Full text of Dividends and Interest Report : Cumulative Dividends Report as of October 31, 2015

The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.

U.S. Department of the Treasury, Office of Financial Stability, published on 11/10/2015. This copy of the report is subject to the terms and conditions of download as stated at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/default.aspx. The official version from the U.S.
Department of the Treasury, Office of Financial Stability is available as a PDF file at http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Dividends-and-Interest-Reports.aspx
Cumulative Dividends, Interest and Distributions Report as of October 31, 2015
$4,679

Total October Payments:
Program

Institution

Instrument Type

Total Life-to-Date Payments:
Notes

Payment Type
Dividend - Cumulative

Payment
Frequency
N/A

Expected Payment
Date
N/A

$23,529,676,851
Actual Payment
Date
N/A

Payment This
Month

Life-To-Date
Payments
$174,806,667

Next Scheduled
Payment Date
N/A

AGP

CITIGROUP INC.

Preferred Stock with Warrants

6

AGP

CITIGROUP INC.

Subordinated Notes

99

Interest

N/A

N/A

N/A

$402,300

N/A

AGP

CITIGROUP INC.

Trust Preferred Securities with Warrants

6, 15, 97

Dividend - Cumulative

N/A

N/A

N/A

$467,623,301

N/A

AIFP

ALLY FINANCIAL, INC. (GMAC INC.)

Convertible Preferred Stock with Exercised Warrants

8, 113

Dividend - Cumulative

N/A

N/A

N/A

$3,004,281,250

N/A

AIFP

ALLY FINANCIAL, INC. (GMAC INC.)

Preferred Stock

Dividend - Cumulative

N/A

N/A

N/A

$264,062,500

N/A

AIFP

ALLY FINANCIAL, INC. (GMAC INC.)

Trust Preferred Securities

8, 49, 50

Dividend - Cumulative

N/A

N/A

N/A

$251,938,896

N/A

AIFP

Debt Obligation with Additional Note

32

Interest

N/A

N/A

N/A

$7,405,894

N/A

AIFP

CHRYSLER FINANCIAL SERVICES AMERICAS
LLC
CHRYSLER GROUP, LLC.

Debt Obligation with Additional Note

28

Interest

N/A

N/A

N/A

$1,116,026,229

N/A

AIFP

CGI HOLDING LLC (CHRYSLER HOLDING LLC)

Debt Obligation with Additional Note

23, 24, 26

Interest

N/A

N/A

N/A

$55,237,713

N/A

AIFP

GENERAL MOTORS COMPANY

Debt Obligation

29, 32

Interest

N/A

N/A

N/A

$343,140,731

N/A

AIFP

GENERAL MOTORS COMPANY

Preferred Stock

9, 32

Dividend - Cumulative

N/A

N/A

N/A

$270,047,669

N/A

AIFP

MOTORS LIQUIDATION COMPANY (OLD GM)

Debt Obligation with Additional Note

AIFP

GMAC LLC

Preferred Stock

AIG/SSFI

AMERICAN INTERNATIONAL GROUP, INC.

Preferred Stock with Warrants

5

Interest/Investment Income

N/A

N/A

N/A

AIG/SSFI

AMERICAN INTERNATIONAL GROUP, INC.

Preferred Units

5

Interest/Investment Income

N/A

N/A

ASSP

CHRYSLER RECEIVABLES SPV LLC

Debt Obligation with Additional Note

32

Interest

N/A

ASSP

GM SUPPLIER RECEIVABLES LLC

Debt Obligation with Additional Note

32

Interest

N/A

CDCI

ALTERNATIVES FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

CDCI

AMERICAN BANCORP OF ILLINOIS, INC.

Subordinated Debentures

Interest

Quarterly

N/A

CDCI

ATLANTIC CITY FEDERAL CREDIT UNION

Subordinated Debentures

1c

Interest

N/A

N/A

CDCI

BAINBRIDGE BANCSHARES, INC.

Preferred Stock

1d

Dividend - Cumulative

N/A

N/A

N/A

CDCI

BANCORP OF OKOLONA, INC.

Subordinated Debentures

1e

Interest

N/A

N/A

N/A

$250,975

CDCI

BANCPLUS CORPORATION

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$7,893,610

CDCI

BANKASIANA

Preferred Stock

132

Dividend - Non Cumulative

N/A

N/A

N/A

$315,583

N/A

CDCI

BETHEX FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$48,973

11/15/2015

CDCI

BORDER FEDERAL CREDIT UNION

Subordinated Debentures

1c

Interest

N/A

N/A

N/A

$263,698

N/A

CDCI

BREWERY CREDIT UNION

Subordinated Debentures

1c

Interest

N/A

N/A

N/A

$44,388

N/A

CDCI

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$29,250

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$14,186

11/15/2015

CDCI

BROOKLYN COOPERATIVE FEDERAL CREDIT
UNION
BUFFALO COOPERATIVE FEDERAL CREDIT
UNION
CARTER FEDERAL CREDIT UNION

Subordinated Debentures

11/15/2015

CDCI

CARVER BANCORP, INC.

Preferred Stock

CDCI

CFBANC CORPORATION

Preferred Stock

CDCI

CITIZENS BANCSHARES CORPORATION

Preferred Stock

CDCI

COMMUNITY BANCSHARES OF MISSISSIPPI,
INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANK OF THE BAY

Preferred Stock
Preferred Stock

COMMUNITY FIRST GUAM FEDERAL CREDIT
UNION
COMMUNITY PLUS FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

CDCI
CDCI
CDCI
CDCI
CDCI

COOPERATIVE CENTER FEDERAL CREDIT
UNION
D.C. FEDERAL CREDIT UNION

30

Interest

N/A

N/A

N/A

$143,526,108

N/A

Dividend - Cumulative

N/A

N/A

N/A

$159,611,111

N/A

N/A

$768,381,327

N/A

N/A

N/A

$5,787,176

N/A

N/A

N/A

$9,087,808

N/A

N/A

$218,560

11/15/2015

N/A

$830,798

11/15/2015

N/A

$100,278

N/A

$273,637

N/A

N/A

N/A

N/A
11/15/2015

Interest

Quarterly

N/A

N/A

$488,350

Dividend - Cumulative

N/A

N/A

N/A

$446,507

N/A

Dividend - Cumulative

Quarterly

N/A

N/A

$567,823

11/15/2015

42

Dividend - Cumulative

Quarterly

N/A

N/A

$1,177,144

11/15/2015

42

Dividend - Cumulative

Quarterly

N/A

N/A

$5,326,533

11/15/2015

42

Dividend - Non Cumulative

Quarterly

N/A

N/A

$375,776

11/15/2015

Interest

Quarterly

N/A

N/A

$259,258

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$43,900

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$273,836

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$148,480

11/15/2015

42, 71

CDCI

CDCI

EAST END BAPTIST TABERNACLE FEDERAL
CREDIT UNION
EPISCOPAL COMMUNITY FEDERAL CREDIT
UNION
FAIRFAX COUNTY FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$683

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$9,756

11/15/2015

Subordinated Debentures

CDCI

FAITH BASED FEDERAL CREDIT UNION

Subordinated Debentures

1c

Interest

Quarterly

N/A

N/A

$786,971

11/15/2015

Interest

N/A

N/A

N/A

$2,933

CDCI

FIDELIS FEDERAL CREDIT UNION

Subordinated Debentures

2c

N/A

Interest

N/A

N/A

10/14/2015

$1,412

N/A

CDCI

FIRST AMERICAN INTERNATIONAL CORP.

Preferred Stock

CDCI

FIRST CHOICE BANK

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$1,717,976

1d, 42

Dividend - Non Cumulative

N/A

N/A

N/A

$267,878

CDCI

FIRST EAGLE BANCSHARES, INC.

Subordinated Debentures

42

Interest

Quarterly

N/A

N/A

$1,198,925

CDCI

FIRST LEGACY COMMUNITY CREDIT UNION

Subordinated Debentures

CDCI

FIRST M&F CORPORATION

Preferred Stock

1c

Interest

N/A

N/A

N/A

$70,167

1d, 42

Dividend - Cumulative

N/A

N/A

N/A

$1,751,667

CDCI

FIRST VERNON BANCSHARES, INC.

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$557,014

11/15/2015

CDCI

FREEDOM FIRST FEDERAL CREDIT UNION

CDCI
CDCI

GATEWAY COMMUNITY FEDERAL CREDIT
UNION
GENESEE CO-OP FEDERAL CREDIT UNION

Subordinated Debentures

1e

Interest

N/A

N/A

N/A

$501,527

N/A

Subordinated Debentures

1c

Interest

N/A

N/A

N/A

$68,397

N/A

Subordinated Debentures

CDCI

GREATER KINSTON CREDIT UNION

Interest

Quarterly

N/A

N/A

$29,467

11/15/2015

Subordinated Debentures

1c

Interest

N/A

N/A

N/A

$10,714

CDCI

GUARANTY CAPITAL CORPORATION

Subordinated Debentures

42

Interest

Quarterly

N/A

N/A

$2,188,083

CDCI

HILL DISTRICT FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$9,756

11/15/2015

CDCI

HOPE FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$443,964

11/15/2015

CDCI

IBC BANCORP, INC.

Subordinated Debentures

42

Interest

Quarterly

N/A

N/A

$1,235,923

11/15/2015

CDCI

IBW FINANCIAL CORPORATION

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$594,000

11/15/2015

CDCI

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$68,094

11/15/2015

CDCI

INDEPENDENT EMPLOYERS GROUP FEDERAL
CREDIT UNION
KILMICHAEL BANCORP, INC.

Subordinated Debentures

CDCI

LAFAYETTE BANCORP, INC.

Preferred Stock

CDCI

LIBERTY COUNTY TEACHERS FEDERAL
CREDIT UNION
LIBERTY FINANCIAL SERVICES, INC.

Subordinated Debentures

CDCI

CDCI

Preferred Stock

42

$46

11/15/2015
N/A
11/15/2015
N/A
N/A

N/A
11/15/2015

Interest

Quarterly

N/A

N/A

$483,981

11/15/2015

Dividend - Cumulative

Quarterly

N/A

N/A

$443,975

11/15/2015

Interest

Quarterly

N/A

N/A

$39,092

11/15/2015

42

Dividend - Cumulative

Quarterly

N/A

N/A

$1,108,843

11/15/2015

128

Interest

Quarterly

N/A

N/A

$116,650

11/15/2015

CDCI

Subordinated Debentures
LOWER EAST SIDE PEOPLE'S FEDERAL
CREDIT UNION / UNION SETTLEMENT FEDERAL
CREDIT UNION

CDCI

M&F BANCORP, INC.

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$1,170,240

11/15/2015

CDCI

MISSION VALLEY BANCORP

Preferred Stock

42

Dividend - Cumulative

Quarterly

N/A

N/A

$1,021,594

11/15/2015

CDCI

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$27,688

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$31,706

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$34,242

11/15/2015

CDCI

NEIGHBORHOOD TRUST FEDERAL CREDIT
UNION
NORTH SIDE COMMUNITY FEDERAL CREDIT
UNION
NORTHEAST COMMUNITY FEDERAL CREDIT
UNION
OPPORTUNITIES CREDIT UNION

CDCI

PGB HOLDINGS, INC.

Preferred Stock

CDCI

PHENIX PRIDE FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

PREMIER BANCORP, INC.

Subordinated Debentures

13c, 42

CDCI

Subordinated Debentures

CDCI

HAWAII FEDERAL CREDIT UNION / PRINCE
KUHIO FEDERAL CREDIT UNION
PSB FINANCIAL CORPORATION

CDCI

PYRAMID FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

Subordinated Debentures

CDCI

RENAISSANCE COMMUNITY DEVELOPMENT
CREDIT UNION
SANTA CRUZ COMMUNITY CREDIT UNION

Subordinated Debentures

CDCI

SECURITY CAPITAL CORPORATION

Preferred Stock

CDCI
CDCI

Subordinated Debentures

Preferred Stock

Interest

Quarterly

N/A

N/A

$106,433

11/15/2015

Dividend - Cumulative

Quarterly

N/A

N/A

$306,292

11/15/2015

Interest

Quarterly

N/A

N/A

$14,969

11/15/2015

Interest

N/A

N/A

N/A

1c

Interest

N/A

N/A

N/A

$27,073

N/A

1d, 42

Dividend - Cumulative

N/A

N/A

N/A

$437,489

N/A

Interest

Quarterly

N/A

N/A

$244,583

11/15/2015

Interest

Quarterly

N/A

N/A

$3,024

11/15/2015

Interest

Quarterly

N/A

N/A

$276,673

11/15/2015

Dividend - Cumulative

Quarterly

N/A

N/A

$1,759,553

11/15/2015

42

42

N/A

CDCI

SECURITY FEDERAL CORPORATION

Preferred Stock

CDCI

Subordinated Debentures

CDCI

SELF-HELP FEDERAL CREDIT UNION / BUTTE
FEDERAL CREDIT UNION
SHREVEPORT FEDERAL CREDIT UNION

42

Dividend - Cumulative

Quarterly

N/A

N/A

$2,146,222

1c, 130

Interest

N/A

N/A

N/A

$85,389

Subordinated Debentures

CDCI

SOUTHERN BANCORP, INC.

Preferred Stock

CDCI

Subordinated Debentures

CDCI

SOUTHERN CHAUTAUQUA FEDERAL CREDIT
UNION
SOUTHSIDE CREDIT UNION

Subordinated Debentures

1c

CDCI

STATE CAPITAL CORP.

Preferred Stock

42

CDCI

THE FIRST BANCSHARES, INC.

Preferred Stock

42

CDCI

THE MAGNOLIA STATE CORPORATION

Subordinated Debentures

CDCI

Subordinated Debentures

CDCI

THURSTON UNION OF LOW INCOME PEOPLE
(TULIP) COOPERATIVE CREDIT UNION
TONGASS FEDERAL CREDIT UNION

Subordinated Debentures

CDCI

TRI-STATE BANK OF MEMPHIS

Preferred Stock

CDCI

TULANE-LOYOLA FEDERAL CREDIT UNION

CDCI

11/15/2015

Interest

Quarterly

N/A

N/A

$258,132

11/15/2015

42

Dividend - Cumulative

Quarterly

N/A

N/A

$3,396,900

11/15/2015

Interest

Quarterly

N/A

N/A

$166,722

11/15/2015

Interest

N/A

N/A

N/A

$67,894

Dividend - Cumulative

Quarterly

N/A

N/A

$1,536,500

11/15/2015

Dividend - Cumulative

Quarterly

N/A

N/A

$1,670,444

11/15/2015

Interest

Quarterly

N/A

N/A

$1,122,065

11/15/2015

Interest

Quarterly

N/A

N/A

$7,338

11/15/2015
11/15/2015

N/A

N/A

Interest

Quarterly

N/A

N/A

$156,533

Dividend - Non Cumulative

Quarterly

N/A

N/A

$209,936

11/15/2015

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$41,481

11/15/2015

Interest

Quarterly

N/A

N/A

$978

11/15/2015

CDCI

UNION BAPTIST CHURCH FEDERAL CREDIT
Subordinated Debentures
UNION
UNITED BANCORPORATION OF ALABAMA, INC. Preferred Stock

Dividend - Cumulative

Quarterly

N/A

N/A

$1,019,700

11/15/2015

CDCI

UNIVERSITY FINANCIAL CORP.

Subordinated Debentures

1e, 1f, 42

Interest

N/A

N/A

N/A

$1,595,843

N/A

CDCI

UNO FEDERAL CREDIT UNION

Subordinated Debentures

1c

Interest

N/A

N/A

N/A

$43,754

N/A

CDCI

VIGO COUNTY FEDERAL CREDIT UNION

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$115,253

11/15/2015

CDCI

VIRGINIA COMMUNITY CAPITAL, INC.

