View PDF

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

F ederal r eser ve Bank o f Dallas

DALLAS. TEXAS

75222

Circular No. 69-2^6
September 25, 19

LIST OF OTC MARKET MAKERS

To All Banks and Others Concerned
in the Eleventh Federal Reserve District:
Enclosed is a copy of the list of OTC market makers p u b ­
lished as of September l6, 1969* The list comprises firms that
have filed Form X-17A-12(l) with the Securities and Exchange C o m ­
mission. in order to qualify as OTC market makers under section
221.3(w) of Regulation U, and the OTC margin stocks in respect of
which each has qualified.
The present list includes the initial list published as
of July 18, 1969, and the two supplements issued as of August 8
and August 22, 19&9, as well as additional notifications filed with
the Securities and Exchange Commission b y broker-dealers following
issuance of the August 22 supplement and ending September 16.
Additional copies of the present list will he furnished
upon request.
Yours very truly,

P. E. Coldwell
President
Enclosure (l)

This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library (FedHistory@dal.frb.org)

LIST O OTC M
F
ARKET M
AKERS
as of September 16, 1969
(Prepared for use by banks in connection with extensions
of credit pursuant to section 221.3 (w) of Regulation U)

This list of "OTC market makers" comprises firms that
have filed Form X-17A-12(1), the "Notification by OTC market makers
in OTC margin securities," with the Securities and Exchange Commission,
and the OTC margin stocks in respect of which each such firm had
filed such form as of the above date.
This list supersedes the ini­
tial list published as of July 18, 1969, as well as the two supple­
ments to the list issued as of August 8 and August 22, 1969.
Part I of this list represents notifications filed through
September 10, 1969, in which the broker-dealer commenced making a
market in an OTC margin security.
Part II represents notifications
filed through September 16, 1969, in which the broker-dealer ceased
making a market in an OTC margin security since filing the commence­
ment notification.
An addendum follows Part II and represents noti­
fications filed between September 11 and 16, inclusive, in which the
broker-dealer commenced making a market, such notifications having
been received following the compilation of the data contained in Part I.
In determining whether a broker-dealer has filed Form X-17A12(1) in respect of OTC margin stock being pledged as collateral to
secure credit extended pursuant to section 22 1.3(w) (but for this pur­
pose only), a bank may rely on the most recent issue of the list of
OTC market makers in combination with any supplements thereto.
A
bank extending such credit must also obtain from the broker-dealer a
properly executed Form F.R. U-2, and must accept such form in good
faith, as defined in sections 221.3(a) and 2 2 1.3(w) of Regulation U.
Copies of issues of the list and of supplements may be
obtained from the Federal Reserve Bank of the district in which the
head office of the bank extending such credit is situated.

BOARD OF GOVERNORS
OF THE FEDERAL RESERVE SYSTEM
WASHINGTON

L i s t o f OTC Market Makers - September 10, 1969

2

Part 1
The following broker-dealers had commenced making a market in the
following securities as of August 8, 1969, except as otherwise indicated.
Name of Broker-Dealer
Name of Security

Adams & Hinckley
Allen & Company (con't)
Georgia International Corporation
Fidelity Union & Trust Company
Hartford Fire Insurance Co.
First Merchants National Bank,
Horizon Corporation
Asbury Park
Indiana Gas C o . , Inc.
Monmouth County National Bank
Iowa Southern Utilities Co.
National Newark & Essex Bank
Kentucky Central Life Insurance
New Jersey National Bank & Trust Co.
Company
Trust Company of New Jersey
King Resources Company
Liberty Equities Corporation
Advest Company
Life Insurance Company of
Addison-Wesley Publishing Co.
Kentucky
Ba ird-Atomic I n c .
Lilly, Eli and Company
Bolt, Beranek & Newman Inc.
Lincoln National Corporation*
Epsco Inc.
Lomas & Nettleton
Jamesbury Corp.
Financial Corporation
Kaman Corp. Class A
Monarch Capital Corporation
Keyes Fibre Co.
National Semiconductor Corporation
MPB Corp.
National Western Life Insurance
Manufacturers & Traders Trust Co.
Company
Millipore Corp.
Nationwide Corporation
Southern New England Telephone Co.
New England Gas and Electric
Superior Electric Company
Association
Trico Products Corp.
North Carolina Natural Gas
Corporation
Alger Investors Company
Northwest Natural Gas Company
Drew National Corporation
(Oregon)
Pennsylvania Gas & Water Company
Allen & Company
Piedmont Natural Gas Company,
American Express
Incorporated
American Heritage Life Ins. Co.
Public Service Company of North
(Florida)
Carolina, Incorporated
American Re-Insurance Co.
Public Service Company of New
Atlanta Gas Light Company
Hampshire
Cascade Natural Gas Corporation
Public Service Company of New
Central Vermont Public Service Corp.
Mexico
Commonwealth Telephone Company
The Saint Paul Companies, Inc.
Connecticut General Insurance Corp.
Southern Union Gas Company
Cooper Laboratories, Inc.
Southwest Gas Corporation
El Paso Electric Company
Transcontinental Gas Pipe Line
Florida Telephone Corporation
Franklin Life Insurance Company,
Corporation
The (Illinois)
Irico Products Corporation
Franklin National Bank (New York)
United States Fidelity and Guaranty
Gas Service Company, The
Company (Maryland)

List of OTC Market Makers - September 10, 1969

Allen & Company (con't)
University Computing Company*
Washington Natural Gas Company
American Securities Corporation
American Express
American National Ins. Co. (Tex.)
Bankamericard Corporation
Bank of New York, The
Capital Holding Corporation
Cleveland Trust Company, The
Franklin Fire Ins. Co., The (111.)
Gulf Life Holding Company
Hartford Life Ins. Co.
Kentucky Central Life Ins. Co.
Lilly, Eli and Company
Manufacturers and Traders Tr. Co.
Monarch Capital Corp.
Republic National Life Insurance
Company (Tex.)
State Street Bank & Trust Co.
Arthurs, Lestrange & Co.
Pennsylvania Engineering Corp.
Western Pennsylvania National Bank
Atlanta Securities Corp.
Clinton Oil Co.
Coastal States Life Ins. Co.
Major Realty Corp.
Scripto Inc.

3

B e a r , Stearns & Co. (con't)
Bolt, Beranek & Newman
Citizens & Southern National Bank
of Georgia
Combined Insurance Co. of America
Connecticut General Ins.
Crocker-National Corporation
Eli Lilly & Co.
First Bank System Inc. (Minn.)
First National Bank of Boston
First National Bank of Chicago*
Franklin Life Insurance
Government Employees Insurance
Hanover Insurance Co.
Hartford Fire Insurance Co.
Lincoln National Corporation*
Manufacturers National Bank
of Detroit
Mellon National Bank & Trust
Monarch Capital Corporation
National Bank of Detroit
Pabst Brewing Company
St. Paul Companies
Security Pacific National Bank
U.S. Fidelity & Guaranty
University Computing Company*
Variable Annuity Life Insurance
Corp.
Wachovia Corporation
Wells Fargo Bank, N.A.

Becker, A. G. & Co., Inc.
Carson Pirie Scott & Co.
Cornelius C o . , The
Iowa Southern Utilities Co.
King Resources Company
Management Assistance Inc.
Midas International Corp.
Class A
Oil Shale Corporation, The
Ozite Corporation
Ransburg Electro-Coating Corp.
Seven-Up Company, The
Baker, Watts & Co.
Titan Group, Inc.
Unicoa Corporation
Monumental Corporation
United States Fidelity & Guaranty Co .
Western Publishing C o . , Inc.

