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DIARY

Book 30

August 16 - August 31, 1936

Book Page

Agricultural Adjustment Administration
See Agriculture, Department of

XXX

76,292,293295,295-297,
306-310,311,

342-344,345346

Agriculture, Department of
HMJr tells Taylor to find out when checks are to be sent
to farmers under Soil Conservation plan; 400-500 million
should receive checks; has hunch checks will not go out

until after election; thinks this a mistake - 8/18/36..

Resume of action on Soil Conservation checks
a) HMJr tells FDR checks should be out before election
b) Conference (requested by Wallace); present: HMJr,
Taylor, Oliphant, Norman Thompson, Bartelt, and
Wenchel (Agriculture Department)
1. Differences with Comptroller General discussed;
HMJr phones Elliott; makes appointment for 8/26/36..
2. HMJr also phones Miss Coffin (Government Printing
Office)

Conference in office of Comptroller General; present: HMJr,
Elliott, Wenchel (Agriculture Department), Tulloss (Chief,
Division of Investigations, General Accounting Office),

Bartelt - 8/26/36

76

292

293-295
295-297

306-310

Discussion of:

1. Form of certification requested by General Accounting
Office in connection with payment of salaries and
expenses of employees of county associations

2. Form of certification on applications of farmers that

no payment has been received or applied for under any
other Agricultural program based on soil-improving
practices
3. Manner of delivery of checks
HMJr telegraphs FDR of satisfactory results of conference
Further conference with HMJr, who says he wants to help but

not interfere - 8/27/36
Appleby, Paul H. (Assistant to Secretary of Agriculture), stays
after above conference; tells HMJr financial set-up is in

311

342-344

345-346

bad shape; HMJr asks Bartelt to go over set-up with Appleby

American Red Cross

HMJr asks Bell and Gaston to see Early about letter disapproving290

purchase of certain utility bonds - 8/25/36

(See September 1, 1936, for Gaston's report Book XXXI, page 4)

McClintock sees HMJr; fears letter will cast doubt on all

290

trust funds unless invested in Governments
a) HMJr resents fact Admiral Grayson had time to consult

Early but not to consult him

b) HMJr again mentions resignation
c) McClintock states when Davidson was head, investment
was in Governments only
Associated Gas and Electric Company

Status report transmitted by Oliphant to HMJr - 8/21/36

103-104

-BBook Page
Budget

XXX

Outlook - see Moody's Bond Survey 8/24/36
Summation - see Financing, Government

285-289
149-166,
266-280

-C--

China HMJ Chinese delegation conversations, Book LXXVIII, page 190
Mallet, of British Embassy, delivers personal message
on attitude of British Government toward monetary

2 A-B

reforms, et cetera, in China - 8/17/36

Chinese Central Bank reorganization: HMJr asks Federal
Reserve Bank of New York to assign man to assist;

Harrison wants to wait for return of Arthur Young
for consultation - 8/18/36

Admiral Standley reports to HMJr rumors that Chiang Kai-Shek
has reached secret agreement with Japanese; HMJr cables

70

312

Nicholson to ascertain truth - 8/26/36

Countervailing Duties

German subsidies: Johnson (Bureau of Customs) memorandum 8/17/36
Customs Agency Service
See Narcotics
Customs Border Patrol

Conference at Farm 8/17/36; present: HMJr, Graves, Anslinger,

80

3-6

3-6

Gorman, and Shamhart

a) Reorganization discussed
b) Shamhart's qualifications as head discussed

-B70

Expenditures, Government

HMJr and Bell discuss at Farm - 8/18/36
a) HMJr wants reports on

1. Amount of expenditures in excess of last fiscal

year by regular departments and larger independent
agencies

2. HMJr will suggest to FDR the setting aside of 5%,
thus bringing expenditures below last year

-FFederal Alcohol Administration
FDR phone a HMJr he wants "to name members today" - 8/24/36..

a) HMJr advises waiting for time being; FDR agrees

252

- F - (Continued)
Book

Financing, Government

8/23/36 - September 15th financing discussed at Hyde Park
conference; presents FDR, HMJr, Bell, Haas, Gaston
a) HMJr suggests that he simply issue new notes in
exchange for the $510 million maturing; thinks
Federal Reserve will not approve; market in perfect

XXX

Page

149-166

condition and they will want to raise new funds

b) HMJr thinks budget summation should be released
c) 5% to be set aside, suggested by HMJr; FDR says

Bell "may try his hand at working this out". (see page 70 also)

d) Bell reads main figures from budget summation
e) Proposed speech by FDR on general outlook of
Government receipts and expenditures over period
of years, as drafted by Gaston, read
(See pages 153-161)

f) Estimate of revenues and receipts, fiscal 1940, as
prepared by McLeod (Division of Research and
Statistics) shown FDR
(See pages 162-166)

Budget summation statement, as sent to FDR by Bell 8/25/36

266-280
285-289

Budget outlook, as discussed in Moody's Bond Survey 8/24/36..
See also Home Owners' Loan Corporation

See also National Youth Administration

-G80

Germany

See Countervailing Duties

Glass, Carter (Senator, Virginia)
HMJr writes concerning Matt Wiltshire appointment as Assistant
State Procurement Officer; Peoples takes letter to Glass 8/25/36

281-283
313

Glass letter to HMJr - 8/26/36
(See also Book XXIX)

-HHawaiian Islands
Roads discussed at Hyde Park conference; War Department wishes

roads perfected for military purposes; FDR asks Bell to
allocate $600 or $700 thousand immediately - 8/23/36

147-148

Home Owners' Loan Corporation

HMJr agrees to finance cash requirements for next twelve months
by purchase of Home Owners' Loan Corporation bonds not to
exceed $150 million - 8/18/36
a) HMJr's letter to Preston Delano

b) Delano letter to Taylor, in connection with financial
program

70

74-75
71-73

- H - (Continued)
Book

Page

XXX

251

Hopkins, Harry
See Unemployment Relief

At lunch, tells HMJr Farley considers him (Hopkins)
most unpepular man in Administration - 8/24/36.

-LLaGuardia, Fiorello (Mayor - New York City)
See Public Works Administration
Lever, John I.
Treatment by Iakes discussed at Hyde Park conference;
Ickes asks investigation by Treasury - 8/23/36

148

147

-MMexico

"To raise silver content of all money" 8/31/36
a) Taylor telephones HMJr
b) HMJr telegraphs FDR

357 A-J
359
360

c) Article in Washington Post

Movietone.

HMJr, at Farm 8/18/36, on rum-runners and smuggling of
narcotics

69

-NNarcotics
Reports of Advisory Committee of League of Nations, Geneva,
May and June, 1936

Sauggling to be stamped out: HMJr in movietone at Farm 8/18/36.
Report of several narcotic-ssuggling cases, as prepared by

Graves - 8/27/36
Narcotics, Bureau of
Conference at Farm 8/17/36; present: HMJr, Graves, Anslinger,

7-68
69

336-341

3-6

Gorman, and Shamhart

a) Arslinger told all illicit traffic in narcotics
investigative work abroad is to be placed under
Customs Agency Service

b) HNJr dissatisfied with State Department decision
that no investigations be conducted in Japanese
Empire

a) Assistant Secretary Gibbons to be contact person
ith State Department on narcotics
d) Anslinger told HMJr desires reorganisation of

Bureau of Narootics sharply dividing activities

between enforcement and permissive work
Commander Thompson advised HMJr wants to employ some outstanding

Chinese; asks that Thompson consult Nicholson - 8/20/36

102

- N - (Continued)
Book Page

National Youth Administration

XXX

$13,000,000 OK'ad by FDR.

86-85
314

New South Wales

Premier, Mr. B.L. Stevens, calls on HMJr - 8/26/36

Newspaper, Supply of

HMJr asks Oliphant to investigate owners of mills in

United States and names of Canadian and English interests
connected with - 8/19/36

79

-0Opium

Reports of Advisory Committee of League of Nations, Geneva,

7-68

May and June, 1936

-Persons, W. Frank (Chief, United States Employment Service)
See Unemployment Relief

Public Works Administration
FDR discusses, at Hyde Park conference, LaGuardia letter

concerning Public Works Administration limitations -

76,82-100,
116-141,147,
168-172,173,
174-213,253
254,298-301,
303-304,315,
316-318,319
326,327-335

148

8/23/36

-RResettlement Administration

Bell tells HMJr, Division of Accounts and Deposits is doing
accounting work for Tugwell; necessary space will cost
$16,000; HMJr approves - 8/18/36

Investigation (similar to Hopkins and Ickes) suggested by
Bell to FDR3 he OK's - 8/19/36

70

86

--S-

Secret Service
Wilson report discussed by HMJr and Graves at Farm 8/17/36.

a) HMJr now ready to detail Wilson to act as Assistant Chief

HMJr asks McReynolds why Wilson's reports were not shown him 8/24/36

(Reports on pages 215-227, 230-250)

Resume

214
228

- S - (Continued)
Book

Secret Service (Continued)
HMJr confers with Chief Moran, Graves, Norman Thompson -

XXX

Page

229

8/24/36

a) Moran told Wilson is to be Assistant Chief;
Moran says he will resign
Moran asks for personal conference - 8/25/36

Soil Conservation
See Agriculture, Department of

265

76,292,293
295,295-297
306-310,311,
342-344,345
346

Stabilisation (arranged chronologically)

Resume 8/16/36 to 9/22/36
Monick letter from London and translation by Feis sent HMJr-

1-1 F
1 G-

8/16/36

a) In Chamberlain's unsigned letter (to be signed and
transmitted officially when France requests same),

he states unilateral text rather than a tripartite

declaration is his preference
b) Copy will be sent United States as soon as France
determines to act and so asks for signed letter
from Great Britain
c) France does not believe moment now opportune
Cable from Cochran - 8/19/36

81-81 E

a) Cariguel not optimistic about general outlook;
thinks most of French expect eventual devaluation
of franc
b) Cariguel not sure Norman (Bank of England) will

receive Labeyrie (Bank of France); Norman would not
receive Tannery previously

c) Cariguel believes British Equalization Fund has
withdrawn about one-half of 12 billion francs in
earmarked gold; French expect it all to be withdrawn

Cochran asked to go to London and get personal estimate of

conditions there - 8/20/36
Cochran asked to check carefully Paris and London information
relative to British gold shipments - 8/21/36

101

108

109-109 A

Knoke-Cariguel conversation - 8/21/36
a) Knoke suggests dollar purchases probably connected with

resale to British interests of block of share in British

utility corporation and with seasonal requirements of
tobacco industry offset to extent of $15 million by sale
to American interests of shares in "Philadelphia Inquirer"
previously held by Patenotre interests in France
Butterworth report on background of Monick's London activities-

110-110 G

8/21/36

Norges Bank (Central Bank of Norway) requests Federal Reserve
Bank of New York to purchase and hold under earmark

167-167 C

$5 million in gold - 8/24/36

a) Lochhead, Taylor, Oliphant, Haas, and White discuss
with HMJr

b) HMJr consults Viner
c) Further cable from Norges Bank, asking that request be
held in abeyance - 8/26/36

167 E-H
304

- S - (Continued)
Book

Page

Stabilization (Continued)

Hull transmits Cochran message showing he has "run into
pointleas display of caution at American Embassy in
London" - 8/28/36

XXX

356 A-M

-TTax Revision

77-78

Meeting of Joint Committee on Taxation and Treasury staff
8/18/36

Viner asked for names of good people for advisory committee

of twelve on taxes for Treasury - 8/24/36

Conference in HMJr's office; present: HMJr, Haas, Upham,

Taylor, Bell, Gaston, Oliphant; Helvering; Parker, of Joint
Committee; and Boaman (House Legislative Counsel) 8/25/36.

