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421.11-3a - Affiliations (Form C) Group D&E
Affiliates Questionnaire
Committee on Branch Group & Chain Banking

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https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis


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Federal Reserve Bank of St. Louis

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https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

.Form C
AFFILIATION'S '

!Federal Reserve Committee on
Branch, Group -Ind Chain Banking

Supplementary Info_m tion

Location and name of bani:s and
non-banking affiliates

II

Function

How controlled

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Federal Reserve Bank of St. Louis

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Charter
issued by
what state?

Date
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Loans and
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(of bank onl
In thousands of dollar

Capital
stock

_Form C
AFFILIPTIOYS

*Federal Reserve Committee on
Branch, Group qnd Chain Bnnking

Supplementary Information

Location and name of banks and
non-banking affiliates

Function

Charter
issued by
what state?

Date
of
charter

Loans an.
investmen
(of bank o
thousands of dolla

Capital
stock
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Federal Reserve Bank of St. Louis

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.Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, Group vid Chain Banking

Supplementary Infoluration

Location

and name of bans and
non-banking affiliates

How controlled

Function

Charter
issued by
what state?

Date
of
charter

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In thousands of dolla

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https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

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_Form C
AFFILIATIONS

:Federal Reserve Committee on
Branch, Group qnd Chain Bnnking

•

Supplementary Information

Location and name of banl:s and
non-banking affiliates

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4tACt-ol-tj.

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How controlled

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Charter
issued by
what state?

Date
of
charter

Loans and
investment
(of bank onl
(In thousands of dollar
Capital
stock

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Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Function

11,6

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4/

.Form C
AFFILIATIONS

:Federal Reserve Committee on
: Branch, Group -And Chain Banking

Sup-olementary Info'Eation

Location and name of banl:s and
non-bankdng affiliates

How controlled

Function

Charter
issued by
what state?

Date
of
charter

Loans an.
investment
bank
In thausall sortlIV
of

Capital
stock

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Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

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Federal Reserve Committee on
Branch, Group and Chain Banlf_ing

Form C
AFFILIATIOYS
Lexington,

Supplementary Information

Locntion and name of banks and
non-banking affiliates

ilk
ill

Security Trust Co.,

How controlled

General Stockholders

Function

Bank

1I

Charter
issued by
what state?

-

Date
of
charter

-

Ky.

Loans and
investments
(of bank only)
(In thousands of dollars)
1
3,057
500
Capital
stock

•
Kentucky Joint-Stock Land Bank.

Land Bank

1922

250

-

III
III

•
Description of structure, mode of control, etc., if not explained above:
Interlocking directorates with Kentucky Joint Stock Land Bank,
and directors are active in Fourth District Sec. Corp., and Southeastern Invest. Trust.


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Forw C
•ederal Reserve Committee on
Branch, group aria Chaih banking
Sul)plethentar., Information

Location an name of banks and
non-banking affiliates

tov. controliea

Kentucky

Function

Cnarter
issued b:y
.cat State

Late
of
charter

I

Loans ana
investments
of bank onl)
(In thousands of dollar:
Capital
stock

-

Holding Company

Banco Kentucky Company
1.
Ashland National Bank

29.5% of stock awned by Banco
Yentudky Company

-

-

Bank

800

3,004

I

, F.oription of structure, moue of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Banco Kentucky Company failed November 1930.

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.Form C
AFFILIONS

Federal Reserve Committee on
Branch, Group And Chain Banking

Supclementary InfolLation

Location and name of ban::s and
non-banking affiliates

How controlled

Ashland, KY.

Function

Charter
issued by
what state?

Date
of
charter

-(
Ashland National Bank

General Stockholders

Bank

-

-

Loans and
investment
of bank onl
thousands of dollar

Capital
stock

800

3,004

III
Ashland National Company
_

Stock of Ashland National
Company owned by stockholders o
Ashland National Bank.

Securities Co.

Ky.