Baird & Co. I n c . , Robert W.
Advance Ross Corp.
Kearney & Trecker Corp.
Management Assistance, Inc.
Midas International
Corporation Class A
North Central Airlines
Old Line Life Ins. Co. of America
Western Publishing Company
Wisconsin Power & Light Co.

Bear,Stearns & Co.
American Express
Anheuser-Busch Inc.
Bankamerica Corp.
Bank of New York

Bishop & Co. In c . , M. H.
Cornelius Company, The
North Central Airlines

L i s t o f OTC Market Makers - September 10, 1969

Blalack/Wells/Associates Inc.
Anadite, I n c .
Management Assistance Inc.
Titan Group, Inc.

4

Blyth 6c Co., Inc. (con't)
Gas Service Company, The
Girard Company, The
Government Employees Ins. Co.
Grinnell Corporation
Blyth & Company, Inc.
Gulf Life Holding Co.
Addison-Wesley
Publishing Co. Inc.
Hanover I n s . C o ., The
Advance Ross Corporation
Hartford Fire Ins. Co.
Alexander and Baldwin, Inc.
Hoover Company, The
American District Telegraph Co.
Independent Life 6c Accident Ins.
American Express
Co. (Fla.)
American Greetings Corporation
Indiana Gas Co., Inc.
American Heritage Life I n s . Co. (Fla.)
Iowa Southern Utilities Co.
American National Ins. Co. (Tex.)
Kaiser Steel Corporation
American Pipe 6c Construction Co.
Kearney 6 Trecker Corp.
c
American Welding 6 Mfg. Co.
e
King Resources Company
Anadite, Inc.
Liberty National Life Ins. Co.
Anheuser-Busch, Incorporated
(Tex.)
Arden-Mayfair, Inc.
Life Ins. Co. of Kentucky
Arvida Corporation
Lilly, Eli and Company
Bankamerica Corporation
Lin Broadcasting Corp.
Bank of California, N.A., The
Lincoln National Corp.*
Betz Laboratories, Inc.
Management Assistance Inc.
BMA Corporation
Manufacturers National Bank of
Browning Arms Company
Detroit
Buckbee-Mears Company
Mellon National Bank 6 Trust Co.
:
California-Western States Life
Monarch Capital Corporation
Ins. Co.
Murphy Pacific Marine Salvage Co.
National Bank of Detroit
Capital Holding Co.
National City Bank of Cleveland, The
Cascade Natural Gas Corp.
Nationwide Corp.
Central Vermont Public Service
New England Gas 6c Electric Assoc.
Corp.
Nielsen, A. C. 6c Co.
Class A
Citizens Utilities Company
North American Life 6c Casualty Co.
Clinton Oil Company
Combined Ins. Co. of America
North Carolina Natural Gas Corp.
Northwest Natural Gas Co. (Oregon)
Computer Usage Co., Inc.
Connecticut General Ins. Corp.
Ohio Casualty Insurance Co.
Otter Tail Power Company
Continental Bank 6c Trust Co. (Pa.)
Pabst Brewing Company
Crocker-National Corp.
Cross Company, The
Pauley Petroleum, Inc.
Detroit Bank 6c Trust Co.
Pay'n Save Corp.
El Paso Electric Co.
Pennsylvania Gas 6c Water Co.
Farmers New World Life Ins. Co.
Photon, Inc.
Piedmont Natural Gas Co., Inc.
Farrington Manufacturing Co.
Fidelity Corporation (Va.)
Public Service Co. of New Hampshire
Public Service Co. of New Mexico
First Bank System, Inc. (Minn.)
Publishers Company, Inc.
First National Bank of Boston,
The
Recognition Equipment, Inc.
First National Bank of Chicago, The
Republic National Bank of Dallas
First National Bank in Dallas
Safeco Corporation
Florida Telephone Corporation
Franklin Life Ins. Co., The (111.)
Franklin National Bank (New York)

L i s t o f OTC Market Makers - September 10, 1969

5

Blyth & Company, Inc. (con't)
Brown, Allen & Company, Inc.
Saint Paul Companies, Inc., The
Contran (Formerly Texas Consumer
Scott, 0. M. & Sons Co.
Finance Corporation)
Seattle-First National Bank
Landa Industries
Security Pacific National Bank
Southland Corporation
Seven-Up Company, The
Bullington-Schas & Co.
Southern New England Telephone Co.
Federal Company, The
Southern Union Gas Company
Downtowner Corporation
Southland C o r p . , The
Southwest Gas Corp.
Burnham & Company
Standard Register Company
American Express
TI Corp., The (of California)
American Heritage Life Ins.
Tampax Inc.
Titan Group, Inc.
Company (Fla.)
American National Ins. Co.
Tracor Inc.
(Tex.)
Transcontinental Gas Pipe Line Corp.
United Convalescent Hospitals, Inc.
American Re-Insurance Co.
Anheuser-Busch, Inc.
United Illuminating Company, The
United Life & Accident Ins. Co.
BMA Corporation
Bank of New York, The
(N. H.)
Capital Holding Co. (Ky.)
United States Fidelity & Guaranty
Combined Ins. Co. of America
Company (Maryland)
Connecticut General Ins. Corp.
University Computing Company*
Farmers New World Life Ins.
Valley National Bank of Arizona, The
Company
Variable Annuity Life Ins. Co. of
Fidelity Corporation
America
(Virginia)
Wachovia Corp.
Fidelity Union Life Ins.
Wallace Business Forms Inc.
Co. (Tex.)
Washington Natural Gas Co.
Franklin Life Insurance
Wells Fargo Bank, N.A.
Co., The (111.)
Wisconsin Power & Light Company
Gleason Works
Government Employees
Boettcher & Company
Insurance Co.
Fidelity Corporation
Government Employees Life
(Virginia)
Ins. Co.
King Resources Company
Unicoa Corporation
Gulf Life Holding Company
Hoover Company, The
Brown, Alex. & Sons
ISI Corporation
Independent Life & Accident
American Fidelity Life Ins. Co.
Ins. Co. (Florida)
(Fla.)
Kaiser Steel Corporation
American Security & Trust Co.
Liberty National Life Ins. Co.
First Virginia Bankshares Corp.
Gino's Inc.
Life Insurance Co. of Kentucky
ISI Corporation
Lilly, Eli & Company
Millipore Corporation
Lincoln National Corporation*
Monumental Corporation
Monarch Capital Corporation
Nielsen, A. C.
Class A
Philadelphia Life Ins. Co.
Ransburg Electro-Coating Corp.
North American Life & Casualty
Company
United States Fidelity & Guaranty
Northwestern National Life Ins.
Company

L i s t o f OTC Market Makers - September 10, 1969

6

Burnham and Company (con't)
Old Line Life Insurance Co.
of America, The
Pabst Brewing Company
Philadelphia Life Insurance Co.
Republic National Life Ins. Co.
(Tex.)
Safeco Corporation
Saint Paul Companies, Inc., The
Seven-Up Company, The
Unicoa Corporation
United Life & Accident Ins. Co.
United Services Life Ins. Co.
United States Fidelity & Guaranty
Company (Maryland)
Variable Annuity Life Ins. Co.
of America

Cartwright, Valleau & Co.
American Re-Insurance Company
California-Western States Life
Ins. Co.
Nationwide Corporation
Class A
United States Fidelity & Guaranty
Co. (Maryland)

Burns, Stix, Friedman & Co., Inc.
Associated Coca-Cola Bottling C o . ,
Inc.
Kaman Corporation
Class A
Parkview-Gem, Inc.

