted)
Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year: Fund balance

1989 actual

1990 est.

1991 est.

13,628

19,297

30,000

-1,509

-2,078

-2,629

-1,480
361

-361
460

-460
1,089

11,000

17,318

28,000

17,500
-182

28,000

11,000

17,318

28,000

12,119
25,405

17,219
32,995

27,371
35,661

11,000

74.90

Obligated balance, end of year: Fund balance..

A AQC\
i\-4ocJ

SOIL CONSERVATION SERVICE
Federal Funds

DEPARTMENT OF AGRICULTURE A-491
-32,995

-35,661

-44,524

4,529

14,553

18,508

Outlays

Equity:
Revolving fund balances..

55,067

62,011

71,535

93,699

Total equity

90.00

55,067

62,011

71,535

93,699

Status of Direct Loans (in thousands of dollars)
Identification code 1 2 - 4 2 3 3 - 0 - 3 - 4 5 2

1111
1111
1112
1150

1989 actual

Cumulative balance of direct loans outstanding:
Limitation on direct loans
Reduction pursuant to P.L. 99-177
Unobligated direct loan limitation

14,000

1

19,500
-203

30,000

19,297

30,000

32,139
3,878
-1,460

34,222
11,615
-1,711

43,955
18,271
-2,198

-337
2

-171

34,222

Outstanding, end of year

43,955

59,808

Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

51.3
15,390

Amounts shown include advances on behalf of borrowers.

L A OBLIGATIONS
ON
Number of loans
Amount of loans (thousands of dollars)..

13
$13,628

1990 est.
18
$19,297

1991 est.
27
$30,000

1990 est.

1991 est.

Revenue and Expense (in thousands of dollars)
1989 actual
ting income or loss ( —)-.
Revenue
Expense

138
-5,028

412
-9,215

528
-7,374

-4,890

Net operating loss..

-8,803

-6,846

-8,803

-6,846

Nonoperating income or loss ( - ) :
Proceeds from sale of acquired property: Cash..
Total proceeds from sale
Net book value of assets sold..

-1

Net nonoperating loss...
Net loss for the year....

-4,890

Financial Condition (in thousands of dollars)
1988 actual

1989 actual

Assets:
Fund balance with Treasury..
Accounts receivable (net)....
Loans receivable (net)
Other assets (net)

26,884
731
27,431
21

33,356
223
28,424

36,121
246
35,164
4

45,613
237
47,847
2

Total assets..

55,067

62,011

71,535

93,699




Note.—Obligations incurred under allotments from other accounts are included in the
schedules of the parent appropriations as follows:
Agriculture: Soil Conservation Service:
"Watershed and flood prevention operations."
"Resource conservation and development."
Commerce:
General Administration: "Economic development assistance program."
Regional Development Program: "Regional development programs."
Appalachian Regional Commission: "Appalachian regional development programs."

SOIL CONSERVATION SERVICE
Federal Funds
General and special funds:
CONSERVATION OPERATIONS

Loans from the Rural Development Loan Fund are made to
intermediary borrowers (i.e., small investment groups), who in
turn relend the funds to small rural businesses, community
development corporations, or other organizations for the purpose of improving economic opportunities in rural areas.
Through the use of local intermediaries, this program is able
to serve small-scale enterprises and give preference to those
communities with the greatest need.
The following table shows the number of loans and the
program levels for 1989 actual and estimated for 1990 and
1991.

Liabilities:
Total liabilities..

ALLOTMENT AND ALLOCATIONS RECEIVED FROM OTHER AGENCIES

-220

-372

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net 1

1320
1330

1991 est.

13,628

Total direct loan obligations

1210
1231
1251

1290

1990 e

1990 est.

1991 est.

For necessary expenses for carrying out the provisions of the Act of
April 27, 1935 (16 U.S.C. 590a-590f) including preparation of conservation plans and establishment of measures to conserve soil and water
(including farm irrigation and land drainage and such special measures for soil and water management as may be necessary to prevent
floods and the siltation of reservoirs and to control agricultural related pollutants); operation of conservation plant materials centers; classification and mapping of soil; dissemination of information; acquisition of lands by donation, exchange, or purchase at a nominal cost
not to exceed $100; purchase and erection or alteration or improvement of permanent and temporary buildings; and operation and
maintenance of aircraft, [$481,000,000] $506,998,000, of which not
less than [$5,494,000] $5,563,000 is for snow survey and water forecasting and not less than [$7,234,000] $7,315,000 is for operation and
establishment of the plant materials centers: Provided, [That of the
foregoing amounts not less than $355,000,000 is for personnel compensation and benefits: Provided further, ] That except for $1,841,000 for
improvements of the plant materials centers, the cost of any permanent building purchased, erected, or as improved, exclusive of the cost
of constructing a water supply or sanitary system and connecting the
same to any such building and with the exception of buildings acquired in conjunction with land being purchased for other purposes,
shall not exceed $10,000, except for one building to be constructed at
a cost not to exceed $100,000 and eight buildings to be constructed or
improved at a cost not to exceed $50,000 per building and except that
alterations or improvements to other existing permanent buildings
costing $5,000 or more may be made in any fiscal year in an amount
not to exceed $2,000 per building: Provided further, That when buildings or other structures are erected on non-Federal land that the
right to use such land is obtained as provided in 7 U.S.C. 2250a:
Provided further, That no part of this appropriation may be expended
for soil and water conservation operations under the Act of April 27,
1935 (16 U.S.C. 590a-590f) in demonstration projects: Provided further, That this appropriation shall be available for employment pursuant to the second sentence of section 706(a) of the Organic Act of
1944 (7 U.S.C. 2225) and not to exceed $25,000 shall be available for
employment under 5 U.S.C. 3109: Provided further, That qualified
local engineers may be temporarily employed at per diem rates to
perform the technical planning work of the Service (16 U.S.C. 590e2)[: Provided further, That none of the funds in this Act shall be used
for the purpose of consolidating equipment, personnel, or services of
the Soil Conservation Service's national technical centers in Portland,
Oregon; Lincoln, Nebraska; Chester, Pennsylvania; and Fort Worth,
Texas, into a single national technical center]. (7 U.S.C. 1010a, 1387,
1807, 2201-02, 2250; 16 U.S.C. 590q, 590q-l, 2001-09; 42 U.S.C. 327174; 26 Stat. 653; Reorg. Plan No. IV of 1940; Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)

A-490

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
CONSERVATION OPERATIONS—Continued
Program and Financing (in thousands of dollars)
Identification code 1 2 - 1 0 0 0 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Technical assistance
00.02
Soil surveys
00.03
Snow survey water forecasting
00.04
Operation of plant materials centers..

386,456
68,093
5,496
5,039

396,428
68,075
5,447
7,161

424,308
69,812
5,563
7,315

00.91
01.01

Total direct program..
Reimbursable program

465,084
40,133

477,111
54,873

506,998
43,261

10.00

Total obligations-

505,217

531,984

development and implementation of Federal, State, and local
resource conservation programs. Resource appraisal and program development provides for periodic reports to the public
and Congress as required by the Soil and Water Resources
Conservation Act of 1977 as amended.
Soil surveys.—Soil surveys and investigations are made of
the Nation's soil resources, with interpretations and publications that provide physical land facts needed for program
development, resource conservation planning, installation of
planned practices, and for use by other Federal, State, and
local agencies in making land-use decisions. National leadership is provided for digitizing soil surveys in cooperation with
States, and other users of soil survey data.

550,259

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of y
24.40 Unobligated balance available, end of ye
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00
40.00
40.00
42.00

Budget authority..

1989 actual

-30,544
-9,589

-44,794

-10,206

-21

-33,182
-10,079

- 2

2
369
127
465,435

t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred from other accounts

477,109

506,998

403,262

506,998

62,173

481,000
-4,051
160

43.00

Appropriation (adjusted)..

465,435

477,109

506,998

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

465,084
58,914
-75,820
-2,530

476,984
75,820
-73,439

506,998
73,439
-76,063

445,649

479,365

504,374

90.00

Outlays..

Technical assistance.—Technical assistance is provided
through 2,941 conservation districts to land users and decisionmakers, including individual landowners and operators,
community groups, units of government, Indian tribes, and
others for the planning of conservation programs and installation of needed conservation systems on the land, including
design, layout, installation, and consultation services.
Combinations of needed soil and water conservation systems
are planned in relation to each other to achieve well-balanced
conservation programs. Technicians of the Soil Conservation
Service explain the various soil conditions, develop alternative
uses and treatments, help to evaluate the costs and returns of
conservation work, and furnish onsite assistance to farmers,
ranchers, and others in applying the needed treatments.
About 70 percent of the total annual investment in conservation practices applied through the conservation technical assistance program is made by private landusers. During 1991,
personnel funded within this account will continue to provide
technical assistance to implement the Conservation Reserve
Program and the highly erodible land and wetland conservation provisions of the Food Security Act of 1985. The 1991
budget also proposes to increase technical assistance as part
of the Government-wide water quality initiative.
MAIN WORKLOAD FACTORS
1989 actual

Decisionmakers receiving technical services
Acres treated with conservation technical assistance
Tons of soil erosion reduced

1,283,365
62,961,426
353,929,831

1990 est.

1,300,000
63,000,000
240,000,000

1991 est.

1,300,000
63,000,000
240,000,000

Also included in this item are the inventory and monitoring, resource appraisal, and program development activities
carried out by the Service. Resource inventories are conducted
to provide soil, water, and related resource data for evaluating land-use changes and trends; and for guidance in the



MAIN WORKLOAD FACTORS
Acres mapped annually
Soil surveys ready for publication (number)

1990 est.

1991 est.

34,769,906
79

40,000,000
72

40,000,000
72

Snow survey water forecasting.—Water supply forecasts prepared from snow surveys in western states are used in
making efficient seasonal use of water for irrigation, flood
control, fish and wildlife, recreation, power generation, municipal and industrial water supply, and water quality management.
Operation of plant materials centers.—The selection and
evaluation of plant materials are made at 24 plant materials
centers through field trials to determine their suitability for
erosion control, conservation, and other environmental improvements.
Object Classification (in thousands of dollars)
Identification code 1 2 - 1 0 0 0 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

274,891
16,206
3,675

289,018
11,706
3,684

305,059
12,358
4,082

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

294,772
60,031
339
14,385
3,935
13,045
18,147
3,627
26,815
11,333
18,446
105
26
69
9

304,408
63,510
333
14,679
4,018
13,971
18,538
3,627
25,693
11,329
16,822
105

321,499
68,649
340
15,554
4,260
14,834
19,680
3,838
28,970
12,020
17,162
109

69
9

74
9

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

465,084
40,133

477,111
54,873

506,998
43,261

505,217

531,984

550,259

9,295

9,769

9,955

10,520
42

10,525
42

10,726
42

715
866

975
1,158

727
894

99.9

Total obligations
Personnel Summary

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

WATERSHED PLANNING

For necessary expenses for small watershed investigations and
planning, in accordance with the Watershed Protection and Flood

DEPARTMENT OF AGRICULTURE

S0,L

Prevention Act, as amended (16 U.S.C. 1001-1008), [$8,824,000]
$6,875,000: Provided, That this appropriation shall be available for
employment pursuant to the second sentence of section 706(a) of the
Organic Act of 1944 (7 U.S.C. 2225), and not to exceed $50,000 shall be
available for employment under 5 U.S.C. 3109. (7 U.S.C. 2201-02; 33
U.S.C. 701b-ll; Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)

00.01
01.01
10.00

12-1066-0-1-301

1989 actual

Program by activities:
Direct program: Small watershed planning (P.L. 566) ...
Reimbursable program

1991 est.

8,813
308

6,875
300

8,786

Total obligations

9,121

-64
-236

8,824

6,875

8,591
1,406
-1,554
-33

8,821
1,554
-1,243

6,875
1,243
-971

8,411

Outlays..

-64
-236

8,651

Budget authority (appropriation)..

9,132

MAIN WORKLOAD FACTORS
1989 actual

On hand cumulative, end of year
Consisting of:
Authorized for planning
Available for planning
Status of planning:
Authorized, cumulative, start of year
Suspended or terminated, cumulative, start of year
Completed cumulative, start of year
Planning in process, start of year
New authorizations during year
Terminated during year
Completions during year
Planning in process, end of year

1990 est.

1991 est.

2,377
-2

2,375
10

2,385
20

2,375

2,385

2,084
291

2,114
271

11.1

Direct obligations:
Personnel compensation:
Full-time permanent....




97
34

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

5,515
919
13
304
21
69
266
28
625
175
444

5,596
932
13
312
22
71
273
29
712
180
456

4,374
724
10
244
17
55
214
23
536
140
357

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

8,379
195

8,596
297

6,694
300

ALLOCATION TO FOREST SERVICE
Personnel compensation: Full-time permanent

126

126

101

11.9
12.1
21.0
23.3
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

126
19
18
2
13
1
3
30

126
19
18
2
29
1
3
30

101
16
14
2
22
1
2
23

212

228

181

8,786

9,121

7,175

Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

155
166

157
164

119
124

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

4
4

6
6

6
6

3
3

4
4

3
3

99.0

Subtotal, allocation accounts

99.9

Total obligations
Personnel Summary
SOIL CONSERVATION SERVICE

ALLOCATION TO FOREST SERVICE

2,144
261

2,066
487
1,462

2,084
509
1,481

2,114
515
1,511

117
18
22
19

94
30
6
30

88
25
6
20

94

88

87

Object Classification (in thousands of dollars)
12-1066-0-1-301

129
45

2,405

The Department makes surveys of proposed small watershed projects, and work plans are prepared in cooperation
with local sponsors. These plans outline the soil and water
management problems in the watershed, the steps that have
been or are authorized to be taken to alleviate these problems, the proposed works of improvement to be installed, the
estimated benefits and costs, cost sharing, and operation and
maintenance arrangements, and other information necessary
to justify Federal participation in project development.

Identification code

4 9 1

127
44

Other than full-time permanent
Other personnel compensation

7,147

The Department cooperates with other agencies and the
States in planning small watersheds to reduce the damage
from floodwater, sediment, and erosion and for the conservation, development, utilization and disposal of water.

Activity:
Application for planning assistance: on hand, cumulative, start
of year
Net change during year

_

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

7,175

-42
-153
60

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..
90.00

1990 est.

8,591
195

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
40.00

A

11.1

Program and Financing (in thousands of dollars)
Identification code

11.3
11.5

C0NSERVATi^s™|CE-gnt|nued

1989 actual

5,344

1990 est.

5,422

1991 est.

4,243

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

RIVER B A S I N SURVEYS AND

INVESTIGATIONS

For necessary expenses to conduct research, investigation, and surveys of watersheds of rivers and other waterways, in accordance with
section 6 of the Watershed Protection and Flood Prevention Act ap1006-1009),
proved August 4, 1954, as amended (16 U . S . C .
[$12,292,000] $10,351,000: Provided, That this appropriation shall be
available for employment pursuant to the second sentence of section
706(a) of the Organic Act of 1944 (7 U . S . C . 2225), and not to exceed
$60,000 shall be available for employment under 5 U . S . C . 3109. (7
U.S.C. 2201-02; 16 U.S.C. 1101-05; 1007-09; 33 U.S.C. ;rOlb-ll; Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code

12-1069-0-1-301

Program by activities:
Direct program:
00.01
River basin surveys
00.02
Flood plain management assistance
00.03
Interagency coordination program formulation

1989 actual

1990 est.

1991 est.

8,450
2,047
1,480

8,657
2,089
1,537

7,290
1,759
1,302

00.91
01.01

Total direct program
Reimbursable program

11,977
774

12,283
998

10,351
1,000

10.00

Total obligations

12,751

13,281

11,351

-566
-208

-731
-269

-731
-269

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources

A-492

SOIL CONSERVATION SERVICE—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
R I V E R B A S I N SURVEYS A N D

Program and Financing (in thousands of dollars)—Continued
Identification code

25.00
27.00

12-1069-0-1-301

1989 actual

Unobligated balance lapsing
Reduction pursuant to P.L. 99-177

71.00
72.40
74.40
77.00
90.00

1991 est.

12,051

12,292

7
6
140
8
12

828

852

716

12,751

13,281

11,351

11,977
2,020
-1,832
—7

12,283
1,832
-738

10,351
738
-621

Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

201
213

203
211

167
173

13,377

10,468

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

21
23

27
30

27
30

13
13

12
12

10
10

99.0

Subtotal, allocation accounts
Total obligations
Personnel Summary

10,351

12,158

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

8
7
168
10
14

Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990 est.

74

Budget authority (appropriation)

40.00

5
3
166
10
4

23.3
24.0
25.0
26.0
31.0

INVESTIGATIONS—Continued

Outlays....

The Department cooperates with other Federal, State, and
local agencies in conducting surveys and investigations of watersheds of rivers and other waterways as the basis for the
development of coordinated water and related land resources
programs.

SOIL CONSERVATION SERVICE

ALLOCATION TO FOREST SERVICE
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

MAIN WORKLOAD FACTORS
Status of river basin surveys:
USDA cooperative studies:
Surveys in progress, start of year
Surveys initiated during year

1989 actual

1990 est.

74
16

75
15

Surveys worked during year

90

Surveys completed during year

15

90
13

Surveys in progress, end of year

11
12
65

75

Cumulative total surveys initiated
Cumulative total surveys completed
Flood plain management assistance program:
States involved
Completed studies
Ongoing studies, end of year
Cumulative total completed

361
288

376
301

376
313

32
13
81
491

30
14
79
478

23
13
68
504

Object Classification (in thousands of dollars)
Identification code

12-1069-0-1-301

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanentOther personnel compensation....

7,038
203
61

7,126
206
62

5,940
168
51

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

7,302
I,349
8
367
39
121
395
42
802
252
470
2

7,394
1,366
8
377
40
124
406
43
938
259
483
2

6,159
1,135
7
350
33
103
366
36
814

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

II,149
774

11,440
989

9,635
1,000

11.1
11.3
11.5

ALLOCATION TO FOREST SERVICE
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

443
27
1

471
4

398
3

11.9
12.1
13.0
21.0
22.0
23.1
23.2

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others

471
89
1
66
2
10
1

475
74
4
62
5
25

401
62
3
52
4
21




W A T E R S H E D A N D FLOOD PREVENTION

1991 est.

220

410
2

....

OPERATIONS

For necessary expenses to carry out preventive measures, including
but not limited to research, engineering operations, methods of cultivation, the growing of vegetation, rehabilitation of existing works and
changes in use of land, in accordance with the Watershed Protection
and Flood Prevention Act approved August 4, 1954, as amended (16
U.S.C. 1001-1005, 1007-1009), the provisions of the Act of April 27,
1935 (16 U.S.C. 590a-f), and in accordance with the provisions of laws
relating to the activities of the Department, [$182,373,000]
$151,112,000 (of which [$26,271,000] $20,218,000 shall be available
for the watersheds authorized under the Flood Control Act approved
June 22, 1936 (33 U.S.C. 701, 16 U.S.C. 1006a), as amended and supplemented): Provided, That this appropriation shall be available for employment pursuant to the second sentence of section 706(a) of the
Organic Act of 1944 (7 U.S.C. 2225), and not to exceed [$20,000,000]
$10,0^1,000 shall be available for emergency measures as provided by
sections 403-405 of the Agricultural Credit Act of 1978 (16 U.S.C.
2203-2205), and not to exceed $200,000 shall be available for employment under 5 U.S.C. 3109: [.Provided further, That $4,000,000 in loans
may be insured, or made to be sold and insured, under the Agricultural Credit Insurance Fund of the Farmers Home Administration (7
U.S.C. 1931):] Provided further, That not to exceed $1,000,000 of this
appropriation is available to carry out the purposes of the Endangered Species Act of 1973 (Public Law 93-205), as amended, including
cooperative efforts as contemplated by that Act to relocate endangered or threatened species to other suitable habitats as may be
necessary to expedite project construction. (7 U.S.C. 2201-02; 33
U.S.C. 701 b-1, 701b-ll; Rural Development, Agriculture, and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

12-1072-0-1-301

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Watershed operations (P.L. 534)
00.02
Loan services (P.L. 534)
00.03
Emergency watershed protection operations
00.04
Small watershed operations (P.L. 566)
00.05
Loan services (P.L. 566)

26,932
80
12,758
137,173
175

31,085
79
26,550
146,119
173

20,140
78
10,041
120,681
172

00.91
01.01

Total direct program
Reimbursable program

177,118
5,576

204,006
11,834

151,112
12,000

10.00

Total obligations

182,694

215,840

163,112

-1,444
-4,132
-27,884
23,139

-3,108
-8,892
-23,139

-3,108
-8,892

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

DEPARTMENT OF AGRICULTURE
27.00
39.00

Reduction pursuant to P.L. 99-177
Budget authority

Outlays

180,867

151,112

172,373

182,373
-2,506
1,000

151,112

172,373

180,867

151,112

177,118
126,317
-136,960

203,840
136,960
-153,054

151,112
153,054
-145,787

166,475

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

166
172,373

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177
42.00 Transferred from other accounts
43.00

50,1

187,746

158,379

These programs provide for cooperation between the Federal Government and States and their political subdivisions to
reduce damage from floodwater, sediment, and erosion, for
the conservation, development, utilization, and disposal of
water, and for the conservation and proper utilization of land.
The budget assumes enactment of legislation requiring nonFederal project sponsors to pay an increased portion of small
watershed project costs attributable to flood prevention. This
legislation has no budgetary impact. Consistent with the provisions in the Water Resources Development Act, the nonFederal cost share will not be less than 25 percent or more
than 50 percent, with a minimum 5 percent in cash. An
ability to pay provision will also be proposed as a part of the
legislation.
Watershed operations authorized by Public Law

534.—The

Department cooperates with soil conservation districts and
other local organizations in planning and installing works of
improvement for flood prevention in 11 watersheds authorized
by the Flood Control Act of 1944. The Federal Government
shares the cost of works of improvement for flood prevention,
agricultural water management, recreation, and fish and
wildlife development.
Within the 11 authorized projects, 403 subwatershed areas
have been identified for planning purposes. Installation
progress in these subwatersheds is as follows:
Projects in preconstruction, end of year
Projects in construction, start of year
Projects in preconstruction and construction, end of year
Projects continuing land treatment, end of year
Projects completed, end of year
Projects not started, end of year
Total subwatershed projects

1990 est.

1991 est.

22
86

19
91

19
91

108
65
160
70

110
65
160
68

110
65
160
68

403

403

403

Emergency watershed protection operations.—This program
authorizes the Secretary of Agriculture to undertake such
emergency measures for runoff retardation and soil erosion
prevention as may be needed to safeguard life and property
from floods and the products of erosion on any watershed
whenever natural elements or force causes a sudden impairment of that watershed. An emergency is considered to exist
when a watershed is suddenly impaired by flood, fire, wind,
earthquake, or other natural cause and consequently life and
property are endangered by floodwater, erosion, or sediment
discharge. The emergency area need not be declared a national disaster area to be eligible for emergency watershed protection. Emergency watershed protection is applicable to small
scale, localized disasters as well as large scale disasters. State
environmental, natural resource, fish and game, and other
agencies participate in planning and coordinating emergency
work.
Small watershed operations authorized by Public Law 566.—

The Department provides technical and financial assistance to
local organizations to install measures for watershed protec


A-493

tion, flood prevention, agricultural water management, recreation, and fish and wildlife enhancement.
Watershed work plans are prepared by sponsoring local
organizations with the Department's assistance or through
State and local resources. After work plans are approved by
the Department or Congress (projects where the estimated
Federal contribution will exceed $5 million require congressional approval), technical services and financial assistance
are provided for specific works of improvements.
The following tabulation shows the status of Public Law 566
projects:
MAIN WORKLOAD FACTORS
Status of projects approved for operations:
Projects in preconstruction
Projects under construction, start of year
New construction starts
Projects completed during year
Projects land treatment continuing
Subtotal projects requiring funds
Projects not requiring funds
Projects completed in prior years
Total approved projects

1989 actual

1990 est

1991 est.

203
365
1
14
38

213
344
20
20
40

223
353
10
10
41

621
163
697

637
163
711

637
163
731

1,481

1,511

1,531

Loan services.—Loans are made to local sponsoring organizations to finance the local cost of installing works of improvement in Public Law 534 and approved Public Law 566
watershed projects. Repayment with interest is required
within 50 years after the principal benefits of improvements
first become available. Loans are made from funds available
for this purpose from the Agricultural Credit Insurance Fund
of the Farmers Home Administration. Loan services related to
processing and making loans are financed from this appropriation.
The 1991 budget proposes no new Agricultural Credit Insurance Fund loans for watershed projects.
Object Classification (in thousands of dollars)
Identification code 1 2 - 1 0 7 2 - 0 - 1 - 3 0 1

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

43,214
1,770
1,660

39,147
1,586
1,488

38,311
1,462
1,379

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Other services (construction contracts)
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

46,644
9,093
84
2,455
558
1,317
2,926
569
6,562
68,231
1,914
3,536
2
30,356
17
7

42,221
8,237
77
2,246
514
1,219
2,710
527
8,267
92,278
2,344
3,253
2
36,687
16
6

41,152
7,828
73
2,022
472
1,133
2,519
493
7,444
56,161
1,695
3,019
2
24,761
14
.
6

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

174,271
5,576

200,604
11,834

148,794
12,000

11.1
11.3
11.5

ALLOCATION ACCOUNTS
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1,472
113
101

1,787
139
125

1,218
89
81

11.9
12.1
21.0
22.0
23.2
23.3

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges

1,686
341
73
33
19
102

2,051
410
89
42
20
119

1,387
275
61
29
15
81

MAIN WORKLOAD FACTORS
1989 actual

coNSEfWATi^^-totg

A-494

KEK^^

THE

General and special funds—Continued
WATERSHED AND FLOOD PREVENTION OPERATIONS—Continued
Object Classification (in thousands of dollars)—Continued
Identification code 1 2 - 1 0 7 2 - 0 - 1 - 3 0 1
24.0
25.0
26.0
31.0
32.0
41.0

1989 actual

Printing and reproduction
Other services
Supplies and materials
Equipment
Lands and structures
Grants, subsidies, and contributions

99.0

Subtotal, allocation accounts

99.9

Total obligations

1990 est.

2
331
170
43
2
45

3
344
211
54
2
56

1991 est.
3
260
137
34
1
36

3,402

2,318

182,694

215,840

163,112

179,846
255
2,593

Obligations are distributed as follows:
Soil Conservation Service
Farmers Home Administration
Forest Service

2,847

212,438
252
3,150

160,794
250
2,068

1,312
1,438
33

1,185
1,299
33

Personnel Summary
SOIL CONSERVATION SERVICE
Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.
Full-time equivalent of overtime and holiday hours

1,395
1,512
33

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

11
12

12
13

12
13

60
68

54
61

41
47

ALLOCATION ACCOUNTS
Total number of full-time permanent positions
Total compensable workyears: Full time equivalent employment

GREAT PLAINS CONSERVATION PROGRAM

For necessary expenses to carry into effect a program of conservation in the Great Plains area, pursuant to section 16(b) of the Soil
Conservation and Domestic Allotment Act, as added by the Act of
August 7, 1956, as amended (16 U.S.C. 590p(b)), [$20,884,000]
$21637,000, to remain available until expended (16 U.S.C. 590p(b)(7)).
(7 U.S.C. 2201-02; Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 2 6 8 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Cost-sharing assistance
00.02
Cost-sharing programming and contract administration
00.03
Technical assistance

12,252
2,633
5,595

12,654
2,650
5,629

15,451
2,940
6,246

00.91
01.01

Total direct program
Reimbursable program

20,480
3

20,933
39

Total obligations

20,483

20,972

24,677

This program provides cost-share and technical services to
participating landowners or operators in the Great Plains
area in the development and installation of long-term conservation plans and practices for their land under contracts entered into in prior years. It is a voluntary program in 518
designated counties of 10 Great Plains States. Contracts with
individual landowners range in time from 3 to 10 years.
MAIN WORKLOAD FACTORS
Program participants:
Number of new contracts during year
Number of contracts serviced during year
Number of acres under contracts

1989 actual 1990 est
1991 est
953
975
1,110
6,012
6,104
6,539
15,618,705 16,473,700 17,713,500

As of September 30, 1989, there were 5,129 active contracts
on hand. Co-landowners or operators finance the entire cost of
installing recurring management-type practices and pay a
specified part of the cost-shared practices installed on their
land. Program regulations provide that cost-share rates offered in any contract shall not exceed 80 percent of the cost of
installing eligible practices within the designated county.
There is a cost-sharing limitation of $35 thousand for any
contract.
Object Classification (in thousands of dollars)
Identification code 1 2 - 2 2 6 8 - 0 - 1 - 3 0 2

1989 actual

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0
99.0
99.0
99.9

1990 est.

1991 est.

5,008
154
47

4,943
208
47

5,501
239
53

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges,
Printing and'reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

5,209
998
78
233
101
205
481
13
401
237
271
12,252
1

5,198
1,002
80
240
104
211
496
13
413
244
279
12,654
1

5,793
1,110
88
263
114
232
543
15
453
268
306
15,451
1

Subtotal, direct obligations
Reimbursable obligations

20,480
3

20,935
37

24,637
40

20,483

20,972

24,677

178
190

176

185
198

Total obligations

24,637
40

10.00

BUDGET FOR FISCAL Y E A R 1991

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177
40.00
71.00
72.40
74.40
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays




Personnel Summary

- 2
-1
- 5 7
51
20,474
20,480
36,529
-35,793
21,216

-20
-20
~51
V
I
20,884

-20
-20

24,637

20,933
o^
"35'943
20,783
'

24,637
li'n43
~37'047
23,533
!

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

RESOURCE CONSERVATION AND DEVELOPMENT

For necessary expenses in planning and carrying out projects for
resource conservation and development and for sound land use pursuant to the provisions of section 32(e) of title III of the Bankhead-Jones
F a r m Tenant Act, as amended (7 U.S.C. 1010-1011; 76 Stat. 607), and
the provisions of the Act of April 27, 1935 (16 U.S.C. 590a-f), and the
provisions of the Agriculture and Food Act of 1981 (16 U.S.C. 3451[$27,620,000] $24,862,000: Provided, [That $600,000 in loans
3461)>
may be insured, or made to be sold and insured, under the Agricultural Credit Insurance Fund of the Farmers Home Administration (7
U.S.C. 1931): Provided further,] That this appropriation shall be
available for employment pursuant to the second sentence of section
7 0 6 ( a ) o f t h e Organic Act of 1944 (7 U.S.C. 2225), and not to exceed
$50,000 shall be available for employment under 5 U.S.C. 3109. (7
USC2201-02; 16 U.S.C. 3451-3461; 33 U.S.C. 701h-ll; Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)

s0,l c0nservat,0n serv,c

department of agriculture
Program and Financing (in thousands of dollars)
Identification code

12-1010-0-1-302

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Technical assistance
00.02
Financial assistance
00.03
Loan services

20,500
4,620
60

21,447
7,710
59

22,515
2,288
59

00.91
01.01

Total direct program
Reimbursable program

25,180
518

29,216
1,180

24,862
1,000

10.00

Total obligations

25,699

30,396

25,862

-518
-2,266
2,205

-1,000
-2,205

-1,000

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177

64 'I..'..'.'...'.

39.00

Budget authority

25,120

27,255

24,862

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

25,120

27,620
-365

24,862

25,120

27,255

24,862

43.00

71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

29,396
7,353
-9,984

24,862
9,984
-7,418

25,817

Outlays

25,180
7,990
-7,353

26,765

27,428

Under this program, the Department assists States, local
units of government, groups and individuals in developing
area plans for resource conservation and development
(RC&D). It will play a supportive role in the Department's
Rural Revitalization Program.
RC&D areas are provided technical and financial assistance
to help States and local units of government prepare plans for
resource development and economic improvement and to plan
and install community-type conservation projects or measures. Financial contributions, loans, and other Federal assistance are used to help carry out measures specified in RC&D
area plans. Loans have previously been made through the
Farmers Home Administration to qualified local organizations
to help finance their share of the costs of installing the measures.
The RC&D program would be continued in 1991 with emphasis on technical assistance through RC&D coordinators,
continued RC&D funded cost-sharing, and no new Farmers
Home Administration Loans from the Agricultural Credit Insurance Funds.
The following tabulation shows the status of RC&D areas
authorized to receive technical and financial assistance.

13.0
21.0
22.0
23.2
23.3
24.0
25.0
25.0
26.0
31.0
41.0
42.0
43.0
99.0

Areas authorized at beginning of year
Areas authorized at end of year
RC&D financial assisted measures completed
RC&D financial assisted measures planned
RC&D measures completed with other than financial assistance....

190
190
52
40
346

1990 est.

190
194
63
52
375

1991 est.

194
196
59
46
410

1989 actual

1990 est.

1991 est.

SOIL CONSERVATION SERVICE

11.1
11.3
11.5
11.9
12.1

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits




13,088
917
130

13,448
925
131

13,200
2,447

14,135
2,621

14,504
2,707

24,101

1,180

1,000

126
21
26
2
2
1
1

128
21
26
3
2
1

ALLOCATION ACCOUNTS

99.0
99.9

-1

1

1

1
578

1
605

758

761

25,699

30,396

25,862

24,914
60
725

29,638
59
699

25,101
59
702

367

379

381

432

440

444

4
4

Total obligations

578

785

Subtotal, allocation accounts

Obligations are distributed as follows:
Soil Conservation Service
Farmers Home Administration
Forest Service

4
4

4
4

Personnel Summary
SOIL CONSERVATION SERVICE
DirectTotal number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
ALLOCATION ACCOUNTS
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Trust Funds
MISCELLANEOUS CONTRIBUTED

FUNDS

Program and Financing (in thousands of dollars)
Identification code

10.00

12-8210-0-7-300

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

71.00
72.40
74.40
90.00

12,218
860
122

28,458

124
22
27
2
4
1

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges ,
Printing and reproduction
Other services
Supplies and materials
Grants, subsidies, and contributions

4
545
156
541
994
50
1,463
748
234
699
1,440
14
2

518

11.1
12.1
21.0
23.2
23.3
24.0
25.0
26.0
41.0

4
518
148
515
945
48
1,428
2,446
371
670
4,594
13
2

24,396

Subtotal, direct obligations
Reimbursable obligations

Object Classification (in thousands of dollars)
Identification code 1 2 - 1 0 1 0 - 0 - 1 - 3 0 2

A-495

4
487
139
484
888
45
990
1,330
371
790
3,207
12
2

Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Construction contracts
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

99.0

MAIN WORKLOAD FACTORS
1989 actual

^ns

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1989 actual

1990 est.

1991 est.

887

4,428

560

-4,527
3,875

-3,875
7

-7
7

235

560

560

887
454
-446

4,428
446
-3,435

560
3,435
-2,548

895

1,439

1,447

Funds received from State and local organizations, and
others are available for work under cooperative agreements
for soil survey, watershed protection, and resource conservation and development activities.

A-496

Trust

^^J^^^^u^*
^J^^SSr e'*'^
tail*
i c^

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
MISCELLANEOUS CONTRIBUTED FUNDS—Continued

Object Classification (in thousands of dollars)
Identification code 12-8210-0-7-300

1989 actual

1990 est

1991 est

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other compensation

281
81
4

262
42
3

265
42
3

11.9
12.1
21.0
22.0
23.3
24.0
25.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Construction contracts
Supplies and materials
Equipment

366
53
2
1
13
-3
131
311
11
2

307
41
2
1
10
4
102
3,950
9
2

310
42
2
1
10
4
70
110
9
2

887

4,428

560

10
16

9
12

9
12

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment

ANIMAL AND PLANT HEALTH INSPECTION
SERVICE
Federal Funds
General and special funds:
SALARIES AND EXPENSES
(INCLUDING TRANSFERS OF FUNDS)

and for expenses in accordance with the Act of February 28, 1947, as
amended, and section 102 of the Act of September 21, 1944, as amended, and any unexpended balances of funds transferred for such emergency purposes in the next preceding fiscal year shall be merged with
such transferred amounts. (10 U.S.C. 2306; 15 U.S.C. 69e, 1821-31; 16
U.S.C. 1531-43; 18 U.S.C. 1114; 19 U.S.C. 1306, 21 U.S.C. 101-105, 111114., lUa-lUc; 114d-l, 114e-13l 134-135b, 151-158; 26 U.S.C. 449194; 45 U.S.C. 71-74; 46 U.S.C. 466a-466(b); 49 U.S.C. 147l(ahl509(d),
1741; 46 Stat. 67; 78 Stat. 939-940; 99 Stat. 1645-1650, 1654-1656,
1658-1659; Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 12-1600-0-1-352

1989 actual

1990 est

1991 est

Program by acthrities:
Direct program:
00.01
Pest and disease exclusion
00.02
Plant and animal health monitoring
00.03
Pest and disease management programs
00.04
Animal care
00.05
Scientific and technical services
00.06
Contingencies

125,616
8,654
152,068
5,928
37,747
4,170

125,618
9,051
168,951
7,623
37,558
5,008

137,953
13,396
158,969
9,047
44,085
4,500

00.91
01.01

Total direct program
Reimbursable program

334,183
29,580

353,809
30,258

367,950
30,258

10.00

Total obligations

363,763

384,069

398,208

-7,096
-22,484
-4,379
-6,200
6,694
909

-7,146
-23,612
-6,694
500

-7,146
-23,112

331,207

347,366

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L 99-177
39.00

Budget authority

2 9 IIZZ
4
367,950

Budget authority:
For expenses, not otherwise provided for, including those pursuant
352,182
367,950
40.00 Appropriation
331,207
to the Act of February 28, 1947, as amended (21 U.S.C. 114b-c),
-4,816
40.00 Reduction pursuant to P.L 99-177
necessary to prevent, control, and eradicate pests and plant and
animal diseases; to carry out inspection, quarantine, and regulatory
347,366
367,950
43.00
Appropriation (adjusted)
331,207
activities; to discharge the authorities of the Secretary of Agriculture
under the Act of March 2, 1931 (46 Stat. 1468; 7 U.S.C. 426-426b); and
Relation of obligations to outlays:
to protect the environment, as authorized by law, [$352,182,000J
367,950
353,311
71.00 Obligations incurred, net
334,183
45,173
38,979
$367,950,000, of which $4,500,000 shall be available for the control of 72.40 Obligated balance, start of year
54,820
-45,173
-45,173
74.40 Obligated balance, end of year
-38,979
outbreaks of insects, plant diseases, animal diseases and for control of
77.00 Adjustments in expired accounts
—274
pest animals and birds to the extent necessary to meet emergency
conditions: Provided, [That $1,000,000 of the funds for control of the 90.00
347,117
367,950
Outlays
349,749
fire ant shall be placed in reserve for matching purposes with States
which may come into the program: Provided further,] That no funds
shall be used to formulate or administer a brucellosis eradication
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
program for the current fiscal year that does not require minimum
[in thousands of dollars]
matching by the States of at least 40 per centum: Provided further,
Enacted/requested:
1989 actual 1990 est. 1991 est.
That this appropriation shall be available for field employment pursu367,950
Budget authority
331,207
347,366
ant to the second sentence of section 706(a) of the Organic Act of 1944
367,950
Outlays
349,749
347,117
(7 U.S.C. 2225), and not to exceed $40,000 shall be available for
Proposed for later transmittal under proposed legislation:
employment under 5 U.S.C. 3109: Provided further, That funds avail- Budget authority
-78,938
able to the Animal and Plant Health Inspection Service (APHIS) Outlays
-78,938
under this and subsequent appropriations shall be available for conTotaltracting with individuals for services to be performed outside of the
289,012
Budget authority
331,207
347,366
United States, as determined by APHIS to be necessary or appropriate
289,012
Outlays
349,749
347,117
for carrying out programs and activities abroad. Such individuals
shall not be regarded as officers or employees of the United States
under any law administered by the Office of Personnel Management:The major objectives of the Animal and Plant Health InProvided further, That this appropriation shall be available for the spection Service are to protect the animal and plant resources
operation and maintenance of aircraft and the purchase of not to of the Nation from destructive pests and diseases. This misexceed [twoj four, of which [one] two shall be for replacement sion is carried out through five major components:
only: Provided further, That uniform allowances for each uniformed
Pest and disease exclusion.—The agency conducts inspection
employee of the Animal and Plant Health Inspection Service shall
and quarantine activities at U.S. ports-of-entry to prevent the
not be in excess of $400 annually: Provided further, That, in addition,
introduction of exotic animal and plant diseases and pests.
in emergencies which threaten any segment of the agricultural proAPHIS develops and conducts preclearance programs to
duction industry of this country, the Secretary may transfer from
ensure that foreign agricultural products destined for the U.S.
other appropriations or funds available to the agencies or corporations of the Department such sums as he may deem necessary, to be do not present a risk to U.S. agriculture. APHIS engages in
available only in such emergencies for the arrest and eradication of
cooperative programs in foreign countries to control pests of
contagious or infectious disease or pests of animals, poultry, or plants,
imminent concern to the United States. APHIS also certifies




/K

plants and plant products for export and regulates imports
and exports of designated endangered plant species. User fees
are proposed to fully recover the cost of the agricultural quarantine inspections service and partially recover the costs of
the import/export service.
Plant and animal health monitoring.—The Agency conducts
programs to assess animal and plant health and to detect
endemic and exotic diseases and pests. The plant and animal
health monitoring programs are primarily cooperative efforts
of the Federal and State governments, and industry. The
Agency also carries out surveys in cooperation with the States
to detect harmful plant and animal pests and diseases and to
determine if there is a need for pest eradication programs.
Pest and disease management programs.—The Agency carries out programs to control and eradicate infestations and
animal diseases that threaten the United States; to reduce
agricultural losses caused by predatory animals, birds, and
rodents; to provide technical assistance to States, counties,
farmer or rancher groups, and foundations; and to ensure
compliance with interstate movement and disease control regulations. Interstate shipments of plants, livestock, and related
materials are monitored and regulated to prevent the spread
of disease. APHIS protects agriculture from detrimental
animal predators through identification, demonstration, and
application of the most appropriate methods of control.
Animal care.—The Agency conducts regulatory activities
which ensure the humane care and handling of animals used
in research, exhibition, or the wholesale pet trade. The
Agency is also responsible for administering the Horse Protection Act, which prohibits the showing, selling, or exhibition of
sore horses.
Scientific and technical services.—APHIS develops methods
to control animals and pests that are detrimental to agriculture, other wildlife, and public safety. The agency regulates
genetic research to guard against the release of potentially
harmful organisms into the environment. APHIS also conducts veterinary diagnostic laboratory activities and biologic
regulatory enforcement to ensure that the products developed
for combatting disease are potent, safe, and pure. It also
provides and directs technology development in coordination
with other groups in APHIS and Plant Protection and Quarantine (PPQ) officials to support PPQ programs of the Agency
and its cooperators at the State, national, and international
levels. User fees are proposed in veterinary disagnostics to
recover the costs for certain laboratory testing and reagent
production.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0
41.0
41.0
41.0

12-1600-0-1-352

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions-.
Mexican-United States Commission for the Prevention of Foot-and-Mouth Disease
Joint United States-Mexico Screwworm Commission
Joint United States-Panama Commission; United
States-Colombia Mechanism to Prevent Introduction of Foot-and-Mouth Disease at Darien Gap....
Joint Commission on the Mediterranean fruit fly




A-497

an,MAL A D PA T HAT ,NSPECT
N LN ELH

department of agriculture

1989 actual

1990 est.

1991 est.

41.0

99.0
99.0

2,270
141
248
9
8

5,500
800
50
10
10

5,500
600
50
10
10

334,183
29,580

354,060
30,009

367,950
30,258

384,069

398,208

4,671

4,671

4,741

5,397
136

5,453
136

5,523
136

149

149

149

174
200

Subtotal, direct obligations
Reimbursable obligations

600

363,763

42.0
42.0
42.0
42.0
43.0

964

174
200

174
200

Africanized honey bee
Insurance claims and indemnities:
Brucellosis
Scrapie of sheep
Tuberculosis
Insurance claims
Interest and dividends

99.9

Total obligations
Personnel Summary

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
SALARIES A N D

EXPENSES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

14.00
40.00

71.00
90.00

12-1600-2-1-352

1989 actual

1990 est.

Financing:
Offsetting collections from: Non-Federal sources

1991 est.

-78,938
-78,938

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net

-78,938
-78,938

Outlays

This schedule reflects a legislative proposal to fully finance
the agriculture quarantine inspection program by user fees
and to finance the import-export and veterinary diagnostics
programs with partial user fees.

BUILDINGS A N D

FACILITIES

For plans, construction, repair, improvement, extension, alteration,
and purchase of fixed equipment or facilities, as authorized by 7
U.S.C. 2250, and acquisition of land as authorized by 7 U.S.C. 428a,
[$13,422,000] $25,396,000. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

137,244
9,276
8,329

144,678
9,778
8,780

152,070
10,278
9,228

154,849
32,629
319
10,686
3,809
2,644
14,960
996
54,999
17,876
9,894

163,236
34,396
336
11,268
4,015
2,787
15,770
1,050
57,978
18,844
10,430

171,576
36,153
349
11,691
4,166
2,891
16,361
1,087
60,152
19,551
10,821

262
21,648

262
21,648

262
21,648

43.00

1,859
3,113

1,600
3,470

1,600
3,470

71.00
72.40

Identification code

12-1601-0-1-352

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 32.0)

2,285

13,608

25,396

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-76
337

-337
337

-337
337

2,546

13,608

25,396

2,546

13,422
-37
223

25,396

2,546

13,608

25,396

2,285
7,113

13,608
2,662

25,396
2,662

10.00

39.00

Budget authority

40.00
40.00
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Transferred from other accounts
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year

ANIMAL AND PLANT HEALTH INSPECTION SERVICE—Continued

A-498 TMrSS^lS^
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
BUILDINGS AND FACILITIES—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code
74.40
90.00

(7 U.S.C. 450b, 2220). Commencing with 1979, fees were collected for the importation of commercial birds.
Object Classification (in thousands of dollars)

12-1601-0-1-352

1989 actual

1990 est.

-2,662

Obligated balance, end of year..

-2,662

6,736

Outlays

13,608

1991 est.

Identification code 1 2 - 9 9 7 1 - 0 - 7 - 3 5 2

-7,592
20,466

The buildings and facilities fund provides for construction,
repairs, and alterations, as needed, for APHIS operated facilities, which include animal quarantine stations, border inspection stations, sterile insect rearing facilities, and laboratories.
The 1991 budget proposes $25.4 million for this program,
which consists of $4.4 million for repairs, alterations, and
renovations for currently owned APHIS facilities; $4 million
for constuction of a wildlife research center in Ft. Collins,
Colorado, to replace the existing center in Denver, Colorado;
$5 million for APHIS' share of improvements and repairs to
facilities at the Plum Island animal disease center in New
York; and $12.0 million for the National Germplasm Quarantine Center at Beltsville, Md.

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1,287
500
434

1,139
443
384

1,139
443
384

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
43.0
44.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends
Refunds

2,221
295
616
37
18
291
3
1,472
230
58
105
302

1,966
261
545
33
16
258
3
1,303
204
51
93
267

1,966
261
545
33
16
258
3
1,303
204
51
93
267

5,648

5,000

99.9

Total obligations

5,000

Personnel Summary
53

MISCELLANEOUS TRUST FUNDS

49

49

62
7

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Trust Funds

53
6

53
6

Program and Financing (in thousands of dollars)
Identification code 1 2 - 9 9 7 1 - 0 - 7 - 3 5 2

1989 actual

1990

est.

1991 est.

FEDERAL GRAIN INSPECTION SERVICE

Program by activities:
Expenses and refunds, inspection, certification and quarantine of animal products
00.02 Expenses, feed, and attendants for animals in quarantine
00.03 Miscellaneous contributed funds

_1
1,807
3,842

1,631
3,369

1,631
3,369

10.00

5,648

5,000

5,000

00.01

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

71.00
72.40
74.40
90.00

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

-1,204
1,135

-1,135
1,135

-1,135
1,135

5,579

5,000

5,000

5,648
495
-717

5,000
717
-717

5,000
717
-717

5,427

5,000

5,000

Distribution of budget authority by account:
Expenses, feed, and attendants for animals in quarantine
Miscellaneous contributed funds

1,649
3,930

1,631
3,369

1,631
3,369

Distribution of outlays by account:
Expenses, feed, and attendants for animals in quarantine
Miscellaneous contributed funds

1,654
3,773

1,631
3,369

1,631
3,369

The following services are financed by fees and miscellaneous contributions advanced by importers, manufacturers,
States, organizations, individuals, and others:
Expenses and refunds, inspection, certification, and quarantine of animal products.—This includes inspection of animal
hides and other animal materials to be exported. Fees are
paid in advance for services to be rendered (7 U.S.C. 16211627) (21 U.S.C. 111).
Expenses, feed, and attendants for animals in quarantine.—
Costs associated with the care of animals are paid from fees
advanced by importers (21 U.S.C. 102).
Miscellaneous contributed funds.—Funds are received from
States, local organizations, individuals, and others and are
available for plant and animal quarantine inspection and cooperative plant and animal disease and pest control activities




Federal Funds
General and special funds:
SALARIES AND EXPENSES

For necessary expenses to carry out the provisions of the United
States Grain Standards Act, as amended, and the standardization
activities related to grain under the Agricultural Marketing Act of
1946, as amended, including field employment pursuant to section
706(a) of the Organic Act of 1944 (7 U.S.C. 2225), and not to exceed
$20,000 for employment under 5 U.S.C. 3109, [$8,185,000]
$10,443,000: Provided, That this appropriation shall be available pursuant to law (7 U.S.C. 2250) for the alteration and repair of buildings
and improvements, but, unless otherwise provided, the cost of altering
any one building during the fiscal year shall not exceed 10 per
centum of the current replacement value of the building: Provided
further, That none of the funds provided by this Act may be used to
pay the salaries of any person or persons who require, or who authorize payments from fee-supported funds to any person or persons who
require nonexport, nonterminal interior elevators to maintain records
not involving official inspection or official weighing in the United
States under Public Law 94-582 other than those necessary to fulfill
the purposes of such Act. (7 U.S.C. 71, 74-79, 84-87; 7 U.S.C. 1621-27;
Rural Development, Agriculture, and Related Agencies Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 4 0 0 - 0 - 1 - 3 5 2

1989 actual

Program by activities:
Total obligations

7,339

Financing:
25.00 Unobligated balance lapsing

1991 est.

776

40.00

1990 est.

10.00

71.00
72.40
74.40
77.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

8,185

10,443

8,115

8,185

10,443

7,339
947
-1,640
- 5 8

8,185
1,640
-1,640

10,443
1,640
-1,640

federal

department of agriculture
90.00

6,588

Outlays..

11.5

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]
1989 actual

8,115
6,588

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1990 est.

1991 est.

8,185
8,185

10,443
10,443
-5,697
-5,697

Total:
Budget authority
Outlays

8,115
6,588

8,185
8,185

4,746
4,746

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
43.0
99.9

The Federal Grain Inspection Service (FGIS) establishes official United States standards for grain, promotes the uniform
application thereof by official inspection personnel, provides
for an official inspection system for grain, and regulates the
weighing and certification of the weight of grain shipped in
interstate or foreign commerce as authorized by the U.S.
Grain Standards Act (USGSA), as amended, and the regulations thereof, and the Agricultural Marketing Act of 1946
(AMA).
Standardization activities include establishing and updating
U.S. grain standards, research and developing, and improving
methods to ensure the accurate and uniform application of
the standards.
The compliance activities ensure the accurate and uniform
application of the USGSA and applicable provisions of the
AMA. The compliance program functions include: (1) evaluating alleged violations and initiating preliminary investigations; initiating the implementation of corrective actions; (2)
conducting management and technical reviews; (3) administering the designations and delegations of State and private
agencies to perform official functions and monitoring the performance of the agencies; (4) identifying and, where appropriate, waiving and monitoring conflicts of interest; (5) licensing
personnel of delegated States and designated agencies; (6) registering persons/firms engaged in the business of buying grain
for sale in foreign commerce, and in the business of handling,
weighing, or transporting of grain for sale in foreign commerce; (7) responding to audits of FGIS programs; and (8)
reviewing and, when appropriate, approving official agencies'
fee schedules.
The International Monitoring Staff briefs foreign buyers,
assesses foreign inspection and weighing techniques, and responds to foreign quality and quantity complaints.
An advisory committee consisting of members from the
grain industry exists to advise the Agency regarding efficient
and economical implementations of the USGSA.
The Grain Quality Improvement Act of 1986 was enacted on
November 10, 1986, to improve the quality of U.S. grain by
prohibiting the introduction and reintroduction of dockage
and foreign material to grain.

1989 actual

18
7
9
7
11
10
6
27
96

1990 est.

19
5
5
5
11
9
15
27
100

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent..




1989 actual

3,732
94

1990 est.

4,162
34

1991 est.

5,466
223

A-499

99

5,791
904
85
409
40
24
410
30
1,729
298
723

8,185

10,443

178
119

Total obligations

102

4,291
750
68
400
30
44
400
87
1,350
280
485

7,339

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends

95

3,925
658
12
276
26
74
225
29
1,455
170
482
6
1

Other personnel compensation

198
119

200
132

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment,
SALARIES AND EXPENSES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 4 0 0 - 2 - 1 - 3 5 2

14.00
40.00

71.00
90.00

1989 actual

1990 est.

Financing:
Offsetting collections from: Non-Federal sources

1991 est.

-5,697
-5,697

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net

-5,697
-5,697

Outlays

This schedule reflects a legislative proposal to finance the
orderly marketing of grains, oilseeds, rice, and related commodities by developing and disseminating new and/or revised
standards. These costs will be added to the existing fee structure.

Public enterprise funds:
INSPECTION AND WEIGHING SERVICES
LIMITATION ON INSPECTION AND WEIGHING SERVICE EXPENSES

Not to exceed [$36,856,000] $37,164,000 (from fees collected) shall
be obligated during the current fiscal year for Inspection and Weighing Services: Provided, That if grain export activities require additional supervision and oversight, or other uncontrollable factors occur, this
limitation may be exceeded by up to ten percent. (7 U.S.C. 71, 74-79,
84-87; 7 U.S.C. 1621-27; Rural Development, Agriculture, and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

1991 est.

19
5
6
5
11
10
14
27
100

Object Classification (in thousands of dollars)
Identification code 1 2 - 2 4 0 0 - 0 - 1 - 3 5 2

^ ^ ^ri uS- ni ud
^ ^ ef^ I I lS I
S

Identification code 1 2 - 4 0 5 0 - 0 - 3 - 3 5 2

MAIN WORKLOAD FACTORS
U.S. standards in effect at end of year
New and revised standards issued during fiscal year..
Standards reviews in progress
Standards reviews completed
Inspection techniques developed
Equipment evaluated
On-site investigations
Designations renewed
Registration certificates issued

GA
RN
,

10.00

Program by activities:
Total obligations

Financing:
14.00 Offsetting collections from.- Non-Federal sources ,
Unobligated balance available, start of year:
21.90
Treasury balance
U.S. securities:
21.91
Par value
21.92
Unrealized discounts
Unobligated balance available, end of year:
24.90
Treasury balance
U.S. securities:
24.91
Par value
24.92
Unrealized discounts
27.00 Reduction pursuant to P.L. 99-177
39.00

Budget authority..

1989 actual

1990

est.

1991

est.

35,414

36,340

-37,164

-35,626

-36,856

-37,164

-5,885

-3,770

-3,770

-8,500
348

-10,900
421

-10,900
421

3,770

3,770

3,770

10,900
-421

10,900
-421
516

10,900
-421

FEDERAL GRAIN INSPECTION SERVICE—Continued
A-500 TMrSS^lS^
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Public enterprise funds—Continued

Government equity:
Selected equities.Unobligated balance
equity)

INSPECTION AND WEIGHING SERVICES—Continued
LIMITATION ON INSPECTION AND WEIGHING SERVICE EXPENSES—

(total

Government
14,036

14,249

14,249

14,249

Continued
Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)—Continued
Identification code

71.00
72.90
74.90
77.00
90.00

12-4050-0-3-352

1989 actual

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Adjustments in expired accounts

- 2 1 2
- 6 9 3
958

1990 est.

-516
-958
958
516

1991 e

- 9 5 8
958

53

Outlays

The Federal Grain Inspection Service provides a uniform
system for the inspection and weighing of grain. Services
provided under this system are financed through a fee supported revolving fund. This authority has been extended
through September 1993.
Fee supported programs include direct services, supervision
activities and administrative functions. Direct services include
official grain inspection and weighing by FGIS employees at
certain export ports as well as the inspection of U.S. grain
shipped through Canada. FGIS supervises the inspection and
weighing activities performed by its own employees. The
agency also oversees the inspection and weighing of grain
performed by employees of 8 delegated States and 77 designated State and private agencies. FGIS provides an appeal service of original grain inspections and a registration system for
grain exporting firms. Through support from the Association
of American Railroads and user fees, FGIS conducts a railroad track scale testing program. In addition, the agency provides grading services on request for rice and grain related
products under the authority of the Agricultural Marketing
Act of 1946 (AMA).
Export grain inspected and weighed (million metric tons):
By Federal personnel
By delegated States
Quantity of grain inspected (all official inspections) million
metric tons
Number of inspections and reinspections:
By Federal personnel
By delegated state/official agency licenses
Number of appeals
Number of appeals carried to the Board of Appeals and Review....
Quantity of rice inspected (million metric tons)
Quantity of rice exports (million metric tons)

1989actual 1990est.
87.1
88.0
27.0
27.0
297.7

298.0

1991 est.
88.0
27.0
298.0

198,967
200,000
200,000
2,620,408
2,600,000
2,600,000
18,000
13,000
13,000
1,226
1,300
1,300
4.3
4.1
4.1
2.9
2.5
2.6

Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss-. Inspection and weighing services:
Revenue
Expense

35,626
-35,414
212

Net income or loss ( - ) for the year

36,856
-36,340

1991 est.

Assets:
Selected assets:
Fund balance with Treasury
Investments, U.S. securities: Par value
Accounts receivable (net)
Total assets
Liabilities:
Selected liabilities:
Accounts payable and accrued liabilities




1989 actual

1990 est.

5,790
8,500
3,560

2,391
10,900
4,733

2,391
10,900
4,733

2,391
10,900
4,733

17,850

18,024

18,024

18,024

3,775

3,775

3,775

3,814

16,747
974
4,460

19,890
1,428
3,482

20,151
1,447
3,482

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Interest and dividends

22,181
3,879
146
1,210
157
401
181
1,158
149
4,035
670
1,239
1
1
6

24,800
2,877
315
1,039
87
684
362
1,497
152
3,513
484
523

25,080
2,905
315
1,039
87
684
362
1,497
152
4,029
484
523

7

7

35,414

36,340

37,164

573

602

613

697
99

681
125

675
125

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

INSPECTION AND WEIGHING SERVICE

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

12-4050-2-3-352

10.00
14.00

1989 actual

1990 est.

Program by activities:
Total obligations
Financing:
Offsetting collections from: Non-Federal sources..

40.00

71.00

1991 est.

5,697
-5,697

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Outlays..

This schedule reflects a proposed increase in user fees collections to recover costs related to standardization activities.
Object Classification (in thousands of dollars)
Identification code

1991 est.

1991 est.

1990 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

37,164
-37,164

516

1989 actual

11.1
11.3
11.5

90.00
1990 est.

Financial Condition (in thousands of dollars)
1988 actual

Identification code 1 2 - 4 0 5 0 - 0 - 3 - 3 5 2

12-4050-2-3-352

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
13.0
21.0
22.0
23.2
23.3
25.0
26.0
31.0

Total personnel compensation
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment

99.9

Total obligations

1989 actual

1990 e

1991 est.

2,709
66
40
2,815
380
7
10
2
40
1,500
200
741
5,697

department of

SEW,cyj°KA

AGRICULTURAL MARKETING SERVICE
Federal Funds

agriculture

F0REST

AGRICULTURAL MARKETING SERVICE

Agricultural Marketing Service activities assist producers
and handlers of agricultural commodities by providing a variFederal Funds
ety of marketing services. These services continue to become
General and special funds:
more complex as the volume of agricultural commodities increases, as a greater number of new processed commodities
MARKETING SERVICES
are developed, and as the agricultural market structure unFor necessary expenses to carry on services related to consumer
protection, agricultural marketing and distribution and regulatory dergoes extensive changes. Marketing changes include increased concentration in food retailing, direct buying, decenprograms as authorized by law, and for administration and coordination of payments to States; including field employment pursuant to tralization of processing, growth of interregional competition,
section 706(a) of the Organic Act of 1944 (7 U.S.C. 2225), and not to vertical integration, and contract farming. The individual acexceed $70,000 for employment under 5 U.S.C. 3109, [$33,171,000]
tivities include:
$52,251,000; of which not less than [$1,623,000] $1,684,000 shall be
Market news service.—The market news program provides
available for the Wholesale Market Development Program for the the agricultural community with information pertaining to
design and development of wholesale and farmer market facilities for
the movement of agricultural products. This nationwide servthe major metropolitan areas of the country: Provided, That this
ice provides daily reports on the supply, demand and price of
appropriation shall be available pursuant to law (7 U.S.C. 2250) for
the alteration and repair of buildings and improvements, but, unless over 670 commodities throughout the country.
Inspection, grading and standardization.—Nationally uniotherwise provided, the cost of altering any one building during the
form standards of quality for agricultural products are estabfiscal year shall not exceed 10 per centum of the current replacement
value of the building. (5 U.S.C. 5542; 15 U.S.C. 714-714p; 21 U.S.C.
lished and applied to specific lots of products to: promote
1031-56; 26 U.S.C. 4851-54, 4861-65, 4871-77, 6804, 7233, 7263, 7492- confidence between buyers and sellers; reduce hazards in mar93, 7701.)
keting due to misunderstandings and disputes arising from
the use of nonstandard descriptions; encourage better prepaLIMITATION ON ADMINISTRATIVE EXPENSES
Not to exceed [$37,962,000] $40,162,000 (from fees collected) shall ration of uniform quality products for market; and furnish
consumers with more definite information on the quality of
be obligated during the current fiscal year for administrative exproducts they buy. Grading services are provided for cotton
penses: Provided, That if crop size is understated and/or other unconand
trollable events occur, the Agency may exceed this limitation by up to domestic and imported tobacco.
10 percent with notification to the Appropriation Committees. (Rural
Continuous in-plant inspection of all plants manufacturing
Development, Agriculture, and Related Agencies Appropriations Act,
liquid, frozen or dried egg products is provided, with quarterly
1990.)
inspection of egg handlers and hatcheries to ensure the
proper disposition of shell eggs unfit for human consumption.
Program and Financing (in thousands of dollars)
Imported egg products are controlled to make certain that the
Identification code 1 2 - 2 5 0 0 - 0 - 1 - 3 5 2
1989 actual
1990 est.
1991 est.
inspection systems in exporting countries have standards
equal to those of the United States.
Program by activities:
A uniform government food specification system is mainDirect program:
tained to provide a more efficient Federal food procurement
00.01
Market news service
15,839
16,366
17,694
00.02
Inspection and standardization
. .
13,542
13,344
15,136
service.
00.03
00.04

Market protection and promotion
Wholesale market development

2,027
1,548

1,838
1,623

17,737
1,684

01.01

Total direct program
Reimbursable program

32,956
36,794

33,171
39,743

52,251
42,465

10.00

Total obligations

69,750

72,914

94,716

-433

-381

-381

-31,022
-1,585
-14,042
10,287
417

-37,962
-1,922
-10,287
10,287

-40,162
-1,922
-10,287
10,287

33,373

33,171

00.91

Financing:
Offsetting collections from:
11.00
Federal funds
Non-Federal sources.14.00
User fees
14.00
Miscellaneous reimbursements
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
40.00

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays

522

36,710
-9,399
-677
430
27,065

52,251

32,649

2,131
-2,131

31,195

52,251

.

.

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

Enacted/requested:

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays




1989 actual 1990 est.

33,373
27,065

33,171
31,195

1991 est.

52,251
52,251
-4,431
-4,431

33,373
27,065

1989 actual

Cotton classed (samples in thousands)
Cottonseed grade certificates issued (in thousands)
Tobacco auction markets (million pounds)
Imported tobacco inspected at markets and ports of entry (million pounds)

1990 est.

1991 est.

14,230
31
1,432

11,832
31
1,625

13,332
31
1,645

188

200

210

FEDERALLY FUNDED INSPECTION AND PROCUREMENT ACTIVITIES
1989 actual

Federally inspected establishments: Egg products plants
Federally inspected production-. Egg products (billion pounds)
States and Commonwealths with cooperative agreements: Egg
products inspection
Laboratory services (samples analyzed):
Food chemistry and microbiology
Chemical residues

1990 est.

1991 est.

83
1.6

86
1.6

87
1.6

52

52

52

40,969
517

42,000
500

42,000
500

1990 est.

1991 est.

596
239
13

599
239
13

52,251

677
-2,131

COTTON AND TOBACCO USER FEE PROGRAM

33,171
31,195

47,820
47,820

STANDARDIZATION ACTIVITIES
1989 actual

International and U.S. standards in effect, end of fiscal year
Number of commodities covered
Standards revised

595
238
5

Market protection and promotion.—This program consists
of: (1) the research and promotion programs which are designed to improve the competitive position and expand markets for cotton, eggs, and egg products, honey, pork, beef, milk
and dairy products, mohair, and potatoes; (2) the Federal Seed
Act; and (3) the administration of the Capper-Volstead Act
and the Agricultural Fair Practices Act.
Amendments to the 1985 Food Security Act provided legislative authority for the beef, pork, and watermelon research
and promotion programs. Assessments on producers to fund
the beef and pork programs began in 1986. The Watermelon

A-502

FSKic5SS'NS sew"ce-c°""n"k'

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Full-time equivalent of overtime and holiday hours..,

MARKETING SERVICES—Continued
LIMITATION ON ADMINISTRATIVE EXPENSES—Continued

Research and Promotion Plan was issued in June 1989. Full
implementation of the Plan is scheduled for March 1990.
Federal seed inspectors have conducted tests on samples to
help ensure truthful labeling of agricultural and vegetable
seeds sold in interstate commerce.
The Capper-Volstead Act and the Agricultural Fair Practices Act protect producers against discriminatory practices
by handlers, permit producers to engage in cooperative efforts, and ensure that such cooperatives do not engage in
practices that monopolize or restrain trade.

43.0
31.1
77.5
2.0
25.7
7.2
5.9

43.0
39.4
79.1
2.4
25.7
7.2
6.0

Wholesale market development.—This program is designed
to enhance the marketing of agricultural commodities in the
United States by conducting research into more efficient marketing methods for agricultural commodities and by providing
technical assistance to urban areas interested in improving
their food distribution facilities.
WHOLESALE MARKET DEVELOPMENT ACTIVITIES
1989 actual

Studies and projects completed

9

Identification code 1 2 - 2 5 0 0 - 2 - 1 - 3 5 2

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
42.0
43.0
99.0
99.0
99.9

1989 actual

1991 est.

9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

679
52

1989 actual

1990 est.

1991 est.

Budget authority (appropriation)..

-4,431

-4,431
-4,431

This schedule reflects proposed legislation to finance the
standardization and market development and assistance activities on a user fee basis in 1991.

PAYMENTS TO STATES AND POSSESSIONS

For payments to departments of agriculture, bureaus and departments of markets, and similar agencies for marketing activities under
section 204(b) of the Agricultural Marketing Act of 1946 (7 U.S.C.
1623(b)), [$1,250,000] $942,000. (Rural Development, Agriculture, and
Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 2 5 0 1 - 0 - 1 - 3 5 2

Program by activities:
Total obligations (object class 41.0)

Financing:
39.00 Budget authority
40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

1989 actual

1990 est.

Total obligations

1,236

942

942

1,236

942

942

1,250
-14

942

43.00

Appropriation (adjusted)

942

1,236

942

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

942
1,017
—945
—23

1,236
945
-915

942
915
-697

992

1,266

1,160

18,394
640
320

18,906
501
485

21,215
526
508

19,355
3,554
56
1,396
97
307
2,507
150
4,108
589
833
2
2

19,892
3,648
81
1,442
135
306
2,468
175
4,163
422
439

22,249
4,068
81
1,651
139
306
2,840
301
17,732
837
2,047

33,171
39,743

52,251
42,465

PERISHABLE AGRICULTURAL COMMODITIES ACT FUND

72,914

94,716

Program and Financing (in thousands of dollars)

90.00

Outlays

Grants are made on a matching fund basis to State departments of agriculture to carry out specifically approved programs designed to enhance marketing efficiency. Under this
activity, specialists work with farmers, marketing firms, and
other agencies in solving marketing problems and in using
research results.

Identification code 1 2 - 5 0 7 0 - 0 - 2 - 3 5 2

Personnel Summary
Direct:
Total number of full-time permanent positions..
Total compensable workyears:
Full-time equivalent employment

1991 est.

942

69,750

Subtotal, direct obligations
Reimbursable obligations

1991 est.

-4,431

32,956
36,794

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities
Interest and dividends




700
52

Financing:
Offsetting collections from: Non-Federal sources..

Object Classification (in thousands of dollars)
Identification code 1 2 - 2 5 0 0 - 0 - 1 - 3 5 2

700
57

Program and Financing (in thousands of dollars)

10.00

1990 est.

184

1991 est. Relation of obligations to outlays:
1,000
71.00 Obligations incurred, net
600
4,150
90.00
Outlays..

330
141
45.1
37.5
76.8
2.5
24.7
4.3
6.0

205

MARKETING SERVICES

40.00

1989 actual 1990 est.
983
1,000
911
600
3,908
4,150

195

(Proposed for later transmittal, proposed legislation)

14.00

MARKET PROTECTION AND PROMOTION ACTIVITIES
Seed Act:
Interstate investigations:
Completed
Pending
Seed samples tested
Plant Variety Protection Act:
Number of applications received
Certificates of protection issued
Research and promotion collections (dollars in millions):
Beef
Cotton
Dairy—National
Honey
Pork
Egg
Potato

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

623
641

621
633

656

668

10.00

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year...

1989 actual

1990 est.

1991 e

5,518

5,423

5,675

-845

-896

-1,148

department of agriculture
24.40
60.00

Unobligated balance available, end of year

1,148

1,148

5,569

5,675

5,423
1,025
-773

5,675
773
-773

5,675

5,675

License fees are deposited in this special fund and are used
to meet the costs of administering the Perishable Agricultural
Commodities and the Produce Agency Acts (7 U.S.C. 491-497,
499a-499s). The current annual license fee is set at $300 plus
$150 for each additional business facility operated by the applicant in excess of nine facilities, up to a maximum of $3,000.
The Acts are intended to ensure equitable treatment to
farmers and others in the marketing of fresh and frozen fruits
and vegetables. Commission merchants, dealers, and brokers
handling these products in interstate and foreign commerce
are licensed. Complaints of violations are investigated and
violations dealt with by (a) informal agreements between the
two parties, (b) formal decisions involving payment of reparation awards, and/or (c) suspension or revocation of license
and/or publication of the facts.
A 1984 amendment to the Perishable Agricultural Commodities Act requires traders to have trust assets on hand to meet
their obligations to fruit and vegetable suppliers. To preserve
their trust and establish their rights ahead of other creditors,
unpaid suppliers file notice with both the Department and
their debtors that payment is due.
Object Classification (in thousands of dollars)
Identification code 1 2 - 5 0 7 0 - 0 - 2 - 3 5 2

1989 actual

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
Identification code 1 2 - 5 2 0 9 - 0 - 2 - 6 0 5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,938
181
95

2,923
174
102

00.91

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

3,214
719
12
312
16
146
40
251
29
425
125
229

3,199
671
12
280
13
139
30
251
15
445
57
311

3,345
702
12
293
14
147
31
264
16
476
60
315

5,518

5,423

5,675

129

131

131

125
3

129
3

129
3

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

FUNDS FOR STRENGTHENING MARKETS, INCOME, AND SUPPLY
(SECTION 3 2 )




350,900
15,400
14,150
30,000

20,000
9,492

350,900

378,922

410,450

350,900

01.01

Administrative expenses

11,101

12,174

14,197

01.92
02.01

Total direct program
Reimbursable program

390,023
291

422,624
314

365,097
314

390,314

422,938

365,411

-291
-116,868
132,717

-314
-132,717
291,114

-314
-291,114
300,000

405,873

581,020

373,984

4,552,833
-4,146,960

4,799,509
-4,218,489

5,068,143
-4,694,159

405,873

581,020

373,984

390,023
106,055
-41,770

422,624
41,770
-41,770

365,097
41,770
-41,770

454,307

422,624

365,097

10.00

Subtotal, Commodity program payments

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority

Budget authority:
Appropriation (permanent, indefinite) (special
fund)
61.00 Transferred to other accounts
60.00

63.00

71.00
72.40
74.40

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

1989 actual 1990 est.

Enacted/requested:

Budget authority
Outlays
Proposed for later transmittal under proposed legislation.Budget authority
.'
Outlays
Total:
Budget authority
Outlays

405,873
454,307

581,020
422,624

1991 est.

373,984
365,097
-6,465

405,873
454,307

581,020
422,624

373,984
358,632

Under section 32 of the act of August 24, 1935, as amended
(7 U.S.C. 612c), an amount equal to 30 percent of customs
receipts collected during each calendar year is automatically
appropriated for expanding outlets for nonbasic commodities.
An amount equal to 30 percent of receipts collected on fishery
products is transferred to the Department of Commerce. Most
of the funds are transferred to the Food and Nutrition Service
and are used to purchase commodities under section 6 of the
National School Lunch Act and other authorities specified in
the child nutrition appropriation. If unforeseen commodity
surpluses should develop, unobligated reserve balances are
available for surplus removal.
Object Classification (in thousands of dollars)

(INCLUDING TRANSFERS OF FUNDS)

Funds available under section 32 of the Act of August 24, 1935 (7
U.S.C. 612c) shall be used only for commodity program expenses as
authorized therein, and other related operating expenses, except for:
(1) transfers to the Department of Commerce as authorized by the
Fish and Wildlife Act of August 8, 1956; (2) transfers otherwise provided in this Act; and (3) not more than [$8,007,000] $8,526,000 for
formulation and administration of Marketing Agreements and Orders
pursuant to the Agricultural Marketing Agreement Act of 1937, as

1991 est.

1990 est.

342,071
7,359

3,053
182
110

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

1989 actual

Program by activities:
Direct program:
Commodity program payments:
00.01
Child nutrition program purchases
00.02
Emergency surplus removal
00.03
Disaster relief
00 04
Sunflower and cottonseed oil purchases
00.05
Diversion payments

90.00

11.1
11.3
11.5

A - 5 0 3

amended, and the Agricultural Act of 1961. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)

5,675

5,016

Outlays

896

5,518
524
-1,025

Budget authority (appropriation) (permanent, indefinite) (special fund)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

AGRICULTURAL MARKET^NG^EWIM—Contjnued

Identification code 1 2 - 5 2 0 9 - 0 - 2 - 6 0 5

11.1
11.3
11.5
11.9

Direct obligations:
Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation

1989 actual

1990 est.

1991 est.

5,022
123
73

5,916
113
224

6,365
119
233

5,218

6,253

6,717

A-504

S S f

s e r v i c e

-

c w , i

™

k d

the budget

General and special funds—Continued
FUNDS FOR STRENGTHENING MARKETS, INCOME, AND SUPPLY

(SECTION 32)—Continued
(INCLUDING TRANSFERS OF FUNDS)—Continued
Object Classification (in thousands of dollars)—Continued
Identification code 1 2 - 5 2 0 9 - 0 - 2 - 6 0 5
12.1
13.0
21.0
22.0
22.0
23.1
23 2
23.3
24.0
25.0
25.0
26.0
26.0

1989 actual

1990 est.

917
7
209
12
17,131
208
3
557
562
2,673
1,098
178

1991 est.

31.0
42.0
43.0

Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Transportation of things: Commodities
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Other services: Commodities
Supplies and materials
Supplies and materials: Grants of commodities to
States
Equipment
Insurance claims and indemnities
Interest and dividends

360,693
532
25
1

377,192
237

Subtotal, direct obligations
Reimbursable obligations

390,023
291

422,624
314

365,097
314

390,314

422,938

365,411

99.9

Total obligations

1,018
13
303
25
17,957
214

1,109
13
317
26
17,202
228

99.0
99.0

654
505
2,841
15,301
111

Subtotal, direct obligations..
Reimbursable obligations

683
536
4,304
1,103
116

99.9

169

175

142
1

159
4

165
4

5

5

5

Program and Financing (in thousands of dollars)

1989 actual

1990 est.

1991 est.

-8,269
-29

10.00

-8,298

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds....
24.40 Unobligated balance available, end of year...

71.00
74.40
90.00

29
8,269

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

-8,269
1,804
-6,465

Outlays

Proposed legislation would finance the Federal administration of Marketing Agreements and Orders on a user fee basis,
with collections reflected in the Marketing Services account.
Object Classification (in thousands of dollars)
Identification code 1 2 - 5 2 0 9 - 2 - 2 - 6 0 5

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent....
Other personnel compensation

-4,685
-117
-182

11.9

Total personnel compensation..

-4,984




est.

1991

est.

3,589
37,012
20,071
19,761
4,020
322

3,589
39,926
20,071
19,761
4,020
322

10.00

85,414

84,775

87,689

-20,638
20,791

-20,791
23,705

-23,705
23,705

85,567

87,689

87,689

85,414
-10,605
9,931

84,775
-9,931
12,845

87,689
-12,845
12,845

84,740

87,689

87,689

Total obligations

Financing:
21.40 Unobligated balance available, start of year.24.40 Unobligated balance available, end of year

71.00
72.40
74.40
90.00

Program by activities:
01.01 Administrative expenses
02.01 Reimbursable program

1990

5,648
39,053
18,407
19,685
2,366
255

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)

1989 actual

Program by activities:
Expenses and refunds, inspection and grading of farm
products:
00.01
Dairy products
00.02
Fruits and vegetables
00.03
Meat grading
00.04
Poultry products
00.05
Miscellaneous agricultural commodities
00.11
Price support assessments

(SECTION 3 2 )

39.00

-8,298

Total obligations..

Trust Funds

60.00

FUNDS FOR STRENGTHENING MARKETS, INCOME, AND SUPPLY

12-5209-2-2-605

-26

-221
-536
-519
-709
-83
-47
-8,269
-29

Identification code 1 2 - 9 9 7 2 - 0 - 7 - 3 5 2

154

Reimbursable:
Total compensable workyears: Full-time equivalent employment.

Identification code

-866
-13
-265

MISCELLANEOUS TRUST FUNDS

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

f i s c a l y e a r 1991

Civilian personnel benefits..
Benefits for former personnel...
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment

332,595
148

99.0
99.0

12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

tor

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Expenses and refunds, inspection and grading of farm products.—The commodity inspection and grading programs provide grading, examination, and certification services for a
wide variety of fresh and processed food commodities using
federally approved grade standards and purchase specifications. Commodities graded include poultry, livestock, meat,
dairy products, and fresh and processed fruits and vegetables.
These programs use official grade standards which reflect the
relative quality of a particular food commodity based on laboratory testing and characteristics such as taste, color, weight
and physical condition. Producers voluntarily request grading
and certification services which are provided on a fee for
service basis.
1989 actual

Livestock graded (million pounds)
Poultry products graded (includes rabbits—million pounds)
Shell eggs graded (million dozens)
Poultry accepted (million pounds)
Eggs accepted (million dozens)
Meat graded (million pounds)
Meat accepted (million pounds)
Processed fruits and vegetables inspected (million pounds)
Fresh fruits and vegetables inspected (million pounds)
Dairy products graded (million pounds)
Market reports issued (in thousands)
Plant variety protection (applications received)
Certificates of protection issued

46
14,314
1,555
817
421
13,900
800
8,700
74,600
1,917
2,280

1990 est

58
15,500
1,545
820
417
15,000
800
8,800
75,000
1,905
2,329
260
230

1991 est.

58
16,200
1,530
820
413
15,700
800
8,900
75,500
1,965
2,333
260
260

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
43.0
99.9

12-9972-0-7-352

1990

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Interest and dividends
Total obligations

est.

1991

est.

44,520

45,214

45,214

4,609

5,028

5,028

6,265

7,283

7,283

55,394

57,525
10,593
519
5,851
257

57,525
10,593
519
5,851
257

10,303
643
6,090
351
839
397
1,997
376
7,285
846
851

893

893

400
1,962
368
4,517

400
1,962

791
1,099

368
7,431
791
1,099

5
28
9

..

85,414

84,775

87,689

1,668

1,660

1,660

1934
157

1923

1923
180

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A-505

AGRICULTURAL MARKETING^SERVICE—^ntinu^

department of agriculture

M I L K M A R K E T ORDERS ASSESSMENT

180

The expenses of each local office are met from an administrative fund and a marketing service fund, which are prescribed in each order. The administrative fund is derived from
prorated handler assessments. The marketing service fund of
the individual order disseminates market information to producers who are not members of a qualified cooperative. It also
provides for the verification of the weights, sampling, and
testing of milk from these producers. The cost of these services is borne by such producers.
The maximum rates for administrative assessment and for
marketing services are set forth in each order and adjustments below these rates are made from time to time upon
recommendations by the market administrator and upon approval of the Agricultural Marketing Service to provide reserves at about a 6-month operating level. Upon termination
of any order, the statute provides for distributing the proceeds
from net assets pro rata to contributing handlers or producers
as the case may be.
The Omnibus Budget Reconciliation Act of 1987 required
that the Commodity Credit Corporation assess 2.5 cents per
hundredweight during the applicable months on all milk produced in the forty-eight contiguous States and marketed by
producers for commercial use. As of the end of the program in
December 1988, the Agricultural Marketing Service, as agent
for the Commodity Credit Corporation, had collected over
$35.3 million. These funds were used to offset mandated cuts
in dairy price support expenditures rather than through reductions in the purchase prices for cheese, butter, and nonfat
dry milk.

FUND

Revenue and Expense (in thousands of dollars)
Program and Financing (in thousands of dollars)
1989 actual
Identification code 1 2 - 8 4 1 2 - 0 - 8 - 3 5 1

1989 actual

1990 est.

Program by activities:
00.01

Administration

00.02

Marketing service

10.00

Total obligations

Financing:
Offsetting collections from: Federal funds:
11.00
Administration
11.00
Marketing service
11.00
Interest
Unobligated balance available, start of year
21.90
Treasury balance
21.91
U.S. securities: Par value
Unobligated balance available, end of year:
24.90
Treasury balance
24.91
U.S. securities: Par value
39.00

71.00
72.10
72.90
74.10
90.00

28,236

33,290

35,288

5,053

5,419

5,744

33,289

38,709

41,032

-25,875

-31,626

-4,706
-2,451

-5,148
-1,935

-33,523
-5,457

Outlays

-14,154
-5,873

-17,109
-2,660

-17,109
-2,660

17,109
2,660

17,109
2,660

17,109
2,660

Operating income or loss ( - ) :
Administrative fund:
Revenue
Expense

1991

est.

25,875

Net operating income or loss ( - ) , administrative fund..
Marketing service fund:
Revenue
Expense

31,626

33,523

-28,236

-33,290

-35,288

-2,361

-1,664

-1,765

4,706

5,148

5,457

-5,053

-5,419

-5,744

-347

-271

-287

-2,708

-1,935

-2,052

2,451

Net operating income or loss ( - ) , marketing service
fund
Net operating income or loss ( - ) , total
Nonoperating income:
Interest revenue

1,935

2,052

Net loss for the year

-257

257
-879
2,574
879

-879

879

879

3,710

Note—The administration fund totals are comprised of 40 separate independent order accounts in 1989. The Marketing
Service fund totals are comprised of 40 separate independent order accounts in 1989.

The Secretary of Agriculture is authorized by the Agricultural Marketing Agreement Act of 1937, as amended—under
certain conditions—to issue Federal milk marketing orders
establishing minimum prices which handlers are required to
pay for milk purchased from producers.
Market administrators are appointed by the Secretary and
are responsible for carrying out the terms of specific marketing orders. Their operating expenses, partly financed by assessments on regulated handlers and partly by deductions
from producers, are reported in these schedules. These funds
are collected locally, deposited in local banks, and disbursed
directly by the market administrator.




est.

-2,052

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Obligated balance, start of year: Fund balance
Receivables in excess of obligations, end of year

1990

1991 est.

Financial Condition (in thousands of dollars)
1990

est.

1991

est.

1988 actual

Assets:
Selected assets:
Cash in banks
U.S. securities (par value)
Accounts receivable, net
Total assets
Liabilities:
Selected liabilities: Accounts payable and accrued liabilities
Government equity:
Selected equities.Unobligated balance
Property
Total Government Equity (end of year).

1989 actual

16,727

16,230

16,230

16,230

5,873

2,660

2,660

2,660

3,572

3,572

3,572

22,600

22,462

22,462

22,462

2,573

2,693

2,693

2,693

20,027

19,769

19,769

19,769

3,529

3,647

3,647

3,647

23,556

23,416

23,416

23,416

A-506

? K M r

G

t h e b u d g e t f o r f i s c a l y e a r 1991

SERVICE—Continued

M I L K M A R K E T ORDERS ASSESSMENT

FUND—Continued

Object Classification (in thousands of dollars)
Identification code

12-8412-0-8-351

1989 actual

1991

1990 est.

est.

Object Classification (in thousands of dollars)

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

21,156
142
16

25,850
149
17

27,401
158

11.9
12.1
21.0
23.2
23.3
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment

21,314
3,754
2,141
2,808
1,023
586
755
908

26,016
3,359
2,398
2,241
1,517
735
975
1,468

27,577
3,561
2,542
2,375
1,608
779
1,034
1,556

33,289

38,709

41,032

99.9

shippers and carriers in the new deregulation environment;
and providing technical assistance to producers, producer
groups, and rural communities to help solve specific transport
problems.

Total obligations

Personnel Summary

Identification code

18

est.

1,542
57

59

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1,557
244
56
2
92
36
274
31
88

1,599
251
65
2
95
35
260
35
55

1,649
258
50
2
95
30
260
30
55

Subtotal, direct obligations
Reimbursable obligations

2,380
12

2,397
30

2,429
30

2,392

2,427

2,459

35
35

35
35

35
35

550

550

548

548
1

99.0
99.0

Total obligations

99.9
1

1991

1,476
25
56

447

1

est.

11.1
11.3
11.5

548
1

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1990

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0

1

1989 actual

12-2800-0-1-352

1,590

Excludes New York-New Jersey order operated under Federal and State orders.

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears.- Full-time equivalent employment..

OFFICE OF TRANSPORTATION
Federal Funds
General and special funds:
OFFICE OF TRANSPORTATION

FOOD SAFETY AND INSPECTION SERVICE

For necessary expenses to carry on services related to agricultural
transportation programs as authorized by law; including field employFederal Funds
ment pursuant to section 706(a) of the Organic Act of 1944 (7 U.S.C.
2225), and not to exceed $20,000 for employment under 5 U.S.C. 3109,
General and special funds:
[$2,397,000: Provided, That this appropriation shall be available purSALARIES A N D EXPENSES
suant to law (7 U.S.C. 2250) for the alteration and repair of buildings
and improvements, but, unless otherwise provided, the cost of altering
For necessary expenses to carry on services authorized by the Fedany one building during the fiscal year shall not exceed 10 per
eral Meat Inspection Act, as amended, and the Poultry Products
centum of the current replacement value of the building] $2,429,000. Inspection Act, as amended, [$422,799,000] $440,882,000: Provided,
(7 U.S.C. 1291, 1621-27; 49 U.S.C 1653; Rural Development, Agricul-That this appropriation shall be available for field employment pursuture, and Related Agencies Appropriations Act, 1990.)
ant to section 706(a) of the Organic Act of 1944 (7 U . S . C . 2225), and
not to exceed $75,000 shall be available for employment under 5
Program and Financing (in thousands of dollars)
U . S . C . 3109: Provided further, That this appropriation shall be available pursuant to law (7 U . S . C . 2250) for the alteration and repair of
Identification code 1 2 - 2 8 0 0 - 0 - 1 - 3 5 2
1989 actual
1990 e
1991 e
buildings and improvements, but the cost of altering any one building
during the fiscal year shall not exceed 10 per centum of the current
Program by activities:
replacement value of the building. (7 U.S.C. 450, 1901-06; 10 U.S.C.
00.01 Direct program
2,380
2,397
2,429
2306; 18 U.S.C. 1114; 21 U.S.C. 451-470, 601-624, 641-645, 661, 67101.01 Reimbursable program
12
30
30
680, 691-692; 694-695; Public Law 99-641; Rural Development, Agri10.00
Total obligations
2,392
2,427
2,459
culture, and Related Agencies Appropriations Act, 1990.)
11.00
25.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance lapsing

-12
17

-30

-30

40.00

Budget authority (appropriation)

2,397

2,397

2,429

Program and Financing (in thousands of dollars)
Identification code

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

2,380
420
-402
-61

2,397
402
-402

90.00

2,337

2,397

Outlays

2,429
402
-402
2,429

The principal purpose of the Office of Transportation is to
report to the Secretary issues concerning domestic and international transportation systems for U.S. agricultural products. The Office of Transportation also provides assistance to
exporters and firms by helping solve international transportation problems relating to agriculture; assisting agricultural




12-3700-0-1-554

1989 actual

1990 est.

1991 est.

00.01
01.01

Program by activities:
Direct program
Reimbursable program

404,828
51,082

416,898
52,331

440,882
55,000

10.00

Total obligations

455,910

469,229

495,882

-727
-50,355
126

-1,000
-52,000

-1,000
-54,000

404,954

416,898

440,882

404,954

422,799

440,882

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

40.00

Budget authority
Budget authority:
Appropriation

669

department of
40.00

Reduction pursuant to P.L 99-177

-5,901

43.00

Appropriation (adjusted)

404,954

416,898

440,882

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

404,828
32,907
-33,745
-2,632

416,229
33,745
-35,609

401,358

414,365

440,882

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

440,882
35,609
-35,609

90.00

Outlays

99.9

The major objectives of the Food Safety and Inspection
Service are to ensure that meat and poultry products are
wholesome, unadulterated, and properly labeled and packaged, as required by the Federal Meat Inspection Act and the
Poultry Products Inspection Act.
The Meat and Poultry Inspection program of the Food
Safety and Inspection Service provides inplant inspection of
all domestic plants preparing meat or poultry products for
sale or distribution; reviews foreign inspection systems and
establishments that prepare meat or poultry products for
export to the United States; and provides technical and financial assistance to States which maintain meat and poultry
inspection programs.

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
42.0
43.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1989 actual 1990 est.
370
370
4,730
4,700
1,287
1,280
336
336
220
225

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends




455,910

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours...
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

469,229

495,882

8,727

8,780

8,996

9,121
113

9,175
113

9,277
113

215

217

217

225
915

227
915

227
915

Trust Funds
EXPENSES AND REFUNDS, INSPECTION AND GRADING OF FARM
PRODUCTS

1991 est.Identification code 1 2 - 8 1 3 7 - 0 - 7 - 3 5 2
370
4,700
Program by activities:
1,280
10.00 Total obligations
336
Financing:
225
21.40 Unobligated balance available, start of year
35,500
24.40 Unobligated balance available, end of year
78,600
33,900
60.00
Budget authority (appropriation) (permanent,
85,800
indefinite)

35,351
74,100
29,581
80,850

35,500
76,300
31,700
83,300

2,516
3,324
13

2,620
3,790
12

2,654
4,171
12

28
22

28
22

28
22

3,485
5,092

3,500
5,100

3,500
5,100

8.2
60,366
1,126

8.2
60,000
1,100

8.2
60,000
1,100

62,435
36,908
185,163
255,851

62,000
37,000
185,000
256,000

62,000
37,000
185,000
256,000

11,000

11,000

1989 actual

440,882
55,000

Personnel Summary

71.00
72.40
74.40
90.00

1989 actual

1990 est.

1991 e

1,136

1,134

1,200

-81

-61

Outlays

77

-77
77

1,116

1,150

1,200

1,136
83
-162

1,134
162
-146

1,200
146
-146

1,057

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

61

1,150

1,200

Under authority of the Agricultural Marketing Act of 1946,
Federal meat and poultry inspection services are provided
upon request and for a fee in cases where inspection is not
mandated by statute. This service includes: certifying products for export beyond the requirements of export certificates;
inspecting certain animals and poultry intended for human
food where inspection is not required by statute, such as
buffalo, rabbit, and quail; and inspecting products intended
for animal consumption.
Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 1 2 - 3 7 0 0 - 0 - 1 - 5 5 4

416,898
52,331

Program and Financing (in thousands of dollars)

11,017

Pathology samples

F0REST

404,828
51,082

Total obligations

FEDERALLY FUNDED INSPECTION ACTIVITIES
Federally inspected establishments:
Slaughter plants
Processing plants
Combination slaughter and processing plants
Talmadge-Aiken plants
Import establishments
Federally inspected production (millions of pounds):
Meat slaughter
Meat processing
Poultry slaughter
Poultry processing
Import/export activity (millions of pounds):
Meat and poultry imported
Meat and poultry exported
Imports refused entry
States and territories with cooperative agreements:
Intrastate inspection
Talmadge-Aiken inspection
Number of slaughter and/or processing plants (excludes
exempt plants)
Pounds inspected slaughter and processing (millions)
Compliance activities:
Hazardous product detained (millions of pounds)
Compliance reviews
Detention actions
Laboratory services (samples analyzed):
Food chemistry
Food microbiology
Chemical residues
Antibiotic residues

SEW,cyj°KA

FOOD SAFETY AND INSPECTION SERVICE—Continued
Trust Funds

agriculture

1990 est.

1991 est.

243,275
9,331
8,993

250,314
9,681
9,333

262,393
9,807
9,455

261,599
55,016
1,030
19,793
1,426
8,144
1,263
15,937
2,481
1,604
36,480
49
6

269,328
59,602
1,030
19,549
1,380
7,907
1,226
16,279
2,409
1,558
36,574
49
7

281,655
65,133
1,030
19,474
1,469
8,320
1,288
18,232
2,671
3,811
37,741
51
7

Identification code 1 2 - 8 1 3 7 - 0 - 7 - 3 5 2

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

653
4
197

661
4
200

689
4
209

11.9
12.1
13.0
21.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

854
125
23
14
33
23
2
19
2
41

865
127
23
14
33
23
2
4
2
42

902
132
24
15
34
24
2
21
2
44

1,136

1,134

1,200

99.9

Total obligations

A-508

,
Cs^^MSJdNSPECT0N serv,ce-continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
E X P E N S E S A N D R E F U N D S , INSPECTION

Object Classification (in thousands of dollars)
A N D G R A D I N G OF

FARM

Identification code

PRODUCTS—Continued

Personnel Summary
20

20

20

11.1

2
1

2
1

21

11.5

4

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

4

4

11.3

11.9
12.1
13.0
21.0
ALLOCATIONS RECEIVED F R O M O T H E R

ACCOUNTS

22.0

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriation as follows: Office of International Cooperation and
Development, "Salaries and expenses."

23.2
23.3
24.0
25.0
26.0
31.0

FOOD AND NUTRITION SERVICE

42.0
43.0

Federal Funds

99.0

General and special funds:
FOOD P R O G R A M

99.0
ADMINISTRATION

99.9

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1991 est.

1990 est.

1989 actual

12-3508-0-1-605

58,611

65,095

1,265

1,293

691

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities
Interest and dividends

62,040

1,174

373

381

60,476

63,678

66,769

10,049

10,605

11,109

110

46

46

2,918

2,692

2,906

4,626

4,869

5,073

203

302

367

6,137

6,822

7,190

994

1,034

1,077

2,813

1,087

1,620

91,731

96,778

210

210

89,234

For necessary administrative expenses of the domestic food programs funded under this Act, [$93,026,000; of which $5,000,000 shall
Personnel Summary
be available only for simplifying procedures, reducing overhead costs,
tightening regulations, improving food stamp coupon handling, and
assistance in the prevention, identification, and prosecution of fraud Total number of full-time permanent positions
and other violations of law] $96,778,000: Provided, That this appro- Total compensable workyears:
Full-time equivalent employment
priation shall be available for employment pursuant to the second
Full-time equivalent of overtime and holiday hours
sentence of section 706(a) of the Organic Act of 1944 (7 U.S.C. 2225),
and not to exceed $150,000 shall be available for employment under 5
U.S.C. 3109. (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)

152
469

406

Total obligations

146
450

88,828

Subtotal, direct obligations
Reimbursable obligations

140
333

91,941

96,988

1,868

1,954

2,005

1,801

1,890

1,890

2

1

1

26
3

.

Program and Financing (in thousands of dollars)
FOOD S T A M P
Identification code

12-3508-0-1-605

1989 actual

1990 est.

1991 est.

PROGRAM

*See "Detailed Budget Estimates," Subpart B, for additional information.

For necessary expenses to carry out the Food Stamp Act (7 U.S.C.
2011-2027, [2028,] 2029), [$15,707,096,000] $15,476,681,000: Provid31,297 ed, That funds provided herein shall remain available through Sep00.01
Child nutrition
28,727
29,666
00.02
Special milk
160
165
175 tember 30, [1990] 1991, in accordance with section 18(a) of the Food
00.03
Supplemental feeding program (WIC)
7,266
7,504
7 917
Stamp Act: Provided further, That up to $500,000,000 in addition to
00.04
Food stamps
50,810
52,470
^2 032
fore8°in8 amount shall be available to the extent necessary to pay
00.05
Food donations
1,865
1,926
—-—
benefits not anticipated in budget estimates: Provided further, That up
96,778 to 5 per centum of the [foregoing amount] amounts appropriated
00.91
Total direct program
88,828
91,731
01.01 Reimbursable program
406
210
210 herein may be placed in reserve to be apportioned pursuant to [section 3679 of the Revised Statutes, as amended,] 31 U.S.C. 1512 for use
9g 9gg
10.00
Total obligations
89,234
91,941
only in such amounts and at such times as may become necessary to
Financing:
carry out program operations: Provided further, That funds provided
11.00 Offsetting collections from: Federal funds
-406
-210
-210
herein shall be expended in accordance with section 16 of the Food
17.00 Recovery of prior year obligations
-1
Stamp Act: Provided further, That [this appropriation shall be sub21.40 Unobligated balance available, start of year
-3
-4
ject to any work registration or work fare requirements as may be
24.40 Unobligated balance available, end of year
4
required by law: Provided further, That $345,000,000 of the funds
25.00 Unobligated balance lapsing
395
provided herein shall be available only to the extent necessary after
39.00
Budget authority
89,223
91,727
96,778 the Secretary has employed the regulatory and administrative methods available to him under the law to curtail fraud, waste, and abuse
Budget authority:
in the program: Provided further, That $936,750,000 of the foregoing
96 77g
40.00
Appropriation
89,223
93,026
amount shall be available for Nutrition Assistance for Puerto Rico as
40.00
Reduction pursuant to P.L. 9 9 - 1 7 7
-1,299
=
authorized by 7 U.S.C. 2028, of which not to exceed $10,825,000 is
43.00
Appropriation (adjusted)
89,223
91,727
96,778
available for the Cattle Tick Eradication Project] amounts paid to
States pursuant to section 16(h)(2) of the Food Stamp Act shall not
Relation of obligations to outlays:
exceed $12.50 per participant per month.
71.00
Obligations incurred, net
88,828
91,731
For making, after July 31 of the current fiscal year, benefit pay10 090
72.40 Obligated balance, start of year
12,463
11,263
— 0 6 6 ments to individuals under the Food Stamp Act, for unanticipated
1^4
74.40
Obligated balance, end of year
-11,263
-10,090
costs incurred for the current fiscal year, such sums as may be neces77.00 Adjustments in expired accounts
-96
78.00 Adjustments in unexpired accounts
-1
sary.
For necessary expenses to carry out the Food Stamp Act (7 U.S.C.
qfi???
90.00
Outlays
89,932
92,904
'
2011-2027, 2029) for the first quarter of fiscal year 1992,
023,000,000, to remain available through September 30, 1992. (Rural
Food program administration funds the Federal operating
Development, Agriculture, and Related Agencies Appropriations Act,
expenses of the Food and Nutrition Service.
1990.)


Program by activities:
Direct program:

department of

00.01

12-3505-0-1-605

00.06

Nutrition assistance for Puerto Rico

10.00

1991 est.

12,463,187

13,173,145

835,518
1,076,574
126,088
52,453

Estimated State overissuances
State administration
Employment and training program
Other

1990 est.

10,768,894

00.02
00.03
00.04
00.05

938,089
1,165,603
149,378
53,332

961,131
1,230,222
153,394
58,789

908,250

936,750

13,767,777

Total obligations

15,706,339

Financing:
14.00 Offsetting collections from-. Non-Federal sources
25.00 Unobligated balance lapsing
39.00

13,823,579

15,706,339

15,976,681

13,823,579

15,707,096

15,976,681

Budget authority-.
40.00

Appropriation

40.00

Reduction pursuant to P.L. 9 9 - 1 7 7

43.00

-757

Appropriation (adjusted)

13,823,579

15,706,339

15,976,681

13,767,777

15,706,339

15,476,681

372,576

266,340

186,147

-266,340

-186,147

-195,636

Relation of obligations to outlays:
71.00

Obligations incurred, net

72.40

Obligated balance, start of year

74.40

Obligated balance, end of year

77.00

Adjustments in expired accounts

90.00

-148,920

-480,200

13,725,093

Outlays

15,306,332

[in thousands of dollars]

Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1991 est.
15,976,681
15,467,192

PROGRAM

Program and Financing (in thousands of dollars)
Identification code

12-3502-0-1-605

Program by activities:
Total obligations (object class 41.0)..

Financing:
17.00 Recovery of
21.40 Unobligated
24.40 Unobligated
25.00 Unobligated
39.00

40.00
40.00

prior year obligations
balance, available, start of year..
balance available, end of year
balance lapsing

1989 actual

1990 est.

19,905

1991 est.

20,943

-3,584

-3,245
-3,564
3,584
3,245

22,218

-2,950

2,950

19,925

20,309

19,268

19,925

20,449
-140

19,268

19,925

20,309

19,268

19,905
8,641
-2,277
-4,480
-3,245

20,943
2,277

22,218

-4,289

4,289
-4,549

18,544

Budget authority..

18,931

21,958

t authority:

Budget authority

13,823,579

15,706,339

15,906,681

Outlays

13,725,093

15,306,332

15,399,451

The food stamp program increases the food purchasing
power of eligible low income households. Participants purchase food at retail stores with food stamp coupons.
Object Classification (in thousands of dollars)
Identification code 1 2 - 3 5 0 5 - 0 - 1 - 6 0 5

1989 actual

1990 est.

2,830

Transportation of things

24.0
25.0

Printing and reproduction
Other services

41.0

Grants, subsidies, and contributions

99.9

SPECIAL M I L K

For necessary expenses to carry out the special milk program, as
authorized by section 3 of the Child Nutrition Act of 1966 (42 U.S.C.
1772), [$20,449,000] $19,268,000, to remain available through September 30, [1991] 1992. Only final reimbursement claims for milk
submitted to State agencies within sixty days following the month for
which the reimbursement is claimed shall be eligible for reimbursement from funds appropriated under this Act. States may receive
program funds appropriated under this Act only if the final program
operations report for such month is submitted to the Department
within ninety days following that month. Exceptions to these claims
or reports submission requirements may be made at the discretion of
the Secretary. (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)

-70,000
-67,741

Total:

22.0

-67,741

Legislation will be proposed to increase incomes of food
stamp households through expanded child support enforcement activities. Higher incomes reduce needed benefits. Legislation will also be proposed to constrain employment and
training expenditures for those States that exceed the 100
percent Federal funding cap.

10.00

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
1989 actual 1990 est.
13,823,579
15,706,339
13,725,093
15,306,332

Outlays

15,467,192

Note.—Amounts for Nutrition Assistance for Puerto Rico for 1989 and 1990 were appropriated under the title Food Stamp
Program, and are shown above. Amounts for 1991 are shown under the title Special Assistance for Puerto Rico, Family
Support Administration, Department of Health and Human Services.

Enacted/requested:
Budget authority
Outlays

90.00

2,259

15,576,681

-100,000
500,000

55,802

Budget authority

balance, end of year..

74.40

1989 actual

Program by activities:
Properly issued benefits

F0REST

Federal Funds—Continued

Program and Financing (in thousands of dollars)
Identification code

SEW,cyj°KA

FOOD AND NUTRITION SERVICE—Continued

agriculture

2,900

1991 est.
3,073

21,728
27,895

FOOD S T A M P

24,255
31,461

15,653,007

15,517,892

13,767,777

Total obligations

22,837
27,595

13,715,324

15,706,339

15,576,681

43.00

71.00
72.40
74.40
77.00
78.00
90.00

Appropriation
Reduction pursuant to P.L. 9 9 - 1 7 7 . .

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays

The program subsidizes milk for students in schools and
institutions that do not participate in other Federally funded
meal programs.

PROGRAM
STATE

(Proposed for later transmittal, proposed legislation)

CHILD NUTRITION

[PROGRAMS]

PAYMENTS

(INCLUDING TRANSFERS OF FUNDS)

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
00.04
10.00

12-3505-2-1-605

Program by activities:
Benefits
Estimated State overissuances
Employment and training program
Total obligations (object class 41.0)..

Financing:
40.00 Budget authority (appropriation)
Relation of obligations to outlays:
71.00 Obligations incurred, net




3 actual

1990 est.

1991 est.

-46,600
-3,400

-20,000
-70,000

-70,000
-70,000

For necessary expenses to carry out the National School Lunch Act
(42 U.S.C. 1751-1769b), and the applicable provisions other than sections 3 and 17 of the Child Nutrition Act of 1966 (42 U.S.C. 1773-1785,
and 1788-1789); [$4,887,494,000] $5,105,834,000, to remain available
through September 30, [1991] 1992, of which [$730,940,000]
$473,575,000 is hereby appropriated
and
[$4,156,554,000]
$4,632,259,000 shall be derived by transfer from funds available under
section 32 of the Act of August 24, 1935 (7 U.S.C. 612c): Provided,
That funds appropriated for the purpose of section 7 of the Child
Nutrition Act of 1966 shall be allocated among the States but the
distribution of such funds to an individual State is contingent upon
that State's agreement to participate in studies and surveys of programs authorized under the National School Lunch Act and the Child
Nutrition Act of 1966, when such studies and surveys have been

A-510

EXa|A?uDndrKnedserv,ce"^ntinued

t h e b u d g e t f o r f i s c a l y e a r 1991

Genera] and special funds—Continued
STATE CHILD NUTRITION [PROGRAMS] PA YMENTS—Continued
(INCLUDING TRANSFERS OF FUNDS)—Continued

74.40
77.00
78.00
90.00

Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

-723,714
-14,153
-59,383

-718,349

4,555,581

5,001,589

5,237,649

1989 actual

Outlays

-671,403

1990 est.

1991 est.

directed by the Congress and requested by the Secretary of Agriculture: Provided further, That if the Secretary of Agriculture deterSUMMARY OF BUDGET AUTHORITY AND OUTLAYS
mines that a State's administration of any program under the National School Lunch Act or the Child Nutrition Act of 1966 (other than
[in thousands of dollars]
section 17), or the regulations issued pursuant to these Acts, is seriEnacted/requested:
1989 actual 1990 est.
1991 est.
ously deficient, and the State fails to correct the deficiency within a
Budget authority
4,590,816
4,887,436
5,105,834
specified period of time, the Secretary may withhold from the State
Outlays
4,555,581
5,001,589
5,237,649
Proposed for later transmittal under proposed legislation:
some or all of the funds allocated to the State under section 7 of the
Budget authority
- 23,398 - 462,264
Child Nutrition Act of 1966 and under section 13(k)(l) of the National
Outlays
-22,074 -414,697
School Lunch Act; upon a subsequent determination by the Secretary
that the programs are operated in an acceptable manner some or all
Total:
of the funds withheld may be allocated: Provided further, That only Budget authority
4,590,816
4,864,038
4,643,570
final reimbursement claims for service of meals, supplements, and
Outlays
4,555,581 4,979,515
4,822,952
milk submitted to State agencies by eligible schools, summer camps,
The state child nutrition payments provide cash and cominstitutions, and service institutions within sixty days following the
modity meal subsidies through the school lunch, school breakmonth for which the reimbursement is claimed shall be eligible for
reimbursement from funds appropriated under this Act. States may
fast, summer food service and child and adult care food proreceive program funds appropriated under this Act for meals, supplegrams. Federal funds are also made available for nutrition
ments, and milk served during any month only if the final program
education, studies, and State administrative expenses.
operations report for such month is submitted to the Department
The poverty guidelines that determine program eligibility
within ninety days following that month. Exceptions to these claims
are updated annually and published in the Federal Register.
or reports submission requirements may be made at the discretion of
the Secretary: Provided further, That up to [$3,600,000] $5,653,000 Guidelines vary by family size. For school year 1989-1990,
100 percent of the poverty income guideline for a family of four
shall be available for independent verification of school food service
claims [: Provided further, That $500,000 shall be available to estab- is $12,100 for all States except Alaska and Hawaii.
lish the Food Service Management Institute at the University of
Object Classification (in thousands of dollars)
Mississippi]. (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)
Identification code 1 2 - 3 5 3 9 - 0 - 1 - 6 0 5

Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 5 3 9 - 0 - 1 - 6 0 5

Program by activities:
Cash payments to States:
School lunch:
00.01
Above 185% of poverty
00.02
130-185% of poverty
Below 130% of poverty
00.03
School breakfast:
00.04
Above 185% of poverty
00.05
130-185% of poverty
Below 130% of poverty
00.06
Child and adult care feeding:
00.07
Above 185% of poverty
00.08
130-185% of poverty
Below 130% of poverty
00.09
00.10
Audits
00.11
Summer feeding
00.12
State administrative expenses
00.13
Commodity procurement
00.14
Federal Review System
Nutrition studies and education.00.15
Nutrition studies and surveys
00.16
Nutrition education and training
10.00

Total obligations

Financing:
17.00 Recovery of
21.40 Unobligated
24.40 Unobligated
25.00 Unobligated

1989 actual

1990 est.

1991 est.

11.1
11.3
11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0

312,540
292,505
2,477,202

325,886
304,996
2,582,987

345,029
322,911
2,734,709

12,621
19,136
481,275

13,883
21,051
529,433

14,908
22,605
568,523

266,645
26,990
374,882
8,914
146,672
59,802
182,715
3,797

278,198
28,837
397,805
12,026
163,344
59,886
217,899
5,003

310,099
31,677
438,817
13,808
179,716
64,389
223,666
5,653

2,037
5,000

3,042
5,000

3,085
5,000

4,672,733

4,949,276

5,284,595

-240,601
178,761

-178,761

4,590,816

4,887,436

5,105,834

497,544

730,940
-58

473,575

497,544

730,882

473,57b

4,093,272

4,156,554

4,632,259

Appropriation (adjusted)

4,093,272

4,156,554

4,632,259

Relation of obligations to outlays:
Obligations incurred, net
72.40 Obligated balance, start of year

4,672,733

4,949,276

680,098

723,714

5,284,595
671,403

Budget authority

E
ludget authority:
CurrentAppropriation
40.00
Reduction pursuant to P.L 99-177
40.00
43.00
62.00
63.00

99.9

2,849
84

Total obligations

5,183
97

2,933
473
795
5
129
286
5,420

3,946
641
947
10
178
636
7,923

5,280
867
1,374
10
164
55
7,098

180,153
437
4,482,102

214,366
442
4,720,187

220,476
398
5,048,873

4,672,733

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials (grants of commodities to
states)
Equipment
Grants, subsidies, and contributions

3,851
95

4,949,276

5,284,595

89
106

89
135

89
185

Personnel Summary
Total number of permanent positions
Total compensable workyears: Full-time equivalent employment
STATE

CHILD NUTRITION

[PROGRAMS]

PAYMENTS

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)

prior year obligations
balance available, start of year
balance available, end of year
balance lapsing

-59,383
-266,244
240,601
3,109

39.00

31.0
41.0

Personnel compensation:
Full-time permanent
Other than full-time permanent

Appropriation (adjusted)
Permanent:
Transferred from other accounts

71.00




Identification code 1 2 - 3 5 3 9 - 2 - 1 - 6 0 5

1989 actual

1990 est.

1991 est.

Program by activities:
Cash payments to States:
School lunch:
Above 350% of poverty
00.01
00.02
130-185% of poverty
00.07
Child and adult care feeding: Above 185% of poverty.
00.13
Commodity procurement

-15,500
5,904
-13,802

-127,380
54,252
-281,152
-107,984

10.00

Total obligations-

-23,398

-462,264

Financing:
40.00 Budget authority (appropriation)..

-23,398

- 462,264

-23,398
1,324

-462,264
-1,324
48,891

-22,074

-414,697

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year
Outlays...

department of

FOOD AND NUTRITION SERVICE—Continued
Federal Funds—Continued

agriculture

Proposed legislation would better target subsidies by providing rate comparability for family day care homes and child
care centers, and modifying the school lunch program by (1)
increasing per meal subsidies by 20 cents for meals served to
students with family incomes between 130 and 185 percent of
poverty, and (2) discontinuing cash and commodity subsidies
for meals served to students with household incomes above
350 percent of poverty. All students, regardless of income, will
continue to benefit from bonus commodities.
Object Classification (in thousands of dollars)

A-511

4(b) of the Food Stamp Act (7 U.S.C. 2013), [and] section 311 of the
Older Americans Act of 1965, as amended (42 U.S.C. 3030a),
[$206,510,000] and section 4(a) of the Agriculture and Consumer
Protection Act of 1973 (7 U.S.C. 612c (note)) (CSFP), $287,670,000:
Provided, That the funds provided in this Act that are allocated to
CSFP shall remain available through September 30, 1992, and shall be
the amount appropriated for purposes of determining State administrative grants pursuant to section 5(a) of the Agriculture and Consumer Protection Act.
For necessary expenses to carry out section 110 of the Hunger
Prevention Act of 1988, [$40,000,000] $32,000,000.
[COMMODITY SUPPLEMENTAL FOOD PROGRAM]

Identification code 1 2 - 3 5 3 9 - 2 - 1 - 6 0 5

26.0
41.0

1989 actual

99.9

-107,984
-354,280

-23,398

Total obligations

1991 est.

-13,802
-9,596

Supplies and materials
Grants, subsidies, and contributions

1990 est.

-462,264

SPECIAL SUPPLEMENTAL FOOD PROGRAM FOR WOMEN, INFANTS, AND
CHILDREN ( W I C )

[For necessary expenses to carry out the commodity supplemental
food program as authorized by section 4(a) of the Agriculture and
Consumer Protection Act of 1973 (7 U.S.C. 612c (note)), including not
less than $8,000,000 for the projects in Detroit, New Orleans, and Des
Moines, $65,028,000: Provided, That funds provided herein shall
remain available through September 30, 1991: Provided further, That
none of these funds shall be available to reimburse the Commodity
Credit Corporation for commodities donated to the program.] (Rural
Development, Agriculture, and Related Agencies Appropriations Act,
1990.)

For necessary expenses to carry out the special supplemental food
Program and Financing (in thousands of dollars)
program as authorized by section 17 of the Child Nutrition Act of
1966 (42 U.S.C. 1786), [$2,126,000,000] $2,215,248,000, to remain
1989 actual
1990 est.
Identification code 1 2 - 3 5 0 3 - 0 - 1 - 6 0 5
available through September 30, [1991, of which up to $2,000,000
may be used to carry out the farmer's market coupon demonstration
Program by activities:
project] 1992. (Rural Development, Agriculture, and Related Agencies
Commodity and cash subsidies:
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 5 1 0 - 0 - 1 - 6 0 5

10.00
17.00
21.40
24.40
25.00

Program by activities:
Total obligations
Financing:
Recovery of
Unobligated
Unobligated
Unobligated

prior year obligations
balance available, start of year
balance available, end of year
balance lapsing

Budget authority

39.00

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

43.00

1989 actual

1,928,926
-137
-4
440
137

1990 est.

1991 est.

2,126,398

2,215,248

00.01
00.02
00.03
00.04
00.05
10.00

-440

1,929,362

2,125,958

2,215,248

1,929,362

2,126,000
-42

2,215,248

1,929,362

2,125,958

2,215,248

1,928,926
137,297
-122,302
-1,690
-137

2,126,398
122,302
-121,205

2,215,248
121,205
-126,269

90.00

1,942,094

2,127,495

2,210,184

The Special Supplemental Food Program (WIC) gives food
supplements to low-income pregnant, post-partum, and
breastfeeding women, to infants, and to children.
Object Classification (in thousands of dollars)
Identification code 1 2 - 3 5 1 0 - 0 - 1 - 6 0 5

1989 actual

1990 est.

1991 est.

25.0
41.0

3,000
1,925,926

4,958
2,121,440

5,000
2,210,248

1,928,926

2,126,398

2,215,248

99.9

Total obligations

FOOD DONATIONS PROGRAMS FOR SELECTED GROUPS

For necessary expenses to carry out section 4(a) of the Agriculture
and Consumer Protection Act of 1973 (7 U.S.C. 612c (note)), section
250-298

O-1990-27 QL3




prior year obligations
balance available, start of year
balance available, end of year
balance lapsing

41,696
15,383
140,863
40,000
57,003

43,530
16,610
143,482
39,440
68,761

58,011
16,830
149,897
32,000
62,932

294,945

311,823

319,670

-486
-10,250
3,733
1,205

-3,733

39.00

Budget authority

289,147

308,090

319,670

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

289,147

311,538
-3,448

319,670

289,147

308,090

319,670

294,945
38,447
-48,874
-1,826
-486

311,823
48,874
-48,742

319,670
48,742
-52,670

282,206

311,955

315,742

43.00

Other services
Grants, subsidies, and contributions

Total obligations

Financing:
17.00 Recovery of
21.40 Unobligated
24.40 Unobligated
25.00 Unobligated

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
Outlays

Commodities in lieu of food stamps
Distributing agency administrative costs
Elderly feeding
Commodities for soup kitchens
Commodity supplemental food program

1991 est.

71.00
72.40
74.40
77.00
78.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

Commodity and cash subsidies—
Commodities in lieu of food stamps.—Commodities for
Indian reservations and the Island of Palau.
Distributing agency administrative costs.—Payments to
distributing agencies.
Elderly feeding.—Cash and commodity subsidies for meals
served to the elderly, regardless of their incomes, under
titles III and VI of the Older Americans Act of 1965.
Commodities for soup kitchens.—Commodities given to
nonprofit charitable institutions serving homeless persons.
Commodity supplemental food program.—Commodities
given to low-income pregnant, postpartum, and breastfeeding women, infants, children, and elderly, and State administrative expenses for program operations.

A-512

TMrSS^lS^

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

HUMAN NUTRITION INFORMATION SERVICE

FOOD DONATIONS PROGRAM FOR SELECTED GROUPS—Continued

Federal Funds

[COMMODITY SUPPLEMENTAL FOOD PROGRAM]—Continued

General and special funds:

Object Classification (in thousands of dollars)
Identification code 1 2 - 3 5 0 3 - 0 - 1 - 6 0 5
26.0

Supplies and materials (grants of commodities to
States)
Grants, subsidies, and contributions

41.0
99.9

Total obligations

1989 actual

1990 est.

H U M A N NUTRITION INFORMATION SERVICE

1991 est.

137,401
157,544

149,564
162,259

149,626
170,044

294,945

311,823

319,670

For necessary expenses to enable the Human Nutrition Information
Service to perform applied research and demonstrations relating to
human nutrition and consumer use and economics of food utilization,
[$9,145,000] $10,705,000: Provided, That this appropriation shall be
available for employment pursuant to the second sentence of section
706(a) of the Organic Act of 1944 (7 U.S.C. 2225). (Rural Development,
Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

TEMPORARY EMERGENCY FOOD ASSISTANCE PROGRAM

Identification code 1 2 - 3 5 0 1 - 0 - 1 - 3 5 2

For necessary expenses to carry out the Temporary Emergency
Program by activities:
Food Assistance Act of 1983, as amended, [$50,000,000: Provided,
00.01 Direct program
That, in accordance with section 202 of Public Law 98-92, these funds
01.01 Reimbursable program...
shall be available only if the Secretary determines the existence of
excess commodities] $170,000,000, of which $120,000,000 shall be for10.00
Total obligations..
the purchase of commodities that shall be purchased first from Federally financed Commodity Credit Corporation commodities, subject to Financing:
11.00 Offsetting collections from: Federal funds..
the availability of commodities, and of which $50,000,000 shall be for
25.00
administrative costs incurred by States and emergency feeding organi- Unobligated balance lapsing
zations.
Budget authority..
39.00
[For purchases of commodities to carry out the Temporary Emert authority:
gency Food Assistance Act of 1983, as amended by section 104 of the
Hunger Prevention Act of 1988, $120,000,000.] (Rural Development, 40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
Agriculture, and Related Agencies Appropriations Act, 1990.)

1989 actual

1990 est.

1991 est.

8,395
85

9,031

10,705

8,480

9,031

10,705

8,823

9,031

10,705

8,823

9,145
-114

10,705

-85
428

43.00

Appropriation (adjusted)..

8,823

9,031

10,705

71.00
72.40
74.40
77.00

Relations of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..,

8,395
5,655
-5,512
-312

9,031
5,512
-5,665

10,705
5,665
-6,406

8,878

9,962

Program and Financing (in thousands of dollars)
Identification code 1 2 - 3 6 3 5 - 0 - 1 - 3 5 1

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Administrative costs
00.02 Commodity procurement

49,999
120,000

49,822
119,573

50,000
120,000

10.00

169,999

169,395

170,000

Total obligations

Financing:
25.00 Unobligated balance lapsing

1

39.00

Budget authority

170,000

169,395

170,000

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

170,000

170,000
-605

170,000

Appropriation (adjusted)

170,000

169,395

170,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

169,999
20,058
- 22,874
-6,337

169,395
22,874
- 20,178

170,000
20,178
- 20,250

160,846

172,091

90.00

90.00

Outlays

Object Classification (in thousands of dollars)

26.0
41.0
99.9

Supplies and materials
Grants, subsidies, and contributions
Total obligations




1989 actual

Object Classification (in thousands of dollars)
Identification code 1 2 - 3 5 0 1 - 0 - 1 - 3 5 2

This program provides States with funding to cover storage
and distribution costs of Federally financed commodities, and
provides funds to purchase commodities. Commodities will be
purchased first from the CCC, to the extent such commodities
are available.

Identification code 1 2 - 3 6 3 5 - 0 - 1 - 3 5 1

1990 est.

1991 est.

11.1

11.3
11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0

49,999

119,573
49,822

120,000
50,000

99.0
99.0

169,999

169,395

170,000

99.9

120,000

8,226

The Human Nutrition Information Service plans and conducts nutritional and dietary intake assessment surveys of the
total U.S. population and selected groups; provides consultative assistance and sound guidance material to assist people
in selecting adequate diets within different budget limitations;
maintains and expands the Nutrient Data Bank and revises
sections of Agriculture Handbook No. 8, "Composition of
Foods"; responds to many different requests for guidance on
practical food-related problems as well as on national and
international food programs; and conducts nutrition education
research and performs technical clearance of nutrition information for the Department.

169,928

43.00

Outlays..

.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

2,659
464

2,800
400

3,241
400

3,123
494
57
2
92
186
4,254
96
91

3,200
660
80
5
100
100
4,656
80
150

3,641
775
80
5
100
100
5,754
90
160

8,395
85

9,031

10,705

8,480

9,031

10,705

department of

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

SEW,cyj°KA

AGRICULTURAL COOPERATIVE SERVICE
Federal Funds

agriculture

F0REST

AGRICULTURAL COOPERATIVE SERVICE
74
90

80
90

96
106

Federal Funds
General and special funds:
AGRICULTURAL COOPERATIVE

SERVICE

PACKERS AND STOCKYARDS ADMINISTRATION

For necessary expenses to carry out the Cooperative Marketing Act
of July 2, 1926 (7 U.S.C. 451-457), and for activities relating to the
marketing aspects of cooperatives, including economic research and
General and special funds:
analysis and the application of economic research findings, as authorized by the Agricultural Marketing Act of 1946 (7 U.S.C. 1621-1627),
PACKERS A N D STOCKYARDS ADMINISTRATION
and for activities with institutions or organizations throughout the
For necessary expenses for administration of the Packers and
world concerning the development and operation of agricultural coopStockyards Act, as authorized by law, and for certifying procedures
eratives (7 U.S.C. 3291), [$4,714,000; of which $99,000 shall be availused to protect purchasers of farm products, including field employable for a field office in Hawaii] $4,764,000: Provided, That this
ment pursuant to section 706(a) of the Organic Act of 1944 (7 U.S.C.
appropriation shall be available for employment pursuant to the
2225), and not to exceed $5,000 for employment under 5 U.S.C. 3109,
second sentence of section 706(a) of the Organic Act of 1944 (7 U.S.C.
[$9,562,000] $10,687,000.. (7 U.S.C 181-229; Rural Development, Agri2225), and not to exceed $15,000 shall be available for employment
culture, and Related Agencies Appropriations Act, 1990.)
under 5 U.S.C. 3109. (7 U.S.C. 451-457, 1621-1627, 2225, 3291; Rural
Development, Agriculture, and Related Agencies Appropriations Act,
Program and Financing (in thousands of dollars)
1990.)
Federal Funds

Identification code 1 2 - 2 6 0 0 - 0 - 1 - 3 5 2

1989 actual

Program by activities:
10.00 Total obligations
25.00
40.00

71.00
72.40
74.40
77.00
90.00

9,510

Financing:
Unobligated balance lapsing

1990 est.

9,562

1991 est.

10,687

52

Budget authority (appropriation)

9,562

10,687

9,510
791
-1,067
-34

9,562
1,067
-996

10,687
996
-996

9,200

Outlays

9,633

10,687

The goal of this program is to ensure the integrity of the
livestock, meat, and poultry markets and the marketplace in
order to protect producers against unfair, deceptive, or discriminatory practices as well as those that are predatory or
monopolistic in nature. Consumers and members of the livestock, poultry, and meat industries are also protected against
unfair business practices in the marketing of livestock, meat
and poultry, and from restrictions on competition which could
unduly affect prices. The Agency also carries out the Secretary's responsibilities under Section 1324 of the Food Security
Act of 1985 covering "central filing systems" established by
States for pre-notification of security interests against farm
products.
Object Classification
Identification code

(in thousands of dollars)

12-2600-0-1-352

1989 actual

11.3

6,798
35

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

6,287
1,250
2
541
107
239
320
26
588
109
41

6,546
1,003
1
578
120
269
363
25
561
56
40

6,833
1,260
2
607
120
270
405
28
581
148
433

9,510

9,562

10,687

Total obligations

90.00

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1991 est.

4,714

4,764

4,655

4,714

4,764

4,549
1,720
-1,349
-38

4,714
1,349
-1,348

4,764
1,348
-1,348

4,714

4,764

106

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

4,883

Outlays

.

The Agricultural Cooperative Service provides the Secretary with research relating to farmer cooperatives. The
agency provides cooperatives with research studies on economic, financial, organizational, managerial, legal, social, and
policy related issues that affect cooperatives. Data on membership, business volume, and financial condition are collected
to detect changes in the structure, operation, and growth
trends of cooperatives.
Object Classification (in thousands of dollars)
1989 actual

12-3000-0-1-352

1990 est.

1991 est.

11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

2,697
75

2,812
78

2,924
81

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges ....
Printing and reproduction
Other services
Supplies and materials
Equipment

2,772
452
4
186
2
3
202
83
740
38
67

2,890
471
3
190

3,005
506
3
190

1
208
85
756
39
69

1
203
85
672
39
60

4,549

4,714

4,764

61
65

69
69

69
69

99.9

Total obligations

Personnel Summary

Personnel Summary




71.00
72.40
74.40
77.00

11.1

6,511
35

99.9

40.00

1990 est.

4,549

Financing:
25.00 Unobligated balance lapsing

1991 est.

6,213
74

1989 actual

Program by activities:
Total obligations

Identification code
1990 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent

11.1

Identification code 1 2 - 3 0 0 0 - 0 - 1 - 3 5 2

10.00

9,562

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

Program and Financing (in thousands of dollars)

187
183

187
187

187
187

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

A-514

TMrSS^lS^

t h e b u d g e t f o r f i s c a l y e a r 1991

FOREST SERVICE
Federal Funds
General and special funds:
AMERICA

THE

BEAUTIFUL—AGRICULTURE

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

12-1112-2-1-302

1989 actual

1990 est.

1991 est.

00.01
00.02

Program by activities:
Land acquisition
Tree planting initiative

88,869
175,000

10.00

Total obligations

263,869

Financing:
39.00 Budget authority

263,869

Budget authority:
40.00 Appropriation (general fund)
40.00 Appropriation (special fund)

the National Forest System, and for administrative expenses associated with the management of funds provided under the heads "Forest
Research", "State and Private Forestry", "National Forest System",
"Construction"
"Firefighting",
and
"Land
Acquisition",
[$1,149,232,000] $1,211,543,000 to remain available for obligation
until September 30, [1991, and including 65 per centum of all monies
received during the prior fiscal year as fees collected under the Land
and Water Conservation Fund Act of 1965, as amended, in accordance
with section 4 of the Act (16 U.S.C. 4601-6a)] 1992: Provided, That
[appropriations in this account remaining unobligated] unobligated
balances in the National Forest System account at the end of fiscal
year [1989, both annual and two-year funds, and] 1990, which would
otherwise be returned to the general fund of the Treasury, shall be
merged with and made a part of the fiscal year [1990] 1991 National
Forest System appropriation, and shall remain available for obligation until September 30, [1991] 1992. (7 U.S.C. 1010-12, 2201, 2250;
16 U.S.C. 472a-583i, 556d, 594, 670o(b), 1601-14; 30 U.S.C. 601-604;
611-614; 43 U.S.C. 1181h-j, 1241-43, 1901-08; Public Law 96-487;
Public Law 99-478; Public Law 100-446; Department of the Interior
and Related Agencies Appropriations Act, 1990.)

175,000
88,869

43.00

71.00
74.40
90.00

Appropriation (adjusted)..

263,869

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

263,869
-65,967

Outlays

197,902

This schedule reflects the effect of proposed legislation to
establish an America the Beautiful program financed by a
general fund appropriation with additional funds from the
land and water conservation fund. The initiative includes an
expansion of the existing land acquisition program and a new
private forestland and community tree planting program. A
similar presentation is included in the Department of the
Interior Chapter for those activities within the Department of
the Interior that are part of this initiative.
Object Classification (in thousands of dollars)
Identification code

12-1112-2-1-302

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent...
Other personnel compensation....

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

99.9

1990 est.

1991 est.

Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..,

174
9

SYSTEM

For necessary expenses of the Forest Service, not otherwise provided for, for management, protection, improvement, and utilization of

1990 est.

1991 est.

646,326
643,913
272,116

244,845
665,374
271,019

241,967
676,126
293,450

Total direct program
Reimbursable program

1,562,355
214,931

1,181,238
51,503

1,211,543
52,608

10.00

Total obligations

1,777,286

1,232,741

1,264,151

-198,701
-16,230
-38,584

-34,043
-17,460
-41,722
-2,850

-40,300
-12,308

1,594,122

1,136,666

1,211,543

1,585,405

1,149,232
-12,566

1,211,543

1,585,005
9,117

1,136,666

1,211,543

1,562,355
299,509
-255,949

1,181,238
255,949
-241,108

1,211,543
241,108
-254,205

1,605,915

1,196,079

1,198,446

Financing:
Offsetting collections from:
Federal funds
11.00
Trust funds
13.00
21.40 Unobligated balance available, start of year..
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
39.00

43.00
50.00

153

1989 actual

00.91
01.01

6,667
1,164
46
2,134
687
332
147
391
16,005
26,878
348
378
82,869
125,818
5

Personnel Summary

12-1106-0-1-302

Program by activities:
Direct program:
00.01
Land and resource protection
00.02
Renewable resource management and utilization
00.03
General administration

40.00
40.00
41.00

263,869




Identification code

6,024
455
188

Total obligations..

N A T I O N A L FOREST

Program and Financing (in thousands of dollars)

71.00
72.40
74.40
90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts
Appropriation (adjusted)..
Reappropriation
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..,

41722

28,629

-400

The 156 National Forests, 19 National Grasslands, and 18
land utilization projects located in 44 States, Puerto Rico and
the Virgin Islands are managed under multiple use and sustained yield principles. The natural resources of timber, minerals, range, wildlife, outdoor recreation, watershed, and soil
are utilized in a planned combination that will best meet the
needs of the Nation, without impairing productivity of the
land or damaging the environment. These management and
utilization principles are recognized in the Multiple-Use Sustained-Yield Act of June 12, 1960 (16 U.S.C. 528-531).
Land and resource protection.—Provides for the protection
and/or maintenance of National Forest System users, resources, lands and facilities, including roads and trails.
Renewable resource management and utilization.—Provides
for the management and utilization of the timber, mineral,
range, recreation, wildlife, fisheries, watershed, and soil resources on National Forest System lands.

General administration.—This activity provides line managerial and administrative support to programs financed from
National forest system, Construction, Forest research, State
and private forestry, Firefighting, and Land acquisition appropriations.
MAIN WORKLOAD FACTORS
1989 actual

Description:

Area administered and protected (million acres)
Timber sales prepared and offered (billion board-feet)
Timber volume harvested (billion board feet)
Reforestation (thousand acres) (appropriated)
Timber stand improvement (thousand acres) (appropriated)....
Minerals management (operating plans)
Landline location (miles)
Fuel treatment including fuelbreaks (thousand acres)
Estimated number of visitor-days to national forests (millions) 1
Wildlife habitat improvement (thousand acres)
Grazing use (millions AUM's permitted livestock)
Soil and water resource improvement (thousand acres)
Receipts (in thousands of dollars):
National forests fund:
Timber sales
Minerals
Grazing
Recreation admission and user fees
Other
National grasslands and land utilization:
Grazing
Minerals
Other
Oregon and California grant lands

1990 est

1991 est.

191
10.5
11.9
142
199
29,152
4,775
293

191
10.4
11.5
122
176
26,983
4,318
317

191
10.6
11.0
119
125
26,444
3,980
318

252.5
161,109
9.8
15.1

244.7
169,132
9.8
21.5

249.6
203,463
9.8
13.8

875,738
34,763
10,073
38,042
5,139

900,000
12,900
9,400
34,700
5,800

874
52,092
254
33,841

1,100
44,300
600
36,000

1,100
43,600
650
35,000

1,044,800

1,104,650

1990 est.

1991 est.

Object Classification (In thousands of dollars)
12-1106-0-1-302

1989 actual

FOREST SERVICE

11.1

11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0
99.0
99.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds
Subtotal, direct obligations
Reimbursable obligations

499,416
97,524
78,378
26,149

467,188
91,143
73,475
26,855

478,526
93,352
75,262
28,527

701,467
125,759
13,209
64,622
22,284
23,694
16,119
56,848
5,251
378,400
96,502
43,502
9,906
27
2,552
215

658,661
130,050
12,357
33,485
11,547
17,496
8,351
29,457
2,721
196,039
50,004
22,541
5,133
14
1,322
111

675,667
133,186
12,657
33,965
11,712
17,179
8,471
29,879
2,760
203,847
50,718
22,864
5,207
14
1,341
113

1,560,357

1,179,289

1,209,580

214,931

51,503

52,608

ALLOCATION TO THE DEPARTMENT OF THE INTERIOR
11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

1,053
299

987
280

1,038
295

11.9
12.1
21.0
22.0
23.3
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment

1,352
187
175
56
5
119
53
51

1,267
197
185
59
5
126
56
54

1,333
182
171
55
5
115
52
50




Subtotal obligations, Department of the Interior...

99.9

Total (

1,998

1,949

1,963

1,777,286

1,232,741

1,264,151

17,260

14,383

14,407

23,175
4,059

21,183
2,760

20,979
2,731

214

173

171

288
81

234
74

231
73

41
61

37
56

37
55

Personnel Summary
Direct:
Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
DEPARTMENT OF THE INTERIOR
Total number of permanent positions
Total compensable workyears: Full-time equivalent employment..

CONSTRUCTION

Including wilderness areas.

Identification code

99.0

A-515

950,000
12,700
9,400
44,700
7,500

1,050,816

Total receipts
1

SEW,cyj°K

F0REST

department of agriculture

For necessary expenses of the Forest Service, not otherwise provided for, for construction, [$221,960,000] $222,906,000, to remain available until expended, of which [$38,993,000] $25,784,000 is for construction and acquisition of buildings and other facilities; and
[$182,967,000] $197,122,000 is for construction of forest roads and
trails by the Forest Service as authorized by 16 U.S.C. 532-538 and 23
U.S.C. 101 and 205[, of which $1,500,000 shall be available for the
Federal share of road reconstruction for the purpose of improved
access to the Monongahela National Forest, West Virginia, which
shall be matched on an equal basis by non-Federal participants]:
Provided, That funds becoming available in fiscal year [1990] 1991
under the Act of March 4, 1913 (16 U.S.C. 501), shall be transferred to
the General Fund of the Treasury of the United States [: Provided
further, That not to exceed $112,000,000 to remain available until
expended, may be obligated for the construction of forest roads by
timber purchasers]. (7 U.S.C. 2250; 16 U.S.C. 501, 532-538, 555b, 571c,
1241-51, 1601, 1608, 1643; 23 U.S.C. 101, 205(A); 42 U.S.C. 8259; Public
Law 100-446; Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

12-1103-0-1-302

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program.00.01
Construction of facilities
00.02
Road and trail construction
00.03
Land acquisition, Mt. Elden work center
00.04
Land acquisition

29,250
177,055
4
2

48,655
223,105

25,784
197,122

00.91
01.01

Total direct program
Reimbursable program

206,311
2,187

271,760
4,390

222,906
3,800

10.00

Total obligations

208,498

276,150

226,706

-368
-1,819
-29,533

-1,115
-3,275
-48,740

-965
-2,835

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177
40.00

71.00
72.40
74.40
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

48,740

-1,100

4 ZZII
0

225,518

221,960

222,906

206,311
92,475
-77,793

271,760
77,793
-125,288

222,906
125,288
-127,707

220,993

224,265

220,487

A-516

^aJSJEF -

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

ALLOCATION TO FEDERAL HIGHWAY ADMINISTRATION

CONSTRUCTION—Continued

Construction of facilities—
Recreation facilities.—Provides facilities necessary to
safely meet recreation demand while protecting environmental values and other resource uses of the National Forests.
Other facilities.—Provides for construction and acquisition of fire, administrative, and other improvements and
related facilities necessary to carry out National Forest and
State and private forestry programs. Includes fire lookouts,
offices, dwellings and barracks for employee housing, service, and storage buildings, insectories, tree nursery buildings, dams, and other forest resource management projects.
Efforts to make buildings more energy efficient (retrofit)
will be continued.
Research construction.—Provides for construction, alteration, and improvement of research laboratories and related
facilities, and for procurement and installation of necessary
initial equipment needed to put the facility into operating
condition. Efforts to make research facilities more energy
efficient (retrofit) will be continued.
Road and trail construction—
Road and trail construction.—Roads and trails are essential to the protection and management of the National
Forest System, as well as providing access to National
Forest System areas for recreation and utilization of their
resources. Of the revenues received annually from National
Forest activities, 10 percent is being transferred to the General Fund with a comparable amount appropriated to the
construction program for road and trail construction activities.
Timber purchaser construction.—Roads may be constructed and/or reconstructed by a timber purchaser who in turn
receives credit against timber value as a reimbursement.
These roads are those required within a timber sale area
specifically for the removal of the timber, but which will
remain on the National Forest development road system for
resource management purposes after the timber sale contract is completed. (16 U.S.C. 535, 1608.)
Object Classification (in thousands of dollars)
Identification code

12-1103-0-1-302

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
41.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Grants, subsidies, and contributions

99.0
99.9

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0
99.0
99.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds
Subtotal, direct obligations
Reimbursable obligations




77
10
4

77
10
4

102
19
33
9
6
1
142
2
1
254
50

91

91
17
29
8
5

17
29

8
5

1

126
2

1

126

Total obligations

1
226

2
1
226

44

44

619

550

550

208,498

Subtotal, obligations, Federal Highway Administration

276,150

226,706

2,098

2,099

2,055

2,814
58

2,801
58

2,760
57

19

19

19

26

26

25

Personnel Summary
FOREST SERVICE
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
FEDERAL HIGHWAY ADMINISTRATION
Total compensable workyears: Full-time equivalent employment..

FOREST

RESEARCH

For necessary expenses of forest research as authorized by law,
[$147,182,000] $148,672,000, to remain available until September 30,
[1991] 1992. (16 U.S.C 1601-10, 1641-47; Public Law 95-495; Public
Law 100-446; Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

FOREST SERVICE
Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

86
11
5

Identification code

65,740
9,341
1,904
90

67,059
9,529
1,940

70,099
9,962
2,026

77,075
13,101
1,095
4,226
1,454
2,793
2,476
4,453
358
38,331
6,572
5,943
46,326
761
497
231

78,528
14,706
1,117
6,615
2,276
2,177
3,875
6,970
560
59,956
10,287
9,302
72,510
1,191
778
362

82,087
16,908
1,168
4,545
1,564
2,147
2,662
4,789
385
41,221
7,068
6,391
49,818
818
535
249

205,692

271,210

222,356

2,187

4,390

3,800

12-1104-0-1-302

Program by activities:
Direct program:
00.01
Timber management research
00.02
Forest products and harvesting research
00.03
Forest protection research
00.04
Resource analysis research
00.05
Forest environment research
00.06
Competitive grants

1989 actual

1990 est.

1991 est.

26,181
31,395
19,808
24,415
29,501
107

30,951
22,611
36,256
27,659
35,469

30,000
20,878
35,644
25,582
36,568

00.91
01.01

Total direct program
Reimbursable program

131,407
12,767

152,946
14,641

148,672
14,200

10.00

Total obligations

144,174

167,587

162,872

-11,852
-915
-290

-13,608
-1,051
-7,721
-50

-13,182
-1,018

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

40.00

Budget authority
Budget authority:
Appropriation

7,721
-571

18 • • •I.
• • I.
'

138,267

145,175

148,672

137,867

147,182

148,672

40.00
42.00
43.00

Reduction pursuant to P.L. 99-177
Transferred from other accounts

-2,007

Appropriation (adjusted)

138,267

145,175

148,672

131,407
24,858
-21,571

152,928
21,571
-30,774

148,672
30,774
-31,469

134,694

Outlays

143,725

147,977

Research is conducted and disseminated through eight regional forest experiment stations and the Forest Products
Laboratory and includes both in-house and extramural programs.
Timber management research.—Research is conducted to develop improved silvicultural alternatives and management
guidelines to increase the productivity and multiple-use benefits of forest lands, maximize tree growth and quality, and
maintain land productivity.
Forest products and harvesting research.—Research is conducted to provide technology to harvest and utilize timber
more efficiently and in ways that are environmentally acceptable, to improve the performance of wood products, and to
expand opportunities for wood products exports.
Forest protection research.—Research is conducted to understand the impact of forest fires, atmospheric factors, insects,
and diseases on forest and range ecosystems; to improve methods for preventing, predicting, controlling, and reducing the
effects of wildfire, insects, and diseases, and for using fire for
resource management; and to acquire basic knowledge to
monitor and predict atmospheric effects on forests.
Resource analysis research.—Research is conducted to provide inventory information on forest resources; to determine
the effects of economic and institutional forces on forest product markets and forest management strategies; and to improve methods of managing outdoor recreation and wilderness.
Forest environment research.—Research is conducted to provide knowledge needed to manage forests and range nontimber resources; including wildlife and fish habitats, watersheds, and forage.
For 1991, forest research will focus on basic research thus
allowing the private sector to concentrate on developmental
and applied research.
Object Classification

(in thousands of dollars)

Identification code 1 2 - 1 1 0 4 - 0 - 1 - 3 0 2

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal service payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds
Subtotal, direct obligations
Reimbursable obligations
Total obligations




1989 actual

1990 est.

A-517

Personnel Summary

400

Relation of obligations to outlays:
71.00 Obligationsincurred.net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

SEW,cyj°K

F0REST

department of agriculture

1991 est.

58,442
9,883
362
1

63,919
10,809
396
1

67,871
11,477
420

68,688
11,677
162
5,842
900
2,017
228
6,123
890
22,603
5,842
5,721
179
505
28
2

75,125
14,087
177
6,241
961
1,850
244
6,541
951
24,147
6,242
6,112
191
10,045
30
2

79,768
16,468
188
4,753
732
1,885
186
4,982
724
18,390
4,754
4,655
145
11,017
23
2

131,407
12,767

152,946
14,641

148,672
14,200

144,174

167,587

162,872

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

STATE AND PRIVATE

1,664

1,772

1,772

2,234
12

2,379
12

2,379
12

85

90

90

114
1

121
1

120
1

FORESTRY

For necessary expenses of cooperating with, and providing technical
and financial assistance to States, Territories, possessions, and others;
and for forest pest management activities, [$105,506,000]
$56,617,000, to remain available until expended, as authorized by
law[: Provided, That a grant of $3,000,000 shall be made to the State
of Minnesota for the purposes authorized by section 6 of Public Law
95-495: Provided further, That notwithstanding any other provision of
law, a grant of $3,600,000 shall be provided to the Washington State
Parks and Recreation Commission for completion of the Spokane
River Centennial Trail: Provided further, That a grant of $6,000,000
shall be made to the National Arbor Day Foundation as a matching
grant for the construction of the National Arbor Day Center in Nebraska City, Nebraska]. (16 U.S.C. 2101-2106, 2109-2111; Public Law
95-^95; Public Law 100-446; Department of the Interior and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

12-1105-0-1-302

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Forest pest management
00.02
Fire protection
00.03
Forest management and utilization
00.04
Special projects

40,542
14,687
10,664
11,035

57,377
16,994
22,660
19,663

41,692
4,011
10,914

00.91
01.01

Total direct program
Reimbursable program

76,928
6,038

116,694
11,939

56,617
5,000

10.00

Total obligations

82,966

128,633

61,617

-5,309
-729
-6,855

-10,551
-1,449
-16,446
4,000

-4,396
-604

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

40.00
40.00
43.00

71.00
72.40
74.40
90.00

Budget authority
Budget authority-.
Appropriation
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

16,446
149

6 Z
1

•• '.
'•

86,668

104,248

56,617

86,668

105,506
-1,258

56,617

86,668

104,248

56,617

76,928
31,932
— 39,644

116,633
39,644
-55,751

56,617
55,751
-51,287

69,216

100,526

61,081

Cooperative forestry assistance is provided to all the States,
Puerto Rico, the Virgin Islands, Guam, the Northern Mariana
Islands and the Trust Territory of the Pacific to promote
protection and management of forest lands.
Forest pest management.—Protects forest resources and
processed wood from insects and diseases directly on National

A-518

Fe°dRera^Ss-L7SUed

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

STATE AND PRIVATE FORESTRY—Continued

Forests and other Federal lands and in cooperation with
States on non-Federal lands.
Fire protection.—Helps State forestry organizations to
achieve fire protection efficiency through activities of national
interest on non-Federal wildlands.
Forest management and utilization.—Improves management
of non-industrial private forest resources; increases wood utilization; increases seedling production and nursery capacity of
State tree nurseries; expands State tree improvement programs; and provides management and planning assistance.
Object Classification (in thousands of dollars)
Identification code 1 2 - 1 1 0 5 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

FOREST SERVICE

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0
99.0
99.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

Reimbursable obligations

14,308
1,995
491

16,821
3,112
53
2,696
426
899
111
530
316
12,431
1,194
1,000
2
36,356
18
31

17,748
3,587
52
5,509
870
701
227
1,083
646
25,401
2,441
2,043
4
55,340
37
65

16,794
3,386
45
1,163
184
691
48
229
136
5,360
515
431
1
26,677
8

115,754

55,668

6,038

Subtotal, direct obligations

14,897
2,321
530

75,996

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds

13,920
2,386
513
2

11,939

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
42.0

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

22
230
20

Subtotal, obligations, Department of the Interior

99.9

Total obligations

Obligations are distributed as follows:
State and Private Forestry, Agriculture
National Park Service, Interior
Bureau of Land Management, Interior
U.S. Fish and Wildlife Service, Interior
Bureau of Indian Affairs, Interior

23
244
20

272
34
5
16
8
5
9
529
40
13
1

279
35
5
16
8
5
9
529
40
13

287
36
5
16
8
5
9
529
40
13

1

1

932

940

949

128,633

61,617

82,034
346
142
32
412

99.0

23
236
20

82,966

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

127,693
350
142
32
416

60,668
355
142
32
420

414

433

380

Personnel Summary
Direct:
Total number of full-time permanent positions




583
20

536
14

12
16

13
17

13
17

1
10

1
10

1
10

DEPARTMENT OF THE INTERIOR
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

[FOREST SERVICE]

FIREFIGHTING

For necessary expenses for [forest fire suppression and presuppression] firefighting on or adjacent to National Forest System lands or
Department of the Interior lands, and for forest fire [protection and
emergency forest fire rehabilitation of] management and presuppression; and emergency operations on National Forest System lands,
[$561,139,000] $297,8^9,000, to remain available until expended[:
Provided, That such funds are to be available for repayment of advances to other appropriation accounts from which funds were previously transferred for such purposes.], of which $179,189,000 shall be
for fire management and presuppression and $118,660,000 shall be for
emergency operations. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 2 - 1 1 1 1 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Fire management and presuppression
00.02
Emergency operations

176,192
378,812

179,189
118,660

00.91
01.01

Total direct program
Reimbursable program

555,004
15,560

297,849
14,893

10.00

Total obligations

570,564

312,742

-15,560

-14,893

Financing:
11.00 Offsetting collections from: Federal funds
39.00

Budget authority

555,004

297,849

40.00
40.00

ALLOCATION TO THE DEPARTMENT OF THE INTERIOR
11.1
11.3
11.5

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

5,000

.

547
20

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

561,139
-6,135

297,849

555,004

297,849

555,004
-73,831

297,849
73,831
-77,753

481,173

293,927

43.00

71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Fire Management and Presuppression.—Provides on a discretionary basis for management, program planning, and presuppression costs for the Forest Service's fire program. The
program management subactivity includes all permanent,
full-time staff; automatic detection and other systems; communications; and fire prevention, training and interagency coordination. Presuppression includes activities associated with
preparing for the annual fire season (e.g., hiring seasonal
firefighters and purchasing equipment), and with reducing
hazardous conditions (including costs of eliminating unnatural
or hazardous levels of accumulated fuel, either by controlled
fire or other means).
Emergency Operations.—Provides on a mandatory basis for
the emergency and unpredictable aspects of the Forest Service's firefighting programs: wildfire suppression and emergency rehabilitation. Suppression includes the costs of emergency
suppression of wildfires or for escalated presuppression funding based on abnormally extreme fire potential, and of monitoring natural fires permitted to burn within preestablished

DEPARTMENT OF AGRICULTURE

F^ D R ¥U D C N I UD
° E L A ? N T S LN I

fire prescription criteria. Rehabilitation includes the costs incurred to prevent land degradation, resource losses, and other
situations caused by damage by fire (e.g., reseeding, felling
damaged trees).
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0
99.0
99.0
99.9

12-1111-0-1-302

1989 actual

1990 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1991 est.

82,266
26,445
72,030
27,654
208,395
28,285
5,089
23,241
8,087
1,247
2,316
5,177
7,659
208,992
46,764
7,594
183
6
1,850
119

Total obligations

297,849
14,893

570,564

Subtotal, direct obligations
Reimbursable obligations

132,602
24,988
3,600
10,546
3,380
1,297
1,943
4,762
2,611
86,497
18,576
6,224
149
3
589
82

555,004
15,560

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds

74,249
21,315
27,728
9,310

312,742

Personnel Summary

Distribution of outlays by account:
Forest management, protection and utilization..
Tongass timber supply fund

2,877

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0

22
29

99.9

12-9911-0-1-302

29

APPROPRIATIONS

Program and Financing (in thousands of dollars)
Identification code

12-9911-0-1-302

Program by activities:
Direct program:
00.01
Acquisition of lands for Winema National Forest, OR...
00.02
Forest management, protection, and utilization
00.04
Tongass timber supply fund
01.01 Reimbursable program
10.00

Total obligations..

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year
40.00

Budget authority (appropriation)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year..
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays..

Distribution of budget authority by account: Tongass timber
supply fund




1989 actual

1990 est.

1991 est.

1990 est.

1991 est.

10,524
853
377

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds

11,754
5,524
101
2,735
736
1,574
204
842
168
5,929
934
776
1,170
1
1

504
136
1,227
38
155
31
1,092
174
143
216

32,449
29

Total obligations

3,716

32,478

Subtotal, direct obligations
Reimbursable obligations

3,716

Personnel Summary
Total number of permanent positions
Total compensable workyears: Full-time equivalent employment..

OPERATION
OTHER

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

3,831
936

22

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment.

2,853

3,850
945

9,180

Acquisition of lands for Winema National Forest, OR.—This
special account is established for receipt of a donation to the
Secretary of Agriculture for acquisition of lands or interests
therein within the Winema National Forest.
Tongass timber supply fund.—Provides for management of
the Tongass National Forest and to maintain the timber
supply at a specified level.

99.0
99.0

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holidays

-197
27,144

A - 5 1 9

AND

MAINTENANCE

347
352

OF RECREATION

FACILITIES

For operation, maintenance, and construction of recreation facilities,
not to exceed $9,084,000, to be derived from the special fee account
established pursuant to section 5201 of Public Law 100-203, to remain
available until expended.
Program and Financing (in thousands of dollars)

24
221
32,204
29
32,478
-29
-166
3,716

Identification code 1 2 - 5 0 7 2 - 0 - 2 - 3 0 3

3,716
3,716

-3,716

35,999

32,449
-38

3,716

"MM

35,999

9,180

1990 est.

Program by activities:
Total obligations

71.00
74.40

1991 est.

9,084

Financing:
40.00 Budget authority (appropriation) (indefinite) (special
fund)

90.00

" _ 6 4

26,947

10.00

1989 actual

9,084

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

9,084
-1,817
7,267

Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1989 actual

1990 est.

1991 est.

9,084
7,267
7,533
6,026

A-520

TMrSS^lS^

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued
OPERATION AND MAINTENANCE

Object Classification (in thousands of dollars)

OF RECREATION

FACILITIES—

Identification code 1 2 - 5 0 7 2 - 2 - 2 - 3 0 3

Continued

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

The Budget Reconciliation Act, Public Law 100-203, established a special receipt account to be made available for resource protection, research, interpretation, and maintenance
activities related to resource protection in recreation areas.
The funds transferred to this account, after the States receive
their share, are available for appropriation the following
fiscal year.
Proposed legislation will increase receipts by designating
those areas currently not designated for fee purposes.

11.9
12.1
13.0
21.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
44.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Refunds

Object Classification (in thousands of dollars)

99.9

1990 est.

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS—Continued
[in thousands of dollars]

Total:
Budget authority
Outlays

16,617
13,293

Identification code 1 2 - 5 0 7 2 - 0 - 2 - 3 0 3

1989 actual

1990 est.

11.1
11.3

4,228
968

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds

5,196
961
65
258
108
100
87
240
41
1,313
471
214
27
2
1

99.9

Total obligations

9,084

659
211
36
906
139
37
38
100
2
58
8
3,869
645
101
1,626
4

Total obligations

7,533

1991 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent

1991 est.

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

62
70

RANGE BETTERMENT FUND

For necessary expenses of range rehabilitation, protection, and improvement, 50 per centum of all moneys received during the prior
fiscal year, as fees for grazing domestic livestock on lands in National
Forests in the sixteen Western States, pursuant to section 401(b)(1) of
Public Law 94-579, as amended, to remain available until expended,
of which not to exceed 6 per centum shall be available for administrative expenses associated with on-the-ground range rehabilitation, protection, and improvements. (43 U.S.C. 1751, 1901-1908; Public Law
100-446; Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Personnel Summary

Identification code 1 2 - 5 2 0 7 - 0 - 2 - 3 0 2

Total number of full-time permanent positions
Total compensable work-years: Full-time employment
OPERATION

AND MAINTENANCE

159
180
OF RECREATION

Program and Financing (in thousands of dollars)

Program by activities:
10.00 Total obligations
Financing:
40.00 Budget authority (appropriation) (indefinite) (special
fund)
Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year
90.00

Outlays

1989 actual

1990 est.

3,851

5,623

-884
980

1991 est.

4,578

-980

39.00
1990 est.

Budget authority

3,946

4,643

4,578

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

3,946

4,700
-57

4,578

1991 est.

7,533

43.00
7,533

7,533
-1,507

Appropriation (adjusted)

3,946

4,643

4,578

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

3,851
976
-983

5,623
983
-2,103

4,578
2,103
-2,090

3,844

4,503

4,591

90.00

Outlays

6,026

Outdoor recreation occurs throughout National Forest
System lands. Legislation will be proposed to expand the Land
and Water Conservation Fund Act fee authority and make
recreation revenues available for program operations. Recreationists who enjoy National Forest System lands will receive
direct benefits from the revenues collected.




Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

FACILITIES

(Proposed for later transmittal, proposed legislation)

Identification Code 1 2 - 5 0 7 2 - 2 - 2 - 3 0 3

10.00

1989 actual

Fifty percent of the grazing fees from the National Forests
in the 16 western States, once appropriated, are used to protect and improve the productivity of the range, mainly by
revegetation, construction, and maintenance of improvements.
Capital improvement funding is currently being collected
under the authority of the Federal Land Policy and Management Act of 1976 (43 U.S.C. 1751), as amended.

D E P A R T M E N T OF A G R I C U L T U R E

SEW,cyj°K

F0REST

Object Classification (in thousands of dollars)
Identification code

12-5207-0-2-302

1989 actual

11.1
11.3
11.5

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges ..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

1990 est.

1991 est.

543
759
95

586
818
102
1,506
197
1
48
41
58
2
1,148
2,308
182
132

1,502
216
1
35
30
42
1
838
1,685
132
96

3,851

5,623

4,578

60

63

60

80
4

84
4

81
4

Recreation lands and interests are acquired within areas of
the National Forest System, wilderness, wildlife and fisheries
habitat management areas, endangered species, and other
areas for public outdoor recreation purposes.

584
816
102

1,397
166
1
28
24
34
1
670
1,347
106
77

Object Classification (in thousands of dollars)
Identification code

11.1

11.3
11.5

12-5004-0-2-303

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

LAND

ACQUISITION

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds
Subtotal, direct obligations
Reimbursable obligations

For expenses necessary to carry out the provisions of the Land and
Water Conservation Fund Act of 1965, as amended (16 U.S.C. 4601-4Personnel Summary
11), including administrative expenses, and for acquisition of land or
waters, or interest therein, in accordance with statutory authority
applicable to the Forest Service, [$63,433,000] $63,486,000, to be Total number full-time permanent positions
Total compensable workyears: Full-time equivalent employment
derived from the Land and Water Conservation Fund, to remain
available until expended. (16 U.S.C. 4601, 516-517a, 555a; Public Law
96-586; Public Law 100-446; Department of the Interior and Related
Agencies Appropriations Act, 1990.)
LAND

Program and Financing (in thousands of dollars)
Identification code

12-5004-0-2-303

1989 actual

Program by activities:
Direct program:
00.01
Land acquisition
00.02
Columbia River Gorge

66,664
400

00.91
01.01

Total direct program
Reimbursable program

67,064
11

10.00

Total obligations

67,075

14.00
21.40
24.40
40.00

1990 est.

1991 est.

96,102

63,086
400

2

2

2

225
30
77
63
103
7
1,522
102
84
61,396
3

326
44
60
91
149
10
2,208
148
135
89,060
4
3

210
28
59
59
96
6
1,423
95
87
57,410
1
1

96,102

63,486

67,075

96,102

63,486

70
94

75
101

72
97

2

ACQUISITION

Program and Financing (in thousands of dollars)
12-5004-2-2-303

1989 actual

1990 est.

1991 est.

63,486

96,102

63,486

-11
-35,528
32,669

32^669

ZZZZ.

64,205

63,433

63,486

96,102
17,225
-22,444

63,486
22,444
-22,455

55,377

90,883

63,475

00.01
00.02

Program by activities:
Land acquisition
Columbia River Gorge

-63,086
-400

Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

Total obligations

-63,486

Financing:
40.00 Budget authority (appropriation)..

-63,486

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year

-63,486
11

90.00

Budget authority (appropriation)

-63,475

Outlays

This schedule shows the effect of implementing proposed
legislation to authorize the President's "America the Beautiful" initiative. Under this initiative, spending for Federal land
acquisition and certain natural resource protection and recreation enhancement programs will be increased, and funded in
a consolidated "America the Beautiful" account.

[in thousands of dollars]
Enacted/requested:

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays




3,337
672

10.00

96,102

67,064
5,538
-17,225

Financing:
Offsetting collections from: Non-Federal sources
Unobligated balance available, start of year
Unobligated balance available, end of year

Total:
Budget authority
Outlays

3,265
597

2,958
490

(Proposed for later transmittal, proposed legislation)

Identification code

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

48

3,165
117
55

67,064
11

Total obligations

99.9

3,102
115

104
43

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0

1991 est.

1990 est.

2,811

99.0
99.0

99.9

A-521

1989 actual

64,205
55,377

1990 est.

63,433
90,883

63,486
63,475
-63,486
-63,475

64,205
55,377

63,433
90,883

Object Classification (in thousands of dollars)

1991 est.
Identification code

12-5004-2-2-303

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent...
Other personnel compensation

-3,165
-117
-55

11.9
12.1

Total personnel compensation..
Civilian personnel benefits

-3,337
-672

^aJSJEF-

A-522

General and special funds—Continued

25.0
32.0

LAND ACQUISITION—Continued

13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
44.0

12-5004-2-2-303

1989 actual

4
634

-210
-28

- 6

-1,423
-95
-87
-57,410

-1

ACQUISITION OF L A N D S T o

COMPLETE L A N D

-72
-97

Identification code

10.00
ACQUISITION OF L A N D S FOR N A T I O N A L

12-5216-0-2-302

Program by activities:
Total obligations

FORESTS

For acquisition of lands within the exterior boundaries of the
39.00
Budget authority..
Cache, Uinta, and Wasatch National Forests, Utah; the Toiyabe National Forest, Nevada; and the Angeles, San Bernardino, Sequoia, and
t authority:
Cleveland National Forests, California, as authorized by law,
40.00 Appropriation
[$1,068,000] $1,103,000, to be derived from forest receipts. (49 Stat. 40.00 Reduction pursuant to P.L. 99-177..
866; 52 Stat. 347; 52 Stat. 1205; 54 Stat. 299; 75 Stat. 699; 79 Stat 899;
Appropriation (adjusted)..
43.00
Public Law 100-446; Department of the Interior and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00
665

1,054

-1

39.00

966

1,054

1,103

966

1,068
-14

1,103

966

1,054

Outlays

665
454
-418

1,054
418
-426

1,103
426
-431

701

1,046

1,098

71.00
72.40
74.40
90.00

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

302

11.1
21.0
25.0
32.0
99.9

11.1
12.1
21.0

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons




1989 actual

22
3
2

1990 e

1991 est.

24
4
4

24
4
4

12-5216-0-2-302

Personnel compensation: Full-time permanent..
Travel and transportation of persons
Other services
Land and structures
Total obligations

OPERATIONS A N D M A I N T E N A N C E

3,144

1,105

-1,906
2,079

-2,079

325

1,065

1,105

325

1,070
-5

1,105

325

1,065

1,105

152
381
-24

3,144
24
-2,183

1,105
2,183
-2,187

985

1,101

1989 actual

1990 est.

1991 est.

7

143

22
22
3,100

7
1,090

152

3,144

1,105

1

8

OF Q U A R T E R S

Program and Financing (in thousands of dollars)
Identification code

Object Classification (in thousands of dollars)
12-5208-0-2-302

152

Object Classification (in thousands of dollars)
Identification code

On the basis of various public laws and agreements with
certain counties in Utah, Nevada, and California, National
Forest receipts, including the portions which would normally
be paid to the State to benefit county roads and schools, are
used by the Federal Government for purchase of privately
owned lands within the National Forests boundaries to aid in
the control of soil erosion and flood damage.

Identification code

1991 est.

This is a special account for deposits made by State, county,
or municipal governments, public school districts or other
public school authorities for cash equalization of certain land
exchanges. When appropriated, the funds are used to acquire
similar lands suitable for National Forest System purposes in
the same State as the National Forest lands conveyed in the
land exchange (16 U.S.C. 484a as amended).

1,103

43.00

1990 est.

1,103

Financing:
21.40 Unobligated balance available, start of year..
25.00 Unobligated balance lapsing

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

1989 actual

509

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

SPECIAL ACTS

40.00
40.00

EXCHANGES

For acquisition of lands, to be derived from funds deposited by
State, county, or municipal governments, public school districts, or
other public school authorities pursuant to the Act of December 4,
1967, as amended (16 U.S.C. 484a), to remain available until expended. (Public Law 100-446; Department of the Interior and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Total number of permanent positions
Total compensable workyears: Full-time equivalent employment

Budget authority..

1,103

Total number of permanent positions
Total compensable workyears: Full-time equivalent employment..

Personnel Summary

Program by activities:
10.00 Total obligations

1,054

-59
-59
-96

-63,486

12-5208-0-2-302

6
1,065

Personnel Summary

- 2

Total obligations

Identification code

6
1,016

665

Total obligations

1991 est.

1990 est.

Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Refunds

99.9

Other contractual services
Land and structures

99.9

Object Classification (in thousands of dollars)—Continued
Identification code

BUDGET FOR FISCAL YEAR 1991

the

12-5219-0-2-302

10.00

Program by activities:
Total obligations

21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year....

1989 actual

1990 est.

5,832

8,302

-2,716
2,531

-2,531
1

1991 e

Budget authority (appropriation) (permanent,
indefinite) (special fund)

60.00

71.00
72.40
74.40

5,648

5,770

5,888

5,832
1,198
-1,071

8,302
1,071
-3,584

5,888
3,584
-3,608

5,960

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

5,789

5,864

Outlays

Quarterly rental deductions are collected from employees
occupying Forest Service facilities. Amounts are deposited
into a special fund and are available for the maintenance and
operation of employee occupied quarters.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
44.0

1989 actual

12-5219-0-2-302

Direct obligations:
Personnel compensation:
Full-time permanent
Positions other than permanent
Other personnel compensation

1990 est.

1991 est.

1,497
447
48

1,609
480
52

2,071
515
19
103
52
9
64
592
15
2,144
2,219
301
166
15
17

2,141
586
20
57
29
9
35
326
8
1,180
1,223
166
91
8
9

5,832

8,302

5,888

63

63

63

84
1

Total obligations

1,556
465
50

1,992
449
18
61
31
12
38
350
9
1,267
1,310
178
98
9
10

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Refunds

99.9

85
1

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

TIMBER

Identification c

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
10.00

12-5220-0-1-302

Program by activities:
Trail maintenance
Trail construction
Wildlife and fish habitat
Soil, water, and air management
Cultural resource management
Wilderness management
Reforestation
Timber sales administration and management
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays

RECEIPTS

1989 actual

1990 est.

1989 actual

Description:
Forest trail maintenance (miles)
Reforestation (acres)
Timber stand improvement (acres)
Wildlife habitat improvement (acres)
Soil and water resources improvements (acres)
Forest trail construction (acres)

2,873
1,915
9,576
9,576
2,394
2,394
4,788
14,363

49,626

47,879
-47,879

47,879
97,505

49,626

Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
99.9

5,360
24,200
540
96,770
19,040
315

1989 actual

12-5220-0-1-302

1990 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal service payments

13,948
9,408
1,507

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Lands and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

24,864
3,924
21
1,095
533
19
104
332
108
13,514
3,055
1,648
384
3
22

239
764
249
31,111
7,032
3,794
884
7
51

49,626

1991 est.

47,879

1

Total obligations

2,521
1,227

Personnel Summary
865
1,161
53

47,879
15,201

APPROPRIATIONS

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
00.03
00.04
00.05
00.06
00.07
10.00

-15,201
34,425

5,850
6,218
590
105,583
20,775
341

1991 est.

Object Classification (in thousands of dollars)

FOREST SERVICE P E R M A N E N T

2,978
1,985
9,925
9,925
2,481
2,481
4,963
14,888

1990 est.

1991 est.

1989 actual

12-9922-0-2-302

Program by activities:
Expenses, brush disposal
Licensee programs, Forest Service
Restoration of forest lands and improvements
Timber purchaser roads constructed by Forest Service
Timber salvage sales
Tongass timber supply fund
Other expenses

40.00

126,442
233
207
9,539
115,350
52,441

61,186
113
100
4,616
56,772
25,377

304,212

148,164

-227,791
261,031

-261,031
139,022

-139,022
139,022

156,448

Budget authority
B
ludget authority:
Current:
Appropriation rescinded
(P.L. 100-446).

1991 est.

123,208

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

1990 est.

57,347
-65
72
3,029
61,090
1,735

182,203

148,164

63,080

The 1988 timber receipts in excess of $791,000,000 totaled
$97,505,000 and were made available in 1989 for transfer into




MAIN WORKLOAD FACTORS

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holidays

Program and Financing (in thousands of dollars)

A-523

a special account. 1989 timber receipts in excess of
$920,000,000 were to be made available in 1990, but there
were no excess timber receipts. Funds in this special account
are available for trail maintenance; trail construction; wildlife
and fish habitat management; soil, water and air management; cultural resource management; wilderness management; reforestation; and timber sale administration and management.

85
1

Personnel Summary

RESOURCE M A N A G E M E N T ,

SEW,cyj°K

F0REST

DEPARTMENT OF AGRICULTURE

(unobligated balances)
-40,000

A-524

F S ^ S " ^ ^

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

11.8

FOREST SERVICE P E R M A N E N T

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0

APPROPRIATIONS—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code

60.00

71.00
72.40
74.40
90.00

12-9922-0-2-302

Permanent:
Budget authority (appropriation) (indefinite) (special fund)

1989 actual

1990 est.

1991 est.

Outlays

182,203

148,164

123,207
36,019
-26,047

304,212
26,047
-167,796

148,164
167,796
-163,142

133,179

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

196,448

162,463

152,818

54,456
77
122
9,837
131,957

64,662
119
106
4,878
59,997
52,441

66,279
118
107
4,859
32,914
43,887

60,626
114
101
6,427
62,860
32,335

-40,000

Distribution of outlays by account:
Expenses, brush disposal
Licensee programs. Forest Service
Restoration of forest lands and improvements
Timber purchaser roads constructed by Forest Service
Timber salvage sales
Tongass timber supply fund

55,266
-65
61
3,211
58,643
16,063

Object Classification (in thousands of dollars)

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation




1989 actual

43,823
15,172
6,710

1990 est.

50,869
17,620
7,780

1991 est.

37,089
12,847
5,668

76,269
14,045
1,835
22,403
9,245
1,876
11,733
21,695
2,961
18,313
39,114
32,357
50,972
1,244
150

55,604
11,274
1,338
4,975
2,053
2,842
2,605
4,817
657
34,502
8,685
7,185
11,319
276
32

123,208

304,212

148,164

2,113

2,388

1,685

2,836
243

Total obligations

3,206
275

2,260
194

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

FOREST SERVICE P E R M A N E N T

APPROPRIATIONS

Program and Financing (in thousands of dollars)
Identification code

Expenses, brush disposal.—Funds from payments by purchasers of National Forest timber to dispose of or treat slash
and other debris that result from cutting operations (16 U.S.C.
490).
Licensee programs, Forest Service.—Funds from fees for the
use of characters by private enterprises are collected under
regulations promulgated by the Secretary as follows:
Smokey Bear.—For furthering the nationwide forest fire
prevention campaign (16 U.S.C. 580(2)).
Woodsy Owl.—For promoting wise use of the environment
and programs which foster maintenance and improvement
of environmental quality (16 U.S.C. 580(1)).
Restoration of forest lands and improvements.—Funds from
claim settlements involving damage to lands or improvements
and from forfeiture of deposits and bonds by permittees and
timber purchasers are used for the restoration made necessary by the action which led to the settlement of forfeiture (16
U.S.C. 579c).
Timber purchaser roads constructed by Forest Service.—
Funds from timber receipts for Government constructed permanent roads for purchasers of timber who qualify as small
businesses and elect to have the Forest Service construct the
roads designated under the timber sale contract where costs
exceed $20,000 (16 U.S.C. 472a(i)).
Timber salvage sales.—Funds to begin salvage of insectinfested, dead, damaged, or down timber, and to remove associated trees for stand improvement (16 U.S.C. 472a(h)); and,
for preparation of timber sales to replace sales lost to fire or
other causes, and for preparation activities to replace sales
inventory of the shelf, including timber support.
Tongass timber supply fund.—Funds from sales of Alaska
timber to maintain the timber supply from the Tongass National Forest at a specified level (16 U.S.C. 539d).

Identification code 1 2 - 9 9 2 2 - 0 - 2 - 3 0 2

99.9

,

65,725
10,973
1,581
2,845
1,174
833
1,490
2,755
376
19,730
4,967
4,109
6,473
158
19

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds

65,996
118
107
4,846
35,029
46,722

Distribution of budget authority by account:
Expenses, brush disposal
Licensee programs, Forest Service
Restoration of forest lands and improvements
Timber purchaser roads constructed by Forest Service
Timber salvage sales
Tongass timber supply fund
Rescission

20

Special personal service payments

12-9921-0-2-806

1989 actual

1990 est.

00.01
00.02
00.03

Program by activities:
Payment to Minnesota
Payment to counties, National Grasslands
Payments to States, National Forest Fund

1,116
7,187
353,806

737
17,172
345,007

716
11,338
353,575

10.00

Total obligations (object class 41.0)

362,109

362,916

365,629

-1,526
10,003

-10,003
10,003

-10,003
10,003

370,586

362,916

365,629

362,109
1
-1

362,916
1
-2,035

365,629
2,035
-2,632

362,109

360,882

365,032

Distribution of budget authority by account:
Payment to Minnesota
Payments to counties, National Grasslands
Payments to States, National Forest Fund

1,116
15,664
353,806

716
11,500
350,700

716
11,338
353,575

Distribution of outlays by account:
Payment to Minnesota
Payments to counties, National Grasslands
Payments to States, National Forest Fund

1,116
8,979
352,014

716
14,623
345,543

716
11,460
352,856

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

71.00
72.40
74.40
90.00

Budget authority (appropriation) (permanent,
indefinite) (special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Payment to Minnesota.—At the close of each fiscal year, the
State of Minnesota is paid 0.75 percent of the appraised value
of certain Superior National Forest lands in the counties of
Cook, Lake, and St. Louis for distribution to these counties (16
U.S.C. 577g).
Payments to counties, National Grasslands.—Of the revenues received in a calendar year from the use of National
Grasslands, 25 percent is paid to the counties in which such
land is situated for funding local schools and roads (7 U.S.C.
1012).
Payments to States, National Forests Fund.—With minor
exceptions, 25 percent of the money received from the National Forests, including all the collections under 16 U.S.C. 576b,
and all amounts allowed any timber purchaser for construction of roads, is paid at the end of each fiscal year to the

DEPARTMENT OF AGRICULTURE

F0REST

States for funding local schools and roads of the county in
which such forests are situated (16 U.S.C. 500 and 97 Stat.
1123).

Intragovernmental funds:
W O R K I N G CAPITAL

FUND

Program and Financing (in thousands of dollars)
Identification code

12-4605-0-4-302

1989 actual

1990 est.

1991 est.

00.01
00.02

Program by activities:
Operating expenses
Capital investment

117,261
377

68,126
35,940

Total obligations

117,638

104,066

108,189

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

71.00
72.90
74.90
90.00

-91,262
-10,334

-82,189
-10,101

-98,088
-10,101

-54,882
38,840

-38,840
27,064

-27,064
27,064

16,041
40,480
-37,694

11,776
37,694
-49,470

49,470
-49,470

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Outlays..

18,827

The Working Capital Fund is a self-sustaining revolving
fund that provides services to National Forests, research experiment stations, and when necessary, to other Federal agencies, and as provided by law, to State and private agencies
and persons who cooperate with the Forest Service in fire
control and other authorized programs.
The forestry related supply and support services include:
Equipment Services.—The fund owns, operates, maintains,
replaces, and repairs common use motor driven and similar
equipment. This equipment is rented to administrative units,
that is, National Forests, research experiment stations, and
other units, and in some cases to the other agencies, at rates
which recover the cost of operation, repair and maintenance,
management, and depreciation. The rates also include an increment which provides additional cash which, when added to
depreciation earnings and the residual value of equipment,
provides sufficient funds to replace the equipment.
Aircraft Services.—The fund operates, maintains, and repairs Forest Service owned aircraft used in fire surveillance
and suppression and in other Forest Service programs. The
aircraft are rented to National Forests, research experiment
stations, and in some cases to other agencies, at rates which
recover the cost of depreciation, operation, maintenance,
repair, and improvements in the airworthiness of the aircraft.
Aircraft replacement costs are financed from either appropriated funds or the Forest Service Working Capital Fund, or a
combination of both.
Supply Services.—The fund operates the following common
services:
Photo reproduction laboratories that store, reproduce, and
supply aerial photographs, aerial maps, and other photographs of National Forest lands. The photographic reproductions are sold to National Forests, experiment stations, and
others at cost.
Sign shops that manufacture and supply special signs for
the National Forests for use in regulating traffic and as information to the public and other users of the National Forests.
The signs are sold to National Forests and experiment stations at cost.




A-525

Subsistence services that prepare and serve meals to Forest
Service crews working in areas where adequate public restaurant facilities are not available.
Seed supply services that provides tree seed for direct seeding or sowing in nurseries for the production of trees. Includes
purchase or collection of cones, extraction of seeds, cleaning
and testing, and storage and delivery. Operates in conjunction
with tree nurseries.
Tree nurseries that operate forest tree nurseries and cold
storage facilities for storage of tree seedlings. Tree seedlings
are sold to National Forests, State foresters, and other cooperators at cost.

72,249
35,940

10.00

SEW,cyj°K

Object Classification (in thousands of dollars)
Identification code

12-4605-0-4-302

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

18,977
5,665
1,115

16,402
4,767
938

19,039
5,210
1,025

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds

25,756
4,130
691
850
426
882
669
1,679
47
21,409
27,035
33,482
377
29
175

22,107
3,545
597
708
355
1,008
557
1,398
39
17,823
22,505
33,232
314
24
-146

25,274
4,053
693
761
382
1,027
599
1,503
42
19,162
24,201
30,285
338
26
-157

117,638

104,066

108,189

99.9

Total obligations

Note—Personnel totals are included with personnel totals of all other Forest Service programs.

Trust Funds
REFORESTATION T R U S T

FUND

Program and Financing (in thousands of dollars)
Identification code

10.00

20-8046-0-7-302

Program by activities:
Total obligations

Financing:
Unobligated balance available, start of year-.
21.40
Treasury balance
U.S. securities:
21.41
Par value
21.40
Unrealized discount
Unobligated balance available, end of year
24.40
Treasury balance
U.S. securities:
24.41
Par value
24.40
Unrealized discount
60.00

71.00
72.40
74.40
90.00

Budget authority (appropriation) (permanent,
indefinite)
Relations of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1989 actual

1990 est.

1991 est.

27,723

29,581

30,000

-1,883

-3,686

-4,105

-1,955
-1,883

-3,600
-3,686

-3,600
-4,105

3,686

4,105

4,105

3,600
3-,686

3,600
4,105

3,600
4,105

31,171

30,000

30,000

27,723
-3,321
3,913

29,581
-3,913
3,602

30,000
-3,602
3,518

28,316

29,270

29,916

Amounts from this account are used for reforestation as
authorized by 16 U.S.C. 1606a (d) and (e).

FOREST SERVICE—Continued
Trust Funds—Continued

T H E B U D G E T F O R FISCAL Y E A R 1991

U.S.C. 498, 535, 565a, 572, 572a, 576b, 1643; and 31 U.S.C.
1321).

REFORESTATION TRUST FUND—Continued
Object Classification (in thousands of dollars)
Indentification code 20-8046-0-7-302

1989 actual

11.1
11.3
11.5

Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

99.9

1990 est.

Identification code 12-8028-0-7-302
4,712
1,526
317

5,665
1,320
337

5,859
1,365
349

6,555
1,349
187
263
114
199
102
254
116
16,357
1,891
339
-10
7

7,322
1,447
197
332
143
155
129
321
146
16,585
2,380
428
-13
9

7,573
1,530
204
282
122
153
110
273
124
17,244
2,024
364
-11
8

27,723

Total obligations

29,581

30,000

219

232

232

296
13

312
16

312
16

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-tme equivalent of overtime and holiday hours

Object Classification (in thousands of dollars)

1991 est.

ALLOCATIONS AND ALLOTMENTS RECEIVED FROM OTHER ACCOUNTS
Note—Obligations incurred under allocations or allotments from other accounts are included in the schedule of the parent appropriations, as follows:
Agriculture:
Agricultural Research Service.
Soil Conservation Service:
Watershed and flood prevention operations.
Resource conservation and development.
Watershed planning.
River basin surveys and investigations.
Agriculture Stabilization Conservation Service: Conservation Reserve Program.
Farmers Home Administration; Rural community fire protection grants.
Treasury: Reforestation Trust Fund.
Transportation: Federal Highway Administration, Highway Trust Fund.
Labor: Employment and Training Administration, Training and employment services.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payment

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials..
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds

99.9

Program by activities:
10.00 Total obligations
11.00
21.40
24.40
60.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite)

1989 actual

90.00

Outlays

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

64,501
21,355
5,640

68,332
22,623
5,975

86,198
14,511
1,324
3,744
1,847
1,237
1,833
5,168
218
308,814
25,311
4,618
7,250
-35
114
338

91,496
16,989
1,406
4,854
2,395
964
2,377
6,700
283
383,388
32,826
5,977
9,400
-45
148
438

96,930
19,816
1,490
2,144
1,058
951
1,050
2,960
125
178,495
14,502
2,640
4,152
-20
65
193

559,596

326,551

2,822

2,919

2,989

3,791
190

3,919
196

4,014
201

GIFTS, DONATIONS AND BEQUESTS FOR FOREST AND RANGELAND
RESEARCH

For expenses authorized by 16 U.S.C. 1643(b), $30,000 to remain
available until expended, to be derived from the fund established
pursuant to the above Act[: Provided, That unexpended balances of
amounts previously appropriated for this purpose under the heading
"Miscellaneous trust funds, Forest Service" may be transferred to and
merged with this appropriation for the same time period as originally
enacted]. (Public Law 100-4^6; Department of the Interior and Related Agencies Appropriations, Act 1990.)

Indentification code 12-8034-0-7-302

1990 est.

1989 actual

1990 est.

1991 est.

1991 est.

10.00
462,490

559,596

326,551

-250,000
-194,492
276,265

-255,162
-276,265
286,948

-286,948
289,899

294,264

315,117

329,502

Program by activities:
Total obligations (object class 25.0)

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
24.40 Unobligated balance available, end of year.- Treasury
balance
11.00

212,490
54,173
-24,503

304,434
24,503
-24,503

326,551
24,503
-24,503

242,160

304,434

326,551

71.00
72.40
74.40
90.00

Advances, including deposits from purchasers of timber, are
received and used for specified work in forest investigations
protection, and improvement of the National Forest System,
including protection, reforestation, and administration of private lands adjacent to National Forests (7 U.S.C. 2269; 16




60,754
20,114
5,312
18

Personnel Summary

40.00
Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

1991 est.

Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)
12-8028-0-7-302

1990 est.

462,490

Total obligations

COOPERATIVE WORK TRUST FUND

Identification code

1989 actual

Budget authority (appropriation)
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Outlays

46

375

-161

-30

-133
-65

30

-315

315
2

30

30

-115
15
-10

345
10

30

-110

355

30

This appropriation makes available to the Forest Service all
deposits received from gifts and bequests for research to
invest and reinvest in public debt securities for forest and
rangeland research.

DEPARTMENT OF AGRICULTURE

ADMINISTRATIVE PROVISIONS, FOREST SERVICE

A~527

HIGHWAY CONSTRUCTION: MOUNT ST. HELENS NATIONAL MONUMENT

[The appropriation structure for the Forest Service may not be
altered without advance approval of the House and Senate CommitProgram and Financing (in thousands of dollars)
tees on Appropriations.]
Notwithstanding any other provision of law, any appropriations or
Identification code 12-8029-0-7-401
1989 actual
1990 est.
1991 est.
funds available to the Forest Service may be used to reimburse employees for the cost of State licenses and certification fees pursuant to
Financing:
their Forest Service position and that are necessary to comply with
39.00 Budget authority
State laws, regulations, and requirements.
Funds appropriated to the Forest Service shall be available for
Budget authority:
assistance to or through the Agency for International Development
40.00 Appropriation
5,333
and the Office of International Cooperation and Development in con40.49 Portion applied to liquidate contract authority
-2,333
40.50 Balance of appropriation to liquidate contract authority
nection with forest and rangeland research, technical information,
withdrawn
-3,000
and assistance in foreign countries, and shall be available to support
forestry and related natural resource activities outside the United
43.00
Appropriation (adjusted)
States and its territories and possessions, including technical assistance, education and training, and cooperation with United States and
Relation of obligations to outlays:
international organizations.
71.00 Obligations incurred, net
[Funds previously appropriated] All funds received for timber
72.40 Obligated balance, start of year
1,644
737
salvage sales may be [recovered from receipts deposited for use by
74.40 Obligated balance, end of year
-737
the applicable national forest and] credited to the Forest Service
90.00
Outlays
907
737
Permanent Appropriations to be expended for timber salvage sales
from any national forest, and for timber sales preparation to replace
sales lost to fire or other causes, and sales preparation to replace
STATUS OF UNFUNDED CONTRACT AUTHORITY
sales inventory on the shelf for any national forest to a level suffi[In thousands of dollars]
cient to maintain new sales availability equal to a rolling five-year
average of the total sales offerings, and for design, engineering, and
supervision of construction of roads lost to fire or other causes associ1989 actual 1990 est.
1991 est.
ated with the timber sales programs described above: Provided, That
Contract authority
5,333
Appropriation to liquidate contract authority
2,333
notwithstanding any other provision of law, moneys received from the
Unfunded balance lapsing
-3,000
timber salvage sales program in fiscal year [1990] 1991 shall be
considered as money received for purposes of computing and distributAuthority for Mount St. Helens National Monument was ing 25 per centum payments to local governments under 16 U.S.C.
500, as amended [ : Provided further, That amounts necessary shall be
made available by the Department of the Interior and Related
Agencies Appropriations Act, 1987, as included in Public Laws available from deposits into the salvage sale fund for salvage of
timber damaged by Hurricane Hugo to the maximum extent possible
99-500 and 99-591. An additional amount was appropriated in
without regard to the geographic origin of the funds].
the Department of the Interior and Related Agencies Appro[None of the funds made available to the Forest Service under this
priations Act, 1989 as included in Public Law 100-446.
Act shall be subject to transfer under the provisions of section 702(b)

of the Department of Agriculture Organic Act of 1944 (7 U.S.C. 2257)
or 7 U.S.C. 147b unless the proposed transfer is approved in advance
by the House and Senate Committees on Appropriations in compliADMINISTRATIVE PROVISIONS, FOREST
ance with the reprogramming procedures contained in House Report
SERVICE
99-714.]
No funds appropriated to the Forest Service shall be transferred to
Appropriations to the Forest Service for the current fiscal year
the Working Capital Fund of the Department of Agriculture without
shall be available for: (a) purchase of not to exceed [185] 202 passenthe approval of the Chief of the Forest Service.
ger motor vehicles of which [ 1 1 ] 27 will be used primarily for law
Notwithstanding any other provision of law, any appropriations or
enforcement purposes and of which [169] 170 shall be for replacefunds available to the Forest Service may be used to provide nonmonment only, of which acquisition of [132] 744 passenger motor vehietary awards of nominal value to private individuals and organizacles shall be from excess sources, and hire of such vehicles; operation
tions that make contributions to Forest Service programs.
and maintenance of aircraft, the purchase of not to exceed two for
[Funds available to the Forest Service shall be available to conduct
replacement only, and acquisition of [ 4 3 ] 97 aircraft from excess
a program of not less than $1,000,000 for high priority projects within
sources; notwithstanding other provisions of law, existing aircraft
being replaced may be sold, with proceeds derived or trade-in value
the scope of the approved budget which shall be carried out by the
used to offset the purchase price for the replacement aircraft; (b) Youth Conservation Corps as if authorized by the Act of August 13,
services pursuant to the second sentence of section 706(a) of the
1970, as amended by Public Law 93-408.]
Organic Act of 1944 (7 U.S.C. 2225), and not to exceed $100,000 for
Notwithstanding the provisions of the Federal Grant and Cooperaemployment under 5 U.S.C. 3109; (c) uniform allowances for each
tive Agreements Act of 1977 (31 U.S.C. 6301-6308), the Forest Service
uniformed employee of the Forest Service, not in excesss of $400
is authorized to negotiate and enter into cooperative arrangements
annually; (d) purchase, erection, and alteration of buildings and other with public and private agencies, organizations, institutions, and indipublic improvements (7 U.S.C. 2250); (e) acquisition of land, waters,
viduals to continue the Challenge Cost-Share Program.
and interests therein, pursuant to the Act of August 3, 1956 (7 U.S.C.
[None of the funds made available to the Forest Service in this Act
428a); (f) for expenses pursuant to the Volunteers in the National
shall be expended for the purpose of issuing a special use authorizaForest Act of 1972 (16 U.S.C. 558a, 558d, 558a note); and (g) for debt
tion permitting land use and occupancy and surface disturbing activicollection contracts in accordance with 31 U.S.C. 3718(c).
ties for any project to be constructed on Lewis Fork Creek in Madera
[None of the funds made available under this Act shall be obligatCounty, California, at the site above, and adjacent to, Corlieu Falls
ed or expended to change the boundaries of any region, to abolish any bordering the Lewis Fork Creek National Recreation Trail until the
region, to move or close any regional office for research, State and
studies required in Public Law 100-202 have been submitted to the
private forestry, or National Forest System administration of the Congress: Provided, That any special use authorization shall not be
Forest Service, Department of Agriculture, without the consent of the executed prior to the expiration of thirty calendar days (not including
House and Senate Committees on Appropriations and the Committee
any day in which either House of Congress is not in session because
on Agriculture, Nutrition, and Forestry in the United States Senate of adjournment of more than three calendar days to a day certain)
and the Committee on Agriculture in the United States House of
from the receipt of the required studies by the Speaker of the House
Representatives. ]
of Representatives and the President of the Senate.]
Any appropriations or funds available to the Forest Service may be
[Notwithstanding any other provision of law, the Secretary of the
advanced to the Forest Service Firefighting appropriation and may be
Treasury is directed to make available to the Secretary of Agriculused for forest firefighting and the emergency rehabilitation of
ture, to remain available until expended, all National Forest Fund
burned-over lands under its jurisdiction.
timber receipts received by the Treasury during fiscal year 1989 from




A—528

THE BUDGET FOR FISCAL YEAR 1991

ADMINISTRATIVE PROVISIONS, FOREST SERVICE—Continued

the harvesting of National Forest Timber in excess of $920,000,000,
the 1989 National Forest Fund timber receipts contained in the President's Budget proposal for fiscal year 1990: Provided, That such
excess amount made available for the overall purposes of this section
shall not exceed $65,000,000: Provided further, That an additional
$32,000,000 shall not be subject to the per centum allocations of
subsequent provisions of this section and shall be made separately
available solely for implementation of the timber sales program included in this Act as described in the accompanying statement of the
managers and shall be used solely for the necessary expenses of such
timber sales program including, but not limited to, timber sales administration and management (including all timber support costs)
and construction and design of roads: Provided further, That the
$32,000,000 shall only be provided after all other sources of funds,
appropriated and nonappropriated, have been utilized to the fullest
extent possible: Provided further, That this estimate of 1989 receipts
shall not be adjusted for the purposes of this section: Provided further, That such funds shall be made available during fiscal year 1990,
and shall be in addition to any funds appropriated in this Act: Provided further, That this transaction will be made without reductions for
the payments to be made in accordance with the provisions of the Act
of May 23, 1908, as amended (16 U.S.C. 500) or the Act of July 10,
1930 (16 U.S.C. 577g): Provided further, That funds made available to
the Secretary of Agriculture pursuant to this provision shall be used
for the necessary expenses, including support costs of the National
Forest System programs as follows: 6 per centum for National Forest
trail maintenance; 4 per centum for National Forest trail construction; 20 per centum for wildlife and fish habitat management; 20 per
centum for soil, water, and air management; 5 per centum for cultural resource management; 5 per centum for wilderness management;
10 per centum for reforestation and timber stand improvement; and
30 per centum for timber sales administration and management, including all timber support costs, for advanced preparation work for
fiscal year 1991 and fiscal year 1992 timber sale offerings: Provided
further, That not later than 30 days after the submission of the
President's fiscal year 1991 budget, the Chief of the Forest Service
shall provide a report to the House and Senate Committees on Appropriations on the final amount and distribution of funds made available under this section and shall include an assessment of National
Forest resource outputs to be produced in fiscal year 1990, fiscal year
1991, and subsequent years, using funds made available under this
section, and a comparison of the outputs achieved in fiscal year 1990
and proposed for fiscal year 1991, with the output levels for the
program areas listed described in the Forest Service resource management plans in effect at the time of the report required by this section.]
Any money collected from the States for fire suppression assistance
rendered by the Forest Service on non-Federal lands not in the vicinity of National Forest System lands shall be used to reimburse the
applicable appropriation and shall remain available until expended as
the Secretary may direct in conducting activities authorized by 16
U.S.C. 2101 (note), 2101-2110, 1606, and 2111.
Of the funds available to the Forest Service, [$1,500] $2,500 is
available to the Chief of the Forest Service for official reception and
representation expenses.
[Notwithstanding section 705(a) of the Alaska National Interest
Lands Conservation Act (16 U.S.C. 539d(a)), $52,441,000 shall be available for timber supply, protection and management, research, resource protection, and construction on the Tongass National Forest in
fiscal year 1990: Provided, That all of the funds available from the
Tongass Timber Supply Fund in fiscal year 1990 pursuant to section
705(a) of Public Law 96-487 shall be deemed obligated as of October 1,
1989 and shall remain available until expended: Provided further,
That this funding limitation shall not include those funds available to
the Forest Service as National Forest System (except for timber sales
administration and management funds), Trust Funds, Permanent
Funds (other than the Tongass Timber Supply Fund), Timber Receipts, or Purchaser Road Construction.]
[Notwithstanding any other provision of law, the Forest Service is
directed to compensate Davis Sheep Company, Monteview, Idaho, for
reasonable expenses incurred as a result of mortality of permitted
animals and moving permitted animals from one location to another
as directed by the Forest Service: Provided, That in no event should
expenses be less than $85,000: Provided further, That up to an additional $27,500 is authorized if the Forest Service, in conjunction with
Davis Sheep Company, determines additional losses were incurred:




Provided further, That no funds provided in this title may be expended by the Forest Service to implement a new fee schedule or increase
the fees charged for communication site use of lands administered by
the Forest Service above the levels in effect on January 1, 1989.]
(Department of the Interior and Related Agencies Appropriations Act,
1990.)

TITLE VI—GENERAL PROVISIONS
The following sections are proposed for deletion and do not appear
below:
Sec. 612
Sec. 613
Sec. 614
Sec. 615
Sec. 617
Sec. 620

Sec. 622
Sec. 624
Sec. 626
Sec. 630
Sec. 631

Sec. 632

Sec. 633
Sec. 634
Sec. 635

Sec. 636
Sec. 637
Sec. 638
Sec. 639

Sec. 640

Limitation on the obligation of funds for personnel compensation and benefits.
Prohibition on the obligation of funds for services by
contract unless a contract has been awarded and entered into, as provided by law.
Prohibition against implementing any regulation that
has been disapproved pursuant to a resolution of disapproval.
Limitation on the value of certificates of beneficial ownership sold by Farmers Home Administration.
Prohibition on the phase out of the Resource Conservation and Development Program.
Prohibition on the use of funds for assurance agreement,
payment guarantee, or other form of loan guarantee
with respect to loans and credits extended to the
Polish People's Republic, unless certain conditions
have been met.
Requirement that the Secretary of Agriculture shall construct not less than a specified number of new projects
under Public Laws 566 and 534.
Prohibition on the use of funds to relocate the Hawaii
State Office of the Farmers Home Administration from
Hilo, Hawaii, to Honolulu, Hawaii.
Establishment of a floor for FTE levels at specific agencies and prohibition of program reductions below those
levels.
Prohibition on the use of funds to release information
provided under the Agricultural Marketing Agreement
Act subject to certain exceptions.
Prohibition on funds for use by the Farmers Home
Administration to employ or contract private debt collection agencies to collect delinquent loans, unless otherwise specified.
Prohibition on use of funds to sell Agricultural Credit
Insurance Fund loans. Requirement that borrowers
shall have first refusal on sales of Rural Development
Insurance Fund loans.
Prohibition on the use of funds to pay salaries and
expenses of personnel to carry out a targeted export
assistance program in excess of a specified level.
Prohibition on the use of funds to pay salaries and
expenses of personnel to carry out an export enhancement program in excess of a specified level.
Prohibition on the use of funds to regulate the order or
sequence of advances under approved telephone loans
from the Rural Electrification Administration, the
Rural Telephone Bank, or the Federal Financing
Bank.
Requirement that specified funds shall be used to purchase sunflower and cottonseed oil and for the promotion of the sale of such oils in world markets.
Requirement that the cost of pay raises be absorbed
within appropriated levels of funding.
Requirement that publicity concerning Federally-funded
projects shall state the dollar amount and percentage
of total costs so funded.
Prohibition on the use of funds to pay indirect costs on
research grants competitively awarded by the Cooperative State Research Service that exceed a specified
level of direct costs.
Requirement for the establishment of a specified program to assist the export of sugar from the Republic of
the Philippines within a specified time period.

DEPARTMENT OF AGRICULTURE
Sec. 641

Requirement that the Department submit a financial
report, within a specified time period, on the procurement of advisory and assistance services to Congress,
copied to the Comptroller General of the United
States.

TITLE VI—GENERAL PROVISIONS—Continued

A-529

SEC. 610. Not to exceed $50,000 of the appropriation available to the
Department of Agriculture in this Act shall be available to provide
appropriate orientation and language training pursuant to Public
Law 94-449.
SEC. 611. Notwithstanding any other provision of law, employees of
the agencies of the Department of Agriculture, including employees of
SEC. 601. The expenditure of any appropriation under this Act for
the Agricultural Stabilization and Conservation county committees,
any consulting service through procurement contract, pursuant to 5 may be utilized to provide part-time and intermittent assistance to
U . S . C . 3109, shall be limited to those contracts where such expendiother agencies of the Department, without reimbursement, during
tures are a matter of public record and available for public inspecperiods when they are not otherwise fully utilized, and ceilings on
tion, except where otherwise provided under existing law, or under
full-time equivalent staff years established for or by the Department
existing Executive Order issued pursuant to existing law.
of Agriculture shall exclude overtime as well as staff years expended
as a result of carrying out programs associated with natural disasters,
SEC. 602. Within the unit limit of cost fixed by law, appropriations
such as forest fires, droughts, floods, and other acts of God.
and authorizations made for the Department of Agriculture for the
fiscal year [1990] 1991 under this Act shall be available for the
SEC. [616] 612. No funds appropriated by this Act may be used to
purchase, in addition to those specifically provided for, of not to
pay negotiated indirect cost rates on cooperative agreements or simiexceed [514] 612 passenger motor vehicles, of which [508] 607 shall lar arrangements between the United States Department of Agriculture and nonprofit institutions in excess of 10 per centum of the total
be for replacement only, and for the hire of such vehicles.
direct cost of the agreement when the purpose of such cooperative
SEC. 603. Funds in this Act available to the Department of Agricularrangements is to carry out programs of mutual interest between
ture shall be available for uniforms or allowances therefore as authe two parties. This does not preclude appropriate payment of indithorized by law (5 U . S . C . 5901-5902).
rect costs on grants and contracts with such institutions when such
SEC. 604. Not less than $1,500,000 of the appropriations of the
indirect costs are computed on a similar basis for all agencies for
Department of Agriculture in this Act for research and service work
which appropriations are provided in this Act.
authorized by the Acts of August 14, 1946 and July 28, 1954, and (7
SEC. [618] 613. None of the funds in this Act shall be used to
U.S.C. 427, 1621-1629), and by chapter 63 of title 31, United States
prevent or interfere with the right and obligation of the Commodity
Code, shall be available for contracting in accordance with said Acts
Credit Corporation to sell surplus agricultural commodities in world
and chapter.
trade at competitive prices as authorized by law.
SEC. 605. No part of the funds contained in this Act may be used to
SEC. [619] 614. Notwithstanding any other provision of this Act,
make production or other payments to a person, persons, or corporacommodities acquired by the Department in connection with Comtions upon a final finding by court of competent jurisdiction that such
modity Credit Corporation and section 32 price support operations
party is guilty of growing, cultivating, harvesting, processing or stormay be used, as authorized by law (15 U.S.C. 714c and 7 U.S.C. 612c),
ing marijuana, or other such prohibited drug-producing plants on any
to provide commodities to individuals in cases of hardship as deterpart of lands owned or controlled by such persons or corporations.
mined by the Secretary of Agriculture.
SEC. [621] 615. None of the funds in this Act shall be available to
SEC. 606. Advances of money to chiefs of field parties from any
reimburse the General Services Administration for payment of space
appropriation in this Act for the Department of Agriculture may be
rental and related costs in excess of the amounts specified in this Act;
made by authority of the Secretary of Agriculture.
nor shall this or any other provision of law require a reduction in the
SEC. 607. The cumulative total of transfers to the Working Capital
level of rental space or services below that of fiscal year [1989] 1990
Fund for the purpose of accumulating growth capital for data services
or prohibit an expansion of rental space or services with the use of
and National Finance Center operations shall not exceed $ 2 , 0 0 0 , 0 0 0 :
funds otherwise appropriated in this Act. Further, no agency of the
Provided, That no funds in this Act appropriated to an agency of the
Department of Agriculture, from funds otherwise available, shall reDepartment shall be transferred to the Working Capital Fund withimburse the General Services Administration for payment of space
out the approval of the agency administrator.
rental and related costs provided to such agency at a percentage rate
SEC. 608. New obligational authority provided for the following
which is greater than is available in the case of funds appropriated in
appropriation items in this Act shall remain available until expended:
this Act.
Public Law 480; [Mutual and Self-Help Housing;] Watershed and
SEC. [623] 616. Funds provided by this Act may be used for transFlood Prevention Operations; Resource Conservation and Developlation of publications of the Department of Agriculture into foreign
ment; Colorado River Basin Salinity Control Program; Animal and
languages when determined by the Secretary to be in the public
Plant Health Inspection Service, buildings and facilities, and
interest.
$4,500,000 for the contingency fund to meet emergency conditions [,
SEC. [625] 617. Provisions of law prohibiting or restricting person$5,000,000 for the Grasshopper and Mormon Cricket Control Proal services contracts shall not apply to veterinarians employed by the
grams, and buildings and facilities]; Agricultural Stabilization and
Department to take animal blood samples, test and vaccinate aniConservation Service, salaries and expenses funds made available to
mals, and perform branding and tagging activities on a fee-for-service
county committees; the Federal Crop Insurance Corporation Fund;
basis.
Agricultural Research Service, buildings and facilities [, and up to
SEC. [627] 618. Funds provided in this Act may be used for one$10,000,000 of funds made available for construction at the Beltsville
year contracts which are to be performed in two fiscal years so long
Agricultural Research Center; Cooperative State Research Service,
as the total amount for such contracts is obligated in the year for
buildings and facilities; Scientific Activities Overseas (Foreign Currenwhich the funds are appropriated.
cy Program); Dairy Indemnity Program; $2,852,000]; $4,000,000 for
SEC. [628] 619. Funds appropriated by this Act shall be applied
higher education training grants under section 1417(a)(3)(B) of Public
only to the objects for which appropriations were made except as
Law 95-113, as amended (7 U.S.C. 3152(a)(3)(B)); $11,000,000 for a
otherwise provided by law, as required by 31 U . S . C . 1301.
program of capacity building grants to colleges eligible to receive funds
SEC. [629] 620. None of the funds in this Act shall be available to
under the Act of August 30, 1890, including Tuskegee University; and
restrict the authority of the Commodity Credit Corporation to lease
buildings and facilities, Food and Drug Administration.
space for its own use or to lease space on behalf of other agencies of
SEC. 609. No part of any appropriation contained in this Act shall
the Department of Agriculture when such space will be jointly occupied. (Rural Development, Agriculture, and Related Agencies Approremain available for obligation beyond the current fiscal year unless
priations Act, 1990.)
expressly so provided herein.







DEPARTMENT OF COMMERCE
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

GENERAL ADMINISTRATION
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

For expenses necessary for the general administration of the Department of Commerce provided for by law, including not to exceed
$2,000 for official entertainment, [$28,173,000, of which not to exceed
$1,467,000 shall be available for the Office of the General Counsel]
99.0
$30,326,000. (15 U.S.C. 1501; Department of Commerce Appropriations
99.0
Act, 1990.)

3,554
6
731
12
4,240
735
1,238
6,003
232
507

2,551

2,970

295
13
3,457
488
1,177
4,013
250
335

328
13
3,655
437
1,262
4,546
269
361

Subtotal, direct obligations
Reimbursable obligations

39,967
30,983

27,821
36,996

30,326
36,852

Total obligations

70,950

64,817

67,178

478

348

356

521
3

317
2

325
2

31
45

26
36

26
36

Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

Program and Financing (in thousands of dollars)
Identification code

13-0120-0-1-376

1989 actual

1990 est.

Personnel Summary

1991 est.

Program by activities:
Direct program:
00.01
Executive direction of the Department
00.02
Departmental staff services
00.03
Inspector General

2,649
23,348
13,970

2,875
24,946

00.91
01.01

Total direct program
Reimbursable program

39,967
30,983

27,821
36,996

30,326
36,852

10.00

Total obligations

70,950

64,817

67,178

-30,983
437

-36,996

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-36,852

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

3,088
27,238

39.00

Budget authority

40,404

27,821

30,326

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

40,404

28,173
-352

30,326

40,404

27,821

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

OFFICE OF THE INSPECTOR

GENERAL

For necessary expenses of the Office of Inspector General in carrying out the provisions of the Inspector General Act of 1978, as amended (5 U.S.C. App. 3 as amended by Public Law 100-504),
[$13,500,000] $15,115,000. (Department of Commerce Appropriations
Act, 1990.)

30,326

43.00

Appropriation (adjusted)

Program and Financing (in thousands of dollars)
Identification code

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays

39,967
-1,222
-6,583
-145
32,017

27,821

30,326

6,583
-3,362

3,362
-1,663

31,042

32,025

Object Classification (in thousands of dollars)

11.1
11.3
11.5
11.8
11.9

Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation




1989 actual

1989 actual

1990 est.

1991 est.

1990 est.

1991 est.

21,359
656
424
270

14,474
470
298

15,708
479
298

22,709

15,242

16,485

00.01
01.01

Program by activities:
Direct program
Reimbursable program

13,331
330

15,115
330

10.00

Executive direction of the Department.—This activity provides for the formulation of Government policy on matters
affecting programs and functions assigned to the Department.
Departmental staff services.—The staff provides support for
the Department in budget and program evaluation, civil
rights, financial systems, legal matters, organization and
management, personnel, policy development, procurement,
property, public affairs, records, safety, security, and space
management.
Reimbursable program.—This activity provides a centralized
source for special tasks and billings. Services are billed to
users.

Identification code 1 3 - 0 1 2 0 - 0 - 1 - 3 7 6

13-0126-0-1-452

Total obligations

13,661

15,445

Financing:
11.00 Offsetting collections from: Federal funds

-330

-330

39.00

Budget authority

13,331

15,115

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

13,500
-169

15,115

43.00

Appropriation (adjusted)..

13,331

15,115

13,331
"-560

15,115
560
-822

12,771

14,853

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

This appropriation provides agency-wide audit and investigative functions to identify and recommend corrections for management and administrative deficiencies which create conditions for existing or potential instances of fraud, waste and
mismanagement. The audits function provides internal audit,
contract audit, and inspections services. Contract audits provide professional advice to agency contracting officials on accounting and financial matters relative to negotiation, award,
administration, repricing, and settlement of contracts. Internal audits review and evaluate all facets of agency operations.
A-531

A-532

SderaTFuTTnffi01""00"11"^

THE

General and special funds—Continued

21.90

OFFICE OF THE INSPECTOR GENERAL—Continued

Object Classification (in thousands of dollars)
Identification code 1 3 - 0 1 2 6 - 0 - 1 - 4 5 2

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.1
11.3
11.5

99.0
99.0

8,143
40
120

99.9

15,115
330
15,445

209
197

Total obligations

9,178
1,654
880
4
1,096
253
33
1,856
78
83

13,331
330

Subtotal, direct obligations
Reimbursable obligations

9,016
42
120

8,303
1,320
685
4
1,035
290
31
1,517
67
79

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

214
202

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1991

-4,414

-4,414

4,414

4,414

4,414

1,313
-4,654
3,467

-3,467
3,467

-3,467
3,467

126

Outlays

1991 est.

13,661

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

YEAR

-5,727

Relation of obligations to outlays.Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year

90.00
1990 est.

FISCAL

Budget authority

39.00

71.00
72.10
74.10

FOR

Unobligated balance available, start of year: Fund balance
Unobligated balance available, end of year: Fund balance.

24.90

Inspections services provide detailed technical evaluations of
agency operations. The investigative function provides for the
detection and investigation of improper and illegal activities
involving programs, personnel, and operations.

BUDGET

This fund finances, on a reimbursable basis, administrative
functions for the entire Department which are more efficiently performed on a centralized basis.
Object Classification (in thousands of dollars)
Identification code

1989 actual

13-4511-0-4-376

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

22,457
1,051
844

21,822
1,020
822

23,769
1,116
899

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
43 0

Total personnel compensation
Personnel benefits: Civilian
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

24,352
3,773
322
142
4,688
2,737
232
15,293
2,840
2,367
13

23,664
3,667
358
188
4,556
2,167
226
15,264
2,757
2,300

25,784
3,975
393
207
4,974
2,368
247
16,675
3,010
2,510

56,759

55,147

60,143

638

760

770

709
12

741
13

751
13

99.9

Total obligations

Personnel Summary
SPECIAL F O R E I G N C U R R E N C Y

PROGRAM

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)
Identification code

17.00
25.00

13-0160-0-1-376

1989 actual

Financing:
Recovery of prior year c
Unobligated balance lapsing..

39.00
71.00
72.40
74.40
78.00
90.00

1990 est.

1991 est.

-9
9

Trust Funds
GIFTS A N D

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

Program and Financing (in thousands of dollars)
284
-213
-9
62

Identification code

213
0
213

1991 est.

FUND

1989 actual

5
20
29
283
91

3
15
16
118
48

3
15
16
118
48

428

200

200

-6
-528
471

-471
471

-471
471

365

200

200

428
54
-73

200
73
-73

200
73
-73

200

200

Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

Program and Financing (in thousands of dollars)
13-4511-0-4-376

1990 est.

Program by activities:
00.01 Environmental services
00.02 Standards missions
00.03 Special central services
00.04 Miscellaneous contributed funds..,
00.05 Promotion of international trade...

Intragovernmental funds:

Identification code

1989 actual

13-8501-0-7-376

10.00

Outlays

W O R K I N G CAPITAL

BEQUESTS

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Departmental staff services
00.02
General counsel
00.03
Public affairs

44,618
10,055
1,439

43,446
10,023
1,678

47,231
11,141
1,771

00.91
Total operating expenses
01.01 Capital investment

56,112
647

55,147

60,143

10.00

56,759

55,147
-55,147

-60,143

Budget authority (appropriation)
indefinite)

(permanent,

60,143

-55,446

60.00

11.00

Total obligations
Financing:
Offsetting collections from: Federal funds




71.00
72.40
74.40
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays..

- f i

403

The Secretary of Commerce is authorized to accept, hold,
administer, and utilize gifts and bequests of property, both

EC0N0M,C

D E P A R T M E N T OF COMMERCE

real and personal, for the purpose of aiding or facilitating the
work of the Department of Commerce. Property and the proceeds thereof are used as nearly as possible in accordance
with the terms of the gift or bequest.

11.00
25.00

21.0
25.0
26.0
99.9

13-8501-0-7-376

1989 actual

Travel and transportation of persons
Other services
Supplies and materials

1990 est.

1991 est.

188
201
39

88
94
18

428

Total obligations

88
94
18
200

200

ECONOMIC DEVELOPMENT ADMINISTRATION
Federal Funds
General and special funds:
[SALARIES AND EXPENSES]

GRANTS

AND

LOANS

ADMINISTRATION

-141
111

A-533

-792

-635
20,000

.

39.00

Budget authority

24,742

25,356

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

24,742

25,475
-119

Object Classification (in thousands of dollars)
Identification code

Financing:
Offsetting collections from: Federal funds
Unobligated balance lapsing

DVLP E T A M S^ 0 N
EE0MN D F nd s

20,000
.

43.00

Appropriation (adjusted)

24,742

25,356

20,000

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

24,631
2,220
-1,411
154

25,356
1,411
-3,093

20,000
3,093
-2,440

23,674

20,653

90.00

Outlays

25,594

.

In 1991, EDA programs will be discontinued and administrative resources of the Grants and Loans Administration will
be used to monitor and close out existing economic development assistance, trade adjustment assistance, public telecommunications facilities construction, federal ship financing
fund and fisheries loan fund projects.

[For necessary expenses of administering the economic development assistance programs as provided for by law, $25,475,000 of which
not to exceed $494,000 shall be available for the Office of Chief
Counsel: Provided, That these funds may be used to monitor projects
Object Classification (in thousands of dollars)
approved pursuant to title I of the Public Works Employment Act of
Identification code 1 3 - 0 1 2 5 - 0 - 1 - 4 5 2
1990 est.
1991 est.
1989 actual
1976, as amended, title II of the Trade Act of 1974, as amended, and
the Community Emergency Drought Relief Act of 1977: Provided
Direct obligations:
further, That notwithstanding any other provision of law, not to
Personnel compensation:
exceed $4,016,618 of the funds appropriated by this Act for "Economic
14,475
7,258
14,123
11.1
Full-time permanent
Development Assistance Programs" shall be available for the purpose
72
184
313
11.3
Other than full-time permanent
of paying the Economic Development Administration for any debt
126
139
145
11.5
Other personnel compensation
that arises due to the expenditure of funds under grant number 0619-01498 as described in Inspector General Final Audit Report No. D7,456
14,804
14,575
11.9
Total personnel compensation
1,499
2,689
12.1
Civilian personnel benefits
2,340
184-8-024 and that none of the funds appropriated by this Act shall
4,226
Benefits for former personnel
13.0
delay or otherwise adversely affect any grant application for fiscal
485
777
592
Travel and transportation of persons
21.0
year 1990 by the City of Chicago as a result of negotiations on the
46
34
27
Transportation of things
grant described in such audit report: Provided further, That none of 22.0
1,249
2,035
2,051
Rental payments to GSA
23.1
the funds appropriated by this Act shall be available to enable the
2
2
2
23.2
Rental payments to others
Economic Development Administration, Department of Commerce, to
424
584
566
Communications, utilities, and miscellaneous charges...
23.3
delay or otherwise adversely affect any grant application for fiscal
25
67
44
Printing and reproduction
24.0
year 1990 by the State of Oregon, or to which the State of Oregon will
4,542
3,967
4,332
Other services
25.0
46
91
53
contribute funds, on the basis that the contribution by the State of
Supplies and materials
26.0
290
63
Equipment
31.0
Oregon does not conform with law or regulation. Notwithstanding
2
Interest and dividends
.. ..
43.0
any other provision of this Act or any other law, funds appropriated
in this paragraph shall be used to fill and maintain forty-nine perma20,000
24,631
25,356
99.0
Subtotal, direct obligations
nent positions designated as Economic Development Representatives
635
792
141
Reimbursable obligations
99.0
out of the total number of permanent positions funded in the Salaries
and Expenses account of the Economic Development Administration
20,635
24,772
26,148
99.9
Total obligations
for fiscal year 1990, and such positions shall be maintained in the
various States within the approved organizational structure in place
Personnel Summary
on December 1, 1987, and where possible, with those employees who
filled those positions on that date: Provided further, That none of the
Direct:
funds may be used to formulate or implement any action, activity,
Total number of full-time permanent positions
325
360
160
guideline, program, project, policy or regulation which alters the
Total compensable workyears:
practice of making grants directly to planning and development disFull-time equivalent employment
341
327
191
tricts which was in effect on December 31, 1988, or which results in
Full-time equivalent of overtime and holiday hours
1
1
1
denial of funding to any planning and development district on the
Reimbursable:
basis of the number of years such district has received economic
Total compensable workyears: Full-time equivalent employment.
2
13
9
development assistance program funding or on the basis of the geographic area such district encompasses or on the basis of the population situated in the geographic area such district encompasses or a
combination of any of these factors.] For necessary expenses of administering outstanding grants, loans, and loan guarantees for discontin[ E C O N O M I C D E V E L O P M E N T ASSISTANCE P R O G R A M S ]
ued programs assigned to the Secretary of Commerce, $20,000,000. (42
U.S.C. 3218, 3219, 5184, and 6701(c); Department of Commerce Appro-[For economic development assistance as provided by the Public
priations Act, 1990.)
Works and Economic Development Act of 1965, as amended, and
Public Law 91-304, and such laws that were in effect immediately
Program and Financing (in thousands of dollars)
before September 30, 1982, $191,196,000, of which, notwithstanding
any other provision of law $11,350,000 shall be used to make or
Identification code 1 3 - 0 1 2 5 - 0 - 1 - 4 5 2
1989 actual
1990 est.
1991 est.
complete each grant designated in Public Law 100-459 in subsections
(a), (c), (h), (i), (k), and (1) under the heading "Economic Development
Program by activities:
Assistance Programs" which has not been made and for which pre00.01
Direct program
24,631
25,356
20,000
application or applications have been filed: Provided, That during
01.01 Reimbursable program
141
792
635
fiscal year 1990 total commitments to guarantee loans shall not
10.00
Total obligations
24,772
26,148
20,635
exceed $150,000,000 of contingent liability for loan principal: Provided




A-534

rmm^Sm

AOMINISTRATION-CONTINUED

ATM0SPHERIC

General and special funds—Continued

T H E B U D G E T FOR FISCAL Y E A R 1991
Object Classification (in thousands of dollars)

[ECONOMIC DEVELOPMENT ASSISTANCE PROGRAMS]—Continued

Identification code

13-2050-0-1-452

1989 actual

1990 est.

further, That none of the funds appropriated or otherwise made avail181,761
201,362
41.0
Direct obligations.- Grants, subsidies and contributions.
able under this heading may be used directly or indirectly for attor500
99.0
Reimbursable (
neys' or consultants' fees in connection with securing grants and
contracts made by the Economic Development Administration: ProTotal obligations..
181,761
201,862
99.9
vided further, That the Secretary of Commerce or his designees shall
not promulgate or enforce any rule, regulation, or grant agreement
provision affecting programs authorized by the Public Works and
Economic Development Act of 1965, as amended, unless such rule,
MISCELLANEOUS APPROPRIATIONS
regulation, or provision is either required by statute or expressed as
the explicit intent of the Congress or is in substantial conformity with
Program and Financing (in thousands of dollars)
those rules, regulations, and provisions in effect prior to December 22,
1987.] (19 U.S.C. 2343-44, 23*6, 2373-74; 42 U.S.C. 3131, 3135, 3141
1989 actual
1990 est.
3142, 3144, 3151-53, 3171, 3241 3243 and 3245; Department of Com- Identification code 1 3 - 9 9 1 1 - 0 - 1 - 9 9 9
merce Appropriations Act, 1990.)
10.00

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
00.03
00.04
00.05
00.91
01.01
10.00

13-2050-0-1-452

1989 actual

Program by activities:
Direct program:
Planning grants
Technical assistance grants....
Development grants
Economic adjustment grants..
Research and evaluation

1990 est.

1991 est.

201,362
500

181,761

Total obligations..

22,678
6,613
122,636
48,242
1,193

181,761

Total direct program..
Reimbursable program

201,862

-12,806

39.00

182,028

71.00
72.40
74.40
77.00
90.00

188,556

182,028

191,196
-2,640

43.00

Appropriation (adjusted)..

182,028

188,556

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

181,761
374,958
-351,899
-21,311

201,362
351,899
-369,368

369,368
-195,517

183,509

183,893

173,851

1989 actual

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...
2112 Unused balance of limitation expiring
2150

2210
2231
2264

Total guaranteed loan commitments..
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans...
Adjustments: Other adjustments, net 2

-23
23

4,044
-2,972
-1,105

2,972

2,972

-46

2,972

23

23

12

1990 est.

1991 est.

187,500
-152,500

3,150

35,000

3,150
-3,150

35,000
-35,000

Outstanding, end of year...

1990 e

1991 est.

686

341
-341

-345
341

DROUGHT ASSISTANCE PROGRAM
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
Repayments:
1251
Repayments and prepayments
1253
Proceeds from loan asset sales to the public or
discounted prepayments without recourse
1263 Adjustments: Discount on loan asset sales to the public
or discounted prepayments
1290

187,500
-184,350

1989 actual

Outstanding, end of year

80,126

82,192
-2,066

-1,370
-55,000
-23,756

80,126

This consolidated account includes outlays from the financial and technical assistance program in 1991. The job opportunities and local public works programs are no longer active
in 1991.

Public enterprise funds:
ECONOMIC DEVELOPMENT R E V O L V I N G

2290

-23

FINANCIAL AND TECHNICAL ASSISTANCE

(in thousands of dollars)

13-2050-0-1-452

13-9911-0-1-999

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1251 Repayments: Repayments and prepayments
1290

Status of Guaranteed Loans

Outlays..

Identification code

t authority:
Appropriation
Reduction pursuant to P.L. 99-177

1

-23
23

Status of Direct Loans (in thousands of dollars)

40.00
40.00

Outlays..

23

-34

i of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

Distribution of outlays by account:
Financial and technical assistance..
Local public works program
Job opportunities program

-500
-12,806

1991 est.

Budget authority...

12,806
267

Budget authority...

Identification co<ie

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
39.00

22,956
6,799
123,843
27,156
1,007

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing

90.00

Program by activities:
Total obligations (object class 25.0).

1991 est.

FUND

Outstanding, end of year..
Program and Financing (in thousands of dollars)
MEMORANDUM

2299

U.S. contingent liability for
end of year

Identification code

Amounts shown are based on the full principal amount of loans that are partially guaranteed by the U.S. Government. The
comparable amounts of limitations enacted on the basis of contingent liability are $150 million in 1989 and 1990.
2 Transferred to the Economic Development Revolving Fund.
1




13-4406-0-3-452

1989 actual

1990 est.

1991 est.

loans outstanding,
00.01
00.02
10.00

Program by activities:
Interest expense
Defaults and care and protection of collateral..
Total obligations..

22,651
5,995

18,000
11,000

13,000
3,000

28,646

29,000

16,000

Financing:
Offsetting collections from: Non-Federal sources
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
14.00
21.90

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year: Appropriation
74.40 Obligated balance, end of year-. Appropriation
90.00

-38,996

-30,000

-20,000

-107,114
117,465

-117,465
118,465

-118,465
122,465

Budget authority

39.00

-10,351
29,642
-13,826

-4,000
16,826
-17,826

5,466

Outlays

-1,000
13,826
-16,826
-4,000

-5,000

Loans receivable (net)
Real property and equipment (net)

Identification code 1 3 - 4 4 0 6 - 0 - 3 - 4 5 2

1989 actual

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1232 Disbursements: Disbursements for guaranteed
claims
Repayments:
1251
Repayments and prepayments
1252
Repayments of defaulted guaranteed loans
Adjustments:
1261
Capitalized interest
1262
Write-offs for defaults
1264
Other adjustments, n e t 1

1

1990 est.

1991 est.

358,970

314,108

272,268

3,159

4,500

2,000

-18,974
-8,753

-14,600
-6,740

-9,730
-4,495

-25,000
272,268

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

1990 est.

1991 est.

123,276
-19,714

103,553
-16,520

117,533
-14,995

-3,159
3,150

-4,500
35,000

-2,000

117,533

100,538

82,842

94,026

80,430

Interest on loans; principal repayments from loans made
under the Area Redevelopment Act, the Public Works and
Economic Development Act of 1965, and the Trade Act of
1974; and proceeds from the sale of collateral are deposited in
this fund. Interest payments on the amounts receivable on
outstanding loans are made to the Treasury from the fund.
Repurchases of loans guaranteed by EDA that have been
terminated for default are made from this fund.
No new loan or guarantee activity is proposed for 1991.
Revenue and Expense (in thousands of dollars)
1989 actual

1990 est.

1991 est.

8,660
-49,500

5,775
-29,000

-44,099

-40,840

-23,225

Financial Condition (in thousands of dollars)




118,465
6,000
211,434

122,465
1,000
190,434

369,753

335,899

313,899

1989 actual

1990 est.

1991 est.

25.0
31.0
33.0
43.0

Other services
Equipment
Investments and loans
Interest and dividends

2,277
122
3,596
22,651

6,500

1,000

4,500
18,000

2,000
13,000

Total obligations

28,646

29,000

16,000

BUREAU OF THE CENSUS

1989 actual

SALARIES AND EXPENSES

For expenses necessary for collecting, compiling, analyzing, preparing, and publishing statistics, provided for by law, [$101,288,000]
$115,233,000. (13 U.S.C. 4, 6, 8(b), 12, 41-45, 61-63, 181, 182, 301-307;
15 U.S.C. 1516; 19 U.S.C. 1484, 2354, 2393; 44 U.S.C. 1343; Department
of Commerce Appropriations Act, 1990.)

Identification code 1 3 - 0 4 0 1 - 0 - 1 - 3 7 6

Program by activities:
Direct program:
Current economic statistics programs:
Business statistics
00.01
Construction statistics
00.02
Manufacturing statistics
00.03
00.04
General economic statistics
Foreign trade statistics
00.05
Government statistics
00.06
Agriculture statistics
00.07
Current demographic statistics programs:
Demographic surveys
00.10
Demographic reports
00.11
International statistics
00.12
Housing statistics
00.13
Other programs and publications:
Statistical abstract and supplements
00.16
00.17
General research
Data systems development
00.18

138,550
16,373

1989 actual

1990 est.

1991 est.

13,350
7,440
10,537
8,971
15,696
4,854
408

13,739
7,731
10,884
10,346
16,213
5,086
413

18,730
8,170
13,687
11,629
17,881
5,211

26,928
3,091
666
565

27,969
3,183
685
577

32,279
3,280
733
615

1,630
645
687

1,683
701
680

1,796
749
473

95,468
95,284

99,890
95,888

115,233
96,000

Total obligations

190,752

195,778

211,233

-86,290
-8,994
567

-88,000
-8,000

-88,000
-8,000

Total direct program

10.00

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

1990 est.

1991 est.

40.00
40.00
144,015
12,023

117,465
7,800
244,488

Identification code 1 3 - 4 4 0 6 - 0 - 3 - 4 5 2

00.91

11,250
-55,349

Assets:
Selected assets*
Fund balance with Treasury
Accounts receivable (net)

13,000

01.01 Reimbursable program

Adjustments represent transfers from Economic development assistance programs of $3,150 thousand in 1989, and
$35,000 thousand in 1990.

1988 actual

18,000

Program and Financing (in thousands of dollars)

1

Net loss for the year

29,657

Federal Funds

MEMORANDUM

Operating loss:
Revenue
Expense

40,889

General and special funds:

103,553

Outstanding, end of year

326,899

Object Classification (in thousands of dollars)

245,043

1989 actual

2290

353,899

-15,000

Status of Guaranteed Loans (in thousands of dollars)

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Repayments and prepayments
Adjustments:
2261
Terminations for default that result in direct loans
2264
Other adjustments, n e t 1

399,410

302,156

Adjustment represents refund of previously disbursed overpayment.

2210
2251

175,000
5,000

99.9

126
-20,079
-341
314,108

Identification code 1 3 - 4 4 0 6 - 0 - 3 - 4 5 2

195,000
10,000

107,114
8,036
187,006

Government equity:
Selected equities:
Unexpended balances:
Unobligated balance
Undelivered orders
Invested capital

226,817
17,670

343,045

Total assets

Total Government equity

loan

Outstanding, end of year

170,399
16,608

Liabilities:
Selected liabilities:
Accounts payable and accrued liabilities..

Status of Direct Loans (in thousands of dollars)

1290

A
xA."

BUREAU OF THE CENSUS
Federal Funds

D E P A R T M E N T OF C O M M E R C E

134,899
14,000

135,899
11,000

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

43.00

Appropriation (adjusted)

112
96,035

99,890

115,233

96,035

101,288
-1,398

115,233

96,035

99,890

115,233

T H E B U D G E T F O R FISCAL Y E A R

Fbs^u%st-lctss"&ntmud

a - 5 3 6

General and special funds—Continued
SALARIES AND EXPENSES—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 1 3 - 0 4 0 1 - 0 - 1 - 3 7 6

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

1989 actual

1990 est.

1991 est.

95,468
29,108
- 37,520
-39

99,778
37,520
-10,976

115,233
10,976
-12,676

87,018

126,322

113,533

The activities of this appropriation provide for the collection, compilation, and publication of a broad range of current
statistics dealing with economic, demographic, and social
data.
Current economic statistics programs—
Business statistics.—This program provides current information on sales and related measures of retail and wholesale trade and selected service industries. The 1991 increase
will improve the methods of reducing non-sampling problems in the Advanced Retail Sales Survey, and expand the
collection of corporate financial data, as well as collect
annual detail for additional service industries. In addition,
the increase will improve the measurement of services purchased by industry and small company financial data and
will allow the Census Bureau to identify and publish new
data for specific growth industries and to assign a unique
industrial classification to these emerging industries.
Construction statistics.—Reports are provided on significant construction activity such as housing permits and
starts, value of new construction, residential alterations and
repairs, and quarterly price indexes for new, single-family
houses. The 1991 initiative will improve the monthly series
on housing starts, and develop a set of price indexes for
nonresidential buildings.
Manufacturing statistics.—Surveys of key industrial commodities and manufacturing activity provide current statistics on the quantity and value of industry output. The 1991
increase will improve the quantity and quality of responses
to the Manufacturers' Shipments Inventories and Orders
(M3) Survey. It will also provide an annual investment
survey to collect new and anticipated investment data from
all business sectors at the national level. It will complement
Census' responsibility to collect actual data on investments
and investment plans.
General economic statistics.—This subactivity provides a
Standard Statistical Establishment List (SSEL) of all U.S.
business firms and their establishments, uniform classification data, annual county business data, and corporate financial data. The 1991 initiative will provide for Standard Industrial Classification research, and will fund additional
data source activities in the National Trade Data Bank.
Foreign trade statistics.—Monthly,
cumulative, and
annual reports are published on the quantity, shipping
weight, and dollar value of imports and exports, by mode of
transportation, detailed commodity category, customs district, and country of origin or destination. Commodity classifications are being improved for comparability and other
activities in support of the Trade Act of 1974. The 1991
enhancement will enhance the quality of foreign trade statistics through educational efforts and follow-up programs.
Government statistics.—Reports are published annually
regarding the revenue, expenditures, indebtedness and debt
transactions, financial assets, employment, and payrolls of
State and local governments. Quarterly information on
State and local tax revenue is furnished on the national
level by type of tax and governmental level, and informa-




1991

tion is provided on financial assistance programs of the
Federal Government.
Agriculture statistics.—Information on cotton ginnings
and production is compiled and published. Assistance is
provided on using the information from the census of agriculture.
Current demographic statistics programs—
Demographic surveys.—This program provides information on the number, the geographic distribution and the
social and economic characteristics of the population. The
1991 budget reflects the phase-down of the introduction of
computer-assisted telephone interviewing to the current
population survey. The 1991 enhancement will modernize
the Current Population Survey (CPS) processing system,
and will begin the restoration of the SIPP sample by introducing a new panel of 14,000 households.
Demographic reports.—This program provides current reports on the geographic distribution and on the demographic, social, and economic characteristics of the population, as well as current estimates and future projections of
the population of the United States. The program also provides special analyses of demographic, social, and economic
trends. The 1991 increase provides for a review of the metropolitan statistical area concepts.
International statistics.—This program provides estimates
of population, labor force, and economic activity, including
spatial distribution, and analyses concerning aspects of demographic policies, economic policies, and trends for various
countries.
Housing statistics.—This program compiles statistics on
the Nation's housing inventory and provides national and
regional estimates of housing vacancy rates.
Other programs and publications—
Statistical abstract and supplements.—The Statistical Abstract, prepared annually, summarizes Government and private statistics of the industrial, social, political, and economic activities of the United States.
General research.—Research is conducted on survey methods and techniques to find ways of improving the efficiency,
accuracy, and timeliness of statistical programs.
Data systems development—This program provides advanced data capture, data processing, and information retrieval technology to meet Bureau program requirements.
Reimbursable program.—The Bureau of the Census undertakes work for other governmental agencies when it is more
appropriate or efficient to have the work performed by the
Bureau. Significant work includes collection of labor force and
consumer expenditure data for the Bureau of Labor Statistics,
national health and education program data for the Department of Education and the Department of Health and Human
Services, and annual housing data for the Department of
Housing and Urban Development.
Object Classification (in thousands of dollars)
Identification code 13-0401-0-1-376

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel.
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities and miscellaneous charges....
Printing and reproduction

1989 actual

45,766
11,100
1,278
2
58,146
9,936
253
2,603
211
7,151
445
3,958
2,171

1990 est.

1991 est.

51,584
7,380
585

58,539
8,901
796

59,549
10,562
48
2,740
162
7,371
154
4,002
2,653

68,236
13,786
48
3,195
167
7,676
840
3,680
3,336

.

DEPARTMENT OF COMMERCE
25.0
26.0
31.0
32.0
41.0
42.0
43.0
99.0
99.0

BUREAU 0F

10,537
1,934
1,798

99,890
95,888

115,233
96,000

190,752

195,778

211,233

2,019

2,230

2,402

2,295
14

2,275
10

2,462
10

1,728

2,132

2,132

2,183
22

2,200
10

2,200
10

5,503
2,182
2,896
5

1
1

6

Subtotal, direct obligations..
Reimbursable obligations
Total obligations..

99.9

9,534
1,676
1,439

95,468
95,284

Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions..
Insurance claims and indemnities
Interest and dividends

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

PERIODIC CENSUSES A N D

PROGRAMS

For expenses necessary to collect and publish statistics for periodic
censuses and programs provided for by law, [$1,322,967,000]
$316,104,000, to remain available until expended. (13 U.S.C. 4, 6, 12,
131, 141 142, 161, 181, 191; 15 U.S.C. 1516; 42 U.S.C. 1973aa-5; Department of Commerce Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

13-0450-0-1-376

Program by activities:
Economic statistics programs:
00.01
Economic censuses
Census of governments
00.02
00.03
Census of agriculture
Demographic statistics programs:
00.06
Intercensal demographic estimates..
Decennial census
00.07
00.08
2000 Decennial census
00.09
Sample redesign
00.10
Geographic support
00.11
Data processing systems
10.00

Total obligations..

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

1989 actual

1990 est.

1991 est.

22,643
1,482
13,833

17,661
1,983
9,122

17,249
1,645
10,859

2,554
381,240

3,394
1,312,237

764
8,987
44,527

1901
9,419
50,665

3,457
245,789
1,531
4,728
8,294
22,552

476,030

1,406,382

316,104

-8,259
91,546

-91,546

39.00

Budget authority..

559,316

1,314,836

316,104

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

517,304

1,322,967
-8,131

517,304
42,012

1,314,836

316,104

tion. The censuses are taken every fifth year, covering calendar years ending in two and seven.
FY 1991 is the second year in the six year cycle of the
1991 Economic Censuses. Planning and preparatory activities will establish the scope, coverage, content and methodologies that will be employed in the collection, processing,
and publication of the censuses.
Census of governments.—This census collects State and
local government data on taxes, tax valuations, governmental receipts, expenditures, indebtedness, and number of employees. This census is taken every fifth year for calendar
years ending in two and seven.
The FY 1991 budget provides for planning of the content,
collection, and processing of data for the government finance, public employment, governmental organization and
taxable property value phases of the Census of Governments.
Census of agriculture.—This census covers the agricultural sector of the economy and includes the census of irrigation.
FY 1991 is the second year in the six year cycle of the
1991 Census of Agriculture. Funds provide for activities
which include evaluating, installing and testing of new
processing equipment and procedures; developing the
census mail list; and planning for the five year censuses of
Puerto Rico, Guam, Northern Mariana Islands, and the
Virgin Islands.
Demographic statistics programs—
Intercensal demographic estimates.—This program provides updated population and per capita income estimates
for general purpose governmental units for use in the equitable allocation of funds by various Federal programs and
for other purposes.
Decennial census.—In 1991, the Census Bureau will complete all data collection activities for the Nation's bicentennial census, provide the population counts for apportionment of the House of Representatives to the President by
December 31, 1990, provide data for redistricting to the
states by April 1, 1991, close most remaining temporary
offices, and begin the release of data products.
Sample redesign.—This program provides for revisions to
the statistical samples used for monthly, quarterly and
annual surveys.
Geographic support.—This activity provides for the geographic requirements of the various periodic programs and
involves accurate identification of both political and statistical areas, preparation of maps, and maintenance of geographic base files.
Data processing systems.—This program provides the resources necessary to improve the data processing installation of the Bureau of the Census.

316,104

43.00
50.00

Appropriation (adjusted)..
Reappropriation

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

Outlays..

476,030
128,013
-125,642
-8,259

1,406,382
125,642
-39,379

316,104
39,379
-25,921

470,141

1,492,645

329,562

This appropriation funds legislatively mandated censuses of
economic and demographic areas once or twice each decade
and other authorized periodic activities.
Economic statistics programs—
Economic censuses.—The economic censuses provide data
on manufactures, mineral industries, retail and wholesale
trade and service industries, construction, and transporta-




S^SStSSA A-537

Object Classification (in thousands of dollars)
Identification code 1 3 - 0 4 5 0 - 0 - 1 - 3 7 6

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

100,928
96,746
6,219
37

91,881
719,560
34,035

94,965
80,779
7,152

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

203,930
28,293
3,656
26,167
2,186
6,152
15,014
13,209
65,919
68,837
16,019
26,569

845,476
80,710
71,125
103,462
16,753
5,881
77,483
99,854
12,475
52,998
12,626
27,539

182,896
25,153
4,424
7,355
1,765
5,580
20,863
8,861

11,928
22,757
7,317
17,205

BUREAU OF THE CENSUS—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued

related receipts and expenditures of producers, consumers,
investors, government, and the foreign customers of the
United States. In 1991, increases are provided to maintain
Object Classification (in thousands of dollars)—Continued
the quality of the GNP estimates, to modernize and extend
the U.S. national economic accounts and to implement imIdentification code 1 3 - 0 4 5 0 - 0 - 1 - 3 7 6
1991 est.
1989 actual
1990 est.
provements recommended by the Economic Policy Council
32.0
Land and structures
8
Working Group on Economic Statistics.
41.0
Grants, subsidies, and contributions
2
Analysis of business trends.—This work includes econo2
42.0
Insurance claims and indemnities
metric models of the U.S. economy, a system of business
67
43.0
Interest and dividends
cycle indicators, and analyses of the economic situation.
1,406,382
316,104
99.9
Total obligations
476,030
International economic accounts.—The balance of payments accounts provide a comprehensive and detailed view
Personnel Summary
of economic transactions between the United States and
foreign countries. Work on international investment conTotal number of full-time permanent positions
3,544
4,177
2,448
sists of the preparation, development, and analysis of estiTotal compensable workyears:
mates of U.S. direct investment abroad and foreign direct
Full-time equivalent employment
10,581
54,450
6,690
Full-time equivalent of overtime and holiday hours
investment in the United States. In 1991, increases are
231
129
305
provided to maintain the quality of the balance of payments
estimates and to improve international investment data.
Regional economic accounts.—Regional economic measECONOMIC AND STATISTICAL ANALYSIS
urement consists of the preparation, development, and analysis of economic accounts that show detail by region, State,
Federal Funds
metropolitan area, and county. Work on regional economic
General and special funds:
analysis consists of the preparation of analyses and projecSALARIES A N D EXPENSES
tions of States and local areas.
Analysis of economic trends.—This work consists of the
For necessary expenses, as authorized by law, of economic and
preparation, development, and analysis of econometric
statistical analysis programs of the Department of Commerce,
[$31,150,000] $39,948,000. (15 U.S.C. 171 et seq., 1501 et seq., and
model forecasts and simulations and of a system of leading,
4603a; 22 U.S.C. 286f, 3101-08; Department of Commerce Appropria- coincident, and lagging business cycle indicators and related
tions Act, 1990.)
data that help to depict current and future economic activity.
Program and Financing (in thousands of dollars)
Policy support.—The objective of this activity is to support
Identification code 1 3 - 1 5 0 0 - 0 - 1 - 3 7 6
1989 actual
1990 est.
1991 est.
the Secretary, Under Secretary for Economic Affairs, and
other Government officials in interpreting the state of the
Program by activities:
economy, and on matters relating to economic policy. In 1990,
Direct program:
the Office of Strategic Resources was transferred to the Tech00.01
Economic analysis
24,577
34,260
25,611
00.02
Policy support
nology Administration.
5,269
5,297
5,688
00.03
Productivity, technology, and innovation
2,052
Productivity, technology, and innovation.—In 1990, this ac00.04
Japanese technical literature
376
tivity was transferred to the Technology Administration.
00.91
Total direct program
32,274
Japanese technical literature.—In 1990, this activity was
30,908
39,948
01.01 Reimbursable program
2,001
1,894
2,100
transferred to the Technology Administration.
Reimbursable.—ESA provides economic and statistical data
10.00
Total obligations
34,275
32,802
42,048
and analyses on a reimbursable and advance payment basis to
Financing:
other Federal agencies, individuals, and firms requesting such
Offsetting collections from:
11.00
Federal funds
-1,554
-1,505
-1,705
information. Funds received for these services cover the cost
14.00
Non-Federal sources
-447
-395
-395
of performing this work. ESA is authorized to perform these
25.00 Unobligated balance lapsing
625
services under 31 U.S.C. 1535, 1536 and 15 U.S.C. 1526.
27.00 Reduction pursuant to P.L. 99-177
6
PERIODIC CENSUSES AND PROGRAMS—Continued

39.00

Budget authority

32,899

30,908

32,899

31,150
-242

39,948

Appropriation (adjusted)

32,899

30,908

39,948

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

32,274
3,479
-4,339
-254

30,902
4,339
-3,399

39,948
3,399
-4,394

31,159

31,842

38,953

Object Classification (in thousands of dollars)

39,948

40.00
40.00
43.00

90.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

Outlays

Identification code 1 3 - 1 5 0 0 - 0 - 1 - 3 7 6

Economic analysis.—The objective of this activity is to provide a clear picture of the state of the economy through the
preparation, development, and interpretation of the economic
accounts of the United States. The principal programs are:
National economic accounts.—The national income and
product accounts, summarized by the gross national product
(GNP), provide an up-to-date overall view of national production, its distribution, and its use as shown by the inter-




11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

19,483
606
263

18,941
593
261

22,709
621
348

20,352
2,879
71
8
2,619
770
299
4,473
367
436

19,795
2,738
119
1
2,591
938
625
3,577
314
210

23,678
3,718
141
1
2,967
1,123
591
6,764
435
530

32,274
2,001

30,908
1,894

39,948
2,100

34,275

32,802

42,048

D E P A R T M E N T OF COMMERCE

INTERNATIONAL TRADE

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

INTERNATIONAL TRADE ADMINISTRATION
Federal Funds
431

531

627

480
1

458

537

43
37

67
52

1

1

71
56

REGIONAL DEVELOPMENT PROGRAM
Federal Funds
General and special funds:
REGIONAL DEVELOPMENT PROGRAMS

Program and Financing (in thousands of dollars)
Identification code 1 3 - 2 1 0 0 - 0 - 1 - 4 5 2

10.00

Financing:
Recovery of
Unobligated
Unobligated
Unobligated

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)

17.00
21.40
24.40
25.00

prior year obligations
balance available, start of year...
balance available, end of year
balance lapsing

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

-1
-106
97

-97
97

-440
-97
537

Budget authority..

71.00
72.40
74.40
78.00
90.00

10
70
-35

-1

-440

44

Outlays..

-440

Trust Funds
REGIONAL DEVELOPMENT COMMISSIONS

Program and Financing (in thousands of dollars)
Identification code 1 3 - 8 5 0 9 - 0 - 7 - 4 5 2

10.00

39.00

71.00
72.10
74.10
78.00
90.00

1989 actual

Program by activities:
Total obligations (object class 44.0)..

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year

1990 est.

597
-189
-847
1,036

1991 est.

Outlays..

-609
595
-189
-203

597
-595

OPERATIONS AND ADMINISTRATION

For necessary expenses for international trade activities of the
Department of Commerce provided for by law, and including demonstrating new alternatives to providing services domestically and engaging in trade promotional activities abroad without regard to the
provisions of law set forth in 44 U.S.C. 3702 and 3703; [and implementation of section 406(b) of the U.S.-Canada Free-Trade Agreement
Implementation Act of 1988, notwithstanding section 406(b)3 of said
Act;] full medical coverage for dependent members of immediate
families of employees stationed overseas; travel and transportation of
employees of the United States and Foreign Commercial Service between two points abroad, without regard to 49 U.S.C. 1517; employment of Americans and aliens by contract for services abroad; rental
of space abroad for periods not exceeding ten years, and expenses of
alteration, repair, or improvement; purchase or construction of temporary demountable exhibition structures for use abroad; payment of
tort claims, in the manner authorized in the first paragraph of 28
U.S.C. 2672 when such claims arise in foreign countries; not to exceed
$300,000 for official representation expenses abroad; and purchase of
passenger motor vehicles for official use abroad with special requirement vehicles at not to exceed $30,000 per vehicle; obtain insurance on
official motor vehicles, rent tie lines and teletype equipment;
[$181,296,000,] $189,020,000, to remain available until expended; [of
which $3,000,000 shall be for support costs of a new materials center
in Ames, Iowa;] Provided, That the provisions of the first sentence of
section 105(f) and all of section 108(c) of the Mutual Educational and
Cultural Exchange Act of 1961 (22 U.S.C. 2455(f) and 2458(c)) shall
apply in carrying out these activities; and that for the purpose of this
Act, contributions under the provisions of the Mutual Educational
and Cultural Exchange Act shall include payment for assessments for
services provided as part of these activities: [.Provided further, That
of the funds provided in this Act or any previous Acts for the International Trade Administration Trade Adjustment Assistance Program
including those amounts provided in advance to recipient organizations which remain unexpended or which have been obligated or
reserved for fiscal year 1990 expenses, including close out costs, by
those organizations as of October 1, 1989, not to exceed $10,877,000
shall be available for the Trade Adjustment Assistance Program
during fiscal year 1990.] Notwithstanding any other provision of law,
upon the request of the Secretary of Commerce, the Secretary of
State shall accord the diplomatic title of Minister-Counselor to the
senior Commercial Officer assigned to any United States mission
abroad: Provided further, That the number of Commercial Service
officers accorded such diplomatic title at any time shall not exceed
eight. (15 U.S.C 637(e), 649, 1501 et seq., 1871, 4001 et seq., 4011 et seq.;
19 U.S.C. 81a et seq., 1202nt., 1303, 1671 et seq., 1673 et seq., 1862,
2031, 2155, 2354, 2411 et seq.; 22 U.S.C. 801 et seq., 2451 et seq., 2651 et
seq., 3101 et seq.; 40 U.S.C. 512, 42 U.S.C. 300j; 50 U.S.C. 98-98h, 401 et
seq., 2061 et seq., 2401 et seq.; Public Law 99-64; Department of Commerce Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 3 - 1 2 5 0 - 0 - 1 - 3 7 6

- 2

-1,036
440

General and special funds:

440

-440

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year..
Receivables in excess of obligations, end of year....
Adjustments in unexpired accounts

^ - 5 3 9

440

Program by activities:
Direct program:
Trade development
00.01
00.02
International economic policy
Import administration
00.03
00.04
U.S. and foreign commercial services

1989 actual

1990 est.

1991 est.

49,305
17,416
19,503
83,752

49,000
17,630
21,166
98,273

37,286
17,673
24,421
109,640

00.91

01.01 Reimbursable program

- 2

440

The Regional Development Commissions trust fund is a
depository for Federal and State grants and contributions to
the Commissions for administrative expenses, technical assistance, demonstration projects, and State and regional investment planning. Federal payments to this fund were discontinued in 1981 as part of the termination of the regional development program.



Total direct program

169,976
15,899

186,069
18,122

189,020
17,000

10.00

Total obligations

185,874

204,191

206,020

-2,299
-13,600
- 5,682
-4,001
7,210

-2,995
-15,350

-2,400
-14,600

167,502

178,859

Financing:
Offsetting collections from-.
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177
39.00

Budget authority..

-7,210
223
189,020

A-540

Federa^LI^S—Con^uwJADM1N1STRATI0N

T H E B U D G E T FOR FISCAL Y E A R 1991

— N U(
ET

General and special funds—Continued
OPERATIONS AND ADMINISTRATION—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code

40.00
40.00
43.00

71.00
72.40
74.40
78.00
90.00

13-1250-0-1-376

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

1989 actual

1990 est.

1991 est.

167,502

181,296
-2,437

189,020

167,502

178,859

189,020

169,976
65,534
-51,763
-5,682

185,846
51,763
-70,355

189,020
70,355
-73,975

178,065

167,254

185,400

The activities of the International Trade Administration in
the Department of Commerce are intended to develop the
export potential of U.S. firms in a manner consistent with
national security and foreign and economic policy and to promote an improved trade posture for U.S. industry.
Trade development—The trade development program assesses the competitiveness of various U.S. industries; performs
trade and investment analyses in support of industry programs and trade policy; and conducts export promotion programs directed toward industry sectors. Trade Adjustment
Assistance to firms is proposed for termination in 1991.
In 1991, an increase of 1 position and $130,000 is requested
to integrate the International Economic Data System into the
National Trade Data Bank. Also, a decrease of 5 positions and
$314,000 reflects the projected completion of the General
Agreement on Tariffs and Trade Uruguay Round negotiations
in 1990.
International economic policy.—This program develops regional and multilateral economic policies; provides marketing
services directly and through the Foreign Commercial Service
which assist U.S. businesses in expanding exports; identifies
long range trade and investment problems and develops remedial strategies.
In 1991, an increase of $100,000 is requested to address the
challenges presented by the economic restructuring in Eastern Europe and the Soviet Union. Also, 154,000 is requested to
improve outreach to small and medium-sized firms to take
advantage of increased export opportunities generated by the
12-country European Community becoming a single integrated market.
Finally, a decrease of 10 positions and $541,000 reflects the
projected completion of the General Agreement on Tariffs and
Trade Uruguay Round negotiations in 1990.
Import Administration.—Import
Administration investigates antidumping and countervailing duty cases to ensure
compliance with applicable U.S. statutes and administers certain other statutory programs relating to imports and foreign
trade zones.
In 1991, an increase of 15 positions and $900,000 is requested for Import Administration to support implementation of
provisions of the 1988 Trade Act as they relate to Department
of Commerce administration of the antidumping and countervailing duty laws.
Additionally, in 1991, an increase of 24 positions and
$1,287,000 is requested to enable the timely processing of an
increased antidumping/countervailing duty caseload. An increase of 4 positions and $160,000 is requested for the timely
processing of Foreign Trade Zone applications.
Finally an increase of 6 positions and $484,000 will enable
Import Administration to continue to safeguard the U.S. steel
industry against unfair foreign trade prices either through
negotiating, an international consensus on steel trade prac-




tices and enforcing voluntary restraint agreements or the
processing of unfair trade cases. Also, a decrease of 1 position
and $38,000 reflects the projected completion of the General
Agreement on Tariffs and Trade (GATT) Uruguay Round negotiations in 1990.
U.S. and foreign commercial service.—The U.S. and foreign
commercial service counsels U.S. businesses on exporting
through 48 District Offices in the United States and overseas
offices in 65 countries. The program's goals are to increase the
number of U.S. firms that export and the number of foreign
markets to which they export; to provide export market information; to promote and facilitate participation of U.S. firms
in trade shows; and to encourage and sponsor additional involvement by private, State and local organizations.
Furthermore, in 1991, ITA will continue its counseling services to U.S. businesses through its automated Commercial
Information Management System (CIMS) that will provide
customized and proactive export assistance to U.S. businesses.
ITA will continue to charge fees to businesses who wish to
take advantage of this system. An increase of $850,000 is
requested to adequately fund this system.
An increase of $850,000 is requested for physical security of
overseas staff and 106 positions and $7,912,000 to increase
staff overseas to assist U.S. businesses capitalize on expanded
export opportunities for U.S. companies' goods and services.
Finally an increase of $570,000 is requested to reallocate
existing positions at U.S. and foreign commercial service domestic offices.
Reimbursable program.—This account includes receipts for
services rendered to other Federal agencies and receipts received on a cost recovery basis from private entities for trade
events and export information services.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0
43.0
92.0
99.0
99.0
99.9

1990 est.

1989 actual

13-1250-0-1-376

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1991 est.

Total obligations

91,059
3,678
2,102
100

84,766
15,639
354
5,036
685
10,103
3,527
5,943
2,162
26,202
1,542
1,939
11,797
13
16
251

88,884
16,715
400
6,361
774
10,497
3,670
6,558
2,525
35,556
1,815
1,538
10,736
20
20

96,939
19,663
400
6,571
915
11,086
4,050
6,078
2,604
35,971
1,853
2,500
350
20
20

186,069
18,122

189,020
17,000

185,874

Subtotal, direct obligations
Reimbursable obligations

83,360
3,559
1,865
100

169,976
15,899

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends
Undistributed

79,069
3,849
1,828
20

204,191

206,020

2,021

2,446

2,577

2,190
15

2,303
20

2,422
20

28

28

28

.

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions

EXPORT ADMINISTRATION
Federal Funds

D E P A R T M E N T O F COMMERCE
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..

00.04

28
1

30
2

30
2

Industrial resource administration..

A

KA1

2,057

1,954

2,737

00.91
01.01

Total direct program..
Reimbursable program

40,717
351

43,626
800

44,373
350

10.00

Total obligations-

41,068

44,426

44,723

-351
-273
-2,548
2,210

-800

-350

BUYING POWER MAINTENANCE

This account will offset losses due to exchange rate and
overseas wage and price fluctuations unanticipated in the
budget. Any gains due to fluctuations will be merged with
this account to be available to offset future losses.

14.00
17.00
21.40
24.40

Financing:
Offsetting collections from: Non-federal sources...
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

-2,210
.

39.00

Budget authority..

40,106

41,416

44,373

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

40,106

42,000
-584

44,373

40,106

41,416

44,373

40,717
9,370
-6,530
-273

43,626
6,530
-8,717

44,373
8,717
-8,836

43,284

41,439

44,254

PARTICIPATION IN UNITED STATES EXPOSITIONS

Program and Financing (in thousands of dollars)
Identification code 1 3 - 1 8 0 5 - 0 - 1 - 3 7 6

21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year....

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1990 est.

-26

-26

26

26

1991 est.

-26

26

Budget authority

71.00
72.40
74.40
77.00

1989 actual

43.00

71.00
72.40
74.40
78.00
90.00

405
-388
-19

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays..

388

The activities of the Bureau of Export Administration are
designed to enforce U.S. export trade laws consistent with
national security, foreign policy, and short supply objectives.
90.00
Outlays
-2
388
The program strives to achieve a balance between the interests of U.S. exporters, the U.S. economy and U.S. national
security requirements.
Management and policy coordination.—The management
and policy coordination program controls the development,
EXPORT ADMINISTRATION
analysis, coordination, and consolidation of policy initiatives
Federal Funds
and responses within the Bureau of Export Administration.
A decrease of $642,000 is being proposed to partially offset
General and special funds:
budget increases proposed in other parts of the budget.
OPERATIONS AND ADMINISTRATION
Export administration.— The Export Administration program assures that export activity is consistent with nationFor necessary expenses for export administration and national security activities of the Department of Commerce, including costs assoal security and foreign policy requirements. In 1991, we are
ciated with the performance of export administration field activities
proposing an increase of 10 positions and $410,000 to colloboth domestically and abroad; full medical coverage for dependent
cate field staff in existing Department of Commerce offices
members of immediate families of employees stationed overseas; emin Portland, Oregon and San Jose, California and to open a
ployment of Americans and aliens by contract for services abroad;
new field office in the Boston, Massachusetts/Nashua, New
rental of space abroad for periods not exceeding ten years, and exHampshire area. We are also proposing an increase of 9
penses of alteration, repair, or improvement; payment of tort claims,
positions and $888,000 to address additional responsibilities
in the manner authorized in the first paragraph of 28 U.S.C. 2672
when such claims arise in foreign countries; not to exceed $5,000 for
related to the Commodity Control List, Cocom review and
official representation expenses abroad; awards of compensation to
decontrol issues.
informers under the Export Administration Act of 1979, and as auExport enforcement.—The export enforcement program
thorized by 22 U.S.C. 401(b); purchase of passenger motor vehicles for
detects and prevents the illegal distribution of controlled
official use and motor vehicles for law enforcement use with special
U.S. goods and technical data in violation of the export
requirement vehicles eligible for purchase without regard to any price
administration provisions of the U.S. Code. Responsibilities
limitation otherwise established by law; [$42,000,000] $44,373,000, to
also include enforcement of prohibitions against participatremain available until expended[, of which $1,000,000, including
ing in unsanctioned boycotts against countries friendly to
$775,000 previously appropriated, shall be available for additional
regional export control assistance offices to be located in the Norththe United States.
ern California area, in Portland, Oregon, and in the Boston/Nashua
Industrial resource administration.—Ensures the availarea]: Provided, That the provisions of the first sentence of section
ability of industrial resources for national defense under
105(f) and all of section 108(c) of the Mutual Educational and Cultural
the authority of the Defense Production Act.
Exchange Act of 1961 (22 U.S.C. 2455(f) and 2458(c)) shall apply in
In 1991 an increase of 11 positions and $835,000 is being
carrying out these activities. (15 U.S.C. 1501 et seq.; 19 U.S.C 1339(b),
1862; 22 U.S.C. 401(b); 22 U.S.C. app. 2651 et seq.; 22 U.S.C. 3901 et proposed to meet legislatively mandated requirements relatseq.; 42 U.S.C. 300j; 50 U.S.C. 98-98H, 401 et seq.; app. 2061 et seq.; 50ed to the review of offsets in defense trade, defense Memoranda of Understanding, and direct foreign investments in
U.S.C. app. 2401 et seq.; Export Administration Act of 1979, as amended; Department of Commerce Appropriations Act, 1990.)
U.S. defense-related industries.
Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code 1 3 - 0 3 0 0 - 0 - 1 - 3 7 6

Program by activities:
Direct program:
00.01
Management and policy coordination
00.02
Export administration
00.03
Export enforcement




1989 actual

2,371
20,959
15,330

1990 est.

2,511
23,473
15,688

1991 est.

1,905
24,379
15,352

Identification code 1 3 - 0 3 0 0 - 0 - 1 - 3 7 6

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1989 actual

15,724
742
1,857

1990 est.

17,761
780
991

1991 est.

20,170
780
1,018

A-542

rmm^Sm

i
A MSR T None
O N T AO - nud
I I I Ct

ATM0SPHERIC

General and special funds—Continued
OPERATIONS AND ADMINISTRATION—Continued
Object Classification (in thousands of dollars)—Continued
Identification code 1 3 - 0 3 0 0 - 0 - 1 - 3 7 6

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
99.0
99.0

1989 actual

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1991 est.

19,532
3,311
1,094
101
3,100
374
898
581
11,874
491
2,270

21,968
3,751
1,188
101
3,328
361
910
672
9,385
501
2,208

43,626
800

44,373
350

41,068

44,426

44,723

475

549

594

492
18

Total obligations

18,323
3,139
1,454
22
3,654
75
1,115
555
10,390
446
1,544
40,717
351

Subtotal, direct obligations
Reimbursable obligations

99.9

1990 est.

565

576

4
4

4
4

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensation workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

MINORITY BUSINESS DEVELOPMENT AGENCY
Federal Funds
General and special funds:
MINORITY

BUSINESS

DEVELOPMENT

For necessary expenses of the Department of Commerce in fostering, promoting, and developing minority business enterprise, including expenses of grants, contracts, and other agreements with public
or private organizations, [$39,741,000] $46,161,000, of which
[$25,321,000] $30,319,000 shall remain available until expended: Provided, That not to exceed [$14,420,000] $15,842,000 shall be available
for program management for fiscal year [1990] 1991. (15 U.S.C. 1512;
Department of Commerce Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

13-0201-0-1-376

Program by activities:
Direct program:
00.01
Enterprise development
00.02
Resource development
00.03
Advocacy, research, and information

1989 actual

1990 est.

38,710
3,683
3,768

01.01 Reimbursable program

00.91

Total direct program

39,119
259

44,450
600

46,161
600

10.00

Total obligations

39,377

45,050

46,761

-259
-1,613
-2,609
4,709
99

-600

-600

-4,709

39,705

39,741

46,161

39,119
25,573
-22,199
-1,276
-1,613

44,450
22,199
-27,330

46,161
27,330
-25,244

39,604

39,319

48,247

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
90.00

Outlays




Enterprise Development.—Within this activity is MBDA's
primary service delivery system—the Minority Business Development Centers (MBDC). The MBDC component is designed to coordinate, within approximately 90 Metropolitan
Statistical Areas (MSA's), all resources available for business
assistance to minorities, and to provide client firms with
direct management and technical assistance. Increases are
provided to improve the quality of services provided by the
Minority Business Development Centers, fund an additional
three Indian Business Development Centers and implement a
rural services program.
Resource Development.—MBDA's private sector component
assists minority firms in taking advantage of expanded
market, capital, and management opportunities available
through private corporations. Trade associations provide support to minority firms by facilitating access to information
and services. Another component of the Resource Development activity is the public sector program. The Public Sector
program coordinates all Federal activities regarding procurement and other goals for minority business assistance and
works with local Minority Business Opportunity Committees.
Increases are provided to develop a strong public/private partnership with Corporate America as well as other private and
public entities and reestablish its State and local programs.
Advocacy, Research, and Information.—Within this activity,
MBDA provides advocacy efforts, a research program, and
information systems for formulating policy decisions and for
reducing information barriers to improve the participation
rate of minority-owned businesses in the U.S. economy. Increases are provided to establish a policy function within the
agency and enhance research activities; increase advocacy activities and provide on-line business information to the Business Development Centers.
Object Classification (in thousands of dollars)

36,331
5,485
2,634

40.00

In its leadership role of developing private market opportunities and coordinating Federal minority business development programs, the Minority Business Development Agency
(MBDA) assists minority citizens in becoming involved in
American business. In 1991, MBDA's goals are designed to
increase opportunities and encourage the creation and expansion of competitive minority businesses. MBDA will support
greater business participation rates through cooperation with
other Federal, State and local governments and private sector
organizations in support of minority business development.

1991 est.

33,809
3,018
2,292

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

T H E B U D G E T FOR FISCAL Y E A R 1991

Identification code

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

13-0201-0-1-376

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

7,379
327
283

7,562
277
120

8,280
292
131

7,989
1,104
331
27
1,360
366
261
4,400
75
458
22,747

7,959
1,274
370
40
1,440
429
203
4,924
75
75
27,661

8,703
1,514
500
40
1,551
364
245
5,565
80
88
27,511

39,119
259

44,450
600

46,161
600

39,377

45,050

46,761

NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION
Federal Funds

D E P A R T M E N T O F COMMERCE

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

188

216

224

205
1

207
1

213
1

export earnings through trade and tourism and to facilitate
the entry of medium and small American travel businesses
into the international market.
Executive direction.—These activities include policy guidance, executive management, and administrative support in
the areas of fiscal planning, program implementation, management and evaluation.
Object Classification (in thousands of dollars)

UNITED STATES TRAVEL AND TOURISM
ADMINISTRATION

Identification code 1 3 - 0 7 0 0 - 0 - 1 - 3 7 6

Federal Funds
General and special funds:

11.1
11.3
11.5

SALARIES AND EXPENSES

For necessary expenses of the United States Travel and Tourism
11.9
Administration including travel and tourism promotional activities
12.1
abroad for travel to the United States and its possessions without
13.0
regard to [the provisions of law set forth in] 44 U.S.C. 3702 and
21.0
3703; and including employment of American citizens and aliens by
22.0
contract for services abroad; rental of space abroad for periods not
23.1
exceeding five years, and expenses of alteration, repair, or improve23.2
ment; purchase or construction of temporary demountable exhibition
23.3
24.0
structures for use abroad; advance of funds under contracts abroad;
25.0
payment of tort claims in the manner authorized in the first para26.0
graph of 28 U.S.C. 2672, when such claims arise in foreign countries;
31.0
and not to exceed $12,000 for representation expenses abroad;
41.0
[$14,300,000] $14,362,000. (22 U.S.C. 2121-2127; Department of Commerce Appropriations Act, 1990.)
99.0
99.0

Program and Financing (in thousands of dollars)

99.9
Identification code 1 3 - 0 7 0 0 - 0 - 1 - 3 7 6

1989 actual

1990 est.

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

4,273
30
46

3,671
1,003
2
350
58
333
985
690
879
5,586
147
42
39

4,115
1,135

4,349
1,257

415
56
331
930
650
424
5,497
129
400
40

427
58
346
977
664
452
5,587
136
68
41

14,122
1,480

14,362
1,500

14,974

Subtotal, direct obligations
Reimbursable obligations

4,039
30
46

13,785
1,189

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

3,606
38
27

15,602

15,862

85
81

91
91

91
91

1991 est.

Personnel Summary

Program by activities:
Direct program:
00.01
Tourism export development
00.02
Executive direction

12,077
1,708

12,201
1,921

12,300
2,062

00.91
01.01

Total direct program
Reimbursable program

13,785
1,189

14,122
1,480

14,362
1,500

10.00

Total obligations

14,974

15,602

15,862

-50
-1,139
15

-50
-1,450

-50
-1,450

Financing:
Offsetting collections from-.
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

Budget authority

43.00

Appropriation (adjusted)

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00

20
13,800

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

.

14,122

.

QL3

The following table displays the level of direct obligations
for all National Oceanic and Atmospheric Administration programs, the details of which are in the following budget schedules.
[In thousands of dollars]
1989 actual

13,800

14,300
-178

14,362

13,800

14,122

14,362

13,785
2,124
-3,567
_31

14,102
3,567
-4,595

14,362
4,595
-4,647

13,074

14,310

The FY 1991 budget proposes to fund USTTA from direct
appropriations. However, the Administration will repropose a
Travel Promotion Fee to be assessed on airlines and cruise
ship carriers for transportation of passengers to the United
States. The fee proposal reflects the Administration's attempt
to recover the costs of USTTA's programs from those who
benefit from USTTA's activities. The fee will offset Department of Commerce operations. The activities to be supported
fall into two broad categories:
International tourism trade development.—These activities include planning, developing and executing tourism
export promotion programs designed to stimulate U.S.


250-298 O
http://fraser.stlouisfed.org/ - 1 9 9 0 - 2 8
Federal Reserve Bank of St. Louis

NATIONAL OCEANIC AND ATMOSPHERIC
ADMINISTRATION

14,362

12,312

Outlays

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Total obligations,

1990 est.

1991 est.

1,267,203
95

1,357,922

1,346,483

8,241
3,421
860
718
1,711
7,378
28,717

11,511
4,732
1,087
734
2,594
21,317
29,583

47

1,318,344

Operations, research, and facilities
Construction
Promote and develop fishery products and research pertaining to
American fisheries
Fisheries promotional fund
Fishing vessel and gear damage compensation fund
Fishermen's contingency fund
Foreign fishing observer fund
Federal ship financing fund
Aviation weather services program
Marine waterways trust fund

1,429,480

1,202
1,000
1,997
11,950
34,521
45,481
1,442,681

Federal Funds
General and special funds:
OPERATIONS, RESEARCH, AND FACILITIES
(INCLUDING TRANSFER OF FUNDS)

For necessary expenses of activities authorized by law for the National Oceanic and Atmospheric Administration, including acquisition, maintenance, operation, and hire of aircraft; 439 commissioned
officers on the active list; as authorized by 31 U.S.C. 1343 and 31
U.S.C. 1344; construction of facilities, including initial equipment as
authorized by 33 U.S.C. 883i; and alteration, modernization, and relo-

A-544

KEStaSSM0

A™°SPHERIC ADMINISTRATI0N^°"TIMED

T H E BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued

43.00

OPERATIONS, RESEARCH, AND FACILITIES—Continued
(INCLUDING TRANSFER OP FUNDS)—Continued

cation of facilities as authorized by 31 U.S.C. 883i; [$1,214,607,000]
$1,316,06^,000 to remain available until expended [, of which
$1,500,000 shall be available for construction and renovation of facilities at the Stuttgart Fish Farming Experimental Station, Stuttgart,
Arkansas; and of which $550,000 shall be available for operational
expenses at the Stuttgart Fish Farming Experimental Station, Stuttgart, Arkansas; and of which $377,000 shall be available only for a
semi-tropical research facility located at Key Largo, Florida]; and in
addition, [$30,000,000] $34,521,000 shall be derived from the Airport
and Airways Trust Fund as authorized by 49 U.S.C. 2205(d); and in
addition, [$55,000,000] $61,900,000 shall be derived by transfer from
the fund entitled "Promote and Develop Fishery Products and Research Pertaining to American Fisheries": and in addition,
[$4,500,000] $8,000,000 shall be derived by transfer from the Coastal
Energy Impact Fund: [Provided, That grants to States pursuant to
section 306 and 306(a) of the Coastal Zone Management Act, as
amended, shall not exceed $2,000,000 and shall not be less than
$450,000: Provided further, That in addition to the sums appropriated
elsewhere in this paragraph, not to exceed $500,000 shall be available
from the receipts deposited in the fund entitled "Promote and Develop Fishery Products and Research Pertaining to American Fisheries"
for grant management and related activities:] Provided further, That
for fiscal year [1990] 1991^and hereafter funds appropriated under

71.00
72.40
74.40
78.00
90.00

Appropriation (adjusted)

1,285,652

1,357,762
883,928
-917,344
-6,000

1,391,964
917,344
-898,811
-6,000

1,153,642

Outlays

1,385,964

1,267,203
778,121
-883,928
-7,755

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1,274,107

1,318,346

1,404,497

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
1989 actual

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1990 est

1991 est.

1,285,652
1,153,642

1,274,107
1,318,346

1,385,964
1,404,497
-45,481
-45,481

1,285,652
1,153,642

1,274,107
1,318,346

1,340,483
1,359,016

National Ocean Service.—The National Ocean Service provides for the management of ocean and coastal resources,
particularly in the 200-mile Exclusive Economic Zone; improvements in the quality, quantity, geographic distribution
a n d timeliness of ocean observations; the conservation, ration-

a s a m i T i ^ S ;
I l l t f l g m T w
f1
of theNation'scoastal regions; p r o duc330e, 1514, 1517, 2904, 2905, 2906, 2908, 4211, 4278; 16 U.S.C. 661 et J 1 0 n o f aeronautical and nautical charts; and geodetic surveys.
seq.; 30 U.S.C. 1412, 1419, 1424, 1428, 1469, 1470; 33 U.S.C. 706 et seq., Increases are proposed to continue the integrated NO AA pro1441 1442, 1443, 1444, 1703, 1704, 1705, 1709; 37 U.S.C. 101 et seq.; 42 gram in coastal ocean science which will continue to improve
U.S.C. 1891, 7453, 7454, 8902, 8903, 8904, 8905; 43 U.S.C. 1347e; 49 the monitoring, prediction, and understanding of the environU.S.C. 1153; Department of Commerce Appropriations Act, 1990; addi- mental degradation of the coastal oceans, for marine sanctutional authorizing legislation to he proposed for $166,797,000.)
aries, and for ocean services. Other program changes involve
decreases for multipurpose cadastre surveys, the wetlands
Program and Financing (in thousands of dollars)
demonstration project, and the Tampa Bay mapping project.
Identification code 1 3 - 1 4 5 0 - 0 - 1 - 3 0 6

1989 actual

1990 est

—
Program by activities:
Direct program:
00.01
National Ocean Service
00.02
National Marine Fisheries Service
00.03
Oceanic and Atmospheric Research
00.04
National Weather Service
00.05
National Environmental Satellite, Data, and Information Service
00.06
Program support
00.91
01.01
01.02
01.03
01.04
01.05
01.06

Total direct program
Reimbursable program.National Ocean Service
National Marine Fisheries Service
Oceanic and Atmospheric Research
National Weather Service
National Environmental Satellite, Data, and Information Service
Program support

01.91

Total reimbursable program

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177
39.00

40.00
42.00
42.22

Budget authority
Budget authority:
Appropriation
Transferred from other accounts
Transferred from other accounts (unobligated balance)




121,070
161,790
156,933
316,401

140,600
13 18
7 4
445 278

383,583
127,426

264,534

1,267,203

1,357,922
'

49,286
17,448
18,933
67,640
14,997
17,034
185,338
1,452,541

-142,162
-28,717
-14,459
-7,755
-45,111
-6,500
77,815

137,026

1 417
9
2^1
459
177,247
15311
:—
310,346
7668268

-263 399
-30,000
-17,107
-6,000
~ 77,815

1,285,652

10
6
T274107
' '

1,240,052
45,600

1,214,607
55 0 0 0

'

Legislation will be proposed to augment the Harbor Maintenance Trust Fund. Certain monies from the fund will be used
to support marine-related programs.
National Marine Fisheries Service.—These programs pro139,546 vide for the management and conservation of the Nation's
1 9 501
9
marine resources and their environment, including
470 023 marine mammals and endangered species. Increases are proposed in certain areas to meet statutory requirements and
280,430 marine resource conservation and management objectives.
149,306
Consistent with NOAA priorities, decreases are proposed in
1,391,964 those areas not essential to meeting conservation and man'
agement objectives in fiscal year 1991.
Oceanic and atmospheric research.—These programs pro1 327 vide: ^ e understanding and technique development necessary
9
1^1
7 6 5 to improve NOAA services (weather warnings and forecasts,
172,244 solar-terrestrial services, climate predictions, and marine
services); and the understanding of environmental systems
14485 necessary for national policy formulation (e.g., acid rain) and
:—
the enhanced use of ocean resources (e.g., fisheries, minerals).
295,424 A proposed increase for an integrated NOAA program in
1 687388
Earth System Science will continue NOAA's coordinated approach to conducting research to improve predictions of global
climate change initiated in 1989. The NOAA program is part
coor dinated government-wide, Global Change program.
-245 5 8
8
-34^521 An increase is proposed for research, forecasting and monitor-15,315
ing of solar cycle activity. Other program changes principally
-6,000 involve decreases in research activities which primarily support State, regional or private sector interests.
National Weather Service.—These programs provide timely
and accurate meteorologic, hydrologic, and oceanographic
1385964 warnings, forecasts, and planning information to ensure the
' '
safety of the population, mitigate property losses, and improve the economic efficiency of the Nation. Additional fund1,316,064 ing is proposed for acquisition of Doppler weather radars, the
61,900 automated surface observing system (ASOS), and an informa'
tion processing and distribution system. These acquisitions
1991 est

DEPARTMENT OF COMMERCE

NAT,0NAL 0 C E A N , C A N D

are part of a comprehensive program to modernize the National Weather Service. This modernization effort will enable
the National Weather Service to provide improved weather
forecasts and severe weather warnings through a nationwide
network of 115 enhanced Weather Forecast Offices by 1995.
Specialized weather services which can be conducted by the
private sector will be reduced or eliminated. Proposed decreases in 1991 reflect improved efficiency in field office operations. In addition, legislation will be proposed to provide for
the collection of modest receipts from the beneficiaries of
National Weather Service products and services.
National Environmental Satellite, Data, and Information
Service.—These programs provide for the: operation of environmental polar-orbiting and geostationary satellites; subsidy
of a commercially operated Landsat system; and global environmental data and information products and services to
users in commerce, industry, agriculture, science and engineering, the general public and Federal, State and local agencies. 1991 funding will support procurement of replacement
satellites for the polar-orbiting and geostationary systems.
The Administration is committed to operating the Landsat
4 and 5 satellites as long as they function and completing the
development and launch of Landsat 6. For 1991, funding is
requested to cover the launch of Landsat 6. No funds are
proposed for operation of Landsat 6 because these costs will
be covered by the contractor, the Earth Observation Satellite
Company. No funding is requested for the Landsat 4 and 5
system because the satellites are expected to cease operating
in 1990.
The Administration is considering options for continuing
Landsat-type data after Landsat 6. No funds are required in
1991 for additional satellites, consistent with the expected
lifetime of Landsat 6. The National Space Council will conduct a review of the management and configuration of a
follow-on system. The Administration will report to Congress
on the outcome of this study expeditiously.
Program support.—These programs provide for overall
NOAA management, NOAA's share of the Regional Administrative Support Centers, and the operational and logistics support of ships, marine centers, and aircraft to support NOAA
missions. An increase is proposed to continue the consolidation of selected NOAA facilities in the Washington, D.C. Metropolitan area in Silver Spring, MD, to initiate the replacement of navigation systems on NOAA's two WP-30 hurricane
reconnaissance aircraft, to support a NOAA-wide program for
facilities maintenance, to increase aircraft maintenance and
flight hours, to increase the NOAA fleet days at sea, and to
begin a program of fleet rehabilitation and modernization.
Object Classification (in thousands of dollars)
Identification code 1 3 - 1 4 5 0 - 0 - 1 - 3 0 6

1989 actual

1990 est.

1991 est.

360,017
17,405
19,659

369,671
17,861
21,100

385,149
18,707
21,177

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0

397,081
67,656
7,802
16,411
6,527
23,755
12,370
38,694
4,918
465,541
41,572
30,453
3,467
150,803
93
46

408,632
74,612
6,111
17,027
6,333
23,877
12,327
51,770
6,014
520,990
44,989
27,584
1,253
156,391
11
1

425,033
78,025
6,162
17,331
7,082
26,403
11,814
57,669
6,712
485,798
50,376
80,870
13,502
125,175
11
1




32.0

A-545

nimm^M

Land and structures

1,357,922
310,346

1,391,964
295,424

1,452,541

Subtotal, direct obligations
Reimbursable obligations

1,668,268

1,687,388

10,054

10,034

9,949

10,722
382

10,696
382

10,596
382

1,375

1,355

1,355

1,741
35

1,721
35

1,721
35

1,267,189
185,338

ALLOCATION TO ARMY CORPS OF ENGINEERS:
14

99.0

Subtotal, obligations, Army Corp of Engineers

99.9

Total obligations

14

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
Environmental Protection Agency: "Salaries and Expenses."
Environmental Protection Agency: "Hazardous Substance Superfund".
OPERATIONS, RESEARCH, AND FACILITIES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 1 3 - 1 4 5 0 - 2 - 1 - 3 0 6

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
National Ocean Services
00.04
National Weather Service
00.06
Program support

-20,521
-5,301
-19,659

00.91

-45,481

01.01
01.04
01.06

Total direct program
Reimbursable program:
National Ocean Services
National Weather Service
Program support

01.91

20,521
5,301
19,659
45,481

Total reimbursable program

10.00

Total obligations

13.00
40.00

71.00

Direct obligations:
Personnel compensation:
11.1
Full-time permanent
11.3
Other than full-time permanent
11.5
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

99.0
99.0

ATMOSPHERIC

90.00

Financing:
Offsetting collections from: Trust funds

-45,481
-45,481

Budget authority (appropriation)..
Relation of obligations to outlays-.
Obligations incurred, net

-45,481
-45,481

Outlays

Legislation will be proposed to augment the Harbor Maintenance Trust Fund. Funds are proposed to be appropriated
from the Harbor Maintenance Trust Fund to the Marine Waterways Trust Fund and then transferred to this account to
support various marine-related programs currently funded by
direct appropriations in the Operations, Research and Facilities account. These programs include marine weather, coastal
mapping and charting, and tides and circulation studies.
Object Classification (in thousands of dollars)
Identification code 1 3 - 1 4 5 0 - 2 - 1 - 3 0 6

11.1
11.3
11.5
11.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanentOther personnel compensation....
Total personnel compensation..

1989 actual

1990 est.

1991 est.

-26,208
-1,045
-3,560
-30,813

NATIONAL OCEANIC
A-546 TMrSS^lS^ AND ATMOSPHERIC ADMINISTRATION—Continued
Federal Funds—Continued

T H E B U D G E T F O R F I S C A L Y E A R 1991

General and special funds—Continued

04.10

Not available for appropriation (unrealized discounts).

OPERATIONS RESEARCH, AND FACILITIES—Continued

Identification code 1 3 - 1 4 5 0 - 2 - 1 - 3 0 6

12.1
21.0
22.0
23.1
23.3
24.0
25.0

1989 actual

31.0
99.0
99.0

1990 est

Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous
Printing and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations..
Reimbursable obligations

26.0

Unappropriated balance, end of year:
Treasury balance
U.S. securities: Unrealized discount

07.00
07.02

Object Classification (in thousands of dollars)—Continued

258

479

820
-479

1,235
-469

1991 est.

-4,373
-750
-154
-587
-277
-20

-4,411
-2,044
-2,052
-45,481
45,481

Program and Financing (in thousands of dollars)
Identification code 1 3 - 5 1 2 4 - 0 - 2 - 3 7 6

9 actual

10.00

Program by activities:
Total obligations

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

1990 est.

3,421

4,732

-3,153
2,732

1991 est.

-2,732

Budget authority

3,000

2,000

42.00

99.9

39.00

Budget authority:
Transferred from other accounts

3,000

2,000

43.00

Appropriation (adjusted)

3,000

2,000

3,421
84
-2,827

4,732
2,827
-2,125

2,125

678

5,434

2,125

Total obligations..

Personnel Summary
Direct program:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

-752
-752

Reimbursable program:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

71.00
72.40
74.40

752
752

90.00

CONSTRUCTION

Program and Financing (in thousands of dollars)
Identification code 1 3 - 1 4 5 2 - 0 - 1 - 3 0 6

10.00

Program by activities:
Total obligations (object class 25.0)

1989 actual

1990 est.

1991 est.

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

The Fish and Seafood Promotion Act of 1986 (Title II of
Public Law 99-659) provided for the establishment of the
National Seafood Promotional Council and the Fisheries Promotional Fund (FPF) to carry out the provisions of the Act.
The Fish and Seafood Promotion Act of 1986 expires September 30, 1990. Reauthorization is not proposed, and any activity
will be limited to the administration of unobligated balances
and contract monitoring from previous years' appropriations.

95
Object Classification (in thousands of dollars)

Financing:
21.40
39.00

Unobligated balance available, start of year..

-95

Identification code 1 3 - 5 1 2 4 - 0 - 2 - 3 7 6

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

Outlays..,

95
75
-91
79

This account provides for the planning and construction of
ship, administrative, and research facilities at Sand Point,
Seattle, W A . Funding to construct additional facilities was
received in 1979 and was completed in 1989.

[FISHERIES PROMOTIONAL

11.1
12.1
21.0
22.0
23.1
24.0
25.0
26.0
31.0
99.9

02.02
02.99
03.10
•
04.00

Unappropriated balance, start of year:
Treasury balance
U.S. securities: Unrealized discount..
Interest income..,
Total receipts
Transferred to general fund receipts..
Total:
Available for appropriation




1989 actual

1990 est.

820

121
258

-479

220

142
23
117
5
25
6
4,407
3
4

179
21
117
4

2

69
3,017
4

4,732

3,421

Total obligations..

1991 est.

220

1991 est.

425

1,235
-469

-766
766

PROMOTE AND DEVELOP FISHERY PRODUCTS AND RESEARCH
PERTAINING TO AMERICAN FISHERIES

Program and Financing (in thousands of dollars)

425

341

Personnel compensation: Full-time permanent..
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

FUND]

Amounts Available for Appropriation (in thousands of dollars)
Identification code 1 3 - 5 1 2 4 - 0 - 2 - 3 7 6

1989 actual

Personnel Summary

[Of the funds deposited in the Fisheries Promotional Fund pursuant to section 209 of the Fish and Seafood Promotion Act of 1986,
$2,000,000, to remain available until expended, shall be made available as authorized by said Act.] (15 U.S.C. 713c-3(b); Department of
Commerce Appropriations Act, 1990.)

01.00
01.02

Outlays

Identification code 1 3 - 5 1 3 9 - 0 - 2 - 3 7 6

10.00

Program by activities:
Total obligations

17.00
21.40
24.40

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority

1989 actual

1990 est.

8,241

11,511

-161
-9,614
6,623

-6,623
47

5,088

4,935

1991 est.

-47

DEPARTMENT OF COMMERCE

Budget authority:
Current:
41.00
Transferred to other accounts
43.00
62.00
63.00

NAT,0NAL 0 C E A N , C A N D

Program and Financing (in thousands of dollars)
...

Appropriation (adjusted) (special fund)
Permanent:
Transferred from other accounts
Appropriation (adjusted) (indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

Outlays...

-48,600

-57,000

-61,900

-48,600

-57,000

-61,900

53,688

61,935

61,900

53,688

61,935

61,900

8,241
7,288
-9,215
-161

11,511
9,215
-8,249

47
8,249
-1,774

6,153

.
12,477

6,522

Object Classification (in thousands of dollars)

11.1
12.1
21.0
23.3
24.0
25.0
26.0
41.0
99.9

13-5139-0-2-376

9 actual

Personnel compensation: Full-time permanent..
Civilian personnel benefits..
Travel and transportation of persons
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Grants, subsidies, and contributions

1991 est.

1990 est

378
45
10
12

13-5119-0-2-376

7,868

1989 actual

Program by activities:
Total obligations

40.00

71.00
72.90
74.90
90.00

1991 est.

1990 est.

860

1,087

-947
87

Financing:
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

-87

1,202

1,000

1,202

860
25
-17

1,087
17

1,202

869

1,104

1,202

Budget authority (appropriation) (special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

Object Classification (in thousands of dollars)
1!)89 actual

Identification code 1 3 - 5 1 1 9 - 0 - 2 - 3 7 6

11.1
12.1
21.0
23.3
25.0
26.0
31.0
42.0
99.9

1991 est.

1990 est.

86
12
1
7
7
2
12
733

94
15
1
7
7
2
12
1,064

1,087

1,202

3
3

Total obligations

90
14
1
7
7
2
12
954

860

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

2

371

3
3

3
3

Personnel Summary

3
3
11,058

8,241

Total obligations..

Identification code

10.00

An amount equal to 30 percent of the gross receipts from
customs duties on imported fishery products is transferred to
the Department of Commerce annually.
In 1991, all funds in this account are proposed to be transferred to offset the cost of marine fishery resource programs
in the Operations, research, and facilities account.

Identification code

A-547

ATMOSPHERIC

11,511

2

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Personnel Summary

FISHERMEN'S CONTINGENCY

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

0
0

11
11

0
0

FUND

For carrying out the provisions of title IV of Public Law 95-372, not
to exceed [$736,000] $1,000,000, to be derived from receipts collected
pursuant to that Act, to remain available until expended. (43 U.S.C.
1842-43; Department of Commerce Appropriations Act, 1990.)
Amounts Available for Appropriation

FISHING VESSEL A N D G E A R D A M A G E

FUND
Identification code

13-5120-0-2-376

For carrying out the provisions of section 3 of Public Law 95-376,
not to exceed [$1,000,000] $1,202,000, to be derived from receipts
Unappropriated balance, start of year-.
collected pursuant to 22 U.S.C. 1980(b) and 1980(f), to remain availTreasury balance
01.00
able until expended. (22 U.S.C. 1980(b), 1980(f); Department of ComU.S. securities:
merce Appropriations Act, 1990.)
01.01
Par value
01.02

Amounts Available for Appropriation
Identification code

01.00
01.01
01.02
02.01
02.02
02.99
04.00
04.10
05.00

07.00
07.01
07.02

13-5119-0-2-376

Unappropriated balance, start of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount
Dri i.
oano
neceipis:
Miscellaneous collections
Interest income
Total receipts
Total:
Available for appropriation
Not available for appropriation (unrealized discounts)
Appropriation
Unappropriated balance, end of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount




1989 actual

1990 est.

1991 est.

02.01
02.02
02.99

336

305

176

6,500
-18

7,480
-482

7,039
-462

04.00
04.10
05.00
06.20

21
470

50
400

50
400

07.00

491

450

450

07.01
07.02

7,303
18

7,753
482
-1,000

176

151

7,480
-482

7,039
-462

6,302
-452

Total receipts
Total:
Available for appropriation
Not available for appropriation (unrealized discount)...

7,203
462
-1,202

305

Unrealized discount
Receipts:
Fees and Recoveries
Interest income

1989 actual

152

16

8

2,140
-31

1,865
-126

1,321
-118

70
143

70
122

70
78

213

192

148

2,474
31
-719

1,947
126
-736
2

1,359
118
-1,000

16

8

2

1,865
-126

1,321
-118

467
-110

Reduction pursuant to P.L 99-177
Unappropriated balance, end of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount

1991 est.

1990 est.

Program and Financing (in thousands of dollars)
Identification code

10.00

13-5120-0-2-376

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year

1989 actual

1990 est.

718

734

-7

-8

1991 est.

1,000
-8

A-548

~L0«0i52!,«»rATM0SPHERIC ADMINISTRATION-ContlMed

the budget for fiscal year 1 9
91

General and special funds—Continued

Program and Financing (in thousands of dollars)

FISHERMEN'S CONTINGENCY FUND—Continued

Identification code

Program and Financing (in thousands of dollars)—Continued
Identification code 1 3 - 5 1 2 0 - 0 - 2 - 3 7 6

24.40

Unobligated balance available, end of year

10.00

1991 est.

8

8

8

734

1,000

719

736
-2

Appropriation (adjusted)

1,000

719
718
1
-2

734
2
-28

1,000
28
-41

90.00

718

708

987

Outlays

71.00
72.40
74.40
90.00

This program provides compensation to commercial fishermen for damages to or loss of fishing gear, including loss of
profits, related to oil and gas exploration, development, and
production on the Outer Continental Shelf.
Object Classification (in thousands of dollars)
Identification code 1 3 - 5 1 2 0 - 0 - 2 - 3 7 6

11.1
12.1
21.0
42.0
99.9

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Insurance claims and indemnities

1990 est.

1991 est.

44
5
2
667

47
5
2
946

718

Total obligations

44
4
2
684
734

1,997

1,986
-23

1,997

1,963

1,997

2,594
745
-102

1,997
102
-78

1,259

3,237

2,021

This fund is financed through collections from foreign
vessel owners who fish within the U.S. Fishery Conservation
Zone. Collections to the fund are used by the Secretary of
Commerce to pay the salaries of observers and program support personnel, and the costs of data management and analysis of the observer program. The observers collect scientific
information on the foreign catch, and monitor compliance
with the provisions of the Magnuson Fishery Conservation
and Management Act (MFCMA) of 1976.

1,000

Object Classification (in thousands of dollars)
Identification code 1 3 - 5 1 2 2 - 0 - 2 - 3 7 6

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1
2

F O R E I G N F I S H I N G OBSERVER

1,997

1,711
293
-745

Outlays

1,963

1,642

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

-631

1,642

Appropriation (adjusted)..

2,594

1.642

t authority:
Appropriation
Reduction pursuant to P.L. 99-177..

43.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

1991 est.

-700
631

Budget authority..

40.00
40.00

1990 est.

1,711

Financing:
21.40 Unobligated balance, start of year..
24.40 Unobligated balance, end of year....

1,000

734

Program by activities:
Total obligations

39.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

43.00

1990 est.

719

Budget authority

39.00
40.00
40.00

1989 actual

1989 actual

13-5122-0-2-376

1
2

1
2

FUND

11.1
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

575
92
13
4
1
65
6
911
35
9

20
2
65
10
1,606
40
10

20
25
4
1,035
34
4

2,594

1,997

5

15

15

18
1

Full-time equivalent of overtime and holiday hours

755
120

1,711

For expenses necessary to carry out the provisions of the Atlantic
Tunas Convention Act of 1975, as amended (Public Law 96-339), the
99.9
Total obligations
Magnuson Fishery Conservation and Management Act of 1976, as
amended (Public Law 94-265), and the American Fisheries Promotion
Act (Public Law 96-561), there are appropriated from the fees imPersonnel Summary
posed under the foreign fishery observer program authorized by these
Acts, not to exceed [$1,986,000] $1,997,000, to remain available until Total number of full-time permanent positions
Total compensable workyears:
expended. (16 U.S.C. 1821>(b)(10), 1827; Department of Commerce ApproFull-time equivalent employment
priations Act, 1990.)

725
116

36
1

36
1

Amounts Available for Appropriation
Identification code 1 3 - 5 1 2 2 - 0 - 2 - 3 7 6

01.00
01.01
01.02
02.01
02.02
02.99
04.00
04.10
05.00
07.00
07.01
07.02

Unappropriated balance, start of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount
Receipts:
Fishing fees
Interest income
Total receipts
Total:
Available for appropriation
Not available for appropriation (unrealized discount)...
Appropriation
Unappropriated balance, end of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount




1989 actual

1990 est.

1991 est.
FISHERIES L O A N

621

620

1,675
-46

509
-68

1,388
-60

330
123

2,300
50

2,300
50

453

2,350

2,350

2,703
46
-1,642

3,411
68
-1,963

3,678
60
-1,997

Program and Financing (in thousands of dollars)
Identification code 1 3 - 5 1 2 3 - 0 - 2 - 3 7 6

71.00
72.10
74.10
90.00

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year

1,388
-60

1,629
-52

1989 actual

1990 est.

-169
165

1991 est.

-165

-4

Outlays

-165

Status of Direct Loans (in thousands of dollars)
Identification code

620
509
-68

FUND

1210
1251

13-5123-0-2-376

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments

1989 actual

9,381
-815

1990 est.

8,234
-1,000

1991 est.

7,234
-1,000

nat,0nal

DEPARTMENT OF COMMERCE

1264

Adjustments: Other adjustments, n e t 1

1290

Outstanding, end of year

1

-332
7,234

8,234

6,234

Adjustment for writeoffs.

The Fisheries Loan Fund expired on September 30, 1986.
Since 1988, the loan portfolio has been administered under
the Operation, research and facilities appropriation, and the
receipts from foreign fishing fees are deposited in the General
Fund of the Treasury. The loan portfolio will be administered
by the Grants and Loan Administration under the Office of
the Secretary in 1991.

Liabilities:
Liabilities: Accounts

and atm0spheric

A-549

""tetcklfts

(grants)

Government equity:
Unexpended balance:
Unobligated balance..
Undelivered orders
Invested capital
Total Government equity..

5,317
4,281
87,308

6,015
1,603
88,379

6,142
1,603
86,219

6,142
1,603
84,059

96,906

95,997

93,964

91,804

FEDERAL SHIP FINANCING FUND, FISHING VESSELS

During fiscal year 1991, no new commitments to guarantee loans
will be made.
Public enterprise funds:

Program and Financing (in thousands of dollars)

COASTAL ENERGY IMPACT F U N D
1989 actual

Identification code 1 3 - 4 4 1 7 - 0 - 3 - 3 7 6

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
Identification code 1 3 - 4 3 1 5 - 0 - 3 - 4 5 2

1989 actual

Financing:
Offsetting collections from: Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year: Fund balance
22.90 Unobligated balance transferred, net: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Reduction pursuant to P.L. 99-177
14.00
17.00
21.90

39.00

41.22
43.00

71.00
72.10
74.10
78.00
90.00

1990 est.

1991 est.

-8,000

-7,146
-52

-4,700

-5,317
6,500
6,015

-6,015

-6,142

6,142

6^142

73

-4,500

Budget authority ..
Budget authority:
Transferred to other accounts (unobligated balance).

-8,000

-4,500

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year..
Receivables in excess of obligations, end of year....
Adjustments in unexpired accounts
Outlays-

-8,000

-4,700
-4,930
5,742

-8,000
-5,742
12,342

67.10

-3,888

-1,400

71.00
72.10
72.90
74.10
74.90
78.00

.

1989 actual

1990 est.

1991 est.

90.00

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments

87,308
2,500
-1,429

-2,160

-2,160

86,219

84,059

Repayments to the fund are transferred to the "Operations,
research, and facilities" appropriation.
Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss ( - )
Revenue
Expense

1990 est.

5,496
-125

2,538

5,371

Net operating income or loss ( - ) . .

2,538

1991 est.

2,538

21,317

11,950

-6,048
-7

-7,420

-6,550

-322

316

-5,375
374

-4,625
310

-316
4 fi?f>
— 310
102

Reduction pursuant to P.L. 99-177

Authority to borrow (substantive law) (P.L.
92-507)
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year..
Obligated balance, start of year: Treasury balance..
Receivables in excess of obligations, end of year
Obligated balance, end of year: Treasury balance
Adjustments in unexpired accounts

10,000

5,400

13,897

1,331

5,400
-3,639

-94

392
3,639

3,820

17,928

5,581

-392
-7
838

Outlays..

1989 actual

1989 actual

Identification code 1 3 - 4 4 1 7 - 0 - 3 - 3 7 6

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Disbursements for guaranteed
claims
1251 Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, n e t 1
1210
1232

1290

1991 est.

4,835
91
87,308
4,672

1,085
5
88,379
6,528

4,973
5
86,219
2,767

6,373
5
84,059
1,367

Total assets..

96,906

95,997

93,964

91,804

1991 est.

7,394

3,204

23,521

5,660
-1,849

19,517
-4,200

10,100
-3,000

23,521

30,621

loan

Outstanding, end of year..,

-1,156
-1,845
8,204

Status of Guaranteed Loans (in thousands of dollars)
Identification code 1 3 - 4 4 1 7 - 0 - 3 - 3 7 6

1990 est.

1990 est.

Adjustment for write-offs, loans reclassified, and allowances for losses.

2,538

Assets:
Fund balance with Treasury...
Advances made
Loans receivable (net)
Accounts receivable (net)




1,850
10,100

7,378

Total obligations-

1,800
19,517

Status of Direct Loans (in thousands of dollars)

1

Financial Condition (in thousands of dollars)
1988 actual

1,718
5,660

86,219

88,379

Outstanding, end of year..

18,379

Program by activities:
Fisheries financial support services
Disbursements for loan guarantee claims..

Financing:
14.00 Offsetting collections from: Non-Federal sources..
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
Treasury balance
21.90
U.S. securities:
Par value
21.91
Unrealized discount
21.92
Unobligated balance available, end of year:
Treasury balance
24.90
U.S. securities:
24.91
Par value
24.92
Unrealized discount
27.00

-7,146
-483
4,930
-52
-2,752

Identification code 1 3 - 4 3 1 5 - 0 - 3 - 4 5 2

1290

10.00

-4,500

Appropriation (adjusted)..

Status of Direct Loans (in thousands of dollars)

1210
1231
1251

00.01
00.02

1989 actual

1990 est.

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...
2131 Guaranteed loan commitments exempt from limitation

93,174

100,000

2150

93,174

100,000

315,323

366,033

1991 est.

2210

Total guaranteed loan commitments...
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year

419,027

A-550

rmm^Sm

T H E BUDGET FOR FISCAL Y E A R 1991

AOMINISTRATION-Continued

ATM0SPHERIC

Trust Funds

Public enterprise funds—Continued
FEDERAL SHIP FINANCING FUND, FISHING VESSELS—Continued

A V I A T I O N W E A T H E R SERVICES

Status of Guaranteed Loans (in thousands of dollars)—Continued
Identification code

13-4417-0-3-376

1989 actual

2231
2251
2261

Disbursements: Disbursements of new guaranteed loans...
Repayments and prepayments
Adjustments: Terminations for default that result in
direct loans

93,174
-36,804
-5,660

2290

Outstanding, end of year

366,033

1990 est.

Program and Financing (in thousands of dollars)
1991 est.

100,000
-27,489

Identification code 1 3 - 8 1 0 5 - 0 - 7 - 3 0 6

U.S. contingent liability for guaranteed loans outstanding,
end of year

10.00

-19,517

-10,100

Financing:
39.00 Budget authority

419,027

419,027

378,724

Premiums and fees collected under the Fishing Vessel Obligations Guarantee program are deposited in this fund for
operations of this program, loans and for use in case of default. Proceeds from sale of collateral are also deposited in the
fund (46 U.S.C. 1272, 1273(f), and 1274).
Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss ( - ) :
Revenue
Expense

1990 est.

1991 est.

3,505
-3,796

3.098
-3,840

3,550
-3,840

-291

Net operating income or loss ( - )

-742

71.00
90.00

1989 actual

1990 est.

-6
4,188
8,702
23,521
392

18,081

35,090

99.9

34,521

29,583

34,521

FUND

1989 actual

13-8217-2-7-306

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)...

45,481

Financing:
40.00 Budget authority (apppropriation)..

45,481

10.00

71.00
946

1,824

11,878

17,336

946

1,824

11,878

17,336

5,323
2
11,110

3,999
9
12,249

9
23,203

9
19,452

16,435

16,257

23,212

Relation of obligations to outlays:
Obligations incurred, net

45,481

19,461

13-4417-0-3-376

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Investment and loans

1,244
165
53
5
37

90.00

1990 est.

Legislation will be proposed to augment the Harbor Maintenance Trust Fund. Funds are proposed to be appropriated
from the Harbor Maintenance Trust Fund to the Marine Waterways Trust Fund and then transferred to the Operations,
research, and facilities account to support marine programs.

Federal Funds

1991 est.

1,340
178
20

91
29
94
5,660

1,320
175
20
2
65
10
158
40
10
19,517

25
4
245
34
4
10,100

21,317

General and special funds:

11,950

SALARIES A N D

21
26

21
26

21
26

EXPENSES

For necessary expenses of the Patent and Trademark Office provided for by law, and including defense of suits instituted against the
Commissioner
of
Patents
and Trademarks;
[$85,900,000]
$112,027,000 and, in addition, such fees as shall be collected pursuant
to 15 U.S.C. 1113 and 35 U.S.C. 41 and 376, to remain available until
expended. (Department of Commerce Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

45,481

Outlays..

PATENT AND TRADEMARK OFFICE

7,378

Total obligations




29,583

28,717

36,797

Object Classification (in thousands of dollars)

11.1
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
33.0

34,521

Program and Financing (in thousands of dollars)
Identification code

-6
6,868
4,315
23,521
392

Total liabilities

Identification code

29,583

1987 Amendments to the Airport and Airway Improvement
Act authorize use of the Airport and Airway Trust Fund for
financing the Aviation Weather Services Program administered by the National Oceanic and Atmospheric Administration (NOAA) through 1992. Meteorological observations, forecasts, warnings, and advisories in support of the National
Airspace System are provided.

1991 est.

141
5,029
4,315
8,204
392

Liabilities:
Accounts payable including funded accrued liabilities

Total Government equity

34,521

(Proposed for later transmittal, proposed legislation)

17,381

Government equity:
Unexpended balances:
Unobligated balance
Undelivered orders
Invested capital

30,000
-417

-290

229
4,003
5,000
7,394
755

Total assets

34,521

28,717

Outlays

29,583

28,717

Relation of obligations to outlays:
Obligations incurred, net

34,521

28,717

Appropriation (adjusted)

43.00

29,583

28,717

M A R I N E W A T E R W A Y S TRUST

Assets:
Fund balance with Treasury
Accounts receivable (net)
U.S. securities (par)
Loans receivable (net)
Real property and equipment (net)

1991 est.

28,717

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

Financial Condition (in thousands of dollars)
15 actual
)88

1990 est.

378,724
40.00
40.00

366,033

1989 actual

Program by activities:
Total obligations (object class 25.0)

-30,203

MEMORANDUM
2299

PROGRAM

13-1006-0-1-376

Program by activities:
Direct program:
00.01
Patent process
00.02
Information dissemination..

1989 actual

59,475
20,134

1990 est.

33,000
21,216

1991 est.

54,946
19,794

DEPARTMENT OF COMMERCE
00.03
00.91
01.01
01.02
01.03
01.04

PATENT A N D

Executive direction and administration

30,386

92,250

112,027

130,137
22,913
32,344
11,844

Reimbursable program:
Patent process
Trademark process
Information dissemination
Executive direction and administration

37,287

109,995

Total direct program

38,034

122,378
30,025
24,169
23,327

155,551
22,028
29,971
34,070

01.91

Total reimbursable program

197,238

199,899

241,620

10.00

Total obligations

307,233

292,149

353,647

-234
-192,322
-5,316
-28,898
28,537

-200
-180,032

-200
-241,420

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177
40.00

2,520

Budget authority (appropriation)

109,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

-28,537

85,900

114,677
59,130
-60,759
-5,316
107,732

Outlays

111,917
60,759
-50,363
122,313

112,027

112,027
50,363
-50,412
111,978

The Office administers laws governing the granting of patents for inventions and the registration of trademarks.
Public Law 100-703 provides for a portion of Office operating costs to be recovered through user fee revenues. Collections were $192.3 million in 1989 and are estimated to be
$180.0 million in 1990 and $241.4 million in 1991.
The 1989 unobligated balance brought forward is $28.5 million, of which $13.8 million is reserved for trademark programs. Remaining funds will be utilized in 1990 for procurement actions delayed from 1989, for program requirements
resulting from higher workloads and as directed to offset
appropriation requirements.
An Automation Master Plan provides for the automation of
the majority of the functions and operations of the Office by
the 1990's. The Plan proposes a phased approach to complete
the progressive development and installation of system capabilities. The 1991 funds provide for the implementation of the
recommendations of the Industry Review Panel on the Automated Patent System. Automation resources are distributed
among the four activities of the Office.
Patent process.—Applications are examined to determine inventor entitlements to a patent for the claimed invention.
Patent application examination also includes quasi-judicial
review in appeal and interference proceedings, and the publication of issued patents.
The 1991 increases support programs 1) to maintain patent
application pendency time at 18.5 months while maintaining
the quality of issuing patents, 2) to enhance and expand the
Patent Academy, and 3) to provide patent examining office
automation capabilities.
Key patent application workload and performance data are:
Applications in Office (start of year)
Applications received
Application disposals by examiners:
Allowed for grant
Abandoned
Statutory Invention Registration (SIRs)
Total
Change in printing inventory
Total applications in Office (end of year)
Patent grants printed
Pendency in Office, excluding appeals and interference applications (in months)
Total pendency in Office, all applications (in
months)




1988 actual 1989 actual

TRADEMA^ O FC — o t u d
F I E C nm e

^ - 5 5 1

Trademark process.—This activity provides for the examination of applications to determine whether the statutory criteria for the Federal registration of the trademark or service
mark have been met. When the criteria are met, a registration is printed and issued to the applicant. Examination also
includes inter partes proceedings involving oppositions, cancellations, and interferences. The 1991 funding maintains the
reduced pendencies in trademark examination and anticipates
a continued increase in the receipt of applications due to the
recently implemented Trademark Law Revision Act of 1988.
Key trademark application workload and performance data
are:
1988 actual 1989 actual

Applications in Office (start of year)
Applications received (includes amendments and
combined classes)
Application disposals by examiners
Change in printing inventory
Total applications in Office—end of year
Trademark registrations printed
Pending time to first action (in months)
Pending time to registration/abandonment
months)

1990 est.

1991 est.

77,538

90,079

99,337

112,780

76,813
-75,303
11,031

83,169
-80,275
6,364

100,500
-94,812
7,755

106,500
-100,500
11,780

90,079
46,704
2.5

99,337
51,840
2.8

112,780
64,000
3.0

130,560
67,600
3.0

13.3

13.8

13.0

13.0

(in

Information dissemination.—Materials and services which
assist in the examination of patent and trademark applications and in the transfer of technological information are
provided in this activity. Specific materials and services include art documents; maintenance of a scientific library and
public search rooms; preparation of copies of patents, trademark registrations, and official documents; assignment of patents and trademark rights; and administration of printing.
The 1991 increases provide funds for the processing of increased volume of work; to clerically process an increase in
original references; for increased classification of Japanese
abstracts; for scientific library support through genetic sequencing and commercial data base; and for training for the
International Patent Classification System.
Executive direction and administration.—Management and
administration of the Office are provided by this activity.
Administrative services, which maintain program support
services, are expanded to keep pace with increased application
filings and enhanced examiner production. The 1991 increases
include funds to handle the increasing number of applicants
desiring admittance to practice before the PTO. Management
Planning has been increased to keep pace with the demands
of the steadily increasing staffing levels of the PTO. Administrative services have been enhanced to provide essential program support. The Automation staff has been increased to
support implementation of the Master Plan. Patent Quality
Review has been increased to keep pace with the increased
allowances from the patent examiners.
Object Classification (in thousands of dollars)
Identification code 1 3 - 1 0 0 6 - 0 - 1 - 3 7 6

11.1
11.3
11.5

1990 est.

1991 est.

230,551
137,069

240,347
151,331

244,734
162,000

257,817
177,000

-87,870
-46,351
-197

-98,472
-47,218
-185

-99,300
-47,700
-400

-107,600
-50,600
-400

-134,418
7,145

-145,875
-1,069

-147,400
-1,517

-158,600
8,386

240,347
77,844

244,734
96,868

257,817
95,751

284,603
101,000

19.4

17.9

18.4

18.0

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

19.9

18.4

18.9

18.5

99.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations

1989 actual

1990 est.

1991 est.

45,884
930
4,365

41,731
1,007
2,423

47,995
1,145
4,298

51,179
7,874
183
36
7,366
69
2,563
9,970
27,761
1,566
1,428

45,161
7,180
168
104
7,166
22
2,590
7,862
19,929
1,130
938

53,438
9,282
175
105
9,327
22
3,088
9,267
23,819
1,642
1,862

109,995

92,250

112,027

PATENT AND TRADEMARK
A-552 TMrSS^lS^
Federal Funds—Continued

OFFICE—Continued

T H E B U D G E T F O R FISCAL Y E A R 1991

General and special funds—Continued

Object Classification (in thousands of dollars)

SALARIES AND EXPENSES—Continued

Identification code

Object Classification (in thousands of dollars)—Continued
Identification code

13-1006-0-1-376

1989 actual

1990 est.

1991

est.

99.0

Reimbursable obligations

197,238

199,899

241,620

99.9

Total obligations

307,233

292,149

353,647

3,724

3,898

4,765

3,719
264

3,844
325

4,441
367

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1989 actual

13-1100-0-1-376

1990 est.

1991 est.

11.1
11.5

Personnel compensation:
Full-time permanent
Other personnel compensation

2,210
57

2,685
57

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

2,267
348
177
425
47
57
507
42
5

2,742
384
177
442
43
59
689
42
5

3,875

4,583

59
46

59
45

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears.- Fulltime equivalent employment

TECHNOLOGY ADMINISTRATION
Federal Funds
General and special funds:
SALARIES A N D

Trust Funds

EXPENSES

INFORMATION PRODUCTS A N D

SERVICES

For necessary expenses of the Technology Administration,
[$3,900,000] $4,583,000; (Department of Commerce Appropriation Act,
Notwithstanding sections 212 (a)(1)(B) and (aX3) of P.L. 100-519,
1990; additional authorizing legislation to be proposed.)
there may be credited to this account not to exceed $500,000 for modernization, including operating expenses.
Program and Financing (in thousands of dollars)
Program and Financing (in thousands of dollars)
Identification code

13-1100-0-1-376

1989 actual

1990 est.

1991

est.
Identification code

Program by activities:
00.01 Executive direction
00.02 Technology policy and commerical technology affairs..
10.00

Total obligations

Financing:
39.00 Budget authority
Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
43.00

71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

807
3,068

1,229
3,354

3,875

4,583

3,875

4,583

3,900
-25

4,583

3,875

4,583

3,875
-543

4,583
543
-642

3,332

4,484

The Technology Administration coordinates the Department's technology activities with the goal of enhancing U.S.
competitiveness.
Executive Direction—Provides for oversight and management of the Technology Administration. This activity funds
the Office of the Under Secretary, including legal counsel.
Technology Policy and Commercial Technology Affairs—
This activity provides for the following functions: identifying
means of eliminating barriers to technology commercialization and promoting technology transfer; monitoring and reporting on commercialization of Federally-funded technology;
reviewing international science and technology agreements;
monitoring and disseminating foreign science and technology
information, particularly through the Japanese Technical Literature Program; administering the President's National
Medal of Technology; planning and executing programs to
facilitate national voluntary conversion to the metric program; and performing policy-related technology assessments
and supporting special projects.




9 actual

13-8546-0-7-376

10.00

Program by activities:
Total obligations

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

60.00

71.00
72.40
74.40
90.00

1990 est.

1991

est.

49,300

53,700

-5,268
3,324

-3,324
4,024

-4,024
3,324

43,949

50,000

53,000

45,893
10,673
-11,054

49,300
11,054
-11,054

53,700
11,054
-11,054

45,512

Budget authority (appropriation)
indefinite)

45,893

49,300

53,700

(permanent,

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

The National Technical Information Service (NTIS) operates this trust fund as a central source for the acquisition and
public sale of domestic and foreign federally funded research,
development, and engineering reports and associated business
information. NTIS will use up to $500,000 to fund modernization efforts in 1991.
Object Classification (in thousands of dollars)
Identification code 1 3 - 8 5 4 6 - 0 - 7 - 3 7 6

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
43.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

1990 est.

1989 actual

1991 est.

8,687
621
250

9,882
671
257

10,914
743
264

9,558
1,642
153
320
1,467
1,188
4,723
24,670
531
474
2

10,810
1,773
170
300
1,656
1,500
5,200
26,391
450
50

11,921
1,958
190
320
1,737
1,900
5,500
28,599
500
75

.

D E P A R T M E N T OF COMMERCE
44.0

Refunds

NATI0NAL

1,165

l'm

45,893

49,300

A-553

The National Institute of Standards and Technology (NIST)
is responsible for the measurement foundation which supports
U.S. industry, government, and scientific establishments.
NIST efforts are organized into the following program activiPersonnel Summary
ties:
Total number of full-time permanent positions
325
386
Measurement and engineering research and standards.—
360
Total compensable workyears:
Measurement research and standards.—Research in physFull-time equivalent employment
339
331
360
ics, radiation, analytical chemistry, and chemical properties
Full-time equivalent of overtime and holiday hours
3
5
and processes produces fundamental measurements and
_ _ _ _ _ _
data that are the foundation for U.S. industry, commerce,
and science to achieve levels of accuracy and compatibility
NATIONAL INSTITUTE OF STANDARDS AND
required to support technological development, efficient
TECHNOLOGY
processing, research and development, process control and
quality assurance, and equity in trade. Increases in 1991
Federal Funds
will provide (1) measurement science for quality assurance
General and special funds:
of chemical measurements (2) long-term research for developing atomic scale devices, and (3) measurement techniques
SCIENTIFIC AND TECHNICAL RESEARCH AND SERVICES
and data to support biochemical manufacturing processes.
For necessary expenses [of the core programs] of the National
Materials science and engineering.-Research in materials
Institute of Standards and Technology [$144,809,000] $198,408,000
characterization, nondestructive evaluation, metallurgy,
to remain available until expended, of which not to exceed
,
.
i
,
j
[$3,430,000] $9,772,000 may be transferred to the "Working Capital
P°lymers, and ceramics produces measurement methods,
Fund"; and of which not to exceed [$1,300,000] $10,095,000 shall be
standards, data and other technical information on processmS,
available for construction of research facilities [; and in addition for
structure, properties, and performance of materials,
grants for regional centers for the transfer of manufacturing technolThese activities are in support of generic materials technology as authorized by section 5121 of the Omnibus Trade and Competiogies which will permit industry to improve productivity
tiveness Act of 1988, $7,500,000, to remain available until expended;
and competitiveness in the manufacture of new advanced
and in addition for expenses of the Advance Technology Program as
materials through increased reliability and quality at lower
authorized by section 5131 of the Omnibus Trade and Competitiveness
cost
T h e 1 9 9 1 i n c r e ases will expand the development of
Act of 1988, $10 000,000 to remain available until expended; and in
m e a S urement methods and standards to produce and use
addition tor technology transfer extension services pursuant to seci
i
, . ,
v ui
tion 5121 of the Omnibus Trade and Competitiveness Act of 1988,
advanced materials more reliably^
$1,300,000, to remain available until expended]. (15 U.S.C. 272, 273,
Engineering measurements and standards—Re search in
278b-e, 278h, 290b-f, 1151-57, 1454(d), 1454(e), 1501, 1512; 40 U.S.C.
electronic and electrical measurements, manufacturing en759(f); 42 U.S.C. 4913(1)(B), 6962(e); Department of Commerce Approgineering, mathematical sciences, construction and performpriations Act, 1990, additional authorizing legislation to be proposed.)
ance of buildings and fire protection produces new engineering knowledge, techniques, and databases for design, develProgram and Financing (in thousands of dollars)
opment, prediction, and control of industrial processes. In
1991 est
1991, increases will: provide measurement, technology
Identification code 1 3 - 0 5 0 0 - 0 - 1 - 3 7 6
1989 actual
1990 est.
standards and services for the components of fiber optic
Program by activities:
systems, high temperature superconductors, advanced semiOperating expenses:
conductors, and intelligent machines and processes. FundMeasurement and Engineering Research and Standing for studies in general toxicity and alternate refrigerants
ards:
47,798
will not be continued in 1991.
00.01
Measurement research and standards
40,540
42,609
00.02
Materials science and engineering
22,964
24,707
26,774
Computer sciences and technology.—Research in computer
00.03
Engineering measurements and standards
38,231
40,136
^JJ
science and engineering establishes government-wide auto00.04
Computer sciences and technology
9,377
9,625
22136
mated data processing (ADP) standards and technical sup00.05
Industrial technology services
15,156
37,502
19J91
port for the development of national and international vol00.06
Research support activities
15,012
15,917
untary industry standards which lead to more productive
00.91
Total operating expenses
141,280
170,496
178,835
u g e 0 f computers and networks, and the maintenance of the
01.01 Capital investment: National Institute of Standards and
9 80i
competitive posture of the U.S. computer industry. The 1991
Technology improvements and modifications
8,639
9,959
:—
increases will address responsibilities assigned by the Com10.00
Total obligations
149,919
180,455
188,636
puter Security Act of 1987, establish an emergency response
Financing:
capability to computer virus threats, and provide industry17.00 Recovery of prior year obligations
-157
wide coordination of standards for multivendor Integrated
21.40 Unobligated balance available, start of year
-9,576
-17,149
Services Digital Networks (ISDN).
22.40 Unobligated balance transferred, net
156
24.40 Unobligated balance available, end of year
17,149
Industrial technology services.—This program will support
two major activities in 1991. Matching grants will be provid39.00
Budget authority
157,491
163,306
188,636
ed to universities and nonprofit organizations for use as
seed money to establish Manufacturing Technology Centers
Budget authority:
40.00 Appropriation
159,000
163,609
198,408
which facilitate the transfer of new and innovative manu40.00 Reduction pursuant to P.L. 99-177
-1,764
facturing technology to small and medium size businesses.
41.00 Transferred to other accounts
-1,509
-539
-9,772
The Advanced Technology Program provides grants to in42.00 Transferred from other accounts
2,000
dustry-led consortia to support development of generic, pre43.00
Appropriation (adjusted)
157,491
163,306
188,636
competitive technologies. Funds for state technology programs are not requested in 1991.
Relation of obligations to outlays:
188 636
Research support activities.—This subactivity groups the
71.00 Obligations incurred, net
149,919
180,455
39 700
centrally managed programs that provide support to all
72.40 Obligated balance, start of year
29,094
32,134
74.40 Obligated balance, end of year
-32,134
-39,700
—406
4^2
other NIST programs. This support includes developing
78.00 Adjustments in unexpired accounts
-157
technical competence in NIST mission oriented areas of
184 310
research and services, providing scientists and engineers
90.00
Outlays
146,723
172,889
!
from industry and universities the opportunity to partici99.9

Total obligations




1000
53 700
—-—

I S T T 0F SA DR S A D
NT U E
,
TN A D N

A-554

rmm^Sm

General and special funds—Continued
SCIENTIFIC AND TECHNICAL RESEARCH AND SERVICES—Continued

pate in the Research Associate program, providing computing support to NIST programs, maintaining a satisfactory
facilities environment for conducting the NIST technical
programs, and constructing a cold neutron research facility
for advanced materials research. The 1991 increases will
provide for upgrading the NIST scientific computer to meet
rapidly expanding needs for scientific computing capability
and for safety, system capacity, and obsolescence requirements of the NIST physical plant.
Object Classification (in thousands of dollars)
Identification code 1 3 - 0 5 0 0 - 0 - 1 - 3 7 6

THE BUDGET FOR FISCAL Y E A R 1991

A O M I N I S T R A T I O N - C o n t i n u e d

ATM0SPHERIC

1989 actual

72.90
74.90

1990

est.

1991

63,137
4,994
1,320

67,414
5,182
1,363

75,742
5,392
1,363

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

69,451
11,607
44
2,835
347
258
7,265
482
22,434
9,259
11,798
2,618
11,521

73,959
13,657
44
2,912
378
259
7,626
481
22,589
9,812
15,874
1,944
30,920

82,497
16,427
44
3,689
850
263
10,061
633
26,759
10,603
18,714
667
17,429

149,919

180,455

Total obligations

Personnel Summary
1,489

1,481

1,760

1,675
13

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,681
13

1,102

5,155

Object Classification (in thousands of dollars)
1.989 actual

1990

est.

