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DIARY

Book 473

December 14 4-16,1941 -

-ABook Page

Africa, South, Union of
Gold mines - equipment for discussed in HMJr-Reid
(Chairman, South African Purchasing Commission)
correspondence - 12/15/41
a) Eccles-HMJr correspondence concerning 12/20/41: See Book 475, page 269

473

217,233

Gold mines - Close's (Minister of Legation,
Washington) letter: Book 481, page 334 - 1/3/42
Nelson's letter on exportation of gold mining
equipment: Book 483, page 297

Airplanes

Shipment to British Forces - Kamarck report 373

12/16/41

Shipments, week ending December 16, 1941 - British
Air Commission report
Anslinger, Harry
See Appointments and Resignations
Appointments and Resignations
(Anelinger, Harry
( a) HMJr agrees: Book 477, page 106 - 12/23/41

377

(Friedman, Mrs. Elizabeth S. (Cryptanalysis Specialist)
Coordinator of Information discusses assignments 37,53

12/15/41

Landis, James M.: HMJr again consults Senator Walsh
(Massachusetts) concerning endorsement for Under
Secretaryship of Treasury - 12/16/41
a) HMJr-Walsh conversation reported to Landis 12/18/41: Book 474, page 126
b) Walsh-HMJr conversation - 12/19/41:

286

Book 475, page 30

c) HMJr-Barkley conversation - 12/22/41:
Book 476, pages 1 and 117

d) HMJr-Landis conversation - 12/22/41:
Book 476, page 77

e) McCornack-HMJr conversation - 12/22/41:
Book 476, page 142

f) Mayor Tobin (Boston)-HMJ conversation -

12/23/41: Book 477, page 12
g) Walsh refuses cooperation - 12/27/41:
Book 478, page 228

h) Barkley-HMJr conversation - 12/29/41:
Book 479, page 98

1) George-HMJr conversation - 12/30/41:
Book 480, page 2

j) Goes with Office of Civilian Defense at

FDR's request - 1/6/42: Book 482, page 128

Argentina

See Latin America

-BBusiness Conditions
Haas memorandum on situation, week ending December 13,
1941

194

-cBook

Page

473

180

Coast Guard

Distinguished Flying Crosses presented to pilot

and crew of plane which crashed with HMJr as
passenger - 12/15/41
(See also Book 478, page 75 - 12/26/41)
Coudenhove-Kalergi, Count R. N.

Offensive theory of winning war reported to FDR 12/16/41

365

Erika (stepdaughter): Secretary of Labor Perkins
asked to arrange for labor permit - 12/16/41.

371

a) HMJr's note announcing approval:
Book 477, page 312 - 12/24/41
-D-

Disney, Walt

See Revenue Revision: Mickey Mouse film

-EEire

Commodity exports reported to Donovan (Coordinator

of Information) - 12/15/41

Exchange Market
Resume's - 12/15-16/41

243

260,400

Export Control
Exports to Russia, China, Burma, Hong Kong, Japan,

France, and other blocked countries, week ending
December 6, 1941 - White report

358

-Federal Bureau of Investigation
Investigations of Treasury personnel to be made in
Treasury Building during office hours - 12/15/41..

21

Federal Reserve System

For discussion of legislation to amend Federal
Reserve Act, see Financing, Government

Financing, Government

Legislation to amend Federal Reserve Act so that

Treasury could sell its securites directly to

Federal Reserve Banks rather than going through
open market, discussed by HMJr, Eccles, Morris,
and Bell - 12/15/41

80,82

Non-defense Economies:
See also Book 458

Meeting; HMJr, Bell, and Heffelfinger represent
Treasury - 12/16/41

Meeting; Bell and Heffelfinger represent
Treasury: Book 474, page 31 - 12/17/41
Meeting; Bell and Heffelfinger represent
Treasury: Book 474, page 159 - 12/18/41

a) Draft of proposed Bell report: Book 474, page 173

290

- F - (Continued)
Financing, Government (Continued)

Book Page

Non-defense Economies (Continued):

Wickard told by HMJ of suggestion that he (Wickard)
be asked to testify concerning his own department:
See Book 475, page 75 - 12/19/41

Report to be signed by HMJr subject to disagreement
on Agriculture recommendations: Book 476, page 136 12/22/41

a) Preliminary report: Book 477, page 301

b) Elimination of publicity paragraph and

paragraph thanking HMJr for assistance see Bell memorandum: Book 478, page 23 12/26/41

Defense Savings Bonds:

Fredericksburg, Virginia: Report on radio program 12/15/41

473

186

(Iturbi, Jose
(Lehmann, Lotte

Offer services - 12/16/41
Foreign language press and radio effort reported
to Mellett - 12/16/41

322,324
326

Foreign Funds Control
Japan: Resume' of action taken since December 7, 1941,
reported to American Embassy, Chungking, for

Stabilisation Board - 12/16/41
Latin America: Blocking of German and Italian funds
as in case of Japanese funds discussed in Latin
America cables in response to Treasury request 12/16/41

379

386

(See also Book 474, page 228 - 12/18/41)

Fredericksburg, Virginia

See Financing, Government: Defense Savings Bonds

Friedman, Mrs. Elizabeth S. (Cryptanalysis Specialist)
See Appointments and Resignations

-GGold

Gold Mining Equipment: See Africa, South, Union of

-IIreland
See Eire

Iturbi, Jose
See Financing, Government: Defense Savings Bonds

-JJapan

See also Foreign Funds Control
Petroleum: Iron and Steel Scrap: Summary of exports
to Japan since 1937

212

-LBook

Page

473

248

Landis, James M.

See Appointments and Resignations
Latin America
See Foreign Funds Control

Argentina: Financial position resume' provided by

Washington Embassy - 12/15/41
Lehmann, Lotte

See Financing, Government: Defense Savings Bonds
-MMickey Mouse film

See Revenue Revision

Military Reports

SS PRINCE OF WALES and SS REPULSE - loss of reported 12/15/41

241

12/15-16/41

263,267,401

Reports from London transmitted by Halifax "Report from Hamburg" - Coordinator of Information
report - 12/16/41

408

"Outline of World Military Situation (based on

conferences with Military Intelligence) -

Kamarck report - 12/18/41
Morgenthau, Henry, Jr.

Distinguished Flying Crosses presented to pilot and
crew of plane which crashed with HMJr as
passenger - 12/15/41
(See also Book 478, page 75 - 12/26/41)

415

180

-P-

Philippine Islands
Public relief and civilian protection funds: Quezon
begs FDR to arrange - 12/15/41
a) HMJr-Foley conversation

b) Interior arranging for $10 million

139

140
143

Procurement Division

Non-military purchases, coordination of: Discussion
at HMJr's home by HMJr, Mack, and MacKeachie

(Office of Production Management) - 12/15/41

177

-R

Revenue Revision

Mickey Mouse film (Walt Disney): Possibility of

discussed at 9:30 meeting - 12/15/41
"How to File Your Income Tax the Simple Way":
Pamphlet discussed in Buffington memorandum 12/16/41

28

307

-Book Page
Security Markets

Current developments; effect of the war on prices
of two new bond issues - Haas memorandum -

473

12/15/41
Speeches by HMJr

100

Defense Savings Organization, Chicago,
December 17, 1941:

Draft 1 - 12/15/41
2 - 12/16/41
Reading copy - 12/17/41: Book 474, page 1
a) Cable to London: Book 474, pages 19 and 20

1

144

.

Stabilization Fund, Inter-Allied
HMJr asks White to study possibilities of 12/15/41
Statements by HMJr

16

On Treasury appropriation - draft - 12/16/41

296

-White House

Procedure set up for duplicate copies of papers
submitted for FDR's approval or signature 12/16/41

362

Sunday, December 14, 1941:

Taken to the Secretary's house
Mr. Kuhn, at 11 a. m.

1

DRAFT OF SECRETARY MORGENTHAU'S SPEECH
TO THE DEFENSE SAVINGS ORGANIZATION

2

AT CHICAGO, DECEMBER 17, 1941

Every one of us must be conscious today of a
clearer vision and a deeper understanding than we
had two weeks ago. We have had a shock, and we are

wiser and stronger for having had it. The bombs on
Pearl Harbor have destroyed much more than what the

censors would call "military objectives". They have
ripped our complacency to shreds. They have blasted

the old comfortable belief that the wide oceans could
save us from harm. They have blown away the notion that

brutality and deceit and murder in another part of the
world was of no concern to us in ours.
We now know, or ought to know, that this whole world

struggle is "our war" just as much as it was to the people
of Warsaw in 1939, or to the people of Rotterdam or London

-2-

3

in 1940, or to the people of Athens and Moscow in 1941.

We now know, or ought to know, that there can be no half
way method of fighting an attempt to dominate the world.

We now know, or ought to know, that this total war will

require total effort on our part, with everything that
we have and everything we are, with all our resources

pledged to final and decisive victory.
We in this room have been working hard for many

months to mobilize our financial resources in the form
of people's savings. But we have, I think, done more
than that. Since the very inception of the Defense Savings
program, it has been one of our major objectives to give
the American people a sense of their own direct and ines-

capable involvement in this great battle for our way of

-3-

4

life. We have tried to make them realize that they
were not isolated and could not be isolated from a
struggle that would shape the future of everyone on

this planet. We have tried to give the American people
a greater sense of pride in their own country and a
greater awareness of the dangers that face them. We

have tried to give every man, woman and child in this

country a sense of direct participation in its defense,
a feeling that there is something for everyone to do

in a great effort from which everyone will benefit in
the end.

Looking back over the past eight months, I think
we can all be proud of what has been accomplished. I

believe in all sincerity that the devoted work of the

D-A

-3-

DX 4

life. We have tried to make them realize that they
were not isolated and could not be isolated from a
struggle that would shape the future of everyone on

this planet. We have tried to give the American people
a greater sense of pride in their own country and a
greater awareness of the dangers that face them. We

have tried to give every man, woman and child in this

country a sense of direct participation in its defense,
a feeling that there is something for everyone to do

in a great effort from which everyone will benefit in
the end.

Looking back over the past eight months, I think
we can all be proud of what has been accomplished. I

believe in all sincerity that the devoted work of the

D-A

-4-

5

Defense Savings staff and all our thousands of volunteer
workers throughout the country has helped immeasurably

to crystallize American opinion. I believe that the
response to the bombs at Pearl Harbor was deep and wide

and immediate partly because of our groundwork in the
Defense Savings program.

We have given to millions a new sense of being

partners of their Government, of having a direct share
in America and in American freedoms. To me, it is an
achievement of far greater proportions than the raising

of the more than 2 billion dollars which have rolled into
the Treasury since the Defense Bonds first went on sale
in May.

Now that the groundwork has been laid, it is up

to us to follow through, and that is the main purpose of

-6

my being here with you today. We must follow through,

not only in terms of a few million individuals or a
couple of billion dollars, but by a determined effort

to reach every individual in this country. For total
wars in these days are wars involving whole peoples.
There is no exemption for any group or any section.
Hitler and the Japanese make no exceptions in their
conquests. The bombs that fell at Pearl Harbor were

aimed straight at every one of us, and whatever Hitler
may attempt in the Atlantic will be aimed at every one

of us. We are all in this war together -- and we, the
people, have as important a part to play as if we were
manning a bombing plane or firing a gun from the deck

of a battleship.

-6-

7

There is no need for me to go over the details
which you have been discussing since yesterday morning.

Our problem is one of financing the enormously expanding
cost of the war while avoiding the immense and dangerous

evils of inflation. I have said in this city, in a talk
to the American Bankers Association, that we were in

reality fighting two wars -- one, the great struggle on
all the continents and all the oceans, and the other the
war against an insidious enemy here at home. That enemy

is inflation. It creeps up on us as stealthily as a thief
in the dark. As the President has said, inflation is a
form of taxation that takes no account of the ability to
pay and strikes directly at the American standard of life.
Our problem, therefore, is a double one, and in this
renewed and redoubled effort to which we of the Defense

-7-

8

Savings staff must now dedicate ourselves, we must make

sure that we deal effectively with both enemies.
For that reason, it seems to me, our major effort

now must be directed at those in all walks of life who
are in receipt of regular pay from wages and salaries.

The fuel of inflation is current income, rather than the
money that now rests in the vaults of savings banks. It
may seem heartless to speak of excess spending, but there

is such a thing and I mean by it spending in the face of
a limited and dwindling supply of goods. The most effective
course for us, as we have known from the very beginning

has been to enlist current income and to divert excess
spending, to persuade our people to set aside a part of
their pay every pay day in Defense Bonds and Stamps. Let's
now make every pay day Bond Day. And when I speak of

--

9

regular investment every pay day, I am speaking not

only of the millions of factory workers, not only the
teachers and accountants, the clerks and civic employees

who live on regular salaries, but also the farmers who

are earning solid incomes for the first time in many

years and who will be the first to suffer if we allow
inflation to get out of hand.
All these are the people we must reach, with a

determined effort that will have an impact in Berlin
and Rome and Tokyo, an effort that will give new heart
and courage to the free peoples who are fighting on our
side everywhere.

I have been asked many times whether we have a goal,

a quota for the United States. I have always avoided
answering with a money figure because such a goal would

D-A

-9-

10

have no significance. But I will tell you now what my
goal is, what our goal for the next three months shall

be and must be. It is to reach every single recipient
of regular current income in the United States, and to
have every one of these 35 million people setting aside

some part of their pay regularly by the first of March.
And when I say "setting aside", I do not mean merely a

token contribution. I mean a real investment, the very
limit that each person can afford without actually taking
food and other necessities from himself and his family.
I have given you a broad objective in terms of a

three months effort. Now I should like to set for you
a supplementary goal in terms of immediate effort -- a

goal that must be attained this month if it is to be
attained at all. As we say at the Treasury, this is

- 10 -

11

a "must" -- the first "must" that you have ever had
from me. That is to see that every single Christmas

bonus that is paid to individuals in your States and
in your communities shall be invested this month in
Defense Savings Bonds. I do not know how many thousands

of individuals will receive bonuses at the end of this
busy and prosperous year. But I do know that every

dollar of such additional income must be set aside,

firstly in the interest of the country, which needs

those dollars urgently, but also in the interest of
those who will need just that additional security when

the war is over. There is not much time; Christmas is
only a week off, but even one week is time enough if

all of you set to work on this immediate problem the
moment you return to your home States.

- 11 -

12

When this meeting ends, I hope that this organization

will set to work in every State and every community in
the United States, with the same devotion and determination

that is now being shown by the men in our fighting forces.

I have complete confidence in the ability of this
great group to exceed both the goals I have set for you
today. We have been more than fortunate in the men and

women who have rallied to our help since the first of

May in all parts of the country. It has been a truly
thrilling experience for me as Secretary of the Treasury
to see the superb cooperation we have had from labor and
industry, from Republicans and Democrats, from foreignborn and American-born, from all the assorted groups and

nationalities of which this united American people is
composed.

- 12 -

13

I am genuinely glad to see all our State leaders
assembled here in one room, and to thank them on behalf

of their Government for the work they have already done.
Now that the greater and more insistent call has come,

we are ready to meet it. Our organization has been set
up, our people are hard at work, our country knows what

Defense Bonds are and what they do. It is up to all of

us now to spring into action in this great front line
of freedom which is the United States of America.
The men who are fighting at this moment on lonely

islands in the Pacific are looking to us to supply them
with the planes and guns they need. The whole country

is looking to us, right here in this room, to raise

billions of dollars so that our war effort shall not
fail. Our allies in all continents, who have fought for

- 13 -

14

more than two years, are looking to us, and also
the oppressed peoples in the conquered lands who are

now living in a darkness that only we can end -- they,

too, are looking to us. It is by far the greatest test
and the grandest opportunity that has ever come to our

country. We in this room must prove ourselves worthy of

that opportunity. As Winston Churchill told his own
people last year at a moment of supreme crisis, let us

so bear ourselves that if the United States should last

for a thousand years, men will still say "this was their
finest hour".

RESTRICTED

0-2/2657-220;

No.

15

569 M.I.D., W.D. 11:00 A.M., December 14, 1941
SITUATION REPORT

I.

Pacific Theater.

Wake Island: The Navy reports further air attacks on Wake
yesterday. Two Japanese bombers were abot down and several were said to

have been damaged by antiaircraft fire. Malaya: A confidential press
release announced this morning that heavy fighting continued in North
Malaya today as British ground and air forcee sought to dislodge invading

Japanese troops which have gained a foothold on both sides of the peninsula.
Sharp action 1e reported in the Kedah area (northwest coast of Malaya)

and in the Kelantan area (Northeast coast) with no indication of the turn

the fight is taking. Philippines: Continued fighting in Aparri, Vigan,

and Legaspi areas. The press reports that Japanese bombors flew At a

high altitude over Manila last night without dropping any bombs Bawaii:
No further reports received. Thailand: The R.A.F. raided the airdrome
at Singora (southeast coast) on the 12th. Results unknown.
II.

Eastern Theater.

Germana appear to be continuing the withdrawal from the salients
north and south of Mcscow. The Ruesians claim to have captured Volkhovo
(90 miles aoutheast of Leningrad) and, east of Orel, the towns of
Yefromov and Livny.

III.

Western Theater.

No further reports have been received.
IV.

Libyan Theater.

Ground: British mobile column are continuing flanking
operations mainet Axie forces holding lines stretching 40 siles into
the desert from Gazala.

Air: The German High Command stated that German and Italian

fighter planes had destroyed 15 British planes in this area.

RESTRICTED

16

December 15, 1941.

NOTE FOR THE SECRETARY'S RECORD

Secretary Morgenthau telephoned Mr. White at
10:00 a.m. Sunday, December 14, and asked him to think
about and prepare a memorandum and plan for setting up

an Inter-Allied Stabilization Fund. The Secretary had
in mind a Fund to be used (1) during the war to give
monetary aid to actual and potential allies and to
hamper the enemy; (2) to provide the basis for postwar international monetary stabilization arrangements;
and (3) to provide a post-war "international currency".

HOW

17
December 15, 1941
9:45 a.m.

GROUP MEETING

Present:

Mr. Thompson

Mr. Buffington
Mr. Morris

Mr. Gaston
Mr. Kuhn
Mr. Haas

Mr. Blough

Mrs. Klotz
Mr. White

Mr. Foley

Mr. Sullivan

Mr. Schwarz

Mr. Sloan

H.M.Jr:

Gene, I might as well get it off my chest
first. Peter Odegard was with us. We had
three different radios and we finally got
WJZ. I never suffered so in my life, watching

poor Peter Odegard. I mean, I never saw a
man so miserable in my life as when he listened

to that program. Did you hear it, Ferdie?

Kuhn:

H.M.Jr:

I heard it late last night. It was terrible.
It is an all time low.
(Messrs. White and Foley entered the conference.)
This Herman Wouk's poem wasn't read. Altogether,

I don't want to get started, but it is just
that child - I mean, to use a child on that
thing, it was awful. Well, everything - the

man was singing "Any Bonds Today following a

hymn. He just couldn't keep the beat. Whoever

2-

18

it was couldn't keep the beat and you
remember I suggested doing the "Ballad of
America" and you said there were too many
words.
Kuhn:

And then they went and used a Walt Whitman

thing that was completely out of place. It

was not done by our radio people. They called
in our radio people to help them about two days
before the show came on because the people who

were doing it in New York were obviously

making a mess of it, but I don't know exactly
who
was responsible. I am going to try to
find out.
H.M.Jr:

Well, whoever is responsible, out.

Kuhn:

Let's find out.

H.M.Jr:

No, out. I mean, I don't want them. I don't

ever want the Treasury's name to be so sullied
as it was on Sunday, you see.

Kuhn:

Yes, sir.

H.M.Jr:

I don't care who it was, the man is out. I mean,

nobody can do that twice to me. To see poor
Peter go through what he did, it was just a

crime. Will you find out? I mean, anybody
that sullies the Treasury's name the way that

was yesterday, I don't want them connected with
the Treasury.
(The Secretary held a telephone conversation
with General Cox.)
H.M.Jr:

He is right. He says that with the Christmas

tree on the White House grounds and the people

knowing it, that some suicide squads could start

fifteen or twenty miles out, cut off their

engines, and then just glide in and just make
for that Christmas tree and the President.
Gaston:

It would be much better on the Ellipse.

19

-3-

Morris:

I don't think it would be much better on the
Ellipse either.
It shouldn't be.

Gaston:

I think the whole thing is a little bit screwy.

H.M.Jr:

The President doesn't like the Jefferson
Memorial. He could put the Christmas tree on

H.M.Jr:

top of that. (Laughter.)

Sullivan:

All you have to do is light it on top and
that is the target.

H.M.Jr:

Well, they give me these nice jobs. Mrs.
Roosevelt has already raised perfect hell.

Sullivan:

I think she ought to. I think it is pretty bad.

H.M.Jr:

Raising hell - she wants to hold them. She
doesn't want to give them up.

Sullivan:

She and I aren't together on that.

H.M.Jr:

Anyway, Gene, if you would, please. I don't
want to ever listen to a thing like that again.
I don't know how Ferdie feels about it.

Kuhn:

I am with you.

H.M.Jr:

Do you say amen?

Kuhn:

Oh, it was very painful.

H.M.Jr:

And then, Gene, the suggestion which I made to -

I don't know whether you had time to pass it on.
The calendar idea I have got. My idea is to
make a calendar of this mural shown in this
paper and find out what it would cost to make

= good sized calendar and then let the Boy Scouts

sell it for a dime. What is his name - Odegard

was crazy about the idea. We could put up a

19

-3-

Morris:

I don't think it would be much better on the
Ellipse either.
It shouldn't be.

Gaston:

I think the whole thing is a little bit screwy.

H.M.Jr:

The President doesn't like the Jefferson
Memorial. He could put the Christmas tree on

H.M.Jr:

top of that. (Laughter.)

Sullivan:

All you have to do is light it on top and
that is the target.

H.M.Jr:

Well, they give me these nice jobs. Mrs.
Roosevelt has already raised perfect hell.

Sullivan:

I think she ought to. I think it is pretty bad.

H.M.Jr:

Raising hell - she wants to hold them. She
doesn't want to give them up.

Sullivan:

She and I aren't together on that.

H.M.Jr:

Anyway, Gene, if you would, please. I don't
want to ever listen to a thing like that again.
I don't know how Ferdie feels about it.

Kuhn:

I am with you.

H.M.Jr:

Do you say amen?

Kuhn:

Oh, it was very painful.

H.M.Jr:

And then, Gene, the suggestion which I made to I don't know whether you had time to pass it on.

The calendar idea I have got. My idea is to

make a calendar of this mural shown in this
paper and find out what it would cost to make
a good sized calendar and then let the Boy Scouts

sell it for a dime. What is his name - Odegard

was crazy about the idea. We could put up a

-4-

20

million, you see, and they would stay right
up in the homes. They would stay up in the

homes. And Ferdie, I still - the only criticism
I have, I still can't make out that factory.
If we are going to make five more murals,

can't we do the criticism I made of the factory?

Kuhn:

I didn't think the factory was going to be in

in that form.

Klotz:

It was supposed to be taken out.

H.M.Jr:

There are other factories. I mean, that factory it is very hard to realize. Then one other
criticism, the three planes on the left, if I
am not mistaken, are old models. Let's get the
latest model planes. You might just as easily
get in some Bell Aircraft or something, or
four engine Consolidated. That is an old model
plane. Otherwise I think it is wonderful.

Klotz:

You mean you can tell it from that picture?

H.M.Jr:

The New York Tribune had a full reproduction.

Norman, I still think the mural is swell, even
though the dedication of Colonel Patterson's
is too, too -Thompson:

The House Appropriations Committee have asked

me to come up at 1:30 on our Treasury bill.
H.M.Jr:

Right.

Thompson:

You are scheduled to go up on Friday.

H.M.Jr:

Oh yes, have you put it on my calendar?

Thompson:

I gave it to Fitzgerald. They want to start out

this morning and go right through the Treasury.
We could probably clear it up and be ready for

you to start it off on Friday.

H.M.Jr:

All right.

21

-5-

Thompson:

Mr. J. Edgar Hoover has written you asking

that you permit his agents to interview the
Treasury personnel that they are investigating
during office hours. The original arrangement
was that they would only do them after office

hours. I think it is proper that he be
permitted to make his investigations.

H.M.Jr:

Are they going to do it in the Treasury?

Thompson:

Yes.

H.M.Jr:

In the room downstairs?

Thompson:

Yes.

H.M.Jr:

Can't do it after office hours?

Thompson:

Well, it is too restrictive.

H.M.Jr:

But they will do it in the Treasury?

Thompson:

They will do it in the Treasury.

H.M.Jr:

O.K.

Thompson:

There is a letter on it.

H.M.Jr:

The Chicago people won't be back by Thursday

night, will they?
Sloan:

I think they will, yes sir.

H.M.Jr:

He told me not. He said they were going to
run right on because that train leaves at 3:40
or something Wednesday.

Sloan:

I should think most of them would be in here
by Thursday morning.

Kuhn:

Graves did say something about staying on
himself to clean up some odds and ends there.

-6-

22

I don't know when he would plan to be back.
H.M.Jr:

Who else is staying?

Kuhn:

I didn't understand that anyone else was going

to stay or needed to stay. I can find out this

morning and let you know.
H.M.Jr:

Will you let Mrs. Klotz know?

Kuhn:

Yes, sir.

Klotz:

This morning.

Thompson:

Mrs. Spangler told me you wanted to talk about --

H.M.Jr:

Yes.

Thompson:

We will have that put right in, but we will

H.M.Jr:

That is all right. I mean, there are times

have to use the Stabilization Fund.

when our phone is tied up on OCD for a half

hour and I just can't get to it.

Thompson:

I will have it put in right away.

H.M.Jr:

Harry?

White:

There are a few matters that are not immediately

important, but I don't think they should go

beyond this week, so depending upon your own
schedule -H.M.Jr:

Well, it will be today. I will give you three

White:

That is all right.

H.M.Jr:

Chick?

Schwarz:

PM had a story yesterday by Wexler that indicates

o'clock.

23

-7 that Reuther says that he talked to you.
H.M.Jr:

Reuther?

Schwarz:

Reuther.

H.M.Jr:

Reuther?

Schwarz:

The CIO man.

H.M.Jr:

Well, he did a year ago.

Schwarz:

He quoted in his speech a Cabinet member and

then in PM, no other paper, they said it was
supposed to have been you.

White:

Have you read it?

H.M.Jr:

No.

White:

I think you should.

Schwarz:

It is in the morning clippings.

H.M.Jr:
Schwarz:

PM?

Yes. We may be asked during the day whether

we will confirm or deny it.
H.M.Jr:

Did he see me?

Schwarz:

I don't know.

H.M.Jr:

Sure he saw me.

Schwarz:

Did he?

White:

Yes, he saw you.

Schwarz:

He quotes the Cabinet member as saying it is

a good plan and the only trouble with it is
the place where it came from.

24

-8H.M.Jr:

No, that isn't true.

White:

Well, something. You have to read the whole

article. I think you should read the whole
thing.

H.M.Jr:

If they ask me did I see Reuther, the answer

Schwarz:

is yes. Did I think he had a good idea, yes.
Could I see you for a few minutes after the
meeting? It will just take a couple of minutes.

H.M.Jr:

All right. It will have to be fast.
George?

Haas:

I have got several t hings, Mr. Secretary. One
of them, I have got something on that plant
capacity material you asked for and --

H.M.Jr:

Well, I will give you --

Haas:

and payroll deduction.

H.M.Jr:

I will give you 3:15.

Haas:

All right.

H.M.Jr:

And here is a follow-up for you, this question
of the RFC plants.

Haas:

I have something on that. That is one of the
things I wanted to see you about.

H.M.Jr:

You have got that?

Haas:

I haven't got it complete --

H.M.Jr:

But you are getting it?
Yes, sir.

Haas:

H.M.Jr:

Can we kill this memo then?

-Haas:

25

You might as well leave it pending until I
complete the job.

H.M.Jr:

That is an honest man. (Laughter)
Ferdie?

Kuhn:

Can I show you the corrected speech this

afternoon sometime? Or I can send it up to

your house.
H.M.Jr:

No, I am going to do it. What is the matter

Foley:

I saw him going out of the building around
nine o'clock.

Thompson:

with Bell?

I think he went up to the Capitol this morning.

He is due to go up again tomorrow, too.
H.M.Jr:

Oh. When will you be ready, Ferdinand?

Kuhn:

It won't take terribly long.

H.M.Jr:

Would you be ready by 11:30?

Kuhn:

No.

H.M.Jr:

All right. Would you be ready by 2:30?

Kuhn:

Two-thirty, right.

White:

Is anybody else going to see that speech
besides yourself and Ferdie? (Laughter)

Gaston:

It is going to be public, Harry.

Foley:

You mean before he gives it?

Kuhn:

Harry, it is very general.

White:

I was just asking the question.

- 10 -

26

Kuhn:

Certainly.

H.M.Jr:

Mr. Kuhn, will you arrange that anybody who
would like to see it before I do at 2:30 gets
a chance to see it?

Kuhn:

Kuhn:

All right, sir. Before 2:30, John and Harry.
Herbert says he wants to see it too.
I have a letter from Mr. Berlin

H.M.Jr:

Let them see it before 2:30.

H.M.Jr:

Kuhn:

.with a new patter for his song that I think

will need your approval.
Gaston:

You don't mean approval, do you?

Kuhn:

Or the other way.

H.M.Jr:

Well, I didn't have any red meat for breakfast.

Kuhn:

I can't rave about it. Shall I tell him it is

all right?
H.M.Jr:

No, tell him what the President does, to go
home and do his homework over again.

Kuhn:

All right. I think the first part of it is
better than the last. That is all.

H.M.Jr:

If your seeing these people is going to crowd
you at 2:30, I can see you later, but I will
be fresher at 2:30.

Kuhn:

I can send them a draft of what you saw yesterday
with the deletions that you made yesterday.

H.M.Jr:

I think we had better stick to 2:30.

Kuhn:

Right.

27

- 11 H.M.Jr:

What else, Ferdie?

Kuhn:

That is all.

H.M.Jr:

Gene?

Sloan:

Nothing.

H.M.Jr:

What happened to that radio man from Fredericksburg or Frederickstown I asked you to send in?

Sloan:

Callahan spoke to me about that on Saturday.