Cooley & Company
Southern New England Telephone Co.
United Illuminating C o . , The

Butcher & Sherrard
Cross Company, The
Duriron Company, Inc., The
Edgcomb Steel Co.
Philadelphia Suburban Corp.
Carolina Securities Corporation
North Carolina Natural Gas Corp.
Piedmont Aviation, Inc.
Carr & Thompson, Inc.
Baird-Atomic, Inc.
Baystate Corp.
•
Bolt, Beranek & Newman, Inc.
Epsco, Inc.
Int'l. Textbook (Intext Inc.)
Jamesbury Corp.
Keyes Fibre Company
MPB Corporation
Narragansett Capital Corp.
Nationwide Corporation
Oil Shale Corp. , The
Perini Corp.
United Life & Accident Ins. Co.
(New Hampshire)

City Securities Corporation
Jones, Herff Co. (commenced
August 21, 1969)
Ransburg Electro-Coating Corp.
(commenced August 21, 1969)
Clark, Dodge & C o . , Inc.
Millipore Corp.

Collins Securities Corp.
American Nuclear Corporation
Energy Resources Corp.
Oil Shale Corp.
Texas American Oil Corp.
Webb Resources Corp.
Conlon and Company, I n c . , B.J.
Anchor Corp.
Dalto Electronics Corp.
Energy Resources Corp.
Farrington Manufacturing Co.
International Book Corp.
Keystone Custodian Funds, Inc.
King Resources Company
Maine Sugar Industries
Nationwide Corp.
Oil Shale Corporation, The
Courts & Co.
Atlanta Gas Light Company
Citizens & Southern National Bank
of Georgia
Colonial Stores, Inc.
Dalto Electronics Corp.
Interfinancial
Inc.*
Interstate Life & Accident Ins.
Co. (Tennessee)*

L is t o f OTC Market Makers - September 10, 1969

Craigie Incorporated
First & Merchants Corp.
United Virginia Bankshares
Virginia Commonwealth Bankshares
Virginia National Bank
Crilley & Company, Inc.
Arden-Mayfair, Inc.
Management Assistance, Inc.
Travelodge Corporation, The
Cutler, Yantis & Co.
American Re-Insurance Co.
Gas Service Co.
North Central Airlines, Inc.
Pennsylvania Engineering Corp.
Titan Group, Inc.
Wisconsin Power & Light Co.
Dain, Kalman & Quail, Inc.
Applebaums Food Markets, Inc.
Buckbee-Mears Co.
Cornelius Company, The
Dayton-Hudson Corporation
First Bank System, Inc.
Northwestern National Life Ins.
Company
Otter Tail Power Company
Saint Paul Companies, Inc. The
Dallas Rupe & Son, Inc.
Contran Corporation
Republic National Bank of Dallas
Tracor, Inc.
Dean Witter & Co., Inc.
California-Western States Life
Insurance Company
Capitol International Airways,
Inc.
Connecticut General Ins. Corp.
Fidelity Corp. (Virginia)
Northwest Natural Gas Co.
(Oregon)
Ozite Corporation
Tampax Incorporated
Wallace Business Forms, Inc.
Washington Natural Gas Co.

7

Dempsey-Tegeler & Co., Inc.
Banister Continental Corporation
Combined Insurance Co.
Erie Technological Products, Inc.
Franklin Life Insurance Co. (111.)
North Central Airlines, Inc.
Titan Group, Inc.
Donaldson, Lifkin & Jenrette, Inc.
Kaiser Steel Corporation
National Semiconductor Corp.
TI Corporation of Calif., The
Dryfoos, J. M. S Company
t
American Greetings Corp.
Class A
(commenced August 27, 1969)
Banister Continental Corp.
Federal Company
First Mortgage Investors
Gino's Incorporated
Perini Corporation
Photon, Inc. (commenced August 27, 1969)
Ransburg Electro-Coating Corp.*
Ross, Will Inc.
(commenced August 27, 1969)
United Convalescent Hospital, Inc.
Ebin, Robertson & Company, Inc.
Applebaums Food Markets, Inc.
Cornelius Company, The
Dayton-Hudson Corporation
International Milling Co., Inc.
Fabri-tek, Inc.
North American Life & Casualty
Co. (Minnesota)
Edwards, A. G. S Sons, Inc.
t
Associated Coca-Cola Bottling
Company, Inc.
Browning Arms Company
Clinton Oil Company
D. P. A. Inc.*
Farrington Manufacturing Co.
Kentucky Central Life Ins. Co.
Liberty Equities Corp.
Oil Shale Corp., The
Parkview-Gem, Inc.
Shop Rite Foods, Inc.
University Computing Co.*

L i s t o f OTC Market Makers - September 10, 1969

Edwards & Hanley
Oil Shale Corp., The
Ormont Drug
Elkins, Morris, Stroud & Co.
Fidelity Corp. of Penna., The
First Pennsylvania Corp., The
Girard Company, The
Philadelphia National Bank, The
Philadelphia Suburban Corp.
Provident National Corporation
Faulkner, Dawkins & Sullivan
Photon, Inc.
Recognition Equipment, Inc.
Tiffany & Company
First Boston Corporation, The
American Express Company
Anheuser-Busch, Inc.
Bank of New York Company
Bankamerica Corporation
Baystate Corporation
Central Vermont Public Service
Corporation
Citizens & Southern National
Bank of Georgia
Combined Insurance Company of
America
Connecticut General Insurance
Corporation
Crocker-National Corporation
El Paso Electric Company
Eli Lilly & Company
First National Bank of Boston, The
First National Bank of Chicago, The
Franklin Life Insurance Company
(Illinois)
Gleason Works
Hanover Insurance Company, The
Hartford Fire Insurance Co.
Hoover Company
Kaiser Steel Corporation
Liberty National Life Insurance
Company (Tex.)
Lincoln National Corporation*
Mellon National Bank &
Trust Company
Monarch Capital Corporation

8

First Boston Corp., The (con't)
National Bank of Detroit
National City Bank of
Cleveland, The
New England Gas and Electric
Association
Pabst Brewing Company
Pittsburgh National Corp.
Public Service Company of
New Mexico
Public Service Company of
North Carolina, Inc.
Republic National Life Ins.
Company (Tex.)
Safeco Corporation
Saint Paul Companies, Inc., The
Security Pacific National Bank
Shawmut Association, Inc.
State Street Bank and Trust
Company
Tampax Incorporated
Taylor Wine Company, Inc.
U. S. Fidelity & Guaranty
Company (Maryland)
Valley National Bank of
Arizona, The
Wells Fargo Bank, N. A.
First California Company
Bankamerica Corp.
Northwest Natural Gas Corp.
First Manhattan Company
Southern Industries Corp.
First Michigan Corporation
Detroit Bank & Trust Co., The
Manufacturers National Bank of
Detroit
National Bank of Detroit
First New Jersey Securities Co., Inc.
First Merchants National
Bank, Asbury Park
New Jersey National Bank &
Trust Company
First Southeastern Company
Downtowner C o r p ., The

9

L i s t o f OTC Market Makers - September 10, 1969

First Southeastern Co. (con't)
Great Commonwealth Life Ins. Co.
Interfinancial
Inc.
Scripto, Inc.
First Southwest Company
American Greetings Corp. Class A
American National Insurance Co.
(Texas)
Dallas Airmotive, Inc.
El Paso Electric Company
Fidelity Union Life Ins. Co.
(Texas)
First National Bank in Dallas
Franklin Life Ins. Co. (111.)
Great Commonwealth Life Ins. Co.
Gulf Life Holding Company
Lomas & Nettleton Financial Corp.
Public Service Co. of New Mexico
Recognition Equipment Inc.
Republic National Bank of Dallas
Republic National Life Ins. Co.
(Texas)
Scientific Control Corporation
Shop Rite Foods, Inc.
Southern Union Gas Company
Southland Corporation, The
Tracor, Inc.
Trancontinental Gas Pipe Line
Corporation
University Computing Company*
First of Texas,
Oil Shale Corp., The
Recognition Equipment, Inc.
Scientific Control Corp.
Texas International Airlines,
Inc.
Transcontinental Gas Pipe
Line Corporation
Fox, P. F. & Company
Addison-Wesley Publishing C o . ,
Inc.
Class B
Allegheny Beverage Corp.
American Maize-Products Company
American Welding & Manufacturing Co.
Anchor Corporation Class B
Arkansas Western Gas Company
Arvida Corporation