1991

est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

52,797
4,178
455

55,612
4,399
480

58,149
4,452
508

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

57,430
9,768
2,295
300
299
7,420
543
22,017
8,199
16,012
191
4,216

60,491
11,386
2,565
336
299
8,292
607
24,654
9,163
18,433
214
4,712

63,109
11,990
2,824
369
299
9,018
668
25,265
9,589
24,875
236
5,188

128,690

141,152

153,430

1,269

1,272

1,272

1,412
11

1,412
11

1,412
11

188,636

99.9

24,809
-29,426

The Working capital fund finances research and technical
services performed for other government agencies and the
public. These activities are funded through advances and reimbursements. The Working capital fund also handles the
acquisition of equipment and stores standard reference materials and storeroom inventories until issued or sold.

est.

11.1
11.3
11.5

25,372
-24,809

90.00

Identification code 1 3 - 4 6 5 0 - 0 - 4 - 3 7 6

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

25,892
-25,372
1,115

Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,797
13

NATIONAL TELECOMMUNICATIONS AND
INFORMATION ADMINISTRATION
Intragovernmental funds:

Federal Funds

WORKING CAPITAL FUND

General and special funds:

Program and Financing (in thousands of dollars)

SALARIES AND EXPENSES

Identification code 1 3 - 4 6 5 0 - 0 - 4 - 3 7 6

} actual

Program by activities:
Measurement and Engineering Research and Standards:
00.01
Measurement research and standards
00.02
Materials science and engineering
00.03
Engineering measurements and standards
00.04
Computer sciences and technology
00.05
Industrial technology services
00.06
Research support activities

32,513
15,807
45,207
13,369
13,121
8,673

35,910
18,449
48,929
15,810
13,909
8,145

39,541
18,975
56,979
14,758
14,744
8,433

128,690

141,152

153,430

-111,030
-17,065

-121,022
-19,591

-123,643
-20,015

-27,719

-27,719

27,719

27719

539

9,772

539

9,772

539

9,772

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
22.40 Unobligated balance transferred, net
24.90 Unobligated balance available, end of year: Fund balance.
39.00

Budget authority

42.00

Budget authority:
Transferred from other accounts

43.00

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net




-26,649
-156
27,719
1,509
1,509
1,509
595

1990 est.

539

1991 est.

9,772

For necessary expenses, as provided for by law, of the National
Telecommunications and Information Administration, [$14,200,000 of
which $700,000 shall] $15,252,000, to remain available until expended. (15 U.S.C. 272, 1512; 47 U.S.C. 305, 391, 606, 721; Department of
Commerce Appropriations Act, 1990).
Program and Financing (in thousands of dollars)
Identification code 1 3 - 0 5 5 0 - 0 - 1 - 3 7 6

Program by activities:
Direct program:
Domestic and international policies:
00.01
Domestic policies
00.02
International policies
Spectrum management:
00.05
Spectrum plans and policies
00.06
Spectrum management, analysis and operations
Telecommunication sciences research:
00.10
Spectrum research and analysis
00.11
Systems and networks research and analysis

1989 actual

1990 est.

1991 est.

934
1,734

890
1,659

1,288
1,699

1,773
6,310

1,698
6,438

1,720
6,753

1,635
1,513

1,772
1,705

2,019
1,773

00.91
01.01

Total direct program
Reimbursable program

13,899
7,133

14,162
6,800

15,252
6,800

10.00

Total obligations

21,032

20,962

22,052

-6,893

-6,650

-6,650

Financing:
Offsetting collections from:
11.00
Federal funds

NATIONAL TELECOMMUNICATIONS AND INFORMATION ADMINISTRATION—Continued

DEPARTMENT OF COMMERCE

14.00
21.40
24.40
25.00
39.00

Non-Federal sources
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

-240
-527
160
98

-150
-160

-150

13,630

14,002

15,252

13,630

14,200
-198

15,252

Appropriation (adjusted)

13,630

14,002

15,252

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

13,899
4,088
-5,349
—89

14,164
5,349
-4,171

15,252
4,171
-3,758

12,549

15,342

15,665

Outlays

The National Telecommunications and Information Administration (NTIA) is the principal executive branch adviser to
the President on domestic and international communications
policy. Additionally, it manages the Federal Government's use
of the radio frequency spectrum and performs extensive research in telecommunications sciences.
Domestic and international policies.—
Domestic policies.—In 1991, NTIA will continue to develop and advocate policies to decrease regulation and increase
competition in the domestic telecommunications marketplace. NTIA will place special emphasis on emerging technologies, including advanced television systems, and will
develop and advocate policies in the common carrier and
mass media fields which offer increased consumer choices.
Particularly, NTIA will conduct technical research which
will assist the Federal Communications Commission in the
development of a high definition television transmission
and production standard.
International policies.—In 1991, NTIA will continue to
develop and advocate policies for the advancement of U.S.
interests in the international telecommunications area. In
coordination with the Department of State, the agency will
continue to discharge the Presidential responsibility for
oversight of the Communications Satellite Corporation
(COMSAT) in its role as the U.S. Signatory to INTELSAT.
Spectrum management.—
Spectrum plans and policies.—In 1991, NTIA will continue to prepare for, participate in, and implement the results
of international, regional, and national conferences addressing spectrum allocation and utilization. In addition, NTIA
will formulate, in coordination with the FCC, plans and
policies for efficient use of the spectrum and continue its
efforts in the identification and analysis of issues affecting
emergency communications planning.
Spectrum management, analysis and operations.—In 1991,
NTIA will continue to authorize frequency assignments,
review and certify spectrum for proposed Federal radio
communications systems, conduct frequency band studies
and compliance activities and operate the necessary automated data facilities to support the above.
Telecommunication sciences research.—
Spectrum research and analysis.—In 1991, NTIA will continue to conduct applied research and analysis as a basis for
developing spectrum use concepts and models that lead to
more efficient use of the radio spectrum, and electromagnetic wave and propagation models that lead to improvement in radio systems performance.
Systems and networks research and analysis.—In 1991,
NTIA will assess and develop domestic and international
technical performance standards to facilitate competition in
telecommunications products and services. Also, analytical
methods and automated models will be employed to assist




in the development of credible and defensible positions
before international conferences and committees.
Object Classification (in thousands of dollars)

43.00

90.00

A-555

Federal Funds—Continued

Identification code 1 3 - 0 5 5 0 - 0 - 1 - 3 7 6

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

1989 actual

Direct obligations.Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Subtotal, direct obligations
Reimbursable obligations
Total obligations

7,772
300
58

8,414
317
58

7,749
1,594
345
7
1,255
44
804
201
1,521
206
148
25

8,130
1,519
391
7
1,259
44
804
185
1,426
156
251

8,789
1,559
411
8
1,333

13,899
7,133

14,172
6,790

15,252
6,800

21,032

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

6,911
735
103

20,962

22,052

172

180

184

189
1

186
3

193
3

60
67

72
80

72
80

768
214
1,441
193
536

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

[PUBLIC TELECOMMUNICATIONS FACILITIES, PLANNING AND
CONSTRUCTION]

[For grants authorized by section 392 of the Communications Act
of 1934, as amended, $20,000,000, to remain available until expended
as authorized by section 391 of said Act, as amended: Provided, That
not to exceed $1,500,000 shall be available for program administration
as authorized by section 391 of the Communications Act of 1934, as
amended: Provided further, That notwithstanding the provisions of
section 391 of the Communications Act of 1934 as amended, the prior
year unobligated balances may be made available for grants for
projects for which applications have been submitted and approved
during any fiscal year.] (15 U.S.C. 272, 1512; 47 U.S.C. 305, 391, 606,
721; Department of Commerce Appropriations Act, 1990).
Program and Financing (in thousands of dollars)
Identification code 1 3 - 0 5 5 1 - 0 - 1 - 5 0 3

1989 actual

1990 est.

00.01
00.02

Program by activities:
Grants
Program management

22,153
1,524

21,265
1,989

10.00

Total obligations

23,677

1991 est.

23,254

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00

71.00
72.40
74.40
78.00
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

—2,634
-4,298
3,254

-£254 rrzr.

20,000

20,000

23,677
37,541
—40,402
-2,634

23,254
40,402
-39,869

39,869
-19,614

18,182

23,787

20,255

A-556

K S S r ™

5 AD
N

INF0RMATI0N

Sec. 605

General and special funds—Continued
[PUBLIC TELECOMMUNICATIONS FACILITIES, PLANNING AND
CONSTRUCTION] —Continued

The public telecommunications facilities program has provided grants for planning and construction of noncommercial
telecommunications facilities in areas not previously served
by public television and radio. Since over 95 percent of the
United States currently receives public broadcast programming, funding for this grant program is not requested in 1991.
Object Classification (in thousands of dollars)
Identification code 13-0551-0-1-503

T H E BUDGET FOR FISCAL Y E A R 1991

ADM.N.STRATION-Contted

Sec. 606
Sec. 609
Sec. 610
Sec. 611
Sec. 612
Sec. 613
Sec. 614

1991 est.

Permanent provision authorizing collection of filing
fees for use of the Federal Trade Commission and the
Antitrust Division, Department of Justice.
Reprogramming notification requirements.
Conservation of sea turtles.
Export license applications for launch of U.S.-built
satellites on Soviet or Chinese-built launch vehicles.
Amendment to Immigration and Nationality Act.
Renaming a Federal Building and Courthouse. Miscellaneous construction projects.
Sense of Congress provision that President should
convene an international summit on illegal drug use.
State and USIA 1990 funding levels.

SEC. 601. No part of any appropriation contained in this Act shall
be used for publicity or propaganda purposes not authorized by the
Congress.
11.1
785
690
SEC. 602. No part of any appropriation contained in this Act shall
11.3
87
122
remain available for obligation beyond the current fiscal year unless
7
11.5
7
expressly so provided herein.
11.9
Total personnel compensation
784
914
SEC. 603. The expenditure of any appropriation under this Act for
12.1 Civilian personnel benefits
102
90
any consulting service through procurement contract, pursuant to 5
21.0 Travel and transportation of persons
57
70
U.S.C. 3109, shall be limited to those contracts where such expendi22.0 Transportation of things
1
2
tures are a matter of public record and available for public inspec23.1
Rental payments to GSA
87
87
tion, except where otherwise provided under existing law, or under
23.3
Communications, utilities, and miscellaneous charges..
41
26
existing Executive order issued pursuant to existing law.
24.0
Printing and reproduction
41
43
25.0
Other services
413
700
SEC. 604. If any provision of this Act or the application of such
26.0 Supplies and materials
10
15
provision to any person or circumstances shall be held invalid, the
31.0
Equipment
15
15
remainder of the Act and the application of each provision to persons
41.0
Grants, subsidies, and contributions
22,153
21,265
or circumstances other than those as to which it is held invalid shall
not be affected thereby.
99.9
Total obligations..
23,677
23,254
SEC. [607] 605. Such sums as may be necessary for fiscal year
[1990] 1991 pay raises for programs funded by this Act shall be
Personnel Summary
absorbed within the levels appropriated in this Act.
SEC. [608] 606. Funds appropriated to the Legal Services CorporaTotal number of full-time permanent positions
13
15
tion and distributed to each grantee funded in fiscal year [1990]
Total compensable workyears: Full-time equivalent employment..
13
15
1991 pursuant to the number of poor people determined by the
Bureau of the Census to be within its geographical area shall be
distributed in the following order:
(1) grants from the Legal Services Corporation and contracts
GENERAL PROVISIONS—DEPARTMENT OF
entered into with the Legal Services Corporation under section
COMMERCE
1006(a)(1) shall be maintained in fiscal year [1990] 1991 at not less
than $8.98 per poor person within the geographical area of each
The following sections are proposed for deletion and do not appear
grantee or contractor under the 1980 census or 9 cents per poor
below:
person more than the annual per-poor-person level at which each
Sec. 103
Prohibition on the sale of certain loans without the
grantee and contractor was funded in fiscal year [1989] 1990,
consent of the borrower.
whichever is greater; and
Sec. 104
Provision authorizing the acceptance of funds by the
(2) each such grantee shall be increased by an equal percentage of
National Institute of Standards and Technology for the
the amount by which such grantee's funding, including the increase
construction of the cold neutron research facility.
under (1) above, falls below $16.68 per poor person within its geoSec. 105
Limitation on the uses of the Departmental Working
graphical area under the 1980 census:
Capital Fund.
Provided, That none of the funds appropriated in this Act for the
Legal Services Corporation shall be used to bring a class action suit
SEC. 101. During the current fiscal year, applicable appropriations
against the Federal Government or any State or local government
and funds made available to the Department of Commerce by this Act
unless—
shall be available for the activities specified in the Act of October 26,
(1) the project director of a recipient has expressly approved the
1949 (15 U.S.C. 1514), to the extent and in the manner prescribed by
filing of such an action in accordance with policies established by
said Act, and, notwithstanding 31 U.S.C. 3324, may be used for adthe governing body of such recipient;
vanced payments not otherwise authorized only upon the certification
(2) the class relief which is the subject of such an action is sought
of officials designated by the Secretary that such payments are in the
for the primary benefit of individuals who are eligible for legal
public interest.
assistance; and
SEC. 102. During the current fiscal year, appropriations made avail(3) that prior to filing such an action, the recipient project direcable to the Department of Commerce by this Act for salaries and
tor has determined that the government entity is not likely to
expenses shall be available for hire of passenger motor vehicles as
change the policy or practice in question, that the policy or practice
authorized by 31 U.S.C. 1343 and 1344; services as authorized by 5
will continue to adversely affect eligible clients, that the recipient
U.S.C. 3109; and uniforms or allowances therefor, as authorized by
has given notice of its intention to seek class relief and that responlaw (5 U.S.C. 5901-5902).
sible efforts to resolve without litigation the adverse effects of the
SEC. 103. Not to exceed 2 percent of any appropriation made availpolicy or practice have not been successful or would be adverse to
able for the current fiscal year for Department of Commerce activities
funded in this Act may be transferred between such appropriations,the interest of the clients:
except that this proviso may be superseded by regulations governing
but no such appropriation, except as otherwise specifically provided,
the
shall be increased or decreased by more than 2 percent by any such bringing of class action suits promulgated by a majority of the
Board of Directors of the Corporation [who have been confirmed in
transfers. (Department of Commerce Appropriations Act, 1990.)
accordance with section 1004(a) of the Legal Services Corporation
Act]: Provided further, That none of the funds appropriated in this
TITLE VI—GENERAL PROVISIONS
Act made available by the Legal Services Corporation may be used—
The following sections are proposed for deletion and do not appear
(1) to pay for any publicity or propaganda intended or designed to
below:
support or defeat legislation pending before Congress or State or
Personnel compensation:
Full-time permanent
Other than full-time permanent.,
Other personnel compensation....




1989 actual

1990 est.

DEPARTMENT OF COMMERCE
local legislative bodies or intended or designed to influence any
decision by a Federal, State, or local agency;
(2) to pay for any personal service, advertisement, telegram, other
device, intended or designed to influence any decision by a Federal,
State, or local agency, except when legal assistance is provided by
an employee of a recipient to an eligible client on a particular
application, claim, or case, which directly involves the client's legal
rights or responsibilities;
(3) to pay for any personal service, advertisement, telegram, telephone communication, letter, printed or written matter, or any
other device intended or designed to influence any Member of
Congress or any other Federal, State, or local elected official—
(A) to favor or oppose any referendum, initiative, constitutional
amendment, or any similar procedure of the Congress, any State
legislature, any local council or any similar governing body
acting in a legislative capacity,
(B) to favor or oppose an authorization or appropriation directly affecting the authority, function, or funding of the recipient or
the Corporation, or
(C) to influence the conduct of oversight proceedings of the
recipient or the Corporation;
(4) to pay for any personal service, advertisement, telegram, telephone communication, letter, printed or written matter, or any
other device intended or designed to influence any Member of
Congress or any other Federal, State, or local elected official to
favor or oppose any Act, bill, resolution, or similar legislation,
except that this proviso shall not preclude funds from being used to
provide communication directly to a Federal, State, or local elected
official on a specific and distinct matter where the purpose of such
communication is to bring the matter to the official's attention if—
(A) the project director of a recipient has expressly approved in
writing the undertaking of such communication to be made on
behalf of a client or class of clients in accordance with policy
established by the governing body of the recipient; and
(B) the project director of a recipient has determined prior to
the undertaking of such communication, that—
(i) the client and each client is in need of relief which can be
provided by the legislative body involved;
(ii) appropriate judicial and administrative relief have been
exhausted; and
(iii) documentation has been secured from each eligible client
that includes a statement of the specific legal interests of the
client, except that such communication may not be the result
of participation in a coordinated effort to provide such communications under this proviso; and
(C) the project director of a recipient maintains documentation
of the expense and time spent under this proviso as part of the
records of the recipient; or
(D) the project director or a recipient has approved the submission of a communication to a legislator requesting introduction of
a private relief bill:
except that nothing in this proviso shall prohibit communications
made in response to a request from a Federal, State, or local official:
Provided further, That none of the funds appropriated in this Act
made available by the Legal Services Corporation may be used to pay
for any administrative or related costs associated with an activity
prohibited in clause (1), (2), (3), or (4) of the previous proviso: Provided
further, That none of the funds appropriated under this Act for the
Legal Services Corporation will be expended to provide legal assistance for or on behalf of any alien unless the alien is present in the
United States and is—
(1) an alien lawfully admitted for permanent residence as defined
in section 101(a)(20) of the Immigration and Nationality Act (8
U.S.C. 1101(a)(20));
(2) an alien who is either married to a United States citizen or is
a parent or an unmarried child under the age of twenty-one years
of such a citizen and who has filed an application for adjustment of
status to permanent resident under the Immigration and Nationality Act, and such application has not been rejected;
(3) an alien who is lawfully present in the United States pursuant
to an admission under section 207 of the Immigration and Nationality Act (8 U.S.C. 1157, relating to refugee admissions) or who has
been granted asylum by the Attorney General under such Act; or
(4) an alien who is lawfully present in the United States as a
result of the Attorney General's withholding of deportation pursuant to section 243(h) of the Immigration and Nationality Act (8
U.S.C. 1253(h)):




TITLE VI—GENERAL PROVISIONS—Continued

A-557

Provided further, That an alien who is lawfully present in the United
States as a result of being granted conditional entry pursuant to
section 203(aX7) of the Immigration and Nationality Act (8 U.S.C.
1153(aX7)) before April 1, 1980, because of persecution or fear of
persecution on account of race, religion, or political opinion or because of being uprooted by catastrophic natural calamity shall be
deemed, for purposes of the previous proviso, to be an alien described
in clause (3) of the previous proviso: Provided further, That none of
the funds appropriated for the Legal Services Corporation may be
used to support or conduct training programs for the purpose of
advocating particular public policies or encouraging political activities, labor or antilabor activities, boycotts, picketing, strikes, and
demonstrations, including the dissemination of information about
such policies or activities, except that this provision shall not be
construed to prohibit the training of attorneys or paralegal personnel
necessary to prepare them to provide adequate legal assistance to
eligible clients or to advise any eligible client as to the nature of the
legislative process or inform any eligible client of his rights under
statute, order, or regulation: Provided further, That none of the funds
appropriated in this Act for the Legal Services Corporation may be
used to carry out the procedures established pursuant to section
1011(2) of the Legal Services Corporation Act unless the Corporation
prescribes procedures to insure that financial assistance under this
Act shall not be terminated, and a suspension of financial assistance
shall not be continued for more than thirty days, unless the grantee,
contractor, or person or entity receiving financial assistance under
this Act has been afforded reasonable notice and opportunity for a
timely, full, and fair hearing and, when requested, such hearing shall
be conducted by an independent hearing examiner, subject to the
following conditions—
(1) such request for a hearing shall be made to the Corporation
within thirty days after receipt of notice to terminate financial
assistance, deny an application for refunding, or suspend financial
assistance and such hearing shall be conducted within thirty days
of receipt of such request for a hearing;
(2) the Corporation shall make such final decision within thirty
days after completion of such hearing; and
(3) hearing examiners shall be appointed by the Corporation in
accordance with procedures established in regulations promulgated
by the Corporation:
Provided further, That none of the funds appropriated in this Act for
the Legal Services Corporation may be used to carry out the procedures established pursuant to section 1011(2) of the Legal Services
Corporation Act unless the Corporation prescribes procedures to
ensure that an application for refunding shall not be denied unless
the grantee, contractor, or person or entity receiving assistance under
this Act has been afforded reasonable notice and opportunity for a
timely, full, and fair hearing to show cause why such action should
not be taken and subject to all other conditions of the previous
proviso: Provided further, That none of the funds appropriated in this
Act for the Legal Services Corporation shall be used by the Corporation in making grants or entering into contracts for legal assistance
unless the Corporation insures that the recipient is either (1) a private attorney or attorneys (for the sole purpose of furnishing legal
assistance to eligible clients) or (2) a qualified nonprofit organization
chartered under the laws of one of the States, a purpose of which is
furnishing legal assistance to eligible clients, the majority of the
board of directors or other governing body of which organization is
comprised of attorneys who are admitted to practice in one of the
States and who are appointed to terms of office on such board or body
by the governing bodies of State, county, or municipal bar associations the membership of which represents a majority of the attorneys
practicing law in the locality in which the organization is to provide
legal assistance, or, with regard to national support centers, the locality where the organization maintains its principal headquarters: Provided further, That none of the funds appropriated in this Act for the
Corporation shall be used, directly or indirectly, by the Corporation to
promulgate new regulations or to enforce, implement, or operate in
accordance with regulations effective after April 27, 1984, unless the
Appropriations Committees of both Houses of Congress have been
notified fifteen days prior to such use of funds [as provided for in
section 606 of this Act]; Provided further, That none of the funds
appropriated to the Legal Services Corporation for fiscal years prior
to fiscal year 1986 and carried over into fiscal year [1990] 1991,
either by the Corporation itself or by any recipient of such funds, may
be expended, unless such funds are expended in accordance with the
preceding restrictions and provisos, except that such funds may be

A—558

TITLE VI—GENERAL PROVISIONS—Continued

expended for the continued representation of aliens prohibited by said
provisos where such representation commenced prior to January 1,
1983, or as approved by the Corporation; Provided further, That if a
Presidential Order pursuant to Public Law 100-119, the Balanced
Budget and Emergency Deficit Control Reaffirmation Act of 1987, is
issued for fiscal year [1990] 1991, funds provided to each grantee of
the Legal Services Corporation shall be reduced by the percentage
specified in the Presidential Order: Provided further, That if funds
become available to the Legal Services Corporation because a national support center has been defunded or denied refunding pursuant to
section 1011(2) of the Legal Services Corporation Act, as amended by
this Act, such funds may be transferred to basic field programs to be
distributed in the manner specified by this Act: Provided further,
That none of the funds appropriated by this Act or prior Acts or any
other funds available to the Corporation or a recipient may be used
by an officer, board member, employee or consultant of the Corporation or by any recipient to implement or enforce the 1984 and 1986
regulations on legislative and administrative advocacy (part 1612) or
to implement, enforce or keep in effect provisions in the regulation
regarding legislative and administrative advocacy and training (part
1612, 52 FR 28434 (July 29, 1987)) which impose restrictions on private funds except to the extent that such restrictions are explicity set
forth in sections 1007 (a)(5), (b)(6), (b)(7), and 1010(c) of the Legal
Services Corporation Act, as amended: Provided further, That the
Corporation shall not impose requirements on governing bodies of the
recipients that are additional to, or more restrictive than, the provisions of this Act and section 1007(c) of the Legal Services Corporation
Act, as amended, including, but not limited to (1) the procedures of
appointment, including the political affiliation and the length of
terms of board members, (2) the size, quorum requirements and committee operations of such governing bodies, and (3) any requirements
on appointment of board members of national support centers that
would preclude the bar associations in the States in which the center's principal offices are located from making all appointments required to be made by bar associations: Provided further, That none of
the funds appropriated under this Act to the Legal Services Corporation may be used by the Corporation or any recipient to participate in
any litigation with respect to abortion: Provided further, That the
Corporation shall utilize the same formula for distribution of fiscal
year [1990] 1991 migrant funds as was used in fiscal year [1989]
1990: Provided further, That the fourteenth and fifteenth provisos of
this section (relating to parts 1607 and 1612 of the Corporation's
regulations) shall expire if such action is directed by a majority vote
of a Board of Directors of the Legal Services Corporation [composed
of eleven individuals nominated by the President after January 20,
1989, and subsequently confirmed by the United States Senate]: Provided further, That none of the funds appropriated under this Act or
under any prior Acts for the Legal Services Corporation shall be used
to consider, develop, or implement any system for the competitive
award of grants or contracts until such action is authorized pursuant




t h e b u d g e t f o r f i s c a l y e a r 1991
to a majority vote of a Board of Directors of the Legal Services
Corporation [composed of eleven individuals nominated by the President after January 20, 1989, and subsequently confirmed by the
United States Senate], except that nothing herein shall prohibit the
Corporation Board, members, or staff from engaging in in-house reviews of or holding hearings on proposals for a system for the competitive award of all grants and contracts, including support centers,
and that nothing herein shall apply to any competitive awards program currently in existence; [subsequent to confirmation such new]
the Board of Directors shall develop and implement a proposed
system for the competitive award of all grants and contracts: Provided further, That the Corporation shall insure that all grants and
contracts made for calendar year [1990] 1991 to all grantees receiving funds under sections 1006(a) (1)(A) and (3) of the Legal Services
Corporation Act as of September 30, [1989] 1990, with funds appropriated by this Act or prior appropriations Acts, shall be made for a
period of at least twelve months beginning on January 1, [1990]
1991, so as to insure that the total annual funding for each current
grantee or contractor is no less than the amount provided pursuant to
this Act: Provided further, That such grants or contracts shall not be
subject to any amendments to regulations relating to fee-generating
cases (45 CFR part 1609) or the use of private funds (45 CFR parts
1610 and 1611) not in operational effect on October 1, [1988] 1989:
Provided further, That any changes in procedures in operational
effect as of September 1, [1989] 1990, that would have the effect of
imposing timekeeping requirements on recipients must be adopted as
rules or regulations in accordance with section 1008(e) of the Legal
Services Corporation Act and all of the requirements of this Act:
Provided further, That any new rules or regulations, or revisions to
existing rules or regulations adopted by the Board of the Legal Services Corporation after October 1, [1989] 1990, shall not become effective until after October 1, [1990] 1991, or until authorized pursuant
to a majority vote of a Board of Directors of the Legal Services
Corporation [composed of eleven individuals nominated by the President after January 20, 1989, and subsequently confirmed by the
United States Senate]: Provided further, That, notwithstanding any
decision or action of the President of the Corporation after September
7, [1989] 1990, funds appropriated under this Act or any prior Acts
shall not be denied, for the period October 1, [1989] 1990 through
December 31, [1990] 1991, to any grantee or contractor which in
fiscal year [1989] 1990 received funding appropriated under any
prior Act, as a result of activities which have been found by an
independent hearing officer appointed by the President of the Corporation prior to October 1, [1989] 1990, not to constitute grounds for a
denial of refunding, and any decisions or action of the President of
the Corporation reversing or setting aside such decision of an independent hearing officer concerning section 1010(c) of the Act rendered
in fiscal year [1989] 1990 shall be null and void. (Departments of
Commerce, Justice, and State, the Judiciary, and Related Agencies
Appropriations Act, 1990.)

DEPARTMENT OF DEFENSE—MILITARY
MILITARY PERSONNEL

Officers
Enlisted
Air Force Academy cadets

ACTIVE FORCES
These

appropriations

finance

the

personnel

costs

of

F o r c e . C h a n g e s in f i n a n c i a l r e q u i r e m e n t s a r e p r i m a r i l y r e l a t appro-

Federal

forces.

While

most

of

the

entitlements

financed

by

these appropriations a r e set b y statute, t h e e s t i m a t e s reflect
continuing

efforts to i m p r o v e m a n a g e m e n t

including

m e n t a t i o n of a u d i t r e c o m m e n d a t i o n s , i m p r o v e d

imple-

management

of m i l i t a r y t r a v e l , a n d p r u d e n t u s e o f b o n u s p r o g r a m s ,

and

other pay programs.
T h e n u m b e r s of active duty m i l i t a r y personnel provided for
are s h o w n in the following table:
YEAREND N U M B E R
1989 actual
2,130,229

744,169

727,500

104,277
635,342
4,550

102,581
620,369
4,550

590,501

72,153
515,714
4,785

72,493
513,233
4,775

71,999
508,026
4,775

196,735

196,500

MILITARY PERSONNEL, A R M Y

For pay, allowances, individual clothing, [subsistence,] interest on
deposits, gratuities, permanent change of station travel (including all
expenses thereof for organizational movements), and expenses of temporary duty travel between permanent duty stations, for members of
the A r m y on active duty (except members of reserve components
provided for elsewhere), cadets, and aviation cadets; and for payments
pursuant to section 156 of Public Law 97-377, as amended (42 U.S.C.
402 note), to section 229(b) of the Social Security Act (42 U.S.C.
429(b)), and to the Department of Defense Military Retirement Fund;
[$24,510,960,000: Provided, That $11,000,000 shall be available only
for the activation of one additional battalion for the 6th Light Infantry Division not later than August 15, 1990: Provided further, That no
reduction be made in any active component combat or corps headquarters unit in the United States to make personnel available for
this u n i t ] $24,295,600,000.
(10 U.S.C. 701-04, 744, 956, 1035, 1037,
1047-49, 1212, 1475-80, 2389, 2421, 2634, 3687, 4561, 4562, 4741; chapters 3, 5, 7, and 9 of title 37, United States Code; Department
of
Defense Appropriations Act, 1990; additional authorizing legislation to
be proposed.)

584,800

196,956

Navy

293,373
1,731,685
13,742

592,652

Officers
Enlisted
Military Academy cadets

297,123
1,765,540
13,742

106,877
658,321
4,543

Army

1991 est.
2,038,800

769,741

Officers
Enlisted
Academy cadets and midshipmen

1990 est.
2,076,405

302,826
1,813,723
13,680

Defense total

Program and Financing (in thousands of dollars)
Identification code 21-2010-0-1-051

Officers
Enlisted
Naval Academy midshipmen/aviation cadets
Marine Corps
Officers

20,099

20,063

20,039

Enlisted

176,857

176,672

176,461

570,880

545,000

530,000

103,697
462,831
4,352

100,290
440,293
4,417

98,754
426,829
4,417

Air Force

Funds

General and special funds:

p r i a t i o n s f i n a n c e t h e f u t u r e r e t i r e m e n t b e n e f i t s of t h e c u r r e n t
active

100,284
436,253
4,380

the

a c t i v e d u t y f o r c e s of t h e A r m y , N a v y , M a r i n e C o r p s , a n d A i r
ed to m i l i t a r y personnel strengths. In addition, t h e s e

102,988
451,009
4,380

104,603
467,693
4,327

Program by activities:
Direct program:
00.01
Pay and allowances of officers
00.02
Pay and allowances of enlisted personnel .,,
00.03
Pay and allowances of cadets
00.04
Subsistence of enlisted personnel
00.05
Permanent change of station travel
Other military personnel costs
00.06

1989 actual

1990 est.

1991 est.

6,207,510
15,935,300
34,979
1,094,755
1,003,631
142,303

6,278,501
15,756,203
35,604
1,118,627
1,112,977
80,201

6,408,978
15,730,409
37,344
845,669
1,177,120
96,080

AVERAGE N U M B E R

00.91
01.01

Total direct program
Reimbursable program

24,418,478
165,698

24,382,113
143,774

24,295,600
98,700

10.00

Officers
Enlisted
Air Force Academy cadets

Total obligations

24,584,176

24,525,887

24,394,300

-54,669
-47,403
-63,626
1,267

-45,108
-46,208
-52,458

-40,593
-47,593
-10,514

24,419,745

24,382,113

24,295,600

24,484,745

24,510,960
-22,700
-338,147

24,295,600

Financing:
Offsetting collections from-.
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing...

1989 actual
2,123,790

1990 est.
2,093,689

1991 est.
2,054,091

303,617
1,806,974
13,199

301,718
1,778,815
13,156

296,248
1,744,563
13,280

766,275

753,597

732,320

106,713
655,267
4,295

106,353
642,994
4,250

103,827
624,188
4,305

585,334

585,485

584,576

72,098
508,659
4,577

72,237
508,722
4,526

72,098
507,883
4,595

43.00

Appropriation (adjusted)...

24,419,745

24,382,113

24,295,600

Marine Corps

195,558

196,230

196,278

Officers
Enlisted

20,203
175,355

20,140
176,090

20,039
176,239

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

24,418,478
1,160,007
-71,831
-65,187

24,382,113
71,831
-1,288,244

24,295,600
1,288,244
-1,332,644

576,623

558,377

540,917

90.00

25,441,466

23,165,700

24,251,200

Defense total
Officers
Enlisted
Academy cadets and midshipmen
Army
Officers
Enlisted
Military Academy cadets
Navy
Officers
Enlisted
Naval Academy midshipmen/aviation cadets

Air Force




39.00

40.00
40.00
40.00
41.00
42.00

Budget authority...
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-165..
Reduction pursuant to P.L. 99-177....
Transferred to other accounts
Transferred from other accounts

Outlays..

— 6^000
'232,000

A-559

A-560

S^^taSNSE_Con,inuat

General and special funds—Continued

71.00
72.40
74.40
77.00

MILITARY PERSONNEL, ARMY—Continued

Object Classification (in thousands of dollars)
Identification code 21-2010-0-1-051

11.7
11.8
11.9
12.2
12.2
13.0
21.0
22.0
25.0
26.0
42.0
99.0
99.0

1989 actual

1991 est.

15,427,094
306

305

15,785,122

15,427,400

15,690,659

5,985,353

5,382,743

5,377,622

1,256,644

1,983,401

1,985,430

62,866

76,484

71,893

347,423

387,905

385,495

528,896

655,284

646,591

90.00

11.7
11.8
11.9

44,141

26,568

38,569

12.2

440,726

97,743

2,397

12.2

1,602

1,598

13.0

24,418,478

24,382,113

24,295,600

165,698

143,774

98,700

24,584,176

Total obligations

24,525,887

24,394,300

21.0
22.0
25.0
26.0
42.0
99.0
99.0

PERSONNEL,

NAVY

99.9

For pay, allowances, individual clothing, [subsistence,] interest on
deposits, gratuities, permanent change of station travel (including all
expenses thereof for organizational movements), and expenses of temporary duty travel between permanent duty stations, for members of
the Navy on active duty (except members of the Reserve provided for
elsewhere), midshipmen, and aviation cadets; and for payments pursuant to section 156 of Public Law 97-377, as amended (42 U.S.C.
402 note), to section 229(b) of the Social Security Act (42 U.S.C.
429(b)), and to the Department of Defense Military Retirement Fund;
[$19,307,700,000] $19,363,100,000. (10 U.S.C 600, 683-1 701-4, 744,
956; 1035, 1037, 1047-49, 1212, 1475-80, 2421, 2634, 5413-14, 5441-42,
5444, 5446, 5450-51, 5454, 5501, 5503, 6081-86, 6221, 6911-12, 6960,
6969; 26 U.S.C. 3121; chapters 3, 5, 7, 9, and 10 of title 37, United
States Code; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code

17-1453-0-1-051

1989 actual

1990

est.

1991

est.

4,487,739
13,122,667
38,871
815,745
550,973
38,640

4,583,256
13,189,127
39,705
843,506
593,830
40,676

4,647,743
13,441,338
41,567
585,288
607,768
39,396

00.91

19,054,635

19,290,100

19,363,100

119,100

283,100

19,409,200

19,646,200

01.01

Reimbursable program

122,874

10.00

Total obligations

19,177,509

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net
25.00 Unobligated balance lapsing
39.00
Budget authority

-51,705
-24,381
-46,788
-633
2,854
19,056,856

19,290,100

19,363,100

18,962,456

19,307,700

19,363,100

-49,383

-261,546

-22,003

-20,002

-47,714

-1,552

Budget authority:
40.00

Appropriation

40.00
40.00

Reduction pursuant to P.L. 101-165
Reduction pursuant to P.L 99-177

42.00

Transferred from other accounts

94,400

285,052

43.00

Appropriation (adjusted)

19,056,856

19,290,100




19,363,100

73,619

924,819

-924,819

-966,719

18,438,900

19,321,200

Direct obligations:
Personnel compensation-.
Military personnel
Special personal services payments
Total personnel compensation
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Other services: Other
Supplies and materials
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

12,286,249

12,557,013

12,527,616

46

65

51

12,286,295

12,557,078

12,527,667

4,489,960

4,079,273

4,102,494

1,374,352

1,729,938

1,752,329

35,100

32,729

32,200

182,813

189,381

194,364

339,153

350,647

359,497

10,014

10,373

10,561

335,358

338,986

382,293

1,590

1,695

1,695

19,054,635

19,290,100

19,363,100

122,874

119,100

283,100

19,177,509

19,409,200

19,646,200

MILITARY PERSONNEL, M A R I N E

CORPS

For pay, allowances, individual clothing, [subsistence,] interest on
deposits, gratuities, permanent change of station travel (including all
expenses thereof for organizational movements), and expenses of temporary duty travel between permanent duty stations, for members of
the Marine Corps on active duty (except members of the Reserve
provided for elsewhere); and for payments pursuant to section 156 of
Public Law 97-377, as amended (42 U.S.C. 402 note), to section 229(b)
of the Social Security Act (42 U.S.C. 429(b)), and to the Department of
Defense Military Retirement Fund; [$5,800,200,000] $5,918,600,000.
(10 U.S.C. 956, 1035, 1047-49, 1212, 1475-80, 2634, 5413-14, 5441, 5443,
5446, 5451, 5454, 5456, 5458, 5502-03, 6032, 6081-86, 6148, 6222; 12
U.S.C. 1715m; chapters 3, 5, 7, and 9 of title 37, United States Code; 41
U.S.C. 1594d; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
00.01
Pay and allowances of officers
00.02
Pay and allowances of enlisted personnel
00.03
Pay and allowances of cadets
00.04
Subsistence of enlisted personnel
00.05
Permanent change of station travel
00.06
Other military personnel costs
Total direct program

19,290,100

19,413,603

Outlays

Identification code 17-1453-0-1-051

405,636

Subtotal, direct obligations
Reimbursable obligations

MILITARY

19,054,635
459,336
-73,619
-26,749

15,690,354

317

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1991

Object Classification (in thousands of dollars)

Total personnel compensation benefits
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Other services: Contracts
Supplies and materials
Insurance claims and indemnities

99.9

1990 est.

15,784,805

Direct obligations:
Personnel compensation:
Military personnel
Special personal services payments

the budget for fiscal year

Identification code 17-1105-0-1-051

1989 actual

Program by activities:
Direct program:
00.01
Pay and allowances of officers
00.02
Pay and allowances of enlisted personnel
00.04
Subsistence of enlisted personnel
00.05
Permanent change of station travel
00.06
Other military personnel costs

1,170,496
4,034,632
269,644
188,261
15,950

00.91
01.01

Total direct program
Reimbursable program

10.00

Total obligations

1990 est.

1991 est.

1,189,110

1,221,619

4,096,722

4,261,817

285,745

204,499

207,811

215,488

14,912

15,177

5,678,983
17,768

5,794,300

5,918,600

19,000

5,100
5,923,700

5,696,751

5,813,300

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing

-12,059
-301
-5,408
29,015

-12,637

1,263

-240

-240

-6,123

-6,123

39.00

5,707,998

5,794,300

5,918,600

5,716,200

5,800,200

5,918,600

-17,600

Budget authority
Budget authority:

-285,052

40.00

19,363,100

Appropriation

40.00

Reduction pursuant to P.L. 1 0 0 - 4 6 3

40.00
40.00

Reduction pursuant to P.L. 101-165
Reduction pursuant to P.L. 99-177

-

8,202
-5,900
-85,726

department

of

MT V ea T dSlled
LA d f ^ n t ill
,,
e

defense-military

4? 00 Transferred from other accounts

85,726

22.40

43.00

Appropriation (adjusted)

5,707,998

5,794,300

5,918,600

71.00
72.40
74.40
77 00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

5,678,983
207,729
-42,707
-5,176

5,794,300
42,707
-263,507

5,918,600
263,507
-280,407

5,573,500

5,901,700

40.00
40.00
40.00
40.00
42.00

Unobligated balance transferred, net..

39.00

90.00

Outlays

.

5,838,830

Budget authority

A-561

-81

20,166,468

Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463..
Reduction pursuant to P.L 101-165..
Reduction pursuant to P.L. 99-177....
Transferred from other accounts

20,026,628

20,046,600

20,102,603
-18,152

19,994,040

20,046,600

82,017

-16,800
-178,612
228,000

43.00

Appropriation (adjusted)..

20,166,468

20,026,628

20,046,600

71.00
72.40
74.40
77.00

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

20,166,549
789,692
-72,438
-6,331

20,026,628
72,438
-893,366

20,046,600
893,366
-934,266

20,877,473

19,205,700

20,005,700

Object Classification (in thousands of dollars)
Identification code 17-1105-0-1-051

11.7
11.8
11.9
12.2
12.2
13.0
21.0
22.0
25.0
26.0
42.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Military personnel
Special personal services payments
Total personnel compensation
Military personnel benefits-.
Accrued retirement benefits
Other personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Other services: Purchases from industrial funds
Supplies and materials
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

3,673,350
33

3,841,686
35

3,899,966
36

3,673,383

3,841,721

3,900,002

1,397,829
299,275
14,504
73,622
102,506
5,192
112,060
612

1,269,981
346,314
13,400
72,298
111,972
5,664
132,302
648

1,298,544
350,766
13,600
74,957
116,093
5,873
158,081
684

5,678,983
17,768

5,794,300
19,000

5,918,600
5,100

5,696,751

5,813,300

5,923,700

Outlays..

90.00

Object Classification (in thousands of dollars)
Identification code 57-3500-0-1-051

1989 actual

1990 est.

1991 est.

12,761,019

13,094,946

13,141,629

4,947,598
1,598,283
33,800
240,404
484,907
29,824
69,279
1,435

4,409,507
1,759,883
32,500
202,772
431,375
25,322
68,882
1,441

4,370,068
1,741,007
30,500
224,377
503,500
27,689
6,388
1,442

99.0
99.0

MILITARY PERSONNEL, A I R FORCE

For pay, allowances, individual clothing, [subsistence,] interest on
deposits, gratuities, permanent change of station travel (including all
expenses thereof for organizational movements), and expenses of temporary duty travel between permanent duty stations, for members of
the Air Force on active duty (except members of reserve components
provided for elsewhere), cadets, and aviation cadets; and for payments
pursuant to section 156 of Public Law 97-377, as amended (42 U.S.C.
402 note), to section 229(b) of the Social Security Act (42 U.S.C.
429(b)), and to the Department of Defense Military Retirement Fund;
[$19,994,040,000: Provided, That none of the funds provided in this
account and in "Operation and Maintenance, Air Force" may support
the continuation of the B-52G Squadron of the 43rd Bomb Wing after
June 15, 1990] $20,046,600,000. (10 U.S.C. 503, 504-09, 518-19, 600,
683-84, 687, 701-04, 744, 956, 1035-37, 1047-49, 1211-12, 1331, 147580, 2632, 2634, 8033, 8036, 8066, 8201-15, 8281, 8284-89,
8293-8303,
8305-10, 8312-13, 8441-49, 8451-52, 8491, 8494-8504, 8531, 8687, 8722,
9306, 9331-37, 9341-55, 9441 9561-63, 9741-43; 12 U.S.C. 1715m; 33
U.S.C. 855, 858; chapters 3, 5, 7, 9, 10, and 11, of title 37, United States
Code; 49 U.S.C. 1657; Department of Defense Appropriations Act,
1990; additional authorizing legislation to be proposed.)

12.2
12.2
13.0
21.0
22.0
25.0
26.0
42.0

Direct obligations:
Personnel compensation: Military personnel
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Other services: Purchases from industrial funds
Supplies and materials
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations

20,166,549
195,600

20,026,628
171,900

20,046,600
134,900

99.9

Total obligations

20,362,149

20,198,528

20,181,500

11.7

RESERVE FORCES
These appropriations finance the personnel costs of the N a tional G u a r d and Reserve forces, including the future retirem e n t benefits of the current Reserve forces. T h e estimates
reflect continuing efforts to improve m a n a g e m e n t efficiency
including, for example, more economical use of training and
recruiting resources as well as the undertaking of active missions at lower costs.
The
mated
grams
sonnel

n u m b e r of N a t i o n a l Guard and Reserve personnel estito participate in the Selected Reserve training proand the n u m b e r of full-time active duty military perprovided for are summarized in the following table:
YEAREND NUMBER

Program and Financing (in thousands of dollars)
Identification code 57-3500-0-1-051

Defense total
1989 actual

1990 est.

1991 est.

Program by activities:
Direct program-.
00.01
Pay and allowances of officers
00.02
Pay and allowances of enlisted personnel
00.03
Pay and allowances of cadets
00.04
Subsistence of enlisted personnel
00.05
Permanent change of station travel
00.06
Other military personnel costs

6,431,795
11,965,741
35,703
882,407
814,570
36,333

6,515,045
11,802,266
36,871
895,939
741,468
35,039

6,571,280
11,712,410
38,128
838,234
852,508
34,040

00.91
01.01

Total direct program
Reimbursable program

20,166,549
195,600

20,026,628
171,900

20,046,600
134,900

10.00

Total obligations

20,362,149

20,198,528

20,181,500

-40,492
-100,267
-54,841

-54,296
-83,154
-34,450

-53,623
-55,964
-25,313

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources




Trained inactive duty
Training pipeline
Full-time active duty
Army Reserve
Trained inactive duty
Training pipeline
Full-time active duty
Navy Reserve
Trained inactive duty
Training pipeline
Full-time active duty
Marine Corps Reserve
Trained inactive duty
Training pipeline

1,170,560

1990 est.
1,155,000

1991 est.
1,151,600

1,047,363
51,371
71,826

1,038,806
42,439
73,755

1,031,947
45,589
74,064

319,244

309,200

309,200

284,633
21,267
13,344

280,939
14,917
13,344

278,094
17,762
13,344

151,505

153,400

149,700

122,170
7,348
21,987

126,275
4,417
22,708

122,286
4,417
22,997

43,576

44,000

43,900

38,466
3,162

37,892
3,807

37,351
4,148

S^^taSNSE_Con,inuat

A-562

the

683, 1475-80, 2101-11, 3722; 37 U.S.C. 204, 206, 209, 301, 305, 402-04,
414-18, 1002; Department of Defense Appropriations Act, 1990; additional authorizing legislation to he proposed.)

General and special funds—Continued
YEAREND NUMBER—Continued
1989 actual 1990 est.
2,301
1,948

Full-time active duty
Air Force Reserve

1991 est.
2,401

83,214

Trained inactive duty
Training pipeline
Full-time active duty

82,852
1,693
655

447,300

447,300

405,901
15,200
26,199

406,148
14,953
26,199

116,061

Air National Guard

82,300
1,914
686

415,859
15,208
25,893

Trained inactive duty
Training pipeline
Full-time active duty

85,200

456,960

Army National Guard

84,900

80,746
1,833
635

Trained inactive duty
Training pipeline
Full-time active duty

116,200

116,300

105,489
2,553
8,019

105,499
2,184
8,517

105,216
2,616
8,468

The Reserve Officers' Training Corps program provides
training for reserve and regular officer candidates who have
enrolled in the course while attending a college at which a
ROTC unit has been established. College graduates who satisfactorily complete the advanced course of the program are
commissioned and may be ordered to active duty for a minimum of 3 years.
The Reserve Officers' Training Corps Vitalization Act of
1964, as amended, authorizes a limited number of scholarships
for ROTC students on a competitive basis. Successful candidates for the scholarships generally serve a minimum period
of 4 years on active duty upon graduation and appointment as
a commissioned officer. A number of scholarship recipients
will fulfill their entire obligation in the Reserve components.
The Armed Forces health professions scholarship program
provides a source of active duty commissioned officers for the
various health professions.
The numbers of commissioned officers graduated from these
programs are summarized below:
1989 actual 1990 est.

ROTC:
Army
Navy
Air Force

12,125

88
647

88
632

735

720

322
294
325

345
298
343

400
325
353

941

Total

12,730

736

Health professions scholarship:
Army
Navy
Air Force

7,797
1,820
2,508

62
674

Total

8,195
1,965
2,570

13,040

Navy officer candidates
Marine Corps officer candidates

Program and Financing (in thousands of dollars)
Identification code 21-2070-0-1-051

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Unit and individual training
Other training and support
00.02

1,231,968
1,008,854

1,151,342
1,049,756

1,203,716
1,133,384

00.91

01.01 Reimbursable program

Total direct program

2,240,822
5,985

2,201,098
6,200

2,337,100
6,400

10.00

Total obligations

2,246,807

2,207,298

2,343,500

-5,333
-652
1,138

-4,856
-1,344

-5,056
-1,344

2,241,960

2,201,098

2,337,100

2,211,800

2,234,400
-33,302

2,337,100

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
39.00

Budget authority

40.00
40.00
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Transferred from other accounts

30,160

43.00

Appropriation (adjusted)

2,241,960

2,201,098

2,337,100

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

2,240,822
213,672
-159,982
-6,580

2,201,098
159,982
-192,680

2,337,100
192,680
- 223,880

2,287,932

2,168,400

2,305,900

1989 actual

1990 est.

1991 est.

1,467,286

1,515,389

1,601,582

390,974
144,670
152,794
5,979
78,890
229

269,139
167,797
163,651
5,725
79,168
229

278,465
178,217
181,940
5,771
90,896
229

2,240,822
5,985

2,201,098
6,200

2,337,100
6,400

2,246,807

2,207,298

2,343,500

90.00

Outlays

Object Classification (in thousands of dollars)
Identification code 21-2070-0-1-051

1991 est.

8,217
2,000
2,823

Total

b u d g e t f o r f i s c a l y e a r 1991

986

12.2
12.2
21.0
22.0
26.0
42.0

Direct obligations.Personnel compensation: Military personnel
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
:
Travel and transportation of persons
Transportation of things
Supplies and materials
Insurance claims and indemnities

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

1,078

11.7

99.9

Total obligations

RESERVE PERSONNEL, N A V Y

For pay, allowances, clothing, subsistence, gratuities, travel, and
related expenses for personnel of the Navy Reserve on active duty
under section 265 of title 10, United States Code, or while serving on
RESERVE PERSONNEL, ARMY
active duty under section 672(d) of title 10, United States Code, in
connection with performing duty specified in section 678(a) of title 10,
For pay, allowances, clothing, subsistence, gratuities, travel, and
related expenses for personnel of the Army Reserve on active duty United States Code, or while undergoing reserve training, or while
under sections 265, 3021, and 3038 of title 10, United States Code, or performing drills or equivalent duty, and for members of the Reserve
Officers' Training Corps, and expenses authorized by section 2131 of
while serving on active duty under section 672(d) of title 10, United
States Code, in connection with performing duty specified in section title 10, United States Code, as authorized by law; and for payments
678(a) of title 10, United States Code, or while undergoing reserve to the Department of Defense Military Retirement Fund;
[$1,582,800,000] $1,624,600,000. (10 U.S.C. 600, 683-4, 1475-80, 2031,
training, or while performing drills or equivalent duty or other duty,
and for members of the Reserve Officers' Training Corps, and ex- 2101-11, 5456-57, 6081-86, 6148; 26 U.S.C. 3121; 37 U.S.C. 204, 206,
301, 305, 402-4, 415-18, 427, 1002; 38 U.S.C. 701-12; Department of
penses authorized by section 2131 of title 10, United States Code, as
authorized by law; and for payments to the Department of Defense Defense Appropriations Act, 1990; additional authorizing legislation to
Military Retirement Fund; [$2,234,400,000] $2,337,100,000. (10 U.S.C. be proposed.)
Federal Funds

General and special funds:




department

of

d e f e n s e - m i l i t a r y

military^jpersonj^el—gntinue^
00.02

Program and Financing (in thousands of dollars)
Identification code 1 7 - 1 4 0 5 - 0 - 1 - 0 5 1
Program by activities:
Direct program:
00.01
Unit and individual training
00.02
Other training and support
00.91
01.01

Total direct program
Reimbursable program

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
39.00

Budget authority

10.00

1991 est.

710,991
877,364

679,000
893,181

1,588,355
234

1,572,181
400

1,624,600
400

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing

1,588,589

1,572,581

1,625,000

39.00

-219

-236
-136
- 2 8

- 1 5
1,915
1,590,269

684,451
940,149

-236
-136
- 2 8

Appropriation (adjusted)

1,590,269

1,572,181

1,624,600

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1,588,355
126,151
-161,041
-13,333

1,572,181
161,041
-190,922

1,624,600
190,922
-219,322

1,540,132

1,542,300

1,596,200

1,624,600

-10,619

Object Classification (in thousands of dollars)

12.2
12.2
21.0
22.0
25.0
26.0
42.0

Direct obligations-.
Personnel compensation: Military personnel
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Travel and transportation of persons
Transportation of things
Other services: Other
Supplies and materials
Insurance claims and indemnities

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

Total obligations

1989 actual

1990 est.

1991 est.

1,033,050

1,070,859

1,114,420

302,105
88,430
116,171
13,705
468
33,233
1,193

233,443
97,488
118,894
13,248
545
36,496
1,208

240,179
97,384
119,412
13,999
597
37,401
1,208

1,588,355
234

1,572,181
400

1,624,600
400

1,588,589

1,572,581

1,625,000

RESERVE PERSONNEL, MARINE CORPS

For pay, allowances, clothing, subsistence, gratuities, travel, and
related expenses for personnel of the Marine Corps Reserve on active
duty under section 265 of title 10, United States Code, or while
serving on active duty under section 672(d) of title 10, United States
Code, in connection with performing duty specified in section 678(a) of
title 10, United States Code, or while undergoing reserve training, or
while performing drills or equivalent duty, and for members of the
Marine Corps platoon leaders class, and expenses authorized by section 2131 of title 10, United States Code, as authorized by law; and for
payments to the Department of Defense Military Retirement Fund;
C$319,200,000] $336400,000. (10 U.S.C. 600, 683, 1475-80, 2031, 210111, 5456, 5458, 6081-86, 6148; 37 U.S.C. 206, 301, 305, 402-04,
415-18,
1002; Department of Defense Appropriations Act, 1990; additional authorizing legislation to he proposed.)

Program by activities:
Direct program:
00.01
Unit and individual training..




134,018
336,400
700

315,680

315,152

337,100

- 3 3
-667
120

-650
- 5 0

315,100

-650
- 5 0

314,452

319,200

315,700
-600

336,400

336,400

-4,748

315,100

314,452

336,400

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

314,980
30,909
-35,616
-1,143

314,452
35,616
-43,468

336,400
43,468
-48,968

309,130

306,600

330,900

90.00

Outlays

Object Classification (in thousands of dollars)
Identification code 1 7 - 1 1 0 8 - 0 - 1 - 0 5 1

12.2
12.2
21.0
22.0
26.0
42.0

Direct obligations:
Personnel compensation: Military personnel
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Travel and transportation of persons
Transportation of things
Supplies and materials
Insurance claims and indemnities

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

11.7

99.9

Total obligations

1989 actual

1990 est.

1991 est.

207,698

224,505

243,378

55,752
12,714
26,536
833
10,448
999

36,230
13,826
26,331
1,682
10,879
999

38,855
14,704
27,081
1,483
9,900
999

314,980
700

314,452
700

336,400
700

315,680

315,152

337,100

RESERVE PERSONNEL, AIR FORCE

For pay, allowances, clothing, subsistence, gratuities, travel, and
related expenses for personnel of the Air Force Reserve on active
duty under sections 265, 8021, and 8038 of title 10, United States
Code, or while serving on active duty under section 672(d) of title 10,
United States Code, in connection with performing duty specified in
section 678(a) of title 10, United States Code, or while undergoing
reserve training, or while performing drills or equivalent duty or
other duty, and for members of the Air Reserve Officers' Training
Corps, and expenses authorized by section 2131 of title 10, United
States Code, as authorized by law; and for payments to the Department of Defense Military Retirement Fund;
[$672,700,000]
$684,000,000. (10 U.S.C. 261-80, 591-95, 597-600, 651, 671-85, 687, 715,
1475-80, 2031, 2101-11, 2120-27, 2131-33, 2511, 8062, 8076, 8221-23,
8259-60, 8351-54, 8356-63, 8365-68, 8371-81, 8392-95, 8491, 8687, 8722,
9301, 9411-14, 9561-63, 9741, 9743; 37 U.S.C. 204, 206, 209, 301, 309,
402-11, 415-18, 1002; Department of Defense Appropriations Act, 1990;
additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 5 7 - 3 7 0 0 - 0 - 1 - 0 5 1

1989 actual

1990

est.

1991 est.

1989 actual

195,028

1990 est.

192,271

1991 est.

202,382

Program by activities:
Direct program:
00.01
Unit and individual training
00.02
Other training and support

420,988
233,169

422,895
239,942

437,559
246,441

00.91
01.01

Program and Financing (in thousands of dollars)
Identification code 1 7 - 1 1 0 8 - 0 - 1 - 0 5 1

Budget authority:
Appropriation
Reduction pursuant to P.L. 1 0 0 - 4 6 3
Reduction pursuant to P.L. 99-177

122,181
314,452
700

Appropriation (adjusted)

1,624,600

43.00

11.7

40.00
40.00
40.00

Budget authority

119,952
314,980
700

43.00
1,572,181

1,582,800

Identification code 1 7 - 1 4 0 5 - 0 - 1 - 0 5 1

Total obligations

1990 est.

1,621,400
-31,131

Outlays

Total direct program
Reimbursable program

1989 actual

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 100-463
40.00 Reduction pursuant to P.L 99-177

90.00

Other training and support

00.91
01.01

Total direct program
Reimbursable program

654,157
1,662

662,837
1,600

684,000
1,700

10.00

Total obligations

655,819

664,437

685,700

S^^taSNSE_Con,inuat

A-564

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

25.00
39.00

RESERVE PERSONNEL, AIR FORCE—Continued

Unobligated balance lapsing..
Budget authority

Program and Financing (in thousands of dollars)—Continued
Identification code

57-3700-0-1-051

1989 actual

1991 est.

-1,600

-1,700

39.00

654,444

662,837

Budget authority:
657,964

40.00

Reduction pursuant to P . L 1 0 0 - 4 6 3

-3,520

40.00

Reduction pursuant to P.L. 9 9 - 1 7 7

Appropriation (adjusted)

672,700

684,000

654,444

662,837

Transferred to other accounts
Transferred from other accounts

-10,000

Appropriation (adjusted)

3,293,799

3,246,700

3,358,700

3,297,805

3,246,700

3,358,700

362,920

218,632

297,232

-218,632

-297,232

-328,332

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

654,157

662,837

684,000

Obligated balance, start of year

43,763

36,454

49,491

74.40

Obligated balance, end of year

-36,454

-49,491

-60,791

77.00

Adjustments in expired accounts

—14,337
649,800

672,700

647,131

12.2
12.2

Object Classification (in thousands of dollars)

21.0
22.0

1989 actual

1990 est.

1991 est.

26.0
42.0

12.2
12.2
21.0
22.0
26.0
42.0
99.0
99.0
99.9

Subtotal, direct obligations
Reimbursable obligations
Total obligations

428,506

470,057

485,189

99.0
99.0

98,361

59,020

60,453

41,148

45,382

48,203

68,455

70,252
785
17,314

27

27

Subtotal, direct obligations
Reimbursable obligations
Total obligations

27

654,157

662,837

684,000

1,662

1,600

1,700

655,819

664,437

685,700

ARMY

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program.-

1990 est.

1991 est.

2,189,004

2,330,123

2,398,443

604,928
260,504

430,734

439,247

261,601

281,384

148,067

173,737

3,232

163,248
2,134

91,970

58,760

2,255
63,534

100

100

100

3,297,805

3,246,700

3,358,700

5,659

5,700

5,700

3,303,464

3,252,400

3,364,400

N A T I O N A L G U A R D PERSONNEL, A I R

1,838,876

1,747,747

1,791,898

Program and Financing (in thousands of dollars)
57-3850-0-1-051

Program by activities:
Direct program:
00.01
Unit and individual training
00.02
Other training and support
00.91
01.01

Total direct program
Reimbursable program
Total obligations

Unit and individual training

00.02

Other training and support

1,458,929

1,498,953

1,566,802

10.00

00.91

Total direct program

3,297,805

3,246,700

3,358,700

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40
Unobligated balance transferred, net25.00
Unobligated balance lapsing

01.01

Reimbursable program

5,659

5,700

5,700

10.00

Total obligations

3,303,464

3,252,400

3,364,400

Financing:
Offsetting collections from:
11.00

Federal funds

-4,236

-3,149

-3,149

14.00

Non-Federal sources

-1,423

-2,551

-2,551

-19,910

FORCE

For pay, allowances, clothing, subsistence, gratuities, travel, and
related expenses for personnel of the Air National Guard on duty
under section 265, 8021, or 8496 of title 10 or section 708 of title 32,
United States Code, or while serving on duty under section 672(d) of
title 10 or section 502(f) of title 32, United States Code, in connection
with performing duty specified in section 678(a) of title 10, United
States Code, or while undergoing training, or while performing drills
or equivalent duty, or other duty, and expenses authorized by section
2131 of title 10, United States Code, as authorized by law; and for
payments to the Department of Defense Military Retirement Fund;
[$1,051,200,000] $1,089,000,000. (10 U.S.C. 261-812, 510, 591-95, 597600, 651, 671-85, 2131-33, 2511, 3015, 8062, 8077-78, 8080, 8224-25,
8261, 8351-54, 8356, 8358-63, 8365-68, 8371-81, 8392-95, 8491, 8722,
9301, 9561-63, 9741; 32 U.S.C. 101-11, 301-05, 307-08, 312-33, 501-07,
701, 37 U.S.C. 201, 203-06, 301, 309, 402-11, 414-18, 501-02, 1002;
Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)

00.01




1989 actual

839

Program and Financing (in thousands of dollars)

Unobligated balance transferred, net

3,327,600

18,077

16,976

N A T I O N A L G U A R D PERSONNEL,

22.40

3,168,100

71,212

684

99.9

Direct obligations:
Personnel compensation: Military personnel
Military personnel benefits.Accrued retirement benefits
Other personnel benefits
Travel and transportation of persons
Transportation of things
Supplies and materials
Insurance claims and indemnities

For pay, allowances, clothing, subsistence, gratuities, travel, and
related expenses for personnel of the Army National Guard while on
duty under section 265, 3021, or 3496 of title 10 or section 708 of title
32, United States Code, or while serving on duty under section 672(d)
of title 10 or section 502(f) of title 32, United States Code, in connection with performing duty specified in section 678(a) of title 10,
United States Code, or while undergoing training, or while performing drills or equivalent duty or other duty, and expenses authorized
by section 2131 of title 10, United States Code, as authorized by law;
and for payments to the Department of Defense Military Retirement
Fund; [$3,246,700,000] $3,358,700,000. (10 U.S.C. 683, 1475-80, 3722;
37 U.S.C. 301, 305, 402-04, 418, 1002; Department of Defense ApproIdentification code
priations Act, 1990; additional authorizing legislation to be proposed.)

Identification code 21-2060-0-1-051

3,289,926

Outlays

Identification code 21-2060-0-1-051

11.7

11.7

-152,167

Object Classification (in thousands of dollars)

72.40

Direct obligations.Personnel compensation: Military personnel
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Travel and transportation of persons
Transportation of things
Supplies and materials
Insurance claims and indemnities

4,699

684,000

Obligations incurred, net

Identification code 57-3700-0-1-051

3,358,700

41.00
42.00

Relation of obligations to outlays.-

Outlays

3,246,700

-34,900

-9,863

71.00

90.00

3,334,000

Appropriation
Reduction pursuant to P.L. 100-463..

90.00

43.00

3,358,700

40.00
40.00

684,000

Appropriation

3,246,700

43.00

1990 est.

-1,662
287

40.00

3,293,799

Budget authority:

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
Budget authority

15,904

39.00

Budget authority

1989 actual

1990

est.

1991

est.

553,473

536,591

479,384

520,909

548,706
540,294

1,032,857

1,057,500

1,089,000

603

3,144

3,200

1,033,460

1,060,644

1,092,200

-3,144

-3,244

1,057,500

1,089,000

-23
44

-16
-564
-4,578
2,145

1,030,424

department

40.00
40.00
40.00
42.00
43.00

of

AND MAINTENANCE
Federal Funds

d e f e n s e - m i l i t a r y

t authority:
Appropriation
Reduction pursuant to P.L 100-463
Reduction pursuant to P.L 99-177
Transferred from other accounts

1,033,686
-4,095

1,051,200

1,057,500

1,089,000

Relation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

1,032,857
64,143
-59,097
-7,804

1,057,500
59,097
-76,997

1,089,000
76,997
-86,197

90.00

1,030,100

1,039,600

1,079,800

Outlays

1989 actual

12.2
12.2
21.0
22.0
26.0
42.0

Direct obligations:
Personnel compensation: Military personnel
Military personnel benefits:
Accrued retirement benefits
Other personnel benefits
Travel and transportation of persons
Transportation of things
Supplies and materials
Insurance claims and indemnities

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

11.7

99.9

1990 est.

19916

709,240

767,102

794,031

193,019
63,827
45,543
3,105
17,838
285

142,739
76,937
52,231
3,412
14,794
285

148,645
79,723
47,938
3,390
14,988
285

1,032,857
603

1,057,500
3,144

1,089,000
3,200

1,033,460

Total obligations

1,060,644

1,092,200

OPERATION AND MAINTENANCE
T h e s e appropriations f i n a n c e t h e costs of operating a n d
m a i n t a i n i n g t h e A r m e d Forces, including t h e Reserve compon e n t s a n d related support activities of t h e D e p a r t m e n t of
Defense, except m i l i t a r y personnel pay, a l l o w a n c e a n d t r a v e l
costs. Included are a m o u n t s for p a y of civilians, contract services for m a i n t e n a n c e of e q u i p m e n t a n d facilities, fuel, supplies, a n d repair parts for w e a p o n s a n d e q u i p m e n t . F i n a n c i a l
r e q u i r e m e n t s a r e i n f l u e n c e d b y m a n y factors, including t h e
n u m b e r of aircraft squadrons, A r m y a n d M a r i n e Corps divisions, installations, m i l i t a r y s t r e n g t h a n d d e p l o y m e n t s , rates
of operational activity, a n d t h e q u a n t i t y a n d c o m p l e x i t y of
m a j o r e q u i p m e n t (aircraft, ships, missiles, t a n k s , et cetera) in
operation.

Federal Funds

ARMY

For expenses, not otherwise provided for, necessary for the operation and maintenance of the Army, as authorized by law; and not to
exceed £$18,487,000] $14,437,000 can be used for emergencies and
extraordinary expenses, to be expended on the approval or authority
of the Secretary of the Army, and payments may be made on his
certificate
of
necessity
for
confidential
military
purposes;
[$22,787,559,000: Provided, That $250,000 shall be available for the
1990 Memorial Day Celebration: Provided further, That of the funds
appropriated herein, $3,500,000 shall be available for a grant to the
Monterey Institute of International Studies: Provided further, That of
the funds appropriated in this paragraph, $46,000,000 shall be available only for procurement for the Extended Cold Weather Clothing
System (ECWCS) and intermediate cold-wet weather boots, unless
$46,000,000 of ECWCS and the intermediate cold-wet weather boots
are procured by the Army Stock Fund during fiscal year 1 9 9 0 ]
$23,562,900,000. (5 U.S.C. 5943-44; 10 U.S.C. 127, 520b, 951-56, 1037,
1044, 1049-50, 1071-85, 1093, 1481-88, 2006-08, 2483, 2602, 2637-39,
2675, 2805, 3013-14, 3062, 4302, 4331-55, 4505, 4536, 4741; 37 U.S.C.
404-22; 39 U.S.C. 4169; Department of Defense Appropriations Act,
1990; additional authorizing legislation to be proposed.)




Program by activities:
Direct program:
00.02
General purpose forces
00.03
Intelligence and communications
00.07
Central supply and maintenance
Training, medical, and other general person00.08
nel activities
00.09
Administration and associated activities
00.10
Support of other nations
00.11
Special operations forces

1990 est.

1991 est.

7,819,325
1,402,825
6,522,025

7,904,730
1,465,994
6,032,799

8,689,498
1,673,603
5,307,073

5,821,972
1,029,722
241,848
197,777

5,939,564
1,006,595
250,670
209,837

6,521,301
1,129,655
262,270

Total direct program
Reimbursable program

23,035,494
3,540,944

22,810,189
3,428,400

23,583,400
4,185,100

10.00

Total obligations

26,576,438

26,238,589

27,768,500

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net..
25.00 Unobligated balance lapsing

-3,231,748
-161,766
-147,430
-462,761
19,550

-3,163,861
-135,729
-128,810

-3,922,634
-132,933
-129,533
-20,500

22,592,282

22,810,189

23,562,900

22,083,496
-21,100

22,787,559

23,562,900

39.00

40.00
40.00
40.00
41.00
42.00
42.22

Budget authority...
t authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L 101-165
Transferred to other accounts
Transferred from other accounts
Transferred from other accounts (unobligated
balance)

ZZZZZZZ.
43^578 ZZZZZZZ

—35,248
-M50
536,336

14,300

43.00

Appropriation (adjusted)..

22,592,282

22,810,189

23,562,900

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

23,035,494
6,945,303
-7,274,081
-83,235

22,810,189
7,274,081
-7,289,370

23,583,400
7,289,370
-7,622,270

22,623,480

22,794,900

23,250,500

90.00

Outlays
Object Classification

(in thousands of dollars)

Identification code 21-2020-0-1-051

11.1
11.3
11.5

General and special funds:
OPERATION AND MAINTENANCE,

1989 actual

00.91
01.01

Object Classification (in thousands of dollars)
Identification code 57-3850-0-1-051

(in thousands of dollars)

Identification code 21-2020-0-1-051

-15,468
21,768

1,030,424

Appropriation (adjusted)

833

Program and Financing

1,089,000

A
i \ ~ O O D

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
25.0
25.0
25.0
26.0
31.0
32.0
41.0
42.0
44.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Refunds

1989 actual

1990 est.

1991 est.

4,399,721
279,979
208,147

4,619,494
293,959
218,559

4,732,288
301,051
223,833

4,887,847
1,070,880
42,259
713,481
789,257
175,791
42,398
792,058
39,412

5,132,012
1,200,488
46,243
783,346
958,034
177,333
165,385
712,484
82,780

5,257,172
1,212,421
50,574
669,437
1,064,375
187,893
168,508
739,270
86,758

1,139,229
1,914,583
7,836,991
522,540
2,513,617
441,720
21,610
2,422
89,398
1

1,190,500
2,068,257
6,104,285
1,220,060
2,459,172
509,810

1,208,518
2,267,945
6,331,436
1,173,245
2,630,453
535,395

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations...

23,035,494
3,540,944

22,810,189
3,428,400

23,583,400
4,185,100

99.9

Total obligations..

26,576,438

26,238,589

27,768,500

A-566

^ntinued^enance ^°nt'nuecl

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
OPERATION AND MAINTENANCE, ARMY—Continued

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

168,827

184,085

184,389

211,317
3,371

212,675
5,336

210,251
5,274

OPERATION AND MAINTENANCE,

Financing:
Offsetting collections from:
Federal funds
11.00I
Trust funds
13.00
Non-Federal sources
14.00
22.40 Unobligated balance transferred, net..
25.00 Unobligated balance lapsing
39.00

40.00
40.00
41.00
42.00
42.22

NAVY

authority:
Appropriation
Reduction pursuant to P.L 101-165
Transferred to other accounts
Transferred from other accounts
Transferred from other accounts (unobligated
balance)

-2,844,701
-120,745

-62,021

-3,601,632
-121,952
-65,216

25,184,703

Budget authority...

-2,618,430
-143,222
-98,729
-81,378
128,631

24,559,550

24,531,600

24,852,100

23,902,621
-45,821

24,531,600

-72,195
404,798

20,600

For expenses, not otherwise provided for, necessary for the oper682,150
ation and maintenance of the Navy and the Marine Corps, as authorized by law; and not to exceed [$4,277,000] $4,257,000 can be used for 43.00
Appropriation (adjusted)
25,184,703
24,559,550
emergencies and extraordinary expenses, to be expended on the approval or authority of the Secretary of the Navy, and payments may
Relation of obligations to outlays:
be made on his certificate of necessity for confidential military pur71.00 Obligations incurred, net
25,137,450
24,559,550
poses; [$23,902,621,000, of which $81,000,000 shall remain available
10,033,351
72.40 Obligated balance, start of year....
8,450,879
until September 30, 1992] $24,531,600,000: Provided, That from the 74.40 Obligated balance, end of year
-8,450,879
-8,296,929
-69,774
amounts of this appropriation for the alteration, overhaul and repair
77.00 Adjustments in expired accounts..
of naval vessels and aircraft, funds shall be available to acquire the
90.00
Outlays..
26,650,149
24,713,500
alteration, overhaul and repair by competition between public and
private shipyards, Naval Aviation Depots and private companies. The
Navy shall certify that successful bids include comparable estimates
Object Classification (in thousands of dollars)
of all direct and indirect costs for both public and private shipyards,
Naval Aviation Depots, and private companies. Competitions shall not
Identification code 17-1804-0-1-051
1990 est.
1989 actual
be subject to section 2461 or 2464 of title 10, United States Code, or to
Office of Management and Budget Circular A-76. Naval Aviation
Direct obligations-.
Personnel compensation:
Depots may perform manufacturing in order to compete for produc2,852,595
Full-time permanent
2,729,146
tion contracts: [.Provided further, That funds appropriated or made 11.1
Other than full-time permanent
187,899
173,399
11.3
available in this Act shall be obligated and expended to restore and
137,334
135,932
Other personnel compensation
11.5
maintain the facilities, activities and personnel levels, including spe414
878
11.8
Special personal services payments
cifically the medical facilities, activities and personnel levels, at the
Memphis Naval Complex, Millington, Tennessee, to the fiscal year
3,055,257
3,162,340
Total personnel compensation
1984 levels:] Provided further, That the Navy may provide notice in 11.9
556,421
617,153
Civilian personnel benefits
12.1
this fiscal year to exercise options under the LEASAT program for
13,827
13,905
Benefits for former personnel
13.0
the next fiscal year, in accordance with the terms of the Aide Me349,172
363,358
Travel and transportation of persons
21.0
moire, dated January 5, 1981, as amended by the Aide Memoire dated
452,458
434,050
Transportation of things
22.0
April 30, 1986, and as implemented in the LEASAT contract: [iVo101,660
92,465
Rental payments to GSA
23.1
vided further, That notwithstanding section 2805 of title 10, United 23.2
80,974
90,340
Rental payments to others
States Code, of the funds appropriated herein, $2,000,000 shall be
929,269
607,740
Communications, utilities, and miscellaneous charges23.3
available for a grant to the National Museum of Naval Aviation at
29,112
25,970
Printing and reproduction
24.0
Pensacola, Florida. These funds shall be available solely for project
Other services:
costs and none of the funds are for remuneration of any entity or
Payments to foreign national indirect hire personnel
120,631
105,798
25.0
individual associated with fund raising for the project]. (5 U.S.C
7,092,275
6,666,000
Purchases from industrial funds
25.0
5,657,984
5943-44; 10 U.S.C. 127, 265, 276, 351, 951-56, 1037, 1044, 1049-50,
6,987,482
Contracts
25.0
1,412,141
1,473,070
Other
1071-85, 1125, 1481-88, 2006-08, 2110, 2127, 2483, 2602, 2632, 2637-39, 25.0
3,830,778
3,943,878
26.0
Supplies and materials
2675, 2805, 5013, 5151, 5062-63, 6022, 6029, 6153, 6201-03, 6951-52,
703,552
727,940
Equipment
6968, 7041, 7043-44, 7085, 7205, 7207-09, 7212, 7214, 7229, 7293, 7297, 31.0
7303, 7361-62, 7395-96, 7421, 7432, 7571, 7580; 24 U.S.C. 14a, 16a, 21a,
25,137,450 24,559,550
Subtotal, direct obligations
21b, 37; 37 U.S.C. 404; 39 U.S.C. 406, 2601, 3208; 44 U.S.C. 1321; 99.0
3,027,467
2,860,381
99.0
Reimbursable obligations
Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
27,997,831 27,587,017
Total obligations
99.9
Program and Financing (in thousands of dollars)
Identification code 17-1804-0-1-051
Program by activities:
Direct program:
Strategic forces
00.01
00.02
General purpose forces
00.03
Intelligence and communications
00.04
Airlift and sealift
00.07
Central supply and maintenance
Training, medical, and other general person00.08
nel activities
00.09
Administration and associated activities
00.10
Support of other nations
00.11
Special operations forces

1989 actual

1990 est.

24,531,600
8,296,929
-8,344,929
24,483,600

1991 est.

2,670,044
173,387
129,406
183
2,973,020
622,341
13,792
352,977
469,354
105,031
101,702
940,992
26,622
119,155
7,101,000
5,938,338
1,498,659
3,571,402
697,215
24,531,600
3,788,800
28,320,400

Personnel Summary
1991 est.

1,454,608
11,009,070
1,081,729
529,588
6,277,653

1,613,635
10,558,053
1,128,287
423,312
6,136,689

1,806,102
10,457,344
1,275,742
461,732
5,568,504

3,838,603
839,735
4,318
102,146

3,938,098
662,655
6,695
92,126

4,270,005
684,877
7,294

00.91
01.01

Total direct program
Reimbursable program

25,137,450
2,860,381

24,559,550
3,027,467

24,531,600
3,788,800

10.00

Total obligations

27,997,831

27,587,017

28,320,400




24,531,600

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

115,279

117,894

119,464

133,536
4,352

133,364
3,951

134,283
3,943

OPERATION AND MAINTENANCE, MARINE CORPS

For expenses, not otherwise provided for, necessary for the operation and maintenance of the Marine Corps, as authorized by law;
[$1,657,719,000] $1,948,100,000. (5 U.S.C. 5943, 5944, 7903; 10 U.S.C.
265, 276, 520b, 951-56, 1037, 1044, 1049-50, 1071-85, 1125, 1481-88,
2006-08, 2110, 6911, 7214, 7571, 7580; 37 U.S.C. 404-11; 39 U.S.C. 406,
2601, 3208; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)

department

of

0perati0n and m

defense-military

Program and Financing (in thousands of dollars)
Identification code

17-1106-0-1-051

1989 actual

1990 est.

1991 est.

1,036,491

1,010,074

1,054,644

396,609

411,885

495,729

271,890

273,630

279,254

134,957

113,137

118,473

1,839,947

1,808,726

1,948,100

Reimbursable program

346,836

322,000

338,900

Total obligations

2,186,783

2,130,726

2,287,000

-333,429

-290,750

-307,650

Program by activities:
Direct program:
00.02

General purpose forces

00.07

Central supply and maintenance

00.08

Training, medical, and other general personnel activi-

00.09

Administration and associated activities

ties

00.91
01.01
10.00

Total direct program

Financing:
Offsetting collections from:
11.00

Federal funds

13.00

Trust funds

14.00

Non-Federal sources

22.40
25.00
39.00

-96

-2,650

-2,650

-13,311

-28,600

-28,600

not to exceed [$8,053,000] $8,433,000 can be used for emergencies
and extraordinary expenses, to be expended on the approval or authority of the Secretary of the Air Force, and payments may be made
on his certificate of necessity for confidential military purposes;
[$21,806,213,000: Provided, That none of the funds made available in
this Act may be used to disestablish or reduce the operation of the
Air Force and Air Force Reserve WC-130 Weather Reconnaissance
Squadrons] $22,048,900,000. (5 U.S.C. 5943, 5944., 7903; 10 U.S.C. 122,
127, 503, 502b, 717, 951-56, 1037, 1040, 1044, 1049-50, 1071-89, 112126, 1481-88, 2002, 2006-08, 2101-11, 2112-17, 2120-27, 2389, 2421,
2481, 2483, 2602, 2632-34, 2637-39, 2663, 2675, 8013, 8541, 8542, 8547,
8721-23, 8741-52, 9022, 9025, 9301-04, 9305, 9315, 9331-37, 9341-55,
9411-14, 9441, 9501, 9502, 9505, 9531, 9536, 9561, 9562, 9563, 9651-56,
9712, 9741, 9742, 9743, 9746, 9780; 20 U.S.C 901-07; 37 U.S.C. 201, 421,
404-lle; 38 U.S.C. 5011; 39 U.S.C. 406, 3401-02; 40 U.S.C. 35; 42 U.S.C.
1856-56d, 3374, 315q; 43 U.S.C. 1241-43; 44 U.S.C. 1108; 50 U.S.C. 45155, 491-94; Public Law 94-524 (18 U.S.C. 3056 note); Public Law 97252; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)

-29,298
8,685

Unobligated balance transferred, net
Unobligated balance lapsing
Budget authority

Program and Financing (in thousands of dollars)

1,819,334

1,808,726

1,948,100

1,817,000

1,657,719

1,948,100

Identification code

Budget authority:
40.00

Appropriation

40.00

Reduction pursuant to P.L. 100-463

40.00

-1,700

Reduction pursuant to P.L. 1 0 1 - 1 6 5

42.00
42.22

Transferred from other accounts
Transferred from other accounts (unobligated balance)

43.00

-9,193

4,034

Appropriation (adjusted)

200
160,000

1,819,334

1,808,726

1,948,100

1,839,947

1,808,726

1,948,100

725,336

742,303

767,629

-742,303

-767,629

-831,229

1,783,400

1,884,500

Obligations incurred, net

72.40

Obligated balance, start of year

74.40

Obligated balance, end of year

77.00

Adjustments in expired accounts

90.00

-13,446
1,809,534

Outlays

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
25.0
25.0
25.0
26.0
31.0
99.0
99.0
99.9

00.01
00.02
00.03
00.04
00.07
00.08

Program by activities:
Direct program:
Strategic forces
General purpose forces
Intelligence and communications
Airlift and sealift
Central supply and maintenance
Training, medical, and other general person-

00.09
00.10
00.11

Administration and associated activities
Support of other nations
Special operations forces

00.91

17-1106-0-1-051

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

01.01
10.00

Object Classification (in thousands of dollars)
Identification code

57-3400-0-1-051

nel activities

Relation of obligations to outlays:
71.00

1990 est.

1991 est.

Total direct program
Reimbursable program

Subtotal, direct obligations
Reimbursable obligations
Total obligations

1990 est.

1989 actual

3,178,525
4,375,884
2,457,367
1,102,442
6,922,367

2,955,045

346,463

16,941

14,943

7,422

14,567

11,410

372,288

372,816

72,883

375,145
83,324

107,870

85,741

73,639

40.00

Appropriation

82,352

81,834

83,078

40.00

Reduction pursuant to P.L. 100-463

134,737
6,392

147,154

148,583
7,774

40.00

1,289,501

3,222,161

3,325,062

3,821,894

622,775
8,205
173,064

618,760

598,333

9,812

11,541

22,062,790

21,787,613

156,341

56,597
100,776
595,749
1

75,198
113,842
486,462

70,186
102,409
615,286

41.00
42.00
42.22

Transferred to other accounts
Transferred from other accounts
Transferred from other accounts (unobligated
balance)

271,447

302,757

335,341

38,855

50,770

49,030

1,839,947

1,948,100

346,836

1,808,726
322,000
2,130,726

22,048,900

1,995,000

3,043,700

23,782,613

25,092,600

-1,995,000

-3,043,700

21,787,613

22,048,900

21,806,213

1,857,944

Reduction pursuant to P.L. 101-165

6,499

2,798,078
5,519,609

-1,420,821
-352,022
-85,101
-122,533
27,971
21,968,228

343,637

4,955,454

2,556,573

23,920,734

18,237

3,054,490

4,332,048

6,671,965

Total obligations

346,629

1991 est.

1,162,007

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net
25.00 Unobligated balance lapsing
39.00
Budget authority

2,186,783

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of'things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Purchases from industrial funds
Contracts
Other services
Supplies and materials
Equipment

A-567

n c
f ^st u n d szcs!!!sed

22,048,900

2,287,000

Budget authority:

89,958

338,900

21,721,673
-15,120

- 5 M 0 0

-16,800
261,675

24,200
32,800

43.00

Appropriation (adjusted)

21,968,228

21,787,613

22,048,900

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

22,062,790
7,089,311
-7,454,869
15,206

21,787,613
7,454,869
-7,366,282

22,048,900
7,366,282
-7,339,682

21,712,439

21,876,200

22,075,500

90.00

Outlays

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Object Classification (in thousands of dollars)
15,787

15,412

15,078

16,254

16,467

185

276

15,866
276
11.1
11.3

OPERATION A N D M A I N T E N A N C E ,

AIR

FORCE

For expenses, not otherwise provided for, necessary for the operation and maintenance of the Air Force, as authorized by law; and




57-3400-0-1-051

1989 actual

1990 est.

1991 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

3,131,385

3,354,846

2,978,313

273,775

260,392

161,612

293,312
173,144

3,566,772

3,821,302

3,392,416

853,677

914,597

811,946

11,878

11,878

11,878

Identification code

11.5
11.9
12.1
13.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel

153,711

A-568

OPERATION AND MAINTENANCE—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Genera] and special funds—Continued

00.09
00.09
00.09

OPERATION AND MAINTENANCE, AIR FORCE—Continued
Object Classification (in thousands of dollars)—Continued

00.11

Identification code 57-3400-0-1-051

1989 actual

1990 est.

1991 est.

00.91

21.0
22.0
23.1
23.2
23.3
24.0

628,539
641,096
23,825
87,109
1,040,130
46,511

493,645
705,029
22,934
90,656
1,099,776
40,953

507,606
710,882
26,626
108,260
1,178,177
41,415

01.01

25.0
25.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0
99.0
99.0
99.9

Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Purchases from industrial funds
Contracts
.....
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

237,534
3,074,686
7,596,838
3,671,713
461,060
580
2,566
117,650
626

21,787,613
1,995,000

22,048,900
3,043,700

23,920,734

Total obligations

297,303
2,493,723
8,069,317
3,974,908
305,728
294
2,314
113,421
2,686

22,062,790
1,857,944

Subtotal, direct obligations
Reimbursable obligations

285,827
2,879,753
7,418,073
3,625,744
277,748
268
3,483
90,513
5,434

23,782,613

25,092,600

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

10.00

6,634

7,195

6,495

6,156

10,790
572,700

7,759,566

Total direct program
Reimbursable program

7,835,606
3,804,302

8,663,100
4,832,600

11,639,908

13,495,700

-3,740,517
-43,593
-20,192

-4,767,927
-44,298
-20,375

7,835,606

8,663,100

7,635,973
-13,400

7,800,156

8,663,100

-58,112
60,770

-54,308
13,158

3,442,366

Total obligations

11,201,932

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net
25.00 Unobligated balance lapsing
39.00
Budget authority

40.00
40.00
40.00
41.00
42.00
42.22

5,710
89,274

Defense Legal Services Agency
Office of the Inspector General
Defense Technology Security Administration
Special Operations Forces

Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L 101-165
Transferred to other accounts
Transferred from other accounts
Transferred from other accounts (unobligated
balance)

-3,342,671
-82,654
-17,041
-150,815
16,481
7,625,231

-12,600

....!

89,200

43.00
136,589

140,026

152,897
2,347

151,674
2,300

Appropriation (adjusted)

7,625,231

7,835,606

8,663,100

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

7,759,566
1,440,398
-1,616,298
-69,729

7,835,606
1,616,298
-1,775,104

8,663,100
1,775,104
-2,052,004

7,676,81

8,386,200

136,773
151,868
2,300

90.00

Outlays

7,513,936

OPERATION AND MAINTENANCE, DEFENSE AGENCIES

Object Classification (in thousands of dollars)
For expenses, not otherwise provided for, necessary for the operation and maintenance of activities and agencies of the Department
1989 actual
1990 est.
Identification code 9 7 - 0 1 0 0 - 0 - 1 - 0 5 1
of Defense (other than the military departments), as authorized by
law; [$7,800,156,000] $8,663,100,000,, of which not to exceed
Direct obligations:
[$10,642,000] $14,661,000 can be used for emergencies and extraordiPersonnel compensation:
nary expenses, to be expended on the approval or authority of the
2,521,740
11.1
Full-time permanent
2,472,490
Secretary of Defense, and payments may be made on his certificate of
122,672
11.3
Other than full-time permanent
121,440
necessity for confidential military purposes. (Department of Defense
97,704
11.5
Other personnel compensation
98,551
Appropriations Act, 1990; additional authorizing legislation to be pro1,554

2,464,844
115,589
90,264
I,598

2,693,725
539,069
3,302
238,088
338,174
97,624
175,119
164,829
26,869

2,743,670
566,454
4,472
240,380
321,276
97,972
174,996
159,966
24,184

2,672,295
564,924
3,368
287,512
316,627
112,735
206,864
164,068
24,075

49,484
34,295
1,402,855
1,500,014
294,031
185,348
16,737
3

56,090
42,145
1,447,183
1,586,778
255,842
112,171
2,027

40,940
50,425
1,806,936
1,857,835
370,549
172,561
II,386

11.8

Program and Financing (in thousands of dollars)
Identification code 97-0100-0-1-051
Program by activities:
Direct program:
00.02
General purpose forces: Joint Chiefs of Staff..
Intelligence and communications:
00.03
Defense Investigative Service
00.03
Defense Mapping Agency
00.03
Defense Nuclear Agency
00.03
Intelligence and communications activities.
00.03
On-Site Inspection Agency
00.07
Central supply and maintenance-. Defense Logistics Agency
Training, medical, and other general personnel activities:
00.08
Department of Defense Dependents
Schools
00.08
American Forces Information Service
00.08
Defense Medical Systems Support Activities
00.08
Uniformed Services University of the
Health Sciences
00.08
Civilian Health and Medical Program of
the Uniformed Services
Administration and associated activities:
00.09
Secretary of Defense
00.09
Office of Economic Adjustment
00.09
Washington Headquarters Services
00.09
Corporate Information Management
00.09
Joint Chiefs of Staff
00.09
Defense Contract Audit Agency




1989 actual

1990 est

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0

Special personal services payments

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

1,244

1991 est.

286,504

256,752

249,238

165,115
536,450
70,144
2,513,425
38,790

173,484
516,520
71,962
2,609,831
38,015

182,469
594,178
82,961
2,834,967
39,280

2,148,673

2,102,995

1,699,537

1,005,329
62,332

1,061,400
70,334

1,144,528
75,653

103,699

106,308

107,520

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

7,759,566
3,442,366

7,835,606
3,804,302

8,663,100
4,832,600

35,318

36,112

42,809

99.9

Total obligations

11,201,932

11,639,908

13,495,700

43,818

55,493

50,293

145,453
18,967
132,359

144,415
28,896
119,371

85,621

83,763

89,313

65,325
286,386

107,001
323,927

153,718
32,057
180,672
189,000
63,180
350,355

92,436
1,829

90,525
1,626

96,768
2,320

25.0
25.0
25.0
25.0
26.0
31.0
41.0
43.0

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

d e p a r t m e n t

o f

0perat,0N

d e f e n s e - m i l i t a r y

OFFICE OF THE INSPECTOR

GENERAL

For expenses and activities of the Office of the Inspector General in
carrying out the provisions of the Inspector General Act of 1978, as
amended, as follows: for Operation and maintenance, [ $ 9 5 , 7 4 9 , 0 0 0 ]
$98,519,000
for
Procurement,
[$1,051,000]
$981,000;
In
all:
[ $ 9 6 , 8 0 0 , 0 0 0 ] $99,500,000: Provided, That the amount provided for
Procurement shall remain available until September 30, [ 1 9 9 2 ]
1993. (Department
of Defense Appropriations
Act, 1990;
additional
authorizing legislation to be proposed.)

97-0107-0-1-051

1989 actual

1991 est.

1990 est.

dead; recruiting; procurement of services, supplies, and equipment;
and communications; [ $ 8 6 1 , 8 0 0 , 0 0 0 ] $890,400,000. (5 U.S.C. 7903; 10
U.S.C 1481-88,
3013-14,
3062, 4302, 4411-14,
4741; 37 U.S.C
404;
Department of Defense Appropriations Act, 1990; additional
authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code

1989 actual

21-2080-0-1-051

757,615

8,583

8,770

8,571

341,996

105,684

112,606

810,776
23,042

872,069

890,400

19,900

19,400

833,818

891,969

909,800

-22,958

-19,773

-19,271

-84

-127

-129

95,749
1,032

98,519
981

00.91
01.01

Total direct program
Reimbursable program

10.00

96,781

99,500

10.00

Total obligations

Total obligations

40.00

71.00
72.40
74.40
90.00

available, start of year: For complebudget plans
available, end of year: For complebudget plans

-19

19

19

96,800

Budget authority (appropriation)

99,500

96,781
-24,181

99,500
24,181
-31,681

72,600

92,000

(Title)

08.93

95,749
1,051
96,800

Total budget plan

98,519

99,500

981

Object Classification (in thousands of dollars)

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
24.0
25.0
25.0
25.0
26.0
31.0
99.9

1989 actual

1990 est.

872,069

890,400

Reduction pursuant to P . L 100-463

861,800

890,400

40.00

Reduction pursuant to P . L 101-165

40.00

Reduction pursuant to P . L 9 9 - 1 7 7

Transferred to other accounts
Transferred from other accounts
Transferred from other accounts (unobligated balance).
Appropriation (adjusted)..

Relation of obligations to outlays:
Obligations incurred, net
72.40
Obligated balance, start of year...
74.40
Obligated balance, end of year
7 7 . 0 0 Adjustments in expired accounts..
71.C 0

Outlays..

-300
-54
-12,377

-2,160
2*700

20,000
792,440

872,069

890,400

810,776

872,069

890,400

280,171

241,014

255,783

-241,014

-255,783

-282,383

857,300

863,800

-16,922
833,012

1991 est.

Object Classification (in thousands of dollars)

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

61,207

61,477

150

64,305
9,637

7,393
1,015
4,842
2,440
250

7,419
1,156
5,205
2,512

70
52
5,108
550
2,092

75
60
6,473
622

96,781

99,500

260

1,776

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,572

1,496

1,585

1,509

6

6

Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0

ARMY

RESERVE

For expenses, not otherwise provided for, necessary for the operation and maintenance, including training, organization, and administration, of the A r m y Reserve; repair of facilities and equipment; hire
of passenger motor vehicles; travel and transportation; care of the

1989 actual

21-2080-0-1-051

Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

25.0
25.0
25.0
26.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Other
Supplies and materials

31.0

Equipment

99.0
99.0
99.9

OPERATION A N D M A I N T E N A N C E ,

1991 est.

2,678

63,837
9,132

Total obligations..

150

2,480

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel....
Other services
Other
Supplies and materials
Equipment




21,664

794,900

Appropriation

40.00

90.00
Identification code 9 7 - 0 1 0 7 - 0 - 1 - 0 5 1

-40,000

Budget authority:
40.00

43.00

Operations and maintenance
Procurement

769,223

792,440

Budget authority..

41.00
42.00
42.22

Outlays

Budget Plan (in thousands of dollars)

07.01
07.02

Financing:
Offsetting collections from:
Federal funds
11.00
14.00
Non-Federal sources
22.40
Unobligated balance transferred, netUnobligated balance lapsing
25.00
39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1991 est.

460,197

Program by activities:
00.01 Operations and Maintenance
00.02 Procurement

Financing:
21.40 Unobligated balance
tion of prior year
24.40 Unobligated balance
tion of prior year

1990 est.

Program by activities:
Direct program:
00.01
Mission forces
00.02
Depot maintenance
00.03
Other support

Program and Financing (in thousands of dollars)
Identification code

A-569

AD
N

1990 est.

278,540
15,156
5,918

286,264

294,437

15,575

16,019

6,073

6,259

299,614
61,492
16
68,752
2,337
4,775
58,024
8,145

307,912
62,536
37
76,336
4,196
7,997
54,974
7,273

316,715
64,340
77
76,947
3,804
7,810
59,609
8,534

10,346
177,864
937
91,488

10,820

10,523

177,734

196,373

940

964

129,920

114,822

26,986

Total obligations

31,394

29,882

810,776
23,042

872,069

890,400

19,900

19,400

833,818

Subtotal, direct obligations
Reimbursable obligations

891,969

909,800

12,293

12,981

12,725

14,295

12,888

12,658

99

89

88

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A-570

MILITARY

CONSTRUCTION—Continued

t h e

General and special funds—Continued

f o r

fiscal y e a r

1991

Personnel Summary

OPERATION AND MAINTENANCE, N A V Y RESERVE

For expenses, not otherwise provided for, necessary for the operation and maintenance, including training, organization, and administration, of the Navy Reserve; repair of facilities and equipment; hire
of passenger motor vehicles; travel and transportation; care of the
dead; recruiting; procurement of services, supplies, and equipment;
and communications; [$894,800,000] $985,924,000. (10 U.S.C. 262, 276,
503, 1481-88, 2110, 2202, 2231, 2233a, 2631-34, 5013, 5062, 5251, 6022;
Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 17-1806-0-1-051

budget

1990 est.

1989 actual

1991 est.

Total number of full-time permanent positions.. .
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday
hours

2,781

2,861

2,830

2,946

2,971

2,943

21

25

25

OPERATION AND MAINTENANCE, MARINE CORPS RESERVE

For expenses, not otherwise provided for, necessary for the operation and maintenance, including training, organization, and administration, of the Marine Corps Reserve; repair of facilities and equipment; hire of passenger motor vehicles; travel and transportation;
care of the dead; recruiting; procurement of services, supplies, and
equipment; and communications; [$77,400,000] $86,100,000.
(10
U.S.C. 262, 276, 503, 1481-88, 2110, 2202, 2231, 2233A, 2631-34, 5013,
5062, 5252, 6022; Department of Defense Appropriations Act, 1990;
additional authorizing legislation to be proposed.)

Program by activities:
Direct program:
00.01
Mission forces
00.02
Depot maintenance
00.03
Other support

574,191
120,330
261,226

832,550
84,414
6,512

912,448
65,408
6,744

00.91
01.01

Total direct program
Reimbursable program

955,747
19,042

923,476
15,100

984,600
15,000

Identification code 17-1107-0-1-051

10.00

Total obligations

974,789

938,576

999,600

-17,454
-7
-1,581
22,502

-14,100

-14,000

Program by activities:
Direct program:
00.01
Mission forces
00.02
Depot maintenance
00.03
Other support

34,876
1,974
40,567

62,566
1,917
12,880

70,161
2,021
13,918

-1,000

-1,000

00.91
01.01

Total direct program
Reimbursable program

77,417
1,213

77,363
1,000

86,100
1,000

923,476

984,600

10.00

Total obligations

78,630

78,363

87,100

-1,000

-1,000

77,500

77,363

86,100

77,500

77,400
-37

86,100

Financing:
Offsetting collections from:
11.00
Federal funds
13 00
Trust funds
14.00
Non-Federal sources
2500 Unobligated balance lapsing
39.00

40.00
40.00
40.00
42.22

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 100-463
Reduction pursuant to P.L. 101-165
Transferred from other accounts (unobligated balance)...

43.00

.

978,250

979,200
-950

894,800

985,924

-1,324
30,000

-1,324

Appropriation (adjusted)

978,250

923,476

984,600

R
[elation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

955,747
461,803
-487,791
-40,322

923,476
487,791
-535,367
.

984,600
535,367
-611,367

889,438

875,900

908,600

90.00

Outlays

Object Classification (in thousands of dollars)
Identification code 17-1806-0-1-051

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
25.0
25.0
26.0
31.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations




1989 actual

Program and Financing (in thousands of dollars)

Financing:
11.00 Offsetting collections from: Federal funds
25 00 Unobligated balance lapsing
39.00

40.00
40 00

Budget authority:
Appropriation
Reduction pursuant to P L. 101-165

-1,213
83

1990 est.

1991 est.

.

43.00

Appropriation (adjusted)

77,500

77363

86,100

71.00
72.40
74.40
77 00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

77,417
26,688
-29,854
-1,794

77,363
29,854
-31,017

86,100
31,017
-37,317

76,200

79,800

90.00
1990 est.

Budget authority

1989 actual

72,457

Outlays

.

1991 est.
Object Classification (in thousands of dollars)
Identification code 17-1107-0-1-051

63,383
1,831
2,714

66,135
2,566
2,928

67,782
2,750
3,031

67,928
13,002
6
20,794
1,349
4,798
33,011
1,259

71,629
14,419

73,563
15,634

21,792
1,336
5,869
42,312
1,374

22,988
1,285
6,242
45,000
1,495

130,814
291,826
26,172
343,036
21,752

128,039
278,993
28,969
302,827
25,917

139,916
289,642
23,019
336,347
29,469

955,747
19,042

923,476
15,100

984,600
15,000

99.0
99.0

974,789

938,576

999,600

99.9

11.1
113
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
25.0
26.0
31.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

8,722

6,946
102
86

8,231
96

100

7,134
1,356
8,081
3,631
8,176
492

8,327
1,356
5,936
3,856
8,035
509

8,822
1,353
6,062
3,772
10,015
524

1,974
18,519
25,476
2,578

1,917
18,457
26,479
2,491

2,021
27,587
25,115
829

77,417
1,213

77,363
1,000

86,100
1,000

78,630

78,363

87,100

department

of

0perat,0N

defense—military
99.0
99.0

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

333

352

352

313
3

342

Program and Financing (in thousands of dollars)
1990 est.

1989 actual

1991 est.

675,528
213,398
183,579

792,876
170,559
45,065

820,060
175,270
47,170

00.91
01.01

Total direct program
Reimbursable program

1,072,505
14,811

1,008,500
16,700

1,042,500
17,800

10.00

Total obligations

1,087,316

1,025,200

-14,503
-308
-40,000
1,035

-16,110
-590

-17,175
-625

39.00

1,033,540

1,008,500

1,042,500

1,033,900
-360

978,500

1,042,500

40.00
40.00
42.22

E
iudget authority:
Appropriation
Reduction pursuant to P.L. 100*463
Transferred from other accounts (unobligated balance)...

1,033,540

1,008,500

1,042,500

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1,072,505
246,225
-266,010
6,298

1,008,500
266,010
-270,810

1,042,500
270,810
-291,710

1,003,700

1,021,600

1,059,018

.

Object Classification (in thousands of dollars)
Identification code 57-3740-0-1-051

11.1
11.5
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
25.0
25.0
26.0
31.0
42.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Insurance claims and indemnities




1,042,500
17,800

99.9

1,087,316

1,025,200

1,060,300

13,902

14,525

14,024

14,212
261

Total obligations

Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

14,301
261

14,008
261

OPERATION AND MAINTENANCE, ARMY NATIONAL GUARD

For expenses of training, organizing, and administering the Army
National Guard, including medical and hospital treatment and related expenses in non-Federal hospitals; maintenance, operation, and
repairs to structures and facilities; hire of passenger motor vehicles;
personnel services in the National Guard Bureau; travel expenses
(other than mileage), as authorized by law for Army personnel on
active duty, for Army National Guard division, regimental, and battalion commanders while inspecting units in compliance with National Guard Bureau regulations when specifically authorized by the
Chief, National Guard Bureau; supplying and equipping the Army
National Guard as authorized by law; and expenses of repair, modification, maintenance, and issue of supplies and equipment (including
aircraft); [$1,867,100,000] $1,988,500,000. (5 U.S.C. 7903; 10 U.S.C.
261-80, 2231-38, 2511, 4651; 32 U.S.C. 701-02, 709; Department of
Defense Appropriations Act, 1990; additional authorizing legislation
to be proposed.)
Program and Financing (in thousands of dollars)

1989 actual

1990 est.

1991 est.

377,701
13,742

394,687
14,318

401,799
14,536

391,443
78,698
70
19,451
1,472
1,074
13,407
781

409,005
88,787
104
14,283
3,549
1,693
13,630
857

416,335
93,780
110
14,642
2,877
1,061
13,834
901

269,955
84,704
4,081
185,187
22,182

224,863
55,906
3,786
175,523
12,676
3,838

233,617
52,374
3,916
191,116
13,927
4,010

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Training operations
00.02
Logistical support
00.03
Headquarters and command support
00 04
Medical support

277,274
1,355,690
175,403
18,565

1,666,439
58,487
134,137

1,769,271
50,086
169,143

00.91
01.01

Total direct program
Reimbursable program

1,826,932
41,829

1,859,063
30,000

1,988,500
30,200

10.00

30,000

Appropriation (adjusted)

Outlays

1,008,500
16,700

Identification code 21-2065-0-1-051

43.00

90.00

1,072,505
14,811

Subtotal, direct obligations
Reimbursable obligations

1,060,300

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net
25.00 Unobligated balance lapsing
Budget authority

A-571

Personnel Summary

OPERATION AND MAINTENANCE, AIR FORCE RESERVE

Program by activities:
Direct program.00.01
Mission forces
00.02
Depot maintenance
00.03
Other support

STrS^IS

342

For expenses, not otherwise provided for, necessary for the operation and maintenance, including training, organization, and administration, of the Air Force Reserve; repair of facilities and equipment;
hire of passenger motor vehicles; travel and transportation; care of
the dead; recruiting; procurement of services, supplies, and equipment; and communications; [$978,500,000] $1,042,500,000. (5 U.S.C.
7903; 10 U.S.C. 264, 276, 510-11, 1124, 1481-88, 2231-37, 8013, 8541-42,
8721-23, 9301-04, 9315, 9411-14, 9531, 9536, 9561-63, 9593, 9741, 9743;
37 U.S.C. 404-11; Department of Defense Appropriations Act, 1990;
additional authorizing legislation to be proposed.)

Identification code 57-3740-0-1-051

AD
N

Total obligations

1,868,761

1,889,063

2,018,700

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net..
25.00 Unobligated balance lapsing

-39,052
-2,777
-54,143
31,408

-29,114
-886

-29,304
-896

Budget authority

1,804,196

1,859,063

1,988,500

1,801,200
-1,100

1,867,100

1,988,500

39.00
40.00
40.00
40.00
42.00
42.22
43.00
71.00
72.40
74.40
77.00
90.00

authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L 99-177..
Transferred from other accounts
Transferred from other accounts
Appropriation (adjusted)

balance)

4,096

-28,037
20,000

Outlays..

1,859,063

1,988,500

1,826,932
569,853
-526,283
-49,738

1,859,063
526,283
-553,146

1,988,500
553,146
-645,546

1,820,763

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

1,804,196

1,832,200

1,896,100

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 21-2065-0-1-051

11.1
11.3

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent..

1989 actual

674,706
31,548

694,138
32,459

723,081
33,813

A-572

Continued

t h e

General and special funds—Continued

25.00

OPERATION AND MAINTENANCE, ARMY NATIONAL GUARD—Continued

39.00

Object Classification (in thousands of dollars)—Continued
Identification code 21-2065-0-1-051

1989 actual

11.5

Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.2
24.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Supplies and materials
Equipment
Land and structures

25.0
25.0
26.0
31.0
32.0

1990 est.

1991 est.

4,679

4,814

5,015

710,933
150,465
622
40,932
23,188
63,939
4,667

731,411
148,369
700
36,356
22,562
48,490
10,000

761,909
158,456
698
36,650
23,325
53,090
13,040

60,645
273,126
462,042
26,295
10,078

63,851
240,702
470,572
80,450
5,600

53,486
300,333
527,135
54,378
6,000

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

1,826,932
41,829

1,859,063
30,000

1,988,500
30,200

99.9

Total obligations

1,868,761

1,889,063

40.00
40.00
41.00
42.00
42.22

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

28,863

28,863

28,649
4

28,604
4

28,604
4

OPERATION AND MAINTENANCE, A I R NATIONAL GUARD

For operation and maintenance of the Air National Guard, including medical and hospital treatment and related expenses in nonFederal hospitals; maintenance, operation, repair, and other necessary expenses of facilities for the training and administration of the
Air National Guard, including repair of facilities, maintenance, operation, and modification of aircraft; transportation of things; hire of
passenger motor vehicles; supplies, materials, and equipment, as authorized by law for the Air National Guard; and expenses incident to
the maintenance and use of supplies, materials, and equipment, including such as may be furnished from stocks under the control of
agencies of the Department of Defense; travel expenses (other than
mileage) on the same basis as authorized by law for Air National
Guard personnel on active Federal duty, for Air National Guard
commanders while inspecting units in compliance with National
Guard Bureau regulations when specifically authorized by the Chief,
National Guard Bureau; [$1,981,900,000] $2,175400,000. (5 U.S.C.
7903; 10 U.S.C 261-80, 2231-38, 2511, 8012, 8721-22, 9741, 9743; 32
U.S.C. 106, 107, 320, 701-03, 709; 37 U.S.C. 404-11; Department of
Defense Appropriations Act, 1990; additional authorizing legislation to
be proposed.)

3,976

Budget authority

1,970,773

Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Transferred to other accounts
Transferred from other accounts
Transferred from other accounts (unobligated balance)

2,021,499

2,175,400

1,971,000
-360

1,981,900

2,175,400

133

-1,633
6,232
35,000

1,970,773

2,021,499

2,175,400

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

2,021,871
420,758
-453,878
-9,627

2,021,499
453,878
-464,777

2,175,400
464,777
-522,777

1,979,123

2,010,600

2,117,400

1990 est.

1991 est.

90.00

Outlays

Object Classification (in thousands of dollars)
Identification code 57-3840-0-1-051

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
25.0
26.0
31.0
42.0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Supplies and materials
Equipment
Insurance claims and indemnities

708,390
2,715

759,504
2,911

790,159
3,029

711,105
137,716
457
29,783
10,781
4,345
37,477
2,002

762,415
147,654
479
27,631
16,868
5,118
40,816
1,689

793,188
153,616
514
27,895
18,062
5,637
47,714
1,776

354,808
218,971
469,333
45,082
11

320,514
215,401
457,217
17,969
7,728

359,261
239,580
500,743
19,339
8,075

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

2,021,871
24,458

2,021,499
39,255

2,175,400
41,500

99.9

Total obligations

2,046,329

2,060,754

2,216,900

23,580

24,197

23,892

25,339
75

25,944
77

25,821
77

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

NATIONAL BOARD FOR THE PROMOTION OF RIFLE PRACTICE, A R M Y

Program and Financing (in thousands of dollars)
Identification code 57-3840-0-1-051

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Mission forces
00.02
Depot maintenance
00.03
Other support

1,528,765
376,430
116,676

1,681,255
334,699
5,545

1,794,526
375,247
5,627

00.91
01.01

Total direct program
Reimbursable program

2,021,871
24,458

2,021,499
39,255

2,175,400
41,500

10.00

Total obligations

2,046,329

2,060,754

2,216,900

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40 Unobligated balance transferred, net

-21,966
-58
-2,434
-55,074

-35,913

-38,069

-3,342

-3,431




1991

Appropriation (adjusted)

11.1
11.5
28,164

Unobligated balance lapsing

for fiscal year

43.00

2,018,700

Personnel Summary

budget

For the necessary expenses and personnel services (other than pay
and non-travel related allowances of members of the Armed Forces of
the United States, except for members of the Reserve components
thereof called or ordered to active duty to provide support for the
national matches) in accordance with law, for construction, equipment, and maintenance of rifle ranges; the instruction of citizens in
marksmanship; the promotion of rifle practice; the conduct of the
national matches; the issuance of ammunition under the authority of
title 10, United States Code, sections 4308 and 4311; the travel of rifle
teams, military personnel, and individuals attending regional, national, and international competitions; and the payment to competitors at
national matches under section 4312 of title 10, United States Code, of
subsistence and travel allowances under section 4313 of title 10,
United States Code; [not to exceed $4,700,000] $5,600,000, of which
not to exceed $7,500 shall be available for incidental expenses of the
National Board. (10 U.S.C. 4307-13; 32 U.S.C. 316; Department of
Defense Appropriations Act, 1990; additional authorizing legislation to
be proposed.)

department

of

Program and Financing (in thousands of dollars)
Identification code 21-1705-0-1-051

10.00

1989 actual

Program by activities:
Total obligations

39.00

47

Budget authority

Program and Financing (in thousands of dollars)

1990 est.

4,253

Financing:
25.00 Unobligated balance lapsing

A-573

OPERATION AND MAINTENANCE—Continued
Federal Funds—Continued

defense—military

4,633

1991 est.

5,600

Identification code 97-0104-0-1-051

10.00

1989 actual

Program by activities:
Total obligations

.

3,945

3,399

Financing:
25.00 Unobligated balance lapsing...

1991 est.

1990 est.

5,600

101

4,300

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

4,633

5,600

39.00

Budget authority...

3,500

3,945

5,600

4,300

4,700
-67

5,600

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

3,500

4,000
-55

5,600

43.00

Appropriation (adjusted)

4,300

4,633

5,600

43.00

Appropriation (adjusted)...

3,500

3,945

5,600

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

4,253
1,773
-2,424
-85

4,633
2,424
-2,857

5,600
2,857
-3,557

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

3,399
539
-869
-95

3,945
869
-1,114

5,600
1,114
-1,614

4,200

4,900

90.00

2,975

3,700

5,100

90.00

Outlays

.

3,517

Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 21-1705-0-1-051

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
25.0
26.0
31.0
99.9

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Identification code 97-0104-0-1-051

Total obligations..

785
57
45

822
57
20

933
58
22

11.1
11.3
11.5

887
176
393
34
180
3

899
193
408
52
175
13

1,013
200
416
54
179
13

11.9
12.1
21.0
22.0
23.1
23.3
24.0

174
627
1,698
81

190
1,257
1,369
77

206
1,160
2,346
13

25.0
25.0
26.0
31.0

4,253

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services:
Contracts
Other
Supplies and materials
Equipment

4,633

5,600

99.9

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Outlays..

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

38

37

37

35
1

37
1

90.00

Outlays

2,284
281
46

615
44
1

635
45
2

3,172
390
95
3
775
46
10

452
133
49

379
84
138
51

519
114
223
253

3,945

5,600

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

37
38

47
46

57
57

COUNTER-DRUG

ACTIVITIES,

DEFENSE

(INCLUDING TRANSFER OF FUNDS)

1989 actual

1990 est.

7,646
-1,599
1,373

1,599
-1,599

1991 est.

1,599
-1,599

7,420

COURT OF MILITARY APPEALS, DEFENSE

For salaries and expenses necessary for the United States Court of
Military Appeals; [$4,000,000] $5,600,000\ and not to exceed
[ $ 1 , 5 0 0 ] $2,500 can be used for official representation purposes. (10
U.S.C. 867; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)




1,840
220
45

37
1

Program and Financing (in thousands of dollars)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

3,055
61
56

3,399

Total obligations

2,181
58
45

Personnel Summary

CLAIMS, DEFENSE

71.00
72.40
74.40
77.00

1991 est.

1,736
52
52

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges .
Printing and reproduction
Other services:
Contracts
Other
Supplies and materials

DRUG INTERDICTION AND

Identification code 97-0102-0-1-051

1990 est.

For drug interdiction and [enforcement] counter-drug activities of
the Department of Defense [ , not provided for elsewhere in this Act,
$450,000,000] $1,207,900,000; for transfer [ a s follows] to appropriations available to the Department of Defense for Army National
Guard and Air National Guard [operation and maintenance, personnel expenses, and associated administrative costs, $70,000,000] drug
interdiction activities under 10 U.S.C. 112; for Army National Guard
and Air National Guard equipment [ , $40,000,000]; for Operation and
Maintenance [ , including the Civil Air Patrol, $88,200,000]; for Research, Development, Test and Evaluation [ , $10,400,000]; for Military
Construction [ ,
$3,700,000];
and,
for
Procurement [ ,
$237,700,000]: Provided, That the funds appropriated by this paragraph shall be available for obligation for the same period and for the
same purpose as the appropriation to which transferred [ a n d ] : Provided further, That upon a determination that funds transferred are
not necessary for the purposes for which transferred, such funds may
be transferred back to this appropriation: Provided further, That the
transfer authority provided in this paragraph is in addition to any
transfer authority contained elsewhere in this A c t [ : Provided further,
That of the amount appropriated, $2,500,000 shall be transferred to
the Department of the Treasury solely for the expenses associated

A-574

Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
DRUG INTERDICTION AND COUNTER-DRUG ACTIVITIES, DEFENSE—

Continued

(INCLUDING TRANSFER OF FUNDS)—Continued

50.00
50.00

71.00

Program and Financing (in thousands of dollars)
1989 actual

Reappropriation (adjusted)

53.00

with a classified project]. (Department of Defense Appropriations Act,
1990.)

Indentification code 97-0105-0-1-051

Budget authority:
Reappropriation
Portion applied to meet foreign currency fluctuations in expired accounts

-186,174
312,080

Relation of obligations to outlays:
Obligations incurred, net

90.00

1990 est.

498,254

Outlays

1991 est.

10.00

Program by activities:
Total obligations (object class 25.0)

444,237

1,207,900

39.00

Financing:
Budget authority

444,237

1,207,900

40.00
40.00
41.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts

450,000
-3,263
-2,500

1,207,900

444,237

1,207,900

444,237
-266,537

1,207,900
266,537
-858,037

177,700

616,400

The purpose of this account is to allow transfers to operation and maintenance appropriations available for Defense
activities in foreign countries to finance upward adjustment of
recorded obligations due to foreign currency fluctuations
above the budget rate. Transfers are made, as needed, to meet
disbursement requirements in excess of funds otherwise available for obligation adjustment. Net gains resulting from favorable exchange rates are returned to this appropriation and
are available for subsequent transfer when needed.

-210,000

Appropriation (adjusted)..

43.00
71.00
72.40
74.40

210,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..,
Obligated balance, end of year....

90.00

Outlays..

SUMMER OLYMPICS

Program and Financing (in thousands of dollars)
Identification code 21-2087-0-1-051

71.00
72.40
74.40
77.00

[GOODWILL GAMES]

[For logistical support and personnel services including initial
planning for security needs (other than pay and non-travel related
90.00
allowances of members of the Armed Forces of the United States,
except for members of the Reserve components thereof called or
ordered to active duty to provide support for the Goodwill Games)
provided by any component of the Department of Defense to the
Goodwill Games; $14,600,000, to remain available for obligation until
March 31, 1991.] (Department of Defense Appropriations Act, 1990.)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

1989 actual

Program by activities:
10.00 Total obligations (object class 25.0)

40.00
40.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

14,600
-78

5,000

90.00

14,522

5,000

Appropriation (adjusted)

14,522

3,156
-956

3,924

12,300

2,200

FOREIGN CURRENCY FLUCTUATIONS, DEFENSE

Program and Financing (in thousands of dollars)
Identification code 97-0801-0-1-051
Financing:
Unobligated balance available, start of year
Unobligated balance transferred, net
Reduction pursuant to P.L. 99-177 in unobligated balance
24.40 Unobligated balance available, end of year

21.40
22.40
23.40

39.00

Budget authority




1989 actual

-414,152
420,834
305,398
312,080

1990 est.

Outlays..

1990 est.

3,545
-3,041
-137

3,041
-3,041

1991 est.

3,041
-3,041

367

(INCLUDING TRANSFER OF FUNDS)

-934

Outlays

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year ...
Obligated balance, end of year
Adjustments in expired accounts..

1989 actual

ENVIRONMENTAL RESTORATION, DEFENSE

14,522
934
-3,156

4,858

2
-2

529

Identification code 97-0812-0-1-051
71.00
72.40
74.40
77.00

14,522

5,000

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

43.00

1991 est.

142

Budget authority

39.00

1,628
-2
-1,097

1991 est.

Program and Financing (in thousands of dollars)

1990 est.

4,858

Financing:
25.00 Unobligated balance lapsing

1990 est.

TENTH INTERNATIONAL PAN AMERICAN GAMES

Program and Financing (in thousands of dollars)
Identification code 97-0106-0-1-051

1989 actual

1991 est.

-305,398

-299,186

6,212
299,186

299,186

For the Department of Defense; [$601,100,000] $817,000,000, to
remain available until transferred: Provided, That the Secretary of
Defense shall, upon determining that such funds are required for
environmental restoration, reduction and recycling of hazardous
waste, research and development associated with hazardous wastes
and removal of unsafe buildings and debris of the Department of
Defense, or for similar purposes (including programs and operations
at sites formerly used by the Department of Defense), transfer the
funds made available by this appropriation to other appropriations
made available to the Department of Defense as the Secretary may
designate, to be merged with and to be available for the same purposes and for the same time period as the appropriations of funds to
which transferred: Provided further, That upon a determination by
the Secretary of Defense that such action is necessary, funds available
to the Department of Defense may be transferred into this appropriation, to be available for the same purposes and the same time period as
this appropriation: Provided further, That upon a determination that
all or part of the funds transferred [pursuant to this provision] from
this appropriation are not necessary for the purposes provided herein,
such amounts may be transferred back to this appropriation. (Depart-

department of

defense—military

merit of Defense Appropriations Act, 1990; additional authorizing 02.34
legislation to be proposed.)
10.00

Program and Financing (in thousands of dollars)
21.40
Identification code

10.00

97-0810-0-1-051

39.00

1989 actual

1990 est.

1991 est.

601,100
-2,488
-197
2,474
211

817,000

-211

41.00
42.00

Transferred to other accounts
Transferred from other accounts

43.00

Appropriation (adjusted)

Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

77.00

Adjustments in expired accounts

90.00

HUMANITARIAN

29,880

29,880

39,783

18,900

21,300

9,903

18,900

9,270

9,270

-9,270

-9,270

-9,270

633

18,900

21,300

Obligations incurred, net

90.00

211

817,000

817,000

601,100
21,064
-291,564

817,000
291,564
-502,964

330,600

605,600

21,300

817,000

601,100

-29,880

29,880

Obligated balance, start of year

211

350

21,300

Outlays

The Restoration of the Rocky Mountain Arsenal account
was established by Section 1367 of Public Law 99-661. In
accordance with this statute, any monies awarded to the
United States, as a result of a judgment or settlement in
litigation concerning the effects of the contamination at the
Rocky Mountain Arsenal, are deposited in this account. They
are then made available to the Secretary of the Army for the
exclusive purpose of correcting the effects of the contamination.

-450
9,620

Outlays

Appropriation (permanent, indefinite)

Obligated balance, end of year

-505,081
5,081

-2,488
33,622
-21,064

Unobligated balance available, end of year

74.40

Relation of obligations to outlays:
71.00
72.40
74.40

Financing:
Unobligated balance available, start of year

-211

601,100

500,000

9,903

18,900
-29,880

Total obligations (object class 25.0)

72.40

Budget authority:
Appropriation

3,000

Construction

Relation of obligations to outlays:
71.00

601,100

Budget authority

40.00

24.40

60.00

Program by activities:
Total obligations (object class 25.0)

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year

A-575

PROCUREMENT

ASSISTANCE

ALLOCATIONS RECEIVED FROM OTHER

ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are shown in the schedules of parent appropriations, as follows:
Funds appropriated to the President:
"Military assistance, Executive."
"International military education and training."
"Foreign military credit sales."
"Advances, foreign military sales, Executive."
Executive Office of the President: Official residence of the Vice President, "Operating
expenses."
Department of Energy: "Operation and research."
Department of Transportation, Federal Aviation Administration: "Operations, Federal
Aviation Administration."
National Aeronautics and Space Administration: "Research and Development."

For transportation for humanitarian relief for refugees of Afghanistan, acquisition and shipment of transportation assets to assist in the
distribution of such relief, and for transportation and distribution of
humanitarian and excess nonlethal supplies for worldwide humanitarian relief, as authorized by law; $13,000,000, to remain available
for obligation until September 30, [1991] 1992: Provided, That the
Department of Defense shall notify the Committees on Appropriations and Armed Services of the Senate and House of Representatives
21 days prior to the shipment of humanitarian relief which is intendPROCUREMENT
ed to be transported and distributed to countries not previously authorized by Congress. (Department of Defense Appropriations Act,
The procurement appropriations of the Department of De1990.)
fense finance the acquisition of weapons, equipment, munitions, spares, and modification of existing equipment.
Program and Financing (in thousands of dollars)
Procurement continues in FY 1991 for the Army's Patriot
Identification code 97-0819-0-1-051
1989 actual
1990 est.
1991 est.
and Stinger air defense missile systems, TOW and Hellfire
antitank missiles, M - l main battle tank, Bradley Fighting
Program by activities:
Vehicle System, Multiple Launch Rocket System, UH-60
10.00 Total obligations (object class 25.0)
10,000
12,845
13,000
Blackhawk helicopter, and improved conventional munitions.
Financing:
Modernization of our naval forces in 1991 includes contin39.00 Budget authority
10,000
12,845
13,000
ued procurement of the F-18 air combat fighter and A V - 8 B
VSTOL aircraft and remanufacture of the F-14 fleet air deBudget authority:
40.00 Appropriation
13,000
13,000
13,000
fense fighter. Procurement of the Trident strategic missile
40.00 Reduction pursuant to P.L. 99-177
-155
and submarine and Tomahawk missile continues. General
41.00 Transferred to other accounts
-3,000
purpose ships to be acquired include SSN-21 nuclear attack
43.00
Appropriation (adjusted)
submarines, DDG-51 guided missile destroyers, an LHD-1 am10,000
12,845
13,000
phibious assault ship and coastal minehunters.
Relation of obligations to outlays:
Significant Air Force programs include procurement of the
71.00 Obligations incurred, net
10,000
12,845
13,000
Peacekeeper ballistic missile including rail garrison basing
72.40 Obligated balance, start of year
2,670
3,872
4,917
equipment, AMRAAM air-to-air missile, Advanced Cruise Mis74.40 Obligated balance, end of year
-4,917
-3,872
-5,417
sile Short Range Attack Missile (SRAM II), B-2A bomber, F 90.00
Outlays
8,798
11,800
12,500
15 and F-16 air combat fighters, C-17 airlift aircraft, satellites and space launch vehicles.
The 1991 budget continues emphasis on the DOD Acquisition Initiatives including the use of multiyear procurement
RESTORATION OF THE ROCKY M O U N T A I N A R S E N A L
and economic production rates. It also reflects improvements
resulting from the Defense Management review.
Program and Financing (in thousands of dollars)
The budget plan for each appropriation is shown as a separate table immediately following the program and financing
Identification code 2 1 - 5 0 9 8 - 0 - 2 - 0 5 1
1991 est.
1989 actual
1990 est.
schedules for those appropriations that are available for obligation for more than one year. In 1991, it presents, by budget
Program by activities:
02.31 Operation and maintenance..
9,903
15,900
20,950
activity, the value of the program requested for the life of the


http://fraser.stlouisfed.org/
250-298 O - 9 9 - 2 9 QL3
Federal Reserve Bank of 1St.0Louis

a-576

fs?fumjdst~contini,ed

t h e b u d g e t f o r f i s c a l y e a r 1991

multiple-year appropriation, with comparable amounts in
1989 and 1990.
The appropriations for procurement depend upon the enactment of authorizing legislation.

Federal Funds

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in exoired accounts
Adjustments in unexpired accounts

90.00

-16,000

Outlays

2,861,200

3,731,480

1,567,200

2,975,413
4,062,411
-4,158,855
-14,089
-30,981

3,629,409
4,158,855
- 4,905,264

1,847,086
4,905,264
-3,789,250

2,833,899

Appropriation (adjusted)

43.00

71.00
72.40
74.40
77.00
78.00

General and special funds:

Transferred to other accounts (unobligated balance)

41.22

2,883,000

2,963,100

AIRCRAFT PROCUREMENT, ARMY

Budget Plan (in thousands of dollars)
For construction, procurement, production, modification, and modernization of aircraft, equipment, including ordnance, ground han(amount for procurement actions programmed)
dling equipment, spare parts, and accessories therefor; specialized
equipment and training devices; expansion of public and private
Direct:
plants, including the land necessary therefor, for the foregoing pur07.01
1,409,508
Aircraft
poses, and such lands and interests therein, may be acquired, and
07.02
773,731
Modification of aircraft
547,316
07.03
Spares and repair parts
construction prosecuted thereon prior to approval of title; and proSupport equipment and facilities
124,650
curement and installation of equipment, appliances, and machine 07.04
tools in public and private plants; reserve plant and Government and
Total direct
07.91
2,855,205
contractor-owned equipment layaway; and other expenses necessary
08.01 Reimbursable
53,253
for the foregoing purposes; [$3,789,937,000] $1,583,200,000, to remain
available for obligation until September 30, [1992: Provided, That the 08.93
Total budget plan
2,908,458
Secretary of Defense shall review the requirements for Apache Helicopters and the Army Helicopter Improvement Program (AHIP) and
Object Classification (in thousands of dollars)
report to the Committees on Appropriations by April 1, 1990: Provided further, That if the report finds that additional Apache or AHIP
1989 actual
Identification code 21-2031-0-1-051
Helicopters are needed to fulfill the requirements for the U.S. Army,
including National Guard and reserve forces, the Secretary of Defense
Direct obligations:
may propose to obligate funds provided herein for advance procure668,603
Other services: Other
25.0
ment on additional Apache and/or AHIP Helicopters] 1993, of which 26.0
496,530
Supplies and materials
1,794,652
$321,524,000 shall be available for the Army National Guard and31.0
Equipment
Army Reserve. (U.S.C. 2352, 2361, 3013, 4531-32; Department of De2,959,785
Subtotal, direct obligations
fense Appropriations Act, 1990; additional authorizing legislation,99.0
to
65,899
Reimbursable obligations
99.0
be proposed.)
99.9

3,025,684

Total obligations

1,912,948
1,045,331
534,090
223,111

687,572
624,682

3,715,480
60,300

1,583,200
53,600

3,775,780

1,636,800

1990

1991 est.

est.

270,946

505,225
526,035
2,588,928

542,307
564,645
740,134

3,620,188
69,521

1,847,086
53,600

3,689,709

1,900,686

Program and Financing (in thousands of dollars)
Identification code 2 1 - 2 0 3 1 - 0 - 1 - 0 5 1

1989 actual

1990

est.

Program by activities:
Direct program.00.01
Aircraft
00.02
Modification of aircraft
00.03
Spares and repair parts
00.04
Support equipment and facilities

1,371,350
812,853
584,369
191,213

1,819,512
1,101,961
473,580
225,135

840,540
679,889
68,066
258,591

00.91
01.01

Total direct program
Reimbursable program

2,959,785
65,899

3,620,188
69,521

1,847,086
53,600

10.00

Total obligations

3,025,684

3,689,709

1,900,686

-28,249
-22,022

-46,496
-13,311
-493

-39,796
-13,311
-493

-600,666
-8,333

-686,737
-16,000

Financing:
Offsetting collections from-.
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00
40.00
41.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L. 101-165
Reduction pursuant to P.L 99-177..
Transferred to other accounts




-30,981
-695,252
-44,800
40,675

For construction, procurement, production, modification, and modernization of missiles, equipment, including ordnance, ground handling equipment, spare parts, and accessories therefor; specialized
equipment and training devices; expansion of public and private
plants, including the land necessary therefor, for the foregoing purposes, and such lands and interests therein, may be acquired, and
construction prosecuted thereon prior to approval of title; and procurement and installation of equipment, appliances, and machine
tools in public and private plants; reserve plant and Government and
contractor-owned equipment layaway; and other expenses necessary
for the foregoing purposes; [$2,708,399,000] $2,623,500,000, to remain
available for obligation until September 30, [1992] 1993. (10 U.S.C.
2353, 2361, 3013, 4531-32; Department of Defense Appropriations Act,
1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 2 1 - 2 0 3 2 - 0 - 1 - 0 5 1

8,333
600,666

686,737

8,333
7,147

16,000

2,861,200

3,731,480

1,567,200

2,883,700
-912

3,789,937

1,583,200

-21,588

MISSILE PROCUREMENT, A R M Y

1991 est.

422,851

Program by activities:
Direct program:
Other missiles
00.01
Modification of missiles
00.02
Spares and repair parts
00.03
Support equipment and facilities
00.04

1989 actual

1990 est.

1991 est.

2,054,989
173,060
199,027
27,950

2,184,245
174,326
160,320
37,500

2,415,971
141,242
35,923
24,857

01.01 Reimbursable program

-1,058
-44,799
-12,600

00.91

Total direct program

2,455,026
514,890

2,556,391
279,403

2,617,993
266,300

10.00

Total obligations

2,969,916

2,835,794

2,884,293

-359,032
-18,761
-6,006
-104,146

-228,400
-37,900

-228,400
-37,900

Financing:
Offsetting collections from-.
11.00
Federal funds
13.00
Trust funds

14 fin Nnn-Fedf>ral snnrr.es
17^00

Recovery of prior year obligations

department

21.40
21.40
22.40
24.40
24.40
25.00
39.00

40.00
40.00
40.00
41.00
41.22
43.00

71.00
72.40
74.40
77.00
78.00
90.00

of

Unobligated balance available, start of year:
For completion of prior year budget plans
Available to finance new budget plans
Unobligated balance transferred, net
Unobligated balance available, end of year:
For completion of prior year budget plans
Available to finance subsequent year budget
plans
Unobligated balance lapsing
Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L. 101-165
Transferred to other accounts
Transferred to other accounts (unobligated balance)
Appropriation (adjusted)...

-653,077
-94,690
104,015

-717,742

717,742

651,960

657,467

2,579,508

2,500,212

2,623,500

2,602,800
-792

2,708,399

2,623,500

-651,960

-3,500

3,500
20,047

-1,529
-203,158

— 22*500

-3,500

Outlays..

2,579,508

2,500,212

2,623,500

2,586,117
4,217,032
-3,963,393
-26,808
-104,146

2,569,494
3,963,393
-4,258,787

2,617,993
4,258,787
-4,335,380

2,708,802

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts...

2,274,100

2,541,400

Direct:
Other missiles
Modification of missiles
Spares and repair parts
Support equipment and facilities.

2,170,363
169,934
211,152
28,059

2,158,064
140,341
176,315
28,992

2,463,609
135,374

07.91
08.01

Total direct
Reimbursable

2,579,508
414,494

2,503,712
266,300

2,623,500
266,300

2,994,002

2,770,012

2,889,800

24,517

Object Classification (in thousands of dollars)
21-2032-0-1-051

1989 actual

1990 est.

1991 est

25.0
26.0
31.0

Direct obligations:
Other services: Other
Supplies and materials
Equipment

266,692
1,115,115
1,073,219

493,651
949,304
1,113,436

543,903
847,310
1,226,780

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

2,455,026
514,890

2,556,391
279,403

2,617,993
266,300

2,969,916

2,835,794

2,884,293

99.9

Total obligations

1990 est.

1991 est.

2,686,024
186,410

2,278,479
195,312

2,137,637
136,375

2,872,434

2,473,791
753,071

2,274,012
593,900

3,226,862

2,867,912

-501,800
-92,100

-501,800
-92,100

-1,142,900
-39,600
39,600

-1,097,334

1,097,334

995,922

2,587,396

2,172,600

2,830,921
-568

2,707,611

1,312,300

-119,578

-119,400

For construction, procurement, production, and modification of
weapons and tracked combat vehicles, equipment, including ordnance,
spare parts, and accessories therefor; specialized equipment and training devices; expansion of public and private plants, including the land
necessary therefor, for the foregoing purposes, and such lands and
interests therein may be acquired, and construction prosecuted thereon prior to approval of title; and procurement and installation of
equipment, appliances, and machine tools in public and private
plants; reserve plant and Government and contractor-owned equipment layaway; and other expenses necessary for the foregoing purposes; [$2,707,611,000] $1,312,300,000, to remain available for obligation until September 30, [1992: Provided, That the Secretary of the
Army shall complete the technical and operational testing and acquire the technical data package for the Improved Recovery Vehicle,
M88A2: Provided further, That the Department of the Army shall
expeditiously procure an improved vehicle intercommunication
system with a goal of an initial procurement contract not later than
September 30, 1 9 9 0 ] 1993, of which $101,000 shall be available for
the Army National Guard and Army Reserve and, in addition, for the

Total direct program

01.01

Reimbursable program

480,343

10.00

Total obligations

3,352,777

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00
Budget authority

40.00
40.00
40.00
41.00
42.22

PROCUREMENT OF WEAPONS AND TRACKED COMBAT VEHICLES, ARMY




1989 actual

00.91

07.01
07.02
07.03
07.04

Identification code

Identification code 21-2033-0-1-051
Program by activities:
Direct program:
00.01
Tracked combat vehicles
00.02
Weapons and other combat vehicles

(amount for procurement actions programmed)

Total budget plan

M-l tank program, to be derived by transfer from the following appropriations in the amounts specified:
"Aircraft Procurement, Army, 1990/1992",
$16,000,000;
"Procurement of Ammunition, Army, 1990/1992",
$90,000,000;
"Other Procurement, Army, 1990/1992"
$11,000,000;
"Weapons Procurement, Navy, 1990/1992"
$13,900,000;
"Shipbuilding and Conversion, Navy, 1990/1994 " $592,398,000;
"National Guard and Reserve Equipment, 1990/1992"
$40,900,000;
"Research, Development, Test and Evaluation, Defense Agencies,
1990/1991$4,950,000;
"Military Construction, Army, 1990/1994"
$3,200,000;
"Military Construction, Navy, 1990/1994 ", $16,150,000;
"Military
Construction,
Army
National
Guard,
1990/1994"
$18,301,000;
"Military
Construction,
Air
National
Guard,
1990/1994">
$36,841,000;
"Military Construction, Army Reserve, 1990/1994",
$16,660,000: in
all, $860,300,000, to be available for the same purposes as this appropriation and for the time period of the appropriation from which
transferred or until September 30, 1993, whichever is earlier. (10 U.S.C.
2353, 2361, 3013, 4531-32; Department of Defense Appropriations Act,
1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Budget Plan (in thousands of dollars)

08.93

A-577

^Sfu^I^S

d e f e n s e - m i l i t a r y

43.00

71.00
72.40
74.40
77.00
78.00
90.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L. 101-165
Transferred to other accounts
Transferred from other accounts (unobligated
balance)
Appropriation (adjusted)

-369,747
-96,136
-19,218
-184,768
-1,200,703
-149,100
185,626
1,142,900
39,600
9,544
2,710,775

-815 ZZZZZ
860,300

Outlays

2,587,396

2,172,600

2,867,676
5,091,710
-4,524,084
21,768
-184,768

2,632,962
4,524,084
-4,225,146

2,274,012
4,225,146
-3,794,458

3,272,303

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

2,710,775

2,931,900

2,704,700

Budget Plan (in thousands of dollars)
(amount for procurement actions programmed)

07.01
07.02
07.91

Direct:
Tracked combat vehicles
Weapons and other combat vehicles
Total direct

2,520,992
150,183

2,328,753
258,643

2,042,365
130,235

2,671,175

2,587,396

2,172,600

rrro
AO I O
—

PROCUREMENT—Continued
Federal Funds—Continued

the budget for fiscal year

General and special funds—Continued
ARMY—Continued

495,838

593,900

593,900

71.00
72.40
74.40
77.00
78.00

3,167,013

3,181,296

2,766,500

08.93

Reimbursable
Total budget plan

Outlays

25.0
26.0
31.0

Direct obligations:
Other services: Other
Supplies and materials
Equipment

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

Total obligations

1,999,043

1,334,400

2,039,960
3,409,721
,-3,418,948
3,635
-41,784

1,974,642
3,418,948
-3,112,890

1,452,931
3,112,890
-2,794,821

2,280,700

1,771,000

Budget Plan (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 21-2033-0-1-051

2,020,335

1,992,584

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

Budget Plan (in thousands of dollars)—Continued
08.01

Appropriation (adjusted)

43.00

PROCUREMENT OF WEAPONS AND TRACKED COMBAT VEHICLES,

1991

) actual

1990 est.

615,591
338,855
1,917,988

550,945
379,510
1,543,336

551,064
379,592
1,343,356

« 2,872,434
480,343

2,473,791
753,071

2,274,012
593,900

3,352,777

3,226,862

(amount for procurement actions programmed)

1991 est.

2,867,912

07.01
07.02

Direct:
Ammunition
Ammunition production base support

1,741,548
278,787

1,577,163
331,880

1,165,319
259,081

07.91
08.01

Total direct
Reimbursable

2,020,335
37,901

1,909,043
40,000

1,424,400
40,000

2,058,236

1,949,043

1,464,400

08.93

Total budget plan

Object Classification (in thousands of dollars)
Identification code 21-2034-0-1-051
PROCUREMENT OF AMMUNITION,

For construction, procurement, production, and modification of ammunition, and accessories therefor; specialized equipment and training devices; expansion of public and private plants, including ammunition facilities authorized in military construction authorization Acts
or authorized by section 2854, title 10, United States Code, and the
land necessary therefor, for the foregoing purposes, and such lands
and interests therein, may be acquired, and construction prosecuted
thereon prior to approval of title; and procurement and installation of
equipment, appliances, and machine tools in public and private
plants; reserve plant and Government and contractor-owned equipment layaway; and other expenses necessary for the foregoing purposes; [$2,011,243,000] $1,424,400,000, to remain available for obligation until September 30, [1992] 1993, of which $159,209,000 shall he
available for the Army National Guard and Army Reserve. (10 U.S.C.
2353, 2361, 3013, 4531-32; Department of Defense Appropriations Act,
1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 21-2034-0-1-051

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Ammunition
00.02
Ammunition production base support

1,744,232
294,370

1,624,611
341,784

1,191,311
261,620

00.91
01.01

Total direct program
Reimbursable program

2,038,602
36,178

1,966,395
48,247

1.452,931
40,000

10.00

Total obligations

2,074,780

2,014,642

1,492,931

-30,722
-3,189
-909
-41,784

-28,748
-9,700
-1,552

-28,748
-9,700
-1,552

-221,934

-156,335
-90,000

156,335

127,804

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
21.40
Available to finance new budget plans
Unobligated balance available, end of year:
For completion of prior year budget plans
24.40
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00

Budget authority...

Budget authority:
Appropriation
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts
40.00
41.00
41.22




-199,823

221,934

1989 actual

1990 est.

1991 est.

25.0
26.0
31.0

Direct obligations:
Other services: Other
Supplies and materials....
Equipment

378,424
1,647,327
12,851

451,693
1,514,702

415,280
1,037,651

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

2,038,602
36,178

1,966,395
48,247

1,452,931
40,000

2,074,780

2,014,642

1,492,931

ARMY

90,000
48

99.9

Total obligations

OTHER PROCUREMENT, A R M Y

For construction, procurement, production, and modification of vehicles, including tactical, suport, and nontracked combat vehicles; the
purchase of not to exceed 6 vehicles required for physical security of
personnel, notwithstanding price limitations applicable to passenger
vehicles but not to exceed $150,000 per vehicle; and the purchase of not
to exceed [ 1 6 8 ] 307 passenger motor vehicles[, of which 55 shall
be] for replacement only; communications and electronic equipment;
other support equipment; spare parts, ordnance, and accessories
therefor; specialized equipment and training devices; expansion of
public and private plants, including the land necessary therefor, for
the foregoing purposes, and such lands and interests therein, may be
acquired, and construction prosecuted thereon prior to approval of
title; and procurement and installation of equipment, appliances, and
machine tools in public and private plants; reserve plant and Government and contractor-owned equipment layaway; and other expenses
necessary for the foregoing purposes; [$3,669,219,000] $2,827,500,000,
to remain available for obligation until September 30, [1992] 1993,
of which $270,929,000 shall be available for the Army National Guard
and Army Reserve. (10 U.S.C. 2353, 2361, 3013, 4531-32; Department of
Defense Appropriations Act, 1990; additional authorizing legislation to
be proposed.)
Program and Financing (in thousands of dollars)
Identification code 21-2035-0-1-051

1991 est.

818,178
4,073,197
999,867

368,239
2,264,267
1,068,231

644,937
1,540,271
880,964

5,891,242
212,327

3,700,737
245,280

3,066,172
224,200

6,103,569

3,946,017

3,290,372

-186,803
-18,450

-199,161
-21,462

-199,161
-21,462

1,999,043

1,334,400

00.91
01.01

2,012,970

2,011,243

1,424,400

10.00

-90,000

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds

7,365

1990 est.

Program by activities:
Direct program:
00,01
Tactical and support vehicles
00.02
Communications and electronics equipment....
00.03
Other support equipment

2,020,335

-12,200

1989 actual

Total direct program
Reimbursable program
Total obligations

department
14.00
17.00

of

24.40
24.40

Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
Available to finance new budget plans
Unobligated balance transferred, net
Unobligated balance available, end of year:
For completion of prior year budget plans
Available to finance subsequent year budget

25.00

Unobligated balance lapsing...

39.00

Budget authority

21.40
21.40
22.40

authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 100-463
40.00 Reduction pursuant to P.L. 101-165
41.00 Transferred to other accounts
41.22 Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts
43.00

Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..
90.00

Outlays..

-364
-118,823

-3,577

-3,577

-2,400,662
-43,100
1,064

-1,254,597
-761
-14,534

-1,155,611
-11,000

1,254,597

1,155,611

916,939

761
6,058

11,000

4,597,847

3,618,536

4,568,011
-1,403

3,669,219

2,816,500

291,545
7,382
1,169,717
1,271,971
580,513

2,827,500

00.91
01.01

Total direct program
Reimbursable program

8,854,738
9,679

9,135,087
8,121

9,758,062
6,600

10.00

Total obligations

8,864,417

9,143,208

9,764,662

4,405
-6,064
-25
-61,992

-6,600

-6,600

-1,226,223
-204,700
219,100

-1,699,963
-30,600
30,600

-1,861,479

1,699,963

1,861,479

1,942,017

9,342,005

9,298,124

9,838,600

9,415,311
-15,606

9,389,266

9,838,600

-11,000

115,747

-761
31,400

4,597,847

3,618,536

2,816,500

5,897,952
7,845,208
-8,598,354
671
-118,823

3,721,817
8,598,354
-7,708,671

3,066,172
7,708,671
-6,568,443

4,206,400

Financing:
Offsetting collections from:
11.00i
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
For completion of prior year budget plans
24.40
Available to finance subsequent year
24.40
plans
25.00 Unobligated balance lapsing
39.00

Direct:
Tactical and support vehicles
Communications and electronics equipment
Other support equipment

809,954
3,018,851
829,279

405,176
2,151,561
1,051,560

658,613
1,300,667
868,220

07.91
08.01

Total direct
Reimbursable

4,658,084
205,213

3,608,297
224,200

2,827,500
224,200

4,863,297

3,832,497

3,051,700

1989 actual

1990 est.

1991 est.

Object Classification (in thousands of dollars)

40.00
40.00
40.00
41.00
42.00
43.00

71.00
72.40
74.40
77.00
78.00
90.00

Direct obligations:
Other services: Other
Supplies and materials
Equipment

1,003,956
120,835
4,766,451

928,857
138,780
2,633,100

802,293
119,870
2,144,009

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

5,891,242
212,327

3,700,737
245,280

3,066,172
224,200

6,103,569

3,946,017

3,290,372

Total obligations

AIRCRAFT PROCUREMENT, N A V Y

For construction, procurement, production, modification, and modernization of aircraft, equipment, including ordnance, spare parts,
and accessories therefor; specialized equipment; expansion of public
and private plants, including the land necessary therefor, and such
lands and interests therein, may be acquired, and construction prosecuted thereon prior to approval of title; and procurement and installation of equipment, appliances, and machine tools in public and
private plants; reserve plant and Government and contractor-owned
equipment layaway; [$9,389,266,000] $9,838,600,000, to remain available for obligation until September 30, [ 1 9 9 2 ] 1993, of which
$74,200,000 shall be available for the Navy Reserve and Marine Corps
Reserve. (10 U.S.C 5013, 5063, 7201, 7341; Department of Defense
Appropriations Act, 1990; additional authorizing legislation to be proposed.)




Budget authority...
Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463..
Reduction pursuant to P.L. 101-165..
Transferred to other accounts
Transferred from other accounts

30,600
22,525

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

-12,867
-83,000
4,725

9,342,005

9,298,124

9,838,600

8,862,733
16,721,218
-15,359,982
-88,968
-61,992

9,136,608
15,359,982
-15,166,390

9,758,062
15,166,390
-15,730,852

10,073,008

Appropriation (adjusted)..

-57,700

9,330,200

9,193,600

Budget Plan (in thousands of dollars)

25.0
26.0
31.0

99.9

1991 est.

409,209
4,113
1,360,309
1,226,345
531,094

07.01
07.02
07.03

Identification code 21-2035-0-1-051

1990 est.

6,436,934

(amount for procurement actions programmed)

Total budget plan

1989 actual

5,604,017

-2,731
-78,591

4,611,500

Identification code 17-1506-0-1-051

5,793,560
1,745
79,665
360,378
900,468
1,178,801
540,121

-84,508

5,026,654

Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
00.01
Combat aircraft
00.02
Airlift aircraft
00.03
Trainer aircraft
00.04
Other aircraft
Modification of aircraft
00.05
00.06
Aircraft spares and repair parts
00.07
Aircraft support equipment and facilities

Budget Plan (in thousands of dollars)

08.93

A-579

^Sfu^I^S

defense-military

(amount for procurement actions programmed)
07.01
07.03
07.04
07.05
07.06
07.07

Direct:
Combat aircraft
Trainer aircraft
Other aircraft
Modification of aircraft
Aircraft spares and repair parts
Aircraft support equipment and facilities

5,939,076
414,029
347,632
951,941
1,140,424
518,303

5,871,331
108,285

6,521,184
305,939

1,540,439
1,219,605
558,464

1,135,044
1,288,542
587,891

07.91
08.01

Total direct
Reimbursable

9,311,405
3,946

9,298,124
6,600

9,838,600
6,600

9,315,351

9,304,724

9,845,200

08.93

Total budget plan

Object Classification (in thousands of dollars)
Identification code 17-1506-0-1-051
25.0
26.0
31.0

Direct obligations:
Other services: Purchases from industrial funds
Supplies and materials
Equipment

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

Total obligations

1989 actual

...

1990 est.

1991 est.

38,639
1,260,733
7,555,366

42,357
1,382,036
7,710,694

49,200
1,505,311
8,203,551

8,854,738
9,679

9,135,087
8,121

9,758,062
6,600

8,864,417

9,143,208

9,764,662

AO o U
-

r o A

PROCUREMENT—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Federal Funds—Continued

General and special funds—Continued

77.00
78.00

WEAPONS PROCUREMENT, N A V Y

90.00

Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

-22,001
-6,512
5,556,629

5,472,100

For construction, procurement, production, modification, and modernization of missiles, torpedoes, other weapons, other ordnance and
Budget Plan (in thousands of dollars)
ammunition, and related support equipment including spare parts,
and accessories therefor; expansion of public and private plants, in(amount for procurement actions programmed)
cluding the land necessary therefor, and such lands and interest
therein, may be acquired, and construction prosecuted thereon prior
Direct:
to approval of title; and procurement and installation of equipment,
1,870,263
Ballistic missiles
appliances, and machine tools in public and private plants; reserve 07.01
3.192,124
Other missiles
07.02
plant and Government and contractor-owned equipment layaway [ ,
844,468
Torpedoes and related equipment
07.03
as follows:
07.04
Other weapons
107,345
Ballistic Missile Programs, $1,443,165,000;
Other ordinance
07.05
Spares and repair parts
77,308
07.06
Other Missile Programs, $2,831,852,000;
Mark-48 ADCAP Torpedo, $438,642,000;
Total direct
6,091,508
07.91
Mark-50 Torpedo, $271,130,000;
08.01 Reimbursable
162,651
Sea Lance, $1,799,000;
ASW Targets, $12,983,000;
Total budget plan
08.93
6,254,159
ASROC, $9,282,000;
Modification of Torpedoes, $9,653,000;
Object Classification (in thousands of dollars)
Torpedo Support Programs, $39,002,000;
ASW Range Support, $24,205,000;
Identification code 1 7 - 1 5 0 7 - 0 - 1 - 0 5 1
1989 actual
Other Weapons, $168,838,000;
Spares and Repair Parts, $111,341,000;
Direct obligations:
Installation of Modernization Equipment, $30,420,000;
Other services contracts
25.0
164,556
In all: $5,392,312,000]; $6,161,400,000, to remain available for obliga- 26.0
Supplies and materials
411,290
Equipment
5,880,483
tion until September 30, [1992] 1993, of which $8,600,000 shall he 31.0
available for the Navy Reserve and Marine Corps Reserve. (10 U.S.C.
Subtotal, direct obligations
6,456,329
99.0
5013, 5063, 7201; Department of Defense Appropriations Act, 1990;
122,601
Reimbursable obligations
99.0
additional authorizing legislation to be proposed.)
99.9

Program and Financing (in thousands of dollars)
Identification code 1 7 - 1 5 0 7 - 0 - 1 - 0 5 1

1989 actual

2,159,924
3,102,607
973,809
109,809

00.91

6,456,329

110,180

01.01

Reimbursable program

122,601

10.00

Total obligations

6,578,930

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year.21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00
Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 100-463
Reduction pursuant to P.L 101-165
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts

40.00
40.00
40.00
41.00
41.22

43.00

71.00
72.40
74.40

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year




6,578,930

111,302

1,540,001
3,224,252
841,318
202,146
275,174
78,509

5,352,980
70,000

6,161,400
70,000

5,422,980

6,231,400

1990 est.

1991 est.

177,006
396,678
4,713,682

190,120
457,821
5,393,205

5,287,366
171,178

6,041,146
70,000

5,458,544

6,111,146

1,442,660
2,837,940
803,621
157,457

1991 est.

SHIPBUILDING AND CONVERSION, N A V Y

Program by activities:
Direct program:
00.01
Ballistic missiles
00.02
Other missiles
00.03
Torpedoes and related equipment
00.04
Other weapons
00.05
Other ordinance
00.06
Spares and repair parts
Total direct program

1990 est.

Total obligations

5,538,000

-9,150
-122,806
-21,611
-6,512
—1,791,170
-71,900
93,100
1,424,739
1,739
9,888
6,085,247

6,154,032
-5,062
-63,723

6,085,247

6,425,363
8,670,165
-9,510,387

1,426,654
2,841,930
774,073
135,916

1,397,763
3,373,259
784,142
185,167
238,008

[(INCLUDING TRANSFER OF F U N D S ) ]

For expenses necessary for the construction, acquisition, or conversion of vessels as authorized by law, including armor and armament
thereof, plant equipment, appliances, and machine tools and installation thereof in public and private plants; reserve plant and Govern108,793
62,807
ment and contractor-owned equipment layaway; procurement of criti5 2 7 366
8
6 041 1 6 cal> l o n g leadtime components and designs for vessels to be construct4
17U78
7o'()00 ed or converted in the future; and expansion of public and private
'—
'—
plants, including land necessary therefor, and such lands and inter5,458,544
6,111,146 ests therein, may be acquired, and construction prosecuted thereon
prior to approval of title [, as follows:
TRIDENT ballistic missile submarine program, $1,132,800,000, and
-30 766
-30 766 i n addition, $70,000,000 shall be derived by transfer from "TRIDENT
3^3
924
-39^234 ballistic missile submarine program, 1987/1991", $10,000,000 shall be
'
'
derived by transfer from "TRIDENT ballistic missile submarine program 1988/92" and $20,000,000 shall be derived by transfer from
"TRIDENT ballistic missile submarine program 1989/93": Provided,
-1,424,739 -1,397,175 That the amounts transferred shall be available only for the time
~« n n
n
~ 13,900
period of the appropriation from which transferred: Provided further,
~ 8,000
That none of the funds may be obligated for advance procurement for
1 397 175
1 517 429 t h e nineteenth TRIDENT ballistic missile submarine until the Secretary of Defense has certified to the Committees on Armed Services
13,900
and Appropriations, either that the procurement of TRIDENT ballistic missile submarines at a rate of one per year is consistent with the
United States negotiating goals and United States policy on strategic
5,365,141
6,147,500 a r m s reductions and that such production would not necessitate the
retirement of ballistic missile submarines prior to the end of their
5392 312
6 1 1 400 thirty-year service life, or that the President will request an adjusted
6
' '
' '
production profile for TRIDENT ballistic missile submarines in the
I 5 932 ZZZZZZZ. fiscal year 1991 budget request which is consistent with the United
—250
4^0
States strategic arms reduction negotiating position and prevents the
retirement of ballistic missile submarines prior to the end of their
— 1,739
-13,900 thirty-year service life;
23>000
SSN-688 attack submarine program, $753,300,000;
5 365141
6147 500
SSN-21 attack submarine program, $614,800,000;
' '
' '
Aircraft carrier service life extension program, $630,300,000;
ENTERPRISE refueling/modernization program, $1,422,100,000;
5,388,544
6,041,146
DDG-51 destroyer program, $3,500,000,000;
9 5 o3 7
|1!8
9,426^831
LHD-1 amphibious assault ship program, $35,000,000;
-9,426,831 -9,929,977
LSD-41 dock landing ship cargo variant program, $229,300,000;

^Sfu^I^S

department of defense-military
MCM mine countermeasures program, $341,500,000;
MHC coastal mine hunter program, $197,600,000;
AO conversion program, $35,700,000;
T - A G O S surveillance ship program, $155,800,000;
AOE combat support ship program, $356,400,000;
LCAC landing craft air cushion program, $273,300,000;
Oceanographic ship program, $278,100,000;
Moored training ship demonstration program, $220,000,000;
Sealift ship program, $600,000,000;
For craft, outfitting, post delivery, and ship special support equipment, $368,900,000;
Coast Guard icebreaker ship program, $329,000,000;
Coast Guard patrol boat program, $84,000,000;
In all: $11,557,900,0001; $11,195,200,000, to remain available for
obligation until September 30, [ 1 9 9 4 ] 1997: Provided, That additional obligations may be incurred after September 30, [ 1 9 9 4 ] 1997, for
engineering services, tests, evaluations, and other such budgeted work
that must be performed in the final stage of ship construction: Provided further, That none of the funds herein provided for the construction or conversion of any naval vessel to be constructed in shipyards
in the United States shall be expended in foreign shipyards for the
construction of major components of the hull or superstructure of
such vessel: Provided further, That none of the funds herein provided
shall be used for the construction of any naval vessel in foreign
shipyards. (10 U.S.C. 5013, 5063, 7296, 7298; Department of Defense
Appropriations Act, 1990; additional authorizing legislation to be proposed.)

1989 actual

1990 est.

90.00

Adjustments in unexpired accounts
Outlays

-56,587
10,586,858

11,049,600

10,982,600

Budget Plan (in thousands of dollars)
(amount for procurement actions programmed)
07.01
07.02
07.03
07.04
07.05
08.93

Direct:
Fleet ballistic missile ships
Other warships
Amphibious ships
Mine warfare and patrol ships
Auxiliaries, craft, and prior-year program costs

1,214,741
6,838,299
260,952
531,940
2,173,501

1,387,629
7,165,071
1,199,800
268,100
1,174,600

9,840,134

11,019,433

11,195,200

1989 actual

1990 est.

1991 est.

233,979
223,806
10,340,596

234,675
224,471
10,644,635

230,532
220,508
10,813,558

10,798,381

11,103,781
70

11,264,598

10,798,381

Total budget plan

1,217,190
5,840,361
728,763
194,350
1,859,470

11,103,851

11,264,598

Object Classification (in thousands of dollars)
Identification code 17-1611-0-1-051

25.0
25.0
31.0

Direct obligations:
Other services:
Contracts
Other
Equipment

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

Program and Financing (in thousands of dollars)
Identification code 17-1611-0-1-051

78.00

A-581

Total obligations

1991 est.
OTHER PROCUREMENT, N A V Y

Program by activities:
Direct program:
00.01
Fleet ballistic missile ships
00.02
Other warships
00.03
Amphibious ships
00.04
Mine warfare and patrol ships
00.05
Auxiliaries, craft, and prior-year program
costs

1,225,866
6,700,115
591,125
380,326

1,253,832
6,763,391
451,592
492,825

1,354,342
7,452,825
913,947
246,445

1,900,949

2,142,141

1,297,039

00.91
Total direct program
01.01 Reimbursable program

10,798,381

11,103,781
70

11,264,598

10.00

10,798,381

11,103,851

11,264,598

-7,698,336
-419,814
-60,000

-7,846,698
-592,398

Total obligations

Financing:
Offsetting collections from: Non-Federal sources.
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
23.40 Reduction pursuant to P.L 99-177 in unobligated balance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
14.00
17.00

39.00

Budget authority...

Budget authority:
Appropriation
Reduction pursuant to P.L 100-463
Reduction pursuant to P.L. 101-165
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts
42.22 Transferred from other accounts (unobligated
balance)

40.00
40.00
40.00
40.00
41.00
41.22

43.00
50.00

Appropriation (adjusted)..
Reappropriation

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year....
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..




4
-56,587
-8,777,878
-126,300
-1,078,000

For procurement, production, and modernization of support equipment and materials not otherwise provided for, Navy ordnance [and
ammunition] (except ordnance for new aircraft, new ships, and ships
authorized for conversion); the purchase of not to exceed 2 vehicles
required for physical security of personnel, notwithstanding price
limitations applicable to passenger vehicles but not to exceed $160,000
per vehicle and the purchase of not to exceed [ 6 7 1 ] 646 passenger
motor vehicles of which [ 6 4 5 ] 627 shall be for replacement only;
expansion of public and private plants, including the land necessary
therefor, and such lands and interests therein, may be acquired, and
construction prosecuted thereon prior to approval of title; and procurement and installation of equipment, appliances, and machine
tools in public and private plants; reserve plant and Government and
contractor-owned
equipment
layaway;
[$7,970,764,000]
$6,081,500,000, to remain available for obligation until September 30,
[ 1 9 9 2 ] 1993, of which $36,200,000 shall be available for the Navy
Reserve. (10 U.S.C. 5013, 5063; Department of Defense Appropriations
Act, 1990; additional authorizing legislation to be proposed.)

147,034

Program and Financing (in thousands of dollars)

7,698,336

7,846,698

7,777,300

419,814
696,081

592,398

9,573,850

11,511,831

10,602,802

9,494,343
-16,893

11,557,900

11,195,200

-21,600
-162,000
13,300

-592,398

162,000
9,573,850

10,798,385
29,686,342
- 30,211,391
370,109

1989 actual

1990 est.

1991 est.

11,413,361
98,470

10,602,802

11,103,851
30,211,391
- 30,265,642

11,264,598
30,265,642
- 30,547,640

Program by activities:
Direct program:
00.01
Ships support equipment
00.02
Communications and electronics equipment....
Aviation support equipment
00.03
00.04
Ordinance support equipment
Civil engineering support equipment
00.05
00.06
Supply support equipment
00.07
Personnel and command support equipment...
00.08
Spares and repair parts

697,550
1,410,913
552,608
785,068
93,520
93,945
468,951
542,429

1,802,611
1,416,448
463,373
948,437
113,685
150,712
541,298
417,976

1,457,120
1,251,706
326,763
693,328
93,455
373,938
658,456
528,901

00.91
01.01

Total direct program
Reimbursable program

4,644,984
39,061

5,854,540
163,774

5,383,667
96,000

10.00

-9,005
-148,834

ii'ibbb

identification code 17-1810-0-1-051

Total obligations

4,684,045

6,018,314

5,479,667

-19,410
-2,275
-29,929
-58,614

-17,500
-110,000
-2,500

-17,500
-76,000
-2,500

-1,817,864
-163,800

-1,928,409
-84,469

-3,819,915

Financing:
Offsetting collections from:
Federal funds
Trust funds
Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
11.00
13.00
14.00
17.00

r
Ae O o^ oj
"O

PROCUREMENT—Continued
Federal Funds—Continued

t h e

General and special funds—Continued
OTHER PROCUREMENT, NAVY—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code

22.40
23.40

17-1810-0-1-051

Unobligated balance transferred, net
Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year:
For completion of prior year budget plans
Available to finance subsequent year budget

24.40
24.40

Unobligated balance lapsing

39.00

56,638

1991 est.

57,400

1,928,409

3,819,915

Budget authority

36,455

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

7,779,820

1991

-13,808

-20,000
20,000
13,808
17

25,604

13,81

6,081,500

363,854

258,444

165,552

-258,444

-165,552

-90,152

106,700

75,400

6,081,500

7,970,764

-39,429

y e a r

131,014

Outlays..

90.00

4,698,123

f i s c a l

Budget authority..

39.00

4,517,748

f o r

Financing:
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
Available to finance new budget plans
21.40
Unobligated balance transferred, net
22.40
Unobligated balance available, end of year: For comple24.40
tion of prior year budget plans
Unobligated balance I
25.00

27,069

84,469

plans

25.00

1990 est.

1989 actual

b u d g e t

Budget authority:
40.00
40.00
40.00
40.00

Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L. 101-165
Reduction pursuant to P.L. 99-177

4,813,969
-6,978

41.00
42.00

Transferred to other accounts
Transferred from other accounts

-184,634
75,766

43.00

Appropriation (adjusted)

4,698,123

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
90.00

4,632,431
9,050,447
-8,413,403
8,885
-58,614

Z4200
75^303
-111,441

7,779,820
5 888 314
8413 403
-8 606 717
! !

5,219,746

Outlays

~
5,695,000

6,081,500
5 383 667
8 606 717
- 8 439 284
! !
——
5,5,1,100

PROCUREMENT, MARINE CORPS

expenses necessary for the procurement, manufacture, and
modification of missiles, armament, ammunition, military equipment,
spare parts, and accessories therefor; plant equipment, appliances,
and machine tools, and installation thereof in public and private
plants; reserve plant and Government and contractor-owned equipm e n t layaway; vehicles for the Marine Corps, including purchase of
not to exceed [ 1 7 2 ] 194 passenger motor vehicles for replacement
o n l y i a n c * expansion of public and private plants, including land necessary therefor, and such lands and interests therein, may be acquired and construction prosecuted thereon prior to approval of title;
[ $ 1 , 2 1 3 , 7 9 2 , 0 0 0 ] $782,100,000, to remain available for obligation until
September 30, [ 1 9 9 2 ] 1993, of which $35,000,000 shall be available
for the Marine Corps Reserve. (10 U.S.C 5013, 7201; Department
of
Defense Appropriations Act, 1990; additional authorizing legislation to
be proposed.)

Budget Plan (in thousands of dollars)

Program and Financing (in thousands of dollars)

(amount for procurement actions programmed)

Identification code 17-1109-0-1-051

Direct:
07.01
07.02
07.03
07.04

Ship support equipment
Communications and electronics equipment
Aviation support equipment
Ordinance support equipment

620,486
1,399,461
487,699
1,051,605

3,580.465
1,562,834
577,781
733,045

1,338,955
2,020,969
283,787
600,636

07.05

Civil engineering support equipment

111,566

99,681

88,468

07.06

Supply support equipment

109,676

143,096

478,430

07.07

Personnel and command support equipment

444,773

669,322

748,577

07.08

Spares and repair parts

527,538

413,596

521,678

4,752,804

7,779,820

6,081,500

51,776

130,000

96,000

4,804,580

7,909,820

6,177,500

07.91
08.01

08.93

Total direct
Reimbursable

Total budget plan

Object Classification (in thousands of dollars)
Identification code 17-1810-0-1-051

25.0
25.0
25.0
26.0
31.0
99.0
99.0
99.9

Direct obligations:
Other services:
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

22,768
49,060
72,780
1,009,201
3,491,175

1990 est.

25,519
54,882
81,575
1,131,154
4,561,410

1991 est.

28,488
61,387
92,068
1,262,787
3,938,937

4,644,984
39,061

5,854,540
163.774

5,383,667
96,000

4,684,045

6,018,314

00.01

00.02
00.03
00.04
00.05
00.06
00.07
00.91
01.01

10.00

225,538
366,997
19.453
285,334
43,623
103,236
54,005

289,566
90,763
18,341
228,109
32,464
110,439
65,195

Total direct program
Reimbursable program

1,274,110
10,201

1,098,186
13,038

834,877
5,000

Total obligations

1,284,311

1,111,224

839,877

-10,482

-5,000

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40
Unobligated balance transferred, net
24.40
Unobligated balance available, end of year: For
completion of prior year budget plans
Unobligated balance lapsing
25.00
39.00

Budget authority

10.00

Program by activities:
Total obligations (object class 31.0)..




1989 actual

25,604

-5,01

-23

-280
-18,300
-253,421

-222,381

222,381

169,604

1,291,840

1,075,184

782,100

1,297,265

1,213,792

782,100

-219,083
-1,500
3,700
253,421
77

Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463..
Reduction pursuant to P.L. 101-165..

41.00

Transferred to other accounts

-425
-5,000

-458
-138,150

1,075,184

782,100

43.00

Program and Financing (in thousands of dollars)
17-0380-0-1-051

1991 est.

279,597
179,690
324,714
278,274
21,264
128,6S3
61,908

Ammunition
Weapons and combat vehicles
Guided missiles and equipment
Communications and electronics equipment....
Support vehicles
Engineer and other equipment
Spares and repair Darts

40.00
40.00
40.00

Identification code

1990 est.

Program by activities:

5,479,667

COASTAL DEFENSE AUGMENTATION

1989 actual

1990 est.

13,808

1991 est.

Appropriation (adjusted)..

1,291,840

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

1,273,526

1,106,224

834,877

2,723.975

2,633,072

2,440,596

-2,633,072

-2,440,596

-2,121,173

-5,190

department
78.00
90.00

of

Federai

d e f e n s e - m i l i t a r y

Adjustments in unexpired accounts...
Outlays

-18,300
1,340,939

1,298,700

1,154,300

00.05
00.06
00.07

Modification of inservice aircraft
Aircraft spares and repair parts
Aircraft support equipment and facilities

Funds^SiiS

A-583

2,301,342
2,900,875
2,205,530

2,764,603
2,218,737
1,818,271

2,305,209
1,732,873
1,235,978

Budget Plan (in thousands of dollars)

07.91
08.01
08.93

Total direct program
Reimbursable program

13,715,431
231,351

16,057,285
443,368

14,637,076
247,000

(amount for procurement actions programmed)

07.01
07.02
07.03
07.04
07.05
07.06
07.07

00.91
01.01
10.00

Total obligations

13,946,782

16,500,653

14,884,076

-61,339
-182,036
-350
-312,224

-51,024
-195,976

-9,963
-237,037

-5,727,387
-112,087
140,319

-7,759,638

-6,950,858
-181,700

Ammunition
Weapons and combat vehicles
Guided missiles and equipment
Communications and electronics equipment
Support vehicles
Engineer and other equipment
Spares and repair parts
Total direct
Reimbursable

259,737
220,283
338,133
268,539
27,763
120,839
56,546

249,201
398,995
11,055
249,564
22,551
81,929
61.889

284,681
45,454
16,255
218,667
34,127
112,514
70,402

1,291,840
10,925

Total budget plan

1,075,184
5,000

782,100
5,000

1,302,765

1,080,184

787,100

Object Classification (in thousands of dollars)
Identification code 17-1109-0-1-051
26.0
31.0

Direct obligations:
Supplies and materials
Equipment

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

Total obligations

1989 actual

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
Non-Federal sources
14.00
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
24.40
plans
25.00 Unobligated balance lapsing
39.00

1990 est.

1991 est.

405,162
868,948

368,919
729,267

394,989
439,888

1,274,110
10,201

1,098,186
13,038

834,877
5,000

1,284,311

1,111,224

839,877

Budget authority:
Appropriation
Reduction pursuant to P.L 100-463
Reduction pursuant to P.L. 101-165
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.22 Transferred from other accounts (unobligated
balance)
40.00
40.00
40.00
41.00
41.22

43.00
AIRCRAFT PROCUREMENT, AIR FORCE

For construction, procurement, and modification of aircraft and
equipment, including armor and armament, specialized ground handling equipment, and training devices, spare parts, and accessories
therefor; specialized equipment; expansion of public and private
plants, Government-owned equipment and installation thereof in such
plants, erection of structures, and acquisition of land, for the foregoing purposes, and such lands and interests therein, may be acquired,
and construction prosecuted thereon prior to approval of title; reserve
plant and Government and contractor-owned equipment layaway; and
other expenses necessary for the foregoing purposes including rents
and transportation of things; [$15,679,242,000] $13,718,650,000, to
remain available for obligation until September 30, [1992: Provided,
That none of the funds provided in this Act may be obligated on B - 1 B
bomber contracts which would cause the Air Force's $20,500,000,000
cost estimate for the B - 1 B bomber baseline program expressed in
fiscal year 1981 constant dollars to be exceeded] 1993, of which
$232,021,000 shall be available for the Air National Guard and Air
Force Reserve and, in addition, for the F-15 aircraft program, to be
derived by transfer from the following appropriations in the amounts
specified:
"Aircraft Procurement, Air Force, 1990/1992",
$181,700,000;
"Missile Procurement, Air Force, 1990/1992",
$131,000,000;
"Other Procurement, Air Force, 1990/1992",
$70,000,000;
"Research, Development, Test, and Evaluation, Air Force, 1990/
1991", $100,000,000;
"Research, Development, Test, and Evaluation, Defense Agencies,
1990/1991",
$16,050,000: In all, $498,750,000, to be available for the
same purposes as this appropriation and for the time period of the
appropriation from which transferred. (10 U.S.C. 2271-79, 2353, 2386,
2663, 2672, 2672a, 8013, 8062, 9501-02, 9532, 9741-42; 50 U.S.C. 451,
453, 455; Department of Defense Appropriations Act 1990; additional
authorizing legislation to be proposed.)

Budget authority

71.00
72.40
74.40
77.00
78.00
90.00

Appropriation (adjusted)..

'-84,388
6,950,858

7,759,638

6,531,182

181,700
114^868
15,566,184

15,542,185

15,679,242

15,922,499
-5,131

14,035,700

13,718,650

-6,083
-130,974

"-35U84

-181,700
498,750

Outlays..

15,542,185

14,035,700

13,703,057
27,391,258
-26,132,620
12,389
-312,224

16,253,653
26,132,620
-27,352,973

14,637,076
27,352,973
-27,469,549

14,661,860

Relation of obligations to outlays:
Obligations incurred net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts...

15,566,184

15,033,300

14,520,500

Budget Plan (in thousands of dollars)
(amount for procurement actions programmed)

07.01
07.02
07.03
07.04
07.05
07.06
07.07
07.91
08.01
08.93

Combat aircraft
Airlift aircraft
Trainer aircraft
Other aircraft
Modification of inservice aircraft
Aircraft spares and repair parts
Aircraft support equipment and facilities

Total budget plan

6,805,610
1,632,704
144,400
51,104
2,563,536
3,033,143
1,129,988

7,721,097
1,988,315
185,155
38,796
1,763,591
1,391,057
1,129,389

15,650,572
280,561

Total direct
Reimbursable

7,698,044
995,571
9,525
94,802
2,332,269
2,922,258
1,598,103

15,360,485
247,000

14,217,400
247,000

15,931,133

15,607,485

14,464,400

Object Classification (in thousands of dollars)
Identification code 57-3010-0-1-051

1989 actual

1990 est.

1991 est.

31.0
99.0

Direct obligations: Equipment
Reimbursable obligations

13,715,431
231,351

16,057,285
443,368

14,637,076
247,000

99.9

Total obligations

13,946,782

16,500,653

14,884,076

Program and Financing (in thousands of dollars)
MISSILE PROCUREMENT, AIR FORCE

Identification code 57-3010-0-1-051
Program by activities:
Direct program:
00.01
Combat aircraft
00.02
Airlift aircraft
00.03
Trainer aircraft
00.04
Other aircraft




1989 actual

5,372,506
910,224
24,954

1990 est.

7,851,899
1,192,403
109,760
101,612

1991 est.

7,015,599
2,123,205
157,395
66,817

For construction, procurement, and modification of missiles, spacecraft, rockets, and related equipment, including spare parts and accessories therefor, ground handling equipment, and training devices;
expansion of public and private plants, Government-owned equipment
and installation thereof in such plants, erection of structures, and
acquisition of land, for the foregoing purposes, and such lands and
interests therein, may be acquired and construction prosecuted there-

A-584

S^^taSNSE_Con,inuat

the

General and special funds—Continued

Program and Financing (in thousands of dollars)
1989 actual

1990 est

1991 e

Program by activities:
Direct program:
00.01
Ballistic missiles
00.02
Other missiles
Modification of inservice missiles
00.03
00.04
Spares and repair parts
Other support
00.05

1,085,392
1,409,522
94,981
289,097
4,512,687

922,074
1,712,878
116,736
152,859
3,742,208

1,526,926
2,109,645
108,336
217,373
4,459,157

00.91
01.01

Total direct program
Reimbursable program

7,391,679
244,174

6,646,755
267,982

8,421,437
251,800

10.00

Total obligations

7,635,853

6,914,737

8,673,237

-241,914
-12,048
5
-60,941

-247,672
-4,100

-247,500
-4,300

-2,721,274
-103,000
119,223

-2,481,302
-44,177
44,177

-2,407,951
-131,000

2,481,302

2,407,951

2,992,214

44,177
49,255

131,000

7,190,638

6,720,614

8,874,700

7,219,683
-3,002

6,916,863

9,005,700

39.00

Budget authority...

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 100-463
40.00 Reduction pursuant to P.L. 101-165
41.00 Transferred to other accounts
41.22 Transferred to other accounts (unobligated balance)
43.00

Appropriation (adjusted)..

90.00

Outlays..

-153,108
-43,141
-131,000
7,190,638

6,720,614

8,874,700

7,381,896
11,317,589
-11,292,592
2,984
-60,941

6,662,965
11,292,592
-10,743,457

8,421,437
10,743,457
-12,047,394

7,212,100

7,117,500

Budget Plan (in thousands of dollars)

07.01
07.02
07.03
07.04
07.05

Direct:
Ballistic missiles
Other missiles
Modification of inservice missiles
Spares and repair parts
Other support

841,394
1,498,035
140,079
231,907
4,435,046

886,359
1,353,217
77,057
183,796
4,089,185

1,885,007
2,125,468
111,273
271,355
4,612,597

07.91
08.01

Total direct
Reimbursable

7,146,461
256,099

6,589,614
251,772

9,005,700
251,800

7,402,560

6,841,386

9,257,500

Total budget plan




1990 est.

1991 est.

31.0
99.0

Direct obligations: Equipment
Reimbursable obligations

7,391,679
244,174

6,646,755
267,982

8,421,437
251,800

99.9

Total obligations

7,635,853

6,914,737

8,673,237

OTHER PROCUREMENT, AIR FORCE

For procurement and modification of equipment (including ground
guidance and electronic control equipment, and ground electronic and
communication equipment), and supplies, materials, and spare parts
therefor, not otherwise provided for; the purchase of not to exceed 4
vehicles required for physical security of personnel, notwithstanding
price limitations applicable to passenger vehicles but not to exceed
$175,000 per vehicle; and [ f o r ] the purchase of not to exceed [ 4 5 1 ]
640 passenger motor vehicles of which [ 3 7 6 ] 456 shall be for replacement only; and expansion of public and private plants, Governmentowned equipment and installation thereof in such plants, erection of
structures, and acquisition of land, for the foregoing purposes, and
such lands and interests therein, may be acquired, and construction
prosecuted thereon, prior to approval of title; reserve plant and Government and contractor-owned equipment layaway; [$8,524,110,000]
$8,307,400,000, to remain available for obligation until September 30,
[ 1 9 9 2 ] 1993, of which $191,196,000 shall be available for the Air
National Guard and Air Force Reserve. (10 U.S.C. 2110, 2353, 2386,
8013, 9505, 9531-32; 50 U.S.C. 491-94; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
00.01
Munitions and associated equipment
00.02
Vehicular equipment
00.03
Electronics and telecommunications equipment
00.04
Other base maintenance and support equipment
00.91
01.01
iq.oo

Total direct programReimbursable program
Total obligations..

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00

(amount for procurement actions programmed)

08.93

1989 actual

Identification code 57-3080-0-1-051

7,348,936

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..

1991

Identification code 57-3020-0-1-051

on prior to approval of title; reserve plant and Government and
contractor-owned equipment layaway; and other expenses necessary
for the foregoing purposes including rents and transportation of
things; [$6,916,863,000] $9,005,700,000, to remain available for obligation until September 30, [ 1 9 9 2 ] 1993. (10 U.S.C. 1905, 2271-79,
2363, 2386, 2653, 2672, 2672a, 8013, 8062, 9501-02, 9531-32, 9741-42; 50
U.S.C. 451, 453, 455; Department of Defense Appropriations Act, 1990;
additional authorizing legislation to be proposed.)

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing

f o r fiscal year

Object Classification (in thousands of dollars)

MISSILE PROCUREMENT, AIR FORCE—Continued

Identification code 57-3020-0-1-051

budget

Budget authority

udget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L. 101-165
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts

40.00
40.00
40.00
40.00
41.00
41.22

43.00
71.00

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net

1989 actual

1990 est.

1991 e

643,917
267,139

318,536
206,054

381,048
169,436

1,848,274

2,645,349

2,057,938

5,474,459

5,022,649

5,767,202

8,233,789
276,114

8,192,588
714,357

8,375,624
459,200

8,509,903

8,906,945

8,834,824

-279,006
-9,406
-5,127
-143,301

-492,699
-155,888

-438,700
-20,500

-1,950,168
-34,500
38,738

-2,022,173
-44,039
6,977

-2,023,509
-70,000

32,096
1,955,285

2,022,173

2,023,509

44,039
30,353

70,000

8,223,697

8,324,728

8,237,400

8,188,638
-5,619

8,524,110

8,307,400

-36,624

-2,120
-127,257
-70,005
-70,000

77,302
8,223,697

8,324,728

8,237,400

8,216,364

8,258,358

8,375,624

department

of

72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77 00 Adjustments in expired accounts
78 00 Adjustments in unexpired accounts
90.00

PROCUREMENT—Continued
Federal Funds—Continued

defense—military

6,784,952
--6,616,110

6,616,110
-6,643,334

8,204,024

Outlays

6,955,656
-6,784,952
-39,743
-143,301

8,427,200

8,348,400

25.00

Unobligated balance lapsing...

39.00

Budget authority

Budget Plan (in thousands of dollars)

40.00
40.00
41.00
42.00

(amount for procurement actions programmed)

43.00

07.01
07.02
07.03
07.04

Direct:
Munitions and associated equipment
Vehicular equipment
Electronics and telecommunications equipment
Other base maintenance and support equipment

586,995
270,608
1,965,259
5,370,000

392,798
212,280
2,077,388
5,572,262

428,038
176,702
1,651,506
6,051,154

07.91
08.01

Total direct
Reimbursable

8,192,862
313,650

71.00
72.40
74.40
77.00
78.00

8,254,728
648,587

8,307,400
459,200

90.00

8,506,512

8,903,315

Total budget plan

11,565

Appropriation (adjusted)...
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays-

1,297,192

1,260,513

1,969,400

1,186,100

1,969,400

—4^547
115,639

1,300,720
-18,807
-32,000
10,600

1,297,192

1,260,513

1,969,400

1,300,069
1,219,410
-935,376
-371
-29,627

1,248,657
935,376
-934,633

1,848,676
934,633
-1,317,809

1,554,106

t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts
Transferred from other accounts

8,766,600

08.93

a
r n r
A - O o D

1,249,400

1,465,500

Budget Plan (in thousands of dollars)
(amount for procurement actions programmed)

Object Classification (in thousands of dollars)
Identification code 57-3080-0-1-051

1989 actual

1990 est.

1991 est.

31.0
99.0

Direct obligations: Equipment
Reimbursable obligations

8,233,789
276,114

8,192,588
714,357

8,375,624
459,200

99.9

Total obligations

8,509,903

8,906,945

8,834,824

07.01
07.02

Direct:
Major equipment
Special operations forces..

1,292,721

1,260,513

1,414,204
555,196

07.91
08.01

Total direct
Reimbursable

1,292,721
295,178

1,260,513
494,321

1,969,400
487,600

1,587,899

1,754,834

2,457,000

08.93

Total budget plan

Object Classification (in thousands of dollars)
Identification code 97-0300-0-1-051

PROCUREMENT, DEFENSE AGENCIES

For expenses of activities and agencies of the Department of Defense (other than the military departments) necessary for procurement, production, and modification of equipment, supplies, materials,
and spare parts therefor, not otherwise provided for; the purchase of
not to exceed 4 vehicles required for physical security of personnel,
notwithstanding price limitations applicable to passenger vehicles but
not to exceed $160,000 per vehicle and the purchase of not to exceed
[ 5 1 4 ] 653 passenger motor vehicles of which [ 4 5 8 ] 650 shall be for
replacement only; expansion of public and private plants, equipment,
and installation thereof in such plants, erection of structures, and
acquisition of land for the foregoing purposes, and such lands and
interests therein, may be acquired, and construction prosecuted thereon prior to approval of title; reserve plant and Government and
contractor-owned
equipment
layaway;
[$1,300,720,000]
$1,969,400,000, to remain available for obligation until September 30,
[ 1 9 9 2 ] 1993: (Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)

1989 actual

1990 est.

1991 est.

31.0
99.0

Direct obligations: Equipment
Reimbursable obligations

1,311,824
279,795

1,225,259
517,719

1,848,676
487,600

99.9

Total obligations

1,591,619

1,742,978

2,336,276

NATIONAL GUARD AND RESERVE EQUIPMENT

For procurement of aircraft, missiles, tracked combat vehicles, ammunition, other weapons, and other procurement for the reserve components of the Armed Forces; [$973,720,000] $455,400,000, to remain
available for obligation until September 30, [ 1 9 9 2 ] 1993. (Department
of Defense Appropriations Act, 1990 additional authorizing legislation
to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 97-0350-0-1-051

Program and Financing (in thousands of dollars)
Identification code 97-0300-0-1-051

1989 actual

1990 est.

1991 est.

10.00

00.01
00.02

Program by activities:
Major equipment
Special operations forces....

1,311,824

00.91
01.01

Total direct program..
Reimbursable program

1,311,824
279,795

1,225,259
517,719

1,848,676
487,600

1,591,619

1,742,978

2,336,276

10.00

Total obligations..

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans




00.01
00.02

1,225,259

-254,044
-331
-37,175
-29,627

-494,321

-340,540

-350,477
-5,247

1,438,657
410,019

-487,600

5,247

Total obligations (object class 31.0).

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
17.00

-362.333

362,333

1990 est.

1991 est.

385,095
667,695

428,175
575,027

341,804
290,305

1,052,790

1,003,202

632,109

-414.289
-193,000
193,000

-531,312

-435,930
-40,900

531,312

435,930

259,221

-34,152

40,900
25.00

Unobligated balance lapsing...

39.00

5,247
350,477

Program by activities:
Reserve equipment
National Guard equipment..

1989 actual

Budget authority

40.00
40.00
41.00
41.22

483,057
43.00

t authority:
Appropriation
Reduction pursuant to P.L. 100-463
Transferred to other accounts
Transferred to other accounts (unobligated I
ance)
Appropriation (adjusted)..

3*140
1,138,801

948,720

414,500

1,138,900
_99

973,720

455,400

—25^000
-40,900
1,138,801

948,720

414,500

O
AOCO /P»
"

PROCUREMENT—Continued
Federal Funds—Continued

the budget for fiscal year
25.00

NATIONAL GUARD AND RESERVE EQUIPMENT—Continued

Budget authority

Program and Financing (in thousands of dollars)—Continued
Identification code 97-0350-0-1-051

1989 actual

1990 est.

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts

1,052,790
2,064,338
-2,112,583
-13,198
-34,152

1,003,202
2,112,583
-2,252,785

957,197

863,000

90.00

Outlays

1991 est.

632,109
2,252,785
-1,975,194

909,700

5

Unobligated balance lapsing..

39.00

General and special funds—Continued

40.00
40.00
41.22

33,500

43,479

1,800

33,500

50,000
-521
— 6,000

1,800

33,500

43,479

42,954
38,262
-77,283

11,465
77,283
-79,248

30,670
79,248
-93,518

3,932

9,500

16,400

49,479

1,800

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts (unobligated balance).
Appropriation (adjusted)..

43.00

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

90.00

1991

Budget Plan (in thousands of dollars)
Budget Plan (in thousands of dollars)

(amount for procurement actions programmed)
07.01
07.02
08.93

Direct:
Reserve equipment
National Guard equipment

483,400
655,401

379,370
528,450

192,100
263,300

1,138,801

Total budget plan

Distribution of outlays by account:
National Guard and Reserve equipment, Defense.
Army National Guard equipment

(amount for procurement actions programmed)

907,820

455,400

07.01 Total

plan..

SPECIAL OPERATIONS FORCES FUND

955,956
1,241

863,000

909,700

Program and financing (in thousands of dollars)
Identification code 97- 0301-0-1-051

Object Classification (in thousands of dollars)
Identification code 97-0350-0-1-051

1989 actual

1990 est.

25.0
31.0

642
1,052,148

1,003,202

632,109

1,052,790

1,003,202

632,109

99.9

Other services
Equipment
Total obligations

26,821

1991 est.

40.00
41.00
43.00
71.00
90.00

DEFENSE PRODUCTION ACT PURCHASES
[INCLUDING TRANSFER OF FUNDS]

t authority:
Appropriation
Transferred to other accounts..

198S actual

1990 est.

1991 est.

286,000
286,000

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Outlays..

CHEMICAL AGENTS AND MUNITIONS DESTRUCTION, DEFENSE

For expenses, not otherwise provided for, necessary for the destrucFor purchases or commitments to purchase metals, minerals, or
tion of the United States stockpile of lethal chemical agents and
other materials by the Department of Defense pursuant to section 303
munitions in accordance with the provisions of section 1412 of the
of the Defense Production Act of 1950, as amended (50 U.S.C. App.
Department of Defense Authorization Act, 1986, as follows: for Oper2093); [$50,000,000] $1,800,000, to remain available until expended[:
a t i 0 n and maintenance, [$148,400,000] $142,800,000; for ProcureProvided, That none of these funds shall be obligated for any metal,
m e nt, [$73,000,000] $211,600,OOO fj for Research, development, test,
mineral, or material, unless funds have been obligated since October a n ( j evaluation, $8,000,000, of which not less than $6,100,000 shall be
1, 1984, for purchases for qualification of that metal, mineral, or
available only for cryofracture: Provided, That of the funds approprimaterial: Provided further, That the Secretary of Defense shall transa ted for Chemical Agents and Munitions Destruction, Defense for
fer the $6,000,000 appropriated under the heading "Defense Producresearch, development, test and evaluation for fiscal year 1989, not
tion Act Purchases" (102 Stat. 2270-12, Public Law 100-463) for a
\ ess than $16,300,000 must be obligated for cryofracture not later than
demonstration project to develop a reliable source of titanium ore
January 15, 1990: Provided further, That the Secretary of Defense
from ilemenite to appropriations available to the Secretary of the m a y o n i y delegate responsibility for the program planning, policy,
Interior, in order for the United States Bureau of Mines to carry out
budget, management, execution and general oversight of the destrucsuch demonstration project, known as the Soledad Canyon Demontion of chemical agents and munitions and the retrograde movement
stration Project in Los Angeles County, California. These funds shall
0 f chemical agents and munitions to the Secretary of the Army; for
remain available until September 30, 1993]. (Department of Defense retrograde, $27,610,000;] In all: [$257,010,000] $354,400,000: ProvidAppropriations Act, 1990; additional authorizing legislation to be pro- edy That the amount provided for Procurement shall remain available
posed.)
u n tii September 30, [1992] 1993\_, and the amount provided for
Research, development, test, and evaluation shall remain available
Program and Financing (in thousands of dollars)
until September 30, 1991 and the amount provided for retrograde
shall remain available until September 30, 1992: Provided further,
Identification code 97-0360-0-1-051
1989 actual
1990 est.
1991 est.
for retrograde, not more than
That
o f t h e f u n d s a p p r o p r i a ted
$10,000,000 may be obligated or expended, nor may any chemical
Program by activities:
1 465
1
™ CQ munitions be moved from existing storage sites, until the Secretary of
7
10.00 Total obligations (object class 26.0)
42,954
Defense certifies to the Congress that the Johnston Atoll Chemical
Financing:
Agent Disposal System has destroyed live agent chemical munitions
Unobligated balance available, start of year:
and that adequate storage capacity exists on Johnston Atoll to safely
21.40
For completion of prior year budget plans
-25,760
R
fiSR
accommodate any chemical munitions or hazardous materials trans21.40
Available to finance new budget plans
"6,588
ported to that site: Provided further, That none of the funds appropri23.40 Reduction pursuant to P.L. 99-177 in unobligated balgg
ated in this or any other Act may be obligated to construct additional
6
ance
chemical munition storage facilities on Johnston Atoll] (Department
Unobligated balance available, end of year:
47,627
18,757
of Defense Appropriations Act, 1990; additional authorizing legislation
24.40
For completion of prior year budget pians
9,613
to be proposed.)
24.40
Available to finance subsequent year budget plans
6,688




research

department of defense-military
Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
00.03
00.04
10.00

97-0390-0-1-051

Program by activities:
Research, development, test, and evaluation..
Procurement
Operation and maintenance
European retrograde
Total obligations-

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
Available to finance new budget plans
21.40
Reduction pursuant to P.L. 99-177 in unobligated I
23.40
ance
Unobligated balance available, end of year:
For completion of prior year budget plans
24.40
24.40
Available to finance subsequent year budget plans25.00
Unobligated balance lapsing
17.00

39.00

Budget authority ..

1989 actual

PROCUREMENT OF E Q U I P M E N T A N D MISSILES,

1990 est.

Identification code 21-2030-0-1-051
1,222

25,102

86,169

110,827

161,397

117,300

146,790

142,800

20,373

6,927

303,092

311,124

204,691

-89,704

-66,158

Appropriation

40.00

17,287

60,563

254,221

354,400

257,010

354,400

476
31

Reduction pursuant to P.L. 9 9 - 1 7 7 . .

43.00

71.00
72.40
74.40
77.00
78.00
90.00

179,500

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year.......
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays-

-2,789
179,500

254,221

354,400

204,691

303,092

311,124

69,775

124,648

207,340

-124,648

-207,340

-233,864

220,400

284,600

-158
-2,151
147,508

Budget Plan (in thousands of dollars)
(amount for procurement actions programmed)
, development, test, and evaluation..

07.01

17,776

7,913

44,159

72,208

211,600

Operation and maintenance..
European retrograde

117,300

146,790

142,800

Total budget plan

179,235

07.02

Procurement..

07.03
07.04
08.93

27,310
254,221

354,400

Object Classification (in thousands of dollars)
Identification code

11.8
21.0
22.0
23.2
25.0
26.0
31.0
99.9

97-0390-0-1-051

Personnel compensation-. Special personal services payments
Travel and transportation of persons
Transportation of things
Rental payments to others
Other services: Conlracts
Supplies and materials
Equipment
Total obligations

1989 actual

1990 est.

1991 est.

5,346

6,482

7,217

691

930

1,161

59

210
10

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays..




7

7
-71

Outlays..,

-61

295,092

Programs in this title support modernization through military research, exploratory development, fabrication of technology-demonstration devices, and development and testing of
prototypes and full-scale preproduction hardware. This work
is performed by industrial contractors, Government laboratories and facilities, universities and nonprofit organizations.
Research and development programs are funded to cover
annual needs.
The budget plan for each appropriation is shown as a separate table immediately following the program and financing
schedules for that appropriation. In 1991 it presents, by
budget activity, the value of the program requested for the
life of these multiple-year appropriations, with comparable
amounts in 1989 and 1990. Funds for each fiscal year are
available for obligation for a two-year period beginning on the
first day of that fiscal year.
The 1991 program provides for major development efforts
on the National Aerospace Plane, Balanced Technology Initiative, Peacekeeper Rail Garrison, Small ICBM, the ShortRange Attack Missile, the B-2 Advanced Technology Bomber,
the kinetic energy ASAT program, the MILSTAR Communications Satellite System, the Strategic Defense Initiative, the
Air Defense Initiative as well as Advanced Anti-Tank Weapons, a new light helicopter (LHX), a Forward Area Air Defense system, the Advanced Tactical Fighter, the Advanced
Tactical Aircraft, the next generation airlifter (C-17), the nuclear attack submarine, the Long-Range Air ASW Capable
Aircraft (LRAACA-P-7A), the Fixed Distributed System, and
NATO Cooperative Research and Development. Funds are
also requested for product improvement to systems which
have already been fielded or are in production, such as the F 14D fighter, the Advanced Air-to-Air Missile, SSN-21 submarine and the M1A1 tank.

10

198,231

302,096

52

160
208

255

204,691

303,092

311,124

Federal Funds

167

305

NAVY

Program and Financing (in thousands of dollars)
17-1505-0-1-051

- 7
3

218

7

PROCUREMENT OF AIRCRAFT A N D MISSILES,

Identification code

1991 est.

1990 est.

RESEARCH, DEVELOPMENT, TEST, AND
EVALUATION

476

179,500

ARMY

-17,287

-476

66,158

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year..
72.40 Obligated balance, start of year
74.10 Receivables in excess of obligations, end of year....
77.00 Adjustments in expired accounts
90.00

-2,151

A - 5 8 7

Program and Financing (in thousands of dollars)

1991 est.

Budget authority:
40.00

' development, test, a n d w a l u a t i o n

1989 actual

1990 est.

1991 est.

General and special funds:
RESEARCH, DEVELOPMENT,

TEST, A N D E V A L U A T I O N ,

ARMY

For expenses necessary for basic and applied scientific research,
development, test, and evaluation, including maintenance, rehabilitation, lease, and operation of facilities and equipment, as authorized by
law; [$5,434,378,000] $6,025,900,000, to remain available for obligation until September 30, [1991] 1992. (10 U.S.C. 2353, 4503; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

42,420
-28,613
-13,615
193

Identification code
28,613

21-2040-0-1-051

1989 actual

28,613

-28,613

1990 est.

1991 est.

-28,613

Program by activities:
Direct program-.
00.01
Technology base
00.02
Advanced technology development..

801,016

698,344

765,699

459,210

494,288

487,358

A-588

te$t

'

a n d evaluat,cn

"contim,ed

t h e

General and special funds—Continued
RESEARCH, DEVELOPMENT, TEST, AND EVALUATION, ARMY—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code

00.03
00.04
00.05
00.06

21-2040-0-1-051

Strategic programs
Tactical programs
Intelligence and communications
Defensewide mission support

1990 est.

1989 actual

1991 est.

83,036
2,775,756
67,091
1,238,090

178,605
2,711,435
97,354
1,178,800

289,396
3,033,795
95,731
1,311,697

00.91
01.01

Total direct program
Reimbursable program

5,424,199
1,387,292

5,358,826
1,210,500

5,983,676
1,400,000

10.00

Total obligations

6,811,491

6,569,326

7,383,676

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
23.40 Reduction pursuant to P.L 99-177 in unobligated balance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
Budget authority

39.00

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 100-463
40.00 Reduction pursuant to P.L. 101-165
40.00 Reduction pursuant to P.L. 99-177
41.00 Transferred to other accounts
42.00 Transferred from other accounts

71.00
72.40
74.40
77.00
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

-1,326,597
-3,647
-11,632
-216,753

-1,201,700
-2,200
-6,600

-1,394,700
-2,300
-3,000

-396,555
-10,000
10,000

-251,346
-5,929
-40,100

-351,349

251,346

351,349

393,573

5,120,013

5,418,729

6,025,900

5,130,166
-3,067

5,434,378

6,025,900

Outlays

f o r fiscal year

25.0
25.0
25.0
26.0
31.0
32.0
41.0
99.0
99.0

1991

42,610
4,402
1,300
30,826
931

145,000
4,030,032
131,286
99,200
350
25,200

140,000
4,609,138
137,480
103,000
400
26,000

5,358,826
1,210,500

5,983,676
1,400,000

6,811,491

6,569,326

7,383,676

26,203

28,484

28,172

27,718
1,080

Total obligations

48,630
5,000
1,450
43,272
850

5,424,199
1,387,292

Subtotal, direct obligations
Reimbursable obligations

45,428
4,400
1,300
39,750
800

22
148,000
4,087,585
141,258
154,485
969
22,177

Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Purchases from industrial funds
Contracts
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

99.9

28,729
1,149

28,705
1,147

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

5,929
RESEARCH, DEVELOPMENT, TEST, AND EVALUATION, N A V Y

5,929
6,432

-16,822
9,736

-3,934
—79.870
-5,700
73,855

5,120,013

5,418,729

6,025,900

5,469,615
3,057,400
-3,308,289
-35,713
-216,753

5,358,826
3,308,289
-3,433,315

5,983,676
3,433,315
-3,785,291

4,966,259

Appropriation (adjusted)

43.00

21.0
22.0
23.1
23.3
24.0

budget

5,233,800

5,631,700

For expenses necessary for basic and applied scientific research,
development, test, and evaluation, including maintenance, rehabilitation, lease, and operation of facilities and equipment, as authorized by
law; [$9,733,174,000] $9,102400,000, to remain available for obligation until September 30, [1991: Provided, That of funds appropriated
in Research, Development, Test and Evaluation, Navy for fiscal year
1989, $22,000,000 shall be transferred to Research, Development, Test
and Evaluation, Defense Agencies for fiscal year 1990 for the Tactical
Airborne Laser Communications program, to be merged with, and to
be available for, the same purposes and the same time period as the
appropriation to which transferred: Provided further, That for research and development programs at the National Center for Physical Acoustics, centering on ocean acoustics as it applies to advanced
anti-submarine warfare acoustics issues with focus on ocean bottom
acoustics—seismic coupling, sea-surface and bottom scattering, oceanic ambient noise, underwater sound propagation and other such
projects as may be agreed upon, $3,000,000 shall be made available, as
a grant, to the Center, of which not to exceed $500,000 of such sum
may be used to provide such special equipment as required] 1992. (10
U.S.C. 174, 2352-54, 7201, 7203, 7522; Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Budget Plan (in thousands of dollars)

Identification code 17-1319-0-1-051

1989 actual

1990 est.

1991 est.

(amount for research, development, test, and evaluation actions programmed)
Program by activities:
Direct program:
Technology base
Advanced technology development
Strategic programs
Tactical programs
Intelligence and communications
Defensewide mission support

07.01 ^technology base
07.02
Advanced technology development
07.03
Strategic programs
07.04
Tactical programs
07.05
Intelligence and communications
07.06
Defensewide mission support

742,030
429,511
70,209
2,6*90,870
54,020
1,167,544

729,387
514,483
186,330
2,683,289
100,640
1,204,600

768,884
485,043
296,050
3,059,672
95,399
1,320,852

00.01
00.02
00.03
00.04
00.05
00.06

07.91
08.01

5,154,184
1,347,192

5,418,729
1,210,500

6,025,900
1,400,000

00.91
01.01

6,501,376

6,629,229

7,425,900

10.00

08.93

Total direct
Reimbursable
Total budget plan

Object Classification (in thousands of dollars)
Identification code 21-2040-0-1-051

11.1
11.3
11.5
11.9
12.1
13.0

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel




3 actual

1990 est.

1991 est.

620,492
17,709
35,959

656,129
18,849
38,270

681,507
19,578
39,750

674,160
115,123
351

713,248
122,529
303

740,835
127,268
353

783,218
230,765
753,554
6,211,312
715,849
780,968

778,700
207,757
429,423
6,377,205
856,531
718,687

863,514
200,280
291,272
6,163,556
873,002
727,131

Total direct program
Reimbursable program

9,475,666
257,107

9,368,303
314,859

9,118,755
313,000

Total obligations

9,732,773

9,683,162

9,431,755

-208,927
-27
-44,157
-15,346

-240,000
-4,400
-68,600

-240,000
-4,400
-68,600

-518,276
-40,000
15,000

-344,370
-29,900

-440,048

344,370

440,048

423,693

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
Available to finance new budget plans
21.40
22.40 Unobligated balance transferred, net
Unobligated balance available, start of year:
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
24.40

29,900

d e p a r t m e n t

25.00
39.00

o f

Unobligated balance

16,134

Budget authority.

9,311,443

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 100-463
40.00 Reduction pursuant to P.L 101-165
40.00 Appropriation rescinded
41.00 Transferred to other accounts
41.22 Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts
43.00

71.00
72.40
74.40
77.00
78.00
90.00

research

d e f e n s e - m i l i t a r y

9,435,940

9,382,312
-23,723

9,733,174

'

'

9 102 400
' '

-11821

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

— 262^438

954

-29,900
6,925

9,311,443

9,435,940

9102400
-—'—

9,479,662
5,670,793
-5,847,745
3,417
-15,346

9,370,162
5,847,745
5,945,407

9,118,755
5,945,407
-5,808,562

9,290,780

Appropriation (adjusted)..

"-'io^OO
-37,500

9,272,500

9,255,600

07.01
07.02
07.03
07.04
07.05
07.06

^Technology base
Advanced technology development
Strategic programs
Tactical programs
Intelligence and communications
Defensewide mission support

782,089
190,022
778,381
6,037,372
723,307
770,372

804,906
213,884
390,641
6,523,358
860,106
672,945

867,493
199,605
285,720
6,146,247
873,640
729,695

07.91
08.01

Total direct
Reimbursable

9,281,543
234,346

9,465,840
313,000

9,102,400
313,000

9,515,889

9,778,840

9,415,400

Object Classification (in thousands of dollars)
Identification code 17-1319-0-1-051

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0
25.0
25.0
25.0
25.0
26.0
31.0
32.0
41.0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

1990 est.

1991 est.

52,284
2,119
1,997

56,533
2,275
1,781

59,641
2,356
2,081

56,400
9,855
19,626
1,827
8,556
1,002

60,589
10,369
19,993
1,889
8,847
1,036

64,078
11,204
20,328
1,945
9,112
1,067

50
1,734,061
6,699,057
886,488
13,192
20,867
4,413
20,272

96
1,898,005
6,391,420
916,625
12,334
21,576
4,563
20,961

97
1,904,706
6,100,978
944,126
12,601
22,223
4,700
21,590

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

9,475,666
257,107

9,368,303
314,859

9,118,755
313,000

99.9

Total obligations

9,732,773

9,683,162

9,431,755

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

$13,635,570,000 provided under this heading i s ] $13,276,300,000,
to
remain available for obligation until September 30, [ 1 9 9 1 ] 1992. (10
U.S.C. 174, 1581, 1584, 2271-79, 2352-54., 2386, 2663, 2672, 2672a, 8012,
9503-04, 9532; 42 U.S.C. 1891-92; 50 U.S.C. App. 2093(g);
Department
of Defense Appropriations Act, 1990; additional authorizing
legislation
proposed.)
to be

Identification code 57-3600-0-1-051
Program by activities:
Direct program:
00.01
Technology base
00.02
Advanced technology development
00.03
Strategic programs
00.04
Tactical programs
00.05
Intelligence and communications
00.06
Defensewide mission support
00.91

2,199

2,310
2,731
40

1990 est.

807,401
808,547
5,450,473
3,987,931
2,129,170
1,743,762

706,580
627,347
4,465,173
4,116,715
2,025,366
1,603,229

781,572
644,984
4,318,605
3,773,704
2,250,260
1,550,676

14,927,284

13,544,410
2,780,108

13,319,801
2,601,600

16,324,518

15,921,401

-2,554,779
-215,291
-10,038

-2,531,665
-59,617
-10,318

-1,821,718
-28,268

-1,774,192
-100,000

Reimbursable program

2,285,914

10.00

Total obligations

17,213,198

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00
Budget authority

71.00
72.40
74.40
77.00
78.00

2,763
40

-2,245,878
-7,636
-15,852
-45,645
-2,078,235
-36,300
43,002

28,268

1,774,192

1,821,718

1,730,691

100,000

28,268
19,812
14,696,452

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

13,596,884

13,176,300

13,276,300

-103,528

13,635,570
-5,006
-52,041

317,897

18,361

14,696,452

13,596,884

13,176,300

14,943,832
8,745,537
-8,669,080
-62,774
- 45,645

13,544,410
8,669,080
-8,313,890

13,319,801
8,313,890
-8,357,991

14,911,870

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-165
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts

40.00
40.00
41.00
41.22

43.00

1991 est.

13,899,600

13,275,700

14,482,083

-100,000

2,344

2,533
34

Total direct program

1989 actual

01.01

90.00

RESEARCH, DEVELOPMENT, TEST, AND EVALUATION, AIR FORCE

For expenses necessary for basic and applied scientific research,
development, test, and evaluation, including maintenance, rehabilita-




tion, lease, and operation of facilities and equipment, as authorized by
law; [$13,635,570,000: Provided, That the Secretary of the Air Force
shall obligate $100,000,000 of amounts appropriated for research, development, test and evaluation for the Air Force for fiscal year 1989
that remain available for obligation to carry out research, development, test, and evaluation in connection with the Small ICBM program: Provided further, That the Secretary of the Air Force shall

Program and Financing (in thousands of dollars)

(amount for research, development, test, and evaluation actions programmed)

Total budget plan

A-589

obligate $50,000,000 of amounts appropriated for research, development, test, and evaluation for the Air Force for fiscal year 1989 from
the B - 1 B program that remain available for obligation only to carry
out research, development, test, and evaluation to provide cruise missile capability on the B - 1 B aircraft: Provided further, That the

Budget Plan (in thousands of dollars)

08.93

E E0 M N' S'
T
' D V LP E T E T

Budget Plan (in thousands of dollars)
(amount for research, development, test, and evaluation actions programmed)

07.01
07.02
07.03
07.04
07.05

^Technology base
Advanced technology development
Strategic programs
Tactical programs
Intelligence and communications

785,140
757,688
5,334,097
4,067,135
2,056,615

755,356
639,179
4,475,363
3,884,590
2,123,992

781,587
646,060
4,262,197
3,777,193
2,265,100

A-590

CO n STR u C t I o n — c o n t i n u e d

MILItARY

01.01

General and special funds—Continued
RESEARCH, DEVELOPMENT, TEST, AND EVALUATION, A I R FORCE—

Continued
Budget Plan (in thousands of dollars)—Continued
07.06

Defensewide mission support

1,667,509

1,618,404

1,544,163

07.91
Total direct
08.01 Reimbursable

14,668,184
2,285,626

13,496,884
2,780,108

13,276,300
2,601,600

08.93

16,953,810

16,276,992

15,877,900

Total budget plan

Object Classification (in thousands of dollars)
Identification code 57-3600-0-1-051

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
24.0
25.0
25.0
26.0
31.0
99.0
99.0
99.9

1989 actual

1990 est.

1991 est.

321,000
11,796
12,313

347,076
61,774
96,135
4,335
38,959
1,295

56,558
12,775.755
87,541
84,610

58,425
12,533,970
90,430
87,402

14,927,284
2,285,914

13,544,410
2,780,108

13,319,801
2,601,600

17,213,198

Total obligations

342,725
60,992
93,064
4,197
37,714
1,254

48,378
14,173,696
136,336
36,396

Subtotal, direct obligations
Reimbursable obligations

327,565
6,685
12,826

345,109
57,905
90,098
6,749
31,317
1,300

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Supplies and materials
Equipment

323,421
6,600
12,704

16,324,518

15,921,401

budget f o r fiscal year

10.00

Budget authority

Budget authority:
Appropriation
Reduction pursuant to P.L. 100-463
Reduction pursuant to P.L 101-165
Transferred to other accounts
Transferred to other accounts (unobligated balance)
42.00 Transferred from other accounts
42.22 Transferred from other accounts
balance)
40.00
40.00
40.00
41.00
41.22

71.00
72.40
74.40
77.00
78.00

260,000

8,328,639

9,379,430

-92,029
-710
-41,152
-83,484

-233,168
-100
-1,230

-258,396
-100
-1,504

-963,464
—17,540

-912,347

-963,699
-21,000

912,347

963,699

1,093,569

21,000
41,679
8,181,937

8,166,493

9,228,300

8,424,408
-16,066

8,113,049

9,249,300

-3,256

-227,732
-21,000
34,700

1,327

22,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

8,181,937

8,166,493

9,228,300

8,292,399
3,642,744
-4,206,178
10,674
—83,484

8,094,141
4,206.178
-4,362,419

9,119,430
4,362,419
-4,896,849

7,656,155

Appropriation (adjusted)

90.00

234,630

8,426,290

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
Unobligated balance available, start of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing

43.00

1991

134,787

Reimbursable program

39.00

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

t h e

7,937,900

8,585,000

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

11,190

10,654

11,436
234

10,871
223

10,955
223

RESEARCH, DEVELOPMENT, TEST, AND EVALUATION, DEFENSE
AGENCIES

For expenses of activities and agencies of the Department of Defense (other than the military departments), necessary for basic and
applied scientific research, development, test, and evaluation; advanced research projects as may be designated and determined by the
Secretary of Defense, pursuant to law; maintenance, rehabilitation,
lease, and operation of facilities and equipment, as authorized by law;
[$8,113,049,0001 $9,249,300,000, to remain available for obligation
until September 30, [1991: Provided, That $18,000,000 may be available for a facility to enable collaborative research and training for
Department of Defense military medical personnel in trauma care,
head, neck, and spinal injury, paralysis, and neurodegenerative diseases: Provided further, That of the amount herein provided for the
Strategic Defense Initiative, $52,000,000 shall be available only for the
Arrow missile program] 1992. (Department of Defense Appropriations
Act, 1990; additional authorizing legislation to he proposed.)
Program and Financing (in thousands of dollars)
Identification code 97-0400-0-1-051

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program-.
00.01
Technology base
00.02
Advanced technology development
00.03
Strategic programs
00.04
Tactical programs
00.05
Intelligence and communications
00.06
Defensewide mission support

1,293,505
4,520,610
229,462
196,383
1,714,350
337,193

1,005,271
4,377,254
296,379
339,280
1,635,653
440,172

1,041,582
4,938,446
685,047
476,778
1,727,671
249,906

00.91

8,291,503

8,094,009

9,119,430

Total direct program




Budget Plan (in thousands of dollars)

10,717

(amount for research, development, test, and evaluation actions programmed)
07.01
07.02
07.03
07.04
07.05
07.06

Direct:
Technology base
Advanced technology development
Strategic programs
Tactical programs
Intelligence and communications
Defensewide mission support

1,196,770
4,459,368
244,856
193,735
1,678,464
408.744

1,036,928
4,490,572
311,927
354,871
1,694,303
256,892

1,017,386
4,985,856
764,939
497,414
1,723,262
260,443

07.91
08.01

Total direct

8,181,937
134,044

8,145,493
234,498

9,249,300
260,000

08.93

Total budget plan

8,315,981

8,379,991

9,509,300

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 97-0400-0-1-051

11.1
11.3
11.5
11.8
11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
25.0
25.0
26.0
31.0
41.0

Direct obligations:
Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Grants, subsidies, and contributions

1989 actual

48,056
1,364
221
1,007

52,474
305
428
1,060

56,876
307
437
1,060

50,648
7,209
19,180
284
1,604
3,466
26,754
758

54,267
8,401
26,563
776
1,337
3,850
30,289
404

58,680
9,305
28,160
824
1,387
4,184
30,015
416

78,997
7,686,410
186,056
20,911
206,283
2,943

80,500
7,453,113
187,687
27,159
217,663
2,000

82,500
8,426,482
222,290
28,087
225,100
2,000

department
99.0
99.0

of

defense—military

Subtotal, direct obligations
Reimbursable obligations

99.9

8,291,503
134,787

8,094,009
234,630

9,119,430
260,000

8,426,290

Total obligations

8,328,639

9,379,430

1,233

1,476
1,467
16

1,546
15

DEVELOPMENTAL TEST AND EVALUATION, DEFENSE

133,691

Other
Subtotal, direct obligations..
Reimbursable obligations..
Total obligations..

179,423

317,181

140,740
41,346

184,166
40,000

322,618
40,000

182,086

224,166

362,618

1989 actual

OPERATIONAL TEST AND EVALUATION, DEFENSE

For expenses, not otherwise provided for, necessary for the independent activities of the Director, Operational Test and Evaluation in
the direction and supervision of operational test and evaluation, including initial operational test and evaluation which is conducted
prior to, and in support of, production decisions; joint operational
testing and evaluation; and administrative expenses in connection
therewith; [$12,725,000] $90,800,000, to remain available for obligation until September 30, [ 1 9 9 1 ] 1992. (Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 97-0460-0-1-051

10.00

Program and Financing (in thousands of dollars)
97-0450-0-1-051

99.0
99.0

1,504

1,350
13

For expenses, not otherwise provided for, of independent activities
of the Deputy Director of Defense Research and Engineering (Test
and Evaluation) in the direction and supervision of developmental
test and evaluation, including performance and joint developmental
testing and evaluation; and administrative expenses in connection
therewith; [$180,550,000] $348,100,000, to remain available for obligation until September 30, [ 1 9 9 1 ] 1992. (Department of Defense Appropriations Act, 1990; additional authorizing legislation to be proposed.)

Identification code

25.0

99.9

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A - 5 9 1

MILITARY CONSTRUCTION

1990 est.

1991 est.

Program by activities:
00.06 Total direct obligations—Defensewide mission support..
01.01 Reimbursable program

140,740
41,346

184,166
40,000

322,618
40,000

10.00

182,086

224,166

362,618

_41,346
-2,628

-40,000

Program by activities:
Defensewide mission support—Total obligations

1989 actual

1991 est.

70,455

79,089

-2,043

-59,639

-1,909

59,639
123

1,909

13,620

70,654

12,725

90,800

71,234
-580

12,725

90,800

70,654

12,725

90,800

14,372
67,915
-49,062
-225
-1,437

70,455
49,062
-68,617

79,089
68,617
-109,706

31,563

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year: For completion of prior year budget plans
24.40 Unobligated balance available, end of year: For completion of prior year budget plans
25.00 Unobligated balance lapsing

14,372

1990 est.

50,900

38,000

-1,437

-40,000

Total obligations..

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
23.40 Reduction pursuant to P.L. 99-177 in unobligated t
ance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget plans..
25.00 Unobligated balance lapsing
11.00
17.00

39.00

-39,578

-38,678
-516

-32,733

40.00
41.00
43.00

Budget authority
Budget authority:
Apropriation
Transferred to other accounts
Appropriation (adjusted)

516
38,678
516
11,897

32,733

58,215

149,624

178,221

348,100

t authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
41.00 Transferred to other accounts

149,900

180,550
-2,329

43.00

149,624

178,221

348,100

140,740
157,569
-149,338
-1,372
-2,628

184,166
149,338
-201,004

322,618
201,004
-340,922

144,970

132,500

182,700

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

348,100

39.00

Budget authority..

Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..
90.00

Outlays..

90.00

Budget Plan (in thousands of dollars)

08.93

Total budget plan-

21.0
25.0

Direct obligations.Travel and transportation of persons..
Other services:
Contracts




07.06

Defensewide mission support..

21.0

99.9

149,108
41,346

178,221
40,000
218,221

388,100

12,725

90,800

Travel and transportation of persons
Other services:
Contracts
Other
Total obligations

1989 actual

1990 est.

1991 est.

250

300

475

10,035
4,087

15,690
54,465

16,800
61,814

14,372

70,455

79,089

348,100
40,000

190,454

70,654

Object Classification (in thousands of dollars)

25.0
25.0

Object Classification (in thousands of dollars)
Identification code 97-0450-0-1-051

(amount for research, development, test, and evaluation actions programmed)

Identification code 97-0460-0-1-051

(amount for research, development, test, and evaluation actions programmed)
Total direct obligations—Defensewide mission support
Reimbursable

Outlays

-276

Budget Plan (in thousands of dollars)

07.06
08.01

71.00
72.40
74.40
77.00
78.00

1989 actual

1990 est.

1991 est.

217

176

187

6,832

4,567

5,250

MILITARY CONSTRUCTION
T h e budget plan for each appropriation is shown as a separate table immediately following the program and financing
schedules for those appropriations that are available for obligation for more than one year. In 1991 it presents, by budget
activity, the value of the program requested for the life of the
multiple-year appropriations, with comparable amounts in
1989 and 1990.

A-592

T h e direct m i l i t a r y construction
Forces,

t h e

MILITARY CONSTRUCTION—Continued

both

Active

and

Reserve,

programs for the
shown

in

the

Armed

individual

schedules of this title a r e s u m m a r i z e d in t h e following table
(in t h o u s a n d s o f d o l l a r s ) :

24.40
25.00
39.00

M I L I T A R Y CONSTRUCTION PROGRAM

b u d g e t

Available to finance subsequent year budget
plans
Unobligated balance lapsing
Budget authority...

1991 est.
3,264,400
280,100
2,164,400

Budget authority:
Current:
40.00
Appropriation
41.00
Transferred to other accounts
41.22
Transferred to other accounts
balance)
42.00
Transferred from other accounts.

5,708,900

43.00

T h e Military Construction programs are intended to provide

60.00

Appropriation (adjusted)..
Permanent:
Appropriation

71.00
72.40
74.40
77.00
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts...

1989 actual 1990 est.
3,166,325
4,012,734
604,552
586,479
1,298,151
1,482,154

Active Forces
Reserve Forces
Interservice activities
Total

5,915,437

5,234,958

facilities required as a result of n e w w e a p o n s y s t e m s entering
the inventory including n a v a l vessels, B - 2 ' s , Peacekeeper Rail
Garrison, t h e T r i d e n t II w e a p o n s y s t e m , t h e T i t a n I V , a n d t h e
L a r g e R o c k e t T e s t F a c i l i t y ( J - 6 ) . T h e p r o g r a m c o n t i n u e s initiatives to improve living a n d working conditions, to

reduce

o p e r a t i n g costs, i n c r e a s e p r o d u c t i v i t y , a n d c o n s e r v e e n e r g y b y
upgrading or replacing facilities w h i c h h a v e b e c o m e function-

90.00

f o r

f i s c a l

y e a r

1991

3,200
10,924
1,126,936

819,129

771,700

927,292
-59,756

819,129

774,900

-3,200
45,400
771,700

1,324,027
1,117,842
-1,153,357
736
-95,017

931,856
1,153,357
-938,613

794,401
938,613
-799,114

1,194,231

Outlays..

819,129

1,146,600

933,900

912,936
214,000

ally obsolete or can b e m a d e m o r e efficient t h r o u g h relatively
modest investments

in improvements.

A l s o included in

this

Budget Plan (in thousands of dollars)

request a r e resources required to realign a n d close bases consistent with the recommendations

of t h e B a s e

Realignment

(amount for construction actions programmed)

and Closure Commission.
Direct:

Federal

07.01
07.02
07.03
07.04

Funds

07.91
08.01

General and special funds:
MILITARY CONSTRUCTION, A R M Y

For acquisition, construction, installation, and equipment of temporary or permanent public works, military installations, facilities, and
real property for the A r m y as currently authorized by law, and
construction and operation of facilities in support of the functions of
the Commander in Chief, [ $ 8 1 9 , 1 2 9 , 0 0 0 ] $774,900,000,
to remain
available until September 30, [ 1 9 9 4 ] 1995: Provided, That of this
amount, not to exceed [ $ 7 9 , 4 2 0 , 0 0 0 ] $89,577,000 shall be available
for study, planning, design, architect and engineer services, as authorized by law, unless the Secretary of Defense determines that additional obligations are necessary for such purposes and notifies the Committees on Appropriations of both Houses of Congress of his determination and the reasons therefor. (10 U.S.C. 2675, 2802-05, 2807, 2828,
2851-54> 2857; Military Construction Appropriations Act, 1990; additional authorizing legislation to be proposed.)

Program and Financing (in thousands of dollars)
Identification code 21-2050-0-1-051

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Major construction
00.02
Minor construction
00.03
Planning
00.04
Supporting activities

1,137,734
17,056
101.280
900

813,984
14,692
103,080
100

689,435
7,943
87,663
9,360

00.91
01.01

Total direct program
Reimbursable program

1,256,970
1,599,791

931,856
1,500,000

794,401
1,500,000

1000

Total obligations

2,856,761

2,431,856

08.93




-1,402,153
-86,806
-43,775
-95,017

-1,120,000
-380,000

-1,120,000
-380,000

-533,026

-450,731

-334,804
-3,200

334,804

315,303

-30,702
450,731

Total budget plan

725,509
11,000
79,420

667,320
7,603
89,577
10,400

1,182,792
1,551,229

Total direct
Reimbursable

1,070,592
16,200
95,000
1,000

815,929
1,500,000

774,900
1,500,000

2,734,021

2,315,929

2,274,900

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 21-2050-0-1-051

1989 actual

DEPARTMENT OF THE ARMY

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
25.0
26.0
31.0
32.0

2,294,401

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget pians

Major construction
Minor construction
Planning
Supporting activities

99.0
99.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Contracts
Supplies and materials
Equipment
Land and structures
Subtotal, direct obligations, Army
Reimbursable obligations, Army

65,360
430
809

82,594
15,355
4,020

86,045
15,996
4,188

66,599
13,050

101,969
13,747
24
3,932
330
3,306

106,229
14,353
36
3,040
268
2,504
805

7,024
280,219
1,876
1,336
880,541

8,572
205,513
1,608
3,038
588,913

8,929
207,716
1,520
2.504
437,137

1,256,070
1,599,791

931,756
1,500,000

785,041
1,500,000

4,451
300
274
400

ALLOCATION TO DEPARTMENT OF TRANSPORTATION
11.1
11.5

Personnel compensation:
Full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Other services-. Other
Supplies and materials
Equipment
Land and structures

17
2

181
24

19
3
3
1
14
2
1
857

205
24
25
11
142
17
15
8,921

95

department

of

MILITARY CONSTRUCTION—Continued
Federal Funds—Continued

defense—military

99.0

Subtotal, obligations, allocation accounts...

99.9

Total obligations

900

100

9,360

2,856,761

2,431,856

2,294,401

74.40
77.00
78.00
90.00

Personnel Summary

Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

A-593

-1,286,951

-1,192,035

1,474,950

Outlays

-1,553,719
-4,117
-18,374

1,426,200

1,229,800

Budget Plan (in thousands of dollars)

DEPARTMENT OF THE ARMY
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

7,358

8,479

8,554

9,130
98

9,097
95

9,159
94

2
2

2
2

2
2

(amount for construction actions programmed)

Total number of full-time permanent positions
Total compensable workyears: Fuil-time equivalent employment

For acquisition, construction, installation, and equipment of temporary or permanent public works, naval installations, facilities, and
real property for the Navy as currently authorized by law, including
personnel in the Naval Facilities Engineering Command and other
personal services necessary for the purposes of this appropriation,
[$1,139,250,0003 $1,113,300,000, to remain available until September
30, [ 1 9 9 4 ] 1995: Provided, That of this amount, not to exceed
[$82,000,000] $76,951,000, shall be available for study, planning,
design, architect and engineer services, as authorized by law, unless
the Secretary of Defense determines that additional obligations are
necessary for such purposes and notifies the Committees on Appropriations of both Houses of Congress of his determination and the
reasons therefor [ : Provided further, That none of the funds available
to the Department of the Navy in this or any other Act may be
utilized to initiate agricultural leases of more than one year's duration on land in or around Naval Air Station Fallon, Nevada]. (10
U.S.C 2675, 2802-05, 2807, 2828, 2851-54, 2857; Military Construction
Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

00.01
00.02
00.03
00.04

Program by activities:
Direct program:
Major construction
Minor construction
Planning
Supporting activities

1989 actual

1990 est.

1991 est.

1,332,545
18,187
137,578
7,643

1,056,052
14,265
76,923
12,192

1,038,983
14,341
76,411
5,149

00.91
01.01

Total direct program
Reimbursable program

1,495,953
394,066

1,159,432
300,000

1,134,884
300,000

10.00

Total obligations

1,890,019

1,459,432

1,434,884

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion prior year budget plans
21.40
Available to finance new budget plans
22.40 Unobligated balance transferred, net:
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing
39.00

Budget authority

Budget authority:
40.00 Appropriation
41.22 Transferred to other accounts (unobligated balance)
43.00

Appropriation (adjusted)

Relation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year




-292,463
-83,336
-18,374

-204,800
-95,200

-204,800
-95,200

-358,636

-440,374

-404,042
-16,150

-3,800
440,374

404,042

382,458

16,150

1,576,516

1,139,250

1,139,250

1,097,150

1,113,300
-16,150

1,576,516

1,514,220
1,536,940

1,021,210
14,080
82,000
5,810

1,019,021
13,311
76,951
4,017

Total direct
Reimbursable..,

1,582,516
389,724

1,123,100
300,000

1,113,300
300,000

1,972,240

1,423,100

1,413,300

1990 est.

1991 est.

1,139,250

1,159,432
1,553,719

Total budget plan

Object Classification (in thousands of dollars)
Identification code 17-1205-0-1-051

1989 actual

DEPARTMENT OF THE NAVY

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
24.0
25.0
25.0
26.0
31.0
32.0
99.0
99.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

Subtotal, direct obligations, Navy
Reimbursable obligations, Navy

99,919
3,755
3,539

103,705
3,856
3,618

101,126
15,266
5,244
2,802
6,464
1,461

107,213
21,582
5,258
2,377
5,489
1,277

111,179
23,564
5,272
2,277
5,256
1,238

2,082
34,131
2,401
1,846
1,310,023

1,430
26,138
2,042
1,589
978,308

1,373
24,524
1,955
1,536
951,561

1,482,846
394,066

1,152,703
300,000

1,129,735
300,000

24
11
5

24
11
5

26
11
5

40
4
24
12
125
4
12,898

40
4
24
12
125
4
6,520

42
4
24
12
125
4
4,938

13,107

6,729

5,149

1,890,019

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Contracts
Supplies and materials
Equipment
Land and structures

96,376
1,404
3,346

1,459,432

1,434,884

3,416

3,245

3,244

3,751
34

3,544
53

3,544
53

1
1

1
1

1
1

ALLOCATION TO DEPARTMENT OF TRANSPORTATION
11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
25.0
26.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Other services: Other
Supplies and materials
Land and structures

99.0

Subtotal, obligations, allocation accounts

99.9

Total obligations
Personnel Summary

2,731
1,576,516

1,413,587
16,300
140,810
11,819

08.93

MILITARY CONSTRUCTION, N A V Y

Identification code 17-1205-0-1-051

Direct:
Major construction
Minor construction
Planning
Supporting activities

07.91
08.01

ALLOCATION TO DEPARTMENT OF TRANSPORTATION

07.01
07.02
07.03
07.04

1,097,150

1,134,884
1,286,951

DEPARTMENT OF THE NAVY
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
ALLOCATION TO DEPARTMENT OF TRANSPORTATION
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

A-594

MILITARY CONSTRUCTION—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Object Classification (in thousands of dollars)

MILITARY CONSTRUCTION, AIR FORCE

Identification code 57-3300-0-1-051

For acquisition, construction, installation, and equipment of temporary or permanent public works, military installations, facilities, and
real property for the Air Force as currently authorized by law,
[$1,227,296,000] $1,376,200,000, to remain available until September 32.0
33.0
30, [1994] 1995: Provided, That of this amount, not to exceed
[$99,000,000] $107,7^1,000, shall be available for study, planning,
99.0
design, architect and engineer services, as authorized by law, unless
99.0
the Secretary of Defense determines that additional obligations are
necessary for such purposes and notifies the Committees on Appropriations of both Houses of Congress of his determination and the
reasons therefor [: Provided fur ther, That of the funds appropriated 25.0
32.0
for "Military Construction, Air Force" under Public Law 100-477,
$18,500,000 is hereby rescinded]. (10 U.S.C. 2675, 2802-05, 2807, 2828, 99.0
2852-54, 2857; Military Construction Appropriations Act, 1990; additional authorizing legislation to be proposed.)
99.9
Program and Financing (in thousands of dollars)
Identification code 57-3300-0-1-051

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Major construction
00.02
Minor construction
00.03
Planning
00.04
Supporting activities

1.131,743
21,212
120,153
6,984

1,138,627
5,277
100,017
13,427

00.91
01.01

Total direct program
Reimbursable program

1,280,092
804

1,257,348
6,000

1,334,484
3,000

10.00

Total obligations

1,280,896

1,263,348

1,337,484

-790
-767

-6,000

-3,000

-677,846

-588,602
-18,500

-558,550

558,550

600,266

1,215,926

1,208,796

1,376,200

1,225,926

1,227,296

1,376,200

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
Available to finance new budget plans
21.40
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget
plans
25.00 Unobligated balance lapsing

11.00
17.00

39.00

Budget authority...

Budget authority:
Appropriation
Appropriation rescinded (unobligated balance)
(P.L. 100-202)
41.00 Transferred to other accounts
42.00 Transferred from other accounts
40.00
40.00

43.00

71.00
72.40
74.40
77.00
78.00

Appropriation (adjusted)..

588,602
18,500
8,569

-18,500
-19,000
9,000

Outlays..

1,215,926

1,208,796

1,376,200

1,280,106
1,436,968
-1,385,808
7,719
-767

1,257,348
1,385,808
-1,384,356

1,334,484
1,384,356
-1,460,540

1,338,218

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..

90.00

— 1,237

1,258,800

07.01
07.02
07.03
07.04

Direct:
Major construction
Minor construction
Planning
Supporting activities

1,075,186
16,500
155,740

07.91
08.01

Total direct
Reimbursable

08.93

Total budget plan




DEPARTMENT OF THE AIR FORCE
14,665
399,111

111,466

133,688

Subtotal, direct obligations
Reimbursable obligations, Air Force

413,776
804

111,466
6,000

133,688
3,000

108,284
758,032

85,265
1,060,617

96,962
1,103,834

ALLOCATION ACCOUNTS
Other services: Other
Land and structures...

866,316

1,145,882

1,200,796

1,280,896

Subtotal, obligations, allocation accounts
Total obligations

1,263,348

1,337,484

896,627
224,157
158,348
1,764

884,343
227,403
141,494
10,108

936,239
238,884
154,441
7,920

(INCLUDING TRANSFER OF FUNDS)
[ (INCLUDING RESCISSIONS) ]

For acquisition, construction, installation, and equipment of temporary or permanent public works, installations, facilities, and real
property for activities and agencies of the Department of Defense
(other than the military departments), as currently authorized by law,
[$537,440,000] $787,500,000, to remain available until September 30,
[1994] 1995: Provided, That such amounts of this appropriation as
may be determined by the Secretary of Defense may be transferred to
such appropriations of the Department of Defense available for military construction as he may designate, to be merged with and to be
available for the same purposes, and for the same time period, as the
appropriation or fund to which transferred: Provided further, That of
the amount appropriated, not to exceed [$86,300,000] $104,285,000,
shall be available for study, planning, design, architect and engineer
services, as authorized by law, unless the Secretary of Defense determines that additional obligations are necessary for such purposes and
notifies the Committees on Appropriations of both Houses of Congress
of his determination and the reasons therefor [: Provided further,
That of the funds appropriated for "Military Construction, Defense
Agencies" under Public Law 100-202, $10,000,000 is hereby rescinded:
Provided further, That of the funds appropriated for "Military Construction, Defense Agencies" under Public Law 100-447, $11,800,000 is
hereby rescinded: Provided further, That, effective February 1, 1990,
none of the unobligated funds appropriated in this Act for Defense
Medical Facilities Office planning and design may be obligated until
the Defense Medical Facilities Office initiates design of the aerospace
medicine facility as required by the conference report accompanying
Public Law 100-447]. (10 U.S.C. 2802-05, 2807, 2852-54, 2857; Military Construction Appropriations Act, 1990; additional authorizing
legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 97-0500-0-1-051

(amount for construction actions programmed)

1991 est.

MILITARY CONSTRUCTION, DEFENSE AGENCIES

1,258,300

Budget Plan (in thousands of dollars)

1990 est.

Direct obligations:
Land and structures
Investments and loans

Obligations are distributed as follows:
Defense—Military:
Army
Navy
Air Force
Department of Transportation

1,192,143
9,448
116,178
16,715

1989 actual

Program by activities:
Direct program:
00.01
Major construction
00.02
Minor construction
00.03
Planning

1,118,296
7,000
99,000
3,000

1,239,187
10,272
107,741
19,000

1,247,426
803

1,227,296
6,000

1,376,200
3,000

10.00

1,248,229

1,233,296

1,379,200

11.00
17.00

00.91
01.01

Total direct program
Reimbursable program
Total obligations
Financing:
Offsetting collections from: Federal funds...
Recovery of prior year obligations

1989 actual

1990 est.

1991 est.

461,014
6,392
40,41/

537,652
15,484
92,546

570,634
13,851
120,427

507,823

645,682

704,912

507,823

646,582

704,912

6

-1,000

-10,091

1000

department

21.40
21.40
22.40
24.40
24.40
25.00
39.00

of

mil,TARY C
°FSS=co1!!Sed

defense-military

Unobligated balance available, start of year:
For completion of prior year budget plans
Available to finance new budget plans
Unobligated balance transferred, net
Unobligated balance available, end of year:
For completion of prior year budget plans
Available to finance subsequent year budget
plans
Unobligated balance lapsing

24.40

-299,291
-19,548
-5,070

-461,938
-21,800

-353,696

461,938

353,696

436,284

420,400

Appropriation (adjusted)

456,000

424,714

420,400

483,311
595,806
-777,693

479,706
777,693
-948,199

419,944
948,199
-958,343

301,424

309,200

409,800

444,714

460,400

787,500

71.00
72.40
74.40

-21,800

Appropriation (adjusted)

659,985

515,640

787,500

507,829
566,476
-588,220
906
-10,091

645,682
588,220
-683,302

704,912
683,302
-809,614

550,600

578,600

90.00

Budget Plan (in thousands of dollars)
(amount for construction actions programmed)
Direct:
Major construction
Minor construction
Planning

07.91
08.01

Total direct
Reimbursable

08.93

621,757
9,437
52,095

438,040
13,100
86,300

670,260
12,955
104,285

683,289

Total budget plan

537,440
1,000

25.0
32.0
99.0

Direct obligations:
Other services: Contracts
Land and structures
Subtotal, direct obligations

99.0

683,289

538,440

Land and structures

99.9

Total obligations

Budget Plan (in thousands of dollars)
(amount for construction actions programmed)
07.01 Total budget plan..

MILITARY CONSTRUCTION, ARMY NATIONAL GUARD

1989 actual

Program and Financing (in thousands of dollars)
Identification code 21-2085-0-1--051

00.01
00.02
00.03
1990 est.

1991 est.

8,778
475,072

8,393
592,244

8,483
667,279

483,850

600,637
1,000

675.762

45,045

29,150

646,682

704,912

23,973
507,823

10.00

NORTH ATLANTIC TREATY ORGANIZATION INFRASTRUCTURE

For the United States share of the cost of North Atlantic Treaty
Organization Infrastructure programs for the acquisition and construction of military facilities and installations (including international military headquarters) and for related expenses for the collective
defense of the North Atlantic Treaty Area as authorized in military
construction Acts and section 2806 of title 10, United States Code,
[$424,714,000] $420,400,000, to remain available until expended.
(Military Construction Appropriations Act, 1990; additional authorizing legislation to be proposed.)

10.00

Program by activities:
Total obligations (object class 32.0)

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year: For completion of prior year budget plans
22.40 Unobligated balance transferred, net




1989 actual

40.00
41.22
43.00
71.00
72.40
74.40
77.00
78.00
90.00

Program and Financing (in thousands of dollars)
1990 est.

Program by activities:
Major construction
Minor construction

1989 actual

1990 est.

1991 est.

161,402
7,891
8,699

Budget authority
Budget authority:
Appropriation
Transferred to other accounts (unobligated balance)
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in exnirad amounts
Adjustments in unexpired accounts

186,521
8,091
24,173

86,386
3,929
11,268

177,992

Total obligations

Financing:
17 00 Rprm/erv nf nrinr vpar nhlipatinns
Unobiigated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget Hans
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget plans
25.00 Unobligated balance lapsing
39.00

identification code 97-0804-0-1-051

517,135

For construction, acquisition, expansion, rehabilitation, and conversion of facilities for the training and administration of the Army
National Guard, and contributions therefor, as authorized by chapter
133 of title 10, United States Code, and military construction authorization Acts, [$223,490,000] $66,678,000, to remain available until
September 30, [ 1 9 9 4 ] 1995. (Military Construction Appropriations
Act, 1990; additional authorizing legislation to be proposed.)

787,500

Reimbursable obligations

32.0

Outlays

787,500

Object Classification (in thousands of dollars)
Identification code 97-0500-0-1-051

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

.

476,901

07.01
07.02
07.03

420,400

424,714

43.00

-19,548
-8,829
8,829

Outlays

424,714

492,000
-197,000
161,000

787,500

537,440

90.00

456,000

Budget authority:
Appropriation
Transferred to other accounts
Transferred from other accounts

515,640

679,533

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts

19,687

40.00
41.00
42.00

Budget authority:
Appropriation
Appropriation rescinded (unobligated balance)
(P.L 100-202, P.L. 100-447)
41.00 Transferred to other accounts
42.00 Transferred from other accounts

43.00

19,231

Budget authority

659,985

40.00
40.00

74.223

39.00

21,800
2,417

Budget authority

Unobligated balance available, end of year-. For completion of prior year budget plans

A-595

218,785

101,583

-37,510

-89,022

-75,426
-18,301

89,022

75,426
18,301

40,243
278

229,158

223,490

48,377

229,158

223,490

66,678
-18,301

229,158

223,490

48,377

177,992
218,785
187,953
223,659
-223,659 -247,444
-540 ,
-795 .

101,583
247,444
-144,327

195,000

204,700

207,158
8,000
14,000

186,089
7,500
11,600

58,514
3,786
4,100

229,158

205,189

66,400

-795

449 .

140,951

Outlays

Budget Plan (in thousands of dollars)

1991 est.

(amount for construction actions programmed)
538,457

499,706

459,944

-55,146

-20,000

-40,000

-96,534
-5,000

-74,223

-19,231

07.01
07.02
07.03
08.93

Major construction
Minor construction
Planning
Total budget plan

A-596

S^^taSNSE_Con,inuat

t h e

General and special funds—Continued

budget

f o r fiscal year

1991

Object Classification (in thousands of dollars)

MILITARY CONSTRUCTION, ARMY NATIONAL GUARD—Continued

Identification code

) actual

57-3830-0-1-051

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 2 1 - 2 0 8 5 - 0 - 1 - 0 5 1

25.0
26.0
31.0
32.0

Other services: Other
Supplies and materials
Equipment
Land and structures

99.9

1989 actual

Total obligations

1990 est.

65,920
24

1991 est.

112,048

9,428
58
33
209,266
218,785

101,583

Other services: Contracts

32.0

Land and structures

91,896

177,992

DEPARTMENT OF THE AIR FORCE
25.0

9,595
59
33

99.0
25.0

ALLOCATION ACCOUNTS
Other services: Contracts
Land and structures

99.0
AIR NATIONAL

For construction, acquisition, expansion, rehabilitation, and conversion of facilities for the training and administration of the Air National Guard, and contributions therefor, as authorized by chapter
133 of title 10, United States Code, and military construction authorization Acts, C$238,330,000] $66,500,000; to remain available until
September 30, [ 1 9 9 4 ] 1995. (.Military Construction Appropriations
Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code

57-3830-0-1-051

Program by activities:
Major construction
Minor construction
00.02
00.03
Planning
00.01

10.00

Budget authority

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..
Outlays..

3,606

4,374

17,764
206,167

92,849

75,036

-54,371

-74,479

-67,338

-800

-36,841

800
67,338

800

36,841

40,989

33

158,508

235,867

29,659

158,508

238,330

66,500

-2,463
-36,841

158,508

235,867

92,849

147,151

186,618

-147,151

-186,618

-91,567

M I L I T A R Y CONSTRUCTION,

166,700

187,900

Budget Plan (in thousands of dollars)

1,846

ARMY

1,100

200

8,500

2,700

196,567

89,949

RESERVE

Program and Financing (in thousands of doiiars)
Identification code 21-2086-0-1-051
Program by activities:
Major construction
Minor construction

00.03

1990 est.

1991 e

Budget authority

2,980

2,327

12,747

5,352

83,555

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
For completion of prior year budget plans
21.40
Available to finance new budget plans
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year-.
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget plans
25.00 Unobligated balance lapsing

74,850

7,872

Total obligations

39.00

1989 actual

75,531
152

Planning

10.00

90,577

62,629

54,950

-777
-26,822

-29,468

-18,355

-329

-16,660

329

29,468
329
204

16,660

85,958

96,124

42,640

97,460

59,300

18,355

15,026

Budget authority:
Appropriation
Reduction pursuant to P.L. 9 9 - 1 7 7

41.22

Transferred to other accounts (unobligated balance)

43.00

-36

132,824

2,900
92,849

For construction, acquisition, expansion, rehabilitation, and conversion of facilities for the training and administration of the Army
Reserve as authorized by chapter 133 of title 10, United States Code,
and
military
construction
authorization
Acts,
[$97,460,000]
$59,300,000, to remain available until September 30, [ 1 9 9 4 ] 1995.
(Military Construction Appropriations Act, 1990; additional authorizing legislation to be proposed.)

40.00
206,167

9,600
206,167

109,527

40.00
137,583

500
2,400

26,210

Air Force

29,659

142,445

700
8,900

137,583

Toial obligations

17.00

74,479

89,949

28,056

Navy

00.01
00.02

-16

196,567

811

Obligations are distributed as follows:
Army

13,439

137,583

Total obligations

184,797

9,242

Budget authority:
Appropriation
40.00
Reduction pursuant to P.L. 99-177
4 1 . 2 2 Transferred to other accounts (unobligated balance)

90.00

1991 est.

3,482

40.00

43.00

1990 est.

124,859

Financing:
Unobligated balance available, start of year:
17.00
Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
21.40
Available to finance new budget plans
23.40
Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year.24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget plans
25.00
Unobligated balance lapsing
39.00

1989 actual

11,775
78,174

27,245

Subtotal, obligations, allocation accounts

99.9

GUARD

15,698
180,869

109,527

Subtotal, direct obligations, Air Force

32.0

M I L I T A R Y CONSTRUCTION,

8,426
101,101

71.00
72.40
74.40
77.00
78.00

85,958

-16,660

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts.
Adjustments in unexpired accounts
Outlays

85,958

96,124

42,640

83,555
93,942
-88,656
-31
-777

90,577

62,629

88,656

92,933

-92,933

-70,262

88,033

Appropriation (adjusted)

90.00

-1,336

86,300

85,300

73,128

69,325

52,291

1,587

1,751

2,253

(amounts for construction actions programmed)
07.01
07.02
07.03
08.93

Major construction
Minor construction
Planning.
Total budget plan




141,049

183,626
3,000

3,793

14,000

12,400

8,800

158,049

199,026

66,500

Budget Plan (in thousands of dollars)

53,907

3,000

(amount for construction actions programmed)
07.01
07.02

Major construction..
Minor construction..

department
07.03
08.93

of

Planning

11,130

8,388

4,756

85,845

Total budget plan..

79,464

59,300

Object Classification (in thousands of dollars)
Identification code 17-1235-0-1-051

Object Classification (in thousands of dollars)
Identification code 21-2086-0-1-051

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
24.0
25.0
26.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Printing and reproduction
Other services: Other
Supplies and materials
Land and structures....,

99.9

1990 est.

1991 est.

3,443

3,243
12
75

3,344
14
77

3,443
665
204
494
36
32,537
58
46,118

3,330
625
400
5
550
300
42,698
100
42,569

3,435
645
530
8
600
350
25,448
60
31,553

83,555

Total obligations

A-597

MILITARY CONSTRUCTION—Continued
Federal Funds—Continued

defense—military

90,577

25.0
25.0
32.0
99.9

Other services:
Contracts
Other
Land and structures

1989 actual

1990 est.

1991 est.

2.353
680
52,485

2,141
642
48,238

55,518

Total obligations

2,061
626
63,306
65,993

51,021

62,629

MILITARY CONSTRUCTION, AIR FORCE RESERVE

For construction, acquisition, expansion, rehabilitation, and conversion of facilities for the training and administration of the Air Force
Reserve as authorized by chapter 133 of title 10, United States Code,
and
military
construction
authorization
Acts,
[$46,200,000]
$37,700,000, to remain available until September 30, [ 1 9 9 4 ] 1995.
(Military Construction Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Fuil-time equivalent of overtime and holiday hours

Identification code 57 -3730-0-1-051
110

121

121

117

119

119

For construction, acquisition, expansion, rehabilitation, and conversion of facilities for the training and administration of the reserve
components of the Navy and Marine Corps as authorized by chapter
133 of title 10, United States Code, and military construction authorization Acts, [$56,600,000] $50,200,000 to remain available until September 30, [ 1 9 9 4 ] 1995. (Military Construction Appropriations Act,
1990: additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 17-1235-0-1-051

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03

Program by activities:
Major construction
Minor construction
Planning

50,232
1,297
3,989

56,902
2,783
6,308

45,563
1,597
3,861

1C.00

Total obligations

55,518

65,993

51,021

-14,556

-19,938

-10,545

19,938
31

10,545

60,900

56,600

50,200

55,518
73,104
-68,943
42
-31

65,993
68,943
-72,436

51,021
72,436
-64,757

59,689

62,500

40.00

Budget authority (appropriation)

Relation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
90.00

Outlays

-31

Major construction
Minor construction
Planning

40.00

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

07.01
07.02
07.03
08.93

Major construction
Minor construction
Planning
Total budget plan

Identification code 57-3730-0-1-051

Other services: Contracts

32.0

Land and structures
Subtotal, direct obligations, Air Force

Budget Plan (in thousands of dollars)

Land and structures

(amounts for construction actions programmed)

08.93

32.0
99.0

Total budget plan




44,715
1,600
3,885

60,900

56,600

50,200

-19,471

-14,899

-12,163

14,899
326

12,163

9,732

70,600

46,200

37,700

74,846
75,426
-82,887
105

48,936
82,887
-64,823

40,131
64,823
-52,054

67,000

52,900

60,525
2,852
7,223

32,565
3,109
10,526

32,976
1,415
3,309

70,600

46,20C

37,700

1989 actu?!

1990 est.

1991 est.

DEPARTMENT OF THE AIR FORCE
25.0

58,700

50,797
1,579
4,224

40,131

Object Classification (in thousands of dollars)

99.0

53,475
1,985
5,440

48,936

Budget Plan (in thousands of dollars)

ALLOCATION ACCOUNTS
Other services: Contracts

Major construction
Minor construction
Planning

34,409
1,735
3,987

67,490

Budget authority (appropriation)

36,015
3,679
9,242

74,846

Total obligations

25.0

07.01
07.02
07.03

1991 est.

64,563
3,105
7,178

Financing:
21.40 Unobligated balance available, start of year: For completion of prior year budget plans
24.40 Unobligated balance available, end of year: For completion of prior year budget plans
25.00 Unobligated balance iapsing

9,724

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year: For completion of prior year budget plans
24.40 Unobligated balance available, end of year-. For completion of prior year budget plans
25.00 Unobligated balance iapsing

1990 est.

Program by activities:
00.01
00.02
00.03
10.00

MILITARY CONSTRUCTION, N A V A L RESERVE

1989 actual

99.9

Subtotal, obligations, allocation accounts
Total obligations

Obligations are distributed as follows: Defense—Military:
Army
Navy
Air Force

454
4,300
4,754
6,723
63,369
70,092
74,846
67,263
2,829
4,754

479
5,330

252
2,443

5,809

2,695

8,763
34,364

3,730
33,706

43,127

37,436

48,936

40,131

40,329
2,798
5,809

33,933
3,503
2,695

A-598

MILITARY CONSTRUCTION—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

FAMILY HOUSING, DEFENSE

General and special funds—Continued

BASE REALIGNMENT AND CLOSURE ACCOUNT
These appropriations finance all costs associated with construction, improvements, operations, maintenance and leasing
For deposit into the Department of Defense Base Closure Account
of all military family housing. The program contains initiaestablished by section 207(aXl) of the Defense Authorization Amendtives to reduce operating costs and conserve energy by upments and Base Closure and Realignment Act (Public Law 100-526),
[$500,000,000] 916,500,000, to remain available for obligation until grading or replacing facilities which can be made more effiSeptember 30, 1995 [: Provided, That none of these funds may be cient through relatively modest investments in improvements.
The budget plan for each appropriation is shown as a sepaobligated for base realignment and closure activities under Public
Law 100-526 which would cause the Department's $2,400,000,000 cost
rate table immediately following the program and financing
estimate for military construction and family housing related to the
schedules for those appropriations that are available for obliBase Realignment and Closure Program to be exceeded]. (Military gation for more than one year. In 1991 it presents, by budget
Construction Appropriations Act, 1990; additional authorizing legislaactivity, the value of the program requested for the life of the
tion to be proposed.)
multiple-year appropriation, with comparable amounts in
1989 and 1990.
Program and Financing (in thousands of dollars)

Identification code 97-0103-0-1-051

07.02

1989 actual

1990 est.

General and special funds:

Program by activities:
Base closure program

10.00

500,000
415,000

Total obligations—Base closure program-

916,500
820,695

Financing:
21.40 Unobligated balance available, start of year: For <
tion of prior year budget plans
24.40 Unobligated balance available, end of year: For completion of prior year budget plans

85,000

180,805

Budget authority (appropriation)

500,000

916,500

415,000
264,000

820,695
264,000
-594,295

151,000

490,400

40.00

71.00
72.40
74.40

-85,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

Federal Funds

1991 est.

Outlays

Public Law 100-526 authorized the Department of Defense
to establish an appropriation account to finance the recommendations of the Commission on Realignment and Base Closure. Financing for the account can come from appropriations,
transfers in appropriations acts, and proceeds from the sale of
assets made available by base realignments and closures.

FAMILY HOUSING, ARMY

For expenses of family housing for the Army for construction,
including acquisition, replacement, addition, expansion, extension and
alteration and for operation and maintenance, including debt payment, leasing, minor construction, principal and interest charges, and
insurance premiums, as authorized by law, as follows: for Construction, [$78,982,000] $61,800,000; for Operation and maintenance, and
for debt payment,
[$1,375,000,000]
$1,492,400,000; in all
[$1,453,982,000] $1,554,450,000: Provided, That the amount provided
for construction shall remain available until September 30, [1994]
1995. (10 U.S.C. 2824, 2827-29, 2831, 2851-54, 2857; Military Construction Appropriations Act, 1990; additional authorizing legislation to be
proposed.)
Program and Financing (in thousands of dollars)
Identification code 21-0702-0-1-051
Program by activities:
Direct program:
Construction:
Construction of new housing..
01.01
Construction improvements
01.02
Planning
01.03
01.91

02.01
FOREIGN CURRENCY FLUCTUATIONS, CONSTRUCTION, DEFENSE

Program and Financing (in thousands of dollars)
Identification code 97-0803-0-1-051
Financing:
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred to other accounts
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
24.40 For completion of prior year budget plans
39.00

41.00
42.00

Budget authority..
t authority:
Transferred to other accounts
Transferred from other accounts

1989 actual

-195,814
138,120

155,421
97,727

-231,829
284,585

43.00
50.00
50.00

Appropriation (adjusted)..
Reappropriation
Reappropriation

52,756
45,012
-41

53.00

Reappropriation (adjusted)..

44,971

1990 e

-155,421

1991 est.

-152,484

02.02

02.03
02.04
02.05
02.91
03.01
10.00

2,937
152,484

152,484

Total construction
Operation, maintenance, and interest payment:
Operation:
Operating expenses
Leasing
Maintenance of real property
Interest payments.....
} insurance premiums
Total operation, maintenance, and interest payment
Reimbursable program
Total obligations..

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federa! sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year: For
completion of prior year budget plans
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year: For
completion of prior year budget plans
25.00 Unobligated balance!
39.00

Budget authority...

1989 actual

1991 est.

1990 e

164,876
67,484
8,606

83,067
67,232
21,626

40,034
53,891
4,165

240,966

171,925

98,090

496,632
290,294
585,061
49
31

501,380
319.142
554,120
37
21

517,825
434,316
540,210
31
18

1,372,067

1,374,700

1,492,400

11,571

15,600

16,000

1,624,604

1,562,225

1,606,490

-5,200

-5,400

.— 2,11

-20

-20

-9,383
-3,454

-10,380

-10,580

-223,312
-51,001

-185,918

-92,975

185,918
6,049

92,975

56,685

1,527,233

1,453,682

1,554,200

Relation of obligations to outlays:
71.00 Obligations incurred, net

40.00
40.47

t authority:
Appropriation
Portion applied to debt reduction..

1,527,971
-738

1,453,982
-300

1,554.450
-250

90.00

43.00

Appropriation (adjusted).

1,527,233

1,453,682

1,554,200

Outlays.




d e p a r t m e n t

71.00
72.40
74.40
77.00
78.00
90.00

o f

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

1,613,033
784,964
-811,742
—9,622
-3,454

1,546,625
811,742
-739,467

1,590,490
739,467
-712,557

1,573,178

Outlays..

1,618,900

1,617,400

Budget Plan (in thousands of dollars)

06.01
06.02
06.03
06.91

07.01
07.02
07.03
07.04
07.05
07.91
08.01
08.93

Direct:
Construction:
Construction of new housing
Construction improvements
Planning

131,859
72,300
10,628

Total operation, maintenance, and interest payment
Reimbursable
Total budget plan

35,982
40,000
3,000

15,000
44,100
2,700

214,787

78,982

61,800

496,632
290,294
585,061
49
31

501,380
319,142
554.120
37
21

517,825
434,316
540,210
31
18

1,372,067
11,571

1,374,700
15,600

1,492,400
16,000

1,598,425

Total construction
Operation, maintenance, and interest payment:
Operation:
Operating expenses
Leasing
Maintenance of real property
Interest payments
Mortgage insurance premiums

1,469,282

1,570,200

Object Classification (in thousands of dollars)
Identification code 21-0702-0-1-051

11.1
11.3
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
25.0
25.0
26.0
31.0
32.0
43.0
99.0
99.0
99.9

1989 actual

Direct obligations-.
Personnel compensation: Full-time permanent
Other than fuii-time permanent

1990 est.

1991 est.

Total obligations

21,316
3,761

21,623
3,822

22,257
3,938

25,077
5,824
255
1,520
9,131
231,790
289,270
100

25,445
6.050
241
1,566
9,405
319,142
294,466
103

26,195
6,289
246
1,738
10,440
431,663
310,043
114

33,304
437,200
348,972
11,135
13,031
206,344
80

37.361
374,855
313,861
11,469
13,422
139,181
58

38,643
384,757
286,077
12,730
13,922
67,584
49

1,546,625
15,600
1,562,225

1,606,490

832

987

1,250
28

1,225
50

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
Construction:
Construction of new housing01.01
Construction improvements....
01.02
Planning
01.03

193,715
51,222
6,913

140,585
38,529
2,779

136,892
46,738
4,724

01.91

251,850

181,893

188,354

261,221
28,533
267,270
1
212

281,956
41,488
300,048

294,490
53,775
371,037

208

198

557,237
8,174

623,700
11,917

719,500
12,100

817,261

817,510

919,954

-7,334
-840

—11,917

-12,100

-151,961
-9,615

-144,366

-137,094

144,366
7,164

137.094

133,740

799,041

798,321

904,500

02.01
02.02
02.03
02.04

02.91
03.01

1,227
50

10.00

Total construction
Operation, maintenance, and interest payment:
Operation-.
Operating expenses
Leasing
Maintenance of real property
Interest payments
3 insurance premiums
Total operation, maintenance, and Interest payment
Reimbursable program

39.00

Remaining debt, start of year
Less:
Debt retirement:
(a) During year
(b) Adjustment of prior years-

4,180

1990 sst.
3,809

1951 est.
3,687

371

122

124

Remaining debt, end of year

3,809

3,687

3,563

Budget authority

40.00
40.47

[ authority:
Appropriation
Portion applied to debt reduction..

799,168
-127

798,321

904,500

43.00

Appropriation (adjusted)..

799,041

798,321

904,500

71.00
72.40
74.40
77.00

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, stari of year...
Obligated balance, end of year
Adjustments in expired accounts...

809,087
526,971
-597,933
-2,312

805,593
597,933
-588,326

907,854
588,326
-615,180

735,813

815,200

881,000

186,866
55,665
2,315

129,773
41,748
3,100

136,380
42,420
6,200

244,846

174,621

185,000

261,221
28,533
267,270
1
212

281,956
41,488
300,048

294,490
53,775
371,037

208

198

Outlays..

Budget Plan (in thousands of dollars)

06.01
06.02
06.03

[!n thousands of dollars]

Total obligations

Financing:
Offsetting coilections from:
Federal funds
11.00
Non-Federal sources
14.00
21.40 Unobligated balance available, start of year. For completion of prior year budget plans
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year: For comple24.40
tion of prior year budget plans
25.00 Unobligated balance lapsing

90.00

STATEMENT OF FAMILY HOUSING INDEBTEDNESS, ARMY


http://fraser.stlouisfed.org/
Federal Reserve 250-298ofO - 1 9 Louis QT,3
Bank St. 9 0 - 3 0

Identification code 17-0703-0-1-051

990

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)

1,590,490
16,000

1,624,604

Subtotal, direct obligations
Reimbursable obligations

FAMILY HOUSING, N A V Y AND MARINE CORPS

For. expenses of family housing for the Navy and Marine Corps for
construction, including acquisition, replacement, addition, expansion,
extension and alteration and for operation and maintenance, including debt payment, leasing, minor construction, principal and interest
charges, and insurance premiums, as authorized by law, as follows:
for Construction, [$174,621,0001 $185,000,000;
for Operation and
maintenance, and for debt payment, [$623,700,0003 $719,500,000;
in
all [ $ 7 9 8 , 3 2 1 , 0 0 0 ] $904,500,000: Provided, That the amount provided
for construction shall remain available until September 30, [ 1 9 9 4 ]
1995. (10 U.S.C. 2824, 2827-29, 2831, 2851-54, 2857; Military
Construction Appropriations Act, 1990; additional authorizing legislation to be
proposed.)

02.05

1,613,033
11,571

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel
Contracts
Other
Supplies and materials
Equipment
Land and structures
Interest a;id dividends

A-599

FAMILY HOUSING, DEFENSE—Continued
Federal Funds—Continued

d e f e n s e - m i l i t a r y

06.91

07.01
07.02
07.03
07.04
07.05

Direct.Consti uction:
Construction of new housing
Construction improvements
Planning..,
Total construction
Operation, maintenance, and interest payment:
Operation:
Operating expenses
Leasing
Maintenance of real property
Interest payments
Mortgage insurance premiums

A-600

S^^taSNSE_Con,inuat

t h e
03.01

General and special funds—Continued
FAMILY HOUSING, NAVY AND MARINE CORPS—Continued

07.91
08.01
08.93

Total operation, maintenance, and interest payment
Reimbursable

557,237
8,174

623,700
11,917

719,500
12,100

810,257

Total budget plan

810,238

916,600

Object Classification (in thousands of dollars)
Identification code 17-0703-0-1-051

1989 actual

1990 est.

Reimbursable program

10.00

Budget Plan (in thousands of dollars)—Continued

1991 est.

2,198
166,903

2,332
176,096

2,620
180,046

25.0
25.0
25.0
26.0
31.0
32.0
43.0

Direct obligations:
Travel and transportation of persons
Communications, utilities, and miscellaneous chargesOther services:
Purchases from industrial funds
Contracts
Other
Supplies and materials
Equipment
Land and structures
Interest and dividends

104,963
154,016
121,623
5,211
14,693
239,267
213

86,841
214,719
136,179

92,639
322,836
111,595

16,766
172,452
208

20,598
177,322
198

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

809,087
8,174

805,593
11,917

907,854
12,100

817,261

817,510

99.9

Total obligations

Financing:
Offsetting collections from.11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year-.
21.40
For completion of prior year budget plans.....
21.40
Available to finance year budget plans
22.40 Unobligated balance transferred, net
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year:
24.40
For completion of prior year budget plans
24.40
Available to finance subsequent year budget plans
25.00 Unobligated balance lapsing

STATEMENT OF FAMILY HOUSING INDEBTEDNESS, NAVY AND MARINE CORPS
[In thousands of dollars]
Remaining debt, start of year
Less:
Debt retirement:
(a) During year
(b) Adjustment of prior years

1989 actual
136

1990 est.

1991 est.

Budget authority

40.00
40.00
40.47
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Portion applied to debt reduction
Transferred from other accounts

71.00
72.40
74.40
77.00
78.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

FAMILY HOUSING, AIR FORCE

For expense? of family housing for the Air Force for construction,
including acquisition, replacement, addition, expansion, extension and
alteration and for operation and maintenance, including debt payment, leasing, minor construction, principal and interest charges, and
insurance premiums, as authorized by law, as follows: for Construction, [$200,071,000] $182,600,000; for Operation and maintenance,
and for debt payment,
[$741,808,000]
$789,800,000;
in all
[$941,879,000] $971,900,000: Provided, That the amount provided for
construction shall remain available until September 30, [ 1 9 9 4 ] 1995.
(10 U.S.C. 2821 2827-29, 2831, 2852-51 2857; Military Construction
Appropriations Act, 1990; additional authorizing legislation to be proposedJ

06.91

07.01
07.02
07.03
07.04
07.05
07.91
08.01
08.93

Program and Financing (in thousands of dollars)
1989 actual

1991 est.

63,146
151,544
8,890

72,450
146,674
7,490

13,193
173,817
6,548

01.91

223,580

226,614

193,558

369,258
67,192
331,373
1
100

346,279
93,847
299,439

351,386
110,911
326,922

90

81

767,924

739,655

789,300

02.91

Total operation, maintenance, and interest
payment




9,500

975,572

992,358

-250
-18
-8,710
-5,810

-8,280

-8,455

-1,023

-1,045

-130,136

-84,493
-1,589

-57,950

-31,090
1,589
84,493
1,589
10,336

57,950

46,992

920,885

939,726

971,900

910,951

941,879
-2,153

971,900

920,885

939,726

971,900

991,504
521,803
-572,036
-6,343
-5,810

966,269
572,036
-602,905

982,858
602,905
-631,863

935,400

953,900

31,120
148,438
7,000

18,722
173,349
8,000

2,988
173,612
6,000

186,558

200,071

182,600

369,258
67,192
331,373
1
100

346,279
93,847
299,439

351,386
110,911
326,922

90

81

767,924
8,978

739,655
9,303

789,300
9,500

963,460

949,029

981,400

-66
10,000

Direct:
Construction:
Construction of new housing
Construction improvements
Planning
Total construction
Operation, maintenance, and interest payment:
Operation:
Operating expenses
Leasing
Maintenance of real property
Interest payments
Mortgage insurance premiums
Total operation, maintenance, and interest
payment
Reimbursable program
Total obligations

Object Classification (in thousands of dollars)

1990 est.

Program by activities:
Direct program.Construction:
01.01
Construction of new housing
01.02
Construction improvements
01.03
Planning

02.01
02.02
02.03
02.04
02.05

9,303

1,000,482

Budget Plan (in thousands of dollars)

06.01
06.02
06.03

Total construction
Operation, maintenance, and interest paymentOperation:
Operating expenses
Leasing
Maintenance of real property
Interest payments
Mortgage insurance premiums

Outlays

136

Remaining debt, end of year..

Identification code 57-0704-0-1-051

1991

929,118

39.00

43.00

for fiscal year
8,978

Total obligations

919,954

21.0
23.3

budget

Identification code 57-0704-0-1-051

25.0
25.0
26.0
31.0
32.0
43.0

Direct obligations:
Travel and transportation of persons
Transportation of things
Rental payments to others
Other services,Contracts
Other
Supplies and materials
Equipment
Land and structures
Interest and dividends

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

21.0
22.0
23.2

99.9

Total obligations

1989 actual

1990 est.

1991 est.

154
2,304
204,269

250
2,838
138,916

269
3,048
144,211

218,704
115,956
11,519
36,092
384,076
18,430

228,710
124,371
12,521
39,231
399,399
20,033

245,595
133,553
13,445
42,127
379,099
21,511

991,504
8,978

966,269
9,303

982,858
9,500

1,000,482

975,572

992,358

A~601

fam,LY

department of defense-military
STATEMENT OF FAMILY HOUSING INDEBTEDNESS, AIR FORCE

Budget Plan (in thousands of dollars)

[In thousands of dollars]
Remaining debt, start of year
Less:
Debt retirement:
(a) During year
(b) Adjustment of prior years...

1989 actual
66

1990 est.

06.01
06.02

66

06.91

Remaining debt, end of year

Total construction
Operation, maintenance, and interest payment:
Onoratinn.
UpCldllUII.
Operating expenses
Leasing
Maintenance of real property

07.01
07.02
07.03
07 91

FAMILY HOUSING, DEFENSE AGENCIES

For expenses of family housing for the activities and agencies of the
Department of Defense (other than the military departments) for
construction, including acquisition, replacement, addition, expansion,
extension and alteration and for operation and maintenance, leasing,
and minor construction, as authorized by law, as follows: for Construction, [ $ 6 0 0 , 0 0 0 ] $500,000;
for Operation and maintenance,
[ $ 2 0 , 7 0 0 , 0 0 0 ] $20,600,000; in all [ $ 2 1 , 3 0 0 , 0 0 0 ] $21,100,000:
Provided,
That the amount provided for construction shall remain available
until September 30, [ 1 9 9 4 ] 1995. (Military Construction
Appropriations Act, 1990; additional authorizing legislation to be proposed.)

08.01
08.93

Total operation, maintenance, and interest
payment
Reimbursable program
Total budget plan

617
113

300
200

400
100

730

500

500

2.510
16,143
1,124

2165
17,749
710

2,047
17,897
656

19,777
496

20,624
800

20,600
800

21,003

21,924

21,900

Object Classification (in thousands of dollars)
Identification code 97-0706-0-1-051

1989 actual

1990 est.

1991 est.

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
Construction-.
01.01
Construction of new housing
01.02
Construction improvements

743
113

355
168

423
87

01.91

856

523

22.0
23.2
23.3
25.0
26.0
31.0
32.0

Direct obligations:
Transportation of things
Rental payments to others
Communications., utilities, and miscellaneous chargesOther services. Contracts
Supplies and materials
Equipment
Land and structures

238
11,283
1,204
5,680
1.315
57
856

255
13155
1,274
5.073
814
53
523

300
13,213
1,343
5,045
646
53
510

99.0
99.0

Program and Financing (in thousands of dollars)
Identification code 97-0706 -0-1-051

Direct:
Construction:
Construction of new housing
Construction improvements

1991 est.

Subtotal, direct obligations
Reimbursable obligations

20,633
496

21,147
800

21,110
800

21,129

21,947

21,910

510

Total construction
Operation, maintenance, and interest payment:
Operation.Operating expenses
Leasing
Maintenance of real property

02.01
02.02
02.03
02.91

Total operation, maintenance, and interest
payment

03.01

Reimbursable program

99.9

Total obligations

Public enterprise funds:
2,510
16,143
1,124

2,165
17,749
710

2,047
17,897
656

19,777

20,624

20,600

496

800

800

21,129

21,947

21,910

-496
-21

-800

-800

-398

-93
-3

- 70

HOMEOWNERS ASSISTANCE FUND, DEFENSE

For use in the Homeowners Assistance Fund established pursuant
to section 1013(d) of the Demonstration Cities and Metropolitan Development Act of 1966 (Public Law 89-754, as amended), $5,100,000 to
remain available until expended. (.Military Construction
Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

10.00

Total obligations

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year:
For completion of prior year budget plans
21.40
Available to finance new budget plans
21.40
22.40 Unobligated balance transferred, net
23.40 Reduction pursuant to P.L. 99-177 in unobligated balance
Unobligated balance available, end of year:
For completion of prior year budget plans
24.40
24.40
Available to finance subsequent year budget plans
25.00 Unobligated balance lapsing
11.00
17.00

Budget authority

39.00

40.00
40.00
43.00

71.00
72.40
74.40
77.00
78.00
90.00

Budget authority:
Appropriation
Reduction pursuant to P i . 99-177
Appropriation (adjusted)

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays




Identification code 97-4090-0-3-051

1990 est.

1991 est.

4
92
4
996

70

20,700

21,124

21,100

20,700

21,300
-176

21,100

20,700

21,124

21,100

20,633
7,809
-10,218
-553
-21

21,147
10,218
-9,265

21,110
9,265
-10,075

22,100

20,300

60

Program by activities:
Operating expenses:
01.01
Payment to homeowners (private saie and foreclosure
assistance)
01.02
Other operating costs

327
2,980

522
1,515

515
1,144

01.91

-605

3,307

2,037

1,659

1,032
6,557

1,536
2,634

2,206
1,435

7,589

4,170

3,641

10,896

6,207

5,300

-10,882
-4

—4,434

-5,075

-2,003
1,022
9,527

-1,022
3,216
3,767

-3,216
5,977
3,549

8,557

7,734

6,535

02 01
02.02

Total operating expenses,
Capital investment-.
Acquisition of real property..
Mortgages assumed

02.91

Total capital investment

10.00

Total obligations

Financing:
14.00 Offsetting collections from: Non-Federal sources..,
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
32.47 Balance of authority to borrow withdrawn
39.00

17,649

1989 actual

.
.

Budget authority

40.00
67.10

Budget authority:
Appropriation
Authority to borrow (permanent, indefinite)

2,000
6,557

5,100
2,634

5,100
1,435

71.00
72.90

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance

14
1,601

1,773
509

225
1,282

A-602

S^^taSNSE_Con,inuat

the budget for fiscal year

Public enterprise funds—Continued
HOMEOWNERS ASSISTANCE FUND, DEFENSE—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 97-4090-0-3-051
74.90
78.00
90.00

1989 actual

Obligated balance, end of year: Fund balance
Adjustments in unexpired accounts

1990 est.

1991 est.

-1,282

-507

1,102

Outlays

-509
-4

1,000

1,000

Object Classification (in thousands of dollars)
Identification code 97-4090-0-3-051
11.8
21.0
25.0
32.0
42.0
99.9

1989 actual

Personnel compensation: Special personal services payments
Travel and transportation of persons
Other services: Other
Land and structures
Insurance claims and indemnities

1990 est.

1991 est.

250
25
1,240
4,170
522

250
25
822
3,688
515

10,896

Total obligations

444
42
2,494
7,589
327

6,207

5,300

19
91

The National Defense Stockpile is planned and operated
under the authority of the Strategic and Critical Materials
Stockpiling Act. The purpose of the Stockpile is to decrease or
preclude a dangerous and costly dependence by the United
States upon foreign sources for supplies of strategic and critical materials in times of national emergency. The quantities
of the materials stockpiled are to be sufficient to sustain the
United States for a period of not less than three years during
a national emergency situation that would necessitate a total
mobilization of the economy for a sustained conventional
global war of indefinite duration.
The National Defense Stockpile Transaction Fund provides
for the financing of acquisition and upgrading of strategic and
critical stockpile materials, and all related expenses such as
transportation, development of specifications, testing, quality
studies, and relocations of materials.
Funding in FY 1991 finances the acquisition of raw materials, the continuation of the Ferroalloy Upgrade program and
the expansion of raw material upgrading in order to address
surge requirements.
Revenue and Expense (in thousands of dollars)
1989 actual

SPECIAL FOREIGN CURRENCY PROGRAM
Revenue
Expense

Federal Funds
General and special funds:

1990 est.

52,949
78,075
Net operating gain or loss ( - )

180,000
180,000

1991 est.
180,000
180,000

(25,126)

SPECIAL FOREIGN CURRENCY PROGRAM

Financial Condition (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code 97-0800-0-1-051

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1990 est.

10,366
-9,311

Outlays

1989 actual

1990 est.

1991 est.

703,293
3,795,684
4,503,992

678,293
3,795,684
4,478,992

648,293
3,795,684
4,448,992

272,272

261,480

231,480

272,272

261,480

231,480

436,036

421,828

421,828

Government equity:
Selected equities: Unobligated balances
Invested capital

436,036
3,795,684

421,828
3,795,684

421,828
3,795,684

Total Government equity

4,231,720

4,217,512

4,217,512

1990 est.

1991 est.

1991 est.

9,311
-9,311

Assets:
Selected assets:
Treasury balance
Accounts receivable
Inventories

9,311
-9,311

1,055

Total assets

This appropriation provided dollars to be used exclusively
for purchase from the Treasury of excess foreign currencies.

Liabilities:
Selected liabilities: Accounts payable and accrued liabilities
Total liabilities

REVOLVING AND MANAGEMENT FUNDS
Federal Funds
Public enterprise funds:
NATIONAL DEFENSE STOCKPILE TRANSACTION FUND

Program and Financing (in thousands of dollars)
Identification code 97-4555-0-3-051

1989 actual

Object Classification (in thousands of dollars)

1990 est.

1991 est.

Identification code 97-4555-0-3-051

Program by activities:
Program expenses:
01.01
Acquisition and relocation..
01.03
Research grants

159,043
46,400

180,000
14,208

180,000

22.0
25.0
26.0
41.0

10.00

205,443

194,208

180,000

99.9

-52,949
-49,757

-180,000

-505,273
436,036

-436,036
421,828

-421,828
421,828

1989 actual

-180,000

Total obligations..

Financing:
14.00 Offsetting collections from: Non-Federal sources
17.00 Recovery of prior year obligations
21.90
Unobligated balance available, start of year: Fund
balance
24.90 Unobligated balance available, end of year: Fund balance.
40.00

Budget authority (appropriation)..

Transportation of things
Other services: Other
Supplies and materials
Grants, subsidies, and contributions
Total obligations

71.00
72.90
74.90
78.00
90.00

Outlays..




300

300

179,700
14,208

179,700

205,443

194,208

180,000

WILLIAM LANGER JEWEL BEARING PLANT REVOLVING FUND

Program and Financing (in thousands of dollars)

33,500
Identification code 97-4093-0-3-051

f obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year: Fund balance..
Adjustments in unexpired accounts

185
608
158,250
46,400

152,494
192,601
-267,257
-49,757
28,081

14,208
267,257
-281,465

281,465
-281,465

10.00

Program by activities:
Total obligations (object class 25.0)

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources

1989 actual

1990 est.

1991 est.

75

4,402

4,500

1,254
1,157

-1,178
- 3,224

-1,217
-3,283

department of
17.00
21.90

Recovery ot prior year (
Unobligated balance available, start of year: Fund balance
Unobligated balance available, end of year: Fund balance.

24.90

71.00
72.10
78.00

-2,995
1,334

-1,334
1,334

-1,334
1,334

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Adjustments in unexpired accounts

90.00

Outiays

DEFENSE PRODUCTION GUARANTEES

Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.

21.90

39.00

71.00
90 00

-470
470

42
345
94

42
189
97

Total obligations

2,375

2,533

2,635

47

57

66

93
3

85
3

104
3

DEPARTMENT OF DEFENSE STOCK FUNDS
Department of Defense stock funds finance the purchase of
materials for resale to the military services and other authorized customers (10 U.S.C. 2208). These inventories are stocked
at various Defense activities. Mobilization reserve materials
are also purchased through the stock funds.
Budget program.—Inventories rise in 1991 over 1990 to support the existing force structure, modernization efforts, and
other logistics initiatives. Efforts continue to achieve efficiencies in spare parts procurement through acquisition reform.
The following table shows the stock fund inventories (in millions of dollars) resulting from the budget program.
Army stock fund:
Operating and other stocks
Mobilization reserve stocks
Other stocks

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

Tctal

Outlays

Navy stock fund:
Operating and other stocks
Mobilization reserve stocks
Other stocks

LAUNDRY SERVICE, N A V A L ACADEMY

Program and Financing (in thousands of dollars)
Identification ccde 1 7 - 4 0 0 2 - 0 - 3 - 0 5 1

Program by activities:
10.00 Total obligations
Financing:
Offsetting collections from:
Federal funds
11.00i
14.00
Non-Federal sources
21.90 Unobligated baiance available, start of year: Fund balance
24.90 Unobligated balance available, end of year. Fund balance.
39.00

41
135
84

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

The Government-owned William Langer Jewel Bearing
Plant at Rolla, ND, is the only facility of its kind in the
United States which has the capability to produce all types of
jewel bearings in quantity.

Financing:
Unobligated balance available, start of year-. Fund balance
25.00 Unobligated balance 'apsing or restored

Other services: Other
Supplies and materials
Equipment

Personnel Summary
2,486
—1,530
- 825
130

identification code 9 7 - 9 9 3 1 - 0 - 3 - 0 5 1

25.0
26.0
31.0
99.9

-825

Budget authority

39.00

A-603

REVOLVING AND MANAGEMENT FUNDS-Continued
Federai Fiinds— Continued

defense—military

1989 actual

2,375

Total

1090 est.

2,533

1991 est.

2,635

Air Force stock fund:
Operating and other stocks
Mobilization reserve stocks
Other stocks
Total

-245
-2,155

-255
-2,278

-2,373

-147
173

-173
173

-173
173

-262

Budget authority-

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund baiance..
74.90 Obligated balance, end of year: Funa balance....

-25
207
-430

90.00

Defense stock fund:
Operating and other stocks
Mobilization reserve stocks
Other stocks
Total
Total Department of Defense stock funds:
Operating and other stocks
Mobilization reserve stocks
Other stocks

1989 actual
3,705.5
1,806.3
2,954.6

1990 est.
3,843.5
2,020.7
2,887.8

1991 est.
4,498.5
2,650.5
3,158.7

8,466.4

8,752.0

10,307.7

12,302.8
812.0
18,210.8

11,905.9
870.5
19,025.5

11,730.8
922.2
18,708.4

31,325.6

31,801.9

31,361.4

5,786.2
1,038.2
3,051.4

6,152.2
1,207.1
3,738.9

5,981.4
1,264.0
4,055.6

9,875.8

11,098.2

11,300.7

4,738.3
2,996.4
4,872.3

5,759.8
3,259.4
5,194.7

4,987.5
3,744.4
5,756.7

12,607.0

14,213.9

14,488.6

26,532.8
6,652.9
29,089.1

27,661.4
7,357.7
30,846 9

27,197.9
8,581.1
31,679.4

62,274.8

65,866.0

67,458.4

- 248

Outlays..

430
-430

430
-430

The Naval Academy laundry is operated to provide laundry
service for Naval Academy activities and personnel.
Object Classification (in thousands of dollars)
Identification code 1 7 - 4 0 0 2 - 0 - 3 - 0 5 1

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
23.2
24.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Printing and reproduction...




1989 actual

1990 est.

1991 est.

882
704
115

1,073
463
108

1,118
631
69

1,701
221
1
167
25

1,644
213
1
170
24

1,818
288
1
175
25

Total

Financing the budget program.—The budget program is financed primarily from sales to customers. Gross expenditures
in 1991 are projected to be higher than in 1990, considering
inflation, to support increased operating costs previously
funded in the operation and maintenance appropriations and
depot level reparables transferred from procurement appropriation to the Army and Air Force Stock Fund. Estimated
expenditures are shown below (in millions of dollars):
Gross outtays
Army stock fund
Navy stock fund
Air Force stock fund
Defense stock fund
Totai Department of Defense stock funds

1989 actual
6,929.4
10,227.4
9,509.8
11,567.1

1990 est
7,483.8
8,301.5
9,341.1
10,440.7

1991 est.
8,128.3
8,652.4
11,084.0
11,730.9

38,233.7

35,567.1

39,595.6

A-604

GENERAL

PROVISIONS—DEPARTMENT

DEFEnsE—continued

Of

Procurement leadtime for material acquisition is greater
than the time required to fill and collect customers' orders. As
a result, Department of Defense stock funds are authorized to
incur obligations in anticipation of future years' sales (10
U.S.C. 2210(b)). Pursuant to this authority, the outstanding
balance of contract authority was $11,463.0 million at the end
of 1989, and is estimated at $8,664.2 million in 1991.
Operating results and financial conditions.—Revenue and
expenses for 1989, 1990, and 1991 are projected on a breakeven basis. It is estimated that by the end of 1991, there will
be $67,458.4 million in inventory and other assets. Liabilities
will be $4,040 million and invested capital from appropriations, capitalized resources and retained income will be
$63,418.4 million.

t h e b u d g e t f o r f i s c a l y e a r 1991

Status of Unfunded Contract Authority (in thousands of dollars)
Identification code 21-4991-0-4-051

1989 actual

1990 est.

1991 est.

Unfunded balance, start of year
Balance of contract authority withdrawn

1,898,613
-399,881

1,498,732
-491,900

1,006,832
0

1,498,732

1,006,832

1,006,832

Unfunded balance, end of year

Object Classification (in thousands of dollars)
Identification code 21-4991-0-4-051
22.0
25.0
26.0
31.0
99.9

1989 actual

1990 est.

1991 est.

28,402
27,438
6.971,757
30,273

Total

Intragovernmental funds:

39,229
76,278
6,385,309
79,184

39,101
699,829
8,141,944
78,926

7,057,870

Transportation of things..
Other services: Other
Supplies and materials
Equipment

6,580,000

8,959,800

N A V Y STOCK FUND

ARMY STOCK FUND

For the Navy stock fund; [$40,500,000] $37,200,000. (10 U.S.C.
For the Army stock fund; $407,000,000. (10 U.S.C. 2208; additional
2208; Department of Defense Appropriations Act, 1990; additional auauthorizing legislation to he proposed.)
thorizing legislation to he proposed.)
Program and Financing (in thousands of dollars)
Identification code 21-4991-0-4-051
Program by activities:
01.01 Ground equipment parts and supplies
01.02 Aeronautical supplies
01.03 Missile parts
01.04 Tank and automotive supplies
01.05 Japan area supplies
01.06 Korea area supplies
01.07 Electronics supplies
01.08 Retail, map, and reserves
01.09 Commissary resale
01.10 Defense supply service
01.11 Western command supplies
01.12 Other continental U.S. supplies
01.13 European area supplies
01.14 Southern command supplies
01.15 Army material command depot level reparables...
01.16 Cost of operations
01.17 Weapons, special weapons, chemical and fire
control supplies
01.18 Forces command supplies
01.19 Training and doctrine command supplies
10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
22.90 Unobligated balance transferred, net-. Fund balance
32.49 Balance of contract authority withdrawn
40.00

Budget authority (appropriation)

1989 actual

1990 est.

Program and Financing (in thousands of dollars)
1991 est.

123,319
281,884
54,962
475,382
34,957
203,573
268,807
169,176
1,907,969
31,102
84,870
394,102
911,523

89,300
215,600
43,200
423,000
22,600
191,000
174,200
3,700
1,978,600
27,000
114,500
441,400
760,300
64,400

87,400
234,700
43,600
338,900
25,700
210,800
210,900
8,800
2,070,300
31,300
125,000
494,800
858,900
64,300
1,332,900
623,800

220,658
1,095,058
800,528

169,800
1,074,100
787,300

177,700
1,150,500
869,500

7,057,870

6,580,000

8,959,800

-4,882,615
-166,276
-1,913,211
-349,183

-5,064,458
-210,042
-1,983,400

-6,288,825
-210,575
-2,053,400

145,434
399,881

186,000
491,900

291,900

Identification code 17-4911-0-4-051
Program by activities:
Ships, ordinance, and electronics repair parts
Forms and printed matter
Ships store and commissary store stock
Profits from sale of ships' stores paid to ships'
store profits, Navy
01.05 Ship overhaul material
01.06 Special clearance account
01.07 Fleet material support office—Retail commodities
01.08 Aviation consumable material
01.09 Fuels and related items
01.10 Ship depot level reparables
01.11 Aviation depot level reparables
01.14 Amphibious supplies
01.15 Cost of operations

01.01
01.02
01.03
01.04

10.00

Financing:
Offsetting collections from:
Federal funds
11.00
Trust funds
13.00
Non-Federal sources
14.00
22.90 Unobligated balance transferred, net: Fund balance
32.49 Balance of contract authority withdrawn
39.00

40.00
41.22

90.00

Outlays




95,768

Budget authority
Budget authority:
Appropriation
Transferred to other accounts (unobligated balance)

1990 est.

1991 est.

309,002
12,538
1,290,119

205,000
14,800
1,349,442

196,300
15,100
1,409,761

25,469
55,485
342

28,350
55,000
1,000

29,100
115,400
1,000

1,608,782
795,981
1,288,274
554,344
1,636,742
12,269

1,622,939
537,900
1,070,348
556,500
1,668,200
13,822

1,910,571
495,800
1,253,457
598,200
1,571,300
12,111
677,200

7,589,347

7,123,301

8,285,300

-6,938,166
-3,906
-1,310,663

-6,739,928
-124,100
-1,361,373

-7,272,673
-108,100
-1,413,927

848,088

186,000
519,400

546,600

184,700

-396,700

37,200

184,700

40,500

37,200

-437,200

407,000
43.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year.72.49
Contract authority
72.90
Fund balance
Obligated balance, end of year:
74.49
Contract authority
74.90
Fund balance
78.00 Adjustments in unexpired accounts

Total obligations

1989 actual

-677,900

407,000

Appropriation (adjusted)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.49
Contract authority
72.90
Fund balance
Obligated balance, end of year:
74.49
Contract authority
74.90
Fund balance

71.00
1,898,613
535,514

1,498,732
664,550

1,006,832
324,950

-1,498,732
-664,550
-349,183

-1,006,832
-324,950

-1,006,832
-504,850

17,430

153,600

227,100

90.00

Outlays

184,700

-396,700

37,200

-663,388

-1,102,100

-509,400

5,525,580
1,281,078

4,677,492
1,176,172

4,158,092
580,872

-4,677,492
-1,176,172

-4,158,092
-580,872

-3,611,492
-661,672

289,606

12,600

-43,600

department of

REVOLVING AND MANAGEMENT FUNDS-Continued
Federai Fiinds— Continued

defense—military

Status of Unfunded Contract Authority (in thousands of dollar)

31.0

1989 actual
Unfunded balance, start of year
Balance of contract authority withdrawn
Unfunded balance, end of year

1990 est.

1991 est.

5,525,580
-848,088

4,677,492
-519,400
4,158,092

Identification code 17-4911-0-4-051

1989 actual

1990 est.

1991 est.

22.0
25.0
26.0
42.0

63,407
996,542
6,503,929
25,469

62,336
1,176,200
5,856,415
28,350

154,653
1,928,900
6,172,647
29,100

7,589,347

7,123,301

Total obligations

Identification code 97-4961-0-4-051

10.00

Program and Financing (in thousands of dollars)

10.00

Total obligations..

Financing:
Offsetting collections from:
11.00
Federal Funds
13.00
Trust funds
14.00
Non-Federal sources
22.90 Unobligated balance transferred, net
32.49 Balance of contract authority withdrawn..
40.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
72.49
Contract authority
72.90
Fund balance
Obligated balance, end of year:
74.49
Contract authority
74.90
Fund balance
90.00

1989 actual

1990 est.

2,658,756
2,807,624
5,941
401,334
1,991,530
1,140,417

2,743,878
2,720,229
6,843
452,260
2,442,482
704,390

9,005,602

9,070,082

1991 est.

2,854,329
3,211,401
7,024
501,682
2.494,452
1,014,912
2,165,700
890,400
13,139,900

-6,680,607
-220,006
-2,571,352

Outlays

-8,856,600
-202,700
-2,740,400

653,262

-6,861,300
-202,800
-2,629,482
360,000
389,600

186,900

126,100

1,340,200

-466,363

-623,500

1,340,200

1,555,179
418,910

901,917
501,428

512,317
89,428

-901,917
-501,428

-512.317
-89,428

-512,317
-810,028

178,100

39.00

40.00

619,600

Status of Unfunded Contract Authority (in thousands of dollars)
Identification code 57-4921-0-4-051

1989 actual

1990 est.

Unfunded balance, start of year
Balance of contract authority withdrawn

1,555,179
-653,262

901,917
-389,600

512,317

901,917

512,317

43.00
69.10

Object Classification (in thousands of dollars)
Identification code 57-4921-0-4-051
22.0
25.0
25.0
26.0

Transportation of things
Other services: Contracts
Other services
Supplies and materials




1989 actual

Total obligations..

Budget authority...
t authority:
Current:
Appropriation
Permanent:
Transferred to other accounts (unobligated balance)

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year:
72.49
Contract authority
72.90
Fund balance
Obligated balance, end of year:
74.49
Contract authority
74.90
Fund balance
90.00

1989 actual

1990 est.

1991 est.

899,633
837,901
1,723,259
661,993
547,564
684,580
452,653
183,845
4,812,341

974,000
802,000
1,840,000
648,000
463,000
598,000
439,000
123,000
4,862,000

893,000
698,900
1,886,400
658,000
479,800
604,000
463,000
129,600
4,995,500
528,100

10,803,769

10,749,000

11,336,300

-10,541,503
-295,591
-169,099

-10,042,771
-290,679
-231,550

-11,154,057
-307,552
-244,991

402,471

-732,000
431,100

420,300

200,047

-116,900

50,000

25,000

78,100

50,000

-195,000

Outlays..

-116,900

50,000

-202,424

184,000

-370,300

4,209,868
730,783

4,384,915
107,210

3,953,815
728,110

-4,384,915
-107,210

-3,953,815
-728,110

-3,533,515
-780,610

246,102

Appropriation (adjusted)
Contract authority (10 U.S.C. 2210(b))
(permanent, indefinite)

71.00

25,000

-5,800

-2,500

175,047

Status of Unfunded Contract Authority (in thousands of dollars)
Unfunded balance, start of year
Balance of contract authority withdrawn
Contract authority

4,209,868

Unfunded balance, end of year

4,384,915

512,317

Unfunded balance, end of year..

1991 est.

Program by activities:
Clothing and textiles
Medical and dental materia!..
Subsistence
General supplies
Industrial supplies
Construction supplies
Electronics
Base operating supplies
Fuels and related items
Cost of operations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.90 Unobligated balance transferred, net: Fund I
ance
32.49 Balance of contract authority withdrawn

41.22

104,381

Budget authority (appropriation)

13,139,900

Program and Financing (in thousands of dollars)

tional authorizing legislation to be proposed.)

Program by activities:
01.02 Commissary
01.03 Fuels and related items
01.04 Air Force Academy cadet store..
01.05 Medical-dental
01.06 General support
01.07 Systems support
01.08 Reparable support division
01.09 Cost of operations

9,070,082

For the Defense stock fund; [$78,100,000] $50,000,000. (10 U.S.C.
2208; Department of Defense Appropriations Act, 1990; additional authorizing legislation to he proposed.)

01.01
01.02
01.03
01.04
01.05
01.06
A I R FORCE STOCK FUND
01.07
For the Air Force stock fund; [$126,100,000] $1,3^0,200,000. (10 01.08
01.10
U.S.C. 2208; Department of Defense Appropriations Act, 1990; addi01.11

Identification code 57-4921-0-4-051

180,100

DEFENSE STOCK FUND

8,285,300

99.9

175,200

9,005,602

Total obligations

3,611,492

Object Classification (in thousands of dollars)

Transportation of things
Other services: Other
Supplies and materials
Insurance claims and indemnities

170,362

4,158,092
-546,600

4,677,492

99.9

Equipment

A-605

4,384,915
- 431,000

3,953,815
- 420,300

3,953,815

3,533,515

175,047

Object Classification (in thousands of dollars)
Identification code 97-4961-0-4-051

1990 est.

39,164
17,933

38,900
19,450

8,778,143

8,836,532

1991 est.
40.000
20,000
890,400
12,009,400

1989 actual

1990 est.

1991 est.

22.0
25.0
26.0

493,091
319,868
9,990,810

553,784
315,800
9,879,416

556,550
843,900
9,935,850

10,803,769

10,749,000

11,336,300

99.9

Transportation of things
Other services: Other
Supplies and materials
Total obligations

A-606

ftra7rundsa~coz^6ement

funds continued

-

t h e b u d g e t f o r f i s c a l y e a h 1991

INDUSTRIAL FUNDS

24.90

Department of Defense industrial funds finance various Defense activities that perform industrial or commercial type
functions on a reimbursable basis (10 U.S.C. 2208). Workload
at these activities is generated by orders from various customers who provide reimbursement through progress payments
for the full cost of the work performed. This enables the
industrial funds to maintain the level of working capital
needed for continued operations.
Budget program.—The policy of stabilizing the rates
charged to customers will continue. Estimated total obligations are projected to decrease by over $258 million in 1990
and increase by over $566 million in 1991, reflecting changes
in customer workload requirements. Yearend totals are shown
in the following table (in thousands of dollars):

Unobligated balance available, end of year: Fund
balance

40.00
41.22

E
ludget authority:
Appropriation
Transferred to other accounts (unobligated balance)

43.00

1990 est.
2,947,100
15,202,500
116,400
5,649,400
1,402,200

1991 est.
2,601,000
15,848,200
118,900
5,873,800
1,442,500

25,575,725

25,317,600

25,884,400

The Army activities financed through the Army industrial
fund include depot supply and maintenance operations, arsenals, and port handling of Defense cargo.
The Navy industrial fund finances a variety of activities,
including aircraft maintenance facilities, ordnance stations,
research laboratories, shipyards, printing plants, public works
centers, and the Military Sealift Command.
The Marine Corps industrial fund finances maintenance
depots engaged in repairing or overhauling Marine Corps
equipment and providing technical engineering support.
The activities financed under the Air Force industrial fund
include laundries, depot maintenance activities, and airlift
services.
The Defense industrial fund finances the Defense Clothing
and Textile Center and leased communications procured by
the Defense Commercial Communications Office.

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year:
Fund balance
22.90 Unobligated balance transferred, net: Fund balance




90,456

186,951

-865,816
742,333
-34,398

-742,333
646,277

-646,277
513,526

-5,600

54,200

Outlays

.

4,868

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
25.0
26.0
31.0
99.9

1989 actual

1,084,509
32,313
91,969
375

1,083,387
32,805
93,369
382

1,209,166
205,677
139
31,735
54,405
103,774
1,642

1,209,943
213,097
138
31,912
59,314
108,470
1,697

6,933
630,898
688,095
129,797

11,138
507,843
693,270
128,311

11,564
486,429
358,364
120,072

3,403,189

2,947,100

2,601,000

51,683

43,188

42,120

53,182
3,187

Total obligations

1991 est.

1,503,557
252,354
28
46,098
55,129
89,380
920

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel....
Other
Supplies and materials
Equipment

1990 est.

1,331,241
46,043
126,273

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

44,501
2,679

43,582
2,602

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)

Identification code 17-4912-0-4-051

Program and Financing (in thousands of dollars)

10.00

162,749

For the Navy industrial fund; $238,700,000. (10 U.S. 2208; additional authorizing legislation to be proposed.)

A R M Y INDUSTRIAL FUND

Program by activities:
Depot maintenance activities
Missile command
Transportation and terminal activity
Armaments command

151,100

Identification code 21-4992-0-4-051

For the Army industrial fund; $151,100,000. (10 U.S.C. 2208; additional authorizing legislation to be proposed.)

01.01
01.02
01.05
01.08

-14,300

N A V Y INDUSTRIAL FUND

Intragovernmental funds:

Identification code 21-4992-0-4-051

.

Object Classification (in thousands of dollars)
1989 actual
3,403,189
15,165,299
109,442
5,631,602
1,266,193

Total

151,100

-14,300

Appropriation (adjusted)

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
74.10 Receivables in excess of obligations, end of year
78.00 Adjustments in unexpired accounts
90.00

698,236

151,100

71.00
72.10

TOTAL OBLIGATIONS
Army industrial fund
Navy industrial fund
Marine Corps industrial fund
Air Force industrial fund
Defense industrial fund

754,587
-14,300

859,343

Budget authority

39.00

1989 actual

1990 est.

1991 est.

1990 est.

1991 est.

2,087,425
531,102
262,589
522,073

2,102,530
-1,064
270,366
575,268

1,753,245
100
301,790
545,865

3,403,189

2,947,100

2,601,000

-3,221,935
-7,335
-11,170
-34,398

-2,809,117
-45,289
-2,238

-2,358,337
-53,366
-2,346

-987,693

-859,343

-754,587
20,500

01.01
01.02
01.03
01.04
01.05
01.06
01.07
01.08

Program by activities:
Printing
Ordinance
Shipyards
Military Sealift Command
Research
Base services
Aircraft maintenance facilities
Data services

229,423
1,619,809
3,879,566
2,062,721
4,029,533
1,192,026
1,895,606
256,615

240,110
1,712,998
3,811,379
2,013,345
4,064,203
1,087,088
2,033,399
239,978

247,522
1,817,563
3,590,119
2,160,842
4,390,778
1,095,988
2,298,306
247,082

10.00

1989 actual

Total obligations

15,165,299

15,202,500

15,848,200

-14,385,362
-69,642
-216,571

-15,748,310
-116,403
-51,250

-16,321,292
-114,138
-48,535

-827,520

-295,471

-559,784

295,471

559,784

1,386,349

Financing:
Offsetting collections from:
Federal funds
11.00
Trust funds
13.00
Non-Federal sources
14.00
21.90 Unobligated balance available, start of year:
Fund balance
24.90 Unobligated balance available, end of year: Fund
balance

31.00

Redemption of debt

39.00

A-607

rev0lv,NG A D
N

department of defense-military
38,325

Budget authority...

48,200
-400,950

47,900
238,700

41.22
43.00

Budget authority:
40.00 Appropriation
41.22 Transferred to other accounts (unobligated balance)

-400,950

43.00

-400,950

238,700

-713,463

Budget authority:
Transferred to other accounts (unobligated balance)

-4,000

Appropriation (adjusted)

—4,000

-635,765

238,700

Appropriation (adjusted)...

90.00

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
72.90 Obligated baiance, start of year: Fund balance....
74.10 Receivables in excess of obligations, end of year
74.90 Obligated balance, end of year: Fund balance

-472,726

90.00

-113,727

71.00
72.10

Outlays

493,724

-39,200

11.1
11.3
11.5
11.8

11.1
11.3
11.5
11.8

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
25.0
26.0
31.0
99.9

1991 est.

1,758,864
-38,300

1,720,564
-48,200

1,672,364
-47,900

1,672,364

1,624,464

1990 est.

1991 est.

5,051,169
159.443
571,834
1,415

5,218,493
129,625
493,895
3,049

5,251,928
119,771
454,978
3,121

5,783,861
947,180
440
244.907
26,810
3,510
80,844
630,655
138,629

5,845,062
1,057,526
8,800
268,138
29,953
4.382
84,314
659,414
142,605

5,829,798
1,122,004
11,271
273,652
32,152
4,697
85,961
675,149
147,167

2,087
4,598,999
2,178,386
528,991

2,206
4,544,293
2,341,976
213,831

2,284
4,809,096
2,615,985
238,984

15,165,299

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel....
Other
Supplies and materials
Equipment
Total obligations

15,202,500

15,848,200

Personnei Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

170,457

165,894

158,997

179,102
13,785

176,199
11,409

170,342
10,316

Program and Financing (in thousands of dollars)

10.00

Program by activities:
Depot maintenance activities—Total obligations

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

11.00
21.90

39.00

Budget authority




Identification code 17-4914-0-4-051

99.9

1989 actual

1991 est.

109,442

116,400

118,900

-126,078

-106,867
-52,786
39,253
-4,000

—39;253
36,535

1991 est.
44,365
1,520
4,065
532

47,240
8,623
539
47
3,225
56
12,618
34,279
2,815

49,202
9,631
542
300
98
3,393
51
13,662
39,428
93

50,482
10,277
553
400
100
3,436
51
9,495
43,932
174

109,442

116,400

118,900

1,541

1,621

1,601

1,589
122

Total obligations

43,175
1,466
4,044
517

1,595
103

1,580
103

AIR FORCE INDUSTRIAL FUND

Program and Financing (in thousands of dollars)
Identification code 57-4922-0-4-051

01.02
01.03
01.04
01.05

Program by activities:
Laundry and dryclear.ing
Military airlift command
San Antonio real property maintenance agency...
Depot maintenance
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year:
Fund balance
24.90 Unobligated balance available, end of year: Fund
balance

41.22

-116,182

-36,150
52,786

1990 est.

41,404
1,398
4,438

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

39.00

1990 est.

1989 actual

Personnel Summary

10.00

MARINE CORPS INDUSTRIAL FUND

Identification code 17-4914-0-4-051

-1,300

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services: Other
Supplies and materials
Equipment

1990 est.

1989 actual

Personnel compensationFull-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

-1,600

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

Object Classification (in thousands of dollars)
Identification code 17-4912-0-4-051

2,718
—17,195
13,177

Object Classification (in thousands of dollars)

-156,400

1,720,564

Outstanding, end of year

9,533
-28,328
17,195

-2,055

1,018,903

1989 actual

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments

-16,636
-13,746
28,328

Outlays

-422,338

-134,725

Identification code 17-4912-0-4-051

1290

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year

134,725
422,338

Status of Direct Loans (in thousands of dollars)

1210
1251

71.00
72.10
74.10

43.00
71.00
72.90
74.90
90.00

1989 actual

7,112
1,710,807

6,415
1,844,172

3,931,481

4^023,213

5,631,602

5,649,400

5,873,800

-5,504,756
-37,738
-31,361

-5,652,500
-30,200
-27,300

-5,785,400
-29,700
-29,200

-84,749

-27,001

-54,801

27,001

54,801

25,301

-32,800

Budget authority:
Transferred to other accounts (unobligated balance)

-32,800

Appropriation (adjusted)

Outlays

1991 est.

7,338
1,782,441
204,980
3,636,843

Budget authority

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance start of year: Fund balance
Obligated balance, end of year: Fund balance

1990 est.

—32,800
57,747
247,974
-233,555

-60,600
233,555
-185,755

29,500
185,755
-226,055

72,167

-12,800

-10,800

A-608

REVOLVING AND MANAGEMENT FUNDS—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Intragovernmental funds—Continued

11.5

AIR FORCE INDUSTRIAL FUND—Continued

Object Classification (in thousands of dollars)
Identification code 57-4922-0-4-051

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0

99.9

1991 est.

957,372
11,263
16,895

998,546
11,747
17,622

988,645
112,988
50,845
1,695
112,988
1,695

1,027,915
117,476
52,864
1,762
117,476
1,763

5,632
2,027,377
2,277,420
56,316

5,649
2,033,784
2,284,617
56,494

5,874
2,114,568
2,375,364
58,738

5,631,602

Total obligations

960,398
11,299
16,948

985,530
112,632
50,685
1,689
112,632
1,689

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel....
Contracts
Supplies and materials
Equipment

25.0
25.0
26.0
31.0

1990 est.

5,649,400

25.0
25.0
26.0
31.0
99.9

Total obligations

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

40,325

36,624

38,162

42,331
1,660

39,895
1,158

39,884
1,169

1989 actual

1990 est.

1991 est.

35,520
1,230,673

37,900
1,364,300

35,400
1,407,100

10.00

1,266,193

1,402,200

-1,299,782
-1,105

-1,428,880
-1,320

-1,437,980
-1,420

-71,174

-105,869

105,869

104,669

105,569

-29,200

Budget authority:
Appropriation
Transferred to other accounts (unobligated balance)

Financing:
Unobligated balance available, start of year: Fund balance
22.90 Unobligated balance transferred, net: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

4,000

Personnel compensation:
Full-time permanent
Other than full-time permanent




1,711

1,600

1,611
38

1,599
37

1,541
35

-34,694

4,000

-28,000

41.00
42.00

Budget authority:
Transferred to other accounts
Transferred from other accounts

43.00

-87,600
104,200

-104,200
93,000

-11,400

-8,100

27,249
2,222

1990 est.
29,968
2,942

1990 est.

1991 est.

-61,552
61,432
120

-120

-120

120

120

Appropriation (adjusted)

71.00

-61,309
61,309

Relation of obligations to outlays:
Obligations incurred, net

90.00

Outlays.

N A V Y MANAGEMENT FUND

3,100

-22,365
87,600

1989 actual

1989 actual

Program and Financing (in thousands of dollars)

-29,200

Object Classification (in thousands of dollars)

11.1
11.3

1,412

Budget authority

-29,200

30,540

Identification code 97-4962-0-4-051

39.00

4,000

Appropriation (adjusted)

Outlays

1,442,500

Program and Financing (in thousands of dollars)

-104,669

Budget authority

90.00

1,402,200

21.90

1,442,500

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of
year
74.10 Receivables in excess of obligations, end of year

491
5,150
4,423
45,800

These funds were created to simplify the financing and
accounting for operations supported by 2 or more appropriations. The corpus of each fund consists of $1 million except for
the ADP Equipment Management Fund which was established in 1986 with a corpus of $100 million.

Identification code 97-3910-0-4-051

Program by activities:
01.01 Clothing and textile center
01.02 Communication services

43.00

471
7,003
4,283
46,500

A D P EQUIPMENT MANAGEMENT FUND

Program and Financing (in thousands of dollars)

40.00
41.22

376
6,759
3,306
25,649

MANAGEMENT FUNDS

For the Defense Industrial Fund; $4,000,000. (10 U.S.C. 2208; additional authorizing legislation to be proposed.)

39.00

35,166
6,387
1,080
59
1,140
1,342,709
95

Personnel Summary

DEFENSE INDUSTRIAL FUND

Total obligations

2,165

35,080
6,682
949
29
1,099
1,300,011
93

5,873,800

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year:
Fund balance
24.90 Unobligated balance available, end of year: Fund
balance

2,170

31,498
7,647
819
56
1,091
1,188,956
36

1,266,193

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services:
Payments to foreign national indirect hire personnel....
Other
Supplies and materials
Equipment

Personnel Summary

Identification code 97-4962-0-4-051

2,027

Other personnel compensation

11.9
12.1
21.0
22.0
23.2
23.3
24.0

1991 est.
30,068
2,933

Identification code 17-3980-0-4-051

10.00

Program by activities:
Transportation of things (total obligations) (object class
22.0)

Financing:
11.00 Offsetting collections from: Federal funds
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00
71.00
72.90

1989 actual

1990 est.

1991 est.

557,153

562,575

582,065

-557,153

-562,575

-582,065

-1,000
1,000

-1,000
1,000

-1,000
1,000

20,770

35,641

35,641

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance

department
74.90

of

Obligated balance, end of year: Fund balance..

90.00

rev0lv,N6 AND MANAGEMENT F U N D

defense-military
-35,641

Outlays

-35,641

-35,641

-14,871

AIR FORCE MANAGEMENT FUND

Program and Financing (in thousands of dollars)
Identification code

57-3960-0-4-051

1989 actual

Financing:
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

1990 est.

1991

est.

21.90

-1,003
1,003

Budget authority

39.00

71.00

-1,003
1,003

-1,003
1,003

[EMERGENCY RESPONSE F U N D ]

[For the "Emergency Response Fund, Defense"; $100,000,000, to
remain available until expended. The Fund shall be available for
providing reimbursement to currently applicable appropriations of the
Department of Defense for supplies and services provided in anticipation of requests from other Federal Departments and agencies and from
State and local governments for assistance on a reimbursable basis to
respond to natural or manmade disasters. The Fund may be used upon
a determination by the Secretary of Defense that immediate action is
necessary before a formal request for assistance on a reimbursable
basis is received. There shall be deposited to the Fund: (a) reimbursements received by the Department of Defense for the supplies and
services provided by the Department in its response efforts and (b)
appropriations made to the Department of Defense for the Fund.
Reimbursements and appropriations deposited to the Fund shall remain available until expended.] (Department of Defense Appropriations Act, 1990.)

Relation of obligations to outlays:
Obligations incurred, net

90.00

A-609

^ K

Program and Financing (in thousands of dollars)

Outlays

Identification code 97-4965-0-4-051

1989 actuai

1990 est.

Financing:
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

100,000

Budget authority (appropriation)..

1991 est.

100,000

21.90
ARMY CONVENTIONAL AMMUNITION WORKING CAPITAL FUND

40.00

Program and Financing (in thousands of dollars)
Identification code 21-4528-0-4-051

1989 actual

1990 est.

1991 est.

71.00
90.00

Program by activities:
01.01 Load, assemble and pack
01.02 Components
01.03 Quality assurance, proof and acceptance testing.
01.04 Rework cost

1,830,902
981,464
45,315
268,076

1,492,400
800,100
37,000
218,500

3,125,757

2,548,000

-2,510,400
-60,000

— 640,546

-524,645

Outlays..

2,217,700

-2,821,331
-43,894
423
-145,054

Relation of obligations to outlays:
Obligations incurred, net

1,298.900
696,300
32,200
190,300

10.00

-100,000
100,000

Total obligations..

Trust Funds

Financing:
11.00
13.00
14.00
17.00
21.90
24.90

I collections from:
Federal funds
Trust funds
Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year:
Fund balance
Unobligated balance available, end of year: Fund
balance

39.00

DEPARTMENT OF THE ARMY TRUST FUNDS

-2,086,700
-60,000

Identification code 21-9971-0-7-051

524,645

547,045

-547,045
476,045

Budget authority...

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
74.10 Receivables in excess of obligations, end of year
78.00 Adjustments in unexpired accounts
71.00
72.10

90.00

Outlays..

The

Army

260,955

-22,400

71,000

-258,137
232,791
-145,054

-232,791
255,191

-255,191
184,191

90,555
Conventional

Ammunition

Program and Financing (in thousands of dollars)

Working

Capital

10.00

Program by activities:
Department of the Army general gift fund—Total obligations (object class 41.0)

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
U.S. Securities:
21.41
Par value
21.42
Unrealized discounts
Unobligated balance available, end of year:
24.40
Treasury balance
U.S. Securities:
24.41
Par value
24.42
Unrealized discounts
60.00

Budget authority (appropriation) (permanent, indefinite)

1989 actual

1990 est.

1991 est.

1,885

430

400

-835

-476

-360

-1,844

-530
5

-511

476

360

308

530
-5

511

463

207

300

300

1,885
49
-33

430
33
-163

400
163
-163

1,901

300

400

Fund was established to simplify the accounting system for
procurement of conventional ammunition. It is used to procure ammunition for all the Services and other customers. It
will provide for payment of load, assemble and pack ( L A P )
operations, component purchases for m e t a l parts and explosive materials, quality assurance and rework effort.
Object Classification (in thousands of dollars)
Identification code 21-4528-0-4-051

1989 actual

1990 est.

1991 est.

25.0
26.0

Other services: Other
Supplies and materials

470,651
2,655,106

104,000
2,444,000

107,700
2,110,000

99.9

Total obligations

3,125,757

2,548,000

2,217,700




71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays...

This fund includes gifts and bequests limited to specific
purposes b y the donor such as the Evangeline G. Bovard,
Cormack medal fund, Quartermaster Foundation, Inc., and
the H e n r y C. M c L e a n bequest. In addition, it accounts for
gifts and bequests, not limited to specific use by the donor,
which m a y be used for purposes as determined by the Secretary of the A r m y .

A-610

REVOLVING AND MANAGEMENT FUNDS—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Intragovernmental funds—Continued

DEPARTMENT OF THE AIR FORCE GENERAL GIFT FUND

DEPARTMENT OF THE N A V Y TRUST FUNDS

Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)
1989 actual

Identification code 17-9972-0-7-051

Identification code 57-8928-0-7-051

1990 est.

1991 est.
10.00

Program by activities:
02.12 Naval Academy general gift fund
02.13 Naval Academy Museum fund
02.14 Department of the Navy general gift fund
02.15 Ships' stores profits, Navy
02.16 Office of Naval Records and History fund

483
161
3,548
27,498
7

420
180
270
28,400
30

380
180
300
29,100
30

10.00

31,697

29,300

29,990

-10,823

-9,005

-8,955

-6,667
16

-7,078
28

-7,300

9,005

8,955

8,955

7,078
-28

7,300

Program by activities:
Air Force Academy—total obligations
31.0)

1989 actual

1990 est.

1991 est.

(object class

7,510

Total obligations

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
U.S. Securities:
21.41
Par value
21.42
Unrealized discounts
Unobligated balance available, end of year:
24.40
Treasury balance
U.S. Securities:
24.41
Par value
24.42
Unrealized discounts
60.00

Budget authority (appropriation)
nent, indefinite)

60.00

Budget authority (appropriation)
nent, indefinite)

30,277

29,500

30,200

31,697
275
-361

29,300
361
-411

29,990
411
-401

31,612

29,250

-476

853
162
3,731
25,469
62

610
180
300
28,350
60

580
180
280
29,100
60

Distribution of outlays by account:
Naval Academy general gift fund
Naval Academy Museum fund
Department of the Navy general gift fund
Ships' stores profits, Navy
Office of Naval Records and History fund

397
162
3,559
27,498
-4

400
180
240
28,400
30

400
180
290
29,100
30

-148

-148

-120
3

-158
4

-154

148

148

148

158
-4

154

154

102

100

100

417

100

100

33

20

20

(perma-

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40 Obligated balance, start of year
Obligated balance, end of year:
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..

30,000

Distribution of budget authority by account:
Naval Academy general gift fund
Naval Academy Museum fund
Department of the Navy general gift fund
Ships' stores profits, Navy
Office of Naval Records and History fund

100

-24

71.00

(perma-

100

417

Financing:
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
Treasury balance
U.S. Securities:
21.41
Par value
21.42
Unrealized discounts
Unobligated balance available, end of year:
24.40
Treasury balance
U.S. Securities:
24.41
Par value
24.42
Unrealized discounts

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Object Classification (in thousands of dollars)

21.0
23.3
24.0
25.0
26.0
31.0
33.0
41.0
99.9

Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services: Other
Supplies and materials
Equipment
Investments and loans.
Grants, subsidies, and contributions
Total obligations




Outlays..

- 2 0

-24
100

100

405

This fund is for gifts or bequests to the Air Force, some of
which are limited to use for specific purposes by the donors.

SURCHARGE COLLECTIONS, SALES OF COMMISSARY STORES, ARMY

Gift funds.—These activities consist primarily of contributions from individuals subject to conditions specified by the
donor for the benefit of the Naval Academy, the Naval Academy Museum, and other institutions of the Navy.
Ships' stores profits, Navy.—Profits earned in the operation
of ships' stores are expended at the discretion of the Secretary
of the Navy for the amusement, comfort, contentment, and
welfare of officers and enlisted personnel on ships or bases
outside the United States.
Office of Naval Records and History fund.—This fund receives gifts of money for the benefit of the Office of Naval
Records and History, Navy Department, and royalties received from sale of histories of U.S. Naval Operations.

Identification code 17-9972-0-7-051

90.00

-20

-20

1989 actual

1990 est.

1991 est.

168
3
47
324
205
1,339
70
29,541

160
6
16
293
247
1,397
72
27,109

150
6
16
263
273
1,427
72
27,783

31,697

29,300

29,990

Program and Financing (in thousands of dollars)
Identification code 21-8420-0-8-051

10.00

Program by activities:
Operation of commissary stores—Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
69.10

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year
Obligated balance, end of yean Fund balance
Adjustments in unexpired accounts

1990 est.

90.00

Outlays

1991 est.

99,346

101,300

142,100

-509
-93,934
-8,045

-96,700

-4,600
-93,059

-3,499
6,641

-6,641
2,041

-2,041
42,400

Contract authority (substantive law)

71.00
72.90
74.49
74.90
78.00

1989 actual

-113,081
-8,045

—97,681

44,441
97,681
-42,400
-79,722

20,005

20,000

20,000

4,903
136,228'

4,600
113,081

This fund was established to reimburse certain appropriations for payments made on behalf of commissary stores of
the Department of the Army for operating equipment and
supplies, such as utilities, laundry services, and inventory
losses, in accordance with the annual Department of Defense
Appropriation Act. Surcharge funds are also utilized for both
minor and major construction of commissaries.

department of

STATUS OF UNFUNDED CONTRACT AUTHORITY
[In thousands of dollars]
1989 actual

1990 est.

Contract authority
Unfunded balance, end of year..

1991 est.
42.400
42.400

320
33.0
41.0
99.9

Object Classification (in thousands of dollars)
identification code 21-8420-0-8-051
22.0

Transportation of things

23.3
25.0
26.0
31.0
32.0

Communications, utilities, and miscellaneous charges
Other services: Other
Supplies and materials
Equipment
Land and structures

99.9

Total obligations

1990 est.

1989 actual

46
10,991
22,161
18,543
8,100
41,459

46
11,242
15,840
17,672
8,400
88,900

99,346

101,300

142,100

44

Program and Financing (in thousands of dollars)

Program by activities:
02.22 Midshipmen's store, U.S. Naval Academy
02.23 Surcharge collections, sales of commissary stores, Navy..
02.24 Surcharge collections, sales of commissary stores,
Marine Corps
10.00

Total obligations

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

71.00
72.90
74.90
90.00

1990 est.

1991 est.

20,584
48,538

23,500
60,300

25,800
51,200

6,906

15,200

10,200

76,028

99,000

87,200

-80,082

-87,687

-89,945

-23,285
27,341

-27,341
16,028

-16,028
18,773

Distribution of outlays by account:
Midshipmen's store, U.S. Naval Academy
Surcharge collections, sales of commissary stores, Navy
Surcharge collections, sales of commissary stores, Marine
Corps

-4,054
49,920
-48,602

11,313
48,602
-60,415

-2,745
60,415
-58,170

-2,736

Outlays

-500

-500

-715
-1,724

-500

-500

-297

The midshipmen's store is operated to: (1) Procure clothing
and other necessary supplies for the midshipmen, (2) provide
barber, cobbler, and tailor shop facilities for the midshipmen,
and (3) operate the dairy farm at the Naval Academy. Funds
collected from the above-mentioned operations are deposited
in the Treasury and are available for operating expenses of
such activities and any other expenditures the Superintendent of the Naval Academy considers necessary in the interest
of the health, comfort, and education of the midshipmen.
Surcharge collections, sales of commissary stores, Navy and
Marine Corps.— These funds finance procurement of operating
supplies, utility expenses, inventory losses, equipment, and
facility construction and renovation.
Object Classification (in thousands of dollars)
Identification code 17-9981-0-8-051
21.0
Travel and transportation of persons
22.0
Transportation of things
23.2
Rental payments to others
23.3
Communications, utilities, and miscellaneous charges
25.0
Other services: Other
26.0
Supplies and materials
31.0
Equipment
FRASER

Digitized for


1989 actual
10
812
131
9,700
14,905
23,144
10,628

33,125
500
450

17,950
500
500

76,028

99,000

87,200

Program and Financing (in thousands of dollars)
Identification code 57-9982-0-8-051

1989 actual

10
920
140
9,900
16,301
26,504
11,150

1991 est.
10
930
150
10,300
17,006
28,054
11,800

1991 est.