1923

77

,

Description of structure, mode of control, etc., if not explained aboveK39% ot Ashland National stock owned by Banco Kentucky Company.


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

-

.Form.0
AFFILIATIOYS

:Federal Reserve Committee on
Branch, Group 'Ind Chain Banking

SuppleMentary Information

Location and name of banks and
non-banking affiliates

How controlled

Function

1

Charter
issued by
what state?

Date
of
charter

Loans and
investment
(of bank on].
In thousands of dollar

Capital
stock

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fescription of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

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KENTUCKY TITLE TRUST COMPANY
Is the
000 She. (Par
34
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KENTUCKY TITLE C
"pares
40E1•

Stock

Ono

Pfd.
Pfd. $200.000.
Besides bonds, stooks & mtges.,
this company holds $145,967. in
BAR secured or partly see. by 1st
Natl. Bank, Trustee Shares.

ommer of the following stocks:
Val. $1.) Louisville Sec. Co. Cam. $669,630.90
It
T1
Pfd.
934.00
" $1.)
"
" $100.) Kentucky Title Co. Cam. 350,000.00
"
" Pfd.
31,235.10
" $100.)
73,500.00
$100.) Lightfoot Land Co. Cam.

LOUISVIIIE SECURITIES CO.
Capital Stock
\N Shares Issued
Corn. $5
5,000
\Corn.
.
0000
OM
Pfd. $1,0000
1,000
sPfd.
000 Shs. (Par Val. $100.) First Kentuaky Co.,
Cam., carried at $1,080,000. or $180. a share.

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LIGHTFOOT LAND COMPANY
Shares Issued
Capital Stock
tt011. $60,000.
orn —
Pfd.
1,500.
15
Pfd.
Real Estate Holding Campany of
Kentucky Title Tr. Co., and 1st
National Bank.

—

FIRST NATIONAL BANK, TRUSTEE
Capital Stook
- Shares Issued
$4,450,705.
B5,8
OWNS
Aft40,06,
Corn. $2,680,000.
W,4,810
1st Nat
481,000.
Ctfs.
11
If
fl
190
(Held by Dir. Repurchase Agreement)

FIRST NyIM,
9
- BANK. UNIFIED
Capital Stock
es fisme4S
$1,000,000.
00o—
Unifieation of stock of 1st Natl. Bank and
Kentucky Title Trust Company.


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

FIRST KENTUCKY COMPANY
Ca•ital
—;--•• •T•Te
OANS
000 Shs (Par Val. $100.) 1st N
$ 500,000.
Ctfs.
63
atl.Bk.Tr.Ctfs. $ 274,195.48
100.) 1st Ky. Fire Ins.Co.$ 100,000.
It
II4,000.
Par vea. $100.) " "
40
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$
386
Par Val...$100.) Hams Finance Co.
41,787.90
1st Natl.
Sundry notes see. or
Bk., Trustee Ctfs.

Sha

FIRST KENTUCKY FIRE
Shares Issued
Com._
500
—100

COliTANY
Capital Stock
Corn. 0
0*M°'
Pfd. $10,000.

Issued

INSURANCE COMPANY.

HOME FINANCE COMPANY
Capital Stock
Shares Issued
$207,300.
2,0/13
2nd Mtg. Company

I
.Form C
/ AFFILIATIONS

:Federal Reserve Committee on
Branch, Group Ind Chain Banking

Supplementary Information

Location and name of banl:s and
non-banking affiliates

How controlled

Function

Charter
issued by
what state?

Date
of
charter

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In thousands of dollar
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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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_Form C
AFFILIATIONS

:.Federal Reserve Committee on
?
Branch, Group qnd Chain Banking

Supplementary Inf rmation
11
Location and name of bani:s and
non-bankinp; affiliates

411
10

.

A}C-

How controlled

Function

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ie-r fAfrto

111

72'escription of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

c-<.-u-t2-14(c
Charter
isgued by
what state?