Fox, P. F. & Company, Inc. (con't)
Associated Coca-Cola Bottling
Company, I n c .
Delhi Australian Petroleum Ltd.
Diamond Crystal Salt Company
Farrington Manufacturing Co.
Florida Telephone Corporation
Class A
Gleason Works
Graphic Controls Corporation
Keystone Custodian Funds, Inc.
Cldbd A
Management Assistance, Inc.
North Carolina Natural Gas Corp.
Pennsylvania Gas & Water Company
Piedmont Natural Gas Company, Inc.
Seven-Up Company, The
Simon & Schuster, Inc.
Southern Union Gas Company
Southwest Gas Corporation
Standard Register Company, The
Taylor Wine Company, Inc.
Tiffany & Company
Trico Products Corporation
Wallace Business Forms Inc.
Western Publishing Co., Inc.
Frankel, Wm. V. & Co.,
Horizon Corp.

Inc.

Fulton, Reid & Staples, Inc.
Coastal States Life Ins. Co.
Duriron Company, Inc., The
Erie Technological Products, Inc.
North American Life & Casualty Co,.
Funk, Hobbs & Hart, Inc.
Texas International Airlines, Inc,.
Panoil Company
Garrett, Robert & Sons, Inc.
Citizens & Southern National
Bank Georgia, The
First Mortgage Investors (Mass.)
Gino's, Inc. Class A
Monumental Corporation
United States Fidelity & Guaranty
Company (Maryland)

L i s t o f OTC Market Makers - September 10, 1969

Ginberg, Frank & Co., Inc.
First National Life
Ins. Co. of Ala.
Goelzer & Co., Inc.
Herff Jones Co.
Goldman, Sachs & Co.
American District Telegraph Co.
American Express Co.
American Greetings Corp.
Class A
Anheuser-Busch, Inc.
Bankamerica Corporation
Baystate Corporation
Brush Beryllium Company, The
Combined Ins. Co. of America
Connecticut General Ins. Corp.
Franklin Life Ins. Co. (111.), The
Gulf Life Holding Co.
Hartford Fire Ins. Co.
Hoover Company, The
Horizon Corporation
Lilly, Eli & Company
Lincoln National Corporation*
Monarch Capital Corporation
Nielsen, A. C. Class A
Pabst Brewing Company
Saint Paul Companies, Inc. The
Tampax, Incorporated
United States Fidelity & Guaranty
Company (Maryland)
Haight & Company
Disc Inc. Class A
Drew National Corp.
Hallowell, Sulzberger, Jenks & Co.
General Aircraft Corp.
Hartzmark & Co., Inc.
King Resources Company
Hay, Fales & Co., Inc.
Great Commonwealth Life Ins. Co.
Lin Broadcasting
National Western Life Ins. Co.
Hayden, Stone Incorporated
Anadite Incorporated
ISI Corp.
King Resources Company

10

Howard, Weil, Labouisse, Friedrichs
and Company
Allegheny Beverage Corporation
Associated Coca-Cola Bott. Co.
Inc.
Louisiana & Southern Life Ins. Co.
Ocean Drilling & Exploration Co.
Southern Industries Corporation
Texas International Airlines, Inc.
Tidewater Marine Service Inc.
Jones, June S. Company
Northwest Natural Gas Co.
Jones, Hinton & Co., Inc.
Cascade Natural Gas
Keefe, Bruyette & Woods, Inc.
Bankamerica Corporation
Bank of California, N. A., The
Bank of New York Co., Inc.
Baystate Corporation
Citizens & Southern National
Bank of Georgia, The
Cleveland Trust Company, The
Crocker-National Corporation
Detroit Bank & Trust Co., The
First & Merchants Corp.
First Bank System, Inc.
First National Bank of Boston, The
First National Bank of Chicago, The
First National Bank in Dallas
First National Holding Corp.
(Memphis)
First Pennsylvania Corp.
Manufacturers National Bank of
Detroit
Mellon National Bank & Trust Co.
National Bank of Detroit
National City Bank of Cleveland,
The
Pittsburgh National Corp.
Republic National Bank of Dallas
Seattle-First National Bank
United Virginia Bankshares, Inc.
Valley National Bank of Arizona,
The
Virginia Commonwealth Bankshares
Virginia National Bank
Wachovia Corp.
Wells Fargo & Company

L is t o f OTC Market Makers - September 10, 1969

Kelly & Morey, Inc.
Webb Resources
Kidder, Peabody & Co., Inc.
American Express
Arden-Mayfair, Inc.
Clinton Oil Company
Commonwealth Telephone Co.
Continental Bank & Trust Co.
(Pa.)
Cross Company, The
Diamond Crystal Salt Company
Edgcomb Steel Company
Fidelity Corporation of Penna.,
The
First Pennsylvania Corp.
Florida Telephone Corporation
Gino's Inc.
Girard Company, The
Gulf Life Holding Company
Heath Tecna Corporation
Keystone Custodian Funds, Inc.
King Resources Company
Lomas & Nettleton Financial
Corporation
Mohawk Rubber Company, The
North Carolina Natural Gas Corp.
Ozite Corporation
Pennsylvania Gas & Water Company
Philadelphia Life Ins. Co.
Philadelphia National Bank, The
Philadelphia Suburban Corp.
Provident National Corporation
Seattle-First National Bank
University Computing Company*
Washington Natural Gas Co.
King & Co., Charles
Computer Usage Co., Inc.
Kirkpatrick, Pettis, Smith Polian Inc.
Washington Natural Gas Co.
Lehman Brothers
American District Telegraph Co.
American Express Company
American Greetings Corp. Class A*
Anheuser-Busch, Inc.
Brush Beryllium Co.
De Luxe Check Printers, Inc.

11

Lehman Brothers (con’t)
Lilly, Eli & Company, Inc.
Nielsen, A. C. & Company Class A
Northwest Natural Gas Co. (Oregon)
Pabst Brewing Company
Southland Corporation
Standard Register Company
University Computing
Company*

Lentz, Newton & Company
Lomas & Nettleton Financial Corp.
Ling & Company, Inc.
Empire Life Ins. Co. of America
(Texas)
First National Life Ins. Co.
(Ala.) Class A
Great Commonwealth Life Ins. Co.
Republic National Life Ins. Co.
(Texas)
Scientific Control Corp.
Loeb, Rhoades & Co.
Cross Company, The
First National Bank in Dallas
National Life Ins. Co. of
Florida
Ransburg Electro-Coating Corp.
Scott, 0. M. & Sons
Mabon, Nugent Sc Company
American Pipe & Construction Co.
Trico Products Corp.
Madoff, Bernard Lawrence
Allegheny Beverage Corp.
Energy Rescources Corp.
Louisiana & Southern Life Ins.
Company
Pennsylvania Engineering Corp.
Roberts Company
Maguire, J. B. & Co., Inc.
Addison-Wesley Publishing Co.
Inc., Class B
American District Telegraph
Company