Program by activities:
Surcharge collections, sales of commissary stores, Air
Force
02.26 Air Force cadet fund

144,405
46,903

146,800
44,500

136,700
46,000

10.00

191,308

191,300

182,700

-509
-169,642

-180,700

-187,047

-14,346
5,964

-5,964
7,464

-7,464
8,464
3,347

12,776

12,100

21,157

10,600

-4,347

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
32.49 Balance of contract authority withdrawn
Contract authority (substantive law)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.49
Contract authority
72.90
Fund balance
Obligated balance, end of year:
74.49
Contract authority
74.90
Fund balance

30,319
29,456

43,095
56,303

55,195
73,103

-43,095
-56,303

-55,195
-73,103

-51,848
-90,403

90.00

-18,465

-18,300

-18,300

-23,308
4,843

-23,300
5,000

-23,300
5,000

71.00

Outlays

Distribution of outlays by account:
Surcharge collections, sales of commissary stores, Air Force ,
Air Force cadet fund

Surcharge collections, sales of commissary stores.—This fund
was established to reimburse appropriations for payments
made on behalf of commissary stores of the Department of the
Air Force for operating equipment and supplies such as utilities, laundry services, and inventory losses, in accordance
with the annual Department of Defense Appropriations Act.
Surcharge funds are also utilized for both minor and major
construction of commissaries.
Air Force cadet fund.—The cadet fund is maintained at the
U.S. Air Force Academy, Colorado Springs, Colo. Cadet pay is
deposited directly into the account and disbursements are
made from it for cadet credit charges for uniforms and other
clothing, cash payments to cadets, transportation, and sundry
other items of personal maintenance.
STATUS OF UNFUNDED CONTRACT AUTHORITY
[In thousands of dollars]
Unfunded balance, start of year
Contract authority
Baiance of contract authority withdrawn
Unfunded baiance, end of year

1989 actual
30,319
12,776

1990 est.
43,095
12,100

1991 est.
55,195
—3*347

43,095

55,195

51,848

Object Classification (in thousands of dollars)
Identification code 57-9982-0-8-051

1990 est.

1990 est.

02.25

69.10

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

15,748
500
450

Total obligations

1991 est.

11,671
18,561
20,080
15,422
33,568

1989 actual

Land and structures
Investments and loans
Grants, subsidies, and contributions

DEPARTMENT OF THE AIR FORCE TRUST REVOLVING FUNDS

DEPARTMENT OF THE N A V Y TRUST REVOLVING FUNDS

Identification code 17-9981-0-8-051

A-611

REVOLVING AND MANAGEMENT FUNDS-Continued
Federai Fiinds— Continued

defense—military

22.0
23.3
25.0
26.0
31.0
32.0
44.0
99.9

Transportation of things
Communications, utilities, and miscellaneous charges
Other services: Other
Supplies and materials
Equipment
Land and structures
Refunds
Total obligations

1989 actual

1990 est.

1991 est.

23
20,988
29,440
19,552
22,644
51,758
46,903

20
12,109
35,870
18,101
10,500
70,200
44,500

20
11,717
32,947
17,516
11,700
62,800
46,000

191,308

191,300

182,700

A-612

Continued

GENERAL PROVISIONS—DEPARTMENT OF
DEFENSE
The following sections are proposed for deletion and do not appear
below:
DEPARTMENT OF DEFENSE APPROPRIATIONS ACT,

1990

Sec. 9002 .... Permanent provision on consultants.
Sec. 9004.... Permanent provision on small business and minority
contracting.
Sec. 9006 .... Permanent provision on proficiency flying.
Sec. 9008.... Permanent provision on reciprocal international courtesies.
Sec. 9010 .... Permanent provision on civilian uniform allowances.
Sec. 9013 .... Foreign coal and coke purchases.
Sec. 9014 .... Initiation of special access programs.
Sec. 9017.... Permanent provision on Special Defense Acquisition
Fund.
Sec. 9019.... Permanent provision on contracts to recover indebtedness.
Sec. 9020.... Permanent provision on provision of medical care to
foreign military and diplomatic personnel.
Sec. 9021.... Multiyear contracting provision.
Sec. 9023 .... Reserve and National Guard technician positions.
Sec. 9024 .... Civilian personnel authorizations.
Sec. 9025 .... Permanent provision on aircraft and vehicle leases.
Sec. 9029 .... Floating petroleum storage.
Sec. 9030.... Permanent provision on removal of ferral burros and
horses.
Sec. 9036 .... Conversion to contract performance.
Sec. 9037 .... 120mm mortar and ammunition procurement.
Sec. 9038 .... Permanent provision on removal of unsafe buildings and
debris.
Sec. 9039 .... Army depot civilian strength levels.
Sec. 9045.... Utilization of Army Engineer's Waterways Experiment
Stations.
Sec. 9046 .... Budget levels for sequestration.
Sec. 9047 .... Reserve Component Automation System.
Sec. 9048 .... Major system or subsystem fixed-price contracts.
Sec. 9051.... 4 inch anchor and mooring chain purchases.
Sec. 9052 .... Military technician and medical care transfers to provide
for sequestration exemptions.
Sec. 9053 .... Interport differentials as basis for overhauls, repairs and
maintenance of vessels.
Sec. 9054 .... Nicaraguan Democratic Resistance.
Sec. 9055 .... LANDSAT and SPOT remote sensing data.
Sec. 9056 .... Aircraft design specifications.
Sec. 9057 .... Pay raise absorption.
Sec. 9058 .... Civilian/military health care provider.
Sec. 9059 .... Coast guard support.
Sec. 9060 .... Working capital fund transfers.
Sec. 9061.... PAN carbon fiber requirements.
Sec. 9063 .... Diagnosis related groups regulations exclusions.
Sec. 9064 .... Unspecified reduction for consulting services.
Sec. 9066 .... Hamilton Air Force Base cleanup.
Sec. 9067.... Environmental Impact Study for Southeast Weapons
Range.
Sec. 9068.... Training and Administration of Reserves assignments.
Sec. 9069.... Offshore procurement of vision image intensifier tubes
and devices.
Sec. 9070 .... Findings of Congress on anti-satellite arms controls.
Sec. 9071.... B-lB's ALQ-161A CORE program.
Sec. 9072.... Research, Development, Test and Evaluation, Army
1989/1990 appropriation amendment.
Sec. 9073 .... Multibeam Sonar Mapping Systems procurement.
Sec. 9074.... Special Operations Forces Fund appropriation availability.
Sec. 9075 .... White Sands Missile Range horses and burros.
Sec. 9079 .... Permanent provision on second career training.
Sec. 9081.... Permanent provision on 18 month leases.
Sec. 9082 .... Civil Air Patrol fund availability.
Sec. 9087 .... Prohibition on Toshiba Corporation procurements by exchanges and resale activities.
Sec. 9088 .... Anesthetist nurse bonuses.
Sec. 9089 .... Overseas civilian employee limitations.
Sec. 9090 .... EMPRESS II program limitation.
Sec. 9091.... Contractor employees in Alaska and Hawaii.




t h e b u d g e t f o r f i s c a l y e a r 1991

Sec. 9092 .... Unemployment compensation limitation.
Sec. 9093 .... Sale of beer and wine by nonappropriated fund activities.
Sec. 9094.... Shipbuilding and Conversion, Navy appropriation transfers.
Sec. 9095 .... Unspecified reductions in appropriations.
Sec. 9096 .... National Defense Science and Engineering Graduate Fellowships.
Sec. 9097 .... Arms Export Control Act amendment.
Sec. 9102.... Use of Accounts for Sales of Properties by Agencies.
Sec. 9103 .... Indian Financing Act of 1974 incentive payments.
Sec. 9104 .... Foreign Assistance Act of 1961 amendment.
Sec. 9105 .... Kwajalein Test Range improvements.
Sec. 9106.... William Langer Jewel Bearing Plant maintenance and
repairs.
Sec. 9107 .... Hurricane Hugo fund transfers.
Sec. 9108.... Section 23 Arms Export Control Act transfer of funds.
Sec. 9109 .... "Atomic Energy Defense Activities" appropriation transfer.
Sec. 9110 .... Statement of Sense of the Congress on Korea.
Sec. 9111.... Partnerships with schools.
Sec. 9112 .... Land release to New Jersey Turnpike Authority.
Sec. 9113 .... Nevada airspace and land withdrawals.
Sec. 9114 .... Pay raise absorption.
Sec. 9115 .... Rail Garrison MX and Small ICBM reductions.
Sec. 9118.... Defense participation in multilateral anti-narcotics
strike force.
Sec. 9119 .... Stewart B. McKinney Homeless Assistance Act technical
amendment.
MILITARY CONSTRUCTION APPROPRIATIONS ACT,

Sec.
Sec.
Sec.
Sec.
Sec.
Sec.
Sec.
Sec.
Sec.

109
112
114
118
120
124
125
126
127

1990

Indian Ocean dredging.
NATO/Japan architect and engineer contracts.
Construction for proposed military exercises.
Plans for NATO/Japan burdensharing.
Relocation of 401st Tactical Fighter Wing.
Pentagon Annex planning and design.
Pay increase absorption.
Relocation of Yongsan Garrison, Korea.
Sale of lands in Hawaii.

SEC. 9001. No part of any appropriation contained in this Act shall
be used for publicity or propaganda purposes not authorized by the
Congress.
SEC. [9003] 9002. During the current fiscal year, provisions of law
prohibiting the payment of compensation to, or employment of, any
person not a citizen of the United States shall not apply to personnel
of the Department of Defense. [: Provided, That salary increases
granted to direct and indirect hire foreign national employees of the
Department of Defense shall not be at a rate in excess of the percentage increase authorized by law for civilian employees of the Department of Defense whose pay is computed under the provisions of
section 5332 of title 5, United States Code, or at a rate in excess of the
percentage increase provided by the appropriate host nation to its
own employees, whichever is higher.]
SEC. [9005] 9003. No part of any appropriation contained in this
Act shall remain available for obligation beyond the current fiscal
year, unless expressly so provided herein.
SEC. [9007] 9004. No more than 20 per centum of the appropriations in this Act which are limited for obligation during the current
fiscal year shall be obligated during the last two months of the fiscal
year: Provided, That this section shall not apply to obligations for
support of active duty training of reserve components or summer
camp training of the Reserve Officers' Training Corps, or the National Board for the Promotion of Rifle Practice, Army or the Defense
Departments1 Education System.
SEC. [9009] 9005. No part of any appropriation contained in this
Act, except for small purchases in amounts not exceeding $25,000,
shall be available for the procurement of any article or item of food,
clothing, tents, tarpaulins, covers, cotton and other natural fiber
products, woven silk or woven silk blends, spun silk yarn for cartridge
cloth, synthetic fabric or coated synthetic fabric, canvas products, or
wool (whether in the form of fiber or yarn or contained in fabrics,
materials, or manufactured articles), or any item of individual equipment manufactured from or containing such fibers, yarns, fabrics, or
materials, or specialty metals including stainless steel flatware, or
hand or measuring tools, not grown, reprocessed, reused, or produced
in the United States or its possessions, except to the extent that the

DEPARTMENT OF DEFENSE—MILITARY
Secretary of the Department concerned shall determine that satisfactory quality and sufficient quantity of any articles or items of food,
individual equipment, tents, tarpaulins, covers, or clothing or any
form of cotton or other natural fiber products, woven silk and woven
silk blends, spun silk yarn for cartridge cloth, synthetic fabric or
coated synthetic fabric, canvas products, wool, or specialty metals
including stainless steel flatware, grown, reprocessed, reused, or produced in the United States or its possessions cannot be procured as
and when needed at United States market prices and except procurements outside the United States in support of combat operations,
procurements by vessels in foreign waters, and emergency procurements or procurements of perishable foods by establishments located
outside the United States for the personnel attached thereto: Provided, That nothing herein shall preclude the procurement of specialty
metals or chemical warfare protective clothing produced outside the
United States or its possessions when such procurement is necessary
to comply with agreements with foreign governments requiring the
United States to purchase supplies from foreign sources for the purposes of offsetting sales made by the United States Government or
United States firms under approved programs serving defense requirements or where such procurement is necessary in furtherance of
agreements with foreign governments in which both governments
agree to remove barriers to purchases of supplies produced in the
other country or services performed by sources of the other country,
so long as such agreements with foreign governments comply, where
applicable, with the requirements of section 36 of the Arms Export
Control Act and with section 2457 of title 10, United States Code:
Provided further, That nothing herein shall preclude the procurement
of foods manufactured or processed in the United States or its possessions.

GENERAL PROVISIONS—DEPARTMENT OF DEFENSE-Continued

A ~ 6 1 3

similar services in the same locality where the medical care was
furnished, as determined for physicians in accordance with section
1079(h) of title 10, United States Code; or (b) the allowable amounts in
effect during fiscal year 1988 increased to the extent justified by
economic changes as reflected in appropriate economic index data
similar to that used pursuant to title XVIII of the Social Security Act.
SEC. [9018] 9010. None of the funds appropriated by this Act for
programs of the Central Intelligence Agency shall remain available
for obligation beyond the current fiscal year, except for funds appropriated for the Reserve for Contingencies, which shall remain available until September 30, [1991] 1992.
(TRANSFER OF FUNDS)

SEC. [9022] 9011. None of the funds appropriated in this Act may
be made available through transfer, reprogramming, or other means
between the Central Intelligence Agency and the Department of Defense for any intelligence or special activity different from that previously justified to the Congress unless the Director of Central Intelligence or the Secretary of Defense has notified the House and Senate
Appropriations Committees of the intent to make such funds available for such activity.
SEC. [9026] 9012. None of the funds made available by this Act
shall be used in any way, directly or indirectly, to influence congressional action on any legislation or appropriation matters pending
before the Congress.
SEC. [9027] 9013. None of the funds appropriated by this Act shall
be obligated for the pay of any individual who is initially employed
after the date of enactment of this Act as a technician in the administration and training of the Army Reserve and the maintenance and
repair of supplies issued to the Army Reserve unless such individual
(TRANSFER OF FUNDS)
is also a military member of the Army Reserve troop program unit
SEC. [9011] 9006. [Upon] During the current fiscal year, upon that he or she is employed to support. Those technicians employed by
the Army Reserve in areas other than Army Reserve troop program
determination by the Secretary of Defense that such action is necesunits need only be members of the Selected Reserve.
sary in the national interest, he may, with the approval of the Office
SEC. [9028] 9014. None of the funds appropriated by this Act shall
of Management and Budget, transfer not to exceed $3,000,000,000 of
be used to purchase dogs or cats or otherwise fund the use of dogs or
working capital funds of the Department of Defense or funds [made]
cats for the purpose of training Department of Defense students or
available [in this Act] to the Department of Defense for military
other personnel in surgical or other medical treatment of wounds
functions (except military construction) between such appropriations
produced by any type of weapon: Provided, That the standards of such
or funds or any subdivision thereof, to be merged with and to be
training with respect to the treatment of animals shall adhere to the
available for the same purposes, and for the same time period, as the
appropriation or fund to which transferred: Provided, That such au- Federal Animal Welfare Law and to those prevailing in the civilian
medical community.
thority to transfer may not be used unless for higher priority items,
SEC. [9031] 9015. Within the funds appropriated for the operation
based on unforeseen military requirements, than those for which
and maintenance of the Armed Forces, funds are hereby appropriated
originally appropriated and in no case where the item for which
funds are requested has been denied by Congress: Provided further, pursuant to section 401 of title 10, United States Code, for humanitarian and civic assistance costs under chapter 20 of title 10, United
That the Secretary of Defense shall notify the Congress promptly of
States Code. Such funds may also be obligated for humanitarian and
all transfers made pursuant to this authority.
civic assistance costs incidental to authorized operations and pursuant
to authority granted in section 401 of chapter 20 of title 10, United
(TRANSFER OF FUNDS)
States Code, and these obligations shall be reported to Congress on
SEC. [9012] 9007. During the current fiscal year, cash balances in
September 30 of each year: Provided, That funds available for operworking capital funds of the Department of Defense established puration and maintenance shall be available for providing humanitarian
suant to section 2208 of title 10, United States Code, may be mainand similar assistance by using Civic Action Teams in the Trust
tained in only such amounts as are necessary at any time for cash
Territories of the Pacific Islands and freely associated states of Microdisbursements to be made from such funds: Provided, That transfers nesia, pursuant to the Compact of Free Association as authorized by
may be made between such funds in such amounts as may be deterPublic Law 99~*239: Provided further, That upon a determination by
mined by the Secretary of Defense, with the approval of the Office of
the Secretary of the Army that such action is beneficial for graduate
Management and Budget, except that transfers between a stock fund
medical education programs conducted at Army medical facilities
account and an industrial fund account may not be made unless the
located in Hawaii, the Secretary of the Army may authorize the
Secretary of Defense has notified the Congress of the proposed transprovision of medical services at such facilities and transportation to
fer. Except in amounts equal to the amounts appropriated to working
such facilities, on a nonreimbursable basis, for not more than 250
capital funds in this Act, no obligations may be made against a
civilian patients from. American Samoa, the Commonwealth of the
working capital fund to procure war reserve material inventory,
Northern Mariana Islands, the Marshall Islands, the Federated States
unless the Secretary of Defense has notified the Congress prior to any
of Micronesia, Palau and Guam.
such obligation.
SEC. [9032] 9016. Notwithstanding any other provision of law, the
SEC. [9015] 9008. No part of the funds in this Act shall be availSecretaries of the Army and Air Force may authorize the retention in
able to prepare or present a request to the Committees on Appropriaan active status until age sixty of any officer who would otherwise be
tions for reprogramming of funds, unless for higher priority items,
removed from an active status and who is employed as a National
based on unforeseen military requirements, than those for which
Guard or Reserve technician in a position in which active status in a
reserve component of the Army or Air Force is required as a condioriginally appropriated and in no case where the item for which
tion of that employment.
reprogramming is requested has been denied by the Congress.
SEC. [9033] 9017. Funds available for operation and maintenance
SEC. [9016] 9009. None of the funds contained in this Act available
under this Act, may be used in connection with demonstration
for the Civilian Health and Medical Program of the Uniformed Servprojects and other activities authorized by section 1092 of title 10,
ices under the provisions for section 1079(a) of title 10, United States
United States Code.
Code, shall be available for reimbursement of any physician or other
SEC. [9034] 9018. (a) None of the funds appropriated by this Act,
authorized individual provider of medical care in excess of the lower
shall be used to make contributions to the Department of Defense
of: (a) the eightieth percentile of the customary charges made for




A-614

GENERAL PROVISIONS—DEPARTMENT OF DEFENSE—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Education Benefits Fund pursuant to section 2006(g) of title 10, passenger motor vehicle shall not apply to vehicles purchased for
United States Code, representing the normal cost for future benefits intelligence activities conducted pursuant to Executive Order 12333 or
under section 1415(c) of title 38, United States Code, for any member successor orders.
SEC. [9050] 9026. Not to exceed $20,000,000 of the funds available
of the armed services who, on or after the date of enactment of this
to the Department of the Army during the current fiscal year may be
Act:
(1) enlists in the armed services for a period of active duty of less used to fund the construction of classified military projects within the
Continental United States, including design, architecture, and engithan three years; or
(2) receives an enlistment bonus under section 308a or 308f of title neering services.
SEC. [9062] 9027. Of the funds appropriated, reimbursable ex37, United States Code,
nor shall any amounts representing the normal cost of such future penses incurred by the Department of Defense on behalf of the Soviet
Union in monitoring United States implementation of the Treaty
benefits be transferred from the Fund by the Secretary of the TreasBetween the United States of America and the Union of Soviet Socialury to the Secretary of Veterans Affairs pursuant to section 2006(d) of
ist Republics on the Elimination of Their Intermediate-Range or
title 10, United States Code; nor shall the Secretary of Veterans
Affairs pay such benefits to any such member: Provided, That, in the Shorter-Range Missiles ("INF Treaty"), concluded December 8, 1987,
may be treated as orders received and obligation authority for the
case of a member covered by clause (1), these limitations shall not
applicable appropriation, account, or fund increased accordingly.
apply to members in combat arms skills or to members who enlist in
Likewise, any reimbursements received for such costs may be credited
the armed services on or after July 1, 1989, under a [fifteen-month]
program [established] approved in advance by the Secretary of De- to the same appropriation, account, or fund to which the expenses
were charged: Provided, That reimbursements which are not received
fense to test the cost-effective use of special recruiting incentives
within one hundred and eighty days after submission of an appropriinvolving not more than nineteen noncombat arms skills [approved
in advance by the Secretary of Defense]: Provided further, That no ate request for payment shall be subject to interest at the current
rate established pursuant to section 2(b)(1)(B) of the Export-Import
contribution to the Fund pursuant to section 2006(g) shall be made
Bank Act of 1945 (59 Stat. 526). Interest shall begin to accrue on the
during the current fiscal year that represents liabilities arising from
the Department of the Army: Provided further, That this subsection one hundred and eighty first day following submission of an appropriate request for payment: Provided further, That funds appropriated in
applies to active components of the Army.
this Act may be used to reimburse United States military personnel
(b) None of the funds appropriated by this Act shall be available for
for reasonable costs of subsistence, at rates to be determined by the
the basic pay and allowances of any member of the Army participatSecretary of Defense, incurred while accompanying Soviet Inspection
ing as a full-time student and receiving benefits paid by the Secretary
Team members engaged in activities related to the INF Treaty: Proof Veterans Affairs from the Department of Defense Education Benevided further, That this provision includes only the in-country period
fits Fund when time spent as a full-time student is credited toward
completion of a service commitment: Provided, That this subsection (referred to in the INF Treaty) and is effective whether such duty is
performed at, near, or away from an individual's permanent duty
shall not apply to those members who have reenlisted with this
option prior to October 1, 1987: Provided further, That this subsection station.
applies to active components of the Army.
SEC. [9065] 9028. Funds available in this Act may be used to
SEC. [9035] 9019. Funds appropriated in this Act shall be available provide transportation for the next-of-kin of individuals who have
for the payment of not more than 75 percent of the charges of a
been prisoners of war or missing in action from the Vietnam era to
postsecondary educational institution for the tuition or expenses of an
an annual meeting in the United States, under such regulations as
officer in the Ready Reserve of the Army National Guard or Army
the Secretary of Defense may prescribe.
Reserve for education or training during his off-duty periods, except
SEC. [9076] 9029. No funds appropriated by this Act may be oblithat no part of the charges may be paid unless the officer agrees to
gated or expended to prepare, or to assist any contractor of the
remain a member of the Ready Reserve for at least four years after
Department of Defense in preparing, any material, report, list, or
completion of such training or education.
analysis with respect to the actual or projected economic or employSEC. [9040] 9020. None of the funds appropriated or made availment impact in a particular State or congressional district of an
able by this Act may be obligated for acquisition of major automated
acquisition program for which all research, development, testing and
information systems which have not successfully completed oversight
evaluation has not been completed.
reviews required by Defense Department regulations.: Provided, That
SEC. [9077] 9030. All obligations incurred in anticipation of the
none of the funds appropriated or made available by this Act may be
appropriations and authority provided in this Act are hereby ratified
obligated on Composite Health Care System acquisition contracts if
and confirmed if otherwise in accordance with the provisions of this
such contracts would cause the total life cycle cost estimate of
Act.
[$1,100,000,000] $1,600,000,000 expressed in fiscal year 1986 constant
SEC. [9078] 9031. None of the funds appropriated by this Act shall
dollars to be exceeded.
be available for a contract for studies, analyses, or consulting services
SEC. [9041] 9021. None of the funds provided by this Act may be
entered into without competition on the basis of an unsolicited proused to pay the salaries of any person or persons who authorize the
posal unless the head of the activity responsible for the procurement
transfer of unobligated and deobligated appropriations into the Redetermines:
serve for Contingencies of the Central Intelligence Agency.
(a) as a result of thorough technical evaluation, only one source
SEC. [9042] 9022. Funds appropriated by this Act for construction
is found fully qualified to perform the proposed work, or
projects of the Central Intelligence Agency, which ai*e transferred to
(b) the purpose of the contract is to explore an unsolicited
another Agency for execution, shall remain available until expended.
proposal which offers significant scientific or technological promSEC. [9043] 9023. Notwithstanding any other provision of law, the
ise, represents the product of original thinking, and was submitSecretary of the Navy may use funds appropriated to charter ships to
ted in confidence by one source, or
be used as auxiliary minesweepers providing that the owner agrees
(c) where the purpose of the contract is to take advantage of
that these ships may be activated as Navy Reserve ships with Navy
unique and significant industrial accomplishment by a specific
Reserve crews used in training exercises conducted in accordance
concern, or to insure that a new product or idea of a specific
with law and policies governing Naval Reserve forces.
concern is given financial support:
SEC. [9044] 9024. None of the funds in this Act may be used to
Provided, That this limitation shall not apply to contracts in an
execute a contract for the Civilian Health and Medical Program of
amount of less than $25,000, contracts related to improvements of
the Uniformed Services (CHAMPUS) Reform Initiative that exceeds
equipment that is in development or production, or contracts as to
the total fiscal year 1987 costs for CHAMPUS care provided in California and Hawaii, plus normal and reasonable adjustments for price which a civilian official of the Department of Defense, who has been
and program growth. [: Provided, That any and all funds derived confirmed by the Senate, determines that the award of such contract
is in the interest of the national defense.
from contracts or subcontracts issued for the CHAMPUS Reform
SEC. [9080] 9032. None of the funds appropriated or otherwise
Initiative shall not be subject to any Hawaii State or local sales,
made available in this Act shall be obligated or expended for salaries
general excise, or similar taxes imposed upon gross sales, gross
or expenses during the current fiscal year for the purposes of demiliincome, or gross receipts, except to the extent that such taxes are
tarization of surplus nonautomatic firearms less than .50 caliber.
uniformly imposed upon physicians, hospitals, and all similar direct
providers of health care services.]
SEC. [9083] 9033. Notwithstanding any other provision of law,
SEC. [9049] 9025. Monetary limitations on the purchase price of a
none of the funds appropriated by this Act shall be available to pay




department of

defense—military

more than 50 percent of an amount paid to any person under section
308 of title 37, United States Code, in a lump sum.
SEC. [9084] 9034. Notwithstanding any other provision of law,
funds available in this Act shall be available to the Department of
Defense to grant civilian employees participating in productivitybased incentive award programs paid administrative time off in lieu
of cash payment as compensation for increased productivity.
SEC. [9085] 9035. None of the funds appropriated by this Act may
be used by the Department of Defense to assign a supervisor's title or
grade when the number of people he or she supervises is considered
as a basis for this determination: Provided, That savings that result
from this provision are represented as such in future budget proposals.
SEC. [9086] 9036. From the amounts appropriated in this Act,
funds shall be available for Naval Aviation Depots to perform manufacturing in order to compete for production contracts of Defense
articles: Provided, That the Navy shall certify that successful bids
between Naval Aviation Depots and private companies for such production contracts include comparable estimates of all direct and indirect costs: Provided further, That competitions conducted under this
authority shall not be subject to section 2461 or 2464 of title 10,
United States Code, or to Office of Management and Budget Circular
A-7 6.
SEC. [9098] 9037. Notwithstanding any other provision of law,
during the current fiscal year, the Secretary of Defense may acquire
the depot maintenance and repair of aircraft, vehicles, vessels and
components, through competition between Department of Defense
depot maintenance activities and private firms: Provided, That the
Secretary shall certify that successful bids include comparable estimates of all direct and indirect costs for both public and private bids.
SEC. [9099] 9038. Of the funds appropriated by this Act, no more
than [$2,500,000] 4,000,000 shall be available for the health care
demonstration project regarding chiropractic care required by section
632(b) of the Department of Defense Authorization Act, 1985, Public
Law 98- 525.
SEC. [9100] 9039. None of the funds appropriated by this Act maybe used to pay health care providers under the Civilian Health and
Medical Program of the Uniformed Services (CHAMPUS) for services
determined under the CHAMPUS Peer Review Organization (PRO)
Program to be not medically or psychologically necessary. The Secretary of Defense may by regulation adopt any quality and utilization
review requirements and procedures in effect for the Peer Review
Organization Program under title XVIII of the Social Security Act
(Medicare) that the Secretary determines necessary, and may adapt
the Medicare requirements and procedures to the circumstances of
the CHAMPUS PRO Program as the Secretary determines appropriate.
SEC. [9101] 9040. For the purpose of conducting a demonstration
project, to test methods of increasing collections from third-party
payers of reasonable inpatient hospital care costs incurred on behalf
of retirees and dependents pursuant to section 1G95 of title 10, United
States Code, the Secretary of Defense is authorized to modify existing
Civilian Health and Medical Program of the Uniformed Services
(CHAMPUS) regional fiscal intermediary contracts to assist in the
administration of activities in connection with such collections: Provided, That amounts collected under this section from a third-party
payer for the costs of inpatient hospital care provided at a facility of
the uniformed services shall be credited to the appropriation supporting the maintenance and operation of the facility.
SEC. [9116] 9041. None of the funds appropriated by this Act shall
be available for payments under the Department of Defense contract
with the Louisiana State University Medical Center involving the use
of cats for Brain Missile Wound Research, and the Department of
Defense shall not make payments under such contract from funds
obligated prior to the date of the enactment of this Act, except as
necessary for costs incurred by the contractor prior to the enactment
of this Act, and until thirty legislative days after the final General
Accounting Office report on the aforesaid contract is submitted for
review to the Committees on Appropriations in the House and Senate.
SEC. [9117] 9042. None of the funds appropriated by this Act shall
be available for bone trauma research at Letterman Army Institute
of Research until the Secretary of the Army has certified to the
Committees on Appropriations of the House and Senate that this
research has a military application, it is being conducted in accordance with the standards set by an animal care and use committee,
and the research is not duplicative of research already conducted by a
manufacturer or any other research organization.




SEC. 9043. No later than the end of the second fiscal year after
appropriations made to the Department of Defense have expired for
obligation, unobligated balances of such appropriations may be transferred into the appropriation "Foreign Currency Fluctuations, Defense" to be merged with and available for the same time period and
the same purposes as that appropriation: Provided, That hereafter,
funds from contractors and funds deobligated in expired appropriations as a result of reductions in overhead rates based on incurred cost
audits may be available for transfer to the appropriation "Foreign
Currency Fluctuations, Defense" to be merged with and available for
the same period and the same purposes as that appropriation: Provided further, That section 791 of the Department of Defense Appropriations Act, 1983 (Public Law 97-377) is repealed: Provided further, That
any transfer made pursuant to any use of the authority provided by
this provision shall be limited so that the amount in the appropriation
"Foreign Currency Fluctuations, Defense" does not exceed $970 million
at the time such transfer is made. (Department of Defense Appropriations Act, 1990.)

GENERAL PROVISIONS—MILITARY
CONSTRUCTION
SEC. 101. None of the funds appropriated in this Act shall be
expended for payments under a cost-plus-a-fixed-fee contract for work,
where cost estimates exceed $25,000, to be performed within the
United States, except Alaska, without the specific approval in writing
of the Secretary of Defense setting forth the reasons therefor.
SEC. 102. Funds herein appropriated to the Department of Defense
for construction shall be available for hire of passenger motor vehicles.
SEC. 103. Funds appropriated to the Department of Defense for
construction may be used for advances to the Federal Highway Administration, Department of Transportation, for the construction of
access roads as authorized by section 210 of title 23, United States
Code, when projects authorized therein are certified as important to
the national defense by the Secretary of Defense.
SEC. 104. None of the funds appropriated in this Act may be used to
begin construction of new bases inside the continental United States
for which specific appropriations have not been made.
SEC. 105. No part of the funds provided in this Act shall be used for
purchase of land or land easements in excess of 100 per centum of the
value as determined by the Corps of Engineers or the Naval Facilities
Engineering Command, except (a) where there is a determination of
value by a Federal court, or (b) purchases negotiated by the Attorney
General or his designee, or (c) where the estimated value is less than
$25,000, or (d) as otherwise determined by the Secretary of Defense to
be in the public interest.
SEC. 106. None of the funds appropriated in this Act shall be used
to (1) acquire land, (2) provide for site preparation, or (3) install
utilities for any family housing, except housing for which funds have
been made available in annual military construction appropriation
Acts.
SEC. 107. None of the funds appropriated in this Act for minor
construction may be used to transfer or relocate any activity from one
base or installation to another, without prior notification to the Committees on Appropriations.
SEC. 108. No part of the funds appropriated in this Act may be used
for the procurement of steel for any construction project or activity
for which American steel producers, fabricators, and manufacturers
have been denied the opportunity to compete for such steel procurement.
SEC. 109. None of the funds available to the Department of Defense
for military construction or family housing during the current fiscal
year may be used to pay real property taxes in any foreign nation.
SEC. 110. None of the funds appropriated in this Act may be used to
initiate a new installation overseas without prior notification to the
Committees on Appropriations.
SEC. [113] 11L None of the funds appropriated in this Act for
military construction in the United States territories and possessions
in the Pacific and on Kwajalein Island may be used to award any
contract estimated by the Government to exceed $1,000,000 to a foreign contractor: Provided, That this section shall not be applicable to
contract awards for which the lowest responsive and responsible bid
of a United States contractor exceeds the lowest responsive and responsible bid of a foreign contractor by greater than 20 per centum.

A - 6 1 6

GENERAL PROVISIONS—DEPARTMENTOFD E F E N S E — C o n t i n u e d

t h e b u d g e t f o r f i s c a l y e a r 1991

projects that are being completed with funds otherwise expired or
lapsed for obligation, expired or lapsed funds may be used to pay the
cost of associated supervision, inspection, overhead, engineering and
design on those projects and on subsequent claims, if any.
SEC. [121] 116. Notwithstanding any other provision of law, any
funds appropriated to a military department or defense agency for
the construction of military projects may be obligated for a military
construction project or contract, or for any portion of such a project
or contract, at any time before the end of the fourth fiscal year after
the fiscal year for which funds for such project were appropriated if
the funds obligated for such project (1) are obligated from funds
available for military construction projects, and (2) do not exceed the
amount appropriated for such project, plus any amount by which the
cost of such project is increased pursuant to law.
SEC. [122] 117. Of the funds appropriated in this Act for Oper(TRANSFER OF FUNDS)
ations and maintenance of Family Housing, no more than $25,000,000
SEC. [117] 114. Funds appropriated to the Department of Defense may be obligated for contract cleaning of family housing units.
SEC. [123] 118. None of the funds appropriated in this Act may be
for construction in prior years are hereby made available for construction authorized for each such military department by the author- used for the design, construction, operation or maintenance of new
izations enacted into law during the [first] second session of the One family housing units in the Republic of Korea in connection with any
Hundred First Congress.
increase in accompanied tours after June 6, 1988. (Military ConstrucSEC. [119] 115. For military construction or family housing
tion Appropriations Act, 1990.)
(TRANSFER OF FUNDS)

SEC. [115J 112- Unexpended balances in the Military Family Housing Management Account established pursuant to section 2831 of title
10, United States Code, as well as any additional amounts which
would otherwise be transferred to the Military Family Housing Management Account during the current fiscal year [1990], shall be
transferred to the appropriations for Family Housing provided in this
Act, as determined by the Secretary of Defense, based on the sources
from which the funds were derived, and shall be available for the
same purposes, and for the same time period, as the appropriation to
which they have been transferred.
SEC. [116] 113. Not more than 20 per centum of the appropriations
in this Act which are limited for obligation during the current fiscal
year shall be obligated during the last two months of the fiscal year.




DEPARTMENT OF

DEFENSE—CIVIL
Personnel Summaiy

CEMETERIAL EXPENSES, ARMY
Federal Funds

137

SALARIES AND EXPENSES

135

135

133
3

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

General and special funds:

140
2

140
2

For necessary expenses, as authorized by law, for maintenance,
operation, and improvement of Arlington National Cemetery and Soldiers' and Airmen's Home National Cemetery, and not to exceed
DEPARTMENT OF THE ARMY
$1,000 for official reception and representation expenses;
[$12,569,000, to remain available until expended] $12,236,000. (DeCORPS OF ENGINEERS—CIVIL
partments of Veterans Affairs and Housing and Urban Development,
The following appropriations shall be expended under the direction
and Independent Agencies Appropriations Act, 1990.)
of the Secretary of the Army and the supervision of the Chief of
Engineers for authorized civil functions of the Department of the
Program and Financing (in thousands of dollars)
Army pertaining to rivers and harbors, flood control, beach erosion,
9 actual
1990 est.
Identification code 2 1 - 1 8 0 5 - 0 - 1 - 7 0 5
1991 est.
and related purposes. (Energy and Water Development Appropriations
Act, 1990.)
00.01
00.02
00.03
10.00
21.40
24.40
39.00

40.00
40.00
43.00

71.00
72.40
74.40
90.00

Program by activities:
deration and maintenance
Administration
Special construction, Arlington National Cemetery

6,586
311
5,939

12,374

12,236

12,569
-195

12,236

13,195

12,374

12,236

12,836
4,967
-7,990

12,776
7,990
-8,253

12,236
8,253
-8,219

9,812

Appropriation (adjusted)

-402

13,195

authority:
Appropriation
Reduction pursuant to P.L 101-144

12,236

13,195

Budget authority

12,776

-43
402

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

7,125
333
4,778

12,836

Total obligations

7,256
333
5,187

12,513

12,271

GENERAL INVESTIGATIONS CONSOLIDATED PROGRAM
[Obligations in thousands of dollars]

Outlays

Operation and maintenance.—Funds requested will provide
for contractual services, necessary operating supplies and
equipment, and personnel.
is made for determining eligibil-

ity for burial; management of Arlington and Soldiers' Home
National Cemeteries; and administrative support.

Special construction, Arlington

National Cemetery.—Funds

requested will provide for construction of a new facilities
maintenance shop.
Object Classification (in thousands of dollars)
Identification code 21-1805-0-1-705

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,865
185
77

3,138
75
60

3,155
75
60

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

3,127
680
1
3
249
19
2,297
340
195
5,925

3,273
806
3
3
280
25
2,226
411
193
5,556

3,290
683
4
3
278
25
2,333
431
399
4,790

12,836

12,776

12,236

99.9

Total obligations




Federal Funds
General and special funds:

General investigations:
Direct program
Reimbursable program
Rivers and harbors contributed funds (permanent appropriation)
Rivers and harbors contributed funds (proposed legislation)
Total obligations

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

Administration.—Provision

CORPS OF ENGINEERS—CIVIL

1989 actual
144,730
917

1990 est
139,816
858

1991 est
140,400
600

6,488

12,000

18,000
1,500

152,135

152,674

160,500

GENERAL INVESTIGATIONS

For expenses necessary for the collection and study of basic information pertaining to river and harbor, flood control, shore protection,
and related projects, restudy of authorized projects, miscellaneous
investigations, and when authorized by laws, surveys and detailed
studies and plans and specifications of projects prior to construction,
[$131,086,000] $135,400,000, to remain available until expended[:
Provided, That with funds herein appropriated the Secretary of the
Army, acting through the Chief of Engineers, is directed to undertake
the following items under General Investigations in fiscal year 1990
in the amounts specified: Rillito River, Arizona, $350,000; Antelope
Creek, Lincoln, Nebraska, $100,000; Elm Creek, Nebraska, $75,000;
Jeffersonville, Indiana, $125,000; Red River Waterway, Shreveport,
Louisiana, to Dangerfield, Texas, $750,000; Sainte Genevieve, Missouri, $50,000; Missouri River Fish and Wildlife Mitigation, Iowa, Nebraska, Kansas, and Missouri, $300,000; Lake George, Hobart, Indiana,
$100,000; Provided further, That not to exceed $25,500,000 shall be
available for obligation for research and development activities: Provided further, That $50,000 of the funds herein appropriated shall be
used by the Secretary of the Army, acting through the Chief of
Engineers, to initiate and complete a reconnaissance phase study of
roadway access problems at Fishtrap Lake, Kentucky, and the purchase of property from willing sellers and relocation of owners of
property so purchased: Provided further, That with funds appropriated in the Energy and Water Development Appropriations Act, 1989,
Public Law 100-371, the Secretary of the Army, acting through the
Chief of Engineers, is directed to initiate preconstruction engineering
and design for construction of a bridge at Floyd's Fork, on Routt Road
at Taylorsville Lake, Kentucky: Provided further, That the Secretary
of the Army, acting through the Chief of Engineers, is directed to use,
immediately upon enactment of this Act, $125,000 of the funds appropriated herein to accomplish detailed planning of the Wabash Valley
Scenic Corridor at Lafayette, Indiana, under the authorized Wabash
River Basin Comprehensive Study: Provided further, That within
available funds, the Secretary of the Army, acting through the Chief
A-617

A-618

GENERAL

OF

PROVISIONS—DEPARTMENT

D E F E N S E — C o n t i n

General and special funds—Continued
11.00
21.40
24.40

GENERAL INVESTIGATIONS—Continued

u e

d

t h e b u d g e t f o r f i s c a l y e a r 1991

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year

-1,476
-32,589
30,823

-600
-30,823
20,000

-600
-20,000
15,000

1989 actual

1990 est.

1991 est.

of Engineers, is directed to initiate and complete a reconnaissance
study for the Saint Lawrence Seaway and Greak Lakes-Financing
135,400
129,251
142,405
39.00
Budget authority
Navigational Improvements Study, as authorized in section 47(d) of
Public Law 100-676, in accordance with the cost sharing provisions of
Budget authority:
Public Law 99-662: Provided further, That $150,000 of the funds
40.00 Appropriation
142,405
131,086
135,400
herein appropriated for the Eastern North Carolina above Cape Look-1,835
40.00 Reduction pursuant to P.L 99-177
out, North Carolina, study, shall be used by the Secretary of the
Army, acting through the Chief of Engineers, to conduct basic hydro43.00
Appropriation (adjusted)
142,405
129,251
135,400
logic, water quality, and land use studies of the Albemarle and Pamlico Sounds in support of the Albemarle-Pamlico Estuarine study
Relation of obligations to outlays:
under the National Estuarine Study Program: Provided further, That 71.00 Obligations incurred, net
144,171
140,074
140,400
the Secretary of the Army, acting through the Chief of Engineers,
72.40 Obligated balance, start of year
21,689
22,119
18,775
74.40 Obligated balance, end of year
-22,119
-18,775
-25,620
using $100,000 of the funds herein appropriated, is directed to complete preconstruction engineering and design necessary to prepare the
90.00
Outlays
143,742
143,418
133,555
Big and Little Sallisaw Creeks, Oklahoma, project, authorized by the
Water Resources Development Act of 1976, for construction: Provided
further, That with funds appropriated in the Energy and Water DeFunds are requested to continue and initiate surveys, prevelopment Appropriations Act, 1989, Public Law 100-371, the Secreconstruction engineering and design, data collection, intertary of the Army, acting through the Chief of Engineers, is directed
agency coordination and research activities to determine the
to initiate and complete a study to determine the feasibility of the
need, engineering feasibility, economic justification, and the
Winton Woods, Mill Creek Lake, Ohio, project under authority of
section 1135 of the Water Resources Development Act of 1986: Provid- environmental and social suitability of solutions to water and
ed further, That $90,000 of the funds herein appropriated shall be
related land resource problems.
used by the Army Corps of Engineers to complete a comprehensive
No new reconnaissance studies are proposed for 1991, to
reconnaissance study of coastal erosion controls for the Portuguese
accommodate follow-on funding requirements for the large
Bend landslide in the immediate, urban Los Angeles, California, area:
number of water resources studies added in the 1990 Energy
Provided further, That the Secretary of the Army, acting through the
and Water Development Appropriations Act.
Chief of Engineers, is directed to utilize funds previously appropriated
Funds are requested for several new environmental initiaunder the Flood Control, Mississippi River and Tributaries account to
tives, many of which will address mitigating environmental
prepare the most cost effective plan to provide the authorized level of
damages caused by water resources construction projects, inprotection for flood damage reduction for the entire city of West
Memphis, Arkansas, and vicinity, without regard to frequency of
cluding mitigation preconstruction engineering and design for
flooding, drainage area, and amount of runoff: Provided further, That Richard B. Russell Lake in South Carolina and Georgia, and
the Secretary of the Army, acting through the Chief of Engineers, is
for Columbia River Treaty Fishing Access Sites in Oregon and
directed to utilize previously appropriated funds together with funds
Washington.
appropriated herein to complete in fiscal year 1990 the engineering
In the area of infrastructure, funds are proposed to continand design on the Port Sutton Channel, Tampa Harbor, Florida,
project: Provided further, That the Secretary of the Army, acting ue participation with the Department of Transportation in
the development of magnetically levitated rail transportation
through the Chief of Engineers, is directed to use $500,000 of the
funds appropriated herein for preconstruction engineering and design
(MAGLEV), and to continue the construction productivity adof structures to restore the riverbed gradient in the vicinity of Mile vancement research (CPAR) program.
206 of the Sacramento River, California, in accordance with the plan
Proposed legislation would authorize phasing in over three
contained in a Final Feasibility Report, dated 1989, by the Glenn
years a plan to collect funds from non-Federal interests for
Colusa Irrigation District and the California Department of Fish and
Game, on Fish Protection and Gradient Control Facilities: Provided expenditure on Flood Plain Management Services and Planfurther, That the Secretary of the Army, acting through the Chief of ning Assistance to States programs. Such collections would be
deposited into the Rivers and Harbors Contributed Fund acEngineers, is directed to use $250,000 of the funds appropriated under
this heading for a comprehensive reconnaissance study to determine
count.
what improvements in the interest of water quality and environmenObject Classification (in thousands of dollars)
tal enhancement are advisable for Onondaga Lake, New York].
(Energy and Water Development Appropriations Act, 1990.)
Identification code 96-3121-0-1-301

Program and Financing (in thousands of dollars)
Identification code 96-3121-0-1-301
Program by activities:
Direct program:
Surveys and planning:
Navigation, flood damage prevention, and shoreline
00.01
protection studies
00.02
Comprehensive basin studies
Special studies
00.03
00.04
Review of authorized projects
00.05
Cooperation with other Federal agencies and nonFederal interests
Phase 1, advance engineering and design
00.06
00.07
Preconstruction engineering and design
Collection and study of basic data:
00.08
Flood plain management services
Other programs
00.09
Research and development
00.10

1989 actual

1990 est.

1991 est.

38,989
2,759
1,738
1,154

37,829
1,277
1,491
2,217

27,720
900
965
3,185

8,277
561
53,270

8,487
209
50,406

9,330
53,100

9,643
7,781
20,558

6,853
5,943
25,104

8,600
6,600
30,000

11.1
11.3
11.5
11.7
11.9
12.1

00.91
01.01

Total direct program
Reimbursable program

144,730
917

139,816
858

140,400
600

12.2
12.2
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
43.0

10.00

Total obligations

145,647

140,674

141,000

99.0




Direct obligations:
Personnel compensation:
Full-time permanent
Other than fuil-time permanent
Other personnel compensation
Military personnel
Total personnel compensation
Civilian personnel benefits
Military personnel benefits:
Accrued retirement
Other personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Interest and dividends
Subtotal, direct obligations

75,376
1,320
2,140
1,116

69,653
1,220
1,977
1,155

70,121
1,228
1,991
1,189

79,952
12,416

74,005
11,473

74,529
11,551

492
109
2,667
129
3,321
207
921
2,115
39,389
2,071
934
7

580
113
2,710
160
3,220
215
950
2,190
41,221
2,059
920

597
116
2,890
195
3,325
231
970
2,260
40,655
2,131
950

144,730

139,816

140,400

c 0 r p s 0F

department of defense—civil
99.0
99.9

Reimbursable obligations

917

600

145,647

Total obligations

858
140,674

141,000

2,110

1,894

1,855

2,211
34

1,975
36

1,932
40

10

16

11

1990 est.

1991 est.

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total compensable workyears: Full-time equivalent employment.

CONSTRUCTION, GENERAL CONSOLIDATED PROGRAM
[Obligations in thousands of dollars]
Construction, general:
1989 actual
Direct program:
General fund
925,606
General fund (proposed legislation)
Transfer from Inland waterway trust fund
69,193
Reimbursable program
225,431
Rivers and harbors contributed funds (permanent appropriation)...
87,974
Total obligations

1,308,204

1,139,594
117,334
350,000
110,000

1,168,200
2,000
132,800
450,000
145,500

1,716,928

1,898,500

CONSTRUCTION, GENERAL

For the prosecution of river and harbor, flood control, shore protection, alteration and removal of obstructive bridges, and related
projects authorized by laws; and detailed studies, and plans and specifications, of projects (including those for development with participation or under consideration for participation by States, local governments, or private groups) authorized or made eligible for selection by
law (but such studies shall not constitute a commitment of the Government to construction), [$997,400,000] $1,226,000,000, of which
such sums as are necessary pursuant to Public Law 99-662 shall be
derived from the Inland Waterways Trust Fund, to remain available
until expended [: Provided, That with funds herein appropriated the
Secretary of the Army, acting through the Chief of Engineers, is
directed to undertake the following projects in fiscal year 1990 in the
amounts specified: Beaver Lake, Arkansas (Water Quality Enhancement), $1,100,000; Red River Emergency Bank Protection, Arkansas
and Louisiana, $2,000,000; Manatee County, Florida, $5,000,000; Maalaea Small Boat Harbor, Hawaii, $600,000; Little Calumet River, Indiana, $2,400,000; Ouachita River Levees, including Bawcomville Levee,
Louisiana, $400,000; Westwego to Harvey Canal, Louisiana, Hurricane
Protection, $1,100,000; Atlantic Coast of Maryland, Maryland,
$8,200,000; Cape Girardeau-Jackson, Missouri, $500,000; Missouri National Recreation River, Nebraska and South Dakota, $620,000; Papillion Creek and Tributaries, Nebraska, $2,500,000; Great Egg Harbor
Inlet and Peck Beach, New Jersey, $250,000; Shinnecock Inlet, New
York, $5,300,000; Roanoke River Upper Basin, Virginia, $200,000; Kissimmee River, Florida, $4,000,000; Sarasota County, Florida,
$2,000,000; Roseau River (Duxby Levee), Minnesota, $200,000; Trimble
Wildlife Area, Smithville Lake, Little Platte River, Missouri,
$1,570,000; Acequias Irrigation System, New Mexico, $2,000,000; Grays
Harbor, Washington, $13,000,000; Small Boat Harbor, Buffalo Harbor,
New York, $1,000,000: Provided further, That notwithstanding section
902 of the Water Resources Development Act of 1986, the Secretary of
the Army, acting through the Chief of Engineers, is directed to construct the Guadalupe River flood control project in the San Jose area
using $750,000 of the funds herein appropriated: Provided further,
That with $4,000,000 of the funds herein appropriated to remain
available until expended, the Secretary of the Army, acting through
the Chief of Engineers, is directed to award a continuing contract for
levee/floodwall construction and to continue, by continuing contracts,
other structural and nonstructural work associated with the Barbourville, Kentucky, element of the Levisa and Tug Forks of the Big
Sandy River and Upper Cumberland River project authorized by section 202 of Public Law 96-367: Provided further, That with
$17,000,000 of the funds herein appropriated to remain available until
expended, the Secretary of the Army, acting through the Chief of
Engineers, is directed to continue the work for the river diversion
tunnels and to undertake other structural and nonstructural work
associated with the Harlan, Kentucky, element of the Levisa and Tug
Forks of the Big Sandy River and Upper Cumberland River project




A-619

authorized by section 202 of Public Law 96-367 using continuing
contracts: Provided further, That with $7,850,000 of the funds herein
appropriated to remain available until expended, the Secretary of the
Army, acting through the Chief of Engineers, is directed to undertake
structural and nonstructural flood protection measures at Matewan,
West Virginia: Provided further, That no fully allocated funding
policy shall apply to construction of the Barbourville, Kentucky,
Matewan, West Virginia, and Harlan, Kentucky, elements of the
Levisa and Tug Forks of the Big Sandy River and Upper Cumberland
River project: Provided further, That with $1,000,000 of the funds
herein appropriated the Secretary of the Army, acting through the
Chief of Engineers, is directed, notwithstanding section 903(a) of the
Water Resources Development Act of 1986, to construct the Mound
State Park, Moundville, Alabama, project, authorized by section
608(a) of the Water Resources Development Act of 1986, in accordance
with the General Design Memorandum number 1 (April 1988) of the
Mobile District Engineer, and the non-Federal share of this project
shall be 25 percent: Provided further, That with $1,000,000 of the
funds herein appropriated the Secretary of the Army, acting through
the Chief of Engineers, is directed, notwithstanding section 903(a) of
the Water Resources Development Act of 1986, to construct the Fort
Toulouse, Elmore County, Alabama, project, authorized by section
608(b) of the Water Resources Development Act of 1986, in accordance
with the General Design Memorandum number 1 (April 1988) of the
Mobile District Engineer, and the non-Federal share of this project
shall be 25 percent: Provided further, That, notwithstanding section
903(a) of the Water Resources Development Act of 1986, $500,000 of
the funds herein appropriated shall be used by the Secretary of the
Army, acting through the Chief of Engineers, for construction of the
Satilla River Basin, Georgia, project, authorized by section 1151 of
Public Law 99-662: Provided further, That using $415,000 of the funds
herein appropriated the Secretary of the Army, acting through the
Chief of Engineers, is directed, immediately upon enactment of this
Act, to initiate a program of applied research, in cooperation with the
Tennessee Valley Authority, to help resolve the aquatic plant problem in Guntersville Lake, Tennessee River, Alabama, in accordance
with the research provisions of the aquatic plant control program
authorized in section 302 of Public Law 89-298: Provided further,
That using $1,500,000 of the funds herein appropriated the Secretary
of the Army, acting through the Chief of Engineers, is directed to
initiate construction of the O'Hare Reservoir, Elk Grove Township,
Illinois, as authorized in section 401(a) of Public Law 99-662 with cost
sharing in accordance with the percentages specified in section 103(a)
of the Water Resources Development Act of 1986: Provided further,
That the Secretary of the Army, acting through the Chief of Engineers, is directed to initiate remedial work on the Sacramento River
Flood Control Project levees in the Sacramento Metropolitan Area
with $3,000,000 herein appropriated for that purpose: Provided further, That the Secretary of the Army, acting through the Chief of
Engineers, is directed to initiate design and construction of the Waterloo Bridges in Waterloo, Iowa, in accordance with section 835 of
the Water Resources Development Act of 1986 using funds appropriated in the Energy and Water Development Appropriations Act, 1989,
Public Law 100-371 and the Act making further continuing appropriations for the fiscal year ending September 30, 1988, Public Law
100-202: Provided further, That the Secretary of the Army, acting
through the Chief of Engineers, is directed to use $9,900,000 of the
total sum appropriated herein for design, testing, and construction in
fiscal year 1990 of juvenile fish bypass facilities at the Little Goose,
Lower Granite, McNary, Lower Monumental, Ice Harbor and The
Dalles projects on the Columbia and Snake Rivers as described in the
report accompanying this Act: Provided further, That the Secretary of
the Army, acting through the Chief of Engineers, is directed to initiate and complete construction of the Maumee Bay State Park, Ohio,
Shoreline Protection and Beach Restoration project, using funds appropriated in the Energy and Water Development Appropriations
Act, 1989, Public Law 100-371, and the non-Federal sponsor shall
share the cost of the project in accordance with the cost sharing
requirements of the Water Resources Development Act of 1986,
Public law 99-662: Provided further, That using funds appropriated in
the Energy and Water Development Appropriation Act, 1988, Public
Law 100-202, the Secretary of the Army, acting through the Chief of
Engineers, shall make $150,000 available to the Kankakee River
project in Illinois to acquire an icebreaking boat and equipment to be
loaned to the city of Wilmington, Illinois, for a period of at least three
years in accordance with section 1101(b) of the Public Law 99-662 (100
Stat. 4224): Provided further, That, notwithstanding section 903(a) of

A-620

u
t,
a
S
C
E
St N
^ano
^Sn
i_

the budget for fiscal year

General and special funds—Continued
CONSTRUCTION, GENERAL—Continued

the Water Resources Development Act of 1986, the Secretary of the
Army, acting through the Chief of Engineers, is directed to construct
the Hamlet City Lake, Hamlet, North Carolina, project using
$3,200,000 of the funds herein appropriated: Provided further, That
the Secretary of the Army, acting through the Chief of Engineers, is
directed to use $500,000 of the funds appropriated herein to complete
a reassessment of the Manteo (Shallowbag) Bay, North Carolina,
project, including a reanalysis of a sand-bypass system and the effect
of stabilization measures undertaken by the State of North Carolina
on the overall project: Provided further, That using funds previously
appropriated and $13,000,000 of the funds herein appropriated the
Secretary of the Army, acting through the Chief of Engineers, is
directed to construct Highway 415, Segment "C" at the Saylorville
Lake, Iowa, project in accordance with terms of the relocations contract executed on June 21, 1984, between the United States Army
Corps of Engineers Rock Island District Engineer and the State of
Iowa: Provided further, That with $1,000,000 of the funds herein
appropriated the Secretary of the Army, acting through the Chief of
Engineers, is directed to initiate and complete the one-time repair
and rehabilitation of the Maeystown Creek gravity drainage structure
through the project levee of the Harrisonville and Ivy Landing Drainage and Ijevee District, number 2, Illinois, subject to the cost-sharing
provisions of Public Law 99-662: Provided further, That with
$4,000,000 of the funds herein appropriated the Secretary of the
Army, acting through the Chief of Engineers, is directed to resume
construction on the Wallisville Lake project in Texas, and to award
continuing contracts until construction is complete under the terms
and conditions signed in 1967 between the Trinity River Authority of
Texas, the city of Houston, the Chambers-Liberty Counties Navigation
District, and the Corps of Engineers, and as provided for in Public
Law 98-63: Provided further, That with $5,000,000 heretofore or
herein appropriated for the Cooper Lake and Channels project in
Texas, the Secretary of the Army, acting through the Chief of Engineers, is directed to award continuing contracts in fiscal year 1990 at
full Federal expense for additional recreation facilities at an estimated cost of $17,000,000 not exclusive to South Sulphur and Doctors
Creek Parks, as is acceptable to the State of Texas: Provided further,
That the Secretary of the Army is authorized and directed to immediately begin a reconnaissance study of the Cuyahoga River in accordance with the provisions of Public Law 99-662 using funds previously
appropriated for the Cleveland Harbor, Ohio, project: Provided further, That the Secretary of the Army, acting through the Chief of
Engineers, shall use $300,000 of the funds appropriated under this
heading for a flood control project on Loves Park Creek, Loves Park
and vicinity, Illinois, as authorized by Public Law 99-662, section 401;
and, in addition, $101,800,000, to remain available until expended, is
hereby appropriated for construction of the Red River Waterway,
Mississippi River to Shreveport, Louisiana, project and for compliance
with the directions given to the Secretary of the Army in fiscal year
1988 and 1989 Energy and Water Development Acts, Public Laws
100-202 and 100-371, respectively, regarding the construction of this
project, and the Secretary is directed to use $2,000,000 to award
continuing contracts in fiscal year 1990 for construction and completion of Lock and Dam 4, Phase I, and Lock and Dam 5, Phase I; and
of which $2,500,000 shall be used to acquire up to five thousand acres
of land in the vicinity of the Stumpy Lake/Swan Lake/Loggy Bayou
Wildlife Management area as part of the lands for the Red River
Waterway project; and with funds provided in this title or previously
appropriated to the Corps of Engineers, the Secretary further is directed to fund previously awarded and directed construction contracts
and to award continuing contracts in fiscal year 1990 for construction
and completion of each of the following features of the Red River
Waterway: in Pool 1, Vick Revetment Extension; Saline Bend Dikes,
Blakewood, Pump Bayou, and Grand Lakes Reinforcement and Dikes.
The Federal cost for construction of the Louisiana and Arkansas
Railway Bridge near Alexandria, Louisiana, authorized in Public Law
98-181 shall be increased to a limitation of $25,770,000 (July 1, 1983,
price levels) in order to avoid disruption of the Colfax Creosoting
Company]. (Energy and Water Development Appropriations Act,
1990.)




19
91

Program and Financing (in thousands of dollars)
Identification code 96-3122-0-1-301
Program by activities:
Direct program:
Advance engineering and design
00.01
Navigation projects:
Channels and harbors:
00.04
Projects specifically authorized by Congress
Projects not specifically authorized by Congress00.05
Mitigation of shore damages attributable to
00.06
navigation projects
Locks and dams
00.09
Inland waterway users board
00.10
Beach erosion control projects:
Projects specifically authorized by Congress
00.12
Projects not specifically authorized by Congress
00.13
Flood control projects:
Local protection:
Projects specifically authorized by Congress, ,,
00.16
00.17
Projects not specifically authorized by Congress..
Emergency streambank and shoreline protection.
00.18
Snagging and clearing
00.19
00.22
Reservoirs
Multiple-purpose power projects
00.25
Major rehabilitation and dam safety assurance
projects:
Navigation
00.27
Flood control
00.28
Multiple-purpose power projects
00.29
00.32
Recreation facilities at completed projects
Streambank erosion control evaluation and demonstra00.33
tion
Project modification for environmental restoration
00.35
Aquatic plant control
00.36

1989 actual

1990 est.

1991 est.

37
114,419
13,490

116,840
13,530

119,110
14,400

353
323,269
109

440
386,500
97

475
402,030
200

13,354
1,230

37,650
3,450

56,060
3,850

314,583
25,763
8,427
288
110,456
52,649

457,200
27,720
8,780
1,150
121,890
57,490

478,740
30,100
9,500
1,275
98,450
59,910

484
4,755
3,059
209

4,487
8,880
4,100

1,700
10,600
1,900

7,854

6,724

4,700
8,000

01.01 Reimbursable program

00.91

Total direct program

994,799
225,431

1,256,928
350,000

1,301,000
450,000

10.00

Total obligations

1,220,230

1,606,928

1,751,000

-248,313
-69,193
-282
-588,946
791,769
5,000

-231,100
-117,334
-252
-791,769
500,000

-324,765
-132,800
— 235
-500,000
300,000

1,110,266

966,477

1,093,200

1,110,266

980,200
-13,723

1,093,200

Financing:
Offsetting collections from:
i
Federal funds
11.00
13.00
Trust funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L 99-177
39.00
40.00
40.00

Budget authority
Budget authority:
Appropriation
Reduction pursurant to P.L. 99-177..

11

43.00

Appropriation (adjusted)

1,110,266

966,477

1,093,200

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

902,442
130,919
71,679

1,258,242
-71,679
-199,897

1,293,200
199,897
-452,563

1,105,041

986,666

1,040,534

90.00

Outlays..

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
1,110,266
1,105,041

1990 est.
966,477
986,666

1991 est.
1,093,200
1,040,534
2,000
2,000

1,110,266
1,105,041

966,477
986,666

1,095,200
1,042,534

Funds are requested for construction and related activity
for water resources development projects having navigation,
flood control, water supply, hydroelectric, and other attendant
benefits to the Nation.

c 0 r p s 0F EN6,N
F S^uISl=StS

department of defense—civil
No new construction starts are proposed for 1991, to accommodate follow-on funding requirements for the large number
of water resources projects added in the 1990 Energy and
Water Development Appropriations Act.
Funding is included to serve the interests of the environment at completed and ongoing projects, including initiating
land acquisition to mitigate environmental losses caused by
the construction of the Tennessee-Tombigbee Waterway
Project in Alabama and Mississippi. For the first time, the
budget includes a package proposal for juvenile fish mitigation in the Columbia River Basin involving funding of passage
facilities at four Corps of Engineers hydroelectric dams on the
mainstem Columbia and Snake Rivers and a detailed mitigation analysis, prepared in cooperation with regional interests,
for juvenile fish losses at Corps dams on the mainstem Columbia and Snake Rivers. Funding is also proposed for demonstration of environmental restoration techniques at completed
projects under the authority of section 1135 of the Water
Resources Development Act of 1986. Proposed legislation
would extend the program beyond its current November 1991
expiration date. Under proposed legislation for the Department of the Interior, the National Park Service will reimburse the Corps of Engineers for work it accomplishes under
authority of the Everglades National Park Protection and
Expansion Act. Corps of Engineers offsetting collections from
Federal funds include this reimbursement.

11.1
11.3
11.5
11.7
11.9
12.1
12.2
12.2
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
43.0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel

99.0
99.0

1991 est.

Total obligations

140,654
6,358
6,419
4,377

138,564
6,264
6,323
4,759

153,904
6,957
7,023
4,897

157,808
22,532

155,910
22,197

172,781
24,654

1,924
428
6,748
728
9,624
422
4,227
2,684
390,190
4,460
3,734
388,751
539

2,389
466
7,270
760
9,645
470
4,295
2,787
531,044
4,890
4,680
510,125

2,458
479
7,620
795
10,165
520
4,390
2,910
573,738
5,370
4,820
490,300

1,256,928
350,000

1,301,000
450,000

1,220,230

Subtotal, direct obligations
Reimbursable obligations

99.9

1990 est.

994,799
225,431

Total personnel compensation
Civilian personnel benefits
Military personnel benefits:
Accrued retirement
Other personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends

1,606,928

1,751,000

4,338

4,292

4,681

4,464
139

4,251
130

4,588
134

690

703

655

771
3

950
2

968
3

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours




CONSTRUCTION, GENERAL

(Proposed for later transmittal under proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 9 6 - 3 1 2 2 - 2 - 1 - 3 0 1

10.00

1989 actual

1990 est.

1991 est.

Program by activities:
Alteration of bridges (total obligations) (object class
25.0)

2,000

Financing:
40.00 Budget authority (appropriation)

71.00
73.40
74.40
90.00

2,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance transferred, net
Obligated balance, end of year

2,000
11,496
-11,496
2,000

Outlays

Proposed legislation would transfer the alteration of bridges
function from the Department of Transportation, Coast
Guard, to the Department of the Army, Corps of Engineers.
Funds are provided to finance this function pursuant to the
proposed transfer. The personnel summary for Construction,
General includes an increase of two FTE in 1991 for this
proposed transfer.

OPERATION AND MAINTENANCE, GENERAL CONSOLIDATED PROGRAM

Object Classification (in thousands of dollars)
Identification code 9 6 - 3 1 2 2 - 0 - 1 - 3 0 1

A-621

[Obligations in thousands of dollars]
Operation and maintenance, general:
Direct program:
General fund
Proposed legislation
Special recreation use fees
Transfer from Harbor maintenance trust fund:
Current law
Proposed legislation:
Reimbursable program
Rivers and harbors contributed funds (permanent appropriation)...
Total obligations

1989 actual
1,216,611

1990 est
1,178,360

15,000

19,720

159,026

161,704
16,000
3,500

192,500
293,000
16,500
4,000

1,379,284

1,412,500

15,306
3,116
1,409,059

1991 est.
1,179,500
-293,000
20,000

OPERATION AND MAINTENANCE, GENERAL

For expenses necessary for the preservation, operation, maintenance, and care of existing river and harbor, flood control, and related works, including such sums as may be necessary for the maintenance of harbor channels provided by a State, municipality or other
public agency, outside of harbor lines, and serving essential needs of
general commerce and navigation; surveys and charting of northern
and northwestern lakes and connecting waters; clearing and straightening channels; and removal of obstructions to navigation,
[$1,377,504,000] $1,389,500,000, to remain available until expended,
of which such sums as become available in the Harbor Maintenance
Trust Fund, pursuant to Public Law 99-662, may be derived from that
fund, and of which $20,000,000 shall be for construction, operation,
and maintenance of outdoor recreation facilities, to be derived from
the special account established by the Land and Water Conservation
Act of 1965, as amended (16 U.S.C. 4601)[: Provided, That $100,000 of
funds herein appropriated shall be used by the Secretary of the
Army, acting through the Chief of Engineers for operation and maintenance of existing structures and facilities of the Missouri National
Recreation River, Nebraska and South Dakota: Provided further, That
not to exceed $8,000,000 shall be available for obligation for national
emergency preparedness programs: Provided further, That $750,000 of
the funds herein appropriated shall be used by the Secretary of the
Army, acting through the Chief of Engineers, for maintenance dredging of the Los Angeles River portion of the Los Angeles-Long Beach
Harbors project: Provided further, That $50,000 of the funds herein
appropriated shall be used by the Secretary of the Army, acting
through the Chief of Engineers, to continue the Sauk Lake, Minnesota, project]. (Energy and Water Development Appropriations Act,
1990.)

A-622

?uFnd^ti^,v,L~Continued

mE

General and special funds—Continued
OPERATION AND MAINTENANCE, GENERAL—Continued

Amounts Available for Appropriation (in thousands of dollars)
Identification code 9 6 - 3 1 2 3 - 0 - 1 - 3 0 0
01.00
02.00
02.00

Unappropriated balance, start of year (special recreation
user fees)
ijcccipts
Current law
Proposed legislation

04.00
05.00
06.20

Total available for appropriation
Appropriation
Reduction pursuant to P.L. 99-177

07.00

Unappropriated balance, end of year (special recreation
use fees)

1989 actual

1990 est.

21,482

22,071

15,589

16,000

1991 est.
18,351
17,000
20,000

37,071
-15,000

38,071
-20,000
280

-20,000

22,071

18,351

35,351

55,351

the budget for fiscal year

control and multiple purpose projects for which it is responsible. Work to be accomplished consists of dredging, repair, and
operation of structures and other facilities, including recreation, all as authorized in the various River and Harbor and
Flood Control Acts. Related activities include aquatic plant
control, monitoring of completed coastal projects, wetlands
research, dredging research, removal of sunken vessels, and
the collection of domestic waterborne commerce statistics.
This request also includes funds for National Emergency Preparedness as directed in Executive Order 11490. Proposed legislation would expand authority to collect recreation user fees
on a comparable basis with other agencies. The increase in
revenues, to become effective on October 1, 1990, would allow
improvement of the program for construction, operation and
maintenance of recreation facilities consistent with public
demand.

NOTE: The receipts shown in this schedule are on deposit in Treasury account 96-5007, "Special Recreation use fees"

Program and Financing (in thousands of dollars)
Identification code 9 6 - 3 1 2 3 - 0 - 1 - 3 0 0
Program by activities:
Direct program:
Navigation projects:
00.01
Channels and harbors
00.02
Locks and dams
Flood control projects:
00.05
Reservoirs
00.06
Channel improvements, inspections, and miscellaneous maintenance
00.09
Multiple-purpose power projects
00.91
01.01
01.02
01.04

Total operation and maintenance of projects
Protection of navigation
National emergency preparedness
Recreational partnership initiative

1989 actual

1991 est.

439,003
306,186

463,870
286,950

492,720
270,710

258,735

239,480

246,695

14,484
338,608

16,690
317,360

15,5/0
327,660

1,357,016
25,867
7,754

1,324,350
26,640
7,862
932

1,353,355
29,565
8,250
830

01.92
02.01

Total direct program
Reimbursable program...

1,390,637
15,306

1,359,784
16,000

1,392,000
16,500

10.00

Total obligations

1,405,943

1,375,784

1,408,500

-9,988
-159,026
-5,536
-31,664
10,859

-10,970
-161,704
-3,785
-10,859
8,000
49

-12,500
-192,500
-3,500

1,210,588

1,196,515

1,197,000

Financing:
Offsetting collections from.11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177
39.00

Budget authority

Object Classification (in thousands of dollars)
Identification code 9 6 - 3 1 2 3 - 0 - 1 - 3 0 0

1990 est.

-8,000
5,000

40.00
40.00
40.00

Budget authority:
Appropriation
Appropriation (special recreation use fees)
Reduction pursuant to P.L. 99-177

1,195,588
15,000

1,193,504
20,000
-16,989

1,177,000
20,000

43.00

Appropriation (adjusted)

1,210,588

1,196,515

1,197,000

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1,231,393
250,854
-212,577

1,199,325
212,577
-227,310

1,200,000
227,310
-230,400

1,269,671

1,184,592

11.1
11.3
11.5
11.7
11.9
12.1
12.2
12.2
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
43.0
99.0
99.0
99.9

Outlays

Total:
Budget authority
Outlays

1989 actual
1,210,588
1,269,671

1990 est.
1,196,515
1,184,592

1,196,515
1,184,592

1991 est.

Subtotal, direct obligations
Reimbursable obligations
Total obligations

403,873
85,625
23,916
1,116

419,817
89,005
24,860
1,201

420,391
89,127
24,894
1,236

514,530
62,747

534,883
65,224

535,648
65,314

492
109
17,406
2,443
16,861
2,448
15,444
4,138
555,024
55,434
27,171
115,311
4
1,075

603
118
18,120
2,530
16,940
2,484
16,046
4,320
509,750
56,886
28,310
103,570

621
121
18,940
2,620
17,790
2,688
16,658
4,650
528,860
58,220
29,770
110,100

1,390,637
15,306

1,359,784
16,000

1,392,000
16,500

1,375,784

1,408,500

Direct: Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

13,570

13,636

13,268

14,132
373

14,200
360

13,817
352

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

30
28

23
21

24
22

OPERATION AND MAINTENANCE, GENERAL

(Proposed for later transmittal under proposed legislation)
Program and Financing (in thousands of dollars)

1991 est.
1,197,000
1,196,910

Identification code 9 6 - 3 1 2 3 - 2 - 1 - 3 0 0

10.00

Program by activities:
Total obligations

13.00

Financing:
Trust Funds

904,000
962,510

Funds are requested for operation, maintenance, and related activities of the Corps of Engineers at the navigation, flood




est.

1,405,943

Total personnel compensation
Civilian personnel benefits
Military personnel benefits:
Accrued retirement
Other personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Interest and dividends

-293,000
-234,400
1,210,588
1,269,671

1990

Personnel Summary

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel

1,196,910

90.00

19
91

40.00

71.00

Budget authority (appropriation)..
Relation of obligations to outlays:
Obligations incurred, net

9 actual

1990 est.

1991 est.

-293,000
-293,000

-293,000

department
74.40
90.00

of

CORPS OF ENGINEERS—CIVIL—Continued
Federal Funds—Continued

defense—civil

Obligated balance, end of year...

58,600

Outlays

-234,400

Proposed legislation would increase the ad valorem user fee
imposed on applicable commercial cargo to cover 100 percent,
rather t h a n the current 40 percent, of harbor maintenance
program costs, increasing to an estimated $ 4 8 5 million in 1991
the a m o u n t to be provided by users for harbor maintenance.

REGULATORY PROGRAM

For expenses necessary for administration of laws pertaining to
regulation of navigable waters, including bridges, and wetlands,
[$69,427,000] $75,100,000, to remain available until expended.
(Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 96-3126-0-1-301

1989 actual

1990 est.

1991 est.

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
43.0

46,398
13,789
1,021
798
257

47,938
17,329
2,017
1,174
611

53,830
18,750
1,850
650
520

10.00

62,263

69,069

-625
2,114

-2,114
1,500

-1,500
1,000

39.00

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

43.00

Appropriation (adjusted)

63,752

68,455

75,100

62,263
1,506
-4,337

69,069
4,337
-1,923

75,600
1,923
-2,755

59,432

71,483

74,768

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

Total:
Budget authority
Outlays

1989 actual
63,752
59,432

1990 est.
68,455
71,483

1991 est.
75,100
74,768
4,000
4,000

63,752
59,432

68,455
71,483

79,100
78,768

This appropriation provides for salaries and related costs to
administer laws pertaining to regulation of activities affecting
navigable waters and wetlands, including bridges, in accordance with the Rivers a n d Harbors A c t of 1899, the Clean
W a t e r A c t of 1977, and the M a r i n e Protection, Research and
Sanctuaries A c t of 1972. U n d e r provisions of the Interoffice
Appropriation A c t of 1952 (31 U S C 9701), revised fee schedules
are proposed to provide offsetting revenues estimated at $17
million in 1991.
Object Classification (in thousands of dollars)
Identification code 96-3126-0-1-301
11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation


http://fraser.stlouisfed.org/
250-298 O-1990-31 QL3
Federal Reserve Bank of St. Louis

Identification code 96-3126-2-1-301

10.00

1,113
9

1,250
17

1,315
17

1989 actual

1990 est.

Program by activities:
Bridge administration (total obligations) (object class
25.0)

71.00

75,100

[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1,263

Program and Financing (in thousands of dollars)

75,100

69,427
-972

Outlays

1,201

(Proposed for later transmittal under proposed legislation)

68,455

63,752

90.00

1,069

Total number of full-time permanent positions
Total compensable workyears
Full-time equivalent employment
Full-time equivalent of overtime and holidays hours

63,752

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

75,600

1989 actual
34,343
2,758
821

1990 est.
39,901
3,204
954

1991 est.
43,199
3,469
1,033

4,000

Relation of obligations to outlays:
Obligations incurred, net

90.00

1991 est.

4,000

Financing:
40.00
Budget authority (appropriation)

40.00
40.00

71.00
72.40
74.40

69,069

Personnel Summary

75,600

21.40
24.40

47,701
8,268
2,100
110
1,345
210
705
590
11,466
1,835
590
680

62,263

Total obligations

44,059
7,637
1,810
95
1,266
188
635
545
10,115
1,544
525
650

REGULATORY PROGRAM

Program by activities:
00.01 Permit evaluation
00.03 Enforcement
00.05 Studies
00.07 Environmental impact statements
00.09 Other regulations
Total obligations

37,922
6,753
1,668
81
1,215
207
579
517
11,215
1,391
498
132
85

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends

99.9

A-623

4,000
4,000

Outlays

Proposed legislation would transfer the bridge administration function from the D e p a r t m e n t of Transportation, Coast
Guard, to the D e p a r t m e n t of the A r m y , Corps of Engineers.
Funds are provided to finance this function pursuant to the
proposed transfer. T h e personnel s u m m a r y for the Regulatory
Program includes an increase of 53 F T E in 1991 for the proposed transfer.

FLOOD CONTROL AND COASTAL EMERGENCIES

For expenses necessary for emergency flood control, hurricane, and
shore protection activities, as authorized by section 5 of the Flood
Control Act, approved August 18, 1941, as amended, $25,000,000, to
remain available until expended.
Program and Financing (in thousands of dollars)
Identification code 96-3125-0-1-301

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program-.
00.01
Disaster preparedness
00.02
Emergency operations
00.03
Rehabilitation
00.04
Advances measures

12,780
1,970
617
1,166

13,920
5,180
8,150
1,733

14,450
3,020
9,890
2,640

00.91
01.01

Total direct program
Reimbursable program

16,533
2,272

28,983
70,000

30,000
20,000

10.00

Total obligations

18,805

98,983

50,000

-5,388
-32,210
38,793

-70,190
-38,793
10,000

-20,000
-10,000
5,000

Financing:
11.00 Offsetting collections from-. Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00
71.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net

20,000
13,417

25,000
28,793

30,000

35 ?u^^ nti^r

A-624

E

civil continued

"

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

00.05
00.06

FLOOD CONTROL AND COASTAL EMERGENCIES—Continued

00.10
00.11

Program and Financing (in thousands of dollars)—Continued
Identification code 96-3125-0-1-301
72.40
74.40
90.00

1989 actual

Obligated balance, start of year
Obligated balance, end of year

1990 est.
-9,658
10,000

-10,000
5,000

22,285

29,135

25,000

This activity provides for flood emergency preparation,
flood fighting and rescue operations, and repair of flood control and Federal hurricane or shore protection works. It also
provides for emergency supplies of clean water where the
source has been contaminated and, in drought distressed
areas, provision of adequate supplies of water for human and
livestock consumption. In the event of a major flood or coastal
emergency, additional funds may be requested.
Object Classification (in thousands of dollars)
Identification code 96-3125-0-1-301

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
43.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

5,713
127
91

6,633
1,027
670
45
341
35
340
81
17,256
660
365
1,530

5,931
919
700
30
348
39
360
88
18,620
690
395
1,880

16,533
2,272

28,983
70,000

30,000
20,000

18,805

Total obligations

6,389
142
102

6,693
1,036
609
56
334
64
302
75
5,843
515
335
667
4

Subtotal, direct obligations
Reimbursable obligations

40.00
40.00
43.00

71.00
72.40
74.40
90.00

6,398
101
194

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends

39.00

98,983

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

184

153

191
3

183
4

159
6

1
2

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

177

56
57

20
21

GENERAL EXPENSES

For expenses necessary for general administration and related functions in the office of the Chief of Engineers and offices of the Division
Engineers; activities of the Board of Engineers for Rivers and Harbors, the Coastal Engineering Research Board, the Engineer Automation Support Activity, and the Water Resources Support Center,
[$128,800,000] $136,100,000, to remain available until expended.
(Energy and Water Development Appropriations Act, 1990.)

127,931

136,600

- 918
1,934

-1,934
1,000

-1,000
500

126,997

136,100

122,600

128,800
-1,803

136,100
•.

126,997

136,100

127,931
25,477
-24,400

136,600
24,400
-26,721

129,008

134,279

Support centers—
Engineer Automation Support Activity.—Provides a central data processing service for a variety of ADP applications.
Water Resources Support Center. —Performs studies and
analyses for meeting national objectives. Develops planning
techniques for comprehensive management and development of the Nation's water resources. Manages the Washington level review of all proposed water resources projects.
Object Classification (in thousands of dollars)
1989 actual

Identification code 96-3124-0-1-301

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

5,372
6,467

Executive direction and management.—The Office, Chief of
Engineers, and 11 division offices supervise work in 36 district
offices.
Board of Engineers for Rivers and Harbors.—The Board
reviews reports on proposed projects and makes advisory recommendations to the Chief of Engineers.
Coastal Engineering Research Board.—The Board provides
policy guidance, reviews and plans requirements for conducting coastal engineering research and development, and recommends research project priorities.

50,000

Personnel Summary

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

6,738
6,066

122,815

Budget authority

4,558
3,921

121,585
26,707
-25,477

Total obligations

534
286

122,600

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

478
259

122,600

10.00

2,854
255

121,585

1991 est.

-790
9,658

Outlays

Board of Engineers for Rivers and Harbors
Coastal Engineering Research Board
Support centers:
Engineer Automation Support Activity
Water Resources Support Center

11.1
11.3
11.5
11.7
11.9
12.1
12.2
12.2
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
99.9

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel

1990 est.

1991 est.

65,938
1,465
1,054
3,394

Total obligations

71,595
1,591
1,145
3,613

71,851
9,903

74,951
10,340

77,944
10,828

1,496
332
5,842
328
5,585
1,064
6,029
2,295
13,592
1,362
1,506
400

1,663
343
5,900
370
5,625
1,081
6,480
2,332
15,101
1,770
1,560
415

1,784
353
5,980
525
6,075
1,116
6,990
2,450
18,535
1,890
1,695
435

121,585

Total personnel compensation
Civilian personnel benefits
Military personnel benefits:
Accrued retirement
Other personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

68,811
1,529
1,100
3,511

127,931

136,600

1,634

1,658

1,676

1,711
11

1,726
12

1,745
12

Program and Financing (in thousands of dollars)
Identification code 9&-3124-0-1-301
Program by activities:
Executive direction and management:
00.01
Office, Chief of Engineers
00.02
Division offices




1989 actual

46,838
63,159

1990 est.

46,970
67,420

1991 est.

52,427
71,514

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

c0rps

department of defense-civil
FLOOD CONTROL, MISSISSIPPI RIVER AND TRIBUTARIES CONSOLIDATED
PROGRAM
[Obligations in thousands of dollars]
Flood control, Mississippi River and tributaries:
1989 actual
Direct program
322,462
Reimbursable program
476
Rivers and harbors contributed funds (permanent appropriation)...
2,139

1990 est
337,046
400
2,500

1991 est
343,500
400
3,000

339,946

71.00
72.40
74.40

0 E GS
F N ' trfunJtS!!liS

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

A-625

322,462
113,109
-115,198

337,046
115,198
-80,086

343,500
80,086
-90,351

320,373

372,158

333,235

346,900

90.00

Outlays

Funds are requested for planning, construction, and operation and maintenance activities associated with the Mississippi River and Tributaries water resources development
project located in the Lower Mississippi Valley from Cape
FLOOD CONTROL, MISSISSIPPI RIVER AND TRIBUTARIES, ARKANSAS,
Girardeau, Missouri, to the Gulf of Mexico.
ILLINOIS, KENTUCKY, LOUISIANA, MISSISSIPPI, MISSOURI, AND TENNESSEE
No new reconnaissance studies or construction projects are
proposed for 1991, consistent with recommendations for the
(INCLUDING TRANSFER OF FUNDS)
Construction, General and General Investigations appropriaFor expenses necessary for prosecuting work of flood control, and
tions.
rescue work, repair, restoration, or maintenance of flood control
Funds are requested to continue the Yazoo Basin Study
projects threatened or destroyed by flood, as authorized by law (33
U.S.C. 702a, 702g-l), [$336,000,000] $334,500,000, to remain available reformulation report, which will identify alternative plans for
until expended: Provided, That not less than $250,000 shall be avail- achieving greater levels of environmental and urban-flood proable for bank stabilization measures as determined by the Chief of tection. In addition, funds are requested to initiate mitigation
Engineers to be advisable for the control of bank erosion of streams preconstruction engineering and design for completed portions
in the Yazoo Basin, including the foothill area, and where necessary of the Yazoo Backwater Project in Mississippi.
such measures shall complement similar works planned and constructed by the Soil Conservation Service and be limited to the area
Object Classification (in thousands of dollars)
of responsibility mutually agreeable to the District Engineer and the
State Conservationist [: Provided further, That the Secretary of the Identification code 96-3112-0-1-301
1989 actual
1990 est.
1991 est.
Army is directed to provide $1,000,000 from funds appropriated by
Direct obligations:
Public Law 100-371 (102 Stat. 859) for Flood Control, Mississippi
Personnel compensation:
River and Tributaries, to the United States Department of Agricul11.1
Full-time permanent
69,037
67,081
66,679
ture, Soil Conservation Service, to be expended for engineering and
Other than full-time permanent
11.3
4,354
4,381
4,508
design of the Johns Creek project, as authorized by section 401(a) of
Other personnel compensation
11.5
8,297
8,061
8,013
Public Law 99-662 (100 Stat. 4124): Provided further, That the Secre- 11.7
Military personnel
713
693
670
tary of the Army, acting through the Chief of Engineers, is directed
to proceed with design and construction of a replacement for the
82,535
80,236
11.9
Total personnel compensation
79,716
10,907
11,255
Civilian personnel benefits
10,933
12.1
Motor Vessel MISSISSIPPI using funds available under this approMilitary personnel benefits:
priation in order to complete construction of the replacement vessel
358
Accrued retirement
295
348
by the end of calendar year 1991: Provided further, That using previ- 12.2
Other personnel
68
70
66
12.2
ously appropriated funds, the Secretary of the Army, acting through
2,445
2,604
2,325
21.0
Travel and transportation of persons
the Chief of Engineers, is directed to reimburse the local interests for
237
265
Transportation of things
250
22.0
the Federal share of the cost of relocation of United States Highway
2,354
2,375
Rental payments to GSA
2,340
23.1
71 bridge in St. Landry Parish, Louisiana, carried out by local inter75
78
72
23.2
Rental payments to others
ests as authorized by section 824 of Public Law 99-662: Provided
4,350
4,170
4,020
Communications, utilities, and miscellaneous charges...
23.3
further, That the Secretary of the Army, acting through the Chief of 24.0
1,640
1,565
1,491
Printing and reproduction
129,911
116,047
124,101
Other services
25.0
Engineers, is directed to utilize $2,500,000 of previously appropriated
7,765
7,580
5,110
Supplies and materials
26.0
funds to initiate and complete construction of a land side seepage
3,300
3,116
3,220
Equipment
31.0
berm to correct a project deficiency at the Mississippi River, Memphis
94,557
97,200
99,800
Land and structures
32.0
Harbor, Tennessee]. (Energy and Water Development Appropriations
1,858
Interest and dividends
43.0
Act, 1990.)
Total obligations

325,077

99.0
99.0

Program and Financing (in thousands of dollars)
Identification code 96-3112-0-1-301

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
General investigations
00.03
Construction
00.04
Dam safety assurance
00.05
Maintenance

5,276
195,535
349
121,302

2,885
219,836
580
113,745

3,175
224,040
670
115,615

00.91
01.01

Total direct program
Reimbursable program

322,462
476

337,046
400

343,500
400

10.00

Total obligations

322,938

337,446
-400
-25,753
19,000
3

-400
-19,000
10,000

337,980

330,296

334,500

337,980

336,000
-4,704
-1,000

334,500

337,980

330,296

334,500

337,046
400

343,500
400

322,938

Total obligations

322,462
476

337,446

343,900

2,286

2,288

2,160

2,380
296

2,382
310

2,249
310

4

4

4

343,900

-476
-10,235
25,753

99.9

Subtotal, direct obligations
Reimbursable obligations

14.00
21.40
24.40
27.00
39.00

40.00
40.00
41.00
43.00

Financing:
Offsetting collections from: Non-Federal sources
Unobligated balance available, start of year
Unobligated balance available, end of year
Reduction pursuant to P.L. 99-177
Budget authority

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Appropriation (adjusted)




Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total compensable workyears: Full-time equivalent employment

PERMANENT APPROPRIATIONS

Amounts Available for Appropriation (in thousands of dollars)
Identification code 96-9921-0-2-999

1989 actual

1990 est.

1991 est.

01.00
02.00

Unappropriated balance, start of year
Receipts

1,652
6,086

1,800
5,148

1,900
5,148

04.00
05.00

Total available for appropriation
Appropriation

7,738
-5,938

6,948
-5,118

7,048
-5,048

A-626

mE ? u

Fnd^ti^,v,L~Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued
PERMANENT APPROPRIATIONS—Continued

Amounts Available for Appropriation (in thousands of dollars)—Continued
Identification code 96-9921-0-2-999
06.20
07.00

Unappropriated balance, end of year

1989 actual

1990 est.

Reduction pursuant to P.L 99-177

1991 est.

70
1,800

1,900

2,000

Program and Financing (in thousands of dollars)
Identification code 96-9921-0-2-999
Program by activities:
Hydraulic mining in California, debris fund
Maintenance and operation of dams and other improvements of navigable waters
00.03 Payments to States

00.01
00.02

10.00

71.00
72.40
74.40
90.00

1990 est.

1991 est.

Budget authority (appropriation) (permanent,
indefinite, special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Distribution of budget authority by account:
Hydraulic mining in California, debris fund
Maintenance and operation of dams and other improvements
of navigable waters
Payments to States
Distribution of outlays by account:
Hydraulic mining in California, debris fund
Maintenance and operation of dams and other improvements
of navigable waters
Payments to States

99.9

824
97
89
8
22
57
73
4
5,105
426
109
124
4,878

941
112
70
5
25
69
85
3
5,006
490
10
185
5,000

10,509

12,001

23
24

Total obligations

932
110
65
5
25
67
80
3
2,712
450
10
160
5,890

11,816

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
*
Rental payments to GSA
i
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

19
20

19
20

Personnel Summary
48

47

49

6,890
4,878

4,572
5,890

6,952
5,000

11,816

10,509

12,001

-11,774
10,461

-10,461
11,952

-11,952
11,951

10,504

12,000

12,000

11,816
101
-70

10,509
70
-79

12,001
79
-80

11,848

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

1989 actual

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0

10,500

12,000

48

48

48

4,567
5,890

6,952
5,000

6,952
5,000

96

47

49

6,874
4,878

4,563
5,890

6,951
5,000

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Intragovernmental funds:
[REVOLVING

Program and Financing (in thousands of dollars)
Identification code 96-4902-0-4-301

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Plant and equipment services
00.02
Warehousing
00.03
Shop and facility services
00.04
General administrative services

90,965
2,606
873,000
1,117,054

91,000
3,000
873,000
1,123,000

91,000
3,000
870,000
1,036,000

00.91

2,083,625

2,090,000

2,000,000

12,028
4,247
17,009
40,142
14,595

10,000
13,000
14,000
62,000
11,000

25,000
12,000
19,000
36,000
8,000

88,021

110,000

100,000

2,171,646

2,200,000

2,100,000

-2,159,728
-7,000

-2,183,494
-7,000

-2,091,000
-7,000

-19,564

-14,646

-15,000

14,646

15,000

13,000

01.01
01.02
01.03
01.04
01.05

Total operating expenses
Capital investment:
Land and structures
Dredges
Other floating plant
Land-based equipment
Tools, office furniture, and equipment

Hydraulic mining in California, debris fund.—Fees paid by 01.91
Total capital investment
mine operators in the Sacramento and San Joaquin basins for
10.00
Total obligations
depositing mine debris in restraining works are used for their
maintenance.
Financing:
Maintenance and operation of dams and other improvements
of navigable waters.—License fees are levied by the Depart- 11.00
14.00
ment of Energy for private construction, operation and maintenance of dams, conduits, and reservoirs. Half of the fees
collected are used for maintenance and operation of Federal
dams and other navigation structures, and for improvement
of navigable waters. License fees are also levied by the Department of Energy for benefits accruing directly as the result
of headwater improvements by Federal projects. One hundred
percent of these fees collected are used for maintenance and
operation of Federal dams and other navigation structures,
and for improvement of navigable waters.
Payments to States.—Three-fourths of the money received
from lease of Federal lands acquired for flood control, navigation, and allied purposes is paid to the State in which such
property is situated for public schools, roads, or other expenses of county government.

FUND]

[For continued acquisition of the Corps of Engineers Automation
Plan, $10,000,000, to remain available until expended. (33 U.S.C.
576.)] (Energy and Water Development Appropriations Act, 1990.)

21.90
24.90
39.00

40.00
40.00
43.00

71.00
72.90
74.90
90.00

Offsetting collections from:
Federal funds
Non-Federal sources
Unobligated balance available, start of year:
Fund balance
Unobligated balance available, end of year: Fund
balance

9,860

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

10,000
-140
9,860

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance....
Obligated balance, end of year: Fund balance
Outlays

4,919
216,324
-213,984
7,259

9,506
213,984
-215,602
7,8!

2,000
215,602
-215,630
1,972

Object Classification (in thousands of dollars)
Identification code 96-9921-0-2-999
11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation




1989 actual
662
142
20

1990 est.
841
39
52

1991 est.
848
40
53

The fund provides for the acquisition, operation, and maintenance of plant and equipment used in civil works functions;
for temporary financing of services chargeable to civil appropriations; and for furnishing facilities and services for military functions of the Department of the Army, other governmental agencies and private persons (33 U.S.C. 576).

c0rps

department of defense—civil
Object Classification (in thousands of dollars)
Identification code 96-4902-0-4-301

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

74.40
1990 est.

1991 est.

10,754
891
1,098

11,945
989
1,219

12,743
1,350
11,847
1,405
23,550
35,728
1,918,630
76,442
76,007
13,944

13,753
1,457
11,730
1,440
23,000
35,000
1,946,120
77,000
76,500
14,000

14,153
1,500
11,155
1,475
23,000
35,000
1,846,217
77,500
77,000
13,000

2,171,646

Total obligations

11,607
961
1,185

2,200,000

332

347

347

346
13

361
3

361
3

INLAND WATERWAYS TRUST FUND

Amounts Available for Appropriation (in thousands of dollars)
1990 est.

1991 est.

01.01
01.02

Unappropriated balance, start of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount

315,533
-358

307,926
-358

260,734

02.01
02.02

Receipts:
Inland waterway fuel tax
Interest and profits on investments

47,020
15,017

50,100
20,400

58,100
14,800

62,037

70,500

72,900

377,212
358
-69,644

378,068
358
-119,000
1,666

_ g

2

7

-46,483

-52,669

60,630

91,449

126,614

The Inland Waterways Trust Fund was established in accordance with the Inland Waterways Revenue Act of 1978,
Public Law 95-502, and amended by the Water Resources
Development Act of 1986, Public Law 99-662. Revenue is derived from taxes imposed on fuel in vessels engaged in commercial waterway transportation and is used for 50 percent of
the construction and rehabilitation costs of specified inland
waterway projects. See "Construction, General" for appropriation language.

RIVERS AND HARBORS CONTRIBUTED FUNDS

Program and Financing (in thousands of dollars)
1989 actual

Program by activities:
General investigations:
00.01
Where required for an authorized Federal study
00.02
Where not required for an authorized Federal study
Construction:
00.03
Where required for an authorized Federal project
00.04
Where not required for an authorized Federal project...
Flood control, Mississippi River and tributaries-.
00.05
Where required for an authorized feature
00.06
Where not required for an authorized feature
Maintenance:
00.07
Where required for an authorized Federal project
00.08
Where not required for an authorized Federal project...
10.00

1989 actual

a

-20,598

Outlays

Identification code 96-8862-0-7-301

Trust Funds

Identification code 20-8861-0-7-301

ENGINEERS-CIVIL-Continued

Obligated balance, end of year

2,100,000

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

90.00

0F

1990 est.

1991 est.

12,000
1,300

18,000
1,500

87,974
21,850

110,000
27,820

145,500
30,400

2,139
65

2,500
80

3,000
100

3,116
2,496

3,500
2,800

4,000
3,000

125,346

160,000

205,500

-53,629
57,878

-57,878
57,878

-57,878
57,878

129,596

160,000

205,500

125,346
61,270
-51,477

160,000
51,477
-51,477

205,500
51,477
-51,477

135,139

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

6,488
1,218

160,000

205,500

333,634

01.00

02.99
04.00
04.10
05.00
06.20

Total receipts
Total:
Available for appropriation
Not available for obligation (unrealized discount)
Appropriation
Reduction pursuant to P.L. 99-177

Unappropriated balance, end of year:
Treasury balance
U.S. securities:
07.01
Par value
07.02
Unrealized discount

260,734

200,834

Program and Financing (in thousands of dollars)
Identification code 20-8861-0-7-301

10.00

Program by activities:
Total obligations (object class 25.0)

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

1989 actual

1990 est.

1991 est.

69,193

117,334

132,800

452

-452
452

-452
452
132,800

39.00

Budget authority

69,644

117,334

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

69,644

119,000
-1,666

132,800

69,644

117,334

132,800

69,193
12,035

117,334
20,598

132,800
46,483

43.00

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year




71.00
72.40
74.40
90.00

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

-132^800

07.00

307,926
-358

60.00

[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
129,596
135,139

1990 est.
160,000
160,000

1991 est.
205,500
205,500
1,500
1,500

129,596
135,139

160,000
160,000

207,000
207,000

Funds are contributed by non-Federal interests for expenditure on improvements of rivers and harbors. This includes
cash contributions by terms of agreements with non-Federal
interests for study, design, construction and maintenance of
authorized Federal projects as well as other non-Federal contributions.
Object Classification (in thousands of dollars)
Identification code 96-8862-0-7-301

11.1
11.3
11.5
11.9

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation

1989 actual

1990 est.

1991 est.

17,504
173
584

23,758
235
792

22,987
227
766

18,261

24,785

23,980

A-628

T?«SF^

THE BUDGET FOR FISCAL YEAR 1991

RIVERS AND HARBORS CONTRIBUTED FUNDS—Continued

05.03

Object Classification (in thousands of dollars)—Continued
Identification code 96-8862-0-7-301
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0

1989 actual

Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

1990 est.

1991 est.

3,539
570
50
443
14
174
142
77,088
330
154
52,711

3,424
800
80
553
28
223
175
104,382
414
253
71,188

125,346

Total obligations

2,607
482
18
288
7
109
118
68,777
267
102
34,310

160,000

Department of the Treasury: Saint Lawrence Seaway
toll rebate program
Department of Commerce:
National Oceanic and Atmospheric Administration:
Commerical navigation and related activities:

-10,700

-10,210

-10,500

-45,481

05.04

205,500

05.99
06.20
07.00
07.01
07.02

-180,823

Total appropriations..,
Reduction pursuant to P.L 99-177
Unappropriated balance, end of year:
Treasury balance
U.S. securities:
Par value
Unrealized discount..

-183,290
2,296

-552,230

10,720
-200

24,514

96,550

Program and Financing (in thousands of dollars)
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Identification code 96-8863-0-7-301
526
548

691
719

649
676

RIVERS AND HARBORS CONTRIBUTED FUNDS

10.00

Program and Financing (in thousands of dollars)

10.00

1989 actual

1990 est.

Program by activities:
General investigations (total obligations) (object class
25.0)

1991 est.

40.00
40.00
43.00

1,500

Financing:
40.00 Budget authority (appropriation)

Program by activities:
Operation and maintenance of commercial navigation
harbors (total obligations) (object class 25.0)

71.00

1990 est.

1991 est.

161,704

192,500

164,000
-2,296

192,500

161,704

192,500

159,026

161,704

192,500

159,026

Relation of obligations to outlays:
Obligations incurred, net

192,500

159,026

Appropriation (adjusted)

161,704

159,026

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

159,026
159,026

Financing:
39.00 Budget authority

(Proposed for later transmittal under proposed legislation)

Identification code 96-8862-2-7-301

1989 actual

161,704

192,500

1,500
90.00

Relation of obligations to outlays:
71.00 Obligations incurred, net

1,500

90.00

Outlays

1,500

Outlays

Proposed legislation would authorize phasing in over three
years a plan to collect funds from non-Federal interests for
expenditure on Corps of Engineers Flood Plain Management
Services and Planning Assistance to States programs. The
Federal cost share for these programs would be funded under
the General Investigations account.

Amounts Available for Appropriation (in thousands of dollars)

Unappropriated balance, end of year:
Treasury balance
U.S. securities:
01.01
Par value
01.02
Unrealized discount

1989 actual

1990 est.

1991 est.

01.00

02.01
02.01
02.02
02.03
02.03

Receipts:
Harbor maintenance user fees
Proposed legislation
Saint Lawrence Seaway tolls
Interest on investments
Proposed legislation

02.99

Total receipts
Total:
04.00
Available for appropriation
04.10
Not available for obligation (unrealized discount)
Appropriations:
05.01
Saint Lawrence Seaway Development Corporation
Army Corps of Engineers, Civil: Operation and maintenance of commercial navigation harbors:
05.02
Current law
05.02




[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

HARBOR MAINTENANCE TRUST FUND

Identification code 96-8863-0-7-301

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

8,441
-200

10,720
-200

24,514

166,000

180,000

9,806
7,295

10,210
7,074

190,000
403,750
10,500
6,642
13,374

183,102

197,284

624,266

191,343
200

207,804
200

648,780

-11,097

-11,376

-10,749

-159,026

-164,000

-192,500
-293,000

1989 actus!
159,026
159,026

1990 est.
161,704
161,704

1991 est.
192,500
192,500
293,000
293,000

159,026
159,026

161,704
161,704

485,500
485,500

The Harbor Maintenance Trust Fund was established in
accordance with the Harbor Maintenance Revenue Act of
1986 (Public Law 99-662, Title XIV). Under existing law, revenue is derived from: (1) receipts from a 0.04 percent ad valorem user fee imposed on commercial cargo loaded and unloaded at specified U.S. ports open to public navigation, and (2)
collection of charges and tolls imposed by the Saint Lawrence
Seaway Development Corporation.
The Harbor Maintenance Revenue Act also authorized expenditures from the Trust Fund to fully finance the operation
and maintenance of the Corporation, to finance up to 40
percent of Corps of Engineers' harbor operation and maintenance (O&M) costs, including O&M costs associated with
Great Lakes navigational projects, and to rebate the U.S.
portion of tolls paid on the Seaway.
For appropriation language, see the following accounts:
Army Corps of Engineers, Civil "Operation and Maintenance,
General"; St. Lawrence Seaway Development Corporation
"Operation and maintenance"; and Department of the Treasury "St. Lawrence Seaway toll rebate program".

department of

RETIREMENT
Trust Funds

defense—civil

(Proposed for later transmittal under proposed legislation)

1990 est.

PAYMENT TO MILITARY RETIREMENT FUND

1991 est.

Program and Financing (in thousands of dollars)

Program by activities:
Total obligations (object class 25.0)..

293,000

Financing:
40.00 Budget authority (appropriation)...

293,000

10.00

Federal Funds
General and special funds:

Program and Financing (in thousands of dollars)
} actual

nc>(\

MILITARY RETIREMENT

HARBOR MAINTENANCE TRUST FUND

Identification code 96-8863-2-7-301

A

Relation of obligations to outlays:
71.00 Obligations incurred, net

293,000

90.00

Identification code 97-0040-0-1-054

10.00

Under proposed legislation, additional revenue would be
derived from an increase in the ad valorem user fee imposed
on applicable commercial cargo from 0.04 percent to 0.125
percent. The legislation would increase to 100 percent the
amount of the Operation and Maintenance, General harbor
maintenance costs that can be financed by the Trust Fund. In
addition, a portion of the increased revenue would be used to
fund certain National Oceanic and Atmospheric Administration (NOAA) programs that benefit the commercial navigation
industry.

71.00
90.00

1991 est.

10,596,000

11,200,000

9,782,000

Relation of obligations to outlays:
Obligations incurred, net

1990 est.

9,782,000

Program by activities:
Total obligations (object class 13.0)

Financing:
60.00 Budget authority (appropriation) (permanent, indefinite)

293,000

Outlays

1989 actual

10,596,000

11,200,000

9,782,000

10,596,000

11,200,000

9,782,000

Outlays

10,596,000

11,200,000

The 1991 payment to the military retirement fund includes
funds for the amortization of the unfunded liability for all
retirement benefits earned by military personnel for service
prior to 1985. The amortization schedule for the unfunded
liability was determined by the DOD Retirement Board of
Actuaries. Included in the unfunded liability are the consolidated requirements of the military departments to cover: (a)
retired officers and enlisted personnel of the Army, Navy,
Marine Corps, and Air Force; (b) retainer pay of enlisted
personnel of the Fleet Reserve of the Navy and Marine Corps;
and (c) survivors benefits.

ADMINISTRATIVE PROVISIONS

Appropriations in this title shall be available for expenses of atRETIRED PAY, DEFENSE
tendance by military personnel at meetings in the manner authorized
Program and Financing (in thousands of dollars)
by section 4110 of title 5, United States Code, uniforms, and allowances therefor, as authorized by law (5 U.S.C. 5901-5902), and for
Identification code 97-0030-0-1-602
1989 actual
1990 est.
printing, either during a recess or session of Congress, of survey
reports authorized by law, and such survey reports as may be printed
Relation of obligations to outlays:
during a recess of Congress shall be printed, with illustrations, as
71.00 Obligations incurred, net
documents of the next succeeding session of Congress; not to exceed 77.00 Adjustments in expired accounts..
1,598
$5,000 for official reception and representation expenses; and during
Outlays..,
1,598
90.00
the current fiscal year the revolving fund, Corps of Engineers, shall
be available for purchase (not to exceed [150] 170 for replacement
only) and hire of passenger motor vehicles.

1991 est.

Trust Funds
MILITARY RETIREMENT FUND

Program and Financing (in thousands of dollars)

[GENERAL PROVISIONS]

The following sections are proposed for deletion and do not appear
Identification code 97-8097-0-7-602
below:
Sec. 101-114 Provisions authorizing various water resources develop-Program by activities:
ment projects and activities, modifications to previous project authori- Nondisability
00.01
zations, and other Civil Works activities. (Energy and Water Develop- Temporary disability
00.02
00.03 Permanent disability
ment Appropriations Act, 1990.)
00.04
00.05

10.00
ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are shown in the schedules of the parent appropriation as follows:
Operations, Research, and Facilities, National Oceanic and Atmospheric Administration,
Department of Commerce.
Energy, Supply, Research and Development Activities, Operating Expenses, Department
of Energy.
Construction, National Park Service, Department of the Interior.
Federal Highway Administration, Department of Transportation.
Federal Buildings Fund, General Services Administration.
Acquisition and Construction of Radio Facilities, United States Information Agency.
Appalachian Regional Development Programs.
Environmental Protection Agency.




Fleet Reserve
Survivors' benefits

Total obligations (object class 42.0).

Financing:
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
Treasury balance
U.S. securities:
21.41
Par value
21.42
Unamortized premium or discount, net
21.42
Interest purchased
Unobligated balance available, end of year:
24.40
Treasury balance
U.S. securities:
24.41
Par value
24.42
Unamortized premium or discount, net
24.42
Interest purchased

1989 actual

1990 est.

1991 est.

17,345,791
98,563
1,334,543
670,587
847,600

18,383,200
104,300
1,414,100
710,800
897,000

19,510,000
110,800
1,500,700
754,300
952,000

20,297,084

21,509,400

22,827,800

-2,645

-8,223

-3,000

-39,750,225
-10,072,809
-56,841

-51,843,743
-11,597,957
-53,923

-67,447,643
-8,000,000

-11,337

8,223

3,000

3,000

51,843,743
11,597,957
53,923

67,447,643
8,000,000

79,624,543
8,000,000

A-630

T?«sF^

t h e b u d g e t f o r f i s c a l y e a r 1991
Interest purchased..

MILITARY RETIREMENT FUND—Continued

Balance of trust fund, end of year

Program and Financing (in thousands of dollars)—Continued
Identification code 97-8097-0-7-602

1989 actual

1990 est.

55,923
65,232,903

77,237,700

90,191,200

MILITARY RETIREMENT FUND

1991 est.

(Proposed for later transmittal under proposed legislation)
60.00

Budget authority (appropriation)
(permanent, indefinite)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance available, start of year:
U.S. securities:
72.41
Par value
72.42
Unamortized premium or discount, net..,
72.42
Interest purchased
Obligated balance available, end of year:
U.S. securities:
74.41
Par value
74.42
Unamortized premium or discount, net...
74.42
Interest purchased
78.00 Adjustments in unexpired accounts
71.00

90.00

Outlays..

33,907,073

33,456,197

20,297,084

21,509,400

22,827,800

1,560,000
64,752
1,000

1,643,000
84,057
2,000

1,704,057
83,000

Identification code 97-8097-2-7-602

-1,643,000
-84,057

-2,000

-1,704,057
-83,000

-1,765,657
-83,000

20,182,442

Total:
Budget authority
Outlays

21,451,400

22,766,200

-673,000
33,456,197
21,451,400

STATUS OF FUND
[In thousands of dollars]
Unexpended balance, start of year:
Cash
U.S. securities (par)
Unamortized premiums/discounts ( - )
Interest purchased

1989 actual 1990 est.
mi est.
2,645
8,223
3,000
41,310,225 53,486,743 69,151,700
10,137,561 11,682,014
8,083,000
57,841
55,923

Balance of trust fund, start of year

51,508,272

Total cash income
Cash outgo during the year: Payments to retirees—existing law...
Proposed legislation: cost-of-living adjustment

Unexpended balance, end of year:
Cash
U.S. securities (par)
Unamortized premiums/discounts ( - )




Total obligations

-613,000
-4,000

-8,000

-24,000

-28,000

-677,000

18,471,627
8,700

65,232,903

16,369,000
9,000

39.00

677,000

Unobligated balance available, end of year..
Budget authority

-677,000
4,000

90.00

-673,000

Outlays

Legislation will be proposed to eliminate the January 1991
Cost-of-Living (COLA) increase for all military retirees. Also,
legislation will be proposed to adjust COLAs to the CPI-1
percent formula beginning in FY 1992.

35,004,700
22,093,200

Public Law 98-94 provided for accrual funding of the military retirement system and for the establishment of a Department of Defense Military Retirement Fund in 1985. The fund
is financed through: (a) Federal contributions for retired pay
and retirement pay of military personnel on the retired lists
of the Army, Navy and Marine Corps, and Air Force, including the reserve components thereof, and retainer pay for personnel of the Inactive Fleet Reserve; (b) Government contributions consisting of a normal cost accrual percentage applied to
basic pay amounts contained in the military personnel appropriations; and (c) interest on investments.
The status of the fund is as follows:

Total, employer's contribution
General fund payment (unfunded liability)
Earnings on investments

10.00

1991 est.

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year

1989 actual 1990 est.
1991 est.
33,907,073 33,456,197 35,004,700
20,182,442 21,451,400 22,766,200

33,907,073
20,182,442

Cash income for the year (intragovernmental receipts):
Employer's contribution:
Appropriation: DOD Military
Appropriation: Corps of Engineers

Program by activities:
Nondisability
Temporary disability
Permanent disability
Fleet reserve
Survivor's benefits

24.40

[in thousands of dollars]
t authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

00.01
00.02
00.03
00.04
00.05

1990 est.

1989 actual

Financing:

-11,337

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

Net income or outgo ( - )

Program and Financing (in thousands of dollars)

35,004,700

77,237,700

16,480,700
9,300

18,480,327
9,782,000
5,644,746

16,378,000
10,596,000
6,482,197

16,490,000
11,200,000
7,314,700

33,907,073
20,182,442

33,456,197
21,451,400

35,004,700
22,766,200
-673,000

13,724,631

12,004,797

12,911,500

8,223
53,486,743
11,682,014

3,000
69,151,700
8,083,000

3,000
82,105,200
8,083,000

EDUCATION BENEFITS
Trust Funds
EDUCATION BENEFITS FUND

Program and Financing (in thousands of dollars)
Identification code 97-8098-0-7-702

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Active duty program
00.02 Selected reserve program

16,806
78,086

48,100
107,100

54,500
117,800

10.00

94,892

155,200

172,300

-578,301
-48,087
-644

-665,253
-45,844
-1,000

-685,797

665,253
45,844
1,000

685,797

655,697

179,957

128,900

142,200

94,892

155,200

172,300

94,892

155,200

172,300

Total obligations (object class 25.0)

Financing:
Unobligated balance available, start of year:
U.S. securities:
Par value
21.41
Unamortized premium or discount, net..
21.42
Interest purchased
21.42
Unobligated balance available, end of year:
U.S. securities:
Par value
24.41
Unamortized premium or discount, net..
24.42
Interest purchased
24.42
60.00

71.00
90.00

Budget authority (appropriation) (permanent, indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Outlays..

The 1985 Defense Authorization Bill, Public Law 98-525,
provided for the accrual funding of certain new education
benefits to be provided to active duty military personnel
under the authority of Chapter 30, Title 38 U.S.C., and to
Selected Reserve personnel under the authority of Chapter
106, Title 10 U.S.C. Public Law 100-48 made this program
permanent. The fund is financed through: (a) actuarially-determined Government contributions from the Department of
Defense military personnel appropriations; and (b) interest on

department

of

s0ld,ERS

defense—civil

i n v e s t m e n t s . Section 9034, Public L a w 1 0 1 - 1 6 5 , t h e F Y 1990
D e p a r t m e n t of D e f e n s e A p p r o p r i a t i o n s A c t , relieved t h e A r m y
active c o m p o n e n t f r o m t h e obligation to m a k e p a y m e n t s into
t h e F u n d during F Y 1990. F u n d s a r e t r a n s f e r r e d to t h e V e t e r a n s A d m i n i s t r a t i o n to m a k e b e n e f i t p a y m e n t s to eligible personnel. T h e s t a t u s of t h e f u n d is as follows:

'

K

AND

A - 6 3 1

T h e a v e r a g e n u m b e r of m e m b e r s receiving domiciliary a n d
hospital care are s h o w n below:
1990 est.
1,635
365

Hospital care

1,918

Total members

1991 est.
1,635
365

2,000

1989 actual
1,550
368

2,000

STATUS OF FUND
[In thousands of dollars]
Unexpended balance, start of year:
U.S. securities (par)
Unamortized premiums/discounts ( - ) . . . .
Interest purchased

Object Classification (in thousands of dollars)
1989 actual
578,301
48,087
644

1990 est.
665,253
45,844
1,000

1991 est.
685,797

Balance of trust fund, start of year

627,032

712,097

685,797

Cash income for the year:
Employer's contribution:
Appropriation, D0D Military
Earnings on investments

11.1
11.3
11.5

129,274
50,683

81,869
47,031

103,007
39,193

179,957

128,900

142,200

94,892

155,200

172,300

85,065

-26,300

-30,100

Unexpended balance, end of year:
U.S. securities (par)
Unamortized premiums/discounts ( - )
Interest purchased

665,253
45,844
1,000

685,797

655,697

11.9
12.1
13.0
21.0
23.2
23.3
24.0
25.0
26.0
31.0
42.0

Balance of trust fund, end of year

712,097

685,797

Total cash income
Cash outgo during the year:
Benefit payments
Net income or outgo ( - )

Identification code 84-8931-0-7-705

99.0
99.0
655,697

99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1991 est.

1990 est.

Total obligations

23,313
1,610
1,479

23,372
4,347
48
5
27
1,033
32
2,646
4,978
755
3

25,632
4,780
15
3

26,402
4,918
15
3

1,050
35
2,800
4,425

1,100
35
2,800
2,973

5

3

38,745
144

38,249
144

37,370

Subtotal, direct obligations
Reimbursable obligations

22,633
1,564
1,435

37,248
124

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and, materials
Equipment
Insurance claims and indemnities

20,627
1,433
1,312

38,889

38,393

Personnel Summary

SOLDIERS' AND AIRMEN'S HOME
Trust Funds

N0NMEMBER EMPLOYEES

OPERATION AND MAINTENANCE

For maintenance and operation of the United States Soldiers' and
Airmen's Home, to be paid from the Soldiers' and Airmen's Home
permanent fund, [$39,287,000] $38,249,000. Provided, That this appropriation shall not be available for the payment of hospitalization
of members of the Home in United States Army hospitals at rates in
excess of those prescribed by the Secretary of the Army upon recommendation of the Board of Commissioners and the Surgeon General of
the Army. (Department of Labor, Health and Human Services, and
Education, and Related Agencies Appropriations Act, 1990.)

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

763

798

798

810
15

852
16

852
16

141

157

157

184
4

185
5

185
5

MEMBER EMPLOYEES
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)
Identification code 84-8931-0-7-705

1989 actual

1990 est.

1991 est.

CAPITAL OUTLAY

00.01
01.01

Program by activities:
Direct program
Reimbursable program

37,248
124

38,745
144

38,249
144

10.00

Total obligations

37,370

38,889

38,393

For construction and renovation of the physical plant, to be paid
from the Soldiers' and Airmen's Home permanent fund, [$9,375,000]
$9,750,000, to remain available until expended. (Departments of Labor,
Health and Human Services, and Education, and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Financing:
14.00 Offsetting collections from: Non-Federal sources
39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

-124

-144

-144

37,248

38,745

38,249

Identification code 84-8932-0-7-705

37,248

39,287
-542

38,249

10.00

Program by activities:
Total obligations (object class 32.0)

-1,884

42,051

9,750

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-16,671
33,375

-33,375
699

-699
699

14,820

9,375

9,750

-1,884
24,229
-22,365

42,051
22,365
-50,976

9,750
50,976
-34,694

-20

13,440

26,032

43.00

Appropriation (adjusted)

37,248

38,745

38,249

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

37,248
4,877
-4,339
1,404

38,745
4,339
-4,526

38,249
4,526
-4,464

90.00

Outlays

39,190

.

38,558

38,311

T h e U . S . Soldiers' a n d A i r m e n ' s H o m e provides m e d i c a l
a n d domiciliary care a n d other authorized benefits for t h e
relief a n d support of certain retired soldiers of t h e r e g u l a r
A r m y a n d a i r m e n of t h e A i r Force.




40.00

71.00
72.40
74.40
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1989 actual

1990 est.

1991 est.

T h i s appropriation f i n a n c e s renovation a n d construction of
t h e physical p l a n t of t h e U . S . Soldiers' a n d A i r m e n ' s H o m e .

^«„SUCATI0N

JSS

A-632

AHD

PAYMENT OF CLAIMS

24.90

Program and Financing (in thousands of dollars)

39.00

Identification code 8 4 - 8 9 3 0 - 0 - 7 - 7 0 5

1989 actual

1990 est.

Program by activities:
10.00 Total obligations (object class 42.0)

5

5

5

5

Outlays

5

5

Relation of obligations to outlays:
Obligations incurred, net

90.00

5

71.00
72.90
74.90

Unobligated balance available, end of year: Fund balance.

5

202

200

198

-142
197
-54

4
54
-56

4
56
-60

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

90.00

Financing:
60.00 Budget authority (appropriation) (permanent, indefinite)

71.00

1991 est.

t h e b u d g e t f o r f i s c a l y e a r 1991

"RVICES-Continued

"EHWIUTATIVE

Outlays

This fund finances, on a reimbursable basis, inventories of
supplies and equipment for use in the operating activities of
the Soldiers' and Airmen's Home. The fund does not finance
the acquisition of major items of equipment.

Refunds are made from the permanent fund of amounts of
courts-martial fines and other charges erroneously deducted
from the pay of soldiers and airmen after adjudication of
claims therefor by the General Accounting Office.

FOREST AND WILDLIFE CONSERVATION,
MILITARY RESERVATIONS
Federal Funds
General and special funds:
FOREST PRODUCTS PROGRAM RESERVE ACCOUNT

Program and Financing (in thousands of dollars)
Identification code 2 1 - 5 2 8 5 - 0 - 2 - 3 0 2

SOLDIERS' AND AIRMEN'S HOME PERMANENT FUND (TRUST FUND)

21.40
24.40

Amounts Available for Appropriation (in thousands of dollars)
Identification code 8 4 - 8 9 3 0 - 0 - 7 - 7 0 5

01.00
02.01
02.02
02.03
02.99
04.00

Unappropriated balance, start of year.Treasury balance
Interest
Fines, forfeitures withheld pay, and contributions
Member fees and other receipts
Total receipts
Total: Available for appropriation

Appropriations:
05.01
Operation and maintenance
05.02
Capital outlay
05.03
Payment of certified claims
05.99
06.20

07.00

Total appropriations
Reduction pursuant to P.L 99-177 (operation and
maintenance)
Unappropriated balance, end of year:
Treasury balance

1989 actual

1990 est.

1991 est.

158,781

160,723
18,300
28,250
5,031

18,300
28,275
5,235

54,010
212,791

51,581
212,304

51,810
215,989

-37,248
-14,820

-39,287
-9,375
-5

-38,249
-9,750
-5

-52,068

-48,125

71.00
72.40




2,628

160,723

164,179

1989 actual

1990 est.

26

Title 10 of United States Code 2665 authorizes the Department of Defense to retain all of its annual surplus forest
products income. The funds may be used to reimburse unplanned expenses in forest management and forest improvement projects.

WILDLIFE CONSERVATION

Program and Financing (in thousands of dollars)

167,985

1989 actual

Program by activities:
Department of the Army
Department of the Navy
Department of the Air Force

1,225
180
463

1,650
250
600

1,700
300
600

1,868

2,500

2,600

-21
-1,734
1,871

-1,871
1,471

-1,471
1,071

1,983

2,100

2,200

1,868
778
-623
-21

2,500
623
-1,223

2,600
1,223
-1,823

2,002

1,900

2,000

1,227
214

1,280
250

1,300
300

00.01
00.02
00.03
10.00

60.00

1991 est.

592

562

562

-734

-560

-560

-60

-202

-200

71.00
72.40
74.40
78.00
90.00

Total obligations
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite) (special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

Distribution of budget authority by account:
Department of the Army
Department of the Navy

1990 est.

1991 est.

Identification code 9 7 - 5 0 9 5 - 0 - 2 - 3 0 3

Program and Financing (in thousands of dollars)

Financing:
13.00 Offsetting collections from: Trust funds
21.90 Unobligated balance available, start of year: Fund balance

-2,628

Outlays..

90.00

542

SOLDIERS' AND AIRMEN'S HOME REVOLVING FUND

Program by activities:
Total obligations (object class 26.0)

2,628

794

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..

17.00
21.40
24.40

10.00

-2,628

1991 est.

-48,004

This fund consists of receipts from fines, forfeitures, and
stoppages of pay of regular enlisted personnel of the Army
and Air Force, withholding not to exceed 50 cents per month
from the pay of such personnel, estates of deceased soldiers
and airmen, other receipts consisting largely of interest paid
on the fund, and a fee charged to Home members.

Identification code 8 4 - 8 4 6 3 - 0 - 8 - 7 0 5

1990 est.

-1,834
2,628

Budget authority (appropriation) (permanent,
indefinite) (special fund)

60.00

164,179

21,876
28,258
3,876

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

1989 actual

department of
Department of the Air Force

542

570

600

Distribution of outlays by account:
Department of the Army
Department of the Navy
Department of the Air Force

1,239
126
637

1,240
130
530

1,270
160
570

Object Classification (in thousands of dollars)
Identification code 9 7 - 5 0 9 5 - 0 - 2 - 3 0 3

99.9

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Total obligations

76
18
33
12
3
27
710
624
227
138
1,868

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

2
2

[For payment to the Mildred and Claude Pepper Foundation, a
direct and unrestricted grant, including any interest or earnings
therefrom, to support the purposes of the Foundation, its ongoing
educational and public services programs and to serve as a memorial
to the late Senator Claude Pepper; $10,000,000: Provided, That, notwithstanding any other provision of law or of this Act, the Secretary
of Defense is hereby authorized and directed to make the grant authorized by this section to the Mildred and Claude Pepper Foundation, and such grant shall be transferred to the Foundation by January 1, 1990. J (Department of Defense Appropriations Act, 1990.)

Program and Financing (in thousands of dollars)
Identification code

1990 est.

103
17
44
16
4
32
938
874
280
192
2,500

103
17
48
17
4
31
951
929
293
207

4
4

97-0826-0-1-552

9 actual

1990 est.

10.00

Program by activities:
Total obligations (object class 41.0)

40.00

Financing:
Budget authority (appropriation)

10,000

71.00

Relation of obligations to outlays:
Obligations incurred, net

1991 est.

10,000

10,000

1991 est.

90.00

Outlays

10,000

2,600

Personnel Summary




T H E MILDRED A N D C L A U D E PEPPER FOUNDATION
(INCLUDING TRANSFER OF FUNDS)

These appropriations provide for a program of development
and conservation of fish and wildlife and the development of
recreational facilities on military reservations. Proceeds from
the sale of fishing and hunting permits are used for these
programs on the 48 Army, 22 Navy and Marine Corps, and 33
Air Force bases charging such fees. These programs are carried out through cooperative plans agreed upon by the local
representatives of the Secretary of Defense, the Secretary of
the Interior, and the appropriate agency of the State in which
the reservation is located.

11.1
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

A-633

FOREST AND WILDLIFE CONSERVATION, MILITARY RESERVATIONS—Continued
Federal Funds—Continued

defense—civil

4
4

The Department of Defense Appropriations Act, 1990, provided $10,000,000 for a grant to the Mildred and Claude
Pepper Foundation, a charitable foundation that will establish
an entity dedicated to making advancements in the area of
gerontology and aging research.




DEPARTMENT OF EDUCATION
OFFICE OF ELEMENTARY AND SECONDARY
EDUCATION
Federal Funds
General and special funds:
COMPENSATORY EDUCATION FOR THE DISADVANTAGED

01.01
10.00

Reimbursable program..
Total (

Financing:
Offsetting collections from:
11.00
Federal funds.
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing

24,759
4,600,444

5,372,571

-6,773
-4,826
-2,073

5,838,939

-12,161
-4,210
For carrying out the activities authorized by chapter 1 of title I of
4,210
the Elementary and Secondary Education Act of 1965, as amended,
317
[and by section 418A of the Higher Education Act, $5,434,777,000, of
which $5,408,581,000] $5,604,361,000, of which $15,000,000 for pur- 39.00
Budget authority...
4,579,138
5,368,361
5,838,939
poses of sections 1437 and 1463 and $4,445,000 for subpart 3 of part F,
shall become available on October 1, 1990 and remain available until
t authority:
September 30, 1991; and the remaining $5,584,916,000 shall become
40.00 Appropriation
4,579,138
5,434,777
5,838,939
available on July 1, [1990] 1991 and shall remain available until 40.00 Reduction pursuant to P.L. 99-177..
-66,416
September 30, [1991] 1992: Provided, That [$4,427,250,000]
Appropriation (adjusted)..
4,579,138
5,368,361
5,838.939
$4,463,100,000 shall be available for basic grants under section 1005, 43.00
[$400,000,000] $495,900,000 shall be available for concentration
Relation of obligations to outlays:
grants under section 1006, [$285,938,000] $293,742,000 shall be avail71.00 Obligations incurred, net
4,588,846
5,372,571
5,838,939
able for migrant education activities under subpart 1 of part D,
4,591,391
4,973,061
5,787,462
[$148,200,000] $146,389,000 shall be available for handicapped educa- 72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
-4,973,061
-5,787,462
-6,469,796
tion activities under subpart 2 of part D, and [$33,197,000]
77.00 Adjustments in expired accounts
-19,746
$34,103,000 shall be available for delinquent and neglected education 78.00 Adjustments in unexpired accounts..
-2,073
activities under subpart 3 of part D, [$50,797,000] $54,000,000 shall
be for section 1404, and [$12,699,000] $24,000,000 shall be for section 90.00
Outlays..
4,185,357
4,558,170
5,156,605
1405 [ : Provided further, That no State shall receive less than
$340,000 from the amounts made available under this appropriation
Distribution of outlays by account:
9,905
9,655
for concentration grants under section 1006: Provided further, That Elementary and secondary education
Compensatory education for the disadvantaged
4,175,452
4,548,515
5,156,605
no State shall receive less than $375,000 from the amounts made
available under this appropriation for State administration grants
under section 1404: Provided further, That funds made available
NOTES
under sections 1437 and 1463 may be expended by the Secretary at
Includes $300 thousand in 1989 for penalty mail costs financed primarily from consultant services savings. In 1990 and
any time, provided that notices of proposed rules for all currently
1991, these costs are in the Department of Education, Departmental management, Program administration account.
operating programs authorized under chapter 1 have been pubExcludes $100,000 thousand in budget authority in 1991 for activities transferred to Department of Education, Office of
lished] .
Elementary and Secondary Education, School improvement account. The comparable amount for 1990 ($50,000 thousand) is
included above.
[From the amounts appropriated for part A of chapter 1, an
amount not to exceed $125,000,000 may be obligated to carry out a
This account funds activities authorized under chapter 1 of
new Merit Schools program and an amount not to exceed $50,000,000
may be obligated to carry out a new Magnet Schools of Excellence title I of the Elementary and Secondary Education Act of 1965
program only if such programs are specifically authorized in law and section 418A of the Higher Education Act of 1965.
prior to March 1, 1990.]
Grants for the disadvantaged.—
For carrying out a program of Presidential merit schools,
Basic grants to local educational agencies.—Funds enable
$225,000,000, which shall become available on July 1, 1991, and
local educational agencies to provide supplementary comremain available until September 30, 1992: Provided, That these funds
are not available until specifically authorized.
pensatory education services for disadvantaged elementary
For carrying out activities authorized by section 418A of the Higherand secondary school students. Funds are allocated to local
Education Act, $9,578,000. (Department of Education Appropriations
school districts on the basis of a statutory formula.
Act, 1990.)
Concentration grants.—Funds provide additional resources for compensatory education programs to local eduProgram and Financing (in thousands of dollars)
cational agencies that have high concentrations of children
1991 est.
1989 actual
1990 est.
from low-income families.
Identification code 91-0900-0-1-501
Capital expenses.—Funds assist local educational agencies
Program by activities:
to pay for certain additional capital costs associated with
Direct program:
providing equitable compensatory education services to chilGrants for the disadvantaged:
dren in non-public schools.
4,463,100
Basic grants to local educational agencies.
3,841,065
4,213,243
00.01
495,900
Even start.—Discretionary grants are made to local eduConcentration grants
172,900
380,611
00.02
25,682
Capital expenses
19,760
25,682
00.03
cational agencies to operate projects that provide education48,000
Even start
14,523
24,497
00.04
al services to children under 7 years of age and basic educa474,234
State agency programs
460,820
464,867
00.05
tion to their parents.
54,000
00.06
State administration
40,258
50,176
24,000
00.07
State program improvements grants
5,611
12,619
State agency programs.—Funds enable State educational
15,000
00.08
Evaluation and technical assistance
7,904
11,853
agencies to provide supplementary compensatory education
4,445
00.09
3,952
4,445
Rural technical assistance centers
services to migrant children, handicapped children in State
225,000
00.10
Presidential merit schools
125,000
operated programs, and neglected or delinquent children in
00.11
Magnet schools of excellence
50,000
00.12
State institutions. In each of the three State agency pro9,578
Migrant education
8,892
9,578
grams, funds are allocated to the appropriate State agencies
on the basis of an annual count of eligible children.
Total direct program
4,575,685
5,372,571
5,838,939
00.91




A-635

A-636

£ 3 &SS?

A N D

SEC0NDAR¥

THE BUDGET FOR FISCAL YEAR 1991

For carrying out the Act of September 23, 1950, as amended (20
U.S.C. ch. 19), [$14,998,000] $27,000,000, which shall remain available until expended, shall be for construction and renovation of
State administration.—This activity provides funds to school facilities as authorized by said Act, of which $10,000,000 shall
be for awards under section 10 of said Act, $10,000,000 shall be for
State educational agencies to administer the programs auawards under sections 14(a) and 14(b) of said Act, and $7,000,000 shall
thorized under chapter 1.
be for awards under sections 5 and 14(c) of said Act. (Department of
State program improvement grants.—Funds assist StatesEducation Appropriations Act, 1990.)
in their efforts to help local educational agencies to improve
ineffective Chapter 1 projects.
Program and Financing (in thousands of dollars)
Evaluation and technical assistance.—Funds provide techIdentification code 91-0102-0-1-501
1989 actual
1990 est.
1991 est.
nical assistance to local school districts and State educational agencies and support activities to evaluate Chapter 1
Program by activities:
programs.
Maintenance and operations:
Rural technical assistance centers.—Funds support region00.01
Payments for "a" children
558,220
578,500
578,500
Payments for "b" children
135,356
123,500
25,000
al centers that assist State and local educational agencies to 00.02
00.03
Payments for Federal property
14,820
15,354
15,354
improve education services for disadvantaged students in
rural and small schools.
00.91
Subtotal, maintenance and operations
708,396
717,354
618,854
Presidential merit schools.—Funds for this program,
01.01 Disaster assistance
4,972
18,530
15,000
whose authorization is pending before Congress, would pro- 02.01 Construction
18,400
37,748
27,000
vide awards to public and private elementary and second10.00
Total obligations
731,768
773,632
660,854
ary schools that have made substantial progress in raising
student educational achievement, creating a safe environFinancing:
17.00 Recovery of prior year obligations
-3,020
ment, and reducing the dropout rate. Funds would be allo21.40 Unobligated balance available, start of year
-36,932
-41,280
cated to States through a formula grant.
41,280
Migrant education programs—Funds support grants to in- 24.40 Unobligated balance available, end of year
stitutions of higher education and other non-profit agencies 40.00
Budget authority (appropriation)
733,096
732,352
660,854
that assist migrant students to earn a high school equivalency
Relation of obligations to outlays.certificate or to complete their first year of college.
71.00 Obligations incurred, net
731,768
773,632
660,854
Reimbursable program.—Amounts in this activity consist of:
72.40 Obligated balance, start of year
274,155
236,618
246,242
payments made to the Department of Education as audit 74.40 Obligated balance, end of year
-236,618 -246,242
-225,682
77.00 Adjustments in expired accounts
-10,807
recoveries that the Secretary has granted back to the audited
78.00 Adjustments in unexpired accounts
-3,020
agency under the terms of section 456 of the General Education Provisions Act; and funds appropriated in other accounts 90.00
Outlays
755,477
764,008
681,414
for consolidation grants to the insular areas.
General and special funds—Continued

COMPENSATORY EDUCATION FOR THE DISADVANTAGED—Continued

Maintenance and operations.—Payments are made to school
districts when enrollments and the availability of revenues
from local sources have been adversely affected by Federal
Identification code 91-0900-0-1-501
1989 actual
1990 est.
1991 est.
activities. Funds are provided to districts under section 3(a)
Direct obligations:
for children who live on and whose parents work on Federal
25.0
Other services
20,748
25,876
29,023
property or are on active duty in the uniformed services, and
41.0
Grants, subsidies, and contributions
4,554,937
5,346,695
5,809,916
under section 3(b) for children connected with federally subsi99.0
Subtotal, direct obligations
4,575,685
5,372,571
5,838,939
dized, low-rent housing. For 1991, funds available for section
99.0
Reimbursable obligations
24,759
3(a) payments would total $578.5 million and funds available
for section 3(b) payments would total $25 million.
99.9
Total obligations
4,600,444
5,372,571
5,838,939
In 1991, payments would be made to about 1,000 school
districts for 300,000 children under section 3(a) and to 800
school districts for 500,000 children under section 3(b). Section
2, which provides payments to certain districts having a parIMPACT A I D
tial loss of tax base, would be funded at $15.4 million.
For carrying out title I of the Act of September 30, 1950, as amendDisaster assistance.—For 1991, $15 million is requested for
ed (20 U.S.C. ch. 13), [$717,354,000] $633,854,000, of which
assistance to school districts that have suffered damage to
$15,000,000, to remain available until expended, shall be for payments facilities from a major disaster.
their
under section 7 of said Act, $578,500,000 shall be for payments under
Construction.—Budget
authority of $27 million is requested
section 3(a), [$123,500,000] $25,000,000 shall be for payments under
for 1991 for construction of school facilities in school districts
section 3(b) on behalf of children who reside on or whose parents are
that serve children connected with Federal activities.
employed on property described in section 403(1X0 of said Act, and
Object Classification (in thousands of dollars)

$15,354,000 shall be for payments under section 2 of said Act: ProvidObject Classification (in thousands of dollars)
ed, That only children described in section 3(a), and section 3(b) children who reside on or whose parents are employed on property deIdentification code 91-0102-0-1-501
1989 actual
1990 est.
1991 est.
scribed in section 403(1XC), shall be counted for determining eligibility
and payments under any and all provisions of section 3 of said Act:
32.0
Land and structures
23,372
56,278
42,000
Provided further, That payment under section 5(bX2) of said Act to 41.0 Grants, subsidies, and contributions
any
708,396
717,354
618,854
local educational agency described in section 3(d)(lXA) of said Act
99.9
Total obligations
731,768
773,632
660,854
shall not exceed 75 percent of that agency's payment under sections 2
and 3(a) and under section 3(b) on behalf of children who reside on or
whose parents are employed on property described in section 403(1XC),
for the prior fiscal year: Provided further, That payment under section
5(bX2) to any other local educational agency shall not exceed 50 perSCHOOL IMPROVEMENT PROGRAMS
cent of that agency's payment, under sections 2 and 3(a) and under
section 3(b) on behalf of children who reside on or whose parents are
For carrying out the activities authorized by chapter 2 of title I [ , ]
employed on property described in section 403(1XC), for the prior fiscal titles II, III, IV, V, and [part B of title] VI of the Elementary
and
year.
and Secondary Education Act of 1965, as amended; the Stewart B.




department of

education

OFFICE OF ELEMENTARY AND SECONDARY EDUCATION—Continued
Federal Funds—Continued

A-637

McKinney Homeless Assistance Act; the Civil Rights Act of 1964; title U.S.C. 1001 et seq.), and the term "annual adjusted family income"
V of the Higher Education Act, as amended; part B of title III [and shall, under special circumstances prescribed by the Secretary of
title I V ] of Public Law 100-297; [section 5051 of Public Law 100-690;
Education, mean the sum received in the first calendar year of the
section 6115] and chapter 5 of subtitle A of title VI of Public Law award year from the sources described in that section.] (Department
100-418 [;
and the Follow Through Act,
$1,232,895,000], of Transportation and Related Agencies Appropriations Act, 1990.)
$1,704,916,000, of which [$899,494,000] $1,193,039,000 shall become
Program and Financing (in thousands of dollars)
available on July 1, [1990] 1991, and remain available until September 30, [1991, and $2,500,000 shall be for evaluation studies] 1992,
1989 actual
1990 est.
1991 est.
and $370,000 shall become available on July 1, 1991, and remain Identification code 9 1 - 1 0 0 0 - 0 - 1 - 5 0 1
available until September 30, 1993. Of the total amount appropriated,
Program by activities:
$1,000,000 shall be for an evaluation study of the [magnet schools
Direct program:
and] chapter 2 block grant [programs $8,892,000 shall be for
Educational improvement:
national program activities under section 2012 and $128,440,000 shall
00.01
State block grants
399,749
520,733
475,405
be for State grants under part A of title II of the Elementary and 00.02
National programs
28,731
30,696
31,215
Secondary Education Act; $3,964,000] program; $3,915,000 shall be for
Drug-free schools and communities:
grants for schools and teachers under subpart 1 and [$4,500,000]
00.03
State grants
286,132
440,485
487,619
$4,443,000 shall be for family-school partnerships under subpart 2 of 00.04
School personnel training
7,000
14,554
14,554
00.05
National programs
part B of title III of Public Law 100-297; [and $31,084,000]
59,735
61,127
66,127
00.06
Emergency grants
$31,215,000 shall be for national programs under part B and
24,688
25,000
National commission on drug-free schools..
988
[$461,477,000] $474,405,000 shall be for State and local programs 00.07
Strengthening teaching and administration:
under part A of chapter 2 of title I of the Elementary and Secondary
Eisenhower mathematics and science eduEducation Act; and, under title V of the Elementary and Secondary
cation:
Education Act of 1965, $483,584,000 shall be for State grants under
00.08
State grants
104,765
150,537
220,800
part B, $4,035,000 shall be for grants to Outlying Areas under part B,
00.09
National programs
9,000
8,799
9,200
$14,554,000 shall be for school personnel training under part C,
00.10
Fund for the improvement and reform of
$66,127,000 shall be for national programs under part D, of which
schools and teaching
5,927
8,358
8,358
00.11
Territorial teacher training
$28,371,000 shall be for section 5131, $17,413,000 shall be for section
1,976
1,762
1,762
Leadership in educational administration....
8,221
5132, $3,653,000 shall be for section 5133, $731,000 shall be for section00.12
8,151
4,215
Christa McAuliffe fellowships
1,892
1,932
2,013
5134, and $15,959,000 shall be for section 5135, and $25,000,000 shall00.13
00.14
Mid-career teacher training
987
be for emergency grants under section 5136.
00.15
Alternative certification of teachers and
For carrying out a new program of Presidential Awards for Excelprincipals
25,000
lence in Education to provide awards of up to $5,000 each to excellent
00.16
Presidential awards for excellence in edupublic and private elementary and secondary school teachers in every
cation
7,600
State, selected during annual competitions in accord with criteria
Magnet schools assistance:
00.17
Magnet schools in desegregating districts..
established by the Secretary of Education, $7,600,000: Provided, That
113,620
113,189
113,189
00.18
Magnet schools of excellence
these funds are not available until specifically authorized.
100,000
00.19
Fund for innovation in education
18,939
18,939
For carrying out a new program of grants to local educational
00.20
Technology education demonstrations
988
agencies to establish Magnet Schools of Excellence, in accord with
00.21
Javits gifted and talented students education.
16,792
criteria established by the Secretary of Education, to foster schools
00.22
Education for homeless children and youth
4,979
12,046
7,500
with specialized curricula that are open to students beyond their im00.23
Women's educational equity
2,948
2,098
1,000
mediate school attendance areas, that give special recognition to the
00.24
Training and advisory services
23,443
21,451
21,451
potential benefits to children from low-income families, and without
00.25
Dropout prevention demonstrations
21,736
45,000
regard to whether the local eduational agency within which such 00.26
General assistance to the Virgin Islands
4,730
4,391
4,391
00.27
Ellender fellowships
3,458
school is to be located is presently implementing a plan for desegrega3,703
1,000
00.28
Follow through
7,262
7,171
tion of minority group segregated children or faculty in the elementary
00.29
Star schools
14,399
14,813
and secondary schools of such agency, $100,000,000: Provided, That
00.30
Education for native Hawaiians
4,940
6,419
these funds are not available until specifically authorized.
00.31
Secondary school basic skills demonstrations..
4,938
For non-renewable grants to States for the additional costs of test00.32
Educational partnerships
3,703
3,703
ing, establishment, implementation, evaluation, or other activities re00.91
Total direct program..
lated to alternative teacher and principal certification systems that
1,129,236
1,503,451
1,704,916
01.01
open entry to teacher and principal positions to individuals with dem- Reimbursable program
208
onstrated knowledge of subject areas and proven administrative com10.00
Total obligations..
1,129,444
1,503,451
1,704,916
petence, in accord with criteria established by the Secretary of Education, $25,000,000: Provided, That these funds are not available until Financing:
specifically authorized. (Department of Education Appropriations 11.00 Offsetting collections from: Federal funds
Act,
-208
-162
1990; additional authorizing legislation required for $45,000,000.) 17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
-18,849
-106,709
[To ensure a drug free learning environment for American stu24.40 Unobligated balance available, end of year....
106,709
dents by carrying out the Drug-Free Schools and Communities Act of
25.00 Unobligated balance lapsing
165
1986, as amended, part F of title IV of the Elementary and Secondary
Education Act, as amended, and the Department of Education Organi39.00
Budget authority...
1,217,099
1,396,742
1,704,916
zation Act, $183,500,000: Provided, That of this amount $170,000,000
shall be for State grants under part B, which shall become available
Budget authority:
40.00 Appropriation
on July 1, 1990 and remain available until September 30, 1991;
1,217,599
1,416,395
1,704,916
40.00 Reduction pursuant to P.L. 99-177
$2,000,000 shall be for innovative alcohol abuse programs under sec-17,653
41.00 Transferred to other accounts (budget authortion 4607; $7,500,000 shall be for teacher training under part C;
ity)
-500
-2,000
$2,000,000 shall be for national programs under part D; and
$2,000,000 shall be transferred to "Departmental Management, Pro- 43.00
Appropriation (adjusted)..
1,217,099
1,396,742
1,704,916
gram Administration" for administrative costs: Provided further, That
of the amounts available for part B, not less than $25,000,000 shall be
Relation of obligations to outlays:
for section 5121(a) for urban and rural emergency grants: Provided 71.00 Obligations incurred, net
1,129,236
1,503,451
1,704,916
further, That funds available under the "Department of Education
72.40 Obligated balance, start of year
1,525,504
1,682,022
1,940,666
Appropriations Act, 1990" for "Rehabilitation Services and Handi- 74.40 Obligated balance, end of year
-1,682,022
-1,940,666
-2,148,111
77.00 Adjustments in expired accounts
capped Research" shall also be available for activities under title II of
-3,667
78.00 Adjustments in unexpired accounts...
-162
Public Law 100-407; funds available for "School Improvement Programs" shall also be available for activities under title IX of the
90.00
Outlays..
968,889
1,244,807
1,497,471
Education for Economic Security Act, as amended; and funds available for "Student Financial Assistance" shall be administered without
Distribution of outlays by account:
regard to section 411F(1) of the Higher Education Act of 1965 (20
School improvement programs




964,611

1,243,466

1,497,471

Q
Aa o Q
-b b

OFFICE OF ELEMENTARY AND SECONDARY EDUCATION—Continued
Federal Funds-Continued

m T T

General and special funds—Continued
SCHOOL IMPROVEMENT PROGRAMS—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 91-1000-0-1-501
Science and math education
Excellence in education

1989 actual
3,930
348

1990 est.

„

„

„

A

THE BUDGET FOR FISCAL YEAR 1991

1991 est.

1,343
-2

Note.—Includes $222 thousand in 1989 for penalty mail costs financed primarily from consultant services savings. In 1990
and 1991, these costs are in the Department of Education, Departmental management, Program administration account.

Educational improvement—
State block grants.—States

and outlying areas receive
grants, according to a statutory formula based on school-age
population, to improve the quality of elementary and secondary education for children in public and private schools.
Of the total allotted to each State, the State may reserve up
to 20 percent for State use and must distribute the remainder to local educational agencies. Funds will also be used
for a national study of the program.
National programs.—Funds support the National Diffusion Network, inexpensive book distribution, arts in education, law-related education, and blue ribbon schools.

educational projects and programs. In 1989, 80 fellows received awards.
Mid-career teacher training. —Grants are made to institutions of higher education to establish and maintain programs designed to prepare for teaching careers individuals
who already possess baccalaureate degrees and who have
prior job experience in relevant fields.

Alternative certification of teachers and principals.—One-

time grants would be made to States for additional costs of
testing, establishment, or other activities related to alternative teacher and principal certification systems that open
entry to teacher and principal positions to individuals with
demonstrated knowledge of subject areas and proven administrative competence.

Presidential awards for excellence in education.—Awards

of up to $5,000 each would be given to excellent elementary
and secondary school teachers in every State.

Magnet schools assistance.—
Magnet schools in desegregating districts.—Funds

are provided to local educational agencies for use in operating
magnet school programs that are part of approved desegregation plans. In 1989, 54 local educational agencies received
awards.
Drug-free schools and communities.—
Magnet schools of excellence.—Grants would be awarded
State grants.—Under this program, States and outlying
to local and intermediate educational agencies and consorareas receive grants, according to a statutory formula based
tia for use in magnet schools, without regard to the preson school-age population and previous year's share of allocaence of desegregation plans.
tions under chapter 1 of title I of the Elementary and
Fund for innovation in education.—Funds support projects
Secondary Education Act, to assist in combating the abuse
of drugs and alcohol by the Nation's children and youth. to identify and disseminate innovative educational approachSchool personnel training.—Funds are used to establish, es, including programs for technology education, computerexpand, or enhance programs and activities for the training based education, comprehensive school health education, and
of teachers and other school personnel in drug and alcohol innovative alcohol abuse education.
Javits gifted and talented students education.—Funds supabuse education and prevention.
National programs.—Funds support programs at institu-port projects designed to identify and meet the special educations of higher education, programs for Indian youth, pro- tional needs of gifted and talented students and a national
grams for Native Hawaiians, regional centers, and Federal center for research and development in the education of gifted
and talented children and youth. Economically disadvantaged
activities for preventing alcohol and drug abuse.
students must be included among those to be served.
Emergency grants.—Grants are awarded to provide special
Education for homeless children and youth.—
assistance to school systems with a high incidence of drug
Grants for State activities.— Funds are awarded to each
abuse.
State based on its share of allocations under chapter 1 of
Strengthening teaching and administration.—
title I of the Elementary and Secondary Education Act, and
Eisenhower mathematics and science education.—
State grants.—Funds available for this activity are used to outlying areas, and are used to support a State office to
coordinate education for homeless children and youth.
by State and local educational agencies to carry out proGrants for exemplary programs.—Competitive grants are
grams to train teachers and improve instruction in mathawarded to local educational agencies for exemplary proematics and science. States and outlying areas receive
grams that successfully meet the needs of homeless children
grants based on their school-age population and previous
and youth and for dissemination of information about such
year's share of allocations under chapter 1 of title I of the
programs.
Elementary and Secondary Education Act. Each State
Women's educational equity.—Grants support the developmust spend 75 percent of its grant for elementary and
secondary education programs and 25 percent for higher ment of educational materials and model projects to promote
educational equity for women and girls. In 1989, 29 grants
education programs.
National programs.—Funds support model demonstra-were awarded.
Training and advisory services.—Grants are made to State
tion programs of national significance in mathematics
educational agencies and regional desegregation assistance
and science instruction.
Fund for the Improvement and Reform of Schools and centers to enable them to provide technical assistance, at the
Teaching (FIRST). —Funds support projects to improve the request of school districts, in the preparation, adoption, and
performance of elementary and secondary school students implementation of plans for the desegregation of public
and teachers and to develop family-school educational part- schools and in the development of effective methods of coping
with special educational problems occasioned by desegreganership activities.
Territorial teacher training.—Grants are provided to thetion.

Dropout prevention demonstrations.—Competitive awards
would be made for structured demonstration projects to test
Leadership in educational administration (LEAD).—This new approaches to dropout prevention and reentry. Funds
program supports the operation of one training and assist- would also support an evaluation of the program.
ance center in each State for upgrading the leadership
General assistance to the Virgin Islands.—Under this proskills of elementary and secondary school administrators. gram, an award is made to the U.S. Virgin Islands to improve
Christa McAuliffe fellowships.—This program provides public education.
Ellender fellowships.—One award is made to the Close Up
fellowship awards to outstanding teachers to enable and
encourage them to continue their education or to develop Foundation to provide fellowships to secondary school stuState educational agency in each Territory to provide assistance to train elementary and secondary school teachers.




0ffice

department of education

0 EE E TR A D
F LMNA V N

^

r

K

Program and Financing (in thousands
dents to enable them to participate in the Foundation's weeklong educational program on the U.S. Government.
Identification code 91-0101-0-1-501
Educational partnerships.—Funds are awarded to partnerships of local educational agencies or institutions of higher
Program by activities:
education with business or non-profit organizations to apply 00.01 Grants to local educational agencies and Indian-controlled
schools
the resources of the community to the needs of elementary
00.02 Special programs for Indian students
and secondary or higher education and encourage businesses
00.03 Special programs for Indian adults
to work with students.
Program administration:

21.0
22.0
23.3
24.0
25.0
26.0
41.0
99.9

Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials..
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est.

1991 e

5

200

733
1,405
24,275
3
1,103,021

700
2,065
14,003

700
1,223
8,207

1,486,483

1,129,444

1,503,451

1,704,916

CHICAGO LITIGATION SETTLEMENT

Program and Financing (in thousands of dollars)

Program by activities:
10.00 Total obligations (object class 41.0)
Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

1990 est.

1991 est.

52,748
11,846
4,000

54,276
12,586
4,078

56,556
12,055
4,249

2,403
306

2,558
344

10.00

Total obligations..

70,963

73,649

75,762

Financing:
17.00 Recovery of
21.40 Unobligated
24.40 Unobligated
25.00 Unobligated
39.00

40.00
40.00

1990 est.

1991 €

71.00
72.40
74.40
77.00
78.00
90.00

33,200
-75,630
75,630

9 actual

2,078
291

1,694,786

2

1989 actual

of dollars)

Salaries and expenses
National advisory council

43.00
50.00

Identification code 91-0220-0-1-501

A-639

00.04
00.05

Object Classification (in thousands of dollars)
Identification code 91-1000-0-1-501

S

-75,630
42,430

16,600
-42,430
25,830

prior year obligations
balance available, start of year...
balance available, end of year
balance lapsing

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177..
Appropriation (adjusted)
Reappropriation
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..,

-59
-19
29
639

-29

71,553

73,620

75,762

71,553

74,149
-1,038

75,762

71,553

73,111
509

75,762

70,963
69,548
-73,648

73,649
73,648
-79,487

75,762
79,487
-83,510

67,810

71,739

-1,121
-59
65,683

Note—Includes a reduction of $7 thousand in budget authority and associated outlays in the 1990 reappropriation, as
required by P.L. 99-177.

Grants to local educational agencies and Indian-controlled

schools.—Formula
grants are made to local educational agencies (LEAs) and tribal schools for supplementary elementary
and secondary education programs to meet the special educaRelation of obligations to outlays:
tional and culturally-related academic needs of Indian chil71.00 Obligations incurred, net
33,200
16,600
dren. In 1989, 1,162 formula grants were made to LEAs and
72.40 Obligated balance, start of year
7,331
983
18,075
certain tribal schools enrolling approximately 347,000 Indian
74.40 Obligated balance, end of year
-983
-18,075
-18,241
students. Discretionary awards are authorized to be made to
90.00
Outlays
6,348
16,108
16,434
Indian-controlled schools on or near reservations and to LEAs
that have been in existence less than three years that serve
Funds made available under this account were reapprosubstantial numbers of Indians. In 1989, 20 discretionary
priated by the Supplemental Appropriations Act, 1987 (Public
awards supported special projects at 18 Indian-controlled
Law 100-71) from funds enjoined in United States of America
schools.
v. Board of Education of the City of Chicago. The funds were
Special programs for Indian students.—Funds support planreappropriated for the specific purpose of settling this case.
ning, pilot, and demonstration projects; educational service
The Department of Education provides these funds to the projects; educational personnel training; resource and evaluaChicago Board of Education in annual increments upon retion centers; special projects for the education of gifted and
ceipt of plans from the school district. The plan for 1989 was talented children; and fellowships.
agreed to late in the year and the grant award was not made
Special programs for Indian adults.—Competitive grants
are made to Indian tribes, institutions, and organizations for
until early 1990.
programs to improve educational opportunities for Indian
adults.
Program administration.—Funds support the administrative
INDIAN EDUCATION
expenses of the Office of Indian Education and the National
For necessary expenses to carry out, to the extent not otherwise Advisory Council on Indian Education.
provided, the Indian Education Act of 1988, [$74,149,000]
Object Classification (in thousands of dollars)
$75,762,000, of which [$55,041,000] $56,556,000 shall be for subpart 1
and [$16,361,000] $16,304,000 shall be for subparts 2 and 3: Provided,
Identification code 91-0101-0-1-501
1989 actual
1990 est.
1991 est.
That [$1,600,000] $1,578,000 available pursuant to section 5323 of
the Act shall remain available for obligation until September 30,
Personnel compensation:
[1991: Provided further, That appropriations for subpart 2 remaining 11.1
Full-time permanent
1,470
1,846
1,909
Other than full-time permanent
11.3
unobligated at the end of fiscal year 1989, which would otherwise be
29
30
30
11.5
Other personnel compensation
24
12
16
returned to the general fund of the Treasury, shall be merged with
and made a part of the fiscal year 1990 Indian Education appropria11.9
Total personnel compensation
1,523
1,888
1,955
tion and shall remain available for obligation until September 30,
12.1 Civilian personnel benefits
209
285
307
1990] 1992. (Department of the Interior and Related Agencies Appro2 ...
13.0
Benefits for former personnel
Travel and transportation of persons
21.0
priations Act, 1990.)
123
103
133
39.00

Budget authority




^«„SUCaTI0n

JSS

A-640

"eHWIuTatiVE

AHd

General and special funds—Continued
INDIAN EDUCATION—Continued
Object Classification (in thousands of dollars)—Continued
1989 actual

Identification code 91-0101-0-1-501
23.1
23.3
24.0
25.0
26.0
31.0
41.0
99.9

1990 est.

1991 est.

Total obligations

157
137
18
2,442
17
40
66,294

153
91
14
2,912
14
1
68,188

159
78
18
2,455
19
46
70,592

70,963

Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

73,649

75,762

48
50

48
50

48
50

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

"RVICES- co n tinued

budget f o r fiscal year

1991

influx of large n u m b e r s of limited English proficient students.
A i d is also given to train educational personnel a n d parents
to serve limited English proficient children, to build State
capacity to improve educational services for limited English
proficient children in school districts, and for information
dissemination, studies, and evaluations.
Immigrant education.—The i m m i g r a n t education program
provides grants to school districts to help finance educational
services for i m m i g r a n t students. Participation is limited to
districts with 500 i m m i g r a n t students or districts in which
i m m i g r a n t children represent a t least 3 percent of the enrollm e n t . A w a r d s are m a d e to State educational agencies, which
m a k e subgrants to eligible local educational agencies. Legislation has been proposed to require that funds b e used to supplement, not supplant, local educational funds.
Object Classification (in thousands of dollars)
Identification code 91-1300-0-1-501
25.0
41.0

OFFICE OF BILINGUAL EDUCATION AND
MINORITY LANGUAGES AFFAIRS

t h e

99.9

1989 actual

Other services
Grants, subsidies, and contributions

1990 est.

1991 est.

14,374
181,935

15,139
190,398

196,309

Total obligations

15,096
173,578
188,674

205,537

Federal Funds
General and special funds:
B I L I N G U A L [ , ] AND IMMIGRANT [ , AND REFUGEE]

For carrying out, to the extent not otherwise provided, title VII and
part D of title IV of the Elementary and Secondary Education Act,
[$188,674,000,] $205,537,000, of which $31,913,000 shall be for part C
of title VII including not more than [$2,000,000] $3,000,000 for the
support of not to exceed [ 2 0 0 ] 300 fellowships under section 7043:
Provided, That of the funds available for title VII, $12,000,000 shall
be reserved for school districts experiencing a recent major influx of
limited English proficient children, as defined by the Secretary. (Department of Education Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 91-1300-0-1-501
Program by activities:
Bilingual education:
00.01
Regular programs
00.02
Special competition

1989 actual

1990 est.

1991 est.

110,452

115,779

120,642
12,000

00.91
Subtotal, bilingual programs
0101 Support services
02.01 Training grants
Immigrant and refugee education:
03.01
Immigrant education
04.01
Refugee education

110,452
10,690
29,719

115,779
10,838
31,913

132,642
10,838
31,913

29,640
15,808

30,144

30,144

10.00

196,309

188,674

205,537

Total obligations

Financing:
25.00 Unobligated balance lapsing

188,674

205,537

196,309
196,381
-224,935
-2,996

188,674
224,935
-209,716

205,537
209,716
-223,124

Outlays

164,759

203,893

192,129

Distribution of outlays by account:
Bilingual education
Immigrant and refugee education

159,631
5,128

203,893

192,129

71.00
72 40
74.40
77.00
90.00

Budget authority (appropriation)

1,085
197,394

40.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

OFFICE OF SPECIAL EDUCATION AND
REHABILITATIVE SERVICES

EDUCATION

Federal Funds
General and special funds:
EDUCATION FOR THE HANDICAPPED

For carrying out the Education of the Handicapped Act,
[$2,083,776,000]
$1,955,556,000,
of
which
[$1,564,017,000]
$1,615,125,000 for section 611, [$255,000,000] $257,730,000 for section
619, and [$80,624,000] $82,701,000 for section 685 shall become available for obligation on July 1, [ 1 9 9 0 ] 1991, and shall remain available
until September 30, [ 1 9 9 1 ] 1992: Provided, That funds appropriated
under section 619 for fiscal year 1989 shall remain available for
obligation by States until September 30, 1992. (Department of Education Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 91-0300-0-1-501
Program by activities:
Direct programs:
State grants:
00.01
Grants to States
00.02
Preschool grants
00.03
Grants for infants and families
Special purpose funds:
00.04
Deaf-blind projects
00.05
Severely handicapped projects
00.06
Early childhood education
00.07
Secondary and transitional services
00.08
Postsecondary programs
00.09
Innovation and development
00.10
Media and captioning services
00.11
Special education technology
00.12
Special studies
00.13
Special education personnel development...
00.14
Recruitment and information clearinghouses
00.15
Regional resource centers
00.16
Architectural barriers removal
00.17
Technology assistance
00.91

education.—These

programs support the establishment, operation, a n d i m p r o v e m e n t of programs in local
schools to prepare children of limited English proficiency to
enter an all-English-language educational program. In 1991,
t h e D e p a r t m e n t will hold a special competition for $ 1 2 million, limited to school districts t h a t h a v e experienced a recent

Bilingual




Total direct program

1989 actual

1,809,207
314,143
116,021

14,176
5,294
23,127
7,201
5,722
16,974
13,346
4,647
3,573
67,023

14,555
5,819
23,766
7,989
6,510
19,825
15,192
5,425
3,545
71,000

1,135
6,337
8,545
5,150

1,479
6,510
1,207

2,143,909

2,422,192
260

1,955,556

2,422,452

1,955,556

Reimbursable program

260

10.00

Total obligations

2,144,169

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year

1991 est.

1,642,647
270,778
48,234

01.01

11.00
17.00
21.40

1990 est.

-260
-5,915
-539,995

1,615,125
257,730
82,701

-260
—36^937

::::::::::

T-vT-tT~t a n r r n j r i t x i r r /~vth TnTYTT/~i a nfTr/^viVT

OFFICE OF SPECIAL EDUCATION AND REHABILITATIVE SERVICES—UHltinued

DEPARTMENT OF EDUCATION

24.40
25.00

Unobligated balance available, end of year
Unobligated balance lapsing

Identification code 91-0300-0-1-501

Budget authority

1,966,438

2,055,255

1,955,556

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

1,966,438

2,083,776
-28,521

1,955,556

25.0
41.0

1,966,438

2,055,255

1,955,556

99.0
99.0

2,143,909
1,797,860
-2,049,371
-5,732
-5,915

2,422,192
2,049,371
-2,755,148

1,955,556
2,755,148
-2,534,413

1,880,751

1,716,415

1989 actual

1990 est.

1991 est.

Direct obligations:
Other services
Grants, subsidies, and contributions

24,795
2,119,114

26,645
2,395,547

1,955,556

Subtotal, direct obligations
Reimbursable obligations

2,143,909
260

2,422,192
260

1,955,556

2,144,169

2,422,452

1,955,556

2,176,291

Appropriation (adjusted)

71.00
72.40
74.40
77.00
78.00

99.9

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

Outlays

Total obligations

EDUCATION FOR THE HANDICAPPED

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 91-0300-2-1-501

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

10.00
1989 actual
1,966,438
1,880,751

2,055,255
1,716,415

1991 est.
1,955,556
2,176,291
181,865
21,824

1,966,438
1,880,751

2,055,255
1,716,415

2,137,421
2,198,115

Budget authority for this account includes the following
amounts:
[In thousands of dollars]
1.
2.
3.
4.
5.

Grants to States
Preschool grants
Grants for infants and families
Special purpose funds
Special purpose (proposed legislation)
Total

1989 actual
1,475,449
247,000
69,831
174,158

1990 est.
1,542,610
251,510
79,520
181,615

1991 est.
1,615,125
257,730
82,701

1,966,438

2,055,255

181,865

1989 actual

1990 est.

Program by activities:
Total obligations

71.00
74.40
90.00

1991 est.

181,865

Financing:
40.00 Budget authority (appropriation)..

181,865

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

181,865
-160,041

Outlays

21,824

Legislation is pending to reauthorize the special purpose
funds discretionary activities under the Education of the
Handicapped Act. In general, these activities support a wide
range of research, demonstration, development, training, and
dissemination programs that are intended to improve special
education, related services, and early intervention services for
infants, toddlers, children, and youth with disabilities. A request to fund these activities will be transmitted when authorizing legislation is enacted.

2,137,421

State grants.—
Grants to States.—This formula grant program assists
States in providing special education and related services to
handicapped children. In order to participate in the program, States must provide services to all handicapped children ages 6 through 17. States must provide services to all
handicapped children ages 3 through 5 by 1991. Handicapped children ages 18 through 21 must also be served,
except when such services would be inconsistent with State
law or practice, or the order of any court. To be eligible for
a grant, each State is required to submit an acceptable
State plan which requires the development and use of an
individualized education program for each handicapped student, the establishment of procedural safeguards for all
handicapped children and their parents, and the training of
personnel for these special education programs.
Preschool grants.—This formula grant program assists
States in providing special education and related services to
handicapped children ages 3 through 5. Under this program, States must provide services to all handicapped children ages 3 through 5 by 1991.
Grants for infants and families.— This formula grant program assists States: (1) in developing and implementing a
statewide program of early intervention services for handicapped infants and toddlers, from birth through age 2, and
their families; (2) in enhancing their capacity to provide
quality early intervention services; and (3) in expanding and
improving existing early intervention services. The statewide program must be implemented by the fourth year of a
State's participation and services must be provided to all
handicapped infants and toddlers by the fifth year of a
State's participation.




C* A 1

A - o 4 1

Object Classification (in thousands of dollars)

366,937
1,501

39.00

43.00

A

Federal Funds-Continued

Object Classification (in thousands of dollars)
Identification code 91-0300-2-1-501
25.0
41.0
99.9

1989 actual

1990 e

Other services
Grants, subsidies, and contributions..

1991 est.
26,645
155,220

Total obligations..

181,865

REHABILITATION SERVICES AND HANDICAPPED RESEARCH

For carrying out, to the extent not otherwise provided, the Rehabilitation Act of 1973, [title I of] Public Law 100-407, and the Helen
Keller National Center Act, as amended, [$1,804,870,000]
$1,839,073,000, of which [$32,674,000] $17,455,000 shall be for special
demonstration programs under sections 311 (a), (b), and (c) [including
$15,000,000 for one-time start-up grants to establish a system of regional comprehensive head injury prevention and rehabilitation centers]. (Department of Education Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 91-0301-0-1-506
Program by activities:
Direct program:
State grants:
00.01
Vocational rehabilitation State grants
00.02
Supported employment
00.03
Client assistance
Special purpose funds-.
00.04
Service and demonstration projects
00.05
Helen Keller Center
00.06
Independent living
00.07
Training
00.08
National Institute on Disability and Rehabilitation
Research
00.09
Technology assistance

1989 actual

1990 est.

1991 est.

1,450,500
27,227
7,775

1,528,498
27,630
7,901

1,597,280
28,790
8,233

48,255
4,900
44,378
30,500

64,584
4,938
45,431
31,110

47,182
5,198
45,974
31,110

53,913

54,318
14,814

54,318
20,000

JSS ^«„SUCATI0N

A-642

AHD

t h e b u d g e t f o r f i s c a l y e a r 1991

" E H W I U T A T I V E "RViCES-Continued

General and special funds—Continued
REHABILITATION SERVICES AND HANDICAPPED RESEARCH—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 9 1 - 0 3 0 1 - 0 - 1 - 5 0 6

00.10
00.11
00.91
01.01

Evaluation.,
Construction, expired activity..
Total direct program..
Reimbursable program

10.00

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
25.00 Unobligated balance lapsing
25.00 Unobligated balance restored
Budget authority

39.00

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

i actual

1990 est

1991 est.

1,669,242
1,435

1,780,212
1,435

1,839,073
1,435

1,670,677

1,781,647

1,840,508

-1,435
-500
140
-812

-1,435

-1,435

1,668,070

1,780,212

1,839,073

1,667,570

1,804,870
-24,658

1,839,073

982

812

43.00
50.00

Appropriation (adjusted)..
Reappropriation

1,667,570
500

1,780,212

1,839,073

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

1,669,242
530,752
-572,944
-3,796

1,780,212
572,944
-524,280

1,839,073
524,280
-542,216

1,623,255

1,828,876

1,821,137

Outlays..

90.00

Supported employment—Formula grants are made to
assist States in developing programs with public and nonprofit organizations for training and time-limited post-employment services leading to supported employment for persons with severe disabilities.
Client assistance.—Formula grants are made to States to
provide assistance in informing and advising clients and
applicants of benefits available under the Rehabilitation
Act and, if requested, to pursue legal or administrative
remedies to ensure the protection of the rights of individuals.
Special purpose funds.—
Service and demonstration projects.—Grants

are made for
projects to expand services to disability groups who have
been underserved in the past, to develop new and innovative approaches to meeting the needs of the severely disabled, and to provide disabled individuals special training
and job opportunities in private industry.
Helen Keller Center.—The Center provides services to
deaf-blind youths and adults and conducts research and
training programs.
Independent living.—Grants are awarded to States and
nonprofit agencies for services designed to enable severely
disabled persons to live and function more independently.
Tra in ing. —Project grants are made to States and public
or nonprofit agencies and organizations, including institutions of higher education, to increase the number of skilled
personnel available for employment in rehabilitation settings.

National Institute on Disability and Rehabilitation ReState

grants.—
Vocational rehabilitation State grants.—The

basic State
grant program provides Federal matching to State vocational rehabilitation agencies to assist physically and mentally
handicapped individuals to become gainfully employed.
Under the 1986 amendments to the Rehabilitation Act, the
Federal matching share for payments made to States which
exceed their 1988 allotments will decrease 1 percent per
year down to 75 percent for 1993. Services provided include
counseling, vocational evaluation, work adjustment, mental
and physical rehabilitation, education and vocational training, job placement, and post-employment services. Priority
is given to serving those with the most severe disabilities.
The first table below presents estimates of the number of
persons served and rehabilitated nationally. The second
table shows relative State performance in rehabilitating severely disabled persons.
COMPARABLE NUMBER OF INDIVIDUALS WITH DISABILITIES SERVED AND
REHABILITATED

1989 est.
927,000

918,876
218,183
140,959
77,224
64.6
131,004
569,689

Total active cases
Cases closed, rehabilitated
Severely disabled
Nonseverely disabled
Severely disabled, percent
Cases closed, not rehabilitated..
Cases on hand, end of year

Identification code 91-0301-0-1-506

146,000
74,000
66.4
129,000
578,000

24.0
25.0
41.0
99.0
99.0

Mumber of States1

1
2

Includes District of Columbia and Puerto Rico.
Third quarter estimates.




1987 actual

1
19
23
6
2

Object Classification (in thousands of dollars)

220,000

RELATIVE STATE PERFORMANCE IN REHABILITATING SEVERELY DISABLED
INDIVIDUALS
Rehabilitation rate:
20-29 percent...
30-39 percent....
40-49 percent...
50-59 percent...
60-69 percent...
70-79 percent...
80-89 percent...

search.—The
Institute carries out a comprehensive and coordinated program of rehabilitation research. Through
grants and contracts, it supports research and training centers, rehabilitation engineering centers, research and demonstration projects, information dissemination and utilization projects, and career development activities. In the reimbursable program, the National Institute of Mental
Health co-sponsors research and training centers for rehabilitating persons disabled by mental illness.
Technology assistance.—Grants are made to States to
assist them in developing statewide programs that facilitate
the provision of assistive devices and services to disabled
persons. Funds also support technical assistance, an evaluation of the Technology Assistance State grants program,
and model projects.
Evaluation.—Studies
are conducted to evaluate the
impact and effectiveness of various programs authorized
under the Rehabilitation Act.

1988 actual

1

14
28
7
2

99.9

1989 actual

1990 est.

1991 est.

Direct obligations:
Printing and reproduction
Other services
Grants, subsidies, and contributions

43
5,084
1,664,116

47
5,341
1,774,824

43
3,643
1,835,387

Subtotal, direct obligations
Reimbursable obligations

1,669,242
1,435

1,780,212
1,435

1,839,073
1,435

1,670,677

1,781,647

1,840,508

Total obligations

1989 est.2
2
16
25
9

[SPECIAL INSTITUTIONS]
[AMERICAN PRINTING HOUSE FOR THE B U N D J

[For carrying out the Act of March 3, 1879, as amended (20 U.S.C.

101 et seq.), including provision of materials to adults undergoing
rehabilitation on the same basis as provided in 1985, $5,740,000.]

P CA O O T N N H BU A I E
,
omcE 0F S £ I l E U A K A D K A I T TV $ERVICE

DEPARTMENT OF EDUCATION
[NATIONAL TECHNICAL INSTITUTE FOR THE D E A F ]

[For the National Technical Institute for the Deaf under titles II
and IV of the Education of the Deaf Act of 1986 (20 U.S.C. 4301 et
seq.) and for activities under section 311 of the Rehabilitation Act of
1973, $36,553,000, of which $325,000 shall be for the endowment program as authorized under section 408 and shall be available until
expended, $482,000 shall be for construction and renovation, to
remain available until expended, and $900,000 shall be retained by
the Secretary for the purpose of supporting a consortium of institutions to provide education and vocational rehabilitation services for
low functioning adults who are deaf.]

^S

A-643

American Printing House for the Blind...:.
National Technical Institute for the Deaf..
Gallaudet University

5,335
33,326
65,998

5,663
36,070
67,643

Distribution of outlays by account:
Special institutions for the handicapped...
American Printing House for the Blind
National Technical Institute for the Deaf..
Gallaudet University

6,645
36,258
81,906

5,844
37,853
68,551

115,432
33,605
65,187

This new account consolidates three prior accounts, each of
which included a grant to a particular institution which
[GALLAUDET UNIVERSITY]
serves handicapped students. These institutions share a special relationship with the Federal Government including an
[For the Kendall Demonstration Elementary School, the Model
authorization for Federal appropriations. These grants are the
Secondary School for the Deaf and the partial support of Gallaudet
University under titles I and IV of the Education of the Deaf Act of
largest single source of funds for each institution.
1986 (20 U.S.C. 4301 et seq.), including continuing education activities,
American Printing House for the Blind.—The Federal apexisting extension centers and the National Center for Law and the
propriation supports the production of free educational mateDeaf, $68,600,000, of which $1,000,000 shall be for the endowment
rials for blind students below the college level. In 1989, the
program as authorized under section 407 and shall be available until
Federal appropriation represented 41.7 percent of the instituexpended.]
tion's total budget.
SPECIAL INSTITUTIONS FOR THE HANDICAPPED
National Technical Institute for the Deaf.—This national
residential center provides postsecondary technical education
For special institutions for the handicapped, $117,979,000, which
shall be available as follows: for Gallaudet University as authorized deaf people to prepare them for employment. In 1989,
for
under titles I and IV of the Education of the Deaf Act of 1986 (20 Federal appropriations represented 83 percent of the InstiU.S.C. mi et seq.) Cthe Act"), $74,047,000, of which $1,000,000 shall
tute's operating budget. Funds are also provided for endowbe for the endowment program as authorized under section 407 and
ment matching grants.
shall be available until expended, and $2,500,000 shall be for construction; for the National Technical Institute for the Deaf as authorized Gallaudet University.—This private, nonprofit educational
institution provides an undergraduate higher education prounder titles II and IV of the Act, $37,531,000, of which $336,000 shall
gram for deaf persons, a preparatory program for students
be for the endowment program as authorized under section 408 and
shall be available until expended; for the American Printing House who need such training to qualify them for college admission,
for
the Blind as authorized under the Act of March 3, 1879, as amended, graduate program in fields of study related to deafness, and
a
$5,901,000; and for evaluation studies authorized by section 405 of the
continuing education and public service programs.
Education of the Deaf Act of 1986, $500,000. (Department of Education
Gallaudet also operates on campus the Model Secondary
Appropriations Act, 1990.)
School for the Deaf, which serves deaf students of high school
age, and the Kendall Demonstration Elementary School for
Program and Financing (in thousands of dollars)
younger children. In connection with their instructional programs, these schools also develop materials and methods for
1991 est.
1989 actual
1990 est.
Identification code 91-0604-0-1-500
teaching deaf children.
Program by activities:
In 1989, Federal appropriations represented 68 percent of
00.01 American Printing House for the Blind
5,335
5,663
5,901
the University's operating budget and 100 percent of the operating budgets of the related elementary and secondary
National Technical Institute for the Deaf:
schools. Funds are also provided for endowment matching
01.01
Operations
33,128
34,384
37,195
01.02
Construction
476
grants.
01.03
Endowment grant
198
322
336
Evaluation Studies.—For 1991, funds are requested to con01.04
Consortium
888
duct a comprehensive evaluation of postsecondary education
programs for persons who are deaf.
01.91
Subtotal, National Technical Institute for the Deaf...
33,326
36,070
37,531
Gallaudet University:
University programs
Model Secondary School for the Deaf
Kendall Demonstration Elementary School
Endowment grant
Construction
Subtotal, Gallaudet University
Evaluation studies

02.01
02.02
02.03
02.04
02.05
02.91
03.01
10.00
39.00

Total obligations (object class 41.0)
Financing:
Budget authority

40.00
40.00
43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays

Distribution of budget authority by account:
Special institutions for the handicapped




44,688
13,087
7,235
988

45,899
13,368
7,390
986

48,799
14,005
7,743
1,000
2,500
74,047
500

65,998

67,643

104,659

109,376

117,979

104,659

109,376

117,979

104,659

110,893
-1,517

117,979

104,659

109,376

117,979

104,659
33,010
-12,861

109,376
12,861
-9,989

117,979
9,989
-12,536

124,809

112,248

115,432

117,979

Trust Funds
PROMOTION OF EDUCATION FOR THE B U N D

Program and Financing (in thousands of dollars)
Identification code 91-8893-0-7-501

10.00
60.00

71.00
72.40
74.40
90.00

1989 actual

Program by activities:
Total obligations (object class 41.0)

10

Financing:
Budget authority (appropriation) (permanent, definite)

1990 est.

10

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

10
2
—6

6
—2

7

5

The Handicapped Programs Technical Amendments Act of
1988 terminated the $10 thousand annual payment to the
Printing House effective September 30, 1989.

ISS fJnTAT,0NAL

A-644

and adult educat,0n

t h e

OFFICE OF VOCATIONAL AND ADULT
EDUCATION

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L 99-177

Federal Funds

60.00

EDUCATION

For carrying out, to the extent not otherwise provided, [ t h e Carl D.
Perkins Vocational Education A c t , ] the Adult Education Act, [ a n d ]
the Stewart B. McKinney Homeless Assistance Act, and the Omnibus
Trade and Competitiveness Act of 1988, [$1,138,040,000] $289,714,000
which shall become available for obligation on July 1, [ 1 9 9 0 ] 1991,
and shall remain available until September 30, [ 1 9 9 1 ] 1992, of which
[$23,333,000 shall be for national programs under title IV of the Carl
D. Perkins Vocational Education Act including $7,083,000 for research, $11,250,000 for demonstrations, and $5,000,000 for data collection and of which] $1,000,000 shall be available only for demonstration programs authorized under section 372(d) of the Adult Education
Act, [$2,000,000] $3,000,000 shall be for national programs under
section 383, and $5,000,000 shall be for section 384 of the Adult
Education Act and of which $988,000 shall be for technology education demonstrations under title VI, subtitle B, chapter 2 of the Omnibus Trade and Competitiveness Act of 1988. (Department of Education
Appropriations Act, 1990.)

71.00
72.40
74.40
77.00
78.00

91-0400-0-1-501

Program by activities:
Vocational education:
Basic grants:
Basic State grants
00.01
Indian and Hawaiian natives set-aside..
00.02

1989 actual

823,872

871,822

8,807
32,816
7,945

10,939
34,517
8,268

02.01
02.02
02.03

Community-based organizations
Consumer and homemaking education..
State councils
National programs:
Research
Demonstrations
Data systems

8,813
14,818
4,619

13,967
25,646
6,291

02.91

Subtotal, national programs..

28,250

45,904

01.01
01.02
01.03

03.01
04.00
05.01
05.02

6,596

...
..

6,898
107
112

6,801
213
284

6,898
107
143

Total, permanent appropriation...

7,117

7,298

7,148

Total, vocational appropriation...

912,574

985,344

7,148

137,071
2,375
75
250

157,811
2,930
14,491
31,582
10,578

200,000
8,000
10,000
19,726
1,000

139,771

217,392

238,726

05.03
05.91
06.00
07.01
07.02
07.03
07.04
07.05
07.91

Adult education:
State programs
National programs
Literacy training for homeless adults..
Workplace literacy partnerships
English literacy grants
Total, adult education

988

08.01 Technology education demonstrations..
09.00
09.01

Subtotal, direct program..
Reimbursable program

1,052,345
125

1,202,736

246,862

10.00

Total obligations..

1,052,470

1,202,736

246,862

-125
-185
-44,818
73,218
55

-73,218

1,080,614

1,129,518

Financing:
14.00 Offsetting collections from: Non-Federal sources.
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority...




7,148

1,202,736
918,924
-1,213,587

246,862
1,213,587
-459,429

842,036

908,073

1,001,020

NOTES
Includes a reduction of $100 thousand in budget authority and associated outlays in 1990 in the Smith-Hughes Act
permanent appropriation as required by Public Law 99-177.
Includes $1,937 thousand in 1989 for penalty mail costs financed primarily from consultant services savings. In 1990 and
1991 these costs are in the Department of Education, Departmental management, Program administration account.
Includes $988 thousand in budget authority in 1991 for activities previously financed in Department of Education, Office of
Elementary & Secondary Education, School improvement programs account. The comparable amount for 1990 is $988
thousand.

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

1,080,614
842,036

1990 est.
1,129,518
908,073

1991 est.
246,862
1,001,020
929,675
111,561

1,080,614
842,036

1,129,518
908,073

1,176,537
1,112,581

and adult education

in-

[In thousands of dollars]

978,046

Permanent appropriation:
Basic grants
Indian and Hawaiian natives set-aside..

7,148

1,052,345
706,994
-918,924
1,806
-185

Budget authority for vocational
cludes t h e following amounts:

3,767

Total, annual appropriation..

7,148

Total:
Budget authority
Outlays

905,457

Bilingual vocational training

239,714

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

845,852
25,970

Subtotal, basic grants

1,122,370

[In thousands of dollars]
1991 e

1990 est.

811,423
12,449

00.91

239,714

Outlays

Program and Financing (in thousands of dollars)
Identification code

1,138,040
-15,670

1,073,466

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

1991

1,073,466

Appropriation (adjusted)
Permanent:
Appropriation

43.00

General and special funds:
VOCATIONAL AND ADULT

budget f o r fiscal year

246,862

1. Vocational education:
a. Basic grants
b. Community-based organizations
c. Consumer and homemaking education
d. State councils
e. National programs
f. Bilingual vocational training
g. Permanent appropriation
h. Proposed legislation
2. Adult education:
a. State programs..
b. National programs..
c. Literacy training for homeless adults..
d. Workplace literacy partnerships
e. English literacy grants
3. Technology education demonstrations
Total..

1989 actual
831,566
8,892
33,118
7,904
26,005
3,771
7,148

1990 est.
850,734
10,850
34,176
7,942
23,014
2,959
7,048

1991 est.

136,344
1,976
7,094
11,856
4,940

157,811
1,973
7,397
19,726
5,888

200,000
8,000
10,000
19,726
1,000

1,080,614

1,129,518

1,176,537

7,148
929,675

Vocational education.—
T h e S m i t h - H u g h e s A c t of 1917 (Public L a w 6 4 - 3 4 7 ) , as
amended, provides a p e r m a n e n t appropriation for vocational education basic grants a n d national programs.

Adult education—
State programs.—Formula

grants are m a d e to States to
eliminate functional illiteracy a m o n g t h e N a t i o n ' s adults
a n d to assist adults in obtaining a h i g h school diploma or
its equivalent.

National programs—Funds support discretionary activities t h a t assist States in evaluating t h e status and progress
of adult education. T h e s e activities include a longitudinal
study of adult education services a n d participants and, beginning in 1991, a national literacy clearinghouse.
Literacy training for homeless adults.—F u n d s provide discretionary grants to States to support special literacy services for the homeless.

0ff,CE roSTSEC0NDARY
»
FeLTF^sA-645

department of education

Workplace literacy partnerships.—Funds support discre- 1 of part A may be used for unfinaneed costs in prior award year Pell
tionary grants for projects to provide literacy and basic grant programs: Provided further, That the maximum Pell grant that
a stu^ent
may receive shall be $2,300: Provided further, That notwithskills education in the workplace
English literacy grants.-Funds are used for State grants
section 479A of the Higher Education Act.of 1965 (20 U.S.C.
and demonstration projects to promote English literacy for 1 0 ( * e t ^
f T f m * ™ m l a i d administrators shall be authorized,
&
J
r N JD
r
7 J u
on the basis of adequate documentation, to make necessary adjustlimited-fcngiish proticient adults.
m e n t s to t h e c o s t o f attendance and expected student or parent conTechnology education demonstrations. —Funds are used for tribution (or both) and to use supplementary information about the
discretionary grants for model demonstrations to improve financial status or personal circumstances of eligible applicants only
technology education.
for purposes of selecting recipients and determining the amount of
awards under subpart 2 of part A, and parts B, C, and E of title IV of
Object Classification (In thousands of dollars)
the Act[: Provided further, That notwithstanding section 411(bX6XB)
of the Higher Education Act of 1965 as amended, no basic grant
Identification code 91-0400-0-1-501
1989 actual
1990 est.
1991 est.
u n d e r s u b p a r t i 0 f p a r t a of title IV of that Act shall be awarded to
any student who is attending on a less than half-time basis for a
OFFICE OF VOCATIONAL AND ADULT EDUCATION
period of enrollment beginning on or after January 1, 1990, except
that any such student who received a basic grant for a period of
Direct obligations:
25.0
Other services
13,749
22,452
8,393 enrollment beginning before January 1, 1990, shall be eligible to
41.0
Grants, subsidies, and contributions
1,033,977
1*173,993
238,469 rece i V e a basic grant for a period of enrollment beginning on or after
such date from funds appropriated for fiscal year 1989: Provided
99.0
Subtotal, direct obligations, Office of Vocational
1,196,445
246,862 further, That notwithstanding section 411(bX6XB) of the Higher Eduand Adult Education
1,047,726
'
'
cation Act of 1965 as amended, no basic grant under subpart 1 of part
99.0
Reimbursable obligations, Office of Vocational and Adult
A of title IV of that Act shall be awarded from funds appropriated for
Education
125
fiscal year 1990 to any student who is attending on a less than halftime basis:]: Provided further, That notwithstanding section hllF(l)
of the Higher Education Act of 1965 as amended, the term "annual
adjusted family income11 shall, under special circumstances prescribed
ALLOCATION TO EMPLOYMENT AND TRAINING ADMINISTRATION
by the Secretary, mean the sum received in the first calendar year of
25.0
Other services
1,155
A T8
1
award year from the sources described in that section: Provided
41.0
Grants, subsidies, and contributions
3,464
:
further, That any institution participating in any loan program authorized under part B of title IV of the Higher Education Act of 1965
99.0
Subtotal obligations, Employment and Training Ad6,291
as amended, with a default rate, as determined by the Secretary, that
ministration
4,619
= =
exceeds 30 per centum shall implement a pro rata refund policy that
99.9
Total obligations
1,052,470
1,202,736
246,862 complies with minimum standards established by the Secretary in
~ regulations, for any title IV aid recipient who withdraws before the
~
earlier of six months from the beginning of the course of study for

VOCATIONAL AND ADULT EDUCATION

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 91-0400-2-1-501

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations (object class 41.0)
40.00

Financing:
Budget authority (appropriation).

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year
90.00

929,675
929 675
818114
—
111,561

Outlays

The Administration has proposed reauthorizing legislation
for the expiring Carl D. Perkins Vocational Education Act.
When new authorizing legislation is enacted, funds will be
requested for vocational education.

OFFICE OF POSTSECONDARY EDUCATION
Federal Funds
General and special funds:
STUDENT FINANCIAL ASSISTANCE*

•See "Detailed Budget Estimates," Subpart B, for additional information.

which the loan was received, or the date on which the student completes one-half of that course [and these provisos, except as specifically indicated, shall apply to all fiscal year 1990 funds, which shall
remain available until September 30, 1991: Provided further, That the
maximum Pell grant that a student may receive in the 1990-91 award
year shall be $2,300.]: Provided further, That notwithstanding section
484 of the Higher Education Act of 1965 as amended, in order for a
student to be eligible to receive grant, loan, or work assistance under
title IV of that Act, the student shall be required to have received a
high school diploma or its recognized equivalent, or, prior to enrollment in the course for which such assistance is sought, shall have
secured
a passing grade on a test of ability to complete that course
is developed, administered, and graded by one or more independent organizations identified by the Secretary. (Department of Education Appropriations Act, 1990; legislative action required.)
Program and Financing (in thousands of dollars)
Identification code 91-0200-0-1-502

1990 e

1991 est.

01.01
01.02
01.03
01.04

Program by activities:
Pell grants:
Current academic year program
Prior academic year program
Shortfalls
Administrative costs

2,915,613
1,949,799

2,898,756
1,484,972
396,000
4,308

3,041,720
1,510,922
371,000

01.91

Subtotal, Pell grants

4,865,412

4,784,036

4,923,642

620,644
438,603
3,628

606,362
463,596
11,175

601,765
458,650
15,000

188,617
14,287

138,775

02.01
02.02
02.03

Campus-based aid:
Work-study
Supplemental educational opportunity grants..
Income contingent loans
Perkins loans-.
Federal capital contributions
Cancellations

For carrying out subparts 1 [ , ] and 2[, and 3 ] of part A and parts
C [ , ] and D[, and E ] of title IV of the Higher Education Act, as
02.04
amended, [$6,044,097,000 together with an additional $131,000,000 02.05
which shall be available only for unfinaneed costs in the 1989-90
Subtotal, Campus-based aid
award year Pell Grant program: Provided, that $286,000,000 shall 02.91
only be available if such funds are necessary to pay a maximum
grant of $2,300 during the 1990-1991 program year] for award year 03.01 State student incentive grants
1991-92, $6,352,415,000, of which $5,277,000,000 for subpart 1 of part
10.00
Total obligations
A shall remain available until September 30, 1993 and of which
$1,075,415,000 for other programs shall be available until September Financing:
11.00 Offsetting collections from: Federal funds
30, 1992: Provided, That up to $371,000,000 of the amount for subpart




1989 actual

1,265,778
72,082
6,203,272
-3,368

43,696
1,263,604

1,075,415

59,199
6,106,839

-1,200

5,999,057

An 4Aa0
- 0

A-648

OFFICE OF POSTSECONDARY EDUCATION—Continued
Federal Funds-Continued

General and special funds—Continued

need. The Federal share of such grants may not exceed 85
percent of the total grant.
Income contingent loans.—Under the income contingent
loan (ICL) program, institutions operate revolving loan funds

STUDENT FINANCIAL ASSISTANCE*—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code

17.00
21.40
24.40
25.00

91-0200-0-1-502

Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

1989 actual

1990 est.

1991 est.
—

-95,331
-1,812,479
1,521,487
739

-1,521,487
1,506,614

1,506,614
1,859,972

39.00

Budget authority

5,814,320

6,090,766

6,352,415

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

5,814,320

6,175,097
-84,331

6,352,415

5,814,320

6,090,766

6,352,415
599g057

43.00

Appropriation (adjusted)

71.00
72.10

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of

6,199,905

6,105,639

72.40
74.10
74.40
77.00
78.00

Obligated^ telaria, start of year.
Receivables in excess of obligations, end of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

3,135,276
1,028
-3,316,817
- 64,287
-95,331

3,316,817

90.00

Outlays

-1,028

—^2*9
3 6 64 6
; ;
5,794,932

5,859,774

Note—Excludes $4,308 thousand in budget authority in 1991 for activities transferred
Program administration. Comparable amounts for 1990 ($4,308 thousand) are included above.

3,626,496
-3|i7l"oil
! !
6454 542
1_J

Departmental Management,

Status of Direct Loans (in thousands of dollars)
Identification code

91-0200-0-1-502

Cumulative balance of direct loans outstanding:
1210 OutstamBng, start of year
1251 Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net 1
1290

Outstanding, end of year

1989 actual

1990 est.

capitalized in part with Federal contributions distributed to
participating institutions. Loans are made at the institution's
discretion, usually to students with demonstrated need, and
carry unsubsidized interest rates. Repayment rates depend on
post-school earnings: as income increases, so does the percentage of income required for repayment. In 1991, the increase in
Federal contributions would increase the number of institutions and students served.
Perkins loans—Cancellations. —Under the Perkins loan (form e r l y national direct student loan (NDSL)) cancellation program, institutional revolving funds are reimbursed for indebtedness cancelled as a result of a borrower engaging in certain
public service occupations. Appropriations in 1991 are not
needed because sufficient unobligated balances are available
to fund expected cancellations in that year. Appropriations
will again be required in 1992 and beyond.
The following tables display student aid funds available, the
number of aid awards, average awards, and unduplicated
count of students receiving awards, including aid under the
guaranteed student loan (GSL) program, under the budget
re<luesttables include the effects of matching funds
wherever applicable. ICL and Perkins loan amounts also reflect other available capital in institutional revolving funds,
i n c l u d i n g l o a n collection and loan cancellation receipts. Guaranteed student loan amounts reflect the capital actually
loaned, not the Federal costs of those loans.
AID FUNDS AVAILABLE

1991 est.

[In millions of dollars]

603,617
-64,213

283,257
-74,865

219,074
-65,923

-181,885
-74,262

-40,292
50,974

-47,056
46,112

283,257

219,074

152,207

1 Includes in all years institutional matching share of defaulted loans assigned to the Education Department. Includes in
1989 an adjustment to defaulted loan principal.

This account finances several programs of aid to students in
postsecondary education.
Pell grants. —Undergraduate students establish eligibility
for these grants through application to a federally managed
system of assessment of need. This need assessment evaluates
the individual and parental ability to contribute towards a
student's postsecondary education. The 1991 appropriation includes up to $371 million for unfunded Pell costs in prior year
programs ($265 million for the 1989-90 award year and $106
million for the 1990-91 award year). In 1990 the Secretary will
reduce awards to account for the 1990 sequester pursuant to
Public Law 99-177.
The 1991 request of $5,277 million reflects cost savings contained in appropriation language. Without these savings, the
request (assuming a $2,300 maximum award) would be $5,495
million.
Work-study.—Federal
grants are awarded by formula to
qualifying institutions, which develop and provide part-time
jobs for eligible undergraduate and graduate students with
demonstrated need. Federal grants in most cases pay 70 percent of a student's earnings and the remainder is paid by the
employer. Hourly earnings must not be less than the Federal
minimum wage.

1989 actual
4,863
8,432
689
1,817
780
443
5
884
144

1990 est.
4,763
8,769
827
1,368
823
488
5
860
118

1991 est.
4,889
8,853
943
1,223
823
515
16
744

18,057

18,021

18,006

1989 actual
3,302
3,235
218
676
835
633
2
826
261

1990 est.
3,214
3,331
258
545
876
678
2
804
197

1991 est
3,389
3,329
292
504
871
696
6
695

9,988

Pell grants
Guaranteed student loans—Stafford loans
Guaranteed student loans—PLUS
Guaranteed student loans—SIS
Work-study
Supplemental educational opportunity grants
Income contingent loans
Perkins loans
State student incentive grants

9,905

9,782

1989 actual
1,473
2,607
3,167
2,688
935
700
2,200
1,070
550

1990 est.
1,482
2,633
3,199
2,510
940
720
2,200
1,070
600

1991 est.
1,443
2,659
3,231
2,428
945
740
2,500
1,070

Total aid available

NUMBER OF AID AWARDS
[In thousands]

Pell grants..
Guaranteed student loans—Stafford loans...
Guaranteed student loans—PLUS
Guaranteed student loans—SLS
Work-study..
Supplemental educational opportunity grants..
Income contingent loans
Perkins loans
State student incentive grants..
Total awards..

AVERAGE AID AWARDS

Pell grants
Guaranteed student loans—Stafford loans
Guaranteed student loans—PLUS..
Guaranteed student loans—SLS
Work-study
Supplemental educational opportunity grants.—Funds are
Supplemental educational opportunity grants
allocated by formula among qualifying institutions, which use Income contingent loans
these funds at their discretion to award grants to undergraduPerkins loans
ate students, with priority for those students with exceptional State student incentive grants




t h e b u d g e t f o r f i s c a l y e a r 1991

[In whole dollars]

OFFICE OF POSTSECONDARY EDUCATION—Continued
Federal Funds—Continued

DEPARTMENT OF EDUCATION
NUMBER OF STUDENTS AIDED

02.03

[In thousands]

02.04
02.05

1989 actual
5,981

Unduplicated student count

1990 est.
5,931

1991 est
5,857

The following table displays institutional administrative
costs paid from program funds.
ADMINISTRATIVE PAYMENTS TO INSTITUTIONS
[In thousands of dollars]

1989 actual
16,510
45,170
17,718
192
35,373

1990 est
16,072
47,214
19,517
216
34,402

1991 est.
16,725
47,219
20,613
664
29,742

114,963

Pell grants
Work-study
Supplemental educational opportunity grants
Income contingent loans
Perkins loans

117,421

114,963

Total administrative payments

The following table displays the status of defaulted Perkins
loans held by the Department and by institutions.
DEFAULTED PERKINS LOANS
[In thousands of dollars]

1989 actual

1
2
3

283,257
788,000
177,574
-74,865
-73,100
-40,292
-51,500

219,074
790,000
160,712
-65,923
-76,000
-47,056
-56,600

1,071,257

Outstanding defaulted loans, end of year

1991 est.

602,641
730,000
174,700
-63,718
-70,300
-255,666
-46,400

Outstanding defaulted loans, beginning of year: 1
Assigned defaulted loans 2
Unassigned defaulted loans 3
New defaulted loans
Collections on assigned loans
Collections on unassigned loans
Write-offs for assigned loans
Write-offs for unassigned loans

1990 est.

1,009,074

924,207

Includes - $ 7 8 , 7 8 1 thousand correction to start-of-year balance for 1989.
Permanently assigned to the Federal Government for collection.
Unassigned loans at institutions.

Identification code 9 1 - 0 2 0 0 - 0 - 1 - 5 0 2

41.0
99.0
99.9

Direct obligations: Grants, subsidies, and contributions
Reimbursable obligations

1989 actual

1990 est.

28,223
571
57

25,113
844
115

24,610
751
468

278,660

393,802

353,660

5,203,843

4,615,022

3,928,654

-96,342
-158,231

-61,450
-186,410

-77,570
-220,280

-284,925

-341,809

-378,561

-16,089
-41,137
-736
-125,560

- 3 0 577
-32,764
- 1 4 264
-34,943

-282
-1,464

-630
-6,070

-2,580
-11,880

-28,179
-12,288

-40,928
-8,833
-30,000

-38,010
-8,271
-30,000

Subtotal, PLUS/SLS loans

10.00

Total obligations

Financing:
Offsetting collections from: Non-Federal sources:
Stafford loans:
Defaulted loans repaid:
14.00
Federal collections
14.00
Offsets against Federal tax refunds
14.00
Reimbursements from guarantee agencies
Other collections:
14.00
Advances repaid
14.00
Reinsurance fees
14.00
Rehabilitation of loans
14.00
Excess guarantee agency reserves
PLUS/SLS loans:
Defaulted loans repaid:
14.00
Federal collections
14.00
Offsets against Federal tax refunds
14.00
Reimbursements from guarantee agencies
14.00
Other collections: Reinsurance fees
14.00
SLMA loan repayments
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
31.00 Redemption of debt
39.00

•

-119,152
-34,764

-34,075

30,000

3,856,344

3,157,427

4,066,828

3,417,806

-892,428

3,826,314
-12,482
-3,826,314

3,174,400

-12,482

1,110,295

3,868,826

3,157,427

4,438,611
370,982
-791,054
-119,152

3,826,344
791,054
-771,268

3,127,427
771,268
-631,485

3,899,387

Appropriation (adjusted)
Permanent:
Contract authority (indefinite) (20 U.S.C.
1071)

30,000
4,284,695

Budget authority

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L 99-177
40.49
Portion applied to liquidate contract authority

69.10

3,846,130

3,267,210

-3,417,806

1991 est.

6,199,904
3,368

6,105,639
1,200

5,999,057

6,203,272

Total obligations

02.91

43.00

Object Classification (in thousands of dollars)

Administrative cost allowances to guarantee
agencies
Supplemental preclaims assistance
Contract collections costs

A-647

6,106,839

5,999,057

71.00
72.40
74.40
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts...
Outlays..

1 Also includes obligations for consolidation loans.
2 Less than $500 of this amount in 1989 was for "late payment" penalty interest paid to lenders. This information satisfies
the reporting requirement of section 438(b)(4)(C) of the Higher Education Act.

G U A R A N T E E D STUDENT

LOANS

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

(Liquidation of contract authority)

[In thousands of dollars]

For payment of obligations incurred under contract authority enEnacted/requested:
tered into pursuant to title IV, part B, of the Higher Education Act,
Budget authority
as amended, [$3,826,314,0001 $3417,806,000. (Department of Educa- Outlays
tion Appropriations Act, 1990.)
Proposed for later transmittal under proposed legislation:

Program by activities:
Stafford loans:1
01.01
Interest benefits, net of origination fees
01.02
Special allowance, net of origination fees2
01.03
Default claims
01.04
Death, disability, and bankruptcy claims
01.05
Administrative cost allowances to guarantee
agencies
01.06
Supplemental preclaims assistance
01.07
Contract collection costs
01.08
Administrative costs
01.91
02.01
02.02

Subtotal, Stafford loans
PLUS/SLS loans:
Default claims
Death, disability, and bankruptcy claims


http://fraser.stlouisfed.org/
Federal Reserve250-298 of -St.9 Louis
Bank O 1 9 0 - 3 2 QL3

1989 actual

1990 est.

mo est.
3,856,344
3,846,130

Budget authority
Outlays

Program and Financing (in thousands of dollars)
Identification code 9 1 - 0 2 3 0 - 0 - 1 - 5 0 2

jggg actual
4,284,695
3,899,387

1991 est.

1,824,928
1,276,000
1,665,348
49,405

1,132,500
1,256,700
1,660,250
51,932

1,178,000
525,000
1,698,741
51,625

90,716
3,829
14,957

104,739
3,826
11,153
120

103,625
3,924
14,079

4,925,183

4,221,220

3,574,994

245,551
4,258

363,210
4,520

323,306
4,525

1991 est.
3,157,427
3,267,210
-49,470
-39,576

Total:
Budget authority
Outlays

4,284,695
3,899,387

3,856,344
3,846,130

3,107,957
3,227,634

Status of Direct Loans (in thousands of dollars)
Identification code 9 1 - 0 2 3 0 - 0 - 1 - 5 0 2

1989 actual

1990 est.

1991 est.

5,592,505

6,790,418

7,808,168

1,858,922

2,000,948

2,022,329

-16,089
-428,110

-30,577
-631^591

-724,277

-282,150

-157,000

- 2 4 3 000

GSL LOANS
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1232 Disbursements: Disbursements for guaranteed
claims
Repayments:
1251
Repayments and prepayments
1252
Repayments of defaulted guaranteed loans 1
Adjustments:
1262
Write-offs for default

loan

A-648

OFFICE OF POSTSECONDARY EDUCATION-Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991
MEMORANDUM

General and special funds—Continued
2299

GUARANTEED STUDENT LOANS—Continued

U.S. contingent liability for guaranteed loans
outstanding, end of year

4,389,000

5,058,000

5,295,000

Status of Direct Loans (in thousands of dollars)—Continued
Identification code

1264
1290

91-0230-0-1-502

1990 est

1991 est.

65,340

-164,030

-178,530

6,790,418

7,808,168

8,684,690

1989 actual

Other adjustments, n e t 2
Outstanding, end of year
SLMA LOANS

1210
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year

4,910,000

4,910,000
-30,000

4,880,000
-30,000

4,910,000

4,880,000

4,850,000

Excludes interest and premium collections on directly insured loans.
Includes amounts retained by guarantee agencies to cover their collection costs. 1989 includes adjustment of principal in
directly insured defaulted loans.
1

2

Status of Guaranteed Loans (in thousands of dollars)
Identification code

91-0230-0-1-502

1989 actual

1990 est.

1991 est.

STAFFORD LOANS
Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans made by private
tenders

2131
2150

Guaranteed loan commitments exempt from limitation
Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of y e a r 1
2231 Disbursements: Disbursements of new guaranteed loans
2251 Repayments: Repayments and prepayments
Adjustments:
2261
Terminations for default that result in direct
loans 2
-.
2263
Terminations for default that result in claim
payments
2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans
outstanding, end of year

9,633,682

10,036,773

10,438,500

9,633,682

10,036,773

10,438,500

41,793,000

44,133,000

46,710,000

8,393,000
-4,342,005

8,733,000
-4,400,202

9,083,000
-4,715,972

-1,661,590

-1,703,866

-1,734,403

-49,405

-51,932

-51,625

44,133,000

46,710,000

49,291,000

44,133,000

46,710,000

49,291,000

MEMORANDUM

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent).
Subsidy amount (in thousands of dollars).

43.0
3,917,974

PLUS/SLS LOANS
Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans by private lenders
,
2131 Guaranteed loan commitments exempt from limitation

2,261,790

2,626,457

2,503,976

2150

2,261,790

2,626,457

2,503,976

3,293,000
1,997,000
-651,745

4,389,000
2,321,000
-1,299,092

5,058,000
2,225,000
-1,643,694

-244,997

-348,388

-339,781

—4,258

-4,520

-4,525

4,389,000

5,058,000

5,295,000

2210
2231
2251
2261
2263
2290

Total guaranteed loan commitments
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year 1
Disbursements of new guaranteed loans
Repayments: Repayments and prepayments
Adjustments:
Terminations for default that result in direct
loans 2
Terminations for default that result in claim
payments
Outstanding, end of year




2320
2330
1
2

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

16.4
202,497

Includes adjustment of $2,524 mHlion to 1989 start of year outstanding balance.
Includes terminations that result in lender and guarantee agency liabilities.

The guaranteed student loan (GSL) program is designed to
promote the availability of loans from banks and other lenders to students and their parents to help meet the costs of
attending participating universities, colleges, and other postsecondary institutions after taking into consideration family
financial resources and student self-help. This is accomplished
through the provision of Federal reinsurance against borrower default as well as through substantial Federal interest
subsidy payments to lenders. In general, the program is administered by State and private nonprofit guarantee agencies
that serve as intermediate loan insurers, defaulted loan collectors, and providers of various services to lenders. The Government also provides substantial subsidies to these agencies.
Through July 1984, the Federal Government also provided
direct loan insurance and, in such cases, continues to be responsible for defaulted loan collection and providing assistance to lenders.
Three types of guaranteed loans are currently available
through the program: under the Stafford loan component,
students may borrow highly subsidized loans; under the PLUS
loan component, parents can borrow less-subsidized loans; and
under the Supplemental Loans for Students (SLS) component,
formerly part of PLUS, students also may borrow less-subsidized loans. Each program has both annual and cumulative
limits on loan amounts. All loans can be used only to meet
educational expenses. Evidence of financial need is required
for a student to receive a Stafford student loan.
The Federal Government pays lenders a quarterly special
allowance throughout the life of each Stafford loan. This allowance generally assures lenders a total yield on new loans
equal to the current 91-day Treasury bill rate plus 3V4 percentage points or the interest rate to the borrower, whichever
is higher. The Government is also liable for up to 100 percent
of costs related to borrower default, death, disability, and
bankruptcy. The budget proposes increased guarantee agency
default liability to shift a small portion of this risk to a major
beneficiary of the program.
Under the Stafford loan component, the Federal Government pays the interest obligation (generally 8 percent on new
loans) of eligible borrowers while they are in school and
during grace and certain deferment periods. Federal interest
benefit costs are offset by an origination fee of 5 percent of
loan principal which is charged to borrowers.
Under the PLUS and SLS loan components, all students,
and parents of dependent students, may borrow to meet the
student's educational expenses without any demonstrated financial need. Unlike the Stafford loan program, the borrower's interest obligation during in-school, grace, and deferment
periods (up to the 52-week Treasury bill rate plus 3V4 percentage points, not to exceed 12 percent) is not paid by the Federal Government.
Under a fourth component, consolidation loans, student borrowers meeting certain debt level criteria and with loans from
multiple sources may consolidate these loans into a single
new long-term loan. Borrowers may consolidate Stafford, Perkins (formerly NDSL), and SLS loans, PLUS loans made to
students prior to enactment of the SLS program, and Health
Professions Student Loans (HPSL). The interest rate is the
greater of 9 percent or the weighted average of the interest
rates of the loans discharged by consolidation, rounded to the
nearest whole percent. Most consolidation activity is a roll-

A-649

OFFICE OF

department of education
over of current debt from a Federal perspective, with only
Perkins and HPSL consolidation constituting new Federal
loan guarantees. Since this new loan volume is minimal (less
than $100 million a year), consolidation loan data are included in Stafford loan data.
The Federal Government also pays administrative cost allowances to guarantee agencies.
Under the 1990 sequester, pursuant to Public Law 99-177,
for new loans made between October 1, 1989 and December
31, 1989, first year special allowance payments are reduced by
.25 percentage point, and the origination fee paid by students
is increased by .5 percentage point to 5.5 percent.
Federal receipts primarily include collections on defaulted
loans and reimbursements from guarantee agencies for their
default collections. One-time savings of $197 million will be
achieved in 1988, 1989, and 1990 by applying excess guarantee
agency reserves to agency default claims against the Government and by other means. In addition, outstanding advances
(interest-free loans) of $31 million to guarantee agencies will
be repaid in 1990; $16 million was repaid in 1989. Also included are Student Loan Marketing Association (Sallie Mae) repayments of loans from the Federal Financing Bank; these
transactions are treated as part of the cost of the GSL program.
Total loan volume insured under all program components
under the President's program is expected to be $11 billion in
1991, resulting in outstanding loans at the end of 1991 of $54.3
billion.
The text tables that follow provide additional information
on the program and reflect the effect of proposed legislative
changes.

AMOUNT OF LOANS GUARANTEED

1

[In millions of dollars]
Stafford loans:
Undergraduates..
Graduates
SLS
PLUS

1989 actual
6,661
1,771
1,817
689

1991 e
6,993
1,859
1,223
943

10,938

Total..

1990 est
6,927
1,842
1,368
827
10,964

11,018

Includes all disbursements from loans guaranteed in a fiscal year. Excludes the new disbursements resulting from the nonGSL portion of consolidation loans.
1

NUMBER OF LOANS GUARANTEED
[In thousands]
Stafford loans:
Graduates..
SLS
PLUS

1989 actual
2,911
323
676
218

1990 est.
2,998
333
545
258

1991 est.
2,996
333
504
292

Total-

4,128

4,134

4,125

1989 actual
2,288
5,475
2,688
3,167

1990 est.
2,311
5,530
2,510
3,199

1991 est.
2,334
5,585
2,428
3,231

AVERAGE LOAN SIZE
[In whole dollars]
Stafford loans:
Undergraduates..
Graduates
SLS
PLUS

Costs to the Federal Government related to a particular
loan accrue throughout the period the loan is outstanding,
which can be extended up to 25 years. Federal costs on Stafford loans are significantly reduced through the origination
fees, used to offset interest subsidy costs. As the following
table illustrates, net obligations for the first year of loans may
be negative. Costs in the budget year, therefore, are determined largely by the cost of loans outstanding at the start of
the year.

NET OBLIGATIONS FOR LOANS BY YEAR OF ORIGINATION
[In millions of dollars]
Year of origination:
1990

1989

1991

1992

1993

1994

1995

4,146
271

Total..

2,558
1,156
142

1,437
653
976
92

828
470
623
938
49

454
323
470
617
932
8

217
212
317
462
600
912
-15

139
66
208
296
462
601
927
-13

4,417

All pre-1989 loans...
198 9
199 0
199 1
199 2
199 3
199 4
199 5

3,856

3,158

2,908

2,804

2,705

2,685

Note—Excludes Sallie Mae repayments of FFB debt; $30,000 thousand in all years except 1989.

All new loans are insured directly by guarantee agencies,
then reinsured by the Federal Government. The following
table displays Federal payments to. these agencies, separated
into net payments for loan guarantees and net payments for
agency overhead costs.

Supplemental preclaims assistance
Collections retention allowance 1
Administrative cost offsets:
Reinsurance fees
Net administrative cost obligations

NET FEDERAL OBLIGATIONS FOR GUARANTEE AGENCY COSTS

Total obligations

[In thousands of dollars]

4,670
164,030

4,675
178,530

-53,425

-41,597

-65,398

204,101

256,955

243,150

1,578,987

1,710,316

1,725,497

The "Program and Financing" schedules provided for this account reflect net default collections, gross collections less
agency retentions, as the reimbursement received by the Government.
1

Reinsurance cost obligations:
Default claims
Death, disability, and bankruptcy claims
Reinsurance cost offsets:
Gross agency default collections 1
Repayment of advances
Elimination of excess reserves
Rehabilitation of loans

1989 actual
1,910,899
53,663

1990 est.
2,023,460
56,452

1991 est.
2,021,298
56,150

-447,291
-16,089
-125,560
-736

-546,767
-30,577
-34,943
-14,264

-595,101

Net reinsurance obligations

1,374,886

1,453,361

1,482,347

Administrative cost obligations:
Administrative cost allowances...

118,939

129,852

125,343




4,400
134,187

Increased efforts are being made to collect outstanding defaults and to reduce the incidence of default. Final default
reduction regulations were issued in 1989 to curb defaults at
participating schools. Full implementation is expected to
occur toward the end of 1991. Legislative changes in the Omnibus Budget Reconciliation Act of 1989 (P.L. 101-239) focus
on decreasing defaults in the SLS program. Increased efforts
to collect outstanding defaults include: referring both insured
and reinsured defaulted loans to private collection agencies;

A-650

OFFICE OF POSTSECONDARY EDUCATION-Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

G U A R A N T E E D STUDENT

LOANS

GUARANTEED STUDENT LOANS—Continued

(Proposed for later transmittal, proposed legislation)

sharing information on defaulted loans with consumer credit
bureaus; computer matches to locate defaulters; increased litigation; increased lender and guarantee agency due diligence
requirements; closer monitoring of collection activity; review
of debt compromise policies to ensure maximum collections on
defaults; and deduction from Federal income tax refunds of
defaulted loan amounts. Outstanding defaults owed to the
Federal Government in 1989-91 are as follows:

Program and Financing (in thousands of dollars)

[In thousands of dollars]

Outstanding, start of year
New defaulted loans
Repayments
Writeoffs and other adjustments

1989 actual 1990 est
5,512,797
6,726,798
1,858,922
2,000,948
-428,110 -631,592
-216,811 -321,030

1991 est.
7,775,124
2,021,730
-724,277
-421,530

Outstanding, end of year..

6,726,798

8,651,047

Note.—Same as "Status of Direct Loans" schedules provided for this account, except that this schedule excludes advances
to guarantee agency reserve funds.

Frequently used GSL default rate measures are the gross
and net cumulative default rates. The former represents cumulative defaults divided by cumulative loans that have matured (i.e., entered repayment). The latter represents cumulative defaults minus cumulative collections on defaults, divided
by cumulative matured loans. These rates are the best measures of the long-term default costs of the entire GSL portfolio
and the best indicators of longer term trends in default costs.

[In thousands of dollars]

1989 actual
93,361,750
73,771,000
10,474,000
3,331,000
14.2%
9.7%

Cumulative loans disbursed
Cumulative loans matured
Cumulative defaults
Cumulative collections
Gross default rate
Net default rate

1990 est.
104,415,750
83,988,000
12,507,000
4,135,000
14.9%
10.0%

1991 est
115,434,750
94,614,000
14,532,401
5,043,000
15.4%
10.0%

Another measure represents defaults in a given year divided by the average amount of loans in repayment during that
year. This annual rate is more comparable to default rates
calculated by commercial lending institutions. The volatility
of this rate, depending as it does on annual flows into and out
of repayment, makes this a less useful indicator in assessing
longer term default trends.

02.91

1989 actual
27,561,000
9,635,000

1990 est.
30,242,000
10,415,000

1991 est.
32,849,000
10,739,000

-5,041,415
-1,858,922
-53,663

-5,750,600
-2,000,948
-56,452

-6,411,521
-2,021,730
-56,150

30,242,000
6.4%

Annual default rate

32,849,000
6.3%

35,098,599
6.0%

Note.—These repayment figures, plus comparable figures for loans not yet in repayment, are comparable to figures included
in the "Status of Guaranteed Loans" schedules provided for this account.

Object Classification (in thousands of dollars)
Identification code

25.0
33.0
41.0
42.0
99.9

91-0230-0-1-502

Other services..
Investments and loans
Grants, subsidies, and contributions
Insurance claims and indemnities..
Total obligations




-749
-219

Total obligations

-968
-26,418

Financing:
Offsetting collections from: Non-Federal sources:
14.00
Stafford loans: Other collections: Reinsurance fees
14.00
PLUS/SLS loans: Other collections: Reinsurance fees...
39.00

40.00
40.49
43.00
49.10

90.00

-19,018
-4,034

Budget authority..

-49,470

Budget authority:
Appropriation
Portion applied to liquidate contract authority...

-49,470
49,470

Appropriation (adjusted)
Contract authority (indefinite) (20 U.S.C.
1071)

-49,470

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year..

-49,470
9,894

Outlays..

-39,576

Status of Direct Loans (in thousands of dollars)
Identification code 9 1 - 0 2 3 0 - 2 - 1 - 5 0 2

1989 actual

1990 est.

1991 e

GSL LOANS
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1232 Disbursements: Disbursements for guaranteed
loan claims
1290

-599

Outstanding, end of year

-599

Status of Guaranteed Loans (in thousands of dollars)

[In thousands of dollars]

Defaults
Death, disability, and bankruptcy..

-25,450

Subtotal, PLUS/SLS loans..

10.00

1991 est.

-19,305
-3,472
-2,673

PLUS/SLS loans:
Default claims
Administrative cost allowances to guarantee agencies..

STATUS OF LOANS IN REPAYMENT

Entering repayment..
Leaving repayment-

1990 est.

Subtotal, Stafford loans

02.01
02.03

71.00
74.40

END OF YEAR GUARANTEED LOAN STATUS

1989 actual

Program by activities:
Stafford loans:
01.01
Interest benefits, net of origination fees
01.02
Special allowance, net of origination fees
01.05
Administrative cost allowances to guarantee agencies..
01.91

OUTSTANDING DEFAULTED GUARANTEED LOAN VOLUME

7,775,124

Identification code 9 1 - 0 2 3 0 - 2 - 1 - 5 0 2

1989 actual

1990 est.

1991 est.

15,014

11,388

14,547

1,910,899
3,224,267
53,663

2,023,460
2,523,722
56,452

2,022,047
1,835,910
56,150

5,203,843

4,615,022

3,928,654

Identification code

91-0230-2-1-502

1989 actual

1990 est.

1991 est.

STAFFORD LOANS
Position with respect to appropriations act
limitation on commitments:
Limitation on guaranteed loans made by private
lenders
2131 Guaranteed loan commitments exempt from limitation

-303,409

2150

-303,409

2111

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2231 Disbursements: Disbursements of new guaranteed loans

-267,000

2290

Outstanding, end of year

-267,000

2299

U.S. contingent liability for guaranteed loans
outstanding, end of year

MEMORANDUM
-1,675,040

department of

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars).

-0.8

-182,717

PLUS/SLS LOANS
Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans by private lenders
2131 Guaranteed loan commitments exempt from limitation
2150

Total guaranteed loan commitments..

-22,000
615

Outstanding, end of year..

U.S. contingent liability for guaranteed loans
outstanding, end of year

-418,687

-0.9
-13,451

Includes terminations that result in lender and guarantee agency liabilities.

Object Classification (in thousands of dollars)

95,366

'"99*086

5,000
111,135

15,000
99,524

00.91

179,062

215,947

209,890

67,236
22,524
6,338

86,755
31,059
2,962

62,171
20,900

96,098

120,776

83,071

219,256
7,476
68,016

241,822
8,230
71,094

269,739
5,429
84,519

1989 actual

1990 est.

1991 est.

01.91
02.01
02.02
02.03

Total obligations..

-26,418

HIGHER

Subtotal, other aid for institutions..
Aid for students:
Special programs for the disadvantaged..
Other support services
Scholarships and fellowships

294,748

321,146

359,687

10,00

Total obligations

569,908

657,869

652,648

-48,377
15,039

-15,039
20,039

565,729

624,531

657,648

565,729

632,736
-8.205

657,648

565,729

624,531

657,648

569,752
574,151
-533,070
-965

657,869
533,070
-669,445

652,648
669^445
-710,363
!

Financing:
14.00 Offsetting collections from: Non-Federal sources..
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

40.00
40.00
43.00

EDUCATION*

*See "Detailed Budget Estimates," Subpart B, for additional information.

Other aid for institutions:
Program development...
Academic facilities
Special grants

Subtotal, aid for students...

-749
-25,669

Investments and loans
Grants, subsidies, and contributions..

Subtotal, aid for institutional development

02.91

39.00

99.9

1991 e

99,812

01.02
01.03

Proposed program reforms would increase default risk-sharing with guarantee agencies and take other steps to reduce
the cost of defaults to the taxpayer, such as requiring delayed
disbursement for Stafford and SLS loans and performing
credit checks on borrowers ages 21 and over.

33.0
41.0

1990 est.

79,976

01.01

Identification code 91-0230-2-1-502

1989 actual

Program by activities:
Aid for institutional development:
Strengthening historically black colleges and universi00.01
ties
00.02
Endowment grants for historically black colleges and
universities
00.03
Other

-21,385

Estimate of guaranteed loan subsidy:
2320 Subsidy rate (in percent)
2330 Subsidy amount (in thousands of dollars)
1

Identification code 91-0201-0-1-502

-24,881

MEMORANDUM
2299

for obligation, $6,700,000 shall be awarded without regard to section
701(B), section 721(B), and section 721(C) of said Act to the consortium
of institutions of higher education in the Washington, DC metropolitan area for the purpose of constructing and equipping an academic
research library to link the library and information resources of the
universities participating in the consortium.] CDistrict of Columbia
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

-24,881

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2231 Disbursements: Disbursements of new guaranteed loans
2261 Adjustments: Terminations for default that result
in direct loans 1
2290

A-651

OFFICE OF POSTSECONDARY EDUCATION—Continued
Federal Funds—Continued

education

71.00
72.40
74.40
77.00

Budget authority..
t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

-156
-3,019
-49,505
48,377
124

For carrying out, to the extent not otherwise provided for, [titles]
title I, part D, [III,] subparts 4 and 6 of part A of title IV, [sections 78.00 Adjustments in unexpired accounts
—3,019
501,] section 523, and subpart 1 of part D of title V, title VII, part D,
90.00
Outlays
606,849
521,494
611,730
part A and subpart 1 of part B of title X, and titles [XII] III, VI,
[VII, VIII,] and IX [, and X ] of the Higher Education Act of 1965,
as amended, and section 102(b)(6) of the Mutual Educational and
Cultural Exchange Act of 1961 [and section 140(b) of Public Law 100NOTES
202, $632,736,000], $657,648,000, of which up to [$18,128,000]
Excludes $987 thousand in budget authority in 1991 for activities transferred to Department of Education, Office of
$32,893,000 for endowment activities under section 332 of part C of Elementary and Secondary Education, School improvement programs. The comparable amount for 1990 ($987 thousand) is
included
title III, including $15,000,000 for historically black colleges and uni- above.
versities, and [$22,744,000] $20,900,000 for interest subsidies under Includes $1,784 thousand in 1989 for penalty mail costs financed primarily from consultant services savings. In 1990 and
1991, these costs are in the Department of Education, Departmental management, Program administration account.
part D of title VII shall remain available until expended: Provided,
That [$8,740,000] $5,000,000 for the National Science Scholars Program is not available until specifically authorized: Provided further,Aid for institutional development—
Strengthening historically black colleges and universiThat $8,627,000 provided herein for carrying out subpart 6 of part A
ties.—Funds under this heading are for grants to help hisof title IV shall be available notwithstanding sections 419G(b) and
4191(a) of the Higher Education Act of 1965 (20 U.S.C. 1070d-37(b) and
torically black undergraduate and graduate institutions
1070d-39(a)): Provided further, That no funds shall be used for part F equalize educational opportunity and strengthen their manof title IX of the Higher Education Act: Provided further, That
agement and fiscal operations so that they may become self[$1,456,000] $1,000,000 of the amount provided herein for subpart 4
sufficient.
of part A of title IV of the Higher Education Act shall be for an
Endowment grants for historically black colleges and unievaluation of Special Programs for the Disadvantaged to examine the
versities.—Funds support matching grants to these institueffectiveness of current programs and to identify program improvetions to help them build their endowments.
ments. (Department of Education Appropriations Act, 1990; additional
authorizing legislation has been proposed for $20,000,000.)
Other.—Funds would support grants for strengthening institutions and new endowment grants for institutions other
[Of the funds appropriated in Public Law 100-202 for carrying out
than historically black colleges and universities.
part B of title VII of the Higher Education Act that remain available




A-652

JSS

^«„SUCATI0N

AHD

"EHWIUTATIVE

t h e b u d g e t f o r f i s c a l y e a r 1991

"RVICES-COntinued

General and special funds—Continued

Object Classification (in thousands of dollars)

HIGHER EDUCATION*—Continued

Identification code 91-0201-0-1-502

Other aid for institutions—
Program development—In

1991, funds would support
projects under: the Fund for the Improvement of Postsecondary Education, to address problems and encourage improvements in postsecondary education; the minority science improvement program, to improve science education at
predominantly minority institutions; international education and foreign language study programs, to help strengthen American education in foreign languages and area and
international studies; and the student literacy corps, to provide literacy training for the disadvantaged.

25.0
41.0
99.9

1989 actual

Other services
Grants, subsidies, and contributions

1990 est.

1991 est.

2,797
567,111

652,648

569,908

Total obligations

657,869
657,869

652,648

HOWARD UNIVERSITY

For partial support of Howard University (20 U.S.C. 121 et seq.),
[$182,446,000] $185,446,000, of which [$1,500,000] $4,500,000 shall
be for a matching endowment grant to be administered in accordance
with the Howard University Endowment Act (Public Law 98-480) and
shall remain available until expended. (Department of Education Appropriations Act, 1990; additional authorizing legislation to be proAcademic facilities—
Interest subsidy grants.—Funds would meet mandatory posed for $4,500,000.)
interest subsidy costs of construction loan commitments
Program and Financing (in thousands of dollars)
made prior to 1974.

Aid for students—
Special programs for the disadvantaged.—This

Identification code 91-0603-0-1-502

program
(TRIO) supports projects to help individuals from disadvantaged backgrounds enter and complete college. In 1991,
funds would also support the final year of an evaluation of
these programs and a math/science Upward Bound initiative in coordination with the National Science Foundation.
Other support services.—In 1991, funds would support
projects under the legal training for the disadvantaged program and the school, college, and university partnerships
program to assist individuals from disadvantaged backgrounds.
Scholarships and fellowships.—In 1991, funds would support: the national science scholars program for outstanding
undergraduate students studying in the areas of mathematics and science; Robert C. Byrd honors scholarships for outstanding students who show promise of continued excellence; the minority participation in graduate education program to support talented minority students as they increase
their preparation for graduate study; the graduate assistance in areas of national need program to assist needy
graduate students of superior ability studying in fields of
national need; Patricia Roberts Harris graduate fellowships
to assist minorities and women to undertake graduate study
in fields in which they have been traditionally underrepresented; Paul Douglas teacher scholarships for outstanding
students who intend to teach at the elementary and secondary level; and non-competing continuation grants for the
Jacob K. Javits fellowships and the Patricia Roberts Harris
public service fellowships.
This account also records collections on outstanding prior
year loans under the Cuban and law enforcement education
loan programs. No new loans are made under these activities. Outstanding defaults, as well as delinquent loans, are
as follows:
Status of Direct Loans (in thousands of dollars)

Identification code 91-0201-0-1-502
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net 1
1210
1251

1290
1

Outstanding, end of year

Correction of prior year balance.




1989 actual

1990 est.

1991 est.

28,404
-531

15,206
-284

5,250
-263

-11,443
-1,224

-9,672

5,250

1990 est.

1991 est.

Program by activities:
Howard University:
00.01
Academic program
00.02
Endowment grant
00.03
Research program
00.04
Hospital

151,357
2,400
4,730
20,910

155,306
2,890
4,730
20,910

155,306
4,500
4,730
20,910

10.00

179,397

183,836

185,446

-1,814
1,390

-1,390

178,973

182,446

185,446

178,479
494

182,446

185,446

179,397
22,136
-24,920

183,836
24,920
-16,900

185,446
16,900
-15,410

176,613

191,856

186,936

Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority

40.00
50.00

Budget authority:
Appropriation
Reappropriation

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

Outlays

Howard University is a private, nonprofit educational institution consisting of 18 schools and colleges. Federal funds are
used to provide partial support for the University programs as
well as for the teaching hospital facilities. In 1989, direct
Federal appropriations represented 65 percent of the University's educational and general expenditures. Policies to reduce
the Federal tuition subsidies to foreign students have been
developed and will be implemented in 1990.

HIGHER EDUCATION FACILITIES LOANS

The Secretary is hereby authorized to make such expenditures,
within the limits of funds available under this heading and in accord
with law, and to make such contracts and commitments without
regard to fiscal year limitation, as provided by section 104 of the
Government Corporation Control Act (31 U.S.C. 9104), as may be
necessary in carrying out the program for the current fiscal year. For
the fiscal year [1990] 1991, no new commitments for loans may be
made from the fund established pursuant to title VII, section 733 of
the Higher Education Act, as amended (20 U.S.C. 1132d-2). (Department of Education Appropriations Act, 1990.)

-4,987

15,206

1989 actual

Program and Financing (in thousands of dollars)
Identification code 91-0240-0-1-502
Program by activities:
Reimbursable program:
01.01
Interest on Treasury loan capital..

1989 actual

6,531

1990 est.

6,143

1991 est.

5,838

o m c e 0f

department of education
01.02

10.00

6,147

6,543

Total obligations..

-6,811

-5,862
-2,836
-257
-2,647

-1,614
-725

-647
-189
-329
-18,615
12,387
10,000

-6,358
-2,717

Outstanding, start of year
New defaulted loans
Defaulted loans converted to current status..
Recoveries: Collections
Discount for prepayments
Outstanding, end of year..

-12,387
6,147
11,695

-6,147
5,838
3,546

-3,443
4,032
-6,730
-329

-5,455
6,730
-1,728

-3,237
1,728
-1,613

-6,470

Outlays..

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority..
Outlays

-453

Identification code 91-0240-0-1-502

-17
-647
-2,320

1990 est.
8,946
900
-984

1991 est.
8,862
1,181
-353

8,862

9,690

8,946

1989 actual

1990 est.

19916

Reimbursable obligations..

6,543

6,147

5,838

99.9

Total obligations

6,543

6,147

5,838

-3,122

HIGHER EDUCATION FACILITIES LOANS

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 91-0240-2-1-502

1990 est.

-6,470

1991 est.

-453

1989 actual

-3/L22
— 23^30

-6,470

-453

— 26,152

01.03
10.00

Identification code 91-0240-0-1-502
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1251 Repayments: Repayments and prepayments
Adjustments:
1263
Discount on loan asset sales to the public or discounted prepayments
1264
Other adjustments, net 1
Outstanding, end of year

1989 actual

1990 est.

1991 est.

39.00

71.00
90.00

111,020
-7,647

103,494
-5,862

97,632
-6,358

103,494

1990 est.

Program by activities:
Loan sale fees and commissions

1991 est.

70

Total obligations (object class 25.0)

70

-23,100
23,030

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

-23,030

Outlays

-23,030

Status of Direct Loans (in thousands of
Identification code 91-0240-2-1-502

-2,320
2,441

1989 actual

Financing:
14.00 Offsetting collections from: Non-Federal sources-. Loan
asset sales
31.00 Redemption of debt: Transfer of excess funds to Treasury

Status of Direct Loans (in thousands of dollars)

1989 actual

1990 e

1991 est.

Cumulative balance of direct loans outstanding:
97,632

91,274
!

Adjustments in 1989 represent reconciliations with inventory records.

Program operations.—'Title VII, Part C, of the Higher Education Act of 1965 authorizes direct loans at 5.5 percent interest, repayable within 50 years, to colleges, universities, and
higher education building agencies for the construction, reconstruction, or renovation of academic facilities. No new loan
commitments have been made since 1981, and no new commitments are planned for 1991 and beyond.
Financing. —Loan capital for this program has been provided both through appropriations and the sale of participation
certificates which are backed by pools of existing higher education facilities loans held by the Federal Government. All
participation certificates held by this account were redeemed
as of September 30, 1988.
Interest is payable to Treasury on the amount of appropriations paid out for loan capital and remaining outstanding, less
the average undisbursed cash balance in the fund during the
year. The interest rate certified by Treasury for payment
from the account was 9.125 percent in 1989 and is 9.0 percent
in 1990.
The appropriation, along with repayments on outstanding
loans, interest revenue, and investment income, is used to pay
operating expenses and to repay interest costs to Treasury.
The status of defaulted loans is shown in the table below:




1989 actual
11,930

Object Classification (in thousands of dollars)

[In thousands of dollars]

1

6 5 3

99.0

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

1290

_

[In thousands of dollars]

5,838

Budget authority..

Relation of obligations to outlays:
71.00 Obligations incurred, net..
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

a

DEFAULTED LOANS

Loan sale commissions..

Financing:
Offsetting collections from:
Non-Federal sources:
14.00
Loan repayments
14.00
Interest revenue
14.00
Earnings on loan trusts
14.00
Sale of certificates of beneficial interest..
14.00
Loan prepayments
14.00
Sale of acquired property
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
31.00 Redemption of debt
39.00

secondary a u m i w ^ j t i g

1253
1263
1290

Repayments: Proceeds from loan asset sales to the
public or discounted prepayments without recourse
Adjustments: Discount on loan asset sales to the public
or discounted prepayments
Outstanding, end of year

-23,100
-18,900
-42,000

Legislation will be proposed to repeal the prohibition on
loan asset sales contained in section 783 of the Higher Education Act of 1986, as amended, for Higher education facilities
loan obligations. Net proceeds of $23 million from loan asset
sales in 1991 would be used to reduce the loan capital repayment obligation with Treasury and would assist in reducing
the overall Federal budget deficit.

COLLEGE HOUSING AND ACADEMIC FACILITIES LOANS

Pursuant to title VII, part F of the Higher Education Act, as
amended, for necessary expenses of the college housing and academic
facilities loans program, the Secretary shall make expenditures, contracts, and commitments without regard to fiscal year limitation:
Provided, That during fiscal year [1990,] 1991, gross commitments
for the principal amount of direct loans shall be [$30,000,000]
$5,000,000.
For payment of interest on funds borrowed from the Treasury
pursuant to section 761(d) of the Higher Education Act, as amended,
[$5,129,000,] $8,449,000, to remain available until expended. (Department of Education Appropriations Act, 1990.)

A - 6 5 4

£23

EDUW,0N-CM,I^

THE b u d g e t
99.0

General and special funds—Continued
COLLEGE HOUSING AND ACADEMIC FACILITIES LOANS—Continued

Reimbursable obligations..

99.9

Total obligations

FOR FISCAL Y E A R 1991
343

650

36,221

30,566

14,099

Program and Financing (in thousands of dollars)
Identification code 91-0242-0-1-502
Program by activities:
Direct program:
00.01
College housing and academic facilities loans...
00.02
Interest on Treasury borrowings
Reimbursable program:
01.01
Interest on Treasury borrowings
10.00
14.00
17.00
21.40
22.40
24.40
32.47
39.00

Total obligations..
Financing:
Offsetting collections from: Non-Federal sources..
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance transferred, net
Unobligated balance available, end of year
Balance of authority to borrow withdrawn
Budget authority..

Budget authority:
40.00 Appropriation
47.10 Authority to borrow (substantive law)..
Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

1989 actual

1990 est.

Public enterprise funds:
30,000
5,878

5,000
8,449

343

29,640
926

650
14 099
'

30,566

36,221

-43
-1,257
-14
14
792
1,257

-300

-650

31,315

35,129

13,449

1,675
29,640

5,129
30,000

30,523
114,474
-127,088
-1,257

35,921
127,088
-99,659
63,351

8,449
5,000
13,449
99,659
-64,365
48,742

Status of Direct Loans (in thousands of dollars)
Identification code 91-0242-0-1-502

1989 actual

COLLEGE HOUSING LOANS

Pursuant to title VII, part F of the Higher Education Act, as
amended, for necessary expenses of the college housing loans program, previously carried out under title IV of the Housing Act of
Secretary
m a ^ e expenditures and enter into contracts
^ ^
without regard to fiscal year limitation using loan repayments and
other resources available to this account. Any unobligated balances
becoming available from fixed fees paid into this account pursuant to
12 U.S.C. 1749d, relating to payment of costs for inspections and site
visits, shall be available for the operating expenses of this account.
(Department of Education Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

16,652

Outlays..

1991 est.

1990 est.

1991 est.

Identification code 91-4250-0-3-502

17,400
650
31

35,000
50

10.00

17,729

18,081

35,050

-29,150
-17,286

-31,736
-19,550

-33,926
-19,498

-M55
-3,829
-13

— 2^209

5,000

1150

29,640

30,000

5,000

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1231 Disbursements: Direct loan disbursements

4,225
20,002

24,227
59,294

83,521
41,953

1290

24,227

83,521

125,474

39.00

33.1
1,654

71.00
72.90
74.90
78.00

Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

This program finances direct loans at 5.5 percent interest to
schools and colleges for construction and renovation of undergraduate academic facilities, student and faculty housing, and
other educational facilities.
U n d e r section 761(d) of t h e H i g h e r Education A c t , capital to
finance n e w loans is borrowed f r o m the Treasury at a n interest rate based on the average yield for long-term Treasury
securities during the m o n t h before loan c o m m i t m e n t s are
m a d e to schools. Loan c o m m i t m e n t s are usually m a d e in the
fourth quarter of the fiscal year. T h e Secretary pays 8.90
percent interest on funds borrowed for 1989 loans. Appropriations finance t h e difference between t h e total interest received f r o m borrowers and t h e higher a m o u n t of interest
owed to T r e a s u r y each year.

90.00

1989 actual

1990 est.

1991 est.

29,640
926

30,000
5,878

5,000
8,449

99.0

30,566

35,878

13,449




-163,806
-14
32,063

-32,063

-3,616

3|616

1010

177,046

86,681

14,980

-37,432
90,280
-76,290
-7,857

-58,234
76,290
-35,130

-18,374
35,130
-16,209

-31,299

-17,074

547

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance..
Obligated balance, end of year: Fund balance....
Adjustments in unexpired accounts
Outlays..

[In thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority..
Outlays

1990 est.
31,299

1991 est.

"-17,074

547
-212,770

-31,299

-17,074

-212,223

1989 actual

1990 est.

1991 est.

704,620
10,627
-33,283

679,128
30,000
-31,736

Status of Direct Loans (in thousands of dollars)

Direct obligations:
33.0
Investments and loans
43.0
Interest and dividends
Subtotal, direct obligations

-24
-22,796

-428
-7,857

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

Object Classification (in thousands of dollars)
Identification code 91-0242-0-1-502

Total obligations..

Financing:
Offsetting collections from:
Non-Federal sources:
Loan repayments
14.00
14.00
Interest revenue
14.00
Loan asset sales
14.00
Dividends on loan trusts
14.00
Loan prepayments
14.00
Audit and inspection fees
14.00
Sale of certificates of beneficial interest
14.00
Sale of acquired property
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
22.90 Unobligated balance transferred, net
24.90 Unobligated balance available, end of year: Fund balance.
Redemption of debt:
31.00
Treasury borrowings

30,000

1320
1330

1991 est.

16,936
690
103

29,640

Outstanding, end of year

1990 est.

Program by activities:
Operating expenses:
00.01
Interest on Treasury borrowings..
00.02
Facilities management
00.03
Loan sale fees and commissions..

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans to the public
Total direct loan obligations

1989 actual

Identification code 91-4250-0-3-502

1210
1231
1251

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Direct loan disbursements
Repayments and prepayments

677,392
25^000
33^926

omce

department of education

1264

Adjustments:
Discount on loan asset sales to the public or discounted prepayments
Other adjustments, n e t 1

1290

Outstanding, end of year...

1263

1

A-655

0 E U A 0 A RSA C A D
F D C TN L EERH N
,

Financing:
Offsetting collections from: Non-Federal sources: Loan
asset sales
31.00 Redemption of debt: Treasury borrowing
14.00

-6,798
3,962
679,128

677,392

668,466

39.00

Adjustments in 1989 represent reconciliations with inventory records.
71.00

-213,400
212,770

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

-212,770

in this account were made for
-212,770
90.00
Outlays
construction and renovation of college housing facilities prior
to 1987 under title IV of the Housing Act of 1950. The Higher
Education Amendments of 1986 repealed title IV and gave the
Status of Direct Loans (in thousands of dollars)
Secretary authority to manage outstanding college housing
loans under title VII, Part F of the Higher Education Act.
Identification code 91-4250-2-3-502
1989 actual
1990 e
1991 est.
There is no new loan activity in this account. New loans made
after 1986 under Part F are financed in the College Housing
Cumulative balance of direct loans outstanding:
1253 Repayments: Proceeds from loan asset sales to the
and Academic Facilities Loans Account.
public or prepayments without recourse
-213,400
Financing.—Loan
capital for this program was provided pri1263 Adjustments: Discount cn loan asset sales to the public
marily through Treasury borrowings and the sale of participa-174,600
or discounted prepayments
tion certificates which were backed by pools of college housing
1290 Outstanding, end of year..,
-388,000
loans held by the Federal Government. The participation certificates sold by the Government National Mortgage Association (GNMA) and held by this account, were redeemed as of
Legislation will be proposed to repeal the prohibition on
September 30, 1988. As of September 30, 1989, $711 million in
loan capital is still due the Treasury under a note that comes loan asset sales contained in section 783 of the Higher Educadue January 1, 1991 that bears interest at 2.75 percent annu- tion Act of 1986, as amended, for College housing loan obligaally. In January 1991, the outstanding Treasury debt will be tions. Net proceeds of $213 million from loan asset sales in
1991 would be used to reduce the Education Department's
refinanced under a new note projected to bear interest at 7
outstanding debt to Treasury and would contribute to lowerpercent annually.
Available resources (loan repayments, interest revenue, and ing the Federal budget deficit.

Program operations.—Loans

other income in excess of operating expenses) will be used to
redeem a portion of the agency's debt in outstanding Treasury
borrowings, as is being done in 1990 and as was done in the
three preceeding years. If there are no additional loan sales in
1991, approximately $87 million will be repaid to Treasury in
1990 and $15 million will be repaid in 1991; $177 million was
repaid in 1989.
The budget provides $50 thousand in 1991 to fund facilities
management and property disposition expenses related to
loan collection action. Fees and commissions associated with
loan sales will be financed from this account.
A total of $3.8 million was collected in 1989 from institutions in default. The status of defaulted loans is shown in the
table below:
DEFAULTED LOANS
[In thousands of dollars]
Outstanding, start of year
New defaulted loans
Defaulted loans converted to current status..
Recoveries: Collections
Discount for prepayments

37,488
577

1990 est.
27,460

—3*822
—6,783
27,460

25,576

Object Classification (in thousands of dollars)
Identification code 91-4250-0-3-502

1989 actual

1990 est.

Federal Funds
General and special funds:
[ E D U C A T I O N ] RESEARCH,

1991 est.

25.0
43.0

Other services
Interest and dividends

793
16,936

681
17,400

50
35,000

99.9

Total obligations

17,729

18,081

35,050

COLLEGE HOUSING LOANS

Program and Financing (in thousands of dollars)

Program by activities:
00.03 Loan sale fees and commissions..
10.00

Total obligations (object class 25.0)..




1989 actual

1990 est.

Identification code 91-1100-0-1-503
Program by activities:
Direct program:
00.01
Research
00.02
Statistics
00.03
Assessment
00.04
Evaluation of reform
00.05
Dropout prevention
00.06
Principal training
00.07
Education summit follow-up..
00.91
Total direct program
01.01 Reimbursable program

39.00
1991 €
40.00
40.00
630
630

OF

Program and Financing (in thousands of dollars)

Total obligations..

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing

(Proposed for later transmittal, proposed legislation)

STATISTICS, AND IMPROVEMENT

For necessary expenses to carry out section 405 and section 406 of
the General Education Provisions Act, as amended, [$96,375,000, of
which $6,000,000, to remain available until December 31, 1990, shall
be for the rural education program conducted by the regional laboratories] $174,726,000, of which $25,000,000 shall be for activities to
improve the training of school principals and may be used for payment
of stipends and such allowances as the Secretary deems appropriate.
(Department of Education Appropriations Act, 1990.)

10.00

Identification code 91-4250-2-3-502

[AND]

PRACTICE

1991 est.
27,460
-1,884

27,460

Outstanding, end of year..

OFFICE OF EDUCATIONAL RESEARCH AND
IMPROVEMENT

43.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..

1989 actual

1990 est.

1991 est.

47,066
22,634

55,502
22,655
17,084

61,322
41,538
18,866
3,000
5,000
25,000

78,188
75

95,241

174,726

78,263

95,241

174,726

78,201

95,241

174,726

78,201

96,375
-1,134

174,726

78,201

95,241

174,726

20,000

-75
13

OFFICE OF EDUCATIONAL RESEARCH AND IMPROVEMENT—Continued

A-656

THE BUDGET FOR FISCAL YEAR 1991

Federal Funds—Continued

General and special funds—Continued
[EDUCATION]

RESEARCH,

[AND]

LIBRARIES

STATISTICS, AND IMPROVEMENT

OF

PRACTICE—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 91-1100-0-1-503

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1989 actual

1990 est.

1991 est.

95,241
83,530
-84,760

174,726
84,760
-131,262

90,314

Outlays

78,188
96,177
-83,530
-521

94,011

128,224

Research, statistics, and assessment activities aid students,
teachers, administrators, and decisionmakers at all levels of
education, as well as parents and other members of the
public.
Research.—Research centers focus on topics of national concern in education. Additional individual projects and fieldinitiated research complement this work.
Regional laboratories determine and help meet the educational research and development needs in specified geographic
regions. Study groups and national leadership conferences are
also supported.
The Educational Resources Information Center system
makes education literature accessible through computerized
abstracts and indexes. Dissemination activities provide timely
information to the public and educational practitioners.
Statistics.—Statistics are collected on educational institutions and on individuals to monitor trends in education. A
coordinated program of statistical services is supported that
provides assistance to States in developing comparable data
bases and analyses of the implications of data.
Assessment.—'The National Assessment of Educational
Progress surveys young Americans to provide reliable information about the nation's attainment in certain important
skill areas. Collection of both nationally- and State-representative data is planned.
Evaluation of reform.— State and local efforts in education
reform, restructuring, and academic improvement will be
evaluated to provide information about "lessons learned" for
others interested in pursuing such improvement efforts.
Dropout prevention.—Research and development activities
will be conducted both at a research center and through
individual projects to provide useful information for States
and local school districts to improve the educational performance of secondary students and reduce the number of dropouts.
Principal training.—An initiative to improve the training of
school principals will utilize proven effective principals to
train prospective principals in a year-long, on-the-job training
program.
Education summit follow-up.—A variety of activities will be
carried out to provide useful information and help track the
Nation's progress, in some cases State by State, toward the
national performance goals in education to be established by
the President and the Governors, and to implement new
methods of State and local flexibility in program management
linked to enhanced accountability.
Object Classification (in thousands of dollars)
Identification code 91-1100-0-1-503

1989 actual

1990 est.

1991 est.

25.0
41.0

Direct obligations:
Other services
Grants, subsidies, and contributions

52,144
26,044

63,389
31,852

116,298
58,428

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

78,188
75

95,241

174,726

78,263

95,241

174,726

99.9

Total obligations




For carrying out, to the extent not otherwise provided, titles [I,
II,] III, IV, and VI of the Library Services and Construction Act (20
U.S.C. ch. 16), and title II of the Higher Education Act, [$136,646,000
of which $18,900,000 shall be used to carry out the provisions of title
II of the Library Services and Construction Act which shall remain
available until expended.] $39,062,000. (Department of Education Appropriations Act, 1990; additional authorizing legislation required for
$28,737,000.)
Program and Financing (in thousands of dollars)
Identification code 91-0104-0-1-503
Program by activities:
Direct program:
00.01
Public library services
00.02
Public library construction
00.03
Interlibrary cooperation
00.04
Library literacy programs
00.05
Training and demonstrations
00.06
Research libraries
00.07
College library technology
00.91

Total direct program

01.01

Reimbursable program

10.00

Total obligations

14.00
17.00
21.40
24.40
25.00
40.00

Financing:
Offsetting collections from: Non-Federal sources.
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority (appropriation)

71.00
72.40
74.40
77.00
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

Outlays

1989 actual

1990 est.

1991 est.

80,944
27,289
18,826
4,730
709
5,675
3,651

82,505
27,621
19,551
5,365
855
5,738
3,732

20,372
8,365
855
5,738
3,732

141,824
60

145,367

39,062

141,884

145,367

39,062

-60
-14
-13,671
8.721
340

-8,721

137,200

136,646

39,062

141,824
171,691
-184,622
11,519
-14

145,367
184,622
-184,715

39,062
184,715
-112,081

140,398

145,274

111,696

Public library services.—State formula grants improve
access to public library services, with emphasis on target
groups of economically disadvantaged, limited English-proficient, older readers, physically handicapped and blind, and
State institutionalized persons.
Public library construction.—State formula grants support
the construction of new buildings and the acquisition, expansion, remodeling, and alteration of existing buildings, and the
initial equipment for any such buildings.
Interlibrary cooperation.—State formula grants support
projects that link two or more types of libraries through
networking, resource sharing projects, or other cooperative
activities.
Library literacy programs.—Small discretionary grants are
awarded primarily to local public libraries to assist in promoting volunteerism, acquiring materials, and using library facilities for literacy projects.
Training and demonstrations.—Discretionary grants provide both pre-service and in-service training for librarians and
support research directed toward the improvement of library
services.
Research libraries.—Discretionary grants are awarded to
help strengthen the collections of major public and private
research libraries and to help make these collections available
to other libraries and users.
College library technology.—Discretionary grants primarily
support the acquisition of equipment necessary for the expansion of resource sharing among institutions of higher educate nn

d e p a r t m e n t

o f

DEPARTMENTAL MANAGEMENT
Federal Funds

e d u c a t i o n

Other education programs.—This

Object Classification (in thousands of dollars)
1989 actual

Identification code 91-0104-0-1-503

99.9

1991 est.

cation, bilingual

education,

n

activity includes t h e direct

vocational

and

adult

education,

This activity also supports educational research and improve-

346
141,478

Subtotal, direct obligations
Reimbursable obligations

145,367
145,367

141,824
60

Total obligations

39,062
39,062

145,367

141,884

39,062

m e n t activities.

Executive direction.—This
viding

centralized

a c t i v i t y i n c l u d e s t h e c o s t s o f pro-

and

administrative

services

and

p a r t m e n t . Included in t h e centralized activities are space a n d
management,
services,

telecommunications,

financial

management

grants and

and

contrac-

accounting,

ADP

services, personnel m a n a g e m e n t , budget f o r m u l a t i o n a n d exe-

DEPARTMENTAL MANAGEMENT
Federal

support

overall policy d e v e l o p m e n t a n d strategic planning for t h e Demail

cution, p r o g r a m evaluation, legal services, congressional

and

public relations, a n d intergovernmental affairs.

Funds

Reimbursable program.—Reimbursements

to

this

account

include t h e costs of collecting defaulted s t u d e n t loans, p r i m a r -

General and special funds:

ily g u a r a n t e e d student loans. T h e collections are m a d e u n d e r

PROGRAM ADMINISTRATION

For carrying out, to the extent not otherwise provided, the Department of Education Organization Act, including rental of conference
rooms in the District of Columbia and hire of three passenger motor
vehicles, £ $ 2 7 4 , 9 4 6 , 0 0 0 ] $331,000,000: Provided, That no funds appropriated under this heading shall be used for the purposes of carrying
out section 483(f) of the Higher Education Act, as amended. (Department of Education Appropriations Act, 1990.)
Program and Financing

(in thousands of dollars)
1990 est.

1991 est.

Identification code 91-0800-0-1-500

1989 actual

Program by activities:
Direct program:
00.01
Postsecondary education
00.02
Other education programs
00.03
Executive direction

84,353
61,328
103,834

95,703
69,087
109,007

124,578
77,105
129,317

00.91
01.01

Total direct program
Reimbursable program

249,515
31,964

273,797
29,970

331,000
27,885

10.00

Total obligations

281,479

303,767

358,885

-31,658
-306

-29,677
-293
-494

-27,683
-202

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

40.00
40.00
42.00

r

F e d e r a l costs o f a d m i n i s t e r i n g e l e m e n t a r y a n d s e c o n d a r y e d u -

tual

39.00

n

A - 0 5 7

handicapped education, a n d rehabilitation services programs.

Direct obligations:
25.0
Other services
41.0
Grants, subsidies, and contributions
99.0
99.0

1990 est.

A

494
455

t authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred from other accounts (budget authority).

273,303

331,000

500

274,946
-3,643
2,000

43.00

Appropriation (adjusted)..

250,464

273,303

331,000

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

249,515
60,642
-70,567
-743

273,797
70,567
-69,320

331,000
69,320
-79,960

238,847

275,044

from

Object Classification (in thousands of dollars)
Identification code 91-0800-0-1-500

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

123,814
4,768
2,102
108

132,532
7,341
2,040
124

140,989
8,275
2,273
124

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

130,792
20,063
170
3,721
129
19,354
7,424
6,667
54,875
2,158
4,154
8

142,037
23,661

151,661
27,202

4,897
89
18,574
12,057
6,117
64,005
1,490
870

6,157
130
18,495
13,514
9,022
99,306
1,842
3,671

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

249,515
31,964

273,797
29,970

331,000
27,885

281,479

303,767

358,885

3,076

3,232

3,284

3,297
23

3,437
23

3,495
23

4
4

21
18

12
11

Total obligations

331,000

249,964

financed

collections.

99.9

250,464

Budget authority..

contract w i t h private agencies a n d t h e costs are

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

320,360

90.00

Outlays..

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

OFFICE FOR CIVIL RIGHTS
NOTES

Excludes $4,243 thousand in 1989 in penalty mail costs financed primarily from consultant services savings in (in
thousands of dollars)-.
1989 actual
Office of Elementary and Secondary Education, Compensatory Education for the Disadvantaged
Office of Elementary and Secondary Education, School Improvement Programs
Office of Vocational and Adult Education, Vocational and Adult Education
Office of Postsecondary Education, Higher Education

300
222
1,937
1,784

For expenses necessary for the Office for Civil Rights, as authorized
by section 203 of the Department of Education Organization Act,
[$45,178,0003 $49,900,000. (Department of Education
Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 91-0700-0-1-751

Includes $4,300 thousand in budget authority in 1991 for activities previously financed from the Office of Postsecondary
Education, Student financial assistance account. The comparable amount for 1990 is $4,300 thousand.
Postsecondary

education.—The

postsecondary education

t i v i t y i n c l u d e s t h e d i r e c t F e d e r a l costs o f a d m i n i s t e r i n g
dent aid and other higher education programs.




acstu-

00.01
01.01
10.00

Program by activities:
Direct program: Civil Rights
Reimbursable program
Total obligations

1989 actual

1990 est.

1991 est.

41,234
28

44,572
77

49,900
50

41,262

44,649

49,950

DEPARTMENTAL MANAGEMENT—Continued
Federal Funds—Continued

A-658

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

OFFICE OF THE INSPECTOR GENERAL

OFFICE FOR CIVIL RIGHTS—Continued

Program and Financing (in thousands of dollars)—Continued
1989 actual

Identification code 91-0700-0-1-751

14.00
25.00
39.00

Financing:
Offsetting collections from: Non-Federal sources
Unobligated balance lapsing

Appropriation (adjusted)

-77

-50

44,572

49,900

41,635

45,178
-606

49,900

41,635

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Program and Financing (in thousands of dollars)
-28
401
41,635

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177
43.00

1991 est.

1990 est.

44,572

41,234
14,538
-12,282
102

44,572
12,282
-13,769

43,592

Outlays

43,085

49,900

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
43.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

Subtotal, direct obligations
Reimbursable obligations
Total obligations

Reimbursable:
Total number of full time permanent positions
Total compensable work years: Full time equivalent employment




18,488
57

23,127

25,800

-57
131

-17
25,800

48,265

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

18,619

23,381
-271

25,800

43.00

Appropriation (adjusted)

18,619

23,110

25,800

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

18,488
4,199
-3,827
-39

23,110
3,827
-4,754

25,800
4,754
-6482

18,821

22,183

24,372

90.00

Outlays

The Inspector General is responsible for the quality, coverage, and coordination of audit, investigation, and security
functions relating to Federal education activities. The Inspector General has the authority to inquire into all activities of
the Department including those performed under Federal
education contracts, grants, or other agreements.
Object Classification (in thousands of dollars)
Identification code 91-1400-0-1-751

30,402
539
362

32,323
724
405

29,503
4,474
36
615
50
2,037
1,680
45
2,460
274
59
1

31,303
5,133

33,452
5,876

600
55
3,479
1,925
32
1,818
213
14

1,113
54
3,471
1,813
187
2,938
366
630

41,234
28

44,572
77

49,900
50

44,649

49,950

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
43.0
99.0
99.0
99.9

764

777

795

789
1

802

820
2

1

25,800

23,110

28,576
618
309

1

23,110
17

18,545

Total obligations

Financing:
Offsetting collections from:
14.00
Non-Federal sources
25.00 Unobligated balance lapsing

1991 est.

1

1991 est.

18,619

Personnel Summary
Direct:
Total number of full time permanent positions
Total compensable work years-. Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

10.00

Program by activities:
Inspector General
Reimbursable obligations

1990 est.

Budget authority

41,262

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

00.01
01.01

1989 actual

39.00

Object Classification (in thousands of dollars)
1989 actual

Identification code 91-1400-0-1-751

49,900
13,769
-15,404

The Office for Civil Rights is responsible for ensuring that
no person is unlawfully discriminated against on the basis of
race, color, national origin, sex, handicap, or age in the delivery of services or the provision of benefits in programs or
activities of schools and institutions receiving financial assistance from the Department of Education. The authorities
under which the Office for Civil Rights operates are title VI of
the Civil Rights Act of 1964 (racial and ethnic discrimination),
title IX of the Education Amendments of 1972 (sex discrimination), section 504 of the Rehabilitation Act of 1973 (discrimination against the handicapped), and the Age Discrimination
Act of 1975.

Identification code 91-0700-0-1-751

For expenses necessary for the Office of the Inspector General, as
authorized by section 212 of the Department of Education Organization Act, [$23,381,000] $25,800,000. (Department of Education Appropriations Act, 1990.)

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

15,374
229
136

12,123
1,975
14
1,138
43
1,100
632
42
981
182
257
1

14,032
2,410
14
1,538
22
1,277
666
41
2,288
184
638

15,739
2,875
14
1,597
43
1,288
556
51
2,896
160
581

23,110
17

25,800

18,545

Subtotal, direct obligations
Reimbursable obligations

13,741
167
124

18,488
57

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous chargeis...
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

11,881
122
120

23,127

25,800

325

325

355

297

330

360

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable work years: Full-time equivalent employment
Reimbursable:
Total number of full-time permanent positions

department of

education

GENERAL PROVISIONS

GENERAL PROVISIONS

EDUCATION AND RESEARCH OVERSEAS (SPECIAL FOREIGN CURRENCY
PROGRAM)

Program and Financing (in thousands of dollars)
1989 actual

Identification code 91-0802-0-1-506
Financing:
17.00 Recovery of prior year obligations..
25.00 Unobligated balance lapsing

39.00

-3
3

Budget authority ..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year

2,706

74.40 Obligated balance, end of year
78.00

90.00

1 9 est
91

1990 est.

2,329

-2,329

J g^

-1,647

-3

Adjustments in unexpired accounts

682

374

Outlays..

This account has supported rehabilitation research and education activities overseas in several foreign countries for
which the United States held excess currency. All unobligated
funds at the end of 1989 were returned to the Treasury.
Trust Funds
CONTRIBUTIONS

Program and Financing (in thousands of dollars)
Identification code 91-8258-0-7-503
Program by activities:
10.00 Total obligations
Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

1 9 est.
90

29

620

-20
-621

619

1 9 est.
91

-619

Budget authority (appropriation) (permanent,
indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts

90.00

1 8 actual
99

1
2
9

620
-141

-20
: =

Outlays

24

.

479

^

Spending in 1990 derives from contributions from the public
for Presidential Academic Fitness Awards, a National Governors' Association project, the Joseph Kuhry bequest, and Presidential Scholars. The Joseph Kuhry bequest will be used to
provide grants for short-term training of professionals for the
care and welfare of people who are blind.
No new contributions are currently anticipated for 1991.
Object Classification (in thousands of dollars)
Identification code 91-8258-0-7-503
25.0
41.0

99.9

Other services
Grants, subsidies, and contributions..
Total obligations..




1989 actual

1990 est.

2
9

1
619

29

620

1991 est.

A~659

SEC. 301. None of the funds appropriated by this title for grants-inaid of State agencies to cover, in whole or in part, the costs of
operation of said agencies, including the salaries and expenses of
officers and employees of said agencies, shall be withheld from the
said agencies of any State which have established by legislative enactment and have in operation a merit system and classification and
compensation plan covering the selection, tenure in office, and compensation of their employees, because of any disapproval of their
personnel or the manner of their selection by the agencies of the said
States, or the rates of pay of said officers or employees.
SEC. 302. Funds appropriated in this Act to the American Printing
House for the Blind, Howard University, the National Technical Institute for the Deaf, and Gallaudet University shall be subject to financial and program audit by the Secretary of Education and the Secretary may withhold all or any portion of these appropriations if he
determines that an institution has not cooperated fully in the conduct
of such audits,
SEC. 303. No part of the funds contained in this title may be used to
force any school or school district which is desegregated as that term
is defined in title IV of the Civil Rights Act of 1964, Public Law 88352, to take any action to force the busing of students; to force on
account of race, creed or color the abolishment of any school so
desegregated; or to force the transfer or assignment of any student
attending any elementary or secondary school so desegregated to or
from a particular school over the protest of his or her parents or
parent.
SEC. 304. (a) No part of the funds contained in this title shall be
used to force any school or school district which is desegregated as
that term is defined in title IV of the Civil Rights Act of 1964, Public
Law 88-352, to take any action to force the busing of students; to
require the abolishment of any school so desegregated; or to force on
account of race, creed or color the transfer of students to or from a
particular school so desegregated as a condition precedent to obtaining Federal funds otherwise available to any State, school district or
school.
(b) No funds appropriated in this Act may be used for the transportation of students or teachers (or for the purchase of equipment for
such transportation) in order to overcome racial imbalance in any
school or school system, or for the transportation of students or
teachers (or for the purchase of equipment for such transportation) in
order to carry out a plan of racial desegregation of any school or
school system.
SEC. 305. None of the funds contained in this Act shall be used to
require, directly or indirectly, the transportation of any student to a
school other than the school which is nearest the student's home,
except for a student requiring special education, to the school offering
such special education, in order to comply with title VI of the Civil
Rights Act of 1964. For the purpose of this section an indirect requirement of transportation of students includes the transportation of
students to carry out a plan involving the reorganization of the grade
structure of schools, the pairing of schools, or the clustering of
schools, or any combination of grade restructuring, pairing or clustering. The prohibition described in this section does not include the
establishment of magnet schools.
SEC. 306. No funds appropriated under this Act may be used to
prevent the implementation of programs of voluntary prayer and
meditation in the public schools.
This title may be cited as the "Department of Education Appropriations Act, 1990". (Department of Education Appropriations Act, 1990.)




DEPARTMENT OF ENERGY
ATOMIC ENERGY DEFENSE ACTIVITIES

nuclear force, along with the design and development of new
weapon systems in response to defense requirements. This
Federal Funds
program also provides for the certification of safety, reliabilGeneral and special funds:
ity, and performance of new weapon systems and surveillance
of the existing stockpile. Funding is provided for continued
ATOMIC ENERGY DEFENSE ACTIVITIES
production of weapon systems and for stockpile improvements
For expenses of the Department of Energy activities,
consistent with the Presidential Nuclear Weapons Stockpile
[$9,656,034,000], $8,592,000,000, to remain available until expended,
Memorandum. In addition, this program provides for facility
including the purchase, construction and acquisition of plant and
construction, maintenance, and restoration for the weapons
capital equipment and other expenses incidental thereto necessary for
research and development, testing, and production activities.
atomic energy defense activities in carrying out the purposes of the
Department of Energy Organization Act (Public Law 95-91), including
Verification and control technology.—This program supports
the acquisition or condemnation of any real property or any facility
the development and execution of U.S. national security and
or for plant or facility acquisition, construction, or expansion; purforeign policy in the areas of treaty verification, intelligence,
chase of passenger motor vehicles (not to exceed [208] 308 for reand arms control. The program consists primarily of detection
placement only including [ 1 9 ] 20 police-type vehicles, and purchase
technology, analytical support, and intelligence. Detection
of one fixed-wing and one rotary-wing aircraft, for replacement only).
technology efforts include research, development and fabrica(Energy and Water Development Appropriations Act, 1990.)
tion of seismic, nonseismic, and satellite devices. Analytical
Program and Financing (in thousands of dollars)
support provides technical support to both arms control and
intelligence concerns. The 1991 program provides for developIdentification code 89-0220-0-1-053
1989 actual
1990 actual
1991 est.
ment of verification technologies for special nuclear materials,
a START Treaty, increased analytical support activities, conProgram by activities:
Direct program:
tinued construction of the Center for National Security and
00.01
Weapons activities
4,099,863
4,541,683
4,748,000
Arms Control, and start of construction activities for the For00.02
Verification and control technology
174,000
150,318
171,378
eign Technology Assessment Center.
00.03
Materials production
2,413,000
2,107,103
2,286,896
00.04
Waste transportation and site management....
1,010,902
Materials production.—This program provides nuclear ma1,684,203
86,000
00.05
Nuclear safeguards and security
75,872
87,964
91,000
terials to meet near-term national defense and nondefense
00.06
Security investigations
45,314
40,582
65,000
requirements and sustain a base production program capable
00.07
Naval reactors development
629,032
643,694
652,000
of meeting long-term nuclear materials production require00.08
New production reactors
304,644
363,000
ments consistent with the annual Presidential Nuclear Weap00.91
Total direct program
8,118,404
9,761,044
8,592,000
ons Stockpile Memorandum and the annual Materials Man01.01 Reimbursable program
2,025,073
2,900,000
2,800,000
agement Plan. In 1991 this program will be upgrading and
10.00
Total obligations
10,143,477
12,661,044
11,392,000
operating a reactor feed material production complex, producFinancing:
tion reactors, chemical processing plants, and support faciliOffsetting collections from.ties integral to the operation of these facilities.
11.00
Federal funds
-2,214,749
-2,335,052
-2,800,000
Waste transportation and site management—This program
14.00
Non-Federal sources
-31,767
provides for Department-wide nuclear material transportation
17.00 Recovery of prior year obligations
-4,123
21.40 Unobligated balance available, start of year
-475,912
-681,074
requirements and maintaining site-wide infrastructure at
23.40 Reduction pursuant to P.L 99-177
1,275
Idaho and Hanford.
24.40 Unobligated balance available, end of year
681,074
Nuclear safeguards and security.—This program provides
39.00
Budget authority
8,098,000
9,646,193
for the development of measures for the protection of nuclear
8,592,000
weapons, nuclear materials, and facilities against theft, saboBudget authority:
tage, espionage, and terrorist activity. Also provided is techni40.00 Appropriation
8,100,000
9,656,034
8,592,000
cal support to international activities designed to minimize
40.00 Reduction pursuant to P.L 99-177
-144,841
41.00 Transferred to other accounts
-2,000
the proliferation of nuclear weapons. In the area of classifica42.00 Transferred from other accounts
135,000
tion and technology policy, this program protects classified
and unclassified sensitive information critical to the National
43.00
Appropriation (adjusted)
8,098,000
9,646,193
8,592,000
security and controls nuclear energy-related exports.
Relation of obligations to outlays.Security investigations.—This program ensures that the
71.00 Obligations incurred, net
7,896,961
10,325,992
8,592,000
common defense and the security of the United States will
72.40 Obligated balance, start of year
3,109,099
2,882,633
4,313,727
not be endangered by the granting of security clearances for
73.40 Obligated balance transferred, net
-65
74.40 Obligated balance, end of year
-2,882,633
-4,313,727
-4,052,087
personnel who, in the performance of their official duties,
78.00 Adjustments in unexpired accounts
-4,123
must have access to restricted data, National security information or special nuclear material, or who occupy a designat90.00
Outlays
8,119,239
8,894,898
8,853,640
ed critical sensitive position. Security investigations are used
Note—Excludes $2,362,000 thousand in budget authority in 1991 for activities transferred to Environmental Restoration
as a basis to determine whether individuals are an acceptable
and Waste Management Activities. Comparable amounts for 1989 ($1,348,200 thousand) and 1990 ($1,926,331 thousand)
security risk for such access.
are included above.
Naval reactors development—This program provides for the
Weapons activities.—This program provides for the re- design, development, and testing of improved naval nuclear
search, development, engineering, testing, and production of
propulsion plants and reactor cores having increased reliabilall U.S. nuclear weapons; maintenance of these weapons for
ity, improved performance, and simplified operating and
their stockpile life, and retirement and disposal of nuclear maintenance requirements. These reactors are necessary to
weapons from the stockpile. In 1991 the weapons program will meet a variety of military requirements. During 1991 work
continue to provide new technology to maintain a modern will continue to improve existing submarine and surface ship




A-661

A-662

JSS

^«„SUCATI0N

AHD

"EHWIUTATIVE

General and special funds—Continued
ATOMIC ENERGY DEFENSE ACTIVITIES—Continued

reactors and plant components and to develop advanced reactor concepts and propulsion plants. This program also continues facility upgrading and provides equipment to support ongoing reactor design and testing activities.
New production reactors.—This program provides for the
acquisition and construction of New Production Reactor capacity to meet National security requirements. It provides for
the planning and development of a program to insure safety,
quality and environmental protection as well as timely completion of the new facilities. During FY 1991 activities will
include: compliance with National Environmental Policy Act
requirements, design of the reactors, development and implementation of the safety review process, initiation of facility
engineering and design, and tritium target development.
Object Classification (in thousands of dollars)
Identification code 89-0220-0-1-053

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
FuH-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0
32.0
41.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Interest and dividends

1989 actual

1990 actual

1991 est.

112,390
2,296
8,530
472

132,638
2,708
10,067
557

148,473
3,032
11,269
623

123,687
20,816
4
12,314
640
277
7,104
40
6,552,503
5,917
438,043
941,477
15,577
5

145,970
24,566
4
14,716
666
288
7,388
42
7,835,077
6,154
500,006
1,209,962
16,200
5

163,396
27,499
4
17,587
694
300
7,698
43
6,790,279
6,412
447,374
1,113,828
16,880
5

"RVICES-Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

interest of the United States to implement such an agreement. Funds
available for the Superconducting Super Collider may be utilized to
prepare agreements to allow the above report to Congress to be
formulated.] (Energy and Water Development Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 89-0222-0-1-251

00.01
00.02
00.03
00.04
10.00

Program by activities:
High energy physics
Superconducting Super Collider
Nuclear physics
General science program direction...
Total obligations-

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00

Budget authority..

40.00
40.00
41.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts

43.00

71.00
72.40
74.40
78.00
90.00

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays..

1989 actual

1990 est.

1991 est.

"258,765
3,110

586,828
217,800
290,791
4,104

621,287
317,866
330,829
3,750

913,495

1,099,523

1,273,732

-90
-845
694

-694

913,254

1,098,829

1,273,732

922,116

1,114,431
-15,602

1,273,732

913,254

1,098,829

1,273,732

913,495
251,980
-274,590
-90

1,099,523
274,590
-320,564

1,273,732
320,564
-363,240

890,796

1,053,549

1,231,056

651,620

-8,862

High energy physics.—Research in this program focuses on
the fundamental constituents of matter, the fundamental
forces in nature and the tranformations between matter and
energy at the most elemental level. The program includes
experimental and theoretical particle physics research and
99.0
Subtotal, direct obligations
8,118,404
9,761,044
8,592,000
related advanced accelerator and detector technology R&D.
99.0
Reimbursable obligations
2,025,073
2,900,000
2,800,000
The primary mode of experimental research involves the
study of collisions of energetic particles using large particle
99.9
Total obligations
10,143,477 12,661,044 11,392,000
accelerators or colliding beam facilities by means of advanced
multiparticle detector systems and associated electronics. RePersonnel Summary
search in 1991 will continue studies of known fundamental
constituents of particles, initiate searches for new particle
Total number of full-time permanent positions
2,969
3,440
3,470
Total compensable workyears:
constituents, and continue to pursue a unified description of
Full-time equivalent employment
3,030
3,516
3,532
the four fundamental forces in nature.
Full-time equivalent of overtime and holiday hours
177
188
185
The 1991 high energy physics budget request provides for
continued research at the Tevatron, the Stanford Linear Collider (SLC), the Alternating Gradient Synchrotron (AGS) and
ENERGY PROGRAMS
advanced accelerator and detector R&D related to next generation high energy particle accelerators. The operation of the
Federal Funds
Tevatron will provide the capability for utilizing Fermilab's
General and special funds:
superconducting synchrotron as a 900 GeV on 900 GeV proton
anti-proton collider and as a 800 GeV fixed target facility,
GENERAL SCIENCE AND RESEARCH ACTIVITIES
while Stanford Linear Accelerator Center's SLC will produce
For expenses of the Department of Energy activities including the
50 GeV on 50 GeV electron-positron collisions. Both facilities
purchase, construction and acquisition of plant and capital equipment
and other expenses incidental thereto necessary for general science will allow access into previously unexplored areas of high
energy physics. The request also provides continuing support
and research activities in carrying out the purpose of the Department
for effective participation by university based groups in experof Energy Organization Act (Public Law 95-91), including the acquisitions or condemnation of any real property or facility or for plant or
imental research including accelerator user group efforts and
facility acquisition, construction, or expansion; purchase of passenger
non-accelerator experiments, and for theoretical research efmotor vehicles (not to exceed [13, of which] 10 [are] for replaceforts. The 1991 high energy physics capital equipment request
ment only [and], including one [is a ] police-type vehicle),
provides for meeting the highest priority needs associated
[$1,114,431,000] $.1,273,732,000, to remain available until expended.
with the detectors required to implement the research pro[: Provided, That none of the funds provided in this Act for the
Superconducting Super Collider shall be available to finalize or imple- grams using the new capabilities being provided by the Tevatron proton anti-proton collider at Fermilab and by the SLC
ment any agreements for either in-kind or direct contributions from
electron-positron collider at SLAC. The construction request
foreign countries until a full report on such international contribuprovides for continuation of the upgrade of the linear accelertions has been provided to the Congress, unless the President or
Secretary of Energy certify in writing that it is in the national
ator at the Fermi National Laboratory.




e
r
d e p a r t m e n t o f e n e r g y NE 6?ecSSG^!=S!!ti5!ildA-665

PROGRAMS—Continued
deral Funds—Continued

Superconducting Super Collider.—The Superconducting
Super Collider (SSC) is a proposed new powerful particle accelerator capable of exploring the TEV mass region essential
to advancing understanding of the fundamental nature of
matter and energy. In 1991, R&D efforts will continue on
magnet design, testing and fabrication, design and testing of
other collider technical systems and on detector R&D. The
request for capital equipment is in support of these R&D
programs. Construction funding requested in 1991 will be used
for the magnet industrialization program and the first major
technical systems fabrication.
Nuclear physics.—Research in this program strives to attain
a deeper understanding of the interactions, properties, and
structures of atomic nuclei and nuclear matter at a fundamental level through interdependent accelerator experiments
and theoretical investigations of atomic nuclei. Program emphasis in 1991 centers on the role that quarks play in the
makeup and interactions of nuclei, nuclei as proving grounds
for understanding the basic strong and electroweak forces of
nature, possible existence of new forms of nuclear matter, and
the mechanisms by which colliding nuclei exchange mass,
energy and angular momentum. The program supports qualified scientists and research groups conducting experiments in
nuclear physics accelerator facilities around the world.
The 1991 nuclear physics budget requests start of construction for the Relativistic Heavy Ion Collider (RHIC) at Brookhaven and continued construction of the Continuous Electron
Beam Accelerator Facility at Newport News, Virginia.
The request provides for research and operations of the
LAMPF facility at Los Alamos, AGS/Tandem facility at
Brookhaven, the Bevalac at Lawrence Berkeley, and three
smaller low energy heavy ion facilities. The program also
supports the operation of four dedicated university accelerator
facilities.
General science program direction.—Provides direction,
management, and administrative support to HEP and NP
programs within general science.
Object Classification (in thousands of dollars)
Identification code 89-0222-0-1-251

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent positions
Positions other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
24.0
25.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Printing and reproduction
Other services
Equipment
Land and structures
Grants, subsidies, and contributions

99.9

1990 est.

1991 est.

2,644
117
52

3,063
135
60

2,337
357
567
1,114
672,951
114,300
92,932
28,937

2,813
430
682
1,341
709,993
137,577
211,857
34,830

3,258
498
791
1,553
738,329
159,374
329,580
40,348

913,495

Total obligations

2,197
97
43

1,099,523

Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

exceed 21 for replacement only), [$2,215,466,000] $2,085,237,000, to
remain available until expended [, of which $20,000,000 shall be available only for the following facilities; the Biomedical Research Institute, LSU Medical Center at Shreveport, Louisiana, and the Oregon
Health Science University: Provided, That of the amount appropriated herein, $2,500,000 shall be provided to the Midwest Superconductivity Consortium at Purdue University]. (Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 89-0224-0-1-271
Program by activities:
Direct program-.
Solar and renewable energy technology base00.01
00.02
Nuclear fission
00.03
Environmental safety and health
00.04
Biological and environmental research
00.05
Spill test facility
00.06
Magnetic fusion
00.07
Supporting research and technical analysis
00.08
Multiprogram facilities
Small business innovation research program...
00.09
00.10
In-house energy management
00.11
Technical information management program...
00.12
Facilities infrastructure replacement and modernization
Policy and management
00.13

49
1

86
86
1

ENERGY SUPPLY, RESEARCH AND DEVELOPMENT ACTIVITIES




152,220
617,715
89,984
266,496
1,232
346,698
579,027
55,622
33,122
17,985
16,548

140,457
581,999
111,961
313,987
1,025
323,018
619,462
51,757

175,126
358,490
97,421
339,168
1,085
325,300
691,131
23,743

19,474
14,790

20,540
15,000

2,089
4,545

2,144
4,375

3,000
35,233

2,183,283
226,289

2,184,449
290,000

2,085,237
310,000

10.00

Total obligations

2,409,572

2,474,449

2,395,237

-220,070
-4,019
-53,976
30,380

-259,620

-310,000

2,161,887

2,184,449

2,085,237

2,142,326

2,215,466
-31,017

2,085,237

2,161,887

2,184,449

2,085,237

2,189,502
1,393,907
64
-1,442,177
-4,019

2,214,829
1,442,177

2,085,237
1,496,466

-1,496,466

-1,453,178

2,160,540

2,128,525

Financing:

11.00 Offsetting collections from: Federal funds.:
17.00
21.40
24.40

Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority

40.00
40.00
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred from other accounts

43.00

71.00
72.40
73.40
74.40
78.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance transferred, net
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

-30,380

19,561

2,137,277

Note.—Excludes $429,436 thousand in budget authority in 1991 for activities transferred to Environmental Restoration and
Waste Management Activities. Comparable amounts for 1989 ($232,000 thousand) and 1990 ($258,000 thousand) are
included above.

Status of Direct Loans (in thousands of dollars)

1210
1251
1262
1290

For expenses of the Department of Energy activities including the
purchase, construction and acquisition of plant and capital equipment
and other expenses incidental thereto necessary for energy supply,
research and development activities, and other activities in carrying
out the purposes of the Department of Energy Organization Act
(Public Law 95-91), including the acquisition or condemnation of any
real property or any facility or for plant or facility acquisition, construction, or expansion; purchase of passenger motor vehicles (not to

1991 est.

Total direct obligations

98
98
1

1990 est.

01.01 Reimbursable program

Identification code 89-0224-0-1-271

50

1989 actual

00.91

1,273,732

Personnel Summary

A NNO
i \ - " 0 0 0

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments: Write-offs for default
Outstanding, end of year

1989 actual

1990 est.

1991 est.

1,766
-300
-50

1,416
-250
-50

1,116
-250
-100

1,416

1,116

766

The purpose of energy supply research and development
activities is to develop new energy technologies and improve
existing energy technologies. Included in this mission are
basic and applied research along with selected technology
development.
This account provides funds for operating expenses, capital
equipment and construction projects for the research and
technological development of the various energy technologies

nn A
— 0 0 4

A

ENERGY PROGRAMS—Continued
Federal Funds—Continued

General and special funds—Continued

A-666

t h e b u d g e t f o r f i s c a l y e a r 1991

use in U.S. space missions and in support of the Strategic
Defense Initiatives Office and other military and civilian apContinued
plications.
Environment, Safety and Health.—In mid-1989, the Secreunder examination in the energy supply, research and devel- tary of Energy announced a major change in DOE managerial
opment mission.
philosophy, and in consequence of that change the Secretary
Solar and renewable energy technology base.—The solar and
realigned several functions that bear upon the 1990 and 1991
renewable programs support research and development that budgets and operations of the Office of Environment, Safety
will strengthen the technology base on which industry can and Health. The realignment transfers responsibility for nudraw in developing future new products and processes for the clear reactor and non-reactor nuclear oversight and policy
commercial market. The programs support activities ranging development to Defense Programs and Nuclear Energy Profrom basic research in universities and national laboratories grams respectively. Following the realignment announcement
to applied R&D and proof-of-concept projects in industrial the Secretary placed into effect a number of new initiatives
firms.
which provided new direction and put increased emphasis on
The 1991 solar energy program represents a major commit- certain functions of the Office.
ment to exploiting the energy supply potential of photovolThe intent of these functional changes and initiatives is: to
taics, biofuels, energy from municipal solid wastes, low and
restore credibility with the public in the ability of the DOE to
moderate temperature solar thermal, and wind energy techmanage its facilities safely and in an environmentally sound
nologies. The program is highly focused on those technologies
manner; to demonstrate a stronger commitment of the DOE
having a high potential for supplying significant quantities of
to compliance with environmental regulations and protection
future electric power and transportation fuels, and includes
of worker and public safety and health, and to reestablish full
broad based activities which range from more basic research
accountability for environment, safety and health in the line
at universities and laboratories to applied R&D and cooperamanagement organizations.
tive research with industry to reduce technology advances to
In the new alignment, the Office of Environment, Safety
commercial practice. Important research support activities inand Health is assigned responsibility for the following funccluding technology transfer, international cooperative activities, resource assessments, program support and program di- tions:
(1) Perform independent assessments, audits and appraisrection, and for capital improvements at the Solar Energy
als of Departmental activities related to environmental proResearch Institute are also supported within the solar energy
tection, radiation safety, worker safety, non-nuclear safety,
program.
emergency preparedness and response, and those aspects of
The 1991 geothermal program will support basic and appublic health and safety that deal with epidemiology and
plied engineering and reservoir technology research in hydroradiological protection at DOE facilities.
thermal energy extraction technologies for geothermal energy
(2) Develop Departmental policy related to the areas suband technical information and technology transfer. The project to oversight of the Office as identified in (1) above.
gram effort will also include research on geothermal re(3) Assess the DOE Headquarters Program Offices and
sources such as engineering development in geopressured and
DOE Field Offices performance in fostering excellence in
hot dry rock resources.
contractor operations.
The 1991 hydropower program represents a commitment to
(4) Maintain liaison with recognized authorities in the
resolving technical and institutional regulatory impediments
fields of radiation protection, environmental protection, and
to developing and maintaining hydropower development innon-nuclear safety.
cluding dissolved oxygen below hydroplants, instream flow
(5) Continue responsibility for the DOE Environmental
requirements, and cumulative environmental impacts that
Issues Coordination Process and provide technical assistare constraining development and causing licensing delays.
ance and support to line management in the design and
Studies and coordinating activities to address these issues will
implementation of corrective activities to achieve complibe initiated.
ance.
The 1991 electric energy systems program represents a sig(6) Conduct oversight of National Environmental Policy
nificant commitment to continuing the development of high
Act (NEPA) related activities in all DOE program areas.
temperature superconductivity (HTS) and includes major supAs a direct result of the Secretary's 10-point initiative proport to the HTS pilot centers in response to industrial expressions of interest. Additional research efforts relating to EMP gram, the Office is responsible for the implementation of the
environmental "tiger team assessments" initiative which
effects and new materials for efficient electrical power transmission, biomedical research on effects of electric fields, and began in 1989. The 1991 budget therefore provides for needed
future electric system reliability and control concepts are also sampling and analysis support for this activity. The "tiger
supported. The 1991 energy storage program will continue its team assessments" complements the planned program of envigeneric research into proton exchange membrane fuel cells ronmental audits; the assessments will identify all potential
substantive, procedural and managerial environmental comand electrochemistry for a variety of battery types.
Nuclear fission.—In 1991 the Civilian Reactor Development pliance problems and the audit will provide proper follow-up
program continues on two parallel and complementary paths to assure compliance with applicable requirements.
Major efforts begun in 1990 to establish uniform guidance
to ensure that nuclear energy continues to make a vital contribution to national energy security. The Light Water Reac- and procedures for NEPA implementation will be brought to
tor (LWR) program will focus on institutional and regulatory completion in 1991. NEPA compliance assessments are conreform through supporting technology efforts and legislative tinuing as a part of the "tiger team assessment" activity and
initiatives. Cooperative programs with industry have the obin general the NEPA oversight program demands are increasjective of providing certified advanced LWR designs in the ing along with DOE project developments.
early 1990,s that could be ordered by utilities. The Advanced
Establishing effective compliance agreements with the
Reactor R&D program will focus on the development of the States and EPA continues to be a focus of environmental
Modular High Temperature Gas Reactor program and Inte- issues coordination and oversight. Oversight of the ES&H asgral Fast Reactor (IFR) metal fuel cycle for the Advanced pects of the DOE award fee system, a new responsibility asLiquid Metal Reactor (ALMR) program. The space and designed in 1990, will continue in 1991. Similar oversight efforts
fense and advanced radioisotope power systems programs will
are continuing relative to the development and implementacontinue to develop and produce nuclear power systems for tion of the Environmental Restoration and Waste ManageENERGY SUPPLY, RESEARCH A N D DEVELOPMENT ACTIVITIES—




department of energy

EE6
N R ?ecSS ^!=S!!t 5!ild
G
i

ment Five-Year Plan. Extending efforts begun in 1990. A
focus of functional safety appraisals will be to ensure that
DOE operations are in compliance with applicable OSHA
standards.
Biological and environmental research.—This program develops the knowledge base necessary to identify, understand
and anticipate the long-term health and environmental consequences of energy use and development and utilizes the Department's unique scientific and technological capabilities to
solve major scientific problems in the environment, medicine
and biology. Planned 1991 activities include programs in atmospheric processes as they relate to global climate change;
terrestrial and oceanographic processes; epidemiology; molecular, cellular and systemic studies on the biological effects of
radiation, including radon emissions; and medical applications
of nuclear technology. Additional funds in 1991 are also provided for the Human Genome Initiative and for carbon dioxide research to determine the quantitative linkage between
the rise of greenhouse gases and global warming.

A-665

at Argonne National Laboratory and to support the associated, on-going R&D programs.
University research instrumentation.—This program supports the purchase of state-of-the-art scientific instrumentation used in energy-related research areas such as geological sciences, materials characterization, catalysis, and
health effects research.
University and Science Education.—This program helps
maintain strong scientific/technical research capabilities in
support of the Department's long-range energy R&D mission in the university and private sector and the national
laboratories. Specific activities supported include: university
reactor fuel assistance; university laboratory cooperative
science centers; energy manpower development; related
education and training activities; and R&D technology
transfer activities.
Energy research analysis.—This activity involves the independent assessment of existing or proposed technological
initiatives, including examination of the base of research
that underlies energy supply and utilization technologies.

Spill test facility.—The overall goal is to conduct user-sponsored spill tests in support of safety research associated with
Multiprogram energy laboratories facilities support.—The
the handling, shipping and storage of liquefied gaseous fuels goal of the multiprogram energy laboratories facilities supand other hazardous fluids. The 1991 effort will be directed to port program is to provide funds for rehabilitating and replacassuring program continuity and facility responsiveness to ing deficient common-use utilities, roads, and buildings at the
user sponsored testing activities and to provide support to the multiprogram laboratories.
long-range, collaborative, R&D effort among DOE, EPA and
In-house energy management—This program funds energy
DOT.
conservation retrofit projects at Department facilities. These
Magnetic fusion.—The goal of this program is to establish projects are designed to improve the efficiency of DOE energy
the scientific and technological base required for fusion
use and set an example for other Federal agencies and the
energy. An independent high level review of fusion is schedprivate sector. Surveys are conducted to identify cost-effective
uled to be conducted in 1990, including a new draft policy for
candidate projects and projects are then selected on a comfusion. The 1991 budget request represents an attempt to petitive basis using as the primary criterion the greatest ecopreserve an amount of funding which does not in any way try
nomic return.
to presume the eventual conclusion of the review. The budget
Technical information management program.—This proprovided is for continuing the program as much as possible as gram contributes to DOE's missions in advancing energy and
it was in 1990 with a focus on confinement physics. There will nuclear defense technologies and protecting U.S. economic
be no change in program balance until the Secretary's review and military security through the effective management and
of the program is completed. Once the review is completed,
control of the Department's scientific and technical knowlbudget estimates will be revised as necessary.
edge which is contained in its information resources. Major
Supporting research and technical analysis.—The role of objectives which are structured to meet the overall purpose
these programs is to expand the scientific and engineering are the effective management, control, and use of the results
base for future energy technology development and to provide of DOE's multibillion dollar research program, anci the acquiindependent, objective evaluations of energy research activisition and management of results of worldwide investment in
ties. Support is also provided for university related research energy R&D.
and manpower training including the use of facilities at the
Facilities infrastructure replacement and modernization pronational laboratories for student research and education.
gram.—This
program supports a departmental initiative to
Basic energy sciences.—This program funds basic researchconduct a condition assessment survey of all Department of
in the physical, biological, and engineering sciences in sup- Energy facilities.
port of both the nuclear and non-nuclear technology proPolicy and management—Provides executive direction,
grams. The principal focus of the program is energy; howev- management assistance and administrative support to all proer, a number of other important national goals are also grams within energy supply activities.
supported including U.S. leadership in science and technoloObject Classification (in thousands of dollars)
gy and the training of scientists and engineers. In 1991,
work will continue in materials sciences, chemical sciences,
Identification code 89-0224-0-1-271
1989 actual
1990 est.
1991 est.
advanced energy projects, energy biosciences, and research
in engineering systems, applied mathematics, and the geoDirect obligations:
Personnel compensation:
sciences. Research related to advanced materials develop11.1
Full-time permanent
47,301
48,000
48,000
ment, combustion, chemistry of coal, catalysts, photochemis11.3
Other than full-time permanent
1,800
2,000
2,000
try, and nondestructive evaluation techniques will be con11.5
Other personnel compensation
1,593
1,600
1,600
tinued, as well as an expanded program in x-ray lithogra11.8
Special personal services payments
153
phy and increased emphasis on high performance comput11.9
Total personnel compensation
50,847
51,600
51,600
ing. In 1991 the enhanced program of research on the new
12.1
Civilian personnel benefits
7,579
7,600
7,600
high temperature superconductivity materials will also be
13.0
Benefits for former personnel
19
continued.
21.0
Travel and transportation of persons
4,634
4,800
5,000
Funding will also be continued for each of the major
22.0
Transportation of things
1,371
1,400
1,500
23.1
Rental payments to GSA
3,776
3,800
3,800
national user facilities supported by the Basic Energy SciRental payments to others
17,631
18,000
19,000
ences Program. In 1991, construction will continue on the 23.2
23.3
Communications, utilities, and miscellaneous charges...
37,520
38,000
39,000
1 - 2 GeV synchrotron radiation source at Lawrence Berke- 24.0
Printing and reproduction
528
600
700
ley Laboratory and construction funds also will be provided 25.0
Other services
1,564,181
1,559,334
1,453,622
for construction of a 6-7 GeV synchrotron radiation source
26.0
Supplies and materials
1,295
1,300
1,400



A

acta

— O O O

A-668

ENERGY PROGRAMS—Continued
Federal Funds—Continued

General and special funds—Continued

41.00

E N E R G Y SUPPLY, RESEARCH A N D DEVELOPMENT

ACTIVITIES—

Object Classification (in thousands of dollars)—Continued
Identification code 8 9 - 0 2 2 4 - 0 - 1 - 2 7 1

31.0
32.0
33.0
41.0
99.0
99.0
99.9

1989 actual

Equipment
Land and structures
Investments and loans
Grants, subsidies, and contributions

1990 est.

1991 est.

79,269
221,773
15
192,845

Total obligations

81,000
225,000
15
196,000

2,183,283
226,289

Subtotal, direct obligations
Reimbursable obligations

80,000
223,000
15
195,000
2,184,449
290,000

71.00
72.40
74.40
78.00

Appropriation (adjusted)...

2,474,449

2,395,237

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

969

993

989
8

U R A N I U M SUPPLY A N D E N R I C H M E N T

1,072
1,144
7

1,054
4

1,186,598

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

2,085,237
310,000

2,409,572

-1,482

Transferred to other accounts

43.00

Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

90.00

-19,805
210,554
-246,494

-74,482
246,494
-257,119

1,313,449

Outlays..

1,295,129
228,938
-210,554
-64

-55,745

-85,107

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
1,186,598
1,313,449

ACTIVITIES

32.0
41.0

99.9
1990 est.

1,186,598
1,313,449

1,331,601
65,776

1,310,973
95,045

10.00

1,295,129

1,397,377

1,406,018

-186,382
-1,230,800

-192,800
-1,287,700

-4,940

-4,745

4,745

79,227

39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177




-55,745

1990 est.

1991 est.

Total obligations

3,280

187

200

3,427
403
730

3,480
480
790

283
877,638

193
794,200

449,120

511,830

17,916
47,860

24,245
70,800

1,295,129

Land and structures
Grants, subsidies, and contributions

3,240

1,397,377

1,406,018

59

70

70

62

71

71

38,586
76

Personnel Summary
1,234,744
60,385

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated baiance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year

—85407

1991 est.

Program by activities:
00.01 Operating expenses
01.01 Capital investment
Total obligations

-55,745

Uranium Enrichment—The goal of this program is to meet
domestic, foreign, and U.S. Government requirements for uranium enrichment services (enrichment of uranium and uranium compounds in the isotope U-235) in the most economical,
reliable, safe, secure and environmentally acceptable manner
possible. This program is comprised of six subprograms: (a)
gaseous diffusion operations and support; (b) corrective actions; (c) environmental restoration; (d) waste management; (e)
Atomic Vapor Laser Isotope Separation (AVLIS); and, (f) program direction.

Program and Financing (in thousands of dollars)
1989 actual

1991 est

85*107

For expenses of the Department of Energy in connection with operating expenses; the purchase, construction, and acquisition of plant
and capital equipment and other expenses incidental thereto necessary for uranium supply and enrichment activities in carrying out the
purposes of the Department of Energy Organization Act (Public Law
95-91), including the acquisition or condemnation of any real property or any facility or for plant or facility acquisition, construction, or
expansion; purchase of electricity to provide enrichment services or
purchase of enriched uranium from [the Federal Republic of GermaObject Classification (in thousands of dollars)
ny] other owners of enriched uranium, whichever will minimize appropriations; purchase of passenger motor vehicles (not to exceed
1989 actual
£251 SO, of which 46 are for replacement only), [$1,431,000,000] Identification code 8 9 - 0 2 2 6 - 0 - 1 - 2 7 1
$1,406,018,000, to remain available until expended: Provided, That
Personnel compensation:
revenues received by the Department for the enrichment of uranium
2,829
11.1
Full-time permanent
and estimated to total [$1,500,900,000] $1,530,500,000, in fiscal year 11.3
37
Other than full-time permanent
[1990] 1991 shall be retained and used for the specific purpose of
86
11.5
Other personnel compensation
offsetting costs incurred by the Department in providing uranium
17
11.8
Special personal services payments
enrichment service activities as authorized by section 201 of Public
2,969
11.9
Total personnel compensation
Law 95-238, notwithstanding the provisions of section 3302(b) of title
410
12.1 Civilian personnel benefits
31, United States Code. Provided further, That the first $50,000,000 of
521
21.0
revenues so retained he transferred to an account established in the Travel and transportation of persons
77
23.1
Treasury to fund the decontamination and decommissioning of urani- Rental payments to GSA
63
23.2
Rental payments to others
um enrichment facilities: Provided further, That the sum herein ap867,600
23.3 Communications, utilities, and miscellaneous charges..
propriated shall be reduced as uranium enrichment revenues are
2
24.0
Printing and reproduction
received during fiscal year [1990] 1991 so as to result in a final
363,025
25.0 Other services
1
fiscal year [1990] 1991 appropriation estimated at not more than $0.
26.0 Supplies and materials
21,799
31.0
Equipment
(Energy and Water Development Appropriations Act, 1990.)

Identification code 8 9 - 0 2 2 6 - 0 - 1 - 2 7 1

1990 est.

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
URANIUM

-64
-93,407
-20,000
4,940

20,000

1,186,598
1,1;

18,563
-18,563

SUPPLY A N D E N R I C H M E N T

ACTIVITIES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 8 9 - 0 2 2 6 - 2 - 1 - 2 7 1

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program..

-1,310,973
-95,045

Total obligations..

-1,406,018

10.00

EE6
N R?ecSS ^! S!t i
G = ! i5!ld

department of energy
Financing:
Offsetting collections from:
Federal funds
Non-Federal sources
Unobligated balance transferred, net
Unobligated balance available, end of year

11.00
14.00
22.40
24.40
39.00

Program and Financing (in thousands of dollars)
192,800
1,287,700
4,745
-79,227

Budget authority

71.00
73.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance transferred, net
Obligated balance, end of year

90.00

74,482
-246,494
257,119

Outlays

85,107

The Administration's Budget for 1991 proposes to transfer
the programs funded under the Uranium Supply and Enrichment Activities appropriation to a public enterprise (revolving
fund), the United States Uranium Enrichment Corporation.
Legislation has been submitted to the Congress to create the
Corporation.
Object Classification (in thousands of dollars)
Identification code 89-0226-2-1-271

1989 actual

11.1
11.5

1990 est.

Personnel compensation:
Full-time permanent
Other personnel compensation

11.9
12.1
21.0
23.2
23.3
25.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Communications, utilities, and miscellaneous charges
Other services
Equipment
Land and structures

99.9

1991 est.
-3,280
-200
-3,480
-480
-790
-193
-794,200
-511,830
-24,245
-70,800

Total obligations

-1,406,018

URANIUM ENRICHMENT DECOMMISSIONING AND DECONTAMINATION
FUND

Program and Financing (in thousands of dollars)
Identification code 89-0231-0-1-271

14.00
24.40
39.00

Financing:
Offsetting collections from.- Non-Federal sources
Unobligated balance available, end of year

A-667

1989 actual

1990 est.

1991 est.

-50,000
50,000

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net

-50,000

90.00

Identification code 89-0237-0-1-999

00.01
00.02
00.03
00.04
00.05
10.00

1989 actual

1990 est.

Program by activities:
Corrective activities
Environmental restoration
Waste management
Technology development
Policy and management

152,379
848,895
1,534,862
206,194
49,106

Total obligations (object class 25.0)

Financing:
40.00 Budget authority (appropriation)

71.00
74.40
90.00

1991 est.

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, end of year

2,791,436
2,791,436

2,791,436
-1,041,418

Outlays

1,750,018

Note—Includes $2,791,436 thousand in budget authority in 1991 for activities previously financed from (in thousands of
dollars):
1989 actual
1990 estimate
Atomic Energy Defense
1,348,200
1,926,331
Energy Supply R&D Activities
232,000
258,000

Corrective Activities.—This program provides for those activities needed to bring active and standby facilities into compliance with applicable local, State and Federal requirements
and internal DOE requirements in an expeditious manner.
Environmental Restoration.—This program provides for assessments and cleanup of facilities and sites that are no
longer a part of active operations. Various amounts and types
of waste have accumulated at these facilities and sites as a
result of activities spanning nearly five decades, in connection
with Defense Programs and with Nuclear Energy and Energy
Research.
Waste Management.—This program provides for the management of all types of wastes: radioactive, hazardous, mixed
and sanitary wastes.
Technology Development.—This program provides for research and development activities which will focus on improved environmental restoration technologies and waste
minimization techniques.
Policy and Management—Provides executive direction,
management assistance, and administrative support to all
programs under the environmental restoration and waste
management account.
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

120
124

-50,000

Outlays

The budget proposes to establish the United States Uranium Enrichment Decontamination and Decommissioning Fund.
The Fund would receive annual payments from the Department of Energy from amounts recovered from customers for
decontamination and decommissioning. Payments shall be
made into the Fund from the Department's special receipt
account no later than September 30th of each fiscal year. The
1991 payment will be $50,000,000. Future payments may be
revised based on updated projections of future decontamination and decommissioning costs.

FOSSIL ENERGY RESEARCH AND DEVELOPMENT

For necessary expenses in carrying out fossil energy research and
development activities, under the authority of the Department of
Energy Organization Act (Public Law 95-91), including the acquisition
of interest, including defeasible and equitable interests in any real
property or any facility or for plant or facility acquisition or expansion , [$422,062,000] $202,309,000, to remain available until expended, of which [$249,000] $267,000 is for the functions of the Office of
the Federal Inspector for the Alaska Natural Gas Transportation
System established pursuant to the authority of Public Law 94-586
(90 Stat. 2908-2909) and of which [$4,000,000 shall be available for
continued construction of DOE Fossil Energy building B26]
$17,000,000 is for implementation of one or more oil and gas recovery
and geoscience consortia with universities and industry, in which each
ENVIRONMENTAL
RESTORATION AND WASTE MANAGEMENT
ACTIVITIES
consortium provides at least 50 percent cost-sharing from non-Federal
participants, and of which $2,669,000 is for the fuels program: ProvidFor necessary expenses of the Department of Energy in carrying out
ed, That no part of the sum herein made available shall be used for
environmental restoration and waste management activities, including
the
the construction and acquisition of necessary plant and capital equip- field testing of nuclear explosives in the recovery of oil and gas.
ment, as authorized by the Department of Energy Organization Act [Of the funds herein provided, $40,900,000 is for implementation of
(Public Law 91-95); $2,791,436,000, to remain available until expend- June, 1984 multiyear, cost-shared magnetiohydrodynamics prothe
ed.
gram targeted on proof-of-concept testing: Provided, That 35 per




A
—OOo
nnO

A-670

ENERGY PROGRAMS—Continued
Federal Funds—Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

Coal R&D.—rYYie

General and special funds—Continued

objectives of this program will be to continue generic, technology base and environmental research to
provide an adequate scientific and engineering knowledge
centum private sector cash or in-kind contributions shall be required base to foster technological advances by the private sector.
for obligations in fiscal year 1990, and for each subsequent fiscal
The 1991 research program provides for a continued, limited
year's obligations private sector contributions shall increase by 5 per
centum over the life of the proof-of-concept plan: Provided further, Federal role in high-risk R&D that supports technology development by the private sector. These efforts will include the
That existing facilities, equipment, and supplies, or previously expended research or development funds are not cost-sharing for the Advanced Research and Technology Development program,
with additional advanced research efforts conducted in the
purposes of this appropriation, except as amortized, depreciated, or
expensed in normal business practice: Provided further, That cost- Advanced Research portions of the Coal Liquefaction, Control
sharing shall not be required for the costs of constructing or operatTechnology and Coal Preparation, Combustion Systems, Fuel
ing Government-owned facilities or for the costs of Government orgaCells, and Surface Coal Gasification programs. Another main
nizations, National Laboratories, or universities and such costs shall
thrust of the 1991 program will focus upon environmental
not be used in calculating the required percentage for private sector
technology R&D. Therefore, the Control Technology and Coal
contributions: Provided further, That private sector contribution perPreparation program will share with Advanced Research and
centages need not be met on each contract but must be met in total
for each fiscal year: Provided further, That section 303 of Public Law Technology Development a major portion of the funding request, as will Combustion Systems to a lesser degree. Efforts
97-257 is further amended by changing the number for the Office of
the Assistant Secretary for Fossil Energy to "715", changing the will also continue to more effectively utilize our coal resources
number for the Pittsburgh Energy Technology Center to "290", by continuing programs in the areas of Coal Liquefaction,
changing the number for the Morgantown Energy Technology Center
Fuel Cells, and Heat Engines. Environmental efforts will also
to "275", and changing the number for the headquarters organization continue within the Underground Coal Gasification program.
of the Assistant Secretary for Fossil Energy to "not less than 125".]
Oil, gas and shale.—Advanced extraction technology devel(Department of the Interior and Related Agencies Appropriations Act,
opment efforts will continue within the Advanced Extraction
1990.)
and Process Technology (AEPT), Enhanced Oil Recovery
Program and Financing (in thousands of dollars)
(EOR), Oil Shale, and Unconventional Gas Recovery (UGR)
programs. In addition, the 1991 program includes an integratIdentification code 8 9 - 0 2 1 3 - 0 - 1 - 2 7 1
1991 est.
1989 actual
1990 est.
ed initiative, which will provide $17 million to competitively
support oil and gas recovery and geoscience consortia with
Program by activities:
industry and leading universities. Eligible consortia will in00.01 Coal research and development
265,370
309,550
112,733
00.02 Oil, gas, and shale research and development
62,144
54,371
46,968
clude multiple companies, and will provide at least 50 percent
00.03 Program direction and management support
65,481
31,557
64,805
cost sharing.
00.04 Federal inspector for the Alaska natural gas pipeline...
127
267
393
Program direction and management support.—This program
00.05 Environmental restoration
712
1,029
00.06 Cooperative R&D ventures
4,631
provides the funding for both Headquarters and field person00.07 Fuels conversion (natural gas and electricity)
2,633
2,669
nel and overhead expenses in Fossil Energy. In addition, it
provides support for the day-to-day project management func10.00
Total obligations..
377,946
445,185
202,309
tions.
Financing:
Federal Inspector for the Alaska natural gas pipeline.—Ac17.00 Recovery of prior year obligations
-2,281
21.40 Unobligated balance available, start of year...
-27,063
-28,646
tivities formerly included under the Office of the Federal
24.40 Unobligated balance available, end of year
28,646
Inspector for the Alaska natural gas pipeline are now funded
25.00 Unobligated balance lapsing
73
in this line item, in accordance with the 1986 appropriation.
39.00
Budget authority..
377,321
416,539
202,309
Environmental restoration.—The Department of Energy is
assisting in payments for the environmental clean-up of a
Budget authority.former project of the Synthetic Fuels Corporation (the west40.00 Appropriation
380,595
422,062
202,309
ern processing site of the SRC-II project) as required by the
40.00 Reduction pursuant to P.L. 99-177..
-5,523
41.00 Transferred to other accounts
—3,274
Environmental Protection Agency. Funding is also provided
for environmental cleanup of two deactivated gasifiers at the
43.00
Appropriation (adjusted)..
377,321
416,539
202,309
Rockwell site in California.
Relation of obligations to outlays:
Fuels conversion.—This program will continue regulatory
71.00 Obligations incurred, net
377,946
445,185
202,309
reviews and oversight of the transmission of natural gas and
72.40 Obligated balance, start of year
267,068
279,531
341,035
electricity across the U.S. borders and processes certification
74.40 Obligated balance, end of year
-279,531
-341,035
-219,034
of alternate fuel capability.
78.00 Adjustments in unexpired accounts..
-2,281
FOSSIL E N E R G Y RESEARCH A N D

90.00

Outlays..,

DEVELOPMENT—Continued

363,202

383,681

324,310

The Fossil Energy programs support research and development that will strengthen the technology base on which industry can draw in developing future new products and processes for the commercial market. The programs support activities ranging from basic research in universities and national laboratories to applied R&D and proof-of-concept
projects in private sector firms.
Reductions in the Fossil Energy R&D programs are proposed in the 1991 budget that will reduce Federal in-house
R&D at the Energy Technology Centers and will continue
limited Federal support of company-specific technology development and demonstration activities. The program continues
to fund high-priority, high risk and cross-cutting research that
will improve the Nation's ability to cleanly and efficiently use
coal, and to enhance the economic recovery of our oil and gas
reserves.




Object Classification (in thousands of dollars)
Identification code 8 9 - 0 2 1 3 - 0 - 1 - 2 7 1
11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments..
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

1989 actual

1990 est.

1991 est.

31,021
743
626

34,881

31,254

32,396
5,529
9
1,769
85
1,192
436
73
299,784
2,803
2,225
21,097

34,881
5,906

31,254
5,277

1,839
89
1,202
505
75
374,139
2,915
3,108
12,110

1,688
93
1,223
525
58
158,288
1,508
2,395

6

?ecSSG^!=S!!ti5!ild

41.0
99.9

Grants, subsidies, and contributions

10,548

8,416

377,946

Total obligations

445,185

Object Classification (in thousands of dollars)
202,309

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A-669

eNEr6

department of energy

703

700

640

721
7

702
6

Identification code 89-0219-0-1-271
11.1
11.3
11.5
11.8

649
5

11.9
12.1
21.0
22.0
23.2
23.3
N A V A L PETROLEUM AND OIL SHALE RESERVES
24.0
25.0
For necessary expenses in carrying out naval petroleum and oil
26.0
shale reserve activities, [$192,124,000] $210,610,000, to remain avail- 31.0

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

able until expended [: Provided, That sums in excess of $510,000,000
99.9
Total obligations
received during fiscal year 1990 as a result of the sale of products
produced from Naval Petroleum Reserves Numbered 1 and 3 shall be
deposited in the "SPR petroleum account", to remain available until
Personnel Summary
expended, for the acquisition and transportation of petroleum and for
other necessary expenses]. (Department of the Interior and Related
Total number of full-time permanent positions
Agencies Appropriations Act, 1990.)
Total compensable workyears: Full-time equivalent employment

1990 est.

1989 actual

1991 est.

3,752
49
41
350

4,257
32
71
355

4,443
35
74
362

4,192
630
317
14
15

4,715
648
257
29
10
15
4
200,837
35

4,914
705
361
58
10
16
4
204,502
40

177,316

206,550

210,610

88
92

91
91

91
91

1
171,883
254
10

..

Program and Financing (in thousands of dollars)
Identification code 89-0219-0-1-271

1989 actual

1990 est.

1991 est.
ENERGY CONSERVATION

Program by activities:
10.00 Total obligations
Financing:
17.00 Recovery of
21.40 Unobligated
24.40 Unobligated
25.00 Unobligated
39.00

40.00
40.00
43.00

71.00
72.40
74.40
78.00
90.00

prior year obligations
balance available, start of year..
balance available, end of year....
balance lapsing

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net..
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays

177,316

206,550

210,610

-1,201
-8,174
17,111
19

-17,111

185,071

189,439

fined in section 3008(3) of Public Law 99-509 (15 U.S.C. 4507) and
210,610

185,071

192,124
-2,685

210,610

185,071

189,439

210,610

177,316
63,071
-61,963

206,550
61,963
-104,334

210,610
104,334
-127,926

177,222

164,179

187,018

-1,201

This program includes those activities necessary to operate,
explore, conserve, develop, and produce the naval petroleum
reserves at the maximum efficient rate and to conserve the oil
shale reserves. This includes routine operation and maintenance, development and exploration drilling, environmental
and conservation work, and construction and installation of
on-reserve facilities and related systems required for the collection, storage, and distribution of produced petroleum and
related products. The 1991 budget proposes to lease NPR-1
and NPR-3 competitively at the end of 1991. The fields would
be leased with competition expressed in terms of the royalty
rate bidders would be willing to pay the Government after
payment of a lease bonus of $1.6 billion. The lease bonus
would be in installments of $1 billion at the end of 1991, $300
million at the end of 1992, and $300 million at the end of
1993. The creation of a Defense Petroleum Inventory (DPI) of
10 million barrels, located in the Strategic Petroleum Reserve
(SPR), is also proposed. The oil for the DPI would be placed in
the SPR over a five-year period beginning in 1992. Both the
011 for the DPI and the facilities for its storage would be
funded from lease royalty payments.




For necessary expenses in carrying out energy conservation activities, [$413,262,000] $212,591,000, to remain available until expended,
including, notwithstanding any other provision of law, the excess
amount for fiscal year [1990] 1991 determined under the provisions
of section 3003(d) of Public Law 99-509 (15 4502): Provided, That
$30,000,000 shall be for use in energy conservation programs as deshall not be available until excess amounts are determined under the
provisions of section 3003(d) of Public Law 99-509 (15 U.S.C. 4502) [ :

Provided further, That notwithstanding section 3003(dX2) of Public
Law 99-509 such sums shall be allocated to the eligible programs in
the same amounts for each program as in fiscal year 1989: Provided
further, That $16,900,000 of the amount provided under this heading
shall be available for continuing research and development efforts
begun under title II of the Interior and Related Agencies portion of
the joint resolution entitled "Joint Resolution making further continuing appropriations for the fiscal year 1986, and for other purposes", approved December 19, 1985 (Public Law 99-190), and implementation of steel and aluminum research authorized by Public Law
100-680: Provided further, That existing facilities, equipment, and
supplies, or previously expended research or development funds are
not accepted as contributions for the purposes of this appropriation,
except as amortized, depreciated, or expensed in normal business
practice: Provided further, That the total Federal expenditure under
this proviso shall be repaid up to one and one-half times from the
proceeds of the commercial sale, lease, manufacture, or use of technologies developed under this proviso, at a rate of one-fourth of all
net proceeds]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 89-0215-0-1-272

00.01
00.03
00.05
00.07
00.08
00.09
00.10
10.00

Program by activities:
Buildings and community systems
Industrial
Transportation
State and local assistance
Multisector
Policy and management
Facilities
Total obligations

Financing:
14.00 Offsetting collections from-. Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year

1989 actual

1990 est.

1991 est.

30,777
40,487
53,823
209,428
32,318
1,850
19,000

39,462
54,299
66,384
234,168
38,620
3,505
52

45,967
40,100
56,600
30,000
32,457
3,467
4,000

387,683

436,490

212,591

-57,218
-1,345
-43,113

-40,616

-30,000

-27,802

n
AO r ir Un
—

A-672

ENERGY PROGRAMS—Continued
Federal Funds—Continued

General and special funds—Continued
ENERGY CONSERVATION—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 8 9 - 0 2 1 5 - 0 - 1 - 2 7 2

24.40
39.00

40.00
40.00
41.00
43.00

71.00
72.40
74.40
78.00
90.00

Unobligated balance available, end of year
Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

1989 actual

1990 est.

1991 est.

27,802
313,809

368,072

182,591

315,284

372,646
-4,574

182,591

313,809

368,072

182,591

330,465
389,113
-385,584
-1,345

395,874
385,584
-440,818

182,591
440,818
-297,502

332,649

340,640

325,907

-1,475

The energy conservation programs support research and
development that will strengthen the technology base on
which industry can draw in developing future new products
and processes for the commercial market. The programs support activities ranging from basic research in universities and
national laboratories to applied R&D and proof-of-concept
projects in industrial firms. A balanced program is proposed
for 1991 that includes selective new initiatives to encourage
the use of new energy efficiency measures.
Buildings and community systems.—The fiscal year 1991
buildings and community systems program will support research in building systems, community systems, technology
and consumer products, appliance standards, the Federal
energy management program, and technology assessment and
transfer activities to assist the private sector in adopting new
energy-conserving technologies for new and existing buildings.
New initiatives planned for 1991 include integrated resource
planning to expand the Least-Cost Utility Planning program,
steps to accelerate the implementation of building energy conservation standards and guidelines, and a program to showcase opportunities for improved lighting efficiency in Federal
facilities.
Industrial.—The
fiscal year 1991, Industrial conservation
program will continue the research and development of generic technologies in waste energy reduction and improved process efficiency and industrial cogeneration. These programs
involve combustion technology, advanced heat exchangers and
heat pumps, and the development of new energy efficient
processes for the production of materials and products. The
program also includes transfer of information on developed
technologies. The 1991 program continues the Metals Initiative, and provides for an increase in the number of Energy
Analysis and Diagnostic Centers. These activities provide a
broad technology base which contributes to more efficient
industrial operations and more effective utilization of energy.
Transportation.—The
fiscal year 1991 transportation program will support cross-cutting R&D in advanced high-temperature materials including work conducted at the HighTemperature Materials Lab and in alternative vehicle propulsion concepts such as the automotive gas turbine and adiabatic diesel. It will support expanded activities required by the
Alternative Motor Fuels Act as well as research, development
and testing of electric and hybrid vehicle batteries and propulsion systems, and technology assessment and transfer.
Multisector.—The
fiscal year 1991 multisector program will
support cross-cutting R&D activities of the Energy Conservation and Utilization Technologies (ECUT) program in such
areas as combustion and thermal sciences, materials science,




t h e b u d g e t f o r f i s c a l y e a r 1991

biocatalysis, and tribology. Research is conducted at universities, National labs and private industry. International research monitoring activities on behalf of all the conservation
programs will also be supported. The multisector budget also
supports the Energy-Related Inventions Program, which assists independent inventors to further develop their inventions, as well as the National Appropriate Technology Assistance Service, which provides technical information in response to inquiries from individuals, small businesses and
other organizations.
State and local assistance programs.—The fiscal year 1991
State and local assistance programs will provide incentive
funding for the States through the Weatherization Assistance
Program. Funds will be provided to test innovative program
approaches, and to leverage non-governmental funding
sources. Funds are also provided for oversight and monitoring
of State use of oil overcharge funds.
Policy and management—Provides for overall management
guidance and program evaluation for energy conservation programs to ensure effective program delivery.
Facilities.—Funds
are requested for the Combustion Research Facility in fiscal year 1991.
Object Classification (in thousands of dollars)
1989 actual

Identification code 8 9 - 0 2 1 5 - 0 - 1 - 2 7 2

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

99.9

1990 est.

1991 est.

13,489
533
375

7,396
213
191

14,399
2,145
3
1,412
690
954
50
143,228
43
2,422
18,949
203,388

16,123
2,182
3
1,746
695
957
51
163,270
44
2,619
21,825
226,975

7,800
1,063
2
850
425
532
21
78,659
21
1,276
10,630
111,312

387,683

436,490

212,591

329

329

280

339
2

Total obligations

15,185
545
393

352
1

298
1

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

STRATEGIC PETROLEUM

RESERVE

For expenses necessary to carry out the provisions of sections 151
through 166 of the Energy Policy and Conservation Act of 1975
(Public Law 94-163), [$194,999,0001 $195,633,000, to remain available
until expended. (Department of the Interior and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 9 - 0 2 1 8 - 0 - 1 - 2 7 4

00.01
00.02
10.00

Program by activities:
Storage facility development
Management
Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

1989 actual

1990 est.

1991 est.

169,846
12,765

204,417
19,487

182,719
12,914

182,611

223,904

195,633

-1,318
-39,693
31,421

-31,421

department
25.00

of

Unobligated balance lapsing

399

39.00

Budget authority

173,421

192,483

195,633

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

173,421

194,999
-2,516

195,633

173,421

192,483

195,633

40.00
40.00
40.00
40.00

t authority:
Current:
Appropriation (general fund)
Appropriation (special fund)
Reduction pursuant to P.L. 99-177
Reduction pursuant to P.L. 99-177

Appropriation (adjusted)

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

182,611
121,294
- 82,184
-1,318

223,904
82,184
-123,109

195,633
123,109
-124,203

220,403

182,979

194,539

Outlays

T h e objective of this p r o g r a m is to decrease t h e vulnerability of t h e U n i t e d States t o disruptions in world p e t r o l e u m
m a r k e t s b y creating a crude oil stockpile to b e used in t h e
e v e n t s u c h disruptions occur.
T h e account provides for p e t r o l e u m reserve storage facility
construction, ongoing operations a n d m a i n t e n a n c e activities,
p l a n n i n g studies, a n d p r o g r a m administration.
Object Classification (in thousands of dollars)
Identification code 89-0218-0-1-274
11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
99.9

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

5,934
117
82

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

6,407
128
109

6,133
878
489
-4

188

7,092
1,136
592
30
93
1,155
11,391
161
173,862
20
101

223,904

195,633

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment

137

140

140

140

140

140

S P R PETROLEUM ACCOUNT

Program and Financing (in thousands of dollars)

10.00

Program by activities:
Total obligations (object class 25.0)

21.40
24.40

1989 actual

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority


http://fraser.stlouisfed.org/
Federal Reserve2 Bank of -St.9LouisQ L 3
50-298 O 1 9 0 - 3 3

242,000

1990 est.

315,865

1991 est.

348,393
-120,000

120,000
242,000

90.00

435,865

Outlays

119,935

242,000

344,310

119,935

91,555

108,458

242,000
197,243
-44,960

315,865
44,960
-78,466

348,393
78,466
-34,443

282,359

392,416

T h i s account provides for t h e acquisition, transportation,
a n d injection of p e t r o l e u m into t h e Strategic P e t r o l e u m Reserve a n d for its d r a w d o w n a n d distribution. T h e budget proposes to fill t h e Strategic P e t r o l e u m R e s e r v e in 1991 a t a
daily a v e r a g e r a t e of a p p r o x i m a t e l y 5 9 , 0 0 0 barrels a day. T h i s
fill r a t e assures additional f u n d i n g for S P R oil fill f r o m excess
1990 receipts of N a v a l P e t r o l e u m Reserves, as defined in
Public L a w 1 0 1 - 1 2 1 .