Subordinated Debentures

Interest

Quarterly

N/A

N/A

$187,351

11/15/2015

CDCI

Subordinated Debentures

Interest

N/A

N/A

N/A

$2,822

CPP

UNITEHERE FEDERAL CREDIT UNION /
WORKERS UNITED FEDERAL CREDIT UNION
1ST CONSTITUTION BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,106,667

N/A

CPP

1ST ENTERPRISE BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,128,156

N/A

CPP

1ST FINANCIAL SERVICES CORPORATION

Preferred Stock with Warrants

114

Dividend - Cumulative

N/A

N/A

N/A

$1,229,949

N/A

CPP

1ST SOURCE CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$10,730,000

N/A

CPP

1ST UNITED BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$370,903

N/A

CPP

AB&T FINANCIAL CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$360,694

N/A

CPP

ADBANC, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,715,769

N/A

CPP

ALARION FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$998,057

N/A

CPP

ALASKA PACIFIC BANCSHARES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$913,405

N/A

CPP

1a, 131

Dividend - Cumulative

N/A

N/A

N/A

$4,421,339

N/A

CPP

ALLEGIANCE BANCSHARES, INC. (FARMERS & Preferred Stock with Exercised Warrants
MERCHANTS BANCSHARES, INC.)
ALLIANCE BANCSHARES, INC.
Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$611,060

N/A

CPP

ALLIANCE FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$538,360

N/A

CPP

ALLIANCE FINANCIAL SERVICES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$388,742

N/A

CPP

ALLIED FIRST BANCORP, INC.

Preferred Stock with Exercised Warrants

Dividend - Cumulative

Quarterly

N/A

N/A

$409,753

11/15/2015

CPP

ALPINE BANKS OF COLORADO

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$13,407,114

CPP

AMB FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$529,576

N/A

CPP

AMERIBANK HOLDING COMPANY, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$343,021

N/A

CPP

AMERICAN EXPRESS COMPANY

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$74,367,308

N/A

CPP

AMERICAN PREMIER BANCORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$162,682

N/A

CPP

AMERICAN STATE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$920,142

N/A

CPP

AMERIS BANCORP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$9,302,107

N/A

CPP

AMERISERV FINANCIAL, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$2,776,667

N/A

CPP

AMFIRST FINANCIAL SERVICES, INC

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,511,380

N/A

CPP

ANCHOR BANCORP WISCONSIN, INC.

Preferred Stock with Warrants

116

Dividend - Cumulative

N/A

N/A

N/A

42

42

1c

N/A

N/A

N/A

CPP

ASSOCIATED BANC-CORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$68,104,167

N/A

CPP

ATLANTIC BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$122,725

N/A

CPP

AVENUE FINANCIAL HOLDINGS

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,028,415

N/A

CPP

BANCINDEPENDENT, INCORPORATED

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,686,411

N/A

CPP

BANCORP FINANCIAL, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,516,737

N/A

CPP

BANCORP RHODE ISLAND, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$941,667

N/A

CPP

BANCPLUS CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$4,207,399

N/A

CPP

BANCSTAR, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,908,670

N/A

CPP

BANCTRUST FINANCIAL GROUP, INC.

Preferred Stock with Warrants

101

Dividend - Cumulative

N/A

N/A

N/A

$10,436,156

N/A

CPP

BANK FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$183,244

N/A

CPP

BANK OF AMERICA

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,293,750,000

N/A

CPP

BANK OF COMMERCE

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$510,473

N/A

CPP

BANK OF COMMERCE HOLDINGS

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,439,028

N/A

CPP

BANK OF GEORGE

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$279,991

N/A

CPP

BANK OF MARIN BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$451,111

N/A

CPP

BANK OF NEW YORK MELLON

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$95,416,667

N/A

CPP

BANK OF THE CAROLINAS CORPORATION

Preferred Stock with Warrants

122

Dividend - Cumulative

N/A

N/A

N/A

$1,039,677

N/A

CPP

BANK OF THE OZARKS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,354,167

N/A

CPP

BANKERS' BANK OF THE WEST BANCORP, INC. Preferred Stock with Exercised Warrants

119

Dividend - Cumulative

N/A

N/A

N/A

$3,826,991

N/A

CPP

BANKFIRST CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,217,469

N/A

CPP

BANKGREENVILLE FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$203,773

N/A

CPP

BANNER CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$20,873,747

N/A

CPP

BANNER COUNTY BAN CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$107,411

N/A

CPP

BAR HARBOR BANKSHARES

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,036,514

N/A

CPP

BB&T CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$92,703,517

N/A

CPP

BBCN BANCORP, INC.

Preferred Stock with Warrants

1a, 74, 100

Dividend - Cumulative

N/A

N/A

N/A

$23,237,328

N/A

CPP

BCB HOLDING COMPANY, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$524,853

N/A

CPP

BCSB BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,129,500

N/A

CPP

BEACH BUSINESS BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$963,317

N/A

CPP

BERKSHIRE HILLS BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$877,778

N/A

CPP

BERN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$137,063

N/A

CPP

BIRMINGHAM BLOOMFIELD BANCSHARES, INC. Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$342,023

N/A

CPP

BISCAYNE BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,896,838

N/A

CPP

BLACKHAWK BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,980,211

N/A

CPP

BLACKRIDGE FINANCIAL, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$877,326

N/A

CPP

BLUE RIDGE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,427,244

N/A

CPP

BLUE RIVER BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$529,105

N/A

CPP

BLUE VALLEY BAN CORP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$211,458

N/A

CPP

BNB FINANCIAL SERVICES CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,901,052

N/A

CPP

BNC BANCORP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,835,061

N/A

CPP

BNC FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$636,921

N/A

CPP

BNCCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,032,118

N/A

CPP

BOH HOLDINGS, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,283,777

N/A

CPP

BOSCOBEL BANCORP, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$468,624

N/A

CPP

BOSTON PRIVATE FINANCIAL HOLDINGS INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$11,022,222

N/A

CPP

BRIDGE CAPITAL HOLDINGS

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,613,582

N/A

CPP

BRIDGEVIEW BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,393,156

N/A

CPP

BROADWAY FINANCIAL CORPORATION

Preferred Stock

78, 110

Dividend - Cumulative

N/A

N/A

N/A

$810,417

N/A

CPP

BROGAN BANKSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$402,720

N/A

CPP

BROTHERHOOD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,295,586

N/A

CPP

BUSINESS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,957,709

N/A

CPP

BUTLER POINT, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$87,124

N/A

CPP

C&F FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,902,778

N/A

CPP

CACHE VALLEY BANKING COMPANY

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,029,334

N/A

CPP

CADENCE FINANCIAL CORPORATION

Preferred Stock with Warrants

51

Dividend - Cumulative

N/A

N/A

N/A

$3,984,063

N/A

CPP

CALIFORNIA BANK OF COMMERCE

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$555,900

N/A

CPP

CALIFORNIA OAKS STATE BANK

Preferred Stock with Exercised Warrants

1a

CPP

CALVERT FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

CPP

CALWEST BANCORP

Preferred Stock with Exercised Warrants

CPP

CAPITAL BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

CPP

CAPITAL BANK CORPORATION

Preferred Stock with Warrants

CPP

CAPITAL COMMERCE BANCORP, INC.

CPP

CAPITAL ONE FINANCIAL CORP

CPP

CAPITAL PACIFIC BANCORP

CPP

CARDINAL BANCORP II, INC.

CPP

CAROLINA BANK HOLDINGS, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

CPP

CAROLINA TRUST BANK

Preferred Stock with Warrants

92

Dividend - Non Cumulative

N/A

CPP

CARROLLTON BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

CARVER BANCORP, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

CPP

CASCADE FINANCIAL CORPORATION

Preferred Stock with Warrants

63

Dividend - Cumulative

N/A

CPP

CATHAY GENERAL BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

CATSKILL HUDSON BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

CPP

CB HOLDING CORP.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$271,580

N/A

CPP

CBB BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$799,528

N/A

CPP

CBS BANC-CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,548,137

CPP

CECIL BANCORP, INC.

Preferred Stock with Warrants

Dividend - Cumulative

Quarterly

N/A

N/A

$516,989

11/15/2015

CPP

CEDARSTONE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$930,099

N/A

CPP

CENTER BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,341,667

N/A

CPP

CENTERBANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$429,355

N/A

CPP

CENTERSTATE BANKS OF FLORIDA INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,196,303

N/A

CPP

CENTRA FINANCIAL HOLDINGS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$172,938

N/A

CPP

CENTRAL BANCORP, INC. - MA

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,361,111

N/A

CPP

CENTRAL BANCORP, INC. - TX

Preferred Stock with Exercised Warrants

125

Dividend - Cumulative

N/A

N/A

N/A

$7,461,221

N/A

CPP

CENTRAL BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$769,177

N/A

CPP

CENTRAL COMMUNITY CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,566,167

N/A

CPP

CENTRAL FEDERAL CORPORATION

Preferred Stock with Warrants

93

Dividend - Cumulative

N/A

N/A

N/A

$612,118

N/A

CPP

CENTRAL JERSEY BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,084,486

N/A

CPP

CENTRAL PACIFIC FINANCIAL CORP.

Preferred Stock with Warrants

48, 62

Dividend - Cumulative

N/A

N/A

N/A

$2,362,500

N/A

CPP

CENTRAL VALLEY COMMUNITY BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$892,500

N/A

CPP

CENTRAL VIRGINIA BANKSHARES, INC.

Preferred Stock with Warrants

111

Dividend - Cumulative

N/A

N/A

N/A

$450,656

N/A

CPP

CENTRIC FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$501,822

N/A

CPP

CENTRIX BANK & TRUST

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,012,791

N/A

CPP

CENTRUE FINANCIAL CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$571,690

N/A

CPP

CENTURY FINANCIAL SERVICES
CORPORATION

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$2,938,871

N/A

Dividend - Cumulative

N/A

N/A

N/A

$337,219

N/A

Dividend - Cumulative

Quarterly

N/A

N/A

$215,443

11/15/2015

Dividend - Cumulative

Quarterly

N/A

N/A

$396,164

11/15/2015

Dividend - Cumulative

N/A

N/A

N/A

$517,281

N/A

46

Dividend - Cumulative

N/A

N/A

N/A

$3,973,104

N/A

Preferred Stock with Exercised Warrants

138

Dividend - Cumulative

N/A

8/15/2010

10/2/2015

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$845,369

N/A

Subordinated Debentures with Exercised Warrants

66

Interest

N/A

N/A

N/A

$983,480

N/A

N/A

N/A

$3,329,805

N/A

N/A

N/A

$613,320

N/A

N/A

N/A

$1,974,364

N/A

N/A

N/A

$1,531,581

N/A

N/A

N/A

$1,428,900

N/A

N/A

N/A

$58,766,667

N/A

N/A

N/A

$685,071

N/A

$4,633

$309,606

N/A

$105,174,638

N/A

N/A

CPP

CHAMBERS BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$11,290,303

N/A

CPP

CHICAGO SHORE CORPORATION

Preferred Stock with Exercised Warrants

CPP

CIT GROUP INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

13b, 19

Dividend - Cumulative

N/A

N/A

N/A

$1,766,526

N/A

N/A

$43,687,500

CPP

CITIGROUP INC.

Preferred Stock with Warrants

6

Dividend - Cumulative

N/A

N/A

N/A

N/A

$932,291,667

CPP

CITIZENS & NORTHERN CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

N/A

$2,049,100

CPP

CITIZENS BANCORP

Preferred Stock with Exercised Warrants

13c

N/A

Dividend - Cumulative

N/A

N/A

N/A

$223,571

N/A

CPP

CITIZENS BANCSHARES CO.

Preferred Stock with Exercised Warrants

CPP

CITIZENS BANCSHARES CORPORATION

Preferred Stock

92

Dividend - Cumulative

N/A

N/A

N/A

$628,033

N/A

42

Dividend - Cumulative

N/A

N/A

N/A

$535,813

CPP

Preferred Stock with Exercised Warrants

CPP

CITIZENS BANK & TRUST COMPANY,
ESTABLISHED 1945
CITIZENS COMMERCE BANCSHARES, INC.

N/A

92

Dividend - Non Cumulative

N/A

N/A

N/A

$765,003

N/A

Preferred Stock with Exercised Warrants

CPP

CITIZENS COMMUNITY BANK

Dividend - Cumulative

Quarterly

N/A

N/A

$180,259

11/15/2015

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$424,646

CPP

N/A

CITIZENS FIRST CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,751,923

N/A

CPP

CITIZENS SOUTH BANKING CORPORATION

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$2,847,222

N/A

CPP

CITY HOLDING COMPANY

Preferred Stock with Warrants

98

Dividend - Cumulative

N/A

N/A

N/A

$2,563,720

N/A

CPP

CITY NATIONAL BANCSHARES CORPORATION

Preferred Stock

135

Dividend - Cumulative

N/A

N/A

N/A

$281,859

N/A

CPP

CITY NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$23,916,667

N/A

CPP

CLOVER COMMUNITY BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$610,864

N/A

CPP

COASTAL BANKING COMPANY, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,434,038

N/A

CPP

COASTALSOUTH BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,235,449

N/A

CPP

COBIZ FINANCIAL INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$8,763,410

N/A

CPP

CODORUS VALLEY BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,151,875

N/A

CPP

COLOEAST BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,229,278

N/A

CPP

COLONIAL AMERICAN BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$65,143

N/A

CPP

COLONY BANKCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,990,000

N/A

CPP

COLUMBIA BANKING SYSTEM, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,621,772

N/A

CPP

COLUMBINE CAPITAL CORP.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$316,479

N/A

CPP

COMERICA INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$150,937,500

N/A

CPP

COMMERCE NATIONAL BANK

Preferred Stock with Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$36,111

N/A

CPP

COMMONWEALTH BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$5,529,295

N/A

CPP

COMMONWEALTH BUSINESS BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$838,268

N/A

CPP

COMMUNITY 1ST BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$221,660

N/A

CPP

COMMUNITY BANCSHARES OF KANSAS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$91,742

N/A

CPP

Preferred Stock with Exercised Warrants

42, 80, 86

Dividend - Cumulative

N/A

N/A

N/A

$3,193,250

N/A

CPP

COMMUNITY BANCSHARES OF MISSISSIPPI,
INC./COMMUNITY BANK OF MISSISSIPPI
COMMUNITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,209,158

N/A

CPP

COMMUNITY BANK OF THE BAY

Preferred Stock

42

Dividend - Non Cumulative

N/A

N/A

N/A

$76,189

N/A

CPP

COMMUNITY BANK SHARES OF INDIANA, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,233,412

N/A

CPP

COMMUNITY BANKERS TRUST CORPORATION Preferred Stock with Warrants

1a, 115

Dividend - Cumulative

N/A

N/A

N/A

$4,675,879

N/A

CPP

COMMUNITY BUSINESS BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$814,455

N/A

CPP

COMMUNITY FINANCIAL SHARES, INC.

Preferred Stock with Exercised Warrants

124

Dividend - Cumulative

N/A

N/A

N/A

$947,194

N/A

CPP

COMMUNITY FIRST BANCSHARES, INC. - AR

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,365,409

N/A

CPP

COMMUNITY FIRST BANCSHARES, INC. - TN

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,628,111

N/A

CPP

COMMUNITY FIRST, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,908,453

N/A

CPP

COMMUNITY INVESTORS BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$565,616

N/A

CPP

COMMUNITY PARTNERS BANCORP

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,138,750

N/A

CPP

COMMUNITY PRIDE BANK CORPORATION

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$448,253

N/A

CPP

COMMUNITY TRUST FINANCIAL CORPORATION Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$3,259,100

N/A

CPP

COMMUNITY WEST BANCSHARES

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,461,333

N/A

CPP

Preferred Stock with Warrants

67

Dividend - Cumulative

N/A

N/A

N/A

$2,589,305

N/A

CPP

COMMUNITYONE BANCORP (FNB UNITED
CORP.)
CONGAREE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$691,286

N/A

CPP

CORNING SAVINGS AND LOAN ASSOCIATION

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$132,065

N/A

CPP

COUNTRY BANK SHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,570,840

N/A

CPP

COVENANT FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,344,635

N/A

CPP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$970,732

N/A

1a, 73, 104

Dividend - Cumulative

N/A

N/A

N/A

$11,011,235

N/A

CPP

CRAZY WOMAN CREEK BANCORP
INCORPORATED
VANTAGESOUTH BANCSHARES, INC.
(CRESCENT FINANCIAL BANCSHARES, INC.)
CROSSTOWN HOLDING COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,610,550

N/A

CPP

CSRA BANK CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$180,940

N/A

CPP

CUSTOMERS BANCORP, INC.