Bliss, Deputy Commissioner of Internal Revenue, to represent
Bureau on study - 8/29/36
Miscellaneous taxes discussed - 8/31/36

167 D-E,
167 I-O

255-264
357

36

-UUnemployment Relief

76

Conference to be held at Hyde Park - 8/19/36
a) Reclassification in order to put unemployed back
into private industry to be done by United States
Employment Service

b) Persons unpopular with McIntyre and Mrs. Roosevelt
Conference held at Hyde Park 8/19/36; present: FDR, HMJr,
Hopkins, Persons, and Bell
a) HMJr prepared as result of memorandum by Burr,
assistant to Persons
(For memorandum, see pages 87-96)

b) Hopkins had acquiesced in advance in giving Persons:

1. $1} million to reclassify unemployed

2. Adequate funds to contact employers
c) FDR does not understand that Persons, not Hopkins,
does classifying of unemployed; HMJr explains
d) FDR asks that data for 15-minute speech be prepared
and he will explain over radio exactly how unemployment
question is handled
e) HMJr suggests good publicity man for Persons; Persons
embarrassed - says suggestion would have to come from FDR
f) Persons really is placing 200,000 men a month
g) FDR signs Bell memorandum authorizing Peoples to
investigate Tugwell organization as he did Hopkins and
Ickes (see page 86)
h) $13,000,000 OK'ed by FDR for National Youth Administration
1) Bell memorandum on conference (pages 97-100)

82-100

-U- - (Continued)
Book

Page

Unemployment Relief (Continued)

Draft of proposod schedule to be used by investigators,

together with instructions sent to HMJr by Gill -

XXX

8/22/36
8/24/36

Conference, Hyde Park, 8/23/36; present: FDR, HMJr,
Bell, Haas, and Gaston

116-141
174-213
147

a) FDR will announce $1 million for labor

reclassification study now and on Labor Day
will "shoot the works about the #21 million"
et cetera
Conference in HMJr's office; present: HMJr, Bell,

Upham, Gaston, Miss Roche, Hopkins, and Burr
(United States Employment Service) - 8/24/36
a) 9MJr reports on Hyde Park conference
b) HMJr comments on fact FDR is only just beginning

168-172

to know about Employment Service - "their fault,

not HMJr'8"
c) Speech on Labor Day discussed (see speech FDR

dictated to Bell, pages 171-172)

Conference on reinvestigation of relief rolls, in office
of Gill, 8/24/36; present: Gill and Miss Lonigan

173

Conference on reinvestigation of relief, in Miss Lonigan's
office, 8/25/36; present: Myers (Director of Social

Research, Works Progress Administration) and Miss Lonigan. 253-254
298-301

Conference: Gill, Fullaway (representing Bell),

Miss Lonigan, and Haas - 8/26/36
a) HMJr and Gill do not agree on cost of overhead

or results; decide to await Hopkins' return

b) Special tabulation attached of cases having

Works Progress Administration employment in

thirteen cities during June, 1936

303-304

Conference: HMJr, Mrs. Klots, Haas, Miss Lonigan - 8/26/36.
a) Miss Lonigan states study:

1. Will not give HMJr required information
2. No justification for proposed cost of $383,000

3. Will lead to serious criticism of Treasury
and perhaps HMJr

Upham memorandum stating Persons, of United States

Employment Service, wants only "slow, firm growth,
no mushrooming, no hurry" - 8/27/36
Persons conference with HMJr; also present: Upham and
Gaston - 8/26/36
(Gaston memorandum)

Second conference; present: the above, Miss Roche, and

Mr. Holt (Works Progress Administration) 8/27/36

Lebor Day speech on unemployment:

a) Draft read by Persons in HMJr's office - 8/28/36
b) Draft as submitted by Persons

315

316-318

316-318
319-326
327-335

-U - (Continued)
Book Page

OOK 76,82-100,116-

United States Employment Service
See Unemployment Relief

141.147,168-172
173,174-213,253

254,298-301,303
304,315,316-318,
319-326,327-335

-WWianno, Massachusetts

105-107,142-146

Vacation - August, 1936
See HMJr's memoranda

Wiltshire, Matt
See Glass, Carter (Senator, Virginia)

281-283

Works Progress Administration
See Unemployment Relief

--Young, Owen D.

Letter concerning Post Office at Canton, New York, as
prepared by Peoples of Procurement Division - 8/28/36..
Peoples discusses matter with HMJr
Young phones HMJr

Youth Administration
See National Youth Administration

347-348
351-352
353-356

Aug. 16. 1936

Translation by Feis of letter from Monick written in London.
Mr. Chamberlain in unsigned letter preferred a unilateral
text rather tripartite declaration. Mr. Chamberlain according
to Monick gave very interesting assurances which will permit
France to act at appropriate moment with equivalent declaration from U. S. France does not believe moment opportune.

AUGUST 17 Taylor's memo of conversation with Mallet (answer to
question asked Bewley by Aug. 19th Sec'y when Bewley was on farm.)

Cable from Cochran - Cariguel not optimistic about general

outlook. Cariguel is of opinion most French people think
eventually there will have to be a devaluation of franc

Cariguel not sure Norman would receive Labeyrie because
Norman would not receive Tannery when he was Governor, Bank
of
France, lest Tannery endeavor to discuss stabilization of
currencies.

Since Cariguel's return to duty he has not checked

figures, but believes British equalization fund has withdrawn
approximately one half of the 12 billion francs of gold which
have been under earmark in France. French, Cariguel said,
have
boxed up all British gold. in preparation for its entire
withdrawal.
Aug. 20th

Cable
to Cochran
situation
there. to go to London to get personal estimate of
Aug. 21st

Cable to Cochran to check carefully Paris and London informa-

tion relative British gold shipments.
Aug. 21st

Knoke's telephone conversation with Cariguel. Knoke suggested dollar purchases probably had to do with resale for

about 15 million dollars to British interests of Philadelphia
Inquirer. Cariguel much interested in this transaction.

Cariguel British Fund now has under earmark 6,000,000
francs left out of maximum of 12,000,000.
Aug. 21st

Butterworth's
reporting on background of Monick's activities
in London.
Aug. 24th

Conference in Secretary's office to discuss request received by
FRB of New York from Norges Bank, Central Bank of Norway for

purchase and earmarking of 5 million dollars gold.
Aug. 26th

Cable to FRB of New York from Norges Bank to hold in abeyance

the request for 5 million dollars gold.

IA
Ane. I 27th

Cochran's report of difficulties with Butterworth over his
despatches to State Department in re Monick's activities in
London.
Cochran called on Phillips, British Under Secretary.
Phillips expressed opinion that early October might witness
crisis in French situation and his definite hope that there
will be devaluation of franc, as by that means only can

France secure capital.
Cochran inquired of Phillips why London was withdrawing earmarked gold from Paris and Phillips replied that when
Blum Government took office they had not withdrawn it because
they expected prompt devaluation, but now because of danger
of an embargo and so many Communists they think it better to
withdraw gold.

Phillips expressed opinion Monick is one of small group
favoring devaluation by French but they do not have necessary
Government backing.
Phillips suggested right level for French devaluation
would be 90 francs to the pound.
Sept. 4th
Cable 826 from Cochran re request of Bank of France for earmarking of gold was not brought to H.M.Jr.'s attention

promptly for the reason that Mr. Lochhead had left the office
before it arrived.
Sept. 4th

Meeting in Secretary's office to discuss inquiry from Cariguel

(Cochran's Cable 826) to FRB of New York whether Bank of
France could ship $100,000,000 gold to be earmarked for account Bank of France and asking for assurances if Franc should

be devalued or leave the gold standard, would there be difference in procedure.
Bank of Sweden made similar inquiries.
Result of meeting: Cable to Cochran that earmarking of
gold is covered by general license issued to F R B.
H.M.Jr's telephone call to Cochran - applications from

France and Sweden for earmarking would be sympathetically

received, but question of acquisition not being discussed at
this time.
Sept. 4th

Meeting in Secretary's office to discuss Cochran's cable 831
reporting call on Auriol in which latter said draft of prestabilization agreement ready for submission and inquiring
specifically if Secretary Morgenthau would prefer draft presented him secretly and unofficially through Cochran in advance of similar copy to Britain by Monick or simultaneous
submission of the two copies. Decided on simultaneous sub-

mission.

1B

Sept. 4th
Lochhead's report of meeting to discuss Cochran's Cable 831.
Sept. 5th

Cable 833 from Cochran. Text of draft dncument will be

handed Cochran Tuesday and copy to Monick to deliver in
London
Wednesday, both copies therefore being received simultaneously.
Sept. 5th

Letter to the President advising him of Auriol's inquiry about
presentation of draft document and quoting latest cable from
Cochran on delivery of text.
Sept. 5th

Meeting between H.M.Jr., Mallet, Lochhead present. Advised
and Treasury's reply.

Mallet of Auriol's inquiry about delivery of draft document
Sept. 8th

Cable 843 from Cochran that he has received French text of
document. Is making English translation. Monick leaves

tonight for London with text for British.
Sept. 8th

Letter to President advising of receipt of Cochran's cable.
Sept. 8th

Mallet's letter to Secretary advising message delivered him
personally has been communicated to Chancellor of the Exchequer.
British Treasury has not received any note from French.
Sept. 9th

Cable 844 from Cochran giving text of draft document. Hull
requested to send someone to assist in preparation of reply.
Feis came over.
General discussion. H.M.Jr. recommended each nation

put up $100,000,000 in form of gentlemen's agreement. If
England asks if we will give up gold, answer is yes. H.M.Jr.
suggested draft of reply.
H.M.Jr. called Secretary Hull and received appointment
for 4 o'clock.

IC

H.M.Jr. called Waesche and ordered plane for 5 o'clock
to take draft of reply to President. Also wired McIntyre to
deliver message to President tonight.

(1) Copy of letter to President transmitting copy of
cable from Cochran and copy of proposed reply.

(2) Telegram from Starling message delivered to
President at 10:30.
Archie Lochhead's report of conference with Secretary

Hull. Secretary Hull questioned that part of French document which referred to gold standard. HM,Jr. told Hull he
would not give any assurances of this and was not ready at
this time to enter into any firm agreement on stabilization.
Sept. 9th

Meeting at Secretary's home to discuss British French situation. HM,Jr. expressed doubt anything would come of French
devaluation because Exchequer would not be likely to receive the
plan favorably.
Sept. 9th
H.M.Jr.'s letter acknowledging Mr. Fisher's message.
Sept. 10th

H.M.Jr.'s report on telephone call last night from President
commending H.M.Jr. on draft of Treasury reply to French note.