L i s t o f OTC Market Makers - September 10, 1969

Maguire, J. B. & Co., Inc. (con't)
Atlanta Gas Light Company
Baird-Atomic, Inc.
Banister Continental Corporation
Bolt, Beranek, 6c Newman, Inc.
Central Vermont Public Service
Corporation
Colonial Stores Incorporated
Commonwealth Telephone Co.
Computer Usage Co., Inc.
El Paso Electric Company
Epsco Incorporated
Erie Technological Products, Inc.
Farrington Manufacturing Co.
Florida Telephone Corp.
Class A
General Aircraft Corporation
Green Mountain Power Corporation
Grinnell Corporation
Integon Corporation
Iowa Southern Utilities Co.
Jamesbury Corporation
Keyes Fibre Company
MPB Corporation
Management Assistance Inc.
Millipore Corporation
New England Gas & Electric
Association
Nicholson File Company
Otter Tail Power Company
Perini Corporation
Photon, Inc.
Public Service of New Hampshire
Public Service Co. of North
Carolina, Inc.
Publishers Company, Inc.
Southern New England Telephone
Company
United Illuminating Company, The
United Life & Accident Ins. Co.
(NeW Hampshire)
Marantette & Company
American Presidents Life Ins. Co.
Chesapeake Instrument Corp.
Gelman Instrument Co.
Marks, Carl & Co., Inc.
Alexander & Baldwin, Inc.
Delhi Australian Petroleum Ltd.
First Mortgage Investors (Mass.)

12

Marks, Carl & Co., Inc. (con't)
Food Fair Properties, Inc.
Hawaiian Airlines, Inc.
Honolulu Gas Company, Ltd.
Horizon Corporation
ISI Corp.
Kaman Corp.
Narragansett Capital Corporation
Ocean Drilling & Exploration Co.
Southwest Gas Producing Co., Inc.
Tidewater Marine Service Inc.
Webb Resources, Inc.
Martin J. Joel & Co.
Drew National Corporation
May & Company, Inc.
Heath-Tecna
Mayer 6c Schweitzer, Inc.
Allegheny Beverage Corp.
Clinton Oil Company
Food Fair Propoerties, Inc.
Major Realty Corp.
McKee, C. S. 6c Company, Inc.
Duriron Company, Inc., The
WPNB Corporation
Me Master, Hutchinson 6c Co.
Federal Company, The
United Services Life Ins. Co.
Will Ross, Inc.
Meyers, John J. 6c Company
American District Telegraph
Grinnell Corporation
Milwaukee Company, The
NorthCentral Airlines, Inc.
Wisconsin Power 6c Light Co.
Mitchum, Jones 6c Templeton, Inc.
California-Western States Life
Insurance Co.
ISI Corporation
Kaiser Steel Corporation
King Rescources Company

L i s t o f OTC Market Makers - September 10, 1969

Morgan, Kennedy & Co., Inc.
Allegheny Beverage
Drew National
Ormont Drug
Morrissey, F. J. & Company
Continental Bank (Norristown, Pa.)
Fidelity Corporation of Penna.,
The
First Pennsylvania Corp., The
Girard Company, The
Philadelphia National Bank
Philadelphia Suburban Corp.
Provident National Bank
O'Donnell, R. C. & Company
American Presidents Life Ins. Co.

13

Rauscher
Pierce Securities Corp. (con'
First National Life Ins. Co,
Landa Industries, Inc.
Panoil Company
Republic National Bank of Dallas
Shop Rite Foods, Inc.
Southern Union Gas Company
Texas American Oil Corp.
Richter, Henry J . 6c Company
Alpine Geophysical Associates,
Inc.
American National Ins. Co. (Tex.)
Anheuser-Busch, Inc.
California-Western States Life
Ins. Co.
Clinton Oil Co.
Farrington Manufacturing Co.
Gas Service Co., The
ISI Corporation
Liberty Equities Corporation
Nationwide Corporation
Parkview-Gem, Inc.
Travelodge Corporation, The

Paine, Webber, Jackson & Curtis
Acushnet Co.
American Pipe & Construction Co.
Associated Coca-Cola Bottl. Co.
BMA Corp.
Buckbee-Mears Co.
Carson, Pirie, Scott & Co.
Roberts, Scott 6 Company
e
Central Vermont Public Service Corp.
Kaman Corporation Class A
First Mortgage Investors
King Resources Company
Hardee's Food System Inc.
Nationwide Corp.
Robinson-Humphrey Company, Inc., The
North American Life & Casualty Co.
Atlanta Gas Light Co.
Parkview-Gem, Inc.
Bibb Manufacturing Co.
Public Service Co. of New Hampshire
Citizens 6c Southern National Bank
of Georgia
Parker & Weissenborn, Inc.
Coastal States Life Ins. Co.
American Presidents Life Ins. Co.
Colonial Stores
Fidelity Union Trust Company
Federal Company
Monmouth County National Bank
Georgia International Corp.
National Newark & Essex Bank
Interfinancial
Inc.
Trust Company of New Jersey
Scripto, Inc.
Class A
Peet, H. 0. & Company
Rosenthal, F. M. Co., Inc.
Parkview-Gem, Inc.
Banister Continental Corp.
Rauscher Pierce Securities Corp.
Rotan, Mosle-Dallas Union, Inc.
American National Ins. Co. (Tex.)
American National Ins. Co. (Texas)
Contran Corporation
D.P.A., Inc.*
Empire Life Ins. Co. of America
First National Bank in Dallas
First National Bank in Dallas

L i s t o f OTC Market Makers - September 10, 1969

Rotan, Mosle-Dallas Union, Inc. (con't)
Franklin Life Insurance Co.
( 1 1 1 . ) , The
Recognition Equipment Inc.
Republic National Life Ins. Co.
(Texas)
Texas International Airlines, Inc.
Tracor, Inc.
Rowe & Pitman, Inc.
Travelodge Corp., The
Rowles, Winston & Co.
Landa Industries
Texas International Airways
Rutner, Jackson & Gray, Inc.
Baird-Atomics, Inc.
Ryan, John J. & Co., Inc.
Fidelity Union Trust Co.
(New Jersey)
First Merchants National
Bank, Asbury Park
Monmouth County National
Bank
National Newark & Essex Bank
New Jersey National Bank &
Trust Company
Trust Company of New Jersey,
The
Sade

6c Company
Variable Annuity Life Ins. Co.
of America

Salomon Brothers 6c Hutzler
American Express Company
Anheuser-Busch, Inc.
Bank of California, N. A.
Bank of New York Company
Bankamerica Corporation
Baystate Corporation
Citizens 6c Southern National
Bank of Georgia
Cleveland Trust Co., The
Crocker-National Corp.
Detroit Bank 6c Trust Co., The
Fidelity Corp. of Penna., The

14

Salomon Brothers 6c Hutzler (con't)
First Bank System, Inc.
(Minnesota)
First National Bank of
Boston, The
First National Bank of
Chicago, The
First National Bank in Dallas
First Pennsylvania Corp.
Girard Company, The
Kaiser Steel Corporation
Manufacturers National Bank of
Detroit
Manufactures 6c Traders Trust Co.
(New York)
Mellon National Bank 6c Trust Co.
National City Bank of Cleveland,
The
Pabst Brewing Company
Philadelphia National Bank, The
Pittsburgh National Corporation
Republic National Bank of Dallas
Seattle-First National Bank
Security Pacific National Bank
Valley National Bank of Arizona,
The
Virginia National Bank
Wachovia Corporation
Wells Fargo Bank, N. A.
Samuel, John E. 6c Company
Clinton Oil Company
Oil Shale Corporation
Sanders 6c Company, Inc.
Contran Corporation
Landa Industries, Inc.
Lomas 6c Nettleton Financial
Corp.
Republic National Life Ins. Co.
(Texas)
Tracor, Inc.
Saxton, G. A. 6c Company, Inc.
Addison-Wesley Publishing Co.
Class B
Allegheny Beverage Corp.
Alpine Geophysical Associates,
Inc.

