The full text on this page is automatically extracted from the file linked above and may contain errors and inconsistencies.
U.S. Department of the Treasury, Office of Financial Stability, published on 12/10/2012.
Cumulative Dividends, Interest and Distributions Report as of November 30, 2012
Total November Payments: $
Program
AGP
AGP
AIG/SSFI
AIG/SSFI
AIG/SSFI
AIG/SSFI
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
AIFP
ASSP
ASSP
CBLI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
Institution
CITIGROUP INC
CITIGROUP INC
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC.
CGI HOLDING LLC
CGI HOLDING LLC
CGI HOLDING LLC
CHRYSLER FINANCIAL SERVICES AMERICAS LLC
CHRYSLER GROUP LLC (NEW CHRYSLER)
CHRYSLER GROUP LLC
CHRYSLER LLC (OLD CHRYSLER or OLD CARCO)
GENERAL MOTORS COMPANY (NEW GM)
GENERAL MOTORS COMPANY
GENERAL MOTORS COMPANY
ALLY FINANCIAL, INC. (GMAC INC.)
ALLY FINANCIAL, INC. (GMAC INC.)
ALLY FINANCIAL, INC. (GMAC INC.)
MOTORS LIQUIDATION COMPANY (OLD GM)
CHRYSLER RECEIVABLES SPV LLC
GM SUPPLIER RECEIVABLES LLC
TALF LLC
ALTERNATIVES FEDERAL CREDIT UNION
AMERICAN BANCORP OF ILLINOIS, INC.
ATLANTIC CITY FEDERAL CREDIT UNION
BAINBRIDGE BANCSHARES, INC.
BANCORP OF OKOLONA, INC.
BANCPLUS CORPORATION
BANKASIANA
BETHEX FEDERAL CREDIT UNION
BORDER FEDERAL CREDIT UNION
BREWERY CREDIT UNION
BROOKLYN COOPERATIVE FEDERAL CREDIT UNION
BUFFALO COOPERATIVE FEDERAL CREDIT UNION
BUTTE FEDERAL CREDIT UNION
CARTER FEDERAL CREDIT UNION
CARVER BANCORP
CARVER BANCORP
CFBANC CORPORATION
CITIZENS BANCSHARES CORPORATION (GA)
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY FIRST GUAM FEDERAL CREDIT UNION
COMMUNITY PLUS FEDERAL CREDIT UNION
COOPERATIVE CENTER FEDERAL CREDIT UNION
D.C. FEDERAL CREDIT UNION
EAST END BAPTIST TABERNACLE FEDERAL CREDIT UNION
EPISCOPAL COMMUNITY FEDERAL CREDIT UNION
FAIRFAX COUNTY FEDERAL CREDIT UNION
FAITH BASED FEDERAL CREDIT UNION
FIDELIS FEDERAL CREDIT UNION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST CHOICE BANK
FIRST EAGLE BANCSHARES, INC.
FIRST LEGACY COMMUNITY CREDIT UNION
FIRST M&F CORPORATION
FIRST VERNON BANCSHARES, INC.
FREEDOM FIRST CREDIT UNION
GATEWAY COMMUNITY FEDERAL CREDIT UNION
Total Life-to-Date Payments: $
193,422,197
Instrument Type
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Units
Preferred Units
Debt Obligation
Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Equity Interest
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Common Stock
Preferred Stock
Debt Obligation
Common Stock
Convertible Preferred Stock w/ Exercised Warrants
Trust Preferred Securities
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Debt Obligation w/ Additional Note
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Common Stock
Preferred Stock
Preferred Stock
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Notes
Payment Type
6
6, 15
5
5
5
5
23, 24
25, 26
26
32
11
28
27
9
32, 9
29, 32
8
8
8, 49, 50
30
32
32
31
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
N/A
Interest
Investment Income
Interest
Interest
Interest
Interest
N/A
Interest / Investment Income
Interest
N/A
Dividend - Cumulative
Interest
N/A
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
1b
42
1b
42, 71
71
42
42
42
42
42
42
42
42
1b
Payment
Frequency
Quarterly
Quarterly
Quarterly
N/A
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Monthly
Monthly
Monthly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/9/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/9/2012
11/15/2012
N/A
11/9/2012
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
11/14/2012
11/15/2012
11/15/2012
11/15/2012
11/13/2012
11/15/2012
11/9/2012
11/14/2012
11/16/2012
11/15/2012
11/15/2012
11/16/2012
11/15/2012
None
11/15/2012
11/15/2012
11/15/2012
11/15/2012
None
11/16/2012
N/A
22,381,052,592
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
133,593,750
11,170
42,292
16,860
25,552
404,570
26,250
2,510
16,300
1,500
725
5,000
31,500
28,905
59,205
273,000
20,300
13,250
2,250
13,995
7,610
35
500
40,220
150
70
25,730
61,031
5,000
150,000
46,390
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
174,806,667
268,158,097
641,275,676
127,105,652
3,085,491
52,152,222
7,405,894
1,116,026,229
270,047,669
343,140,731
2,886,157,986
251,938,896
143,526,108
5,787,176
9,087,808
95,690
365,589
100,278
144,434
217,474
3,443,340
223,417
21,363
138,731
44,388
12,750
6,211
42,833
268,100
446,507
249,868
525,889
2,323,533
152,476
113,508
19,150
119,891
64,770
298
4,256
344,551
1,277
596
171,889
220,420
527,581
42,556
1,276,667
15,959
394,830
68,397
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
3/25/2019
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
Page 1 of 16
Program
Institution
Instrument Type
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
CDCI
GENESEE CO-OP FEDERAL CREDIT UNION
GREATER KINSTON CREDIT UNION
GUARANTY CAPITAL CORPORATION
HILL DISTRICT FEDERAL CREDIT UNION
HOPE FEDERAL CREDIT UNION
IBC BANCORP, INC.
IBW FINANCIAL CORPORATION
INDEPENDENT EMPLOYERS GROUP FEDERAL CREDIT UNION
KILMICHAEL BANCORP, INC.
LAFAYETTE BANCORP, INC.
LIBERTY COUNTY TEACHERS FEDERAL CREDIT UNION
LIBERTY FINANCIAL SERVICES, INC.
LOWER EAST SIDE PEOPLE'S FEDERAL CREDIT UNION
M&F BANCORP, INC.
MISSION VALLEY BANCORP
NEIGHBORHOOD TRUST FEDERAL CREDIT UNION
NORTH SIDE COMMUNITY FEDERAL CREDIT UNION
NORTHEAST COMMUNITY FEDERAL CREDIT UNION
OPPORTUNITIES CREDIT UNION
PGB HOLDINGS, INC.
PHENIX PRIDE FEDERAL CREDIT UNION
PREMIER BANCORP, INC.
PRINCE KUHIO FEDERAL CREDIT UNION
PSB FINANCIAL CORPORATION
PYRAMID FEDERAL CREDIT UNION
RENAISSANCE COMMUNITY DEVELOPMENT CREDIT UNION
SANTA CRUZ COMMUNITY CREDIT UNION
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SHREVEPORT FEDERAL CREDIT UNION
SOUTHERN BANCORP, INC.
SOUTHERN CHAUTAUQUA FEDERAL CREDIT UNION
SOUTHSIDE CREDIT UNION
STATE CAPITAL CORPORATION
THE FIRST BANCSHARES, INC.
THE MAGNOLIA STATE CORPORATION
THURSTON UNION OF LOW-INCOME PEOPLE (TULIP) COOPERATIVE CREDIT UNION
TONGASS FEDERAL CREDIT UNION
TRI-STATE BANK OF MEMPHIS
TULANE-LOYOLA FEDERAL CREDIT UNION
UNION BAPTIST CHURCH FEDERAL CREDIT UNION
UNION SETTLEMENT FEDERAL CREDIT UNION
UNITED BANCORPORATION OF ALABAMA, INC.
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock w/ Warrants
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock
CDCI
UNIVERSITY FINANCIAL CORP, INC.
Subordinated Debentures
CDCI
CDCI
CDCI
CDCI
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
UNO FEDERAL CREDIT UNION
VIGO COUNTY FEDERAL CREDIT UNION
VIRGINIA COMMUNITY CAPITAL, INC.
UNITEHERE FEDERAL CREDIT UNION (WORKERS UNITED FEDERAL CREDIT UNION)
1ST CONSTITUTION BANCORP
1ST ENTERPRISE BANK
1ST FS CORPORATION
1ST SOURCE CORPORATION
1ST UNITED BANCORP, INC.
AB&T FINANCIAL CORPORATION
ADBANC, INC.
ALARION FINANCIAL SERVICES, INC.
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
CPP
ALASKA PACIFIC BANCSHARES, INC.
Preferred Stock w/ Warrants
CPP
CPP
CPP
CPP
CPP
ALLIANCE BANCSHARES, INC.
ALLIANCE FINANCIAL CORPORATION
ALLIANCE FINANCIAL SERVICES INC.
ALLIED FIRST BANCORP, INC.
ALPINE BANKS OF COLORADO
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
42
Interest
Interest
Interest
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Interest
Dividend - Cumulative
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Interest
Dividend - Non-Cumulative
Interest
Interest
Interest
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
42
Interest
Quarterly
Interest
Interest
Interest
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Dividend - Cumulative
Quarterly
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Notes
1b
42
42
42
42
42
42
42
42
13c, 42
42
42
42
42
42
42
42
1a
65
1a
1a
65
92
1a
92
Payment Type
Expected Payment
Date
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
Actual Payment
Date
11/15/2012
N/A
11/15/2012
11/16/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/13/2012
11/13/2012
11/14/2012
11/15/2012
11/15/2012
11/9/2012
11/14/2012
11/15/2012
11/13/2012
11/14/2012
11/14/2012
None
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/9/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/14/2012
11/15/2012
11/15/2012
11/15/2012
11/13/2012
11/14/2012
11/16/2012
11/15/2012
11/20/2012
11/14/2012
11/15/2012
11/14/2012
11/28/2012
11/15/2012
11/13/2012
11/13/2012
11/8/2012
N/A
N/A
None
N/A
N/A
None
N/A
None
11/15/2012
11/29/2012
11/15/2012
N/A
None
None
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,500
108,500
500
22,600
62,667
30,000
3,490
24,444
22,755
2,175
56,670
4,490
58,675
51,680
1,415
1,625
1,750
5,455
765
1,365
48,670
12,500
155
14,140
89,550
110,000
13,230
169,000
8,545
5,500
78,750
85,615
61,396
375
8,000
13,975
2,120
50
1,475
51,500
171,391
24,757
3,715
6,145
9,575
285
59,763
9,275
40,678
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
12,967
10,714
994,583
4,256
195,364
546,591
264,000
29,704
215,103
193,670
18,633
485,473
38,464
524,815
453,114
12,122
13,831
14,992
46,428
30,333
6,554
11,694
414,236
107,083
1,319
121,133
762,170
936,222
112,602
1,537,900
72,727
46,811
670,250
728,679
522,544
3,213
68,533
126,086
18,161
428
12,554
453,200
Next Scheduled Payment
Date
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
$
1,595,843
N/A
$
$
$
$
$
$
$
$
$
$
$
$
31,825
52,301
82,026
2,426
1,106,667
1,128,156
1,229,949
10,730,000
370,903
360,694
1,715,769
998,057
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
$
913,405
$
$
$
$
$
550,954
538,360
388,742
409,753
13,407,114
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
Page 2 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
AMB FINANCIAL CORP.
AMERIBANK HOLDING COMPANY
AMERICAN EXPRESS COMPANY
AMERICAN PREMIER BANCORP
AMERICAN STATE BANCSHARES, INC.
AMERIS BANCORP
AMERISERV FINANCIAL, INC.
AMFIRST FINANCIAL SERVICES, INC.
ANCHOR BANCORP WISCONSIN, INC.
ANNAPOLIS BANCORP, INC.
ASSOCIATED BANC-CORP
ATLANTIC BANCSHARES, INC.
AVENUE FINANCIAL HOLDINGS, INC.
BANCINDEPENDENT, INC.
BANCORP FINANCIAL, INC.
BANCORP RHODE ISLAND, INC.
BANCPLUS CORPORATION
BANCSTAR, INC.
BANCTRUST FINANCIAL GROUP, INC.
BANK FINANCIAL SERVICES, INC.
BANK OF AMERICA CORPORATION
BANK OF AMERICA CORPORATION
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
Payment Type
66
65
1a
1a
1a
80
66
1a
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
65
65
65
1a
42
CPP
BANK OF COMMERCE
Preferred Stock w/ Exercised Warrants
92
Dividend - Non-Cumulative
Quarterly
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
BANK OF COMMERCE HOLDINGS
BANK OF GEORGE
BANK OF MARIN BANCORP
BANK OF THE CAROLINAS CORPORATION
BANK OF THE OZARKS, INC.
BANKERS' BANK OF THE WEST BANCORP, INC.
BANKFIRST CAPITAL CORPORATION
BANKGREENVILLE
BANNER CORPORATION
BANNER COUNTY BAN CORPORATION
BAR HARBOR BANKSHARES
BB&T CORP
BCB HOLDING COMPANY, INC.
BCSB BANCORP, INC.
BEACH BUSINESS BANK
CUSTOMERS BANCORP, INC. (BERKSHIRE BANCORP, INC.)
BERKSHIRE HILLS BANCORP, INC.
BERN BANCSHARES, INC.
BIRMINGHAM BLOOMFIELD BANCSHARES, INC.
BISCAYNE BANCSHARES, INC.
BLACKHAWK BANCORP, INC.
BLACKRIDGE FINANCIAL, INC.
BLUE RIDGE BANCSHARES, INC.
BLUE RIVER BANCSHARES, INC.
BLUE VALLEY BAN CORP
BNB FINANCIAL SERVICES CORPORATION
BNC BANCORP
BNC FINANCIAL GROUP, INC.
BNCCORP, INC.
BOH HOLDINGS, INC.
BOSCOBEL BANCORP, INC
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
BRIDGE CAPITAL HOLDINGS
BRIDGEVIEW BANCORP, INC.
BROADWAY FINANCIAL CORPORATION
BROGAN BANKSHARES, INC.
BROTHERHOOD BANCSHARES,INC.
BUSINESS BANCSHARES, INC.
BUTLER POINT, INC.
C&F FINANCIAL CORPORATION
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
65
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
1a
1a
65
92
80
65
3
1a
1a
1a
1a, 69
1a
65
65
92
1a
92
13c
80
65
65
1a
1a
78
65
1a
1a
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
None
11/14/2012
N/A
None
N/A
N/A
N/A
N/A
N/A
11/13/2012
None
11/15/2012
N/A
N/A
11/15/2012
11/30/2012
N/A
None
N/A
None
N/A
11/15/2012
N/A
11/9/2012
N/A
N/A
N/A
N/A
None
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
None
None
N/A
N/A
None
N/A
None
N/A
N/A
None
None
None
N/A
11/15/2012
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
104,875
50,950
117,175
13,675
40,875
6,803
172,208
12,720
130,238
129,375
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
529,576
343,021
74,367,308
162,682
920,142
9,302,107
2,776,667
1,356,385
1,428,298
68,104,167
122,725
1,028,415
2,686,411
1,516,737
941,667
4,207,399
1,695,132
7,888,889
177,927
458,333,333
835,416,667
$
510,473
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,439,028
279,991
451,111
1,039,677
3,354,167
1,406,362
2,217,469
203,773
20,873,747
107,411
1,036,514
92,703,517
173,508
1,129,500
963,317
407,478
877,778
137,063
342,023
1,776,747
1,980,211
877,326
2,427,244
529,105
211,458
440,542
5,835,061
636,921
909,542
1,283,777
468,624
11,022,222
2,613,582
2,393,156
810,417
402,720
1,295,586
2,765,605
87,124
2,902,778
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
N/A
Page 3 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
CACHE VALLEY BANKING COMPANY
CADENCE FINANCIAL CORPORATION
CALIFORNIA BANK OF COMMERCE
CALIFORNIA OAKS STATE BANK
CALVERT FINANCIAL CORPORATION
CALWEST BANCORP
CAPITAL BANCORP, INC.
CAPITAL BANK CORPORATION
CAPITAL COMMERCE BANCORP, INC.
CAPITAL ONE FINANCIAL CORP
CAPITAL PACIFIC BANCORP
CARDINAL BANCORP II, INC.
CAROLINA BANK HOLDINGS, INC.
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
CPP
CAROLINA TRUST BANK
Preferred Stock w/ Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CARROLLTON BANCORP
CARVER BANCORP
CASCADE FINANCIAL CORPORATION
CATHAY GENERAL BANCORP
CATSKILL HUDSON BANCORP, INC.
CB HOLDING CORP.
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
CPP
CBB BANCORP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CBS BANC-CORP.
CECIL BANCORP, INC.
CEDARSTONE BANK
CENTER BANCORP, INC.
BBCN BANCORP, INC. (CENTER FINANCIAL CORPORATION)
CENTERBANK
CENTERSTATE BANKS OF FLORIDA INC.
CENTRA FINANCIAL HOLDINGS, INC.
CENTRAL BANCORP, INC (MA)
CENTRAL BANCORP, INC. (TX)
CENTRAL BANCSHARES, INC.
CENTRAL COMMUNITY CORPORATION
CENTRAL FEDERAL CORPORATION
CENTRAL JERSEY BANCORP
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL PACIFIC FINANCIAL CORP.
CENTRAL VALLEY COMMUNITY BANCORP
CENTRAL VIRGINIA BANKSHARES, INC.
CENTRIC FINANCIAL CORPORATION
CENTRIX BANK & TRUST
CENTRUE FINANCIAL CORPORATION
CENTURY FINANCIAL SERVICES CORPORATION
CHAMBERS BANCSHARES, INC.
CHICAGO SHORE CORPORATION
CIT GROUP INC.
CITIGROUP INC
CITIGROUP INC
CITIZENS & NORTHERN CORPORATION
CITIZENS BANCORP
CITIZENS BANCSHARES CO. (MO)
CITIZENS BANCSHARES CORPORATION (GA)
CITIZENS BANK & TRUST COMPANY
CITIZENS COMMERCE BANCSHARES, INC.
CITIZENS COMMUNITY BANK
CITIZENS FIRST CORPORATION
CITIZENS REPUBLIC BANCORP, INC.
CITIZENS SOUTH BANKING CORPORATION
CITY NATIONAL BANCSHARES CORPORATION
CITY NATIONAL CORPORATION
CPP
CLOVER COMMUNITY BANKSHARES, INC.