It was Fredericksburg, Virginia. He said you
wanted him in here to talk to him after you

heard his program and he is arranging to have

him in here. Whether he is to be here today or
not, I haven't heard yet.
H.M.Jr:

Will you find out?

Sloan:

I will tell Mrs. Klotz or Mr. Fitzgerald.

H.M.Jr:

Please. Roy?

Blough:

Mr. Groves said this morning that the first
installment of that Gulick-Groves report

covering relations during the war between
Federal and State should be ready about the

first of January.

H.M.Jr:

Hooray.

Blough:

He said also that one of the big parts of the

study they had intended to have the Department
of Commerce do on tax compliance, the costs of
compliance with taxes by business men, that the
Department of Commerce has had some WPA money

withdrawn from it and will not be able to go
ahead with it.

H.M.Jr:

Well, you tell that all to Randolph Paul when he
gets here tomorrow, will you, and let him worry

about it. Will you?

- 12 -

28

Blough:

Yes. I thought you might be interested.

H.M.Jr:

I am, but I am not going to worry about it.

Blough:

Good.

H.M.Jr:

I have got another worrier for me now. John
and I have got another fellow who takes some of

our worries. We are splitting it three ways.

Buffington:

I have nothing.

Morris:

Nothing.

H.M.Jr:

John?

Sullivan:

We have been doing some work on this idea of

putting across tax returns through movies. We
are pretty much in agreement that it can't be
done in the ordinary way, but George Buffington

has an awfully good idea, I think, and that is

that what John Barrymore can't do, maybe
Mickey Mouse could, and we would like to get

Disney on here and talk it over with him.

H.M.Jr:

Is that the result of seeing "Fantasia"?

Buffington:

No, not entirely. (Laughter) I think it will

Sullivan:

I think you can do it that way. You can't
do it in a straight movie.

H.M.Jr:

After all, I like to think we are progressive.

work.

Jeff Coolidge says, "That terrible song of
Berlin's, and if we can get people to pay taxes
with that God-awful Mickey Mouse, we will have

arrived socially.

Sullivan:

Well, if we can't get Mickey they are all
candidates.

H.M.Jr:

Sure, try it; what are you going to do, have

- 13 -

29

Mickey go from question one to question five?
Gaston:

No, it is a problem of making an elephant fly.
(Laughter)

H.M.Jr:

Very good, Herbert.

Sullivan:

If you don't object, I will call him and see
if we can get him here.

Sullivan:

That is all right.
That is all I have.

H.M.Jr:

That is quite a contribution.

Sullivan:

It is George's.

Foley:

I have here a telegram:

H.M.Jr:

"Re your request for report on the food
picture.

"Today Mr. Merillat and I, as well as Mr.

Ambrose and Mr. Craft of the Los Angeles
branch of the Federal Reserve Bank of San

Francisco, met with substantially the same
representative group we have conferred with
in the past, namely, representatives of the
two large markets, representatives of the State
Department of Agriculture, and other men who

are active in the market here in Los Angeles."
H.M.Jr:

When was that sent?

Foley:

It came in this morning. This was after I
talked with you yesterday afternoon.

H.M.Jr:

Good.

Foley:

"We asked them to give us their impressions
on the present marketing situation.

"With regard to the supply of produce; the supply

30

- 14 -

of fresh vegetables was back to about eighty
percent of normal on Friday as a result of
publicity on General License 77 through the
radio, press and various cooperative groups.
It was estimated that the supply was back to

normal on Saturday. There appears to be some

decline in demand for fresh vegetables, due
to reluctance to deal with Japanese nationals

and fear of poisoning. No statistics are
available, although it is indicated that

housewives and so forth are relying more heavily

upon canned goods. This may be merely a boycott

of Japanese products, however. In the past
two days the local papers have carried an article

on ground glass discovered in canned shrimp
apparently shipped from Japan, which may have

been instrumental in augmenting the fear of

poisoning.

"It appears that many more farmers have been

bringing their produce directly to market than
previous to the declaration of war, thus

replacing Japanese truckers who previously

performed this function. It is to be noted that

the farmers themselves are Japanese. The
group present seemed to be of the opinion that

the General License was too liberal, especially

as it related to the activities of Japanese

wholesale establishments, many of whose

proprietors have been taken into custody by the
FBI. It was the consensus of the group that
it would be desirable to transfer ownership

and control of the some twenty-one Japanese
wholesale establishments doing business in the
Los Angeles area from Japanese nationals to
American citizens, most of whom would be of
Japanese descent. The experience of the State

Department of Agriculture authorities, as well
as that of the heads of the two large markets,
indicated that the food produce picture is
very closely controlled through a hierarchy
of associations, commencing with the local
groups representing the small Japanese farmers

31

- 15 -

and culminating in Central Japanese Associations,
which covers all forms of Japanese business.
This master association has in the past worked
very closely with the Japanese Consulate and
a representative of the Consulate attends most
of the meetings.

"The control exercised by the group representing
the farmers and the wholesalers is quite complete.
For example, there is apparently very close

supervision of prices and distribution by the
association heads. An instance of this is to
be found in the campaign started recently to

enlist the cooperation of all farmers in the

'Food for Freedom program. Through the
association program practically every Japanese
farmer had enlisted in this program very shortly
after its announcement.
"Upon the issuance of General License 77, the
Association of Produce Dealers and Brokers,

Los Angeles, wrote a letter to the representatives
of three of the produce associations, calling
their attention to the fact that the Japanese
nationals on the market should comply to the
present rules or a request will be made to the
Treasury Department to cancel the participation
of the offending firms under the General License.
The representatives of the State Department of

Agriculture have apparently worked out a scheme

for eliminating the ownership and control of

Japanese nationals in the wholesaling houses.

They were not willing to discuss this with us

in the presence of the marketing group.
However, I advised them that should such a
plan be worked out and the transfer of assets

be desired, the State's interest in this matter

should be communicated to the Treasury Department

or the Federal Reserve Bank in connection with

any applications filed to permit such a transfer."
H.M.Jr:

Just a minute.

32
-16 -

(The Secretary held a telephone conversation
with Colonel Smith.)
H.M.Jr:

They may have one Thursday night. He agreed

the sooner the better.

Gaston:

Try it with guns?

H.M.Jr:

They are bringing the ninety millimeter guns
to Washington.

Gaston:

Isn't there some disadvantage in revealing the
position of those?

H.M.Jr:

That I don't know, but he said they have got
one of the best anti-aircraft men in the
country here.

Gaston:

They could use them in some false position.

H.M.Jr:

They have no blanks so they won't do it.

Gaston:

No.

H.M.Jr:

Go on.

Foley:

"It is to be noted that several of the
association leaders, as well as the leading

wholesalers, have been placed in custody by
the Federal Bureau of Investigation. There was
some feeling expressed on the part of those

present that the associates or the families
of the individuals held in custody who are not
permitted to carry on business under the
General License, should be supervised. This
also added to the feeling that the undesirable
influences in the associations and the Japanese
wholesalers who are nationals should likewise

be permitted to dispose of their businesses. It

is estimated that this program would take about
a month to carry out without disrupting the
normal flow of produce. Inasmuch as the elimination

33

- 17 -

of the small farmer who is a national would

be too great a task to fulfill within the
short period necessary without a serious

disruption, it was felt that the advantage to

be gained from it would be outweighed and that

the situation would be satisfactorily cleared
up by the elimination of the wholesaler. One

market representative said that Japanese

alien yardmen, that is, small stall operators

in markets, would be replaced by JapaneseAmericans. This replacement occurred to some
extent before the issuance of General License
77, although some alien yardmen returned to
market on Saturday. Three wholesale houses
owned by Japanese aliens have been sealed by

the FBI: two others are open but operating

under difficulties, due to inability to get

powers of attorney from owners held in custody
by EBI.

(Signed) Murphy and Merillat."
H.M.Jr:

One thing that wasn't clear, they said at the

beginning that now that the farmers were bringing
in their own produce they eliminated the
hucksters and the impression was that these
farmers were Americans, and later on they said
they were Japanese. There was a conflict there

right at the beginning.

Foley:

"It appears that more farmers are bringing
their produce directly to market than previous
to the declaration of war, thus replacing Japanese
truckers who previously performed this function."

H.M.Jr:

Go on.

Foley:

"It is to be noted that the farmers themselves

are Japanese."
H.M.Jr:

That is the point. But what do you gain? If
the farmers are Japanese and the truckers are

- 18 -

34

Japanese, do you see what I mean?
Foley:

"

that more farmers have been bringing their
produce directly to market."
I suppose that would mean American farmers

were bringing them directly in instead of
turning the stuff over to a Japanese trucker.
H.M.Jr:

Yes, but they say that the farmers are Japanese.

White:

There are a good many Japanese - American born
Japanese who are farmers. I don't know whether

that might explain the difference.

H.M.Jr:

Ed, after reading it all, what do we do?

Foley:

Well, I think it indicates that the licenses
that we have issued have cleared up the normal
flow of food to the Los Angeles market and

from a supply standpoint the thing is no longer

menacing. The whole problem of getting some
Japanese wholesalers out of the business and

getting Americans in their places is a problem
that I think we ought to examine pretty carefully.
I think always where you get a group of
interested people like this you have got to be

sure that you are not disturbing self interests

and you haven't got a bunch of Americans that

are just trying to get - eliminate some Japanese
who have heretofore participated pretty

heavily in the fruits of that business.

H.M.Jr:

Well, I will tell you what I would like to do.
I don't know whether Wickard gets a copy of

that or not, you see.

Foley:

Do you want to send a copy to him?

H.M.Jr:

I would like to send a copy over to Claude
Wickard and say it seems to me now that this is
something he definitely should advise me on

35

- 19 -

and I would like him - I would throw it into
his lap and say what does he advise us to do?
Foley:

O.K.

H.M.Jr:

What else, Ed?

Foley:

I have got a press release I would like to
clear with you on this license insofar as

relaxing is concerned.
H.M.Jr:

Move fast.

Foley:

Will I read it?

H.M.Jr:

What is it?

Foley:

It is a press release I would like to clear

with you on this license we would like to put
out that we discussed with you on Saturday.

H.M.Jr:

Oh, that one?

Foley:

Yes.

H.M.Jr:

O.K. Let it go.

Foley:

And I have got another telegram now from the
presidents of the Feds adding some twenty
additional German and Italian concerns to the

list that we have already sent to them. They
have got the people up in New York to put in

to these places and this is adding to it. Do
you think I ought to clear it with Leo before
I send it out?
H.M.Jr:

Yes.

Foley:

Ben and I are having lunch with Eeo today.

H.M.Jr:

Is Ben going to do it?

Foley:

He won't be the counsellor. He is willing to

- 20 -

36

work out a solution, to help work it out, but
he won't do it, service it himself.
H.M.Jr:

But he will help us?

Foley:

Yes.

H.M.Jr:

Good. No, I would definitely clear it with
Leo and with Dean, too. All right?

Foley:

Yes.

There was an interesting session over in

Oscar's office yesterday on that legislation
I would like to tell you about.
H.M.Jr:

I want to hear about it, and don't forget I want
to see Steve Spingarn.

Foley:

Yes.

H.M.Jr:

Did you call the fellow up on the phone that the

Attorney General asked you to call?
Foley:

Yes.

H.M.Jr:

Herbert?

Gaston:

I have got some memoranda here of some things

that have already been done across the street

and also some recommendations of two Secret

Service men plus this battalion chief of the

New York Fire Department on what further should

be done over there. I don't know whether you

would like to look at them or not.
H.M.Jr:

Yes, I will tell you. Stay after. You are

staying for this meeting with General Fleming.

Gaston:

Oh. And one thing - two things I would like
to mention to you, one is that Bill Donovan
called on Harry Arshinger and wanted him to

37

- 21 take a full time job in connection with some
intelligence work and Harry does not think he
ought to take it because we have got a lot of
important problems in Narcotics. He thought
that he would be willing to work for him part
time, and I think that is probably the best
solution. I am mentioning it to you because I

think Bill Donovan is likely to call you up

and say he wants Harry Anslinger.
H.M.Jr:

Let him have him.

Gaston:

I think there are a good many rather important

questions coming up.
H.M.Jr:

Well, I will be guided by that. He wants

Gaston:

Yes, they called me up about that Saturday and rather, Jimmy Roosevelt called me up and I
told him to negotiate with the Navy or Coast
Guard direct on that. She has not come over
here because they all agreed and Mrs. Friedman

Mrs. Friedman.

agreed herself that to split the unit would be
bad, that it would interrupt their work and it
would take her a long time to build an

organization where she could function effectively.

I thought that we had better just let it float
along for the present without taking her away,
because in this ituation it would simply gum
things up, in my opinion.
H.M.Jr:

I thought you said you wanted her.

Gaston:

They did want her. Ed and Sam Klaus wanted

her, but after hearing her story again, it

was the conclusion that it was simply going
to disorganize matters to try to take her and
one helper. If we could take the whole organization

it would be different.

H.M.Jr:

Will you (Klotz) write a letter for my signature
to Donovan that Mrs. Friedman is in the Coast

38

- 22 -

Guard and he should take it up with the

Secretary of the Navy? All right?

Gaston:

The other thing I wanted to mention is that
Pearson and Allen on their broadcast last
night made a general appeal for people to

give to the United States Treasury. I think

we ought to decide whether we want to encourage

that sort of thing or not. It may gum up our
tax program pretty seriously if we encourage
or permit these general solicitations of
gifts to the United States rather than to Red

Cross, and so on.
Sloan:

Could I say something on that?

H.M.Jr:

I want to stop now. Go ahead, Gene.

Sloan:

Neville Miller was down to see me night before
last about that and the same thing happened and

I told him we did not want that. I was sure

that you would prefer that they buy stamps
and bonds or tax certificates and please not
to encourage it.
H.M.Jr:

Well, will you contact Pearson and Allen and

tell them that for the time being --

Sloan:

I would be glad to if you want me to.

H.M.Jr:

Yes, tell them for the time being we want to
concentrate on Defense Savings Bonds. All right,
Herbert?

Gaston:

Yes.

39
December 15, 1941

9:49 a.m.
HMJr:

General

Hello, General.

Cox:

How are you this morning?

HMJr:

Fine.

C:

I just wanted to call you to express my opinion
about this Christmas tree lighting at which the
President proposes to be present.

HMJr:

Yes, please.

C:

I understand that Christmas tree is to be placed

within the White House grounds
HMJr:
C:

HMJr:
C:

Yes.

to be lighted there. It'11 be the only really
well-lighted spot in that area.
Yes.

It will be an invitation - if bombers are coming
over - to reserve their time to come for that

occasion, knowing that he's going to be there.
HMJr:

Yes.

C:

I think it would be most unwise for him to attend
that in person.

HMJr:

Yes.

C:

It seems to me that he can, through a loudspeaker

system from the White House, say whatever he wants

to and the same way he can pull a switch in the
White House and light the tree.
HMJr:

Uh huh.

C:

But for him to go out there

HMJr:

Hello,

C:

For him to go out there personally and be present

40

-2-

in that lighted spot, is an invitation that I

don't think he should issue. Now, I'm thinking
I'm just looking at it from the standpoint of a

about from overhead - not from the ground people.
bombing squadron.

HMJr:

Yes.

C:

A suicide squad.

HMJr:

Yes.

C:

HMJr:
C:

It seems to me that if they want to send a squadron
over they could send them and they could create a
divertisment, you see, on each side of Washington
Yes.

while the actual planes could cut the engines
off and coast in, and we'd never know where they
were.

HMJr:

Right. Well, General, I'll certainly put in my

C:

Yes.

HMJr:

two bits.

I know Mrs. Helm has tried to have the dance for
the Army and Navy called off - that's at the White
House - I don't know whether she's been successful.

C:

Yes.

HMJr:

But I told her to use my name with Mrs. Roosevelt

C:

Yes.

HMJr:

And the one for International Students - we're trying
to drop that.

C:

Yes.

HMJr:

But this is for another reason.

C:

HMJr:

That's right.
And I'll do the best I can - I'11 recommend that
he doesn't do it.

41

-3C:

HMJr:

C:

HMJr:
C:

You get my view on it.

Is it your idea to put the Christmas tree some-

where else?

Well, I'd put it out in the Elipse where it's
usually held.

In the Elipse.
Then I wouldn't have him attend it under - no
matter where it's held.

HMJr:

And let him do it by remote control.

C:

That's it. That's it exactly.

HMJr:

Right. Now, General, while I've got you on the
wire, I asked Colonel Smith of General Marshall's
office - you know Colonel Smith?

C:

Oh, yes. Secretary of the General Staff.

HMJr:

Yes.

If and when you have your anti-aircraft ready
on the - hello
C:

Yes.

your ninety millimeters

HMJr:
C:

Yes.

that I'd like to make an inspection.

HMJr:
C:

Fine.

HMJr:

And - I don't know whether they've arrived yet

or not

C:

Well, the regiment came in yesterday.

HMJr:

Well, when they're in location and they're ready,

C:

That's fine.

I think I'd like to make an inspection.

42
--4-

C:

And also, wherever your control is for your
planes in connection with the anti-aircraft.
Yes. That's all under the command of the Interceptor

HMJr:

Oh.

HMJr:

Command in New York.

HMJr:

But, of course, we will naturally work in the
closest sort of touch with them.
Well, suppose - I guess I'd better leave it with

C:

Well, that's all right - I'11 let you know.

HMJr:

Well, I thought I'd mention it.

C:

C:

Colonel Smith then, hadn't I?
I'm

I'm making arrangements for the quartering of those
people, and that's already been attended to; and

they should be in position very shortly, Mr.

Secretary. Today or tomorrow.
HMJr:

Yes.

C:

I'11 let you know - be glad to.

C:

We're trying to make the boys happy who are
quartered in the Treasury.
You've done it.

HMJr:

Have we?

C:

You've done it.

HMJr:

Good.

C:

Absolutely.

HMJr:

That's fine.

C:

I was in there late yesterday afternoon.

HMJr:

HMJr:
C:

And they're all right.
I went through all the installations and they

-5-

43

were well taken care of. Oh, yes.
HMJr:

Good.

C:

Very good.

HMJr:

Thank you.

C:

Many thanks to you.

HMJr:

Well, we had a lot of people help here.

C:

Yes.

HMJr:

But I'll get after this other thing right away.

C:

Now if there's anything at any time about any

of these troops that you want to take up, if
you'll call right in to this headquarters, why
it will be done immediately. You needn't bother
about the War Department or anything else.

HMJr:

All right, General.

C:

Fine.

HMJr:

Thank you.

C:

Thank you.

44
December 15, 1941
10:14 a.m.

Operator: Go ahead.
HMJr:

Colonel

Hello.

Smith:

Mr. Secretary, this is Smith.

HMJr:

Good morning.

S:

How are you this morning?

HMJr:

Fine.

S:

Mr. Secretary, our sound locators and search-

lights will not be in and in position until
Wednesday.

HMJr:
S:

Oh, oh.

I wonder if you would like to see the officer

who's making the dispositions and have him show
you on the map where they are, and then let us
take you on a tour around the place Wednesday.
HMJr:

Well, I'11 be in Chicago Wednesday, and I'd

S:

Oh, they will be in Wednesday; but you can see

rather wait until I get back Thursday. Maybe
by that time they'11 be in?
them any time after that. Of course, the guns

are in now.
HMJr:

oh.

S:

But I think possibly it would be more interesting
to you and more informative to see the whole

set-up.
HMJr:

I'd rather - you mean I'd rather see the whole
set-up?

S:

Yes, I think you would. Would you like to see

a map showing the general defensive disposition?

HMJr:
S:

Well, why don't I do it all at one time?
You can, very nicely. '11 be glad to do it.

45

-2HMJr:

So

S:

I thought I would go with you

HMJr:

Yes.

S:

and as a matter of fact, you see we're
making the changes in - from the old to the
new equipment.

HMJr:
S:

Yes.

The unit which is coming in here is just - is
receiving its ninety millimeter guns practically

on the ground.
HMJr:

I see.

S:

So what we've got 18 two regiments in here -

the experienced one instructing the relatively

inexperienced one.
HMJr:
S:

Yes.

And at the present time there's probably a good
deal of turmoil going on, and, of course sound
arranging and searchlight equipment is on the way

by rail, but has not yet arrived.

HMJr:

Well, would

S:

Thursday will be all right. I'll come and get

you or call you up Thursday.
HMJr:

How early could we start?

S:

Any time you like - as early as you like.

HMJr:

How many hours do you think it'11 take?

S:

Well, if you want to look at the whole thing

HMJr:

No.

S:

.....it will take you all day.

HMJr:

Well, I haven't got the time.

46

-3Well, then, I suggest what you do is go out
and take a look at one battery

S:

HMJr:

Yes.

S:

and at some of the sound arranging and
searchlight equipment

HMJr:

Right.

S:

and then I can give you the dispositions

from the map about as well as if you went around

and looked at them.
HMJr:

Fine.

S:

That's the way the Commander will probably make
his own reconnaissance, anyhow.

HMJr:

Well, one other thing - Colonel - General Cox

called me this morning, and I - about this tree

lighting business, you see?
S:

Oh, yes.

HMJr:

He wants me to try to get the President to call

that off. Hello.

S:

Yes, sir.

HMJr:

Now, are you in on that?

S:

Well, he hasn't said anything to me about it. I
just - to be perfectly honest with you, sir, I
don't think that the danger is great enough to
get everybody stirred up to that extent. That
is, I don't see why they don't light that tree
one or two nights for awhile.

HMJr:
S:

HMJr:

Well, he's definitely opposed to it.
Well, I'd rather consult the expert, who is
General Jarman, the Coast Artilleryman on General
Drum's staff, who is making all these dispositions.
He may feel that way about it, I don't know.
Supposing you take a look at it; and you might

47
--4

S:

HMJr:

S:

HMJr:

S:

talk with General Cox, because I don't want to
be taking one thing and then
What's your feeling about the thing?
After he talked to me, my feeling is not to have
it on the White House grounds.

Well, I wouldn't have it there, Mr. Secretary.
Well, he - that's where it was supposed to be. He
recommended having it out here in the Elipse. I
think that's just as bad.
Why, that's just as bad. You might as well put it well, what's the difference to an airplane?

S:

That's just as bad.
You could miss the Elipse and hit the White House
just as easy as you could hit the White House.
As a matter of fact, the odds are about the same.

HMJr:

That's just - I think if they're going to do it by

HMJr:

remote control and the President speaking and they

want the thing, then - well, I don't know where I'd

put it, but I certainly wouldn't put it in the
Elipse.

S:

No, I'd put it in some big park quite a long way
from the White House.

HMJr:

Yeah.

S:

I'11 talk to Cox about it.

HMJr:

Supposing you talk until we get together, and I
won't move on the White House on it until I hear
from you.

S:

HMJr:

Well, Nicholson - Colonel Nicholson, who has until
recently been in this office, and who is an expert
ant1-aircraft man, is really the man who-on the
ground, who is making these dispositions.

Well, supposing you tie it up, because that - I

mean,
after all, that's your liaison job, isn't
it?

48

-5Yes.

S:

HMJr:
S:

HMJr:

What?

I will do that. Nicholson will be in here -

he's coming in here this morning, and I'll talk
with him about it and get his opinion.
Now, when I see you - I'm putting you down for
eleven o'clock Thursday.

S:

Well, that'11 be all right, sir.

HMJr:

Now, I also want to know how they control the

S:

HMJr:

S:

airplanes.

All right, sir.
For - that would cover the District. Where that
control is - I understand
That's in the Interceptor Commander, but I'11

HMJr:

have all the details.
But I want to know - I mean, if there - where is

S:

Yes.

HMJr:

What?

S:

Yes, sir, I'11 have all that for you.

HMJr:

I understand that's up in New York.

S:

that control, do you see?

No, it's not up in New York. There's a man here
who's doing it. Of course, the planes would come
from a number of different sources. The point is

that the Air Corps Combat Commander - General Emmons -

ie right here at Bolling Field.
HMJr:

Yeah.

S:

Those things will be handled by him.

HMJr:

Well, when I see you at eleven, have the whole
story.

-6-

49

Yes, I will.

S:

HMJr:

Including - I mean, how the airplanes get their

orders.

S:

I will, sir. They've got a good man on the job,

HMJr:

And also - I mean - by eleven - the blackout of

S:

Yes, sir.

HMJr:

If there is any control on that.

S:

Yes, sir.

HMJr:

What?

S:

Yes, indeed, sir.

80 they

HMJr:

the District, how that's controlled.

In other words, what I'd like to have is told me
the whole thing, just how the thing clicks, you
see?

I'11 have it for you, sir.

S:

I'11 do it.

HMJr:

And then maybe we can have a little rehearsal

S:

Yeah, I think it would if we gave all the pre-

liminary arrangements so as not to scare people.

HMJr:

Oh, yes. Well

S:

I think we could do it. It would be a very

decided advantage to have one.
HMJr:
S:

HMJr:

S:

HMJr:

Well, I'd like to recommend that.
Yes, indeed. Well, that's - accept that as okay,

sir. We'll do that.

I mean, a blackout, an attack - let the guns go
off so the people get used to the sound - hello.

Yes, sir; I'm listening, Mr. Secretary.
I mean, let the guns fire.

-7-

50

Yes, sir.

S:

HMJr:
S:

So that they get used to the noise.
Well, I don't know whether they've got any blank
ammunition for them or not, Mr. Secretary; but
we'll see what can be done.

HMJr:

Well, I think we ought to have it.

S:

They've got service ammunition exclusively out
here at these guns.

HMJr:

Oh, well

S:

And when they shoot them, somebody's liable to
get hurt.

HMJr:

Yeah. Well, that's - we don't want to hurt anybody.

S:

But we'll see whether we can do something about

it. We can make a stab - a very decent stab - at
it anyway.

HMJr:
S:

Don't you think it's a good idea?

Yeah, very good. It's highly desirable right
here - very desirable.

HMJr:

Yeah. I mean, let's go through the whole

S:

There are a dozen reasons why we ought to do it

and do it pretty quick, too.

HMJr:

Let's have a mock battle.

S:

Right, sir. Fine. I think it would be fun anyhow.

HMJr:

Well, I went through one in Norway and I thought

S:

it was fun, but it didn't turn out to be.
Well, it's fun for us.

HMJr:

Yeah.

S:

We might as well have a little, we're catching hell
from every other direction.

-8HMJr:

I went through one in Oslo.

HMJr:

Oh, you did, sir?
Yeah. In August, '39.

S:

Oh, you did?

S:

HMJr:

51

Yeah.

S:

I didn't know that.

HMJr:

Yeah.

S:

Well, then, I'11 see you Thursday with all the

HMJr:

Yes.

S:

And if you like, then, e'll go out and have a

HMJr:

That's right.

S:

And I'11 let you see how the new guns function,

data.

look at some of these things.

anyway.
HMJr:

Thank you.

S:

That'11 be Thursday at eleven, Mr. Secretary.

Good-bye, sir.
HMJr:

Thank you.

52

December 15. 1941.

Dear Bill:

I have your letter of December 14th, speaking
of your desire to secure the services of Mrs.
Elisabeth S. Friedman, is connection with your
code section. You know that I am always happy

to cooperate with you, but in this case, your re-

quest should be made to the Secretary of the Havy.
Mrs. Friedman has long been associated with the
Coast Guard, and that organisation is now under
Navy jurisdiction.

with certial regards,
Sincerely,

(Signed) 2. Morgenthan, 307

Colonel William J. Donovan,
Coordinator of Information,
Washington, D. c.

By Messanger Sturges 5:20

nm.c.
GEF/dbs

53
COORDINATOR OF INFORMATION
WASHINGTON, D.C.

December 14, 1941.

Dear Henry:

Pursuant to conversations we have had with

Mr. Gaston, I would greatly appreciate it if Mrs.
Elizabeth S. Friedman, of your Department, could be

assigned to this office for a temporary period pending the return from England of Lieut. Jones early in
January. I make this request only because of the
urgent need for her services pending the establishment
of our permanent code section.
Sincerely,

frielin Immon
William J. Donovan

Hon. Henry Morganthau,

The Secretary of The Treasury.

0 cg

I

C

L

s

neary

54

WORWASH 01 LA 14-552

December 15, 1941
9.24 a.m.

John W. Pehle

Assistant to the Secretary
Foreign Funds Control 268 Treasy Dept.
RE YOUR REQUEST FOR REPORT ON FOOD PICTURE.

ON DECEMBER 12, AND AT THE REQUEST OF MR TIMMONS I SENT A WIRE TO YOU
DESCRIBING IN DETAIL THE FOOD SITUATION AND RECOMMENDATIONS WHICH HAD BEEN
MADE TO US, AS WELL AS THE FIRST IMPRESSIONS OF THE EFFECT OF GENERAL

LICENSE NO. 77. THIS IS SUPPLEMENTARY THERETO.
TODAY MR. MERILLAT AND I, AS WELL AS MR. AMBROSE AND MR. CRAFT OF THE
LOS ANGELES BRANCH OF THE FEDERAL RESERVE BANK OF SAN FRANCISCO MST WITH
SUBSTANTIALLY THE SAME REPRESENTATIVE GROUP WE HAVE CONFERRED WITH IN THE

PAST, NAMELY, REPRESENTATIVES OF THE TWO LARGE MARKETS, REPRESENTATIVES
OF THE STATE DEPARTMENT OF AGRICULTURE, AND OTHER MEN WHO ARE ACTIVE IN
THE MARKET HERE IN LOS ANGELES. WE ASKED THEM TO GIVE US THEIR IMPRESSIONS
ON THE PRESENT MARKETING SITUATION.