Preferred Stock with Exercised Warrants

1a, 69

Dividend - Cumulative

N/A

N/A

N/A

$407,478

N/A

CPP

CVB FINANCIAL CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,739,583

N/A

CPP

D.L. EVANS BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,800,592

N/A

CPP

DEERFIELD FINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$512,339

N/A

CPP

DELMAR BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$832,488

N/A

CPP

DESOTO COUNTY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$577,206

N/A

CPP

DIAMOND BANCORP, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$5,541,380

N/A

CPP

DICKINSON FINANCIAL CORPORATION II

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,631,197

N/A

CPP

DISCOVER FINANCIAL SERVICES

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$67,690,844

N/A

CPP

DNB FINANCIAL CORPORATION

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,475,278

N/A

CPP

DUKE FINANCIAL GROUP, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$4,824,286

N/A

CPP

EAGLE BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$3,817,732

N/A

CPP

EAST WEST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$31,676,420

N/A

CPP

EASTERN VIRGINIA BANKSHARES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,220,000

N/A

CPP

EMCLAIRE FINANCIAL CORP.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$994,792

N/A

CPP

ENCORE BANCSHARES INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$4,778,889

N/A

CPP

ENTERPRISE FINANCIAL SERVICES CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,795,833

N/A

CPP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$480,206

N/A

CPP

ENTERPRISE FINANCIAL SERVICES GROUP,
INC.
EQUITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a, 65, 94

Dividend - Cumulative

N/A

N/A

N/A

$5,624,636

N/A

CPP

EXCHANGE BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$7,980,919

N/A

CPP

F & M BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,584,421

N/A

CPP

F & M FINANCIAL CORPORATION - NC

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,355,971

N/A

CPP

F&C BANCORP. INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$872,778

N/A

CPP

F&M FINANCIAL CORPORATION - TN

Preferred Stock with Exercised Warrants

N/A

CPP

F.N.B. CORPORATION

Preferred Stock with Warrants

CPP
CPP

FARMERS & MERCHANTS FINANCIAL
CORPORATION
FARMERS BANK, WINDSOR, VIRGINIA

CPP

FARMERS CAPITAL BANK CORPORATION

CPP

FARMERS ENTERPRISES, INC.

CPP

FARMERS STATE BANKSHARES, INC.

CPP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,388,249

1a, 76, 118

Dividend - Cumulative

N/A

N/A

N/A

$9,632,884

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$102,609

N/A

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$2,206,202

N/A

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,166,600

N/A

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$3,423,094

N/A

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$90,174

N/A

CPP

FBHC HOLDING COMPANY

Subordinated Debentures with Exercised Warrants

CPP

FC HOLDINGS, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$156,090

N/A

CPP

FCB BANCORP, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,397,234

N/A

CPP

FFW CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,567,852

N/A

CPP

FIDELITY BANCORP, INC. - LA

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$1,265,924

N/A

CPP

FIDELITY FEDERAL BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

CPP

FIDELITY FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$7,228,349

N/A

CPP

FIDELITY SOUTHERN CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,528,883

N/A

CPP

FIFTH THIRD BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$355,946,667

N/A

CPP

FINANCIAL INSTITUTIONS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,192,649

N/A

CPP

FINANCIAL SECURITY CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$664,597

N/A

CPP

FINANCIAL SERVICES OF WINGER, INC.

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$633,322

N/A

CPP

FIRST ADVANTAGE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$227,945

N/A

CPP

FIRST ALLIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$538,231

N/A

CPP

FIRST AMERICAN BANK CORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$13,058,531

N/A

CPP

FIRST AMERICAN INTERNATIONAL CORP.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$1,204,167

N/A

CPP

FIRST BANCORP - NC

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$8,594,444

N/A

CPP

FIRST BANCORP - PR

Mandatory Convertible Preferred with Warrants

40

Dividend - Cumulative

N/A

N/A

N/A

$26,388,275

N/A

CPP

FIRST BANCORP - PR

Preferred Stock with Warrants

40

Dividend - Cumulative

N/A

N/A

N/A

$6,611,111

N/A

CPP

FIRST BANCTRUST CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,332,517

N/A

CPP

FIRST BANK OF CHARLESTON, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$448,105

N/A

CPP

FIRST BANKERS TRUSTSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,441,222

N/A

CPP

FIRST BANKS, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,037,238

N/A

CPP

FIRST BUSEY CORPORATION

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$12,347,222

N/A

CPP

92

Dividend - Non Cumulative

N/A

N/A

N/A

$752,663

N/A

CPP

BANK OF SOUTHERN CALIFORNIA, N.A. (FIRST Preferred Stock with Exercised Warrants
BUSINESS BANK, N.A.)
FIRST CALIFORNIA FINANCIAL GROUP, INC.
Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$3,211,806

N/A

CPP

FIRST CAPITAL BANCORP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$1,759,344

N/A

CPP

FIRST CHOICE BANK

Preferred Stock with Exercised Warrants

42

Dividend - Non Cumulative

N/A

N/A

N/A

$300,643

N/A

CPP

FIRST CITIZENS BANC CORP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$3,992,877

N/A

CPP

FIRST COLEBROOK BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$614,488

N/A

CPP

FIRST COMMUNITY BANCSHARES INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,308,403

N/A

CPP

Preferred Stock with Warrants

53

Dividend - Cumulative

N/A

N/A

N/A

$744,982

N/A

CPP

FIRST COMMUNITY BANK CORPORATION OF
AMERICA
FIRST COMMUNITY CORPORATION

CPP

FIRST COMMUNITY FINANCIAL PARTNERS, INC. Preferred Stock with Exercised Warrants

CPP

FIRST DEFIANCE FINANCIAL CORP.

CPP

FIRST EAGLE BANCSHARES, INC.

CPP

FIRST EXPRESS OF NEBRASKA, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$824,313

N/A

CPP

58

Dividend - Cumulative

N/A

N/A

N/A

$570,625

N/A

CPP

FIRST FEDERAL BANCSHARES OF ARKANSAS, Preferred Stock with Warrants
INC.
FIRST FINANCIAL BANCORP
Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$4,677,778

N/A

CPP

FIRST FINANCIAL BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$694,280

N/A

CPP

FIRST FINANCIAL HOLDINGS INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$10,815,494

N/A

CPP

FIRST FINANCIAL SERVICE CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,600,000

N/A

CPP

FIRST FREEDOM BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,320,735

N/A

Preferred Stock with Warrants

52

Interest

N/A

N/A

N/A

$154,592

N/A

N/A

80

Dividend - Cumulative

N/A

N/A

N/A

$2,140,686

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$3,320,656

N/A

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$6,546,862

N/A

Subordinated Debentures with Exercised Warrants

42

Interest

N/A

N/A

N/A

$639,738

N/A

CPP

FIRST GOTHENBURG BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,517,766

N/A

CPP

FIRST GUARANTY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,330,477

N/A

CPP

FIRST HORIZON NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$91,227,406

N/A

CPP

FIRST INDEPENDENCE CORPORATION

Preferred Stock

92

Dividend - Cumulative

N/A

N/A

N/A

$533,582

N/A

CPP

FIRST INTERCONTINENTAL BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$757,454

N/A

CPP

FIRST LITCHFIELD FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$659,722

N/A

CPP

FIRST M&F CORPORATION

Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$2,383,333

N/A

CPP

FIRST MANITOWOC BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$237,983

N/A

CPP

FIRST MENASHA BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$676,865

N/A

CPP

FIRST MERCHANTS CORPORATION

Preferred Stock with Warrants

38, 66

Dividend - Cumulative

N/A

N/A

N/A

$12,167,111

N/A

CPP

FIRST MERCHANTS CORPORATION

Trust Preferred Securities with Warrants

38, 66

Dividend - Cumulative

N/A

N/A

N/A

$2,848,444

N/A

CPP

FIRST MIDWEST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$28,628,333

N/A

CPP

FIRST NATIONAL CORPORATION

Preferred Stock with Exercised Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$2,621,903

N/A

CPP

FIRST NBC BANK HOLDING COMPANY

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,305,990

N/A

CPP

FIRST NIAGARA FINANCIAL GROUP

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$4,753,618

N/A

CPP

FIRST NORTHERN COMMUNITY BANCORP

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,178,580

N/A

CPP

FIRST PACTRUST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,994,333

N/A

CPP

FIRST PLACE FINANCIAL CORP.

Preferred Stock with Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$7,009,095

N/A

CPP

FIRST PRIORITY FINANCIAL CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,711,259

N/A

CPP

FIRST RELIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,042,406

N/A

CPP

FIRST RESOURCE BANK

Preferred Stock with Exercised Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$584,794

N/A

CPP

FIRST SECURITY GROUP, INC.

Preferred Stock with Warrants

105

Dividend - Cumulative

N/A

N/A

N/A

$1,402,500

N/A

CPP

FIRST SOUND BANK

Preferred Stock with Warrants

103

Dividend - Non Cumulative

N/A

N/A

N/A

$330,944

N/A

CPP

FIRST SOUTH BANCORP, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$12,932,451

N/A

CPP

FIRST SOUTHERN BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$818,468

N/A

CPP

FIRST SOUTHWEST BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$207,327

N/A

CPP

FIRST TEXAS BHC, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,862,389

N/A

CPP

FIRST TRUST CORPORATION

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,046,896

N/A

CPP

FIRST ULB CORP.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$66,021

N/A

CPP

FIRST UNITED CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$10,306,862

N/A

CPP

FIRST VERNON BANCSHARES, INC.

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$417,770

N/A

CPP

FIRST WESTERN FINANCIAL, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,768,965

N/A

CPP

FIRSTBANK CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,651,360

N/A

CPP

FIRSTMERIT CORPORATION

Preferred Stock with Warrants

1a, 106

Dividend - Cumulative

N/A

N/A

N/A

$71,033,631

N/A

CPP

FLAGSTAR BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$37,220,872

N/A

CPP

FLORIDA BANK GROUP, INC.

Preferred Stock with Exercised Warrants

109

Dividend - Cumulative

N/A

N/A

N/A

$1,180,793

N/A

CPP

FLORIDA BUSINESS BANCGROUP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,339,751

N/A

CPP

FLUSHING FINANCIAL CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$3,004,167

N/A

CPP

FNB BANCORP

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,667,700

N/A

CPP

FORESIGHT FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,920,292

N/A

CPP

FORT LEE FEDERAL SAVINGS BANK, FSB

Preferred Stock with Exercised Warrants

13c

Dividend - Non Cumulative

N/A

N/A

N/A

$87,185

N/A

CPP

FORTUNE FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$413,928

N/A

CPP

FPB BANCORP, INC.

Preferred Stock with Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$273,889

N/A

CPP

FPB FINANCIAL CORP.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$221,722

N/A

CPP

FRANKLIN BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$965,344

N/A

CPP

FREEPORT BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,241,721

N/A

CPP

FREMONT BANCORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$9,046,066

N/A

CPP

FRESNO FIRST BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$371,100

N/A

CPP

FRONTIER BANCSHARES, INC

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$258,192

N/A

CPP

FULTON FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$29,335,625

N/A

CPP

GATEWAY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

81

Dividend - Cumulative

N/A

N/A

N/A

$960,795

N/A

CPP

GEORGIA COMMERCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$961,471

N/A

CPP

GEORGIA PRIMARY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

CPP

GERMANTOWN CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$988,890

N/A

CPP

GOLD CANYON BANK

Preferred Stock with Exercised Warrants

13c

Dividend - Non Cumulative

N/A

N/A

N/A

$53,860

N/A

CPP

GOLDMAN SACHS GROUP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$318,055,555

N/A

CPP

GOLDWATER BANK, N.A.

Preferred Stock with Exercised Warrants

137

Dividend - Non Cumulative

N/A

N/A

N/A

$145,750

N/A

CPP

GRAND CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$517,145

N/A

CPP

GRAND FINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$1,303,152

N/A

CPP

GRAND MOUNTAIN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

Dividend - Cumulative

Quarterly

N/A

N/A

CPP

GRANDSOUTH BANCORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,856,917

N/A

CPP

GREAT RIVER HOLDING COMPANY

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$759,575

N/A

CPP

GREAT SOUTHERN BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$7,838,056

N/A

CPP

GREEN BANKSHARES, INC.

Preferred Stock with Warrants

68

Dividend - Cumulative

N/A

N/A

N/A

$5,942,858

N/A

CPP

GREEN CIRCLE INVESTMENTS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$516,021

N/A

CPP

GREEN CITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$49,037

N/A

CPP

GREER BANCSHARES INCORPORATED

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,200,111

N/A

CPP

GREGG BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$45,190

N/A

CPP

GUARANTY BANCORP, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$969,040

N/A

CPP

GUARANTY CAPITAL CORPORATION

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$913,299

N/A

CPP

GUARANTY FEDERAL BANCSHARES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,390,721

N/A

CPP

GULFSOUTH PRIVATE BANK

Preferred Stock with Exercised Warrants

13c, 33, 39

Dividend - Non Cumulative

N/A

N/A

N/A

$444,656

N/A

CPP

GULFSOUTH PRIVATE BANK

Subordinated Debentures with Exercised Warrants

13c, 33

Interest

N/A

N/A

N/A

$312,724

N/A

CPP

GULFSTREAM BANCSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$876,542

N/A

CPP

HAMILTON STATE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$819,166

N/A

CPP

HAMPTON ROADS BANKSHARES, INC.

Preferred Stock with Warrants

43

Dividend - Cumulative

N/A

N/A

N/A

$2,510,844

CPP

HARBOR BANKSHARES CORPORATION

Preferred Stock

Dividend - Cumulative

Quarterly

N/A

N/A

$282,744

11/15/2015

CPP

HAVILAND BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$41,524

N/A

CPP

HAWTHORN BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,054,505

N/A

CPP

HCSB FINANCIAL CORPORATION

Preferred Stock with Warrants

Dividend - Cumulative

Quarterly

N/A

N/A

$1,090,702

11/15/2015

CPP

HEARTLAND BANCSHARES, INC.

Preferred Stock with Exercised Warrants

85

Dividend - Cumulative

N/A

N/A

N/A

$1,073,471

N/A

CPP

HEARTLAND FINANCIAL USA, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$11,188,087

N/A

CPP

HERITAGE BANKSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$947,284

N/A

CPP

HERITAGE COMMERCE CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,761,267

N/A

CPP

HERITAGE FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,503,333

N/A

CPP

HERITAGE OAKS BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,666,335

N/A

CPP

HF FINANCIAL CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$666,667

N/A

CPP

HIGHLANDS BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$303,954

N/A

CPP

HIGHLANDS BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$302,972

N/A

CPP

HIGHLANDS INDEPENDENT BANCSHARES, INC. Preferred Stock with Exercised Warrants

127

Dividend - Cumulative

N/A

N/A

N/A

$617,712

N/A

CPP

HILLTOP COMMUNITY BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$267,050

N/A

CPP

HMN FINANCIAL, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,462,778

N/A

CPP

HOME BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,180,556

N/A

CPP

HOMETOWN BANCORP OF ALABAMA, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$801,202

N/A

N/A

11/15/2015

N/A

CPP

HOMETOWN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$393,196

CPP

HOMETOWN BANKSHARES CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,702,400

N/A
N/A

CPP

HOPFED BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,697,889

N/A

CPP

HORIZON BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$3,106,771

N/A

CPP

HOWARD BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$837,793

N/A

CPP

HPK FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,596,555

N/A

CPP

HUNTINGTON BANCSHARES

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$147,185,809

N/A

CPP

HYPERION BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$327,666

N/A

CPP

IA BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$916,227

N/A

CPP

IBC BANCORP, INC.

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$427,216

N/A

CPP

IBERIABANK CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,450,000

N/A

CPP

IBT BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$526,463

N/A

CPP

IBW FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$453,067

N/A

CPP

ICB FINANCIAL

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,194,458

N/A

CPP

IDAHO BANCORP

Preferred Stock with Exercised Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$124,306

N/A

CPP

ILLINOIS STATE BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,158,113

N/A

CPP

INDEPENDENCE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$276,723

N/A

CPP

INDEPENDENT BANK CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,118,094

N/A

CPP

INDEPENDENT BANK CORPORATION

Mandatory Convertible Preferred with Warrants

35

Dividend - Cumulative

N/A

N/A

N/A

$6,574,000

N/A

CPP

INDEPENDENT BANK CORPORATION

Preferred Stock with Warrants

35

Dividend - Cumulative

N/A

N/A

N/A

$2,430,000

N/A

CPP

INDIANA BANK CORP.