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
65
51
65
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
1a
46
1a
92
66
92
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Dividend - Non-Cumulative
Quarterly
65
13c
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Preferred Stock w/ Exercised Warrants
92
Dividend - Cumulative
Quarterly
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
92
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Dividend - Cumulative
Quarterly
42
63
65
1a, 74
92
3
1a
66
1a
93
1a
48, 62
48, 62
66
65
65
13b, 19
6
6, 7
1a
13c
42
65
66
1a
Expected Payment
Date
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
11/13/2012
None
N/A
N/A
None
N/A
11/9/2012
N/A
None
11/15/2012
11/30/2012
None
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/29/2012
N/A
None
11/15/2012
N/A
N/A
10/31/2012
N/A
N/A
N/A
None
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
None
N/A
N/A
None
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
None
N/A
11/15/2012
None
N/A
11/15/2012
None
N/A
None
N/A
11/15/2012
11/29/2012
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
14,133
50,880
50,000
8,320
3,225,000
57,933
8,992
48,555
25,590
299,750
209,750
415,667
95,375
32,700
82,084
40,875
6,345
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
1,029,334
3,984,063
555,900
337,219
215,443
396,164
517,281
3,973,104
304,973
105,174,638
845,369
983,480
2,297,625
$
613,320
$
$
$
$
$
$
922,656
1,531,581
1,428,900
50,883,333
685,071
271,580
$
799,528
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,548,137
516,989
733,181
1,341,667
9,739,583
429,355
1,196,303
172,938
1,361,111
2,411,625
769,177
4,479,597
612,118
1,084,486
2,362,500
892,500
450,656
501,822
1,012,791
571,690
2,857,261
5,754,675
1,255,771
43,687,500
932,291,667
2,049,100
223,571
628,033
535,813
314,283
180,259
424,646
1,521,074
13,875,000
2,847,222
281,859
23,916,667
$
610,864
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
N/A
Page 4 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
COASTAL BANKING COMPANY, INC.
COASTALSOUTH BANCSHARES, INC.
COBIZ FINANCIAL INC.
CODORUS VALLEY BANCORP, INC.
COLOEAST BANKSHARES, INC.
COLONIAL AMERICAN BANK
COLONY BANKCORP, INC.
COLUMBIA BANKING SYSTEM, INC.
COLUMBINE CAPITAL CORP.
COMERICA INC.
COMMERCE NATIONAL BANK
COMMONWEALTH BANCSHARES, INC.
COMMONWEALTH BUSINESS BANK
COMMUNITY 1ST BANK
COMMUNITY BANCSHARES OF KANSAS, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
COMMUNITY BANCSHARES, INC.
COMMUNITY BANK OF THE BAY
COMMUNITY BANK SHARES OF INDIANA, INC.
COMMUNITY BANKERS TRUST CORPORATION
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
66
65
1a
1a
65
1a
1a
92
1a
42
42
65
CPP
COMMUNITY BUSINESS BANK
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
COMMUNITY FINANCIAL CORPORATION
COMMUNITY FINANCIAL SHARES, INC.
COMMUNITY FIRST BANCSHARES, INC. (AR)
COMMUNITY FIRST BANCSHARES, INC. (TN)
COMMUNITY FIRST, INC.
COMMUNITY BANCSHARES OF MISSISSIPPI, INC.
(COMMUNITY HOLDING COMPANY OF FLORIDA, INC.)
COMMUNITY INVESTORS BANCORP, INC.
COMMUNITY PARTNERS BANCORP
COMMUNITY PRIDE BANK CORPORATION
COMMUNITY TRUST FINANCIAL CORPORATION
COMMUNITY WEST BANCSHARES
CONGAREE BANCSHARES, INC.
CPP
CORNING SAVINGS AND LOAN ASSOCIATION
Preferred Stock w/ Exercised Warrants
92
CPP
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
CPP
COUNTRY BANK SHARES, INC.
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
COVENANT FINANCIAL CORPORATION
CRAZY WOMAN CREEK BANCORP INCORPORATED
CRESCENT FINANCIAL BANCSHARES, INC. (CRESCENT FINANCIAL CORPORATION)
CROSSTOWN HOLDING COMPANY
CSRA BANK CORP.
CVB FINANCIAL CORP.
D.L. EVANS BANCORP
DEERFIELD FINANCIAL CORPORATION
DELMAR BANCORP
DESOTO COUNTY BANK
DIAMOND BANCORP, INC.
DICKINSON FINANCIAL CORPORATION II
DISCOVER FINANCIAL SERVICES
DNB FINANCIAL CORPORATION
DUKE FINANCIAL GROUP, INC.
EAGLE BANCORP, INC.
EAST WEST BANCORP, INC.
EASTERN VIRGINIA BANKSHARES, INC.
ECB BANCORP, INC.
EMCLAIRE FINANCIAL CORP.
ENCORE BANCSHARES INC.
ENTERPRISE FINACIAL SERVICES CORP.
ENTERPRISE FINANCIAL SERVICES GROUP, INC.
EQUITY BANCSHARES, INC.
EXCHANGE BANK
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
92
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Dividend - Non-Cumulative
Quarterly
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Dividend - Cumulative
Quarterly
92
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
92
Dividend - Non-Cumulative
Quarterly
65
86, 80
65
65
73
1a
65
65
92
1a
65
22
65
1a
65
66
2a
65
65, 94
92
Dividend - Cumulative
Quarterly
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
Actual Payment
Date
None
None
N/A
N/A
None
N/A
None
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/8/2012
N/A
N/A
11/16/2012
11/15/2012
11/30/2012
11/15/2012
None
11/14/2012
N/A
None
11/15/2012
11/30/2012
11/15/2012
N/A
None
N/A
None
N/A
11/15/2012
11/30/2012
11/15/2012
11/29/2012
11/15/2012
11/13/2012
11/15/2012
11/15/2012
None
N/A
N/A
N/A
None
11/15/2012
N/A
None
N/A
N/A
11/15/2012
N/A
N/A
None
11/15/2012
N/A
N/A
11/7/2012
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
104,925
34,755
51,010
221,000
54,178
9,016
158,038
173,373
14,250
2,375
35,425
8,695
1,447
102,523
15,915
68,125
42,238
311,250
145,118
34,840
251,700
224,363
398,611
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
967,361
1,235,449
8,763,410
2,151,875
1,229,278
65,143
3,990,000
6,621,772
316,479
150,937,500
36,111
5,529,295
550,273
208,530
91,742
2,975,700
675,032
76,189
2,233,412
3,544,458
Next Scheduled Payment
Date
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
$
814,455
$
$
$
$
$
2,468,897
569,865
2,508,122
2,628,111
1,908,453
$
217,551
$
$
$
$
$
$
551,843
1,138,750
448,253
3,259,100
2,461,333
691,286
$
132,065
$
1,570,840
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
947,239
631,216
4,852,591
2,212,236
180,940
4,739,583
2,800,592
512,339
832,488
457,189
5,541,380
2,631,197
67,690,844
1,475,278
3,579,573
3,817,732
31,676,420
2,220,000
3,437,733
994,792
4,778,889
6,795,833
480,206
1,206,873
7,980,919
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
Page 5 of 16
Program
Institution
Instrument Type
CPP
F & C BANCORP, INC.
Subordinated Debentures w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
F & M BANCSHARES, INC.
F & M FINANCIAL CORPORATION (NC)
F&M FINANCIAL CORPORATION (TN)
F.N.B. CORPORATION
FARMERS & MERCHANTS BANCSHARES
FARMERS & MERCHANTS FINANCIAL CORPORATION
FARMERS BANK
FARMERS CAPITAL BANK CORPORATION
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
CPP
FARMERS ENTERPRISES, INC.
Subordinated Debentures w/ Exercised Warrants
CPP
CPP
CPP
CPP
FARMERS STATE BANKSHARES, INC.
FBHC HOLDING COMPANY
FC HOLDINGS, INC.
FCB BANCORP, INC.
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
CPP
FFW CORPORATION
Preferred Stock w/ Exercised Warrants
CPP
FIDELITY BANCORP, INC. (PA)
Preferred Stock w/ Warrants
CPP
CPP
CPP
FIDELITY BANCORP, INC (LA)
FIDELITY FEDERAL BANCORP
FIDELITY FINANCIAL CORPORATION
VERITEX HOLDINGS, INC.
(FIDELITY RESOURCES COMPANY)
FIDELITY SOUTHERN CORPORATION
FIFTH THIRD BANCORP
FINANCIAL INSTITUTIONS, INC.
FINANCIAL SECURITY CORPORATION
FINANCIAL SERVICES OF WINGER
FIRST BANCORP (NC)
FIRST ADVANTAGE BANCSHARES, INC.
FIRST ALLIANCE BANCSHARES, INC.
FIRST AMERICAN BANK CORPORATION
FIRST AMERICAN INTERNATIONAL CORP.
FIRST BANCORP (PR)
FIRST BANCORP (PR)
FIRST BANCTRUST CORPORATION
FIRST BANK OF CHARLESTON, INC.
FIRST BANKERS TRUSTSHARES, INC.
FIRST BANKS, INC.
FIRST BUSEY CORPORATION
FIRST BUSINESS BANK, N.A.
FIRST CALIFORNIA FINANCIAL GROUP, INC.
FIRST CAPITAL BANCORP, INC.
FIRST CHOICE BANK
FIRST CITIZENS BANC CORP
FIRST COLEBROOK BANCORP, INC.
EQUITY BANCSHARES, INC. (FIRST COMMUNITY BANCSHARES, INC. (KS))
FIRST COMMUNITY BANCSHARES, INC. (VA)
FIRST COMMUNITY BANK CORPORATION OF AMERICA
FIRST COMMUNITY CORPORATION
FIRST COMMUNITY FINANCIAL PARTNERS, INC.
FIRST DEFIANCE FINANCIAL CORP.
FIRST EAGLE BANCSHARES, INC.
FIRST EXPRESS OF NEBRASKA, INC.
FIRST FEDERAL BANCSHARES OF ARKANSAS, INC.
FIRST FINANCIAL BANCORP
FIRST FINANCIAL BANCSHARES, INC.
FIRST FINANCIAL HOLDINGS INC.
FIRST FINANCIAL SERVICE CORPORATION
FIRST FREEDOM BANCSHARES, INC.
FIRST GOTHENBURG BANCSHARES, INC.
FIRST GUARANTY BANCSHARES, INC.
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock
Mandatorily Convertible Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Interest
Quarterly
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
92
Interest
Quarterly
66
52
66
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
92
Dividend - Cumulative
Quarterly
95
Dividend - Cumulative
Quarterly
92
Interest
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Expected Payment
Date
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
54, 65
Dividend - Cumulative
Quarterly
N/A
N/A
$
80
1a
1a
66
65
66
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
None
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
None
N/A
11/13/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
None
11/9/2012
N/A
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Notes
92
92
92
1a
80
42
40
40
1a
66
66
66
66
80
42
80
65
94
3
53
80
92
80
42
1a
58
3
65
80
92
92
65
Payment Type
Payment
Frequency
Actual Payment
Date
11/8/2012
11/13/2012
11/13/2012
N/A
N/A
N/A
None
11/14/2012
11/15/2012
N/A
11/9/2012
11/13/2012
N/A
N/A
None
N/A
11/15/2012
11/30/2012
11/15/2012
11/30/2012
11/15/2012
None
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Payment this Month
Life-To-Date Payments
31,222
30,165
106,975
6,020
119,255
3,164
242,914
99,303
16,526
87,500
14,583
82,680
16,040
760,000
55,535
44,811
107,010
-
$
872,778
$
$
$
$
$
$
$
$
1,486,946
3,355,971
3,388,249
3,333,333
1,913,405
87,959
1,817,976
5,166,600
Next Scheduled Payment
Date
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
$
3,423,094
N/A
$
$
$
$
90,174
154,592
156,090
1,397,234
N/A
N/A
2/15/2013
N/A
$
1,567,852
N/A
$
1,388,333
N/A
$
$
$
1,144,660
7,228,349
2/15/2013
2/15/2013
N/A
$
353,796
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
8,528,883
355,946,667
4,192,649
664,597
633,322
8,594,444
223,312
538,231
12,838,975
1,204,167
32,999,386
1,332,517
448,105
1,441,222
6,037,238
12,347,222
731,071
3,211,806
1,759,344
300,643
3,992,877
614,488
2,970,878
1,308,403
744,982
2,140,686
3,320,656
6,546,862
639,738
824,313
570,625
4,677,778
694,280
10,815,494
1,600,000
1,320,735
1,517,766
2,330,477
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
Page 6 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
FIRST HORIZON NATIONAL CORPORATION
FIRST INDEPENDENCE CORPORATION
FIRST INTERCONTINENTAL BANK
FIRST LITCHFIELD FINANCIAL CORPORATION
FIRST M&F CORPORATION
FIRST MANITOWOC BANCORP, INC.
FIRST MARKET BANK
UNION FIRST MARKET BANKSHARES CORPORATION (FIRST MARKET BANK)
FIRST MENASHA BANCSHARES, INC.
FIRST MERCHANTS CORPORATION
FIRST MERCHANTS CORPORATION
FIRST MIDWEST BANCORP, INC.
FIRST NATIONAL CORPORATION
FIRST NBC BANK HOLDING COMPANY
FIRST NIAGARA FINANCIAL GROUP
FIRST NORTHERN COMMUNITY BANCORP
FIRST PACTRUST BANCORP, INC.
FIRST PLACE FINANCIAL CORP.
FIRST PRIORITY FINANCIAL CORP.
FIRST RELIANCE BANCSHARES, INC.
FIRST RESOURCE BANK
FIRST SECURITY GROUP, INC.
FIRST SOUND BANK
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Notes
Payment Type
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
1a
42
1a
21
1a, 21
65
38, 66
38, 66
1a
80
65
3
65
1a
13a
66
CPP
FIRST SOUTH BANCORP, INC.
Subordinated Debentures w/ Exercised Warrants
2a
Interest
Quarterly
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
FIRST SOUTHERN BANCORP, INC.
FIRST SOUTHWEST BANCORPORATION, INC.
FIRST STATE BANK OF MOBEETIE
FIRST TEXAS BHC, INC.
FIRST TRUST CORPORATION
FIRST ULB CORP.
FIRST UNITED CORPORATION
FIRST VERNON BANCSHARES, INC.
FIRST WESTERN FINANCIAL, INC.
FIRSTBANK CORPORATION
FIRSTMERIT CORPORATION
FLAGSTAR BANCORP, INC.
FLORIDA BANK GROUP, INC.
FLORIDA BUSINESS BANCGROUP, INC.
FLUSHING FINANCIAL CORPORATION
FNB BANCORP
FNB UNITED CORP.
FNB UNITED CORP.
FORESIGHT FINANCIAL GROUP, INC.
FORT LEE FEDERAL SAVINGS BANK
FORTUNE FINANCIAL CORPORATION
FPB BANCORP, INC. (FL)
FPB FINANCIAL CORP. (LA)
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
1a
13c
66
13c
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
92
Dividend - Cumulative
Quarterly
Interest
Interest
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
CPP
FRANKLIN BANCORP, INC.
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
FREEPORT BANCSHARES, INC.
FREMONT BANCORPORATION
FRESNO FIRST BANK
FRONTIER BANCSHARES, INC.
FULTON FINANCIAL CORPORATION
GATEWAY BANCSHARES, INC.
GEORGIA COMMERCE BANKSHARES, INC.
GEORGIA PRIMARY BANK
GERMANTOWN CAPITAL CORPORATION, INC.
GOLD CANYON BANK
GOLDWATER BANK, N.A.
GRAND CAPITAL CORPORATION
GRAND FINANCIAL CORPORATION
GRAND MOUNTAIN BANCSHARES, INC.
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
1a
65
1a
42
80
1a
65
3
66
67
67
1a
2a
1a
1a
81
1a
92
65
Expected Payment
Date
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
Actual Payment
Date
N/A
11/16/2012
None
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
None
N/A
None
None
11/15/2012
11/28/2012
N/A
None
N/A
N/A
None
N/A
None
N/A
11/15/2012
N/A
N/A
None
None
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/9/2012
11/13/2012
11/15/2012
N/A
11/1/2012
N/A
N/A
N/A
N/A
None
N/A
None
None
N/A
11/15/2012
None
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
40,288
119,840
796,094
114,991
155,500
204,375
15,623
52,273
62,925
22,635
51,243
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
91,227,406
517,918
757,454
659,722
2,383,333
237,983
1,821,889
3,417,970
676,865
12,167,111
2,848,444
28,628,333
2,621,903
2,305,990
4,753,618
2,178,580
1,994,333
7,009,095
1,600,719
2,042,406
584,794
1,402,500
330,944
Next Scheduled Payment
Date
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
$
12,932,451
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
818,468
207,327
45,087
1,862,389
1,046,896
66,021
2,312,500
417,770
3,390,540
5,651,360
1,788,194
37,220,872
1,180,793
1,339,751
3,004,167
1,667,700
2,589,305
2,861,250
87,185
413,928
273,889
221,722
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
$
965,344
$
$
$
$
$
$
$
$
$
$
$
$
$
$
885,843
9,046,066
371,100
258,192
29,335,625
960,795
961,471
988,890
53,860
145,750
517,145
643,382
-
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
Page 7 of 16
Program
Institution
Instrument Type
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
GRANDSOUTH CORPORATION
GREAT RIVER HOLDING COMPANY
GREAT SOUTHERN BANCORP
GREEN BANKSHARES, INC.
GREEN CIRCLE INVESTMENTS, INC.
GREEN CITY BANCSHARES, INC.
GREER BANCSHARES INCORPORATED
GREGG BANCSHARES, INC.
GUARANTY BANCORP, INC.
GUARANTY CAPITAL CORPORATION
GUARANTY FEDERAL BANCSHARES, INC.
GULFSOUTH PRIVATE BANK
GULFSOUTH PRIVATE BANK
GULFSTREAM BANCSHARES, INC.
HAMILTON STATE BANCSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HAMPTON ROADS BANKSHARES, INC.
HARBOR BANKSHARES CORPORATION
HAVILAND BANCSHARES, INC.
HAWTHORN BANCSHARES, INC.
HCSB FINANCIAL CORPORATION
HEARTLAND BANCSHARES, INC.
HEARTLAND FINANCIAL USA, INC.
HERITAGE BANKSHARES, INC.
HERITAGE COMMERCE CORP
HERITAGE FINANCIAL CORPORATION
HERITAGE OAKS BANCORP
HF FINANCIAL CORP.
HIGHLANDS BANCORP, INC. (HIGHLANDS STATE BANK)
HIGHLANDS INDEPENDENT BANCSHARES, INC.
HILLTOP COMMUNITY BANCORP, INC.
HMN FINANCIAL, INC.
HOME BANCSHARES, INC.
HOMETOWN BANCORP OF ALABAMA, INC.
HOMETOWN BANCSHARES CORPORATION
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
CPP
HOMETOWN BANCSHARES INC.