Date
of
charter

Loans and
investment
(of bank onl
In thousands of dollar
Capital
stock

Fori, 7
Feaeral Reserve ?ommittee on
Branch, Croup anu Caain Daaking
Supplethentarj Information

Kentucky
Location ana name of banks ana
non-banking affiliates

410arst Kentucky Company

tio.:
. controllea

By First National Bank of
Loaisville, Kentucky.

Louisville, Kentucky

First National
Nicholasville, Kentucky
_Y
Madison-Southern National Bank & Trust
4
Richmond, Kentucky

Function


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

.

1926

56% of stock controlled by
First Kentucky Company

Bank

-

-

100

851

60% of stock owned by First
Kentucky Company

Bank

-

-

225

1,851

Description of structure, moue of control, etc., if not explaineo above:

,4C
1
7
1

Loans aria
investments
(of bank onl)
(In tnousanas of aollan
Capital
stock

Ky

_
A

Late
of
caarter

Holling Company

111
III

I

Cnarter
issue u b:y
v,hat State

2?,et-e71

ry7424iLi /67

5,600

:Federal Reserve Committee on
: Branch, Group qnd Chain Banking

Location and name of banks and
non-banking affiliates.
20„..1..„,A.t,
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").--W-14- •I- ,

Form C
AFFILIATIONS
Supplementary Information

How controlled

Function

e

•

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Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

TI
,-,.L__..•
; ..__

Charter
issued by
what state?

Date
of
charter

Loans and
investment
(of bank onl
In thousands of dollar

Capital
stock

\

.Form C
AFFILIATIONS

:Federal Reserve Committee on
Branch, Group qnd Chain Banking

Sup-Elementary Information

Location and name of ban::s.and
non-banking affiliates

How controlled

g

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2
4
(-11.-11-114_

Function

--/

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,

111

.

,

Descriptirin of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Charter
issued by
what state?

Date
of
charter

Loans and
investment
,(of bank onl
In thousands of dollar

Capital
stock

•

Federal Reserve Committee on
Branch, Group and Chain Ban!!...ing

Form C
AFFILIATIOYS
Maysville, Kentucky.
Supplementary information

LoccAion and name of banks and
non-banking affiliates

AO
O

rate National Bank

State Trust Company

How controlled

General Stockholders
Owned by same stockholders as
State National and administered
by same officers and directors

_

411

Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Function

Charter
issued by
what state?

Date
of
charter

Bank

-

-

150

2,061

Bank

-

-

30

76

Loans and
investments
of bank onla
(In thousands of dollars)
Capital
stock

Form C
AFFILIATIOYS

Federal Reserve Committee on
Branch, Group and Chain Ba-nking

Owingsvill e, Kentucky.

Supplementary Information

Location and name of banks and
non-banking affiliates

How controlled

Function

Charter
issued by
what state?

Date
of
charter

—1,----

III

Farmers Bank

Farmers Trust Company

,

General Stockholders

General Stockholders

Bank

Trust Company

Loans and
investments
,(of bank only)
(In thousands of dollars)
Capital
stock

-

-

120

571

-

-

30

62

lir—

—

Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

.Form C
AFFILIATIONS

:Federal Reserve Committee on
Branch, Group -Ind Chain Banking

Supplementary Information

Location and name of banks and
non-banking affiliates

III •
•

•

A

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4)

r

How controlled

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/67

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Charter
issued by
what state?

Function

Pe)
,,,„K.

4-1a---C-LA--

Date
of
charter

\

Loans and
investment
(of bank on].
In thousands of dollar

Capital
stock

(;,4)

asr4

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P.E. frkaA--,-re

Ki=t1 L

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:
1
. rescription of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Form C
ederal Reserve Committee on
Branch, Group anti Cnain .0anking
Suuplementarj Information

Location ana name of banks and
non-banking affiliates

411
III

First National Bank

Peoples Bank

noz controliea

General Stockholders

No control by First National

Description of structure, moue of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Russell, Kentucky

Function

Cnarter
issueu by
vhat State'

Late
of
c.-larter

Loans and
investments
(of bank onll
(In thousands of dollar!
Capital
stock

Bank

.