Feis asked to send coded message to Cochran. H.M.Jr.'s
telephone conversation with Cochran.
Sept. 10th

Letter from Federal Reserve Bank of New York enclosing memoranda of telephone conversations with Cariguel and Bank of England.
Sept. 10th

Cable from Cochran asking clarification of one paragraph in
Secretary's answer to French draft. Also said quick response
from Secretary Morgenthau appreciated by Auriol. American
reply being discussed by Auriol with Blum. Baumgartner advised Cochran Monick delivered British text yesterday to Phillips.
Sept. 10th

Cable to Cochran that Secretary Morgenthau referred to sentence,
"The stipulation of such an arrangement" and ended "when the con-

ditions necessary are found realized".

TO

Sept. 10th

Archie Lochhead brought to Secretary's attention telephone call
from Cariguel to F R B of New York asking if U.S. Treasury would
be willing to earmark $10,000,000 gold. H.M.Jr. refused permission.

(Lochhead's
memo on this request and disapproval attached, also
dated
Sept. 10.)
Sept. 14th

Cable 865 from Cochran that British reply received by Monick.

Auriol hopes
to have reply
Treasury
on Wednesday.

for transmission to Secretary of

Sept. 14th

Mallet transmitted Sir Warren Fisher's message to the Secretary that French note had been received and considered by the
Chancellor
and including paraphrase of English reply to French
given to Monick.
Sept. 14th

Mallet called at Secretary's home. HM,Jr. asked his permission
to transmit to Cochran the substance of the British reply.
Mallet
agreed.toDr.
Feis, Oliphant and Taylor also present.
Cable prepared
Cochran.
Sept. 15th

HM,Jr. talked to Cochran on phone. Cochran acknowledged re-

ceipt of cable sent him last night, giving him substance of
British reply. Cochran gave it to Baungartner before Monick
had returned to Paris with British reply.
Acknowledgment
sent to Chancellor of the Exchequer of
his message
to the Secretary.
date. Cochran's cable 870 confirming phone conversation of this
Sept. 16th

HM,Jr. talked to Cochran.
Because of strike situation, French
cabinet
probably will not have opportunity to discuss British note
until Thursday.
Sept. 16th
Cable 875 from Cochran that because of French cabinet meeting

yesterday and today, Minister of Finance has not yet been able
to study
brought
from London by Monick. Probably no
word
for message
HM,Jr. before
Thursday.

IE
Sept. 16th

Mallet called on Secretary. HM,Jr. told him that because of
strike situation in Lille, Cabinet was unable to take up discussion of the notes, and earliest we may expect answer is
Friday. Mallet inquired if it would be safe for him to carry
out his plans to go to Harvard Tercentenary Celebration, but
HM,Jr. would not advise him. Offered plane service from Boston
to Poughkeepsie.

Sept. 17th

Cable 882 from Cochran that he will see Auriol at 7 o'clock
to receive draft of "joint declaration." Leith-Ross will see
Auriol at 6:30.
Sept. 17th

Cable 884 from Cochran transmitting French draft of proposed
text of joint declaration.
Meeting at Secretary's house to discuss French draft.
HM,Jr. very disappointed at its contents; it leaves in reference to gold standard.
Bullitt, at this meeting, told Secretary Reynaud knows
all about negotiations and Reynaud fears franc will be cut only
about 28%.

Draft of reply prepared, but conference adjourned with

no action decided upon.

Sept. 18th

HM,Jr. spoke to the President. President told HM,Jr. to let
French know their draft is impossible.
HM,Jr. talked to Cochran and told him points on which
US could not agree and asked Cochran to try to find out
percentages. HM,Jr. also told Cochran United States would
prefer simultaneous declarations rather than joint statement.
Sept. 18th

Meeting in Secretary's office. Viner strongly of opinion
Eccles, as Governor of Federal Reserve Board. should be informed
of pending negotiations. HM,Jr. positively disagreed.
Asked group to work on draft of reply.

HM,Jr. spoke to Cochran again. Cochran gave proposed

limits of devaluation as probably 100 to 110.
Sept. 18th

Meeting at Secretary's home to discuss cable 892 from Cochran

which confirms telephone conversation of this afternoon.

IF

Group presented draft of reply. Secretary very pleased. Made
suggestion that sentence be included warning other nations not
to try to disrupt these arrangements.
Sept. 19th

Meeting in Secretary's office before he went to White House.
Discussed percentage of devaluation.
HM,Jr. saw President. President very pleased; made one or
two very slight changes in language.
Feis took copy of draft of reply to Secretary Hull.
Hull suggested two changes. President approved one and
disapproved other.
Message dispatched to Cochran containing directions to
Cochran and giving text of statement.
Sept. 20th
Cable 898 from Cochran. He had read the message from the Secretary
to Baumgartner. Monick leaves today for England.
Copy of our reply handed to Broadmead of the British Embassy
in Washington.
Copy of 898 furnished the President.
Sept. 21st

HM,Jr. talked to Cochran from farm. French liked first and
fourth paragraphs of our reply; also got significance in fourth
paragraph and liked it.
Sept. 22nd

HM,Jr. talked to Cochran from the farm. Chamberlain does not

get back until today. Reynaud doing a lot of talking upon his
return to Paris and as a result the Paris stock market went up.
Bank of England has man in Paris to try to find out if UB
will give up gold. HM,Jr. told Cochran that he had already told
Bewley we would.

Cable 907 from Cochran, confirming telephone conversation of yesterday. Cochran says if agreement can be reached, French hope
to have the declaration made some time Friday and French Parliament will probably convene on Sunday.

IG

OFFICIAL - TO
SECRETARY OF STATE

DEPARTMENT OF STATE
WASHINGTON

In reply refer to

August 29, 1936.

EA 851.5151/933

MonevHislss
letted dated

My dear Mr. Secretary:

I transmit herewith a sealed envelope which
Mr. Monick requested the American Embassy in

London to forward to you in the diplomatic pouch.
Sincerely yours,

Enclosure:
Sealed envelope.

The Honorable

Henry Morgenthau, Jr.,

Secretary of the Treasury.

Personal.

The Honourable

Wayne C. Taylor,

United States Treasury,
V

BRITISH EMBASSY,
WASHINGTON, D.C.

Washington, D.C.

OFFICIAL COMMUNICATIONS TO

THE SECRETARY OF STATE

DEPARTMENT OF STATE
WASHINGTON

September 9, 1936.

Dear Lochhead:

I have made a careful translation of this note
and I am returning the original as you requested with
two copies of the translation.
In accordance with what I am sure is Secretary
Morgenthau's wish, I am acquainting Secretary Hull with
the text of this communication.
Sincerely yours,

Herbert Feis
Herbert Feis,

Economic Adviser.
Enclosure:

Original note

-

and two oopies of

translation.

Mr. Archie Lochhead,

Technical Assistant to the
Secretary of the Treasury.

10
TRANSLATION
EMBASSY OF FRANCE
LONDON

Financial Attache
1 Hyde Park Gate

S.V.
London, 16th August, 1936.

My dear Mr. Secretary:

After the valuable and trustful conversations that
I had with you at Washington, I feel that I owe you a
word of explanation.

I do not wish you .to believe that we have met unex-

pected difficulties in England. Such is not the case.
Certainly, Mr. Neville Chamberlain preferred a unilateral
text (in the form of a letter addressed to us) rather than
a tripartite declaration of the Bortithat I had under
consideration in Washington. But apart from the question
of procedure, the British letter, over which we negotiated
during several days, conveys to us very interesting assurances such as in my opinion will permit us to act, at the
appropriate moment, with an equivalent declaration on your
part.

I must say that the delay is being caused rather by
my own Government which, for serious reasons connected

with domestic politics, does not believe the moment is
yet opportune, although it is now convinced that an
alignment of the franc, accompanied by an "understanding"

with England ard the United States is both inevitable
and desirable.

This leaves the following situation:
Mr. Neville Chamberlain's letter upon which I have
reached agreement with the British Treasury has been

-2-

unofficially transmitted to us, but unsigned. The original

is at our disposition at the British Treasury. It will
be transmitted to us, however, only when we request it

officially, which will mean that we have decided ourselves
to take action immediately, the following week, for example.
(I understand perfectly this manner of procedure on
the part of the British Treasury which do68 not wish to
seem to be pushing France to a monetary alignment which

ought to come of our own free will. It is also necessary
to avoid indiscretions in connection with a document
which gives an indication regarding parity of exchanges.)
I have not been able therefore to send you, as I had
contemplated, the text of the British letter and to continue the conversations with you, using your Embassy in

Paris as intermediary, with the object of obtaining an
equivalent text from you. In fact we can transmit the
British text to you only at the moment that the French
Government will have officially requested the signed text
from the British Government. However, to request it
officially will mean that we have decided to take action
immediately, which the French Government does not wish to

declare formally yet.

There we are. I wait with patience. I believe there
is no instance in which a child which has reached the moment

of birth has been prevented from entering the world. And
this one obviously is seeking birth.

I believe, Mr. Secretary, that it is requieite to get
ready to aot quickly when the moment arrived, which oan

J
IJ

-3-

hardly be much further delayed. I will do everything possible, however, as 2ar as it is within my power, to avoid
precipitate haste in this matter, and to communicate the

British text to you if only unofficially, as soon as the
French Government considers that it must aot.

In any event I take this occasion to say again, Mr.
Secretary, how much I have appreciated the cordial welcome
that you have extended to me at Washington.

I hardly need say with what feeling I have read the
magnificant speech of President Roosevelt at Chautauqua.
It has made a deep impression in France.
Please accept, Mr. Secretary, the expression of my
deep respect.
MONICK

P.S. May I ask you to consider this letter not only
secret but absolutely personal on my part.

R

TRANSLATION
ENTRASSY OF TRANGE

t LONDON

Financial attached

1 Hyde Park date

a.

London, 10th August, 1958.

my dear Mr. Secretary:

After the valuable and trustful conversations that

I I with you at Washington, I feel that I owe you a
word of explanation.

I do not wish you to believe that we have not max-

poeted difficulties in England. Such is not the ease.
Certainly, Mr. Neville Chamberlain preferred a milateral
text (in the form of a letter addressed to us) rather than

a tripartite declaration of - I had under
consideration in Bashington. But sport from the question
of procedure, the British letter, ever which we negotiated

during several days, - YEST Interesting saces such as in - opinion will pasmit - to act, as the
appropriate moment, with - equivalent declaration - your
part.

I - my that the delay is being caused sother by
my - devessment which, for serious reasons connected

- demostic politics, - not believe the I is
THE appartume, although is is nor convinced that -

alignment of the from, - 7 - wis Regised and the Suited States is both securitable
and destinable.