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
HOPFED BANCORP
HORIZON BANCORP
HOWARD BANCORP, INC.
HPK FINANCIAL CORPORATION
HUNTINGTON BANCSHARES
HYPERION BANK
IA BANCORP, INC.
IBC BANCORP, INC.
IBERIABANK CORPORATION
IBT BANCORP, INC.
IBW FINANCIAL CORPORATION
ICB FINANCIAL
IDAHO BANCORP
ILLINOIS STATE BANCORP, INC.
INDEPENDENCE BANK
INDEPENDENT BANK CORP.
INDEPENDENT BANK CORPORATION
INDEPENDENT BANK CORPORATION
INDIANA BANK CORP.
INDIANA COMMUNITY BANCORP
INTEGRA BANK CORPORATION
INTERMOUNTAIN COMMUNITY BANCORP
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
CPP
INTERNATIONAL BANCSHARES CORPORATION
Preferred Stock w/ Warrants
CPP
CPP
INTERVEST BANCSHARES CORPORATION
INVESTORS FINANCIAL CORPORATION OF PETTIS COUNTY, INC.
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Notes
Payment Type
66
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
66
68
1a
13c
66
42
33, 13c
33, 39, 13c
66
1a
43
43
1a
85
66
66
1a
1a
1a
65
1a
1a
92
92
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Dividend - Cumulative
Quarterly
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
2a
Dividend - Cumulative
Quarterly
13c
Dividend - Cumulative
Interest
Quarterly
Quarterly
66
65
1a
42
3
42
2a
65
1a
35
35
1a
13c
Expected Payment
Date
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
Actual Payment
Date
N/A
None
N/A
N/A
11/15/2012
N/A
None
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
None
N/A
11/15/2012
None
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
None
N/A
None
N/A
11/14/2012
N/A
11/14/2012
11/30/2012
11/13/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
None
N/A
N/A
11/15/2012
N/A
11/1/2012
None
N/A
11/20/2012
N/A
N/A
None
None
N/A
N/A
None
11/1/2012
11/15/2012
11/28/2012
None
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
32,589
150,000
228,188
262,500
44,293
25,888
4,308
230,000
120,240
21,155
31,275
69,033
14,505
475,000
1,637,500
236,528
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,856,917
759,575
7,838,056
5,942,858
486,029
49,037
975,831
45,190
969,040
913,299
3,117,361
312,724
444,656
876,542
819,166
2,510,844
282,744
41,524
5,598,130
1,090,702
1,073,471
11,188,087
947,284
6,761,267
2,503,333
3,960,502
666,667
606,927
617,712
267,050
2,462,778
6,180,556
661,927
1,702,400
Next Scheduled Payment
Date
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
N/A
$
393,196
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,611,000
3,106,771
837,793
1,561,819
147,185,809
319,441
916,227
427,216
1,450,000
454,530
453,067
1,194,458
124,306
1,158,113
223,377
1,118,094
2,430,000
165,139
4,031,250
1,950,340
1,222,500
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
$
41,520,139
N/A
$
$
1,118,056
174,325
2/15/2013
N/A
N/A
Page 8 of 16
Program
CPP
CPP
CPP
CPP
Institution
JPMORGAN CHASE & CO.
KATAHDIN BANKSHARES CORP.
KEYCORP
KIRKSVILLE BANCORP, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
1a
65
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
CPP
KS BANCORP, INC.
Preferred Stock w/ Exercised Warrants
92
Dividend - Cumulative
Quarterly
CPP
CPP
CPP
LAFAYETTE BANCORP, INC.
LAKELAND BANCORP, INC.
LAKELAND FINANCIAL CORPORATION
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
42
1a
3
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
CPP
LAYTON PARK FINANCIAL GROUP
Preferred Stock w/ Exercised Warrants
92
Dividend - Cumulative
Quarterly
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
LCNB CORP.
LEADER BANCORP, INC.
LEGACY BANCORP, INC.
LIBERTY BANCSHARES, INC (MO)
LIBERTY BANCSHARES, INC. (AR)
LIBERTY BANCSHARES, INC. (TX)
LIBERTY FINANCIAL SERVICES, INC.
LIBERTY SHARES, INC.
LINCOLN NATIONAL CORPORATION
LNB BANCORP, INC.
LONE STAR BANK
LSB CORPORATION
M&F BANCORP, INC.
M&T BANK CORPORATION
MACKINAC FINANCIAL CORPORATION
MADISON FINANCIAL CORPORATION
MAGNA BANK
MAINLINE BANCORP, INC.
MAINSOURCE FINANCIAL GROUP, INC.
MANHATTAN BANCORP
MANHATTAN BANCSHARES, INC.
MARINE BANK & TRUST COMPANY
MARKET BANCORPORATION, INC.
MARKET STREET BANCSHARES, INC.
MARQUETTE NATIONAL CORPORATION
MARSHALL & ILSLEY CORPORATION
MARYLAND FINANCIAL BANK
MB FINANCIAL INC.
MCLEOD BANCSHARES, INC.
MEDALLION BANK
MERCANTILE BANK CORPORATION
MERCANTILE CAPITAL CORP.
MERCHANTS AND MANUFACTURERS BANK CORPORATION
MERCHANTS AND PLANTERS BANCSHARES, INC.
MERIDIAN BANK
METRO CITY BANK
METROCORP BANCSHARES, INC.
METROPOLITAN BANK GROUP, INC.
METROPOLITAN CAPITAL BANCORP, INC.
MID PENN BANCORP, INC.
MIDDLEBURG FINANCIAL CORP.
MIDLAND STATES BANCORP, INC.
MIDSOUTH BANCORP, INC.
MIDTOWN BANK & TRUST COMPANY
MIDWEST BANC HOLDINGS, INC.
MIDWEST BANC HOLDINGS, INC.
MIDWEST REGIONAL BANCORP, INC.
MIDWESTONE FINANCIAL GROUP, INC.
MID-WISCONSIN FINANCIAL SERVICES, INC.
MILLENNIUM BANCORP, INC.
MISSION COMMUNITY BANCORP
MISSION VALLEY BANCORP
MONADNOCK BANCORP, INC.
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock
Preferred Stock w/ Exercised Warrants
1a
1a
13c
66
66
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
42
1a
80
1a
42
90
80
65
79
80
1a
92
92
59
1a
66
65
1a
65
65
70
92
80
55
3
1a
65
13a, 34
1a
1a
84
1a
42
Expected Payment
Date
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
Actual Payment
Date
N/A
N/A
N/A
11/13/2012
11/15/2012
11/30/2012
N/A
N/A
N/A
11/15/2012
11/29/2012
N/A
N/A
N/A
N/A
N/A
11/13/2012
N/A
None
N/A
N/A
None
N/A
N/A
N/A
N/A
None
N/A
N/A
N/A
N/A
11/15/2012
None
None
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
10/31/2012
N/A
None
11/15/2012
11/15/2012
N/A
N/A
N/A
None
N/A
N/A
N/A
N/A
None
N/A
N/A
N/A
None
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
6,415
54,500
9,070
40,875
6,345
85,660
55,355
23,163
163,663
88,321
57,145
125,000
-
Life-To-Date Payments
$
$
$
$
795,138,889
1,452,047
297,222,222
93,730
Next Scheduled Payment
Date
N/A
N/A
N/A
2/15/2013
$
713,937
N/A
$
$
$
267,134
6,460,833
3,596,156
N/A
N/A
N/A
$
481,858
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
524,833
609,961
355,079
3,000,452
7,816,966
1,009,836
461,009
1,399,560
46,180,555
4,438,492
700,000
674,763
86,553,400
1,840,923
169,422
1,661,468
538,188
9,159,773
66,347
754,055
235,713
138,778
5,535,303
7,072,587
226,522,917
243,978
32,095,000
570,433
2,317,675
3,166,021
475,815
424,668
256,560
2,196,376
1,574,888
7,828,900
3,454,185
750,509
1,952,778
986,944
508,989
2,627,778
275,105
824,289
28,294
1,933,333
1,082,431
1,392,562
759,584
456,042
190,517
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
Page 9 of 16
Program
Institution
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
MONARCH COMMUNITY BANCORP, INC.
MONARCH FINANCIAL HOLDINGS, INC.
MONEYTREE CORPORATION
MONUMENT BANK
MORGAN STANLEY
MORRILL BANCSHARES, INC
MOSCOW BANCSHARES, INC.
MOUNTAIN VALLEY BANCSHARES, INC.
MS FINANCIAL, INC.
MUTUALFIRST FINANCIAL, INC.
NAPLES BANCORP, INC.
BBCN BANCORP, INC. (NARA BANCORP, INC.)
NATIONAL BANCSHARES, INC.
NATIONAL PENN BANCHSHARES, INC.
NATIONWIDE BANKSHARES, INC.
METROPOLITAN BANK GROUP, INC.
(NC BANCORP, INC.)
NCAL BANCORP
NEMO BANCSHARES INC.
NEW HAMPSHIRE THRIFT BANCSHARES, INC.
NEW YORK PRIVATE BANK & TRUST CORPORATION
NEWBRIDGE BANCORP
NICOLET BANKSHARES, INC.
NORTH CENTRAL BANCSHARES, INC.
CPP
NORTHEAST BANCORP
Preferred Stock w/ Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
NORTHERN STATE BANK
NORTHERN STATES FINANCIAL CORPORATION
NORTHERN TRUST CORPORATION
NORTHWAY FINANCIAL, INC.
NORTHWEST BANCORPORATION, INC.
NORTHWEST COMMERCIAL BANK
OAK RIDGE FINANCIAL SERVICES, INC.
OAK VALLEY BANCORP
OCEANFIRST FINANCIAL CORP.
OJAI COMMUNITY BANK
OLD LINE BANCSHARES, INC.
OLD NATIONAL BANCORP
OLD SECOND BANCORP, INC.
OMEGA CAPITAL CORP.
ONE GEORGIA BANK
ONE UNITED BANK
ONEFINANCIAL CORPORATION
OREGON BANCORP, INC.
OSB FINANCIAL SERVICES, INC.
PACIFIC CAPITAL BANCORP
PACIFIC CAPITAL BANCORP
PACIFIC CITY FINANCIAL CORPORATION
PACIFIC COAST BANKERS' BANCSHARES
PACIFIC COAST NATIONAL BANCORP
PACIFIC COMMERCE BANK
PACIFIC INTERNATIONAL BANCORP
PARK BANCORPORATION, INC.
PARK NATIONAL CORPORATION
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Mandatorily Convertible Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
N/A
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
CPP
PARKE BANCORP, INC.
Preferred Stock w/ Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
PARKVALE FINANCIAL CORPORATION
PASCACK BANCORP, INC. (PASCACK COMMUNITY BANK)
PATAPSCO BANCORP, INC.
PATHFINDER BANCORP, INC.
PATHWAY BANCORP
PATRIOT BANCSHARES, INC.
PATTERSON BANCSHARES, INC.
PEAPACK-GLADSTONE FINANCIAL CORPORATION
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
1a
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
Actual Payment
Date
None
N/A
N/A
N/A
N/A
N/A
None
11/15/2012
N/A
N/A
N/A
N/A
None
N/A
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
44,963
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
55
Dividend - Cumulative
Quarterly
11/15/2012
None
$
-
$
332,256
2/15/2013
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
N/A
Dividend - Cumulative
Quarterly
$
837,181
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Interest
Dividend - Cumulative
Interest
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
349,782
418,323
46,623,333
1,430,625
575,430
272,103
1,444,854
1,811,250
1,828,122
373,143
213,889
1,513,889
5,769,028
50,311
93,823
3,782,991
623,740
1,257,315
2,107,397
358,065
1,641,964
18,088
387,223
463,125
4,351,643
16,694,444
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
92
Dividend - Cumulative
Quarterly
$
3,119,532
N/A
76
1, 12
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,311,028
665,977
1,304,167
56,080,871
10,278,005
2,192,843
1,494,583
1a
None
11/15/2012
N/A
11/15/2012
11/14/2012
N/A
N/A
11/15/2012
11/28/2012
N/A
None
N/A
N/A
None
None
N/A
N/A
N/A
11/14/2012
N/A
N/A
None
None
N/A
None
None
11/15/2012
N/A
N/A
N/A
None
N/A
N/A
None
None
N/A
N/A
11/15/2012
11/29/2012
N/A
N/A
None
N/A
None
None
11/15/2012
N/A
$
$
$
$
$
$
$
2a
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
$
$
$
$
$
$
$
$
4,808,414
553,313
377,867
667,696
77,852
2,704,136
727,287
3,280,740
N/A
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
Notes
3
66
65
1a
1a
14b
1a
66
91
1a, 74
65
65
1a
1a
65
92
66
3
1a
1a
13c
1a
41
41
66
13b
92
1a
65
1a
Payment Type
Payment this Month
Life-To-Date Payments
48,889
3,641,615
654,650
52,838
7,632
28,340
43,823
203,600
31,599
44,038
-
262,919
743,167
1,299,481
652,959
318,055,555
1,779,122
1,260,611
564,529
1,097,290
4,326,595
356,067
12,060,000
2,307,492
16,958,333
176,190
Next Scheduled Payment
Date
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
Page 10 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
PENINSULA BANK HOLDING CO.
PENN LIBERTY FINANCIAL CORP.
PEOPLES BANCORP (WA)
PEOPLES BANCORP INC. (OH)
PEOPLES BANCORP OF NORTH CAROLINA, INC.
PEOPLES BANCORPORATION, INC. (SC)
PEOPLES BANCSHARES OF TN, INC.
PEOPLESSOUTH BANCSHARES, INC.
PFSB BANCORPORATION, INC.
PGB HOLDINGS, INC.
PIERCE COUNTY BANCORP
PINNACLE BANK HOLDING COMPANY, INC.
PINNACLE FINANCIAL PARTNERS, INC.
PLAINS CAPITAL CORPORATION
PLATO HOLDINGS, INC.
PLUMAS BANCORP
POPULAR, INC.
POPULAR, INC.
PORTER BANCORP INC
PRAIRIE STAR BANCSHARES, INC.
PREMIER BANCORP, INC.
PREMIER BANK HOLDING COMPANY
PREMIER FINANCIAL BANCORP, INC.
PREMIER FINANCIAL CORP
PREMIER SERVICE BANK
PREMIERWEST BANCORP
PRESIDIO BANK
PRINCETON NATIONAL BANCORP, INC.
PRIVATE BANCORPORATION, INC.
PRIVATEBANCORP, INC.
PROVIDENCE BANK
M&T BANK CORPORATION (PROVIDENT BANKSHARES CORP)
PROVIDENT COMMUNITY BANCSHARES, INC.
PSB FINANCIAL CORPORATION
PUGET SOUND BANK
PULASKI FINANCIAL CORP.
QCR HOLDINGS, INC.
RANDOLPH BANK & TRUST COMPANY
RCB FINANCIAL CORPORATION
REDWOOD CAPITAL BANCORP
REDWOOD FINANCIAL, INC.
REGENT BANCORP, INC.
REGENT CAPITAL CORPORATION
REGENTS BANCSHARES, INC.
REGIONAL BANKSHARES, INC.
REGIONS FINANCIAL CORP.
RELIANCE BANCSHARES, INC.
RIDGESTONE FINANCIAL SERVICES, INC.
RISING SUN BANCORP
RIVER VALLEY BANCORPORATION, INC.
RIVERSIDE BANCSHARES, INC.
ROGERS BANCSHARES, INC.
ROYAL BANCSHARES OF PENNYSYLVANIA, INC.
S&T BANCORP, INC.
SAIGON NATIONAL BANK
SALISBURY BANCORP, INC.
SANDY SPRING BANCORP, INC.
SANTA CLARA VALLEY BANK, N.A
SANTA LUCIA BANCORP
SBT BANCORP, INC.
SCBT FINANCIAL CORPORATION
SEACOAST BANKING CORPORATION OF FLORIDA
SEACOAST COMMERCE BANK
SECURITY BANCSHARES OF PULASKI COUNTY, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Notes
65
70
1a
80
83
92
66
42
13c
87
1a
65
10
10
42
92
13c
56
1a
65
90
42
65
80
65
65
65
65
77
92
1a
1a
65
1a
72
65
1a
80
65
Payment Type
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
Actual Payment
Date
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
None
N/A
N/A
None
None
N/A
11/15/2012
None
None
N/A
None
N/A
None
None
None
11/15/2012
N/A
None
N/A
N/A
N/A
None
N/A
N/A
N/A
N/A
None
None
N/A
N/A
None
N/A
N/A
11/9/2012
N/A
None
None
None
11/15/2012
None
None
None
N/A
None
N/A
N/A
None
N/A
N/A
N/A
N/A
N/A
11/15/2012
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
75,000
167,923
11,687,500
142,313
19,080
112,500
29,330
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,158,943
1,287,689
2,425,250
4,725,833
4,419,331
2,069,910
768,149
2,479,656
159,163
227,917
207,948
284,999
16,163,194
13,239,940
534,286
622,344
20,777,778
150,768,750
4,783,333
132,253
660,215
467,413
3,203,018
522,263
54,500
1,046,500
1,699,844
2,271,405
498,860
45,512,133
421,312
28,553,037
543,091
802,802
630,157
5,635,509
4,949,567
608,163
893,934
520,626
425,811
784,282
347,328
1,513,339
305,660
593,055,556
3,827,111
277,224
195,637
3,953,275
276,870
738,021
358,971
15,712,738
1,079,960
7,593,868
158,928
331,111
517,145
1,115,639
8,585,770
263,780
440,602
Next Scheduled Payment
Date
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
2/15/2013
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
Page 11 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
SECURITY BUSINESS BANCORP
SECURITY CALIFORNIA BANCORP
SECURITY CAPITAL CORPORATION
SECURITY FEDERAL CORPORATION
SECURITY STATE BANCSHARES, INC.
SECURITY STATE BANK HOLDING COMPANY
SEVERN BANCORP, INC.
SHORE BANCSHARES, INC.
SIGNATURE BANCSHARES, INC.
SIGNATURE BANK
SOMERSET HILLS BANCORP
SONOMA VALLEY BANCORP
Instrument Type
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
CPP
SOUND BANKING COMPANY
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
SOUTHCREST FINANCIAL GROUP, INC.
SOUTHERN BANCORP, INC.
SOUTHERN COMMUNITY FINANCIAL CORP.
SOUTHERN FIRST BANCSHARES, INC.
SOUTHERN HERITAGE BANCSHARES, INC.
SOUTHERN ILLINOIS BANCORP, INC.
SOUTHERN MISSOURI BANCORP, INC.
SOUTHFIRST BANCSHARES, INC.
SOUTHWEST BANCORP INC.
SOVEREIGN BANCSHARES, INC.
SPIRIT BANKCORP, INC.
ST. JOHNS BANCSHARES, INC.
STANDARD BANCSHARES, INC.