WIT REGARD TO THE SUPPLY OF PRODUCE: THE SUPPLY OF FRESH VEGETABLES WAS
BACK TO ABOUT 80 PERCENT OF NORMAL ON FRIDAY, AS A RESULT OF PUBLICITY
ON GENERAL LICENSE 77 THROUGH THE RADIO, PRESS, AND VARIOUS COOPERATIVE
GROUPS, IT WAS ESTIMATED THAT THE SUPPLY WAS BACK TO NORMAL ON SATURDAY.
THERE APPEARS TO BE SOME DECLINE IN DEMAND FOR FRESH VEGETABLES DUE TO

RELUCTANCE TO DEAL WITH JAPANESE NATIONALS AND FEAR OF POISONING. NO

STATISTICS ARE AVAILABLE, ALTHOUGH IT IS INDICATED THAT HOUSEWIVES, ETC.
ARE RELYING MORE HEAVILY UPON CANNED GOODS. THIS MAY BE MERELY A BOYCOTT
OF JAPANESE PRODUCTS, HOWEVER, IN THE PAST TWO DAYS THE LOCAL PAPERS HAVE

(more)

55

-1CARRIED AN ARTICLE ON GROUND GLASS DISCOVERED IN CANNED SHRIMP, APPARENTLY
SHIPPED FROM JAPAN, WHICH MAY HAVE BEEN INSTRUMENTAL IN AUGMENTING THE
FEAR OF POISONING.
IT APPEARS THAT MANY MORE FARMERS HAVE BEEN BRINGING THEIR PRODUCE DIRECTLY
TO MARKET THAN PREVIOUS TO THE DECLARATION OF WAR, THUS REPLACING JAPANESE

TRUCKERS WHO PREVIOUSLY PERFORMED THIS FUNCTION. IT IS TO BE NOTED THAT
THE FARMERS THEMSELVES ARE JAPANESE. THE GROUP PRESENT SEEMED TO BE OF THE

OPINION THAT THE GENERAL LICENSE WAS TOO LIBERAL, ESPECIALLY AS IT RELATED
TO THE ACTIVITIES OF JAPANESE WHOLESALE ESTABLISHMENTS, MANY OF WHOSE

PROPRIETORS HAVE BEEN TAKEN INTO CUSTODY BY THE F.B.I. IT WAS THE
CONSENSUS OF THE GROUP THAT IT WOULD BE DESIRABLE TO TRANSFER OWNERSHIP
AND CONTROL OF THE SOME TWENTY ONE JAPANESE WHOLESALE ESTABLISHMENTS DOING
BUSINESS IN THE LOS ANGELES AREA FROM JAPANESE NATIONALS TO AMERICAN

CITIZENS, MOST OF WHOM WOULD BE OF JAPANESE DESCENT. THE EXPERIENCE OF
THE STATE DEPARTMENT OF AGRICULTURE AUTHORITIES AS WELL AS THAT OF THE
HEADS OF THE TWO LARGE MARKETS INDICATED THAT THE FOOD PRODUCE PICTURE
IS VERY CLOSELY CONTROLLED

(more)

56

THROUGH A HIERARCHY OF ASSOCIATIONS, COMMENCING WITH THE
LOCAL GROUPS REPRESENTING THE SMALL JAPANESE FARMERS AND

CULMINATING IN CENTRAL JAPANESE ASSOCIATION, WHICH COVERS
ALL FORMS OF JAPANESE BUSINESS. THIS MASTER ASSOCIATION
HAS IN THE PAST WORKED VERY CLOSELY WITH THE JAPANESE CONSULATE, AND A REPRESENTATIVE OF THE CONSULATE ATTENDS MOST
OF ITS MEETINGS.
THE CONTROL EXERCISED BY THE GROUP REPRESENTING THE

FARMERS AND THE WHOLESALERS IS QUITE COMPLETE. FOR EXAMPLE,
THERE IS APPARENTLY VERY CLOSE SUPERVISION OF PRICES AND

DISTRIBUTION BY THE ASSOCIATION HEADS. AN INSTANCE OF THIS
IS TO BE FOUND IN THE CAMPAIGN STARTED RECENTLY TO ENLIST
THE COOPERATION OF ALL FARMERS IN THE "FOOD FOR FREEDOM"
PROGRAM. THROUGH THE ASSOCIATION PROGRAM PRACTICALLY EVERY
JAPANESE FARMER HAD ENLISTED IN THIS PROGRAM VERY
SHORTLY AFTER ITS ANNOUNCEMENT.

UPON THE ISSUANCE OF GENERAL LICENSE 77, THE ASSOCIATION

57

OF PRODUCE DEALERS AND BROKERS, LOSANGKLES, WROTE A LETTER
TO THE REPRESENTATIVES OF THRKE OF THE PRODUCE ASSOCIATIONS,

CALLING THEIR ATTENTION TO THE FACT THAT THE JAPANESE NATIONALS
ON THE MARKET SHOULD COMPLY TO THE PRESENT RULES OR A REQUEST WILL

BE MADE TO THE TREASURY DEPARTMENT TO CANCEL THE PARTICIPATION
OF THE OFFENDING FIRMS UNDER THE GENERAL LICENSE.
THE REPRESENTATIVES OF THE STATE DEPARTMENT OF AGRICULTURE
HAVE APPARENTLY WORKED OUT A SCHEME FOR ELIMINATING THE
OWNERSHIP AND CONTROL OF JAPANESE NATIONALS IN THE WHOLE-

SALEING HOUSES THEY WERE NOT WILLING TO DISCUSS THIS WITH
US IN THE PRESENCE OF THE MARKETING GROUP. HOWEVER, I
ADVISED THEM THAT SHOULD SUCH A PLAN BE WORKED OUT, AND
THE TRANSFER OF ASSETS BE DESIRED, THE STATES INTEREST IN
THIS MATTER SHOULD BE COMMUNICATED TO THE TREASURY DEPART-

MENT OR THE FEDERAL RESERVE BANK IN CONNECTION WITH ANY
APPLICATIONS FILED TO PERMIT SUCH A TRANSFER.

58

IT IS TO BE NOTED THAT SEVERAL OF THE ASSOCIATION LEADERS,
AS WELL AS THE LEADING WHOLESALERS HAVE BEEN PLACED IN
CUSTODY BY THE FEDERAL BUREAU OF INVESTIGATION. THERE WAS
SOME FEELING EXPRESSED ON THE PART OF THOSE PRESENT THAT THE

ASSOCIATES OR THE FAMILIES OF THE INDIVIDUALS HELD IN CUSTODY
WHO ARE NOT PERMITTED TO CARRY ON BUSINESS UNDER THE GENERAL

LICENSE SHOULD BE SUPERVISED. THIS ALSO ADDED TO THE
FEELING THAT THE UNDESIRABLE INFLUENCES IN THE ASSOCIATIONS
AND THE JAPANESE WHOLESALERS WHO ARE NATIONALS SHOULD LIKE-

WISE BE PERMITTED TO DISPOSE OF THEIR BUSINESSES. IT IS
ESTIMATED THAT THIS PROGRAM WOULD TAKE ABOUT A MONTH TO
CARRY OUT WITHOUT DISRUPTING THE NORMAL FLOW OF PRODUCE.

INASMUCH AS THE ELIMINATION OF THE SMALL FARMER WHO IS

A

NATIONAL WOULD BE TOO GREAT A TASK TO FULFILL WITHIN THE
SHORT PERIOD NECESSARY WITHOUT A SERIOUS DISRUPTION, IT WAS
FELT THAT THE ADVANTAGE TO BE GAINED FROM IT WOULD BE OUTWEIGHED, AND THAT THE SITUATION WOULD BE SATISF ACTORILY

59

CLEARED UP BY THE ELIMINATION OF THE WHOLESALER. ONE
MARKET REPRESENTATIVE SAID THAT JAPANESE ALIEN YARD
MEN, THAT IS, SMALL STALL OPERATORS IN MARKETS COULD
BE REPLACED BY JAPANESE-AMERICANS. THIS REPLACEMENT
OCCURRED TO SOME EXTENT BEFORE THE ISSUANCE OF GENERAL

LICENSE 77, ALTHOUGH SOME ALIEN YARD MEN RETURNED TO
MARKET ON SATURDAY,

THREE WHOLESALE HOUSES OWNED BY JAPANESE ALIENS HAVE

BEEN SEALED BY THE F. B. I., TWO OTHERS ARE OPEN BUT
OPERATING UNDER DIFFICULTIES DUE TO INABILITY TO GET
POWERS OF ATTORNEY FROM OWNERS HELD IN CUSTODY BY

F. B. I.

MURPHY AND MERILLAT.

60
TREASURY DEPARTMENT

Washington

Press Service

FOR IMMEDIATE RELEASE,

No. 29-3

Monday, December 15, 1941.

The Treasury Department today further relaxed to some extent
and under appropriate safeguards the tight restrictions which had

been placed upon Japanese residing in this country. It will be
remembered that on the outbreak of war the Treasury, as a precautionary measure, placed a complete stoppage on all Japanese
financial and commercial transactions and took custody of many

Japanese enterprises.

On December 11, the Treasury issued regulations governing
living expenses and wages for Japanese nationals in the United
States and regulations governing Japanese nationals engaged in

the production, marketing, and distributing of food and agricultural products.

The general license issued today by the Treasury unblocks
the accounts of Japanese nationals who have resided continuously

within the continental United States since June 17, 1940 and permits business enterprises within the continental United States
owned and controlled by such Japanese nationale to continue to
operate, except in those cases in which Treasury representatives
are maintained on the premises or an official Treasury notice is
posted indicating that such premises are under Government control.
It is anticipated that Treasury representatives and posted notices
will be removed from the premises of many Japanese enterprises in
which they are now maintained, thus allowing such enterprises to
resume normal operations under such general license. It is further
anticipated that special business operating licenses will be
issued to many Japanese enterprises in which Treasury representatives are continued to be maintained allowing such enterprises to
operate under Government surveillance.

Representatives in this country of concerns located abroad

or owned and controlled by persons located abroad are excluded

from the privileges of the general license.
The Japanese nationals who are given the benefits of today's
license are subjected to certain reporting requirements and other
restrictions which will constitute safeguards against the abuse
of such benefits.

-00o-

61
TREASURY DEPARTMENT

Office of the Secretary
December 15. 1941.
GENERAL LICENSE NO. 68A
UNDER EXECUTIVE ORDER NO. 8389, APRIL 10.
1940. AS AMENDED, AND REGULATIONS ISSUED
PURSUANT THERETO, RELATING TO TRANSACTIONS
IN FOREIGN EXCHANGE. ETC.

(1) A general license is hereby granted:
(a) Licensing as a generally licensed national any

individual who is a national of Japan and who
has been residing only in the continental United
States at all times on and since June 17, 1940,
and

(b) Licensing as a generally licensed national any
partnership, association, corporation or other
organization within the continental United States
which is a national of Japan solely by reason of
the interest therein of a person or persons
licensed as generally licensed nationals pursuant
to this general license.
(2) This general license shall not be deemed to license as a
generally licensed national:

(a) Any individual. partnership, association, corporation
or other organization on the premises of which
the Treasury Department maintains a representative

or guard or on the premises of which there is posted
an official Treasury Department notice that the
premises are under the control of the United States
Government, or

(b) Any bank, trust company, shipping concern, steamship agency, or insurance company, or

Part 131; - Sec. 5(b). 40 Stat. 415 and 966; Sec. 2, 48 Stat. 1: 54
Stat. 179; Ex. Order 8389, April 10, 1940, as amended by Ex. Order
5785, June 14, 1941, Ex. Order 8832, July 26, 1941, and Ex Order
8963. December 9. 1941: Regulations, April 10, 1940, as amended
June 14, 1941. and July 26, 1941.

.

62

-2(c) Any person who, on or since the effective date of

the Order, has represented or acted as agent for
any person located outside the continental United
States or for any person owned or controlled by
persons located outside the continental United
States, or

(d) Any person who on or since the effective date of
the Order has acted or purported to act directly
or indirectly for the benefit or on behalf of any

blocked country, including the government thereof,
or any person who is a national of Japan by reason
of any fact other than that such person has been

domiciled in, or a subject or citizen of, Japan
at any time on or since the effective date of the

Order.

(3) A report on the appropriate series of Form TFR-300 shall
be filed with the appropriate Federal Reserve Bank within 30 days

after the date hereof with respect to the property interests of every
person licensed herein as a generally licensed national if the total
value of the property interests to be reported is $1,000 or more.
(4) Every business enterprise licensed herein as a generally

licensed national shall also file with the appropriate Federal Reserve
Bank within 30 days after the date hereof an affidevit setting forth
the information required by Form TFBE-1, if the total value of all
property interests of such business enterprise is in excess of $5,000.

(5) Banking institutions within the United States effecting
payments, transfers or withdrawals in excess of $1,000 during any

month for the account of any person licensed as a generally licensed

national hereunder, shall file promptly with the appropriate Federal
Reserve Bank a report showing the details of such transactions.

63
-3(6) This general license shall not authorize any transaction

which, directly or indirectly, substantially diminishes or imperils
the assets within the continental United States of any national

of Japan or otherwise prejudicially affects the financial position
of such national within the continental United States.

(7) As used in this general license, the term "business
enterprise" shall mean any individual proprietorship, partnership,
association, corporation or other organization engaged in commercial

or other business activities within the continental United States.
E. H. Foley, Jr.
Acting Secretary of the Treasury.

64
TREASURY DEPARTMENT

Washington

Press Service

FOR IMMEDIATE RELEASE,

No. 28-97

Thursday, December 11, 1941.

The Treasury Department today announced regulations govern-

ing living expenses and wages for Japanese nationals in the United
States and regulations governing Japanese nationals engaged in

the production, marketing and distributing of food and agricultural products within the United States.
Under General License No. 11-A any Japanese national in the
continental United States may receive up to $100 per month for

living and personal expenses for him and his family. This

license permits such payments from either the national's bank
account or from his employer in the form of wages. Banks and
employers making such payments are required to make certain that
the Japanese national is not drawing more than $100 under the
license. Thus a Japanese national cannot draw $100 per month
in the form of wages and at the same time withdraw $100 per

month from his bank accounts.

Under General License No. 77 Japanese nationals engaged in

the business of producing, marketing or distributing food or
agricultural products may, with minor exceptions, engage in all
transactions incident to the normal conduct of such business,

However, under the license a Japanese national cannot withdraw
from his accounts during any one week for such enterprises sums

in excess of his average weekly withdrawals during the last six
months. Moreover, the license covers only Japanese nationals
who were previously licensed under General License No. 68.
This action is intended to permit the orderly movement of fresh
vegetables and other food in areas such as the Pacific coast in
order to supply the needs of our civilian population and military
forces.

-00o-

TREASURY DEPARTMENT,

65

Office of the Secretary,
December 11, 1941.

GENERAL LICENSE NO. 11-A.
UNDER EXECUTIVE ORDER NO. 8389, APRIL
10, 1940, AS AMENDED, AND REGULATIONS
ISSUED PURSUANT THERETO, RELATING TO

TRANSACTIONS IN FOREIGN EXCHANGE, ETC.*

(1) A general license is hereby granted authorizing payments out of the blocked account of any national of Japan in the
continental United States for the living and personal expenses of
such national and his household; provided that the total payments under this general license from all the blocked accounts
of any one national shall not exceed $100 in any one calendar
month.

(2) Banks, employers and other persons making any such pay-

ments shall satisfy themselves, through affidavits or otherwise,
that payments out of blocked accounts for living expenses for
any one national and his household do not exceed $100 in any one
calendar month.

E. H. Foley, Jr.

Acting Secretary of the Treasury.

Part 131: - Sec. 5(b), 40 Stat, 415 and 966; Sec. 2, 48 Stat. 1;
54 Stpt. 179: Ex. Order 8389, April 10, 1940, as amended by
Ex. Order 8785, June 14, 1941, Ex. Order 8832, July 26, 1941,
and Ex. Order 8963, December 9, 1941; Regulations, April 10,
1940, as amended June 14, 1941, and July 26, 1941.

28-99

66
TREASURY DEPARTMENT

Office of the Secretary
December 11, 1941.

GENERAL LICENSE NO. 77
UNDER EXECUTIVE ORDER NO. 8389, APRIL
10, 1940, AS AMENDED, AND REGULATIONS
ISSUED PURSUANT THERETO, RELATING TO

TRANSACTIONS IN FOREIGN EXCHANGE, ETC.*

(1) A general license is hereby granted licensing any
person engaged, prior to December 7, 1941, in the production,

marketing or distribution of food products within the continental
United States and who is a national of Japan to engage in all
transactions ordinarily incidental to the normal conduct of their
business of producing, marketing or distributing food within the
continental United States, Provided, however, that this general
license shall not authorize
(R) any transaction which could not be effected without
a license if such person were not a national of any
blocked country.

(b) total payments, transfers or withdrawals from blocked
accounts of any such person during any one week in
excess of the average weekly payments from such
account during the six months' period immediately

preceding the date of this license, or
(c) any transaction by or on behalf of nationals of

Japan who were not generally licensed nationals
under General License No. 68 prior to December 7,
1941.

(2) Any person engaging in business pursuant to this
general license shall not engage in any transaction pursuant to

this general license which, directly or indirectly, substantially
Part 131; - Sec. 5(b), 40 Stat. 415 and 966; Sec. 2, 48 Stat.
54 Stat. 179; Ex. Order 8389, April 10, 1940, as amended by
Ex. Order 8785, June 14, 1941, and Ex. Order 8832, July 26,
1941; Regulations, April 10, 1940, as amended June 14, 1941,
and July 26, 1941; Ex. Order 8963, December 9, 1941.

28-97

67

-2diminishes or imperils the assets of such person within the

continental United States or otherwise prejudicially affects the
financial position of such person within the continental United
States.

(3) Any bank effecting any payment, transfer or withdrawal

pursuant to this general license shall satisfy itself that such
payment, transfer or withdrawal is being made pursuant to the
terms and conditions of this general license.
(4) Where any blocked account in a bank is debited in
excess of $500 per calendar month pursuant to this general

license, such bank shall file with the appropriate Federal
Reserve Bank a report for such calendar month setting forth the

details of the transactions in such account during the calendar
month.

E. H. FOLEY, JR.

Acting Secretary of the Treasury.

68

December 15, 1941

Dear Mr. Hamiltons

Attached is the most recent report
we have received from our people in Los Angeles

in regard to the food situation.
Secretary Morgenthau would appreciate any

suggestions you may have as to how the matter
should be handled.

Very truly yours,
(Signed) E.H. Foley, Jr.
Honorable Carl Hamilton

Assistant to the Secretary
Department of Agriculture

Washington, D. C.

EHFJr/fm 12;15 '41
Attachments

Telegram from Murphy and Merillat (Lod Angeles

12/15'41 9:24 a.m.)

Press Release 12/15'41 on General License 68A
General License 68A
Press Release 12/11'41 on General License 11-A & 77
General License 77.

Out 6 p.m. by Special Messenger

69

December 15, 1941

Dear Mr. Hoovert

Attached is the most recent report
we have received from our people in Los

Angeles in regard to the food situation.
Secretary Morgenthau would ap-

preciate any suggestions you may have as to
how the matter should be handled.

Very truly yours,
(Signed) E.H. Foley, Jr.
Mr. J. Edgar Hoover

Director, Federal Bureau of Investigation

Department of Justice
Washington, D. C.
EHFJr/fm 12/15'41

Attachments Telegram from Murphy and Merillat (Los Angeles

12/15'41 9:24 a.m.

Press Release 12/15'41 on General License 68A
General License 68A
Press Release 12/11'41 on General License 11-A & 77
General License 11-A
General License 77.

Out 6 p.m. by Special Messenger

70

FOREIGN EXCHANGE CONTROL

December 18, 1961
TO THE PRESIDENTS OF ALL FEDERAL RESERVE BASES,

THE FOLLOWING IS THE TEXT OF GENERAL LICENSE NO. 684
AND PRESS RELEASE ISSUED IS CONNECTION THEREWITH,
HERE TAKE a ANDEED GENERAL LICENSE AND PRESS RELEASE
YOU ARS REQUESTED TO HAVE COPIES OF THESE DOCUMENTS PREPARED

AND DISTRIBUTED TO ALL BARKS INGLUDING ALL KOZHNEWBER BANKS

IN

YOUR DISTRICT AND TO ALL OTHER PERSONS AS YOU MAY DEEM APPROPRIATE.

THE FOLLOWING IS A TEXT OF CIRCULAR NO. 70,
MERS TAKE IN ASSEED CIRCULAR
YOU WILL BE FURTHER ADVISED WITH RESPECT TO THE FORMS REFERRED

TO IN GENERAL LICENSE NO. SSA.

(Signed) E. E. Polay. IN
Acting SECRETARY OF THE TREASURY

LCAigt 12/15/41

71

CONTIDENTIAL

COPY

TREASURY DEPARTMENT

Foreign Funds Control
December 15, 1941
CIRCULAR NO. 79.

Reference is made to General License No. 68A, as amended.

(1) You should promptly institute a program of withdrewing all

guards and supervisory personnel and removing the posting from the premises

of all enterprises which would otherwise obtain the benefits of General
License No. 68A, unless such enterprises

(a) are of such sise as to justify the maintenance of guards

and supervisory personnel, OF

(b) are known to you to be dangerous to the national interest.

It is expected that in so far as possible you will effect this part of the
program within the eming week.

(2) You are authorised pursuent to the provisions of Paragraph 15
of General Ruling No. 4, as amended, to exclude from the provisions of General
License No. 68A any person who on the basis of the considerations referred
to in paragraph (1) (a) and (b) above should be excluded therefrom. In such
eases, you should assign guards or supervisory personnel and post the premises,
if you deen such action desirable.

(3) In cases in which you deem it desirable to continue to maintain, or to install, guards or supervisory personnel, you are authorised to

issue appropriate operating licenses where you deen such action not incon-

sistent with the national interests. You should report to the Treasury Department as prouptly as possible full facts concerning all persons and enter-

prises which are not permitted by you to resume operations.

(4) Persons excluded from the benefits of General License No. 68A
because of the maintenance of guards or supervisory personnel or because of
the posting thereof, or specifically excluded by you pursuant to Paragraph 15
of General Ruling No. 4, as emended, should be included in notices sent by
you to the banking institutions with whom such persons are known to have

accounts.

(5) You should return to such enterprises as promptly as possible
and to the maximum extent consistent to our national interests, any records
and documents and other papers which may have been removed under your authorization from the premises of concerns operating under General License No. 68A

or under specific license issued by you.

72

-2(6) with respect to enterprises which, prior to December 7,
1941, did not have the benefits of General License No. 68 and which were
doing business under an operating license granted by the Treasury Depart

ment, there will be forwarded to you a list of numbers of theaporating
licenses which should be reinstated by you unless the enterprise in question
is known to you to be dangerous to national interests. You are authorised
to sake such changes in operating licenses as are necessary to conform them
to present conditions.

(Signed) E. H. Foley, Jr.
Acting Secretary of the Treasury.

73
TREASURY DEPARTMENT

Washington
FOR IMMEDIATE RELEASE,

Press Service

DEC 15 1941

The Treasury Department today further relaxed to

some

extent and under appropriate safeguards the tight restric-

tions which had been placed upon Japanese residing In this

country. It will be remembered that on the outbreak of war

the Treasury, as a precautionary measure, placed 6 complete
stoppage on all Japanese financial and commercial transactions
and took custody of many Japanese enterprises.
On December 11, the Treasury issued regulations
governing living expenses and wages for Japanese nationals in
the United States and regulations governing Japanese nationals

engaged in the production, marketing, and distributing of food
and agricultural products.
The general license issued today by the Treasury
unblocks the accounts of Japanese nationals who have resided
continuously within the continental United States since
June 17, 1040 and permits business enterprises within the
continental United States owned and controlled by such
Japanese nationals to continue to operate, except in those
cases in which Treasury representatives are maintained on the
premises OP an official Treasury notice is posted indicating

that such premises are under Government control. It is anticlpated that Treasury representatives and posted notices will
be renoved from the premises of many Japanese enterprises in
which they are now maintained, thus allowing such enterprises

to resume normal operations under such general license. It
is further anticipated that special business operating licenses
will La Issued to sany Japanese enterprises in which Treasury
representatives are continued to be maintained allowing such
enterprises to operate under Government surveillance.
Representatives in this country of concerns located

abroad or owned and controlled by persons located abroad are

excluded from the privileges of the general license.
The Japanese nationals who are given the benefits

of today's license are subjected to certain reporting requiresents and other restrictions which will constitute safeguards
against the abuse of such benefits.

(Initialed) F., Jr.
LGANJEDIgt

12-14-41

74

DCE of FEDERAL REGULATIONS

the $1 - Money and Flanness Treasury

aptor I - Membery office, Department of the Treasury

art 133 - General licenses under Insective Order
NO. esse, April 10, 1940, as assessed,
and regulations Issued participant thereto.
petion 181.00

TREASURY DEPARTMENT

office of the Secretary
December 16, 1941.

GENERAL LICENSE NO. 084
UNDER REROUVERS ORDER no. ease, APRIL 10,

1940, AS ANSIED, AND REGULATIONS ISSUED

PURSUANT THIRSTO, RELATING TO TRANSACTIONS

IN FORMICS EXCEASES, STC.

(1) A general license to hereby greated.
(a) Licensing as a generally licensed national any
individual who is a national of Japan and who
has been residing only in the continuital United
States as all Mass - and since June 17, 1940,
and

(b) Licensing as a generally licensed national any
partnership, association, corporation or other
organization within the continuial United States
which is a national of Japan solely by reseas of
the interest therein of a person or persons
licensed as generally licensed nationale pursuant
to this general license.
(a) This general license shall not be desced to license as a
generally licensed national,

(a) Any Individual, partnership, association, corporation
or other organisation - the premises of which
the Treasury Department mistaine a representative

or gaard or - the premises of which there is posted
as official Treasury Department notice that the
premises are under the control of the United states
or

(b) May bank, to company, shipping concern, steam
ship agency. or Insurance company. OF

(e) May porses who, on or since the effective date of
the Order. has represented or ested as agent for
any person located outside the continental United
States or for any person owed or controlled by
persons located outside the continental United
States, or

. Part 1815 - see. Rb). 60 not. 413 and See. 2, 48 Stat. 18 14

stat. 179, in. Order eace, April 10, 1960, as amended by Em. Order
area, June 14. 1961, in. Order seas, July 26, 1941, and Sx. Order coca,

December 9, 1941, Regulations, April 10, 1940. as assended June 14, 1941,
and July ss, 1941.

75

.8.
(d) Any person who on or since the effective date of
the Order has noted or purported to w directly

or indirectly for the benefit or - behalf of -

blacked country, including the government thereof,

or any porson who to a national of Japan by of any fast other this that such person has born
demiciled in. or a subject or office of, Japan
as any time - or stoce the effective date of the
order.

(8) A report - the appropriate series of Form 198-500 shall be
filed with the appropriate Federal Reserve Seak within so days after the
date hereof with respect to the property interests of every person licensed

herein as a generally licensed national ss the total value of the property
interests to be reported is 82,000 or sere.
(4) Every business enterprise licensed herein as a generally
licensed national shall also file with the appropriate Federal Reserve

Bank within so days after the date horest as affidavit setting forth the
information required by Form 1785-1, as the total value of all property

intereste of such business enterprise to in - of 16,000.
(a) Seaking institutions within the United States effecting paym
wate, treasfors or withdreams is excess of 82,000 during any month from
the account of any porson licensed as . generally licensed national hereunder. shall file prouptly with the appropriate Federal Reserve Bank a
report aboving the details of such transactions.

(6) This general license shall not authorise any transaction

which, directly or indirectly. substantially diminishes or Superilo the
assets within the continental United States of say national of Jagan or

otherwise prejudicially effects the financial position of such national
within the continental United States.

(9) As nood in this general license, the term "business enterprise"

shall - any individual propotebarship, partnership. association,
corporation or other organisation engaged is commercial or other business

activities within the continental United States.
(Signed) E.H. Foley, Jr.
Acting Secretary of the treasury.

FOREIGN Funds Control 76
2020120

Salaries and Expenses

Allot

Foreign Exchange Control 1942 - 1-b
December 15. 1941.

To the Presidents of all Federal Reserve Banks:

This telegram is supplemental to our similar telegram of
December 11. You are instructed to add the following amendment

"This license does not authorise any transaction prohibited by the
Treasury Representative assigned to this enterprise." to licenses

in your district in the names of the following business enterprises
as promptly as you are able to effect the installing of Treasury
Representatives in such business enterprises:
ST. DENNIS-KUSLMANN-ST. CLAIR DYESTUFFS CORP.

55 Van Dam Street, New York City.
UNION PHARMACEUTICAL CO. INC.,

Bloomfield, New Jersey.
ARTRA COSMETICS, INC.

Bloomfield, New Jersey.
SYNTHETIC NITROGEN PRODUCTS CORP.

285 Madison Ave., New York City.
AMERICAN FELSOL COMPANY,

20011/2 Ninth Street, Lerain, Ohio.

MAYWOOD CHEMICAL WORKS INC.,

Mayawad, New Jersey.
BUFFALO ELECTRO-CHEMICAL CO., INC.

Samyer Road, Tonawanda, New York.
BILHUBER-KNOLL CORP.,

Orange, New Jersey

77
TO THE PRESIDENTS OF ALL FEDERAL RESERVE BACKS

Page 2

E. BILHUBER, INC.
Orange, New Jersey
AMERICAN ASKANIA CO.

Merchants and Manufacturers Bldg., Houston, Texas
STANDARD FARRICATORS, INC.

Long Island City, New York
AMERICAN OBERNAIER CORP.

355 Walton ve., New York City
THE NIROSTA CORPORATION

27 William Street, New York City
JOHNS MARIA FARINA, INC.

27 william Street, New York City

ARSTFALIA SEPARATOR CO., INC.

30 Orange Street, Bloomfield, New Jersey
AMERICAN LURGI CORPORATION

80 Broad Street, New York City
ONE AND CHEMICAL CORPORATION

80 Broad Street, New York City
THEODORE MILLE AND CO., Inc.

104 Front Street, New York City
New Orleans, Louisiana
AJAX TRANSPORTATION COMPANY

208 North Broadway

St. Louis, Missouri
ROBERT C. MAYER & COMPANY, INC.

New York City
SOUTHERN RESID & CHEMICAL COMPANY

Glen Saint Mary, Florida

78
0 the Presidents of all Federal Reserve Banks

Page S.

After the Treasury Representative is installed and has worked

but a suitable procedure with the banking institutions involved for
the honoring of checks and other items outstanding and to be issued

n the future, the following clause should be inserted in the license:
No payment, transfer or withdrawal may be effected unless approved by
such Treasury Representative."

The Treasury Representatives may be national bank examiners,

ustoms officers, Treasury investigators, or any other available
Treasury personnel all of whom are being instructed to get in touch

with you immediately and be at your disposal in this connection. Such
representatives shall be guided by the following general instructions:

(1) No person shall be permitted into or out of the premises of
such enterprises without approval of the Treasury Representative. Do
not keep out officials, employees and others on a wholesale basis but
terely those individuals whom you have reason to believe to be dangerous.