-

50

335

Bank

-

-

50

208

Same shareholders interested in both but no control.

Federal Reserve Committee on
Branch, Group and Chain Banking

Form C
AFFILIATIONS
Stanford, Kentucky.

Supplementary Information

Location and name of banks and
non-banking affiliates

How controlled

Function

Charter
issued by
what state?

Date
of
charter

—70---ncoln County National Bank

e

Lincoln Trust Company

General Stockholders

Bank

-

-

50

723

Same officers and directors
as Lincoln COunty National
Bank.

Bank

-

-

25

116

Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Loans and
investments
i_of bank onld
(In thousands of dollars)
Capital
stock

Tennessee

•
•

•
•


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Federal Reserve Committee on
Branch, Group and Chain .3.1ng
Supplementary Information

Location and. name of bn,:c :Ili
non-banking affiliatt
OIA2,

Allin-4-71t7 9*.48,...f_i

L

How controlled

Date
of
charter

.

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Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Loans and
investments
of bank only)
tnouTnds
of dollar
.in
1
Capital
stock

GL,7v1<j

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Charter
issued by
what state?

Function

„

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.Form C
AFFILIATIONS

q'ederal Reserve Committee on
Branch, Group And Chain Banking
-

Supplementary Information

Location and name of banks and
non-banking affiliates

.

How controlled

)_

Function

Charter
issued by
what state?

Date
of
charter

_.
14
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-

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:Description of structure, mode of control, etc., if not explained above:


https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Loans and
investment
(of bank on
In thousands of dollar

Capital
stock

ALEt.„..1,,,, ro.

Lac.4.4.,..,•

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•0

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Fc
AF7

Federal Reserve Conrai tt ee on
Branch, Group and Chain Da72.f.ing

C
ITITS

Supol cientary Information

Locr:tion and name of ban1::, a-ii
non-banking affiliat r:
etex_1.-/E

How controlled

Date
of
charter

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Charter
issued by
what state?

Function

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https://fraser.stlouisfed.org
Federal Reserve Bank of St. Louis

Loans and.
investments
ijof bank only)
in t dou7- nds of dollars)
1
Capital
stock

if not explained above:

,.

ei en

79.c7307.,

.Form C
AFFILIATIONS

:Federal Reserve Committee on
Branch, Group And Chain Banking

Supplementary Information

Location and name of ban2:s and
non-banking affiliates '
4"
--ti
iLlililej.

-14

How controlled

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Charter
issued by
what state?

Date
of
charter

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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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.Form G
AFFILIATIONS

'Federal Reserve Committee on
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Supplementary Informtion

Location and name of banks and
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

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Federal Reserve Committee on
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Supplementary Inforination

Location and name of banks and
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

:Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

_Form
AFFILIATIONS

Federal Reserve Committee on
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Supplementary Information

Location and name of banks and
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Federal Reserve Committee on
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:Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

Federal Reserve Committee on
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Supplementary InforEation

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Federal Reserve Bank of St. Louis

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.Form C
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

- Federal Reserve Committee on
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Supplementary Information

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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

Charter
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Date
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Federal Reserve Bank of St. Louis

.Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, Group qnd Chain Banking

Supplementary InfoiLation

Location and name of banks and
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Federal Reserve Bank of St. Louis

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Form C
AFFILIATIOYS

Federal Reserve Committee on
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Suppl ementary Info mation

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Federal Reserve Bank of St. Louis

Date
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_Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, GroUp qid Chain Banking

Supplementary Information

Location and. name of banl:s and
non-banking affiliates

2
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Federal Reserve Bank of St. Louis

/3,5-71

.Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, Group vid Chain Banking

Supplementary Information

Location and name of banks and
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Charter
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Federal Reserve Bank of St. Louis