STATE BANCORP, INC.
STATE BANKSHARES, INC.
STATE CAPITAL CORPORATION
STATE STREET CORPORATION
STEARNS FINANCIAL SERVICES, INC.
STEELE STREET BANK CORPORATION
STELLARONE CORPORATION
STERLING BANCORP (NY)
STERLING BANCSHARES, INC. (TX)
STERLING FINANCIAL CORPORATION (WA)
STERLING FINANCIAL CORPORATION (WA)
STEWARDSHIP FINANCIAL CORP.
STOCKMENS FINANCIAL CORPORATION
STONEBRIDGE FINANCIAL CORP.
SUBURBAN ILLINOIS BANCORP, INC.
SUMMIT STATE BANK
SUN BANCORP, INC.
SUNTRUST BANKS, INC.
SUPERIOR BANCORP
SUPERIOR BANCORP
SURREY BANCORP
SUSQUEHANNA BANCSHARES, INC.
SV FINANCIAL, INC.
SVB FINANCIAL GROUP
SWORD FINANCIAL CORPORATION
SYNOVUS FINANCIAL CORP.
SYRINGA BANCORP
TAYLOR CAPITAL GROUP
TCB CORPORATION
TCB HOLDING COMPANY
TCF FINANCIAL CORPORATION
TCNB FINANCIAL CORP
TENNESSEE COMMERCE BANCORP, INC.
TENNESSEE VALLEY FINANCIAL HOLDINGS, INC.
TEXAS CAPITAL BANCSHARES, INC.
TEXAS NATIONAL BANCORPORATION INC.
THE ANB CORPORATION
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Common Stock
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Notes
Payment Type
65
65
42
42
65
1a
1a
1a
1a
13c
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
92
Dividend - Non-Cumulative
Quarterly
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
N/A
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
42
1a
80
66
65
65
1a
65
1a
1a
42
3
1a
66
1a
1a
1a
36
36, 89
65
1a
60
65
1a
1a
17, 13c
17, 13c
1a
1a
1a
3
65
80
66
1a
1a
13c
1a
1a
65
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
None
None
N/A
N/A
N/A
N/A
N/A
11/9/2012
11/13/2012
None
N/A
N/A
N/A
N/A
N/A
N/A
None
N/A
N/A
None
11/15/2012
None
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
None
None
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
None
N/A
N/A
None
N/A
N/A
N/A
None
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
24,078
16,825
40,875
12,098,375
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
795,018
996,698
1,153,111
1,600,000
1,763,680
1,414,005
3,781,869
333,333
209,588
1,816,667
127,686
347,164
$
643,399
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
933,494
855,556
8,338,046
2,897,640
613,111
705,472
1,254,764
364,796
12,960,373
2,506,669
2,261,750
600,408
6,730,750
5,572,353
5,508,472
1,330,709
63,611,111
5,350,442
1,728,673
4,271,875
4,923,333
2,486,571
6,733,333
1,293,055
1,755,554
634,609
2,083,520
1,115,625
1,103,971
567,986,111
3,507,500
1,475,833
214,972
23,722,222
521,383
12,109,028
2,693,234
189,003,503
253,122
18,751,438
1,599,381
690,832
7,925,719
284,611
3,233,333
146,242
1,218,750
295,308
2,234,500
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
Page 12 of 16
Program
Institution
Instrument Type
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
THE BANCORP, INC.
THE BANK OF CURRITUCK
THE BANK OF KENTUCKY FINANCIAL CORPORATION
THE BANK OF NEW YORK MELLON CORPORATION
THE BARABOO BANCORPORATION, INC.
THE CONNECTICUT BANK AND TRUST COMPANY
THE ELMIRA SAVINGS BANK, FSB
THE FIRST BANCORP, INC.
THE FIRST BANCSHARES, INC.
THE FREEPORT STATE BANK
THE GOLDMAN SACHS GROUP, INC
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
THE LANDRUM COMPANY
THE LITTLE BANK, INCORPORATED
THE PNC FINANCIAL SERVICES GROUP, INC.
THE PRIVATE BANK OF CALIFORNIA
THE QUEENSBOROUGH COMPANY
THE SOUTH FINANCIAL GROUP INC.
THE STATE BANK OF BARTLEY
THE VICTORY BANCORP, INC. (THE VICTORY BANK)
THREE SHORES BANCORPORATION, INC. (SEASIDE NATIONAL BANK & TRUST)
TIB FINANCIAL CORP
TIDELANDS BANCSHARES, INC.
TIFTON BANKING COMPANY
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
CPP
TIMBERLAND BANCORP, INC.
Preferred Stock w/ Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
TITONKA BANCSHARES, INC.
TODD BANCSHARES, INC.
TOWNEBANK
TREATY OAK BANCORP, INC
TRIAD BANCORP, INC.
TRI-COUNTY FINANCIAL CORPORATION
TRINITY CAPITAL CORPORATION
TRI-STATE BANK OF MEMPHIS
TRISTATE CAPITAL HOLDINGS, INC.
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock
Preferred Stock w/ Exercised Warrants
Notes
Payment Type
3
45
1a
1a
13a
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
92
Dividend - Cumulative
Quarterly
1a
66
47
65
65
92
42
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
82
65
42
1a
1a
65
92
1a
65
37
65
12, 65
12, 80
44
CPP
TRISUMMIT BANK
Preferred Stock w/ Exercised Warrants
92
Dividend - Non-Cumulative
Quarterly
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
TRUSTMARK CORPORATION
TWO RIVERS FINANCIAL GROUP
U.S. BANCORP
U.S. CENTURY BANK
UBT BANCSHARES, INC.
UCBH HOLDINGS INC.
UMPQUA HOLDINGS CORP
UNION BANK & TRUST COMPANY
UNION BANKSHARES CORPORATION
UNION FINANCIAL CORPORATION
UNITED AMERICAN BANK
UNITED BANCORP, INC.
UNITED BANCORPORATION OF ALABAMA, INC.
UNITED BANK CORPORATION
UNITED COMMUNITY BANKS, INC.
UNITED FINANCIAL BANKING COMPANIES, INC.
UNITY BANCORP, INC.
UNIVERSAL BANCORP
UNIVERSITY FINANCIAL CORP, INC.
US METRO BANK
UWHARRIE CAPITAL CORP
VALLEY COMMERCE BANCORP
VALLEY COMMUNITY BANK
VALLEY FINANCIAL CORPORATION
VALLEY FINANCIAL GROUP, LTD., 1ST STATE BANK
VALLEY NATIONAL BANCORP
VILLAGE BANK AND TRUST FINANCIAL CORP
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Subordinated Debentures w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Subordinated Debentures
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
1a
65
1a
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Interest
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
65
13a
3
66
3, 21
80
42
1a
65
42
1a
65
1a
Expected Payment
Date
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
Actual Payment
Date
N/A
N/A
N/A
N/A
None
N/A
N/A
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
None
N/A
N/A
N/A
11/9/2012
N/A
None
N/A
11/9/2012
11/13/2012
N/A
11/14/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/29/2012
N/A
N/A
N/A
None
N/A
N/A
N/A
N/A
N/A
11/13/2012
None
N/A
N/A
N/A
11/15/2012
N/A
11/15/2012
11/15/2012
N/A
None
11/15/2012
N/A
None
11/15/2012
N/A
N/A
None
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
156,250
4,100
72,215
102,662
101,744
54,500
90,630
14,067
21,200
2,250,000
258,113
134,888
136,250
200,015
-
Life-To-Date Payments
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
2/15/2013
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,813,689
169,834
3,940,694
95,416,667
3,766,127
662,083
1,219,575
4,046,875
411,806
61,910
318,055,555
129,861,111
1,830,292
1,575,992
421,066,667
751,752
882,900
16,386,111
282,299
215,183
1,174,058
1,284,722
1,195,973
223,208
$
3,346,629
N/A
$
$
$
$
$
$
$
$
$
346,490
822,950
10,619,167
192,415
501,325
2,336,116
6,592,186
190,215
4,492,402
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
N/A
$
1,172,766
N/A
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
11,287,500
1,475,133
195,220,417
745,312
1,234,912
7,509,920
13,475,555
680,292
2,695,972
321,202
3,527,704
872,639
3,762,079
35,518,750
708,964
4,072,442
1,877,934
1,022,886
432,678
2,122,472
1,318,401
629,476
3,181,683
124,775
12,979,167
1,318,232
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
2/15/2013
2/15/2013
N/A
N/A
N/A
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
Page 13 of 16
Program
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
Institution
VIRGINIA COMMERCE BANCORP
VIRGINIA COMPANY BANK
VISION BANK - TEXAS
VIST FINANCIAL CORP.
W.T.B FINANCIAL CORPORATION
WACHUSETT FINANCIAL SERVICES, INC.
WAINWRIGHT BANK & TRUST COMPANY
WASHINGTON BANKING COMPANY
WASHINGTON FEDERAL, INC.
WASHINGTONFIRSTBANKSHARES, INC. (WASHINGTONFIRST BANK)
WAUKESHA BANKSHARES, INC.
WEBSTER FINANCIAL CORPORATION
WELLS FARGO & COMPANY
WESBANCO, INC.
WEST BANCORPORATION, INC.
WESTAMERICA BANCORPORATION
WESTERN ALLIANCE BANCORPORATION
WESTERN COMMUNITY BANCSHARES, INC.
Instrument Type
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Notes
88
66
1a
1a
1a
12, 65
1a
1a
1a
1a
1a
65
Payment Type
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Payment
Frequency
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Expected Payment
Date
11/15/2012
11/15/2012
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
Actual Payment
Date
11/15/2012
None
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
None
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
887,500
20,438
123,255
74,115
-
Life-To-Date Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
13,933,750
786,987
290,894
4,520,833
15,736,874
1,790,536
1,023,611
2,623,344
5,361,111
1,510,318
1,003,846
36,944,444
1,440,972,222
2,854,167
4,495,000
2,755,981
19,950,000
554,083
Next Scheduled Payment
Date
2/15/2013
2/15/2013
2/15/2013
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
N/A
2/15/2013
Page 14 of 16
Program
CPP
Institution
WESTERN ILLINOIS BANCSHARES, INC.
Notes
Payment Type
Preferred Stock w/ Exercised Warrants
Instrument Type
92
Dividend - Cumulative
96
CPP
WESTERN RESERVE BANCORP, INC
Preferred Stock w/ Exercised Warrants
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
CPP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
WHITE RIVER BANCSHARES COMPANY
WHITNEY HOLDING CORPORATION
WILMINGTON TRUST CORPORATION
WILSHIRE BANCORP, INC.
WINTRUST FINANCIAL CORPORATION
WORTHINGTON FINANCIAL HOLDINGS, INC.
WSFS FINANCIAL CORPORATION
YADKIN VALLEY FINANCIAL CORPORATION
YORK TRADITIONS BANK
ZIONS BANCORPORATION
AG GECC PPIF MASTER FUND, L.P.
AG GECC PPIF MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
ALLIANCEBERNSTEIN LEGACY SECURITIES MASTER FUND, L.P.
BLACKROCK PPIF, L.P.
BLACKROCK PPIF, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
INVESCO LEGACY SECURITIES MASTER FUND, L.P.
MARATHON LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PARTNERSHIP, L.P.
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Preferred Stock w/ Exercised Warrants
Preferred Stock w/ Warrants
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
PPIP
MARATHON LEGACY SECURITIES PUBLIC-PRIVATE INVESTMENT PARTNERSHIP, L.P.
Debt Obligation w/ Contingent Proceeds
OAKTREE PPIP FUND, L.P.
OAKTREE PPIP FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
RLJ WESTERN ASSET PUBLIC/PRIVATE MASTER FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
UST/TCW SENIOR MORTGAGE SECURITIES FUND, L.P.
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
WELLINGTON MANAGEMENT LEGACY SECURITIES PPIF MASTER FUND, LP
BANK OF AMERICA CORPORATION
CITIGROUP INC
CITIGROUP INC
N/A
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Membership Interest
Debt Obligation w/ Contingent Proceeds
Preferred Stock w/ Warrants
Preferred Stock w/ Warrants
Trust Preferred Securities
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $4,070,000)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $7,617,617)
Floating Rate SBA 7a security due 2022
(Purchase Face Amount $8,030,000)
Floating Rate SBA 7a security due 2016
(Purchase Face Amount $8,900,014)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $23,500,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,751,382)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $12,898,896)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $8,744,333)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $8,417,817)
Floating Rate SBA 7a security due 2033
(Purchase Face Amount $17,119,972)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $28,209,085 )
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
PPIP
TIP
TIP
TIP
SBA 7(a)
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
61
57
80
1a
80
80
66
1a
20, 20b
20, 20b
20, 20a
20, 20b
20
Dividend - Cumulative
Quarterly
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Dividend - Non-Cumulative
Dividend - Cumulative
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
Quarterly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
N/A
Monthly
N/A
Monthly
N/A
Monthly
N/A
Monthly
Quarterly
Quarterly
Quarterly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Interest
20, 20b
20, 20b
16
16
20
1a
6
1a
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
Payment
Frequency
Quarterly
Distribution
Interest
Distribution
Interest
Distribution
Interest
Distribution
Interest
Dividend - Cumulative
Dividend - Cumulative
Dividend - Cumulative
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Expected Payment
Date
11/15/2012
11/15/2012
N/A
11/15/2012
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
11/9/2012
11/15/2012
11/30/2012
None
N/A
N/A
N/A
N/A
None
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
11/15/2012
11/15/2012
11/20/2012
11/15/2012
11/15/2012
N/A
N/A
N/A
N/A
N/A
11/15/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
140,498
64,038
10,673
842,608
271,902
836,311
32,717
2,309,332
882,314
1,953,805
-
Life-To-Date Payments
$
2,102,189
Next Scheduled Payment
Date
N/A
$
907,198
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,589,583
36,833,333
39,920,833
10,282,176
25,104,167
370,600
8,405,558
8,820,923
590,022
253,361,111
197,399,013
64,477,450
193,377,659
58,441,691
37,773,379
34,314,855
81,552,317
18,212,424
48,281,929
2/15/2013
N/A
N/A
N/A
N/A
2/15/2013
N/A
N/A
N/A
N/A
N/A
12/14/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
$
26,801,550
12/14/2012
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
35,125,516
14,330,402
123,825,667
37,401,896
342,176
156,909,640
58,360,242
1,435,555,556
933,333,333
635,555,556
902,633
169,441
1,685,710
449,518
2,022,652
371,355
2,357,796
414,561
1,149,633
1,089,741
932,112
348,599
328,604
479,508
261,145
368,608
246,658
287,624
2,089,260
657,863
2,278,652
1,254,222
N/A
12/14/2012
N/A
N/A
N/A
N/A
N/A
12/14/2012
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Page 15 of 16
Program
Institution
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a)
N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
SBA 7(a) N/A
Instrument Type
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $34,441,059 )
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $6,004,156)
Floating Rate SBA 7a security due 2025
(Purchase Face Amount $6,860,835)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $13,183,361)
Floating Rate SBA 7a security due 2017
(Purchase Face Amount $2,598,386)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $8,279,048)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $9,272,482)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $9,719,455)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $10,000,000)
Floating Rate SBA 7a security due 2019
(Purchase Face Amount $5,000,000)
Floating Rate SBA 7a security due 2024
(Purchase Face Amount $10,350,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $8,902,230)
Floating Rate SBA 7a security due 2029
(Purchase Face Amount $5,750,000)
Floating Rate SBA 7a security due 2020
(Purchase Face Amount $6,900,000)
Floating Rate SBA 7a security due 2026
(Purchase Face Amount $5,741,753)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $3,450,000)
Floating Rate SBA 7a security due 2021
(Purchase Face Amount $8,050,000)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $13,402,491)
Floating Rate SBA 7a security due 2034
(Purchase Face Amount $11,482,421)
Floating Rate SBA 7a security due 2035
(Purchase Face Amount $14,950,000)
Notes
Payment Type
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
75
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Principal
Interest
Payment
Frequency
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Monthly
Expected Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Actual Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
TOTAL:
Payment this Month
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Life-To-Date Payments
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1,784,934
1,286,450
348,107
146,030
339,960
255,370
478,520
423,725
694,979
140,130
1,853,831
335,082
868,636
386,326
188,009
181,124
969,461
433,852
419,457
213,319
250,445
425,545
1,398,549
447,356
276,276
156,481
663,200
209,956
1,433,872
239,527
82,832
111,165
996,133
354,302
438,754
516,624
889,646
512,131
387,839
681,819
$
22,381,052,592
Next Scheduled Payment
Date
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
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N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A - The institution did not have a dividend payment due during the reporting period and/or no future payment is required.
None - The institution had a dividend payment due during the reporting period, but did not pay it during the reporting period.
If the payment was a repayment or redemption, there is no expected payment date.
Notes appear on the following page.
Page 16 of 16
Notes to the Cumulative Dividends, Interest, and Distribution Report:
1a/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
1b/ This institution repaid Treasury pursuant to Section 5.2 of the CDCI Securities Purchase Agreement prior to this month. No current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
2a/ This institution repaid Treasury pursuant to Title VII, Section 7001 of the American Recovery and Reinvestment Act of 2009, in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
2b/ This institution repaid Treasury pursuant to Section 5.2 of the CDCI Securities Purchase Agreement in this month. No future dividend payments are required. The life to date payment amount will remain the same on future reports.
3/ This institution completed a redemption pursuant to a qualified equity offering prior to this month, therefore, no current or future dividend payments are required. The life to date payment amount will remain the same on future reports.
4/ This institution completed a redemption pursuant to a qualified equity offering in this month, therefore, no future dividend payments are required. The life to date payment amount will remain the same on future reports.
5/ On 4/17/2009, Treasury exchanged its Series D Fixed Rate Cumulative preferred shares for Series E Fixed Rate Non-Cumulative preferred shares with no change to Treasury's initial amount. In addition, in order for AIG to fully redeem the Series E preferred shares, it has an additional
obligation to Treasury of $1,604,576,000 to reflect the cumulative unpaid dividends for the Series D preferred shares due to Treasury through and including the exchange date. On 4/17/2009, Treasury also created an equity capital facility, under which AIG may draw up to $29.8 billion in
exchange for issuing additional shares of Series F preferred stock to Treasury. On 1/14/2011, Treasury exchanged an amount equivalent to the $40 billion initial investment plus capitalized interest from the April 2009 exchange of Fixed Rate Non-Cumulative Perpetual Preferred Stock
(Series E) for 924,546,133 shares of AIG Common Stock. Also, on 1/14/2011, Treasury received 562,868,096 shares of AIG Common Stock from the AIG Credit Facility Trust, which trust was established in connection with the credit facility between AIG and the Federal Reserve Bank of New
York. This credit facility was repaid and terminated pursuant to this recapitalization transaction. The trust had received 562,868,096 shares of AIG common stock in exchange for AIG's Series C Perpetual, Convertible Participating Preferred Stock, which was previously held by the trust for
the benefit of the U.S. Treasury.