This Leaves the following attentions

Mr. Leville Chamberlain's letter - which I have

IL

-2

/L

unafficially transmitted to us, but unsigned. The original
is at our disposition at the British Treasury. IS will
be transmitted to m, however, only when we request is

officially, which will moss that we have desided surealves
to take action immediately, the following week, for example.
(I understand perfectly this manner of procedure on
the part of the British Treasury which does not wish to
seen to be pushing France to a monetary alignment which

ought to come of our own free will. It is also necessary
to avoid indisorations in connection with a document

which gives an indication regarding parity of exchanges.)
I have not been able therefore to send you, as I had

contemplated, the text of the British letter and to times the conversations with you, using your Mabasay in

Paris as intermediary, with the object of obtaining equivalent text from you. In fact we can transmit the
British text to you only at the moment that the French
Government will have officially requested the signed test
from the British Government. However, to request 11

officially will mean that we have decided to take action
Immediately, which the French Government does not wish to

declare femally yet.
There we are. I wait with patience. X believe there
is no instance in which a child which has reached the moment

of birth has been prevented from entering the world. And
this one obviously is seeking birth.

I believe, Mr. Secretary, that it is requisite to get
to not smickly when the moment arrives, which -

IM

I'M

way be - further entages. I will w everything sible, house as for as st is within - power, w work
precipitate mate in this after, and to committe Brittah test to you 12 only mofficially, as seen as the
French Government considers that as - ast.

In - was I take this ossesion to my again, M.
Secretary, how work I hape appreciated the certial veleese
that you have extended to - at Beshington,

I hardly need - with what feeling I have send the
significant speech of President Receevelt at Charlenges.
It has made a deep impression in Trease.
Please accept. Mr. Secretary, the expression of deep respect.
MON TOK

P.S. May I ask you " email this Josher not only
assest But abostately personal - w part.

EA:HF:DJW

AMBASSADE DE FRANCE
À LONDRES.

in
1. HYDE PARK GATE,

L'ATTACHE FINANCIER.

(& 1A. QUEEN'S GATE

ADR TELEOR

FINATTAC KENS LONDON

S.W.7.

TEL WESTERN case.
WESTERN 0087

LONDRES, le 19 Aout 1936.

Cher Monsieur le Secrétaire,

Après les entretiens si confiants et si précieux que
j'ai eus avec vous à Washington j'estime que je vous dois
quelques explications.
Je ne voudrais pas que vous croyiez que nous avons

éprouvé des difficultés inattendues en Angleterre. Tel n'est
pas le cas. Sans doute, Nr. Neville Chamberlain a préféré un
texte unilateral (sous la forme d'une lettre qu'11 nous adresse)
plutôt qu'une déclaration tripartite telle que celle que
j'avais envisagée à Washington. Mais sous réserve de la procé-

dure, la lettre britannique, sur laquelle nous avons d'ailleurs
négocié pendant plusieurs jours, nous donne des assurances

tres intéressantes et qui à mon avis nous permettront d'agir,
le moment venu, avec une déclaration équivalente de votre part.
Je dois dire que le retard vient plutôt de mon propre
Gouvernement, qui, pour de sérieuses raisons de politique inté
rieure, ne juge pas encore le moment opportun, bien qu'11 goit
maintenant convained qu'un alignement du franc, accompagné d'un

"understanding" avec l'Angleterre et les Etats-Unis est & la

fois inevitable et souhaitable.

-2-

10

Des lors nous arrivons à la situation suivante.
La lettre de Mr. Neville Chamberlain, sur laquelle
je me suis mis d'accord avec la Trésorerie britannique, nous
a été officieusement communiquée, mais non signée. L'original
est à notre disposition & la Trésorerie britannique. Il ne
nous sera remis toutefois que lorsque nous le réclamerons
officiellement, ce qui voudra dire que nous aurons décidé chez
nous de passer à l'action incessamment, dans la semaine qui

suivra par exemple. (Je comprends parfaitement cette manière

de faire de la Trésorerie britannique qui ne veut pas avoir
l'air de pousser la France à un alignement monétaire qui
doit venir de notre propre gré. Il y a aussi les indiscretions
à éviter au sujet d'un document qui comporte une indication de
parité de changes).
Je n'ai donc pu, comme je l'envisageais, vous commu-

niquer le texte de la lettre britannique et continuer la conversation avec gous, par l'intermédiaire de votre Ambassade à

Paris, pour obtenir de votre part un texte équivalent. En
effet, nous ne pouvons vous communiquer le texte anglais qu'à
partir du moment dù le Gouvernement français aura reclame

officiellement le texte signé au Gouvernement britannique.

Or, le réclamer officiellement cela veut dire que nous avons
décidé de passer à l'action immédiatement, ce que le Gouvernement français ne veut pas encore déclarer formellement.
Nous en sommes la. J'attends avec patience. Je songe
qu'il n'y a pas d'exemple qu'on ait empêché de venir au monde

un enfant qui est 2 terme. Et celui-ci ne demande manifestement plus qu'à naitre.
,***

/P

-3-

Je frois, Monsieur le Secrétaire, qu'il faudra s'apprêter a agir vite, lorsque le moment, qui ne saurait plus tarder
beaucoup, sera venu. Je ferai tous mes efforts cependant,
autant qu'il dépendra de moi, pour éviter la précipitation dans
cette affaire, et pour vous communiquer le texte britannique,
ne serait-ce qu'à titre officieux, aussitôt que le Gouvernement
français envisagera qu'il doit agir.
De toute façon, je saisis cette occasion pour vous
redire, Monsieur le Secrétaire, combien j'ai été touché de
l'accueil si cordial que vous avezzbien voulu me réserver a
Washington.

A1-je besoin de vous dire, avec quelle émotion j'ai
lu le magnifique discours du Président Roosevelt à Chautauqua.
Il a d'ailleurs fait en France une profonde impression.
Veuillez trouver ici, je vous prie, Monsieur le Secrétaire, l'expression de mon profond respect.

Sum.

you'r

P.S. - Puis-je vous demander de considérer cette lettre non
seulement comme secrète mais comme absolument personnelle de

ma part.

S.m.

2

surring

J York
New

toic

Hon. Franklin D. Roosevelt,
Hyde Park,
New York.

Dear Mr. President - There is evidence hereabouts that Mr. Loon

Crowley, F.D.I.C. Chairman, is quietly under attack in banking oircles. They are saying that he is indebted to banks in Wisconsin
and has used his position to borrow personally in Washington; Rigge

bank is mentioned. They assert he rides about in high priced oars

and lords it over people. If these facts be true, concerning his
alleged indebtedness, very probably an "exposure" is in the making. of
the circumstances as to his securities and practices I know nothing.

I have heard this repeated and felt that you should know of it per-

sonally. Inoidentally, there is marked hostility to your administration in bank examining circles. Certainly, this is one department
capable of doing much harm and in which political activity should be
tabco under pain of dismissal.
Respectfully submitted,
A SINCERE WELL WISHER.

YOH

St

w
2

6

AUG17

--KINGS

1936

Hon. Franklin D. Roosevelt,
Hyde Park,
New York.

TA:

2A
TREASURY DEPARTMENT
INTER OFFICE COMMUNICATION
DATE

August 17, 1936

Sepretary Morgenthau

Mr. Taylor

Mr. Mallet, Counselor of the British Embassy, called to deliver
to me a personal message for you of the attitude of His Majesty's
Government toward monetary reforms, et cetera, in China. I enclose a
copy of the message.

I had considerable conversation with him about the Far Eastern
situation and told him that we understood that September 1st was the

date set for introducing the national currency into South China. I
also informed him that the Central Bank of China had not utilized any

of the silver credit.
As I told you over the telephone, Mr. Mallet emphasized the
fact that this message was a personal one for you in response to your

question to Bewley just before the latter's departure.

werl.

1- Blangt

2B
/

C

Our latest information is that T. L. Soong
has been appointed Financial Commissioner for
Kuangtung and that Kung who is lending him full
support anticipates extension of currency scheme

to Canton in the near future.
His Majesty's Government fully share desire
of United States Government to see strong Government
in China and would in consequence welcome successful
extension of currency scheme.

3

Deary

August 18th, 1936.

Memorandum of conference at Secretary Morgenthea's farm on Monday,

August 17th at 11 o'clock.
Present: The Secretary, Messrs. Graves, Anslinger, Gorman and
Shambart.

The Secretary questioned Mr. Gorman and Mr. Shanhart with regard

to the plans for the reorganisation of the Customs Border Patrol. He
was given a memorandum showing the steps to be taken in the reorganization

which he indicated had his approval.
At the Secretary's request, Mr. Shamhart made a statement of his
(Mr. Shambart's) record and experience in the Government service, with

a view to his proposed assignment as head of the Border Patrol.
Mr. Morgentham inquired whether Mr. Oliphant had approved the

release of Mr. Shamhart from the 70gm Division and was advised that this
had not been done pending consideration by the Secretary of Mr. Shambart's

qualifications for the new assignment. The Secretary asked that this
be done promptly.

Mr. Shambart was then excused from the conference.

The Secretary advised Mr. Analinger that it was his desire to place

all investigative work abroad, having to do with the illicit traffic in
marcotics, under the Customs Agency Service. He said that he desired that
Mr. Eyer and his assistants in France should, under the plan which be had
in mind, be responsible to and report through officers of Customs.

4

-2He indicated also that he was much dissatisfied with the decision
of the State Department that the Treasury should conduct no narcotic
investigations in the Japanese Empire and that he expected to remedy

this condition as promptly as possible, if need be by personal contact
with Secretary Hull.
The Secretary said that he wanted the Bureau of Narcotics to

discontinue all direct contacts with the State Department with reference

to the international aspects of the narcotic traffic. He said that such
matters should be handled through Mr. Gibbens' office by someone in

that office specially charged with this responsibility. He asked
Mr. Graves to see Mr. Gibbons upon the latter's return from abroad and

perfect this arrangement. He said that at the proper time a letter
should be prepared for him to sign to the Secretary of State advising
that Mr. Gibbons would hereafter handle all matters with the State
Department having to do with law enforcement work, leaving Mr. Taylor

to handle Treasury contacts with the State Department on all other
subjects.

The Secretary requested Mr. Graves to prepare a plan for the

transfer of all narcotic investigations abroad to the Custome Service
and to submit this to him in writing on Monday, August 24th. He said
that he wanted Lir. Anslinger to have full opportunity to state any
objections that he might have to this proposed plan.
At this point Mr. German was excused from the conference.

The Secretary told Mr. Anslinger that he was not satisfied with

5

-3the work being done by the Bureau of Narcotics either in this country
or abroad, and with reference to the work in this country he told
Mr. Anslinger that he desired to bring about a reorganization of the
Bureau which would more sharply divide its activities between enforcement
and permissive work. He said that he wanted Deputy Commissioner Wood

to to assigned exclusively to permissive work and that be proposed to

detail to the Bureau of Narcetics for an indefinite period Special
Agent 3. 0. Palmer, of the Intelligence Unit, to have charge under

Mr. Anslinger's supervision of all criminal investigations and enforcement work.