L i s t o f OTC Market Makers - September 10, 1969

Saxton, G. A. & Co., Inc. (con’t)
American Express
American Greetings Corp. Class A
American National Ins. Co.
Anchor Corporation Class B
Anheuser-Busch, Inc.
Arkansas Western Gas
Arvida Corporation
Baird Atomic, Inc.
Betz Laboratories, Inc.
Browning Arms Company
Brush Beryllium Co.
Capital International Airways
Carson Pirie Scott & Co.
Cascade Natural Gas Corp.
Citizens Utilities Co. Class A
Citizens Utilities Co. Class B
Clinton Oil Company
Coastal States Life Ins. Co.
Continental Computer Assoc.,
Inc. (Name change to
Banister Continental Corp.)
Dallas Airmotive, Inc. (commenced
August 11, 1969)
Diamond Crystal Salt Company
Drew National Corporation
El Paso Electric Co.
Energy Resources Corp.
First Mortgage Investors
Food Fair Properties, Inc.
Gleason Works
Gyrodyne Co. of America, Inc.
Hardee's Food System, Inc.
Hartford Fire Ins. Co.
Heath Tecna Corp.
Herff Jones Co.
Hoover Company, The
Horizon Corporation
Indiana Gas Company
Intext Inc.
ISI Corporation
Jamesbury Corporation
Kaiser Steel Corporation
Kentucky Central Life Ins. Co.
Keystone Custodian Funds, Inc.
Class A
King Resources
Landa Industries
MPB Corporation
Maine Sugar Industries, Inc.

15

Saxton, G. A. & Co., Inc. (con't)
Major Realty Corporation
Management Assistance Inc.
Midas Interantional Corp.
Class A
Nationwide Corporation
Class A
Nielsen, A. C. & Company
Class A
North American Life & Casualty
Company
North Carolina Natural Gas Corp.
Northwest Natural Gas Co.
Oil Shale Corp., The
Pabst Brewing Co.
Parkview-Gem, Inc.
Perini Corporation
Photon, Inc.
Piedmont Aviation
Piedmont Natural Gas Co.
Public Service Co. of New
Mexico
Publishers Company
Ransburg Electro-Coating Corp.
Recognition Equipment Inc.
Roberts Company
Scott, 0. M. & Sons Co. Class A
Scripto, Inc. Class A
Seven Up Company, The
Simon 6 Schuster, Inc.
e
Southern Union Gas Co.
Southland Corporation
Southwest Gas Corporation
Sovereign Industries, Inc.
Standard Register Company
State Street Bank 6c Trust Co.
Tiffany 6c Company
Tidewater Marine Service, Inc.
Titan Group, Inc.
Transcontinental Gas Pipe Line
Corporation
Travelodge Corporation, The
United Convalescent Hospitals,
Inc.
United Life 6c Accident Ins. Co.
U. S. Banknote Corporation
U. S . Fidelity 6c Guaranty Co.
University Computing Co.*

List of O Margin Stocks - September 10, 1969
TC

Schapiro, M. A. & Company, Inc.
American Security & Trust Co.
Bankamerica Corporation
Bank of California, N. A., The
Bank of New York Company, The
Baystate Corporation
Citizens & Southern National
Bank of Georgia, The
Cleveland Trust Company, The
Crocker-National Corporation
Detroit Bank & Trust Company,
The
Fidelity Corporation of Penna.,
The
Fidelity Union Trust Company
(New Jersey)
First Bank System, Inc.
First Merchants National Bank,
Asbury Park
First National Bank of Boston,
The
First National Bank of Chicago,
The
First National Bank in Dallas,
The
First Pennsylvania Corp., The
First Virginia Bankshares Corp.
Franklin National Bank (New York)
Girard Company, The
Manufacturers & Traders Trust Co.
Manufacturers National Bank
of Detroit
Mellon National Bank & Trust Co.
Monmouth County National Bank
National Bank of Detroit
National City Bank of Cleveland,
The
National Newark & Essex Bank
New Jersey National Bank & Trust
Company
Philadelphia National Bank, The
Pittsburgh National Corporation
Provident National Corporation
State Street Bank & Trust Company
Seattle First National Bank
Republic National Bank of Dallas
Trust Company of New Jersey, The
United Virginia Bankshares, Inc.
Valley National Bank of Arizona,
The

16

Schapiro, M. A. & Co., Inc. (con't)
Virginia Commonwealth Bankshares
Virginia National Bank
Wachovia Corporation
Wells Fargo Bank, N. A.
Sellin, Sherman & Company
Edgcomb Steel Co. (commenced
August 14, 1969)*
Shropshire, Frazer & Company
Southern Industries Corp.
Siegel, Sidney A. & Company Inc.
Cognitronics Corporation
Food Fair Properties, Inc.
(commenced August 15, 1969)
King Resources Co. (commenced
August 20, 1969)
Midas Intl. Corp.
Class A
Singer & Mackie, Inc.
Alpine Geophysical Associates,
Ins.
Allegheny Veverage Corp.
American Nuclear Corp.
Arvida Corporation
Baird-Atomic, Inc.
Clinton Oil Company
Cognitronics Corp.
Delhi Australian Petroleum, Ltd.
Farrington Manufacturing Co.
Food Fair Properties, Inc.
Gyrodyne Company of America, Inc.
Horizon Corp.
Interfinancial Inc.
Jamesbury Corporation
Jet Avion Corp.
King Resources Co.
Lin Broadcasting Corp.
Major Realty Corp.
Management Assistance Inc.
National Semiconductor Corp.
North Central Airlines, Inc.
Oil Shale Corp., The
Panoil Company
Pennsylvania Engineering Corp.
Perini Corp.
Photon, Inc.
Recognition Equipment Inc.

L i s t o f OTC Market Makers - September 10, 1969

Singer & Mackie, Inc. (con't)
Scripto, Inc.
Simon & Schuster Inc.
Sovereign Industries, Inc.
Texas American Oil Corp.
Texas International Airlines,
Inc. (commenced August 14,
1969)
Titan Group, Inc.
United States Banknote Corp.
Webb Resources
Smith, Barney & C o . , Inc.
Alexander & Baldwin, Inc.
American Express
American Pipe & Construction
Company
Anchor Corp.
Class B
Bangor Hydro-Electric Co.
Bankamerica Corp.
Beecham, Inc.
Capitol International Airways,
Inc.
Combined Insurance Co.
of America
Cooper Laboratories, Inc.
Cornelius Company, The
Dallas Airmotive Inc.
Dayton-Hudson Corp.
Federal Company, The
First Pennsylvania Banking &
Trust Co.
Hartford Fire Ins. Co.
Heath Tecna Corp.
Hoover Compnay, The
Kearney & Trecker Corp.
King Resources Co.
Life Ins. Co. of Kentucky
Lilly, Eli & Company
Management Assistance Inc.
Millipore Corp.
Mohawk Rubber Compnay, The
National Semiconductor Corp.
Nielsen, A. C. & Co.
Class A
Ozite Corp.
Philadelphia National Bank, The
Publishers Co., Inc.
Republic National Life Ins. Co.
(Texas)