(2) Treasury Representatives shall determine the number and
location of books and records and access to or use of such books and

records shall be under surveillance of the Treasury Representatives.

o books or records shall be destroyed, effaced, nor shall any records
removed from the premises without the permission of the Treasury
Representative.

(3) No mail shall be delivered to such enterprises or opened
except in the presence of or as authorized by the Treasury Representative

79
) the Presidents of all Federal Reserve Banks

Page 4.

who shall have the right to inspect all incoming and outgoing mail.
(4) No payments, transfers or withdrawals of funds from bank
accounts or otherwise shall be permitted except with the prior
approval of the Treasury Representative. Approval shall not be
given except for payments, transfers OF withdrawals in the normal

course of the legitimate business of the enterprise. Approval for
normal expenditures shall be given promptly.

(5) No changes in personnel shall be made without the prior
approval of the Treasury Representative.

(6) As soon as sufficient Treasury personnel for the purpose
$ made available the Treasury Representative and his staff shall begin

a careful study of all books, files, correspondence, and all other
records. The object of such a study will be to determine what trans-

actions, relationships, activities and personnel of the business
enterprise are opposed to the National interest.

(7) Any transactions, relationships or activities opposed to the
National interest shall be prohibited by the Treasury Representative.
Appropriate measures shall be taken with reference to personnel whose
continued employment is opposed to the National interest.

(Signal) &. E. Foley, Sr.

letting SECRETARY OF THE TREASURY.

F:3B:JWP 12/13/41
D.J.S. BB

12/15/41 - 11:30 A.M.
Cleared over the phone with Leo Crowley and Dean
Acheson after Secretary said go ahead of they approved.
F.H.F. Jr.

80
THE UNDER SECRETARY OF THE TREASURY
WASHINGTON

December 15. 1941

Conference in the Secretary's Office this morning
with Chairman Eccles. Mr. Morris and Mr. Bell were also
present.

Mr. Eccles said that he would like to propose
legislation to amend the Federal Reserve Act so that the

Treasury could sell its securities directly to the Federal

Reserve Banks rather than going through the open market.
This restriction was placed on the Federal Reserve Banks
by the Banking Act of 1935. It was proposed at that time
by Senator Glass, who insisted upon including this restric-

tion in the Act.

The Secretary told Mr. Eccles that he was in favor

of eliminating it at this time as it would help us level
off the money market during tax payment times when the

receipts might be larger than the payments. It was agreed
that Mr. Ecclee would contact Mr. Oscar Cox regarding the
proposed legislation; that he would prepare a letter which
he and the Secretary both would sign, recommending it; and
that Mr. Eccles and the Secretary would see Mr. Glass
personally about the matter.
Mr. Eccles then discussed at some length the question
of Federal Reserve Banks making industrial loans under
Section 13(b) of the Federal Reserve Act. He said that the

provision of that section is so restrictive that the banks

can not make loans without running the risk of impairing a

part of their capital structure. This, of course, they can

not afford to do in these times. He suggests that the section
either be amended to give the banks greater flexibility in
making these loans or that the section be repealed entirely

and the whole matter of making loans to small business concerns

be left in the hands of the Federal Loan Administrator. He
said that there was a great deal of objection in the War

Department to the Administrator having this authority because
FORDEFENSE

BUY
UNITED
STATES

WINGS
BONDS
WONDER

he is not liberal in making these loans and it is handicapping
the War Department in entering into contracts with small concerns for the production of defense materials.

81
-2-

The Secretary told Mr. Eccles that we would study
his memorandum and then he thought we ought to have a

general conference with Mr. Jones regarding the matter.
Generally speaking, he said, he was not in favor of two
or more lending agencies in Washington but he was in favor
of making some provision so that small businesses could
borrow funds promptly. He said that when he finished reading
the memorandum he might agree that the Federal Reserve should

handle it rather than the Federal Loan Administrator. He
said he would discuss this matter with Eccles after he had
read it.

The other matter discussed was the date for the
open market committee to discuss with the Secretary the
matters considered by them at their meeting on Friday of
last week. The Secretary agreed to see them at three o'clock
on Thursday, and I told them I could see them at 10:30 a.m.

swit

82

TREASURY DEPARTMENT
INTER OFFICE COMMUNICATION

DATE December 15, 1941.

Mr. Foley
Mr. White

TO

Mr. Haas

FROM

Dave H. Morris, Jr.

This morning Mr. Eccles discussed with the Secretary (Mr. Bell and I were

also present) the desirability of either repealing Section 13(b) of the Federal
Reserve Act, or modifying it radically so as to make it really workable.
Mr. Eccles points out that under Section 13(b) as it now stands, the Reserve
Banks and the Industrial Committees set up to pass on loans are necessarily

extremely conservative in the making of loans, with the result that very few

are actually made. With terrifically expanded activity in defense industries,
the smaller companies have borrowed all they legitimately can, based on
their capital set-up, from the commercial banks. However, in many instances

it is imperative that they obtain additional working capital to provide for
actual production. There is rapidly increasing pressure on this matter from
the Army, Navy, and Mr. Odlum's group.

Mr. Eccles points out further that while the RFC might make loans, they
have never set up a properly decentralized force to handle small loans. Where
big ones are concerned and the matter can be handled from Washington, every-

thing works smoothly, but because of the requirement that practically everything be passed on by Washington, the making of small loans has, in practice,
bogged down and without a large expansion of the RFC machinery is bound to
continue to do so.

With the above in mind, and also believing that if small loans are going
to be made by any Governmental agency the banking communities would prefer

83
-2them made through the Federal Reserve Banks, Mr. Eccles suggests some entirely

new legislation covering this proposal and submitted to the Secretary this
morning a memorandum on the subject together with a copy of the proposed legis-

lation. In doing so, he said he was fairly well satisfied with everything except the restrictions on the length of period for the loanwould
and the amount to
be paid back within certain periods and, personally, he will prefer to remove

all restrictions and leave the terms to the discretion of those making the
loans.

Mr. Eccles is very anxious to get a reply from the Treasury Department

within the next day or two, so as to get it started before the Christmas
rush. The Secretary has said he will give him an answer just as soon as
possible. Consequently, will you let me know as soon as you have been over

the attached material and are ready to discuss it and I will arrange a meeting.

samp
Attachments: Summary of Industrial Loan Corporation Bill (1942),

Principal points of Industrial Loan Corporation Bill (1942),

Draft of Bill.

Copy to Mr. D. W. Bell.

SUMMARY OF INDUSTRIAL LOAN CORPORATION BILL (1942)

84

Creation of Corporation and Termination of Reserve Bank

Authority. - The present limited industrial loan authority of Federal

Reserve Banks would be terminated and transferred in broadened and more

effective form to the Industrial Loan Corporation created by the bill.

Functions of Corporation. - The Corporation could extend
financial assistance to commercial or industrial businesses by acquiring
their obligations or preferred stock or by making commitments to acquire
such obligations or stock. Such obligations could not have a maturity
in excess of 10 years. Periodic repayments on all such obligations and

stock would be required in order to retire at least 40 per cent of prin-

cipal amount within a 10-year period. Loans could be made to businesses

directly or in cooperation with financing institutions, but not more

than $1,000,000 of funds could be outstanding at any time to any one

business.

Capital and Surplus of Corporation. - The Secretary of the
Treasury is authorized by existing law to pay to the Federal Reserve

Banks approximately $139,000,000 to enable them to make industrial loans.

This amount is already appropriated for this purpose. Under this authority
approximately $27,000,000 has been paid. The bill would require payment
of the remaining $112,000,000. These funds would be used by the Federal
Reserve Banks to supply the capital and surplus of the Corporation, consisting of about $39,000,000 of surplus and $100,000,000 of capital stock

to be issued to the United States and delivered to the Secretary of the
Treasury. The Corporation would take over outstanding industrial loans

and commitments of the Federal Reserve Banks.

Borrowing by Corporation. - The Corporation could borrow from
any Reserve Bank on promissory notes secured to the bank's satisfaction,
but its aggregate debt to all reserve banks at any one time could not exceed $250,000,000.

Management of Corporation. - The members, Chairman and Vice
Chairman of the Board of Governors of the Federal Reserve System would
50, respectively. directors, chairman and vice chairman of the Corpora-

tion. It could utilize the Reserve Banks BE its agents, and could use
the employees of the Board or the Reserve Brake BE its own officers or
employees but without extra compensation to them.

Dissolution of Corporation. - The Board of Governors could
orier the dissolution of the Corporation whenever there is no longer a

reasonable need for its facilities. Upon dissolution, all its assets
in excess of indebtedness would be paid to the United States.

85
PRINCIPAL POINTS OF INDUSTRIAL LOAN CORPORATION BILL (1942)

General Objective. - Heretofore the Industrial Loan Corporation Bill and the other Mead bills had as their primary objective the
assistance of small business. The present Industrial Loan Corporation
Bill has a broader objective, as set forth in the preamble. This objective is to further the defense program by helping the country's industries to obtain maximum production both of defense goods and of

civilian supplies. As a corollary to this, it would assist the Gov-

ernment's anti-inflation program by increasing the supply of goods of
all kinds. In this process small business units would of course benefit since they would in many cases be enabled to maintain or increase
their production where additional financing could accomplish this.
The preamble also contemplates that the operations of the Corporation
shall assist in meeting the requirements of the armed services and of
the defense agencies established by executive orders of the President.

Industrial Loan Corporation. - The bill would terminate the
present limited authority of the Federal Reserve banks to make industrial
loans, and would transfer this authority, in broadened and more effective
form, to the Industrial Loan Corporation, which the bill would set up as
an integral part of the Federal Reserve System. The activities of the
Corporation could be promptly set in motion through the existing facilities of the Federal Reserve System. The plan would involve no increase
in the budget.

Loans to Business by Corporation. - The Corporation could ex
tend financial assistance to commercial or industrial businesses by ac-

quiring their notes, debentures, bonds, or similar obligations, by purchasing preferred stock in such businesses, or by making commitments to

acquire such obligations or stock. Such obligations could not have a
maturity in excess of 10 years and provision would have to be made, in
a manner satisfactory to the Corporation, for periodic repayments or retirements on such obligations and stock sufficient to repay or retire
at least 40 per cent of the principal amount within a 10-year period.
The Corporation could extend its assistance to industrial or commercial
businesses directly or in cooperation with financing institutions, but
it could not have more than $1,000,000 of funds outstanding at any time
to any one commercial or industrial business.
Capital and Surplus of Corporation. - The capital and surplus
of the Industrial Loan Corporation would be supplied from a fund of about
$139,000,000 which has already been appropriated (out of the increment

resulting from the devaluation of the dollar) for the purpose of assisting Federal Reserve banks in making industrial loans. The Secretary of

the Treasury was authorized to pay this sum to the Reserve banks for this
purpose on the security of the approximately $139.000,000 of Federal Deposit Insurance Corporation stock which the Reserve banks were required

86
-2-

to purchase when the Federal Deposit Insurance Corporation was organized.
Pursuant to this authority, the Secretary has paid approximately $27,000,000
to the Reserve banks and the proposed plan would require him to pay the
balance, or about $112,000,000. The Reserve banks would be required to

use all of these funds to supply the capital and surplus of the Industrial
Loan Corporation which would consist of about $39,000,000 of surplus and

$100,000,000 of capital stock, to be issued to the United States and delivered to the Secretary of the Treasury. The Federal Deposit Insurance
Corporation stock now owned by the Federal Reserve banks would also be

transferred to and be owned by the United States. The outstanding in-

dustrial loans and commitments of the Federal Reserve banks would be

transferred to the Industrial Loan Corporation. Upon the dissolution
or liquidation of the Industrial Loan Corporation all its assets in excess of indebtedness would be paid to the United States.

Borrowing by Corporation. - The Corporation could borrow from
any Reserve bank on the Corporation's promissory note secured to the
satisfaction of the Reserve bank but its aggregate debt to all Federal
Reserve Banks at any one time could not exceed 250 million dollars.
Management of Corporation. - The members of the Board of Gover-

nors of the Federal Reserve System would be the directors of the Industrial
Loan Corporation and the Chairman and Vice Chairman of the Board of Governors would be chairman and vice chairman, respectively. of the Corporation.
The Corporation could utilize the Federal Reserve banks as its agents, and
could use any employees of the Board of Governors or the Reserve banks as
its own officers or employees, reimbursing the Board of Governors or the

Reserve banks for such services. No director of the Corporation and no officer or employee of the Board of Governors or of any Reserve bank would
receive any extra compensation for his services for the Corporation. The
bill provides that the Corporation "shall endeavor to decentralize its ac-

tivities" and that functions other than the prescribing of regulations or

the determination of general policies may be performed through designated
representatives.

Dissolution of Corporation When Not Needed. - The Board of Gov-

ernors of the Federal Reserve System could order the dissolution and liquidation of the Corporation whenever it appears, either by reason of decreased
volume or otherwise, that there is no longer a reasonable need for the
facilities of the Corporation.
PROPOSED BILL VS. EXISTING LAW

(a) Loan Policy. - In peace time, loans made by commercial
banking institutions are necessarily based primarily upon the soundness

of the risk. This has been true, although to a lesser degree, as to loans

made by the Federal Reserve Banks under section 13b of the Federal Reserve

Act. In time of war, however, it is essential that all necessary credit be

87

made available to finance maximum possible production. In cases
where this cannot be done without the assumption of risks which are
not proper for commercial financing institutions to assume, the Government must provide the funds in some manner. The removal of the

restrictions in the existing section 13b would assist materially in
this direction. The proposed Corporation, however, under the con-

trol of the Board of Governors, which is a governmental agency, could
adopt and more effectively implement the policies necessary to attain
these ends, using the Federal Reserve Bank officers as agents for

making loans. In this situation, such policies would not run counter
to the responsibilities of the directors of a Federal Reserve Bank for
the conservation of the bank's assets, since they would not pass upon
the loans made by the Corporation.

(b) Limitation on Loans. - The existing law restricts the
authority of Federal Reserve Banks in this matter 80 that loans can be
made only to businesses which are established, only for working capital

purposes, and only for five years. The law also requires that direct
loans to industry be made only on a sound and reasonable basis.

(c) Availability of Funds. - Under existing law, the Secretary of the Treasury is authorized to pay the entire amount of

$139,000,000 to the Federal Reserve Banks, and it would be possible for
all losses sustained by the Federal Reserve Banks in using either this
amount, or an additional sum up to $139,000,000 from their own surplus,
to be taken from the amount thus provided by the Secretary. However,
under his regulations on this subject. the Treasury has supplied only
about one-half of the amount of outstanding loans made by the Federal
Reserve Banks, and the loans have been made on a participating basis.

88
A BILL

To aid in the national defense program by liberalizing

credit facilities for business and industry, to aid in
resisting inflation by making available additional credit
needed to maintain maximum production of civilian goods

consistent with the defense program, to establish an industrial loan corporation and for other purposes:

Whereas, it is essential to the success of the national
defense program that business and industry maintain the maximum

possible production of goods and services for defense and for
civilian supply; and
Whereas, many small and medium size business enterprises

are pa: ticipating or desire to participate either as contractors,
subcontractors, or otherwise in the production of goods and materials
necessary to the defense program, and could in many instances attain

greater production if they were able to obtain requisite financial
assistance; and

Whereas, other such enterprises are producing goods and

services necessary for civilian supply and could in many instances

attain greater production if they were able to obtain requisite
financial assistance; and

Whereas, such production for civilian supply contributes
to national defense by helping to maintain a reasonable standard of
living and aids the Government's anti-dinflation program by increasing

the supply of civilian goods within the limits of established priorities
and allocations; and

89
-2-

Whereas, in order that greater assistance may be rendered
by the Federal Reserve System to the armed services and the defense

agencies established by executive orders of the President, it is
essential that an agency of the System be given broad authority to
make loans to industry and business for defense and civilian needs;
Now, therefore.

Be it enacted by the Senate and House of Representatives

of the United States of America in Congress assembled, That section
13b of the Federal Reserve Act is amended to read as follows:

"SEC. 13b. (1) This section may be cited as the 'Industrial
Lona Corporation Act'.

"(2) There is hereby created a body corporate with the name

Industrial Loan Corporation (hereinsfter called the Corporation). The

principal office of the Corporation shall be located in the District of
Columbia, but it may designate and utilize as its agents for the performance of its functions any or all of the Federal Reserve banks,
which are hereby authorized to act in such capacity, may establish
brench offices, or may designate and utilize other persons or other

existing institutions as its agents for the performance of its functions.
The Corporation shall have power (a) to adopt. alter, and use a cor-

porate seal, which shall be judicially noticed; (b) to have succession
until dissolved by Act of Congress or in accordance with subsection

(13) of this section; (c) to sue and be sued, complain and defend, in

90
-3-

any court of law or equity; (d) to make contracts and to lease or
acquire such real estate and equipment as may be necessary for the

transaction of its business; (e) to prescribe by its board of directors by-laws and rules, regulations, and requirements, not inconsistent with law, as to the manner in which its business and operations may be conducted and the powers granted to it by law may be

exercised and enjoyed. The Corporation may exercise all powers

specifically granted by this section and such incidental powers as
may be reasonably necessary to effectuate the provisions of this
section in accordance with its purposes and to prevent evasions of

such provisions. All rules and regulations of the Corporation shall
be prescribed by the board of directors and all determinations of
matters of general policy for the Corporation shall be made by the

board of directors; but it is the sense of Congress that in the administration of the Industrial Loan Corporation Act the Corporation

shall endeavor to decentralize its activities, and all functions of
the Corporation other than the prescribing of rules and regulations
and the determination of matters of general policy may be performed
through such members of the board of directors, such Federal Reserve

banks, or such officers, employees, or representatives as the board

of directors may prescribe; and the board of directors shall not be
required to authorize, approve, or otherwise pass upon individual
transactions.

91

"(3) For the purpose of providing funds to a commercial

or industrial business, the Corporation is authorized, subject to
such regulations and requirements as it may prescribe, (a) to make

loans to, discount obligations for, and purchase obligations from
such a business: (b) to purchase preferred stock in a corporation
engaged in such a business; (c) to discount for or purchase from a

financing institution obligations of, or preferred stock in a corporation engaged in, such a business; (a) to make loans to a financ-

ing institution on the security of such obligations or preferred
stock; and (e) to make commitments to make any such loans, discounts,

or purchases. The Corporation shall not make or acquire any such

loan or obligation which has a maturity exceeding ten years, nor shall
the Corporation purchase any such preferred stock unless the issuer

of the preferred stock is obligated to retire the same within ten
years; and all such loans, obligations, or preferred stock shall provide in a manner satisfactory to the Corporation for installment pay-

ments on the loan or obligation. or periodic retirements of the preferred stock, sufficient to amortize at least 40 per centum of the
principal amount within a period of ten years. The Corporation may

include in its regulations, among other things, provisions regarding
the kinds of preferred stock which it may acquire, and regarding the
purchase price of obligations and preferred stock and the rates of
interest and discount applicable to transactions hereunder, and may

-5-

92

define for the purposes of this or other subsections of this section
the terms 'commercial or industrial business', 'financing institu-

tion', 'obligation', and 'preferred stock'. The Corporation may exercise the authority granted in this subsection either directly or in
cooperation with financing institutions; but the amount of funds provided by the Corporation pursuant to this subsection for any one com-

mercial or industrial business and outstanding at any one time shall
not exceed $1,000,000.

"(4) The Corporation is authorized to borrow from any Federal Reserve Rank, and any Federal Reserve Bank is authorized to make

advances to the Corporation, on the latter's promissory notes secured
to the satisfaction of such Federal Reserve Bank, but the amount of

the indebtedness of the Corporation at any one time to all Federal Reserve Banks combined shall not exceed the sum of $250,000,000.

"(5) The net earnings of the Corporation, after making ade-

quate provision for losses, shall be transferred to its surplus or
undivided profits account. Upon the liquidation or dissolution of
the Corporation all assets remaining after the payment of all indebtedness of the Corporation shall be paid to and become the prop-

erty of the United States.
"(6) The Corporation is authorized to sell, exchange, or
otherwise dispose of any obligations or preferred stock which it has
acquired, with or without its endorsement or guaranty and upon such

93
-6-

terms and conditions as it may deem advisable. The provisions of

the Securities Act of 1933 shall not apply to any obligations issued
by the Corporation under subsection (4) of this section, nor to
transactions by any person in connection with any acquisition by the
Corporation of obligations or preferred stock or any commitment to

acquire them under subsection (3) of this section, nor, after any
such obligations or stock are so acquired by the Corporation, to any
subsequent sale, exchange, or other disposition of them by any person.

"(7) The Corporation, its franchise, loans and other assets,

its capital stock, its surplus, its reserves, and its income, shall
be exempt from all taxation now or hereafter imposed by the United

States, by any Territory, dependency, or possession thereof, or by

any State, county, municipality, or other taxing authority; except
that any real property of the Corporation shall be subject to State,
Territorial, county, municipal, or local taxation to the same extent
according to its value as other real property is taxed.
"(8) Notwithstanding any other provision of law, all suits
of a civil nature at common law or in equity to which the Corporation
shall be a party shall be deemed to arise under the laws of the United

States, and the district courts of the United States shall have original
jurisdiction of all such suits; and when the Corporation is a defendant
in any such suit, it may, at any time before the trial thereof, remove

such suit from a State court into the district court of the United
States for the proper district by following the procedure for the removal of causes otherwise provided by law. No attachment or execution

94
-7-

shall be issued against the Corporation or its property before final
judgment in any suit, action, or proceeding in any State, county,
municipal, or United States court.
"(9) The management of the Corporation shall be vested in
a board of directors consisting of the members of the Board of Governors of the Federal Reserve System, and the chairman and vice

chairman of the board of directors shall be the chairman and vice
chairman, respectively, of the said Board of Governors. At meetings
of the board of directors three members shall be necessary for a
quorum. The Corporation may utilize, as its officers and employees,
any employees of the Board of Governors of the Federal Reserve System,

and any officers or employees of any Federal Reserve bank. If the

Corporation should find it advisable, it may employ additional officers or employees, and the employment, compensation, leave, and

expenses of such additional officers and employees shall be governed

solely by the provisions of this section, specific amendments thereof, and rules and regulations of the Corporation not inconsistent
therewith. No director of the Corporation and no officer or employee
of the Board of Governors or of any Federal Reserve bank shall receive any compensation from the Corporation by reason of any services

which he may perform for it. The Corporation shall determine and
prescribe the manner in which its obligations shall be incurred and
its disbursements and expenses allowed and paid, and may deposit in

95
-8-

any Federal Reserve bank its funds, which shall not be construed to
be Government funds or appropriated moneys. The Corporation may in-

vest its funds in direct obligations of, or obligations guaranteed
as to principal and interest by, the United States. The Corporation
shall reimburse the Board of Governors of the Federal Reserve System

and the Federal Reserve banks and its other agents for their expenses

in carrying out the provisions of this section on such basis as may
be determined by the Board of Governors of the Federal Reserve System.

"(10) The Corporation shall have a capital stock and surplus which shall be paid in in the amounts and out of the funds
hereinafter provided. The Secretary of the Treasury is hereby authorised and directed, on the date on which the Industrial Loan Corporation Act becomes effective, to purchase from each Federal Reserve

bank the stock of the Federal Deposit Insurance Corporation heretofore subscribed for by such bank and to pay to such bank therefor an
amount equal to the entire sum which the said Secretary was originally

given authority to pay to such bank under the provisions of this section less the difference between the aggregate amounts paid to such
bank by the Secretary of the Treasury and the aggregate amounts paid

to the Secretary of the Treasury by such bank under the provisions of

this section prior to the date on which the Industrial Loan Corporation
Act becomes effective. When the payment of such amount has been made

by the Secretary of the Treasury to such bank, the United States shall
become and be the owner of all the stock in the Federal Deposit Insurance

96
-9-

Corporation heretofore subscribed for or held by the said Federal
Reserve bank and all rights of the said Federal Reserve bank with

respect to said stock shall be transferred to and vested in the

United States. Any and all of the obligations and liabilities to
the United States and to the Secretary of the Treasury which have
been imposed upon or incurred by any Federal Reserve bank under this

section at any time prior to the date on which the Industrial Loan
Corporation Act becomes effective shall on said date be completely
discharged and terminated, and no Federal Reserve bank shall, after

said date, have any obligation or liability to the United States or
the Secretary of the Treasury by reason of any provisions of this
section. The amount required to be paid to each Federal Reserve

bank by the Secretary of the Treasury under the provisions of this
section shall be paid out of the miscellaneous receipts of the Treasury created by the increment resulting from the reduction of the
weight of the gold dollar under the President's proclamation of
January 31, 1934, and there is hereby authorized to be appropriated,

out of such receipts, such sums as shall be required for this purpose.
*(11) Upon the receipt by each Federal Reserve bank from

the Secretary of the Treasury of the amount specified in subsection
(13) hereof, such Federal Reserve bank shall forthwith pay the entire
amount so received to the Industrial Loan Corporation and also shall
forthwith pay to the Corporation an amount equal to the difference

97
- 10 -

between the aggregate amounts paid to such bank by the Secretary of

the Treasury and the aggregate amounts paid to the Secretary of the

Treasury by such bank under the provisions of this section prior to
the date on which the Industrial Loan Corporation Act becomes ef-

fective; and out of the aggregate amounts paid to the Industrial Loan
Corporation in this manner the Corporation shall set aside $100,000,000

as its capital and the remainder as surplus and shall issue to and in
the name of the United States, and deliver into the custody of the
Secretary of the Treasury, capital stock in the amount of $100,000,000.

No stock in the Industrial Loan Corporation shall be transferable,

have any voting rights, or be entitled to any dividends. Upon the payment of such funds to the Industrial Loan Corporation by the Federal
Reserve banks, the Corporation shall forthwith purchase from each Reserve bank, and each Federal Reserve bank shall sell to the Corporation, all assets held by the Reserve bank which were acquired under

the provisions of this section prior to the date on which the Industrial
Loan Corporation Act becomes effective, and such sale shall be made at

the appraised value of the assets on the effective date of the Industrial
Loan Corporation Act, such appraisal being made according to such rules
and regulations as the Board of Governors of the Federal Reserve System
may prescribe. All commitments of each Federal Reserve bank outstanding

under this section on the date on which the Industrial Loan Corporation
Act becomes effective shall forthwith be taken over and assumed by the
Corporation.

98
- 11 -

"(12) When designated for that purpose by the Secretary of
the Treasury, the Corporation shall be a depositary of public moneys
under such regulations as may be prescribed by said Secretary; and it
may also be employed as a fiscal agent of the Government; and it shall
perform all such reasonable duties, as depositary of public money and

fiscal agent of the Government, as may be required of it. Obligations
of the Corporation shall be lawful investments, and may be accepted as

security, for all fiduciary, trust, and public funds the investment or
deposit of which shall be under the authority or control of the United
States or any officer or officers thereof. The Corporation shall be
entitled to the free use of the United States mails in the same manner
as the executive departments of the Government.

"(13) Whenever it shall appear to the Board of Governors of
the Federal Reserve System, either by reason of a decrease in the

volume of the operations of the Corporation or otherwise, that there
is no longer a reasonable need for the continuance of the facilities
of the Corporation, the said Board may order the dissolution of the
Corporation, and thereupon the Corporation shall be liquidated and its
affairs wound up under regulations prescribed by the said Board.

"(14) The Corporation shall annually prepare a full report
of its operations, and this report shall be included by the Board of
Governors of the Federal Reserve System in the annual report made by

it to the Speaker of the House of Representatives in accordance with

the provisions of section 10 of this Act."

99
- 12 -

SEC. 2. Subsections (h), (1), and (k) of section 22 of
the Federal Reserve Act are amended by inserting after the words
#Federal Reserve bank wherever they occur in such subsections the

words "or the Industrial Loan Corporation"; and subsection (j) of
said section 22 is amended by inserting after the words "Federal
Reserve bank" the words "and of the Industrial Loan Corporation".

SEC. 3. (1) The third paragraph of section 24 of the Federal Reserve Act is amended by striking out the word *established
where it appears in said paragraph, and by substituting the words

"the Industrial Loan Corporation for the words "a Federal Reserve
bank" wherever they appear in said paragraph.

SEC. 4. Sections 1, 2, and 3 of this Act shall become
effective on the 1st day of the second calendar month following the
date of its enactment.

12/15/41

Prepared by: Mr. Yoy

100

PARTMENT

Mr. Lindow

Mr. Tickton
Mr. Murphy
Mr. Hans

IMUNICATION

DATE December 15,
1941
TO

Secretary Morgenthau

FROM

Mr. Haas

Subject:

Current Developments in the High-grade Security Markets;
Effect of the War on the Prices of the Two New Bond
Issues

SUMMARY

(1) In the first three trading days following the

Japanese attack on December 7, prices of direct
and guaranteed United States Government securi-

ties declined substantially (Chart I). Since

Wednesday prices have recovered perceptibly.

Price movements of all maturity classes of Treasury securities had been downward in the four weeks
preceding the Japanese attack. The 2-1/2 percent
bonds of 1967-72 had been especially weak, losing
almost 2 points from November 8 to December 6.

(2) The two new Treasury bond issues lost their premiums of 1-3/8 points by falling to 100 on Monday
morning following the Sunday Jap attack on the

United States (Chart III). After being maintained

at par on Tuesday, Wednesday, and Thursday through
Federal Reserve Open Market purchases, both issues

floated fractionally above par on Friday and

Saturday without support of Open Market purchases.

Distress selling, according to the Federal Reserve
confidential letter, came from small allotment

holders. The larger portion of the selling was in

the longer-term 2-1/2 percent issue.
(3) Municipal bonds have declined more since the outbreak of the war than any other class of high-grade
domestic securities. The Dow-Jones average yield
of municipal bonds, moving inversely to prices,
rose 27 basis points during the week to 2.28 percent on Saturday (Chart IV). In contrast our average yield of high-grade corporate bonds rose only
9 basis points to 2.69 percent (Chart II).
Philippine Government bonds fell drastically during
the week and bonds of Hawaii less 80.