Mr. Anslinger made a defense of the record of the Bureau of
Narcotics, and stated among other things that the Bureau had put more

criminals in Federal penitestiaries per agent employed than any other
enforcement organisation of the Federal government. Mr. Morgenthan

commented on this to the effect that the bulk of the Bureau's defendents

were petty violators, chiefly peddlers and addicts, and indicated that
he felt the Bureau had not made a sufficient effort against the criminal
organisations which were responsible for the distribution of narcotics
in wholesale quantities.
The Secretary asked Mr. Graves to prepare and have ready for his
approval on Monday, August 24th, the necessary orders for the assignment

of Mr. Palmer to the Bureau of Narcotics as above indicated.
Mr. Anslinger at this point was excused from the conference.
The Secretary told Mr. Graves that he had read the report made

by Special Agent Wilson, of the Intelligence Unit, with regard to the

6

Secret Service and that he considered this a very excellent report.
He inquired whether this report had been made available to Chief Moran.

Mr. Graves told him that so far as he know that was the case. The
Secretary indicated dissatisfaction that Chief Moran had done nothing
to carry into effect the recommendations made by Special Agent Wilson,

and said that he was now ready to detail Wilson to act as Assistant
Chief of the Secret Service. He requested Mr. Graves to prepare the
necessary orders and have them ready for submission to him on Monday,
August 24th.

The Secretary asked Mr. Graves to secure a small quantity of

Herein for him to exhibit to the President, together with a narrative
account of a number of interesting narcotic cases.
The Secretary turned over to Mr. Graves Mrs. Klets' memorandum

covering her visits to Paris and Vienna. He asked Mr. Graves to read

this memorandum and return it to Mrs. Klots so that it might later be
read confidentially by Mr. Gibbons and Mr. McReynolds.
The Secretary asked Mr. Graves to have Admiral Peoples prepare

and submit to him a complete report of the disposition of seised
automobiles, under the provisions of the Liquor Law Repeal and Enforce
ment Act approved August 27, 1935.

Messre. Graves, Anslinger, Gorman and Shambart left the Secretary's

farm at approximately 12 e'clock noon.
00000000

OFFICE OF

THE COMMISSIONER OF NARCOTICS

Washington, D.C. August 18th.
Memorandum for the Secretary,

My

I suggest that you read the
enclosed minutes of a private
meeting of the Opium Advisory
Committee.

7

In order to expedite the preparation of the final text members are
requested to send in their corrections of the present minutes within 24
hours of the receipt of the provisional text.
LEAGUE OF NATIONS.

Confidential.

O.C. /21st Session/P.V.3.
ADVISORY COMMITTEE ON TRAFFIC IN OPIUM AND
OTHER DANGEROUS DRUGS.

CONFIDENTIAL
TWENTY-FIRST SESSION.

Provisional Minutes.
THIRD MEETING (Private),

held at Geneva on Tuesday, May 19th, 1936 at 3.30 p.m.
date

Chairman:

Dr. CHODZKO (Poland).

Present:

All members who had attended

the preceding meeting.

CONSIDERATION OF THE REPORT BY THE SUB-COMMITTEE ON

SEIZURES (Document 0.0.S./281) (Continuation).
Confidential.

Annex to Document O.C.S.281.

Dr. HOO (China) wished to raise the question of principle

whether the discussion of this Annex should take place in private or in
public session. He himself held that discussions should always take place

in public if possible. The text now under consideration was intended to
dispel a certain misunderstanding which had received publicity in the Press
and elsewhere. He felt that since the members of the Sub-Committee had

taken exception to the opinion expressed by the President of the Central

Board, and desired publicly to refute that opinion, those members especially
should welcome an opportunity for a public discussion regarding it.
Mr. LTALL, Assessor, thought that a private discussion had been

suggested out of consideration for his own feelings. As ha had made his

statement in public, he thought that it should be discussed and criticised in public also.

8

-2-

etiboqza

subso

-3-

of

(2N) should at book at

STORATOR

Col. SHARMAN (Canada) thought that any discussion this night

M. do VASCONCALLOS (Portugal) said that in his experience, 8 as

take place on police efforts and control, as referred to in this passage

far as purely political meetings were concerned, the Press always managed

of the report, should be held in private. He thought that there was no

to obtain some account of what had happened in private meetings. Such

objection to the remainder of the discussion being held in public, and
that in any case a public statement should be issued nt the and of the

accounts were almost always inaccurate and there was no means of guarding
(Instruction)

against them
**

The CHAIRMAN said that he was in a very difficult position.

discussion.

M. CASARES (Spain) entirely associated himself with the

If the whole discussion were to be held in public, it would be the first

observations of the delegate of China. An opinion of a general character

occasion on which one organ of the League had discussed in public the

had been expressed in public and had been given a certain publicity in

activities of another organ. The responsibility that would rest upon

the Press. If any counteracting effect were now to be achieved, com-

himself as Chairman would therefore be great.

He did not share the view of the delegate of China that a

parable with the effect produced on that earlier
occasion, the present
inamilanD
discussion must also take place in public.
Mr. HARDY (India) said that all the members of the Committee

add

question of principle was involved. It was rather a matter of interpretation of statistics, regarding which interpretation the Central

must have felt, in view of the considerable publicity that had been

Board and the Advisory Committee held divergent opinions. He felt that

given to the phrase in question, that some public refutation of it was

it would - be sufficient to discuss the matter in private and to announce

essential. It seemed to him only natural, however, that the Committee

the result in public. He thought that in any case the discussion should

should discuss in private the form which that refutation should take.

be either wholly public or wholly private, for, in the interests of the

M. KESTRAND, Director of the Opium Traffic and Social

League, he would deprecate any alternation between private and public

Questions Sections, entirely agreed with the views expressed by Col.

discussion. He felt, however, that he could not take a decision on this

Sharman and Mr. Hardy. He thought that there were certain aspects of

question on his own responsibility, but would have to put this decision

the question which should certainly be discussed in private. It was

to a vote.

not the discussion itself that the public would be interested in, but
the result
sale

of the discussion. evil neats Again and
Mr. LYALL said that if only part of the alocussion were to

total

M. de VASCONCELLOG (Portugal) suggested that the decision should

be left to the officers of the Committee.

at

after

and

had

oz

Address

Dr. SCHULTZ (Austria) agreed with the view expressed by the

be held in private, he would be placed in a difficult position, as it

Chairman. The Advisory Committee and the Central Board were not

would be necessary for him to repeat in the public meeting the grounds

independent organisations but were complementary within the framework

for his opinion which he would have already stated in the private meeting

of the League, Divergence of opinica between them could not, therefore,

the

be discussed in public,

Set M. CASARES (spain) said that be must press his point of view.

the gatte opposite opinions and been regarding the results

M. DELOORO (Netherlands) thought it far preferable that the

achieved in the campaign against narcotics, and it was essential that

discussion should be private, especially as it would then be possible to

the public should be given the facts. He would urge, therefore, that

refer freely to police action.

at least the main part of the discussion should be held in public.

9

-4-

-5-

M. BOURGOIS (France) thought that a public discussion on a

the

001561368

Mr. LYDALL said that he had stated publicly, as the Sub2012

question of divergence of opinion between two organs of the League would

Committee had pointed out, that in his opinion "the present system of

in no way further the common purpose which the members of oach had at

fighting the illicit traffic had broken down entirely".

heart, but would on the contrary present many disadvantages. It would
Accresse
be most unwise to make public "family quarrels* of this kind.
Dr. CARRIERE (Switzerland) thought that the word #quarrel" was

With regard to opium, the signatory powers to the Hague Convention had bound themselves gradually to suppress opium smoking as

far as circumstances permitted. In the last 15 years, the repremuch too strong a one. He agreed with M. Bourgois, however, that it would

be better to hold the discussion in private and to give only the result
bor school adi to AMOUTO INTO dolder ITC

in public.

Dr. HOO (China) said that there was certainly no dispute between
the Central Board and the Advisory Committee. The phrase to which 08jections had been raised had been only an expression of personal opinion,

and had not been adopted by the Board. Apr official to ups
The CHATEMAN hoped that those members who wished for public

discussion would not press their point of view: otherwise, he would have

to put the question to the vote. ad film He wished to pay a tribute to the courage and sincerity of Mr.
Igall. This was not a personal matter. however, but one which primarily

concerned the interests of the League Kivok no received
M. CASARES (Spain) said that he would not urge his point of

view against that of the majority. He asked that it should be put on
record, however, that certain members of the Committee had said that

the interests of the League would have been better served if the dis-

cussion had been held in public. add 20 att of 3261

sentatives of England, France, Holland, Portugal, India and Siam had
informed the Committee that it was impossible for them to suppress

opium smoking because they were utterly unable to deal with the illicit
traffic. A more humiliating confession could not well be imagined.
It meant that for over 15 years it was not the policy of the Governments that had provailed, but the wishes of the gange of opium smugglers.
With regard to manufactured drugs, the position was rathor

better. The Committee had learnt a lesson from its failures to check
opium smuggling, and had drawn the correct conclusion that if the
smiggling of narcotic drugs were to be suppressed, it must be suppressed

at the source, and not after the drugs had passed into the illicit traffic.
The Committee had therefore drawn up the Limitation Convention. As he

had often stated himself, that Convention had done a great doal of good.
Europe could no longer be accused of the wholesale poisoning of other

nations by drugs manufactured in factories authorised and, at any rate
nominally. controlled by Governments. At the time the Convention had
beon drawn up, however, Sir John Campbell had prophesied that the only

result of the Convention would be that the manufacture of druge for

The CHAIRMAN thanked M. Casares for his decision.

the illicit traffic would be transforred to countries where Government
It was acrood that the meeting should continue in private.

control was inoffective. Unfortunately, this propheay had proved true,
Colonel SHARMAN (Canada), Chairman of the Sub-Committee on

As yet the Committee had no data by which it could calculate
Seisures, said that it was with regret that the Sub-Committee had rest

itself obliged to bring this matter to the attention of the Advisory
Committee. The text before the Committee had been carefully considered,

and he now submitted it for examination. of bloods
office

ad

closed

the extent of the illicit consumption of narootic drugs in most countries
in the world. The Committee was now, he was gind to say, taking stops

to obtain these data. The general belief, correct or incorrect, was

10
-7-

-6-

10

In other words, the total seisures effected by the Customs
hat drug addiction was not common in Europe. He was not surprised

herefore that the representatives of the European countries should be

ontent with the situation in their respective countries. But the
complacency of the representatives of China and the United States

filled him with astonishment. All the information at his disposal led
in to believe that the situation with regard to heroin in China was
absolutely appalling: As this question, however, formed a special
item on the Agenda, he would not deal with it now. He would confine
his remarks to America, and as the information with regard to the

and by the Police had amounted in that year to 0.025 per cont of the

total amount of drugs smuggled into the United States. In 1935 the proportion had been almost exactly the same.

It was evident that seisures of this dimension could not affect

the illicit traffic in any way. for the profits made in the illicit traffic
were not counted by decimals of one per cent: they were probably several
hundred per cont.

For their failure to deal effectively with the illicit traffic
the American Custome officials were not in the least to blame. He had

United States was more complete than that for Canada, he would confine
himself to the former country.

Fortunately Mr. Analinger, probably the greatest living

authority on the illicit traffic, was present at this meeting, and if
Mr. Igall made a mistake in his facts he would be glad if Mr. Analinger
would correct him.