ENERGY INFORMATION ADMINISTRATION

For necessary expenses in carrying out the activities of the Energy
Information Administration, [$65,232,000] $66,608,000, of which
$1,000,000 for computer operations shall remain available until September 30, [ 1 9 9 1 ] 1992 and [$2,000,000] $1,700,000 for end use
energy consumption survey shall remain available until expended.
(Department of the Interior and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 89-0216-0-1-276

228,393

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
National energy information system..
00.02
Policy and management

52,426
9,881

54,812
9,814

56,727
9,881

10.00

62,307

64,626

66,608

Total obligations..

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
39.00

For the acquisition and transportation of petroleum and for other
necessary expenses under section 167 of the Energy Policy and Conservation Act of 1975 (Public Law 94-163), as amended by the Omnibus Budget Reconciliation Act of 1981 (Public Law 97-35),
[$227,820,000] $119,935,000,, to remain available until expended: Provided, That an additional [$108,458,000] $90,860,000 shall be made
available until expended beginning October 1, [ 1 9 9 0 ] 1991: Provided
further, That notwithstanding 42 U.S.C. 6240(d) the United States
share of crude oil in Naval Petroleum Reserve Numbered 1 (Elk Hills)
may be sold or otherwise disposed of to other than the Strategic
Petroleum Reserve. (Department of the Interior and Related Agencies
Appropriations Act, 1990.)

Identification code 89-0233-0-1-274

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

6,849
145
98

182,611

Total obligations

71.00
72.40
74.40

227,820
120,000
-2,228
-1,282

1991 est.

6,644
1,039
571
29
90
506
11,645
134
202,031
20
1,195

-3
2,665
54
172,210

Budget authority
Permanent:
Appropriation (definite)

43.00

242,000

394,283

60.00

43.00

A-671

ENERGY PROGRAMS—Continued
Federal Funds—Continued

e n e r g y

40.00
40.00
43.00

71.00
72.40
74.40
90.00

Budget authority..
t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

-307
307
242
62,856

64,319

62,856

65,232
-913

66,608

62,856

64,319

66,608

62,308
26,301
-25,072

64,626
25,072
-26,167

66,608
26,167
-26,702

63,537

63,531

66,073

T h i s p r o g r a m supports e n e r g y i n f o r m a t i o n activities w h i c h
are designed to provide t i m e l y , accurate a n d r e l e v a n t energy
i n f o r m a t i o n for use b y t h e A d m i n i s t r a t i o n , t h e Congress, a n d
t h e g e n e r a l public.
National
energy information
system.—The
activities f u n d e d
in this p r o g r a m include t h e design, d e v e l o p m e n t a n d m a i n t e n a n c e of i n f o r m a t i o n s y s t e m s on petroleum, n a t u r a l gas, coal,
nuclear, electricity, a l t e r n a t e f u e l sources, a n d energy consumption. T h i s includes collecting data a n d ensuring its accuracy; preparing short-term forecasts; a n d preparing reports on

A-672

rMrS^M^

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

74.40

ENERGY INFORMATION ADMINISTRATION—Continued

90.00

energy sources, end-uses, prices, supply and demand, and associated economic, international, and financial matters. This
program also includes the operation of the Energy Information Administration (EIA) computer facility, telecommunications support, customer services, and ADP software support to
the Department of Energy and others. In addition, the National Energy Information Center disseminates publications,
analytic reports, information directives, and public use tapes,
and responds to public inquiries. Finally, this activity provides survey and statistical design standards, documentation
standards, and energy data public-use forms clearance and
burden control services.
Policy and management.—This program provides direction
to EIA through the Office of the Administrator; provides
funding for administrative services; and provides administrative support to EIA program offices in the area of planning,
budgeting, contract administration, personnel, and administrative services.
Object Classification (in thousands of dollars)
Identification code 89-0216-0-1-276

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation

18,841
787
244

19,268
804
250

20,194
842

11.9
12.1
21.0
22.0
23.1
23.2
24.0
25.0
26.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials

19,872
2,776
214
32
4,001
1,346
913
32,424
729

20,322
2,839
253
40
4,192
1,838

33,493
521

21,298
2,976
261
40
4,267
1,805
1,009
34,321
631

62,307

64,626

66,608

448

452

462
2

466
2

466
2

Total obligations

-1,347

6,499

6,472

6,467

This program provides for various contingency planning
and analysis, coordinating emergency operations activities to
help reduce the Nation's vulnerability to an energy emergency and to help mitigate any adverse impacts on the Nation
that may result from such a situation.
Object Classification (in thousands of dollars)
Identification code 89-0234-0-1-274

1989 actual

1990 est.

1991 est.

Personnel compensation.11.1
11.3
11.5

Full-time permanent
Other than full-time permanent
Other personnel compensation

3,246
316
41

3,400
200
40

3,400
200
40

11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rentai payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment

3,603
435
16
217
2
573
157
48
1,166
87

3,640
415

3,640
450

265
12
579
120
85
1,253
107
75

265
9
630
131
72
1,169
101

6,304

6,551

6,467

63
69

65
71

65
71

99.9

Total obligations

262

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-1,347

Outlays

452

99.9

1,128

-1,268

Obligated balance, end of year..

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

ECONOMIC REGULATION

For necessary expenses in carrying out the activities of the Economic Regulatory Administration and the Office of Hearings and
Appeals, [$18,300,0001 $16408,000. (Department of the Interior and
Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 89-0217-0-1-276

1989 actual

1990 est.

1991 est.

00.01
00.02

12,106
5,091

14,645
5,865

10,992
5,416

10.00

EMERGENCY PREPAREDNESS

Program by activities:
Economic regulation
Hearings and appeals
Total obligations

17,197

20,510

16,408

Financing:
For necessary expenses in carrying out emergency preparedness
activities, [$6,641,000] $6,467,000. (Department of the Interior and 21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year...
Related Agencies Appropriations Act, 1990.)
25.00

Program and Financing (in thousands of dollars)
Identification code 89-0234-0-1-274
Program by activities:
10.00 Total obligations
25.00

Financing:
Unobligated balance lapsing

3 actual

6,304

40.00
1990 est.

6,551

1991 est.

6,467

90.00

-150

39.00

Budget authority

6,154

6,551

6,467

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

6,154

6,641
-90

6,467

6,154

6,551

6,467

6,304
1,463

6,551
1,268

6,467
1,347

43.00

71.00
72.40

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year




71.00
72.40
74.40

Unobligated balance lapsing

Budget authority (appropriation)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

-2,210
2,210
1,965
21,372

18,300

16,408

17,197
7,488
-5,247

20,509
5,247
-6,534

16,408
6,534
-5,966

19,438

19,222

16,976

Economic regulation.—The Economic Regulatory Administration (ERA) is responsible for pursuing and finalizing any
remaining enforcement actions to ensure that oil companies
complied with petroleum regulations in effect prior to decontrol of oil in January 1981. In January 1989, the Office of
Fuels Programs, OFP, was transferred from the Economic
Regulatory Administration (ERA) to the Fossil Energy Research and Development program. It is intended that in FY
1990, ERA will continue to provide administrative support to

EE6
N R ?ecSS ^!=S!!t 5!ild
G
i

department of energy

the Fuel program, however, the Fossil Energy Research and
Development program will assume these costs in FY 1991.
Hearings and appeals.—The Office of Hearings and Appeals
issues all final orders of an adjudicatory nature other than
those over which the Federal Energy Regulatory Commission
or the Board of Contract Appeals has jurisdiction. It decides
appeals of petroleum enforcement actions and adverse Freedom of Information Act and Privacy Act determinations, examines requests for exception relief, and administers refund
proceedings involving funds obtained as a result of petroleum
enforcement actions.
Object Classification (in thousands of dollars)
Identification code 89-0217-0-1-276

1989 actual

11.1
11.3
11.5

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials

99.9

1991 est.

39.00

40.00
40.00

9,802
906
151

8,322
268
154

10,859
1,480
47
236
9
2,443
707

10,870
1,645
615
210
20

8,744
1,124
500
225
40

376
702
338

3,076
820
3,051
205

2,390
702
2,422
261

17,197

20,510

16,408

207

162

142

253

Total obligations

10,327
326
217

206

181

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment

FEDERAL ENERGY REGULATORY COMMISSION
SALARIES AND EXPENSES

For necessary expenses of the Federal Energy Regulatory Commission to carry out the provisions of the Department of Energy Organization Act (Public Law 95-91), including services as authorized by 5
U.S.C. 3109, including the hire of passenger motor vehicles; official
reception and representation expenses (not to exceed [$2,000)3
$3,000; [$116,550,000] $122,750,000, [of which $11,000,000 shall] to
remain available until expended [and be available only for contractual activities]: Provided, That hereafter and notwithstanding any
other provision of law, not to exceed [$116,550,000] $122,750,000 of
revenues from [licensing fees, inspection services] fees and annual
charges, and other services and collections in fiscal year [1990] 1991,
shall be retained and used for necessary expenses in this account, and
shall remain available until expended: Provided further, That the
sum herein appropriated shall be reduced as revenues are received
during fiscal year [1990] 1991, so as to result in a final fiscal year
[1990] 1991 appropriation estimated at not more than $0[: Provided
further, That revenues collected under the authority of section 3401 of
the Omnibus Budget Reconciliation Act that have been held in suspense pending the final outcome of litigation, will be immediately
credited to the general fund of the Treasury]. (Energy and Water
Development Appropriations. Act, 1989.)

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03
00.04

Program by activities:
Natural gas regulation
Hydropower licensing regulation
Oil pipeline regulation
Electric power regulation

54,739
26,050
2,615
24,503

56,569
31,136
3,452
25,700

57,301
35,795
3,206
26,448

10.00

Total obligations

107,907

116,857

122,750




Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

-1,086
1,939

-1,939

108,760

114,918

122,750

108,760

116,550
-1,632

122,750

Appropriation (adjusted)

108,760

114,918

122,750

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

107,907
19,432
-14,912
-2,977

116,857
14,912
-15,000

122,750
15,000
-17,000

109,450

116,769

120,750

Outlays

The Federal Energy Regulatory Commission (FERC) is
charged with regulating certain interstate aspects of the natural gas, hydroelectric, oil pipeline, and electric industries.
Such regulation includes issuing licenses, approving rates, inspecting dams and enforcement activities and providing other
services to regulated businesses. In 1991, these businesses will
pay fees and charges sufficient to offset the Commission's cost
of providing licenses, inspections and other services.
Natural gas regulation.—The Commission regulates 150 natural gas pipeline companies and more than 9,700 natural gas
producers. Responsibilities include issuing certificates of
public convenience and necessity for natural gas pipelines,
determining rates for the transportation and sale of natural
gas, administering wellhead pricing provisions in accordance
with the Natural Gas Policy Act, and establishing curtailment
and other provisions. Producer certificates and rates are also
reviewed by the Commission.
Hydropower licensing regulation.—The Commission issues
preliminary permits and exemption licenses for hydroelectric
projects, enforces the terms and conditions, and performs dam
safety inspections. There are currently more than 1,000 hydroelectric projects under license, which supply 12 percent of
the electric energy generated in the United States. The Commission also performs investigations of headwater benefits
that are derived from Federally-owned or licensed headwater
improvements.
Oil pipeline regulation.—The Commission's responsibilities
include the establishment of just and reasonable transportation rates. Approximately 138 common carrier oil pipeline
companies, including the Trans-Alaska Pipeline System
(TAPS), are currently under the jurisdiction of the FERC. The
valuation of these regulated companies approximates $21 billion.
Electric power regulation.—The Commission is responsible
for determining rates for the interstate sale or transmission of
wholesale electric energy for more than 200 electric utilities
and for overseeing electric utility corporate transactions. The
Commission approves rates for all Federal power marketing
agencies except TVA. The Commission also certifies cogenerators and small power producers.
Object Classification (in thousands of dollars)
Identification code 89-0212-0-1-276

Program and Financing (in thousands of dollars)
Identification code 89-0212-0-1-276

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

43.00

90.00

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0

1990 est.

21.40
24.40

A-673

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

62,968
2,011
751
235

63,180
2,150
750
200

65,189
2,250
775
200

11.9
12.1
13.0
21.0
22.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things

65,965
8,779
37
1,799
90

66,280
10,323
45
1,860
96

68,414
10,818
70
1,981
87

A-674

?uFnd^ti^,v,L~Continued

mE

General and special funds—Continued

Identification code 8 9 - 0 2 0 6 - 0 - 1 - 2 7 1

SALARIES AND EXPENSES—Continued

Object Classification (in thousands of dollars)—Continued

23.1
23.2
23.3
24.0
25.0
26.0
31.0
42.0

1989 actual

Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
, ,
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

99.9

1990 est.

1991 est.

7,506
180
3,463
1,922
15,118
1,337
1,701
10

8,573
218
3,548
1,875
20,769
1,455
1,815

8,786
220
3,895
2,000
21,844
1,510
3,125

107,907

Total obligations

19
91

Object Classification (in thousands of dollars)

FEDERAL ENERGY REGULATORY COMMISSION—Continued

Identification code 8 9 - 0 2 1 2 - 0 - 1 - 2 7 6

the budget for fiscal year

116,857

1,500

1,500

1991 est.

1990 est.

63
4
8

65
5
10

162

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Other services

75

80

1
1

1
1

1
1

60
2
100

122,750

1,428

11.1
12.1
21.0
25 0

1<)89 actual

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Fuil-time equivalent employment..

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

CLEAN COAL TECHNOLOGY

[For necessary expenses of, and associated with, Clean Coal Technology demonstrations pursuant to 42 U.S.C. 5901 et seq., $600,000,000
shall be made available on October 1, 1990, and shall remain available until expended, and $600,000,000 shall be made available on
October 1, 1991. and shall remain available until expended: Provided,
That projects selected pursuant to a separate general request for
GEOTHERMAL RESOURCES DEVELOPMENT FUND
proposals issued pursuant to each of these appropriations shall demFor carrying out the Loan Guarantee and Interest Assistance Proonstrate technologies capable of replacing, retrofitting or repowering
gram as authorized by the Geothermal Energy Research, Developexisting facilities and shall be subject to all provisos contained under
ment and Demonstration Act of 1974, as amended, [$75,000] $80,000; this head in Public Laws 99-190, 100-202, and 100-446 as amended by
to remain available until expended: Provided, That the indebtedness this Act: Provided further, That the general request for proposals
guaranteed or committed to be guaranteed through funds provided by
using funds becoming available on October 1, 1990, under this parathis or any other appropriation Act shall not exceed the aggregate of
graph shall be issued no later than June 1, 1990, and projects result$500,000,000. (Energy and Water Development Appropriations Act,
ing from such a solicitation must be selected no later than February
1990.)
1, 1991: Provided further, That the general request for proposals using
funds becoming available on October 1, 1991, under this paragraph
Program and Financing (in thousands of dollars)
shall be issued no later than September 1, 1991, and projects resulting
from such a solicitation must be selected no later than May 1, 1992.]
Identification code 8 9 - 0 2 0 6 - 0 - 1 - 2 7 1
1989 actual
1990 est.
1991 est.
Program by activities:
10.00 Total obligations
Financing:
14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
31.00 Redemption of debt
Budget authority

39.00
40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

1,497
7

1,570
7

1,570
7

162

75

80

-50,143
-5,055
5,131
49,980

-5,131
5,132

-5,132
5,132

75

74

80

75

75
-1

80

43.00

Appropriation (adjusted)

75

74

80

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

-49,981
1,417
-668

75
668
-68

80
68
-68

-49,233

675

80

90.00

Outlays

Status of Direct Loans (in thousands of dollars)
Identification code 8 9 - 0 2 0 6 - 0 - 1 - 2 7 1

1210
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments

1989 actual

1990 est.

1991 est.

49,980
-49,980

Outstanding, end of year

This loan guarantee program was intended to subsidize
loans for geothermal energy projects too risky to acquire private sector financing on their own. From 1979 to 1986, 8 loan
guarantees were executed. Of those, 3 have been repaid and 5
have defaulted.




[The first paragraph under this head in Public Law 100-446 is
amended by striking $575,000,000 shall be made available on October
1, 1989" and inserting "$450,000,000 shall be available on October 1,
1989, and shall remain available until expended, and $125,000,000
shall be made available on October 1, 1990": Provided, That these
actions are taken pursuant to section 202(bXD of Public Law 100-119
(2 U.S.C. 909).]
[With regard to funds made available under this head in this and
previous appropriations Acts, unobligated balances excess to the
needs of the procurement for which they originally were made available may be applied to other procurements for which requests for
proposals have not yet been issued: Provided, That for all procurements for which project selections have not been made as of the date
of enactment of this Act no supplemental, backup, or contingent
selection of projects shall be made over and above projects originally
selected for negotiation and utilization of available funds: Provided
further, That reports on projects selected by the Secretary of Energy
pursuant to authority granted under this heading which are received
by the Speaker of the House of Representatives and the President of
the Senate less than 30 legislative days prior to the end of the first
session of the 101st Congress shall be deemed to have met the criteria
in the third proviso of the fourth paragraph under the heading "Administrative provisions, Department of Energy" in the Department of
the Interior and Related Agencies Appropriations Act, 1986, as contained in Public Law 99-190, upon expiration of 30 calendar days
from receipt of the report by the Speaker of the House of Representatives and the President of the Senate or at the end of the session,
whichever occurs later.] For necessary expenses of Clean Coal Technology demonstrations pursuant to 42 U.S.C. 5901 et seq.,
$1,356,000,000 to remain available until expended, of which
$256,000,000, including $156,000,000 made available in Public Law
101-164, shall be available October 1, 1990; $400,000,000 shall be
available October 1, 1991; $475,000,000 shall be available October 1,
1992; and $225,000,000 shall be available October 1, 1993. (Department
of the Interior and Related Agencies Appropriations Act, 1990.)

?ecSSG^!=S!!ti5!ild

Amounts Available for Appropriation (in thousands of dollars)
Identification code 89-0235-0-1-271

A-675

eNEr6

department of energy

1989 actual

1990 est.

1991 est.

01.00
04.00
05.00

Unappropriated balance, start of year: Treasury balance...
Total available for appropriation
Appropriation

350,000
350,000

350,000
350,000

350,000
350,000

07.00

Unappropriated balance, end of year: Treasury balance

350,000

350,000

12.1
21.0
23.2
24.0
25.0
26.0

Civilian personnel benefits
Travel and transportation of persons
Rental payments to others
Printing and reproduction
Other services
Supplies and materials

530
541
52
34
38,226
100

550
582
56
37
210,374
108

582
602
58
38
367,439
111

42,368

214,700

372,000

51
53

55
63

55
63

350,000

99.9

Total obligations

Personnel Summary
Program and Financing (In thousands of dollars)
Identification code 89-0235-0-1-271

10.00

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority

Budget authority:
Current:
40.00
Reduction pursuant to annual appropriation acts
40.00
Reduction pursuant to P.L. 101-164
41.00
Transferred to other accounts
43.00
60.00

Appropriation (adjusted)
Permanent:
Appropriation (definite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1989 actual

42,368

1990 est.

214,700

1991 est.

372,000
ALTERNATIVE FUELS PRODUCTION

-701,361
846,793

-846,793 -1,186,093
1,186,093
1,270,093

187,800

554,000

456,000

-335,000

-125,000
-31,000

-500,000

-337,200

-156,000

- 500,000

525,000

710,000

956,000

42,368
55,157
-56,598

214,700
56,598
-119,798

372,000
119,798
-221,798

151,500

270,000

Object Classification (in thousands of dollars)

11.1
11.3
11.5
11.9

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation




[Monies received as investment income on the principal amount in
the Great Plains Project Trust at the Norwest Bank of North Dakota,
in such sums as are earned as of October 1, 1989, shall be deposited in
this account and immediately transferred to the General Fund of the
Treasury.] (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Public Law 99-190, making continuing appropriations for
1986, provided $400 million from funds in the Energy Security
Reserve in the Department of the Treasury for a new Clean
Coal Technology Program in the Department of Energy. This
program was authorized under the Clean Coal Technology
Reserve proviso of Public Law 98-473 to subsidize the construction and operation of facilities to demonstrate the potential commercial feasibility of such technologies.
Of the $400 million, $100 million was made available for
obligation beginning in 1986, $150 million in 1987, and $150
million in 1988. These amounts were reduced by .6 percent
pursuant to section 325 of the Department of the Interior and
Related Agencies Appropriations Act, 1986, as included in
section 101(d) of Public Law 99-190.
The fiscal year 1991 program includes both a continuation
of funding for the second and third rounds of cost-shared
Innovative Clean Coal Technology projects and initiation of
funding for a fourth round of projects, which will be solicited
in the spring of 1990. The advance appropriations requested
will also fully fund the fifth and final round of projects, to be
solicited in 1991. These projects demonstrate technologies appropriate for replacing, retrofitting or modernizing existing
coal-fired facilities to provide significantly reduced emissions
of potential acid rain precursors. Projects are cost-shared,
with industry providing at least half of the funding, and with
provisions for the Government to recoup its investment
through a share of revenues if the technology is commercialized.

Identification code 89-0235-0-1-271

[INCLUDING TRANSFER OF F U N D S ]

-2,200

40,927

Outlays

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1989 actual

1990 est.

1991 est.

2,846
22
17

2,993

3,170

2,885

2,993

3,170

Identification code 89-5180-0-2-271

10.00

Program by activities:
Total obligations (object class 25.0)

14.00
17.00
21.40
24.40

Financing:
Offsetting collections from: Non-Federal sources.
Recovery of prior year obligations
Unobligated balance, start of year
Unobligated balance, end of year

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1990 est.

1991 est.

52,200
-10,394
-47,725
-1,653
7,572

-7,572
7,572

-7,572
7,572

41,806
48,512
-11,784
-47,725

11,784
-8,254

8,254
-8,254

30,809

3,530

Budget authority

71.00
72.40
74.40
78.00

1989 actual

90.00

Outlays

This program was established in 1980 for the purpose of
expediting the development and production of alternative
fuels.
When the Synthetic Fuels Corporation was declared to be
operational in 1982, the uncommitted and unobligated funds
remaining in the program were transferred to the Energy
Security Reserve for use by the Synthetic Fuels Corporation,
with the exception of the loan guarantee for the Great Plains
Gasification Project, which remained under the jurisdiction of
the Department of Energy. The Department exercised its authority to borrow from the Treasury to repay the Federal
Financing Bank upon default of the borrower in 1985. This
loan was repaid, along with accrued interest, by a Supplemental appropriation in 1986. The Department acquired ownership of the Great Plains plant by foreclosure, which was completed on July 14, 1986, and continued operation of the plant
without the expenditure of appropriated funds. On October
31, 1988, the Department completed the process of returning
the Great Plains Gasification Plant to the private sector by
settlement with Basin Electric Power Cooperative Association.
Under the terms of the agreement a check for $85 million was
provided to the Government as an initial payment. In addition, this transaction has a potential return, to the Government, of approximately $1.8 billion in immediate and longterm payments, tax credit waivers, and income taxes. The
sales agreement also includes a commitment to keep the facility operating through the year 2009 as long as revenues
exceed expenses.

Anrrn

A-678

PROGRAMS—Continued
Federal Funds—Continued

ENERGY

—O I O

General and special funds—Continued

01.02

P A Y M E N T S TO STATES U N D E R FEDERAL P O W E R

Program and Financing (in thousands of dollars)
Identification code 8 9 - 5 1 0 5 - 0 - 2 - 8 0 6

10.00

1989 actual

Program by activities:
Total obligations (object class 41.0)

71.00
72.40
74.40

Appropriation (permanent, indefinite, specieil
fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

1991

est.

Outlays

1,801

2,249

2,249

-1,803
2,249

-2,249
2,249

-2,249
2,343

2,249

2,249

2,343

05.99
07.01

1,803
3
-5

2,249
5
-5

2,249
5
-5

2,249

2,249

N U C L E A R W A S T E DISPOSAL

Amounts Available for Appropriation (in thousands of dollars)

01.01

Unappropriated balance, start of year:
Treasury balance
U.S. securities:
Par value




Subtotal appropriation
Unappropriated balance, end of year: U.S. security: Par
value

165,700
519,204
195,986

538,200
193,900

555,000
220,000

2,192,566

2,554,834

3,007,483

369,832

295,156
23,195
2,000
2,000

292,833

369,832

322,351

292,833

1,822,734

2,232,483

2,714,650

Program and Financing (in thousands of dollars)
Identification code

00.01

89-5227-0-2-271

Program by activities:
Operating expenses
Total obligations..

10.00

Financing:
21.41 Unobligated balance available, start of year..
22.40 Unobligated balance transferred, net
24.41 Unobligated balance available, end of year....

1989 actual

1990 est.

1991 est.

364,790

375,257

332,833

364,790

375,257

332,833

-122,047
988
123,101

-123,101
3,000
40,000

-40,000

366,832

295,156

292,833

369,832

346,000
-46,000
-4,844

292,833

FUND

For nuclear waste disposal activities to carry out the purposes of
Public Law 97-425, as amended, including the acquisition of real
property or facility construction or expansion, £$346,000,000]
$292,833,000, to remain available until expended, to be derived from
the Nuclear Waste Fund. To the extent that balances in the fund are
not sufficient to cover amounts available for obligation in the account, the Secretary shall exercise his authority pursuant to section
302(eX5) of said Act to issue obligations to the Secretary of the Treasury: Provided, That [any proceeds resulting from the sale of assets
purchased from the Nuclear Waste Fund shall be returned to the
Nuclear Waste Fund: Provided further, That] of the amount herein
appropriated not to exceed $5,000,000, may be provided to the State of
Nevada, for the conduct of its oversight responsibilities pursuant to
[the Nuclear Waste Policy Act of 1982, Public Law 97-425, as amended] that Actl, of which $1,000,000 is to be available for the University of Nevada-Reno to carry out infrastructure studies related to nuclear waste, and of which not more than $1,000,000 may be expended
for geology and hydrology studies carried out by the University of
Nevada system and not more than $1,000,000 may be expended for
socioeconomic and transportation studies: Provided further, That not
more than $6,000,000 may be provided to the State of Nevada, at the
discretion of the Secretary of Energy, to conduct appropriate activities pursuant to the Act]: Provided further, That not more than
$5,000,000, may be provided to affected local governments, as defined
in the Act, to conduct appropriate activities pursuant to the Act:
Provided further, That none of the funds herein appropriated may be
used directly or indirectly to influence legislative action on any
matter pending before Congress or a State legislature or for any
lobbying activity as provided in 18 U.S.C. 1913 [: Provided further,
That of the amount appropriated herein, up to $10,000,000 shall be
made available to the University of Nevada, Las Vegas (UNLV), to
provide computing resource to the State of Nevada to carry out its
independent analyses and oversight responsibilities under the Nuclear Waste Policy Act of 1982 and for use by UNLV. The funds shall be
made available by direct payment to UNLV in the amount of the
purchase price of a supercomputer or coupled minisupercomputers.
UNLV shall take title to and assume ownership of the computer
hardware and software that are purchased with these funds]. (Energy
and Water Development Appropriations Act, 1990.)

Identification code 8 9 - 5 2 2 7 - 0 - 2 - 2 7 1

Subtotal receipts
Total available for appropriation
Total not available for appropriation (unrealized discounts)
Appropriation:
Nuclear Waste Fund
Nuclear Regulatory Commission
Nuclear Waste Technical Review Board
Office of the Nuclear Waste Negotiator

05.00
05.01
05.02
05.03

The States are paid 37.5 percent of the receipts from licenses for occupancy and use of national forests and public
lands within their boundaries issued by the Federal Energy
Regulatory Commission (16 U.S.C. 810).

01.00

02.99
04.00
04.10

1,801

Financing:
21.40 Unobligated balance, start of year
24.40 Unobligated balance, end of year
60.00

1990 est.

Unrealized discounts
Receipts:
Receipts from nuclear powered electric utilities
Net earnings on investments

02.01
02.02

ACT

t h e b u d g e t f o r f i s c a l y e a r 1991

9 actual

1990 est.

1991 est.

521,541
1,486,335

1,822,734

2,232,483

Budget authority..

39.00

40.00
40.00
40.00
41.00

Budget authority:
Appropriation
Reduction pursuant to P.L 101-164..
Reduction pursuant to P.L. 99-177....
Transferred to other accounts

-3,000

43.00

Appropriation (adjusted)

366,832

295,156

292,833

71.00
72.41
74.41

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

364,790
154,156
-174,947

375,257
174,947
-220,626

332,833
220,626
-255,228

343,999

329,578

298,231

90.00

Outlays..

The nuclear waste activities program consists of efforts related to the development, acquisition and operation of facilities for the disposal of civilian and defense high level nuclear
waste. These activities are funded by appropriations from the
nuclear waste fund which is paid for by the users of the
disposal service.
Object Classification (in thousands of dollars)
Identification code 8 9 - 5 2 2 7 - 0 - 2 - 2 7 1

11.3
11.5
11.8

Personnel compensation.Full-time permanent
Positions other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

11.1

99.9

Total obligations

1989 actual

1990 est.

1991

est.

12,133
616
241
8

12,880
178
142

9,758
127
106

12,998
2,083
15
1,212
57
1,072
699

9,540

13,200
2,376
500
1,500
225
3,020
468
1,782
700
326,436
450
6,600
400
17,600

9,991
1,798
2,000
1,400
225
3,020
562
1,688
700
279,999
450
13,000
400
17,600

364,790

375,257

332,833

47
327,884
662
8,521

eNEr6

department of energy

?ecSSG^!=S!!ti5!ild

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

UNITED STATES

245
268

245
249

URANIUM

ISOTOPE PRODUCTION AND DISTRIBUTION PROGRAM FUND

ENRICHMENT

CORPORATION

(Proposed for later transmittal, proposed legislation)

245
250

Program and Financing (in thousands of dollars)
Identification code 89-4453-2-3-271

Public enterprise funds:

A-677

Program by activities:
00.01 Operating expenses
01.01 Capital investment

1989 actual

1990 est.

1991 e

1,385,455
95,045

10.00
Total obligations
1,480,500
[For necessary expenses of activities related to the production,
distribution, and sale of isotopes and related services, $16,243,000, to
Financing:
remain available until expended: Provided, That this amount and,
Offsetting collections from:
11.00
Federal funds
-192,800
notwithstanding 31 U.S.C. 3302, revenues received from the disposi14.00
Non-Federal sources
-1,287,700
tion of isotopes and related services shall be credited to this account
22.40 Unobligated balance transferred, net
-4,745
to be available for carrying out these purposes without further appro24.40 Unobligated balance available, end of year
4,745
priation: Provided further, That all unexpended balances of previous
appropriations made for the purpose of carrying out activities related
39.00
Budget authority
to the production, distribution, and sale of isotopes and related servRelation of obligations to outlays:
ices may be transferred to this fund and merged with other balances
71.00 Obligations incurred, net
in the fund and be available under the same conditions and for the
246,494
same period of time: Provided further, That fees shall be set by the 73.40 Obligated balance transferred, net
74.90 Obligated balance, end of year: Fund balance..
-246,494
Secretary of Energy in such a manner as to provide full cost recovery,
including administrative expenses, depreciation of equipment, accrued
90.00
Outlays
leave, and probable losses: Provided further, That all expenses of this
activity shall be paid only from funds available in this fund: Provided
United States Uranium Enrichment Corporation (revolving
further, That at any time the Secretary of Energy determines that
fund)—Legislation
for the United States Uranium Enrichmoneys in the fund exceed the anticipated requirements of the fund,
ment Corporation has been submitted to the Congress to
such excess shall be transferred to the general fund of the Treasury.]
create a wholly-owned Government Corporation that would be
Revenues received hereafter from the disposition of isotopes and relatresponsible for maintaining a reliable and economical domesed services shall be credited to this account, to be available for carrytic
ing out the purposes of the isotope production and distribution pro- source of enrichment services (enrichment of uranium and
uranium compounds in the isotope U-235). The Corporation is
gram without further appropriation: Provided, that such revenues and
all funds provided under this head in Public Law 101-101 shall to be self-financing and would not require appropriations or
remain available until expended. (Energy and Water Developmentother sources of Government financing. The Corporation will
Apalso continue to meet the paramount objectives of ensuring
propriations Act, 1990.)
the Nation's common defense and security, to conduct reProgram and Financing (in thousands of dollars)
search and development and other activities necessary to
meet the objectives of the Corporation, as defined in the proIdentification code 89-4180-0-3-271
1989 actual
1990 est.
1991 est.
posed legislation.
The Corporation is being proposed to provide a long-term
Program by activities:
competitive, well-managed and efficient enrichment public en10.00 Total obligations (object class 25.0)
15,786
16,225
terprise fund to enhance national security, maximize the
Financing:
return to the taxpayer for the investment in uranium enrich14.00 Offsetting collections from: Non-Federal sources..
-16,225
-16,225
ment, and enhance the prospects for future transfer to the
21.40 Unobligated balance available, start of year
-16,225
private sector. The Corporation will be required to make
24.40 Unobligated balance available, end of year
16,225
16,225
annual payments to the Treasury for interest on an initial
27.00 Reduction pursuant to P.L. 99-177
230
debt of $364,000,000 and establish a fund in the Treasury to
39.00
Budget authority
16,016
cover future expenditures for decontaminating and decommissioning the enrichment plants. The Corporation will also proBudget authority:
vide dividends to the Treasury on Government held stock.
40.00 Appropriation
16,243
In 1991, the Corporation budget provides for: (1) operation
40.00 Reduction pursuant to P.L. 99-177
-227
of the gaseous diffusion plants at Paducah, Kentucky and
43.00
Appropriation (adjusted)
16,016
Portsmouth, Ohio; (2) continuation of the Atomic Vapor Laser
Isotope Separation demonstration program at the Lawrence
Relation of obligations to outlays:
Livermore National Laboratory in Livermore, California and
71.00 Obligations incurred, net
-439
in Oak Ridge, Tennessee; (3) continuation of corrective ac90.00
Outlays
-439
tions, environmental restoration and waste management activities at the gaseous diffusion sites; and (4) to collect reveThe Isotope Production and Distribution program is direct- nues and return to the Treasury $29,000,000 in interest on the
ed towards the production, sale and distribution of isotope initial debt.
products and services to the user community utilizing GovernNote.—The proposed public enterprise fund will take over responsibility for the programs
funded under the Uranium Supply and Enrichment Activities account in the Department of
ment-owned facilities. The isotopes produced by the DepartEnergy.
ment of Energy are those that can be produced in existing
DOE production and research facilities dedicated to the prodObject Classification (in thousands of dollars)
ucts required by the Isotope Production and Distribution pro1991 est.
1989 actual
1990 est.
gram. The isotopes are sold at their market value or at a Identification code 89-4453-2-3-271
price determined to be in the best interest of the government
Personnel compensation:
for use in industrial applications, hospital and medical facili11.1
Full-time permanent
3,280
11.5
Other personnel compensation..
ties, and Government, university, and industrial research pro200
grams.




11.9

Total personnel compensation..

3,480

A0
~

A-680

ENERGY PROGRAMS—Continued

n n n

l O

Federal Funds—Continued

Technical information management program.—Advances re-

Public enterprise funds—Continued
UNITED STATES URANIUM ENRICHMENT

ceived under international cooperative agreements provide
funds for operating the International Energy Agency (IEA)
Energy Technology Data Exchange (ETDE).

CORPORATION—Continued

Object Classification (in thousands of dollars)—Continued
Identification code 8 9 - 4 4 5 3 - 2 - 3 - 2 7 1

12.1
21.0
23.3
25.0
31.0
32.0
43.0
99.9

1989 actual

1990 est.

Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges..
Other services
Equipment
Land and structures
Interest and dividends

1991 e
480
790
794,200
557,505
24,245
70,800
29,000

Total obligations..

1,480,500

Personnel Summary
1989 actual

1990 est.

POWER MARKETING ADMINISTRATIONS
Federal Funds
General and special funds:
OPERATION AND MAINTENANCE, ALASKA POWER ADMINISTRATION

For necessary expenses of operation and maintenance of projects in
Alaska and of marketing electric power and energy, [$3,145,000,1
$3y233,000, to remain available until expended. (Energy and Water
Development Appropriations Act, 1990.)

1991 est.

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

70
71

Program and Financing (in thousands of dollars)
Identification code 89-0304-0-1-271

10.00

Trust Funds

Program and Financing (in thousands of dollars)

Program by activities:
10.00 Total obligations (object class 25.0)
21.40
24.40
60.00

71.00
72.40
74.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1989 actual

Program by activities:
Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

ADVANCES FOR COOPERATIVE WORK

Identification code 89-8575-0-7-271

t h e b u d g e t f o r f i s c a l y e a r 1991

1989 actual

1990 est.

1991 est.

3,023

3,354

3,233

-127
-711
974

-974
754

-754
754

39.00

1990 est.

Budget authority

3,159

3,134

3,233

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

3,159

3,145
-11

3,233

3,159

3,134

3,233

3,023
843
-724
—127

3,354
724
-932

3,233
932
-932

3,015

3,146

3,233

19916

35,699

29,126

18,897

-9,127
1,947

-1,947

28,519

27,179

18,897

35,699
50,493
- 20,404

29,126
20,404
- 22,351

18,897
22,351
- 22,351

65,788

27,179

18,897

43.00

71.00
72.40
74.40
78.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

The Alaska Power Administration (APA) is responsible for
operation and maintenance and power marketing for the Eklutna and Snettisham hydroelectric projects in accordance
Advances contributed by domestic and foreign sources fund with the authorizing legislation for each project.
The agency's normal activities will continue in 1991. Propriresearch and development activities for civilian reactor, remeetary receipts are estimated to be $9,299,000 in 1991.
dial action, magnetic fusion, and basic energy sciences.
In 1991 the Administration will continue to work with the
Sources also provide funds for advancement of coal technology
State of Alaska and local customers and companies in an
and the liquefied gaseous spill test facility and for operating
effort to complete arrangements to sell assets of the Alaska
the International Energy Agency (IEA) Energy Technology
Power Administration. Legislation is expected to be submitted
Data Exchange (ETDE).
Civilian reactor safety and testing.—Advances contributed in 1990. The budget assumes authorization and completion of
by domestic and foreign sources fund research and develop- the sale at the end of 1991.
ment activities involving advanced reactors and related procObject Classification (in thousands of dollars)
90.00

Outlays

Remedial action and nuclear waste technology.—Advances
Identification code

from domestic and foreign sources sponsor joint nuclear waste
processing research projects.
11.1
Magnetic fusion program.—Advances received under inter- 11.3
national cooperative agreements provide for joint research,
11.5
operation and upgrading of magnetic fusion and reactor facili11.9
ties.
12.1
Basic energy sciences.—Advances contributed by foreign 21.0
countries under cost-sharing agreements are for neutron scat22.0
23.1
tering experiments and research.
Fossil energy.—Advances from private domestic and foreign 23.2
24.0
government sources provide funds for enhanced oil recovery
25.0
research, advancement of coal technology and the liquefied
26.0
31.0
gaseous fuels spill test facility.
Defense programs.—Information concerning these activities 99.9
is classified.




89-0304-0-1-271

1989 actual

1990 est.

1991 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1,262
54
79

1,398
59
89

1,276
71
43

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment

1,395
418
237
63
104
33
6
266
143
358

1,546
463
262
67
114
34
21
292
158
396

1,390
390
201
83
119
76
21
303
190
460

3,023

3,354

3,233

Total obligations

?ecSSG^!=S!!ti5!ild

eNEr6

department of energy
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time employment equivalent

31
31

33
35

33
35

OPERATION AND MAINTENANCE, SOUTHEASTERN POWER
ADMINISTRATION

For necessary expenses of operation and maintenance of power
transmission facilities and of marketing electric power and energy
pursuant to the provisions of section 5 of the Flood Control Act of
1944 (16 U.S.C. 825s), as applied to the southeastern power area,
[$18,469,000,] $9,285,000, to remain available until expended.
(Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 89-0302-0-1-271

1989 actual

1990 est.

1991 est.

Program by activities:

00.01 Systems operations and maintenance
00.02

Purchase power and wheeling

10.00
14.00
17.00
21.40
24.40

Total obligations
Financing:
Offsetting collections from: Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

39.00

40.00
40.00

Bludget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

43.00

71.00
72.40
74.40
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

90.00

Outlays

2,111
22,523

3,282
28,837

2,624
30,297

24,634

32,119

-12,636

-13
-301
11,945

-11,945
11,000

-11,000

36,267

18,456

9,285

36,267

18,469
-13

9,285

36,267

18,456

9,285

24,635
1,555
-1,167
—13

19,401
1,167
-2,099

20,285
2,099
-2,099

18,469

20,285

25,010

.

The Southeastern Power Administration (SEPA) markets
power generated at Corps of Engineers hydroelectric generating plants in a 10-State area of the Southeast. Deliveries are
made by means of transmission facilities owned by others.
There are 22 projects now in operation. A schedule of kilowatt
capacity of projects in operation or under construction follows:
Projects in operation
Project under construction: Russell B. Russell (pumping units)
Total

Identification code 89-0302-0-1-271

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

7

9

1990 est.

1991 est.

1,379
14
16

1,479
12
15

1,481
12
15

1,409
211
96
1
61
45
3
22,702
48
58

1,506
240
105
15
63
63
8
29,943
55
121

1,508
240
110
20
73
63
8
30,661
57
181

24,634

Total obligations

32,119

32,921

37
38

40
40

40
40

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

CONTINUING FUND, SOUTHEASTERN POWER ADMINISTRATION

Program and Financing (in thousands of dollars)

3,392,375

Identification code 89-5653-0-2-271




6

Object Classification (in thousands of dollars)

3,092,375
300,000

SEPA sells power at wholesale primarily to publicly and
cooperatively-owned electric distribution utilities using wheeling and pooling agreements with the region's large private
utilities to provide firm power to its customers. SEPA does
not own or operate any transmission facilities. Its long-term
contracts provide for periodic electric rate adjustments to
insure that the Federal Government recovers all costs of operation and all capital invested in power, with interest, in keeping with statutory requirements.
The administration proposes to sell certain exclusive power
marketing rights of SEPA in 1991 to existing power customers. Appropriate legislation will be developed and submitted
in 1990.
Beginning in 1991, the revenue estimates would increase by
$87,206,000 to reflect the administration proposal to place
power repayment practices on a more business-like basis that
provides straight-line amortization of the Federal investment
with interest on the unpaid balances accruing at current

-

market interest rates. The administration intends to submit
legislation to implement these changes.
The SEPA program includes the following activities:
System operation and maintenance.—Provision is made for
negotiation and administration of power contracts, collection
of revenues, development of wholesale power rates, the amortization of power investment, investigation and planning of
proposed water resources projects, scheduling and dispatch of
power generation, scheduling storage and release of water,
administration of contractual operation requirements, and determination of methods of operating generating plants individually and in coordination with others to obtain maximum
utilization of resources. Proprietary receipts deposited in the
Treasury were $111,605,438 for 1989 and are estimated to be
$128,545,000 for 1990. Proprietary receipts are expected to be
$162,953,000 for 1991.
Purchase power and wheeling.—Provision is made for the
payment of wheeling fees and for the purchase of electricity
in connection with disposal of power under contracts with
utility companies.

32,921

-12,718

A

10.00

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)

21.40
24.40

1989 actual

40.00

71.00
72.40
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Outlays

3,022
50

-50
50

-50
50

3,072

3,072
3,072

A continuing fund of $50 thousand, maintained from receipts from the transmission and sale of electric power in the
southeastern area, is available to defray expenses necessary to
ensure continuity of service (16 U.S.C. 825s-2).

A-680

F S F?nSNntT,N,S^T,0NS~^ntinUed

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Beginning in 1991, the revenue estimates would increase by
$63,728,000 to reflect the administration proposal to place
OPERATION AND MAINTENANCE, SOUTHWESTERN POWER
power repayment practices on a more business-like basis that
ADMINISTRATION
provides straight-line amortization of the Federal investment
For necessary expenses of operation and maintenance of power with interest on the unpaid balances accruing at current
transmission facilities and of marketing electric power and energy,
market interest rates. The administration intends to submit
and for construction and acquisition of transmission lines, substations
legislaiton to implement these changes.
and appurtenant facilities, and for administrative expenses, including
Systems operation and maintenance.—Provision is made for
official reception and representation expenses in an amount not to
exceed $1,500 connected therewith, in carrying out the provisions of
investigating and planning proposed water resources projects,
section 5 of the Flood Control Act of 1944 (16 U.S.C. 825s), as applied scheduling and dispatching power generation, scheduling storto the southwestern power area, [$25,172,000] $20,107,000, to remain age and release of water, administering contractual operation
available until expended; in addition, notwithstanding the provisions requirements, and determining methods of operating generatof 31 U.S.C. 3302, not to exceed [$11,723,000] $8,899,000 in reiming plants individually and in coordination with others to
bursements, to remain available until expended: Provided, That the
obtain maximum utilization of resources. Provision also is
continuing fund established by the Act of October 12, 1949, c. 680,
made for maintenance of the transmission system and related
title I, section 101, as amended, shall also be available on an ongoing
basis for paying for purchase power and wheeling expenses when the facilities to assure reliable service, negotiation and adminisAdministrator determines that such expenditures are necessary to
tration of power contracts, collection of revenue, development
meet contractual obligations for the sale and delivery of power during
of wholesale power rates and the amortization of the power
periods of below-average hydropower generation. Payments from the investment. Estimated proprietary receipts which are depositcontinuing fund shall be limited to the amount required to replace ed in the Treasury are $79,154,000 in 1989, and are estimated
the generation deficiency, and only for the project where the deficiento be $86,375,000 in 1990. Proprietary receipts are expected to
cy occurred. Replenishment of the fund shall occur within twelve
be $87,538,000 in 1991.
months of the month in which the funds were first expended. (Energy
Purchase power and wheeling.—Provision is made for the
and Water Development Appropriations Act, 1990.)
payment of wheeling fees and for the purchase of energy in
Program and Financing (in thousands of dollars)
connection with the marketing of power under contracts with
utility companies.
Identification code 8 9 - 0 3 0 3 - 0 - 1 - 2 7 1
1989 actual
1990 est.
1991 est.
Construction.—The
construction program provides transmission, substation and switching facilities to transmit power
Program by activities:
Direct program:
generated at Corps of Engineers' hydroelectric projects in the
00.01
Systems operation and maintenance
17,316
17,316
14,363
Southwest. This program is coordinated with the Corps of
00.02
Purchase power and wheeling
7,899
1,663
7,020
Engineers' construction program and customer requirements
00.03
Construction
2,894
10,182
9,236
in order that transmission and related facilities will be in
00.91
Total direct program
35,397
18,920
33,572
place when these power projects are completed and available
01.01 Reimbursable program
4,102
8,899
11,723
for marketing. This program also provides for the purchase of
capital electrical equipment used for upgrading the estab10.00
Total obligations
23,022
45,295
44,296
lished system to meet changing customer load requirements.
Financing:
Offsetting collections from:
Reimbursable program.—This program involves services
11.00
Federal funds
-4,561
-4,583
-4,136
provided by Southwestern Power Administration to others
14.00
Non-Federal sources
-897
-5,410
-4,756
under various types of reimbursable arrangements. In 1991
17.00 Recovery of prior year obligations
-1,349
the reimbursable program primarily provides for operation
21.40 Unobligated balance available, start of year
-26,368
-25,542
-15,297
24.40 Unobligated balance available, end of year
25,542
15,297
and maintenance, construction, and power and energy services. The power and energy service supports the requirements
39.00
Budget authority
15,389
25,057
20,107
of three government agencies: Ft. Sill, Vance Air Force Base
and McAlester Army Ammunition Plant, and direct purchase
Budget authority:
40.00 Appropriation
25,172
20,107
15,389
of energy for the Oklahoma municipalities.
40.00

43.00

Reduction pursuant to P.L 99-177
Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

Outlays

-115

15,389

25,057

17,564
11,791
-5,744
-1,349

35,302
5,744
-11,146

35,404
11,146
-17,950

22,262

29,900

28,600

Identification code 8 9 - 0 3 0 3 - 0 - 1 - 2 7 1

The Southwestern Power Administration (SWPA) operates
as a marketing agent for hydroelectric power produced at
Corps of Engineers dams in a six-State area. It also operates
and maintains some 1,380 miles of high voltage transmission
lines, 24 substations and switching stations and 35 radio and
microwave stations. SWPA sells its power at wholesale primarily to publicly and cooperatively owned electric distribution utilities. Its long-term contracts provide for periodic rate
adjustments to insure that the Federal Government recovers
all costs of operation and all capital invested in power, with
interest, in keeping with statutory requirements.
SWPA also is responsible for scheduling and dispatching
power, negotiating power sales contracts, and constructing
facilities required to meet changing customer load requirements.




Object Classification (in thousands of dollars)

20,107

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0
32.0
42.0
99.0
99.0
99.9

Direct obligations.Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

6,153
435
204

6,698
755
393

6,572
324
363

6,792
1,633
771
39
329
390
58
9,205
960
1,577
3

7,846
1,307
1,114
123
476
722
127
19,032
1,158
1,658
8
1

7,259
1,568
1,144
207
736
694
131
21,553
1,039
1,055
8
3

21,757
1,265

33,572
11,723

35,397
8,899

23,022

45,295

44,296

ener6

?ecssg^!=s!!ti5!ild

department of energy
Personnel Summary
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

172

172

172

186
3

184
3

184
3

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

CONTINUING FUND, SOUTHWESTERN POWER ADMINISTRATION

Program and Financing (in thousands of dollars)
Identification code 8 9 - 5 6 4 9 - 0 - 2 - 2 7 1
Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00

71.00

1989 actual

1990 est.

-300
300

-300
300

1991 est.

-300
300

Relation of obligations to outlays.Obligationsincurred.net

90.00

CONSTRUCTION, REHABILITATION, OPERATION AND MAINTENANCE,
WESTERN AREA POWER ADMINISTRATION
(INCLUDING TRANSFER OF FUNDS)

For carrying out the functions authorized by title III, section
302(a)(1)(E) of the Act of August 4, 1977 (Public Law 95-91), and other
related activities including conservation and renewable resources programs as authorized, including official reception and representation
expenses in an amount not to exceed $1,500, [the purchase, maintenance, and operation of one helicopter for replacement only,
$291,233,000] $293,762,000, to remain available until expended, of
which [$264,457,000] $266,101,000 shall be derived from the Department of the Interior Reclamation fund; in addition, the Secretary of
the Treasury is authorized to transfer from the Colorado River Dam
Fund to the Western Area Power Administration [$3,564,000]
$4,702,000, to carry out the power marketing and transmission activities of the Boulder Canyon project as provided in section 104(aX4) of
the Hoover Power Plant Act of 1984, to remain available until expended [ : Provided, That, the continuing fund established in Public
Law 98-50 shall also be available on an ongoing basis for paying for
purchase power and wheeling expenses when the Administrator determines that such expenditures are necessary to meet contractual
obligations for the sale and delivery of power during periods of belownormal hydro-power generation. Payments from the continuing fund
shall be limited to the amount required to replace the generation
deficiency, and only for the project where the deficiency occurred.
Replenishment of the continuing fund shall occurr within twelve
months of the month in which the funds were first expended].
(Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 9 - 5 0 6 8 - 0 - 2 - 2 7 1
Program by activities:
Direct program:
Operating expenses:
Systems operation and maintenance
00.01
Purchase of power and wheeling
00.02

01.01

43.00

90.00

Outlays..

This fund, replenished from power receipts, is available
permanently for emergency expenses that would be necessary
to insure continuity of service (16 U.S.C. 825s-l; 63 Stat. 767;
65 Stat. 249).

00.91

40.00
40.00
40.00
41.00
42.00

71.00
72.40
74.40
78.00

Budget authority..

Total operating expenses
Capital investment

1989 actual

Budget authority
Budget authority:
Appropriation (Reclamation fund) (special fund)
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Transferred from other accounts
Appropriation (adjusted)
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

-

6

-49,755

1991 est.

92,050
87,713

108,017
100,223

115,509
100,000

179,763
92,899

208,240
97,117

215,509
110,520

Total direct program
Reimbursable program

272,662
49,641

305,357
142,330

326,029
164,700

10.00

Total obligations

322,303

447,687

490,729

8

1

-56,410
-85,920

-58,774
-105,926

-4,112
-35,995
38,704

-38,704
27,565

-27,565

271,145

294,218

298,464

250,142
20,786

264,457
26,776
-579

266,101
27,661

-2,268
2,485

3,564

4,702

271,145

294,218

298,464

272,548
161,613
-248,824
-4,112

305,357
248,824
-239,152

326,029
239,152
-239,819

181,225

315,029

325,362

The Western Area Power Administration (Western) markets electric power in 15 western States from Federally-owned
power plants operated primarily by the Bureau of Reclamation, Corps of Engineers and the International Boundary and
Water Commission. Western operates and maintains over
16,000 miles of high-voltage transmission lines and over 250
substation/switchyards and constructs transmission facilities,
including new transmission lines, substations and essential
additions and modifications to existing facilities.
Western sells power at wholesale to electric distribution
utilities. In keeping with statutory requirements, Western's
long-term power contracts provide for periodic rate adjustments to ensure that the Federal Government recovers all
costs of operation and all capital invested in power facilities,
with interest.
Systems operation and maintenance.—A total of 13 power
systems will be operated and maintained. Revenue will be
available from Boulder Canyon project operations for Western's power marketing and transmission expenses, without
further appropriation, as provided in the Hoover Power Plant
Act of 1984 (Public Law 98-381). Western will continue to
participate in conservation and renewable energy programs in
1991.
Power is sold to wholesale customers such as municipalities,
cooperatives, irrigation districts, public utility districts, State
and Federal government agencies, and private utilities. Receipts are deposited in the Reclamation fund, the General
fund, the Colorado River Dam fund, the Lower Colorado River
Basin Development fund, and the Upper Colorado River Basin
fund.
Energy sales and revenues resulting from these Western
power systems operations, excluding the Colorado River Storage project and the Colorado River Basin project, are as follows:
1989 actual

1990 est.

01.92
02.01




a

Energy sales (millions of kilowatt hours)
Revenues from energy sales (in thousands of dollars)

28,821
466,450

1990 est

29,517
511,607

1991 est.

29,354
517,789

Beginning in 1991, the revenue estimates would increase by
$144,069,000 to reflect the administration proposal to place
power repayment practices on a more business-like basis that
provides straight-line amortization of the Federal investment
with interest on the unpaid balances accruing at current
market interest rates. The administration intends to submit
legislation to implement these changes.
Purchase of power and wheeling.—The program provides for
purchase of power and wheeling. Financing of this program
consists of $70,995,000 of new budget authority, $1,440,000 of

a - 6 8 2

rSS

the budget

ftn3s-connltin1strations^ntinued

General and special funds—Continued
CONSTRUCTION, REHABILITATION, OPERATION AND MAINTENANCE,

WESTERN AREA POWER ADMINISTRATION—Continued

p e r m a n e n t budget authority, $13,401,000 associated with net
billing procedures, $70,000,000 associated with customer bill
crediting, $38,350,000 associated with reimbursement from
other Federal entities, $2,929,000 associated with Bonneville
Power Administration power transfers, and $27,565,000 of deferred funds, for a total program cost of $224,680,000.
System construction.—Construction
of transmission facilities
is necessary to m a i n t a i n system reliability and for marketing
electric power produced f r o m generating plants of others.
Funding is provided in 1991 for system interties, joint construction participation, replacement of deteriorated wood
poles and d a m a g e d wood or steel structures, reconductoring
and upgrading transmission lines to increase system capacity
and reliability, construction of operation and m a i n t e n a n c e
facilities, and system security additions.
Reimbursable
program.—This
program involves services
provided b y W e s t e r n to others under various types of reimbursable arrangements. In 1991, the reimbursable program
primarily provides for construction and operation and maintenance services for the B u r e a u of Reclamation and for construction services associated with the
California-Oregon
Transmission project being built for non-Federal entities and
for power purchases for other Federal entities.
Object Classification (in thousands of dollars)

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0

1989 actual

Direct obligations-.
Personnel compensation:
Full-time permanent positions
Positions other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

1990 est.

Financing:
Unobligated balance available, start of year..,
Unobligated balance available, end of year

39.00

(INCLUDING TRANSFER OF FUNDS)—Continued

Identification code 8 9 - 5 0 6 8 - 0 - 2 - 2 7 1

21.40
24.40

71.00
72.40
74.40

42,828
857
1,713

47,443
8,110
409
4,101
2,024
822
5,898
420
116,359
8,694
10,186
68,166
30

47,964
8,153
40
4,098
2,080
934
2,702
3,066
434
151,108
8,721
11,663
64,358
36

45,398
7,718
40
4,233
2,150
2,148
1,107
3,168
448
157,967
9,008
21,220
71,382
40

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

272,662
49,641

305,357
142,330

326,029
164,700

99.9

Total obligations

322,303

447,687

90.00

1,149

1,125

1,046

1,163
26

1,143
25

1,060
24

CONTINUING FUND, WESTERN AREA POWER ADMINISTRATION

Program and Financing (in thousands of dollars)




Outlays

-47

158

BONNEVILLE POWER ADMINISTRATION FUND

Expenditures from the Bonneville Power Administration Fund, established pursuant to Public Law 93-454, are approved for expenses
of the [Northeast Oregon Spring Chinook Facility and Galbraith
Springs/Sherman Creek Hatcheries] Yakima Basin Screen Facilities
Phase / / ; and for official reception and representation expenses in an
amount not to exceed $2,500.
During fiscal year [19903 1991, no new direct loan obligations may
be made. (Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
Operating expenses:
00.01
Residential exchange
00.02
Systems operations
00.03
Power marketing
00.04
Power scheduling
00.05
Planning council
00.06
Interest
00.07
Energy resources
00.08
Transmission system development
00.09
System maintenance
00.10
Fish and wildlife
Associated project costs:
00.20
Bureau of Reclamation
00.21
Corps of Engineers (operation and maintenance)
00.23
U.S. fish and wildlife service

1989 actual

1990 est.

1991 est.

789,303
24,972
41,214
105,376
7,373
171,309
931,226
27,460
79,175
26,549

890,900
29,700
50,800
32,800
7,500
164,000
954,059
11,300
90,700
31,600

928,500
30,900
51,100
34,600
7,500
345,800
1,001,500
11,800
95,100
35,700

26,077

34,900

35,100

64,785
7,356

69,200
9,000

69,500
11,200

2,302,175

2,376,459

2,658,300

00.91

Total operating expenses

01.01
01.02
01.03
01.04
01.05

Capital investment:
Energy resources
Transmission system development
System maintenance
Capital equipment
Fish and wildlife

40,232
55,436
48,363
7,356
8,130

41,600
165,100
52,300
8,400
17,000

17,000
157,200
50,200
7,000
16,900

Total capital investment

159,517

284,400

248,300

2,461,692

2,660,859
102,600

2,906,600
104,300

2,763,459

3,010,900

-40,000
-2,901,400
-63,874
182,635
190,100
641
153,100

-40,000
-3,052,400
-182,635
296,435

01.92

10.00

Program by activities:
Total obligations

47
-47

-47

Public enterprise funds:

02.01

10.00

47

205

01.91

Personnel Summary

Identification code 8 9 - 5 0 6 9 - 0 - 2 - 2 7 1

-272
272

A continuing fund, maintained f r o m deposits to the Reclamation Fund, is available to ensure continuous operation of
power systems in the event of below-normal hydro-power generation, equipment failure or other d a m a g e caused by acts of
God, flood, drought, strikes, embargoes or other conditions
which might cause interruptions in service.

490,729

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-272
272

-476
272

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

Identification code 8 9 - 4 0 4 5 - 0 - 3 - 2 7 1
45,249
905
1,810

1991

Budget authority

1991 est.

44,833
870
1,740

f o r fiscal year

1989 actual

204

1990 est.

1991 est.

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year
24.90 Unobligated balance available, end of year
27.00 Capital transfer to general fund
27.00 Reduction pursuant to P.L. 99-177
31.00 Redemption of debt

50,328
2,512,020

-38,977
-2,697,412
-32,760
63,874
175,972
150,000

176,300

d e p a r t m e n t o fHeALTHAnDHUMANSerVICES[DEPARTMENTALMAnAGEMENt]OFFiCeOFTHESECJUTAAR-GMjedA_685Federal

POWER MARKETING ADMINISTRATIONS—Continued

32.47
67.10

Balance of authority to borrow withdrawn

26,800

-26,461

-38,500

159,517

258,200

170,100

-224,369

-177,941

-81,500

Budget authority (authority to borrow:
16 U.S.C. 8 3 8 ( k ) ) (permanent, indefinite)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.47
Authority to borrow
72.90
Fund balance
Obligated balance, end of year:
74.47
Authority to borrow
74.90
Fund balance

94,068
119,248

43,621
172,098

16,984
269,135

-43,621
-172,098

-16,984
-269,135

88,616
-385,935

90.00

-226,772

-248,341

-92,700

71.00

Outlays

Note—Authority to borrow available to the Bonnevile Power Administration continues to be available on a permanent,
indefinite basis. The amount of borrowing outstanding at any time cannot exceed $3.75 billion.
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual 1990 est.
159,517
258,200
-226,772 -248,341

1991 est.
170,100
-92,700
-409,500

159,517
-226,772

258,200
-248,341

170,100
-502,200

Status of Direct Loans (in thousands of dollars)
Identification code 8 9 - 4 0 4 5 - 0 - 3 - 2 7 1
1210
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

4,432
-512

3,920
-320

3,600
-300

3,920

3,600

3,300

Bonneville Power Administration (BPA) is the Federal electric power marketing agency in the Pacific Northwest. BPA
markets hydroelectric power from 21 multipurpose water resource projects of the U.S. Army Corps of Engineers and 9
projects of the U.S. Bureau of Reclamation, plus some energy
from non-Federal generating projects in the region. These
generating resources and BPA's transmission system, planned
by the end of 1991 to consist of an estimated 14,732 circuit
miles of high-voltage transmission lines and 387 substations,
are operated as an integrated power system with operating
and financial results combined and reported as the Federal
Columbia River Power System. BPA is the largest power
wholesaler in the Northwest and provides about four-fifths of
the region's electric power transmission capacity.
BPA is responsible for meeting the net firm power requirements of its requesting customers through a variety of means,
including energy conservation programs, acquisition of renewable and other resources, and power exchanges with utilities
both in and outside the region.
BPA will finance its operations on the basis of the selffinancing authority provided by Federal Columbia River
Transmission System Act of 1974 (Transmission Act) (Public
Law 93-454) and the new borrowing authority provided by the
Pacific Northwest Electric Power Planning and Conservation
Act (Pacific Northwest Power Act) (Public Law 96-501) for
energy conservation, renewable energy resources and capital
fish facilities. Authority to borrow available to the BPA is
available on a permanent, indefinite basis. The amount of
borrowing
outstanding
at
any
time
cannot
exceed
$3,750,000,000.
Operating expenses: Energy resources.—Provides for the orderly planning, acquisition, and oversight of reliable, costeffective, environmentally acceptable resources, including resources purchased prior to the Pacific Northwest Power Act,
as well as cost-effective conservation measures, including




Funds—Continued

home energy efficiency, commercial energy efficiency, industrial technology transfers, solar energy applications and conservation measures for new home and commercial building
construction. These resources are needed to serve BPA's portion of the region's forecasted net electric load requirements.
Beginning in FY 1991, a portion of the conservation activities
previously capitalized will be expensed to conform to prevailing industry accounting practices.
Residential exchange.—Provides for extending the benefits
of low-cost Federal power to the residential and small farm
customers of investor-owned and publicly-owned utilities, in
accordance with the Pacific Northwest Power Act.
Transmission system development.—Provides funding from
revenues for electric transmission research and development
and program support of the capital investment program described below for transmission system development.
System operation.—Provides for operating an estimated
14,732 miles of line and 387 substations of the BPA transmission system during 1991.
System maintenance.—Provides for the annual expenses of
maintaining the facilities and equipment of the BPA transmission system in 1991.
Power
marketing— Provides
for forecasting
regional
demand; negotiating power sales and wheeling, billing, and
servicing these contracts; reviewing and establishing wholesale power and wheeling rates; and encouraging public participation in the formation of BPA policies and programs.
Power scheduling.—Provides for the scheduling of power.
Fish and wildlife.—Provides funding from revenues in support of the capital investment program described below for
fish and wildlife.
Planning Council.—Provides for activities of the Pacific
Northwest Electric Power and Conservation Planning Council
required by the Pacific Northwest Power Act.
interest—Provides for payments to the U.S. Treasury for
interest on borrowings to finance BPA's transmission system
development, system maintenance, conservation related costs
previously capitalized, capital equipment, and fish and wildlife programs under $3,750,000,000 borrowing authority provided by the Transmission Act as amended by the Pacific
Northwest Power Act and replenished by Public Law 98-50.
This category also includes, interest on Corps of Engineers,
BPA and U.S. Bureau of Reclamation appropriated debt. Inclusion of these items is consistent with industry accounting
procedures.
Associated project costs.—Provides for repayment of the operation and maintenance (O&M) costs of the 30 U.S. Army
Corps of Engineers and U.S. Bureau of Reclamation power
generating projects, and amortization on the U.S. Bureau of
Reclamation capital investment in power generating facilities.
Reimbursable.—Provides for reimbursable power purchases,
and for services such as construction, operation and maintenance of transmission facilities when requested and financed
by other entities. Also includes the coordination agreement
payments to the Federal Energy Regulatory Commission.
Capital investments—energy resources.—Provides for funding conservation measures including home and commercial
energy efficiency, industrial technology transfers, solar energy
applications and conservation measures for new home and
commercial building construction. Beginning in 1991 BPA will
expense rather than capitalize certain conservation related
promotional and overhead costs to conform with prevailing
industry practices.
Transmission system development.—Provides for planning,
design and construction of transmission lines, substation and
control system additions, and enhancements to the FCRPS
transmission system for a reliable, efficient and cost-effective
regional transmission system. During 1991, BPA plans no new
line or substation energization, although a variety of upgrades
and additions to existing facilities will be energized during the

A-684

THE BUDGET FOR FISCAL YEAR 1991

p f f i F?nds™TR,N,STRAT,ONS_CONTINUED

Public enterprise funds—Continued
BONNEVILLE POWER ADMINISTRATION FUND—Continued

year. The budget assumes that about two-thirds of the estimated construction, ownership, and operation and maintenance of the 3rd A.C. Intertie System upgrade in 1991 and
beyond would be financed by non-Federal participants.
System maintenance.—Provides for planning, design, and
construction work to repair or replace existing transmission
lines, substations, control systems, and general facilities of the
FCRPS transmission system.
Capital equipment.—Provides for general purpose ADP
equipment, office furniture and equipment, and software development in support of all BPA programs.
Fish and wildlife.—Provides for protection, mitigation and
enhancement of fish and wildlife affected by hydroelectric
facilities on the Columbia River and its tributaries, in accordance with the Pacific Northwest Power Act.
Contingencies.—Although contingencies are not specifically
funded, the need may arise to provide for purchase of power
in low-water years; for repair and/or replacement of facilities
affected by natural and man-made emergencies, including the
resulting additional costs for contracting, construction, and
operation and maintenance work; for unavoidable increased
costs for the planned program due to necessary but unforeseen adjustments, including engineering and design changes,
contractor and other claims and relocations, or for payment of
a retrospective premium adjustment in excess nuclear property insurance policy, in the event one of the participating
utilities has an accident with property damage in excess of
$500 million.
Financing.—The Transmission Act provides for the use by
BPA of all receipts, collections, and recoveries in cash from
all sources, including the sale of bonds, to finance the annual
budget programs of BPA. These receipts result primarily from
the sale of power and wheeling. The Transmission Act also
provides for authority to borrow from the U.S. Treasury at
rates comparable to borrowings at open market rates for similar issues. As amended by the Pacific Northwest Power Act
and replenished by Public Law 98-50, it allows for
$3,750,000,000 of borrowing to be outstanding at any time.
Fiscal Year 1991 capital program obligations are estimated to
be $248.3 million, of which $170.1 million is new borrowing
authority. To the extent BPA capital borrowing authority is
insufficient in 1991, BPA would use cash reserves generated
by revenues from customers to finance some of these investments.
In fiscal year 1989 BPA made payments to the Treasury of
$606.4 million and also expects to make payments of $630.6
million in 1990 and $652.7 million in 1991 on a current services basis. The 1991 payment will be distributed as follows:
U.S. Army Corps of Engineers, U.S. Bureau of Reclamation,
U.S. Fish and Wildlife Service O&M, ($115.8 million), interest
expense on bonds and appropriations ($345.8 million), allowance for funds used during construction—capitalized interest
($14.8 million) and amortization ($176.3 million).
The Administration is proposing legislation to modify the
repayment criteria that would require BPA to raise its rates
to finance an additional $590.4 million in payments to the
Treasury in 1991. Of this $590.4 million, capital transfers
would increase $409.5 million, associated project costs would
increase by $53.3 million, and interest on Bureau appropriated debt would increase by $127.6 million. The proposal will
provide for fixed straight line schedules for the amortization
of the Federal investment, with interest on the unpaid balances accruing at current market interest rates.
Direct loans.—There will be no direct loans in 1991.
Operating results.—Total revenues and reimbursements are
forecast at approximately $3,092.4 million in 1991.




It should be noted that BPA's revenue forecasts are based
on several critical assumptions about both the supply of and
demand for Federal energy. Deviation from the assumed conditions may result in variation in actual revenues of several
hundred million dollars from the forecast. Estimated net operating income for 1991, based on BPA's current revenue and
expense estimates, is $110.7 million, an increase of $54.7 million from 1990.
Revenue and Expense (in thousands of dollars)
1989 actual
Operating income or loss ( - ) :
Revenue
Expense

1990 est.

2,062,379
-2,023,643

2,094,600
-2,038,600

2,238,800
-2,128,100

38,736

56,000

110,700

Net operating income or loss ( - )

1991 est.

Financial Condition (in thousands of dollars)
1988 actual

Total equity

172,098
91,953
3,920
2,053
38,134
2,499,400
683,071

269,135
102,000
3,600
2,000
37,000
2,561,800
706,671

385,935
102,000
3,300
2,000
37,000
2,667,400
730,771

3,490,629

3,682,206

3,928,406

67,049
30,775
10,895
15,385
42,424

64,420
32,221
11,445
8,766
54,820

55,000
32,300
11,000
10,000
38,200

55,000
32,300
11,000
10,000
41,200

1,792,499

1,794,499

1,891,236

1,898,836

1,966,171

2,037,736

2,048,336

1,524,458

1,644,470

1,880,070

1,441,680

Total liabilities
quity:
Revolving fund balance

119,248
97,261
4,432
3,024
35,089
2,435,700
705,953

1,441,680

labilities:
Accounts payable, etc
Interest payable
Fund accrued liabilities (payroll and benefits)....
Unearned revenue (advances)
Other liabilities
Debt issued under authority to borrow: Intergovernmental debt

1991 est.

1,959,027

Total assets

1990 est.

3,400,707

Assets:
Selected assets-.
Fund balance with Treasury
Accounts receivable (net)
Loans receivable (net)
Advances and prepayments
Inventories
Real property and equipment (net)
Other assets (net)

1989 actual

1,524,458

1,644,470

1,880,070

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 89-4045-0-3-271

11.1
11.3
11.5
11.8
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent.
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

1989 actual

96,397
3,605
4,823
19,818

98,000
2,400
7,200
20,000

100,400
1,300
7,500
20,300

124,643
23,799
6,888
4,949
8,976
4,307
925
2,018,629
16,961
44,837
5,341
30,352
699
170,386

127,600
24,100
7,500
5,200
9,150
5,600
1,000
2,200,009
25,500
68,300
9,700
27,600
300
149,300

129,500
24,400
7,800
5,400
10,000
4,700
1,100
2,276,400
26,600
51,200
10,000
28,700
100
330,700

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

2,461,692
50,328

2,660,859
102,600

2,906,600
104,300

99.9

Total obligations

2,512,020

2,763,459

3,010,900

department of

HeALTH

AnD

HUMAN

SERVICES

Reimbursable.Total number of full-time permanent positions
Total compensable workyears.- Full-time equivalent employment.

3,173

3,100

3,000

3,310
69

3,230
60

3,130
60

40
41

15
16

15

BONNEVILLE POWER ADMINISTRATION

16

FUND

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 8 9 - 4 0 4 5 - 2 - 3 - 2 7 1

1989 actual

10.00

1990 est.

Financing:
Offsetting collections from: Non-Federal sources..

1991 est.

Program by activities:
Total obligations

14.00
27.00
39.00
71.00
90.00

-409,500

Capital transfer to general fund
Budget authority

409,500

Relation of obligations to outlays:
Obligations incurred, net

-409,500

Outlays

-409,500

The Department of Energy will propose legislation to
modify the repayment criteria that applies to the outstanding
Federal investment to be repaid to the U.S. Treasury by the
Bonneville Power Administration. The proposed legislation
will provide for straight-line amortization of the Federal investment with interest on the unpaid balances accruing at
current market interest rates.

COLORADO RIVER BASINS POWER MARKETING FUND, WESTERN AREA
POWER ADMINISTRATION

Program and Financing (in thousands of dollars)
Identification code 8 9 - 4 4 5 2 - 0 - 3 - 2 7 1

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03

Program by activities:
Colorado River storage project
Colorado River Basin project
Fort Peck project

65,356
1,027
7,296

89,383
863
8,754

103,772
1,491
10,537

10.00

Total obligations

73,679

99,000

115,800

-3,430
-58,733

-4,000
-95,028

-5,000
-112,800

-26,488
14,972

-14,972
14,893
107

-14,893
16,893

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Reduction pursuant to P.L. 99-177
39.00

71.00
72.10
74.10
90.00

11,516
8,119
-11,576

-28
11,576
-5,925

-2,000
5,925
-6,000

8,059

Outlays

5,623

-2,075

SECJUTAAR-GMjed

1989 actual

8,059

1990 est.

5,623

1991 est.

-2,075

A_685
-82,581

8,059

5,623

-84,656

Western's operation and maintenance and power marketing
expenses for the Colorado River storage project, the Colorado
River Basin project and the Fort Peck project are financed
from power revenues.
Western operates and maintains approximately 3,000 miles
of transmission lines and over 40 substations associated with
these projects. Wholesale power is provided to utilities over
interconnected high-voltage transmission systems. In keeping
with statutory requirements, long-term power contracts provide for periodic rate adjustments to ensure that the Federal
Government recovers all costs of operation and all capital
invested in power, with interest.
Beginning in 1991, the revenue estimates would increase by
$82,581,000 to reflect the Administration proposal to place
power repayment practices on a more business-like basis that
provides straight-line amortization of the Federal investment
with interest on the unpaid balances accruing at current
market interest rates. The Administration intends to submit
legislation to implement these changes.
Colorado River storage project—Western
markets power
and operates and maintains the power transmission facilities
of the Colorado River storage project. Western also purchases
electricity and pays wheeling fees to meet firm and nonfirm
commitments.
Colorado River Basin project—The Colorado River Basin
project includes Western's expenses associated with the Central Arizona project and the United States entitlement from
the Navajo coal-fired power plant. Revenues in excess of operating expenses are deposited in the Lower Colorado River
Basin development fund.
Fort Peck project—Revenue collected by Western is used to
defray construction, operation and maintenance and power
marketing expenses associated with the power generation and
transmission facilities of the Fort Peck project, Corps of Engineers—Civil, and emergency expenses to ensure continuous
operation. The Corps operates and maintains the power generating facilities, and Western operates and maintains the
transmission system and performs power marketing functions.
Energy sales and revenue from the Colorado River Storage
project and the Colorado River Basin project are shown in the
table below. Revenue from the Fort Peck project is integrated
with Pick-Sloan Missouri Basin program revenue and included in the revenue totals shown in the construction, rehabilitation operation and maintenance account.
Energy sales (millions of kilowatt hours)
Revenue from energy sales (in thousands of dollars)..

9,724
158,629

1990 est.

9,175
145,492

1991 est.

8,817
138,169

Revenue and Expense (in thousands of dollars)
1989 actual

Net operating income, power program

1990 est.

1991 est.

62,163
-73,679

income or loss ( - ) :
Power program:
Revenue
Expense

99,029
-99,000

117,800
-115,800

-11,516

2,000

Financial Condition (in thousands of dollars)
1988 actual

[In thousands of dollars]




THE

Total:
Budget authority..
Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation.Budget authority

OF

1989 actual

Budget authoritv
Relation of obligations to outlays:
Obligationsincurred.net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year

OFFiCe

Outlays

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

MAnAGEMENt]

[DEPARTMENTAL

Assets:
Selected assets-.
Fund balance with Treasury
Accounts receivable (net)
Inventories (net)
Real property and equipment

34,607
26,081
1,934
268,687

1989 actual

26,548
20,749
2,219
343,210

1990 est.

14,971
23,000
2,000
370,000

1991 est.

15,000
25,000
2,000
370,000

f E ?ur™ntin!SM,N,SmT,0NS~^ntinUed

A-686

t h e

Public enterprise funds—Continued
COLORADO RIVER BASINS POWER MARKETING FUND, WESTERN AREA

POWER ADMINISTRATION—Continued
Financial Condition (in thousands of dollars)—Continued
1989 actual

3,205

2,564

3,000

395,290

412,971

415,000

DEPARTMENTAL ADMINISTRATION
Federal Funds

Liabilities:
Selected liabilities:
Accounts payable
Other liabilities

811
1,333

4,206
1,071

5,000
1,500

5,000
1,500

Total liabilities

2,144

5,277

6,500

6,500

26,488
7,408
298,474

14,912
7,497
367,607

15,000
7,500
383,971

17,000
7,500
384,000

332,370

390,016

406,471

408,500

Government equity:
Selected equities:
Unexpended balances:
Unobligated balance
Undelivered orders
Invested capital and earnings
Total Government equity

Object Classification (in thousands of dollars)
Identification code 8 9 - 4 4 5 2 - 0 - 3 - 2 7 1

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous cllarges .
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Interest and dividends

99.9

Federal investment with interest on the unpaid balances accruing at current m a r k e t interest rates. E n a c t m e n t of this
legislation will increase revenues and reduce outlays f r o m
W A P A ' s Colorado River Basins Power M a r k e t i n g F u n d b y
$82,581,000.

3,000

334,514

Total assets

1990 est.

1990 est.

1991 est.

7,483
150
300

8,160
164
326

7,933
1,321
651
215
213
428
8
55,102
1,653
1,370
1,422
1
3,362

8,250
1,402
677
222
200
443
10
76,367
1,712
1,419
1,473
20
6,805

8,650
1,470
704
229
210
457
12
88,633
1,768
1,532
1,468
20
10,647

73,679

Total obligations

7,784
155
311

99,000

115,800

206

206

206

240
8

240
8

240
8

General and special funds:
DEPARTMENTAL ADMINISTRATION

For salaries and expenses of the Department of Energy necessary
for Departmental Administration and other activities in carrying out
the purposes of the Department of Energy Organization Act (Public
Law 95-91), including the hire of passenger motor vehicles and official reception and representation expenses (not to exceed $35,000)
[$355,056,000] $224427,000, to remain available until expended [ ,
plus such additional amounts as necessary to cover jpcreases in the
estimated amount of cost of work for others notwiststanding the
provisions of the Anti-Deficiency Act (31 U.S.C. 1511 et seq.): Provided, That such increases in cost of work are offset by revenue increases
of the same or greater amount, to remain available until expended:
Provided further, That moneys received by the Department for miscellaneous revenues estimated to total $150,000,000 in fiscal year 1990
may be retained and used for operating expenses within this account,
and may remain available until expended, as authorized by section
201 of Public Law 95-238, notwithstanding the provisions of section
3302 of title 31, United States Code: Provided further, That the sum
herein appropriated shall be reduced by the amount of miscellaneous
revenues received during fiscal year 1990 so as to result in a final
fiscal year 1990 appropriation estimated at not more than
$205,056,000]; and in addition, notwithstanding 31 U.S.C. 3302, not to
exceed $183,413,000, to be derived from collections authorized by section 201 of Public Law 95-238, to be credited to this account and
remain available until expended. (Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 9 - 0 2 2 8 - 0 - 1 - 2 7 6

POWER ADMINISTRATION

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
00.09
00.10
00.11
00.12

(Proposed for later transmittal, proposed legislation)

Total number of fuii-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

COLORADO RIVER BASINS POWER MARKETING FUND, WESTERN AREA

Program and Financing (in thousands of dollars)
Identification code 8 9 - 4 4 5 2 - 2 - 3 - 2 7 1

39.00

Program by activities:
Planning and analysis
International affairs
Management and administration
Congressional and intergovernmental
Public affairs
Operation offices
General Counsel
Inspector General
Office of the Secretary
Board of Contract Appeals
Office of Minority Economic Impact
Work for others

10.00

Personnel Summary

14.00
27.00

1991

1991 est.

1988 actual
Other assets (net)..

budget f o r fiscal year

Financing:
Offsetting collections from: Non-Federal sources..
Capital transfer to general fund

1989 actual

1990 est.

1991 est.
-82,581
82,581

Budget authority

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177

1989 actual

1990 est.

1991 est.

113,562
11,126
22,528
2,706
407
1,202
74,411

8,556
6,078
172,356
4,045
1,404
106,029
11,754
3,300
3,870
422
7,022
83,899

9,301
6,059
159,419
3,825
1,356
109,389
10,959

409,831

408,735

424,240

-40,000
-110,292

-40,000
-143,413

-54,758
-20,000
16,400
2,100

-16,400

5,726
5,628
166,707
5,828

-2,065
-78,859
20,000
54,758

3,911
442
3,448
116,131

39.00

Budget authority

403,665

202,185

224,427

-82,581

40.00
40.00

Budget authority:
Appropriation (special fund)
Reduction pursuant to P.L. 99-177

403,665

205,056
-2,871

224,427

T h e D e p a r t m e n t of E n e r g y will propose legislation to
m o d i f y t h e r e p a y m e n t criteria that applies to the outstanding
Federal investment to be repaid to the U . S . Treasury by the
W e s t e r n A r e a Power A d m i n i s t r a t i o n ( W A P A ) . T h e proposed
legislation will provide for straight-line amortization of the

43.00

403,665

202,185

224,427

409,831
136,400
-123,680

258,443
123,680
-207,476

240,827
207,476
-228,631

71.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Outlays




-82,581

71.00
72.40
74.40

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

department of
78.00
90.00

HeALTH

Adjustments in unexpired accounts
Outlays

AnD

HUMAN

SerVICES

[DEPARTMENTAL

-2,065
420,486

174,647

219,672

Note.—Excludes $22,959 thousand in budget authority in 1990 for activities transferred to Office of the Inspector General.
Comparable amounts for 1988 ($21,233 thousand) and 1989 ($22,039 thousand) are included above.

Departmental administration.—This account funds a wide
array of policy development and analysis activities, institutional and public liaison functions, and other program support
requirements necessary to ensure effective operation and
management. Specific activities provided for are:
Policy; planning and analysis.—This organization is the
principal advisor to the Secretary for formulating and recommending national energy policy, for Departmental planning
strategies and out-year program funding requirements, for
conducting integrated policy analysis, and for conducting a
systemic evaluation of DOE programs to ensure that each
contributes the maximum to the national energy strategy and
DOE's goals and objectives.
International affairs.—This organization supports the formulation of international energy policy, analyses and assessments of the current world energy situation, international
cooperation in energy matters, and the Department's participation in the Administration's nuclear nonproliferation program.
Management and administration.—This office provides institutional support services to headquarters organizations and
to the Department as a whole. Areas of responsibility include:
organization and management systems; personnel management; contractor industrial relations; equal employment opportunity; automated data processing management and acquisition; telecommunications management; program/project
construction and facility management; procurement and assistance management; and budget, accounting and finance; as
well as performing and supplying administrative services.
Congressional and intergovernmental affairs.—This office is
responsible for coordinating and directing legislative liaison
with the Congress. It gathers information on issues under
departmental jurisdiction; counsels and advises DOE staff on
relationships with the Congress; serves as liaison between
relevant DOE elements and Congressional authorization and/
or oversight committees and other Members; and coordinates
the designation and scheduling of DOE witnesses to testify at
hearings. For intergovernmental activities, the office provides
guidance to ensure consistency in program activities with constituents and oversight on relations between Federal energy
activities and external groups excluding those on an international level.
Public Affairs.—This office is responsible for managing and
ensuring coordination of Departmental policies and programs
for conducting relations with the news media and the general
public. The Office also reviews and approves the Departments
publications, exhibits and audiovisual products for general
distribution.
Operations offices.—The operations offices perform functions in support of energy activities throughout the country.
Among these functions are field procurement, engineering
and construction management, health and safety and environmental monitoring, property management, labor relations and
maintenance of personnel and financial systems.
General Counsel.— This office is responsible for providing
legal services to all energy activities except for those functions belonging exclusively to the Federal Energy Regulatory
Commission, which is served by its own General Counsel and
litigation arising from the Emergency Petroleum Allocation
Act. Its responsibilities entail the provision of legal opinion,
advice and services to administrative and program offices, and
the conduct of both administrative and judicial litigation, as
well as legal advice and support for enforcement activities.
Further, the General Counsel appears before State and Federal agencies in defense of national energy policies and activi-




OFFiCe

MAnAGEMENt]

OF

THE

SECjUTAAR-GMjed

A_687

ties. The office is responsible for the coordination and clearance of proposed legislation affecting energy activities and
testimony before Congress. The General Counsel is also responsible for oversight of intelligence activities; ensuring consistency and legal sufficiency of all energy regulations; administering and monitoring standards of conduct requirements;
and conducting the Patents program.
Office of the Secretary.—Directs and supervises the staff and
provides policy guidance to line and staff organizations in the
accomplishment of agency objectives.
Board of Contract Appeals.—Hears and resolves contractual
disputes arising from the Administration's financial assistance programs, including guaranteed loans, loan agreements,
grants and cooperative agreements.
Office of Minority Economic Impact.—Is responsible for: (1)
advising the Secretary on the effects of the Department's
policies, regulations and actions on minorities and minority
business enterprises; (2) conducting research to determine
energy consumption and use patterns of minorities; (3) providing technical assistance to minority educational institutions
and minority business enterprises to enable them to participate more fully in Departmental activities; and, (4) the office
also is responsible fqr the White House Initiatives on Historically Black Colleges and Universities for the Department.
Work for others.—This activity covers the cost of work performed under orders placed with the Department by non-DOE
entities. Reimbursement for these costs is made through deposits of offsetting collections to this account.
Object Classification (in thousands of dollars)
Identification code 8 9 - 0 2 2 8 - 0 - 1 - 2 7 6

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

136,837
6,890
7,074

11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

1990 est.

150,801
22,094
104
6,699
1,069
25,104
31,232
2,967
152,128
9,802
7,427
404

99.9

1991 est.

137,454

155,336
22,720

137,454
19,492

5,383
1,069
30,734
31,232
2,967
145,465
9,802
3,623
404

5,234
1,069
31,933
31,232
2,967
179,711
9,802
4,942
404

409,831

Total obligations

155,336

408,735

424,240

3,467

2,983

2,997

3,542
44

3,147
40

3,161
40

.

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OFFICE OF THE INSPECTOR GENERAL

For necessary expenses of the Office of the Inspector General in
carrying out the provisions of the Inspector General Act of 1978, as
amended, [$22,959,000] $28,421,000, to remain available until expended. (Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 9 - 0 2 3 6 - 0 - 1 - 2 7 6

10.00

Program by activities:
Total obligations

Financing:
39.00 Budget authority

1989 actual

1990 est.

1991 est.

22,638

28,421

22,638

28,421

A-688

F^R?7UE^^S,STRAT,0

THE BUDGET FOR FISCAL YEAR 1991

T

General and special funds—Continued

ADMINISTRATIVE PROVISIONS, DEPARTMENT
OF ENERGY

OFFICE OF THE INSPECTOR GENERAL—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 8 9 - 0 2 3 6 - 0 - 1 - 2 7 6

40.00
40.00
43.00
71.00
90.00

1989 actual

1990 est.

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

1991 est.

22,959
-321
22,638

Outlays

28,421

22,638

Relation of obligations to outlays:
Obligations incurred, net

28,421

22,638

Appropriation (adjusted)

28,421

28,421

Note—Includes $22,528 thousand in budget authority in 1989 for activities previously financed from Departmental
Administration.

This appropriation provides agencywide audit, inspection
and investigative functions to identify and correct management and administrative deficiencies which create conditions
for existing or potential instances of fraud, waste and mismanagement. The audit function provides financial and performance audits of programs and operations. Financial audits
include financial statement and financial related audits. Performance audits include economy and efficiency and program
results audits. The inspections function provides independent
inspections and analyses of the effectiveness, efficiency, and
economy of programs and operations. The investigative function provides for the detection and investigation of improper
and illegal activities involving programs, personnel, and operations.
Object Classification (in thousands of dollars)
Identification code 8 9 - 0 2 3 6 - 0 - 1 - 2 7 6

1989 actual

1990 est.

1991 est.

11.1
11.5

Personnel compensation:
Full time permanent
Other personnel compensation

10,985
474

11,923
493

11.9
12.1
21.0
25.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Other services

11,459
2,280
1,300
7,599

12,416
2,552
1,433
12,020

22,638

28,421

240
240

240
240

99.9

Total obligations..

Personnel Summary
Total number of full-time permanent positions
Total compensative workyears: Full-time equivalent employment

SPECIAL FOREIGN CURRENCY PROGRAM

Program and Financing (in thousands of dollars)
Identification code 8 9 - 0 2 0 5 - 0 - 1 - 2 7 1

10.00

Program by activities:
Total obligations

Financing:
11.00 Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

1989 actual

1991 est.

1990 est.

14
-40
-1,110
1,150

-1,150
1,136

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
74.10 Receivables in excess of obligations, end of year

-40
- 4
7

14
- 7

90.00

-37

7

Outlays




-1,136
1,136

Appropriations under this Act for the current fiscal year shall be
available for hire of passenger motor vehicles; hire, maintenance, and
operation of aircraft; purchase, repair, and cleaning of uniforms; and
reimbursement to the General Services Administration for security
guard services.
From appropriations under this Act, transfers of sums may be
made to other agencies of the Government for the performance of
work for which the appropriation is made.
None of the funds made available to the Department of Energy
under this Act shall be used to implement or finance authorized price
support or loan guarantee programs unless specific provision is made
for such programs in an appropriations Act.
The Secretary is authorized to accept lands, buildings, equipment,
and other contributions from public and private sources and to prosecute projects in cooperation with other agencies, Federal, State, private, or foreign: Provided, That revenues and other moneys received
by or for the account of the Department of Energy or otherwise
generated by sale of products in connection with projects of the
Department appropriated under this Act may be retained by the
Secretary of Energy, to be available until expended, and used only for
plant construction, operation, costs, and payments to cost-sharing
entities as provided in appropriate cost-sharing contracts or agreements: Provided further, That the remainder of revenues after the
making of such payments shall be covered into the Treasury as
miscellaneous receipts [: Provided further, That any contract, agreement, or provision thereof entered into by the Secretary pursuant to
this authority shall not be executed prior to the expiration of 30
calendar days (not including any day in which either House of Congress is not in session because of adjournment of more than three
calendar days to a day certain) from the receipt by the Speaker of the
House of Representatives and the President of the Senate of a full
comprehensive report on such project, including the facts and circumstances relied upon in support of the proposed project].
The Secretary of Energy may transfer to the Emergency Preparedness appropriation such funds as are necessary to meet any unforeseen emergency needs from any funds available to the Department of
Energy from this Act.
Notwithstanding 31 U.S.C. 3302, funds derived from the sale of
assets as a result of defaulted loans made under the Department of
Energy Alcohol Fuels Loan Guarantee program, or any other funds
received in connection with this program, shall hereafter be credited
to the Biomass Energy Development account, and shall be available
solely for payment of the guaranteed portion of defaulted loans and
associated costs of the Department of Energy Alcohol Fuels Loan
Guarantee program for loans guaranteed prior to January 1, 1987.
Unobligated balances available in the "Alternative fuels production" account may hereafter be used for payment of the guaranteed
portion of defaulted loans and associated costs of the Department of
Energy Alcohol Fuels Loan Guarantee program, subject to the determination by the Secretary of Energy that such unobligated funds are
not needed for carrying out the purposes of the Alternative Fuels
Production program: Provided, That the use of these unobligated
funds for payment of defaulted loans and associated costs shall be
available only for loans guaranteed prior to January 1, 1987: Provided
further, That such funds shall be used only after the unobligated
balance in the Department of Energy Alcohol Fuel Loan Guarantee
reserve has been exhausted.
Annual appropriations made in this Act and previous Interior and
Related Agencies Approporiations Acts shall be available for obligations in connection with contracts issued by the Department of
Energy for supplies and services for periods not in excess of twelve
months beginning at any time during the fiscal year. (Department of
the Interior and Related Agencies Appropriations Act, 1990.)

GENERAL PROVISIONS—DEPARTMENT OF
ENERGY
The following section is proposed for deletion and does not appear
below:
Sec. 304

Minority participation in the Superconducting Super Collider.
SEC. 301. Appropriations for the Department of Energy under this
title for the current fiscal year shall be available for hire of passenger

DEPARTMENT OF ENERGY
motor vehicles; hire, maintenance and operation of aircraft; purchase,
repair and cleaning of uniforms; and reimbursement to the General
Services Administration for security guard services. From these appropriations, transfers of sums may be made to other agencies of the
United States Government for the performance of work for which this
appropriation is made. None of the funds made available to the
Department of Energy under this Act shall be used to implement or
finance authorized price support or loan guarantee programs unless
specific provision is made for such programs in an appropriation Act.
The Secretary is authorized to accept lands, buildings, equipment, and
other contributions from public and private sources and to prosecute
projects in cooperation with other agencies, Federal, State, private, or
foreign.
SEC. 302. Not to exceed 5 per centum of any appropriation made
available for the current fiscal year for Department of Energy activities funded in this Act may be transferred between such appropriations, but no such appropriation, except as otherwise provided, shall
be increased or decreased by more than 5 per centum by any such
transfers, and any such proposed transfers shall be submitted promptly to the Committees on Appropriations of the House and Senate.

TITLE V—GENERAL PROVISIONS

Sec. 508

A-689

Provisions relating to the 1990 pay raise.

SEC. 501. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
SEC. 502. None of the funds in this Act shall be used to pay the
expenses of, or otherwise compensate, parties intervening in regulatory or adjudicatory proceedings funded in this Act.
SEC. [504] 503. The expenditure of any appropriation under this
Act for any consulting service through procurement contract, pursuant to section 3109 of title 5, United States Code, shall be limited to
those contracts where such expenditures are a matter of public record
and available for public inspection, except where otherwise provided
under existing law, or under existing Executive order issued pursuant
to existing law.
SEC. [505] 504• None of the funds appropriated in this Act shall be
used to implement a program of retention contracts for senior employees of the Tennessee Valley Authority.
SEC. [507] 505. None of the funds appropriated in this Act for
Power Marketing Administrations or the Tennessee Valley Authority,
and none of the funds authorized to be expended by this or any
(TRANSFERS OF UNEXPENDED BALANCES)
previous Act from the Bonneville Power Administration Fund or the
SEC. 303. The unexpended balances of prior appropriations provided Tennessee Valley Authority Fund, may be used to pay the costs of
for activities in this Act may be transferred to appropriation accounts procuring extra high voltage (EHV) power equipment unless contract
for such activities established pursuant to this title. Balances so awards are made for EHV equipment manufactured in the United
States when such agencies determine that there are one or more
transferred may be merged with funds in the applicable established
accounts and thereafter may be accounted for as one fund for the manufacturers of domestic end product offering a product that meets
the technical requirements of such agencies at a price not exceeding
same time period as originally enacted.
130
SEC. 304. Section 303 of the Supplemental Appropriations Act, 1982 per centum of the bid of offering price of the most competitive
foreign bidder: Provided, That such agencies shall determine the in(Public Law 97-257), as amended, is repealed: Provided, That any
cremental costs associated with implementing this section and defer
other statutory provisions requiring the maintenance of full-time peror offset such incremental costs against otherwise existing repayment
manent Federal employees, or prohibiting actions to reduce employobligations: Provided further, That this section shall not apply to any
ment levels, or otherwise establishing requirements for personnnel
procurement initiated prior to October 1, 1985, or to the acquisition of
levels of the Department of Energy or any of its offices or activities, are
spare
repealed. (Energy and Water Development Appropriations Act, 1990.) parts or accessory equipment necessary for the efficient operation and maintenance of existing equipment and available only from
the manufacturer of the original equipment: Provided further, That
TITLE V — G E N E R A L PROVISIONS
this section shall not apply to procurement of domestic end product as
defined in 48 C.F.R. sec. 25.101: Provided further, That this section
The following sections are proposed for deletion and do not appear
shall not apply to EHV power equipment produced or manufactured
below:
in a country whose government has completed negotiations with the
Sec. 503
Provisions relating to elimination of or reductions to
United States to extend the GATT Government Procurement Code, or
programs, projects, or activities.
a bilateral equivalent, to EHV power equipment, or which otherwise
Sec. 506
Provisions relating to available funds for conducting
studies, changing from "at cost" to a "market rate" or offers fair competitive opportunities in public procurements to United
States manufacturers of such equipment. (Energy and Water Developany other noncost based method for the pricing of
ment Appropriations Act, 1990.)
hydroelectric power by the Federal Government.







DEPARTMENT OF HEALTH AND HUMAN SERVICES
01.01

Federal Funds

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources (user fees)
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

General and special funds:
FOOD AND DRUG ADMINISTRATION
[SALARIES A N D ] PROGRAM

Reimbursable program

10.00

FOOD AND DRUG ADMINISTRATION

EXPENSES*

"See "Detailed Budget Estimates," Subpart B, for additional information.

6,912

7,168

164,343

526,001

583,984

692,340

-6,912

-7,168

-7,168
—157,175
-2,457
2,457

-6,678
482
63

-482
2,457

For necessary expenses of the Food and Drug Administration; for
39.00
Budget authority
512,956
578,791
527,997
rental of special purpose space in the District of Columbia or elsewhere; and for miscellaneous and emergency expenses of enforcement
Budget authority:
activities, authorized and approved by the Secretary and to be ac40.00 Appropriation
512,956
585,883
527,997
counted for solely on the Secretary's certificate, not to exceed $25,000;
40.00 Reduction pursuant to P.L. 99-177
-7,092
[$560,271,000: Provided, That none of these funds shall be used to
develop, establish, or operate any program of user fees authorized by
43.00
Appropriation (adjusted)
512,956
578,791
527,997
31 U.S.C. 9701: Provided further, That of the sums provided herein,
not to exceed $2,000,000 shall remain available until expended, and
Relation of obligations to outlays:
71.00 Obligations incurred, net
519,089
576,816
527,997
shall become available only to the extent necessary to meet unantici72.40 Obligated balance, start of year
111,242
114,237
133,416
pated costs of emergency activities not provided for in budget esti74.40 Obligated balance, end of year
-114,237 -133,416
-132,510
mates and after maximum absorption of such costs within the re-8,038
77.00 Adjustments in expired accounts
mainder of the account has been achieved] $527,997,000, of which
$25,612,000 shall be for payment of rent and related costs pursuant 90.00
to
Outlays
508,057
557,637
528,903
section 210(j) of the Federal Property and Administrative Services Act;
and of which $4,752,000 shall remain available until expended for
Distribution of budget authority by account:
construction, renovation of facilities, and facilities planning: Provided, expenses
Program
487,344
560,271
502,385
That collections from user fees specifically authorized by law may be
Rental payments (FDA)
25,612
25,612
25,612
credited to this account, to remain available until expended: Provided
further, That funds provided under this heading may be used for oneDistribution of outlays by account:
Program expenses
477,445
530,027
503,291
year contracts which are to be performed in two fiscal years so long as
Rental payments (FDA)
30,612
27,610
25,612
the total amount for such contracts is obligated in the year for which
the funds are appropriated: Provided further, That should the Food
and Drug Administration require modification of space, the sums
NOTES
provided herein for rental and related costs may be increased or deof Health and Human Services, Food
Incl
$4,752 thousand in 1991
creased by not more than 10 percent, and any such increase or decreaseudesAdministration, Buildings andfor activities previously financed from [
and Drug
facilities.
shall not alter the total amount available for this account: Provided The activities financed in rental payments (FDA) in 1990 are presented in these schedules and are proposed to be financed
further, That funds appropriated herein may be used to expand the this account in 1991. Budget authority and outlays are distributed by account above.
in
level of rental space or services above those of fiscal year 1990. (Rural
The Food and Drug Administration (FDA) administers laws
Development, Agriculture, and Related Agencies Appropriations Act,
concerning misbranded and adulterated foods, drugs, human
1990.)
biologies, medical devices, cosmetics, and man-made sources of
[ R E N T A L PAYMENTS ( F D A ) ]
radiation.
[(INCLUDING TRANSFERS OF F U N D S ) ]

[For payment of space rental and related costs pursuant to Public
Law 92-313 for programs and activities of the Food and Drug Administration which are included in the Act, $25,612,000: Provided, That in
the event the Food and Drug Administration should require modification of space needs, a share of the salaries and expenses appropriation
may be transferred to this appropriation, or a share of this appropriation may be transferred to the salaries and expenses appropriation,
but such transfers shall not exceed 10 per centum of the funds made
available for rental payments (FDA) to or from this account.] (Rural
Development, Agriculture, and Related Agencies Appropriations
1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 6 0 0 - 0 - 1 - 5 5 4
Program by activities:
Direct program:
00.01
Foods
00.02
Drugs
00.03
Devices and radiological products
00.04
National Center for Toxicological Research
00.05
Program management
00.06
Buildings and facilities
00.07
Contingency fund
00.08
HIV
00.91

Total direct program




1989 actual

1990 est.

1991 est.

140,817
167,437
70,782
25,545
57,042

164,178
189,321
78,496
26,792
61,809

175,494
120,666
72,371
27,885
63,593
4,752

6,191
51,275

56,220

63,236

519,089

576,816

527,997

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 6 0 0 - 0 - 1 - 5 5 4

11.1
11.3
11.5
11.8

Act,
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

254,968
14,886
9,406
346

278,796
16,265
10,303
367

247,652
13,925
8,603
301

279,606
49,836
4
11,596
1,534
25,612
2,068
15,200
2,955
79,447
17,919
22,362
9,991
959

305,731
53,953
10
13,631
1,704
25,612
4,161
17,796
3,408
90,794
21,015
26,127
11,738
1,136

270,481
47,732
10
11,302
1,539
25,612
4,394
16,217
2,880
91,566
18,538
24,374
12,450
902

519,089
6,912

576,816
7,168

527,997
164,343

526,001

583,984

692,340

A-691

A-692

KJ^rr™110"-^1^

t h e budget
21.90

General and special funds—Continued
[RENTAL PAYMENTS (FDA)J—Continued

24.90
27.00

[ (INCLUDING TRANSFERS OF FUNDS) ]—Continued

39.00

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

7,161

7,500

8,181

7,285
75

7,630
75

8,322
75

20
20

20
20

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

20

20

[BUILDINGS AND FACILITIES]

[For plans, construction, repair, improvement, extension, alteration, and purchase of fixed equipment of facilities of or used by the
Food and Drug Administration, where not otherwise provided,
$8,350,000.] (Rural Development, Agriculture, and Related Agencies
Appropriations Act, 1990.)

10.00

Program by activities:
Total obligations

21.40
24.40

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year

40.00
71.00
72.40
74.40

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

1989 actual

1990 est.

975

-29,715

23,950

8,350

975
2,335
-1,743

38,065
1,743
-33,401

1,567

Outlays

1991 est.

38,065

-6,740
29,715

33,401
-20,041

6,407

13,360

Note.—In 1991 this activity will be financed in Department of Health and Human Services, Food and Drug Administration,
Program expenses.
T h e buildings and facilities appropriation provides funds for
projects related to the repair, construction, alteration, and
improvement of all buildings and facilities of F D A .
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 6 0 3 - 0 - 1 - 5 5 4
22.0
25.0
31.0
32.0
99.9

Transportation of things..
Other services
Equipment
Land and structures
Total obligations..

1989 actual

1990 est.

38,065

Program and Financing (in thousands of dollars)
1990 e

19916

Program by activities:
Operating expenses:
00.01
Color additives
00.02
Insulin

1,510
753

1,893
776

1,991
813

00.91
01.01

2,263
866

2,669
502

2,804
534

3,129

3,171

3,338

-2,798
-87

-3,216

-3,338

10.00

Total operating expenses
Capital Investment: Purchase of equipment..
Total obligations..

Financing:
14.00 Offsetting collections from: Non-Federal sources..
17.00 Recovery of prior year obligations




Relation of obligations to outlays.Obligations incurred, net.....
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Adjustments in unexpired accounts

331
732
-913
-87
62

Outlays

- 4 5
913
-913

913
-913

- 4 5

F D A certifies batches of insulin and color additives for use
in foods, drugs, and cosmetics. It also lists color additives for
use in foods, drugs, medical devices, and cosmetics (21 U . S . C .
346a, 356, 357, 376). T h e s e services are financed wholly by fees
paid b y the industries affected.
Object Classification (in thousands of dollars)
Identification code 7 5 - 4 3 0 9 - 0 - 3 - 5 5 4

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1,247
65
23

1,395
59
14

1,451
61
15

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1,335
208
9
1
376
18
7
257
187
731

1,468
213
21
8
389
47
2
389
164
470

1,527
221
22
8
403
49
2
403
170
533

3,129

3,171

3,338

45
44

45
45

45
45

99.9

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

HEALTH RESOURCES AND SERVICES
ADMINISTRATION
Federal Funds

PROGRAM OPERATIONS

REVOLVING FUND FOR CERTIFICATION AND OTHER SERVICES

1989 actual

-2,205
2,205

HEALTH RESOURCES AND SERVICES

Public enterprise funds:

Identification code 7 5 - 4 3 0 9 - 0 - 3 - 5 5 4

-2,205
2,205
45

General and special funds:

29^150

975

-2,450
2,205

Budget authority

1991 est.

8,915

72
411

90.00

Unobligated balance available, start of year: Fund balance
Unobligated balance available, end of year: Fund balance.
Reduction pursuant to P.L. 99-177

1991

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 6 0 3 - 0 - 1 - 5 5 4

71.00
72.90
74.90
78.00

f o r fiscal year

For carrying out titles III, VII, VIII, [ X , X X I V , ] XVI, and X X V I of
the Public Health Service Act, section 427(a) of the Federal Coal Mine
Health and Safety Act, title V of the Social Security Act, and the
Health Care Quality Improvement Act of 1986, as amended,
[$1,782,271,000] $1,556,822,000, of which [$11,885,000 for health care
for the homeless shall be available for obligation for the quarter
beginning October 1, 1990, and ending December 31, 1990, of which
$889,000, to remain available until expended, shall be available for
renovating the Gillis W. Long Hansen's Disease Center, 42 U.S.C.
247e,] $25,000,000 of funds available under Title V of the Social
Security Act shall be available, notwithstanding the provisions of
Title V of that Act, for grants for One-Stop Shopping; and of which
[$494,000] $488,000 shall remain available until expended for interest subsidies on loan guarantees made prior to fiscal year 1981 under
part B of title VII of the Public Health Service Act [and of which
$4,400,000 shall be made available until expended to make grants
under section 1610(b) of the Public Health Service Act for renovation
or construction of nonacute care intermediate and long-term care
facilities for AIDS patients]: Provided, That notwithstanding section
838 of the Public Health Service Act, not to exceed [$10,000,000]
$15,000,000 of funds returned to the Secretary pursuant to section

department

of

h e a l t h

and

human

services

[DEPARTMENTAL

839(c) of the Public Health Service Act or pursuant to a loan agreement under section 740 or 835 of the Act [ m a y be used for activities
under titles III, VII, and VIII of the A c t : ] shall first be applied to
meet the obligations of the fund established by section 734 of the Act:
Provided further, That of the total amount appropriated $107,000,000
shall be for minority health and shall become available when authorized by law: Provided further, That when the Department of Health
and Human Services administers or operates an employee health
program for any Federal department or agency, payment for the full
estimated cost shall be made by way of reimbursement or in advances
to this appropriation: [Provided further. That of this amount,
$30,000,000 is available until expended for grants to States for
Human Immunodeficiency Virus drug reimbursement, pursuant to
section 319 of the Public Health Service A c t : ] Provided further, That
amounts available from Public Health Service unobligated balances
shall be available to meet the obligations of the fund established by
section 734 of the Act: Provided further, That in addition to fees
authorized by section 427(b) of the Health Care Quality Improvement
Act of 1986, fees shall be collected for the disclosure of information
under the Act sufficient to recover the full costs of operating the
Health Care Quality Improvement Databank, and shall remain available until expended to carry out that Act: Provided further, That user
fees authorized by 31 U.S.C. 9701 may be credited to appropriations
under this heading, notwithstanding 31 U.S.C. 3302. (Department of
Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 3 5 0 - 0 - 1 - 5 5 0
Program by activities:
Direct program:
00.03
Community health centers
00.04
Infant mortality
00.05
Black lung clinics
00.06
Migrant health centers
00.07
Health care for the homeless
00.08
Family planning..
00.09
National health service corps
00.10
NHSC recruitment
00.12
Hansen's disease center
00.13
Pacific Basin Initiative
00.14
Payment to Hawaii for treatment of Hansen's diseas
;e.
00.15
Home health demonstrations
00.16
Minority health initative
00.17
Health professions
00.18
Ad hoc hospital grants
00.19
Recycled loan funds
00.22
Maternal and child health block grant
00.23
Pediatric EMS
00.24
Health teaching facilities
00.25
Organ transplantation
00.26
Buildings and facilities
00.27
Program management
00.28
Rural health research
00.29
National Practitioners Data Bank
00.30
HIV

1989 actual

1990 est.

1991 est.

414,812
20,550
3,216
44,881
14,820
138,273
39,851
7,603
18,309
741
3,260
2,470

427,309
31,579
3,651
47,369
33,667
139,135
41,837
8,882
18,158
336
3,217
2,961

208,289
1,360
9,880
554,266
2,964
535
4,940
824
90,043
1,482
2,761
59,932

203,051
1,343
10,000
553,627
3,947
488
3,948
877
93,384
3,380
1,974
112,503

00.91
Total direct program
01.01 Reimbursable program

1,646,062
77,118

1,746,623
91,924

1,568,707
99,301

10.00

Total obligations

438,309
35,708
3,651
48,369
45,552
42,361
8,882
22,601

MAnAGEMENt]

71.00
72.40
74.40
77.00
78.00
90.00

1112

Unobligated direct loan limitation.

1150

Total direct loan obligations

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net 1
1210
1231
1251

1290
1

1,748,909
778,627
-969,015

1,577,270
969,015
-1,044,280

1,558,521

1,502,005

1989 actual

1990 est.

1991 est.

509,016
11,626
-17,276

503,366
11,393
-17,621

503,366

497,138

494
-444
50

513,605
11,864
-16,937
-391
875
509,016

Government share of cancellation of loan funds as authorized in section 836(b)(3) of the Public Health Service Act.

Identification code 7 5 - 0 3 5 0 - 0 - 1 - 5 5 0
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Repayments and prepayments

2210
2251

107,000
58,861

2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

1989 actual

1990 est.

1991 est.

17,842
-779

17,063
-805

16,258
-855

17,063

16,258

15,403

17,063

16,258

15,403

MEMORANDUM

488
3,257
94,765
4,380

1,632,334
839,550
-778,627
-238,739
-1,634

Status of Guaranteed Loans (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 3 5 0 - 0 - 1 - 5 5 0

72,679
11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
33.0
41.0
42.0
43.0

-89,273
-365

-90,373
-365

-26,693
24,407

-24,407
15,844

39.00

1,628,235

1,746,623

1,568,707

1,613,793

1,556,822

14,442

1,770,386
-631
-23,262
130

1,628,235

1,746,623

1,556,822

99.0
99.0

11,885

99.9




Outstanding, end of year..,

3,217

578,627

A_693

1,452,883

Outlays

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans

-90,834
-12
-1,634
-31,094
26,693
1,936

60.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

Identification code 7 5 - 0 3 5 0 - 0 - 1 - 5 5 0

1,668,008

Appropriation (adjusted)..
Permanent:
Appropriation

SECJUTAAR-GMjed

Status of Direct Loans (in thousands of dollars)

1,838,547

43.00

THE

This appropriation supports health resources and health
services categorical programs, including t h e M a t e r n a l and
Child H e a l t h block grant.

1,723,180

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 101-166
40.00
Reduction pursuant to P.L. 99-177
42.00
Transferred from other accounts (budget authority)..

OF

Note—Excludes $141,000 thousand in 1991 transferred to Public Health Service Management for the Family Planning
Program. Comparable amounts for 1989 ($138,273 thousand) and 1990 ($139,135 thousand) are included above.

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
Budget authority

OFFiCe

1989 actual

1990 est.

1991 est.

66,548
11,451
5,410
69

69,209
11,909
5,626
72

68,365
11,009
5,201
67

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Investments and loans
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

83,478
17,670
1
4,335
1,044
4,465
3,250
653
66,148
2,004
5,411
50
1,456,557
993
3

86,816
18,377

84,642
17,758

4,552
1,096
4,882
3,413
686
69,455
2,104
5,627

4,426
1,032
6,500
3,195
642
65,160
1,988
5,318

1,549,615

1,378,046

Subtotal, direct obligations..
Reimbursable obligations

1,646,062
77,118

1,746,623
91,924

1,568,707
99,301

1,723,180

1,838,547

1,668,008

Total obligations

A-694

Federal Funds—Continued ^

s e r v , c e s adm,n,stration continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

2131

HEALTH RESOURCES AND SERVICES—Continued

2150

Guaranteed loan commitments exempt from limitation

321,000

250,000

321,000

250,000

185,000

1,850,000
260,000
-18,900

1,872,664
250,000
-19,700

2,080,964
185,000
-21,700

-12,445

- 21,000
-1,000

- 22,300
-1,200

1,872,664

Total guaranteed loan commitments

2,080,964

2,220,764

1,872,664

2,080,964

2,220,764

PROGRAM OPERATIONS—Continued
Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

1,935

1,824

1,653

2,443
6

2,348
6

2,078

263
272

252
261

252
261

6

2210
2231
2251
2261
2263
2264

Cumulative balance of guaranteed loans outstanding: 1
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans...
Repayments: Repayments and prepayments
Adjustments:
Terminations for default that result in direct loans
Terminations for default that result in claim payments
Other adjustments, net

2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

-205,991

MEMORANDUM

Public enterprise funds:
HEALTH PROFESSIONS GRADUATE STUDENT LOAN INSURANCE FUND

Includes carryover commitments from prior years.
[For carrying out title VII of the Public Health Service Act,
Note—The adjustment represents interest, which had not previously been reflected in cumulative outstanding balances.
$25,000,000, to remain available until expended, for payments on
defaulted loans for the Health Education Assistance Loan program.]
The Health Education Assistance Loan program enables
(Department of Health and Human Services Appropriations Act, 1990.)
students to borrow from private lenders to help pay for the
cost of their training at health professions schools.
Program and Financing (in thousands of dollars)
1

Identification code 7 5 - 4 3 0 5 - 0 - 3 - 5 5 3

1989 actual

1990 est.

DATA ON LOANS

1991 est.

1989 actual

Program by activities:
00.01
i: death and disability..,
00.02

Capital investment..

10.00

Total obligations..

1,121
8,920

1,500
28,605

1,600
44,634

10,041

30,105

46,234

Financing:

11.00

14.00

21.90
21.91
24.90
24.91
39.00

40.00
41.00
43.00
71.00
72.90
74.90
90.00

j collections from:
Federal funds
Non-Federal sources: Insurance premiums and repayments
Unobligated balance available, start of year:
Treasury balance
U.S. securities: Par value
Unobligated balance available, end of year:
Treasury balance
U.S. securities: Par value

-15,000

-23,458

-26,109

-19,319

-2,090

-10,714
-5,000

-36,588

10,714
5,000

36,588

Investments and loans
Insurance claims and indemnities

99.9

Total obligations

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Disbursements for guaranteed loan
claims
1252 Repayments: Repayments of defaulted guaranteed loans...
1264 Adjustments: Other adjustments, n e t 1
Outstanding, end of year

Identification code 7 5 - 4 3 0 7 - 0 - 3 - 5 5 3

25,000
-130

Program by activities:
Total obligations (object class 43.0)

24,870

10.00

-13,624
2,826
585

3,996
-585
1,000

11,915
-1,000
1,000

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

4,411

11,915

1989 actual

1990 est.

1991 est.




39.00
71.00
72.10
74.10
90.00

79,063

89,139

1990 est.

8,920
1,121

1991 est.

28,605
1,500

44,634
1,600

30,105

46,234

12,445
-1,602
-767

21,000
-1,700

22,300
-1,800

108,439

128,939

1989 actual

1990 est.

100

1991 est.

250

310

-100

-100

-27,429
27,329

-27,329
27,179

-27,179
26,969

100
-16,501
16,318

150
-16,318
16,098

210
-16,098
15,818

-83

-70

-70

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year
Outlays

108,439

89,139

..

1989 actual

1990 est.

Status of Direct Loans (in thousands of dollars)
Identification code 7 5 - 4 3 0 7 - 0 - 3 - 5 5 3

1210
1251
1262

Status of Guaranteed Loans (in thousands of dollars)

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...

185,000
18,500
10,000

Program and Financing (in thousands of dollars)

Reclassified amounts.

Identification code 7 5 - 4 3 0 5 - 0 - 3 - 5 5 3

1989 actual

10,041

-10,213

1210
1232

1

33.0
42.0

24,870

Appropriation (adjusted)..

Identification code 7 5 - 4 3 0 5 - 0 - 3 - 5 5 3

1991 est.

HEALTH EDUCATION LOANS

t authority:
Appropriation
Transferred to other accounts (budget authority)..

Outlays

250,000
25,000
10,000

24,673

Budget authority

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Treasury balance
Obligated balance, end of year: Treasury balance

1990 est

260,000
31,886
8,154

Object Classification (in thousands of dollars)
Identification code 7 5 - 4 3 0 5 - 0 - 3 - 5 5 3

-207

Status of Direct Loans (in thousands of dollars)

1290

Dollar volume of loans insured (in millions)
Number of students
Average value of loans

1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments: Write-offs for default
Outstanding, end of year

1989 actual

1990 est.

1991 est.

2,797
-66

2,731
-100
-10

2,621
-100
-10

2,731

2,621

2,511

1991 est.

185,000

Title VII, part C of the Public Health Service Act established a revolving fund from which health professions schools
could borrow in order to provide loans to their students.

department

of

h e a l t h

and

human

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued

services

Public L a w 8 9 - 7 5 1 , the Allied H e a l t h Professions Personnel
Training A c t of 1966, amended the Public H e a l t h Service A c t
to authorize the Federal G o v e r n m e n t to pay the difference
between the interest paid by students to the schools and the
interest payable by the schools to the G o v e r n m e n t N a t i o n a l
Mortgage Association ( G N M A ) and the Treasury.

NURSE TRAINING

FUND

Program and Financing (in thousands of dollars)
Identification code

75-4306-0-3-553

Program by activities:
10.00 Total obligations (object class 33.0)

1989 actual

1990 est.

459

39.00

Unobligated balance available, end of year: Fund balance.

40.00

368

-40

-40

-6,636

-6,251

6,636

6,251

5,923

459
-4,814
4,257

385
-4,257
3,832

328
-3,832
3,464

-98

Outlays

Identification code 75-4306-0-3-553

1290

Relation of obligations to outlays-.
Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
74.10
Receivables in excess of obligations, end of year

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net
Outstanding, end of year

-40

-40

1989 actual

1990 est.

2,829
-78

1991

2,752
-40

1

est.

2,713
-40

1

2,752

2,713

2,674

MEDICAL FACILITIES G U A R A N T E E A N D L O A N

FUND

FEDERAL INTEREST SUBSIDIES FOR MEDICAL FACILITIES

For carrying out subsections (d) and (e) of section 1602 of the Public
Health Service Act, [$21,000,000] $20,000,000, together with any
amounts received by the Secretary in connection with loans and loan
guarantees under title VI of the Public Health Service Act, to be
available without fiscal year limitation for the public interest subsidies. During the fiscal year, no commitments for direct loans or loan
guarantees shall be made. (Department of Health and Human Services
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Program by activities:
Operating expenses:
00.01
Interest subsidy program: Interest subsidies, private....
00.02
Direct loan program: Interest expense paid to FFB
00.91
Total operating expenses
01.01 Capital investment: Direct loan program: Direct loans
10.00

Total obligations


http://fraser.stlouisfed.org/
Federal Reserve250-298 ofO-1990-34 QL3
Bank St. Louis

-651

-825

-875

-930

-492

-350

-225

-303

-401

-417

-5,874

-5,317

-4,985

-48,013

-35,843

-28,687

35,843

28,687

29,195

8,318

6,666

6,905

21,000

20,000

25,452

21,490

12,587

-8,879

-9,700

8,879

9,700

7,500

27,158

22,311

10,387

1989 actual

1990 est.

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Disbursements for guaranteed
claims
1251 Repayments: Repayments and prepayments
Adjustments:
1262
Write-offs for default
1264
Other adjustments, net
1210
1232

1290

21,150
17,884
39,034

20,000

700

20,800

20,700

15,000

6,000

35,800

26,700

120,862

1991 est.

128,196

17,884

15,000

6,000

-1,364

-6,666

-6,905

-1,000

-1,000

128,196

126,291

-19,409
120,862

Status of Guaranteed Loans (in thousands of dollars)
Identification code

2210

75-4430-0-3-551

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year

1989 actual

1990 est.

1991 est.

2261

653,805

602,488

537,488

-50,000

-50,000

-15,000

-6,000

602,488

537,488

481,488

602,488

Repayments and prepayments

-33,433
-17,884

2251

537,488

481,488

Adjustments: Terminations for default that result in
direct loans

2290

Outstanding, e n d of year

2299

U.S. contingent liability for guaranteed loans outstanding,

MEMORANDUM

Title V I and subsequently title X V I of the Public H e a l t h
Service A c t established a loan and loan guarantee f u n d for
medical facilities with a m a x i m u m a m o u n t allowable for the
G o v e r n m e n t ' s liability. Direct loans were m a d e available for
public facilities and guaranteed loans for private, nonprofit
facilities.
Funds under this authority were established in the a m o u n t
of $50 million for use in fulfilling guarantees in event of
default, $30 million as a revolving fund for direct loans and
an a m o u n t for interest subsidy payments on guaranteed
loans. Default and interest subsidy funds are replenished as
necessary through the annual appropriation process.

1991 est.

20,000

123,751

1990 est.

loan

Outstanding, end of year

Object Classification (in thousands of dollars)
Identification code 75-4430-0-3-551

20,085
1,065

1989 actual

Identification code 7 5 - 4 4 3 0 - 0 - 3 - 5 5 1

end of year

75-4430-0-3-551

-701

-7,173

Outlays

1

Title VIII, part B, of the Public H e a l t h Service A c t established a revolving f u n d from which schools of nursing could
borrow in order to provide loans to their students. Public L a w
8 9 - 7 5 1 , the Allied H e a l t h Professions Personnel Training A c t
of 1966, amended the Public H e a l t h Service A c t to authorize
the Federal G o v e r n m e n t to pay the difference between the
interest paid by students to the schools and the interest payable by the schools to the G o v e r n m e n t N a t i o n a l M o r t g a g e
Association ( G N M A ) and the Treasury.

Identification code

-6,666

-725

21,600

Budget authority (appropriation)

71.00

90.00

-6,905

-5,363

Status of Direct Loans (in thousands of dollars)

Status of Direct Loans (in thousands of dollars)

1210
1251
1264

Financing:
Offsetting collections from: Non-Federal sources: Direct
loan program:
14.00
Principal repaid on FFB loans
14.00
Interest repaid on loans not sold
14.00
Principal repaid on loans not sold
14.00
Default collections, interest
14.00
Default collections, principal
14.00
Interest repaid on loans sold to FFB
21.90 Unobligated balance available, start of year-. Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
Redemption of debt
31.00

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
74.10 Receivables in excess of obligations, end of year
90.00

est.

-7,095

ance

24.90

1991

425

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year: Fund bal-

A-695

Federal Funds—Continued

33.0
41.0
43.0
99.9

Investments and loans
Grants, subsidies, and contributions
Interest and dividends
Total obligations

1989 actual

1990 est.

1991 est.

17,884

15,000

6,000

20,085

20,000

20,000

1,065

800

700

39,034

35,800

26,700

A-696

HEALTH RESOURCES AND SERVICES ADMINISTRATION—Continued
Federal Funds—Continued

Public enterprise funds—Continued
VACCINE [INJURY COMPENSATION TRUST FUND] IMPROVEMENT
PROGRAM TRUST FUND

t h e b u d g e t f o r f i s c a l y e a r 1991
74.40
90.00

Obligated balance, end of year..
Outlays

-130

-93,240

-185,400

727

121,090

129,340

For payments from the Vaccine [Injury Compensation] ImproveThe Vaccine Improvement Program was established pursument Program Trust Fund, such sums as may be necessary for claims
ant to Public Law 99-660 and Public Law 100-203 and serves
associated with vaccine-related injury or death resolved during the
as a source of funds of last resort to pay claims for compensacurrent fiscal year with respect to vaccines administered after Seption for vaccine-related injuries or death.
tember 30, 1988, pursuant to subtitle 2 of title XXI of the Public
Health Service Act as amended by Public Law 100-203 and from such
Object Classification (in thousands of dollars)
trust fund such sums as may be necessary, not to exceed $80,000,000,
for compensation of claims adjudicated by the United States Claims
Identification code 2 0 - 8 1 7 5 - 0 - 7 - 5 5 1
1989 actual
1990 est.
1991 est.
Court arising from liability related to the administration of vaccines
before October 1, 1988: Provided, That for necessary administrative
25.0
Other services
4,500
4,500
expenses, not to exceed $1,500,000 shall be available from the Trust
42.0
Insurance claims and indemnities
305
209,700
217,000
Fund to each of the Secretary of the Department of Health and
Human Services, the Attorney General, and the United States Claims
99.9
Total obligations
305
214,200
221,500
Court.
[For compensation of claims resolved by the United States Claims
Court related to the administration of vaccines before October 1, 1988,
$74,500,000, of which such sums as may be necessary shall be used to
INDIAN HEALTH SERVICES
reimburse the Vaccine Injury Compensation Trust Fund for any payment of such claims made from the Trust Fund prior to the current
Federal Funds
fiscal year: Provided, That necessary expenses of the Department of
Health and Human Services under the National Childhood Vaccine
General and special funds:
Injury Act of 1986, not to exceed $1,500,000, shall be reimbursed from
the Trust Fund.] (Department of Health and Human Services Appro[INDIAN HEALTH SERVICES]
priations Act, 1990.)
[For expenses necessary to carry out the Act of August 5, 1954 (68
Stat. 674), the Indian Self-Determination Act, the Indian Health Care
Amounts Available for Appropriations (in thousands of dollars)
Improvment Act, and titles III and XXV and sections 208 and 338G of
the Public Health Service Act with respect to the Indian Health
Identification code 2 0 - 8 1 7 5 - 0 - 7 - 5 5 1
1989 actual
1990 e
1991 est.
Service, including hire of passenger motor vehicles and aircraft; purchase of reprints; purchase and erection of portable buildings; payUnappropriated balance, start of year:
ments for telephone service in private residences in the field, when
U. S. securities:
authorized under regulations approved by the Secretary;
01.01
Par value
77,547
190,930
91,619
$1,185,910,000, including $16,000,000 for conversion of tribal contracts
01.02
Unrealized discounts
-4,664
and agreements to a calendar year basis as authorized by section
Receipts:
02.01
Receipts
98,719
107,604
118,364
204(d)(1) of Public Law 100-472 (100 Stat. 2291), together with pay02.02
Interest income
10,857
11,943
13,137
ments received during the fiscal year pursuant to 42 U.S.C. 300cc-2
for services furnished by the Indian Health Service: Provided, That
04.00
Total: Available for appropriation
187,123
305,813
223,120
notwithstanding any other law or regulation, funds transferred from
05.00 Appropriation
-66,700
-214,200
-221,500
the Department of Housing and Urban Development to the Indian
Health Service shall be administered under Public Law 86-121 (the
06.10 Unobligated balance returned to unappropriated offsetting
Indian Sanitation Facilities Act): Provided further, That funds made
receipts
65,843
available to tribes and tribal organizations through grants and conUnappropriated balance, end of year:
tracts authorized by the Indian Self-Determination and Education
U. S. securities:
07.01
Par value
190,930
91,619
Assistance Act of 1975 (88 Stat. 2203; 25 U.S.C. 450), shall remain
1,620
07.02
Unrealized discounts
-4,664
available until expended: Provided further, That $17,000,000 shall
remain available until expended, for the Indian Catastrophic Health
Emergency Fund and contract medical care: Provided further, That of
Program and Financing (in thousands of dollars)
the funds provided, $3,000,000 shall be used to carry out a loan
repayment program under which Federal, State, and commercial-type
Identification code 2 0 - 8 1 7 5 - 0 - 7 - 5 5 1
1989 actual
1990 est.
1991 est.
educational loans for physicians and other health professionals will
be repaid at a rate not to exceed $25,000 per year of obligated service
Program by activities:
in return for full-time clinical service: Provided further, That funds
Compensation:
provided in this Act may be used for one-year contracts and grants
00.01
Claims for pre-FY 1989 injuries
305
57,200
62,920
which are to be performed in two fiscal years, so long as the total
00.02
Claims for post-FY 1989 injuries
152,500
154,080
obligation is recorded in the year for which the funds are appropriAdministrative expenses:
ated: Provided further, That the amounts collected by the Secretary of
01.01
Claims processing (PHS)
1,500
1,500
Health and Human Services under the authority of title IV of the
01.02
Claims processing (Claims Court)
1,500
1,500
Indian Health Care Improvement Act shall be available for two fiscal
01.03
Claims processing (Dept. of Justice)
1,500
1,500
years after the fiscal year in which they were collected, for the
10.00
Total obligations
305
214,200
221,500
purpose of achieving compliance with the applicable conditions and
requirements of titles XVIII and XIX of the Social Security Act
Financing:
(exclusive of planning, design, construction of new facilities, or major
21.40 Unobligated balance available, start of year
-66,395
-66,395
renovation of existing Indian Health Service facilities): Provided fur24.40 Unobligated balance available, end of year
66,395
66,395
66,395
ther, That of the funds provided, $2,500,000 shall remain available
39.00
Budget authority
66,700
214,200
221,500
until expended, for the Indian Self-Determination Fund, which shall
be available for the transitional costs of initial or expanded tribal
Budget authority:
contracts, grants or cooperative agreements with the Indian Health
40.00 Appropriation (indefinite)
66,700
139,700
221,500
Service under the provisions of the Indian Self-Determination Act:
40.00 Appropriation
74,500
Provided further, That funding contained herein, and in any earlier
appropriations Acts for scholarship programs under section 103 of the
43.00
Appropriation (adjusted)
66,700
214,200
221,500
Indian Health Care Improvement Act and section 338G of the Public
Health Service Act with respect to the Indian Health Service shall
Relation of obligations to outlays:
remain available for expenditure until September 30, 1991: Provided
71.00 Obligations incurred, net
305
214,200
221,500
further, That amounts received by tribes and tribal organizations
72.40 Obligated balance, start of year
552
130
93,240




[DEPArTMENTAL

department of h e a l t h and human services

under title IV of the Indian Health Care Improvement Act and Public
Law 100-713 shall be reported and accounted for and available to the
receiving tribes and tribal organizations until expended.]
TRIBAL HEALTH

24.40
25.00
39.00

OffiCe

MAnAGEMENt]

OF

THE

A_697

SECJUTAAR-GMjed
15,998
1,514

Budget authority

1,461

1,020,325

Unobligated balance available, end of year...
Unobligated balance lapsing

1,181,337

404,299

ADMINISTRATION

Budget authority:

For expenses of tribes and tribal organizations necessary to carry out Current:
the Act of August 5, 1954 (68 Stat. 674), the Indian Self-Determination
1,020,106
1,193,160
404,287
40.00
Appropriation
Act, the Indian Health Care Improvement Act, and titles III and 40.00
Reduction pursuant to P.L. 99-177..
-14,823
XXVI and section 208 of the Public Health Service Act with respect to
43.00
Appropriation (adjusted)..
1,020,106
1,178,337
404,287
Indian health services, including the full funding of the indirect and
50.00
Reappropriation
219
contract support costs of tribal contracts, and for provision of domestic
and community sanitation facilities for Indians; $404,287,000, together Permanent:
3,000
12
60.00
Appropriation
with payments received pursuant to 42 U.S.C. 300cc-2 for services
furnished, to remain available until expended: Provided, That not- Relation of obligations to outlays:
withstanding any other law or regulation, funds transferred from the Obligations incurred, net
71.00
1,024,135
1,195,874
404,299
Department of Housing and Urban Development to this appropriation Obligated balance, start of year
72.40
279,475
290,938
342,486
shall be administered under Public Law 86-121 (the Indian Sanitation Obligated balance transferred, net....
73.40
-342,486
Facilities Act): Provided further, That funds made available to tribes Obligated balance, end of year
74.40
-290,938 -342,486
-16,428
and tribal organizations by this Act pursuant to the Indian Self- 77.00 Adjustments in expired accounts
78.00
-1,311
Determination and Education Assistance Act of 1975 (88 Stat. 2203; 25 Adjustments in unexpired accounts..
U.S.C. 450), shall remain available until expended: Provided further,
Outlays..
90.00
994,933
1,144,326
404,299
That of the funds provided, up to $3,000,000 may be used for loan
repayments under which educational loans for physicians and other
health professionals may be repaid at a rate not to exceed $25,000 per The tribal health administration appropriation has been
established, pursuant to the goals of the Indian Self-Determiyear of obligated service in return for full-time clinical service: Provided further, That funds may be transferred from and to the "Tribal nation and Education Assistance Act of 1975, to facilitate
Health Administration " and "Federal Indian Health Administration "
greater tribal participation in the administration and staffing
appropriations for the purposes of the receiving appropriation: Providof federally sponsored health programs that provide medical
ed further, That amounts received by tribes and tribal organizations
care and public health services for American Indians and
under Title IV of the Indian Health Care Improvement Act and P.L.
Alaska Natives.
100-713 shall be reported and accounted for and available to the
receiving tribes and tribal organizations until expended. (Department
Object Classification (in thousands of dollars)
of the Interior and Related Agencies Appropriations Act, 1990.)
Identification code 7 5 - 0 3 9 0 - 0 - 1 - 5 5 1
[To fight the war on drugs, $7,250,000, for the Indian Health
Service to increase after care services and provide for family outDirect obligations:
patient care, expand community education and training efforts with a
Personnel compensation:
focus on prevention and training of program staff, expand alcoholism
11.1
Full-time permanent
and drug abuse prevention efforts for adolescents through urban
11.3
Other than full-time permanent
Indian health programs, and provide contract health services for
11.5
Other personnel compensation
substance abuse treatment and rehabilitation of Indian youth and
11.9
Total personnel compensation
their families.] (Department of Transportation and Related Agencies
12.1
Civilian personnel benefits
Appropriations Act, 1990.)

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 3 9 0 - 0 - 1 - 5 5 1
Program by activities:
Direct program:
Tribal health administration:
00.01
Tribal hospitals and clinics
00.02
Tribal urban health
00.03
Tribal preventive health
00.04
Management training
00.05
Tribal indirect costs
00.06
Tribal contract support
00.07
Personnel quarters maintenance
00.91
01.01
01.02
01.03
01.04
01.05
01.06
01.07

Total tribal health program
Federal health program:
Hospitals and clinics
Urban health
Preventive health
Indian health manpower
Federal administration
HIV
Personnel quarters maintenance

01.91

Total Federal program

03.94
04.01
10.00

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net




1989 actual

199,093
6,746
32,428
2,351
47,019

1990 est.

246,560
11,361
34,869
2,553
71,860

1991 est.

12

12

250,147
11,997
37,040
4,122
78,381
22,600
12

287,649

367,215

404,299

641,301
1,613
38,258
7,907
42,743
800
3,893

716,727
359
40,412
9,748
44,484

21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
99.0
99.0

99.9

1989 actual

1990 est.

264,088
17,432
20,764

Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

285,713
17,868
20,767

302,284
81,841
28,297
10,395
4,825

324,348
88,536
30,003
10,904
6,116
6,498
20,839
1,006
565,931
83,027
16,435
197
29,336

1991 est.

25,543
1,017
465,060
70,031
11,666
205
22,940
60 .

29,098
361,591

13,610

1,024,164
86,141

404,299
6,500

1,290,974

410,799

12,041

12,355

12,358
240

Total obligations

1,183,176
107,798

1,110,305

Subtotal, direct obligations
Reimbursable obligations

12,585
240

54
60

54
60

Personnel Summary

4^231 ZZZZ

736,515

815,961

1,024,164
86,141

1,183,176
107,798

404,299
6,500

1,110,305

1,290,974

410,799

-8,789
-35,118
-42,263
-1,311
-20,011

-5,100
-38,000
-52,000

DirectTotal number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

FEDERAL

-15,998

-3,300
-3,200
-1,461
1,461

INDIAN

HEALTH

ADMINISTRATION

For expenses necessary to carry out the Act of August 5, 1954 (68
Stat. 674), the Indian Self-Determination Act, the Indian Health Care
Improvement Act, and titles III and XXVI and section 208 and 3381 of
the Public Health Service Act with respect to Indian health services,
including the full funding of the indirect and contract support costs of

Federal
A-698 SSL?- Funds—Continued
INDIAN

HEALTH

SERVICES-OX\{\I\\MS

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Object Classification (in thousands of dollars)

FEDERAL INDIAN HEALTH ADMINISTRATION—Continued

Identification code 7 5 - 0 3 9 2 - 0 - 1 - 5 5 1

tribal contracts, hire of passenger motor vehicles and aircraft; purchase of reprints; purchase and erection of portable buildings; payments for telephone service in private residences in the field, when 11.1
authorized under regulations approved by the Secretary of Health and
11.3
Human Services; preparations of plans, specifications and drawings,
11.5
purchases of trailers; and for provision of domestic and community
11.9
sanitation facilities for Indians; $874,637,000, of which $17,000,000
12.1
shall remain available until expended for the Indian Catastrophic
21.0
Health Emergency Fund and contract medical care; together with 22.0
payments received pursuant to 42 U.S.C. 300cc-2 for services furnished,
23.1
to remain available until expended: Provided, That notwithstanding
23.3
24.0
any other law or regulation, funds transferred from the Department of
25.0
Housing and Urban Development to this account shall be adminis26.0
tered under Public Law 86-121 (the Indian Sanitation Facilities Act):
Provided further, That funds provided in this Act may be used for 31.0
32.0
one-year contracts and grants which are to be performed in two fiscal
41.0
years, so long as the total obligation is recorded in the year for which
99.0
the funds are appropriated: Provided further, That amounts received
by Indian Health service units under Title IV of the Indian Health 99.0
Care Improvement Act and P.L. 100-713 shall remain available until
99.9
expended: Provided further, That funding contained in this and prior
appropriations Acts for scholarship programs under sections 103 and
104 of the Indian Health Care Improvement Act and section 3381 of
the Public Health Service with respect to the Indian Health Service
Direct:
shall remain available until September 30, 1992.

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
Federal Indian health administration:
01.01
Hospital and clinics
01.02
Urban health
01.03
Preventive health
01.04
Indian health manpower
01.05
Federal administration
01.06
Personnel quarters maintenance
01.07
HIV

766,981
379
43,728
12,600
49,936
2,988
1,013

01.91
04.01

Total direct program
Reimbursable program

877,625
124,600

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
22.40
Unobligated balance transferred, net
24.40
Unobligated balance available, end of year..
39.00

Budget authority

60.00

Budget authority:
Current:
Appropriation
Permanent:
Appropriation

71.00
73.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance transferred, net
Obligated balance, end of year

40.00

90.00

Outlays

1,002,225

-5,100
-36,700
-82,800
-1,461
1,461
877,625

874,637

1991 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanentOther personnel compensation....

312,716
18,269
21,594

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

352,579
96,032
31,593
11,263
6,116
21,660
1,059
227,753
87,462
22,852
197
19,059

Subtotal, direct obligations..
Reimbursable obligations

877,625
124,600
1,002,225

Total obligations..

Personnel Summary
12,435
12,750
240

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

54
60

INDIAN HEALTH FACILITIES

For construction, major repair, improvement, and equipment of
health and related auxiliary facilities, including quarters for personnel; preparation of plans, specifications, and drawings; acquisition of
sites, purchase and erection of portable buildings, and purchases of
trailers; and for provision of domestic and community sanitation facilities for Indians, as authorized by section 7 of the Act of August 5,
1954 (42 U.S.C. 2004a), the Indian Self-Determination Act and the
Indian Health Care Improvement Act, [$70,996,000] $13,156,000, to
remain available until expended, and of which $3,000,000 shall be for
tribal construction and $10,156,000 for Federal construction activities;
Provided, That notwithstanding any other provision of law, funds
appropriated for the planning, design, construction or renovation of
health facilities for the benefit of an Indian tribe or tribes may be
used to purchase land for sites to construct, improve, or enlarge
health or related facilities. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)
[To fight the war on drugs, $1,500,000, to remain available until
expended, to allow the Indian Health Service to complete the construction or renovation of facilities to provide detoxification and rehabilitation services in youth regional treatment centers.] (Department
of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

2,988

Identification code 7 5 - 0 3 9 1 - 0 - 1 - 5 5 1
877,625
342,486
-342,486

00.01
01.01

877,625

10.00

The Federal Indian Health Administration appropriation
provides, medical care, public health services, and health professions scholarships for American Indians and Alaska Natives.




1990 est.

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 3 9 2 - 0 - 1 - 5 5 1

1989 actual

Program by activities:
Tribal health facilities
Federal health facilities
Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority

1989 actual

1990 est.

1991 est.

73,615

124,691

3,000
10,156

73,615

124,691

13,156

-71
-64,934
53,058

-53,058

61,668

71,633

13,156

CENTERS FOR DISEASE CONTROL
d e p a r t m e n t o f h e a l t h a n d h u m a n s e r v i c e s[DEPARTMENTALMAnAGEMENt]OFFiCeOFTHESECJUTAAR-GMjedA_701 Funds
Federal

40.00
40.00
43.00
71.00
72.40
74.40
78.00
90.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays..

72,496
-863

13,156

61,668

71,633

13,156

73,615
79,409
-97,561
-71

124,691
97,561
-122,757

13,156
122,757
-56,793

55,392

Appropriation (adjusted)..

61,668

99,495

79,120

This account finances construction, major repair and improvement, and equipment of health and related auxiliary
facilities of the Tribal and Federal Indian Health Administrations.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 3 9 1 - 0 - 1 - 5 5 1
11.3
11.5

Personnel compensation:
Other than full-time permanent..
Other personnel compensation....

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

1989 actual

1990 est.

3,978
332

5,240
660

4,310
431
362
866
361
17
14,989
4,316
1,353
46,610

5,900
710
700
700
230
20
6,675
2,696
5,374
101,686

1991 est.

.

/jaa
A ~ b y y

A

exception of [Indian Health Service] Federal Indian Health Administration units which currently have a billing policy, the [Indian
Health Service] Federal Indian Health Administration shall not initiate any further action to bill Indians in order to collect from thirdparty payers nor to charge those Indians who may have the economic
means to pay unless and until such time as Congress has agreed upon
a specific policy to do so and has directed the [Indian Health Service] Federal Indian Health Administration to implement such a
policy [: Provided further, That personnel ceilings may not be imposed on the Indian Health Service nor may any action be taken to
reduce the full-time equivalent level of the Indian Health Service by
the elimination of temporary employees by reduction in force, hiring
freeze or any other means without the review and approval of the
Committees on Appropriations: Provided further, That none of the
funds made available to the Indian Health Service in this Act shall be
used to implement the final rule published in the Federal Register on
September 16, 1987, by the Department of Health and Human Services, relating to eligibility for the health care services of the Indian
Health Service until the Indian Health Service has submitted a
budget request reflecting the increased costs associated with the proposed final rule, and such request has been included in an appropriations Act and enacted into law]. (Department of the Interior and
Related Agencies Appropriations Act, 1990.)

CENTERS FOR DISEASE CONTROL
3,000
10,156

Federal Funds
General and special funds:
DISEASE CONTROL, RESEARCH, AND TRAINING

To carry out titles III, XVII, XIX, and section 1102 of the Public
99.9
Total obligations..
73,615
124,691
13,156
Health Service Act, sections 101, 102, 103, 201, 202, and 203 of the
Federal Mine Safety and Health Act of 1977, and sections 20, 21, and
Personnel Summary
22 of the Occupational Safety and Health Act of 1970; including
insurance of official motor vehicles in foreign countries; and hire,
Total compensable workyears:
maintenance,
and
operation
of
aircraft,
[$1,101,559,000]
Full-time equivalent employment
186
247
247
$1,171,755,000 of which [$2,000,000] $7,900,000 shall remain availFull-time equivalent of overtime and holiday hours
5
1
1
able until expended for equipment and construction and renovation of
facilities: Provided, That training [of private persons] shall be made
subject to reimbursement or advances to this appropriation for not in
excess of the full cost of such training: Provided further, That funds
ADMINISTRATIVE PROVISIONS, [INDIAN HEALTH SERVICE] TRIBAL
HEALTH ADMINISTRATION AND FEDERAL INDIAN HEALTH ADMINISappropriated under this heading shall be available for payment of the
TRATION
costs of medical care, related expenses, and burial expenses hereafter
incurred by or on behalf of any person who had participated in the
Appropriations in this Act to [the Indian Health Service] "Tribal
study of untreated syphilis initiated in Tuskegee, Alabama, in 1932,
Health Administration " and "Federal Indian Health Administration "
shall be available for salaries and expenses [ , ] : Provided, That funds in such amounts and subject to such terms and conditions as prescribed by the Secretary of Health and Human Services and for
for the Federal Indian Health Administration shall be available for
payment, in such amounts and subject to such terms and conditions,
services as authorized by 5 U.S.C. 3109 but at rates not to exceed the
of such costs and expenses hereafter incurred by or on behalf of such
per diem equivalent to the rate for GS-18, and for uniforms or allowperson's wife or offspring determined by the Secretary to have sufances therefor as authorized by law (5 U.S.C. 5901-5902), and for
expenses of attendance at meetings which are concerned with the fered injury or disease from syphilis contracted from such person:
functions or activities for which the appropriation is made or which Provided further, That collections from user fees may be credited to
will contribute to improved conduct, supervision, or management of
this appropriation: Provided further, That amounts received by the
those functions or activities [: Provided, That none of the funds appro- National Center for Health Statistics from reimbursable and interpriated under this Act to the Indian Health Service] but no funds agency agreements and the sale of data tapes may be credited to this
shall be available for the initial lease of permanent structures withappropriation and shall remain available until expended: Provided
out advance provision therefor in appropriations Acts: Provided fur- further, That in addition to amounts provided herein, up to
ther, That non-Indian patients may be extended health care at all
$19,000,000 shall be available from amounts available under section
tribally administered or Indian Health Service facilities, if such care
[2613] 2611 of the Public Health Service Act, to carry out the
can be extended without impairing the ability of the facility to fulfill
National Center for Health Statistics surveys [: Provided further,
its responsibility to provide health care to Indians served by such That employees of the Public Health Service, both civilian and Comfacilities and subject to such reasonable charges as the Secretary of
missioned Officer, detailed to States or municipalities as assignees
Health and Human Services shall prescribe, the proceeds of which,
under authority of section 214 of the Public Health Service Act in the
together with funds recovered under the Federal Medical Care Recovinstance where in excess of 50 per centum of salaries and benefits of
ery Act (42 U.S.C. 2651-53), shall be deposited in the fund established
the assignee is paid directly or indirectly by the State or municipalby sections 401 and 402 of the Indian Health Care Improvement Act
ity, and employees of the National Center for Health Statistics, who
or in the case of tribally administered facilities, shall be retained by
the tribal organization without fiscal year limitation: Provided fur- are assisting other Federal organizations on data collection and analther, That funds appropriated to [the Indian Health Service] "Tribal ysis and whose salaries are fully reimbursed by the organizations
requesting the services, shall be treated as non-Federal employees for
Health Administration " and "Federal Indian Health Administration "
reporting purposes only; and, in addition, for high priority construcin this Act, except those used for administrative and program direction projects of the Centers for Disease Control, $5,000,000]. (Departtion purposes, shall not be subject to limitations directed at curtailing
[Federal] travel and transportation: Provided further, That with the ment of Health and Human Services Appropriations Act, 1990.)




A-700

Federal

Funds—^

HEAL t H- c o n t i n u e d

General and special funds—Continued

26.0

75-0943-0-1-550

Program by activities:
Direct program:
Preventive health block grant
00.01
00.02
Prevention centers
Sexually transmitted diseases
00.03
00.04
Immunization
00.05
Infectious diseases
00.06
Chronic and environmental diseases
Occupational safety and health:
Research
00.08
00.09
Training
00.12
Epidemic services
00.13
Health Statistics
00.14
HIV
00.15
Buildings and facilities
00.16
Program management
00.91

Total direct program

01.01 Reimbursable program
10.00

Total obligations

Financing:
Offsetting collections from-.
11.00
Federal funds
14.00
Non-Federal sources
21.40
Unobligated balance available, start of year
24.40
Unobligated balance available, end of year
25.00
Unobligated balance lapsing
39.00

Budget authority

Budget authority:
Current:
4 0 . 0 0 Appropriation
Reduction pursuant to P.L. 101-166
40.00
Reduction pursuant to P.L 99-177
40.00
41.00
Transferred to other accounts (budget authority)
43.00
60.00

Appropriation (adjusted)
Permanent:
Appropriation

Relation of obligations to outlays:
71.00
Obligations incurred, net
7 2 . 4 0 Obligated balance, start of year
74.40 Obligated balance, end of year
7 7 . 0 0 Adjustments in expired accounts
90.00

1989 actual

1990 est.

1991 est.

99.0
99.0
99.9

84,704
1,976

84,113
3,949
81,306

152,722

48,045

48,086

48,955

65,680

77,163

78,973

60,255

74,204

74,675

10,095

10,461

10,461

54,766

55,388

68,180

48,350

47,332

48,474

377,591
10,837

442,826

509,103

11,447

7,900

3,058

3,123

986,019

1,095,581

11.1

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services




11,143
485,947
5

5,854

5,854

530,091

586,788

Subtotal, direct obligations
Reimbursable obligations

986,019
73,194

1,095,581

1,172,101

83,000

93,000

1,059,213

1,178,581

1,265,101

4,532

4,797

4,894

4,884

5,151

5,256

37

38

38

432

523

523

423

513

513

Total obligations
Personnel Summary

83,000
1,178,581

1,265,101

-72,414

-82,100

-92,000

-780

-900

-1,000

-13,398

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent

93,000

1,059,213

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..

1,172,101

73,194

-4,537

ALLOCATIONS RECEIVED F R O M O T H E R

NATIONAL INSTITUTES OF HEALTH
Federal Funds

63

977,221

1,091,044

1,172,101

General and special funds:

1,171,755

For carrying out section 301 and title IV of the Public Health
Service Act with respect to cancer, [$1,664,000,000] $1,694,059,000.
(Department of Health and Human Services Appropriations Act, 1990.)

NATIONAL CANCER

981,905

1,106,559
-1,553
-14,217

-4,684

977,221

INSTITUTE

Program and Financing (in thousands of dollars)
1,090,789

1,171,755

255

346

986,019
462,765
-617,863
-7,348

1,095,581

1,172,101

617,863
-662,111

662,111
-705,997

1,051,333

Identification code 75-0849-0-1-550
Program by activities:
Direct program.Research:
Cancer causation
00.01
00.02
Detection and diagnosis research..
00.03
Treatment research
00.04
Cancer biology

1,128,215

1989 actual

ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriation as follows:
Environmental Protection Agency: "Hazardous substance response trust fund."

4,537

01.01
01.02
01.03
01.91
02.01
02.02
02.03

Object Classification (in thousands of dollars)

11.3

25,123

Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

3,170

The Centers for Disease Control (CDC) supports a number of
categorical programs including grants for immunizations, control of sexually transmitted diseases, HIV prevention, and
control of other infectious and chronic diseases. CDC also
supports the Preventive Health Block Grant.

11.5

104,819

22,889

81,420

156,183

00.91

Direct obligations:
Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation

106,893

25,640

3,949

78,699
141,963

Note.—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by section 213 of the Department of Health and Human Services Appropriations Act, 1989.

Identification code 75-0943-0-1-550

110,178

84,119

823,573

Outlays

Equipment

32.0
41.0
42.0

Program and Financing (in thousands of dollars)

Supplies and materials

31.0

DISEASE CONTROL, RESEARCH, AND TRAINING—Continued

Identification code

t h e b u d g e t f o r f i s c a l y e a r 1991

1990 est.

1991 est.

02.93
03.01

10.00
143,870

169,631

174,741

12,181
6,987

15,063

15,707

3,726

4,032

163,038

188,420

194,480

35,048
3

33,692
11,327

Resource development:
Cancer centers support
Research manpower development
Construction
Total resource development
Cancer prevention and control
HIV
Extramural construction
Total direct program
Reimbursable program
Total obligations..

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing

34,580

11,305

Total research

1989 actual

1991 est.

1990 est.

378,453
109,848
453,419
279,494

380,575
116,510
471,827
280,137

397,308
120,951
487,575
294,270

1,221,214

1,249,049

1,300,104

98,872
46,547
2,731

100,923
49,733
1,638

101,082
49,879
1,645

148,150

152,294

152,606

78,846

79,798

80,542

122,247

150,304

160,807

3,527

.

1,570,457

1,634,972

1,694,059

4,829

2,275

2,491

1,575,286

1,637,247

1,696,550

-4,829

-2,275

-2,491

-756

-640

12,195

2,459
4,614
14,194

39.00

Budget authority...

640

1,570,349

1,634,332

1,694,059

1,571,879

1,664,000

1,694,059

2,211

2,211

9,359
12,744

9,359

40.00

authority:
Appropriation

12,944

40.00

Reduction pursuant to P . L 101-166..

-3,617

4,957

5,395

6,112

40.00

Reduction pursuant to P.L. 101-166..

-3,222

117,487

166,706

177,636

40.00

Reduction pursuant to P.L. 99-177....

-22,829

department of h e a l t h and human services
41.00

Transferred to other accounts (budget authority)

[DEPARTMENTAL

-1,530

43.00

Appropriation (adjusted)

1,570,349

1,634,332

1,694,059

71.00
72.40
74.40
77.00

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1,570,457
994,470
-982,051
-2,546

1,634,972
982,051
-1,010,605

1,694,059
1,010,605
-1,045,879

1,580,330

1,606,418

1,658,785

90.00

Outlays
NOTES

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $3,527 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

The National Cancer Institute's central mission is to develop the means of reducing the incidence of morbidity and
mortality from cancer through a broad range of basic and
applied research, prevention and control activities, and resource development activities.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 4 9 - 0 - 1 - 5 5 0

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations.Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

62,431
19,854
4,357
11,987

70,664
24,140
4,828
10,094

75,616
25,295
5,269
13,370

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

98,629
18,089
79
5,157
1,230
9,099
3,609
424,713
31,616
9,450
968,784
2

109,726
19,381
100
5,500
1,500
10,000
4,000
446,765
32,000
10,000
992,471
2

119,550
21,121
200
5,500
1,500
10,000
4,000
461,077
32,000
10,000
1,029,109
2

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

1,570,457
4,829

1,631,445
2,275

MAnAGeMeNt]

OF

THE

41.0

Grants, subsidies, and contributions

171,275
156,381
87,350
49,848
44,463

01.01 Reimbursable program

00.91

Total direct program

1,045,505
4,570

1,072,357
2,860

1,112,502
2,900

10.00

Total obligations

1,050,075

1,075,217

1,115,402

-4,570

-2,860

-2,900

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00
40.00
41.00
43.00

71.00
72.40
74.40
77.00
90.00

Budget authority

Subtotal, allocation accounts

3,527

99.9

Total obligations

1,575,286

1,637,247

1,696,550

1,701

1,781

1,815

2,244
30

2,333
30

2,379
30

Personnel Summary

NATIONAL HEART, LUNG, AND BLOOD INSTITUTE

1,045,509

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...,
Obligated balance, end of year
Adjustments in expired accounts..




1,045,985

1,091,264
-2,488
-1,252
-15,170

1,112,502

1,072,354

1,112,502

1,072,357
621,090
-630,461

1,112,502
630,461
-652,676

1,062,986

1,090,287

-476

-1,081
1,071,524

Outlays..,
NOTES

This program provides Federal support for research and
research training in the areas of heart, lung, blood vessel, and
blood diseases.
Object Classification (in thousands of doilars)
1989 actual

1990 est.

11.1
11.3
11.5
11.8

24,015
6,719
1,400
1,290

26,987
7,691
1,581
1,486

28,760
8,222
1,686
1,590

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

33,424
6,706
34
1,236
190
2,117
1,799
160,299
7,230
6,784
825,686

37,745
7,574
31
1,249
194
2,173
1,800
163,798
7,477
7,011
840,990

40,258
7,921
31
1,261
198
2,226
1,800
170,776
7,711
7,226
873,094

1,045,505
4,570

1,070,042
2,863

579,853

1,112,502
2,900

ALLOCATION FOR NIH CONSTRUCTION GRANTS

1990 est.

581,342

1991 est.

603,185

41.0

Grants, subsidies, and contributions

2,312

99.0

1989 actual

1991 c

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
00.01
Heart and vascular diseases..

1,112,502

1,045,505
648,190
-621,090

Appropriation (adjusted)

1,072,354

1,045,509

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)..

For carrying out sections 301 and 1105 and title IV of the Public
Health Service Act with respect to cardiovascular, lung, and blood
diseases, and blood and blood products,
[$1,091,264,000]
99.0
Subtotal, direct obligations
$1,112,502,000. (Department of Health and Human Services Appropria99.0
Reimbursable obligations
tions Act, 1990.)

Identification code 7 5 - 0 8 7 2 - 0 - 1 - 5 5 0

-3

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $2,312 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

3,527

99.0

A_701

166,226
150,952
82,070
47,399
42,056
2,312

Lung diseases
Blood diseases and resources
Intramural research
Research management and support
HIV
Extramural construction

Identification code 7 5 - 0 8 7 2 - 0 - 1 - 5 5 0

ALLOCATION FOR NIH CONSTRUCTION GRANTS

SECJUTAAR-GMjed
164,296
142,110
75,818
45,340
38,088

00.02
00.03
00.05
00.06
00.07
00.08

1,694,059
2,491

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OFFiCe

Subtotal, allocation accounts

2,312

99.9

Total obligations

1,050,075

1,075,217

1,115,402

A-702

FedeRal

FUNDS—^

health continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

639

677

690

858
6

850
6

871
6

Benefits for former personnel
Travel and transportation of persons..
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions...
Interest and dividends

99.0
99.0

NATIONAL HEART, LUNG, AND BLOOD INSTITUTE—Continued

13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0
43.0

Subtotal, direct obligations..
Reimbursable obligations..

NATIONAL INSTITUTE OF DENTAL RESEARCH

10
514
79
716
162
16,268
3,770
1,192
92,454

534
82
744
160
16,888
3,012
946
94,896

554
85
772
166
17,523
3,151
990
97,699

130,694
1,516

135,459
1,634

140,520
1,691

ALLOCATION FOR NIH CONSTRUCTION GRANTS

For carrying out section 301 and title IV of the Public Health
41.0
Service Act with respect to dental disease, C$138,053,000]
$140,520,000. (Department of Health and Human Services Appropria99.0
tions Act, 1990.)

Grants, subsidies, and contributions

293

Subtotal, allocation accounts

99.9

293

Total obligations

132,210

137,386

142,211

224

236

250

339
4

345
4

358
4

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 7 3 - 0 - 1 - 5 5 0

1989 actual

Program by activities:
Direct program:
00.01
Oral diseases and disorder research
00.02
Intramural research
00.03
Research management and support
00.04
HIV
00.05
Extramural construction

1990 est.

94,215
24,132
8,427
3,920

96,320
25,246
9,231
4,662
293

99,056
26,685
9,777
5,002

00.91
01.01

Total direct program
Reimbursable program

130,694
1,516

135,752
1,634

140,520
1,691

10.00

Total obligations

132,210

137,386

142,211

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-1,516
-9
3
21

-1,634
-3

-1,691

39.00

130,709

135,749

140,520

130,752

138,053
-185
-222
-1,897

140,520

40.00
40.00
40.00
40.00
41.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L 99-177
Transferred to other accounts (budget authority)..

-43

Appropriation (adjusted)..

130,709

135,749

140,520

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

130,694
72,763
-72,527

135,752
72,527
-76,021

140,520
76,021
-78,691

90.00

Outlays..

129,850

132,258

137,850

NOTES
The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $293 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

This program provides Federal support for research and
research training in diseases of the teeth and supporting
tissue and in disorders of craniofacial structure, functions,
and behavior.

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

8,152
3,826
418
816

9,553
4,484
490
956

10,281
4,826
527
1,029

11.9
12.1

Total personnel compensation
Civilian personnel benefits

13,212
2,316

15,483
2,714

16,663
2,917




NATIONAL INSTITUTE OF DIABETES AND DIGESTIVE AND KIDNEY
DISEASES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to diabetes and digestive and kidney diseases, [$591,887,000] $605,349,000. (Department of Health and
Human Services Appropriations Act, 1990.)

Identification code 7 5 - 0 8 8 4 - 0 - 1 - 5 5 0

1989 actual

Program by activities:
Direct program:
00.01
Diabetes, endocrinology and skin diseases..
00.02
Digestive diseases and nutrition
00.03
Kidney disease, urology and hematology
00.04
Intramural research
00.05
Research management and support
00.06
HIV
00.07
Extramural construction

1990 est.

1991 est.

242,679
113,157
116,773
63,387
19,741
3,557

249,120
117,462
120,228
68,175
19,921
5,320
1,255

259,039
122,140
125,015
72,666
20,698
5,791

00.91
01.01

Total direct program..
Reimbursable program

559,294
2,974

581,481
4,972

605,349
5,000

10.00

Total obligations..

562,268

586,453

610,349

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing

-2,974
-24
4
220

-4,972
-4

-5,000

39.00

559,494

581,477

605,349

559,538

591,887
-1,725
-568
-8,117

605,349

40.00
40.00
40.00
40.00
41.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)..

-44

43.00

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 7 3 - 0 - 1 - 5 5 0

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)

43.00

-1,080

Personnel Summary

1991 est.

Appropriation (adjusted)..

559,494

581,477

605,349

71.00
72.40
74.40
77.00

i of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

559,294
409,582
-449,086
331

581,481
449,086
-471,755

605,349
471,755
-491,841

520,121

558,812

585,263

90.00

Outlays..
NOTES

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.

department of h e a l t h and human services

[DEPARTMENTAL

Includes $1,255 thousand in 1990 to be transferred to other NIH accounts for extramural construction in
Public Law 101-166.

with

This program provides Federal support for research and
research training in the areas of diabetes, digestive and
kidney diseases.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 8 4 - 0 - 1 - 5 5 0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.1
11.3
11.5
11.8

1990 est.

1991 est.

16,216
7,809
1,163
3,224

16,575
7,841
1,159
3,212

17,920
8,335
1,240
3,389

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

28,412
5,029
19
914
145
1,459
248
48,571
7,900
3,940
462,656
1

28,787
5,095
19
1,005
159
1,605
273
54,878
8,692
4,335
475,377

30,884
5,467
20
1,060
165
1,690
285
57,810
9,126
2,420
496,421

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

559,294
2,974

580,226
4,972

605,349
5,000

41.0

Grants, subsidies, and contributions

1

1

ALLOCATION FOR NIH CONSTRUCTION GRANTS

Total obligations

1,255

Subtotal, allocation accounts

99.9

1,255
562,268

586,453

610,349

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

40.00
41.00

411

416

431

605
6

611
6

626
6

OFFiCe

OF

THE

A_703

SECJUTAAR-GMjed

Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)

-5,216
-9^,525

43.00

Appropriation (adjusted)

472,095

490,409

512,212

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

471,632
377,147
-323,593
-1,459

490,409
323,593
-328,172

512,212
328,172
-341,586

523,727

485,830

498,798

90.00

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
43.0

99.0

MAnAGEMENt]

Outlays
NOTES

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $1,056 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

This program provides Federal support for research and
research training in the areas of neurological disorders and
stroke.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 8 6 - 0 - 1 - 5 5 0

11.1
11.3
11.5
11.8

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

15,721
7,457
1,005
1,855

17,648
8,322
1,041
2,000

19,420
9,160
1,146
2,200

29,011
5,340
52
1,364
139

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

26,038
4,794
20
1,299
132
9
1,176
264
44,116
6,217
5,020
382,547

1,224
340
46,560
6,522
5,328
393,453

31,926
5,879
54
1,432
146
22
1,277
352
48,455
6,800
5,566
410,303

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

471,632
1,517

489,353
2,961

512,212
3,100

41.0

Grants, subsidies, and contributions

20

ALLOCATION FOR NIH CONSTRUCTION GRANTS
NATIONAL INSTITUTE OF NEUROLOGICAL DISORDERS AND STROKE

For carrying out section 301 and title IV of the Public Health
99.0
Service Act with respect to neurological disorders and stroke,
[$497,096,0003 $512,212,000,. (Department of Health and Human Serv99.9
ices Appropriations Act, 1990.)

Program by activities:
Direct program:
00.01
Biological basis research
00.02
Clinical research
00.03
Intramural research
00.04
Research management and support
00.05
HIV
00.06
Extramural construction

1989 actual

1990 est.

1991 est.

252,910
132,174
54,036
19,443
13,069

258,908
134,510
59,692
20,085
16,158
1,056

270,331
139,138
64,093
21,423
17,227

Total direct program
Reimbursable program

471,632
1,517

490,409
2,961

512,212
3,100

10.00

Total obligations

473,149

493,370

515,312

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

-1,517
463

-2,961

-3,100

39.00

472,095

490,409

512,212

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-166
40.00 Reduction pursuant to P.L. 101-166




566,620

473,149

493,370

515,312

445

461

461

669
6

682
6

685
6

Personnel Summary

00.91
01.01

Budget authority

1,056

Subtotal, allocation accounts
Total obligations

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 8 6 - 0 - 1 - 5 5 0

1,056

497,096
-943
-528

512,212

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

NATIONAL INSTITUTE OF ALLERGY AND INFECTIOUS DISEASES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to allergy and infectious diseases,
[$846,318,000] $886,875,000. (Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 8 5 - 0 - 1 - 5 5 0
Program by activities:
Direct program:
00.01
Allergy, immunology, and transplantation
00.02
Microbiology and infectious diseases
00.03
Intramural research
00.04
Research management and support
00.05
HIV

1989 actual

1990 est.

145,170
199,349
62,663
21,809
311,277

149,576
202,437
64,669
21,428
393,083

1991 est.

155,702
215,016
69,012
23,738
423,407

A-704

S2SW5a W

H A T - OT, E
E L HC " IU D

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

Personnel Summary

N A T I O N A L INSTITUTE OF A L L E R G Y A N D INFECTIOUS

DISEASES—

Program and Financing (in thousands of dollars)—Continued
Identification code

1989 actual

75-0885-0-1-550

1990 est.

670

802

838

888
14

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Continued

1,051
14

1,134
14

1991 est.

00.06

Extramural construction..

00.91
01.01

Total direct program..
Reimbursable program

740,268

832,989

886,875

6,595

6,832

7,119

10.00

Total obligations..

746,863

839,821

893,994

-6,607

-6,832

-7,119

-29

-12

1,796
N A T I O N A L INSTITUTE OF G E N E R A L M E D I C A L

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority..

Program and Financing (in thousands of dollars)

12

18
740,257

Identification code 75-0851-0-1-550
832,977

886,875

846,318

886,875

Budget authority:
40.00

Appropriation

40.00

SCIENCES

For carrying out section 301 and title IV of the Public Health
Service Act with respect to general medical sciences, [$691,866,000]
$745,494,000. (Department of Health and Human Services Appropriations Act, 1990.)

R e d u c t i o n p u r s u a n t t o P . L . 101-166

744,152

-1,112

40.00

R e d u c t i o n p u r s u a n t t o P . L . 101-166

-1,461

40.00

Reduction pursuant t o P.L. 99-177

41.00

Transferred to other accounts (budget authority)..

-10,768
-3,895

1989 actual

Program by activities:
Direct program:
00.01
Cellular and molecular basis of disease..
00.02

00.03
00.04
00.05
00.06
00.07
00.08
00.09

189,752
209,544
92,519
122,571
27,546

Genetics

Pharmacological sciences
Biophysics and physiological sciences
Human genome research
Minority biomedical research support
Minority access to research careers
Intramural research
Research management and support
HIV
Extramural construction

9,053
951
19,368
10,830

1991 est.

1990 est.

193,904
208,600
99,155
129,997

204,561
214,880
103,478
136,424

690
10,670
1,052
21,633
14,614
1,467

32,326
13,359
1,099
23,880
15,487

43.00

Appropriation (adjusted)..

740,257

832,977

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

740,257

832,989

886,875

486,787

552,288

621,574

-552,288

-621,574

-677,465

00.91
01.01

Total direct program..
Reimbursable program

682,134
3,874

681,782
35,510

745,494
5,150

763,703

830,984

10.00

Total obligations..

686,008

717,292

750,644

-3,874
79

-35,510

-5,150

682,213

681,782

745,494

682,349

691,866

745,494

90.00

886,875

381

Outlays..

675,137
NOTES

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $1,796 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

00.10

00.11

11.00
25.00
39.00

Financing:
Offsetting collections from.- Federal funds..
Unobligated balance lapsing
Budget authority..

.

Budget authority:

This program provides Federal support for research and
research training in allergy, immunology, and transplantation
programs and in microbiology and infectious diseases.

40.00

Appropriation

40.00

R e d u c t i o n p u r s u a n t t o P . L . 101-166

-432
-156

Identification code 7 5 - 0 8 8 5 - 0 - 1 - 5 5 0

1989 actual

1990 est.

21,989
8,125
1,694
2,301

26,772
8,685
1,755
2,076

28,659
8,910
1,816
2,106

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

34,109
6,830
28
1,859
350
2,968
385
163,095
11,519
7,351
511,772
1
1

39,288
6,955
67
1,880
465
3,065
514
185,744
13,244
12,798
567,173

41,491
7,380
69
1,988
487
3,157
569
196,794
17,248
15,609
602,083

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

740,268
6,595

831,193
6,832

886,875
7,119

41.0

Grants, subsidies, and contributions

ALLOCATION FOR NIH GRANTS

99.9

Total obligations..




-9,496
-136

1,796
839,821

Appropriation (adjusted)..

682,213

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

682,134
448,641
-478,924
590

681,782
478,924
-479,443

652,441

681,263

90.00

Outlays..

681,782

745,494

745,494
479,443
-520,996

703,941

NOTES
The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $1,467 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

This program provides Federal support for biomedical research and research training in the areas of cellular and
molecular basis of disease, genetics, pharmacological sciences,
physiology, biophysics, physiological sciences, human genome
research, and minority access to research careers.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 5 1 - 0 - 1 - 5 5 0

1989 actual

1990 est.

1991 est.

Direct obligations:
Personnel compensation:
11.1
Full-time permanent
11.3
Other than full-time permanent
11.5
Other personnel compensation

1,796

746,863

Transferred to other accounts (budget authority)..

1991 est.

11.1
11.3
11.5
11.8

Subtotal, allocation accounts

Reduction pursuant t o P.L. 99-177

43.00

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

99.0

R e d u c t i o n p u r s u a n t t o P . L . 101-166

40.00

41.00
Object Classification (in thousands of dollars)

40.00

893,994

4,826
780
130

5,439
857
147

6,252
925
168

11.9

5,736

6,443

7,345

Total personnel compensation

department of health and human

NATIONAL INSTITUTES OF HEALTH—Continued
Federal Funds—Continued

services

12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

990
6
213
24
207
313
17,297
97
1,631
655,620

1,111
6
287
24
234
400
18,341
113
1,630
651,726

287
24
238
400
19,600
113
1,630
714,590

Identification code 7 5 - 0 8 4 4 - 0 - 1 - 5 5 0

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

682,134
3,874

680,315
35,510

745,494
5,150

41.0

Grants, subsidies, and contributions

1,261

99.0
99.9

1,467
1,467

Subtotal, allocation accounts
Total obligations

686,008

717,292

750,644

132
158

150
162

153
176

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

Object Classification (in thousands of dollars)

6

ALLOCATION FOR NIH CONSTRUCTION GRANTS

[DEPARTMENTAL MAnAGEMENt] O

1989 actual

Direct obligations:
Personnel compensation:
Fuii-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

12,484
4,300
949
2,205

14,309
4,700
1,100
2,400

15,571
5,100
1,150
2,500

11.9
Total personnel compensation
12.1
Civilian personnel benefits
13.0
Benefits for former personnel
21.0
Travel and transportation of persons
22.0
Transportation of things
23.2
Rental payments to others
24.0
Printing and reproduction
25.0
Other services
26.0
Supplies and materials
31.0
Equipment
32.0
Land and structures
41.0
Grants, subsidies, and contributions
42.0 Insurance claims and indemnities

19,938
3,601
17
1,111
156
1,659
357
70,808
6,124
2,912
20
318,567
1

22,509
4,065
20
1,200
160
1,900
400
72,108
6,300
3,100

24,321
4,393
20
1,300
160
2,000
400
74,581
6,800
3,600

330,198

343,898

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

425,271
2,953

441,960
3,000

461,473
3,000

41.0

Grants, subsidies, and contributions

11.1
11.3
11.5
11.8

ALLOCATION FOR NIH CONSTRUCTION GRANTS
NATIONAL INSTITUTE OF CHILD HEALTH AND H U M A N

DEVELOPMENT

For carrying out section 301 and title IV of the Public Health
99.0
Service Act with respect to child health and human development,
[$450,593,000] $461,473,000. (Department of Health and Human Serv99.9
ices Appropriations Act, 1990.)

Subtotal, allocation accounts

1989 actual

Program by activities:
Direct program:
00.01
Research for mothers and children
00.02
Population research
00.03
Intramural research
00.04
Research management and support
00.05
HIV
00.06
Extramural construction

213,387
120,044
49,178
20,225
22,437

428,224

1990 est.

1991 est.

218,280
122,812
53,516
20,603
26,749
954

226,105
127,184
57,618
21,556
29,010

Total direct program
Reimbursable program

425,271
2,953

442,914
3,000

461,473
3,000

10.00

Total obligations

428,224

445,914

464,473

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
25.00 Unobligated balance lapsing

-2,953
-3
107

-3,000

39.00

425,375

442,914

461,473

425,649

450,593
-894

461,473

43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)..

-6,173

Appropriation (adjusted)..

425,375

442,914

461,473

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year....
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..

425,271
304,344
-314,403
-450

442,914
314,403
-328,192

461,473
328,192
-342,006

414,762

429,125

447,659

90.00

Outlays..

323

323

324

451
6

447
6

453
6

NATIONAL EYE INSTITUTE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to eye diseases and visual disorders,
[$241,205,000] $247,392,000. (Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 8 7 - 0 - 1 - 5 5 0

-612

-274

464,473

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-3,000

40.00
40.00
40.00
40.00
41.00

445,914

Personnel Summary

00.91
01.01

Budget authority

954

Total obligations

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 4 4 - 0 - 1 - 5 5 0

954

Program by activities:
Direct program:
00.01
Retinal and choroidal diseases
00.02
Anterior segment diseases
00.03
Strabismus, amblyopia, and visual processing
00.05
Intramural research
00.06
Research management and support
00.07
HIV
00.08
Extramural construction

1989 actual

1990 est.

89,786
66,876
39,690
21,693
8,126
4,828

91,502
67,572
39,748
22,809
8,850
5,533
519

95,085
70,272
41,337
25,294
9,517
5,887
247,392
160

00.91
01.01

Total direct program
Reimbursable program

230,999
264

236,533
160

10.00

Total obligations

231,263

236,693

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

The National Institute of Child Health and Human Development supports research and research training in maternal
and child health and in population sciences.




40.00
40.00
40.00
40.00
41.00
43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L 99-177
Transferred to other accounts (budget authority)
Appropriation (adjusted)

247,552

-264
171

-160

231,170

236,533

231,230

241,205
-1,101
-215
-3,356

247,392

236,533

247,392

NOTES
The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $954 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

1991 est.

-160
247,392

-60
231,170

A-706

Federal

Funds—^

health continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

00.04
00.05

NATIONAL EYE INSTITUTE—Continued

00.06
00.07

Program and Financing (in thousands of dollars)—Continued
Identification code

1989 actual

75-0887-0-1-550

00.08

1990 est.

1991 est.

Obligations incurred, n e t

72.40

Obligated balance, start of year

74.40

Obligated balance, e n d of year

230,999

236,533

163,871

247,392

163,132

167,019

-167,019

-163,132

77.00 Adjustments in expired accounts
90.00

27,136

27,136

61,454

64,162

67,261

7,368

7,280

7,733

4,138

4,291

4,580

494

Total direct program

229,234

235,792

27,706

41,476

41,523

Total obligations

251,015

270,710

277,315

-27,708

-41,476

-41,523

10.00

Financing:

11.00 Offsetting collections from: Federal funds

232,000

232,646

240,040

21.40
24.40
25.00

NOTES
The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
includes $519 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

This program provides Federal support for research and
research training in the areas of eye diseases and visual disorders.
Object Classification (in thousands of dollars)
Identification code 75-0887-0-1-550

223,309

-174,371

262

Outlays

1989 actual

39.00

40.00
40.00
40.00

1990 est.

1991 est.

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

9,119
1,428
7
436
40
458
69
19,699
2,460
1,758
195,525

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

230,999
264

41.0

Grants, subsidies, and contributions

99.0

Subtotal, allocation accounts

99.9

Total obligations

2,668

2,854

325

354

490

524

9,658

11

466

482

53

63

493

511

21,952

23,443

2,753

2,887

1,654

1,554

88

206,629

236,014

160

90.00

223,403

247,552

137

195

195

216

228

233

1

1

1

11.3

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0

SCIENCES

26.0

31.0
For carrying out sections 301 and 311, and title IV of the Public
41.0
Health Service Act with respect to environmental health sciences,
43.0
[$233,264,000] $235,792,000. (Department of Health and Human Services Appropriations Act, 1990.)

-134,827

219,037

230,459

193,953

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

41.0
59,783
56,305
9,783

-129,494

-1,887

Subtotal, direct obligations
Reimbursable obligations

1991 est.

62,024
57,041

10,018

1989 actual

1990 est.

1991 est.

17,081

18,438

19,743

5,364

5,969

6,318

539

561

583

1,366

1,421

1,476

24,350

26,389

28,120

4,147

4,494

4,816

24

25

25

822

921

976

93

93

94

6,219

6,437

6,604

300

300

308

79,388

78,977

79,677

7,968

7,729

7,930

7,073

6,030

6,187

97,345

101,055

223,309

228,740

235,792

27,706

41,476

41,523

92,923
2

Grants, subsidies, and contributions

99.0

58,062
57,385
9,631

129,494

-119,297

Outlays

99.0

Program and Financing (in thousands of dollars)
1990 est.

235,792

119,297

Object Classification (in thousands of dollars)

11.8

Personnel Summary

1989 actual

229,234

91,830

This program provides Federal support for biomedical research and research training related to environmental health
hazards and toxicology research.

11.5

HEALTH

235,792

NOTES

11.1

N A T I O N A L INSTITUTE OF E N V I R O N M E N T A L

229,232

223,307

Identification code 75-0862-0-1-550

Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-51

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $494 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

160

ALLOCATION FOR NIH CONSTRUCTION GRANTS

Program by activities:
Direct program:
00.01
Biological response to environmental agents
00.02
Applied toxicological research and testing
00.03
Biometry and risk estimation

-723

Relation of
to outlays:
Obligations incurred, net..
Obligated balance, start of year...
72.40
74.40
Obligated balance, end of year
77.00
Adjustments in expired accounts..

247,392

236,693

235,792

98

197,408

231,263

233,262

-3,242

Appropriation (adjusted)..

1,591

9

235,792

-65

Transferred to other accounts (budget authority)..

10,123

1,480

229,232

223,454

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L 101-166

41.00

519

6,391

2
94

Reduction pursuant t o P . L 99-177

519

5,810
2,525
312
472

6,175

- 2

223,403

Budget authority..

71.00

11.1
11.3
11.5
11.8

Identification code 75-0862-0-1-550

Unobligated balance available, start of year..
Unobligated balance available, end of year....
Unobligated balance lapsing

40.00

43.00

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments




25,271

01.01 Reimbursable program

00.91

Relation of obligations to outlays:
71.00

Resources and manpower development
Intramural research
Research management and support
HIV
Extramural construction

.

ALLOCATION FOR NIH CONSTRUCTION GRANTS

99.0

Subtotal, allocation accounts

99.9

Total obligations

494
494
251,015

270,710

277,315

department

of

h e a l t h

and

human

services

[DEPARTMENTAL

MAnAGEMENt]

OFFiCe

OF

A_707

S C UA R Md
EJTA- j
G e

THE

31.0
517

522

720
5

726
5

736
5

2,936

3,083

172,708

184,450

191,700

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

222,547
1,506

238,939

248,938

2,000

2,000

Grants, subsidies, and contributions

516

99.0

503

2,796

Grants, subsidies, and contributions

41.0

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Equipment

41.0

Personnel Summary

Subtotal, allocation accounts

516

99.9

Total obligations

ALLOCATION FOR NIH CONSTRUCTION GRANTS

NATIONAL INSTITUTE ON AGING

For carrying out section 301 and title IV of the Public Health
Service Act with respect to aging, [$243,509,000] $248,938,000. (Department of Health and Human Services Appropriations Act, 1990.)

224,053

1989 actual

75-0843-0-1-550

Program by activities:
Direct program:
00.01
Aging
00.02
Intramural research
00.03
Research management and support..

1990 est.

1991 est.

185,515
25,047
11,542
443

196,597
27,730
13,753
859
516

203,323
29,926
14,760
929

00.04

HIV

00.05

Extramural construction

00.91
01.01

Total direct program..
Reimbursable program

222,547
1,506

239,455

248,938

2,000

2,000

10.00

Total obligations

224,053

241,455

250,938

-1,506
- 3

-2,000
-1

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-2,000

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00
40.00
41.00
43.00

authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)..
Appropriation (adjusted)

239,455

248,938

222,643

243,509

248,938

-528
-296
-3,230

239,455

248,938

239,455
168,041
-187,606

248,938
187,606
-206,521

214,328

219,890

230,023

This program provides Federal support for biomedical research and research training in the field of aging.

11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials




1990 est.

1991 est.

11,350
3,754

12,197
4,007

693
830

752
899

14,476
2,717

16,627
3,119

12
462
99
1,834
328
24,616
2,499

12
485
104

17,855
3,349
12
509
109
2,022

9,882
3,268
603
723

412

6

6

00.91
01.01

Total direct program
Reimbursable program

10.00

Total obligations

148,656

154,149

9,572

11,996

12,820

5,754

6,676

7,628

1,238

1,483

364
159,886

168,930

176,080

1,543

1,870

1,970

161,429

170,800

178,050

-1,543

-1,870

-1,970

159,891

168,930

176,080

159,897

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing

171,681

176,080

5

Budget authority..

40.00
40.00
40.00

t authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 101-166

40.00

Reduction pursuant to P.L. 99-177

41.00

Transferred to other accounts (budget authority)..

43.00

71.00
72.40
74.40

-308
-123
-2,320

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Adjustments in

90.00

- 6

159,891

Appropriation (adjusted)..

77.00

1991 est.

143,887

Extramural construction

39.00

1990 est.

673

HIV

Object Classification (in thousands of dollars)

11.1
11.3

400

6

1989 actual

Program by activities:
Direct program:
00.01
Arthritis, musculoskeletal and skin diseases
00.02
Intramural research
00.03
Research management and support

NOTES
The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $516 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

387

Program and Financing (in thousands of dollars)

00.05

- 4

1989 actual

299

For carrying out section 301 and title IV of the Public Health
Service Act with respect to arthritis, and musculoskeletal and skin
diseases, [$171,681,000] $176,080,000. (Department of Health and
Human Services Appropriations Act, 1990.)

00.04

222,547
160,079
-168,041
-257

Identification code 75-0843-0-1-550

292

NATIONAL INSTITUTE OF ARTHRITIS AND MUSCULOSKELETAL AND SKIN

Identification code 75-0888-0-1-550

94

222,639

Outlays..

272

DISEASES

222,639

Budget authority..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year....
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..
90.00

1

250,938

Personnel Summary

Program and Financing (in thousands of dollars)
Identification code

241,455

168,930

176,080

159,886

Outlays...

176,080

114,572

119,605

-114,572

accounts..

168,930

115,798

-119,605

-123,230

163,897

172,455

-3
161,109

NOTES

1,926
344
26,312
2,624

361
27,183
2,755

The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants, as
authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Includes $364 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance with
Public Law 101-166.
This program provides Federal support for biomedical research and research training in the areas of arthritis and
musculoskeletal and skin diseases.

A-708

Federal Funds—^

HEALTH-Continued

t h e

General and special funds—Continued
DISEASES—Continued

71.00
72.40
74.40

Object Classification (in thousands of dollars)

90.00

NATIONAL INSTITUTE OF ARTHRITIS AND MUSCULOSKELETAL AND SKIN

Identification code 7 5 - 0 8 8 8 - 0 - 1 - 5 5 0

11.1
11.3
11.5
11.8

1989 actual

Direct obligations:
Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

3,112
1,139
206
365

3,604
1,364
210
370

3,991
1,442
218
375

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

4,822
870
4
211
22
170
82
10,282
1,383
476
141,564

5,548
940
7
249
15
185
95
13,299
1,636
532
146,060

6,026
1,033
12
265
18
197
108
14,318
1,703
577
151,823

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

159,886
1,543

168,566
1,870

176,080
1,970

41.0

Grants, subsidies, and contributions

364

99.0

Subtotal, allocation accounts

364

Total obligations.....

161,429

170,800

178,050

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

f o r fiscal year

Relation of obligations to outlays:
Obligations incurred.net
Obligated balance, start of year
Obligated balance, end of year

94,275

1991

-55,987

117,583
55,987
-91,429

122,847
91,429
-128,175

38,288

82,141

86,101

Outlays

Note.—Includes $240 thousand in 1990 to be transferred to other NIH accounts for extramural construction in accordance
with Public Law 101-166.
This program provides Federal support for biomedical research and research training in the field of deafness and
other communication disorders.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 9 0 - 0 - 1 - 5 5 0

1989 actual

1990 est.

1991 est.

84

90

115
1

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1,029
259
46
139

2,196
364
104
192

2,385
395
113
209

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

1,473
228
1
73
13
72
10
3,888
347
867
87,303

2,856
449
3
275
45
201
65
5,579
701
992
106,177

3,102
488
3
286
47
209
68
5,835
729
1,031
111,049

99.0
99.0

ALLOCATION FOR NIH CONSTRUCTION GRANTS

99.9

budget

Subtotal, direct obligations
Reimbursable obligations

94,275
460

117,343
500

122,847
500

41.0

Grants, subsidies, and contributions

ALLOCATION FOR NIH CONSTRUCTION GRANTS

96

118
1

124
1

99.0

Subtotal, allocation accounts

99.9

240

Total obligations

NATIONAL INSTITUTE ON DEAFNESS AND OTHER COMMUNICATION

240
94,735

118,083

123,347

34
37

62
62

70
70

Personnel Summary

DISORDERS

For carrying out section 301 and title IV of the Public Health
Service Act with respect to deafness and other communication disorders, [$119,000,000] $122,847,000. (Department of Health and Human
Services Appropriations Act, 1990.)

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 9 0 - 0 - 1 - 5 5 0

00.01
00.02
00.03
00.04
00.05

Program by activities:
Deafness and other communication disorders
Intramural research
Research management and support
HIV
Extramural construction

1989 actual

88,508
2,638
3,129

RESEARCH RESOURCES

1990 est.

108,179
4,301
4,863

1991 est.

112,473
4,603
5,193
578

240

00.91
01.01

Subtotal direct program
Reimbursable program

94,275
460

117,583
500

122,847
500

10.00

Total obligations

94,735

118,083

123,347

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

-460
87

-500

-500

39.00

94,362

117,583

122,847

119,000
-100
-61
-1,256

122,847

117,583

122,847

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-166
40.00 Reduction pursuant to P.L 101-166
40.00 Reduction pursuant to P.L 99-177
42.00 Transferred from other accounts (budget authority)

94,362

43.00

94,362

Appropriation (adjusted)




For carrying out section 301 and title IV of the Public Health
Service Act with respect to research resources and general research
support grants, [$354,191,000] $319,151,000: Provided, That none of
these funds [ , with the exception of funds for the Minority Biomedical
Research Support program,] shall be used to pay recipients of the
general research support grants program any amount for indirect
expenses in connection with such grants. (Department of Health and
Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 4 8 - 0 - 1 - 5 5 0
Program by activities:
Direct program:
Clinical research
00.01
00.02
Biomedical research technology
Laboratory animal sciences and primate research .
00.03
00.04
Biomedical research support
00.05
Minority biomedical research support
00.07
Biological models and materials resources
Research centers in minority institutions
00.08
Research management and support
00.09
00.10
HIV
Total direct program
00.91
01.01 Reimbursable program

1989 actual

,

91,058
44,216
52,190
87,080
28,147

1990 est.

93,431
43,589
53,336
78,023
29,104

1991 est.

93,426
39,636
48,293
52,174

11,627
67,616

11,693
44,558

5,023
20,595
11,625
48,379

381,934
16,785

353,734
18,066

319,151
2,340

department of h e a l t h and human services
10.00

Total obligations..

[DEPARTMENTAL

398,719

371,800

321,491

Financing:
11.00 Offsetting collections from.- Federal funds
21.40 Unobligated balance available, start of year..
25.00 Unobligated balance lapsing

-16,785
-23,935
77

-18,066

-2,340

39.00

358,076

353,734

319,151

358,608

354,191
-360
-97

319,151

Budget authority..

Budget authority:
40.00 Appropriation..
40.00 Reduction pursuant to P.L 101-166
40.00 Reduction pursuant to P.L 101-166
41.00 Transferred to other accounts (budget authority)

-532

..

43.00

Appropriation (adjusted)

358,076

353,734

319,151

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

381,934
196,116
-179,862
1,099

353,734
179,862
-169,217

319,151
169,217
-125,931

399,287

364,379

362,437

90.00

MAnAGEMENt]

Outlays

The Division of Research Resources develops and supports
specialized transdisciplinary research resources in the Nation's research institutions.

Identification code 7 5 - 0 8 4 8 - 0 - 1 - 5 5 0

99.0
99.0
99.9

THE

A_709

SECJUTAAR-GMjed

01.01

Reimbursable program

2,133

2,817

3,200

10.00

Total obligations

31,251

36,330

38,327

-2,817

-3,200

29,133

33,513

35,127

29,139

33,969

35,127

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing
39.00
40.00
40.00
40.00
40.00
41.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L 99-177
Transferred to other accounts (budget authority)..

-2,133
15

.

-16
-18

-422
- 6

Appropriation (adjusted)..

29,133

33,513

35,127

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

29,118
22,001
-25,468
-120

33,513
25,468
-30,427

35,127
30,427
-33,190

25,531

28,554

32,364

90.00

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

This program provides Federal support for biomedical research and research training in the field of nursing.
Object Classification (in thousands of dollars)

1990 est.

1991 est.

Total obligations

3,656
304
150

3,570
297
152

3,618
639
4
196
23
242
230
10,798
98
338
365,748

4,110
726
10
243
39
265
237
11,886
132
153
335,933

4,019
698
10
236
35
245
225
11,936
120
140
301,487

353,734
18,066

319,151
2,340

398,719

Subtotal, direct obligations
Reimbursable obligations

3,202
279
137

381,934
16,785

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

Outlays..

Note—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.

Object Classification (in thousands of dollars)

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0

OF

43.00

Note—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.

11.1
11.3
11.5

OFFiCe

371,800

321,491

83

89

90

96
1

102
1

92
1

Identification code 7 5 - 0 8 8 9 - 0 - 1 - 5 5 0

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

1,695
136
63

2,177
169
77

1,148
202
1
100
11
92
77
765
26
115
26,581

1,894
332
1
50
5
40
40
909
11
70
30,161

2,423
411
1
58
6
42
41
683
12
30
31,420

33,513
2,817

35,127
3,200

31,251

Subtotal, direct obligations
Reimbursable obligations

1,027
83
38

29,118
2,133

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1989 actual

36,330

38,327

28

34

38

31
1

30
1

37
1

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

NATIONAL CENTER FOR NURSING RESEARCH
NATIONAL CENTER FOR H U M A N GENOME RESEARCH

For carrying out section 301 and title IV of the Public Health
For carrying out section 301 and title IV of the Public Health
Service Act with respect to nursing research, C$33,969,000]
Service Act with respect to human genome research, [$60,000,000]
$35,127,000. (Department of Health and Human Services Appropria$108,029,000. (Department of Health and Human Services Appropriations Act, 1990.)
tions Act, 1990.)
Program and Financing (in thousands of dollars)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 8 9 - 0 - 1 - 5 5 0

1989 actual

1990 est.

1991 est.
Identification code 7 5 - 0 8 9 1 - 0 - 1 - 5 5 0

Program by activities:
00.01 Nursing research
00.02 Intramural research
00.03 Research managment and support
00.04 HIV
00.91

Total direct program




25,979

1989 actual

1990 est.

1991 est.

2,437
702

29,525
202
2,799
987

30,631
266
3,082
1,148

Program by activities:
Direct program:
00.01
Human genome research
00.02
Research management and support

57,397
2,141

103,997
4,032

29,118

33,513

35,127

00.91

59,538

108,029

Total direct program

A-710Slfunds-Snt]nEuSed0F

health continued

-

t h e

1991

01.01

NATIONAL CENTER FOR HUMAN GENOME RESEARCH—Continued
Program and Financing (in thousands of dollars)—Continued
1989 actual

1990 est.

1991 est.

01.01

Reimbursable program

100

104

10.00

Total obligations

59,638

108,133

Financing:
11.00 Offsetting collections from: Federal funds..

-100

-104

39.00

59,538

108,029

Budget authority..

Reimbursable program

530

1,539

1,587

10.00

General and special funds—Continued

Identification code 7 5 - 0 8 9 1 - 0 - 1 - 5 5 0

budget f o r fiscal year

Total obligations

16,269

17,055

17,942

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing

-530
51

-1,539

-1,587

39.00

15,790

15,516

16,355

15,848

15,556

16,355

40.00
40.00
40.00
41.00

Budget authority..
authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 101-166
Transferred to other accounts (budget authority)..

-10

-30
-58

43.00
Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-166..
40.00 Reduction pursuant to P.L. 101-166..
40.00 Reduction pursuant to P.L 99-177

60,000
-24
-38
-400
59,538

108,029

15,790

15,516

16,355

71.00
72.40
74.40
77.00

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

15,739
9,367
-10,946
-227

15,516
10,946
-11,572

16,355
11,572
-12,208

13,933

14,890

15,719

108,029

43.00

Appropriation (adjusted)..

Appropriation (adjusted)..

90.00
Relation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

59,538
-38,700
20,838

Outlays..

108,029
38,700
-72,928
73,801

Note—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
T h e Fogarty International Center administers programs of
advanced study and related international activities.
Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 9 1 - 0 - 1 - 5 5 0

1989 actual

11.1
11.3
11.5

99.0
99.0

1990 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0

99.9

Outlays..

1991 est.

1,197
58
5

1,777
85
8

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

1,260
172
116
1
42
5
5,092
13
170
52,667

1,870
255
120
1
44
5
9,481
13
214
96,026

Subtotal, direct obligations
Reimbursable obligations

59,538
100

108,029
104

59,638

108,133

Total obligations

Identification code 7 5 - 0 8 1 9 - 0 - 1 - 5 5 2

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations.Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1,872
232
100
36

2,192
272
117
42

2,291
284
122
44

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

2,240
390
2
68
11
175
67
1,999
63
184
10,540

2,623
457
6
70
17
181
69
1,959
65
112
9,957

2,741
477
6
73
18
189
72
2,485
68
116
10,110

15,739
530

15,516
1,539

16,355
1,587

16,269

17,055

17,942

99.0
99.0
99.9

Subtotal, direct obligations
Reimbursable obligations
Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

45
30
1

38
1

Personnel Summary

45

Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

51

59

59

58
1

61
1

67
1

JOHN E . FOGARTY INTERNATIONAL CENTER

For carrying out the activities at the John E. Fogarty International
Center, [$15,556,000] $16,355,000. (Department of Health and Human
Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 1 9 - 0 - 1 - 5 5 2
Program by activities:
Direct program:
00.01
Gorgas Memorial Institute
00.02
International research activities
00.03
Research management and support
00.04
HIV
00.91

Total direct program




1989 actual

1990 est.

1991 est.

NATIONAL LIBRARY OF MEDICINE

For carrying out section 301 and title IV of the Public Health
Service Act with respect to health information communications,
[$83,311,000] $89,916,000. (Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 0 7 - 0 - 1 - 5 5 0

1,830
4,388
4,902
4,619
15,739

5,608
5,010
4,898
15,516

5,563
5,585
5,207
16,355

Program by activities:
Direct program.00.01
Extramural programs
00.02
Intramural programs and services
00.03
Research management and support

1989 actual

22,236
50,284
6,257

1990 est.

19,443
55,318
6,607

1991 est.

23,991
58,410
6,983

department
00.04

of

h e a l t h

and human

services

HIV

[PT ET
DAMNa
er L

MAnAGEMEnt]

20

493

00.91
01.01

Total direct program
Reimbursable program

78,797
6,154

81,861
11,520

10.00

Total obligations

84,951

93,381

-6,154
-5,405
339

-11,520

- 8 396
'

73,731

81,861

89,916

73,731

83,311
-14
-365
-1,071

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
25.00 Unobligated balance lapsing
39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 101-166
40.00 Reduction pursuant to P.L. 101-166
40.00 Reduction pursuant to P.L. 9 9 - 1 7 7

532
89 916
8 396
—-—
98,312

gggjg

43.00

Appropriation (adjusted)

73,731

81,861

89,916

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

78,797
32,725
-39,247
-363

81,861
39,247
-44,132

89,916
44,132
-48,790

76,976

85,258

90.00

Outlays

71,912

This program provides Federal support for medical library
services, and research and development in biomedical c o m m u nications.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 0 7 - 0 - 1 - 5 5 0

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

16,167
1,964
358
20

18,976
1,964
357
20

19,545
2,023
368
21

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment: Literature
Grants, subsidies, and contributions

18,509
2,924
22
355
93
563
1,376
31,528
443
8,722
14,262

21,317
3,055
22
496
153
1,419
1,473
29,916
613
7,842
15,555

21,957
3,147
23
498
153
1,454
1,498
32,187
617
8,391
19,991

78,797
6,154

81,861
11,520

89,916
8,396

84,951

93,381

98,312

458

504

517

543
10

556
10

569
10

99.0
99.0
99.9

Subtotal, direct obligations
Reimbursable obligations
Total obligations

OFFiCe

OF

THE

A_711

SECJUTaAR-GMjed

Health appropriations to high-priority activities the Director may so
designate: Provided further, That no such appropriation shall be increased or decreased by more than one percent by any such transfers
and that the Congress is promptly notified of the transfer: Provided
further, That the Director is authorized to establish ten endowed
chairs, to be filled by eminent senior biomedical scientists for periods
UP
ftve
years> within the organizational structure of the intramural
research programs of the National Institutes of Health: Provided further, That the Director may collect non-Federal funds, to remain available until expended, to supplement the Federal salaries of said chairs:
Provided further, That these salary augmentations may not result in
the total compensation of these scientists exceeding 150 percent of
Executive Level II: Provided further, That this increment above the
Federal salary of these scientists is derived solely from the non-Federal
funds collected by the Director; Provided further, That this increment
above the Federal salary of these scientists is deemed compensation for
tax purposes but not for purposes of Subpart G of Title 5, U.S.C.
(Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 8 4 6 - 0 - 1 - 5 5 0
Program by activities:
Direct program:
00.01
Program management
00.02
HIV
01.01 Reimbursable program
10.00

Budget authority

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 101-166
40.00
Reduction pursuant to P.L. 101-166
40.00
Reduction pursuant to P.L. 99-177
41.00
Transferred to other accounts (budget authority)..
43.00
60.00

Appropriation (adjusted)..
Permanent:
Appropriation

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

90.00

1990 est.

1991 est.

Outlays..,

59,599
12,865
30,404

95,553
12,089
33,530

69,428
13,747
33,530

102,868

141,172

116,705

-30,745
-75
23

-33,530
-23

-33,530

72,076

107,619

83,175

72,201

108,987
-78
-441
-1,049

82,975

107,419

82,975

200

200

72,121
53,680
-70,094
-1

107,642
70,094
-99,001

83,175
99,001
-103,377

55,706

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of vear
25.00 Unobligated balance lapsing..
39.00

1989 actual

78,735

78,799

-125
72,076

Note—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

T h e Office of the Director provides overall administration
to the National Institutes of H e a l t h through centralized services, policy development, and program coordination.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 8 4 6 - 0 - 1 - 5 5 0

OFFICE OF THE DIRECTOR

For carrying out the responsibilities of the Office of the Director,
National Institutes of Health, [$108,987,000] $82,975,000, including
purchase of not to exceed five passenger motor vehicles for replacement only: Provided, That [$34,000,000 of this amount shall be available only for the purchase of an advanced design supercomputer:
Provided further, That in addition, the Secretary shall transfer
$15,000,000 from appropriations available to each of the Institutes
which shall be available for extramural facilities construction grants
if authorized in law and if awarded competitively including such
amount as he may deem appropriate for research animal production
facilities] the Director may direct up to one percent of the total
amount made available in this Act to all National Institutes of




1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

19,316
1,209
595
61

22,905
1,363
531
86

25,343
1,610
588
92

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services

21,181
3,507
26
339
33
873
394
42,663

24,885
3,670
33
406
48
719
427
75,133

27,633
4,093
35
489
59
762
457
47,043

Sf n sS tnue 0 health-continued
lu d- n] E S dF

A-712

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

99.0
99.0

OFFICE OF THE DIRECTOR—Continued

99.9

Object Classification (in thousands of dollars)—Continued
Identification code 7 5 - 0 8 4 6 - 0 - 1 - 5 5 0
26.0
31.0
99.0
99.0

1989 actual

Total obligations

345
1,976

382
2,222

72,464
30,404

107,642
33,530

83,175
33,530

102,868

Subtotal, direct obligations
Reimbursable obligations

141,172

116,705

542

582

593

570
5

613
5

624
5

Program and Financing (in thousands of dollars)

00.01
00.02
00.03
00.04
00.05
00.06

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Research facilities
00.02
Service and administrative..
00.03
HIV
01.01 Reimbursable program

12,408
6,038
5,772
256

64,873
27,130
32,673

46,000
26,100
16,500

10.00

24,474

124,676

88,600

-256
-49,360
63,634

-63,634

38,492

61,042

38,532

61,600
-558

3,600

38,492

61,042

88,600

24,218
29,090
-23,793

124,676
23,793
-92,224

88,600
92,224
-135,243

29,515

56,245

45,581

71.00
72.90
74.90

88,600

Total obligations..

39.00
40.00
40.00
41.00
43.00
71.00
72.40
74.40
90.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

-40

The National Institutes of Health direct construction program provides for the design and construction of Federal laboratories, libraries, office buildings, and other facilities essential to the mission of the National Institutes of Health.
Object Classification (in thousands of dollars)

24.0
25.0
26.0
31.0
32.0

Direct obligations:
Printing and reproduction..
Other services
Supplies and materials
Equipment
Land and structures




90.00

1989 actual

15,919
18,720
173,727
29,320
90,963
13,555

19,293
19,999
196,442
32,658
102,195
15,139

20,434
24,320
208,915
33,769
109,307
15,639

385,726

412,384

-342,203
- 8
7

-385,719
-7

-412,384

1
78,600
—88,766

7
88,766
-88,766

-10,165

7

Budget authority
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year: Fund balance
Outlays

88,766
-88,766

The NIH management fund supports the conduct of NIH
central operations which include computer services, intramural scientific services, clinical services, grant review and approval, and intramural research support services. These activities are financed through patent royalties and advances
and reimbursements from all NIH appropriations.
Object Classification (in thousands of dollars)
1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42 0
43 0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges ...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Interest and dividends

99.9
1990 est.

1991 e

1990 est.

342,204

Total obligations

Identification code 7 5 - 3 9 6 6 - 0 - 4 - 5 5 2

Note—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.

Identification code 7 5 - 0 8 3 8 - 0 - 1 - 5 5 2

Program by activities:
Computer services
Intramural scientific services
Clinical services
Grant review and approval
intramural research support services
Rental payments

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

Program and Financing (in thousands of dollars)

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

1989 actual

Identification code 7 5 - 3 9 6 6 - 0 - 4 - 5 5 2

For construction of, and acquisition of equipment for, facilities of or
used by the National Institutes of Health, [$61,600,000] $88,600,000,
to remain available until expended. (Department of Health and
Human Services Appropriations Act, 1990.)
39.00

75-0838-0-1-552

88,600

NATIONAL INSTITUTES OF HEALTH MANAGEMENT FUND

10.00
BUILDINGS AND FACILITIES

Identification code

124,676

Intragovernmental funds:

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

88,600

24,474

Total obligations

124,676

1991 est.

343
3,105

Supplies and materials
Equipment

99.9

1990 est.

24,218
256

Subtotal, direct obligations
Reimbursable obligations

1990 est.

1991 est.

109,106
13,858
12,869
274

119,168
14,532
13,436
288

121,085
22,892
171
1,078
661
11,233
57
26,004
3,212
104,804
36,184
14,788
26
8
1

136,107
25,420
239
1,206
681
12,569
75
27,815
2,226
119,508
41,626
18,254

147,424
27,571
253
1,291
721
13,145
82
28,935
2,808
127,568
42,599
19,987

342,204

Total obligations

97,602
11,782
11,336
365

385,726

412,384

3,092

3,207

3,277

3,527
171

3,642
173

3,718
173

1991 est.
Personnel Summary

2
24,149

124,556

59

100

11

-3

20

20

100

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

department

of

h e a l t h

and human

services

[DEPARTMENTAL

MAnAGEMENt]

Program and Financing (in thousands of dollars)
1989 actual

01.01
01.02
01.03
01.04

90.00

30,665
120,273
63,469

1,000
13,539
14,739

1,000
14,958
17,549

230,793

247,914

1,195
1,266
1,003
200

1,323
1,264
1,315
214

1,359
1,264
1,512
423

3,664

4,116

4,558

201,619

Total obligations

29,671
110,546
61,298

197,955

Financing:
11.00 Offsetting collections from: Federal funds: Sales program.

71.00
72.90
74.90

234,909

252,472

-201,619

-234,909

-252,472

9,590
-10,889

10,889
-10,889

10,889
-10,889

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year: Fund balance
Outlays

-1,299

T h e National Institutes of H e a l t h Service and Supply f u n d
provides a single m e a n s for consolidated financing and accounting of business-type operations involving the sale of services and commodities to N I H and n o n - N I H customers.
Object Classification (in thousands of dollars)
Identification code 7 5 - 4 5 5 4 - 0 - 4 - 5 5 2

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

28,522
1,709
3,113
25

32,232
2,100
3,012
24

35,074
2,213
3,126
25

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities
Interest and dividends

33,369
5,013
24
251
419
396
274
62,889
2,762
51,569
37,185
7,465
2
1

37,368
7,055
34
456
293
473
451
64,490
3,278
71,577
40,632
8,802

40,438
7,350
36
461
298
490
503
68,217
3,305
78,402
41,815
11,157

201,619

234,909

252,472

907

948

947

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours




A_713

Federal Funds

1991 est.

964
6,491
10,706

Total capital investment

39.00

1990 est.

28,948
96,898
53,948

Capital investment:
Administrative services: Purchase of equipment and
systems design
Data processing services
Instrumentation: Purchase of equipment
Research animals: Purchase of equipment

10.00

S E CJU T A AR-GMjed

ALCOHOL, DRUG ABUSE, AND MENTAL HEALTH

Total operating expenses,

01.91

THE

General and special funds:

Program by activities:
Operating expenses-.
Administrative services:
00.01
Cost of goods sold
00.02
Other
00.04
Data processing services
Instrumentation:
00.06
Cost of goods sold
00.07
Other
00.09
Research animals
00.91

OF

ALCOHOL, DRUG ABUSE, AND MENTAL
HEALTH ADMINISTRATION

SERVICE AND SUPPLY FUND

Identification code 7 5 - 4 5 5 4 - 0 - 4 - 5 5 2

OFFiCe

1,034
72

1,075
73

1,076
73

For carrying out the Public Health Service Act with respect to
mental health, drug abuse, alcohol abuse, and alcoholism, section
3521 of Public Law 100-690, and the Protection and Advocacy for
Mentally 111 Individuals Act of 1986, [$1,934,177,000, of which
$7,359,000 for homeless activities shall be available for obligation for
the period October 1, 1990 through September 30, 1991, and, of which
$198,000] $2,824,152,000; of which $1,292,775,000 shall be available
for block grants under Subpart 1, Part B of Title XIX of the Public
Health Service Act, of which $1,192,851,000 shall be allotted to and
expended by States in accordance with the same criteria and limitations as were applied to such grants for the fiscal year 1990; of which
$89,924,000 shall be allotted to the States in proportion to the amount
they receive from the $1,192,851,000, to be used solely for the purpose of
drug abuse programs and activities; and of which $10,000,000 shall be
used for carrying out section 1911 (b) of said Act for drug abuse data
collection and evaluation programs; and of which $3,126,000 for renovation of government owned or leased intramural research facilities
shall remain available until expended. (Department of Health and
Human Services Appropriations Act, 1990.)
[For carrying out activities to fight the war on drugs including
substance abuse research, treatment, and prevention, $727,000,000:
Provided, That of this amount, $415,000,000 shall be provided for
block grants to States under title XIX of the Public Health Service
Act to be used exclusively for substance abuse activities and shall
remain available for obligation by the States until March 31, 1991,
and such obligated funds shall remain available for expenditure by
the States until March 31, 1992: Provided further, That of this
amount, $40,000,000 shall be available for treatment waiting period
reduction grants, if authorized in law.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 3 6 1 - 0 - 1 - 5 5 0
Program by activities:
Direct program:
00.01
Mental health
00.02
Drug abuse
00.03
-Alcohol abuse
00.04
Treatment outcome research
00.05
Substance abuse prevention
Treatment:
00.06
Grants to states
00.07
Treatment improvement
00.08
Buildings and facilities
00.09
Program management and support
00.10
HIV

1989 actual

1990 est.

1991 est.

401,412
169,489
117,895
2,282
69,770

447,428
241,652
154,059
7,803
193,437

449,650
267,253
153,519
8,335
261,892

824,430
75,000
127
9,375
173,336

1,220,664
135,778
196
10,274
214,647

1,326,478
121,709
1,526
11,480
229,669

00.91
01.01

Total direct program
Reimbursable program

1,843,116
5,336

2,625,938
6,582

2,831,511
6,754

10.00

Total obligations

1,848,452

2,632,520

2,838,265

-5,336
-426
503
369

-6,582
-503

-6,754

1,843,562

2,625,435

2,831,511

1,845,712

2,654,315
-1,000
-1,135
-26,745

2,824,152

2,625,435

2,824,152

11.00
21.40
24 40
25 00
39.00

40.00
40.00
40.00
40.00
41.00
43.00
60.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available end of year
Unobligated balance lapsing
Budget authority
authority:
Current:
Appropriation
Reduction pursuant to P.L 101-166
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 99-177
Transferred to other accounts (budget authority)
Appropriation (adjusted)
Permanent:
Appropriation (permanent, indefinite)

-2,150
1,843,562

7,359

ALCOHOL, DRUG ABUSE,
A-714 SSL?- Funds—Continued AND MENTAL HEALTH
Federal

ADMINISTRATION—Continued

t h e

General and special funds—Continued
ALCOHOL, DRUG ABUSE, AND MENTAL HEALTH—Continued

21.40
25.00

Program and Financing (in thousands of dollars)—Continued

40.00

Identification code 7 5 - 1 3 6 1 - 0 - 1 - 5 5 0

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

1990 est.

1991 est.

1,843,116
2,625,938
2,831,511
615,458
1,263,890
1,925,190
-1,263,890 -1,925,190 -2,175,069
-21,528

Outlays

1,173,156

1,964,638

2,581,632

Note:—The transfer to other accounts in 1989 represents the transfer to "Health Resources and Services" for AZT grants,
as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
This program provides Federal support for treatment, prevention, research, and research training in the areas of alcohol, drug abuse, and m e n t a l health.

71.00
72.40
74.40
77.00
90.00

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
43.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

Total obligations

23,712

12,000

18,000
15
405
-420

12,000
-405
405

22,049

Outlays

18,000

24,140
-1,838
-15
—238

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

18,000

12,000

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 3 1 2 - 0 - 1 - 5 5 1

63,123
16,253
2,906
2,892

73,966
17,948
3,141
3,133

70,929
12,529

85,174
14,736
6
3,039
407
3,605
627
3,724
3,708
234,774
10,912
9,659
2,255,567

98,188
17,421
6
3,388
435
4,139
792
4,102
4,114
260,504
11,322
10,208
2,416,892

2,625,938
6,582

2,831,511
6,754

1,848,452

Subtotal, direct obligations
Reimbursable obligations

-1,813
1,385

Budget authority (appropriation)

1991 est.

51,215
14,723
2,587
2,404

2,632,520

2,838,265

1,371

1,504

1,611

1,814
12

2,002
12

2,138
12

2,557
357
3,115
365
3,129
3,589
164,325
10,108
10,838
1,561,273
3

1991

CONSTRUCTION AND RENOVATION, SAINT ELIZABETHS HOSPITAL

1,843,117
5,335

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

Financing:
Unobligated balance available, start of year
Unobligated balance lapsing

f o r fiscal year

T h e 1991 request carries out Public L a w 9 8 - 6 2 1 , the " S a i n t
Elizabeths Hospital and District of Columbia M e n t a l H e a l t h
Services A c t , " and represents the completion of the ten year
phase-down of the direct Federal subsidy to Saint Elizabeths
Hospital.

Object Classification (in thousands of dollars)
Identification code 7 5 - 1 3 6 1 - 0 - 1 - 5 5 0

budget

10.00

1989 actual

Program by activities:
Total obligations (object class 25.0)

92

71.00
72.40
74.40
90.00

-1,281

92
-96
30

1,281
-30

27

1991 est.

1,281

-1,373
1,281

Financing:
21.40 Unobligated balance available, start of year..,
24.40 Unobligated balance available, end of year
39.00

1990 est.

1,251

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

This activity supports construction and maintenance of
buildings and facilities housing the patients of Saint Elizabeths Hospital.

AGENCY FOR HEALTH CARE POLICY AND
RESEARCH

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

FEDERAL SUBSIDY FOR SAINT ELIZABETHS HOSPITAL

To carry out the Saint Elizabeths Hospital and District of Columbia
Mental Health Services Act, [$18,000,000] $12,000,000,, which shall
be available in fiscal year [ 1 9 9 0 ] 1991 for payments to the District of
Columbia as authorized by section 9(a) of the Act: Provided, That any
amounts determined by the Secretary of Health and Human Services
to be in excess of the amounts requested and estimated to be necessary to carry out sections 6 and 9(f)(2) of the Act shall be returned to
the Treasury [ : Provided further, That funds appropriated for Federal
activities authorized by sections 6 and 9 of the Act, shall remain
available through September 30, 1991, and may be used for administrative and maintenance functions in implementing the A c t ] . (Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 3 0 0 - 0 - 1 - 5 5 1

10.00

Program by activities:
Total obligations (object class 25.0)..




1989 actual

24,140

Federal Funds
General and special funds:
HEALTH

CARE POLICY

AND

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 7 0 0 - 0 - 1 - 5 5 2

1990 est.

18,000

1991 est.

12,000

RESEARCH

For carrying out titles III and IX of the Public Health Service Act,
and Part A of title XI of the Social Security Act, $110,239,000, to be
derived to the maximum extent possible from the funds authorized by
section 926(b) of the Public Health Service Act; and of which not to
exceed $28,000,000 to be transferred from the Federal Hospital Insurance and the Federal Supplementary Medical Insurance Trust Funds,
as authorized by section 1142 of the Social Security Act; and of which
not to exceed $1,037,000 to be transferred from the Federal Hospital
Insurance and the Federal Supplementary Medical Insurance Trust
Funds, as authorized by section 201(g) of the Social Security Act; and
the remainder to be appropriated from general funds of the Treasury;
and, in addition, amounts received from Freedom of Information Act
fees, reimbursable and interagency agreements, and the sale of data
tapes shall be credited to this appropriation and shall remain available until expended.

Program by activities:
Direct program:
01.01
Health services research and technology assessment...
01.02
Patient outcomes research

1989 actual

1990 est.

1991 est.

12,226

14,065

department
01.03
01.04

of

h e a l t h

and human

s e r v i c e s[DEPARTMENTALMAnAGEMENt]OFFiCeOFTHESECJUTAAR-GMjedA_717

ASSISTANT SECRETARY FOR HEALTH
Federal Funds

HIV
Program support

01.91
04.01

Total obligations

Fi/iancing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
40.00
71.00
74.40
90.00

Program and Financing (in thousands of dollars)

Budget authority (appropriation) (indefinite)..

Identification code 7 5 - 1 1 0 1 - 0 - 1 - 5 5 0

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year
Outlays

Includes $26,098 thousand in budget authority and trust fund transfers for activities formerly carried out by the National
Center for Health Services Research. Comparable amounts for 1990 ($23,967 thousand) and 1989 ($26,550 thousand) are
excluded above.
Includes $42,065 thousand in budget authority and trust fund transfers for Medical Treatment Effectiveness research.
Comparable amounts for 1990 ($31,838 thousand) and 1989 ($5,878 thousand) are excluded above.
This activity supports research on health care services,
medical effectiveness, and patient outcomes. Similar activities
were funded under " P u b l i c H e a l t h Service M a n a g e m e n t " and
" M e d i c a l T r e a t m e n t Effectiveness" in 1989 and 1990.
Object Classification (in thousands of dollars)
1989 actual

1990 est.

1991 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

5,244
1,224
172

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges... ,
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

6,640
1,321
206
61
316
383
365
7,554
72
517
21,691

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

39,126
71,113

Total obligations

110,239
Personnel Summary

180
1

Federal Funds
General and special funds:
[OFFICE OF THE ASSISTANT SECRETARY FOR H E A L T H ]

PUBLIC

MANAGEMENT

For the expenses necessary for the Office of Assistant Secretary for
Health and for carrying out titles III, [ X V I I ] X, X X , and X X I of the
Public Health Service Act, [Public Law 100-505, and subtitle D of
title II of Public Law 100-607, $77,352,000, together with not to exceed
$1,037,000 to be transferred and expended as authorized by section
201(g) of the Social Security Act from the Federal Hospital Insurance
and the Federal Supplementary Medical Insurance Trust Funds referred to therein,] $206,000,000, and, in addition, amounts received
by the Public Health Service from Freedom of Information Act fees,




14,456

30,754

23,877

148,566

01.01
01.02
01.03
01.04
01.05

Subtotal, program operations
Health initiatives:
Disease prevention/health promotion..
Physical fitness and sports
Minority health
HIV
Vaccine program

4,429
1,307
2.949
13,236

4,440
2,468
3,946
16,150
5,895

4,461
1,499
14,962
8,523
6,914

01.91
02.01

Subtotal, health initiatives..
Public Health Service r

21,921
18,656

32,899
19,376

36,359
21,075

00.91

9,431
139,135

03.94
04.01

Total direct program..
Reimbursable program

71,331
59,442

76,152
71,257

206,000
31,155

Total obligations

130,773

147,409

237,155

-52,531
-6,911
-2,568
397

-70,220
-1,037

-31,155

69,160

76,152

206,000

69,325

77,352
-195
-1,005

206,000

Financing:
Offsetting collections from:
Federal funds
11.00
13.00
Trust funds
21.40 Unobligated balance available, start of year25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00
41.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L 99-177
Transferred to other accounts (budget authority)..

-165

43.00

Appropriation (adjusted)..

69,160

76,152

206,000

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...,
Obligated balance, end of year
Adjustments in expired accounts..

71,331
96,909
-85,944
-706

76,152
85,944
-80,117

206,000
80,117
-151,302

81,590

81,979

134,815

Outlays..

153

ASSISTANT SECRETARY FOR HEALTH

SERVICE

1991 est.

18,684
2,568
9,502

90.00

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

HEALTH

1990 est.

10.00

Identification code 7 5 - 1 7 0 0 - 0 - 1 - 5 5 2

99.9

1989 actual

Program by activities:
Direct program:
Program operations:
Health services research..
00.01
Health statistics
00.02
Adolescent family life
00.03
Family planning
00.04

NOTES

11.1
11.3
11.5

H 1 C
I 1 0

reimbursable and interagency agreements and the sale of data tapes
shall be credited to this appropriation and shall remain available
until expended [ : Provided, That in addition to amounts provided
herein, up to $14,681,000 shall be available from amounts available
under section 2611 of the Public Health Service Act, to carry out the
National Medical Expenditure Survey and the Hospital Studies Prog r a m ] . (Department of Health and Human Services Appropriations
Act, 1990.)

Total direct program
Reimbursable program

10.00

A
A ~

NOTES
Includes $139,135 thousand in 1991 for Family Planning activities transferred from Health Resources and Services.
Comparable amounts for 1990 ($139,135 thousand) and 1989 ($138,273 thousand) are excluded above.
The transfer to other accounts in 1989 includes the transfer of $165 thousand to "Health Resources and Services" for AZT
grants, as authorized by Section 213 of the Department of Health and Human Services Appropriations Act, 1989.
Excludes $26,098 thousand in budget authority and trust fund transfer for the National Center for Health Services Research
transferred to the Agency for Health Care Policy and Research in 1991. Comparable amounts for 1990 ($23,967 thousand)
and 1989 ($26,550 thousand) are included above.
This account funds m a n a g e m e n t staffing for the Public
H e a l t h Service. In addition, it funds disease prevention and
health promotion, adolescent f a m i l y life, f a m i l y planning, minority health, physical fitness and sports, and vaccine prog r a m coordination.
Object Classification (in thousands of dollars)
Identification code 7 5 - 1 1 0 1 - 0 - 1 - 5 5 0

11.1
11.3

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent..

1989 actual

1990 est.

18,404
2,581

20,207
2,512

1991 e

20,343
1,342

A-716Slfunds-Snt]nEuSed0F

health continued

-

t h e
40.00

General and special funds—Continued
PUBLIC

[OFFICE OF THE ASSISTANT SECRETARY FOR H E A L T H ]

Object Classification (in thousands of dollars)—Continued
Identification code 7 5 - 1 1 0 1 - 0 - 1 - 5 5 0
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

1989 actual

Other personnel compensation

1990 est.

1991 est.

517

23,258
3,970
1,014
78
2,451
1,132
756
19,218
257
697
23,321

22,101
3,577
1,010
57
2,327
931
492
22,724
232
700
151,849

76,152
71,257

206,000
31,155

147,409

237,155

451

470

379

555
2

Total obligations

21,502
3,551
942
73
2,166
949
642
16,868
206
826
23,606

130,773

Subtotal, direct obligations
Reimbursable obligations

416

71,331
59,442

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

539

584
2

483
1

14
14

15
14

15
15

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

71.00
72.40
74.40

[SERVICE]

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year..

1989 actual

1990 est.

1991 est.

11,809
-7,794

15,029

4,015

This appropriation supported medical effectiveness and patient outcome assessment research in 1990.
Object Classification (in thousands of dollars)
Identification code 7 5 - 1 1 0 5 - 0 - 1 - 5 5 2

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0

1989 actual

1990 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1991 est.

891
10
33

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

934
125
16
40
27
74
70
5,561
5
87
19,899

Subtotal, direct obligations
Reimbursable obligations

26,838
5,000

Total obligations

31,838

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

21
21

451

RETIREMENT PAY AND MEDICAL BENEFITS FOR COMMISSIONED

3,000

Outlays

3,451
-451

451

For retirement pay and medical benefits of Public Health Service
Commissioned Officers as authorized by law, and for payments under
t h e Retired Serviceman's Family Protection Plan and Survivor Benef i t P l a n a n d for medical care of dependent* a n d r e t i r e d p e r s o n n e l
under the Department s Medical Care Act (10 U.S.C. ch. 55), and for
payments pursuant to section 229(b) of the Social Security Act (42
U.S.C. 429(Jb)), such amounts as may be required during the current
fiscal year. (Department of Health and Human Services Appropriations Act, 1990.)

OFFICERS

[MEDICAL TREATMENT EFFECTIVENESS]
[For expenses necessary for the Public Health Service to support
medical effectiveness research, $27,000,000, together with not to
exceed $5,000,000 to be transferred and expended as authorized by
title VIII, subsection E, section 8413 of the Technical and Miscellaneous Revenue Act of 1988 from the Federal Hospital Insurance and
Supplementary Medical Insurance Trust Funds referred to therein.]
(Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 1 0 5 - 0 - 1 - 5 5 2
10.00

Program by activities:
Total obligations

13.00

Financing:
Offsetting collections from: Trust funds

40.00

-11,809

Personnel Summary

T h e 1987 appropriation under this heading provided grants
to States for the purchase of drugs effective against H I V rplnfpH illn^QQ
Q mness*
—
•
•

39.00

26,838

Outlays

EMERGENCY FUND

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 1 0 4 - 0 - 1 - 5 5 1

26,838

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

90.00

1991

-162

Appropriation (adjusted)

99.9
PUBLIC HEALTH

f o r fiscal year

Reduction pursuant to P.L. 101-166

43.00

HEALTH SERVICE MANAGEMENT—Continued

budget

Budget authority
Budget authority:
Appropriation




1989 actual

1990 est.
31,838
-5,000
26,838
27,000

19916

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 3 7 9 - 0 - 1 - 5 5 1

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03
00.04

Program by activities:
Retirement payments
Survivors' benefits
Medical care
Military service credits

80,008
4,703
13,273
6,694

87,249
5,279
16,986
3,090

91,046
5,683
17,988
3,399

10.00

Total obligations

104,678

112,604

118,116

104,678

112,604

118,116

104,678
4,015
-5,111

112,604
5,111
-6,613

118,116
6,613
-7,520

103,582

111,102

117,209

Financing:
40.00 Budget authority (appropriation) (indefinite)
71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

department

of

h e a l t h

and human

services

[DEPARTMENTAL

This activity funds annuities of retired Public H e a l t h Service (PHS) commissioned officers and survivors of retirees, and
medical care to active duty P H S commissioned officers, retirees, and dependents of m e m b e r s and retirees of the P H S
Commissioned Corps.

1990 est.
112,604
111,102

1991 est.
118,116
117,209
86,100
86,100

Total:
Budget authority
Outlays

104,678
103,582

112,604
111,102

204,216
203,309

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 3 7 9 - 0 - 1 - 5 5 1

1989 actual

1990 est.

1991 est.

13.0
25.0

Benefits for former personnel
Other services

84,711
19,967

92,528
20,076

96,729
21,387

99.9

Total obligations

104,678

112,604

118,116

THE

A_717

SECJUTAAR-GMjed

PROGRAM)

Program and Financing (in thousands of dollars)
1989 actual

Identification code 7 5 - 1 1 0 2 - 0 - 1 - 5 5 2

10.00
1989 actual
104,678
103,582

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

OF

SCIENTIFIC ACTIVITIES OVERSEAS (SPECIAL FOREIGN CURRENCY

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

OFFiCE

MANAGEMENT]

1990 est.

Program by activities:
Total obligations

1991 e

50

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

-50

Budget authority..

71.00
72.40
74.40
78.00

-3,249
-100
50
3,299

90.00

50
21,311
-20,275

1,311

Outlays..

20,275
-19,261

1,086

25,871
-21,311
-3,249

1,014

Scientific activities overseas (special foreign currency program) are supported entirely by foreign currencies owned by

RETIREMENT PAY AND MEDICAL BENEFITS FOR COMMISSIONED
OFFICERS

the United

(Proposed for later transmittal, proposed legislation)

This program

will not

obligate

Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 3 7 9 - 2 - 1 - 5 5 1

States abroad.

funds after 1990.

1989 actual

Identification code 7 5 - 1 1 0 2 - 0 - 1 - 5 5 2

1990 est.

1991 est.

Program by activities:
10.00 Total obligations (object class 12.1)..

86,100

Financing:
40.00 Budget authority (appropriation)...

21.0
25.0

1989 actual

1991 est.

1990 e
25
25

Travel and transportation of persons..
Other services

86,100

71.00
90.00

Relation of obligations to outlays:
Obligations incurred, net

86,100

Outlays..

99.9

50

Total obligations..

Intragovernmental funds:

86,100

SERVICE AND SUPPLY FUND

Program and Financing (in thousands of dollars)
PAYMENT

TO THE COMMISSIONED

CORPS RETIREMENT

Identification code 7 5 - 4 5 5 2 - 0 - 4 - 5 5 1

FUND

(Proposed for later transmittal, proposed legislation)

Program by activities:
Total obligations (object class 13.0)..

62,900

00.01
00.02
00.03
00.04
00.05
00.06
00.07

Financing:
40.00 Budget authority (appropriation)...

62,900

10.00

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 3 8 0 - 2 - 1 - 5 5 1
10.00

71.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Outlays..

1989 actual

1990 est.

1991 est.

62,900
62,900

11.00
21.90
24.90
39.00

This account would finance the G o v e r n m e n t contributions
for Commissioned Officers retirement to fund, on an accrual
basis, annuities of retired Public H e a l t h Service (PHS) commissioned officers and survivors of retirees. T h e 1991 p a y m e n t
funds the amortization of the unfunded liability for all retirem e n t benefits earned by P H S Commissioned Officers before
October 1, 1990. T h e amortization schedule for the unfunded
liability was determined by the Secretary of the D e p a r t m e n t
of H e a l t h and H u m a n Services. Included in the unfunded
liability are consolidated requirements for retirement and survivors' benefits.




71.00
72.10
74.10
90.00

1989 actual

1990 est.

1991 e

Program by activities:
Supply distribution sales
Data management services
Fiscal services
Parklawn services
Central personnel services
Commissioned officer personnel
Facilities engineering services

19,820
12,700
7,741
21,596
1,315
4,484
456

20,514
13,412
8,741
23,082
1,890
4,564
481

22,156
14,484
9,441
24,929
2,041
4,929
519

Total obligations

68,112

72,684

78,499

-65,947
-2,343
178

-72,606
-178
100

-78,479
-100
80

2,165
-4,416
-3,390

78
3,390
-3,468

20
3,468
-3,488

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year
Outlays

-5,641

This f u n d finances common user supply and service operations of P H S , including purchase of equipment, data management, fiscal services, personnel services and other miscellaneous services handled centrally.

Sf n sS tn ue 0
lu d - n] E SdF

A-718

-Continued

h at
e lh

t h e b u d g e t f o r f i s c a l y e a r 1991

Cash outgo during year: Payments to retirees—existing law..
Net income or outgo ( - )

Intragovernmental funds—Continued
SERVICE AND SUPPLY FUND—Continued

-96,729
157,791

Identification code 7 5 - 4 5 5 2 - 0 - 4 - 5 5 1

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

19,691
928
582

21,021
990
621

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

21,201
3,395
171
387
3,540
5,839
527
10,760
18,723
3,569

22,632
3,622
182
413
3,777
6,230
562
11,481
19,977
3,808

24,443
3,912
197
446
4,079
6,728
607
12,399
21,575
4,113

68,112

72,684

78,499

156,791
157,791

1,000

22,703
1,069
671

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Unexpended balance, end of year:
Cash
U.S. securities (par)
Balance of trust fund, end of year

Object Classification (in thousands of dollars)

Trust Funds
MISCELLANEOUS TRUST

FUNDS

Program and Financing (in thousands of dollars)
Identification code 75-9971-0-7-551

1989 actual

1990 est.

1991 est.

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

COMMISSIONED

CORPS

595

585

613

640
5

627
4

659
4

RETIREMENT

FUND

(Proposed for later transmittal, proposed legislation)

175
10,601
21,802

89
1,135
6,900

89
1,135
6,900

10.00

99.9

Program by activities:
00.01 Patients' benefits
00.02 Gifts
00.03 Contributions, Indian health facilities...

32,578

8,124

8,124

-6,233
-6,277

-4,453
-8,107

-4,453
-8,107

4,453
8,107

4,453
8,107

4,453
8,107

32,604

8,124

8,124

32,559
29,613
-37,462
- 5

8,124
37,462
-26,169

8,124
26,169
-19,845

24,703

19,417

14,448

175

89
1,135
6,900

89
1,135
6,900

94
2,999
16,325

70
2,232
12,146

60.00

Program and Financing (in thousands of dollars)
Identification code 7 5 - 8 2 7 4 - 2 - 7 - 6 0 2

1989 actual

1990 est.

1991

est.

Program by activities:
00.01 Retirement payments...
00.02 Survivors' benefits

91,046
5,683

10.00

Total obligations (object class 42.0)..
Financing:
Unobligated balance available, end of year...

149,000

40.00

Budget authority (appropriation)..

245,729

71.00
72.40
74.40
78.00

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

-19
-5

96,729

24.41

Total obligations..

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value

71.00
90.00

90.00

Relation of obligations to outlays:
Obligations incurred, net

96,729

Outlays..

96,729

Proposed legislation would provide for accrual funding of
the Public Health Service Commissioned Corps retirement
system and establish a retirement trust fund similar to the
Department of Defense Military Retirement Fund established
through Public Law 98-94. The fund would be financed
through: (a) Federal contribution for retired pay and retirement pay of commissioned personnel on the retired lists; (b)
Government contributions towards the unfunded retirement
liability consisting of a normal cost accrual percentage applied to basic pay amounts contained in appropriations for the
Department of Health and Human Services, Department of
Transportation (Coast Guard), Department of Justice (Bureau
of Prisons), Environmental Protection Agency, and other Federal and non-Federal entities; and (c) interest on investments.
The status of the fund would be as follows:
STATUS OF FUND
[In thousands of dollars]
Cash income for the year (intragovernmental receipts):
Employer's contribution (appropriation)
General fund payment (unfunded liability)
Earnings on investments
Total cash income




1989 actual

1990 est.

1991 est.

86,100
159,629
8,791
254,520

Outlays-

Distribution of budget authority by account:
Patients' benefits
Gifts
Contributions, Indian health facilities

10,601
21,828

Distribution of outlays by account:
Patients' benefits
Gifts
Contributions, Indian health facilities..

3,816
20,768

120

Gifts to the PHS are for the benefit of patients and for
research. Contributions are made for the construction, improvement, extension, and provision of sanitation facilities.
Object Classification (in thousands of dollars)
Identification code 7 5 - 9 9 7 1 - 0 - 7 - 5 5 1
11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

99.9

Total obligations

1989 actual

1990 est.

1991 est.

690
1,247
330

43
624
100

43
624
100

2,267
301
424
559
204
10
11,161
4,215
242
8,179
5,016

767
65
158
690
10
5
2,099
1,300
100
2,930

767
65
158
690
10
5
2,099
1,300
100
2,930

32,578

8,124

8,124

department

of

h e a l t h

and human

HEALTH CARE FINANCING ADMINISTRATION

s e r v i c e s A-721

Federal Funds

r7ift
I

GRANTS TO STATES FOR MEDICAID

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A

A "

1

1

1

(Proposed for later transmittal, proposed legislation)

61
6

22
3

22
3

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 5 1 2 - 2 - 1 - 5 5 1

1989 actual

1990 est.

1991 est.

HEALTH CARE FINANCING ADMINISTRATION

10.00

Program by activities:
Total obligations (object class 4 1 . 0 ) .

25,000

Federal Funds

40.00

Financing:
Budget authority (appropriation)....

25,000

71.00

Relation of obligations to outlays:
Obligations incurred, net

25,000

General and special funds:
GRANTS TO STATES FOR MEDICAID

For carrying out, except as otherwise provided, titles XI and XIX of
the Social Security Act, [$30,136,654,000,3 $34,501,509,000, to remain
available until expended: Provided further, That no funds shall be
obligated from this account for survey and certification activities authorized by Title XIX of the Social Security Act
For making, after May 31, [ 1 9 9 0 ] 1991, payments to States under
title XIX of the Social Security Act for the last quarter of fiscal year
[ 1 9 9 0 ] 1991 for unanticipated costs, incurred for the current fiscal
year, such sums as may be necessary.
For making payments to States under title XIX of the Social Security Act for the first quarter of fiscal year [1991, $10,400,000,000,]
1992, $12,400,000,000, to remain available until expended.
Payment under title XIX may be made for any quarter with respect
to a State plan or plan amendment in effect during such quarter, if
submitted in or prior to such quarter and approved in that or any
subsequent quarter. (Department of Health and Human Services Appropriations Act, 1990; legislative action required.)
Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
10.00

3 actual

75-0512-0-1-551

Program by activities:
Medicaid vendor payments
State and local administration
Total obligations (object class 41.0)

90.00

PAYMENTS TO HEALTH CARE TRUST FUNDS

For payment to the Federal Hospital Insurance and the Federal
Supplementary Medical Insurance Trust Funds, as provided under
sections 217(g) and 1844 of the Social Security Act, sections 103(c) and
111(d) of the Social Security Amendments of 1965, and section 278(d)
of Public Law 97-248, [$36,338,500,000.] $37,056,000,000. (Department
of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

38,214,759
2,014,743

42,868,526
2,032,983

34,857,674

40,229,502

44,901,509

40,229,502

44,901,509

26,236,000
621,674

30,136,654
1,092,848
9,000,000

10,400,000

34,857,674
671,273
-924,971

40,229,502
924,971
-924,971

44,901,509
924,971
-924,971

34,603,976

40,229,502

10.00

Outlays

Total obligations

1991 est.

30,712,000
493,000
22,000
554,580

34,367,000
378,000
35,000
367,000

36,451,000
559,000
46,000
-4,000

31,781,580

Program by activities:
Supplementary medical insurance (SMI)
Hospital insurance for uninsured (HI)
Federal uninsured payment (HI)
SECA credits (HI)

1990 est.

35,147,000

37,052,000

Financing:
25.00 Unobligated balance lapsing

34,501,509

8,000,000

00.01
00.03
00.04
00.05

44,901,509

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1989 actual

Identification code 7 5 - 0 5 8 0 - 0 - 1 - 5 7 1

34,857,674

Budget authority:
Current:
40.00
Appropriation
40.00
Appropriation (indefinite)
Permanent:
60.00
Appropriation

25,000

Outlays

This schedule reflects the impact of proposed Medicaid legislation that would promote the use of m a n a g e d care delivery
systems.

1991 est.

33,055,421
1,802,253

Financing:
39.00 Budget authority

71.00
72.40
74.40

1990 est.

90.00

1,558,500

Budget authority

31,781,580

36,705,500

37,052,000

40.00
60.00

Budget authority:
Appropriation (current, definite)
Appropriation (permanent, indefinite)

31,227,000
554,580

36,338,500
367,000

37,056,000
- 4,000

71.00

Relation of obligations to outlays.Obligations incurred, net

31,781,580

35,147,000

37,052,000

31,781,580

35,147,000

37,052,000

90.00

Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

1989 actual

1990 est.

1991 est.

[In thousands of dollars]

31,781,580
31,781,580

36,705,500
35,147,000

37,052,000
37,052,000

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual 1990 est
34,857,674 40,229,502
34,603,976 40,229,502

1991 est.
44,901,509
44,901,509
25,000
25,000

34,857,674
34,603,976

40,229,502
40,229,502

44,926,509
44,926,509

Medicaid assists States in providing medical care to their
low-income population by granting Federal matching paym e n t s under title X I X of the Social Security A c t to States
with approved plans.


http://fraser.stlouisfed.org/
250-298 O-1990-34 QL3
Federal Reserve Bank of St. Louis

Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

-1,981,000
-1,981,000
31,781,580
31,781,580

36,705,500
35,147,000

35,071,000
35,071,000

P a y m e n t s are m a d e (1) to the Federal Supplementary Medical Insurance Trust Fund; and (2) to the Federal Hospital
Insurance Trust F u n d for individuals aged 6 5 and over w h o
m e e t certain transitional insured status requirements, and for
civil service employees and annuitants w h o worked before
1983 and who were employed during January 1983.

A-720

ADMINISTRATION

Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

Program and Financing (in thousands of dollars)

PAYMENTS TO HEALTH CARE TRUST FUNDS—Continued

3 actual

Identification code 7 5 - 0 5 1 1 - 0 - 1 - 5 5 0

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 5 8 0 - 0 - 1 - 5 7 1

1989 actual

1990 est.

1991 est.

41.0
42.0

30,712,000
1,069,580

34,367,000
780,000

36,451,000
601,000

31,781,580

35,147,000

37,052,000

99.9

Grants, subsidies, and contributions
Insurance claims and indemnities
Total obligations

Program by activities:
Research, demonstrations,
projects
00.02 Medicare contractors
00.03 State certification
00.04 Administrative costs
00.01

10.00

PAYMENTS TO HEALTH CARE TRUST FUNDS

11.00
13.00
14.00
25.00

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 5 8 0 - 2 - 1 - 5 7 1

1989 actual

1990 est.

Total obligations
Financing:
Offsetting collections from.Federal funds
Trust funds
Non-Federal sources
Unobligated balance lapsing

36,000
1,446,500

1,751,523

1,847,025

1,767,798

-5,487
-1,655,408
-287
2,943

-1,746,190
-283

-1,677,471
-248

285^298

Budget authority

93,284

100,552

90,079

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

93,284

101,908
-1,356

90,079

93,284

100,552

90,079

90,341

100,552

90,079

-1,981,000

40.00
40.00

40.00

Financing:
Budget authority (appropriation)...

-1,981,000

43.00

71.00

Relation of obligations to outlays:
Obligations incurred, net

-1,981,000

71.00
72.10

-1,981,000

The amounts in this schedule reflect the impact of legislative proposals on the SMI trust fund.

PROGRAM MANAGEMENT

50,000
1,355,342
97 683
344^000

39.00

Program by activities:
Total obligations (object class 41.0)..

Outlays

50,641
1,315,417
67,258
318,207

1991 est.

10.00

90.00

and evaluation

Appropriation (adjusted)

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays

-9,370
22,304
-22,304
32,627

-2234

ZZZZ"

91,293

100,552

90,079

In 1991, program management activities include funding for
research, medicare contractors, and administrative costs. All
survey and certification activities will be funded through a
newly created revolving fund.

For carrying out, except as otherwise provided, titles XI, XVIII, and
XIX of the Social Security Act, and title XIII of the Public Health
Service Act, [the Clinical Laboratories Improvement Act of 1988, and
Object Classification (in thousands of dollars)
section 4005(e) of Public Law 100-203, [$101,908,0003 $90,079,000,
together with not to exceed [$1,917,172,000] $1,813,971,000 to be
Identification code 7 5 - 0 5 1 1 - 0 - 1 - 5 5 0
1989 actual
1990 est.
1991 est.
transferred to this appropriation as authorized by section 201(g) of the
Social Security Act, from the Federal Hospital Insurance, and the
Personnel compensation:
Federal Supplementary Medical Insurance [, the Federal Catastroph11.1
Full-time permanent
154,239
166,889
154,891
ic Drug Insurance, and the Federal Hospital Insurance Catastrophic
11.3
Other than full-time permanent
4,028
4,475
4,022
Other personnel compensation
2,975
3,349
2,884
Coverage Reserve] Trust Funds: Provided, That $100,000,000 of said 11.5
trust funds shall be expended only to the extent necessary to meet
11.9
Total personnel compensation
161,242
174,713
161,797
unanticipated [costs] workloads of agencies or organizations with 12.1 Civilian personnel benefits
23,187
23,367
21,860
which agreements have been made to participate in the administra28
13.0
Benefits for former personnel
tion of title XVIII and after maximum absorption of such costs within
21.0
Travel and transportation of persons
5,546
5,111
4,627
754
974
881
the remainder of the existing limitation has been achieved: Provided 22.0 Transportation of things
23.1
Rental payments to GSA
14,450
15,147
14,022
further, $73,000,000 of said trust funds shall be expended only to the
23.2
Rental payments to others
512
617
768
extent necessary to meet costs not fully anticipated to be incurred in
23.3
Communications, utilities, and miscellaneous charges
14,829
19,656
20,358
administering provisions of Public Law 101-239: Provided further,
24.0
Printing and reproduction
14,601
16,432
16,085
That this appropriation shall be the exclusive appropriation for ad25.0
Other services
1,462,441
1,558,160
1,506,721
26.0
Supplies and materials
2,688
2,039
2,058
ministrative and evaluation costs of research and demonstration
31.0
21,301
2,009
1,035
projects authorized by section 402 of the Social Security Amendments Equipment
41.0
Grants, subsidies, and contributions
29,550
28,500
17,280
of 1967, as amended: Provided further, That none of the funds appro42.0
Insurance claims and indemnities
384
300
306
priated here shall be obligated for any survey, inspection, or certification activities authorized by Titles XVIII or XIX of the Social Security
99.9
Total obligations
1,751,523
1,847,025
1,767,798
Act or section 353 of the Public Health Service Act: Provided further,
That all funds derived in accordance with 31 U.S.C. 9701 from organiPersonnel Summary
zations established under Title XIII of the Public Health Service Act
are to be credited to this appropriation. (Department of Health and Total number of full-time permanent positions
4,314
4,314
3,874
Human Services Appropriations Act, 1990.)
Total compensable workyears:
Full-time equivalent employment
4,022
4,108
3,667
[Notwithstanding the Departments of Labor, Health and Human
Full-time equivalent of overtime and holiday hours
23
23
20
Services, and Education, and Related Agencies Appropriations Act,
1990, the amount available for Health Care Financing Administration
Program Management shall include not to exceed $1,885,172,000 to be
transferred to this appropriation as authorized by section 201(g) of the
Social Security Act, from the Federal Hospital Insurance, the Federal
Public enterprise funds:
Supplementary Medical Insurance, the Federal Catastrophic Drug
SURVEY AND CERTIFICATION REVOLVING
FUND
Insurance, and the Federal Hospital Insurance Catastrophic Coverage
Reserve Trust Funds]. (Department of Transportation and Related There is hereby established in the Treasury of the United States a
Agencies Appropriations Act, 1990; legislative action required.)
Revolving Fund. Amounts in the Fund shall be available to the Secre-




department of h e a l t h and human services

[DEPARTMENTAL

MAnAGEMENt]

OFFiCe

OF

THE

A_721

sECJUtaAR-GMjed

tary, without fiscal year limitation, to finance the costs of carrying out
Personnel Summary
Federal and State survey and certification activities under Titles
Total
550
XVIII and XIX of the Social Security Act and activities under section number of full-time permanent positions
Total
353 of the Public Health Service Act (42 U.S.C. 263a). Fees authorized compensable workyears:
Full-time equivalent employment
550
by this paragraph and section 353(m) of the Public Health Service Act
Full-time equivalent of overtime and holiday hours
3
shall be deposited in and credited to the Fund. Notwithstanding any
other provision of law, including but not limited to sections 1903 and
1919(g) of the Social Security Act, the Secretary shall establish and
collect annually user fees from all providers and suppliers of services
HEALTH MAINTENANCE ORGANIZATION LOAN AND LOAN GUARANTEE
or items requesting certification under Titles XVIII or XIX of the
FUND
Social Security Act (except clinical laboratories otherwise inspected
and certified under section 353 of the Public Health Service Act) and[For carrying out subsections (d) and (e) of section 1308 of the
Public Health Service Act, $5,000,000 together with any amounts
payment thereof shall be made a condition of participation under said
received by the Secretary in connection with loans and loan guaranTitles. Such fees shall be determined annually in an amount sufficient
tees
to cover the estimated full cost of survey and certification activities not under title XIII of the Public Health Service Act, to be available
without fiscal year limitation for the payment of prepayment premiotherwise covered by fees collected pursuant to section 353(m) of the
ums
Public Health Service Act. These fees shall be collected annually from and interest subsidies. During the fiscal year, no commitments
for direct loans or loan guarantees shall be made.] (Department of
each provider or supplier, regardless of whether the provider or supplier will be surveyed in the year for which the fees are being charged, Health and Human Services Appropriations Act, 1990.)
and fees may be collected through deductions from payments to be
Program and Financing (in thousands of dollars)
made under Titles XVIII and XIX of the Social Security Act. Fees
may vary by group or classification of provider or supplier, or by the
Identification code 7 5 - 4 4 2 0 - 0 - 3 - 5 5 1
1989 actual
1990 est.
1991 est.
relative complexity, type, or estimated cost of planned surveys, based
on such considerations as the Secretary deems appropriate. Fees estabProgram by activities:
lished under this paragraph and section 353(m) of the Public Health Operating expenses:
Service Act shall be set and collected to maintain a minimum balance
00.03
Interest paid to private banks
106
101
97
00.04
Principal paid to private banks
37
42
46
in the Fund equal to one month's estimated expenses.
Program and Financing (in thousands of dollars)
Identification code 7 5 - 4 4 2 1 - 0 - 3 - 5 5 1

1989 actual

1990 est.

10.00

Program by activities:
10.00 Total obligations
14.00
39.00

71.00
90.00

1991 est.

510,100

Financing:
Offsetting collections from-. Non-Federal sources (user
fees)

-510,100

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays

Identification code 7 5 - 4 4 2 1 - 0 - 3 - 5 5 1

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Total obligations




1989 actual

71.00
90.00

1990 est.

1991 est.

510,100

Total obligations (object class 43.0)

7,679
7,000
250
1,000

7,000
8,000
300
1,200

8,426

16,072

16,643

-6,696
-4,250
-441

-7,317
-5,964
-5,000
-991

-6,800
-3,700
-5,000
-1,250

-7,864
5,722
5,103

-5,722
5,694
8,228

-5,694

Budget authority (appropriation)

5,801

5,000

Relation of obligations to outlays:
Obligations incurred, net

-2,961

-3,200

-107

-2,961

Outlays..

-3,200

-107

1989 actual

Identification code 7 5 - 4 4 2 0 - 0 - 3 - 5 5 1

1290

24,091
646
465
25,202
3,373
734
139
2,224
122
2,756
2,044
473,016
326
164

8,283

Status of Direct Loans (in thousands of dollars)

1210
1251

Object Classification (in thousands of dollars)

Interest payments to FFB
Premium payments to FFB
Penalty expense FFB
Pre-payment of interest penalty

Financing:
Offsetting collections from:
Non-Federal sources: Direct loan program.14.00
Interest earned
14.00
Repayments
14.00
Prepayments
14.00
Adjustments
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year-. Fund balance.
31.00 Redemption of debt
40.00

A new Survey and Certification Revolving Fund is proposed
for clinical laboratory inspection and certification activities
required by the Clinical Laboratories Improvement Amendments of 1988 (CLIA), and Medicare and Medicaid survey and
certification activities required by Titles XVIII and XIX of the
Social Security Act. Providers and suppliers will be charged
user fees which will be set annually to cover all programmatic
and administrative costs.

99.9

00.05
00.06
00.08
00.09

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments

1990 est.

81,563
-4,691

76,872
-3,200

73,672
-107

76,872

73,672

73,565

Outstanding, end of year

Trust Funds
FEDERAL HOSPITAL INSURANCE TRUST FUND

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 0 5 - 0 - 7 - 5 7 1

9 actual

1990 est.

1991 est.

00.01
00.01
00.02
00.02
00.03
00.04
00.04

Program by activities:
Benefit payments, HI
Benefit payments, CHI
Administration, HI
Administration, CHI
Peer review organizations, HI
Research, HI
Research, CHI...

55,099,352
1,952,000
889,202
42,160
590,368
21,086
2,222

59,844,000
2,549,000
993,590
18,362
297,092
25,774

65,352,000

10.00

Total obligations

58,596,390

63,727,818

66,590,695

952,872
276,623
9,200

A-722

ADMINISTRATION

Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

FEDERAL HOSPITAL INSURANCE TRUST FUND—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 2 0 - 8 0 0 5 - 0 - 7 - 5 7 1

1989 actual

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
U. S. securities:
21.41
Par value
Unrealized discounts
21.42 Unobligated balance available, end of year:
Treasury balance
24.40
U. S. securities:
Par value
24.41
24.42
Unrealized discounts
60.00

Budget authority (appropriation) (permanent, indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
72.40
Treasury balance
72.40
Treasury balance
74.40 Obligated balance, end of year: Treasury balance
90.00

1990 est.

1991 est

-1,000
-66,078,248
313,008

-82,913,977
628,086

1,000

98,939,810

119,837,453

82,913,977

-628,086

75,117,040

80,382,737

87,488,338

58,596,390

63,727,818

-469,211

1,000
468,211
-428,497

1,000
427,497
-405,579

63,768,532

66,612,613

Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

25.0

1989 actual

1990 est.

1991 est.

80,382,737
63,768,532

87,488,338
66,612,613
2,007,000
-3,350,000

99.9

1,000
99,368,306

1,000
127,007,402

82,755,101

99,369,306

127,008,402

1989 actual

1990 est.

1991 est.

577,790

669,788

581,899

23,308
590,368
57,051,352

25,774
297,092
62,393,000

9,200
276,623
65,352,000

46,285

43,411

44,522

307,287

298,753

326,451

58,596,390

Total obligations

Total:
Outlays

66,456
82,688,645

Other services
Grants, subsidies, and contributions:
Payment for health insurance experiments and demonstration projects
Payment for review organization (PRO) activities
Insurance claims and indemnities
Undistributed: Reimbursement for administrative expenses of Department of the Treasury
Administrative expenses.- Portion of limitation on salaries
and expenses-. Social Security Administration

93.0

80,382,737
63,768,532

66,612,613
-3,350,000
1,406,371

Identification code 2 0 - 8 0 0 5 - 0 - 7 - 5 7 1

75,117,040
58,237,528

75,117,040
58,237,528

63,768,532

Object Classification (in thousands of dollars)

41.0
42.0
92.0

[In thousands of dollars]
Enacted/requested:

58,237,528

Unexpended balance, end of year:
Cash
U.S. securities (par)

41.0
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

976,908
359,884
19,800
2,549,000
18,940

65,352,000
-3,350,000
948,477
300,876
11,260

Supplementary Medical Insurance Trust Fund transfer
of CHI balances: proposed legislation

66,590,695

110,349

59,844,000

744,013
116,228
11,745
1,952,000
47,564
1,238

Balance of trust fund, end of year..

58,237,528

Outlays..

55,364,740

Total annual outgo:
Present law
Proposed legislation...

-98,939,810

1,000

Cash outgo during period:
For benefit payments, HI
Proposed legislation
For administration, HI
For peer review organizations, HI....
For research, HI
For benefit payments, catastrophic..
For administration, catastrophic
For research, catastrophic

63,727,818

66,590,695

FEDERAL HOSPITAL INSURANCE TRUST FUND

89,495,338
63,262,613

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)

The Hospital Insurance program (HI) funds the costs of
hospital and related care for individuals age 65 or older and
for disabled people.
The status of the trust fund is as follows (in thousands of
dollars):
Unexpended balance, start of period:
Cash
U.S. securities (par)
Balance of trust fund, start of year
Cash income during period:
Governmental receipts:
Contributions on earnings: FICA and SECA taxes
Proposed legislation
Refund of contributions
Proposed legislation
Deposits by States
Transfer from railroad retirement account
Intragovernmental transactions:
Federal employer contributions
Postal employer contributions
Federal payment for transitional coverage for uninsured Federal employees
Federal payment for transitional coverage for the
uninsured
Federal payment for SECA tax credits
Interest payment from railroad retirement account..
Interest on investments
Proposed legislation
Transfer from Department of Defense for military
service credits
Proprietary receipts:
Premiums collected from uninsured individuals
Proposed legislation
Total annual income:
Present law
Proposed legislation...




313,007
65,562,582

1990 est.

66,456
82,688,645

1991 est.

65,875,589

82,755,101

99,369,306

1,000
99,368,306

69,215,000

-217,350

-223,000

2,505
344,600

332,000

336,000

1,686,000
364,000

1,757,000
383,000

22,000

35,000

493,000
554,580
34,232
6,568,651

378,000
367,000
37,000
8,046,000

559,000
-4,000
29,000
9,325,000
148,000

85,728

106,737

91,338

42,119

39,000

41,000
-2,000

75,117,040

80,382,737

87,488,338
2,007,000

1991 est.

Program by activities:
Total obligations (object class 4 2 . 0 ) .

22.40
24.40

Financing:
Unobligated balance transferred, net
Unobligated balance available, end of year..

-1,406,371
6,763,371

40.00

Budget authority (appropriation).

2,007,000

90.00

-3,350,000

Relation of obligations to outlays:
Obligations incurred, net

46,000

1,921,000

75,159,000
1,866,000
-234,000
-5,000

1990 est.

10.00

71.00
65,265,975

1989 actual

Identification code 2 0 - 8 0 0 5 - 2 - 7 - 5 7 1

-3,350,000
-3,350,000

Outlays..

There are a number of legislative proposals that affect the
Federal Hospital Insurance Trust Fund.

FEDERAL HOSPITAL INSURANCE CATASTROPHIC COVERAGE RESERVE
FUND

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 1 8 2 - 0 - 7 - 5 7 1
Financing:
Unobligated balance available, start of year-.
Treasury balance
21.40
21.41
U.S. securities: Par value
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
Treasury balance
24.40
24.41
U.S. securities: Par value
60.00

Appropriation (permanent, indefinite)..

1990 est.

1989 actual

-530,204
569,205

1

530,204

530,205

39,000

1991 est.

d e p a r t m e n t o f h e a l t h a n d h u m a n s e r v i c e s[DEPARTMENTALMAnAGEMENt]OFFiCeOFTHESeCJUTaAR-GMjedA

71.00
90.00

1 of obligations to outlays:
Obligations incurred, net

2

3

[In thousands of dollars]

Outlays..

1989 actual

Unexpended balance, start of year-.
Cash
U.S. securities

1990 est.

Cash income during year:
Governmental receipts: Supplemental catastrophic premium
Intragovernmental transactions: Interest on investments
Total annual income:
Present law
Transfer of balances to the Federal Supplementary Medical Insurance Trust Fund
Unexpended balance, end of year:
Cash
U.S. securities (par)
Balance of trust fund, end of year..

1991 e

1
530,204

Balance of trust fund, start of year..

530,205

527,000

39,000

t authority
Outlays
Proposed for later transmittal under proposed legislation-.
Budget authority
Outlays
t authority
Outlays

39,000
-569,205

Premiums, disabled
Proposed legislation
Intrabudgetary transactions:
Federal contributions

530,205

Interest on investments...
Proposed legislation....
Total annual income:
Present law
Proposed legislation...

1990 est.

36,853,594
1,358,269
65,596
9,797

42,964,000
1,322,46*
78,974
10,369

47,910,000
1,403,321
73,533
13,800

10.00

38,287,256

44,375,811

-134,291

2,337
42,137
-10,364,574

-1,000

Cash outgo during year:
Benefit payments
Proposed legislation
Administration
Peer review organizations
Research

49,400,654

Financing:
Unobligated balance available, start of year:
Treasury balance-.
21.40
HI reserve balances
21.40
SMI catastrophic balances
21.41
U.S. securities: Par value
Unobligated balance transferred, net:
22.40
Hi reserve balances
22.40
SMI catastrophic balance
Unobligated balance available, end of year:
24.40
Treasury balance-. HI reserve balances
24.41
U.S. securities: Par value
Budget authority (appropriation) (permanent, indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
Treasury balance-.
HI reserve balances
72.40
SMI catastrophic balances..
72.40
Obligated balance, end of year:
Treasury balance:
HI reserve balances
74.40
SMI catastrophic balances..
74.40
77.00 Adjustments in expired accounts..
Outlays..




"~6,326453

-14,097,865

-569,205
-1,406,371
-44,474
10,364,574

1,000
14,097,865

42,146,912

46,179,000

Total annual outgo:
Present law
HI Catastrophic Coverage Reserve Fund Transfer of
balances
SMI Catastrophic Transfer of balances
Transfer of balances to HI Trust Fund:
Proposed legislation
Unexpended balance, end of year.Cash
U.S. securities (par)

1,000
14,227,211
49,530,000

Balance of trust fund, end of year

38,287,256

44,375,811

49,400,654

-16,059

1,000
58,043

1,000
-13,515

-1,000

-1,000

-1,000

38,214,642

13,515

44,447,369

1990 est

1991 est.

134,291
6,326,153

28,141
10,364,574

2,057
14,097,865

6,460,444

10,392,715

14,099,922

1989 actual

-566,000
10,187,000

10,781,000

944,702

1,013,000

1,077,000

30,712,000

34,367,000

1,003,691

1,178,000

36,451,000
-1,981,000
1,221,000
77,000

42,146,913

46,179,000

49,530,000
-1,904,000

36,853,594

42,964,000

1,342,677
12,914
5,457

1,378,970
95,665
8,734

47,910,000
-2,154,000
1,396,999
79,980
16,891

38,214,642

44,447,369

49,403,870
-2,154,000

569,205
1,406,371
-1,406,371

2,000

28,141
10,364,574

2,057
14,097,865

13,164,109

10,392,715

14,099,922

13,069,681

Object Classification (in thousands of dollars)
Identification code 2 0 - 8 0 0 4 - 0 - 7 - 5 7 1

-58,043
2,488

47,626,000
47,249,870

1991 est.

Program by activities:
00.01 Benefit payments
00.02 Administration
00.03 Peer review organizations..
00.04 Research
Total obligations..

46,179,000
44,447,369

9,486,520

Premiums, aged..

1
530,204

1989 actual

-1,904,000
-2,154,000

Cash income during year:
Governmental receipts:
Refund to Supplemental Catastrophic Premium..

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 0 4 - 0 - 7 - 5 7 1

49,530,000
49,403,870

The Supplementary Medical Insurance program (SMI) is a
voluntary program which affords protection against the costs
of physician and certain other medical services. The program
also covers treatment of end-stage renal disease for eligible
enrollees. SMI costs are financed by premium payments from
enrollees and contributions from the general revenues.
The status of the trust fund is as follows (in thousands of
dollars):

Balance of trust fund, start of year..
530,205

1991 est.

46,179,000
44,447,369

42,146,912
38,214,642

Unexpended balance, start of year-.
Cash
U.S. securities

3,205

1990 est.

42,146,912
38,214,642

Total:

FEDERAL SUPPLEMENTARY MEDICAL INSURANCE TRUST FUND

90.00

7

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

The Medicare Catastrophic Coverage Repeal Act of 1989
(Public Law 101-234), repealed HI (Part A) catastrophic benefits as of December 31, 1989. Pursuant to Public Law 101-234,
balances available in this fund will be transferred to the
Supplementary Medical Insurance Trust Fund, and then rebated as required.
The status of the trust fund is as follows (in thousands of
dollars):

60.00

_

25.0
41.0
41.0
42.0
92.0

16,731

93.0

49,403,870

99.9

1989 actual

1990 est.

1991 est.

Other services
1,138,531
1,097,004
1,155,734
Grants, subsidies, and contributions:
Payment for review organization (PRO) activity
65,596
78,974
73,533
Payment for health insurance experiments and demonstration projects
9,797
10,369
13,800
Insurance claims and indemnities
36,853,594 42,964,000 47,910,000
Undistributed: Reimbursement for administrative expenses of Department of the Treasury
462
970
1,296
Administrative expenses: Portion of limitation on salaries
and expenses: Social Security Administration
219,276
224,494
246,291
Total obligations

38,287,256

44,375,811

49,400,654

A-724 SSL?-Funds—Continued
Trust

HEALTH CARE FINANCING ADMINISTRATION—Continued

t h e budget
Cash income during year:
Governmental receipts.Supplemental catastrophic premiums..
Other receipts
Intragovernmental transactions:
Interest on investments
Proprietary receipts:

FEDERAL SUPPLEMENTARY MEDICAL INSURANCE TRUST FUND

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 0 4 - 2 - 7 - 5 7 1

1989 actual

1991 est.

1990 est.

Program by activities:
10.00 Total obligations (object class 42.0)

1,406,371
-1,156,371

40.00

0
0

0
0

18,069

12,900

0

1,116,575

370,000

0

1,134,644

382,900

0

Cash outgo during year:
For administrative expenses, catastrophic
For research, catastrophic

97,354
4,345

9,474
0

0
0

Annual outgo, catastrophic:
Present law

101,699

9,474

0

-1,904,000

Relation of obligations to outlays:
71.00 Obligations incurred, net

-2,154,000

90.00

-2,154,000

Outlays..

1991

0
0

-2,154,000

Financing:
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year..
Budget authority (appropriation)

f o r fiscal year

Annual income:

Transfer of balances to the Supplementary Medical Insurance
Trust Fund
Unexpended balance, end of year:
Cash, catastrophic

0

-1,406,371

0

FEDERAL SUPPLEMENTARY MEDICAL INSURANCE, CATASTROPHIC

1989 actual

0
0

0

0

Federal Funds

1991 est.

1990 est.

0
0

SOCIAL SECURITY ADMINISTRATION

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 1 8 4 - 0 - 7 - 5 7 1

2
1,032,943
1,032,945

T h e r e are a n u m b e r of legislative proposals that affect the
Federal Supplementary Medical (SMI) T r u s t Fund.

General and special funds:
Program by activities:
00.01 Benefit payments
00.02 Administration
00.04 Research
10.00

Total obligations..

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

Budget authority (appropriation) (permanent, indefinite)

PAYMENTS TO SOCIAL SECURITY TRUST FUNDS

97,354
4,345

9,474

101,699

9,474

For payment to the Federal Old-Age and Survivors Insurance and
the Federal Disability Insurance Trust Funds, as provided under sections 201(m), 228(g), and 1131(bX2) of the Social Security Act,
[$191,968,000] $46,958,000. (.Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

- 2

-1,032,943
1,406,371

Identification code 7 5 - 0 4 0 4 - 0 - 1 - 6 5 1

2
1,032,943

Relation of obligations to outlays:
71.00 Obligations incurred, net

101,699

90.00

101,699

9,474

T h e Medicare Catastrophic Coverage Repeal A c t of 1989
(Public L a w 101-234), repealed S M I catastrophic benefits as of
December 31, 1989. P u r s u a n t to Public L a w 1 0 1 - 2 3 4 , balances
available in this account will b e transferred to the Supplem e n t a r y Medical Insurance T r u s t Fund.

99.9

Other services
Grants, subsidies, and contributions..
Undistributed
Limitation on expenses
Total obligations..

1990 est.

Balance, start of year..




4,788,968

4,940,958

Financing:
Budget authority

6,154,027

4,788,968

4,940,958

Budget authority:
Appropriation
Appropriation (permanent, indefinite)

93,631
6,0603%

191,968
4,597,000

46,958
4,894,000

71.00

Relation of obligations to outlays:
Obligations incurred, net

6,154,027

4,788,968

4,940,958

6,154,027

4,788,968

4,940,958

90.00

Outlays

Object Classification (in thousands of dollars)

82,940
4,345
1,992
12,422

9,474

1,025
1,000 1,500
6,153,002
4,787,968
4,939,458

Other services
Insurance claims and indemnities

1990 est.

1991 est.

490
900

101,699

1989 actual

25.0
42.0

1991 est.

99.9

1989 actual

1990 est

0
0

2
1,032,945

0

1,032,945

Total obligations

6,154,027

4,788,968

4,940,958

SPECIAL BENEFITS FOR DISABLED COAL MINERS

T h e status of the Federal S u p p l e m e n t a r y Medical Insurance
Catastrophic account is as follows (in thousands of dollars):
Unexpended balance, start of year;
Cash
U.S. securities

6,154,027

Identification code 7 5 - 0 4 0 4 - 0 - 1 - 6 5 1

Object Classification (in thousands of dollars)

25.0
41.0
92.0
93.0

Program by activities:
Total obligations

40.00
60.00

9,474

1989 actual

1991 est.

39.00

382,900

Identification code 2 0 - 8 1 8 4 - 0 - 7 - 5 7 1

1990 est.

10.00

1,134,644

Outlays..

1989 actual

1991 est.

0
0

For carrying out title IV of the Federal Mine Safety and Health
Act of 1977, including the payment of travel expenses on an actual
cost or commuted basis, to an individual, for travel incident to medical examinations, and when travel of more than 75 miles is required,
to parties, their representatives, and all reasonably necessary witnesses for travel within the United States, Puerto Rico, and the
Virgin Islands, to reconsideration interviews and to proceedings
before administrative law judges [$648,862,000,] $626,081,000, to
remain available until expended: Provided, That monthly benefit pay-

department

of

h e a l t h

and human

services

ments shall be paid consistent with section 215(g) of the Social Security Act.
For making, after July 31 of the current fiscal year, benefit payments to individuals under title IV of the Federal Mine Safety and
Health Act of 1977, for costs incurred in the current fiscal year, such
amounts as may be necessary.
For making benefit payments under title IV of the Federal Mine
Safety and Health Act of 1977 for the first quarter of fiscal year
|1991, $215,000,0001 1992, $203,000,000, to remain available until
expended. (Department of Health and Human Services Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

10.00

75-0409-0-1-601

1989 actual

1990 est.

1991 est.

873,330

841,597

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-146
-8,344
2,578

-499
-2,578

39.00

Budget authority

895,915

870,253

841,081

Budget authority:
Current:
40.00
Appropriation (current, definite)
40.00
Appropriation (current, indefinite)
40.00
Reduction pursuant to P.L 101-166
40.00
Reduction pursuant to P.L. 99-177

628,581
17,334

648,862
10,422
-15
-16

626,081

43.00

645,915

659,253

626,081

250,000

211,000

215,000

901,681
59,907
-68,876

872,831
68,876
-65,876

841,081
65,876
-60,876

892,712

875,831

846,081

Appropriation (adjusted)
Permanent:
Appropriation (permanent, indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
Outlays

75-0409-0-1-601

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

.

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

99.9

1990 est.

S C U AAR-GMjed
EJ T

A_725

1991 est.

2,508
80
22
44

4,168
136
39
73

4,379
143
41
76

2,654
421
17
8
468
283
30
274
43
33
17
897,579

4,416
703
41
13
770
451
38
637
114
147

4,639
739
41
13
774
453
38
639
114
147

866,000

834,000

873,330

1990 est.

1989 actual

Program by activities:
Total obligations

1991 est

15,226,615

Financing:
14.00 Offsetting collections from: Non-Federal sources
(State-financed State supplements)
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

15,429,152

18,495,594

-2,903,186
-13,705
-101,611
265,840

-2,935,000

-3,340,000

-265,840
66,446

-66,446
66,446

Budget authority

12,473,953

12,294,758

15,155,594

40.00
40.00

Budget authority:
Appropriation (current, definite)
Appropriation (current, indefinite)

9,473,953

9,098,758
260,000

11,998,594

9,473,953
3,000,000

9,358,758
2,936,000

11,998,594
3,157,000

12,323,429

12,494,152

15,155,594

-309,564
554,567

-554,567
554,567

-554,567

12,494,152

14,455,594

43.00
60.00

Appropriation (adjusted)
Appropriation (permanent, indefinite),.

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
74.10 Receivables in excess of obligations, end of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
71.00
72.10

90.00

12,554,727

Outlays

-145,433

-13,705

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

841,597

[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual 1990 est
12,473,953 12,294,758
12,554,727 12,494,152

1991 est
15,155,594
14,455,594
-55,000
-55,000

12,473,953
12,554,727

12,294,758
12,494,152

15,100,594
14,400,594

Object Classification (in thousands of dollars)
75-0406-0-1-609

1989 actual

1990 est.

1991 est.

25.0
41.0

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime, holiday, and nonceiling hours..

75-0406-0-1-609

39.00

901,827

Total obligations

Identification code

10.00

Object Classification (in thousands of dollars)
Identification code

THE

201(gXl) of the Social Security Act, [$9,098,758,0001 $11,998,591000,,
to remain available until expended: Provided, That any portion of the
funds provided to a State in the current fiscal year and not obligated
by the State during that year shall be returned to the Treasury:
Provided, That all collections from repayments of overpayments shall
he deposited in the general fund of the Treasury.
For making, after July 31 of the current fiscal year, benefit payments to individuals under title X V I of the Social Security Act, for
unanticipated costs incurred for the current fiscal year, such sums as
may be necessary.
For carrying out the Supplemental Security Income Program for
the first quarter of fiscal year [1991, $3,157,000,000] 1992,
$3,550,000,000, to remain available until expended. (Department of
Health and Human Services Appropriations Act, 1990.)

-516

90.00

OF

Program and Financing (in thousands of dollars)

Program by activities:
Total obligations

901,827

60.00

OFFiCe

MAnAGEMENt]

[DEPARTMENTAL

Direct obligations:
Other services
Grants, subsidies, and contributions

1,053,574
11,269,854

1,124,152
11,370,000

1,242,594
13,913,000

Subtotal, direct obligations
Reimbursable obligations

12,323,428
2,903,186

12,494,152
2,935,000

15,155,594
3,340,000

15,226,615

15,429,152

18,495,594

Identification code

89

147

147

99.0
99.0

94

158
4

158
4

99.9

1

Total obligations

SUPPLEMENTAL SECURITY INCOME

PROGRAM

(Proposed for later transmittal, proposed legislation)
SUPPLEMENTAL SECURITY INCOME

PROGRAM

For carrying out the Supplemental Security Income Program, title
XI of the Social Security Act, section 401 of Public Law 92-603,
section 212 of Public Law 93-66, as amended, and section 405 of
Public Law 95-216, including payment to the Social Security trust
funds for administrative expenses incurred pursuant to section




Program and Financing (in thousands of dollars)
Identification code

10.00

75-0406-2-1-609

Program by activities:
Total obligations (object class 42.0)..

1989 actual

1990 est.

1991 est.

-55,000

A-726

FSuEKnSN,STRAT,ON_Continued

t h e

budget f o r fiscal year

19
91

Object Classification (in thousands of dollars)

General and special funds—Continued
SUPPLEMENTAL SECURITY INCOME PROGRAM—Continued

Identification code 7 5 - 1 5 0 0 - 0 - 1 - 6 0 9

1989 actual

1990 est.

1991 est.

Program and Financing (in thousands of dollars)—Continued
Identification code 7 5 - 0 4 0 6 - 2 - 1 - 6 0 9

1989 actual

1990 est.

40.00

Financing:
Budget authority (appropriation)

-55,000

71.00

Relation of obligations to outlays:
Obligations incurred, net

-55,000

90.00

Proposed legislation would m a k e certain improvements to
the administration of the Supplemental Security Income program.

FAMILY SUPPORT ADMINISTRATION
Federal Funds
General and special funds:
PROGRAM ADMINISTRATION

For necessary administrative expenses to carry out titles I, IV, X,
XI, XIV, and X V I of the Social Security Act, the Act of July 5, 1960
(24 U.S.C. ch. 9), title X X V I of the Omnibus Budget Reconciliation
Act of 1981, the Community Services Block Grant Act, title IV of the
Immigration and Nationality Act, section 501 of the Refugee Education Assistance Act of 1980, Public Law 100-77, [Public Law 100628J and section 126 and titles IV and V of Public Law 100-485,
[$86,806,000] $79,200,000, to be reduced by such sums as may be
collected, which shall be credited to this account as offsetting collections, from fees for the costs of responding to requests for information
under section 453 of the Social Security Act: Provided, That for each
such request not affected by section 453(f), a fee of not less than $1
shall be charged to State and local governments. (Department of
Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

00.01
01.01

Program by activities:
Direct program
Reimbursable program..

10.00

Total obligations

39,591
942
323
18

40,739
969
330
16

41,272
982
335
16

42,054
5,861
8
1,740
60
5,286
2,475
349
15,345
450
1,000
9,825

42,605
5,861
8
1,740
60
5,569
2,475
750
12,432
450
1,000
4,250

77,200
2,400

1990 est.

1991 est.

77,570
685

85,453
394

77,200
2,400

78,255

85,847

79,600

Financing:
Offsetting collections from:
Federal funds
11.00
14.00
Non-Federal funds
14.00
Non-Federal funds (section 453 excl 453f)..
25.00 Unobligated balance lapsing

-300
-385

-394

-1,400
-1,000

39.00

Budget authority..

81,474

85,453

Budget authority:
Appropriation
Reduction pursuant to P.L 101-166
Reduction pursuant to P.L. 99-177

81,474

86,806
-168
-1,185

77,200

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

40,874
5,696
18
1,740
60
6,135
2,014
479
13,474
431
3,245
1,500
25

99.0

Subtotal direct program obligations, Health and
Human Services
Reimbursable obligations..

75,691
785

84,453
394

11.1
11.9
12.1
21.0
23.3
24.0
25.0
26.0
41.0

Personnel compensation: full-time permanent
Total personnel compensation
Personnel benefits: Civilian
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Grants, subsidies, and contributions

1,160
1,160
148
34
309
2
122
4

691
691
82
25
80
1
25

99.0

Subtotal obligations, Department of Labor

1,779

1,000

Total obligations

78,255

85,847

974

1,001

1,010

1,013
42

1,069
42

1,069
42

25
24

14
13

.

ALLOCATION TO DEPARTMENT OF LABOR

96

Personnel Summary
HEALTH AND HUMAN SERVICES
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

77,200

40.00
40.00
40.00

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
42.0

99.9

-55,000

1989 actual

11.1
11.3
11.5
11.8

Direct program:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

99.0

Outlays

Identification code 7 5 - 1 5 0 0 - 0 - 1 - 6 0 9

HEALTH AND HUMAN SERVICES

1991 est.

ALLOCATION TO DEPARTMENT OF LABOR

3,904

43.00

Appropriation (adjusted)

81,474

85,453

77,200

71.00
72.40
74.40
77.00

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

77,570
35,788
-30,196
-3,978

85,453
30,196
-35,392

77,200
35,392
-32,856

79,184

80,257

79,736

90.00

Outlays

This account finances Federal administration of F a m i l y
Support Administration programs, and related research and
evaluation.




Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

FAMILY SUPPORT PAYMENTS TO STATES

For making payments to States or other non-Federal entities,
except as otherwise provided, under titles I, I V - A and - D , X, XI, XIV,
and X V I of the Social Security Act, [section 903 of Public Law 100628,] and the Act of July 5, 1960 (24 U.S.C. ch. 9), [$9,007,946,000]
$9,657,246,000, to remain available until expended.
For making, after May 31 of the current fiscal year, payments to
States or other non-Federal entities under titles I, I V - A and -D, X,
XI, XIV, and X V I of the Social Security Act, for the last three
months of the current year for unanticipated costs, incurred for the
current fiscal year, such sums as may be necessary.
For making payments to States or other non-Federal entities under
titles I, I V - A and -D, X, XI, XIV, and X V I of the Social Security Act
and the Act of July 5, 1960 (24 U.S.C. ch. 9) for the first quarter of
fiscal year [1991, $3,000,000,000] 1992, $3,300,000,000 to remain
available until expended. (Department of Health and Human Services
Appropriations Act, 1990.)

department

of

h e a l t h

and human

services

[DEPARTMENTAL

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 0 1 - 0 - 1 - 6 0 9

01.00

Child support enforcement:
Gross federal share of collections
Federal incentive payments to states
State child support administrative costs

01.01
01.02
01.03
01.91

Subtotal

10.00

Total obligations (object class 41.0)

21.40
24.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority

Budget authority:
Current:
40.00
Appropriation
40.00
Appropriation (indefinite)
40.00
Reduction pursuant to P.L 99-177

1991 est.

8,884,675
517,097

9,161,278
512,722

9,489,051
509,949

15,628

16,346

115,907
17,242
1,354,348

205,000
206,000
1.504,500
-398,320

160,000
489,000
1,471,900

11,207,526

12,136,246

-724,112
238,600
921,560

-836,000
276,000
1,059,000

-1,008,000
332,000
1,197,000

499,000

521,000

11,340,945

11,706,526

12,657,246

-270,682
69,937

-69,937
55,963

-55,963
55,963

11,140,200

11,692,552

9,657,246

8,640,200

8,992,552

9,657,246

2,500,000

2,700,000

3,000,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

11,340,945 11,706,526
222,652
398,320
-398,320
-19,600
413

12,657,246
19,600
-12,799

90.00

11,165,690

12,664,047

60.00

Outlays

THE

SECJUTAAR-GMjed

A_727

FISCAL ASSISTANCE FOR PUERTO

12,085,246

Rico

For making payments to Puerto Rico for assistance for needy persons, $825,000,000: Provided, That the Commonwealth develop a plan
approved by the Secretary of Health and Human Services for the
current fiscal year which (1) designates the agency or agencies directly
responsible for the administration, or supervision of the administration, of the program for the provision of such assistance, (2) assesses
the needs of needy persons residing in the Commonwealth, (3) describes
the program for the provision of such assistance, including the forms
of assistance to be provided and the persons to whom such assistance
will be provided, and any agencies designated to provide such assistance, and (4) such other information as the Secretary of Health and
Human Services may require: Provided further, That the Commonwealth submits such plan to the Secretary of Health and Human
Services at least 30 days prior to the payment of funds to the Commonwealth.
Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 1 0 - 0 - 1 - 6 0 9

9,007,946
2,932
-18,326

Appropriation (adjusted)
Permanent:
Appropriation

OF

Legislation will be proposed to: increase f a m i l y income by
extending child support services to recipients of Food Stamps
and other assistance programs; encourage States to provide
child support services m o r e efficiently; to recover on a sliding
scale some of the costs of successful child support services;
and to conform A F D C to Medicaid by concurrently adjusting
federal payments associated with excessive erroneous payments.

12,657,246

8,204,337
435,863

43.00

OFFiCe

16,346

436,048

Subtotal

1990 est.

10,904,897

Program by activities:
Maintenance assistance:
Aid to families with dependent children payments:
00.01
Properly issued payments
00.02
Erroneously issued payments
00.03
Collection of excess state errors
00.04
Payments to territories
00.05
Emergency assistance, repatriation, and section 903
demonstration
00.06
Work program child care
00.07
State welfare administrative costs
00.08
Annual and other overgrant adjustments

1989 actual

MAnAGEMENt]

1989 actual

1990 est.

1991 est.

10.00

Program by activities:
Total obligations (object class 41.0)..

825,000

40.00

Financing:
Budget authority (appropriation)...

825,000

71.00
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

825,000
-1,650

90.00

823,350

Outlays

This establishes a broad-based assistance program for
Puerto Rico and gives the C o m m o n w e a l t h extensive flexibility
in tailoring the program to the needs of its low income households.

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual 1990 est.
11,140,200 11,692,552
11,165,690 12,085,246

-32,400
-32,400
11,140,200
11,165,690

11,692,552
12,085,246

L o w INCOME HOME ENERGY ASSISTANCE

1991 est.

12,657,246
12,664,047

12,624,846
12,631,647

For making payments under title X X V I of the Omnibus Budget
Reconciliation Act of 1981, [$1,393,000,000, of which $60,000,000 shall
become available for making payments on September 30, 1990]
$1,050,000,000. (Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 0 2 - 0 - 1 - 6 0 9

FAMILY SUPPORT PAYMENTS TO STATES

10.00

(Proposed for later transmittal, proposed legislation)

Financing:
25.00 Unobligated balance lapsing

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 0 1 - 2 - 1 - 6 0 9

1989 actual

1990 est.

Program by activities:
Total obligations (object class 41.0)

1991 est.

10.00

Program by activities:
Total obligations (object class 41.0)..

-32,400

40.00

Financing:
Budget authority (appropriation)...

-32,400

71.00

Relation of obligations to outlays:
Obligations incurred, net

40.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year..:
Adjustments in expired accounts

1989 actual

1990 est.

1991 est.

1,383,094

1,393,000

1,050,000

1,383,200

1,393,000

1,050,000

1,383,094
127,439
-116,350
-925

1,393,000
116,350
-137,005

1,050,000
137,005
-108,200

1,393,258

1,372,345

1,078,805

106

-32,400

90.00

Outlays




71.00
72.40
74.40
77.00
90.00

-32,400

Outlays

This program m a k e s grants to States and Indian tribes to
aid low-income households with high energy costs through

A-728

F S

Frd^nAtSNISTRATION_Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

General and special funds—Continued

11.00
25.00

Low INCOME HOME ENERGY ASSISTANCE—Continued

payments to eligible households, energy suppliers, and building operators.

Financing:
Offsetting collections from: Federal funds
Unobligated balance lapsing

39.00

Budget authority

380,598

For making payments for refugee and entrant assistance activities
43.00
Appropriation (adjusted)
authorized by title IV of the Immigration and Nationality Act and
Permanent:
section 501 of the Refugee Education Assistance Act of 1980 (Public
60.00
Appropriation
Law 96-422), $368,822,000, of which $210,000,000 shall be available for
Relation of obligations to outlays:
State cash and medical assistance. (Department of Health and Human
71.00 Obligationsincurred.net
Services Appropriations Act, 1990.)
72.40
74.40
77.00

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 0 3 - 0 - 1 - 6 0 9

1989 actual

Program by activities:
State-administered programs
Voluntary agency programs
Preventive health
Targeted assistance

324,851
15,808
5,770
34,052

285,000
40,000
5,770
38,052

285,000
40,000
5,770
38,052

380,481

368,822

368,822

-232
-3,295
3,527
1,875

-3,527
3,527
368,822

368,822

380,481
109,955
-164,372
63,157
-232

368,822
164,372
-148,465

368,822
148,465
-146,556

388,990

384,729

370,731

42,000

390,639
-1,859

33,959

380,598

388,780

33,959
8,041

380,480
137,757
-131,614
-3,242

388,780
131,614
-130,393

42,000
130,393
-22,799

383,381

Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

390,001

149,594

-3,527
3,527

382,356

388,780

380,598

auth
Current:
Appropriation
Reduction pursuant to P.L. 99-177

40.00
40.00

REFUGEE AND ENTRANT ASSISTANCE

-129
118

00.01
00.02
00.03
00.04
10.00

Total obligations (object class 41.0)
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

17.00
21.40
24.40
25.00
40.00

71.00
72.40
74.40
77.00
78.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

Outlays

1990 est.

1991 est.

SPECIAL

GRANTS

Outlays

Object Classification (in thousands of dollars)
Identification code 7 5 - 1 5 0 4 - 0 - 1 - 5 0 6
41.0
99.0

TO STATES

FOR

SERVICES

1990 est.

1989 actual

Grants, subsidies, and contributions
Reimbursable obligations

99.9

Refugee and entrant assistance.—States are subsidized for
administering the refugee assistance program, and are given
Federal subsidies for the normal State share of AFDC and
Medicaid costs for newly arriving refugees.

[COMMUNITY SERVICES BLOCK G R A N T ]

90.00

380,480
129
380,609

Total obligations

388,780

42,000

388,780

42,000

.

PAYMENTS TO STATES FOR [ A F D C WORK PROGRAMS]
SUPPORT

1991 est.

FAMILY

ACTIVITIES

For carrying out aid to families with dependent children work
programs, as authorized by part F [and part C (including registration
of individuals for such programs, and for related child care and other
supportive services as authorized by section 402(a)(19XG))] of title IV
of the Social Security Act, [$349,975,000, together with such additional amounts as may be necessary for unanticipated costs incurred for
the current fiscal year for carrying out those programs: Provided,
That the total amount appropriated under this paragraph shall not
exceed the limit established in section 403(kX3) of the Act (as added
by section 201(c) of the Family Support Act of 1988): Provided further,
That a State may not receive more than one-fourth of the amount of
its fiscal year 1989 allotment under part C for each quarter in fiscal
year 1990 during which part C applies to that State, and a State may
not receive more than one-fourth of its annual limitation determined
under section 403(k)(2) for each quarter in fiscal year 1990 during
which part F applies to that State: Provided further, That the quarterly amounts specified in this paragraph shall be the maximum
amounts to which the States may become entitled for these purposes]
$1,000,000,000. (Department of Health and Human Services Appropriations Act, 1990.)

For making payments under [the Community Services Block Grant
Act and] title VII of the Stewart B. McKinney Homeless Assistance
Act, [$396,680,000, of which $8,041,000 for homeless activities shall be
available for obligation for the period October 1, 1990, through SepProgram and Financing (in thousands of dollars)
tember 30, 1991, of which $20,254,000 shall be for carrying out section
681(aX2XA), $4,013,000 shall be for carrying out section 681(aX2XD),
1989 actual
1990 est.
Identification code 7 5 - 1 5 0 9 - 0 - 1 - 9 9 9
$2,948,000 shall be for carrying out section 681(aX2XE), $9,669,000
shall be for carrying out section 681(aX2)(F), $236,000 shall be for
Program by activities:
00.01 JOBS/WIN transition
463,038
carrying out section 681(aX3), $3,512,000 shall be for carrying out
00.02 Work incentives
80,275
section 408 of Public Law 99-425, and $2,418,000 shall be for carrying
out section 681A with respect to the community food and nutrition
10.00
Total obligations (object class 41.0)
80,275
463,038
program] $33,959,000, together with the previously appropriated
amount of $8,041,000. (Department of Health and Human Services Financing:
25.00 Unobligated balance lapsing
11,165
Appropriations Act, 1990.)
[For an additional amount for anti-drug abuse activities under the
39.00
Budget authority
91,440
463,038
Community Services Block Grant Act, $2,000,000.] (Department of
Transportation and Related Agencies Appropriations Act, 1990.)
Budget authority:
Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 0 4 - 0 - 1 - 5 0 6

1991 est.

9 actual

1990 est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program

380,480
129

388,780

42,000

10.00

380,609

388,780

42,000

Total obligations




40.00
40.00
40.00
43.00
71.00
72.40
74.40

Appropriation
Appropriation (indefinite)
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1991 est.

1,000,000
1,000,000

1,000,000

91,440

349,975
116,671
-3,608

1,000,000

91,440

463,038

1,000,000

80,275
10,958
-22,529

463,038
22,52f
-116,662

1,000,000
116,662
-237,000

department
77.00
90.00

of

h e a l t h

and

Adjustments in expired accounts..
Outlays

human

16,806

74.40

85,511

This appropriation funds job
F a m i l y Support A c t of 1988.

HUMAN DEVELOPMENT SERVICES
Federal Funds

services

activities

368,905
created

879,662
by

the

90.00

[DEPARTMENTAL MAnAGEMENt] O

-67

balance, end of year..

67

199

Outlays

T h e O m n i b u s Budget Reconciliation A c t of 1987 m a d e the
treatment of these collections consistent with other IRS collection activities performed on behalf of the child support enforcement program, eliminating this account.

INTERIM ASSISTANCE TO STATES FOR LEGALIZATION

[Section 204(a)(1) of the Immigration Reform and Control Act of
1986 is amended—
(1) by inserting "(A)" after "IN GENERAL.—"; and
(2) by adding at the end thereof the following new subparagraphs:
"(B) Funds appropriated for fiscal year 1990 under this section
are reduced by $555,244,000.
"(C) For fiscal year 1992, there are appropriated to carry out this
section for costs incurred on or after October 1, 1989 (including
Federal, State, and local administrative costs) out of any money in
the Treasury not otherwise appropriated, $1,000,000,000 (less the
amount described in paragraph (2)) less the amount made available
for allotments to States under subsection (b) for fiscal year 1990.".]
Funds appropriated for fiscal years after 1990 for grants to States
under section 204(b) of the Immigration Reform and Control Act of
1986 shall not exceed a total of $301,097,000, which shall be available
for obligation in fiscal year 1991 only, notwithstanding section 204(a)
of said Act, as amended. (Department of Health and Human Services
Appropriations Act, 1990.)

00.01
00.02
10.00
25.00
39.00

Program by activities:
Grants to States
Federal administration
Total obligations (object class 41.0)
Financing:
Unobligated balance lapsing
Budget authority

1989 actual

71.00
72.40
74.40
77.00

Appropriation (adjusted)
Appropriation (permanent)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1990 est.

1991 est.

898,500
1,454

301,097
1,479

Program and Financing (in thousands of dollars)
Identification code 7 5 - 8 9 0 5 - 0 - 7 - 5 0 6

899,954

302,576

1989 actual

10.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..,
Unobligated balance available, end of year

1991 est.

Program by activities:
Total obligations (object class 41.0)

17.00
21.40
24.40

1990 e

39.00

-12

Budget authority
Relations of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Adjustments in unexpired accounts

-12

90.00

302,597

12
-12

Outlays

301,097
1,500

900,000

302,576

302,597

-555,244
-12,180
900,000

HUMAN DEVELOPMENT SERVICES
Federal Funds

46

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
43.00
60.00

GIFTS AND CONTRIBUTIONS

71.00
72.40
78.00

Program and Financing (in thousands of dollars)
Identification code 7 5 - 1 5 0 8 - 0 - 1 - 5 0 6

Trust Funds

-537,403

- 567,424
870,000

- 537,403
840,000

899,954
302,576
920,133
1,497,222
-1,497,222 -1,273,918
-150

302,597
1,273,918
-975,222

General and special funds:
SOCIAL SERVICES BLOCK GRANT

For monthly payments to States for carrying out the Social Services
Block Grant Act, [$2,700,000,000] $2,800,000,000. (Department of
Health and Human Services Appropriations Act, 1990.)
[For an additional amount for carrying out the Social Services
Block Grant Act, $100,000,000: Provided, That this amount shall only
become available if specifically authorized in law.] (Public Law 101198, making supplemental appropriations for the fiscal year 1990.)
Program and Financing (in thousands of dollars)

Outlays

322,715

1989 actual

1990 est.

Program by activities:
Total obligations (object class 41.0)..

2,704,281

2,762,200

2,800,000

Financing:
11.00 Offsetting collections from: Federal Funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-4,281
-432
-22,465
1,200
21,697

-1,200
1,200

-1,200
1,200

39.00

90.00

2,700,000

2,762,200

2,800,000

2,700,000

2,800,000
-37,800

2,800,000

2,700,000

2,762,200

2,800,000

2,700,000
124,414
-144,209
-9,204
-432

2,762,200
144,209
-145,321

2,800,000
145,321
-147,267

2,670,569

2,761,088

2,798,054

Identification code 7 5 - 1 6 3 4 - 0 - 1 - 5 0 6

525,880

601,293
10.00

Transitional grants for each of fiscal years 1988 through
1991 will be given to States to assist in providing financial,
medical and educational assistance to newly legalized aliens.
Federal administrative expenses are included in this appropriation.

PAYMENTS TO STATES FROM RECEIPTS FOR CHILD SUPPORT

40.00
40.00

Program and Financing (in thousands of dollars)
Identification code 7 5 - 5 7 3 4 - 0 - 2 - 6 0 9

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
60.00 Budget authority (appropriation) (permanent)
71.00
72.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year




1989 actual

1990 est.

170

43.00
71.00
72.40
74.40
77.00
78.00

170
170
97

1991 est.

67

90.00

Budget authority..
t authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

A-730

Slfunds-Snt]nEuSed0F

-Continued

hat
e lh

General and special funds—Continued
SOCIAL SERVICES BLOCK GRANT—Continued

Social services block grant—The proposed level will support
grants to States for social services to: (1) prevent, reduce, or
eliminate dependency; (2) prevent neglect, abuse, or exploitation of children and adults; (3) prevent or reduce inappropriate institutional care; (4) secure admission or referral for
institutional care when other forms of care are not appropriate; and (5) provide services to individuals in institutions.

01.91
02.01
02.93
03.01
10.00

DEVELOPMENT

40.00
40.00

SERVICES

Total consolidated social services..
Federal administration
Total direct program
Reimbursable program

1,370,038

t authority:
Appropriation
Reduction pursuant to P.L. 101-166

68,313

71,149

2,770,312

3,327,502

2,770,312

3,327,502

-64

-64

-64

64

64

64

2,573,910

Budget authority...

66,258
2,572,469
2,34S
2,574,814

Total obligations..

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
39.00

HUMAN

t h e b u d g e t f o r f i s c a l y e a r 1991

2,770,312

3,327,502

2,573,910

2,807,840

3,280,150

-2,345

1,441

-187

For carrying out, except as otherwise provided, the Runaway and
-37,341
40.00 Reduction pursuant to P.L. 99-177
Homeless Youth Act, the Older Americans Act of 1965, the Develop42.00 Transferred from other accounts (budget aumental Disabilities Assistance and Bill of Rights Act, the Child Abuse
47,352
thority)
Prevention and Treatment Act, [section 404 of Public Law 98-473,]
Appropriation (adjusted)..
2,573,910
2,770,312
3,327,502
43.00
chapters 1 and 2 of subtitle B of title III of the Anti-Drug Abuse Act
of 1988, the Family Violence Prevention and Services Act (title III of
Relation of obligations to outlays:
Public Law 98-457), the Native American Programs Act, title II of
2,770,312
3,327,502
71.00 Obligations incurred, net
2,572,469
Public Law 95-266 (adoption opportunities), title II of the Children's
968,828
1,241,930
72.40 Obligated balance, start of year....
1,236,768
Justice and Assistance Act of 1986, chapter 8-D of title VI of the
-1,241,930
-1,555,566
74.40 Obligated balance, end of year
-968,828
Omnibus Budget Reconciliation Act of 1981 (pertaining to grants to
77.00 Adjustments in expired accounts..
-5,070
States for planning and development of dependent care programs),
Outlays..
90.00
2,835,339
2,497,210
3,013,866
the Head Start Act, the Comprehensive Child Development Centers
Act of 1988, the Child Development Associate Scholarship Assistance
Act of 1985, the Abandoned Infants Assistance Act of 1988 and part B
Head Start—The proposed level will enable Head Start
of title IV and section 1110 of the Social Security Act,
projects to enhance the provision of comprehensive early
[$2,784,090,000] $3,280,150,000, of which $1,000,000 shall remain
available until expended for the 1991 White House Conference on childhood education services, and finance the enrollment of
more children.
Aging. (Department of Health and Human Services Act, 1990.)
Social Services.—The proposed level will continue to sup[To fight the war on drugs by providing assistance to runaway and
port State, local, and private efforts to provide developmental
homeless youth, by providing drug prevention activities related to
youth gangs, and by providing temporary child care, crisis nurseries
and other services for children, supportive services for the
and abandoned infants assistance to children impacted by drugs,
elderly, grants to improve support networks for persons with
$23,750,000.] (Department of Transportation and Related Agencies
developmental disabilities, and economic development assistAppropriations Act, 1990.)
ance to Native American populations.
Federal administration—Human development services.—The
Program and Financing (in thousands of dollars)
proposed level will fund administrative expenses to carry out
Office of Human Development Services programs including
Identification code 7 5 - 1 6 3 6 - 0 - 1 - 5 0 6
1989 actual
1990 est.
1991 est.
the Federal Council on Aging.
Program by activities:
Direct program:
00.01
Head Start
Consolidated social services:
Children, youth, and families:
01.01
Child development associate scholarships
01.02
Comprehensive child development centers
01.03
Runaway and homeless youth
01.04
Runaway youth transitional living
01.05
Child abuse state grants
01.06
Child abuse discretionary grants
01.07
Child abuse challenge grants
01.08
Abandoned infants assistance
01.09
Dependent care grants
01.10
Temporary child care and crisis nurseries
01.11
Child welfare services
01.12
Child welfare training
01.13
Child welfare research and demonstration
01.14
Adoption opportunities
01.15
Drug abuse prevention for runaway and
homeless youth
01.16
Drug abuse prevention for youth gangs.
01.17
Family violence grants
01.18
Social services research
Aging:
01.20
Title III services and meals
01.21
Grants to Indian Tribes
01.22
Research, training, and discretionary
projects
Developmental disabilities:
01.24
State grants and advocacy
01.25
Special projects and UAP's
01.26
Native American programs




Object Classification (in thousands of dollars)
1,234,869

1,386,315

1,886,315

1,450

1,431

1,431

19,149
26,887

24,668
28,785
9,867

24,668
28,785
9,867

11,577
13,575
4,834

11,523
13,523
4,934
9,867

11,523
13,523
4,934
9,867

11,855

13,178

13,178

Identification code 75-1636-0-1-506

1989 actual

1990 est.

1991 est.

Personnel compensation:

4,940

8,328

8,328

246,679

252,648

300,000

3,696

3,647

3,647

9,265

10,992

13,517

6,027

6,736

6,736

15,170

14,801

14,801

14,999
8,227

14,801

8,273

Full-time permanent

11.3
11.5

Other than full-time permanent
Other personnel compensation

11.9

41,412

Total personnel compensation

43,436

45,354

939
381

599
697

628
883

42,732

44,732

46,865

12.1
21.0
22.0

Civilian personnel benefits
Travel and transportation of persons
Transportation of things

5,628
720
56

5,815
927
56

6,092
1,300
56

23.1

Rental payments t o G S A

6,256

5,368

5,443

23.2
24.0

Rental payments to others
Printing and reproduction

2,272
914

2,321
865

2,724
1,070

25.0

Other services

27,314

32,610

34,317

26.0
31.0
41.0

Supplies and materials
Equipment
Grants, subsidies, and contributions

188
1,468
2,487,266

216
1,220
2,676,182

235
1,367
3,228,033

2,574,814

2,770,312

3,327,502

929

975

975

985
1

1000
1

1000
1

14,801

8,273

11.1

3,475
716,673
9,337

709,623
12,541

709,623
12,541

22,083

25,332

15,435

82,423
16,054

82,423
16,054

29,975

31,711

31,711

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

26,332

79,509

99.9

P A Y M E N T S TO STATES FOR FOSTER C A R E A N D A D O P T I O N

ASSISTANCE

For carrying out part E of title IV of the Social Security Act,
[$1,380,048,000] $2,518,635,000, of which [$50,000,000] $544,000,000

[DEPARTMENTAL MANAGEMENT] OFFiCE OF THESECJUTAAR-GMjEdA_733

department of h e a l t h and human services

01.01 Reimbursable program
shall be for [carrying out section 477 of the Social Security Act.]
payment of prior years' claims: Provided, That notwithstanding section
Total obligations
474(a) of said Act, no payment shall be made to any State from 10.00
amounts made available under this Act, for expenditures for adminis-Financing:
tration of the State plan for foster care under section 472 of such Act Offsetting collections from:
11.00
Federal funds
for fiscal year 1991 in excess of an amount equal to 110 percent of the
13.00
Trust funds
total payments made to such State for such expenditures for fiscal year
25.00 Unobligated balance lapsing..
1990 (as determined on the basis of claims submitted by the State and
received by the Secretary on or before May 15, 1991, and determined
39.00
Budget authority..
allowable by the Secretary by September 30, 1991): Provided further,
That of the total amount provided, $47,352,000 shall be transferred to Budget authority:
"Human Development Services" account for part B of title IV of the
40.00 Appropriation
Act. (Department of Health and Human Services Act, 1990.)
40.00 Reduction pursuant to P.L. 101-166
40.00

Identification code

00.01

1,716,803

50,000
124,855

60,000

111,744
1,543,252

1,374,916

1,543,252

1,374,916

1,543,252

Adoption Assistance
Foster care prior year claims

10.00

1,200,061

45,000

I n d e p e n d e n t Living

00.03
00.04

1991

1,380,048
-5,132

1989 actual

Program by activities:
Foster care

00.02

1990 est.

1,386,508

75-1645-0-1-506

Total obligations (object class 41.0)

Financing:
39.00 Budget authority

est.

150,480
544,000
2,471,283

2,471,283

Budget authority:
40.00
40.00

Appropriation
R e d u c t i o n p u r s u a n t t o P . L . 99-177

41.00

Transferred to other accounts (budget authority)

43.00

2,518,635

43.00

Appropriation (adjusted)..

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

90.00

1,543,252

1,374,916

2,471,283

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

1,543,252
256,021
-451,904
-3,487

1,374,916
451,904
-420,133

2,471,283
420,133
-561,455

1,343,882

1,406,687

Outlays

Foster care.—The proposed level will support maintenance
assistance for children who must be placed outside the home.
An average of 205,200 children will be served in fiscal year
1991. The 1991 budget limits the annual growth of Foster
Care administrative costs to ten percent per State.
Adoption assistance.— The proposed funding level will support subsidies for families adopting children with special
needs.

[DEPARTMENTAL MANAGEMENT] OFFICE OF
THE SECRETARY

88,445

127,565

127,450

-14,640

-17,049

-15,000

-6,916

-31,100

-31,100

67,277

79,416

81,350

67,342

80,577

81,350

388

-178
-983

Outlays..

-65

67,277

79,416

81,350

66,889

79,416

81,350

61,057

47,772

52,688

-47,772

-52,688

-56,358

382
80,556

74,500

77,61

Object Classification (in thousands of dollars)
1989 actual

Identification code 75-0120-0-1-609

11.1
11.3
11.5
11.8

2,329,961

15,000

General Departmental Management activities provide leadership, policy, legal and administrative guidance to HHS components.

— 47,352

Appropriation (adjusted)

90.00

Transferred to other accounts (budget authority)..

17,049

R e d u c t i o n p u r s u a n t t o P . L . 99-177

41.00

Program and Financing (in thousands of dollars)

14,640

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants subsidies and contributions
Subtotal, direct obligations
Reimbursable obligations

38,794

1990 est.

1991 est.

2,803

58,891
4,243

60,340
4,341

698

1,029

1,053

95

128

130

42,390

64,291

65,864

6,313

10,016
247

10,237

656

975

260
1,014

94

91

13,060
2,982
1,107

13,713
3,305
1,157

362

15,370
784

14,709
901

1,588

1,344

1,199

73
9,484
1,386
1,246
10,307

246
73,805

112,450

17,049

15,000

88,445

Total obligations

110,516

14,640

127,565

127,450

896

1,224

1,207

987
8

1,539
11

1,518
11

19
19

14
14

14
14

Federal Funds
Personnel Summary

General and special funds:
G E N E R A L DEPARTMENTAL

Direct:
Total number of full-time permanent positions

MANAGEMENT

For necessary expenses, not otherwise provided, for general departTotal compensable workyears:
mental management, including hire of six medium sedans,
Full-time equivalent employment
[$80,577,000] $81,350,000, of which [$19,281,000] $20,345,000 shall
Full-time equivalent of overtime and holiday hours
be available for expenses necessary for the Office of the General
Reimbursable:
Counsel, together with [$31,201,000] $31,100,000, of which
Total number of full-time permanent positions
[$26,116,000] $26,031,000 shall be available for expenses necessary
Total compensable workyears: Full-time equivalent employment.
for the Office of the General Counsel, to be transferred and expended
as authorized by section 201(gXl) of the Social Security Act from any
one or all of the trust funds referred to therein. (Department of
Health and Human Services Appropriations Act, 1990.)
OFFICE OF THE INSPECTOR

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 1 2 0 - 0 - 1 - 6 0 9

Program by activities:
Direct program:
00.01
General departmental management..
00.02
Office of the General Counsel




1989 actual

58,225
15,580

1990 est.

65,636
44,880

1991 est.

66,074
46,376

GENERAL

For expenses necessary for the Office of the Inspector General in
carrying out the provisions of the Inspector General Act of 1978, as
amended, [$50,600,000] $51,500,000, together with not to exceed
[$44,300,000] $43,723,000, to be transferred and expended as authorized by section 201(gXl) of the Social Security Act from any one or all
of the trust funds referred to therein. (Department of Health and
Human Services Appropriations Act, 1990.)

A-732

FIS",1W1«CEMENT1

0FFLCE

°F ™E

S E C R E T A R Y

-^^

General and special funds—Continued

THE BUDGET FOR FISCAL Y E A R 1991
and expended as authorized by section 201(gXl) of the Social Security
Act from any one or all of the trust funds referred to therein. (Department of Health and Human Services Appropriations Act, 1990.)

OFFICE OF THE INSPECTOR GENERAL—Continued
Program and Financing (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 1 2 8 - 0 - 1 - 6 0 9

1989 actual

1990 est.

1991 e
Identification code 7 5 - 0 1 3 5 - 0 - 1 - 7 5 1

Program by activities:
00.01 Direct programs
01.01 Reimbursable program
01.02 Special reimbursable program

84,483
1,672
3,439

94,211
1,800

95,223
2,200

10.00

89,594

96,011

97,423

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-5,111
-39,520
-1,224
1,224
910

-1,800
-43,723
-1,224
1,224

45,873

50,488

51,500

45,873

50,600
-112

51,500

Appropriation (adjusted)

45,873

50,488

51,500

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

44,963
13,120
-20,797
-507

50,488
20,797
-19,901

51,500
19,901
-19,840

51,384

51,561

39.00

40.00
40.00
43.00

90.00

Budget authority
authority:
Appropriation
Reduction pursuant to P.L 101-166

Outlays

36,779

-2,200
-43,723
-1,224
1,224

9 actual

00.01
01.01

Program by activities:
Direct program
Reimbursable program

19,886
37

21,294
50

21,585
50

10.00

Total obligations

19,923

21,344

21,635

-37
-3,952
45

-50
-4,000

-50
-4,000

15,979

17,294

17,585

15,979

17,567
-39
-234

17,585

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00

Appropriation (adjusted)

15,979

17,294

17,585

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

15,934
2,434
-2,697
-210

17,294
2,697
-2,742

17,585
2,742
-2,789

17,249

17,538

11.1
11.3
11.5
11.8

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

48,674
523
892
77

54,797
380
1,006
30

56,532
399
1,035
15

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

50,166
8,876
42
3,953
238
3,625
2,218
450
11,516
557
2,842

56,213
10,223
83
5,022
252
4,287
2,706
471
11,875
592
2,487

57,981
10,811
50
5,022
260
4,467
2,706
421
11,081
609
1,815

99.0
99.0
99.0

Subtotal, direct obligations
Reimbursable obligations
Special reimbursable obligations

84,483
1,672
3,439

94,211
1,800

95,223
2,200

89,594

96,011

Total obligations

15,461

T h e Office for Civil Rights carries out the

Department's

Object Classification (in thousands of dollars)

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

99.9

Outlays

civil rights and nondiscrimination enforcement programs.

Object Classification (in thousands of dollars)
Identification code 7 5 - 0 1 2 8 - 0 - 1 - 6 0 9

Budget authority:
Appropriation
Reduction pursuant to P.L 101-166
Reduction pursuant to P.L. 99-177

1991 est.

43.00

90.00
T h e Office of t h e Inspector General identifies and recommends actions to correct fraud, waste and abuse in H H S
administered and assisted programs and operations through
audits and investigations.

Budget authority

1990 est.

1989 actual

Identification code 7 5 - 0 1 3 5 - 0 - 1 - 7 5 1

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

13,230
286
134

14,089
362
75

14,481
375
75

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
42 0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

13,650
1,927
360
17
1,770
557
86
956
89
469
5

14,526
2,045
440
11
1,931
625
115
1,096
95
410

14,931
2,101
440
11
2,105
575
60
1,144
55
163

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

19,886
37

21,294
50

21,585
50

19,923

21,344

21,635

321
341

320
340

320
340

99.9

Total obligations

97,423
Personnel Summary

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,317

1,400

1,400

1,352
8

1,437
13

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1,437
13
OFFICE OF CONSUMER AFFAIRS

OFFICE FOR CIVIL RIGHTS

For expenses necessary for the Office of Civil Rights, C $ 1 7 , 5 6 7 , 0 0 0 ]
$17,585,000, together with not to exceed $4,000,000, to be transferred




For necessary expenses of the Office of Consumer Affairs, including
services authorized by 5 U.S.C. 3109, [$1,888,000] $1,889,000. (Department of Housing and Urban Development, and Independent Agencies
Appropriations Act, 1990.)

[DEPARTMENTAL MANAGEMENT] OFFICE OF THE SECJUTAAR-GMjed

department of h e a l t h and human services
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 1 3 7 - 0 - 1 - 5 0 6

1989 actual

1,698

1,834
10

40.00
40.00
40.00

1,899

-10

Total obligations..

1,889
10

1,844

-10

1,708

Budget authority..
authority:
Appropriation
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L 99-177....

1,834

1,8

1,708

1,888

1,81

-29
-25

43.00

Appropriation (adjusted)..

1,708

1,834

1,81

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..,

1,698
660
— 734
4

1,834
734
-829

1,889
829
-900

1,628

1,739

90.00

Outlays..

Object Classification (in thousands of dollars)
1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

3

-1,500

-1,500

7,851

5,001

5,017

7,851

5,012

5,017

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166

-11

1990 est.

Appropriation (adjusted)

7,851

5,001

5,017

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

7,700
7,306
-9,908
-242

5,001
9,908
-7,262

5,017
7,262
-6,133

7,647

6,146

90.00

1991 est.

.

4,856

Outlays

This activity supports research to develop policy initiatives
and improve existing HHS programs.
Object Classification (in thousands of dollars)
Identification code 7 5 - 0 1 2 2 - 0 - 1 - 6 0 9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation

11.1
11.5
11.9
12.1
21.0
22.0
24.0
25.0
26.0
31.0
41.0

,
1990 est.

1991 est.

244
4

305

248
70
21
16
3,243
6
17
4,079

305
70
25
6
25
2,950
30
30
1,560

305
80
25
6
25
2,956
30
30
1,560

7,700
1,658

5,001
1,500

5,017
1,500

9,358

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

305

6,501

6,517

655
89
11

769
104
13

807
110
13

755
94
44

886
125
60
25
140
65
90
395
23
25

930
130
60
145
65
95
414
25
25

1,698

1,834
10

1,889
10

WORKING CAPITAL FUND

1,698

Total obligations

3

-1,658
151

Budget authority

1,818

The Office of Consumer Affairs presents consumer needs
and viewpoints in the Federal Government. The Director is
also a Special Advisor to the President.

Identification code 7 5 - 0 1 3 7 - 0 - 1 - 5 0 6

40.00
40.00

7

43.00

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing
39.00

1991 est.

Financing:
Offsetting collections from: Federal funds..
Unobligated balance lapsing

39.00

Program by activities:
00.01 Direct program
01.01 Reimbursable program..
10.00

1990 est.

11.00
25.00

_

A

1,844

1,899

Program and Financing (in thousands of dollars)

133
39
152
440
21
20

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

99.9

Total obligations
Personnel Summary

Total compensable workyears: Full-time equivalent employment

5

5

5

Intragovernmental funds:

Identification code 7 5 - 4 5 0 3 - 0 - 4 - 5 0 6

1989 actual

1990 est.

1991 est.

Personnel Summary
16
19

19
22

19
22

00.01
00.02

Program by activities:
Operating expenses
Capital investment

10.00

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Total obligations

Financing:
11.00 Offsetting collections from-. Federal funds
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

POLICY RESEARCH

For carrying out, to the extent not otherwise provided, research
studies under section 1110 of the Social Security Act, [$5,012,000]
$5,017,000. (Department of Health and Human Services Appropriations
39.00
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 7 5 - 0 1 2 2 - 0 - 1 - 6 0 9

1989 actual

1990 est.

1991 est.

90.00

Program by activities:

00.01 Direct program
01.01 Reimbursable program

7,700
1,658

5,001
1,500

5,017
1,500

Total obligations

9,358

6,501

6,517

10.00




71.00
72.90
74.90

78,679
1,899

78,189
2,504

89,745
2,735

80,578

80,693

92,480

-80,922

-80,907

-92,480

-8,405
8,749

-8,749
8,963

-8,963
8,963

-344
12,004
-4,618

-214
4,618
-4,618

4,618
-4,618

7,042

-214

Budget authority

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Outlays

The Working Capital Fund (WCF) provides common centralized services to operational components of HHS.

A-734

fSriZT™11

0FFWE

™ S B C R E T A R r -^

Intragovernmental funds—Continued
WORKING CAPITAL FUND—Continued

As depreciation is an expense, not an obligation, the schedules for the WCF exclude expenses for depreciation. Annual
WCF depreciation expenses are: FY 1989 $1,799,000; FY 1990
$2,218,000; FY 1991 $2,735,000. The total accumulated depreciation balances for each of these years are: FY 1989
$6,946,000; FY 1990 $7,160,000; FY 1991 $7,160,000.
Object Classification (in thousands of dollars)
Identification code 7 5 - 4 5 0 3 - 0 - 4 - 5 0 6

1989 actual

1990 est.

1991 est

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

40,797
1,842
819
-238

35,257
1,221
444
95

43,348
1,971
845
99

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Ti&el and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

43,220
6 ; 533
120
653
158
7,393
3,351
2,056
13,034
792
3,268

37,017
5,678
162
700
2,020
7,150
4,256
1,365
18,223
888
3,234

46,263
7,353
188
825
213
8,081
4,006
1,522
19,646
792
3,591

80,578

80,693

92,480

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1,119
1,206

1,137
1,073

1,280
1,208

GENERAL PROVISIONS
The following sections are proposed for deletion and do not appear
below:
Sec. 209
Sec. 211
Sec. 214
Sec. 218
Sec. 219
Sec. 220
Sec. 221

Limitation on Executive Branch flexibility to shift resources between Departments to meet the needs of
Native Americans.
Limitation on Executive Branch flexibility to allocate
personnel resources.
Prohibition on use of Federal funds on any project that
involves the capture or procurement of chimpanzees.
One-time Congressionally-initiated naming of NIH facilities.
One-time Congressionally-initiated reduction of funds
due to savings as a result of improved procurement
practices and research grant guidelines.
Duplicates provision in substantive law and existing administrative guidelines on AIDS education programs.
Prohibition against enforcing compliance with Federal
law relating to Foster Care and other provisions of the
Social Security Act.

SEC. 201. None of the funds appropriated by this title for grants-inaid of State agencies to cover, in whole or in part, the cost of operation of said agencies, including the salaries and expenses of officers
and employees of said agencies, shall be withheld from the said
agencies of any State which have established by legislative enactment
and have in operation a merit system and classification and compensation plan covering the selection, tenure in office, and compensation
of their employees, because of any disapproval of their personnel or
the manner of their selection by the agencies of the said States, or
the rates of pay of said officers or employees.
SEC. 202. None of the funds made available by this Act for the
National Institutes of Health, except for those appropriated to the
"Office of the Director''', may be used to provide forward funding or
multiyear funding of research project grants except in those cases
where the Director of the National Institutes of Health has deter-




THE BUDGET FOR FISCAL YEAR 1991
mined that such funding is specifically required because of the scientific requirements of a particular research project grant.
SEC. 203. Appropriations in this or any other Act shall be available
for expenses for active commissioned officers in the Public Health
Service Reserve Corps and for not to exceed 2,400 commissioned officers in the Regular Corps; expenses incident to the dissemination of
health information in foreign countries through exhibits and other
appropriate means; advances of funds for compensation, travel, and
subsistence expenses (or per diem in lieu thereof) for persons coming
from abroad to participate in health or scientific activities of the
Department pursuant to law; expenses of primary and secondary
schooling of dependents in foreign countries, of Public Health Service
commissioned officers stationed in foreign countries, at costs for any
given area not in excess of those of the Department of Defense for the
same area, when it is determined by the Secretary that the schools
available in the locality are unable to provide adequately for the
education of such dependents, and for the transportation of such
dependents, between such schools and their places of residence when
the schools are not accessible to such dependents by regular means of
transportation; expenses for medical care for civilian and commissioned employees of the Public Health Service and their dependents,
assigned abroad on a permanent basis in accordance with such regulations as the Secretary may provide; rental or lease of living quarters (for periods not exceeding five years), and provision of heat, fuel,
and light and maintenance, improvement, and repair of such quarters, and advance payments therefor, for civilian officers, and employees of the Public Health Service who are United States citizens and
who have a permanent station in a foreign country; purchase, erection, and maintenance of temporary or portable structures; and for
the payment of compensation to consultants or individual scientists
appointed for limited periods of time pursuant to section 207(f) or
section 207(g) of the Public Health Service Act, at rates established by
the Assistant Secretary for Health, or the Secretary where such
action is required by statute, not to exceed the per diem rate equivalent to the rate for GS-18.
SEC. 204. None of the funds contained in this Act shall be used to
perform abortions except where the life of the mother would be
endangered if the fetus were carried to term.
SEC. 205. Funds advanced to the National Institutes of Health Management Fund from appropriations in this Act shall be available for
the expenses of sharing medical care facilities and resources pursuant
to section 327A of the Public Health Service Act.
SEC. 206. Funds appropriated in this title shall be available for not
to exceed $37,000 for official reception and representation expenses
when specifically approved by the Secretary.
SEC. 207. Amounts received from employees of the Department in
payment for room and board may be credited to the appropriation
accounts which finance the activities of the Public Health Service.
SEC. 208. [None] No funds appropriated for fiscal 1991 by this or
any other Act may be used to pay basic pays, special pays, basic
allowances for subsistence and basic allowances for quarters of the
commissioned corps of the Public Health Service described in section
204 of title 42, United States Code, at a level that exceeds 110 percent
of the Executive Level I annual rate of basic pay: Provided, That none
of the funds made available by this Act shall be used to provide
special retention pay (bonuses) under paragraph (4) of 37 U.S.C. 302(a)
to any regular or reserve medical officer of the Public Health Service
for any period during which the officer is assigned to the clinical,
research, or staff associate program administered by the National
Institutes of Health or the Alcohol, Drug Abuse, and Mental Health
Administration..
SEC. [210] 209. Funds provided in this Act may be used for oneyear contracts which are to be performed in two fiscal years, so long
as the total amount for such contracts is obligated in the year for
which the funds are appropriated.
SEC. [212] 210. For the purpose of insuring proper management of
federally supported computer systems and data bases, funds appropriated by this Act are available for the purchase of dedicated telephone
service between the private residences of employees assigned to computer centers funded under this Act, and the computer centers to
which such employees are assigned.
SEC. [213] 211. Funds available in this title for activities related to
Human Immunodeficiency Virus may be transferred by the Secretary
of Health and Human Services between appropriation accounts [,
except that this section shall not apply to funds made available for
fiscal year 1990]: Provided, That the Congress shall be notified
promptly of any such transfer.

department of health and human

services

[DEPARTMENTALMAnAGEMENt]OFFiCeOFTHESECJUTAAR-G

SEC. 212. In fiscal year 1991, such amounts as the Secretary deems
Institutes of Health shall take all possible steps to ensure that all
necessary may be transferred to any account of the Department which
experimental drugs for the treatment of AIDS, particularly antivirals
includes funds available for HIV-related activities, from funds avail- immunomodulators, that have shown* some effectiveness in treatand
able to the Public Health Service other than "Retirement Pay and ing individuals infected with the human immunodeficiency virus are
Medical Benefits for Commissioned OfficersProvided, That the tested in clinical trials as expeditiously as possible and with as many
amount transferred from any such appropriation shall not exceed subjects as is scientifically acceptable.
3
percent of that appropriation: Provided further, That the Congress
SEC. [217] 215. None of the funds appropriated in this title for the
shall be notified promptly of any such transfer.
National Institutes of Health and the Alcohol Drug Abuse and
SEC. £215] 213. None of the funds appropriated by this title shall
be used to pay for any research program or project or any program,
Mental Health Administration shall be used to pay the salary of an
project, or course which is of an experimental nature, or any other
individual, through a grant or other extramural mechanism, at a rate
activity involving human participants, which is determined by the in excess of $120,000 per year.
Secretary or a court of competent jurisdiction to present a danger to
SEC. 216. Grants otherwise to be awarded to grantees from funds
the physical, mental, or emotional well-being of a participant or subject of such program, project, or course, without the written, informed provided in this Title may be reduced by an amount equal to the
reimbursement owed by such grantees to the Federal government under
consent of each participant or subject, or a participant's parents or
legal guardian, if such participant or subject is under eighteen years existing authority. The Secretary of Health and Human Services is
authorized to transfer the amount of any reduction to the Federal
of age. The Secretary shall adopt appropriate regulations respecting
appropriation account which would, under existing authority, receive
this section.
SEC. [216] 211*. In administering funds made available under this such reimbursement. Amounts transferred shall be merged with and
title for research relating to the treatment of AIDS, the National
available for the purposes of the receiving account.