Date
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.Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, Group .And Chain B:Inking

Supplementary Information

Location and name of banks and
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Federal Reserve Bank of St. Louis

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.Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, Group -knd Chain Banking

Supplementary Inforization

Location and name of bani:s and
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Federal Reserve Bank of St. Louis

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Federal Reserve Committee on
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Supplementary Information

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Federal Reserve Bank of St. Louis

Charter
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Date
of
charter

Loans and
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AFFILIATIONS

Federal Reserve Committee on
Branch, Group -And Chain Banking

Supplementary Info ri tion

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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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Federal Reserve Committee on
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:Federal Reserve Committee on
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.17ederal Reserve Committee on
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Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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:Federal Reserve Committee on
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Location and name of banks and
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Federal Reserve Bank of St. Louis

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Federal Reserve Committee on
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Federal Reserve Committee on
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r:Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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Date
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Federal Reserve Bank of St. Louis

.Form C
AFFILIATIONS

'Federal Reserve Committee on
Branch, Group And Chain Banking

Supplementary InforEation

Location and name of banlfs and
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How controlled

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Federal Reserve Bank of St. Louis

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:Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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AFFILIATIONS

•
Committee
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Federal
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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

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Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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.Form U
AFFILIATIONS

Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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Date
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_Form C
AFFILIATIONS

Federal Reserve Committee on
Branch, Group qnd Chain Banking

Supplementary Information

Location and name of banks and
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How controlled

Function

Charter
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Date
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Federal Reserve Bank of St. Louis

Tom C
AFFILIATIONS

::Federal Reserve Committee on
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Supplementary InfolLation

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Federal Reserve Bank of St. Louis

:Form C
AFFILIATIONS

1"ederal Reserve Committee on
: Branch, Group nld Chain Banking

Supplementary Information

Location and name of banks and
non-banking affiliates
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

Federal Reserve Committee on
Branch, Group Ind Chain Banking

Supplementary InfoiLation

Location an d name of banks and
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How controlled

Function

Charter
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

Federal Reserve Committee on
Branch, Group qnd Chain Banking

Supplementary Information

Location and name of baris and
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How controlled

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Federal Reserve Bank of St. Louis

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AFFILIATIONS

:Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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.Form C
AFFILIATIONS

Federal Reserve CoilLiittee on
Branch, Grata) ,Ind Chain Banking

Supplementary Inforidation

Location and name of banks and
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

Federal Reserve Committee on
Branch, Group qnd Chain Banking

Supplementary Information

Location and name of banks and
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Federal Reserve Bank of St. Louis

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.Form C
AFFILIATIONS

:Federal Reserve Committee on
Branch, Group .121d Chain Banking
•

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Federal Reserve Bank of St. Louis

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Form C
AFFILIATIONS

Federal Reserve Committee on
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Supplementary Information

LoccAion and name of banks and
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Federal Reserve Bank of St. Louis

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AFFILIATIONS

Federal Reserve Committee on
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Supplementary Information

Location and name of banks and
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Federal Reserve Bank of St. Louis

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Federal Reserve Bank of St. Louis

.Form C
AFFILIATIONS

Federal Reserve Committee on
. Branch, Group 'Ind Chain Banking

Supplementary Information

Location and name of banks and
non-banking affiliates

How controlled

Function

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AFFILIATIOYS

Federal Reserve Committee on
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AFFILIATIONS

Federal Reserve Committee on
Branch, Group .1nd Chain Banking

Supplementary Information

Location and name of banks and
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Federal Reserve Committee on
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'Federal Reserve Committee on
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Federal Reserve Bank of St. Louis

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.Form C
AFFILIATIONS

!Federal Reserve Committee on
: Branch, Group qnd Chain Banking

Supplementary Information

Location and name of banks and
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Federal Reserve Bank of St. Louis

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!Federal Reserve Committee on
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Federal Reserve Bank of St. Louis