December 1934, Rr. Anslinger had stated in his evidence

spent 40 years in the Customs Service of a country where the smuggling of
opium and narcotic drugs was unfortunately prevalent, and he could say

with confidence that it was utterly impossible to suppress the smuggling of
narcotic drugs by Customs examination. When England, France, Holland,

Portugal, India and Siam all admitted that they could not even suppress
opium stuggling, how was it possible to suppress the, snuggling of morphine

or heroin, a task which was a hundred times more difficult?
before the Sub-Committee of Congress which was to decide the Budget

credit for 1936 for the campaign against the illicit traffic that
about one in every thousand of the population of the United Statos WAS
a drug addict, and that the average daily dose taken by an addict was

approximately 6 grains. Mr. Anslinger had also said that practically

the whole of this illicit supply came from abroad. He had said that he

Something could be done with the help of informers. But this
was a very expensive method, and also a dangerous one. Junior Customs

officers, were the mon that made seisures, were not well paid, and when
they were brought into business relations with informers, it sometimes
happened that instead of the informer helping them, the large bribes

offered tempted thom to enter into collusion with the informer. He had
thought addiction was increasing in some parts of the country, and that
there was nothing to suggest that it was decreasing elsewhere.
In 1934 the population of the United States had been 126

millions. 1 in 1000 would give 126,000 addicts; to take a conservative

himself had quite a number of very painful experiences of this sort.
He had no special knowledge of police work: but it seemed to him
that as the packages of morphine the police had to trade were much smaller

than the consignments the Customs officers had to search for, the police
estimate - 100,000. 100,000 addicts taking 6 grains daily, gave an
aggregate annual consumption of 14,215 kilos - say 14,000 kilos.
In 1934, the seisures made by the Customs had amounted to 17
kilos 34F. grannes, and those made by the police to 17 kilos 038 grammost

taking the two together. 34 kilos, 384 grammes - say 34 kilos.

must have an even more difficult task. He was not therefore in the least
surprised that the police seisures in the U.S.A. were no bigger than the
Customer seisures, and he did not believe that the police were any more to

blame for their failure to supprese the illicit traffic than were the
Custome. He had not therefore been accusing the police, nor reflecting on
them in any way. in anything he had said.

-8-

11

-9hi of their
Thisto
He was merely drawing attention to the hopelessness

position and to the monstrous injustice inflicted and on America abling and by other

the present police system had entirely broken down had been partly based

bra

on the fact that a number of Governments had not been able to stamp out

Int

countries, who poisoned her people by exporting each year 14 tons of
to

the use of prepared opium in accordance with their obligations under the

had
need
200mla
morphine, heroin and cocaine to the United States.
It might
soon
super-

are
fluous on his part to draw attention to this question, when
the United

Hague Convention. For the moment, he would not make any comment as to

States were represented on this Committee, but being a disinterested

how far this conclusion was correct, but he would be quite ready to

party, he believed that the11080
United States delegate would09/21/05
trelcomeonhis

explain and defend the attitude of his Government in this respect. He

red

doing so.

1000

too

bechard

He was convinced that the only effective way to 10%
deal with this
menance was to hunt down the factories which supplied the illicit traffic.
full
with

It was much easier to find a haystack than a needle, a factory than a one
ounce packet. Something had been accomplished in this direction, especially

felt that he most point out, however, that under Article 23 of the Geneva
Convention of 1925 it was "not within the competence of the Board to
question or to express any opinion upon" the statistics regarding prepared

opium. trad and 212 spots as tea
With regard to the other observations of Mr. Iyall, ha would

hebit

in Turkey and Bulgaria. But it was no use for the members
of the Committee
tada

leave it to those members whose countries were more concerned with the

illicit traffic in manufactured drugs to give their opinion.

to shut their eyes to the facts. The illicit traffic was continuing.

Mr. ITALL wished formally to state that the Control Board had

14 tons of drugs were introduced yearly into the United States, and in-

passed no opinion whatever on the construction to be placed on the

calculable quantities into other countries. For 10 years or so the
Fujitsuru brand of cocaine had been constantly cropping up in the filicit

statistics regarding prepared opium.

research

TO

traffic, and it was not yet known where it came from. It was not by CODgratulating themselves on their past successes, considerable as these had
been, that those engaged in the campaign against narcotic drugs would win

the day. but by devoting their attention to the tasks that still lay
bandaith

teds

banageum

Mr. Igall proposed therefore that a Sub-Committee should be formed,
composed of Mr. Analinger and certain other members who hadbutsimilar special

experience, in order to consider what steps could best be taken to hunt

down the illicit factories which were supplying the illicit had traffic.
np

In conclusion, Mr. Iyall wished to make it quite clear that he
had spoken. not as Chairman of the Central Board, but as Assessor one to the
Jose
STAR

M. (Hetherlands) said that he admired Mr. Igail's
persoverance in fighting against the monopolies for

this question had not received the same degree of publicity as in other
countries. Only two classes of the population had paid much attention
to it. On the one hand, there were persons with a special knowledge of
the question, who had greeted the statement with ridicule and who con-

before them.

Committee.

Mr. FULLER (United States of America) said that in his country

prepared opium,

but that he regretted that he had made use in this connection of his

position as Chairman of the Central Board. Mr. Lyall's statement that

sidered it to be due to ignorance or else's total disregard of the facts.
On the other hand, there were the traffickers themselves who had seised

upon the statement as a heavon-sent means of bringing into discredit all

suppressive moasures. oz class at
He had himself been amazed at the publicity given to this

suf

statement throughout the world, The most serious consequence would

be that countries who had not been assious to participate is the

campaign against the illicit traffic would now seise upon it asia

justification for relaxing or abandoning their efforts.

at

12
-10-

-11-

12
sometom

It was most regrottable that such a statement should have
been made at a public meeting of the Board, and should have been COD

tained in a draft report issued to the Press. The conclusion in
question was, moreover, based upon altogether incomplete data.

with regard to the statement which Mr. Iyall had just made,
it must be recembered that, among the total number of addicts he had

referred to, opium smokers must also be included. Further, in connection with the average daily dose taken by addicts of six grains, it must
not be forgotten that in the case of heroin this drug was now sold in
so adulterated a form that its narcotic content represented only about
one-fifth.

The figures for seisures in the United States during 1934,

as given in its report for that year, had been 351 kg. in the case of
seisures effected by the Customer and 85 kg. in the case of internal

seisures by the Federal authorities. In addition, 35 kgs. represented
seisures by local authorities, with 41 States and one territory not
heard from, in seven States alone.

Mr. Fuller thought that the Committee was fully justified in
holding that considerable progress had been made in the campaign. It

was felt in the United States that the best index of such progress was

the price of drugs in the illicit traffic, and there was no comparison
between the prices ruling some five or six years age and those now
asked, which were twenty times as high.

In reply to a question by Col. Sharman, Mr. LYALL said that
he had referred also to Canada in his general observations regarding

the situation in North America. He understood that the total seisures
in 1934 had amounted to only 2 kg., and that there were 8,000 addicts
in Onanda.

000

bas stadi 1991 box 0821 HI
Colonel SHARMAN (Canada) pointed out that the figure 8,000,

form no alaiza 10 afored tha

representing the number of addicts, had been a maxima one. In its
add 10 welf was OTHE into afits to actualed

TO

report for 1933, the Government of Canada had stated that there had
JOHN

been a material reduction in addiction in the latter part of that

2456 not 02 taturro 5105

year, and that there had been a similar decrease in previous years.

doita his 20085 NOT VTGV of homeon 2nd

Seisures effected inside the country in the year 1934
(exclusive of Customer seisures) had been as follows: Morphine, 5 lbs.

13 oze.: cocaine, 2 1bs.4ozs. and heroin, 1 1b.3 oss.
Good

-12

pad

LIVE

All indications pointed to a marked shortage of narcotic

fathing firm oser two noldmain 50 CLUB
drugs on the illicit market. For instance, in A city like Montreal,
data an statio

with a population of a million, addicts were only able to obtain
nothuroa and STOV 01/0015 vino 51000 red
one or two grains, and often not even that amount. The Canadian ounubus and had

thorities had put a stop to the emaggling of morphine from Japan, which
selmon

10

had previously been taking place on a very large scale. Their work was

and with inoY MORE

reflected in the decrease in the number of prosocutions: in the casa of
atorad

nit

50m

manufactured drugs, from 835 in 1934 to 226 in 1935, and in that of
fad:

Iron

NEW

opium smoking from 373 in 1929 to 42 in 1935. They had overy reason

saled 10 dimest III son 2398

to be proud of their work. Sensational statements, such as the one
1006 bad

quoted in the passage under consideration, would not, however, help
1151111

otal

to

them in obtaining funds for continuing that work.
Hour

Bod

000

0702006

TOYO

Mr. ANSLINGER (United States of America) said that there
and

had been en enormous doczanso in the smuggling of manufactured drugs

into the United States, as n result of the reduction in the munifacture

boden are

of these drugs in Europe. In 1930 addicts had been able to obtain as
tolmex

Third

08105030

Tafoogr

of

much morphine as they wanted, at a price of $12.00 An ounce. Its price
CON

OF

had now incrensed enormously. and in the Middle West and many other
had

parts of the country there were no supplies whatever of morphine in the

illicit traffic.

TO and (Insurance)
white

STOP

13

-13-

-12-

13
In 1930 and 1931 there had been ases of individual Indian seisures of

The delegate of the United States had explained that, while the posi-

morphine and heroin of European origin, representing 600 as much as 25,000

tion in his country was not as perfect as might be desired, it was not,
on the other hand, as had as Mr. well had foared.
Heat

or 17,000 ounces each. Seisures of this kind were now can a thing TOT 770065 of the
information

past.

is

disney

DEPART

Rewards were still offered to informers staff in the toda same han proportions

In a short period of fifteen years it and obviously not

possible ontiroly to abolish the illicit traffic, which was the result

as before, but there seemed to be very few cases on which such informers

of vicos that were rooted in custom, owing to psychological and

could report.

pathological reasons. Up to the present, however, a fair measure of

Certain powerful gangs, 0. 6. the Buliopoulos gang, and .000 Delgracio
and his associates, had been suppressed.

success had been achievedi Europe was no longer manufacturing drugs

which were afterwards used to poison the oversons bountries This was

PTA

There was no question that in 1930 and 1931 addicts had been

one door that had been closed. He knew that there were other doors still

able to obtain as much as 5 ounces of morphine a year. At the present

open, but this particular aspect of the situation had, after all, been

time they could only procure a very thin solution of adulteratod heroin.

the most immoral one.