101
Secretary Morgenthau - 2

I. United States Government Securities
Prices of Government securities declined very sharply
on Monday -- the first trading day after the Japanese attack - and less rapidly on Tuesday and Wednesday. Thursday, despite the fact that Italy and Germany declared war
on the United States, prices stabilized. During Friday the
market rallied perceptibly, and these gains were, in the
main, consolidated on Saturday (Chart I).
The following table presents price changes, by classes

of issues, in the week following the outbreak of hostilities:

Average Price Change
:

Wed.

Thurs.

:

Mon.

Fri
::
Entire
: Sat.
::

Week

(Decimals are thirty-seconds)
Treasury notes

1 - 3 years
3 - 5 years

- .09
.11

0

0

+ .03
+ .06

-.06

+ .10
+ .10

-1.04

+ .03

.06

-.05

Treasury bonds

5 - 15 years to call

15 years and over to call
Guaranteed securities

-1.14
-1.25

0

0

- .10 +.01

-1.15

The extent of the price change in each maturity class

tended to vary directly with length of maturity. Thus, it

will be noted, Treasury bonds declined more and recovered
more than Treasury notes and guaranteed obligations (all of
which are short-term).

During the past week the average yield of long-term
partially tax-exempt Treasury bonds, moving inversely to
prices, experienced a net increase of ten basis points,
closing Saturday at 1.97 percent (Chart II).

102
Secretary Morgenthau - 3

The sharp declines of last week followed more moderate

declines which had occurred throughout the list during the
preceding four weeks. Prices of Treasury notes had de-

clined about 1/4 of a point during this period, while prices

of Treasury bonds had fallen about 3/4 of a point. The

2-1/2 percent bonds of 1967-72 had experienced a decline

during this period of almost two points -- much greater than
any other Treasury issue. This issue is now (close on
Saturday) 3-12/32 below its high reached on November 5.

II. Hourly Price Changes in the Two New
Treasury Bond Issues Since Closing
of Subscription Books
The two new Treasury bond issues offered for cash of

$1.5 billions on Thursday, December 4, fell to par from
premiums of about 1-3/8 points the day following the Jap

attack on the United States. Chart III shows the hourly
quotations for these new securities since trading first began last Friday, December 5.

Both issues opened last Friday at good premiums, 101-10/32
for the 2 percent bonds of 1951-55 and 101-13/32 for the 2-1/2

percent bonds of 1967-72. At the close for the day, the
shorter-term 2's were up fractionally from the opening while
the longer-term 2-1/2's were down insignificantly.

Saturday morning, December 6, both issues remained steady,

rising a little at the close. Thus, the market from Friday

through the close on Saturday indicated a successful reception
for the new financing.

The next day in the Pacific the Jape launched the typical

Axis brand of Sunday morning war.

The next trading day, Monday, December 8, both new issues

lost all their previous premiums of about 1-3/8 points by opening at 100. They both rallied during the day to a high of
100-16/32, attained at eleven o'clock, but at the close for
the day the shorter-term 2 percent issue had fallen to
100-9/32 and the longer-term 2-1/2 percent issue to 100-3/32.
On Monday, according to the Federal Reserve daily con-

fidential letter, selling of Government securities consisted

principally of the new 2 and 2-1/2 percent Treasury bonds.
Offerings were not heavy and were absorbed mainly by large

103
Secretary Morgenthau - 4

banks and a few insurance companies. The Federal Reserve
System Open Market Account purchased no securities on
Monday.

On Tuesday, a gradual decline set in, carrying both 1ssues down below par (99-31/32) for the first time at one
o'clock. The rest of the day prices were at par or very
slightly above. A price of 100 (at some hours 100-1/32) prevailed not only the rest of Tueeday, but also all of Wednesday and Thursday.

According to the Federal Reserve confidential daily

letters, fairly heavy selling of allotments on the new 2 percent and 2-1/2 percent Treasury bonds reached the market on
Tuesday and Wednesday.

Tuesday the Federal Reserve Open Market Account sup-

ported the market by buying $8 millions of the 2 percent
and $31 millions of the 2-1/2 percent bonds. Wednesday the
Open Market Account purchased $6 millions of the 2 percent
and $37 millions of the 2-1/2 percent bonds.
The Federal Reserve letter reports that on Thursday the

volume of selling of the new issues declined and some measure
of support at par was afforded by insurance company demand.

The Open Market Account purchases were smaller on Thursday

than they had been on Wednesday, being about $4 millions of
the 2 percent and about $16 millions of the 2-1/2 percent

bonds.

During Friday both new issues floated above par to a
high of 100-11/32 for the 2 percent bonds and 100-5/32 for
the 2-1/2 percent issue. On Saturday both issues remained
above par, but did not surpass the highs of Friday. The
2 percent bonds closed Saturday's trading at 100-6/32 and
the 2-1/2 percent bonds at 100-2/32.
The rise over par on Friday and Saturday occurred without support of purchases of the Federal Reserve Open Market

Account.

There are two interesting aspects to the selling of the
new offerings during the last week. The first is that the

banks and insurance companies were buyers, and the holders of

small amounts were sellers (in quite substantial amounts in
the aggregate). The second is that more selling occurred,

both absolutely and relatively, in the longer-term 2-1/2 per-

cent bonds than in the shorter-term 2 percent bonds. The

104
Secretary Morgenthau - 5

greater selling pressure in the 2-1/2 percent bonds is shown
by the purchases during the week by the Federal Reserve Open
Market Account of about $84 millions of the 2-1/2 percent
bonds contrasted to only $18 millions of the 2 percent bonds.
The statement of condition of the Federal Reserve Banks
as of the close of business Wednesday, issued for release in
Friday morning papers, showed no change in the total bond

portfolio of the Federal Reserve Banks. (The statement did
show purchases of $12 millions of Treasury bills -- the first
holdings of such securities since the end of 1939.) It should
be noted, however, that purchases of the new 2's and 2-1/2's
on
a when-issued basis will not be settled for until Monday,
December 15.

III. Other High-grade Securities
Municipal bonds declined more sharply than any other

class of domestic high-grade securities during the last week.
27 basis points to 2.28 percent during this period (Chart IV).
The Dow-Jones weekly average yield of municipal bonds rose

Bonds of municipalities on the West and East Coasts were
especially weak.

The corporate bond market held up much better in face

of the outbreak of war than did the municipal. The Treasury
average yield of high-grade corporate bonds, moving inversely
to prices, rose only 9 basis points during the week, to close

Saturday at 2.69 percent (Chart II). This is only e-third

of the decline experienced by municipal bonds during the same
period.

Bonds of the Territory of Hawaii held up moderately well
in spite of the Sunday bombing. The Territory's 4-1/2 percent bonds of 1946-56 were down Monday only about 3-1/2 points
from the previous day's close of 115-1/2, and no further loss
was suffered Tuesday. In the next four days, an additional
4-3/4 points decline occurred, with the issue closing Saturday
at 107-1/4. Philippine Government bonds suffered a more severe
deterioration. The 4-1/2 percent bonds, due in 1959, dropped

about 12 points Monday, and by Saturday were off another 6-1/2
points to 102.

105

CHAFT I

CHANGES IN THE PRICES OF U.S. SECURITIES
Points Plotted Represent the Difference from December 28, 1940 Price of Each Maturity Class
1941
MAY

JULY

1942

SEPT.

1941
NOVEMBER

JAN.

TTL

1942

DECEMBER

POINTS

JANUARY

22

20
10

17

24

(NET CHANGE)

Saturday Omotations

TITT POINTS
(NET CHANGE)

Daily

+1

+14
+3

+2

+1

BONDS

OVER S Yes.
NOTES

TO CALL

-3 Yrs.
0

0

0

BONDS.

5-15 YRS. TO CALL
-1

-1

NOTES

3-5 Yrs
NOTES

-2

-2

-3

3-5 YMS.

-1

-14
NOTES

-1

BONDS,

1-3 Yas.

- ij

5-15
TO CALL

+

-I

- if

BONDS

-2

OVER

-2

to CALL

-5

-24

-6

-21

-2)

2

-21

24

-7

-3

-34

34

-8

->

H

-9

H
H

-4
-10

-4
NOV.

JAN.

-11

-4

............

LUILL
.

SEPT.

15

NOVEMBER

22

29

6

JULY

1941

4

13

DECEMBER

20

27

3

MAY

...
1942

10

17

24

4)
31

JANUARY

I 942
Treasury

F 153 F

106Chart II

AVERAGE YIELDS OF LONG-TERM TREASURY AND CORPORATE BONDS
1942

1941

OCT

DEC

OCT

DEC

Inverted Scale

arted Boyle

PER CENT

PERCENT

PER CENT

WEEKLY. Saturday Quotations
18

IS

20

20

1.8

Long Term
Treasury

20

22

22

24

24

24

26

26

22

Partially tax-exempt
Treasury Bonds

or years mers N control - date)

26

Corporate
28

28

3.0

30

12

32

8.2

14

2.4

34

34

16

3.6

28

High-Grade
Corporate Bonds

30

PER

PER

PER

CENT

CENT

CENT

1.00

100

.00

80

so

80

60

60

40

40

40

20

20

Spread between Treasury

and Coporate Bonds

Spread

20

JR

AUS

SEPT

OCT.

Nov

DEC

JAN

1940

MAR

APR

OF

MAY

It's
JUNE

NU

AUG

SEPT

1944

.

Mode Security de Transary

FEB

o

JAN FEB MAR APR MAY

OCT.

DEC

.

o-

.

-

"

DEC.

NOV
1941

0

40

JAIL
1941

Change in composition of Long Farm Treasury average
F-M-H

101

1014

99

100$

101

100

100

99)

991

100

DOLLARS

12
F 222

13TH

10

4 10 12

4

2

2

12TH

12

12

10

4 10

4

2

2

12
11TH

12

10

4 10

4

2
2

12

10TH

4 10

1941

4 10 12

DECEMBER

2

2

Chart III

9TH

10TH

11TH

12TH

13TH

10

9TH
1951 -'55

12

12

2%

10

4 10

4

2

2

12

8TH

12

10
21% 1967 -'72"

12 10

12

6TH

8TH

6TH

10

10

4
4

HOURLY PRICES OF THE TWO NEW TREASURY BOND ISSUES

2% 1951 - '55 and 25% 1967 -'72

2
2

5TH

5TH

12

12

10

991

99)

991

101
101+

101

100

100)

100)

100

DOLLARS

Present of - - I

united of the becretary of the Transact

108

Chart IV

AVERAGE YIELDS OF LONG-TERM TREASURY AND MUNICIPAL BONDS
Yields Based on Saturday Quotations

1940
MAY

APR

JULY

JUNE

AUG

1941
SEPT

OCT

NOV

"

MAR

FEB.

10

DEC

JAN

FEB

MAR.

TTUT

Inverted Scale

MAY

APR

.

JAN

14

10 24

JUNE

AUG

JULY

OCT

SEPT

NOV

DEC.

10

Inverted Scale

PER CENT

PER CENT

Partially tax-exempt Treasury Bonds
(12 years or more to earliest call date)

1.8

1.8

2.0

2.0

2.2

2.2

2.4

2.4

2.6

2.6

Dow-Jones Average

Twenty 20-Year Municipal Bonds
2.8

2.8

3.0

3.0

3.2

3.2

PER

PER

CENT

CENT

Spread between Treasury

40

and Municipal Bonds

.40

20

.20

0
0

,

,
FEB

111

14.10
MAR.

87

20

APR

MAY

JULY

JUNE

1940

----

AUG.

SEPT.

12 24
OCT.

11
4

JAN

NOV

DEC

JAN

FEB

18.29
MAR

LLL

RL20

APR

MAY

JUNE

JULY

.

$ 20

so

AUG

27

20

SEPT.

OCT.

NOV.

1111

-20

DEC
DEC

1941

"Break in line indicates change in composition of Long Term Treasury average

Office of the Secretary of the Treasury

F-134-8

109
December 15, 1941
12:08 p.m.
Operator:
HMJr:
James

Farley:

Go ahead.

Hello.

Hello. This is Jim Farley.

HMJr: Yes, Jim.
F:

How are you?

HMJr:

I'm fine.

F:

I talked with you about that matter the other
day.

HMJr:

Yes.

F:

Well, I'm convinced - I've talked with two men
here in New York in addition to Patterson - one
was Lew Douglas, and the other is Bayard Swope.

HMJr:

You've done what?

F:

I 've talked with Bayard Swope.

HMJr:

Yes.

F:

I have talked with Lew Douglas.

HMJr:

Yes.

F:

And I am convinced, Henry, as definitely as I was

ever convinced of anything, that a great injustice

would be done if Patterson would be asked to resign.
HMJr:

Really?

F:

Yes, I'm sure of that.

HMJr:

Uh huh.

F:

Now, I'm satisfied in my own mind, and if I wasn't,
I'd tell you. I've known you for years, and I
wouldn't tell you anything that wasn't the truth
as I saw it.

-2HMJr:
F:

110

Yes.

I'm convinced that an injustice would be done here,
and I'm convinced that he should be permitted to
carry on; and I'm satisfied that he'll do a job
for you and to those associated with him and see

that the job is done to your entire satisfaction.

HMJr:

Uh huh. Well, does Douglas know that you're
checking up for me?

F:

Beg pardon?

HMJr:

Would Douglas know that you're checking up for

F:

I talked with Douglas. I was very frank. You know,
I'm a pretty frank fellow, the same as you are.

HMJr:

Yeah.

F:

And Douglas is convinced that that is true.

HMJr:

Uh huh.

F:

HMJr:
F:

And so is Bayard Swope. Now, Henry, you let this
thing go as is.
Yeah.

You keep in touch with me, and I'm satisfied as satisfied as any fellow could be - that Dick
Patterson will do the kind of a job that you want
done here.

HMJr:

Yeah. Well, he hasn't up to now, Jim.

F:

Let's admit the organization - I don't think it

was - of course, Henry, as I've looked about on
this situation here, your Department, or your
committee, hasn't permitted these fellows to put
the pressure on as they could have put on and
maybe develop something to a greater extent than
they have.

HMJr:

Well, that's their alibi.

F:

Now, the war is on here, Henry

HMJr:

Yeah.

111

-3 F:

and I'm convinced that New York is the most

loyal group of people in all the world - New York
State - in every emergency.

HMJr:
F:

Uh huh.

And New York State under every circumstance has
always delivered.

HMJr:

Uh huh.

F:

And I'm sure that this committee that Dick has

HMJr:

Uh huh.

F:

HMJr:
F:

set up here will do this job to your satisfaction.

And I'm honestly convinced - he got a leave of
absence from his company, and I think a terrible
injustice would be done if he wasn't permitted to

carry on and do this job; and I'm sure he'll do it.
Uh huh. Well, I'11 give it another thought.
All right. Now, do that, because honest, I never
felt more right about anything in my life; and

if I didn't, I'd tell you.

HMJr:
F:

Okay. Thank you very much.

All right. Well, you do that; and if there's any
other change in the situation, I wish you'd call
me.

HMJr:

Thank you.

F:

Okay.

HMJr:

Good-bye.

112
December 15, 1941
3:25 p.m.
HMJr:

Edward

that you showed me this morning - I mean,
those things, you know?

they were blaming the FBI in part for some of

Foley:

Yeah.

HMJr:

Iover
think
would send a copy of that telegram
to IHoover

F:

HMJr:

F:

HMJr:

F:

HMJr:

All right.
and ask his men whether they wouldn't 00operate with our men.

All right.
Sort of put him on record, you know, a little
bit

All right.
to show that his fellows are tying up some

of this too.

F:

Yeah.

HMJr:

Don't you think 80?

F:

Okay.

HMJr:

What do you think?

F:

I think that's a good idea.

HMJr:

Yeah.

F:

We'll send a copy over there.

HMJr:

Big day for me. When I called McGuire she said
she didn't know who Foley was or what he'd written.

F:

(Laughs)

HMJr:

Huh? What?

113

-2F:

HMJr:

What?

Sure, she said she didn't know. She said she
always knew what Foley did, it must be it wasn't
her Foley.

F:

(Laughs) You mean on that

HMJr:

Yeah. I asked her where the telegram came from.

F:

HMJr:

Well, the Interior people - Burlew brought it over
to a meeting this morning in Bell's office
Oh.

at one o' clock

F:

HMJr:
F:

Oh.

and I thought it was something you ought

to know about.

HMJr:

Sure.

F:

And we had it typed up and sent in.

HMJr:

Oh, well, I had quite a lot of fun kidding

McGuire.
F:

(Laughs) She's kind of sensitive about that.

HMJr:

She likes to be kidded.

F:

She doesn't like to think she doesn't know what's

going on here.
HMJr:
F:

HMJr:

Is she sitting there?
No, no. No, I'm talking on your wire.
Anyway, though, she liked it. I want Harry

to sit in on it.

F:

Yeah, I told Harry about it.

HMJr:

All right.

F:

Harry knows about it.

114

-3 HMJr:

I'd send that stuff over then.

F:

All right.

HMJr:

Thank you.

115

December 15, 1941
10:30 a.m.

RE AIR RAID SHELTERS

Present:

Mr. Reilly

Mrs. Klotz
Mr. Thompson

Mr. Gston
General Fleming
Mr. Reynolds

Mr. Wilson

H.M.Jr:

I want to compliment both of you. I got the

greatest pleasure of seeing those fellows work-

ing through the rain. I didn't get the pleasure

because it was raining, but the thing was carried
out, and I was thinking if you people can do a

thing like that, what could they do if they

really turned you people loose on emergency

housing. I mean, to see those fellows working

steadily right through that rain is the best

demonstration of what you could do if they said,
"Go ahead and build fifty thousand houses."
Fleming:

By the way, we are making that trench zigzag

all over the place. That is on the advice of
the Engineer officers. They said if we put it
straight that we should have traverses because
in case there should be a direct hit on the
thing, if you have it straight, the whole thing
could be dangerous.

H.M.Jr:

Where is Mike Reilly?

116
-2Wilson:

He is at the White House. I don't believe

he understood that he was to be here.
Fleming:

And
too. besides we save a lot of trees that way,

H.M.Jr:

Good.

Reynolds:

We dug around the trees.

H.M.Jr:

Thattrees.
will please the President. He and I both
like

Reynolds:

We took one out, but it was a badly damaged
tree. It would have died anyway in another
year or two.

Fleming:

Do you want us to go ahead on this?

H.M.Jr:

If you would, please.

Fleming:

Or wait for Mr. Reilly?

H.M.Jr:

No, go right ahead.

Fleming:

I have consulted with the Army Engineers and
with the Air Corps people since we had our
conversation. The Engineers have been keeping
very much up to date on bomb proofs and splinter

proofs. They have a special group over there,

and they have had men in England who have just

recently returned from there and have the very

latest information. The Air Corps says that

about all we can expect here in Washington,

certainly at present, the way things are now,
would be token raids, just something to come
in and terrify the population, show what they
can do. They would have to come from a carrier

some place. That therefore limits the size of

the bomb that can be carried to about two
thousand pounds. They say there would be one
ship with a two thousand pound bomb load that

117

-3would try to get through and - of course that
is a pretty effective bomb, but they have used
them up as high as six thousand pounds against
London and that is all we could count on.
H.M.Jr:

One two thousand pound bomb?

Fleming:

Per plane. They would come over with a number

of planes but - with the of

not much chance they

come
Our
service,
they think, good enough to keep them away

would few through. in is day There time. is hopes interceptor getting that a

normally in day time, although somebody might

be able to filter through if they were willing
to sacrifice a large number of ships. Therefore, the chances are that if we get anything
it will be at night and they will carry -

instead of smaller bombs, this big bomb, so
as to show what can be done. Their accuracy
in daytime is very high. The Germans have
showed that down in Africa, where they came
in there and where they weren't hampered. They

reallyhave good bombing. They can hit. In

daylight, of course, they would be hampered

very materially, and their aim in that case is
not good. It is just a chance shot. The
effectiveness against a night raid is a complete

blackout of Washington, and I think that is something that we should push forward just as hard

as we can because-H.M.Jr:

It has already been done, General.This morning
I suggested to Colonel Smith, you know, secre-

tary to the War Board or whatever they call it he is General Marshall's man, anyway - that
we have a practice, and I am hoping to have it
Thursday night.

Fleming:
H.M.Jr:

Well, that is-I mean, the whole District, planes, anti-aircraft, a regular mock battle. But they will

117

-3would try to get through and - of course that
is a pretty effective bomb, but they have used
them up as high as six thousand pounds against
London and that is all we could count on.
H.M.Jr:

One two thousand pound bomb?

Fleming:

Per plane. They would come over with a number

of planes but - with the hopes of getting a

few through. There is not much chance that they
would come in day time. Our interceptor service,
they think, is good enough to keep them away
normally in day time, although somebody might

be able to filter through if they were willing
to sacrifice a large number of ships. Therefore, the chances are that if we get anything
it will be at night and they will carry -

instead of smaller bombs, this big bomb, so
as to show what can be done. Their accuracy
in daytime is very high. The Germans have
showed that down in Africa, where they came
in there and where they weren't hampered. They

reallyhave good bombing. They can hit. In

daylight, of course, they would be hampered

very materially, and their aim in that case is
not good. It is just a chance shot. The
effectiveness against a night raid is a complete

blackout of Washington, and I think that is something that we should push forward just as hard

as we can because-H.M.Jr:

It has already been done, General.This morning
I suggested to Colonel Smith, you know, secre-

tary to the War Board or whatever they call it he is General Marshall's man, anyway - that
we have a practice, and I am hoping to have it
Thursday night.

Fleming:

Well, that is--

H.M.Jr:

I mean, the whole District, planes, anti-air-

craft, a regular mock battle. But they will

118

-4announce it, but I hope to have it Thursday.
Fleming:

That is really essential, I think, because with
our avenues and all, if there are any lights

at all, it is easy to locate-H.M.Jr:

Well, I am pushing for Thursday night.

Fleming:

Well, that is fine. We can expect any bombing
about at a half hour's warning, both day and
night. The Air Corps tells me there would be
that much time when they get word that a ship

is trying to get through.

Now, we discussed the problem of bomb proofing,

and they are all convinced that the proper
structure to build is one above the ground

and not under ground.
H.M.Jr:

Is that right?

Fleming:

Yes, sir. The Admiralty in London has built
a complete blackout building which is all above
ground and their whole tendency is to go above
ground rather than under ground, because the

type of bomb that is dropped - there are about
three of the mine type, that is a land mine
type, to one that will explode on the surface
and if you get your under ground ones, to guard
against that, the explosive wave that is carried
through the earth is much greater than the
explosive wave that is carried just through
the air, and a bomb proof that is under ground
besides meeting the difficulties of water and
drainage and all that is something to this
terrific explosive wave that comes through
the earth. And therefore their flight command

is very small - that is the RAF - is under
ground. That was one of the early ones built.
Now they have gone to the above-ground and they
all think it is far and away the best solution.

The King and Queen, by the way, only have a

119

-5-

splinter proof, but that is for political

reasons. They don't want anybody to think that
they are - have more protection than anybody

else. We have, fortunately, acquired a half

block right over here from Pennsylvania Avenue

to H Street and on the east side of 17th Street.
We have practically all of that property now and
can take the rest any time.
H.M.Jr:

I don't know where that is.

Reynolds:

That is the proposed extension for the State
Department and it takes in the present Court
of Claims building.

H.M.Jr:

I know the Court of Claims.

Reynolds:

That is right. It is the west half of that

Fleming:

That block all the way through to H Street.

H.M.Jr:

Have you got a map?

Reynolds:

Yes, sir.

Gaston:

That is the block west of Lafayette Park.

Fleming:

It is the west half of that block.

Reynolds:

Here is a map. This is the present State
Department, and this is the property that is
in the process of acquisition.

H.M.Jr:

You take the whole of that block?

Fleming:

No, just half of it.

Reynolds:

This half right here.

H.M.Jr:

I see.

block.

120

-6Reynolds:

Last week I - we have practically all of it.

We have all but two parcels acquired now.

There are two little pieces we haven't gotten.
(Mr. Reilly entered the conference.)
H.M.Jr:

What is your suggestion?

Fleming:

The suggestion is to build about a five story
building on that site, a complete blackout
building. No windows at all. It can be made it would have about two hundred seventy-five
thousand square feet of floor space. We can

make it so that there is living quarters and
everything else there. It can go ahead and just
stand a long siege, that building. It has a
very heavy reinforced roof. This is twelve
feet. Now, the Admiralty has a ten-foot roof
on it. Then this floor is - what is that,
five? Two feet.
Reynolds:

This is a degree floor. Sometimes when a
bomb hits here this falls out and we want some-

thing to catch it.

Fleming:

The farther down you go the safer it is, so

the ground floor and basement are completely

safe. We think it is even safe on the top

floor where we put the less important elements.

H.M.Jr:

Four hundred twenty feet long and how deep is
it?

Reynolds:

It is about a hundred and forty-four feet deep.
If you wanted to, you could put fifteen or
twenty thousand people in it.

H.M.Jr:

Why don't you take the whole block?

Reynolds:

Well, there are other features in connection with
the other purchases that we haven't - we haven't

thought it necessary to do so. This was - is

being purchased for an extension of the State

121

-7Department building, only this half. Later on,
at some other time, they can come around here
and get the Brookings Institute and the rest of
the block, but for the moment we would not
recommend a building any larger than this one.

H.M.Jr:

Who would use this building?

Reynolds:

This group right through here.

H.M.Jr:

I see.

Reynolds:

Treasury, State, and the Executive Offices.

H.M.Jr:

That would take care of the President's suggestion on that?

Fleming:

Oh, yes. I think he probably wants some of the
higher staff officers of the Army and Navy in
there.

H.M.Jr:

I see.

Reynolds:

Our plan was to carry a tunnel from here over
to the White House over to this building and

from the State over to this building.

H.M.Jr:

How would we get over here?

Reynolds:

By the tunnel.

H.M.Jr:

Oh, we would go through this other tunnel?

Wilson:

The one that is being built right now.

H.M.Jr:

To the White House and from there through the

others?
Reynolds:

We expect to extend that tunnel right on anyway
over to the State Department.

H.M.Jr:

Oh, you do?

-8Reynolds:
H.M.Jr:
Reynolds:

122

That is my understanding, that they want that.
It doesn't show here.

No, it doesn't on this one. This was a sketch
that we made some little time ago. This tunnel
will go right through here now and this tunnel
here will be changed and - we made this a
couple of weeks ago as our solution to this
problem. We are very glad that the army and
Navy agree with us on this.

Fleming:

Oh, they absolutely think it is the only
thing. We can build this in six months time at
a cost of about seven and a half million dollars.

H.M.Jr:

Do you think we ought to show it to the President?

Fleming:

Yes.

H.M.Jr:

He is always interested in this stuff.

Reynolds:

He has been interested in a blackout building
too, you know. He has always wanted to build
one building that didn't have any windows in
it. This won't have any because the walls are

six feet thick.

H.M.Jr:

I think we ought to ask him for five minutes
to show it to him.

Fleming:

We have got that bomb proof communications

center now right out in front of the White

House.

Reynolds:

Here is another thing. This tunnel comes
right in here to the White House. They asked

us to have a little shell down here about six
hundred feet - to house the radio and so forth.
H.M.Jr:

Where would this be, right out in front?

123
-9Reynolds:

Yes, under ground, and also that this room
in here would be another stopgap for the

President's use until this other structure
is completed.

(Secretary held a telephone conversation with

General Watson as follows:)

124
December 15, 1941
10:45 a.m.
HMJr:

Hello.

General
Watson:

E. M. W.

HMJr:

H. M., Jr. General Fleming is here with me,
and the other day the President asked me to
get together and have ready a building which
would house the White House staff, State, and
Treasury. Now, we're ready to go ahead. I'd
like to show it to the President with General
Fleming, and it would only take about five
minutes. Hello.

I tell you, he's coming over here - he's over
there with Knox now

HMJr:

Yeah.

and when he comes over here - I haven't
dated him up at all - but God only knows how

long he'll talk to Knox
HMJr:

Yeah.

but when he comes over, let me ask him if
he'11 see you himself.
HMJr:

W:

We want - I - it's - I don't want to go ahead
and order a seven million dollar building without the President seeing it.
I'll say, "Morg and Fleming are ready to discuss
with the President a building to house the personnel of"- what?

HMJr:

Of the White house
"White House".

HMJr:

Well, we'll start with the President.
Yeah.

HMJr:

The President, State, and Treasury.

-2W:

HMJr:

125

Yeah.

And we've got the building - everything is ready it's been approved by the Army, but I'd like to
get his ideas.

W:

Well, look here, you got a place in there for
the Secretary and the Military Aide?

HMJr:

W:

HMJr:

W:

HMJr:
W:

HMJr:
W:

Ithem
don'tright
know.
I know I'd like to put
out Personally,
as bait.
(Laughs)

That's what I'd like to do, right out there as

bait.

(Laughe) Yeah, I see. I tell you, the Military

Aide is too big to be used as bait.
We'll just put you out there as bait.
I see. (Laughs)
(Laughs) All right.
I'll get it just as soon as he comes over.

HMJr:

All right.

W:

He wants to see Phil, anyhow; he hasn't seen him
yet.

HMJr:
W:

HMJr:

W:

HMJr:

W:

All right.
All right.
Personally - I mean, I think the best time - I

know, if he could, say, see us right after lunch.
Yeah. Well, I'11 ask him. He' 8 got one at threethirty.

Well, if he could see us right after lunch - he

likes to play with this stuff.
Yeah, I think he'd like that. I think he'd enjoy
it, yeah. He's got that speech today, the only

-3-

126

thing he's got on his mind.
HMJr:
W:

HMJr:

All right.
But I'11 get that to him. H. M. Jr., - E. M. W.
car calling off. Signing off - signing off.
All right.

127
- 10 H.M.Jr:

He said where would they put him, and I said,
"We would use him as bait." This is Pa.
We would put him right out as bait. He thought

he was too big, he said, for bait. (Laughter)

Gaston:

Tell him these are big bombs.

Fleming:

He would make a good target.

H.M.Jr:

Well, I think this. I know the way the President likes to fuss with this, and I am not
going to argue whether it should be above or

below ground. It is built like a battleship

Fleming:

almost and if everybody thinks that is the
way to do it, I would never argue, but I do
think that we ought to get it started.
I think so.

H.M.Jr:

Don't you think when we go up for seven million
dollars, we ought to haveatwin which we could
build for the Congress?