DEPARTMENT OF HEALTH AND HUMAN SERVICES, SOCIAL SECURITY
SOCIAL SECURITY
Trust Funds
FEDERAL O L D - A G E A N D SURVIVORS I N S U R A N C E TRUST

FUND

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 0 6 - 0 - 7 - 6 5 1

1990

Program by activities:
Direct program:
00.01
Benefit payments
Administration:
00.02
OASI program
00.03
SSI program
00.04
Payment to railroad retirement account
00.05
Interest on normalized tax transfer

est.

1991 est.

205,400,583

219,619,264

234,629,700

1,708,832
1,031,752
2,845,311
989,468

1,684,791
1,090,131
3,022,000
830,000

1,814,813
1,212,602
3,140,000
791,000

01.01 Reimbursable program

211,975,946
34,516

226,246,186
45,238

241,588,115
45,229

10.00

212,010,462

226,291,424

241,633,344

Deposits by States
Gifts
Interbudgetary transactions:
Federal employer contributions
Agency payment for military service credits
FICA and SECA tax credits
Individual income tax equivalents on OASI benefits..
Federal payment for special benefits for the aged...
Pension reform
Interest on investments
Proposed legislation
Credit for unnegotiated OASI benefit checks
Proprietary receipts: Other receipts

00.91

Total direct program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.41 Unobligated balance available, start of year:
U.S. securities: Par value
24.41 Unobligated balance available, end of year:
U.S. securities: Par value
60.00

90.00

-80,243,031

-130,793,872

-188,401,785

130,793,872

188,401,785

261,495,035

282,763,968

240,375,513

-244,850
17,771,231

600,000
17,656,404

-600,000
-17,656,404

-600,000
-18,805,407

210,140,755

224,426,032

239,226,510

Total annual outgo:
Present law
Proposed legislation
Unexpended balance, end of year:
Cash

Balance of trust fund, end of year

Enacted/requested:

1989 actual

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

261,495,035
210,140,755

1990 est.

282,763,968
224,426,032

1991 est.

311,039,958
239,226,510
1,977,000
-595,000

Total:
261,495,035
210,140,755

282,763,968
224,426,032

Identification code

[In thousands of dollars]

Unexpended balance, start of year-.
Cash
U.S. securities (par)
Balance of trust fund, start of year
Cash income during year:
Governmental receipts:
Contributions on earnings:
FICA and SECA taxes
Refund of contributions..




93.0
93.0
99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

25.0
25.0
25.0

43.0
92.0

STATUS OF FUNDS

92.0

1989 actual
-171,052
97,137,024

-244,850
148,565,103

600,000
206,059,857

96,965,972

148,320,253

206,659,857

241,426,391
-790,705

1990 est.

259,278,000

—821*000

1991 est.

282,516,000
2,496,000
-873,000

20-8006-0-7-651

Direct obligations:
Other services:
General departmental management, Department of Health and Human Services
Office for Civil Rights, Department of
Health and Human Services
Office of Inspector General, Department of
Health and Human Services
Insurance claims and indemnities: Retirement
and survivors insurance benefits
Interest on normalized tax transfers
Undistributed:
Reimbursement for administrative expenses of Department of the Treasury...
Payment to railroad retirement account
(net settlement) ( 4 5 U.S.C. 228g)
Administrative expenses: Portion of limitation
on administrative expenses, Social Security Administration:
OASI program
SSI program

42.0
313,016,958
238,631,510

5,020,000
364,000
-23,000
4,693,000
25,458
1,500
19,299,000
-519,000
17,000

47,424
218

133,000

261,495,035

282,763,968

311,039,958
1,977,000

218,904,000

233,526,000

1,657,987
291

1,670,032

1,769,510

2,845,311
989,468

3,022,000
830,000

3,140,000
791,000
-593,000

210,140,754

224,426,032

239,226,510
-595,000

-244,850
148,565,103

600,000
206,058,189

600,000
280,443,637

148,320,253
148,320,253

206,658,189

281,043,637

Object Classification (in thousands of dollars)

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]

4,598,000
451,000
1,395,000
2,922,000
33,968
1,000
14,773,000

-2,000
Administrative expenses:
Authorized program
Adjustment for net change in agent cashier fund
Payment to railroad retirement account (net settlement) ( 4 5 U.S.C. 228g)
Interest on normalized tax transfers
Proposed legislation

311,039,958

225,156,055

Cash outgo during year:
Benefit payments

4,127,000
304,789
2,090,024
3,637,592
42,606
1,025
10,649,459

204,647,697

Total annual income:
Present law
Proposed legislation

259,066,230

244,850
-17,771,231

Outlays

-1,254,611
-3,220

-171,052
16,893,993

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Treasury balance
72.41
U.S. securities: Par value
Obligated balance, end of year:
74.40
Treasury balance
74.41
U.S. securities: Par value
71.00

-1,132,149
-3,220

210,944,194

Budget authority (appropriation) (permanent, indefinite)

-1,065,574
-694

-41,034
246

99.9

Total obligations

1989 actual

1990

est.

1991

est.

3,002

4,319

4,312

98

99

99

17,784

18,176

13,991

205,400,583
989,468

219,619,264
830,000

234,629,700
791,000

207,834

223,452

224,274

2,845,311

3,022,000

3,140,000

1,480,114
1,031,752

1,438,745
1,090,131

1,572,137
1,212,602

211,975,946
34,516

226,246,186
45,238

241,588,115
45,229

212,010,462

226,291,424

241,633,344

a-737

A-738

KJ^rr™110"-^1^

THE BUDGET FOR FISCAL YEAR
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

FEDERAL OLD-AGE AND SURVIVORS INSURANCE TRUST FUND

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 0 6 - 2 - 7 - 6 5 1

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations

-595,000

Financing:
24.40 Unobligated balance available, end of year..

2,572,000

40.00

19
91

[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual 1990 est.
24,576,921 28,650,041
23,486,533 24,950,090

158,000
-81,000
28,650,041
24,950,090

32,317,432
26,398,485

1989 actual
-71,922
7,345,362

1990 est.
-64,513
8,428,340

1991 est.
1,000
12,062,778

7,273,440

8,363,827

12,063,778

23,146,702

27,056,000

30,276,000
219,000
-93,000

24,576,921
23,486,533

Budget authority (appropriation) (in-

1991 est.
32,159,432
26,479,485

STATUS OF FUNDS

1,977,000

[In thousands of dollars]
Relation of obligations to outlays:
71.00 Obligations incurred, net

-595,000

90.00

-595,000

Outlays..

Unexpended balance, start of year:
Cash
U.S. securities (par)
Balance of trust fund, start of year

The estimates included above reflect the impact of two legislative proposals which would extend Social Security coverage to all new employees of the District of Columbia and to
employees of State and local governments not participating in
a public employee retirement plan.
Proposed legislation would also provide for use of an income
tax refund offset to recover overpayments made to former
beneficiaries; eliminate normalized tax transfers; enable entitlement of surviving children adopted after the death of the
worker; and conform Social Security benefits for railroad
workers and their families with benefits available to all other
workers covered by Social Security.

Cash income during year:
Governmental receipts:
Contributions on earnings:
FICA and SECA taxes
Refund of contributions
Deposits by States
Interbudgetary transactions:
Federal employer contributions
Agency payment for military service credits
FICA and SECA tax credits
Individual income taxes on Dl benefits
Interest on investments
Proposed legislation
Credit for unnegotiated Dl benefit checks

Object Classification (in thousands of dollars)
Identification code 2 0 - 8 0 0 6 - 2 - 7 - 6 5 1
42.0
43.0
99.9

1989 actual

1990 est.

Insurance claims and indemnities
Interest and dividends

-2,000
-593,000

Total obligations

Total annual income:
Present law
Proposed legislation

1991 est.

-595,000

Cash outgo during year:
Benefit payments
Proposed legislation..
Administrative expenses: Authorized program
Demonstration projects
Vocational rehabilitation services
Payment to railroad retirement account (net settlement)..
Interest on normalized tax transfers
Proposed legislation

FEDERAL DISABILITY INSURANCE TRUST FUND

Total annual outgo:
Present law
Proposed legislation

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 0 7 - 0 - 7 - 6 5 1

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Benefit payments
00.02 Administration
00.03 Payment to railroad retirement account
00.04 Interest on normalized tax transfers
00.05 Disability demonstration projects

22,709,461
743,924
88,228
95,279
5,571

24,116,275
742,984
46,000
84,000
6,500

25,629,200
811,174
40,000
85,000
7,000

10.00

23,642,463

24,995,759

26,572,374

-5,335,944

-6,270,402

-9,924,684

6,270,402

9,924,684

15,511,742

24,576,921

28,650,041

32,159,432

Total obligations

Financing:
21.41 Unobligated balance available, start of year:
U.S. securities: Par value
24.41 Unobligated balance available, end of year.- U.S.
securities: Par value
60.00

Budget authority (appropriation) (permanent, indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
72.40
Treasury balance
72.41
U.S. securities: Par value
Obligated balance, end of year:
74.40
Treasury balance
74.41
U.S. securities: Par value
90.00

Outlays




-76,956
864

79,000

396,000
29,719
198,107
134,673
745,235

483,000
49,041
133,000
147,000
837,000

226,000
1,171,000

2,576

24,000

3,000

24,576,921

28,650,041

32,159,432
158,000

22,515,935

24,013,000

746,756
4,000
36,335
88,228
95,279

762,990
6,500
37,600
46,000
84,000

25,493,000
-17,000
818,385
7,000
36,100
40,000
85,000
-64,000

23,486,533

24,950,090

541,000
37,432

-2,000

-61,000

26,479,485
—81,000

Unexpended balance, end of year:
Cash
U.S. securities (par)

-64,513
8,428,340

1,000 1,000
12,062,778 17,981,725

Balance of trust fund, end of year

8,363,827

12,063,778

17,982,725

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 2 0 - 8 0 0 7 - 0 - 7 - 6 5 1
25.0
25.0
25.0
25.0
42.0
43.0

23,642,463

24,995,759

26,572,374

-71,922
2,009,417

-64,513
2,157,938

1,000
2,138,094

64,513
-2,157,938

-1,000
-2,138,094

-1,000
-2,230,983

93.0

23,486,533

24,950,090

26,479,485

99.9

92.0
92.0

Other services:
General departmental management, Department of
Health and Human Services
Office of Inspector General, Department of Health and
Human Services
Vocational rehabilitation services
Disability demonstration projects
Insurance claims and indemnities: Disability insurance
Interest on normalized tax transfers
Undistributed:
Reimbursement for administrative expenses of Department of the Treasury
Payment to railroad retirement account (net settlement)
Administrative expenses: Portion of limitation on administrative expenses, Social Security Administration

1989 actual

1,286

18,540

17,633

1,581
36,244
5,571

1,618
37,600
6,500

5,685
36,100
7,000

22,673,217
95,279

24,078,675
84,000

25,593,100
85,000

25,988

27,774

28,363

88,228

46,000

40,000

715,069

695,052

759,493

23,642,463

24,995,759

26,572,374

DEPARTMENT OF HEALTH A N D H U M A N SERVICES[DEPARTMENTALMAnAGEMENt]OFFiCeOFTHES

Program and Financing (in thousands of dollars)
1989 actual

1991 est.

199C est.

Program by activities:
10.00 Total obligations

-81,000

Financing:
24.40 Unobligated balance available, end of year
40.00

71.00
90.00

239,000

Budget authority (appropriation) (indefinite)

158,000

-81,000

Outlays

-81,000

T h e estimates included above reflect the impact of two legislative proposals which would extend Social Security coverage to all n e w employees of the District of Columbia and to
employees of State and local governments not participating in
a public employee retirement plan.
Proposed legislation would also provide for use of an income
tax refund offset to recover overpayments m a d e to former
beneficiaries; eliminate normalized tax transfers; modify preeffectuation review requirements for disability applicants; and
conform Social Security benefits for railroad workers and
their families with benefits available to all other workers
covered b y Social Security.
Object Classification (in thousands of dollars)

42.0
43.0
99.9

1989 actual

1990 est.

1991 est.

Insurance claims and indemnities..
Interest and dividends

-17,000
-64,000

Total obligations..

-81,000

LIMITATION ON ADMINISTRATIVE EXPENSES

For necessary expenses,
not more than
C$3,837,389,000]
$4,166,974,000 may be expended, as authorized by section 201(gXl) of
the Social Security Act, from any one or all of the trust funds referred to therein: Provided, That travel expense payments under section 1631(h) of such Act for travel to hearings may be made only
when travel of more than seventy-five miles is required: Provided
further, That [$97,870,000] $50,000,000 of the foregoing amount shall
be apportioned for use only to the extent necessary to process workloads [ o r meet other costs] not anticipated in the budget estimates,
for automation projects and their impact on the workforce, and to
meet mandatory increases in costs of agencies or organizations with
which agreements have been made to participate in the administration of titles X V I and XVIII and section 221 of the Social Security
Act, and after maximum absorption of such costs within the remainder of the existing limitation has been achieved [ : Provided further,
That none of the funds appropriated by this Act may be used for the
manufacture, printing, or procuring of social security cards, as provided in section 205(cX2XD) of the Social Security Act, where paper and
other materials used in the manufacture of such cards are produced,
manufactured, or assembled outside of the United States]. (Department of Health and Human Services Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
1989 actual
Program by activities:
Direct program:
1. Old-age and survivors insurance
2. Disability insurance
3. Health insurance.(a) Hospital insurance
(b) Supplementary medical insurance




Total direct program
Reimbursable program
Total obligations
Financing:
Offsetting collections from:
Federal funds
Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing
Limitation

Relation of obligations to outlays:
Obligations incurred, net

Identification code 2 0 - 8 0 0 7 - 2 - 7 - 6 5 1

C

4. Supplemental security income
5. Annual reporting of earnings
6. Construction

FEDERAL DISABILITY INSURANCE TRUST FUND

(Proposed for later transmittal, proposed legislation)

Identification code 2 0 - 8 0 0 7 - 2 - 7 - 6 5 1

E

1990 est.

1991 est.

1,201,363
1,271,847

1,134,276
1,253,749

1,237,091
1,362,018

66,049
87,340

79,021
90,190

94,000
105,440

J

U

T

A

A

1,031,752
78,392
29,177

1,090,131
70,732
29,976

1,212,602
76,058
29,765

3,765,920
34,516

3,748,075
45,238

4,116,974
45,229

3,800,436

3,793,313

4,162,203

-33,822
-42,018
- 6 9 4 -3,220
-25,054
-5,000
-12,212
-10,683
10,683
7,127
10,776
97,870

-42,009
-3,220
-7,127
7,127
50,000

3,750,113

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays from limitation

3,837,389

4,166,974

3,740,866
519,869
-494,435
-39,746

3,748,075
494,435
-487,235

4,116,974
487,235
-533,971

3,726,554

3,755,275

4,070.238

T h e distribution of S S A administrative funding m a y vary
f r o m the object classification below b u t will include at least
$180 million in 1990 and $ 2 4 0 million in 1991 for automation
and information technology activities.
Object Classification (in thousands of dollars)
Identification code 2 0 - 8 0 0 7 - 0 - 7 - 6 5 1

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0
93.0
99.0

11.1
11.3
11.5
11.8
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
93.0

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous
charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends
Administrative expenses

1989 actual

1990 est.

1991 est.

1,731,745
85,652
27,333
33,415

1,736,800
91,910
19,162
34,683

1,851,294
95,167
35,790
34,700

1,878,145
316,015
4,500
23,961
5,916
211,070

1,882,555
337,969
4,500
17,080
4,952
228,704

2,016,951
355,950
5,000
24,282
6,929
237,044

205,094
20,808
973,263
22,270
69,341
9,052
3,835
3,836
18,814
-3,765,920

222,516
17,780
947,481
25,320
16,807
14,423
1,638
4,103
22,247
-3,748,075

249,600
27,613
1,049,898
26,629
21,891
1,950
4,015
22,414
-4,116,974

10,141
295
677
360

15,546
452
1,038
552

15,891
463
1,060
565

11,473
1,883
101
41
1,872

17,588
2,886
108
27
I,345

17,979
2,951
94
27
1,345

6,947
Ill
10,615
963
510
-34,516

10,534
74
II,214
1,243
219
-45,238

11,364
74
10,176
934
285
-45,229

Subtotal, direct obligations
Reimbursable obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special persona! services payments
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous
charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Administrative expenses

99.0

Subtotal, reimbursable obligations

99.9

Total obligations

R

-

A-740

S S L ?

-

THE BUDGET FOR FISCAL YEAR 1991
Full-time equivalent of overtime and holiday hours and
nonceiling employment

LIMITATION ON ADMINISTRATIVE EXPENSES—Continued
Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment




60,549

60,421

60,287

64,621

62,500

62,875

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,690

1,087

1,591

493

566

566

505
20

566
35

566
35

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Indian families, including amounts for housing under the mutual help
homeownership opportunity program under section 202 of the Act (42
U.S.C. 1437bb); $457,717,000 shall be for the development or acquisition cost of public housing, including major reconstruction of obsolete
public housing projects, other than for Indian families; $2,030,000,000
shall be for modernization of existing public housing projects pursuant to section 14 of the Act (42 U.S.C. 14371); $2,500,000 shall be for
technical assistance and training under section 20 of the Act (42
U.S.C. 1437r); $883,830,000,] $518,798,252 shall be for assistance
under section 8 of the Act for units leased and projects developed for
the elderly under section 202 of the Housing Act of 1959, as amended
(12 U.S.C. 1701q) and [$180,000,000] $186,000,000 for amendments to
section 8 contracts for projects developed for the elderly and handicapped under section 202 of the Housing Act of 1959, as amended;
[$1,148,332,500] $367,662,570 shall be for the section 8 existing housing certificate program (42 U.S.C. 1437f), of which [$47,302,500]
$45,605,000 shall be for eligible tenants affected by the demolition or
disposition of public housing units (including units occupied by Indian
families) and [$112,350,000] $108,865,700 shall be for certificates to
[assist in the relocation of other eligible tenants or for project-based
section 8 assistance to help implement plans of action approved under
title II of the Housing and Community Development Act of 1987; up
to $318,545,152 shall be for section 8 assistance for property disposition; $782,521,950] be used as replacement for units of public housing
(including those for Indian families) converted to homeownership
status; $1,564,744,130 shall be available for the housing voucher program under section 8(o) of the Act (42 U.S.C. 1437f(o)); [and
$1,373,060,823 for amendments to section 8 contracts other than contracts for projects developed under section 202 of the Housing Act of
1959, as amended:] $70,000,000 shall be for rental adjustments resulting from the application of an annual adjustment factor in accordance
with section 801 of the Department of Housing and Urban Development Reform Act of 1989; $7,734,985,400 shall be for the renewal of
expiring subsidy contracts and any assistance for such purpose shall
not be for a contract term that exceeds five years; $49,571,300 shall be
for the section 8 moderate rehabilitation program (42 U.S.C. 1437f) to
assist homeless individuals pursuant to section 411 of the Stewart B.
McKinney Homeless Assistance Act (Public Law 100-77); and
$411,740,500 shall be for assistance for tenant and nonprofit organizations to purchase projects where owners have indicated an intent to
prepay mortgages and for assistance to be used as an incentive to
prevent prepayment or for vouchers to aid eligible tenants adversely
affected by mortgage prepayment: Provided further, That [of that
portion of such budget authority under section 8(0) to be used to
achieve a net increase in the number of dwelling units for assisted
families, highest priority shall be given to assisting families, who as a
result of rental rehabilitation action are involuntarily displaced or
who are or would be displaced in consequence of increased rents
(wherever the level of such rents exceeds 35 percent of the adjusted
income of such families, as defined in regulations promulgated by the
Department of Housing and Urban Development):] $329,390,000 shall
be used for assistance to tenants and nonprofit organizations to facilitate the purchase of HUD-owned projects: Provided further, That to
the extent such funds cannot be used for this purpose, up to two-thirds
HOUSING PROGRAMS
of these funds may be used for five-year rental vouchers and the
remaining one-third may be used for section 8 assistance for property
Federal Funds
disposition with a term of five years, notwithstanding section 203(d) of
General and special funds:
the Housing and Community Development Act of 1987: Provided furA N N U A L CONTRIBUTIONS FOR ASSISTED HOUSING
ther, That up to [$143,490,000] $110,150,000 shall be for loan management under section 8; and, any amounts of budget authority pro(INCLUDING RESCISSION AND TRANSFER OF FUNDS)
vided herein that are used for loan management activities under
For assistance under the United States Housing Act of 1937, as
section 8(b)(1) (42 U.S.C. 1437f(bXl)) shall not be obligated for a conamended ("the Act" herein) (42 U.S.C. 1437), not otherwise provided tract term that is [less] more than five years: Provided further, That
for, [$8,115,221,525] $13,286,874,000, to remain available until ex- those portions of the fees for the costs incurred in administering
pended and in addition, to be transferred to and merged under this
[incremental] units assisted in the certificate and housing voucher
head, $87,000,000 from the rehabilitation loan fund authorized under
programs under sections 8(b) and 8(0), respectively, shall be estabsection 312(d) of the Housing Act of 1964, as amended (42 U.S.C. lished [or increased in accordance with] at 7.65 percent, notwith1452b); and all amounts in the reserve fund authorized by section
standing the authorization for such fees in section 8(q) of the Act:
236(g), notwithstanding section 236 (fX3) and (gX Provided, That of
Provided further, That of the [$8,115,221,525] amounts provided
[the new budget authority] amounts provided herein, [$134,373,600 herein, [$324,062,500,] $185,955,848 shall be used to assist handishall be for the development or acquisition cost of public housing for

This chapter presents the budget and program estimates for
the Department of Housing and Urban Development. The
major divisions of this chapter conform to the following Department activities:
Housing programs cover the Department's major housing
subsidy programs except for those activities under the public
and Indian housing programs. This includes the new initiative, Homeownership and Opportunity for People Everywhere
Grants (HOPE Grants), which is discussed in more detail in
Section One, Part III of the Budget. The mortgage insurance
activities of the Federal Housing Administration, including
loan management and property disposition activities, are also
included under this heading. Other activities included under
this heading are the Office of Interstate Land Sales Registration, manufactured home inspection and monitoring, and the
Nehemiah Housing Opportunities Grants Program.
Public and Indian housing programs cover public housing
management and development activities (including modernization, drug elimination efforts, and resident management
programs) and provision of Indian housing assistance. Also
included are credit and financing activities related to development and modernization.
Government National Mortgage Association (GNMA) covers
the Department's programs to assist in the availability of
mortgage credit and stabilize financing of selected types of
mortgage loans. This heading also covers GNMA management
and liquidating functions, and the guarantee of mortgagebacked securities.
Community planning and development covers the community development grant program authorized by the Housing and
Community Development Act of 1974, as amended. This organization is also responsible for the administration of the
urban development action grant, rental rehabilitation grant
and the urban homesteading programs as well as the rehabilitation loan (section 312) program, homeless grant programs,
terminated categorical community development programs,
and the revolving fund for liquidating programs.
Fair housing and equal opportunity includes the Fair Housing Assistance Program authorized by title VIII of the Civil
Rights Act of 1968, as amended, and the Fair Housing Initiatives Program.
Policy development and research includes the policy development, economic analysis, program evaluation, and research
activities of the Department.
Departmental Management includes the Department's Salaries and Expenses and the Inspector General accounts.




a-741

A-742

THE BUDGET FOR FISCAL YEAR 1991

?^rGFur-KN^CONTINUED

General and special funds—Continued
ANNUAL CONTRIBUTIONS FOR ASSISTED HOUSING—Continued
(INCLUDING RESCISSION AND TRANSFER OF FUNDS)—Continued

section 236 of the National Housing Act (12 U.S.C. 1715z-l) is reduced
in fiscal year [1990] 1991 by not more than $2,000,000 in uncommitted balances of authorizations provided for this purpose in appropriations Acts. (Departments of Veterans Affairs and Housing and Urban
Development, and Independent Agencies Appropriations Act, 1990; additional authorizing legislation to be proposed.)

capped families of which $46,585,000 shall be used only for the lease
of existing units in accordance with section 202(h) (2), (3), and (4) of
the Housing Act of 1959, as amended (12 U.S.C. 1701q) and
Program and Financing (in thousands of
£$50,000,000,] $52,000,000 shall be for amendments to contracts
under section 202(h) (2), (3), and (4) of the Housing Act of 1959, as
Identification code 8 6 - 0 1 6 4 - 0 - 1 - 9 9 9
1989 actual
amended (12 U.S.C. 1701q)[; and $25,000,000, shall be for assistance
under the Nehemiah housing opportunity program pursuant to secProgram by activities:
tion 612 of the Housing and Community Development Act of 1987
Assistance contracts:
(Public Law 100-242), but such amount, and the $20,000,000, appropri00.01
Lower income housing (section 8 )
8,145,686
ated under Public Law 100-404 for such program, shall be obligated
00.02
Public and Indian housing
3,101,813
22,837
00.03
Rent supplement
under title VI of the Housing and Community Development Act of
00.04
Homeownership and rental housing assist1987, notwithstanding the sunset provision in section 613 thereof; and
ance (sections 235 and 236)
57,168
$50,000,000, shall be used for grants under the Public Housing Drug
17,336
Rental housing development grants
Elimination Act of 1988 (42 U.S.C. 11901 et seq.)]: Provided further, 00.05
00.06
Rental rehabilitation grants
23,186
That amounts equal to all amounts of budget authority (and contract
authority) reserved or obligated for the development or acquisition
11,368,026
10.00
Total obligations (object class 41.0)
cost of public housing (including public housing for Indian families),
Financing:
for modernization of existing public housing projects (including such
Recovery of prior year obligations:
projects for Indian families), and [except as hereinafter provided,]
17.00
Rental development and rehabilitation
for programs under section 8 of the Act (42 U.S.C. 1437f), which are
grants
-33,861
recaptured during fiscal year [1990] 1991, shall be rescinded: ProvidDebt forgiveness
17.00
-2,227,626
ed further, That up to 50 percent of the amounts of budget authority,
Sections 235 and 236
-567,264
17.00
or in lieu thereof 50 percent of the cash amounts associated with such
Rent supplement
-1,664
17.00
Other
17.00
-507,295
budget authority, that are recaptured from projects described in secUnobligated balance, start of year:
tion 1012(a) of the Stewart B. McKinney Homeless Assistance Amend21.40
Grants (available)
-7,418
ments Act of 1988 (Public Law 100-628, 102 Stat. 3224, 3268) shall not
Administrative commitments (reserved)
21.49
-31,801,541
be rescinded, or in the case of cash, shall not be remitted to the
Contract authority (available)
21.49
-2,657,236
Treasury, and such amounts of budget authority or cash shall be used
22.49 Unobligated balance transferred, net
5,309
by State housing finance agencies in accordance with such section [ :
Unobligated balance rescinded (Public Law
Provided further, That notwithstanding the 20 percent limitation
100-404 and P.L 101-144):
under section 5(jX2) of the Act, any part of the new budget authority
2,227,626
23.40
Debt forgiveness
for the development or acquisition costs of public housing other than
Unobligated balance, end of year:
20,717
for Indian families may, in the discretion of the Secretary, based on
Grants (available)
24.40
27,513,597
Administrative commitments
24.49
applications submitted by public housing authorities, be used for new
3,166,952
Contract authority (available)
24.49
construction or major reconstruction of obsolete public housing
493,596
25.00 Unobligated balance lapsing
projects other than for Indian families: Provided further, That up to
-3,251
25.00 Unobligated balance restored
$14,000,000 of the funds provided under this heading may be transferred, merged, and added to sums appropriated for "Salaries and
6,988,667
39.00
Budget authority
expenses" and any amount or amounts earmarked under this heading
may be reduced accordingly]. There shall be transferred to and
Budget authority:
merged with the amounts appropriated under this head all amounts
Current:
7,538,765
Appropriation
appropriated under the heads "Assistance for the renewal of expiring 40.00
40.00
Appropriation rescinded (contract authorsection 8 subsidy contracts" and "Section 8 moderate rehabilitation
ity) (appropriation acts)
-477,470
single room occupancy" in Public Law 101-144 that are not obligated,
40.00
Appropriation rescinded (budget authority)
or that are recaptured in any fiscal year, and any obligations made
(P.L. 101-235)
under such heads shall be deemed to be obligations made under this
40.00
Reduction pursuant to P.L. 101-144
head.
40.00
Reduction pursuant to P.L. 99-177
-88,boo
41.00
Transferred to other accounts
[Section 6 of the United States Housing Act of 1937 (42 U.S.C.
42.22
Transferred from other accounts
1437d) is amended by inserting after subsection (a) the following new
subsection:
6,973,295
43.00
Appropriation (adjusted)
"(b)(1) Each contract for loans (other than preliminary loans) or
15,372
50.00
Reappropriation
contributions for the development, acquisiton, or operation of public
Permanent:
12,090,008
60.00
Appropriation
housing and public housing for Indians and Alaska Natives in accord60.49
Portion applied to liquidate contract auance with the Indian Housing Act of 1988 shall provide that the total
-12,090,008
thority
development cost of the project on which the computation of any
annual contributions under this Act may be based may not exceed the
63.00
Appropriation (adjusted)
amount determined under paragraph (2) (for the appropriate structure type) unless the Secretary provides otherwise, and in any case
Relation of obligations to outlays:
may not exceed 110 per centum of such amount unless the Secretary
71.00 Obligations incurred, net
11,368,026
for good cause determines otherwise.
Obligated balance, start of year:
Appropriation
11,623,887
72.40
"(2) For purposes of paragraph (1), the Secretary shall determine
72.49
Contract authority
175,898,405
the total development cost by multiplying the construction cost guide73.40 Obligated balance transferred, net....
line for the project (which shall be determined by averaging the
Obligated balance, end of year:
current construction costs, as listed by not less than 2 nationally
Appropriation
74.40
-18,644,073
recognized residential construction cost indices, for publicly bid con74.49
Contract authority
-164,401,287
struction of a good and sound quality) by—
-1,780
77.00 Adjustments in expired accounts
"(A) in the case of elevator type structures, 1.6; and
...
-3,337,710
78.00 Adjustments in unexpired accounts...
"(B) in the case of nonelevator type structures, 1.75.".]
RENTAL HOUSING ASSISTANCE
(RESCISSION)

The limitation otherwise applicable to the maximum payments that
may be required in any fiscal year by all contracts entered into under




90.00

Outlays..

Distribution of outlays by program:
Subsidized housing, total
Lower income housing assistance (sec. 8 ) . ,
Public housing

dollars)
1991 est.

1990 est.

9,509,260
3,169,753
55,844

12,714,317
4,238,105
53,222

235,150

161,540

10,717

.

12,980,724

17,167,184

-10,000
-10,000,000
-395,521
-19,536
-311,236

-10,000,000
-85,150
-18,722
-236,375

-20,717
-27,513,597
-3,166,952
26,000

-23,565,304
-2,076,485
6,000

10,000,000

10,000,000

23,565,304
2,076,485
88,467

20,042,311
1,829,110
81,385

7,299,421

13,143,954

8,115,221

13,286,874

-359,236

-282,375

-190,993
-125,786
-101,580
-38,205

-17,545
157,000

7,299,421

13,143,954

13,887,950

15,304,979

-13,887,950

-15,304,979

12,980,724

17,167,184

18,644,073
164,401,287

26,261,168
145,140,673
1,088,875

-26,261,168
-145,140,673

-40,589,012
-123,423,662

-10,736,293

-10,340,247

12,505,467

13,887,950

15,304,979

12,505,467
9,917,596
1,523,998

13,887,950
10,596,164
2,234,086

15,304,979
11,552,094
2,770,324

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Rent supplement
Homeownership assistance (sec. 2 3 5 ) . .
Rental housing assistance (sec. 2 3 6 ) . . .
College housing grants
Rental housing development grants
Rental rehabilitation j

47,957
114,513
611,233
19,215
100,200
170,755

50,957
99,019
624,225
21,000
94,463
92,897

49,766
113,845
619,818
21,000
100,000
153,271

ANNUAL CONTRIBUTIONS FOR ASSISTED HOUSING
Status of Unfunded Contract Authority (in thousands of dollars)
1989 actual
Unfunded balance, start of year:
Annual contributions for assisted housing
Homeownership and rental housing assistance
Rent supplement
College housing grants
Total unfunded balance, start of year

1990 est.

1991 est.

177,559,484
30,037,665
2,213,963
546,071

163,652,990
28,776,912
2,126,864
525,071

140,491,504
27,743,114
2,043,773
504,071

210,357,183

195,081,837

170,782,462

Unfunded balances rescinded:
Debt forgiveness
Rental and homeownership assistance
Annual contributions for assisted housing

- 2,227,626
-50,000
-427,470

-10,000,000
-238,993
-311,236

- 10,000,000
-46,000
-236,375

Total, unfunded balances rescinded

-2,705,096

-10,550,229

- 10,282,375

-55,142

-49,560

-33,325

—31^825

-474,933
-12,090,008
-5,309

-88,467
-13,634,679
-26,000

-81,385
-- 1 5 , 1 1 7 , 6 1 9
-6,000

163,652,990
28,776,912
2,126,864
525,071

140,491,504
27,743,114
2,043,773
504,071

115,932,711
26,918,310
1,960,991
483,071

195,081,837

170,782,462

145,295,083

Unobligated balance lapsing or restored:
Homeownership and rental housing assistance
Annual contributions for assisted housing
Rent supplement
Total, unobligated balance lapsing
Unfunded balances transferred for liquidation
Other transfers
Unfunded balance, end of year-.
Annual contributions for assisted housing
Homeownership and rental housing assistance
Rent supplement
College housing grants
Total unfunded balance, end of year

-443,426
3,251
-34,758

ANNUAL CONTRIBUTIONS FOR ASSISTED HOUSING
Summary of Administrative Commitments
[In thousands of dollars]
Program by activities:
Assistance contracts:
1989 actual
Lower income housing (section 8 )
4,767,541
Public and Indian housing
2,193,031
Rent supplement
22,837
Homeownership and rental housing assistance
(sections 2 3 5 and 2 3 6 )
56,151
Grants:
Rental housing development grants
17,336
Rental rehabilitation grants
23,186
Subtotal
Administrative commitments, start of year
Administrative commitments, end of year
Total obligations

mo est.
5,927,617
2,803,103
55,844

1991 est.
13,344,229
82,100
53,222

235,150

164,640

10,717

7,080,082
31,801,541
-27,513,597

9,032,431
27,513,597
-23,565,304

13,644,191
23,565,304
-20,042,311

11,368,026

12,980,724

17,167,184

The subsidized housing schedule reflects an appropriation of
$13.3 billion, the transfer of an estimated $70 million from the
section 236 rental housing assistance fund and $87 million
from the section 312 rehabilitation loan fund—for a total
funding level of $13.4 billion.
The funds will be used for rental assistance for approximately 99,400 units and for amendments to existing contracts—including increases resulting from rental adjustments
in compliance with "Rainier View" provisions in the Department of Housing and Urban Development Reform Act of 1989.
In addition, it is proposed that $17.5 million of Annual Contributions funds be transferred to the Research and Technology
account to support program evaluation and monitoring activities.
Included within the total number of units proposed for this
budget are 82,049 incremental units. This total is comprised of
6,967 units to assist the elderly or handicapped, 47,924 incre-


http://fraser.stlouisfed.org/
Federal Reserve Bank of 1St.0LouisL 3
250-298 O - 9 9 - 3 6 Q

HOUSING PROGRAMS—Continued
Federal Funds—Continued

A-743

mental vouchers, 8,003 incremental certificates and 1,305
single room occupancy units for the homeless. The Administration proposes to target these SRO units to homeless individuals who are chronically mentally ill or who are recovering substance abusers. Legislation will be proposed to require
applicants to provide supportive services on a matching
dollar-for-dollar basis for the ten year term of the SRO housing assistance. In addition, it is anticipated that approximately half of the 12,500 units proposed for prepayment and half
of the 10,000 units included for property disposition will represent incremental assistance. The incremental total also includes 6,600 units to be made available under the Rental
Housing Assistance for the Homeless Program.
No new development funding is being requested for either
public or Indian housing. However, the total includes amounts
for amendments to existing contracts and for lease adjustments. Funds for modernization activities are being requested
under a separate appropriation for 1991.
A total of nearly 4,000 units of new construction and 3,000
units of leased housing is being proposed to assist the elderly
and handicapped.
The Administration is proposing a new program initiative
for 1991 called HOPE—Homeownership and Opportunity for
People Everywhere. Funding is being requested under Annual
Contributions to support part of this HOPE initiative. Included within Annual Contributions are vouchers and certificates
to assist the homeless, preserve low-income units and foster
homeownership for low-income families.
In addition to 1991 funding for renewals and single room
occupancy units, appropriation language is being proposed
which will transfer obligated and unobligated balances from
the renewal of expiring contracts and section 8 moderate
rehabilitation accounts back into Annual Contributions. The
1990 Appropriations Act had included separate appropriations
for these activities—resulting in the need for separate accounts. The Department feels that these activities can be
properly monitored within the Annual Contributions account.
The budget also reflects proposals for equality between certificate and voucher fees and changes in the manner in which
section 8 certificate rents are calculated. In addition, legislation is being proposed that would modify housing preservation
provisions included in the Housing and Community Development (HCD) Act of 1987 and the Stewart B. McKinney Homeless Assistance Act of 1988. The legislative proposals also
include a welfare rent and a homeownership component for
the voucher program. In addition, the Administration anticipates a requirement that public housing agencies have an
approved "Operation Bootstrap" plan in place before incremental vouchers or certificates can be received.
Lower-income housing (section 8).—The budget proposes the
reservation of about 97,229 section 8 units. Included within
this total are 4,797 elderly units, 9,403 certificates and 52,924
vouchers, 5,000 loan management units, 1,305 single room
occupancy units for the homeless under the moderate rehabilitation program and 23,800 units for other purposes. Included, to
augment the HOPE initiatives, there are 10,000 property disposition subsidies to be targeted for tenant organizations to
stimulate homeownership. Should the amount being made
available exceed the demand for homeownership units, appropriation language has been included to make these funds
available for other activities.
The program being proposed for 1991 is aimed at addressing
the Department's priorities. Additional incremental units are
included to expand affordable rental housing opportunities. A
three-part strategy to attack the problem of mortgage prepayment is proposed that will expand homeownership, offer incentives to project owners and provide assistance to residents
affected by prepayment. Vouchers and certificates are being
made available to facilitate public housing homeownership by
providing for rental assistance to non-purchasing residents or

A-744

KJ^RR™110"-^1^

General and special funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

head, similar activities are proposed as eligible funding activities under HOPE Grants.
The Rental Housing Development Grant (HoDAG) program
RENTAL HOUSING ASSISTANCE—Continued
provides assistance to States and units of local government for
replacement units for those lost as a result of purchase. In the development of rental housing. Under language included
addition, funding will be provided for single room occupancy
in the Housing Act of 1987, the HoDAG program was termiunits for the homeless.
nated at the end of 1989. In conjunction with termination,
Housing for the handicapped (section 202).—The HCD Act of
language is proposed to repeal the program.
1987 authorized, and the 1989 Appropriation Act funded, a
new program for the handicapped—section 202(h). Although
the program was funded in 1989 under the Annual Contributions for Assisted Housing account, it is not linked to section
[ASSISTANCE FOR THE RENEWAL OF EXPIRING SECTION 8 SUBSIDY
CONTRACTS]
8 assistance as is the regular section 202 housing for the
elderly or handicapped program. The budget proposes con[For assistance under the United States Housing Act of 1937 (42
tinuation of the section 8 assisted program in 1991 at a fundU.S.C. 1437) not otherwise provided for, for use in connection with
ing level of $518.8 million. This will support 4,797 units, inexpiring section 8 subsidy contracts, $1,091,978,475, to remain availcluding 1,700 leased units. The budget also includes $186.0 able until expended, of which $517,777,500 shall be for existing certifimillion under the new section 202(h) program in support of cates, $449,145,000 shall be for housing vouchers and $125,055,975
2,170 units, including 1,000 units for the mentally ill homeless shall be for loan management under section 8: Provided, That funds
as part of the HOPE initiative. Legislation is being proposed provided under this paragraph may not be obligated for a contract
which will permit the use of leased existing housing to serve term that is less than five years: Provided further, That to the extent
any amount in this paragraph is insufficient for the purpose for
the needs of the elderly, handicapped and chronically mentally ill. These leased units will require section 8 and section which it is earmarked, the Secretary may supplement such amount
with up to $90,000,000 from funds otherwise earmarked under this
202(h) rental subsidy assistance but will not require loan
paragraph: Provided further, That to the extent such supplement is
funding under the section 202 loan fund.
insufficient, the Secretary may, from the Annual Contributions for
Public and Indian housing.—No new development funding Assisted Housing paragraph, transfer to, add to, and merge with the
is proposed for 1991 for either the public housing or Indian amounts appropriated under this paragraph up to $90,000,000 to fund
housing programs. A total of $57 million is requested for such insufficiency, and the $1,373,060,823 earmarked for amendments
amendments to existing contracts and $25.1 million for lease to section 8 contracts other than contracts for projects developed
under section 202 of the Housing Act of 1959, in the Annual Contribuadjustments. Funding for modernization activities amounting
to $1.85 billion is being proposed for 1991 under a separate tions for Assisted Housing paragraph, shall be reduced by an amount
equal to the amount transferred.] Departments of Veterans Affairs
appropriation.
and Housing and Urban
Rent supplement.— Rent supplement assistance payments propriations Act, 1990.) Development, and Independent Agencies Apwill continue to be made on behalf of qualified low-income
tenants in approximately 20,000 units which have not conProgram and Financing (in thousands of dollars)
verted to section 8.
Section 235.—The Housing and Urban-Rural Recovery Act Identification code 8 6 - 0 1 9 4 - 0 - 1 - 6 0 4
1989 actual
1990 est.
1991 est.
of 1983 (Public Law 98-181) authorized a restructured section
235 program based on a 10-year interest reduction subsidy. A
Program by activities:
total of $150 million of budget authority was provided in the
10.00 Total obligations (object class 41.0)
1,074,492
Second Supplemental Appropriations Act of 1984 (Public Law
Financing:
98-396) to fund the program. Recaptures of budget authority
39.00 Budget authority
1,074,492
from terminations must be transferred into the Homeownership Assistance Fund account established pursuant to Public
Budget authority:
1,091,978
Law 98-181. Amounts deposited will be available for use to 40.00 Appropriation
-16,925
assist program beneficiaries still in need of assistance at the 40.00 Reduction pursuant to P.L. 101-144
40.00 Reduction pursuant to P.L. 99-177
-561
expiration of their present ten-year assistance contracts. Consistent with the provisions of the Department of Housing and 43.00
Appropriation (adjusted)
1,074,492
Urban Development Reform Act of 1989, the Department is
Relation of obligations to outlays:
planning to refinance eligible section 235 mortgages bearing
71.00 Obligations incurred, net
1,074,492
high interest rates.
72.40 Obligated balance, start of year
1,015,690
Section 236.—The Housing and Urban Development Act of 73.40 Obligated balance transferred, net
-1,015,690
1968, as amended, authorizes the section 236 Rental Housing
74.40 Obligated balance, end of year
-1,015,690
Assistance Program which subsidizes the monthly mortgage
90.00
Outlays
58,802
payment that an owner of a rental or cooperative project is
required to make. This interest subsidy reduces rents for
The Budget proposes to transfer the obligated balance of
lower income tenants.
College housing grants.—No new applications for grants this account to the Annual Contributions for Assisted Houshave been approved since the program was terminated in ing account in 1991. A budget request of $7.7 billion is included within the Annual Contributions account in 1991 for the
1973. Payments are made pursuant to the existing contracts.
renewal of additional subsidy contracts.
Nehemiah housing opportunity grants program.—According
to the terms of the authorizing legislation, the Nehemiah
Housing Opportunity Grants program was to terminate after
September 30, 1989. However, $24 million was made available
HOMEOWNERSHIP AND OPPORTUNITY FOR PEOPLE EVERYWHERE
for the program within the 1990 Appropriations Act, notwithGRANTS (HOPE GRANTS)
standing the sunset provision of the authorizing legislation.
For contracts, grants, and other assistance, not otherwise provided
The $20 million unobligated balance from the 1989 appropria- for, necessary for carrying out the Homeownership and Opportunity for
tion, along with the 1990 appropriation, is being transferred People Everywhere initiative, $250,000,000, to remain available until
to the Nehemiah revolving fund in 1990. No appropriation is expended: Provided, That these funds are not available until specifibeing sought for 1991. In lieu of additional funding under this cally authorized.
ANNUAL CONTRIBUTIONS FOR ASSISTED HOUSING—Continued




Program and Financing (in thousands of dollars)
Identification code 8 6 - 0 1 9 6 - 0 - 1 - 6 0 4
10.00

1989 actual

1990 est.

Program by activities:
Total obligations (object class 41.0)

1991 est.
249,660

Financing:
39.00 Budget authority

249,660

Budget authority:
40.00 Appropriation
41.00 Transferred to other accounts

250,000
-340

43.00

249,660

71.00
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

249,660
-249,660

A-745

H UI G R G A S t ^
O SN ^ O R M ^n
i

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustment in expired accounts

...

6,435
7,600
-9,035

9,035
-4,035

5,000

8,179
4,141
-7,600
-175

5,000

4,544

Outlays

Under the congregate services program the Department
contracted directly with local public housing agencies and
section 202 housing for the elderly or handicapped sponsors to
supply support services, including meals and other services.
These three- and five-year contracts commenced in 1980 and
were evaluated over the life of the contracts. No additional
resources are requested for 1991. This program did not
achieve its primary goal, to prevent premature institutionalization of the elderly.

Outlays.

Legislation is being proposed in 1991 for the Homeownership and Opportunity for People Everywhere Grants (HOPE
Grants). The Budget requests an appropriation of $250 million. Under the proposal, grants will be used to convert public
housing and distressed FHA multifamily properties to homeownership; and to assist non-profits with programs to sell
vacant and foreclosed publicly-owned properties to low-income
families.
States, localities, or non-profit organizations will be required to provide $1 for every $2 in Federal HOPE Grants.
HOPE Grants will be used for acquisition (where appropriate), rehabilitation, replacement reserves, operating reserves,
counseling, and technical assistance.
The HOPE Grants appropriation includes $10 million to
fund the services component of a new program of voucher
assistance for the frail elderly. (The housing voucher component is displayed in the housing assistance account).
Also, $250 million of section 8 certificates and vouchers
from the housing assistance account will be used to provide
replacement housing and transitional assistance for public
housing developments that convert to low-income homeownership.
In addition to the HOPE Grants program, HUD is proposing several other components of Homeownership and Opportunity for People Everywhere, which are described elsewhere
in the Budget.

HOUSING COUNSELING ASSISTANCE

For contracts, grants, and other assistance, not otherwise provided
for, for providing counseling and advice to tenants and homeowners—
both current and prospective—with respect to property maintenance,
financial management, and such other matters as may be appropriate
to assist them in improving their housing conditions and meeting the
responsibilities of tenancy or homeownership, including provisions for
training and for support of voluntary agencies and services as authorized by section 106(a)(l)(iii), and section 106(a)(2), [and section 106(c)]
of the Housing and Urban Development Act of 1968, as amended,
$3,500,000. (Departments of Veterans Affairs and Housing and Urban
Development, and Independent Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 6 - 0 1 5 6 - 0 - 1 - 5 0 6

10.00

1990 est.

3,497

3,446

3,498

3,500

Program by activities:
Total obligations (object class 41.0)

1989 actual

3,446

3,498

3,500

3,500
-54

3,500

Financing:
25.00 Unobligated balance lapsing
39.00
40.00
40.00
41.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Transferred to other accounts

1991 est.

3

- 2

Appropriation (adjusted)

3,500

3,446

3,498

71.00
72.40
74.40
77.00

[CONGREGATE SERVICES]

43.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

3,497
4,769
-4,585
-413

3,446
4,585
-4,531

3,498
4,531
-4,529

[For contracts with and payments to public housing agencies and
nonprofit corporations for congregate services programs in accordance
with the provisions of the Congregate Housing Services Act of 1978,
90.00
Outlays
3,269
3,500
3,500
$6,000,000, to remain available until September 30, 1991.] (Departments of Veterans Affairs and Housing and Urban Development, and
Independent Agencies Appropriations Act, 1990.)
The Budget proposes an appropriation of $3.5 million in
1991 to continue the housing counseling assistance program,
Program and Financing (in thousands of dollars)
which provides comprehensive housing counseling services to
1990 est
1991 est
eligible homeowners or tenants, including default, prepurIdentification code 8 6 - 0 1 7 8 - 0 - 1 - 6 0 4
1989 actual
:
—
chase and renter counseling. The Budget also proposes to
transfer $2,000 of the Housing Counseling Assistance approProgram by activities:
10.00 Total obligations (object class 41.0)
8,179
6,435
priation to the Research and Technology account to support
program evaluation and monitoring activities. The Budget
Financing:
21.40 Unobligated balance available, start of year
-3,396
-606
does not propose to extend the emergency homeownership
24.40 Unobligated balance available, end of year
606
counseling program.
25.00

39.00

Unobligated balance lapsing
Budget authority

10

5,400

5,829

5,400

6 OO
O

5,400

5 329
!

[SECTION 8 MODERATE REHABILITATION]

40.00
40.00
40.00
43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Reduction pursuant to P.L 99-177
Appropriation (adjusted)




-93

[SINGLE ROOM OCCUPANCY]

[For assistance under the United States Housing Act of 1937, as
amended (42 U.S.C. 1437f), for the section 8 moderate rehabilitation
program, to be used to assist homeless individuals pursuant to section
441 of the Stewart B. McKinney Homeless Assistance Act (42 U.S.C.

A-746

HOUSING PROGRAMS—Continued
Federal Funds—Continued

T H E B U D G E T FOR FISCAL YEAR

General and special funds—Continued
[SECTION 8 MODERATE REHABILITATION]—Continued
[SINGLE ROOM OCCUPANCY]—Continued
11401), $75,000,000, to r e m a i n available until e x p e n d e d . ] (Departments of Veterans Affairs and Housing and Urban Development, and
Independent Agencies, Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 6 - 0 1 9 5 - 0 - 1 - 6 0 4

9 actual

1990 est.

Program by activities:
Total obligations (object class 4 1 . 0 ) . .

10.00

73,185

Financing:
39.00 Budget authority

40.00
40.00
40.00

73,185

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144..
Reduction pursuant to P.L 99-177....

43.00
71.00
72.40
73.40
74.40
90.00

1991 est.

thorizes e n f o r c e m e n t of appropriate construction standards
for t h e construction, design a n d p e r f o r m a n c e of m a n u f a c t u r e d
h o m e s to a s s u r e t h e i r quality, durability a n d safety. A l l m a n ufactured h o m e s produced since t h e s t a n d a r d s t o o k effect o n
J u n e 15, 1 9 7 6 m u s t c o m p l y w i t h F e d e r a l construction a n d
s a f e t y standards. T h e States a r e actively e n c o u r a g e d t o participate in t h e p r o g r a m u n d e r c o m p l i a n c e p l a n s a p p r o v e d b y
HUD.
A fee is c h a r g e d to t h e m a n u f a c t u r e r s for e a c h m a n u f a c tured h o m e produced to cover t h e costs of t h e m o n i t o r i n g a n d
e n f o r c e m e n t activities b y H U D contract agents. F e e s a r e deposited in a special f u n d a d m i n i s t e r e d b y t h e D e p a r t m e n t ,
a n d a portion of t h e fee receipts are t r a n s f e r r e d t o t h e salaries a n d e x p e n s e s account to d e f r a y t h e direct a d m i n i s t r a t i v e
e x p e n s e s of t h e p r o g r a m .
MANUFACTURED HOME INSPECTION AND MONITORING

75,000
-1,162
-653

(Proposed f o r later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)

73,185

Appropriation (adjusted)..

1989 actual

Identification code 8 6 - 5 2 7 1 - 2 - 2 - 3 7 6

Relation of obligations to outlays:
Obligations incurred, net..
Obligated balance, start of year
Obligated balance transferred, net...
Obligated balance, end of year

1991

73,185
73,185
-73,185
-73,185

10.00

1991c

1990 est.

Program by activities:
Total obligations (object class 25.0)

885

Financing:
24.40 Unobligated balance available, end of year...

Outlays...

39.00

-885

Budget authority..

Section 8 Single Room Occupancy Program.—The

Budget
Relation of obligations to outlays:
885
71.00 Obligations incurred, net
includes a proposal to t r a n s f e r t h e obligated b a l a n c e of this
account to t h e A n n u a l Contributions for A s s i s t e d H o u s i n g
885
Outlays..
90.00
account in 1991. F o r 1991, a b u d g e t request of $ 4 9 . 6 m i l l i o n is
included u n d e r t h e A n n u a l Contributions account for this
Legislation will b e proposed to p e r m i t H U D to use c u r r e n t
activity.
f e e collections

to cover f u l l direct a d m i n i s t r a t i v e

expenses

associated w i t h t h e p r o g r a m .
MANUFACTURED HOME INSPECTION AND MONITORING

Program and Financing (in thousands of dollars)
Identification code 8 6 - 5 2 7 1 - 0 - 2 - 3 7 6

1989 actual

INTERSTATE LAND SALES

1990 est.

1991 est.

Program by activities:
00.01 Transfer to salaries and expenses
00.02 Other program costs

865
4,904

869
6,440

885
6,590

10.00

5,769

7,309

7,475

Total obligations (object class 25.0)

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

71.00
72.40
74.40
90.00

Program and Financing (in thousands of dollars)

510

626

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-34
34

Outlays

6,522

7,320

7,320

7,309
503
-312

7,475
312
-287

71.00
72.40
74.40

6,173

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

7,500

7,500

90.00

60.00

Budget authority (appropriation) (permanent,
indefinite) (special fund)

600

600

626
9

608

635

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

1989 actual
6,522
6,173

1990 est
7,320
7,500

1991 est.
7,320
7,500
885

6,522
6,173

7,320
7,500

7,320
8,385

Section 6 2 0 of t h e N a t i o n a l M a n u f a c t u r e d H o u s i n g Construction a n d S a f e t y S t a n d a r d s A c t of 1974, a s a m e n d e d , au-




510

520

Outlays

[in thousands of dollars]

Total:
Budget authority
Outlays

608

510
19
-9

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

1991 est.

-34

-1,962
1,807

5,769
908
-503

Budget authority (appropriation) (permanent,
indefinite) (special fund)

1990 est.

Program by activities:
Total obligations (object class 25.0)

10.00

-1,951
1,962

-1,198
1,951

1989 actual

Identification code 8 6 - 5 2 7 0 - 0 - 2 - 3 7 6

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
510
520

1990 est
600
635

1991 est.
600
608
400
400

510
520

600
635

1,000
1,008

T h e Interstate L a n d S a l e s F u l l Disclosure A c t provides protection to t h e public w i t h respect to purchases or leases of

H U I G R G A S - one
O SN ^ O R ^ —C ni u d
t

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
subdivision lots. Statements of record must be filed with the
Secretary before subdivisions with 100 or more lots may be
sold in interstate commerce, except when the subdivision is
eligible for exemption.
The Secretary is authorized to charge a fee, to be paid by
the developer when filing a statement of record. The fee receipts are permanently appropriated and have helped finance
a portion of the direct administrative expenses incurred in
program operations.
INTERSTATE L A N D

SALES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

10.00

1989 actual

86-5270-2-2-376

1990 est.

1991 est.

partments of Veterans Affairs and Housing and Urban Development,
and Independent Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 86-4070-0-3-371
Program by activities:
Operating expenses:
00.01
Administrative
00.02
Interest to Treasury
00.03
Interest on debentures
00.04
Other operating costs
00.05
Participation payments
00.06
Property expenses
00.07
Loss on defaulted guaranteed loans..
00.91

Program by activities:
Total obligations (object class 25.0)..

400

Financing:
40.00 Budget authority (appropriation)...

400

01.01
01.02
01.03

Relation of obligations to outlays:
71.00 Obligations incurred, net

400

90.00

400

01.04

Outlays

01.05

01.06
01.07

01.08

Legislation will be proposed to remove the current $1,000
fee limit on any one developer. Concurrently, the schedule of
fees will be changed to provide additional receipts to fully
offset program costs.

Public enterprise funds:
TITLE IV—CORPORATIONS

Corporations and agencies of the Department of Housing and
Urban Development which are subject to the Government Corporation Control Act, as amended, are hereby authorized to make such
expenditures, within the limits of funds and borrowing authority
available to each such corporation or agency and in accord with law,
and to make such contracts and commitments without regard to fiscal
year limitations as provided by section 104 of the Act as may be
necessary in carrying out the programs set forth in the budget for
[1990] 1991 for such corporation or agency except as hereinafter
provided: Provided, That collections of these corporations and agencies may be used for new loan or mortgage purchase commitments
only to the extent expressly provided for in this Act (unless such
loans are in support of other forms of assistance provided for in this
or prior appropriations Acts), except that this proviso shall not apply
to the mortgage insurance or guaranty operations of these corporations, or where loans or mortgage purchases are necessary to protect
the financial interest of the United States Government.
[ F E D E R A L H O U S I N G ADMINISTRATION
GAGE

AND

COOPERATIVE

MANAGEMENT

FUND]

FHA—MUTUAL

HOUSING

INSURANCE

MORTFUNDS

^_747

Total operating expenses
Capital investment, claims and other:
Acquisition of defaulted notes
Assignment of defaulted mortgages
Acquisition of real properties
Temporary mortgage assistance paymentsAcquisition of other assets
Assignment of current mortgages
Capitalized property e
Loss on defaulted £

3 actual

1990 est.

378,419

392,050

353,006

212,546

446,356

43,434

1991 est.

52,430

47,482

72,200

61,400

172,260

155,500

140,200

1,118,536

414,146

564,955
33,552
1,593,108

46,865

49,280

1,030,011

1,807,271

4,770,732

5,102,162

76,599

78,968

77,375

342,900

5,193,648
123,500
27,235

601,121

501,615

243,431

25,370

01.91

Total capital investment..

6,001,582

8,225,133

5,871,368

10.00

Total obligations

7,594,690

9,343,669

6,285,514

-527,862
-10,863

-514,701

-495,131

-21,850

-42,520

-2,075,929

-2,256,170

-1,905,339

129,893
-3,307,706

152,248

145,577

-3,573,768

-3,437,814

Financing:
Offsetting collections from:
Federal funds:
11.00
Interest on U.S. securities
11.00
Urban homesteading
Non-Federal sources:
14.00
Fees and premiums
14.00
Rebate of unearned prepaid premiums collected
14.00
Proceeds from sale of real property
14.00
Repayment of mortgage notes and sales
contracts
14.00
Interest and operating income
14.00
Recoveries on defaulted mortgages
14.00
Recoveries on defaulted title I notes
14.00
Other interest, dividends, and revenue
17.00 Recovery of prior year obligations
Unobligated balance available, start of year.21.90
Treasury balance
U.S. securities:
21.91
Par value
21.92
Unrealized discount
22.90 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.90
Treasury balance
U.S. securities:
24.91
Par value
24.92
Unrealized discount
31.00 Redemption of debt

-25,046
-292,998
-245,194
-20,159
466,207
-1,303

-27,637

-24,273

-370,373

-70,402

-324,111

-62,243

-16,300
-45,000

-40,000

87,994

776,474

273,059

-6,205,016
-7,220

-6,092,475

-5,956,975

-776,474

-273,059

.

3,934

3,934

181,626
-478,349

5,956,975
5,626,960
6,092,475
[For payment to cover losses, not otherwise provided for, sustained
-3,934
-3,624
-3,934
by the Special Risk Insurance Fund and General Insurance Fund as
940,223
486,428
authorized by the National Housing Act, as amended (12 U.S.C.
1715z-3(b) and 1735c(f)), $350,093,000, to remain available until ex3,654,145
39.00
Budget authority
1,357,983
pended.]
During fiscal year [1990] 1991, within the resources available,
Budget authority:
gross obligations for direct loans of the Mutual Mortgage Insurance 40.00 Appropriation (current)
350,093
237,720
and Cooperative Management Housing Insurance Funds are author67.10 Authority to borrow (12 U.S.C. 1702) (per3,304,052
manent, indefinite)
1,120,263
ized in such amounts as may be necessary to carry out the purposes
of the National Housing Act, as amended.
Relation of obligations to outlays:
During fiscal year [1990] 1991, additional commitments to guaran2,346,007
353,369
1,685,033
tee loans under such funds to carry out the purposes of the National 71.00 Obligations incurred, net
901,207
901,207
72.90 Obligated balance, start of year: Fund balance....
193,882
Housing Act, as amended, shall not exceed a loan principal of
-523,170
73.90 Obligated balance transferred, net
[$75,000,000,000] $62,000,000,000.
-901,207
-414,946
74.90 Obligated balance, end of year: Fund balance
-901,207
During fiscal year [1990] 1991, gross obligations for direct loans of
78.00 Adjustments in unexpired accounts
-1,303
not to exceed [$88,600,000] $123,500,000 are authorized for payments
under section 230(a) of the National Housing Act, as amended, from
2,346,007
316,460
90.00
Outlays
976,405
[ t h e ] such insurance fund chargeable for benefits on the mortgage
covering the property to which the payments made relate, and payNote—The budget schedules for this account include amounts in the General and Spet I Risk Insurance Funds. Beginning
ments in connection with such obligations are hereby approved. (De- in 1991, these amounts are shown separately under the FHA—Gl and SRI Funds account.




KJ^RR™110"-^1^

A-748

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued
[ F E D E R A L HOUSING ADMINISTRATION
GAGE

AND

COOPERATIVE

MANAGEMENT

FUND]

FHA—MUTUAL

HOUSING

INSURANCE

MORTFUNDS—

Continued
Status of Direct Loans (in thousands of dollars)
Identification code 8 6 - 4 0 7 0 - 0 - 3 - 3 7 1

Position with respect to appropriations act
limitation on obligations:
1111 Limitation on direct loans
1112 Unobligated direct loan limitation
1150

1210
1231
1232
1251
1262
1264
1290

1320
1330

1989 actual

1990 est.

103,350
-103,350

87,227
-87,227

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements:
Direct loan disbursements
Disbursements for guaranteed loan claims
Repayments: Repayments and prepayments
Adjustments:
Write-offs for default
Other adjustments, net 1
Outstanding, end of year

1991 est.

123,500
123,500

5,123,930

5,185,300

6,686,462

1,154,251
-290,399

2,199,452
-368,346

-86,847

-114,268
-688,214

-213,102
-116,842

-5,050,617

5,185,300

6,686,462

1,615,589

66,591

Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

3.1
3,829

1 Includes foreclosures of direct loans, other miscellaneous adjustments and the transfer of the Gl and SRI Fund loan
balances to a new account.

Status of Guaranteed Loans (in thousands of dollars)
Identification code 8 6 - 4 0 7 0 - 0 - 3 - 3 7 1

Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans made by private
lenders
2112 Uncommitted limitation
2150

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2231 Disbursements: Disbursements of new guaranteed loans
2251 Repayments and prepayments
Adjustments:
2261
Terminations for default that result in direct
loans
2262
Terminations for default that result in acquisition of property
2263
Terminations for default that result in claim
payments
2264
Otheradjustments.net 1
2290

Outstanding, end of year

1989 actual

1990 est.

1991 est.

96,000,000
-41,605,989

73,837,500
-10,249,155

62,000,000

54,394,011

63,588,345

62,000,000

300,758,064

326,035,695

355,577,055

46,817,015
-15,580,849

52,120,380
-15,033,976

46,880,490
-12,956,738

-1,076,876

-1,856,551

-4,770,732

-5,102,162

-5,193,648

-33,552
-77,375

-243,431
-342,900

-25,370
-76,641,189

326,035,695

355,577,055

307,640,600

2320
2330
1

U.S. contingent liability for guaranteed loans
outstanding, end of year

322,354,783

351,680,266

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

307,304,010

1.2
744,000

Includes the transfer of the Gl and SRI Fund Guaranteed Loan balances to a new account.

The Federal Housing Administration (FHA) fund consists of
four separate funds. Financial data for each individual fund is
maintained for control and reporting purposes. The Department is proposing to split the Federal Housing Administration Fund into two separate accounts beginning in 1991. The
existing account will be renamed and will include the Mutual
Mortgage Insurance (MMI) and Cooperative Management
Housing Insurance (CMHI) Funds. The new account will be




PROGRAM HIGHLIGHTS

1

[In millions of dollars]

Insurance initiation:
Mortgage insurance applications (units)
Mortgage insurance written:
Units
Amount
Title I property improvement loans insured:
Notes
Amount
Insurance maintenance: Outstanding balance of insurance in
force, end of year:
Mortgage insurance
Title I property improvement loan insurance
Total outstanding balance of insurance in force, end of
year

1989 actual
1,067,576

1990 est.
1,173,573

1991 est.
1,206,367

779,483
$45,757

856,779
$51,022

909,636
$55,199

98,703
$1,061

101,000
$1,099

107,000
$1,227

321,688
4,348

350,974
4,603

382,565
4,798

326,036

355,577

387,363

Insurance settlement:
Property acquired during year (units):
Homes
Multifamily

90,771
1,690

92,886
1,440

99,866
1,440

Total property acquired during year (units)
Direct acquisitions from mortgagee
Foreclosure of mortgages

92,461
88,389
4,072

94,326
90,736
3,590

101,306
97,741
3,565

Property sales during year (units):
Homes
Multifamily

85,318
4,622

92,938
2,377

93,110
5,857

89,940

95,315

98,967

Property on hand, end of year (units):
Homes
Multifamily

58,885
9,290

58,833
8,353

65,590
3,936

Total property on hand (units)

68,175

67,186

69,526

9,338
19,634

9,300
69,800

21,700

28,972

79,100

21,700

2,475
7,155

3,500
45,240

3,500
6,815

9,630

48,740

10,315

52,247

60,747

59,797

Total property sales during year (units)

MEMORANDUM
2299

comprised of the General Insurance (Gl) and Special Risk
Insurance (SRI) Funds. The new account structure will
present more clearly the operations of the various funds.
The Mutual mortgage insurance fund provides for the Department's basic single family mortgage insurance program.
It is a mutual fund where mortgagors, upon termination of
their mortgages, share surplus premiums paid into the fund
that are not required for operating expenses or losses.
The Cooperative management housing insurance fund, also a
mutual fund, provides mortgage insurance for managementtype cooperatives authorized by section 213 of the National
Housing Act, as amended.
Losses connected with defaulted notes, assigned mortgages
and acquired properties are charged to the appropriate insurance fund. During 1991, it is estimated that applications for
single-family and multifamily mortgage insurance covering
1,206,367 units will be received and that mortgage insurance
will be written covering 909,636 single-family and multifamily
units. In addition, it is estimated that approximately 101,306
single-family and multifamily units will be acquired by the
Department during 1991 and that 98,967 single-family and
multifamily units will be sold. More detailed activity information follows in the "Program Highlights" table shown below.
The highlights table reflects the consolidated activity of all
FHA Insurance Funds.

Defaulted mortgage assignments during year (units):
Homes
Multifamily
Total mortgage assignments during year (units)
Claims on current mortgages during year (units):
Homes
Multifamily
Total claims on current mortgages during year (units)....
Assigned mortgages on hand, end of year (units):
Homes

HOUSiNG^ROGRAMS^tin^

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Multifamily

192,750

Total assigned mortgages on hand, end of year (units)...
inventory of property and assigned mortgages on hand, end of
year (units):
Homes
Multifamily
Total inventory of property and assigned mortgages on
hand, end of year (units)
Claims with no acquisition (units): 2
Homes
Multifamily

294,190

309,102

244,997

354,937

368,899

111,132
202,040

119,580
302,543

125,387
313,038

313,172

422,123

438,425

1,144
559

1,235
5,028

1,703

Total claims with no acquisition
Defaulted title I property improvement loans:
Number
Amount

1,168
17,179
18,347
7,700
$49

estimates include activity in the FHA's Gl and SRI Funds account.
Includes coinsurance claims.

STATUS OF INSURANCE RESERVES FROM OPERATIONS
[In millions of dollars]

Mutual mortgage
Cooperative management housing
General
Special risk
Total FHA Fund
1

1989
actual1
1,563
19
-6,747
-3,589

1990 est.
1,173
20
-7,464
-3,819

1991 est.
801
20
-8,112
-4,036

-8,753

-10,090

Operating income or loss ( - ) :
Mutual mortgage insurance fund:
Revenue
Expense

1990

est.

1991

est.

1,847,090
-1,869,807

1,953,674
-2,191,344

2,025,780
-2,259,792

-22,717

-237,670

-234,012

4,087
-1,232

3,834
-1,125

3,596
-1,150

2,855

2,709

2,446

495,167
-979,126

518,802
-1,235,553

2
2

Net operating loss

-483,959

-716,751

2

117,948
-176,249

103,804
-333,726

2
2

-58,301

-229,922

2

-562,122

-1,181,634

-231,566

During 1990 the Department began implementing several
initiatives designed to improve operating results, to tighten
administrative controls and to address abusive practices in
the mortgage insurance programs. The FHA reform initiatives, many of which are outlined in the Department of Housing and Urban Development Reform Act of 1989 (Public Law
101-235) enacted on December 15, 1989, are expected to lead
to more efficient operation of the FHA insurance programs.
The 1991 Budget is based on the assumption that the enacted fiscal year 1990 FHA mortgage limits will be continued
in 1991 and beyond. The Budget also expects this extension
would be enacted through a permanent change in the authorizing statute rather than through a one-time change in appropriations language. The continuation of losses projected in
this budget demonstrates the need for additional changes to
assure the financial solvency of FHA's single-family program.
Once actuarial studies of the funds are completed, the Administration anticipates submitting specific proposals to address
these long-term financial problems.
Part of the Administration's principal objectives are to
expand homeownership opportunities and to work toward
ending the tragedy of homelessness. During 1990 and 1991,
HUD will make available acquired single-family properties for
Urban Homesteading purposes and for assistance to homeless
families. FHA acquired multifamily properties will be utilized
for homeownership under the HOPE initiative.
For 1991, a new Temporary mortgage assistance payments
program is being implemented that is designed to prevent
precipitous foreclosure by helping insured homeowners who
have experienced temporary financial reverses and cannot
make their full monthly mortgage payments. This new program is viewed as a viable alternative to the Home mortgage
assignment program currently being carried out by the De-

-1,181,634

-231,566

.

Net operating loss
Cooperative management housing insurance fund:
Revenue
Expense
Net operating income

-11,327

Estimated result on GAAP basis pending final audit.




1989 actual 1

General insurance fund:
Revenue
Expense

Insurance reserves from operations at the end of 1991 are
estimated to be in a surplus position for the Mutual mortgage
insurance and Cooperative management housing insurance
funds, but in a deficit status of about $12.1 billion for the GI
and SRI Funds. The status of estimated insurance reserves
from operations (retained income or deficit) through 1991 is as
follows:

Insurance fund:

Revenue and Expense (in thousands of dollars)

8,200
$54

11991
2

partment and will assist in the effort to minimize insurance
claims against the FHA fund.
Operating expenses.—Funds are paid directly into a consolidated account, Salaries and expenses, Department of Housing
and Urban Development, for administrative expenses based
on workload related to programs financed from the FHA
fund.
Financial Condition.—The following tables reflect the revenues and financial condition of the FHA funds based on Generally Accepted Accounting Principles (GAAP). The 1989 financial statements are considered preliminary pending completion of the annual audit.

6,263

6,530
$47

A-749

Special risk insurance fund:
Revenue
Expense
Net operating loss
Net operating profit or loss ( - )
Nonoperating income or loss ( - ) :
Mutual mortgage insurance fund:
Proceeds from sale of securities..
Par value of securities sold

222,725
222,659

66

Net gain from sale
Total profit or loss ( 1
2

-562,056

Estimated result on GAAP basis pending final audit.
Results for Gl and SRI reflected in separate account 864072 in 1991.

Financial Condition (in thousands of dollars)
1989 actual2

1988 actual 1

Assets:
Selected assets:
Fund balance with Treasury
Investments:
Federal securities (par value)....
Unamortized premium ( + ) or
discount
Accounts receivable (net)
Loans receivable (net):
Mortgage notes and sales contracts
Assigned mortgage notes
Defaulted title 1 notes
Real property (net)
Appropriations receivable
Other assets
Total assets
liabilities:
Selected liabilities:
Accounts payable including funded
accrued liabilities
Deferred credits
Debt issued under borrowing
authority:
Borrowings from Treasury

1990 est.

1991 est.

113,108

120,799

74,215

32,916

6,208,004

6,092,475

5,956,975

5,626,960

3

-3,934
335,030

3

- 3,934
335,030

-3,624
225,104

150,753
3,942,781
45,074
2,010,531
943,457
80,217

43,588
1,098,593

1,696,364
587,813
268,338

176,961
3,002,426
49,889
1,796,923
667,459
59,252

11,786,755

12,297,280

13,535,099

9,147,552

1,093,569
3,994,668

1,058,969
4,491,061

1,058,969
4,830,446

642,328
4,946,450

3,993,268

4,451,268

6,018,000

189,733
2,723,394

3

2,084,657
39,358

F^?a|NFu^CSNRTIS^0NTINUED

A - 7 5 0

T H E

Public enterprise funds—Continued
[ F E D E R A L H O U S I N G ADMINISTRATION F U N D ]
GAGE

AND

COOPERATIVE

MANAGEMENT

FHA—MUTUAL

HOUSING

MORT-

INSURANCE

FUNDS—

Continued
Financial Condition (in thousands of dollars)—Continued
1988 actual 1

1990 est.

1989 actual 2

1991 est.

119,545
5,411,000
28,728

Total liabilities

295,380
5,122,000
33,725

542,477
4,917,647
33,725

1,410
2,718,146
16

14,640,778

Debentures outstanding
Loss reserve
Reserve for foreclosure costs

15,452,403

17,401,264

8,308,350

Government equity:
Selected equities:
Unexpended balance: Unobligated
balance
Unfinaneed borrowing authority
Unfilled orders
Undelivered orders
Invested capital

5,312,066

3

-4,317,726

5,679,982
-550,000
-4,657,111

3

-4,149,463

-4,339,036

-4,940,752
88,343
546,624

-2,854,023

Total Government equity

3

-3,155,123

-3,866,165

839,202

3

5,144,987

1 The 1988 balance sheet as prepared by an independent auditor according to Generally Accepted Accounting Principles
(GAAP).
2 Preliminary results pending final audit.
3 Data not broken out in this detail by an independent auditor.

Object Classification (in thousands of dollars)
Identification code

25.0
25.0
25.0
32.0
33.0
42.0
43.0
44.0
99.9

86-4070-0-3-371

1989 actual

FHA—GENERAL

AND

SPECIAL

RISK

7,500
392,050
64,700
5,703,283
2,278,419
243,431
498,786
155,500

5,000
212,546
56,400
5,695,263
150,735
25,370

7,594,690

Total obligations

1991 est.

6,616
378,419
40,866
5,335,687
1,230,850
33,552
396,440
172,260

Other services:
Fee expenses
Administrative expenses
Miscellaneous
Land and structures
Investments and loans
Insurance claims and indemnities
Interest and dividends
Refunds

1990 est.

9,343,669

01.01
01.02
01.03
01.04
01.05
01.06
01.07
01.08
01.09

INSURANCE

1,809,526

10.00

Total obligations

2,586,227

Financing:
Offsetting collections from:
11.00
Federal funds: Urban homesteading
Non-Federal sources:
14.00
Fees and premiums
14.00
Rebate of unearned prepaid premiums collected
14.00
Proceeds from sale of real property
14.00
Other recoveries
14.00
Repayment of mortgage notes and sales
contracts
14.00
Interest and operating income
14.00
Recoveries on defaulted mortgages
14.00
Recoveries on defaulted title I notes
14.00
Other interest, dividends, and revenue
22.90 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.90
Treasury balance
U.S. securities:
24.91
Par value
24.92
Unrealized discounts
31.00 Redemption of debt
39.00

40.00
67.10

For payment to cover losses, not otherwise provided for, sustained by
the Special Risk Insurance Fund and General Insurance Fund as
authorized by the National Housing Act, as amended (12 U.S.C. 1715z2(b) and 1735c(f)), $317,366,000, to remain available until expended.
During fiscal year 1991, within the resources available, gross obligations for direct loans of the Special Risk Insurance Fund and the
General Insurance Fund are authorized in such amounts as may be
necessary to carry out the purposes of the National Housing Act, as
amended.
During fiscal year 1991, additional commitments to guarantee loans
under such funds to carry out the purposes of the National Housing
Act, as amended, shall not exceed a loan principal of $13,000,000,000.
During fiscal year 1991, gross obligations for direct loans of not to
exceed $27,625,000 are authorized for payments under section 230(a) of
the National Housing Act, as amended, from such insurance fund
chargeable for benefits on the mortgage covering the property to which
the payments made relate, and payments in connection with such
obligations are hereby approved.

90.00

Program and Financing (in thousands of dollars)

1231
1232
1251

Identification code 8 6 - 4 0 7 2 - 0 - 3 - 3 7 1

1989 actual

1990 est.

1991 est.

176,353
515,148
57,500
27,700

00.91

776,701

Total operating expenses




-4,480
-437,884
21,049
-353,110
-20,000
-17,686
-248,286
-322,578
-18,500
-5,000
-181,626
228,208
6,015
-310
1,215,000

Budget authority

2,447,039

Budget authority:
Appropriation (current)
Authority to borrow ( 1 2 U.S.C. 1702) (permanent, indefinite)

2,129,673

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance transferred, net
Obligated balance, end of year: Fund balance

1,179,752
523,170
-535,898

317,366

Outlays

1,167,024

Note.—Amounts for 1989 and 1990 for this account are included under the FHA—Mutual Mortgage and Cooperative
Management Housing Insurance funds account.

Status of Direct Loans (in thousands of dollars)
Identification code 8 6 - 4 0 7 2 - 0 - 3 - 3 7 1

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans

27,625

1150

27,625

1210

1262
1264

Program by activities:
Operating expenses:
00.01
Administrative
00.02
Interest to Treasury
00.03
Interest on debentures
00,04
Other operating costs

54,120
765,092
524,966
27,625
51,733
68,521
120,976
157,076
39,417

Total capital investment

71.00
73.90
74.90

FUNDS

Capital investment, claims and other:
Acquisition of defaulted notes
Assignment of defaulted mortgages
Acquisition of real properties
Temporary mortgage assistance payments
Acquisition of other assets
Assignment of current mortgages
Capitalized property expenses
Loss on defaulted guaranteed loans
Payment for claim avoidance

01.91

6,285,514

140,200

B U D G E T F O R F I S C A L Y E A R 1991

1290

1320
1330

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements:
Direct loan disbursements
Disbursements for guaranteed loan claims
Repayments: Repayments and prepayments
Adjustments:
Write-offs for default
Other adjustments, net
Outstanding, end of year
Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

14,896
887,733
-263,676
-207,478
4,934,688
5,366,163

3.1
856

Financial Condition (in thousands of dollars)

Status of Guaranteed Loans (in thousands of dollars)
Identification code

86-4072-0-3-371

1989 actual

1990 est.

1991 est.

Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans by private lenders

13,000,000

2150

13,000,000

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2231 Disbursements: Disbursements of new guaranteed loans
2251 Repayments and prepayments
Adjustments:
2261
Terminations for default that result in direct
loans
2262
Terminations for default that result in acquisition of property
2263
Terminations for default that result in claim
payments
2264
Other adjustments, net
2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans
outstanding, end of year

9,545,937
-4,963,620
-819,212

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

-157,075
76,641,818
79,722,882

79,722,882
1.2
156,000

The General insurance fund provides for a large n u m b e r of
specialized mortgage insurance programs, including the insurance of loans for property improvements as well as for cooperatives, condominiums, housing for the elderly, land development, group practice medical facilities and nonprofit hospitals.
The Special risk insurance fund

1988 actual

provides mortgage insurance on behalf of mortgagors eligible for interest reduction
payments w h o otherwise would not be eligible for mortgage
insurance. In addition, the f u n d provides insurance on mortgages covering experimental housing where strict adherence
to State or local building regulations is not observed. A l s o
provided is insurance for high-risk mortgagors who n o r m a l l y
would not be eligible for mortgage insurance.

1989 actual

1990 est.

Assets:
Selected assets:
Fund balance with Treasury
Investments:
Federal securities (par value)....
Unamortized premium ( + ) or
discount
Accounts receivable (net)
Loans receivable (net):
Mortgage notes and sales contracts
Assigned mortgage notes
Defaulted title I notes
Real property (net)
Appropriations receivable
Other assets
Total assets

-524,966

MEMORANDUM

2320
2330

A - 7 5 1

HOUSING^ROGRAMS^tin^

DEPARTMENT OF HOUSING A N D URBAN DEVELOPMENT

1991 est.

13,853
6,015
-310
109,925
135,837
3,073,677
41,527
299,250
1,157,333
60,821
4,897,928

.....

Liabilities:
Selected liabilities:
Accounts payable including
funded accrued liabilities
Deferred credits
Debt issued under borrowing
authority:
Borrowings from Treasury
Debentures outstanding
Loss reserve
Reserve for forclosure costs

416,641
307,565
6,863,000
510,740
2,176,384
33709
10,308,039

Total liabilities
Government equity:
Selected equities:
Unexpended balance: Unobligated
balance
Unfinanced budget authority
Unfilled orders
Undelivered orders
invested capital

233,911
-650,000
-87,592
20,712
-4,927,142

Total Government equity

-5,410,111

Object Classification (in thousands of dollars)
Identification code

86-4072-0-3-371

1989 actual

1990 est.

1991 est.

Other services:
2,500
25.0
Fee expenses
176,353
25.0
Administrative expenses
25,200
25.0
Miscellaneous
Budget program.—The budget proposes an appropriation of 32.0 Land and structures
645,942
1,006,507
$317 million to restore the net realized losses from the sale of
33.0
Investments and loans
157,076
42.0
Insurance claims and indemnities..
property and notes covered b y the General and Special risk
572,648
43.0
Interest and dividends
insurance funds. T h e budget includes an initiative to offer a
cash settlement to mortgagees to prevent claims on current
2,586,227
99.9
Total obligations
mortgages eligible for assignment under section 221(g)(4) of
the National Housing Act.
Operating expenses.—Funds are paid directly into a consolidated account, Salaries and Expenses, for administrative exH O U S I N G FOR THE ELDERLY OR H A N D I C A P P E D F U N D
penses based on workload related to programs financed from
In fiscal year [1990, $480,106,000] 1991, $282,543,000 of direct loan
these F H A funds.
obligations m a y be made under section 202 of the Housing Act of
1959, as amended (12 U.S.C. 1701q), utilizing the resources of the fund
Revenue and Expense (in thousands of dollars)
authorized by subsection (a)(4) of such section, in accordance with
paragraph (C) of such subsection: Provided, That such commitments
1990 e
1989 actual
1991 est.
shall be available only to qualified nonprofit sponsors for the purpose
Operating income or loss ( - ) :
of providing 100 per centum loans for the development of housing for
General insurance fund:
the elderly or handicapped, with any cash equity or other financial
Revenue
538,774
commitments imposed as a condition of loan approval to be returned
Expense
-1,186,628
to the sponsor if sustaining occupancy is achieved in a reasonable
period of time: Provided further, That the full amount shall be availNet operating loss
— 647,854
able for permanent financing (including construction financing) for
Special risk insurance fund:
housing projects for the elderly or handicapped: [Provided further,
Revenue
95,485
That 25 per centum of the direct loan authority provided herein shall
Expense
-312,030
be used only for the purpose of providing loans for projects for the
Net operating loss
-216,545
handicapped, with the mentally ill homeless handicapped receiving
p r i o r i t y : ] Provided further, That the Secretary may borrow f r o m the
Net operating profit or loss ( -864,399
Secretary of the Treasury in such amounts as are necessary to pro-




A-752

HOUSING PROGRAMS—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued
HOUSING FOR THE ELDERLY OR HANDICAPPED FUND—Continued

1320
1330

Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)..

20.0
56,509

vide the loans authorized herein: Provided further, That, notwithNote.—Amounts for direct loan obligations reflect reservations of section 202 funds. Loan obligations shown under the
standing any other provision of law, the receipts and disbursements of
program and financing schedule reflect loans that have reached the initial closing stage of processing.
the aforesaid fund shall be included in the totals of the Budget of the
United States Government: [Provided further, That persons disabled
The housing for the elderly or handicapped fund was estabas a result of infection with the human immunodeficiency virus shall
lished pursuant to section 202 of the Housing Act of 1959, as
be considered eligible for assistance under section 202 of the Housing
amended. The fund provides direct loans to nonprofit organiAct of 1959, as amended (12 U.S.C. 1701q):J Provided further, That,
zations building and managing housing projects for lower
notwithstanding section 202(a)(3) of the Housing Act of 1959, loans
income persons who are elderly or handicapped.
made in fiscal year [1990] 1991 shall bear an interest rate which
Projects must include an assured range of necessary servdoes not exceed 9.25 per centum, including the allowance adequate in
the judgment of the Secretary to cover administrative costs and probices for the occupants of such projects. In addition, the section
able losses under the program. (Departments of Veterans Affairs and lower income housing assistance payments program is used
8
Housing and Urban Development, and Independent Agencies Approin conjunction with the section 202 program. Applications
priations Act, 1990.)
under the two programs are processed simultaneously.
The Housing and Community Development Act of 1987 authorized, and the 1989 Appropriation Act funded, a new proProgram and Financing (in thousands of dollars)
gram under section 202 to specifically address the needs of the
handicapped. Although the program was funded under the
Identification code 86-4115-0-3-371
1990 est.
1991 est.
1989 actual
Annual Contributions for Assisted Housing account, the new
Program by activities:
program is not linked to section 8 assistance.
Capital investment:
The 1991 Budget proposes a loan limitation of $282.5 mil496,671
396,934
535,656
00.01
Housing for the elderly or handicapped loans
lion to support nearly 4,000 units of new construction and $75
00.02
3,500
Maintenance security and collateral
1,230
3,500
million of amendments to prior year commitments. In addi500,171
398,164
00.91
Total capital investment
539,156
tion, the Department is proposing legislation to permit leasing
Operating expenses-.
of 3,000 units of existing housing for the elderly and handi01.01
Interest on borrowings
632,094
661,727
686,092
capped, utilizing rental assistance resources requested under
01.02
Other expenses
550
550
553
the Annual Contributions account.
01.91
Total operating expenses
632,647
662,277
686,642
Within the 3,000 unit total, as part of the Homeownership
and Opportunity for People Everywhere (HOPE) initiative,
10.00
Total obligations
1,030,810
1,201,433
1,186,813
the Budget proposes approximately 1,000 units for the chronFinancing:
ically mentally ill homeless. States, units of local government,
Offsetting collections from:
and Indian tribes may apply for these units. Applicants will
Non-Federal sources:
14.00
Loan repayments
-40,648
-43,148
-45,648
be required to match the housing assistance with supportive
14.00
Collection on acquired security
-48
-48
-48
services to provide comprehensive assistance for these seg14.00
Revenue
-601,013
-610,675
-630,943
ments of the homeless population.
17.00 Recovery of prior year obligations
-4,644
-6,588
-5,945
21.90 Unobligated balance available, start of year:
The program and financing schedule for this account sumFund balance
-1,773,937
- 1,785,521
-1,655,572
marizes the Federal government's obligations for this pro24.90 Unobligated balance available, end of year: Fund
gram. The amounts reflected in the following summary of
balance
1,785,521
1,655,572
1,379,359
administrative commitments reflect outstanding section 202
47.00
Authority to borrow (appropriation acts)
fund reservations, whereas, the obligations portion of the pro(current, indefinite)
394,097
412,969
228,016
gram and financing schedule reflects commitments which
Relation of obligations to outlays:
have reached the initial loan closing stage of processing.
71.00

72.47
72.90
74.47
74.90
78.00
90.00

Obligations incurred, net
Obligated balance, start of year:
Authority to borrow
Fund balance
Obligated balance, end of year:
Authority to borrow
Fund balance
Adjustments in unexpired accounts

389,101

547,562

510,174

404,766
101,270

332,278
123,047

588,727
17,866

-332,278
-123,047
-6,588

-588,727
-17,866
-4,644

-678,542
-18,523
-5,945

433,223

391,651

413,756

Outlays

SUMMARY OF ADMINISTRATIVE COMMITMENTS
[In thousands of dollars]

Program by activities:
Capital investment:
Housing for the elderly or handicapped loans
Administrative commitments, start of year
Cancellation of prior year commitment
Administrative commitments, end of year
Subtotal, capital investment-loan obligations
Maintenance security and collateral

Status of Direct Loans (in thousands of dollars)
Identification code 8 6 - 4 1 1 5 - 0 - 3 - 3 7 1

1989 actual

Total capital investment

1990 est.

1991 est.

'osition with respect to appropriations act limitation
F
1111
1112

on obligations:
Limitation on direct loans
Unobligated direct loan limitation

480,106
-2,384

472,664

282,543

1150

Total direct loan obligations

477,722

472,664

6,863,422
397,455
-40,648

7,220,229
459,513
-43,148

7,636,594
404,523
-45,648

7,220,229

7,636,594

7,995,469

1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Outstanding, end of year.




1990 est.
472,664
1,785,521
-66,957
-1,655,572

1991 est.
282,543
1,655,572
-62,084
-1,379,360

396,934
1,230

535,656
3,500

496,671
3,500

398,164

539,156

500,171

Financing.—Repayments
and interest income from loans
continue to be available to pay for commitments of the fund.
In addition, borrowing authority as may be necessary is available.

282,543

1210
1231
1251

1989 actual
477,722
1,773,937
-69,204
-1,785,521

Revenue and Expense (in thousands of dollars)
1989 actual

Revenue..
Net operating income

1990 est.

1991 est.

601,013
-633,512

610,675
-665,777

630,943
-690,142

-32,499

-55,102

-59,199

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Financial Condition (in thousands of dollars)
3 actual

Assets:
Selected assets.Fund balance with Treasury
Accounts receivable (net)
Advances made
Loans receivable (net)
Acquired security and collateral (net).

1989 actual

1990 e

1991 est.

Government equity:
Selected equities:
Unexpended budget authority: Undisbursed loans
Unfinanced budget authority-. Borrowing authority
Invested capital
Total Government equity

7,407,329

7,699,862

8,066,898

302,764

280,629

344,098

356,798

6,226,000

6,681,000

6,965,167

6,961,629

7,309,265

tions were used for paying tax and utility increases in section
236 projects. The Housing and Community Development Act
of 1980 amended the 1978 Act by authorizing the transfer of
excess rent collections regardless of when collected.
This Budget assumes that the Flexible Subsidy Fund will
receive no further resources from the Rental Housing Assistance Fund beginning in 1991. Commencing in 1991, excess
rental collections in this fund are proposed to be transferred
to the Annual Contributions for Assisted Housing program to
partly offset the costs of providing an additional 10,000 subsidies for use by tenant organizations for homeownership opportunities in FHA-acquired properties. These vouchers will augment the HOPE grant homeownership program.

7,735,500

101,270
59,051

123,048
81,508

6,846,263
377

Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss:
Revenue
Expense
2,036,428

2,041,725

1,982,225

1,792,216

-2,178,870
620,640

-2,117,799
521,773

--2,244,299
652,671

-2,057,901
597,083

478,198

445,699

390,597

86-4115-0-3-371

1989 actual

1990 est.

1991 est.

25.0
32.0
33.0
43.0

Other services
Land and structures
Investments and loans...
Interest and dividends...

553
1,230
396,934
632,094

550
3,500
535,656
661,727

550
3,500
496,671
686,092

99.9

Total obligations..

1,030,810

1,201,433

1,186,813

R E N T A L H O U S I N G ASSISTANCE

10.00

86-4041-0-3-604

Program by activities:
Total obligations (object class 25.0)

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year-. Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Reduction pursuant to P.L. 99-177
39.00
41.22
43.00
71.00
72.10
74.10
90.00

1989 actual

63,537
-63,320
-5,418
5,201

1990 est.

1988 actual

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)

-70,000

700

-70,000

Appropriation (adjusted)

Outlays

—70,000
4,501
-4,312

-70,000

189

-70,000

4,312
4,529

The Housing and Urban Development Act of 1968 authorized the Secretary to establish a revolving fund into which
rental collections in excess of the established basic rents for
units in section 236 subsidized projects would be deposited.
The Housing and Community Development Amendment of
1978 authorized the Secretary, subject to approval in appropriation acts, to transfer excess rent collections received after
1978 to the Troubled projects operating subsidy program, renamed the Flexible Subsidy Fund. Prior to that time, collec-




1989 actual

1990 e

1991 est.

5,201

10,768

5,201

Liabilities:
Current

5,351

5,417

5,201

5,417

5,201

FLEXIBLE SUBSIDY

-5,201

Budget authority:
Transferred to other accounts

70,000
-70,000

1991 est.

-70,000

217

—4,501

5,417
5,351

Total assets

64,501
-60,000

1991 est.

Financial Condition (in thousands of dollars)

Total Government equity

Budget authority

Relation of obligations to outlays:
Obligationsincurred.net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year

— 217

Net operating income or loss

Program and Financing (in thousands of dollars)
Identification code

60,000
-64,501

Government equity:
Selected equities:
Unexpended budget authority: Unobligated
balance

FUND

1990 est.

63,320
-63,537

331,398

Object Classification (in thousands of dollars)
Identification code

^ 7 5 3

7,378,732

6,528,764

Total liabilities

18,525
72,348
210
7.975,480
335

7,006,961

Totai assets
Liabilities:
Selected liabilities:
Accounts payable
Debt issued under borrowing
authority:
Borrowing from Treasury

7,202,179
594

17,866
63,948
210
7,617,503
335

H U I GP O ^ - N J U
O SN J R G ^^ T N ^

FUND

[For assistance to owners of eligible multifamily housing projects
insured, or formerly insured, under the National Housing Act, as
amended, or which are otherwise eligible for assistance under section
201(c) of the Housing and Community Development Amendments of
1978, as amended (12 U.S.C. 1715z-la), in the program of assistance
for troubled multifamily housing projects under the Housing and
Community Development Amendments of 1978, as amended, all uncommitted balances of excess rental charges as of September 30, 1989,
and any collections and other amounts in the fund authorized under
section 201(j) of the Housing and Community Development Amendments of 1978, as amended, during fiscal year 1990, to remain available until expended: Provided, That assistance to an owner of a
multifamily housing project assisted, but not insured, under the National Housing Act may be made if the project owner and the mortgagee have provided or agreed to provide assistance to the project in a
manner as determined by the Secretary of Housing and Urban Development.] All collections received during fiscal year 1991 for the fund
authorized under section 201(j) of the Housing and Community Development Amendments of 1978, as amended, shall be transferred to the
General Fund of the Treasury. (Departments of Veterans Affairs and
Housing and Urban Development, and Independent Agencies Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 8 6 - 4 0 4 4 - 0 - 3 - 6 0 4

10.00

Program by activities:
Total obligations (object class 41.0)

1989 actual

22,418

1990 est.

55,348

1991 est.

49,331

A
-

RIZ A
I 0 4

A-756

HOUSING PROGRAMS—Continued
Federal Funds—Continued

Cancellation of prior year commitments
Administrative commitments, end of year..

FLEXIBLE SUBSIDY FUND—Continued

-242
-8,628

-19,459

-6,454

Capital investment—loan obligations

Public enterprise funds—Continued

22,418

55,34a

49,331

Program and Financing (in thousands of dollars)—Continued
Identification code 8 6 - 4 0 4 4 - 0 - 3 - 6 0 4

1989 actual

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
Treasury balance:
21.90
Uncommitted
21.90
Administrative commitments
U.S. securities:
21.91
Par value
21.92
Unrealized discount
22.90 Transfer of capital to CDBG
Unobligated balance available, end of year:
Treasury balance:
24.90
Uncommitted
24.90
Administrative commitments
U.S. securities:
Par value
24.91
Unrealized discount
24.92
27.00 Capital transfer to general fund
39.00

1990 est.

Revenue and Expense (in thousands of dollars)

1991 est.

-63,461
-14,151
-242

-63,679
-2,500

-3,000

90.00

16,745

-6,120
-8,628

-4,782
-19,459

-192,590

-67,202
669

-67,871

150,000
6,120
8,628

4,782
19,459

2,391
6,454

67,202
-669

67,871

33,936
3,000

-10,831
17,328
-16,515

46,331
16,515
-36,697

-58,624

1210
1231
1251
1264
1290

86-4044-0-3-604

-10,018

26,149

1989 actual

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net

68,333
22,320
-1,495
69,909

159,067
44,279
-1,645

201,701
39,464
-1,808

201,701

239,357

T h e program and financing schedule for this account summarizes the Federal G o v e r n m e n t ' s obligations for this prog r a m . T h e amounts shown in the following s u m m a r y of administrative commitments reflects outstanding uncontracted
reservations of flexible subsidy loans. T h e obligations portion
of t h e program and financing schedule reflects f o r m a l l y executed loans.

-2,604
5,402

22,779
1,258

20,413
1,046

38,512
737

192,590
-1,596
68,333

75,830
-669
15,907

87,330

40,390

20,170

23,936

262,125

115,105

128,959

103,575

47

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)
Investments, Federal Securities:
Par value
Unamortized premium and discounts (net)
Loans receivable

1989 actual

162

162

162

175,845
17,900
68,333

81,281
17,755
15,907

92,112
16,515
20,170

42,781
36,697
23,936

262,078

114,943

128,797

103,413

Liabilities:
Total liabilities
Government equity:
Selected equities:
Unexpended budget authority:
Unobligated balance
Undelivered orders
Invested capital

NONPROFIT SPONSOR

31,288

1991 est.

ASSISTANCE

During fiscal year [ 1 9 9 0 ] 1991, within the resources and authority
available, gross obligations for the principal amounts of direct loans
shall not exceed [$1,100,000] $530,000. CDepartments of Veterans Affairs and Housing and Urban Development, and Independent Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 8 6 - 4 0 4 2 - 0 - 3 - 6 0 4

10.00

Program by activities:
Total obligations (object class 33.0)

Financing:
14.00 Offsetting collections from: Non-Federal sources
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00
71.00
72.90
74.90
78.00
90.00

1989 actual

1990 est.

1991 est.

960

1,069

530

-598
-530

-620

-705

-3,244
3,412

-3,412
2,963

-2,963
3,138

362
2,928
-2,821
-530

449
2,821
-3,160

-175
3,160
-2,885

-61

110

100

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Adjustments in unexpired accounts
Outlays

Identification code 8 6 - 4 0 4 2 - 0 - 3 - 6 0 4

[In thousands of dollars]

1989 actual

1990 est.

Status of Direct Loans (in thousands of dollars)

Summary of Administrative Commitments




-22,385

1991 est.

T h e Flexible Subsidy Fund, formerly the Troubled Projects
Operating Subsidy Program, assists financially troubled subsidized projects under certain F H A authorities. T h e subsidies
are intended to prevent potential losses to the F H A f u n d
resulting from project insolvency and to preserve these
projects as a viable source of housing for low- and moderateincome tenants.
Funding is provided for essential repairs to correct deficiencies resulting from deferred m a i n t e n a n c e and for major capital improvements. During 1991, unobligated balances will be
used to operate the program. Interest income and loan repaym e n t s to the Flexible Subsidy F u n d (estimated at $3 million)
are proposed to be returned to t h e Treasury.

Program by activities:
Capital investments:
Flexible subsidy loan reservations
Administrative commitments, start of year

13,855

1988 actual

Total Government equity

1990 est.

159,067

Outstanding, end of year

3,182
-25,567

Financial Condition (in thousands of dollars)

Status of Direct Loans (in thousands of dollars)
Identification code

64,535
-50,680

2,865

Net operating income or loss

-55,194
14,140
-17,328
-242

Outlays..

1991 est.

76,117
-73,252

Operating income or loss-.
Revenue
Expense

Total assets

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1990 est.

1989 actual

Budget authority..

71.00
72.40
74.40
78.00

T H E B U D G E T F O R F I S C A L Y E A R 1991

1990 est.
66,179
8,628

1991 est.
36,326
19,459

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1111 Reduction pursuant to P.L 99-177

1989 actual

960

1990 est.

1,083
-14

1991 est.

530

1150

1210
1231
1251
1264
1290

1320
1330

Total direct loan obligations

960

1,069

530

1,807
475
-587
-35

1,660
730
-620

1,770
780
-705

1,660

1,770

1,845

Status of Direct Loans (in thousands of dollars)
Identification code 8 6 - 4 0 4 0 - 0 - 3 - 4 5 1

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net
Outstanding, end of year
Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

22.0
117

The Nonprofit sponsor assistance fund provides interest-free
loans to nonprofit organizations to plan housing projects to be
financed under the section 202 housing for the elderly or
handicapped program. To ensure a sufficient commitment by
the sponsor to the proposed project, the fund will only finance
up to 80 percent of the start-up costs through these "seed
money" loans. Sponsors are required to demonstrate their
financial capacity by providing 20 percent from their own
funds which is repaid from the initial proceeds of the section
202 construction loan. Loans may not exceed $50,000. The
Budget proposes a loan limitation of $530,000 for this program
in 1991.

1210
1251
1290

Assets:
Selected assets: Fund balance with Treasury
Loans receivable (net)

1989 actual

Liabilities:
Current

6,173
988

6,233
895

6,123
956

7,128

7,079

7,033

62

506
22
5,595

781
22
5,220

Total unexpended balance
Invested capital

6,111
988

6,233
895

6,123
956

6,023
1,010

Total Government equity

7,099

7,128

7,079

69

19

1990 est.

9
1
10

1991 est.
7

- 1

6

3
- 1

2

1989 actual

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund baiance.
27.00 Capital transfer to general fund

1991 est.

1989 actual

64
3
171

115
2
134

60

25

69

19

238

251

129

44

49

102

49

12

19
170

15
134

11
69

13
19

189

149

80

32

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable, net
Loans receivable, net

Liabilities:
Government equity:
Selected equities: Unobligated and unexpe nded
balances
Invested capital and earnings
Total Government equity

HOMEOWNERSHIP ASSISTANCE FUND

Program and Financing (in thousands of dollars)

1990 est.

Identification code 8 6 - 4 0 4 3 - 0 - 3 - 3 7 6

1991 est.

1

1

-46

-72

-53

-19
15
50

-15
11
75

-11
13
50

-46
45
-100

-71
100
-49

-52
49
-12

Financing:
Offsetting collections from:
11.00
Federal funds: Interest on U.S. securities
14.00
Non-Federal sources
Unobligated balances, start Gf year:
21.49
Contract authority
21.90
Treasury balance
U.S. Securities:
Par value
21.91
21.92
Unrealized discounts
22.90 Unobligated balance transferred, net: Fund balance
Unobligated balances, end of year:
Contract authority
24.49
24.90
Treasury balance
U.S. Securities:
Par value
24.91
24.92
Unrealized discounts

-101

-20

-15

39.00

Program by activities:
Total obligations (object class 25.0)

1990 est.

1988 actual

Total assets

Identification code 8 6 - 4 0 4 0 - 0 - 3 - 4 5 1

Budget authority




134

Operating income: Revenue
Nonoperating income or loss

Program and Financing (in thousands of dollars)

Outlays

69
-50

1989 actual

COMMUNITY DISPOSAL OPERATIONS FUND

90.00

134
-65

Revenue and Expense (in thousands of dollars)

7,033

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

171
-37

Outstanding, end of year

6,023
1,010

277
22
5,934

71.00
72.90
74.90

1991 est.

Financial Condition (in thousands of dollars)

661
22
5,428

39.00

1990 est.

1991 est.

Government equity:
Selected equities:
Unexpended budget authority:
Undisbursed loan obligations
Undisbursed grant obligations
Unobligated balance

10.00

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments

Net income for year
1990 est.

7,161

Total assets

1989 actual

The community disposition program was established by the
Atomic Energy Community Act of 1955 to dispose of federally
owned properties.
Budget program.—All sales under the program have been
completed. The Department will continue to service the mortgage inventory it currently holds.
Operating results.—The cumulative deficit in the fund is
expected to be about $14 million at the end of 1991. Total
funds recovered and transferred to the Treasury over the life
of the program are estimated to reach $87.3 million by the
end of 1991.

Financial Condition (in thousands of dollars)
1988 actual

A-755

HOUSING^ROGRAMS^tin^

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

Budget authority

1989 actual

1990 est.

1991 est.

-11
-65

-18
-99

-27
-149

-13,071
-35

-18,379
-58

-24,379
-171

-118
5
-5,309

-175
6
-6,000

-179
6
-6,000

18,379
58

24,379
171

30,379
257

175
-6

179
-6

274
-11

A-756

F^rfunT-S^^^

THE BUDGET FOR FISCAL YEAR

Public enterprise funds—Continued

42.00

Identification code 8 6 - 4 0 4 3 - 0 - 3 - 3 7 6

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance
90.00

1990 est.

1991 est.

-117

-78

-176

6

5

6

- 6

-117

24,205

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year

90.00

1989 actual

1990 est.

1991 est.

Unfunded balance, start of year
Unfunded balance transferred

13,071

18,379

24,379

5,308

6,000

6,000

Unfunded balance, end of year

18,379

24,379

The Homeownership Assistance Fund was established by
the Housing and Urban-Rural Recovery Act of 1983. It provides for the receipt of recaptures of budget authority, cash,
and interest earnings under the restructured section 235 program. The funds are authorized to be used, to the extent
approved in Appropriation Acts, by the Secretary to provide
additional section 235 assistance payments for mortgagors
who are unable to assume the full payment due under the
mortgage after the termination of the original 10-year assistance payments contract.
Revenue and Expense (in thousands of dollars)
1989 actual

1990 est.

1991 est.

78

171

257

78

171

257

Financial Condition (in thousands of dollars)
1988 actual

1989 actual

35

1990 est.

58

3

5

58

175

179

274

-11

-11

-16

227

397

655

148

227

397

655

148

227

397

655

- 8

5,440

10.00

Program by activities:
Total obligations (object class 33.0)

GRANTS

1989 actual

1990 est.

44,205

Financing:
22.40

39.00

Unobligated balance transferred, net

Budget authority




1210
1231
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Direct loan disbursements

5,440
5,440

19,040

5,440

Outstanding, end of year

24,480

The Nehemiah grants program was authorized by the HCD
Act of 1987 and funded in 1989 and 1990 under the Annual
Contributions for Assisted Housing account. The legislation
authorizes a revolving fund into which are deposited appropriated funds. This program and financing schedule indicates the
unobligated balance from 1989 and the appropriation from
1990 as being transferred from the Annual Contributions account to the revolving fund.
The program provides loans to eligible families to assist in
the purchase of new or substantially rehabilitated units. The
purpose of the program was: (1) to encourage homeownership
by families not otherwise able to afford homeownership; (2) to
undertake a concentrated effort to rebuild the depressed areas
of the cities and to create sound and attractive neighborhoods;
and (3) to increase the employment of neighborhood residents.
No separate program is being proposed for 1991. Activities
eligible under the Nehemiah Program are being included in
the new HOPE program.

Federal Funds

-20,000

24,205

General and special funds:
P A Y M E N T S FOR OPERATION OF L O W - I N C O M E H O U S I N G

Program and Financing (in thousands of dollars)
86-4071-0-1-604

1991 est.

5,440

Total direct loan obligations

140

118

N E H E M I A H H O U S I N G OPPORTUNITY

Identification code

1990 est.

1150

257

Government equity:
Total Government equity

1989 actual

86-4071-0-1-604

PUBLIC AND INDIAN HOUSING
171

148

Retained earnings

19,040

1991 est.

Assets:

Total assets

5,440

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1131 Direct loan obligations exempt from limitation

30,379

Selected assets.Fund balance with Treasury
Accounts receivable (net)
U.S. Securities: Treasury issuance (par)
Unamortized discount

-19,724

Status of Direct Loans (in thousands of dollars)
Identification code

Net operating income or loss

38,764
-38,764

Outlays

-176

Status of Unfunded Contiact Authority (in thousands of dollars)

Operating income or loss:
Revenue
Expense

44,205

- 6

-80

Outlays

- 6

Appropriation (adjusted)..

71.00
72.40
74.40

Program and Financing (in thousands of dollars)—Continued

24,205

43.00

HOMEOWNERSHIP ASSISTANCE FUND—Continued

Budget authority:
Transferred from other accounts...

19
91

1991 est.

PROJECTS

For payments to public housing agencies and Indian housing authorities for operating subsidies for low-income housing projects as
authorized by section 9 of the United States Housing Act of 1937, as
amended (42 U.S.C. 1437g), [$1,795,600,000] $1,825,731,000. (Departments of Veterans Affairs and Housing and Urban Development, and
Independent Agencies Appropriations Act, 1990.)
[ T o fight the war on drugs and eliminate drug-related crime in
public housing projects, without regard to section 9(d) of the United
States Housing Act of 1937 (42 U.S.C. 1437), an additional $50,000,000,
which shall be available only for grants authorized under the Public
Housing Drug Elimination Act of 1988 (42 U.S.C. 11901 et seq.) and
subject only to the requirements of such Act for project security,
physical improvements, enforcement activities, support for voluntary
organizations, and innovative programs designed to reduce drug use
in and around public housing projects: Provided, That $1,000,000 shall
be available for contracts, including the provision of technical assistance to public housing officials and resident groups to better prepare
and educate them to confront the widespread abuse of controlled
substances in public housing projects, pursuant to the Drug-Free
Public Housing Act of 1988 (42 U.S.C. 11922, 11923).] (Department of
Transportation and Related Agencies Appropriations Act, 1990.)

PUBLIC A N D

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Program and Financing (in thousands of dollars)
Identification code

00.01
00.02

1989 actual

Program by activities:
Operating subsidies
Drug prevention

10.00

Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

40.00
40.00
40.00
42.00

Budget authority

1,757,039
58,200

1,825,731

1,682,932

1,815,239

lg25731

Appropriation (adjusted)

'

'

-22,207

1,793,032

1,617,508

1,845,600
-27,831
-24,737

1,825,731

1,825,731

88,000
1,705,508

1,793,032

1,682,932

1,815,239
-782
969,659

1,825,731

-996,276

-1,003,183

1,787,840

1,818,824

818,452
782
-969,659
-13,286

90.00

1,519,221

996*276

Operating subsidy payments are provided to assist local
Public Housing Agencies (PHAs) and Indian Housing Authorities (IHAs) to meet certain deficits in the operation of PHAowned and IHA-owned low-income housing. These payments
are in addition to the debt service and capital funding provided by HUD for development and modernization of low-income
housing.
Although funding is included in this account for drug prevention in 1990, this budget proposes a separate appropriation
for this purpose starting in 1991.
The operating subsidy estimates for 1991 are based primarily upon the Performance Funding System (PFS) formula, but
include projected savings resulting from improved tenant
income verification procedures, and other actions.

Summary of Program Activity (in thousands of dollars)
1989 actual

OF LOW-INCOME

HOUSING

1,847,972
1,287,441

DRUG

ELIMINATION

GRANTS

FOR LOW-INCOME

HOUSING

Program and Financing (in thousands of dollars)
Identification code 8 6 - 0 1 9 7 - 0 - 1 - 6 0 4
Program by activities:
Total obligations (object class 41.0)..

1989 actual

1990 est.

1991 est.

149,798

PROJECTS

43.00

Program and Financing (in thousands of dollars)

Program by activities:
10.00 Total obligations (object class 41.0)

1,969,623
974,278

For grants to public housing agencies for use in eliminating drugrelated crime in public housing projects authorized by 42 U.S.C.
11901-11908, and for drug information clearinghouse services authorized by 42 U.S.C. 11921-11925, $150,000,000, to remain available until
expended: Provided, That such sums shall also be available for grants,
contracts, or other assistance for technical assistance and training for
or on behalf of public housing agencies and resident organizations
(including the costs of necessary travel for participants in such training).

1937, as amended (42 U.S.C. 14371), for modernization of existing
public housing (including public housing for Indian families), not Budget authority:
otherwise provided for, $1,850,000,000, to remain available until 40.00 Appropriation
ex41.00 Transferred to other accounts
pended. (Additional authorizing legislation to be proposed.)

1989 actual

1991 est.

1 Outlays shown above represent outlays from capital grant funding provided in 1987 and subsequent years. They do not
reflect disbursements resulting from budget authority reserved on a debt amortization basis prior to 1987.

Financing:
For assistance under section 14 of the United States Housing Act 39.00 Budget authority
of

Identification code 8 6 - 0 1 9 1 - 0 - 1 - 6 0 4

1990 est.

1,648,720
612,371

Fund reservations
Net outlays 1

10.00
MODERNIZATION

A-757

Modernization funds enable Public Housing Agencies
(PHAs) and Indian Housing Authorities (IHAs) to correct
physical and management deficiencies in existing projects and
achieve operating efficiency and economy. Funding for modernization activities through 1990 is included in the "Annual
Contributions for Assisted Housing" appropriation. However,
this budget proposes a separate appropriation for modernization starting in 1991. The 1991 estimate includes up to $5
million for public housing resident management technical assistance and training subject to enactment of authorizing legislation which would continue the program in 1991. Also,
under legislation being proposed, $150 million of the $1.85
billion being requested for 1991 would be allocated to States
providing matching funds. The table below presents the level
of modernization funding activity for the period 1989-1991.
The amounts shown for 1989 and 1990 represent funding provided under the Annual Contributions account for modernization activities.

1,825,731

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
72.40 Obligated balance, start of year
74.10 Receivables in excess of obligations, end of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
Outlays

1991 esl

22,207
369
1,705,508

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Reduction pursuant to P.L 99-177
Transferred from other accounts

43.00

1990 est.

1,682,932

86-0163-0-1-604

INDFA5eraiSs=SS

1990 e

1991 est.

36,950

71.00
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year
Outlays

149,798
150,000
-202
149,798

149,798
-80,891
68,907

Financing:
24.40
39.00

Unobligated balance available, end of year...
Budget authority

1,810,542
1,847,492

Budget authority.40.00 Appropriation
41.00 Transferred to other accounts

1,850,000
-2,508

43.00

1,847,492

71.00
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year
Outlays




36,950
-36,950

Drug elimination grants are provided to public housing
agencies (PHAs) and Indian housing authorities (IHAs) to promote safe and decent housing communities by ridding PHAs
and IHAs of drugs and drug-related crime. Funding for drug
elimination grants are included in "Payments for Operating
of Low-Income Housing Projects" appropriation in both 1989
and 1990 and in the "Annual Contributions for Assisted Housing" appropriation in 1990. This Budget proposes a separate
appropriation for drug elimination grants starting in 1991.
The Budget also proposes to transfer $202 thousand of the
1991 drug elimination grant funding to the research and technology account to support program evaluation and monitoring

A - 7 5 8

KJ^RR™110"-^1^

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued
DRUG

ELIMINATION

GRANTS

FOR

LOW-INCOME

HOUSING—Continued

activities. T h e table below presents the level of drug elimination grant funding for t h e period 1 9 8 9 - 1 9 9 1 .
Summary of Program Activity (in thousands of dollars)
1989

Funding level
Outlays

1

1990 est.

1991 est.

98,409
49,040

8,200

149,798
125,492

1 Figures represent total funding levels and outlays from several appropriations sources, including: "Payments for Operation
of Low-Income Housing Projects", 1989 and 1990; "Annual Contributions for Assisted Housing", 1990, and proposed separate
"Drug Elimination Grants", 1991.

Public enterprise funds:
L O W - R E N T PUBLIC H O U S I N G — L O A N S

AND OTHER

EXPENSES

During 1991, within the resources and authority available, gross
obligations for the principal amount of direct loans are authorized in
such amounts as may be necessary to carry out the purposes of the lowrent public housing loan fund.

T h e Low-Rent Public H o u s i ng L o a n F u n d is used to provide
direct Federal loans to f u n d remaining Public Housing
A g e n c y ( P H A ) and Indian H o u s i n g A u t h o r i t y ( I H A ) construction, acquisition, and modernization activities reserved under
the A n n u a l Contributions appropriation through 1986. T h e s e
loans are m a d e from available resources of this f u n d and f r o m
borrowings from the Treasury. U n d e r legislation enacted
during 1986 (Public L a w 9 9 - 2 7 2 ) , the borrowings f r o m the
Treasury are forgiven at t h e end of each fiscal year and t h e
loans to P H A S / I H A S are forgiven as construction, acquisition,
and modernization activities are completed. U n d e r the provisions of this legislation, $ 6 0 0 million of borrowings f r o m the
Treasury were forgiven in 1989, an estimated $ 4 0 0 million
will be borrowed f r o m the Treasury and forgiven in 1990 and
an estimated $200 million will b e borrowed from the Treasury
and forgiven in 1991. T h e table below shows the status of
outstanding loans for the period 1 9 8 9 - 1 9 9 1 . T h e $21 million
balance a t the end of each year represents administrative
loans, preliminary loans on projects never undertaken and
excess financing.
PUBLIC HOUSING AGENCIES/INDIAN HOUSING AUTHORITIES

Program and Financing (in thousands of dollars)
Identification code 8 6 - 4 0 9 8 - 0 - 3 - 6 0 4

1989 actual

Loans Outstanding

1990 est.

1991 est.

Program by activities:
Capital investment: Loans to public housing
agencies and Indian housing authorities
01.02 Sarabond testing

677,078
25

400,000
150

200,000

10.00

677,103

400,150

1989 actual
22
677
-43
-635

1990 est.
21
400

1991 est
21
200

-400

-200

21

Outstanding, start of year
Direct loan disbursements
Repayments
Loans forgiven

21

21

200,000

00.01

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year.
31.00 Redemption of debt
67.10

_41,701
-44,979
-67,731
35,606

-44,505

-47,357

-35,606
35,606
44,505

-35,606
35,606
47,357

558,299

400,150

590,423

355,645

152,643

2,166,205
5,406

2,031,272
-445

1,899,429
-445

-2,031,272
445

-1,899,429
445

-1,770,608
445

731,207

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.90
Fund balance
Obligated balance, end of year:
74.40
Appropriation
74.90
Fund balance

487,488

281,464

Outlays

Identification code 8 6 - 4 0 9 8 - 0 - 3 - 6 0 4

1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year

Identification code 8 6 - 4 0 9 8 - 0 - 3 - 6 0 4

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Repayments and prepayments

2290

Outstanding, end of year

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

1989 actual

1990 est.

1991 est.

2,037,037
-41,701

1,995,336
-44,505

1,950,831
-47,357

1,995,336

1,950,831

1,903,474

1989 actual

1990 est.

1991 est.

5,997,641
-263,820

5,733,821
-325,000

5,408,821
-350,000

733,859
769,573

Revenue
Expense

1990

est.

415,150
415,150

1991

est.

205,900
205,900

-35,714

Net operating income

Financial Condition (in thousands of dollars)

5,733,821

5,408,821

5,058,821

5,733,821

5,408,821

5,058,821

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)
Loans receivable (net)
Total assets
Liabilities:
Selected liabilities:
Accounts payable, including funded accrued
liabilities
Debt obligation payable to FFB
Total liabilities

MEMORANDUM




Revenue and Expense (in thousands of dollars)

Government equity:
Selected equities:
Unexpended balances:
Unobligated balance
Unliquidated obligations—FFB
Unfinaneed budget authority:
Invested capital
Total Government equity

1989 actual

2,239,341
125,893
2,046,573

2,066,433
122,357
2,001,282

1,934,590
122,357
2,001,282

1,805,769
122,357
2,001,282

4,411,807

4,190,072

4,058,229

3,929,408

254,988
2,037,036

242,768
1,995,336

239,679
1,950,831

236,657
1,903,347

2,292,024

2,238,104

2,190,510

2,140,004

67,730
2,042,517

35,606
1,910,415

35,606
1,781,594

35,606
1,655,861

1990

est.

est.

1988 actual

Status of Guaranteed Loans (in thousands of dollars)

2210
2251

Operating results.—The actual and estimated net operating
income for 1989, 1990 and 1991 follows:

1989 actual

Status of Direct Loans (in thousands of dollars)

1210
1251

Since 1987, n e w reservations of capital funds for construction, acquisition, and modernization activities h a v e been provided directly f r o m the A n n u a l Contributions appropriation.
This Budget proposes that modernization be funded from a
separate appropriation beginning in 1991.

200,000

Budget authority (authority to borrow)
(P.L. 7 5 - 4 1 2 ) (permanent, indefinite)
(12 U.S.C. 2 2 8 1 - 9 6 )

71.00

90.00

Outstanding, end of year

1991

9,536

5,947

50,919

97,937

2,119,783

1,951,968

1,867,719

1,789,404

GOVERNMENT NATIONAL MORTGAGE ASSWIATION

DEPARTMENT OF HOUSING A N D URBAN DEVELOPMENT
1254

Object Classification (in thousands of dollars)
Identification code 8 6 - 4 0 9 8 - 0 - 3 - 6 0 4

33.0
41.0
99.9

1989 actual

Investments and loans
Grants, subsidies, and contributions

1990 est.

1991 est.

400,000
150

200,000

677,103

Total obligations

677,078
25

400,150

200,000

GOVERNMENT NATIONAL MORTGAGE
ASSOCIATION
Federal Funds
Public enterprise funds:
L O A N S TO FEDERAL N A T I O N A L M O R T G A G E

ASSOCIATION

The Treasury is authorized to make up to $2.25 billion of
loans to the Federal National Mortgage Association. Such
loans were made in the first few months of the Association's
existence as a private corporation while it arranged lines of
credit with commercial banks. No loans have been made since
that time and the loan authority will be used only in emergency situations.

MANAGEMENT

A N D LIQUIDATING FUNCTIONS

FUND

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
00.03
10.00

86-4016-0-3-371

Program by activities:
Mortgage servicing and miscellaneous expense
Functional services
Administrative expense
Total obligations (object class 25.0)

Financing:
Offsetting collections from:
Federal funds:
11.00
Interest income from: Participation sales fund, net..
11.00
Interest on U.S. securities
Non-Federal sources:
14.00
Mortgage loan repayments and other credits
14.00
Interest on mortgage loans
14.00
Purchasing and marketing and other revenue
14.00
Mortgage sales proceeds
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.90
Treasury balance
U.S. securities:
21.91
Par value
21.92
Unrealized discount
Unobligated balance available, end of year:
24.90
Treasury balance
U.S. securities:
24.91
Par value
27.00 Capital transfer to general fund
64.00

Budget authority (proceeds of loan asset sales
with recourse) (permanent, indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
72.90 Obligated balance, start of year: Fund balance
74.10 Receivables in excess of obligations, end of year
78.00 Adjustments in unexpired accounts
90.00

Outlays

1990

1 9 8 9 actual

1991

est.

est.

149
88
176

800
3
100

3
102

413

903

105

5
-8,440

-4,571

-4,450

-36
-30

-71
-59

-109
-278
-3,610
-761

2,406
-606

-1,871

-1,258

-86,966
683

-68,801

-65,401

1,871

1,258
65,401
5,341

65,401
4,471

24,103
-3,734
-1,679

-12,780
373
1,679

1,154
2,406

1210
1251

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments and prepayments...




1989 actual

-1,853

1990 est.

34,210
-109

1,770

Revenue and Expense (in thousands of dollars)
1989 actual

1991 est.

1,770
-36

-71

1990 est.

1991 est.

21,864
-9,656

4,601
-1,717

4,541
-105

12,208

Revenue
Expense

2,884

4,436

Financial Condition (in thousands of dollars)
1988 actual

1,124
-4,505

1,699

The Association is required to manage and liquidate its
initial mortgage portfolio and other mortgages, loans or obligations. Liquidation of the portfolio is accomplished through
regular principal repayments according to their amortization
schedules, by sales of mortgages when they can be absorbed
by private investors without disruption of normal market conditions and through principal credits arising from prepayments and foreclosures.
The fund's initial portfolio consisted of mortgages on hand,
or purchased under contracts made before November 1, 1954.
Certain additional mortgages, loans, and other obligations
may be acquired for this portfolio from the Secretary of Housing and Urban Development. Residential housing mortgages
may also be acquired from any Federal instrumentality.
Budget program.—Congress approved appropriation language included in the 1985 Budget that: (1) forgave all outstanding Treasury borrowing issued under the Special Assistance Functions Fund and Emergency Mortgage Purchase Assistance Fund and (2) transferred all remaining assets and
liabilities of these funds to the Management and Liquidating
Functions Fund.
The last remaining mortgage commitments were purchased
in 1988. The remaining $34 million in mortgages were sold in
1989, leaving an investment portfolio of FHA debentures that
were acquired through mortgage foreclosures. However, due
to a court order, GNMA is required to reinstate a section
221(d)(3) mortgage that had prepaid. This is expected to take
place in 1990. GNMA does not foresee having to reinstate any
additional prior mortgages that had either been sold or prepaid. Because of a change in budget scorekeeping procedures,
the proceeds from sales of GNMA-held loans with Government mortgage insurance are treated as borrowing from the
public rather than offsetting collections. As a result, budget
authority is scored to reflect this borrowing.
Financing.—These functions are financed principally by
portfolio liquidations and by interest earned on FHA debentures.
Operating results.— Net income of $2.9 million and $4.4 million are estimated for 1990 and 1991, respectively.

-4,475
-1,154
.

1,806

Represents primarily discounts from face value on loan asset sales.
Represents reinstatement of prior loan receivable.

.

-10,729

86-4016-0-3-371

Outstanding, end of year 2

-24,864
-9,237

Net operating income

Status of Direct Loans (in thousands of dollars)
Identification code

1290

1,262

68,801
53,100

1264

Proceeds from loan asset sales to the public with
recourse
Adjustments: Other adjustments, net 1

A - 7 5 9

Assets:
Selected assets:
Fund balance with Treasury
Public debt securities
U.S. securities (par): Agency securities
Accounts receivable (net)
Advances made: Interest advances to Participation sales fund
Loans receivable ( n e t ) 1
Total assets..

1989 actual

296
21,565
65,401
4,310

193
3,400
65,401
2,304

22
24,675
116,269

1990 est.

1991 est.

71,298

139

65,401
1,153

65,401
1,123

956

.

105

917

67,615

67,580

a
AnnO U
— <

A-762

GOVERNMENT NATIONAL MORTGAGE ASSOCIATION—Continued
Federal Funds—Continued

Public enterprise funds—Continued
MANAGEMENT

72.10
FUND—Continued

A N D LIQUIDATING FUNCTIONS

Financial Condition (in thousands of dollars)—Continued
1988 actual

Liabilities:
Selected liabilities: Accounts payable including
funded accrued liabilities

1989 actual

1990 est.

90.00

Receivables in excess of obligations, start of
year
Receivables in excess of obligations, end of year

6,510
10,792

1991 est.

-19,816
33,948

-30,991

Outlays..

-10,792
19,816
49,033

-279,345

S M A Y O B D E A T O IY A D O TAS
U M R F U G T U H RT N
ULY
[In thousands of dollars]

4,705

1989 actual

626

4,705

Total liabilities

74.10

THE BUDGET FOR FISCAL YEAR 1991

626

Government equity:
Selected equities: Unexpended balances:
Unobligated balance
Invested capital (net)

86,889
24,675

70,672

66,659
956

66,663
917

Total Government equity

111,564

70,672

67,615

67,580

-279,345

-30,991

49,033

-289,644

Status of Direct Loans (in thousands of dollars)
Identification code

86-4238-0-3-371

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Disbursements for guarantee<j loan
claims
1252 Repayments: Repayments of defaulted guaranteed loans...
1262 Adjustments: Write-offs for default

During fiscal year [1990] 1991, new commitments to issue guarantees to carry out the purposes of section 306 of the National Housing
Act, as amended (12 U.S.C. 1721g), shall not exceed [$83,000,000,000]
$80,000,000,000 of loan principal. (Departments of Veterans Affairs
1290
and Housing and Urban Development, and Independent Agencies
Appropriations Act, 1990.)

1990 est.

1989 actual

1991 est.

Outstanding, end of year

277,941

522,866

708,479

513,121
-268,015
-181

936,028
-693,546
-56,869

698,404
-582,188
-87,566

522,866

1210
1232

SECURITIES

49*033

1991 est.

-10,299

Total:
Budget authority..
Outlays

1 Loans receivable are off-set by unrealized depreciation (lower of cost or market) of $9.5 million for 1988, $0.8 million for
1990, and $0.8 million for 1991.

G U A R A N T E E S OF M O R T G A G E - B A C K E D

1990 est.

—30^991

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

708,479

737,129

Status of Guaranteed Loans (in thousands of dollars)
Program and Financing (in thousands of dollars)
Identification code
Identification code 8 6 - 4 2 3 8 - 0 - 3 - 3 7 1

Program by activities:
Operating expenses:
00.01
Administrative expenses
00.02
Functional services
00.03
Claims
00.04
Servicing expenses
00.05
Other expenses
00.91
01.01
01.02
01.03
01.04
10.00

Total operating expenses
Capital investment:
Advances of guaranty payments
Real estate owned properties
Mortgages
Equipment
Total obligations

Financing:
Offsetting collections from:
Feelers! funds*
11.00
Investment interest
Non-Federal sources:
14.00
Guarantee fees
14.00
Repayments of guaranteed payments
14.00
Other
14.00
Servicing income
14.00
Receipts from sale of modified pools
14.00
Receipts from sale of RE0 properties and
mobile home units
14.00
Interest income mortgages
14.00
Repayment on mortgages
14.00
Receipts from sale of mortgages
14.00
Sale of servicing rights
Unobligated balance available, start of year:
21.90
Treasury balance
U S securities*
21.91
Par value
21.92
Unrealized discount
Unobligated balance available, end of year:
24.90
Treasury balance
U.S. securities:
24.91
Par value
24.92
Unrealized discount
39.00
71.00

1989 actual

1990 est.

4,230
11,724
48,185
34,697
14,341

5,516
14,069
117,331
46,157
15,155

5,898
15,054
52,344
36,571
16,739

113,177

198,228

126,606

511,687
142,069
1,434
19

736,585
266,135
199,443
50

595,274
189,783
103,158
75

1,400,441




1990 est.

1989 actual

1991 est.

Position with respect to appropriations act
limitation on commitments:
2111 Limitation on guaranteed loans made by private
lenders
2112 Uncommitted limitation

144,000,000
-88,882,345

81,713,500

80,000,000

55,117,655

81,713,500

80,000,000

333,176,980

361,290,794

390,109,830

55,374,090
-27,260,276

62,112,508
-33,293,472

66,528,316
-39,359,150

361,290,794

390,109,830

417,278,996

361,290,794

390,109,830

417,278,996

1,014,896

2150

Total guaranteed loan commitments

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2231 Disbursements: Disbursements of new guaranteed loans
2251 Repayments and prepayments
2290

Outstanding, end of year

2299

768,386

U.S. contingent liability for guaranteed loans
outstanding, end of year

MEMORANDUM

-149,728

-140,664

-156,761

-221,399
-112,808
-411
-52,942
-149,422

-239,082
-504,608
-28,889
-77,737
-99,991

-254,365
-406,664
-30,492
-71,015
-49,989

-121,390
-2,794
-4,753
-1,032

-89,268
-3,730
-155,569
-5,058
-15,836

-119,087
-2,291
-126,730
-4,864
-86,115

-6,057

-18,230

-26,504

-1,637,600
12,184

-1,668,576
7,040

-1,619,842
6,589

18,230

26,504

41,645

1,668,576
-7,040

1,619,842
-6,589

1,899,187
-7,598

-48,293

40,009

-293,477

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

86-4238-0-3-371

1991 est.

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars).,

1.9
1,520,000

The Housing and Urban Development Act of 1968 authorized the Government National Mortgage Association (GNMA)
to guarantee the timely payment of principal and interest on
trust certificates or other securities issued by any financial
institution approved for this purpose, and based on and
backed by a trust or pool of FHA-insured, FmHA-insured, or
VA-guaranteed mortgages.
GNMA guarantees the timely payment of principal and
interest on the guaranteed securities. Actual claim losses for
1989 and estimated losses for 1990 and 1991 are presented
below.
[In thousands of dollars]

Mobile home pools..
Single-family pools..
Project pools
Total..

1989 actual
24,662
8,706
14,817

1990 est.
15,701
89,248
12,382

1991 est.
9,282
37,663
5,267

48,185

117,331

52,212

Budget program.—Program activity is summarized in the

following table:

[In thousands of dollars]

1989 actual
55,117,655
55,314,090
361,290,794

Commitments issued
Guarantees issued
Securities outstanding

1990 est.
74,535,009
62,112,508
390,109,830

1991 est.
79,833,979
66,528,316
417,278,996

Financing.—In
addition to an application fee, guarantee
fees and other charges are assessed issuers of guaranteed
securities to cover costs incurred by GNMA in connection
with the guarantees and to establish a reserve against possible future payments of claims under the guarantee.
Operating results.—Fee collections and other income are
expected to exceed expenses by $74 million and $280 million
in 1990 and 1991, respectively. These amounts will be retained
to cover future year expenses and as a reserve against losses
that may be incurred on guarantees.
The administration is proposing to increase the fee paid to
the government by GNMA issuers of mortgage-backed securities from 6 basis points to 10 basis points in 1991. The fee
increase would increase GNMA's reserves to offset the future
costs associated with V A single family defaults and potential
FHA single family reform that could place GNMA at additional risk.
The 1991 Budget also proposes legislation that would
impose on certain government sponsored enterprises a fee on
new debt and securities issued after September 30, 1990.
At the end of 1989, GNMA had a combined mortgage servicing portfolio of approximately $12 billion because of issuer
defaults. GNMA estimates that it will take over the issuer
responsibility of an additional $16.2 billion in mortgage servicing between 1990 and 1995. GNMA will minimize its losses on
mobile home and V A no-bid foreclosures through an aggressive sales program. FHA or V A will accept assignment or will
foreclose on all other defaulted mortgages. Losses from the
above portfolios are expected to reach $610 million with the
majority of the losses being incurred in 1990 through 1992.
Even taking into consideration the above portfolio losses,
GNMA estimates net income in 1990 and beyond.
Revenue and Expense (in thousands of dollars)
1991 est.

506,489
-432,987

601,293
-321,025

164,842

Net income for the year

1990 est.

461,071
-296,229

Revenue
Expense

Liabilities:
Selected liabilities:
Accounts payable including funded accrued liabilities

Total Government equity

73,502

280,268

50,395

54,716

44,308

39,508

1,631,473
108,687

1,679,766
225,236

1,639,757
338,747

1,933,234
325,538

1,740,160

Government equity:
Selected equities:
Unexpended balances: Unobligated balance,,
Invested capital

1,905,002

1,978,504

2,258,772

Note.—GNMA guarantees timely payment of principal and interest installments on securities which are issued upon the
basis and backing of FHA-insured, FmHA-insured, or VA-guaranteed mortgages. Such guarantees are excluded from the
Government total of guaranteed obligations as duplicating FHA, FmHA, and VA guarantees. Amounts excluded are as follows-.
1989, $361,291 million; 1990, $390,110 million; 1991, $417,279 million.

Object Classification (in thousands of dollars)
Identification code

1989 actual

86-4238-0-3-371

1990 est.

1991 est.

25.0
33.0

Other services
Investments and loans

113,177
655,209

198,228
1,202,213

126,606
888,290

99.9

Total obligations

768,386

1,400,441

1,014,896

G U A R A N T E E S OF M O R T G A G E - B A C K E D

SECURITIES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 8 6 - 4 2 3 8 - 2 - 3 - 3 7 1

10.00
14.00
24.91

1989 actual

1990 est.

Financing:
Offsetting collections from-. Non-Federal sources
Unobligated balance available, end of year

1991 est.

Program by activities:
Total obligations

39.00

71.00
90.00

1989 actual

A - 7 6 1

GOVERNMENT NATIONAL MORTGAGE

DEPARTMENT OF HOUSING A N D URBAN DEVELOPMENT

-10,299
10,299

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

-10,299

Outlays

-10,299

Legislation will be proposed to increase the fee paid to the
government by GNMA issuers of mortgage-backed securities
beginning in 1991. The fee, which is currently set at six basis
points, would be increased to ten basis points.

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Selected assets:
Equipment
Fund balance with Treasury
Single Family mortgages
Allowance for loss-Single Family Mortgages....
Mobile Home Mortgages
Allowance for loss-Mobile Home Mortgages....
U.S. securities (par)-.
Public debt securities
Agency securities
Accounts receivable
Allowance for loss-Accounts Receivable
Loan advances on MBS pool
Allowance for loan losses (advances)
Mobile home units
Allowance for Loss-Mobile Home Units
Single Family Properties
Allowance for Loss-Single Family Properties....
Multifamily Properties
Total assets




1989 actual

1990 est.

PARTICIPATION

1991 est.

SALES

FUND

Program and Financing (in thousands of dollars)
125
99
76,222
-4,788
19,119
-1,338

144
99
49,615
-1,658
15,762
-1,103

1,596,316
72,260
86.974
-21,466
499,200
-337,223
44,575
-22,169
25,279
-6,320

1,497,582
122,260
90,308
-26,184
613,139
-410,803
38,863
-25,261
52,154
-26,077
7,392

1,726,927
172,260
95,458
-22,002
671,781
-450,093
26,358
-17,133
63,732
-31,866

1,959,718

2,022,812

2,298,281

128
384
1,213
-309
26,985
-1,889

116
398
752
22,915
-1,889

1,625,453
12,147
60,612
-16,728
249,743
-196,897
76,748
-49,886
4,751
-1,900
1,790,555

Identification code 8 6 - 4 2 0 6 - 0 - 3 - 9 9 9

71.00
72.90
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance....
Outlays

1989 actual

1990 est.

1991 est.

197
197

The National Housing Act, as amended, authorized the Association to create trusts to facilitate the financing of mortgages and other loan obligations owned by Government agencies. Under this authority, participations in the interest and
principal collections on pooled loan obligations pledged by
various trustor agencies were sold to private investors.
All remaining outstanding certificates were redeemed in
1988. After satisfying outstanding administrative obligations
in 1989, the Fund was terminated.

A-762

uSTS^SSIA

M0RTGA6E ASSOC,AT,ON CONTINUED

-

THE BUDGET FOR FISCAL YEAR 1991
pendent Agencies Appropriations Act, 1990; additional authorizing legislation to he proposed.)

Public enterprise funds—Continued
PARTICIPATION SALES FUND—Continued

Program and Financing (in thousands of dollars)

Financial Condition (in thousands of dollars)
1988 actual

1989 actual

1990 est.

1991 est.

Identification code 8 6 - 0 1 6 2 - 0 - 1 - 4 5 1

Assets:
Selected assets: Fund balance with Treasury

197
197

Total assets

00.01
01.01
10.00

Liabilities:
Selected liabilities: Accounts payable

40
157

Liabilities to trustors

197

Total liabilities
Government equity: (Total Government equity)..
Unobligated balance

COMMUNITY PLANNING AND DEVELOPMENT
Federal Funds

[(INCLUDING TRANSFERS OF FUNDS) ]

For grants to States and units of general local government and for
related expenses, not otherwise provided for, necessary for carrying
out a community development grants program as authorized by title I
of the Housing and Community Development Act of 1974, as amended
(42 U.S.C. 5301), C$3,000,000,0003 $2,756,000,000, to remain available
until September 30, [1992, of which $50,000,000 shall be derived by
transfer from amounts deobligated in fiscal year 1990 in the Urban
Development Action Grants account] 1993: Provided, That not to
exceed [$93,400,000] $14,500,000 shall be available for [ t h e discretionary fund established] "special purpose grants" pursuant to section 107 of the Housing and Community Development Act of 1974, as
amended (42 U.S.C. 5301): Provided further, That [$1,200,000 of the
$93,400,000 shall be available for a special project under section 107
for infrastructure development on Hawaiian home lands by the
Hawaii State Department of Hawaiian Home Lands, notwithstanding
the provisions of section 107(dXl): Provided further, That of such
$93,400,000, notwithstanding any requirements or other provision in
title I of the Housing and Community Development Act of 1974, as
amended, $16,000 shall be available for the communities of Parshall
and New Town, North Dakota, for municipal services provided in
connection with properties owned by the Fort Berthold Indian Reservation Housing Authority, and $500,000 shall be available for West
Valley City, Utah, for basic infrastructure in connection with the
West Ridge Commerce Industrial Park: Provided further, T h a t ] not
to exceed 20 per centum of any grant made with funds appropriated
herein (other than a grant using funds set aside in the following
proviso) shall be expended for "Planning and Management Development" and Administration" as defined in regulations promulgated
by the Department of Housing and Urban Development: Provided
further, That $5,000,000 shall be made available from the foregoing
[$3,000,000,000] $2,756,000,000 to carry out a child care demonstration under section 222 of the Housing and Urban-Rural Recovery Act
of 1983, as amended (12 U.S.C. 1701z-6 note): Provided further, That
[$2,000,000 shall be made available from the foregoing $3,000,000,000
to carry out a neighborhood development demonstration under section 123 of the Housing and Urban-Rural Recovery Act of 1983
(Public Law 98-181): Provided further, T h a t ] after September 30,
[ 1 9 8 9 ] 1990, no funds provided or heretofore provided in this or any
other appropriations Act shall be used to establish or supplement a
revolving fund under section 104(h) of the Housing and Community
Development Act of 1974, as amended, and pursuant to section 202(b)
of the Balanced Budget and Emergency Deficit Control Reaffirmation
Act of 1987, this action is a necessary (but secondary) result of a
significant policy change.
[During fiscal year 1990, total commitments to guarantee loans, as
authorized by section 108 of the Housing and Community Development Act of 1974, as amended (42 U.S.C. 5301), shall not exceed
$144,000,000 of contingent liability for loan principal.] (Departments
of Veterans Affairs and Housing and Urban Development, and Inde-




Total obligations (object class 41.0)..

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources: Loan repayments
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
31.00 Redemption of debt
32.47 Balance of authority to borrow withdrawn....
39.00

General and special funds:
COMMUNITY DEVELOPMENT GRANTS

Program by activities:
Community development grants..
Reimbursable obligations

40.00
40.00
40.00
41.00
42.22
43.00

Budget authority...
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144..
Reduction pursuant to P.L 99-177....
Transferred to other accounts
Transferred from other accounts
Appropriation (adjusted)..

1991 est.

1990 est.

2,905,601

3,027,439
1,000

2,758,265

2,905,601

3,028,439

2,758,265

-1,000
-75,000
-9,500
-206,375

-74,000
-9,500
-100,000

100,000

100,000

75,000
3,500

74,000
3,500

2,650,000

2,915,064

2,752,265

2,650,000

2,950,000
-46,500
-38,436

2,756,000

-53,834
-9,882
-110,204
-350,000
206,375
669
53,834
7,440

-3,735
50*000

Outlays..

Distribution of outlays by account:
Community development grants
FFB Direct Loans

2,650,000

2,915,064

2,752,265

2,851,767

2,952,439

2,684,265

5,395,418
196,611

5,347,012
169,993

5,318,451
146,493

-5,347,012
-169,993
-3,413
-9,882

-5,318,451
-146,493

-4,965,716
-127,993

-9,500

-9,500

2,913,496

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.47
Authority to borrow
Obligated balance, end of year:
74.40
Appropriation
74.47
Authority to borrow
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts.,
71.00

90.00

1989 actual

2,995,000

3,046,000

2,945,611
-32,115

3,050,000
-55,000

3,105,000
-59,000

Status of Direct Loans (in thousands of dollars)
Identification code 8 6 - 0 1 6 2 - 0 - 1 - 4 5 1

1210
1231
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

318,059
19,178
-53,834

283,403
20,000
-75,000

228,403
15,000
-74,000

283,403

228,403

169,403

Status of Guaranteed Loans (in thousands of dollars)
Identification code 8 6 - 0 1 6 2 - 0 - 1 - 4 5 1

Position with respect to appropriations act limitation
on commitments:
2111 Limitation on guaranteed loans made by private lenders...
2112 Uncommitted limitation
2150

2210
2231
2251
2290

Total guaranteed loan commitments
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans...
Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

144,000
-21,030

141,768

122,970

141,768

138,945
72,255
-10,325

200,875
100,000
-12,495

288,380
100,000
-27,765

200,875

288,380

360,615

C0MMUN,TY P N , 6
UN
N

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
41.22

MEMORANDUM
2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

200,875

288,380

360,615

Title I of the Housing and Community Development Act of
1974, as amended, authorizes the Secretary to make grants to
units of general local government and States to fund local
community development programs.
Funds are distributed to eligible entitlement applicants
using the higher of two objective formulas. Funds are allocated between metropolitan cities and urban counties and States
and small cities.
Beginning in 1991, Indian tribes also will be eligible for
funding on an entitlement basis. The recently enacted "Department of Housing and Urban Development Reform Act of
1989" authorizes this change. The 1989 Act also amends section 107 of the 1974 Act to create a new program of "Special
Purpose Grants", replacing the previously authorized Secretary's Discretionary Fund. The 1989 Act is an important part
of the Department's commitment to reform and improve program operations.
Guaranteed loans.—Guaranteed loan assistance under section 108 was provided to eligible communities to finance acquisition of real property, rehabilitation of publicly owned
real property, and certain related expenses. In the past the
Federal Financing Bank financed these guaranteed loans. The
Consolidated Omnibus Budget Reconciliation Act of 1985 requires private financing of all loan guarantees committed
after July 1, 1986. FFB will continue disbursing loans for
commitments approved prior to July 1, 1986. No guarantee
commitments are proposed for 1991, and legislation is being
proposed to repeal section 108.
Budget program.—An appropriation of $2,756 million is proposed for 1991. Grant outlays are estimated at $3.1 billion in
1990 and in 1991.
In 1991, the Department proposes to continue funding a $5
million public housing child care demonstration as authorized
by section 222 of the Housing and Urban-Rural Recovery Act
of 1983.
The Budget also proposes to transfer $3,735 thousand of the
Community Development Giants appropriation to the Research and Technology account to support program evaluation
and monitoring activities.

URBAN DEVELOPMENT ACTION GRANTS *

43.00
71.00
72.40
74.40
77.00
78.00
90.00

A-763

AD
N

Transferred to other accounts (unobligated balances)

-50,000

.

-50,000

-10,000

77,806
1,024,209
-701,396
-34,711
-123,873

81,542
701,396
-507,938

507,938
-297,938

-50,000

-10,000

242,035

225,000

200,000

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Supplemental proposal-.
Budget authority
Outlays

1989 actual
242,035

1990 est.
-50,000
225,000
-11,450

Total:
Budget authority
Outlays

242,035

-61,450
225,000

1991 est.

-10,000

200,000

-2,000
-10,000
198,000

Title I of the Housing and Community Development Act of
1974, as amended, authorizes grants to distressed cities and
distressed urban counties to fund economic development
projects.
The Budget proposes a rescission of all 1991 unobligated
funds. The estimated rescission is $10 million. Legislation to
repeal the Urban Development Action Grants program, section 119 of the 1974 Act, will be proposed.
The Budget also proposes the transfer of approximately
$11.5 million in 1990 of unobligated funds to the Urban
Homesteading program. (See "Detailed Budget Estimates",
Subpart B.)

RENTAL REHABILITATION GRANTS

For the rental rehabilitation grants program, pursuant to section
17(a)(1)(A) of the United States Housing Act of 1937, as amended (423
U.S.C. 1437o), [$130,000,000] $70,000,000, to remain available until
September 30, [1992: Provided, That section 311(d) of the Housing
and Community Development Act of 1987 is amended by striking
"September 30, 1989" and inserting "September 30, 1991"] 1993.
{Departments of Veterans Affairs and Housing and Urban Development, and Independent Agencies Appropriations Act, 1990; additional
authorizing legislation to be proposed.)

* See "Detailed Budget Estimates," Subpart B, for additional information.

Program and Financing (in thousands of dollars)
Of amounts previously appropriated for urban development action
1989 actual
1990 est.
Identification code 8 6 - 0 1 8 2 - 0 - 1 - 4 5 1
grants authorized in sections 119 and 103 of the Housing and Community Development Act of 1974, as amended (42 U.S.C. 5301), unobligated balances (including amounts deobligated in fiscal year 1991) are Program by activities:
10.00
147,840
140,145
rescinded, except such amounts as are required to fund projects which Total obligations (object class 41.0)
have received preliminary approval in accordance with regulations
Financing:
promulgated by the Department of Housing and Urban Development. Recovery of prior year obligations
17.00
-10,000
21.40
24.40

Program and Financing (in thousands of dollars)
Identification code 8 6 - 0 1 7 0 - 0 - 1 - 4 5 1
Program by activities:
10.00 Total obligations (object class 41.0)
17.00
21.40
22.40
24.40
25.00
39.00
40.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance transferred
Unobligated balance available, end of year....
Unobligated balance lapsing
Budget authority
Budget authority:
Appropriation




1989 actual

1990 est.

77,806

-50,000
-81,542

40.00
40.00
41.00

81,542

-123,873
-50,988
15,490
81,542
24

1991 est.

-50,000

39.00

-10,000

-10,000

-10,000

43.00
71.00
72.40
74.40
78.00
90.00

Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Transferred to other accounts
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

-2,160

1991 est.

89,905
-20,000

2,160
150,000

127,985

69,905

150,000

130,000
-2,015

70,000
-95

150,000

127,985

69,905

147,840

140,145
143,812
-247,228
-10,000

89,905
247,228
-240,030
-20,000

26,729

77,103

-143,812
4,028

A-764

°EVELOPMENT~CO"TMUKL

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

Program and Financing (in thousands of dollars)

RENTAL REHABILITATION GRANTS—Continued

Identification code 8 6 - 0 1 7 1 - 0 - 1 - 4 5 1

This program is authorized under section 17(a)(1)(A) of the
United States Housing Act of 1937, as amended by section 301
of the Housing and Urban-Rural Recovery Act of 1983 (Public
Law 98-181). Rental Rehabilitation grants have been made to
States, urban counties, and cities with populations in excess of
50,000 to help support the rehabilitation of privately owned
rental housing. Legislation will be proposed to restructure the
program to make funds available only within "Housing Opportunity Zones" in support of the Department's "Homeownership and Opportunity for People Everywhere (HOPE)" initiative, beginning in 1991.
Funding for this program before 1989 was provided under
the Annual Contributions for Assisted Housing account. A
separate appropriation, independent of the Assisted Housing
account, was provided beginning in 1989. An appropriation of
$70 million, together with estimated recaptures of $20 million
will provide a 1991 program level of approximately $90 million. The Budget also proposes to transfer $95 thousand of the
Rental Rehabilitation Grants appropriation to the Research
and Technology account to support program evaluation and
monitoring activities.
For purposes of comparison, the table below presents data
for the entire program, including that resulting from appropriations under the Assisted Housing account.
RENTAL REHABILITATION GRANTS
Summary of Obligations
[In thousands of dollars]
Program by activities:
Total obligations
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

Outlays

1990 est.
150,862

1991 est.
89,905

-16,525
-7,418
2,877
40

-20,000
-2,877

-20,000

150,000

127,985

69,905

171,026
454,891
-432,828
-1,780
-16,525

150,862
432,828
-383,690

89,905
383,690
-283,595

-20,000

-20,000

174,784

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments to expired accounts
Adjustments to unexpired accounts

1989 actual
171,026

180,000

170,000

URBAN HOMESTEADING *

* See "Detailed Budget Estimates", Subpart B, for additional information.

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)

13,306

13,323

50,253

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-4
-131
28

-300
-28

-300

39.00

13,200

12,995

49,953

13,200

13,200
-205

50,000

10.00

40.00
40.00
41.00
43.00

71.00
72.40
74.40
78.00
90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Transferred to other accounts

-47

Appropriation (adjusted)

13,200

13,323
393
-416
-300

50,253
416
-416
-300

15,094

Outlays

49,953

13,306
2,185
-393
-4

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

12,995

13,000

49,953

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Supplemental under existing legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
13,200
15,094

1990 est.
12,995
13,000

1991 est.
49,953
49,953

11,450
11,450

13,200
15,094

24,445
24,450

49,953
49,953

Section 810 of the Housing and Community Development
Act of 1974, as amended, authorizes the Secretary of HUD to
transfer one- to four-unit HUD-owned properties, without payment, to units of local government for use in an urban homesteading program. In addition, the Act authorizes the Secretary of the Department of Veterans Affairs, the Secretary of
Agriculture, and the Resolution Trust Corporation to transfer
their unoccupied, single family properties for use in such
programs.
Budget program.—An appropriation of $50 million is proposed for 1991 which will support the transfer of an estimated
2,780 single family properties.
The Budget proposes to transfer $47 thousand of the Urban
Homesteading appropriation to the Research and Technology
account to support program evaluation and monitoring activities.

For reimbursement to the Federal Housing Administration Fund or
the Rehabilitation Loan Fund for losses incurred under the urban
The Budget also proposes to transfer approximately $11.5
homesteading program (12 U.S.C. 1706e), and for reimbursement to
million from the Urban Development Action Grants account
the Secretary of Veterans Affairs and the Secretary of Agriculture for
to the Urban Homesteading program in 1990. These funds
properties conveyed by the Secretary of Veterans Affairs and the
will be used only for transferring FHA properties to local
Secretary of Agriculture, respectively, for use in connection with an
governments. (See "Detailed Budget Estimates", Subpart B.)
urban homesteading program approved by the Secretary of Housing
and Urban Development pursuant to section 810 of the Housing and
Community Development Act of 1974, as amended, and for reimbursement to the Resolution Trust Corporation for properties conveyed by
ASSISTANCE FOR SOLAR AND CONSERVATION IMPROVEMENTS
such Corporation for such use, in accordance with section 810(gX3) of
such Act, [$13,200,0003 $50,000,000, to remain available until exAll funds previously appropriated under this head that are recappended, and of which not to exceed $250,000 shall be available to tured or that otherwise are or become available for obligation in fiscal
provide technical assistance as authorized by section 810(c) of such 1991 or thereafter, including all such amounts affected by the
year
Act. (Departments of Veterans Affairs and Housing and Urban Develorder of the United States District Court, Southern District of New
opment, and Independent Agencies Appropriations Act, 1990; additionYork, in Dabney v. Reagan, 82 Civ. 2231-CSH, dated March 20, 1985,
al authorizing legislation to be proposed.)
shall be withdrawn, pursuant to 31 U.S.C. 1555 et seq.




C0MMUN,TY PA N G
LN I
N

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
Program and Financing (in thousands of dollars)
Identification code

86-0179-0-1-272

10.00

Program by activities:
Total obligations (object class 41.0)

17.00
21.40
24.40
25.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year..
Unobligated balance lapsing

39.00

Budget authority

71.00
72.40
74.40
77.00
78.00

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

90.00

1989 actual

78.00

1990 est.

898

~ 180
125

80 ™

898

225

1,036
-778

778
-423

Z337

11180

Note—The recovery of prior )

41,829

Outlays

— 423

_

A c t

Identification code 8 6 - 0 1 8 8 - 0 - 1 - 6 0 4

10.00

Program by activities:
Total obligations (object ciass 41.0)

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00
40.00
40.00
40.00
41.00
43.00

EMERGENCY SHELTER GRANTS PROGRAM

Program and Financing (in thousands of dollars)

Program by activities:
Total obligations (object class 41.0)

46,768

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-302
34

39.00

40.00
40.00
40.00
41.00
43.00
71.00
72.40
74.40

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Appropriation (adjusted)
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year




_

1990 est.

1991 est.

73,698

71,687

-500
-34

-500

46,500

73,164

71,187

46,500

75,000
-1,162
-674

71,285
-98

46,500

73,164

71,187

46,768
42,870
-47,809

73,698
47,809
-73,814

71,687
73,814
-78,800

<

P u b l i c

^aJ

1 ( X

"

7 )

'

^

[$130,000,000,] $143,592,000 to remain available until expended. (Departments of Veterans Affairs and Housing and Urban Development,
and
Independent Agencies Appropriations Act, 1990; additional authorizinS
legislation to be proposed.)
Program and Financing (in thousands of dollars)

Budget authority..
t authority:
Appropriation
Reduction pursuant to P.L. 101-144..
Reduction pursuant to P.L. 99-177....
Transferred to other accounts
Appropriation (adjusted)..

For the emergency shelter grants program, as authorized under
Relation of obligations to outlays:
subtitle B of title IV of the Stewart B. McKinney Homeless Assist71.00 Obligations incurred, net
ance Act (Public Law 100-77), as amended, [$75,000,000] $71,285,000, 72.40 Obligated balance, start of year
to remain available until expended. (Departments of Veterans Affairs
74.40 Obligated balance, end of year
and Housing and Urban Development, and Independent Agencies Ap- Adjustments in unexpired accounts..
78.00
propriations Act, 1990; additional authorizing legislation to be pro90.00
Outlays..
posed.)

10.00

_

For the transitional and supportive housing demonstration program, as authorized under subtitle C of title IV of the Stewart B.

Title V of the Energy Security Act of 1980 authorized the
creation of the Solar Energy and Energy Conservation Bank
to encourage energy conservation and the use of solar energy.
It has provided funds to subsidize loans and grants for the
installation of energy conservation and solar energy improvements in single and multifamily residences, and agricultural
and commercial buildings.
Pursuant to court order in the case of Dabney versus
Reagan, the Department is required to make available for
reuse each year deobligated funds recaptured from certain
prior year appropriations. Because the amounts involved are
very small (estimated at only $100 thousand in 1990), it is
difficult for the States to operate effective programs. Therefore, legislation is proposed to withdraw from use permanently any such future recaptured funds.
The Solar Bank was extinguished by operation of law on
March 15, 1988.

1989 actual

_

TRANSITIONAL AND SUPPORTIVE HOUSING DEMONSTRATION PROGRAM

obligations in 1989 and 1990 include monies made avaitable due to court order.

Identification code 8 6 - 0 1 8 1 - 0 - 1 - 6 0 4

-500
66,201

activities.
423

g.g

Outlays

-500
47,193

Adjustments in unexpired accounts..

Title IV, subtitle B, of the Stewart B. McKinney Homeless
Assistance Act (Public Law 100-77), authorizes the Secretary
to make Emergency Shelter Grants to States, units of local
government, and nonprofit organizations to provide emergenan< * °ther support for the homeless. An appropriation of $71.3 million is requested for this account in 1991. The
Budget also proposes to transfer $98 thousand of the Emergency Shelter Grants appropriation to the Research and Technology account to support program evaluation and monitoring

225

- 337
~2'l25
1 554
:—

1991 est.

90.00

A-765

AD
N

1989 actual

1990 est.

1991 est.

114,726

129,997

-9,542
-28,356
3,172

-3,172

80,000

126,825

143,399

130,000
-2,015

143,592

80,000

-1,160

143,399

-193

80,000

126,825

143,399

114,726
109,837
-192,931
-9,542

129,997
192,931
-265,019

143,399
265,019
-329,942

22,090

57,909

78,476

Title IV, subtitle C, of the Stewart B. McKinney Homeless
Assistance Act (Public Law 100-77) authorizes assistance to
deinstitutionalized homeless individuals, homeless families
with children, homeless individuals with mental disabilities
and other homeless persons. Such assistance is available for
the acquisition and rehabilitation of structures to be used for
the homeless as well as to pay a portion of annual operating
costs. Additionally, legislation will be proposed to allow the
use of $20 million of the amount appropriated in 1991 for a
new initiative to assist homeless families under the Aid to
Families with Dependent Children (AFDC) program living in
temporary shelters, especially those living in "welfare hotels."
This demonstration program will test innovative approaches
to moving these families out of their emergency shelter accommodations into more stable transitional housing arrangements. The goal of this initiative is to develop successful
models for helping these families to become independent and
self-supporting.
The Budget also proposes to transfer $193 thousand of
amounts appropriated for the Transitional and supportive
housing program in 1991 to the Research and technology ac-

A-766

SPS^S™0

DEVEL0PMENT C

~ °",I"UED

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
TRANSITIONAL AND SUPPORTIVE HOUSING DEMONSTRATION
PROGRAM—Continued

count to support program evaluation and monitoring activities.

Additional authorizing legislation will be proposed to conduct
this initiative.
The Budget also proposes to transfer $218 thousand of this
appropriation to the Research and technology account to support program evaluation and monitoring activities.

MISCELLANEOUS APPROPRIATIONS

[SUPPLEMENTAL ASSISTANCE FOR FACILITIES TO ASSIST THE
HOMELESS] RENTAL HOUSING ASSISTANCE FOR THE HOMELESS

Program and Financing (in thousands of dollars)
For grants [for supplemental assistance for facilities] to assist the
homeless as authorized under subtitle D of title IV of the Stewart B.
Identification code 8 6 - 9 9 1 1 - 0 - 1 - 4 5 1
1989 actual
1990 est.
1991 est.
McKinney Homeless Assistance Act (Public Law 100-77), as amended
[$11,000,000] $161,000,000, to remain available until expended, and
Relation of obligations to outlays:
which shall be available only for grants to States, units of local 71.00 Obligations incurred, net
government, and Indian tribes for rental assistance for homeless indi- Obligated balance, start of year...
3
1
72.40
viduals who have chronic problems with alcohol or other drugs or 74.40 Obligated balance, end of year
-1
77.00 Adjustments in expired accounts..
serious mental illness: Provided, That such funds shall be available
A
-1
only in conjunction with matching contributions of supportive services:
90.00
Outlays
Provided further, That such funds shall not be available until specifically authorized. (Departments of Veterans Affairs and Housing and
Urban Development, and Independent Agencies Appropriations Act,
The budget schedule for Miscellaneous appropriations in1990; additional authorizing legislation to be proposed.)
cludes the Planning Assistance program which was terminated in 1981, pursuant to section 313(b) of the Housing and
Program and Financing (in thousands of dollars)
Community Development Amendments of 1981 (Public Law
Identification code 8 6 - 0 1 8 7 - 0 - 1 - 4 5 1
1989 actual
1990 est.
1991 est.
97-35), as well as the Neighborhood Self-Help Development
program, which was terminated by the Housing and CommuProgram by activities:
nity Development Amendments of 1981.
10.00

21.40
24.40
39.00

Total obligations (object class 41.0)

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

150

10,849

-169
19

-19
REVOLVING FUND (LIQUIDATING PROGRAMS)
160,782

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-144
41.00 Transferred to other accounts

11,000
-170

161,000

43.00

10,830

160,782

150
12,170
- 5,930

10,849
5,930
- 5,415

160,782
5,415
-160,782

6,390

11,364

5,415

90.00

-218

Appropriation (adjusted)
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Title IV, subtitle D, of the Stewart B. McKinney Homeless
Assistance Act (Public Law 100-77), authorizes HUD to provide comprehensive assistance for particularly innovative programs or alternative methods of meeting the immediate and
long-term needs of the homeless. Funding is also available to
supplement assistance provided under the Transitional and
supportive housing demonstration program and the Emergency shelter grants program to help meet the needs of special
population groups among the homeless and to put underutilized public buildings to use assisting the homeless.
The requested $161 million will be used to provide assistance for the homeless who are seriously mentally ill or recovering substance abusers. Part of the Homeownership and Opportunity for People Everywhere (HOPE), these funds will
assist approximately 6,600 homeless individuals for five-year
periods. Funds will be awarded on a competitive basis to
States, units of general local government, or Indian tribes
who offer innovative approaches to providing comprehensive
assistance for these populations among the homeless. Applicants will be required to match the funds received under this
program on a dollar-for-dollar basis with supportive services
funding from Federal, State, local, or private sources. Grantees must assure that the supportive services are funded from
sources other than subtitle D of the McKinney Act and are
available for the five-year term of the housing assistance.




Program and Financing (in thousands of dollars)
Identification code 8 6 - 4 0 1 5 - 0 - 3 - 4 5 1

00.01
00.02
00.03
10.00

Program by activities:
Disposition and management expenses...
Public facility loan expenses
Project operations

71.00
72.90
74.90
78.00
90.00

1990 e

1991 est.

150
150
10

100
100
35

157

310

235

-1,901
-1,964
-4,585

-54

-54

-237,343
95,636
150,000

-95,636
80,376
15,000

-80,376
65,195
15,000

-3,708
30,929
-16,491
-4,585

260
16,491
-10,378

181
10,378
-2,114

6,145

Total obligations (object class 25.0)..

Financing:
Offsetting collections from.11.00
Federal funds
Non-Federal sources:
Repayments
14.00
14.00
Revenue
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Capital transfer to general fund
39.00

1989 actual

6,373

8,445

47
97
CO 1

10,830

71.00
72.40
74.40

Budget authority

160,782

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance..
Obligated balance, end of year: Fund balance....
Adjustments in unexpired accounts
Outlays..

Status of Direct Loans (in thousands of dollars)
Identification code 8 6 - 4 0 1 5 - 0 - 3 - 4 5 1

1210
1251
1264
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net
Outstanding, end of year

1989 actual

1990 est.

1991 est.

30,647
-1,901
25

28,771
-54

28,717
-54

28,771

28,717

28,663

D E P A R T M E N T OF H O U S I N G A N D U R B A N

Program and Financing (in thousands of dollars)

Status of Guaranteed Loans (in thousands of dollars)
Identification code 8 6 - 4 0 1 5 - 0 - 3 - 4 5 1
2210
2251

1989 actual

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Repayments and prepayments

2290

1990 est.

1991 est.

58,538
-8,844

49,694
-11,502

38,192
-15,750

49,694

Outstanding, end of year

38,192

22,442

Identification code 8 6 - 4 0 3 6 - 0 - 3 - 4 5 1

00.01
00.02

Program by activities:
Capital investment:
Rehabilitation loans
Maintenance of acquired security and collateral..

00.91
01.01

MEMORANDUM
2299

U.S. contingent liability for guaranteed loans outstanding,
end of year 1

33,252

22,000

12,500

1 Includes estimated contingent liability of $4 million in 1989 for warranties made in connection with 1988 sale of loans to
PFL Trust.

T h e Revolving f u n d (liquidating programs) was established
by the Independent Offices Appropriation A c t of 1955 for the
more efficient liquidation of assets acquired under a n u m b e r
of housing and urban development programs.
Revenue and Expense (in thousands of dollars)

Total capital investment
Operating expenses: Loan servicing and other..,

10.00

Total obligations..

Financing:
Offsetting collections from: Non-Federal sources:
Revenues
14.00
Repayments
14.00
17.00 Recovery of prior year obligations
Unobligated balance available, start of year: Fund bal21.90
ance
22.90 Unobligated balance transferred, net
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Reduction pursuant to P.L. 99-177

Revenue

1990 est.
-271

-228

-271

-228

43.00

Financial Condition (in thousands of dollars)
1988 actual

Total assets
Liabilities:
Selected liabilities: Accounts payable and accrued liabilities
Government equity:
Selected equities:
Unexpended budget authority-.
Undisbursed grants
Unobligated balance
Invested capital
Undelivered orders
Total Government equity

268,272
1,888
27,111
122
3

112,127
1,835
24,943

297,396

Assets:
Selected assets:
Drawing account with Treasury
Accounts receivable (net)
Loans receivable (net)
Receivable from purchasers
Certificate of beneficial interest

1989 actual

1990 e

84,019
12,500

11,200

14,105
10,197

96,519
15,522

11,200
13,703

24,302

112,041

24,903

-31,634
-64,025
-20,116

-31,000
-63,019
-8,000

-29,000
-68,000

-134,823
200,000
26,296

-26,296

-14,903

14,903
1,371
-87,000

1991 est.

90,750
1,835
24,932

67,305
1,835
24,885

138,908

117,520

94,028

7,198

3,520

3,520

3,520

3,171
237,343
27,236
22,448

2,761
95,636
24,946
12,045

1,270
80,376
24,935
7,419

65,195
24,888
425

290,198

135,388

114,000

90,508

3

71.00
72.90
74.90
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year.- Fund balance..
Obligated balance, end of year.- Fund balance....
Adjustments in unexpired accounts

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1131 Direct loan obligations exempt from limitation
1131 Reduction pursuant to P.L. 99-177

1210
1231
1251
1264

1

[ D u r i n g fiscal year 1990, collections, unexpended balances of prior
appropriations (including any recoveries of prior obligations) and any
other amounts in the revolving fund established pursuant to section
312 of the Housing A c t of 1964, as amended (42 U.S.C. 1452b), after
September 30, 1989, are available and m a y be used for commitments
for loans and operating costs and the capitalization of delinquent
interest on delinquent or defaulted loans notwithstanding section
312(h) of such Act: Provided, That none of the funds in this A c t may
be used to sell any loan asset that the Secretary holds as evidence of
indebtedness under such section 312. J The assets and liabilities of the
revolving fund established by section 312 of the Housing Act of 1964,
as amended (42 U.S.C. 1452b), with the exception of the unobligated
funds transferred in 1991 as provided under the heading "Annual
Contributions for Assisted Housingshall
be added to and merged
with the Revolving Fund (liquidating programs), established pursuant
to title II of the Independent Offices Appropriation Act, 1955, as
amended (12 U.S.C. 1701g-5. (Departments of Veterans Affairs and
Housing and Urban Development, and Independent Agencies Appropriations Act, 1990.)

-71,357
98,669
-30,186
-20,116

18,022
30,186
-35,008
-8,000

-72,097
35,008
-8,596

5,200

-45,685

Status of Direct Loans (in thousands of dollars)

1150

REHABILITATION LOAN FUND

-87,000

-22,990

Outlays..

90.00

Identification code 8 6 - 4 0 3 6 - 0 - 3 - 4 5 1

Public enterprise funds:

-87,000

Appropriation (adjusted)..

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments: Other adjustments, net 1

1290


http://fraser.stlouisfed.org/
250-298 O-1990-37 QL3
Federal Reserve Bank of St. Louis

1991 est.

9,557
4,548

t authority:
Appropriation
Transferred to other accounts (unobligated balance).

40.00
41.22

-4,981

:

1990 est.

1991 est.

6,218
-11,199

Net income or loss for the year

1989 actual

Budget authority

39.00
1989 actual

A-767

COMMUNITY PLANNING AND DEVELOPMENT—Continued
Federal Funds—Continued

DEVELOPMENT

Outstanding, end of year

1989 actual

1990 est.

1991 est.

9,557

85,212
-1,193

9,557

84,019

636,946
55,281
-63,832
438

628,833
84,019
-63,019

649,833
41,278
-68,000

628,833

649,833

623,111

Net adjustments are due entirely to refinancing delinquent loans.

Section 312 of the Housing A c t of 1964, as amended, authorizes loans for the rehabilitation of residential and commercial
properties. T h e Budget estimates n e w loan obligations of $84
million in 1990. In 1991, the Budget proposes a transfer of $87
million to the " A n n u a l Contributions for Assisted H o u s i n g "
account to help provide additional vouchers in conjunction
with the H O P E initiative.
T h e program is proposed for termination at the end of 1990,
and all remaining assets and liabilities of the Rehabilitation
Loan Fund will be transferred to the Revolving Fund (liquidating programs).
Revenue and Expense (in thousands of dollars)
1989 actual
Revenue
Expense

1990 est.

1991 est.

39,279
22,871
Net income or los;j ( - ) for the year

31,000
28,324

29,000
23,875

16,408

2,676

5,125

A-768

SSrSflND

DEVELOPMENT

Continued

THE BUDGET FOR FISCAL YEAR 1991

Public enterprise funds—Continued

11.00
17.00
21.40
24.40

REHABILITATION LOAN FUND—Continued

Financial Condition (in thousands of dollars)
1988 actual

Total assets
Liabilities:
Selected liabilities: Accounts payable and accrued liabilities
Deferred credits

233,49?
12,168
633,800
2,460
2,565

56,482
13,963
626,051
3,388
2,773

48,911
13,963
642,927
3,388
2,773

616,330
3,388
2,773

40.00
40.00
40.00
42.00

884,485

Assets:
Selected assets: Fund balance with Treasury
Accounts receivable (net)
Loans receivable (net)
Acquired security and collateral
Other

1989 actual

1990 est.

702,657

711,962

630,362

43.00

1991 est.
7,871

7,871

7,871

7,871

6,107

Total liabilities
Government equity:
Selected equities:
Unexpended budget authority:
Undisbursed loan obligations
Unobligated balance
Invested capital

6,107

7,871

7,871

7,871

71.00
72.40
74.40
77.00
78.00
90.00

104,729
134,823
638,825

36,278
26,296
632,212

41,278
13,725
649,088

622,491

878,377

Total Government equity

39.00

694,786

704,091

622,491

Object Classification (in thousands of dollars)
Identification code 8 6 - 4 0 3 6 - 0 - 3 - 4 5 1

1989 actual

1990 est.

1991 est.

25.0
33.0

Other services
Investments and loans

14,745
9,557

28,022
84,019

24,903

99.9

Total obligations

24,302

112,041

24,903

POLICY DEVELOPMENT AND RESEARCH
Federal Funds
General and special funds:
RESEARCH AND TECHNOLOGY

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-144
Reduction pursuant to P.L 99-177
Transferred from other accounts
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

-500
-100
-127

-500
-100

17,200

20,426

48,000

17,200

21,000
-325
-249

23,000

17,200

20,426

48,000

17,702
19,242
-12,953
-3,572
-15

20,653
12,953
-15,206

48,100
15,206
- 35,206

-100

-100

20,404

Budget authority

-333
-15
-614
127

18,300

28,000

25,000

The Housing and Urban Development Act of 1970 directs
the Secretary to undertake programs of research, studies, testing, and demonstrations related to the HUD mission. These
functions are carried out internally and through contracts
with industry, nonprofit research organizations, and educational institutions, and through agreements with State and
local governments and other Federal agencies.
In 1991, the research program will continue to emphasize
the improvement of the operation of the Department's programs. In addition, the Budget proposes transferring $25 million from selected accounts to this account to support increased funding for program evaluation and monitoring capabilities. This proposal is an integral part of the Department's
reform commitment.
Object Classification (in thousands of dollars)
Identification code 8 6 - 0 1 0 8 - 0 - 1 - 4 5 1

1989 actual

1990 est.

1991 est.

Direct obligations:

47,100
17,617
19,653
25.0
Other services
For contracts, grants, and necessary expenses of programs of re1,000
1,000
85
41.0
Grants, subsidies, and contributions
search and studies relating to housing and urban problems, not otherwise provided for, as authorized by title V of the Housing and Urban
48,100
17,702
20,653
99.0
Subtotal, direct obligations
Development Act of 1970, as amended (12 U.S.C. 1701z-l et seq.),
500
333
500
99.0
Reimbursable obligations
including carrying out the functions of the Secretary under section
48,600
21,153
l(aXlXi) of Reorganization Plan No. 2 of 1968, [$21,000,000,]
18,035
99.9
Total obligations
$48,OOOyOOO, to remain available until September 30, [1991] 1992, of
which $25,000,000 shall be derived by transfers, from appropriations
provided in this Act, of the following amounts: "Annual Contributions
for Assisted Housing" $17,545,000; "Rental Rehabilitation Grants'\
FAIR HOUSING AND EQUAL OPPORTUNITY
$95,000; "Housing Counseling Assistance", $2,000; "Homeownership
and Opportunity for People Everywhere Grants", $340,000; "Modernization of Low-income Housing Projects", $2,508,000; "Drug Elimination
Federal Funds
Grants for Low-income Housing", $202,000; "Emergency Shelter Grants
General and special funds:
Program ", $98,000; "Transitional and Supportive Housing Demonstration Program", $193,000; "Rental Housing Assistance for the HomeFAIR HOUSING ACTIVITIES
less", $218,000; "Community Development Grants", $3,735,000; "Urban
Homesteading", $47,000; "Fair Housing Activities", $17,000. (Depart- For contracts, grants, and other assistance, not otherwise provided
for,
ments of Veterans Affairs and Housing and Urban Development, and as authorized by title VIII of the Civil Rights Act of 1968, as
Independent Agencies Appropriations Act, 1990; additional authorizamended, and section 561 of the Housing and Community Developing legislation to be proposed.)
ment Act of 1987, [$12,753,000] $12,200,000, to remain available
until September 30, [1991] 1992: Provided, That not less than
Program and Financing (in thousands of dollars)
[$6,000,000] $5,600,000 shall be available to carry out activities pursuant to section 561 of the Housing and Community Development Act
Identification code 8 6 - 0 1 0 8 - 0 - 1 - 4 5 1
1991 est.
1989 actual
1990 est.
of 1987 [and the demonstration period authorized in section 561(e) of
such Act shall be deemed to be September 30, 1990, except for purProgram by activities:
poses of construing the last sentence of section 561(cX2) of such Act].
00.01 Direct program
17,702
20,653
48,100
(Departments of Veterans Affairs and Housing and Urban Develop01.01 Reimbursable program
333
500
500
ment, and Independent Agencies Appropriations Act, 1990; additional
authorizing legislation to be proposed.)
10.00
Total obligations
18,035
21,153
48,600




DEPARTMENT OF HOUSING A N D U R B A N

MANAGEMENT AND ADMINISTRATION
Federal Funds

DEVELOPMENT

Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
10.00

1990 est.

4,676

7,835
10,839

6.591
5.592

18,674

12,183

Program by activities:
Fair housing assistance..
Fair housing initiatives...

1991

est.

4,676
-13
-928
6,264
2

39.00

10,000

12,410

12,183

10,000

12,753
-198
-145

12,200

10,000

12,410

12,183

4,676
8,295
-5,732
-246
-13

18,674
5,732
-14,406

12,183
14,406
-13,589

6,980

10,000

13,000

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-144..
40.00 Reduction pursuant to P.L. 99-177....
41.00 Transferred to other accounts
43.00

Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..
90.00

Outlays..

Identification code 8 6 - 0 1 4 3 - 0 - 1 - 9 9 9

1989 actual

1990 e

1991

est.

-6,264

Program by activities:
Housing, mortgage credit, regulatory and energy conservation programs
00.02 Community planning and development programs
00.03 Equal opportunity and research programs
00.04 Departmental management, legal and audit services
00.05 Field direction and administration

300,868
58,053
44,267
230,468
87,526

329,432
56,435
58,390
186,525
108,288

355,350
61,072
64,898
218,228
115,327

10.00

Total obligations (object class 41.0)...

F
Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance I
Budget authority..

n(2(\
I OXJ

Program and Financing (in thousands of dollars)

1989 actual

86-0144-0-1-751

a
A ~

721,182

739,070

814,875

-381,528
-6,957
-3,490
5,874

-385,659
-8,005

-380,342
-8,409

335,081

345,406

426,124

335,081

341,252
-5,290
-4,556
14,000

426,124

00.01

39.00

T h e Budget proposes an appropriation of $12.2 million in
1991 for Fair Housing Activities to aid in eliminating housing

Total obligations

Financing:
Offsetting collections from: Federal funds: Non-operating
receipts:
11.00
Federal Housing Administration
11.00
Other
22.90 Unobligated balance transferred, net
25.00 Unobligated balance lapsing

40.00
40.00
40.00
42.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 101-144
Reduction pursuant to P.L. 99-177
Transferred from other accounts

43.00

Appropriation (adjusted)

335,081

345,406

426,124

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

332,697
86,717
-82,372
-871

345,406
82,372
-91,020

426,124
91,020
-115,657

336,171

336,758

401,487

90.00

Outlays

discrimination. O f the a m o u n t requested, $6.6 million is for
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

the Fair Housing Assistance program and $5.6 million is for
the Fair Housing Initiatives program.

[In thousands of dollars]

T h e Fair Housing Assistance program, authorized by title
V I I I of the Civil Rights A c t of 1968, provides funding to State
and local agencies to assure prompt and effective processing
of title V I I I (Civil Rights A c t of 1968) complaints.
T h e Fair Housing Initiatives program, authorized by the
Housing and C o m m u n i t y Development A c t of 1987, provides
support to public and private organizations for the purpose of
eliminating or preventing discrimination in housing and for
enhancing fair housing opportunities.
T h e Budget also proposes to transfer $17 thousand of the
Fair housing

activities appropriation

to the

Research

and

technology account to support program evaluation and monitoring activities.

MANAGEMENT AND ADMINISTRATION

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

SALARIES A N D




345,406
336,758

426,124
400,602

Object Classification (in thousands of dollars)
1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

418,089
19,164
4,917

432,309
19,816
5,084

455,318
20,871
5,354

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

442,170
75,500
272
14,533
552
45,829
26,177
4,940
93,251
7,254
10,543

457,209
68,043
276
13,671
533
52,635
24,480
5,129
103,152
7,129
6,595

481,543
71,664
287
14,700
525
57,325
24,923
5,247
138,934
7,155
12,334

EXPENSES

For necessary administrative and nonadministrative expenses of
the Department of Housing and Urban Development, not otherwise
provided for, including not to exceed $7,000 for official reception and
representation expenses, [$738,530,000,] $806,466,000, of which
[$397,278,000] $380,342,000 shall be provided f r o m the various funds
of the Federal Housing Administration [ : Provided, That during fiscal
year 1990, notwithstanding any other provision of law, the Department of Housing and Urban Development shall maintain an average
employment of at least 1,402 for Public and Indian Housing Prog r a m s ] . (Departments of Veterans Affairs and Housing and Urban
Development, and Independent Agencies Appropriations Act, 1990.)

1991 est.
426,124
401,487
-885

335,081
336,171

Identification code 8 6 - 0 1 4 3 - 0 - 1 - 9 9 9

(INCLUDING TRANSFER OF FUNDS)

1990 est.
345,406
336,758

This appropriation finances all salaries and related costs
associated with administering the programs of the Departm e n t of Housing and U r b a n Development, including: housing
and mortgage credit programs; community planning and development programs; equal opportunity, research, regulatory
and insurance programs; departmental m a n a g e m e n t , legal
services; and field direction and administration.

Federal Funds
General and special funds:

1989 actual
335,081
336,171

VU^V—^^TINUED*'N'STRATNC00^""^

A-770

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
SALARIES AND EXPENSES—Continued

Object Classification (in thousands of dollars)—Continued
Identification code 8 6 - 0 1 4 3 - 0 - 1 - 9 9 9

42.0
99.9

1989 actual

Insurance claims and indemnities

1990 est.

161

1991 est.

238

721,182

739,070

814,875

12,550

12,340

12,790

12,932
145

Total obligations

218

12,480
118

13,150
118

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
SALARIES A N D

This appropriation provides agencywide audit and investigative functions to identify and correct management and administrative deficiencies which create conditions for existing or
potential instances of fraud, waste and mismanagement. The
audits function provides internal audit, contract audit, and
inspections services. Contract audits provide professional
advice to agency contracting officials on accounting and financial matters relative to negotiation, award, administration,
repricing, and settlement of contracts. Internal audits review
and evaluate all facets of agency operations. Inspections services provide detailed technical evaluations of agency operations. The investigative function provides for the detection
and investigation of improper and illegal activities involving
programs, personnel, and operations.

EXPENSES

(Proposal for later transmittal, proposed legislation)

Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code

86-0143-2-1-999

3 actual

Identification code

1990 est.

1991 est.

39.00

71.00
90.00

Financing:
Offsetting collections from: Federal funds....
Unobligated balance available, end of year...

-885
885

Budget authority
Relation of obligations to outlays:
Obligations incurred, net

-885

Outlays

-885

This schedule reflects proposed legislation to permit HUD
to use current fee collections to cover full direct administrative expenses associated with the Manufactured Home Inspection and Monitoring Program.

OFFICE OF INSPECTOR

1989 actual

1990 est.

1991 e

11.1
11.3
11.5

Program by activities:
10.00 Total obligations
11.00
24.40

86-0189-0-1-451

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

19,075
810
407

21,368
834
530

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment

20,292
3,033
2,069
50
1,988
764
60
1,843
323
273

22,732
3,341
2,758
60
2,283
850
98
5,043
410
774

30,695

38,349

492
493

545
548

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

GENERAL

(INCLUDING TRANSFER OF FUNDS)

For necessary expenses of the Office of Inspector General in carrying out the provisions of the Inspector General Act of 1978, as amended, ^$31,065,000,1 $37MO,OOO of which l$6,584,000,2 $8,557,000 shall
be transferred from the various funds of the Federal Housing Administration. (Departments of Veterans Affairs and Housing and Urban
Development, and Independent Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
NEW
Identification code

86-0189-0-1-451

Program by activities:
10.00 Total obligations
Financing:
Offsetting collections from: Federal funds:
11.00
Federal Housing Administration Fund
11.00
Other
39.00

Budget authority

1989 actual

1990 e

1991 est.

30,695

38,349

-6,391
-509

-8,557
-509

23,795

29,283

24,481
-379
-307

29,283

43.00

23,795

29,283

23,795
-5,711

29,283
5,711
-7,713

18,084

27,281

71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays




ASSISTANCE

GRANTS

Program and Financing (in thousands of dollars)
Identification code

71.00
72.40
74.40
90.00

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-144
40.00 Reduction pursuant to P.L. 99-177

COMMUNITY

86-0149-0-1-451

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays

1989 actual

1990 est.

1991 est.

23
-23
23

New community assistance grants were authorized by the
Housing and Urban Development Act of 1970, as amended.
Budget program.—Grants were distributed to new community developers under section 718 to supplement public facility
projects in existing new communities. Public Law 96-7, dated
April 9, 1979, rescinded all budget authority not administratively committed. Any amounts recovered subsequent to that
date will be rescinded automatically. All remaining commitments are estimated to be disbursed by the end of 1990.

MANAGEMENT AND ADMINISTRATION^—Continued

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
24.90

W O R K I N G CAPITAL

FUND

Unobligated balance available, end of year: Fund balance.

60.00

Intragovernmental funds:

A-771

Budget authority (appropriation) (permanent,
indefinite)

Program and Financing (in thousands of dollars)

Relation of obligations to outlays:
Identification code 8 6 - 4 5 8 6 - 0 - 4 - 4 5 1

1989 actual

71.00
72.90
74.90
78.00
90.00

est.

84,680
1,500

120,154

3,942
78,053

86,180

121,654

-76,609
1,018

-86,172

-121,937

-2,667
205

-205
197

1,500

Obligationsincurred.net
Outlays

This fund is the repository of gifts and bequests that the
Secretary of Housing and Urban Development is authorized to
accept and use for the purposes of aiding the work of the
Department. Section 7(k)(l) of the Department of Housing and
Urban Development Act, 42 U.S.C. 3535(k)(l), authorizes the
installment of a fund amount for the above purpose.

ADMINISTRATIVE

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance..
Obligated balance, end of year: Fund balance....
Adjustments in unexpired accounts

1,444
11,726
-10,543

10,543

-283
10,551

-10,551

-10,268

1,018

Outlays..

3,645

The Working capital fund, authorized by the Department of
Housing and Urban Development Act of 1965, finances automated data processing services which can be performed more
efficiently on a centralized basis. The fund is financed from
fees charged for services performed.
Object Classification (in thousands of dollars)
Identification code 8 6 - 4 5 8 6 - 0 - 4 - 4 5 1

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

.71.00

-197
480

74,111

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

1991

90.00

Program by activities:
Operating expenses:
00.03
Data processing services
01.01 Capital investment: Data processing services
10.00

1990 est.

1990

est.

1991

est.

11,895
501
155

12,313
518
161

12,670
534
196

12,551
1,650
230
12
7,536
224
47,084
947

12,992

7,819

3,109

78,053

86,180

121,654

275

276

276

289
2

Total obligations

13,400
1,762
305
77
15,100
238
85,185
1,544
4,043

280
3

280
3

1,708
352
62
11,735
245
54,451
1,526

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

PROVISIONS

[Notwithstanding any other provision of law or other requirement,
the City of College Park, in the State of Maryland, is authorized to
retain any categorical settlement grant funds, urban renewal grant
funds, and land disposition proceeds that remain after the financial
closeout of the Lakeland Urban Renewal Project (R-44 No. B-79-UR24-0001), and to use such funds and proceeds in accordance with the
requirements of the community development block grant program
specified in title I of the Housing and Community Development Act of
1974. The City of College Park shall retain such funds and proceeds in
a lump sum and shall be entitled to retain and use, in accordance
with this paragraph, all past and future earnings from such funds
and proceeds, including any interest.]
[Notwithstanding any other provision of law or other requirement,
the City of Hartford in the State of Connecticut, is authorized to
retain any land disposition proceeds from the financially closed-out
Sheldon-Charter Oak, Section A Urban Renewal Project (No. Conn.
R-77) not paid to the Department of Housing and Urban Development and to use such proceeds in accordance with the requirements
of the community development block grant program specified in title
I of the Housing and Community Development Act of 1974. The City
of Hartford shall retain such proceeds in a lump sum and shall be
entitled to retain and use, in accordance with this paragraph, all past
and future earnings from such proceeds, including any interest.]
[It is hereby approved in accordance with section 124(c) of the
Housing and Community Development Act of 1987 (Public Law 100242, 101 Stat. 1815, 1847), that as specified in section 124(a) of such
Act, accrued interest is forgiven and interest paid shall be returned to
the City of Pittsburgh.]
[Notwithstanding any other provision of law, the Secretary of
Housing and Urban Development shall approve, subject to availability of funds in project reserves, the use by the Seattle Housing Authority of up to $450,000 from project reserves of the Bay View Tower
Project (No. 127-38044) for a program of health care services for the
elderly, as determined by the Seattle Housing Authority.]
[Section 203(b)(2) of the National Housing Act is amended by inserting "(185 percent during fiscal year 1990)" after "(A) 150 percent".]
[Section 235 of the National Housing Act is amended by adding at
the end of the following new subsection:]
["(r)

REFINANCING.—]

[ " ( 1 ) R E V I E W OF ASSISTANCE PAYMENTS CONTRACTS.—

est.

["(A) The Secretary shall periodically review each contract
under which the Secretary is making assistance payments
under this section to determine if a refinancing of the mortgage, loan, or advance of credit involved will result in a sufficient reduction in assistance payments to warrant such refinancing.]
["(B) In the case of assistance payments contracts in effect
on the date of enactment of this section, the Secretary shall
complete such review within 60 days in order to permit the
refinancing to be completed during fiscal year 1990.]

- 4

retary determines that refinancing is warranted, the Secretary
shall offer financial assistance appropriate to encourage the refinancing. The assistance may include the following:]
["(A) For lenders and mortgagees providing refinancing, the
payment of reasonable mortgage or loan origination fees, discount points and other expenses required to refinance; and]

Trust Funds
GIFTS A N D BEQUESTS

Program and Financing (in thousands of dollars)
Identification code

86-8093-0-7-451

1989 actual

1990 est.

1991

[ " ( 2 ) REFINANCING ASSISTANCE.—In any case in which the Sec-

Program by activities:
10.00 Total obligations (object class 25.0)
Financing:
14.00 Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance




10
-10
-4

- 4

A-772

KJ^RR™110"-^1^

THE BUDGET FOR FISCAL YEAR 1991

SECTION 501. Where appropriations in titles I, II, and III of this Act
are expendable for travel expenses and no specific limitation has been
["(B) For the homeowner or cooperative member involved,
placed thereon, the expenditures for such travel expenses may not
the payment of an amount that does not exceed 1 percent of
exceed the amounts set forth therefor in the budget estimates submitthe principal amount refinanced.]
ted for the appropriations: Provided, That this section shall not apply
[ " ( 3 ) METHOD OF PAYMENT OF REFINANCING ASSISTANCE.—In a n y
to travel performed by uncompensated officials of local boards and
case in which the Secretary determines that refinancing is warappeal boards of the Selective Service System; to travel performed
ranted, the Secretary shall provide incentives in a manner that
directly in connection with care and treatment of medical beneficidoes not increase total expenditures in fiscal year 1990. The
aries of the Department of Veterans Affairs; to travel performed in
Secretary shall structure refinancings as follows:]
connection with major disasters or emergencies declared or deter[ " ( A ) Lenders and mortgagees providing refinancings under
mined by the President under the provisions of the Disaster Relief
this subsection may charge an interest rate for refinancing that
Act of 1974; to site-related travel performed in connection with the
is not greater than 0.5 percent higher than the prevailing
Comprehensive Environmental Response, Compensation, and Liability
market rate for refinancing.]
Act of 1980, as amended; to site-related travel under the Solid Waste
["(B) Payments to the homeowner or cooperative member to
Disposal Act, as amended; to travel performed by the Offices of Inencourage refinancing shall be paid through a reduction in the
spector General in connection with audits and investigations; or to
monthly payment of the homeowner or cooperative member
payments to interagency motor pools where separately set forth in
under the mortgage, loan, or advance of credit.]
the budget schedules: Provided further, That if appropriations in
[ " ( 4 ) REVISION OF CONTRACTS AND RESCISSION OF EXCESS
titles I, II, and III exceed the amounts set forth in budget estimates
AMOUNTS.—]
initially submitted for such appropriations, the expenditures for
[ " ( A ) The Secretary shall make such revisions in any assisttravel may correspondingly exceed the amounts therefor set forth in
ance payments contract (including the amount of assistance
the estimates in the same proportion.
payments made under the contract) as are necessary to reflect
SEC. 502. Appropriations and funds available for the administrative
a refinancing obtained pursuant to this subsection. A revised
expenses of the Department of Housing and Urban Development and
assistance payments contract under this paragraph shall not be
the Selective Service System shall be available in the current fiscal
considered to be a new contract under this section.]
year for purchase of uniforms, or allowances therefore, as authorized
["(B) Any contract authority that becomes available as a
by law (5 U.S.C. 5901-5902); hire of passenger motor vehicles; and
result of the revision of an assistance payments contract under
services as authorized by 5 U.S.C. 3109.
this paragraph shall be rescinded.".]
SEC. 503. Funds of the Department of Housing and Urban Develop[Section 404 in title IV, General Provisions of the Dire Emergency
ment subject to the Government Corporation Control Act or section
Supplemental Appropriations and Transfers, Urgent Supplemental,
402 of the Housing Act of 1950 shall be available, without regard to
and Correcting Enrollment Errors Act of 1989 (Public Law 101-45) is
the limitations on administrative expenses, for legal services on a
hereby repealed.]
contract or fee basis, and for utilizing and making payment for serv[ I f the Secretary of the Department of Housing and Urban Develices and facilities of Federal National Mortgage Association, Governopment has not issued the lead-based paint technical guidelines on
ment National Mortgage Association, Federal Home Loan Mortgage
reliable testing protocols, safe and effective abatement techniques,
Corporation, Federal Financing Bank, Resolution Trust Corporation,
cleanup methods and acceptable post-abatement lead dust levels by
Federal Reserve banks or any member thereof, Federal Home Loan
April 1, 1990, the Department's September 29, 1989, draft guidelines
banks, and any insured bank within the meaning of the Federal
shall take effect and remain in force until revised by the Secretary.]
Deposit Insurance Corporation Act, as amended (12 U.S.C. 1811-1831).
[ O f the amount appropriated in this Act under the heading
SEC. 504. No part of any appropriation contained in this Act shall
"Annual contributions for assisted housing" and earmarked for the
remain available for obligation beyond the current fiscal year unless
modernization of existing public housing projects pursuant to section
expressly so provided herein.
14 of the United States Housing Act of 1937, as amended (42 U.S.C.
SEC. 505. No funds appropriated by this Act may be expended—
143), the Secretary shall set aside and may use up to $1,000,000 to
(1) pursuant to a certification of an officer or employee of the
idemnify any public housing agency that receives assistance under
United States unless—
section 14 of the Act to test and abate lead-based paint in the Lead(A) such certification is accompanied by, or is part of, a voucher
Based Paint Abatement Demonstration Program under section
or abstract which describes the payee or payees and the items or
302(dX2XA) of the Lead-Based Paint Poisoning Prevention Act (42
services for which such expenditure is being made, or
U.S.C. 4822(dX2XA)) and any person under contract with such agency,
(B) The expenditure of funds pursuant to such certification, and
with respect to all or parts of claims arising from such testing or
without such a voucher or abstract, is specifically authorized by
abatement, in accordance with the terms and conditions that the
law; and
Secretary shall specify for the validation, processing, and payment of
(2) unless such expenditure is subject to audit by the General
claims, and any other matters concerning the administration of the
Accounting Office or is specifically exempt by law from such audit.
amount set aside: Provided, That any balances without regard to this
SEC. 506. None of the funds provided in this Act to any department
paragraph.]
or agency may be expended for the transportation of any officer or
[ O f the funds made available by this Act for Annual Contributions
employee of such department or agency between his domicile and his
for Assisted Housing, $896,000 shall be for project-based assistance
place of employment, with the exception of any officer or employee
under the section 8 existing housing certificate program (42 U.S.C.
1437(f) for the Ganado Acres project.] (Departments of Veterans Af- authorized such transportation under title 31, United States Code,
fairs and Housing and Urban Development and Independent Agencies section 1344.
SEC. 507. None of the funds provided in this Act may be used for
Appropriations Act, 1990.)
payment, through grants or contracts, to recipients that do not share
TITLE IV—GENERAL PROVISIONS
in the cost of conducting research resulting from proposals not specifically solicited by the Government: Provided, That the extent of cost
The following sections are proposed for deletion and do not appear
sharing by the recipient shall reflect the mutuality of interest of the
below:
grantee or contractor and the Government in the research.
SEC. 508. None of the funds provided in this Act may be used,
directly or through grants, to pay or to provide reimbursement for
Sec. 509
Prohibition against use of funds for personnel compensapayment of the salary of a consultant (whether retained by the Federtion and benefits to be available for other object classial Government or a grantee) at more than the daily equivalent of the
fications.
maximum rate paid for GS-18, unless specifically authorized by law.
Sec. 515
Provision requiring absorption of the 1990 pay raise.
SEC. [ 5 1 0 ] 509. None of the funds in this Act shall be used to pay
Sec. 516
Limitation on the number of noncareer appointees to the
the expenses of, or otherwise compensate, non-Federal parties interSenior Executive Service within the Department of
vening in regulatory or adjudicatory proceedings. Nothing herein afHousing and Urban Development.
fects the authority of the Consumer Product Safety Commission purSec. 517
Certain reductions to amounts provided in this Act.
Sec. 518
Leave transfer program authority for the Department of
suant to section 7 of the Consumer Product Safety Act (15 U.S.C. 2056
et seq.).
Veterans Affairs.
ADMINISTRATIVE PROVISIONS—Continued




DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
SEC. [511J 510. Except as otherwise provided under existing law or
under an existing Executive order issued pursuant to an existing law,
the obligation or expenditure of any appropriation under this Act for
contracts for any consulting service shall be limited to contracts
which are [(1)3 a matter of public record and available for public
inspection [ , and (2) thereafter included in a publicly available list of
all contracts entered into within twenty-four months prior to the date
on which the list is made available to the public and of all contracts
on which performance has not been completed by such date. The list
required by the preceding sentence shall be updated quarterly and
shall include a narrative description of the work to be performed
under each such contract J.
SEC. [512] 511. Except as otherwise provided by law, no part of
any appropriation contained in this Act shall be obligated or expended by any executive agency, as referred to in the Office of Federal
Procurement Policy Act (41 U.S.C. 401 et seq.) for a contract for
services unless such executive agency (1) has awarded and entered
into such contract in full compliance with such Act and the regulations promulgated thereunder, and (2) requires any report prepared
pursuant to such contract, including plans, evaluations, studies, anal-''
yses and manuals, and any report prepared by the agency which is
substantially derived from or substantially includes any report pre-




TITLE IV—GENERAL PROVISIONS—Continued

A~773

pared pursuant to such contract, to contain information concerning
(A) the contract pursuant to which the report was prepared, and (B)
the contractor who prepared the report pursuant to such contract.
SEC. [513] 512. Except as otherwise provided in section 506, none
of the funds provided in this Act to any department or agency shall
be obligated or expended to provide a personal cook, chauffeur, or
other personal servants to any officer or employee of such department
or agency.
SEC. [514] 513. None of the funds provided in this Act to any
department or agency shall be obligated or expended to procure passenger automobiles as defined in 15 U.S.C. 2001 with an EPA estimated miles per gallon average of less than 22 miles per gallon.
SEC. [519] 514. None of the funds appropriated under title II of
this Act under the heading entitled Community Planning and Development, Community Development Grants, to any department, agency,
or instrumentality of the United States may be obligated or expended
to any municipality that fails to adopt and enforce a policy prohibiting the use of excessive force by law enforcement agencies within the
jurisdiction of said municipality against any individuals engaged in
nonviolent civil rights demonstrations. (Department of Veterans Affairs and Housing and Urban Development, and Independent Agencies
Appropriations Act, 1990.)




DEPARTMENT OF THE INTERIOR
AMERICA THE BEAUTIFUL

Obligations are distributed as follows:
Bureau of Land Management:
Land acquisition
Resource protection/recreation—operations
Resource protection/recreation—construction

Federal Funds
General and special funds:
AMERICA

THE

Subtotal, Bureau of Land Management

BEAUTIFUL—INTERIOR

Program and Financing (in thousands of dollars)
1989 actual

1990 est.

155,988
49,158

10.00

366,277

39.00

161,131

Financing:
Budget authority

Budget authority:
40.00 Appropriation (general fund)
40.00 Appropriation (special fund)

205,146
161,131

43.00

366,277

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year
90.00

366,277
-179,063

Outlays

140,472

National Park Service:
Land acquisition
Resource protection/recreation—operations
Resource protection/recreation—construction

80,153
31,000
45,390

Subtotal, National Park Service

156,543

Total amount allocated

366,277
Personnel Summary

366,277

Appropriation (adjusted)

56,700
81,449
2,323

Subtotal, Fish and Wildlife Service
1991 est.

Program by activities:
00.01 Land acquisition
Resource protection and recreation enhancement:
00.02
Operations
00.03
Construction
Total obligations

69,262

Fish and Wildlife Service:
Land acquisition
Resource protection/recreation—operations
Resource protection/recreation—construction

(Proposed for later transmittal, proposed legislation)

Identification code 1 4 - 1 1 1 2 - 2 - 1 - 3 0 2

24,278
43,539
1,445

Total number of full-time permanent positions
Total compensable work years:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,887
2,260
70

Distribution of Full-time equivalent employment by bureau:
Bureau of Land Management
Fish and Wildlife Service
National Park Service

804
707
749

187,214

This schedule reflects the effect of proposed legislation to
authorize the President's " A m e r i c a the B e a u t i f u l " initiative.
U n d e r this initiative, spending for Federal land acquisition
and certain natural resource protection and recreation enh a n c e m e n t programs will be increased. Funds will be allocated from the new A m e r i c a the Beautiful-Interior account to
the National Park Service, the Fish and W i l d l i f e Service and
the Bureau of Land M a n a g e m e n t . Funds will be allocated
from a similar A m e r i c a the Beautiful-Agriculture account to
the U . S . Forest Service, as described separately in the Departm e n t of Agriculture section of the Budget.

LAND AND MINERALS MANAGEMENT
BUREAU OF LAND MANAGEMENT

T h e Bureau of Land M a n a g e m e n t (BLM) is responsible for
the conservation, m a n a g e m e n t , and development of 270 million acres of public land. T h e Bureau also has full responsibility for mineral leasing and supervision of minerals operations
on the public land and on some 300 million acres of Federal
mineral estate underlying other agency jurisdictions and ownerships.

Object Classification (in thousands of dollars)
Identification code 1 4 - 1 1 1 2 - 2 - 1 - 3 0 2

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

99.9

Total obligations




1989 actual

1990 est.

1991 est.

Federal Funds
58,598
5,305
437
51
64,391
11,855
7,039
1,027
132
359
3,364
371
101,905
8,194
7,533
153,889
5,716
502
366,277

General and special funds:
MANAGEMENT OF LANDS AND RESOURCES

For expenses necessary for protection, use, improvement, development, disposal, cadastral surveying, classification, and performance of
other functions, including maintenance of facilities, as authorized by
law, in the management of lands and their resources under the
jurisdiction of the Bureau of Land Management, including the general
administration
of
the
Bureau
of
Land
Management,
[$442,084,000] $^59M,000
of which the following amounts shall
remain available until expended: not to exceed
[$1,000,000]
$1,200,000 to be derived f r o m the special receipt account established
by section 4 of the Land and Water Conservation Fund Act of 1965, as
amended (16 U.S.C. 4601-6a(i)), [$22,903,000] and $26,000,000 for the
Automated Land and Mineral Record System Project [ : Provided,
That appropriations herein made shall not be available for the destruction of healthy, unadopted, wild horses and burros in the care of
the Bureau of Land Management or its c o n t r a c t o r s ] ; and in addition,
$12,000,000 for Mining Law Administration program operations to
A-775

A-776

- ud
e

FJ^F^S^M0
B U R E A U OF L A N D

PR SC NI
AK OT
N

MANAGEMENT—Continued

General and special funds—Continued
M A N A G E M E N T OF LANDS A N D

RESOURCES—Continued

remain available through September 30, 1991, to be reduced by
amounts collected by the Bureau of Land Management and credited to
this appropriation from annual mining claim holding fees: Provided,
That the sum herein appropriated shall be reduced as mining claim
holding fees are received during fiscal year 1991 so as to result in a
final fiscal year 1991 appropriation estimated at not more than
$459,464,000: Provided further, That in addition to funds otherwise
available, not to exceed $7,500,000 from annual mining claim holding
fees shall be credited to this account for the costs of administering the
mining claim holding fee program, and shall remain available until
expended. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 4 - 1 1 0 9 - 0 - 1 - 3 0 2

3 actual

Program by activities:
Direct program:
00.01
Energy and minerals management
00.02
Lands and realty management
00.03
Renewable resources management
00.04
Resource management planning
00.05
Information and resource data management
00.06
Resource protection and maintenance
00.07
Emergency operations
00.08
General administration

74,294
36,725
115,696
9,283
37,232
121,472
68,580
87,635

70,440
36,067
121,175
8,872
49,239
67,160
105
88,776

60,763
37,259
128,451
9,327
47,290
80,623

00.91
01.01

Total direct program
Reimbursable program

550,917
11,723

441,834
19,636

459,464
34,100

10.00

Total obligations

562,640

461,470

493,564

-10,978
-1,972
- 2
-4,624
-32,372
11,379
324

-12,000
-6,500

-12,000
-22,100

-11,379

-4,323

4,323

4,323

524,395

435,914

459,464

537,642
1,000

440,884
1,200
-6,170

458,264
1,200

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority

40.00
40.00
40.00
41.00
42.00

Budget authority:
Appropriation (general fund)
Appropriation (special fund)
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Transferred from other accounts

43.00
71.00
72.40
74.40
77.00
78.00
90.00

-100,180
85,933

Appropriation (adjusted)

1990 est.

1991 est.

95*751

435,914

459,464

549,690
74,731
-53,509
-6,107
- 2

442,970
53,509
-56,625

459,464
56,625
-72,350

564,802

Outlays

439,854

443,739

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority

m

actual
524,395
564,802

moest.

435,914
439,854

1991 est.
459,464
443,739
-36,619
-31,865

524,395
564,802

435,914
439,854

422,845
411,874

Energy and minerals management— Provides for leasing of
Federal minerals onshore, for Federal mineral resource and
economic evaluation, and for the supervision of minerals development activities on Federal and Indian lands, including



oil and gas, coal, geothermal, oil shale, tar sands, phosphates,
sodium, and potash. Emphasis is also placed on surface m a n a g e m e n t regulation and compliance for m i n i n g on public
lands.

Lands and realty management.—Includes processing rightsof-way applications; processing land selections under the
A l a s k a N a t i v e Claims Settlement A c t and t h e A l a s k a Statehood Act; processing State indemnity selections, land exchanges, and other lands and realty cases; review and processing of public land withdrawals, and sale of lands under t h e
terms of the Federal L a n d Policy and M a n a g e m e n t A c t and
other laws. B L M is also responsible for t h e system of public
land records, some of which date back nearly 200 years.
Renewable resources management.—Provides for development, utilization, protection, preservation and sustained yield
m a n a g e m e n t of the natural resources on the public lands
through such activities as forest m a n a g e m e n t ; wild horse and
burro m a n a g e m e n t ; range m a n a g e m e n t ; recreation m a n a g e m e n t ; soil, water, and air m a n a g e m e n t ; and wildlife habitat
management.
Resource management planning.—Provides

for

resource

m a n a g e m e n t and land use planning.

Information and resource data management.—Provides for

m a n a g e m e n t of A D P and data information systems; technical
support to field offices for automation of resources data; production of m a p s and G I S technology to support resource m a n agement; and, development of A u t o m a t e d Land and M i n e r a l
Records S y s t e m ( A L M R S ) .

Resource protection and maintenance.—Includes: cadastral
surveys which provide for identification of Federal land
boundaries and legal property descriptions; the enforcement
of laws and regulations governing the m a n a g e m e n t , use, and
protection of public lands; m a i n t e n a n c e of buildings, roads,
and trails; and identification and cleanup of hazardous material sites on the public lands.
Emergency operations.—Involves replacement or reconstruction of facilities damaged or destroyed b y fire or natural
disaster; and, support to control the potential outbreak of
pests on public lands.
General administration.—Includes executive m a n a g e m e n t ,
equal e m p l o y m e n t opportunity programs, general administrative services, and Bureau-wide fixed costs.
Object Classification (in thousands of dollars)

524,395

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

T H E B U D G E T F O R F I S C A L Y E A R 1991

Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
99.0
99.0
99.9

14-1109-0-1-302

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations
Total obligations

1989 actual

1990 est.

1991 est.

217,885
23,191
16,900
11,741

211,605
14,324
4,850
227

214,714
14,556
4,900
300

269,717
55,870
2,103
17,741
13,207
17,461
11,611
14,230
2,566
98,282
32,967
14,527
460
175

231,006
52,522
2,000
16,500
10,370
16,312
10,566
12,750
2,600
57,158
15,500
14,000
500
50

234,470
53,251
2,000
15,800
10,800
17,476
11,000
13,200
2,650
69,767
15,000
13,500
500
50

550,917
11,723

441,834
19,636

459,464
34,100

562,640

461,470

493,564

A D M E AS
N NRL
,

LAND

D E P A R T M E N T OF T H E INTERIOR

Personnel Summary
Direct:
Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program and Financing (in thousands of dollars)
Identification code 14-1110-0-1-302
7,087

6,393

8,402

7,579

7,416

458

100

100

1989 actual

1991 est.

1990 est.

6,230

Reimbursable:
Total number of permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
M A N A G E M E N T OF LANDS A N D

®522=gffl A-777

132

145

377

156

172

447

5

5

10

RESOURCES

Program by activities:
Direct program:
00.01
Construction projects
00.02
Access and easement acquisition
10.00
17.00
21.40
24.40
39.00

(Proposed for later transmittal, proposed legislation)

40.00

Program and Financing (in thousands of dollars)

7,313

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year....
Budget authority
Budget authority:
Appropriation

9,900

1,459

1,000

1,370

4,488

10,900

8,683

-1,557

-3,718

-1,356

3,718

1,356

1,356

6,607

8,538

8,683

5,431

Total obligations

3,029

5,961
-79

8,683

-42

40.00
Identification code

1989 actual

14-1109-2-1-302

1990 est.

Program by activities:
10.00 Renewable resources management (total obligations)..

1991 est.

-36,619

Financing:
Budget authority (appropriation)

Reduction pursuant t o P.L. 99-177

41.00
42.00

Transferred to other accounts
Transferred from other accounts

-4,824

6,000

2,656

43.00

Appropriation (adjusted)

6,607

8,538

8,683

4,488

10,900

8,683

899

2,125

7,835

-2,125
2

-7,835

-8,549

5,190

7,969

1990 est
8,538
5,190

1991 est

Relation of obligations to outlays:
71.00
Obligations incurred, net
74.40 Obligated balance, end of year

-36,619
4,754

71.00
72.40
74.40
77.00
78.00

90.00

-31,865

90.00

40.00

-36,619

Outlays

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
" A m e r i c a the B e a u t i f u l " initiative. U n d e r this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation e n h a n c e m e n t programs will
be increased, and funded in a consolidated " A m e r i c a the
B e a u t i f u l " account.
Object Classification (in thousands of dollars)
Identification code 14-1109-2-1-302

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation.
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990 e

1991 est.

-20,007
-1,354
-478

Total obligations

Outlays

-42

.

3,222

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[In thousands of dollars]
Enacted/requested:
Budget authority
Outlays
J for later transmittal under proposed legislation:
t authority
Outlays
Total:
Budget authority
Outlays

1989 actual
6,607
3,222

8,683
7,969
-1,238
-310

6,607
3,222

8,538
5,190

7,445
7,659

Construction.— Provides for the construction of buildings,
recreation facilities, roads and trails.
Access and easement acquisition.—Provides
for the acquisition of easements for legal access to public land areas.

-21,839

Object Classification (in thousands of dollars)

-4,961
-1,395
-250

Identification code 14-1110-0-1-302

1989 actual

1991 est.

1990 est.

-250
-350

BUREAU OF WND MANAGEMENT

-50
-6,874
-400

11.1

-250

11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1,271

1,250

1,294

144

140

10

20

145
21

1,425

1,410

211
110

200

1,460
207

115

110

38
14

40

42

20

22

59

60

65

6

10

10

619

700

750

116

120

115

26
672

25

25

7,960

5,877

3,296

10,660

8,683

18

35

3

5

21

40

-36,619
11.9
12.1

Personnel Summary

21.0
22.0

Total number of permanent positions
Total compensable workyears: Full-time equivalent employment

-572

23.2

-681

23.3
24.0
25.0
26.0
31.0

CONSTRUCTION A N D ACCESS

For acquisition of lands and interests therein, and construction of
buildings, recreation facilities, roads, trails, and appurtenant facilities, [ $ 5 , 9 6 1 , 0 0 0 ] $8,683,000 to remain available until e x p e n d e d [ :
Provided, That necessary procurement documents for construction of
the Oregon Trail Visitor Center at Flagstaff Hill, Oregon shall be
issued at a time that will permit issuance of a construction contract
in February, 1 9 9 1 ] . (Department of the Interior and Related Agencies
Appropriations Act, 1990.)




Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

32.0
99.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Subtotal, Bureau of Land Management
FEDERAL HIGHWAY ADMINISTRATION

11.1
11.3
11.9

Personnel compensation:
Full-time permanent
Other than full-time permanent
Total personnel compensation

A-778

LAND AND MINERALS MANAGEMENT—Continued

THE BUDGET FOR FISCAL YEAR 1991

Federal Funds—Continued

72.40
74.40
77.00

BUREAU OF LAND MANAGEMENT—Continued

General and special funds—Continued
CONSTRUCTION AND ACCESS—Continued

90.00

Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

156
-160
-50
104,099

Outlays

160

105,160

105,000

Object Classification (in thousands of dollars)—Continued
Identification code

12.1
21.0
22.0
23.3
25.0
26.0
32.0
99.0
99.9

14-1110-0-1-302

1989 actual

Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Other services
Supplies and materials
Land and structures
Subtotal, Federal Highway Administration
Total obligations

1990 est.

1991 est.

2
2
5

5
5

1,1 >98

190

1,192

240

Public Law 94-565 (31 U.S.C. 6901), as amended, authorizes
payments in lieu of taxes to counties and other units of local
government for lands within their boundaries which are administered by the Bureau of Land Management, Forest Service, National Park Service, Fish and Wildlife Service and
certain other agencies.

1
62,
1

4,488

10,900

Object Classification (in thousands of dollars)
Identification code 1 4 - 1 1 1 4 - 0 - 1 - 8 0 6
8,683

Personnel Summary
BUREAU OF U N O MANAGEMENT
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

35
41

33
39

FEDERAL HIGHWAY ADMINISTRATION
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

34
40

11.1
12.1
23.2
24.0
25.0
26.0
41.0
99.9

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Grants, subsidies, and contributions

1990 est.

1991 est.

103,854

42
6
2
5
230
5
104,710

44
7
2
5
230
2
104,710

104,152

Total obligations

58
8

105,000

105,000

1
1

1
1

1
1

2
230

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

CONSTRUCTION A N D ACCESS

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)

OREGON A N D CALIFORNIA GRANT

LANDS

For expenses necessary for management, protection, and developIdentification code 1 4 - 1 1 1 0 - 2 - 1 - 3 0 2
1989 actual
1990 est.
1991 est.
ment of resources and for construction, operation, and maintenance of
access roads, reforestation, and other improvements on the revested
Program by activities:
Oregon and California Railroad grant lands, on other Federal lands in
10.00 Construction projects (total obligations) (object class
the Oregon and California land-grant counties of Oregon, and on
32.0)
-1,238
adjacent rights-of-way; and acquisition of lands or interests therein
Financing:
including existing connecting roads on or adjacent to such grant
40.00 Budget authority (appropriation)
-1,238
lands; £$64,787,000] $65,536,000, to remain available until expended:
Provided, That the amount appropriated herein for road construction
Relation of obligations to outlays:
shall be transferred to the Federal Highway Administration, Depart71.00 Obligations incurred, net
-1,238
ment of Transportation: Provided further, That 25 per centum of the
74.40 Obligated balance, end of year
928
aggregate of all receipts during the current fiscal year from the
90.00
Outlays
-310
revested Oregon and California Railroad grant lands is hereby made
a charge against the Oregon and California land grant fund and shall
be transferred to the General Fund in the Treasury in accordance
This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's with the provisions of the second paragraph of subsection (b) of title II
of the Act of August 28, 1937 (50 Stat. 876) [ : Provided further, That
"America the Beautiful" initiative. Under this initiative,
notwithstanding any other provision of law, the Secretary of the
spending for Federal land acquisition and certain natural reTreasury is directed to make available to the Secretary of the Interisource protection and recreation enhancement programs will or, to remain available until expended, an amount equal to 50 per
be increased, and funded in a consolidated "America the centum of timber receipts received by the Treasury from the harvestBeautiful" account.
ing of timber on the revested Oregon and California Railroad grant
lands and the Coos Bay Wagon Road grant lands during fiscal year
1989 in excess of $174,800,000, the 1989 Oregon and California Railroad grant lands and Coos Bay Wagon Road grant lands timber
PAYMENTS IN LIEU OF TAXES
receipts contained in the President's budget proposal for fiscal year
For expenses necessary to implement the Act of October 20, 1976
1990: Provided further, That this estimate of 1989 receipts shall not
(31 U.S.C. 6901-07), $105,000,000, of which not to exceed $400,000 shall
be subject to adjustment for the purposes of this section: Provided
be available for administrative expenses. (Department of the Interior further, That such funds shall be made available concurrent with
and Related Agencies Appropriations Act, 1990.)
payment of fiscal year 1989 receipt amounts to counties during fiscal
year 1990, and shall be in addition to any funds appropriated in this
Program and Financing (in thousands of dollars)
Act: Provided further, That this transaction will not affect, diminish,
or otherwise alter the payments to be made on the basis of these
Identification code 1 4 - 1 1 1 4 - 0 - 1 1989 actual
1990 est.
1991 est.
receipts in accordance with the Acts of August 28, 1937 (43 U.S.C.
1181f(a)) and May 24, 1939 (43 U.S.C. 1181f-l): Provided further, That
Program by activities:
funds made available to the Secretary of the Interior pursuant to this
10.00 Total obligations
104,152
105,000
105,000
provision shall be used for necessary expenses relating to the Oregon
Financing:
and California Railroad grant lands and Coos Bay Wagon Road grant
25.00 Unobligated balance lapsing
848
lands for reforestation and forest development and timber management: Provided further, That not later than 30 days after the submis40.00
Budget authority (appropriation)
105,000
105,000
105,000
sion of the President's fiscal year 1991 budget, the Director of the
Bureau of Land Management shall provide a report to the House and
Relation of obligations to outlays:
Senate Committees on Appropriations on the final amount and distri71.00 Obligations incurred, net
104,153
105,000
105,000




LAND

D E P A R T M E N T OF T H E INTERIOR

bution of funds m a d e available under this provision and shall include
an assessment of resource outputs to be produced in fiscal year 1990,
fiscal y e a r 1991, and subsequent years, using funds m a d e available
under this provision, and a c o m p a r i s o n of t h e outputs for the p r o g r a m
areas listed, achieved in fiscal y e a r 1990 and proposed for fiscal y e a r
1991, with the output levels described in Bureau o f Land M a n a g e m e n t resource m a n a g e m e n t plans in effect at the t i m e of the report
required b y this p r o v i s i o n ] . (Department of the Interior and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
00.03
00.04
10.00

14-1116-0-1-302

Program by activities:
Western Oregon resources management
Western Oregon information and resource data systems...
Western Oregon facilities maintenance
Western Oregon construction and acquisition

1990 est.

1991 est.

®522=gffl

A-779

11.9
12.1
21.0
22.0
23.3
25.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Other services

23
3
6
2
2
22

32
5
5
2

32
5
5
2

6

6

99.0

Subtotal, Federal Highway Administration

58

50

50

62,769

83,153

76,423

62,711
58

83,103
50

76,373
50

854

1,121

1,027

1,012
18

1,329
20

1,217
20

1
1

1
1

1
1

99.9

Total obligations

Obligations are distributed as follows:
Interior—Bureau of Land Management
Transportation—Federal Highway Administration
Personnel Summary

57,731
932
3,680
426

77,436
1,554
3,716
447

68,176
1,077
6,263
907

62,769

83,153

76,423

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-3,012
-273
516

-516
11,403

-11,403
516

39.00

Budget authority

60,000

94,040

65,536

40.00
40.00
40.00

Budget authority:
Appropriation
Appropriation (excess receipts)
Reduction pursuant to P.L. 99-177

60,000

64,787
30,093
-840

60,000

94,040

65,536

62,769
15,841
-15,715
-3,012

83,153
15,715
-13,047

76,423
13,047
-16,523

BUREAU OF LAND MANAGEMENT
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

65,536

43.00

71.00
72.40
74.40
78.00
90.00

Total obligations

1989 actual

A D M E AS
N NRL
,

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

59,883

85,821

SPECIAL ACQUISITION OF LANDS AND MINERALS

72,947

T h e O r e g o n a n d California g r a n t l a n d s appropriation provides for t h e m a n a g e m e n t , d e v e l o p m e n t a n d protection b y
B L M a n d t h e Federal H i g h w a y A d m i n i s t r a t i o n of 2.1 m i l l i o n
acres of revested railroad a n d w a g o n road lands located in
w e s t e r n O r e g o n , p r i m a r i l y for p e r m a n e n t forest production
u n d e r t h e principle of sustained yield.
Object Classification (in thousands of dollars)
Identification code 1 4 - 1 1 1 6 - 0 - 1 - 3 0 2

1989 actual

1990 est.

1991 est.

BUREAU OF LAND MANAGEMENT
11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

26,519
2,429
847
38

36,123
3,312
1,157
53

34,250
3,142
1,096
49

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

29,833
5,328
738
2,515
285
718
90
17,359
3,815
1,839
181
10

40,645
6,995
1,010
2,625
300
760
100
22,868
5,000
2,500
300

38,537
6,638
850
2,730
325
790
100
19,153
4,730
2,320
200

62,711

83,103

99.0

Subtotal, Bureau of Land Management

FEDERAL HIGHWAY ADMINISTRATION
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Program and Financing (in thousands of dollars)
Identification code 1 4 - 1 1 1 7 - 0 - 1 - 3 0 2

10.00

67.10

71.00
90.00

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation




20
2
1

28
3
1

28
3
1

5,482

1,282

Authority to borrow (P.L 96-476, as amended)

1991 est.

1,318
-18

18

Outlays

1,300

1,300

5,482

1,282

1,318

5,482

Relation of obligations to outlays:
Obligations incurred, net

5,482

1,282

1,318

T h i s account represents t h e m o n e t a r y v a l u e of t h e quarterly a d j u s t m e n t s to bidding rights issued u n d e r t h e a u t h o r i t y of
Public L a w 9 6 - 4 7 6 as required b y section 7 of t h e L e e M e t c a l f
W i l d e r n e s s a n d M a n a g e m e n t A c t of 1983. T h e bidding rights
m a y be used as m o n e t a r y credits against t h a t portion of a n y
coal lease bonus p a y m e n t s , rentals or royalties p a y a b l e u n d e r
t h e M i n e r a l L e a s i n g A c t of 1920, as a m e n d e d , a n d retained b y
t h e Federal G o v e r n m e n t , on a n y Federal coal lease w o n or
otherwise held b y t h e holder. T h e v a l u e of u n u s e d bidding
rights increases at a r a t e set quarterly b y t h e Secretary of the
T r e a s u r y , p u r s u a n t to section 11 of t h e D e b t Collection A c t of
1982 (31 U . S . C . 3717).

COOK INLET REGION, INC. PROPERTY

Program and Financing (in thousands of dollars)
Identification code 1 4 - 1 1 1 8 - 0 - 1 - 3 0 2

1989 actual

1990 est.

Program by activities:
Total obligations (object class 25.0)

95,333

1991 est.

55,492

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

10.00

11.1
11.3
11.5

1990 est.

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

76,373

FEDERAL HIGHWAY ADMINISTRATION

Program by activities:
Total obligations (object class 43.0)

1989 actual

60.00

Budget authority (appropriation) (permanent)...

150,825

-95,333
95,333

KJ^RR™110"-^1^

A-780

THE BUDGET FOR FISCAL YEAR 1991

BUREAU OF LAND MANAGEMENT—Continued

General and special funds—Continued
COOK INLET REGION, INC. PROPERTY—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code

71.00

1989 actual

14-1118-0-1-302

1990 est.

Relation of obligations to outlays:
Obligations incurred, net

90.00

1991 est.

55,492

Outlays..

55,492

This account receives funds appropriated by section 9102 of
the fiscal 1990 Department of Defense Appropriations Act for
the acquisition of Federal real properties, improvements on
such lands or rights to their use or exploitation, and any
personal property related to the land purchased by the Cook
Inlet Region, Incorporated as authorized by the provisions of
section 12(b) of Public Law 94-204 (43 U.S.C. 1611). Funds are
made available to the Bureau of Land Management for administration and subsequent payment to accounts accepting
Cook Inlet Region, Incorporated offers for Federal properties.

cations; fire prevention, training and interagency coordination. Presuppression includes activities associated with preparing for the annual fire season, (e.g. hiring seasonal firefighters, purchasing equipment and O&C fire protection), and
with reducing hazardous conditions (including costs of eliminating unnatural or hazardous levels of accumulated fuel,
either by controlled fire or other means).
Emergency operations.—Provides on a mandatory basis for
the emergency and unpredictable aspects of the Department's
firefighting programs: wildfire suppression and emergency rehabilitation. Suppression includes the costs of emergency suppression of wildfires or for escalated presuppression funding
based on abnormally extreme fire potential, and of monitoring natural fires permitted to burn within preestablished fire
prescription criteria. Emergency rehabilitation includes the
costs incurred to prevent land degradation, resource losses,
and other situations caused by damage by fire, e.g. reseeding
felling damaged trees, etc. Emergency rehabilitation costs for
any one fire shall not exceed three years or two full growing
seasons.
Object Classification (in thousands of dollars)
Identification code 14-1119-0-1-302

FIREFIGHTING

11.1
[For necessary expenses for emergency rehabilitation, forest fire11.3
fighting, fire presuppression, and other emergency costs on Depart11.5
ment of the Interior lands, $311,500,000, to remain available until
11.8
expended, of which $193,761,000 is for the Bureau of Land Management, $16,250,000 is for the United States Fish and Wildlife Service,
11.9
$34,464,000 is for the National Park Service, $67,025,000 is for the
12.1
Bureau of Indian Affairs: Provided, That such funds are to be avail- 21.0
22.0
able for repayment of advances to other appropriation accounts from
23.2
which funds were previously transferred for such purposes.] For
23.3
necessary expenses for firefighting by the Department of the Interior,
24.0
$165,585,000, to remain available until expended, of which $99,350,000
25.0
shall be for fire management and presuppression, and $66,235,000
26.0
shall be for emergency operations. (Department of the Interior and
31.0
Related Agencies Appropriations Act, 1990.)
42.0

Program and Financing (in thousands of dollars)
Identification code 14-1119-0-1-302
Program by activities:
00.01 Fire Management and Presuppression.
00.02 Emergency operations
10.00

Total obligations

Financing:
39.00 Budget authority
Budget authority:
40.00 Appropriation
40.00

Reduction pursuant t o P . L 99-177

41.00

Transferred to other accounts

43.00
71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Distribution of budget authority by bureau:
Bureau of Land Management
Fish and Wildlife Service
National Park Service
Bureau of Indian Affairs

1989 actual

99.9

1990 est

99,350
66,235

165,530

165,585

165,530

165,585

311,500

165,585

-1,812
144,158

165,530

1991

1990 e

est.

34,055

35,255

17,681

18,312

15,538

16,000

13,029

13,000

80,303

82,567

7,867

8,144

4,540

4,390

4,317

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

4,489

1,400

1,300

2,000
60

2,000

41,975

40,345

17,862

17,700

5,006

4,500

50

200

100

165,530

165,585

919

934

1,884

1,933

350

350

945
214

950

280

Total obligations

1991 est.

98.920
66,610

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

310
445

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Distribution of full-time equivalent employment by bureau:
Bureau of Land Management
Fish and Wildlife Service
National Park Service
Bureau of Indian Affairs

228

445

165,585

165,530

165,585

-49,659

-49,675

115,871

165,569

98.921

98,124

49,659

13,881

14,058

21,710

21,989

31,018

LAND

ACQUISITION

For expenses necessary to carry out the provisions of sections 205,
206, and 318(d) of Public Law 94-579 including administrative expenses and acquisition of lands or waters, or interest therein,
[$12,610,000] $12,556,000, to be derived from the Land and Water
Conservation Funds, to remain available until expended. (Department
of the Interior and Related Agencies Appropriations Act, 1990.)

31,414

Program and Financing (in thousands of dollars)
Identification code 14-5033-0-2-302

1989 actual

1990 est.

1991

est.

Fire management and presuppression.—Provides on a discretionary basis for management, program planning, and presuppression costs for the Department's fire program. The program management subactivity includes all permanent, fulltime staff; automatic detection and other systems; communi-




Program by activities:
00.01 Operating expenses
01.01 Capital investment
10.00

Total obligations

1,598
9,626

1,200
11,327

11,461

11,224

12,527

12,556

1,095

17.00
21.40
24.40

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

40.00
40.00
41.00
42.00

Budget authority:
Appropriation (special fund)
Reduction pursuant to P.L. 99-177
Transferred to other accounts
Transferred from other accounts

43.00

71.00
72.40
74.40
78.00
90.00

-3,154
6,000

-6,000
6,000

15,373

12,556

12,290

Budget authority

-65
-1,160
3,154
13,153

39.00

12,610
- 54

12,556

-2,817
3,680

12,556

12,527
1,196
-7,067

12,556
7,067
-5,450

10,651

Outlays

15,373

11,224
688
-1,196
- 65

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

2,817

13,153

Appropriation (adjusted)

A D M E AS
N NRL
,

LAND

D E P A R T M E N T OF T H E INTERIOR

6,656

14,173

40.00

Financing:
Budget authority (appropriation)..

71.00
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year..

90.00

Total:
Budget authority
Outlays

1990 est.
15,373
6,656

1991 est.
12,556
14,173
-12,556
-1,883

13,153
10,651

15,373
6,656

12,290

This appropriation provides for the acquisition of lands or
interests in lands when necessary for public recreation use
and other purposes related to the m a n a g e m e n t of the public
lands.

-1,883

Outlays..

Identification code 1 4 - 5 0 3 3 - 2 - 2 - 3 0 2

1989 actual

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

1990 est.

1991 est.

540
95
5

894
124
32
31
5
22
14
361
70
45
9,626

640
90
25
20
10
25
25
300
50
15
11,327

664
93
25
20
10
25
25
168
50
15
11,461

12,527

12,556

24
29

17
20

17
20

Personnel Summary

LAND ACQUISITION

Total obligations

-12,556

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Operating expenses
01.01 Capital investment

-1,095
-11,461

10.00

-12,556




-17
-20

RANGE IMPROVEMENTS

For rehabilitation, protection, and acquisition of lands and interests
therein, and improvement of Federal rangelands pursuant to section
401 of the Federal Land Policy and Management Act of 1976 (43
U.S.C. 1701), notwithstanding any other Act, sums equal to 50 per
centum of all moneys received during the prior fiscal year under
sections 3 and 15 of the Taylor Grazing Act (43 U.S.C. 315 et seq.) and
the amount designated for range improvements f r o m grazing fees and
mineral leasing receipts from Bankhead-Jones lands transferred to
the Department of the Interior pursuant to law, but not less than
[$9,404,000] $10,188,000,, to remain available until expended: Provided, That not to exceed $600,000 shall be available for administrative
expenses. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Amounts Available for Appropriation (in thousands of dollars)
Identification code 1 4 - 5 1 3 2 - 0 - 2 - 3 0 2

03.10
03.20

Program and Financing (in thousands of dollars)

Total obligations..

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

01.00
02.00

(Proposed for later transmittal, proposed legislation)

Identification code 1 4 - 5 0 3 3 - 2 - 2 - 3 0 2

-664
-93
-25
-20
-10
- 25
-25
-168
- 50
-15
-11,461

560
98
6

11,224

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

-560
-98
- 6

Personnel Summary

752
133
9

Total obligations

1990 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

Object Classification (in thousands of dollars)
Identification code 1 4 - 5 0 3 3 - 0 - 2 - 3 0 2

-12,556
10,673

Object Classification (in thousands of dollars)

[In thousands of dollars]
1989 actual
13,153
10,651

-12,556

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
" A m e r i c a the B e a u t i f u l " initiative. U n d e r this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in a consolidated " A m e r i c a the
B e a u t i f u l " account.

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

®522=gffl A-781

03.20
03.20
04.00
05.00

Unappropriated balance, start of year: Treasury balance...
Receipts: Grazing fees
Transferred to:
General fund receipts
Payments to States from grazing receipts, etc., public
lands outside grazing districts
Payments to States from grazing receipts, etc., public
lands within grazing districts
Payments to counties from grazing and mineral leasing receipts from National Grasslands
Total: Available for appropriation
Appropriation

1989 actual

1990 est.

1991 est.

6,127
19,045

7,492
20,375

8,276
20,246

-5,985

-6,413

-6,372

-1,232

-1,289

-1,280

-1,835

-1,964

-1,951

-465

-521

-520

15,655
-8,163

17,680
-9,522

18,399
-10,188

A-782

KJ^RR™110"-^1^

THE BUDGET FOR FISCAL YEAR 1991
Personnel Summary

BUREAU OF LAND MANAGEMENT—Continued

General and special funds—Continued

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

RANGE IMPROVEMENTS—Continued

Amounts Available for Appropriation (in thousands of dollars)—Continued
Identification code

14-5132-0-2-302

06.20

Unappropriated balance, end of year: Treasury balance...

1990 est.

Reduction pursuant to P.L 99-177

07.00

1989 actual

8,276

8,211

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03

Program by activities:
Improvements to public lands
Farm tenant act lands
Administrative expenses

7,862
731
600

7,947
864
593

8,488
1,100
600

10.00

Total obligations

9,193

9,404

10,188

-775
893
-118

-893
893

8,506

9,404

10,188

8,163
343

9,404

10,1:

8,506

9,404

10,188

9,193
2,445
-2,833
-324

9,404
2,833
-2,704

10,188
2,704
-2,995

9,533

9,897

39.00

40.00
40.00
43.00

71.00
72.40
74.40
78.00
90.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year
Reduction pursuant to P.L. 99-177
Budget authority
Budget authority:
Appropriation (indefinite, special fund)
Appropriation (indefinite, general fund)
Appropriation (adjusted)
Relation of obiigations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

-324
-1,138
775

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,162
335
123

2,097
325
120

2,171
336
124

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Tsansportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

2,620
415
134
800
8
14
1
1,959
1,633
42
1,563
4

2,542
403
130
832
10
20

2,631
417
135
865
10
20

2,000
1,700
50
1,717

2,000
1,700
50
2,360

9,193

9,404

10,188




87
4

For administrative expenses and other costs related to processing
application documents and other authorizations for use and disposal
of public lands and resources, for costs of providing copies of official
public land documents, for monitoring construction, operation, and
termination of facilities in conjunction with use authorizations, and
for rehabilitation of damaged property, such amounts as may be
collected under sections 209(b), 304(a), 304(b), 305(a), and 504(g) of the
Act approved October 21, 1976 (43 U.S.C. 1701), and sections 101 and
203 of Public Law 93-153, to be immediately available until expended:
Provided, That notwithstanding any provision to the contrary of subsection 305(a) of the Act of October 21, 1976 (43 U.S.C. 1735(a)), any
moneys that have been or will be received pursuant to that subsection, whether as a result of forfeiture, compromise, or settlement, if
not appropriate for refund pursuant to subsection 305(c) of that Act
(43 U.S.C. 1735(c)), shall be available and may be expended under the
authority of this or subsequent appropriations Acts by the Secretary
to improve, protect, or rehabilitate any public lands administered
through the Bureau of Land Management which have been damaged
by the action of a resource developer, purchaser, permittee, or any
unauthorized person, without regard to whether all moneys collected
from each such forfeiture, compromise, or settlement are used on the
exact lands damage to which led to the forfeiture, compromise, or
settlement: Provided further, That such moneys are in excess of
amounts needed to repair damage to the exact land for which collected. (Department of the Interior and Related Agencies Appropriations
Act, 1990.)

Identification code 1 4 - 5 0 1 7 - 0 - 2 - 3 0 2

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03
00.04
00.05
00.06

Program by activities:
Right-of-way processing
Adopt-a-horse program
Repair of lands and facilities
Cost recoverable realty cases
Timber contract expenses
Copy fees

2,407
593
1,105
61
3,599
1,374

1,575
500
650
75
1,500
1,700

1,575
500
650
75
1,500
1,700

10.00

Total obligations

9,139

6,000

6,000

-208
-8,435
6,707

-6,707
6,707

-6,707
6,707

7,203

6,000

6,000

9,139
1,690
-3,047
-208

6,000
3,047
-720

6,000
720
-720

8,327

6,000

Financing:
17 00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00

Object Classification (in thousands of dollars)

Total obligations

87
4

SERVICE CHARGES, DEPOSITS, AND FORFEITURES

..

The appropriation is derived from a percentage of receipts
received from grazing of livestock on the public lands, and
from grazing and mineral leasing receipts on Bankhead-Jones
Farm Tenant Act lands transferred from the Department of
Agriculture by various Executive orders. On public lands, the
fee from grazing includes a range improvement fee, which is
available for the construction and development of range improvements when appropriated.

99.9

93
4

Program and Financing (in thousands of dollars)

8,481

Identification code 1 4 - 5 1 3 2 - 0 - 2 - 3 0 2

72

118
7,492

Program and Financing (in thousands of dollars)

17.00
21.40
24.40
27.00

72

1991 est.

Note—Payments to States and to the Range Improvements Fund are derived from statutory percentage of collections in the
prior fiscal year.

Identification code 1 4 - 5 1 3 2 - 0 - 2 - 3 0 2

78

71.00
72.40
74.40
78.00
90.00

Budget authority (appropriation) (indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

7,574

.

This appropriation is derived from: (1) revenues received to
offset administrative and other costs incurred to process applications for rights-of-way, and the monitoring of construction,
operation, and termination of rights-of-ways; (2) recovery of
costs associated with the adopt-a-horse program; (3) revenues
received for rehabilitation of damages to lands and facilities;
(4) fees for processing specified categories of realty actions
under FLPMA; (5) revenues received from contractors for
slash burning and timber extension expenses; and (6) fees for
costs of production and administrative services involved in
providing requested copies of materials.

AND

LAND

DEPARTMENT OF THE INTERIOR

M E AS
NRL
,

Personnel Summary

Object Classification (in thousands of dollars)
Identification code

14-5017-0-2-302

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

1990

1989 actual

11.1
11.3
11.5
11.8

1991

est.

est.

3,335

2,353
406
345

420
357

4,401
784

3,104

3,213

553

572

74

60

65

560

555

58

570
5

2

MISCELLANEOUS PERMANENT

.

5

5
5

79

75

75

2,405

1,268

1,140

621

300

280

104

50

50

5

48

25

25

6,000

6,000

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

2,436

576
488

9,139

Total obligations

103

70

70

122

83

83

16

10

10

Identification code 14-9921-0-2-999
Program by activities:
Payments to Oklahoma (royalties)
Payments to Coos and Douglas Counties, Oreg., from
receipts, Coos Bay Wagon Road grant lands
00.03 Payments to counties, Oregon and California grant lands
Payments to States:
00.04
Proceeds of sales
00.05
From grazing receipts, etc., public lands outside grazing districts
00.06
From grazing receipts, etc., public lands within districts
00.07
From grazing receipts, etc., public lands within grazing districts, miscellaneous
00.08 Payments to Alaska National Petroleum Reserve
00.09 Payments to counties, national grasslands
00.10 Expenses, road maintenance deposits
00.11 Payments to Nevada from receipts on land sales

00.01
00.02

OPERATION A N D M A I N T E N A N C E OF QUARTERS

17.00
21.40
24.40

Program and Financing (in thousands of dollars)
14-5048-0-2-302

Program by activities:
10.00 Total obligations
17.00
21.40
24.40
60.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite) (special fund)

1989 actual

398

246

est.

-181

-13

-17

13

17

17

225

250

250

399
41

246

250

4

26

- 4
- 5

90.00

431

-26

224

-26

250

This account provides for the maintenance of quarters used
by Bureau employees in areas where other housing alternatives are unavailable. Expenses are offset by collections in the
f o r m of rental payments. This account was established in 1986
under provisions of the 1985 Interior Appropriations Act.
Object Classification (in thousands of dollars)
Identification code 14-5048-0-2-302

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Other services
Supplies and materials
Equipment
Land and structures

99.9

Total obligations




1989 actual

1990 est.

1991 est.

117

60

62

58

30

31

2

2

2

177

92

95

27

14

15

13

6

6

7

5

5

10
47

5

5

40
54

40
54

110
7

5

5

25
398

60.00

250

- 5

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
Outlays

1991

1990 est.

250

71.00
72.40
74.40
78.00
90.00

Total obligations
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite) (special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

Distribution of budget authority by account:
Payments to Oklahoma (royalties)
Payments to Coos and Douglas Counties, Oregon, from receipts, Coos Bay Wagon Road grant lands
Payments to counties, Oregon and California grant lands
Payments to States (proceeds of sales) (receipt limitations)...
Payments to States from grazing receipts, etc., public lands
outside grazing districts
Payments to States from grazing receipts, etc., public lands
within grazing districts
Payments to States from grazing receipts, etc., public iands
within districts, miscellaneous
Payments to Alaska, National Petroleum Reserve
Payments to counties, national grasslands
Expenses, road maintenance deposits
Payments to Nevada from receipts on land sales
Distribution of outlays by account:
Payments to Oklahoma (royalties)
Payments to Coos and Douglas Counties, Oregon, from receipts, Coos Bay Wagon Road grant lands
Payments to counties, Oregon and California grant lands
Payments to States (proceeds of sales) (receipt limitation)
Payments to States from grazing receipts, etc., public lands
outside grazing districts
Payments to States from grazing receipts, etc., public lands
within grazing districts
Payments to States from grazing receipts, etc., public lands
within districts, miscellaneous
Payments to Alaska, National Petroleum Reserve
Payments to counties, national grasslands
Expenses, road maintenance deposits
Payments to Nevada from receipts on land sales

1989 actual

5

1991 est.

1990 est.

4

4

980

931

1,049

109,911

113,605

147,241

1,270

1,117

1,327

1,232

1,224

1,345

1,835

1,860

2,045

5

5

5

596

570

630

465
8,187

494

545

4,748

4,752

262

1,423

1,577

124,748

125,981

160,520

-3,029

-1,479

-10,431

1,479

10,431

3,633

123,073

134,933

153,722

124,748

125,981

160,520

100,646
-102,362

102,362

1,260

-1,260

-8,335

227,083

153,445

-125

-125
122,907

5

4

4

980

980

980

109,911

121,900

141,100

1,270

1,176

1,268

1,232

1,289

1,280

1,835

1,959

1,946

5
596

5
600

5
600

465
6,312

520
5,000

519
4,520

262

1,500

1,500

5

4

4

980

920

1,003

108,162

214,830

140,790

1,270

1,106

1,269

1,232

1,212

1,286

1,835

1,842

1,955

5

5
564

603

596

5

465

489

521

8,095

4,701

4,502

262

1,410

1,507

25

246

APPROPRIATIONS

Program and Financing (in thousands of dollars)

10.00

Identification code

®522=gffl A-783

Payments to Oklahoma (royalties).—The State of Oklahoma
is paid 37 V2 percent of the Red River oil and gas royalties in

A-784

FJ^F^S^M0

PARKS CONTINUED

-

25.0
26.0
31.0
32.0
41.0

BUREAU OF LAND MANAGEMENT—Continued

General and special funds—Continued
MISCELLANEOUS PERMANENT APPROPRIATIONS—Continued

lieu of State and local taxes on Kiowa, Comanche, and
Apache tribal lands to be used for construction and maintenance of public roads and support of public schools (65 Stat.
252).

99.9

THE BUDGET FOR FISCAL YEAR 1991

Total obligations

460
200
25

460
50
11

121,233

155,530

125,981

160,520

74

67

67

88
3

80
3

80
3

Personnel Summary

Payments to Coos and Douglas Counties, Oreg., from receipts,
Total number of full-time permanent positions
Coos Bay Wagon Road grant lands.—Out of receipts from the compensable workyears:
Total

Coos Bay Wagon Road grant lands in Oregon, payments in
lieu of taxes are made to Coos and Douglas Counties for
schools, roads, highways, bridges, and port districts (53 Stat.
753-754).

1,570
727
28
1,233
116,561
124,748

Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Payments to counties, Oregon and California grant lands.—

Intragovernmental funds:
Fifty percent of the receipts of Oregon and California landgrant funds are paid to the counties in which the lands are
W O R K I N G CAPITAL F U N D
situated, to be used as other county funds (39 Stat. 218; 50
Stat. 876).
Program and Financing (in thousands of dollars)
Payments to States {proceeds of sales).—The States are paid
1989 actual
1990 est.
5 percent of the net proceeds from sale of public land and Identification code 1 4 - 4 5 2 5 - 0 - 4 - 3 0 2
public land products (31 U.S.C. 1305).

Payments to States from grazing receipts, etc., public lands
outside grazing districts.—The States are paid 50 percent of

the grazing receipts from public lands outside of grazing districts (43 U.S.C. 315i, 315m).

Payments to States from grazing receipts, etc., public lands
within districts.—The States are paid 12 V2 percent of grazing

Program by activities:
Land management related supplies and support:
00.01
Operating expenses
Capital investment
00.02
10.00

Total obligations

39.00

10,620
4,013

11,045
4,000

14,633

15,045

-14,662
-1,803

-15,900

-16,500

-8,488
7,677

-7,677
8,944

-8,944
10,399

-1,267
8,543

-1,455
6,013

17,276

Financing:
11.00 Offsetting collections from: Federal funds: Revenue
receipts from public lands inside grazing districts (43 U.S.C.
17.00 Recovery of prior year obligations
315b, 315i).
21.90 Unobligated balance available, start of year: Fund bal
ance
Payments to States from grazing receipts, etc., public lands
within grazing districts, miscellaneous.—The States are paid 24.90 Unobligated balance available, end of year: Fund balance

specifically determined amounts from grazing receipts derived
from miscellaneous lands within grazing districts when payment is not feasible on a percentage basis (43 U.S.C. 315).

9,669
7,607

1991 est.

Budget authority

Relation of obligations to outlays:
Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance
78.00 Adjustments in unexpired accounts

Payments to Alaska, National Petroleum Reserve.—Alaska71.00

2,614
8,364

is paid 50% of the receipts derived from bonuses, royalties,
-8,543
-6,013
-6,000
and rentals resulting from the leasing of oil and gas in the
-1,803
National Petroleum Reserve in Alaska (94 Stat. 2964).
Outlays
632
1,263
-1,442
Payments to counties, national grasslands.—Of the revenues 90.00
received from the use of national grasslands, 25% is paid to
Section 306 of the Federal Land Policy and Management
the counties in which such lands are situated, for school and
Act of 1976 authorizes a BLM working capital fund. The fund
road purposes (7 U.S.C. 1012).
Expenses, road maintenance deposits.—Users of certain is managed as a self-sustaining revolving fund for purchase
and maintenance of vehicles and equipment, purchase of maroads under jurisdiction of the Bureau of Land Management
terials for resource conservation projects, uniforms, and other
make deposits for maintenance purposes, and moneys collected are appropriated for necessary road maintenance. Moneys business-type functions.
collected on Oregon and California grant lands are available
Object Classification (in thousands of dollars)
only for those lands (43 U.S.C. 1701 et seq.).

Payments to Nevada from receipts on land sales.—Public Identification code

Law 96-586 authorizes and directs the Secretary to sell not
more than 700 acres of public lands per calendar year in and
around Las Vegas, Nevada, proceeds of which are to be used
to acquire environmentally sensitive lands in the Lake Tahoe
Basin of California and Nevada. Annual revenues are distributed to the State of Nevada (5%) and the county in which the
land is located (10%).
Object Classification (in thousands of dollars)
Identification code 1 4 - 9 9 2 1 - 0 - 2 - 9 9 9

1989 actual

1990 est.

1991 est.

11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,166
382
113

2,050
350
100

2,122
362
104

11.9
12.1
21.0
22.0
23.2
23.3

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges

2,661
435
25
1,454
49
5

2,500
400

2,588
414
30
1,382
50
5

11.1




1,108
50
5

14-4525-0-4-302

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990 est.

1991 est.

565
23
19

Total obligations

497
20
18

514
21
19

607
Ill
13
93
3
1
3
1,147
7,691
7,607

535
98
18
64

554
101
19
67

2

2

1,314
8,589
4,013

1,367
8,935
4,000

17,276

14,633

15,045

17
20

14
17

14
17

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

WND

DEPARTMENT OF THE INTERIOR
Trust Funds

22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

MISCELLANEOUS TRUST FUNDS

In addition to amounts authorized to be expended under existing
law, there is hereby appropriated such amounts as may be contributed under section 307 of the Act of October 21, 1976 (43 U.S.C. 1701),
and such amounts as may be advanced for administrative costs, surveys, appraisals, and costs of making conveyances of omitted lands
99.9
under section 21103) of that Act, to remain available until expended.
CDepartment of the Interior and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code

00.01
00.02
10.00
17.00
21.40
24.40
39.00

14-9971-0-7-302

Program by activities:
Land and resource management trust fund
Trustee funds, Alaska townsites
Total obligations
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

1989 actual

1990 est.

1991 est.

5,001
7

2,092
99
2,191

1,947

M,NERALS

MANAGEMENTJ)ntinued

Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

^ - 7 8 5

15
5
10

15
5
10

40
25
25
380

40
25
25
68

5,008

Total obligations

36
16
59
39
461
812
146
659

2,191

1,947

69

40

40

82
3

48
2

48
2

Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,847
100

5,008

AND

-247
-5,081
6,080

-6,080
4,589

-4,589
3,342

5,760

699

700

ALLOCATION RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedule of the parent appropriation as follows:
The Department of the Interior: "America The Beautiful—Interior" -

ADMINISTRATIVE PROVISIONS

Appropriations for the Bureau of Land Management shall be available for purchase, erection, and dismantlement of temporary struc3,871
100
100
tures, and alteration and maintenance of necessary buildings and
-1
appurtenant facilities to which the United States has title; up to
43.00
Appropriation (adjusted) (indefinite)..
3,871
99
100 $25,000 for payments, at the discretion of the Secretary, for information or evidence concerning violations of laws administered by the
Permanent:
Bureau of Land Management; miscellaneous and emergency expenses
60.00
Appropriation (indefinite)
1,889
600
600
of enforcement activities authorized or approved by the Secretary and
to be accounted for solely on his certificate, not to exceed $10,000:
Relation of obligations to outlays:
71.00 Obligations incurred, net
5,007
1,947
2,191
Provided, That appropriations herein made for Bureau of Land Man72.40 Obligated balance, start of year
2,645
1,107
746
agement expenditures in connection with the revested Oregon and
74.40 Obligated balance, end of year
-1,107
-746
-626
California Railroad and reconveyed Coos Bay Wagon Road grant
78.00 Adjustments in unexpired accounts..
-247
lands (other than expenditures made under the appropriation
"Oregon and California grant lands") shall be reimbursed to the
90.00
Outlays..
6,298
2,552
2,067
General Fund of the Treasury from the 25 per centum referred to in
subsection (c), title II, of the Act approved August 28, 1937 (50 Stat.
Distribution of budget authority by account:
876), of the special fund designated the "Oregon and California land
Land and resource management trust fund
5,749
698
699
grant fund" and section 4 of the Act approved May 24, 1939 (53 Stat.
Trustee funds, Alaska townsites
11
1
1
754), of the special fund designated the "Coos Bay Wagon Road grant
Distribution of outlays by accountfund": Provided further, That appropriations herein made may be
Land and resource management trust fund
6,291
2,551
2,066
expended for surveys of Federal lands and on a reimbursable basis for
Trustee funds, Alaska townsites
7
1
1
surveys of Federal lands and for protection of lands for the State of
Alaska: Provided further, That an appeal of any reductions in grazing
allotments on public rangelands must be taken within thirty days
Land and resource management trust fund.—Applicants for
conveyance of lands omitted in original surveys pay the cost after receipt of a final grazing allotment decision. Reductions of up to
10 per centum in grazing allotments shall become effective when so
of surveys and the administrative costs of conveyance. Addesignated by the Secretary of the Interior. Upon appeal any provances are also made to pay the costs of other types of sur- posed reduction in excess of 10 per centum shall be suspended pendveys. Cooperators in the management of the public lands,
ing final action on the appeal, which shall be completed within two
including the Federal Range and the California off-road vehi- years after the appeal is filed: Provided further, That appropriations
cle program, contribute funds for conservation practices, ac- herein made shall be available for paying costs incidental to the
quisition, protection, improvements to benefit the public lands utilization of services contributed by individuals who serve without
compensation as volunteers in aid of work of the Bureau: Provided
and for other purposes (43 U.S.C. 315, 1719, 1721, and 1737; 31
further, That notwithstanding section 5901(a) of title 5, United States
U.S.C. 1305).
Trustee funds, Alaska townsites.—Amounts received from Code, the uniform allowance for each uniformed employee of the
sale of Alaska town lots are available for expenses incident to Bureau of Land Management shall not exceed $400 annually: Provided further, That unobligated balances in the "Recreation Development
the maintenance and sale of townsites (31 U.S.C. 1321; Comp.
and Operation of Recreation Facilities" account are to be deposited
Gen. Dec. of Nov. 18, 1935).
into the receipt account established by 16 U.S.C. Jf601-6a(i): Provided
further, That on each mining claim on federally owned lands, in lieu
Object Classification (in thousands of dollars)
of the assessment work requirements contained in the Mining Law of
1872 (30 U.S.C. 28-28(e)), and the filing requirements contained in
Identification code 1 4 - 9 9 7 1 - 0 - 7 - 3 0 2
1989 actual
1990 est.
1991 est.
Section 314(a) of the Federal Land Policy and Management Act (43
U.S.C. 1744(a)), and the related requirements in 314 (c) (43 U.S.C.
Personnel compensation:
1744(c)), an annual mining claim holding fee of $100.00 shall be paid
11.1
Full-time permanent
1,492
917
950
to the Secretary of the Interior or his designee on or before September
11.3
Other than full-time permanent
520
312
323
11.5
Other personnel compensation
119
63
71
30, 1991, and every year thereafter on or before September 30: Provided
11.8
Special personal services payments
13
10
10
further, That such fee otherwise due on or before September 30, 1991,
shall be waived upon a showing that the claimant has, by the effective
11.9
Total personnel compensation
2,144
1,302
1,354
date of this Act, completed the labor required by 30 U.S.C. 28 for the
12.1 Civilian personnel benefits
310
189
195
assessment year beginning September 1,1990: Provided further, That the
21.0
Travel and transportation of persons
326
200
210
Budget authority:
Current:
40.00
Appropriation (indefinite)
40.00
Reduction pursuant to P.L. 99-177




A-786

FJ^F^S^M0

PARKS CONTINUED

-

THE BUDGET FOR FISCAL YEAR 1991

right-of-way holder to the extent that the money is in excess of the
amount expended in performing the work necessitated by the action or
inaction which led to their receipt or, if the bond or security was
ADMINISTRATIVE PROVISIONS—Continued
forfeited for failure to pay the civil penalty, in excess of the civil
co-ownership provisions of 30 U.S.C. 28 will remain in effect except penalty imposed. (Department of the Interior and Related Agencies
that
Appropriations Act, 1990.)
the annual mining claim holding fee shall replace the assessment work
requirements and expenditures, and that resumption, as allowed by 30
Program and Financing (in thousands of dollars)
U.S.C. 28, shall no longer apply after the effective date of this Act:
Provided further, That failure to make the annual payment of the
1991 est.
Identification code 1 4 - 1 9 1 7 - 0 - 1 - 3 0 2
1989 actual
1990 est.
mining claim holding fee on or before September 30 shall be deemed
conclusively to constitute an abandonment of the mining claim by the
Program by activities:
owner: Provided further, That notwithstanding the provisions of the
Direct program:
Federal Grants and Cooperative Agreements Act of 1977 (31 U.S.C. 00.01
100,651
90,407
90,682
OCS lands
6301-6308), the Bureau is authorized to negotiate and enter into 00.02
61,665
55,280
52,201
Royalty management
cooperative arrangements with public and private agencies, organiza- 00.03
31,936
30,356
27,375
General administration
tions, institutions, and individuals, to implement challenge cost-share
194,252
176,043
00.91
Total direct program
170,258
programs. (Department of the Interior and Related Agencies Appropria2,470
2,470
01.01 Reimbursable program
399
tions Act, 1990.)
BUREAU OF LAND MANAGEMENT—Continued

Intragovernmental funds—Continued

10.00
MINERALS MANAGEMENT SERVICE

Federal Funds
General and special funds:
LEASING AND ROYALTY MANAGEMENT

11.00
14.00
21.40
24.40
25.00

Total obligations
Financing:
Offsetting collections from.Federal funds
Non-Federal sources
Unobligated balance available, start of year..
Unobligated balance available, end of year....
Unobligated balance lapsing

170,657

178,513

196,722

-399

-1,270

-1,270

1

-1,200
-1

-1,200

486

For expenses necessary for minerals leasing and environmental
39.00
Budget authority..
170,745
176,042
194,252
studies, regulation of industry operations, and collection of royalties,
as authorized by law; for enforcing laws and regulations applicable to
t authority:
oil, gas, and other minerals leases, permits, licenses and operating
194,252
170,744
178,525
contracts; and for matching grants or cooperative agreements; includ- 40.00 Appropriation
-2,483
40.00 Reduction pursuant to P.L. 99-177..
ing the purchase of not to exceed eight passenger motor vehicles for
1
42.00 Transferred from other accounts
replacement only; [$178,525,000 of which not less than $56,060,000
shall be available for royalty management activities: Provided, That 43.00
Appropriation (adjusted)..
170,745
176,042
194,252
notwithstanding any other provision of law, funds appropriated under
this Act shall be available for the payment of interest in accordance
Relation of obligations to outlays:
194,252
176,043
with 30 U.S.C. 1721 (b) and (d): Provided further, ThatJ $194,252,00071.00 Obligations incurred, net
170,258
68,874
68,794
74,802
72.40 Obligated balance, start of year....
of which not to exceed $3,000 shall be available for reasonable ex-72,358
-68,874
-68,794
74.40 Obligated balance, end of year
penses related to promoting volunteer beach and marine cleanup
-813
activities: Provided, That not withstanding 5 U.S.C. 5901(a), as amend- 77.00 Adjustments in expired accounts..
ed, the uniform allowance for each uniformed employee of the Miner175,453
175,963
190,768
90.00
Outlays..
als Management Service shall not exceed $400 annually: [Provided
further, That of the above enacted amounts, up to $250,000 proposed
for Federal and State joint programs of data gathering to help deter- The Minerals Management Service supervises exploration
mine the boundary between State and Federal lands offshore of
for and the development and production of oil, gas, and other
Alaska shall be available only if an equal amount is provided by the
minerals on the Outer Continental Shelf (OCS) lands and
State of Alaska from State revenues to match the Federal support for
collects royalties, rentals, and bonuses due the Federal Govthis project: Provided further, That of the above enacted amounts, up
ernment and Indian lessors from minerals produced on Federto one-half of the increase over the fiscal year 1989 funding provided
al, Indian, and OCS lands.
for mineral royalty audits may be used to compensate States and
Outer Continental Shelf (OCS) lands.—The program proIndian tribes for audit activities under the provisions of sections 202
vides for: (1) performance of environmental assessments to
and 205 of the Federal Oil and Gas Royalty Management Act of 1982
(30 U.S.C. 1732, 1735: Provided further, That for fiscal year 1990 and ensure compliance with the National Environmental Policy
each fiscal year thereafter, notwithstanding the provisions of section
Act (NEPA); (2) conduct of lease offerings; (3) selection and
201 of the Federal Oil and Gas Royalty Management Act of 1982,
evaluation of tracts offered for lease by competitive bidding;
sections 202 through 206 of that Act shall apply to any lease or
(4) assurance that the Federal Government receives fair
portion of a lease subject to section 8(g) of the Outer Continental
market value for leased lands; and (5) regulation and superviShelf Lands Act, as amended (43 U.S.C. 1337), which, for purposes of
sion of energy and mineral exploration, development, and
those provisions and for no other purposes, shall be regarded as
production operations on the OCS lands.
within the coastal State or States entitled to receive revenues from it
under section 8(g): Provided further, That notwithstanding any other
Royalty management.—The Royalty Management program
provision of law, $64,000 under this head shall be available for re- provides accounting, auditing, and compliance activities for
funds of overpayments made by Samedan Oil Corporation in connec- royalties, rentals, and bonuses due from minerals produced on
tion with certain Indian leases in Oklahoma (Case No. MMS-85-0135- Federal, Indian, allotted and OCS lands. The program inIND before the Director of the Minerals Management Service) and by
cludes an automated accounting system to ensure that all
Bow Valley Petroleum Corporation and Mapco in connection with
royalties are properly collected.
certain Indian leases in Utah in which the Director concurred with
the claimed refund due] Provided further, That notwithstanding 31 General administration.—General administrative expenses
provide for management, executive direction and coordinaU.S.C. 3302, any moneys hereafter received as a result of the forfeiture
of a bond or other security or payment of civil penalty by an Outertion, administrative support, Federal building space and genContinental Shelf permittee, lessee, or right-of-way holder which does support services.
eral
not fufill the requirements of its permit, lease, or right-of-way or does
not comply with the regulations of the Secretary shall be credited to
Object Classification (in thousands of dollars)
this account to cover the cost to the United States of any improvement,
1991 est.
Identification
1989 actual
1990 est.
protection, or rehabilitation work rendered necessary by the action or code 1 4 - 1 9 1 7 - 0 - 1 - 3 0 2
inaction that led to the forfeiture or imposition of the civil penalty, to
remain available until expended: Provided further, That any portion Direct obligations:
Personnel compensation:
of the moneys so credited shall be returned to the permittee, lessee, or




11.1

Permanent positions....

70,787

73,347

75,353

11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0
99.0
99.0

Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

2,076

2,140
1,178

1,172

10

10

11

74,006

76,675

78,716

14,990

16,382

16,736

94

53

53

4,027

4,577

4,858

408

410

168

8,894

10,571

Identification code

114

90

123

2,151

2,342

1,075

1,100

1,115

58,015

58,574

73,460

2,216

2,283

2,278

2,979

2,972

Payments to States

00.02

199

136

1

6

6

176,043
2,470

10.00

194,252

399

Total obligations

2,470

170,657

178,513

1990 est.

Miscellaneous payments

3,176

213

1989 actual

1991 est.

Program by activities:

11,085

3,226

14-5003-0-2-806

00.01

21.40
24.40
39.00

40.00
60.00

Total obligations

432,363

496,033

558
432,363

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

457,696

457,696

496,591

-13,347
13,347
471,043

483,244

432,363

471,043

558
482,686

432,363

457,696

496,591

432,363

Budget authority:
Appropriation (current, indefinite) (special fund)
Appropriation (permanent, indefinite) (special fund)....

432,363

457,696

496,591

Relation of obligations to outlays:
71.00

99.9

®522=gffl A-787

Program and Financing (in thousands of dollars)

2,180

1,133

170,258

Subtotal, direct obligations
Reimbursable obligations

A D M E AS
N NRL
,

LAND

DEPARTMENT OF THE INTERIOR

Obligations incurred, n e t

196,722
90.00

Outlays

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,966

2,009

2,041

2,056

2,076

2,109

10

10

8

Alaska is paid 90 percent and other States 50 percent of the
receipts from bonuses, royalties, and rentals resulting from
development of mineral resources under the Mineral Leasing
Act (30 U.S.C. 191), and from leases of potash deposits (30
U.S.C. 285), on both public domain and certain acquired lands.
Object Classification (in thousands of dollars)

PAYMENTS TO STATES FROM RECEIPTS U N D E R M I N E R A L LEASING

ACT

Identification code 14-5003-0-2-81

1989 actual

1990 est.

1991 est.

In fiscal year 1991, from amounts received from sales, bonuses,
200
royalties (including interest charges collected under the Federal 25.0 Other services
Oil
457,696
496,233
432,363
and Gas Royalty Management Act of 1982), and rentals of the public41.0 Grants, subsidies, and contributions
158
44.0
Refunds
lands under the provisions of the Mineral Lands Leasing Act of 1920,
as amended, and the Geothermal Steam Act of 1970, as amended,
457,696
496,591
99.9
Total obligations
432,363
which are not otherwise payable, for the following payments: (1) such
amounts as may be necessary for interest owing to States, Indian
Tribes, or Indian allottees in accordance with 30 U.S.C. 191, 1714 ond
1721 (b) and (d); (2) $8,000 for refunds of overpayments made by
companies in connection with certain Indian leases in which the Di- OFFICE OF S U R F A C E M I N I N G RECLAMATION A N D E N F O R C E M E N T
rector concurred with the claimed refund due; and (3) such amounts as
Federal Funds
may be necessary for payment of rewards to persons who provide
information to the Government which results in the collection of addiGeneral and special funds:
tional mineral lease revenues owed to the Government in accordance
REGULATION A N D TECHNOLOGY
with 30 U.S.C. 1723.
Further, during fiscal year 1991 and each fiscal year thereafter, For necessary expenses to carry out the provisions of the Surface
from amounts received from sales, bonuses, royalties (including interMining Control and Reclamation Act of 1977, Public Law 95-87, inest charges collected under the Federal Oil and Gas Royalty Managecluding the purchase of not to exceed [ 1 4 ] 15 passenger motor
ment Act of 1982), and rentals of the public lands and the Outer vehicles, of which [ 9 ] 11 shall be for replacement only; and uniform
Continental Shelf under the provisions of the Mineral Leasing Act allowances of not to exceed $400 for each uniformed employee of the
of
1920, as amended, the Geothermal Steam Act of 1970, as amended,
Office of Surface Mining Reclamation
and
Enforcement;
and the Outer Continental Shelf Lands Act of 1953, as amended,
[$101,228,000] $109,345,000 and notwithstanding 31 U.S.C. 3302, an
which are not payable to a State or to the Reclamation Fund, and
additional amount, to remain available until expended, equal to renotwithstanding section 10(a) of the Outer Continental Shelf Lands
ceipts to the General Fund of the Treasury from performance bond
Act of 1953, such amounts as may be necessary shall be available for
forfeitures in fiscal year [1990:] 1991: Provided, That notwithstandpayment of interest on any refund of any amounts paid to the Secreing
tary as royalty or any other payment made under or in connection with any other provision of law, the Secretary of the Interior, pursuant
to
any lease or leasing law administered by the Secretary for explorationregulations, may utilize directly or through grants to States,
moneys collected in fiscal year [1990] 1991 pursuant to the assessor development of oil, gas, coal, any other mineral, or geothermal
steam, which are the subject of any administrative appeal or actionment of civil penalties under section 518 of the Surface Mining Confor
trol and Reclamation Act of 1977 (30 U.S.C. 1268), to reclaim lands
judicial review and which are determined not to be due or owing to
adversely affected by coal mining practices after August 3, 1977, to
the United States or any State, Indian tribe, Indian Allottee, Alaska
remain available until expended: Provided further, That the Secretary
native corporation (under any lease which the Secretary administers
of
for such corporation) or any other recipient to whom any portion of the Interior shall abide by and adhere to the terms of the Settlemineral revenues is paid pursuant to applicable law. Interest shall be Agreement in NWR v. Miller, C.A. No. 86-99 (E.D. Ky), and not
ment
paid without regard to whether the amounts refunded were paid to take any actions inconsistent with the provisions of footnote 3 of the
the
Secretary before or after the date of enactment of this Act, and shall
Agreement with respect to any State or Federal program: Provided
be from the date of payment until the date of refund except that further, That the Office of Surface Mining Reclamation and Enforceinterest on refunded amounts paid to the Secretary before the datement may provide for the travel and per diem expenses of State and
of
enactment of this Act shall be paid only from the date of enactment of
tribal personnel attending Office of Surface Mining Reclamation and
this Act until the date of refund, and at the rate equal to the rate Enforcement sponsored training. (Department of the Interior and Redetermined by the Secretary of the Treasury for interest payments
lated Agencies Appropriations Act, 1990.)
under section 12 of the Contract Disputes Act of 1978.




i
t
F N -iu Cnud
u^fE So ne

A-788

™E

BUDGET FOR FISCAL YEAR 1991
Object Classification (in thousands of dollars)

OFFICE OF SURFACE M I N I N G RECLAMATION AND ENFORCEMENT—

Continued

Identification code

General and special funds—Continued
REGULATION AND TECHNOLOGY—Continued

Program and Financing (in thousands of dollars)
Identification code 1 4 - 1 8 0 1 - 0 - 1 - 3 0 2

Program by activities:
Direct program:
00.01
State regulatory program grants
00.02
Federal regulatory programs
00.03
General administration
00.04
Reimbursable
10.00

Total obligations

Financing:
Offsetting collections from.11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority

1989 actual

1990 est.

1991 est.

41,910
46,587
11,997
178

41,910
48,874
12,970

47,910
48,845
14,090

100,672

103,754

110,845

-96
-82
-5
-265
1,026
922
102,172

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

99.9

-1,026

14-1801-0-1-302

1990 est.

1991 est.

30,969
742
548

31,752
5,543
60
2,048
75
2,648
98
2,193
80
12,536
1,211
2,100
43,410

32,259
5,633
60
1,961
75
2,503
102
2,193
80
13,428
1,153
1,988
49,410

100,672

Total obligations

30,522
730
500

103,754

110,845

746

743

747

761
2

743
2

743
1

27,324
669
416
10

.

28,419
5,021
1,600
42
2,076
96
1,902
233
12,904
1,075
1,132
46,146
26

.

Personnel Summary
102,728

110,845

Budget authority:
40.00 Appropriation (general fund)
40.00 Appropriation (indefinite) (special fund)
40.00 Appropriation (indefinite) (special fund)

101,095
285
792

101,228
300
1,200

109,345
300
1,200

43.00

102,172

102,728

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

110,845

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

ABANDONED MINE RECLAMATION FUND

For necessary expenses to carry out the provisions of title IV of the
Surface Mining Control and Reclamation Act of 1977, Public Law 9587, including the purchase of not more than £21] 22 passenger motor
vehicles, of which [ 1 5 ] 16 shall be for replacement only,
[$192,772,0003 $U9f896,000 to be derived from receipts of the Abandoned Mine Reclamation Fund and to remain available until expend90.00
Outlays
100,553
102,620
107,410
ed: Provided, That pursuant to Public Law 97-365, the Department of
the Interior is authorized to utilize up to 20 per centum from the
recovery of the delinquent debt owed to the United States GovernState regulatory program grants.—This program activity is ment to pay for contracts to collect these debts: |Provided further,
to provide grants to States for the operation of permanent That of the funds made available to the States to contract for reclaenforcement programs under the terms of the Surface Mining mation projects authorized in section 406(a) of Public Law 95-87,
Control and Reclamation Act of 1977 (the Act). As of Septemadministrative expenses may not exceed 15 per centum:] Provided
ber 30, 1989, 24 States with actual or planned coal mining further, That none of these funds shall be used for a reclamation
grant to any State if the State has not agreed to participate in a
facilities had approved State programs.
Federal regulatory programs.—This activity includes pro- nationwide data system established by the Office of Surface Mining
Reclamation and Enforcement through which all permit applications
grams for Federal oversight of State permanent regulatory
are reviewed and approvals withheld if the applicants (or those who
programs, for monitoring State inspection and enforcement,
control the applicants) applying for or receiving such permits have
for the provision of technical assistance to States, for the outstanding State or Federal air or water quality violations in accordassessment and collection of civil penalties imposed pursuant
ance with section 510(c) of the Act of August 3, 1977 (30 U.S.C.
to the Act, and for the administration of the Federal regula1260(c)), or failure to abate cessation orders, outstanding civil penaltory program in States without approved permanent enforce- ties associated with such failure to abate cessation orders, or unconment programs. In addition, it also includes funding for the tested past due Abandoned Mine Land fees: Provided further, That
Office of Surface Mining (OSM) to perform reclamation in the Secretary of the Interior may deny 50 per centum of an Abandoned Mine Reclamation Fund grant, available to a State pursuant to
cases where performance bonds have been forfeited and OSM
title IV of Public Law 95-87, in accordance with the procedures set
is the regulatory authority, and funding derived from collecforth in section 521(b) of the Act, when the Secretary determines that
tions of civil penalties pursuant to the Act, which is used by a State is systematically failing to administer adequately the enforceOSM and the States for reclamation projects.
ment provisions of the approved State regulatory program. Funds will
General administration.—This activity includes: the Offices be denied until such time as the State and Office of Surface Mining
of the Director and Deputy Directors; the Headquarters staffs Reclamation and Enforcement have agreed upon an explicit plan of
for Public Affairs, Equal Employment Opportunity, Congres- action for correcting the enforcement deficiency. A State may enter
sional Liaison, Information Systems Management, and Regu- into such agreement without admission of culpability. If a State
enters into such agreement, the Secretary shall take no action pursulatory Development and Issues Management; and the Diviant to section 521(b) of the Act as long as the State is complying with
sions of Planning, Budget and Management Analysis; Finanthe terms of the agreement: Provided further, That expenditure of
cial Management; Personnel; and Management Services. This
moneys as authorized in section 402(gX3) of Public Law 95-87 shall be
activity represents only that portion of the total General Ad- on a priority basis with the first priority being protection of public
ministration expenses attributable to the Regulation and health, safety, general welfare, and property from extreme danger of
Technology appropriation. The remainder has been requested adverse effects of coal mining practices, as stated in section 403 of
Public Law 95-87: [Provided further, That 23 full-time equivalent
from the Abandoned Mine Reclamation Fund.

71.00
72.40
74.40
77.00
78.00




100,494
42,596
-40,910
-1,622
- 5

103,754
40,910
-42,044

110,845
42,044
-45,479

^dera^F^ds-SSSA-789

DEPARTMENT OF THE INTERIOR

WATER

positions are to be maintained in the Anthracite Reclamation Program at the Wilkes-Barre Field Office J. (Department of the Interior
Identification code
and Related Agencies Appropriations Act, 1990.)
Amounts Available for Appropriation (in thousands of dollars)
Identification code

14-5015-0-2-302

1990 est.

1989 actual

02.00

433,301
234,494

474,635
251,900

533,763
258,900

04.00
05.00

Total: Available for appropriation
Appropriation: Abandoned mine reclamation fund

667,795
193,160

726,535
192,772

792,663
149,896

07.00

Unappropriated balance, end of year: Treasury balance

474,635

533,763

642,767

Program and Financing (in thousands of dollars)
Identification code 1 4 - 5 0 1 5 - 0 - 2 - 3 0 2

00.01
00.02
00.03
00.04
00.05
10.00

Program by activities:
State reclamation program grants
Federal reclamation programs
Small operator assistance payments
General administration
Reimbursables
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00

71.00
72.40
74.40
78.00
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

1989 actual

1990 est.

232,041
48,672
1,554
5,578
295

181,786
37,429
2,276
5,081

288,140

226,572

-177
-118
-48,936
-79,549
33,800

1991 est.

117,000
25,898
1,500
5,498

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
43.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

99.0

13,910
300
119

9,898
204
102

14,329
2,352
1,092
26
1,022
54
930
119
19,483
413
677
235,100
1

10,058
1,775
1,012
80
1,135

10,204
1,801
969
80
1,072

1,073
100
13,790
350
410
184,687

1,073
100
13,407
321
355
118,400

275,598

Subtotal, Office of Surface Mining

9,756
201
101

214,470

147,782

ALLOCATION TO DEPARTMENT OF AGRICULTURE
149,896

.
.
.
-33,800

193,160

192,772

149,896

287,845
369,964
- 387,248
-48,936

226,572
387,248
- 413,361

149,896
413,361
- 376,342

221,625

200,459

186,915

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,864
104
45

2,728
99
61

458
6
7

11.9
12.1
13.0
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

3,013
536
3
89
17
337
17
263
97
184
7,983
3

2,888
514
3
81
16
272
16
243
91
169
7,806
3

471
58
484
27
6
91
6
83
30
58
800

12,542

12,102

2,114

288,140

226,572

149,896

351

351

351

390
1

355
1

355
1

104

96

11

110
0

102
0

11
0

99.0

State reclamation program grants.—Each State and Tribe
with an approved reclamation program is entitled, subject to
appropriation, to receive 50 percent of Abandoned Mine Reclamation Fund revenues derived from operating mines in that
State or Tribal Land. With grants, States and Tribes assume
primary responsibility for addressing problems such as subsidence, underground fires, open shafts, and acid drainage in
accordance with priorities set forth in the Surface Mining
Control and Reclamation Act of 1977 (the Act).
Federal reclamation programs.—This activity includes fee
collection, and assistance to States in developing reclamation
programs, abandoned mine lands reclamation projects undertaken directly by the Office of Surface Mining Reclamation
and Enforcement and the Rural Abandoned Mine Program
(RAMP) administered by the Department of Agriculture's Soil
Conservation Service.
Small operator assistance payments.—This activity provides
for payments for authorized services to eligible coal mine
operators in preparing applications for mining permits under
a permanent State or Federal regulatory program. These services include determining the probable hydrologic consequences of the proposed mining operation and analysis of test
borings or core samples.
General administration.—This activity includes the offices
described for the General Administration activity in the Regulation and Technology appropriation. The funds for this activity represent only that portion of general administration expenses attributable to the Abandoned Mine Reclamation
Fund.




14-5015-0-2-302

OFFICE OF SURFACE MINING RECLAMATION AND ENFORCEMENT
1991 est.

Unappropriated balance, start of year: Treasury balance...
Receipts (net) authorized

01.00

Object Classification (in thousands of dollars)

Subtotal, Department of Agriculture

99.9

Total obligations
Personnel Summary

OFFICE OF SURFACE MINING RECLAMATION AND ENFORCEMENT
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
DEPARTMENT OF AGRICULTURE
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

WATER AND SCIENCE
B U R E A U OF

RECLAMATION

Appropriations to the Bureau are made from the general
fund and special funds. The special funds are: (a) the Reclamation fund, largely derived from certain irrigation and
power revenue; receipts from the sale, lease, and rental of
public lands; and certain oil and. mineral revenue; (b) the
Colorado River Dam fund (CRDF), permanently available revenues of the Boulder Canyon Project; and (c) the recreation,
entrance and use fees account derived from fees collected
pursuant to the Land and Water Conservation Fund Act of
1965, as amended. Funds are also provided by non-Federal

A - 7 9 0

F 2 £ S ?u N nds SC,ENCE_Continijed

THE BUDGET FOR FISCAL YEAR

1991

Reformulation Act of 1986 (Public Law 99-294):] Provided further,
That all costs of the safety of dams modification work at Coolidge
entities under the Contributed Funds Act. The 1991 estimates Dam, San Carlos Irrigation Project, Arizona, performed under the
are summarized by source as follows (in thousands of dollars): authority of the Reclamation Safety of Dams Act of 1978 (43 U.S.C.
506), as amended, are in addition to the amount authorized in section
5 of said Act: Provided further, That of the amount herein appropriTotal
WW®ated, such amounts as may he necessary shall he available pursuant to
tion
the Snyder Act (25 U.S.C. 13) to the Bureau of Reclamation to perform
Other
Appropriation
studies and construction activities related to safety of dams modifica159,651
449,779
Construction program
609,430
tion work on dams under the jurisdiction of the Bureau of Indian
762
Loan program
5,708
4,946
11,456
General investigations
11,456
Affairs: Provided further, That none of the funds appropriated in this
1,000
Emergency fund
1,000
Act shall be used to study or construct the Cliff Dam feature of the
225,416
200
5,900
Operation and maintenance
231,516
Central Arizona Project: Provided further, That Plan 6 features of the
51,431
General administrative expenses...
51,431
Central Arizona Project other than Cliff Dam, including (1) water
Colorado River Dam fund, current approrights and associated lands within the State of Arizona acquired by
-4,702
-4,702
priation
the Secretary of the Interior through purchase, lease, or exchange, for
Colorado River Dam fund, permanent apmunicipal and industrial purposes, not to exceed 30,000 acre feet; and,
34,165
34,165
propriation
22 (2) such increments of flood control that may be found to be feasible
258
280
Miscellaneous permanent appropriations
4,831
4,831
Working capital fund
by the Secretary of the Interior at Horseshoe and Bartlett Dams, in
93,886
93,886
Trust funds
consultation and cooperation with the Secretary of the Army and
using Corps of Engineers evaluation criteria, developed in conjunction
Total..
1,039,001
465,456
449,974
29,463
94,108
with dam safety modifications and consistent with applicable environmental law, are hereby deemed to constitute a suitable alternative to
Orme Dam within the meaning of the Colorado River Basin Project
Act (82 Stat. 885; 43 U.S.C. 1501 et seq.)[: Provided further, That
$17,000,000 of the funds herein appropriated shall be available for use
Federal Funds
for construction on the Davis Creek Dam, North Loup Division, NeGeneral and special funds:
braska, and related facilities in addition to the amount requested by
For carrying out the functions of the Bureau of Reclamation as
the Secretary of the Interior for continuing work on the North Loup
provided in the Federal reclamation laws (Act of June 17, 1902, 32
Division, which funds shall remain available until expended: Provided
Stat. 388, and Acts amendatory thereof or supplementary thereto) further, That in accordance with Public Law 100-563, there is authorand other Acts applicable to that Bureau as follows:
ized to be appropriated under section 8, of the Act of April 11, 1956
(70 Stat. 110; 43 U.S.C. 620g), $15,000,000 as compensation to the
CONSTRUCTION PROGRAM
Strawberry Water Users Association which shall be available only for
(INCLUDING TRANSFER OF FUNDS)
such compensation and must be used for Strawberry Valley Reclamation Project purposes. Of the amounts appropriated hereafter (includFor construction and rehabilitation of projects and parts thereof
ing funds previously appropriated for fiscal year 1989) under section 8
(including power transmission facilities for Bureau of Reclamation
of such Act, the first $15,000,000 shall be paid to the Association.
use) and for other related activities as authorized by law, to remain
Upon receipt of such compensation, the Association shall relinquish
available until expended [$662,120,000,] $609,430,000, of which
[$164,866,000] $145,063,000 shall be available for transfer to the all of its contractual surface rights and interests, including sand and
gravel, in the 56,775 acres of Project lands].
Upper Colorado River Basin Fund authorized by section 5 of the Act
of April 11, 1956 (43 U.S.C. 620d), and [$188,823,000] $182,268,000
[Nothing in this Act shall delay the transfer of Strawberry Valley
shall be available for transfers to the Lower Colorado River Basin
Project lands under the terms and conditions of section 4 of Public
Development Fund authorized by section 403 of the Act of September
Law 100-563.]
30, 1968 (43 U.S.C. 1543), and such amounts as may be necessary shall
[During the fiscal year 1990, the Bureau is authorized to utilize
be considered as though advanced to the Colorado River Dam Fund
funds surplus to construction needs under section 5 of the Act of
for the Boulder Canyon Project as authorized by the Act of December
April 11, 1956 (70 Stat. 107; 43 U.S.C. 620d), if available, (Bonneville
21, 1928, as amended: Provided, That of the total appropriated, the Unit only), to accomplish the purposes and objectives of sections 3 and
amount for program activities which can be financed by the reclama- 4 of Public Law 100-563.] (Energy and Water Development Appropriation fund shall be derived from that fund: Provided further, That tions Act, 1990.)
transfers to the Upper Colorado River Basin Fund and Lower Colorado River Basin Development Fund may be increased or decreased by
Program and Financing (in thousands of dollars)
transfers within the overall appropriation under this heading: Provided further, That funds contributed by non-Federal entities for pur- Identification code 1 4 - 0 6 8 4 - 0 - 1 - 3 0 1
1991 est.
1989 actual
1990 est.
poses similar to this appropriation shall be available for expenditure
for the purposes for which contributed as though specifically approProgram by activities:
priated for said purposes, and such funds shall remain available until
Direct program:
268,796
364,241
325,291
Construction
expended: Provided further, That the final point of discharge for the 00.01
145,063
143,721
161,807
00.02
Payment to Upper Colorado River Basin fund
interceptor drain for the San Luis Unit shall not be determined until
Payment to Lower Colorado River Basin Development
development by the Secretary of the Interior and the State of Califor- 00.03
186,834
182,268
169,029
fund
nia of a plan, which shall conform with the water quality standards
13,303
13,406
7,033
Science and technology
00.04
of the State of California as approved by the Administrator of the
Environmental Protection Agency, to minimize any detrimental effect
669,252
609,430
702,110
Total direct program
00.91
of the San Luis drainage waters: Provided further, That no part of the 01.01 Reimbursable program
75,144
94,000
25,519
funds herein approved shall be available for construction or operation
703,430
727,629
744,396
Total obligations
10.00
of facilities to prevent waters of Lake Powell from entering any
national monument: [.Provided further, That of the amount herein
Financing:
appropriated, such amounts as may be necessary shall be available to
Offsetting collections from:
enable the Secretary of the Interior to continue work on rehabilitat-20,600
-49,556
-60,000
Federal funds
11.00
ing the Velarde Community Ditch Project, New Mexico, in accordance
-4,919
-25,644
-34,000
Non-Federal sources
14.00
-49
17.00 Recovery of prior year obligations
with the Federal Reclamation Laws (Act of June 17, 1902, 32 Stat.
-6,158
-16,402
21.40 Unobligated balance available, start of year..
388, and Acts amendatory thereof or supplementary thereto) for the
16,402
24.40 Unobligated balance available, end of year
purposes of diverting and conveying water to irrigated project lands.
56
The cost of the rehabilitation will be nonreimbursable and construct- 27.00 Reduction pursuant to P.L. 99-177
ed features will be turned over to the appropriate entity for operation
712,305
652,850
609,430
Budget authority..
39.00
and maintenance: Provided further, That the funds contained in this
Act for the Garrison Diversion Unit, North Dakota, shall be expended
[ authority:
only in accordance with the provisions of the Garrison Diversion Unit
406,410
420,716
449,779
fund).
40.00 Appropriation
BUREAU OF RECLAMATION—Continued




DEPARTMENT OF THE

40.00
40.00

Appropriation (Reclamation special fund)
Reduction pursuant to P.L. 99-177

43.00

305,895

241,404
-9,270

159,651

712,305

Appropriation (adjusted)

652,850

609,430

RECLAMATION FUND, SPECIAL FUND

Amounts Available for Appropriation (in thousands of dollars)
1989 actual

Identification code 1 4 - 5 0 0 0 - 0 - 2 - 3 0 1
01.00

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

702,110
101,558
-100,122
-49

Work

in t h e Construction

program

669,196
100,122
-104,400

609,430
104,400
-97,453

703,498

Outlays

664,918

616,377

is f o r t h e

purpose

of

developing a n d m a n a g i n g w a t e r for irrigation, municipal a n d
industrial use, salinity control, d a m safety, science a n d techn o l o g y w o r k , a n d f l o o d c o n t r o l i n t h e 17 w e s t e r n S t a t e s . F u n d ing under this program

provides for transfers to t h e

Lower

Colorado River Basin Development fund and U p p e r

Colorado

River Basin fund. T h e Lower Colorado River Basin

Develop-

m e n t f u n d provides for the development and construction

of

t h e Central A r i z o n a Project. T h e U p p e r Colorado River B a s i n
fund supports

water

supplies

in the

A-791

WATER AND SCIENCE—Continued
Federal Funds—Continued

INTERIOR

Upper

Colorado

River

02.00
02.04
02.99
04.00

05.01
05.02
05.03
05.04
05.06
05.07
05.09
05.10
05.11

Basin area.
05.99

1991 est.

1990 est.

1,002,204

901,317

965,498

702,661

831,566

872,986
142,270

702,661

831,566

1,015,256

1,704,865

1,732,883

1,980,754

-825
-14,250
-305,895
-183,164
-48,313
-1,000

-885
-11,530
-242,909
-206,087
-47,983
-1,000

-762
11,456
-159,651
-225,416
-51,431
-1,000

- 8
-223

-250

-250

-250,142

-263,878

-266,101

- 803,820

Unappropriated balance, start of year: Treasury balance...
Receipts:
Revenue
Proposed legislation: Hydropower repayment reform

-774,530

-716,075

Total receipts
Total: Available for appropriation
Appropriation:
Bureau of Reclamation:
Annual:
Loan program
General investigations
Construction program
Operation and maintenance
General administrative expenses
Emergency fund
Permanent:
Payment to Farmers' irrigation district (North
Platte project, Nebraska-Wyoming)
Payments to local units, Klamath reclamation area..
Western Area Power Administration (WAPA):
Construction, rehabilitation, operations and maintenance, WAPA
Total appropriations

Object Classification (in thousands of dollars)
06.10
Identification code 1 4 - 0 6 8 4 - 0 - 1 - 3 0 1

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
33.0
41.0
42.0
43.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

Subtotal, direct obligations
Reimbursable obligations
Total obligations

43,420
3,838
3,262
94

45,399
3,440
3,445
82

43,553
2,755
3,622
90

50,614
15,910
491
3,892
1,625
1,867
100
2,790
1,078
391.046
3,022
5,214
201,345
1,528
20,999
169
420

52,364
17,750
197
4,528
1,032
1,631
135
2,022
1,119
363,905
2,972
4,846
195,896
1,403
19,055
79
318

50,020
17,888
203
4,544
1,162
1,755
149
2,073
747
346,509
3,247
5,409
154,864
1,457
19,055
31
317

702,110
25,519

669,252
75,144

609,430
94,000

727,629

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things.
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials..
Equipment
Land and structures
Investments and loans..
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

744,396

703,430

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..




06.20
06.20
06.20
06.20
06.20
06.20

Unobligated balance returned to unappropriated offsetting
receipt
Reduction pursuant to P.L. 99-177:
Loan program
General investigations
Construction program
Operation and maintenance
General administrative expenses
Emergency fund

07.00

Unappropriated balance, end of year.- Treasury balance

1991 est.

272
12
161
3,401
2,885
672
14
901,317

965,498

T h i s f u n d is d e r i v e d f r o m r e p a y m e n t s a n d o t h e r
f r o m water resource development,

1,264,679
revenue

together with certain

re-

ceipts f r o m sales, leases, a n d rentals of F e d e r a l lands in t h e
17 W e s t e r n S t a t e s , a n d is a v a i l a b l e f o r e x p e n d i t u r e

pursuant

t o a u t h o r i z a t i o n c o n t a i n e d in a p p r o p r i a t i o n acts.

SPECIAL FUNDS
(TRANSFER OF FUNDS)

S u m s h e r e i n r e f e r r e d to as b e i n g d e r i v e d f r o m t h e r e c l a m a t i o n f u n d
o r s p e c i a l f e e a c c o u n t a r e a p p r o p r i a t e d f r o m t h e s p e c i a l f u n d s in t h e
T r e a s u r v c r e a t e d b y t h e A c t o f J u n e 17, 1902 (43 U.S.C. 391) o r t h e
A c t o f D e c e m b e r [ 2 7 , ] 22, 1987 (16 U.S.C. 4601-6a, as a m e n d e d ) ,
respectively. Such sums shall be transferred, upon request of the
Secretary, to be merged with and expended under the heads herein
specified; and the u n e x p e n d e d balances of sums transferred for exp e n d i t u r e u n d e r t h e h e a d " G e n e r a l A d m i n i s t r a t i v e E x p e n s e s " shall
r e v e r t a n d b e c r e d i t e d t o t h e r e c l a m a t i o n f u n d . (Energy and Water
Development Appropriations Act, 1990.)

LOAN PROGRAM

1,336

1,360

1,260

1,429
62

1,432
64

1,306
65

142

214

219

172
5

237
2

237
2

F o r l o a n s to i r r i g a t i o n districts a n d o t h e r p u b l i c a g e n c i e s f o r c o n struction of distribution systems on authorized Federal reclamation
projects, a n d f o r l o a n s a n d g r a n t s t o n o n - F e d e r a l a g e n c i e s f o r c o n s t r u c t i o n o f p r o j e c t s , as a u t h o r i z e d b y t h e A c t s o f J u l y 4, 1955, as
a m e n d e d (43 U.S.C. 4 2 1 a - 4 2 1 d ) , a n d A u g u s t 6, 1956, as a m e n d e d (43
U.S.C. 422a-4221), i n c l u d i n g e x p e n s e s n e c e s s a r y f o r c a r r y i n g o u t t h e
p r o g r a m , [ $ 3 4 , 1 2 2 , 0 0 0 ] $5,708,000, t o r e m a i n a v a i l a b l e until e x p e n d ed: Provided, T h a t o f t h e total s u m s a p p r o p r i a t e d , t h e a m o u n t o f
p r o g r a m activities w h i c h c a n b e f i n a n c e d b y t h e r e c l a m a t i o n f u n d
shall b e d e r i v e d f r o m t h a t f u n d : Provided further, T h a t d u r i n g fiscal
y e a r [ 1 9 9 0 ] 1991 a n d w i t h i n t h e r e s o u r c e s a n d a u t h o r i t y a v a i l a b l e ,
gross o b l i g a t i o n s f o r t h e p r i n c i p a l a m o u n t o f d i r e c t l o a n s shall n o t

A-792

KJ^RR™110"-^1^

T H E B U D G E T F O R F I S C A L Y E A R 1991

BUREAU OF RECLAMATION—Continued

of irrigation and municipal or industrial water distribution
systems on authorized Federal reclamation projects. N o loans
of this type are funded in 1991.

General and special funds—Continued
LOAN PROGRAM—Continued
exceed [$31,922,000] $4,946,000: Provided further, That any contract
under the A c t of July 4, 1955 (69 Stat. 244), as amended, not yet
executed by the Secretary, which calls for the making of loans beyond
the fiscal year in which the contract is entered into shall be made
only on the same conditions as those prescribed in section 12 of the
A c t of August 4, 1939 (53 Stat. 1187, 1197). (Energy and Water Development Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 4 - 0 6 6 7 - 0 - 1 - 3 0 1

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Small projects
00.02
Administration

29,575
741

35,379
1,088

4,946
762

00.91
01.01

Total direct program
Reimbursable program

30,316
56

36,467
50

5,708
50

10.00

Total obligations

30,372

36,517

5,758

Financing:
14.00 Offsetting collections from: Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-56
-1,326
-5,791
2,823

-50

-50

— 2^823

Z Z Z

39.00

26,022

33,644

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
33.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent..
Other personnel compensation

40.00
40.00
40.00

Budget authority:
Appropriation (general fund)
Appropriation (Reclamation special fund)
Reduction pursuant to P.L 99-177

25,197
825

33,237
885
-478

4,946
762

43.00

Appropriation (adjusted)

26,022

33,644

30,316
4,277
-6,112
-1,326

36,467
6,112
-12,953

5,706
12,953
-2,198

27,155

29,626

16,463

90.00

Relation of obligations to outlays.Obligations incurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

Status of Direct Loans (in thousands of dollars)
Identification code 1 4 - 0 6 6 7 - 0 - 1 - 3 0 1

1989 actual

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1111 Reduction pursuant to P.L 99-177
1112 Unobligated direct loan limitation

27,766

1150

27,534

Total direct loan obligations

-232

1990 est.

1991 est.

31,922
-447

4,946

31,475

4,946

468

468
65
38

538
66
54
1
9
7
3
2,097
4
3
27,534

493
65
66
1
10
9
2
4,336
7
3
31,475

9
6
2
166
6
2
4,946

36,467
50

5,708
50

30,372

Total obligations..

36,517

5,758

14
13

13
12

12
11

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

5,708

71.00
72.40
74.40
78.00

493

1991 est.

30,316
56

Subtotal, direct obligations..
Reimbursable obligations.

99.9

1990 est.

520
12
6

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Investments and loans

5,708

Budget authority

99.0
99.0

1989 actual

14-0667-0-1-301

GENERAL

INVESTIGATIONS

For engineering and economic investigations of proposed Federal
reclamation projects and studies of water conservation and development plans and activities preliminary to the reconstruction, rehabilitation and betterment, financial adjustment, or extension of existing
projects, to remain available until expended,
[$11,530,000:]
$11,456,000: Provided, That, of the total appropriated, the amount for
program activities which can be financed by the reclamation fund
shall be derived f r o m that fund: [Provided further, That all costs of
an advance planning study of a proposed project shall be considered
to be construction costs and to be reimbursable in accordance with
the allocation of construction costs if the project is authorized for
c o n s t r u c t i o n : ] Provided further, That funds contributed by non-Federal entities for purposes similar to this appropriation shall be available for expenditure for the purposes for which contributed as though
specifically appropriated for said purposes, and such amounts shall
remain available until expended. (Energy and Water Development
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1231 Disbursements: Direct loan disbursements
1251 Repayments: Repayments and prepayments

59,602
24,373
-245

83,730
24,634
-1,793

106,571
15,702
-1,804

1290

83,730

106,571

120,469

Outstanding end of year

Estimate of direct loan subsidy:
1320 Subsidy rate (in percent)
1330 Subsidy amount (in thousands of dollars)

00.01

14-5060-0-2-301

Program by activities:
Direct program: Planning

1989 actual

1990 est.

19916

13,270

13,752

11,456

00.91
01.01
43.0
2,112

U n d e r the S m a l l Reclamation Projects A c t (43 U.S.C. 4 2 2 a 4221), loans a n d / o r grants can be m a d e to non-Federal organizations for construction or rehabilitation and betterment of
s m a l l water resource projects. Funds are provided to continue
construction on two projects. This funding will provide improvements to existing systems by rehabilitating pumping
plants, canal and lateral structures, enlarging and extending
drains, and enable the purchase of maintenance equipment.
U n d e r the Distribution Systems Loans A c t (43 U.S.C. 4 2 1 a 4 2 Id), loans can be m a d e to organizations for the construction




Identification code

Total direct program
Reimbursable program

13,270
46

13,752
75

11,456

10.00

Total obligations

13,316

13,827

11,456

-46
- 2
-1,401
2,383

-75
-£383
1

-1

14.00
17.00
21.40
24.40

Financing:
Offsetting collections from-. Non-Federal sources
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

39.00

Budget authority

14,250

11,369

11,456

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

14,250

11,530
-161

11,456

14,250

11,369

11,456

43.00

Appropriation (adjusted)

WATER

DEPARTMENT OF THE INTERIOR

71.00
72.40
74.40
78.00

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

Status of Direct Loans (in thousands of dollars)

13,270
3,440
-3,096
- 2

13,752
3,096
-4,047

11,456
4,047
-4,078

13,612

12,801

11,425

1210
1251

This appropriation finances studies of potential projects for
the conservation and utilization of water and related land
resources.

1290

90.00

Outlays

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
43.0
99.0
99.0
99.9

14-5060-0-2-301

1 9 8 9 actual

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991

est.

Identification code 1 4 - 5 0 4 3 - 0 - 2 - 3 0 1

1989 actual

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments

Total obligations

4,514
110
144
20

4,522
125
146
22

4,702
826
9
327
43
69
1
44
61
6,922
131
79
1
55

4,788
906
11
491
61
93
1
89
78
6,991
123
118
1

4,815
919
13
514
58
103
1
87
81
4,553
164
144

11.1
11.5

Personnel compensation:
Full-time permanent
Other personnel compensation

11.9
12.1
25.0
26.0
31.0
92.0

Total personnel compensation
Civilian personnel benefits
Other services
Supplies and materials
Equipment
Undistributed funds for emergencies

5

99.9

13,752
75

11,456

13,316

Subtotal, direct obligations
Reimbursable obligations

1991 est.

11,811
-738

11,073
-653

10,420
-653

10,420

9,767

This fund is used to ensure continuous operation of all
projects and project facilities governed by the Federal reclamation laws in the event of drought; canal bank, pipeline, or
electrical facility failures; municipal and industrial water delivery system failures; or other unusual or emergency conditions.

4,455
134
102
11

13,827

11,456

156

154

153

159
4

155
5

155
5

1

1990 est.

11,073

Outstanding, end of year

13,270
46

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things,
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Interest and dividends

A-793

^dera^F^ds-SSS

Object Classification (in thousands of dollars)
Identification code 1 4 - 5 0 4 3 - 0 - 2 - 3 0 1

1989 actual

1990 est.

1991 est.

49
4
53
7
237
2
410
2,100

Total obligations

709

1,000

2,100

1,000

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1
1

0
0

0
0

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OPERATION A N D

MAINTENANCE

(INCLUDING TRANSFER OF FUNDS)

For operation and maintenance of reclamation projects or parts
thereof and other facilities, as authorized by law; and for a soil and
moisture conservation program on lands under the jurisdiction of the
EMERGENCY F U N D
Bureau of Reclamation, pursuant to law, to remain available until
expended, C $ 2 1 2 , 2 8 7 , 0 0 0 ] $231,516,000: Provided, That of the total
For an additional amount for the "Emergency fund", as authorized
appropriated, the amount for program activities which can be fiby the Act of June 26, 1948 (43 U.S.C. 502), as amended, to remain
nanced by the reclamation fund shall be derived from that fund, and
available until expended for the purposes specified in said Act,
$1,000,000, to be derived from the reclamation fund. (Energy and the amount for program activities which can be derived from the
Water Development Appropriations Act, 1990.)
special fee account established pursuant to the Act of December 22,
1987 (16 U.S.C. 4601-6a, as amended), may be derived from that fund:
Program and Financing (in thousands of dollars)
Provided further, That of the total appropriated, such amounts as
may be required for replacement work on the Boulder Canyon Project
Identification code 1 4 - 5 0 4 3 - 0 - 2 - 3 0 1
1989 actual
1990 est.
1991 est.
which would require readvances to the Colorado River Dam Fund
shall be readvanced to the Colorado River Dam Fund pursuant to
Program by activities:
section 5 of the Boulder Canyon Project Adjustment Act of July 19,
10.00 Total obligations
709
2,100
1,000
1940 (43 U.S.C. 618d), and such readvances since October 1, 1984, and
Financing:
in the future shall bear interest at the rate determined pursuant to
21.40 Unobligated balance available, start of year..
-823
-1,114
24.40 Unobligated balance available, end of year....
1,114
section 104(a)(5) of Public Law 98-381: Provided further, That funds
advanced by water users for operation and maintenance of reclama39.00
Budget authority..
1,000
986
1,000
tion projects or parts thereof shall be deposited to the credit of this
appropriation and may be expended for the same [objects] purpose
Budget authority:
and in the same manner as sums appropriated herein may be expend40.00 Appropriation
1,000
1,000
1,000
ed, and such advances shall remain available until expended: Provid40.00 Reduction pursuant to P.L 99-177..
-14
ed further, That revenues in the Upper Colorado River Basin Fund
43.00
Appropriation (adjusted)..
1,000
986
1,000
shall be available for performing examination of existing structures
on participating projects of the Colorado River Storage Project, the
Relation of obligations to outlays:
costs of which shall be nonreimbursable [ : Provided further, That
71.00 Obligations incurred, net
2,100
709
1,000
none of the funds appropriated in this Act shall be used to execute
72.40 Obligated balance, start of year
332
63
389
74.40 Obligated balance, end of year
-332
-389
-395
new long-term contracts for water supply from the Central Valley
Project, California, prior to October 1, 1990]. (Energy and Water
Outlays
90.00
994
440
2,043
Development Appropriations Act, 1990.)




A-794

"<£3

^ i s mn ^"10
^ ^ f W 01"^
S

T H E B U D G E T F O R F I S C A L Y E A R 1991
99.0

BUREAU OF RECLAMATION—Continued
General and special funds—Continued

99.9

Reimbursable obligations

9,853

9,287

195,866

Total obligations

8,938
224,123

240,803

OPERATION AND MAINTENANCE—Continued
Personnel Summary

Program and Financing (in thousands of dollars)
Identification code 1 4 - 5 0 6 4 - 0 - 2 - 3 0 1

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program

186,013
9,853

215,185
8,938

231,516
9,287

10.00

195,866

224,123

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

2,109

2,136

2,191

2,179
57

2,208
59

2,257
56

240,803

Total obligations

GENERAL ADMINISTRATIVE

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-987
-8,866
-19
-3,991
5,728

39.00

187,731

209 315
'

231516
!

183,164
4,567

206,087
6^000
200
-2,972

225,416
5^900
200

187,731

209,315

EXPENSES

231,516

40.00
40.00
40.00
40.00
43.00

Budget authority
Budget authority:
Appropriation (Reclamation fund) (special fund)
Appropriation (indefinite) (general fund)
Appropriation (special fund; 16 U.S.C. 460l-6a)
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

-90
-8,990
~5-728

186,013
27,348
-32,714
-19

215,043
32,714
-46,677

180,628

Outlays

-1,144
-8,143

201,080

231,516
46,677
-51,628
226,565

Object Classification (in thousands of dollars)

11.1

11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0
99.0

14-5064-0-2-301

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends
Subtotal, direct obligations




Program and Financing (in thousands of dollars)

1990 est.

14-5065-0-2-301

1989 actual

1990 est.

1991 est.

00.01
01.01

Program by activities:
Direct program
Reimbursable program

48,203
1,245

49,672
1,200

51,431
1,200

10.00

Total obligations

49,448

50,872

52,631

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-1,245
-156
-2,366
2,361
272

-1,200

-1,200

39.00

Budget authority

48,313

47,311

51,431

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

48,313

47,983
-672

51,431

48,313

47,311

51,431

48,203
4,726
-5,151
-156

49,672
5,151
-4,731

51,431
4,731
-5,143

47,622

50,092

51,019

43.00
71.00
72.40
74.40
78.00
90.00

1989 actual

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

—2^361

1991 est.

63,423
3,384
3,434
48

65,367
3,557
3,616
79

69,453
3,598
3,553
96

70,289
11,477
181
2,002
1,433
2,293
78
3,412
354
49,024
12,987
6,772
23,575
2,102
33
1

72,619
12,891
210
2,919
1,843
2,300
155
3,163
404
47,668
18,929
14,533
37,445
100
6

76,700
13,994
237
3,178
2,007
2,930
209
3,783
441
45,537
19,938
17,340
45,116
100
6

215,185

231,516

186,013

Water Development Appropriations Act, 1990.)

Identification code

In 1991 a total of 3 5 projects, project areas, or divisions of
projects will b e operated and maintained for power, municipal
and industrial water supplies, irrigation, flood control, and
other benefits with funds m a d e available, under this appropriation.
Provision is also m a d e for administration of 15 associated
programs. These programs seek to m a x i m i z e benefits f r o m
existing projects. Project benefits and operations will be enhanced through water conservation measures, examination of
existing structures, environmental considerations, improvem e n t of recreation opportunities, and water quality improvement.

Identification code

For necessary expenses of general administration and related functions in the office of the Commissioner, the Denver offices, and offices
in the five regions of the Bureau of Reclamation, [$47,983,000,3
$51,431,000, of which [$1,000,000] $600,000 shall remain available
until expended, the total amount to be derived f r o m the reclamation
fund and to be nonreimbursable pursuant to the A c t of April 19, 1945
^ U.S.C. 377): Provided, That no part of any other appropriation in
this A c t shall be available for activities or functions budgeted for the
current fiscal year as general administrative expenses. (Energy and

.

T h e general administrative expenses program provides for
the executive direction and m a n a g e m e n t of all reclamation
activities, as performed b y the Commissioner's offices in
W a s h i n g t o n , DC, and Denver, CO, and five regional offices.
T h e Denver offices and regional offices charge individual
projects or activities for direct beneficial services and related
administrative and technical costs. T h e s e charges are covered
under other appropriations.
Object Classification (in thousands of dollars)
Identification code

14-5065-0-2-301

1 9 8 9 actual

1990

est.

1991

est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

23,894
735
613
131

23,761
2,378
696
70

24,599
2,344
721
73

11.9
12.1
13.0
21.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons

25,373
3,222
120
2,322

26,905
3,684
36
2,493

27,737
4,007
46
2,586

WATER

DEPARTMENT OF THE INTERIOR
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
99.0
99.0
99.9

Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

155
672
930
313
405
13,456
471
651
2

49,672
1,200

51,431
1,200

49,448

Total obligations

151
544
873
310
1,089
11,446
384
1,755
2

48,203
1,245

Subtotal, direct obligations
Reimbursable obligations

48
271
1,087
225
426
12,202
420
2,438
1
48

50,872

52,631

.

78.00
90.00

Adjustments in unexpired accounts
Outlays

42,907

629

609

609

605
5

598
5

598
5

COLORADO RIVER DAM FUND, BOULDER CANYON PROJECT

Amounts Available for Appropriation (in thousands of dollars)

01.00 Unappropriated balance, start of year: Treasury balance02.01
02.02
02.03
02.04
02.99

Receipts:
Western Area Power Administration
Bureau of Reclamation
Non-Federal sources
Credits to power users (P.L. 98-381)

61,876

42,521

Object Classification (in thousands of dollars)
Identification code 1 4 - 5 6 5 6 - 0 - 2 - 3 0 1

Identification code 1 4 - 5 6 5 6 - 0 - 2 - 3 0 1

- 8

Revenue from Boulder Canyon project operations is placed
in this fund. Under provisions of Public Law 98-381, the fund
is available without further appropriation for payment of expense of operation and maintenance of the project, for payment of interest on amounts advanced from the Treasury, and
for annual payments of not more than $300,000 each to Arizona and Nevada and for repayment of advances from the
Treasury for construction or other purposes (43 U.S.C. 617a).

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A-795

^dera^F^ds-SSS

1989 actual

1990 est.

1991 est.

12,680

22,122

21,464

41,396
2,503
23,365

54,511
1,000
33,165
-8,000

41,403
1,000
17,274
-7,000

67,264

80,676

04.00

Total receipts
Transferred to:
Repayments of investment
Lower Colorado River, Basin Development Fund (P.L.
98-381) P.L. 93-320 as amended by P.L. 98-569..
Total: Available for appropriation

-13,464
66,480

-17,068
85,730

Appropriation:
Western Area Power Administration
Colorado River Dam Fund, Boulder Canyon project

-2,485
-41,873

-3,564
-60,702

-4,702
-50,636

-44,358

-64,266
21,464

1991 est.

1990 est.

8,937
634
2,026
15

7,741
657
2,098
15

12,449
1,954
6
136
34
36
117
58
5,471
2,768
1,570
16,674
600

11,612
1,966
2
148
186
57
209
92
12,359
4,365
2,387
26,372
947

10,511
1,877
1
140
180
54
201
101
4,063
4,200
2,271
26,124
913

41,873

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

8,818
1,647
1,973
11

60,702

50,636

319

315

264

344
30

315
30

266
30

-55,338

22,122

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
41.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

-16,612
55,629

05.01
05.02

11.1
11.3
11.5
11.8

1989 actual

291

03.10
03.20

05.99
07.00

Subtotal appropriation
Unappropriated balance, end of year: Treasury balance

52,677
-1,900

99.9

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

MISCELLANEOUS PERMANENT APPROPRIATIONS

Program and Financing (in thousands of dollars)
Identification code 1 4 - 5 6 5 6 - 0 - 2 - 3 0 1

1989 actual

1990 est.

Identification code 1 4 - 9 9 2 2 - 0 - 2 - 9 9 9
600

600

600

17,918
23,355

22,016
32,484

30,046
17,274

10.00

41,873

60,702

50,636

Total obligations

39.00

Budget authority

Program and Financing (in thousands of dollars)

1991 est.

Program by activities:
00.01 Payment of interest
00.02 Payments to States of Arizona and Nevada
00.03 Operation and maintenance and replacement, Boulder
Canyon Project
00.04 Uprating of generating facilities (non-Federal)

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year.
24.40 Unobligated balance available, end of year...

- 8

-12,680
22,122

-22,122
21,464

-21,464
291

51,307

60,044

Program by activities:
Operation, maintenance, and replacement of project
works, North Platte project (Gering and Fort Laramie,
Goshen and Pathfinder irrigation districts)
00.02 Payments to farmers' irrigation district (North Platte
project, Nebraska-Wyoming)
00.03 Payments to local units, Klamath reclamation area
00.04 Operation and maintenance of quarters, Fort Simcoe Job
Corps Center
10.00
21.40
24.40

-2,485

-3,564

-4,702

43.00

-2,485

-3,564

-4,702

53,792

63,608

34,165

41,873
6,390
-5,349

60,702
5,349
-4,175

50,636
4,175
-12,290

60.00

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year




1989 actual

1991 est.

1990 est.

00.01

29,463

Budget authority:
Current:
41.00
Transferred to other accounts
Appropriation (adjusted)
Permanent:
Appropriation

Total obligations

60.00

71.00
72.40
74.40
90.00

Total obligations
Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite) (special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

7

12
6
222
52

8

8

246

254

81

15

280

347

284

-95
69

-69
4

-4

254

282

280

280
3
-16

347
16
-56

284
56
-60

268

307

280

A-796

FuN^-ffiEuSContinued

™

General and special funds—Continued
MISCELLANEOUS PERMANENT APPROPRIATIONS—Continued

Program and Financing (in thousands of dollars)—Continued

Distribution of budget authority by accountOperation, maintenance, and replacement of project works,
North Platte project (Gering and Fort Laramie, Goshen and
Pathfinder irrigation districts) (indefinite, special fund)
Payments to Farmers' irrigation district (North Platte project,
Nebraska-Wyoming) (indefinite, special fund)
Payments to local units, Klamath reclamation area (indefinite,
special fund)
Operation and maintenance of quarters, Fort Simcoe Job Corps
Center (indefinite, special fund)

1989 actual

1990 est.

1991 est.

2

7

7

o
0

o
O

0
0

223

250

250

21

17

15

39.00
71.00
72.90
74.90
78.00
90.00

Distribution of outlays by account:
Operation, maintenance, and replacement of project works,
North Platte project (Gering and Fort Laramie, Goshen and
Pathfinder irrigation districts)
Payments to Farmers' irrigation district (North Platte project,
Nebraska-Wyoming)
Payments to local units, Klamath reclamation area
Operation and maintenance of quarters, Fort Simcoe Job Corps
Center

BUDGET FOR FISCAL YEAR 1991

Financing:
Offsetting collections from:
Federal funds
11.00
Non-Federal sources (sale of electric energy and other
14.00
collections)
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Capital transfer to general fund
27.00 Reduction pursuant to P.L. 99-177

BUREAU OF RECLAMATION—Continued

Identification code 1 4 - 9 9 2 2 - 0 - 2 - 9 9 9

E

0

12

7

8
223

8
246

8
250

37

41

project works operated and maintained by the United States
and to supplement funds advanced by the water users to meet
annual costs of operation and maintenance of such works (66
Stat. 755).

Payments to the Farmers' irrigation district (.North Platte
project, Nebraska-Wyoming).—Payments are made to the
Farmers' irrigation district on behalf of the Northport irrigation district for water carriage (62 Stat. 273, as amended).

Payments to local units, Klamath reclamation area.—Cer-

tain revenues collected from the leasing of Klamath project
reserved Federal lands within the boundaries of certain national wildlife refuges shall be used: (a) To credit or pay to the
Tule Lake irrigation district amounts already committed; and
(b) to make annual payments to the counties in which such
refuges are located (78 Stat. 850).

Operation and maintenance of quarters, Fort Simcoe Job
Corps Center.—Receipts from the rental of quarters are used

for the operation and maintenance of those quarters (Public
Law 98-473).

-186,834

-182,268

-93,094
- 236

-96,156

-96,821

-9,601
23,872

-23,872
24,271
100
1,336

-24,271
24,771
100

-14,034
34,674
-38,062
-236

-1,835
38,062
-36,227

-600
36,227
-35,627

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance..
Obligated balance, end of year: Fund balance....
Adjustments in unexpired accounts

-17,658

Outlays..

Construction costs of the Central Arizona Project water
development are financed through appropriations transferred
to this fund. Revenues from operation of project facilities are
available for operation and maintenance expenses without
further appropriation, pursuant to Public Law 90-537.

15

Operation, maintenance, and replacement of project works,
North Platte project—Payments are made for replacement of

-169,029

Revenue and Expense (in thousands of dollars)
1989 actual

Operating income or loss ( - ) :
Revenue:
Power
Municipal and industrial water
Irrigation
Miscellaneous water sales

1990 est.

1991 est.

64,275
4,142
24,124
79

-94,856

-96,221

1,200

500

100

100

13,679

Net income for the year

-90,402
-27,078
21,259

157
317

Nonoperating income or loss ( - ) :
Interest earned on advances
Leases and crossing agreements

-89,058
-24,586
18,788

13,205

Net operating income, total

96,721

-79,415

Total operating expense

96,056

-79,415
-8,472
8,472

Expense:
Operation and maintenance expense and depreciation
Interest on investment
Less: interest charged to construction

46,258
9,493
40,470
500

92,620

Total operating revenue

45,593
9,493
40,470
500

1,300

600

Financial Condition (in thousands of dollars)

Object Classification (in thousands of dollars)
1988 actual

Identification code 14-9922-0-2-999
25.0
41.0
99.9

Other services
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est.

1991

est.

22

22
258

8
258

262

280

347

284

Public enterprise funds:

Program and Financing (in thousands of dollars)
Identification code 1 4 - 4 0 7 9 - 0 - 3 - 3 0 1

Program by activities:
Capital investment: Construction
Operating expenses:
01.01
Operation and maintenance
01.02
Interest on investment
00.01

10.00

Total obligations




1989 actual

168,674

1990 est.

187,635

1991

est.

182,268

79,415

89,058
4,462

90,402
5,819

248,089

281,155

278,489

1990 est.

199l'est.

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)
Advances and prepayments
Inventories (stores)
Participants share of fuel inventory
Other deferred and undistributed charges...
Real property and equipment
Other assets, net
.

44,275
918
4,176
810
6,939
371
17,187
1,969,572

61,934
2,082
4,358
1,150
9,976
356
17,127
2,196,391

39,041
3,000
4,000
1,500
9,976
21
18,105
2,430,256

38,674
3,000
4,000
1,500
9,976
21
19,847
2,693,787

.

2,044,248

2,293,374

2,505,899

2,770,805

31,090
1,640

32,233
1,281
87

18,683
1,750

17,816
1,750

Total liabilities

32,730

33,601

20,433

19,566

Government equity:
Selected equities:
Undelivered orders
Unobligated balance

7,038
9,601

10,900
23,872

25,607

26,107

Total assets

LOWER COLORADO RIVER BASIN DEVELOPMENT FUND

1989 actual

Liabilities:
Selected liabilities:
Accounts payable
Accrued payroll and benefits
Unearned revenues

WATER

DEPARTMENT OF THE INTERIOR
Total unexpended balance..

16,639
1,994,879

Invested capital and earnings
Total Government equity
Total liabilities and government equities...

34,772

25,607

26,107

2,225,001

2,459,859

2,725,132

2,011,518
2,044,248

2,259,773
2,293,374

2,485,466
2,505,899

2,751,239
2,770,805

Identification code 1 4 - 4 0 7 9 - 0 - 3 - 3 0 1

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends

20,284
418
1,406
6

21,775
4,786
106
746
857
79
6
994
323
105,892
1,964
4,696
105,862
3

20,536
4,870
29
1,328
636
741
19
741
369
121,172
1,033
2,596
122,623
4,462

22,114
5,533
30
1,326
696
663
19
741
386
169,433
1,038
2,068
68,623
5,819

248,089

Total obligations

19,027
334
1,169
6

281,155

278,489

763

707

728

772
47

702
43

728
50

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources (Sale of electric energy and
water and other collections)
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
27.00 Capital transfer to general fund
27.00 Reduction pursuant to P.L. 99-177
39.00
71.00
72.90
74.90
78.00
90.00

1989 actual
158,242
23,468
2,980
222

1990 est.
152,903
25,570
9,891
295

1991 est.
145,063
22,225
5,861
295

184,912

188,659

173,444

-161,807

-143,721

-30,308
- 1

-36,602

Outlays

19,123

20,270

7,293

7,730

7,293

7,730

24,921

26,416

28,000

-11,851
563
2,499
453

-563
563
3,223

8,336
54,728
-63,064

-3,223
63,064
-59,841

1989 acutal

1990 est.