Surveys which had been made in soveral States showed an increase of 50%

with

Tobacco

M. BOURGOIS (France) said that just as surgeons received praise

in the number of addicts coming to the hospitals to be cured. In a ro-

for successful operations of amputation whereas the work of hygienists,

cent case in Now York City a trafficker had stated, in evidence, that

which had saved thousands of vos-passed, unrecognised, similarly the

there was no heroin available in the City, that if any supplies came

preventive work of the Advisory Committee had failed to receive due

they would be highly adulterated, and that there were a large number of

recognition. Thanks to that work, important bands of traffickers, oper-

addicts who were now 111 as a result of being deprived of their supplies.

ating with a huge capital, had now been broken up. Only the Longue, and

The authorities had been struck by the increasing number of

no national organization, could have occured such a result. It was,

cases of divorgence of drugs into illicit channels through the connivance

indood, certain that but for the work of the Committee the number of

of doctors. Over 2,000 such cases had been reported in the past year.

grange would have increased and the volumo of the illicit traffic would

There had also been on increasing number of thefts from pharmacics and

have become infinitely greater. It must be admitted, therefore, that

from wholesale dealers. This situation was reflected in the increase in

the Loague had at loast arrested the development of an evil which was

the amounts asked for the legitimate traffic, and it had been necessary

becoming a serious monace.

to exercise special care in examining such requests.

17

S tunth

Major COLES (United Kingdom) said that he also felt that the

does

To sua up, thanks largely to the assistance which the American

publicity which and been given to Mr. Ignall's statement was most WD

authorities had received from the police of Canada and of Europe, the

fortunate. In the United Kingdom that statement had received a publicity

situation in the United States had very greatly improved

far in excess of - other this - bid I # adida in the

M. da TASCONUMILOS (Portugal) thought that from one point of

view it was really a matter for satisfaction that this discussion had
taken place, since it had proved a vory interesting and valuable one.

-10

Hitrese regarding the illicit traffic. The phrase in question had even
Boot reported in the small provincial papers throughout the country.

-15-

J14

14
Dr. HOO (China) entirely associated himself with the point of
view expressed by M. Casares.
adidas

Fun

of

Since the situation in China was to be discussed under a
86 agreed with M. Bourgois that seizures more only a very

separate item of the agenda, be would refer later to Mr. Igall's ob

partial indication of the success achieved in suppressing the illicit

servations in this connection. It would then be possible to establish

traffic. The work done in frustrating that traffic was at least as

the responsibilities for that situation.

important. His own Service had conclusive evidence that ALS a result

He associated himself with the congratulations that had been

of the co-operative action taken during the last year by his own country

expressed to the representatives of European countries and he was glad

and others, one of the largest and best known gangs had now been com-

to note that at least officially drugs manufactured in Europe were not

pletely immobilised. This gang had formed an extensive plan, on which

now being diverted into the illicit traffic. Nevertheloes, the problem

large same of money were to be spent, for the transfer of large quanti-

for China remained as urgent as before, the only difference being that

tics of drugs. It was known, however, that certain of the lenders had

the sources of supply had changed and drugs for the illicit traffic wore

sent messages to the effect that every move they endeavoured to make

now obtained from countries nearer to China.

was supervised by the Police and that they might as well abandon the

He wished to support Mr. Igall's proposal, which WAS a truly

plan. One leader and written that he was unable to move "a single ounce

constructive one, that a study should be made of the best moans for

of dope". Preventive work of this kind was at least as important as

suppressing clandestine manufacture in all parts of the would. The

the Custome soizuros that would have occurred had it been possible for

problem before the Committee was a world-wide one And must be doalt with

the gang.to carry out circt transaction.

as such. He did not wish to imply that the Leaguo had done nothing to

M. BOURGOIS (France) remarked also that a single seisure might

have the effect of disorganising and thus breaking up a gang.
M. CASARES (Spain) thought that it could not be anid that the

help China. On the contrary. the Advisory Committee had shown great

goodwill. The action hitherto taken by the League had, however, been

rather slow. It was true that a special Committee had been act up in

present system had failed, but only that while the Committee had not

order to effect closer collaboration with China, and that this Committee

obtained from that system all the results that it had hoped for, it must

had adopted cortain resolutions and and sent out a questionnaire. Cor-

endoavour to obtain fuller results in the future. The Hague Convention,

tain Governments, howevern. including some of those most closely DOD-

the 1925 Convention and the 1931 Convention had all marked so many stages

corned, had not even replied to that questionnaire.

in the campaign. A conference had nor been convened for the purpose of

Mr LYALL said that he wished to apologise to Col. Sharman for

drawing up a Convention which would further supplement those previous

having overlooked the reference in the Report of the Government of

ones, and the Committee had also considered the possibility of draping up

Canada to the considerable decrease in the number of drug addicts.

a Convention for the limitation of the production of raw materiales

With regard to the total quantity of seisures in Canada. he had not taken

The statement which and been adopted by the Board had not boon

intended to cast any reflection upon the Police Services, bor had 1 been
intended to disparage these provious Conventions. It had only drains at
tention to the necessity of supplementing the present system.

-16-

into account in his statement seizures made Inside the country.

15

He did not quite understand some of the criticisms which Mr.

-17-

Fuller had made. In taking his figures from the Annual Report of the
United States for 1934, he had not taken into account the figures for

He had noted with great pleasure that there was no question of a

soisures of opium, for be could not conceive that any trafficker wish

dispute between the Advisory Committee and the Central Board, especially

ing to obtain supplies of morphine would go to the trouble of first

as Mr. Iyall had made it quite clear that he was speaking not as Chair-

engling opium into the country and afterwards convorting it.

man of the Board, but only in his capacity of Assessor of the Committee.

Mr. Fuller had also said that if the number of addicts were

He had listened with great pleasure to the speech of W. de Vasconcellos,

taken as 126,000, this figure must be understood to include opium

in which the delegate of Portugal had pointed out that this discussion

smokers. Mr. Iyall could not suppose, however, that Mr. Analinger,

had afforded an opportunity for registering the progress which had

when giving evidence concerning this number of addicts and stating at

actually been made. Moreover, as M. do Casares had justly observed,

the same time that each addict took an average daily dose of six grains,
son

each of the Conventions had represented a step forward. A Conference

was referring also to opina smokers.

which would draw up a Convention for further supplementing the methods

and

He had not noticed, when reading Mr. Analingor's ovidence,

of suppression was to meet shortly, and there was reason to hope that

any mention that this dose of six grains was largely diluted, but he
2017

of course accepted Mr. Analinger's statement that he had in fact

adidas

mentioned this in his ovidence.

Major Coles had pointed out that illicit exportation of drugs

the Conference for the limitation of the production of raw materials
would meet at an earlier date than had at first been supposed.
Excessive optimism and excessive pessimism must alike be ayoidod,
but there was no doubt that considerable progress had been made.

from England had now become impossible. No doubt this also applied to

Illicit traffic in Europe had been in a large measure suppressed, and

all well-governed European countries. It was his belief, however, that

the same results must now be achieved in the United States and in China.

Sir John Campbell's prophecy had proved true and that the clandstine

In this task, the work already done by the American authorities was

manufacture of drugs had now been transferred to other countries in

especially encouraging. It was a task that called for the closest

which the supervision exercised was loss efficient. Ho still felt,

collaboration between all the organs of the League and he was sure

therefore, that in spite of the many successos already achieved, the

that that collaboration would continue to be a cordial one.

Committee must intonsify its efforts. The sources of the illicit
traffic must bo tracked down, if China and other countries wore to be

saved from poisoning. at
The CHAIRMAN asked Col. Sharman. together with M. Delgorge,

as Rapporteur. to draw up a passage for the Report in the light of the
discussion that had taken place.

The meeting rose.

16
CONFERENCE TO SUPPRESS THE

ILLICIT TRAFFIC IN NARCOTIC DRUGS.

BACKGROUND.

The Draft Convention was conceived in the minds of the
Austrian Government, which has for many years desired to make

Vienna the headquarters for international police activity, and

to direct international investigations into narcotic traffic,
counterfeiting, etc. Some years ago Counterfeiting Convention
with almost parallel provisions to those of the Narcotic Convention, was signed at Geneva. To date only twenty governments have
ratified this Convention. The American Government signed the

Counterfeiting Convention but did not send it to the Senate for

ratification, as it contained provisions that were likely to
cause criticism of executives.
There were several Drafts of the Narcotic Convention.
Mr. Anslinger was on a Sub-Committee which considered the Draft

for several years. A Conference was finally called for June 8,
1936, in which 40 nations participated.

DELEGATES.

President Roosevelt appointed Mr. Stuart J. Fuller,

Assistant Chief of the Division of Far Eastern Affairs of the
State Department, and Mr. Harry J. Analinger, Commissioner of
Marcotics, Treasury Department, as delegates with full powers

to sign the treaty if satisfactory to the America Government.

-2AMERICAN PROPOSALS.

17

Mr. Oliphant's office and the Solicitor's office of the
Department of State examined the provisions of the Convention,
and agreed on amendments to be submitted by the Delegates.

The main American proposal was to substitute for Article I an
amendment "to limit narcotic drugs to medical needs." This
amendment was to supplant the provisions of Article I, which
were very sketchy.

The idea of the American Delegation was to get a Conven-

tion that would afford a good basis for a criminal narcotic
statute instead of the present tax measure, and also to give
a basis for controlling Marihuana. The American proposal
almost caused the Conference to break up the first day, as
nearly all the other delegates stated it was beyond the scope

of the Conference and that they did not have instructions to
discuss such a proposal. This was, of course, a screen to
hide the real purpose of objections, because the American
amendment would have obligated the Governments to prohibit

smoking opium in their territories. The American Delegation
pointed out that they could make reservations about their
smoking opium monopolies, but most of the delegates were

adamant that the proposals be rejected because they were outside the scope of the Conference.
The American Delegation then produced a letter from the

Secretary General of the League of Nations, which it had the

foresight to obtain before accepting an invitation to attend
the Conference, and which letter was to the effect that we

could make any proposals; that the sky was the limit. This

-3 -

18

placed the President, the Conference and the League of Nations

in a very embarrassing position, because none of the other

nations had been so notified, and their invitations were extended
only to discuss the Draft Conveniion before the Conference.
The American Delegation received an apology from the President

and from the Delegates for the ruling that our proposals were
outside the scope of the Conference. The President then appointed
a Conciliation Committee, on which Mr. Anslinger represented the
American Government. The only support he could receive was from

Russia and China. Accordingly, the Conciliation Committee reported to the Plenary Session that it had been agreed upon by the
Conciliation Committee to place the American recommendation in

the Final Act of the Convention, which is usually signed by all
nations. Mr. Anslinger pointed out to the Conference that the
provisions in Final Acts were merely pious promises and were

rarely carried out, and that in effect the Conference had started
out to hunt elephants and had bagged a rabbit.
After disposing of the American proposal, the Conference

sailed along under the domination of the English, French, Dutch
and Portuguese Delegates, who were all jurists, and who proceeded

to write a Convention although they admitted that they had no

illicit narcotic traffic in their country and had no experience
in handling narcotic cases.
The American Delegation remained to serve on committees and

sub-committees, and to cooperate in drafting the Convention.
CONSPIRACY.

Knowing that Canada had instructions to sign whatever treaty

was produced regardless of its merit, in order to join with the

-419
British Government in keeping the League together in view of

the Italian-Ethiopian fiasco, Mr. Anslinger assisted the
Canadian Delegate in spirited debate, and obtained a provision
to have the crime of conspiracy to violate narcotic laws made
extraditable.

IF WILLFULLY COMMITTED.