Reynolds:

We have been in touch with the architects of
the Capitol. What they have proposed heretofore is - not as a bomb-proof proposition but

as a garage a place right out there in front

of the Capitol in that little park there, but

to us that is all wrong. We have been arguing
for a building above ground. We just don't

like to go down in a hole.
H.M.Jr:

Well, my suggestion would be that if the Presi-

dent approves this or when we go up to Congress
say, "Now, we would like to build an exact

replica for you. "

Reynolds:

I wouldn't go to Congress for the money.

H.M.Jr:

Have you ever tried to get any of the President's
emergency fund?

Reynolds:

Oh, yes, and I have been quite successful in doing

it.

128

- 11 H.M.Jr:

Well, you are a better man than I am.

Reynolds:

It is the only way that we could get some of
these temporary buildings built.

H.M.Jr:

What has he got, two hundred--

Thompson:

Two hundred million.

H.M.Jr:

What he would most likely say is he will give

it to us if we get a bill through to reimburse

him.

Reynolds:

If it comes to a show-down, we have got twenty-

five million dollars coming through the
Congress now for buildings in or near the District,
and we can take it out of that.

H.M.Jr:

How long would it take to have your working
plans in such shape to let the contract?

Reynolds:

We can start the contract the moment we can
get those occupants out of those buildings

over there. We are working on that this
morning. I told them we could give them ten
days to get them out. Our drawings are sufficiently advanced that we could start the

contractor to work tomorrow morning if neces-

sary.
H.M.Jr:

I still say, though, that I would put somebody
on to find a spot around the Capitol.

Fleming:

We are looking for spots up there.

Reynolds:

Oh, yes.

H.M.Jr:

And say, "Now, look, gentlemen, we will do
just as well for you as we do down here.

The only thing I was thinking about is, if
this is the thing here, whether - the Library

of Congress owns a piece up here on 16th Street.

- 12 -

129

Don't we own - we own the Cosmos building.
Reynolds:
H.M.Jr:

That is right.
I just wondered, if this is big enough,

whether
we didn't want to build another one
here?

Reynolds:

I think it is large enough.
You think it is?
I think so.

H.M.Jr:

And I think it is to the advantage of the

Reynolds:

H.M.Jr:

President
to have everybody in one building,
too.

Reynolds:

This is just the answer, there is no question
about it.

Fleming:

And as I say, we can fix it so that his main

H.M.Jr:

Fine. You allot the space, don't you?

Reynolds:

Well, I have got sometimes to call on Cabinet

staff could just live right there.

officers when they scrap amongst themselves
to give me a hand, you know, which you so

generously did the other day.

H.M.Jr:

And it stuck? You know what I told Henry
Wallace when he called me up about it? Did

I tell you about Nelson Rockefeller? I said,

What is the matter with Nelson? He is a great
big baby to have to go over to see the Vice
President and cry on his shoulders."
Reynolds:

What we are doing to help you is to move out of
that building down there, and we are moving into
a temporary building so we are doing something
for the Treasury.

- 13 H.M.Jr:

130

Wonderful. I expect it. (Laughter)
Now,what else have we got?

Fleming:

Well, this other--

Reynolds:

Oh yes, just a moment. Can we get your approval

H.M.Jr:

Will that be under ground?

Reynolds:

That will be under ground. We have got to
go
thirty-some feet to get that damn thing
in there.

Reilly:

We feel we ought to have it, Mr. Secretary.
This tunnel is not bomb proof, and we ought to

of this little building out here in--

have some place where we can go.

H.M.Jr:

Is this for the President?

Reilly:

Right out in front of the White House, for the

H.M.Jr:

I think you should have a communications center.

Fleming:

How long will that take?

Reynolds:

Well, it will take us about two to two and a

President and for our communications center
over there.

half months, I think. It is a mean thing to
build. When you get down that low, you are
just about on top of a Jap's head, you know,

with water and snow and everything else.
Reilly:

That won't interfere with construction of the

Reynolds:

No, we have moved it out far enough.

H.M.Jr:

Do you think they need that, General?

Fleming:

I think they should have something like that.

tunnel whatsoever.

- 14 -

131

Reilly:

If we get caught in that tunnel coming across
here, if that street should cave in, we have
no place to go. The house would be a mass of
debris at that time, too.

H.M.Jr:

I am all in favor of it.

Reynolds:

That is an eight-foot concrete wall and an
eight-foot ceiling, and then on the inside

of it is another box which is free from the
outside which is two feet thick and it gives
you a pretty good protection. Now, it won't
protect against a four thousand pound bomb.

H.M.Jr:

Would you make a little note when you have a
breathing spell, see, what do they recommend
over - make a note to remind yourself - I mean

for
people to build on their own place, you
see.

Fleming:

I can tell you that. They have completely
abandoned the Anderson shelter. It is for
several reasons. One is that the people don't
like to be alone, even in their own families
in a damp shelter like that. They prefer a
larger group. So they are building some now

where they will take twenty to twenty-five
families in localities. But the most popular
of all is a small steel shelter that they have

right in their own house. It is about as high
as a table or as high as the window sill. It
can be used as a table. It is bomb proof -

not completely bomb proof but absolutely splinter

proof, and they just put a mattress in there
and the family goes in and all sleep together
right in the house.

H.M.Jr:

Well, could you give me something - in the
country we are isolated. They know where we
live and I want to fix something up in my own

house. I mean, if you would just tell me what
to do, you see. It is a wooden house. We are

- 15 -

132

on top of a rock, though. We could put a
cave underneath. The house is built on the
rock.
Reynolds:

Is that a rock foundation? Well, we will make

a study
you
like. of it and give you a drawing of it if
H.M.Jr:

I don't want you to bother.

Reynolds:

It is no bother, it is just a job.

H.M.Jr:

Well, if you had time.

Reynolds:

We can send somebody out there to do it.

H.M.Jr:

If you had time, then just what to do, because
we are on a rock, and I don't know whether we
should drill underneath, you see, and drill
ourselves a cave or just have something in the
basement, but I would like to do something.

Reynolds:

All right. Another thing that we are--

Fleming:

Put in a wine cellar. (Laughter)

Klotz:

Yes, that is a good suggestion.

H.M.Jr:

We have argued about that.

Reilly:

Mr. Secretary, my suggestion is that when they

make a survey they also make a survey of Hyde
Park.

H.M.Jr:

There, the fellow has an idea. You have earned

your salary for the year on that suggestion.
Reynolds:

Another thing that they are doing is building
concrete boxes with a twelve-inch wall where

they can hold about fifty people. That is for

a shelter. There was a five hundred pound
bomb dropped over there, and it didn't go

off. So they built one of these things

about twelve or thirteen feet away, and they

- 15 -

132

on top of a rock, though. We could put a
cave underneath. The house is built on the
rock.
Reynolds:

Is that a rock foundation? Well, we will make
a study
you
like. of it and give you a drawing of it if

H.M.Jr:

I don't want you to bother.

Reynolds:

It is no bother, it is just a job.

H.M.Jr:

Well, if you had time.

Reynolds:

We can send somebody out there to do it.

H.M.Jr:

If you had time, then just what to do, because

we are on a rock, and I don't know whether we

should drill underneath, you see, and drill

ourselves a cave or just have something in the
basement, but I would like to do something.
Reynolds:

All right. Another thing that we are--

Fleming:

Put in a wine cellar. (Laughter)

Klotz:

Yes, that is a good suggestion.

H.M.Jr:

We have argued about that.

Reilly:

Mr. Secretary, my suggestion is that when they

make a survey they also make a survey of Hyde
Park.

H.M.Jr:

There, the fellow has an idea. You have earned

your salary for the year on that suggestion.
Reynolds:

Another thing that they are doing is building
concrete boxes with a twelve-inch wall where

they can hold about fifty people. That is for

a shelter. There was a five hundred pound
bomb dropped over there, and it didn't go

off. So they built one of these things

about twelve or thirteen feet away, and they

133
- 16 fastened some monkeys on the side of the wall

and they fired this thing and it kicked it
sideways about three feet, but it didn't hurt

the monkeys. Now they are going to that for
a shelter proof where you could run into. They
try to keep it down to about fifty or seventyfive people. They have got them scattered

everywhere, but if you have a direct hit, it

is just too bad. It is just a complete black-

out.
H.M.Jr:

Well, his suggestion on Hyde Park is excellent.
Now, what else, gentlemen?

Fleming:

Is the President going to see us?

H.M.Jr:

Well, he is closeted with Colonel Knox right
now, and Watson can't get at him, but he says
as soon as the President comes over, he will

let us know, and I will let you know. My
guess is we will get an appointment after

lunch.
Fleming:

All right, sir.

H.M.Jr:

That is my guess. As soon as I hear, I will let

you know. Would you like to take Reynolds?
Fleming:

Yes.

H.M.Jr:

All right. Thank you very much, gentlemen.

I will see you later.

(General Fleming and Mr. Reynolds left the

conference.)
H.M.Jr:

Now, Gaston, what is the White House stuff you

have got?
Gaston:

I have two things. One is this Deasy, Cawley,
and Kelly. Their recommendations as to what
to do now for the White House.

- 17 Reilly:
Gaston:

134

I went over all that last night and we are

having experts come in to see what can be done.

And then the other stuff there is what they

have done over there.

H.M.Jr:

Why don't I read it?

Gaston:

Yes.

H.M.Jr:

Deasy?

Wilson:

Deasy is the Battalion Fire Chief sent from
New York City to London to study it, and we

had him over at the White House yesterday to
make a survey, and he is making a survey this

morning at the Treasury Building and will

later go to the Bureau of Engraving and make a

survey. He is an outstanding man on that.

Reilly:

Most of those suggestions were considered not
practicable.

Gaston:

You are moving on the number one report? The

second report is for sand bags all around the

White House.
H.M.Jr:

I can't read the thing the way it is.

Gaston:

I will give you a summary of it.

H.M.Jr:

And what they are going to do.

Gaston:

Yes.

Reilly:

We will have a joint report on it during the
day.

H.M.Jr:

One thing I wanted to ask you. I can't read
all that. General Cox called me, and he said
please not to have any Christmas tree. So I
spoke to Colonel Smith, and he said, well, he
didn't know whether he was right. So you boys

- 18 -

135

had better get together now.
Reilly:

All right, sir.

H.M.Jr:

"No Christmas tree," says General Cox.

Reilly:

We suggested to Colonel Smith if the men couldn't
have leave, there would be no party.

H.M.Jr:

That is the party, but General Cox said there

Reilly:
H.M.Jr:

The President said he wanted it. I don't know
if we could do anything about it or not.
He is reasonable about it.

Wilson:

They called off the Rose Bowl and other gather-

should be no Christmas tree.

ings. They can call that off.

Reilly:

If you can do anything, I would appreciate it.

H.M.Jr:

He is reasonable, and you can say, "This is

just like putting a torch there to guide them
to the place. He didn't have the Christmas
tree on his grounds last year did he?

Reilly:

No, we put it in there this year for the Presidentsconvenience so we wouldn't put him out
there in the cold.

H.M.Jr:

General Cox suggests you do it all by remote
control.

Wilson:

There would be approximately ten thousand or

maybe fifteen thousand people inside of those
grounds at least.
H.M.Jr:

These men were told to come at ten-thirty and
they both knew it. What did you fellows do,
forget?

Wilson:

No, I didn't forget, Mr. Secretary. I didn't

- 19 -

136

understand that I was to be here.
H.M.Jr:
Wilson:

I told them to come back at ten-thirty Monday.
Well, I think you directed that conversation at
General Fleming particularly and asked him if
he would come back and talk to you.

H.M.Jr:

I will send you an engraved invitation next time.

Wilson:

All right, sir, I am sorry.

Reilly:

Sorry, sir.

137
December 15, 1941.
MEMORANDUM

TO:

Secretary Morgenthau

FROM:

Mr. Gaston

This summarizes the high points of a report to

Chief Wilson yesterday by Agents W. D. Cawley, Jr.,

Secret Service, and L. E. Kelly, Alcohol Tax Unit, and
Battalion Chief Daniel A. Deasy, New York Fire Department, who is Consultant of the Office of Civilian Defense,
together with action being taken thereon.
Skylights and ventilator shafts. Recommendation
for covering them with six inches of sand topped by tin
roofing; further expert advice being sought. Wire netting

is being installed to protect interior from glass frag-

mentation.

East and West flanking terraces. Roofs to be covered
with sand bags and machine guns installed.

(I suggested protection of the open terrace along
which the President travels from the White House to the
Executive Offices. They are considering either a wholly

enclosed passageway or steel curtains to drop down on the
outer edge of the terrace).

Windows. Bullet-proof glass is to be installed in
the windows of the President's office and study. Roll-

down steel curtains are to be installed on these and
some other windows in critical locations. Wire glass

is to be installed in place of ordinary glass in exterior
windows. Strong curtain walls are to be built around

basement windows. Black-out drapes are being constructed
for all windows.

Doors. Glass is being removed and non-shatterable

material substituted. The plate glass inner vestibule

at the front door is being removed. Entrance doors are
to have vestibules which will operate as light and air

138

-2or gas locks. Guards are stationed at all entrances.
Interior glass is all being removed or protected against
fragmentation.

Combustibles. Old furniture and other unnecessary
articles are being removed to safe storage places. Paints
and other combustible liquids are stored in metal cabinets.

Steam line. Electric motor cut-off is being installed
in steam line where it enters building and airtight barrier

constructed as protection against possible break in line
outside building.

Roof watch. The investigators recommended permanent
guard on the roof with equipment to combat incendiary
bombs. White House guards are being maintained on the

terrace roofs and fire-fighting equipment is available.

Refuge. The investigators suggested improvising a
shelter under the porte cochere. This has been abandoned
in favor of the plan for a double-walled underground shelter
north of the building which may be built within 60 days.

This will contain an auxiliary electric plant.

Camouflage. Suggestion for changing the color of
the building and making other exterior modifications for
camouflage purposes is to be discussed with the Army Air
Corps.

Gas Protection. An eight-man squad of chemical war-

fare experts is being supplied.

Sand bag barricade. The investigators recommended a
sand bag barricade 15 feet high completely around the

White House building and Executive Offices. No steps

have been taken to comply with this suggestion. It is
believed the President would not permit it.

mr

139

TREASURY DEPARTMENT
INTER-OFFICE COMMUNICATION
DATE

TO

Secretary Morgenthau

FROM

E. H. Foley, Jr.

December 15, 1941

You will be interested in the following cable received
December 15 from President Quezon:

"Following for President Roosevelt from President
Quezon:

'I am in dire need of funds for public relief and the
protection of our civilian population. I beg you to secure

the passage of a law placing at the disposal of the Government
of the Commonwealth the proceeds from excise tax on sugar already
collected and if possible the Gold Devaluation Fund to be spent
for the above mentioned purposes in agreement with the Commanding

General of the United States Forces in the Far East. My people
are already shedding their blood side by side with American soldiers
and the civilian population are cooperating unto death in doing
their part. My volunteer guards are serving day and night without
compensation and I should like to give them at least free food.
The National Assembly has appropriated all available funds of the
Commonwealth Government and has authorized me to spend them for

war purposes. It will have a tremendous heartening effect on my
people if the United States Congress would in turn appropriate
the money which after all has already been decided under existing
legislation previously approved by the Congress to belong to the
Government of the Commonwealth.'

SAYRE."

S.H7L.

140
December 15, 1941
2:33 p.m.
Operator:

He's in Mr. Crowley's office.

HMJr:

Crowley's office?

Operator: Yes.
HMJr:

Get him.

Operator: All right.
HMJr:

On the phone.

Operator:

Right.

HMJr:

Ed, on this thing of President Quezon to Roose-

velt

Edward

Foley:

Yeah.

HMJr:

I think we ought to do something and move fast.

F:

HMJr:
F:

Well, I do, too.
So if you'll fix up something
It seems to me, Mr. Secretary, there are two
things that could be done.

HMJr:

Yeah.

F:

Either he can release some funds immediately

HMJr:

Yeah.

F:

from his emergency kitty, and - for what

Quezon wants - at the same time recommend to

Congress that legislation be passed either in
this Omnibus bill or in some deficiency bill
so that it would get through before they go home
for Christmas to make that gold devaluation money,
which is about twenty- three and a half million
dollars.

HMJr:

How much 18 the other money you're talking about?

-2F:

The sugar money?

HMJr:

Yeah, how much is that?

F:

HMJr:
F:

HMJr:

F:

HMJr:
F:

141

I don't know what that amounts to, but it's
around twenty-five million dollars,
Isomewhere
think.
Well, that's what he's asking for.
He's asking for either that or the gold devaluation

money, both of which have been promised to him.
Which can he do - which can the President do
faster?

We thought he could do the gold devaluation
faster.

I think they could get that through in one day.
I should think if you read that telegram to the
two committees

HMJr:

Yeah.

that you could get it through; or, if some-

F:

body had the telegram and got up and read it on
the Floor of the Senate
HMJr:

Yeah.

F:

you could amend this Omnibus bill that's
going through if you had the language all ready.
Has it gone through the House yet?

HMJr:
F:

It's coming up on the - it's coming up in the

House either this afternoon or tomorrow. The
Senate Committee - Judiciary Committee in the
Senate - is considering it now. They presented
it to the Senate Committee this morning.
HMJr:

Well, if you could get me something that I could
send over to the President and say I'd like to do

this in view of this telegram, let's do the gold
first.

142

-3-

HMJr:

All right.
I think there's less controversy.

F:

That's right.

F:

HMJr:

F:

HMJr:

F:

HMJr:

F:

HMJr:

F:

And - I don't know what you're doing with Leo,

but I'd drop it.
Right. Well, we're all through here and I'm
coming right back.

And get me something to get over to the President

and simply have everything ready. I'd like to have
a green light from him to go ahead with this.
Yeah. Yeah, I think it would help out there.
Because I think he's working on his speech. It's
hard to reach him.

All right.
But if you can get that moved fast, we'll have
it put on the Omnibus bill.
All right, I'11 come right back.

HMJr:

What?

F:

I'11 come right back.

HMJr:

Do that.

F:

Yeah.

143

TREASURY DEPARTMENT
INTER-OFFICE COMMUNICATION

DATE December 15, 1941.
TO

Secretary Morgenthau

FROM

Mr. Foley

Larry Bernard has just told me that Dave Speck,

Interior's legislative counsel, called him a few
minutes ago and told him that Interior was arranging
with the Bureau of the Budget to get $10,000,000 out
of the President's Emergency Fund to take care of the
immediate needs of the Philippines and that they were

going to include an appropriation item in the next
supplemental appropriation for the War Department.

Speck also said that Interior was sending a copy of
Quezon's cable to the President. Bernard asked Speck
whether he was sure everything was under control and

whether they needed our help. Speck replied that
everything was under control and that the Treasury
could forget about the matter.

iwth

December 15, 1940

144

Discussed with the Secretary by Mr.
Kuhn at 2:40 p.m. today.

DRAFT OF SECRETARY MORGENTHAU'S SPEECH
TO THE DEFENSE SAVINGS ORGANIZATION

145

AT CHICAGO, DECEMBER 17, 1941

This nation of ours has had a shock, and it is
wiser and stronger for having had it. Every one of
us must be conscious today of a clearer vision and a
deeper understanding than we had two weeks ago. The
bombs on Pearl Harbor have destroyed much more than

what the censors would call "military objectives".
They have ripped our complacency to shreds. They have

blasted the old comfortable belief that the wide oceans
could save us from harm. They have blown away the notion

that brutality and deceit and murder in another part of
the world could never touch us in ours.
We now know, or ought to know, that this whole world

struggle is our war, just as much as it was to the people
of Warsaw in 1939, or to the people of Rotterdam or London

D-B

-3-

147

in this great battle for our way of life. We have tried
to make them realize that they were not isolated and could

not be isolated from a struggle that would shape the future
of everyone on this planet. We have tried to give the
American people a greater sense of pride in their own
country and a greater awareness of the dangers that face
them. We have tried to give every man, woman and child

in this country a sense of direct participation in its
defense, a feeling that there is something for everyone

to do in a great effort from which everyone will benefit
in the end.

Looking back over the past eight months, I think we
can all be proud of what has been accomplished. I believe

in all sincerity that the devoted work of the Defense Savings

D-B

-4-

148

staff and all our thousands of volunteer workers throughout

the country has helped greatly to crystallize American
opinion. I believe that the response to the bombs at
Pearl Harbor was deep and wide and immediate partly because
of our groundwork in the Defense Savings program.

We have given to millions a new sense of being

partners of their Government, of having a direct share
in America and in American freedoms. To me, it is an

achievement of far greater proportions than the raising

of the more than 2 billion dollars which have rolled into
the Treasury since the Defense Bonds first went on sale
in May.

Now that we have cleared the decks for action, it is

up to us to follow through, and that is the main purpose of

D-B

-5-

149

my being here with you today. We must follow through,

not only in terms of a few million individuals or a
couple of billion dollars, but by a determined effort

to reach every individual in this country. For total
wars in these days are wars involving whole peoples.

There is no exemption for any group or any section.
The Nazis and the Japanese make no exceptions in their

conquests. The bombs that fell at Pearl Harbor were
aimed straight at every one of us, and whatever the

Nazis may attempt in the Atlantic will be aimed at every

one of us. We are all in this war together.
Not all of us can pilot a bombing plane or fire a

gun from the deck of a battleship. Not all of us are
being asked to risk and give our lives for our country.

D-B

-5-

149

my being here with you today. We must follow through,

not only in terms of a few million individuals or a
couple of billion dollars, but by a determined effort

to reach every individual in this country. For total
wars in these days are wars involving whole peoples.

There is no exemption for any group or any section.
The Nazis and the Japanese make no exceptions in their

conquests. The bombs that fell at Pearl Harbor were
aimed straight at every one of us, and whatever the

Nazis may attempt in the Atlantic will be aimed at every

one of us. We are all in this war together.
Not all of us can pilot a bombing plane or fire a

gun from the deck of a battleship. Not all of us are
being asked to risk and give our lives for our country.

D-B

-6-

150

Those of us who are too old or too young to get into
uniform are not even being asked to give our money. We
are just being asked to lend our money to the Government,

to invest our savings for victory. That , it seems to me,
is a call to which everyone must respond. We must do it

to the very limit of our ability. We, the people, must
show that we are ready and eager to be of some service
to our country.

It has given me real encouragement to be told this
morning that you of the Defense Savings Organization have

been discussing detailed plans for intensifying and widening
our effort, and that you have shown so much enthusiasm in

these meetings. Our problem, as you all know, is one of
financing the enormously expanding cost of the war while
avoiding the immense and dangerous evils of inflation.

D-B

-7-

151
/

I have said right here in Chicago, in a talk to the
American Bankers Association, that we are in reality

fighting two wars -- one, the great struggle on all the
continents and all the oceans, and the other the war
against an insidious enemy here at home. That enemy

is inflation. It creeps up on us as stealthily as a
thief in the dark. As the President has said, inflation
is a form of taxation that takes no account of the ability
to pay and strikes directly at the American standard of

life. Our job, therefore, is a double one, and in this
renewed effort to which we of the Defense Savings staff
must now dedicate ourselves, we must make sure that we

deal effectively with both enemies.

For that reason, it seems to me, our major effort
now must be directed particularly at those in all walks

D-B

-8-

152

of life who are in receipt of regular pay from wages and

salaries. Inflation feeds on current income, rather than
on the money that now rests in the vaults of savings banks.
It may seem heartless to speak of excess spending, but

there is such a thing; and by it I mean spending in the
face of a limited and dwindling supply of goods. The most
effective course for us, as we have known from the very

beginning, has been to enlist current income and to divert
excess spending, to persuade our people to set aside a part
of their pay every pay day in Defense Bonds and Stamps.
Let's now make every pay day Bond Day. And when I

speak of regular investment every pay day, I am speaking

not only of the millions of factory workers, not only of
the teachers and accountants, the clerks and civic employees

who live on regular salaries, but also of the farmers who

D-B

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153

are earning solid incomes for the first time in many

years and who will be the first to suffer if we allow
inflation to get out of hand.
All these are the people we must reach, with a

determined effort that will have an impact in Berlin
and Rome and Tokyo, an effort that will give new heart
and courage to the free peoples who are fighting on our
side everywhere.

I have been asked many times whether we have a goal,

a quota for the United States. I have always avoided
answering with a money figure because such a goal would

have no significance. But I will tell you now what my
goal is, what our goal for the next three months shall

be and must be. It is to reach quickly, within the next
few months, every single recipient of regular current

- 10 -

154

income in the United States, and to have every one of

these 35 million people setting aside some part of their

pay regularly within the shortest possible time. And
when I say "some part of their pay," I am not thinking
merely of a token contribution. I mean a real investment,
the very limit that each person can afford without actually
taking food and other necessities from himself and his
family.

When this meeting ends, I hope that this organization
will set to work in every State and every community, through-

out this great front line of freedom that is the United
States, with the same devotion and determination that is
now being shown by the men in our fighting forces.

I have complete confidence in the ability of this
great group to reach the goals I have set for you today.
D-B

- 11 -

155

We have been more than fortunate in the men and women

who have rallied to our help since the first of May in

all parts of the country. It has been a truly thrilling
experience for me as Secretary of the Treasury to see the
superb cooperation we have had from labor and industry,
from Republicans and Democrats, from foreign-born and

American-born, from all the assorted groups and nationalities
of which this united American people is composed.

I am genuinely glad to see all our State leaders
assembled here in one room, and to thank them on behalf

of their Government for the work they have already done.

In thanking them I should also like to thank The Federal
Reserve Bank of Chicago, our hosts at this luncheon, and
all the member banks of the Federal Reserve System who

D-B

- 12 -

156

have given us such magnificent help ever since the
start of the Defense Savings program.

Now that the greater and more insistent call has
come, we are ready to meet it. Our organization has
been set up, our people are hard at work, our country
knows what Defense Bonds are and what they do. It is

up to each and every one of us to do our part.

Our fighting men in the Philippines and Iceland,
in Hawaii and Wake and Midway, in all the posts of danger

on all the seven seas, are looking to us to supply them
with the planes and guns they need. The whole country

is looking to us, right here in this room, to raise billions
of dollars to win this war -- and let none of our enemies
make any mistake about it, we are going to win it. Our

allies in all continents, who have been fighting our battle

D-B

- 13 -

157

with our common enemy for long, hard years, are looking
to us, and also the oppressed peoples in the conquered

lands who are now living in darkness -- they, too, are
looking to us to sweep that darkness and that misery away.

It is by far the greatest test and the grandest
opportunity that has ever come to our country. We in
this room must prove ourselves worthy of that challenge.
The words that Winston Churchill addressed to his own

people a year ago can now be applied to ours: come, then,

let us brace ourselves to our duty, and let us 80 bear

ourselves that if these United States should last for a
thousand years, men will still say, "This was their finest
hour."

12/15/41

158
December 15, 1941

3:13 p.m.
HMJr:

Hello.

General
Watson:

I brought that up to him.

HMJr:

Yeah.

W:

I don't think he's feeling good.

HMJr:

Oh, I'm sorry.

W:

He said you were crazy as hell. He's not going

HMJr:

He asked me to.

to build that building.

Well, he said, "What building", he said. I said,
"Well, a building that Henry said the personnel
of Treasury, State and the White House."

HMJr:

Yeah.

I said, "It's evidently quite a building - several
million dollars. " I didn't tell him that seven.
HMJr:

Yeah.

W:

"Why," he said, "tell him he's crazy, what is he
talking about. If

HMJr:

Well, I guess he's feeling low - he told me to do
it.
Well, he isn't feeling good today.

HMJr:
W:

HMJr:

Oh. Why

I don't think so.
Why doesn't he go out for a drive or something?

Well, I can't get him out.
HMJr:
W:

What?

I ain't able to get him out.

-2HMJr:
W:

HMJr:
W:

HMJr:
W:

HMJr:

W:

HMJr:

W:

HMJr:

159

Oh.

He's going to have - Knox has been with him all
night and day. He

I see. Well, that's enough.
That's enough to make anybody feel bad, isn't it?

That's right.
Yeah. But he said - I think you better - did he
say really build it for that purpose?
Well, he told me - well, he said - have a - what
he told me was to have a bomb cellar, see?
Yeah.

Now, all the engineers that come back from England

say "Don't put the people in the cellar any more,
put them up in the building."

Yeah.

They've got - I think it's an eight or twelve foot
concrete roof over this thing.

W:

Hmm!

HMJr:

This is the latest stuff that the Army engineers

have brought back from England.
W:

HMJr:
W:

HMJr:

It costs seven million dollars did you say?
Yes, sir.

I didn't tell him anything about that.
Well, I tell you what we'll do. We're going to
go ahead and get the property anyway.

W:

Sure.

HMJr:

And we'll have all the plans ready.

W:

HMJr:

That's what I'd do. He's not feeling right today.
And we'll go right ahead up to the point of signing

160

-3a contract.
Yeah.
W:

HMJr:

And

Hesaid.
said, "He's crazy, I don't want any building",
he

W:

HMJr:
W:

HMJr:

W:

Uh huh. Well

I said, "Well, he thought you did."
(Laughs) Did you tell him what I told you that
you were just bait?

I didn't tell him that.

W:

I know darned well you didn't.
He was too damn - in such a hurry.

HMJr:

Yeah.

HMJr:

W:

HMJr:

W:

HMJr:

Willkie was going in. I was trying to get him

to make his appointment before I went to lunch.

I know. Well, thanks, old man. We'11 tackle

him the end of the week.

I think I would. Let's get him gradually.
Yeah. We're digging up his front lawn now as it
18.

W:

Yeah. Well, where are you going to put it?

HMJr:

The building?

W:

Yeah. You've got your ground, have you?

HMJr:

Yeah. I tell you, it's opposite the State

Department where that - oh, I don' know - that
street that runs opposite from them - across the
street - you know, where you used to go to get
your passports in the old days.

161
4

W:

HMJr:

Oh, yeah.
What?

Yeah.
W:

HMJr:
W:

HMJr:
W:

HMJr:

That block there.
Yeah.
See?

Yeah. Well, all right, you just go on - you
know what to do.

I know what to do.

HMJr:

I don't have to tell you anything.
And now this - while I've got you on the wire -

W:

Yeah.

HMJr:

And he doesn't want it.