1991 est.

46,077
98,321
1,076
3,621
2,135,544
30,286

66,495
95,736
0
1,040
2,302,463
264

70,487
93,151
0
1,102
2,483,238
280

74,716
90,566
0
1,168
2,635,352
297

2,465,998

2,648,258

2,802,099

34,433
1,458
1,887
1,162
2,507
165,278

32,442
1,231
0
243
0
9

33,427
1,305
0
258
0
10

34,433
1,383

206,725

Total Liabilities
Government equity:
Unexpended financial budget authority:
Revolving fund balances
Total Government Equity

33,925

35,000

36,100

2,108,200

2,432,073

2,613,258

2,765,999

2,108,200

2,432,073

2,613,258

2,765,999

2,314,925

2,465,998

2,648,258

2,802,099

1989 actual

1990 est.

1991 est.

22,949
506
1,737
7

26,371
503
1,841
17

28,613
382
2,085
17

25,199
4,838
22
709
467
396
133
953
617
15,648
3,198
2,388
127,360

28,732
5,949
236
1,353
792
375
123
1,026
358
13,213
3,218
2,600
120,793

31,097
6,792
236
1,438
828
400
145
1,104
365
13,340
3,267
2,742
105,829

0

273

0

11

-7,203
41,519
-54,728
- 1

Total Liabilities and Government Equities....

Object Classification (in thousands of dollars)
Identification code 1 4 - 4 0 8 1 - 0 - 3 - 3 0 1
11.1
11.3
11.5
11.8

-20,412

Construction costs of the Colorado River Storage Project are
financed through appropriations transferred to this fund. Revenues from operation of project facilities are available for
operation and maintenance expenses without further appropriation, pursuant to Public Law 84-485.




890

-31,604

-4,648
11,851

Liabilities:
Accounts payable
Funded accrued liabilities (payroll and benefits).
Unfunded accrued annual leave
Unearned revenue (advances)
Deposit funds
Other liabilitites

-145,063

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Adjustments in unexpired accounts

840

2,314,925

Assets:
Fund balance with Treasury and cash
Accounts receivable (net)
Advances and prepayments
Inventories (net)
Property, plant, and equipment (net)
Other assets (net)
Total Assets

Program and Financing (in thousands of dollars)

Program by activities:
00.01 Capital investment: Construction
Operating expenses:
01.01
Operation and maintenance
01.02
Interest on investment
01.03
Work for others

1,153
-263

1988 actual

UPPER COLORADO RIVER BASIN FUND

Identification code 1 4 - 4 0 8 1 - 0 - 3 - 3 0 1

-248

Financial Condition (in thousands of dollars)

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

673

6,881

Net income for the year

635

6,881

Net nonoperating income or loss( - )

1,489
-816

18,040

Net operating income, total

1,405
-770

792

Nonoperating income or loss(Miscellaneous

18,707

1,026
-234

Net operating income, irrigation..

17,648

599

Irrigation:
RevenueExpense ..

33,971
-15,264

1,325
-726

Net operating income, M&l water-

32,048
-14,400

16,649

Net operating income, powerMunicipal and industrial water:
Revenue
Expense

1990 est.

30,234
-13,585

Operating income or loss ( —)-.
Power.-

1991 est.

20,013
505
1,244
13

1991 est.

1989 actual

Expense
1990 est.

A-797

Revenue and Expense (in thousands of dollars)

Object Classification (in thousands of dollars)

99.9

^dera^F^ds-SSS

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, arid miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

A-798

FFIS-S^'"^

Federal

T H E B U D G E T F O R F I S C A L Y E A R 1991

BUREAU OF RECLAMATION—Continued
Public enterprise funds—Continued
UPPER COLORADO RIVER BASIN FUND—Continued
Object Classification (in thousands of dollars)—Continued
Identification code

42.0
43.0
99.9

14-4081-0-3-301

1989 actual

Insurance claims and indemnities
Interest and dividends

1990 est.

1991 est.

4
2,980

9,891

5,861

184,912

Total obligations

188,659

173,444

645

721
717
32

742
35

1,154
504
8,388
52
4,067
758
37,710
3,347
11,255
147
227
42
7
7

1,310
1,221
7,202
65
4,324
657
42,745
3,520
21,359
7

1,402
1,501
6,965
63
4,896
653
56,161
4,310
11,119
7

96,797

Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Investments and loans
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

111,481

117,453

801

798

799

839
48

812
25

813
24

756

645
31

21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
33.0
41.0
42.0
43.0

Personnel Summary

99.9

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Intragovernmental funds:
W O R K I N G CAPITAL FUND

For acquisition of computer capacity for the Business System A c quisition project, and other capital equipment and facilities,
[ $ 8 , 5 0 0 , 0 0 0 ] $4,831,000, to remain available until expended, as authorized in section 1472 of title 43, United States Code (99 Stat. 571).
(Energy and Water Development Appropriations Act, 1990.)

14-4524-0-4-301

1989 actual

RECLAMATION TRUST FUNDS

Program and Financing (in thousands of dollars)
Identification code

Program and Financing (in thousands of dollars)
Identification code

Trust Funds

1990 e

1991 est.

Program by activities:
00.01 Capital investment
01.01 Administrative services

50,665
46,132

50,071
61,410

56,641
60,812

00.01
00.02
00.03
00.04

10.00

96,797

111,481

117,453

10.00

-97,788
-39
-13,574
18,605

-107,376

-107,242

-18,605
22,880

21.40
24.40

— 22^880
17,500

4,000

8,381

4,831

11.00
17.00
21.40
24.40
39.00

Total obligations
Financing:
Offsetting collections from: Federal funds.-Revenue
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

60.00

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

4,000

8,500
-119

4,831

71.00
72.40
74.40

43.00

4,000

8,381

4,831

90.00

-991
14,809
-20,375
-39

4,105
20,375
-1,676

10,211
1,676
-6,346

-6,596

22,804

Program by activities:
Construction
Operation and maintenance
General investigations
Other
Total obligations
Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

5,541

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

Outlays

T h e f u n d provides for m o r e efficient financing and financial
m a n a g e m e n t of centralized administrative services and acquisition of the Business System Acquisition project and other
capital equipment and facilities for support of Bureau prog r a m s and for work performed for others.
Object Classification (in thousands of dollars)
Identification code

14-4524-0-4-301

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

22,209
930
1,562
54

22,752
692
866
9

23,592
716
873
9

11.9
12.1
13.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel

24,755
4,507
-130

24,319
4,749
3

25,189
5,185
1




14-8070-0-7-301

Outlays

1989 actual

1990 est.

1991 e

56,360
971
783
4,507

49,934
1,067
944
5,332

85,526
971
890
7,256

62,621

57,277

94,643

-5,640
3,934

-3,934
757

-757

60,915

54,100

93,886

62,621
204
-344

57,277
344
-10,669

94,643
10,669
-19,534

62,482

46,952

85,778

T h e Bureau of Reclamation performs planning, operation
and maintenance, or construction work with funding provided
by non-Federal entities under the Contributed Funds A c t ( 4 3
U.S.C. 3 9 5 , 3 9 6 ) .
Object Classification (in thousands of dollars)
Identification code

14-8070-0-7-301

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

1989 actual

1,112

40
120
1,273
145
114
33
14
7
14
13
60,027
91
1
889

1990 est.

1991 est.

571
41
50

591
43
52

662
81
2
103
41
13
5
10
1
55,408
62

686
87
74
41
13
5
10
1
91,659
67

421

1,675

2

33.0

Investments and loans

99.9

Total obligations

-

^dera^FdA
s-S

WATER

DEPARTMENT OF THE INTERIOR
468

323

62,621

57,277

94,643

36

18

18

35
2

18
1

18
1

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

9

9

purposes of tort claims to the same extent as a regular employee of
the Bureau of Reclamation would be under identical circumstances.]
None of the funds made available by this or any other Act shall be
used by the Bureau of Reclamation for contracts for surveying and
mapping services unless such contracts for which a solicitation is
issued after the date of this Act are awarded in accordance with title
IX of the Federal Property and Administrative Service Act of 1949 (40
U.S.C. 541 et seq.). Notwithstanding the provisions of 5 U.S.C. 5901(a),
as amended, the uniform allowance for each uniformed employee of
the Bureau of Reclamation, Department of the Interior, shall not
exceed $400 annually. (Energy and Water Development Appropriations
Act, 1990.)

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedule of the parent appropriations, as follows:
Interior: Bureau of Indian Affairs, "Construction" -

7

GEOLOGICAL SURVEY

Federal Funds
General and special funds:
SURVEYS, INVESTIGATIONS, AND RESEARCH

ADMINISTRATIVE PROVISIONS

Appropriations for the Bureau of Reclamation shall be available for
purchase of not to exceed [ 2 8 ] 17 passenger motor vehicles for
replacement only; [acquisition of one aircraft by transfer of title
without the use of appropriated funds;] payment of claims for damages to or loss of property, personal injury, or death arising out of
activities of the Bureau of Reclamation; payment, except as otherwise
provided for, of compensation and expenses of persons on the rolls of
the Bureau of Reclamation appointed as authorized by law to represent the United States in the negotiations and administration of
interstate compacts without reimbursement or return under the reclamation laws; for service as authorized by section 3109 of title 5,
United States Code, in total not to exceed $500,000; rewards for
information or evidence concerning violations of law involving property under the jurisdiction of the Bureau of Reclamation; performance
of the functions specified under the head "Operation and Maintenance Administration", Bureau of Reclamation, in the Interior Department Appropriations Act 1945; preparation and dissemination of
useful information including recordings, photographs, and photographic prints; and studies of recreational uses of reservoir areas, and
investigation and recovery of areheological and paleontological remains in such areas in the same manner as provided for in the Acts
of August 21, 1935 (16 U.S.C. 461-467) and June 27, 1960 (16 U.S.C.
469): Provided, That no part of any appropriation made herein shall
be available pursuant to the Act of April 19, 1945 (43 U.S.C. 377), for
expenses other than those incurred on behalf of specific reclamation
projects except "General Administrative Expenses", amounts provided for plan formulation [and advance planning] investigations
under the head "General Investigations", and amounts provided for
[applied engineering] science and technology under the head "Construction Program".
Sums appropriated herein which are expended in the performance
of reimbursable functions of the Bureau of Reclamation shall be
returnable to the extent and in the manner provided by law.
No part of any appropriation for the Bureau of Reclamation, contained in this Act or in any prior Act, which represents amounts
earned under the terms of a contract but remaining unpaid, shall be
obligated for any other purpose, regardless of when such amounts are
to be paid: Provided, That the incurring of any obligation prohibited
by this paragraph shall be deemed a violation of [section 3679 of the
Revised Statutes, as amended] 31 U.S.C. 1341.
No funds appropriated to the Bureau of Reclamation for operation
and maintenance, except those derived from advances by water users,
shall be used for the particular benefits of lands (a) within the boundaries of an irrigation district, (b) of any member of a water users'
organization, or (c) of any individual when such district, organization,
or individual is in arrears for more than twelve months in the payment of charges due under a contract entered into with the United
States pursuant to laws administered by the Bureau of Reclamation.
[ T h e Bureau of Reclamation may hereafter accept the services of
volunteers and, from any funds available to it, provide for their
incidental expenses to carry out any activity of the Bureau of Reclamation except policymaking or law or regulatory enforcement. Such
volunteers shall not be deemed employees of the United States Government, except for the purposes of chapter 81 of title 5 of the United
States Code relating to compensation for work injuries, and shall not
be deemed employees of the Bureau of Reclamation except for the




For expenses necessary for the Geological Survey to perform surveys, investigations, and research covering topography, geology, hydrology, and the mineral and water resources of the United States, its
Territories and possessions, and other areas as authorized by law (43
U.S.C. 31, 1332 and 1340); classify lands as to their mineral and water
resources; give engineering supervision to power permittees and Federal Energy Regulatory Commission licensees; administer the minerals exploration program (30 U.S.C. 641); and publish and disseminate
data relative to the foregoing activities; [$484,709,000] $506,578,000,
of which [$59,783,000] $56,147,000 shall be available only for cooperation with States or municipalities for water resources investigations: Provided, That no part of this appropriation shall be used to
pay more than one-half the cost of any topographic mapping or water
resources investigations carried on in cooperation with any State or
municipality. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 4 - 0 8 0 4 - 0 - 1 - 3 0 6

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
National mapping, geography, and surveys
00.02
Geologic and mineral resource surveys and mapping....
00.03
Water resources investigations
00.04
General administration
00.05
Facilities

94,107
178,002
144,892
16,330
17,459

111,505
193,221
149,875
18,081
18,040

126,771
184,821
155,716
20,888
18,843

00.91
01.01

Total direct program
Reimbursable program

450,790
218,909

490,722
210,693

507,039
210,663

10.00

Total obligations

669,699

701,415

717,702

-135,138
-83,771
-2,592
3,556
2

-131,084
-79,609
-3,556
2,184

-132,255
-78,408
-2,184
1,973

451,756

490,406

506,828

451,506

484,709
-6,553
12,000

506,578

451,506

490,156

506,578

250

250

250

Financing:
Offsetting collections from-.
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year.
24.40 Unobligated balance available, end of year...
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

40.00
40.00
42.00
43.00

Budget authority
Budget authority:
Current:
Appropriation
Reduction pursuant to P.L 99-177
Transferred from other accounts

60.00

Appropriation (adjusted)
Permanent:
Appropriation (definite)

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00

Outlays

1,056

450,790
29,928
-1,557
4,135

490,722
1,557
-24,508

507,039
24,508
-25,329

483,295

467,771

506,218

£ 3 F»N^-SEU5COT,INUED

A-800

THE BUDGET FOR FISCAL YEAR 1991
41.0
42.0

GEOLOGICAL SURVEY—Continued

General and special funds—Continued
The Geological Survey provides basic scientific data and
information concerning water, land, and mineral resources.
Funding for 1991 emphasizes global-climate change and
water-quality research, and the continued development of advanced cartographic systems (ACS).
National mapping; geography, and surveys.—The national
mapping program produces and makes available, in printed
and digital format, cartographic and geographic base data,
multipurpose and special-purpose maps. Map receipts are retained for map printing and distribution.
Geologic and mineral resource surveys and mapping.—The
national program of onshore and offshore geologic research
and investigations produces: (1) improved methods and instruments for mineral and energy assessments; (2) geologic, geophysical, and geochemical maps and analyses; (3) information
on the chemistry and physics of the Earth, the climate, and
the geologic processes by which it was formed and is being
modified; (4) information on geologic hazards; and (5) information for use by other Federal and State agencies in the management of public lands and in national policy determinations.
Water resources investigations.—The national program of
water resources investigations has the objective of appraising
the Nation's water resources and ensuring that the data necessary to develop and manage them efficiently and effectively
are available when needed. The program produces data and
analyses to support decisions on water planning, water management, water quality, energy development, and enhancement of the quality of the environment.
General administration.—General administrative expenses
provide for management, executive direction and coordination, and administrative support.
Facilities.—This activity finances the operation and maintenance, facilities management, and special support services for
the operation of the national center headquarters and field
centers.
Reimbursements from non-Federal sources are from States
and municipalities for cooperative efforts and proceeds from
sale to the public of copies of photographs and records; proceeds from sale of personal property; reimbursements from
permittees and licensees of the Federal Energy Regulatory
Commission; and reimbursements from friendly countries and
international organizations for technical assistance. Reimbursements from other Federal agencies are for mission related work performed at the request of the financing agency.
Object Classification (in thousands of dollars)

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0

14-0804-0-1-306

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures




1989 actual

1990 est.

20,130
33

25,630
41

14,577
45

99.0
99.0

SURVEYS, INVESTIGATIONS, AND RESEARCH—Continued

Identification code

Grants, subsidies, and contributions
Insurance claims and indemnities

1991 est.

Subtotal, direct obligations
Reimbursable obligations

450,790
218,909

490,722
210,693

507,039
210,663

99.9

Total obligations

669,699

701,415

717,702

6,402

6,391

6,380

7,366
72

7,354
72

7,343
72

2,040

2,043

2,041

2,347
22

2,351
22

2,349
22

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

EXPLORATION OF NATIONAL PETROLEUM RESERVE IN ALASKA

Program and Financing (in thousands of dollars)
Identification code 1 4 - 0 8 0 5 - 0 - 1 - 2 7 1

10.00

Program by activities:
Total obligations
Financing:

21.40
39.00

231,311
19,266
4,266
416
255,259
45,104
357
12,957
4,144
37,664
1,635
11,861
2,868
61,152
14,916
16,914
220

261,765
46,735
357
14,133
4,520
39,979
1,653
12,937
3,128
70,351
17,160
19,459
240

1991 est.

-71

Budget authority
71
292

90.00

362

Outlays

The National Petroleum Reserve in Alaska program has
been completed and demobilization has occurred. The remaining closeout activities relating to accounting and contract
audits were completed in 1989 for the program that began in
1974. The results and a major compendium have been published.
Object Classification (in thousands of dollars)
Identification code 14-0805-0-1-271
21.0
22.0
23.1
23.2
24.0
25.0

237,240
19,740
4,369
416

248,973
43,934
357
10,452
3,343
36,108
1,422
9,567
2,313
48,306
12,032
13,643
177

1990 est.

71

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year

99.9
225,597
18,797
4,163
416

Unobligated balance available, start of year..

1989 actual

Travel and transportation of persons..
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services

1989 actual

1990 est.

1991 est.

5
5
13
2
19
27

Total obligations..

OPERATION AND MAINTENANCE OF QUARTERS

Program and Financing (in thousands of dollars)
Identification code 1 4 - 5 0 5 5 - 0 - 2 - 3 0 6

10.00

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

Budget authority (appropriation) (permanent,
indefinite) (special fund)

1989 actual

1990 est.

1991 est.

40

51

51

-13
31

-31
31

-31
31

58

51

51

SCIENCE—Continued

DEPARTMENT OF THE INTERIOR

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year

40
38
-10

51
10
-10

51
10
-10

68

51

51

Outlays

The Geological Survey has 15 quarters located at geomagnetic or seismic observatories. The operation and maintenance
of these quarters, in the past, have been funded out of rental
receipts which were credited to the Survey's annual SIR account. Under the provisions of Public Law 98-473, this account was established to receive rental receipts to remain
available until expended for operation and maintenance of
these quarters.
Object Classification (in thousands of dollars)
Identification code 1 4 - 5 0 5 5 - 0 - 2 - 3 0 6

1989 actual

25.0
26.0
31.0
32.0

Other services
Supplies and materials
Equipment
Land and structures

99.9

Total obligations

1991 est.

1990 est.

23
12
5

28
15
2
6

28
15
2
6

40

51

51

Trust Funds
CONTRIBUTED FUNDS

Program and Financing (in thousands of dollars)
Identification code 1 4 - 8 5 6 2 - 0 - 7 - 3 0 6

10.00

1989 actual

Program by activities:
Total obligations (object class 2 5 . 0 )

Budget authority (appropriation)
indefinite)

1990 est.

130

Financing
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

a

1991 est.

9
- 9

tion and administration of interstate compacts: Provided, That activities funded by appropriations herein made may be accomplished
through the use of contracts, grants, or cooperative agreements as
defined in Public Law 95-224. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)

BUREAU OF MINES

Federal Funds
General and special funds:
MINES AND MINERALS

For expenses necessary for conducting inquiries, technological investigations, and research concerning the extraction, processing, use,
and disposal of mineral substances without objectionable social and
environmental costs; to foster and encourage private enterprise in the
development of mineral resources and the prevention of waste in the
mining, minerals, metal, and mineral reclamation industries; to inquire into the economic conditions affecting those industries; to promote health and safety in mines and the mineral industry through
research; and for other related purposes as authorized by law,
[$174,759,000] $145,712,000, of which [$105,035,000] $77,722,000
shall remain available until expended [ : Provided, That none of the
funds in this or any other Act may be used for the closure or consolidation of any research centers or the sale of any of the helium
facilities currently in operation: Provided further, That the Secretary
is authorized to convey in fee the decommission Keyes Helium Plant
in Keyes, Oklahoma, to the Cimarron Industrial Park Authority, a
public trust of the State of Oklahoma, on or before September 30,
1990, on terms mutually agreed on between the Secretary and the
Authority: Provided further, That prior to conveyance, the Secretary
shall complete the current effort to repair asbestos insulation on
piping and equipment, including cleanup and disposal of asbestos
containing debris: Provided further, That, as a condition of conveyance, the Cimarron Industrial Park Authority shall accept full responsibility for any remedial actions with respect to hazardous substance remaining at the plant after the date of conveyance]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

(permanent,
140

Identification code 1 4 - 0 9 5 9 - 0 - 1 - 3 0 6
Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

-3

90.00

149

Outlays

O A 1

A~oUl

Federal Funds

130

20
12

Funds contributed by States, counties, municipalities, and
private sources are used to perform work of mutual interest
and benefit and which assists the Bureau in accomplishing its
mission.

Program by activities:
Direct program:
Information and analysis
00.01
Research:
Health, safety and mining technology..
00.02
00.03
Minerals and materials science
00.04
Environmental technology
00.05
Mineral institutes
00.06
General administration
00.07
Facilities

1989 actual

1990 est.

1991 est.

34,569

35,812

40,362

54,179
25,075
14,384
9,966
22,647
2,075

56,224
29,299
16,010
10,258
31,496

38,155
26,210
11,082
4,250
27,378

00.91
01.01
ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedule of the parent appropriation as follows:
Department of State: "American sections, international commissions."
General Services Administration: "Federal Buildings Fund."

ADMINISTRATIVE PROVISIONS

The amount appropriated for the Geological Survey shall be available for purchase of not to exceed [ 2 7 ] 26 passenger motor vehicles,
for replacement only; reimbursement to the General Services Administration for security guard services; contracting for the furnishing of
topographic maps and for the making of geophysical or other specialized surveys when it is administratively determined that such procedures are in the public interest; construction and maintenance of
necessary buildings and appurtenant facilities; acquisition of lands for
gauging stations and observation wells; expenses of the United States
National Committee on Geology; and payment of compensation and
expenses of persons on the rolls of the Geological Survey appointed,
as authorized by law, to represent the United States in the negotia-




Total direct program..
Reimbursable program

162,895
7,705

179,099
9,041

147,437
7,511

10.00

Total obligations

170,600

188,140

154,948

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

-7,705
-555
-7,640
4,311
197

-9,041

-7,511

-4,311
3,655

-3,655
1,930

39.00

159,208

178,443

145,712

159,208

174,759
-2,316
6,000

145,712

40.00
40.00
42.22

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P L. 99-177
Transferred from other accounts (unobligated balance).

43.00

Appropriation (adjusted)..

159,208

178,443

145,712

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

162,895
50,598
-52,921
-422

179,099
52,921
-59,861

147,437
59,861
-51,308

A-802

£2

THE BUDGET FOR FISCAL YEAR 1991
BUREAU OF MINES—Continued

General and special funds—Continued
MINES AND MINERALS—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code 1 4 - 0 9 5 9 - 0 - 1 - 3 0 6

78.00
90.00

Adjustments in unexpired accounts
Outlays

1989 actual

1990 est.

1991 est.

Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

172,159

155,990

179,099
9,041

147,437
7,511

99.9

Total obligations

170,600

188,140

154,948

2,050

2,056

1,948

2,066
9

2,086
9

1,972
9

45
40

45
40

45
40

Program and Financing (in thousands of dollars)

program fo- Identification code 1 4 - 4 0 5 3 - 0 - 3 - 3 0 6
cuses on long-term, high risk research designed to improve
Program by activities:
all aspects of the health and safety of miners, including
Operating program:
prevention of occupational illnesses, accidents, and disas00.01
Production and sales
ters, as well as innovations. Research is being concentrated
00.02
Transmission and storage operations
on new concepts that promise revolutionary improvements
00.03
Administrative and other expenses....
in health and safety, reduced environmental impacts, inTotal operating program
creased access to marginal mineral deposits, increasing the 00.91
02.01 Capital investment: Land, structures, and equipment
domestic mineral reserve base, and increased productivity,
10.00
Total obligations
including major efforts in automation, robotics, and innovative mining systems.
Financing:
Minerals and materials science.—Research is conducted to Offsetting collections from:
11.00
Federal funds
develop basic information on fundamental scientific and
14.00
Non-Federal sources
engineering principles of minerals processing that will en17.00 Recovery of prior year obligations
hance the mineral industry's efforts to investigate new or
21.90 Unobligated balance available, start of year: Fund bal
ance
alternative techniques which increase production and sub24.90 Unobligated balance available, end of year: Fund balance
stitution of strategic, critical, and other essential minerals.
25.00 Unobligated balance restored
Environmental technology.—Research is conducted to Capital transfer to general fund
27.00
mitigate or eliminate adverse environmental impacts associ27.00 Reduction pursuant to P.L. 99-177
ated with mining and mineral processing. Problems ad39.00
Budget authority
dressed include subsidence, acid mine drainage, and neutralization of waste materials.
Relation of obligations to outlays:
Mineral institutes.—Minerals research and engineering pro-71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
grams conducted at 32 colleges and universities nationwide
72.90 Obligated balance, start of year: Fund balance
are supported through public and private resources.
Receivables in excess
General administration.—The program supports executive 74.10 Obligated balance, endof obligations, end of year
74.90
of year: Fund balance
direction, and financial and management services for the 77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
Bureau of Mines.
90.00

Object Classification (in thousands of dollars)

11.1

11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA




1989 actual

4,683
1,471
19,484
4,707
10,561
600
4,000
2

162,895
7,705

Research.—
Health, safety and mining technology.—This

14-0959-0-1-306

4,049
871
43,965
5,290
10,836
493
13,349
2

Subtotal, direct obligations
Reimbursable obligations

Information and analysis.—This program provides a reliPersonnel Summary
able data base for analysis of national minerals problems by
Direct:
collecting, interpreting, and disseminating worldwide informaTotal number of full-time permanent positions
tion relating to the production, consumption, and availability
Total compensable workyears:
of nonfuel minerals. The program maintains information on
Full-time equivalent employment
the production and consumption of approximately 100 minerFull-time equivalent of overtime and holiday hours
al commodities, and also on the minerals-related industries of
Reimbursable:
about 168 countries. Indepth economic, technical, and policy
Total number of full-time permanent positions
studies that address the worldwide supply and demand for
Total compensable workyears: Full-time equivalent employment.
nonfuel minerals are conducted in this program. The Minerals Availability System, a computerized data base system,
develops and utilizes methodologies for evaluation of mineral
deposits based on quantifiable technical, economic, and social
Public enterprise funds:
data. The program also includes mineral land assessments on
HELIUM F U N D
certain Bureau of Land Management and U.S. Forest Service
lands, carried out jointly with the U.S. Geological Survey.

Identification code

3,692
1,037
30,529
5,224
8,085
2,458
16,433
2

99.0
99.0

-555
159,595

23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

1990 est.

1991 est.

69,944
2,194
750

72,809
2,296
781

71,390
2,236
765

72,888
12,743
85
3,417
779
5,524

75,886
14,607

74,391
14,773

3,688
786
5,277

3,642
1,050
8,073

Outlays

1989 actual

1990 est.

1991 est.

14,829
1,030
1,202

15,031
1,189
975

15,563
1,103
993

17,061
756

17,195
1,750

17,659
1,500

17,817

18,945

19,159

-13,600
-11,541
-19

-16,684
-4,562

-20,624
-10,564

-19,379
22,722

-22,722
23,071

-23,071
23,071

4,000

2,000
-48

12,029

-2,301

-12,029
- I l l

-7,324
-301

590
Ill

111

-590
-19
-8,234

-1,600

-12,029

The Helium Act Amendments of 1960, Public Law 86-777
(50 U.S.C. 167), authorized activities necessary to provide sufficient helium to meet the current and foreseeable future
needs of essential government activities. The program includes production, conservation, sale, and distribution of
helium and involves the management of helium program facilities and resources to:
(a) Provide helium to meet current demands of all Federal
agencies.
(b) Provide helium to meet the foreseeable future helium
requirements of essential Government programs.

DEPARTMENT OF THE

(c) C o n d u c t i n v e s t i g a t i o n s

a n d evaluations to improve

the

helium program.
The

Administration

Amendments
include

proposes

to

of 1 9 6 0 , P u b l i c L a w

selling

the

helium

A-803

WATER AND SCIENCE—Continued
Trust Funds

INTERIOR

amend
86-777

program

the

Helium

(50 U.S.C.

assets,

except

Act

167)
for

31.0
32.0
99.9

Equipment
Land and structures

543
41
17,817

the
to

i m p l e m e n t this proposal was transmitted to the Congress by
the Secretary on M a r c h 22, 1989 a n d has been introduced as
H . R . 2541. A s part of this proposal, H . R . 2541 would

19,159

219

219

217
7

207

207

7

7

1,500

96

to
Personnel Summary

h e l i u m inventory a n d to p e r m i t federal g o v e r n m e n t users to
purchase h e l i u m f r o m the private sector. T h e Legislation

18,945

221

Total obligations

1,654

cancel

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

the outstanding debt which will r e m a i n after revenues from
t h e s a l e o f t h e a s s e t s h a v e b e e n a p p l i e d t o t h e debt.
Trust

Revenue and Expense (in thousands of dollars)

Funds

CONTRIBUTED FUNDS
1989 actual

1991 est.

1990 est.

Program and Financing

Sales program:
Revenue

25,127

21,241

31,183

Expense

-116,842

-126,395

-134,623

-91,715

-105,154

-103,440

33
- 50

5

5

-91,732

-105,149

Net operating income or loss ( - ) , sales program
Nonoperating income or loss ( - ) :
Proceeds from sales of equipment
Net book value of assets sold
Net income or loss for the year

-103,435

Financial Condition (in thousands of dollars)
1988 actual

1989 actual

1990 est.

1991 est.

Identification code 14-8287-0-7-306

91,078

23,312

22,959
3,040

3,040

429,330

3,040
425,494

421,828

417,884

24,299

22,786

23,876

24,156

2,233

2,418

2,418

477,050

474,121

334

89

172

168

77

183

201

10.00

460

689

690

-134

-410

-421

410

421

431

736

700

700

460

689

690

64

54

99

-54

-99

-99

470

644

690

Total liabilities

Total Government equity

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
24.0
25.0
26.0

14-4053-0-3-306

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials




(permanent,

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

F u n d s contributed b y States, counties, municipalities,

and

private sources are used to conduct research a n d
1,034

486

466
504

714

486
714

486
714

643

643

251,650

251,650

251,650

37,343

37,343

37,343

72,765

78,954

87,857

740,876

833,827

resources

83,995

655,720

tions in such areas as t h e d e v e l o p m e n t of m i n e r a l

251,650

37,343

investiga-

643

935,590

a n d t h e h e a l t h a n d s a f e t y of miners.
Object Classification

19,379

1,110,576

1,212,520

1,310,421

-562,120

22,722
1,728
-657,678

23,071
1,728
-763,198

-864,763

-541,795

-633,228

-738,399

-839,964

946

23,071
1,728

Object Classification (in thousands of dollars)
Identification code

Budget authority (appropriation)
indefinite)

321

470,457

1,019,482

Government equity:
Selected equities:
Unexpended budget authority.Unobligated fund balance
Undelivered orders
Invested capital

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

90.00

Liabilities:
Selected liabilities:
Accounts payable and funded accrued liabilities
Advances received
Unfunded liabilities-. Accrued annual leave
Debt issued under borrowing authority-.
Borrowing from Treasury
Net worth
Interest due on net worth
Interest due on borrowing

1991 est.

2,418

477,687

Total assets

1990 est.

294

22,959

2,747

1989 actual

Program by activities:
Docairrh.
ncocdlUI.
00.01
Health, safety and mining technology
00.02
Minerals and materials science
00.03
Environmental technology

60.00
Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable, net
Inventories
Real property and equipment, net
Other assets, net

(in thousands of dollars)

1989 actual

1990 est.

1991 est.

(in thousands of dollars)
1989 actual

Identification code 14-8287-0-7-306

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1991 est.

1990 est.

283
9

254
8

263
8

292
47
15
5
9

262
52
11

271
56
12

3

3

10
1

9

2

321
16
13

310
17
13

460

689

690

10

10

10

9

9

9

1
80
9

Total obligations
Personnel Summary

6,924

7,174

7,440

216

224

232

241

250

259

7,381

7,648

7,931

1,349

1,476

1,558

139

137

173

3,751

3,925

4,399

230

235
374

257
401

15

22
1,142

406
12
2,157
1,808

1,598
1,787

1,776

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

,

ADMINISTRATIVE PROVISIONS

T h e S e c r e t a r y is a u t h o r i z e d t o a c c e p t lands, b u i l d i n g s , e q u i p m e n t ,
a n d o t h e r c o n t r i b u t i o n s f r o m p u b l i c a n d p r i v a t e s o u r c e s a n d t o prose c u t e p r o j e c t s in c o o p e r a t i o n w i t h o t h e r agencies, F e d e r a l , State, o r
p r i v a t e : Provided, T h a t t h e B u r e a u o f M i n e s is a u t h o r i z e d , d u r i n g t h e

WATER AND SCIENCE—Continued
Trust Funds—Continued

A-804

THE BUDGET FOR FISCAL YEAR 1991

BUREAU OF MINES—Continued

42.00

Transferred from other accounts

8,902

ADMINISTRATIVE PROVISIONS—Continued

43.00

Appropriation (adjusted)

366,790

392,817

408,761

360,698
85,618
-86,645
-1,031

392,817
86,645
-91,850

408,761
91,850
-95,039

358,640

387,612

405,572

current fiscal year, to sell directly or through any Government
agency, including corporations, any metal or mineral product that
may be manufactured in pilot plants operated by the Bureau of
Mines, and the proceeds of such sales shall be covered into the Treasury as miscellaneous receipts. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)

71.00
72.40
74.40
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

FISH AND WILDLIFE AND PARKS

[In thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

UNITED STATES FISH AND WILDLIFE SERVICE

Federal Funds
General and special funds:
RESOURCE MANAGEMENT

1989 actual
366,790
358,640

1990 est.
392,817
387,612

1991 est.
408,761
405,572
-54,522
-43,618

Total:

For expenses necessary for scientific and economic studies, conser354,239
Budget authority
366,790
392,817
vation, management, investigations, protection, and utilization of
361,954
Outlays
358,640
387,612
sport fishery and wildlife resources, except whales, seals, and sea
lions, and for the performance of other authorized functions related
Fish and wildlife enhancement.—The Service conducts into such resources; for the general administration of the United States
Fish and Wildlife Service; and for maintenance of the herd of long- vestigations and provides technical assistance to prevent or
minimize adverse environmental effects of development
horned cattle on the Wichita Mountains Wildlife Refuge; [and not
projects. Contaminants are monitored and assessed. Activities
less than $1,000,000 for high priority projects within the scope of the
are pursued to prevent species from becoming extinct, and
approved budget which shall be carried out by Youth Conservation
Corps as if authorized by the Act of August 13, 1970, as amended by
return them to the point where they are neither threatened
Public Law 93-408]
[$397,956,000] $408,761,000 of which
or endangered.
[$5,750,000] $5,676,000 to carry out the purposes of 16 U.S.C. 1535,
Refuges and wildlife.—The Service maintains the National
shall remain available until expended; and of which [$8,001,000]
Wildlife Refuge System consisting of 452 units, with water$9,713,000 shall be for operation and maintenance of fishery mitigafowl production areas in 150 counties and 55 coordination
tion facilities constructed by the Corps of Engineers under the Lower
areas, totalling about 90.8 million acres; directs and coordiSnake River Compensation Plan, authorized by the Water Resources
nates national migratory bird programs; and enforces Federal
Development Act of 1976 (90 Stat. 2921), to compensate for loss of
wildlife laws and regulations.
fishery resources from water development projects on the Lower
Snake River, and which shall remain available until expended; and of
Fisheries.—The
Service participates in development, manwhich $1,000,000 shall be for contaminant sample analysis, and shall
agement, and protection of interstate and international fishremain available until expended [ : Provided, That notwithstanding ery resources, and provides technical assistance related to
any other provision of law, a procurement for the National Wetlands
fish, wildlife and some marine mammals.
Research Center shall be issued which includes the full scope of the
Research and development.—The Service conducts research
previously issued procurement for the facility: Provided further, That
to improve wildlife management capabilities, improve sport
the solicitation and contract shall contain the clause "availability of
funds" found at 48 CFR 52.232-18]. (Department of the Interior and fish productivity, protect endangered or threatened species,
assist recovery programs, and prevent or minimize adverse
Related Agencies Appropriations Act, 1990.)
impacts on fish and wildlife.
Program and Financing (in thousands of dollars)
General administration.—Provides policy formulation, direction, and administration for fish and wildlife programs.
Identification code

14-1611-0-1-303

1989 actual

1990 est.

1991 est.

Object Classification (in thousands of dollars)

Program by activities:
Direct program:
00.01
Fish and wildlife enhancement
00.02
Refuges and wildlife
00.03
Fisheries
00.04
Research and development
00.05
General administration

53,337
148,759
42,013
61,014
55,575

59,006
158,133
47,982
70,256
57,440

59,509
162,507
53,777
69,023
63,945

00.91
01.01

Total direct program
Reimbursable program

360,698
35,823

392,817
38,000

408,761
38,000

10.00

Total obligations

396,521

430,817

446,761

-28,542
-7,281
-1,031
-2,722
6,141
3,704

-32,224
-5,776

-32,224
-5,776

366,790

392,817

408,761

363,583

397,956
-5,139

408,761

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

Budget authority

40.00
40.00
41.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Transferred to other accounts




Till

6,222

—^2
622
6,222

-81

-5,695

Identification code 1 4 - 1 6 1 1 - 0 - 1 - 3 0 3

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
91.0
99.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Unvouchered
Subtotal, direct obligations

1989 actual

1990 est.

1991 est.

153,600
15,668
7,016
53

168,761
17,215
7,709
58

169,131
17,252
7,725
59

176,337
35,765
2,914
11,782
3,254
15,473
114
13,521
3,417
49,293
23,847
17,072
1,814
5,801
63
231

193,743
38,655
2,994
12,253
3,384
16,092
119
14,062
3,554
57,442
24,801
17,755
1,887
5,676
100
300

194,167
38,707
3,092
12,768
3,526
16,768
124
14,652
3,703
68,769
25,843
18,501
1,966
5,676
100
400

360,698

392,817

408,761

FISH AND WILDLIFE AND PARKS—Continued
Federal Funds—Continued

DEPARTMENT OF THE INTERIOR
99.0

Reimbursable obligations...

35,823

38,000

38,000

99.9

Total obligations..

396,521

430,817

446,761

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

4,687

4,887

4,887

5,882
80

6,094
80

6,089
80

306

306

300

390
4

390
4

374
4

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
RESOURCE

MANAGEMENT

(Proposed for later transmittal, proposed legislation)

Identification code

14-1611-2-1-303

1989 actual

1990 est.

Program and Financing (in thousands of dollars)
Identification code

1991 est.

Program by activities:
00.01 Fish and Wildlife Enhancement
00.02 Refuges and wildlife
00.04 Research and Development

-40,327
-4,701
-9,494

10.00

Total obligations

-54,522

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year

-54,522
10,904

90.00

-43,618

Outlays

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in a consolidated "America the
Beautiful" account.
Object Classification (in thousands of dollars)
Identification code

11.1

12.1
21.0

22.0
24.0
25.0
26.0
31.0
41.0
99.9

14-1611-2-1-303

1989 actual

1990 est.

Personnel compensation-. Full-time permanent.
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

1991 est.

-8,704
-1,741
-1,360
-321
-2,720
-26,280
-2,720
-5,000
-5,676

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
41.00 Transferred to other accounts
42.00 Transferred from other accounts

71.00
72.40
74.40
78.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays..

CONSTRUCTION

[AND

ANADROMOUS

FISH]

Total:
Budget authority
Outlays

-8,158
11,729

-11,729
47,623

-47,623
46,360

68,735

33,117

31,834

58,560
-462

33,117

-820

-18,999
28,300

10,637
68,735

33,117

38,384
37,674
-34,353

32,841
34,353
-25,946

34,380
25,946
-5,615

41,248

54,711

-820

1989 actual
41,135
40,885

1990 est.
68,735
41,248

1991 est.

33,117
54,711
-2,167
-433

41,135
40,885

68,735
41,248

30,950
54,278

Construction projects focus on facility rehabilitation, repair
of hazardous dams, and continued inspection of service dams.
Object Classification (in thousands of dollars)
identification code

14-1612-0-1-303

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

For construction and acquisition of buildings and other facilities
required in the conservation, management, investigation, protection,
and utilization of sport fishery and wildlife resources, and the acquisition of lands and interests therein; [$58,560,000] $33,117,000 to
remain available until expended [of which $1,800,000 shall be available for expenses to carry out the Anadromous Fish Conservation Act
(16 U.S.C. 757a-757g) J. (Department of the Interior and Related Agen99.9
cies Appropriations Act, 1990.)

34,380

[In thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

-628

32,841

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

-502

Total number of full-time permanent positions
Total compensable workyears. Full-time equivalent employment..

10,733
7,112
5,115
5,019
6,056
60
285

40,885

11.1
11.3
11.5
11.8

Personnel Summary

10,582
6,132
3,709
6,777
4,003
238
1,400

41,135

Appropriation (adjusted)..

90.00

9,250
9,531
10,160
3,594
2,980
216
2,653

41,135

Budget authority..

43.00

1990 est.

38,384

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

-54,522

Total obligations..




1989 actual

Total obligations

10.00

-54,522

Financing:
40.00 Budget authority (appropriation)..

14-1612-0-1-303

Program by activities:
Construction and rehabilitation:
00.01
00.02
Hatcheries
00.03
Fishery research facilities
00.04
Dam safety
00.05
Wildlife research facilities
00.06
Construction, rehabilitation, and maintenance planning.
00.07
Anadromous fish

39.00

Program and Financing (in thousands of dollars)

A-805

Total obligations

1989 actual

1990 est.

1991 est.

1,982
300
62
30

2,016
300
62
30

2,945
530
542
45
36
30
18,411
495
748
12,775
1,821
6 .

2,374
475
485
72
25
77
9,703
831
1,028
15,985
1,786

2,408
483
485
72
25
77
12,986
831
1,028
15,985

38,384

32,841

34,380

2,514
291
114
26

A-806

fJ^f^S^M0

PARKS-CONTINUED

THE BUDGET FOR FISCAL YEAR 1991

UNITED STATES FISH AND WILDLIFE SERVICE—Continued

LAND ACQUISITION

General and special funds—Continued
CONSTRUCTION [ A N D ANADROMOUS FISH J —Continued

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

48

63

63

58
2

73
1

69
1

CONSTRUCTION

Program and Financing (in thousands of dollars)
14-1612-2-1-303

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations (object class 25.0)..

-2,167

Financing:
40.00 Budget authority (appropriation)...

-2,167

Program and Financing (in thousands of dollars)

-2,167
1,734

Outlays

-433

Federal Funds
For expenses necessary to carry out the provisions of the African
Elephant Conservation Act (16 U.S.C 4201-4203, 4211-4213, 42214225, 4241-4245, 1538), 1,000,000, to remain available until expended.

14-1692-0-1-303

9 actual

1990 est.

1991 est.

Program by activities:
00.01 Payment of rewards
00.02 Payment to trust funds..

190
800

10.00

990

Total obligations
Financing:

10

24.40 Unobligated balance available, end of year...
40.00

90.00

1,000

Budget authority (appropriation)...

Relation of obligations to outlays:
71.00 Obligations incurred, net

990

90.00

65,450

Object Classification (in thousands of dollars)

41.0
91.0
99.9

Grants, subsidies, and contributions
Unvouchered
Total obligations




1989 actual

86,470

57,374

-1,080
-7,579
8,658

-8,658
15,019

-15,019
25,635

65,449

92,830

67,990

57,529
-24,840
32,760

67,990

67,990

65,449

92,830

67,990

65,450
31,731
-26,924
-1,080

86,470
26,924
-37,099

57,374
37,099
-15,554

69,176

76,295

78,919

2,000

Total obligations

Budget authority

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation-.
Budget authority
Outlays
Total:
Budget authority
Outlays

1990 est.

1991 est.

800
190
990

1989 actual
65,449
69,176

24,840

1990 est.
92,830
76,295

1991 est.
67,990
78,919
-67,990
-30,600

65,449
69,176

92,830
76,295

48,319

These funds are used to acquire areas which have native
fish and/or wildlife values and provide natural resource benefits over a broad geographical area and for acquisition management activities.
Object Classification (in thousands of dollars)
Identification code 1 4 - 5 0 2 0 - 0 - 2 - 3 0 3

Rewards are paid for information leading to a civil penalty
or criminal conviction under the African Elephant Conservation Act. Excess fines after payment of rewards may be available to the Trust Fund subject to appropriation.

14-1692-0-1-303

7,500
9,558
9,615
291
10,149
1,500
18,761

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

990

Outlays

Identification code

1991 est.

[in thousands of dollars]

Program and Financing (in thousands of dollars)
Identification code

43.00

1990 est.

3,315
15,000
24,000
1,787
15,000
1,500
25,868

2,824
13,354
16,197
12,177
17,633
1,265

Budget authority:
40.00 Appropriation
41.00 Transferred to other accounts
42.00 Transferred from other accounts

71.00
72.40
74.40
78.00

REWARDS AND OPERATIONS

1989 actual

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in consolidated "America the Beautiful" account.

14-5020-0-2-303

Program by activities:
00.01 Acquisition management
00.02 Specifically legislated
00.03 Endangered Species Act
00.04 Refuge Recreation Act
00.05 Fish and Wildlife Act
00.06 Inholdings
00.07 Emergency wetlands resources act
00.08 Fish and Wildlife Foundation
10.00

Relation of obligations to outlays:
71.00 Obligationsincurred.net
74.40 Obligated balance, end of year
90.00

of the Interior and Related Agencies Appropriations Act, 1990.)

Identification code

(Proposed for later transmittal, proposed legislation)

Identification code

For expenses necessary to carry out the provisions of the Land and
Water Conservation Fund Act of 1 9 6 5 , as amended ( 1 6 U.S.C. 4 6 0 1 - 4 11), including administrative expenses, and for acquisition of land or
waters, or interest therein, in accordance with statutory authority
applicable to the United States Fish and Wildlife Service, $ 6 7 , 9 9 0 , 0 0 0 ,
of which $56,700,000 is to be derived from the Land and Water
Conservation Fund, to remain available until expended. (Department

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

4,078
126
65
15

4,854
130
69
15

5,504
135
72
16

11.9
12.1
13.0
21.0
22.0
23.2
23.3
24.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction

4,284
954
14
490
69
41
146
26

5,068
1,125

5,727
1,275

511
75
43
152
27

531
78
44
158
28

25.0
26.0
31.0
32.0
42.0
99.9

Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

3,713
153
480
55,076
4

3,868
159
500
74,942

4,023
166
520
44,824

65,450

Total obligations

86,470

57,374

MIGRATORY BIRD CONSERVATION ACCOUNT

Program and Financing (in thousands of dollars)
Identification code

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment

42
85

50
58

54
62

14-5020-2-2-303

1989 actual

1990 est.

Program by activities:
00.01 Western Oregon resources management
00.02 Acquisition management
00.03 Specifically legislated
00.04 Endangered species act
00.05 Reguage Recreation Act
00.06 Fish and Wildlife Act
00.07 Inholdings
10.00

1991 est.

-7,500
-4,426
-4,453
-134
-4,700
-698
-8,689

Total obligations

-30,600

40.00

Budget authority (appropriation)...

Relation of obligations to outlays:
71.00 Obligations incurred, net

10.00

28,120

30,172

30,600

-199
-3,061
3,802

-3,802
4,230

-4,230
4,230

28,662

30,600

30,600

28,120
5,971
-6,399
-199

30,172
6,399
-5,782

30,600
5,782
-6,094

27,495

30,789

30,288

Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unob'igated balance available, start of year
24.40 Unobligated balance available, end of year

71.00
72.40
74.40
78.00

Appropriation
fund)

Outlays

Receipts in excess of Postal Service expenses from the sale
of migratory bird hunting and conservation stamps, 70 percent of entrance fee collections on national wildlife refuges,
and import duties on arms and ammunition are available for
costs of locating and acquiring migratory bird refuges and
waterfowl production areas.
MIGRATORY BIRD CONSERVATION RESULTS

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in a consolidated "America the
Beautiful" account.
Object Classification (in thousands of dollars)
Identification code

14-5020-2-2-303

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

Total obligations

1990 est.

1991 est.

-5,504
-135
-72
-16
-5,727
-1,275
-498
-78
-44
-158
-28
-4,023
-166
-520
-18,083
-30,600

Personnel Summary
Total number of full-time positions
Total compensable workyears: Full-time equivalent employment




- 54
- 62

1989 actual

1990 est.

1991 est

49,173

Refuge acquisition (acres)
WPA acquisition (acres)

-30,600

Outlays

(permanent, indefinite) (special

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

90.00

-30,600

90.00

1991 est.

420
30,180

-37,390
-67,990

1990 est.

414
29,758

Financing:
24.40 Unobligated balance available, end of year...

1989 actual

210
27,910

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)

14-5137-0-2-303

Program by activities:
00.01 Printing and sale of hunting stamps
00.02 Acquisition of refuges and other areas

60.00

LAND ACQUISITION

Identification code

A-807

LU
,
FS A D W D F
,H N

DEPARTMENT OF THE INTERIOR

50,000

50,000

19,857
29,316

Total

20,000
30,000

20,000
30,000

Object Classification (in thousands of dollars)
Identification code

14-5137-0-2-303

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

1990 est.

1991 est.

3,996
129
89
30

4,011
131
89
30

4,066
743
332
60
24
69
24
2,761
281
496
19,264

4,244
776
346
63
25
72
25
2,877
293
517
20,934

4,261
778
360
66
26
75
26
2,992
305
538
21,173

28,120

Total obligations

3,832
116
88
30

30,172

30,600

132
157

132
157

132
157

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment .,

NORTH AMERICAN WETLANDS CONSERVATION FUND

For expenses necessary to carry out the provisions of the North
American Wetlands Conservation Act, Public Law 101-233,
$15,000,000; and, in fiscal year 1991 and thereafter, amounts received
during the immediately preceding fiscal year under section 6 of the
Migratory Bird Treaty Act (16 U.S.C. 707) as penalties or fines, or from
forfeitures of property; and, in fiscal year 1991 and each year thereafter through fiscal year 2005, amounts credited as interest during the

A-808

F^raTuKnLaedd parks - continued

the budget for fiscal year

UNITED STATES FISH AND WILDLIFE SERVICE—Continued

Object Classification (in thousands of dollars)

General and special funds—Continued

Identification code

NORTH AMERICAN WETLANDS CONSERVATION FUND—Continued

immediately preceding fiscal year to the Federal Aid to Wildlife Restoration Fund in accordance with section 3(b) of the Act of September 2, 11.1
1937 (19 U.S.C. 669b), as amended. All amounts made available herein 11.3
shall remain available until expended.
11.9
12.1
Program and Financing (in thousands of dollars)
21.0
Identification code 14-5241-0-2-303
1989 actual
1990 est.
1991 est.
22.0
23.2
24.0
Program by activities:
25.0
00.01 Acquisition
26.0
00.02 Conservation activities
10,080
31.0
00.03 Grants
1,000
32.0
00.04 Administration
6,722
10.00

Total obligations (object class 92.0)

17,802

Financing:
24.40 Unobligated balance available, end of year
39.00

99.9

14-5241-0-2-303

25,000

1989 actual

1990 est.

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent

1991 est.

544
50

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

594
131
30
20
5
10
8,796
5
10
8,201

Total obligations

7,198

Budget authority

1991

17,802
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

17
17

Budget authority:
40.00 Appropriation (current)
60.00 Appropriation (permanent)

15,000
10,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year

17,802
-217

NORTH AMERICAN WETLANDS CONSERVATION FUND

90.00

17,585

(Proposed for later transmittal, proposed legislation)

Outlays

Program and Financing (in thousands of dollars)
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
Identification code

[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual

1990 est

-15,000
-10,585
10,000
7,000

F u n d s deposited i n t o this a c c o u n t i n c l u d e d i r e c t a p p r o p r i a tions a n d fines, penalties a n d f o r f e i t u r e s collected u n d e r t h e
a u t h o r i t y o f t h e M i g r a t o r y B i r d T r e a t y A c t (16 U.S.C. 707)
a n d interest o n obligations h e l d in t h e F e d e r a l A i d t o W i l d l i f e
Restoration Fund. T h e funding for the North A m e r i c a n Wetlands Conservation F u n d is authorized b y t h e N o r t h A m e r i c a n W e t l a n d s C o n s e r v a t i o n A c t , P u b l i c L a w 101-233. T h e A c t
establishes t h e N o r t h A m e r i c a n W e t l a n d s C o n s e r v a t i o n C o u n cil w h i c h r e c o m m e n d s w e t l a n d s c o n s e r v a t i o n projects f o r t h e
a p p r o v a l o f t h e M i g r a t o r y B i r d Conservation C o m m i s s i o n .
T h e s e projects h e l p fulfill t h e h a b i t a t protection, r e s t o r a t i o n
a n d e n h a n c e m e n t goals o f t h e N o r t h A m e r i c a n W a t e r f o w l
M a n a g e m e n t P l a n , t h e A c t a n d t h e Tripartite A g r e e m e n t
a m o n g M e x i c o , C a n a d a a n d t h e U n i t e d States; m a y i n v o l v e
p a r t n e r s h i p s w i t h p u b l i c agencies, a n d p r i v a t e entities, w i t h
non-Federal matching of Federal contributions of funding;
provide for the long-term conservation of habitat for migrator y b i r d s a n d o t h e r fish a n d wildlife, i n c l u d i n g species t h a t a r e
listed, o r a r e c a n d i d a t e s t o b e listed, u n d e r t h e E n d a n g e r e d
Species A c t , (16 U.S.C. 1531). W e t l a n d s c o n s e r v a t i o n projects
i n c l u d e t h e o b t a i n i n g o f a real p r o p e r t y interest in lands o r
waters, i n c l u d i n g w a t e r rights; t h e restoration, m a n a g e m e n t
o r e n h a n c e m e n t o f habitat; a n d t r a i n i n g a n d d e v e l o p m e n t f o r
c o n s e r v a t i o n m a n a g e m e n t in M e x i c o . F u n d i n g m a y b e provide d f o r assistance f o r w e t l a n d s c o n s e r v a t i o n projects in C a n a d a
or Mexico.




14-5241-2-2-303

1989 actual

1990 est.

1991 est.
Program by activities:
25,000
00.02 Acquisition
17,585
00.04 Administration
10.00

-6,000
-4,681

Total obligations

-10,681

Financing:
24.40 Unobligated balance available, end of year
40.00

1991 est.

-4,319

Budget authority (appropriation)

-15,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year

-10,681
96

90.00

-10,585

Outlays

T h i s s c h e d u l e s h o w s t h e e f f e c t o f i m p l e m e n t i n g legislation,
p r o p o s e d f o r later t r a n s m i t t a l , t o a u t h o r i z e t h e P r e s i d e n t ' s
" A m e r i c a t h e B e a u t i f u l " initiative. U n d e r this initiative,
s p e n d i n g f o r F e d e r a l l a n d acquisition a n d c e r t a i n n a t u r a l res o u r c e p r o t e c t i o n a n d r e c r e a t i o n e n h a n c e m e n t p r o g r a m s will
b e increased, a n d f u n d e d in a consolidated " A m e r i c a t h e
Beautiful" account.
Object Classification (in thousands of dollars)
Identification code

25.0
32.0
99.9

14-5241-2-2-303

1989 actual

Other services
Land and structures

1990 est.

1991 est.

-8,601
-2,080

Total obligations

-10,681
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

-17
-17

14,938

30,807

14,938

15,869

17,335

21.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0

14,938

30,807

48,142

99.9

14,938

30.807

48,142

COOPERATIVE ENDANGERED SPECIES CONSERVATION

FUND

Amounts Available for Appropriation (in thousands of dollars)
Identification code

14-5143-0-2-302

1989 actual

1990 est.

01.00 Unappropriated balance, start of year: Treasury balance...
02.00

Receipts

04.00 Total: Available for appropriation
07.00

A-809

FS A D
,H N

DEPARTMENT OF THE INTERIOR

Unappropriated balance, end of year-. Treasury balance

1991 est.

Public Law 100-478 authorized this account, to be administered by the Secretary of the Interior, to fund State grants for
the conservation of threatened and endangered species and
for monitoring the status of candidate species. The authorization requires formula-determined amounts to be deposited
into the Fund each year beginning with fiscal 1989. Amounts
become available for expenditure only if appropriated. No
funds were appropriated in fiscal 1990 and none are requested
for appropriation in fiscal 1991.

Travel and transportation of persons
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

23
2
4

FUND

For expenses necessary to implement the Act of October 17, 1978
(16 U.S.C. 715s), $9,000,000. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)

Identification code

14-5091-0-2-806

Program by activities:
00.01 Expenses for sales
00.02
Seismic exploration
00.03
Payments to counties
10.00

Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40
Unobligated balance available, start of year
24.40
Unobligated balance available, end of year
39.00

Budget authority

Budget authority:
Current:
40.00 Appropriation (general fund)
40.47
Reduction pursuant to P.L. 9 9 - 1 7 7
43.00
60.00

Appropriation (adjusted)
Appropriation (permanent, indefinite) (special
fund)

Relation of obligations to outlays:
Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
71.00

90.00

Outlays

1989 actual

2,374

1990 est.

2,400

49

50

10,900

12,629

12,590

13,274

15,044

15,040

-3,756

-3,656

- 5
-4,284
3,756

12,741

3,656

3,656

14,944

15,040

5

408
150

336
156

47

49

51

10,900

12,629

12,590

13,274

15,044

15,040

8

Total obligations

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment...,

25

25

25

26

26

26

OPERATION A N D M A I N T E N A N C E OF QUARTERS

Program and Financing (in thousands of dollars)
Identification code

1989 actual

14-5050-0-2-303

71.00
72.40
74.40
78.00
90.00

1991 est.

1990 est.

1,441

1,854

1,700

-1,327

-1,514

-1,396

1,514

1,396

1,465

1,604

1,736

1,769

1,441

1,854

1,700

494

328

540

-328

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
2 4 . 4 0 Unobligated balance available, end of year

1991 est.

2,366

2

5

Personnel Summary

60.00

Program and Financing (in thousands of dollars)

25

2

463
144

Program by activities:
10.00 Total obligations
N A T I O N A L WILDLIFE REFUGE

24

-540

-510

1,642

1,730

-24

Budget authority (appropriation) (permanent,
indefinite) (special fund)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

-24

Outlays

1,583

Revenues from rental of government quarters are deposited
in this account for use in the operation and maintenance of
such quarters for the Fish and Wildlife Service, pursuant to
Public Law 98-473, section 320.
Object Classification (in thousands of dollars)

6,645

9,000
-96

9,000

6,645

8,904

9,000

6,040

6,040

15,044
270
-359

15,040
359
-418

14,955

14,981

6,096
13,274

353
-270
- 5
13,353

The Refuge Revenue Sharing Act (16 U.S.C. 715s) authorizes
the distribution of revenues after expenses from the sale of
products from Fish and Wildlife Service facilities to be allocated to counties in which the service lands are located as
payments in lieu of taxes.

Identification code

1989 actual

14-5050-0-2-303

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
23.3
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment
Land and structures

99.9

1990 est.

1991 est.

196

250

250

36

53

53

10

3

3

242

306

43
4

52

306
52

10
77

10
77

718
507

564

66

116
67

116
67

1,441

1,854

1,700

16

16

16

14

16

16

46
510
406
124

Total obligations

507

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment ,..

Object Classification (in thousands of dollars)
Identification code

14-5091-0-2-806

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent....
Other personnel compensation

11.9
12.1

Total personnel compensation..
Civilian personnel benefits




1989 actual

1990 est.

1991 est.

1,372

1,450
33

16

16

36
17

1,420

1,499

263

278

1,582
293

APPROPRIATIONS

Program and Financing (in thousands of dollars)

1,529

32

MISCELLANEOUS P E R M A N E N T

Identification code

14-9923-0-2-303

Program by activities:
00.01 Federal aid in fish restoration..

1989 actual

227

1990 est.

1991 est.

rZf&^^T

A-810

PARKS~CONTINUED

U N I T E D STATES F I S H A N D W I L D L I F E

THE BUDGET FOR FISCAL Y E A R 1991
SERVICE—Continued

Personnel Summary

General and special funds—Continued
42
50

42
58

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

MISCELLANEOUS PERMANENT APPROPRIATIONS—Continued

42
50

Program and Financing (in thousands of dollars)—Continued
Identification code 1 4 - 9 9 2 3 - 0 - 2 - 3 0 3

00.02
00.03
10.00

1989 actual

Federal aid in wildlife restoration
Proceeds from sales, water resources development
projects

Budget authority (appropriation)
special fund)

1991 est.

133,490

129,000

133,000

167

197

200

133,884

Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

1990 est.

129,197

133,200

Trust Funds
SPORT FISH

-11,187
-19,329
23,304

-23,304
23,307

-23,307
24,607

Program and Financing (in thousands of dollars)
Identification code

(indefinite,
126,672

129,200

134,500

133,884
65,321
-90,112
-11,187

129,197
90,112
-96,686

133,200
96,686
-101,907

97,906

122,623

127,979

Distribution of budget authority by accountFederal aid in wildlife restoration
Proceeds from sales, water resources development projects

126,534
138

129,000
200

134,300
200

60.00

Distribution of outlays by account:
Federal aid in wildlife restoration
Proceeds from sales, water resources development projects

97,470
436

122,423
200

127,779
200

71.00
72.40
74.40
78.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

Outlays

RESTORATION

14-8151-0-7-303

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Payments to States
00.02 Administration

186,619
6,673

179,800
10,391

199,660
12,740

10.00

193,292

190,191

212,400

-19,110
-38,507
50,988

-50,988
66,436

-66,436
66,436

186,663

205,639

212,400

193,292
138,535
-166,484
-19,110

190,191
166,484
-180,919

212,400
180,919
-196,904

1,942
54
20

1,994
55
21

2,046
57
21

2,016
382
168
10
15
57
3,789
33
201
2
186,619

2,070
392
177
11
16
60
7,419
35
211

2,124
403
186
11
17
63
9,676
37
223

179,800

199,660

193,292

190,191

212,400

42
50

42
50

42
50

Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

Federal aid in fish restoration and management—Beginning in 1986, this activity is funded under the "Sport fish 90.00
Outlays
146,233
175,756
196,415
restoration" account, Fish and Wildlife Service, Department
of the Interior.
Assistance is provided to States, Puerto Rico, Guam, the
Federal aid in wildlife restoration.—States, Puerto Rico,
Virgin Islands, American Samoa, the Northern Mariana IsGuam, the Virgin Islands, American Samoa, and the Northern Mariana Islands are allocated funds equal to the 11 per- lands, and the District of Columbia and American Indian
cent excise tax on sporting arms and ammunition, the 10 tribal organizations for up to 75 percent of the cost of appercent excise tax on handguns, and the 11 percent tax on proved projects including research into fisheries problems,
certain archery equipment. States are reimbursed up to 75 surveys and inventories of fish populations, and acquisition
percent of the cost of approved wildlife and hunter education and improvement of fish habitat and provision of access for
public use.
projects.
Proceeds from sales, water resources development projects.—
Object Classification (in thousands of dollars)
Receipts collected from the sale of products from refuges on
which other agencies have primary jurisdiction pay the costs Identification code 14-8151-0-7-303
1989 actual
1990 est.
1991 est.
of producing these products and for managing wildlife habiPersonnel compensation:
tat.
11.1
11.3
11.5

Object Classification (in thousands of dollars)
Identification code

14-9923-0-2-303

11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

11.1

99.9

Total obligations




1989 actual

1990 est.

1991 est.

2,528
157
64

2,164
127
20

2,279
127
20

2,749
490
298
22
26
92
3,151
157
509
4
126,386

2,311
487
256
18
64
139
6,659
196
387

2,426
502
264
18
66
143
6,819
202
400

118,680

122,360

133,884

129,197

133,200

Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

99.9

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

,
FS A 0 W D F
, H N L UE

DEPARTMENT OF THE INTERIOR
CONTRIBUTED FUNDS

Program and Financing (in thousands of dollars)
Identification code

14-8216-0-7-303

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Sea lamprey control
00.02 Other contributed funds

3,976
925

4,973
1,220

4,901

6,193

4,158

-33
-4,111
3,479

-3,479
1,451

-1,451
1,458

4,236

4,165

4,165

4,901
896
-906
-33

6,193
906
-2,903

4,158
2,903
-2,936

4,858

4,196

4,125

Total obligations

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

71.00
72.40
74.40
78.00

Budget authority (appropriation) (permanent,
indefinite)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

90.00

Outlays

A~811

Financial assistance is provided for approved projects for
research, conservation, management or protection of African
Elephants. Funding is derived from appropriations, donations
and (subject to appropriation), excess penalties for violation of
the African Elephant Conservation Act.

3,973
185

10.00

Zt^ndtSlnS

Object Classification (in thousands of dollars)
Identification code

11.1
12.1
21.0
25.0
41.0
99.9

14-8154-0-7-303

1989 actual

1990 est.

Personnel compensation-. Full-time permanent..
Civilian personnel benefits
Travel and transportation of persons
Other services
Grants, subsidies, and contributions

1991 est.

21
4
4
1
620

650

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable work years: Full-time equivalent employment....

Donated funds support activities such as the sea lamprey
research and control program (supported by the Great Lakes
Fishery Commission).
Object Classification (in thousands of dollars)
ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Identification code

14-8216-0-7-303

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,070
138
27

2,296
122
46

2,296
122
46

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

2,235
520
290
19
118
33
272
346
640
428

2,464
473
321
5
107
2
66
330
390
2,035

2,464
473
321
5
107
2
66
330
390

4,901

6,193

4,158

78

78

78

93
1

93
1

93
1

99.9

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

AFRICAN ELEPHANT CONSERVATION FUND

Program and Financing (in thousands of dollars)
Identification code

14-8154-0-7-303

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Conservation projects
00.02 Administration

620

10.00

650

Total obligations

Financing:
24.40 Unobligated balance available, end of year
60.00

Budget authority (appropriation) (permanent)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year
90.00

Outlays




30

650
1,300
650
-390
260

Note.—Obligations incurred under allocations from other accounts are included in the
schedule of the parent appropriation as follows:
The Department of the Interior: "America The Beautiful-Interior"
The Department of the Interior: Bureau of Land Management: "Firefighting".

ADMINISTRATIVE PROVISIONS

SEC. 1. Appropriations and funds available to the United States
Fish and Wildlife Service shall be available for purchase of not to
exceed [ 1 8 7 ] 129 passenger motor vehicles, of which [ 1 8 0 ] 117 are
for replacement only (including [ 7 7 ] 39 for police-type use); not to
exceed $400,000 for payment, at the discretion of the Secretary, for
information, rewards, or evidence concerning violations of laws administered by the United States Fish and Wildlife Service, and miscellaneous and emergency expenses of enforcement activities, authorized or approved by the Secretary and to be accounted for solely on
his certificate; repair of damage to public roads within and adjacent
to reservation areas caused by operations of the United States Fish
and Wildlife Service; options for the purchase of land not to exceed $1
for each option; facilities incident to such public recreational uses on
conservation areas as are consistent with their primary purpose; and
the maintenance and improvement of aquaria, buildings, and other
facilities under the jurisdiction of the United States Fish and Wildlife
Service and to which the United States has title, and which are
utilized pursuant to law in connection with management and investigation of fish and wildlife resources: Provided, That the United States
Fish and Wildlife Service may accept donated aircraft as replacements for existing aircraft [ : Provided further; That notwithstanding
any other provision of law, only those personnel and administrative
costs directly related to acquisition of real property shall be charged
against the Migratory Bird Conservation Account].
SEC. 2. Amounts collected prior to 1983 for "Special Recreation Use
Fees," United States Fish and Wildlife Service, pursuant to 16 U.S.C.
4601-6a(b), (c), and (f) shall be transferred to the General Fund of the
Treasury.
SEC. 3. Amounts collected prior to Oct. 1, 1984 from taxes imposed
by sec. 4161(a) of the Internal Revenue Code; import duties under
subpart B of part 5 of schedule 7 of the Tariff Schedules of the United
States (19 U.S.C. 1202), and on yachts and pleasure craft under subpart D schedule 6, shall be transferred to the Sport Fish Restoration
account of the Aquatic Resources Trust Fund. (Department of the
Interior and Related Agencies Appropriations Act, 1990.)

A-812

F^era|NFundsILDUFE

AN°

THE BUDGET FOR FISCAL YEAR 1991

Federal Funds

17.00
21.40
24.40
25.00

OPERATION OF THE N A T I O N A L PARK SYSTEM

39.00

NATIONAL PARK

SERVICE

General and special funds:
For expenses necessary for the management, operation, and maintenance of areas and facilities administered by the National Park
Service (including special road maintenance service to trucking permittees on a reimbursable basis), and for the general administration
of the National Park Service, including not to exceed [$464,000]
$492,000 for the Roosevelt Campobello International Park Commission and [not less than $1,000,000 for high priority projects within
the scope of the approved budget which shall be carried out by Youth
Conservation Corps as if authorized by the Act of August 13, 1970, as
amended by Public Law 93-408, $778,419,000] $1,250,000 for the Volunteers-in-Parks Program, $821,805,000 without regard to the Act of
August 24, 1912, as amended (16 U.S.C. 451), of which not to exceed
$55,500,000 to remain available until expended is to be derived from
the special fee account established pursuant to title V, section 5201, of
Public Law 100-203: Provided, That the National Park Service shall
not enter into future concessionaire contracts, including renewals,
that do not include a termination for cause clause that provides for
possible extinguishment of possessory interests excluding depreciated
book value of concessionaire investments without compensation [ :
Provided further, That of the funds provided herein, $500,000 is available for the National Institute for the Conservation of Cultural Property: Provided further, That $85,000 shall be available to assist the
town of Harpers Ferry, West Virginia, for police force use: Provided
further, That the National Park Service shall prepare an environmental Impact Statement in full compliance with the National Environmental Policy Act of 1969 that evaluates alternative levels of development within the Appalachian Trail corridor between the ShrewsburyMendon town line, on the south, and the junction of the Appalachian
and Long Trails north of Sherburne Pass, on the north, in Rutland
County, Vermont: Provided further, That negotiations shall be suspended for any land acquisitions or easements in the study area and
no acquisitions or easements in the study area shall be executed until
60 calendar days after the final Environmental Impact Statement is
filed: Provided further, That the Secretary of the Interior shall take
no action to give force or effect or implement in any manner the
easement signed January 19, 1989, between the National Park Service
and Killington, Ltd., Inc., until 60 calendar days after the final Environmental Impact Statement is filed]. (Department of the Interior
and Related Agencies Appropriations Act, 1990.)
Amounts Available for Appropriation (in thousands of dollars)
Identification code

14-1036-0-1-303

01.00 Unappropriated balance, start of year: Treasury balance
02.00 Receipts
04.00 Total: Available for appropriation
05.00 Appropriation: Operation of the National Park System

1989 actual

1990 est.

1991 est.

50,332

51,395
51,395
51,395

55,500
-55,500

43.00
71.00
72.40
74.40
77.00
78.00
90.00

Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
00.01
Park management
00.02
Forest fire suppression and rehabilitation of burned
areas
00.03
Park, recreation, and wilderness planning
00.04
Statutory and contractual aid
00.05
General administration

1989 actual

1990 est.

1991 est.

648,358

672,732

723,232

46,278
4,530
8,729
82,538

5,571
7,828
84,726

5,607
2,024
90,942

00.91
Total direct program
01.01 Reimbursable program

790,433
2,147

770,857
2,761

821,805
2,800

10.00

792,580

773,618

824,605

-2,147

-2,761

-2,800

Total obligations

Financing:
14.00 Offsetting collections from: Non-Federal sources




Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

719,503
50,332

727,024
51,395
-10,615

766,305
55,500

767,804

821,805

790,433
202,755
-150,856
-1,178
-1

770,857
150,856
-191,951

821,805
191,951
-205,451

841,152

Appropriation (adjusted)..

821,805

791,504

authority:
Appropriation (general fund)
Appropriation (special fund)
Reduction pursuant to P.L. 99-177..
Transferred to other accounts
Transferred from other accounts

767,804

729,762

808,305

-35,000
56,669

[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
I for later transmittal under proposed legislation:
t authority
'.
Outlays
Total:
Budget authority
Outlays

1989 actua! 1990 est
791,504
767,804
841,152
729,762

1991 est
821,805
808,305
-22,001
-16,501

791,504
841,152

767,804
729,762

799,804
791,804

The National Park System contains 354 areas and 79.8
million acres of land in 49 States, the District of Columbia,
Puerto Rico, U.S. Virgin Islands, Guam, and the Northern
Marianas. These areas have been established to protect and
preserve the cultural and natural heritage of the United
States and its territories. This appropriation funds the operation of individual units of the National Park System as well
as planning and administrative support for the entire system.
The total appropriation request of $821,805,000 includes
$55,500,000 in revenue from recreation, user and entrance
fees in accordance with Public Law 100-203 to remain available until expended.
Object Classification (in thousands of dollars)
Identification code

14-1036-0-1-303

1989 actual

1990 est.

1991 est.

NATIONAL PARK SERVICE

Note.- The receipts shown in this schedule are on deposit in Treasury account 14-5107, "Recreation, entrance and use
fees"

14-1036-0-1-303

-3,053

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

07.00 Unappropriated balance, end of year: Treasury balance

Identification code

1
-5,401
3,053
3,420
791,504

Budget authority..

55,500

50,332
-50,332

40.00
40.00
40.00
41.00
42.00

Recovery of prior year obligations
Unobligated balance available, start of year...
Unobligated balance available, end of year
Unobligated balance lapsing

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

302,112
72,226
25,633
233

316,396
79,579
25,640
233

325,824
89,661
25,640
233

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

400,204
79,597
6,924
20,866
12,257
14,768
5
13,653
3,888
144,002
53,483
25,698
5,133
8,729
166

421,848
91,618
8,000
21,500
10,348
15,401
5
14,344
4,087
89,834
54,000
26,700
5,174
7,828
170

441,358
97,271
7,000

99.0

Subtotal, direct obligations, National Park Service...

789,373

770,857

821,805

22,000

11,000
17,034
5
15,045
4,838
114,518
55,242
28,700
5,600
2,024
170

DEPARTMENT OF THE INTERIOR
99.0

Reimbursable obligations, National Park Service

F,SH AND

2,147

2,761

2,800

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian Personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.0

Subtotal, obligations, Federal Highway Administration

99.9

Total obligations

69
7
3

-20
-5,176
-902
-15,809
-104
-10

Total obligations

-22,001
Personnel Summary

NATIONAL PARK SERVICE
Direct Program.Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-127
-163
-7

1,060
792,580

773,618

824,605

Personnel Summary
NATIONAL PARK SERVICE
Direct program:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Total personnel compensation
Civilian personnel benefits
Other services
Supplies and materials
Equipment

99.9

79
15
7
3
2
3
17
7
1
926

A-813

Other personnel compensation

11.9
12.1
25.0
26.0
31.0

ALLOCATION TO FEDERAL HIGHWAY ADMINISTRATION

11.5

mimrt SS/SS^SSi
r

11,725

11,913

11,913

15,447
659

15,591
669

16,008
669

4
15

4
15

4
15

2
2

0
0

0
0

Reimbursable program:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

N A T I O N A L RECREATION A N D

PRESERVATION

For expenses necessary to carry out recreation programs, natural
programs, cultural programs, environmental compliance and review,
and grant administration, not otherwise provided for, £$16,136,000.]
$10,125,000. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

14-1042-0-1-303

Program by activities:
Recreation programs
Natural programs
Cultural programs
Environmental compliance and review
Grant administration

1989 actual

1990 est.

1991 est.

579
3,658
8,408
340
1,425

605
4,369
9,122
418
1,409

294
547
7,442
422
1,420

14,410

15,923

10,125

14,608

15,923

10,125

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

14,608

16,136
-213

10,125

1991 est.

43.00

Appropriation (adjusted)

14,608

15,923

10,125

Program by activities:
Direct program:
00.01
Park management
00.03
Park, recreation, and wilderness planning

-18,717
-3,284

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

14,410
3,708
-4,535
-565

15,923
4,535
-3,981

10,125
3,981
-2,531

10.00

71.00
72.40
74.40
77.00

13,018

16,477

11,575

ALLOCATION TO FEDERAL HIGHWAY ADMINISTRATION
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

00.01
00.02
00.03
00.04
00.05
10.00

Total obligations

Financing:
25.00 Unobligated balance lapsing
OPERATION OF THE N A T I O N A L PARK

39.00

SYSTEM

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

14-1036-2-1-303

1989 actual

1990 est.

Total obligations

-22,001

Financing:
40.00 Budget authority (appropriation)

-22,001

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year

-22,001
5,500

90.00

-16,501

Budget authority

198

90.00

Outlays

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in a consolidated "America the
Beautiful" account.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3

14-1036-2-1-303

Personnel compensation:
Full-time permanent
Other than full-time permanent




1989 actual

1990 est.

1991 est.

-4,550
-606

Outlays

These programs include maintenance of the National Register of Historic Places, certifications for investment tax credits,
management planning of federally-owned historic properties,
Government-wide archeological programs, documentation of
historic properties, nationwide outdoor recreation planning
and assistance, transfer of surplus Federal real property, identification and designation of natural landmarks, environmental reviews, and the administration of prior-year grants.
Object Classification (in thousands of dollars)
Identification code

14-1042-0-1-303

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

7,252
1,278
78
2

7,737
2,048
80

6,624
1,559
80

11.9
12.1
21.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons

8,610
1,448
896

9,865
1,562
965

8,263
1,357
227

F ^ r ^ u ^ — or^ u d °
e e a T n S C it n e

A-814

THE BUDGET FOR FISCAL YEAR 1991

NATIONAL PARK SERVICE—Continued

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

General and special funds—Continued

[in thousands of dollars]

1989 actual

NATIONAL RECREATION AND PRESERVATION—Continued

Object Classification (in thousands of dollars)—Continued
Identification code

22.0
23.3
24.0
25.0
26.0
31.0
99.9

14-1042-0-1-303

1989 actual

1990 est.

1991 est.

Total obligations

24
52
207
2,470
413
290

44
71
225
2,491
430
270

4
4
16
161
60
33

14,410

Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

15,923

10,125

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

222

230

192

252
1

277
1

227
1

CONSTRUCTION

For construction, improvements, repair or replacement of physical
facilities, without regard to the Act of August 24, 1912, as amended
(16 U.S.C. 451), [$199,716,000,1 $83,659,000, to remain available until
expended: Provided, That for payment of obligations incurred for
continued construction of the Cumberland Gap Tunnel, as authorized
by section 160 of Public Law 93-87, [$12,000,000] $20,000,000 to be
derived from the Highway Trust Fund and to remain available until
expended to liquidate contract authority provided under section
104(aX8) of Public Law 95-599, as amended [ , such contract authority
to remain available until expended]. (Department of the Interior and
Related Agencies Appropriations Act, 1990.)

Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

14-1039-0-1-303

1989 actual

1991 est.

100,991
1,789
17,138

208,300
11,400
30,600

82,600
8,900
18,000

00.91
Total direct program
01.01 Reimbursable program

119,918
30,142

250,300
27,000

109,500
27,000

10.00

150,060

277,300

136,500

-19,142
-11,000
-993
-49,368
28,000
61,608

-16,000
-11,000

-16,000
-11,000

-61,608

-58,815

58,815
154

32^974

159,165

247,661

83,659

159,108

199,716
-2,309

83,659

Total obligations

39.00

Budget authority..

40.00
40.00
41.00
42.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts
Transferred from other accounts

43.00

Appropriation (adjusted)..

Relation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

Outlays..




1991 est.

83,659
136,404

-29,283
-4,392
159,165
97,909

247,661
102,819

54,376
132,012

Identification code

1210
1251
1290

14-1039-0-1-303

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year

1989 actual

8,353

1990 est.

1991 est.

8,353
-8,353

8,353

Construction.—This
activity provides for: (1) rehabilitation
a n d restoration o f historic a n d c u l t u r a l resources; (2) rehabilitation o f o p e r a t i o n a l structures s u c h as visitor use a n d m a i n t e n a n c e facilities, trails, a n d utility systems; (3) c o n s t r u c t i o n
o f n e w visitor use a n d o p e r a t i o n a l facilities w h e r e t h e n e e d
exists; a n d (4) rehabilitation a n d c o n s t r u c t i o n o f p a r k roads
a n d bridges, f u n d e d f r o m t h e Federal L a n d s H i g h w a y s p r o g r a m in t h e D e p a r t m e n t o f T r a n s p o r t a t i o n .
Emergency, unscheduled, and housing projects.—To c o n t i n u e
visitor services a n d p r e s e r v e resources, m i n o r e m e r g e n c y rec o n s t r u c t i o n a n d repair projects a r e p e r f o r m e d . A l s o , e m p l o y e e h o u s i n g is r e p a i r e d a n d rehabilitated.
Planning.—Under
this activity, t h e N a t i o n a l P a r k Service
c o n d u c t s e n v i r o n m e n t a l , a r c h i t e c t u r a l a n d e n g i n e e r i n g studies, as well as p l a n n i n g a n d design activities.
Object Classification (in thousands of dollars)

1990 est.

Program by activities:
Direct program:
00.01
Construction
00.02
Emergency, unscheduled, and housing projects
00.03
Planning

Financing:
Offsetting collections from.11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year....
27.00 Reduction pursuant to P.L. 99-177

247,661
102,819

Status of Direct Loans (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code

1990 est.

159,165
97,909

Identification code

14-1039-0-1-303

1989 actual

1990 est.

1991 est.

NATIONAL PARK SERVICE

"-69,243
69,300

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

14,193
3,744
384
43

16,255
4,299
390
43

12,939
3,431
390
43

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

18,364
2,872
3,176
379
60
336
70,399
3,427
1,337
5,401
3

20,987
3,282
3,672
438
69
388
148,927
3,962
1,546
11,426
3

16,803
2,679
2,983
356
56
315
53,886
3,219
1,256
4,134
3

99 0

Subtotal direct obligations, National Park Service....

105,754

194,700

85,690

30,142

27,000

27,000

99.0

Reimbursable obligations, National Park Service

11.1
11.3
11.5

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

601
50
20

670
90
33

1,116
105
39

11.9
12.1
21.0
22.0
23.1
23.3
24.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction

671
12083
21
120
20
21

793
150
101
33
2
19
33

1,260
213
150
37
132
32
37

ALLOCATION ACCOUNTS

50*254

159,165

247,661

83,659

119,918
53,830
-74,845
-993

250,300
74,845
-222,326

109,500
222,326
-195,422

97,909

102,819

136,404

FISH AND WILDLIFE AND PARKS—Continued
Federal Funds—Continued

DEPARTMENT OF THE INTERIOR
25.0
26.0
31.0
32.0

Other services
Supplies and materials
Equipment
Land and structures

977
45

1,395
70
14

28

12,058

99.0

Subtotal obligations, allocation accounts..

99.9

Total obligations

52,990

14,164

55,600
277,300

150,060

Obligations are distributed as follows:
National Park Service
Department of Defense—Civil Corps of Engineers
Department of Transportation—Federal Highway Administration

828

81
20

21,020

23,810
136,500

135,896
2,089
12,075

221,700
25
55,575

112,690
8,250
15,560

NATIONAL PARK SERVICE

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

480

534

416

600
7

667
7

520
7

Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

-13,839
-712
-278
-1,062
-1

99.0

Subtotal, direct obligations

-21,033

162

128

225
21

175
21

11.1

Personnel compensation: Full-time permanent

-343

11.9
12.1
21.0
23.1
23.3
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges..
Other services
Supplies and materials
Equipment
Land and structures

-343
-39
-50
-132

175
21

-10

-418
-3
-5
-7,250

128

99.0
99.9

-8,250

Subtotal, allocation accounts

-29,283

Total obligations
Personnel Summary

ALLOCATION ACCOUNTS
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

25.0
26.0
31.0
32.0
42.0

ALLOCATION ACCOUNTS

Personnel Summary

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A-815

16

22

34

20
2

27
1

40
1

NATIONAL PARK SERVICE
Direct:
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-192
-240
- 2

ALLOCATION ACCOUNTS

CONSTRUCTION

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code

14-1039-2-1-303

1989 actual

1990 est.

1991 est.
ROAD CONSTRUCTION

Program by activities:
00.01 Construction
00.03 Planning

-24,583
-4,700

10.00

-29,283

40.00

Total obligations
Financing:
Budget authority (appropriation)..

-29,283

Relation of obligations to outlays.71.00 Obligations incurred, net
74.40 Obligated balance, end of year..

-29,283
24,891

90.00

-4,392

Outlays-

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in a consolidated "America the
Beautiful" account.

Program and Financing (in thousands of dollars)
Identification code

10.00

14-1039-2-1-303

1989 actual

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3
24.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Printing and reproduction


http://fraser.stlouisfed.org/
2 5 0 - 2 of 0 - 1 9 0 - 3 8
Federal Reserve Bank9 8 St. 9Louis

QL3

1990 est.

1991 est.

Financing:
21.40 Unobligated balance available, start of year
39.00

Budget authority

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays

The 1978 appropriation completed the liquidation of all
prior year obligations in this account.
Object Classification (in thousands of dollars)

1990 est.

1991 est.

NATIONAL PARK SERVICE
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

3 actual

Program by activities:
Roads, trails, and parkways (total obligations).

Object Classification (in thousands of dollars)
Identification code

14-1037-0-1-303

Identification code

11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanentOther personnel compensation....

11.9
12.1
23.3
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Communications, utilities, and miscellaneous charges..
Supplies and materials
Equipment

11.1

-2,935
-759
-20

-3,714
-606
-660

-79
-12

-70

14-1037-0-1-303

99.9

Total obligations

1989 actual

81

7
177
23
28

36
1
265

1990 est.

1991 est.

A - 8 1 6TrustFui^S—Continue<F'''^PARKS-CONTINUED

THE BUDGET FOR FISCAL YEAR 1991

NATIONAL PARK SERVICE—Continued

URBAN PARK AND RECREATION FUND

General and special funds—Continued

Program and Financing (in thousands of dollars)

ROAD CONSTRUCTION—Continued
Identification code

Personnel Summary

40.00

Budget authority (appropriation rescinded)
(unobligated balances) (P.L. 100-202)

JOHN F. KENNEDY CENTER FOR THE PERFORMING ARTS

For expenses necessary for operating and maintaining the nonperforming arts functions of the John F. Kennedy Center for the Performing Arts, [$9,193,000] $8,150,000, of which [$4,000,000]
$3,000,000 shall remain available until expended. (Department of the
Interior and Related Agencies Appropriations Act, 1990.)

71.00
72.40
74.40
78.00

Program and Financing (in thousands of dollars)

90.00

14-1038-0-1-303

1989 actual

Program by activities:
10.00 Total obligations

39.00

71.00
72.40
74.40
77.00
90.00

9,118

5,181

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

5,181

9,193
-75

8,150

5,181

9,118

8,150
5,342
-6,583

5,755

6,909

Under this appropriation, the Service provides a portion of
the operating expenses associated with the nonperforming
arts functions of the John F. Kennedy Center for the Performing Arts, including maintenance, security, information, interpretation, janitorial, and other services. The appropriation for
1990 includes $4 million to repair the Center's parking
garage. The request for 1991 includes an additional $3 million
for this purpose.
Object Classification (in thousands of dollars)
Identification code

14-1038-0-1-303

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent...
Other personnel compensation....

11.9
12.1
21.0
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

99.9

1991 est.

2,044
218
150

2,119
221
150

2,158
291
2
1,213
1
1,294
175
10

2,412
391
35
619

2,490
415
2
1,439
8
1,214
82

5,145

Total obligations..

1990 est.

1,935
72
151

1

-767

£515

1,507

2,515

COMMISSION]

[For operation of the Illinois and Michigan Canal National Heritage Corridor Commission, $250,000.] (Department of the Interior and
Related Agencies Appropriations Act, 1990.)

8,150

5,617

Program and Financing (in thousands of dollars)

1,581
515
75
3,490
9,118

2,500
8,150

14-1043-0-1-303

1989 actual

1991 est.

1990 est.

Program by activities:
10.00 Total obligations

250

250

Financing:
40.00 Budget authority (appropriation)..

250

250

71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

250
350
-417

250
417

- 6

178

Outlays

605




79

79

81
2

91
2

91
2

62

Funds appropriated under this account provide for the establishment and operation of a commission to administer the
Illinois and Michigan Canal National Heritage Corridor as
authorized by Public Law 98-398. No funds are proposed for
this purpose in 1991.
Object Classification (in thousands of dollars)
Identification code

14-1043-0-1-303

1989 actual

1991 est.

1990 est.

11.1
11.5

Personnel compensation:
Full-time permanent
Other personnel compensation

51
1

53
1

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials

52
8
3
2
14
29
135
7

54
8
3
2
14
29
133
7

250

250

1
1

1
1

99.9
77

62

-62

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-176
176

[ILLINOIS AND MICHIGAN CANAL NATIONAL HERITAGE CORRIDOR

Identification code

Outlays

-176
176

M52
-2,515
-430

Outlays

8,150

5,145
9,118
2,548
1,979
-1,979
-5,342
-97 .

Appropriation (adjusted)..

-430
-513
176

8,150

9,118

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1991 e

1990 est.

No funds are requested in 1991 for matching grants to cities
for the renovation of urban park and recreation facilities.

36

Budget authority..

t authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
43.00

1991 est.

1990 e

5,145

Financing:
25.00 Unobligated balance lapsing..

1989 actual

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

Total number of full-time permanent positions
Total compensable work years: Full-time equivalent employment....

Identification code

14-1031-0-1-303

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

DEPARTMENT OF THE INTERIOR

F,SH A N D

Amounts Available for Appropriation (in thousands of dollars)
Identification code

14-5078-0-2-303

1989 actual

Unappropriated balance, start of year-. Treasury balance...
Receipts
03.10 Transferred to general fund receipts
01.00
02.00

Total: Available for appropriation
06.10 Unobligated balance returned to unappropriated offsetting
receipt
04.00

07.00

Unappropriated balance, end of year: Treasury balance

1990 est.

17,105
11,092

1991 est.

28,486

2M86

14-5078-0-2-303

28,486

1989 actual

Financing:
21.40 Unobligated balance available, start of year...
25.00 Unobligated balance lapsing
39.00

1990 est.

1991 est.

Appropriation (adjusted)
Contract authority (rescission proposal)...

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
Outlays..

90.00
-289
289

A

_

g l

7

117,064

71,001

88,556

71,001

-1,054
-29,920
35,100

29,562

77,789

117,064

71,001
-30,000
30,000

76,424

143,713

71,024

129,397

93,310

125,213

-93,310

-125,213

-103,141

111,810

93,096

-8,827

[in thousands of dollars]

1989 actual

Budget authority
343
-178

178

ASSISTANCE]

For expenses necessary to carry out the provisions of the Land and
Water Conservation Fund Act of 1965, as amended (16 U.S.C. 4601-411), including administrative expenses, and for acquisition of land or
waters, or interest therein, in accordance with statutory authority
applicable to the National Park Service, [$88,556,000] $71,001,000, to
be derived from the Land and Water Conservation Fund, to remain
available until expended, including $3,300,000 to administer the State
Assistance program: Provided, That of the amounts previously appropriated to the Secretary's contingency fund for grants to States,
[$406,000] $23,000 shall be available in [1990] 1991 for administrative expenses of the State grant program [ : Provided further, That of
the amount provided above, $800,000 is for acquisition of the Saxton
House, 331 South Market Street, Canton, Ohio, as if authorized by the
Historic Sites Act of 1935 (16 U.S.C. 462(e)); Provided further, That
section 317 of Public Law 98-146 is amended by adding the following:
"The land owner may also use the credits in exchange for excess
lands, wherever located, under the jurisdiction of the Secretary of the
Interior."]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)

Budget authority

14-5035-0-2-303

1989 actual

1990 est.

1991 est.

00.01
00.02
00.03
00.04

Program by activities:
Land acquisition
Land acquisition administration..
State grants
State grant administration

44,873
7,205
20,785
3,561

103,616
7,076
29,280
3,741

61,384
6,317

10.00

Total obligations-

76,424

143,713

71,024

-26,672

-23

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year...
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year

-8,827
-19,653
3,172
26,672

23 .

3,323

71,001

111,810

93,096
-71,001
-24,850

77,789

117,064

103,685

Outlays

111,810

68,246

Status of Unfunded Contract Authority (in thousands of dollars)
14-5035-0-2-303

1989 actual

1990 est.

Unfunded balance, start of year
Contract authority
Unfunded balance rescission proposal..

1991 est.

30,000
-30,000

Unfunded balance, end of year

This appropriation provides funds to acquire certain lands,
or interests in land, for inclusion in the National Park System
in order to preserve nationally important natural and historic
resources. Funds are also included to manage and coordinate
the Land Acquisition Program and to administer prior year
State grants awarded from the Land and Water Conservation
Fund. No funding for State outdoor recreation grants is requested in 1991.
Object Classification (in thousands of dollars)
Identification code

14-5035-0-2-303

11.1
11.3
11.5
11.8

Program and Financing (in thousands of dollars)

117,064

103,685

Total:

Identification code

[ A N D STATE

1990 est. 1991 est.

77,789

Outlays
j for later transmittal under proposed legislation-.
t authority
Outlays

178

164




72,609

| —

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

This fund has served as a repository for concessioner franchise fees that are used to repair and rehabilitate National
Park Service-owned facilities that serve the visiting public.
Beginning in 1990, such fees go instead to the general fund of
the U.S. Treasury.

Identification code

U R N K D

103,685

Enacted/requested:

Outlays

LAND ACQUISITION

7

Permanent:
Contract authority (16 U.S.C. 4601-10a)..

Budget authority

Relation of obligations to outlays-.
71.00 Obligationsincurred.net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Budget authority:
Current:
Appropriation (special fund)
40.00
40.00
Reduction pursuant to P.L 99-177...
41.00
Transferred to other accounts
42.00
Transferred from other accounts

69.10

289

(

77,789

43.00
49.00

28,197

Program and Financing (in thousands of dollars)
Identification code

Budget authority..

39.00

NATIONAL PARK SYSTEM VISITOR FACILITIES FUND

W«ldlifefAND

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

99.9

Total obligations

1989 actual

1990 est.

1991 est.

6,937
177
63
34

6,406
760
60
30

6,562
259
60
30

7,211
1,374
520
60
61
24
6,963
1,031
206
37,461
20,785
728

7,256
1,230
541
62
63
25
4,113
1,073
214
99,081
29,280
775

6,911
1,259
396
46
46
18
2,235
784
157
58,722

76,424

143,713

71,024

450

THE BUDGET FOR FISCAL YEAR 1991

a - 8 1 8TrustFui^S—Continue<F'''^parks-CONTINUED
NATIONAL PARK

Amounts Available for Appropriation (in thousands of dollars)

SERVICE—Continued

General and special funds—Continued
LAND ACQUISITION

[ A N D STATE

Identification code

ASSISTANCE]—Continued

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment..

215
222

193
222

193
202

01.00
01.00
02.01
02.02
02.03

LAND ACQUISITION

(Proposed for later transmittal, proposed legislation)

02.99

Program and Financing (in thousands of dollars)
Identification code

14-5035-2-2-303

9 actual

1990 e

1991 est.

Program by activities:
00.01 Land acquisition
00.02 Land acquisition administration..
00.04 State grant administration

-61,384
-6,317
-3,300

10.00

Total obligations..

-71,001

Financing:
40.00 Budget authority (appropriation)..

-71,001

Relation of obligations to outlays:
71.00 Obligationsincurred.net
74.40 Obligated balance, end of year...

-71,001
46,151

90.00

-24,850

Outlays...

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in a consolidated "America the
Beautiful" account.

04.00
04.00
05.01
05.02
05.03
05.04

14-5005-0-2-303

Unappropriated balance start of year:
Treasury balance:
Regular account
Special account (P.L 95-42, sec. 1)
Receipts:
Surplus property sales
Motorboat fuels tax
Outer Continental Shelf receipts
Subtotal receipts
Total: Available for appropriations:
Regular account
Special account
Appropriations:
Bureau of Land Management, land acquisition
Fish and Wildlife Service, land acquisition
National Park Service, land acquisition
Forest Service (Department of Agriculture), land
acquisition

05.99

Total appropriations

1989 actual

1990 est.

1991 est.

5,764,746
142,621

6,458,513
142,621

7,127,156
142,621

54,679
1,000
844,321

126,364
1,000
772,636

138,497
1,000
760,503

900,000

900,000

900,000

6,664,746
142,621

7,358,513
142,621

8,027,156
142,621

-12,290
-57,529
-72,609

-12,610
-67,990
-88,556

-12,556
-67,990
-71,001

-63,805

-63,433

-63,486

-206,233

-232,589

-215,033

06.20 Reduction pursuant to P.L. 99-177 (Bureau of Land
Management)
06.20 Reduction pursuant to P.L. 99-177 (National Park Service)
Unappropriated balance end of year.Treasury balance.07.00
Regular account
07.00
Special account

178
1,054

6,458,513
142,621

7,127,156
142,621

7,812,123
142,621

The Land and Water Conservation Fund includes revenue
pursuant to the Land and Water Conservation Fund Act to
support land acquisition and administrative expenses for outdoor recreation purposes.

Object Classification (in thousands of dollars)
Identification code

14-5035-2-2-303

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments..

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
42.0

1990 est.

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

99.9

Total obligations..

1991 est.

-6,562
-259
-30

-6,911
-1,259
-396
-46
-46
-18

-2,212
-784
-157
-58,722
-450
-71,001

Personnel Summary

-193

Amounts Available for Appropriation (in thousands of dollars)
Identification code

14-5005-2-2-303

01.00 Unappropriated balance, start of year: Treasury balance...
04.00 Total: Available for appropriation
Appropriations:
05.01
Bureau of Land Management, Land Acquisition
05.02
Fish and Wildlife Service, Land Acqusition
05.03
National Park Service, Land Acqusition
05.04
Forest Service (Department of Agriculture), Land Acquisition
05.05
America the Beautiful—Interior
05.06
America the Beautiful—Agriculture
Subtotal appropriation

07.00 Unappropriated balance, end of year-. Treasury balance

1989 actual

1990 est.

1991 est.

12,556
67,990
71,001
63,486
-161,131
-88,869
-34,967
-34,967

-202

LAND AND WATER CONSERVATION FUND
(RESCISSION)

The contract authority provided for fiscal year [1990] 1991 by 16
U.S.C. 4601-10a is rescinded. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)




(Proposed for later transmittal, proposed legislation)

05.99

NATIONAL PARK SERVICE
Total number of full-time permanent positions
Total compensable workyears.- Full-time equivalent employment..

LAND AND WATER CONSERVATION FUND

-60

This schedule shows the effect of implementing legislation,
proposed for later transmittal, to authorize the President's
"America the Beautiful" initiative. Under this initiative,
spending for Federal land acquisition and certain natural resource protection and recreation enhancement programs will
be increased, and funded in consolidated "America the Beautiful" accounts in the Interior and Agriculture departments.

FISH AND WILDLIFE AND PARKS—Continued
:
parks—continued
Federal Funds—Continued

DEPARTMENT OF THE INTERIOR
PLANNING,

DEVELOPMENT,

A N D OPERATION OF RECREATION

Identification code

14-5006-0-2-303

1989 actual

Program by activities:
10.00 Total obligations (object class 31.0)

39.00

14-5140-0-2-303

1989 actual

1990 est.

1991 est.

1991 est.

75

2

-77
2

-2

75
2
-1

1,190,345

1,309,845

1,427,537

150,000

150,000

150,000

04.00 Total: Available for appropriation
05.00 Appropriation
06.20 Reduction pursuant to P.L. 99-177

1,340,345
-30,500

1,459,845
-32,750
442

1,577,537
-33,665

1,309,845

1,427,537

1,543,872

2
1
3

01.00 Unappropriated balance, start of year: Treasury balance02.00 Receipts: Historic Preservation Act of 1966, as amended:
Outer Continental Shelf Lands Act

07.00 Unappropriated balance, end of year: Treasury balance.

1990 est.

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Identification code

76

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

q -i r v
O l c J

Amounts Available for Appropriation (in thousands of dollars)

FACILITIES

Program and Financing (in thousands of dollars)

a

Outlays

Identification code

This account previously supported park fee collection operations, transportation systems operations, and other internal
park activities. These operations and activities are now
funded through the "Operation of the National Park System"
account.

HISTORIC PRESERVATION

FUND

For expenses necessary in carrying out the provisions of the Historic Preservation Act of 1966 (80 Stat. 915), as amended (16 U.S.C. 470),
[$32,750,000] $33,665,000 to be derived from the Historic Preservation Fund, established by section 108 of that Act, as amended, to
remain available for obligation until September 30, [1990] 1991\
Provided, That the Trust Territory of the Pacific Islands is a State
eligible for Historic Preservation Fund matching grant assistance as
authorized under 16 U.S.C. 470w(2): Provided further, That pursuant
to section 105(1) of the Compact of Free Association, Public Law 99239, the Federated States of Micronesia and the Republic of the
Marshall Islands shall also be considered States for purposes of this
appropriation [ : Provided further, That $1,000,000 of the amount appropriated herein shall remain available until expended in the Bicentennial Lighthouse Fund, to be distributed on a matching grant basis
after consultation among the National Park Service, the National
Trust for Historic Preservation, State Historic Preservation Officers
from States with resources eligible for financial assistance, and the
lighthouse community. Consultation shall include such matters as a
distribution formula, timing of grant awards, a redistribution procedure for grants remaining unobligated longer than two years after
the award date, and related implementation policies. The distribution
formula for fiscal year 1990 shall include consideration of such factors
as—
(A) the number of lighthouses on or determined to be eligible
for listing on the National Register of Historic Places by March
30, 1990;
(B) the number of river lights and number of historic river sites
on or determined to be eligible for listing on the National Register by March 30, 1990; and
(C) the availability of matching contributions in the State: Provided further, That no State shall receive more than 15 per
centum of the Bicentennial Lighthouse Fund in any one fiscal
year, nor more than 10 per centum of the total appropriations to
the Fund in any two fiscal year period: Provided further, That
only the light station structure, itself, shall be counted in determining the number of properties in each State eligible to participate in the Fund: Provided further, That the Secretary shall
allocate appropriate funds from the Bicentennial Lighthouse
Fund to be transferred, without the matching requirement, for
use by Federal agencies, in cooperative agreements with the National Park Service and the State Office of Historic Preservation
in which the property is located, for properties otherwise eligible
for the National Register but owned by the Federal Government]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)




Program and Financing (in thousands of dollars)
14-5140-0-2-303

1989 actual

1991 est.

1990 est.

Program by activities:
00.01 Grants-in-aid
00.02 National trust for historic preservation
00.03 Bicentennial lighthouse fund

24,750
4,750
838

26,636
4,686
1,391

28,865
4,800

10.00

30,338

32,713

33,665

-244
405

-405

30,500

32,308

33,665

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

30,500

32,750
-442

33,665

43.00

Appropriation (adjusted)

30,500

32,308

33,665

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

30,338
17,865
-19,870
-249

32,713
19,870
-21,601

33,665
-22,654

28,084

30,982

32,612

Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

90.00

Budget authority

Outlays

21,601

This appropriation finances 50% programmatic matching
grants-in-aid to the States, certified local governments, and
the National Trust for Historic Preservation for historic preservation planning, projects, and activities; 70% matching
grants for survey and inventory of historic properties; and
direct grants-in-aid for special legislated purposes.

Object Classification (in thousands of dollars)
Identification code

14-5140-0-2-303

1989 actual

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

11.9
12.1
21.0
25.0
26.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Other services
Supplies and materials
Grants, subsidies, and contributions

99.9

1991 est.

1990 est.

9

Personnel Summary
Total number of full-time permanent positions
Total compensable work years: Full-time equivalent employment...

18

27
4
3
31
6
30,267

27
4
5
51
10
32,616

33,665

30,338

Total obligations

9
18

32,713

33,665

A-820

FISH AND WILDLIFE AND PARKS—Continued
Federal Funds—Continued

THE BUDGET

NATIONAL PARK SERVICE—Continued

21.40
24.40

General and special funds—Continued
OPERATION AND MAINTENANCE OF QUARTERS

60.00

Program and Financing (in thousands of dollars)
Identification code

10.00

14-5049-0-2-303

1989 actual

Program by activities:
Total obligations

1990 est.

8,323

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

8,511

1991 est.

8,795

90.00
-3
-1,899
2,374

-2,374
2,658

-2,658
2,658

8,795

8,795

8,795

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts

8,323
322
-562
-3

8,511
562
-562

8,795
562
-562

90.00

8,081

8,511

8,795

60.00

Budget authority (appropriation) (permanent,
indefinite) (special fund)

Outlays

Revenues from the rental of Government-owned quarters to
park employees are deposited in this account and used to
operate and maintain the quarters.
Object Classification (in thousands of dollars)
Identification code

14-5049-0-2-303

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

2,075
765
69
1

2,209
827
75

2,234
836
75

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
42.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

2,910
479
13
62
1,238
1
1,095
2,068
357
98
2

3,111
461
13
62
1,238
1
1,100
2,068
357
98
2

3,145
479
13
62
1,238
1
1,332
2,068
357
98
2

8,323

8,511

8,795

85

88

88

123
1

123
1

123
1

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

71.00
72.40
74.40

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Distribution of budget authority by account:
Educational expenses, children of employees, Yellowstone National Park
Payment for tax losses on land acquired for Grand Teton
National Park
Operation, management, maintenance, and demolition of federally acquired properties, Independence National Historical
Park
Delaware Water Gap, Route 209 operations
Distribution of outlays by account:
Educational expenses, children of employees, Yellowstone National Park
Payment for tax losses on land acquired for Grand Teton
National Park
Operation, management, maintenance, and demolition of federally acquired properties, Independence National Historical
Park
Delaware Water Gap, Route 209 operations

14-9924-0-2-303

Program by activities:
00.01 Educational expenses, children of employees, Yellowstone
National Park
00.02 Payment for tax losses on land acquired for Grand Teton
National Park
00.03 Operation, management, maintenance, and demolition of
federally acquired properties, Independence National
Historical Park
00.04 Delaware Water Gap, Route 209 operations
10.00

Total obligations




1989 actual

1991 est.

523

550

590

37

39

39

3
275

3
348

3
348

837

940

980

-884
924

-924
924

902

980

980

837
168
-93

940
93
-93

980
93
-93

940

980

515

590

590

39

39

39

348

3
348

3
348

520

550

590

37

39

39

60
295

3
348

3
348

Object Classification (in thousands of dollars)
14-9924-0-2-303

11.1
11.3
11.5

1990 est.

-819
884

Educational expenses, children of employees, Yellowstone
National Park.—Revenues received from the collection of
short-term recreation fees to the park are used to provide
educational facilities to pupils who are dependents of persons
engaged in the administration, operation, and maintenance of
Yellowstone National Park (16 U.S.C. 40a).
Payment for tax losses on land acquired for Grand Teton
National Park.—Revenues received from fees collected from
visitors are used to compensate the State of Wyoming for tax
losses on Grand Teton National Park lands (16 U.S.C. 406d-3).
Operation, management, maintenance, and demolition of
federally acquired properties, Independence National Historical Park.— Moneys collected from parking receipts and office
rentals are used for the operation, management, and maintenance of purchased or donated properties as authorized by the
Act approved October 26, 1951.
Delaware Water Gap, Route 209 operations.— Fees collected
for use of Route 209 within the Delaware Water Gap National
Recreation Area by commercial vehicles are used for management, operation, and maintenance of the route within the
park as authorized by the Act approved July 30, 1983 (97 Stat.
329).

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
22.0
23.3
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Transportation of things
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

MISCELLANEOUS PERMANENT APPROPRIATIONS

Identification code

1991

912

Budget authority (appropriation) (permanent,
indefinite) (special fund)

Identification code

Program and Financing (in thousands of dollars)

FOR FISCAL Y E A R

99.9

Total obligations

1989 actual

1990 est.

1991 est.

64
83
22

68
84
24

69
85
24

169
25
1
6
430
152
8
8
37

176
19
1
6
531
152
8
8
39

178
19
1
6
569
152
8
8
39

837

940

980

FISH AND WILDLIFE AND PARKS—Continued
Trust Funds

DEPARTMENT OF THE INTERIOR

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

11

11

11

15
1

15
1

15
1

25.0
26.0
31.0
32.0
99.0

Other services
Supplies and materials
Equipment
Land and structures

GENERALPRoVISIOnS,DEPARtMENTO

63
10
3
82

2,958

374

692

3,100

69
7

250

255

30
11

30

3
79

291

296

15
4

55

56

25

3

Subtotal obligations, National Park Service

548
4
1

12

25
12

ALLOCATION TO FEDERAL HIGHWAY ADMINISTRATION
11.1
11.3
11.5

Trust Funds
CONSTRUCTION (TRUST FUND)
Note.—Appropriation language providing funds for this account is under the 1
struction, National Park Service"

14-8215-0-7-401

358

88,800
1,392

26,000
400

5,331

90,192

26,400

99.0

1989 actual

Program by activities:
Cumberland Gap tunnel
00.02
George Washington memorial highway..

4,973

10.00

00.01

Total obligations

Financing:
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
Appropriation
21.49
Contract authority
Unobligated balance available, end of year:
24.40
Appropriation
Contract authority
24.49
39.00

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

11.9
12.1
21.0
22.0
24.0
25.0
26.0
31.0
32.0

Program and Financing (in thousands of dollars)
Identification code

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1991 est.

1990 est.

99.9

- 5
-46,165
-81,143

-87,839
-34,143
9,647
22,143

3,247

47,000
-47,000

12,000
-12,000

20,000

-20,000

5,331
15,970
-8,375
- 5

90,192
8,375
-63,240

12,922

35,327

39,352

12
4,060

25

25

1
3,827

5
89,015

5
18,809

Subtotal obligations, allocation to Federal Highway
Administration

4,957

89,500

23,300

Total obligations

5,331

90,192

26,400

3
5

2
2

2
2

2
2

9
11

9
11

Personnel Summary
NATIONAL PARK SERVICE
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment
ALLOCATION TO FEDERAL HIGHWAY ADMINISTRATION

Budget authority:
Appropriation

40.49

Portion applied to liquidate contract authority..

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

12
60

26,400
63,240
-50,288

2,143

Budget authority..

40.00

43.00

3
1,018
7

-9,647
-22,143

87,839
34,143

11

Outlays..

Status of Unfunded Contract Authority (in thousands of dollars)
Unfunded balance, start of year
Appropriation to liquidate contract authority..
Unfunded balance, end of year

81,143
-47,000

34,143

22,143

-12,000

-20,000

34,143

22,143

2,143

MISCELLANEOUS TRUST FUNDS
Program and Financing (in thousands of dollars)
Identification code 1 4 - 9 9 7 2 - 0 - 7 - 3 0 3

Program by activities:
Operating expenses:
00.01
National Park Service, donations
00.02
Preservation, Birthplace of Abraham Lincoln, National
Park Service

11,901

00.91

11,901

01.01

Public Law 93-87 authorized the relocation of U.S. Route
25E from its existing location through the Cumberland Gap
National Historic Park to another alignment involving a
4,100-foot tunnel.
A provision in Public Laws 99-500 and 99-591 provides for
improvements to the George Washington Memorial Parkway,
subject to funding for an additional lane on the Theodore
Roosevelt Bridge.
Object Classification (in thousands of dollars)
Identification code 1 4 - 8 2 1 5 - 0 - 7 - 4 0 1

1989 actual

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.3

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges




8
4,883

4,008

4,883

4,008

-3,730

-65

-65

-3,807
-65

3,730

3,807

3,807

65

Total obligations

65

65

13,300

4,960

280
12,181

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
17.00

-11

(permanent,

Relation of obligations to outlays-.
Obligationsincurred.net
72.40 Obligated balance, start of year
74.40
Obligated balance, end of year
78.00 Adjustment in unexpired accounts
71.00

117
15
3

80
15
3

82
15
3

135
22
36

98
16
15

100
16
16
4
6

9
14

4,875

-2,599

Total operating expenses

Capital investment: National Park Service, donations

Budget authority (appropriation)
indefinite)

1991 est.

1990 est.

1991 est.

NATIONAL PARK SERVICE
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

10.00

60.00
1990 est.

1989 actual

4
6

90.00

Outlays

Distribution of budget authority by account:
National Park Service, donations
Preservation, Birthplace of Abraham Lincoln, National Park
Service

12,181

4,883

2,330

8,071

-8,071
-11

-1,433

4,008
1,433
-1,433

6,429

11,521

4,008

13,296

4,952

4,000

4

8

A-822

Trust Fui^S—Continue<F'''^ PARKS-CONTINUED

THE BUDGET FOR FISCAL YEAR 1991

NATIONAL PARK SERVICE—Continued
MISCELLANEOUS TRUST FUNDS—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code

14-9972-0-7-303

1989 actual

Distribution of outlays by account:
National Park Service, donations
Preservation, Birthplace of Abraham Lincoln, National Park
Service

1990 est.

1991 est.

6,433

4,000

-4

National Park Service, donations.—The

11,513
8

8

S e c r e t a r y o f t h e In-

terior accepts and uses donated moneys for purposes of the
National Park System (16 U.S.C. 6). Substantial donations are
included for the restoration of the Statue of Liberty and Ellis
Island.
Preservation, Birthplace of Abraham Lincoln, National Park

Service.—This fund consists of an endowment given by the
Lincoln Farm Association, and the interest therefrom is available for preservation of the Abraham Lincoln Birthplace National Historic Site, Kentucky (16 U.S.C. 211, 212).
Jefferson

National

Expansion

Memorial,

contributions.—

Contributions are accepted from the city of St. Louis or private sources for construction of a national memorial (68 Stat.
98-100).
Object Classification (in thousands of dollars)
Identification code

14-9972-0-7-303

1989 actual

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.9

Total obligations

1990 est.

1991 est.

624
561
171
2

645
579
170

653
587
170

1,358
195
221
63
45
99
9,237
683
269
11

1,394
157
221
63
45
99
2,221
683

1,410
163
221
63
45
99
1,324
683

12,181

for police-type use, [ 1 7 ] 12 buses and [ 5 ] 7 ambulances; to provide,
notwithstanding any other provision of law, at a cost not exceeding
$100,000, transportation for children in nearby communities to and
from any unit of the National Park System used in connection with
organized recreation and interpretive programs of the National Park
Service; options for the purchase of land at not to exceed $1 for each
option; and for the procurement and delivery of medical services
within the jurisdiction of units of the National Park System: Provided, That any [no year] funds available to the National Park Service
may be used, with the approval of the Secretary, to maintain law and
order in emergency and other unforeseen law enforcement situations
and conduct emergency search and rescue operations in the National
Park System: Provided further, That none of the funds appropriated
to the National Park Service may be used to process any grant or
contract documents which do not include the text of 18 U.S.C. 1913:
Provided further, That none of the funds appropriated to the National
Park Service may be used to add industrial facilities to the list of
National Historic Landmarks without the consent of the owner: Provided further, That the National Park Service may use helicopters
and motorized equipment at Death Valley National Monument for
removal of feral burros and horses: Provided further, That notwithstanding any other provision of law, the National Park Service may
recover unbudgeted costs of providing necessary services associated
with special use permits, such reimbursements to be credited to the
appropriation current at that time[: Provided further, That none of
the funds appropriated to the National Park Service may be used to
implement an agreement for the redevelopment of the southern end
of Ellis Island until such agreement has been submitted to the Congress and shall not be implemented prior to the expiration of 30
calendar days (not including any day in which either House of Congress is not in session because of adjournment of more than three
calendar days to a day certain) from the receipt by the Speaker of the
House of Representatives and the President of the Senate of a full
and comprehensive report on the development of the southern end of
Ellis Island, including the facts and circumstances relied upon in
support of the proposed project]. (Department of the Interior and
Related Agencies Appropriations Act, 1990.)

INDIAN AFFAIRS
BUREAU OF INDIAN AFFAIRS

Federal Funds
4,883

4,008

General and special funds:
OPERATION OF INDIAN PROGRAMS

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

20

20

20

37
4

37
4

37
4

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
Department of Agriculture, Forest Service: "State and private forestry "
Department of Transportation, Federal Highway Administration:
"Federal-Aid Highways (Highway Trust Fund)"
Appalachian Regional Commission: "Appalachian regional commission"
Bureau of Reclamation: "Construction program"
Department of State:
"United States-India Fund for Cultural, Educational, and Scientific Cooperation" (14
FT565)
Department of the Interior, Office of the Secretary:
"Salaries and Expenses, Special Foreign Currency Program"
Department of the Interior: "America the Beautiful—Interior"
Department of the Interior, Bureau of Land Management: "Firefighting"

ADMINISTRATIVE PROVISIONS

Appropriations for the National Park Service shall be available for
the purchase of not to exceed [ 3 8 6 ] 1 new rotary-wing aircraft for
replacement only and 468 passenger motor vehicles, of which [ 3 3 2 ]
324 shall be for replacement only, including not to exceed [ 2 8 5 ] 355




For operation of Indian programs by direct expenditure, contracts,
cooperative agreements, and grants including expenses necessary to
provide education and welfare services for Indians, either directly or
in cooperation with States and other organizations, including payment of care, tuition, assistance, and other expenses of Indians in
boarding homes, institutions, or schools; grants and other assistance
to needy Indians; maintenance of law and order; management, development, improvement, and protection of resources and appurtenant
facilities under the jurisdiction of the Bureau of Indian Affairs, including payment of irrigation assessments and charges; acquisition of
water rights; advances for Indian industrial and business enterprises;
operation of Indian arts and crafts shops and museums; development
of Indian arts and crafts, as authorized by law; for the general administration of the Bureau of Indian Affairs, including such expenses in
field offices, [$1,035,534,000, including $54,000,000 for conversion of
tribal contracts and agreements to a calendar year basis as authorized by section 204(d)(1) of Public Law 100-472 (100 Stat. 2291), and]
$1,018,185,000, of which not to exceed [$71,393,000] $66,224,000 for
higher education scholarships, adult vocational training, and assistance to public schools under the Act of April 16, 1934 (48 Stat. 596), as
amended (25 U.S.C. 452 et seq.), shall remain available for obligation
until September 30, [1991, and of which $2,180,000 for litgation support shall remain available until expended,] 1992, and the funds
made available to tribes and tribal organizations through contracts
authorized by the Indian Self-Determination and Education Assistance Act of 1975 (88 Stat. 2203; 25 U.S.C. 450 et seq.) shall remain
available until September 30, [1991] 1992: Provided, That this carryover authority does not extend to programs directly operated by the

DEPARTMENT OF THE INTERIOR

GENERAL

PRoVISIOnS,

Bureau of Indian Affairs unless the tribe(s) and the Bureau of Indian
Affairs enter into a cooperative agreement for consolidated services;
and for expenses necessary to carry out the provisions of section 19(a)
of Public Law 93-531 (25 U.S.C. 640d-18(a)), [$1,002,000] $1,027,000,
to remain available until expended: Provided further, That none of
the funds appropriated to the Bureau of Indian Affairs shall be expended as matching funds for programs funded under section 103(b)(2)
of the Carl D. Perkins Vocational Education Act[: Provided further,
That $200,000 of the funds made available in this Act shall be available for cyclical maintenance of tribally owned fish hatcheries and
related facilities: Provided further, That none of the funds in this Act
shall be used by the Bureau of Indian Affairs to transfer funds under
a contract with any third party for the management of tribal or
individual Indian trust funds until the funds held in trust for such
tribe or individual have been audited and reconciled to the earliest
possible date, the results of such reconciliation have been certified by
an independent party as the most complete reconciliation of such
funds possible, and the tribe or individual has been provided with an
accounting of such funds: Provided further, That $250,000 of the
amounts provided for education program management shall be available for a grant to the Close Up Foundation: Provided further, That if
the actual amounts required in this account for costs of the Federal
Employee Retirement System in fiscal year 1990 are less than
amounts estimated in budget documents, such excess funds may be
transferred to "Construction" and "Miscellaneous Payments to Indians" to cover the costs of the retirement system in those accounts:
Provided further, That for the purpose of enabling Indian reservation
residents in Arizona who are eligible for General Assistance and who
have dependent children to participate and succeed in Job Corps
training, the Bureau shall pay general assistance support for the
dependent children at the full State AFDC A-2 grant level]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

14-2100-0-1-999

Program by activities:
Direct program:
00.01
Education
00.02
Tribal services
00.03
Navajo/Hopi settlement program
00.04
Economic development
00.05
Natural resources development
00.06
Trust responsibilities
00.07
Facilities management
00.08
General administration
00.09
Tribe/agency operations

1989 actual

1990 est.

1991 est.

239,398
167,291
2,143
41,957
114,595
35,339
82,451
72,060
254,668

260,480
179,777
2,004

282,168
157,830
1,527

10,612

79,443
37,082
89,191
78,327
285,962

65,868
43,808
87,161
89,003
280,454

1,009,902
63,722

1,022,878
63,500

1,018,685
64,000

10.00

1,073,624

1,086,378

1,082,685

-61,779
-1,943
-4,393
-4,110
4,877
1,432

-62,000
-1,500
-4,877

— 62,000
— 2,000

3^487

£987

1,007,708

1,021,488

1,018,185

1,026,361

1,035,534
-14,046

1,018,185

11.00
14.00
21.40
22.40
24.40
25.00

Total obligations
Financing:
Offsetting collections from:
Federal funds
Non-Federal sources
Unobligated balance available, start of year
Unobligatedbalancetransferred.net
Unobligated balance available, end of year
Unobligated balance lapsing

39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
41.00 Transferred to other accounts
42.00 Transferred from other accounts
43.00
71.00
72.40
74.40
77.00
90.00

- 58,594
39,941

-3,487

Appropriation (adjusted)

1,007,708

1,021,488

1,018,185

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1,009,902
92,482
-277,948
63,918

1,022,878
277,948
-340,249

1,018,685
340,249
-339,773

888,354

960,577

1,019,161

Outlays

Education— T h e B u r e a u o f Indian A f f a i r s operates schools
a n d supports tribally-operated schools.




THE

A-823

inTeRIOR

T h e B u r e a u provides f i n a n c i a l assistance to Indian students
f o r h i g h e r education studies, supports s o m e tribally-operated
post-secondary institutions, a n d o f f e r s c o n t i n u i n g education
p r o g r a m s in m a n y c o m m u n i t i e s .
Tribal services.—This
activity includes m u n i c i p a l - t y p e g o v e r n m e n t services f o r Indian c o m m u n i t i e s , a l o n g w i t h assista n c e to tribes in self-government. Individual Indians are assisted b y vocational training and e m p l o y m e n t p l a c e m e n t .
Navajo/Hopi settlement program— This activity provides f o r
range m a n a g e m e n t and grazing capacity restoration on lands
lying w i t h i n t h e f o r m e r N a v a j o / H o p i Joint U s e A r e a .
Economic development—Economic
d e v e l o p m e n t is e n c o u r aged a n d assisted t h r o u g h p r o g r a m s of t e c h n i c a l a n d f i n a n c i a l
aid to Indian individuals and organizations. Indian tribal organizations a n d individuals are assisted w i t h s e c u r i n g a n d
m a n a g i n g loans. Grants are also available to eligible applicants.
Natural resources development—This
activity provides f o r
the conservation, d e v e l o p m e n t , a n d use o f Indian land, water,
a n d related resources.
Trust responsibilities.—This
activity provides f o r the protection of Indian rights and p r o p e r t y , and the m a n a g e m e n t o f
assets held in trust f o r Indian tribes and individuals.
Facilities
management—This
activity provides f o r the
m a i n t e n a n c e and o p e r a t i o n of B u r e a u facilities and the provision f o r G S A - o w n e d o r leased facilities.
General administration.—These
f u n c t i o n s include executive
direction, administrative services, safety m a n a g e m e n t , emp l o y e e c o m p e n s a t i o n p a y m e n t s , construction m a n a g e m e n t ,
and education program management.
Tribe/Agency Operations.—Programs
in the areas of education, tribal g o v e r n m e n t services, natural resources, e c o n o m i c
d e v e l o p m e n t , and administration are supported t h r o u g h this
activity as well as those indicated above. L o c a l l y d e t e r m i n e d
priorities serve as the basis f o r these estimates.

10,866

00.91
Total direct program
01.01 Reimbursable program

Of

DEPARtMENT

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.3
23.3
24.0
25.0
26.0
31.0
32.0
33.0
41.0
42.0
43.0

14-2100-0-1-999

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Investments and loans
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

1990 est.

1991 est.

195,894
75,568
13,170
10,520

201,000
80,000
9,000

209,000
83,000
10,000

295,152
58,780
871
19,134
8,509
9,123
1,092
24,120
1,382
405,352
40,458
11,408
2,516
60
131,635
211
99

290,000
62,000
1,000
19,000
8,000
10,000
1,092
25,000
1,000
418,786
31,000
11,000

302,000
64,000
1,000
19,900
8,000
10,000
1,200
25,000
1,000
392,585
31,000
11,000

145,000

152,000

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

1,009,902
63,722

1,022,878
63,500

1,018,685
64,000

99.9

Total obligations

1,073,624

1,086,378

1,082,685

8,442

8,289

8,429

10,335
250

10,387
250

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

10,911
280

A-824

Trust

F^ —oiu<^
uS Cn eF
i n ''
t

THE BUDGET FOR FISCAL YEAR 1991

PaRKs-Continued

24.40 Unobligated balance available, end c

General and special funds—Continued

43,463

69,603

48,702

39.00

BUREAU OF INDIAN AFFAIRS—Continued

65,456

160,243

103,099

138,226

103,099

OPERATION OF INDIAN PROGRAMS—Continued

Budget authority:
40.00
40.00

Personnel Summary—Continued
Reimbursable.Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Budget authority

685

691

691

807
15

869
15

837
15

Appropriation
Reduction pursuant to P.L. 99-177..

41.00 Transferred to other accounts
42.00 Transferred from other accounts
43.00

Appropriation (adjusted)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....

79,283

-1,376
-43,750
29,923

23,393

65,456

160,243

103,099

81,634
77,245
-80,599

134,103
80,599

124,000

-120,781

120,781
-140,713

CONSTRUCTION
Outlays..
78,280
93,921
104,068
90.00
For construction, major repair, and improvement of irrigation and
power systems, buildings, utilities, and other facilities, including arBuildings and utilities.—This
activity provides f o r t h e c o n chitectural and engineering services by contract; acquisition of lands
struction a n d rehabilitation o f B u r e a u facilities.
and interests in lands; preparation of lands for farming; maintenance
Irrigation systems.—This
activity provides f o r t h e c o n s t r u c of Indian reservation roads as defined in section 101 of title 23,
tion, extension, a n d rehabilitation o f irrigation projects, dams,
United States Code; and construction, repair, and improvement of
Indian housing, [$134,226,000] $103,099,000, to remain available
a n d related p o w e r systems o n Indian reservations.
until expended [ : Provided, That $1,000,000 of the funds made availHousing.—This
p r o g r a m provides f o r t h e repair of h o u s i n g
able in this Act shall be available for rehabilitation of tribally owned
f o r n e e d y Indians.
fish hatcheries and related facilities: Provided further, That such
Land acquisition.—This
p r o g r a m provides f o r t h e acquisiamounts as may be available for the construction of the Navajo
tion o f l a n d s a n d interests in lands f o r Indian tribes, as directIndian Irrigation Project may be transferred to the Bureau of Reclaed b y Congress a n d b y j u d i c i a l decisions.
mation]: Provided further, That not to exceed 6 per centum of conFish hatcheries.—This
p r o g r a m provides f o r t h e rehabilitatract authority available to the Bureau of Indian Affairs from the
tion o f tribal fish h a t c h e r i e s f u n d e d t h r o u g h t h e B u r e a u .
Federal Highway Trust Fund may be used to cover the road program
management costs of the Bureau of Indian Affairs: Provided further,
Employee housing— This activity provides f o r a pilot proThat [hereafter, notwithstanding any other provision of law,
g r a m to address t h e repair n e e d s f o r B I A e m p l o y e e h o u s i n g .
amounts collected from grantees by the Secretary as grant repayRoad maintenance and road construction.—The
Road Mainments required under the Secretary's regulations for the Housing
t e n a n c e p r o g r a m provides safe a n d accessible public roads,
Improvement Program shall be credited in the year collected and
w h i c h s e r v e Indian reservations. T h e R o a d Construction proshall be available for obligation under the terms and conditions applig r a m provides roads o n Indian reservations f o r safe a n d c o n cable to the Program under that year's appropriation. Provided furv e n i e n t t r a n s p o r t a t i o n o f p e o p l e a n d goods.
ther, That all obligated and unobligated balances of "Road Construction" shall be merged with "Construction"] $7,200,000 of the contract
Construction contract support.—This
activity provides f o r
authority available to the Bureau of Indian Affairs from the Federal
t h e p a y m e n t o f indirect costs o n c o n s t r u c t i o n projects c a r r i e d
Highway Trust Fund for road construction to serve the Navajo Reser- o u t u n d e r P u b l i c L a w 9 3 - 6 3 8 contracts. C o n t r a c t s u p p o r t is
vation shall be used by the Secretary of the Interior for road construcpaid o n l y o n a m o u n t s associated w i t h t h e a d m i n i s t r a t i o n o f
tion projects on land transferred or acquired under the Act of Decemt h e contract.
ber 22, 197A, as amended (25 U.S.C. 6W-10): Provided further, That
the foregoing shall not alter the amount of funds or contract authority
Object Classification (in thousands of dollars)
that would otherwise be available for road construction to serve any
Indian reservation or land other than the Navajo reservation. (Depart- Identification code 14-2301-0-1-452
1991 est.
1990 est.
1989 actual
ment of the Interior and Related Agencies Appropriations Act, 1990.)

[To fight the war on drugs, $4,000,000, to remain available until
expended, for the provision of additional emergency shelters for
Indian youth and for the construction of juvenile detention facilities.] (Department of Transportation and Related Agencies Appropria- 11.1
tions Act, 1990.)
11.3
11.5
Program and Financing (in thousands of dollars)
11.8
Indentification code 1 4 - 2 3 0 1 - 0 - 1 - 4 5 2

Program by activities:
Direct program:
00.01
Buildings and utilities
00.02
Irrigation systems
00.03
Housing
00.04
Land acquisition
00.05
Fish hatcheries
00.06
Employee housing
00.07
Road maintenance and road construction
00.08
Contract support
00.91
01.01
10.00

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40
Unobligated balance available, start of year
22.40
Unobligated balance transferred, net




1989 actual

37,312

1990 est.

1991 est.

42,000

18,031

20,000

40,000
24,000

23,426

25,000
4,239
1,652
495
31,000
9,717

21,000

31,000
7,000

81,634
13,666

134,103
10,300

124,000
10,300

95,300

144,403

134,300

-12,666

-10,300

-10,300

-43^463

— 69,603

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0
43.0
44.0

82

1,891

892

-1,000
-68,734
9,093

1,000

99.0
99.0

BUREAU OF INDIAN AFFAIRS
Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

3,894
424
37
9

15,900
1,900
700
20

16,300
2,000
700
20

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Interest and dividends
Refunds

4,364
975
4
550
164
644
5
43,729
1,938
1,165
13,951
5,375
9
25

18,520
3,320
5
1,200
750
2,700
10
54,397
15,000
3,000
15,000
6,000

19,020
3,400
5
1,200
750
2,700
10
57,915
15,000
3,000
15,000
6,000

72,898

119,902

124,000

13,666

10,300

10,300

1,087
18

112
18

Subtotal direct obligations, Bureau of Indian Affairs
Reimbursable obligations, Bureau of Indian Affairs
ALLOCATION TO BUREAU OF RECLAMATION

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

DEPARTMENT OF THE INTERIOR
Other personnel compensation
Special personal services payments

11.5
11.8

Total personnel compensation

GENEraL

PRoVISIOnS,

22
1
1,127

130

Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

159
2
61
6
23
1
10
30
1,018
9
11
6,279

19
4
57
10
20
1
11
5
1,150
130
12,654

99.0

Subtotal direct obligations, Bureau of Reclamation

8,736

14,201

99.9

Total obligations

95,300

144,403

134,300

140

419

419

249
9

654
17

649
17

32
31

4
5

0
0

11.9
11.9
12.1

13.0
21.0

22.0
23.1
23.2
23.3
24.0
25.0
26.0

31.0
32.0

10

Personnel Summary
BUREAU OF INDIAN AFFAIRS
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
ALLOCATION TO BUREAU OF RECLAMATION
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

MISCELLANEOUS PAYMENTS TO INDIANS

For miscellaneous payments to Indian tribes and individuals pursuant to Public Laws 98-500, 99-264[, 99-503], 100-383, 100-512, [100675, 100-580, 101-41,] and 100-585, including funds for necessary
administrative expenses, [$191,864,000] $52407,000 to remain available until expended [ , of which not to exceed $12,700,000 is made
available to the Tohono O'Odham Nation for purposes authorized in
the Gila Bend Indian Reservation Lands Replacement Act, Public
Law 99-503] : Provided, That notwithstanding any other provision of
law, funds appropriated pursuant to Public Law 100-383 shall not be
subject to the provisions of 43 U.S.C. 1606(i). (Department of the
Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

14-2303-0-1-452

Program by activities:

00.01
00.02
00.03
00.04
00.05

1989 actual

White Earth Act administration
Old Age Assistance Claims Settlement Act..
Gila Bend Lands replacement
Aleutian/Pribilof Restitution Payments
Water rights settlements
00.06 Hoopa Yurok settlement
00.07 Puyallup Land Settlement

545
942
11,300
150

10.00

1990 est.

513
742
12,700
15,300
75,359

1991 est.

513
782
12,300
38,800

10,000

72,250

5,000

12,937

186,864

57,395

-2,157
3,172

-3,172
8,172

13,952

191,864

52,407

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

12,937
79
-208

186,864
208
-196

57,395
196
564

90.00

12,808

186,876

58,155

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00

Budget authority (appropriation)

Outlays

A-825

inTeRIOR

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8

11.9
12.1
This account covers expenses associated with the following 21.0
22.0
nine Acts:
23.2
White Earth Reservation Claims Settlement Act (Public Law 24.0
99-264).—Funds will be used to investigate and verify ques- 25.0




THE

tionable transfers of land by which individual Indian allottees, or their heirs, were divested of ownership.
Old Age Assistance Claims Settlement Act (Public Law 98500).— Funds will be used to identify, notify and compensate
individuals entitled to compensation under this Act for unauthorized disbursement of $50 or more made by the Department of the Interior to repay states and counties for old age
assistance benefits received by Indian decendents during their
lifetimes.
Gila Bend Indian Reservation Lands Replacement Act
(Public Law 99-503).— Section 4 of this Act requires the Secretary of the Interior to pay to the Tohono O'Odham Nation
$10,000,000 in fiscal years 1988, 1989 and 1990 along with
interest accrued from the date of enactment, conditioned upon
the Nation assigning to the United States all right, title and
interest, of the Nation in 9,880 acres of land within the Gila
Bend Indian Reservation. Funds provided in FY 1990 meet all
requirements of the Act.
Aleutian and Pribilof Islands Restitution Act (Public Law
100-383).—The Act authorizes the Department of the Interior
to enter into an agreement with the Aleutian/Pribilof Island
Association to identify, locate, and compensate Aleut residents for the loss of personal, real, and community property
damaged or destroyed during World War II. Funds will be
used to cover the administrative and legal expenses of carrying out the agreement and for restitution payments.
Salt River Indian Water Rights Settlement Act (Public Law
100-512).—The Act provides for the settlement of water rights
claims of the Salt River Pima-Maricopa Indian Community in
Arizona. Funds are deposited in a trust fund established by
section 9 of the Act to use in rehabilitating and improving the
Community's existing water facilities.
San Luis Rey Indian Water Rights Settlement Act (Public
Law 100-675).— The Act provides for the settlement of water
rights claims of five bands of California Mission Indians.
Funds are deposited in a tribal development fund established
by section 105 of the Act for the benefit of the Bands. Funds
provided in FY 1990 meet all requirements of the Act.
Colorado Ute Indian Water Rights Settlement Act (Public
Law 100-585).— The Act provides for the settlement of water
rights claims of the Ute Mountain Ute and the Southern Ute
tribes in Colorado. Funds are deposited in two tribal development funds established by section 7 of the Act for the benefit
of the tribes. Each tribe is required to submit an economic
development plan to the Secretary of the Interior prior to
using the funds.
Hoopa-Yurok Settlement Act (Public Law 100-580).—The
Act provides for the settlement of reservation lands between
the Hoopa Valley Tribe and the Yurok Indians in northern
California. Funds are deposited in a settlement fund authorized by section 4 of the Act.
Puyallup Indian Settlement Act of 1989 (Public Law 10141).— The Act provides for the settlement of land claims of the
Puyallup Tribe in the Tacoma, Washington area. Funds provided in FY 1990 meet all requirements of the Act.

-8,172
3,184

Total obligations

OF

DEPARtMENT

14-2303-0-1-452

1989 est.

1990 est.

1991 est.

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

49
333
2
11

54
340
5
13

60
346
6
12

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Printing and reproduction
Other services

395
51
29
6
18
-1
322

412
61
35
14
24
5
375

424
71
38
17
28
5
400

~
Ao Z v )

q q / >

A-828FSFUT^THEBUDGET

INDIAN AFFAIRS—Continued
Federal Funds—Continued

BUREAU OP INDIAN AFFAIRS—Continued

FOR FISCAL YEAR 199

OPERATION AND MAINTENANCE OF QUARTERS

General and special funds—Continued

Program and Financing (in thousands of dollars)

MISCELLANEOUS PAYMENTS TO INDIANS—Continued
Identification code

Object Classification (in thousands of dollars)—Continued
Identification code

26.0
31.0
41.0
43.0
99.9

14-2303-0-1-452

1989 est.

Supplies and materials
Equipment
Grants, subsidies, and contributions
Interest and dividends

1990 est.

1991 est.

24
5
185,909

27
10
56,375

12,937

Total obligations

17
-3
12,103
1

186,864

Total number of full-time permanent positions
Total compensable work years: Full-time equivalent employment....

12
19

12
19

[PAYMENT TO NAVAJO REHABILITATION TRUST F U N D ]

[For Navajo tribal rehabilitation and improvement activities in
accordance with the provisions of section 32(d) of Public Law 93-531,
as amended (25 U.S.C. 640d-30), including necessary administrative
expenses $800,000, to remain available until expended.] (Department
of the Interior and Related Agencies Appropriations Act, 1990.)

6,200

-2,341
3,139

-3,139
3,469

-3,469
3,599

6f326

6,330

6,330

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

5,527
1,294
-989

6,000
989
-646

6,200
646
-508

90.00

5,832

6,343

6,338

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
Budget authority (appropriation) (permanent,
indefinite) (special fund)

Outlays

Public Law 88-459 (Federal Employees Quarters and Facilities Act of 1964) is the basic authority under which the Secretary utilizes quarters rentals funds to defer the costs of operation and maintenance incidental to the employee quarters
program. Public Law 98-473 established a special fund, to
remain available until expended, for the operation and maintenance of quarters.
Object Classification (in thousands of dollars)
Identification code

14-2368-0-1-452

1989 actual

1990 est.

1991 est.

14-5051-0-2-452

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Program by activities:
10.00 Total obligations (object class 25.0)..
Financing:
40.00 Budget authority (appropriation)...
Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

1991 est.

6,000

Program and Financing (in thousands of dollars)
Identification code

1990 est.

5,527

60.00

12
19

1989 actual

Program by activities:
10.00 Total obligations

57,395

Personnel Summary

14-5051-0-2-452

Outlays

800

A payment to the Navajo Rehabilitation Trust Fund was
made in fiscal year 1990 pursuant to section 640d-30 of Public
Law 93-531. Funds are used to improve the economic, social,
and educational condition of Navajo families affected by the
relocation program.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,794
369
52

3,100
640
55

3,100
640
55

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0
41.0
43.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Interest and dividends

3,215
463
65
94
-19
3
497
1,013
121
72
1
2

3,795
460
70
90
250

3,795
460
70
90
250

400
835
100

400
1,035
100

5,527

6,000

6,200

71

71

71

123
2

123
2

123
2

99.9

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

EASTERN INDIAN LAND CLAIMS SETTLEMENT FUND

Program and Financing (in thousands of dollars)
Identification Code

14-2202-0-1-

Program by activities:
10.00 Total obligations (object class 25.0)

1989 Actual

1990 Est.

1991 Est.

MISCELLANEOUS PERMANENT APPROPRIATIONS

39

Financing:
21.40 Unobligated balance available, start of year..,
39.00

-39

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net

39

90.00

Beginning October 1, 1990 and thereafter, amounts collected by the
Secretary in connection with the Alaska Resupply Program (P.L. 77457), shall be deposited into a special fund to be established in the
Treasury, to be available to carry out the provisions of the Alaska
Resupply Program, such amounts to remain available until expended:
Provided, That unobligated balances of amounts collected in fiscal
year 1990 and credited to the Operation of Indian Program Account as
offsetting collections, shall be transferred and credited to this account.

39

Outlays

Payments were made to the Rhode Island Indian claims
settlement fund as authorized by Public Law 95-395, September 30, 1978, for settlement of certain Indian land claims in
the State of Rhode Island.



Program and Financing (in thousands of dollars)
Identification code

14-9925-0-2-999

Program by activities:
00.01 Claims and treaty obligations
00.02 Operation and maintenance, Indian irrigation systems
00.03 Power systems, Indian irrigation projects

1989 actual

1,003
18,855
30,633

1990 est.

1,972
18,443
31,211

1991 est.

2,000
21,479
34,825

DEPARTMENT OF THE INTERIOR

GENERAL

PRoVISIOnS,

00.04 Alaska resupply program
10.00

6,243

Total obligations

50,491

64,547

-38,175

-46,968

-7,084

46,968

Budget authority (appropriation) (permanent,
indefinite)

53,527

50,562

55,071

68,141

51 626
535
^5
— 2,598

64 547
258
^9
-10,007

52,976

Distribution of outlays by account:
Claims and treaty obligations (general fund)
Operation and maintenance, Indian irrigation systems (special
fund)
Power systems, Indian irrigation projects (special fund)
Alaska resupply program (special fund)

54,383

57,138

1,003

2,000

2,000

20,056
32,468

20,533
32,538

22,850
37,048
6,243

967

2,000

2,000

19,183
32,826

21,124
31,259

20,989
30,155
3,994

are m a d e to ful-

Claims and treaty obligations.—Payments

fill treaty obligations with the Senecas of New York (act of
February 19, 1831), the Six Nations of New York (act of
November 11, 1794), and the Pawnees of Oklahoma (the treaty
of September 24, 1857); and benefit claims to the Sioux Indians (acts of March 2, 1889, June 10, 1896, and June 21, 1906).
Operation

and

maintenance,

Indian

Personnel Summary

irrigation

systems.—

Revenues derived from charges for operation and maintenance of Indian irrigation projects are used to defray in part
the cost of operating and maintaining these projects (60 Stat.
895).
Power systems, Indian irrigation projects.—Revenues

collect-

e d

( 8 8

1990 est.

11.1
11.3
11.5

10,015
1,107
388

10,204
1,183
415

12,783
1,413
495

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

11,510
2,116
151
578
10,549
-6
8,175
14,190
668
5
2,536
8
11

11,802
2,212
161
618
10,740

14,691
2,701
193
738
13,467

8,332
14,410
714
5
2,611
9
12

10,428
18,342
853
6
3,104
10
14

50,491

51,626

64,547




s t a t

Identification code

7 7 ;

2 5

n

g

c

1 4 5 1

e t

s e q

^

g h a l l

14-4409-0-3-452

Program by activities:
10.00 Total obligations (object class 33.0)

483
8

n o t

e x c e e d

[ r e s o u r c e s

39.00

1990 est.

1991 est.

11,604

12,818

9,000

-3,859
-6,144

-4,075
-6,100

-4,350
-6,540

-7,320
5,719

-5,719
3,076

-3,076
4,966

1,601
1,953
-2,435

2,643
2,435
-700

-1,890
700
-500

4,378

-1,690

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance
90.00

1989 actual

1,119

Financing:
Offsetting collections from: Non-Federal sources.14.00
Collections of loans
14.00
Revenues, interest on loans
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

Outlays

Status of Direct Loans (in thousands of dollars)
Identification code

14-4409-0-3-452

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1131 Direct loan obligations exempt from limitation
1131 Reduction pursuant to P.L. 99-177
1150

1991 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

Total obligations

473
8

Program and Financing (in thousands of dollars)

1290

99.9

473
8

and authority available. $13,000,000] $9,000,000. (Department of the
Interior and Related Agencies Appropriations Act, 1990.)

Object Classification (in thousands of dollars)
1989 actual

394

During fiscal year [1990] 1991, and within the resources and
authority available, gross obligations for the principal amount of
direct l ° a n s pursuant to the Indian Financing Act of 1974, as amend-

1210
1231
1251
1262

14-9925-0-2-999

394

Public enterprise funds:

ed from the sale of electric power by the Colorado River,
Flathead, and San Carlos power systems are used to operate
and maintain these systems (60 Stat. 895; 65 Stat. 254).
Alaska Resupply Program.—Revenues collected from operation of the Alaska Resupply Program are used to operate
and maintain this program (P.L. 77-457, 56 Stat. 95)

Identification code

370

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

REVOLVING FUND FOR LOANS

50,491
7,840
-5,355

Outlays..

A-827

inTeRIOR

_ _ _ _ _
—'~~~

5,355
-7

Distribution of budget authority by account:
Claims and treaty obligations (general fund)
Operation and maintenance, Indian irrigation systems (special
fund)
Power systems, Indian irrigation projects (special fund)
Alaska resupply program (special fund)

THE

-5,355
7

38,175

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

51,626

33,403

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
U.S. securities:
21.41
Par value
21.42
Unrealized discount
Unobligated balance available, end of year:
24.40
Treasury balance
U.S. securities:
24.41
Par value
24.42
Unrealized discount
60.00

OF

DEPARtMENT

1320
1330

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments
Adjustments-. Write-offs for default
Outstanding, end of year

1989 actual

1990 est.

1991 est.

9,000

11,604

13,000

11,604

12,818

101,058
11,122
-3,859
-1,827

106,494
14,553
-4,075
-3,035

113,937
9,200
-4,350
-3,200

106,494

113,937

115,587

-182

Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

20.0

2,058

This fund, established by the Indian Financing Act of 1974,
provides a source of financing for Indians who cannot borrow
from other Government credit agencies or from ordinary commercial lenders because of their low economic status, isolated
geographic location, trust status of land, lack of bankable
security, or other reasons. Direct loans are made for any
purpose that will promote the economic development of the
borrower, including loans for educational purposes.
Revenue and Expense (in thousands of dollars)
1989 actual

Loan program:
Revenue

6,144

1990 est.

6,100

1991 est.

6,540

mEMf"-0"^

A-828

THE BUDGET FOR FISCAL YEAR 1991
43.00

BUREAU OF INDIAN AFFAIRS—Continued

Public enterprise funds—Continued

Revenue and Expense (in thousands of dollars)—Continued

Expense

1990 est.

1991 est.

-22,911

3,065

Outlays

-3,200

-16,767

Net operating income

-3,035

90.00

Financial Condition (in thousands of dollars)

9,273
100,681

Total assets

1989 actual

1990 est.

8,154

3,776

85,033

92,476

1991 est.

5,466
94,126

109,954

Liabilities:
Selected liabilities: Accounts payable
Government equity:
Selected equities.- Unexpended budget authority:
Unobligated balance
Invested capital

93,187

96,252

99,592

1,953

2,435

700

7,409
3,042

10,521

12,431

-5,051

5,051
-4,491

4,491
-4,017

11,081

12,905

14-4410-0-3-452

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements:
1231
Direct loan disbursements
1232
Disbursements for guaranteed loan claims
Repayments:
1251
Repayments and prepayments
1252
Repayment of defaulted guaranteed loans
Adjustments:
1262
Write-offs for defaults
1264
Other adjustments, net 1

1989 actual

15,245

1990 est.

13,601

1991 est.

15,420

142

100

100

2,543

5,640

7,000

-230

-217

-350

-100

-300

-4,604
505

-4,500
896

-3,500
642

13,601

15,420

19,012

500

1290
1

7,320
100,681

5,719
85,033

3,076
92,476

4,966
94,126

108,001

Total Government equity

11,487

Status of Direct Loans (in thousands of dollars)

1210

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable
Loans receivable, net

4,718

3,340
Identification code

1988 actual

3,370

5,400

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance

REVOLVING FUND FOR LOANS—Continued

1989 actual

Appropriation (adjusted)

90,752

95,552

Outstanding, end of year

Unguaranteed portion of defaulted loans assigned to the Bureau of Indian Affairs by commercial lenders.

Status of Guaranteed Loans (in thousands of dollars)

99,092

INDIAN LOAN G U A R A N T Y A N D INSURANCE

Identification code

2111
2131
2131

FUND

For payment of interest subsidies on new and outstanding guaranteed loans and for necessary expenses of management and technical
assistance in carrying out the provisions of the Indian Financing Act
of 1974, as amended (88 Stat. 77; 25 U.S.C. 1451 et seq.), C$4,767,000]
$11,487,000, to remain available until expended: of which not to
exceed $500,000 shall remain available for payment of losses on surety
bonds guaranteed pursuant to the authority of said Act Provided,
That during fiscal year [1990] 1991, total commitments to guarantee
loans pursuant to [the Indian Financing Act of 1974, as amended,]
said Act, may be made only to the extent that the total loan principal, any part of which is to be guaranteed, shall not exceed [resources and authority available] $45,000,000. (Department of the Interior and Related Agencies Appropriations Act, 1990.)

2150

14-4410-0-3-452

Position with respect to appropriations act limitation
on commitments:
Limitation on guaranteed loans made by private lenders
Guaranteed loan commitments exempt from limitation
Reduction pursuant to P.L. 99-177
Total guaranteed loan commitments

1989 actual

1990 est.

1991 est.

45,000
59,133

59,133

45,000
-630
44,370

45,000

Cumulative balance of guaranteed loans outstanding:
2210

Outstanding, start of year

2261
2264

Disbursements: Disbursement of new guaranteed loans....
Repayments: Repayments and prepayments
Adjustments:
Terminations for default that result in direct loans
Other adjustments, net 1

2290

Outstanding, end of year

2231
2251

2299

169,939

218,683

248,233

59,133
-6,699

44,370
-8,554

45,000
-9,667

- 2,817
-873

- 6,266

-

218,683

248,233

276,394

7,172

MEMORANDUM
U.S. contingent liability for guaranteed loans outstanding,
end of year

189,677

215,217

239,633

Program and Financing (in thousands of dollars)
Identification code

14-4410-0-3-452

1989 actual

1990 est.

1991 est.

2320
2330

Estimate of guaranteed loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)

21.0
9,426

Program by activities:
00.01

HnDrstino cApcilSco.
upcfdUiig ovnoncac.

canceled.

Interest subsidy expense
Technical assistance
Administrative expenses
Surety bond expenses

235

5,671
500

29

100

500
100
400

00.91
Total operating expenses
01.01 Capital investment

5,929
2,733

6,271

7,952

5,840

6,655

10.00

8,662

12,111

14,607

-1,253

-1,590

-2,175
_1

-18,195
14,156

-14,156

-8,353

8,353

7,409

3,370

4,718

11,487

3,370

4,767
-49

11,487

00.02

00.03
00.04

5,665

Total obligations

Financing:
Offsetting collections from.Non-Federal sources:
14.00
Premiums, repayments, etc. on guaranteed loans....
14.00
Surety bonds
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

Budget authority

6,952

Budget authority:
40.00
40.00

Appropriation

Reduction pursuant to P.L.




99-177

T h e f u n d w a s established p u r s u a n t to t h e I n d i a n F i n a n c i n g
A c t o f 1974 as a m e n d e d in 1984 a n d 1988. T h e p u r p o s e o f t h e
f u n d is t o s u p p o r t a p r o g r a m o f g u a r a n t e e i n g o r i n s u r i n g
loans m a d e b y c o m m e r c i a l l e n d i n g institutions t o I n d i a n
tribes a n d organizations, a n d individual I n d i a n s a n d A l a s k a
N a t i v e s f o r e c o n o m i c d e v e l o p m e n t purposes. A n interest subsidy is paid f r o m t h e f u n d o n l o a n s g u a r a n t e e d o r i n s u r e d to
r e d u c e t h e Indian b o r r o w e r ' s r a t e o f interest. T h e p u r p o s e o f
this p r o g r a m is to p r o v i d e a n i n c e n t i v e t o t h e p r i v a t e l e n d i n g
sector to m a k e l o a n s to I n d i a n s w h i c h w o u l d n o t o t h e r w i s e b e
made.
B e g i n n i n g in 1991, t h e f u n d will also g u a r a n t e e u p t o 10
p e r c e n t o f a surety b o n d issued b y t h e S m a l l Business A d m i n istration (SBA). T h e S B A w i l l g u a r a n t e e u p to 90 p e r c e n t o f
t h e losses sustained b y a s u r e t y c o m p a n y as a result o f t h e
issuance o f a bid, p a y m e n t , a n d / o r p e r f o r m a n c e b o n d t o a n
Indian small business c o n c e r n . A p r e m i u m f e e p a i d b y t h e
surety will h e l p offset projected losses o n t h e b o n d s . F u n d s
a r e requested in 1991 t o c o v e r losses o n these b o n d s .

INDIAN AFFAIRS—Continued
Trust Funds

DEPARTMENT OF THE INTERIOR

Trust Funds

Revenue and Expense (in thousands of dollars)
1989 actual

1990 est.

1991 est.

1,023
-3,187
-4,604

693
-6,643
-4,500

670
-7,168
-3,500

-6,768

Net operating loss, total

-10,450

-9,998

1988 actual

1989 actual

1990 est.

1991 est.

Total Government equity

21,237
561
86
13,714

19,207
345
130
12,518

11,920

9,018

204
14,343

204
17,935

32,200

26,467

27,157

193

Government equity:
Selected equities:
Unexpended budget authority:
Unobligated balance
Undelivered orders
Invested capital

837

Relation of obligations to outlays:
71.00 Obligations incurred, net

1991 est.

837
837

Outlays..

T h i s Rehabilitation Fund, established b y section 640d-30 o f
the N a v a j o a n d H o p i Indian R e l o c a t i o n A c t (25 U.S.C. § 631 et
seq.), provides a s o u r c e of f u n d s f o r t h e S e c r e t a r y of the
Interior to c a r r y out p r o g r a m s to i m p r o v e the e c o n o m i c ,
social, a n d e d u c a t i o n a l condition of N a v a j o families a n d c o m munities a f f e c t e d b y t h e relocation activities.

(PAPAGO)

Program and Financing (in thousands of dollars)
18,195
3,410
13,800

14,156
5,051
12,654

7,724
4,196
14,547

5,341
3,677
18,139

35,405

31,861

26,467

27,157

1990 est.

BIA contingent liability for new bond guarantees..

1991 est.

50,000

1989 actual

Identification code

1990 est.

Bond program:
Revenue
Expenses

1991 est.

14-8366-0-7-452

Financing:
Unobligated balance available, start of year-.
21.40
Treasury balance
U.S. securities-.
Par value
21.41
Unrealized discount
21.42 Unobligated balance available, end of year:
Treasury balance
24.40
U.S. securities:
Par value
24.41
24.42
Unrealized discount
60.00

Revenue and Expenses (in thousands of dollars)

Budget authority (appropriation) (permanent,
indefinite)

1989 actual

1990 est.

1991 est.

-737

-522

-15,570
254

-17,075
517

-18,151

17,075
-517

18,151

19,019

1,027

1,071

522

Relation of obligations to outlays:
71.00 Obligations incurred, net

-1
-400

90.00

-399

Net loss for the year-

This Cooperative F u n d , established b y section 313 of t h e
S o u t h e r n A r i z o n a W a t e r Rights S e t t l e m e n t A c t (96 Stat.
1274-1285), provides a s o u r c e o f f u n d s f o r the S e c r e t a r y o f t h e
Interior to c a r r y out t h e obligations of t h e S e c r e t a r y u n d e r
sections 303, 304, a n d 305 o f t h e A c t . O n l y interest a c c r u i n g to
the f u n d m a y b e e x p e n d e d . H o w e v e r , the l a w provides t h a t n o
s u c h interest can b e spent p r i o r to the earlier of 1992 o r the
c o m p l e t i o n o f the m a i n project w o r k s o f t h e Central A r i z o n a
Project.

Financial Condition (in thousands of dollars)
1989 actual

1990 est.

Assets:
Fund balance with Treasury..
Government equity:
Unobligated balance

19916

101
101

Object Classification (in thousands of dollars)

99.9

1990 est.

837

COOPERATIVE FUND

1989 actual

11.1
12.1
21.0
25.0
26.0
31.0
33.0
41.0
43.0

1989 actual

339

Status of Bond Guarantees (in thousands of dollars)

Identification code

14-8368-0-7-452

Program by activities:
10.00 Total obligations (object class 41.0)

90.00

35,598

Liabilities:
Selected liabilities:
Accounts payable

Identification code

Financing:
40.00 Budget authority (appropriation) (indefinite)..

Financial Condition (in thousands of dollars)

Total assets

NAVAJO REHABILITATION TRUST FUND

Program and Financing (in thousands of dollars)

Loan guaranty and insurance fund program:
Revenue
Expense
Write offs

Assets:
Selected assets:
Fund balance with Treasury
Advances
Equipment
Assets acquired through default

GENERALPRoVISIOnS,DEPARtMENT

14-4410-0-3-452

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Other services
Supplies and materials
Equipment
Investments and loans
Grants, subsidies, and contributions
Interest and dividends
Total obligations




1989 actual

17
3
1
15
10
77
2,758
5,780
1
8,662

Outlays..

[MISCELLANEOUS TRUST FUNDS]
1990 est.

1991 est

10
451

10
500

25
5,740
5,885

25
7 500

12,111

[Notwithstanding any other provision of law, the Secretary shall
retain the amount of excess interest drawn from the Treasury during
the period of January 1, 1987, to February 28, 1989, to compensate the
trust funds for the amount of interest that would have been earned
had all available trust funds been invested in the Treasury during the
period from June 30, 1985, to December 31, 1986.] (Department of the
Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

6:572

.dentmctioncoce 14-9973-0-7-999

14,607

Program by activities:
00.01 Direct program (limitation)

» * *
310,870

>990.,.
395,532

»,

*

377,205

A-830

n t0nr
0a
r,r^aut
s n,il?
Fznd
du

- tinued

serv,ce con

THE BUDGET FOR FISCAL YEAR 1991

TERRITORIAL AND INTERNATIONAL AFFAIRS

BUREAU OF INDIAN AFFAIRS—Continued

[MISCELLANEOUS TRUST FUNDS] —Continued
TERRITORIAL AND INTERNATIONAL AFFAIRS

Program and Financing (in thousands of dollars)—Continued
Identification code

14-9973-0-7-999

1989 actual

00.02 Miscellaneous permanent
10.00

^

85

Total obligations (object class 44.0)

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
U.S. securities:
21.41
Par value
21.42
Unrealized discount
Unobligated balance available, end of year:
24.40
Treasury balance
U.S. securities:
24.41
Par value
24.42
Unrealized discount
60.00

1990 est.

Budget authority (appropriation) (permanent,
indefinite)

395,563

310,955

-899,851

1991 est.

28

377,233

-1,139,944 -1,327,072

~

1,139,944

1,327,072

'418

General and special funds:
377,214

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

310,955
1,358
-2,047

395,563
2,047
-2,047

377,233
2,047
-2,047

90.00

310,266

395,563

377,233

464,046
50

395,272
47

377,171
43

310,164
102

395,448
115

377,135
98

Distribution of outlays by account:
Indian tribal funds
Funds contributed for the advancement of the Indian race
Bequest of George C. Edgeter

ALLOCATION RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedule of the parent appropriation as follows:
The Department of the Interior: Bureau of Land Management: "Firefighting"
Department of Transportation: "Federal-Aid Highways."

ADMINISTRATIVE PROVISIONS

Appropriations for the Bureau of Indian Affairs (except the revolving fund for loans and the Indian loan guarantee and insurance fund)
shall be available for expenses of exhibits, and purchase of not to
exceed 162 passenger carrying motor vehicles, of which not to exceed
115 shall be for replacement only[: Provided, That the property
known as "Madrona Point" located on Orcas Island Washington, shall
be acquired in trust by the United States for the Lummi Indian Tribe
under the conditions that it shall be preserved in its natural condition and shall not be developed for any commercial or residential
purpose, except for a caretaker dwelling, a visitor or cultural center,
or the interment of human remains: Provided further, That now and
hereafter, the tribe, by contract, may impose additional restrictions:
Provided further, That after acquisition by the United States, the
property shall permanently be subject to the civil, regulatory (not
including tax) and criminal jurisdiction of the State of Washington
and its political subdivisions, concurrently with the Lummi Indian
Tribe: Provided further, That except as provided herein, such grant of
jurisdiction to the State shall have the same limitations as set forth
in 18 U.S.C. 1162(b)]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)




_ _ _ _ _
Federal Funds

395,319

Distribution of budget authority by accountIndian tribal funds
Funds contributed for the advancement of the Indian race
Bequest of George C. Edgeter

services a n d t e c h n i c a l assistance; c o o r d i n a t e s c e r t a i n F e d e r a l

1,327,053

187,790
-418
464,098

Outlays

The Secretary originates and implements Federal policy for
the U.S. territories; guides and coordinates certain operating
programs and construction projects; provides information
programs and services provided to the freely associated states,
and participates in foreign policy and defense matters concerning the U.S. territories and the freely associated states.

7go

-276,112
1,789

The Secretary of the Interior is charged with the responsibility of promoting the economic and political development of
those insular areas which are under U.S. jurisdiction and
within the responsibility of the Department of the Interior.

ADMINISTRATION OF TERRITORIES

For expenses necessary for the administration of territories under
the jurisdiction of the Department of the Interior, [$76,489,000,]
$71,203,000, of which (1) [$73,543,000] $67,622,000 shall be available
until expended for technical assistance; maintenance assistance; drug
interdiction and abuse prevention; late charges and payments of the
annual interest rate differential required by the Federal Financing
Bank, under terms of the second refinancing of an existing loan to
the Guam Power Authority, as authorized by law (Public Law 98-454;
98 Stat. 1732); grants to the judiciary in American Samoa for compensation and expenses, as authorized by law (48 U.S.C. 1661(c)); grants
to the Government of American Samoa, in addition to current local
revenues, for construction and support of governmental functions;
[construction] grants to the Government of the Virgin Islands as
authorized by law [Public Law 97-357 (96 Stat. 1709)]; grants [and
construction grants] to the Government of Guam, as authorized by
law [(Public Law 98-454; 98 Stat. 1732)]; grants to the Government
of the Northern Mariana Islands as authorized by law (Public Law
94-241; 90 Stat. 272); and (2) [$2,946,000] $3,581,000 for salaries and
expenses of the Office of Territorial and International Affairs, of
which not to exceed $3,000 may be used for official reception and
representation expenses: Provided, That the territorial and local governments herein provided for are authorized to make purchases
through the General Services Administration: Provided further, That
all financial transactions of the territorial and local governments
herein provided for, including such transactions of all agencies or
instrumentalities established or utilized by such governments, shall
be audited by the General Accounting Office, in accordance with
chapter 35 of title 31, United States Code: Provided further, That
Northern Mariana Islands Covenant grant funding shall be provided
according to those terms of the Agreement of the Special Representatives on Future United States Financial Assistance for the Northern
Mariana Islands approved by Public Law 99-396, except that should
the Secretary of the Interior believe that the performance standards
of such agreement are not being met, operations funds may be withheld, but only by Act of Congress as required by Public Law 99-396:
Provided further, That [$935,000 of the amounts provided for technical assistance shall be available for a grant to the Close Up Foundation: Provided further, That] the funds for the program of operations
and maintenance improvement are appropriated to institutionalize
routine operations and maintenance of capital infrastructure in
American Samoa, Guam, the Virgin Islands, the Commonwealth of
the Northern Mariana Islands, the Republic of Palau, the Republic of
the Marshall Islands, and the Federated States of Micronesia through
assessments of long-range operations and maintenance needs, improved capability of local operations and maintenance institutions
and agencies (including management and vocational education training), and project-specific maintenance (with territorial participation
and cost sharing to be determined by the Secretary based on the
individual territory's commitment to timely maintenance of its capital assets). (Department of the Interior and Related Agencies Appropriations Act, 1990.) -

department of the interior

GENERAL

PRoVISIOnS,

DEPARtMENT

Program and Financing (in thousands of dollars)
Identification code

14-0412-0-1-81

Program by activities:
Direct program:
Guam:
00.01
Construction grants
00.02
Special program grants
American Samoa:
00.03
Operations grants
00.04
00.05

00.06
00.07
00.08

00.09

00.10
00.11
00.12

00.13
00.14
00.15
00.16

Construction grants

Special program grants
Virgin Islands:
Construction grants

Special program grants
Northern Mariana Islands:
Covenant grants
Construction grants

Special program grants
Territorial administration:
Office of territorial and international affairs
Technical assistance
Guam power authority loan assistance
Maintenance assistance fund
Brown tree snake
Drug Interdiction/Abuse Prevention

Total direct program
01.01 Reimbursable program
00.91

10.00

Total obligations

1989 actual

1991 est.

•jjjjj
20,850

21,000

2,900

5,525

1,000

4,876

1,000

3,000

1,500

„

ocn

0G

125

14,559

28,850

2,969

2,946

1,387

3,000

2,500

1,000

68,839

76,489

1,597

1,000
71,203

2,000

2,000

78,489

70,436

73,203

-2,000
-45,293

47,210

45,293

43,242

-1,783

1,917

2,051

40.00

92,767

76,489

71,203

70,436

76,489

71,203

47,279

47,628

39,827

-39,827

-42,200

84,290

68,830

74.40

Obligated balance, end of year

77.00
90.00

Adjustments in expired accounts
Outlays

-47,628
-91
69,996

Status of Direct Loans (in thousands of dollars)
Identification code

1210
1251

1290

14-0412-0-1-808

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

58,677

56,894

54,977

-1,783

-1,917

-2,051

54,977

52,926

56,894

This appropriation contains support for basic Government
operations for those territories requiring such support, capital
infrastructure maintenance and improvements, special program and economic development assistance, and technical assistance.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0

14-0412-0-1-808

Direct program:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials..
Equipment




1

72,142

66,120

76,489

71,203

2,000

2,000

70,436

78,489

73,203

44

44

49

44

44

49

Personnel Summary
Djrect.
T o t a | n u m b e r 0f

f u ||_tj me permanent positions

Reimbursable:

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment. .

1989 actual

—

6,385

1,458

1,505

-2,000

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year

3

1,597

Total obligations

3,581

5,885

4,976

-47,210

72.40

8

10,000

-23,096

71.00

-

68,839

I I I " !

oo,oo0

A
64,786

Total compensable workyears: Full-time equivalent employment.

350

Financing:
11.00 Offsetting collections from: Federal funds
21.40
Unobligated balance available, start of year
24.40
Unobligated balance available, end of year
31.00
Redemption of debt
Budget authority (appropriation)

99.0

2,500

20,654

INTERIOR

Subtotal, direct program
Reimbursable program

99.0

99.9

4,900

THE

Grants, subsidies, and contributions

41.0

1990 est.

OF

1990 est.

1991 est.

1,880

1,980

2,281

100

100

100

60

60

60

2,040

2,140

2,441

402

432

380

450

503
484

10

25

100

326

355

390

155

170

230

20

25
670

815

30

30

35

50

50

60

TRUST TERRITORY OF THE PACIFIC ISLANDS

For expenses necessary for the Department of the Interior in administration of the Trust Territory of the Pacific Islands pursuant to
the Trusteeship Agreement approved by joint resolution of July 18,
1947 (61 Stat. 397), and the Act of June 30, 1954 (68 Stat. 330), as
amended (90 Stat. 299; 91 Stat. 1159; 92 Stat. 495); grants to the Trust
Territory of the Pacific Islands, in addition to local revenues, for
support of governmental functions; [$33,339,000] $30,600,000 to
remain available until expended, including [$3,000,000] $10,500,000
to reduce the accumulated deficit of the former Trust Territory Government and $4,200,000 for settlement purposes related to reef and
beach damage on Kosrae Island resulting from airport construction:
Provided, That all financial transactions of the Trust Territory, including such transactions of all agencies or instrumentalities established or utilized by such Trust Territory, shall be audited by the
General Accounting Office in accordance with chapter 35 of title 31,
United States Code: Provided further, That the government of the
Trust Territory of the Pacific Islands is authorized to make purchases
through the General Services Administration: Provided further, That
all Government operations funds appropriated and obligated for the
Republic of Palau under this account for fiscal year [1990] 1991,
shall be credited as an offset against fiscal year [1990] 1991 payments made pursuant to the legislation approving the Palau Compact
of Free Association (Public Law 99-658), if such Compact is implemented before October 1, [1990] 1991: Provided further, That [any
unobligated balances for Palau government operations that remain
available on the date of Compact implementation shall be used by the
Department of the Interior to reduce the accumulated deficit of the
Trust Territory Government] not less than $300,000 of the grants to
the Republic of Palau, for support of governmental functions, shall be
dedicated to the college of Micronesia in accordance with the agreement between the Micronesian entities. (Department of the Interior
and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

1989 actual

14-0414-0-1-808

Program by activities:
00.01 Trust Territory operations
00.02
Republic of Palau operations
00.03 Micronesian claims fund
00.04
Trust Territory construction-. Capital improvements..
00.05
Bikini Support
00.06
Deficit Elimination
00.07
Indefinite Land Use Claims
00.08 Damage Claims
10.00

Total obligations (object class

41.0)..

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40
Unobligated balance available, end of year

25

640

—

39.00

Budget authority..

1990 est.

1991 est.

893

1,218

800

14,500

14,716

15,100

19,874
14,030

1,000
2,963

10,500

2,780
4,200
39,047

32,927

30,600

-57,415

-47,233

-47,233

47,233

47,233

47,233

28,434

32,927

30,600

28,434

33,339

30,600

-431

Budget authority:
40.00
40.00

Appropriation
Reduction pursuant to P.L. 99-177..

-412

a-832

Trust

PaRKS-CONTINUED

Fui^S—Continue<F'''^

Budget authority:
40.00 Appropriation (current)
60.00 Appropriation (permanent, indefinite)

TERRITORIAL AND INTERNATIONAL AFFAIRS—Continued
General and special funds—Continued
TRUST TERRITORY OF THE PACIFIC ISLANDS—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code

43.00
71.00
72.40
74.40
78.00

14-0414-0-1-81

Appropriation (adjusted)

1990 est.

1991 est.

Outlays

28,434

32,927

30,600

39,047
19,567
-11,804
-431

32,927
11,804
-11,149

30,600
11,149
-10,537

46,379

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

90.00

1989 actual

33,582

31,212

Under the terms of the 1947 Trusteeship Agreement between the United States and the Security Council of the
United Nations, the United States exercises full jurisdiction
over the Trust Territory of the Pacific Islands and is obligated
to promote the political, economic, and educational advancement of the inhabitants. These responsibilities are carried out
through the Department of the Interior.
The Trusteeship Agreement is no longer in effect with respect to the Republic of the Marshall Islands and the Federated States of Micronesia. Their assistance is discussed in the
"Compact of Free Association" account. The United States
has approved a Compact with the Republic of Palau, but that
Compact has not been ratified by Palau consistent with the
requirements of the Palau constitution, and has, therefore,
not been implemented. Funding included in the "Trust Territory of the Pacific Islands" account represents assistance for
the Republic of Palau, and remaining transition responsibilities of the United States from the Trusteeship administration.

90.00

Outlays

COMPACT OF FREE ASSOCIATION

For economic assistance and necessary expenses for the Federated
States of Micronesia [and], the Republic of the Marshall Islands,
and the Republic of Palau as provided for in sections 122, 221, 223,
232, and 233 of the Compacts of Free Association, [$23,260,000]
$19,200,000, to remain available until expended, as authorized by
Public Law 99-239 [ ; ] , Public Law 99-658, and Public Law 101-219:
Provided, That [notwithstanding the provisions of Public Laws 99500 and 99-591,] the effective date of the Palau Compact for purposes
of economic assistance pursuant to the Palau Compact of Free Association, Public Law 99-658, shall be the effective date of the Palau
Compact as determined pursuant to section [101(d) of Public Law 99658] 101 of Public Law 101-219. (Department of the Interior and
Related Agencies Appropriations Act, 1990.)

Program by activities:
00.01 Assistance to the Marshall Islands
00.02 Assistance to the Federated States of Micronesia
00.03 Assistance to Palau
00.04 Federal services assistance
00.05 Program grant assistance
00.06 Enjebi trust fund
00.07 Bikini resettlement
00.08 Enewetak support
00.09 Other construction
10.00

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority




1989 actual

1990 est.

23,260
161,238

19,200
149,238

179,202
14,359
-40,798

194,498
40,798
-33,857

165,938
33,857
-32,857

201,439

166,938

The peoples of the Marshall Islands and the Federated
States of Micronesia approved Compacts of Free Association
negotiated by the United States and their governments. The
Compact of Free Association Act of 1985 (Public Law 99-239)
constituted the necessary authorizing legislation to make
annual payments to the Republic of the Marshall Islands and
the Federated States of Micronesia, which began in fiscal year
1987 and will continue for fifteen years, totalling $2.3 billion,
to aid in the development of these freely associated states as
sovereign nations. Public Law 99-658 provided the necessary
authorizing legislation for the Republic of Palau Compact.
That Compact, when implemented, will provide annual payments that will total $450 million over a fifteen-year period.
Object Classification (in thousands of dollars)
Identification code

25.0
41.0
99.9

14-0415-0-1-808

Other services
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est.

1991 est.

32,973
146,229

20,160
174,338

7,700
158,238

179,202

194,498

165,938

MICRONESIAN CLAIMS FUND, TRUST TERRITORY OF THE PACIFIC ISLANDS

Program and Financing (in thousands of dollars)
14-0416-0-1-808

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

1989 actual

1990 est.

198
-198

198
-198

1991 est.

198
-198

Outlays

PAYMENTS TO THE UNITED STATES TERRITORIES, FISCAL ASSISTANCE

Program and Financing (in thousands of dollars)
Identification code

14-0418-0-1-806

1989 actual

1990 est.

1991 est.

1991 est.

39,668
86,961

44,236
95,002

40,236
87,002

32,973
10,000
2,500
5,000
1,100
1,000

20,160
10,000

7,700
10,000

2^0
200
1,100
2,000

21000

179,202

194,498
-26,102
16,102

-16,102
18,602

113,180

184,498

168,438

50,198

44,000

46,000

29,592

26,000

29,000

10.00

79,790

70,000

75,000

79,790

70,000

75,000

Relation of obligations to outlays:
71.00 Obligations incurred, net

79,790

70,000

75,000

79,790

70,000

75,000

Total obligations (object class 41.0)

165,938

-92,124
26,102

Program by activities:
00.01 Advance payments to Guam of estimated U.S. income
tax collections
00.02 Advance payments to the Virgin Islands of estimated
U.S. excise tax collections

90.00

Program and Financing (in thousands of dollars)
14-0415-0-1-8

32,360
80,820

152,763

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

Identification code

Identification code

THE BUDGET FOR FISCAL YEAR 1991

Financing:
60.00 Budget authority (appropriation) (permanent, indefi-

Outlays

Public Law 95-348 requires that certain revenues collected
by the Internal Revenue Service involving Guam and the
Virgin Islands (income taxes withheld and excise taxes) be
paid prior to the start of the fiscal year of collection. The 1991
funding is for the 1992 prepayment.

DEPARTMENT OF THE INTERIOR

GENERAL

DEPARTMENTAL OFFICES

31.0
32.0

OFFICE OF THE SECRETARY

99.0
99.0
99.9

Federal Funds
General and special funds:

A-833

DEPARTMENT

PRoVISIOnS,

Equipment
Land and structures

OFTHEInTERIOR

816
85

80

156

Subtotal, direct obligations
Reimbursable obligations

48,839
66,985

50,331
72,000

62,076
76,000

Total obligations

115,824

122,331

138,076

Direct program:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

580
568

580
594

611
625

Reimbursable program:
Total compensable workyears: Full-time equivalent employment.

55

54

47

SALARIES AND EXPENSES

For necessary expenses of the Office of the Secretary of the Interior, [$51,045,000] $62,076,000, of which not to exceed $10,000 may be
for official reception and representation expenses [ : Provided, That
Alaskan oil spill damage assessment shall continue at least through
September 30, 1990]. (Department of the Interior and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

14-0102-0-1-306

1989 actual

1990 est.

Personnel Summary

1991 est.

Program by activities:
Direct program:
00.01
Departmental direction
00.02
Program direction and coordination
00.03
Policy, budget, and administration
00.04
Hearings and appeals
00.05
Aircraft services
00.06
Centra! services

6,258
4,167
15,561
5,591
1,813
15,449

6,071
4,059
16,681
5,904
1,984
15,632

7,475
4,589
21,634
6,263
2,082
20,033

00.91
Total direct program
01.01 Reimbursable program

48,839
66,985

50,331
72,000

62,076
76,000

115,824

122,331

138,076

-66,985
228

-72,000

-76,000

49,067

50,331

62,076

10.00

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39 00

Budget authority

OFFICE OF THE SECRETARY

Program and Financing (in thousands of dollars)
Identification code

14-0105-0-1-306

49,067

51,045
-714 ,

62,076

43.00

Appropriation (adjusted)

49,067

50,331

62,076

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

48,839
6,994
-5,400
-752

50,331
5,400
-5,033

62,076
5,033
-6,208

49,681

50,698

1989 actual

Program by activities:
10.00 Endangered species (Total obligations) (object class
25.0)
Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

(SPECIAL FOREIGN CURRENCY PROGRAM)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

1991 est.

8
-21
-226
240

-240
240

-240
240

2,161
-2,161

2,161
-2,161

Budget authority

71.00
72.40
74.40
78.00

1990 est.

8
2,495
-2,161
-21

60,901

90.00

Outlays

90.00

Outlays

321

No funds are requested for 1991. Amounts reflected above
represent a cessation of activity in this program.

CONSTRUCTION MANAGEMENT

This appropriation provides overall departmental direction
and guidance including such activities and functions as: congressional liaison, public affairs, and equal opportunity; program direction and coordination; activities concerning policy,
budget, and administration; regulatory review; the Department's quasi-judicial and appellate responsibilities; aviation
policy; and general administrative support, such as space and
postage for the Secretarial accounts.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0

14-0102-0-1-306

Direct obligations-.
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials




1989 actual

1990 est.

1991 est.

24,390
817
540

25,591
927
90

28,837
937
90

25,746
3,985
127
862
13
7,827

26,608
4,118
168
1,009
20
7,790
36
1,645
460
7,907
490

29,864
4,786
170
1,194
20
8,582
36
1,719
527
14,523
499

1,222
514
7,154
488

For necessary expenses of the Office of Construction Management,
[$1,800,000] $2,039,000. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

14-0103-0-1-306

1989 actual

Program by activities:
10.00 Total obligations

1,847

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

1991 est.

-61
15

40.00

1990 est.

71.00
72.40
74.40
77.00
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

1,800

2,039

1,800

1,800

2,039

1,785
717
-723
- 2 2 ..

1,800
723
-178

2,039
178
-202

1,757

2,345

2,015

This Office assists the bureaus and offices of the Department of the Interior, principally the Bureau of Indian Affairs,
in improving their performance in planning, designing, constructing and operating facilities.

A-834

fSfuk„Sm^con,in"(ki

THE BUDGET FOR FISCAL YEAR

of oil in waters of the United States upon a determination by
the Secretary of the Interior that such funds are necessary for
the protection or restoration of natural resources under his
jurisdiction.

OFFICE OF THE SECRETARY—Continued

General and special funds—Continued
CONSTRUCTION MANAGEMENT—Continued

Object Classification (in thousands of dollars)
Identification code

14-0103-0-1-306

1989 actual

1990 est.

1991 est.
MISCELLANEOUS EXPIRING

Direct obligations:
Personnel compensation:
11.1
Full-time permanent
11.3
Other than full-time permanent
11.5
Other personnel compensation

741
27
13

816
44
10

927
44
10

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

781
122
89
147
23
12
570
13
27

870
130
100
140
25
12
488
14
21

981
154
126
140
28
12
554
14
30

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.0
Subtotal, direct obligations
99.0 Reimbursable obligations

1,785
61

1,800

2,039

99.9

1,847

1,800

2,039

Total obligations

19
91

APPROPRIATIONS

Program and Financing (in thousands of dollars)
Identification code

17.00
21.40
24.40
25.00

14-9911-0-1-300

1989 actual

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

39.00
71.00
72.40
74.40
78.00

1990 est.

1991 est.

-1
-36

-36
36

37

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

90.00

1
-1

1
-1

Outlays.

Personnel Summary
Direct program:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

18
16

Reimbursable program:
Total compensable workyears: Full-time equivalent employment.

1

18
18

20
20

Amounts above reflect the spendout of available funds for
issues related to water policy.

Intragovernmental funds:
W O R K I N G CAPITAL

[OILSPILL EMERGENCY

Program and Financing (in thousands of dollars)

FUND]

[Funds made available under his head by the "Dire Emergency
Supplemental Appropriations and Transfers, Urgent Supplemental,
and Correcting Enrollment Errors Act of 1989" shall be available up
to a limit equivalent to the amount of funds appropriated by said Act
for contingency planning, response, and natural resource damage assessment activities related to any discharge of oil in waters of the
United States upon a determination by the Secretary of the Interior
that such funds are necessary for the protection or restoration of
natural resources under his jurisdiction.] (Department of the Interior
and Related Agencies Appropriations Act, 1990.)

14-0119-0-1-306

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations

1,023

39.00

1,023

Budget authority:
40.00 Appropriation
41.00 Transferred to other accounts
43.00

Appropriation (adjusted)

-1,023
1,023

-1,023
1,023

7,300
-6,277
1,023

Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

Outlays

Funds under this account are available for the Department
of the Interior for contingency planning, response and natural
resource damage assessment activities related to the discharge of oil from the tanker Exxon Valdez into Prince William Sound, Alaska. Funds are also available under this account for contingency planning, response, and natural resource damage assessment activiteis related to any discharge



14-4523-0-4-306

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses.- Sales program:
00.01
Goods and services
00.02
Aircraft services

14,984
66,074

18,301
57,000

17,834
59,000

10.00

81,058

75,301

76,834

-81,058

-75,301

-76,834

4,158
-10,267

10,267
-10,267

10,267
-10,267

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year-. Fund balance
90.00

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
Budget authority

Identification code

39.00

Program and Financing (in thousands of dollars)
Identification code

FUND

Outlays

-6,109

This fund finances central reproduction, communication,
supplies, health services, aircraft, and other such services
which may be performed more advantageously on a reimbursable basis (43 U.S.C. 1467).
Object Classification (in thousands of dollars)
Identification code

14-4523-0-4-306

11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services

11.1

1989 actual

1990 est.

1991 est.

9,045
496
385
8

10,242
411
235
217

11,136
438
260
400

9,934
1,675
566
55

11,105
1,766
646
80
19
1,526
1,525
53,731

12,234
1,959
714
80
21
1,764
973
53,807

1,071
761
62,543

DEPARTMENT OF THE INTERIOR

GENERAL

PRoVISIOnS,

26.0
31.0

Supplies and materials
Equipment

3,490
963

3,241
1,662

3,464
1,818

99.9

Total obligations

81,058

75,301

76,834

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

308

284

290

291
8

318
8

324
8

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts in 1989 are included in
the schedules of the parent appropriations as follows:
Labor: Employment and Training Administration, "Training and employment services."

DEPARTMENT

OF

INTERIOR

A-835

1990 est.

THE

1991 est.

Object Classification (in thousands of dollars)
Identification code

14-0107-0-1-306

1989 actual

11.1
11.3
11.5

Personnel Compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

15,055
610
242

15,669
630
123

16,405
647
123

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

15,907
2,865
20
596
12
1,132
602
164
2,851
156
287

16,422
2,824
19
553
30
1,215
676
163
2,813
230
360

17,175
3,115
14
523
30
1,276
686
175
2,944
214
333

24,592

25,305

26,485

337
359

351
355

355
359

Total obligations

99.9
ADMINISTRATIVE PROVISIONS

There is hereby authorized for acquisition from available resources
within the Working Capital Fund, 11 aircraft, 7 of which shall be for
replacement and which may be obtained by donation, purchase or
through available excess surplus property: Provided, That no programs funded with appropriated funds in the "Office of the Secretary", "Office of the Solicitor", and "Office of Inspector General" may
be augmented through the Working Capital Fund or the Consolidated
Working Fund. (Department of the Interior and Related Agencies Appropriations Act, 1990.)

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

OFFICE OF INSPECTOR GENERAL

Federal Funds
General and special funds:
OFFICE OF INSPECTOR GENERAL

OFFICE OF THE SOLICITOR

For necessary expenses of the Office of Inspector General,
[$20,737,000] $21,722,000. (Department of the Interior and Related
Agencies Appropriations Act, 1990.)

Federal Funds
General and special funds:

Program and Financing (in thousands of dollars)

SALARIES AND EXPENSES

For necessary expenses of the Office of the Solicitor, [$25,325,000.]
$26,485,000. (Department of the Interior and Related Agencies Appropriations Act, 1990.)

14-0107-0-1-306

Program by activities:
10.00 Total obligations
Financing:
25.00 Unobligated balance lapsing
39.00

24,592

1990 est.

25,305

1991 est.

26,485

94
24,686

25,305

26,485

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

24,686

25,325
-20

26,485

43.00

Appropriation (adjusted)

24,686

25,305

26,485

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

24,592
2,891
-2,201
-241

25,305
2,201
-2,530

26,485
2,530
-2,648

25,041

24,976

26,367

90.00

Budget authority

1989 actual

Outlays

The Office of the Solicitor in the Department of the Interior
provides legal advice and counsel to the Secretary and all
constituent bureaus and offices of the Department. All attorneys in the Department, except the Justices of American
Samoa and the Trust Territory of the Pacific Islands and the
attorneys in the Office of Hearings and Appeals, are under
the supervision of the Solicitor. The Office is comprised of the
headquarters staff, located in Washington, DC, and 19 regional and field offices.



14-0104-0-1-306

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Audits
00.02
Investigations
00.03
Administration

12,393
2,828
3,272

13,496
3,120
3,848

14,342
3,508
3,872

00.91
Total direct program
01.01 Reimbursable program

18,493
97

20,464
100

21,722
100

10.00

Program and Financing (in thousands of dollars)
Identification code

Identification code

18,590

20,564

21,822

-97
256

-100

-100

18,749

20,464

21,722

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

18,749

20,737
-273

21,722

43.00

Appropriation (adjusted)

18,749

20,464

21,722

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

18,493
2,623
-2,320
-693

20,464
2,320
-2,046

21,722
2,046
-2,172

18,103

20,738

21,596

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

90.00

Budget authority

Outlays

Public Law 95-452 established the Office of Inspector General. The mission of the office includes auditing and investigating departmental activities, providing leadership and recommending policies to promote economy and efficiency, preventing and detecting fraud and abuse, and keeping the Secretary informed of problems and deficiencies in departmental
programs and operations.

mEMf"-0"^

a - 8 3 6

THE BUDGET FOR FISCAL YEAR 1991
Program and Financing (in thousands of dollars)

OFFICE OF INSPECTOR GENERAL—Continued

General and special funds—Continued

Identification code

1989 actual

14-0118-0-1-806

1990 est.

1991 est.

OFFICE OF INSPECTOR GENERAL—Continued

Program by activities:
10.00 Total obligations

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
99.0
99.0

14-0104-0-1-306

1989 actual

11,557

11,052

12,689

153
240

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

160

160

251

251

11,445

11,968

13,100

2,318
4

2,876
12

3,030
12

1,865

1,775

1,890

16
558
4

178
587
4

178
677
4

219

234

248

117

134

134

1,569

2,071

2,048

100

119

525

282

20,464

21,722

100

100

18,590

Total obligations

92
286
18,493
97

Subtotal, direct obligations
Reimbursable obligations

20,564

21,822

40.00

289

292

312

292

296

316

1

1

1

1

Reimbursable program:
Total compensable workyears: Full-time equivalent employment.

-150

675

1,429

75

T h e I n d i a n G a m i n g R e g u l a t o r y A c t (Public L a w 100-497)
established t h e N a t i o n a l Indian G a m i n g C o m m i s s i o n as a n
i n d e p e n d e n t a g e n c y within t h e D e p a r t m e n t o f t h e Interior.
T h e C o m m i s s i o n will h a v e a r e g u l a t o r y r o l e o v e r class II
g a m i n g (such as bingo) c o n d u c t e d o n I n d i a n lands. O p e r a t i n g
costs o f t h e C o m m i s s i o n will b e f i n a n c e d t h r o u g h a n n u a l
tribal assessments o f g a m i n g activities regulated b y t h e C o m mission. F e d e r a l a p p r o p r i a t i o n s are requested in 1991 to c o v e r
start-up costs o f t h e C o m m i s s i o n .

1

1

11.9

21.0
23.1
23.3

OPERATION A N D M A I N T E N A N C E OF QUARTERS

24.0

Program and Financing (in thousands of dollars)
1989 actual

Financing:
21.40 Unobligated balance available, start of year
24.40
Unobligated balance available, end of year
25.00
Unobligated balance lapsing

25.0

26.0

1990 est.

1991 est.

1989 actual

14-0118-0-1-

Direct obligations:
Personnel compensation:
11.1
Full-time permanent
11.3
Other than full-time permanent..
11.5
Other personnel compensation....
12.1

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment

-39

-51

51
51

Budget authority (appropriation) (permanent,
indefinite) (special fund)

1990 est.

1991 est.

247

446

10

10
5

257

461

36

63

50

100

20
20

40

37

25

50

277

698

15

25

50

30

Subtotal, direct obligations..
99.0 Reimbursable obligations..

750

1,504

99.9

750

1,514

31.0
99.0

Total obligations..

10

Personnel Summary

12

Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

1,504

75

Outlays

90.00

1,504

750

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

Identification code

14-5052-0-2-306

750

Object Classification (in thousands of dollars)

Direct program:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of holiday and overtime hours

60.00

-10

Budget authority (appropriation)

Personnel Summary

Identification code

1,514

Financing:

1991 est.

14.00 Offsetting collections from: Non-Federal sources..

Direct obligations.Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation

99.9

1990 est.

750

Outlays

A l l o f t h e quarters o w n e d b y t h e O f f i c e of Inspector G e n e r a l
w e r e disposed o f b y S e p t e m b e r 17, 1987. B a l a n c e s will b e
t r a n s f e r r e d t o the U.S. T r e a s u r y d u r i n g 1990.

NATIONAL INDIAN GAMING COMMISSION
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

For necessary expenses of the National Indian Gaming Commission,
pursuant to Public Law 100-497, [$750,000] $1,504,000• Provided,
That in fiscal year [1990] 1991 and thereafter, fees collected pursuant to and as limited by section 18 of the Act shall be available to
carry out the duties of the Commission, to remain available until
expended. (.Department of the Interior and Related Agencies Appropriations Act, 1990.)




GENERAL PROVISIONS, DEPARTMENT OF THE
INTERIOR
The following sections are proposed for deletion and do not appear
below:
Sec. 109

Sec. 110, 111

Prohibition against use of funds to detail any employee to an organization unless such detail is in
accordance with Office of Personnel Management
Regulations.
Prohibition against use of funds to conduct leasing,
drilling or other exploration activity, on lands
within the Eastern Gulf of Mexico planning area
and on lands within the North Aleutian Basin
planning area.

DEPARTMENT OF THE INTERIOR

Sec. 112

Sec. 113

Sec. 114

Sec. 115
Sec. 116, 117

Sec. 118

Sec. 119

Sec. 120

Prohibition against use of funds for the conduct of
publishing draft environmental impact statements until the Outer Continental Shelf Task
Force releases its report to the President on
Lease Sales 91, 95 and 116 and leasing activities
in Northern, Southern and Central California.
Prohibition against use of funds for the conduct of
leasing activities in the Atlantic Ocean beyond
the territorial limits of Massachusetts, Rhode
Island, Connecticut, New York, New Jersey, Delaware and Maryland.
Prohibition against use of funds for the conduct of
preleasing and leasing activities of lands described in section 107 of Public Law 99-190 or
lands surrounding Georges Bank.
Designation of agency component or headquarters
operation to be relocated to Avondale, Maryland.
Prohibition on use of funds for the implementation
or financing of agreements with entities for the
management of all lands, waters, and interests on
Matagorda Island, Texas.
Defines the term "Class II gaming" in Public Law
100-497 for any Indian tribe located in the State
of Minnesota.
Prohibition on use of funds to prepare reports on
contacts between employees of Department of the
Interior and Members and Committees of Congress and their staff.
Amendments to sections 13 and 32 of Public Law
93-531, the Navajo and Hopi Land Settlement
Act, which authorized the expenditure of funds
for the Navajo Rehabilitation Trust Fund.

SEC. 101. Appropriations made in this title shall be available for
expenditure or transfer (within each bureau or office), with the approval of the Secretary, for the emergency reconstruction, replacement, or repair of aircraft, buildings, utilities, or other facilities or
equipment damaged or destroyed by fire, flood, storm, or other unavoidable causes: Provided, That no funds shall be made available
under this authority until funds specifically made available to the
Department of the Interior for emergencies shall have been exhausted [ : Provided further, That all funds used pursuant to this section
must be replenished by a supplemental appropriation which must be
requested as promptly as possible].
SEC. 102. The Secretary may authorize the expenditure or transfer
of any no year appropriation in this title, in addition to the amounts
included in the budget programs of the several agencies, for the
suppression or emergency prevention of forest or range fires on or
threatening lands under jurisdiction of the Department of the Interior; for the emergency rehabilitation of burned-over lands under its
jurisdiction; for emergency actions related to potential or actual
earthquakes, floods, [ o r ] volcanoes, storms, or other unavoidable
causes; for contingency planning subsequent to actual oilspills, response and natural resource damage assessment activities related to
actual oilspills; for the prevention, suppression, and control of actual
or potential grasshopper and Mormon Cricket outbreaks on lands
under the jurisdiction of the Secretary, pursuant to the authority in
Section 1773(b) of Public Law 99-198 (99 Stat. 1658); for emergency
reclamation projects under section 410 of Public Law 95-87; and shall
transfer, from any no year funds available to the Office of Surface
Mining Reclamation and Enforcement, such funds as may be necessary to permit assumption of regulatory authority in the event a
primacy State is not carrying out the regulatory provisions of the
Surface Mining Act: Provided, That appropriations made in this title
for fire suppression purposes shall be available for the payment of
obligations incurred during the preceding fiscal year, and for reimbursement to other Federal agencies for destruction of vehicles, aircraft, or other equipment in connection with their use for fire suppression purposes, such reimbursement to be credited to appropriations currently available at the time of receipt thereof[: Provided
further, That all funds used pursuant to this section must be replenished by a supplemental appropriation which must be requested as
promptly as possible].
SEC. 103. Appropriations made in this title shall be available for
operation of warehouses, garages, shops, and similar facilities, whereever consolidation of activities will contribute to efficiency or economy, and said appropriations shall be reimbursed for services rendered




GENERAL PROVISIONS, DEPARTMENT OF THE INTERIOR

A-837

to any other activity in the same manner as authorized by sections
1535 and 1536 of title 31, U.S.C.: Provided, That reimbursements for
costs and supplies, materials, equipment, and for services rendered
may be credited to the appropriation current at the time such reimbursements are received.
SEC. 104. Appropriations made to the Department of the Interior in
this title shall be available for services as authorized by 5 U.S.C. 3109,
when authorized by the Secretary, in total amount not to exceed
$500,000; hire, maintenance, and operation of aircraft; hire of passenger motor vehicles; purchase of reprints; payment for telephone service in private residences in the field, when authorized under regulations approved by the Secretary; and the payment of dues, when
authorized by the Secretary, for library membership in societies or
associations which issue publications to members only or at a price to
members lower than to subscribers who are not members.
SEC. 105. Appropriations available to the Department of the Interior for salaries and expenses shall be available for uniforms or allowances therefor, as authorized by law (5 U.S.C. 5901-5902 and D.C.
Code 4-204).
SEC. 106. Appropriations made in this title shall be available for
obligation in connection with contracts issued by the General Services
Administration for services or rentals for periods not in excess of
twelve months beginning at any time during the fiscal year.
SEC. 107. None of the funds appropriated or otherwise made available pursuant to this Act shall be obligated or expended to finance
changing the name of the mountain located 63 degrees, 04 minutes,
15 seconds west, presently named and referred to as Mount McKinley.
SEC. 108. Notwithstanding any other provisions of law, appropriations in this title shall be available to provide insurance on official
motor vehicles, aircraft, and boats operated by the Department of the
Interior in Canada and Mexico.
SEC. 109. In fiscal year 1991 and thereafter, the Secretary may
exercise the authorities granted in the Act of July 1, 1955 (16 U.S.C.
18f) in administration of the Department of the Interior Museum, and
may dispose of objects no longer needed for the Museum or held in
duplicate among museum properties and apply the proceeds to the
purchase of museum objects, museum collections, and other personal
properties at reasonable prices. (Department of the Interior and Related Agencies Appropriations Act, 1990.)

GENERAL PROVISIONS, DEPARTMENT OF THE
INTERIOR
The following section is proposed for deletion and does not appear
below:
Sec. 205

Deletion of Section 210 of the Energy and Water Development Appropriations Act of 1988.

SEC. 201. Appropriations in this title shall be available for expenditure or transfer (within each bureau or office), with the approval of
the Secretary, for the emergency reconstruction, replacement, or
repair of aircraft, buildings, utilities or other facilities or equipment
damaged or destroyed by fire, flood, storm, or other unavoidable
causes: Provided, That no funds shall be made available under this
authority until funds specifically made available to the Department
of the Interior for emergencies shall have been exhausted.
SEC. 202. The Secretary may authorize the expenditure or transfer
(within each bureau or office) of any appropriation in this title, in
addition to the amounts included in the budget programs of the
several agencies, for the suppression or emergency prevention of
forest or range fires on or threatening lands under jurisdiction of the
Department of the Interior.
SEC. 203. Appropriations in this title shall be available for operation of warehouses, garages, shops, and similar facilities, wherever
consolidation of activities will contribute to efficiency, or economy,
and said appropriations shall be reimbursed for services rendered to
any other activity in the same manner as authorized by the Act of
June 30, 1932 (31 U.S.C. 1535 and 1536): Provided, That reimbursements for costs of supplies, materials, equipment, and for services
rendered may be credited to the appropriation current at the time
such reimbursements are received.
SEC. 204. Appropriations in this title shall be available for hire,
maintenance, and operation of aircraft; hire of passenger motor vehicles; purchases of reprints; payment for telephone services in private

A—838

GENERAL PROVISIONS, DEPARTMENT OF THE INTERIOR—Continued

residences in the field, when authorized under regulations approved
by the Secretary; and the payment of dues, when authorized by the
Secretary, for library membership in societies or associations which
issue publications to members only or at a price to members lower
than to subscribers who are not members. (Energy and Water Development Appropriations Act, 1990.)

TITLE III—GENERAL PROVISIONS
The following provisions are proposed for deletion and do not
appear below:
Sec. 303

Prohibition on use of funds for oil and natural gas
leasing activities within the Shawnee National
Forest, Illinois.
Sec. 304(a)(b)(c)... Prohibition on use of funds appropriated for the
National Endowment for the Arts/Humanities to
be used to promote, disseminate, or produce obscene materials.
Sec. 307
Prohibition on use of funds for oil, gas, or geothermal leasing activities on Federal lands in the
Mount Baker-Snoqualmie National Forest, State
of Washington.
Sec. 309
Prohibition to subjecting employment to any personnel ceiling or other personnel restriction
except as provided by law.
Sec. 314
Provides that the FY 1990 pay raises be absorbed
within appropriated levels.
Sec. 316
Requires an immediate supply of timber from the
Kootenai National Forest and timber from the
lodgepole pine timber type as defined in the
Upper Yaak Draft EIS.
Sec. 317
Amendment to Section 320 of Public Law 98-473 to
allow a tribe or tribal organization to retain rents
and charges for the operation, maintenance, and
repair of quarters.
Sec. 318
Requires the offer of an aggregate timber sale level
of seven hundred million board feet of net merchantable timber from the national forests of
Oregon and Washington for fiscal years 1989 and
1990.
Sec. 319
Amends (a)(1) Subchapter III of chapter 13 of title
31, United States Code by adding new section
1352, "Limitation on use of appropriated funds to
influence certain Federal contracting and financial transactions."
SEC. 301. The expenditure of any appropriation under this Act for
any consulting service through procurement contract, pursuant to 5
U.S.C. 3109, shall be limited to those contracts where such expenditures are a matter of public record and available for public inspection, except where otherwise provided under existing law, or under
existing Executive order issued pursuant to existing law.
SEC. 302. No part of any appropriation under this Act shall be
available to the Secretaries of the Interior and Agriculture for use for
any sale hereafter made of unprocessed timber from Federal lands
west of the 100th meridian in the contiguous 48 States which will be
exported from the United States, or which will be used as a substitute
for timber from private lands which is exported by the purchaser:
Provided, That this limitation shall not apply to specific quantities of
grades and species of timber which said Secretaries determine are
surplus to domestic lumber and plywood manufacturing needs.
SEC. [ 3 0 4 ] 303. No part of any appropriation contained in this Act
shall be available for any activity or the publication or distribution of
literature that in any way tends to promote public support or opposition to any legislative proposal on which congressional action is not
complete: Provided, T h a t [ — ] this section shall not apply to the
normal communications between the Executive Branch and the Congress.
SEC. [ 3 0 5 ] 304. No part of any appropriation contained in this Act
shall remain available for obligation beyond the current fiscal year
unless expressly so provided herein.
SEC. [ 3 0 6 ] 305. None of the funds provided in this Act to any
department or agency shall be obligated or expended to provide a




THE BUDGET FOR FISCAL YEAR 1991
personal cook, chauffeur, or other personal servants to any officer or
employee of such department or agency except as otherwise provided
by law.
SEC. [ 3 0 8 ] 306. No assessments may be levied against any program, budget activity, subactivity, or project funded by this Act
unless notice of such assessments [and the basis therefor are presented] is given to the Committees on Appropriations [and are approved
by such Committees].
SEC. [ 3 1 0 ] 307. Notwithstanding any other provision of law, the
Secretary of the Interior, the Secretary of Agriculture, the Secretary
of Energy, and the Secretary of the Smithsonian Institution are
authorized to enter into contracts with State and local governmental
entities, including local fire districts, for procurement of services in
the presuppression, detection, and suppression of fires on any units
within their jurisdiction.
SEC. [ 3 1 1 ] 308. None of the funds provided by this Act to the
United States Fish and Wildlife Service may be obligated or expended
to plan for, conduct, or supervise deer hunting on the Loxahatchee
National Wildlife Refuge.
SEC. [ 3 1 2 ] 309. The Forest Service and Bureau of Land Management are to continue to complete as expeditiously as possible development of their respective Forest Land and Resource Management
Plans to meet all applicable statutory requirements. Notwithstanding
the date in section 6(c) of the NFMA (16 U.S.C. 1600), the Forest
Service, and the Bureau of Land Management under separate authority, may continue the management of lands within their jurisdiction
under existing land and resource management plans pending the
completion of new plans. Nothing shall limit judicial review of particular activities on these lands: Provided, however, That there shall
be no challenges to any existing plan on the sole basis that the plan
in its entirety is outdated, or in the case of the Bureau of Land
Management, solely on the basis that the plan does not incorporate
information available subsequent to the completion of the existing
plan: Provided further, That any and all particular activities to be
carried out under existing plans may nevertheless be challenged.
SEC. [ 3 1 3 ] 310. None of the funds in this Act may be used to plan,
prepare, or offer for sale timber from trees classified as giant sequoia
(sequoiadendron giganteum) which are located on National Forest
System or Bureau of Land Management lands until an environmental
assessment has been completed and the giant sequoia management
implementation plan is approved. In any event, timber harvest within
the identified groves will be done only to enhance and perpetuate
giant sequoia. There will be no harvesting of giant sequoia specimen
trees. Removal of hazard, insect, disease and fire killed giant sequoia
other than specimen trees is permitted.
SEC. [ 3 1 5 ] 311. [Section 9(a)(3) of Public Law 100-580 (102 Stat.
2932) is amended by inserting after the term "Council." the following:
"The Yurok Transition Team may receive grants and enter into
contracts for the purpose of carrying out this section and section 10(a)
of this Act. Such grants and contracts shall be transferred to the
Yurok Interim Council upon its organization.": Provided, That using
$750,000 appropriated in the Energy and Water Development Appropriations Act, 1990, under "General Investigations, Corps of Engineers—Civil", the Secretary of the Army, acting through the Chief of
Engineers, is directed to continue engineering and design of the
McCook and Thornton Reservoirs, which are features of the Chicagoland Underflow Plan: Provided further, That] With respect to claims
resulting from the performance of functions, during fiscal year
[1990] 1991 only, or claims asserted after the effective date of this
Act, but resulting from the performance of functions prior to fiscal
year [1990] 1991, under a contract, grant agreement, or cooperative
agreement authorized by the Indian Self-Determination and Education Assistance Act of 1975, as amended (88 Stat. 2203; 25 U.S.C. 450
et seq.) or by Title V, Part B—1Tribally Controlled School Grants of
the Hawkins-Stafford Elementary and Secondary School Improvement Amendments of 1988, as amended (102 Stat. 385; 25 U.S.C. 2501
et seq.), an Indian tribe, tribal organization or Indian contractor is
deemed to be part of the Bureau of Indian Affairs in the Department
of the Interior or the Indian Health Service in the Department of
Health and Human Services while carrying out any such contract or
agreement and its employees are deemed employees of the Bureau or
Service while acting within the scope of their employment in carrying
out the contract or agreement: Provided, [furtherj That upon the
effective date of this legislation, any civil action or proceeding involving such claims brought hereafter against any tribe, tribal organization, Indian contractor or tribal employee covered by this provision
shall be deemed to be an action against the United States and will be

DEPARTMENT OF THE INTERIOR
defended by the Attorney General and be afforded the full protection
and coverage of the Federal Tort Claims Act: Provided further, That
beginning with the fiscal year ending September 30, 1991, and thereafter, the appropriate Secretary shall request through annual appropriations funds sufficient to reimburse the Treasury for any claims
paid in the prior fiscal year pursuant to the foregoing provisions:




A-839

GENERALPRoVISIOnS,DEPARtMENTOFTHEinTeRIOR

Provided further, That nothing in this section shall in any way affect
the provisions of section 102(d) of the Indian Self-Determination and
Education Assistance Act of 1975, as amended (88 Stat. 2203; 25
U.S.C. 450 et seq.). (Department of the Interior and Related Agencies
Appropriations Act, 1990.)




DEPARTMENT OF JUSTICE
ceives and reviews all petitions for clemency. The Executive
Office for Immigration Review contains the Immigration
Judge function, the Board of Immigration Appeals and the
Office of the Chief Administrative Hearing Officer. EOIR was
established January 1, 1983 to improve the immigration hearing and appeal process. Workload for the activity follows:

GENERAL ADMINISTRATION
Federal Funds
General and special funds:
SALARIES AND EXPENSES

For expenses necessary for the administration of the Department of
Justice, [$87,439,000] $101,061,000, of which $970,000 shall remain
available until expended. (8 U.S.C. 1103(A); 28 U.S.C. 501, 503, 504,
507-526, 1929; Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $10,261,000 to enhance drug
and criminal law enforcement efforts with special emphasis on improving drug law enforcement efforts among the various Justice Department agencies and on expedited deportation proceedings of convicted criminal aliens.] (Department of Transportation and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-0129-0-1-751

1989 actual

55,080
30,207

59,628
36,822
4

62,385
38,676

00.91
Total direct program
01.01 Reimbursable program

85,287
15,803

96,454
15,500

101,061

101,090

111,954

116,661

-15,803
—28
-157
4
456

-15,500

-15,600

85,562

96,450

11.00
17.00
21.40
24.40
25.00

Total obligations
Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
41.00 Transferred to other accounts
43.00
71.00
72.40
74.40
77.00
78.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts
Outlays

15,600

M1J61

97,700
-1,250

101,061

85,562

96,450

101,061

85,286
18,973
-18,485
787
- 28

96,454
18,485
-11,954

101,061

86,533

102,985

102,505

Program direction and policy coordination.—The

Attorney

1991 est

50
2
400
13,500

28,888
168,852
144,476
53,264

53,264
182,000
160,000
75,264

75,264
182,000

170,000
87,264

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
1^
30
21.0
22.0
23.1
23 3

^

26-0
42.0

General, aided by the Deputy Attorney General, the Justice
Management Division, and other Department policy-level officials, directs and supervises the programs and activities of the
Department. An increase of $580,000 is requested for the Justice Management Division to support the Department's ethics,
equal employment opportunity, and productivity improvement
programs. Funding of $970,000 is requested for the Facilities
Program 2000 to consolidate Department components located
in the Washington metropolitan area. The consolidation will
be accomplished over a 10 year period.
Administrative review and appeals.—This activity includes
the Office of the Pardon Attorney and the Executive Office
for Immigration Review (EOIR). The Pardon Attorney re


Appeals, motions, hearings, and petitions pending, beginning of
year
Received
Terminated
Pending, end of year

15-0129-0-1-751

99.0
99.0
99.9

1989 actual

Direct obligations.Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

Total obligations

43,122
3,077
947
19

45,534
3,211

44,981
6,840
20
1,830
334
10,356
4,123
318
13,071
2,412
1,002

47,165
7,531

49,644
8,824

2,213
402
12,548
4,428
897
18,084
2,249
927
10

2,295
426
12,687
4,162
772
19,062
2,230
949
10

96,454
15,500

101,061
15,600

101,090

Subtotal, direct obligations
Reimbursable obligations

40,667
3,263
1,016
35

85,287
15,803

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

11,954
-10,510

-2,798

45
1
375
13,250

EXECUTIVE OFFICE FOR IMMIGRATION REVIEW

25.0
88,360

1989 actual
41
1
392
12,967

ases:
Grants of pardon
Grants of commutation
Denials and no actions
Correspondence sent out

1991 est.

1990 est.

Direct program:
00.01
Program direction and policy coordination
00.02
Administrative review and appeals
00.03
Federal justice research program

10.00

PARDON ATTORNEY

111,954

116,661

881
18

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,103

1,102

1,098

1,182
23

1,128
10

1,158
10

57
85

39
39

44
44

Reimbursable.Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

EMERGENCY DRUG FUNDING

Program and Financing (in thousands of dollars)
Identification code

10.00

15-0331-0-1-751

Program by activities:
Total obligations

1989 actual

1990 est.

71,000
A-841

1991 est.

A-842

F S F U T ^

THE BUDGET FOR FISCAL YEAR 1991

misconduct relating to Department of Justice programs and
operations.

General and special funds—Continued
EMERGENCY D R U G

FUNDING—Continued

Program and Financing (in thousands of dollars)-Continued
Identification code

15-0331-0-1-751

1989 actual

Financing:
40.00 Budget authority (appropriation)

1991 est.

71 m

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1990 est

y'jQQQ

71 000

—1 00
7^0

ii 000

-ll|ooo

Outlays

60,000

11,000

The Emergency Drug Funding account, established by
Public Law 101-45, provided funding to strengthen Federal
domestic drug law enforcement. The law authorized the Attorney General to distribute the funds to the Bureau of Prisons,
the United States Attorneys, the United States Marshals, and
other Department organizations as he deemed most appropriate.
_ _ _ _
OFFICE OF INSPECTOR GENERAL
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

For necessary expenses of the Office of Inspector General in carrying out the provisions of the Inspector General Act of 1978, as amended, [$20,673,000] $28,382,000; including not to exceed $10,000 to meet
unforeseen emergencies of a confidential character, to be expended
under the direction of the Attorney General, and to be accounted for
solely on his certificate; and for the acquisition, lease, maintenance
and operation of motor vehicles without regard to the general purchase price limitation. (Department of Justice Appropriations Act,
1990; additional authorizing legislation to be proposed.)

T h e A u d i t function conducts, reports and tracks the resolution of financial and compliance, economy and efficiency, and
program audits of organizations, programs and functions
within the Department, including expenditures made under
Department contracts, grants and other agreements.
The Investigation function investigates and prepares for
criminal prosecution violators of fraud, abuse and integrity
*aws
govern the Department or operations which are
financed by the Department; and develops such allegations for
possible civil and/or administrative actions.
The Inspection function performs program review, efficien-

^ ^ d compliance inspections of operations and programs
within the Department or financed by the Department, and
°J f i e l d a r l d headquarters entities of Department orgamzaa l s o P r 0 V l d e s assistance to management at
^ ' t]}ls
a11 l e v e l s o f t h e Department.
The Executive Direction and Control function establishes
and maintains policy and program direction for the OIG. Specific responsibilities include policy development, legal counsel,
Congressional affairs, planning, budget, finance, quality assurance and evaluation, personnel, training, procurement, automated data processing/network communications, and general
support services.
A program increase of 84 positions (50 for investigations, 20
for audit and 14 for executive direction and control) and $6.5
million is requested to meet critical investigations and audit
requirements in 1991.

Object Classification (in thousands of dollars)
Identification code

Program and Financing (in thousands of dollars)
Identification code

15-0328-0-1-751

Program by activities:
00.01 Direct program
01.01 Reimbursable program
10.00

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing
39.00

Budget authority

11.1
1989 actual

1990 e

1991 est.

9,376
1,455

20,541
2,350

28,382
2,350

10,831

22,891

30,732

-1,455
6

-2,350

-2,350

9,382

20,541

28,382

20,673
-132

28,382

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177
42.00 Transferred from other accounts

9,382

43.00

9,382

20,541

28,382

9,376
-1,988

20,541
1,988
-1,256

28,382
1,256
-1,583

7,388

21,273

28,055

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays

The Office of Inspector General, established by the Inspector General Amendments Act of 1988, provides leadership and
assists management in promoting economy, efficiency, and
effectiveness within the Department; enforces the fraud,
waste, abuse and integrity laws and regulations of the U.S.
within the Department; and brings to justice those individuals
or organizations involved in financial, professional or criminal



11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

15-0328-0-1-751

1989 actual

Direct obligations:
Personnel compensation.Full time permanent
Other than full-time permanent
Other personnel compensation

.1990 est.

1991 est.

Total obligations

16,584
127
951

5,305
760
479
24
223
32
18
1,497
156
882

13,258
2,320
1,280
100
1,669
625
15
1,003
144
127

17,662
4,146
1,795
125
1,713
636
90
1,283
194
738

20,541
2,350

28,382
2,350

10,831

Subtotal, direct obligations
Reimbursable obligations

12,336
139
783

9,376
1,455

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment

4,997
63
245

22,891

30,732

296

296

380

109
7

300
20

350
23

35
14

35
35

46
46

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

united

department of justice
Intragovernmental funds:
CAPITAL

FUND

Identification code

Program and Financing (in thousands of dollars)
15-4526-0-4-751

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Financial and employee data
00.02
Telecommunications
00.03
Data processing
00.04
Publication services
00.05
Space management
00.06
Property management
00.07
Justice building service
00.08
Drug-free workplace

12,854
53,219
53,794
4,558
113,919
354
9,886
411

18,754
56,944
57,559
4,877
121,893
379
10,578
440

48,130
61,588
5,218
130,426
406
11,318
471

00.91
Total operating expenses
01.01 Capital investment

248,995
591

271,424
750

277,623
750

10.00

249,586

272,174

278,373

- 248,879

-271,424

-277,623

-7,315
6,608

-6,608
5,858

-5,858
5,108

706
19,838
-13,680

750
13,680
-14,430

750
14,430
-15,180

Total obligations

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance
90.00

20,066

Outlays

6,864

The Working Capital Fund finances on a reimbursable basis
those administrative services that can be performed more
efficiently at the Department level.
Object Classification (in thousands of dollars)
Identification code

15-4526-0-4-751

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990 est.

1991 est.

17,982
882
1,232

23,577
1,172
1,477

20,096
2,984
265
135
6,133
65,702
646
146,835
4,454
2,336

24,510
3,660
287
145
6,563
70,541
692
158,328
4,813
2,635

26,226
3,916
307
155
7,022
62,679
740
169,411
5,150
2,767

249,586

Total obligations

22,035
1,095
1,380

272,174

278,373

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

540

591

587

525
24

576
29

572
29

UNITED STATES PAROLE COMMISSION
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

1989 actual

1990 est.

1991 est.

10,843
2

10,500

9,869

Total obligations..

10,845

10,500

9,869

10,500

9,869

10,500
10,843
3,295
2,863
-1,931
-3,295
194 .

9,869
1,931
-1,381

11,864

10,419

Financing:
11.00 Offsetting collections from: Federal funds..
25.00 Unobligated balance lapsing
40.00
71.00
72.40
74.40
77.00
90.00

Budget authority (appropriation)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

- 2

50
10,893

10,605

Outlays

The United States Parole Commission makes decisions to
grant or deny parole to Federal prisoners serving sentences of
one year and a day or more, sets conditions of parole, supervises parolees and mandatory releasees, recommits parolees in
the event of violations of the conditions of supervision, and
determines the termination of supervision in accordance with
the Parole Commission and Reorganization Act of 1976.
In 1991, this program will meet the statutory limitations by
granting or denying parole within the legal time requirements to all Federal prisoners who are eligible for parole
consideration. In addition to this basic function, the Commission will seek to improve the rehabilitation process by monitoring an effective parole supervision program through the
U.S. probation officers. Finally, the Commission conducts ongoing research programs and administers its responsibilities
under the labor and pension laws.
Workload for this appropriation is as follows:
Hearings:
Initial
Record review
Rescission
Local revocation
Institutional revocation
Other
Statutory review
Appeal decisions:
National
Administrative review
OJ decisions and appeals

1989 actual
8,409
21,599
863
463
2,825
480
3,430
3,860
1,194
157

1990 est.
5,419
15,186
835
477
2,701
650
3,530

1991 est.
3,731
9,905
720
458
2,603
500
2,914

3,290
1,500
140

2,300
1,200
75

Object Classification (in thousands of dollars)
Identification code

15-1061-0-1-751

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

4,897
943
90
69

4,298
874
40
26

3,588
887
30
18

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

5,999
1,042
1
668
188
894
670
120
1,062
161
38

5,238
943
20
621
222
885
936
135
1,391
95
14

4,523
858
22
621
222
754
807
107
1,862
79
14

10,843
2 .

10,500

9,869

10,845

10,500

9,869

99.0
For necessary expenses of the United States Parole Commission, as
99.0
authorized by law, [$10,500,000] $9,869,000. (18 U.S.C. 4202-04, 4212,
4255, 5005, 5041; Department of Justice Appropriations Act, 1990; ad- 99.9
ditional authorizing legislation to be proposed.)




15-1061-0-1-751

Program by activities:
00.01 Direct program
01.01 Reimbursable program..
10.00

Financing:
11.00 Offsetting collections from: Federal funds
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

A-843

Ku°ds

Program and Financing (in thousands of dollars)

WORKING

Identification code

S A E P RL
T T S A 0E

Subtotal, direct obligations
Reimbursable obligations
Total obligations

A-844

Trust

Fi —otuF
uS Cne^
^ n<'''
i

P

a

R

S -

K

C

O

N

T

I

N

U

E

THE BUDGET FOR FISCAL YEAR 1991

D

00.05

Claims, customs, and general civil matters
Land, natural resources, and Indian matters

00.06

General and special funds—Continued

Legal opinions

00.04

SALARIES AND EXPENSES—Continued

83,718

93,000

26,118

34,713

102,621
43,724

2,762

2,818

3,013
39,324

00.07

Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment..

161

136
131

162

103

Civil rights matters

27,652

32,513

00.08

Personnel Summary

Interpol

4,313

5,682

5,639

00.09

Legal activities office automation
Special counsel for discrimination

12,014

23,171

00.10

6,408
2,023

3,596

3,858

246,954

294,889

338,546

01.01

Total direct program
Reimbursable program

45,666

37,000

37,583

10.00

Total obligations

292,620

331,889

376,129

-45,666

-35,197

-35,697

00.91

LEGAL ACTIVITIES
Federal Funds
General and special funds:
SALARIES A N D EXPENSES, G E N E R A L L E G A L

ACTIVITIES

For expenses necessary for the legal activities of the Department of
Justice, not otherwise provided for, including not to exceed $20,000
for expenses of collecting evidence, to be expended under the direction of the Attorney General and accounted for solely on his certificate; and rent of private or Government-owned space in the District
of Columbia; [$257,000,000] $338,546,000, of which not to exceed
[$5,751,000] $5,639,000 shall be available for the operation of the
United States National Central Bureau, INTERPOL; and of which not
to exceed $6,000,000 for litigation support contracts shall remain
available until September 30, [1991] 1992: Provided, That of the
funds available in this appropriation, not to exceed [$12,160,000]
$23,171,000 shall remain available until expended for office automation systems for the legal divisions covered by this appropriation, and
for the United States Attorneys, the Antitrust Division, and offices
funded through Salaries and expenses, General Administration: [Provided further, That for fiscal year 1990 and hereafter the Chief,
United States National Central Bureau, INTERPOL, may establish
and collect fees to process name checks and background records for
noncriminal employment, licensing, and humanitarian purposes and,
notwithstanding the provisions of 31 U.S.C. 3302, credit such fees to
this appropriation to be used for salaries and other expenses incurred
in providing these services: Provided further, That for fiscal year 1990
and hereafter the Attorney General may establish and collect fees to
cover the cost of identifying, copying and distributing copies of tax
decisions rendered by the Federal Judiciary and that any such fees
shall be credited to this appropriation notwithstanding the provisions
of 31 U.S.C. 3302:] Provided further, That, notwithstanding any other
provision of law, not to exceed [$1,000,000] $1,500,000 for expenses of
the Department of Justice associated with processing cases under the
National Childhood Vaccine Injury Act of 1986 shall be reimbursed
from the special fund established to pay judgments awarded under
the Act.
[Subject to the provisions of section 104(e) of the Civil Liberties Act
of 1988 (Public Law 100-383; 50 U.S.C. App. 1989 (b-3(e)), the maximum amount authorized under such section for any fiscal year is
appropriated, from money in the Treasury not otherwise appropriated, for each fiscal year beginning on or after October 1, 1990, to the
Civil Liberties Public Education Fund established by section 104(a) of
the Civil Liberties Act of 1988, for payments to eligible individuals
under section 105 of that Act.] (19 U.S.C. 1619; 21 U.S.C 886; 28
U.S.C. 501, 505-506, 510-520, 524-526; 48 U.S.C. 1424, 1617, 1694; 50
U.S.C. App. 6; Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $41,476,000, to remain available until expended, to improve the effectiveness of the Department's
legal activities, to improve coordination between law enforcement
programs in this country and other countries, to improve efforts in
extradition of drug cartel kingpins and to improve Criminal Division
efforts in Federal/State task forces.] (Department of Transportation
and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-0128-0-1-752

Program by activities:
Direct program:
00.01
Conduct of Supreme Court proceedings and review of
appellate matters
00.02
General tax matters
00.03
Criminal matters




1989 actual

4,117
37,527
52,316

1990 est.

4,650
42,244
63,659

Financing:
Offsetting collections from-.
11.00
Federal funds
11.00
Federal funds: Drug enforcement
21.40
Unobligated balance available, start of year
24.40
Unobligated balance available, end of year
25.00
Unobligated balance lapsing
39.00

Budget authority

-2,816
966

-1,886

-966

-966

966

966

1,490

246,594

294,889

338,546

246,594

298,476

338,546

Budget authority:
40.00

Appropriation

40.00

Reduction pursuant to P.L.

43.00

99-177

-3,587

Appropriation (adjusted)

246,594

294,889

338,546

246,954

294,889

338,546

Relation of obligations to outlays:
71.00

Obligations incurred, net

72.40

Obligated balance, start of year

74.40

Obligated balance, end of year

77.00

Adjustments in expired accounts

90.00

12,990

-23,314

23,314

40,526

-40,526

-49,428

277,677

329,644

547

Outlays

237,177

NOTES
Excludes $1,803 thousand in budget authority in 1990 and $1,886 thousand in 1991 for activities transferred to the
Interagency Law Enforcement, Organized Crime Drug Enforcement appropriation. Comparable amounts for 1989 ($1,680
thousand) are included above.
Excludes $13,600,000 in budget authority in 1991 for Organized Crime and Racketeering Strike Forces transferred to the
United States Attorneys appropriation.

The following legal activities of the Department are financed from this appropriation:
Conduct of Supreme Court proceedings and review of appel-

late matters.—This program consists of supervising and controlling all appellate matters and representing the Government before the U.S. Supreme Court.
WORKLOAD
1989 actual
425
2,142
2,129
438

Cases:
Pending, beginning of term
Received
Terminated
Pending, end of term
Other activities:
Appellate determinations
Certiorari determinations
Miscellaneous recommendations
Oral arguments

1,537
740
379
83

1990 est.
438
2,182
2,169
451

1991 est.
451
2,198
2,187
462

1,540
749
377
74

1,544
754
381
76

General tax matters.—This program is responsible for the
prosecution or defense of cases arising under the internal
revenue laws and other statutes. In 1991 program enhancements are requested for automated litigation support and to
initiate an aggressive attorney recruitment and training program. Additional resources are also requested to enhance the
Tax Division's personnel retention efforts and to provide
funds for the travel expenses of the additional attorneys included in the Financial Institutions Reform, Recovery, and
Enforcement Act of 1989.

1991 est.

4,889
50,487
61,820

-1,803

WORKLOAD
Cases:
Pending, beginning of year
Received
Terminated
Pending, end of year

1989 actual

1990 est

1991 est.

19,746

20,068

20,842

22,527
22,205
20,068

25,200
24,426
20,842

28,830
28,531
21,141

TyESTSlffiS

DEPARTMENT OF JUSTICE

Criminal matters.—This program supervises the enforcement of all Federal criminal statutes except for statutes dealing specifically with tax, antitrust, land, and civil rights matters. Funding for this program increased substantially in 1990
providing major enhancements for investigation and prosecution of cases involving financial institution fraud and drugrelated violent crime. In 1991, a program enhancement is
requested for the disposition of additional cases involving election fraud and criminal misconduct, or corruption of elected
public officials. The budget also proposes transferring the resources of the Criminal Divisions' Organized Crime and Racketeering Strike Forces, amounting to 186 positions and $13.6
million, to the U.S. Attorneys.
WORKLOAD 1
1989 actual
518
365
302
581

Cases:
Pending, beginning of year
Received
Terminated
Pending, end of year
Matters:
Pending, beginning of year
Received
Terminated
Pending, end of year
1

1,247
776
643
1,380

1990 est.
581
456
379
658
1,380
967
806
1,541

1,541
1,106
890
1,757

Claims, customs, and general civil matters.—Civil suits and
claims of the Government, except tax, land, and civil rights
matters, are brought or defended through this program. In
1991, program enhancements are requested to meet responsibilities arising from enactment of the Financial Institutions'
Reform, Recovery and Enforcement Act; appeals from the
newly established Court of Veterans' Appeals; litigation to
recover millions lost through medicare overpayments; and litigation in defense of Federal Programs.

1989 actual
19,232
7,106
9,138
17,200
2,930
11,830

Cases:
Pending, beginning of year
Received
Terminated
Pending, end of year
ALS supported cases
ALS funds ($000)
1

1990 est.
17,200
8,501
7,105
18,596
2,791
11,955

WORKLOAD




1990 est.

10,197
5,985
4,900
11,282

5,618
1,350
1,000
5,968

5,968
1,350
1,100
6,218

Legal opinions.—Opinions are prepared for the President
and executive agencies, and proposed Executive orders and
proclamations are reviewed for form and legality.
WORKLOAD
1989 actual

1990 est.

65
560
700
3,200

Executive orders and proclamations
Opinions
Intradepartmental opinions
Special assignments

75
600
800
4,000

1991 est

80
650
850
4,500

provisons of the Civil Liberties Act of 1988. Individuals of
Japanese ancestry who were confined, held in custody, relocated or otherwise deprived of liberty or property during
World War II are eligible to receive compensation payments.
For the Civil Rights Division, program increases are requested
to address workload resulting from the Fair Housing Amendments Act of 1988. Program increases are also requested for
the Voting Section so that it may handle a significant increase in workload resulting from the 1990 Census.
WORKLOAD

to the International Criminal Police Organization.

Land, natural resources, and Indian matters.—This program is responsible for enforcing the nation's civil and criminal environmental laws as well as defending all environmental challenges to government programs. Accordingly, its litigation involves nationally significant issues ranging from the
future of energy development to the cleaning up of hazardous
waste sites. In addition, it represents the United States in all
matters concerning the protection, use and development of
the nation's natural resources and public lands, wildlife protection, Indian rights and claims and the acquisition of federal property. In 1991, program increases are requested to meet
workload demands arising from federal facility compliance
with environmental regulations as well as an unprecedented
wave of recent legislation (e.g., $20 billion reauthorization of
the Clean Water Act) which expanded the scope of review,
increased fines and upgraded criminal sanctions in a number
of areas. Funds are also requested to address the litigation
arising from the Exxon-Valdez oil spill in Alaska.

9,540
5,168
4,511
10,197

5,768
560
710
5,618

Cases:
1989 actual 1990 est.
1991 est.
Pending, beginning of year
1,044
913
1,004
Received
154
394
406
Terminated
285
303
326
Pending, end of year
913
1,004
1,084
Matters:
Pending, beginning of year
2,499
2,643
2,935
Received
4,986
5,143
5,158
1991 est.
Terminated
4,842
4,851
4,881
18,596
Pending, end of year
2,643
2,935
3,212
8,667
7,396
Interpol (U.S. National Central Bureau).—This program fa19,867
cilitates international law enforcement cooperation as the
2,465
United States liaison unit, on behalf of the Attorney General,
13,959

Excludes delegated and supervised cases.

Cases:
Pending, beginning of year
Received
Terminated
Pending, end of year

Matters:
Pending, beginning of year
Received
Terminated
Pending, end of year

Civil rights matters.—Within this program, cases and mat1991 est.
ters involving the civil rights of persons within the jurisdic658
480
tion of the United States are handled. In addition, funds are
439
provided to administer a program of payments under the
699

Includes direct operational authority only.

WORKLOAD 1

A-845

1991 est

11,282
5,005
4,095
12,192

WORKLOAD
1989 actual

Investigative matters pending beginning of year (IMPS).
Investigative matters received (IMRS)
Total workload...

1990 est.

1991 est.

49,819
16,952

63,071
19,495

66,225
20,470

66,771

82,566

86,695

Legal activities office automation.—This fund provides for
the development and acquisition of office automation systems
for the various legal divisions, the U.S. Attorneys' offices, and
the Department's management offices. Program increases requested in 1991 will provide for continued implementation of
systems in headquarters and field offices of the Tax and Justice Management Divisions and the U.S. Attorneys' offices.
Special Counsel for Immigration-Related Unfair Employment Practices.— Sections 274B (c)(1) and (c)(4) of the Immigration and Nationality Act authorize the President to appoint,
with Senate consent, the Special Counsel for ImmigrationRelated Unfair Employment Practices within the Department
of Justice for a four-year term. The Special Counsel will spend
no less than $1 million for public outreach activities pursuant
to section 102 of the Immigration Reform and Control Act of
1986.
Reimbursable program.—This reflects reimbursable funding
for the following:

A-846

Trust

Fui^S—Continue<F''^

PaRKs-Continued

t h e b u d g e t f o r f i s c a l y e a r 1991

14.00
Non-Federal sources
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177

General and special funds—Continued
SALARIES AND EXPENSES, GENERAL LEGAL ACTIVITIES—Continued

Civil Division—to perform functions of the Office of Alien
Property, participate in Childhood Vaccine cases, and provide
miscellaneous litigation support services. Criminal Division—
for detailing of staff to provide assistance to other agencies
and for other miscellaneous purposes; Lands Division—from
client agencies for land appraisal contracts and from the Environmental Protection Agency pursuant to Superfund litigation; and Civil Rights Division—for activities related to the
Department's Equal Employment Opportunity Program.
Criminal and Tax Divisions—from the Organized Crime
Drug Enforcement appropriation for activities related to Federal drug enforcement.

39.00

75

-20,000

251

44,937

31,817

33,730

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

44,937

32,222
-405

33,730

43.00

Appropriation (adjusted)

44,937

31,817

33,730

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

44,862
15,848
-17,126
947

31,566
17,126
-8,559

33,730
8,559
-9,736

44,532

40,133

32,553

90.00

Budget authority

-20,000

Outlays

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0
99.0
99.0
99.9

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

15-0128-0-1-752

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

Total obligations

137,759
14,453
1,134
3,330

126,912
20,665
109
8,964
1,355
25,495
150
15,905
1,938
36,327
2,705
5,586
841
2

146,658
25,560
72
10,966
1,603
28,995

156,676
30,442
72
11,185
1,635
30,445

22,459
2,169
45,738
3,131
6,658
860
20

23^580
2,280
72,051
3,300
6,000
860
20

294,889
37,000

338,546
37,583

292,620

Subtotal, direct obligations
Reimbursable obligations

128,041
14,153
1,134
3,330

246,954
45,666

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

112,815
10,499
1,281
2,317

331,889

376,129

3,229

3,570

3,538

2,840
1

3,298
1

3,368
1

212

248
248

254
254

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

212

SALARIES AND EXPENSES, ANTITRUST DIVISION

For expenses necessary for the enforcement of antitrust and kindred laws, [$32,222,000] $33,730,000: Provided, That fees made available to this appropriation in fiscal year 1991, pursuant to section 605
of Public Law 101-162, shall remain available until expended. (Department of Justice Appropriations Act, 1990; additional authorizing
legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code

15-0319-0-1-752

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Direct program
01.01 Reimbursable program

44,862
378

31,817
19,749

33,730

10.00

45,240

51,566

53,730

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds




[In thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays

-378

20,000

Total:
Budget authority
Outlays

1989 actual
44,937
44,532

1990 est. 1991 est.
33,730
31,817
32,553
40,133
1,394
1,143

44,937
44,532

31,817
40,133

35,124
33,696

The Antitrust Division administers and enforces the antitrust and related statutes. This program primarily involves
the investigation of suspected violations of the antitrust laws,
the conduct of civil and criminal proceedings in the Federal
courts, and the maintenance of competitive conditions.
In 1991, the Antitrust Division will continue to collect filing
fees for premerger notifications and will retain up to
$20,000,000 of these fees. Of this amount, up to $15,000,000
will be used for the Division's Preservation of Competitive
Market Structure Program. Fees retained in excess of
$15,000,000 will be used for case management and the Antitrust Division's Termination and Prevention of Private Cartel
Behavior Program as well as its Preservation of Competitive
Market Structure Program. The President's budget continues
the increase of the Antitrust Division's program level (total
obligations) begun in 1990. Staffing will increase to 600 workyears in 1991, compared to 508 in 1989. Program level will
increase from $45 million in 1989, to $54 million in 1991. These
increased program levels will allow the Division to pursue its
mission more aggressively.
WORKLOAD
Cases and investigations:
Pending, beginning of year
Filed and instituted
Terminated
Pending, end of year
Miscellaneous proceedings

1989 actual
608
486
477
617
4,423

1990 est
617
506
488
635
4,550

1991 est.
635
538
523
650
4,550

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0

15-0319-0-1-752

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction

1989 actual

1990 est.

1991 est.

21,258
1,295
496

15,706
1,277
242

16,679
1,327
242

23,049
3,470
16
1,136
361
5,248
2,229
274

17,225
2,496
20
903
250
5,463
1,479
178

18,248
2,887
11
903
250
5,013
1,334
195

TyESTSlffiS

DEPARTMENT OF JUSTICE
25.0
26.0
31.0
99.0
99.0

Other services
Supplies and materials
Equipment

2,664

3,750

753

542

542

2,203

597

597

44,863
377

31,817

33,730

19,749

20,000

45,240

Total obligations

51,566

53,730

549

387

387

508

372

372

8

5

5

236

236

191

228

3

3

549

623

623

40.00

508

563

600

8

8

8

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
7 7 . 0 0 Adjustments in expired accounts

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Total (Direct plus reimbursable): Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
SALARIES A N D EXPENSES, A N T I T R U S T

DIVISION

(Proposed for later transmittal, proposed legislation)

1989 actual

1990 est.

Program by activities:
10.00 Total obligations

1,394

Financing:
40.00

1,394

Budget authority (appropriation)..

Relation of obligations to outlays:
71.00 Obligations incurred, net
74.40 Obligated balance, end of year
90.00

1991 est.

1,394

1989 actual

15-0100-0-1-153

Program by activities:
10.00 Total obligations

472

440

490

460
145
-134

440
134
-158

490
158
-263

416

385

12

Budget authority (appropriation)

33

Outlays

504

Object Classification (in thousands of dollars)
Identification code 1 5 - 0 1 0 0 - 0 - 1 - 1 5 3

Object Classification (in thousands of dollars)

99.9

490

In 1991, t h e Foreign Claims S e t t l e m e n t C o m m i s s i o n will
p r o v i d e c o n t i n u i n g service to f o r m e r a n d prospective claimants o n a total of 35 c o m p l e t e d international a n d w a r c l a i m s
related p r o g r a m s . This staff will also b e providing advice o n
policy d e t e r m i n a t i o n s , p r e l i m i n a r y planning, evaluation of
p e n d i n g c l a i m s legislation, and liaison with congressional
c o m m i t t e e s considering legislation intended to p r o v i d e c o m pensation to n e w categories of claimants.

1,143

Legislation will b e proposed to t e r m i n a t e t h e Interstate
C o m m e r c e C o m m i s s i o n a n d to c o m p l e t e deregulation o f t h e
m o t o r carrier, freight, f o r w a r d e r , a n d w a t e r carrier industries. R e m a i n i n g rail-related activities w o u l d b e transferred to
t h e D e p a r t m e n t s of Justice a n d Transportation. T h e Departm e n t o f Justice will a s s u m e responsibility f o r reviewing applic a t i o n s f o r rail-related mergers, consolidations, and acquisitions.

11.1
12.1

440

-251

Outlays

Identification code

1991 est.

1990 est.

460

Financing:
25.00
Unobligated balance lapsing

90.00

Program and Financing (in thousands of dollars)
15-0319-2-1-752

Program and Financing (in thousands of dollars)
Identification code

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Identification code

packing shipping, and storing personal effects of personnel assigned
abroad; rental or lease, for such periods as may be necessary, of office
space and living quarters of personnel assigned abroad; maintenance,
improvement, and repair of properties rented or leased abroad, and
furnishing fuel, water, and utilities for such properties; insurance on
official motor vehicles abroad; advances of funds abroad; advances or
reimbursements to other Government agencies for use of their facilities and services in carrying out the functions of the Commission; hire
of motor vehicles for field use only; and employment of aliens]
$490,000. (8 U.S.C. 1621-1645, 50 U.S.C. App. 2001-2017, 1103, 1252,
1551; Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed.)

6,124

Subtotal, direct obligations
Reimbursable obligations

99.9

A-847

15-0319-2-1-752

1989 actual

1990 est.

Personnel compensation: Full-time permanent..
Civilian personnel benefits
Total obligations..

1991 est.
1,162
232

1989 actual

1990 est.

1991 est.

11.1
11.3

Personnel compensation:
Full-time permanent
Other than full-time permanent

216
26

220
50

241
63

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

242
38
39
6
1
103
20
1
5
4
1

270
32

304
40

99.9

Total obligations

4

460

110
10
5
10
6
1

440

'

4

105
10
4
8
6
1

490

1,394

Personnel Summary
Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

l

l
7

18
AND U S S

"PUEBLO"

PRISONER OF

WAR

CLAIMS

COMMISSION

For expenses necessary to carry out the activities of the Foreign
Claims Settlement Commission, including services as authorized by 5
U.S.C. 3109, [$440,000: Provided, That for fiscal year 1990 and hereafter, funds appropriated under this heading shall be available for:
allowances and benefits similar to those allowed under the Foreign
Service Act of 1980 as determined by the Commission; expenses of




7

18

P A Y M E N T OF V I E T N A M
SALARIES A N D EXPENSES, FOREIGN C L A I M S SETTLEMENT

I

6

Program and Financing (in thousands of dollars)
Identification code 1 5 - 0 1 0 4 - 0 - 1 - 1 5 3

Program by activities:
10.00 Total obligations (object class 42.0)

1989 actual

1990 est.

10

1991 est.

10

A-848

mEMf"-0"^

the budget for fiscal year 1 9
91
Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

General and special funds—Continued
P A Y M E N T OF V I E T N A M A N D U S S

"PUEBLO"

PRISONER OF

WAR

CLAIMS—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code

15-0104-0-1-153

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00

1989 actual

1990 est.

-46
46

-46
36

1991 est.

-36
26

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

Outlays

The War Claims Act of 1948, as amended, authorizes payments to American military prisoners of war and American
civilians captured by hostile forces in Southeast Asia during
the Vietnam conflict. There are still several pending claims.

SALARIES A N D EXPENSES, U N I T E D STATES

ATTORNEYS

90.00

Program by activities:
Direct program:
00.01
U.S. attorneys
00.02
Debt collection

1990 est.

1991 est.

514,864
5,000

623,095
5,000

00.91
Total direct program
01.01 Reimbursable program

458,362
6,446

519,864
64,488

628,095
77,582

10.00

464,808

584,352

705,677

Financing:
Offsetting collections from.11.00
Federal funds
11.00
Federal funds: Drug enforcement
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority.

-6,446
1,000
850

-18,700
-45,788
-1,000

-11,400
-66,182

518,864

628,095

Budget authority:
40.00 Appropriation (general fund)
40.00 Appropriation (special fund)
40.00 Reduction pursuant to P.L. 99-177

430,212
30,000

525,561

628,095

— 6^697

,ZZ"Z

43.00

460,212

518,864

628,095




606,941

NOTES
Excludes $45,205 thousand in budget authority in 1990 and $66,182 thousand in budget authority in 1991 for activities
transferred to the Interagency Law Enforcement, Organized Crime Drug Enforcement appropriation. Comparable amounts for
1989 ($41,893 thousand) are included above.
Excludes $583 thousand in budget authority in 1990 and $1,216 thousand in budget authority in 1991 for administrative
activities transferred to the Interagency Law Enforcement, Organized Crime Drug Enforcement appropriation.
Includes $13,600 thousand in budget authority in 1991 for Organized Crime and Racketeering Strike Forces transferred
from the General Legal Activities appropriation.

The Government is represented in each of the 94 judicial
districts by a U.S. Attorney. The U.S. Attorneys are responsible for the prosecution of criminal offenses against the United
States, the representation of the Government in civil actions
in which the United States is concerned, and the initiation of
proceedings for the collection of fines, penalties, and forfeitures owed to the United States. The 1991 estimates provide
for growing criminal prosecutions, including drug law prosecutions; increased forfeiture of assets acquired through illegal activities; recovery of money owed to the United States
through debt collection activity; and support for the Project
Eagle office automation system. The President's Violent
Crime and Financial Institutions Fraud initiatives added over
1,500 positions to the U.S. Attorneys in 1990. For 1991, increases are requested to fund the annualization costs associated with these large, 1990 increases.
U.S. ATTORNEYS
1989 actual
178,750

1990 est.
180,376

1991 est.
182,856

40,000
92,760

44,870
93,850

48,550
95,630

132,760

138,720

144,180

32,984
98,150

36,990
99,250

40,030
101,120

131,134

136,240

141,150

180,376

182,856

185,886

3,694

4,150

4,500

Civil trials

2,430

2,460

2,500

6,124

6,610

7,000

Criminal appeals filed

5,236

5,870

6,350

4,004

4,050

4,130

9,240

9,920

10,480

Criminal appeals terminated

3,696

4,140

4,480

Civil appeals terminated

460,212

Appropriation (adjusted)

530,122

Total trials

1989 actual

458,362

Total obligations

628,095
72,289
-93,443

Criminal trials

Program and Financing (in thousands of dollars)
15-0322-0-1-752

519,864
82,547
-72,289

434,479

Outlays

For necessary expenses of the Office of the United States Attorneys,
[$444,862,000] $628,095,000, of which not to exceed $5,000,000 shall
be available until September 30, [1991] 1992, for the purposes of (1)
providing training of personnel of the Department of Justice in debt
collection, (2) providing services related to locating debtors and their
property, such as title searches, debtor skiptracing, asset searches,
credit reports and other investigations, and (3) paying the costs of
sales of property not covered by the sale proceeds, such as auctioneers' fees and expenses, maintenance and protection of property and
businesses, advertising and title search and surveying costs [ : ProvidCases:
ed, That of the total amount appropriated, not to exceed $8,000 shall
Pending beginning of year
be available for official reception and representation expenses]. (28
U.S.C. 519, 541-550; 48 U.S.C. 1424, 1617, 1694; Department of Justice
Filed:
Appropriations Act, 1990; additional authorizing legislation to be proCriminal
Civil
posed.)
[To continue efforts begun in fiscal year 1989 to improve the
Total received
ability of the United States Attorneys to prosecute drug and other
crime related offenses, $80,699,000, for new assistant United States
Terminated:
Attorneys, for annualization of new attorney positions funded in
Criminal
fiscal year 1989, and for automation enhancements necessary to proCivil
vide productivity and case management in the various United States
Total terminated
Attorneys offices.] (Department of Transportation and Related Agencies Appropriation Act, 1990.)
Pending end of year

Identification code

458,362
58,588
-82,547
77

Civil appeals filed

3,395

3,450

3,520

7,091

7,590

8,000

Workhours in court

599,132

650,000

685,000

Matters: beginning of year
Pending
ReceivedCriminal
Civil
Total received

83,597

86,270

86,850

100,226
101,786
202,012

117,000
103,000
220,000

129,500
105,000
234,500

199,339
86,270

219,420
86,850

235,350
86,000

41,678
23,120

44,500
28,000

46,300
31,600

Total appeals filed

Total appeals terminated

Terminated
Pending end of year
Prosecutions declined
Proceedings before grand jury

A-849

DEPARTMENT OF JUSTICE
Assets forfeitures (in thousands of dollars)..
Collections (in thousands of dollars)

$686,848
$646,810

$500,000
$595,150

$525,000
$625,000

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

15-0322-0-1-752

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

-25,708

-23,486
-1,014
-3,000
-393

-25,944
-1,056
-3,000

205,129

237,861

288,529

206,400

240,846
-2,985

288,529

-3^381
-1,464
393
1,381

291,128
58,290
235
12,469
1,547
46,274
1,088
22,284
2,772
64,433
5,394
13,950

361,329
82,528
238
15,925
1,796
46,128
1,112
22,567
3,482
68,729
6,085
18,176

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
41.00 Transferred to other accounts

-1,271

43.00

Appropriation (adjusted)..

205.129

237,861

288,529

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance start of year....
Obligated balance, end of year
Adjustments in expired accounts..

204,819
22,579
-24,164
363

238,196
24,164
-26,184

288,529
26,184
-28,795

90.00

203,597

236,176

285,918

628,095
77,582

99.9

Total obligations

464,808

584,352

705,677

6,730

7,961

8,147

6,153
35

6,872
31

7,854
31

669
652

854
800

Personnel Summary

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

SALARIES A N D EXPENSES, U N I T E D STATES M A R S H A L S

SERVICE

For necessary expenses of the United States Marshals Service; including acquisition, lease, maintenance, and operation of vehicles and
aircraft; [$217,027,000 as authorized in Public Law 100-690 (102 Stat.
4513)] including purchase of passenger motor vehicles for police-type
use without regard to the general purchase price limitation for the
current fiscal year; $288,529,000; of which not to exceed $12,653,000 for
the renovation and construction of Marshals Service prisoner holding
facilities shall be available until expended; Provided, That notwithstanding the provisions of title 31 U.S.C. 3302, [for fiscal year 1990
and hereafter] the Director of the United States Marshals Service
may collect fees and expenses for the services authorized by 28 U.S.C.
1921 as amended by Public Law 100-690, and credit not to exceed
$1,000,000 of such fees to this appropriation to be used for salaries
and other expenses incurred in providing these services [ : Provided
further, That not to exceed $6,000 shall be available for official reception and representation expenses]. (18 U.S.C. 1963, 3053, 3059, 3192,
4008, 3521-3528; 19 U.S.C. 1613; 21 U.S.C. 881; 28 U.S.C. 510; 524, 561562, 565, 567, 569-572, 1921; 48 U.S.C. 1424(b), 1614(c), 1694(b)(3); Department of Justice Appropriations Act, 1990; additional authorizing
legislation to be proposed.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $23,819,000 to improve the
ability of the United States Marshals Service to pursue and apprehend alleged major drug and organized crime figures, and to improve
the security required for anti-drug and organized crime judicial proceedings.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)

1989 actual

204,819

39.00

Budget authority..

Outlays...

Note—Excludes $1,014 thousand in budget authority in 1990 and $1,056 thousand in 1991 for activities transferred to
the Interagency Law Enforcement, Organized Crime Drug Enforcement appropriation. Comparable amounts for 1989 ($903
thousand) are included above.

T h e Federal G o v e r n m e n t is represented in e a c h of the 94
j u d i c i a l districts b y a U.S. M a r s h a l . T h e p r i m a r y mission of
t h e U.S. M a r s h a l s Service is responsibility f o r the protection
o f t h e F e d e r a l j u d i c i a r y , protection of witnesses, e x e c u t i o n of
w a r r a n t s a n d c o u r t orders, m a n a g e m e n t o f seized assets, a n d
c u s t o d y a n d transportation of unsentenced prisoners. It is the
principal support f o r c e in t h e Federal judicial system a n d a n
integral part of the F e d e r a l l a w e n f o r c e m e n t c o m m u n i t y . P r o g r a m increases are requested f o r protection o f t h e j u d i c i a l
process, prisoner d e t e n t i o n a n d transportation, m a n a g e m e n t
o f seized assets, D.C. S u p e r i o r Court operations, a n d necessary
s u p p o r t services. T h e B u d g e t also provides $12.7 m i l l i o n t o
r e n o v a t e 115 c o u r t r o o m h o l d i n g cells, prisoner d e t e n t i o n
areas, a n d c o u r t r o o m elevators.
Reimbursable program.—Federal
funds in 1991 are derived
p r i m a r i l y f r o m the U.S. A i r F o r c e f o r Intercontinental Ballistic Missile transportation security services provided b y the
U.S. M a r s h a l s Service, as well as the B u r e a u o f Prisons f o r
t h e transportation o f sentenced prisoners, the D e p a r t m e n t o f
State f o r security details at t h e U n i t e d Nations, a n d d r u g l a w
e n f o r c e m e n t f o r security services. Non-Federal f u n d s are derived f r o m State a n d local g o v e r n m e n t s f o r witness p r o t e c t i o n
a n d f o r the transportation o f prisoners p u r s u a n t t o State
writs and f r o m fees collected f r o m service o f civil process and
sales associated w i t h j u d i c i a l orders.
U.S. MARSHALS
Criminal bench hours
Fugitive felon warrants received
USMS fugitive felon arrests (all categories)
Witness security program—new witnesses
Total program principal witnesses
Prisoners produced
Property seizures
Forfeited property in custody

1990 est.

238,196

1991 est.

288,529

1989 actual

116,118
20,018
17,909
257
5,899
414,719
25,363
26,334

1990 est.

1991 est.

1990 est.

1991 est.

127,800
15,980
16,000
242
5,720
519,781
37,440
39,438

140,000
16,781
22,850
260
5,980
613,341
48,672
37,713

Object Classification (in thousands of dollars)
Identification code

Program and Financing (in thousands of dollars)




318,529

258,673
47,321
235
11,161
1,471
38,902
1,051
22,062
2,438
48,471
5,338
21,239

519,864
64,488

Program by activities:
00.01 Direct program

265,696

336,521
18,620
3,287
2,901

458,362
6,446

15-0324-0-1-752

233,908

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
11.00
Federal funds: Drug enforcement
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177

30,000

267,719
18,055
2,810
2,544

Subtotal, direct obligations
Reimbursable obligations

Identification code

10.00

27,500

234,688
18,748
2,892
2,345

99.0
99.0

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

29,089

01.01 Reimbursable program

11.1
11.3
11.5

15-0324-0-1-752

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1989 actual

91,913
2,856
16,429

109,879
2,808
15,082

124,350
2,953
15,967

A-850

Federal ^

F

u

n

'

^

—

^

n

t

i

Continued
Object Classification (in thousands of dollars)—Continued
Identification code

11.8
11.9
12.1
13 0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

15-0324-0-1-752

1989 actual

Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other service
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

1990 est.

1991 est.

2,855

3,003

3,003

114,053
24,357
47
14,261
1,049
19,728
14,354
752
8,656
3,861
3,539
126
4
32

130,772
26,696

146,273
29,032

17,772
1,016
27,474
13,669
276
13,690
3,649
3,182

20,953
1,114
29,307
13,855
340
27,447
3,796
16,412

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

204,819
29,089

238,196
27,500

288,529
30,000

99.9

Total obligations

233,908

265,696

318,529

2,947

3,250
3,173
450

3,436
490

49
49

62
62

62
62

^

110,100

160,034
-1,597

193,034

Appropriation (adjusted)

110,100

158,437

193,034

71.00
72.40
74.40
77.00

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

105,916
32,332
-24,372
182

169,320
24,372
-77,477

193,034
77,477
-83,025

114,058

116,215

187,486

90.00

d

t

h

e

Outlays

Care of U.S. prisoners

in non-Federal

institutions.—Under

this program, the U.S. Marshals Service contracts with State
and local jails to board Federal prisoners and detainees for
short periods of time. These periods of detention occur before
and during a trial and while awaiting transfer to Federal
institutions after conviction. Approximately 83,000 prisoners
will be boarded in approximately 875 jails at an average cost
of $42.27 per offender day in 1991.

3,503

2,989
400

1991

43.00

SALARIES AND EXPENSES, UNITED STATES MARSHALS SERVICE—

budget for fiscal year

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

General and special funds—Continued

n

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

SUPPORT OF UNITED STATES PRISONERS

For support of United States prisoners in [non-Federal institutions,
$137,034,000] the custody of the United States Marshals Service and
as authorized in 18 U.S.C. 4013, but not including expenses otherwise
provided for in appropriations available to the Attorney General,
$193,034,000, to remain available until expended; of which not to
exceed [$5,000,000] $15,000,000 shall be available under the Cooperative Agreement Program. (18 U.S.C. 4001-4003, 4006-4009, 4013, 4042,
4082, 4085-4086, 4125, 4282-4283, 4285, 5040; Department of Justice
Appropriations Act, 1990; additional authorizing legislation to be proposed)
[To fight the war on drugs, $23,000,000, to remain available until
expended for enhancing the availability of jail space for unsentenced
Federal prisoners in the custody of the United States Marshals Service; of which not to exceed $10,000,000 shall be available under the
Cooperative Agreement Program to obtain guaranteed housing for
Federal prisoners in State and local detention facilities.] (Department
of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-1020-0-1-752

Program by activities:
Direct program:
00.01
Care of U.S. prisoners in non-Federal institutions..
00.02
Cooperative agreement program

1989 actual

1990 est.

1991 est.

99,166
6,750

150,164
19,156

178,034
15,000

00.91
Total direct program
01.01 Reimbursable program

105,916
5,000

169,320

193,034

10.00

193,034

Total obligations

110,916

169,320

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-5,000
-6,699
10,883

-10,883

39.00

110,100

158,437

Budget authority




193,034

Cooperative agreement program.—Agreements

a r e negotiat-

ed with State and local governments for renovating, constructing, and equipping facilities that detain Federal prisoners.
Reimbursable program.—Federal funds in 1989 are derived
from Emergency Drug Funding, P.L. 101-45, for the care of
U.S. prisoners.
Object Classification (in thousands of dollars)
Identification code

11.8

15-1020-0-1-752

Direct obligations:
Personnel compensation-. Special personal services payments
Civilian personnel benefits
Communications, utilities, and miscellaneous charges. ...
Other services
Supplies and materials
Grants, subsidies, and contributions

1989 actual

1990 est.

1991 est.

2,800
80

3,000
80

146,934
200
19,306

174,754
200
15,000

99.0
Subtotal, direct obligations
99.0 Reimbursable obligations

169,320
105,916
5,000 .

193,034

99.9

110,916

193,034

12.1
23.3
25.0
26.0
41.0

Total obligations

3,393
86
6
95,423
258
6,750

169,320

FEES AND EXPENSES OF WITNESSES

For expenses, mileage, compensation, and per diems of witnesses,
for private counsel expenses, and for per diems in lieu of subsistence,
as authorized by law, including advances[; $56,784,000], $70,628,000,
to remain available until expended, of which not to exceed
[$1,690,000] $2,000,000 may be made available for planning, construction, renovation, maintenance, remodeling, and repair of buildings and the purchase of equipment incident thereto for protected
witness safesites[: Provided, That for fiscal year 1990 and hereafter
the Attorney General may enter into reimbursable agreements with
other Federal Government agencies or components within the Department of Justice to pay expenses of private counsel to defend Federal
Government employees for actions while performing their official
duties: Provided further, That for fiscal year 1990 and hereafter the
Attorney General, upon notification to the Committees on Appropriations of the House of Representatives and the Senate in compliance
with provisions set forth in section 606 of this Act, may authorize
litigating components to reimburse this account for expert witness
expenses when it appears current allocations will be exhausted for
cases scheduled for trial in the current fiscal year]. (5 U.S.C. 503(b),
5537, 5751; 18 U.S.C. 3495-3496, 3525, 4203, 4241 4242; 28 U.S.C. 524,
1783, 1821, 1825, 1915, 1922; Department of Justice Appropriations Act,
1990; additional authorizing legislation to be proposed.)

TyESTSlffiS

DEPARTMENT OF JUSTICE
Program and Financing (in thousands of dollars)
Identification code 1 5 - 0 3 1 1 - 0 - 1 - 7 5 2

1989 actual

1990 est.

1991 est.

Program by activities:

00.01
00.02
00.03
00.04

Direct program.Fees and expenses of witnesses
Protection of witnesses
Victim compensation fund
Private counsel

36,416
16,476
378

38,125
18,501
985
2,128

50,102
17,667
560
2,299

00.91
Total direct program
01.01 Reimbursable program

53,270
4

59,739

53,274

59,739

56,027

70,628

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

52,203

56,784
-757

70,628

43.00

Appropriation (adjusted)

52,203

56,027

70,628

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

53,270
25,950
-27,472
3

59,739
27,472
-26,076

70,628
26,076
-21,118

51,752

61,135

75,586

3,061
1,450
7,554
2,552

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

53,270
4

59,739

70,628

99.9

Total obligations

53,274

59,739

70,628

-3,712

52,203

3,061
1,450
7,554
2,845

70,628

-4
-4,779
3,712

3,061
1,450
7,339
479

70,628

10.00

Travel and transportation of persons-.
Per diem in lieu of subsistence
Mileage
Other
Other services

21.0
21.0
21.0
25.0

A-851

Total obligations
Financing:

14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

90.00

Budget authority

Outlays

SALARIES AND EXPENSES, COMMUNITY RELATIONS SERVICE

Fees and expenses are paid to witnesses who appear on
behalf of the Government in cases in which the United States
is a party. Costs incurred are affected by factors over which
the Department of Justice exercises little control. The U.S.
Attorneys, the U.S. Marshals, and the Department's six legal
divisions are served by this appropriation.
Fees and expenses of witnesses.—Provides for payment of
fees and expenses associated with the preparation and presentation of testimony on behalf of the United States for fact
witnesses, who testify as to events or facts about which they
have personal knowledge, and for expert witnesses, who provide technical or scientific testimony. Also, this program pays
the fees of physicians and psychiatrists who examine accused
persons upon order of the court to determine their mental
competency. Significant increases are requested for 1991 to
cover the expenses of the additional attorney positions added in
1990.
Protection of witnesses.—Provides for payment of subsistence costs to assure the safety of Government witnesses whose
testimony on behalf of the United States places them or their
families in jeopardy.
Victim compensation fund.—This fund pays restitution to
any victim of a crime committed by a protected witness who
causes or threatens death or serious bodily injury.
Private counsel.—Provides for payments to private counsel
retained to represent Government employees who are sued for
actions taken while performing their official duties.
Reimbursable program.—Reimbursements are received from
States and localities to cover the costs of maintaining those
State and local organized crime witnesses and their families
who have been accepted into the witness protection program.
Object Classification (in thousands of dollars)
Identification code

11.8
11.8
11.9

15-0311-0-1-752

Direct obligations:
Personnel compensation: Special personal services
payments:
Fees and expenses of witnesses
Fees, protection of witnesses
Total personnel compensation




1989 actual

1990 est.

1991 est.

25,985
14,956

28,242
16,587

39,054
16,957

40,941

44,829

56,011

For necessary expenses of the Community Relations Service, established by title X of the Civil Rights Act of 1964, [$29,334,000]
$28,172,000, of which not to exceed [$21,500,000] $20,214,000 shall
remain available until expended to make payments in advance for
grants, contracts and reimbursable agreements and other expenses
necessary under section 501(c) of the Rufugee Education Assistance
Act of 1980 (Public Law 96-422; 94 Stat. 1809) for the processing, care,
maintenance, security, transportation and reception and placement in
the United States of Cuban and Haitian entrants: Provided, That
notwithstanding section 501(e)(2)(B) of the Refugee Education Assistance Act of 1980 (Public Law 96-422; 94 Stat. 1810), funds may be
expended for assistance with respect to Cuban and Haitian entrants
as authorized under section 501(c) of such Act. (Reorganization Plan
No. 1 of 1966; Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed)
Program and Financing (in thousands of dollars)
Identification code

15-0500-0-1-752

1989 actual

1990 est.

1991 est.

Program by activities:

Direct program:
Prevention and conciliation of community disputes
Reception, processing and care of Cubans and Haitians
01.01 Reimbursable program

7,122

7,857

7,861

20,672
9,249

23,437
9,648

21,689
9,648

10.00

37,043

40,942

39,198

-9,249
-4,011
-300
4,305
69

-9,648
-4,305

-9,648
-1,941

1,941

563

27,858

28,930

28,172

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

27,858

29,334
-404

28,172

43.00

Appropriation (adjusted)

27,858

28,930

28,172

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

27,794
11,470
-14,166
-355

31,294
14,166
-5,424

29,550
5,424
-6,318

24,743

40,036

28,656

00.01
00.02

Total obligations
Financing:

11.00
21.40
22.40
24.40
25.00
39.00

90.00

Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance transferred, net
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority

Outlays

Prevention and conciliation of community disputes.—The
Community Relations Service (CRS) provides assistance to
communities in resolving disputes, disagreements, and difficulties arising from discriminatory practices based on race,
color, or national origin which impair the rights of citizens or
which disrupt or threaten to disrupt peaceful relations among
citizens.
The 1991 request will provide CRS with resources to continue to focus on racial disputes in the areas of law enforcement,
immigration, corrections, education, employment, housing,

A-852

Fui^S—Continue<F'''^

Trust

General and special funds—Continued
SALARIES A N D EXPENSES, C O M M U N I T Y

THE BUDGET FOR FISCAL YEAR 1991

aK
t e
i
n
PR s-Con ud

CIVIL LIBERTIES PUBLIC EDUCATION
RELATIONS

SERVICE—

Continued

community development, and Indian rights, among others.
CRS also anticipates continuing response to conflicts involving Indo-Chinese refugees as well as the Ku Klux Klan. CRS
will continue to monitor and will help communities to forestall threats of urban civil disorder.
Reception, processing and care of Cubans and Haitians.—
This activity provides for the reception, processing, resettlement, health and mental care, and other services of Cuban
and Haitian entrants who entered the United States in 1980
and each year thereafter and who subsequently have been
detained by the Immigration and Naturalization Service for
their undocumented or unauthorized entry into the United
States.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0

15-0500-0-1-752

1989 actual

Direct obligations:
Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments payments

1990 est.

1991 est.

5,786
142
31
-12

5,628
142
90

5,869
142
90

5,947

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

5,860
712
16
880
25
1,006
25
618

6,101
741

811
4
746
34
964
37
540
29
13,155
82
92
5,352
1

39
13,104

too

102
8,807

16
880
25
1,011
25
618
41
12,583
100
102
7,307

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

27,794
9,249

31,294
9,648

29,550
9,648

99.9

Total obligations

37,043

40,942

39,198

Identification code

118
120

118
119

118
120

10.00

Program by activities:
Total obligations (object class

1989 actual

25.0)

Financing:
60.00
Budget authority (appropriation) (permanent, indefinite)
Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays

1990 est.

1991 est.

500,000

Financing:
60.00 Budget authority (permanent, definite).

500,000

Relation of obligations to outlays.71.00 Obligations incurred, net

500,000

Outlays..,

500,000

90.00

The Civil Liberties Act of 1988 provides for restitution payments to be made to Japanese Americans who were evacuated
or relocated from their homes and interned during World
War II. Payments of $20,000 to each eligible individual will be
made from this fund. The Act provides that no more than $500
million is to be provided in any year.
The 1991 level provides the $500 million. Consistent with
section 209 of the Departments of Commerce, Justice, and
State, the Judiciary, and Related Agencies Appropriations Act,
1990, payments from the Civil liberties public education fund
are entitlements for the purposes of the Congressional Budget
Act. Appropriations to this account are discretionary. However,
the Departments of Commerce, Justice, and State, the Judiciary, and Related Agencies Appropriations Act, 1990 included
advance appropriations for 1991, 1992, and 1993, fully funding
the entitlement payments. These payments are deemed to be
mandatory for the purpose of budget classification.

U N I T E D STATES TRUSTEE SYSTEM

FUND

For the necessary expenses of the United States Trustee Program,
[$60,729,000] $65,673,000, to remain available until expended and to
be derived from the Fund, for activities authorized by section 115 of
the Bankruptcy Judges, United States Trustees, and Family Farmer
Bankruptcy Act of 1986 (Public Law 99-554): Provided, That deposits
to the Fund are available in such amounts as may be necessary to
pay refunds due depositors. (12 U.S.C. 1904b; Department of Justice
Appropriations Act, 1990; additional authorizing legislation to be pro-

Identification code

8,236

8,236
8,236
1,000
-710

Receipts

04.00 Total: Available for appropriation
05.00

1990 est.

6,000

6,000

6,000
710

1991 est.

4,000

06.20

Reduction pursuant to P.L

4,000

4,000

A permanent appropriation finances the independent counsel whenever possible violations of Federal law are alleged
against senior Executive branch officials pursuant to the provisions of 28 U.S.C. 591 et seq., as amended. Currently, several
investigations are being conducted under this statute.



1990 est.

1991 est.

52,020
-104
60,274

64,941
-121
61,343

66,124

112,190
-47,370

126,163
-60,729
690

127,779
-65,673

64,941

66,124

62,106

99-177

Unappropriated balance, end of year:
U.S. securities:
07.01
Par value
07.02
Unrealized discount

61,655

-121

Program and Financing (in thousands of dollars)
Identification code

10.00
6,710

Appropriation

4,000

215
8,741

1989 actual

15-5073-0-2-752

Unappropriated balance, start of year.U.S. securities:
01.01
Par value
01.02
Unrealized discount
02.00

COUNSEL

Program and Financing (in thousands of dollars)
15-0327-0-1-752

1989 actual

Amounts Available for Appropriation (in thousands of dollars)

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Identification code

15-0329-0-1-

Program by activities:
10.00 Total obligations

Personnel Summary

INDEPENDENT

FUND

Program and Financing (in thousands of dollars)

15-5073-0-2-752

Program by activities:
Total obligations

Financing:
Unobligated balance available, start of year.21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
39.00

Budget authority

1989 actual

1990 est.

55,710

60,039

-1,371
-7,446

1991 est.

-477

477
47,370

65,673

-477

477

477

60,039

65,673

TyESTSlffiS

DEPARTMENT OF JUSTICE
Budget authority:
40.00 Appropriation (general fund)
40.00 Reduction pursuant to P.L. 99-177

47,370

60,729
-690

65,673

43.00

47,370

60,039

65,673

55,710

60,039

65,673

1,397
7,445

5,697

Appropriation (adjusted)

Relation of obligations to outlays.71.00 Obligations incurred, net
Obligated balance, start of year.72.40
Treasury balance
72.41
U.S. securities: Pa* value
Obligated balance, end of year:
74.40
Treasury balance
74.41
U.S. securities: Par value
90.00

-5,697

Outlays

58,855

6,144

-6,144

65,727

United States trustee system fund.—The Bankruptcy Judges,
U.S. Trustees and Family Farmer Bankruptcy Act of 1986
(Public Law 99-554), expanded the pilot program to a twentyone region nationwide program encompassing ninety-four judicial districts by October 1992. The United States trustee
program supervises the administration of bankruptcy cases in
the Federal Bankruptcy Courts. In 1989, the final six regions
were certified by the Attorney General. In 1989, the program
was totally funded from receipts to the fund. The program no
longer uses any monies from the general fund of the Federal
Government and is self-supporting from fees. The 1991 Budget
includes $1 million to provide more rigorous audit coverage of
private trustees. In addition to the increased audit coverage
requested, the FBI's 1991 budget request includes funds for 28
positions to conduct bankruptcy fraud investigations.
BANKRUPTCY MATTERS
1989 actual

Chapter 7 cases filed
Chapter 7 cases closed
Chapter 7 cases pending
Chapter 11 cases filed
Chapter 11 cases closed
Chapter 11 cases pending
Chapter 12 cases filed
Chapter 13 cases filed
Number of new cases filed

454,000
461,000
344,966
17,200
21,031
70,181
1,800
167,000
640,000

1990 est.

525,000
537,000
332,966
14,800
20,913
64,068
1,200
199,000
740,000

1991 est.

575,000
589,000
318,966
14,800
20,913
57,955
1,200
219,000
810,000

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
99.9

15-5073-0-2-752

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

25,425
1,307
632
39

Total personnel compensation
Civilian personnel benefits.
Benefits for former personnel
Travel and transportation of persons
Transportation of things....
Rental payments to GSA...
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

30,997
827
223
62

1991 est.

Amounts Available for Appropriation (in thousands of dollars)
Identification code

Unappropriated balance, start of year:
Treasury balance
U.S. securities:
01.01
Par value
01.02
Unrealized discounts
02.00 Receipts
04.00 Total: Available for appropriation
Appropriation:
05.01
Asset forfeiture fund
Rescission (P.L 101-45)
05.01
Special forefeiture fund
05.02
Salaries and expenses, United States Attorneys..
05.03
Buildings and facilities, Federal Prison System...
05.04
05.99
Total appropriations
06.10 Unobligated balance returned to unappropriated offsetting
receipts
06.20 Reduction pursuant to P.L. 99-177
Unappropriated balance, end of year-.
07.00
Treasury balance
U.S. securities:
07.01
Par value
07.02
Unrealized discounts

Identification code

55,710

60,039

65,673

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

ASSETS FORFEITURE

893

893

929

798
5

895
5

913
5

FUND

For expenses authorized by 28 U.S.C. 524(c)(l)(A)(ii), (B), (C), (F), and
(G), as amended, [$75,000,000] $100,000,000 to be derived from the




Budget authority
Budget authority:
Current
Appropriation
Reduction pursuant to P.L. 99-177

43.00

Appropriation (adjusted)
Permanent
60.00
Appropriation (indefinite)

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
72.41 Obligated balance, start of year
74.40 Obligated balance, end of year
74.41 Obligated balance, end of year
90.00

Personnel Summary

15-5042-0-2-752

Program by activities:
10.00 Total obligations

40.00
40.00

34,954
8,227
13
2,216
343
7,703
250
2,383
180
6,940
1,002
1,462

1989 actual

1990 est.

1991 est.

20,557

5,534

6,382
13,041

580,769

12,897
167
470,000

"500,000

601,325

488,598

519,423

-276,055
2,232

-361,230

-372,000

-109,000

-i&bbo

-470,230

— 500,C

-30,000
-281,121
-584,944
2,217

1,055

"I'll

5,534

6,382

6,526

12,897
167

13,041

12,897

Program and Financing (in thousands of dollars)

39.00

32,109
6,921
13
2,181
338
7,221
250
2,441
180
5,941
997
1,447

15-5042-0-2-752

01.00

33,809
860
223
62

27,403
5,783
14
1,803
615
6,565
25
2,448
135
7,764
1,242
1,913

Total obligations

Department of Justice Assets Forfeiture Fund. (28 U.S.C. 524; Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed.)
[To fight the war on drugs, $25,000,000 for awards for information
in drug cases, purchase of evidence for drug violations, equipping
conveyances for drug law enforcement, and other expenses as authorized by 28 U.S.C. 524(c)(1) (A)(ii), (B), (C), (F) and (G), as amended, to
be derived from the Department of Justice Assets Forfeiture Fund.]
(Department of Transportation and Related Agencies Appropriations
Act, 1990.)

-6,090

59,592

A-853

Outlays

1989 actual

271,606

2,217

1990 est.

356,847

3,328

1991 est.

375,328
-3,328

273,823

360,175

372,000

72,768

100,000
-1,055

100,000

72,768

98,945

100,000

201,055

261,230

272,000

271,606
37,529

356,847
12,775
54,518
-252,775

375,328
252,775
-307^938

171,365

320,165

-12,775
-54,518
241,842

The Comprehensive Crime Control Act of 1984 established
the Assets Forfeiture Fund, as amended by the Asset Forfeiture Amendments Act of 1988, into which the proceeds or sales
of forfeited or seized property are deposited. In establishing
this fund, Congress requires that program related expenses
shall be a definite appropriation of a specific amount. Expenses necessary to seize, detain, inventory, safeguard, maintain, advertise or sell property under seizure shall be a permanent indefinite appropriation. In 1990 and 1991, surplus
resources above $150,000,000 will be transferred to the Special

mEMf"-0"^

A-854

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
ASSETS FORFEITURE FUND—Continued

F o r f e i t u r e F u n d f o r use b y t h e D i r e c t o r o f t h e O f f i c e of N a tional D r u g Control Policy.
Object Classification (in thousands of dollars)
Identification code
11.8

12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
43.0
99.9

15-5042-0-2-752

1989 actual

Personnel compensation: Special personal services payments
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

1990 est.

1991 est.

821
6
8,177
430
2,658
662
15
330,333
269
13,456
20

917
8
9,125
480
2,967
737
16
345,741
300
15,013
24

271,606

Total obligations

661
6
5,246
332
1,970
492
15
248,553
390
13,826
115

356,847

375,328

INTERAGENCY LAW ENFORCEMENT
Federal Funds

1. Law Enforcement.—This
activity includes t h e resources
f o r direct investigative a n d s u p p o r t activities of t h e task
forces, f o c u s i n g o n t h e interdiction a n d disruption of d r u g
t r a f f i c k i n g c o n t r o l l e d b y v a r i o u s organized c r i m e enterprises.
A g e n c i e s participating u n d e r t h e l a w e n f o r c e m e n t f u n c t i o n of
t h e O C D E T F P r o g r a m are t h e D r u g E n f o r c e m e n t A d m i n i s t r a tion, Federal B u r e a u of Investigation, U.S. C u s t o m s Service,
Internal R e v e n u e Service, B u r e a u o f A l c o h o l , T o b a c c o a n d
F i r e a r m s , U.S. Coast G u a r d , U.S. M a r s h a l s Service, a n d t h e
I m m i g r a t i o n a n d Naturalization Service.
2. Prosecution.—This
activity includes t h e resources f o r t h e
prosecution of cases g e n e r a t e d t h r o u g h t h e investigative efforts o f task f o r c e agents. Litigation e f f o r t s are targeted selectively o n t h e c r i m i n a l l e a d e r s h i p i n v o l v e d in d r u g t r a f f i c k i n g
a n d are i n t e n d e d to dissolve organized illicit enterprises. T h i s
includes activities designed to s e c u r e t h e seizure a n d forfeitu r e of t h e assets o f these enterprises. P a r t i c i p a t i n g a g e n c i e s
are t h e U.S. A t t o r n e y s , C r i m i n a l Division a n d t h e T a x Division.
3. Administrative
Support.—This
activity i n c l u d e s the resources f o r a W a s h i n g t o n - b a s e d administrative staff w h i c h
provides p o l i c y g u i d a n c e , c e n t r a l c o o r d i n a t i o n , a n d administrative s u p p o r t to t h e h e a d q u a r t e r s of t h e 11 m e m b e r F e d e r a l
agencies a n d t h e 13 regional task forces. T h e a d m i n i s t r a t i v e
staff is also responsible f o r f i n a n c i a l m a n a g e m e n t , records
m a n a g e m e n t , a n d m a i n t e n a n c e o f t h e O C D E T F case m a n a g e m e n t system.

General and special funds:
ORGANIZED CRIME DRUG

consolidate t h e resources a n d expertise o f 11 m e m b e r Federal
agencies, in c o o p e r a t i o n w i t h State a n d local investigators and
prosecutors, to target a n d destroy m a j o r n a r c o t i c t r a f f i c k i n g
and m o n e y - l a u n d e r i n g organizations. T h e task f o r c e s p e r f o r m
t h e f o l l o w i n g activities:

ENFORCEMENT

For necessary expenses for the detection, investigation, and prosecution of individuals involved in organized crime drug trafficking
not otherwise provided for, [$168,560,000] $330,000,000: Provided,
That any amounts obligated from appropriations under this heading
may be used under authorities available to the organizations reimbursed from this appropriation [ : Provided further, That appropriations under this heading may be used to reimburse agencies for any
In 1983 a n d 1984, t h e O C D E T F P r o g r a m operated as a
costs incurred by Organized Crime Drug Enforcement Task Forces
single a p p r o p r i a t i o n r e i m b u r s i n g participating agencies f o r
between October 1, 1989, and the date of enactment of this Act:
their i n v o l v e m e n t . B e g i n n i n g in 1985, a n d c o n t i n u i n g t h r o u g h
Provided further, That section 506(a)(1) of part E of title I of the
1989, t h e resources w e r e a p p r o p r i a t e d directly to t h e particiOmnibus Crime Control and Safe Streets Act of 1968, as amended by
section 6091 of the Anti-Drug Abuse Act of 1988, is amended by
p a t i n g agencies. P u r s u a n t t o t h e provisions o f t h e A n t i - D r u g
adding "or 0.25 percent, whichever is greater," after "$500,000"].
A b u s e A c t of 1988, a single a p p r o p r i a t i o n f o r e x p e n s e s relat(Department of Justice Appropriations Act, 1990; additional authoriz- i n g to all F e d e r a l agencies participating in t h e O C D E T F P r o ing legislation to be proposed.)
g r a m w a s established in 1990.
[For carrying out efforts at National Drug Control $46,361,000 to
T h e p l a n n e d distribution of b u d g e t a u t h o r i t y f o r fiscal y e a r s
strengthen the ability of the Federal Government to attack drug
1990 a n d 1991 a m o n g t h e participating F e d e r a l a g e n c i e s is as
cartels and other organized crime groups through the eleven cooperating Federal agencies which participate in the organized crime drug
follows:
enforcement task forces.] (Department of Transportation and Related
Agencies Appropriations Act, 1990.)
[In thousands of dollars]
Department of Justice:
1990 est.
1991 est.
Program and Financing (in thousands of dollars)
Drug Enforcement Administration
68,207
91,316
Federal Bureau of Investigation
51,495
88,787
Identification code 15-0323-0-1-751
1989 actual
1990 est.
1991 est.
Immigration and Naturalization Service
8,045
10,022
U.S. Marshals Service
1,014
1,056
Program by activities:
U.S. Attorneys
45,205
66,182
00.01 Law enforcement
167,077
260,716
Criminal Division
662
698
00.02 Prosecution
47,008
68,068
Tax Division
1,141
1,188
00.03 Administrative support
836
1,216
Administrative Support
836
1,216
10.00
Total obligations (object class 25.0)
214,921
330,000
Department of the Treasury:
Internal Revenue Service
14,413
33,680
Financing:
17.00 Recovery of prior year obligations
-34
Bureau of Alcohol, Tobacco and Firearms
8,612
9,697
21.40 Unobligated balance available, start of year
-100
-134
-134
U.S. Customs Service
14,461
25,300
24.40 Unobligated balance available, end of year
134
134
134
Department of Transportation:
U.S. Coast Guard
830
858
214,921
330,000
40.00
Budget authority (appropriation)
71.00
72.40
74.40
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

Total.....
103
-69
-34

214,921
69
-49,345
165,645

330,000
49,345
-95,128
284,217

The Organized Crime Drug Enforcement Task Force
( O C D E T F ) P r o g r a m consists o f 13 regional task f o r c e s w h i c h




214,921

330,000

1990 est.

1991 est.

WORKLOAD
1989 actual

Investigations
Indictments
Individuals indicted
Convictions
Seizures (in millions of dollars)
Forfeitures (in millions of dollars)

500
1,629
5,484
2,498
544
49

559
1,583
5,651
2,486
460
168

634
1,795
6,408
2,819
530
210

U EU
FEDERAL B R A

DEPARTMENT OF JUSTICE

FEDERAL BUREAU OF INVESTIGATION

Financing:

Offsetting collections from:
Federal funds
11.00
Federal funds-. Drug Enforcement
14.00
Non-Federal sources
21.40
Unobligated balance available, start of year..,
24.40
Unobligated balance available, end of year
25.00
Unobligated balance lapsing
27.00
Reduction pursuant to P.L 9 9 - 1 7 7
11.00

Federal Funds
General and special funds:
SALARIES A N D

A-855

0
F

EXPENSES

-69,138

-88,707

-88,707

-18,519

-51,589
-20,352

-87,065
-20,352

-40,919

-21,340

-9,900

21,340

9,900

124

For expenses necessary for detection, investigation, and prosecution
341
of crimes against the United States; including purchase for police1,499,444
1,640,237
39.00
1,439,100
Budget authority..
type use of not to exceed [2,730] 3,136 passenger motor vehicles of
which [1,850] 2,125 will be for replacement only, without regard to
Budget authority:
the general purchase price limitation for the current fiscal year, and
40.00 Appropriation
1,439,100
1,520,385
1,640,237
hire of passenger motor vehicles; acquisition, lease, maintenance and
40.00 Reduction pursuant to P.L. 99-177..
-20,941
operation of aircraft; and not to exceed $70,000 to meet unforeseen
emergencies of a confidential character, to be expended under the
43.00
Appropriation (adjusted)
1,439,100
1,499,444
1,640,237
direction of the Attorney General, and to be accounted for solely on
his certificate; [$1,423,340,000] $1,640,237,000, of which not to exceed
Relation of obligations to outlays:
$25,000,000 for automated data processing and telecommunications
71.00 Obligations incurred, net
1,458,555
1,510,543
1,650,137
and $1,000,000 for undercover operations shall remain available until
7 2 . 4 0 Obligated balance, start of year...
348,450
279,576
349,831
September 30, [1991] 1992\ of which not to exceed $8,000,000 for
74.40 Obligated balance, end of year
-279,576
-349,831
-453,731
research and development related to investigative activities [and
77.00 Adjustments in expired accounts..
439
$15,000,000 for construction of Pod B of the Engineering Research
90.00
Outlays
1,527,81
1,440,288
1,546,237
Facility at Quantico, Virginia,] shall remain available until expended; and of which not to exceed $500,000 is authorized to be made
Note—Excludes $51,589 thousand in budget authority in 1990 and $88,787 thousand in 1991 for activities transferred to
available for making payments or advances for expenses arising out
the Interagency Law Enforcement, Organized Crime Drug Enforcement appropriation. Comparable amounts for 1989 ($49,269
of contractual or reimbursable agreements with State and local law
thousand) are included above.
enforcement agencies while engaged in cooperative activities related
to terrorism and drug investigations: Provided, That the Director of
T h e overall objectives of the Federal B u r e a u of Investigathe Federal Bureau of Investigation may establish and collect fees to
tion (FBI) are to u p h o l d t h e l a w — t o investigate violations of
process fingerprint identification records and name checks for nonFederal c r i m i n a l law, to protect the U n i t e d States f r o m hoscriminal justice, non-law enforcement employment and licensing purtile intelligence efforts, to provide assistance to o t h e r Federal,
poses and for certain employees of private sector contractors with
State, a n d local law e n f o r c e m e n t agencies and to p e r f o r m
classified Government contracts, and notwithstanding the provisions
these responsibilities in a m a n n e r that is faithful to the Conof 31 U.S.C. 3302, credit such fees to this appropriation to be used for
stitution and the laws of t h e U n i t e d States.
salaries and other expenses incurred in providing these services, and
T h e s e objectives result in the FBI's being actively involved
that the Director of the Federal Bureau of Investigation may establish such fees at a level to include an additional amount to establish a
in a wide range of investigations, including traditional l a w
fund to remain available until expended to defray expenses for the
e n f o r c e m e n t investigations (bank robbery, kidnaping, fugitive,
automation of fingerprint identification services and associated costs:
b a n k e m b e z z l e m e n t , etc.), investigations involving
more
Provided further, That not to exceed $30,000 shall be available for
m o d e r n p h e n o m e n a (organized crime, white-collar crime, d r u g
official reception and representation expenses: Provided further, That
investigations, civil rights violations, antitrust violations, etc.),
not to exceed $7,500,000 for a language translation system shall
and investigations of hostile intelligence activities within the
remain available until expended: Provided further, That $10,000,000
previously provided for the relocation of the FBI's Washington Metro- U n i t e d States. T h e F B I has c o n c u r r e n t jurisdiction with D E A
over Federal d r u g violations.
politan Field Office be made available for activities funded by this
appropriation. (28 U.S.C. 521 531-37; 18 U.S.C. 3052, 3059; 22 U.S.C.
T h e activities of the FBI are divided into the f o l l o w i n g
4081, 4084; Department of Justice Appropriations Act, 1990; additional g e n e r a l categories:
authorizing legislation to be proposed.)
Criminal, security, and other investigations.—This
activity
[For carrying out efforts at National Drug Control, $97,045,000, to
strengthen Federal domestic law enforcement at the local level to
include additional agents, support personnel and equipment, improvements in automation and telecommunications, and enhancements in
field equipment and training.] (Department of Transportation and
Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-0200-0-1-751

1989 actual

1990 est.

1991 est.

Program by activities:

Direct program:
Operating expenses:
00.01
Criminal, security, and other investigations
00.02
Investigative support
00.03
State and local assistance
00.04
Program direction
00.91

01.01
01.02

01.03
01.04
01.91
01.92
02.01
10.00

Total operating expenses
Capital investment:
Criminal, security, and other investigations
Investigative support
State and local assistance
Program direction
Total capital investment
Total direct program
Reimbursable program
Total obligations




972,990

978,427

1,078,077

172,882

209,048

213,525

94,733

99,744

115,222
101,254

60,901

62,776

1,362,348

1,343,109

1,454,122

27,306
65,598

1,710
1,593

96,207

65,648

91,641

94,137

96,750

6,869
780

6,812
812

167,434

196,015

1,458,555
87,657

1,510,543

1,650,137

160,648

196,124

1,546,212

1,671,191

1,846,261

includes all field investigations of the Federal B u r e a u of Investigation. T h e s e investigations are c o n d u c t e d b y FBI Special
A g e n t s in 56 field offices a n d a p p r o x i m a t e l y 400 resident
agencies located t h r o u g h o u t the U n i t e d States and P u e r t o
Rico. N a t i o n a l priority investigations include white-collar
c r i m e , drugs, organized c r i m e , c o u n t e r t e r r o r i s m and f o r e i g n
counterintelligence, and investigations relating to violent
c r i m e s and m a j o r offenders. O t h e r investigative areas are
civil rights, civil applicant, and o t h e r investigations. A n increase of $22,516,000 is p l a n n e d to f u r t h e r FBI efforts within
its d r u g investigations p r o g r a m . Increases of $24,039,000 for
white-collar c r i m e a n d $8,000,000 to address A s i a n Organized
C r i m e are also planned. F o r the FBI's other field programs,
an increase of $40,610,000 is planned.
T h e FBI is r e i m b u r s e d b y o t h e r Federal agencies for certain
investigative activities such as p r e - e m p l o y m e n t b a c k g r o u n d
inquiries and n a m e checks.
This activity also includes resources devoted to national
p r o g r a m supervision, coordination, and m a n a g e m e n t of FBI
investigations and liaison with foreign police and security
services t h r o u g h Legal A t t a c h e s .
Investigative matters
Arrests
Convictions

1989 actual

1990 est.

1991 est.

383,953

397,015

429,515

10,330

10,659

11,909

11,799

12,154

13,304

Investigative
support.—Investigative
support consists of
training, forensic laboratories, investigative records and c o m -

A-856

Trust

Fi S Cnn e F
u^ — ot u< ^
i '

General and special funds—Continued
SALARIES AND EXPENSES—Continued

m u n i c a t i o n s , A D P a n d t e l e c o m m u n i c a t i o n s , and technical
field support and e q u i p m e n t . P r o g r a m increases f o r this activity total $14,660,000. T h i s i n c l u d e s e n h a n c e m e n t s o f $2,326,000
f o r training, $2,108,000 f o r F e d e r a l l a b o r a t o r y expenses,
$154,000 f o r A u t o m a t e d D a t a P r o c e s s i n g a n d T e l e c o m m u n i c a tions, $3,482,000 f o r R e c o r d s M a n a g e m e n t , a n d $6,590,000 f o r
T e c h n i c a l Field S u p p o r t a n d E q u i p m e n t .
Federal training—FBI Academy:
New agents trained
In-service training
Federal training—field: Special agents trained in field
Forensic services—Federal: Examinations performed
Investigative support systems-. Work stations acquired
Field locations served
Name checks processed

THE BUDGET FOR FISCAL YEAR 1991

PaRKs-Continued

1989 actual

1990 est.

1991 est

355
6,990
9,596
643,546
4,804
58
2,145,400

836
2,265
10,333
690,000
5,394
58
2,250,000

599
5,700
10,546
740,000
6,305
58
2,500,000

State and local assistance.—The
FBI supports State and
local l a w e n f o r c e m e n t b y p r o v i d i n g training, laboratory, identification, a n d i n f o r m a t i o n a l services. E m p h a s i s is b e i n g
placed o n the training o f State a n d local police instructors to
e n a b l e their agencies t o b e c o m e m o r e self-sufficient and,
thereby, a l l o w the F B I to c o n c e n t r a t e its resources o n high
priority initiatives. T r a i n i n g is c o n d u c t e d at v a r i o u s locations
w i t h i n t h e U n i t e d States b u t m o s t courses a r e c o n d u c t e d at
t h e F B I N a t i o n a l A c a d e m y n e a r Quantico, V A .
T h e FBI's N a t i o n a l C r i m e I n f o r m a t i o n C e n t e r (NCIC) and
U n i f o r m Crime Reporting (UCR) programs provide criminal
j u s t i c e i n f o r m a t i o n to F e d e r a l , State, a n d local l a w e n f o r c e m e n t agencies w i t h o u t c h a r g e . T h e N C I C s y s t e m contains
o v e r 20 m i l l i o n r e c o r d s relating to w a n t e d a n d missing persons, stolen p r o p e r t y , a n d c r i m i n a l histories. T h e U C R prog r a m collects data f r o m o v e r 16,000 l a w e n f o r c e m e n t agencies
a n d provides this i n f o r m a t i o n to c r i m i n a l j u s t i c e agencies and
researchers, the a c a d e m i c c o m m u n i t y , and others.
T h e FBI's Identification Division is the n a t i o n a l repository
f o r f i n g e r p r i n t identification data. In 1991, a p p r o x i m a t e l y 8.1
million f i n g e r p r i n t cards will b e processed. P r o c e s s i n g of nonc r i m i n a l f i n g e r p r i n t c h e c k s f o r State a n d local agencies a n d
b a n k i n g institutions is o n a r e i m b u r s a b l e basis.

23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
91.0

Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Unvouchered

87,504
9,333
55,338
2,781
147,381
39,622
96,207
4,326
345

85,186
7,216
64,288
2,507
118,691
35,932
167,434
15,153
506
70

92,563
7,216
62,588
2,687
148,333
36,659
196,015
506
70

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

1,458,555
87,657

1,510,543
160,648

1,650,137
196,124

99.9

Total obligations

1,546,212

1,671,191

1,846,261

22,421

21,136

21,723

22,205
2,429

20,437
2,372

20,581
2,185

1,839

2,806

3,105

763
143

2,574
160

2,823
264

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holidays

DRUG ENFORCEMENT ADMINISTRATION
Federal Funds
General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the Drug Enforcement Administration,
including not to exceed $70,000 to meet unforeseen emergencies of a
confidential character, to be expended under the direction of the
Attorney General, and to be accounted for solely on his certificate;
General law enforcement training:
1989 actual
1990 est
1991 est. expenses for conducting drug education programs, including travel
and related expenses for participants in such programs and the distriState and locals trained at FBI Academy
4,637
3,500
5,785
bution of items of token value that promote the goals of such proState and locals trained in field
22,115
22,000
22,000
Forensic services non-Federal: Examinations performed
311,770
330,000
330,000
grams; purchase of not to exceed [ 7 0 3 ] 1,293 passenger motor vehiFingerprint cards processed
8,254,031
7,625,000
8,066,000
cles of which [ 4 8 9 ] 775 are for replacement only for police-type use
NCIC transactions
303,000,000
332,000,000
473,500,000
without regard to the general purchase price limitation for the curUCR statistical reports processed
1,643,500
6,000,000
10,000,000
rent fiscal year; and acquisition, lease, maintenance, and operation of
aircraft; [$492,180,000] $700,000,000, of which not to exceed
Program direction.—This activity includes t h e m a n a g e m e n t ,
[$1,200,000] $1,800,000 for research shall remain available until exadministrative support, legal, planning, evaluation, inspecpended; and of which not to exceed [$1,700,000] $4,000,000 for purtion, a n d financial f u n c t i o n s of t h e FBI. S o m e w o r k l o a d measchase of evidence and payments for information, not to exceed
ures i n c l u d e press releases, assistance to media, dissemination
[$9,638,000] $4,000,000 for contracting for ADP and telecommunicao f F B I publications, Title III applications, u n d e r c o v e r opertions equipment, [and] not to exceed $2,000,000 for technical and
a t i o n s proposals, civil actions, field o f f i c e audits, a n d position
laboratory equipment; and not to exceed $20,550,000 for the purchase
classification matters. P r o g r a m c h a n g e s include a n e n h a n c e of aircraft and equipment, shall remain available until September 30,
m e n t of $182,000 to c o n d u c t m a n d a t e d audits of u n d e r c o v e r
[1991] 1992: and, of which, not to exceed $10,000,000 shall remain
a n d f i n a n c i a l operations.
available until expended for planning, construction, renovation, maintenance, remodeling, and repair of buildings and the purchase of
Object Classification (in thousands of dollars)
equipment incident thereto for a new aviation facility. [Provided,
That not to exceed $30,000 shall be available for official reception and
Identification code 15-0200-0-1-751
1991 est.
1989 actual
1990 est.
representation expenses.] (Reorganization Plan No. 2 of 1973; Reorganization Plan No. 1 of 1968; 21 U.S.C. 801-966 as amended; 40 U.S.C.
Direct obligations:
304; Department of Justice Appropriations Act, 1990; additional auPersonnel compensation:
thorizing legislation to be proposed.)
Full-time permanent
11.1
706,018
696,719
746,136
[For carrying out efforts at National Drug Control, $64,301,000, for
11.3
Other than full-time permanent
3,025
543
543
Other personnel compensation
85,814
additional agents, support personnel and equipment for improved
11.5
95,350
90,783
domestic drug law enforcement; for expanded cleanup and disposal of
11.9
Total personnel compensation
783,076
804,393
837,462
toxic chemicals from clandestine laboratories; to expand State and
12.1
Civilian personnel benefits
170,036
191,213
222,339
local task forces; to complete the nationwide placement of asset re13.0
Benefits for former personnel
440
389
287
moval teams; and to improve intelligence programs.] (Department of
21.0
Travel and transportation of persons
33,879
34,587
32,626
Transportation and Related Agencies Appropriations Act, 1990.)
22.0
Transportation of things
6,970
6,256
8,825




DEPARTMENT OF JUSTICE

DRUG

Program and Financing (in thousands of dollars)
15-1100-0-1-751

1989 actual

Program by activities:
Direct program:
00.01
Enforcement
00.02
Investigative support
00.03
State and local assistance
00.04
Program direction

320,232
158,664
4,384
42,931

315,730
202,288
5,226
42,214

405,479
242,968
5,501
46,052

00.91
01.01

Total direct program
Reimbursable program

526,211
63,418

565,458
118,808

700,000
170,816

10.00

Total obligations

589,629

684,266

870,816

-61,718

-48,963
-68,366
-1,500

-78,000
-91,316
-1,500

Identification code

Financing:
Offsetting collections from:
11.00
Federal funds
11.00
Federal funds: Drug enforcement
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L 99-177
39.00

Budget authority ..

534,450

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 9S-177..
41.00 Transferred to other accounts
43.00
71.00
72.40
74.40
77.00
78.00
90.00

-2,115
-6,599
16,749
204

1990 est.

1991 est.

'-16,749
21
548,709

700,000

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

700,000

534,450

548,709

700,000

526,211
108,393
-115,944
-7,258
-2,115

565,437
115,944
-170,329

700,000
170,329
-243,119

509,287

Appropriation (adjusted)..

556,481
-7,772

511,052

535,000
— 550

Note.—Excludes $68,366 thousand in budget authority in 1990 and $91,316 thousand in 1991 for activities transferred to
the Interagency Law Enforcement, Organized Crime Drug Enforcement appropriation. Comparable amounts for 1989 ($64,752
thousand) are included above.

The mission of the Drug Enforcement Administration
(DEA) is to control abuse of narcotics and dangerous drugs by
restricting the aggregate supply of those drugs. At the Federal level, DEA is the lead drug law enforcement agency. DEA
accomplishes its objectives through coordination with State,
local, and other Federal officials in drug enforcement activities, development and maintenance of drug intelligence systems, regulation of legitimate controlled substances activities,
and enforcement coordination and intelligence-gathering activities with foreign government agencies.
Cooperation among Federal law enforcement agencies is
extensive, especially within the 13 organized crime drug enforcement task forces (OCDETF). DEA's involvement is integral to this nationwide coordinated enforcement strategy.
With the OCDETF program and the expansion of other
agency cooperative efforts, overall drug enforcement capabilities have been significantly strengthened in recent years.
The activities of the DEA are divided into the following
general categories:
ENFORCEMENT

^ZSK^SIlSd

A-857

focusing enforcement operations on specific drug trafficking
problems. In 1991, additional resources totaling $14,565,000
will provide for an increased ability to target and immobilize
drug trafficking organizations and specified drug trafficking
problems.
State and local task forces.—This activity encompasses efforts to reduce drug availability and immobilize major drug
trafficking organizations through intergovernmental cooperation with State and Local law enforcement agencies. There
are currently 44 State and Local Task Forces participating in
the program. In 1991, additional resources of $9,897,000 will
expand the program by nine additional task forces.
The measures below reflect the level of activity performed
by this program.
1989 actual

DEA initiated arrests (includes SEO/P arrests)
Other Federal referral arrests (includes SE0/P arrests)
DEA cooperative arrests (includes SEO/P arrests)
State and Local Task Force arrests
Clandestine labs seized
DEA/0CDE arrests
DEA-wide assets seized ($ millions)

1990 est.

1991 est.

9,407
1,718
3,767
6,750
816
3,946
976

9,913
1,810
4,001
6,880
800
3,946
1,006

11,707
2,138
4,725
7,505
1,000
4,267
1,136

Foreign cooperative investigations.—This activity encompasses efforts to (1) disrupt, as close to the source as possible,
production of opium, heroin, cocaine, marijuana, and illicitly
produced and diverted legitimate dangerous drugs destined
for the United States, and (2) collect and disseminate intelligence regarding narcotics production and trafficking. In 1991,
$5,084,000 to expand DEA's presence overseas in select source
and transshipment countries is requested. The measures
below reflect the level of activity performed by this program.
1989 actual

Foreign cooperative arrests
627,210

E FR E E T
N0 C M N

1990 est.

1991 est.

923

923

942

Diversion control.—This activity seeks to reduce, to the
maximum extent, the diversion of legitimately produced controlled substances into illicit channels at all levels of distribution and to provide leadership and support to ensure that
State and local agencies and the pharmaceutical industry establish and maintain programs and policies to control diversion. Additional diversion control resources of $2,323,000 and
35 positions will implement the Chemical Control and Diversion Act of 1988 both domestically and overseas.
The measures below reflect the level of activity performed
by this program.
Investigations:
Cyclic
Criminal
Pre-registrant
Public interest revocations

1989 actual
843
1,505
1,300
441

1990 est.
850
1,500
1,300
450

1991 est.
850
1,500
1,300
450

Intelligence.—This activity encompasses the collection, analysis, and dissemination of drug intelligence in support of the
enforcement operations of DEA and other Federal, State and
local agencies. In 1991, an additional $7,898,000 will expand
DEA's intelligence capabilities by 85 positions, enabling DEA
to provide sufficient financial and operational intelligence to
support its investigative workforce and maintain its role as
the lead agency for drug intelligence. This request includes 17
positions for the El Paso Intelligence Center (EPIC).
DEA laboratory services.—This activity encompasses laboratory analysis of evidence and expert testimony in support of
investigation and prosecution of drug traffickers. In 1991, additional resources of $3,643,000 will increase laboratory support positions, expand the heroin signature program and implement a Hazardous Waste Disposal program. The measures
below reflect the level of activity performed by this program.

Domestic enforcement.—This activity encompasses DEA's
general efforts to eliminate or immobilize major drug trafficking organizations and thereby reduce the domestic supply of
illicit drugs. In 1991, additional resources of $47,906,000 will
provide significant agent staffing increases for major trafficking areas within the United States and increased administra1989 actual
1990 est.
1991 est.
tive and technical support to DEA's field offices.
Laboratory exhibits analyzed
34,771
38,905
45,805
Special enforcement operations/programs.—This activity encompasses efforts to reduce the availability of illicit drugs by
DEA training.—This activity encompasses entry level trainimmobilizing targeted organizations that are substantially re- ing for all special agents, diversion investigators, and intellisponsible for importation and distribution of drugs and by gence analysts; advanced, in service and specialized training



A-858

- tinued

srFrn0d^innu?dtural,zat,0n

1989 actual

General and special funds—Continued

Foreign officers trained

SALARIES AND EXPENSES—Continued

f o r investigative a n d o t h e r p e r s o n n e l ; executive, mid-level
m a n a g e m e n t , a n d supervisory t r a i n i n g f o r a p p r o p r i a t e a g e n c y
officials, a n d f o r e i g n l a n g u a g e t r a i n i n g f o r all D E A p e r s o n n e l
assigned to overseas a n d b o r d e r o f f i c e s as needed. In 1991,
$2,362,000 in additional resources will e x p a n d training f o r
D E A personnel a n d p r o v i d e t h e t r a i n i n g p r o g r a m w i t h n e e d e d
f i r e a r m s training instructors. T h e m e a s u r e s b e l o w reflect t h e
level of activity p e r f o r m e d b y this p r o g r a m .
:tual
111

Basic agents trained
Basic diversion investigators trained..
Basic intelligence specialist trained....
Forensic chemists trained

82
24
69

1990 est.

310
40
113
72

1991 est.

536
68
83
72

Research, engineering; and technical operations.—This
activity e n c o m p a s s e s p r o v i d i n g h i g h quality a n d t i m e l y radio c o m m u n i c a t i o n s capability, t e c h n i c a l a n d investigative e q u i p m e n t
assistance support, m a i n t e n a n c e a n d o p e r a t i o n o f a n a i r c r a f t
fleet, a n d research p r o g r a m s directly related to t h e D E A l a w
e n f o r c e m e n t and i n t e l l i g e n c e functions. In 1991, additional
resources of $39,843,000 will u p g r a d e t e c h n i c a l e q u i p m e n t ,
establish a n overseas r a d i o p r o g r a m , r e p l a c e 11 i n e f f i c i e n t
a n d aging aircraft, p u r c h a s e t w o n e w a i r c r a f t f o r overseas
initiatives, a n d re-locate t h e airwing.
ADP and telecommunications.—This
activity e n c o m p a s s e s
a u t o m a t e d data processing a n d t e l e c o m m u n i c a t i o n support o n
a n a t i o n w i d e a n d w o r l d w i d e basis. In 1991, additional resources totaling $1,130,000 are requested f o r e n h a n c i n g the
c o m p u t e r capabilities o f E P I C a n d to address t h e c u r r e n t A D P
staffing shortfall.
Records management.—This
activity e n c o m p a s s e s e f f e c t i v e
a n d efficient records m a n a g e m e n t , F r e e d o m o f I n f o r m a t i o n /
P r i v a c y A c t , a n d library support.
STATE A N D LOCAL

1989 actual

7,625
4,107
PROGRAM

1990 est

8,550
5,480

1991 est.

8,550
5,480

DIRECTION

Executive direction and administrative services.—This activity e n c o m p a s s e s t h e overall m a n a g e m e n t a n d direction o f
D E A t o i n c l u d e personnel, g e n e r a l services, a n d Equal E m p l o y m e n t O p p o r t u n i t y functions. In 1991, $1,161,000 will m e e t
t h e i n c r e a s i n g w o r k l o a d r e q u i r e m e n t s f o r legal s u p p o r t related to t h e assets f o r f e i t u r e p r o g r a m , contracts, o f f i c e services,
facilities, a n d p r o p e r t y m a n a g e m e n t .
REIMBURSABLE

PROGRAM

Reimbursable program.—The
p r i m a r y r e i m b u r s e m e n t s to
D E A are for the Organized Crime Drug Enforcement Task
Force program, the training of foreign drug law enforcement
officials (funded b y t h e D e p a r t m e n t of State), t h e e x p e n s e s
i n c u r r e d in m a n a g i n g seized assets, a n d o t h e r purposes f o r
w h i c h D E A is r e i m b u r s e d f r o m t h e D e p a r t m e n t o f Justice
Assets F o r f e i t u r e F u n d .




2,319

1990 est.

2,500

1991 est.

2,650

Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
99.0
99.0
99.9

15-1100-0-1-751

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

215,827
1,600
18,070

218,754
55,018
33
17,927
3,430
34,986
2,867
41,537
1,223
102,541
18,862
28,040
857

202,726
74,981
157
25,494
5,689
34,194
4,995
36,632
1,044
113,082
17,207
47,132

235,497
87,833
157
37,086
6,785
41,389
5,007
44,536
1,102
140,386
20,951
77,146

136

2,000
125

2,000
125

565,458
118,808

700,000
170,816

589,629

Subtotal, direct obligations
Reimbursable obligations

184,687
1,600
16,439

526,211
63,418

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

194,221
2,201
22,332

684,266

870,816

5,896

5,407

6,112

5,712
752

5,199
772

5,697
822

30

867

1,019

25
1

812
146

925
167

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

ASSISTANCE

State and local training and laboratory services.—This activity e n c o m p a s s e s t r a i n i n g f o r State a n d local agencies a n d
l a b o r a t o r y services f o r State, local, military, a n d o t h e r Federal professionals. A g e n c y - w i d e resources are also targeted f o r
p r e v e n t i o n of d r u g abuse.
W o r k load m e a s u r e s a r e p r o v i d e d below:
Laboratory exhibits analyzed
Participants in training courses...

THE BUDGET FOR FISCAL YEAR 1991

serv,ce con

IMMIGRATION AND NATURALIZATION SERVICE
Federal Funds
General and special funds:
SALARIES AND EXPENSES

For expenses, not otherwise provided for, necessary for the administration and enforcement of the laws relating to immigration, naturalization, and alien registration, including not to exceed $50,000 to meet
unforeseen emergencies of a confidential character, to be expended
under the direction of the Attorney General and accounted for solely
on his certificate; purchase for police-type use (not to exceed [ 6 2 0 ]
504, for replacement only) without regard to the general purchase
price limitation for the current fiscal year, and hire of passenger
motor vehicles; acquisition, lease, maintenance and operation of aircraft;
and
research
related
to
immigration
enforcement;
[$828,300,000] $884,349,000, of which not to exceed $400,000 for research and [$7,188,000] $17,188,000 for construction shall remain
available until expended: Provided, That none of the funds available
to the Immigration and Naturalization Service shall be available for
administrative expenses to pay any employee overtime pay in an
amount in excess of $25,000: Provided further, That uniforms may be
purchased without regard to the general purchase price limitation for
the current fiscal year[: Provided further, That for fiscal year 1990
and hereafter capital assets acquired by the Immigration Legalization
account may be made available for the general use of the Immigration and Naturalization Service after they are no longer needed for
immigration legalization purposes: Provided further, That title 8,
United States Code, section 1356(n) is amended by deleting "in excess
of $50,000,000" after "Immigration Examinations Fee Account," and
by deleting "At least annually, deposits in the amount of $50,000,000
shall be transmitted from the Immigration Examinations Fee Ac-

DEPARTMENT OF JUSTICE

I M H I —

count' to the General Fund of the Treasury of the United States":
Provided further, That not to exceed $5,000 shall be available for
official reception and representation expenses]. (94 Stat 96-98; 22
U.S.C., 1621-1645; 50 U.S.C. App. 2001-2017; Department of Justice
Appropriations Act, 1990; additional authorizing legislation to be proposed.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $16,891,000, for additional
Border Patrol agents to improve drug interdiction efforts and for
additional investigators and other staff needed to increase the apprehension and detention of criminal aliens.] (Department of Transportation and Related Agencies Appropriation Act, 1990.)
Program and Financing (in thousands of dollars)
Identification c

15-1217-0-1-751

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
I expenses:
00.01
Enforcement
00.02
Citizenship and benefits
00.03
Immigration support
00.04
Program direction

574,011
39,032
153,805
39,343

601,271
11,623
166,757
41,224

629,563
11,763
153,963
40,214

00.91

806,191

820,875

835,503

6,334
84
586
7,778

8,667
194
18,545
305

12,789
194
23,946
11,917

14,782

27,711

48,846

820,973
274,072

848,586
272,636

884,349
251,926

1,095,045

1,121,222

1,136,275

-272,997

-263,666
-8,043
-980
-6,289

-240,440
-10,466
-1,020

822,023

842,297

884,349

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
41.00 Transferred to other accounts

826,200

845,191
-2,894

884,349

43.00

822,023

842,297

820,973
214,113
-143,388

848,533
143,388
-198,342

884,349
198,342
-266,095

891,698

793,579

816,596

01.91

Capital investment:
Enforcement
Citizenship and benefits
Immigration support
Program direction
Total capital investment

01.92
Total direct program
02.01 Reimbursable program
10.00

Total obligations

Financing:
Offsetting collections from:
Federal funds
ll.Oi
Federal funds: Drug enforcement
11.00
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year,
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year..,
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L 99-177
39.00

Budget authority..

Appropriation (adjusted)..

Relation of obligations to outlays-.
71.00 Obligationsincurred.net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

Outlays..

A-859

WORKLOAD

—1"075
-9,667
300
6,289
4,128

-4J77

The Immigration and Naturalization Service is responsible
for administering laws relating to the admission, exclusion,
deportation, and naturalization of aliens. Specifically, the
Service inspects aliens to determine their admissibility into
the United States; adjudicates requests of aliens for benefits
under the law; prevents illegal entry into the United States;
investigates, apprehends, and removes aliens in this country
in violation of the law; and examines alien applicants wishing
to become citizens.
Enforcement—This activity contains resources for prevention of illegal entry into the United States and facilitating the
entry of qualified persons. This includes inspection of applicants for admission, patrol of the border, and the location of
illegal aliens who are in the United States following illegal
entry or violation of status after legal entry. Apprehensions
are made through the inspection of farms and ranches, by the



^JSS^SSS

investigation of information about the location of undocumented aliens, and through investigative case work. Also included are the resources for the Service's nationwide antismuggling program and for the detention and deportation of
illegal aliens.
Most reimbursements received by the Service are from the
inspections, legalization, and examination user fee programs.
Also included are reimbursements for retrofitting conveyances for drug law enforcement purposes and for managing
and operating the vehicle seizure program. These resources
are from the Department of Justice Asset forfeiture fund. For
1991, increases are requested for converting temporary immigration inspectors to permanent status, equipment and additional staff for the border patrol, and an anti-discrimination
public outreach campaign for employers.

884,349

01.01
01.02
01.03
01.04

Total operating expenses

AD —
N

Total persons inspected
Remote adjudications completed
Smugglers conveyances seized
Deportable aliens apprehended (border patrol)
Smuggled aliens apprehended (border patrol)
Smugglers apprehended (border patrol)
Smugglers apprehended (anti-smuggling)
Deportable aliens apprehended (investigations)
Cases completed (investigations)
Cases completed (anti-smuggling)
Convictions of smugglers (total)
Number of detention days
Average workday stay in detention
Detentions
Aliens expelled
Inadmissible aliens intercepted (inspections)
Agricultural worker program:
Applicants for temporary resident status
Applicants granted temporary resident status
Appeals to Administrative Appeals Unit
Appeals to Court of Appeals
Major fraud investigations
Major fraud prosecution

1989 actual

1991 est.

1990 est.

377,537,247
723,792
14,400
891,146
50,876
13,794
2,540
60,989
55,851
2,614
1,702
2,349,970
22.5
104,639
771,546
766,443

414,000,000
725,000
14,700
850,000
48,500
13,180
3,175
61,000
56,000
3,137
2,042
2,132,610
22.2
95,850
706,735
804,000

414,000,000
725,000
14,900
875,000
50,800
13,800
3,810
61,000
56,500
3,764
2,450
2,187,660
22.2
98,300
706,735
804,000

685,831
223,008
5,355

618,200
7,900

15,325

350
465

150
175

100
75

Citizenship and benefits.—The resources necessary to provide the benefits of the Immigration and Nationality Act are
provided in this activity. Included in this activity for 1989 was
the adjudication of applications and petitions submitted for
benefits and the processing of naturalization and citizenship
petitions and applications. Beginning in 1990, adjudications
and naturalization activities were entirely funded by the immigration examinations fee program. All operations conducted overseas, except preinspection, are within this activity.
WORKLOAD
Naturalization applications completed
Other applications and petitions completed by adjudications and
naturalization

437,832
2,343,701

1990 est.

1991 est.

2,600,000

2,850,000

480,000

530,000

Immigration support.—This activity includes the resources
for construction, communications, records management, automated data processing, training of personnel, research and
development, field management, legal proceedings, and the
alien documentation program (ADIT). In addition, it provides
a capability to scientifically examine and analyze documents
to assist in the identification, investigation and prosecution of
major conspiracies which provide fraudulent documents and
smuggled aliens. 1991 increases are proposed to construct new
border patrol stations and traffic checkpoints along the southwest border, including a major facility at San Clemente, California and expansion of a detention facility in southern Florida.
WORKLOAD
Basic officer training completions
Extension training program completions
Other training completions

1989 actual

1,761
627
3,516

1991 est.
820
600

940

600

3,800

A-860

srfrn 0 d^in n u?d tural,zat,0n

serv,ce continued

-

t h e b u d g e t f o r f i s c a l y e a r 1991
Relation of obligations to outlays:
71.00 Obligations incurred, net

General and special funds—Continued
SALARIES AND EXPENSES—Continued

90.00

WORKLOAD—Continued
Alien files opened
Record verifications completed
Information services inquiries
Cases received for examination
New l&NS data inputs at El Paso Intelligence Center (EPIC)
processed
Queries researched at EPIC
Positive l&NS responses to queries received by EPIC provided

1989 actual

1990 est.

969,547 1,000,000
746,987
800,000
10,699,939 13,000,000
1,901
2,100
16,347
19,020
3,367

16,500
19,000
3,000

Outlays..

1991 est.

1,000,000
800,000
13,000,000
2,300
16,500
19,000
3,000

The Immigration Emergency Fund, established by the Immigration Reform and Control Act and funded by Public Law
101-162, provides funds for possible increases in border patrol
and other enforcement activities, and for reimbursement to
States and localities for assistance in meeting an immigration
emergency, subject to Presidential determination.

Program direction.—This activity contains resources for the
overall administration and management of the Service. A
1991 increase is proposed for acquisition of replacement vehicles for the border patrol and detention and deportation.

IMMIGRATION

Amounts Available for Appropriation (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code
Identification code

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0
91.0
99.0
99.0
99.9

15-1217-0-1-751

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

319,621
24,273
76,842
702

Total obligations

421,438
107,487
724
31,583
2,541
38,619
4,239
28,855
2,708
133,247
28,861
18,788
1,630
169
64
20

431,858
109,122
255
52,745
1,623
38,190
2,545
21,262
3,773
121,682
30,334
28,629
6,490
27
1
50

458,144
120,624
255
47,777
1,262
40,422
2,545
17,077
3,563
107,606
28,966
38,641
17,389
27
1
50

848,586
272,636

1,095,045

Subtotal, direct obligations
Reimbursable obligations

376,551
13,609
67,695
289

820,973
274,072

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds
Unvouchered

354,068
14,966
62,535
289

1,121,222

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment..
Full-time equivalent of overtime and holiday hours..

[IMMIGRATION

EMERGENCY

04.00 Total.- Available for appropriation
05.00 Appropriation
07.00 Unappropriated balance, end of year.- Treasury balance

51,921
63,889

51,921
37,439

34,568
3,000

115,820
63,889

01.00 Unappropriated balance, start of year-. Treasury balance...
02.00 Receipts

89,360
54,792

37,568
37,568

51,921

34,568

Program and Financing (in thousands of dollars)
Identification code

15-5086-0-2-751

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Enforcement
00.02
Citizenship and benefits
00.03
Immigration support

29,562
60,495
8,566

21,205
40,332
3,532

11,251
26,343
741

00.91

98,623

65,069

38,335

Total operating expenses

01.91

Total capital investments

421

1,136,275

10.00

Total obligations (object class 25.0)....

99,044

65,069

38,335

-46,199
11,044

-11,044
767

-767

63,889

54,792

37,568

99,044
-18,410

65,069
18,410
-9,454

38,335
9,454
-5,221

80,634

74,025

42,568

15,293

12,388

12,522

14,176
4,270

12,580
4,270

12,260
4,470

2,169

3,325

3,361

2,845
849

4,065
844

3,771
844

FUND]

1989 actual

1990 est.

35,000

40.00

35,000




1991 est.

Financing:
21.40 Unobligated balance'available, start of year..
24.40 Unobligated balance available, end of year....

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
Budget authority (appropriation)

1990 est.

884,349
251,926

Program and Financing (in thousands of dollars)
15-1218-0-1-751

1989 actual

29
215
177

[For necessary expenses of the immigration emergency fund as
authorized by section 4040b) of the Immigration and Nationality Act,
$35,000,000, to remain available until expended.] (Department of Justice Appropriations Act, 1990.)

Identification code

15-5086-0-2-751

Capital investment:
Citizenship and benefits..
Immigration support
01.03
01.04
Program direction

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

LEGALIZATION

1991 est.

-35,000
35,000

01.02

60.00

Budget authority: (appropriation) (permanent,
indefinite)

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

Outlays..

The Immigration Reform and Control Act of 1986, title II,
section 201(a), amends section 245(c) of the Immigration and
Nationality Act by permitting the Attorney General to provide for a schedule of fees to be charged for filing legalization
applications and further allows for the depositing of payments
received in a separate account with the amounts to be available without fiscal year limitation to cover administrative and
other expenses incurred in connection with the review of
legalization applications. The 1991 request reflects a phase-out
of this program which will be completed at the end of the
fiscal year.
WORKLOAD
1989 actual

Applicants for temporary resident status
Applicants adjusted to temporary resident status

1990 est.

273,882
415,730

35,167

1991 est.

FEDERAL PRISON SYSTEM
Federal Funds

DEPARTMENT OF JUSTICE
Applicants for permanent resident status
Alien files opened
General searches completed
Information services inquiries
Cases received for examination
New l&NS data inputs at El Paso Intelligence Center (EPIC)
processed
Queries researched at EPIC
Positive l&NS responses to queries received by EPIC provided

808,271
273,882
1,369,410
1,206,276
5,818

725,000

117,000

600,000
500,000
245
3,400
3,400
600

3,400
3,400
600

Program and Financing (in thousands of dollars)
Identification code

15-5087-0-2-751

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations (object class 25.0)

110,751

106,969

111,470

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year

-5,734
3,439

-3,439
1,470

1,470

108,456

105,000

110,000

110,751

111,470
11,470

-30,197

106,969
30,197
-11,470

80,555

125,696

122,940

60.00

Budget authority (appropriation) (permanent,
indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

Outlays..

The Immigration user fee account established by Public
Laws 99-500 and 99-591 provides for the reimbursement to
the Immigration and Naturalization Service's appropriation
the amount paid for certain expenses. These expenses include:
(a) providing immigration inspection and preinspection services for commercial aircraft and vessels, (b) providing overtime immigration inspection services for commercial aircraft
and vessels, (c) expanding and operating information systems
for non-immigrant control and debt collection, (d) detecting
fraudulent documents, and (e) providing detention and deportation services for excludable aliens arriving on commercial
aircraft or vessels.
WORKLOAD
1989 actual

Total persons inspected
Smugglers apprehended (anti-smuggling)
Deportable aliens apprehended (investigations)
Cases completed (investigations)
Cases completed (anti-smuggling)
Convictions of smugglers (total)
Number of detention days
Average workday stay in detention
Detentions
Aliens expelled
Inadmissable aliens intercepted (inspections)

1990 est

1991 est.