Preferred Stock with Exercised Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$165,139

N/A

CPP

INDIANA COMMUNITY BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,031,250

N/A

CPP

INTEGRA BANK CORPORATION

Preferred Stock with Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$1,950,340

N/A

CPP

INTERMOUNTAIN COMMUNITY BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,944,884

N/A

CPP

INTERNATIONAL BANCSHARES CORPORATION Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$41,520,139

N/A

CPP

INTERVEST BANCSHARES CORPORATION

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,028,056

N/A

CPP

Subordinated Debentures with Exercised Warrants

13c

Interest

N/A

N/A

N/A

$174,325

N/A

CPP

INVESTORS FINANCIAL CORPORATION OF
PETTIS COUNTY, INC.
JPMORGAN CHASE & CO.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$795,138,889

N/A

CPP

KATAHDIN BANKSHARES CORP.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,452,047

N/A

CPP

KEYCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$297,222,222

N/A

CPP

KIRKSVILLE BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$128,228

N/A

CPP

KS BANCORP, INC

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$713,937

N/A

CPP

LAFAYETTE BANCORP, INC.

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$267,135

N/A

CPP

LAKELAND BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$6,460,833

N/A

CPP

LAKELAND FINANCIAL CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$3,596,156

N/A

CPP

LAYTON PARK FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$481,858

N/A

CPP

LCNB CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$524,833

N/A

CPP

LEADER BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$609,961

N/A

CPP

LEGACY BANCORP, INC.

Preferred Stock

13c

Dividend - Cumulative

N/A

N/A

N/A

$355,079

N/A

CPP

LIBERTY BANCSHARES, INC. - AR

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$7,816,966

N/A

CPP

LIBERTY BANCSHARES, INC. - MO

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$3,000,452

N/A

CPP

LIBERTY BANCSHARES, INC. - TX

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,751,271

N/A

CPP

LIBERTY FINANCIAL SERVICES, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$461,009

CPP

LIBERTY SHARES, INC.

Preferred Stock with Exercised Warrants

Dividend - Cumulative

Quarterly

N/A

N/A

$1,399,560

CPP

LINCOLN NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$46,180,555

N/A

CPP

LNB BANCORP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$4,438,492

N/A

CPP

LONE STAR BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

CPP

LSB CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$700,000

N/A

CPP

M&F BANCORP, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$674,763

N/A

N/A
11/15/2015

N/A

CPP

M&T BANK CORPORATION

Preferred Stock with Warrants

57, 90

Dividend - Cumulative

N/A

N/A

N/A

$155,027,270

N/A

CPP

MACKINAC FINANCIAL CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$1,840,923

N/A

CPP

MADISON FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$169,422

N/A

CPP

MAGNA BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,661,468

N/A

CPP

MAINLINE BANCORP, INC.

Preferred Stock with Exercised Warrants

79

Dividend - Cumulative

N/A

N/A

N/A

$538,188

N/A

CPP

MAINSOURCE FINANCIAL GROUP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$9,159,773

N/A

CPP

MANHATTAN BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$66,347

N/A

CPP

MANHATTAN BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$770,044

N/A

CPP

MARINE BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$235,713

N/A

CPP

MARKET BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$138,778

N/A

CPP

MARKET STREET BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$5,535,303

N/A

CPP

MARQUETTE NATIONAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$7,072,587

N/A

CPP

MARSHALL & ILSLEY CORPORATION

Preferred Stock with Warrants

59

Dividend - Cumulative

N/A

N/A

N/A

$226,522,917

N/A

CPP

MARYLAND FINANCIAL BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$313,466

N/A

CPP

MB FINANCIAL INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$32,095,000

N/A

CPP

MCLEOD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$570,433

N/A

CPP

MEDALLION BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$2,317,675

N/A

CPP

MERCANTILE BANK CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,166,021

N/A

CPP

MERCANTILE CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$475,815

N/A

CPP

MERCHANTS & PLANTERS BANCSHARES, INC. Preferred Stock with Exercised Warrants

70

Dividend - Cumulative

N/A

N/A

N/A

$256,560

N/A

CPP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$424,668

N/A

CPP

MERCHANTS AND MANUFACTURERS BANK
CORPORATION
MERIDIAN BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$3,094,896

N/A

CPP

METRO CITY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,574,888

N/A

CPP

METROCORP BANCSHARES, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$7,828,900

N/A

CPP

METROPOLITAN BANK GROUP, INC.

Preferred Stock with Exercised Warrants

55

Dividend - Cumulative

N/A

N/A

N/A

$3,786,441

N/A

CPP

METROPOLITAN CAPITAL BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,476,429

N/A

CPP

MID PENN BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,012,500

N/A

CPP

MID-WISCONSIN FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,344,226

N/A

CPP

MIDDLEBURG FINANCIAL CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$986,944

N/A

CPP

MIDLAND STATES BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$508,989

N/A

CPP

MIDSOUTH BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,627,778

N/A

CPP

MIDTOWN BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$275,105

N/A

CPP

MIDWEST BANC HOLDINGS, INC.

Mandatory Convertible Preferred with Warrants

13a, 34

Dividend - Cumulative

N/A

N/A

N/A

CPP

MIDWEST BANC HOLDINGS, INC.

Preferred Stock with Warrants

Dividend - Cumulative

N/A

N/A

N/A

$824,289

N/A

CPP

MIDWEST REGIONAL BANCORP, INC.

Preferred Stock with Exercised Warrants

Dividend - Cumulative

N/A

N/A

N/A

$28,294

N/A

CPP

MIDWESTONE FINANCIAL GROUP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,933,333

N/A

CPP

MILLENNIUM BANCORP, INC.

Preferred Stock with Exercised Warrants

84

Dividend - Cumulative

N/A

N/A

N/A

$1,392,562

N/A

CPP

MISSION COMMUNITY BANCORP

Preferred Stock

1a

Dividend - Cumulative

N/A

N/A

N/A

$759,584

N/A

CPP

MISSION VALLEY BANCORP

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$456,042

N/A

CPP

MONADNOCK BANCORP, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$413,349

N/A

CPP

MONARCH COMMUNITY BANCORP, INC.

Preferred Stock with Warrants

112

Dividend - Cumulative

N/A

N/A

N/A

$262,919

N/A

CPP

MONARCH FINANCIAL HOLDINGS, INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$743,167

N/A

CPP

MONEYTREE CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,299,481

N/A

CPP

MONUMENT BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$652,959

N/A

CPP

MORGAN STANLEY

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$318,055,555

N/A

CPP

MORRILL BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,779,122

N/A

CPP

MOSCOW BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,276,377

N/A

1a

N/A

CPP

MOUNTAIN VALLEY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$687,941

N/A

CPP

MS FINANCIAL, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,097,290

N/A

CPP

MUTUALFIRST FINANCIAL, INC.

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$4,326,595

N/A

CPP

NAPLES BANCORP, INC.

Preferred Stock with Exercised Warrants

91

Dividend - Cumulative

N/A

N/A

N/A

$356,067

N/A

CPP

NATIONAL BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,307,492

N/A

CPP

NATIONAL PENN BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$16,958,333

N/A

CPP

NATIONWIDE BANKSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$176,190

N/A

CPP

NCAL BANCORP

Preferred Stock with Exercised Warrants

129

Dividend - Cumulative

N/A

N/A

N/A

$1,311,028

N/A

CPP

NEMO BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$752,347

N/A

CPP

NEW HAMPSHIRE THRIFT BANCSHARES, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,304,167

N/A

CPP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$66,156,006

N/A

CPP

NEW YORK PRIVATE BANK & TRUST
CORPORATION
NEWBRIDGE BANCORP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$11,471,039

N/A

CPP

NICOLET BANKSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,192,843

N/A

CPP

NORTH CENTRAL BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,494,583

N/A

CPP

NORTHEAST BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$837,181

N/A

CPP

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$349,782

N/A

CPP

FIRST COMMERCE BANK (NORTHEN STATE
Preferred Stock with Exercised Warrants
BANK)
NORTHERN STATES FINANCIAL CORPORATION Preferred Stock with Warrants

121

Dividend - Cumulative

N/A

N/A

N/A

$418,323

N/A

CPP

NORTHERN TRUST CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$46,623,333

N/A

CPP

NORTHWAY FINANCIAL, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,430,625

N/A

CPP

NORTHWEST BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$575,430

N/A

CPP

NORTHWEST COMMERCIAL BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$288,393

N/A

CPP

OAK RIDGE FINANCIAL SERVICES, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,444,854

N/A

CPP

OAK VALLEY BANCORP

Preferred Stock with Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,811,250

N/A

CPP

OCEANFIRST FINANCIAL CORP.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$1,828,122

N/A

CPP

OJAI COMMUNITY BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$470,759

N/A

CPP

OLD LINE BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$213,889

N/A

CPP

OLD NATIONAL BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,513,889

N/A

CPP

OLD SECOND BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$5,769,028

N/A

CPP

OMEGA CAPITAL CORP.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$50,311

N/A

CPP

ONE GEORGIA BANK

Preferred Stock with Exercised Warrants

13c

Dividend - Non Cumulative

N/A

N/A

N/A

CPP

ONE UNITED BANK

Preferred Stock

Dividend - Non Cumulative

Quarterly

N/A

N/A

$93,823

11/15/2015

CPP

ONEFINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

Interest

Quarterly

N/A

N/A

$3,782,991

11/15/2015

CPP

OREGON BANCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$787,355

N/A

CPP

OSB FINANCIAL SERVICES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$1,257,315

N/A

CPP

PACIFIC CAPITAL BANCORP

Preferred Stock with Warrants

41

Dividend - Cumulative

N/A

N/A

N/A

$2,107,397

N/A

CPP

PACIFIC CITY FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$358,065

N/A

CPP

PACIFIC COAST BANKERS' BANCSHARES

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$1,641,964

N/A

CPP

PACIFIC COAST NATIONAL BANCORP

Preferred Stock with Exercised Warrants

13b

Dividend - Cumulative

N/A

N/A

N/A

$18,088

N/A

CPP

PACIFIC COMMERCE BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$387,223

N/A

CPP

PARK BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,351,643

N/A

CPP

PARK NATIONAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$16,694,444

N/A

CPP

PARKE BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,119,532

N/A

CPP

PASCACK BANCORP, INC.

Preferred Stock with Exercised Warrants

1a, 12

Dividend - Cumulative

N/A

N/A

N/A

$394,655

N/A

CPP

PASCACK BANCORP, INC.

Preferred Stock with Exercised Warrants

1a, 12

Dividend - Non Cumulative

N/A

N/A

N/A

$158,658

N/A

CPP

PATAPSCO BANCORP, INC.

Preferred Stock with Exercised Warrants

136

Dividend - Cumulative

N/A

N/A

N/A

$2,960,824

N/A

N/A

CPP

PATHFINDER BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$667,696

N/A

CPP

PATHWAY BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$77,852

N/A

CPP

PATRIOT BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,704,136

N/A

CPP

PATTERSON BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$817,023

N/A

CPP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,280,740

N/A

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,372,276

N/A

CPP

PEAPACK-GLADSTONE FINANCIAL
CORPORATION
AVIDBANK HOLDINGS, INC (PENINSULA BANK
HOLDING CO.)
PENN LIBERTY FINANCIAL CORP.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,287,689

N/A

CPP

PEOPLES BANCORP - WA

Preferred Stock with Exercised Warrants

70

Dividend - Cumulative

N/A

N/A

N/A

$2,425,250

N/A

CPP

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$4,419,331

N/A

CPP

PEOPLES BANCORP OF NORTH CAROLINA,
INC.
PEOPLES BANCORP, INC. - OH

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,725,833

N/A

CPP

PEOPLES BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

83

Dividend - Cumulative

N/A

N/A

N/A

$2,069,910

N/A

CPP

PEOPLES BANCSHARES OF TN, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$768,149

N/A

CPP

PEOPLESSOUTH BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,044,995

N/A

CPP

PFSB BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$159,163

N/A

CPP

PGB HOLDINGS, INC.

Preferred Stock

42

Dividend - Cumulative

N/A

N/A

N/A

$227,917

N/A

CPP

PIERCE COUNTY BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$207,948

N/A

CPP

PINNACLE BANK HOLDING COMPANY, INC.

Preferred Stock with Exercised Warrants

87

Dividend - Cumulative

Quarterly

N/A

N/A

$284,999

11/15/2015

CPP

PINNACLE FINANCIAL PARTNERS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$16,163,194

CPP

PLAINS CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$13,239,940

N/A

CPP

PLATO HOLDINGS INC.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$534,286

N/A

CPP

PLUMAS BANCORP

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$622,344

N/A

CPP

POPULAR, INC.

Preferred Stock with Warrants

10

Dividend - Cumulative

N/A

N/A

N/A

$20,777,778

N/A

CPP

POPULAR, INC.

Trust Preferred Securities with Warrants

1a, 10

Dividend - Cumulative

N/A

N/A

N/A

$248,502,222

N/A

CPP

PORTER BANCORP, INC.(PBI) LOUISVILLE, KY

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$4,783,333

N/A

CPP

PRAIRIE STAR BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$132,253

N/A

CPP

PREMIER BANCORP, INC.

Subordinated Debentures

42

Interest

N/A

N/A

N/A

$660,215

N/A

CPP

PREMIER BANK HOLDING COMPANY

Preferred Stock with Exercised Warrants

13b

Dividend - Cumulative

N/A

N/A

N/A

$467,413

N/A

CPP

PREMIER FINANCIAL BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,203,018

N/A

CPP

PREMIER FINANCIAL CORP.

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$522,263

N/A

CPP

PREMIER SERVICE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$100,522

N/A

CPP

PREMIERWEST BANCORP

Preferred Stock with Warrants

107

Dividend - Cumulative

N/A

N/A

N/A

$1,046,500

N/A

CPP

PRESIDIO BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,740,944

N/A

CPP

PRINCETON NATIONAL BANCORP, INC.

Preferred Stock with Warrants

N/A

CPP

PRIVATE BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

CPP

PRIVATEBANCORP, INC.

Preferred Stock with Warrants

CPP

PROVIDENCE BANK

CPP

PROVIDENT COMMUNITY BANCSHARES, INC.

CPP

CPP

N/A

13c

Dividend - Cumulative

N/A

N/A

N/A

$2,271,405

1a, 56

Dividend - Cumulative

N/A

N/A

N/A

$2,366,281

N/A

1a

Dividend - Cumulative

N/A

N/A

N/A

$45,512,133

N/A

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$421,312

N/A

Preferred Stock with Warrants

120

Dividend - Cumulative

N/A

N/A

N/A

$543,091

N/A

PSB FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$802,802

N/A

CPP

PUGET SOUND BANK

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$630,157

N/A

CPP

PULASKI FINANCIAL CORP.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$5,635,509

N/A

CPP

QCR HOLDINGS, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$4,949,567

N/A

CPP

RANDOLPH BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$650,593

N/A

CPP

RCB FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$893,934

N/A

CPP

REDWOOD CAPITAL BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$520,626

N/A

CPP

REDWOOD FINANCIAL, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$425,811

N/A

CPP

REGENT BANCORP, INC.

Preferred Stock with Exercised Warrants

126

Dividend - Cumulative

N/A

N/A

N/A

$784,282

N/A

CPP

REGENT CAPITAL CORPORATION, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$347,328

N/A

CPP

REGENTS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

77

Dividend - Cumulative

N/A

N/A

N/A

$1,513,339

N/A

CPP

REGIONAL BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$305,660

N/A

CPP

REGIONS FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$593,055,556

N/A

CPP

RELIANCE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,827,111

N/A

CPP

RIDGESTONE FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$277,224

N/A

CPP

RISING SUN BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$195,637

N/A

CPP

RIVER VALLEY BANCORPORATION, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$4,178,275

N/A

CPP

RIVERSIDE BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$467,709

N/A

CPP

ROGERS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$738,021

N/A

CPP

ROYAL BANCSHARES OF PENNSYLVANIA, INC. Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$358,971

N/A

CPP

S&T BANCORP, INC.