6/ Treasury has made three separate investments in Citigroup Inc. ("Citigroup") under CPP, TIP, and AGP for a total of $49 billion. On 6/9/2009, Treasury entered into an agreement with Citigroup to exchange up to $25 billion of Treasury's investment in Fixed Rate Cumulative perpetual
preferred stock, Series H (CPP Shares) "dollar for dollar" in Citigroup's Private and Public Exchange Offerings. As of 9/11/2009, Treasury had exchanged a total of $25 billion of the CPP shares for 7,692,307,695 shares of common stock. On 7/30/2009, Treasury exchanged all of its Fixed Rate
Cumulative perpetual preferred stock Series G (AGP Shares), received as premium with the AGP agreement, “dollar for dollar” trust preferred securities. On 7/30/2009, Treasury exchanged all of its Fixed Rate Cumulative perpetual preferred stock, Series I (TIP Shares) “dollar for dollar” for
trust preferred securities. As of the respective exchange dates, the preferred stock was retired and no future dividend payments are required. The life to date amount for the preferred stock will remain the same on future reports.
7/ Citigroup has agreed that until Treasury ceases to own any debt or equity securities of Citigroup, including Common Stock, Citigroup will not, without the consent of Treasury declare or pay any dividend or make any distribution on the Common Stock other than quarterly cash dividends
of not more than $0.01 per share.
8/ GMAC LLC, aka GMAC Inc., is now known as Ally Financial, Inc. (Ally). On 5/29/2009, Treasury exchanged loans made to General Motors Corporation on 12/29/2008 for common equity interests (which was subsequently converted to common stock) in GMAC LLC. On 12/30/2009,
Treasury exchanged convertible preferred stock for additional common stock in Ally, exchanged preferred stock for convertible preferred stock, and invested in additional convertible stock and in trust preferred securities. On 12/30/2010, Treasury converted $5,500,000,000 of the total
convertible preferred stock then outstanding and held by Treasury (including exercised warrants) into 531,850 shares of common stock of Ally. Following this conversion, Treasury holds $5,937,500,000 of convertible preferred stock.
9/ On 7/10/2009, in exchange for extinguishing Treasury’s loans to General Motors Corporation (Old GM), Treasury received preferred and common shares of General Motors Company (New GM).
10/ On 8/24/2009, Treasury exchanged the Series C preferred stock issued by Popular, Inc. for a like amount of non tax-deductible trust preferred securities issued by Popular Capital Trust III, administrative trustee for Popular, Inc., and Popular, Inc. paid a $13 million exchange fee in
connection with this transaction. As of 8/24/2009, the preferred stock was retired and no future dividend payments are required. The life to date payment amount for the preferred stock will remain the same on future reports.
11/ In connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code and the loans made by Treasury to New Chrysler on or about 6/10/2009, Treasury acquired the rights to 9.9% of the common equity
in New Chrysler.
12/ This institution converted to a bank holding company structure and Treasury exchanged its securities for a like amount of securities that comply with the CPP terms applicable to bank holding companies. The institution in which Treasury's original investment was made is shown in
parentheses.
13a/ As of month-end, this institution is in bankruptcy proceedings.
13b/ This institution completed bankruptcy proceedings and Treasury's investment was extinguished. The life to date payment amount will remain the same on future reports.
13c/ As of month-end, the banking subsidiary of this institution has been placed in receivership and the subsidiary's assets and liabilities were ordered to be sold to another bank.
14a/ Payment made after month-end.
14b/ Payment made in a prior period with respect to a payment scheduled in this month.
14c/ Payment with respect to a payment scheduled for next month.
14d/ Payment made with respect to non-current payments.
15/ On 12/23/2009, Citigroup Inc. entered into a termination agreement for the AGP agreement, and in connection with the early termination, Treasury cancelled part of the AGP trust preferred securities. On 9/30/2010, Treasury sold these trust preferred securities, and the life-to-date
payment amount will remain the same on future reports.
16/ On 1/4/2010, Treasury and the fund manager entered into a Winding-Up and Liquidation Agreement. As of February 28, 2010, all debt and equity capital investments have been repaid in full to Treasury. The life to date payment amount will remain the same on future reports.
17/ On 12/11/2009, Treasury exchanged its Series A preferred stock issued by Superior Bancorp, Inc. for a like amount of non tax-deductible trust preferred securities issued by Superior Capital Trust II, administrative trustee for Superior Bancorp.
18/ Accrued dividends or interest paid during this reporting period in respect of a partial capital repayment.
19/ On 12/10/2009, the bankruptcy reorganization plan of CIT Group Inc. became effective and Treasury's preferred stock and warrant investment were extinguished and replaced by Contingent Value Rights (CVRs). On 2/8/2010, the CVRs expired without value as the terms and conditions
for distribution of common shares to holders of CVRs were not met.
20/ For a PPIP fund membership interest, amount (if any) reflects pro-rata distribution to Treasury of gross investment proceeds from the fund, which may be made from time to time in accordance with the terms of the fund's Limited Partnership Agreement.
20a/ Life-To-Date Payment reflects the $278,904.85 distribution made in January 2010.
20b/ Life-to-date payment amount has been adjusted to reflect only the pro-rata equity distributions to Treasury of gross investment proceeds from the fund, made from time to time in accordance with the terms of the fund's Limited Partnership and Loan Agreements. All other equity
capital repayments and/or distributions in excess of total paid in capital are now displayed on the Transactions Report.
21/ On 2/1/2010, following the acquisition of First Market Bank (First Market) by Union Bankshares Corporation (the acquiror), the preferred stock and exercised warrants issued by First Market on 2/6/2009 were exchanged for a like amount of securities of the acquiror (now known as
Union First Market Bankshares Corporation) in a single series with a blended dividend rate equivalent to those of Treasury's original investment.
22/ Amount includes scheduled dividend payment, and prior missed payment amounts (and accrued interest thereon).
23/ Chrysler Holding LLC is now known as CGI Holding LLC (CGI Holding).
Page 1 of 5
24/ On 7/10/2009, CGI Holding repaid Treasury in full for the loan made on 4/29/2009 to capitalize Chrysler Warranty SPV LLC, therefore, no future interest payments are required. The life to date payment amount will remain the same on future reports.
25/ The additional note issued by CGI Holding LLC in connection with the loan for Chrysler Warranty SPV LLC referred to in note 24 was extinguished as part of the settlement payment referred to in note 26.
26/ Under the terms of the credit agreement dated 6/10/2009 in connection with the purchase by Chrysler Group LLC (New Chrysler) of Chrysler LLC's assets in a sale pursuant to section 363 of the Bankruptcy Code, New Chrysler assumed $500 million of debt from CGI Holding issued to
Treasury on 1/2/2009. The remainder of CGI Holding's debt obligation with additional note remained outstanding. Under the loan agreement, as amended on 7/23/2009, Treasury was entitled to proceeds CGI Holding received from Chrysler Financial equal to the greater of $1.375 billion
or 40% of the equity value of Chrysler FinCo. Pursuant to a termination agreement dated 5/14/2010, Treasury agreed to accept a settlement payment of $1.9 billion as satisfaction in full of all existing debt obligations (including additional notes and accrued and unpaid interest) of Chrysler
Holdco, and upon receipt of such payment to terminate all such obligations.
27/ On 4/30/2010, the bankruptcy of Old CarCo LLC (Chrysler LLC or Old Chrysler) was completed and Treasury's debt obligation and additional note investment were extinguished without repayment.
28/ On or about 6/10/2009, Treasury made a new commitment to Chrysler Group LLC (New Chrysler) up to $6.642 billion, plus the $500 million of assumed debt explained in note 26. Until 12/31/2009, accrued interest was added to the value of the note, thereafter interest is due to be
paid quarterly.
29/ On 7/10/2009, Treasury and General Motors Company (New GM) entered into an agreement under which New GM assumed $7.07 billion of General Motors Corporation’s (old GM) obligation under its 6/3/2009 agreement with Treasury.
30/ General Motors Corporation (Old GM) is now known as Motors Liquidation Company. Although interest accrues quarterly, payment is not due until the maturity date of the note.
31/ Although interest accrues monthly, payment is not due until the maturity date of the note.
32/ The institution has repaid this instrument in full to Treasury, therefore no future payments are required. The life to date payment amount will remain the same on future reports.
33/ On 3/30/2010, Treasury exchanged its $7,500,000 of subordinated debentures in GulfSouth Private Bank for an equivalent amount of preferred stock, in connection with its conversion from a Subchapter S-Corporation, that comply with the CPP terms applicable to privately held
qualified financial institutions.
34/ On 3/8/2010, Treasury exchanged its $84,784,000 of preferred stock in Midwest Banc Holdings, Inc. (MBHI) for $89,388,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $84,784,000, plus $4,604,000 of capitalized previously
accrued and unpaid dividends. (See Note 13c.)
35/ On 4/16/2010, Treasury exchanged its $72,000,000 of preferred stock in Independent Bank Corporation (Independent) for $74,426,000 of mandatorily convertible preferred stock (MCP), which is equivalent to the initial investment amount of $72,000,000, plus $2,426,000 of capitalized
previously accrued and unpaid dividends. Subject to the fulfillment by Independent of the conditions related to its capital plan, the MCP may be converted to common stock.
36/ On 8/26/2010, Treasury completed the exchange of its $303,000,000 of Preferred Stock in Sterling Financial Corporation (Sterling) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and Sterling
entered into on 4/29/2010. Since Sterling also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, including those related to its capital plan, Treasury’s $303,000,000 of MCP was subsequently converted into 378,750,000 shares of common stock.
37/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by South Financial Group, Inc. to Toronto-Dominion Bank (TD) at an aggregate purchase price of $130,179,218.75 for the Preferred Stock and $400,000 for the Warrants, pursuant to the terms of the
agreement between Treasury and TD entered into on 5/18/2010. The life-to-date payment amount will remain the same on future reports.
38/ On 6/30/2010, Treasury exchanged $46,400,000 of its Series A Preferred Stock in First Merchants Corporation for a like amount of non tax-deductible Trust Preferred Securities issued by First Merchants Capital Trust III.
39/ In June 2010, this institution prepaid the next four quarterly dividend payments.
40/ On 7/20/2010, Treasury completed the exchange of its $400,000,000 of preferred stock in First BanCorp for $424,174,000 of mandatorily convertible preferred Stock (MCP), which is equivalent to the initial investment amount of $400,000,000, plus $24,174,000 of capitalized previously
accrued and unpaid dividends. On 10/07/2011, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted into 32,941,797 shares of common stock of First BanCorp. Treasury received all accrued and
previously unpaid dividends on the MCP at the time of the conversion. First BanCorp has agreed to have a Treasury observer attend board of directors meetings.
41/ On 8/31/2010, following the completion of the conditions related to Pacific Capital Bancorp's (Pacific Capital) capital plan, Treasury exchanged its $180,634,000 of preferred stock in Pacific Capital for $195,045,000 of mandatorily convertible preferred Stock (MCP), which is equivalent
to the initial investment amount of $180,634,000, plus $14,411,000 of capitalized previously accrued and unpaid dividends. On 9/27/2010, following the completion of the conversion conditions set forth in the Certificate of Designations for the MCP, all of Treasury’s MCP was converted
into 360,833,250 shares of common stock of Pacific Capital. Following a reverse stock split effective 12/28/10, Treasury held 3,608,332 shares of Pacific Capital common stock. Effective 11/30/12, Pacific Capital merged with and into UnionBanCal Corporation and each outstanding share of
common stock of the Company was converted into the right to receive $46.00 per share in cash, and Treasury received $165,983,272 in respect of its common stock and $393,121 in respect of its warrant.
42/ This institution qualified to participate in the Community Development Capital Initiative (CDCI), and has exchanged its Capital Purchase Program investment for an equivalent amount of investment with Treasury under the CDCI program terms.
43/ On 9/30/2010, Treasury completed the exchange of its $ 80,347,000 of Preferred Stock in Hampton Roads Bankshares, Inc. (Hampton) for a like amount of Mandatorily Convertible Preferred Stock (MCP), pursuant to the terms of the exchange agreement between Treasury and
Hampton entered into on 8/12/2010. Since Hampton also fulfilled the conversion conditions set forth in the Certificate of Designations for the MCP, Treasury’s $80,347,000 of MCP was subsequently converted into 52,225,550 shares of common stock.
44/ On 9/30/2010, Treasury completed the sale of all Preferred Stock and Warrants issued by TIB Financial Corp. to North American Financial Holdings, Inc. (NAFH) at an aggregate purchase price of $12,119,637.37 for the Preferred Stock and $40,000 for the Warrants, pursuant to the
terms of the agreement between Treasury and NAFH entered into on 9/24/2010. The life-to-date payment amount will remain the same on future reports.
45/ On 12/3/2010, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by The Bank of Currituck (“Currituck”) to Currituck at an aggregate purchase price of $1,752,850, pursuant to the terms of the agreement
between Treasury and Currituck entered into on 11/5/2010. The life-to-date payment amount will remain the same on future reports.
46/ Treasury entered into an agreement on 1/28/2011 with North American Financial Holdings, Inc. for the sale of all Preferred Stock and Warrants issued by Capital Bank Corporation to Treasury for an aggregate purchase price of $41,279,000. Since the conditions to closing of the sale
were satisfied, the closing of the sale also occurred on 1/28/2011. The life-to-date payment amount will remain the same on future reports.
47/ On 2/15/2011, Treasury completed the sale of all Preferred Stock (including the Preferred Stock received upon the exercise of warrants) issued by Treaty Oak Bancorp (“Treaty Oak”) to Treasury for (i) a cash payment of $500,000, (ii) the right to receive up to $150,000 in principal
payments on a note payable by Carlile Bancshares, Inc. in favor of Treaty Oak, and (iii) a newly issued warrant to purchase 3,098,341 shares of Treaty Oak common stock, pursuant to the terms of the agreement between Treasury and Treaty Oak entered into on 2/15/2011.
48/ On 2/18/11, Treasury completed the exchange of its $135,000,000 of Preferred Stock (including accrued and unpaid dividends thereon) in Central Pacific Financial Corp. for 5,620,117 shares of common stock, pursuant to an exchange agreement dated 2/17/2011. The life-to-date
payment amount will remain the same on future reports.
49/ On 3/1/2011, Treasury entered into an agreement with Ally Financial, Inc. (Ally) and certain other parties to amend and restate the $2,667,000,000 in aggregate liquidation preference of its Ally trust preferred securities so to facilitate a public underwritten offering. At the time of amendment and
restatement, Treasury received all outstanding accrued and unpaid dividends and a distribution fee of $28,170,000.
50/ On 3/2/2011, Treasury entered into an underwritten offering for all of its Ally trust preferred securities, the proceeds of which were $2,638,830,000, which together with the distribution fee referred to in footnote 49, provided total disposition proceeds to Treasury of $2,667,000,000. This amount does
not include the accumulated and unpaid dividends on the trust preferred securities from the date of the amendment and restatement through but excluding the closing date that Treasury will receive separately at settlement.
51/ On 3/4/2011, Treasury completed the sale to Community Bancorp LLC (“CBC”) of all Preferred Stock and Warrants issued by Cadence Financial Corporation (“Cadence”) to Treasury for an aggregate purchase price of $39,014,062.50, pursuant to the terms of the agreement between Treasury and CBC
entered into on 10/29/2010.
52/ On 3/9/2011, Treasury completed the sale of all Subordinated Debentures (including the Subordinated Debentures received upon the exercise of warrants) issued by FBHC Holding Company ("FBHC") to Treasury for an aggregate purchase price of $650,000, pursuant to the terms of the agreement
between Treasury and FBHC entered into on 3/9/2011.
53/ On 5/31/2011, Treasury completed the sale of all Preferred Stock and Warrants issued by First Community Bank Corporation of America (FCBCA) for an aggregate purchase price of (i) $7.20 million plus (ii) 72% of the remaining cash assets after giving effect to the payment of defined acquisition
Page 2 of 5
expenses, debts, liabilities and distributions to other classes of security holders, pursuant to the terms of the agreement between Treasury and FCBCA entered into on 3/11/2011.
54/ As a result of the acquisition of Fidelity Resources Company (the acquired company) by Veritex Holdings, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/26/2009 were exchanged for a like amount of securities of the acquiror, pursuant to the terms of
Page 3 of 5
an agreement among Treasury, the acquired company and the acquiror entered into on 3/23/2011.
55/ As a result of the acquisition of NC Bancorp, Inc. (the acquired company) by Metropolitan Bank Group, Inc. (the acquiror), Treasury exchanged $6,880,000 of its preferred stock in NC Bancorp, Inc. and $71,526,000 of its preferred stock in Metropolitan Bank Group, Inc. for $81,892,000 of a new series of
preferred stock in Metropolitan Bank Group, Inc., which is equivalent to the combined initial investment amount of $78,406,000 plus $3,486,000 of capitalized previously accrued and unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered
into on 3/30/2011. Exercised warrants were also exchanged at the time of the agreement.
56/ Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend.
57/ On 5/13/2011, Treasury completed the sale of all Wilmington Trust Corporation Preferred Stock held by Treasury to M&T Bank Corporation ("M&T") for an aggregate purchase price of $330,000,000.00 plus accrued dividends and exchanged its Wilmington Trust Corporation Warrant for an equivalent
Warrant issued by M&T Bank Corporation, pursuant to the terms of the agreement between Treasury and M&T entered into on 5/13/2010.
58/ On 5/3/2011, Treasury completed the sale of all First Federal Bancshares of Arkansas, Inc. Preferred Stock and Warrants held by Treasury to Bear State Financial Holdings, LLC (“Bear State”) for an aggregate purchase price of $6,000,000.00, pursuant to the terms of the agreement between Treasury and
Bear State entered into on 05/03/2011.
59/ On 7/5/2011, Treasury completed a transaction with Harris Financial Corp., a wholly-owned subsidiary of Bank of Montreal ("BMO"), for the sale of (i) all Marshall & Ilsley Corporation ("M&I") Preferred Stock held by Treasury for a purchase price of $1,715,000,000 plus accrued dividends and (ii) the
Treasury-held M&I Warrant for an amount equal to $3,250,000, pursuant to the terms of the agreement between Treasury and BMO entered into on 05/16/2011.
60/ Amounts were adjusted to reflect non-payment of the $108,355 November 2010 dividend.
61/ On 6/3/2011, Treasury completed the sale of all Whitney Holding Corporation preferred stock and the related warrant held by Treasury to Hancock Holding Company ("HHC") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($300,000,000) plus accrued and unpaid
dividends thereon and (ii) $6,900,000 for the warrant, pursuant to the terms of the agreement between Treasury and HHC entered into on 6/3/2011.