51,163,204 54,000,000 54,800,000
230
220
225
168
170
170
42
42
42
147
128
161
78
140
155
214,937
237,565
237,565
29.4
29.4
26.6
8,080
8,100
8,100
59,593
59,600
59,600
80,000
77,006
80,000

IMMIGRATION E X A M I N A T I O N S

15-5088-0-2-751

103,244

90,000

21,916

-21,916
22,672

-22,672
22,672

Budget authority ..

140,939

104,000

90,000

140,939

104,000

90,000

-342

103,244
342
-342

90,000
342
-342

118,682

103,244

90,000

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

119,023

Outlays

Note.—In 1989, $50 million of amounts appropriated were returned to the General Fund of the Treasury.

The Immigration Examinations Fee account, established by
Public Law 100-979, provides for the depositing into a separate U.S. Treasury account, all adjudications fees collected
under the regulations governing the Immigration and Naturalization Service. All deposits to the account are to be available until expended for the adjudication of applications and
petitions for benefits and for necessary support for the adjudications and naturalization programs. Beginning in 1990, the
adjudications and naturalization activities, previously funded
under Salaries and expenses, were funded in this account.

FEDERAL PRISON SYSTEM
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

For expenses necessary for the administration, operation, and maintenance of Federal penal and correctional institutions, including purchase (not to exceed [ 1 5 9 ] 330 of which [ 5 5 ] 90 are for replacement
only) and hire of law enforcement and passenger motor vehicles;
[$1,097,631,000] $1,371,882,000: Provided, That there may be transferred to the Health Resources and Services Administration such
amounts as may be necessary, in the discretion of the Attorney General, for direct expenditures by that Administration for medical relief
for inmates of Federal penal and correctional institutions: Provided
further, That uniforms may be purchased without regard to the general purchase price limitation for the current fiscal year[: Provided
further, That not to exceed $3,000 shall be available for official reception and representation expenses]. (18 U.S.C. 3050, 3059, 3651, 4001,
4002, 4007, 4008, 4011, 4041 4042, 4081, 4082, 4253, 4281, 5015; Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $54,923,000, for additional
staff to activate new prisons, to improve staffing at existing institutions, and to fund additional support costs associated with the projected increases in Federal prison populations.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

1989 actual

1990 est.

15-1060-0-1-753

) actual

1990 est.

1991 est.

1991 est.

140,939

104,000

107,782

04.00 Total: Available for appropriation
05.00 Appropriation

140,939
140,939

104,000
104,000

107,782
90,000




1991 est.

FEE

01.00 Unappropriated balance, start of year: Treasury balance
02.00 Receipts

07.00 Unappropriated balance, end of year: Treasury balance

1990 est.

119,023

Financing:
21.40 Unobligated balance available, start of year...
24.40 Unobligated balance available, end of year

Amounts Available for Appropriation (in thousands of dollars)
Identification code

1989 actual

Budget authority.40.00 Appropriation (current, indefinite)
60.00 Appropriation (permanent, indefinite).

FEE

Program and Financing (in thousands of dollars)
Identification code

15-5088-0-2-751

Program by activities:
10.00 Total obligations

39.00
IMMIGRATION U S E R

Q/»-|
OOJL

250,000

3,375
3,375
588

A

17,782

Program by activities:
Direct program.Operating expenses-.
00.01
Inmate care, custody, and programs
00.02
Institution administration and maintenance
00.03
Contract confinement
00.04
Program direction

515,900
236,786
86,847
52,670

647,458
289,681
87,439
60,579

794,370
354,362
92,540
65,276

00.91

892,203

1,085,157

1,306,548

Total operating expenses

THE BUDGET FOR FISCAL YEAR 1991

fsfuk„sm^con,in"(ki

a - 8 6 2

General and special funds—Continued

prisons, and twelve new housing units at existing institutions.
In total, the new institutions will add 3,315 new beds. Resources are also requested to expand Electronic Monitoring
programs and increase staffing at existing institutions.

SALARIES AND EXPENSES—Continued

Program and Financing (in thousands of dollars)—Continued
Identification code

01.01

15-1060-0-1-753

1989 actual

Capital investment: Institutional improvements

1990 est.

1991 est.

56,075

54,978

65,334

01.92
Total direct program
02.01 Reimbursable program

948,278
13,553

1,140,135
24,979

1,371,882
14,000

10.00

961,831

1,165,114

1,385,882

-1,376
-12,177
-2,771
1,430
5,489

-1,254
-23,903
-1,430

-1,254
-12,746

952,426

1,138,705

1,371,882

t authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
41.00 Transferred to other accounts

953,012

1,152,554
-13,849

1,371,882

43.00

Appropriation (adjusted)..

952,426

1,138,705

1,371,882

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..

948,278
93,272
-164,015
-3,361

1,139,957
164,015
-93,721

1,371,882
93,721
-98,598

874,174

1,210,251

Object Classification (in thousands of dollars)

Total obligations

Financing:
Offsetting collections from.11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177

Identification code

15-1060-0-1-753

1989 actual

1990 est.

1991 est.

FEDERAL PRISON SYSTEM

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

337,727
7,645
38,955

456,710
2,147
34,851
8,744

577,225
2,273
42,232
8,744

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0
42.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities
Interest and dividends

384,327
112,860
422
14,505
7,357
3,828
533
48,076
2,696
167,223
137,191
56,075
1,038
267
9

502,452
147,583
403
21,519
6,185
4,210
2,892,
67,597
831
176,161
141,248
54,978
1,602
114

630,474
193,724
403
24,610
8,367
4,050
2,918
75,518
861
198,197
152,805
65,334
1,793
115

1,367,005

99.0

Subtotal, direct obligations, Federal Prison
System

936,407

1,127,775

1,359,169

This appropriation will provide for the custody and care of
an average of 62,450 offenders and for the maintenance and
operation of 66 penal institutions, 5 regional offices, and a
central office located in Washington, D.C.
The appropriation also finances the boarding of sentenced
Federal prisoners in State and local jails and therapeutic,
community residential and other facilities for short periods of
time. An average of 7,000 sentenced prisoners will be in contract facilities in 1991.
The Bureau receives reimbursements for daily care and
maintenance of State and local offenders, for utilities produced by Federal Prison Industries, Inc., and for meals provided to Bureau staff at institutions.

99.0

13,553

24,979

14,000

8,087
3,240
98
167
279

8,400
3,360
100
200
300

8,652
3,461
100
200
300

39.00

90.00

Budget authority..

Outlays..

Inmate

care, custody,

-586

and programs.—This

178

administration

ALLOCATION TO DEPARTMENT OF HEALTH AND HUMAN
SERVICES
11.1
12.1
21.0
22.0
25.0

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Other services

99.0
99.9

Subtotal, obligations, Department of Health and
Human Services

12,360

12,713

961,831

Total obligations

11,871

1,165,114

1,385,882

15,240

17,471

22,269

12,837
879

15,892
666

19,215
802

activity covers

the cost of all food, medical supplies, clothing, welfare services, release clothing, transportation, gratuities, staff salaries
(including salaries of Health Resources and Services Administration commissioned officers), and operational costs of functions directly related to providing inmate care. This activity
also finances the costs of institution security, academic, social
and occupational education courses, religious programs, and
psychological services.
Institution

Reimbursable obligations, Federal Prison System

and maintenance.—This

activity

Personnel Summary
FEDERAL PRISON SYSTEM
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:

127
127
127
covers all costs associated with the general operation and
Total number of full-time permanent positions
127
127
127
Total compensable workyears: Full-time equivalent employment.
maintenance of facilities. Included are functions of the warden's office, personnel, financial management, safety, staff
ALLOCATION TO DEPARTMENT OF HEALTH AND HUMAN
training, mechanical services, motor pool operations, powerSERVICES
house operations, and other administrative functions.
164
164
164
Total number of full-time permanent positions
Contract confinement.—This activity provides for the confinement of sentenced Federal offenders in contract State and
local facilities and for the care of Federal prisoners in contract community residential centers.
N A T I O N A L INSTITUTE OF CORRECTIONS
Program direction.—This activity covers the costs of regional and central office executive direction and management
For carrying out the provisions of sections 4351-4353 of title 18,
support functions such as research and evaluation, systems United States Code, which established a National Institute of Correcsupport, financial management, personnel, and legal counsel. tions, [$10,112,000] $10,007,000, to remain available until expended.
In 1991, resources are requested to provide for a projected (18 U.S.C. 4351-4353; Department of Justice Appropriations Act, 1990;
increase in the inmate population and to activate two new additional authorizing legislation to he proposed.)




Program and Financing (in thousands of dollars)
Identification code

15-1004-0-1-754

Program by activities:
00.01 Direct program
01.01 Reimbursable program..
10.00

Total obligations..

Financing:
11.00 Offsetting collections from: Federal funds
11.00 Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..,
24.40 Unobligated balance available, end of year

1989 actual

Personnel Summary

1990 est.

1991 est.

8,058
200 .

12,083

8,258

12,083

10,007

-2,710
600

-600
600

9,590

9,973

10,007

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..

9,590

10,112

10,007

43.01

9,590

9,973

10,007

8,058
6,755
-3,853
-1,064

12,083
3,853
-9,322

10,007
9,322
-10,365

9,896

6,614

8,964

Budget authority..

Appropriation (adjusted)..

Relation of obligations to outlays-.
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts..
90.00

Outlays..

-139

The National Institute of Corrections (NIC) was established
by the Juvenile Justice and Delinquency Prevention Act of
1974 to provide leadership in improving correctional programs
and practices, especially in State and local organizations. The
NIC awards contracts and grants to provide technical assistance to requesting correctional organizations; to maintain an
information service to provide information on the latest developments, research results, et cetera, in the field of corrections;
to provide training to the correctional community to improve
systems and skills; and to conduct limited research and evaluation of correctional activities.
The NIC Jail Center will continue to improve the knowledge and skills of sheriffs and jail administrators, enabling
them to upgrade services and practices within their jail operations.
The National Academy of Corrections will offer training to
local correctional personnel working in prisons, community
corrections, and jails. In 1991, the Academy will train approximately 2,500 students in the areas of management theory,
current issues affecting jails, institutions, probation and
parole, standards implementation, inmate services and programs, and the use of volunteers and community resources.
The dissemination of relevant correctional policies, programs, practices and resource documents will continue
through the clearinghouse activity of NIC.
Object Classification (in thousands of dollars)
Identification code

11.1
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
41.0

15-1004-0-1-754

Direct obligations-.
Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

1989 actual

1990 est.

53
53

49
49

2,122
591
335
83
508
130
95
4,516
98
267
1,262

99.0
Subtotal, direct obligations...
99.0 Reimbursable obligations

8,058
200

12,083

10,007

99.9

8,258

12,083

10,007

FACILITIES

For planning, acquisition of sites and construction of new facilities;
purchase, leasing and acquisition of facilities and remodeling and
equipping of such facilities for penal and correctional use, including
all necessary expenses incident thereto, by contract or force account;
and constructing, remodeling, and equipping necessary buildings and
facilities at existing penal and correctional institutions, including all
necessary expenses incident thereto, by contract or force account,
[$401,332,000] $374,358,000, to remain available until expended: Provided, That labor of United States Prisoners may be used for work
performed under this appropriation: Provided further, That not to
exceed 10 per centum of the funds appropriated to "Buildings and
Facilities" in this Act or any other Act may be transferred to "Salaries and expenses", Federal Prison System upon notification by the
Attorney General to the Committees on Appropriations of the House
of Representatives and the Senate in compliance with provisions set
forth in section 606 of this Act. (18 U.S.C. 4003, 4009, 4010, 4042, 4125;
Department of Justice Appropriations Act, 1990; additional authorizing legislation to be proposed.)
[For carrying out efforts at National Drug Control and the President's initiative to combat violent crime, $1,000,000,000, to remain
available until expended, for acquisition and construction of new
Federal prison facilities in order to handle the projected growth in
prisoner populations resulting from the increased number of drugrelated convictions.] (Department of Transportation and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-1003-0-1-753

Program by activities:
Direct program-.
00.01
New construction
00.02
Modernization and repair of existing facilities.

1989 actual

1990 est.

1991 est.

146,739
64,053

515,855
81,763

1,213,598
93,945

Total direct programReimbursable program

210,792

597,618
109,000

1,307,543

02.01
10.00

Total obligations..,

210,792

706,618

1,307,543

9,976
-235,461
595,107

-595,107
1,394,442

-1,394,442
461,257

580,414

1,396,953

374,358

299,293

1,401,332

374,358

00.91

11.00
17.00
21.40
24.40
39.00

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year....
Budget authority...

t authority:
40.00 Appropriation (general fund)
40.00 Appropriation (special fund)
40.00 Reduction pursuant to P.L 99-177.,

1991 est.

1,802
462
321
80
508
105
95
7,216
94
256
1,144


http://fraser.stlouisfed.org/
50-29
- 1 9 Louis
Federal Reserve 2Bank8 ofOSt. 9 0 - 3 9 Q L 3

BUILDINGS A N D

43.00

2,499
348
224
41
177
96
-11
2,961
89
127
1,507

Total obligations..

41
44

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

10,007

-100
-100
-1,064
-114
2,710

39.00

A-863

FEDERAL PRISON SYSTEM—Continued
Federal Funds—Continued

DEPARTMENT OF JUSTICE

71.00
72.40
74.40
78.00
90.00

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..,
Outlays

281,121

-109,000

—4*379

580,414

1,396,953

374,358

210,792
135,102
-195,843
9,976

597,618
195,843
-587,171

1,307,543
587,171
-1,032,117

160,027

206,290

862,597

New construction.—This activity represents costs associated
with the acquisition, construction, and leasing of facilities in
order to reduce overcrowding and provide a safe and humane
environment for staff and inmates. In 1991, resources are
requested to construct one Federal prison complex. This complex will include a maximum security prison, a medium security prison, and a camp. Resources are also requested to acquire and convert surplus properties for use as prison camps

mEMf"

A-864

- 0

"^

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
BUILDINGS AND FACILITIES—Continued

and to increase capacity at several existing institutions. This
will provide for an additional 6,175 beds.
Modernization and repair of existing facilities.—This activity includes rehabilitation and renovation of buildings, necessary modifications to accommodate new correctional programs, rehabilitation or replacement of utilities systems, and
repair projects at existing facilities.
Object Classification (in thousands of dollars)
Identification code

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0

15-1003-0-1-753

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

1990 est.

1991 est.

4,143
54
156

10,944

13,613

296

365

4,353
1,006
557
107
101
330
15
196,846
6,684
742
51

11,240
2,590
1,583
304
287
938
43
559,385
18,994
2,109
145

13,978
3,194
3,592
690
651
2,128
97
1,234,993
43,106
4,735
329

Subtotal, direct obligations
Reimbursable obligations

210,792

597,618
109,000

1,307,543

99.9

Total obligations

210,792

706,618

1,307,543

181

376

378

117
2

296
5

365
5

Personnel Summary

Intragovernmental funds:
FEDERAL PRISON INDUSTRIES,

INCORPORATED

The Federal Prison Industries, Incorporated, is hereby authorized
to make such expenditures, within the limits of funds and borrowing
authority available, and in accord with the law, and to make such
contracts and commitments, without regard to fiscal year limitations
as provided by section 104 of the Government Corporation Control
Act, as amended, as may be necessary in carrying out the program
set forth in the budget for the current fiscal year for such corporation, including purchase of (not to exceed five for replacement only)
and hire of passenger motor vehicles. (18 U.S.C. 4121-4128; Department of Justice Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-4500-0-4-753

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Production expenses
00.02
Administrative expenses
00.03
Vocational training expenses
00.04
Other expenses

254,554
2,266
4,667
14,784

305,924
2,857
29,658

33,868

00.91

Total operating expenses

276,261

338,439

358,721

01.01
01.02

Capital investment:
Buildings and improvements
Machinery and equipment

26,551
5,339

11,672
9,347

22,129
8,650

31,890

21,019

30,779

01.91
10.00

Total capital investment
Total obligations




308,151

47.00

359,458

321,686
3,167

389,500

Authority to borrow

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
74.10 Receivables in excess of obligations, end of year
90.00

99.0
99.0

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Financing:
11.00 Offsetting collections from-. Federal funds
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

Outlays

-315,341

-385,671

-410,000

-47,629
74,819

-74,819
101,032

-101,032
121,532

-26,213
-51,387
77,600

-20,500
-77,600
98,100

20,000
-7,190
-37,047
51,387
7,150

Federal Prison Industries, Inc., was created by Congress in
1934 and is a wholly-owned Government corporation. Its mission is to employ and train Federal inmates through a diversified program providing products and services to other Federal
agencies. These operations are conducted in such a manner as
to offer a minimum of competition to private industry and
labor. Employment provides inmates with work, occupational
knowledge and skills, plus money for personal expenses and
family assistance.
The Corporation has been expanding its operations to provide additional industrial employment opportunities at existing and planned institutions.
Budget program.— Federal Prison Industries, Inc., is entirely
self-sustaining. No appropriations are required. The amounts
used by the Corporation for administrative expenses and vocational training expenses are subject to a congressional limitation. Information regarding this limitation is provided separately following this account.
Financing program.—Revenues are derived entirely from
the sale of products and services to other Federal agencies.
Operating expenses are applied against these revenues, resulting in operating income or loss. Earnings surplus to the needs
of the manufacturing operations, capital improvements and
cash reserves are used to pay vocational training expenses,
meritorious service awards, and accident compensation.
Operating results.—To date, Federal Prison Industries, Inc.,
has returned to the Treasury a total of $82 million of retained
income excess to the Corporation's needs. No contributions
from budget authority have been made to offset deficits for
non-revenue producing outlays since the inception of the fund.
Object Classification (in thousands of dollars)
Identification code

15-4500-0-4-753

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other Dersonnel compensation
Special personal services payments

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
43.0
93.0
93.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Interest and dividends
Administrative expenses (see separate schedule)
Vocational training expenses (see separate schedule)

99.0
99.9

Subtotal obligations, revolving accounts
Total obligations

1989 actual

1990 est.

1991 est.

36,309
178
2,500
16,260

48,838
181
2,500
9,260

49,879
182
2,500
9,260

55,247
9,058

60,779
12,764
5
1,624
3,163
213
766
9,627
1,967
15,427
229,177
9,347
11,672
70
2,857

61,821
12,982
5
1,855
3,362
226
815
10,234
2,091
16,400
245,693
8,650
22,129
70
3,167

1,563
2,587
284
892
8,284
1,523
6,664
183,262
5,303
26,551
2,266
4,667
308,151

359,458

389,500

308,151

359,458

389,500

DEPARTMENT OF JUSTICE

FEDERAL

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

P , 0 SSE TJtln*
R N YT M
S

A-865

Personnel Summary
1371

1404

1467

1312
49

1404
15

1467
15

ADMINISTRATIVE EXPENSES
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

29
29

29
29

29
29

VOCATIONAL TRAINING EXPENSES
LIMITATION ON A D M I N I S T R A T I V E

[AND

VOCATIONAL]

FEDERAL PRISON INDUSTRIES,

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

EXPENSES,

INCORPORATED

Not to exceed [$2,857,000] $3,167,000 of the funds of the corporation shall be available for its administrative expenses for services as
authorized by 5 U.S.C. 3109, to be computed on an accural basis to be
determined in accordance with the corporation's prescribed accounting system in effect on July 1, 1946, and such amount shall be
exclusive of depreciation, payment of claims, and expenditures which
the said accounting system requires to be capitalized or charged to
cost of commodities acquired or produced, including selling and shipping expenses, and expenses in connection with acquisition, construction, operation, maintenance, improvement, protection, or disposition
of facilities and other property belonging to the corporation or in
which it has an interest. (Department of Justice Appropriations Act,
1990J

1989 actual

Trust Funds
COMMISSARY

F U N D S , FEDERAL PRISONS (TRUST R E V O L V I N G

Identification code 1 5 - 8 4 0 8 - 0 - 8 - 7 5 3

1989 actual

Program by activities:
Operating expenses:
00.01
Sales program
00.02

1991 est.

Program by activities:

10.00

Vocational training expenses (excludes depreciation)

Limitation

2,857

3,167

2,857

3,167

24.90

7,051

Relation of obligations to outlays:
Obligations incurred, net
Outlays from limitations

2,857

3,167

2,857

3,167

6,933

2,857

3,167

Object Classification (in thousands of dollars)
Identification code

15-4500-0-4-753

1989 actual

11.1
11.3
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
93.0
99.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Administrative expenses included in schedule for fund as
a whole

Relation of obligations to outlays:
Obligations incurred, net
72.90
Obligated balance, start of year: Fund balance
74.90
Obligated balance, end of year-. Fund balance

1991

est.

1,262
20

1,450
21

1,670
21

1,282
468
144
84
200
11
16
13
48

1,471
215
199
133

1,691
247
229
153

233
9
492
105

268
9
449
121

-2,266

Total administrative expenses.

90.00

11.1

Personnel compensation: Full-time permanent

1,894

11.9

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Standard level user charges
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment
Vocational training expenses included in schedule for
fund as a whole

22.0
23.1
23.3
25.0

26.0

31.0
93.0

99.0

Total vocational training expenses




60,426

-53,174

-52,042

-60,426

-1,050

-2,174

-2,174

-3,167

2,174

2,174

5,428

1,582

1,582

-1,582

-1,582

-1,582

2,722

c o m m i s s a r y f u n d consists o f t h e op-

eration of commissaries for the inmates as an earned privilege.
Financing.—Profits are derived from the sale of goods to
inmates. Sales for 1991 are estimated to be $52 million. Adequate working capital is assured from retained earnings.
Operating

results.—Profits

received are used f o r

general

welfare and recreational items for all inmates.

Revenue and Expense (in thousands of dollars)
1989 actual

-2,857

500

-1,124

Outlays

Operating income:
Industrial financing program-.
Revenue
Expense

1990 est.

1991 est.

53,174

52,042

60,426

52,050

Net operating income, industrial financing program

1,894
350
33
3
9

12.1

52,042

500

52,042

60,426

1,124

Nonoperating income or loss ( - ) - .
Net nonoperating loss

VOCATIONAL TRAINING EXPENSES

21.0

59,926

2,174

57,226

Budget authority

Budget program.—The

1990 est.

ADMINISTRATIVE EXPENSES
Personnel compensation:
Full-time permanent
Other than full-time permanent

Unobligated balance available, end of year.- Fund balance.

71.00

6,933

2,700

51,542

52,050

Total obligations

2,266
4,667

39.00

2,500

2,116

Financing:
14.00
Offsetting collections from: Non-Federal sources
21.90 Unobligated balance available, start of year-. Fund bal-

118

49,042

49,934

ance

Total obligations

Financing:
Balance lapsing

1991 est.

2,500

6,933

Administrative expenses (excludes depreciation)

1990 est.

47,434

Other

Total operating expenses
01.01 Capital investment: Improvements and equipment

1990 est.

FUND)

Program and Financing (in thousands of dollars)

00.91

Program and Financing (in thousands of dollars)
Identification code 1 5 - 4 5 0 0 - 0 - 4 - 7 5 3

97
39

100
3

2,239
36
-4,667

Net income for the year..,

1,124

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Fund balance with Treasury
Accounts receivable (net)
Advances made
Inventories (net)
Real property and equipment (net)
Total assets

6,478

1

1989 actual

1990 est.

1991 est.

7,492

6,782

10

12

6,984
12

4,127
5,707

2

2

2

5,154

5,220

6,591

7,356

5,116
7,209

16,313

19,249

19,372

19,323

A-866

Intragovernmental funds—Continued
COMMISSARY

F U N D S , FEDERAL PRISONS ( T R U S T R E V O L V I N G

FUND)—

Continued
Financial Condition (in thousands of dollars)—Continued
1988 actual

Liabilities:
Accounts payable including funded accrued liabilities

1989 actual

1990 est.

1991 est.

Total Government equity

2,678

2,474

2,425

2,678

2,474

2,425

1,050
3,664
9,171

2,174
3,637
10,760

2,174
4,857
9,867

2,174
4,760
9,964

13,885

Government equity:
Unexpended balances:
Unobligated balance
Undelivered orders
Unfinaneed budget authority-. Invested capital

2,244
2,428

Total liabilities

16,571

16,898

16,898

Object Classification (in thousands of dollars)
Identification code

15-8408-0-8-753

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990 est.

1991 est.

3,558
75
304

4,155

4,280

200

300

3,937
1,155
352
11
232
10
827
43,409
2,117

4,355
990
25
35
55
25
6
2,350
43,201
1,000

4,580
1,020
100
40
60
250
12
2,500
49,664
2,200

52,050

52,042

60,426

157

207
196
2

212
2

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OFFICE OF JUSTICE PROGRAMS
Federal Funds
General and special funds:
JUSTICE

ASSISTANCE

Crime Control and Safe Streets Act of 1968, as amended, for the
Edward Byrne Memorial State and Local Law Enforcement Assistance Programs, including salaries and expenses in connection therewith, $150,000,000, to remain available until expended as authorized
by section 6093 of Public Law 100-690 (102 Stat. 4339-4340).]
[In addition, for grants, contracts, cooperative agreements, and
other assistance authorized by title II of the Juvenile Justice and
Delinquency Prevention Act of 1974, as amended, including salaries
and expenses in connection therewith, $64,193,000, to remain available until expended as authorized by section 7265 of Public Law 100690 (102 Stat. 4448 and 4449), of which $350,000 is for expenses
authorized by section 241(f) of part C of title II of the Juvenile Justice
and Delinquency Prevention Act of 1974, as amended, and of which
$2,000,000 is for expenses authorized by part D of title II of said Act.]
[In addition, $5,000,000 for the purpose of making grants to States
for their expenses by reason of Mariel Cubans having to be incarcerated in State facilities for terms requiring incarceration for the full
period October 1, 1989, through September 30, 1990, following their
conviction of a felony committed after having been paroled into the
United States by the Attorney General: Provided, That within thirty
days of enactment of this Act the Attorney General shall announce in
the Federal Register that this appropriation will be made available to
the States whose Governors certify by February 1, 1990, a listing of
names of such Mariel Cubans incarcerated in their respective facilities: Provided further, That the Attorney General, not later than
April 1, 1990, will complete his review of the certified listings of such
incarcerated Mariel Cubans, and make grants to the States on the
basis that the certified number of such incarcerated persons in a
State bears to the total certified number of such incarcerated persons:
Provided further, That the amount of reimbursements per prisoner
per annum shall not exceed $12,000.] (Department of Justice Appropriations Act, 1990.)

225

155
2

Total obligations

T E B D E F R FS A Y A 1 9
H U G T O IC L E R 91

es e
c
o
n
r
e
-,vi u
t d
n

srfrn0d^innu?dtural,zat,0n

[To fight the war on drugs, $308,821,000, to remain available until
expended; of which $300,000,000 is for the Edward Byrne Memorial
State and Local Law Enforcement Assistance Programs for State and
local agencies to improve efforts in street-level and community-based
drug law enforcement efforts; and of which $8,821,000 is for the
Juvenile Justice and Delinquency Prevention Program in order to
improve programs for the prevention, intervention and treatment of
juvenile crime, especially where it relates to youth gangs and drugs.]
(Department of Transportation and Related Agencies Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

15-0401-0-1-754

Program by activities:
Direct program:
00.01
Research, evaluation, and demonstration programs
00.02
Criminal justice statistical programs
00.03
State and local assistance
00.04
Emergency assistance
00.05
Juvenile justice programs
00.06
Missing children
00.07
Public safety officers' benefits program

00.08
Mariel Cubans
For grants, contracts, cooperative agreements, and other assistance
00.09
Crime control programs
authorized by [title I o f ] the Omnibus Crime Control and Safe
Regional information sharing system
Streets Act of 1968 and the Juvenile Justice and Delinquency Preven- 0 0 . 1 0
00.11
Anti-drug abuse program
tion Act of 1974 [> as amended, and the Missing Children's Assistance
00.12
Management and administration
Act,] as amended by the Anti-Drug Abuse Act of 1988, including
salaries and expenses in connection therewith, [$90,783,000]
00.91
Total direct program
$587,515,000, to remain available until expended, of which $7,500,000
01.01
Reimbursable program
is provided for purposes set forth in sections 204, 243, 244 and 261 of
Total obligations
the Juvenile Justice and Delinquency Prevention Act, notwithstanding 10.00
the allocation and match provisions of sections 222, 261, 291, and 295
Financing:
of such Act: Provided, That grants made under sections 204, 243, 244
11.00 Offsetting collections from: Federal funds
and 261 of the Juvenile Justice and Delinquency Prevention Act may
17.00
Recovery of prior year obligations
not be expended for more than 50 percent of the total approved project 2 1 . 4 0 Unobligated balance available, start of year
cost; and of which $9,750,000 is provided for purposes set forth in title 24.40 Unobligated balance available, end of year
I, Part M of the Omnibus Crime Control and Safe Streets Act: ProvidBudget authority
ed, That grants and cooperative agreements awarded under Part M for 39.00
intelligence and enforcement projects may not be expended for more
Budget authority:
than 75 percent of the total approved project cost, [as authorized by
40.00
Appropriation
section 6093 and 7289 of Public Law 100-690 (102 Stat. 4339-4340 and
40.00
Reduction pursuant to P.L. 9 9 - 1 7 7
4461).]
[In addition, for grants, contracts, cooperative agreements, and
43.00
Appropriation (adjusted)
other assistance authorized by parts D and E of title I of the Omnibus




1989 actual

1990 est.

1991 est.

20,780

23,213

24,524

20,250

20,994

23,051

3,723

672

1,100

9,975

56,443

81,811

7,500

3,685

4,318

7,971

22,668
5,000
-1,549

2,711
4,963
2,126

13,000

13,492

9,750

147,614

446,121

490,000

23,094

25,614

24,719

315,808

636,010

587,515

10,865

11,170

300

326,673

647,180

587,815

-10,865

-11,170

-300

-5,282
-11,224

-21,720

21,720

321,022

614,290

587,515

321,022

618,797

587,515

-4,507

321,022

614,290

587,515

^d?r?,GRFrdtS!S

F UT
0FFICE 0 J S ,

DEPARTMENT OF JUSTICE
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

A-867

cers who die in the line of duty. In 1990 this program was
established as a separate account.
Mariel Cubans.—This is a reimbursement to certain States
for part of the cost of incarcerating Mariel Cubans who had
originally been paroled by the Federal Government. No new
90.00
Outlays
364,876
399,205
484,787
budget authority is requested for 1991.
Crime control programs— This activity provides for expendiThe Office of Justice Programs carries out policy coordina- tures from past Law Enforcement Assistance Administration
tion and general management responsibilities for the Bureau
programs which were not continued under existing legislaof Justice Assistance, Bureau of Justice Statistics, National
tion.
Institute of Justice, Office of Juvenile Justice and DelinquenRegional information sharing system.—This is a program to
cy Prevention and the Office of Victims of Crime, which adaid State and local law enforcement agencies in the exchange
minister the following programs and activities.
of intelligence information. A total of $9,750,000 is requested
Research, evaluation, and demonstration programs.—Funds
in 1991, along with a proposal that program participants proprovide for and encourage the development of basic and apvide a 25 percent hard cash match of total program costs.
plied research for the improvement of Federal, State, and
Anti-drug abuse program.—Funds for this program have
local criminal, civil, and juvenile justice systems; new methbeen appropriated since 1987 to assist State and local governods for the prevention and reduction of crime and the detection, apprehension, and rehabilitation of criminals; and the ments in the war against drugs. In 1991, a total of
dissemination of the results of such research efforts. An in- $490,000,000 is requested for this program providing an increase of $1,758,000 is requested for 1991 for the development crease of $45,263,000, to allow State and local units of government to expand and enhance their drug control activities.
of a less-than-lethal weapon.
Management and administration.—Funds provide for execuCriminal justice statistical programs.—Funds provide for
the collection and analysis of statistical information concern- tive direction and control, program operation, and administraing crime, victims, offenders, criminal justice processes, juve- tive support of the above activities.
The planned distribution of budget authority by fiscal year
nile delinquency, and civil disputes in support of public and
private policy and decisionmaking about society's response to is as follows (in thousands of dollars):
1990 est.
1991 est.
1989 actual
crime; planning, coordination, implementation and provision
24,524
21,000
22,766
of technical assistance to States to initiate innovative applica- Research, evaluation, and demonstration programs
23,051
19,986
20,879
tions of communications and information systems technology Criminal justice statistical programs
3,497
State and local assistance
for State and local criminal justice systems; and assurance of Emergency assistance
9,927
conformance with privacy and security regulations. An in- Juvenile justice programs
7,500
61,800
69,405
7,971
3,971
crease of $1,911,000 is requested for 1991 for redesign of the Missing children4,000
24,000
National Crime Survey, a federal integrated data base, and to Public safety officers' benefits program
4,963
5,000
initiate a comprehensive data base of drug and gun related Mariel Cubans
13,402
9,750
13,000
Regional information sharing system
crimes.
444,737
490,000
148,500
Anti-drug abuse program
24,719
22,292
24,240
State and local assistance.—This program is broken into Management and administration
two parts: a block grant program which receives 80 percent of
587,515
614,290
323,075
Total
the funds and a discretionary grant program which receives
the remaining 20 percent. In 1989 funds were appropriated for
Note.--In 1989 the Emergency Assistance program was funded from unobligated balances.
a discretionary grant program only. No new budget authority
Object Classification (in thousands of dollars)
is requested for 1991.
Emergency assistance.—Funds are used to provide emergen1990 est.
1991 est.
1989 actual
cy assistance to a State or locality after the Attorney General Identification code 1 5 - 0 4 0 1 - 0 - 1 - 7 5 4
has determined that a law enforcement emergency exists. A
Direct obligations:
law enforcement emergency is a situation where the capacity
Personnel compensation:
12,495
15,033
11,567
Full-time permanent
of local resources has been exceeded. No funds are requested 11.1
280
2,360
Other than full-time permanent
2,196
11.3
for 1991.
250
202
250
11.5
Other personnel compensation
Juvenile justice programs.—Funds under this activity assist 11.8
150
150
325
Special personal services payments
States and localities in the development of more effective
15,255
15,713
14,290
Total personnel compensation
education, training, research, prevention, treatment, and re- 11.9
2,514
2,385
2,050
Civilian personnel benefits
habilitation programs in the area of juvenile delinquency. No 12.1
7
10
10
Benefits for former personnel
13.0
funds are requested for the traditional Juvenile Justice pro- 21.0
841
810
633
Travel and transportation of persons
gram in 1991. Instead, $7,500,000 has been requested to con- 22.0
3
3
29
Transportation of things
2,184
2,377
1,832
Rental payments to GSA
tinue a High Risk Youth program that addresses the prob- 23.1
62
51
60
Rental payments to others
lems with gangs and drugs and their relationship with the 23.2
958
1,170
1,026
Communications, utilities, and miscellaneous chargesjuvenile justice system. It is also proposed that grant recipi- 23.3
955
950
24.0
1,046
Printing and reproduction
ents contribute a hard cash match of 50 percent of total 25.0
28,421
29,373
33,318
Other services
project costs.
327
300
26.0
Supplies and materials
393
256
430
150
Equipment
Missing children.—Funds for this program will be used to 31.0
243,102
576,348
534,455
Grants, subsidies, and contributions
reduce the incidence of crimes against children, particularly 41.0
2,711
Insurance claims and indemnities
22,525
kidnaping and sexual exploitation, by assisting families, citi- 42.0
zen groups, law enforcement agencies and government institu- 99.0
Subtotal, direct obligations
636,010
587,515
315,808
11,170
300
10,865
tions in a national effort to insure the safety and protection of 99.0 Reimbursable obligations
children. The 1991 request of $7,971,000 includes an increase
99.9
Total obligations
326,673
647,180
587,815
of $4,000,000 to enhance the efforts of State and local communities in their comprehensive response to missing and exploitPersonnel Summary
ed children issues such as search teams, investigations, crisis
intervention, as well as reunification with family.
334
352
345
Public safety officers' benefits program.—Funds are used to Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment
324
352
345
pay death benefits to eligible survivors of public safety offi71.00
72.40
74.40
78.00




315,808
424,753
-370,404
-5,282

636,010
370,404
-607,209

587,515
607,209
-709,937

the

S^s^S^^1-00"^^

A - 8 6 8

General and special funds—Continued
PUBLIC SAFETY OFFICERS BENEFITS

For payments authorized by part L of title I of the Omnibus Crime
Control and Safe Streets A c t of 1968 (42 U.S.C. 3796), as amended,
[$25,000,000] $26,075,000., to remain available until expended as authorized by section 6093 of Public Law 100-690 (102 Stat. 4339-4340).
(Department of Justice Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 5 - 0 4 0 3 - 0 - 1 - 7 5 4

1989 actual

1990 est.

1991 est.

10.00

Program by activities:
Total obligations

24,818

26,075

39.00

Financing:
Budget authority

24,818

26,075

40.00

Budget authority:
Reduction pursuant to P.L 99-177

43.00
60.00

71.00
72.40
74.40
78.00
90.00

Relation of obligations to outlays:
71.00 Obligations incurred, net

24,818

26,075

90.00

24,818

26,075

This p r o g r a m provides p a y m e n t of death benefits to eligible
survivors o f public safety officers w h o die in the line of duty.
A m e n d m e n t s i n t h e A n t i - D r u g A b u s e A c t o f 1988 r a i s e d t h e
b e n e f i t f r o m $50,000 to $100,000 a n d p r o v i d e s f o r a n a n n u a l
c o s t o f l i v i n g e s c a l a t o r t i e d t o t h e C o n s u m e r P r i c e I n d e x (CPI).
O n October 1 of e v e r y year, this escalator will increase the
benefit by the percentage of increase to the CPI.

21.0
25.0
26.0
41.0
99.9

41.0
42.0
99.9

1990 est.

1991 est.

Total obligations..

10.00

Program by activities:
Total obligations -(object class 41.0)

90.00

Unappropriated balance, start of year.- Treasury balance...
Receipts
Transferred to general fund receipts

93,559
133,540

133,540
127,200
-6,340

127,200
127,200

04.00

Total: Available for appropriation..

227,099

254,400

254,400

05.01
05.02

Appropriations:
Crime victims fund
Administrative Office of U.S. Courts..

-93,559

-125,000
-2,200

-125,000
-2,200

07.00

Unappropriated balance, end of year: Treasury balance

133,540

127,200

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year: Fund balance..

Program by activities:
10.00 Total obligations
Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..,
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
60.00

Budget authority (appropriation) (permanent,
indefinite) (special fund)




126,750

1990 est.

1991 est.

-55

55
-55

55

Outlays..

T h i s r e v o l v i n g f u n d is u s e d t o f i n a n c e a n t i f e n c i n g o p e r ations conducted b y local l a w e n f o r c e m e n t agencies. S u c h operations are designed to disrupt c o m m e r c e in stolen goods.
Income derived f r o m the sale or use of stolen goods recovered,
but not claimed b y the lawful owners, will be paid into this
fund.
Revenue and Expenses (in thousands of dollars)
1989 actual
Operating income or loss ( - ) :
Revenue
Expense

Program and Financing (in thousands of dollars)
1990 est.

125,249

Budget authority..

127,200

1989 actual

126,750

1991 est.

01.00
02.00
03.10

Identification code 1 5 - 5 0 4 1 - 0 - 2 - 7 5 4

125,249

55

39.00

1990 est.

7
348
5
109,709

1989 actual

26,075

71.00
72.90
74.90

1989 actual

1991 est.

Program and Financing (in thousands of dollars)
Identification code 1 5 - 4 1 6 9 - 0 - 3 - 7 5 4

150
25,925

Amounts Available for Appropriation (in thousands of dollars)

1990 est.

REVOLVING FUND

Financing:
21.90 Unobligated balance available, start of year: Fund balance

CRIME VICTIMS FUND

Identification code 1 5 - 5 0 4 1 - 0 - 2 - 7 5 4

128,245

110,069

Travel and transportation of persons..
Other services
Supplies and materials
Grants, subsidies, and contributions...

24,818

Total obligations

109,575

1989 actual

150
24,668

Grants, subsidies, and contributions
Insurance claims and indemnities

126,750
109,575
-108,080

Public enterprise funds:

Object Classification (in thousands of dollars)
1989 actual

125,249
93,901
-109,575

80,442

Outlays..

Identification code 1 5 - 5 0 4 1 - 0 - 2 - 7 5 4
26,075

Identification code 1 5 - 0 4 0 3 - 0 - 1 - 7 5 4

110,069
66,281
-93,901
-2,006

Object Classification Schedule (in thousands of dollars)

-182
25,000

Outlays

l of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

T h e V i c t i m s o f C r i m e A c t o f 1984 ( P u b l i c L a w 9 8 - 4 7 3 ) , a s
a m e n d e d , established a special f u n d in the T r e a s u r y entitled
" T h e C r i m e V i c t i m s F u n d . " T h i s f u n d is c r e d i t e d w i t h c r i m i nal fines that are collected f r o m persons convicted of offenses
against t h e U n i t e d States. A n n u a l g r a n t s are m a d e to eligible
crime victims compensation and assistance programs.
A m o u n t s collected in the previous y e a r a r e available for
obligation in the subsequent year, subject to the limitations
included in appropriation language.

-182

Appropriation (adjusted)
Appropriation (permanent, indefinite)

BUDGET FOR FISCAL Y E A R 1991

1991 est.

110,069

125,249

-1,999
1,750

-1,750

93,559

125,000

1991 est.

-55
-55

Net income for the year..

126,750

-2,006
-18,508
1,999
2,006

1990 est.

GENERAL

125,000

PROVISIONS—DEPARTMENT

OF

JUSTICE
The following sections are proposed for deletion and do not appear
below:
Sec. 202
Provisions concerning the use of materials produced by
convict labor.

DEPARTMENT OF JUSTICE

GENERAL PROVISIONS—DEPARTMENT OF JUSTICE—Continued

A-869

Sec. 203

Language making appropriations in certain accounts
available for uniforms and allowances.
Sec. 208
Amendment to date in Anti-Drug Abuse Act of 1988.
Sec. 209
Language amending the Civil Liberties Act of 1988.
Sec. 212
Specification of funding under the Omnibus Crime Control and Safe Streets Act.
SEC. 201. A total of not to exceed [$30,000] $95,000 from funds
appropriated to the Department of Justice in this title shall be available only for official reception and representation expenses in accordance with distributions, procedures, and regulations established by
the Attorney General.

(2) As soon as the proceeds from an undercover investigative operation with respect to which an action is authorized and carried out
under subparagraphs (C) and (D) of subsection (a) are no longer necessary for the conduct of such operation, such proceeds or the balance
of such proceeds remaining at the time shall be deposited in the
Treasury of the United States as miscellaneous receipts.
(3) If a corporation or business entity established or acquired as
part of an undercover operation under subparagraph (B) of paragraph
(1) with a net value of over $50,000 is to be liquidated, sold, or
otherwise disposed of, the Federal Bureau of Investigation or the
Drug Enforcement Administration, as much in advance as the Director or the Administrator, or the designee of the Director or the
SEC. [ 2 0 4 ] 202. (a) Subject to subsection (b) of this section, authoriAdministrator, determines is practicable, shall report the circumties contained in Public Law 96-132, "The Department of Justice
stances to the Attorney General and the Comptroller General. The
Appropriation Authorization Act, Fiscal Year 1980", shall remain in
proceeds of the liquidation, sale, or other dispostion, after obligations
effect until the termination date of this Act or until the effective date
are met, shall be deposited in the Treasury of the United States as
of a Department of Justice Appropriation Authorization Act, whichever is earlier. The Attorney General may transfer up to two percent of miscellaneous receipts.
any appropriation made to the Department of Justice to any other such (4)(A) The Federal Bureau of Investigation or the Drug Enforcement Administration, as the case may be, shall conduct a detailed
appropriation, but no appropriation shall be increased by more than
financial audit of each undercover investigative operation which is
two percent by any such transfers.
closed in fiscal year [1990] 1991—
(b)(1) With respect to any undercover investigative operation of the
Federal Bureau of Investigation or the Drug Enforcement Administration which is necessary for the detection and prosecution of crimes
against the United States or for the collection of foreign intelligence
or counterintelligence—
(A) sums authorized to be appropriated for the Federal Bureau of
Investigation and for the Drug Enforcement Administration for
fiscal year [1990] 1991, may be used for purchasing property,
buildings, and other facilities, and for leasing space, within the
United States, the District of Columbia, and the territories and
possessions of the United States, without regard to section 1341 of
title 31 of the United States Code, section 3732(a) of the Revised
Statues (41 U.SC. 11(a)), section 305 of the Act of June 30, 1949 (63
Stat. 396; 41 U.S.C. 255), the third undesignated paragraph under
the heading "Miscellaneous" of the Act of March 3, 1877 (19 Stat.
370; 40 U.S.C. 34), section 3324 of title 31 of the United States Code,
section 3741 of the Revised Statutes (41 U.S.C. 22), and subsections
(a) and (c) of section 304 of the Federal Property and Administrative Service Act of 1949 (63 Stat. 395; 41 U.S.C. 254 (a) and (c)),
(B) sums authorized to be appropriated for the Federal Bureau of
Investigation and for the Drug Enforcement Administration, for
fiscal year [1990] 1991, may be used to establish or to acquire
proprietary corporations or business entities as part of an undercover investigative operation, and to operate such corporations or business entities on a commercial basis, without regard to section 9102
of title 31 of the United States Code,
(C) sums authorized to be appropriated for the Federal Bureau of
Investigation and for the Drug Enforcement Administration, for
fiscal year [1990] 1991, and the proceeds from such undercover
operation, may be deposited in banks or other financial institutions,
without regard to section 648 of title 18 of the United States Code
and section 3302 of title 31 of the United States Code, and
(D) proceeds from such undercover operation may be used to
offset necessary and reasonable expenses incurred in such operation, without regard to section 3302 of title 31 of the United States
Code,
only, in operations designed to detect and prosecute crimes against
the United States, upon the written certification of the Director of
the Federal Bureau of Investigation (or, if designated by the Director,
a member of the Undercover Operations Review Committee established by the Attorney General in the Attorney General's Guidelines
on Federal Bureau of Investigation Undercover Operations, as in
effect on July 1, 1983) or the Administrator of the Drug Enforcement
Administration, as the case may be, and the Attorney General (or,
with respect to Federal Bureau of Investigation undercover operations, if designated by the Attorney General, a member of such
Review Committee), that any action authorized by subparagraph (A),
(B), (C), or (D) is necessary for the conduct of such undercover operation. If the undercover operation is designed to collect foreign intelligence or counterintelligence, the certification that any action authorized by subparagraph (A), (B), (C), or (D) is necessary for the conduct
of such undercover operation shall be by the Director of the Federal
Bureau of Investigation (or, if designated by the Director, the Assistant Director, Intelligence Division) and the Attorney General (or, if
designated by the Attorney General, the Counsel for Intelligence
Policy). Such certification shall continue in effect for the duration of
such undercover operation, without regard to fiscal years.




(i) submit the results of such audit in writing to the Attorney
General, and
(ii) not later than 180 days after such undercover operation is
closed, submit a report to the Congress concerning such audit.
(B) The Federal Bureau of Investigation and the Drug Enforcement
Administration shall each also submit a report annually to the Congress specifying as to their respective undercover investigative operations—
(i) the number, by programs, of undercover investigative operations pending as of the end of the one-year period for which
such report is submitted,
(ii) the number, by programs, of undercover investigative operations commenced in the one-year period preceding the period for
which such report is submitted, and
(iii) the number, by programs, of undercover investigative operations closed in the one-year period preceding the period for
which such report is submitted and, with respect to each such
closed undercover operation, the results obtained. With respect to
each such closed undercover operation which involves any of the
sensitive circumstances specified in the Attorney General's
Guidelines on Federal Bureau of Investigation Undercover Operations, such report shall contain a detailed description of the
operation and related matters, including information pertaining
to—
(I) the results,
(II) any civil claims, and
(III) identification of such sensitive circumstances involved,
that arose at any time during the course of such undercover
operation.
(5) For purposes of paragraph (4)—
(A) the term "closed" refers to the earliest point in time at
which—
(i) all criminal proceedings (other than appeals) are [conducte d ] concluded, or
(ii) covert activities are concluded, whichever occurs later,
(B) the term "employees" means employees, as defined in section
2105 of title 5 of the United States Code, of the Federal Bureau of
Investigation, and
(C) the terms "undercover investigative operations" and "undercover operation" mean any undercover investigative operation of
the Federal Bureau of Investigation or the Drug Enforcement Administration (other than a foreign counterintelligence undercover
investigative operation)—
(i) in which—
(I) the gross receipts (excluding interest earned) exceed
$50,000, or
(II) expenditures (other than expenditures for salaries of employees) exceed $150,000, and
(ii) which is exempt from section 3302 or 9102 of title 31 of the
United States Code,
except that clauses (i) and (ii) shall not apply with respect to the
report required under subparagraph (B) of such paragraph.
SEC. [ 2 0 5 ] 203. None of the funds appropriated by this title shall
be available to pay for an abortion, except where the life of the
mother would be endangered if the fetus were carried to term or in

A-870

GENERAL PROVISIONS—DEPARTMENT OF JUSTICE—Continued

the case of rape: Provided, That should this prohibition be declared
unconstitutional by a court of competent jurisdiction, this section
shall be null and void.
SEC. [ 2 0 6 ] 204. None of the funds appropriated under this title
shall be used to require any person to perform, or facilitate in any
way the performance, of any abortion.
SEC. [ 2 0 7 ] 205. Nothing in the preceding section shall remove the
obligation of the director of the Bureau of Prisons to provide escort
services necessary for a female inmate to receive such service outside
the Federal facility: Provided, That nothing in this section in any way
diminishes the effect of section [ 2 0 6 ] 204 intended to address the
philosophical beliefs of individual employees of the Bureau of Prisons.
SEC. [ 2 1 0 ] 206. Pursuant to the provisions of law set forth in 18
U.S.C. 3071-3077, not to exceed $100,000 of the funds appropriated to
the Department of Justice in this title shall be available for rewards




THE BUDGET FOR FISCAL YEAR 1991
to individuals who furnish information regarding acts of terrorism
against a United States person or property.
SEC. [ 2 1 1 ] 207. Section 504(a)(1) of part E of title I of the Omnibus
Crime Control and Safe Streets Act of 1968, as amended by section
6091 of the Anti-Drug Abuse Act of 1988, as amended by striking
[ " 1 9 8 9 " ] " M ' and inserting in lieu thereof [ " 1 9 9 0 " ] "1991".
SEC. 208. Deposits transferred from the Assets Forfeiture Fund to the
Building and Facilities account of the Federal Prison System in 1989
may be used for the construction of correctional institutions, and the
construction, renovation and repair of Immigration and Naturalization Service and U.S. Marshals Service detention facilities.
SEC. 209. Notwithstanding 31 U.S.C. 3302, fees authorized to be
collected for expenses incident to civil or criminal discovery requests
shall be credited to the appropriate appropriations within this Title, to
be used for salaries and other expenses incurred in providing these
services. (Department of Justice Appropriations Act, 1990.)

DEPARTMENT OF T A S O T TO
R NP R A I N
EMPLOYMENT

AND

management, and contractor and grantee property
ment.

TRAINING

ADMINISTRATION

Executive
direction and administration.—Provides
general
management and administrative functions, including research
and evaluation, performance standards, and publications development.

Federal Funds
General and special funds:
PROGRAM

ADMINISTRATION

For expenses of administering employment and training programs,
[$64,693,000] $66,480,000, together with not to exceed [$53,817,000]
$54,301,000, which may be expended f r o m the Employment Security
Administration account in the Unemployment Trust Fund. (8 U.S.C.
1184; 19 U.S.C. 2271-2321; 29 U.S.C. 49-491-1, 50, 1501 et seq.; 42
U.S.C. 502-504, 2000-2000d-4, 3001 et seq.; Department of Labor Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

1989 actual

16-0172-0-1-504

1990 est.

Job training programs

17,268

20,597

22,004

Employment security

18,151

13,474

13,870

00.03

Financial a n d administrative m a n a g e m e n t

25,819

24,664

24,916

00.04

Executive direction and administration

6,159

6,903

7,643

00.05

Regional operations

37,460

36,652

37,741

00.06

Apprenticeship services

13,492

15,517

14,607

00.91
01.01

Total direct program
Reimbursable program

118,349
110

117,807
99

120,781

Total obligations

118,459

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
25.00 Unobligated balance lapsing

117,906

100
120,881

-110
-48,320
750

-99
-53,114

-54,301

70,779

Budget authority (appropriation)

64,693

66,480

-100

Obligationsincurred.net

Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00

70,029

64,693

1991 est.

Full-time permanent

11.3
11.5

Other than full-time permanent
Other personnel compensation

67,169

Equipment

42.0

Insurance claims and indemnities

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations
Total obligations

69,738
11,185
43
4,391
123
8,749
113
1,456
550
17,719
1,006

72,799
12,230
45
3,975
127
9,150
60
1,486
423
16,003
910

75,420

597

323

2

2

2

117,807
99

120,781

118,459

31.0

""l"059

118,349
110

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials

74,361

1,167
1,048

3,274

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0

70,584

1,624
945

117,906

120,881

1,669

1,696

1,663

1,732

1,726

1,693

6

6

6

13,706
45
4,041
132
9,503

60
1,512
441
14,710

886

100

66,480

27,927
-26,728
-1,600

26,728

25,336

-25,336

-25,842

69,628

Outlays

1990 est.

Direct obligations-.
Personnel compensation:

99.9

Relation of obligations to outlays:
72.40
74.40
77.00

1989 actual

11.1

00.01

71.00

Object Classification (in thousands of dollars)

1991 est.

00.02

40.00

Regional operations.—Provides
for administration and mana g e m e n t of E T A p r o g r a m s in the regions.
Apprenticeship
services.—Promotes
apprenticeship as
a
m e t h o d of skill acquisition across a b r o a d range of occupations and industries through a Federal-State apprenticeship
administrative structure.

Identification code 16-0172-0-1-504

Program by activities:
Direct program:

10.00

manage-

66,085

65,974

NOTES

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Excludes $68 thousand in budget authority in 1991 for activities transferred to Departmental Management, salaries and
expenses. Comparable amounts for 1989 ($62 thousand) and 1990 ($64 thousand) are included above.
The amount in 1990 for offsetting collections from trust funds, which is set by the appropriation language above, was
reduced by P.L. 99-177.

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

Job training programs.—Provides
leadership, policy direction, and administration for a decentralized system of block
grants to States for j o b training, and the dislocated w o r k e r
program; the Job Corps; services to special target groups; and
for the settlement of trade adjustment petitions.
Employment
security.—Provides
policy direction and management for the administration of the nationwide public employment service system and the u n e m p l o y m e n t insurance
services in each State; and for a system of collecting and
a n a l y z i n g l a b o r m a r k e t i n f o r m a t i o n . T h e 1990 a n d 1991 e s t i mates reflect the transfer of the trade adjustment activities
f r o m this activity to j o b training programs.
Financial
and administrative
management.—Provides
for
the formulation and execution of the budget, fiscal accounting
and management, audit control, debt collection, internal control, contracting services, statistical a n d data processing m a n a g e m e n t systems, personnel direction, facilities and space

For expenses necessary to carry into effect the Job Training Partnership Act, including the purchase and hire of passenger motor
vehicles, the construction, alteration, and repair of buildings and
other facilities, and the purchase of real property for training centers
as authorized by the Job Training Partnership Act, [$3,907,746,000]
$3,439,864,000, plus reimbursements, to be available for obligation for
the period July 1, [ 1 9 9 0 ] 1991, through June 30, [1991, of which
$58,996,000 shall be for carrying out section 401, $70,000,000 shall be
for carrying out section 402, $9,474,000 shall be for carrying out
section 441, $2,000,000 shall b e ] 1992, including $1,894,000 for the
National Commission for Employment Policy, [$4,100,000 shall b e ]
and $2,500,000 for all activities conducted by and through the National Occupational Information Coordinating Committee under the Job
Training Partnership Act, and [$5,150,000 shall be for service delivery areas under section 101(a)(4)(A)(iii) of the Job Training Partner-




TRAINING AND EMPLOYMENT

SERVICES

A-871

A-872

FSa7S-Zinud,NING

ADM,N,STRATION~CONTINUE{1

THE BUDGET FOR FISCAL YEAR 1991
Total:

General and special funds—Continued

t authority
Outlays

TRAINING AND EMPLOYMENT SERVICES—Continued
ship A c t in addition to amounts otherwise provided under sections
202 and 251(b) of the Act; and, in addition, $50,432,000 is appropriated
for the Job Corps, in addition to amounts otherwise provided herein
for the Job Corps, to be available for obligation for the period July 1,
1990 through June 30, 1993; and, in addition, $13,000,000, of which
$1,500,000 shall be available for obligation for the period October 1,
1990 through September 30, 1991,] $11,500,000 is appropriated for
activities authorized by title VII, subtitle C of the Stewart B. McKinney Homeless Assistance Act: Provided, That no funds from any other
appropriation shall be used to provide meal services at or for Job
Corps centers.
[ F o r Job Corps program operations authorized by the Job Training
Partnership Act, $13,492,000, in addition to amounts otherwise provided herein for these purposes, to be available for obligation for the
period July 1, 1989, through J u n e 30, 1990.] (Department of Labor
Appropriations Act, 1990; additional authorizing legislation to be proposed for $11,500,000.)
Program and Financing (in thousands of dollars)
Identification code 1 6 - 0 1 7 4 - 0 - 1 - 5 0 4
Program by activities:
Direct program:
Grants to States:
00.01
Block grant
00.02
Summer youth employment and training
program
00.03
Dislocated worker assistance
Federally administered programs:
00.10
Native Americans
00.11
Migrants and seasonal farmworkers
00.12
Job Corps
00.13 >
Veterans' employment
00.14
National activities
00.15
Trade adjustment assistance

1989 actual

1991 est.

1990 est.

1,787,772

1,744,808

1,744,808

718,050
100,525

709,433
625,173

699,777
92,721

58,996
68,687 '
741,731
10,082
76,854
45,352

58,193
69,045
767,078
9,483
79,209

57,579
55,884
808,694
9,249
76,255

00.91
01.01

Total direct program
Reimbursable program

3,608,049
704

4,062,422
1,403

3,544,967
1,403

10.00

Total obligations

3,608,753

4,063,825

3,546,370

-1,403
-1,468,269
1,334,801

-1,403
-1,334,801
1,242,698

3,783,169

3,928,954

3,452,864

3,785,687

3,983,170
-54,216

3,452,864

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00
40.00
40.00
40.30

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Appropriation available in prior year

-704
-1,294,204
1,468,269
1,055

-2,518

43.00

Appropriation (adjusted)

3,783,169

3,928,954

3,452,864

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

3,608,049
3,205,344
-2,987,932
-67,944

4,062,422
2,987,932
-3,170,640
-10,000

3,544,967
3,170,640
-2,791,195
-10,000

3,757,517

3,869,714

Outlays

3,770,005
4,085,567

Grants to States.—Includes
block grants to provide financial assistance to States a n d territories to design a n d operate
training programs to meet their training and e m p l o y m e n t
needs, grants to operate a s u m m e r youth e m p l o y m e n t and
training program, and services for displaced workers under
J T P A T i t l e III. S e v e n t y p e r c e n t o f t h e J T P A b l o c k g r a n t
funding will be used for training, including remedial education a n d basic skills, institutional training, a n d on-the-job
t r a i n i n g . L e g i s l a t i o n is p r o p o s e d t o a m e n d J T P A f o r 1990 t o
replace the existing block grant and s u m m e r youth programs
with separate programs serving adults and youth. These new
programs, which would be targeted to those economicallydisadvantaged individuals with particularly severe barriers to
employment, will enhance p r o g r a m quality by providing m o r e
intensive and c o m p r e h e n s i v e services. In addition, the dislocated worker program authorized by J T P A will be consolidate d w i t h T r a d e A c t p r o g r a m s i n 1991 i n a W o r k e r R e a d j u s t m e n t account. Legislation will be proposed to repeal such
T r a d e A c t a d j u s t m e n t a s s i s t a n c e e f f e c t i v e O c t o b e r 1, 1990.
Federally
administered
programs.—Provides
p r o g r a m support for J o b Training Partnership A c t activities and training
assistance t h r o u g h nationally a d m i n i s t e r e d p r o g r a m s for special segments of the population that h a v e particular disadvantages in the labor market. A m o n g groups to be served are
Indians and other native Americans, migrant and seasonal
f a r m w o r k e r s , a n d v e t e r a n s . A l s o i n c l u d e d is t h e J o b C o r p s ,
w h i c h is a n a t i o n a l n e t w o r k o f r e s i d e n t i a l c e n t e r s d e s i g n e d t o
p r o v i d e t r a i n i n g in literacy, arithmetic, a n d vocational skills
for y o u t h aged 14-21 w h o have severe educational and econ o m i c disadvantages. J o b C o r p s slots will i n c r e a s e t o 41,113
w i t h t h e a d d i t i o n o f t w o n e w c e n t e r s i n 1991. A l s o i n c l u d e d i n
t h i s a c t i v i t y is t r a i n i n g f o r t h e h o m e l e s s , a s a u t h o r i z e d b y t h e
S t e w a r t B. M c K i n n e y H o m e l e s s Assistance A c t . Legislation
w i l l b e p r o p o s e d t o e x t e n d t h i s p r o g r a m t h r o u g h 1991. T h e
p r o p o s e d 1990 J T P A a m e n d m e n t s w i l l a u t h o r i z e a Y o u t h O p portunities Unlimited demonstration p r o g r a m funded by this
a c c o u n t to p r o v i d e c o m p r e h e n s i v e services to y o u t h living in
high poverty areas.
Object Classification (in thousands of dollars)

Distribution of outlays by account:
Training and employment services
Manpower training activities
Temporary employment assistance

3,740,667
14,764
2,086

3,869,714

3,914,412

Note—Excludes $400,000 thousand in budget authority in 1991 for activities transferred to Worker Readjustment.
Comparable amounts for 1989 ($329,125 thousand) and 1990 ($463,603 thousand) are included above.
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays




3,928,954
3,892,362

This account provides for a flexible and decentralized
system of Federal and local programs of training and other
services for economically disadvantaged persons designed to
lead to p e r m a n e n t gains in e m p l o y m e n t . S u c h p r o g r a m s are
currently authorized by the Job Training Partnership A c t
( J T P A ) . T h e a c c o u n t is f o r w a r d f u n d e d o n a J u l y t o J u n e
cycle.

3,914,412

90.00

3,783,169
3,757,517

1989 actual
3,783,169
3,757,517

1990 est.
3,928,954
3,869,714

1991 est.
3,452,864
3,914,412

22,648

317,141
171,155

identification code 1 6 - 0 1 7 4 - 0 - 1 - 5 0 4

1989 actual

1990 est.

1991 est.

EMPLOYMENT AND TRAINING ADMINISTRATION

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
41.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

1,110
62
393

1,135
61
390

981
61
383

1,565
200
299
8
201
2
131
294
26,123
54
99
3,480,811

1,586
204
324
8
204
2
71
310
25,911
54
100
3,931,572

1,425
174
306
7
170
2
61
309
27,606
51
87
3,406,073

N RN G
,,
EMPL0YMENT A D T A N

DEPARTMENT OF LABOR
99.0
99.0

Subtotal, direct obligations

3,509,787

Reimbursable obligations

3,960,346

265

375

3,436,271
375

21.40
24.40

ALLOCATION ACCOUNTS
Direct obligations:
Personnel compensation:
11.1
Full-time permanent
11.3
Other than full-time permanent
11.5
Other personnel compensation

10.00

40.00
:.

33,494
2,736
1,721

35,029
2,861
1,721

36,797
3,006
1,721

37,951
6,845
228
1,365
632
125
46
4,992
62
22,472
18,882
1,737
2,895
30

39,611
7,144
228
1,275
594
119
43
4,676
58
22,683
18,008
1,711
5,896
30

41,524
7,490
228
1,504
697
138
51
5,501
68
25,010
20,855
1,927
3,670
33

Subtotal, direct obligations

98,262

102,076

108,696

Reimbursable obligations-.
Personnel compensation:
11.1
Full-time permanent
11.5
Other personnel compensation

3
2

4
1

4
1

5
6
252
122
54

5
14
593
288
128

5
14
593
288
128

439

1,028

1,028

3,608,753

4,063,825

AD

SS:£S

Total obligations (object class 41.0)

A-873

699,777

-699,777

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

267,141
699,777
-649,777

Budget authority (appropriation)

317,141

3,546,370

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
99.0

11.9
23.3
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

Total personnel compensation
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment

99.0

Subtotal, reimbursable obligations

99.9

Total obligations

71.00
72.40
74.40
90.00

3,510,052
60,843
37,858

3,960,721
62,916
40,188

3,436,646
67,523
42,201

28
27

28
27

28
27

1,442

1,442

1,442

1,456
40

1,459
40

1,459
38

Personnel Summary
DEPARTMENT OF LABOR
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

-677,129

267,141
677,129
-773,115

22,648

Outlays

WORKER

171,155

READJUSTMENT

For expenses necessary to carry out title III of the Job Training
Partnership Act, $400,000,000, to be available for obligation for the
period July 1, 1991, through June SO, 1992.
Program and Financing (in thousands of dollars)
Identification code 1 6 - 0 1 7 6 - 0 - 1 - 9 9 9

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 41.0)

320,000

Financing:
24.40 Unobligated balance available, end of year

80,000

10.00

40.00

90.00

Budget authority (appropriation)

400,000

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, end of year

320,000
-300,000

Outlays

20,000

Note.—Includes $400,000 thousand in budget authority in 1991 for activities previously financed from (in thousands of
dollars):
1989 actual
1990 estimate
Training and employment services
$329,125
$463,603

This program, authorized by title III of the Job Training
Partnership Act, provides grants to States for basic readjustment, retraining, and related services for dislocated workers.

ALLOCATION ACCOUNTS

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

TRAINING AND EMPLOYMENT SERVICES

Program and Financing (in thousands of dollars)
1989 actual

1990 est.

[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation.Budget authority
Outlays

1989 actual

1990 est.

440,500
60,500
WORKER

1991 est.

1991 est.
400,000
20,000
40,500
40,500

Total:
Budget authority
Outlays

(Proposed for later transmittal; proposed legislation)

Identification code 1 6 - 0 1 7 4 - 2 - 1 - 5 0 4

699,777

Legislation has been proposed for 1990 amending the Job
Training Partnership Act to replace the existing block grant
and summer youth programs with separate programs assisting adults and youth. Existing native American, migrant and
seasonal farmworker, and veteran JTPA program levels will
also be affected by the amendments.

71.00
74.40

Obligations are distributed as follows:
Department of Labor
Department of Agriculture
Department of the Interior

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

READJUSTMENT

(Proposed for later transmittal; proposed legislation)
Program by activities:
Direct program-.
Grants to States:
00.01
Block grant
00.02
Summer youth employment and training
program
00.04
Adult job training grants
00.05
Youth job training grants
Federally administered programs:
00.10
Native Americans
00.11
Migrants and seasonal farmworkers
00.13
Veterans' employment




Program and Financing (in thousands of dollars)
-1,744,808

-1,744,808

965,500
1,466,359

-699,777
965,500
1,718,952

12,726

20,002
5,908
1 364

Identification code 1 6 - 0 1 7 6 - 2 - 1 - 9 9 9

1989 actual

1990 est.

1991 est.

activities:
00.01 Trade adjustment assistance benefits

40,500

10.00

40,500

40.00

Total obligations (object class 41.0)
Financing:
Budget authority (appropriation)

40,500

A-874

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued

necessary to be charged to the subsequent appropriation for payments
for any period subsequent to September 15 of the current year: Provided, That amounts received or recovered pursuant to section 208(e)
of Public Law 95-250 shall be available for payments. (Department of
Labor Appropriations Act, 1990.)

TRAINING AND EMPLOYMENT SERVICES—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 1 6 - 0 1 7 6 - 2 - 1 - 9 9 9

1989 actual

1990 est.

1991 est
Program and Financing (in thousands of dollars)

Relation of obligations to outlays:
71.00 Obligations incurred, net

40,500

90.00

40,500

Outlays

Legislation is p r o p o s e d t o t e r m i n a t e t h e s e p a r a t e T r a d e
A d j u s t m e n t A s s i s t a n c e ( T A A ) p r o g r a m b e g i n n i n g O c t o b e r 1,
1990. W o r k e r s d i s p l a c e d b y i m p o r t s w i l l r e c e i v e s e r v i c e s
through the Economic Dislocation and W o r k e r Adjustment
A s s i s t a n c e p r o g r a m u n d e r t i t l e III o f t h e J o b T r a i n i n g P a r t n e r s h i p A c t , as a m e n d e d . U p o n passage o f t h e p r o p o s e d legislation, w o r k e r s collecting T A A b e n e f i t s d u r i n g t h e w e e k inc l u d i n g S e p t e m b e r 30, 1 9 9 0 w o u l d c o n t i n u e t o c o l l e c t t h e b a l a n c e o f their T A A entitlement. T h e $40 million s h o w n f o r
1991 a f t e r l e g i s l a t i o n r e f l e c t s t h e e s t i m a t e d c o s t o f p a y i n g
remaining T A A benefits to such workers. Benefits under the
R e d w o o d N a t i o n a l P a r k A m e n d m e n t s o f 1978 a r e a l s o r e f l e c t ed in this proposal.

Identification code 1 6 - 0 3 2 6 - 0 - 1 - 9 9 9

1989 actual

Program by activities:
Direct program:
00.01
Trade adjustment assistance benefits
00.02
Trade adjustment assistance training
00.03
Unemployment assistance and payments under other
Federal unemployment programs

132,942
17,304

00.91
01.01
10.00

1990 est.

1991 est.

234,880
15,000

230,500
15,000

152,456

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

159,500
71,000

151,854
602

Total direct program
Reimbursable program

156,000
78,880

249,880

245,500

-620
72,812

-15,000
45,144

-15,000

1,608

To carry out the activities for national grants or contracts with
public agencies and public or private nonprofit organizations under
paragraph (1)(A) of section 506(a) of title V of the Older Americans
Act of 1965, as amended, [$282,360,000] $267,395,000.
To carry out the activities for grants to States under paragraph (3)
of section 506(a) of title V of the Older Americans A c t of 196^ as
amended, [$79,640,000] $75,419,000. (Department of Labor Appropriations Act, 1990.)

Budget authority

224,648

280,024

230,500

40.00
40.00

COMMUNITY SERVICE EMPLOYMENT FOR OLDER AMERICANS

39.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

224,648

284,000
-3,976

230,500

224,648

280,024

230,500

151,836
18,399
-38,754
7,530

234,880
38,754
-76,992

230,500
76,992
-81,362

139,011

196,642

226,130

43.00
71.00
72.40
74.40
77.00
90.00

Apropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

Program and Financing (in thousands of dollars)
SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
Identification code

16-0175-0-1-504

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 National programs
00.02 State programs

268,183
75,641

278,470
78,543

267,395
75,419

10.00

343,824

357,013

342,814

343,824

357,013

342,814

Total obligations (object class 41.0)

Financing:
39.00 Budget authority
Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

343,824

362,000
-4,987

342,814

43.00

Appropriation (adjusted)

343,824

357,013

342,814

71.00
72.40
74.40
77.00

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

343,824
284,110
-302,268
-2,972

357,013
302,268
-321,846

342,814
321,846
-311,239

322,694

337,435

353,421

90.00

Outlays

This p r o g r a m provides part-time w o r k experience in c o m m u n i t y service activities to u n e m p l o y e d , low-income persons
a g e d 5 5 a n d o v e r a n d is f o r w a r d f u n d e d o n a J u l y t o J u n e
cycle. A p p r o x i m a t e l y 56,600 j o b o p p o r t u n i t i e s will b e p r o v i d e d
t h r o u g h J u n e 30, 1992.

[in thousands of dollars]
t authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays




1990 est.
280,024
196,642

1991 est.
230,500
226,130
-230,500
-180,800

224,648
139,011

280,024
196,642

45,330

Trade adjustment
assistance.—Adjustment
assistance including cash weekly benefits, training, j o b search and relocat i o n a l l o w a n c e s , is p a i d t o w o r k e r s a s a u t h o r i z e d b y t h e T r a d e
A c t o f 1974, a s a m e n d e d . F o r 1991, l e g i s l a t i o n w i l l b e p r o p o s e d
to t e r m i n a t e separate trade a d j u s t m e n t assistance activities.
Funds to continue benefits for those collecting them during
t h e w e e k o f S e p t e m b e r 30, 1990, w i l l b e p r o v i d e d i n t h e n e w
Worker Readjustment account.
Unemployment
assistance and payments under other
Federal
unemployment
programs.—Benefits
are paid to workers under
Public L a w 95-250, which expanded the R e d w o o d National
Park. Reimbursements from the Federal Emergency Managem e n t A g e n c y p r o v i d e F e d e r a l disaster u n e m p l o y m e n t assista n c e . F o r 1991, r e s o u r c e s f o r R e d w o o d b e n e f i t s w i l l b e b u d g eted in the n e w W o r k e r readjustment account.
Object Classification (in thousands of dollars)

FEDERAL UNEMPLOYMENT BENEFITS AND ALLOWANCES

For payments during the current fiscal year of benefits and payments as authorized by title II of Public Law 95-250, as amended, and
of trade adjustment benefit payments and allowances under part I,
and for training, for allowances for j o b search and relocation, and for
related State administrative expenses under part II, subchapter B,
chapter 2, title II of the Trade A c t of 1974, as amended,
[$284,000,000,] $230,500,000, together with such amounts as may be

1989 actual
224,648
139,011

Identification code 1 6 - 0 3 2 6 - 0 - 1 - 9 9 9
41.0
99.0
99.9

Direct obligations:
Grants, subsidies and contributions
Reimbursable obligations
Total obligations

1989 actual

1990 est

1991 est

151,854
602

234,880
15,000

230,500
15,000

152,456

249,880

245,500

DEPARTMENT OF LABOR
FEDERAL U N E M P L O Y M E N T BENEFITS A N D

in State salary compensation plans embracing employees of the State
generally over those upon which the State's basic allocation was
based, which cannot be provided for by normal budgetary adjustments
based on State obligations as of December 31, [ 1 9 9 0 ] 1991. (Department of Labor Appropriations Act, 1990.)

ALLOWANCES

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 1 6 - 0 3 2 6 - 2 - 1 - 9 9 9

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Trade adjustment assistance benefits
00.02 Trade adjustment assistance training

-159,500
-71,000

10.00

-230,500

Total obligations (object class 41.0)

Financing:
40.00 Budget authority (appropriation)

-230,500

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

-230,500
49,700

71.00
74.40
90.00

Outlays

-180,800

Legislation is proposed to t e r m i n a t e the T r a d e A d j u s t m e n t
Assistance ( T A A ) p r o g r a m b e g i n n i n g O c t o b e r 1, 1990. Workers,
adversely affected b y i m p o r t s will receive services t h r o u g h the
E c o n o m i c Dislocation a n d W o r k e r A d j u s t m e n t Assistance program under the new W o r k e r Readjustment account. U p o n
passage o f the proposed legislation, w o r k e r s collecting T A A
benefits d u r i n g the w e e k i n c l u d i n g S e p t e m b e r 30, 1990 w o u l d
c o n t i n u e to collect t h e b a l a n c e of their T A A entitlement.
R e s o u r c e s to f i n a n c e these benefits are included in the n e w
W o r k e r R e a d j u s t m e n t account.

STATE U N E M P L O Y M E N T INSURANCE A N D EMPLOYMENT

SERVICE

OPERATIONS

For activities authorized by the Act of June 6, 1933, as amended (29
U.S.C. 49-491-1; 39 U.S.C. 3202(a)(1)(E)); title III of the Social Security
Act, as amended (42 U.S.C. 502-504); necessary administrative expenses for carrying out 5 U.S.C. 8501-8523, and sections 225, 231-235
and 243-244, title II of the Trade Act of 1974, as amended; as authorized by section 7c of the Act of June 6, 1933, as amended, necessary
administrative expenses under sections 101(a)(15XH)(ii), 212(a)(14), and
216(g) (1), (2), and (3) of the Immigration and Nationality Act, as
amended (8 U.S.C. 1101 et seq.)[; and necessary administrative expenses to carry out the Targeted Jobs Tax Credit Program under
section 51 of the Internal Revenue Code of 1986, $22,000,000]
$23,100,000, together
with
not
to exceed
[$2,575,200,000]
$2,676,300,000 (including not to exceed [$3,000,000] $2,000,000 which
may be used for amortization payments to States which had independent retirement plans in their State employment service agencies
prior to 1980), which may be expended from the Employment Security
Administration account in the Unemployment Trust Fund, and of
which the sums available in the basic allocation for activities authorized by title III of the Social Security Act, as amended (42 U.S.C. 502504), and the sums available in the basic allocation for necessary
administrative expenses for carrying out 5 U.S.C. 8501-8523, shall be
available for obligation by the States through December 31, [1990,
and of which $19,148,000 of the amount which may be expended from
said trust fund shall be available for obligation for the period April 1,
1990, through December 31, 1990, for automation of the State activities under title III of the Social Security Act, as amended (42 U.S.C.
502-504 and 5 U.S.C. 8501-8523)] 1991, and of which [$20,800,000]
$21,700,000 together with not to exceed [$768,900,000] $700,900,000
of the amount which may be expended from said trust fund shall be
available for obligation for the period July 1, [ 1 9 9 0 ] 1991, through
June 30, [ 1 9 9 1 ] 1992, to fund activities under section 6 of the Act of
June 6, 1933, as amended, including the cost of penalty mail made
available to States in lieu of allotments for such purpose, [and of
which $12,500,000 of the amount which may be expended from said
trust fund shall be available for obligation for the period October 1,
1990, through June 30, 1991, for automation of the State activities
under section 6 of the Act of June 6, 1933, as amended,] and of which
[$193,468,000] $281,219,000 shall be available only to the extent
necessary to administer unemployment compensation laws to meet
increased costs of administration resulting from changes in a State
law or increases in the number of unemployment insurance claims
filed and claims paid or increased salary costs resulting from changes




A-875

EMPLOYMENT AND TRAINING A D H I I ^ I I O N - C o n t i n u e d

Program and Financing (in thousands of dollars)
Identification code

1989 actual

16-0179-0-1-999

Program by activities:
Direct program:
Unemployment compensation:
00.01
State operations
00.02
State integrity activities
00.03
National activities
00.04
Contingency
Employment service:
00.10
Allotments to States
00.11
National activities

1990 est.

1991 est.

1,257,256
247,517
5,917
190,785

1,357,695
285,120
6,366
281,219

744,585
49,789

767,574
81,152

764,929
46,400

1,648,045
3,391

00.91
01.01

Total direct program
Reimbursable program

2,445,810
1,535

2,550,201
5,000

2,741,729
5,000

10.00

Total obligations

2,447,345

2,555,201

2,746,729

-1,445
-2,423,145
-16,300
16,104

-5,000
-2,527,697
-16,104
15,600

-5,000
-2,719,304
-15,600
16,275

22,559

22,000

23,100

22,755
42,433
-81,112
-5,724

22,504
81,112
-81,078

22,425
81,078
-81,123

-21,648

22,538

22,380

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00

71.00
72.40
74.40
77.00
90.00

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays
NOTES

State integrity and contingency obligations for 1989 are included in State operations.
The amount in 1990 for offsetting collections from trust funds, which is set by the appropriation language above, was
reduced by P.L 99-177.

Unemployment
compensation.—State
operations a m o u n t s
provide administrative g r a n t s to State agencies w h i c h p a y
u n e m p l o y m e n t c o m p e n s a t i o n to eligible w o r k e r s a n d collect
State u n e m p l o y m e n t taxes f r o m employers. T h e s e agencies
also p a y u n e m p l o y m e n t benefits to f o r m e r Federal p e r s o n n e l
as well as trade a d j u s t m e n t assistance to eligible individuals.
Grants are also provided to upgrade State a u t o m a t e d systems
f o r b e n e f i t p a y m e n t s a n d collection of taxes. State integrity
activities p r o v i d e administrative grants to State agencies to
i m p r o v e the integrity a n d financial stability of t h e u n e m p l o y m e n t c o m p e n s a t i o n p r o g r a m t h r o u g h a quality c o n t r o l prog r a m and related activities designed to assess a n d r e d u c e
errors a n d p r e v e n t fraud, waste, and abuse in t h e p a y m e n t of
u n e m p l o y m e n t c o m p e n s a t i o n benefits a n d t h e collection of
u n e m p l o y m e n t taxes. N a t i o n a l activities relating to the Federal-State u n e m p l o y m e n t i n s u r a n c e p r o g r a m s are conducted
t h r o u g h contracts o r a g r e e m e n t s w i t h the State agencies. Cont i n g e n c y f u n d s are available o n l y to m e e t increases in the
costs of administration resulting f r o m changes in State law,
increases in the n u m b e r of c l a i m s filed and claims paid, or
increased salary costs caused b y c h a n g e s in State c o m p e n s a tion plans.
PROGRAM STATISTICS
Staff years
Basic workload (in thousands):
Employer tax accounts
Employee wage items recorded
Initial claims taken
Eligibility interviews
Weeks claimed

1988
actual
38,823

1989
estimate
40,326

1990
estimate1
41,769

1991
estimate1
42,022

5,472
378,159
17,454
4,459
112,350

5,588
439,365
16,486
7,067
110,602

5,627
447,114
18,120
7,711
120,678

5,758
458,070
17,892
9,723
116,677

A-876

S^s^S^^1-00"^^

THE BUDGET FOR FISCAL YEAR 1 9
91

General and special funds—Continued

Program and Financing (in thousands of dollars)

STATE UNEMPLOYMENT INSURANCE AND EMPLOYMENT SERVICE
OPERATIONS—Continued

Identification code 1 6 - 0 3 2 7 - 0 - 1 - 6 0 0

PROGRAM STATISTICS—Continued
1988
actual
6,522
913
101,213

Nonmonetary determinations
Appeals
Covered employment
1

1989
estimate
6,587
903
103,380

1990
1991
estimate1 estimate1
6,987
6,844
958
938
105,039
106,528

1990 and 1991 estimates include workload that can be financed from contingency funds.

Employment service.—The public employment service is a
nationwide system providing no-fee employment services to
individuals who are seeking employment and employers who
are seeking workers. State employment service activities are
financed by allotment to States distributed under a demographically based funding formula established under the
Wagner-Peyser Act, as amended. Employment service allotments are funded on a program year basis running from July
1 through June 30 of the following year.
Employment service activities serving national needs including interstate job listings, and labor certification of aliens
are conducted through specific reimbursable agreements between the States and the Federal Government under the
Wagner-Peyser Act, as amended. Funding is also provided in
1991 for amortization payments for States which had independent retirement plans prior to 1980 in their State employment service agencies. As a part of a program to improve the
quality of the American workforce, the Department has initiated an Employment Service review to examine its role in
increasing the efficiency of the labor market.
PROGRAM STATISTICS

1
2
3
4

1988
actual1
18,086

1989
estimate2
17,963

4,454
3,225

4,424
3,203

1990
estimate3
17,894
4,407
3,191

1991
estimate4
16,593
4,086
2,959

For the program year, July 1,1988-June 30,1989.
For the program year, July 1,1989-June 30,1990.
For the program year, July 1, 1990-June 30; 1991.
For the program year, July 1,1991-June 30,1992.

Program by activities:
Total obligations (object class 92.0)

21.40
24.40
25.00

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

40.00
71.00
90.00

Outlays

-68,148
33,000
13,513

-33,000

68,148
124,000

33,000

328,000

54,635

361,000

55,852

Relation of obligations to outlays:
Obligations incurred, net

361,000

55,852

Budget authority (appropriation)

54,635

54,635

361,000

ADVANCES TO THE EMPLOYMENT SECURITY ADMINISTRATION ACCOUNT
OF THE UNEMPLOYMENT TRUST FUND

Program and Financing (in thousands of dollars)

1989 actual

1990 est.

1991 est.

71.00
90.00

Direct obligations:
Communications, utilities, and miscellaneous charges...
Equipment
Grants, subsidies, and contributions

86,411
2,034
2,357,365

93,765

97,983

2,456,436

2,643,746

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

2,445,810
1,535

2,550,201
5,000

2,741,729
5,000

99.9

Total obligations

2,447,345

2,555,201

2,746,729

1989 actual

Identification code 1 6 - 4 5 1 0 - 0 - 4 - 6 0 3

39.00

23.3
31.0
41.0

Financing:
Unobligated balance available, start of year...,
Unobligated balance available, end of year

For repayable advances to the Unemployment Trust Fund as authorized by sections 905(d) and 1203 of the Social Security Act, as
amended, and to the Black Lung Disability Trust Fund as authorized
by section 9501(cXl) of the Internal Revenue Code of 1954, as amended; and for nonrepayable advances to the Unemployment Trust Fund
as authorized by section 8509 of title 5, United States Code, and to the
"Federal unemployment benefits and allowances" account, to remain
available until September 30, [1991, $33,000,000.] 1992, $328,000,000.
(Department of Labor Appropriations Act, 1990.)

1990 est.

-56,336
56,336

-56,336
56,336

1991 est.

-56,336
56,336

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays

This fund is available for advances to the Employment
Security Administration account in the Unemployment Trust
Fund under the provisions of section 901(e) of the Social Security Act. These repayable, interest-bearing advances permit
financing the Federal and State administrative costs of employment security programs when the balance in the Employment Security Administration Account is insufficient.

Trust Funds

ADVANCES TO THE UNEMPLOYMENT TRUST FUND AND OTHER FUNDS




55,852

This account provides advances to several other accounts to
pay unemployment compensation to eligible individuals under
various Federal and State unemployment compensation laws
whenever the balances in the funds prove insufficient. Advances made to the Federal employees compensation account
in the Unemployment trust fund and to the Federal unemployment benefits and allowances account are nonrepayable.
All other advances made to the Federal unemployment account and to the Extended unemployment compensation account (both in the Unemployment trust fund) are repaid, with
interest, to the general fund of the Treasury.
This account also provides repayable advances to the Black
Lung Disability Trust Fund for making payments from that
fund whenever its balances prove insufficient.

21.40
24.40

Object Classification (in thousands of dollars)
Identification code 1 6 - 0 1 7 9 - 0 - 1 - 9 9 9

10.00

1991 est.

1990 est.

Intragovernmental funds:

[In thousands]
Total applicants
Total placements:
Transactions
Individuals

1989 actual

GIFTS AND BEQUESTS

Program and Financing (in thousands of dollars)
Identification code 1 6 - 8 1 3 1 - 0 - 7 - 5 0 4

10.00

1989 actual

Program by activities:
Total obligations (object class 25.0)

Financing:
21.40 Unobligated balance available, start of year

1990 est.

1991 est.

10
- 7

10

- 7

- 7

DEPARTMENT OF LABOR
24.40
60.00

71.00
90.00

EMPL0YMENT

Unobligated balance available, end of year

A-877

AD T A I G
N R NN
,

vances from the fund when their balances in the fund are
insufficient to pay benefits. The fund may receive repayable
advances from the general fund when it has insufficient balances to make advances to States or to pay the Federal share
of extended benefits.

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net

REPAYABLE ADVANCES FROM THE GENERAL FUND TO THE UNEMPLOYMENT
TRUST FUND

Outlays

This schedule covers miscellaneous contributed funds received by gift or bequest and used in carrying out the responsibilities of the Secretary of Labor, the National Commission
for Employment Policy, and the President's Committee on
Employment of People with Disabilities.

[In thousands of dollars]

1990 estimate
Outstanding advances, beginning of year..
Advances repaid

1991 estimate

1,932,000
-1,932,000

Outstanding advances, end of year
ADVANCES FROM THE UNEMPLOYMENT TRUST FUND TO THE STATES

UNEMPLOYMENT TRUST F U N D

[In thousands of dollars]

Program and Financing (in thousands of dollars)
Identification code

20-8042-0-7-999

1989 actual

Program by activities:
Federal-State unemployment insurance:
Withdrawals:
00.01
Benefit payments by States
00.02
Federal employees' unemployment compensation
00.03
State administrative expenses
Federal administrative expenses:
00.10
Direct expenses
00.11
Reimbursements to the Department of the
Treasury
00.20
Veterans employment and training
00.21
Interest on refunds
00.22
Repayment of advances from general fund
Railroad unemployment insurance:
00.30
Withdrawals by Railroad Retirement Board
for benefit payments
00.31
Administrative expenses
10.00

1991 est.

781,517

599,517

16,093,602

16,433,684

300,418
2,577,363

403,000
2,563,276

340,000
2,782,371

54,235

58,585

58,781

112,097
153,970
11,997
1,932,000

89,999
160,938
11,600

92,593
161,514
9,800

87,579
13,863

104,900
14,100

104,800
16,457

19,500,000

20,000,000

-179,042
-44,994,142

-192,320
-51,680,864

179,042
44,994,142

192,320
51,680,864

208,520
57,064,664

25,506,799

26,200,000

25,400,000

18,719,328

19,500,000

20,000,000

-25,913
36,812

-36,812
36,812

-36,812
36,812

19,500,000

20,000,000

Transfers to other accounts

1991 est.
25,400,000
20,000,000

Cash income during the year:
Government receipts:
State unemployment taxes
Federal unemployment tax collections
Deposits by Railroad Retirement Board
Proposed Legislation
Intrabudgetary transactions:
Interest and profits on investments
Collections from Federal agencies

-2,188,870
-36,197,465
622

1991 estimate
599,517
-186,000
413,517

State payroll taxes pay for all regular State benefits.
During periods of high State unemployment, extended benefits, financed one-half by State payroll taxes and one-half by
the Federal unemployment payroll tax, are also paid. The
Federal tax pays the costs of Federal and State administration of unemployment insurance and veterans employment
services and 97% of the costs of the employment service.
The Federal employees compensation account provides
funds to States for unemployment compensation benefits paid
to eligible former Federal civilian personnel, Postal Service
employees, and ex-servicemembers. Benefits paid are reimbursed to the Federal employees compensation account by the
various Federal agencies. Any additional resources necessary
to assure that the account can make the required payments to
States will be provided from the Advances to the Unemployment Trust Fund and Other funds account.
Both the benefit payments and administrative expenses of
the separate unemployment insurance program for railroad
employees are paid from the unemployment trust fund and
receipts from the tax on railroad payrolls are deposited in the
fund to meet expenses.

13,475,806

18,730,227

Budget authority (appropriation) (permanent, indefinite)

1990 estimate
781,517
-182,000

Outstanding advances, end of year

18,719,328

Total obligations

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
22.40 Unobligated balance transferred, net
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

1990 est.

1,150,297
-368,780

Outstanding advances, beginning of year
Advances repaid

STATUS OF FUNDS

1

[In thousands of dollars]

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
74.10 Receivables in excess of obligations, end of year

71.00
72.10

90.00

Outlays

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual 1990 est.
25,506,799 26,200,000
18,730,227 19,500,000

-4,700

Balance of fund, start of year

Total annual income
25,506,799
18,730,227

26,200,000
19,500,000

25,395,300
20,000,000

The financial transactions of the Federal-State and railroad
unemployment insurance systems are made through the Unemployment Trust Fund. All State and Federal unemployment tax receipts are deposited in the trust fund and invested
in Government securities until needed for benefit payments
or administrative costs. States may receive repayable ad


Unexpended balance, start of year:
Cash
U.S. securities (par)

Cash outgo during the year:
Federal-State unemployment insurance:
State unemployment benefits
Federal unemployment benefits
State administrative expenses
Federal administrative expenses:
Direct expenses
Reimbursements to the Department of Treasury
Interest on refunds of taxes
Repayment of advances from general fund

1989 actual 1990 est.
2,162,957
142,230
36,197,465 44,994,142

1991 est.
155,509
51,680,864

38,360,422

45,136,372

51,836,373

17,292,022
4,455,583
201,008

16,409,000
5,295,000
214,000

16,294,000
4,455,000
196,000
-4,700

3,315,299
242,887

3,916,000
366,000

4,083,000
372,000

25,506,799

26,200,000

25,395,300

13,488,154
300,418
2,708,786

16,093,000
403,000
2,705,901

16,432,000
340,000
2,925,436

71,768
112,097
11,997
1,932,000

76,610
89,991
11,600

77,214
92,593
9,800

-622

A-878

" EMPLOYMENT AND TRAINING ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

UNEMPLOYMENT TRUST FUND—Continued
STATUS OF FUNDS

LABOR-MANAGEMENT

Continued

Federal Funds

[In thousands of dollars]
Railroad unemployment insurance:
Railroad unemployment benefits
Administrative expenses

General and special funds:
90,006
15,001

104,900
14,998

104,800
18,157

Total annual outgo

18,730,227

19,500,000

20,000,000

expended balance, end of year:
Cash
U.S. securities (par)

142,230
44,994,142

155,509
51,680,864

167,009
57,064,664

45,136,372

51,836,373

57,231,673

Balance of fund, end of year
1

SALARIES AND EXPENSES

For
necessary
expenses
for
Labor-Management
Services,
[$75,207,000, of which $6,400,000 for a pension plan data base shall
remain available until September 30, 1991: Provided, That of the
amount appropriated by Public Law 100-202 for a pension plan data
base, up to $1,500,000 of unobligated balances as of September 30,
1989 shall remain available for such pension plan data base until
September 30, 1 9 9 0 ] $90,051,000. (18 U.S.C. 664, 1027, 1954; 29 U.S.C.
301-401, 1001-1144; 50 U.S.C. App 459; Department of Labor Appropriations Act, 1990.)

Includes effect of proposed legislation.

Program and Financing (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 2 0 - 8 0 4 2 - 0 - 7 - 9 9 9

25.0
25.0
25.0
25.0
41.0

42.0
42.0
43.0
92.0

93.0
93.0
99.9

Other services:
Employment and Training Administration
Departmental management
Payments to States for administrative expenses
Reimbursements to the Department of the Treasury ..
Grants, subsidies, and contributions: Railroad unemployment benefits
Insurance claims and indemnities:
Federal unemployment benefits
State unemployment benefits
Interest and dividends
Undistributed: Repayment of advances from the general
fund
Administrative expenses:
Railroad unemployment insurance administrative fund..
Veterans employment and training

1989 actual

Identification code 1 6 - 0 1 0 4 - 0 - 1 - 5 0 5
1990 est.

1991 est.

48,320
5,915
2,577,363
112,097

53,114
5,471
2,563,276
89,999

54,301
4,480
2,782,371
92,593

87,579

104,900

104,800

300,418
13,475,806
11,997

403,000
16,093,602
11,600

340,000
16,433,684
9,800

1,932,000
13,863
153,970

14,100
160,938

16,457
161,514

18,719,328

Total obligations

SERVICES

19,500,000

00.01
00.02
00.03
10.00

Program by activities:
Labor-management relations and cooperative programs....
Labor-management standards
Pension and welfare benefit program
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00
40.00
40.00
40.00

20,000,000

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-166
Reduction pursuant to P.L. 99-177

1989 actual

1990 est.

1991 est.

5,675
24,795
45,771

5,785
25,108
47,997

5,923
26,051
58,077

76,241

78,890

90,051

-10,667
4,941
1,667

-4,941

72,182

73,949

90,051

72,182

75,207
-1,000
-258

90,051

(Proposed for later transmittal, proposed legislation)

Appropriation (adjusted)

72,182

73,949

90,051

71.00
72.40
74.40
77.00

UNEMPLOYMENT TRUST FUND

43.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

76,241
17,903
-21,785
-895

78,889
21,785
-26,747

90,051
26,747
-28,980

73,927

87,818

90.00

Outlays

71,464

Program and Financing (in thousands of dollars)
Identification code 2 0 - 8 0 4 2 - 2 - 7 - 9 9 9

1989 actual

1990 est.

1991 est.

24.40

Financing:
Unobligated balance available, end of year

-4,700

40.00

Budget authority (appropriation)

-4,700

71.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Outlays

U n d e r current law, public c o m m u t e r railroads reimburse
the trust fund for the actual u n e m p l o y m e n t and sickness
insurance costs of their employees. This railroad unemploym e n t insurance proposal w o u l d e x t e n d such t r e a t m e n t to cale n d a r y e a r 1991 a n d b e y o n d a n d w o u l d t r e a t A m t r a k l i k e
other public commuter railroads under the Railroad unemp l o y m e n t and sickness insurance programs.

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
Department of Health and Human Services: Family Support Administration: "Work
Incentives"
Department of Education: Office of Vocational and Adult Education: "Vocational and
Adult Education"
Federal Emergency Management Agency: "Disaster Relief'




Labor-management
relations
and cooperative
programs.—
Promotes labor-management cooperation. Certifies labor protection provisions in applications for D e p a r t m e n t of Transportation grants. Decides worker claims of violations of these
provisions. Reviews determinations of eligibility for w o r k e r
b e n e f i t s u n d e r t h e R e d w o o d N a t i o n a l P a r k A c t o f 1978.
Transportation grant certifications
Redwood health and welfare pension claims

1989 actual
849
585

1990 est.
950
535

1991 est.
950
435

Labor-management
standards.—Collects
and discloses union
constitutions and financial records. Audits union financial
records and investigates instances of possible abuse of funds.
Conducts reruns of union elections after court determinations
that elections were not conducted according to union constitutions.
Reports processed
Investigations, field audits, and elections

1989 actual
48,345
5,486

1990 est.
55,000
6,245

1991 est.
55,000
6,580

Pension and welfare benefit program.—Investigates
activities of pension a n d w e l f a r e plans, i n c l u d i n g t h e p l a n established b y the Federal Employees' Retirement System Act, to
ensure c o m p l i a n c e with statutory fiduciary standards. Issues
interpretive rules, regulations a n d e x e m p t i o n s u n d e r t h e statutory fiduciary standards a n d issues advisory opinions to
assist c o m p l i a n c e . C o n d u c t s r e s e a r c h t o assist in d e v e l o p i n g
national economic and retirement i n c o m e policy. Collects and
discloses private pension plan descriptions a n d financial reports.

1989 actual
1,359,446

Reports processed
Exemptions, variances, determinations, interpretations, and regulations issued
Plan reviews and investigations conducted

1990 est
1,200,000

2,219
1,772

2,517
2,657

1991 est
1,200,000
2,526
4,178

Object Classification (in thousands of dollars)
Identification code 1 6 - 0 1 0 4 - 0 - 1 - 5 0 5

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

34,545
1,155
558

37,275
198
259

42,821
204
271

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

36,258
5,871
42
2,521
83
5,300
939
724
22,540
599
957
3
386
18

37,732
6,100

43,296
7,001

2,235
77
5,563
845
442
25,008
298
372

2,850
130
6,197
916
480
26,997
384
1,750

218

50

76,241

78,890

90,051

99.9

A-879

,
P N , N B N F G AA T
E S0 E ET URNY

DEPARTMENT OF LABOR

Total obligations

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds: Interest on Government securities
Non-Federal sources:
14.00
Premium income
14.00
Other income
14.00
Benefit payment reimbursements
14.00
Reimbursements from trust fund
Unobligated balance available, start of year-.
21.47
Authority to borrow
21.90
Treasury balance
21.91
U.S. securities: Par value
Unobligated balance available, end of year:
24.47
Authority to borrow
24.90
Treasury balance
24.91
U.S. securities: Par value
39.00

828,925

594,737

-71,696

-85,264

-116,676

-623,604
-114
-487,906
-6,735

-637,857
-657
-553,829
-28,053

-645,425
-758
-268,000
-28,459

-100,000

-100,000
-67,855
-907,949

-100,000
-1,452,539

100,000
67,855
907,949

100,000

100,000

1,452,539

1,917,120

-410,215

-476,736

-464,581

-565,590

Budget authority

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
72.91 Obligated balance, start of year-. U.S. securities:
Par value
74.10 Receivables in excess of obligations, end of year
74.91 Obligated balance, end of year: U.S. securities:
Par value
71.00
72.10

90.00

779,841

Outlays..

-67,425
163,567

193,727
67,425
-163,567

-164,817

-707,728

-465,831

-149,062

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,002

991

1,101

975
10

996
10

1,106
10

PENSION BENEFIT GUARANTY CORPORATION

Status of Direct Loans (in thousands of dollars)
Identification code 1 6 - 4 2 0 4 - 0 - 3 - 6 0 1

1111
1131
1150

Position with respect to limitation on obligations:
1 imitation on direct loans
Direct loan obligations exempt from limitation
Total direct loan obligations

1989 actual

1990 est.

1991 est.

242

276

94

242

276

94

2,867
242

3,109
276

3,385
94

3,109

3,385

3,479

Federal Funds
Public enterprise funds:

1210
1231

PENSION BENEFIT GUARANTY CORPORATION FUND

The Pension Benefit Guaranty Corporation is authorized to make
such expenditures, including financial assistance authorized by section 104 of Public Law 96-364, within limits of funds and borrowing
authority available to such Corporation, and in accord with law, and
to make such contracts and commitments without regard to fiscal
year limitations as provided by section 104 of the Government Corporation Control Act, as amended (31 U.S.C. 9104), as may be necessary
in carrying out the program through September 30, [ 1 9 9 0 ] 1991, for
such Corporation: Provided, That not to exceed
[$42,301,000]
$42,669,000 shall be available for administrative expenses of the Corporation: Provided further, That contractual expenses of such Corporation for legal and financial services in connection with the termination of pension plans, for the acquisition, protection or management,
and investment of trust assets, and for benefits administration services shall be considered as non-administrative expenses for the purposes hereof, and excluded from the above limitation. (Department of
Labor Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 6 - 4 2 0 4 - 0 - 3 - 6 0 1

1989 actual

1990 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Administrative expenses
00.02
Other contractual services
00.03
Benefit payments

39,761
22,009
716,646

41,551
28,053
756,771

42,219
28,459
521,809

00.91

778,416

826,375

592,487

159
1,266

750
1,800

450
1,800

1,425

2,550

2,250

01.01
01.02
01.91

Total operating expenses
Capital investment:
Purchase of equipment
Financial assistance
Total capital investment




1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Outstanding, end of year

This wholly owned g o v e r n m e n t corporation administers prog r a m s o f m a n d a t o r y i n s u r a n c e to p r e v e n t loss o f pension benefits u n d e r c o v e r e d private, defined-benefit pension plans if
s i n g l e - e m p l o y e r p l a n s t e r m i n a t e o r if m u l t i e m p l o y e r p l a n s a r e
unable to pay benefits. Terminated plans are taken over by
the Corporation. T h e Corporation assumes control of their
assets, a d m i n i s t e r s t h e m in a trust f u n d h e l d in a p r i v a t e
bank, and takes responsibility for paying benefits. T h e Corporation also provides repayable assistance to insolvent multiemployer plans w h e n necessary to pay benefits and to forestall t e r m i n a t i o n a n d s u b s e q u e n t C o r p o r a t i o n responsibility to
pay benefits.
Plans terminated during year:
With sufficient assets
With insufficient assets
Government trusteeships at end of year
Regulations issued

1989 actual
8,877
60
1,441
5

1990 est.
9,000
80
1,521
4

1991 est.
9,000
80
1,601
4

Administrative
expenses
subject
to
limitation.—Provides
case processing, benefits administration, resource management, legal support, public information, executive direction,
and other support functions.
Other contractual
services.—These
contracts provide for
needed but unpredictable costs related to benefits p a y m e n t
services, investment m a n a g e m e n t , and legal a n d financial
services arising f r o m pension plan terminations.
Benefit payments.—Checks
are issued w h e n due to pay plan
participants and other beneficiaries in plans w h i c h h a v e terminated.

A-880

PENSION BENEFIT GUARANTY CORPORATION-Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991
Total estimated expenses

PENSION BENEFIT GUARANTY CORPORATION FUND—Continued
1989 actual
Payees in Government trusteeships receiving monthly benefits
from the Corporation

1990 est

166,000

242,978

539,454

587,387

Net operating income or loss, total

Public enterprise funds—Continued

461,629

184,324

175,472

1991 est

186,000

Financial Condition (in thousands of dollars)

147,000

Financial assistance.—If multiemployer-sponsored plans

become insolvent, the Corporation gives repayable loans to
enable the plans to continue paying benefits. Financial assistance to an insolvent plan is made only after the plan takes a
series of prescribed steps to place the plan on a sound financial basis.
Financing.—The primary source of financing is a per capita
annual premium paid by sponsors of ongoing covered plans,
which varies according to the plans' funding level. Other
sources of financing include assets from terminated plans,
investment income, and amounts due the Corporation from
the sponsors of terminating plans. Also, the Corporation is
authorized to borrow up to $100 million from the U.S. Treasury.
Operating results.—The following tables show the status of
the Corporation's trust funds and the Corporation's operating
results.
STATUS OF TRUST FUNDS
[In thousands of dollars]
Assets:
1988 actual
Cash
4
Investments
2,081,880
Receivables:
Due from Pension Benefit Guaranty Corporation
3,484,251
Due from employers—terminated plans
1,289,165
Due from employers—pending terminations
Assets of pretrusteed plans
53,967
Assets of plans pending termination
121,153
Other assets
10,505

Total liabilities

1991 est.
274
2,115,169

2,002,012
383,236
4,280
48,118
243,091
7,998

2,277,499
377,095

2,567,545
374,115

158,857

114,022

7,998

7,998

4,288,339

4,724,584

6,801,814

3,758,542

4,684,268

489,480
40,317

40,316
4,724,584

5,179,123

430
1,615,676
13,551
13,200
848
6,271

430
2,081,507
12,792
13,329
773
7,123

812,858

1,187,901

1,649,976

2,115,954

150,094
73,197

155,709
10,754

153,924
12,343

155,378
12,268

3,321,083

1,756,715

2,277,499

2,567,545

97,300
11,231
1,236

242,109
10,933
1,340

10,205
1,340

9,286
1,340

3,654,141

2,177,560

2,455,311

2,745,817

10,023

24,033

10,500

10,500

565,590
100,000
-100,000
-3,416,896

975,804
100,000
-100,000
-1,989,496

1,452,539
100,000
-100,000
--2,268,374

1,917,119
100,000
-100,000
-2,557,482

-2,841,283

-989,659

-805,335

-629,863

Total assets

Total liabilities

[In thousands of dollars]
Liability, beginning of year
Liability incurred due to plan terminations
(New liabilities assumed)
(Plan assets acquired)
(Recoveries from employers, net)
Operating loss of trust fund
Benefit payments
Adjustment to prior year
Liability, end of year

3,321,083
29,299
69,814
-41,972
1,457
35,982
- 228,741
-1,400,908
1,756,715

1990 est.
1,756,715
579,089
1,098,000
-474,116
-44,795
146,094
- 204,399

1991 est.
2,277,499
360,555
651,000
-243,409
-47,036
183,301
- 253,809

2,277,499

2,567,545

Revenue and Expense (in thousands of dollars)
1989 actual
Revenue:
Premium income....
Investment income.
Other income
Total estimated income.
Expenses:
Net operating loss or gain ( - ) , trust fund
Net liability incurred due to plan terminations
Provision for pending terminations (net)
Change in allowance for uncollectable financial assistance
Administrative expenses

Government equity:
Selected equities:
Unexpended balances:
Undelivered orders
Unobligated balance:
Fund balance
Authority to borrow
Unused borrowing authority
Invested capital
Total Government equity

Object Classification (in thousands of dollars)
1989 actual

Identification code 1 6 - 4 2 0 4 - 0 - 3 - 6 0 1

CHANGE IN CORPORATION'S LIABILITY UNDER TERMINATED PLANS




430
907,949
15,664
257,922
598
5,338

40,317

4,288,339

25.0
33.0
41.0
42.0
93.0

Other contractual services
Investments and loans
Grants, subsidies, and contributions
Insurance claims and indemnities
Administrative expenses (see separate schedule)

1991 est.

1990 est.

22,009
242
1,024
716,646
39,920

28,053
276
1,524
756,771
42,301

28,459
94
1,706
521,809
42,669

99.0

Subtotal obligations, revolving accounts

779,841

828,925

594,737

99.9

Total obligations

779,841

828,925

594,737

520

562

562

537
6

546

546

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

6

6

LIMITATION ON ADMINISTRATIVE EXPENSES

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
1989 actual

623,604
80,326
677

637,857
85,264
657

645,425
116,676
758

704,607

723,778

762,859

Program by activities:
Administrative expenses subject to limitation
Purchase of equipment

35,982
29,298
133,896

146,094
579,089
-242,109

183,301
360,555

Total obligations
Financing:
Limitation
Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year

726
43,076

1991 est.

1990 est.

1989 actual

-4,145
763,461
7,035
39,588
2,387
4,532

Liabilities:
Selected liabilities:
Unearned premiums
Accounts payable
Net liability incurred—terminated
plans
Estimated liability for pending terminations
Reserve for financial assistance
Accrued annual leave

5,138,806

218,453
20,658

Assets:
Selected assets:
Fund balance with U.S. Treasury
U.S. securities: Par value
Adjustment to market value
Accounts receivable
Equipment (net)
Loans to plans (net)

5,179,123

7,040,925

Liabilities:
Estimate of future benefits—terminated plans....
Estimate of future benefits—pending terminations (net)
Other liabilities

1990 est
274
1,902,861

7,040,925

Total assets

1989 actual
274
1,599,330

1988 actual

796
55,584

787
42,744

1990 est.

1991 est.

39,761
159

41,551
750

42,219
450

39,920

42,301

42,669

39,920

42,301

42,669

39,920
8,321

42,301
8,321

42,669
8,321

DEPARTMENT OF LABOR
Obligated balance, end of year

-8,321

-8,321

-8,321

39,920

Outlays

42,301

42,669

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1989 actual
18,341
649
687

72.40
74.40
77.00
90.00

Object Classification (in thousands of dollars)
Identification code 1 6 - 4 2 0 4 - 0 - 3 - 6 0 1

A-881

EMPLOYMENT STANDARDS

1990 est.
20,106
714
538

1991 est.
20,446
726
547

Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

33,763
-35,805
-1,343

40,476
-45,330

210,720

Outlays

35,805
-40,476
211,630

216,453

NOTES
Excludes $204 thousand in budget authority in 1991 for activities transferred to Departmental Management, Salaries and
expenses. Comparable amounts for 1989 ($187 thousand) and 1990 ($194 thousand) are included above.
The amount in 1990 for offsetting collections from trust funds, which is set by the appropriation language above, was
reduced by Public Law 99-177.

Enforcement of wage and hour standards.—The Wage and
Hour Division works to obtain compliance with the minimum
wage, overtime, child labor, and other employment standards
under the Fair Labor Standards Act, Migrant and Seasonal
Agricultural Worker Protection Act, certain provisions of the
Immigration Reform and Control Act, and the wage garnishment provisions in title III of the Consumer Credit Protection
Act. Prevailing wages are determined and employment stand-42,301
-39,920
-42,669
ards enforced under various Government contract wage standards. In 1991, approximately 395,000 persons are expected to
99.0
Total administrative expenses.
be aided under the Fair Labor Standards Act through assessing employers for underpayments and securing agreements to
pay the workers. Through the special minimum wage program, 410,000 persons will be aided by certificates issued and
EMPLOYMENT STANDARDS ADMINISTRATION
employment authorized. In Government contract compliance
Federal Funds
actions, 48,700 persons will be aided through assessing employers for underpayments and securing agreements to pay
General and special funds:
the workers. Under the Migrant and Seasonal Agricultural
SALARIES AND EXPENSES
Worker Protection Act program, approximately 146,000 perFor necessary expenses for the Employment Standards Administra- sons will be aided through enforcement of employment standtion, including reimbursement to State, Federal, and local agencies ards for migrant and seasonal agricultural workers. In the
and their employees for inspection services rendered, [$218,322,000]
course of all on-site investigations, compliance officers will
$221,307,000, together with [$1,019,000] $1,016,000 which may be
expended from the Special Fund in accordance with sections 39(c) and routinely check for employer compliance with the eligibility
44(j) of the Longshore and Harbor Workers' Compensation Act. (5 recordkeeping requirements of the Immigration Reform and
U.S.C. 8101-50, 8171(a)(2); 8 U.S.C. 1101(a), 1184(c), 1324; 15Control Act. About 2,350 investigations will be conducted to
U.S.C.
1671-77; 20 U.S.C. 951-63; 29 U.S.C. 31-42, 201-19, 251-62, 553, 793;
ensure compliance with homeworker employment restrictions.
1802, 1813(a), 2001 et. seq.; 30 U.S.C. 934, 934a; 33 U.S.C. 901-50; 38 Wage and Hour Division will continue to provide enforceThe
U.S.C. 2012; 40 U.S.C. 267a, 267c; 41 U.S.C. 35-45, 328-33, 351-57; 42 of the Employee Polygraph Protection Act of 1988.
ment
U.S.C. 1651-54, 1701-17, 2000e nt.; 43 U.S.C. 1333(c); title 36 of the
Federal contractor EEO standards enforcement.—The Office
District of Columbia Code; 59 Stat. 1263; 64 Stat 1268; Executive Order
11136 of January 3, 1964; Department of Labor Appropriations of Federal Contract Compliance Programs (OFCCP) works to
Act,
ensure nondiscrimination in employment on Federal con1990.)
tracts. It is responsible for conducting compliance activities to
assure that Federal contractors take affirmative action in the
Program and Financing (in thousands of dollars)
hiring and promotion of minorities and women under the
Identification code 1 6 - 0 1 0 5 - 0 - 1 - 5 0 5
1989 actual
1990 est.
1991 est.
authority of Executive Orders 11246 and 11375. Administration of affirmative action provisions of the Rehabilitation Act
Program by activities:
of 1973, relating to the hiring and promotion of physically and
Direct program:
mentally handicapped individuals, is included in this activity.
00.01
Enforcement of wage and hour standards
88,955
90,839
93,017
00.02
Federal contractor EEO standards enforcement
51,736
53,045
53,645
Also included is the administration of the Vietnam Era Veter00.03
Federal programs for workers' compensation
88,893
87,434
89,925
ans Readjustment Assistance Act providing for affirmative
00.04
Executive direction and support services
15,019
14,655
14,787
action by Federal contractors to employ and advance in em00.91
ployment disabled veterans and veterans of the Vietnam era.
Total direct program
244,603
245,973
251,374
01.01 Reimbursable program
1,433
1,579
1,275
In 1991, about 6,150 compliance reviews and 1,085 complaint
investigations will be conducted. During these reviews and
10.00
Total obligations
246,036
247,552
252,649
investigations, employer compliance with the Immigration
Financing:
Reform and Control Act will be checked regarding hiring only
Offsetting collections from-.
legally authorized workers. A total of 5,679 other compliance
13.00
Trust funds
-30,367
-29,651
-30,067
14.00
Non-Federal sources
actions will be conducted with respect to contractor employ-1,564
-1,600
-1,275
21.40 Unobligated balance available, start of year
-3,171
ment practices.
25.00 Unobligated balance lapsing
981
Federal programs for workers' compensation.—Under this
27.00 Reduction pursuant to P.L. 99-177
21
income maintenance activity, the Employment Standards Ad39.00
Budget authority
216,322
211,915
221,307
ministration administers the Federal Employees' Compensation Act, the Longshore and Harbor Workers' Compensation
Budget authority:
Act, and the benefit provisions of the Federal Mine Safety
40.00 Appropriation
211,915
218,322
221,307
40.00 Reduction pursuant to P.L. 101-166
-2,000
and Health Act of 1977. These programs insure that eligible
disabled and injured workers or their survivors receive com43.00
Appropriation (adjusted)
211,915
216,322
221,307
pensation and medical benefits and a range of services including rehabilitation, supervision of medical care, and technical
Relation of obligations to outlays-.
and advisory counseling to which they are entitled. Technical
71.00 Obligations incurred, net
214,105
216,301
221,307
11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
93.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Administration expenses included in schedule for fund as
a whole




19,677
2,889
329
23
4,798
154
10,226
377
1,447

21,358
3,225
492
45
5,658
176
10,205
477
665

21,719
3,272
559
26
6,024
178
9,168
482
1,241

A-882

F ea? E3- F S S ADM,N,S7RAT,0N-{*NTINUED
S r ?ur IS E D

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

Program and Financing (in thousands of dollars)

SALARIES AND EXPENSES—Continued

Identification code 1 6 - 1 5 2 1 - 0 - 1 - 6 0 0

a s s i s t a n c e is p r o v i d e d t o t h e S t a t e s t o u p g r a d e t h e i r w o r k e r s '
compensation laws.
Executive
direction and support services.—This
activity includes planning, personnel management, financial managem e n t , a n d F e d e r a l / S t a t e liaison p r o g r a m s , m a n a g e m e n t systems implementation, and data processing operations. Major
g o a l s i n 1991 w i l l i n c l u d e i m p l e m e n t i n g f i n a n c i a l m a n a g e m e n t initiatives; c o n t i n u e d efforts to eliminate internal fraud,
waste, and m i s m a n a g e m e n t ; the improvement of m a n a g e m e n t
information, automated data processing, and program and
fiscal accountability; a n d legislative a n d regulatory improvements.

11.1
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
42.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

140,520

146,346

139,741
24,532
141
7,365
277
16,657
3,416
972
43,958
1,757
5,766
21

140,520
25,620
156
6,909
589
17,171
3,869
931
46,903
1,688
1,617

146,346
25,691

245,973
1,579

251,374
1,275

246,036

Subtotal, direct obligations
Reimbursable obligations

139,250
491

244,603
1,433

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

247,552

252,649

4,236

4,178

4,182

4,192
12

4,043

4,053

6J20
272
18,030
4,045
970
45,856
1,759
1,685

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

SPECIAL BENEFITS
(INCLUDING TRANSFER OF FUNDS)

For the payment of compensation, benefits, and expenses (except
administrative expenses) accruing during the current or any prior
fiscal year authorized by title V , chapter 81 of the United States
Code; continuation of benefits as provided for under the head "Civilian W a r Benefits" in the Federal Security Agency Appropriation Act,
1947; the Employees' Compensation Commission Appropriation Act,
1944; and sections 4(c) and 5(f) of the W a r Claims A c t of 1948 (50
U.S.C. App. 2012); and 50 per centum of the additional compensation
and benefits required by section 10(h) of the Longshore and Harbor
Workers'
Compensation
Act,
as
amended,
[$255,000,000]
$322,000,000\ together with such amounts as m a y be necessary to be
charged to the subsequent year appropriation for the payment of
compensation and other benefits for any period subsequent to [ S e p t e m b e r ] June 15 of the current year: Provided, That balances of
reimbursements from Federal government agencies unobligated on September 30, 1990, shall remain available for the payment of compensation, benefits, and expenses through September 30, 1991: Provided further, That in addition there shall be transferred from the Postal
Service fund to this appropriation such sums as the Secretary of
Labor determines to be the cost of administration for Postal Service
employees through September 30, [ 1 9 9 0 . ] 1991. (5 U.S.C. 8147; 819193; 33 U.S.C. 901, 944(a); 42 U.S.C. 1701; 50 U.S.C. 2001-3013; Department of Labor Appropriations Act, 1990.)




10.00

Program by activities:
Federal Employees' Compensation Act benefits....
Longshore and harbor workers' compensation
benefits
Total obligations (object class 42.0)

Financing:
Offsetting collections from:
11.00
Federal funds
15.00
Off-budget Federal accounts
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Object Classification (in thousands of dollars)
Identification code 1 6 - 0 1 0 5 - 0 - 1 - 5 0 5

00.01
00.02

40.00
40.20
40.30
43.00

Budget authority
Budget authority:
Appropriation
Appropriation available from subsequent year
Appropriation available in prior year
Appropriation (adjusted)

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of
year
72.40 Obligated balance, start of year: Treasury balance
74.10 Receivables in excess of obligations, end of year
74.40 Obligated balance, end of year: Treasury balance
77.00 Adjustments in expired accounts
71.00
72.10

90.00

Outlays

} actual

1990 est.

1,356,606

1,482,025

1991 est.

1,609,000

4,000

4,000

1,360,768

1,486,025

1,613,000

-1,062,793

-1,197,000
-331,000
236,000

-979,000
-364,000
-236,000
263,000

297,975

194,025

297,000

255,000
85,975
-43,000

255,000
25,000
-85,975

322,000
-25,000

297,975

194,025

297,000

297,974

-41,975

270,000

4,162

-236,000
1,540
-253
-1,103
298,158

253
236,000
-253

253
263,000
-253

194,025

297,000

Federal Employees'
Compensation
Act
benefits.—Currently,
a p p r o x i m a t e l y 54,600 c l a i m a n t s a r e r e c e i v i n g l o n g - t e r m c o m pensation benefits for job-related injuries, diseases, or deaths,
as specified in the Federal Employees' Compensation A c t
( F E C A ) a n d its e x t e n s i o n s . P e r t i n e n t m e d i c a l bills a r e p a i d f o r
c o m p e n s a b l e injuries. C o m p e n s a t i o n benefits are paid w h e n
t h e i n j u r y causes loss o f j o b time. W o r k e r s s u f f e r i n g n o n c o n troverted, traumatic injuries continue in full p a y status for a
p e r i o d n o t t o e x c e e d 45 days, p a i d b y t h e e m p l o y i n g a g e n c y
rather than through this account. A l l medical costs associated
with these continuation-of-pay claims are e x a m i n e d and paid
b y t h e F E C A p r o g r a m . I n a d d i t i o n , t h e F E C A p r o g r a m is
responsible for claims e x t e n d i n g b e y o n d 45 days, all n o n t r a u m a t i c injuries a n d controverted claims, medical costs associated with the above, and the review of the agency-paid continuation-of-pay claims. Costs to this account are subsequently
charged b a c k to the e m p l o y i n g agency.

FEDERAL EMPLOYEES' COMPENSATION WORKLOAD
Wage-loss claims received
Commpensation and medical payments
Cases received
Periodic roil cases

1989 actual
20,396
1,962,062
173,282
54,299

1990 est.
20,000
1,700,000
171,000
54,600

1991 est.
20,000
1,750,000
171,000
53,800

Longshore
and harbor
workers'
compensation
benefits.—
Under the Longshore and Harbor Workers' Compensation
A c t , as a m e n d e d , t h e F e d e r a l G o v e r n m e n t p a y s f r o m direct
appropriations one-half of the increased benefits provided by
t h e a m e n d m e n t s f o r p e r s o n s o n t h e r o l l s p r i o r t o 1972. T h e
r e m a i n d e r is p r o v i d e d f r o m t h e s p e c i a l f u n d w h i c h is f i n a n c e d
b y private e m p l o y e r s assessed at the b e g i n n i n g o f e a c h calendar year for their proportionate share of these payments.

DEPARTMENT OF LABOR

EMPL0YMENT

SA M D
TN R S

PANAMA CANAL COMMISSION FUND

06.20
07.00

Unappropriated balance, end of year..

Identification code 1 6 - 5 1 5 5 - 0 - 2 - 6 0 2

1989 actual

1,904

Financing:
Unobligated balance, available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance, available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
39.00
40.00
60.00

1990 est.

Program by activities:
Total obligations (object class 42.0)

10.00

1991 est.

5,800

Budget authority:
Appropriation (current)
Appropriation (permanent, indefinite)

-368
-9,701

-1,201
-19,064

368
9,701

1,201
19,064

1,201
25,864

10,069

Budget authority

12,100

12,600

12,100

Identification code 2 0 - 8 1 4 4 - 0 - 7 - 6 0 1

1989 actual

00.01
00.02
00.03

Program by activities:
Disabled coal miners benefits
Administrative expenses
Interest on advances

571,280
55,787

611,404
51,241

592,426
49,574
328,000

10.00

Total obligations

627,067

662,645

970,000

-13,170
75,325

- 75,325
54,407

- 54,407

689,222

641,727

915,593

690,069
598

640,985
756
-14

914,837
756

689,222

641,727

915,593

627,067

662,645

970,000

627,067

662,645

970,000

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

1,904

Outlays..

1,904

5,81

Budget authority

40.00
40.00
40.00
41.00

Budget authority:
Appropriation
Appropriation (indefinite)
Reduction pursuant to P.L. 99-177
Transferred to other accounts

43.00
Panama Canal Commission Compensation
Fund.—This
fund
has been established to provide for the accumulation of funds
to m e e t the P a n a m a Canal Commission's obligations to defray
costs of workers' compensation w h i c h will a c c r u e pursuant to
the Federal Employees' Compensation A c t (FECA). On Decemb e r 31, 1999, t h e C o m m i s s i o n w i l l b e d i s s o l v e d a s s e t f o r t h i n
t h e P a n a m a C a n a l T r e a t y o f 1977, a n d t h e l i a b i l i t y o f t h e
Commission for payments beyond that date will not end with
its t e r m i n a t i o n . T h e e s t a b l i s h m e n t o f this f u n d , into w h i c h
funds will be deposited on a regular basis b y the Commission
is i n c o n j u n c t i o n w i t h t h e t r a n s f e r o f t h e a d m i n i s t r a t i o n o f
the F E C A p r o g r a m f r o m the Commission to the D e p a r t m e n t
o f L a b o r e f f e c t i v e J a n u a r y 1, 1989.

Trust Funds
BLACK LUNG DISABILITY TRUST FUND
(INCLUDING TRANSFER OF FUNDS)

For payments from the Black Lung Disability Trust Fund,
[$640,985,000] $914,837,000, of which [$590,486,000] $866,019,000
shall be available until September 30, [ 1 9 9 1 , ] 1992, for payment of
all benefits as authorized by section 9501(d) (1), (2), (4), and (7), of the
Internal Revenue Code of 1954, as amended, and interest on advances
as authorized by section 9501(c)(2) of that Act, and of which
[$28,640,000] $29,051,000 shall be available for transfer to Employment Standards Administration, Salaries and Expenses, and
[$21,350,000] $19,396,000 for transfer to Departmental Management,
Salaries and Expenses, and [ $ 5 0 9 , 0 0 0 ] $371,000 for transfer to Departmental Management, Office of Inspector General, for expenses of
operation and administration of the Black Lung Benefits program as
authorized by section 9501(d)(5)(A) of that Act: Provided, That in
addition, such amounts as may be necessary may be charged to the
subsequent year appropriation for the payment of compensation, interest, or other benefits for any period subsequent to June 15 of the
current year: Provided further, That in addition, such amounts shall
be paid f r o m this fund into miscellaneous receipts as the Secretary of
the Treasury determines to be the administrative expenses of the
Department of the Treasury for administering the fund during the
current fiscal year, as authorized by section 9501(d)(5)(B) of that Act.
(30 U.S.C. 901; Department of Labor Appropriations Act, 1990.)
Amounts Available for Appropriation (in thousands of dollars)
Identification code 2 0 - 8 1 4 4 - 0 - 7 - 6 0 1
01.00
02.00
03.20
04.00
05.00

Unappropriated balance, start of year
Receipts
Transferred to other accounts
Total available for appropriation
Appropriation




1989 actual

1990 est.

1991 est.

3,077
628,000

4,010
658,635

970,000

631,077
627,067

662,645
662,659

970,000
970,000

4,010

Program and Financing (in thousands of dollars)

12,600

10,069

Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

A-883

Reduction pursuant to P.L. 99-177

Program and Financing (in thousands of dollars)

""'SKIS

71.00
90.00

1990 est.

1991 est.

-1,445

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Outlays

T h e trust f u n d consists o f all m o n e y s collected f r o m the coal
m i n e industry under the provisions of the Black Lung Benef i t s R e v e n u e A c t o f 1981, a s a m e n d e d b y t h e C o n s o l i d a t e d
O m n i b u s B u d g e t R e c o n c i l i a t i o n A c t o f 1985, i n t h e f o r m o f a n
excise tax on mined coal tonnage. These moneys are expended
to pay compensation, medical, and survivor benefits to eligible
miners and their survivors, where mine e m p l o y m e n t termin a t e d p r i o r t o 1970 o r w h e r e n o m i n e o p e r a t o r c a n b e a s signed liability. In addition t h e f u n d pays all a d m i n i s t r a t i v e
costs incurred in the operation of the black lung program.
T h e f u n d is a d m i n i s t e r e d j o i n t l y b y t h e S e c r e t a r i e s o f L a b o r ,
the Treasury, and Health and H u m a n Services. T h e Benefits
R e v e n u e A c t provides for repayable advances to the f u n d in
the event fund resources will not be adequate to meet prog r a m obligations. S u c h advances are to be repaid with interest. A d v a n c e s o u t s t a n d i n g a t t h e e n d o f t h e y e a r a r e : 1981,
$ 1 , 5 1 0 m i l l i o n ; 1982, $1,793 m i l l i o n ; 1983, $2,151 m i l l i o n ; 1984,
$2,497 m i l l i o n ; 1985, $ 2 , 8 3 3 m i l l i o n ; 1986, $2,884 m i l l i o n ; 1987,
$ 2 , 9 5 2 m i l l i o n ; 1988, $ 2 , 9 9 3 m i l l i o n ; 1989, $3,049 m i l l i o n ; 1990,
$3,104 m i l l i o n ; a n d 1991, $ 3 , 4 6 5 m i l l i o n .
BLACK LUNG DISABILITY TRUST FUND WORKLOAD
1989 actual
9,320
82,898
42,830

Claims received
Claims in payment status
Medical benefits only recipients

1990 est. - 1991 est.
9,300
9,000
81JD00
79,000
38,000
34,000

1989 actual
3,077

1990 est.
4,010

563,445

602,000

607,000

8,702

2,000

2,000

STATUS OF FUNDS
[In thousands of dollars]
Balance of fund, start of year
Cash income during the year-.
Government receipts-.
Coal tonnage
Proprietary receipts:
Miscellaneous interest
Intrabudgetary transactions:
Advances from general fund
Total annual income
Cash outgo during the year:
Disabled coal miners' benefits:
Benefits paid

1991 est

55,853

54,635

361,000

628.000

658,635

970,000

593,948

624,204

604,026

A-884

K T a r

THE BUDGET FOR FISCAL YEAR 1991

ADMINISTRATION-^^

BLACK LUNG DISABILITY TRUST FUND—Continued
(INCLUDING TRANSFER OF FUNDS)—Continued

STATUS OF FUNDS—Continued
[In thousands of dollars]
-22,668

1990 est
-12,800

1991 est.
-11,600

571,280

611,404

592,426

29,847

28,640

29,051

24,833
509
598

21,350
506
745

19,396
371
756

55,787

51,241

49,574
328,000

662,645

970,000

1989 actual
Refunds
Total benefits
Federal administrative expenses:
Direct expenses
Departmental management:
Salaries and expenses
Inspector General
Reimbursements to Treasury
Subtotal
Interest on advances
Total annual outgo
Balance of fund, end of year

627,067
4,010

T h e s e trust f u n d s a r e available f o r p a y m e n t s o f additional
c o m p e n s a t i o n f o r s e c o n d injuries. W h e n a s e c o n d i n j u r y , w h e n
c o m b i n e d w i t h a previous disability, results in i n c r e a s e d perm a n e n t partial disability, p e r m a n e n t total disability, o r
death, t h e e m p l o y e r provides c o m p e n s a t i o n o n l y f o r t h e disability caused b y t h e subsequent injury; c o m p e n s a t i o n t o supp l e m e n t t h e e m p l o y e r ' s p a y m e n t is p r o v i d e d f r o m this f u n d .
In addition, t h e f u n d pays one-half o f t h e i n c r e a s e d b e n e f i t s
provided u n d e r t h e L o n g s h o r e a n d H a r b o r W o r k e r s ' C o m p e n sation A c t , as a m e n d e d , f o r p e r s o n s o n t h e rolls p r i o r to 1972.
M a i n t e n a n c e p a y m e n t s a r e m a d e to disabled e m p l o y e e s und e r g o i n g v o c a t i o n a l rehabilitation t o e n a b l e t h e m to r e t u r n to
r e m u n e r a t i v e occupations, a n d t h e costs o f n e c e s s a r y rehabilitation services n o t o t h e r w i s e available to disabled w o r k e r s a r e
d e f r a y e d . P a y m e n t s a r e m a d e in cases w h e r e o t h e r c i r c u m stances p r e c l u d e p a y m e n t b y a n e m p l o y e r a n d to p r o v i d e
m e d i c a l , surgical, a n d o t h e r t r e a t m e n t in disability cases
w h e r e t h e r e h a s b e e n a d e f a u l t b y t h e i n s o l v e n c y o f a n uninsured e m p l o y e r .
Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)
Identification code 2 0 - 8 1 4 4 - 0 - 7 - 6 0 1
25.0
42.0
43.0
99.9

Other services
Insurance claims and indemnities
Interest and dividends
Total obligations

1989 actual

Identification code 1 6 - 9 9 7 1 - 0 - 7 - 6 0 1
1990 est.

1991 est.

55,787
571,280

51,241
611,404

49,574
592,426
328,000

627,067

662,645

25.0
42.0

1989 actual

Other services
Insurance claims and indemnities

1990 est.

1991 est.

439
83,966

1,011
91,989

1,016
99,984

84,405

93,000

101,000

970,000

99.9

Total obligations

OCCUPATIONAL SAFETY AND HEALTH
ADMINISTRATION
SPECIAL WORKERS' COMPENSATION EXPENSES

Federal Funds

Program and Financing (in thousands of dollars)
Identification code 1 6 - 9 9 7 1 - 0 - 7 - 6 0 1

1989 actual

General and special funds:

1990 est.

1991 est.

Program by activities:
Longshore and Harbor Workers' Compensation Act, as
amended
00.02 District of Columbia Compensation Act

72,417
11,988

80,000
13,000

88,000
13,000

10.00

84,405

93,000

101,000

-377
-32,280

-675
-32,740

-675
-38,740

675
32,740

675
38,740

675
45,740

85,163

99,000

108,000

84,405
427
-2,181

93,000
2,181
-2,181

101,000
2,181
-2,181

82,651

93,000

101,000

Distribution of budget authority by account:
Longshore and Harbor Workers' Compensation Act
District of Columbia Compensation Act

72,867
12,296

85,000
14,000

94,000
14,000

Distribution of outlays by account:
Longshore and Harbor Workers' Compensation Act...
District of Columbia Compensation Act

71,606
11,045

80,000
13,000

88,000
13,000

00.01

Total obligations

Financing:
Unobligated balance available, start of year.21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

71.00
72.40
74.40
90.00

Budget authority (appropriation) (permanent,
indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

T h e trust f u n d s consist o f a m o u n t s received f r o m e m p l o y e r s
f o r t h e d e a t h o f a n e m p l o y e e w h e r e n o person is entitled to
c o m p e n s a t i o n f o r s u c h death, f o r f i n e s a n d p e n a l t y p a y m e n t s ,
a n d p u r s u a n t to a n a n n u a l assessment o f the industry, f o r the
g e n e r a l e x p e n s e s o f t h e f u n d u n d e r the L o n g s h o r e a n d H a r b o r
W o r k e r s ' C o m p e n s a t i o n A c t , as a m e n d e d .




SALARIES AND EXPENSES

For necessary expenses for the Occupational Safety and Health
Administration, C$270,748,000] $287,893,000, including not to exceed
[$60,633,000] $62,220,000, which shall be the maximum amount
available for grants to States under section 23(g) of the Occupational
Safety and Health Act, which grants shall be no less than fifty
percent of the costs of State occupational safety and health programs
required to be incurred under plans approved by the Secretary under
section 18 of the Occupational Safety and Health Act of 1970 [ : Provided, That none of the funds appropriated under this paragraph
shall be obligated or expended to prescribe, issue, administer, or
enforce any standard, rule, regulation, or order under the Occupational Safety and Health Act of 1970 which is applicable to any person
who is engaged in a farming operation which does not maintain a
temporary labor camp and employs ten or fewer employees: Provided
further, That none of the funds appropriated under this paragraph
shall be obligated or expended to prescribe, issue, administer, or
enforce any standard, rule, regulation, order or administrative action
under the Occupational Safety and Health Act of 1970 affecting any
work activity by reason of recreational hunting, shooting, or fishing:
Provided further, That no funds appropriated under this paragraph
shall be obligated or expended to administer or enforce any standard,
rule, regulation, or order under the Occupational Safety and Health
Act of 1970 with respect to any employer of ten or fewer employees
who is included within a category having an occupational injury lost
work day case rate, at the most precise Standard Industrial Classification Code for which such data are published, less than the national
average rate as such rates are most recently published by the Secretary, acting through the Bureau of Labor Statistics, in accordance
with section 24 of that Act (29 U.S.C. 673), except—
(1) to provide, as authorized by such Act, consultation, technical
assistance, educational and training services, and to conduct surveys and studies;
(2) to conduct an inspection or investigation in response to an
employee complaint, to issue a citation for violations found during
such inspection, and to assess a penalty for violations which are not
corrected within a reasonable abatement period and for any willful
violations found;

DEPARTMENT OF LABOR

O C C U P A T W N A I SAFETY A N D HEALTH « M ~ I O N ~ « ™ E D

A

_

8

G

5

(3) to take any action authorized by such Act with respect to employees. Programs are targeted to the investigation of
imminent dangers;
claims of imminent danger and employee complaints, the in(4) to take any action authorized by such Act with respect to vestigation of fatal and catastrophic accidents, programmed
health hazards;
(5) to take any action authorized by such Act with respect to a inspections of firms with injury-illness rates that are above
report of an employment accident which is fatal to one or more the national average, and special emphasis inspections for
employees or which results in hospitalization of five or more em- serious health and safety hazards. OSHA's enforcement stratployees, and to take any action pursuant to such investigation egy will include a selective targeting of inspections and relatauthorized by such Act; and
ed compliance activities to specific high hazard industries,
(6) to take any action authorized by such Act with respect to including occupations where repetitive motion injuries are a
complaints of discrimination against employees for exercising rights problem.
under such Act:
Technical support.—Technical assistance is provided on all
Provided further, That the foregoing proviso shall not apply to anyaspects of standards setting, variances, compliance assistance,
person who is engaged in a farming operation which does not maintain a temporary labor camp and employs ten or fewer employees]. and enforcement programs. Laboratory support is provided to
compliance officers. Comprehensive scientific and technical
(29 U.S.C. 651 et seq.; 33 U.S.C. 941 et seq.; 40 U.S.C. 333 et seq.; 41
U.S.C. 35 et seq., 351 et seq.; Department of Labor Appropriations information services are made available. The economic and
Act,
environmental impacts of proposed standards are analyzed.
1990.)
Compliance assistance.—This activity contributes to the balProgram and Financing (in thousands of dollars)
anced use of the authority provided by the Act through a
variety of employer and employee assistance activities. Under
Identification code 1 6 - 0 4 0 0 - 0 - 1 - 5 5 4
1991 est.
1989 actual
1990 est.
cooperative agreements, State agencies are reimbursed for 90
percent of the costs of providing free onsite consultation to
Program by activities:
Direct program:
employers upon request. Grants are awarded to non-profit
00.01
Safety and health standards
6,232
6,864
7,155
organizations to provide employee and employer training proEnforcement:
grams, targeted to address specific industry needs for safety
00.02
Federal enforcement
117,068
117,126
125,052
and health education. This activity also encourages employers
00.03
State programs
45,684
59,827
62,220
00.04
Technical support
18,886
17,630
18,489
to establish voluntary employee protection programs, and as00.05
Compliance assistance
34,316
37,002
38,053
sists Federal agencies in implementing job safety and health
00.06
Safety and health statistics
19,016
22,686
30,391
programs for Federal workers. Professional training for com00.07
Executive direction and administration
6,504
6,012
6,533
pliance personnel and others with related workplace safety
00.91
Total direct program
247,706
267,147
287,893
and health responsibilities is conducted at the OSH.A Training
01.01 Reimbursable program
270
270
270
Institute.
10.00
Total obligations
247,976
267,417
288,163
Safety and health statistics.—Statistics on occupational fatalities, injuries, and illnesses are collected directly or
Financing:
Offsetting collections from:
through grants to States and published annually to aid in the
11.00
Federal funds
-140
-140
-140
identification of occupational safety and health problems and
14.00
Non-Federal sources
-130
-130
-130
to facilitate administration. The occupational safety and
25.00 Unobligated balance lapsing
40
health statistics program is undergoing a redesign to better
39.00
Budget authority
247,746
267,147
287,893
meet needs for carrying out an effective program on prevention of workplace injuries and illnesses.
Budget authority:
Executive direction and administration.—These activities
40.00 Appropriation
247,746
270,748
287,893
include executive direction, planning and evaluation, manage40.00 Reduction pursuant to P.L. 99-177
-3,601
ment support, legislative liaison, interagency affairs, and ad43.00
Apropriation (adjusted)
247,746
267,147
287,893
ministrative services.
71.00
72.40
74.40
77.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

247,706
41,885
-44,409
—5,904

267,147
44,409
-50,222

287,893
50,222
-56,616

239,277

261,334

281,499

Note—Excludes $136 thousand in budget authority in 1991 for activities transferred to-. Departmental Management,
Salaries and Expenses. Comparable amounts for 1989 ($124 thousand) and 1990 ($128 thousand) are included above.

Safety and health standards.—New and revised standards
are proposed and promulgated to protect the safety and
health of workers. All new standards, except emergency temporary standards, are promulgated under procedures providing opportunity for public comment. Before any standard is
proposed or promulgated, a determination is made that: (1) a
significant risk of serious employee injury or health impairment exists; (2) the standard will reduce this risk; (3) the
standard is economically and technologically sound; and (4)
the standard is cost-effective when compared with alternative
regulatory proposals providing equal levels of protection.
Enforcement.—The Occupational Safety and Health Act of
1970 provides for enforcement of Federal standards in States
declining to assert jurisdiction, and for grants to assist States
in administering and enforcing State standards. Compliance
with occupational safety and health standards is gained in
part by the physical inspection of plants and facilities, and by
encouraging the voluntary protection efforts of employers and



P O R M STATISTICS
RGA
Standards promulgated:
Health
Safety
Inspections:
Federal inspections
State program inspections
Training and consultations:
Training grants supported

1990 est.
5
4

54,557
93,162

58,500
105,850

61,450
106,900

28

22

20

25,919

Consultation visiis

1989 actual
2
4

1991 est.

26,000

26,000

6
8

Object Classification (in thousands of dollars)
Identification code 1 6 - 0 4 0 0 - 0 - 1 - 5 5 4
Direct obligations:
Personnel compensation:
11.1
Full-time permanent
11.3
Other than full-time permanent
11.5
Other personnel compensation
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

1989 actual

1990 est.

1991 est.

83,344
1,703
1,310

88,862
592
1,503

95,328
622
1,590

86,357
17,792
56
8,991
817
11,320
3,332
1,906
55,914
2,626
7,590

90,957
18,086

97,540
20,320

9,690
776
11,334
3,737
1,278
58,226
2,635
5.688

9,852
636
12,114
3,957
1,678
62,292
3,056
5,982

A-886

S M S

A

N

D

THE BUDGET TOR FISCAL YJSAR 1991

H£ALTH

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 99-177

SALARIES AND EXPENSES—Continued

Object Classification (in thousands of dollars)—Continued
Identification code 16-0400-0-1-554

41.0
42.0

1989 actual

Grants, subsidies, and contributions
Insurance claims and indemnities

1990 est

1991 est.

50,985
20

64,740

70,466

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

247,706
270

267,147
270

287,893
270

99.9

Total obligations

247,976

267,417

288,163

2,415

2,399

2,433

2,410
11

2,437
15

2,471
15

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
Environmental Protection Agency: Hazardous Substance Response Trust Fund.

MINE SAFETY AND HEALTH ADMINISTRATION

162,621

170,593
-2,367

172,500

43.00

General and special funds—Continued

162,621

168,226

172,500

162,188
17,119
-15,848
-784

168,226
15,848
-17,401

172,500
17,401
-18,875

162,675

166,673

171,026

Apropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

Outlays

Note.—Excludes $136 thousand in budget authority in 1991 for activities transferred to Departmental Management, Salaries
and expenses. Comparable amounts for 1989 ($124 thousand) and 1990 ($128 thousand) are included above.

Enforcement.—Enforcement
of the Federal Mine Safety and
H e a l t h A c t o f 1977 includes inspection o f m i n e s , t h e d e v e l o p m e n t a n d p r o m u l g a t i o n o f h e a l t h a n d s a f e t y standards, assista n c e in m i n e rescue operations, investigations o f serious accidents in m i n e s , r e c o m m e n d a t i o n s t o r e d u c e w o r k i n g hazards,
a n d on-site e d u c a t i o n a n d t r a i n i n g assistance. T h e estimates
will s u p p o r t all inspections specified in t h e A c t o f m i n e s expected t o b e o p e r a t i n g t h r o u g h o u t 1990 a n d 1991. In addition
to these r e g u l a r h e a l t h a n d safety inspections, t h e p r o g r a m
statistics b e l o w i n c l u d e additional inspections a n d investigations t h a t a r e c o n d u c t e d as n e e d e d to e n s u r e t h e safety a n d
health of miners.
Assessments.—This
activity assesses civil m o n e t a r y
ties f o r violations of safety a n d h e a l t h standards.

penal-

Educational policy and development—This activity develops

and coordinates M S H A ' s mine safety and health education
a n d t r a i n i n g policies, a n d provides c l a s s r o o m instruction at
General and special funds:
the National A c a d e m y for M S H A personnel, other governm e n t a l p e r s o n n e l , a n d t h e m i n i n g industry. States are e n c o u r SALARIES AND EXPENSES
aged t o d e v e l o p t r a i n i n g p r o g r a m s t h r o u g h g r a n t s a n d techniFor necessary expenses for the Mine Safety and Health Administration, [$170,593,000] $.172,500,000,, including purchase and bestowal of cal assistance.
Technical
support.—This
activity provides t e c h n i c a l services
certificates and trophies in connection with mine rescue and first-aid
work, and the purchase of not to exceed twenty passenger motor
a n d a d v i c e t o field m a n a g e r s , m i n e inspectors, State p r o g r a m
vehicles for replacement only; the Secretary is authorized to accept
e m p l o y e e s , a n d industry m a n a g e m e n t to assist e n f o r c e m e n t o r
lands, buildings, equipment, and other contributions from public and
i m p r o v e m i n i n g practices. It also collects a n d analyzes data
private sources and to prosecute projects in cooperation with other
relative to t h e cause, f r e q u e n c y , a n d c i r c u m s t a n c e s of acciagencies, Federal, State, or private; the Mine Safety and Health Addents.
ministration is authorized to promote health and safety education
Program administration.—This activity provides f o r g e n e r a l
and training in the mining community through cooperative programs
a d m i n i s t r a t i v e f u n c t i o n s a n d collection o f civil m o n e t a r y penwith States, industry, and safety associations; and any funds available
alties.
to the Department may be used, with the approval of the Secretary,
to provide for the costs of mine rescue and survival operations in the
PROGRAM STATISTICS
event of major disaster [ : Provided, That none of the funds appropriated under this paragraph shall be obligated or expended to carry out
1990 est
1991 est.
1989 actus!
Operating mines:
section 115 of the Federal Mine Safety and Health Act of 1977 or to
1,985
2,026
1,985
Coal underground
carry out that portion of section 104(gXl) of such Act relating to the
2,715
2,740
2,715
Coal surface
400
409
400
enforcement of any training requirements, with respect to shell
Metal/non-metal underground
11,100
11,160
11,100
Metal/non-metal surface
dredging, or with respect to any sand, gravel, surface stone, surface
Enforcement:
clay, colloidal phosphate, or surface limestone m i n e ] . (30 U.S.C. 1-11,
57,900
60,266
59,100
Coal mine inspections
801, 951 et seq., 960; 91 Stat. 1290-1322; 93 Stat. Ill, 137; Department
32,800
34,000
35,076
Metal/non-metal mine inspections
of Labor Appropriations Act, 1990.)
Federal Funds

Program and Financing (in thousands of dollars)
Identification code 1 6 - 1 2 0 0 - 0 - 1 - 5 5 4
Program by activities:
Enforcement:
00.01
Coal
00.02
Metal/non-metal
00.03
Standards development
00.04 Assessments
00.05 Educational policy and development
00.06 Technical support
00.07 Program administration
10.00
25.00
39.00

Total obligations
Financing:
Unobligated balance lapsing
Budget authority




1989 actual

1990 est.

1991 est.

Regulations promulgated
Assessments:
Violations assessed
Educational policy and development:
Student days
Technical support:
Equipment approvals
Field investigations
Laboratory samples analyzed

82,825
32,452
1,088
2,152
11,997
20,483
11,191

84,844
34,008
1,306
2,282
13,117
20,185
12,484

88,179
35,022
1,565
2,303
13,433
20,555
11,443

162,188

168,226

172,500

11.1
11.3
11.5

Personnel compensation.Full-time permanent
Other than full-time permanent
Other personnel compensation

168,226

172,500

11.9
12.1
13.0

Iota! personnel compensation
Civilian personnel benefits
Benefits for former personnel

433
162,621

15

24

15

156,729

156,000

156,000

48,990

40,000

38,000

1,960
524
52,400

1,810
484
46,400

1,720
460
41,296

Object Classification (in thousands of dollars)
Identification code: 1 6 - 1 2 0 0 - 0 - 1 - 5 5 4

1989 actual

98,999
1,690
1,532
102,221
20,775
14

1990 est.

1991 est.

102,493
1,122
1,940

104,928
1,179
1,940

105,555
21,165

108,047
22,325

889

BUREAU OF LABOR STATISTICS
Federal Funds

DEPARTMENT OFT A S O T TO MASSTRANSPORTATIONADMINISTRATION
R NP RAI N
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
99.9

Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

6,208
2,023
6,715
677
2,576
681
12,809
1,989
1,924
5,904

5,904

162,188

Total obligations

6,382
2,174
6,534
838
2,180
784
10,997
2,119
2,155
21
4,988
6

6,427
2,303
6,916
677
2,580
688
12,455
1,999
2,179

168,226

172,500

A QQfj
iV-OO I

Labor force statistics.—Publishes monthly estimates of the
labor force, employment, unemployment, and earnings for the
Nation, States, and local areas. Makes studies of the labor
force. Publishes data on insured employment and wages, by
industry.
WORKLOAD STATISTICS (SELECTED ITEMS)
Labor force statistics:
Insured employment and wages (quarterly series)
Employment and unemployment estimates for States and local
areas (monthly and annual series)
Occupational employment statistics (annual series on 3-year
cycle)

1989 actual
952,572

1990 est.
952,572

1991 est.
952,572

5,419

5,464

5,484

19,700

13,400

23,940

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

2,671

2,592

2,592

2,757
8

2,688
8

2,638
8

Consumer price indexes published (monthly)
Producer prices:
(a) Commodity indexes published (monthly)
(b) Mining and manufacturing indexes published (monthly)....
International prices and price indexes:
(a) Sample units initiated (annually)
(b) Price quotations collected (monthly)

BUREAU OF LABOR STATISTICS
Federal Funds
General and special funds:
SALARIES A N D

EXPENSES

For necessary expenses for the Bureau of Labor Statistics, including
advances or reimbursements to State, Federal, and local agencies and
their employees for services rendered, [$193,771,000] $205,084,000,
together with not to exceed [$49,518,000] $47,700,000, which may be
expended from the Employment Security Administration account in
the Unemployment Trust Fund. (29 U.S.C. 1-96, 181; Department of
Labor Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

16-0200-0-1-505

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Labor force statistics
00.02
Prices and cost of living
00.03
Wages and industrial relations
00.04
Productivity and technology
00.05
Economic growth and employment projections
00.06
Executive direction and staff services

110,083
70,484
21,753
5,276
3,249
22,560

115,573
73,197
22,030
5,505
3,379
22,498

115,507
76,159
23,559
5,887
3,595
28,077

00.91
01.01

Total direct program
Reimbursable program

233,405
11,962

242,182
17,126

252,784
16,178

10.00

Total obligations

245,367

259,308

268,962

-10,877
-45,767
-1,046
-640
720
356

-16,041
_48,877
-1,100
-720

-15,078
-47,700
-1,100

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00

15

Budget authority

188,114

Z'ZZ"

192,585

205,084

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177

188,114

193,771
-1,186

205,084

43.00

188,114

192,585

205,084

187,6/7
45,624
-48,430
-999

193,290
48,430
-53,092

205,084
53,092
-58,367

183,873

188,628

199,809

71.00
72.40
74.40
77.00
90.00

Apropriation (adjusted)

1989 actual
8,247

1990 est.
8,247

1991 est.
8,247

12,247
619

12,247
619

12,247
619

3,000
31,000

3,600
38,000

4,800
40,000

Wages and industrial relations.—Data
on wages and benefits are collected a n d analyzed b y occupation for m a j o r labor
m a r k e t s a n d i n d u s t r i e s . M o n t h l y i n f o r m a t i o n is c o m p i l e d o n
major work stoppages and wage developments.
WORKLOAD STATISTICS (MAJOR ITEMS)
Wages and industrial relations.Employment cost index—number of schedules
Collective bargaining, bargaining units reviewed
Number of collectively bargained contracts monitored

1989 actual
5,400
2,500
4,900

1990 est.
5,350
2,500
4,900

1991 est.
5,600
2,500
4,900

Productivity
and technology.—Provides
studies of productivity c h a n g e s for industries, m a j o r e c o n o m i c sectors in the private e c o n o m y , and the Federal Government. Develops intern a t i o n a l c o m p a r i s o n s o f productivity a n d cost. Studies t h e
effects of technology change on employment and productivity.
Studies, articles, and special reports
Series maintained

1989 actual
58
163,790

1990 est.
53
164,005

1991 est.
55
164,200

Economic
growth
and employment
projections.—Provides
e c o n o m i c projections, including c h a n g e s in the level a n d structure of economic growth, and industry e m p l o y m e n t and occup a t i o n a l p r o j e c t i o n s , P u b l i s h e s t h e Occupational
Outlook
Handbook and Quarterly.
Employment projections for 160 industries
Occupational Outlook Handbook statements ( 2 year cycle)
Studies and publications

1989 actual
112
115
4

1990 est.
112
115
4

1991 est.
112
115
4

Executive
direction and staff services.—Provides
planning
and policy for the Bureau, operates the management information system, coordinates research, and publishes data and
reports f o r g o v e r n m e n t a n d public use.
Object Classification (in thousands of dollars)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays
NOTES

Excludes $136 thousand in budget authority in 1991 for activities transferred to Departmental Management, Salaries and
expenses. Comparable amour ts for 1989 ($124 thousand) and 1930 ($128 thousand) are incited above.
The amount in 1990 for offsetting collections from trust funds, which is set by the appropriation language above, was
reduced by P.L. 39-177.




Prices and cost of living. — P u b l i s h e s t h e C o n s u m e r P r i c e
Index, the Producer Price Index, Export and Import Price
Indexes, estimates of consumers' expenditures, and studies of
price change.

Identification code

11.1
11.3
11.5
11.9
12.1
13.0
21.0

16-0200-0-1-505

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons

1989 actual

1990 est.

1991 est.

65,119
3,880
916

70,145
4,599
1,390

72,681
4,479
1,446

69,915
11,510

76,134
12,934
56
4,622

78,606
14,392
56
4,610

°8

4,555

A-888

S^s^S^^1-00"^^

THE BUDGET FOR FISCAL YEAR

General and special funds—Continued

42.00

1,445

43.00

SALARIES AND EXPENSES—Continued

Transferred from other accounts
Appropriation (adjusted)

119,869

117,072

131,313

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

119,072
28,226
-28,330
-3,762

117,072
28,330
-32,181

131,313
32,181
-38,438

115,206

113,221

125,056

Object Classification (in thousands of dollars)—Continued
Identification code 1 6 - 0 2 0 0 - 0 - 1 - 5 0 5
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
42.0
99.0
99.0
99.9

1989 actual

Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies and contributions
Insurance claims and indemnities

1991 est.

236
7,240
2,047
1,040
85,670
1,039
3,245
47,919

236
7,109
2,047
1,100
89,324
1,090
7,523
46,691

242,182
17,126

252,784
16,178

245,367

Total obligations

47
7,273
1,996
1,302
85,096
1,417
5,115
45,077
4

1990 est.

233,405
11,962

Subtotal, direct obligations
Reimbursable obligations

259,308

268,962

1,995

2,003

1,997

2,092
10

2,199
10

2,196
10

207
202

222
215

246
238

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable.Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

1991

90.00

Outlays

NOTES
Note—Includes $681 thousand in budget authority in FY 1991 for activities previously financed from.[In thousands of dollars]
Employment and Training Administration
Employment Standards Administration
Occupational Safety and Health Administration
Mine Safety and Health Administration
Bureau of Labor Statistics

1989 actual
62
187
124
124
124

1990 estimate
64
194
128
128
128

Executive direction.—Provides policy direction for all programs and functions assigned to the Department. Provides
guidance for the development and implementation of governmental policy to protect and promote the interests of the
American worker—toward achieving better employment and
earnings, promotion of labor standards, safeguarding of pension rights, promotion of affirmative action in employment,
and collection and analysis of statistics on the labor force.

Legal services.—Includes enforcement of Federal labor statutes and legal advisory, legislative, and litigation services
DEPARTMENTAL MANAGEMENT
related to the statutes administered by the Department.
International labor affairs.—Integrates all international
Federal Funds
labor programs and foreign economic policy within the DeGeneral and special funds:
partment; gives Departmental guidance to the U.S. participaSALARIES AND EXPENSES
tion in international organizations concerned with labor and
For necessary expenses for Departmental Management, including employment and training problems; and provides for labor
the hire of 5 sedans, and including [$2,880,0003 $3,700,000 for the and employment and training technical services to other govPresident's Committee on Employment of People With Disabilities, ernment and international agencies.
[$115,072,0003 $131,313,000, together with not to exceed $285,000,
Administration and management.—Exercises leadership in
which may be expended from the Employment Security Administration account in the Unemployment Trust Fund. (37 Stat 736, 738; 63 all DOL administration and management programs and servStat 409; Department of Labor Appropriations Act, 1990.)
ices. Provides policy guidance on matters of budget and re[For an additional amount for substance abuse employee assist- source and personnel management. Provides for consistent
ance programs in the workplace, $2,000,000.3 (Department of Transand constructive
internal labor-management
relations
portation and Related Agencies Appropriations Act, 1990.)
throughout the Department.
Program and Financing (in thousands of dollars)
Adjudication.—Conducts formal hearings and renders
timely decisions on claims filed under (a) the Longshore and
Identification code 1 6 - 0 1 6 5 - 0 - 1 - 5 0 5
1989 actual
1990 est.
1991 est.
Harbor Workers' Compensation Act and its extensions, (b) the
Black Lung Benefits Reform Act of 1977, (c) the Federal EmProgram by activities:
Direct program:
ployees' Compensation Act, and (d) other acts involving health
00.01
Executive direction
18,364
19,124
23,966
and safety regulations, unfair labor practices, and other labor00.02
Legal services
51,931
49,929
56,590
related areas.
00.03
International labor affairs
5,935
6,461
6,785
00.04
Administration and management
24,550
20,011
20,763
Promoting employment of the disabled.—The President's
00.05
Adjudication
30,845
29,034
27,857
Committee on Employment of People with Disabilities seeks
00.06
Promoting employment of the disabled
2,546
2,880
3,700
to identify and eliminate barriers standing in the way of full
00.07
Women's bureau
6,480
6,978
6,848
social and vocational opportunities for physically and mental00.09
Civil rights
3,535
4,290
4,485
ly handicapped persons.
00.91
Total direct program
144,186
138,707
150,994
01.01

Reimbursable program

10.00

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
25.00 Unobligated balance lapsing
39.00
40.00

Budget authority
Budget authority:
Appropriation




7,351

8,570

8,995

151,537

147,277

159,989

-7,351
-25,115

-8,570
-21,635

-8,570
-19,681
-425

119,869

117,072

131,313

118,424

117,072

131,313

797

Women's bureau.—Promotes the welfare and seeks to improve the economic status of working women; seeks to increase the utilization of women in the Nation's economy; and
encourages the advancement of women workers.
Civil rights.—Ensures full compliance with title VI of the
Civil Rights Act of 1964 and other regulatory nondiscrimination provisions in programs receiving financial assistance
from the Department of Labor and promotes equal opportunity in these programs and activities. Ensures equal employment opportunity to all DOL employees and applicants
for employment.

DEPARTMENT OF

T A S O T TO
R NP RAI N

MASS

Object Classification (in thousands of dollars)
Identification code

16-0165-0-1-505

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

74,883
3,531
1,569
129

76,351
1,729
978

81,477
1,787
1,030

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Insurance claims and indemnities

80,112
13,331
108
2,967
109
12.969
2,772
555
25,011
2,020
3,238
992
2

79,058
13,664

84,294
14,813

3,053
SS
13,816
3,161
538
21,294
1,286
398
2,340

3,627
103
14,360
3,276
588
27,236
1,537
820
340

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

144,186
7,351

138,707
8,570

150,994
8.995

151,537

147,277

159,989

1,797

1,841

1,872

1.921
21

1,912
21

1,943
21

58
60

58
57

48
47

99.9

Total obligations
Personnel Summary

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

ALLOCATIONS RECEIVED F R O M OTHER

INSPECTOR

GENERAL

Program and Financing (in thousands of dollars)

00.01
00.02
00.03
00.04
10.00
13.00
25.00

16-0106-0-1-505

Program by activities:
Office of Audit
Office of Investigations
Office of Labor Racketeering
Executive direction and management
Total obligations
Financing:
Offsetting collections from: Trust funds
Unobligated balance lapsing

90.00

1989 actual

1990 est.

889

ADMINISTRATION

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

38,806
7,129
-8,448
-916

Outlays

36,570

41,422
8,448
-12,368

44,463
12,368
-16,741

37,502

40,090

Note.—The amount in 1990 for offsetting collections from trust funds, which is set by the appropriation language above,
was reduced by P.L. 99-177.

Audit.—Provides
audits of programs, activities, a n d systems
o f t h e D e p a r t m e n t t o d e t e r m i n e w h e t h e r i n f o r m a t i o n is r e l i able, resources are safeguarded, funds are e x p e n d e d in a
m a n n e r consistent with law and managed economically and
efficiently, and desired p r o g r a m results are achieved. Prom o t e s e c o n o m y , efficiency, a n d effectiveness in t h e a d m i n i s tration of Departmental programs and prevents and detects
fraud and abuse. Keeps the Secretary of Labor and Congress
informed of the need for corrections.
1989 actual 1990 est.
1991 est.
Audits Studies and Reviews
556
679
636
Investigations.—Administers
an investigative program to
detect and deter fraud, waste, and abuse in D e p a r t m e n t a l
programs. Promotes economy and efficiency of program operations b y providing findings to p r o g r a m managers.
1989 actual 1990 est.
1991 est.
Investigations
1,647
1,722
1,607
Labor racketeering.— T h i s o f f i c e is r e s p o n s i b l e f o r i d e n t i f y ing r a c k e t e e r i n g in e m p l o y e e b e n e f i t plans, labor-managem e n t relations, and internal union affairs.
1989 actual 1990 est.
1991 est.
Investigations
56
84
88
Executive
direction
and management.—This
activity includes the management, administrative support, planning,
evaluation, legislative liaison, personnel a n d financial f u n c tions for the OIG.
Object Classification (in thousands of dollars)

For salaries and expenses of the Office of [ t h e ] Inspector Genera]
in carrying out the provisions of the Inspector General Act of 1978, as
amended, [$41,997,000] $44,463,000, together with not to exceed
[$5,194,000,] $4,195,000, which may be expended from the Employment Security Administration account in the Unemployment Trust
Fund. (Public Law 95-452, as amended; Department of Labor Appropriations Act, 1990.)

Identification code

71.00
72.40
74.40
77.00

ACCOUNTS

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows: Agency for International Development,
Functional Development Assistance Program.

OFFICE OF [ T H E ]

TRANSPORTATION

1991 est.

Identification code

24,638
7,884
9,765
4,835

25,631
8,180
10,194
5,024

44,948

47,122

49,029

-6,142
711

-5,700

— 4,566

39.00

Budget authority

39,517

41,422

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

39,517

42,000
-578

44,463

39,517

41,422

44,463

1991 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

20,896
202
994

21,776
106
1,151

22,568
106
1,174

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

22,092
4,040
3,567
40
2,501
568
57
10,717
348
1,018

23,033
4,256
4,532
94
2,961
631
70
10,856
254
435

23,848
4,513
4,713
98
3,080
665
75
11,340
262
435

44,948

47,122

49,029

523

544

544

529
22

548
22

548
22

Total obligations

Personnel Summary
Total number of full time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

44,463

40.00
40.00

1990 est.

11.1
11.3
11.5

99.9
24,507
7,401
8,547
4,493

1989 actual

16-0106-0-1-505

43.00

Appropriation (adjusted)




ASSISTANT SECRETARY FOR V E T E R A N S EMPLOYMENT A N D

TRAINING

Not to exceed [$162,623,000] $161,514,000 m a y be derived from the
Employment Security Administration account in the Unemployment
Trust Fund to carry out the provisions of 38 U.S.C. 2001-10 and 202126. (Department of Labor Appropriations Act, 1990.)

A-890

S^s^S^^ 1 - 0 0 "^^

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued
ASSISTANT SECRETARY FOR VETERANS EMPLOYMENT AND TRAINING—

Continued

26.0
31.0
41.0
93.0

Program and Financing (in thousands of dollars)
99.9
1989 actual
Program by activities:
State administration:
Disabled veterans outreach program
Local veterans employment representatives
Administration
National Veterans' Training Institute
Total obligations
Financing:
Available from the trust fund
Unobligated balance laosino.
Total...
.......
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1990 est.

71,554
64,913
15,292
2,211

74,389
68,532
15,872
2,145

74,473
68,608
17,604
829

153,970

160,938

-157,493
3.523

-160,938

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services




-160,938

-161,514

153,970
18,382
-22,157
-1,239

160,938
22,157
-22,453

161,514
22,453
-22,469

160,642

161,498

1989 actual

1990 est.

1991 est.

9,987
216

10,953
100

11,912
102

10,203
1,732
674
16
432
124
25
3,939

11,053
1,862
485
11
467
78
26
3,935

12,014
2,020
505
12
487
81
27
2,983

270
265

288
288

288
288

SPECIAL FOREIGN CURRENCY PROGRAM

Program and Financing (in thousands of dollars)
Identification code 1 6 - 0 1 5 1 - 0 - 1 - 5 0 5

Object Classification (in thousands of dollars)

11.9
12.1
21.0
.22.0
23.1
23.3
24.0
25.0

-153,970

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

-161,514

Administration.—Identifies
policies and programs to serve
and meet employment and training needs of veterans. Assures
the adequacy of counseling, testing, j o b training, and j o b
placement services for veterans through monitoring, evaluating, and providing technical assistance and training to the
delivery systems providing these services. A d m i n i s t e r s veterans job training programs under the Job Training Partnership A c t a n d t h e S t e w a r t B. M c K i n n e y H o m e l e s s Assistance
Act. P r o m o t e s c o m p l i a n c e o f Federal contractors in listing
jobs for veterans. Provides information and processes complaints to help veterans, reservists, and m e m b e r s of the National Guard obtain e m p l o y m e n t rights provided b y law.
National
Veterans Training Institute.—This
program operates t h r o u g h the University o f Colorado in Denver, Colorado,
providing training to Federal and State employees serving
veterans. T h e p r o g r a m also serves as a veterans' resource
center supporting vocational counseling and guidance training, a n d as a repository for training information, veterans
projects, and other resource information collected f r o m States
and the Federal government.

Personnel compensation:
Full-time permanent
Other personnel compensation

52
253
143,081

Total obligations.

161,514

State
administration.—The
Disabled Veterans
Outreach
P r o g r a m provides intensive employability d e v e l o p m e n t services to secure p e r m a n e n t e m p l o y m e n t for veterans with service-connected disabilities a n d t h e m o s t disadvantaged Vietnam-era veterans. Local Veterans E m p l o y m e n t Representatives provide j o b development, placement, a n d supportive
services directly to veterans a n d act as functional supervisors
of the services provided veterans b y other local office staff to
ensure compliance w i t h the p e r f o r m a n c e standards for services to veterans.

11.1
11.5

50
50
142,921

Personnel Summary

Note.—The amount in 1990 from the Unemployment Trust Fund, which is set by the appropriation language above, was
reduced by P.L. 99-177.

Identification code 2 0 - 8 0 4 2 - 0 - 7 - 9 9 9

37
321
136,467

1991 est.

148,956

Outlays

Supplies and materials
Equipment
Grants, subsidies and contributions
Administrative expenses included in schedule of funds as
a whole

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
77.00 Adjustments in expired accounts
90.00

1990 est.

1991 est.

32
-32

Outlays.

This activity used currencies available under Title I of the
A g r i c u l t u r a l T r a d e D e v e l o p m e n t a n d A s s i s t a n c e A c t o f 1954,
declared b y the Treasury Department to be in excess of the
n o r m a l r e q u i r e m e n t s of t h e U n i t e d States. N o appropriation
h a s b e e n r e q u e s t e d s i n c e 1987 b e c a u s e o f t h e d e c l i n e i n a v a i l able excess foreign currencies.

Intragovernmental funds:
WORKING CAPITAL FUND

Notwithstanding 31 U.S.C. 3302, funds received for services rendered
to any entity or person for use of Departmental facilities, including
associated utilities and security services, shall be credited to and
merged with this fund.
Program and Financing (in thousands of dollars)
Identification code 1 6 - 4 6 0 1 - 0 - 4 - 5 0 5

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Administrative management services
00.02
00.03 National Capital Service Center
00.04 Penalty mail and telecommunications

20,399
21,380
5,429
18,342

22,759
21,023
5,571
20,941

22,130
22,242
5,962
18,610

Total obligations

65,550

70,294

68,944

-64,884

-68,751

-68,944

-5,349
4,683

-4,683
3,140

-3,140
3,140

666
11,295
-12,309

1,543
12,309
-10,380

10,380
-12,310

10.00

Financing:
11.00 Offsetting collections from: Federal funds
21.90 Unobligated balance available, start of year: Fund bal24.90
39.00
71.00
72.90
74.90
90.00

Unobligated balance available, end of year: Fund balance.
Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Outlays

-348

3,472

-1,930

Administrative
management
services.—Provides
a broad
range of administrative services, including printing, mailing,
messengers, motor pool, accounting and payroll oversight,
supply and property m a n a g e m e n t , and safety and health services. P r o v i d e s l e a d e r s h i p a n d d i r e c t i o n in t h e d e v e l o p m e n t
and execution of Departmental and agency education and
career development programs,
Field services.—Provides
centralized services f r o m the Dep a r t m e n t ' s regional offices to all agencies o f t h e D e p a r t m e n t

DEPARTMENT OF

T A S O T TO
R NP R A I N

MASS

TRANSPORTATION

located in the regions. These services include personnel management, voucher audit, and administrative services.
Facilities management—Manages
the Frances Perkins
Building, which is the Department's headquarters, under the
terms of an agreement with the General Services Administration. This activity is funded by an allocation from General
Services Administration to Department of Labor.
National Capital Service Center.—Provides a range of centralized services to agencies of the Department located in the
national capital area. These services include personnel, accounting, payroll and voucher payments, procurements, and
contracting.
Penalty mail and telecommunications.—Provides for departmental mail payments to the U.S. Postal Service and telecommunications payments to the General Services Administration.
Financing.—The fund is paid by the agencies for which
centralized services are performed at rates that return in full
all expenses of operation, including reserves for accrued
annual leave and depreciation of equipment.
Object Classification (in thousands of doliars)
Identification code 16-4601-0-4-505

1989 actual

1990 est.
21,496
695
142

23,098
722
142

11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment

22,103
3,266
66
464
43
6,742
19,395
645
10,150
922
1,754

22,333
3,403

23,962
3,658

600
94
6,262
22,468
712
11,733
1,945
744

521
98
6,653
20,201
742
10,953
2,016
140

65,550

70,294

68,944

687

680

680

717
8

711
8

711
8

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

The following sections are proposed for deletion and do not appear
below:
Sec. 512
Sec. 513
Sec. 514
Sec. 515
Sec. 516
Sec. 517

Sec. 519
20,012
1,649
442

99.9

TITLE V—GENERAL PROVISIONS

1991 est.

11.1
11.3
11.5

Sec. 520
Sec. 521

One-time provision requiring full absorption of the 1990
pay raise.
Sense of Congress provision that colleges and universities
should have drug-free campuses.
One-time Congressionally-initiated limitation on obligations for advisory and assistance services.
One-time provision on transfer authority for 1990.
Prohibits contracting the operation of certain Job Corps
centers by non-governmental agencies (also appears in
Department of Labor General Provisions).
One-time Congressionally-initiated reduction for 1990 for
two Labor Department salaries and expense accounts.
One-time Congressionally-initiated reduction for 1990 of
salaries and expenses of the Department of Health and
Human Services.
Prohibition against use of funds for reclassification of
certain rural referral centers, and reduction in Health
Care Financing Administration program management
to pay for costs of prohibition.
Limitation on distribution of sterile needles.
Provision on Dial-A-Porn sanctions.

SEC. 501. The expenditure of any appropriation under this Act for
any consulting service through procurement contract, pursuant to 5
U.S.C. 3109, shall be limited to those contracts where such expenditures are a matter of public record and available for public inspection, except where otherwise provided under existing law, or under
existing Executive order issued pursuant to existing law.
SEC. 502. No part of any appropriation contained in this Act shall
be expended by an executive agency, as referred to in the Office of
Federal Procurement Policy Act (41 U.S.C. 401 et seq.), pursuant to
any obligation for services by contract, unless such executive agency
has awarded and entered into such contract in full compliance with
such Act and regulations promulgated thereunder.
SEC. 503. Appropriations contained in this Act, available for salaries
and expenses, shall be available for services as authorized by 5 U.S.C.
3109 but at rates for individuals not to exceed the per diem rate
equivalent to the rate for GS-18.

SEC. 504. Appropriations contained in this Act, available for salaries
and expenses, shall be available for uniforms or allowances therefor
as authorized by law (5 U.S.C. 5901-5902).

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS
Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
General Services Administration, Salaries and expenses.

GENERAL PROVISIONS
The following sections are proposed for deletion and do not appear
below:
Sec. 103
Sec. 104
Sec. 105

Prohibits contracting the operation of certain Job Corps
Centers to nongovernmental agencies.
Restricts the use of Job Corps funds for paying legal
expenses in criminal cases.
Authorizes the transfer of certain property to the State
of Oregon.

SEC. 101. Appropriations in this Act available for salaries and expenses shall be available for supplies, services, and rental of conference space within the District of Columbia, as the Secretary of Labor
shall deem necessary for settlement of labor-management disputes.
SEC. 102. None of the funds appropriated under this Act shall be
used to grant variances, interim orders or letters of clarification to




891

employers which will allow exposure of workers to chemicals or other
workplace hazards in excess of existing Occupational Safety and
Health Administration standards for the purpose of conducting experiments on workers health or safety. (Department of Labor Appropriations Act, 1990.)

Sec. 518

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

ADMINISTRATION

SEC. 505. Appropriations contained in this Act, available for salaries
and expenses, shall be available for expenses of attendance at meetings which are concerned with the functions or activities for which
the appropriation is made or which will contribute to improved conduct, supervision, or management of those functions or activities.
SEC. 506. No part of the funds appropriated under this Act shall be
used to provide a loan, guarantee of a loan, a grant, the salary of or
any remuneration whatever to any individual applying for admission,
attending, employed by, teaching at, or doing research at an institution of higher education who has engaged in conduct on or after
August 1, 1969, which involves the use of (or the assistance to others
in the use of) force or the threat of force or the seizure of property
under the control of an institution of higher education, to require or
prevent the availability of certain curricula, or to prevent the faculty,
administrative officials, or students in such institution from engaging
in their duties or pursuing their studies at such institution.
SEC. 507. The Secretaries of Labor, Health and Human Services,
and Education are authorized to transfer unexpended balances of
prior appropriations to accounts corresponding to current appropriations provided in this Act: Provided, That such transferred balances
are used for the same purpose, and for the same periods of time, for
which they were originally appropriated.

A-892

TITLE V—GENERAL PROVISIONS—Continued

SEC. 508. No part of any appropriation contained in this Act shall
remain available for obligation beyond the current fiscal year unless
expressly so provided herein.
SEC. 509. No part of any appropriation contained in this Act shall
be used, other than for normal and recognized executive-legislative
relationships, for publicity or propaganda purposes, for the preparation, distribution, or use of any kit, pamphlet, booklet, publication,
radio, television, or film presentation designed to support or defeat
legislation pending before the Congress, except in presentation to the
Congress itself.
No part of any appropriation contained in this Act shall be used to
pay the salary or expenses of any grant or contract recipient, or agent
acting for such recipient, related to any activity designed to influence
legislation or appropriations pending before the Congress.
SEC. 510. The Secretaries of Labor and Education are each authorized to make available not to exceed $7,500 from funds available for
salaries and expenses under titles I and III, respectively, for official




THE BUDGET FOR FISCAL YEAR 1991
reception and representation expenses; the Director of the Federal
Mediation and Conciliation Service is authorized to make available
for official reception and representation expenses not to exceed $2,500
from the funds available for "Salaries and expenses, Federal Mediation and Conciliation Service"; and the Chairman of the National
Mediation Board is authorized to make available for official reception
and representation expenses not to exceed $2,500 from funds available
for "Salaries and expenses, National Mediation Board."
SEC. 511. When issuing statements, press releases, requests for proposals, bid solicitations and other documents describing projects or
programs funded in whole or in part with Federal money, all grantees
receiving Federal funds, including but not limited to State and local
governments, shall clearly state (1) the percentage of the total costs of
the program or project which will be financed with Federal money, (2)
the dollar amount of Federal funds for the project or program, and (3)
percentage and dollar amount of the total costs of the project or
program that will be financed by nongovernmental sources. (Departments of Labor, Health and Human Services, and Education, and
Related Agencies Appropriations Act, 1990.)

DEPARTMENT OF T A SO TT N
RNP RAI
O
ADMINISTRATION OF FOREIGN A F F A I R S

40.00
42.22

Federal Funds

43.00

General and special funds:
SALARIES AND EXPENSES*

71.00
72.40
74.40
77.00
78.00

(INCLUDING TRANSFER OF FUNDS)

*See "Detailed Budget Estimates," Subpart B, for additional information.

Budget authority:
Appropriation
Transferred from other accounts (budget authority)
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

1,789,000

1,741,239
51,152

1,906,378

1,789,000

1,792,391

1,906,378

1,791,013
606,471
-559,679
-21,734
- 5

1,834,242
559,679
-647,064

1,906,378
647,064
-708,815

For necessary expenses of the Department of State and the Foreign
Service, not otherwise provided for, including obligations of the
Outlays
1,816,066
1,746,857
1,844,627
United States abroad pursuant to treaties, international agreements, 89.00
and binational contracts (including obligations assumed in Germany
on or after June 5, 1945) and expenses authorized by section 9 of the
Outlays:
1,816,066
1,706,447
1,839,000
Act of August 31, 1964, as amended (31 U.S.C. 3721), and section 2 of 90.00 Outlays, under Sec. 614 restriction
90.00 Outlays, from repeal of Sec. 614 restriction
40,410
5,627
the State Department Basic Authorities Act of 1956, as amended (22
U.S.C. 2669); telecommunications; expenses necessary to provide maxiThe program described below is financed by this appropriamum physical security in Government-owned and leased properties
and vehicles abroad; representation to certain international organiza- tion and by reimbursements from other agencies. Those agentions in which the United States participates pursuant to treaties, cies are provided with most of their administrative services
ratified pursuant to the advice and consent of the Senate, conven- overseas by the Department of State.
tions, or specific Acts of Congress; acquisition by exchange or purExecutive direction and policy formulation.—This activity
chase of passenger motor vehicles as authorized by 31 U.S.C. 1343, 40
identifies resources which provide sound management
U.S.C. 481(c) and 22 U.S.C. 2674, except that passenger motor vehicles
through the direction of the Secretary and with the assistance
with additional systems and equipment may be purchased without
regard to any price limitation otherwise established by law as author- of staff officers, specialized offices and functional and regional
ized by 31 U.S.C. 1343(c), [$1,741,239,0001 $1,906,378,000, and in addi- bureaus, for policy formulation and in pursuit of regional and
tion not to exceed $250,000 in registration fees collected pursuant to global foreign policy objectives.
Inspections and audits.—This function is financed by a sepsection 38 of the Arms Export Control Act, as amended, may be used
in accordance with section 38(bX3XA) of such Act (section 1255(c) of
arate appropriation account established by the Inspector GenPublic Law 100-204). [In addition, not to exceed $51,152,000, to eral Act Amendments of 1988.
remain available until expended, may be transferred to this approConduct of diplomatic relations.—Resources of this activity
priation from "Acquisition and Maintenance of Buildings Abroad":
include: the political and economic reporting and analysis of
Provided, That the level of service provided through the Foreign
Affairs Administrative Support System (FAAS) shall be commensu- interests to the United States; the representation of U.S. diplomatic and national interests to countries abroad; and the
rate with the amounts appropriated, or otherwise made available
bilateral and multilateral negotiation of our foreign policy
therefor in appropriations Acts.3 (Department of State Appropriations
objectives. These resources also fund the conduct of U.S. diploAct, 1990; additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.

Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 1 1 3 - 0 - 1 - 1 5 3
Program by activities:
Direct program:
00.01
Executive direction and policy formulation
00.02
inspections and audits
00.03
Conduct of diplomatic relations
00.04
Conduct of consular relations
00.05
Professional training and development
00.06
Information management
00.07
Security
00.08
Medical
00.09
Administration and staff activities

1991 e

1989 actual

1990 est.

126,105
16,219
236,079
190,513
63,387
341,947
300,440
19,934
496,389

126,213

132,672

240,144
201,124
45,412
344,966
354,895
20,620
500,868

249,517
205,828
46,975
375,876
298,955
25,063
571,492

00.91
01.01

Total direct program
Reimbursable program

1,791,013
331,763

1,834,242
418,718

1,906,378
365,787

10.00

Total obligations

2,122,776

2,252,960

2,272,165

- 331,763
- 5
-38,708
2,200
33,323
1,177

-418,718

-365,787

1,789,000

1,792,391

Financing:
I
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority




-33,323
-8,528

1,906,378

matic policy through political and multilateral affairs, economic and social affairs, international budgetary and management affairs, and participation in various international organizations.
Conduct of consular relations.—Activities included are overseas and American citizen services, and the issuance of passports to U.S. citizens both here and abroad. Visa services
involve the issuance, denial, and adjudication of immigrant
and non-immigrant visas; refugee processing; and visa fraud
detection and investigation. American citizen services include
the issuance of passports, and emergency assistance to American citizens abroad. Passport services include the issuance of
passports in the United States and U.S. missions abroad and
passport fraud detection and investigation.
Professional development and training.—The professional
development and training activity is a continuous process by
which the Department ensures that its professionals have the
skills, experience and judgment to fulfill its functions at all
levels. Training programs are designed to provide employees
with the specific functional, area and language skills needed
for the conduct of foreign relations in the Department and
abroad.
Information management—This activity identifies resources
necessary for the effective and efficient creation, collection,
processing, transmission, dissemination, use, storage, and disposition of information required for the formulation and execution of foreign policy and for the conduct of daily business.
Its requirements are driven by the informational needs of the
President, the Secretary of State, the department and its 260
A-893

A-894

SEKESULS?"" AFFAIRS^LINUED

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
SALARIES AND EXPENSES*—Continued
(INCLUDING TRANSFER OF FUNDS)—Continued

missions, and approximately fifty government agencies. Components of the information management activity include: telecommunications; classified information handling, unclassified
data and word processing; pouch, mail, and publishing services; administration of an electronic and archival records
management program; document classification and declassification, information security; and provision of information
management services, as appropriate, to all branches of the
Government and to the public. In all of these programs, responsibilities range from policy setting to planning and
design, implementation, operation, and maintenance. The Department manages large computer and communications centers to provide administrative, consular, economic, and political information. The computer systems support worldwide
consular applications, financial management systems, management of building programs, and intelligence research systems.
Security.—This
activity identifies resources necessary in
meeting security and counterterrorism responsibilities, both
foreign and domestic. Covered in this activity are: security
operations; engineering services, which relate to the technical
defense of Foreign Service personnel and establishments
against electronics and physical attack; investigations, such as
malfeasance and passport fraud; protection of dignitaries; and
physical security operations. In 1991, funding for the security
related to overseas construction and renovation projects is
transferred to the Acquisition and Maintenance of Buildings
Abroad appropriation account.
Medical.—This
activity encompasses medical programs for
the Department of State, the Foreign Service, and 35 other
U.S. Government departments and agencies overseas. Services
are provided in Washington as well as at 260 missions worldwide and cover some 60,000 employees and dependents.
Administration and staff activities.—These activities include normal domestic and overseas administrative services
such as:
—The direction and control of all administration and management operations, representing and negotiating U.S.
government administrative matters with foreign officials
and reviewing and setting resource levels and priorities
for the various programs and bureaus in the Department.
—The budgeting, financial planning and fiscal operations
for the Department of State and most federal agencies
resident abroad.
—The management, recruitment and performance evaluation of the Department's Foreign and Civil Service employees and Foreign Service National staff.
—The contracting and procurement of services and supplies, maintenance and repair of equipment and physical
property, vehicle operation and shipping and customs
services.
—Centralized funding for the payment of salaries and
worldwide related benefits to full-time permanent employees.

21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
99.0
99.0
99.9

Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities
Subtotal, direct obligations
Reimbursable obligations

78,841
32,021
61,125
46
113,047
12,357
427,851
64,600
82,077
7,812
9,973
5,273

80,744
32,794
62,600
47
115,776
12,655
438,178
66,159
84,058
8,001
10,214
5,400

83,216
33,798
64,517
' 49
119,320
13,043
451,592
68,185
86,631
8,245
10^526
5,566

1,791,013
331,763

1,906,378
365,787

2,122,776

Total obligations

1,834,242
418,718
2,252,960

2,272,165

25,359
24,580

25,123
24,761

25,123
24^676

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

OFFICE OF INSPECTOR GENERAL*
•See "Detailed Budget Estimates," Subpart B, for additional information.

For necessary

expenses

of the

Office of Inspector

General,

[$21,000,0001 $28,301,000. (Department of State Appropriations Act,
1990; additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 2 9 - 0 - 1 - 1 5 3

1989 actual

1990 est.

1991 est.

Program by activities:
00.01
00.02
00.03
10.00

Executive direction and policy formulation
Inspections and audits
Administration and staff activities

40.00
40.00
43.00

71.00
72.40
74.40
89.00

90.00
90.00

23,301
415
_466

20,338

Outlays:
Outlays, under Sec. 6 1 4 restriction
Outlays, from repeal of Sec. 6 1 4 restriction

23,301

20,753
!
-415

Outlays

23 301
!

20,753

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

23,301

21,000
-247

Appropriation (adjusted)

23,301

20,753

Budget authority:
Appropriation
Reduction pursuant to P . L 99-177

377
22,243
681

20,753

Total obligations

Financing:
3 9 . 0 0 Budget authority

371
19,713
669

23,250

17,309
3,029

23,183
' 67

Note.—1989 actual budget authority estimate is for activities previously financed from:
[In thousands of dollars]

Object Classification (in thousands of dollars)
Department of State, Salaries and expenses
Identification code 1 9 - 0 1 1 3 - 0 - 1 - 1 5 3

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

670,614
19,229
34,678
3,567

686,800
19,693
35,515
3,653

721,182
20,296
36,602
3,765

11.9
12.1
13.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel

728,088
162,770
5,132

745,662
166,699
5,256

781,845
174,430
5,417




1989 actUi
17,662

This appropriation provides for the conduct or supervision
of all audits, investigations and inspections of the Department's programs and operations, as mandated by the Inspector General Act of 1978, as amended, and the Foreign Service
Act of 1980, as amended. OIG objectives are to (1) improve the
economy, efficiency and effectiveness of the Department's operations, (2) detect and prevent fraud, waste, abuse and mismanagement, and (3) evaluate independently the formulation,
applicability and implementation of security standards at all

DEPARTMENT OF

T A S O T TO
R NP R A I N

MASS

U.S. diplomatic and consular posts. The Office also assesses
the implementation of U.S. foreign policy, primarily through
its inspection of all overseas posts and domestic offices on a
cyclical basis. State's IG, as mandated by law since December
1987, also serves as Inspector General of the U.S. Arms Control and Disarmament Agency, as mandated by law.

11.1
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0

99.9

1989 actual

1990 est.

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

1991 est.

11,912
1,948
3,566
10
390
120
1,407
175
1,225

Total obligations

12,702
2,067
4,208
10
397
122
2,371
178
1,246

20,753

23,301

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

259
220

259
220

ACQUISITION AND MAINTENANCE OF BUILDINGS ABROAD*

•See "Detailed Budget Estimates," Subpart B, for additional information.
For necessary expenses for carrying out the Foreign Service Buildings A c t of 1926, as amended (22 U.S.C. 292-300), and the Diplomatic
Security Construction Program as authorized b y title I V of the Omnibus Diplomatic Security and Antiterrorism A c t of 1986 (22 U.S.C.
4851), [$348,100,000J $317,775,000, to remain available until expended as authorized b y 22 U.S.C. 2696(c)[: Provided, That none of the
funds appropriated in this paragraph shall be available for acquisition of furniture and furnishings and generators for other departments and a g e n c i e s ] . (Department of State Appropriations Act, 1990;
additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 3 5 - 0 - 1 - 1 5 3

1989 actual

43.00
71.00
72.40
74.40
78.00
89.00

Object Classification (in thousands of dollars)
Identification code 19-0529-0-1-153

TRANSPORTATION

1990 est.

1991 est.

Program by activities:
Direct program:
Capital program:
00.01
State Department
00.02
Other agencies
00.03
Construction security
00.04
Leasehold program
00.05
Functional program and operations
00.06
Administration

75,080
8,215

590,280
22,755

120,248
113,895
28,660

83*416
120,528
25,343

243,397
13,000
65,000
97,863
134,774
29,812

00.91
01.01

346,098
58,048

842,322
64,600
906,922

Appropriation (adjusted)

240,021

Outlays
Outlays:
Outlays, under Sec. 614 restriction
Outlays, from repeal of Sec. 614 restriction

293,465

346,098
220,716
-237,381
-64

842,322
237,381
-744,123

329,369

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

317,775

335,580

289,302

329,369

344,612
-9,032

302,457
-13,155

583,846
744,123
-1,038,667

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]
Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation.Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
240,021
329,369

1990 est.
293,465
335,580

1991 est
317,775
289,302
270,000
10,000

240,021
329,369

293,465
335,580

587,775
299,302

The Foreign Service buildings program provides consolidated office space for the Foreign Service and other Government
agencies abroad and living quarters for American employees.
Funds for minor improvements and building maintenance expenses formerly funded from FBO Special Foreign Currency
program have been included in the FBO regular appropriation since 1988. In 1991, the Foreign Buildings program will
finance the cost of construction security support for major
capital and maintenance projects which formerly were funded
by the State Department's Salaries and Expenses appropriation account.
Object Classification (in thousands of dollars)
Identification code 1 9 - 0 5 3 5 - 0 - 1 - 1 5 3

11.1
11.5
11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0

1989 actual

Direct obligations-.
Personnel compensation:
Full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

583,846
58,500

404,146

90.00
90.00

895

ADMINISTRATION

1990 est.

1991 est.

19,700
6,865

20,432
7,120

20,811
7,174

26,565
3,283
4,963
940
94,130
141
61,324
31,330
9,218
114,204

27,552
3,405
6,120
1,676
85,374
142
100,810
31,972
6,851
578,420

27,985
3,475
6,334
1,800
97,863
145
112,529
33,100
4,000
296,615

642,346

10.00

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

40.00
40.00
41.22

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Transferred to other accounts (budget authority)




99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

346,098
58,048

842,322
64,600

583,846
58,500

99.9

Total obligations

404,146

906,922

642,346

298
195

298
195

298
195

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

-51,349
-6,699
- 64
-920,941
814,928

-59,700
-4,900

-56,500
-2,000

-8R928
266,071

—266^071

240,021

293,465

317,775

240,021

348,100
-3,483
-51,152

317,775

ACQUISITION AND MAINTENANCE OF BUILDINGS ABROAD

Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 3 5 - 2 - 1 - 1 5 3

00.01

Program by activities:
Capital program-. State Department..

1989 actual

1990 est.

1991 est.

10,000

A-896

T H E BUDGET FOR FISCAL Y E A R

1991

ACQUISITION AND MAINTENANCE OF BUILDINGS ABROAD—Continued

rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.

Program and Financing (in thousands of dollars)—Continued

Program and Financing (in thousands of dollars)

General and special funds—Continued

Identification code 1 9 - 0 5 3 5 - 2 - 1 - 1 5 3
10.00

1989 actual

1990 est.

1991 est.

Total obligations (object class 3 2 . 0 )

Financing:
24.40 Unobligated balance available, end of year

260,000

40.00

270,000

71.00

Relation of obligations to outlays:
Obligations incurred, net

10,000

Outlays

This

for

later

transmittal

item

will

fund

the

design and construction of a n e w embassy office building
Moscow,

U.S.S.R., pending

struction

final outcome

of design and

in

con-

negotiations.

71.00
72.40
74.40
77.00

90.00
90.00

4,600

4,600
755
-755

4,600
755
-755

4,600

4,600

4,364

Outlays:
Outlays, under Sec. 6 1 4 restriction
Outlays, from repeal of Sec. 6 1 4 restriction..

4,600

4,364

Outlays

4,600

4,589
567
-755
-37

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

4,600

4,590

Budget authority (appropriation)

89.00

ACQUISITION AND MAINTENANCE OF BUILDINGS ABROAD (SPECIAL
FOREIGN CURRENCY PROGRAM)

1991 est.

-35
1

40.00

1990 est.

4,624

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

10,000

proposed

1989 actual

Program by activities:
Total obligations (object class 25.0)

10.00

Budget authority (appropriation)

90.00

Identification code 1 9 - 0 5 4 5 - 0 - 1 - 1 5 3

10,000

4,590
10

4,600

Program and Financing (in thousands of dollars)
1989 actual

Identification code 1 9 - 0 5 3 8 - 0 - 1 - 1 5 3

1990 est.

289

4,500

1,117

-5,617
1,117

-1,117

289
7,802
-5,279

4,500
5,279
-5,279

1,117
5,279
-3,246

2,812

4,500

3,150

.

Budget authority..

Outlays..

90.00

in

the

foreign currencies has been enacted annually to
appropriation.

These

currencies

quire or construct real property and to
costs to

the

greatest

extent

possible.

used

to

ac-

maintenance

program

will

be

Object Classification (in thousands of dollars)

23.2

Rental payments to others

25.0
26.0
32.0
99.9

1989 actual

1990 est.

1991 est.

235

300

the

Program and Financing (in thousands of dollars)

Other services
Supplies and materials
Land and structures

27
27

600
600
3,000

300
517

Total obligations

289

4,500

00.01
00.02

1989 actual

Program by activities:
Missions and officials to United Nations
Missions and officials in United States

1990 est.

1991 est.

7,173
2,022

7,315
2,078

7,022
2,078

9,195

9,393

9,100

-388
293

-293

40.00

9,100

9,100

9,100

9,195
7,258
-4,851
l

9,393
4,851
-5,144

9,100
5,144
-5,144

11,601

9,100

9,100

10.00

300

1,117

71.00
72.40
74.40
77.00

Total obligations (object class 2 5 . 0 )

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

90.00
REPRESENTATION ALLOWANCES*
•See "Detailed Budget Estimates," Subpart B, for additional information.
For representation allowances as authorized by section 905 of the
Foreign Service A c t of 1980, as amended (22 U.S.C. 4085), and for
representation by United States missions to the United Nations and
Organization of American States, $4,600,000. (Department of State
Appropriations
Act, 1990; additional
authorizing
legislation to he
proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a




for

activities

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

are

finance

This

supplement

terminated when balances are expended.

Identification code 1 9 - 0 5 3 8 - 0 - 1 - 1 5 3

in part

official

PROTECTION OF FOREIGN MISSIONS AND OFFICIALS

Identification code 1 9 - 0 5 2 0 - 0 - 1 - 1 5 3

regular

of

For expenses, not otherwise provided, to enable the Secretary of
State to provide for extraordinary protective services in accordance
with the. provisions of section 214 of the State Department Basic
Authorities A c t of 1956, and to provide for the protection of foreign
missions in accordance with the provisions of 3 U.S.C. 208, $9,100,000.
(Department of State Appropriations Act, 1990; additional
authorizing
legislation to he proposed.)

S i n c e 1961, a s e p a r a t e a p p r o p r i a t i o n f o r p a y m e n t s i n e x c e s s
the

pursuance

1,117

-5,906
5,617

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

1,500

289

Total obligations..

71.00
72.40
74.40

incurred

U n i t e d States.

3,000

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00

Officers of the Foreign Service are reimbursed
expenses

abroad a n d at missions to international organizations in

Program by activities:
Capital program: Near East and South Asia..
Related activities:
00.10
Minor improvements
00.01

10.00

1991 est.

Outlays

T h i s a p p r o p r i a t i o n w i l l p r o v i d e f o r (1) r e i m b u r s e m e n t t o t h e
N e w Y o r k City police department for protection extended
foreign

missions

and

officials accredited

to

the

United

to
Na-

t i o n s , a n d (2) p r o t e c t i o n o f f o r e i g n m i s s i o n s a n d o f f i c i a l s e l s e w h e r e in the United States through reimbursement

of

and local governments for police assistance and b y

contract-

ing for protective services with private security firms.

Protec-

tive services will be authorized b y the Secretary of State
will be provided only in cases of extraordinary need.

State

and

DEPARTMENT OF

T A S O T TO
R NP R A I N

MASS

TRANSPORTATION

Object Classification (in thousands of dollars)

EMERGENCIES IN THE DIPLOMATIC AND CONSULAR SERVICE*

*See "Detailed Budget Estimates," Subpart B, for additional information.
For expenses necessary to enable the Secretary of State to meet
unforeseen emergencies arising in the Diplomatic and Consular Service pursuant to the requirement of 31 U.S.C. 3526(e), [ $ 4 , 7 0 0 , 0 0 0 ]
$6,600,000, to remain available until expended as authorized b y 22
U.S.C. 2696(c). (Department of State Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.

Identification code 1 9 - 0 5 2 2 - 0 - 1 - 1 5 3

00.01
00.02
00.03

Program by activities:
Repatriation loans
Rewards
Other activities

10.00

Total obligations

21.40
24.40

1990 est.

635

1991 e

3,081

681
6,454

750
5,850

99.9

Total obligations

3,716

7,135

6,600

BUYING POWER MAINTENANCE

Program and Financing (in thousands of dollars)

5,850

3,716

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

750

7,135

6,600

39.00
71.00
90.00

-1,716
2,500

1991 est.

635
3,081

21.40
22.40
24.40

681
1,000
5,454

1990 est.

Investments and loans
Unvouchered

Identification code 1 9 - 0 5 2 4 - 0 - 1 - 1 5 3
1989 actual

1989 actual

33.0
91.0

Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 2 2 - 0 - 1 - 1 5 3

897

ADMINISTRATION

Financing:
Unobligated balance available, start of year
Unobligated balance transferred, net
Unobligated balance available, end of year

1989 actual

1990 est.

-6,328
-2,200
8,528

1991 est.

-8,528
8,528

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays

-2,500

39.00

Budget authority

4,500

4,635

6,600

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

4,500

4,700
-65

6,600

4,500

4,635

6,600

3,716
2,068
-1,277
-776

7,135
1,277
-3,831

6,600
3,831
-4,422

3,731

4,581

6,009

3,731

4,500
81

5,955
54

T h i s a c c o u n t is a v a i l a b l e t o o f f s e t l o s s e s d u e t o e x c h a n g e
rate and overseas w a g e and price fluctuations unanticipated
in the budget. A n y gains due to fluctuations will be merged
w i t h this a c c o u n t to b e a v a i l a b l e to offset f u t u r e losses.

43.00

Appropriation (adjusted)

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

89.00

90.00
90.00

Outlays
Outlays:
Outlays, under Sec. 614 restriction
Outlays, from repeal of Sec. 614 restriction

PAYMENT TO THE AMERICAN INSTITUTE IN T A I W A N *

Status of Direct Loans (in thousands of dollars)
1989 actual

Identification code 1 9 - 0 5 2 2 - 0 - 1 - 1 5 3

Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 2 3 - 0 - 1 - 1 5 3

10.00

1990 est.

1991 est.

Position with respect to appropriations act limitation
on obligations:
1131 Direct loan obligations exempt from limitation

635

690

750

1150

635

681

750

Total direct loan obligations

*See "Detailed Budget Estimates," Subpart B, for additional information.
For necessary expenses to carry out the Taiwan Relations Act,
Public Law 96-8 (93 Stat. 14), [$11,300,000] $12,000,000. (Department
of State Appropriations Act, 1990; additional authorizing legislation
to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.

Financing:
39.00 Budget authority

40.00
40.00
43.00

Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1231 Disbursements: Direct loan disbursements
1251 Repayments-. Repayments and prepayments

2,151
635
-376

2,410
681
-331

2,760
750
-400

1290

2,410

2,760

3,110

89.00

38.3
287

90.00
90.00

1320
1330
1131

Outstanding, end of year
Estimate of direct loan subsidy:
Subsidy rate (in percent)
Subsidy amount (in thousands of dollars)
Direct loan obligations exempt from limitation

and

for other

purposes

authorized

to
by

S e c t i o n 4 o f t h e D e p a r t m e n t ' s B a s i c A u t h o r i t i e s A c t (22 U . S . C .
2671). R e p a y m e n t s o f r e p a t r i a t i o n l o a n s a r e d e p o s i t e d t o m i s cellaneous receipts of the Treasury.




71.00
72.40
74.40

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays
Outlays:
Outlays, under Sec. 614 restriction
Outlays, from repeal of Sec. 614 restriction

1990 e

1991 est.

10,890

11,142

12,000

10,890

11,142

12,000

10,890

11,300
-158

12,000

10,890

11,142

12,000

10,890
4,340
-6,044

11,142
6,044
-6,110

12,000
6,110
-6,333

9,186

11,076

11,777

9,186

10,890
186

11,711
66

-9

These funds are used for relief and repatriation loans
U.S. citizens abroad

Program by activities:
Total obligations (object class 25.0)

1989 actual

T h e Taiwan Relations A c t (Public L a w 96-8) requires prog r a m s with respect to T a i w a n to be carried out b y or through
the A m e r i c a n Institute in Taiwan.
T h e D e p a r t m e n t will continue to contract with the Institute
to conduct commercial, cultural, and other relations with the
people on Taiwan.

A-898

THE BUDGET FOR FISCAL YEAR 1991

AFFA,RS_CONTINUED

General and special funds—Continued
PAYMENT TO THE FOREIGN SERVICE RETIREMENT AND DISABILITY
FUND

71.00
72.90
74.90

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance'

90.00
For payment to the Foreign Service Retirement and Disability
Fund, as authorized by law, [$106,034,0003 $108,576,000. (Department
of State Appropriations Act, 1990; additional authorizing legislation
On
to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 4 0 - 0 - 1 - 1 5 3

1989 actual

1990 est.

1991 est.

713
10,293
-16,195

Outlays

16,195
-16,195

16,195
-16,195

-5,189

a reimbursable basis, this fund finances certain administrative services, such as printing and reproduction, editorial
material, motor pool operations and dispatch agencies operations, and expenses of carrying out the Foreign Missions Act.
Object Classification (in thousands of dollars)

Program by activities:
10.00 Total obligations (object class 13.0)

238,684

230,734

225,176

Financing:
39.00 Budget authority

238,684

230,734

225,176

Budget authority:
40.00 Appropriation (current, definite)
60.00 Appropriation (permanent, indefinite)

107,684
131,000

106,034
124,700

108,576
116,600

238,684

230,734

225,176

238,684

230,734

225,176

71.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Outlays

The current appropriation finances, by 30 equal annual
installments, any unfunded liability created by new or liberalized benefits, new groups of beneficiaries, and salary increases. In addition, the current appropriation finances the
annual balance of the Foreign Service normal cost not met by
employee and employer contributions.
The permanent appropriation provides payments to the
fund for the interest on the unfunded liability and disbursements attributable to military and naval services—a full 100
percent in each year.

Identification code 1 9 - 4 5 1 9 - 0 - 4 - 1 5 3

1989 actual

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Other services
Supplies and materials
Equipment

99.9

1990 est.

1991 est.

8,477
141
528

9,098
151
567

9,146
1,320
323
19,950
2,188
21,492
3,232
1,015

9,475
1,368
335
20,668
2,269
22,265
3,348
1,052

9,816
1,417
347
21,412
2,349
23,066
3,469
1,090

58,666

Total obligations

8,782
146
547

60,778

62,966

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

251
218

248
218

248
218

Trust Funds
FOREIGN SERVICE RETIREMENT AND DISABILITY FUND

ALLOCATIONS RECEIVED FROM OTHER ACCOUNTS

Program and Financing (in thousands of dollars)

Note.—Obligations incurred under allocations from other accounts are included in the
schedules of the parent appropriations as follows:
Funds appropriated to the President:
"Operating expenses of the Agency for International Development."
"Economic support fund."
U.S. Arms Control and Disarmament Agency: "Arms control and disarmament activities."
United States Information Agency: "Salaries and expenses, special foreign currency
program"; "Salaries and expenses."

WORKING CAPITAL FUND

Program and Financing (in thousands of dollars)
1989 actual

00.01
00.02
10.00

1989 actual

Program by activities:
Payments to beneficiaries
Refunds and gratuities

1990 est.

1991 est.

60.00

Program by activities:
Operating expenses:
00.01
Publishing services
00.02
Supply services
00.03
Central support services

8,137
5,552
43,181

8,430
5,752
44,735

8,733
5,959
46,346

71.00
72.40
74.40

00.91

56,870

58,917

61,038

90.00

750
1,111
1,861

58,666

60,778

62,966

- 57,953

- 60,778

-62,966

01.91

Total capital investment

10.00

Total obligations

Financing:
11.00 Offsetting collections from: Federal funds
21.90 Unobligated balance available, start of year: Fund balance
39.00

Budget authority




724
1,072
1,796

-713

345,772
20,409

324,922

345,844

366,181

-32,511
-3,874,177

-2,175
-4,371,832

-4,832,602

2,175
4,371,832

2,000
4,832,602

2,000
5,300,955

792,241

806,439

834,534

324,922
55
-55

345,844
55
-55

366,181
55
-55

324,922

345,844

366,181

Budget authority (appropriation) (permanent, indefinite)

1,928

Capital investment:
Publishing services
Central support services

1991 est.

325,834
20,010

Total obligations

777
1,151

01.01
01.03

Total operating expenses

1990 est.

305,433
19,489

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value

Intragovernmental funds:

Identification code 1 9 - 4 5 1 9 - 0 - 4 - 1 5 3

Identification code 1 9 - 8 1 8 6 - 0 - 7 - 6 0 2

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

-2,000

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS
[in thousands of dollars]

Outlays
Proposed for later transmittal under proposed legislation:
Budget authority
Outlays
Total:
Budget authority
Outlays

1989 actual
792,241
324,922

1990 est.
806,439
345,844

1991 est
834,534
366,181
-13,362

792,241
324,922

806,439
345,844

834,534
352,819

INTERNATIONAL ORGANIZATIONS AND CONFERENCES
Federal Funds

D E P A R T M E N T O F T A S O T TO
R NP R A I N

The fund is maintained through: (a) contributions by participants, consisting of all Foreign Service officers, Foreign
Service information officers, Foreign Service reserve officers
with unlimited tenure, and all Foreign Service staff officers
and employees with unlimited appointments; (b) matching
Government contributions; (c) special Government contributions from Payment to the Foreign Service Retirement and
Disability Fund; (d) interest on investments (22 U.S.C. 4042)
and (e) voluntary contributions.
It is estimated that approximately 11,051 annuitants will be
paid retirement benefits from this fund September 30, 1991,
compared with 10,834 paid September 30, 1990, and 10,622
paid September 30, 1989. Gratuities and refunds represent
payments to eligible former participants leaving the retirement system.
The status of the fund is as follows (in thousands of dollars):

MISCELLANEOUS TRUST FUNDS
Program and Financing (in thousands of dollars)
Identification code 1 9 - 9 9 7 1 - 0 - 7 - 1 5 3

00.01
00.02
10.00

Balance of fund, start of year

1989 actual
3,874,177
32,511

1990 est.
4,371,832
2,175

mi est.
4,832,602
2,000

3,906,688

4,374,007

4,834,602

60.00

71.00
72.40
74.40
90.00

Cash income for the year:
Government receipts:
Deductions from employees' salaries
Voluntary contributions
Intrabudgetary transactions:
Employer's contribution
Receipts from the Civil Service retirement fund
Federal contribution
Interest on investments

33,322
374

29,614
300

77,695
476
279,216
401,158

81,546
500
270,881
421,744

85,397
500
265,517
453,206

792,241

Total net income

31,468
300

806,*39

305,429
19,493

325,893
19,951

345,772
20,409

Total outgo

324,922

345,844

366,181

4,371,832
2,175

4,832,602
2,000

5,300,955
2,000

4,374,007

4,834,602

Program by activities:
Unconditional gift fund
Conditional gift fund

1990 est.

1991 est.

441
2,073

500
2,700

3,200

3,200

-1,738

-433
-15

-448

433
15

448

448

1,224

3,200

3,200

2,514
359
-770

3,200
770
-770

3,200
770
-770

2,103

3,200

3,200

415
809

400
2,800

400
2,800

336
1,767

Budget authority (appropriation)
indefinite)

500
2,700

2,514

Total obligations

400
2,800

400
2,800

(permanent,

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Distribution of budget authority by account:
Unconditional gift fund
Conditional gift fund

834,534

Cash outgo during the year-.
Payments to beneficiaries
Refunds and gratuities

1989 actual

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value

STATUS OF FUND
Unexpended balance, start of year:
U.S. securities (par)
Cash

MASSTRANSPORTATIONADMINIS

Distribution of outlays by account:
Unconditional gift fund
Conditional gift fund

gifts m a y be

used

f o r c a r r y i n g o u t t h e D e p a r t m e n t ' s f u n c t i o n s (22 U.S.C.

809).

Unconditional

gift

fund.—Unconditional

5,302,955

Unexpended balance, end of year:
U.S. securities (par)
Cash
Balance of fund, end of year

Conditional

gift

fund.—Use

of these funds consists of

for

the Department's

do-

diplomatic reception

s e r v i c e s a t o t h e r p o s t s (22 U . S . C . 809).
Object Classification (in thousands of dollars)
Identification code 1 9 - 9 9 7 1 - 0 - 7 - 1 5 3

42.0
44.0
99.9

rooms, and funds

nated b y overseas c o m m i s s a r y a n d mess service to assist s u c h

Object Classification (in thousands of dollars)
Identification code 1 9 - 8 1 8 6 - 0 - 7 - 6 0 2

pro-

curement of furnishings, paintings, and decorative objects

1989 actual

Insurance claims and indemnities
Refunds

1990 est.

1991 est.

305,433
19,489

345,772
20,409

324,922

Total obligations

325,834
20,010
345,844

366,181

21.0
22.0
24.0
25.0
26.0
31.0
99.9

1989 actual

Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Equipment

1990 est.

1991 est.

174
7
3
2,193
7
130

221
9
4
2,792
9
165

2,514

Total obligations

221
9
4
2,792
9
165
3,200

3,200

FOREIGN SERVICE RETIREMENT AND DISABILITY FUND

(Proposed for later transmittal, proposed legislation)

INTERNATIONAL ORGANIZATIONS AND
CONFERENCES

Program and Financing (in thousands of dollars)
Identification code 1 9 - 8 1 8 6 - 2 - 7 - 6 0 2

1989 actual

1990 est.

1991 est.

Program by activities:
10.00 Total obligations (object class 4 2 . 0 )

-13,362

71.00
90.00

13,362

Budget authority..
Relation of obligations to outlays-.
Obligations incurred, net

-13,362
-13,362

Outlays..

This schedule

reflects changes to the

Foreign

Service

tirement and Disability F u n d consistent with legislative
posals pertaining to the Civil Service Retirement a n d
ity Fund.




Funds

CONTRIBUTIONS TO INTERNATIONAL ORGANIZATIONS*

Financing:
24.40 Unobligated balance available, end of year: Treasury
balance
39.00

Federal
General and special funds:

Repro-

Disabil-

*See "Detailed Budget Estimates," Subpart B, for additional information.
For expenses, not otherwise provided for, necessary to meet annual
obligations of m e m b e r s h i p in international multilateral organizations,
pursuant to treaties ratified pursuant to the advice and consent of the
Senate, conventions or specific Acts of Congress £$622,000,000]
$1,158,481,000 of which, not to exceed $463,595,000 shall remain available until expended to pay arrearages incurred through fiscal year
1990, the payment of which shall be directed toward special activities
that are mutually agreed upon by the United States and the respective
international organizations: Provided, T h a t n o n e o f t h e f u n d s a p p r o p r i a t e d in this p a r a g r a p h s h a l l b e a v a i l a b l e f o r a U n i t e d S t a t e s c o n tribution to an international organization for the United States share
o f interest costs m a d e k n o w n to the United States G o v e r n m e n t b y

INTERNATIONAL. ORGANIZATIONS AND CONFERENCES—Continued
Federal Funds—Continued

A-900

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

03.28

CONTRIBUTIONS TO INTERNATIONAL ORGANIZATIONS*—Continued

03.29

such organization for loans incurred on or after October 1, 1984, 0 3 . 9 1
through external borrowings. (Department of State Appropriations
04.01
Act, 1990; additional authorizing legislation to he proposed,)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)
Identifiesjtion code 1 9 - 1 1 2 6 - 0 - 1 - 1 5 3
Program by activities:
United Nations and affiliated agencies:
Food and Agriculture Organization
International Atomic Energy Agency
00.02
International Civil Aviation Organization
00.03
International Labor Organization
00.04
International Maritime Organization
00.05
International Telecommunications Union
00.06
United Nations
00.07
United Nations Industrial Development Organization
00.08
Universal Postal Union
00.09
World Health Organization
00.10
World Intellectual Property Organization
World Meteorological Organization
00.12

0.1
00

0.1
01

00.91

0.1
10
01.02
01.03
01.04
01.05
01.06

01.91
02.01
02.02
02.03
02.04
02.05
02.91
03.01
03.02
03.03
03.04
03.05
03.06
03.07
03.08
03.09
03.10
03.11
03.12
03.13
03.14
03.15
03.16
03.17
03.18
03.19
03.20
03.21
03.22
03.23
03.24
03.25
03.26
03.27

Subtotal
Inter-American organizations:
Inter-American Indian Institute
Inter-American Institute for Cooperation on Agriculture
Organization of American States
Pan American Health Organization
Pan American Institute of Geography and History
Pan American Railway Congress Association
Subtotal
Regional organizations:
Colombo Plan Council for Technical Cooperation
North Atlantic Assembly
North Atlantic Treaty Organization
Organization for Economic Cooperation and Development
South Pacific Commission
Subtotal
Other international organizations:
Bureau of International Expositions
Customs Cooperation Council
General Agreement on Tariffs and Trade
Hague Conference on Private International Law
International Agency for Research on Cancer
International Bureau of the Permanent Court of Arbitration
International Bureau for the Publication of Customs
Tariffs
International Bureau of Weights and Measures
International Center for the Study of the Preservation
and Restoration of Cultural Property
International Coffee Organization
International Cotton Advisory Committee
International Hydrographic Bureau
International Institute for the Unification of Private
Law...
International Jute Organization
International Lead and Zinc Study Group
International Natural Rubber Organization
International Office of Epizootics
International Organization for Legal Metrology...
International Office of the Vine and Wine
International Rubber Study Group
International Seed Testing Association
International Sugar Organization..
International Tropical Timber Organization..
International Wheat Council
International Union for Conservation of Nature and
Natural Resources
Interparliamentary Union..
Maintenance of Certain Lights in the Red Sea




10.00

Permanent International Association of Road Congresses
World Tourism Organization
Subtotal

277
13,129

13,269

Arrearage Payment.....
Total obligations

Financing:
14.00 Offsetting collections from: Non-Federal sources
2 4 . 4 0 Unobligated balance available, end of year

13
319

328

15,320
92,719

486,802

614,992

-862

787,605

- 4 0
370,876

1990 est

36,114
36,248
10,018
48,245
889
4,986
204,570
18,057
788
70,268
603
6,092

70,293
39,590
9,484
44,008
1,110
4,969
231,455
19,448
827
78,277
850
6,574

332,349

436,878

506,885

104
10,856
32,968
32,059
340
25

103
14,082
49,334
38,760
343
25

109
14,681
46,356
39,552
362
25

76,352

102,647

101,085

11
573
29,645

11
917
26,925

12
739
33,197

33,960
783

33,514
831

36,748
900

64,972

62,198

71,596

21

2,166
6,382
54
1,049

2,212
6,173
58
1,238

24
2,369
6,563
62
1,366

10

10

11

59
512

76
547

110
586

461
713
175
60

522
636
178
61

554
832
190
71

49
31
30
58
71

81
45
39
59
75

64
5

63
6

289

297

485,940

614,952

1,158,481

Budget authority:
Appropriation
Reduction pursuant to P . L 99-177

485,940

622,000
-7,048

1,158,481

1991 est

25,000
35,160
8,207
27,711
944
4,917
144,862
12,668
814
65,354
618
6,094

20

Budget authority

40.00
40.00

1989 actual

39.00

43.00

Appropriation (adjusted)

485,940

614,952

1,158,481

71.00
72.40
74.40
77.00

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

485,940
41,376
-12,045
- 5 3

614,952
12,045
-30,821

787,605
30,821
-34,817

515,218

596,176

783,609

515,218

473,615
122,561

777,158
6,451

89.00

90.00
90.00

Outlays
Outlays:
Outlays, under Sec. 6 1 4 restriction
Outlays, from repeal of Sec. 6 1 4 restriction

Status of Direct Loans (in thousands of dollars)
Identification code 1 9 - 1 1 2 6 - 0 - 1 - 1 5 3

1210
1251
1290

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Repayments: Repayments and prepayments
Outstanding, end of year

496
48

1990 est.

902
-862

1991 est.

40
-40

40

As a member of the above listed organizations, the United
States contributes an assessed share of the budgets of those
organizations net of certain withholdings. Some 1991 estimates reflect approved budgets of these organizations. The
1991 appropriation also includes $464 million to pay the total
arrearages incurred through fiscal year 1990. These funds
would be directed toward special activities that are mutually
agreed upon by the United States and the respective international organizations, and their payment would be conditional
upon such agreements.
Object Classification (in thousands of dollars)
Identification code 1 9 - 1 1 2 6 - 0 - 1 - 1 5 3
25.0
41.0
99.9

Other services
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est

1991 est.

2,840
483,962

4,050
610,942

4,050
783,555

486,802

614,992

787,605

CONTRIBUTIONS FOR INTERNATIONAL PEACEKEEPING ACTIVITIES
69
36
253
62
81
36
58
6
261
225
361

For payments, not otherwise provided for, by the United States for
expenses of the United Nations peacekeeping forces, [including arrearages incurred through fiscal year 1989, $81,500,0003 $2^7423,000,
of which not to exceed $156,771,000 shall remain available until expended to pay arrearages incurred through fiscal year 1990. (Department of State Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)
Identification code 1 9 - 1 1 2 4 - 0 - 1 - 1 5 3

469
45

1989 actual

168
546
00.01

Program by activities:
Assessment payment...

1989 actual

141,000

1990 est.

81,079

1991 est.

90,652

INTERNATIONAL COMMISSIONS
Federal Funds

DEPARTMENT OF T A S O T TO
R NP R A I N
00.02
10.00

40.00
40.00
42.00
43.00
71.00
72.40
74.40
90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L 99-177
Transferred from other accounts (budget authority)
Appropriation (adjusted)
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Budget authority

6,000

6,253

8,200

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

6,000

6,340
-87

8,200

6,000

6,253

8,200

6,036
4,465
-5,560

6,258
5,560
-4,205

8,200
4,205
-4,828

4,941

7,613

7,577

4,941

7,441
172

7,496
81

31,354
141,000

81,079

Financing:
24.40 Unobligated balance available, end of year
39.00

39.00

125,417

Arrearage payment
Total obligations (object class 41.0)

122,006

141,000

81,079

247,423

43.00

29,000

81,500
-421

247,423

71.00
72.40
74.40

141,000

81,079

247,423

89.00

141,000

81,079
40,950

122,006

90.00
90.00

122,029

122,006

This appropriation funds official U.S. G o v e r n m e n t participation in multilateral intergovernmental conferences; certain
expenses of international secretariats to meetings, conferences, and related activities held under U.S. auspices; and
assessed contributions to organizations w i t h w h i c h U.S. relations are n e w or provisional.

112,000

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays
Outlays:
Outlays, under Sec. 614 restriction
Outlays, from repeal of Sec. 614 restriction..

-40,950
100,050

This appropriation provides the U n i t e d States' share of the
expenses of the United Nations Disengagement Observer
Force in the Golan Heights (UNDOF), the United Nations
Interim Force in L e b a n o n (UNIFIL), the United Nations IranIraq Military Observer G r o u p (UNIIMOG), the United States
Transition Assistance Group ( U N T A G ) and the United Nat i o n s A n g o l a V e r i f i c a t i o n M i s s i o n ( U N A V E M ) . T h e 1991 a p p r o p r i a t i o n also i n c l u d e s $157 m i l l i o n t o p a y t h e total a r r e a r a g e s i n c u r r e d t h r o u g h f i s c a l y e a r 1990.

INTERNATIONAL CONFERENCES AND CONTINGENCIES*

'See "Detailed Budget Estimates," Subpart B, for additional information.
For necessary expenses authorized by section 5 of the State Departm e n t Basic Authorities A c t of 1956, contributions for the United
States share of general expenses of international organizations £, including arrearages incurred through fiscal year 1989,] and representation to such organizations as provided for by 22 U.S.C. 2656 and
2672 and personal services without regard to civil service and classification laws as authorized b y 5 U.S.C. 5102, £$6,340,000] $8,200,000,
to remain available until expended as authorized by 22 U.S.C.
[ 2 8 7 ( e ) ] 2696(c), of which not to exceed $200,000 m a y be expended for
representation as authorized by 22 U.S.C. £2269 a n d ] 4085. (Department of State Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)
Identification code 1 9 - 1 1 2 5 - 0 - 1 - 1 5 3

MASSTRANSPORTATIONADMIN

1989 actual

1990 est.

Object Classification (in thousands of dollars)
Identification code 1 9 - 1 1 2 5 - 0 - 1 - 1 5 3
11.5
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0
99.9

1989 actual

Personnel compensation: Other personnel compensation....
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions.

1990 est.

1991 est.

115
2,583
25
132
46
2,074
52
37
1,194

115
2,784
25
132
46
4,778
52
37
231

6,095

Total obligations

115
2,656
25
132
45
2,595
52
37
437

6,258

8,200

INTERNATIONAL COMMISSIONS
Federal Funds
General and special funds:
INTERNATIONAL COMMISSIONS*

*See "Detailed Budget Estimates," Subpart B, for additional information.
For necessary expenses, not otherwise provided for, to meet obligations of the United States arising under treaties, conventions or specific Acts of Congress, as follows:
INTERNATIONAL BOUNDARY AND WATER COMMISSION, UNITED STATES

1991 <

AND MEXICO

Program by activities:
Participation in international conferences:
00.01
Meetings of international organizations
00.02
Other International Conferences

4,380
1,278

4,625
439

5,069
2,900

00.91

5,658

5,064

7,969

01.01
01.02
01.03
01.04
01.05
01.06
01.07

Subtotal
Contributions to new or provisional organizations:
U.N. Memorial Cemetery Commission
Union for the Protection of New Varieties of Plants..
International Sugar Organization
International Office of the Vine and Wine
International Tropical Timber Organization
International Natural Rubber Organization
Berne Convention

48
71
111
13
53
141
437

01.91

Subtotal

10.00

Total obligations

6,095

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-59
-41
5




5

„
174

186
242
42 ZZZZZ"..
170
229
271
1 194
231
—1— = = =
6,258
8,200

ZZ1Z

—

For necessary expenses for the United States Section of the International Boundary and Water Commission, United States and Mexico,
and to comply with laws applicable to the United States Section
including not to exceed $6,000 for representation; as follows:
SALARIES AND EXPENSES

For salaries and expenses, not otherwise provided for, including
preliminary surveys, operations and maintenance of the interceptor
system to be constructed to intercept sewage flows from Tijuana and
s e a t e d canyon areas as currently planned, and the operation
and maintenance upon completion of the proposed Environmental
Protection A g e n c y and Corps of Engineers pipeline and plant project
to capture Tijuana sewage flows in the event of a major breakdown in
Mexico's
conveyance system, [$10,460,000] $10,500,000: Provided,
That expenditures for the Rio Grande bank protection project shall be
subject to the provisions and conditions contained in the appropriation for said project as provided by the A c t approved April 25, 1945
(59 Stat. 89). (Department of State Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Note—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency be obligated and expended at a rate

A-902

S^s^S^^1-00"^^

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
SALARIES AND EXPENSES—Continued
not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)

31.0
32.0
41.0
42.0
99.0
99.0
99.9

Identification code 1 9 - 1 0 6 9 - 0 - 1 - 3 0 1
Program by activities:
Direct program:
Administration
Engineering..
00.02
00.03
Operation and maintenance...

0.1
00

1989 actual

1990 est

Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

523
6
260

10,460
290

10,500
300

10,560

Total obligations

654
6
257

10,258
302

Subtotal, direct obligations
Reimbursable obligations

569
90
248
19

10,750

10,800

275

275

275

257

260

260

1991 est
Personnel Summary

1,912
1,765
6,580

1,897
1,855
6,708

1,939
1,895
6,666

00.91
01.01

Total direct program..
Reimbursable program..

10,257
303

10,460
290

10,500
300

10.00

Total obligations

10,560

10,750

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment

10,800

Financing:
Offsetting collections from-.
Federal funds
Non-Federal sources
14.00
25.00 Unobligated balance lapsing..

1.0
10
40.00

71.00
72.40
74.40
77.00
89.00

CONSTRUCTION*
•See "Detailed Budget Estimates," Subpart B, for additional information.

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..
Outlays..,

Outlays:
9 0 . 0 0 Outlays, under Sec. 6 1 4 restriction
9 0 . 0 0 Outlays, from repeal of Sec. 6 1 4 restriction..

-124
-166

-128
-172

10,261

10,460

10,500

10,257
1,253
-1,555
-47

10,460
1,555
-1,575

10,500
1,575
-1,579

Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.

9,908

Budget authority (appropriation)..

-123
-180
4

10,440

10,496

Program and Financing (in thousands of dollars)

9,908

10,261
179

10,476
20

For detailed plan preparation and construction of authorized
projects, [$11,500,0001 $10,000,000\ to remain available until expended as authorized by 22 U.S.C. 2696(c). (Department of State Appropriations Act, 1990; additional authorizing legislation to be proposed.)

Identification code 1 9 - 1 0 7 8 - 0 - 1 - 3 0 1

Administration.—Activities under this appropriation comprise negotiations and supervision of joint projects with
Mexico to solve international problems, overall control of the
operation of the U.S. section of the Commission, formulation
of operating policies and procedures, and financial management to carry out international obligations of the United
States, pursuant to treaty and congressional authorization.
Engineering,.—This appropriation provides for: (a) supervision of measurement and determination of the national ownership of boundary waters; (b) technical engineering guidance
and supervision of the planning, construction, and operation
and maintenance of international projects; (c) studies relating
to international problems of a continuing nature; and (d) preliminary surveys and investigations to determine the need for
and feasibility of projects for the solution of international
problems arising along the boundary.
Operation and maintenance.—This appropriation finances
the U.S. part of the operation and maintenance of river channel and levee projects, dams, gaging stations, water quality
control projects, and boundary monuments and markers.

Program by activities:
Direct program:
00.01
Nogales international waste water treatment plant
00.02
Rio Grande rectification flood control project
00.03
Falcon dam repair
00.04
Nuevo Laredo sanitation project
00.05
Other projects
00.91
01.01
10.00

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials




1989 actual

1990 est.

1991 est.

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

1990 est.

1991 est.

4,434
185
201
3
305

643
1,966
1,799
7,497
1,743

3,000
2,732
350
5,900
1,250

5,128
32

13,648
6,158

13,232
1,400

5,160

19,806

14,632

-1,990
-7,388
7,384

-1,958
-4,200
-7,384
5,190

-1,400
-5,190
1,958

39.00

Budget authority

3,166

11,454

10,000

40.00
40.00

Budget authority.
Appropriation
Reduction pursuant to P . L 9 9 - 1 7 7

3,166

11,500
-46

10,000

3,166

11,454

10,000

3,170
556
-4,702

13,648
4,702
-11,040

13,232
11,040
-15,617

-976

7,310

8,655

-976

3,166
4,144

6,583
2,072

43.00

Object Classification (in thousands of dollars)
Identification code 1 9 - 1 0 6 9 - 0 - 1 - 3 0 1

Total direct program
Reimbursable program

1989 actual

71.00
72.40
74.40

6,167
20
144

6,322
20
150

6,361
20
150

89.00

6,331
1,269
11
142
396
179
22
338
645

6,492
1,308
7
139
411
190
20
317
659

6,531
1,430
7
144
425
196
20
302
656

90.00
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays
Outlays:
Outlays, under Sec. 6 1 4 restriction
Outlays, from repeal of Sec. 6 1 4 restriction

This account provides for construction of projects to solve
international problems of water supply, water quality, and
flood damage reduction. Projects are normally constructed
jointly with Mexico.

INTERNATIONAL COMMISSIONS—Continued
Federal Funds—Continued

D E P A R T M E N T O F T A S O T TO
R NP R A I N

Object Classification (in thousands of dollars)
1989 actual

Identification code 1 9 - 1 0 7 8 - 0 - 1 - 3 0 1

11.1
11.3
11.5

1991 est.

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

99.0
99.0

315
34
66

Subtotal, direct obligations
Reimbursable obligations

.

Total obligations

680
190
100

415
64
6
5
14

..

718
220
130

-100
161
26
4,537

1,068
168
113
69
79
52
1,027
757
230
10,085

970
138
144
85
113
72
775
595
145
10,195

5,128
32

13,648
6,158

13,232
1,400

5,160

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0

99.9

These funds are used for p a y m e n t of the U.S. share of
1990 est.

19,806

14

17

17

14

17

17

AMERICAN SECTIONS, INTERNATIONAL COMMISSIONS*
•See "Detailed Budget Estimates," Subpart B, for additional information.
For necessary expenses, not otherwise provided for, including not to
e x c e e d $9,000 f o r r e p r e s e n t a t i o n e x p e n s e s i n c u r r e d b y t h e I n t e r n a t i o n a l J o i n t C o m m i s s i o n , [ $ 4 , 5 0 0 , 0 0 0 ] $4,400,000; f o r t h e I n t e r n a t i o n al J o i n t C o m m i s s i o n a n d t h e I n t e r n a t i o n a l B o u n d a r y C o m m i s s i o n , a s
authorized b y treaties between the United States and Canada or
G r e a t B r i t a i n . (Department of State Appropriations
Act, 1990; additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)
Identification code 1 9 - 1 0 8 2 - 0 - 1 - 3 0 1

1989 actual

1990 est.

1991 est.

Program by activities:
International Boundary Commission
International Joint Commission:
00.02
U.S. section
00.03
Special and technical investigations by U.S. Geological
Survey
00.04
New referral start up fund

884

739

748

2,938

3,000

3,013

494

548
150

489
150

10.00

4,316

4,437

4,400

4,316

4,437

4,400

4,316

4,500
-63

4,400

Total obligations

Financing:
39.00 Budget authority

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 9 9 - 1 7 7 . .

Boundary

with

43.00

Appropriation (adjusted)..

4,316

4,437

4,400

71.00
72.40
74.40
77.00

Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

4,316
1,808
-2,477
-125

4,437
2,477
-2,502

4,400
2,502
-2,494

3,522

4,412

4,316
96

4,382
26

treaties,

maintains

the

boundary between the United States and Canada by
ing, inspecting,

and clearing the boundary

and

in

physical
survey-

repairing

or

replacing m a r k e r s as necessary.
Commission.—Pursuant

to the

1909,

approves,

regu-

lates, a n d m o n i t o r s structures in b o u n d a r y w a t e r s a n d

trans-

International
ry

Waters

Joint

Treaty

of

the

Commission

Bounda-

b o u n d a r y s t r e a m s ; i n v e s t i g a t e s m a t t e r s r e f e r r e d t o it b y
United States and Canada that principally include

the

transboun-

dary water quality; and continues ongoing surveillance at the
request of these Governments.
Object Classification (in thousands of dollars)
Identification code 1 9 - 1 0 8 2 - 0 - 1 - 3 0 1

1989 actual

1990 est.

1991 est.

AMERICAN SECTIONS
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipmept
Grants, subsidies, and contributions

99.0

Subtotal obligations, American Sections

1,303
129
12
140

1,485
212
4
136

1,501
204
4
156

1,584
274
286
22
243
101
1,047
111
154

1,837
449
280
14
292
112
615
130
10
150

1,865
447
298
14
281
100
617
129
10
150

3,822

3,889

3,911

ALLOCATION TO DEPARTMENT OF THE INTERIOR: GEOLOGICAL
SURVEY
11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

226
48
6

237
64
6

243
65
6

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

280
38
31
18
25
7
16
3
57
15
4

307
50
36
18
24
7
16
3
67
16
4

314
48
25
16
23
6
15
3
26
10
3

99.0

Subtotal obligations, Department of the Interior

494

548

489

99.9

Total obligations

4,316

4,437

4,400

31
30

31
30

31
30

11
12

11
12

11
12

Personnel Summary
AMERICAN SECTIONS
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

4,408

3,522

Commission,

Commission.—The

existing

11.1
11.3
11.5
11.8

INTERNATIONAL COMMISSIONS
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment

00.01

International

14,632

Personnel Summary

the

e x p e n s e s of:
accordance

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

MASSTRANSPORTATIONADMINIS

89.00

90.00
90.00

Outlays..
Outlays:
Outlays, under Sec. 6 1 4 restriction
Outlays, from repeal of Sec. 6 1 4 restriction..




ALLOCATION TO DEPARTMENT OF THE INTERIOR: GEOLOGICAL
SURVEY
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

INTERNATIONAL FISHERIES COMMISSIONS
[ N o t w i t h s t a n d i n g s e c t i o n 15(a) o f t h e S t a t e D e p a r t m e n t B a s i c A u t h o r i t i e s A c t o f 1956, a s a m e n d e d , f o r ] F o r n e c e s s a r y e x p e n s e s f o r

A-904

THE BUDGET FOR FISCAL YEAR 1991

OTHER

General and special funds—Continued
INTERNATIONAL FISHERIES COMMISSIONS—Continued

Federal Funds

international fisheries commissions, not otherwise provided for, General and special funds:
[$12,300,0001 $10,700,000: Provided, That the United States share of
MIGRATION AND REFUGEE ASSISTANCE
such expenses may be advanced to the respective commissions, pursuant to 31 U.S.C. 3324(b). (Department of State Appropriations Act, For expenses, not otherwise provided for, necessary to enable the
1990; additional authorizing legislation to he proposed.)
Secretary of State to provide, as authorized by law, a contribution to
the International Committee of the Red Cross and assistance to refugees, including contributions to the Intergovernmental Committee for
Program and Financing (in thousands of dollars)
Migration and the United Nations High Commissioner for Refugees;
salaries and expenses of personnel and dependents as authorized by
1991 est.
1989 actual
1990 est.
Identification code 1 9 - 1 0 8 7 - 0 - 1 - 3 0 2
the Foreign Service Act of 1980; allowances as authorized by sections
5921 through 5925 of title 5, United States Code; hire of passenger
Program by activities:
motor vehicles; and services as authorized by section 3109 of title 5,
780
763
0 . 1 International Pacific Halibut Commission
00
United States Code; [$370,000,0001 $450,648,000: Provided, [That not
2,871
2,835
2,679
00.02 Inter-American Tropical Tuna Commission
less than $25,000,000 shall be available for Soviet, Eastern European
47
32
36
00.03 International Whaling Commission
and other refugees resettling in Israel: Provided further, 1 That funds
130
119
118
00.04 International North Pacific Fisheries Commission
appropriated under this heading shall be administered in a manner
5,240
6,441
4,559
00.05 Great Lakes Fishery Commission
that ensures equity in the treatment of all refugees receiving Federal
00.07 International Commission for the Conservation of Atlantic
assistance [Provided further, That no funds herein appropriated shall
74
103
74
Tunas
be used to assist directly in the migration to any nation in the
16
00.08 Northwest Atlantic Fisheries Organization
Western Hemisphere of any person not having a security clearance
1,650
1,330
1,253
00.09 Pacific Salmon Commission
based on reasonable standards to ensure against Communist infiltra00.10 Commission for the Conservation of Antarctic Marine
tion in the Western Hemisphere: Provided further, That of the funds
50
49
44
Living Resources
appropriated under this heading not less than $15,000,000 shall be
15
15
16
00.11 North Atlantic Salmon Conservation Organization
available for Refugee Entrant Assistance: Provided further, That of
90
85
82
00.12 International Council for the Exploration of the Sea
the funds appropriated under this heading not less than $46,000,000
44
43
49
00.13 Expenses of the U.S. Commissioners
shall be made available for the refugee admission program for first
12,147
10,700
asylum refugees from East Asia: Provided further, That section
9,673
Total obligations..
10.00
584(aX3) of the Foreign Operations, Export Financing, and Related
Financing:
Programs Appropriations Act, 1988 (as contained in section 101(e) of
875
25.00 Unobligated balance lapsing..
Public Law 100-202) is amended by striking "8 months" and inserting
"one year": Provided further, That of the funds appropriated under
12,147
10,700
10,548
Budget authority..
39.00
this heading not less than $1,500,000 shall be made available for a
Thailand-Cambodia border refugee protection program: Provided furBudget authority.
ther, That of the funds appropriated under this heading not less than
10,700
12,300
10,548
40.00 Appropriation..
$1,500,000 shall be made available for the antipiracy program, none of
-153
40.00 Reduction pursuant to P.L 99-177..
which funds shall be used by any government to deny asylum to
individuals seeking asylum: Provided further, That not less than
12,147
10,700
10,548
43.00
Appropriation (adjusted)
$10,000,000 shall be made available to the Republic of Turkey for
assistance for shelter, food and other basic needs to ethnic Turkish
Relation of obligations to outlays:
refugees fleeing the People's Republic of Bulgaria and resettling on
10,700
12,147
9,673
71.00 Obligations incurred, net
the sovereign territory of Turkey: Provided further, That section
656
656
399
72.40 Obligated balance, start of year..
584(aXlXB) of the Foreign Operations, Export Financing, and Related
-656
-656
-656
74.40 Obligated balance, end of year..,
Programs Appropriations Act, 1988 (as contained in section 101(e) of
-133
77.00 Adjustments in expired accounts..
Public Law 100-202), is amended by striking "during the 2-year
10,700
12,147
9,283
period beginning 90 days after the date of the enactment of this Act"
Outlays
90.00
and inserting "during the period beginning on March 22, 1988, and
ending on September 30, 1990": Provided further, That the sixth
proviso under Migration and Refugee Assistance, Department of
These funds are used for payment of the United States'
State, in title II of the Foreign Operations, Export Financing, and
Related Programs Appropriations Act, 1989 is amended by striking
share of the expenses of 10 international fisheries commis"before the end of the 2-year period" and inserting ''before the end of
sions, one international sea council, and the expenses of the
the period": Provided further; That not more than $8,250,000 of the
respective commissioners. The commissions either conduct or
funds appropriated under this heading shall be available for the
plan and coordinate studies to determine measures necessary
administrative expenses of the Office of Refugee Programs of the
for the preservation and expansion of the productivity of fish- Department of State: Provided further, That of the funds appropriery stocks. In addition, the Great Lakes Fishery Commission
ated under this heading, $250,000 shall be made available, notwithstanding any other provision of law, for food, medicine, medical supcarries on a program of lamprey eradication and control; and
all the commissions are authorized to recommend conserva- plies, medical training, clothing, and other humanitarian assistance
for displaced Burmese students at camps on the border with Thaition measures to the member governments. The sea council
land]. (Foreign Operations, Export Financing, and Related Programs
proposes and organizes fishery and oceanographic investiga- Appropriations Act, 1990; additional authorizing legislation to be protions and disseminates the results to the member govern- posed.)
ments.
Program and Financing (in thousands of dollars)
Object Classification (in thousands of dollars)
Identification code 1 9 - 1 0 8 7 - 0 - 1 - 3 0 2
21.0
25.0
41.0
99.9

Travel and transportation of persons
Other services
Grants, subsidies, and contributions
Total obligations




1989 actual

Identification code 1 9 - 1 1 4 3 - 0 - 1 - 1 5 1
1990 est.

1991 est.

480
287
8,906

575
382
11,190

575
382
9,743

9,673

12,147

10,700

00.01
00.02
00.03
00.04
10.00

Program by activities:
U.S. refugee admissions program
Refugee assistance overseas
Other activities
Administrative expenses
Total obligations

1989 actual

1990 est.

1991 est.

203,727
188,338
40,600
8,000

176,885
168,653
35,929
8,215

185,220
215,200
41,700
8,528

440,665

389,682

450,648

DEPARTMENT OF

21.40
24.40
25.00
39.00

40.00
40.00
43.00
71.00
72.40
74.40
77.00
90.00

T A S O T TO
R NP R A I N

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority

MASS

FUND

21,273
12

461,950

370,000
-1,591

450,648

368,409

450,648

389,682
111,254
-115,316

450,648
115,316
-131,201

432,485

Outlays..

450,648

440,665
104,538
-111,254
-1,464

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

368,409

461,950

Appropriation (adjusted)

905

ADMINISTRATION

UNITED STATES EMERGENCY REFUGEE AND MIGRATION ASSISTANCE

-21,273

461,950

Budget authority:
Appropriation
Reduction pursuant to P.L 101-167..

TRANSPORTATION

385,620

434,765

U.S. refugee admissions
program.—The
1991 e s t i m a t e a s sumes processing, overseas English language training and cultural orientation, transportation, and initial resettlement
costs r e l a t e d t o t h e a d m i s s i o n o f 110,000 r e f u g e e s a n d A m e r a sian immigrants.
Refugee
assistance
overseas.—This
p r o g r a m addresses the
relief needs of refugees worldwide, including those in East
Asia, A f r i c a , Latin A m e r i c a a n d the N e a r East. M o s t f u n d s
will be provided to programs of international organizations,
including the United Nations High Commissioner for Refugees and the United Nations Relief and W o r k s Agency for
Palestine Refugees.
Other activities— T h i s p r o g r a m c o v e r s a v a r i e t y o f a c t i v i ties, i n c l u d i n g c o n t r i b u t i o n s t o t h e I n t e r g o v e r n m e n t a l C o m mittee for Migration, the International Committee of the Red
Cross, a n d the p r o g r a m assisting refugees i m m i g r a t i n g to
Israel.

For necessary expenses to carry out the provisions of section 2(c) of
the Migration and Refugee Assistance A c t of 1962, as amended (22
U.S.C. 260(c)), [$50,000,0001 $25,000,000, to remain available until
expended: Provided, That the funds made available under this heading are appropriated notwithstanding the provisions contained in section 2(cX2) of the Migration and Refugee Assistance A c t o f 1962 which
would limit the amount of funds which could be appropriated for this
purpose. (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 1 - 0 0 4 0 - 0 - 1 - 1 5 1

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

40.00
40.00
41.00
43.00
71.00
72.40
74.40
90.00

Budget authority..

1989 actual

1990 e

50,784

49,829

-23,828
44

1991 est.

-44

25,000

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

49,785

25,000

50,000

50,000
-215

25,000

27,000

49,785

25,000

50,784
12,833
-14,973

49,829
14,973
-26,365

25,000
26,365
-13,972

48,644

Budget authority:
Appropriation
Reduction pursuant to P.L 101-167
Transferred to other accounts (budget authority)..

27,000

38,437

37,393

-23,000

T h e E m e r g e n c y refugee and migration assistance fund enables the President to provide emergency assistance for unexpected, urgent refugee and migration needs.

Object Classification (in thousands of dollars)
1989 actual

Identification code 1 9 - 1 1 4 3 - 0 - 1 - 1 5 1

1990 est.

1991 est.

DEPARTMENT OF STATE
11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

99.0

4,368
273
351

4,738
317
265

4,992
1,059
416
13
588
16
682
73
161
432,665

5.176
1.177
340
14
591
22
765
49
81
366,531

5,320
1,283
350
5
610
20
810
50
80
442,120

440,665

Subtotal, direct obligations

4,578
308
290

374,746

450,648

ALLOCATION TO THE DEPARTMENT OF HEALTH AND HUMAN
SERVICES

INTERNATIONAL NARCOTICS CONTROL

For necessary expenses to carry out the provisions of section 481 of
the Foreign Assistance A c t of 1961, as amended, [$115,000,000]
$150,000,000: Provided, That in carrying out the provisions of section
481, increased emphasis should be placed on (1) further intensifying
United States efforts in the eradication and interdiction of illicit
narcotics, and (2) seeking international cooperation on narcotics enforcement matters such as in the areas of extradition treaties, mutual
legal assistance to combat m o n e y laundering, sharing of evidence, and
other initiatives for cooperative narcotics enforcement efforts [ : Provided further, That of the funds made available under this heading,
such funds as the President deems necessary m a y be made available
for the funding of United States participation in a multilateral antinarcotics strike force not including any Communist or Warsaw Pact
troops: Provided further, That funds for such a force m a y only be
provided if the Committees on Appropriations of the House of Representatives and of the Senate are notified at least 15 days in advance
of the obligation of f u n d s ] . (Foreign Operations, Export Financing,
and Related Programs Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

41.0

Grants, subsidies, and contributions

14,936

Identification code 1 1 - 1 0 2 2 - 0 - 1 - 1 5 1

99.0

Subtotal, obligations allocation

14,936

99.9

Total obligations

Program by activities:
Country Programs:
00.01
Bahamas
00.02
Bolivia
00.03
Brazil
00.04
Colombia
00.05
Ecuador
00.06
Jamaica
00.07
Mexico
00.08
Peru
00.09
Venezuela

440,665

389,682

450,648

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment..




107
108

107
108

107
108

1989 actual

10,000
198
10,000
1,000
1,000
15,000
10,500
700

1990 est.

9,200
1,900
10,000
1,400
1,900
15,000
10,000
1,000

1991 est.

1,200
15J00
2,500
20,000
1,500
1,400
18,300
19,000
1,000

/
AyAUA O»
-

A-908

OTHER—Continued
Federal Funds—Continued

Program and Financing (in thousands of dollars)

General and special funds—Continued
INTERNATIONAL NARCOTICS CONTROL—Continued

Identification code 1 9 - 0 1 1 4 - 0 - 1 - 1 5 2

Program and Financing (in thousands of dollars)—Continued
1989 actual

Identification code 1 1 - 1 0 2 2 - 0 - 1 - 1 5 1

1990 est.

1991 est.
6,000

00.10
00.11
00.12
00.13
00.14
00.15
00.16
00.17

Latin American regional programs
Burma
Laos
Thailand
Pakistan
Turkey
Asia/Africa regional programs
Inter-regional Aviation Support

7,000
120

7,000
5,540

4,150
6,800
350
450
26,100

3,500
5,700
350
450
28,000

500
4,000
7,500
350
500
33,450

00.91

Subtotal, country programs

93,368

100,940

132,900

3,100
3,500
5,500

5,100
5,000
7,000

01.01
02.01
03.01
10.00

International organization programs
Program support and development
International programs
Total obligations

1,100
3,600
6,330
104,398

113,040

150,000

Financing:
11.00 Offsetting collections from: Federal funds
25.00 Unobligated balance lapsing

-3,400
2

39.00

101,000

113,040

150,000

101,000

115,000
-495
-1,465

150,000

101,000

113,040

150,000

40.00
40.00
40.00
43.00

Budget authority
Budget authority.
Appropriation
Reduction pursuant to P.L. 101-167
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

1989 actual

1990 est.

1991 est.

Program by activities:
0 0 . 0 1 Program management
00.02 Executive seminars
00.03 Program design and development
00.04 Training
00.05 Equipment grants

306
144
161
9,035
194

300
250
100
9,140
184

310
250
600
9,766
1,100

10.00

9,840

9,974

12,026

9,840

9,974

12,026

9,840

10,017
-43

12,026

Appropriation (adjusted)

9,840

9,974

12,026

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....

9,840
5,648
-7,239

9,974
7,239
-4,891

12,026
4,891
-3,266

8,249

12,323

13,651

Total obligations

Financing:
39.00 Budget authority

40.00
40.00
43.00

90.00

Budget authority:
Appropriation
Reduction pursuant to P . L 101-167

Outlays..

The appropriation will provide for a program of anti-terrorism assistance and training for foreign civilian law enforcement authorities as a part of the President's overall program
to combat international terrorism.
Object Classification (in thousands of dollars)

Relation of obligations to outlays.71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

T H E B U D G E T F O R F I S C A L Y E A R 1991

100,998
108,553
-108,942
-243

Outlays

100,365

113,040
108,942
-115,851

150,000
115,851
-144,355

106,131

121,496

Assistance is provided to foreign countries and international organizations to help them control the production, processing, and illegal trafficking in narcotics and psychotropic
drugs.

Identification code 1 9 - 0 1 1 4 - 0 - 1 - 1 5 2
21.0
22.0
23.3
24.0
25.0
26.0
31.0
41.0
99.9

Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est.

1991 est.

301
32
2
1
6,696
6
194
2,608

320
20
4
5
7,125
2
184
2,314

331
21
4
5
7,540
2
1,100
3,023

9,840

9,974

12,026

Object Classification (in thousands of dollars)
1989 actual

Identification code 1 1 - 1 0 2 2 - 0 - 1 - 1 5 1

1991 est.
U . S . BILATERAL SCIENCE AND TECHNOLOGY AGREEMENTS*

11.1
11.5

Personnel compensation:
Full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.2
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

99.9

1990 est.

3,349
51

6,000
100

3,400
200
525
150
600
230
34,253
39
200
64,801

5,600
600
100
750
200
1,000
300
35,670
70
1,750
67,000

6,100
700
100
800
300
1,200
300
40,900
100
500
99,000

104,398

Total obligations

5,540
60

113,040

150,000

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

89
76

114
91

114
101

•See "Detailed Budget Estimates," Subpart B, for additional information.
For necessary expenses, not otherwise provided, for Bilateral Science and Technology Agreements, [ $ 4 , 0 0 0 , 0 0 0 3 $5,000,000, to remain
available until expended as authorized by 22 U.S.C. 2696(c). (Department of State Appropriations Act, 1990; additional authorizing legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.
Program and Financing (in thousands of dollars)
Identification code 1 9 - 1 1 5 1 - 0 - 1 - 1 5 3

00.01
00.02
00.03
10.00

ANTI-TERRORISM ASSISTANCE

For necessary expenses to carry out the provisions of chapter 8 of
part II of the Foreign Assistance Act of 1961,
[$10,017,000]
$12,026,000. (Foreign Operations, Export Financing, and Related Programs Appropriations Act, 1990; additional authorizing legislation to
be proposed.)




Program by activities:
Poland
Yugoslavia
Hungary
Total obligations (object class 4 1 . 0 )

Financing:
3 9 . 0 0 Budget authority

40.00
40.00
43.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

1989 actual

1990 est.

1991 est.

600
1,400

1,471
2,500

2,000

2,000

3,971

5,000

2,000

3,971

5,000

2,000

4,000
-29

5,000

2,000

3,971

5,000

2,000
1,000

DEPARTMENT OF

71.00
72.40
74.40
89.00

90.00
90.00

MASS

T A S O T TO
R NP R A I N

Relation of obligations to outlays:
0bligations incurred, net
0bligated balance, start of year
0bligated balance, end of year

1,653

Outlays
Outlays:
Outlays, under Sec. 614 restriction
Outlays, from repeal of Sec. 614 restriction..

-347

3,971
347
-347
3,971

5,000

1,653

2,000

5,000

2,000

5,000
347
-347

TRANSPORTATION

40.00

Financing:
Budget authority (appropriation)

71.00
72.40
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

89.00

1,971

These funds will pay the United States' share of expenses
for bilateral science and technology cooperative agreements
between the United States and Yugoslavia; between the
United States and Poland; a n d between the United States and
Hungary.

90.00
90.00

907

ADMINISTRATION

Outlays:
Outlays, under Sec. 614 restriction
Outlays, from repeal of Sec. 614 restriction

13r900

13,978

13,700
2,869
-1,517

13,900
1,517
-1,517

13,978
1,517
-1,517

15,052

Outlays

13,700

13,900

13,978

15,052

13,700
200

13,978

The Asia Foundation promotes friendship and cooperation
between Asian nations and the United States b y providing
g r a n t s w i t h i n A s i a n c o u n t r i e s t o fill n e e d s n o t m e t b y d i r e c t
Federal programs.

SOVIET-EAST EUROPEAN RESEARCH AND TRAINING

For expenses, not otherwise provided for, to enable the Secretary of
State to carry out the provisions of title VIII of Public Law 98-164,
$4,600,000. (Department of State Appropriations Act, 1990; additional
authorizing legislation to be proposed.)

10.00

Program by activities:
Total obligations

1990 est.

1991 est.

Relations of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
Outlays

4,600

4,600

4,600

4,600

4,600

4,600

4,600
5,506
-5,684

4,600
5,684
-5,684

4,600
5,684
-5,684

4,422

Financing:
40.00 Budget authority (appropriation)

90.00

1989 actual

Program and Financing (in thousands of dollars)
Identification code 1 9 - 5 1 5 1 - 0 - 2 - 1 5 3

Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 1 1 8 - 0 - 1 - 1 5 3

INTERNATIONAL CENTER, WASHINGTON, D . C .

4,600

4,600

10.00

60.00

71.00
72.40
74.40

Object Classification (in thousands of dollars)
Identification code 1 9 - 0 1 1 8 - 0 - 1 - 1 5 3
21.0
25.0
26.0
41.0
99.9

Travel and transportation of persons
Other services
Supplies and materials
Grants, subsidies, and contributions
Total obligations

1989 actual

1990 est.
15
40
1
4,544

15
40
1
4,544

4,600

4,600

4,600

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1,284

-159
-293
29

-29
29

-29
29

849

1,313

1,284

1,113
16,869
-5,366

1,313
5,366

1,284

12,616

Budget authority (appropriation) (permanent-indefinite) (special funds)

1,313

6,679

1,284

Object Classification (in thousands of dollars)
Identification code 1 9 - 5 1 5 1 - 0 - 2 - 1 5 3
21.0
23.2
24.0
25.0
26.0
31.0
32.0
99.9

Travel and transportation of persons
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Total obligations

1989 actual

1990 est.

1
16
1
653
1

1991 est.

20
266
1
946
2
78

20
266
1
917
2
78

1,313

600
1,272

PAYMENT TO THE ASIA FOUNDATION*

•See "Detailed Budget Estimates," Subpart B, for additional information.
For a grant to the Asia Foundation, [$13,900,000] $13,978,000, to
remain available until expended as authorized by 22 U.S.C. 2696(c).
(Department of State Appropriations Act, 1990; additional authorizing
legislation to be proposed.)
Note.—Section 614 of Public Law 101-162 provides that funds appropriated for the Department of State and the United States Information Agency may be obligated and expended at a
rate not exceeding the rate available for fiscal year 1989 or the rate provided in H.R. 2991 as
passed by the Senate, whichever is lower. The following schedules assume the repeal of this
provision.

1991 est.

T h e s e f u n d s provide f o r t h e d e v e l o p m e n t , sale, e x c h a n g e , o r
lease to foreign g o v e r n m e n t s or international organizations of
property o w n e d b y the United States in the District of Columbia.

1991 est.

15
40
1
4,544

1990 est.

1,272

Financing:
14.00 Offsetting collections from: Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

90.00
T h i s appropriation provides f o r a d v a n c e d study a n d research projects of the Soviet U n i o n and Eastern European
countries b y A m e r i c a n institutions of higher education and
private research firms.

Program by activities:
Total obligations

1989 actual

1,284

FISHERMEN'S PROTECTIVE FUND

For expenses necessary to carry out the provisions of the Fishermen's Protective A c t of 1967, as amended, [$1,000,000] $500,000.
(Department of State Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 1 9 - 5 1 1 6 - 0 - 2 - 3 7 6

1989 actual

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
Identification code 1 9 - 0 5 2 5 - 0 - 1 - 1 5 4

10.00

Program by activities:
Total obligations (object class 41.0)..




1989 actual

13,700

1990 est.

13,900

1991 est.

13,978

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
40.00 Budget authority (appropriation) (special fund)

1,000

500

1,000

500

A-908

SSS

f£*

ADM.NiSTRAT.ON-CoN.INMl

™"sroRTATI0N

General and special funds—Continued

71.00
72.40
74.40

FISHERMEN'S PROTECTIVE FUND—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 1 9 - 5 1 1 6 - 0 - 2 - 3 7 6

71.00
90.00

1989 actual

1990 est.

Relation of obligations to outlays:
Obligations incurred, net

1991 est.

1,000
1,000

Outlays

500
500

The
fishermen's
protective fund was created to reimburse
o w n e r s o f v e s s e l s f o r a m o u n t s o f fines, f e e s , a n d o t h e r d i r e c t
charges which were paid b y owners to a foreign country to
secure the release of their vessels a n d crews.

FISHERMEN'S GUARANTY FUND

For expenses necessary to carry out the provisions of section 7 of
the Fishermen's Protective A c t of 1967, as amended, $900,000 of
which $450,000 shall b e derived f r o m the receipts collected pursuant
to that Act, to remain available until expended. (Department of State
Appropriations Act, 1990; additional authorizing legislation to be proposed.)

THE BUDGET FOR FISCAL Y E A R 1991

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

90.00

259
313
-49

900
49
-49

900
49
-49

523

. .

900

900

This fund provides for p a y m e n t to vessel owners to c o m p e n sate for certain financial losses sustained as a result of foreign seizures of A m e r i c a n fishing vessels f o u n d within 200
miles o f their coasts.
Object Classification (in thousands of dollars)
Identification code 1 9 - 5 1 2 1 - 0 - 2 - 3 7 6
11.1
12.1
21.0
42.0

1989 actual

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Insurance claims and indemnities

99.9

52
7

1990 est.

1991 est.

200

59
8
4
829

259

Total obligations

58
7
4
831
900

900

1
1

1
1

1
1

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Program and Financing (in thousands of dollars)
Identification code 1 9 - 5 1 2 1 - 0 - 2 - 3 7 6

1989 actual

1990 est.

1991 est.
GENERAL

Program by activities:
10.00 Total obligations

259

900

-966
2,361

-2,361
2,361

-2,361
2,361

39.00

1,654

900

900

829
825

450
450

450
450

1,654

900

900

40.00
40.00
43.00

Budget authority
Budget authority:
Appropriation (special fund)
Appropriation (general fund)
Appropriation (adjusted)




OF

STATE

900

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

PROVISIONS—DEPARTMENT

T h e following section is proposed for deletion and does not appear
below:
Sec. 302

Requirement for additional budget justification materials
to be submitted to the Committees on Appropriations.

SEC. 301. Funds appropriated under this title shall b e available,
except as otherwise provided, for allowances and differentials as authorized by subchapter 59 of 5 U.S.C.; for services as authorized by 5
U.S.C. 3109; and hire of passenger transportation pursuant to 31
U.S.C 1343(b). (Department of State Appropriations Act, 1990.)

DEPARTMENT OF TRANSPORTATION
FEDERAL HIGHWAY ADMINISTRATION
T i t l e 23 U . S . C . ( " H i g h w a y s " ) a n d o t h e r s u p p o r t i n g l e g i s l a tion provide authority for the various programs of the Federal
Highway
Administration
designed to improve
highways
throughout the Nation.
I n s u m m a r y , t h e 1991 b u d g e t c o n t e m p l a t e s $ 1 4 , 2 2 0 . 5 m i l lion in b u d g e t a u t h o r i t y a n d $13,985.9 m i l l i o n in outlays. T h e
f o l l o w i n g t a b l e c o m p a r e s 1991 p r o g r a m l e v e l ( o b l i g a t i o n s ) w i t h
those of prior years.

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177

27,000

33,690
-393

40,719

43.00

Appropriation (adjusted)

27,000

33,297

40,719

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

28,044
4,807
-8,530
-223

33,582
8,530
-8,682

40,719
8,682
-7,788

24,098

33,429

41,613

90.00

Outlays

[In millions of dollars]

Account:
Federal-aid highways
Interstate construction
Interstate 4R...
Primary
Interstate substitutions
Secondary system
Urban systemBridge construction
Safety construction
Federal lands highway program
Sec. 149 Demo Programs
Administration and research
Other
Motor carrier safety
Railroad-highway crossings demonstration projects
Miscellaneous appropriations
Highway-related safety grants
Baltimore-Washington Parkway
Trust fund share
Highway safety research and development
University Transportation Centers
Motor carrier safety grants
Miscellaneous trust funds
Miscellaneous highway trust funds
Right-of-way revolving fund

1989 actual
13,507
(2,496)
(2,859)
(2,283)
(674)
(481)
(516)
(1,506)
(319)
(235)
(180)
(213)
(1,745)
28
4
55
9
15
8
5
60
7
19
46

1990 est.
13,855
(2,500)
(2,800)
(2,160)
(650)
(500)
(600)
(1,500)
(300)
(234)
(178)
(228)
(2,206)
34
8
203
9
27
15
7
5
60
14
173

1991 est.
13,204
(2,400)
(2,500)
(2,100)
(650)
(500)
(600)
(1,500)
(300)
(235)
(178)
(259)
(1,984)
41
8

14,410

13,346

13,764

Total program level

10
15
5
60
4

T h e m o t o r c a r r i e r s a f e t y m i s s i o n is t o r e d u c e t h e r i s k o f
accidents in truck a n d bus h i g h w a y transportation b y regulation of m o t o r carriers engaged in interstate
commerce
t h r o u g h safety reviews and roadside examinations. In particular, the p r o g r a m seeks to ensure regulatory c o m p l i a n c e w i t h
the Federal Motor Carrier Safety Regulations and the Federal
Commercial Drivers' Licensing requirements.
Object Classification (in thousands of dollars)
Identification code

69-0552-0-1-401

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

13,262
479
467

15,905
496
484

19,658
514
501

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

14,208
3,289
2,438
188
2
128
43
7,214
128
406

16,885
3,844
3,613
155
288
75
50
7,091
171
1,410

20,673
5,585
4,381
335
295
78
52
7,355
177
1,788

28,044

33,582

40,719

633

633

99.9

Total obligations

Detail may not add to totals due to rounding.
Parenthetical numbers are non-add.

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Federal Funds
General and special funds:
M O T O R CARRIER

Program and Financing (in thousands of dollars)
69-0552-0-1-401

1989 actual

1990 est.

1991 est.

[RAILROAD-HIGHWAY

30,833
1,267
1,483

38,937
1,782

Identification code

10.00

28,044

33,582

40,719

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end cf year

00.01
00.02

-1,328
285

-285

39.00

27,000

33,297




610
4

4

CROSSINGS D E M O N S T R A T I O N

PROJECTS]

Program and Financing (in thousands of dollars)
25,080
2,964

Budget authority

518
4

[ F o r necessary expenses of certain railroad-highway crossings demonstration projects as authorized b y section 163 of the Federal-Aid
Highway A c t of 1973, as amended, to remain available until expended, $15,000,000, of which $10,000,000 shall be derived f r o m the Highway Trust F u n d . ] (Department of Transportation and Related Agencies Appropriations Act, 1990.)

Program by activities:
00.01 Operations
00.02 Research and development
00.03 Demonstration program
Total obligations

458

SAFETY

For necessary expenses to carry out the motor carrier safety functions of the Secretary as authorized by the Department of Transportation A c t (80 Stat, 939-940), [$33,690,000] $40,719,000, of which
[ $ 2 , 7 8 2 , 0 0 0 ] $1,782,000 shall remain available until expended. (Department of Transportation and Related Agencies Appropriations Act,
1990.)

Identification code

448

10.00
40,719

13.00
21.40

69-0557-0-1-401

Program by activities:
Direct program
Reimbursable program
Total obligations (object class 41.0)
Financing:
Offsetting collections from: Trust funds
Unobligated balance available, start of year

1989 actual

4,019
8,038

1990 est.

1991 est.

7,637
15,200

7,637
15,126

12,057

22,837

22,763

-8,038
-11,825

-15,200
-10,326

-15,126
-7,637

A-909

A-910

?SF»!!TESINAUDE?,NI$™TI0N_TOTINUED

THE BUDGET FOR FISCAL YEAR 1991
Ardmore Regional Industrial Airpark for the purpose of demonstrating methods of improved highway and highway safety construction,
$2,500,000, to remain available until expended.]

General and special funds—Continued
[ R A I L R O A D - H I G H W A Y CROSSINGS DEMONSTRATION PROJECTS] -

Continued

. . . . .

J

R11
1

\

F L'
\

J

[ A L A B A M A H I G H W A Y BYPASS DEMONSTRATION

Program and Financing (in thousands of dollars)—Continued
Identification code 6 9 - 0 5 5 7 - 0 - 1 - 4 0 1
24.40
39.00

Unobligated balance available, e n d of year
Budget authority

1990 est.

1989 actual
10,326

7,637

2,520

4,948

authority:
40.00
40.00
40.00
43.00

71.00
72.40
74.40
90.00

Appropriation
Reduction pursuant t o P . L . 101-164
Reduction p u r s u a n t t o P . L . 99-177
Appropriation (adjusted)

Relation of obligations to outlays.Obligations incurred, net

1991 est.

[ K E N T U C K Y BRIDGE DEMONSTRATION

4948

2,520

4,019

[VIRGINIA H O V

Outlays

6,171
-2,392

2 392
- 7 545
-—

7 545
-10 493
—

7,797

Obligated balance, s t a r t of year
Obligated balance, e n d of year

2,484

4,689

This program provides for congressionally-mandated
projects in 18 cities. The 1990 appropriations act provided a
total of $15 million ($5 million general funds and $10 million
trust funds) for this program. It is anticipated that these
funds and unobligated balances will be obligated during 1990
and 1991. Trust fund amounts for railroad-highway crossings
demonstration projects are included in the account, "Trust
Fund Share of Other Highway Programs."
No additional appropriation is requested for this program.
MISCELLANEOUS

PROJECT]

[For necessary expenses to carry out a demonstration project to
improve U.S. Route 202 in the vicinity of King of Prussia, Pennsylvania, as authorized by Public Law 100-202, $2,000,000, to remain available until expended.]
[ B R I D G E IMPROVEMENT DEMONSTRATION

PROJECT]

[For 80 percent of the expenses necessary to carry out a highway
project in the vicinity of Jacksonville, Florida, for the purpose of
demonstrating methods of reducing traffic congestion and improving
efficiency in the trans-shipment of military and civilian cargo by
construction of a bridge to Blount Island, widening State Highway
105 (Heckscher Drive) and constructing an interchange at the
intersection of Heckscher Drive and the new Blount Island Bridge,
$4,000,000, to remain available until expended.]
[ H I G H W A Y WIDENING AND IMPROVEMENT DEMONSTRATION

PROJECT]

[For 80 percent of the expenses necessary to carry out a highway
project between Paintsville and Prestonsburg, Kentucky, that demonstrates the safety and economic benefits of widening and improving
highways in mountainous areas, $5,000,000, to remain available until
expended.]
[ C L I M B I N G L A N E SAFETY DEMONSTRATION

PROJECT]

[ F o r 80 percent of the expenses necessary to carry out a highway
project on U.S. Route 15 in the vicinity of Tioga County, Pennsylvania, for the purpose of demonstrating methods of improved highway
and highway safety construction, $2,500,000, to remain available until
expended.]
[ I N D I A N A INDUSTRIAL CORRIDOR SAFETY DEMONSTRATION

PROJECT]

[For 80 percent of the expenses necessary for the construction of
an improved route between Wabash and Huntington, Indiana, for the
purpose of demonstrating the safety and economic benefits of widening and improving rural highways, $2,400,000, to remain available
until expended.]
[ O K L A H O M A H I G H W A Y W I D E N I N G DEMONSTRATION

PROJECT]

[ F o r 80 percent of the expenses necessary to widen Oklahoma
State Route 53 from Interstate Highway 35 east to the entrance of the




PROJECT]

SAFETY DEMONSTRATION

PROJECT]

[For 80 percent of the expenses necessary to construct High Occupancy Vehicle lanes on Interstate Route 66 between Interstate Route
and U.S. Route 50 for the purpose of demonstrating methods of
increasing highway capacity and safety by the use of highway shoulders to construct HOV lanes, $4,650,000, to remain available until
expended.]
[ U R B A N H I G H W A Y CORRIDOR DEMONSTRATION

PROJECT]

[For 80 percent of the expenses necessary to improve and upgrade
the M-59 urban highway corridor in southeast Michigan, $4,500,000,
to remain available until expended, for the purpose of demonstrating
methods of improving congested urban corridors that have been neglected during construction of the Interstate system: Provided, That
of the funds available under this head, $3,000,000 shall be available
for a bicycle transportation demonstration project in Macomb County,
Michigan.]
[ U R B A N AIRPORT ACCESS SAFETY DEMONSTRATION

PROJECT]

[ F o r 80 percent of the expenses necessary to improve and upgrade
access to Detroit Metropolitan Airport in southeast Michigan,
$5,000,000, to remain available until expended, for the purpose of
demonstrating methods of improving access to major urban airports.]

APPROPRIATIONS

[ H I G H W A Y W I D E N I N G DEMONSTRATION

J

[For 80 percent of the expenses necessary for the construction of a
highway bypass project in the vicinity of Jasper, Alabama, for the
purpose of demonstrating methods of improved highway and highway
safety construction, $8,300,000, to remain available until expended.]
[For 80 percent of the expenses necessary to replace the Glover
Cary Bridge in Owensboro, Kentucky, for the purpose of demonstrating methods of improved highway and highway safety construction,
$5,000,000, to remain available until expended.]

5qqq
— 15
_37

2,520

PROJECT]

[CORRIDOR H

IMPROVEMENT

PROJECT]

[For the purpose of carrying out a demonstration of methods of
eliminating traffic congestion, and to promote economic benefits for
the area affected by the construction of the Corridor H segment of the
Appalachian Highway System, there is hereby appropriated
$32,000,000, to remain available until expended: Provided, That all
funds appropriated under this head shall be exempted from any limitation on obligations for Federal-aid highways and highway safety
construction programs.]
[ R O A D EXTENSION

DEMONSTRATION]

[ F o r the purpose of carrying out a demonstration of economic
growth and development benefits of four lane bypasses of cities, there
is hereby appropriated $11,000,000, to remain available until expended, for the acquisition of rights-of-way and other costs incurred in the
upgrading and construction of a portion of a four-lane facility bypassing the cities of Pella, Iowa, and Oskaloosa, Iowa, on Highway 163:
Provided, That all funds appropriated under this head shall be exempted from any limitation on obligations for Federal-aid highways
and highway safety construction programs. ]
[ E B E N S B U R G BYPASS DEMONSTRATION

PROJECT]

[For 80 percent of the expenses necessary to construct the Ebensburg, Pennsylvania bypass as authorized by Public Law 100-17,
$13,740,000, to remain available until expended.]
[ H I G H W A Y DEMONSTRATION PROJECTS—PRELIMINARY

ENGINEERING]

[For 80 percent of the expenses necessary to carry out preliminary
engineering, environmental studies, and right-of-way acquisition for
certain highway projects that demonstrate methods of improving
safety, reducing congestion, or promoting economic development,
$5,800,000, to remain available until expended.]
[ S P R I N G M O U N T A I N DEMONSTRATION

PROJECT]

[For the purpose of carrying out a demonstration project to improve Interstate 15 Spring Mountain interchange in Las Vegas,
Nevada, for the purpose of demonstrating construction and reconstruction techniques available for replacement of a major intersection

FEDERAL HIGHWAY ADMINISTRATION—Continued
Federal Funds—Continued

DEPARTMENT OF TRANSPORTATION

o n a h e a v i l y utilized, u r b a n t r a n s p o r t a t i o n r o u t e , t h e r e is h e r e b y
a p p r o p r i a t e d $2,200,000, t o r e m a i n a v a i l a b l e u n t i l e x p e n d e d : Provided, T h a t all f u n d s a p p r o p r i a t e d u n d e r t h i s h e a d s h a l l b e e x e m p t e d
f r o m a n y limitation on obligations for Federal-aid highways and highw a y safety construction p r o g r a m s . ]
[ M A N H A T T A N BRIDGE REPLACEMENT DEMONSTRATION PROJECT]

[ F o r the purpose of carrying out a demonstration project to replace
t h e K a n s a s R i v e r B r i d g e i n M a n h a t t a n , K a n s a s , t h e r e is h e r e b y a p p r o p r i a t e d $3,210,000, t o r e m a i n a v a i l a b l e u n t i l e x p e n d e d : Provided,
T h a t all f u n d s a p p r o p r i a t e d u n d e r t h i s h e a d s h a l l b e e x e m p t e d f r o m
any limitation on obligations for Federal-aid highways and highway
safety construction p r o g r a m s . ]
[JUNCTION CITY HIGHWAY IMPROVEMENT DEMONSTRATION PROJECT]

[ F o r 80 p e r c e n t o f t h e e x p e n s e s n e c e s s a r y t o c a r r y o u t a h i g h w a y
p r o j e c t in J u n c t i o n City, K a n s a s , f o r t h e p u r p o s e o f d e m o n s t r a t i n g t h e
value of adding acceleration and deceleration lanes along two exits of
U.S. R o u t e 77, t h e r e is h e r e b y a p p r o p r i a t e d $400,000, t o r e m a i n a v a i l a b l e u n t i l e x p e n d e d : Provided, T h a t all f u n d s a p p r o p r i a t e d u n d e r t h i s
head shall b e e x e m p t e d f r o m a n y limitation on obligations for Federal-aid h i g h w a y s a n d h i g h w a y s a f e t y c o n s t r u c t i o n p r o g r a m s . ]

00.23
00.24
00.25
00.26
00.27
00.28
00.29
00.30
00.31
00.32
00.33
00.34
00.35
00.36
00.37
10.00

[CORRIDOR G IMPROVEMENT PROJECT]

[ F o r the purpose of carrying out a demonstration of methods of
eliminating traffic congestion, and to p r o m o t e e c o n o m i c benefits f o r
the area affected by the construction of the Corridor G segment of the
Appalachian
Highway
System,
there
is
hereby
appropriated
$10,000,000, t o r e m a i n a v a i l a b l e u n t i l e x p e n d e d : Provided, T h a t all
funds appropriated under this head shall b e e x e m p t e d f r o m a n y limitation on obligations for Federal-aid highways and highway safety
construction p r o g r a m s . ]
[CORNING BYPASS SAFETY DEMONSTRATION PROJECT]

[ F o r the purpose of carrying out a demonstration of traffic safety
a n d f l o w i m p r o v e m e n t , t h e r e is h e r e b y a p p r o p r i a t e d $20,000,000, t o
r e m a i n a v a i l a b l e u n t i l e x p e n d e d : Provided, T h a t all f u n d s a p p r o p r i ated under this head shall b e exempted f r o m a n y limitation on obligations for Federal-aid highways and h i g h w a y safety construction prog r a m s . ] (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

69-9911-0-1-401

Program by activities:
00.01 Highway safety separation demonstration
00.02 Autopedestrian separation demonstration
00.03 Highway beautification
00.04 Rail line consolidation
00.05 Rail-crossings demonstration
00.06 Interstate transfers grants
00.07 Highway widening demonstration
00.08 Waste isolation pilot project
00.09 Bridge improvement demonstration project
00.10 Highway bridge relocation
0 0 . 1 1 Highway widening and improvement demonstration
project
00.12 Intersection safety demonstration
00.13 Highway capacity improvement
00.14 Climbing lane demonstration
00.15 Indiana industrial corridor
00.16 Corridor H
00.17 Oklahoma highway widening
00.18 Alabama highway bypass
00.19 Kentucky bridge demonstration
00.20 Virginia H 0 V
00.21 Urban highway corridor
00.22 Urban airport access


http://fraser.stlouisfed.org/
250-298 O-1990-40
Federal Reserve Bank of St. Louis

QL3

1989 actual

226
50
1,357

9,635
1,800
3,603
5,090

560
613
240
1,000
16,000
400
3,600
880
500
225
225

1990 est.

1,682
155
3,620
51
20,919
3,026
1,311
12,198
2,470
11,401
340
287
2,696
2,378
31,672
2,487
8,223
7,653
4,629
4,484
4,982

1991 est.

Total obligations (object class 4 1 . 0 )

Financing:
17.1
Recovery of prior year obligations
21.40
Unobligated balance available, start of year
24.40
Unobligated balance available, end of year
25.00
Unobligated balance lapsing
39.00

[ D E S MOINES INNER LOOP DEMONSTRATION PROJECT]

[ F o r the purpose of demonstrating the benefits of improved access
f o r t h e r e v i t a l i z a t i o n o f a n u n d e r d e v e l o p e d p o r t i o n o f a c e n t r a l city,
t h e r e is h e r e b y a p p r o p r i a t e d $2,800,000 t o r e m a i n a v a i l a b l e u n t i l
expended, for design, engineering, acquisition of rights-of-way and
construction and realignment of roads f r o m 1-235 and Harding Road
t o F l e u r D r i v e at t h e D e s M o i n e s W a t e r W o r k s in D e s M o i n e s , I o w a :
Provided, T h a t all f u n d s a p p r o p r i a t e d u n d e r t h i s h e a d shall b e e x empted f r o m any limitation on obligations for Federal-aid highways
and highway safety construction p r o g r a m s . ]

Bridge restoration
Reservation road
International Zaragosa f
Expressway safety improvement
Alabama feasibility study
Road extension demonstration
Ebensburg bypass
Highway demonstration projects- prelimary engineering..
Des Moines inner loop
Corridor G improvement project
Spring Mountain demonstration
Manhattan bridge replacement
Junction city highway project
Corning bypass safety project
Access to public lakes

Budget authority..

40.00
40.00
40.00

authority:
Appropriation
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L. 99-177....

43.00

Appropriation (adjusted)

71.00
72.40
74.40
77.00
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays

Distribution of budget authority by account:
Highway Widening Demonstration
Bridge Improvement Demonstration
Highway Widening and Improvement
Intersection Safety Demonstration
Highway Capacity Improvement
Climbing Lane Demonstration
Indiana Industrial Corridor
Corridor H
Oklahoma Highway Widening
Alabama Highway Bypass
Kentucky Bridge Demonstration
Virginia H0V
Urban Highway Corridor
Urban Airport Access..
Bridge Restoration
Reservation R o a d . . . .
International Zaragosa Bridge
Expressway Safety Improvement
Alabama Feasibility Study
Road Extension Demonstration
Ebensburg Bypass
Highway Demonstration Projects- -Preliminary Engineering..
Des Moines Inner Loop
Corridor G Improvement Project...
Spring Mountain Demonstration....
Manhattan Bridge Replacement....
Junction City Highway Project
Corning Bypass Safety Project
Access to Public Lakes
Distribution of outlays by accounts:
Highway Safety Separation
Off-System Roads
Inter-American Highway
Bikeway Demonstration Program
Mianus Bridge Assistance
Rail-Highway Crossing, Off System
Autopedestrian Separation Demonstration
Public Lands
Alaska Highway
Highway Beautification
Rural Highway Transportation
Rail-Line Consolidation
Airport-Highway Demonstration

A-911
2,000

3,500
1,623
2,600
675
370

1 7 ZZZZ
37
1 8 ZZZZ
U8

223

13,699
5,783
2,792
9,970
2,193
3,200
399
19,940
3,641

54,996

202,845

-628
-54,952
56,755
-256

—56J55

55,916

146,090

55,916

147,000
-439
-471

55,916

146,090

54,996
144,823
-132,779
-2,169
-628

202,845
132,779
-241,937

64,243

93,687

1,800
8,550
4,100
900
900
450
1,000
16,000
400
3,600
3,600
500
225
225
2,000
3,500
3,000
2,600
675
600

ZZZI

1,968
3,988
4,926

241,937
-137,189

2,486
2,378
31,672
2,487
8,223
4,933
4,629
4,484
4,982

10,958
13,699
5,783
2,792
9,970
2,193
3,200
399
19,940

1,291

910
65
0
47
670

47
4,835
7
10
1,512

44
119
33
10
88
1,568
356
2
130
1,723

33
89
25
7
66
1,176
553
2
97
1,318

742
14

1,172
10

A-912

THE BUDGET FOR FISCAL YEAR 1991

Continued

General and special funds—Continued
[CORNING BYPASS SAFETY DEMONSTRATION PROJECT!—Continued
Program and Financing (in thousands of dollars)—Continued
1989 actual

Identification code 6 9 - 9 9 1 1 - 0 - 1 - 4 0 1
Darien Gap
Rail-Crossings Demonstration
Territorial Highway Program
Bicycle Program
Interstate transfer grants
Highway Widening Demonstration
Waste Isolation Pilot Project
Expressway Gap Closing
Bridge Improvement Demonstration Project
Highway Bridge Relocation
Highway Bypass Demonstration
Highway Widening and Improvement Demonstration Project
Traffic Improvement Demonstration
Intersection Safety Demonstration
Highway Capacity Improvement
Climbing Lane Demonstration
Indiana Industrial Corridor
Corridor H
Oklahoma Highway Widening
Alabama Highway Bypass
Kentucky Bridge Demonstration
Virginia HOV
Urban Highway Corridor
Urban Airport Access
Bridge Restoration
Reservation Road
International Zaragosa Bridge
Expressway Safety Improvement
Alabama Feasibility Study
Road Extension Demonstration
Safer Off System Roads
Ebensburg Bypass
Highway Demonstration Projects
Des Moines Inner Loop
Corridor G Improvement Project
Spring Mountain Demonstration
Manhattan Bridge Replacement
Junction City Highway Project
Corning Bypass Safety Project
Access to Public Lakes

-35
1,701
2
17,853
987
16,363
8,430
445
24
13
42
3,699
112
10
63
6

149
490

5,786

1990 est.
815
103
1,262
37
23,831
1,539
1,802
5,612
4,476
494
546
2,280
179
292
298
618
876
11,255
657
3,040
1,882
1,101
987
1,084
400
1,400
925
981
270
2,386
1,830
2,740
1,157
558
1,994
439
640
80
3,988
4,007

1991 est.
611
86
947
27
21,430
1,668
1,574
4,209
5,430
790
409
3,648
134
277
272
922
1,061
13,825
916
3,678
2,713
1,612
1,502
1,660
640
1,050
928
735
202
3,691
1,373
4,384
1,851
893
3,190
702
1,024
128
6,381
3,625

Note—Detail may not add to total in the program and financing schedule due to rounding.

This consolidated schedule shows the obligation and outlay
of amounts made available for programs in prior years. No
further appropriation is requested.

05.12
05.13
05.14
05.15
05.16
05.18
05.19
05.20
05.99
06.10
07.01

Baltimore-Washington Parkway
-12,825
Corridor safety improvement project
-28,000
Bridge capacity improvement project
-3,763
University transportation centers
National Highway Traffic Safety Administration.Trust fund share of operations and research
-30,751
Highway traffic safety grants (liquidation of contract authorization)
-130,500
Urban Mass Transportation Administration
Discretionary grants (liquidation of contract authorization)
-400,000
Other agencies:
Mt. St. Helens, Forest Service (liquidation of contract authorization)
-5,333
Subtotal appropriations
Unobligated balance returned to unappropriated offsetting
receipt account
Unappropriated balance, start of year: U.S. securities:
Par value

Trust Funds

Amounts Available for Appropriation (in
Identification code 2 0 - 8 1 0 2 - 0 - 7 - 4 0 1

0.1
10
02.00
04.00
05.01
05.01
05.02
05.03
05.04
05.05
05.06
05.07
05.08
05.09
05.10
05.11

Unappropriated balance, start of year-. U.S. securities:
Par value
Total available for appropriation
Appropriations:
Federal Highway Administration:
Federal-aid highways:
Liquidation of contract authorization
Emergency relief
Highway-related safety grants (liquidation of contract authorization)
Trust fund share of other highway programs
Highway safety research and development
Motor carrier safety grants (liquidation of contract
authorization)
Highway-railroad grade crossing
Nuclear waste transportation safety demonstrationHighway safety improvement demonstration
Airport access demonstration
Highway safety and economic development
Intermodal urban demonstration project




-5,000

-31,756

-40,950

-131,604

-105,000

-897,300

-815,000

-13,413,552 -15,836,980 -14,808,950
3,000
14,518,618

14,944,138

16,749,388

The Highway Revenue Act of 1956, as amended, provides
for the transfer from the general fund to the highway trust
fund of revenue from the motor fuel tax and certain other
taxes paid by highway users. The Secretary of the Treasury
estimates the amounts to be transferred. In turn, appropriations are authorized from this fund to meet expenditures for
Federal-aid highways and other programs specified by law.
The status of the fund is as follows:
TRUST FUND
Unexpended balance, start of year.U.S. securities: Par value
Cash
Balance of fund at start of year..
Cash income during the year: Governmental receipts:
From excise taxes.Gasoline tax
Truck, bus and trailer taxes
Tire, innertube, and tread rubber taxes
Diesel fuel taxes
Use tax on certain vehicles
Fines and penalties
Transfers to land and water fund
Transfer to aquatic resources fund
Repealed taxes
Intrabudgetary transactions:
Interest on investments
Total annual income..
(Mass transit account)

HIGHWAY TRUST FUND

-11,964
-17,248
-3,933
-4,985

Cash outlays during the year.Federal Highway Administration appropriations-.
Federal-aid highways:
Liquidation of contract authorization
thousands of dollars)
Emergency relief appropriation
Highway-related safety grants (liquidation of con1991 est.
1989 actual
1990 est.
tract authorization)
Right-of-way revolving fund
Miscellaneous Highway Trust Funds
11,056,610 14,518,618 14,944,138
Trust fund share of other highway programs
16,872,660 16,262,500 16,614,200
Highway safety research and development
27,929,270 30,781,118 31,558,338
Motor carrier safety grants
Baltimore-Washington Parkway
University Transportation Centers
National Highway Traffic Safety Administration:
-12,700,000 - 1 3 , 6 1 9 , 0 2 0 - 1 3 , 7 7 0 , 0 0 0
Trust fund share of operations and research
-1,000,000
Highway traffic safety grants (liquidation of contract authorization)
-10,000
-9,377
-10,000
Urban Mass Transportation Administration:
-5,040
-9,897
Discretionary grants (liquidation of contract au-6,080
-6,062
thorization)
Other agencies:
-63,000
-50,000
-51,844
Construction, NPS, Interior
-8,100
-9,355
Mt. St. Helens, USFS, Agriculture
-3,600
-1,260
-R949
Total annual outlays
-1,300
-11840
-8,550
Unexpended balance carried f<
-9,846
-8,550
U.S. securities (par)..

ollars]
1989 actual
13,447,952
738,716

1990 est.
15,977,952
630,389

1991 est.
17,925,311

14,186,668

16,608,341

17,925,311

9,253,089
1,239,536
316,044
4,319,248
608,314
4,279
-1,000
-110,917
-716

9,627,000
1,250,000
321,000
3,046,000
617,000
4,000
-1,000
-117,000

9,785,000
1,313,000
333,000
3,164,000
636,000
4,000
-1,000
-121,000

1,244,783

1,515,500

1,501,200

16,872,660
(1,738,289)

16,262,500
(1,863,700)

16,614,200
(1,926,600)

13,306,421

13,509,411
113,489

13,526,562
124,838

(TOTAL)

10,268
-11,241
10,345
1,845
10,495
53,560
4,971

9,314

10,579

48,377
12,654
5,530
62,510
11,641
997

65,680
15,100
5,373
62,540
13,355
2,595

59,529

33,756

38,753

142,458

125,400

127,200

848,508

976,387

1,095,387

12,922
907

35,327
737

39,352

14,450,987

14,945,530

15,127,314

15,977,952

17,925,311

19,412,197

915

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATIONMASSTRANSPORTATIONADMINISTRATION
Cash

630,389
Balance of fund at end of year

16,608,341

Total commitment against unexpended balances
Uncommitted balance, end of year

19,412,197

(343,334)
(1,790,131)

(1,166,424)
(1,870,482)

(940,180)
(1,798,362)

(22,911,421)
(10,793,166)

(23,816,407)
(10,566,481)

(23,457,029)
(11,839,998)

(35,838,052)

(37,419,794)

(38,035,569)

(19,229,711)

Commitment against unexpended balances:
Appropriated but not expended:
Appropriations
Liquidation of contract authorization
Committed to future liquidating cash appropriations:
Outstanding obligated balance of contract authority
Unobligated balance of contract authority

17,925,311

(19,494,483)

(18,623,372)

[In thousands of dollars]
1989 actual

1990 est.

1991 est.

9,019,108

10,550,999

10,908,656

14,358,458
775,913
15,134,371

Identification code 6 9 - 8 0 8 3 - 0 - 7 - 4 0 1
Program by activities:
Direct program:
Interstate construction
00.01
00.02
Interstate 4R
Primary system
00.03
00.04
Interstate substitutions
Secondary system
00.05
Urban system
00.06
Bridge program
00.07
00.08
Safety construction programs
Federal lands highways program
00.09
00.10
Section 149 demonstration programs
Administration and research
00.11
00.12
Other

13,436,000
962,800
14,398,800

13,768,000
919,600
14,687,600

Cash outgo during the year (outlays):
Federal Highway Administration
National Highway Traffic Safety Administration
National Park Service
U.S. Forest Service

13,386,664 13,773,923
201,987
159,156
12,922
35,327
907
737

13,826,622
165,953
39,352

Total, outlays
Unexpended balance, end of year

13,602,480
10,550,999

14,031,927
11,636,329

13,969,143
10,980,656

The preceding table covers that part of the trust fund that
pertains to the highway account. It shows the annual income
and outlays of highway programs funded by the trust fund.

FEDERAL-AID HIGHWAYS
(LIMITATION ON OBLIGATIONS)
(HIGHWAY TRUST FUND)

None of the funds in this A c t shall be available for the implementation or execution of programs the obligations for which are in excess
of [$12,260,000,000] $12,013,000,000 for Federal-aid highways and
highway safety construction programs for fiscal year [ 1 9 9 0 ] 1991.
FEDERAL-AID HIGHWAYS

1990 est.

1991 est.

2,495,556
2,859,329
2,282,819
674,059
480,697
516,682
1,506,108
318,882
235,328
180,048
212,627
1,745,339

2,500,000
2,800,500
2,160,000
650,000
500,000
600,000
1,500,000
300,000
234,000
178,000
227,606
2,204,873

2,399,500
2,500,000
2,100,000
650,000
500,000
600,000
1,500,000
300,000
235,000
178,000
259,370
1,982,317

00.91
01.01

Total direct program
Reimbursable program

13,507,474
36,238

13,854,979
35,000

13,204,187
35,000

Total obligations

13,543,712

13,889,979

13,239,187

-9,685
-5,713
-20,840

-19,888
-10,712
-4,400

-25,500
-5,100
-4,400

-8,936,787

-9,538,726

-773,021
-9,835,116

773,021
9,835,116

636,834
10,868,255

14,119,012

14,924,390

14,101,139

12,700,000

14,660,000
-40,980
-13,619,020

13,770,000

Financing:
Offsetting collections from:
Federal funds
Trust funds
Non-Federal sources
Unobligated balance available, start of year:
Appropriation
21.40
21.49
Contract authority
Unobligated balance available, end of year:
Appropriation
24.40
Contract authority
24.49
25.00 Unobligated balance lapsing
11.00
13.00
14.00

39.00

(HIGHWAY TRUST FUND)

For carrying out the provisions of title 23, United States Code, that
are attributable to Federal-aid highways, including the National
Scenic and Recreational Highway as authorized by 23 U.S.C. 148, not
otherwise provided, including reimbursements for sums expended
pursuant to the provisions of 23 U.S.C. 308, [$13,660,000,000]
$13,770,000,000, or so m u c h thereof as may be available in and derived from the Highway Trust Fund, to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act, 1990.)
[FEDERAL AID H I G H W A Y S ]

[ F o r an additional amount to meet the present emergency to the
Emergency Fund authorized by 23 U.S.C. 125, $1,000,000,000 to be
derived from the Highway Trust Fund and to remain available until

Budget authority

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 101-164
40.49
Portion applied to liquidate contract authority
43.00
49.00
69.10
69.10

Appropriation (adjusted)
Reduction pursuant to P.L. 99-177
Permanent:
Contract authority (Public Law 100-17)
(definite)
Contract authority (Public Law 100-17)
(indefinite)

90.00

9,538,726
9,599

-12,700,000

-13,770,000

10 00 0
,0,0

-176,749

Outlays

12,853,979

12,853,009

12,853,009

1,265,033

1,248,130

1,248,130

13,507,474

13,854,979

13,204,187

1,606,464
19,371,728

1,000,043
20,179,202

1,223,142
20,188,182

-1,000,043
-20,179,202

-1,223,142
-20,188,182

-1,477,929
-19,486,182

13,306,421

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year.Appropriation
74.40
Contract authority
74.49
71.00

(LIQUIDATION OF CONTRACT AUTHORIZATION)




1989 actual

10.00

HIGHWAY TRUST FUND
(HIGHWAY ACCOUNT ONLY)

Total annual income

expended: Provided, That the provisions of 23 U.S.C. 125(bXl) shall
not apply to amounts available in this F u n d . ] (Public Law 101-130,
making further continuing appropriations for the fiscal year 1990.)
Program and Financing (in thousands of dollars)

The Highway Revenue Act of 1956, as amended, provides
for the transfer from the general fund to the highway trust
fund of revenue from the motor fuel tax and certain other
taxes paid by highway users. The Secretary of Treasury estimates the amounts to be transferred. In turn, appropriations
are authorized from this fund to meet expenditures for Federal-aid highways and other programs specified by law.

Unexpended balance, start of year
Cash income during the year, governmental receipts:
Excise taxes
Interest on investments

a 1 0
A—uLo

A

13,622,900

13,651,400

Status of Direct Loans (in thousands of dollars)
Identification code 6 9 - 8 0 8 3 - 0 - 7 - 4 0 1
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1251 Repayments: Repayments and prepayments
1290

1989 actual

1990 est

1991 est.

19,396
-19,396

Outstanding, end of year
Status of Unfunded Contract Authority (in thousands of dollars)

Unfunded balance, start of year
Contract authority
Reduction in contract authority pursuant to P.L. 9 9 - 1 7 7 .
Unfunded balance lapsing

28,308,515
14,119,012
—9^599

29,717,928
14,101,139
-176,479

30,023,298
14,101,139

A-914

S^s^S^^ 1 - 0 0 "^^

General and special funds—Continued
[FEDERAL AID HIGHWAYS]—Continued
Status of Unfunded Contract Authority (in thousands of dollars)—Continued
Appropriation from highway trust fund to liquidate contract authority
Unfunded balance, end of year

THE BUDGET FOR FISCAL YEAR 1991
Other.—Provides for emergency relief, minimum allocation,
strategic highway research, and other miscellaneous programs.
Object Classification (in thousands of dollars)

-12,700,000

-13,619,020

-13,770,000

29,717,928

30,023,298

30,354,437

Identification code 6 9 - 8 0 8 3 - 0 - 7 - 4 0 1

1989 actual

1990 est.

1991 est.

FEDERAL HIGHWAY ADMINISTRATION

Grants are made available to States under the following
programs for construction and improvements on the National
System of Interstate and Defense Highways and for urban
and rural transportation programs. To constrain the proliferation of programs exempt from routine funding controls, a
Federal-aid highways obligation limitation of $12,013 billion,
covering all Federal-aid programs except emergency relief,
Alaska Highway, and minimum allocation is proposed.
The 1991 budget proposal for Federal-Aid Highways budget
authority is consistent with the amount authorized in the
Surface Transportation and Uniform Relocation Assistance
Act. Obligations and obligation limitation levels are consistent
with the need to constrain federal spending, while at the
same time providing necessary funding for the nation's roads
and bridges.
Interstate construction.—Provides grants for the completion
of the Interstate System. States can be expected to construct
high priority Interstate segments, not yet built, especially
gaps between major urbanized areas. States that have completed their portion of the system may use the funds for
Interstate 4R purposes.
Interstate 4R.—Preserves and continues the Nation's investment in the Interstate system through a program of resurfacing, restoring, rehabilitation, and reconstruction.
Primary system.—Provides grants to States for highway construction, rehabilitation, reconstruction, and related planning
for the primary highway system.
Interstate substitutions.—Provides grants to States and localities which withdrew previously approved Interstate segments and apply authorized funds to substitute highway or
transit projects. The budget proposes to consolidate funding
for both highway and transit substitute projects within the
highway authorization.
Secondary system.—Provides grants to States for highway
construction, rehabilitation, reconstruction, and related planning and research on the secondary system.
Urban system.—Provides grants to States for highway construction, rehabilitation, reconstruction, and related planning
and research on the urban system.
Bridge program.—Provides grants to States to replace or
rehabilitate bridges on and off the Federal-aid systems that
are hazardous to the safety of motorists.
Safety construction programs.—Provides grants to States for
safety improvements to the highway systems, including
hazard elimination, pavement marking, and rail highway
crossings.
Federal lands highways.—Provides funds for improvements
on forest highways, park roads, Indian reservation roads, and
public lands highways. The Department of Transportation coordinates with the land managing agency in the planning
studies and program development of public Federal lands
highways.
Demonstration projects.—Provides funds not to exceed 80
percent of the cost of demonstration projects specified in Section 149 of Public Law 100-17. The 1991 budget proposal
subjects these projects to the obligation limitation.
Administration and research.—Provides for executive and
general administrative and research expenses of Federal-aid
highways. These funds are controlled by the limitation on
general operating expenses.



Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

6,267
1,099
553

6,267
1,004
641

6,759
1,026
699

7,919
1,573
2,800
775
415
137
8,450
261
49
130,712
13,045,923

7,912
1,572
2,805
753
403
133
8,696
254
48
124,717
13,377,383

8,484
1,612
2,876
768
411
128
8,330
241
45
141,159
12,678,913

212,627

227,606

259,370

13,411,641

13,752,282

13,102,337

36,238

35,000

35,000

11.1
11.3
11.5

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

13,638
4,631
1,212

13,806
4,681
1,237

14,167
4,800
1,238

11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions

19,481
2,714
2,572
1,164
4,011
108
33,192
4,554
1,043
26,735
259

19,724
3,370
2,475
1,163
4,088
92
28,941
4,182
1,151
37,251
260

20,205
3,480
2,631
1,193
4,107
103
26,868
4,321
1,177
37,505
260

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.2
24.0
25.0
26.0
31.0
32.0
41.0
93.0
99.0
'99.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Limitation on general operating expenses (see separate schedule)
Subtotal direct obligations, Federal Highway Administration
Reimbursable obligations, Federal Highway Administration
ALLOCATION ACCOUNTS

99.0

Subtotal obligations, allocation accounts

99.9

Total obligations

Obligations are distributed as follows:
Federal Highway Administration
Urban Mass Transportation Administration
Army: Corps of Engineers
Agriculture: Forest Service
Interior.Bureau of Indian Affairs
National Park Service

95,833

102,697

101,850

13,543,712

13,889,979

13,239,187

13,447,879 13,787,282
-1,475
10,000
-94
1,564
550

13,137,337
10,000
550

80,786
15,052

78,500
13,647

78,500
12,800

232

239

239

276
28

275
22

277
23

127

120

120

160
3

149
7

151
7

541

541

541

Personnel Summary
FEDERAL HIGHWAY ADMINISTRATION
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
ALLOCATION ACCOUNTS
Total number of full-time permanent positions

DEPARTMENT OF TRANSPORTATIONMASSTRANSPORTATIONADMINISTRATION917

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

conducts direct and contract research and development relating to traffic operations, including gridlock problems, new
construction techniques, and the social and environmental
aspects of highways; provides administrative support services
for all elements of the Federal Highway Administration; and
LIMITATION ON GENERAL OPERATING EXPENSES
provides on-the-job training for employees of the Federal
Highway Administration and training opportunities for other
Necessary expenses for administration, operation, and research of
the Federal Highway Administration, not to exceed [$234,000,000]
highway-related personnel. Recognizing the importance of re$26^,470,000 shall be paid in accordance with law, from appropria- search as an investment in the efficiency of future transportations made available by this Act to the Federal Highway Administra- tion, the 1991 budget includes $44.1 million for highway scition together with advances and reimbursements received by the
ence and technology research including $13 million for develFederal Highway Administration: Provided, That not to exceed
opment of intelligent vehicle/highway systems to address con[$41,080,000] $58,535,000 of the amount provided herein shall
remain available until expended: Provided further, That, notwith- gestion. The budget also includes $3 million for an advanced
driver simulator, which is being jointly developed by the Fedstanding any other provision of law, there may be credited to this
account funds received from States, counties, municipalities, other
eral Highway Administration and the National Highway
public authorities, and private sources, for training expenses incurred
Traffic Safety Administration. Beginning in 1991, the budget
for non-Federal employees. (Department of Transportation and Relatprovides $2.0 million for a demonstration highway use tax
ed Agencies Appropriations Act, 1990.)
evasion project to improve collection of Federal highway use
taxes, especially the diesel fuel excise tax. The budget also
Program and Financing (in thousands of dollars)
proposes to consolidate the activities of the Highway Safety
1989 actual
1990 est.
1991 est.
Research and Development program within this account.
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Program by activities:
Program direction and coordination:
Executive direction
Program review
Legal services
Public affairs
Civil rights
General program support:
Policy
Research, development, and technology
Administrative support
National Highway Institute
Career development programs
Highway programs:
Engineering and program development
Right-of-way and environment
Safety and traffic operations
Motor carriers
Construction skill training and minority business enterprise...
Demonstration bonding program
Field operations
Total obligations
Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Limitation
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays from limitation

645
6

645
6

608
2

1,118
394
2,157
137
1,009

1,185
419
2,295
145
1,074

1,244
440
2,410
153
1,128

5,324
30,659
52,110
2,558
6,690

5,819
38,028
55,477
1,361
7,120

5,983
59,738
58,361
2,722
7,477

14,717
3,434
3,762
1,462
10,338
35
85,329

16,992
3,655
4,003
1,768
8,062
12
90,903

12,122
3,838
4,204
1,338
7,900

221,233

238,318

- 2,893
-6,010
5,020

-5,020

217,350

233,298

95,412

Field operations.—Provides staff advisory and support services in field offices of the Federal Highway Administration;
and provides program and engineering supervision through 9
regional and 52 division offices.

264,470

Object Classification (in thousands of dollars)
Identification code 6 9 - 8 0 8 3 - 0 - 7 - 4 0 1

264,470

221,233
268,455
-296,834

238,318
296,834
-329,429

264,470
329,429
-350,691

192,854

205,723

243,208

Note—The limitation amount for 1990, which is set by the appropriation language shown above, has been reduced by P.L.
99-177.

This limitation provides for the salaries and expenses of the
Federal Highway Administration. Resources are allocated
from the following programs: Federal-aid highways, and highway-related safety grants.
Program direction and coordination.—Provides overall management of the highway transportation program, including
program review of agency operations; provides legal services
for all programs; plans and directs public affairs programs;
and develops and recommends policies and standards, and
ensures compliance with the civil rights and equal opportunity procedures by the Federal Highway Administration and by
recipients of grants-in-aid administered by the Federal Highway Administration.
General program support.—Formulates policy, multiyear
and long-range plans and goals for highway programs, and
data and analyses for current and long-range programming;



Highway programs.—Provides engineering guidance to Federal and State agencies and to foreign governments, and conducts a program to encourage use of modern traffic engineering procedures to increase the vehicle-carrying capacity of
existing highways and urban streets; assists States, other Federal agencies, and certain foreign countries in right-of-way
acquisition and develops procedures for highway location selection and consideration of environmental impacts; and finances construction skill training programs for disadvantaged
workers hired by contractors on federally aided highway
projects.

11.1
11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.2
24.0
25.0
26.0
31.0
42.0
93.0

99.0

1989 actual

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est

107,334
2,409
3,228

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Printing and reproduction
Other services...
Supplies and materials
Equipment
Insurance claims and indemnities
Administrative expenses included in schedule for fund as
a whole

111,231
3,681
2,151

116,756
3,841
2,230

112,971
19,253
50
6,364
1,156
11,501
6,137
1,341
56,897
1,518
4,041
4

117,063
20,304
50
7,297
1,450
13,739
6,947
1,272
66,284
1,574
2,338

122,827
21,255
50
7,560
1,502
14,234
7,197
1,318
82,042
1,631
4,854

-221,233

-238,318

-264,470

2,621

2,621

2,621

2,694
13

2,750
13

2,750
13

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

A-916

S^s^S^^1-00"^^

THE BUDGET FOR FISCAL Y E A R 1991

General and special funds—Continued

Object Classification (in thousands of dollars)
Identification code 6 9 - 8 0 1 9 - 0 - 7 - 4 0 1

HIGHWAY-RELATED SAFETY GRANTS
(LIQUIDATION OF CONTRACT AUTHORIZATION)

25.0
41.0

(HIGHWAY TRUST FUND)

For payment of obligations incurred in carrying out the provisions
o f title 23, United States Code, section 402, administered b y the
Federal Highway Administration, to remain available until expended,
[ $ 9 , 4 0 5 , 0 0 0 ] $10,000,000, to be derived f r o m the Highway Trust
Fund: Provided, That not to exceed $100,000 of the amount appropriated herein shall be available for "Limitation on general operating
expenses": Provided further, That none of the funds in this A c t shall
be available for the planning or execution of programs the obligations
for which are in excess of [ $ 9 , 4 0 5 , 0 0 0 ] $10,000,000 in fiscal year
[ 1 9 9 0 ] 1991 for "Highway-related safety grants". (Department of
Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 0 1 9 - 0 - 7 - 4 0 1

00.01
00.02
10.00

Program by activities:
State and community grants
Administration of grant programs
Total obligations

Financing:
Unobligated balance available, start of year: Contract
authority
24.49 Unobligated balance available, end of year: Contract
authority

21.49

39.00

Budget authority..

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L 101-164
40.49
Portion applied to liquidate contract authority..
43.00
49.00
69.10

Appropriation (adjusted)
Reduction pursuant to P.L 99-177
Permanent:
Contract authority (90 Stat. 451, 92 Stat.
2727)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year.72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year.74.40
Appropriation
74.49
Contract authority

71.00

90.00

Outlays..

1989 actual

1990 est.

Unfunded balance, start of year
Contract authority
Reduction in contract authority pursuant to P.L. 9 9 - 1 7 7
Appropriation to liquidate contract authority
Unfunded balance, end of year

9,280
97

[BALTIMORE-WASHINGTON

9,377

10,000

-595

-1,190

-1,673

1,190

1,673
9,860

10,000

10,000

9,405

100
9,305

97
9,280

100
9,900

9,377

10,000

PARKWAY]

[ ( H I G H W A Y TRUST F U N D ) ]

Program and Financing (in thousands of dollars)

10.00

Program by activities:
Total obligations (object class 41.0)..

1990 est.

1991 est.

15,184

27,202

-17,597
15,238

-15,238

12,825

11,964

12,825

12,000
-36

12,825

11,964

15,184
5,287
-15,501

27,202
15,501
-31,062

31,062
-17,707

4,971

Financing:
21.40 Unobligated baiance available, start of year...
24.40 Unobligated balance available, end of year

10,000

1989 actual

11,641

13,355

1,673

10,000

1991 est.

[ F o r necessary expenses, not otherwise provided, to carry out the
provisions of the Federal-Aid Highway A c t of 1970 for the BaltimoreWashington
Parkway,
to
remain
available
until
expended,
$12,000,000, to be derived f r o m the Highway Trust Fund and to be
withdrawn therefrom at such times and in such amounts as m a y be
n e c e s s a r y . ] (Department of Transportation and Related Agencies Appropriations Act, 1990.)

9,900
100

9,405

1990 est.

9,405

Total obligations

Identification code 6 9 - 8 0 1 4 - 0 - 7 - 4 0 1
9,305
100

39.00

Budget authority..

40.00
40.00

Appropriation
Reduction pursuant to P.L 101-164..

43.00
-28

-10,000

-9,377

-10,000

-140

71.00
72.40
74.40

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....

90.00

10,000

10,000

10,000

9,405

9,377

10,000

6,663
12,712

6,395
12,117

-6,395
-12,117

-6,458
-12,117

-5,879
-12,117

10,268

9,314

Outlays..

The 1990 appropriation provided $11,964 million for construction activity on the Baltimore-Washington Parkway, as
authorized in the Federal-Aid Highway Act of 1970. No additional appropriation is requested for this program.

6,458
12,117

10,579

TRUST FUND SHARE OF OTHER H I G H W A Y PROGRAMS

1989 actual
13,307
10,000

1990 est.

Note.—The appropriations language appears under the Railroad-highway crossings demonstration projects account.
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 0 0 9 - 0 - 7 - 4 0 1

1991 est.

-10,000

13,307
10,000
-140
-9,377

13,790
10,000
-10,000

13,307

13,790

13,790

The Highway Safety Act of 1970 authorized grants to States
and communities for implementing and maintaining highwayrelated safety standards.
The 1987 Surface Transportation and Uniform Relocation
Assistance Act provided a $10 million annual program level
for 1987 through 1991.



99.9

1991 est.

Status of Unfunded Contract Authority (in thousands of dollars)
Identification code 6 9 - 8 0 1 9 - 0 - 7 - 4 0 1

Other services
Grants, subsidies, and contributions

1989 actual

00.01

Program by activities:
Railroad-highway crossings demonstration projects..

1989 actual

1990 est.

1991 €

8,038

15,200

15,126

Total obligations (object class 25.0)....

8,038

15,200

15,126

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing

-45
-23,529
20,438
138

-20,438
15,126
9

-15,126

5,040

9,897

5,040

10,000
-30
-73

5,040

9,897

10.00

39.00
40.00
40.00
40.00
43.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L. 99-177....
Appropriation (adjusted)..

FEDERAL HIGHWAY ADMINISTRATION—Continued
Trust Funds—Continued

DEPARTMENT OF TRANSPORTATION

71.00
72.40
74.40
78.00

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

8,038
17,886
- 24,035
-45

15,200
24,035
- 26,581

15,126
26,581
- 26,607

1,845

12,654

15,100

Distribution of budget authority by account: Railroad-highway
crossings demonstration projects

5,040

9,897

Distribution of outlays by account-.
Railroad-highway crossings demonstration projects
Rail crossing demonstration projects
Bicycle program
Rural highway public transportation

1,806
44
2
- 7

12,570
47
37

90.00

Outlays

15,037
35
28

This account provides the trust fund share of certain gener-

available f o r t h e i m p l e m e n t a t i o n o r e x e c u t i o n o f p r o g r a m s t h e obligations f o r w h i c h a r e in excess o f [ $ 6 0 , 2 0 0 , 0 0 0 3 $60,000,000 f o r " M o t o r
carrier safety g r a n t s " .
[ N o t w i t h s t a n d i n g subsection (d) o f section 402 o f t h e S u r f a c e
T r a n s p o r t a t i o n Assistance A c t o f 1982 (Public L a w 97-424, 96 Stat.
2155, 2156) f o r States w h i c h h a v e received o n l y d e v e l o p m e n t g r a n t s
u n d e r s u c h section 402 a n d w h i c h h a v e participated in t h e C o m m e r cial M o t o r C a r r i e r S a f e t y Inspection a n d W e i g h i n g D e m o n s t r a t i o n
P r o g r a m , t h e S e c r e t a r y shall o n l y a p p r o v e a plan u n d e r s u c h section
402 f o r fiscal y e a r 1990 w h i c h provides that t h e a g g r e g a t e e x p e n d i t u r e o f f u n d s of the State a n d political subdivisions t h e r e o f , e x c l u s i v e
o f Federal funds, f o r c o m m e r c i a l m o t o r v e h i c l e safety p r o g r a m s will
b e m a i n t a i n e d at a level w h i c h does n o t fall b e l o w t h e a v e r a g e level
o f s u c h e x p e n d i t u r e f o r t h e last t w o full fiscal y e a r s p r e c e d i n g t h e
date t h e plan is a p p r o v e d . ] (.Department of Transportation and Related Agencies Appropriations Act, 1990.)

al f u n d accounts that a r e f u n d e d w i t h b o t h general f u n d s a n d
trust

funds.

Those

accounts

are

listed

in

the

in

this

account

and

the

narrative

Program and Financing (in thousands of dollars)

distribution

tables shown above. T h e language appropriating the
reflected

amounts

statements

program and performance appear with the general fund

ac-

Identification code 6 9 - 8 0 4 8 - 0 - 7 - 4 0 1

on

counts.

00.01
00.02

[(HIGHWAY TRUST F U N D ) ]

[ F o r necessary e x p e n s e s in c a r r y i n g o u t t h e provisions o f sections
307(a) a n d 403 o f title 23, U n i t e d States Code, t o b e derived f r o m t h e
H i g h w a y T r u s t F u n d a n d t o r e m a i n a v a i l a b l e until e x p e n d e d ,
$6,080,000.] (Department of Transportation and Related
Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.

39.00

7,209

43.00
49.10

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year,...

-115
1,147

-1,147

69.10

6.080

6,062

Budget authority..

Total obligations (object class 4 1 . 0 ) . .

Appropriation (adjusted)
Reduction pursuant to P.L. 99-177
Permanent:
Contract authority (Public Law 97-424, 96 Stat.
2155, 2156)

40.00
40.00
43.00

71.00
72.40
74.40
90.00

6,080

6,080
-18

Appropriation (adjusted)..

6,062

5,047
15,669
-10,221

7,209
10,221
-11,900

11,900
-6,527

10,495

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

6,080

5,530

5,374

Outlays

90.00

gram funded within the Limitation on General Operating
Expenses. T h e consolidation reflects the fact that both programs are authorized to carry out the basic highway-related
r e s e a r c h objectives set f o r t h in 23 U.S.C. section 307, a n d
would allow both h i g h w a y research a n d h i g h w a y safety research programs to be financed b y a d r a w d o w n f r o m FederalA i d Highways authority.

59,700
300

59,955

60,019

60,000

-2,814

-2,859

-2,000

2,859

2,000

2,000

59,160

60,000

50,000

52,000
-156
-51,844

63,000

-50,000

-63,000

-840

60,000

60,000

60,019

60,000

22,001
22,140

11,335
30,315

-22,001
-22,140

-11,335
-30,315

-11,795
-27,315

53,560

Outlays..

60,000

25,561
12,185

62,510

62,540

Status of Unfunded Contract Authority (in thousands of dollars)
Identification code 6 9 - 8 0 2 7 - 0 - 7 - 4 0 1

B e g i n n i n g in 1991, t h i s p r o g r a m is p r o p o s e d f o r i n c o r p o r a tion within the Research, Development, and Technology pro-

59,723
296

59,955

Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year:
74.40
Appropriation
74.49
Contract authority
71.00

t authority:
Appropriation
Reduction pursuant to P . L 101-164..

1991 est.

60,000

Budget authority..

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 101-164
40.49
Portion applied to liquidate contract authority..

5,047

1990 est.

59,708
247

Financing:
21.49 Unobligated balance available, start of year: Contract
authority
24.49 Unobligated balance available, end of year: Contract
authority

Program by activities:
10.00 Total obligations (object class 25.0)

39.00

1989 actual

Program by activities:
Motor carrier grants
Administration and research..

10.00
[ H I G H W A Y SAFETY RESEARCH AND DEVELOPMENT]

Identification code 6 9 - 8 0 1 7 - 0 - 7 - 4 0 1

MASSTRANSPORTATIONADMINIS

1989 actual

Unfunded balance, start of year
Contract authority
Reduction in contract authority pursuant to P.L. 9 9 - 1 7 7
Appropriation to liquidate contract authority
Unfunded balance, end of year

15,000
60,000
- 50,000
25,000

1990 est.

1991 est.

25,000
60,000
-840
- 51,844

32,316
60,000
- 63,000

32,316

29,316

The Motor Carrier Safety Grant program, authorized by the
1982 S u r f a c e T r a n s p o r t a t i o n A s s i s t a n c e A c t , p r o v i d e s
to States to enforce Federal and compatible State

grants

standards

applicable to c o m m e r c i a l m o t o r vehicle safety. States b e c o m e
MOTOR CARRIER SAFETY GRANTS
(LIQUIDATION OF CONTRACT AUTHORIZATION)
(HIGHWAY TRUST FUND)

F o r p a y m e n t o f obligations i n c u r r e d in c a r r y i n g o u t t h e provisions
o f section 402 o f P u b l i c L a w 97-424 [ $ 5 2 , 0 0 0 , 0 0 0 ] 63,000,000, t o b e
derived f r o m t h e H i g h w a y T r u s t F u n d and t o r e m a i n available until
expended: Provided, T h a t n o n e o f the f u n d s in this A c t shall b e




eligible for funds b y adopting Federal truck safety
and

maintaining

minimum

levels of p r o g r a m

standards

funding.

Uni-

f o r m safety standards both enhance the coordination of
f o r c e m e n t activities and simplify the safety requirements

enof

interstate trucking parties.
Federal grants for enforcement of commercial m o t o r vehicle
safety standards m a y not be used to maintain efforts already
undertaken by State governments. T h e purpose of the

grant

A-918

™1^S^DMIN,STRAT,"ti"'Bl

THE BUDGET FOR FISCAL Y E A R

General and special funds—Continued

tive

engineering,

survey,

maintenance,

and

1991

construction

projects for forest highways.

MOTOR CARRIER SAFETY GRANTS—Continued

Technical

(LIQUIDATION OF CONTRACT AUTHORIZATION)—Continued

assistance,

technical

p r o g r a m is t o r a i s e t h e l e v e l o f e n f o r c e m e n t , n o t t o s u b s t i t u t e
Federal funds for State and local dollars.

from

foreign

Federal Highway Administration

governments.—The

(HIGHWAY TRUST FUND)—Continued

U.S.

dollars

advanced

renders

assistance and acts as agent for the purchase

equipment and materials for carrying out highway

of

programs

in foreign countries. Currently, these services are being rendered in K u w a i t .
Contributions

MISCELLANEOUS TRUST FUNDS

ed
Program by activities:
00.01 Cooperative work, forest highways
00.02 Technical assistance, U.S. dollars advanced from foreign
governments
00.03 Contributions for highway research programs
00.04 Advances from State cooperating agencies
10.00

Total obligations..

Financing:
Recovery of prior year obligations...,
Unobligated balance available, start of year:
21.40
Appropriation
21.49
Contract authority
Unobligated balance available, end of year:
24.40
Appropriation
24.49
Contract authority
17.00

39.00

Budget authority ..

Budget authority:
Permanent:
60.00
Appropriation
60.49
Portion applied to liquidate contract authority..
63.00
69.10

Appropriation (adjusted)..
Contract authority

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
Appropriation
72.40
Contract authority
72.49
Obligated balance, end of year-.
Appropriation
74.40
Contract authority...
74.49
78.00 Adjustments in unexpired accounts..

71.00

90.00

Outlays..

Distribution of budget authority by account:
Cooperative work, forest highways
Technical assistance, U.S. dollars advanced from foreign governments
Contributions for highway research programs
Advances from State cooperating agencies
Distribution of outlays by account:
Cooperative work, forest highways
Equipment, supplies, etc., for cooperating countries
Technical assistance, U.S. dollars advanced from foreign governments
Contributions for highway research programs
Advances from State cooperating agencies

1989 actual

1990 est.

1991 est.

Unfunded balance, end of year

500

2,447
40
4,253

3,359
35
9,007

2,718
25
400

7,608

13,803

3,643

associa-

programs.—In

and the

De-

for

the

purpose

of

establishing

performance

upon which to base specifications for use by the

standards

Government

Advances

from

State

cooperating

are con-

agencies.—Funds

tributed by the State h i g h w a y departments or local

subdivi-

sions thereof for construction a n d / o r m a i n t e n a n c e of roads or
b r i d g e s . T h e w o r k is p e r f o r m e d u n d e r t h e s u p e r v i s i o n o f t h e
Federal Highway Administration.
Object Classification (in thousands of dollars)

-39
-436
-85

Identification code 6 9 - 9 9 7 1 - 0 - 7 - 1 5 1

-8,985
-1,081

1989 actual

11.1
11.5

8,985
1,081
17,115

3,737

3,643

16,307

5,389
-1,652

3,643

16,307

3,737

3,643

7,608

13,803

628
759

6,355
571

12,943

-6,355
-571
-39

-12,943

8,409

2,030

7,786
450

500

2,814
10
12,834

2,892
20
375

2,718
25
400

401
33

328
295

584
221

2,375
-10
-769

3,277
27
3,859

2,783
31
4.558

ll.S
12.1
21.0
22.0
24.0
25.0
26.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Printing and reproduction
Other services
Supplies and materials
Land and structures

1991 est.

804
61

1,555
118

401
30

865
145
55
35
139
5,102
26
1,241

1,673
280
106
68
269
8,958
50
2,400

432
72
27
17
69
2,395
13
619

7,608

13,803

3,643

15
12

15
16

15
16

8,177

1,457

Personnel compensation:
Full-time permanent
Other personnel compensation

1990 est.

