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Treatment of ICAP Non-Public Information : Edward J. Smith, Chief Compliance Officer and Associate Counsel, ICAP North America Inc.

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Cohen, Gary J. , United States. Financial Crisis Inquiry Commission , First Brokers Securities LLC , ICAP Corporates LLC and Smith, Edward J. Treatment of ICAP Non-Public Information : Edward J. Smith, Chief Compliance Officer and Associate Counsel, ICAP North America Inc., Financial Crisis Inquiry Commission : Documents Relating to the Financial Crisis of 2007-2009. https://fraser.stlouisfed.org/scribd/?item_id=532769&filepath=/files/docs/historical/fct/fcic/fcic_agreement_smithe_20100924.pdf&start_page=1, accessed on August 23, 2017.

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Federal Reserve Bank of St. Louis, One Federal Reserve Bank Plaza, St. Louis, MO 63102