Preferred Stock with Warrants

1a

$15,712,738

CPP

SAIGON NATIONAL BANK

Preferred Stock with Exercised Warrants

CPP

SALISBURY BANCORP, INC.

Preferred Stock with Warrants

CPP

SANDY SPRING BANCORP, INC.

Preferred Stock with Warrants

CPP

SANTA CLARA VALLEY BANK, N.A

CPP
CPP

Dividend - Cumulative

N/A

N/A

N/A

Dividend - Non Cumulative

Quarterly

N/A

N/A

65

Dividend - Cumulative

N/A

N/A

N/A

$1,079,960

1a

Dividend - Cumulative

N/A

N/A

N/A

$7,593,868

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$158,928

N/A

SANTA LUCIA BANCORP

Preferred Stock with Warrants

72

Dividend - Cumulative

N/A

N/A

N/A

$331,111

N/A

SBT BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$517,145

N/A

CPP

SCBT FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,115,639

N/A

CPP

SEACOAST BANKING CORPORATION OF
FLORIDA
SEACOAST COMMERCE BANK

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,585,770

N/A

CPP

N/A
11/15/2015
N/A

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$263,780

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$449,073

N/A

CPP

SECURITY BANCSHARES OF PULASKI COUNTY, Preferred Stock with Exercised Warrants
INC.
SECURITY BUSINESS BANCORP
Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$795,018

N/A

CPP

SECURITY CALIFORNIA BANCORP

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$996,698

N/A

CPP

SECURITY CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$1,153,111

N/A

CPP

SECURITY FEDERAL CORPORATION

Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$1,600,000

N/A

CPP

SECURITY STATE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,763,680

N/A

CPP

SECURITY STATE BANK HOLDING COMPANY

Subordinated Debentures with Exercised Warrants

92

Interest

N/A

N/A

N/A

$1,414,005

N/A

CPP

SEVERN BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,781,869

N/A

CPP

SHORE BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$333,333

N/A

CPP

SIGNATURE BANCSHARES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$209,588

N/A

CPP

SIGNATURE BANK

Preferred Stock with Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$1,816,667

N/A

CPP

SOMERSET HILLS BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$127,686

N/A

CPP

SONOMA VALLEY BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$347,164

N/A

CPP

SOUND BANKING COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$643,399

N/A

CPP

SOUTHCREST FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$933,494

N/A

CPP

SOUTHERN BANCORP, INC.

Preferred Stock

42

Dividend - Non Cumulative

N/A

N/A

N/A

$855,556

N/A

CPP

SOUTHERN COMMUNITY FINANCIAL CORP.

Preferred Stock with Warrants

123

Dividend - Cumulative

N/A

N/A

N/A

$8,338,046

N/A

CPP

SOUTHERN FIRST BANCSHARES, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$2,897,640

N/A

CPP

SOUTHERN HERITAGE BANCSHARES, INC.

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$613,111

N/A

CPP

SOUTHERN ILLINOIS BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$705,472

N/A

CPP

SOUTHERN MISSOURI BANCORP, INC.

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,254,764

N/A

CPP

SOUTHFIRST BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$364,796

N/A

CPP

SOUTHWEST BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$12,960,373

N/A

CPP

SOVEREIGN BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,506,669

N/A

CPP

SPIRIT BANKCORP, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,261,750

N/A

CPP

CPP

ST. JOHNS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

Dividend - Cumulative

Quarterly

N/A

N/A

$1,200,033

11/15/2015

CPP

STANDARD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

102

Dividend - Cumulative

N/A

N/A

N/A

$12,757,163

N/A

CPP

STATE BANK OF BARTLEY, THE

Subordinated Debentures with Exercised Warrants

65

Interest

N/A

N/A

N/A

$282,299

N/A

CPP

STATE BANKSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$5,508,472

N/A

CPP

STATE CAPITAL CORP.

Preferred Stock with Exercised Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$1,330,709

N/A

CPP

STATE STREET CORPORATION

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$63,611,111

N/A

CPP

STEARNS FINANCIAL SERVICES, INC.

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$5,350,442

N/A

CPP

STEELE STREET BANK CORPORATION

Subordinated Debentures with Exercised Warrants

66

Interest

N/A

N/A

N/A

$1,728,673

N/A

CPP

STELLARONE CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,271,875

N/A

CPP

STERLING BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,923,333

N/A

CPP

STERLING BANCSHARES, INC.

Preferred Stock with Warrants

N/A

CPP

STERLING FINANCIAL CORPORATION

Common Stock

CPP

STERLING FINANCIAL CORPORATION

Preferred Stock with Warrants

CPP

STEWARDSHIP FINANCIAL CORPORATION

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,293,055

N/A

CPP

STOCKMENS FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,755,554

N/A

CPP

STONEBRIDGE FINANCIAL CORP.

Preferred Stock with Exercised Warrants

CPP

SUBURBAN ILLINOIS BANCORP, INC.

Subordinated Debentures with Exercised Warrants

CPP

SUMMIT STATE BANK

CPP

SUN BANCORP, INC.

CPP

SUNTRUST BANKS, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

SUPERIOR BANCORP INC.

Preferred Stock with Warrants

13c, 17

Dividend - Cumulative

N/A

CPP

SUPERIOR BANCORP INC.

Trust Preferred Securities with Warrants

13c, 17

Dividend - Cumulative

N/A

CPP

SURREY BANCORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

CPP

SUSQUEHANNA BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

CPP

SV FINANCIAL, INC.

Preferred Stock with Exercised Warrants

1a

CPP

SVB FINANCIAL GROUP

Preferred Stock with Warrants

CPP

SWORD FINANCIAL CORPORATION

Subordinated Debentures with Exercised Warrants

CPP

SYNOVUS FINANCIAL CORP.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

SYRINGA BANCORP

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

CPP

TAYLOR CAPITAL GROUP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

CPP

TCB CORPORATION/COUNTY BANK

Subordinated Debentures with Exercised Warrants

66

Interest

N/A

CPP

TCB HOLDING COMPANY

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

CPP

TCF FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

CPP

TCNB FINANCIAL CORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

CPP

TENNESSEE COMMERCE BANCORP, INC.

Preferred Stock with Warrants

13c

Dividend - Cumulative

N/A

CPP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

CPP

TENNESSEE VALLEY FINANCIAL HOLDINGS,
INC.
TEXAS CAPITAL BANCSHARES, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

TEXAS NATIONAL BANCORPORATION INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

CPP

THE ANB CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

CPP

THE BANCORP, INC.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

CPP

THE BANK OF CURRITUCK

Preferred Stock with Exercised Warrants

45

Dividend - Non Cumulative

N/A

CPP

THE BANK OF KENTUCKY FINANCIAL
CORPORATION
THE BARABOO BANCORPORATION, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

THE CONNECTICUT BANK AND TRUST
COMPANY

Preferred Stock with Warrants

82

Dividend - Non Cumulative

N/A

CPP
CPP

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,486,571

36, 89

N/A

N/A

N/A

N/A

$860,796

N/A

36

Dividend - Cumulative

N/A

N/A

N/A

$6,733,333

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$634,609

N/A

60, 134

Interest

N/A

N/A

N/A

$9,179,430

N/A

Preferred Stock with Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$1,115,625

N/A

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,103,971

N/A

N/A

N/A

$567,986,111

N/A

N/A

N/A

$3,507,500

N/A

N/A

N/A

$1,475,833

N/A

N/A

N/A

N/A

$214,972

N/A

N/A

N/A

N/A

$23,722,222

N/A

Dividend - Cumulative

N/A

N/A

N/A

$521,383

N/A

3

Dividend - Cumulative

N/A

N/A

N/A

$12,109,028

N/A

65

Interest

N/A

N/A

N/A

$2,693,234

N/A

N/A

N/A

$222,744,526

N/A

N/A

N/A

$253,122

N/A

N/A

N/A

$18,751,438

N/A

N/A

N/A

$1,599,381

N/A

N/A

$690,832

N/A

N/A

$7,925,719

N/A

N/A

$284,611

N/A

N/A

N/A

$3,233,333

N/A

N/A

N/A

$146,242

N/A

N/A

N/A

$1,218,750

N/A

N/A

N/A

$295,308

N/A

N/A

N/A

$2,234,500

N/A

N/A

N/A

$2,813,689

N/A

N/A

N/A

$169,834

N/A

N/A

$3,940,694

N/A

N/A

N/A

$3,766,127

N/A

N/A

N/A

$662,083

N/A

CPP

65

CPP

ELMIRA SAVINGS BANK (THE ELMIRA SAVINGS Preferred Stock with Warrants
BANK, FSB)
THE FIRST BANCORP, INC.
Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

CPP

THE FIRST BANCSHARES, INC.

42

Dividend - Cumulative

N/A

CPP

THE FIRST STATE BANK OF MOBEETIE

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$45,087

N/A

CPP

THE FREEPORT STATE BANK

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$63,459

N/A

CPP

1a

Dividend - Cumulative

N/A

N/A

N/A

$129,861,111

N/A

CPP

THE HARTFORD FINANCIAL SERVICES GROUP, Preferred Stock with Warrants
INC.
THE LANDRUM COMPANY
Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,830,292

N/A

CPP

THE LITTLE BANK, INCORPORATED

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,575,992

N/A

CPP

THE PNC FINANCIAL SERVICES GROUP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$421,066,667

N/A

CPP

THE PRIVATE BANK OF CALIFORNIA

Preferred Stock with Exercised Warrants

65

Dividend - Non Cumulative

N/A

N/A

N/A

$751,752

N/A

CPP

THE QUEENSBOROUGH COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$882,900

N/A

CPP

THE SOUTH FINANCIAL GROUP, INC.

Preferred Stock with Warrants

CPP

THE VICTORY BANCORP, INC.

Preferred Stock with Exercised Warrants

CPP

THE VICTORY BANCORP, INC.

CPP

THREE SHORES BANCORPORATION, INC.

CPP

THREE SHORES BANCORPORATION, INC.

Preferred Stock with Exercised Warrants

CPP

TIB FINANCIAL CORP

Preferred Stock with Warrants

CPP

TIDELANDS BANCSHARES, INC.

Preferred Stock with Warrants

CPP

TIFTON BANKING COMPANY

Preferred Stock with Exercised Warrants

13a

Dividend - Non Cumulative

N/A

N/A

N/A

$223,208

N/A

CPP

TIMBERLAND BANCORP, INC.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$3,346,629

N/A

CPP

TITONKA BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$346,490

N/A

CPP

TODD BANCSHARES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,010,672

N/A

CPP

TOWNEBANK

Preferred Stock with Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$10,619,167

N/A

CPP

TREATY OAK BANCORP, INC.

Preferred Stock with Exercised Warrants

47

Dividend - Cumulative

N/A

N/A

N/A

$192,415

N/A

CPP

TRI-COUNTY FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$2,336,116

N/A

CPP

TRI-STATE BANK OF MEMPHIS

Preferred Stock

42

Dividend - Non Cumulative

N/A

N/A

N/A

$190,215

N/A

CPP

TRIAD BANCORP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$501,325

N/A

CPP

TRINITY CAPITAL CORPORATION

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$6,592,186

N/A

CPP

TRISTATE CAPITAL HOLDINGS, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,492,402

N/A

CPP

TRISUMMIT BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$1,172,766

N/A

CPP

TRUSTMARK CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$11,287,500

N/A

CPP

TWO RIVERS FINANCIAL GROUP, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,475,133

N/A

CPP

U.S. BANCORP

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$195,220,417

N/A

CPP

U.S. CENTURY BANK

Preferred Stock with Exercised Warrants

133

Dividend - Non Cumulative

N/A

N/A

N/A

$745,312

N/A

CPP

UBT BANCSHARES, INC.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$1,234,912

N/A

CPP

UCBH HOLDINGS INC.

Preferred Stock with Warrants

13a

Dividend - Cumulative

N/A

N/A

N/A

$7,509,920

N/A

CPP

UMPQUA HOLDINGS CORP.

Preferred Stock with Warrants

3

Dividend - Cumulative

N/A

N/A

N/A

$13,475,555

N/A

CPP

UNION BANK & TRUST COMPANY

Preferred Stock with Exercised Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$680,292

N/A

CPP

UNION FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

CPP

Preferred Stock

CPP

UNION FIRST MARKET BANKSHARES
CORPORATION
UNION FIRST MARKET BANKSHARES
CORPORATION
UNION FIRST MARKET BANKSHARES
CORPORATION
UNITED AMERICAN BANK

CPP

UNITED BANCORP, INC.

CPP

CPP
CPP

Preferred Stock with Warrants

Dividend - Non Cumulative

N/A

N/A

N/A

$1,219,575

N/A

N/A

N/A

$4,332,986

N/A

N/A

N/A

$411,806

N/A

37

Dividend - Cumulative

N/A

N/A

N/A

$16,386,111

N/A

12, 65

Dividend - Cumulative

N/A

N/A

N/A

$194,055

N/A

Preferred Stock with Exercised Warrants

12, 65

Dividend - Non Cumulative

N/A

N/A

N/A

$21,128

N/A

Preferred Stock with Exercised Warrants

12, 80

Dividend - Cumulative

N/A

N/A

N/A

$923,092

N/A

12, 80

Dividend - Non Cumulative

N/A

N/A

N/A

$250,966

N/A

44

Dividend - Cumulative

N/A

N/A

N/A

$1,284,722

N/A

Dividend - Cumulative

Quarterly

N/A

N/A

$1,195,973

11/15/2015

1a

Dividend - Cumulative

N/A

N/A

N/A

$395,873

N/A

1a, 21

Dividend - Cumulative

N/A

N/A

N/A

$3,417,970

N/A

21

Dividend - Non Cumulative

N/A

N/A

N/A

$1,821,889

N/A

3, 21

Dividend - Cumulative

N/A

N/A

N/A

$2,695,972

N/A

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$3,527,704

N/A

UNITED BANCORPORATION OF ALABAMA, INC. Preferred Stock with Warrants

42

Dividend - Cumulative

N/A

N/A

N/A

$872,639

N/A

Preferred Stock with Exercised Warrants
Preferred Stock with Warrants

N/A

CPP

UNITED BANK CORPORATION

Subordinated Debentures with Exercised Warrants

1a

Interest

N/A

N/A

N/A

$3,762,080

N/A

CPP

UNITED COMMUNITY BANKS, INC.

Preferred Stock with Warrants

CPP

UNITED FINANCIAL BANKING COMPANIES, INC. Preferred Stock with Exercised Warrants

CPP

UNITY BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,657,501

N/A

CPP

UNIVERSAL BANCORP

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,278,067

N/A

CPP

UNIVERSITY FINANCIAL CORP.

Subordinated Debentures

42

CPP

US METRO BANK

Preferred Stock with Exercised Warrants

CPP

UWHARRIE CAPITAL CORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,416,041

N/A

CPP

VALLEY COMMERCE BANCORP

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,318,401

N/A

CPP

VALLEY COMMUNITY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$629,476

N/A

CPP

VALLEY FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$3,744,779

N/A

CPP

VALLEY FINANCIAL GROUP, LTD.

Preferred Stock with Exercised Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$124,775

N/A

CPP

VALLEY NATIONAL BANCORP

Preferred Stock with Warrants

1a, 117

Dividend - Cumulative

N/A

N/A

N/A

$18,551,519

N/A

CPP

VERITEX HOLDINGS, INC.

Preferred Stock with Exercised Warrants

54, 65

Dividend - Cumulative

N/A

N/A

N/A

$353,796

N/A

CPP

VILLAGE BANK AND TRUST FINANCIAL CORP.

Preferred Stock with Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,318,232

N/A

CPP

VIRGINIA COMMERCE BANCORP, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$14,190,139

N/A

CPP

VIRGINIA COMPANY BANK

Preferred Stock with Exercised Warrants

92

Dividend - Non Cumulative

N/A

N/A

N/A

$786,987

N/A

CPP

VISION BANK - TEXAS

Preferred Stock with Exercised Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$323,259

N/A

CPP

VIST FINANCIAL CORP.