17

Smith, Barney & Co., Inc. (con't)
Superior Electric Co., The
TI Corp., The (of California)
Tampax I n c .
Taylor Wine Co., Inc.
Tiffany & Co.
Tracor Inc.
Travelodge Corp., The
University Computing Co.*
Wisconsin Power & Light Co.
Smith, Burris & Co.
Barber-Green Company
Carson Pirie Scott & Co.
Life Insurance Co. of Kentucky
Stephens, Inc.
Arkansas Missouri Power Co.
Arkansas Western Gas Co.
Southwest Gas Producing Co.
Stern Brothers & Co.
Gas Service Company, The
Sterne, Agee & Leech, Inc.
Liberty National Life Ins. Co.
Swift, Henke & Co., Inc.
Barber-Greene Company
Carson Pirie Scott & Co.
Coastal States Life Ins. Co.
Erie Technological Products Inc.
North Central Airlines Inc.
Old Line Life Ins. Co., of
America, The
Ozite Corporation
Pettibone Corp.
Standard Register Company., The
Unicoa Corp.
United Life & Accident Ins. Co.
Will Ross, Inc.
Tabor Securities Co.
Franklin Life Ins. Co., The (111.)*
Tatro, Edwin L. Co.
Bank of New York Co., The
Capital H o l i n g . Co.
Fidelity Union Life Ins. Co.
(Texas)

L i s t o f OTC Market Makers - September 10, 1969

Tatro, Edwin L. Co. (con't)
Franklin Life Ins. Co., The

( 1 1 1 .)
Franklin National Bank
(New York)
Integon Corp.
Monumental Corp.
Philadelphia Life Inc. Co.
Republic National Life Ins. Co.
(Texas)
United Services Life Ins. Co.
(Washington, D. C.)
Torpie & Saltzman, Inc.
International Book Corp.
Kaman Corp. Class A
Major Realty Corp.
Oil Shale Corp.
Ormont Drug & Chemical Co.
Troster, Singer & Company
American Furniture Co., Inc.
American District Telegraph Co.
American-Maize Products Co.
American Nuclear Corp.
Atlanta Gas Light Co.
Bio-Dynamics, Inc.
Bolt, Beranek, & Newman, Inc.
Brush Beryllium Co.
Buckbee-Mears Co.
Clinton Oil Co.
Cognitronics Corp.
Computer Usage Co., Inc.
Contran Corp.
Cooper Laboratories, Inc.
Cross Company, The
Dalto Electronics Corp.
Diamond Crystal Salt Co.
Eastern Shopping Center, Inc.
Energy Resources Corporation
Epsco Incorporated
Erie Technological Products, Inc..
Fabri-Tek Inc.
Farrington Manufacturing Company
First Mortgage Investors (Mass.)
Florida Telephone Corp.
Food Fair Properties, Inc.
Gas Service Company, The
Gelman Instrument Co.
General Aircraft*6brp.

18

Troster, Singer & Company (con't)
Georgia International Corp.
Green Mountain Power Corp.
Grinnell Corp.
Hardee's Food System, Inc.
Hoover Company, The
Indiana Gas Co., Inc.
Kearney & Trecker Corp.
Kentucky Central Life Ins. Co.
King Resources Company
Landa Industries, Inc.
Maine Sugar Industries, Inc.
Major Realty Corp.
Mallinckrodt Chemical Works
Mohawk Rubber Company, The
Monmouth County National Bank
Nationwide Corporation
New England Gas & Electric Assoc.
North Carolina Natural Gas Corp.
Oil Shale Corporation, The
Ormont Drug & Chemical Co., Inc.
Panoil Co.
Pauley Petroleum Inc.
Pennsylvania Engineering Corp.
Perini Corporation
Photon, Incorporated
Piedmont Aviation, Inc.
Public Service Co. of North
Carolina, Inc.
Public Service Co. New Mexico
Publishers Company, Inc.
Simon & Schuster, Inc.
Southwest Gas Producing Co., The
Sovereign Industries, Inc.
Tampax, Inc.
United States Banknote Corporation
Will Ross, Inc.
Underwood, Neuhaus & Co., Inc.
Contran Corporation
Universal Securities Corp.
American Heritage Life Ins.
Co. (Fla.) (commenced
August 22, 1969)

Downtowner Corp., The
Empire Life Ins. Co. of America
(Ala.) (commenced August 13,
1969)

L i s t o f OTC Market Makers - September 10, 1969

Universal Securities Corp. (con't)
Fidelity Corporation (Va.
(commenced August 22, 1969)
First National Life Ins. Co.
Franklin Life Ins. Co. (111.)
(commenced August 22, 1969)
Great Commonwealth Life Ins. Co.
Gulf Life Holding Co.
Kentucky Central Life Ins. Co.
Liberty National Life Ins. Co.
Life Ins. Co. of Kentucky
(commenced August 22, 1969)
Major Realty Corporation
(commenced August 19, 1969)
National Western Life Ins. Co.
(commenced August 22, 1969)
North American Life & Casualty
Co. (Minnesota) (commenced
August 22, 1969)
Southern Industries Corp.

19

Weber, Hall, Cobb 6 Caudle, Inc. (con't)
c
Southland Corporation
Weeden 6c Co.
Arden-Mayfair, Inc.
Bankamerica Corporation
Bank of California, N.A., The
Central Vermont Public Service
Corp.
Crocker-National Corporation
First National Bank of Boston, The
Green Mountain Power Corporation
New England Gas 6c Electric
Public Service Co. of New Hampshire
Public Service Co. of New Mexico
Security Pacific National Bank
Shawmut Association Inc.
Southern New England Telephone Co.
TI Corporation, The (of Calif.)
Valley National Bank of Arizona, The
Wells Fargo Bank, N.A.

Unterberg, C. E. Towbin Co.

United Convalescent Hospitals,
Inc.
Walker, Austin & Waggener, Inc.
Republic National Bank of Dallas
Walker, G . H. 6c Company
Clinton Oil Company
Maine Sugar Industries, Inc.
Narragansett Capital Corp.
New England Gas 6c Electric
Associates
Nicholson File Company
Public Service Co. of New
Hampshire
Walston

6c

Company, Inc.

Bankamerica Corp.
Weber, Hall, Cobb 6c Caudle, Inc.
Contran Corporation
Empire Life Ins. Co. of America
Landa Industries, Inc.
Lomas 6 Nettleton Financial Corp.
c
Scientific Control Corp.

See ceased notification in Part II.

Wheat 6c Company, Inc.
American Furniture Co., Inc.
Brenco, Inc.
Fidelity Corp. (Virginia)
First and Merchants Corp. (Va.)
First Virginia Bankshres Corp.
United Virginia Bankshares, Inc.
Virginia Commonwealth Bankshares
Virginia National Bank
Woodard-Elwood 6 Company
c
Cornelius Company, The
International Milling
Woolard 6c Company, Inc.
Advance Ross Corporation
International Milling
Corporation
Midas International Corporation
Nationwide Corporation
Texas American Oil Corporation

20

L i s t o f OTC Market Makers - September 16. 1969
Part II

The following broker-dealers had ceased to make a market in the
following securities as of the dates indicated.

Name of Broker-Dealer
Name of Security
Allen & Company
Lincoln National Corporation
University Computing Company
Bear, Stearns 6c Company
First National Bank of Chicago
Lincoln National Corporation
University Computing Company

Date
Ceased

**
**

August 18, 1969
August 20, 1969
**

Blyth 6c Company, Inc.
Lincoln National Corporation
University Computing Company

**

Burnham 6 Company
c
Lincoln National Corporation

**

Butcher 6 Sherrerd
c
Edgcomb Steel Company

September 9, 1969

Courts and Company
Interfinancial Inc.
Interstate Life 6c Accident Ins
Company

September 5, 1969
September 5, 1969

Dryfoos, J . M . 6c Co.
Ransburg Electro Coating Corp.