3,643

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-. Full-time equivalent employment

MISCELLANEOUS HIGHWAY TRUST FUNDS

844

1,652

[INTERMODAL URBAN DEMONSTRATION PROJECT]
[(HIGHWAY TRUST FUND)]
[ F o r necessary expenses to carry out the provisions of section 124
of the Federal-Aid Highway A m e n d m e n t s of 1974, $10,000,000, to be
derived f r o m the Highway Trust F u n d . ]
[HIGHWAY SAFETY AND ECONOMIC DEVELOPMENT DEMONSTRATION]
[(HIGHWAY TRUST FUND)]
[ F o r necessary expenses to carry out construction projects as authorized by Public Law 99-500 and Public Law 99-591, $12,000,000, to
be derived f r o m the Highway Trust Fund and to remain available
until e x p e n d e d . ]
[HIGHWAY SAFETY IMPROVEMENT DEMONSTRATION PROJECT]
[(HIGHWAY TRUST FUND)]

1,652

Miscellaneous Trust Funds contains the following programs
financed
out of the highway trust fund and reimbursed by the
requesting parties.
Cooperative
work, forest highways.—Contributions
are received f r o m States a n d counties in connection w i t h coopera-




research

in purchasing such equipment.
1,402

Status of Unfunded Contract Authority (in thousands of dollars)
Unfunded balance, start of year
Contract authority
Appropriation to liquidate contract authority..

highway

p a r t m e n t of Defense, tests o f h i g h w a y e q u i p m e n t are conduct-

Program and Financing (in thousands of dollars)
Identification code 69-9971-0-7-151

for

tion with the General Services Administration

[ F o r the purpose of carrying out a coordinated project of highway
improvements in the vicinity of Pontiac and East Lansing, Michigan,
that demonstrates methods of enhancing safety and promoting economic development through widening and resurfacing of highways on
the Federal-aid primary system and on roads on the Federal-aid
urban system, as authorized by Public Law 99-500 and Public Law
99-591, $11,000,000, to be derived f r o m the Highway Trust Fund and
to remain available until e x p e n d e d . ]

DEPARTMENT OF TRANSPORTATION

MASS

TRANSPORTATION

[HIGHWAY-RAILROAD GRADE CROSSING SAFETY DEMONSTRATION
PROJECT]
[(HIGHWAY TRUST FUND)]
[ F o r the purpose of carrying out a coordinated project of highwayr a i l r o a d g r a d e c r o s s i n g s e p a r a t i o n s in M i n e o l a , N e w Y o r k , t h a t d e m onstrates methods of enhancing highway-railroad crossing safety
w h i l e m i n i m i z i n g s u r r o u n d i n g e n v i r o n m e n t a l e f f e c t s , as a u t h o r i z e d
b y P u b l i c L a w 9 9 - 5 0 0 a n d P u b l i c L a w 9 9 - 5 9 1 , $9,500,000, t o b e derived f r o m the H i g h w a y Trust F u n d and to remain available until
expended.]
[CORRIDOR SAFETY IMPROVEMENT PROJECT]
[(HIGHWAY TRUST FUND)]
[ F o r the purpose of carrying out a demonstration of methods of
improving vehicular and pedestrian safety on roads on the Federalaid p r i m a r y a n d F e d e r a l - a i d s e c o n d a r y s y s t e m s , i n v o l v i n g R o u t e 1 in
N e w J e r s e y , t h e r e is h e r e b y a p p r o p r i a t e d $17,300,000, to b e d e r i v e d
f r o m the H i g h w a y Trust F u n d and to remain available until expended: Provided, T h a t all f u n d s a p p r o p r i a t e d u n d e r this h e a d s h a l l b e
exempted f r o m any limitation on obligations for Federal-aid highways
and highway safety construction p r o g r a m s . ]
[BRIDGE CAPACITY IMPROVEMENTS]

Program and Financing (in thousands of dollars)

Program by activities:
Carpool/vanpool projects
Intermodal urban demonstration project
Highway safety and economic development demonstration projects
00.04 Highway safety improvement demonstration project
00.05 Highway-railroad grade crossing safety demonstration
project
00.06 Nuclear waste transportation safety
00.07 Theodore Roosevelt Bridge
00.08 Airport access highway demonstration
00.09 Airport access demonstration
00.10 Vehicular highway safety separation demonstration
0 0 . 1 1 Corridor safety demonstration
00.12 Bridge capacity improvement
10.00
21.40
24.40
39.00

Total obligations (object class 41.0)
Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-164
40.00 Reduction pursuant to P . L 99-177

1989 actual

1991 est.

1990 est.

72

330
614

"demonstration"

accounts:

project

150
170
1,086
11,450
103
11,110
6,059
9,613
1,739
416
800
735
3,726
15,984
2,539
the

Intermodal

Urban, Highway Safety and Economic Development,

16,325
4,950
247
2,500
11,552
7,933
49,950

18,558

Highway

tion

budget

Bridge

authority

is

Capacity

and

outlay

of

amounts

made

requested

available

in

Cor-

Improvefor

prior

1991.
obligayears.

UNIVERSITY TRANSPORTATION CENTERS
(HIGHWAY TRUST FUND)
For necessary expenses f o r university transportation centers, as
a u t h o r i z e d b y s e c t i o n 21(iX2) o f t h e U r b a n M a s s T r a n s p o r t a t i o n A c t o f
1964, a s a m e n d e d , $5,000,000 t o b e d e r i v e d f r o m t h e H i g h w a y T r u s t
F u n d ( o t h e r t h a n t h e M a s s T r a n s i t A c c o u n t ) . (Department of Transportation and Related Agencies Appropriations Act, 1990.)

40.00
40.00
.

1989 actual

Program by activities:
Total obligations (object class 2 5 . 0 ) . .

71.00
72.40
74.40

63,800
-191
-438

5,000

5,000

4,985

5,000

4,985
-3,988

5,000
3,988
-6,393

997

2,595

Outlays..
authorizes the Secretary

non-profit institutions
Federal

5,000

5,000
-15

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year..

This program

1991 est.

4,985

Appropriation (adjusted)..

90.00

1990 est.

4,985

[ authority:
Appropriation
Reduction pursuant to P.L. 101-164..

43.00

63,171

63,123

further

and

Financing:
39.00 Budget authority

-109,754

63,123

No

Improvement,

Other accounts in this consolidated schedule s h o w the

172,925

-65,190
109,754

Safety

ments.

10.00

of higher

learning

regions as provided b y section

to m a k e grants

to

in each

10

of the

21(i)(2) o f t h e

Urban

M a s s T r a n s p o r t a t i o n A c t o f 1964. U n i v e r s i t i e s specializing

Appropriation (adjusted)

63,123

63,171

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

18,558
26,304
-34,480
-37

172,925
34,480
-159,028

159,028
-93,348

10,345

48,377

65,680

Outlays

201
226
1,449
8,944
135
7,251
3,953
9,117
1,197
499
500
980
2,349
9,990
1,586

133
25

Identification code 6 9 - 8 0 6 5 - 0 - 7 - 4 0 1

43.00

90.00

1

79
5
4,322
94
5,178
508

F o r 1990, a total o f $63.2 m i l l i o n w a s a p p r o p r i a t e d f o r
following

33,360
18,202

2,450
98

17,248
3,933

Program and Financing (in thousands of dollars)

10
27,896

14,630
350
14

3,600
1,300
28,000
3,763

Distribution of outlays by account:
Project Acceleration Demonstration
Traffic Control Signalization....
Overseas Highway
Intermodal Urban Demonstration
Carpool/Vanpool Projects
Highway Safety and Economic Development
Highway Safety Improvement Demonstration
Highway Railroad Grade Crossing
Nuclear Waste Transportation Safety
Roosevelt Bridge
Airport Access Highway Demonstration
Airport Access Demonstration.
Vehicular and Pedestrian Safety DemonstrationCorridor Safety Demonstration
Bridge Capacity Improvement Demonstration

ridor

[ F o r the purpose of carrying out the Nashua River Bridge and
B r o a d S t r e e t P a r k w a y p r o j e c t in N a s h u a , N e w H a m p s h i r e , t h a t
c r o s s e s t h e N a s h u a R i v e r , t h e r e is h e r e b y a p p r o p r i a t e d $4,000,000, t o
be derived from the Highway Trust Fund and to remain available
u n t i l e x p e n d e d : Provided, T h a t all f u n d s a p p r o p r i a t e d u n d e r t h i s
head shall be exempt f r o m a n y limitation on obligations for Federalaid h i g h w a y s a n d h i g h w a y s a f e t y c o n s t r u c t i o n p r o g r a m s . ] (Department of Transportation
and Related Agencies Appropriations
Act,
1990.)

00.01
00.02
00.03

Nuclear Waste Transportation Safety
Airport Access Demonstration
Corridor Safety Demonstration
Bridge Capacity Improvement Demonstration

Safety Improvement, H i g h w a y Railroad Grade Crossing,

[(HIGHWAY TRUST FUND)]

Identification code 6 9 - 9 9 7 2 - 0 - 7 - 4 0 1

919

ADMINISTRATION

in

state-of-the-art h i g h w a y t e c h n o l o g y are f u n d e d u n d e r this program.

RIGHT-OF-WAY REVOLVING FUND
(LIMITATION ON DIRECT LOANS)
(HIGHWAY TRUST FUND)

Distribution of budget authority, by account:
Intermodal Urban Demonstration
Highway Safety and Economic Development
Highway Safety Improvement Demonstration
Highway Railroad Grade Crossing




8,550
8,550
1,260
8,100

9,846
11,840
10,949
9,355

D u r i n g f i s c a l y e a r [ 1 9 9 0 ] 1991 a n d w i t h t h e r e s o u r c e s a n d a u t h o r ity a v a i l a b l e , g r o s s o b l i g a t i o n s , f o r t h e p r i n c i p a l a m o u n t o f d i r e c t
loans shall not exceed [$42,500,000, together with an a m o u n t not to
e x c e e d t h e a m o u n t o f 1989 o b l i g a t i o n s r e c o v e r e d ] $47,850,000.
(De-

A-920

THE BUDGET FOR FISCAL Y E A R 1991
Financial Condition (in thousands of dollars)

General and special funds—Continued
RIGHT-OF-WAY REVOLVING FUND—Continued

1988 actual

(HIGHWAY TRUST FUND) —Continued
partment of Transportation and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code

69-8402-0-8-401

Program by activities:
10.00 Total obligations (object class 33.0)
Financing:
14.00 Offsetting collections from: Non-Federal sources
17.00 Recovery of prior year obligations
Unobligated balance available, start of year:
21.40
Appropriation
21.49
Contract authority
Unobligated balance available, end of year-.

1989 actual

42,373

47,850

-39,559
-48,964

-42,373

-47,850

-61,143
-40,000

-64,107

-40,000

24.40

Appropriation

64,107

64,107

Contract authority

40,000

40,000

105,894

-105,894

-105,894

Total Government equity

40,000

105,894

260,000

260,000

260,000

105,894
104,107
-40,000
89,999

105,894

105,894

104,107

104,107

-40,000

-40,000

260,000

1991 e

89,999

89,999

260,000

260,000

64,107

24.49

89,999
170,001

260,000

Government equity:
Selected equities:
Non-interest-bearing capital:
Undisbursed loan obligations
Unobligated balance
Contract authority
Invested capital

-64,107

-40,000

1990 est.

Liabilities

1991 est.

85,559

89,999
170,001

97,617
101,143
-40,000
101,240

Total assets

1990 est.

89,999
170,001

260,000

Assets:
Selected assets-.
Drawing account with Treasury:
Advances (loans)
Due from Highway trust fund

1989 actual

101,240
158,760

(LIMITATION ON DIRECT LOANS)—Continued

39.00

NATIONAL HIGHWAY TRAFFIC SAFETY
ADMINISTRATION

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance
74.90 Obligated balance, end of year: Fund balance
78.00 Adjustments in unexpired accounts
90.00

Outlays

46,000
97,617
-105,894
-48,964
-11,241

[In thousands of dollars]

Status of Direct Loans (in thousands of dollars)
Identification code 69-8402-0-8-401

1989 actual

Budget authority:

1990 est.

1991 est.

Position with respect to appropriations act limitation
on obligations:
1111

Limitation on direct loans

1111

Total direct loan obligations

46,000

42,500

46,000

42,373

47,850

-127

Outstanding, start of year

1231
1251

Disbursements: Direct loan disbursements
Repayments: Repayments and prepayments

1290

O u t s t a n d i n g , e n d of y e a r

101,240

89,999

42,373
-42,373

47,850
-47,850

89,999

89,999

89,999

40,000

40,000

40,000

40,000

229,332

243,326

65,666

76,376

31,756
125,622
213

40,950
125,622

215,890

Total program level

79,548

30,751
119,375
98

Operations and research (Highway trust fund)
Highway traffic safety grants
Miscellaneous safety programs

237,139

242,948

Outlays:
22,592

77,056

81,593

59,529
142,458
206

33,756
125,400
1,400

38,753
127,200
1,400

224,785

Operations and research (Highway trust fund)
Highway traffic safety grants
Miscellaneous safety programs

237,612

248,946

40,000

U n f u n d e d b a l a n c e , e n d of y e a r

40,950
126,000

224,650

Total outlays

Unfunded balance, start of year

76,376

31,756
124,236

Program level (obligations):

Operations a n d research

Status of Unfunded Contract Authority (in thousands of dollars)

1991 est.

73,340

30,751
126,000

Operations and research (Highway trust fund)
Highway traffic safety grants

89,999

28,318
-39,559

1990 est.

67,899

Operations a n d research

47,850

Cumulative balance of direct loans outstanding:
1210

1989 actual

Operations a n d research

Total budget authority

Reduction pursuant to P.L. 101-164

1150

T h e programs administered b y the National H i g h w a y Traffic Safety Administration ( N H T S A ) are authorized by three
separate laws: T h e National Traffic and M o t o r V e h i c l e Safety
Act, the Highway Safety Act, and the Motor Vehicle Information and Cost Savings Act. T h e following table shows the
funding for N H T S A programs.

40,000

Federal Funds
T h e F e d e r a l - A i d H i g h w a y A c t o f 1968 a u t h o r i z e d $ 3 0 0 m i l lion for the establishment of a right-of-way revolving fund.
T h i s f u n d is u s e d t o m a k e c a s h a d v a n c e s t o S t a t e s f o r t h e
purpose of purchasing right-of-way parcels in advance of highw a y construction and thereby preventing the inflation of land
prices f r o m significantly i n c r e a s i n g c o n s t r u c t i o n costs.
States are required to reimburse the fund within ten years
f r o m t h e a d v a n c e . I n 1991, g r o s s o b l i g a t i o n s w i l l b e l i m i t e d t o
$47.85 m i l l i o n .
Revenue and Expense (in thousands of dollars)
1989 actual

1990 est.

1991 est.

Advances for acquisition of right-of-way program.Revenue

39,559

42,373

47,850

Expense

-28,318

-42,373

-47,850

Net operating income




11,241

General and special funds:
OPERATIONS A N D

RESEARCH

For expenses necessary to discharge the functions of the Secretary
with respect to traffic and highway safety under the M o t o r V e h i c l e
Information and Cost Savings A c t (Public Law 92-513, as amended)
and the
National
Traffic and
Motor
Vehicle
Safety
Act,
[$74,550,0001 $76,376,000; of which $8,000,000 shall be for carrying
out 23 U.S.C. 410; and of which [$37,486,0001 $36,197,000 shall
remain available until expended. (Department of Transportation and
Related Agencies Appropriations Act, 1990; additional authorizing legislation has been proposed.)
Program and Financing (in thousands of dollars)
Identification code 69-0650-0-1-401
Program by activities:
Direct program:
00.01
Rulemaking programs..

1989 actual

7,650

1990 est.

8,177

1991 est.

8,911

DEPARTMENT OF TRANSPORTATION
00.02
00.03
00.04
00.05
00.06

Enforcement programs
Highway safety programs
Research and analysis
Office of the Administrator
General administration

11,639
5,881
31,472
2,415
6,609

12,693
12,203
38,119
2,100
6,256

13,610
15,142
29,546
2,334
6,833

00.91
01.01

Total direct program
Reimbursable program

65,666
36,606

79,548
38,986

76,376
47,828

10.00

Total obligations

102,272

118,534

124,204

-799
-35,601
-206
-534
-3,497
6,208
56

-900
-37,186
-900

-900
-46,028
-900

67,899

73,340

76,376

67,899

74,550
-224
-986

76,376

67,899

73,340

76,376

65,666
5,542
-47,561
-521
-534

79,548
47,561
-50,053

76,376
50,053
-44,836

22,592

77,056

81,593

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00
40.00
40.00
40.00
43.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
90.00

Outlays

-6,208

grams which are self-sustaining and include measures that
will improve enforcement of State drunk driving laws.
Research and analysis.—Provides motor vehicle safety and
highway safety research and development in support of all
NHTSA programs, including the collection and analysis of
data to identify safety problems, develop alternative solutions,
and assess costs, benefits, and effectiveness. Research will
continue to concentrate on improving vehicle crashworthiness, accident avoidance characteristics of cars, trucks and
motorcycles, safety belt usage and alcohol countermeasures.
The budget includes funds to continue a national accident
data collection program to improve problem identification,
regulatory reform, and program evaluation activities. Continued funding in 1991 for the development of an advanced
driver simulator is included in the budget of the Federal
Highway Administration consistent with the joint NHTSA/
FHWA responsibility for this project.
Object Classification (in thousands of dollars)

Note—General fund outlays were decreased by $24 million in 1989 to correct an accounting error in 1988 reports to
Treasury.

Programs funded under the Operations and Research appropriation are described below. Funding levels vary between
program activities to reflect current priorities.
Rulemaking programs.—Covers rulemaking activity related
to the promulgation of Federal motor vehicle safety standards
for new and used motor vehicles, tires, and equipment; international harmonization of standards; vehicle fuel economy
regulations; theft prevention; regulatory reform; and information on motor vehicle safety required by the Motor Vehicle
Information and Cost Savings Act. To strengthen the rulemaking program, two additional positions are requested in
1991.
Enforcement programs.—Provides for the enforcement of
programs described under the rulemaking activity, including
manufacturer compliance with motor vehicle safety and automotive fuel economy standards, investigation of safety-related
motor vehicle defects, and surveillance of odometer tampering.
Highway safety programs.—Provides for technical assistance
to States in the conduct of their highway safety programs;
demonstration programs emphasizing alcohol and drug countermeasures, safety belt and child safety seat usage, automatic protection, improved traffic law enforcement, emergency
medical services, and enhanced traffic records systems to
reduce highway fatalities and injuries; and operation and improvement of the national driver register.
In addition, the budget proposes to expand a program to
train law enforcement officials on how to detect drivers under
the influence of drugs into an additional 40 metropolitan
areas.
In an effort to reduce the extent of drunk driving, the
budget also proposes to double the 1990 funding level for
grants to States under the Drunk Driving Prevention Program (23 U.S.C. 410), which was established in the Anti-Drug
Abuse Act of 1988. This will result in a 1991 funding level of
$8 million. These funds will be available to States that adopt
and implement comprehensive drunk driving prevention pro


921

A DMINIS TRAT ION

TASOTTN
RNP RAO
I

MASS

Identification code 6 9 - 0 6 5 0 - 0 - 1 - 4 0 1

11.1
11.3
11.5
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

20,111
812
453

18,968
2,619
546
50
2,268
1,082
898
36,344
1,081
1,810

19,985
2,563
370
109
2,759
1,165
380
50,555
270
1,392

21,376
2,716
370
109
2,870
1,195
380
45,654
287
1,419

79,548
38,986

76,376
47,828

102,272

Subtotal, direct obligations
Reimbursable obligations

18,947
747
291

65,666
36,606

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

17,586
1,079
303

118,534

124,204

503

504

506

528
2

517
2

518
2

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

MISCELLANEOUS SAFETY PROGRAMS

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 6 5 1 - 0 - 1 - 4 0 1
10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

1990 est.

98

213

-311
213

1991 est.

-213

Budget authority

71.00
72.40
74.40

1989 actual

90.00

Outlays

7,482
-7,374

213
7,374
-6,187

6,187
-4,787

206

1,400

1,400

This schedule displays the following programs funded by
State and community highway safety: Territorial Grant and
Transportation Systems Management. These programs no
longer require appropriations. Obligation and outlay amounts
shown reflect spend-out of prior year appropriations.

A-922

K™ril,ISWTIM~c,"'"ltd

THE BUDGET FOR FISCAL Y E A R
23.3
24.0
25.0
26.0
31.0

Trust Funds
OPERATIONS AND RESEARCH
(HIGHWAY TRUST FUND)

For expenses necessary to discharge the functions of the Secretary
with respect to traffic and highway safety under chapter 4, title 23,
United States Code, to be derived f r o m the Highway Trust Fund,
£$32,300,000] $40,950,000, to remain available until e x p e n d e d [ : Provided, That, of the funds available under this head, $2,000,000 shall
be available for light truck and van safety research and a n a l y s i s ] .
(.Department of Transportation and Related Agencies Appropriations
Act, 1990.)

99.9

1989 actual

18,384
10,815
828
1,729

24,153
13,579
939
2,279

10.00

30,751

31,756

40,950

30,751

31,756

40,950

30,751

32,300
-97
-447

40,950

30,751

31,756

40,950

30,751
53,157
-24,379

31,756
24,379
-22,379

40,950
22,379
-24,576

59,529

33,756

38,753

40.00
40.00
40.00
43.00
71.00
72.40
74.40
90.00

Budget authority.Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays.Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Note—Highway Trust Fund outlays were increased $24 million in 1989 to correct an error in 1988 reports to Treasury.

This account represents the portion of the operations and
r e s e a r c h a p p r o p r i a t i o n a u t h o r i z e d u n d e r 23 U . S . C . 4 0 3 a n d
financed f r o m the H i g h w a y Trust F u n d for the following activities:
Highway
safety programs.—Provides
for headquarters and
field staff to assist t h e States in t h e c o n d u c t o f t h e i r h i g h w a y
safety and demonstration programs, and to develop and implement a National Occupant Protection Program.
Research
and analysis.—Provides
for h i g h w a y safety research in support of N H T S A programs, including the collection and analysis of data to determine the relationship between driver performance characteristics and crashes causing
d e a t h o r p e r s o n a l i n j u r y . R e s e a r c h is a l s o u n d e r t a k e n t o i d e n tify ways to improve safety belt usage and to prevent alcohola n d d r u g - i m p a i r e d d r i v i n g . T h e 1991 b u d g e t i n c l u d e s f u n d s t o
continue a national accident data collection program to improve problem identification, regulatory reform, and program
evaluation activities.

Object Classification (in thousands of dollars)
Identification code 6 9 - 8 0 1 6 - 0 - 7 - 4 0 1

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation

8,111
498
140

7,872
695
153

8,790
735
233

11.9
12.1
21.0
22.0
23.1

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA

8,749
1,208
252
23
1,046

8,720
1,063
360
54
1,194

9,758
1,183
549
54
1,234




31,756

40,950

149
159

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

1991 est.

15,550
12,186
912
2,103

Total obligations

444
190
26,713
114
711

30,751

Total obligations

431
190
18,927
111
706

152
156

159
162

HIGHWAY TRAFFIC SAFETY GRANTS

1990 est.

Program by activities:
00.01 Highway safety programs
00.02 Research and analysis
00.03 Office of the Administrator
00.04 General administration

Financing:
39.00 Budget authority

499
414
17,226
499
835

Personnel Summary

Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 0 1 6 - 0 - 7 - 4 0 1

Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

19
91

(LIQUIDATION OF CONTRACT AUTHORITY)
(HIGHWAY TRUST FUND)

For payment of obligations incurred carrying out the provisions of
23 U.S.C. 402, 406, and 408, and section 209 of Public Law 95-599, as
amended, to remain available until expended,
[$132,000,000]
$105,000,000, to be derived f r o m the Highway Trust Fund: Provided,
That none of the funds in this A c t shall be available for the planning
or execution of programs the total obligations for which are in excess
of [$115,000,000] $114,655,000 in fiscal year [ 1 9 9 0 ] 1991 for "State
and community highway safety grants" authorized under 23 U.S.C.
402: Provided further, That none of these funds shall be used for
construction, rehabilitation or remodeling costs, or for office furnishings and fixtures for State, local, or private buildings or structures:
Provided further, That none of the funds in this A c t shall be available
for the planning or execution of programs the total obligations for
which are in excess of [$11,000,000] $10,967,000 for " A l c o h o l safety
incentive grants" authorized under 23 U.S.C. 408: Provided further,
That not to exceed [ $ 4 , 9 0 0 , 0 0 0 ] $5,078,000 shall be available for
administering the provisions of 23 U.S.C. 402: Provided further, That
notwithstanding any other provision of law, none of the funds in this
A c t shall be available for the planning or execution of programs
authorized under section 209 of Public Law 95-599, as amended, the
total obligations for which are in excess of $4,750,000 in fiscal years
1982 through [ 1 9 9 0 ] 1991. (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 0 2 0 - 0 - 7 - 4 0 1

00.01
00.02
00.03
10.00

Program by activities:
Safety formula grants-.
Grants
Administration
Alcohol safety incentive grants..
Total obligations..

Financing:
21.49 Unobligated balance available, start of year: Contract
authority
24.49 Unobligated balance available, end" of year: Contract
authority
39.00

Budget authority..

Budget authority:
Current:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-164
40.49 Portion applied to liquidate contract authority...
43.00
49.00
69.10

Appropriation (adjusted)
Reduction pursuant to P.L. 99-177..
Permanent:
Contract authority (96 Stat. 1740)

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year:
74.40
Appropriation

71.00

1989 actual

1990 est.

1991 est.

110,137
4,850
4,388

109,770
4,885
10,967

109,577
5,078
10,967

119,375

125,622

125,622

-183,933

-190,558

-189,172

190,558

189,172

189,550

126,000

124,236

126,000

130,500

105,000

-130,500

132,000
-396
-131,604

-105,000

126,000

126,000

126,000

119,375

125,622

125,622

62,095
84,776

50,138
73,650

56,342
67,668

-50,138

-56,342

-34,141

DEPARTMENT OF TRANSPORTATIONMASSTRANSPORTATIONADMINISTRATION925
-73,650

-67,668
125,400

127,200

Distribution of budget authority by account: Safety formula grants

126,000

124,236

126,000

Distribution of outlays by account:
Safety formula grants
Alcohol safety incentive grants
Safety education and information

137,705
4,753

117,031
8,000
369

116,200
11,000

74.49
90.00

Contract authority..
Outlays

Status of Unfunded Contract Authority (in thousands of dollars)
Identification code 6 9 - 8 0 2 0 - 0 - 7 - 4 0 1

1989 actual

1990 est.

1991 est.
256,841
126,000

Unfunded balance, end of year

-130,500

264,209
126,000
-1,764
-131,604

-105,000

264,209

Unfunded balance, start of year
Contract authority (101 Stat. 2 1 8 - 2 1 9 )
Reduction in contract authority pursuant to P.L. 9 9 - 1 7 7
Appropriation to liquidate contract authority

256,841

277,841

268,709
126,000

Safety formula grants.—Grant allocations are determined
on the basis of a statutory formula established under 23
U.S.C. 402. Individual States use this funding in areas which
have the greatest potential for achieving safety improvements
and reducing traffic crashes and fatalities. Activities are centered predominantly on efforts to control drivers impaired by
alcohol and other drugs; stimulate activities to improve occupant protection; improve traffic law enforcement; improve the
quality of emergency medical services; improve motorcycle
safety; improve the collection and analysis of traffic accident
data; and establish and maintain a computerized traffic recordkeeping system.
Alcohol safety incentive grants.—Grant allocations will be
made under 23 U.S.C. 408, to those States which adopt and
implement effective programs to reduce traffic safety problems resulting from persons driving while under the influence
of alcohol.
Object Classification (in thousands of dollars)
Identification code 6 9 - 8 0 2 0 - 0 - 7 - 4 0 1
25.0
41.0
99.9

1989 actual
4,850
114,525

Total obligations

4,885
120,737

1991 est.

125,622

125,622

FEDERAL RAILROAD ADMINISTRATION
The following table depicts the level of all Federal Railroad
Administration programs, the details of which are in the following budget schedules:
[In thousands of dollars]
Office of the Administrator
Railroad safety
Railroad research and development
Conrail commuter transition assistance
Settlements of railroad litigation
Northeast corridor improvement
Railroad rehabilitation and improvement
Regional rail reorganization
Freightline rehabilitation
Amtrak corridor improvement loans
Subtotal, FRA
National Railroad Passenger Corp. (Amtrak) grantsTotal program




General and special funds:
OFFICE OF THE ADMINISTRATOR

For necessary expenses of the Federal Railroad Administration, not
otherwise provided for, [$14,589,000] $15,807,000\ of which
[$1,425,000] $1,7U,000 shall remain available until expended [ , and
of which $500,000 shall be available for grants for up to 50 per
centum of the cost of contractual support needed for private sector
interstate high-speed rail projects, and for the Federal Railroad Administration to engage in studies relating to safety provisions of
super-high-speed magnetic levitation systems]: Provided, That none
of the funds in this Act shall be available for the planning or execution of a program making commitments to guarantee new loans
under the Emergency Rail Services Act of 1970, as amended, and that
no new commitments to guarantee loans under section 211(a) or
211(h) of the Regional Rail Reorganization Act of 1973, as amended,
shall be made: Provided further, That, as part of the Washington
Union Station transaction in which the Secretary assumed the first
deed of trust on the property and, where the Union Station Redevelopment Corporation or any successor is obligated to make payments
on such deed of trust on the Secretary's behalf, including payments
on and after September 30, 1988, the Secretary is authorized to receive such payments directly from the Union Station Redevelopment
Corporation, credit them to the appropriation charged for the first
deed of trust, and make payments on the first deed of trust with those
funds [ : Provided further, That such additional sums as may be necessary, for payment on the first deed of trust, may be advanced by the
Administrator from unobligated balances available to the Federal
Railroad Administration, to be reimbursed from payments received
from the Union Station Redevelopment Corporation]
[ L O C A L RAIL SERVICE ASSISTANCE]

[For necessary expenses for rail assistance under section 5(q) of the
Department of Transportation Act, as amended, $7,000,000, to remain
available until expended: Provided, That notwithstanding any provision of sections 5(f) through 5(p) of said Act, from such funds $36,000
shall be reserved for each eligible State for the purposes of either
section 5(i) or section 5(h) of said Act, provided that timely application
is made in accordance with procedures employed by the Secretary,
and the balance of such funds are reserved for use only under sections 5(h)(3)(BXii) and 5(h)(3)(C) of said Act: Provided further, That no
State may apply for fiscal year 1990 funds under section 5 of said Act
until such State has obligated all funds granted to it under said
section 5 in previous fiscal years.] (Department of Transportation and
Related Agencies Appropriations Act, 1990.)

5,078
120,544

119,375

Other services
Grants, subsidies, and contributions

1990 est.

1989 actual
27,253
28,097
8,955
4,500
213
21,237
-96,668

1990 est.
36,310
31,745
13,287
4,920
226
35,847
-137,262
9,862

1991 est.
15,807
36,500
16,984
265
-18,052
23

6,000
3,490

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 7 0 0 - 0 - 1 - 4 0 1
Program by activities:
Direct program:
0 . 1 Salaries and expenses
00
00.02
Contractual support
00.03
Washington Union Station
00.04
Local rail service assistance
00.05
Alaska railroad workers' compensation payments
Asset sale technical assistance
00.06

-1,575
647,973
646,398

51,527

1990 est.

12,063
256
11,800
3,035

13,164
13,611
1,416
9,475

99

1991 est.

60

14,063
1,000
1,416
744

0.1
10

Total, direct program
Reimbursable program

27,253
1,124

37,726
2,222

17,223
975

10.00

Total obligations

28,377

39,948

18,198

-1,124

-2,222

-975
-1,416

Financing:
Offsetting collections from.1 . 0 Federal funds
1
0
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year...
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

51,527

573,887

1989 actual

00.91

39.00

-413
574,300

a
n o o
A - ^ Z o

Federal Funds

8,291

142,458

RAILROAD ADMINISTRATION
Federal Funds

40.00
40.00
40.00

Budget authority..
Budget authority:
Appropriation
Appropriation
Reduction pursuant to P.L. 101-164..

-10,371
-6,786
-4,000
14,741
14

-1,416

— 14741

20,852

21,568

15,807

20,852

14,589
7,000

15,807

-21

A-924

K™r il,ISWTIM ~ c, "'" ltd

THE BUDGET FOR FISCAL Y E A R 1991
31.0
41.0

General and special funds—Continued
[LOCAL RAIL SERVICE ASSISTANCE]—Continued

99.0
99.0

Program and Financing (in thousands of dollars)—Continued
Identification code

43.00

69-0700-0-1-401

Appropriation (adjusted)

1989 actual

1990 est.

20,852

21,568

1991 est.

71.00

Obligations incurred, n e t

27,253

36,310

15,807

72.40

Obligated balance, start of year

51,455

37,901

33,398

74.40

Obligated balance, e n d of year

-37,901

-33,398

-11,587

77.00
78.00

Adjustments in expired accounts
Adjustments in unexpired accounts

-151
-10,371

Outlays

30,286

40,813

37,618

20,852

14,589

326
3,035

99.9

37,726

17,223

2,222

975

28,377

39,948

18,198

197

196

192

174

Total obligations

72
9,475

27,253
1,124

Subtotal, direct obligations
Reimbursable obligations

15,807

Relation of obligations to outlays:

90.00

Equipment
Grants, subsidies, and contributions

185

185

Personnel Summary
DirectTotal number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1

1

1

Reimburseable:
Total number of full-time positions
Totai compensable workyears: Full-time equivalent employment.

15,807

Distribution of budget authority by account:
Office of t h e Administrator

Local rail service assistance
Distribution of outlays by account:

6,979

Office of t h e Administrator

15,852

23,223

14,434

17,590

17,590

RAILROAD

20,028

Local rail service assistance

Salaries and expenses.—Provides
for salaries and related
expenses for the Office of the Administrator including immediate staff, Chief Counsel, Civil Rights, Public Affairs, O f f i c e
of Budget, Office of Administration, Office of Policy and the
Office of Passenger and Freight Services. These offices resolve
national problems confronting the railroad industry and support the Federal Railroad Administrator.
Contract support.—Contractual
s u p p o r t is u s e d t o d e v e l o p
positions regarding structural industry c h a n g e s such as mergers and to conduct internal studies dealing with traffic, econ o m i c forecasting, financial condition, labor-management activities a n d other factors that contribute to an efficient national freight railroad network.
Washington
Union Station.—The
Department of Transport a t i o n p u r c h a s e d W a s h i n g t o n U n i o n S t a t i o n o n N o v e m b e r 1,
1988. R e c e i p t s a r e e s t i m a t e d t o c o v e r t h e m o r t g a g e p a y m e n t s
i n 1990 a n d 1991.
Local rail service assistance.—This
p r o g r a m provides discretionary a n d f o r m u l a grants t o all States for rail p l a n n i n g a n d
f o r t r a c k rehabilitation o f light density lines. N o f u n d s are
r e q u e s t e d i n 1991.
Alaska Railroad workers' compensation.—This
p r o g r a m provides reimbursement to the D e p a r t m e n t of Labor for annual
and lump-sum compensation p a y m e n t s to f o r m e r Federal employees of the Alaska Railroad. T h e State of Alaska purchased
t h e r a i l r o a d f r o m t h e F e d e r a l G o v e r n m e n t i n 1985.
Asset sale technical assistance.—This
program provides cont r a c t u a l s u p p o r t f o r financial a d v i s o r s t o a s s i s t i n t h e s a l e o f
S e c t i o n 5 0 5 l o a n s e c u r i t i e s . N o f u n d s a r e r e q u e s t e d i n 1991
s i n c e F R A is a u t h o r i z e d t o u s e l o a n s a l e p r o c e e d s f o r p a y m e n t
of sale expenses.
Object Classification (in thousands of dollars)
Identification code 6 9 - 0 7 0 0 - 0 - 1 - 4 0 1

1989 actual

1990 est.

1991 est.

Direct obligations:
Personnel compensation:
11.1

Full-time permanent

11.3
11.5

Other than full-time permanent
Other personnel compensation

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction

25.0

Other services

26.0

Supplies and materials




7,741

7,697

8,497

210
129

210
129

211
130

8,080
1,100
53
207
10
1,181
269
159

8,036
1,460
53
120
1
1,415
580
139

8,838
1,693
800
130
1
1,415
430
138

12,706

16,316

3,564

127

59

116

SAFETY

For necessary expenses in connection with railroad safety, not otherwise provided for, [$31,900,000] $36,500,000; of which [ $ 1 , 1 7 5 , 0 0 0 ]
$1,203,000 shall remain available until expended: Provided, That
there may be credited to this appropriation funds received from nonFederal sources for expenses incurred in training safety employees of
private industry, State and local authorities, or other public authorities. (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

69-0702-0-1-401

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Federal enforcement
00.02
Automated track inspection program
00.03
Safety regulation and program administration

21,107
1,444
5,546

24,462
1,313
5,970

28,895
1,203
6,402

00.91
01.01

Total direct program
Reimbursable program

28,097
250

31,745
1,000

36,500
750

10.00

Total obligations

28,347

32,745

37,250

-250

-1,000

-250

Financing:
Offsetting collections from:
1 . 0 Federal funds
1
0
Non-Federal sources
14.00
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
39.00

40.00
40.00
43.00

71.00
72.40
74.40
77.00
78.00
90.00

Budget authority..
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Appropriation (adjusted)..
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..
Outlays..

-500
-72
-481
250
32

-250

27,825

31,495

36,500

27,825

31,900

36,500

-405

27,825

31,495

36,500

28,097

31,745

36,500

4,423

4,386

7,227

-4,386

-7,227

-7,300

28,904

36,427

-102
-72
27,960

T h e 1991 b u d g e t i n c l u d e s f u n d s f o r a n a d d i t i o n a l 47 s t a f f
y e a r s , i n c l u d i n g 12 t r a i n e e p o s i t i o n s t o e n h a n c e t h e m a n a g e ment and enforcement of new regulations mandated by the
R a i l S a f e t y I m p r o v e m e n t A c t o f 1988. B e g i n n i n g i n 1 9 9 1 , t h e
D e p a r t m e n t is p r o p o s i n g t o e s t a b l i s h a u s e r f e e f o r t h e r a i l road safety program.
Federal enforcement.—This
program provides salaries and
r e l a t e d e x p e n s e s f o r s a f e t y f i e l d o p e r a t i o n s a n d is d e s i g n e d t o
reduce the n u m b e r of railroad related accidents/incidents.

DEPARTMENT OF TRANSPORTATION

MASS

RN P RAI
T A S O TT N
O

Federal inspectors monitor railroads for compliance with Federal laws with specific emphasis on passenger and hazardous
material routes. In addition, this staff provides training to
Federal, State and railroad industry personnel on related
safety enforcement activities, including programs dealing with
the problem of alcohol and drug abuse.
Automated track inspection program.—This program provides funds for the continued operation by FRA's Office of
Safety of a self-propelled automatic track inspection vehicle.
The track inspection vehicle will survey approximately 28,000
miles of track in 1991.
Safety regulation and program administration.—This program funds the salaries and related expenses of safety headquarters personnel, data gathering and dissemination, and
planning and evaluation activities; issues new or revised
standards, procedures, and regulations to provide a safer railroad environment; and administers post-accident and random
testing of railroad employees, technical training and management of rail-highway grade crossings.
Object Classification (in thousands of dollars)

11.00
17.00
21.40
24.40
39.00

40.00
40.00
40.00
43.00

71.00
72.40
74.40
78.00
90.00

A

D

M

I

N

I

S

T

R

A

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

T

I

O

-7,967
-531
-2,936
3,798

925

N

-20,450

-8,300

-3,798

9,286

9,489

16,984

9,286

9,600
-29
-82

16,984

9,286

9,489

16,984

8,955
10,604
-12,009
-531

13,287
12,009
-10,118

16,984
10,118
-11,852

7,019

15,178

15,250

Note—In 1990, the Office of the Administrator appropriation included $500 thousand for grants to evaluate high-speed rail
projects and for FRA to assess the safety of magnetic levitation systems.

The 1991 budget provides funds for the conduct of railroad
research and development, including the salaries and related
expenses of the research management staff. The research conDirect obligations:
ducted encompasses all aspects of existing and anticipated
Personnel compensation.railroad operations and maintenance relating to railroad
Full-time permanent
16,100
18,782
21,033
11.1
Other than full-time permanent
98
102
106
11.3
safety and advanced technology.
324
Other personnel compensation
336
349
11.5
Equipment, operations, and hazardous materials safety.—
This program focuses on the safety and performance of equipTotal personnel compensation
16,522
19,220
21,488
11.9
Civilian personnel benefits
3,234
12.1
2,786
4,029
ment, components, operating practices, and hazardous materiBenefits for former personnel
184
212
13.0
286
als transport in the railroad environment.
Travel and transportation of persons
3,219
21.0
2,508
4,006
Track safety.—This program focuses on the safety and perTransportation of things
77
72
22.0
72
formance of track structures including critical components,
Rental payments to GSA
1,052
1,396
23.1
1,550
railroad bridge structures, signal and train control systems,
23.3
Communications, utilities, and miscellaneous charges845
790
1,101
187
Printing and reproduction
168
24.0
146
and other elements of the railroad right of way that influence
3,542
3,359
25.0
Other services
3,340
train operations. It also encompasses research on the interac156
61
26.0
Supplies and materials
116
tion between trains and the track structure.
14
238
31.0
Equipment
366
Magnetic levitation and high speed rail technology.—This
Subtotal, direct obligations
28,097
99.0
31,745
36,500
program focuses on the safety and performance characterisReimbursable obligations
250
1,000
750
99.0
tics of very high speed rail and magnetic levitation (maglev)
transportation systems. The 1991 research activities will pick
Total obligations
28,347
99.9
32,745
37,250
up on earlier maglev research that was suspended in the midseventies by incorporating technological advances made
Personnel Summary
worldwide since then. Emphasis will be on determination of
the viability of "next generation" maglev systems and the
Total number of full-time permanent positions
446
486
498
potential for implementation of maglev systems by the U.S.
Total compensable workyears:
434
399
Full-time equivalent employment
481
private sector, given some stimulus from the Federal Govern4
7
Full-time equivalent of overtime and holiday hours
7
ment, and on the establishment of a sound technical basis for
the development of the initial national safety standard for
maglev transportation systems.
Environmental law compliance (facilities).—This program
RAILROAD RESEARCH A N D D E V E L O P M E N T
includes those activities necessary to bring Federal Railroad
For necessary expenses for railroad research and development, Administration research and development facilities into com[$9,600,000] $16,984,000, to remain available until expended. (De-pliance with Federal and State environmental laws.
partment of Transportation and Related Agencies Appropriations Act,
1990.)
Object Classification (in thousands of dollars)
Identification code

69-0702-0-1-401

1989 actual

1990 est.

1991 est.

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 7 4 5 - 0 - 1 - 4 0 1

Program by activities:
Direct program:
00.01
Equipment, operations, and hazardous materials
00.02
Track safety
00.03
Magnetic levitation and high speed rail
00.04
Environmental law compliance (facilities)
Other
00.05
00.06
Administration

1989 actual

Identification code

1990 est.

1991 est.

11.1
11.5
2,660
5,130

4,091
6,203

1,165

1,443
1,550

1,563

3,024
4,747
6,150
1,500

00.91
01.01

Total direct program
Reimbursable program

8,955
7,967

13,287
20,450

16,984
8,300

10.00

Total obligations

16,922

33,737

25,284




11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0

69-0745-0-1-401

Direct obligations:
Personnel compensation:
Full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials

1989 actual

1990 est.

1991 est.

758
9

840
20

960
20

767
118
1
33
5
76
24
15
7,838
55

860
100
1
67
3
82
60
20
12,030
53

980
120
1
76
4
92
35
20
15,586
56

A-926

S^s^S^^ 1 - 0 0 "^^

T H E B U D G E T F O R F I S C A L Y E A R 1991

General and special funds—Continued

Program and Financing (in thousands of dollars)

RAILROAD RESEARCH AND DEVELOPMENT—Continued

Identification code 6 9 - 0 7 4 7 - 0 - 1 - 4 0 1

Object Classification (in thousands of dollars)—Continued
Identification code 6 9 - 0 7 4 5 - 0 - 1 - 4 0 1
31.0
99.0
99.0
99.9

1989 actual

Equipment

1990 est.

1991 est.

11

8,955
7,967

13,287
20,450

16,984
8,300

16,922

Total obligations

33,737

25,284

15
13

15
15

16
16

Personnel Summary

40.00
40.00
40.00
43.00

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Program by activities:
Total obligations (object class 41.0)..

Financing:
39.00 Budget authority

23

Subtotal, direct obligations
Reimbursable obligations

10.00

FREIGHTLINE REHABILITATION

71.00
72.40
74.40
90.00

Budget authority:
Appropriation
Reduction pursuant to P.L 101-164..
Reduction pursuant to P.L 99-177....
Appropriation (adjusted)..
of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

1989 actual

1990 est.

4,500

4,920

4,500

4,920

4,500

5,000
-15
-65

4,500

4,920

4,500
9,481
-12,184

4,920
12,184
-10,863

1991 est.

1,796

6,241

10,863
-5,067
5,796

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 7 1 3 - 0 - 1 - 4 0 1

1989 actual

Program by activities:
Total obligations (object class 41.0)..

6,000

Financing:
40.00 Budget authority (appropriation)...

—
1991 est.

1990 est.

6,000

10.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

—

a r e r e q u e s t e d i n 1991.

6,000
1,590

150
*9

SETTLEMENTS OF RAILROAD LITIGATION

4,410

Outlays..

These funds helped to defray the one-time only start-up
costs o f c o m m u t e r service a n d o t h e r transition expenses connected with the transfer o f rail c o m m u t e r services f r o m Conrail t o o t h e r o p e r a t o r s . B e t w e e n 1986 a n d 1990 f u n d s w e r e
appropriated to f u n d c o m m u t e r rail a n d bridge i m p r o v e m e n t s
in the Philadelphia, Pennsylvania region. N o additional funds

1,590

^^

I n 1989, f u n d s w e r e p r o v i d e d f o r a g r a n t t o t h e S o o L i n e
Railroad Company for track improvements to maintain A m trak's rail passenger service in Wisconsin. N o f u n d s are req u e s t e d i n 1991.

For the payment of promissory notes issued pursuant to section 210(f)
of the Regional Rail Reorganization Act of 1978 (Public Law 93-286),
amended, $3,097,000, to remain available until expended, together
with
such
sums
03 ^ y
** necessary for the payment of interest due to
the
Secretary
of Treasury under the terms and conditions of such
notes'
Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 7 0 8 - 0 - 1 - 4 0 1

CONRAIL LABOR PROTECTION

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 7 0 7 - 0 - 1 - 6 0 3
17.00
21.40
24.40
25.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

39.00

Relation of obligations to outlays:
Obligationsincurred.net
Adjustments in unexpired accounts

1990 est.

1991 est.

- 2

2

2

90.00

Outlays

- 2

F u n d s in this p r o g r a m w e r e provided under the Regional
Rail Reorganization Act, as amended, for benefits to Conrail
e m p l o y e e s deprived of e m p l o y m e n t because of w o r k f o r c e reductions and other actions. This p r o g r a m n o longer exists
since Conrail has been returned to the private sector. Unoblig a t e d b a l a n c e s w i l l b e r e t u r n e d t o T r e a s u r y i n 1990.

[CONRAIL COMMUTER TRANSITION ASSISTANCE!

[ F o r necessary capital expenses of Conrail c o m m u t e r transition
assistance, not otherwise provided for, $5,000,000, to remain available
until expended. J (Department of Transportation and Related Agencies
Appropriations Act, 1990.)




40.00
40.00
40.47
43.00
47.10

- 2

Program by activities:
Total obligations (object class 43.0)

Financing:
39.00 Budget authority

- 2

Budget authority

71.00
78.00

1989 actual

10.00

71.00
72.40
74.40
90.00

1989 actual

1990 est.

213

226

265

213

226

265

Budget authority:
Appropriation (definite)
Appropriation (indefinite)
Portion applied to debt reduction
Appropriation (adjusted)
Authority to borrow (87 Stat 1001)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1991«

3,097
265
-3,097
265
213

226

213

226
213

265

439

265

-213

I n 1981, t h e G o v e r n m e n t b e g a n v a l u a t i o n s e t t l e m e n t s w i t h
r a i l r o a d s f o r p r o p e r t i e s t r a n s f e r r e d t o C o n r a i l i n 1976. T o t a l
s e t t l e m e n t s m a d e a m o u n t t o $2.8 billion.
This appropriation would repay borrowings from the Department of the Treasury. T h e borrowings paid for the properties o f the P e n n Central Transportation C o m p a n y a n d their
s u b s i d i a r i e s a n d a f f i l i a t e s t r a n s f e r r e d t o C o n r a i l i n 1976. B e cause Treasury lends these funds at the current interest rate,
the request also includes an appropriation to cover interest
t h a t is a c c r u i n g e a c h d a y u n t i l t h e n o t e s a r e r e p a i d .

DEPARTMENT OF TRANSPORTATION

MASS

R N P R AO
T A S O TT N
I

[NORTHEAST CORRIDOR IMPROVEMENT PROGRAM]

[ F o r necessary expenses related to Northeast Corridor improvements authorized by title VII of the Railroad Revitalization and Regulatory Reform Act of 1976, as amended (45 U.S.C. 851 et seq.) and the
Rail Safety Improvement Act of 1988, $24,800,000, to remain available
until expended.] (Department of Transportation and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

69-0123-0-1-401

Program by activities:
Direct program:
00.01
Construction
00.02
System engineering/program management and administration
00.03
Public grade crossing elimination

1989 actual

1990 est.

21,184

33,057

22
31

1991 est.

66
7,724

00.91
01.01

Total direct program
Reimbursable program

21,237

40,847
179

10.00

Total obligations

21,237

41,026

Financing:
Offsetting collections from:
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00
40.00
40.00
40.00
43.00
71.00
72.40
74.40
78.00
90.00

-5,000
-179

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

-11,405

19,600

24,442

19,600

24,800
-74
-284

19,600

24,442

21,237
109,275
-87,881
-1,194

35,847
87,881
-81,111

81,111
-37,118

41,438

Budget authority

-1,194
-11,848
11,405

42,617

Object Classification (in thousands of dollars)
69-0123-0-1-401

1989 actual

1990 est.

FEDERAL RAILROAD ADMINISTRATION
25.0
99.0

Direct obligations: Other services
Reimbursable obligations: Federal Railroad Administration

21,206

ALLOCATION TO FEDERAL HIGHWAY ADMINISTRATION
25.0
99.0
99.9

Other services
Subtotal obligations, Federal Highway Administration
Total obligations

31

[ T o enable the Secretary of Transportation to make grants to the
National Railroad Passenger Corporation for operating losses incurred by the Corporation, capital improvements, and labor protection costs authorized by 45 U.S.C. 565, to remain available until
expended, $615,000,000, of which $530,000,000 shall be available for
operating losses incurred by the Corporation and for labor protection
costs, and of which $85,000,000 shall be available for capital improvements. Funds made available for operating losses and for labor pro-




Identification code 6 9 - 0 7 0 4 - 0 - 1 - 4 0 1

00.01
00.02

927

Program by activities:
Operating grants
Labor protection and capital grants

1989 actual

1990 est.

1991 est.

553,600
20,700

521,111
126,862

Total obligations (object class 41.0)....

574,300

647,973

Financing:
21.40 Unobligated balance available, start of year..
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year

-37,588
4,000
43,288

-43,288

584,000

604,685

584,000

615,000
-1,845
-8,470

584,000

604,685

574,300
340
-241

647,973
241
-69,774

69,774

574,399

578,440

69,774

10.00

39.00
40.00
40.00
40.00
43.00

[ G R A N T S TO THE NATIONAL RAILROAD PASSENGER CORPORATION]

M I N I S T R A T I O N

Program and Financing (in thousands of dollars)

31
21,237

D

tection costs which remain unobligated as of September 30, 1990, may
be available for capital improvements: Provided, That none of the
funds herein appropriated shall be used for lease or purchase of
passenger motor vehicles or for the hire of vehicle operators for any
officer or employee, other than the president of the Corporation,
excluding the lease of passenger motor vehicles for those officers or
employees while in official travel status: Provided further, That the
Secretary shall make no commitments to guarantee new loans or
loans for new purposes under 45 U.S.C. 602 in fiscal year 1990:
Provided further, That the incurring of any obligation or commitment
by the Corporation for the purchase of capital improvements prohibited by this Act or not expressly provided for in an appropriations Act
shall be deemed a violation of 31 U.S.C. 1341: Provided further, That
no funds are required to be expended or reserved for expenditure
pursuant to 45 U.S.C. 601(e): Provided further, That none of the funds
in this or any other Act shall be made available to finance the
rehabilitation and other improvements (including upgrading track
and the signal system, ensuring safety at public and private highway
and pedestrian crossings by improving signals or eliminating such
crossings, and the improvement of operational portions of stations
related to intercity rail passenger service) on the main line track
between Atlantic City, New Jersey, and the main line of the Northeast Corridor, unless the Secretary of Transportation certifies that
not less than 40 per centum of the costs of such improvements shall
be derived from non-Federal sources: Provided further, That, notwithstanding any other provision of law, the National Railroad Passenger
Corporation shall not operate rail passenger service between Atlantic
City, New Jersey, and the Northeast Corridor main line unless the
Corporation's Board of Directors determines that revenues from such
service have covered or exceeded 80 per centum of the short-term
avoidable costs of operating such service in the second year of operation and 100 per centum of the short-term avoidable operating costs
for each year thereafter: Provided further, That none of the funds
provided in this or any other Act shall be made available to finance
the acquisition and rehabilitation of a line, and construction necessary to facilitate improved rail passenger service, between Spuyten
Duyvil, New York, and the main line of the Northeast Corridor
unless the Secretary of Transportation certifies that not less than 40
per centum of the costs of such improvements shall be derived from
non-Amtrak sources.] (Department of Transportation and Related
Agencies Appropriations Act, 1990.)

43,993

No funds are requested for this program in 1991. At the end
of 1985, responsibility for any additional construction on the
Northeast Corridor was transferred to the National Railroad
Passenger Corporation (Amtrak). Obligations and outlays will
continue on projects included in prior year appropriations.

Identification code

A

71.00
72.40
74.40
90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays-.
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

Amtrak has made significant progress over the last several
years in increasing its revenue-to-cost ratio. Amtrak's objective is to eliminate the need for Federal operating subsidies
by the year 2000. However, current budget constraints limit
the availability of funds for Amtrak's present subsidy needs.
Accordingly, no Federal subsidy is proposed for 1991. The
Administration is eager to work with Congress, Amtrak, and

A-928

SSS

THE BUDGET FOR FISCAL YEAR 1991

ADM.NiSTRAT.ON-Con.inMl

™"sroRTATI0N

f£*

Public enterprise funds:

General and special funds—Continued
[GRANTS TO THE NATIONAL RAILROAD PASSENGER CORPORATION J —

ALASKA RAILROAD REVOLVING FUND

Continued

other interested public and private parties to determine how
best to obtain needed capital from the private sector and to
make Amtrak services more cost-effective.

Program and Financing (in thousands of dollars)
Identification code 6 9 - 4 4 0 0 - 0 - 3 - 4 0 1
71.00
72.90
74.90

1989 actual

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance..
Obligated balance, end of year: Fund balance....

90.00

1990 est.

562
-239

239

322

Outlays

239

[AMTRAK CORRIDOR IMPROVEMENT LOANS]

[ T h e Secretary is authorized to provide $3,500,000 in loans to the
Chicago, Missouri and Western Railroad, or its successors, to replace
existing jointed rail with continuous welded rail between Joliet, Illinois and Granite City, Illinois: Provided, That any loan authorized
under this section shall be structured with a maximum 20year payment at an annual interest rate of 4 per centum: Provided
further, That the Federal Government shall hold a first and prior
purchase money security interest with respect to any materials to be
acquired with Federal funds: Provided further, That any such loan
shall be matched on a dollar for dollar basis by the State of Illinois.]
(Department of Transportation and Related Agencies Appropriations
Act, 1990.)

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 7 2 0 - 0 - 1 - 4 0 1

1989 actual

1990 est.

Program by activities:
00.01 Amtrak corridor improvement loans

Financing:
39.00 Budget authority

10.00

3,500
-10

43.00

Identification code 6 9 - 4 1 0 0 - 0 - 3 - 4 0 1

3,490

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 101-164

3,490

Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1,745

Outlays

Program by activities:
Total obligations (object class 43.0)

43.00
1,745
1,745

71.00

Status of Direct Loans (in thousands of dollars)

~T7~

la 03 d l d
CU l

Position with respect to appropriations act limitation
on obligations:
1111 Limitation on direct loans
1111 Reduction pursuant to P.L 101-164
1150

1210
1231
1290

Outstanding, end of year

iJSU col.

J.3J1 col.

3,500

-10
3490

Total direct loan obligations
Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements

~~~

=

1745
:
1,745

1 745

1745
'.

23
23

94,933
9,577
-285
-94,648

285
23
-285

9,577

23

285

Relation of obligations to outlays:
Obligations incurred, net

9,862

23

9,862

Outlays

23

The United States Railway Association was authorized by
the Regional Rail Reorganization Act, as amended, to borrow
/»

j

j

i i

.

, •

* i j

rrn

1

•

funds and make loans to certain railroads. These borrowings
were guaranteed by the Secretary of Transportation and are
limited to an aggregate of outstanding obligations of $395
million. Outstanding loans payable were transferred to the
Department of Transportation on January 1, 1987. In 1990, an
appropriation to liquidate $95 million of principal and $9,577
thousand in accrued interest was enacted. Due to the 1990
drug program offset, the 1990 appropriation was reduced by
$285 thousand. In order to close out this account, an appropriation to liquidate principal plus interest is requested in
199L

3,490

Amtrak corridor improvement loans.—In 1990, loan funds

were provided for the Chicago, Missouri and Western Railroad, or its successors, to replace jointed rail with continuous
welded rail between Joliet and Granite City, Illinois. No funds
are requested for this program in 1991.



1991 est.

9,862

Appropriation (adjusted)
Permanent:
Authority to borrow (permanent, indefinite)

67.10

1990 est.

9,862

Budget authority:
Current:
40.00
Appropriation (definite)
40.00
Appropriation (indefinite)
40.00
Reduction pursuant to P.L. 101-164
40.47
Portion applied to debt reduction

90.00

Identification code 6 9 - 0 7 2 0 - 0 - 1 - 4 0 1

1989 actual

Financing:
39.00 Budget authority

3,490
-1,745

REGIONAL RAIL REORGANIZATION PROGRAM

For the settlement of promissory notes pursuant to section 210 of
the Regional Rail Reorganization Act of 1973 (Public Law 93-236), as
amended, [$94,932,979] $284,979, to remain available until expended,
together with such sums as may be necessary for the payment of
interest due to the Secretary of the Treasury under the terms and
conditions of such notes. (Department of Transportation and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

3,490

Total obligations (object class 33.0)..

The Alaska Railroad was operated by the Federal Government under the Act of March 12, 1914 (38 Stat. 305).
The Alaska Transfer Act of 1982 authorized transfer of the
Alaska Railroad to the State of Alaska. The transfer was
accomplished January 5, 1985.

1991 e

3,490

10.00

1991 est.

RAILROAD REHABILITATION AND IMPROVEMENT FINANCING FUNDS

The Secretary of Transportation is authorized to issue to the Secretary of the Treasury notes or other obligations pursuant to section
512 of the Railroad Revitalization and Regulatory Reform Act of 1976
(Public Law 94-210), as amended, in such amounts and at such times
as may be necessary to pay any amounts required pursuant to the

DEPARTMENT OF TRANSPORTATION

MASS TRANSPORTATION ADMINISTRATION

guarantee of the principal amount of obligations under sections 511
through 513 of such Act, such authority to exist as long as any such
guaranteed obligation is outstanding: Provided, That no new loan
guarantee commitments shall be made during fiscal year [1990]
1991: Provided further, That, notwithstanding any other provision of
law, the Secretary of Transportation [shall] is authorized to sell
securities or promissory notes [with a principal value of at least
$50,000,000] that are held by the Department of Transportation
under authority of sections 502, 505-507, 509, and 511-513 of the
Railroad Revitalization and Regulatory Reform Act of 1976 (Public
Law 94-210), as amended, [by no later than] through September 30,
[1990] 1991: Provided further, That such securities or promissory
notes authorized to be sold in the immediately preceding proviso shall
be sold only for amounts greater than or equal to the net present
value to the Government of each loan as determined by the Secretary
of Transportation in consultation with the Secretary of the Treasury:
Provided further, That the Secretary of Transportation shall transmit
a written certification to the Committees on Appropriations of the
Senate and House of Representatives [before the consummation of
each sale] certifying that the amount to be realized is equal to or
greater than the net present value to the Government of each loan:
[Provided further, That, notwithstanding any other provision of law,
for fiscal year 1989 and each fiscal year thereafter all amounts realized from the sale of notes or securities sold under authority of this
section shall be considered as current year domestic discretionary
outlay offsets and not as "asset sales" or "loan prepayments" as
defined by section 257(12) of the Balanced Budget and Emergency
Deficit Control Act of 1985, as amended:] Provided further, That any
underwriting fees and related expenses shall be derived solely from
the proceeds of the sales. (Department of Transportation and Related
Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
1989 actual

Identification code 69-4411-0-3-401
00.01
10.00

Program by activities:
Loan repayments

71.00
72.47
74.47
77.00
90.00

1991 est.

2,450

3,220

1,846

2,450

3,220

1,846

-16,139
-82,979

-3,282
-137,200

-1,898
-18,000

-7
-305

-435

-499

2
435
96,544

499
137,200

551
18,000

-96,668
32,439
-18,749
-4,070

-137,262
18,749
-5,749

-18,052
5,749

-87,048

Total obligations (object class 33.0)

Financing:
Offsetting collections from: Non-Federal sources:
14.00
Fees, interest, and repayments
Sale of assets
14.00
Unobligated balance available, start of year:
Treasury balance
21.90
U.S. securities: Par value
21.91
Unobligated balance available, end of year:
Treasury balance
24.90
U.S. securities: Par value
24.91
31.00 Redemption of debt
39.00

1990 est.

-124,262

-12,303

- 2

Budget authority..
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Authority to borrow..
Obligated balance, end of year: Authority to borrow....
Adjustments in expired accounts
Outlays..

1989 actual

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Direct loan disbursements
Repayments:
1251
Repayments and prepayments
1253
Proceeds from loan asset sales to the public or
discounted prepayments without recourse
1263 Adjustments: Discount on loan asset sales to the public
or discounted prepayments
1210
1231

1290

Outstanding, end of year

1990 est.

1991 est.

462,462
9,620

372,462
5,000

136,342
1,800

-2,450

-3,220

Loan repayments.—This program reflects repayments of
principal and interest on outstanding borrowings by the railroads to the Federal Financing Bank.

URBAN MASS TRANSPORTATION
ADMINISTRATION
This budget proposes a Federal commitment of $2.56 billion
in new budgetary resources for mass transit capital, operating
subsidies, planning, and technical assistance, consistent with
the framework established by the Surface Transportation and
Uniform Relocation Act of 1987. It also assists transit authorities in addressing Federal requirements to improve air quality
and to increase mass transit accessibility for disabled individuals.
The development of the 1991 budget, within the constraints
imposed by the need to reduce the Federal deficit, is based on
the need to focus Federal transit assistance on maintaining
the capital infrastructure of local public transportation,
rather than provide operating assistance. Locally determined
investments to maintain existing infrastructure are generally
the most cost-beneficial use of limited Federal transit funds.
The Administration proposes to provide significantly less
emphasis on assisting localities with the operating costs,
which result from local fare and service policies. Federal operating assistance for the 30 largest urbanized areas with populations above one million, accounting for less than 6 percent
of operating budgets for the affected areas, would be eliminated by the Administration's proposal.
Finally, the budget proposes to limit Federal spending on
new Starts to those projects for which the Government has
signed full funding contracts. This reduced Federal role will
require greater State, local, and private sector interest in
financing major new capital projects. The following tables
depict budget authority and program levels for all urban mass
transportation programs. More detail is furnished in the
budget schedules:

-82,979

-137,200

Budget authority:
Administrative expenses
Research, training, and human resourcesInterstate transfer grants—transit
Washington Metro
Formula grants
Discretionary grants (trust fund)

-18,000

1989 actual
31,882
10,000
200,000
168,000
1,605,000
1,250,000

1990 est.
31,809
9,970
159,520
84,745
1,625,110
1,281,800

38,000
1,076,800
1,400,000

3,264,882

3,192,954

2,560,202

31,741
11,350
237,174
186,158
1,729,054
1,339,161
1,006

31,809
14,021
174,257
127,929
1,800,000
1,790,178
1

35,402
10,000

3,535,644

3,938,194

1991 est.
35,402
10,000

-1,846

Total, budget authority..

Program level:
Administrative expenses
Research, training, and human resources-38,734
-14,191 -100,700
Interstate transfer grants—transit
Washington Metro
372,462
136,342
79,562
Formula grants
Discretionary grants (trust fund)
shares.—Authority for the section Miscellaneous accounts

Redeemable preference
505 redeemable preference shares program expired on September 30, 1988, and no new commitments will be made in



the section 511 loan guarantee program in 1990 and 1991.
However, outlays will continue on section 505 projects included in prior year appropriations. This account now reflects
direct loans which were previously shown under the Federal
Financing Bank direct loan account. The account also reflects
receipts of $92.6 million for principal and interest in 1989,
$137 million in 1990, and $18 million in 1991 resulting from
the sale of redeemable preference shares to the private sector.

[In thousands of dollars]

Status of Direct Loans (in thousands of
Identification code 69-4411-0-3-401

9 2 9

Total, program level..

38,000
1,363,080
1,140,000
2,586,482

A-930

SSS f £ *

THE BUDGET FOR FISCAL YEAR 1991

™ " s r o R T A T I 0 N ADM.NiSTRAT.ON-Con.inMl

Federal Funds

RESEARCH, TRAINING, AND HUMAN RESOURCES

General and special funds:
ADMINISTRATIVE EXPENSES

For necessary administrative expenses of the urban mass transportation program authorized by the Urban Mass Transportation Act of
1964, as amended (49 U.S.C. 1601 et seq.), and 23 U.S.C. chapter 1, in
connection with these activities, including hire of passenger motor
vehicles and services as authorized by 5 U.S.C. 3109, [$31,809,000:
Provided, That none of the funds provided in this Act shall be used to
implement or enforce the April 25, 1989, Notice of Proposed Rulemaking, "Major Capital Investment Projects"] $35,402,000. (Department
of Transportation and Related Agencies Appropriations Act, 1990.)

For necessary expenses for research, training, and human resources
as authorized by the Urban Mass Transportation Act of 1964, as
amended (49 U.S.C. 1601 et seq.), to remain available until expended,
$10,000,000: Provided, That there may be credited to this appropriation funds received from States, counties, municipalities, other public
authorities, and private sources, for expenses incurred for training.
(Department of Transportation and Related Agencies Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 69-1121-0-1-401
Program by activities:
Total obligations

10.00
Program and Financing (in thousands of dollars)
Identification code 69-1120-0-1-401

10.00

Program by activities:
Total obligations

25.00

1989 actual

Financing:
Unobligated balance lapsing

40.00

31,741

31,809

1991 est.

35,402

141

Budget authority (appropriation)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
90.00

1990 est.

31,882

31,809

35,402

31,809
2,874
-3,181

35,402
3,181
-3,540

33,625

31,502

35,043

This appropriation finances, with general revenues from the
Treasury, personnel and other support costs associated with
managing and directing UMTA program responsibilities including executive direction, policy, budget, financial management, civil rights, public affairs, legal, grants delivery and
management, technical assistance, and research and demonstration support. In 1991, funds are requested to strengthen
project management oversight by increasing staff levels in the
field offices.

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

18,374
470
506

19,184
548
351

20,791
575
382

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
43.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Interest and dividends

19,350
2,609
30
649
36
2,447
100
923
261
4,438
189
707
2

20,083
2,770
30
498
30
2,986
104
942
285
3,977
83
20
1

21,748
3,076
30
692
31
3,062
106
1,012
333
4,811
169
331
1

31,741

31,809

35,402

99.9

Total obligations

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours




425

400

410

432
2

427
2

437
2

-3,995
-1,406
4,051

-4,051

10,000

9,970

10,000

10,000

10,000
-30

10,000

10,000

9,970

10,000

11,350
46,054
-34,462
-3,995

14,021
34,462
-29,328

10,000
29,328
-19,894

18,948

19,155

19,434

Appropriation (adjusted)..
Relation of obligations to outlays:
Obligations incurred, net
Obligated baiance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..
Outlays..

90.00

1991 est.

14,021

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164..

10,000

This appropriation finances, with general revenues from
Treasury, the Research, Training and Human Resources program which seeks to strengthen the ability of transit industry
operating officials to plan, manage and operate their systems
more effectively and safely; to address the professional and
managerial personnel needs of the transit industry; and to
promote the use of private sector activities in the delivery of
mass transit services.
Object Classification (in thousands of dollars)
Identification code 69-1121-0-1-401

Object Classification (in thousands of dollars)
Identification code 69-1120-0-1-401

71.00
72.40
74.40
78.00

1990 est.

11,350

Budget authority..

39.00

43.00

31,741
4,671
-2,874
87

Outlays

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

40.00
40.00

1989 actual

25.0
41.0

1989 actual

Other services
Grants, subsidies, and contributions

99.9

1990 est.

1991 est.

8,631
2,719

7,500
2,500

11,350

Total obligations

10,516
3,505
14,021

10,000

[INTERSTATE TRANSFER GRANTS—TRANSIT]

[For necessary expenses to carry out the provisions of 23 U.S.C.
103(e)(4) related to transit projects, $160,000,000, to remain available
until expended.] (Department of Transportation and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 69-1127-0-1-401

1989 actual

1990 est.

Program by activities:
Total obligations (object class 41.0).

237,174

174,257

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....

-147
-51,764
14,736

-14,736

200,000

159,520

200,000

160,000
-480

10.00

39.00

40.00
40.00

Budget authority...
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164..

1991 est.

DEPARTMENT OF TRANSPORTATION
43.00

Appropriation (adjusted)....

URBAN

200,000

MASS

asportation

AD^TRATjOK

A-931

=tatmued

159,520

Mass Transportation Act of 1964, as amended, to remain available
until expended: Provided, That notwithstanding any other provision
Relation of obligations to outlays:
of law, of the funds provided under this head for formula grants, no
237,174
71.00 Obligations incurred, net
607"S12
C$
>691,892]
$297,800,000 m a y b e u S f e d f o r o p e r a t i n g
590,616
72.40 Obligated balance, start of year
-607 812
-430 012 assistance under section 9(k)(2) of the Urban Mass Transportation Act
-638,593
74.40 Obligated balance, end of year
'
'
of 1964, as amended: Provided further, That operating assistance shall
-147
78.00 Adjustments in unexpired accounts
be limited to cities and areas with populations of one million persons
189,050
90.00
Outlays
205,038
177,800 or less: Provided further, That notwithstanding any other provision of
law, before apportionment of these funds, C$16,554,033] $32,497,435
Grants under this activity are authorized by the Federal- s h a H b e m a d e available for the purposes of section 18 of the Urban
Mass
Aid Highway Act of 1973 as amended (23 U.S.C. 103(e)(4))
Transportation Act of 1964, as amended. (Department of Transwhereby States and localities may withdraw previously ap- Portation and Related Agencies Appropriations Act, 1990.)
proved segments of the Interstate System and substitute with
Program and Financing (in thousands of dollars)
transit or other highway capital projects. Through 1990, this
1989 actual
1990 est.
1991 est.
appropriation provides funding for substitute transit projects Identification code 69-1129-0-1-401
while funding for substitute highway projects is included in
Program by activities:
the budget of the Federal Highway Administration. Beginning
1,645,591
1,715,692
1,293,080
in 1991, no funding is requested under this account. Eligible 00.01 Urban formula grants
00.02 Nonurban formula grants
78,804
78,111
65,000
substitute transit project commitments will be funded through 00.03 Rural transportation assistance
4,659
6,197
5,000
the Interstate substitution program under the Federal-Aid
10 00
Total obl ations (objectclass 41
b ect class 41.0)
800 000
Total obligations (° i
1,729,054
Highways Account (Trust Fund), administered by the Federal 10.00
'g
°)
1.729,054
l- 1-363,080
Highway Administration.
Financing:
m 0 r e

17.00
21.40
24.40
25.00

WASHINGTON METRO

For necessary expenses to carry out the provisions of section 14 of
Public Law 96-184, [$85,000,000] $38,000,000, to remain available
until expended. (Department of Transportation and Related Agencies
Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 69-1128-0-1-401

1989 actual

1990 est.

1991 est.

39.00

40.00
40.00
43.00

t h a n

Recovery of
Unobligated
Unobligated
Unobligated

8 0 4

prior year obligations
balance available, start of year
balance available, end of year
balance lapsing

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

-461,170
286,280

-286,280

1,605,000

1,625,110

1,076,800

1,605,000

1,630,000
-4,890

1,076,800

1,605,000

1,625,110

1,076,800

1,729,054
4,539,360
-4,089,643
-4,748
-65,545

1,800,000
4,089,643
-3,959,704

1,363,080
3,959,704
-3,602,551

2,108,478

Budget authority

-65,545
-521,183
461,170
1,505

1,929,939

1,720,233

Program by activities:
Total obligations (object class 41.0)

186,158

127,929

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-61,342
43,184

-43,184

168,000

84,745

38,000

90.00

168,000

85,000
-255

38,000

168,000

84,745

38,000

186,158
734,723
-713,245

127,929
713,245
-634,974

38,000
634,974
-489,234

207,637

206,200

183,740

This program provides block grants, by statutory formula,
to State and local agencies for mass transportation capital
and operating expenses.
The Administration proposes to eliminate operating assistance for urbanized areas of more than one million persons
since these areas are far less dependent on federal assistance
than are the smaller cities. Federal operating subsidies for
areas over one million persons averages less than 6 percent of
their total operating budgets.
The 1991 appropriation request of $1,077 billion includes:
$709 million for capital grants, $65 million for nonurban
areas under Section 18, $5 million for the Rural Transit Assistance Program (RTAP), and $298 million for operating assistance to cities with populations of one million persons or

10.00

39.00
40.00
40.00
43.00
71.00
72.40
74.40
90.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

38,000

The National Capital Transportation Amendments of 1979
authorized $1.7 billion in Federal funds to support the construction of Washington Metrorail system. Through 1990,
$1,592 million has been appropriated, leaving a balance of
$108 million. An appropriation of $38 million is requested for
management, consultants, and start-up costs associated with
construction on the 89.5 mile system. The proposed funding
level is consistent with the Federal commitment under the
1986 full funding agreement. Through 1991, including this
request, the Federal Government will have made available a
total of $7.61 billion for the Washington Metrorail system, far
more resources than for the construction of any other new
mass transit system.

71.00
72.40
74.40
77.00
78.00

Outlays

MISCELLANEOUS EXPIRED ACCOUNTS
Program and Financing (in thousands of dollars)
Identification code 69-9913-0-1-401

For necessary expenses to carry out the provisions of sections 9 and
18 of the Urban Mass Transportation Act of 1964, as amended (49
U.S.C. 1601 et seq.), [$1,625,000,000] $1,071,800,000, together with
$5,000,000 to carry out the provisions of section 18(h) of the Urban



1990 est.

1991 est.

Program by activities:
00.01 Waterborne and discretionary

FORMULA GRANTS

1989 actual

10.00
17.00
21.40
24.40
25.00

Total obligations (object class 41.0)...
Financing:
Recovery of
Unobligated
Unobligated
Unobligated

prior year obligations
balance available, start of year..
balance available, end of year....
balance lapsing

1,006

1

1,006

1

-6,876
-1,007
1
6,876

-1

A-932

SS5S

f

"

™

"

ADM.HiSTRAnON-c™.^

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

MASS TRANSIT CAPITAL FUND

MISCELLANEOUS EXPIRED ACCOUNTS—Continued

(LIQUIDATION OF CONTRACT AUTHORIZATION)
Program and Financing (in thousands of dollars)—Continued
Identification oode 69-9913-0-1-401
39.00
71.00
72.40
74.40
78.00
90.00

1989 actual

1990 est.

(HIGHWAY TRUST FUND)
1991 est.

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

1,006
392,555
-251,467
-6,876

251,467
-121,468

135,219

130,000

Outlays..

121,468
-1

Program and Financing (in thousands of dollars)
121'467

Status of Direct Loans (in thousands of dollars)
Identification code 69-9913-0-1-401

1989 actual

1991 est.

1990 e

1290

00.01
00.02

10.00
267

267
-267

WASHINGTON METROPOLITAN TRANSIT AUTHORITY
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year

177,000

177,000

177,000

1290

177,000

177,000

177,000

Outstanding, end of year

39.00

Status of Guaranteed Loans (in thousands of dollars)
Identification code 69-9913-0-1-401

1989 actual

1990 est.

1991 est.

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year

820,000

820,000

820,000

2290

Outstanding, end of year

820,000

820,000

820,000

2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

MEMORANDUM
820,000

820,000

820,000

These schedules display programs that no longer require
appropriations and thus reflect obligations and outlays made
under prior year appropriations. Among these programs is the
general funded appropriation for Discretionary Grants for
1983 and earlier years.
The schedules also show a Federal direct loan to the Southeastern Pennsylvania Transit Authority, and the Federal Government's guarantee of bonds sold to support construction of
the Washington Metrorail system.

DISCRETIONARY GRANTS
(LIMITATION ON OBLIGATIONS)

Program by activities:
Discretionary grants
Formula grants
Total direct program..
Reimbursable program
Total obligations (object class 41.0).

F
Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.49 Unobligated balance available, start of year:
Contract authority
Unobligated balance available, end of year: Con24.49
tract authority

267

Outstanding, end of year

Identification code 69-8191-0-7-401

00.91
01.01

SOUTHERN PENNSYLVANIA TRANSIT AUTHORITY
Cumulative balance of direct loans outstanding:
1210 Outstanding, start of year
1251 Repayments: Repayments and prepayments

For payment of obligations incurred in carrying out section 21 (aX2)
and (b) of the Urban Mass Transportation Act of 1964, as amended (49
U.S.C. 1601 et seq.), administered by the Urban Mass Transportation
Administration, [$900,000,000,] $815,000,000, to be derived from the
Highway Trust Fund and to remain available until expended. (Department of Transportation and Related Agencies Appropriations Act,
1990.)

40.00
40.00
40.49
43.00
49.00
69.10

Budget authority...
Budget authority:
Current:
Appropriation
Reduction pursuant to P.L. 101-164
Portion applied to liquidate contract authority
Appropriation (adjusted)
Reduction pursuant to P.L 99-177
Permanent:
Contract authority (Public Law 100-17)...

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year:
74.40
Appropriation
74.49
Contract authority
78.00 Adjustments in unexpired accounts...
71.00

90.00

Outlays..

1989 actual

1990 est.

1991 est.

1,267,841
71,320

1,699,597
90,581

1,070,000
70,000

1,339,161

1,790,178

1,140,000

1,339,387

1,790,178

1,140,000

-1,045,927

-985,690

-477,312

985,690

477,312

737,312

1,250,000

1,281,800

1,400,000

400,000

900,000
-2,700
-897,300

-815,000

226

-226
-28,924

-400,000

815,000

- 18,200
1,250,000

1,300,000

1,400,000

1,339,161

1,790,178

1,140,000

982,903
1,713,973

534,394
2,624,211

455,308
3,517,089

-534,394
-2,624,211
-28,924

-455,308
-3,517,089

-174,921
-3,842,089

848,508

976,387

1,095,387

Status of Unfunded Contract Authority (in thousands of dollars)
Identification Code 69-8191-0-7-401

1989 actual
2,759,900
1,250,000

1990 est.

Unfunded balance, start of year
Contract authority
Reduction pursuant to P.L. 99-177
Appropriation to liquidate contract authority

-400,000

3,609,900
1,300,000
-18,200
—897,300

Unfunded balance, end of year

3,609,900

3,994,400

1991 est.

...

3,994,400
1,400,000
'-815,000
4,579,400

The discretionary grants program is used to fund selected
bus projects, rail modernization projects, and new subway and
None of the funds in this Act shall be available for the implementa- light rail systems. In addition, a small amount of discretiontion or execution of programs in excess of $1,140,000,000 in fiscal year ary funds is used to support planning, innovative techniques,
[1990] 1991 for grants under the contract authority authorized in and special elderly and handicapped transportation services.
section 21 (aX2) and (b) of the Urban Mass Transportation Act of 1964, Together with formula grants, funds are available in 1991 to
as amended (49 U.S.C. 1601 et seq.): Provided, That the funds avail- help transit authorities address requirements to improve air
able under this head for new fixed guideway systems and extensions to
fixed guideway systems shall be limited to $285,000,000 for the Los quality and increase access to transit services for disabled
Angeles Metro Rail project, $23,000,000 for the Miami, Florida Down- individuals.
The 1991 budget proposes $985 million for discretionary
town People Mover extensions, $72,000,000 for the St. Louis Metrolink
project, and $18,000,000 for the Denver Busway project. (Department of capital grants to be allocated as follows: $193 million for bus
Transportation and Related Agencies Appropriations Act, 1990.)
projects, $394 million for rail modernization and $398 million



(HIGHWAY TRUST FUND)

FEDERAL

DEPARTMENT OF TRANSPORTATION
for new starts. Since the mass transit reauthorization ends in
1991, new starts funding is only proposed for projects with full
funding contracts and with funding requirements which can
be accommodated in 1991 with available funds. Funding for
other new rail systems should be addressed within the context
of the 1992 reauthorization. The 1991 budget also proposes $45
million for Planning, $35 million for Elderly and Handicapped
and $5 million for Transportation Centers.
STATUS OF MASS TRANSIT ACCOUNT
[In thousands of dollars]
1989 actual
5,167,560

1990 est.
6,057,342

1991 est.
6,944,655

1,269,420

1,311,000

1,345,000

468,869

552,700

581,600

1,738,289

1,863,700

1,926,600

Cash outgo during the year (liquidation of contract authorization)

-848,508

-976,387

-1,095,387

Unexpended balance, end of year

6,057,342

6,944,655

7,775,868

Unexpended balance, start of year
Cash income during the year, Governmental receipts:
Motor fuel taxes
Interest on investments
Total annual income

Object Classification (in thousands of dollars)

41.0
99 0
99.9

1991 est.

1990 est.

1989 actual

Identification code 69-8191-0-7-401

1,339,161
226

Total obligations

1,790,178

1,140,000

1,339,387

Grants, subsidies, and contributions
Reimbursable obligations

1,790,178

1,140,000

FEDERAL AVIATION ADMINISTRATION
The following table depicts the funding for all Federal Aviation Administration programs, for which more detail is furnished in the budget schedules:
[In millions of dollars]
authority:
Operations
Trust fund
Grants-in-aid for airports (trust)
Facilities and equipment (trust)
Research, engineering, and development (trust)...
Aircraft purchase loan guarantee program

1989 actual
3,445
(471)
1,600
1,384
160
2
6,591

Total net
Program level:
Operations
Trust fund
Grants-in-aid for airports (trust)
Facilities and equipment (trust)
Research, engineering, and development (trust)..
Aviation insurance revolving fund
Aircraft purchase loan guarantee program
Miscellaneous expired accounts

1990 est.
3,824
(807)
1,651
1,721
170
*

*

7,366

8,578

Total net

3,450
(477)
1,398
1,344
136
-4

3,824
(807)
1,425
1,800
200
-4

4,088
(2,846)
1,500
2,517
190
-4

7,246

5,291

3,392
(477)
1,135
1,088
128
-4
1
1

3,816
(807)
1,284
1,188
179
-4
1
2

4,058
(2,846)
1,386
1,579
201
-4

5,740

Outlays:
Operations
Trust fund
Grants-in-aid for airports (trust)
Facilities and equipment (trust)
Research, engineering, and development (trust)..
Aviation insurance revolving fund
Aircraft purchase loan guarantee program
Miscellaneous expired accounts

^ S S

A-933

Federal Funds
General and special funds:
OPERATIONS
(INCLUDING TRANSFER OF FUNDS)

For necessary expenses of the Federal Aviation Administration, not
otherwise provided for, including administrative expenses for research and development, [and for J establishment of air navigation
facilities and the operation and maintenance of aircraft, and carrying
out the provisions of the Airport and Airway Development Act, as
amended, or other provisions of law authorizing the obligation of
funds for similar programs of airport and airway development or
improvement, purchase of four passenger motor vehicles for replacement only, [$3,842,000,0001 $.1087,700,000, of which [$816,500,000]
$2,846,000,000 shall be derived from the Airport and Airway Trust
Fund: Provided, That there may be credited to this appropriation
funds received from States, counties, municipalities, other public authorities, and private sources, for expenses incurred in the maintenance and operation of air navigation facilities and for issuance of
airmen and aircraft certificates, including processing of major repair
and alteration forms: Provided further, That none of these funds shall
be available for new applicants for the second career training program [or for a pilot test of contractor maintenance: Provided further,
That the immediately preceding proviso shall not prohibit the augmentation of the existing field maintenance work force if it is determined to be essential for the safe operation of the air traffic control
system: Provided further, That the unexpended balances of the appropriation "Federal Aviation Administration, Headquarters Administration" shall be transferred to and merged with this appropriation]:
Provided further, That 5 U.S.C. 5532(fX2) is amended by striking
"December 31, 1989" and inserting "December 31, 1991" in lieu thereof:
Provided further, That 5 U.S.C. 8344(h) is amended by striking "December 31, 1987" in paragraph (2) and inserting "December 31, 1989"
in lieu thereof: Provided further, That in the event that the Federal
Aviation Administrator [employs] reemploys annuitants subject to
section 8344(h) of title V, United States Code, not to exceed
$10,000,000, to be derived from the unobligated balance of any appropriation available for obligation by the Federal Aviation Administration as of the effective date of this Act, shall be available through
December 31, [1990] 1991 for the purpose of funding such employment: Provided further, That any such funding shall be reported to
the Committees on Appropriations of the Senate and the House of
Representatives [: Provided further, That, of the funds available
under this head, $3,400,000 shall be made available for the Federal
Aviation Administration to enter into contractual agreement with the
Mid-American Aviation Resource Consortium in Minnesota to operate
an air traffic controller training program]. (Department of Transportation and Related Agencies Appropriations Act, 1990; additional authorizing legislation to be proposed for $2,846,000,000.)
Program and Financing (in thousands of dollars)

6,325

Total net

6,468

7,221

NOTES

Detail may not add to totals due to rounding.
Asterisk (*) denotes $500 thousand or less.
The amount shown as Operations outlays includes the outlays related to the trust fund share of operations.




1991 est.
4,088
(2,846)
1,800
2,500
190

A , TN
V ,
A0

Identification code 69-1301-0-1-402

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Operation of traffic control system
00.02
NAS logistics support
00.03
Maintenance of traffic control system
00.04
Leased telecommunications services
00.05
Administration of aviation standards program.
00.06
Development direction
00.07
Administration of airports program
00.08
Direction, staff, and supporting services
00.09
Human resource management
00.10
Headquarters administration

1,558,063
192,890
660,106
244,298
369,292
11,233
33,849
110,600
233,315
36,337

1,712,868
206,304
713,700
267,638
421,266
14,921
37,716
128,857
290,120
30,949

1,853,241
217,162
751,172
285,986
466,013
15,321
38,920
131,961
296,085
31,838

00.91

3,449,982

3,824,339

4,087,700

Total direct program

01.01

Reimbursable program

38,994

42,000

45,000

10.00

Total obligations

3,488,976

3,866,339

4,132,700

-26,126
-476,920
-13,588
-317
-417
734

-28,100
-807,181
-13,900

-30,200
-2,846,000
-14,800

Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-734

A-934

FXJSNJS

MS

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

Personnel Summary

OPERATIONS—Continued

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

(INCLUDING TRANSFER OF FUNDS)—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 69-1301-0-1-402
25.00
39.00

40.00
40.00
43.00

1989 actual

Unobligated balance lapsing
Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Appropriation (adjusted)

1990 est.

1,387
2,973,729

3,016,424

1,241,700

2,973,729

3,025,500
-9,076

2,973,729

3,016,424

1,241,700

3,017,158
453,212
-461,151

90.00

2,914,052

3,009,219

1,241,700
461,151
-490,551

1,212,300

Object Classification (in thousands of dollars)
Identification code 69-1301-0-1-402
Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities

1989 actual

1990 est.

1991 est.

1,831,948
18,506
203,718
1,840

1,947,471
23,458
206,674
2,950

2,093,270
25,178
221,828
3,125

2,056,013
458,937
1,246
86,173
21,884
29,939
37,843
283,598
12,795
352,753
71,675
35,950
777
399

2,180,553
493,270
1,360
97,365
21,290
37,048
35,915
324,694
10,940
530,680
64,181
26,825
84
134

2,343,401
531,440
1,440
103,130
22,550
39,242
38,042
338,919
11,587
561,324
67,981
28,413
89
142

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

3,449,982
38,994

3,824,339
42,000

4,087,700
45,000

99.9

Total obligations

3,488,976

3,866,339

4,132,700




46,943
1,233

48,748
1,253

50,229
1,267

427

500

500

335
8

500

500

MISCELLANEOUS EXPIRED ACCOUNTS

Identification code 69-9912-0-1-402

10.00

The primary purpose of this account is to operate and maintain a safe and efficient national aviation system. This account finances the personnel and support costs of operating
and maintaining the air traffic control system and ensuring
the safety and security of aircraft, flight procedures, navigation aids, and airports through periodic inspections. It also
supports overall policy direction and guidance.
For 1991, the budget proposes growth in the FAA workforce
to meet increasing demands. Specifically, the budget requests
an employment level of 17,495 for the air traffic controller
workforce, an increase of 495 over the estimated 1990 level;
3,058 aviation safety inspector positions, an increase of 300
over 1990; 848 civil aviation security positions, an increase of
164 over 1990; and 9,539 field maintenance positions, an increase of 260 over 1990. These increases will allow the FAA to
keep pace with the expected increases in air traffic activity
and to augment its safety enforcement and security efforts.
The budget continues emphasis on upgrading training programs and thereby increasing the qualifications and proficiencies of the FAA workforce.

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0

51,162

Program and Financing (in thousands of dollars)
2,972,342
411,089
-453,212
-15,850
-317

11.1
11.3
11.5
11.8

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

50,196

1,241,700

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
Outlays

1991 est.

48,474

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance available, end of year

1990 est.

Program by activities:
Total obligations (object class 25.0)

17.00
21.40
24.40

1989 actual

39.00

Relation of obligations to outlays-.
Obligationsincurred.net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts..

259
-251
-259

- 8

259

Budget authority..

71.00
72.40
74.40
77.00
78.00

1991 est.

90.00

Outlays..

259
1,713

2,255
-1,713
384
-251
674

1,972

This schedule displays programs that no longer require appropriations and thus reflect outlays made under prior year
appropriations. These programs include Facilities, Engineering and Development and Metropolitan Washington Airports.

AIRCRAFT PURCHASE LOAN GUARANTEE PROGRAM

The Secretary of Transportation may hereafter issue notes or other
obligations to the Secretary of the Treasury, in such forms and denominations, bearing such maturities, and subject to such terms and
conditions as the Secretary of the Treasury may prescribe. Such
obligations may be issued to pay any necessary expenses required
pursuant to any guarantee issued under the Act of September 7, 1957,
Public Law 85-307, as amended (49 U.S.C. 1324 note). None of the
funds in this Act shall be available for the implementation or execution of programs under this head the obligations for which are in
excess of [$10,000,000] $57,000,000 during fiscal year [1990] 1991.
Such obligations shall be redeemed by the Secretary from appropriations authorized by this section. The Secretary of the Treasury shall
purchase any such obligations, and for such purpose he may use as a
public debt transaction the proceeds from the sale of any securities
issued under the Second Liberty Bond Act, as now or hereafter in
force. The [purpose] purposes for which securities may be issued
under such Act are extended to include any purchase of notes or
other obligations issued under the subsection. The Secretary of the
Treasury may sell any such obligations at such times and price and
upon such terms and conditions as he shall determine in his discretion. All purchases, redemptions, and sales of such obligations by such
Secretary shall be treated as public debt transactions of the United
States. (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 69-1399-0-1-402

10.00

Program by activities:
Total obligations

1989 actual

2,151

1990 est.

148

150

DEPARTMENT OF TRANSPORTATION

39.00

Financing:
Budget authority ..

Budget authority:
40.00 Appropriation (definite)
40.00 Appropriation (indefinite)
40.47 Portion applied to debt reduction..
43.00
47.00
47.00

Appropriation (adjusted)
Authority to borrow (97 Stat. 339)..
Reduction pursuant to P.L. 99-177...

71.00
72.47
74.47

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Authority to borrow..
Obligated balance, end of year: Authority to borrow....

90.00

A-937

FEDERAL AVIATION ADMINISTRATION—Continued
Federal Funds—Continued

2,151

148

150

10,771
1,098
-10,771
1,098
1,053

150

150

- 2

148
930

150

1,078

150

71.00
72.90
74.90

-3,807
-10

-3,753
-10

-3,753
-10

-84
-41,760

-144
-45,335

-79
-49,000

144
45,335

79
49,000

79
52,600

- 3,635
11
-13

-3,600
13
-13

-3,600
13
-13

-3,637

-3,600

-3,600

Budget authority

39.00
2,151
-15
-930
1,205

Outlays..

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
Unobligated balance available, start of year:
21.90
Treasury balance
21.91
U.S. securities: Par value
Unobligated balance available, end of year:
24.90
Treasury balance
24.91
U.S. securities: Par value

A
Q Q C
A " ~ » ; 0 0

Relation of obligations to outlays:
Obligationsincurred.net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

90.00

Outlays

Status of Direct Loans (in thousands of dollars)
Identification code

1210
1290

69-1399-0-1-402

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Outstanding, end of year..,

1989 actual

1990 est.

1991 est.

49,193

49,193

49,193

49,193

49,193

49,193

Status of Guaranteed Loans (in thousands of dollars)
Identification code

2210
2251
2290

69-1399-0-1-402

Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Repayments and prepayments
Outstanding, end of year

1989 actual

1990 est.

1991 est.

115,107
-47,728

67,379
-14,818
52,561

38,771

MEMORANDUM
2299

U.S. contingent liability for guaranteed loans outstanding,
end of year

Revenue and Expense (in thousands of dollars)

52,561
-13,790

67,379

The fund currently provides direct support for the aviation
insurance program authorized under title XIII of the Federal
Aviation Act of 1958. Income to the fund is derived from
premium deposits for premium insurance coverage issued,
income from authorized investments, and binder fees for nonpremium coverage issued. The binders provide aviation insurance coverage for U.S. air carrier aircraft used in connection
with certain Government contract operations entered into by
the Department of Defense and the Department of State.

60,641

47,305

1989 actual

Administrative expenses:
Revenue
Expense

This program is continuing only for the purpose of making
payments to private lenders upon default of existing loans by
air carriers. No new loan guarantees are being made.
Object Classification (in thousands of dollars)
Identification code

21.0
25.0
33.0
43.0
99.9

69-1399-0-1-402

Travel and transportation of persons
Other services
Investments and loans
Interest and dividends
Total obligations

1989 actual

1990 est.

1991 est.

15
25
911
1,200

10
28

110

2,151

148

150

3,763
163

3,763
163

3,635

3,600

3,600

Financial Condition (in thousands of dollars)
1988 actual

Assets:
Fund balance with Treasury
U.S. securities:
Par value

10
30

110

1991 est.

3,817
182

Net operating income

34,894

1990 est.

1989 actual

1990 est.

1991 est.

95

92

92

41,760

45,335

49,000

52,600

41,855

45,492

49,092

52,692

11

13

13

13

41,844

Total

157

45,479

49,079

52,679

Liabilities:
Accounts payable
Government equity:
Retained earnings

Public enterprise funds:

Object Classification (in thousands of dollars)

AVIATION INSURANCE REVOLVING FUND

The Secretary of Transportation is hereby authorized to make such
expenditures and investments, within the limits of funds available
pursuant to section 1306 of the Act of August 23, 1958, as amended
(49 U.S.C. 1536), and in accordance with section 104 of the Government Corporation Control Act, as amended (31 U.S.C. 9104), as may
be necessary in carrying out the program set forth in the budget for
the current fiscal year for aviation insurance activities under said
Act. (Department of Transportation and Related Agencies Appropriations Act, 1990.)

Identification code

11.1
12.1
21.0
25.0
26.0
42.0
99.9

1989 actual

69-4120-0-3-402

1991 est.

1990 est.

Total obligations

92
10
2
78

94
11
2
2
4
50

95
11
2
1
4
50

182

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Other services
Supplies and materials
Insurance claims and indemnities

163

163

2
2

2
2

2
2

Program and Financing (in thousands of dollars)
Identification code 6 9 - 4 1 2 0 - 0 - 3 - 4 0 2

Program by activities:
10.00 Total obligations




1989 actual

182

1990 est.

163

1991 est.

163

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

A-936F^ERaIFunds—^ntinudA

THE BUDGET FOR FISCAL YEAR 1991

CT,vmES-Continued

Unexpended balance, end of year:
U.S. securities (par)
Treasury balance

Trust Funds
AIRPORT AND AIRWAY TRUST F U N D
Amounts Available for Appropriation (in thousands of dollars)
Identification code 20-8103-0-7-402

1989 actual

1990 est.

02.00
02.01
02.02
02.99
04.00
05.01
05.02
05.03
05.04
05.05
05.06
05.99
06.10

Treasury balance
U.S. securities: Par value
ClUTBflt IdW*
Receipts."
Interest
Proposed legislation
Total receipts
Total available for appropriation
Appropriations:
Facilities and equipment
Research, engineering and development
Grants-in-aid for airports.Appropriation to liquidate contract authority
Emergency relief
Trust fund share of FAA operations
Department of Commerce: NOAA, operations, research and facilities

06.20
06.20

Total appropriations
Unobligated balance returned to unappropriated
receipts
Reduction pursuant to P.L. 99-177
Reduction pursuant to P.L. 101-164

07.00
07.01

Unappropriated balance, end of year-.
Treasury balance....
U.S. securities: Par value

8,116,120
8,116,120

9,594,677
9,594,677

10,810,178
10,810,178

3,664,465
1,009,337

3,899,900
1,233,700

4,237,000
1,276,200
622,600

4,673,802
12,789,922

5,133,600
14,728,277

16945978

-1,384,184
-159,945

-1,746,487
-173,000

-2,500,000

-1,150,000
-100
-471,320

-1,190,000

-1,277,000

-816,500

-2,846,000

-28,717

-30,000

-3,194,266

-3,955,987

g00

-190,000

-34 074
:
—
-6,847,074

-979
29,680
8,208

9,594,677
9,594,677

10,810,178
10,810,178

10,098,904
10,098,904

The Tax Equity and Fiscal Responsibility Act of 1982 (26
U.S.C. 9502), as amended by Title IV of the Airport and
Airway Safety and Capacity Expansion Act of 1987 (P.L. 100223), provides for the receipts received in the Treasury from
the 8 percent passenger ticket tax and certain other taxes
paid by airport and airway users to be transferred from the
general fund of the Treasury to the Airport and Airway Trust
Fund. In turn, appropriations are authorized from this fund
to meet obligations for airport improvement grants, facilities
and equipment, research, and a portion of operations.
The status of the fund is as follows (in thousands of dollars):
Unexpended balance, start o f )
U.S. securities (par)
Cash
Balance of fund, start of year..
Cash income during the year:
Government receipts:
From excise taxes:
Passenger ticket tax
Waybill tax
Fuel tax
International departure tax
Proposed legislation:
Passenger ticket tax
Waybill tax
Fuel tax
Refund of taxes
Intrabudgetary transaction: Interest on i
Total annual income

1989 actual
11,131,666
-11,493

1990 est.
12,913,048
24,473

1991 est
14,572,311
10,000

11,120,173

12,937,521

14,582,311

3,201,447
180,645
628,597
105,818

3,387,000
189,500
106,300
224,100

3,643,100
199,200
110,100
291,600

-452,042
1,009,337

-7,000
1,233,700
5,133,600

Total annual outlays..




2,856,454

1,284,200
1,188,400
179,441
807,185
29,584
3,488,810

-3,342,844

-3,772,133

-4,572,560

-1,982,575
-742,587

-2,217,575
-968,787

-2,440,575
-1,268,787

7,623,816

6,389,542

GRANTS-IN-AID FOR AIRPORTS

(AIRPORT AND AIRWAY TRUST FUND)

For liquidation of obligations incurred for airport planning and
development under section 14 of Public Law 91-258, as amended, and
under other law authorizing such obligations, and obligations for
noise compatibility planning and programs, £$1,190,000,000]
$1,277,000,000, to be derived from the Airport and Airway Trust Fund
and to remain available until expended: Provided, That none of the
funds in this Act shall be available for the planning or execution of
programs the commitments for which are in excess of $1,500,000,000
in fiscal year [1990] 1991 for grants-in-aid for airport planning and
development, and noise compatibility planning and programs, notwithstanding section 506(e)(4) of the Airport and Airway Improvement Act of 1982, as amended [: Provided further, That, of the
amount available for obligation under this head, $100,000,000 shall be
made available, in addition to amounts otherwise provided by law, for
the planning and execution of programs under section 507(c)(2) of the
Airport and Airway Improvement Act of 1982, as amended]. (Department of Transportation and Related Agencies Appropriations Act,
1990.)

6,135,800

1,134,615
1,088,106
127,562
477,454
28,717

14,671,464

(LIQUIDATION OF CONTRACT AUTHORIZATION)

Program and Financing (in thousands of dollars)
n code 69-8106-0-7-402

10.00
Cash outlays during the year:
Federal Aviation Administration:
Grants-in-aid for airports
Facilities and equipment..
Research, engineering and development
Operations
Department of Commerce: NOAA

14,582,311

At the end of 1990, the uncommitted Trust Fund balance is
estimated to be $7.6 billion. This balance has accumulated
because a penalty provision in the 1982 and 1987 authorization acts caused the share of FAA operations appropriations
financed from the trust fund to be $6.6 billion lower than
authorized. This shortfall was subsidized by the general taxpayer through the use of general fund appropriations. Interest
of about $2.1 billion has accrued to the trust fund based on
t h e $6.6 billion unused for operations. The total of the unused
f u n d s and the interest ($8.7 billion) will exceed the uncommitted balance at the end of 1990.
The authorization for FAA Research, Engineering and Development and Facilities and Equipment programs expires
October 1, 1990. Also, user taxes, which support the trust
fund, expire at the end of 1990.
The proposed reauthorization legislation accompanying the
1991 budget provides for an increase in the passenger ticket
tax from 8 to 10 percent, with proportionate increases in
other taxes, and is consistent with cost allocation studies by
the FAA, that 85 percent of FAA's budget be financed from
the trust fund.
_ _ _ _

573,900
30,800
17,900
-7,000
1,276,200

4,673,802

Uncommitted cash balance, end of year

14,661,464
10,000

6,869,515

Commitments against unexpended balances-.
Appropriated but not expended
Committed to future appropriations to liquidate outstanding obligations (contract authority)
Unobligated balance of contract authority

14,572,311
10,000

12,937,521

Balance of fund, end of year
1991 est.

Unappropriated balance, start of year:
01.00
01.01

12,913,048
24,473

1,386,400
1,579,200
200,973
2,846,000
34,074

17.00
21.49

6,046,647

39.00

24.49

Tot

by activities:
(object c

ng:
Recovery of prior year
Unobligated balance
Contract authority..
Unobligated balance
tract authority
Budget authoi

1989 actual

> 41.0).

1,397,872

1990 est.

1991 est.

1,425,000

1,500,000

-742,587

-968,787

742,587

968,787

1,268,787

1,600,100

1,651,200

1,800,000

-30,754
of year:
-509,605
end of year: Con-

FEDERAL

DEPARTMENT OF TRANSPORTATION
Budget authority:
Current:
40.00
Appropriation
40.49
Portion applied to liquidate contract authority
43.00
49.00
49.00
49.10
69.10

Appropriation (adjusted)
Reduction in contract authority:
Pursuant to P.L. 101-164
Pursuant to P.L. 99-177
Pursuant to P.L 100-457
Permanent:
Contract authority (P.L 100-223) ..

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year:
Appropriation
72.40
Contract authority
72.49
Obligated balance, end of year:
Appropriation
74.40
Contract authority..
74.49
71.00

78.00
90.00

Adjustments in unexpired accountsOutlays ..

Program and Financing (in thousands of dollars)
1,150,100
-1,150,000

1,190,000
-1,190,000

1,277,000
-1,277,000

Unfunded balance, start of year
Contract authority
Reduction in contract authority:
Pursuant to P.L. 99-177
Pursuant to P.L. 101-164
Pursuant to P.L 100-457
Appropriation to liquidate contract authority
Unfunded balance, end of year

Identification code 69-8107-0-7-402

100
-25,000
-23,800
-100,000
1,700,000

1,700,000

1,800,000

1,397,872

1,425,000

1,500,000

327,094
1,765,557

342,579
1,982,575

248,379
2,217,575

-342,579
-1,982,575
-30,754

-248,379
-2,217,575

-138,979
-2,440,575

1,134,615

1,284,200

1,386,400

Status of Unfunded Contract Authority (in thousands of dollars)
Identification code 69-8106-0-7-402

A-937

A A IN
W T0
,

1989 actual
2,275,163
1,700,000

1990 est.
2,725,163
1,700,000

1991 est.
3,186,363
1,800,000

-23,800
-25,000
-100,000
-1,150,000

-1,190,000

-1,277,000

2,725,163

3,186,363

3,709,363

The Airport and Airway Safety and Capacity Expansion Act
of 1987, Public Law 100-223, provides for airport improvement
grants which emphasize capacity development, safety, and
security needs. To meet these objectives, a $1,500,000,000 program level is proposed for 1991.

00.01
00.02
00.03
00.04
00.05
00.06
00.07
00.08
00.91

Program by activities:
Direct program:
Air route traffic control centers
Airport traffic control towers
Flight service facilities
Air navigation facilities
Housing, utilities, and miscellaneous facilities.
Aircraft and related equipment
Development, test, and evaluation facilities....
Personnel compensation, benefits, and travel
Total direct program

1989 actual

773,219
533,742
43,552
132,411
186,433
38,707
18,561
73,375

1,110,373
680,687
48,801
148,368
337,301
43,372
20,798
127,300

1,343,680

1,800,000
70,853

2,517,000
78,637

1,870,853

2,595,637

-26,161
-45,327
-1,354,285

-28,777
-49,860
-1,275,456

1^275*456

U5M56

Reimbursable program

49,956

10.00

Total obligations

1,393,636

40.00
40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L 99-177

1991 est.

574,858
362,195
62,678
83,343
237,102
7,964
15,540

01.01

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
22.40 Unobligated balance transferred, net
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
27.00 Reduction pursuant to P.L. 99-177
39.00
Budget authority

1990 est.

-18,294
-31,662
-1,320,057
5,600
1,354,285
676

635 ZZZIZ

1,384,184

1,721,171

2,500,000

1,384,184

1,746,487
-5,239
-20,077

2,500,000

43.00

Appropriation (adjusted)

1,384,184

1,721,171

2,500,000

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts

1,343,680
1,239,340
-1,497,121
2,207

1,799,365
1,497,121
-2,108,086

2,517,000
2,108,086
-3,045,886

1,088,106

1,188,400

1,579,200

90.00

Outlays

Note.—Line 00.05 has an estimated contingent liability of $54 million (present value) associated with the FAA's long-term
lease of facilities at the Mike Monroney Aeronautical Center, Oklahoma City, Oklahoma. This contingent liability will be funded
through this account.

The proposed funding supports the FAA plan to modernize
and improve the national airspace system. In particular,
funds would provide for significant progress in implementing
FACILITIES AND EQUIPMENT
the advanced automation system, designed to upgrade air
traffic control technology; the voice switching and control
(AIRPORT AND AIRWAY TRUST FUND)
system, to modernize the system's outdated communications
For necessary expenses, not otherwise provided for, for acquisition, network; terminal doppler weather radar, to improve hazardestablishment, and improvement by contract or purchase, and hire of ous weather detection in terminal areas; and long range
air navigation and experimental facilities as authorized by the Feder- radar, to replace obsolete navigational radars at FAA/Departal Aviation Act of 1958, as amended (49 U.S.C. App. 1301 et seq.),
including initial acquisition of necessary sites by lease or grant; engi- ment of Defense facilities. The budget also includes funds for
neering and service testing including construction of test facilities an additonal 375 positions needed to implement NAS plan
and acquisition of necessary sites by lease or grant; and construction equipment.
The budget also sustains the current infrastructure by fundand furnishing of quarters and related accommodations of officers
and employees of the Federal Aviation Administration stationed at ing projects needed to keep today's systems operating until
remote localities where such accommodations are not available; and the late 1990s. These include the interim support plan, which
the lease or purchase of one aircraft from funds available under this will overhaul outdated air traffic control computers and
head, [or prior year funds available under this head, or a combina- radars, the consolidation and expansion of radar approach
tion thereof;] to be derived from the Airport and Airway Trust Fund control facilities for all of southern California, and the reand to remain available until September 30, [1994, $1,746,487,000] placement of obsolete radio control equipment at control
1995, $2,500,000,000. Provided, That there may be credited to this towers. The budget would also provide for capacity-enhancing
appropriation funds received from States, counties, municipalities, airport facilities at Dallas/Ft. Worth and Denver, which will
other public authorities, and private sources, for expenses incurred in improve traffic flow throughout the national system.
the establishment and modernization of air navigation facilities [:
Provided further, That none of the funds under this head shall be
Object Classification (in thousands of dollars)
available for the Secretary of Transportation to enter into grant
agreements with universities or colleges for any capital project the Identification code 69-8107-0-7-402
1989 actual
1990 est.
1991 est.
Federal share of which is in excess of 50 per centum of the total cost
Direct obligations:
of such project]. (Department of Transportation and Related Agencies
Personnel compensation:
Appropriations Act, 1990; additional authorizing legislation to be pro11.1
Full-time permanent
45,559
42,119
53,010
posed.)
11.3
Other than full-time permanent..
328
392
351



A-938

FEDERAL AVIATION ADMINISTRATION—Continued
Trust Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991
00.07

Environment

2,342

1,971

2,400

(AIRPORT AND AIRWAY TRUST FUND)—Continued

00.91
01.01

Total direct program
Reimbursable program

135,533
1,343

200,289
1,393

190,000
1,400

Object Classification (in thousands of dollars)—Continued

10.00

Total obligations

136,876

201,682

191,400

-1,007
-336
-5,714
30,126

-1,050
-350
-30,126

-1,050
-350

Public enterprise funds—Continued
FACILITIES AND EQUIPMENT—Continued

Identification code 69-8107-0-7-402
11.5
11.8
11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0
99.0
99.0
99.9

1989 actual

1990 est.

1991 est.

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
27.00 Reduction pursuant to P.L. 99-177

Subtotal, direct obligations
Reimbursable obligations
Total obligations

3,645
41

4,420
52

49,291
9,518
20,097
1,923
5,780
5,642
387
600,119
26,754
499,057
119,389
5,669
54

46,133
8,787
18,455
2,510
7,545
7,365
505
833,420
34,924
684,455
155,847

57,874
11,038
23,081
2,867
8,616
8,411
577
1,194,663
39,883
991,959
177,977

54

54

1,800,000
70,853

2,517,000
78,637

71.00
72.40
74.40

1,393,636

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

3,322
59

1,343,680
49,956

Other personnel compensation
Special personal services payments

1,870,853

2,595,637

90.00

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears.Full-time equivalent employment
Full-time eauivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1,162

1,368

1,743

1,302
82

1,326
97

1,514
116

55

53

55

54
3

53
4

55
5

39.00

40.00
40.00
40.00
43.00

Budget authority..

7
159,945

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..
Obligated balance, end of year....
Outlays..

159,945

173,000
-519
-2,318

190,000

159,945

170,163

190,000

200,282
118,756
-139.597

190,000
139,597
-128,624

127,562

Appropriation (adjusted)..

190,000

135,533
110,786
-118,756

t authority:
Appropriation
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L. 99-177....

170,163

179,441

200,973

The FAA conducts research, engineering and development
programs to improve the national air traffic control system by
increasing its safety, security, productivity and capacity to
meet the expected air traffic demands of the future. The
agency also administers aviation medical research aimed at
increasing the personal effectiveness and safety of air traffic
controllers and the safety of aircrew members.
These programs are conducted by the agency's technical
personnel and through contracts with qualified private firms,
universities, individuals and other Government agencies. The
1991 request will support a variety of essential aviation-related research efforts, including research into human factors,
security, aging aircraft, and capacity improvements.

RESEARCH, ENGINEERING, AND DEVELOPMENT

Object Classification (in thousands of dollars)

(AIRPORT AND AIRWAY TRUST FUND)

For necessary expenses, not otherwise provided for, for research,
engineering, and development, in accordance with the provisions of
the Federal Aviation Act [49 U.S.C. 1301-15423 of 1958, as amended
(49 U.S.C. App. 1301 et seq.), including construction of experimental
facilities and acquisition of necessary sites by lease or grant,
[$173,000,000] $190,000,000, to be derived from the Airport and
Airway Trust Fund and to remain available until expended: Provided,
That there may be credited to this appropriation funds received from
States, counties, municipalities, other public authorities, and private
sources, for expenses incurred for research, engineering, and development [: Provided further, That of the funds available under this head,
$1,000,000, to remain available until expended, is appropriated and
shall be available for grants under the Federal Grant and Cooperative
Agreement Act of 1977 to the National Aviation Institute, Pleasantville, New Jersey, to fund research and development in the area of
facilitating research by cataloguing and prioritizing aviation related
research efforts and providing a central clearinghouse for aviation
research]. (Department of Transportation and Related Agencies Appropriations Act, 1990; additional authorizing legislation to be proposed.)

Program by activities:
Direct program:
00.01
Air traffic control
00.02
Advanced computer
00.03
Navigation
00.04
Aviation weather
00.05
Aviation medicine
00.06
Aircraft safety




1989 actual

67,286
18,247
2,444
14,778
4,444
25,992

1989 actual

1990 est.

1991 est.

1990 est.

113,229
20,588
3,218
14,642
7,112
39,529

1991 est.

103,746
19,141
3,359
7,739
6,473
47,142

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

27,847
1,172
564
475

28,903
1,210
582
491

30,308
1,242
597
504

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

30,058
4,266
2,766
170
171
530
4
92,732
1,421
3,415

31,186
4,415
2,879
177
178
552
5
154,633
2,572
3,692

32,650
4,634
2,468
250
179
537
5
145,652
1,228
2,397

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

135,533
1,343

200,289
1,393

190,000
1,400

99.9

Program and Financing (in thousands of dollars)
Identification code 69-8108-0-7-402

Identification code 69-8108-0-7-402

Total obligations

136,876

201,682

191,400

645

645

668

670
8

673
8

698
8

6

6

6

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions

COAST GUARD
Federal Funds

DEPARTMENT OF TRANSPORTATION A-941
Beat safety
Pollution fund.
Offshore oil pollution compensation fund
Supply fund
Coast Guard yard fund
Trust funds

Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours..

TRUST F U N D SHARE OF F A A

OPERATIONS
1

Identification code

1989 actual

69-8104-0-7-402

1990 est.

1991 est.

2
3
4

Program by activities:
10.00 Total obligations (object class 25.0)

476,820

Financing:
22.40 Unobligated balance transferred, net
39.00

Budget authority

471,320

29,910
5,620
150
92
-1,362
132

30,000
5,700
200
92
5,915
132

3,037,318

3,211,634

3,435,391

Includes $30,000,000 in 1989, $29,910,000 in 1990, and $30,000,000 in 1991 from the Boat Safety Account.
Includes $50,300,000 appropriated in the 1989 Military Construction Appropriation Act for Coast Guard shore facilities.
Includes proposed legislation.
For comparability purposes this table includes $140,000,000 in 1989 and 1990 funded by the Department of Defense.

-5,600

807,181

29,914
35,509
64
77
-4,226
-139

Total net

Program and Financing (in thousands of dollars)

a
q q q
l\~*JO%J

2,846,000

Federal Funds
807,181

2,846,000

General and special funds:
OPERATING EXPENSES

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 101-164.,
40.00
Reduction pursuant to P.L. 99-177
43.00

71.00
72.40
74.40
90.00

471,320

2,846,000

807,181
4

2,846,000

477,454

Outlays

807,181

476,920
537
-4

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

2,846,000

471,320

Appropriation (adjusted)

816,500
-2,450
-6,869

807,185

2,846,000

The Airport and Airway Improvement Act of 1982, as
amended by the Airport and Airway Safety and Capacity
Expansion Act of 1987, authorizes use of the Airport and
Airway Trust Fund as the source of financing a portion of
FAA's operating costs. Cost allocation studies by the FAA
show that, overall, 85 percent of the cost of the FAA's programs is attributable to the users contributing to the trust
fund. For 1991, it is proposed that $2,846,000,000 of the Operations appropriation be financed from the trust fund to provide an overall 85 percent cost recovery. This means that the
trust fund will help pay for the salaries and related expenses
of FAA's critical safety employees who have the daily responsibility of ensuring the safety of the flying public.

COAST GUARD
The following table depicts funding for all Coast Guard
programs for which detail is furnished in the budget schedules, including net transfers, enacted supplementals, and proposed legislation. Other proposals for 1991, not reflected
below, would establish users fees of $200 million on selected
Coast Guard services.
[In thousands of dollars]

Budget authority:
Operating expenses1
Acquisition, construction and improvement2
Environmental compliance and restoration
Alteration of bridges3
Retired pay
Reserve training
Research, development, test and evaluation
Boat safety
Pollution fund
Trust funds
Total net
Program level:
Operating expenses u 4
Acquisition, construction, and improvements
Environmental compliance and restoration
Alteration of bridges3
Retired pay
Reserve training
Research, development, test, and evaluation




1991 est.
2,391,351
419,536
7,000

1,982,383
435,800

1990 est.
2,070,251
444,164

13,500
410,800
67,000
18,800
29,000
30,980

2^323
420,800
71,614
20,465
29,910
5,700

437^300
78,932
23,000
30,000
5,700

2,988,263

3,065,307

3,392,899

2,104,490
379,587

2,210,178
450,000

2,409,120
438,000
7,000

15,659
391,593
66,860
17,930

3,500
420,800
71,614
21,000

For necessary expenses for the operation and maintenance of the
Coast Guard, not otherwise provided for; purchase of not to exceed
eight passenger motor vehicles for replacement only; payments pursuant to section 156 of Public Law 97-377, as amended (42 U.S.C. 402
note), and section 229(b) of the Social Security Act (42 U.S.C. 429(b));
and recreation and welfare; [$2,252,000,000 is authorized to be appropriated, derived by transfer, or otherwise provided in "in kind" commodities and services for Coast Guard operating expenses in fiscal
year 1990; of which $1,952,000,000 is hereby appropriated]
$2,391,351,000 of which $30,000,000 shall be expended from the Boat
Safety Account, notwithstanding any other provision of law [and of
which $25,000,000 shall remain available for obligation until September 30, 1991: Provided, That of the funds provided for operating
expenses for fiscal year 1990, in this or any other Act, not less than
$567,000,000 shall be available for drug enforcement activities and not
less than $168,467,000 shall be available for environmental protection
activities]: Provided \further\, That the number of aircraft on hand
at any one time shall not exceed two hundred and [fourteen] twentytwo, exclusive of planes and parts stored to meet future attrition:
Provided further, That none of the funds appropriated in this or any
other Act shall be available for pay or administrative expenses in
connection with shipping commissioners in the United States: Provided further, That none of the funds provided in this Act shall be
available for expenses incurred for yacht documentation under 46
U.S.C. 12109, except to the extent fees are collected from yacht
owners and credited to this appropriation [: Provided further, That
none of the funds appropriated under this Act shall be used by the
Secretary of Transportation to close any Coast Guard search and
rescue stations, or to close or decommission any unit of the United
States Coast Guard unless such closure or decommissioning was provided for in the Budget of the United States, and its supporting
documentation, and was agreed to by the Congress in this Act, as
provided for in its legislative history, including Committee reports].
(Department of Transportation and Related Agencies Appropriations
Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

69-0201-0-1-403

Program by activities:
Direct program:
00.01
Search and rescue
00.02
Aids to navigation
00.03
Marine safety
00.04
Marine environmental protection
00.05
Enforcement of laws and treaties
00.06
Ice operations
00.07
Defense readiness
00.08
Headquarters administration

1989 actual

1990 est.

405,251
392,024
113,345
127,308
625,330
73,665
100,118
127,449

422,257
399,982
118,929
144,691
676,773
74,573
99,752
133,294

494,627
463,271
140,413
181,178
798,855
86,565
107,145
137,066

Total direct program
Reimbursable program

1,964,490
73,531

2,070,251
47,373

2,409,120
47,867

10.00

437,300
78,932
23,000

00.91
01.01

Total obligations

2,038,021

2,117,624

2,456,987

-42,029
-614
-30,600
-30,288

-40,700
-830
-30,508
-5,318
-17,769

-40,880
-669
-30,600
-5,718
-17,769

Financing:
Offsetting collections from:
11.00
Federal funds
11.00
Federal funds: Drug enforcement
13.00
Trust funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year

A-940

pt« S-cSSttS
2ei

THE

General and special funds—Continued
Program and Financing (in thousands of dollars)—Continued

24.40
25.00
27.00
39.00

40.00
40.00
40.00
41.00
42.00
43.00

Unobligated balance available, end of year...
Unobligated balance lapsing
Reduction pursuant to P.L. 99-177
Budget authority
t authority:
Appropriation
Reduction pursuant to P.L. 101-164..
Reduction pursuant to P.L. 99-177....
Transferred to other accounts
Transferred from other accounts
Appropriation (adjusted)

1989 actual
17,769
124

1990 est.

1991

est.

17,769
73

1,952,383

2,040,341

2,361,351

1,881,883

1,922,000
-5,766
-28,415
-7,478
160,000

2,361,351

70,500
1,952,383

2,040,341

2,361,351

1,934,490
463,127
-490,950
-9,062

2,040,268
490,950
-484,319
2,046,899

2,349,007

Direct:
Military:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment
Civilian:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Military:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment
Civilian:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

37,085

37,129

37,548

36,705

37,129

37,224

4,576

4,632

4,777

4,456
142

4,602
120

4,716
120

131

131

131

131

131

131

17

17

17

16

16

16

2,379,120
484,319
-514,432

1,897,606

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year...,
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..,

19
91

Personnel Summary

OPERATING EXPENSES—Continued

Identification code 69-0201-0-1-403

BUDGET FOR FISCAL YEAR

ACQUISITION, CONSTRUCTION, AND IMPROVEMENTS
90.00

Outlays

Funds for operating expenses represent more than twothirds of the total Coast Guard program level. To carry out its
unique duties as a peacetime operating agency and one of the
military services, the Coast Guard employs multipurpose vessels, aircraft, and shore units, strategically located along the
coasts and inland waterways of the United States and in
selected areas overseas. In 1991, the search and rescue, enforcement of laws and treaties, and aids to navigation programs will continue to account for the major portion of the
budget. The 1991 request reflects a continued drug interdiction emphasis, while at the same time an increased effort to
protect the environment.
The request includes $140 million in lieu of "services-inkind'' to the Coast Guard for services and supplies funded in
1990 by the Department of Defense.
Object Classification (in thousands of dollars)
Identification code 6 9 - 0 2 0 1 - 0 - 1 - 4 0 3

11.1
11.3
11.5
11.7
11.8
11.9
12.1
12.2
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
43.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Military personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Interest and dividends
Subtotal, direct obligations
Reimbursable obligations
Total obligations




1989 actual

1990 est.

1991 est.

130,589
6,885
5,713
821,524
1,996

131,489
6,932
5,752
829,620
2,010

136,461
7,188
5,965
862,080
2,085

966,707
26,045
89,953
2,448
61,627
39,612
23,019
29,834
83,354
5,637
281,084
236,627
86,301
253
1,612
377

975,803
26,224
90,840
2,565
63,846
44,454
28,746
33,341
92,328
5,984
313,909
263,553
95,748
776
1,710
441

1,013,779
27,195
93,996
3,435
65,953
49,099
31,353
44,659
123,574
8,016
421,634
363,654
129,070
879
2,290
534

1,934,490
103,531

2,040,268
77,356

2,379,120
77,867

2,038,021

2,117,624

2,456,987

For necessary expenses of acquisition, construction, rebuilding, and
improvement of aids to navigation, shore facilities, vessels, and aircraft, including equipment related thereto, [$445,500,000, of which
$7,500,000 shall be derived by transfer from "Operating expenses"]
$419,536,000, to remain available until September 30, [1994, of which
$132,700,000 shall be available to acquire, repair, renovate or improve
vessels, small boats and related equipment; $204,200,000 shall be
available to acquire new aircraft and increase aviation capability;
$15,900,000 shall be available for command, control and communications and related systems; $71,100,000 shall be available for shore
facilities and aids to navigation facilities; and $21,600,000 shall be
available for personnel, survey and design, and related costs: Provided, That the Secretary of Transportation shall issue regulations requiring that written warranties shall be included in all contracts with
prime contractors for major systems acquisitions of the Coast Guard:
Provided further, That any such written warranty shall not apply in
the case of any system or component thereof that has been furnished
by the Government to a contractor: Provided further, That the Secretary of Transportation may provide for a waiver of the requirements
for a warranty where: (1) the waiver is necessary in the interest of
the national defense or the warranty would not be cost effective; and
(2) the Committees on Appropriations of the Senate and the House
of Representatives, the Committee on Commerce, Science, and Transportation of the Senate, and the Committee on Merchant Marine and
Fisheries of the House of Representatives are notified in writing of
the Secretary's intention to waive and reasons for waiving such requirements: Provided further, That the requirements for such written
warranties shall not cover combat damage: Provided further, That the
unexpended balances of the appropriation "Coast Guard Shore Facilities" shall be transferred to and merged with this appropriation, and
remain available for obligation until September 30, 1993] 1995. (Department of Transportation and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 2 4 0 - 0 - 1 - 4 0 3

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Search and rescue
00.02
Aids to navigation
00.03
Marine safety
00.04
Marine environmental protection
00.05
Enforcement of laws and treaties
00.06
Ice operations
00.07
Defense readiness

41,755
34,163
7,592
18,979
159,427
110,080
7,592

49,500
40,500
9,000
22,500
189,000
130,500
9,000

48,180
39,420
8,760
21,900
183,960
127,020
8,760

00.91
01.01

Total direct program
Reimbursable program

379,587
30,840

450,000
31,000

438,000
31,000

10.00

Total obligations

410,427

481,000

469,000

A-941

DEPARTMENT OF TRANSPORTATION

11.00
21.40
24.40
25.00
39.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

-31,000
-129,571
111,107

444,164

419,536

445,300

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 101-164
41.00 Transferred to other accounts
42.00 Transferred from other accounts

-31,000
-135,407
129,571

435,800

Budget authority

-30,840
-80,083
135,407
889

438,000
-1,314

426,536

-9,500

-7,000
7,478

Appropriation (adjusted)

435,800

444,164

419,536

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

379,587
511,292
-556,588
765

450,000
556,588
-632,830

438,000
632,830
-665,830

335,056

373,758

Other than full-time permanent
Other personnel compensation
Military personnel

11.3
11.5
11.7

405,000

43.00

90.00

Outlays

Total obligations

99.9

385,500
50,300

444,164

Distribution of outlays by account:
Acquisition, construction and improvements
Coast Guard shore facilities

332,134
2,922

373,758

419,536

405,000

17,709
1,192
902
2,616
575
670
140
45,003
47,017
246,115
17,648

21,840
1,200
960
2,641
937
852
128
42,600
46,860
259,562
72,420

23,478
1,290
1,032
1,618
922
838
126
41,500
45,412
250,520
71,264

450,000
31,000

438,000
31,000

481,000

469,000

330
327

387
359

403
395

224

230

238

195
3

227
3

231
3

Personnel Summary
Military:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

Distribution of budget authority by account:
Acquisition, construction and improvements
Coast Guard shore facilities

23
235
13,148

410,427

Subtotal, direct obligations
Reimbursable obligations

99.0
99.0

22
218
12,230

379,587
30,839

Total personnel compensation
Civilian personnel benefits
Military personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

11.9
12.1
12.2
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

22
160
10,379

Civilian:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

NOTES
The amount in 1990 for budget authority transferred from Operating Expenses, set by the appropriation language above,
was reduced by P.L 99-177.
Excludes $7,000 thousand in budget authority in 1991 for activities transferred to Coast Guard environmental compliance
and restoration. Comparable amounts for 1989 ($4,000 thousand) and 1990 ($2,891 thousand) are included above.

The Acquisition, Construction, and Improvements (AC&I)
appropriation provides for the major acquisition, construction,
and improvement of vessels, aircraft, information management resources, shore units, and aids-to-navigation. AC&I
projects are those in which estimated costs are $200 thousand
or more and in which the project involves either new construction or renewal of at least 75 percent of the original
facility. Most of the facilities financed by this appropriation
are multi-mission in nature and are required by the Coast
Guard in the performance of its operational and regulatory
missions.
Vessels.—During 1991, funding is requested to continue the
major renovation of the 378-foot high endurance cutters, and
continue the renovation of the 210-foot medium endurance
cutters, and the 180-foot oceangoing buoy tenders. These programs enhance Coast Guard's critical multimission capabilities by improving overall readiness and maintenance posture.
Aircraft—During
1991, continuing progress will be made in
acquiring replacement aircraft and aircraft sensors to enhance search and rescue and law enforcement missions.
Funds to replace medium range law enforcement helicopters
operating in the waters of the southeastern U.S. are requested. Improvements to the HH-65 helicopter will continue. Acquisition of the TALON System for helicopters landing aboard
ship will be continued.
Shore Facilities.—In 1991, procurement of shore facility
projects will include new construction, renovations, improvements, and replacements of existing facilities. These projects
range from Search and Rescue station rehabilitations and
moorings improvements to a service-wide program to improve
Coast Guard housing units.
Object Classification (in thousands of dollars)

COAST GUARD ENVIRONMENTAL COMPLIANCE AND RESTORATION
ACCOUNT

For necessary expenses to carry out the Coast Guard's environmental
compliance and restoration functions under Chapter 19 of Title lk
United States Code, $7,000,000. (Additional authorizing legislation to
he proposed.)
Program and Financing (in thousands of dollars)
Identification code 69-0230-0-1-304

1989 actual

1990 est.

1991 est.

10.00

Program by activities:
Total obligations

7,000

39.00

Financing:
Budget authority

7,000

42.00

Budget authority:
Transferred from other accounts

7,000

43.00

Appropriation (adjusted)

7,000

71.00
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

7,000
-6,000

Outlays

1,000

Note.—Includes $7,000 thousand in budget authority in 1991 for activities previously financed from:
[In thousands of dollars]
1989
$4,000

Acquisition, construction and improvements

1990
$2,891

The Coast Guard Environmental Compliance and Restoration account consolidates resources provided to Coast Guard
to carry out its environmental compliance and restoration
responsibilities resulting from the construction and operation
of former and current Coast Guard facilities.
Object Classification (in thousands of dollars)

Identification code 69-0240-0-1-403

11.1

Direct obligations:
Personnel compensation:
Full-time permanent




1989 actual

1990 est.

1991 est.
Identification code 69-0230-0-1-304

7,148

9,369

10,072

21.0
25.0

Travel and transportation of persons
Other services

1989 actual

1990 est.

1991 est.
981
420

A-942

MS FXJSNJS

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

ALTERATION OF BRIDGES

COAST GUARD ENVIRONMENTAL COMPLIANCE AND RESTORATION

(Proposed for later transmittal, proposed legislation)

ACCOUNT—Continued
Program and Financing (In thousands of dollars)

Object Classification (in thousands of dollars)—Continued

Identification code 6 9 - 0 2 4 4 - 2 - 1 - 4 0 3
Identification code 6 9 - 0 2 3 0 - 0 - 1 - 3 0 4

1989 actual

1990 est.

26.0
31.0

Supplies and materials..
Equipment

700
4,899

99.9

Total obligations..

7,000

Program and Financing (in thousands of dollars)
1989 actual

Program by activities:
Total obligations (object class 25.0)

39.00

40.00
40.00
42.00
43.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Transferred from other accounts
Appropriation (adjusted)

1991 est.

16,175

4,200

-516
-156
-6,082
4,079

-700

-700

-4,079
2,902

-2,902
2,755

2,323

6,353

8,500

2,330
-7

5,000

-6,353

. Relation of obligations to outlays:
71.00 Obligations incurred, net
73.40 Obligated balance transferred, net
74.40 Obligated balance, end of year

-6,500
-11,496
6,296
-11,700

Outlays

Legislation has been proposed to transfer this program to
the U.S. Army Corps of Engineers.

For retired pay, including the payment of obligations therefor otherwise chargeable to lapsed appropriations for this purpose, and payments under the Retired Serviceman's Family Protection and Survivor Benefits Plans, and for payments for medical care of retired
personnel and their dependents under the Dependents Medical Care
Act (10 U.S.C. ch. 55), [$420,800,000] $437,300,000. (Department of
Transportation and Related Agencies Appropriations Act, 1990.
Program and Financing (in thousands of dollars)

2,323

6,353

6,500
11,496
-6,296

5,900

11,700

1991 est.

335,225
1,084
14,702
6,782
33,800

361,421
1,079
15,397
7,153
35,750

370,196
1,030
17,434
9,315
39,325

391,593

420,800

437,300

410,800

420,800

437,300

1990 est
2,323
5,900

1991 est
6,353
11,700

391,593
45,053
-44,918
—5,530

420,800
44,918
-44,918

437,300
44,918
-44,918

386,198

420,800

437,300

2,323
5,900

This appropriation provides the Government's share of the
costs for altering or removing bridges determined to be obstructions to navigation. Generally, bridges to be altered were
built with what are now insufficient vertical and/or horizontal clearances for free navigation on navigable waters of the
United States. In 1991, $6.4 million is requested to continue
alteration of the Norfolk Southern Railroad bridge over the
Mississippi River, Hannibal, Missouri and for alteration of the
CSX Railroad bridge over the Pascagoula River, Pascagoula,
Mississippi. The request for 1991 also includes funds to begin
alterations on the Burlington Northern Railroad bridge over
the Mississippi River at Burlington, Iowa.

Total obligations

Financing:
25.00 Unobligated balance lapsing
40.00

-6,353
-11,700

13,500
18,297

1990 est.

10.00

3,500
13,896
-11,496

1989 actual
13,500
18,297

1989 actual

Program by activities:
00.01 Regular military personnel
00.02 Former Lighthouse Service personnel
00.03 Reserve personnel
00.04 Survivor benefit programs
00.05 Medical care

[In thousands of dollars]




700
-2,755
2,902

Budget authority (appropriation)

Identification code 6 9 - 0 2 4 1 - 0 - 1 - 4 0 3

SUMMARY OF BUDGET AUTHORITY AND OUTLAYS

Total:
Budget authority
Outlays

-7,200

Financing:
14.00 Offsetting collections from: Non-Federal sources..
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing

6,353

18,297

Enacted/requested:
Budget authority
Outlays
Proposed for later transmittal under proposed legislation-.
Budget authority
Outlays

Program by activities:
Total obligations (object class 25.0)

RETIRED PAY

15,659
16,690
-13,896
-156

Outlays

1991 est.

7,200

13,500

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
78.00 Adjustments in unexpired accounts
90.00

1990 est.

13,500

Financing:
14.00 Offsetting collections from: Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

1990 est.

90.00

For necessary expenses for alteration or removal of obstructive
bridges, [$2,330,000] $6,853,000, to remain available until expended.
(Department of Transportation and Related Agencies Appropriations
Act, 1990.)

10.00

10.00

40.00

ALTERATION OF BRIDGES

Identification code 6 9 - 0 2 4 4 - 0 - 1 - 4 0 3

1989 actual

1991 est.

71.00
72.40
74.40
77.00
90.00

19,207

Budget authority (appropriation)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Outlays

This appropriation provides for retired pay of military personnel of the Coast Guard and Coast Guard Reserve, members
of the former Lighthouse Service, and for annuities payable to
beneficiaries of retired military personnel under the retired
serviceman's family protection plan (10 U.S.C. 1431-46) and
survivor benefits plans (10 U.S.C. 1447-55); and for payments
for medical care of retired personnel and their dependents
under the Dependents Medical Care Act (10 U.S.C., ch. 55).
The following tabulation shows the average number of personnel on the rolls during 1989 compared with estimated
numbers for 1990 and 1991:
AVERAGE NUMBER
Category:
Commissioned officers
Warrant officers
Enlisted personnel

1989 actual
4,159
3,627
15,251

1990 est
4,233
3,662
15,504

1991 est
4,398
3,695
15,724

A-943

DEPARTMENT OF TRANSPORTATION
65
1,925

Total

58
2,074

40
2,296

25,027

Former Lighthouse Service personnel
Reserve personnel

25,531

26,153

Object Classification (in thousands of dollars)
1989 actual

Identification code 69-0241-0-1-403

1990 est.

1991 est.

13.0
25.0
26.0

Benefits for former personnel
Other services
Supplies and materials

357,793
33,799
1

385,050
35,748
2

397,975
39,323
2

99.9

Total obligations

391,593

420,800

437,300

RESERVE TRAINING

For all necessary expenses for the Coast Guard Reserve, as authorized by law; maintenance and operation of facilities; and supplies,
equipment, and services; [$72,800,0003 $78,932,000. (Department of
Transportation and Related Agencies Appropriations Act, 1990.

3 actual

Identification code 69-0242-0-1-403

11.1
11.3
11.5
11.7
11.9
12.1
12.2
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
42.0

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel
Total personnel compensation
Civilian personnel benefits
Military personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

1990 est.

1,676

1991 est.

1,800
10
80
51,000

1,900
10
80
55,810

50,943
355
2,615
3,902
574
630
370
76
2,517
4,146
732

52,890
360
4,900
4,000
580
650
390
80
2,600
4,300
844
20

57,800
370
5,200
4,200
600
680
410
100
3,100
5,000
1,452
20

77
49,190

1990 est.

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

66,860
5

71,614
80

78,932
80

99.9

Program and Financing (in thousands of dollars)
Identification code 69-0242-0-1-403

Object Classification (in thousands of dollars)

Total obligations

66,865

71,694

79,012

599
599

599
599

599
599

112

112

112

106
1

106
2

106
2

1991 est.
Personnel Summary

Program by activities:
Direct program:
00.01
Initial training
00.02
Continuing training
00.03
Operation and maintenance of training facilities
00.04
Administration

3,940
39,030
10,150
13,740

3,012
44,237
10,425
13,940

4,288
48,348
11,016
15,280

00.91
01.01

Total direct program
Reimbursable program

66,860
5

71,614

78,932

10.00

Total obligations

66,865

71,694

79,012

11.00
21.40
24.40
25.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

-5
-74
69
145

-80

-80

ZZZ"

67,000

71,614

78,932

67,000

72,800
-218
-968

78,932

Appropriation (adjusted)

67,000

71,614

78,932

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

66,860
6,454
-6,140
-773

71,614
6,140
-7,266

78,932
7,266
-8,367

66,401

70,488

77,831

Budget authority

40.00
40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L 101-164
Reduction pursuant to P.L. 99-177

43.00

90.00

Outlays

The Coast Guard Reserve Forces provide qualified individuals and trained units for active duty in event of conflict,
national emergency, or natural and man-made disasters. The
Reservists maintain their readiness through realistic, coordinated mobilization exercises, formal military training and
duty along side regular Coast Guard personnel during routine
and emergency operations. The 1990 Selected Reserve program level will be expanded from a funded strength of 12,050
to 12,700 in FY 1991.
DAYS OF TRAINING
Initial training: Initial active duty for training
Continuing training: Selected Reserve (with pay):
Active duty training
Drill training
Other Ready Reserve (without pay):
Active duty for training
Drill training




Civilian:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-69
69

39.00

Military:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

RESEARCH, DEVELOPMENT, TEST, AND EVALUATION

For necessary expenses, not otherwise provided for, for applied
scientific research, development, test, and evaluation; maintenance,
rehabilitation, lease and operation of facilities and equipment, as
authorized by law, [$20,800,000] $23,000,000, to remain available
until expended: Provided, That there may be credited to this appropriation funds received from State and local governments, other
public authorities, private sources, and foreign countries, for expenses
incurred for research, development, testing, and evaluation. (Department of Transportation and Related Agencies Appropriations Act,
1990.
Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 2 4 3 - 0 - 1 - 4 0 3

Program by activities:
Direct program:
00.01
Search and rescue
00.02
Aids to navigation
00.03
Marine safety
00.04
Marine environmental protection
00.05
Enforcement of laws and treaties
00.06
Ice operations
00.07
Defense readiness
00.91
01.01

Total direct program
Reimbursable program

10.00

Total obligations

1989 actual

1990 est.

1991 est.

3,595
4,320
2,096
1,466
4,427
739
1,287

3,970
3,940
2,015
5,061
4,307
483
1,224

4,350
4,315
2,206
5,543
4,717
529
1,340

17,930
703

21,000
650

23,000
1,000

18,633

21,650

24,000

Financing:
11.00 Offsetting collections from: Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year

-703
-966
1,836

-650
-1,836
1,301

-1,000
-1,301
1,301

18,800

20,465

23,000

18,800

20,800
-62

23,000

89 actual
83,579

1990 est.
85,800

1991 est.
118,000

149,321
261,673

150,000
262,900

157,500
276,000

39.00

986
5,812

800
7,500

800
7,500

40.00
40.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164

FEDERAL LAW ENFORCEMENT TRAINING CENTER—Continued
Federal Funds—Continued

A-944

THE BUDGET FOR FISCAL YEAR 1991
Unobligated balance available, end of year

24.40

General and special funds—Continued
RESEARCH, DEVELOPMENT, TEST, AND EVALUATION—Continued

Identification code 6 9 - 0 2 4 3 - 0 - 1 - 4 0 3

40.00
43.00

1989 actual

Reduction pursuant to P.L. 99-177
Appropriation (adjusted)

1991 est.

-273
18,800

23,000

21,000
13,933
-17,632

23,000
17,632
-18,632

18,086

Outlays

20,465

17,930
14,089
-13,933

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1990 est.

17,301

22,000

The Coast Guard's Research and Development (R&D) program seeks to maintain the technological base in areas crucial
to the successful execution of the Coast Guard's operational
and regulatory missions. The R&D program includes the development of techniques, methods, hardware, and systems
which directly contribute to increasing the productivity and
effectiveness of operating forces. Tests and evaluations are
carried out in conjunction with research and development.
The 1991 request will provide for increases in support of Coast
Guard's overall mission.

11.1
11.3
11.5
11.7
11.9
12.1
12.2
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

69-0243-0-1-403

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel

1990 est.

Total obligations

2,655
150
100
1,978

2,837
160
108
2,138

4,389
414
141
411
76
444
190
10
7,941
2,251
1,663

4,883
435
178
467
86
460
217
25
10,204
2,190
1,855

5,243
465
187
524
97
518
230
28
11,478
2,285
1,945

21,000
650

23,000
1,000

21,650

24,000

Personnel Summary
Military:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.
Civilian:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

42
42

42
42

48
48

71

71

78

65
2

70
1

76
1

Program and Financing (in thousands of dollars)

10.00

Program by activities:
Total obligations

Financing:
21.40 Unobligated balance available, start of year...




5,700

5,700

35,509
2,924
-23,544

5,620
23,544
-22,664

5,700
22,664
-21,864

6,500

6,500

This fund insures immediate cleanup of oil or other hazardous polluting substances spilled into the navigable waters of
the United States, adjoining shorelines or waters of the contiguous zone. The fund is used when a spill occurs and the
responsible owners or operators of a vessel, onshore facility,
or offshore facility do not accomplish immediate cleanup with
their own resources. Expenditures from the fund are later
reimbursed by the responsible owners or operators.
Object Classification (in thousands of dollars)
Identification code

21.0
25.0
26.0

69-5168-0-2-304

Travel and transportation of persons
Other services
Supplies and materials
Total obligations

1989 actual

1990 est.

1991 est.

248
26,810
8,451

28
5,478
114

28
5,558
114

35,509

5,620

5,700

The Secretary of Transportation is authorized to issue to the Secretary of the Treasury notes or other obligations in such amounts and
at such times as may be necessary to the extent that appropriations
are not adequate to meet the obligations of the Fund: Provided, That
none of the funds in this Act shall be available for the implementation or execution of programs the obligations for which are in excess
of $60,000,000 in fiscal year [1990] 1991 for the "Offshore Oil Pollution Compensation Fund". (Department of Transportation and Related
Agencies Appropriations Act, 1990.)
Amounts Available for Appropriation (in thousands of dollars)
Identification code

01.01

69-5167-0-2-304

Unappropriated balance, start of year: U.S. securities:
Par value
Receipts:
Collections
Interest on investments

02.01
02.02

02.99
Total receipts
04.00 Total available for appropriation
07.01 Unappropriated balance, end of year: U.S. securities: Par
value

1989 actual

1990 est.

1991 est.

127,300

147,891

167,369

5,731
14,860

6,700
12,778

8,900
17,855

147,891
147,891

167,369
167,369

193,924
193,924

147,891

167,369

193,924

Program and Financing (in thousands of dollars)

POLLUTION FUND

Identification code 6 9 - 5 1 6 8 - 0 - 2 - 3 0 4

Outlays

30,980

OFFSHORE OIL POLLUTION COMPENSATION FUND
2,529
144
91
1,625

18,633

Subtotal, direct obligations
Reimbursable obligations

90.00

2,851

1991 est.

17,930
703

Total personnel compensation
Civilian personnel benefits
Military personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

99.9

Object Classification (in thousands of dollars)
Identification code

71.00
72.40
74.40

2,851

14,888

Budget authority (appropriation) (permanent,
indefinite)

60.00

Program and Financing (in thousands of dollars)—Continued

2,771

1989 actual

1990 est.

1991 est.

Identification code

10.00

69-5167-0-2-304

Program by activities:
Total obligations

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
39.00

35,509
-7,299

5,620
-2,771

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year..

5,700
-2,851

1990 est.

1991 est.

64

150

200

-1,246
798

-23
-361

-8
-226

23
361

8
226

8
26

64
48

150
27

200

Budget authority..

71.00
72.40

1989 actual

27

A-945

DEPARTMENT OF TRANSPORTATION
74.40
90.00

Obligated balance, end of year..

Intragovernmental funds:
85

Outlays

150

200

The Offshore Oil Compensation Fund pays compensation for
damages, including cleanup, resulting from oil spills associated with oil production on the Outer Continental Shelf.

21.0
25.0
26.0
99.9

Travel and transportation of persons
Other services
Supplies and materials
Total obligations

Program and Financing (in thousands of dollars)
Identification code 6 9 - 4 5 3 5 - 0 - 4 - 4 0 3

10.00

Object Classification (in thousands of dollars)
Identification code 6 9 - 5 1 6 7 - 0 - 2 - 3 0 4

COAST GUARD SUPPLY FUND

1989 actual

1990 est.

1991 est.

3
6
55

18
112
20

20
160
20

64

150

200

Program by activities:
Total obligations (object ciass 26.0)

1991 est.

72,758

75,669

-70,308
5,765

-65,661
-7,005

-67,158
-8,419

-314
237

-237
145

-145
53

77
8,032
-11,310

92
11,310
-11,002

92
11,002
-10,694

-3,201

400

400

Budget authority

39.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

90.00

DEEPWATER PORT LIABILITY FUND

1990 est.

64,620

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

71.00
72.90
74.90

The Secretary of Transportation is authorized to issue, and the
Secretary of the Treasury is authorized to purchase, without fiscal
year limitation, notes or other obligations in such amounts and at
such times as may be necessary to the extent that available appropriations are not adequate to meet the obligations of the Fund: Provided, That none of the funds in this Act shall be available for the
implementation or execution of programs the obligations for which
are in excess of $50,000,000 in fiscal year [1990J 1991 for the "Deepwater Port Liability Fund". (Department of Transportation and Related Agencies Appropriations Act, 1990.)

1989 actual

Outlays

The Coast Guard supply fund, in accordance with 14 U.S.C.
650, finances the procurement of uniform clothing, commissary provisions, general stores, technical material, and fuel
for vessels over 180 feet in length. The fund is normally
financed by reimbursements from sale of goods.

COAST GUARD YARD FUND
Program and Financing (in thousands of dollars)

Amounts Available for Appropriation (in thousands of dollars)
Identification code 6 9 - 4 7 4 3 - 0 - 4 - 4 0 3
Identification code 6 9 - 5 1 7 0 - 0 - 2 - 3 0 4

01.01
02.00
04.00
07.01

1989 actual

1990 est.

Unappropriated balanced, start of year: U.S. securities:
Par value
Receipts
Total available for appropriation

4,627
719
5,346

5,346
269
5,615

5,615
655
6,270

Unappropriated balanced, end of year: U.S. securities:
Par value

5,346

5,615

6,270

Program and Financing (in thousands of dollars)
Identification code 6 9 - 5 1 7 0 - 0 - 2 - 3 0 4

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
39.00

1989 actual

1990 est.

-31
-30

-4
-57

4
57

4
57

1991 est.

-4
-57
4
57

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
90.00

Outlays

The Deepwater Port Act of 1974 provided a system for
determination and settlement of claims for all cleanup costs
and damages incurred as a result of discharges of oil into the
marine environment from deepwater port activities. The
Deepwater Port Act Amendments of 1984 suspended the twocent-per barrel fee to be assessed against all oil delivered at
deepwater ports and to be deposited in this fund. The collection of this fee may not resume unless the fund balance falls
below $4,000,000. Additional funds are not requested for 1991.



1989 actual

1990 est.

1991 est.

1991 est.

Program by activities:
Operating expenses:
00.01
Cost of goods sold
00.02
Other

13,425
26,278

12,914
25,283

13,731
26,880

00.91
Total operating expenses
01.01 Capital investment: Purchase of equipment

39,703
1,957

38,197
850

40,611
925

10.00

41,660

39,047

41,536

-45,801
-84

-40,359
-50

-35,571
-50

-27,923
32,148

-32,148
33,510

-33,510
27,595

-4,226
25,600
-18,041

-1,362
18,041
-22,641

5,915
22,641
-23,556

3,334

-5,962

5,000

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
Budget authority

39.00
71.00
72.90
74.90

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

90.00

Outlays

This fund finances industrial operation of the Coast Guard
Yard, Curtis Bay, MD (14 U.S.C.). The yard finances its operations out of advances received from Coast Guard appropriations and other agencies for all direct and indirect costs.
ANALYSIS BY TYPE OF WORK
[Percent]

Vessel repairs and alterations
Vessel construction
Boat repairs and construction
Fabrication of special and miscellaneous items
Total

1989 actual
75
10
1
14
100

1990 est
79
3

1991 est
73
10

1

1

17

16

100

100

A-946

F^IFUKSS

THE BUDGET FOR FISCAL YEAR 1991

Intragovernmental funds—Continued

nancial assistance to the States and Territories is proposed to
be $30 million in 1991. In addition, $30 million will be expended in 1991 for Operating Expenses.

COAST GUARD YARD F U N D — C o n t i n u e d
Object Classification (in thousands of dollars)

Object Classification (in thousands of dollars)

Identification code 6 9 - 4 7 4 3 - 0 - 4 - 4 0 3

1989 actual

1990 est.

1991 est.

Identification code 6 9 - 8 1 4 9 - 0 - 7 - 4 0 3

11.1
11.3
11.5
11.7

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Military personnel

15,107
281
2,746
483

14,942
420
3,108
721

16,503
464
3,465
797

11.9
12.1
12.2
21.0
22.0
23.3
25.0
26.0
31.0
43.0

Total personnel compensation
Civilian personnel benefits
Military personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment
Interest and dividends

18,617
2,878
27
98
63
1,385
2,143
14,259
2,187
3

19,191
2,133
65
148
72
1,296
2,000
12,092
2,050

21,229
2,475
72
113
88
1,348
2,087
12,274
1,850

41,660

39,047

41,536

99.9

Total obligations

25.0
41.0
99.9

Civilian:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

24

24

24

24

24

24

654

654

654

608
69

632
56

632
56

Trust Funds
BOAT SAFETY

For payment of necessary expenses incurred for recreational boating safety assistance under Public Law 92-75, as amended,
$30,000,000, to be derived from the Boat Safety Account and to
remain available until expended. (Department of Transportation and
Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 1 4 9 - 0 - 7 - 4 0 3

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 State recreational boating safety programs
00.02 Operating expenses: Coast Guard

28,714
30,600

29,312
30,508

29,400
30,600

10.00

59,314

59,820

60,000

-1,000
686

-686
686

-686
686

59,000

59,820

60,000
-180

1991

est.

30,600
28,714

30,508
29,312

30,600
29,400

59,314

59,820

60,000

Identification code 2 0 - 8 1 4 7 - 0 - 7 - 4 0 3

02.01
02.02
02.03
02.04

Unappropriated balance, start of year:
U.S. securities:
Par value
Unrealized discount
Receipts:
Motorboat fuels tax
Excise taxes on sport fishing equipment
Import duties on tackle and yachts
Interest on investments

1989 actual

1990

est.

1991 est.

428,950
-4,105

448,419
-2,163

447,545
-2,000

110,917
76,188
46,722
37,410

117,000
85,788
28,512
21,000

121,000
99,111
30,130
22,000

271,237

252,300

262,841

696,082
4,105

698,556
2,163

708,386
2,000

-1,000

-1,000

-1,000

Total receipts
Total:
04.00
Available for appropriation
04.10
Not available for appropriation (unrealized discounts).
Appropriations:
National Park Service (Department of the Interior):
Land and Water Conservation Fund (Motorboat
05.01
fuels tax)
U.S. Coast Guard (Department of Transportation):
05.02
Boat safety (motorboat fuels tax)
Operating expenses (motorboat fuels tax)
05.03
United States Fish and Wildlife Service (Department
of the Interior):
05.04
Sport fish restoration account

-30,000
-30,000

-29,910
-29,910

-30,000
-30,000

-186,663

-190,191

-212,400

05.99

-247,663

-251,011

-273,400

448,419
-2,163

447,545
-2,000

434,986
-2,000

02.99

07.01
07.02

Total appropriations
Unappropriated balance, end of year:
U.S. securities:
Par value
Unrealized discount

The Internal Revenue Code of 1954, as amended, and the
Federal Boat Safety Act of 1971 (Public Law 92-75), as amended, provide for the transfer of Highway Trust Fund revenue
derived from the motor boat fuel tax and certain other taxes
to the Aquatic Resources Trust Fund. The Secretary of the
Treasury estimates the amounts to be so transferred. In turn,
appropriations are authorized from this fund to meet expenditures for recreational boating safety assistance and other programs specified by law.

60,000

60,000

est.

Amounts Available for Appropriation (in thousands of dollars)

01.01

Military:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

Total obligations

1990

AQUATIC RESOURCES TRUST FUND

01.02

Personnel Summary

Other services
Grants, subsidies, and contributions

1989 actual

60,000

Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

40.00
40.00
40.50
43.00

Budget authority
Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Balance of appropriation to liquidate contract authority
withdrawn
Appropriation (adjusted)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

Outlays

Amounts Available for Appropriation (in thousands of dollars)

-1,000
59,000

59,820

60,000

59,314
19,061
-20,463

59,820
20,463
-20,463

60,000
20,463
-20,463

57,912

59,820

60,000

Identification code 6 9 - 8 1 2 5 - 0 - 7 - 3 0 4

01.01

This account provides financial assistance for the development and implementation of a coordinated national recreational boating safety program. The amount provided as fi


OIL SPILL LIABILITY TRUST FUND

02.00

Unappropriated balance, start of year: U.S. securities:
Par value
Receipts

04.00 Total available for appropriation
07.01 Unappropriated balance, end of year: U.S. securities: Par
value

1989 actual

1990 est.

1991 est.

124,000

124,000
238,000

124,000

362,000

124,000

362,000

The Budget Reconciliation Act of 1989, Public Law 101-239,
initiates the collection of receipts into the Oil Spill Liability
Trust fund, effective January 1, 1990.

DEPARTMENT OF TRANSPORTATION

A-949

MARITIME ADMINISTRATION
Trust Funds

Revenue is derived from a surcharge placed on sales (14
U.S.C. 487).

COAST GUARD GENERAL GIFT FUND
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 5 3 3 - 0 - 7 - 4 0 3

10.00

Program by activities:
Total obligations

Outlays

Identification code 6 9 - 9 9 8 1 - 0 - 8 - 4 0 3

80

80

-15
-140

-10
-160

-10
-160

10
160

10
160

10
160

80

80

-4

80
4
-4

80
4
-4

80

80

-15

This trust fund, maintained from gifts and bequests, is used
for purposes as specified by the donor in connection with the
Coast Guard training program (10 U.S.C. 2601).
Object Classification (in thousands of dollars)
Identification code 6 9 - 8 5 3 3 - 0 - 7 - 4 0 3

Object Classification (in thousands of dollars)

1991 est.

-15

Budget authority (appropriation) (permanent,
indefinite)

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

1990 est.

-19

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

1989 actual

1989 actual

f \ Arr
A
A - ^ 4
I

1990 est.

1991 est.

25.0
26.0
31.0

Other services
Supplies and materials
Equipment

-20
3
2

62
10
8

62
10
8

99.9

Total obligations

-15

80

80

23.3
25.0
26.0
31.0
99.9

1989 actual

1990 est.

1991 est.

Total obligations

19
3,934
1,382
26

20
4,232
1,487
28

21
4,579
1,580
26

5,361

Communications, utilities, and miscellaneous charges
Other services
Supplies and materials
Equipment

5,767

6,206

MARITIME ADMINISTRATION
The Maritime Administration is responsible for programs
authorized by the Merchant Marine Act, 1936, as amended,
and other related acts, to promote a strong U.S. Merchant
Marine. Emphasis is placed on increasing the competitiveness
and productivity of the U.S. maritime industries as well as
ensuring adequate seafaring manpower for peacetime and national emergencies. Programs include: providing subsidy aid
for operation of U.S.-flag operators; the administration of the
Federal Ship Financing Fund loan portfolio; reimbursing the
Commodity Credit Corporation for the expanded cargo preference requirement in the Food Security Act of 1985; the preservation and maintenance of merchant ships retained in the
National Defense Reserve Fleet including the Ready Reserve
Force; emergency planning and coordination; and conducting
Federal technology assessment projects.
The following table shows the funding for the Maritime
Administration programs:
[In thousands of dollars]

1989 actual

MISCELLANEOUS TRUST REVOLVING FUNDS
Program and Financing (in thousands of dollars)
Identification code 6 9 - 9 9 8 1 - 0 - 8 - 4 0 3

1989 actual

1990 est.

1991 est.

Program by activities:
00.01 Cadet activities
00.02 Surcharge collections, sales of commissary stores

5,078
283

5,484
283

5,923
283

10.00

5,361

5,767

6,206

Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

Total budget authority
-5,078
-407

-5,484
-231

-5,923
-231

-409
533

-533
481

-481
429

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year
74.10 Receivables in excess of obligations, end of year

-124
-398
124

52
-124
97

52
-97
70

90.00

-399

25

25

3 9 0ft

Riirtaet a u t h o r i t y

Outlays

Distribution of outlays by account:
Cadet activities
Surcharge collections, sales of commissary stores

-275
-124

25

25

The Coast Guard cadet fund is used by the Superintendent
of the Coast Guard Academy to receive, plan, control, and
expend funds for personal expenses and obligations of Coast
Guard cadets.
The Coast Guard surcharge collections, sales of commissary
stores fund is used to finance expenses incurred in connection
with the operation of the Coast Guard commissary stores.



Budget authority:
Ship construction (transfer)
Ocean freight differential
Operations and training
Ready reserve force
Special studies, services, and projects
Gifts and bequests
Operating-differential subsidies: (Appropriation to liquidate contract authority)

Program level (obligations):
Ship construction
Ocean freight differential
Operations and training
Ready reserve force
Federal ship financing fund
Vessel operations revolving fund
War risk insurance revolving fund
Special studies, services, and projects
Gifts and bequests
Total program level
Outlays:
Ship construction
Operating-differential subsidies
Ocean freight differential
Operations and training
Ready reserve force
Federal ship financing fund
Vessel operations revolving fund
War risk insurance revolving fund
Special studies, services, and projects
Gifts and bequests
Total outlays

1990 est.

1991 est.

43,776
66,250
110,751
3
2

-2,250
48,230
67,300
89,000
100
10

45,843
71,687
225,000
100
10

(223,015)

(225,870)

(261,200)

220,782

202,390

342,640

1

464
48,230
70,509
101,194
-46,310
24,312
-1,070
100
10

28,544

197,439

293,556

212,295
43,776
75,160
48,191
-237,845
-20,898
-1,455
57
5

500
225,870
48,230
73,762
120,218
-47,243
15,600
-900
100
10

903
224,200
45,843
73,640
166,000
-48,014
5,298
-900
100
10

119,286

436,147

467,080

43,776
87,639
98,557
-257,434
56,999
-994

45,843
71,687
225,000
-48,014
-1,070
100
10

ADMINISTRATION—Continued
AftiO4MARITIME Federal Funds—Continued
—i7 o

THE BUDGET FOR FISCAL YEAR 1991

Federal Funds

ations under existing operating-differential subsidy contracts.
The budget reflects no new contract authority on the basis
that the obligations under the existing contracts were incurred when the contracts were signed.

General and special funds:
SHIP CONSTRUCTION
Program and Financing (in thousands of dollars)
Identification code 6 9 - 1 7 0 8 - 0 - 1 - 4 0 3

10.00

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year

1990 est.

41.22

464
Identification code 6 9 - 1 7 5 1 - 0 - 1 - 4 0 3

-2,714

-2,714
2,714

10.00
-2,250

Budget authority

39.00

Budget authority:
Transferred to other accounts

43.00

-2,250

Appropriation (adjusted)

903

500

Outlays

1989 actual

903

Unobligated balances will be used to settle outstanding
claims in this account.

90.00

1991 est.

48,230

45,843

43,776

48,230

45,843

48,230
-48,230

45,843
-45,843

43,776
-43,776

48,230
-48,230

45,843
-45,843

43,776

48,230

45,843

43,776
2,416
-1,988
-428

48,230
1,988
-1,988

45,843
1,988
-1,988

43,776

Budget authority:
Current:
Appropriation
Portion applied to debt reduction
Permanent:
60.00
Appropriation
60.47
Portion applied to debt reduction
Authority to borrow (P.L 99-198) (46 U.S.C.
67.10
1241b)

71.00
72.47
74.47
77.00

1990 est.

43,776

48,230

45,843

40.00
40.47

464
939
-903

939
-939

Program by activities:
Total obligations (object class 22.0)

Financing:
39.00 Budget authority

-2,250

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
90.00

OCEAN FREIGHT DIFFERENTIAL

1991 est.

Program and Financing (in thousands of dollars)

Program by activities:
Total obligations (object class 41.0)

21.40
24.40

1989 actual

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Authority to borrow..
Obligated balance, end of year-. Authority to borrow....
Adjustments in expired accounts
Outlays..

OPERATING-DIFFERENTIAL SUBSIDIES

Public Law 99-198 amended section 901 of the Merchant
Marine Act to increase from 50 to 75 percent the amount of
For the payment of obligations incurred for operating-differential
subsidies as authorized by the Merchant Marine Act, 1936, as amend- agricultural commodities under specified programs that must
ed, [$225,870,000] $261,200,000, to remain available until expended. be carried on U.S.-flag vessels. The increased cost associated
(If6 U.S.C. 1173; Departments of Commerce, Justice, and State, the with this expanded U.S.-flag shipping requirement stems from
Judiciary, and Related Agencies Appropriations Act, 1990.)
higher rates charged by U.S.-flag carriers compared with foreign-flag carriers. The Maritime Administration is required to
Program and Financing (in thousands of dollars)
reimburse the Department of Agriculture for ocean freight
differential costs for the added tonnage above 50 percent.
1991 est.
1989 actual
1990 est.
Identification code 6 9 - 1 7 0 9 - 0 - 1 - 4 0 3
These reimbursements are funded through borrowings from
the Treasury. This account has a permanent, indefinite approFinancing:
priation to liquidate debt provided in Public Law 100-202 to
39.00 Budget authority
cover these costs.
(LIQUIDATION OF CONTRACT AUTHORITY)

Budget authority:
Appropriation
Portion applied to liquidate contract authority
40.50 Balance of appropriation to liquidate contract authority withdrawn

40.00
40.49

Relation of obligations to outlays:
71.00 Obligations incurred, net
Obligated balance, start of year:
72.40
Appropriation
72.49
Contract authority
Obligated balance, end of year:
74.40
Appropriation
74.49
Contract authority
77.00 Adjustments in expired accounts
90.00

Outlays

248,900

225,870

261,200

-223,015

- 225,870

- 261,200

—25,885

24,952
2,044,362

35,673
1,795,462

35,673
2,116,170

-35,673
-1,795,462
-25,885

-35,673
-2,116,170
546,578

-72,673
-1,854,970

212,295

225,870

224,200

Status of Unfunded Contract Authority (in thousands of dollars)

OPERATIONS AND TRAINING

For necessary expenses of operations and training activities authorized by law, [$65,050,0003 $71,687,000, to remain available until
expended [, and in addition $2,250,000 shall be derived from unobligated balances of "Ship Construction'^: Provided, That reimbursements may be made to this appropriation from receipts to the "Federal Ship Financing Fund" for administrative expenses in support of
that program in addition to any amount heretofore appropriated:
Provided further, That the unexpended balances of the appropriation
"Research and Development" shall be transferred to and merged with
this appropriation. (46 U.S.C. 867, 1111, 1114, 1151, 1161, 1171, 1177,
1241; 50 U.S.C. App. 1744', Departments of Commerce, Justice, and
State, the Judiciary, and Related Agencies Appropriations Act, 1990;
additional authorizing legislation to be proposed.)
Program and Financing (in thousands of dollars)

Unfunded balance;start of year
Adjustment in expired accounts
Appropriation to liquidate contract authority
Unfunded balance, end of year

2,044,362
-25,885
-223,015

1,795,462
546,578
-225,870

2,116,170
-261,200

1,795,462

2,116,170

1,854,970

Identification code 6 9 - 1 7 5 0 - 0 - 1 - 4 0 3

The Merchant Marine Act of 1936, as amended, provides for
operating subsidies to be paid to qualified operators of U.S.flag vessels. The 1991 request provides funds for current oper


Program by activities:
Direct program:
Maritime education and training:
00.01
Merchant Marine Academy
00.02
State marine schools
00.03
Additional training
00.10
National security support capability

1989 actual

20,611
26,062
1,499
7,497

1990 est.

21,445
9,900
1,568
8,259

25,205
8,872
1,613
7,902

M RTM
A,, E

DEPARTMENT OF TRANSPORTATION

00.20
00.21
00.22

Operating programs:
Development of waterborne transportation systems.
Use of waterborne transportation systems
General administration

979
8,922
22,069

874
8,923
19,540

904
8,990
18,201

00.91
01.01

Total direct program
Reimbursable program

87,639
22,878

70,509
27,000

71,687
27,000

10.00

Total obligations

110,517

97,509

98,687

-22,878
-1,990
-22,608
3,208

-27,000

-27,000

66,250

67,300

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

Budget authority

^ZSS^SSS

A-949

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

665

645

717
7

696
7

698
7

404

404

418

367
14

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

645

395
14

415
14

-3,208
71,687
READY RESERVE FORCE

Budget authority:
40.00 Appropriation
42.22 Transferred from other accounts

66,250

65,050
2,250

71,687

Appropriation (adjusted)

66,250

67,300

71,687

87,639
7,910
-18,399
-1,990

70,509
18,399
-15,146

71,687
15,146
-13,193

75,160

73,762

73,640

43.00

71.00
72.40
74.40
78.00
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts
Outlays

Distribution of outlays by account:
Operations and training
Research and development

72,878
2,282

For necessary expenses to acquire and maintain a surge shipping
capability in the National Defense Reserve Fleet in an advanced state
of readiness and related programs, [$89,000,000] $225,000,000, to
remain available until expended: Provided, That reimbursement may
be made to the Operations and Training appropriation for expenses
related to this program. (Departments of Commerce, Justice, and State,
the Judiciary, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 1 7 1 0 - 0 - 1 - 0 5 4

71,762
2,000

71,028
2,612

00.01
00.02
00.03
10.00

This appropriation finances costs incurred by headquarters
and region staffs in the administration and direction of Maritime Administration programs; the total cost of officer training at the U.S. Merchant Marine Academy as well as Federal
financial support to six State maritime academies; preservation and maintenance of merchant ships retained in the National Defense Reserve Fleet for use in a national emergency;
planning for coordination of U.S. maritime industry activities
under emergency conditions; and Federal technology assessment projects designed to achieve advancements in ship
design, construction and operations. In 1991, a program for
sharing training vessels among the State schools is proposed.
Object Classification (in thousands of dollars)
Identification code 6 9 - 1 7 5 0 - 0 - 1 - 4 0 3

11.1
11.3
11.5
11.8

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1989 actual

1990 est.

1991 est.

26,496
2,089
1,057
548

25,302
2,189
1,061
465

27,181
2,246
1,089
477

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
41.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Grants, subsidies, and contributions
Insurance claims and indemnities

30,190
5,325
2
953
58
2,611
60
3,546
319
36,597
3,893
1,714
58
2,309
4

29,017
5,854
70
1,000
56
3,017
92
4,315
398
20,045
3,242
1,183

30,993
6,243
70
1,000
56
3,317
92
4,605
323
16,443
3,242
3,183

2,200
20

. 2,100
20

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

87,639
22,878

70,509
27,000

71,687
27,000

110,517

97,509

98,687

99.9

Total obligations




Program by activities:
Fleet additions
Maintenance and operations
Facilities
Total obligations

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
40.00
71.00
72.40
74.40
90.00

Budget authority (appropriation)

1989 actual

1990 est.

1991 est.

22,231
73,693
2,633

1,000
96,194
4,000

49,400
171,600
4,000

98,557

101,194

225,000

-12,194
12,194

Outlays

89,000

225,000

98,557
-50,366

101,194
50,366
-31,342

225,000
31,342
-90,342

48,191

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

110,751

120,218

166,000

This appropriation provides funding for the Ready Reserve
Force (RRF), which is comprised of Government-owned, U.S.flag merchant ships laid up in the National Defense Reserve
Fleet (NDRF). The RRF is maintained in an advanced state of
readiness to meet surge shipping requirements during a national emergency. Funding for this program was transferred
from Navy appropriations beginning in 1989.
The appropriation provides for vessel acquisition, RRF ship
activations and deactivations" required to test ship reactivation readiness, maintaining RRF ships in an advanced state of
reactivation readiness and associated costs of berthing ships
at dispersed locations, special programs in support of the
RRF, and long-term capital improvements at the fleet sites.
Increased funding in 1991 will also provide for the resumption of the acquisition of ships for the RRF fleet. Growth of
the RRF fleet is needed to avoid jeopardizing an already
marginal ability to provide basic logistic support to our deployed forces during the initial surge period of an armed
conflict. With this level of funding, MarAd will get back on
track toward meeting with the Department of Defense requirement of attaining a 142 ship RRF fleet by 1994.
Object Classification (in thousands of dollars)
Identification code 6 9 - 1 7 1 0 - 0 - 1 - 0 5 4

21.0
23.3
25.0
26.0

Travel and transportation of persons
Communications, utilities, and miscellaneous charges
Other services
Supplies and materials

1989 actual

736
7,200
67,245
1,020

1990 est.

1,100
7,200
91,394
500

1991 est.

1,100
7,200
166,800
500

A-950

FXJSNJS

MS

THE BUDGET FOR FISCAL YEAR 1991
MEMORANDUM

General and special funds—Continued
2299

READY RESERVE FORCE—Continued

U.S. contingent liability for guaranteed loans
outstanding, end of year

3,602,312

3,304,187

3,055,437

Object Classification (in thousands of dollars)—Continued
Identification code 6 9 - 1 7 1 0 - 0 - 1 - 0 5 4

31.0

1989 actual

1991 est.

22,356

Total obligations

1,000

49,400

98,557

Equipment

99.9

1990 est.

101,194

225,000

—

Public enterprise funds:
FEDERAL SHIP FINANCING FUND
Program and Financing (in thousands of dollars)
Identification code 6 9 - 4 3 0 1 - 0 - 3 - 4 0 3

1989 actual

Program by activities:
00.01 Operating expenses
00.02 Interest payments to the Treasury
01.01 Capital investment

12,455
16,267

10.00

1990 est.

28,722

40.00
40.47

100,000

183,900

129,900

1989 actual

-35,710

-34,414

-22,083
-4,647
-68,911
-182,871

-25,000
-3,000
-125,000
-41,500

-25,000
-3,000
-87,500
-28,000

-167,682

-23,115
-402,000

-25,425
-446,000

25,425
446,000

29,439
490,000

23,115
402,000

Budget authority..
Budget authority:
Appropriation
Portion applied to debt reduction..

515,000
-515,000

-46,310

-48,014
-17,069

1,586
18,002

17,069

17,069

-237,845

Outlays..

-18,002

-47,243

-48,014

1988 actual

Assets:
Selected assets:
Fund balance with Treasury..
Accounts receivable (net)....
Loans receivable (net)
Vessels
Other assets (net)

1989 actual

Total liabilities

1290

Outstanding, end of year

1991 est.

1,294,446

1,260,898
150,000

1,401,898
100,000

-4,646
-6,000
-22,902

-3,000
-6,000
1,401,898

1,492,898

Status of Guaranteed Loans (in thousands of dollars)
Identification code 6 9 - 4 3 0 1 - 0 - 3 - 4 0 3

1989 actual

1990 est.

1991 est.

35,710

34,414

179,310

131,014

1989 actual

1990 est.

1991 est.

168,168
42,141
489,504
160,530

407,113
21,525
616,089
121,483

453,423
20,787
577,089
176,483

501,437
20,287
539,589
192,483

1,166,210

1,227,782

1,253,796

15,035
16,084

2,783

2,045

1,545

515,000
18,213
546,119

Government equity:
Selected equities:
Unexpended budget authority:
Unobligated balance
Undelivered orders
Invested capital

-3,000
-6,000

1,260,898

Cumulative balance of direct loans outstanding:
Outstanding, start of year
Disbursements: Disbursements for guarantee loan claims
Repayments:
1251
Repayments and prepayments
1252
Repayments of defaulted guaranteed loans
1262 Adjustments: Write-offs for defaults
1210
1232

1990 est.

96,600

860,343

Liabilities:
Selected liabilities: Accounts payable including
funded accrued liabilities
Interest payable
Debt issued under borrowing authority: Borrowing from Treasury
Other liabilities

Status of Direct Loans (in thousands of dollars)
Identification code 6 9 - 4 3 0 1 - 0 - 3 - 4 0 3

143,600

Financial Condition (in thousands of dollars)

Total assets

-257,434

143,500
-46,900

313,822

Net income for the year

194,500
-50,900

7,644

Nonoperating income:
Interest from U.S. securities

1991 est.

306,178

Operating income or loss ( —):
Revenue
Expense

1990 est.

354,543
-48,365

29,900

-7,644

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.10 Receivables in excess of obligations, start of year..
72.90 Obligated balance, start of year: Fund balance
74.10 Receivables in excess of obligations, end of year....
90.00

33,900

Revenue and Expense (in thousands of dollars)

Net operating income or loss ( - )

Financing:
Offsetting collections from:
11.00
Federal funds
Non-Federal sources:
14.00
Insurance premiums and fees
14.00
Repayment of loans
14.00
Sale of assets
14.00
Interest and other income
Unobligated balance available, start of year
21.90
Treasury balance
21.91
U.S. securities: Par value
Unobligated balance available, end of year:
24.90
Treasury balance
24.91
U.S. securities: Par value
39.00

1991 est.

150,000

Total obligations

The Merchant Marine Act of 1936, as amended, established
the Federal ship financing fund to assist in the development
of the U.S. merchant marine by guaranteeing construction
loans and mortgages on U.S.-flag vessels built in the United
States. No new commitments for loan guarantees are projected for 1991.
Administrative expenses incurred in the operation of the
Federal ship financing fund are paid from income to the fund.
In 1991 the estimate includes $100 million as a contingency
against possible defaults. The fund receives income from insurance premiums on construction loans and mortgages, fees,
and interest on mortgages held directly.

Total Government equity..

20,996

2,045

1,545

167,681
11,509
135,034

425,115

471,425

519,439

720,099

"754," 312

732,812

314,224

1,145,214

1,225,737

1,252,251

The 1989 end of year balance in the Federal Ship Financing
Fund is primarily a result of sale of assets, court decisions in
favor of the fund, normal collection of periodic loan guarantee
fees, interest income and the lack of any significant defaults
during 1989.
Object Classification (in thousands of dollars)

Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2251 Repayments and prepayments
2261 Adjustments: Terminations for default that result
in direct loans

3,863,993
-261,681

2290

3,602,312

Outstanding, end of year




Identification code 6 9 - 4 3 0 1 - 0 - 3 - 4 0 3

3,602,312
-150,000

3,304,187
-150,000

-148,125
3,304,187

1989 actual

-98,750

25.0
33.0
43.0

Other services
Investments and loans...
Interest and dividends...

99.9

Total obligations..

28,722

1991 est.

16^267

3,055,437

1990 e

12,455

33,900
150,000

29,900
100,000

183,900

129,900

M RTM
A,, E

DEPARTMENT OF TRANSPORTATION

^TeTrlS^ntud

VESSEL OPERATIONS REVOLVING FUND

WAR RISK INSURANCE REVOLVING FUND

Program and Financing (iR thousands of dollars)

Program and Financing (in thousands of dollars)

Identification code 6 9 - 4 3 0 3 - 0 - 3 - 4 0 3

10.00

1989 actual

Program by activities:
Total obligations (object class 25.0)

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.

71.00
72.10
72.40
74.40
78.00
90.00

1990 est.

1991 est.

106,758

11.00
17.00
21.90

39.00

A-951

94,312

70,000

-49,759
-5,956

-70,000

-70,000

-75,355
24,312

-24,312

56,999
-68,335
-3,607
- 5,956

Outlays

-20,898

15,600

12,319
-7,021
5,298

The Maritime Administration is authorized to reactivate,
operate, deactivate, and charter merchant vessels. These operations are financed by the vessel operations revolving fund. In
addition, the fund is available to finance the necessary expenses to protect, maintain, preserve, acquire, and use vessels
involved in mortgage foreclosure or forfeiture proceedings instituted by the United States; and to process advances received from Federal agencies.
Funds are reimbursed to this fund for various DOD/Navysponsored activities, such as the operation of activated RRF
vessels, installation of sealift enhancement features and other
special projects. Expenses are principally financed by reimbursements from Federal agencies.

40
290

40
290

10.00

202

330

330

-1,196

-1,400

-1,400

-1,177
-15,430

-521
-17,080

-521
-18,150

521
17,080

521
18.150

521
19,220

-994
-936
476

-1,070
-476
646

-1,070
-646
816

-1,455

-900

-900

Total obligations (object class 25.0)

39.00

71.00
72.10
74.10
90.00

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Receivables in excess of obligations, end of year
Outlays

The Maritime Administration is authorized to insure
against loss or damage from marine war risks until commercial insurance can be obtained on reasonable terms and conditions. This insurance includes war risk hull and disbursements interim insurance, war risk protection and indemnity
interim insurance, second seamen's war risk interim insurance, and war risk cargo insurance standby program. Authority to underwrite insurance was extended to June 30, 1995,
under Public Law 101-115.
Revenue and Expense (in thousands of dollars)

Operating income: Vessel operations:
Revenue
Expense

150,546
-97,080

Net income or loss ( - )

1989 actual
1990 est.

1991 est.

94,312
-94,312

70,000
-70,000

53,466

1991 est.

30
172

Revenue and Expense (in thousands of dollars)
1989 actual

1990 est.

Program by activities:
00.01 Underwriting agents' fees
00.02 Appraisal contractors' fees

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year:
21.90
Treasury balance
21.91
U.S. securities: Par value
Unobligated balance available, end of year:
24.90
Treasury balance
24.91
U.S. securities: Par value

24,312
3,607
-12,319

1989 actual

11.00

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

Identification code 6 9 - 4 3 0 2 - 0 - 3 - 4 0 3

1990 est.

1991 est.

Operating income or loss:
Revenue
Expense

-184

-330

-330

Net operating loss
Nonoperating income: Interest from U.S. securities

-184
1.196

-330
1,400

-330
1,400

1,012

1,070

1,070

Net income for the year
Financial Condition (in thousands of dollars)
1988 actual

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable (net)
Other assets (net)
Total assets
Liabilities:
Total liabilities: Accounts payable including
funded accrued liabilities
Government equity:
Selected equities:
Unexpended budget authority:
Unobligated balance
Undelivered orders
Unfinaneed budget authority:
Unfilled customer orders
Invested capital
Total Government equity




1989 actual

1990 est.

Financial Condition (in thousands of dollars)

1991 est.

1988 actual

7,020
51,209
162,479

27,918
24,026
195,518

28,000
24,026
195,518

28,000
24,026
195,518

220,708

247,462

247,544

247,544

Assets:
Selected assets:
Fund balance with Treasury
U.S. securities (par)
Accounts receivable (net)
Total assets

28,438

1,726

1,726

1,726

78,355
62,992

24,312
70,673

50,087

50,087

-108,556
159,479

-44,980
195,731

195,731

195,731

192,270

245,736

245,818

245,818

Total Government equity

1990 est.

1991 est.

241
15,429
975

46
17,080
611

46
18,132
611

46
19,202
611

16,645

17,737

18,789

19,859

118

118

118

16,607

17,601
18

18,671

19,741

16,607

17,619

18,671

19,741

Liabilities:
Selected liabilities: Accounts payable including
funded accrued liabilities
Government equity:
Selected equities:
Unexpended budget authority:
Unobligated balance
Undelivered orders

1989 actual

MARITIME ADMINISTRATION—Continued
Trust Funds

THE BUDGET FOR FISCAL YEAR 1991
covered into the Treasury as miscellaneous receipts. (Departments of
Commerce, Justice, and State, the Judiciary, and Related Agencies
Appropriation Act, 1989.)

Trust Funds
SPECIAL STUDIES* SERVICES AND PROJECTS
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 5 4 7 - 0 - 7 - 4 0 3

10.00

1989 actual

Program by activities:
Total obligations (object class 25.0)

71.00
72.40
74.40
90.00

Budget authority (appropriation)
indefinite)

1991 est.

100

Financing:
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
60.00

1990 est.

100

-50
50

-47
50

-50
50

(permanent,
3

100

100
508
-508

100
508
-508

57

Outlays

100

565
-508

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

SAINT LAWRENCE SEAWAY DEVELOPMENT
CORPORATION

100

100

This trust fund is maintained to finance joint projects with
non-Federal organizations. These projects have been related
primarily to port and intermodal analysis and planning, and
ship operating systems.

Federal Funds
Public enterprise funds:
SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION

The Saint Lawrence Seaway Development Corporation is hereby
authorized to make such expenditures, within the limits of funds and
borrowing authority available to the Corporation, and in accord with
law, and to make such contracts and commitments without regard to
fiscal year limitations as provided by section 104 of the Government
Corporation Control Act, as amended, as may be necessary in carrying out the programs set forth in the Corporation's budget for the
current fiscal year. (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 4 0 8 9 - 0 - 3 - 4 0 3

1989 actual

1990 est.

1991 est.

00.01
00.02

Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 5 0 3 - 0 - 7 - 4 0 3

10.00

1989 actual

Program by activities:
Total obligations (object class 25.0)

71.00
72.40
74.40
90.00

Budget authority (appropriation)
indefinite)
Relation of obligations to outlays:
Obligation incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1991 est.

1

10

10

-10
-25

-10
-25

-10
-25

10
25

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance
24.41
U.S. securities: Par value
60.00

1990 est.

10
25

10
25

(permanent,
2

10

10

1
6
-2

10
2
-2

10
2
-2

5

10

10

The Secretary of Transportation is authorized to accept,
hold, administer, and utilize gifts and bequests of property.
Proceeds are used in accordance with the terms of the gift or
bequest.

9,101
2,026

9,837
2,924

10,255
1,894

10.00

GIFTS AND BEQUESTS

Program by activities:
Operations and maintenance
Replacement and improvements
Total obligations

11,127

12,761

12,149

-11,097
-1,420

-11,375
-1,400

-10,749
-1,400

-3,200
-10,061

-3,200
-11,451

-3,200
-11,451

3,200
11,451

3,200
11,451
14

3,200
11,451

-1,390
851
-307

-14
307
-293

Financing:
Offsetting collections from:
13.00
Trust funds
14.00
Non-Federal sources: Revenue
Unobligated balance available, start of year
21.47
Authority to borrow
21.90
Fund balance
Unobligated balance available, end of year:
24.47
Authority to borrow
24.90
Fund balance
27.00 Reduction pursuant to P.L. 99-177
39.00

71.00
72.90
74.90
90.00

Budget authority
Relation of obligations to outlays:
Obligations incurred, net.
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance
Outlays




-845

The Saint Lawrence Seaway Development Corporation is a
wholly owned Government Corporation responsible for the
operation, maintenance and development of the United States
portion of the St. Lawrence Seaway between Montreal and
Lake Erie. Major priorities are to control Seaway Corporation
costs and to encourage increased use of the Seaway system.
Appropriations from the Harbor Maintenance Trust Fund
are intended to finance the operation and maintenance of the
portion of the Seaway for which the Corporation is responsible.
Revenue and Expense (in thousands of dollars)

ADMINISTRATIVE PROVISIONS—MARITIME ADMINISTRATION

Notwithstanding any other provision of this Act, the Maritime
Administration is authorized to furnish utilities and services and
make necessary repairs in connection with any lease, contract, or
occupancy involving Government property under control of the Maritime Administration, and payments received therefor shall be credited to the appropriation charged with the cost thereof: Provided,
That rental payments under any such lease, contract, or occupancy
for items other than such utilities, services or repairs shall be covered
into the Treasury as miscellaneous receipts.
No obligations shall be incurred during the current fiscal year from
the construction fund established by the Merchant Marine Act, 1936,
or otherwise, in excess of the appropriations and limitations contained in this Act or in any prior appropriation Act, and all receipts
which otherwise would be deposited to the credit of said fund shall be

293
-293

1989 actual

1990 est.

1991 est.

Operating income or loss:
Operating program:
Revenue:
Trust funds
Other

11,097
1,420

11,375
1,386

10,749
1,400

Total revenue

12,517

12,761

12,149

1,926
7,175

2,020
7,817

2,115
8,140

9,101

9,837

10,255

pense:
Administrative
Operations
Total expense

Net operating income

3,416

2,160

2,190

-2,160

-2,190

1,289

Net income or loss ( - ) for the year

1,894

-2,127

Net nonoperating loss

2,924

2,127

Nonoperating income or loss:
Provision for depreciation and losses

764

-296

Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 0 0 3 - 0 - 7 - 4 0 3

10.00

Assets:
Selected assets:
Fund balance with Treasury
Accounts receivable, net
Accrued tolls, receivable unbilled
Selected assets, supplies
Fixed assets, net

1989 actual

1990 est.

1991 est.

40.00
40.00
43.00

10,996
2,466
339
780
95,064

Liabilities:
Selected liabilities:
Accounts payable including funded accrued liabilities

11,401
1,806
495
877
94,666

11,513
1,806
495
877
94,010

109,645

Total assets

11,822
1,806
495
877
94,748
109,748

109,245

108,701

1989 actual

Program by activities:
Total obligations (object class 25.0)..

Budget authority:
Appropriation
Reduction pursuant to P.L 99-177..
Appropriation (adjusted)..

1991 e

11,097

11,375

10,749

11,375

10,749

11,097

11,400

10,749

-25

11,097

10,749

11,375

10,749

89
-730

730

10,456

Outlays..

11,375

11,097

Relation obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year..
74.40 Obligated balance, end of year....
90.00

1990 est.

11,097

Financing:
39.00 Budget authority

Financial Condition (in thousands of dollars)
1988 actual

A-953

OFFICE OF THE INSPECTOR GENERAL
Federal Funds

DEPARTMENT OF TRANSPORTATION

12,105

10,749

2,554

2,554

13,042
1,609

13,140
1,609

12,780
1,609

OFFICE OF THE INSPECTOR GENERAL

-3,200
97,230

-3,200
95,743

-3,200
95,142

-3,200
94,958

107,291

Total Government equity

2,554

11,884
1,377

Government equity:
Selected equities:
Unexpended budget authority:
Unobligated balance:
Undelivered orders
Unfinanced budget authority:
Borrowing authority
Invested capital

2,354

The Water Resources Development Act of 1986 authorizes
use of the Harbor Maintenance Trust Fund as the source of
funding for the Corporation's operations and maintenance activities.

107,194

106,691

106,147

Object Classification (in thousands of dollars)
Identification code 6 9 - 4 0 8 9 - 0 - 3 - 4 0 3

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

4,625
172
311

4,735
185
321

5,061
198
345

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

5,108
1,356
267
132
279
58
893
1,008
778
1,248

5,241
1,440
278
160
291
60
1,317
1,050
2,079
845

5,604
1,592
290
163
303
63
1,146
1,094
370
1,524

11,127

12,761

Federal Funds
General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the Office of the Inspector General to
carry out the provisions of the Inspector General Act of 1978, as
amended, [$32,100,000] $33,987,000. (Department of Transportation
and Related Agencies Appropriations Act, 1990.)

12,149

99.9

Total obligations

Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 1 3 0 - 0 - 1 - 4 0 7

1989 actual

1990 est.

1991 est.

Program by activities:
00.01

Direct program

28,902

31,678

01.01

Reimbursable program

465

100

125

10.00

Total obligations

29,367

31,778

34,112

-465
98

-100

-125

29,000

31,678

33,987

29,000

32,100

33,987

11.00
25.00
39.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance lapsing
Budget authority

33,987

Budget authority:
40.00

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

184

179

179

169
4

181
6

181
6

Appropriation

40.00

Personnel Summary

Reduction pursuant to P.L. 99-177

43.00

Appropriation (adjusted)

-422
29,000

31,678

33,987

28,902

31,678

33,987

2,455

2,463

4,308

-4,308

-4,622

29,832

33,673

Relation of obligations to outlays:
Obligations incurred, net

72.40

Obligated balance, start of year

74.40

Obligated balance, end of year

-2,463

77.00

Trust Funds

71.00

Adjustments in expired accounts

-1,140

90.00

Outlays

27,755

OPERATIONS AND MAINTENANCE

This appropriation finances the cost of conducting and supervising audits and investigations relating to the programs
For necessary expenses for operation and maintenance of those
portions of the Saint Lawrence Seaway operated and maintained by and operations of the Department to promote economy, effithe Saint Lawrence Seaway Development Corporation, [$11,400,000] ciency and effectiveness and to prevent and detect fraud and
$10,71^9,000, to be derived from the Harbor Maintenance Trust Fund, abuse in such programs and operations. It covers headquarpursuant to Public Law 99-662. (Department of Transportation and ters and field operations, general management, and adminisRelated Agencies Appropriations Act, 1990.)
tration.
(HARBOR MAINTENANCE TRUST FUND)




A-954

£g

WEE*

THE BUDGET FOR FISCAL YEAR

GENERAL-Conti,^

25.00

General and special funds—Continued
SALARIES AND EXPENSES—Continued

1989 actual

11.1
11.3
11.5

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Budget authority

14,800

17,158

16,723

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177

14,800

17,373
-215

16,723

14,800

17,158

16,723

14,690
2,659
-3,315
-592

17,595
3,315
-6,265

16,723
6,265
-6,281

13,442

14,645

16,707

43.00
17,913
261
404

18,967
247
542

19,683
245
440

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
42.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and Indemnities

18,578
3,081
15
1,700
14
1,675
53
543
100
2,257
164
722

19,756
3,248
15
1,838
31
2,000
68
570
108
3,671
175
195
3

20,368
3,500
15
1,906
42
2,112
70
554
106
4,631
300
380
3

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

28,902
465

31,678
100

33,987
125

29,367

31,778

34,112

467

470

456
3

470
3

470
3

71.00
72.40
74.40
78.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

470

Total obligations

99.9

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Federal Funds
General and special funds:
RESEARCH AND SPECIAL PROGRAMS

For expenses necessary to discharge the functions of the Research
and Special Programs Administration, and for expenses for conducting research and development, [$17,373,000] $16,723,000, of which
[$1,645,000] $1,555,000 shall remain available until expended: Provided, That there may be credited to this appropriation funds received from States, counties, municipalities, other public authorities,
and private sources for expenses incurred for training and for aviation information management. (Department of Transportation and
Related Agencies Appropriations Act, 1990; additional authorizing legislation has been proposed for $9,639,000.)

1989 actual

Outlays

The Research and Special Programs Administration serves
as a research, analytical, and technical development arm of
the Department for multimodal research and development, as
well as special programs. Particular emphasis is given to
transportation of hazardous cargo by all modes of transportation. In 1991, eight new positions are requested including two
additional inspectors to strengthen hazardous materials enforcement and three positions to transfer the procurement
function from the Transportation Systems Center (TSC).
Funding is also provided for the management and execution
of the Office of Aviation Information Management, Office of
Emergency Transportation, the Transportation Safety Institute and the TSC.
Object Classification (in thousands of dollars)
Identification code

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0
99.0
99.0
99.9

69-0104-0-1-407

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

7,457
600
20

6,626
1,106
373
15
799
174
343
4,927
24
18
285

7,127
933
262
9
1,079
188
174
7,747
38
38

8,077
1,076
250
6
1,214
180
174
5,681
40
25

17,595
1,500

16,723
1,500

16,151

Subtotal, direct obligations
Reimbursable obligations

6,507
600
20

14,690
1,461

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

6,041
572
13

19,095

18,223

156

163

171

154
1

173
1

179
1

Personnel Summary

Program and Financing (in thousands of dollars)
69-0104-0-1-407

90.00

11.1
11.3
11.5

RESEARCH AND SPECIAL PROGRAMS
ADMINISTRATION

Identification code

309

39.00

Object Classification (in thousands of dollars)
Identification code 6 9 - 0 1 3 0 - 0 - 1 - 4 0 7

Unobligated balance lapsing

1991

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Operations
00.02
Research and development
00.03
Grants

13,055
1,350
285

15,533
1,923
139

15,168
1,555

00.91
01.01

Total direct program
Reimbursable program

14,690
1,461

17,595
1,500

16,723
1,500

10.00

Total obligations

16,151

19,095

18,223

-1,325
-136
-592
-44
437

-1 400
-100

- 1 400
-100

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year




-437

PIPELINE SAFETY
(PIPELINE SAFETY FUND)

For expenses necessary to conduct the functions of the pipeline
safety program and for grants-in-aid to carry out a pipeline safety
program, as authorized by section 5 of the Natural Gas Pipeline
Safety Act of 1968 and the Hazardous Liquid Pipeline Safety Act of
1 9 7 9
> C$10,325,000,] $10,800,000, to be derived from the Pipeline
Safety Fund, of which [$5,250,000] $6,225,000 shall remain available
until expended. (Department of Transportation and Related Agencies
Appropriations Act, 1990.)

1989 actual

1990 est.

WORKING CAPITAL FUND, TRANSPORTATION SYSTEMS CENTER

1991 e

01.00
02.00

Unappropriated balance, start of year
Receipts

17,060
9,770

17,530
10,159

04.00
05.00
06.20
06.20

Total available for appropriation
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L 99-177

26,830
-9,300

27.689
-10,325
31
135

28,330
-10,800

07.00

Unappropriated balance, end of year

17,530

17,530

17,530

Program and Financing (in thousands of dollars)

17,530
10,800

Identification code 6 9 - 4 5 2 2 - 0 - 4 - 4 0 7

Note:—The 1989 receipts includes collections from prior-year assessments.

Program and Financing (in thousands of dollars)
Identification code 6 9 - 5 1 7 2 - 0 - 2 - 4 0 7

1989 actual

Program by activities:
00.01 Operations
00.02 Research and development
00.03 Grants
10.00

4,575
725
5,500

10,294

10,800

-132
-3
135
18

-135

9,300

10,325
-31
-135

10,800

10,159

10,800

9,281
5,166
-4,050
-5
-132

10,294
4,050
-3,704

10,800
3,704
-3,257

10,261

Outlays

10,800

9,300

Appropriation (adjusted)

10,159

10,640

11,247

The Research and Special Programs Administration is also
responsible for the Department's pipeline safety program,
which includes enforcement programs, research and development, and grants for State pipeline safety programs. In 1991,
nine new positions are requested including six inspector positions to strengthen enforcement.
Object Classification (in thousands of dollars)
Identification code 6 9 - 5 1 7 2 - 0 - 2 - 4 0 7

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

2,044
11
1

2,033
12
2

2,446
12
2

11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
41.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Grants, subsidies, and contributions

2,056
383
358
4
296
138
48
1,551
15
5
4,428

2,047
271
316
2
419
82
30
2,724
10
6
4,387

2,460
318
343
3
433
85
32
1,605
13
8
5,500

9,281

10,294

10,800

99.9

Total obligations




1991 est.

126,050

Financing:
Offsetting collections from:
Federal funds
11.00
Trust funds
13.00
14.00
Non-Federal sources
17.00 Recovery of prior year obligations
21.90 Unobligated balance available, start of year: Fund balance
24.90 Unobligated balance available, end of year: Fund balance.
39.00

1990 est.

140,000

151,025

-102,271
-13,915
—50
-777

-121,485
-16,529

-132,955
-18,070

-11,251
2,213

-2,213
227

-227
227

9,814
39,124
-47,880
-777

1,986
47,880
-49,866

49,866
-49,866

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.90 Obligated balance, start of year: Fund balance..
74.90 Obligated balance, end of year: Fund balance....
78.00 Adjustments in unexpired accounts
Outlays..

282

The Working Capital Fund finances multidisciplinary research, evaluation, analytical and related activities undertaken at the Transportation Systems Center (TSC) in Cambridge,
MA. The fund is financed through negotiated agreements
with the Office of the Secretary, Departmental operating administrations, and other governmental elements requiring the
Center's capabilities. These agreements also define the activities undertaken at TSC.
Object Classification (in thousands of dollars)
Identification code 6 9 - 4 5 2 2 - 0 - 4 - 4 0 7

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5
11.8

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

22,710
827
566
6

23,225
1,144
586
7

23,903
1,169
583
7

11.9
12.1
21.0
22.0
23.3
24.0
25.0
26.0
31.0
32.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

24,109
3,885
1,539
228
3,458
420
78,098
3,437
10,683
193

24,961
4,223
1,750
236
3,579
466
87,669
3,817
11,865
1,432

25,662
4,616
1,926
243
3,686
500
94,904
4,090
12,713
2,685

126,050

140,000

151,025

520

518

515

560
4

520
3

514
3

99.9

Total obligations
Personnel Summary

Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OFFICE OF THE SECRETARY
Federal Funds
General and special funds:
SALARIES AND EXPENSES

Personnel Summary
Total number of full-time permanent positions
;ompensable workyears: Full-time equivalent employment
Total c

1989 actual

Program by activities:
10.00 Total obligations

90.00

9,300

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts
90.00

5,184
723
4,387

9,281

Total obligations

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 101-164
40.00 Reduction pursuant to P.L. 99-177
43.00

1991 est.

4,193
697
4,391

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

1990 est.

A-955

Intragovernmental funds:

Amounts Available for Appropriation (in thousands of dollars)
Identification code 6 9 - 5 1 7 2 - 0 - 2 - 4 0 7

jgffiE

0FF,CE 0
F

DEPARTMENT OF TRANSPORTATION

48
48

51
50

60
55

[IMMEDIATE OFFICE OF THE SECRETARY]

[For necessary expenses of the Immediate Office of the Secretary,
$1,090,000.]

A - 9 5 6

S i

THE BUDGET FOR FISCAL YEAR 1991

L\-SRuEeIARY_Continued

General and special funds—Continued
SALARIES AND E X P E N S E S — C o n t i n u e d
[IMMEDIATE OFFICE OF THE DEPUTY SECRETARY]

[For necessary expenses of the Immediate Office of the Deputy
Secretary, $470,000.]

11.00
17.00
21.40
24.40
25.00
40.00

Financing:
Offsetting collections from: Federal funds
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

-5,286
-239
-636
2,242
449

-10,300

-2,242
925

-925
925

54,542

55,195

60,135

52,726
8,035
-10,332
-979
-239

56,512
10,332
--10,569
....
....

60,135
10,569
-11,042

49,211

Budget authority (appropriation)

-9,600

56,275

59,662

....

....

[ O F F I C E OF THE GENERAL C O U N S E L ]

[For necessary expenses of the Office of the General Counsel,
$6,120,000.]
[ O F F I C E OF THE ASSISTANT SECRETARY FOR POLICY AND
INTERNATIONAL A F F A I R S ]

[For necessary expenses of the Office of the Assistant Secretary for
Policy and International Affairs, $8,250,000.]
[ O F F I C E OF THE ASSISTANT SECRETARY FOR BUDGET AND
PROGRAMS]

71.00
72.40
74.40
77.00
78.00
90.00

[ O F F I C E OF THE ASSISTANT SECRETARY FOR GOVERNMENTAL
AFFAIRS]

Status of Direct Loans (in thousands of dollars)
Identification code 69-0102-0-1-407

1210

[For necessary expenses of the Office of the Assistant Secretary for
Governmental Affairs, $2,300,000.]
[ O F F I C E OF THE ASSISTANT SECRETARY FOR ADMINISTRATION]

[For necessary expenses of the Office of the Assistant Secretary for
Administration, $24,700,000.]
[ O F F I C E OF THE ASSISTANT SECRETARY FOR PUBLIC A F F A I R S ]

[For necessary expenses of the Office of the Assistant Secretary for
Public Affairs, $1,350,000.]
[ E X E C U T I V E SECRETARIAT]

[For necessary expenses of the Executive Secretariat, $835,000.]
[CONTRACT APPEALS B O A R D ]

[For necessary expenses of the Contract Appeals Board, $488,000.]
[ O F F I C E OF CIVIL R I G H T S ]

[For necessary expenses of the Office of Civil Rights, $1,315,000.]

1290

1991 est.

15,342

15,342

15,342

15,342

Outstanding, end of year

Identification code 6 9 - 0 1 0 2 - 0 - 1 - 4 0 7

[ O F F I C E OF ESSENTIAL AIR S E R V I C E ]

[ O F F I C E OF SMALL AND DISADVANTAGED BUSINESS UTILIZATION]

For necessary expenses of the [Office of Small and Disadvantaged
Business Utilization, $3,500,000] Office of the Secretary, $60,135,000 of
which $2,600,000 shall remain available until expended and shall be
available for the purposes of the Minority Business Resource Center
as authorized by 49 U.S.C. 332; and of which not to exceed $50,000
shall be available, as the Secretary may determine, for allocation
within the Department for official reception and representation expenses: Provided, That, notwithstanding any other provision of law,
funds available for the purposes of the Minority Business Resource
Center in this or any other Act may be used for business opportunities related to any mode of transportation. (Department of Transportation and Related Agencies Appropriations Act, 1990.)

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
33.0
41.0

Program and Financing (in thousands of dollars)
1991 est.

99.0
99.0
99.9

Program by activities:
Direct program:
00.01
General administration
00.02
Minority Business Resource Center

51,285
1,441

52,595
3,917

57,535
2,600

00.91
01.01

Total direct program
Reimbursable program

52,726
5,286

56,512
9,600

60,135
10,300

10.00

Total obligations

58,012

66,112

70,435




Cumulative balance of direct loans outstanding:
Outstanding, start of year

1990 est.

15,342

15,342

Object Classification (in thousands of dollars)

[For necessary expenses of the Office of Essential Air Service,
$1,727,000.]

1990 est.

1989 actual

General administration.—This appropriation finances the
costs of policy development and central supervisory and coordinating functions necessary for the overall planning and
direction of the Department. It covers the immediate secretarial offices as well as those of the assistant secretaries and the
general counsel. The budget reflects staff reductions associated with the proposed reduction in the Essential Air Service
program and funding of commercial space transportation
functions under a separate account.
The Minority Business Resource Center.—This activity provides contractual support for the Center to assist minority
business firms, entrepreneurs, and venture groups in securing
contracts and subcontracts arising out of projects that involve
Federal funding.

[ O F F I C E OF COMMERCIAL SPACE TRANSPORTATION]

[For necessary expenses of the Office of Commercial Space Transportation, $725,000.]

1989 actual

Outlays

Note—Excludes $750 thousand in budget authority in FY 1991 for activities transferred to Operations and Research-OCST
Comparable amounts for 1989 ($585 thousand) and 1990 ($725 thousand) are included above.

[For necessary expenses of the Office of the Assistant Secretary for
Budget and Programs, $2,325,000, including not to exceed $40,000 for
allocation within the Department of official reception and representation expenses as the Secretary may determine.]

Identification code 6 9 - 0 1 0 2 - 0 - 1 - 4 0 7

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in expired accounts
Adjustments in unexpired accounts

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments.

1990 est.

1991 est.

Subtotal, direct obligations.
Reimbursable obligations
Total obligations,

31,295
1,052
661
138

31,219
4,284
42
505
23
5,172
1,395
1,121
7,885
257

32,685
4,628
77
583
50
6,065
1,678
1,125
9,296
225

33,146
4,706
77
533
77
6,352
1,712
1,164
11,957
311

925
100

100

56,512
9,600

60,135
10,300

58,012

Grants, subsidies, and contributions

30,914
982
651
138

52,726
5,286

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges.
Printing and reproduction
Other services
Supplies and materials
Equipment
Investments and loans

28,408
1,930
763
118

66,112

70,435

663

682

654

648

657

642

284
539

.

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment

DEPARTMENT OF TRANSPORTATION
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

0FFICE 0F

5

5

5

19
34

14
47

15
48

TRANSPORTATION P L A N N I N G , RESEARCH, AND DEVELOPMENT

Program and Financing (in thousands of dollars)

Program by activities:
Direct program:
Transportation policy and planning
00.01
00.02
University research and internships
Office of Commercial Space Transportation
00.03
00.91

1989 actual

1990 est.

1991 est.

3,255
262
3,553

Identification code 6 9 - 0 1 4 2 - 0 - 1 - 4 0 7

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

11.9
12.1
21.0
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

99.0
99.0

Subtotal, direct obligations
Reimbursable obligations

5,502
11,421

7,070
5,400

4,047
6,000

10.00

Total obligations

16,923

12,470

1,771
176
42

1,325
127
33

2,018
238
39

1,989
287
44
40
35
4,657
9
9

1,485
197
24
41
40
2,240
10
10

5,502
11,421

7,070
5,400

4,047
6,000

16,923

12,470

10,047

33
35

33
36

23
26

3,205
2

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

10,047

-5,400

1991 est.

Personnel Summary

.

Total direct program
Reimbursable program

1990 est.

1,840
159
19

Total obligations

3,847
200

01.01

A - 9 5 7

Object Classification (in thousands of dollars)

99.9
2,766
167
2,569

L\Erai7uAndI-SSS

11.1
11.3
11.5

For necessary expenses for conducting transportation planning, research, and development activities, including the collection of national transportation statistics, and university research and internships,
to remain available until expended, [$6,850,000] $4,047,000. (Department of Transportation and Related Agencies Appropriations Act,
1990.)

Identification code 6 9 - 0 1 4 2 - 0 - 1 - 4 0 7

TH

-6,000

Financing:
11.00 Offsetting collections from: Federal funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
39.00

40.00
40.00
40.00
43.00

71.00
72.40
74.40
78.00

Budget authority
Biudget authority:
Appropriation
Reduction pursuant to P.L. 101-164
Reduction pursuant to P.L. 99-177
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

-11,421
-103
-120
322

OFFICE OF COMMERCIAL

SPACE

TRANSPORTATION

..
-322

OPERATIONS

..

5,600

6,748

4,047

5,600

6,850
-21
-81

4,047

5,600

6,748

4,047

5,502
3,346
-4,541
-103

7,070
4,541
-5,061

4,047
5,061
-3,388

4,203

6,550

AND

RESEARCH

For necessary expenses for operations and research activities related
to commercial space transportation, to remain available until expended, $4,517,000: Provided, That the unexpended balances of the appropriation "Transportation Planning, Research, and Development" associated with commercial space activities shall be transferred to and
merged with this appropriation.
Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 1 0 8 - 0 - 1 - 4 0 7

1989 actual

1990 est.

1991 est.

00.01
00.02

Program by activities:
Operations
Research

1,339
3,178

5,720

10.00

Total obligations

4,517

Note—Excludes $3,767 thousand in budget authority in FY 1991 for activities transferred to Operations and Research—
OCST. (Comparable amounts for FY 1989 ($2,810 thousand) and FY 1990 ($3,473 thousand) are included above.

40.00

90.00

Outlays

Financing:
Budget authority (appropriation)

4,517

Relation of obligations to outlays:
This appropriation finances those research activities and
4,517
studies concerned with planning, analysis, and information 71.00 Obligations incurred, net
-2,050
development needed to support the Secretary's responsibilities 74.40 Obligated balance, end of year
in the formulation of national transportation policies.
90.00
Outlays
2,467
The program is carried out primarily through contracts
Note—Includes $4,517 thousand in budget authority in 1991 from activities previously financed from:
with other Federal agencies, educational institutions, nonprofit research organizations, and private firms.
[In thousands of dollars]
Transportation policy and planning.—This research sup1989
1990
ports the development of transportation policy, coordination
Transportation planning, research and development
2,810
3,473
of national level transportation planning, and such issues as
Salaries and expenses
585
725
regulatory modernization, energy conservation, environmenThis appropriation finances regulatory, research and develtal and safety impacts of transportation. Beginning in 1991,
the Department will establish a user fee for the electronic opment, and studies needed to carry out the Secretary's responsibilities as defined in Executive Order 12465 to encourtariff filing program.
age, facilitate, and promote commercial space launches by the
University research and internships.—This activity provides
assistance to colleges, universities and their students to con- United States private sector and to license and regulate comduct research in the field of transportation. Special emphasis mercial launches, launch site operations, and certain payloads
is placed on assisting historically Black colleges and universi- under the Commercial Space Launch Act (Public Law 98-575).
ties in taking part in transportation research and aiding mi- Prior to 1991, this activity was funded under the Transportattdrity students in preparing for careers in transportation. tion Planning, Research, and Development and Salaries and
Expenses appropriations. Beginning in 1991, the Department
Commercial space transportation.—This activity will be
will establish a user fee for the licensing program.
funded under a separate account in 1991.




A-958

FEDERAL LAW ENFORCEMENT TRAINING CENTER—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
OFFICE OF COMMERCIAL SPACE
OPERATIONS AND

PAYMENTS TO AIR CARRIERS

TRANSPORTATION—Continued

RESEARCH—Continued

Object Classification (in thousands of dollars)
Identification code 6 9 - 0 1 0 8 - 0 - 1 - 4 0 7

1989 actual

1990 est.

1991 est.

11.1
11.3
11.5

Personnel compensation:
Full-time permanent
Other than full-time permanent...
Other personnel compensation....

1,101
29
22

11.9
12.1
21.0
25.0

Total personnel compensation....
Civilian personnel benefits
Travel and transportation of personsOther services

1,152
187
75
3,103

99.9

4,517

Total obligationsPersonnel Summary

For payments to air carriers of so much of the compensation fixed
and determined under section 419 of the Federal Aviation Act of 1958,
as amended (49 U . S . C . 1389), as is payable by the Department of
Transportation, [ $ 3 0 , 7 3 5 , 0 0 0 1 $23,600,000, to remain available until
expended. (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 1 5 0 - 0 - 1 - 4 0 2

Program by activities:
Section 419 subsidy (total obligations) (object class
41.0)

10.00

Financing:
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
Budget authority..

39.00
29
25

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment..

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 101-164..
Appropriation (adjusted)..

43.00
ACTIVITIES TRANSFERRED FROM SALARIES AND EXPENSES, INTERSTATE
COMMERCE COMMISSION

(Proposed for later transmittal, proposed legislation)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 0 1 1 0 - 2 - 1 - 4 0 1

1989 actual

1990 est.

Program by activities:
10.00 Total obligations

16,075

40.00

Financing:
Budget authority (appropriation)

71.00
74.40

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, end of year

90.00

1991 est.

16,075

16,075
-1,605

Outlays

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts..

90.00

Outlays..

1990 est.

1991 est.

25,567

36,909

-94
-140
6,266

-6,266

31,600

30,643

23,600

31,600

30,735
-92

23,600

31,600

30,643

23,600

25,567
1,855
-112
-94

36,909
112
-6,129

23,600
6,129
-8,589

30,892

21,140

.

27,217

23,600

The Secretary of Transportation, through powers of delegation and review, now administers the section 419 subsidy program, which was added as part of the Airline Deregulation
Act of 1978. Subsidies under this program are paid to airlines—primarily commuter carriers. Beginning in 1991, the
Department is proposing a five-year phase-out of this program, building on the service reductions initiated in 1990.

14,470

Legislation has been proposed to sunset the Interstate Commerce Commission at the end of 1990 and transfer residual
rail functions to the Department of Transportation. Rail antitrust functions will be administered by the Department of
Justice, and handling of consumer complaints regarding
household goods movers would transfer to the Federal Trade
Commission.
Object Classification (in thousands of dollars)
Identification code 6 9 - 0 1 1 0 - 2 - 1 - 4 0 1

1989 actual

1991 est.

11.1
11.3
11.5

10,480
170
150

11.9
12.1
13.0
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

10,801
1,611
417
462
1,313
498
154
571
118
130

Total obligations

[COMMISSION ON AVIATION SECURITY AND TERRORISM]

[For necessary expenses for the operation and expenses of the
Commission on Aviation Security and Terrorism, to remain available
until expended, $1,000,000, to implement the Executive Order 12686
of August 4, 1 9 8 9 . ] (Department of Transportation and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code 6 9 - 1 8 5 0 - 0 - 1 - 4 0 7

1990 est.

Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

99.9

71.00
72.40
74.40
78.00

1989 actual

16,075

1989 actual

1990 est.

Program by activities:
10.00 Total obligations

1,000

Financing:
40.00 Budget authority (appropriation)

1,000

Relation of obligations to outlays:
Obligations incurred, net

1991 est.

1,000

71.00
90.00

Outlays

1,000

The Commission on Aviation Security and Terrorism will
review and evaluate policy options in connection with aviation security with particular reference to the destruction on
December 21, 1988, of Pan American World Airways Flight
103. The Commission is scheduled to terminate in 1990.
Object Classification (in thousands of dollars)

Personnel Summary
Identification code 6 9 - 1 8 5 0 - 0 - 1 - 4 0 7

Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment




224
224

11.3

Personnel compensation:
Other than full-time permanent

1989 actual

1990 est.

129

1991 est.

11.5

A-959

OFFICE OF THE SECRETARY—Continued
Trust Funds

DEPARTMENT OF TRANSPORTATION
Other personnel compensation

Services rendered are charged at rates that return in full
all operating expenses, including a normal reserve for accrued
annual leave and depreciation of equipment. The fund is reimbursed by the operating administrations and offices being
served.
The activities of the Working Capital Fund include:
Printing and graphics.—Provides the necessary services
needed to support the production and procurement of Department printing and graphics and serves as the production and
1,000
procurement authority for the Department's graphics, materi99.9
Total obligations
als, exhibits and photography.
Support services.—Provides for programs such as communications, mail, building management, chauffeur, and security.
Intragovernmental funds:
Library.—Provides a resource for historical information and
WORKING CAPITAL FUND
aids in the dissemination and exchange of technical and other
[Necessary] For necessary expenses for operating costs and capital information.
outlays of the Department of Transportation Working Capital Fund
Transportation computer activities.—Provides the necessary
$10,446,000, together with not to exceed [$137,700,000 shall] services needed to support information processing services
$146,809,000 to be paid, in accordance with law, from appropriations which include networking, processing of data, maintenance
made available by this Act and prior appropriations Acts to the applications development, systems management and training.
Department of Transportation, together with advances and reimbursements received by the Department of Transportation, [and inObject Classification (in thousands of dollars)
cluding, for necessary expenses associated with the development of
the Departmental Accounting and Financial Information System, Identification code 6 9 - 4 5 2 0 - 0 - 4 - 4 0 7
1989 actual
1990 est.
1991 est.
$4,500,000,] to remain available until expended. (Department of
Transportation and Related Agencies Appropriations Act, 1990.)
Personnel compensation:
11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

130
15
115
72
33
50
485
6
94

Total personnel compensation
Civilian personnel benefits
Travel and transportation
Rental payments to GSA
Communications, utilities, and miscellaneous charges..
Printing and reproduction
Other services
Supplies and materials
Equipment

Program and Financing (in thousands of dollars)
Identification code 6 9 - 4 5 2 0 - 0 - 4 - 4 0 7

Program by activities:
Operating expenses:
Printing and graphics activities:
00.01
Direct operating expenses
00.02
Overhead expenses
Support services activities:
00.10
Direct operating expenses
00.11
Overhead expenses
Library services:
00.20
Direct operating expenses
00.21
Overhead expenses
Transportation computer activities:
00.30
Direct operating expenses
00.31
Overhead expenses
00.91
01.01
01.02
01.03
01.04

Total operating expenses
Capital investment (purchase of equipment):
Printing and graphics activities
Support services activities
Library services
Transportation computer activities

01.91

Total capital investment

10.00

Total obligations

Financing:
11.00 Offsetting collections from.-Federal funds
21.90 Unobligated balance available, start of year
24.90 Unobligated balance available, end of year
39.00

Budget authority

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L 101-164
40.00 Reduction pursuant to P.L. 99-177
43.00
71.00
72.40
74.40
90.00

Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1989 actual

1990 est.

1991 est.

17,389
617

13,722
403

15,460
415

65,900
2,338

81,847
2,408

86,933
2,335

2,921
104

3,022
89

3,292
89

29,680
1,053

31,233
919

42,156
1,132

120,002

133,643
35
1,414

11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0

4,853

2,195

12
798
12
4,621

7,458

3,644
137,287
-131,664
-5,447
4,265
4,441

10,446

3,200

4,500
-13
-46

10,446

3,200

4,441

10,446

10,348
8,087
-13,819

5,623
13,819
-15,001

10,489
15,001
-15,044

4,617

4,441

10,446

12,348
1,706
1,200
329
101
62,693
10,001

13,137
1,801
1,200
383
203
65,443
10,622

40,863
2,767
5,277

53,252
3,051
8,163

137,287

157,255

311

311

319

320
3

327
3

335
3

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

-146,766
-4,265
4,222

3,200

12,330
402
405

127,460

Total obligations

11,592
367
389

10,550
1,500
1,944
261
77
51,020
5,362
10
42,797
3,294
10,645

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

157,255

-117,112
-12,595
5,447

9,985
304
261

5,443

127,460

99.9

Trust Funds
GIFTS AND BEQUESTS
Program and Financing (in thousands of dollars)
Identification code 6 9 - 8 5 4 8 - 0 - 7 - 4 0 7

21.40
24.40
39.00

The working capital fund finances common administrative
services that are centrally performed in the interest of economy and efficiency in the Department.

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

1989 actual

-28

28

1990 est.

-28
28

1991 est.

-28

28

Budget authority

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.41 Obligated balance, start of year: U.S. securities: Par
value
74.41 Obligated balance, end of year: U.S. securities: Par value
90.00


250-298 O - 1 9 9 0 - 4 1 QL3


Full-time permanent
Other than full-time permanent
Other personnel compensation

151,812

1,242
1,363

11.1
11.3
11.5

1
- 1

Outlays

Donations received are available for transportation activities.

A-960

THE BUDGET FOR FISCAL YEAR 1991

TITLE HI—GENERAL PROVISIONS

Sec. 340

TITLE III—GENERAL PROVISIONS
The following sections are proposed for deletion and do not appear
below:
Sec. 311
Limits use of funds for salaries and expenses to no more
than 120 political and Presidential appointees.
Sec. 312
Limits use of funds for expenses of advisory committees.
Sec. 313
Prohibits use of funds for a light rail line in Detroit,
Michigan.
Sec. 317
Requires monthly announcements of grants obligated by
the Urban Mass Transportation Administration.
Sec. 318
Prohibits use of funds to implement a national policy on
visual glideslope indicators.
Sec. 319
Allows funds intended for studies or research to be
conducted through non-competitive contracts or agreements with educational institutions that are specified
in appropriations Acts or in reports accompanying
such Acts.
Sec. 320
Permits obligation of certain highway funds for operating expenses of the Tri-County Commuter Rail Project.
Sec. 321
Requires conveyance of right, title, and interest in certain real property to the Saint Lawrence Seaway Development Corporation.
Sec. 322
Specifies that 23 U.S.C. 144(g)(2) shall not apply to a
bridge in Charleston, West Virginia.
Sec. 323
Allows the State of Hawaii to use certain airport grant
funds for airports that would otherwise not be eligible
to use such funds.
Sec. 324
Requires the Federal Aviation Administration to satisfy
specific work force staffing requirements for air traffic
controllers.
Sec. 325(b).. Requires the Secretary to report to Congress on the use
of deadly force.
Sec. 326
Extends authority date to issue airport letters of intent
and requires letters in excess of $10 million be submitted for approval to several House and Senate committees.
Sec. 328
Requires absorption of funds necessary for fiscal year
1990 pay raises.
Sec. 329
Makes several technical amendments to the Surface
Transportation and Uniform Relocation Assistance Act
of 1987; releases United States rights of reversion to
certain airport land in Wyoming.
Sec. 330
Prohibits use of funds on regulations that would establish a vessel traffic safety fairway in California; authorizes the FAA Administrator to grant releases from
elements in the deed of conveyance for property in
Hawaii.
Sec. 331
Allows airports to transfer certain instrument landing
systems and related equipment to the Federal Aviation
Administration.
Sec. 332
Repeals section 329 of the Department of Transportation
and Related Agencies Appropriations Act, 1989, relating to highway segments in Virginia.
Sec. 333
Requires the Secretary to reimburse the State of California for the Federal share of the fair market value of
rights of way incorporated into several highway
projects conveyed to the State.
Sec. 334
Specifies that funds appropriated for "Intermodal Urban
Demonstration Project" are available until expended;
amends section 337 of Public Law 100-457 relating to
UMTA commuter rail service; allows certain statewide
agencies or instrumentalities to apply for UMTA operating assistance up to various levels.
Sec. 335
Amends the Federal Aviation Act of 1958 to provide a
permanent prohibition against smoking on scheduled
airline flights.
Sec. 336
Renames a highway segment in Michigan.
Sec. 337
Specifies that certain highway funds shall be made available to states in 1990 and 1991 upon request of state
highway departments to carry out 23 U.S.C. 140(b).
Sec. 338
Technical amendment to section 149(a)(14)(B) of Public
Law 100-17.
Sec. 339
Requires the Secretary to conduct an independent safety
review of the New York Metropolitan Transportation
Authority.



Sec. 341

Sec. 342
Sec. 344
Sec. 345
Sec. 346
Sec. 347
Sec. 348

Adds a new subsection to section 23 of the Urban Mass
Transportation Act of 1964, as amended, relating to
compliance reviews.
Requires the Department of Transportation to study the
effect on consumers of state regulation of the express
package industry and to make recommendations to
Congress.
Specifies that a certain lease agreement shall be deemed
consistent with purposes identified in 22 Stat. 148.
Requires the Secretary to set aside highway funds for a
Wyoming highway.
Requires Federal Railroad Administration funds be made
available to identify toilet and waste retention technologies and to report findings to Congress.
Allows use of Federal airport funds to soundproof private
schools in a noise impact area surrounding an airport.
Limits funds the Department of Transportation may use
to procure advisory or assistance services.
Declaration on the 50th anniversary of the Alaska Highway.

SEC. 301. During the current fiscal year applicable appropriations to
the Department of Transportation shall be available for maintenance
and operation of aircraft; hire of passenger motor vehicles and aircraft; purchase of liability insurance for motor vehicles operating in
foreign countries on official department business; and uniforms, or
allowances therefor, as authorized by law (5 U . S . C . 5901-5902).
SEC. 302. Funds for the Panama Canal Commission may be apportioned notwithstanding [section 3679 of the Revised Statutes, as
amended (]31 U.S.C. 1341 [ ) , ] to the extent necessary to permit
payment of such pay increases for officers or employees as may be
authorized by administrative action pursuant to law that are not in
excess of statutory increases granted for the same period in corresponding rates of compensation for other employees of the Government in comparable positions.
SEC. 303. Funds appropriated under this Act for expenditures by
the Federal Aviation Administration shall be available (1) except as
otherwise authorized by the Act of September 30, 1950 (20 U.S.C. 236244), for expenses of primary and secondary schooling for dependents
of Federal Aviation Administration personnel stationed outside the
continental United States at costs for any given area not in excess of
those of the Department of Defense for the same area, when it is
determined by the Secretary that the schools, if any, available in the
locality are unable to provide adequately for the education of such
dependents, and (2) for transportation of said dependents between
schools serving the area that they attend and their places of residence
when the Secretary, under such regulations as may be prescribed,
determines that such schools are not accessible by public means of
transportation on a regular basis.
SEC. 304. Appropriations contained in this Act for the Department
of Transportation shall be available for services as authorized by 5
U . S . C . 3109, but at rates for individuals not to exceed the per diem
rate equivalent to the rate for a GS-18.
SEC. 305. None of the funds for the Panama Canal Commission may
be expended unless in conformance with the Panama Canal Treaties
of 1977 and any law implementing those treaties.
SEC. 306. None of the funds in this Act shall be used for the
planning or execution of any program to pay the expenses of, or
otherwise compensate, non-Federal parties intervening in regulatory
or adjudicatory proceedings funded in this Act.
SEC. 307. None of the funds appropriated in this Act shall remain
available for obligation beyond the current fiscal year nor may any be
transferred to other appropriations unless expressly so provided
herein.
SEC. 308. None of the funds in this or any previous or subsequent
Act shall be available for the [planning or] implementation of any
change in the current Federal status of the Transportation Systems
Center, and none of the funds in this Act shall be available for the
implementation of any change in the current Federal status of the
Turner-Fairbank Highway Research Center.
SEC. 309. The expenditure of any appropriation under this Act for
any consulting service through procurement contract pursuant to
section 3109 of title 5, United States Code, shall be limited to those
contracts where such expenditures are a matter of public record and
available for public inspection, except where otherwise provided
under existing law, or under existing executive order issued pursuant
to existing law.

DEPARTMENT OF TRANSPORTATION
SEC. 310. (a) For fiscal year [1990] 1991 the Secretary of Transportation shall distribute the obligation limitation for Federal-aid highways by allocation in the ratio which sums authorized to be appropriated for Federal-aid highways and highway safety construction that
are apportioned or allocated to each State for such fiscal year bear to
the total of the sums authorized to be appropriated for Federal-aid
highways and highway safety construction that are apportioned or
allocated to all the States for such fiscal year.
(b) During the period October 1 through December 31, [1989,]
1990, no State shall obligate more than 35 per centum of the amount
distributed to such State under subsection (a), and the total of all
State obligations during such period shall not exceed 25 per centum
of the total amount distributed to all States under such subsection.
(c) Notwithstanding subsections (a) and (b), the Secretary shall—
(1) provide all States with authority sufficient to prevent lapses of
sums authorized to be appropriated for Federal-aid highways and
highway safety construction that have been apportioned to a State,
except in those instances in which a State indicates its intention to
lapse sums apportioned under section 104(b)(5)(A) of title 23, United
States Code;
(2) after August 1, [1990,] 1991, revise a distribution of the
funds made available under subsection (a) if a State will not obligate the amount distributed during that fiscal year and redistribute
sufficient amounts to those States able to obligate amounts in addition to those previously distributed during that fiscal year giving
priority to those States having large unobligated balances of funds
apportioned under section 104 of title 23, United States Code, and
giving priority to those States which, because of statutory changes
made by the Surface Transportation Assistance Act of 1982 and the
Federal-Aid Highway Act of 1981, have experienced substantial
proportional reductions in their apportionments and allocations;
and
(3) not distribute amounts authorized for administrative expenses,
the Federal lands highway program, the strategic highway research
program and amounts made available under sections [149(d),] 158,
159, 164, 165, and 167 of Public Law 100-17.
(d) The limitation on obligations for Federal-aid highways and highway safety construction programs for fiscal year [1990] 1991 shall
not apply to obligations for emergency relief under section 125 of title
23, United States Code[;] and obligations under section 157 of title
23, United States Code[; projects covered under section 147 of the
Surface Transportation Assistance Act of 1978, section 9 of the Federal-Aid Highway Act of 1981, subsections 131 (b) and (j) of Public Law
97-424, section 118 of the National Visitors Center Facilities Act of
1968, section 320 of title 23, United States Code; projects authorized
by Public Law 99-500, Public Law 99-591 and Public Law 100-202; or
projects covered under subsections 149 (b) and (c) of Public Law 10017J.
[(e) Subject to paragraph (c)(2) of this General Provision, a State
which after August 1 and on or before September 30 of fiscal year
1990 obligates the amount distributed to such State in that fiscal year
under paragraphs (a) and (c) of this General Provision may obligate
for Federal-aid highways and highway safety construction on or
before September 30, 1990, an additional amount not to exceed 5
percent of the aggregate amount of funds apportioned or allocated to
such State—
(1) under sections 104, 130, 144, and 152 of title 23, United States
Code, and
(2) for highway assistance projects under section 103(e)(4) of such
title,
which are not obligated on the date such State completes obligation of
the amount so distributed.]




TITLE III—GENERAL PROVISIONS—Continued

A-961

[(f) During the period August 2 through September 30, 1990, the
aggregate amount which may be obligated by all States pursuant to
paragraph (e) shall not exceed 2.5 percent of the aggregate amount of
funds apportioned or allocated to all States—
(1) under sections 104, 130, 144, and 152 of title 23, United States
Code, and
(2) for highway assistance projects under section 103(e)(4) of such
title,
which would not be obligated in fiscal year 1990 if the total amount of
the obligation limitation provided for such fiscal year in this Act were
utilized.]
[(g) Paragraph (e) shall not apply to any State which on or after
August 1, 1990, has the amount distributed to such State under
paragraph (a) for fiscal year 1990 reduced under paragraph (c)(2).]
(e) Notwithstanding any other provision of law, section 105(f) of the
Surface Transportation and Uniform Relocation Assistance Act of
1987 shall not apply in determining the maximum amount which may
be obligated in fiscal year 1991 and in each fiscal year thereafter.
(f) Notwithstanding any other provision of law, funds available
under 23 U.S.C. 103(e)(4) for highway interstate substitute projects
shall also be available for mass transit interstate substitute projects.
SEC. 311. Notwithstanding any other provision of law, with the
exception of 23 U.S.C. 125, effective October 1, 1990 and thereafter, the
Federal share of the cost of any highway or bridge project authorized
or funded under this or any other Act, that is not federally owned,
shall not exceed 80 percent of the cost of such project for those projects
where, prior to October 1, 1990, the Federal share of such project
would have been 100 percent.
SEC. [314] 312. The limitation on obligations for the Discretionary
Grants program of the Urban Mass Transportation Administration
shall not apply to any authority under section 21(a)(2) of the Urban
Mass Transportation Act of 1964, as amended, previously made available for obligation.
SEC. [315] 313. Notwithstanding any other provision of law, none
of the funds in this Act shall be available for the construction of, or
any other costs related to, the Central Automated Transit System
(Downtown People Mover) in Detroit, Michigan.
SEC. [316] 314. None of the funds in this Act shall be used to
implement section 404 of title 23, United States Code.
SEC. 315. Section 205 of the Coast Guard Authorization Act of 1989
is hereby repealed.
SEC.

[325 (a)]

316.

ESSENTIAL AIR SERVICE

COMPENSATION.—Not-

withstanding any other provision of law, the Secretary of Transportation shall make payment of compensation under subsection 419 of the
Federal Aviation Act of 1958, as amended, only to the extent and in
the manner provided in appropriations Acts, at times and in a
manner determined by the Secretary to be appropriate, and claims
for such compensation shall not arise except in accordance with this
provision.
SEC. [327] 317. The Secretary of Transportation is authorized to
transfer funds [appropriated for any office of] under the Office of
the Secretary [to any other office of the Office of the Secretary]:
Provided, That no appropriation shall be increased or decreased by
more than 5 per centum by all such transfers :Provided further, That
any such transfer shall be [submitted for approval] reported to the
House and Senate Committees on Appropriations.
SEC. [343] 318. Notwithstanding any other provision of law, funds
available to the Coast Guard under the head "Operating Expenses" in
this Act shall be available for expenses incurred in fiscal year [1990]
1991 by the Coast Guard in responding to any oilspill. (Department of
Transportation and Related Agencies Appropriations Act, 1990.)




DEPARTMENT OF THE TREASURY
[OFFICE OF THE SECRETARY]
DEPARTMENTAL
OFFICES

the entire Department; the direct administrative support required for the Departmental Offices operations; oversight and
management of departmental information technology developFederal Funds
ment; and computer support and services.
Buildings maintenance and operations.—This activity proGeneral and special funds:
vides for maintenance and operation of the main Treasury
SALARIES AND EXPENSES
Building and the Annex, including utilities, and custodial and
For necessary expenses of the [Office of the Secretary! Depart- craftsmen services. In addition, this activity provides for telemental Offices including operation and maintenance of the Treasury
Building and Annex; hire of passenger motor vehicles; not to exceed communications facilities and services and the Federal build$22,000 for official reception and representation expenses; not to ings fund payment for space occupied by the Departmental
exceed $200,000 for unforeseen emergencies of a confidential nature, Offices outside of the Treasury Building and the Annex.
Repairs and improvements.—This activity provides the
to be allocated and expended under the direction of the Secretary of
the Treasury and to be accounted for solely on his certificate; [not funding for major repairs and improvements to the Treasury
less than $2,000,000 and forty full-time permanent positions for the Building and Annex.
Office of Foreign Assets Control;] not to exceed $1,649,000, to remain
Reimbursements.—Beginning in 1990, 37 FTE are included
available until expended, for systems modernization requirements; to implement the Department's conversion to the Department
not to exceed [$573,000] $1,000,000, to remain available until expended, for repairs and improvements to the Main Treasury Building of Agriculture's Payroll/Personnel System. This conversion
and Annex; [$58,081,000] $63,083,000. (Treasury Department Appro- will be completed in 1993.
priations Act, 1990.)
Object Classification (in thousands of dollars)

Program and Financing (in thousands of dollars)
Identification code

20-0101-0-1-803

1989 actual

Identification code

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Secretarial policy and program development
00.02
Inspector general
00.04
Departmental management and administration
00.05
Buildings maintenance and operations
00.06
Repairs and improvements

21,478
2,993
21,533
7,785
781

23,368

25,108

25,033
9,118
2,030

26,983
10,003
989

00.91
01.01

54,570
18,212

59,549
34,229

63,083
36,808

10.00

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

Budget authority

11.1

72,782

93,778

99,891

-18,212

-33,923
-306
-2,468

-36,502
-306

-2,676
2,468
269
54,631

1,000

-1,000
1,000

58,081

63,083

58,081

63,083

Budget authority:
40.00

Appropriation

41.00

Transferred to other accounts

43.00

59,618

-4,987

Appropriation (adjusted)

54,631

58,081

54,570
17,000
-8,644
-2,487

59,549
8,644
-7,672

63,083
7,672
-8,127

60,440

60,521

62,628

11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
32.0
99.0
99.0
99.9

63,083

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

11.3

90.00

Outlays

20-0101-0-1-803

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits to former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures

1990 est.

1991 est.

31,744
664
504

33,887

892
553
158

33

33

32,857
5,504

32,945

35,112

5,698
26
711
132

6,281
26

31,254

26
334
120

688
504

740
136
1,378
144

7,359
1,044
5,568
1,085
1,494
2,030

8,176
1,117
6,311
1,141
1,532

59,549
34,229

63,083
36,808

72,782

Total obligations

1,320
137

54,570
18,212

Subtotal, direct obligations
Reimbursable obligations

973
138
4,416
1,043
5,022
1,108
2,248
781

93,778

99,891

862

766

766

758
12

728
20

728
20

143
143

143

989

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

113

110

1

143

The Departmental Offices function serves as the principal
Excludes 8 FTE for the Office of Synthetic Fuels included in personnel reports for Departmental Offices.
policy formulation and management arm of the Secretary of
the Treasury.
Secretarial policy and program development.—The Secretary
has primary responsibility for formulating and recommending
INTERNATIONAL AFFAIRS
domestic and international financial policy, economic policy,
For necessary expenses of the international affairs function of the
and tax policy; managing the public debt; and participating in [Office of the Secretary] Departmental Offices, including operation
the formulation of broad fiscal policies that have general and maintenance of the Treasury Building and Annex; hire of passensignificance for the economy.
ger motor vehicles; maintenance, repairs, and improvements of, and
Departmental management and administration.—This activpurchase of commercial insurance policies for, real properties leased
ity provides central administrative policies and guidance to or owned overseas, when necessary for the performance of official



1

A-963

A-964

D

I

E

P

A

R

T

M

E

N

T

A

L

THE BUDGET FOR FISCAL YEAR 1991

OFFICES-Zontinued

General and special funds—Continued

Object Classification (in thousands of dollars)

INTERNATIONAL A F F A I R S — C o n t i n u e d

Identification code 2 0 - 0 1 7 1 - 0 - 1 - 8 0 3

business; not to exceed $2,000,000 for official travel expenses; and not
to exceed $ 7 3 , 0 0 0 for official reception and representation expenses;
[ $ 2 5 , 0 1 0 , 0 0 0 ] $27,517,000. (Treasury Department Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
Identification code 2 0 - 0 1 7 1 - 0 - 1 - 8 0 3

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
00.01
Secretarial policy and program development
00.03
International affairs
00.04
Departmental management and administration..
00.05
Buildings maintenance and operations

3,040
14,304
3,673
2,783

3,166
13,979
4,691
3,174

3,331
15,660
5,175
3,351

00.91
01.01

23,800
3,781

25,010
5,247

27,517
5,828

27,581

30,257

33,345

-38
-3,743
263

-196
-5,123

-196
-5,632

24,063

25,010

27,517

25,010

27,517

10.00

Total direct program
Reimbursable program
Total obligations

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal sources
25.00
Unobligated balance lapsing
27.00
Reduction pursuant to P.L. 99-177
39.00

Budget authority..
authority:
Appropriation
Transferred from other accounts-

22,000

43.00

Appropriation (adjusted)

24,063

25,010

27,517

71.00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..

23,800
1,987
-3,373
-388

24,938
3,373
-3,222

27,517
3,222
-3,545

22,026

25,089

27,194

Outlays

11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1991 est.

1990 est.

13,877
272
363
157

14,379
262
428
157

15,566
273
428
157

14,669
3,153
13
465
55
207
63
2,245
147
2,472
200
111

15,226
2,890
13
505
65
278
63
2,475
147
3,109
166
73

16,424
3,195
13
613
69
290
65
2,593
167
3,798
189
101

23,800
3,781

25,010
5,247

27,517
5,828

27,581

30,257

33,345

384

371

371

342
4

341
10

341
10

7
7

7
7

7
7

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous chargesPrinting and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

Personnel Summary

40.00
42.00

90.00

11.1
11.3
11.5
11.8

1989 actual

2,063

Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

OFFICE OF INSPECTOR GENERAL
SALARIES AND EXPENSES

For necessary expenses of the Office of [the] Inspector General in
carrying out the provisions of the Inspector General Act of 1978, as
amended, [ $ 1 3 , 6 0 5 , 0 0 0 ] ; hire of passenger motor vehicles; not to
The Departmental Offices function serves as the principal exceed $1,543,000 to remain available until expended, for systems modpolicy formulation and management arm of the Secretary of ernization requirements; $21,296,000. (Treasury Department Appropriathe Treasury.
tions Act, 1990.)
Secretarial policy and program development.—The Secretary
Program and Financing (in thousands of dollars)
has primary responsibility for formulating and recommending
domestic and international financial policy, economic policy, Identification code 2 0 - 0 1 0 6 - 0 - 1 - 8 0 3
1991 est.
1989 actual
1990 est.
and tax policy; managing the public debt; and participating in
the formulation of broad fiscal policies that have general
Program by activities:
5,993
15,162
21,096
00.01 Inspector General
significance for the economy.
3,578
1,000
International affairs.—The programs conducted within this 01.01 Reimbursable program
activity are designed to analyze and implement international 10.00
5,993
18,740
22,096
Total obligations
monetary and development financing policy. Additional staff
Financing:
support is provided in areas concerned with international in- 11.00 Offsetting collections from: Federal funds...
-3,578
-1,000
200
vestment, trade, and balance of payments issues.
24.40 Unobligated balance available, end of year..,
58
25.00
Departmental management and administration.—This activ- Unobligated balance lapsing
ity provides central administrative policies and guidance to 39.00
6,052
15,162
21,296
Budget authority
the entire Department; the direct administrative support reBudget authority:
quired for the Departmental Offices operations; oversight and
21,296
13,605
management of departmental information technology develop- 40.00 Appropriation
6,052
1,557
42.00 Transferred from other accounts
ment; and computer support and services.
15,162
21,296
6,052
Appropriation (adjusted)
Buildings maintenance and operations.—This activity pro-43.00
vides for maintenance and operation of the main Treasury
outlays:
Building and the Annex, including utilities, and custodial and 71.00 Relation of obligations tonet
15,162
21,096
5,993
Obligations incurred,
craftsmen services. In addition, this activity provides for tele- 72.40 Obligated balance, start of year
1,539
1,926
-1,539
-1,926
-2,705
communications facilities and services and the Federal build- 74.40 Obligated balance, end of year
ings fund payment for space occupied by the Departmental
20,317
4,454
14,775
90.00
Outlays
Offices outside of the Treasury Building and the Annex.



T0FF,CE 0
F

DEPARTMENT OF THE TREASURY

This appropriation provides agencywide audit and investigative functions to identify and correct management and administrative deficiencies which create conditions for existing or
potential instances of fraud, waste and mismanagement. The
audit function provides internal audit, contract audit, and
inspection services. Contract audits provide professional
advice to agency contracting officials on accounting and financial matters relative to negotiation, award, administration,
repricing, and settlement of contracts. Internal audits review
and evaluate all facets of agency operations. Inspection services provide detailed technical evaluations of agency operations. The investigative function provides for the detection
and investigation of improper and illegal activities involving
programs, personnel, and operations.
Object Classification (in thousands of dollars)
Identification code 2 0 - 0 1 0 6 - 0 - 1 - 8 0 3

11.1

11.3
11.5
11.8
11.9
12.1
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments

1990 est.

1991 est.

Total obligations

12,681
25
144
83

3,882
622
179
13

10,720
1,791
545
139
690
76
33
966
45
157

12,933
2,281
818
380
1,475
1,272
84
1,140
68
645

15,162
3,578

21,096
1,000

5,993

Subtotal, direct obligations
Reimbursable obligations

10,543
25
106
46

5,993

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment

3,801
8
73

18,740

22,096

251
25
544
91
386

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment.

108
88

275
253

316
299

1

49
37

7
7

Public enterprise funds:
EXCHANGE STABILIZATION FUND
Program and Financing (in thousands of dollars)
Identification code 2 0 - 4 4 4 4 - 0 - 3 - 1 5 5

10.00

71.00

Program and Financing (in thousands of dollars)

90.00

1990 est.

1991 est.

Program by activities:
Total obligations (object class 25.0)

Financing:
Offsetting collections from:
11.00
Federal funds: Interest on U.S. securities
Non-Federal sources:
14.00
Special drawing rights holdings
14.00
Net gain on exchange transactions
Unobligated balance available, start of year:
21.90
Special drawing rights
21.90
Treasury balance
21.91
U.S. securities: Par value
Unobligated balance available, end of year:
24.90
Special drawing rights
24.90
Treasury balance
24.91
U.S. securities: Par value
25.00 Unobligated balance restored: Net increase in
SDR allocations

PRESIDENTIAL ELECTION CAMPAIGN FUND

1989 actual

A-965

tions each has received on or after the beginning of the calendar year immediately preceding the election year.
Nominating conventions of parties.—Upon certification by
the Commission, payments may be made to the national committee of a major party or a minor party which elects to
receive its entitlement. The total of such payments will be
limited to the amount in the account at the time of payment.
The national committee of each party may receive payments
beginning on July 1 of the year immediately preceding the
calendar year in which a presidential nominating convention
of the political party is held. The two major parties will
receive $3 million each, plus a cost-of-living increase.
Candidates for general elections.—The eligible candidates of
each major party in a presidential election will be entitled to
equal payments in an amount which, in the aggregate, shall
not exceed $20 million each, plus a cost-of-living increase.
Also, provision is made for new parties, minor parties and
candidates, who may receive in excess of 5 percent of the
popular vote and therefore be entitled to reimbursement of
qualified campaign expenditures.

39.00

Identification code 2 0 - 5 0 8 1 - 0 - 2 - 8 0 8

E ERTR1
™ S C EA V

1989 actual

1990 est.

1991 est.

3,448,134

-98,847

-74,629

-76,108

-3,636,301
-831,649

-191,687
-833,684

-198,680
-825,212

- 9,073,764
-8,757,985
-1,433,490

-9,487,031
-13,165,982
-1,179,023

-9,472,302
-14,115,248
-1,344,486

9,487,031
13,165,982
1,179,023

9,472,302
14,115,248
1,344,486

9,472,302
14,724,647
1,835,087

-1,118,663

-1,100,000

-1,100,000

-1,118,663

-1,100,000

-1,100,000

-3,448,134

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays

The Secretary of the Treasury is authorized to deal in gold
and foreign exchange and other instruments of credit and
3,407
200
securities as deemed necessary, consistent with U.S. obliga20,760
tions in the International Monetary Fund (IMF), regarding
orderly exchange arrangements. An Exchange Stabilization
10.00
Total obligations (object class 41.0)
3,407
200
20,760
Fund, with a capital of $200 million, is authorized by law for
Financing:
this purpose (31 U.S.C. 5302). All earnings and interest accru17.00 Recovery of prior year obligations
-7
21.40 Unobligated balance available, start of year..
-53,511
-112,219
-82,419
ing to this fund are available for the purposes thereof. Trans24.40 Unobligated balance available, end of year....
82,419
120,459
112,219
actions in special drawing rights (SDR's) and U.S. holdings of
SDR's are administered by the fund. U.S. drawings from the
60.00
Budget authority (appropriation) (permanent,
IMF are also advanced to the fund.
indefinite) (special fund)
32,308
30,000
29,000
The principal sources of the fund's income have been profits
Relation of obligations to outlays:
on foreign exchange transactions, interest on foreign ex71.00 Obligations incurred, net
3,407
200
20,760
change swap transactions, and on investments held by the
-7
78.00 Adjustments in unexpired accounts..
fund, including interest earned on fund holdings of U.S. Gov90.00
Outlays..
3,400
200
20,760
ernment securities.
The amounts reflected in the 1990 and 1991 estimates entail
Matching funds in primaries.—Upon certification by the only projected net interest earnings on Exchange Stabilization
Federal Election Commission, every candidate eligible to re- Fund (ESF) assets. They are subject to considerable error, as
ceive payments is entitled to an amount equal to the contribu- the amount and composition of assets can change dramatical-

Program by activities:
Matching funds in primaries
00.01
00.02 Nominating conventions of parties




A-966

ffi|EFu°ndS™SETAR¥]

DEPARMENTAL

OFFICES-ONTM*

T H E BUDGET FOR FISCAL YEAR
21.90

Public enterprise funds—Continued
EXCHANGE STABILIZATION

FUND—Continued

24.90

ly, as well as interest rates applied to investments. In addition, exchange rate fluctuations can cause the dollar value of
income received on foreign currency and SDR investments to
fluctuate. Moreover, estimates make no attempt to forecast
valuation gains or losses on SDR holdings or realized gains or
losses on foreign currency holdings. As required by Public
Law 95-612, the fund no longer is used to meet the administrative expenses.
Revenue and Expense (in thousands of dollars)
1989 actual

1991 est.

1,100,000

1,100,000

1,118,163

Net operating income or loss ( - )

1990 est.

1,118,163

Operating income or loss ( - ) :
Revenue
Expense

1,100,000

1,100,000

Financial Condition (in thousands of dollars)
1988 actual

Liabilities:
Selected liabilities:
Accounts payable including funded accrued liabilities
Advances from Treasury, drawings from IMF..
Special drawing rights certificates
Special drawing rights allocations1

1990 est.

1991 est.

13,165,982
1,179,023
203,938
9,487,031

14,115,248
1,344,486
465,915
9,472,302

14,724,647
1,835,087
563,715
9,472,302

19,427,172

Total assets

1989 actual

8,757,985
1,433,490
161,933
9,073,764

Assets:
Selected assets:
Fund balance with Treasury
U.S. securities (par)
Accounts receivable (net)
Special drawing rights

24,035,974

25,397,951

26,595,751

Total Governmental equity

36,434
1,067,000
8,518,000
6,270,451

86,434
1,067,000
8,518,000
6,270,451

86,242
1,067,000
8,518,000
6,270,451

15,941,885

15,941,885

15,941,693

6,747,534
200,000

7,894,089
200,000

9,256,066
200,000

10,454,058
200,000

6,947,534

:

72,322
1,067,000
5,018,000
6,322,316
12,479,638

Total liabilities
Government equity:
Selected equities:
Retained income
Invested capital

Unobligated balance available, start of year: Fund balance
Unobligated balance available, end of year: Fund balance.

8,094,089

9,456,066

10,654,058

1 Pursuant to the Special Drawing Rights Act of 1968, Special Drawing Rights (SDR) allocated to or otherwise acquired by
the United States are resources of the Exchange Stabilization Fund (ESF). SDR, once allocated, are permanent resources
unless cancelled (which requires an 85 percent majority decision of the total voting power of the Board of Governors of the
International Monetary Fund), the Special Drawing Account is liquidated, the International Monetary Fund is liquidated, or the
United States chooses to withdraw from the Fund or terminate its participation in the Special Drawing Account. Except for
payment of interest and charges on SDR allocations to the United States, the payment of the Exchange Stabilization Fund
liability related to SDR allocations is conditional on events listed above, in which the United States has a substantial or
controlling voice. The Special Drawing Rights Act also authorizes the Secretary of the Treasury to issue Special Drawing Rights
certificates to the Federal Reserve Banks in return for dollar deposits in amounts equal to the value of the SDR held. The
certificates may be issued to finance the acquisition of SDR from other countries or to provide resources for financing ESF
operations.

-993
290

-290
290

-290
290

703
46,981
-48,187

48,187
-47,687

47,687
-47,187

-502

500

500

Budget authority

39.00

71.00
72.90
74.90

1991

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year: Fund balance
Obligated balance, end of year: Fund balance

90.00

Outlays

Certain central services in the Department of the Treasury,
including telecommunications, printing, reproduction, and
printing procurement services, are provided on a reimbursable basis. Transactions are entered into with other Treasury
appropriation accounts at rates which will recover the fund's
operating expenses, including accrual of annual leave and
depreciation of equipment. This presentation includes the Digital Telecommunications System, which is a Departmental
initiative to modernize Treasury telecommunications through
providing added voice communication capabilities and transmission networks for office automation and data communications; and the Consolidated Data Network, which is a Department-wide data communications system that will enhance security, offer lower cost data transmission and more reliable
communication networks.
Object Classification (in thousands of dollars)
Identification code

1989 actual

20-4501-0-4-803

11.1
11.5
11.8

Personnel compensation:
Full-time permanent
Other Dersonnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.1
23.2
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

1990

est.

1991

est.

3,286
9
38

4,391
12
51

3,333
492
51
7
46
243
51,563
101
2,516
236
406

4,240
631
73
7
200
213
65,351
222
4,977
312
455,

4,454
664
113
10
329
221
88,427
225
4,946
302
1,245

58,994

76,681

100,936

90

90

90

86
2

Total obligations

4,180
11
49

90
4

90
4

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears-.
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

Intragovernmental funds:

Trust Funds

WORKING CAPITAL F U N D
GIFTS AND BEQUESTS
Program and Financing (in thousands of dollars)
Program and Financing (in thousands of dollars)
Identification code

20-4501-0-4-803

1989 actual

1990 est.

1991 est.
Identification code 2 0 - 8 7 9 0 - 0 - 7 - 8 0 3

Program by activities:
Printing and reproduction:
00.01
Direct operating program..
00.02
Administrative overhead
Telecommunications:
00.10
Direct operating program..
00.11
Administrative overhead....

1,438
171

1,996
219

2,207
218

56,922
463

73,873
593

97,920
591

10.00

58,994

76,681

100,936

-58,291

-76,681

-100,936

Total obligations
Financing:




10.00

Program by activities:
Unconditional gifts (total obligations)
25.0)

1989 actual

1990 est.

1991 est.

(object class

Financing:
Unobligated balance available, start of year:
21.40
Treasury balance
21.41
U.S. securities: Par value
Unobligated balance available, end of year:
24.40
Treasury balance

97

834

500

-50
-80

-65
-47

-148
-130

65

148

148

FDRl
EEA

DEPARTMENT OF THE TREASURY
24.41
60.00

U.S. securities: Par value...

130
1,000

Budget authority (appropriation) (permanent,
indefinite)

130

N0 C M N
"" E FR E E T ™Td«™s

A-967

500

FEDERAL LAW ENFORCEMENT TRAINING
CENTER
Federal Funds

Relation of obligations to outlays:
71.00 0bligations incurred, net
72.40 0bligated balance, start of year
74.40 0bligated balance, end of year
90.00

97
21
-30

500
108
-65

88

Outlays

834
30
-108
756

543

The Secretary of the Treasury is authorized to accept, hold,
administer and utilize gifts and bequests of property, both
real and personal, for the purpose of aiding or facilitating the
work of the Department of the Treasury. Property and proceeds thereof are used as nearly as possible in accordance
with the terms of the gift or bequest.

OFFICE OF REVENUE SHARING
Federal Funds
General and special funds:
SALARIES AND EXPENSES
Program and Financing (in thousands of dollars)
Identification code 2 0 - 0 1 0 7 - 0 - 1 - 8 0 6

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year ...
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts..
90.00

1990 est.

1991 est.

1,336
-134

134
-30

30

1,116

104

30

Outlays..

The Office of Revenue Sharing was established to implement the State and Local Fiscal Assistance Act of 1972, as
amended. It was responsible for correctly computing and distributing revenue sharing payments and maintaining adequate controls to insure integrity of the trust funds; supplying
adequate information, data, and technical assistance to all
recipients to ensure compliance with the Act; improving the
quality of State and local audits to eliminate noncompliance
with audit requirements; ensuring compliance with the nondiscrimination and public participation provisions of the Act;
and at regular intervals, reporting to Congress, recipient governments, and the general public.
The Revenue Sharing Act was not reauthorized upon its
expiration at the end of 1986. This budget does not include
any request for the salaries and expenses appropriation for
1991.

General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the Federal Law Enforcement Training
Center, as a bureau of the Department of the Treasury, including
purchase (not to exceed thirty for police-type use) and hire of passenger motor vehicles; for expenses for student athletic and related activities; uniforms without regard to the general purchase price limitation for the current fiscal year; the conducting of and participating in
firearms matches and presentation of awards; for public awareness
and enhancing community support of law enforcement training; not
to exceed $5,000 for official reception and representation expenses;
room and board for student interns; and services as authorized by 5
U.S.C. 3109: Provided, That the Center is authorized to accept gifts:
Provided further, That notwithstanding any other provision of law,
students attending training at any Federal Law Enforcement Training Center site shall reside in on-Center or Center-provided housing,
insofar as available and in accordance with Center policy: Provided
further, That funds appropriated in this account shall be available for
State and local government law enforcement training on a spaceavailable basis; training of foreign law enforcement officials on a
space-available basis with reimbursement of actual costs to this appropriation; training of private sector security officials on a space
available basis with reimbursement of actual costs to this appropriation; travel expenses of non-Federal personnel to attend State and
local course development meetings at the Center: Provided further,
That the Director of the Federal Law Enforcement Training Center
shall annually present an award to be accompanied by a gift of
intrinsic value to the outstanding student who graduated from a basic
training program at the Center during the previous fiscal year, to be
funded by donations received through the Center's gift authority:
[Provided further, That the Federal Law Enforcement Training
Center shall hire up to and maintain an average of not less than 425
direct full-time equivalent positions for fiscal year 1990; $36,000,000:
Provided further, That none of the funds appropriated under this
heading shall be used to reduce the level of advanced training or
other training activities of the Federal Law Enforcement Training
Center at Marana, Arizona] $36,727,000. (Treasury Department Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

STATE AND LOCAL GOVERNMENT FISCAL ASSISTANCE TRUST F U N D

39.00

Financing:
Unobligated balance available, start of year..
Unobligated balance lapsing

1989 actual

1990 est.

1991 est.

-182,888
182,888

22,213
12,037
1,249
2,044
51

23,648
11,790
1,289

Total direct program
Reimbursable program

34,646
14,110

37,594
14,612

36,727
15,908

10.00

Total obligations

48,756

52,206

52,635

-14,110
-2,586
2,095
209

-14,612
-2,095

-15,908

34,364

35,499

36,727

34,664
-300

35,499

36,727

34,364

35,499

36,727

34,646
9,474
-8,334

37,594
8,334
-3,550

36,727
3,550
-3,673

11.00
21.40
24.40
25.00
39.00

40.00
41.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year

19

90.00

19

The Revenue Sharing Act was not reauthorized at the end
of 1986.



1991 est.

22,201
10,930
1,025
326
164

Budget authority

Outlays

1990 est.

Program by activities:
Direct program:
00.01
Law enforcement training
00.02
Plant operations
00.03
State and local training
00.04
Minor construction and maintenance
00.05
Dormitory construction

Program and Financing (in thousands of dollars)

21.40
25.00

1989 actual

00.91
01.01

Trust Funds

Identification code 2 0 - 8 1 1 1 - 0 - 7 - 8 0 6

20-0104-0-1-751

43.00

71.00
72.40
74.40

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing
Budget authority
Budget authority:
Appropriation
Transferred to other accounts
Appropriation (adjusted)
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

A-968

FEDERAL LAW ENFORCEMENT TRAINING CENTER—Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

21.40
24.40

SALARIES AND E X P E N S E S — C o n t i n u e d
Program and Financing (in thousands of dollars)—Continued
Identification code 2 0 - 0 1 0 4 - 0 - 1 - 7 5 1

77.00
90.00

1989 actual

40.00
1991 est.

1990 est.

Outlays

Budget authority (appropriation)

42,378

20,000

15,000

18,735

6,688

28,312

18,735

36,604

Obligations incurred, net

72.40

35,459

-13,312
13,312

Relation of obligations to outlays:
71.00

-327

Adjustments in expired accounts..

Financing:
Unobligated balance available, start of year
Unobligated balance available, end of year

Obligated balance, start of year

74.40

Obligated balance, end of year

90.00

The Federal Law Enforcement Training Center provides the
necessary facilities, equipment, and support services for conducting recruit, advanced, specialized, and refresher training
for Federal law enforcement personnel. Center personnel conduct the instructional programs for the basic recruit and some
of the advanced training. This appropriation is for operating
expenses of the Center, for research in law enforcement training methods, and curriculum content. In addition, the Center
has a reimbursable program to accommodate the training
requirements of various Federal agencies. As funds are available, law enforcement training is provided to certain State
and local law enforcement personnel on a space-available
basis.

3,075

7,500

-3,075

-7,500

-9,367

3,613

23,887

16,868

Outlays

This account provides for the acquisition, construction, improvements, equipment, furnishings and related costs for expansion and maintenance of facilities of the Federal Law
Enforcement Training Center.
Object Classification (in thousands of dollars)
1989 actual

Identification code 2 0 - 0 1 0 5 - 0 - 1 - 7 5 1

31.0
32.0

1991 est.

741
5,947

Total obligations

500
27,812

1,000
17,735

6,688

Equipment
Land and structures

99.9

1990 est.

28,312

18,735

Object Classification (in thousands of dollars)
Identification code 2 0 - 0 1 0 4 - 0 - 1 - 7 5 1

1989 actual

1991 est.

1990 est.

CONSTRUCTION, FEDERAL L A W ENFORCEMENT TRAINING CENTER

Direct obligations:
Personnel compensation:

Program and Financing (in thousands of dollars)

11.1

Full-time permanent

11.3
11.5
11.8

Other than full-time permanent
Other personnel compensation
Special personal services payments

11.9
12.1
21.0
22.0
23.2
23.3
24.0
25.0
26.0
31.0
32.0
42.0
44.0
99.0
99.0
99.9

11,828

13,367

13,793

500
482
786

143
634
603

141
618
590

Total obligations

14,747
2,506
1,403
123
471
2,628
369
7,506
3,415
2,331
2,095

15,142
2,690
1,487

37,594
14,612

36,727
15,908

48,756

Subtotal, direct obligations
Reimbursable obligations

13,596
2,790
1,328
320
457
2,295
118
5,860
5,235
1,655
988
3
1
34,646
14,110

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds

52,206

52,635

128
492
2,387
402
7,821
3,633
2,545

17.00
21.40
25.00

Financing:
Recovery of prior year obligations
Unobligated balance available, start of year..
Unobligated balance lapsing

71.00
72.40
78.00

Reimbursable:
Total number of full-time permanent positions
Total compensable workyears: Full time equivalent employment

90.00

450

450




33
- 5
28

Outlays..

This account provided for the costs of adapting the former
Glynco Naval Air Station, near Brunswick, GA, for the permanent location of the Federal Law Enforcement Training
Center.

384
10

425
10

425
10

Federal Funds

450

4
3

4
4

4
4

Program and Financing (in thousands of dollars)

Program by activities:
Total obligations

12

FINANCIAL MANAGEMENT SERVICE

For expansion of the Federal Law Enforcement Training Center,
for acquisition of necessary additional real property and facilities, and
for ongoing maintenance, facility improvements, and related expenses, [$15,000,000] $18,735,000, to remain available until expended. (Treasury Department Appropriations Act, 1990.)

10.00

1991 est.

- 5
-7

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Adjustments in unexpired accounts..

General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the Financial Management Service,
[$289,695,000] $218,7^2,000, of which not to exceed [$14,864,000]
$13,287,000, shall remain available until expended for systems modernization initiatives. (Treasury Department Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

ACQUISITION, CONSTRUCTION, IMPROVEMENTS, AND RELATED EXPENSES

Identification code 2 0 - 0 1 0 5 - 0 - 1 - 7 5 1

1990 est.

Budget authority..

39.00

Personnel Summary
Direct:
Total number of fuil-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

1989 actual

Identification code 2 0 - 0 1 0 3 - 0 - 1 - 7 5 1

1989 actual

1990 est.

28,312

1991 est.

18,735

Identification code 2 0 - 1 8 0 1 - 0 - 1 - 8 0 3

1989 actual

1990 est.

1991 est.

Program by activities:
Direct program:
Financial operations
00.01
Federal finance
00.02
Federal tax deposit fee payments
00.03
Information systems
00.04

180,988
21,184
31,100
41,367

193,534
24,543
24,301
54,147

133,205
32,232
5,544
47,761

Total direct program
Reimbursable program

274,639
6,177

296,525
7,373

218,742
66,887

280,816

303,898

285,629

00.91
01.01
10.00

Total obligations

FN N I l MANAGE™LfK=cS!£
I A CA

DEPARTMENT OF THE TREASURY
Financing:
Offsetting collections from:
11.00
Federal funds
13.00
Trust funds
17.00 Recovery of prior year obligations
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
39.00

-4,683
-2,690

_4 787
-62400

— 10^856

^^^

Budget authority..

280,330

285,669

218,742

277,230

289,695
-4,026

218,742

280,330

285,669
296,525
46,772
-58,472

218,742
58,472
-45,080

improvements in the Government's forecast of receipts, outlays, and balances; and credit management and debt collection efforts throughout the Government. It proposes legislation and develops regulations for the implementation of cash
and credit management initiatives and provides assistance to
agencies.
The Federal Reserve Wire Deposit System (FEDWIRE) prov i d e s for the management and regulation of Federal funds
collections resulting in savings to the Government as a whole
as follows:

218,742

274,639
47,414
-46,772
-2,391
-233

Budget authority:
40.00 Appropriation
40.00 Reduction pursuant to P.L. 99-177..
42.00 Transferred from other accounts
43.00

-3,702
-2,475
-233
-5,019
10,856
87

3,100

Appropriation (adjusted)..

A-969

GOVERNMENT-WIDE USE AND SAVINGS
[In millions of dollars]

1989 actual

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts
78.00 Adjustments in unexpired accounts..

Dollar value of messages processed over FEDWIRE Deposit
System
Interest saved by using FEDWIRE Deposit System

1990 est.

1991 est.

106,170
107

110,000
115

110,000
115

Federal tax deposit fee payments.—This activity oversees fee
payment compensation made to small and minority commercial depositories for the processing services they provide to
272,657
284,825
232,134
90.00
Outlaysthe Government in the collection and accounting of Federal
Financial operations—Field operations.—Payments
are Tax Deposits.
Information systems.—This activity is responsible for overmade through seven regional offices for Federal civilian agencies, except the U.S. Postal Service, the U.S. Marshals Serv- seeing the development, implementation, and operation of inice, and certain Government corporations. These disbursing formation and financial management systems that support
services are provided through the timely issuance of checks, and promote sound money management in the Federal Govletters of credit, and electronic funds transfer (EFT) pay- ernment. It is responsible for automated data processing
ments. Field Operations is also responsible for prescribing (ADP) operations and the associated computer support necesFederal Government payment policy, for processing EFT sary to maintain the Service's internal and Government-wide
claims, for offering agency accounting services, and for provid- systems. Specific functions include operating and maintaining
ing full field representation for other functional areas of the all central facility computer systems and data communications mechanisms, scheduling and processing development
Service.
The total checks, savings bonds, and electronic funds trans- and production workloads, installing and tuning operating
fer payments, and productivity relating to this function car- system software, planning and coordinating hardware installations, providing user support services, and acquiring ADP
ried out by Field Operations follow:
and telecommunications equipment, software, services and
WORKLOAD AND PRODUCTIVITY
supplies. It also supports a large number of developmental
[In thousands]
efforts to enhance the collections, payments, accounting, re1989 actual 1990 est.
1991 est. porting, and resource management functions of the Service.
Payments
764,061
773,524
782,758
This activity includes the check payment and reconciliation
Payments per employee..
1,022
1,034
1,046
operation with volume and related productivity measures as
Headquarters operations.—This activity is responsible forf o l l o w s :
the control and financial integrity of the Federal payments
and collections processes. This includes conducting reconciliaWORKLOAD AND PRODUCTIVITY
tion, accounting, and claims activities. It adjudicates and set[In thousands]
tles claims against the United States resulting from instances
1991 est.
1989 actual 1990 est.
in which Government checks have been forged, lost, stolen, Checks paid and reconciled
536,000
536,000
530,423
destroyed, or mutilated, and collects monies from those par- Checks paid and reconciled per employee
2,913
2,913
2,538
ties having liability to the United States through fraudulent
Object Classification (in thousands of dollars)
or otherwise improper negotiation of Government checks.
Claims inquiries and related productivity measures are as
1991 est.
1990 est.
Identification code 2 0 - 1 8 0 1 - 0 - 1 - 8 0 3
1989 actual
follows:
WORKLOAD AND PRODUCTIVITY
[In thousands]

Claims and related requests processed
Claims processed per employee

1989 actual
1,912
7.08

1990 est.
1,930
8.65

1991 est.
1,930
8.65

11.1
11.3
11.5
11.9

General financial services.—This activity provides financial12.1
services for numerous accounts, including the two Social Secu- 21.0
rity Trust Funds, the two Medicare Trust Funds, the Unem- 22.0
23.1
ployment Trust Fund, the D.C. Government loan account, the 23.3
Highway Trust Fund, the Airport and Airway Trust Fund, 24.0
and the St. Lawrence Seaway Toll Rebate Program. In addi- 25.0
tion, this activity provides for payment of domestic and inter- 26.0
31.0
national claims.
Federal finance.—This activity is involved in the efficient 99.0
and effective management of the Government's cash flow, 99.0
assets, and liabilities. Its responsibilities include: implementa99.9
tion and enhancements to a number of collection mechanisms;



Direct obligations:
Personnel compensation-.
Full-time permanent
Other than full-time permanent
Other personnel compensation
Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Subtotal, direct obligations
Reimbursable obligations
Total obligations

65,045
1,335
2,679

65,243
867
2,295

67,736
893
2,305

69,059
10,686
1,260
346
13,301
107,383
2,034
56,848
8,080
5,642

68,405
11,800
1,508
445
15,066
107,583
2,454
68,548
11,504
9,212

70,934
12,654
1,766
287
12,831
56,983
2,657
43,158
9,042
8,430

274,639
6,177

296,525
7,373

218,742
66,887

280,816

303,898

285,629

A-970

FINANCIAL MANAGEMENT SERVICE-Continued
Federal Funds—Continued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

71.00

Relation of obligations to outlays.Obligations incurred, net

29,070

53,093

99,330

29,070

53,093

99,330

SALARIES AND EXPENSES—Continued
Outlays..

90.00
Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

2,094

2,279
26

2,216
26

52

58

52
2

58
2

59
2

11.00
21.40
24.40
25.00

Financing:
Offsetting collections from: Federal funds
Unobligated balance available, start of year
Unobligated balance available, end of year
Unobligated balance lapsing

1991 est

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance available, start of year

90.00

174,059

-174,059
174^059

-174,059
174,059

Outlays

In 1985, funds were appropriated to the Treasury to cover
the additional interest expenses incurred on borrowings by
the Secretary of Housing and Urban Development from the
Treasury to extend direct loans to local public housing
projects under section 5(c) of the United States Housing Act of
1937.
This appropriation was available only in connection with
additional interest expenses incurred on Treasury borrowings
prior to April 4, 1985.

PAYMENTS TO THE FARM CREDIT SYSTEM FINANCIAL ASSISTANCE
CORPORATION

For necessary payments to the Farm Credit System Financial Assistance Corporation by the Secretary of the Treasury, as authorized
by section 6.28(c) of the Farm Credit Act of 1971, as amended, for
reimbursement of interest expenses incurred by the Financial Assistance Corporation on obligations issued [in fiscal year 1990] through
1991, as authorized, [$90,000,000] $99,330,000. Provided, That not to
exceed [$2,206,000] $2,184,000 of the assistance fund shall be available for administrative expenses of the Farm Credit System Assistance Board: Provided further, That officers and employees of the
Farm Credit System Assistance Board shall be hired, promoted, compensated, and discharged in accordance with title 5, United States
Code. (Rural Development, Agriculture, and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)

10.00

Program by activities:
Total obligations (object class 41.0)

Financing:
25.00 Unobligated balance lapsing..
40.00

Budget authority (appropriation)




1991 est.

397,000

635,000

450,000

2150

397,000

635,000

450,000

450,000
397,000

847,000
635,000

1,482,000
450,000

847,000

1,482,000

1,932,000

648,824

1,286,932

1,734,134

Total guaranteed loan commitments
Cumulative balance of guaranteed loans outstanding:
Outstanding, start of year
Disbursements: Disbursements of new guaranteed loans...

2299

Outstanding, end of year
MEMORANDUM
U.S. contingent liability for guaranteed loans outstanding,
end of year

The Agricultural Credit Act of 1987 (Public Law 100-233)
authorized such sums as necessary to be appropriated to the
Secretary of the Treasury for payment to the Farm Credit
System Financial Assistance Corporation (FAC).
Treasury payments annually reimburse the FAC for interest expense on FAC debt, which is authorized to be issued
through 1992. Treasury is authorized to pay all or part of FAC
interest for the first ten years on each 15-year FAC debt
issuance. Debt proceeds are used to provide assistance to financially troubled Farm Credit System lending institutions,
See description of the FAC in Part IV of this document.

PAYMENT TO THE RESOLUTION FUNDING CORPORATION
Program and Financing (in thousands of dollars)
Identification code 20-1851-0-1-371

10.00

Identification code 20-1850-0-1-351

1990 est.

-174,059

Budget authority

39.00
71.00
72.40

1990 est.

1989 actual

Position with respect to appropriations act limitation
on committments:
2111 Limitation on guaranteed loans by private lenders
2131 Guaranteed loan commitments exempt from limitation

2290

Program and Financing (in thousands of dollars)
1989 actual

Identification code 20-1850-0-1-351

2210
2231

H U D PUBLIC HOUSING INTEREST SUBSIDY PAYMENTS

Identification code 20-1810-0-1-604

Status of Guaranteed Loans (in thousands of dollars)

2,151

2,159
26

2,211

1989 actual

1990 est.

29,070

53,093

145,930

90.000

99,330

36,907

175,000

1991 est.

99330

Program by activities:
Total obligations (object class 41.0)

Financing:
60.00 Budget authority (appropriation) (permanent, indefinite)

71.00
90.00

Relation of obligations to outlays.Obligations incurred, net
Outlays

1989 actual

1990 est.

1991 est.

786,000

1,726,000

786,000

1,726,000

786,000

1,726,000

786,000

1,726,000

The Financial Institutions Reform, Recovery, and Enforcement Act of 1989 authorized and appropriated to the Secretary of the Treasury, for fiscal year 1989 and thereafter, such
sums as may be necessary to cover interest payments on
obligations issued by the Resolution Funding Corporation
(REFCORP). REFCORP was established under the Act to raise
$31.2 billion for the Resolution Trust Corporation (RTC) in
order to resolve savings institution insolvencies.
Sources of payment for interest due on REFCORP obligations include REFCORP investment income, proceeds from
the sale of assets or warrants acquired by the RTC, and
annual contributions by the Federal Home Loan Banks. If
these payment sources are insufficient to cover all interest
costs, funds appropriated to the Treasury shall be used to
meet the shortfall.

F,NANC,AL

DEPARTMENT OF THE TREASURY

Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.

Program by activities:
Claims adjudicated administratively:
00.01
Claims for damages
00.02
Claims for firefighting service
00.03
Claims for contract disputes

10,806
34
29,029

7,884
12
20,890

7,884
12
20,890

00.91

39,870

28,786

28,786

Total claims adjudicated administratively

A-971

[In thousands of dollars]

CLAIMS, JUDGMENTS, AND RELIEF ACTS

Identification code 2 0 - 1 8 9 5 - 0 - 1 - 8 0 8

^^KL^S^^A

Total outlays
1
2
3

01.01
01.02

Judgments of the courts:
Judgments, Court of Claims
Judgments, U.S. Courts

187,019
281,114

126,760
269,345

Total judgments of the courts
Relief granted by laws

468,133
1,884

396,105
1,629
426,520

426,520

455
350
10
18,900
2,150
5

21,671

19,872

1

455
350
10
18,900
1,950
5

21,871

Interest rate is 9.0%.
Interest rate is a fluctuating market rate.
9% on $207.6 million.

396,105
1,629

509,886

1991 est
1

126,760
269,345

01.91
02.01

1990 est

1989 actual
1
665
327
10
17,295
1,570
4

\ of Gertrude M. Hubbard, Library of Congress
Library of Congress trust fund 1
National Gallery of Art trust fund 2
Education of the blind
Soldiers' Home permanent fund 3
Immigration bonds deposit fund
Oliver Wendell Holmes devise fund 1

RESTITUTION OF FORGONE INTEREST

10.00

Total obligations
Financing:
Budget authority (appropriation) (permanent, indefinite)

60.00

Identification code 2 0 - 1 8 7 5 - 0 - 1 - 9 0 8

10.00
509,886

426,520

426,520
60.00

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year

509,886
6
-21

426,520
21

90.00

509,871

426,541

Outlays..

Program and Financing (in thousands of dollars)

426,520
71.00
426,520

Appropriations are made for payment of claims and interest
for damages not chargeable to appropriations of individual
agencies and for payment of private and public relief acts.
Public Law 95-26 authorized a permanent indefinite appropriation to pay certain judgments from the general funds of
the Treasury.

90.00

1989 actual

1990 est.

1991 est.

Program by activities:
Total obligations (object class 43.0)
Financing:
Budget authority (appropriation) (permanent, indefinite)
Relation of obligations to outlays:
Obligations incurred, net
Outlays..

ENERGY SECURITY RESERVE
Program and Financing (in thousands of dollars)
Identification code 2 0 - 0 1 1 2 - 0 - 1 - 2 7 1

1989 actual

1990 est.

1991 est.

Object Classification (in thousands of dollars)
Identification code 2 0 - 1 8 9 5 - 0 - 1 - 8 0 8

42.0
43.0

Insurance claims and indemnities
Interest and dividends

1989 actual

1990 est.

1991 est.

497,524
12,362

417,247
9,273

417,247
9,273

509,886

426,520

21.40
24.40
25.00

Financing:
Unobligated balance available, start of year..
Unobligated balance available, end of year...
Unobligated balance I

Total obligations

INTEREST ON UNINVESTED FUNDS

10.00

Program by activities:
Total obligations (object class 43.0)

Financing:
60.00 Budget authority (appropriation) (permanent, indefinite)

71.00
72.40
74.40
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

1989 actual

1990 est.

1991 est.

19,907

21,671

21,871

19,907

21,671

21,871

19,907
10,654
-10,689

21,671
10,689
-10,689

21,871
10,689
-10,689

19,872

21,671

1,018,707
-886,831
11

886,831
-743,231

743,231
-575,431

131,887

143,600

167,800

11

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year....
Obligated balance, end of year
Adjustments in expired accounts..
Outlays..

The Energy Security Reserve was created principally to
finance the activities of the U.S. Synthetic Fuels Corporation.
Public Law 99-190, making continuing appropriations for
1986, rescinded the balance of unobligated funds available to
the Corporation. The Act left $10 million in the Reserve for
the Corporation's liquidation and $400 million for a Clean
Coal Technology Demonstration program, which has been
transferred to a new account in the Department of Energy.
The Act also transferred responsibility for ongoing projects of
the Corporation to the Secretary of the Treasury; these
projects' activities and financing will continue to be displayed
in this account.

21,871

Under conditions of the law creating each trust, interest
accruing and payable from the general fund of the Treasury
is appropriated for payment to the proper fund receipt accounts (31 U.S.C. 1321; 2 U.S.C. 158; 20 U.S.C. 74a and 101; 24
U.S.C. 46; and 69 Stat. 533).
The following schedule details the interest paid under this
account:



-304,934
304,934

Budget authority...

90.00

Program and Financing (in thousands of dollars)
Identification code 2 0 - 1 8 6 0 - 0 - 1 - 9 0 8

-304,934
304,934

426,520

39.00

71.00
72.40
74.40
77.00

99.9

-304,945
304,934

BIOMASS ENERGY DEVELOPMENT
Program and Financing (in thousands of dollars)
Identification code 2 0 - 0 1 1 4 - 0 - 1 - 2 7 1

10.00

Program by activities:
Alcohol fuels (Department of Energy) (total obligations)
(object class 25.0)

1989 actual

1990 est.

2,700

1991 est.

2,700

A-972

SERVICE—Continued

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
BIOMASS ENERGY DEVELOPMENT—Continued
Program and Financing (in thousands of dollars)—Continued
Identification code 20-0114-0-1-271
Financing:
Recovery of prior year obligations
Unobligated balance available, start of year
Unobligated balance available, end of year

17.00
21.40
24.40
39.00
71.00
72.40
74.40
78.00

1989 actual

1990 est.

1991 est.

-44,744
19,421
25,323

-25,323
22,623

-22,623
19,923

2,700
2,588
-2,588

2,700
2,588
-2,588

2,700

2,700

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Adjustments in unexpired accounts

90.00

66,331
-2,588
-44,744
18,999

Outlays

This fund is for use by the U.S. Treasury in making settlement with the payees or special endorsees in case of checks
drawn on the U.S. Treasury which have been paid on forged
endorsements.
To reduce hardships sustained by payees of Government
checks that have been stolen and forged, settlement is made
in advance of the receipt of funds from the endorsers of the
checks through reclamation procedure by this office. Benefits
from these early settlements are shared by claimants and the
Government in that the claimants are more quickly restored
financially to their proper position and the Government is
spared the necessity of much unproductive correspondence. If
the U.S. Treasury is unable to recover funds, the revolving
account sustains the loss.
This revolving account is currently inactive and its unobligated balance is carried forward each fiscal year.

Trust Funds

Status of Guaranteed Loans (in thousands of dollars)
Identification code 20-0114-0-1-271

1989 actual

1990 est.

REBATE OF SAINT LAWRENCE SEAWAY TOLLS

1991 est.

(HARBOR MAINTENANCE TRUST FUND)
Cumulative balance of guaranteed loans outstanding:
2210 Outstanding, start of year
2251 Repayments and prepayments
2262 Adjustments: Terminations for default that result in acquisition of property
2290

502,292
-437,592
-64,700

Outstanding, end of year

2299

For rebate of the United States portion of tolls paid for use of the
Saint Lawrence Seaway, pursuant to Public Law 99-662,
[$10,050,000] $10,789,000, to remain available until expended and to
be derived from the Harbor Maintenance Trust Fund, of which not to
exceed [$250,000] $261,000 shall be available for expenses of administering the rebates. (Department of Transportation and Related Agencies Appropriations Act, 1990.)

U.S. contingent liability for guaranteed loans outstanding,
end of year

MEMORANDUM

Program and Financing (in thousands of dollars)
Identification code 20-8865-0-7-808

This account finances programs to aid commercial production of alcohol and other fuels from crops and crop waste,
timber, animal and timber waste, and other forms of biomass
and urban waste activities, as authorized under Title II of the
Energy Security Act.
New Administrative Provisions in Fiscal Year 1989 for the
Department of Energy allow the Department of Energy to
retain in this account any funds brought into its Alcohol
Fuels Loan Guarantee Program, either through sale of assets
the Government has acquired through loan default and foreclosure, or repayments made on a loan for which the Department of Energy has become the direct lender by paying the
guarantee on a defaulted loan. These retained funds will be
held in a reserve against the possibility of further guaranteed
loan defaults. The Department of Energy will also be able to
use unobligated funds from its Alternative Fuels Production
account to pay the guaranteed portion of defaults if the need
arises, and if those funds are not needed by the Alternative
Fuels Production program.

1989 actual

1990 est.

1991 est.

10.00

Program by activities:
Total obligations

11,145

10,020

10,789

40.00

Financing:
Budget authority (appropriation)

11,145

10,020

10,789

71.00
72.10
72.40
74.10
74.40

Relation of obligations to outlays:
Obligations incurred, net
Receivables in excess of obligations, start of year
Obligated balance, start of year
Receivables in excess of obligations, end of year
Obligated balance, end of year

11,145

10,020
-19

10,789

90.00

51
19
—51
11,164

Outlays

—143

9,950

10,697

The Harbor Maintenance Revenue Act of 1986 (Public Law
99-662) requires the rebate of the U.S. portion of tolls paid by
commercial vessels for use of the St. Lawrence Seaway. Tolls
are deposited into the Harbor Maintenance Trust Fund,
which reimburses the Toll Rebate Program for rebates and
administrative expenses.
Object Classification (in thousands of dollars)

Public enterprise funds:

Identification code 20-8865-0-7-808

CHECK FORGERY INSURANCE FUND
11.1
11.5

Program and Financing (in thousands of dollars)
Identification code 20-4109-0-3-803
Financing:
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00
71.00
90.00

Budget authority
Relation of obligations to outlays:
Obligations incurred, net
Outlays




1989 actual

-1,832
1,832

1990 est.

-1,832
1,832

1991 est.

-1,832
1,832

Personnel compensation:
Full-time permanent
Other personnel compensation

11.9
12.1
21.0
23.1
23.3
24.0
25.0
26.0
31.0

Total personnel compensation
Civilian personnel benefits
Travel and transportation of persons
Rental payments to GSA
Communications, utilities, and miscellaneous charges
Printing and reproduction
Other services
Supplies and materials
Equipment

99.9

Total obligations

1989 actual

1990 est.

1991 est.

122
2

131
4

131
4

124
22

135
25
6
49
1
1
9,793
6
4

135
25
6
52
1
1
10,559
6
4

10,020

10,789

2
4
1
10,990
2
11,145

FEDERAL F,NANCING

DEPARTMENT OF THE TREASURY

B N Ac l Es
A
Fd eJv^ ds
,/
e

A-973

FEDERAL FINANCING BANK ACTIVITIES

Personnel Summary
Total number of full-time permanent positions
Total compensable work years: Full-time equivalent employment....

Federal Funds
Intragovernmental funds:
FEDERAL FINANCING BANK
Program and Financing (in thousands of dollars)
Identification code 2 0 - 4 5 2 1 - 0 - 4 - 8 0 3

Program by activities:
Administrative expenses
Interest on borrowings from Treasury
Prepayment premium
Interest on borrowings from civil service and
disability trust funds
00.05 Interest on prepayment premiums

MISCELLANEOUS TRUST FUNDS

00.01
00.02
00.03
00.04

Program and Financing (in thousands of dollars)
Identification code 2 0 - 9 9 7 1 - 0 - 7 - 9 9 9

00.01
00.02
00.03
10.00

1989 actual

22
64

Total obligations (object class 41.0)

Budget authority (appropriation)
nent, indefinite)

1991 est.

10.00

Program by activities:
Esther Cattell Schmitt gift fund
National defense conditional gift fund
Pershing Hall gift fund

85

Financing:
Unobligated balance, start of year:
21.40
Treasury balance
U.S. securities:
21.41
Par value
21.41
Unrealized discount
Unobligated balance, end of year:
24.40
Treasury balance
U.S. securities:
24.41
Par value
24.41
Unrealized discount
60.00

1990 est.

44
190
7

44

241

51

7

-305

-250

-59

-625

-625
-3

-625
-3

250

59

59

625

625
3

625
3

-3

67.10

3

(perma30

51

71.00
72.40
74.40

51
90.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year

Total operating expenses

Financing:
Offsetting collections from:
Federal funds:
Interest
11.00
11.00
Prepayment premium
14.00
Non-Federal sources: Interest
21.90 Unobligated balance available, start of year:
Fund balance
24.90 Unobligated balance available, end of year: Fund
balance
27.00 Capital transfer to general fund of surplus
income
Authority to borrow (permanent, indefinite) (P.L 93-224, sec. 9(B))
Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year....
Outlays..

1989 actual

1990 est.

1991 est.

1,483
14,164,437
695,361

2,000
12,996,284
202,400

2,000
12,518,614
180,000

1,585,698
142,377

1,873,000
152,000

1,287,000
165,000

16,589,356

15,225,684

14,152,614

-14,495,219

-15,034,289

-13,957,816
-194,798

-472,493

-2,095

-2,000

2,095

2,000

2,000

-1,422,722

453,473

654,490

191,300

671,415
1,889,403
-2,279,894

191,395
2,279,894
-2,471,289

2,471,289
-2,471.289

280,924

The Federal Financing Bank (FFB) was created to ensure
the coordination of Federal and federally-assisted borrowing
from the public and to ensure that such borrowings are fi-103
-130
-156
nanced in a manner least disruptive of private financial mar90.00
Outlays
60
215
25
kets and institutions.
The Bank is the vehicle through which most Federal agenDistribution of budget authority by account:
cies finance their programs involving the sale or placement of
Esther Cattell Schmitt gift fund
44
44
44
credit market instruments, including agency securities, guarNational defense conditional gift fund
1
anteed obligations, participation agreements, and loan assets.
Pershing Hall memorial fund
7
7
7
The major exceptions are Title XI ship mortgage bonds and
Government National Mortgage Association asset sales.
Distribution of outlays by account:
Transactions by the FFB on behalf of a Federal agency are
Esther Cattell Schmitt gift fund
18
18
18
treated as a means of financing the agency—i.e., lending by
National defense conditional gift fund
63
190
the FFB to the agency and borrowing by the agency from the
FFB. These transactions are not reflected directly in the
budget totals because borrowing and the repayment of borEsther Cattell Schmitt gift fund— Public Law 87-467 (76 rowing between Federal agencies and the Treasury are not
Stat. 88) authorized the acceptance of the gift made to the budgetary transactions. Rather, the budget authority and the
United States by the will of Esther Cattell Schmitt. The outlays of the agency that are financed by such borrowing are
income received from the gift to the United States is paid by reflected in particular agency accounts and, hence, in the
the Secretary of the Treasury to beneficiaries named in provi- budget totals.
Lending by the FFB to an agency may be accomplished in
sions of the will.
any of three forms (the form used depends on the authorizing
National defense conditional gift fund.—The Secretary of statutes pertaining to a particular agency or program): (1) the
the Treasury accepts on behalf of the United States, condi- FFB may purchase agency financial assets; (2) the FFB may
tional gifts of money or other intangible property to be used originate direct loans on behalf of an agency; and (3) the FFB
for a particular defense purpose. Intangibles other than may acquire debt securities that the agency is otherwise aumoney are converted at the best terms available. The moneys thorized to issue to the public. In the case of FFB loan origiheld in trust are paid to those appropriation accounts which nations, the FFB actually disburses loans directly to private
borrowers on behalf of the agency and receives repayments
best implement the intent of the donors (68 Stat. 566).
from the private borrower on behalf of the agency. However,
Pershing Hall gift fund.—This fund is used for the mainte- consistent with the legal requirement that transactions by the
nance of Pershing Hall in Paris, France, which honors veter- FFB be treated as a means of financing agency obligations,
the budget reflects the budgetary effect of those transactions,
ans of World War I (36 U.S.C. 491).
71.00
72.40
74.40




85

241

51

78

103

130

A-974

F^erai

Funds—^ntinud

ACT,vmES Continued

THE BUDGET FOR FISCAL YEAR 1991

-

Intragovernmental funds—Continued
FEDERAL FINANCING B A N K — C o n t i n u e d

which, in succession, are a loan by the FFB to the agency, a
loan by the agency to a private borrower, a repayment by a
private borrower to the agency, and a repayment by the
agency to the FFB.
In recent years, Congress has authorized certain Rural Electrification Administration-guaranteed borrowers and Department of Defense-guaranteed foreign military sales borrowers
to prepay those loans at par, without the contractually required prepayment premiums. These prepayments result in
losses to the FFB and thus the taxpayer.
Pursuant to these actions, the FFB has received REA-guaranteed borrower prepayments of $2.6 billion with associated
losses of $0.6 billion. Another $0.5 billion in par prepayments
is expected in 1990 and will lead to further losses.
To date, $7.2 billion of eligible FMS loans held by the FFB
have been prepaid, with an associated taxpayer loss of $1.5
billion.
In the Foreign Operations, Export Financing, and Related
Programs Appropriations Act, 1990, Congress expanded the
Foreign Military Sales prepayment authority to include loans
bearing interest rates no lower than 8 percent. While the
amounts that FMS borrowers would choose to prepay under
this legislation are subject to a variety of factors and cannot
be estimated with precision, depending on market conditions,
an additional $1.7 billion of FFB-held FMS debt could be
expected to be prepaid, with an associated loss to the taxpayer
of up to $150 million.
As a result of the losses sustained under the prepayment
programs, the FFB had a negative net worth of $1.4 billion at
the end of 1989.
The following table shows by agency and program the net
lending by the FFB during each year and the amount of loans
outstanding at the end of the year.
[In thousands of dollars]

1989 actual
A. Funds Appropriated to the President:
1. Foreign military sales credit:
Lending, net
Loans outstanding
B. Department of Agriculture:
1. Agricultural credit loans:
Lending, net
Loans outstanding
2. Rural housing loans:
Lending, net
Loans outstanding
3. Rural development loans:
Lending, net
Loans outstanding
4. Rural Electrification Administration:
Lending, net
Loans outstanding
C. Department of Defense:
1. Navy ship leases:
Lending, net
Loans outstanding
D. Department of Education:
1. Student Loan Marketing Association:
Lending, net
Loans outstanding
E. Department of Energy:
1. Geothermal resources development fund:
Lending, net
Loans outstanding
F. Department of Health and Human Services:
1. Health maintenance organizations:
Lending, net
Loans outstanding
2. Medical facility loans:
Lending, net
Loans outstanding
6. Department of Housing and Urban Development:
1. Section 108 guaranteed loans:
Lending, net
Loans outstanding




1990 est.

1991 est.

-5,823,161
10,188,543

-2,031,000
8,157,543

-345,000
7,812,543

-3,960,000
23,665,000

-3,322,000
20,343,000

-1,975,000
18,368,000

25,971,000

25,971,000

-1,415,000
24,556,000

-1,225,000
3,675,000

3,675,000

3,675,000

113,137
23,457,661

-71,000
23,386,661

536,000
23,922,661

-38,352
1,720,547

-48,000
1,672,547

-48,000
1,624,547

4,910,000

-30,000
4,880,000

-30,000
4,850,000

2. Low-rent public housing:
Lending, net
Loans outstanding
H. Department of the Interior:
1. Territories of Guam and the Virgin Islands:
Lending, net
Loans outstanding
I. Department of Transportation:
1. Railroad Revitalization and Regulatory Reform Act:
Lending, net
Loans outstanding
J. General Services Administration:
1. Federal buildings fund:
Lending, net
Loans outstanding
K. NASA:
1. Space flight, control, and data communications:
Lending, net
Loans outstanding
L. Small Business Administration:
1. Small business investment companies:
Lending, net
Loans outstanding
2. Section 503 guaranteed loans:
Lending, net
Loans outstanding
3. Development company loans:
Lending, net
Loans outstanding
M. Tennessee Valley Authority:
1.TVA:
Lending, net
Loans outstanding
2. TVA-Seven States Energy Corporation:
Lending, net
Loans outstanding
N. Export-Import Bank:
Lending, net
Loans outstanding
0. Washington Metropolitan Area Transit Authority:
Loans outstanding
P. National Credit Union Administration:
Lending, net
Loans outstanding
Q. Postal Service:
Lending, net
Loans outstanding

-4,805
74,724

-6,000
68,724

-5,000
63,724

-8,318
88,070

-7,000
81,070

-81,070

-34,656
283,403

-55,000
228,403

-59,000
169,403

-47,000
1,903,336

-1,783
56,894

-2,000
54,894

-2,000
52,894

8,955
37,246

-14,000
23,246

-4,000
19,246

-9,381
378,070

-11,000
367,070

-12,000
355,070

96,415
995,219

101,000
1,096,219

-1,096,219

-77,395
555,286

-62,000
493,286

-54,000
439,286

-71,513
799,366

-92,000
707,366

-81,000
626,366

-3,755
11,604

-5,000
6,604

-5,000
1,604

336,000
17,467,000

-2,730,000
14,737,000

-2,240,000
12,497,000

132,492
2,294,881

83,000
2,377,881

22,000
2,399,881

26,002
10,983,621

57,000
11,040,621

77,000
11,117,621

177,000

177,000

177,000

-6,738
111,410

-1,000
110,410

-1,000
109,410

602,800
6,195,000

1,503,000
7,698,000

1,500,000
9,198,000

-6,788,000
129,303,881

-5,365,289
123,938,592

Financial Condition (in thousands of dollars)
1990 est.

1991 est.

1988 actual

1989 actual

880,668
4,326,558
146,329,826

376,471
4,537,852
136,091,880

250,981
4,234,980
129,303,881

250,981
3,946,146
123,938,592

151,537,052

141,006,203

133,789,842

128,135,719

4,757,824

4,488,680

4,192,683

3,905,837

131,701,133

121,073,760

113,951,091

108,598,612

1,452,063
14,844,990
10

1,899,605
14,999,990
10

2,102,005
14,999,990
10

2,087,207
14,999,990
10

152,756,020

142,462,045

135,245,779

129,591,656

Government equity:
Unexpended budget authority: Unobligated balance
Accumulated losses

472,493
-1,691,461

2,095
-1,457,937

2,000
-1,457,937

2,000
-1,457,937

Total Government equity

-1,218,968

-1,455,842

-1,455,937

-1,455,937

Assets:
Fund balance with the Treasury
Accounts receivable (net)
Loans receivable (net)
Total assets

-49,980

-45,000
1,950,336

-10,040,737
136,091,881

Total lending:
Lending, net
Loans outstanding

-41,701
1,995,336

Liabilities:
Accounts payable and accrued liabilities
Debt issued under borrowing
authority:
Borrowing from Treasury
Debt arising from prepayment premiums
Borrowing from other (0PM)
Borrowing from the public
Total liabilities

BUREAU 0F ALC0H0L T0BACC0

DEPARTMENT OF THE TREASURY

'

24.0
25.0
43.0
99.9

1989 actual

Printing and reproduction
Other services
Interest and dividends

1990 est.

1991 est.

5
1,478
16,587,873

5
1,995
15,223,684

5
1,995
14,150,614

16,589,356

Total obligations

15,225,684

14,152,614

General and special funds:
For necessary expenses of the Bureau of Alcohol, Tobacco and
Firearms, including purchase of not to exceed six hundred and fifty
vehicles for police-type use for replacement only and hire of passenger motor vehicles; hire of aircraft; and services of expert witnesses at
such rates as may be determined by the Director; not to exceed $5,000
for official reception and representation expenses; for training of
State and local law enforcement agencies with or without reimbursement; provision of laboratory assistance to State and local agencies,
with or without reimbursement; [$257,565,000, of which $19,000,000
shall be available solely for the enforcement of the Federal Alcohol
Administration Act during fiscal year 1990, and] $275,284,000, of
which not to exceed $1,000,000 shall be available for the payment of
attorneys' fees as provided by 18 U.S.C. 924(d)(2): Provided, [That no
funds appropriated herein shall be available for administrative expenses in connection with consolidating or centralizing within the
Department of the Treasury the records of receipts and disposition of
firearms maintained by Federal firearms licensees or for issuing or
carrying out any provisions of the proposed rules of the Department
of the Treasury, Bureau of Alcohol, Tobacco and Firearms, on Firearms Regulations, as published in the Federal Register, volume 43,
number 55, of March 21, 1978: Provided further, That none of the
funds appropriated herein shall be available for explosive identification or detection tagging research, development, or implementation:
Provided further, ] That not to exceed $300,000 shall be available for
research and development of an explosive identification and detection
device [: Provided further, That funds made available under this Act
shall be used to achieve a minimum level of 3,850 full-time equivalent
positions for fiscal year 1990, of which no fewer than 692 full-time
equivalent positions shall be allocated for the Armed Career Criminal
Apprehension Program]. (Treasury Department Appropriations Act,
1990.)
[To fight the war against armed career criminals, an additional
amount of $10,000,000 for the hiring, training and equipping of additional agents and inspectors to enhance the arrest and conviction of
armed career criminals who violate Federal firearms statutes.] (Department of Transportation and Related Agencies Appropriations Act,
1990.)
Program and Financing (in thousands of dollars)
1989 actual

1990 est.

1991 est.

ProgramJjy activities:
Direct program:
Compliance operations:
00.01
Alcohol
00.02
Tobacco
00.03
Firearms
00.04
Explosives

50,000
1,811
14,602
4,416

54,698
1,877
20,875
4,446

49,606
1,898
22,724
4,527

00.91

70,829

81,896

78,755

353
176
105,887
59,971

2,448
284
115,297
66,623

2,601
301
126,047
67,580

Law enforcement:
Alcohol
Tobacco
Firearms
Explosives

01.91

Total, law enforcement

166,387

184,652

196,529

01.92

Total direct program

237,216

266,548

275,284




9,420

10,672

10.00

Total obligations..

238,116

275,968

285,956

— 900

-808
-8,612
-2,490

-975
-9,697

240,212

264,058

275,284

241,000

267,565
-3,507

275,284

Financing:
Offsetting collections from-.
11.00 '
Federal funds
Federal funds: Drug enforcement
1 1 . 0 0i
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year....
25.00 Unobligated balance lapsing
Budget authority ..
Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..
Transferred to other accounts

2,490
506

-788

43.00

SALARIES AND EXPENSES

01.01
01.02
01.03
01.04

900

40.00
40.00
41.00

Federal Funds

Total, compliance operations..

Reimbursable program..

39.00

BUREAU OF ALCOHOL, TOBACCO AND
FIREARMS

Identification code 2 0 - 1 0 0 0 - 0 - 1 - 7 5 1

A-975

02.01

Object Classification (in thousands of dollars)
Identification code 2 0 - 4 5 2 1 - 0 - 4 - 8 0 3

TJe^ml

Appropriation (adjusted)..

240,212

264,058

275,284

71,00
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance, start of year...
Obligated balance, end of year
Adjustments in expired accounts..

237,216
33,277
-30,941
-2,452

266,548
30,941
-33,824

275,284
33,824
-34,697

237,100

263,665

274,411

90.00

Outlays..

The Bureau of Alcohol, Tobacco and Firearms is responsible
for the enforcement of the laws designed to eliminate certain
illicit activities and to regulate lawful activities relating to
distilled spirits, beer, wine and nonbeverage alcohol products,
tobacco, firearms, and explosives.
Compliance operations.—This activity covers the regulation
of: the alcohol and tobacco industries relating to revenue
protection and product and market integrity; the legal firearms industry through a system of licensing and compliance
inspections; and the explosives industry through a license and
permit system for manufacturers, dealers, and users of explosives. Effective July 1, 1987, this activity became responsible
for the deposit and accounting for alcohol and tobacco excise
taxes.
Law enforcement.—This activity covers the enforcement of:
Federal laws relating to the liquor industry; Federal firearms
statutes and Federal laws to suppress illegal use of explosives
and illegal trafficking in explosives.
SELECTED WORKLOAD AND REVENUE DATA
Compliance operations:
Alcohol:
Inspections
Revenue Collected (in millions of dollars)
Number of Returns
Tobacco:
Inspections
Revenue Collected (in millions of dollars)
Number of Returns
Firearms: Inspections
Explosives: Inspections
Law enforcement:
Alcohol:
Cases initiated
Suspects recommended for prosecution
Tobacco:
Cases initiated
Suspects recommended for prosecution
Firearms:
Cases initiated
Suspects recommended for prosecution
Firearms traces
Explosives:
Cases initiated
Suspects recommended for prosecution
Explosives traces

1990 est.

1991 est.

13,101
$5,730
512,109

9,800
$5,700
511,000

9,100
$5,700
511,000

227
$4,290
3,227
9,615
4,009

275
$4,300
3,200
12,300
4,300

275
$4,300
3,200
13,400
4,300

25
6

25
6

25
6

6
0

6
0

6
0

8,286
6,669
41,807

8,358
6,727
43,000

8,660
6,970
43,000

1,745
788
256

1,808
816
260

1,742
786
270

1989 actual

A-976

F S J K W

0 8

^

AND F,REARMS_C ntinued

°

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued
SALARIES AND EXPENSES—Continued
Object Classification (in thousands of dollars)
Identification code 2 0 - 1 0 0 0 - 0 - 1 - 7 5 1

11.1

11.3
11.5
11.9
12.1
13.0
21.0
22.0
23.1
23.3
24.0
25.0
26.0
31.0
42.0
99.0
99.0
99.9

1989 actual

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation

1990 est.

1991 est.

Total obligations

123,832
1,777
20,334

127,763
33,219
73
9,195
1,337
17,978
11,645
1,124
15,852
6,083
12,792
155

135,511
35,970
76
10,737
1,412
20,023
14,086
1,170
17,612
6,675
23,116
160

145,943
39,093
79
11,340
1,472
22,704
14,687
1,219
17,259
7,335
13,987
166

266,548
9,420

275,284
10,672

238,116

Subtotal, direct obligations
Reimbursable obligations

120,009
1,732
13,770

237,216
900

Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services
Supplies and materials
Equipment
Insurance claims and indemnities

112,412
2,926
12,425

275,968

285,956

3,981

3,997

3,997

3,606
409

3,706
447

3,706
452

16

151

151

14
4

144
28

144
48

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

INTERNAL REVENUE COLLECTIONS FOR PUERTO RICO
Program and Financing (in thousands of dollars)
Identification code 20-5737-0-2-806

1989 actual

Program by activities:
10.00 Total obligations (object class 41.0)
Financing:
Budget authority (appropriation) (permanent, indefinite) (special fund)

272,121

1990

est.

272,000

1991

official reception and representation expenses; and awards of compensation to informers, as authorized by any Act enforced by the United
States Customs Service; [$1,059,634,000] $1,120,086,000, [of which
up to $7,000,000 shall be available for the Interagency Border Inspection System, and] of which such sums as become available in the
Customs User Fee Account, except sums subject to section 13031(f)(3)
of the Consolidated Omnibus Reconciliation Act of 1985, as amended
(19 U.S.C. 58c(fX3)), shall be derived from that Account; of the total,
not to exceed $150,000 shall be available for payment for rental space
in connection with preclearance operations, [and] not to exceed
$4,000,000, to remain available until expended, for research, and not
to exceed $3,395,000, to remain available until expended, for renovation and expansion of the Canine Enforcement Training Center. Provided, That uniforms may be purchased without regard to the general
purchase price limitation for the current fiscal year: Provided further,
That none of the funds made available by this Act shall be available
for administrative expenses to pay any employee overtime pay in an
amount in excess of $25,000: Provided further, That the Commissioner
or his designee may waive this limitation in individual cases in order
to prevent excessive costs or to meet emergency requirements of the
Service [: Provided further, That none of the funds made available by
this Act may be used for administrative expenses in connection with
the proposed redirection of the Equal Employment Opportunity Program: Provided further, That the United States Customs Service shall
hire and maintain an average of not less than 16,976 full-time equivalent positions in fiscal year 1990, of which a minimum level of 10,385
full-time equivalent positions shall be allocated to commercial operations activities, and of which a minimum level of 930 full-time
equivalent positions shall be allocated to air interdiction activities of
the United States Customs Service: Provided further, That no funds
appropriated by this Act may be used to reduce to single eight hour
shifts at airports and that all current services as provided by the
Customs Service shall continue through September 30, 1990: Provided
further, That not less than $500,000 shall be expended for additional
part-time and temporary positions in the Honolulu Customs District] . (Treasury Department Appropriations Act, 1990.)
[To fight the war on drugs, an additional amount of $18,000,000, of
which $15,000,000 shall be available to undertake investigations to
counter drug-related money laundering or other law enforcement activities, and of which $3,000,000 shall be available to increase the air
interdiction program staffing level to 960 permanent full-time equivalent positions: Provided, That none of the additional funds shall be
made available for the establishment of the Financial Crimes Enforcement Network without the advance approval of the House and
Senate Committees on Appropriations.] (Department of Transportation and Related Agencies Appropriations Act, 1990.)

est.

272,000

Program and Financing (in thousands of dollars)
Identification code 2 0 - 0 6 0 2 - 0 - 1 - 7 5 1

272,121

272,000

272,000

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year

272,121
36,067

272,000

272,000

Program by activities:
Direct program:
Inspection and control
00.01
Tactical interdiction
00.02
00.03
Investigations
00.04
Commercial activities

90.00

308,188

272,000

272,000

00.91
01.01
10.00

60.00

Outlays

Excise taxes collected under the Internal Revenue laws of
the United States on articles produced in Puerto Rico and
either transported to the United States or consumed on the
island are paid to Puerto Rico (26 U.S.C. 7652).

UNITED STATES CUSTOMS SERVICE
Federal Funds
General and special funds:
SALARIES AND EXPENSES

For necessary expenses of the United States Customs Service, including purchase of up to [one thousand] 1,000 motor vehicles of
which 960 are for replacement only, including [nine hundred and
ninety] 990 for police-type use and commercial operations; hire of
[passenger] motor vehicles; not to exceed [$10,000] $20,000 for



1991 est.

131,368
166,686
158,748
756,890

145,801
176,003
160,129
795,278

Total direct program
Reimbursable program

1,141,125
110,323

1,213,692
124,600

1,277,211
140,618

Total obligations

1,251,448

1,338,292

1,417,829

-106,454
-3,869
-51,655
78,743
5,973

-109,600
-15,000
-78,743
78,743

-124,068
-16,550
-78,743
78,743

1,174,186

1,213,692

1,277,211

389,109
644,802

437,210
640,424
-15,044

1,120,086

Budget authority

B
ludget authority:
Current:
Appropriation (general fund)
40.00
Appropriation (special fund)
40.00
40.00
Reduction pursuant to P.L. 99-177
41.00
Transferred to other accounts
42.00
Transferred from other accounts
43.00

1990 est.

111,319
159,983
168,662
701,161

Financing:
Offsetting collections from:
11.00
Federal funds
14.00
Non-Federal funds
21.40 Unobligated balance available, start of year
24.40 Unobligated balance available, end of year
25.00 Unobligated balance lapsing
39.00

1989 actual

Appropriation (adjusted)

-3,764
2,500
1,030,147

1,065,090

1,120,086

UNITED STATES CUSTOMS SERVICE- -Continued
Federal Funds- -Continued

DEPARTMENT OF THE TREASURY
Permanent:
Appropriation (indefinite)

144,039

148,602

157,125

Relation of obligations to outlays:
71.00 Obligations incurred, net
72.40 Obligated balance, start of year
74.40 Obligated balance, end of year
77.00 Adjustments in expired accounts

1,141,125
171,085
-219,208
16,413

1,213,692
219,208
-227,590

1,277,211
227,590
-237,492

90.00

1,109,415

1,205,310

1,267,308

60.00

Outlays

Inspection and control—In enforcing the provisions of the
Tariff Act of 1930, as amended, the Inspection and Control
activity must: (1) stop the illegal entry of drugs and other
prohibited items and enforce export laws while accommodating the law-abiding persons and cargo entering this country;
and (2) augment selectivity of Customs inspectional enforcement programs through improved techniques and equipment.
Tactical interdiction.—Operating under the authority of
titles 19 and 26, U.S. Code, the tactical interdiction program
stops smuggling activity along our national borders by maintaining a highly mobile interdiction force proficient in land,
sea, and certain air tactical enforcement operations.
Investigations.—The investigative arm of the Customs Service conducts criminal, civil, and fact-finding investigations of
customs and related laws, including currency, fraud, neutrality, smuggling, and illegal exports of critical technology.
Commercial activities.—Commercial operations: (1) enforces
the provisions of the Tariff Act of 1930, as amended; (2) processes persons and cargo entering this country; (3) opens new
ports of entry and expands service at existing ports to meet
the needs of the traveling and importing public; (4) collects
lost revenue by conducting investigations of commercial
fraud; (5) improves the efficiency of processing through better
selectivity in document review and laboratory analysis; (6)
improves the administration of post-audit techniques; (7) provides Customs field personnel and the public with timely,
uniform rulings and interpretations and final administrative
decisions; and (8) achieves maximum utilization of Customs
resources with minimum disruption of international trade
and travel.

26.0
31.0
32.0
42.0
44.0

Supplies and materials
Equipment
Land and structures
Insurance claims and indemnities
Refunds

99.0
99.0

15,177
46,970

15,901
47,189

395
119

395
126

1,213,692
124,600

1,277,211
140,618

1,251,448

Total obligations

15,118
59,156
Ill
319
93
1,141,125
110,323

Subtotal, direct obligations
Reimbursable obligations

99.9

A-977

1,338,292

1,417,829

17,380

17,304

16,990

16,706
3,217

16,663
3,636

16,349
3,821

590

816

909

332
108

816
117

909
132

Personnel Summary
Direct:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours
Reimbursable:
Total number of full-time permanent positions
Total compensable workyears:
Full-time equivalent employment
Full-time equivalent of overtime and holiday hours

OPERATION AND MAINTENANCE, AIR INTERDICTION PROGRAM

For expenses, not otherwise provided for, necessary for the hire,
lease, acquisition (transfer or acquisition from any other agency),
operation and maintenance of aircraft, and other related equipment
of the Air Program; [$196,728,000] $U3M7,000 to remain available
until expended [: Provided, That no aircraft or other related equipment shall be transferred to any other Federal agency, Department,
or office outside of the Department of the Treasury during fiscal year
1990]. (Treasury Department Appropriations Act, 1990.)
[To fight the war on drugs, an additional $35,800,000, to remain
available until expended, for the procurement of interceptor and support aircraft, and to provide for the operation and maintenance expenses of these assets to more effectively interdict the illegal importation of drugs into the United States.] (Department of Transportation
and Related Agencies Appropriations Act, 1990.)
Program and Financing (in thousands of dollars)
Identification code

20-0604-0-1-751

1989 actual

1990 est.

1991 est.

SELECTED WORKLOAD DATA
1989 actual
Carriers of persons and merchandise from foreign countries (in
thousands)
Persons arriving from foreign countries (in thousands)
Formal entries (in thousands)
Total collections (in millions of dollars)

1990 est.

1991 est.

114,994
345,176
8,911
18,649

120,169
416,603
9,361
19,643

125,576
421,736
9,723
20,363

Customs user fees (merchandise and passenger processing)
expire at the end of fiscal year 1990. Legislation will be proposed to extend these fees indefinitely, to make the merchandise processing fee GATT consistent, and to make the passenger processing fees available for related purposes.

11.1
11.3
11.5
11.8
11.9
12.1
13.0
21.0
22.0
23.1
23.2
23.3
24.0
25.0

Direct obligations:
Personnel compensation:
Full-time permanent
Other than full-time permanent
Other personnel compensation
Special personal services payments
Total personnel compensation
Civilian personnel benefits
Benefits for former personnel
Travel and transportation of persons
Transportation of things
Rental payments to GSA
Rental payments to others
Communications, utilities, and miscellaneous charges...
Printing and reproduction
Other services




1989 actual

105,017
40,859

133,363
97,000

143,047

00.91
01.01

Total direct program..
Reimbursable program

145,876
20,321

230,363
75,000

143,047

10.00

Total obligations..

166,197

305,363

143,047

-20,321
-8,540
11,927

-75,000
-11,927
11,927

-11,927
11,927

Financing:
11.00 Offsetting collections from: Federal sources..
21.40 Unobligated balance available, start of year..
24.40 Unobligated balance available, end of year
39.00

Object Classification (in thousands of dollars)
Identification code 2 0 - 0 6 0 2 - 0 - 1 - 7 5 1

Program by activities:
Direct program:
00.01
Operating expenses...
00.02
Capital procurement..

1990 est.

1991 est.

507,034
10,625
134,421
3,172

533,229
10,141
157,405
2,086

561,662
10,169
165,415
953

655,252
119,894
336
30,325
4,700
74,418
4,749
39,850
4,278
132,524

702,861
129,345
200
29,661
5,744
82,547
8,640
41,684
3,960
146,389

738,199
138,867
200
31,038
6,115
86,402
9,025
39,411
4,234
160,109

Budget authority..

149,262

230,363

143,047

40.00
40.00

Budget authority:
Appropriation
Reduction pursuant to P.L. 99-177..

149,262

232,528
-2,165

143,047

43.00

Appropriation (adjusted)..

149,262

230,363

143,047

71.1
72.40
74.40
77.00

Relation of obligations to outlays:
Obligations incurred, net
Obligated balance available, start of year...
Obligated balance available, end of year....
Adjustments in expired accounts

145,876
17^452
-146,746
-11,495

230,363
146,746
-183,241

143,047
183,241
-143,949

167,087

193,868

182,339

90.00

Outlays..

The Customs Air Interdiction Program combats the illegal
entry of narcotics and other goods into the United States.
This appropriation provides capital procurement and total
operations and maintenance for the Customs air program.

A-978

F

^

E

R

a

Funds—^ntinud

I

C -one
nud
t
i

A TEC
v S
m
,

THE BUDGET FOR FISCAL YEAR 1991

General and special funds—Continued

proceeds beyond the expenses of seizure, and forfeiture of
merchandise are deposited into this account. Use of these
Continued
funds is limited to the following:
(1) all proper expenses of the seizure (including investigaThe air program also provides support for the interdiction of
tive costs incurred by the United States Customs Service
narcotics by other Federal, State and local agencies.
leading to seizures) or the proceedings of forfeiture and sale,
Object Classification (in thousands of dollars)
including, but not limited to, the expenses of inventory,
security, and maintenance of custody of the property, adverIdentification code 2 0 - 0 6 0 4 - 0 - 1 - 7 5 1
1991 est.
1989 actual
1990 est.
tisement and sale of the property, and if condemned by the
court and a bond for such costs was not given, the costs as
Direct obligations:
21.0
Travel and transportation of persons
4,356
4,523
2,879
taxed by the court;
22.0
Transportation of things
1,339
1,391
383
(2) awards of compensation to informers under section
23.3
Communications, utilities, and miscellaneous charges...
3,926
4,438
4,078
619;
25.0
Other services
75,444
107,033
79,301
26.0
Supplies and materials
27,237
50,935
41,179
(3) satisfaction of liens for freight, charges, and contribu31.0
Equipment
62,774
35,490
12,576
tions in general average, notice of which has been filed with
32.0
Land and structures
5
the appropriate customs officer according to law, and other
99.0
Subtotal, direct obligations
145,876
230,363
143,047
liens against forfeited property;
99.0
Reimbursable obligations
20,321
75,000
(4) amounts authorized by law with respect to remission
and mitigation;
99.9
Total obligations
166,197
305,363
143,047
(5) claims of parties in interest to property disposed in the
amounts applicable to such claims at the time of seizure;
CUSTOMS FORFEITURE FUND
(6) purchases by the United States Customs Service of
(LIMITATION ON AVAILABILITY OF DEPOSITS)
evidence of smuggling of controlled substances, and violations of the currency and foreign transaction reporting reFor necessary expenses of the Customs Forfeiture Fund, not to
quirements of chapter 51 of title 31, United States Code, if
exceed [$10,000,000] $14,855,000, as authorized by Public Law 100690; to be derived from deposits in the Fund. (Treasury Department
there is a substantial probability that the violations of these
Appropriations Act, 1990.)
requirements are related to the smuggling of controlled
[To fight the war on drugs, an additional amount of $5,000,000, to
substances;
be derived from deposits in the Fund, for authorized law enforcement
(7) equipment for any vessel, vehicle, or aircraft available
purposes.] (Department of Transportation and Related Agencies Apfor official use by the United States Customs Service to
propriations Act, 1990.)
enable the vessel, vehicle, or aircraft to assist in law enAmounts Available for Appropriation (in thousands of dollars)
forcement functions;
(8) the reimbursement, at the discretion of the Secretary,
Identification code 2 0 - 5 6 9 3 - 0 - 2 - 8 0 3
1989 actual
1990 est.
1991 est.
of private persons for expenses incurred by such persons in
01.00 Unappropriated balance, start of year: Treasury balance...
20,000
15,000
15,000
cooperating with the United States Customs Service in in02.00 Receipts
68,543
56,000
55,000
vestigations and undercover law enforcement operations;
03.10 Transferred to general fund receipts
-23,497
-6,635
-5,635
(9) publication of the availability of awards under section
04.00 Total: Available for appropriation
65,046
64,365
64,365
619;
05.99 Appropriations
-50,046
-50,000
-49,365
(10) equipment for any vessel, vehicle, or aircraft avail06.20 Reduction pursuant to P.L. 99-177
635
able for official use by a State or local law enforcement
07.00 Unappropriated balance, end of year: Treasury balance
15,000
15,000
15,000
agency to enable the vessel, vehicle, or aircraft to assist in
law enforcement functions if the conveyance will be used in
Program and Financing (in thousands of of dollars)
joint law enforcement operations with the United States
Customs Service; and
Identification code 2 0 - 5 6 9 3 - 0 - 2 - 8 0 3
1989 actual
1990 est.
1991 est.
(11) payment of overtime salaries, travel, fuel, training,
Program by activities:
equipment, and other similar costs of State and local law
10.00 Total obligations
35,332
49,365
49,365
enforcement officers that are incurred in joint law enforceFinancing:
ment operations with the United States Customs Service.
21.40 Unobligated balance available, start of year
-49,811
-83,022
-83,512
OPERATION AND MAINTENANCE, AIR INTERDICTION PROGRAM—

24.40
39.00

Unobligated balance available, end of year
Budget authority

Budget authority:
Current:
40.00
Appropriation
40.00
Reduction pursuant to P.L. 99-177
43.00
60.00

71.00
72.40
74.40
90.00

Appropriation (adjusted)
Permanent:
Appropriation (indefinite)
Relation of obligations to ofitlays-.
Obligations incurred, net
Obligated balance, start of year
Obligated balance, end of year
Outlays

83,022

83,512

83,512

68,543

49,855

49,365

9,714

15,000
-145

14,855

9,714

14,855

14,855

58,829

35,000

34,510

35,332
6,370
-13,192

49,365
13,192
-13,192

49,365
13,192
-13,192

28,510

49,365

49,365

Identification code 2 0 - 5 6 9 3 - 0 - 2 - 8 0 3

Public Law 100-690 authorized Customs to establish a Customs Forfeiture Fund. Seized and forfeited currency and any



Object Classification (in thousands of dollars)

11.5
11.8

Personnel compensation:
Other personnel compensation
Special personal services payments

11.9
21.0
22.0
23.3
25.0
26.0
31.0
44.0

Total personnel compensation
Travel and transportation of persons
Transportation of things
Communications, utilities, and miscellaneous chargesOther services
Supplies and materials
Equipment
Refunds

99.9

Total obligations

1989 actual

1990 est.

1991 est.

21
8,123

21
8,077

21
8,077

8,144
222
7
259
20,722
215
5,302
460

8,098
119
50
300
37,781
114
2,898
5

8,098
119
50
300
37,781
114
2,898
5

35,332

49,365

49,365

U , E SAE C S
N D T T S UT
T

?LaY^!Ss=SltilS

DEPARTMENT OF THE TREASURY

these user fees are applied to expenditures incurred in providing Customs services at each of these designated small airports.

PAYMENTS FROM FORFEITED ASSETS
Program and Financing (in thousands of dollars)
Identification code 20-5696-0-2-803

1989 actual

1990 est.

Program by activities:
10.00 Total obligations (object class 41.0)
60.00

71.00
90.00

30,000

Financing:
Budget authority (appropriation) (permanent, indefinite)

1991 est.
40,000

30,000
30,000

Outlays

40,000

40,000

30,000

Relation of obligations to outlays:
Obligations incurred, net

A-979

40,000

Public Law 100-690 amended the Tariff Act of 1930 to allow
the U.S. Customs Service to share forfeited seized currency
and monetary instruments with State or local law enforcemnt
agencies which participated in the seizure. Currency and monetary instruments not shared will be transferred to the Customs forfeiture fund.

Object Classification (in thousands of dollars)
Identification code 20-5694-0-2-81
11.1
12.1
21.0
22.0
23.2
25.0
26.0
31.0

9 actual

99.9

Total obligations

1991 est.

305
78
6
9
2
1

1,034
424
119
79

1,034
424
119
79

231

12

253

231
12
253

401

Personnel compensation: Full-time permanent
Civilian personnel benefits
Travel and transportation of persons
Transportation of things
Rental payments to others
Other services
Supplies and materials
Equipment

1990 est.

2,152

2,152

22
12

30
30

30
30

Personnel Summary
Total number of full-time permanent positions
Total compensable workyears: Full-time equivalent employment

CUSTOMS SERVICES AT SMALL AIRPORTS

MISCELLANEOUS PERMANENT APPROPRIATIONS

(TO BE DERIVED FROM FEES COLLECTED)

Program and Financing (in thousands of dol