Preferred Stock with Warrants

88

Dividend - Cumulative

N/A

N/A

N/A

$4,520,833

N/A

CPP

W.T.B. FINANCIAL CORPORATION

Preferred Stock with Exercised Warrants

66

Dividend - Cumulative

N/A

N/A

N/A

$15,736,874

N/A

CPP

WACHUSETT FINANCIAL SERVICES, INC.

Preferred Stock with Exercised Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,253,826

N/A

CPP

WAINWRIGHT BANK & TRUST COMPANY

Preferred Stock with Warrants

1a

Dividend - Non Cumulative

N/A

N/A

N/A

$1,023,611

N/A

CPP

WASHINGTON BANKING COMPANY

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,623,344

N/A

CPP

WASHINGTON FEDERAL, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$5,361,111

N/A

CPP

WASHINGTONFIRST BANKSHARES, INC.

Preferred Stock with Exercised Warrants

12, 65

Dividend - Cumulative

N/A

N/A

N/A

$1,314,489

N/A

CPP

WASHINGTONFIRST BANKSHARES, INC.

Preferred Stock with Exercised Warrants

12, 65

Dividend - Non Cumulative

N/A

N/A

N/A

$195,829

N/A

CPP

WAUKESHA BANKSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,071,380

N/A

CPP

WEBSTER FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$36,944,444

N/A

CPP

WELLS FARGO & CO.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,440,972,222

N/A

CPP

WESBANCO, INC.

Preferred Stock with Warrants

1a, 95

Dividend - Cumulative

N/A

N/A

N/A

$4,242,500

N/A

CPP

WEST BANCORPORATION, INC.

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$4,495,000

N/A

CPP

WESTAMERICA BANCORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$2,755,981

N/A

CPP

WESTERN ALLIANCE BANCORPORATION

Preferred Stock with Warrants

65

Dividend - Cumulative

N/A

N/A

N/A

$19,950,000

N/A

CPP

WESTERN COMMUNITY BANCSHARES, INC.

Preferred Stock with Exercised Warrants

13c

Dividend - Cumulative

N/A

N/A

N/A

$554,083

N/A

CPP

WESTERN ILLINOIS BANCSHARES, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$2,102,189

N/A

CPP

WESTERN RESERVE BANCORP, INC.

Preferred Stock with Exercised Warrants

96

Dividend - Cumulative

N/A

N/A

N/A

$907,198

N/A

CPP

WHITE RIVER BANCSHARES COMPANY

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$1,589,583

N/A

CPP

WHITNEY HOLDING CORPORATION

Preferred Stock with Warrants

61

Dividend - Cumulative

N/A

N/A

N/A

$36,833,333

N/A

CPP

WILSHIRE BANCORP, INC.

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$10,282,176

N/A

CPP

WINTRUST FINANCIAL CORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$25,104,167

N/A

CPP

WORTHINGTON FINANCIAL HOLDINGS, INC.

Preferred Stock with Exercised Warrants

92

Dividend - Cumulative

N/A

N/A

N/A

$370,600

N/A

CPP

WSFS FINANCIAL CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,405,558

N/A

CPP

YADKIN VALLEY FINANCIAL CORPORATION

Preferred Stock with Warrants

80

Dividend - Cumulative

N/A

N/A

N/A

$8,820,923

N/A

CPP

YORK TRADITIONS BANK

Preferred Stock with Exercised Warrants

66

Dividend - Non Cumulative

N/A

N/A

N/A

$590,022

N/A

CPP

ZIONS BANCORPORATION

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$253,361,111

N/A

PPIP

AG GECC PPIF MASTER FUND, L.P.

Debt Obligation with Contingent Proceeds

Interest

N/A

N/A

N/A

$65,609,187

N/A

PPIP

AG GECC PPIF MASTER FUND, L.P.

Membership Interest

Distribution

N/A

N/A

N/A

$217,486,944

N/A

PPIP

ALLIANCEBERNSTEIN LEGACY SECURITIES
MASTER FUND, L.P.

Debt Obligation with Contingent Proceeds

Interest

N/A

N/A

N/A

$58,441,691

N/A

92

Dividend - Cumulative

N/A

N/A

N/A

$38,843,350

N/A

65

Dividend - Cumulative

N/A

N/A

N/A

$708,964

N/A

20, 20b

Interest

N/A

N/A

N/A

$1,022,886

Dividend - Non Cumulative

Quarterly

N/A

N/A

$432,678

N/A
11/15/2015

PPIP

Membership Interest

PPIP

ALLIANCEBERNSTEIN LEGACY SECURITIES
MASTER FUND, L.P.
BLACKROCK PPIF, L.P.

PPIP

BLACKROCK PPIF, L.P.

Membership Interest

PPIP

Debt Obligation with Contingent Proceeds

PPIP

INVESCO LEGACY SECURITIES MASTER FUND,
L.P.
INVESCO LEGACY SECURITIES MASTER FUND,
L.P.
MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P.
MARATHON LEGACY SECURITIES PUBLICPRIVATE INVESTMENT PARTNERSHIP, L.P.
OAKTREE PPIP FUND, L.P.

PPIP

OAKTREE PPIP FUND, L.P.

Membership Interest

PPIP

Debt Obligation with Contingent Proceeds

SBA7A

RLJ WESTERN ASSET PUBLIC/PRIVATE
MASTER FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE
MASTER FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES
FUND, L.P.
WELLINGTON MANAGEMENT LEGACY
SECURITIES PPIF MASTER FUND, LP
WELLINGTON MANAGEMENT LEGACY
SECURITIES PPIF MASTER FUND, LP
COASTAL SECURITIES, INC.

Floating Rate SBA 7A

75

Principal and Interest

N/A

SBA7A

SHAY FINANCIAL SERVICES, INC.

Floating Rate SBA 7A

75

Principal and Interest

N/A

PPIP
PPIP
PPIP

PPIP
PPIP
PPIP
PPIP

TALF

20, 20b

Distribution

N/A

N/A

N/A

$193,934,465

N/A

Interest

N/A

N/A

N/A

$34,314,855

N/A

20, 20a

Distribution

N/A

N/A

N/A

$38,128,423

N/A

Interest

N/A

N/A

N/A

$18,212,424

N/A

Distribution

N/A

N/A

N/A

$81,552,317

N/A

Interest

N/A

N/A

N/A

$27,857,368

N/A

20

Distribution

N/A

N/A

N/A

$49,638,801

N/A

Interest

N/A

N/A

N/A

$17,037,864

N/A

20, 20b

Distribution

N/A

N/A

N/A

$49,610,553

N/A

Interest

N/A

N/A

N/A

$37,401,896

N/A

20, 20b

Distribution

N/A

N/A

N/A

$124,103,879

N/A

16

Interest

N/A

N/A

N/A

$342,176

N/A

Interest

N/A

N/A

N/A

$60,686,989

N/A

Distribution

N/A

N/A

N/A

$168,418,795

N/A

N/A

N/A

$35,213,318

N/A

N/A

N/A

$7,152,327

N/A

Debt Obligation with Contingent Proceeds

Membership Interest

20, 20b

Debt Obligation with Contingent Proceeds
Membership Interest
Debt Obligation with Contingent Proceeds

Membership Interest
Debt Obligation with Contingent Proceeds
Debt Obligation with Contingent Proceeds
Membership Interest

20

TALF LLC

Debt Obligation with Additional Note

31

Interest

N/A

N/A

N/A

$13,407,761

N/A

TIP

BANK OF AMERICA

Preferred Stock with Warrants

1a

Dividend - Cumulative

N/A

N/A

N/A

$1,435,555,556

N/A

TIP

CITIGROUP INC.

Preferred Stock with Warrants

6

Dividend - Cumulative

N/A

N/A

N/A

$933,333,333

N/A

TIP

CITIGROUP INC.

Trust Preferred Securities

1a

Dividend - Cumulative

N/A

N/A

N/A

$635,555,556

N/A

Notes to the Cumulative Dividends, Interest, and Distribution Report:
1a

This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same

1b

This institution repaid Treasury pursuant to Section 5.2 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

1c

This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

1d

This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

1e

This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend

1f

This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

2a

This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2b

This institution repaid Treasury pursuant to Section 5.2 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2c

This institution repaid Treasury pursuant to Section 6.10 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2d

This institution repaid Treasury pursuant to Section 5 of the CDCI Certificate of Designation in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2e

This institution repaid Treasury pursuant to Section 6.11 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

2f

This institution repaid Treasury pursuant to Section 5.11 of the CDCI Exchange Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.

3

This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports.

4

This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports.

5

On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non-Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E
preferred shares, it has an additional obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an
equity capital facility, under which AIG may draw up to $29.8 billion in exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus
capitalized interest from the April 2009 exchange of Fixed Rate Non-Cumulative Perpetual Preferred Stock (Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from
the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust
had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for the benefit of the U.S. Treasury.

6

Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in
Fixed Rate Cumulative perpetual preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares
of common stock. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury
exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP Shares) “dollar for dollar” for trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are required.
The life to date amount for the preferred stock will remain the same on future reports.

7

Citigroup has agreed that until Treasury ceases to own any debt or equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock
other than quarterly cash dividends of not more than $0.01 per share.
GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in
GMAC LLC. On 12/30/2009, Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities. On
12/30/2010, Treasury converted $5,500,000,000 of the total convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds
$ 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM).
On

8

9
10

13a

On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a
$13 million exchange fee in connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports.
In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the
rights to 9.9% of the common equity in New Chrysler.
This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original
investment was made is shown in parentheses.
As of month-end, this institution is in bankruptcy proceedings.

13b

This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports.

11
12

13c

As of month-end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank.

14a

Payment made after month-end.

14b

Payment made in a prior period with respect to a payment scheduled in this month.

14c

Payment with respect to a payment scheduled for next month.

14d

Payment made with respect to non-current payments.

CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF OCTOBER 31, 2015
Total CPP Investment Amount (Note 24)
Outstanding CPP Investment Amount as of October

$204,894,726,320 Total CPP Dividends/Interest Paid as of October 31, 2015 (Note 1)

$12,132,921,487

$666,094,000 Non-Current CPP Dividends/Interest (Note 3)

$39,933,866

31, 2015

Institution Name

Notes

Portfolio?

Purchase Amount (Note 6)

Non-Current Cumulative Dividends:

$27,705,162

Non-Current Non-Cumulative Dividends:

$6,054,213

Non-Current S-Corp Interest:

$6,174,490

Unpaid
Dividends/Interest
(Note 2)

Payments Made Later
(Note 4)

Non-Current
Number of Missed Payments
Dividends/Interest (Note 3)
(Note 5)

CUMULATIVE DIVIDENDS:
64

1ST FINANCIAL SERVICES CORPORATION

N

$16,369,000

$2,864,575

$0

$0

14

45

AB&T FINANCIAL CORPORATION

N

$3,500,000

$481,250

$0

$0

11

45

ALARION FINANCIAL SERVICES, INC.

N

$6,514,000

$532,560

$0

$0

6

42

ALASKA PACIFIC BANCSHARES, INC.

N

$4,781,000

$119,525

$119,525

$0

0

76

ALLEGIANCE BANCSHARES, INC. (FARMERS &
MERCHANTS BANCSHARES, INC.)

N

$11,000,000

$1,718,750

$1,718,750

$0

0

15

ALLIED FIRST BANCORP, INC.

Y

$3,652,000

$1,028,648

$0

$1,028,648

17

45

ALPINE BANKS OF COLORADO

N

$70,000,000

$3,815,000

$3,815,000

$0

0

ANCHOR BANCORP WISCONSIN, INC.

N

$110,000,000

$23,604,167

$0

$0

17

45

ATLANTIC BANCSHARES, INC.

N

$2,000,000

$299,255

$0

$0

11

51

BANCTRUST FINANCIAL GROUP, INC.

N

$50,000,000

$1,875,000

$1,875,000

$0

0

69

BANK OF THE CAROLINAS CORPORATION

N

$13,179,000

$2,306,325

$0

$0

14

66

BANKERS' BANK OF THE WEST BANCORP, INC.

N

$12,639,000

$1,549,868

$1,549,868

$0

0

BBCN BANCORP, INC.

N

$128,500,000

$812,500

$812,500

$0

0

7, 28, 61

37, 52

BCB HOLDING COMPANY, INC.

N

$1,706,000

$302,088

$302,088

$0

0

45

BLUE RIDGE BANCSHARES, INC.

N

$12,000,000

$327,000

$327,000

$0

0

7

BLUE RIVER BANCSHARES, INC.

N

$5,000,000

$204,375

$0

$0

3

BLUE VALLEY BAN CORP

N

$21,750,000

$4,893,750

$0

$0

18

BNB FINANCIAL SERVICES CORPORATION

N

$7,500,000

$1,328,438

$1,328,438

$0

0

BNCCORP, INC.

N

$20,093,000

$3,285,300

$3,285,300

$0

0

BRIDGEVIEW BANCORP, INC.

N

$38,000,000

$7,766,250

$0

$0

15

BROADWAY FINANCIAL CORPORATION

Y

$15,000,000

$2,137,500

$2,137,500

$0

0

CADENCE FINANCIAL CORPORATION

N

$44,000,000

$550,000

$550,000

$0

0

27, 45
45
27, 45
15, 36, 60
22

CALVERT FINANCIAL CORPORATION

Y

$1,037,000

$217,678

$0

$217,678

11

15

CALWEST BANCORP

Y

$4,656,000

$1,548,210

$0

$1,548,210

20

82

CAPITAL COMMERCE BANCORP, INC.

N

$5,100,000

$1,593,750

$1,593,750

$0

0

45

CAROLINA BANK HOLDINGS, INC.

N

$16,000,000

$1,200,000

$1,200,000

$0

0

CARROLLTON BANCORP

N

$9,201,000

$920,100

$920,100

$0

0

35

CASCADE FINANCIAL CORPORATION

N

$38,970,000

$3,409,875

$0

$0

7

7

CB HOLDING CORP.

N

$4,114,000

$224,240

$0

$0

4

45

CBS BANC-CORP.

N

$24,300,000

$1,655,438

$1,655,438

$0

0

15

CECIL BANCORP, INC.

Y

$11,560,000

$4,017,100

$0

$4,017,100

23

CENTRAL BANCORP, INC. - TX

N

$22,500,000

$4,516,875

$4,516,875

$0

0

49

CENTRAL FEDERAL CORPORATION

N

$7,225,000

$722,500

$0

$0

8

8, 21, 46

CENTRAL PACIFIC FINANCIAL CORP.

N

$135,000,000

$10,125,000

$10,125,000

$0

0

37, 62

CENTRAL VIRGINIA BANKSHARES, INC.

N

$11,385,000

$2,134,688

$0

$0

15

28, 45

CENTRUE FINANCIAL CORPORATION

N

$32,668,000

$6,959,475

$0

$0

18

7b

CIT GROUP INC.

N

$2,330,000,000

$29,125,000

$0

$0

1

7

CITIZENS BANCORP

N

$10,400,000

$1,275,300

$0

$0

9

CITIZENS BANCSHARES CO.

N

$24,990,000

$4,086,000

$0

$0

12

28, 72

27, 45
15

CITIZENS COMMERCE BANCSHARES, INC.

Y

$6,300,000

$2,438,100

$0

$2,438,100

24

79

CITY NATIONAL BANCSHARES CORPORATION

N

$9,439,000

$2,973,285

$0

$0

22

45

CLOVER COMMUNITY BANKSHARES, INC.

N

$3,000,000

$204,375

$204,375

$0

0

45

COASTAL BANKING COMPANY, INC.

N

$9,950,000

$995,000

$248,750

$0

6

45

COASTALSOUTH BANCSHARES, INC.

N

$16,015,000

$1,687,900

$0

$0

8

45

COLOEAST BANKSHARES, INC.

N

$10,000,000

$1,090,000

$0

$0

8

45

COLONY BANKCORP, INC.

N

$28,000,000

$1,400,000

$0

$0

4

COMMUNITY BANCSHARES, INC.

N

$3,872,000

$191,750

$191,750

$0

0
0

COMMUNITY BANKERS TRUST CORPORATION

N

$17,680,000

$1,547,000

$1,547,000

$0

71

COMMUNITY FINANCIAL SHARES, INC.