62/ On 6/22/2011, Treasury completed the sale of 2,850,000 shares of common stock at $12.590625 per share (which represents the $12.75 public offering price less underwriting discounts) for net proceeds of $35,883,281.25 pursuant to an underwriting agreement executed on 06/17/2011. On 3/29/2012,
Treasury executed an underwriting agreement for the sale of all of Treasury’s remaining 2,770,117 shares of Central Pacific Financial Corp. common stock at $13.01 per share (which represents the $13.15 public offering price less underwriting discounts) for net proceeds of $36,039,222.17.
63/ On 6/30/2011, Treasury completed the sale of all Cascade Financial Corporation Preferred Stock held by Treasury and the related Warrant to Opus Acquisition, Inc. ("Opus") for an aggregate purchase price of $16,250,000.00, pursuant to the terms of the agreement between Treasury and Opus entered
into on 06/30/2011.
64/ Accrued interest received with respect to the sale of a SBA 7(A) security.
65/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 using proceeds received in connection with the institution’s participation in the Small Business Lending Fund.
66/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 - part of the repayment amount obtained from proceeds received in connection with the institution’s participation in the Small Business Lending Fund.
67/ On 10/21/2011, Treasury completed the exchange of all FNB United Corp. ("FNB United") preferred stock and warrants held by Treasury for 108,555,303 shares of FNB United common stock and an amended and restated warrant, pursuant to the terms of the agreement between Treasury and FNB
United entered into on 08/12/2011.
68/ On 9/7/2011, Treasury completed the sale of all Green Bankshares, Inc. Preferred Stock held by Treasury and the related Warrant to North American Financial Holdings, Inc. ("NAFH") for an aggregate purchase price of $68,700,000.00, pursuant to the terms of the agreement between Treasury and NAFH
entered into on 9/6/2011.
69/ As a result of the acquisition of Berkshire Bancorp, Inc. (the acquired company) by Customers Bancorp, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 6/12/2009 were exchanged for a like amount of securities of the acquiror plus accrued and
previously unpaid dividends, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 9/16/2011.
70/ Repayment pursuant to Title VII, Section 7001(g) of the American Recovery and Reinvestment Act of 2009 in connection with the institution’s participation in the Small Business Lending Fund, which occurred at a later date.
71/ On 10/28/2011, Treasury completed the exchange of all Carver Bancorp, Inc. ("Carver") preferred stock held by Treasury for 2,321,286 shares of Carver common stock, pursuant to the terms of the agreement between Treasury and Carver entered into on 06/29/2011. Accrued and previously unpaid
dividends were paid on the date of the exchange.
72/ On 10/21/2011, Treasury completed the sale of all Santa Lucia Bancorp preferred stock and warrants held by Treasury to CCI One Acquisition Corporation ("CCI") for an aggregate purchase price of $2,800,000.00, pursuant to the terms of the agreement between Treasury and CCI entered into on
10/20/2011.
73/ As a result of a reincorporation transaction whereby Crescent Financial Corporation (CFC) was merged into Crescent Financial Bancshares, Inc. (CFB), the preferred stock and warrant issued by CFC on 1/9/2009 were exchanged for a like amount of securities of CFB, pursuant to the terms of an
agreement among Treasury, CFC and CFB entered into on 11/15/2011.
74/ As a result of the acquisition of Center Financial Corporation by BBCN Bancorp, Inc. (formerly Nara Bancorp, Inc.), the preferred stock and warrant issued by Center Financial Corporation were exchanged for a like amount of securities of BBCN Bancorp, Inc., pursuant to the terms of an agreement among
Treasury, Center Financial Corporation, and BBCN Bancorp, Inc. entered into on 11/30/2011.
75/ This SBA 7a security was sold in a prior period and all trailing principal and interest payments have been received. The life to date payment amount will remain the same on future reports.
76/ On 1/3/2012, Treasury completed (i) the sale to F.N.B. Corporation (“F.N.B.”) of all of the preferred stock that had been issued to Parkvale Financial Corporation (“Parkvale”) by Treasury for a purchase price of $31,762,000 plus accrued dividends and (ii) the exchange of the Parkvale warrant held by
Treasury for a like F.N.B. warrant, pursuant to the terms of the agreement between Treasury and F.N.B. entered into on 12/29/2011 in connection with the merger of Parkvale and F.N.B. effective 01/01/2012.
77/ On 1/27/2012, Treasury completed the sale of all of the preferred stock and exercised warrants that had been issued to Treasury by Regents Bancshares, Inc. (“Regents”) to Grandpoint Capital, Inc. (“Grandpoint”) for an aggregate purchase price of $13,214,858.00, pursuant to the terms of the
agreement between Treasury and Grandpoint entered into on 1/27/2012.
78/ On 2/10/2012, Treasury entered into an agreement with Broadway Financial Corporation to exchange Treasury’s $15,000,000 of preferred stock for common stock. The exchange is subject to the fulfillment by Broadway Financial Corporation of certain conditions, including the satisfactory completion of
a capital plan.
79/ On 3/9/2012, Treasury completed the sale of all Mainline Bancorp, Inc. preferred stock and exercised warrants held by Treasury to 9th Street Holdings, Inc., a subsidiary of S&T Bancorp, Inc., for an aggregate purchase price of $4,725,000 plus accrued and unpaid dividends, pursuant to the terms of an
agreement among Treasury, 9th Street Holdings, Inc., and S&T Bancorp, Inc. entered into on 3/8/2012.
80/ Treasury completed a secondary public offering for this institution in which the preferred stock issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends were paid with respect to the secondary public offering. No future dividend payments are
required. The life to date payment amount will remain the same on future reports.
81/ On 4/13/2012, Treasury completed the sale of all Gateway Bancshares, Inc. preferred stock held by Treasury to First Volunteer Corporation ("First Volunteer") for an aggregate purchase price of $6,300,000.00 plus accrued and unpaid dividends, pursuant to the terms of the agreement between Treasury
and First Volunteer entered into on 4/13/2012.
82/ On 4/20/2012, Treasury completed the sale of all The Connecticut Bank and Trust Company preferred stock held by Treasury to Berkshire Bank for an aggregate purchase price of $6,289,966.33 consisting of (a) (i) $5,448,000.00 for the preferred stock plus (ii) all accrued and unpaid dividends and (b)
$792,783.00 for the Warrant, pursuant to the terms of the agreement by and among Treasury, The Connecticut Bank and Trust Company, and Berkshire Bank entered into on 4/19/2012.
83/ On 4/24/2012, Treasury completed the sale of all Peoples Bancorporation, Inc. ("Peoples") preferred stock held by Treasury to SCBT Financial Corporation ("SCBT") for an aggregate purchase price of $13,293,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among
Treasury, Peoples, and SCBT entered into on 4/24/2012.
Page 4 of 5
84/ On 8/14/2012, Treasury completed the sale of all Millennium Bancorp, Inc. (Millennium) Preferred Stock held by Treasury to CIC Bancshares, Inc. (CIC) for an aggregate purchase price of (i) $2.904 million plus (ii) accrued and unpaid dividends on the Preferred Stock as of the closing date, pursuant to an
agreement by and amount Treasury, CIC, and Millennium entered into on 4/20/2012.
85/ On 7/17/2012, Treasury completed the sale of all Heartland Bancshares, Inc. ("Heartland") preferred stock held by Treasury to Horizon Bancorp for an aggregate purchase price of $7,248,000 plus accrued and unpaid dividends, pursuant to the terms of the agreement by and among Treasury, Heartland,
and Horizon Bancorp entered into on 7/17/2012.
86/ As a result of the acquisition of Community Holding Company of Florida, Inc. (the acquired company) by Community Bancshares of Mississippi, Inc. (the acquiror), the preferred stock and exercised warrants issued by the acquired company on 2/6/2009 were exchanged for a like amount of securities of
the acquiror, pursuant to the terms of an agreement among Treasury, the acquired company and the acquiror entered into on 7/19/2012.
87/ On 7/27/2012, Treasury entered into an agreement with Pinnacle Bank Holding Company, Inc. (“Pinnacle”) pursuant to which Treasury agreed to sell its CPP preferred stock back to Pinnacle at a discount subject to the satisfaction of the conditions specified in the agreement.
88/ On 8/1/2012, Treasury completed the sale of all VIST Financial Corp. ("VIST") preferred stock and the related warrant held by Treasury to Tompkins Financial Corporation ("Tompkins") for an aggregate purchase price equal to (i) the par amount of the preferred stock ($25,000,000) plus accrued and
unpaid dividends thereon and (ii) $1,189,813 for the warrant, pursuant to the terms of the agreement by and among Treasury, VIST, and Tompkins entered into on 8/1/2012.
89/ On 8/20/2012, Treasury completed the sale of 5,738,637 split adjusted shares of Sterling Financial Corporation common stock at $20.00 per share (less underwriting discounts) for net proceeds of $113,338,080.75, pursuant to an underwriting agreement executed on 8/14/2012.
90/ On 8/21/2012, Treasury completed the sale of 230,000 shares of M&T Bank Corporation Series A Preferred Shares and 151,500 shares of M&T Bank Corporation Series C Preferred Shares at $1,000.00 per share plus accrued dividends for proceeds of $381,500,000.00 plus accrued dividends, pursuant to
an underwriting agreement executed on 8/17/2012.
91/ On 7/12/2012, Treasury completed the sale of all Naples Bancorp, Inc. ("Naples Bancorp") preferred stock held by Treasury to Naples Bancorp for an aggregate purchase price of $600,000.00, pursuant to the terms of the agreement between Treasury and Naples Bancorp entered into on 7/12/2012.
92/ Treasury completed a sale to qualified institutional buyers for this institution in which the preferred stock or subordinated debentures issued by this institution and held by Treasury was sold through a modified Dutch auction. Accrued dividends were paid with respect to the auction. No future dividend
payments are required. The life to date payment amount will remain the same on future reports.
93/ On 9/26/2012, Treasury completed the sale of all Central Federal Corporation preferred stock and the related warrant held by UST for an aggregate purchase price of $3,000,000, pursuant to the terms of the agreement entered into on 9/12/2012.
94/ On 10/25/2012, pursuant to the terms of the merger of First Community Bancshares, Inc. ("First Community") and Equity Bancshares, Inc. ("Equity"), Treasury received a like amount of preferred stock and exercised warrants from Equity in exchange for Treasury's original investment in First Community,
plus accrued and unpaid dividends, pursuant to a placement agency agreement executed on 10/23/2012.
95/ In connection with the merger of Fidelity Bancorp, Inc. (“Fidelity”) and WesBanco, Inc. (“WesBanco”) effective 01/01/2012, Treasury (i) sold to WesBanco all of the preferred stock that had been issued by Fidelity to Treasury for a purchase price of $7,000,000 plus accrued dividends and (ii) exchanged
the Fidelity warrant held by Treasury for a like WesBanco warrant, pursuant to the terms of an agreement among Treasury and WesBanco entered into on 11/28/2012.
96/ On 11/30/12, Western Reserve Bancorp, Inc. was acquired by an affiliate of Westfield Bancorp, Inc. Pursuant to the terms of the merger, each outstanding share of Series A and Series B preferred stock issued to Treasury was redeemed for the respective principal amount together with accrued and
unpaid dividends thereon.
Page 5 of 5
Page 1 of 5
CAPITAL PURCHASE PROGRAM (CPP) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF NOVEMBER 30, 2012
24
Total CPP Investment Amount
$
Outstanding CPP Investment Amount as of November 30, 2012
$
Total CPP Dividends/Interest Paid as of November 30, 2012
204,943,827,320
1
2, 3
Non-Current CPP Dividends/Interest
Non-Current Cumulative Dividends:
Non-Current Non-Cumulative Dividends:
Non-Current S-Corp/Interest:
7,763,126,740
Non-Current
Notes
15
4, 42
4, 45
28
15
4, 15, 43
4, 30, 5
7
27
15
27
15, 36
4, 22
4
35
7
4, 45
15
15
49
8, 21, 46
37
28
6, 7
7
27
28
4, 42
Institution Name
CUMULATIVE DIVIDENDS:
1st FS Corporation
AB&T Financial Corporation
Alarion Financial Services, Inc.
Alaska Pacific Bancshares, Inc. (not a portfolio institution)
Allied First Bancorp, Inc.
Alpine Banks of Colorado (not a portfolio institution)
Anchor BanCorp Wisconsin, Inc.
Atlantic Bancshares, Inc.
BancTrust Financial Group, Inc.
Bank of the Carolinas Corporation
Bankers' Bank of the West Bancorp, Inc.
BCB Holding Company, Inc.
Berkshire Bancorp, Inc. (Customers Bancorp, Inc.) (not a portfolio institution)
Blue Ridge Bancshares, Inc. (not a portfolio institution)
Blue River Bancshares, Inc. (not a portfolio institution)
Blue Valley Ban Corp
BNB Financial Services Corporation
BNCCORP, Inc.
Bridgeview Bancorp, Inc.
Broadway Financial Corporation
Cadence Financial Corporation (not a portfolio institution)
CalWest Bancorp
Capital Commerce Bancorp, Inc.
Carolina Bank Holdings, Inc.
Carrollton Bancorp
Cascade Financial Corporation (not a portfolio institution)
CB Holding Corp. (not a portfolio institution)
CBS Banc-Corp (not a portfolio institution)
Cecil Bancorp, Inc.
Central Bancorp, Inc.
Central Federal Corporation (not a portfolio institution)
Central Pacific Financial Corp. (not a portfolio institution)
Central Virginia Bankshares, Inc.
Centrue Financial Corporation
CIT Group Inc. (not a portfolio institution)
Citizens Bancorp (not a portfolio institution)
Citizens Bancshares Co. (MO)
Citizens Commerce Bancshares, Inc.
Citizens Republic Bancorp, Inc.
City National Bancshares Corporation
Clover Community Bankshares, Inc. (not a portfolio institution)
Unpaid Dividends/Interest 2
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
16,369,000
3,500,000
6,514,000
4,781,000
3,652,000
70,000,000
110,000,000
2,000,000
50,000,000
13,179,000
12,639,000
1,706,000
2,892,000
12,000,000
5,000,000
21,750,000
7,500,000
20,093,000
38,000,000
15,000,000
44,000,000
4,656,000
5,100,000
16,000,000
9,201,000
38,970,000
4,114,000
24,300,000
11,560,000
22,500,000
7,225,000
135,000,000
11,385,000
32,668,000
2,330,000,000
10,400,000
24,990,000
6,300,000
300,000,000
9,439,000
3,000,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,046,125
306,250
355,040
119,525
298,605
3,815,000
20,854,167
190,435
1,875,000
1,317,900
1,549,868
162,663
197,063
327,000
204,375
4,078,125
1,021,875
3,285,300
5,695,250
1,875,000
550,000
570,983
694,875
1,200,000
805,088
3,409,875
224,240
1,655,438
1,734,000
2,145,938
722,500
11,812,500
1,707,750
5,716,900
29,125,000
1,275,300
4,086,000
1,115,888
45,000,000
1,415,850
204,375
Payments Made Later
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4
119,525
3,815,000
344,415
197,063
327,000
550,000
400,000
1,655,438
11,812,500
204,375
Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
11,822,799,255
$
$
$
$
403,256,577
363,180,467
22,633,391
17,442,718
Number of Missed
2, 3
2,046,125
306,250
355,040
298,605
20,854,167
190,435
1,875,000
1,317,900
1,205,453
162,663
N/A
N/A
4,078,125
1,021,875
3,285,300
5,695,250
1,875,000
N/A
570,983
694,875
800,000
805,088
N/A
N/A
1,734,000
2,145,938
N/A
1,707,750
5,716,900
N/A
N/A
4,086,000
1,115,888
45,000,000
1,415,850
-
Payments
10
7
4
0
6
0
15
7
3
8
9
7
0
0
3
15
10
12
11
10
0
9
10
4
7
7
4
0
12
7
8
0
12
14
2
9
12
13
12
12
0
7
Page 2 of 5
Non-Current
Notes
15
15
4, 37
15
4
4
4, 34
15
15
15, 50
4
15
8, 12, 15
28
26
25
15
4
15
28
15
15
8, 33
7
38
4
15
29
4
7
16
4
15
4, 41
4, 5
4, 15
4
15
4
15
Institution Name
Coastal Banking Company, Inc.
CoastalSouth Bancshares, Inc.
Coloeast Bankshares, Inc.
Colony Bankcorp, Inc.
Community Bankers Trust Corporation
Community Financial Shares, Inc.
Community First, Inc.
Community West Bancshares
Congaree Bancshares, Inc. (not a portfolio institution)
Covenant Financial Corporation
Crescent Financial Bancshares, Inc. (Crescent Financial Corporation)
CSRA Bank Corp.
Delmar Bancorp
Dickinson Financial Corporation II
Eastern Virginia Bankshares, Inc.
Equity Bancshares, Inc. (First Community Bancshares, Inc (KS))
Farmers & Merchants Bancshares, Inc.
FC Holdings, Inc.
Fidelity Federal Bancorp
First Alliance Bancshares, Inc.
First BanCorp (PR)
First Banks, Inc.
First Community Bank Corporation of America (not a portfolio institution)
First Federal Bancshares of Arkansas, Inc. (not a portfolio institution)
First Financial Service Corporation
First Gothenburg Bancshares, Inc. (not a portfolio institution)
First Place Financial Corp.(not a portfolio institution)
First Reliance Bancshares, Inc.
First Security Group, Inc.
First Southwest Bancorporation, Inc.
First United Corporation
Flagstar Bancorp, Inc.
Florida Bank Group, Inc.
FNB United Corp.
FPB Bancorp, Inc. (FL) (not a portfolio institution)
Gateway Bancshares, Inc. (not a portfolio institution)
Germantown Capital Corporation (not a portfolio institution)
Grand Mountain Bancshares, Inc.
Green Bankshares, Inc. (not a portfolio institution)
Green Circle Investments, Inc.
Greer Bancshares Incorporated
Gregg Bancshares, Inc. (not a portfolio institution)
Hampton Roads Bankshares, Inc.
Harbor Bankshares Corporation
HCSB Financial Corporation
Heartland Bancshares, Inc. (not a portfolio institution)
Heritage Commerce Corp (not a portfolio institution)
Heritage Oaks Bancorp
Highlands Independent Bancshares, Inc.
HomeTown Bankshares Corporation (not a portfolio institution)
HMN Financial, Inc.
IA Bancorp, Inc.