W:

W:

HMJr:
W:

General Cox called me up about this Christmas
tree business.

Well, nobody else wants it; but President's going
to have it.

Well, I may take a crack at him on it.
Yeah, I think I would. He was a little undecided
this morning. All of us said, "Why, I wouldn't
have that."

HMJr:

Well, Cox says that you might just as well put up
an airplane beacon right in front of the White
House.

W:

Well, I think he's right.

HMJr:

And you might just as well have one then; and he

W:

Lay off a day or two.

definitely wanted me to help him, but I - if the
President's not feeling right, I'11 wait a day.

162

-5HMJr:

Okay, I guess after seeing Knox he needs a day.

W:

He'11 need one more day.

HMJr:
W:

All right.
All right.

HMJr:

Thank you.

W:

Good-bye.

163
December 15, 1941
3:21 p.m.
HMJr:

I just heard from General Watson and he says the

General
Fleming:

Yeah.

HMJr:

That's between us. And he said, "Where does

President is a little off his feed today

Morgenthau get the idea of a building?" Well,
of course, what the President told me was to
build a cellar, see?
F:

HMJr:

Yes.

So I said we'd go - I told Watson we'd go right
ahead and make the plans and get the property
and we'd let it rest for a couple of days, and
then hit him again.

F:

All right.

HMJr:

And Watson said that was the thing to do.

F:

Okay.

HMJr:

He said he'd had Knox all last night and all
this morning, and it was enough to put him off
his feed.

F:

I guess so.

HMJr:

See?

F:

HMJr:

F:

HMJr:

Well, you think I ought to just go ahead then?
You go ahead, but before - after all, you won't
be ready to let the contract for ten days.
Oh, no. No, no.
So I'd go ahead just as though we were going to.
We'11 ask to see him Thursday or Friday.

F:

All right, fine.

HMJr:

See?

164

-2F:

HMJr:

Yeah. All right. Thank you.
Thank you.

165
HOLD FOR RELEASE

HOLD FOR RELEASE

HOLD FOR RELEASE

DECEMBER 15, 1941

CONTRICIAL: To be hold in STRICT CONFIDENCE and no

partion aynopais or intimation to be ablianced or

over ANT until the FEADING of the Procilent Message
him bagan in .he Sonnto or the House of Representatives
Excreme care must therefore be exercised to avoid promature publication.
STEPHEN EARLY

Secretary to the President

TO THE CONGRESS OF THE UNITED STATES OF AMERICA:

On December 8, 1941, I presented to the Congress a message

in person asking for a declaration of war as an answer to the treach-

arous attack made by Japan the previous day upon the United States.

For the information of the Congress, and as a public record of the

facts, I am transmitting this historical summary of the past policy
of this country in relation to the Pacific area and of the more im-

mediate ovents leading up to this Japaneso onslaught upon our forces
and territory. Attached hereto are the various documents and correspondence implomenting this history.
I

A little over a hundred years ago, in 1833, the United
States entored into its first For Eastern treaty, a treaty with
Sirm. It was a treaty providing for peace and for dependable rolationships.

Ten years later Calob Cushing was sont to negotiate and in
1844 there was concluded our first treaty with China.
In 1853, Commodore Perry knocked on Japan's doors. In the
next few years those doors began to open; and Japan, which had kept

itself aloof from the world, began to adopt what we call Western

civilization. During those oarly years, tho United States used
every influence it could oxert to protect Japan in her transition
stago.

With respect to the entiro Pacific area, the United Statos
has consistently urgod, 8.8 it has for all other parts of the globo,

the fundamental importance to world poaco of fair and oqual treatmont among nations. Accordingly whonovor thoro has been a tondoncy
on the part of any othor nation to oncroach upon tho independence
and sovereignty of countrios of the Far East, the United Statos has
tried to discourage such tondoncy wherovor possiblo.

There was a period when this American attitudo was ospecially
important to Japan. At all timeo it has boen important to China and
to other countries of the For East.

At the and of tho nineteenth contury, the sovereignty of the
Philippine Islanda passod from Spain to this country. The United

Statos pledgod itsolf to a policy toward the Philippines dosignod to
equip them to bocomo a froo and independent nation. That pledge and
that policy we have consistently carried out.

At that time there was going on in China what has been called
the "norrable for concessions". There was oven talk about a possible

a China. It vas then that the principle of the "open

Good in China was laid down. In 1900, the American Government asclared that its policy was to "seek a solution which may bring about
permanent safety and peaco to China .... protect all rights guarenteed
to the I'r andly the powers principle by treaty of equal and and international impartial law trade and with rafoguard all prite for of

the Chinoco Impiro".

166

Ever since that day, we have consistently and unfailingly
advoasted the principles of the open door policy throughout the Far
East.

In the year 1908 the Government of the United States and
the Government of Japan concluded an agreement by an exchange of

notes. In that agreement, the two Governments jointly declared that
they were determined to support "by all pacific means at their disposal the independence and intogrity of China and the principlo of
equal opportunity for commerce and industry of all nations in that
Empire"; that it was "the wish of the two Governments to encourage
the free and peaceful development of their commerce on the Pacific
Ocean"; and that "the policy of both Governmenta" was "directed to
the maintenance of the existing status quo" in that region.
The United States has consistently practiced the principles
enunciated in that agreement.

In 1921, following the close of the first World War, nine
powers having interests in the western Pacific not in conference in
Washington. China, Japan, and the United States were there. One
great objective of this conference was the maintenance of peaco in
the Pacific. This was to be achieved by reduction of armemont and
by regulation of competition in the Pacific and Far Eastern areas.
Several treaties and agreements were concluded at that conference.
One of these was the Nine Power Treaty (see Annex 1). It
contained pledges to respect the sovereignty of China and the principla of equal opportunity for the commerce and industry of all nations
throughout China.

Another was a treaty between the United States, the British

Empire, France, Italy, and Japan providing for limitation of naval
armement. (see Annex 1)

The course of events which have lod directly to the present

crisis began ten years ago. For it was then -- in 1931 -- that Japan

undertook on a large scale its present policy of conquest in China.
It began by the invasion of Manchuria, which was part of China. The
Council and the Assembly of the League of Nations, at once and during
many months of continuous effort thereafter, tried to persuade Japan

to stop. The Uni ted States supported that effort. For example, the

Government of the United States on January 7, 1932, specifically
stated in notes sent to the Japanese and the Chinese Governments
that it would not recognize any situation, treaty, or agreement

brought about by violation of treaties. (see Annex 2)

This barbaric aggression of Japan in Manchuria set the
example and the pattern for the course soon to be pursued by Italy
and Germany in Africa and in Europe. In 1933 Hitler assumed power
in Germany. It was evident that, onno re-armed, Germany would embark

upon a policy of conquest in Europe. Italy -- then still under the

domination of Mussolini -- also had resolved upon a policy of conquest
in Africa and in the Mediterreneen.

Through the years which followed, Germany, Italy and Japan
roached an understanding to time their acts of aggression to their
common advantage -- and to bring about the ultimate enslavement of
the rest of the world.

In 1934, the Japanese Ministor for Foreign Affairs sont a

friendly note to the United States, stating that he firmly believed
that no question oxisted between the two Governments that was "fundamontally incapable of emicable solution". He added that Japan had
"no intention whatever to provoke and make trouble with any other

Power". (see Annex 3) Our Socretary of State, Cordell Hull, replied
in kind. (see Annox 4)

But in spite of this exchange of friendly sentiments, and
almost immodiately thereafter, the acts and utterances of the Japanese

167

Government began to belie these assurances -- at least 80 far as the
rights and interests of other nations in China were concerned.
Our Government thereupon expressed to Japan the view of
American people, and of the American Government, that no nation
the

has the right thus to override the rights and legitimate interests
of other sovereign states. (see Annex 5)
The structure of peace which had been founded upon the Washington Conference treaties began to be discarded by Japan. Indeed,
in December of 1934, the Japanese Government gave notice of its intention to terminate the Naval Treaty of February 6, 1922, which had

limited competition in naval armanent. She thereafter intensified

and multiplied her rearnament program.

In 1936 the Government of Japan openly associated itself
with Germany by entoring the anti-Comintern Pact.
This Pact, as wo all know, was nominally directed against
the Soviot Union; but its roal purpose was to form a league of fascism
against the free world, particularly against Great Britain, France

and the United Statos.

Following this association of Gormany, Italy and Japan, the
stage was now set for an unlimitod campaign of conquest. In July
1937, feeling thomaches roady, the armed forces of Japan opened now
largo-scale military operations against China. Presently, her leaders,
dropping the nack of hypocrisy, publicly declared their intention to
scizo and maintain for Japan a dominant position in the entire region
of castorn Asia, the western Pacific, and the southern Pacific.
Thoy thus accepted the German thesis that seventy or eighty
million Gormana word by raco, training, ability and might, superior
in every way to any other race in Europe -- superior to about four
hundred million other human boings in that area. And Japan, following
suit, announced that the seventy or eighty million Japanese people
were also superior to the seven or eight hundred million other in-

habitants of the Orient -- nearly all of whom were infinitely older
and noro developed in culture and civilization than themselves. Their

conceit would make thon masters of a region containing almost one-half

the population of the oarth. It would give them complete control of
vast BOB lanos and trade routoe of importance to the entire world.
The military operations which followed in China flagrantly

disregarded American rights. Japanese armed forces killed Americans.
They wounded or abused American men, women, and children. They sank
American vessols -- including a naval vessel, the Panay. They bombed
American hospitals, churches, schools, and missions. They destroyed
American property. They obstructed, and in some cases, drove out,
American commerce.

In the meantime, they were inflicting incalculable damage
upon China, and ghastly suffering upon the Chinese people. They were

inflicting wholesale injuries upon other nations -- flouting all the

principles of poace and good will among mon.

There are attached hereto (cee respectively Annexes 6, 7, 8
and 9) lists of American nationals killed or wounded by Japanese forces
in China since July 7, 1937; of American property in China reported to
have been damagod, destroyed or seriously endangered by Japanese air
bombing or air machine-gunning; of American nationals reported to have

been assaulted, erbitrarily detained or subjected to indignities; of

interferences with American nationalsrights and interests. These lists
are not complete. However, they are ample evidence of the flagrant
Japanese disrogard of American rights and civilized standards.
II

Moanwhile, brute conquest was on the rempage in Europe and
the Moditorranean,

Hitler and Mussolini ombarked upon a scheme of unlimited conquest. Since 1935, without provocation or excuse they have attacked,

,

-3-

-4-

168

conquered, and reduced to economic and political slavery some sixteen
independent nations. The machinery set up for their unlimited conquest included, and still includes, not only enormous armed forces,

but also hugo organizations for carrying on plots, intrigue, intimid-

ation, propaganda and cabotage. This machine -- unprecedented in
size -- has world-wide remifications; and into them the Japanese
plans and operations have been steadily interlocked.
As the forces of Germany, Italy and Japan increasingly combined their efforts over these years, I was convinced that this combination would ultimatoly attack the United States and the Western
Homisphere -- 1f it were successful in the other continents. The very
existence of the United States as a groat froo people, and the free
oxistence of the American family of nations in the Now World, would
be a standing challenge to the Axis. The Axis dictators would choose
their own time to make it clear that the United States and the New
World woro included in their scheme of destruction.

This they did last year, in 1940, when Hitlor and Mussolini
concluded a treaty of alliance with Japan deliborately aimed at the

Unitod States.

The strategy of Japen in the Pacific area was a faithful

counterpart of that used by Hitler in Europe. Through infiltration,

encirclement, intimidation, and finally armed attack, control was extonded over neighboring peoples. Each such acquisition was a now
starting point for now aggression.

III
Pursuing this policy of conquest, Japan had first worked
hor way into and finally coized Manchuria. Noxt one had invadod
China; and has sought for the past four and one-half years to subjugate her.

Passing through the China Soa closo to the Philippine Islands,
she then inveded and took possession of Indochine. Today the Japanese
are extending this conquest throughout Thailand -- and sooking the OCcupation of Malaya and Burna. The Philippinos, Borneo, Sumatra, Java
como next on the Japanose time-table; and it 10 probable that further
down the Japanese page, are the names of Australia, New Zealand and

all the other Islands of the Pacific -- including Hawaii and the
great chain of the Aleutian Islands.

To the eastward of the Philippines, Japan violated the mandate under which she had received the custody of the Caroline, Marshall
and Mariana Islands after the World War, by fortifying them, and not
only closing then to all commorce but her own, but forbidding any
foreignor oven to visit them.
Japanose spokesmen, after their custom, cloaked those conquests with innocent-sounding names. They talked of the "New Order

in Eastern Asia"; and thon of the "co-prosperity sphere in Greater
East Asia". What they really intended was the enslavement of every
nation which they could bring within their power, and the enrichment -not of all Asia, not oven of tho common people of Japan -- but of the
war lords who had soizod control of the Japanese State. Here too
they were following the Nazi pattern.
By this course of aggression, Japan made it necessary for

verious countries, including our own, to keep in the Pacific in self-

defense large armed forces and a vast amount of material which might
otherwise have boen used against Hitler. That, of course, is exectly
what Hitler wanted thom to do. The diversion thus created by Hitler's
Japaneso ally forced the posco-loving nations to establish and maintain
a huge front in the Pacific.

169
IV

Throughout this course and program of Japanese aggression,
the Government of the United States consistently endeavored to persuade the Government of Japan that Japan's best interests would lie

in maintaining and cultivating friendly relations with the United
States and with all other countries that believe in orderly and
peaceful processes. Following the outbreak of hostilities between
Japan and China in 1937, this Government made known to the Japanese
Government and to the Chinese Government that whenever both those

Governments considered it desirable we stood ready to exercise our

good offices. During the following years of conflict that attitude

on our part remained unchanged.

In October 1937, upon invitation by which the Belgian Govornmont made itself the host, nineteen countries which have interests

in the Far East, including the United States, sent representatives to
Brussole to consider the situation in the Far East in conformity with
the Nine Power Treaty and to endeavor to bring about an adjustment
of the difficulties between Japan and China by peaceful means. Japan
and Germany only of all the powers invited declined to attend. Japan

was itsolf an original signatory of the Treaty. China, one of the
signatories, and the Soviet Union, not a signatory, attended. After
the Conference opened, the countries in attendance made further attempts to persuade Japan to participate in the Conference. Japan

again declined.

On November 24, 1937 the Conference adopted a declaration,

urging that "hostilities be suspended and resort be had to peaceful
processos".

Japan scorned the Conference and ignored the recommendation.

It became clear that, unless this source of affairs in the
Far East was halted, the Pacific area was doomed to experience the
same horrors which have devastated Europe.

Therefore, in this year of 1941, in an endeavor to end this
process by peaceful moans while there soomed still to be a chance,
the United States entered into discussions with Japan.
For nine months, those conversations were carried on, for
the purpose of arriving at some understanding acceptable to both

countries.

Throughout all of these conversations, this Government took

into account not only the legitimato interests of the United States

but also those of Japan and other countries. When questions relating

to the legitimate rights and intorests of other countries came up,

this Government kept in appropriate contact with the representatives
of those countries.

In the course of those nogotiations, the United States steadfastly advocated certain basic principles which should govern international relations. These wore:

The principle of inviolability of torritorial integrity and

sovereignty of all nations.

The principle of non-interforenco in the internal affairs of

other countries.

The principle of equality -- including equality of commercial
opportunity and treatment.

The principle of reliance upon international cooperation and

conciliation for the prevention, and pacific settlement, of controversies.

The Japanese Government, it is true, repeatedly offered

qualified statements of peaceful intention. But it became clear,

-6-

170

as each proposal was explored, that Japan did not intend to modify
in any way her greedy designs upon the whole Pacific world. Although
she continually maintained that she was promoting only the peace and
greater prosperity of East Acts, she continued her brutal assault

upon the Chinese people.

Nor did Japan show any inclination to renounce her unholy
alliance with Hitlerism.
In July of this year the Japanese Government connived with
Hitler to force from the Vichy Government of France, permission to
place Japaneso armed forces in southern Indochina; and began sending
her troops and equipment into that area.
The conversations between this Government and the Japanese

Government were thereupon suspended.

But during the following month, at the urgent and insistent
request of the Japanese Government, which again made emphatic profossion of peaceful intent, the conversations were resumed.
At that time the Japanese Government made the suggestion
that the responsible heads of the Japanese Government and of the Goverminent of the nitod States moot personally to discuss means for
bringing about an adjustment of relations between the two countries.
I should have been happy to travol thousands of miles to meet the

Premier of Japan for that purpose. But I felt it desirable, before
80 doing, to obtain somo assurance that there could be somo agreement

on basic principles. This Government tried hard -- but without suc0088 -- to obtain such assurance from the Japanese Government.

The various proposals of the Japanese Government and the
attitude takon by this Government are set forth in a document which
the Secretary of State handed to the Japanese Ambassador on October
2, 1941 (soe Annex 10).

Thereafter, several formulas were offered and discussed,
But the Japanose Government continued upon its course of war and
conquest.

Finally, on November 20, 1941, the Japanone Government prosentod a now and narrow proposal, (soe Annex 11) which called for
supplying by the United States to Japan of as much oil as Japan might
require, for suspension of froezing measures, and for discontinuance

by the United States of aid to China. It contained however no provision for abendonment by Japan of her warlike operations or aime.

Such a proposal obviously offered no basis for a poaceful
settlement or oven for a temporary adjustment. Tho American Government, in order to clarify the issues, presented to the Japanese Govermant on November 26, a cloar-cut plan for a broad but simple settlomont. (200 Annex 12)
The outline of the proposed plan for agreement between the
United States and Japan was divided into two parts:

In section one there was outlined a mutual declaration of

policy containing affirmations that the national policies of the two

countries were directed toward peace throughout the Pacific area, that
the two countries had no territorial designs or aggressive intentions

in that area, and that they would give activo support to certain funda-

mental principlos of peace upon which their relations with each other
and all other nations would be based, There was provision for mutual
pledges to support and apply in their economic relations with each
other and with other nations and peoples liboral economic principles,
which wore enumerated, based upon the general principle of equality
of commercial opportunity and treatment.

In section two there were outlined proposed steps to be taken
by the two Governments. Those steps envisaged a situation in which
there would be no Japanese or other foreign armed forces in French
Indochina or in China. Mutual commitments were suggested along lines

-7- -

171

follows: (a) to endeavor to conclude a multilateral non-aggression
pact as among the governments principally concerned in the Pacific area;
(b) to ondeavor to conclude among the principally interested governments
an

agreement to respect the territorial integrity of Indochina and not

to seek or accept proferential economic treatment therein; (c) not to
support any government in China other than the National Government of

the Ropublic of China with capital temporarily at Chungking; (d) to
rolinquish extraterritorial and related rights in China and to endeavor
to obtain the agreement of other governments now possessing such

rights to give up those rights; (o) to negotiato a trade agreement based
upon reciprocal most-favored-nation treatment; (f) to remov froozing
restrictions imposed by each country on the funds of the other; (g) to

agroo upon a plan for the stabilization of the dollar-yen rate; (h) to

agree that no agreement which either had concluded with any third power

or powers shall be interpreted by it in a way to conflict with the

fundamental purpose of this agreement; and (1) to use their influence
to cause other governments to adhere to the basic political and economic
principles provided for in this suggested agreement.
In the midst of those conversations, we learned that new contingents of Japanese armed forces and now masses of equipment were moving into Indochina. Toward the end of November these movements were
intensified. During the first wook of December new movements of
Japanese forcea mado it cloar that, under cover of the negotiations,
attacks on unopocified objectives were boing prepared.

I promptly asked the Japanese Government for a frank statemont of the reasons for increasing its forces in Indochina, (see Annex
13) I was given an ovasive and specious reply (see Annex 14). Simultaneously, the Japaneso operations went forward with increased tempo.
Wo did not know then, as we know now, that they had ordered
and were oven then carrying out their plan for a treacherous attack
upon uo.

I was determined, howover, to exhaust every conceivable offort for ponce. With this in mind, on the evening of December sixth
last, I addressed a personal message to the Emperor of Japan. (see
Annox 15).

To this Government's proposal of November twenty-sixth the
Japanese Government made no reply until December seventh. On that
day the Japaneco Ambassador here and the Special Representative whom

the Japanose Government had sont to the United Statos to assist in
poaceful negotiations, delivered a lengthy document to our Secretary
of Stato, one hour after the Japanese had launched a vicious attack
upon American territory and American citizens in the Pacific.
That document (see Annex 16) was a fow minutes after its
receipt aptly characterized by the Secretary of State as follows:

"I must say that in all my conversations with you
(the Japanese Ambassador) during the last nine months I

have never uttered one word of untruth. This is borne

out absolutely by the record. In all my fifty years of

public service I have never seen a document that was more

crowded with infamous falsehoods and distertions -- infamous falsehoods and distortions on a scale BO huge that
I never imagined until today that any Government on this
planot was capable of uttoring them."
I concur emphatically in every word of that statement.

For the record of history, it is essential in roading this

part of my Message always to bear in mind that the actual air and sub-

marine attack in the Hawaiian Islands commenced on Sunday, December 7,

at 1:20 P.M., Washington Time -- 7:50 A.M. Honolulu Time of same day -Monday, December 8, 3:20 A.M., Tokyo Time.

172
To my message of December 6 (9 P.M. Washington Time --

7, 11 A.M. Tokyo Time) to the Emperor of Japan, invoking
December cooperation with me in further effort to preserve peace, there
his finally come to me on December 10 (6:23 A.M. Washington Time --

has 10, 8:23 P.M., Tokyo Time) a reply, conveyed in a telegraphic

December report by the American Ambassador at Tokyo dated December 8, 1 P.M.

(December 7, 11 P.M., Washington Time).

The Ambassador reported that at seven o'clock on the mornof the 8th (December 7, 5. P.M., Washington Time) the Japanese

Minister ins for Foreign Affairs asked him to call at his official residence;
that the Foreign Minister handed the Ambassador a memorandum dated
December 8 (December 7, Washington Time) the text of which had been
transmitted to the Japanese Ambassador in Washington to be presented
to the American Government (this was the memorandum which was delivered
the Japanese Ambassador to the Secretary of State at 2:20 P.M. on
Sunday, by December 7 (Monday, December 8, 4:20 A.M., Tokyo Time); that

the Foreign Minister had been in touch with the Emperor; and that the

apperor desired that the memorandum be regarded as the Emperor's
reply to my message.

Further, the Ambassador reports, the Foreign Minister made
an oral statement. Textually, the oral statement began, "His Majesty
has expressed his gratefulness and appreciation for the cordial message
of the President". The message further continued to the effect that,
in regard to our inquiries on the subject of increase of Japanese
forcus in French Indochina, His Majesty had commanded his Government

to state its views to the American Government. The message concluded,
textually, with the statement:
"Establishment of peace in the Pacific, and consequently
of the world, has been the cHerished desire of His Majesty for
the realization of which he has hitherto made his Government

to continue its earnest endeavors. His Majesty trusts that the
President is fully aware of this fact."

Japan's real reply, however, made by Japan's war lords and
evidently formulated many days before, took the form of the attack
which had alrendy been made without warning upon our territories at
various points in the Pacific.

There io the record, for all history to read in amazement,
in sorrow, in horror and in disgust!
Wo are now at war. We are fighting in self-defense. We are

fighting in defense of our national existence, of our right to be
secure, of our right to enjoy the blessings of peace. We are fighting

in defense of principles of low and order and justice, against an
effort of unprecedented ferocity to overthrow those principles and to
impose upon humanity a regime of ruthless domination by unrestricted
and arbitrary force.

Other countries, too -- a host of them -- have declared war
Japan. Sono of thom were first attacked by Japan, as we have been.
China has already boon valiantly resisting Japan in an undeclared of war

on

forced upon her by Japan. After four and one-half years

stubborn resistance, the Chinese now and henceforth will fight with
renewed confidence and confirmed assurance of victory.
All members of the Great British Commonwealth, themselves

fighting horoically on many fronts against Germany and her Allies,
have joined with us in the Battle of the Pacific as we have joined

with them in the Battle of the Atlantic.

All but three of the governments of nations overrun by
German arnies have declared war on Japan. The other three are severing rolations.
In our own Hemisphere many of our Sister Republica have
declared var on Japan and the others have given firm expression of

their solidarity with the United States.

173

-9The following are the countries which have to date declared
war against Japan:

Australia
Canada

China

Costa Rica
Cuba

Dominican Republic
Guatemala

Haiti
Honduras

The Netherlands
Nicaragua
New Zoaland
Panama

E1 Salvador
South Africa
United Kingdom
Poland

These and other ponce-loving countries will be fighting as
are we, first, to put an end to Japan's program of aggression and,
second, to make good the right of nations and of mankind to live in
ponce under conditions of security and justice.

The people of this country are totally united in their

determination to consecrate our national strength and man-power to bring
conclusively to an end the pestilence of aggression and force which
has long monaced the world and which now has struck deliberately and

directly at the safety of the United Status.

FRANKLIN D. ROOSEVELT

THE WHITE HOUSE,

December 15, 1941.

174

10 -

Annexos:
1.

Sonate Document No. 124, 67th Congress, 2nd Session,

which contains texts of Washington Conference Treaties
and Resolutions.
2.

3.

4.

5.

6.

7.

8.

Identic notos to the Japanese and the Chinese Governmonts, January 7, 1932.
Note from the Japanese Minister for Foreign Affairs,
handed to the Secretary of State by the Japancsu
Ambassador, Fobruary 21, 1934.
Reply thereto, handud to the Japenese Ambessador by

the Secretary of State on March 3, 1934.
Statement by the American Ambassador to Japan to the
Japanese Minister for Foreign Affairs, April 29, 1934.
List of American nationals killed or wounded by Japaneso
forcus in Chinn since July 7, 1937.
List of American property in China reported to have beon
damaged, dostroyed, or seriously ondangered by Japane30
air bombing or air mcchine-gunning since July 7, 1937.
List of American nationals reported to have been assaulted,

arbitrarily detained, subjected to indignition, et cetera,

9.

10.

11.

since July 7, 1937, by Japanese authorities or agents.
List of Japanese interferences with American trade and
enterprise in Chinn.

Document handed by the Secretary of State to the Japanese
Ambassador on October 2, 1941.
Document handed to the Secretary of State, by the Japanese
Ambresador on November 20, 1941.

12.

Document handed by the Secretary of State to the Japanose
Ambassador on November 26, 1941.

13.

Memorandum addressed by the President to the Secretary
and the Under Secretary of State, copy of which, under
authorization of the President, was road and handed by
the Under Socrutary of State to the Japanese Ambassador
on December 2, 1941.

14.

Reply thereto, handed to the Secretary of State by the

15.

Personal message from the President to the Emperor of

16.

Japan, December 6, 1941.
Document handed by the Japaneso Arbassador to the

Japanoso Ambassador on December 5, 1941.

Secrotary of State, December 7, 1941.

175
December 15, 1941

Dear Ross:

I am taking the liberty of
sending you a copy of the New Republic

and I want to draw your particular attention, on page 824, to "Exit, the

Common Cold".

If this article is based on
sound medical information, might I sugthatwe
put several
gest
of these lamps

in the President's bedroom and in the
oval room upstairs and that, as recommended, we treat the air that is pumped

into his office through the air condi-

tioning system.

Yours sincerely,
(Signed) Henry

Rear Admiral Ross T. McIntire,
Surgeon General, United States Navy,

The white house.

By Messenger

n m.c.

Diren 4: 35

175
December 15, 1941

Dear Ross:

I am taking the liberty of

sending you a copy of the New Republic

and I want to draw your particular attention, on page 824, to "Exit, the

Common Cold".

If this article is based on
sound medical information, might I suggest that we put several of these lamps
in the President's bedroom and in the
oval room upstairs and that, as recommended, we treat the air that is pumped

into his office through the air condi-

tioning system.

Yours sincerely,
(Signed) Henry

Rear Admiral Ross T. McIntire,
Surgeon General, United States Navy,

The white House.

By Messenger

n m.c.

Diren 4, 35

176
December 15, 1941
4:34 a.m.

HMJr:

Clif Mack, Mrs. Klotz tells me that you and

McKeachie want to see me about some consolidation.

Clifton
Mack:
HMJr:

Yes, sir.
Now, the only time I could see you people would
be if you wanted to come to the house tonight

at a quarter of nine I could see you.

M:

Well, that would be splendid.

HMJr:

Both of you.

M:

HMJr:

Yes, sir; that's fine.
Well, I could see you at a quarter of nine; that
would be my only time.

M:

Very good.

HMJr:

All right.

M:

Fine, and thank you.

HMJr:

How do you know you can deliver McKeachie?

M:

Well, I'11 get him.

HMJr:

All right.

M:

Yes, sir.

HMJr:

Thank you.

December 17, 1941

177

MEMORANDUM FOR FILE:

Meeting - December 15 1941
8:45 PM, 2434 Belmont Rd., N. W.
Present:
Hon. Henry Morgenthau

Secretary of the Treasury
Mr. Douglas MacKeachie, Director of Purchases, Office of Production Management

Mr. Clifton E. Mack, Director of Procurement, Treasury Department

The meeting was arranged to discuss the matter of coordinating non-military purchases.

Mr. MacKeachie pointed out that the supply situation is becoming more difficult due to the scarcity of many materials and

that control would be necessary to avoid waste or unnecessary use.
He added that an executive order should be drawn up to authorize
centralized control and that he, also someone from the Bureau of
the Budget, might cooperate with me as a Board or Committee to pass

on requisitions involving matters of policy such as requests for

materials that are not justified, illustrating the practice of

Federal agencies to requisition steel furniture when wood furniture
would serve the purpose as well.

The Secretary stated that, in his opinion, there is ample

authority in the executive order which created the Procurement Division to determine policies of purchasing by the Federal agencies
and to consolidate purchases, exclusive of the War and Navy Departments, and that he did not believe that a further executive order
would be needed for that purpose but that it might be well to obtain

a legal opinion to determine what authority, if any, is needed to
control the use of unjustified supplies.

Mr. MacKeachie spoke of the program which the Procurement Division and the Office of Production Management have been working out

relative to the purchase of office furniture and the steps taken by
the Office of Production Management to limit the use of steel office
furnishings.