N

$6,970,000

$759,820

$329,605

$0

5

45

COMMUNITY FIRST, INC.

N

$17,806,000

$2,911,200

$0

$0

12

45

COMMUNITY WEST BANCSHARES

N

$15,600,000

$585,000

$0

$0

3

COMMUNITYONE BANCORP (FNB UNITED
CORP )
CONGAREE
BANCSHARES, INC.

N

$51,500,000

$3,862,500

$3,862,500

$0

0

N

$3,285,000

$223,763

$223,763

$0

0

COVENANT FINANCIAL CORPORATION

N

$5,000,000

$272,500

$272,500

$0

0

34

VANTAGESOUTH BANCSHARES, INC.
(CRESCENT FINANCIAL BANCSHARES, INC.)

N

$42,849,000

$1,556,250

$1,556,250

$0

0

45

CSRA BANK CORP.

N

$2,400,000

$717,300

$0

$0

19

30

CUSTOMERS BANCORP, INC.

N

$2,892,000

$197,063

$197,063

$0

0

45

DELMAR BANCORP

N

$9,000,000

$613,125

$0

$0

5

45

DICKINSON FINANCIAL CORPORATION II

N

$146,053,000

$27,859,720

$0

$0

14

37, 65

8, 33
45

45

EASTERN VIRGINIA BANKSHARES, INC.

N

$24,000,000

$3,300,000

$0

$0

50

EQUITY BANCSHARES, INC.

N

$23,550,000

$2,016,500

$2,016,500

$0

0

45

FC HOLDINGS, INC.

N

$21,042,000

$4,013,730

$0

$0

14

45

FIDELITY FEDERAL BANCORP

N

$6,657,000

$1,229,924

$0

$0

14

45

FIRST ALLIANCE BANCSHARES, INC.

N

$3,422,000

$93,245

$0

$0

2

FIRST BANCORP - PR

Y

$400,000,000

$42,681,526

$42,681,526

$0

0

FIRST BANKS, INC.

N

$295,400,000

$64,543,063

$0

$0

17

N

$10,685,000

$534,250

$0

$0

4

25

FIRST COMMUNITY BANK CORPORATION OF
AMERICA
FIRST FEDERAL BANCSHARES OF ARKANSAS,

N

$16,500,000

$1,031,250

$0

$0

5

45

INC
FIRST FINANCIAL SERVICE CORPORATION

N

$20,000,000

$2,500,000

$0

$0

10

45

FIRST GOTHENBURG BANCSHARES, INC.

N

$7,570,000

$103,153

$103,153

$0

0

7

FIRST PLACE FINANCIAL CORP.

N

$72,927,000

$5,469,525

$0

$0

6

45

FIRST RELIANCE BANCSHARES, INC.

N

$15,349,000

$1,254,720

$0

$0

6

FIRST SECURITY GROUP, INC.

N

$33,000,000

$5,362,500

$5,362,500

$0

0

45

FIRST SOUTHWEST BANCORPORATION, INC.

N

$5,500,000

$974,188

$0

$0

13

45

FIRST UNITED CORPORATION

N

$30,000,000

$5,250,000

$5,250,000

$0

0

FIRSTMERIT CORPORATION

N

$425,000,000

$48,750,000

$48,750,000

$0

0

45

FLAGSTAR BANCORP, INC.

N

$266,657,000

$16,666,063

$0

$0

5

59

FLORIDA BANK GROUP, INC.

N

$20,471,000

$3,068,203

$0

$0

11

8, 12, 15
28, 45
26

28, 55

28, 56

11

7

FPB BANCORP, INC.

N

$5,800,000

$435,000

$0

$0

6

38

GATEWAY BANCSHARES, INC.

N

$6,000,000

$163,500

$163,500

$0

0

45

GERMANTOWN CAPITAL CORPORATION

N

$4,967,000

$67,668

$67,668

$0

0

15

GRAND MOUNTAIN BANCSHARES, INC.

Y

$3,076,000

$1,164,395

$0

$1,164,395

25

29

GREEN BANKSHARES, INC.

N

$72,278,000

$3,613,900

$0

$0

4

GREEN CIRCLE INVESTMENTS, INC.

N

$2,400,000

$32,700

$32,700

$0

0

GREER BANCSHARES INCORPORATED

N

$9,993,000

$1,770,113

$1,770,113

$0

0

7

GREGG BANCSHARES, INC.

N

$825,000

$101,115

$0

$0

9

16

HAMPTON ROADS BANKSHARES, INC.

N

$80,347,000

$4,017,350

$0

$0

0

HARBOR BANKSHARES CORPORATION

Y

$6,800,000

$2,227,000

$170,000

$2,057,000

21

15

HCSB FINANCIAL CORPORATION

Y

$12,895,000

$3,707,313

$0

$3,707,313

19

41

HEARTLAND BANCSHARES, INC.

N

$7,000,000

$372,320

$372,320

$0

0

HERITAGE COMMERCE CORP.

N

$40,000,000

$3,500,000

$3,500,000

$0

0

HERITAGE OAKS BANCORP

N

$21,000,000

$2,362,500

$2,362,500

$0

0

74

HIGHLANDS INDEPENDENT BANCSHARES, INC.

N

$6,700,000

$1,436,313

$0

$0

15

45

HMN FINANCIAL, INC.

N

$26,000,000

$2,600,000

$0

$0

8

45

HOMETOWN BANKSHARES CORPORATION

N

$10,000,000

$800,490

$800,490

$0

0

45

IA BANCORP, INC.

N

$5,976,000

$551,093

$78,728

$0

6

7

IDAHO BANCORP

N

$6,900,000

$1,786,238

$0

$0

19

INDEPENDENT BANK CORPORATION

N

$72,000,000

$14,193,996

$8,029,577

$0

8

7

INDIANA BANK CORP.

N

$1,312,000

$107,310

$0

$0

6

7

INTEGRA BANK CORPORATION

N

$83,586,000

$7,313,775

$0

$0

7

37

INTERMOUNTAIN COMMUNITY BANCORP

N

$27,000,000

$4,050,000

$4,050,000

$0

0

28, 45

0

8, 9

INTERVEST BANCSHARES CORPORATION

N

$25,000,000

$4,375,000

$4,375,000

$0

7

LEGACY BANCORP, INC.

N

$5,498,000

$206,175

$0

$0

3

15

LIBERTY SHARES, INC.

Y

$17,280,000

$5,572,800

$0

$5,572,800

20

45

MADISON FINANCIAL CORPORATION

N

$3,370,000

$688,913

$0

$0

15

45

MARKET BANCORPORATION, INC.

N

$2,060,000

$449,080

$0

$0

16

MERCANTILE BANK CORPORATION

N

$21,000,000

$1,312,500

$1,312,500

$0

0

METROCORP BANCSHARES, INC.

N

$45,000,000

$2,812,500

$2,812,500

$0

0

METROPOLITAN BANK GROUP, INC.

N

$78,406,000

$12,716,368

$3,204,825

$0

9

42
8, 23, 58

MID-WISCONSIN FINANCIAL SERVICES, INC.

N

$10,000,000

$1,090,000

$1,090,000

$0

0

7, 8

MIDWEST BANC HOLDINGS, INC.

N

$84,784,000

$4,239,200

$4,239,200

$0

0

44

MILLENNIUM BANCORP, INC.

N

$7,260,000

$989,175

$989,175

$0

0

MONADNOCK BANCORP, INC.

N

$1,834,000

$199,960

$199,960

$0

0

MONARCH COMMUNITY BANCORP, INC.

N

$6,785,000

$1,272,188

$1,272,188

$0

0

MS FINANCIAL, INC.

N

$7,723,000

$526,113

$526,113

$0

0

47

NAPLES BANCORP, INC.

N

$4,000,000

$327,000

$0

$0

6

45

NATIONAL BANCSHARES, INC.

N

$24,664,000

$3,024,383

$0

$0

9

75

NCAL BANCORP

N

$10,000,000

$2,207,500

$0

$0

14

NORTHERN STATES FINANCIAL CORPORATION

N

$17,211,000

$3,872,475

$0

$0

18

NORTHWEST BANCORPORATION, INC.

N

$10,500,000

$1,716,750

$0

$0

12

27, 45

OLD SECOND BANCORP, INC.

N

$73,000,000

$9,125,000

$0

$0

10

37, 45

15

8, 63

45, 68
45

OMEGA CAPITAL CORP.

N

$2,816,000

$575,588

$0

$0

13

PACIFIC CAPITAL BANCORP

N

$180,634,000

$13,547,550

$13,547,550

$0

0

45

PACIFIC CITY FINANCIAL CORPORATION

N

$16,200,000

$3,973,050

$0

$0

18

7b

PACIFIC COAST NATIONAL BANCORP

N

$4,120,000

$112,270

$0

$0

2

80

PATAPSCO BANCORP, INC.

N

$6,000,000

$2,158,500

$2,158,500

$0

0

45

PATHWAY BANCORP

N

$3,727,000

$761,588

$0

$0

15

45

PATRIOT BANCSHARES, INC.

N

$26,038,000

$4,612,010

$0

$0

13

PATTERSON BANCSHARES, INC.

N

$3,690,000

$201,150

$201,150

$0

0

AVIDBANK HOLDINGS, INC (PENINSULA BANK
HOLDING CO.)

N

$6,000,000

$312,500

$312,500

$0

0

7

PIERCE COUNTY BANCORP

N

$6,800,000

$370,600

$0

$0

4

15

PINNACLE BANK HOLDING COMPANY, INC.

Y

$4,389,000

$1,475,040

$0

$1,475,040

21

45

PLUMAS BANCORP

N

$11,949,000

$1,792,350

$0

$0

12

45

PORTER BANCORP, INC.(PBI) LOUISVILLE, KY

N

$35,000,000

$6,737,500

$0

$0

13

45

PRAIRIE STAR BANCSHARES, INC.

N

$2,800,000

$913,150

$0

$0

7

PREMIER BANK HOLDING COMPANY

N

$9,500,000

$1,164,938

$0

$0

9

45

PREMIER FINANCIAL BANCORP, INC.

N

$22,252,000

$556,300

$556,300

$0

0

PREMIERWEST BANCORP

N

$41,400,000

$7,245,000

$0

$0

14

PRINCETON NATIONAL BANCORP, INC.

N

$25,083,000

$2,194,763

$0

$0

7

PRIVATE BANCORPORATION, INC.

N

$8,222,000

$1,625,325

$1,625,325

$0

0

67

PROVIDENT COMMUNITY BANCSHARES, INC.

N

$9,266,000

$1,737,375

$0

$0

15

45

RCB FINANCIAL CORPORATION

N

$8,900,000

$1,055,520

$0

$0

9

REDWOOD CAPITAL BANCORP

N

$3,800,000

$51,775

$51,775

$0

0

73

REGENT BANCORP, INC.

N

$9,982,000

$2,275,860

$2,275,860

$0

0

45

RELIANCE BANCSHARES, INC.

N

$40,000,000

$5,995,000

$0

$0

11

45

14

28, 57
7

21

RIDGESTONE FINANCIAL SERVICES, INC.

N

$10,900,000

$2,079,175

$0

$0

7, 37

RISING SUN BANCORP

N

$5,983,000

$1,749,960

$0

$0

20

7, 28

ROGERS BANCSHARES, INC.

N

$25,000,000

$5,109,375

$0

$0

15

28, 45

20

ROYAL BANCSHARES OF PENNSYLVANIA, INC.

N

$30,407,000

$7,601,750

$0

$0

32

SANTA LUCIA BANCORP

N

$4,000,000

$200,000

$0

$0

4

42

N

$50,000,000

$5,625,000

$5,625,000

$0

0

45

SEACOAST BANKING CORPORATION OF
FLORIDA BANCORP, INC.
SEVERN

N

$23,393,000

$1,754,475

$0

$0

6

7

SONOMA VALLEY BANCORP

N

$8,653,000

$353,715

$0

$0

3

45

SOUTHCREST FINANCIAL GROUP, INC.

N

$12,900,000

$1,581,863

$0

$0

9

70

SOUTHERN COMMUNITY FINANCIAL CORP.

N

$42,750,000

$3,740,625

$3,740,625

$0

0

45

SOUTHFIRST BANCSHARES, INC.

N

$2,760,000

$609,270

$0

$0

14

SOUTHWEST BANCORP, INC.

N

$70,000,000

$3,500,000

$3,500,000

$0

0

45

SPIRIT BANKCORP, INC.

N

$30,000,000

$4,905,000

$0

$0

12

53

STANDARD BANCSHARES, INC.

N

$60,000,000

$4,905,000

$4,905,000

$0

0

STERLING FINANCIAL CORPORATION

N

$303,000,000

$18,937,500

$0

$0

0

45

STONEBRIDGE FINANCIAL CORP.

N

$10,973,000

$1,794,180

$0

$0

12

7

SUPERIOR BANCORP INC.

N

$69,000,000

$2,587,500

$0

$0

3

7

SYRINGA BANCORP

N

$8,000,000

$1,853,000

$0

$0

17

7

TCB HOLDING COMPANY

N

$11,730,000

$2,397,488

$0

$0

15

7

TENNESSEE COMMERCE BANCORP, INC.

N

$30,000,000

$1,125,000

$0

$0

3

45

TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.

N

$3,000,000

$531,375

$0

$0

13

45

THE BARABOO BANCORPORATION, INC.

N

$20,749,000

$565,390

$0

$0

2

45

THE QUEENSBOROUGH COMPANY

N

$12,000,000

$1,798,500

$0

$0

11

11

THE SOUTH FINANCIAL GROUP, INC.

N

$347,000,000

$13,012,500

$0

$0

0

17

TIB FINANCIAL CORP

N

$37,000,000

$1,850,000

$0

$0

4

15

TIDELANDS BANCSHARES, INC.

Y

$14,448,000

$4,478,880

$0

$4,478,880

20

TIMBERLAND BANCORP, INC.

N

$16,641,000

$1,872,113

$1,872,113

$0

0

10, 14, 48

37, 45

20

TREATY OAK BANCORP, INC.

N

$3,268,000

$133,553

$0

$0

3

45

TRINITY CAPITAL CORPORATION

N

$35,539,000

$1,452,660

$1,452,660

$0

0
0

TRISTATE CAPITAL HOLDINGS, INC.

N

$23,000,000

$313,375

$313,375

$0

7

UCBH HOLDINGS INC.

N

$298,737,000

$3,734,213

$0

$0

1

45

UNITED COMMUNITY BANKS, INC.

N

$180,000,000

$2,250,000

$2,250,000

$0

0

VALLEY FINANCIAL CORPORATION

N

$16,019,000

$1,001,188

$1,001,188

$0

0

45

VILLAGE BANK AND TRUST FINANCIAL CORP.

N

$14,738,000

$2,026,475

$0

$0

11

7

WESTERN COMMUNITY BANCSHARES, INC.

N

$7,290,000

$1,834,538

$0

$0

17

WHITE RIVER BANCSHARES COMPANY

N

$16,800,000

$3,204,600

$0

$0

14

45

WORTHINGTON FINANCIAL HOLDINGS, INC.