Idaho Bancorp
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
9,950,000
16,015,000
10,000,000
28,000,000
17,680,000
6,970,000
17,806,000
15,600,000
3,285,000
5,000,000
24,900,000
2,400,000
9,000,000
146,053,000
24,000,000
14,800,000
11,000,000
21,042,000
6,657,000
3,422,000
400,000,000
295,400,000
10,685,000
16,500,000
20,000,000
7,570,000
72,927,000
15,349,000
33,000,000
5,500,000
30,000,000
266,657,000
20,471,000
51,500,000
5,800,000
6,000,000
4,967,000
3,076,000
72,278,000
2,400,000
9,993,000
825,000
80,347,000
6,800,000
12,895,000
7,000,000
40,000,000
21,000,000
6,700,000
10,000,000
26,000,000
5,976,000
6,900,000
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2
995,000
1,476,913
817,500
1,400,000
1,547,000
759,820
1,698,200
585,000
268,515
272,500
1,556,250
294,300
613,125
27,859,720
2,400,000
2,016,500
449,625
3,727,035
1,054,499
93,245
42,681,526
56,347,550
534,250
1,031,250
2,250,000
103,153
5,469,525
1,045,600
4,950,000
899,250
3,375,000
13,332,850
2,510,348
3,862,500
435,000
163,500
67,668
580,290
3,613,900
32,700
1,089,300
101,115
4,017,350
1,020,000
1,289,500
372,320
3,500,000
2,362,500
730,300
800,490
2,600,000
207,316
1,316,175
Payments Made Later
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4
1,547,000
268,515
272,500
1,556,250
2,016,500
149,875
42,681,526
103,153
3,862,500
163,500
67,668
32,700
170,000
372,320
3,500,000
2,362,500
800,490
128,588
-
Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
2, 3
995,000
1,476,913
817,500
1,400,000
759,820
1,698,200
585,000
294,300
613,125
27,859,720
2,400,000
299,750
3,727,035
1,054,499
93,245
56,347,550
N/A
N/A
2,250,000
N/A
1,045,600
4,950,000
899,250
3,375,000
13,332,850
2,510,348
N/A
N/A
580,290
N/A
1,089,300
N/A
N/A
850,000
1,289,500
730,300
2,600,000
78,728
1,316,175
Payments
8
7
6
4
0
8
7
3
0
0
0
9
5
14
8
0
2
13
12
2
0
14
4
5
9
0
6
5
12
12
9
4
9
0
6
0
0
14
4
0
8
9
0
10
8
0
0
0
8
0
8
1
14
7
Page 3 of 5
Non-Current
Notes
8, 9, 15
7
37
28
7
15
4, 5
4, 42
8, 15, 23
15
7, 8
4, 44
4, 5
47
15
15
4, 5
15
15
15
37
13, 15
6, 7
37
15
4
4
7
15
4, 45
28
15, 7
4, 5
4
15
15
37
28
Institution Name
Independent Bank Corporation
Indiana Bank Corp.
Integra Bank Corporation (not a portfolio institution)
Intermountain Community Bancorp
Intervest Bancshares Corporation
Legacy Bancorp, Inc. (not a portfolio institution)
Liberty Shares, Inc.
Madison Financial Corporation
Market Bancorporation, Inc.
Mercantile Bank Corporation (not a portfolio institution)
MetroCorp Bancshares, Inc. (not a portfolio institution)
Metropolitan Bank Group, Inc.
Mid-Wisconsin Financial Services, Inc.
Midwest Banc Holdings, Inc. (not a portfolio institution)
Millennium Bancorp, Inc. (not a portfolio institution)
Monadnock Bancorp, Inc.
Monarch Community Bancorp, Inc.
MS Financial, Inc. (not a portfolio institution)
Naples Bancorp, Inc. (not a portfolio institution)
National Bancshares, Inc.
NCAL Bancorp
Northeast Bancorp (not a portfolio institution)
Northern States Financial Corporation
Northwest Bancorporation, Inc.
Old Second Bancorp, Inc.
Omega Capital Corp.
Pacific Capital Bancorp (not a portfolio institution)
Pacific City Financial Corporation
Pacific Coast National Bancorp (not a portfolio institution)
Pacific International Bancorp Inc
Patapsco Bancorp, Inc.
Pathway Bancorp
Patriot Bancshares, Inc.
Patterson Bancshares, Inc
Peninsula Bank Holding Co.
Pierce County Bancorp (not a portfolio institution)
Pinnacle Bank Holding Company
Plumas Bancorp
Porter Bancorp, Inc.
Prairie Star Bancshares, Inc.
Premier Bank Holding Company
Premier Financial Bancorp, Inc. (not a portfolio institution)
Premierwest Bancorp
Princeton National Bancorp, Inc. (not a porfolio institution)
Private Bancorporation, Inc.
Provident Community Bancshares, Inc.
RCB Financial Corporation
Redwood Capital Bancorp (not a portfolio institution)
Regent Bancorp, Inc
Reliance Bancshares, Inc.
Ridgestone Financial Services, Inc.
Rising Sun Bancorp
Rogers Bancshares, Inc.
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
72,000,000
1,312,000
83,586,000
27,000,000
25,000,000
5,498,000
17,280,000
3,370,000
2,060,000
21,000,000
45,000,000
71,526,000
10,000,000
84,784,000
7,260,000
1,834,000
6,785,000
7,723,000
4,000,000
24,664,000
10,000,000
4,227,000
17,211,000
10,500,000
73,000,000
2,816,000
180,634,000
16,200,000
4,120,000
6,500,000
6,000,000
3,727,000
26,038,000
3,690,000
6,000,000
6,800,000
4,389,000
11,949,000
35,000,000
2,800,000
9,500,000
22,252,000
41,400,000
25,083,000
8,222,000
9,266,000
8,900,000
3,800,000
9,982,000
40,000,000
10,900,000
5,983,000
25,000,000
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2
11,403,021
89,425
7,313,775
4,050,000
3,750,000
206,175
2,118,960
505,203
280,675
1,312,500
2,250,000
10,197,138
953,750
4,239,200
989,175
199,960
1,017,750
526,113
327,000
2,688,340
817,500
52,838
2,796,788
1,573,688
8,212,500
498,843
13,547,550
3,090,150
112,270
812,500
899,250
660,043
2,838,160
201,150
312,500
370,600
597,900
1,642,988
2,187,500
419,650
1,423,813
556,300
6,727,500
2,194,763
975,195
1,158,250
703,680
51,775
1,360,025
4,360,000
1,930,663
1,059,695
4,428,125
Payments Made Later
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4
1,800,000
1,312,500
2,250,000
2,923,605
4,239,200
989,175
526,113
52,838
13,547,550
201,150
312,500
556,300
51,775
136,003
-
Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
2, 3
9,603,021
89,425
N/A
4,050,000
3,750,000
N/A
2,118,960
505,203
280,675
7,273,533
953,750
199,960
1,017,750
N/A
2,688,340
817,500
2,796,788
1,573,688
8,212,500
498,843
3,090,150
N/A
812,500
899,250
660,043
2,838,160
N/A
597,900
1,642,988
2,187,500
419,650
1,423,813
6,727,500
2,194,763
975,195
1,158,250
703,680
1,224,023
4,360,000
1,930,663
1,059,695
4,428,125
Payments
11
5
7
12
12
3
9
11
10
0
0
7
7
0
0
8
12
0
6
8
6
0
13
11
9
13
0
14
2
10
11
13
8
0
0
4
10
11
5
11
11
0
13
7
9
10
6
0
9
8
13
13
13
7
Page 4 of 5
Non-Current
Notes
28
32
4, 39
7
15
4, 5
15
15
10, 14, 48
15
7
15
15
7
15
11
17
15
4, 37, 42, 43
20
4, 45
4, 5
7
4
4
15
37
4, 15, 42
42
4, 5
42
37
5
5
37
19
4, 42
4
45
7
5
Institution Name
Royal Bancshares of Pennsylvania, Inc.
Santa Lucia Bancorp (not a portfolio institution)
Seacoast Banking Corporation of Florida (not a portfolio institution)
Severn Bancorp, Inc.
Sonoma Valley Bancorp (not a portfolio institution)
SouthCrest Financial Group, Inc.
Southern Community Financial Corp. (not a portfolio institution)
SouthFirst Bancshares, Inc.
Southwest Bancorp, Inc. (not a portfolio institution)
Spirit BankCorp, Inc.
Standard Bancshares, Inc.
Sterling Financial Corporation (WA) (not a portfolio institution)
Stonebridge Financial Corp.
Superior Bancorp Inc. (not a portfolio institution)
Syringa Bancorp
TCB Holding Company
Tennessee Commerce Bancorp, Inc. (not a portfolio institution)
Tennessee Valley Financial Holdings, Inc.
The Baraboo Bancorporation, Inc.
The Queensborough Company
The South Financial Group, Inc. (not a portfolio institution)
TIB Financial Corp (not a portfolio institution)
Tidelands Bancshares, Inc
Timberland Bancorp, Inc.(not a portfolio institution)
Treaty Oak Bancorp, Inc. (not a portfolio institution)
Trinity Capital Corporation (not a portfolio institution)
Tristate Capital Holdings, Inc. (not a portfolio institution)
UCBH Holdings, Inc. (not a portfolio institution)
United Community Banks, Inc.
Valley Financial Corporation
Village Bank and Trust Financial Corp.
Western Community Bancshares, Inc.
White River Bancshares Company
Worthington Financial Holdings, Inc.
Yadkin Valley Financial Corporation (not a portfolio institution)
NON-CUMULATIVE DIVIDENDS:
Bank of Commerce (not a portfolio institution)
Bank of George
Beach Business Bank (not a portfolio institution)
Carolina Trust Bank (not a portfolio institution)
Citizens Bank & Trust Company
Colonial American Bank (not a portfolio institution)
Commerce National Bank (not a portfolio institution)
Commonwealth Business Bank
Community 1st Bank
Community Bank of the Bay (not a portfolio institution)
Corning Savings and Loan Association (not a portfolio institution)
DeSoto County Bank
Exchange Bank (not a portfolio institution)
First Intercontinental Bank
First Sound Bank
Fort Lee Federal Savings Bank (not a portfolio institution)
Fresno First Bank(not a portfolio institution)
Purchase Amount
Unpaid Dividends/Interest
2
Payments Made Later
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
30,407,000
4,000,000
50,000,000
23,393,000
8,653,000
12,900,000
42,750,000
2,760,000
70,000,000
30,000,000
60,000,000
303,000,000
10,973,000
69,000,000
8,000,000
11,730,000
30,000,000
3,000,000
20,749,000
12,000,000
347,000,000
37,000,000
14,448,000
16,641,000
3,268,000
35,539,000
23,000,000
298,737,000
180,000,000
16,019,000
14,738,000
7,290,000
16,800,000
2,720,000
49,312,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
5,321,225
200,000
5,625,000
877,238
353,715
1,406,100
3,740,625
150,420
3,500,000
3,678,750
4,905,000
18,937,500
1,644,665
2,587,500
1,417,000
1,758,158
1,125,000
490,500
565,390
1,635,000
13,012,500
1,850,000
1,625,400
1,872,113
135,340
1,452,660
313,375
3,734,213
2,250,000
1,001,188
1,289,575
993,375
1,831,200
148,240
3,082,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,000,000
2,672,000
6,000,000
4,000,000
2,400,000
574,000
5,000,000
7,701,000
2,550,000
1,747,000
638,000
2,681,000
43,000,000
6,398,000
7,400,000
1,300,000
1,968,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
122,625
254,905
163,500
150,000
163,500
15,655
150,000
1,049,250
323,994
72,549
8,695
25,624
585,875
523,050
1,110,000
106,275
33,357
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4
5,625,000
3,740,625
3,500,000
1,872,113
1,452,660
313,375
2,250,000
1,001,188
3,082,000
Dividends/Interest
$
Number of Missed
2, 3
Payments
$
$
$
$
$
$
$
5,321,225
N/A
877,238
N/A
1,406,100
150,420
3,678,750
4,905,000
N/A
1,644,665
N/A
1,417,000
1,758,158
N/A
490,500
565,390
1,635,000
N/A
N/A
1,625,400
N/A
N/A
1,289,575
993,375
1,831,200
148,240
-
14
4
0
3
3
8
0
4
0
9
6
0
11
3
13
11
3
12
2
10
0
4
9
0
3
0
0
1
0
0
7
10
8
4
0
- $
- $
163,500 $
- $
- $
- $
- $
8,695 $
25,624 $
- $
- $
- $
122,625
254,905
150,000
163,500
N/A
N/A
1,049,250
323,994
N/A
N/A
523,050
1,110,000
N/A
33,357
3
7
0
3
5
2
3
10
10
0
0
0
1
6
12
6
2
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
7
Page 5 of 5
Non-Current
Notes
15
4
15
4
7
15
4
15
4
37
4, 5
18
40
4
7
4, 19
15
4
37
4
4
31
28
4, 5
4, 15
15
Institution Name
Georgia Primary Bank
Gold Canyon Bank
Goldwater Bank, N.A.
GulfSouth Private Bank (not a portfolio institution)
Lone Star Bank
Marine Bank & Trust Company
Maryland Financial Bank
Midtown Bank & Trust Company
Northwest Commercial Bank
Ojai Community Bank
One Georgia Bank (not a portfolio institution)
OneUnited Bank
Pacific Commerce Bank
Premier Service Bank
Presidio Bank
Randolph Bank & Trust Company
Saigon National Bank
Santa Clara Valley Bank, N.A.
Seacoast Commerce Bank (not a portfolio institution)
The Bank of Currituck (not a portfolio institution)
The Connecticut Bank and Trust Company (not a portfolio institution)
The Freeport State Bank
Tifton Banking Company (not a portfolio institution)
Tri-State Bank of Memphis (not a portfolio institution)
U.S. Century Bank
United American Bank
US Metro Bank
Valley Community Bank
Virginia Company Bank
S-CORPORATION/INTEREST:
Alliance Financial Services, Inc.
Biscayne Bancshares, Inc.
Boscobel Bancorp, Inc
Brogan Bankshares, Inc.
Community Pride Bank Corporation
Duke Financial Group, Inc.
FBHC Holding Company (not a portfolio institution)
First Trust Corporation
Great River Holding Company
Investors Financial Corporation of Pettis County, Inc.(not a portfolio institution)
OneFinancial Corporation
OSB Financial Services, Inc. (not a portfolio institution)
Plato Holdings Inc.
Premier Financial Corp
Riverside Bancshares, Inc.
Security State Bank Holding-Company
Suburban Illinois Bancorp, Inc.
Notes appear in the pages to follow.
Purchase Amount
Unpaid Dividends/Interest
2
Payments Made Later
4
Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4,500,000
1,607,000
2,568,000
7,500,000
3,072,000
3,000,000
1,700,000
5,222,000
1,992,000
2,080,000
5,500,000
12,063,000
4,060,000
4,000,000
10,800,000
6,229,000
1,549,000
2,900,000
1,800,000
4,021,000
5,448,000
301,000
3,800,000
2,795,000
50,236,000
8,700,000
2,861,000
5,500,000
4,700,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
867,913
232,843
454,740
494,063
632,162
367,875
92,650
853,770
135,750
56,680
605,328
2,261,813
529,819
759,972
703,656
424,300
328,613
434,638
14,170
219,140
246,673
36,900
51,775
69,875
8,213,640
1,771,477
237,778
524,563
61,968
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
69,960
71,148
55,318
703,656
14,170
36,900
69,875
81,858
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
12,000,000
6,400,000
5,586,000
2,400,000
4,400,000
12,000,000
3,035,000
17,969,000
8,400,000
4,000,000
17,300,000
6,100,000
2,500,000
6,349,000
1,100,000
10,750,000
15,000,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
3,020,400
130,238
1,171,560
302,040
624,778
1,761,900
123,127
4,145,727
1,585,710
922,900
1,052,999
383,843
155,450
1,331,548
46,145
2,480,484
2,202,375
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
130,238
1,761,900
383,843
676,496
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
2, 3
Payments
867,913
232,843
384,780
N/A
632,162
367,875
92,650
782,623
135,750
56,680
N/A
2,261,813
474,501
759,972
424,300
328,613
434,638
N/A
N/A
N/A
N/A
N/A
8,213,640
1,771,477
155,920
524,563
61,968
14
11
11
5
15
9
4
11
5
2
8
15
9
14
0
5
16
11
0
4
4
0
1
0
12
15
4
7
1
3,020,400
1,171,560
302,040
624,778
N/A
4,145,727
1,585,710
N/A
1,052,999
155,450
1,331,548
46,145
1,803,988
2,202,375
12
0
10
6
7
0
2
11
9
11
3
0
3
10
2
8
7
7
CAPITAL PURCHASE PROGRAM (CPP) PORTFOLIO MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF NOVEMBER 30, 2012
24
$
204,943,827,320
Outstanding CPP Investment Amount as of November 30, 2012
$
7,763,126,740
Total CPP Investment Amount
Notes
15
28
15
4, 15, 43
27
15
27
15, 36
4
15
15
37
28
27
28
15
15
15
15
15
15, 50
4
15
28
15
Institution Name
CUMULATIVE DIVIDENDS:
1st FS Corporation
AB&T Financial Corporation
Alarion Financial Services, Inc.
Allied First Bancorp, Inc.
Anchor BanCorp Wisconsin, Inc.
Atlantic Bancshares, Inc.
BancTrust Financial Group, Inc.
Bank of the Carolinas Corporation
Bankers' Bank of the West Bancorp, Inc.
BCB Holding Company, Inc.
Blue Valley Ban Corp
BNB Financial Services Corporation
BNCCORP, Inc.
Bridgeview Bancorp, Inc.
Broadway Financial Corporation
CalWest Bancorp
Capital Commerce Bancorp, Inc.
Carolina Bank Holdings, Inc.
Carrollton Bancorp
Cecil Bancorp, Inc.
Central Bancorp, Inc.
Central Virginia Bankshares, Inc.
Centrue Financial Corporation
Citizens Bancshares Co. (MO)
Citizens Commerce Bancshares, Inc.
Citizens Republic Bancorp, Inc.
City National Bancshares Corporation
Coastal Banking Company, Inc.
CoastalSouth Bancshares, Inc.
Coloeast Bankshares, Inc.
Colony Bankcorp, Inc.
Community Financial Shares, Inc.
Community First, Inc.
Community West Bancshares
CSRA Bank Corp.
Delmar Bancorp
Dickinson Financial Corporation II
Eastern Virginia Bankshares, Inc.
Equity Bancshares, Inc. (First Community Bancshares, Inc (KS))
Farmers & Merchants Bancshares, Inc.
FC Holdings, Inc.
Fidelity Federal Bancorp
First Alliance Bancshares, Inc.
First Banks, Inc.