The Secretary then asked me if, in my opinion, any further
authority would be required to determine purchase policies or to

consolidate purchases by the Federal agencies other than Army and

Navy and I stated that, in my opinion, the present authority is

adequate as to purchasing, further that we have been recording all
non-military purchases since July 1st and are making consolidations

-2-

178

10W on furniture, automobiles and studying heavy equipment, substantial savings having been effected.

I stated further that the degree of justification required

of an agency to support a requisition of a tight material is a

consideration that would come within the Office of Production Management's determination as to availability.
Mr. Morgenthau then stated that if any agency insisted upon
ordering supplies which were not essential or justifiable and interfered with materials needed for military use, although not

restricted by specific order, that the matter could be readily corrected by calling the situation to the attention of the head of the
agency involved.

I briefly reviewed the progress that has been made by the Procurement Division towards centralized control, pointing out that
last year funds were requested to set up a Purchase Classification
Group effective July 1 of this year and that commodity studies are
being currently made, also that Mr. MacKeachie's comments fitted

right into a job that we are now doing.

The Secretary then suggested that he be informed weekly of
steps taken to consolidate and conserve supplies and in the mean-

time obtain a legal opinion as to whether any additional authorization is in fact required.
Clifton' E. Mack,
Director of Procurement

TO: - miss Chamica 179

for filing
matter completed
12/31/41

medals awarded
12/26/41.

D

From: LIEUT. STEPHENS

180
ADDRESS THE COMMANDANT U.S. COAST GUARD
AND REFER TO NE

OP-18
71

73

UNITED STATES COAST GUARD
WASHINGTON

HEADQUARTERS

15 December, 1941.

VEMORANDUM FOR - The Secretary of the Treasury (via Assistant
Secretary Gaston:
Subject:

Distinguished Flying Crosses; presentation of.

1. Four Distinguished Flying Crosses have been received for
the following personnel:
Lieutenant William E. Sinton
Aviation Chief Machinist Mate Edmund T. Preston
Aviation Chief Machinist Mate Lonnie Bridges
Radioman, first class, Stephen J. Brodnan

2. Inasmuch as you were a passenger in airplane V188 at
the time the extraordinary flight was made which resulted in the

awarding of subject Crosses, it is thought that you would like to
make the presentation to the personnel concerned.

R. R.WAESCHE.

FOR DEFENSE

BUY
UNITED
STATES

SPINCS
BONDS

locations

181

FOR IMMEDIATE RELEASE:

Secretary Morgenthau has awarded Distinguished Flying
Crosses to the pilot and crew of a Coast Guard airplane which was

landed safely at Philadelphia on October 3 after having been
severely damaged in a crash through tree tops near New Hackensack,
New York. The Secretary, who was then head of the Coast Guard,
was a passenger in the plane.

Those receiving the crosses were the pilot, Lieutenant
William E. Sinton, Aviation Chief Machinist's Mates Edmund T.
Preston and Lonnie Bridges, and Radioman (First Class) Stephen J.
Brodman, all of the United States Coast Guard.

approved
Hajju

182
FOR IMMEDIATE RELEASE:

Secretary Morgenthau has awarded Distinguished Flying
Crosses to the pilot and crew of a Coast Guard airplane which was

landed safely at Philadelphia on October 3 after having been
(

severely damaged in a crash through tree tops near New Hackensack,
New York. The Secretary, who was then head of the Coast Guard,
was a passenger in the plane.

Those receiving the crosses were the pilot, Lieutenant
William E. Sinton, Aviation Chief Machinist's Mates Edmund T.
Preston and Lonnie Bridges, and Radioman (First Class) Stephen J.
Brodman, all of the United States Coast Guard.

Please
1 mm

184

FOR IMMEDIATE RELEASE:

Secretary Morgenthau has awarded Distinguished Flying

Crosses to the pilot and crew of a Coast Guard airplane on which
he was a passenger October 3, when it was landed safely after
being severly damaged in a crash through tree tops near New
Hackensack, New York, in bad weather.

Those honored were Lieutenant William E. Sinton, Aviation
Chief Machinist's Mates Edmund T. Preston and Lonnie Bridges, and

Radioman First Class Stephen J. Brodman, all of the United States

Coast Guard. Since the latter's enlistment has expired, his medal
was mailed to him.

Lieutenant Sinton was pilot of the Coast Guard plane V-188

on the October 3 flight. While flying by instrument, the pilot
brought his plane down through thick overcast in the late afternoon,
preparatory to landing at New Hackensack. The plane swept the tops
of a number of trees and a crash landing appeared imminent.

However, the crew kept the craft in the air and, after a further
flight of nearly two hours in low visibility and darkness, accomplished
a dangerous, high-speed landing at Philadelphia without injury to
the persons on board or further damage to the plane.
In recommending the awards, Secretary Morgenthau said:

"The courage, quick thinking, skill, resourcefulness and
efficient teamwork of the pilot and crew transformed almost certain

disaster into safety which seems incredible now in the light of
the known damage to the airplane."
-000-

185
RANDOLPH E.PAUL
25 BROADWAY
NEW YORK

December 15, 1941

Dear Mr. Secretary:

Cleaning up things in New York is not
a completely simple matter, and it is now

clear that I shall have to stay over until
Tuesday. I think I shall be able to get
away tomorrow evening, arriving Wednesday

morning.

In view of this slight delay I thought

would tell you that I had a very good session with Knollenberg yesterday and arranged
for him to meet me in Washington for a further conference Thursday. Possibly then we
shall want to talk with you for a few mom-

ents.

Knollenberg's ideas fit in with mine,
and I think also yours, like a glove.
Sincerely yours,

Hon. Henry Morgenthau,
Treasury,
The Secretary Treasury of Department, the

Washington, D. C.

I

TREASURY DEPARTMENT

House

186

INTER OFFICE COMMUNICATION

DATE December 15, 1941,
TO

RS. KLOTZ.

FROM AR. GILCHREST.

Gil

Herewith the report regarding the Defense Bond and
Stamp promotion of Redio Station WFVA, Fredericksburg,

Virginia, as requested by the Secretary.

The program entitled "Any Bonds Today?" is broadcast over WFVA from 11:00 to 11:30 AM, Monday through

Friday, and resulted in a total sale of $43,100.00
during four days. After the initial program on Tuesday,

December 9th, the sales have averaged $600 per broadcast.

The broadcasts originate from a "Defense Bond Headuarters", established by WFVA in the window of a leading
local department store. This temporary studio is equipped
with at private telephone, the number of which is announced

once at the opening of the broadcast. Listeners are
urged to call the number to order Bonds or Stamps. The

name and address of persons calling are announced on the
air,
and the amount of Stamps or Bonds which they wish to
purchase.

An adding machine has been installed so that total

sales may be announced throughout the half-hour broadcast.
As telephone requests for Bonds and Stamps are
received, Boy Scouts and Girl Scouts leave the Bond Headquarters and deliver them to homes or business offices.

In the case of Bonds, they deliver an application blank,
and give the purchaser complete instructions as to filling
out the application and redeeming it for their Bond at

post offices or banks.

In addition to the telephone calls made to the Bond
Headquarters, the announcer calls telephone subscribers,
and asks "Any Bonds Today?" As a result of such a

telephone call on one program, the announcer was given an

order for over $20,000.00 in Bonds by the head of a large
corporation.

187
TO:

1RS. KLOTZ.

FROM :

IR. GIICHREST.

Page Two.

12/15/41.

The program idea was conceived by John Bell, an
announcer at MFVA, and carried out by William R. Seth,
Assistant Manager of the station.

Mr. Bell, at native of Baltimore, Maryland, is 22
years of age, married, and has worked in radio as an
amouncer for three years. He attended Loyola College
In Maryland for one year.

Mr. Seth, also a native of Baltimore, is 27 years

of age and married. He graduated from the University of
North Carolina and entered radio in 1933.

TREASURY DEPARTMENT

188

INTER OFFICE COMMUNICATION

DATE December 15, 1941
TO

Secretary Morgenthau

FROM

Gene Sloan

In replying to your attached memorandum I
presume you are referring to the new pledge application
(proof attached) which you approved last week. These

applications are to be printed by the Government Printing
Office and not by the Bureau of Engraving and Printing.
The Government Printing Office has advised that 2,000,000
sets can be delivered by January 1st and 2,000,000 each

week thereafter.

However, if you refer to the Payroll Allotment

Authorization Card (copy attached), , which is also being
rinted by the Government Printing Office, we are receiving
large deliveries everyday and expect to have 14,000,000
delivered in the next ten days.

189
TREASURY DEPARTMENT
INTER OFFICE COMMUNICATION

DATE December 15, 1941
TO Gene Sloan

FROM Secretary Morgenthau

When Peter Odegard was here yesterday, he told me

that Hall of the Bureau of Engraving can only

payfor
rollplans
deductions
80,000 applications
print week.
a

This is unbelievable. If you are having any production

troubles along these lines, please talk to me on Monday.

432477
(Given name)

(Last name)

STATES

(Middle initial)

BONDS

UNITED

(Street and number)

BUY

SWINGS
these Bonds:

(Print)

OFFICE 00000
(Place-City and State)

Administrator, Defense Savings Staff,

persons regardless of any

established at my place of employment:

to be secured from all

the duration of the national war emergency, or until canceled by me, by writing to the State

Under a Pay-Roll Allotment Plan (or other similar arrangement for systematic purchasing)

This agreement will remain in full force and effect and will be faithfully fulfilled by me for

FORDEFENSE

(Address)

(Name of organization)

ings Bonds

I am a member:

Through a systematic plan for purchasing Bonds installed by an organization of which

Tote-This agreement is

By direct mail from the Treasurer of the United States, Washington, D.C.

From a post office, bank. or other authorized issuing agency.

chase of Defense Sav.

tered into for the pur-

(Employer's business address)

(Employer's name)

other arrangement en-

each

(Date)

week

month)

DEFENSE SAVINGS BONDS

(City)

immediately, I shall invest the sum of $

In Consideration of our Common Defense and National Welfare, I hereby promise and pledge that effective

of the United States, Washington, D. C., through his employer. or organization of which be is . member.

Send to Pledger.

of Bonds from a post office, bank, any other authorised issuing agency. by direct mail from the Treasurer

NOTE-This is not an order form. In accordance with this agreement. the pledger will make his own purchases

DUPLICATE

(Signature)

No.

AGREEMENT FOR THE SYSTEMATIC PURCHASE OF

(State)

T.63

in Defense Savings Bonds. I shall buy

APPLIED TO NET CREDIT
PAY-ROLL PERIODS

PURCHASE
OF BOND

,

YEAR 19

END OF

MONTH

DEDUCTION

121
PAY-ROLL PERIODS

PAY-ROLL PERIOD

tar DEDUCTION

ISSUE PRICE

APPLIED TO NET CREDIT
PURCHASE
OF BOND

END OF
MONTH

PAY-ROLL PERIODS

APPLIED TO NET CREDIT
PURCHASE
OF BOND

1

DEPT. & LOCATION

YEAR 19

END OF
MONTH

YEAR 19

A
M

J
J
A

.
o
N

YEAR 19
,
F
M

A
M

J
J
A

YEAR 19

D

YEAR 19

:

191

PAY ROLL ALLOTMENT AUTHORIZATION FOR PURCHASE OF
UNITED STATES SERIES E SAVINGS BONDS
(Employee)

By

(Company)

I hereby authorize you to deduct from my earnings each

the amount of
(Pay-roll period)

Each time the required

effective with the pay roll ending
has accumulated to my credit, to purchase and deliver to me a United States Series
Such deduction shall continue each pay period there-

$

amount $

(Amount of Allotment

(Division)

after E Savings until Bond (a) Termination maturity value of my of $ employment, (b) Written notice by me of the cancelation of this allot-

ment, or (c) Termination of this allotment arrangement by you.
I understand that no interest is to be paid by the company on any accumulated funds.
Register bonds in the name of and deliver to:

(Department)

Miss
Mrs.

(Show given name, middle name or initial, and surname)

(Location)

Mr.
(State)

(City or town)

(Number and street)

(Occupation)

Address of Co-owner or beneficiary if different from aboveMiss
Mrs.

(Show given name, middle name or initial, and surname)

Mr.

(City or town)

(Number and street)

(Working Number
(State)

This allotment is made in accordance with the terms and conditions of the Pay Roll Allotment Plan for
the purchase of Series E United States Savings Bonds, the receipt of a copy of which I hereby acknowledge.
Witness
Date

(Special Information

(Signature of employee)

Address
(Number and street)

(City or town)

(Social Security Number

(State)

NOTE.-The purchaser of a Savings Bond, if an individual, may designate one individual
co-owner or beneficiary16-22610
but not both Full name, not initials, and address must be noted.

192

CONFIDENTIAL

UNITED STATES SAVINGS BONDS

Comparative Statement of Sales During

First Twelve Business Days of December, November and October 1941
(October 1-14. November 1-15, December 1-13)

On Basis of Issue Price

(Amounts in thousands of dollars)

Item

Series E - Banks

Series E - Total

Series F - Banks
Series G - Banks
Total

November

: October

over
November

$ 25,353

$ 19,874

$ 20,149

$ 5,479

47,376

36,217

36,845

11,159

72,729
9,424
61,650

56,092
9,642
60,389

56,994
10,616
59,652

16,637

$143,803

$126,122

$127,261

-

218

over
October

:

Series E - Post Offices

December : November

December

-$ 275
-

-

over
November
27.6%

over
October

- 1.4%

30.8

- 1.7

902

29.7
2.3
2.1

- 1.6
- 9.2

1,261

737

$17,681

-$ 1,139

Office of the Secretary of the Treasury, Division of Research and Statistics.

December : November

628

974

-

Percentage of Increase
or Decrease (-)
:

or Decrease (-)

:

Amount of Increase

Sales

14.0%

1.2

- 0.9%

December 15, 1941.

Source: All figures are deposits with the Treasurer of the United States on account of proceeds
of sales of United States savings bonds.
Note: Figures have been rounded to nearest thousand and will not necessarily add to totals.

153
CONFIDE
UNITED STATES SAVINGS BONDS

Daily Sales - December 1941

On Basis of Issue Price

(In thousands of dollars)
Post Office

Bank Bond Sales

Bond Sales

Date

All Bond Sales

Series F

Series G

Total

Series E

Series F

Series G

1,333

$ 7,220

$ 12,458

$ 6,880

$ 1.333

5.750
5,289
7.530
12,357
2,776

8,964
8,893
12,292
18,314
5.725

3,821
4,244
6,447
6,820
3,294

623

7,220
5.750
5,289
7.530
12,357
2,776

$ 15,434

623

9.585
9,475
6,668
8,905
9.437
7.734

8,046
5.706
5,217
6,672
7.785
7.798

1,011

584

3,810
4,996
2,612
3,423
3.768
2,120

584

3,810
4,996
2,612
3.423
3.768
2,120

12,866
11,304
8,320
10,814
12,211
10,501

$ 9,424

$ 61,650

$118,450

$ 72,729

$ 9,424

$ 61,650

$143,803

Series E

Series E

$ 2,976

$ 3.904

1,229
1,510
2,411
2,015
1,001

2,592
2,734
4,036
4,805
2,293

3,282
1,828
1,651
1,909
2,773
2,767

4,764
3,877
3.566

1,011

4,763
5,012
5,030

719

$ 25,353

$ 47,376

Total

December 1941
1

2

3

4

5

6

8

9

10
11
12

13

Total

870
726

1,152
656

601
491
658

870
726

1,152
656

601
491
719
658

Office of the Secretary of the Treasury, Division of Research and Statistics.

December 15. 1941.

Source: All figures are deposits with the Treasurer of the United States on account of proceeds of sales of
United States savings bonds.

Note: Figures have been rounded to nearest thousand and will not necessarily add to totals.

10,193
10,403
14,703
20,329
6,726

TREASURY DEPARTMENT
INTER OFFICE COMMUNICATION

194
CONFIDENTIAL

DATE December 15, 1941

Secretary Morgenthau

TO

FROM

Mr. Haas

Subject: The Business Situation,

Week ending December 13, 1941.
Summary

(1) The total volume of industrial output will likely be
effort, although production in various industries will be reexpanded above earlier expectations by the accelerated war

duced in the immediate future. The necessity of conserving
strategic materials and speeding up war material output has
resulted
in industries.
drastic curtailment programs for the rubber and
automobile

(2) Due to the vital role of shipping in the conduct of
the war, still further expansion of shipbuilding is in prospect. One consequence of this will be to place a still greater
strain on the plate making facilities of the steel industry,

which already are a serious bottleneck in the defense program.
(3) Basic commodity prices last week rose to new highs
for the year. The BLS index of 28 basic commodities now
stands 60 percent above the level of August 1939. The price
rise during the week undoubtedly would have been greater if

the Commodity Exchange Administration had not imposed temporary

trading limits on certain commodities and if the OPA had not
frozen prices of various others.

(4) National income payments continued to rise in October
and reached the highest level on record at an annual rate of
$95 billions. This compares with $72 billions in August 1939.
Due to the rise in living costs, however, the purchasing power

of national income has levelled off since August. Living

costs rose 1 percent in November and are now 12 percent above
the pre-war June 1939 level.

(5) Department store sales are showing a reduced gain over
1940 levels. In the first week in December (before the Japanese
attack) the sales gain over year-earlier levels narrowed to
9 percent from 15 percent in the previous week. Since retail
prices have risen 15 percent over last year, the volume of
goods sold was actually below year-earlier levels.

--

195

General situation

The gradual transition of industry from civilian to war
goods production, which has been in progress for months past,
will be greatly accelerated now that war has been declared.
The net result seems likely to be an eventual greater expansion of industrial output than had previously been looked
for, although the immediate effect on total output is uncertain.

The outbreak of war with Japan, and the consequent threat

to shipping from the Far East, will necessitate sharp curtail-

ment in the operations of some industries. On the other
hand, the industries producing aircraft, guns, ammunition,
tanks and ships will further step up operations to a full 168hour week basis. The expansion of output in existing defense
plants will be supplemented by the construction of additional

production facilities, and the resulting greatly enlarged

output of war equipment promises to much more than offset
curtailments in civilian goods production, once the expanded

war effort gets into full swing.

Restrictions imposed to conserve raw materials

Some civilian goods industries will be hard hit by the

lack of raw materials due to the demands of the defense
program and threatened interruptions to the flow of incoming
supplies. The OPM last week prohibited the consumption of
rubber unless intended for defense or certain essential
civilian uses, pending the development of a longer range rubber control program. Moreover, the sale of new automobile
tires to the public was banned until December 22 to forestall
a consumers' buying wave.

The OPM also imposed further cuts on passenger car and

light truck production. Passenger car production in January
is to be 75 percent below year-earlier levels, and the

December quota is 60 percent below December of last year.

As a result of the relatively high production in the first

2 weeks of the month, and other factors, the industry is expected to virtually suspend non-defense production until
early in January, when such output is to be resumed on a

reduced scale.

One consequence of the drastic curtailment program in
prospect for passenger cars, automobile tires and tubes,
and other consumer goods will be to restrict important sources
of excise taxes.

196

-3Shipping situation a crucial factor
In view of the vital necessity of maintaining the inflow

of raw materials and the outflow of lend-lease shipments,
while supplying armed forces on both oceans, shipping developments are bound to play a role of supreme importance in the
nation's war effort. Maritime Commission officials are
therefore predicting a further enlargement of our mammoth
shipbuilding program, which has already raised the number

of active private shipbuilding ways (300 feet or longer)
to 383 from only 83 in mid-1940.

This enlargement will exert further heavy pressure on
a wide range of heavy industries, including the hard pressed
plate-making branch of the steel industry. It is estimated,
according to the Iron Age, that only 600,000 tons of plates
a month are being produced in the face of a demand for about
950,000 tons. In order to cope with the heavy demand for
plates for ships, tanks, freight cars and other purposes,
the OPM instituted a complete allocation system at the
beginning of this month. Unless this allocation system
achieves much improved results, the lag in steel plate production may constitute a drag on the defense program.
Large steel scrap shortage forecast
Unfavorable predictions continue to be made with respect
to the steel scrap supply. The Iron Age estimated last week
that the shortage may run close to 10,000,000 tons in 1942.
In an effort to alleviate the situation, the OPM launched a
salvage campaign last week. The nation's pig iron capacity
is to be augmented this month by the blowing in of 2 new
blast furnaces of the National Steel Corporation, which will
increase the potential pig iron output by 750,000 tons per

year, or more than 1 percent.

Steel ingot production in November, after allowance for
the shorter month, fell only slightly below October which
was the highest month on record. Production in the first
11 months of 1941 totaled nearly 76 million tons or 25
percent above year-earlier levels. Steel ingot production
last week was virtually unchanged at 97.5 percent of capacity,
and is scheduled at 97.9 percent for the current week.
National income at new high
National income payments continued to expand in October

and reached the highest level on record at an annual rate of

-4-

197

$95 billions. This compares with only $72 billions in
August 1939. (See Chart 1.) In the first 10 months of

the year, income payments to individuals rose 17 percent
above the corresponding period of last year. The most important factor in the rise was an increase of 21 percent
in salaries and wages.

While income payments have continued to rise, the purchasing power of national income has shown little change

since August, due to the rise in the cost of living. (Refer

to Chart 1.)

Living costs continued to rise in November, and Conference
Board figures show an advance of 1 percent in the combined
index as compared with the previous month. Chart 2 shows
estimates of the BLS cost-of-living index and components

based on the Conference Board data. As a result of this further
rise, the cost-of-living index in November was 12 percent
higher than the pre-war level of June 1939. Most of the
advance has occurred since last February. Although all
components of the index showed further increases in November,
the widest advances were made by clothing and food, with

estimated rises of 1.7 percent and 1.3 percent respectively.
(Refer to Chart 2.)

Department store sales lag

In view of the high level of national income, merchants

have been somewhat disappointed over the recent showing of
department store sales. In the week ended December 6, the

sales gain over year-earlier levels narrowed to 9 percent
from 15 percent in the previous week. Since prices on

December 1 were 15 percent above the corresponding date in
1940, the volume of merchandise sold by department stores

in the first week of this month was below year-earlier levels.

Preliminary reports for last week appear to indicate
that department store sales showed a further lag, due in
part to air raid alarms and blackouts in coastal cities. In
view of the failure of sales to come up to earlier expectations, merchants have recently shown signs of concern over

the high level of inventories. A recent confidential survey

conducted by the Federal Reserve Board indicated that on
October 31 department store stocks were 35 percent above
year-earlier levels, and the ratio of stocks to sales had
moved up to 3.4 from 2.7 a year earlier.

198

-5Stocks decline, commodities rise at outbreak of war
The outbreak of war in the Pacific brought rather heavy

selling into the New York stock market, and at the Wednesday
lows the Dow-Jones industrial stock average was down about 10

points from the previous week's close. By the end of the
week, however, the market had steadied considerably. As a
result of the decline, the Dow-Jones industrial average

fell below the low point touched at the time of the French
collapse in 1940. (See Chart 3.) Industrial stock prices
also declined in the London market, halting at least
temporarily the long rise which has been in progress in that
market. (Refer to Chart 3.)
In contrast to the decline in the stock market, commodity
prices rose at the outset of the week and the Dow-Jones futures
index on Monday advanced to the highest levels since compilation of the index was begun in October 1933. (See Chart 4.)
However, the imposing of temporary price limits on certain
commodities by the Commodity Exchange Administration and

other factors halted the rise in the futures markets. Spot
commodity prices, as measured by Moody's index, showed a

stronger upward trend during the week. Reuter's index of

commodity prices in the United Kingdom also rose moderately.
(Refer to Chart 4.)

BLS all-commodity index still at peak level
The BLS all-commodity index in the week ended December 6

(before the Japanese attack) continued to move in a narrow
range near recent peak levels. Grain prices in that week
increased 5 percent, and were the only group showing a

marked
rise. The largest decline occurred in livestock
prices.
Basic commodities advance to new high

The renewed price rise which has recently been getting
under way received new stimulus last week from our entrance

into the war. The BLS price index of 28 basic commodities

on December 12 reached a new peak 60.2 percent above the
August 1939 figure.

Led by domestic products, prices of a number of commodi-

ties touched new highs for 1941. (See Chart 5.) Prices
for wheat, corn, barley, steers and lard advanced beyond
previous levels since August 1940. The rise in wheat prices

-6-

199

carried winter wheat approximately 15 cents above the

Government's loan basis. This price is high enough to cover
carrying and other charges on stored wheat, making it possible
for farmers to withdraw such grain from Government loan
stocks at a profit. Imported commodities (most of which are
under price restrictions) showed little advance, the exceptions being cocoa and flaxseed.

Government action retards price rise
Prices for certain commodities were kept from rising to

even higher levels by prompt Government action. The Commodity
Exchange Administration requested the futures exchanges tem-

porarily to limit rises of some speculative commodities. Owing
to the threatened increases in prices of certain imported commodities, the OPA froze prices for coffee, cocoa butter, cocoa
beans, and pepper at the levels prevailing on December 8. In
addition, ceiling prices were imposed on a long list of fats
and oils (not including butter) at levels prevailing on
November 26. Butter prices will be covered by a schedule to
be issued later. In addition, ceiling prices are to be placed
on raw wool at the levels of the first week in December.

NATIONAL INCOME AND ITS EQUIVALENT PURCHASING POWER
939

DOLLARS

1940

1941

BILLIONS

1942

DOLLARS

BILLIONS

Monthly
96
96

92
92

NATIONAL INCOME

88
86

84

84

80
80

PURCHASING POWER OF

NATIONAL INCOME .
76
76

72
72

68
68
J

1939

1940

1941

1942

*BASED ON COST OF LIVING INDEX OF B.L.S. Aug. 1939 = 100
Office of the Secretary of the Treasury
- of Research and Statistics

C - 415

Chart 2

201
COST OF LIVING AND SELECTED ITEMS
JUNE 1939 = 100

1 40

1939

194

1942

PER

PER

CENT

CENT

112

112

108

108

COST OF LIVING
104

104

100

100

120

120

FOOD

116

116

to

112

112

106

108

fit

CLOTHING

104

104

A

100

100

HOUSEHOLD FURNISHINGS
AND MISCELLANEOUS

RENT. LIGHT
AND HEAT

96

96
o

$

J

D

$

J

1939

194 I

I 1940

I 942

SOURCE: B.L.S.
Office of the Secretary of the Treasury

/ - Statistics

c 413

INDUSTRIAL STOCK PRICES IN U.S. AND U.K.
AUGUST 1936 - 100

Weekly

I 940
APR.

MAY

JUNE

JULY

PER
CENT

THE
AUG.

SEPT.

OCT.

NOV.

DEC.

JAN.

FEB.

194
MAR.

APR.

MAY

JUNE

JULY

AUG. SEPT. OCT. NOV. DEC.
PER
CENT

100

100

U.S.

96

96

N.Y. 30 INDUSTRIAL
STOCKS
92

92

88

88

84

84

80

80

76

76

72

72

68

68

64

64

60
60

56
56

84
84

U.K.

80

80

LONDON 56 INDUSTRIAL
STOCKS

76

76

72
72

68
68

64
64

60
60

56
56

52
52

ULL
44

APR.

LIIIL
MAY

JUNE

JULY

48

44

AUG.

940

SEPT.

OCT.

NOV.

DEC.

JAN.

FEB.

MAR.

APR.

JUNE

MAY

1

48

JULY

AUG.

SEPT.

OCT.

NOV.

DEC.

1941

FO-05-1

Office of the Secretary of the Treasury
Division of Research and Station

Chart 4

COMMODITY PRICE INDEXES IN U.S. AND U.K.
Bookly
(AVERAGE DAILY)

1941
my

NOV.

SEPT.

Daily
1941

OCTOBER
PER

- PER

DENT

DON-JONES REUTER MOODY

254

-

203

252

86

NOVEMBER

-

n.
PER
GENT

252

249

64

246

246

240

243

234

240

78

228

237

76

222

234

74

MODITY FUTURES
(SON-JONES)

216

231
72

78

210

228
70

77

204

225
76

196

222
75

192

DOMMOD

215

ITY. FUTURES (DON-JONES)

1924 '26 100

74

106

216
73

REUTER'S

SEPT. 18, 1931 100

213
72

100

MOGOY NOO
U.S.

174

210

sa

71

164

-DEC.
INDER
31, 1931

56

207

162

54

204

156

201
52

150

so

198

144

46

195

136

46

192

132

100

REUTER'S INDEX
126

100

,

120

183

114

-

....

..........

LL

MAR.

Office in Secretary of the Transary

MAY

JULY

1940

SEPT.

NOV.

JAN.

MAY

JAY

1941

SEPT.

NOV.

38

100 4 THE 25 . IS a 29 . 13 61
OCTOBER

NOVEMBER

DECEMBER

1941

P.14.1.3

1

MOVEMENT OF BASIC COMMODITY PRICES
AUGUST 1939-100

PER

PER

PER

PER

CENT

CENT

CENT

Weekly Average

170

170

160

Daily

170

170

160

// Imported

165

165

Commodities
150

150

// Imported

160
140

17 Domestic
Commodities

155

155
130

150

150
120

160

Commodities

140

130

CENT

17 Domestic

120

Commodities

110

110

100
J

J

M

A

$

A

o

N

F

J

D

N

1940

M

D

o

1941

JF

100

145

145

140

140

SEPT

1942

DEC

NOV

OCT.

1941

Percentage Change for Individual Commodities. August 1940 Low to December 5 and to December 12,1941
Tellow 171.42

PER

17 Domestic Commodities

CENT

Cottonseed Oil 1576%

PER

CENT
+150

+150

II Imported Commodities

Cocoo 126.2%

Shellac 124.00

+125

+125

Lord 113.2%
ABarley89.4%
Rosin 88.7%

+100

Coffee 94.5%

+100

Wheat 83.5%
Cotton 801%
Hogs 73.9%

+75

Burlap 72.9%

+75

Hides 59.0%

Print Cloth 73.1X
Butter 32.IX
Zinc 3012

.50

Wool 525%

Flaxseed 44.7X

+50

Sugar 34/X

Steers 26.3%
Lead 23.2%
Corn 19.8%
Copper 11.8%

+25

Silk 21.0%

+25

Rubber 16.9%

Tin 30%

Steel Scrap.dom 8.72
o

Aug 1940
Low

Dec.5

Dec.12

o

Steel Screp exp 2.7%

Aug 1940

Dec 5

Dec.

Low

P.M.

$

A