August 8, 1969

Edwards, A . G . 6c Sons, Inc.
D. P. A. Inc.
University Computing Company
First Boston Corporation, The
Lincoln National Corporation

**

**

* *

First Southwest Company
University Computing Company

August 27, 1969

Goldman, Sachs 6c Company
Lincoln National Corporation

**

L i s t o f OTC Market Makers - September 16, 1969

Name of Broker-Dealer
Name of Security
Kidder, Peabody & Company, Inc.
University Computing Co.
Lehman Brothers
American Greetings Corporation Class A
University Computing Company

Date
Ceased

•k it

August 8, 1969
August 13, 1969

Naddeo, V. F. & Co., Inc.

Maine Sugar Industries, Inc.
Rotan, Mosle-Dallas Union, Inc.
D. P. A. Inc.

August 25, 1969

**

Saxton, G. A. & Co., Inc.
University Computing Co.

August 18, 1969

Sellin, Sherman & Company
Edgcomb Steel Company

August 27, 1969

Smith, Barney & Co., Inc.
University Computing Co.
Tabor Securities Co.,
Franklin Life Insurance Co.,
The (111.)

**

August 21, 1969

Deleted From List of OTC Margin Stocks September 4, 1969, by virtue of
listing on a national securities exchange.

L i s t o f OTC Market Makers - September 1 6 . 1969

22

ADDENDUM

The following broker-dealers had commenced making a market in
the following securities as of the dates shown, as indicated by notification
forms filed by broker-dealers with the Securities and Exchange Commission
during the period from September 11 through 16, 1969.

Name of Broker-Dealer
Name of Security

Date Commenced

Adams & Peck
Publishers Company, Inc.

February 6, 1967

Bear, Stearns & Company
American Re-Insurance Co.
BMA Corporation
Liberty National Life Insurance
TI Corporation (of California), The
United Life & Accident Insurance Co. (N.H.)

September
September
September
September
September

Cook Investment Company
Advance Ross Corporation
Barber-Greene Co.
Beecham, Inc.
Combined Insurance Co. of America
Delhi Australian Petroleum Ltd.
De Luxe Check Printers, Inc.
Erie Technological Products, Inc.
Fabri-tek, Inc.
Herff Jones Co.
Management Assistance, Inc.
Midas International Corporation
Oil Shale Corporation, The
Otter Tail Power Co.
Ozite Corporation
Pennsylvania Engineering Corp.
Tracor I n c .
Will Ross, Inc.
Wisconsin Power & Light Co.

Augus t
August
August
Augus t
Augus t
August
August
Augus t
Augus t
August
Augus t
August
August
Augus t
August
Augus t
Augus t
Augus t

Crilley & C o . , Inc.
ISI Corporation

September 8, 1969

Dryfoos, J.M. & Co.
King Resources Company

September 8 , 1969

4,
9,
4,
9,
9,

22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,
22,

1969
1969
1969
1969
1969

1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969

L i s t o f OTC Market Makers - September 1 6 . 1969

Name of Broker-Dealer
Name of Security
Eastman Dillon, Union Securities & Co.
American Express
American National Ins. Co. (Fla.)
Anchor Corp.
Anheuser-Busch, Inc.
Arkansas-Missouri Power Co.
Arvida Corp.
Bankamerica Corp.
Betz Laboratories, Inc.
Brush Beryllium Co.
Cascade Natural Gas Corp.
Central Vermont Public Service Corp.
Citizens & Southern National Bank
of Georgia
Citizens Utilities Co.
Combined Insurance Co. of America
Capital Holding Co.
Commonwealth Telephone Co.
Connecticut General Insurance Corp.
Crocker-National Corp.
El Paso Electric Co.
Fabri-Tek Inc.
Fidelity Corp. (Virginia)
First Mortgage Investors (Mass.)
First National Bank of Boston
First National Bank of Chicago
First National Bank in Dallas
Food Fair Properties, Inc.
Gas Service Co., The
Gino's Inc. Class A
Girard Compa ny, The
Hartford Fire Insurance Co.
Integon Corp.
Iowa Southern Utilities Co.
Kaman Corp.
Lilly, Eli & Co.
Lomas & Nettleton Financial Corp.
Mallinckrodt Chemical Works
Monarch Capital Corp.
National Bank of Detroit
New England Gas & Electric As sec.
Northwest Natural Gas Co. (Oregon)

23

Date Commenced

July
July
July
July
July
July
July
July
July
July
July

10
10
10
10
10
10
10
10
10
10
10

July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
Septembe
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
July 10
August
July 10
July 10
July 10
July 10
July 10

1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
r 9, 1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
, 1969
1969
1969
1969
1969
1969

L i s t o f OTC Market Makers - September 1 6 , 1969

Name of Broker-Dealer
Name of Security
aan Dillon, Union Securities & Co..(conft)
Northwestern National Life Ins. Co.
(Minnesota)
Ozite Corp.
Pabst Brewing Co.
Rival Manufacturing Co.
Safeco Corp.
Seattle-First National Bank
Seven-Up C o . , The
Southern New England Telephone Co.
Southern Union Gas Co.
Southland Corp.
Southwest Gas Corp.
Southwest Gas Producing Co., Inc.
Tidewater Marine Service,Inc.
Transcontinental Gas Pipe Line Corp.
United Illuminating C o . , The
Wachovia C o r p . , N.A.
Western Publishing Co., Inc.
& Co.
American Heritage Life Ins. Co. (Fla.)
BMA Corp.
Bai rd-Atomic, Inc.
Banister Continental Corp.
Bolt, Beranek & Newman, Inc.
Fidelity Corporation (Va.)
Franklin Life Insurance Co. (111.)
Gulf Life Holding Co.
Independent Life and Accident Ins. Co. (Florida)
Kentucky Central Life Insurance Co.
Life Insurance Company of Kentucky
National Life Insurance Company of Florida, The
National Western Life Insurance Co.
Old Line Life Insurance Company of America
Philadelphia Life Insurance Co.
Unicoa Corporation
United States Fidelity and Guaranty Co. (Md.)
Variable Annuity Life Ins. Co. of America

24

Date Commenced

July
July
July
July
July
July
July
July
July
July
July
July
July
July
July
July
July

10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10

1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969
1969

July 8, 1969
July 8 , 1969
September 10, 1969
July 8, 1969
September 10, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969
July 8, 1969

List of OTC Market Makers - September 16, 1969

Date Commenced

Name of Broker-Dealer
Name of Security
Lehman Brothers
American Greetings Corp.
Tampax, Inc.

_________________ 25

Class A

September 3, 1969
September 4, 1969

Loeb, Rhoades & Co.
Clinton Oil Co.

June 27, 1969

Maguire, J.B. & Co., Inc.
King Resources Co.
Murphy Pacific Marine Salvage Co.

September 10, 1969
August 29, 1969

McDonald & Company
American Greetings Corp.
Brush Beryllium C o . , The
Cleveland Trust C o . , The

During the year of 1952
During the year of 1956
During the year of 1963

Class A

Naddeo, V.F. & C o . , Inc.
Allegheny Beverage Corp.
Clinton Oil Company
Disc, Inc.
Drew National Corp.
Food Fair Properties, Inc.
Jet Avion Corporation
Ormont Drug & Chemical Co., Inc.
Perini Corporation
Titan Group, Inc.

May 31, 1969
November 19, 1968
November 13, 1968
May 7, 1969
May 26, 1969
April 9, 1969
January 13, 1969
August 8, 1969
January 15, 1968

Paine, Webber, Jackson & Curtis
Friendly Ice Cream Corp.

August 9, 1968

Saxton, G.A. & C o . , Inc.
Ozite Corporation
Rival Manufacturing Co.

September 11, 1969
September 11, 1969

Scott & Stringfellow
United Virginia Bankshares, I n c .
Virginia Commonwealth Bankshares

January 1, 1966
January 1, 1966

Singer & Mackie, Inc.
Tassette, Inc.

J u ly 8 , 1969


Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102