N

$2,720,000

$222,360

$0

$0

6

42

YADKIN VALLEY FINANCIAL CORPORATION

N

$49,312,000

$3,082,000

$3,082,000

$0

0

37, 45

NON-CUMULATIVE DIVIDENDS:
45

BANK OF COMMERCE

N

$3,000,000

$122,625

$0

$0

3

45

BANK OF GEORGE

N

$2,672,000

$364,150

$0

$0

10

BEACH BUSINESS BANK

N

$6,000,000

$163,500

$163,500

$0

0

45

CAROLINA TRUST BANK

N

$4,000,000

$150,000

$0

$0

3

CITIZENS BANK & TRUST COMPANY,
ESTABLISHED
1945 BANK
COLONIAL AMERICAN

N

$2,400,000

$163,500

$0

$0

5

N

$574,000

$15,655

$0

$0

2

COMMERCE NATIONAL BANK

N

$5,000,000

$150,000

$0

$0

3

COMMONWEALTH BUSINESS BANK

N

$7,701,000

$1,049,250

$0

$0

10

COMMUNITY 1ST BANK

N

$2,550,000

$323,994

$0

$0

10

19

COMMUNITY BANK OF THE BAY

N

$1,747,000

$72,549

$0

$0

0

45

DESOTO COUNTY BANK

N

$2,681,000

$25,624

$25,624

$0

0

45

EXCHANGE BANK

N

$43,000,000

$585,875

$0

$0

1

45

FIRST INTERCONTINENTAL BANK

N

$6,398,000

$697,400

$0

$0

8

54

FIRST SOUND BANK

N

$7,400,000

$1,202,500

$0

$0

13

7

FORT LEE FEDERAL SAVINGS BANK, FSB

N

$1,300,000

$106,275

$0

$0

6

FRESNO FIRST BANK

N

$1,968,000

$33,357

$0

$0

2

45

GEORGIA PRIMARY BANK

N

$4,500,000

$1,113,163

$0

$0

18

37, 45

37, 45

7

GOLD CANYON BANK

N

$1,607,000

$254,010

$0

$0

12

81

GOLDWATER BANK, N.A.

N

$2,568,000

$923,640

$0

$0

22

7

GULFSOUTH PRIVATE BANK

N

$7,500,000

$494,063

$0

$0

5

45

LONE STAR BANK

N

$3,072,000

$1,059,242

$0

$0

23

45

MARINE BANK & TRUST COMPANY

N

$3,000,000

$613,125

$0

$0

15

45

MARYLAND FINANCIAL BANK

N

$1,700,000

$162,138

$0

$0

7

45

MERIDIAN BANK

N

$12,535,000

$163,663

$163,663

$0

0

45

MIDTOWN BANK & TRUST COMPANY

N

$5,222,000

$1,067,213

$0

$0

15

NORTHWEST COMMERCIAL BANK

N

$1,992,000

$135,750

$0

$0

5

OJAI COMMUNITY BANK

N

$2,080,000

$56,680

$0

$0

2

7

ONE GEORGIA BANK

N

$5,500,000

$605,328

$0

$0

8

15

ONE UNITED BANK

Y

$12,063,000

$4,644,255

$0

$4,644,255

26

45

PACIFIC COMMERCE BANK

N

$4,060,000

$751,089

$55,318

$0

13

PREMIER SERVICE BANK

N

$4,000,000

$977,972

$0

$0

18

PRESIDIO BANK

N

$10,800,000

$703,656

$703,656

$0

0

RANDOLPH BANK & TRUST COMPANY

N

$6,229,000

$678,880

$0

$0

8

37

SAIGON NATIONAL BANK

Y

$1,549,000

$653,598

$0

$653,598

27

45

SANTA CLARA VALLEY BANK, N.A

N

$2,900,000

$474,150

$0

$0

12

SEACOAST COMMERCE BANK

N

$1,800,000

$14,170

$14,170

$0

0

18

THE BANK OF CURRITUCK

N

$4,021,000

$219,140

$0

$0

4

40

THE CONNECTICUT BANK AND TRUST COMPANY

N

$5,448,000

$246,673

$0

$0

4

THE FREEPORT STATE BANK

N

$301,000

$36,900

$36,900

$0

0

45

7

TIFTON BANKING COMPANY

N

$3,800,000

$51,775

$0

$0

1

77

U.S. CENTURY BANK

N

$50,236,000

$15,378,590

$0

$0

21

45

UNITED AMERICAN BANK

N

$8,700,000

$2,482,702

$0

$0

21

US METRO BANK

Y

$2,861,000

$756,360

$0

$756,360

15

45

VALLEY COMMUNITY BANK

N

$5,500,000

$749,375

$0

$0

10

45

VIRGINIA COMPANY BANK

N

$4,700,000

$185,903

$0

$0

3
12

S-CORPORATION INTEREST:
37, 45

ALLIANCE FINANCIAL SERVICES, INC.

N

$12,000,000

$3,020,400

$0

$0

45

BISCAYNE BANCSHARES, INC.

N

$6,400,000

$130,238

$130,238

$0

0

45

BOSCOBEL BANCORP, INC.

N

$5,586,000

$1,288,716

$0

$0

11

45

BROGAN BANKSHARES, INC.

N

$2,400,000

$352,380

$0

$0

7

CHAMBERS BANCSHARES, INC.

N

$19,817,000

$4,600,618

$4,600,618

$0

0

COMMUNITY PRIDE BANK CORPORATION

N

$4,400,000

$803,286

$0

$0

9

DUKE FINANCIAL GROUP, INC.

N

$12,000,000

$1,761,900

$1,761,900

$0

0

45
31

FBHC HOLDING COMPANY

N

$3,035,000

$123,127

$0

$0

2

FIRST TRUST CORPORATION

N

$17,969,000

$4,522,611

$0

$0

12

45

GREAT RIVER HOLDING COMPANY

N

$8,400,000

$2,466,660

$0

$0

14

7

INVESTORS FINANCIAL CORPORATION OF
PETTIS
COUNTYCORPORATION
INC
ONEFINANCIAL

N

$4,000,000

$922,900

$0

$0

11

Y

$17,300,000

$6,174,490

$0

$6,174,490

14

OSB FINANCIAL SERVICES, INC.

N

$6,100,000

$383,843

$383,843

$0

0

45

PLATO HOLDINGS INC.

N

$2,500,000

$207,266

$0

$0

4

45

PREMIER FINANCIAL CORP.

N

$6,349,000

$1,597,857

$0

$0

12

28, 45

RIVERSIDE BANCSHARES, INC.

N

$1,100,000

$46,145

$46,145

$0

0

45

SECURITY STATE BANK HOLDING COMPANY

N

$10,750,000

$2,931,481

$676,496

$0

10

78

SUBURBAN ILLINOIS BANCORP, INC.

N

$15,000,000

$5,633,833

$5,633,833

$0

0

CAPITAL PURCHASE PROGRAM (CPP) PORTFOLIO MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF OCTOBER 31, 2015
Total CPP Investment Amount (Note 24)
Outstanding CPP Investment Amount as of October

$204,894,726,320 Total CPP Dividends/Interest Paid as of October 31, 2015 (Note 1)

$12,132,921,487

$666,094,000 Non-Current CPP Dividends/Interest (Note 3)

$39,933,866

31, 2015

Notes

Institution Name

Purchase Amount (Note 6)

Unpaid
Dividends/Interest
(Note 2)

Non-Current Cumulative Dividends:

$27,705,162

Non-Current Non-Cumulative Dividends:

$6,054,213

Non-Current S-Corp Interest:

$6,174,490

Payments Made Later
(Note 4)

Non-Current
Number of Missed Payments
Dividends/Interest (Note 3)
(Note 5)

CUMULATIVE DIVIDENDS:
15

ALLIED FIRST BANCORP, INC.

$3,652,000

$1,028,648

$0

$1,028,648

17

CALVERT FINANCIAL CORPORATION

$1,037,000

$217,678

$0

$217,678

11

15

CALWEST BANCORP

$4,656,000

$1,548,210

$0

$1,548,210

20

15

CECIL BANCORP, INC.

$11,560,000

$4,017,100

$0

$4,017,100

23

15

CITIZENS COMMERCE BANCSHARES, INC.

$6,300,000

$2,438,100

$0

$2,438,100

24

15

GRAND MOUNTAIN BANCSHARES, INC.

$3,076,000

$1,164,395

$0

$1,164,395

25

HARBOR BANKSHARES CORPORATION

$6,800,000

$2,227,000

$170,000

$2,057,000

21

15

HCSB FINANCIAL CORPORATION

$12,895,000

$3,707,313

$0

$3,707,313

19

15

LIBERTY SHARES, INC.

$17,280,000

$5,572,800

$0

$5,572,800

20

15

PINNACLE BANK HOLDING COMPANY, INC.

$4,389,000

$1,475,040

$0

$1,475,040

21

15

TIDELANDS BANCSHARES, INC.

$14,448,000

$4,478,880

$0

$4,478,880

20

NON-CUMULATIVE DIVIDENDS:
15

ONE UNITED BANK

$12,063,000

$4,644,255

$0

$4,644,255

26

37

SAIGON NATIONAL BANK

$1,549,000

$653,598

$0

$653,598

27

US METRO BANK

$2,861,000

$756,360

$0

$756,360

15

$17,300,000

$6,174,490

$0

$6,174,490

14

S-CORPORATION INTEREST:
ONEFINANCIAL CORPORATION

Notes
1

"Dividends and Interest Paid" includes amounts paid in respect of exercised warrants.

2
3

"Unpaid Dividends/Interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Unpaid Dividends/Interest" are stated for
the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership.
"Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends. "Non-current dividends/interest"
excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) exited their investment in the Capital Purchase Program, (iii) completed an exchange with Treasury for new securities (such as
common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.

4

"Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).

5

"Number of Missed Payments" are stated for the period until the institution (i) exited their investment in the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed into receivership.

6

"Purchase Amount" includes the investment amount for child institutions from mergers, acquisitions.

7

This institution has entered bankruptcy or its bank subsidiary was placed into receivership.

7b

This institution has completed bankruptcy proceedings and Treasurys investment was extinguished.

8

This institution repaid dividends by way of capitalization at the time of exchange.

9

For information related to the exchange of Treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

10

For information related to the exchange agreement for Treasurys investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

11

For information related to the sale of Treasurys investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

12

For information related to the exchange of Treasurys investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

13

For information related to the exchange agreement for Treasurys investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

14

This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock.

15

As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.

16

For information related to the exchange of Treasurys investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

17

For information related to the sale of Treasurys investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

18

For information related to the sale of Treasurys investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

19

This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero.

20

For information related to the sale of Treasurys investment, please see footnote 47 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

21

For information related to the exchange of Treasurys investment, please see footnote 48 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

22

For information related to the sale of Treasury's investment, please see footnote 51 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

23

For information related to the exchange of Treasurys investment, please see footnote 55 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

24

Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8.

25

For information related to the sale of Treasurys investment, please see footnote 58 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

26

For information related to the sale of Treasurys investment, please see footnote 53 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

27

Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed one director to the board of directors of this institution.

28

Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed two directors to the board of directors of this institution.

29

For information related to the sale of Treasurys investment, please see footnote 68 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

30

For information related to the exchange of Treasurys investment, please see footnote 69 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

31

For information related to the sale of Treasurys investment, please see footnote 52 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

32

For information related to the sale of Treasurys investment, please see footnote 72 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

33

For information related to the exchange of Treasurys investment, please see footnote 67 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

34

For information related to the exchange of Treasurys investment, please see footnote 73 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

35

For information related to the sale of Treasurys investment, please see footnote 63 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

36

For information related to the exchange of Treasurys investment, please see footnote 78 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

37

As of the date of this report, this institution has declined Treasurys request to have a Treasury observer attend board of directors meetings.

38

For information related to the sale of Treasurys investment, please see footnote 86 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

39

For information related to the sale of Treasurys investment, please see footnote 83 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

40

For information related to the sale of Treasurys investment, please see footnote 82 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

41

For information related to the sale of Treasurys investment, please see footnote 85 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

42

For information related to the sale of Treasurys investment, please see footnote 80 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

43
44

This institution has repaid some or all prior missed dividends, but still owes accrued interest on prior missed dividends. The number of missed payments will be reduced when the institution pays the prior missed dividend plus
any additional accrued interest thereon.
For information related to the sale of Treasurys investment, please see footnote 84 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

45

For information related to the sale of Treasurys investment, please see footnote 92 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

46

For information related to the sale of Treasurys investment, please see footnote 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

47

For information related to the sale of Treasurys investment, please see footnote 91 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

48

For information related to the sale of Treasurys investment, please see footnote 89 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

49

For information related to the sale of Treasurys investment, please see footnote 93 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

50

For information related to the sale of Treasurys investment, please see footnote 94 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

51

For information related to the sale of Treasury's investment, please see footnote 101 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

52

For information related to the sale of Treasury's investment, please see footnote 100 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

53

For information related to the sale of Treasury's investment, please see footnote 102 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

54

For information related to the sale of Treasury's investment, please see footnote 103 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

55

For information related to the sale of Treasury's investment, please see footnote 105 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

56

For information related to the sale of Treasury's investment, please see footnote 106 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

57

For information related to the sale of Treasury's investment, please see footnote 107 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

58

For information related to the sale of Treasury's investment, please see footnote 108 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

59

For information related to the sale of Treasury's investment, please see footnote 109 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

60

For information related to the exchange of Treasury's investment, please see footnote 110 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

61

For information related to the sale of Treasury's investment, please see footnote 116 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

62

For information related to the sale of Treasury's investment, please see footnote 111 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

63

For information related to the sale of Treasury's investment, please see footnote 112 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

64

For information related to the sale of Treasury's investment, please see footnote 114 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

65

For information related to the sale of Treasury's investment, please see footnote 115 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

66

For information related to the sale of Treasury's investment, please see footnote 119 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

67

For information related to the sale of Treasury's investment, please see footnote 120 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

68

For information related to the sale of Treasury's investment, please see footnote 121 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

69

For information related to the sale of Treasury's investment, please see footnote 122 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

70

For information related to the sale of Treasury's investment, please see footnote 123 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

71

For information related to the sale of Treasury's investment, please see footnote 124 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

72

For information related to the sale of Treasury's investment, please see footnote 125 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

73

For information related to the sale of Treasury's investment, please see footnote 126 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

74

For information related to the sale of Treasury's investment, please see footnote 127 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

75

For information related to the sale of Treasury's investment, please see footnote 129 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

76

For information related to the exchange of Treasury's investment, please see footnote 131 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

77

For information related to the sale of Treasury's investment, please see footnote 133 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

78

For information related to the sale of Treasury's investment, please see footnote 134 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

79

For information related to the sale of Treasury's investment, please see footnote 135 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

80

For information related to the sale of Treasury's investment, please see footnote 136 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

81

For information related to the sale of Treasury's investment, please see footnote 137 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

82

For information related to the sale of Treasury's investment, please see footnote 138 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF OCTOBER 31, 2015
Total CDCI Investment Amount

$570,073,000 Total CDCI Dividends/Interest Paid as of October 31, 2015

Outstanding CDCI Investment Amount as of October 31, 2015

$452,605,495 Non-Current CDCI Dividends/Interest (Note 1)

$52,392,205
$152,625

Non-Current Cumulative Dividends:

$62,450

Non-Current Non-Cumulative Dividends:

$90,175

Non-Current S-Corp Interest:

$0

Non-Current Credit Union Interest:
Notes

Institution Name

Portfolio?

Purchase Amount

Unpaid
Dividends/Interest
(Note 1)

Payments Made Later
(Note 2)

$0
Non-Current
Dividends/Interest (Note
1,4)

Number of Missed Payments

CUMULATIVE DIVIDENDS:
3

CARVER BANCORP, INC.

Y

$18,980,000

$284,700

$284,700

$0

FIRST AMERICAN INTERNATIONAL CORP.

Y

$17,000,000

$765,000

$765,000

$0

0

FIRST VERNON BANCSHARES, INC.

Y

$6,000,000

$405,925

$343,475

$62,450

2

PGB HOLDINGS, INC.

Y

$3,000,000

$180,000

$180,000

$0

0

COMMUNITY BANK OF THE BAY

Y

$4,060,000

$20,300

$0

$20,300

1

TRI-STATE BANK OF MEMPHIS

Y

$2,795,000

$125,775

$55,900

$69,875

5

N

$6,784,000

$316,624

$0

$0

6

NEIGHBORHOOD TRUST FEDERAL CREDIT UNION

Y

$283,000

$4,245

$4,245

$0

0

UNITEHERE FEDERAL CREDIT UNION / WORKERS UNITED
FEDERAL CREDIT UNION

N

$57,000

$570

$570

$0

0

0

NON-CUMULATIVE DIVIDENDS:

S-CORPORATION INTEREST:
5

PREMIER BANCORP, INC.
CREDIT UNION INTEREST:

Notes
1

"Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.

2

"Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).

3

For information related to the exchange of Treasury's investment, please see footnote 71 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.

4

"Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Community Development Capital Initiative Program, (iii)
completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.

5

"Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Community Development Capital Initiative or (ii) entered bankruptcy or its bank
subsidiary was placed into receivership.