First Financial Service Corporation
Total CPP Dividends/Interest Paid as of November 30, 2012
16,369,000
3,500,000
6,514,000
3,652,000
110,000,000
2,000,000
50,000,000
13,179,000
12,639,000
1,706,000
21,750,000
7,500,000
20,093,000
38,000,000
15,000,000
4,656,000
5,100,000
16,000,000
9,201,000
11,560,000
22,500,000
11,385,000
32,668,000
24,990,000
6,300,000
300,000,000
9,439,000
9,950,000
16,015,000
10,000,000
28,000,000
6,970,000
17,806,000
15,600,000
2,400,000
9,000,000
146,053,000
24,000,000
14,800,000
11,000,000
21,042,000
6,657,000
3,422,000
295,400,000
20,000,000
$
11,822,799,255
402,772,332
363,002,205
22,327,409
17,442,718
2, 3
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
1
Non-Current CPP Dividends/Interest
$
Non-Current Cumulative Dividends: $
Non-Current Non-Cumulative Dividends: $
Non-Current S-Corp/Interest: $
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2
2,046,125
306,250
355,040
298,605
20,854,167
190,435
1,875,000
1,317,900
1,549,868
162,663
4,078,125
1,021,875
3,285,300
5,695,250
1,875,000
570,983
694,875
1,200,000
805,088
1,734,000
2,145,938
1,707,750
5,716,900
4,086,000
1,115,888
45,000,000
1,415,850
995,000
1,476,913
817,500
1,400,000
759,820
1,698,200
585,000
294,300
613,125
27,859,720
2,400,000
2,016,500
449,625
3,727,035
1,054,499
93,245
56,347,550
2,250,000
Payments Made Later 4
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
344,415
400,000
149,875
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Non-Current
Number of Missed
Dividends/Interest 2, 3
Payments 7
2,046,125
306,250
355,040
298,605
20,854,167
190,435
1,875,000
1,317,900
1,205,453
162,663
4,078,125
1,021,875
3,285,300
5,695,250
1,875,000
570,983
694,875
800,000
805,088
1,734,000
2,145,938
1,707,750
5,716,900
4,086,000
1,115,888
45,000,000
1,415,850
995,000
1,476,913
817,500
1,400,000
759,820
1,698,200
585,000
294,300
613,125
27,859,720
2,400,000
2,016,500
299,750
3,727,035
1,054,499
93,245
56,347,550
2,250,000
10
7
4
6
15
7
3
8
9
7
15
10
12
11
10
9
10
4
7
12
7
12
14
12
13
12
12
8
7
6
4
8
7
3
9
5
14
8
10
2
13
12
2
14
9
Non-Current
Notes
28
15
15
15
4
15
15
4
15
8, 9, 15
37
28
15
8, 15, 23
15
15
15
15
15
15
37
37
15
15
28
4
15
15
37
28
28
15
15
15
Institution Name
First Reliance Bancshares, Inc.
First Security Group, Inc.
First Southwest Bancorporation, Inc.
First United Corporation
Flagstar Bancorp, Inc.
Florida Bank Group, Inc.
Grand Mountain Bancshares, Inc.
Greer Bancshares Incorporated
Harbor Bankshares Corporation
HCSB Financial Corporation
Highlands Independent Bancshares, Inc.
HMN Financial, Inc.
IA Bancorp, Inc.
Idaho Bancorp
Independent Bank Corporation
Indiana Bank Corp.
Intermountain Community Bancorp
Intervest Bancshares Corporation
Liberty Shares, Inc.
Madison Financial Corporation
Market Bancorporation, Inc.
Metropolitan Bank Group, Inc.
Mid-Wisconsin Financial Services, Inc.
Monadnock Bancorp, Inc.
Monarch Community Bancorp, Inc.
National Bancshares, Inc.
NCAL Bancorp
Northern States Financial Corporation
Northwest Bancorporation, Inc.
Old Second Bancorp, Inc.
Omega Capital Corp.
Pacific City Financial Corporation
Pacific International Bancorp Inc
Patapsco Bancorp, Inc.
Pathway Bancorp
Patriot Bancshares, Inc.
Pinnacle Bank Holding Company
Plumas Bancorp
Porter Bancorp, Inc.
Prairie Star Bancshares, Inc.
Premier Bank Holding Company
Premierwest Bancorp
Private Bancorporation, Inc.
Provident Community Bancshares, Inc.
RCB Financial Corporation
Regent Bancorp, Inc
Reliance Bancshares, Inc.
Ridgestone Financial Services, Inc.
Rising Sun Bancorp
Rogers Bancshares, Inc.
Royal Bancshares of Pennsylvania, Inc.
Severn Bancorp, Inc.
SouthCrest Financial Group, Inc.
SouthFirst Bancshares, Inc.
Spirit BankCorp, Inc.
Standard Bancshares, Inc.
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
15,349,000
33,000,000
5,500,000
30,000,000
266,657,000
20,471,000
3,076,000
9,993,000
6,800,000
12,895,000
6,700,000
26,000,000
5,976,000
6,900,000
72,000,000
1,312,000
27,000,000
25,000,000
17,280,000
3,370,000
2,060,000
71,526,000
10,000,000
1,834,000
6,785,000
24,664,000
10,000,000
17,211,000
10,500,000
73,000,000
2,816,000
16,200,000
6,500,000
6,000,000
3,727,000
26,038,000
4,389,000
11,949,000
35,000,000
2,800,000
9,500,000
41,400,000
8,222,000
9,266,000
8,900,000
9,982,000
40,000,000
10,900,000
5,983,000
25,000,000
30,407,000
23,393,000
12,900,000
2,760,000
30,000,000
60,000,000
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2
1,045,600
4,950,000
899,250
3,375,000
13,332,850
2,510,348
580,290
1,089,300
1,020,000
1,289,500
730,300
2,600,000
207,316
1,316,175
11,403,021
89,425
4,050,000
3,750,000
2,118,960
505,203
280,675
10,197,138
953,750
199,960
1,017,750
2,688,340
817,500
2,796,788
1,573,688
8,212,500
498,843
3,090,150
812,500
899,250
660,043
2,838,160
597,900
1,642,988
2,187,500
419,650
1,423,813
6,727,500
975,195
1,158,250
703,680
1,360,025
4,360,000
1,930,663
1,059,695
4,428,125
5,321,225
877,238
1,406,100
150,420
3,678,750
4,905,000
Payments Made Later
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
4
170,000
128,588
1,800,000
2,923,605
136,003
-
Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
2, 3
1,045,600
4,950,000
899,250
3,375,000
13,332,850
2,510,348
580,290
1,089,300
850,000
1,289,500
730,300
2,600,000
78,728
1,316,175
9,603,021
89,425
4,050,000
3,750,000
2,118,960
505,203
280,675
7,273,533
953,750
199,960
1,017,750
2,688,340
817,500
2,796,788
1,573,688
8,212,500
498,843
3,090,150
812,500
899,250
660,043
2,838,160
597,900
1,642,988
2,187,500
419,650
1,423,813
6,727,500
975,195
1,158,250
703,680
1,224,023
4,360,000
1,930,663
1,059,695
4,428,125
5,321,225
877,238
1,406,100
150,420
3,678,750
4,905,000
Payments
5
12
12
9
4
9
14
8
10
8
8
8
1
14
11
5
12
12
9
11
10
7
7
8
12
8
6
13
11
9
13
14
10
11
13
8
10
11
5
11
11
13
9
10
6
9
8
13
13
13
14
3
8
4
9
6
7
Non-Current
Notes
15
15
15
15
15
15
37
Institution Name
Stonebridge Financial Corp.
Syringa Bancorp
TCB Holding Company
Tennessee Valley Financial Holdings, Inc.
The Baraboo Bancorporation, Inc.
The Queensborough Company
Tidelands Bancshares, Inc
Village Bank and Trust Financial Corp.
Western Community Bancshares, Inc.
White River Bancshares Company
Worthington Financial Holdings, Inc.
Purchase Amount
$
$
$
$
$
$
$
$
$
$
$
10,973,000
8,000,000
11,730,000
3,000,000
20,749,000
12,000,000
14,448,000
14,738,000
7,290,000
16,800,000
2,720,000
Unpaid Dividends/Interest
$
$
$
$
$
$
$
$
$
$
$
2
1,644,665
1,417,000
1,758,158
490,500
565,390
1,635,000
1,625,400
1,289,575
993,375
1,831,200
148,240
Payments Made Later
$
$
$
$
$
$
$
$
$
$
$
4
Dividends/Interest
-
$
$
$
$
$
$
$
$
$
$
$
Number of Missed
2, 3
1,644,665
1,417,000
1,758,158
490,500
565,390
1,635,000
1,625,400
1,289,575
993,375
1,831,200
148,240
Payments
11
13
11
12
2
10
9
7
10
8
4
7
Non-Current
Notes
37
37
15
4
15
4
15
4
15
37
15
4
37
28
4, 15
15
Institution Name
NON-CUMULATIVE DIVIDENDS:
Bank of George
Citizens Bank & Trust Company
Commonwealth Business Bank
Community 1st Bank
First Intercontinental Bank
First Sound Bank
Georgia Primary Bank
Gold Canyon Bank
Goldwater Bank, N.A.
Lone Star Bank
Marine Bank & Trust Company
Maryland Financial Bank
Midtown Bank & Trust Company
Northwest Commercial Bank
Ojai Community Bank
OneUnited Bank
Pacific Commerce Bank
Premier Service Bank
Randolph Bank & Trust Company
Saigon National Bank
Santa Clara Valley Bank, N.A.
U.S. Century Bank
United American Bank
US Metro Bank
Valley Community Bank
Virginia Company Bank
S-CORPORATION/INTEREST:
Alliance Financial Services, Inc.
Boscobel Bancorp, Inc
Brogan Bankshares, Inc.
Community Pride Bank Corporation
First Trust Corporation
Great River Holding Company
OneFinancial Corporation
Plato Holdings Inc.
Premier Financial Corp
Riverside Bancshares, Inc.
Security State Bank Holding-Company
Suburban Illinois Bancorp, Inc.
Notes appear in the pages to follow.
Purchase Amount
Unpaid Dividends/Interest
2
Payments Made Later
4
Dividends/Interest
Number of Missed
2, 3
Payments
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
2,672,000
2,400,000
7,701,000
2,550,000
6,398,000
7,400,000
4,500,000
1,607,000
2,568,000
3,072,000
3,000,000
1,700,000
5,222,000
1,992,000
2,080,000
12,063,000
4,060,000
4,000,000
6,229,000
1,549,000
2,900,000
50,236,000
8,700,000
2,861,000
5,500,000
4,700,000
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
254,905
163,500
1,049,250
323,994
523,050
1,110,000
867,913
232,843
454,740
632,162
367,875
92,650
853,770
135,750
56,680
2,261,813
529,819
759,972
424,300
328,613
434,638
8,213,640
1,771,477
237,778
524,563
61,968
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
69,960
71,148
55,318
81,858
-
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
254,905
163,500
1,049,250
323,994
523,050
1,110,000
867,913
232,843
384,780
632,162
367,875
92,650
782,623
135,750
56,680
2,261,813
474,501
759,972
424,300
328,613
434,638
8,213,640
1,771,477
155,920
524,563
61,968
7
5
10
10
6
12
14
11
11
15
9
4
11
5
2
15
9
14
5
16
11
12
15
4
7
1
$
$
$
$
$
$
$
$
$
$
$
$
12,000,000
5,586,000
2,400,000
4,400,000
17,969,000
8,400,000
17,300,000
2,500,000
6,349,000
1,100,000
10,750,000
15,000,000
$
$
$
$
$
$
$
$
$
$
$
$
3,020,400
1,171,560
302,040
624,778
4,145,727
1,585,710
1,052,999
155,450
1,331,548
46,145
2,480,484
2,202,375
$
$
$
$
$
$
$
$
$
$
$
$
676,496
-
$
$
$
$
$
$
$
$
$
$
$
$
3,020,400
1,171,560
302,040
624,778
4,145,727
1,585,710
1,052,999
155,450
1,331,548
46,145
1,803,988
2,202,375
12
10
6
7
11
9
3
3
10
2
8
7
7
Page 1 of 2
Notes
1/ "Dividends and Interest Paid" includes amounts paid in respect of exercised warrants.
2/ "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.
3/ "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Capital Purchase Program, (iii) completed an exchange with
Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.
4/ "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).
5/ This institution has fully repaid its investment amount.
6/ This institution has completed bankruptcy proceedings and Treasury's investment was extinguished.
7/ "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Capital Purchase Program or (ii) entered bankruptcy or its bank
subsidiary was placed into receivership.
8/ This institution repaid dividends by way of capitalization at the time of exchange.
9/ For information related to the exchange of treasury's investment please see footnote 35 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
10/ For information related to the exchange agreement for Treasury's investment, please see footnote 36 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
11/ For information related to the sale of Treasury's investment, please see footnote 37 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
12/ For information related to the exchange of Treasury's investment, please see footnote 40 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
13/ For information related to the exchange agreement for Treasury's investment, please see footnote 41 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
14/ This institution completed an exchange of Treasury’s original investment in preferred stock for common stock, and following the exchange no amounts are outstanding in respect of the preferred stock.
15/ As of the date of this report, this institution has agreed to have a Treasury observer attend board of directors meetings and an observer has been assigned.
16/ For information related to the exchange of Treasury's investment, please see footnote 43 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
17/ For information related to the sale of Treasury's investment, please see footnote 44 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
18/ For information related to the sale of Treasury's investment, please see footnote 45 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
19/ This institution transferred into the Community Development Capital Initiative and its number of missed payments reset to zero.
20/ For information related to the sale of Treasury's investment, please see footnote 47 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
21/ For information related to the exchange of Treasury's investment, please see footnote 48 & 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
22/ For information related to the exchange of Treasury's investment, please see footnote 51 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
23/ For information related to the exchange of Treasury's investment, please see footnote 55 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
24/ Total CPP Investment Amount includes the capitalization of accrued dividends / interest referred to in footnote 8.
25/ For information related to the sale of Treasury's investment, please see footnote 58 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
26/ For information related to the sale of Treasury's investment, please see footnote 53 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
27/ Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed one director to the board of directors of this institution.
28/ Pursuant to the terms of the CPP preferred stock, the Department of the Treasury has appointed two directors to the board of directors of this institution.
29/ For information related to the sale of Treasury's investment, please see footnote 68 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
30/ For information related to the exchange of Treasury's investment, please see footnote 69 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
31/ For information related to the sale of Treasury's investment, please see footnote 52 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
32/ For information related to the sale of Treasury's investment, please see footnote 72 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
33/ For information related to the exchange of Treasury's investment, please see footnote 67 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
34/ For information related to the exchange of Treasury's investment, please see footnote 73 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
35/ For information related to the sale of Treasury's investment, please see footnote 63 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
36/ For information related to the exchange of Treasury's investment, please see footnote 78 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
37/ As of the date of this report, this institution has declined Treasury's request to have a Treasury observer attend board of directors meetings.
38/ For information related to the sale of Treasury's investment, please see footnote 86 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
39/ For information related to the sale of Treasury's investment, please see footnote 83 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
40/ For information related to the sale of Treasury's investment, please see footnote 82 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
41/ For information related to the sale of Treasury's investment, please see footnote 85 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
42/ For information related to the sale of Treasury's investment, please see footnote 80 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
43/ This institution has repaid some or all prior missed dividends, but still owes accrued interest on prior missed dividends. The number of missed payments will be reduced only when the institution pays the prior missed dividend plus any additional
accrued interest thereon.
44/ For information related to the sale of Treasury's investment, please see footnote 84 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
45/ For information related to the sale of Treasury's investment, please see footnote 92 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
46/ For information related to the sale of Treasury's investment, please see footnote 62 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
47/ For information related to the sale of Treasury's investment, please see footnote 91 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
48/ For information related to the sale of Treasury's investment, please see footnote 89 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
49/ For information related to the sale of Treasury's investment, please see footnote 93 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
50/ For information related to the sale of Treasury's investment, please see footnote 94 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
Page 2 of 2
Page 1 of 1
COMMUNITY DEVELOPMENT CAPITAL INITIATIVE (CDCI) MISSED DIVIDENDS & INTEREST PAYMENTS
AS OF NOVEMBER 30, 2012
Portfolio Institutions:
Total CDCI Investment Amount
$
570,073,000
Outstanding CDCI Investment Amount as of November 30, 2012
$
542,355,000
Notes
2, 3
2
5
Institution Name
CUMULATIVE DIVIDENDS:
Carver Bancorp, Inc.
First American International Corp.
First Vernon Bancshares, Inc.
PGB Holdings, Inc.
UNITEHERE Federal Credit Union
(Workers United Federal Credit Union)
NON-CUMULATIVE DIVIDENDS:
Community Bank of the Bay
S-CORPORATION/CREDIT UNION/INTEREST:
Neighborhood Trust Federal Credit Union
Premier Bancorp, Inc. (not a portfolio institution)
Total CDCI Dividends/Interest Paid as of November 30, 2012
Non-Current CDCI Dividends/Interest 1
Non-Current Cumulative Dividends:
Non-Current Non-Cumulative Dividends:
Non-Current S-Corp/Interest:
Unpaid Dividends/Interest 1
Investment Amount
$
$
$
$
18,980,000
17,000,000
6,245,000
3,000,000
$
$
$
$
284,700
595,000
249,800
105,000
Non-Current
Dividends/Interest 1, 4
Payments Made Later 2
$
$
$
$
284,700
-
$
24,813,141
$
$
$
$
970,100
949,800
20,300
-
Number of Missed
Payments
$
$
$
$
595,000
249,800
105,000
0
7
8
7
$
57,000 $
570 $
570 $
-
0
$
1,747,000 $
20,300 $
- $
20,300
1
$
$
283,000 $
6,784,000 $
1,415 $
316,624 $
1,415 $
-
N/A
0
0
Notes
1/ "Non-current dividends/interest" includes unpaid cumulative dividends, non-cumulative dividends and s-corp/interest, but does not include interest accrued on unpaid cumulative dividends.
2/ "Payments Made Later" refers to an institution that paid accrued and unpaid dividends after missing the initial scheduled payment date(s).
3/ For information related to the exchange of Treasury's investment, please see footnote 71 to the Cumulative Dividends, Interest and Distributions Report in the notes preceding this table.
4/ "Non-current dividends/interest" excludes institutions that missed payments but (i) have fully caught-up on missed payments, (ii) have repaid their investment amounts and exited the Community Development Capital Initiative Program, (iii)
completed an exchange with Treasury for new securities (such as common stock), or for which Treasury has sold its investment, or (iv) are in, or have completed, receivership or bankruptcy proceedings.
5/ "Unpaid Dividends/Interest" and "Number of Missed Payments" are stated for the period until the institution (i) repaid its investment amount and exited the Capital Purchase Program or (ii) entered bankruptcy or its bank subsidiary was placed
into receivership.
@FedFRASER