These three words almost caused the Conference to break up

after the American fight was over. The code of law of a number

of nations requires that intention must be proved in every
criminal act, whereas in countries like the United States and
Canada, violation of narcotic laws is malum per se and not
malum prohibitum. Accordingly, in the United States and in
Canada, intent does not have to be proved.
The American Delegation joined hands with Canada in

insisting upon the elimination of these three words, and the
American Delegation's debate supporting Canada in having these
three words eliminated was construed by the Conference as
meaning that the American Government would sign the Convention

if they were eliminated.
The British Delegates made private proposals to the
American Delegation that if the Conference could get the promise

of the American Delegation to sign the Convention, these three
words would be eliminated. The American Delegation finally had

to take the position as to these three words that in or out
they would not sign the Convention. This was quite a shock to
the Conference.

-5-

20
AMERICAN DELEGATION'S STATEMENT ON REPUBAL
TO SIGN.

The substance of the enclosed statement, which was prepared

jointly by Delegates Anslinger and Fuller, was cabled to the
State Department, and was agreed upon by Treasury and State

Department legal experts. At no time was there any dissension
between the State and Treasury Departments.

THE PRESIDENT OF THE CONFERENCE.

The President of the Conference was a distinguished jurist,
M. Limburg of the Netherlands, who, belonging to a country which
maintains an opium smoking monopoly, could hardly conceal his

leanings toward the opium bloc proposed by England, Holland,
France, Portugal, Japan and Siam. He was prejudiced, arrogant,

egotistical, and arbitrary. He was also ignorant of narcotic
treaties and laws, and had no knowledge of the illicit traffic.
The opium bloc was represented by distinguished jurists.

AMERICAN REACTION TO REFUSAL TO SIGN.

The editorials in the American papers strongly supported
the American Delegation's stand. It will be remembered that
the American Delegation to the Narcotic Conference in 1925
walked out on the same grounds, but this Delegation showed a

stronger spirit of cooperation.

SECRET,

The American Delegation was usually supported in all its

-621
proposals by Canada and the other nations of North and South
America; by Bussia, Egypt, China, Poland and Spain.
The Yugoalav Delegation was disappointing, particularly

so since the United States is their best customer for opius for
medicinel purposes.

Yugoslavia, along with Portugal, is one of the smaller
nations which does the dirty work for the larger nations at
Geneva, introducing proposals and resolutions which the larger

nations dare not present but are able to support.
Mr. Anslinger took the Yugoslav Delegation to task for not
supporting a good customer, and intimated that American opium

business was likely to go to a country like Russia, for instance,
which exports crude opium and which supports every American

narcotic proposal, and itself limits narcotic drugs to medicinal
needs.

In the very deep background, Austria and some of the
smaller nations attempted to obtain an amendment setting up an

international narcotic police office in Vienna where records of
all traffickers would be kept. The American Delegation joined
with Canada, Great Britain and France to defeat this proposal.
VERY SECRETLY, a French Delegate informed the American

Delegation that such an office in Vienna containing all of this
valuable information, would be a distinct hasard to any large
nation in time of war.

CONTROL OF MARIHUANA.

The American Delegation was not disappointed in failure

to get the control of Marihuana incorporated under the treaty

in order to form the constitutional basis for a criminal

-7statute in the United States.

22

The American Delegation sounded out the Canadian and

Mexican Delegates regarding the possibility of obtaining a
three-power treaty to control Marihuana, As these two nations
are contiguous to the United States and both have the Marihuana

problem, such a treaty will, according to the best legal opinion,
afford a much better basis for controlling Marihuana by criminal
statute. Preliminary discussions on a treaty will soon be under
way.

23

All x
LEAGUE OF NATIONS

(0. C. /21st Session/P.v.13)

ADVISORY COMMITTEE ON TRAFFIC IN OPIUM AND OTHER DANGEROUS DRUGS

THERTY-FIRST SESSION

Provisional Minutes
THIRTERITH MEETING, (Public),

Hold at Geneva on May 28th, 1936, at 10:30 a.m.

Chairman: Dr. CHODZKO (Poland).
Present:

All the members of the Censittee,
except the representatives of Austria,
Italy, Sweeden, and Uraguay.

24
STITATION IN - FAR RANE

M. FELLER (V.S.A.) - the following statement:
- are now considering the situation is the Far Rest,

which includes, as - are reminded by the again, the -

situation in china and also the situation in respect of Chapter

IV of the Bages Option Convention of 1912, which deals with w
operation between the governments of China and of other nations;

and 18 my be well to receil, at this juncture, that in this

- 1.0., is China, north and south of the Great Wall, -

906 of the opium - is the entire world is produced, to any

nothing of vest quantities of herein many times the world's
anote for medical and scientific purposes. Lest this be questioned,
I call attention to a single seimure, reported by the Chinese

Government is its 1934 Report as made at Pelping, of of the annual mode of the world for herein. It is in this area,

China, that the prices of drops sold for the pargese of actisty-

ing addiction are lower then else is the world, a eirou

stance which I need not tell you is vitally significant.

It will doubtless be recalled that at a previous assesses
of this Committee, in speaking of the vast flood of epises produced
is China - practically name of which is used for any purpose save

the gratification of affiction - I characterised that production as

a - to the world. I still consider that production as a

- and I report the hope that the Government of China will be

able in time to suppress entirely protection within its benters.
Let
new
to marchal the fasts available which have a bearing -on
thisattaints
situation.
IS may be well to result that the bulk of this production

of egister in China takes place is what have been characterized as the

"frontier" provinces, which form a smicirale - the country
from Tennes and - the south through Siking, Buschmen,

Chinghai, Kansa, Shanet, Hinghate, Balyman, Challen, Jehal, Heiling

king. Kirin, and Linesing. In other words, China consists of a
central eare which is practically free from epises cultivation, -

received by a belt in which most of the world's epises is produced.

It should be begue is wind that in - of the provinces is that

belt the National Government of China has for - time past had

no central. This discountence should always be beens is mind.

The Chinese representative, at - last session, stated

that 11 is the object of his Government to - the cultivation

of the prove and the - of prepared opine is China w about the
ent of 1940. IS is to be hoped that the Government of China, is

its animal reports, will keep the other parties to the Limitation

Convention
1961
informed of the progress which se achieves
toward
theseoftwo
sale.

We have before us the Chinese Annual Report for 1984, w

- of military
-here
of acivil
law. lease and regulations, and we have a certain

23
We should not forget that the report is question deals

only with 1994, the year is which the Government of China had

morely made a start in setting - the organization designed to
benefits the problem along the now and very different lines which

as has desided to follow. The report doals with . transition

period. Reverse - - my segret that as centuins nothing

regarding the production of optum, as Signature concerning the -

- of opium, prestically no apositis information in regues to
1111ett truffie and classication manufacture in the laborter of

the country, and nothing concerning the - derived from the
eytes trate, - should not, in - opinion, ministrato to base -

a report for 1994 any conclusions as to the results complished

by the now plan for meeting the option and assestic drug problem.

Seme takling is given in the report, - page 14, of
the possible values of illiest traffic in herein in Pelping.

where 11 describes a single selesse which involved 90 kg. of
besoin, but the almost total absease of date concerning the is-

termal illieit traffic makes 18 impossible to base on this
report definite conclusions concerning that traffic, or concerning
manfacture of derivatives.

As for the laws and regulations which have already been
circulated to numbers of the Committee, 11 appears to be not yet

quite clear shother they are part of the substantive law of China
as a result of having been passed by the bely constitutionally
clothed with authority to email legislation or are morely military
orders. The Secretarist informs - that they have not yes been
sent to the Secretary-Demoral w the Chinese Government for truss-

mission to the other parties to the Limitation Convention of 1982.
As to the suppression of epises making, I so not propose
to enter take a discussion at the present time other them to any
that I still believe that the way to suppress is to suppress, and
that I deprecate the outablishment expohere of Government monpylice.

It is not going to be - in 1940 to give - the rich - to

be derived by the Government from pobiling epism to its eitimens.

that I do with to speck about is the production is China

of - opium - that of opium derivatives.

Realising the danger which results from the - doction of opium in China, the authorities enlisted the old
of soliable, well-informat public spiritos Chinese citizens in
every province of China to contust a miller-vide - of the doction of - epism and of the production of eptem desiretives.

This survey was made in - entirely integrated - IS - -

without the cooperation or - the of cipionatic or -

1 officers. The figures were largely obtained from Chinese officials,

who would naturally speak more freely when these the earney covered the cost of protection, temption,

selling prince, values of production, - of the egism, -

production of derivatives. It covered every province in China,

26
both worth and south of the Great Well. The figures are illest.
noting. The figures for egism production were tabulated, the
lowest estimate being taken for each province. the total -

desties - to 18,001 more team, or over 908 of the world w
dention. Had the - estimates been taken, the total would

have been 18,000 tess.

The largest probusses in 1986 - Temmer (about the
sine of Falorit) which probued 4,646 montale teas and
(about the sise of Transe) which produced 4,354 tens. Masteria
and Jahal assumeted for 1,885 more tess.

In Yes - (which I - informat - effective)
(counties). AS the - time, houses, official - was

were table in 1988 to suppress cultivation in certain below

given to increased cultivation in the rest of the province, so that
as remine to be .... whether the total production will decrease.

POPPY is - in Teames in October. Just before the earing -

is 1986 as order is reported to have been issued by Mr. Lab
Demissioner of Pinence, and, community, Read of the General
Opium Suppression Baroon of the province. This order is reported
to have been widely circulated in verious parts of the province and
pooted in public places. Since the preclamation descreat by Generalissino Chinng Kai-short, sailing for the suppression of epises in
Teames is the eyeing, many famous had hesitated to sultivate pupples
in the estima of 1986. The purpose of the order issued was apperently

to assure the public that peppies my still be - and that these

who discontinue growing them my be subjected to heavy penishment.

The contents of the order in question are reported to here been as

follow, in translations

ORDER or THE GENERAL OPTURE
SUPPRESSION BURRAN

The public is hereby notified that this
provises is the powest provises is the whole

nation, and that there - hardly - Tennes

products which are materiable in other parts
of the country with the asseption of eptem.

Perfectly - of the evil of egister the

- with the interests of the people

at hours, realising the suffering which results

from fusian - - ss experient to

allow cultivation of the as a - to

selieve the people of their financial stringman.

Beb If the sultivation of the - less so -

them supply the local consumption of the province,

at only Impaire the health of the people -

extributes nothing termed their I the
result will be that the suffering will I

- serious and the conditions of penalty main.

27
For this reason, the Opine Suppression

Borean has fumulated a plan for the - to undertake the sale transportation distribution of opin, and also to limits the
emiding obliets is this province. All these
please - certion on for the sales of the
people - not to weigh the Government. IS

is very disappointing to know that a - of

Ignorent people in this province has recently

strentated the - that as is illegal and
unprefitable to cultivate the - They

here either cultivated other wage in place of

the option your or have left their old -

field 110 beston. Beak prestices cannot be of

- I to the - for these people

will have to pay the please too regulators, cognectly, the less fails upon these people.

the Imageration and trade in

option water Government employe - realise

funds for the - to puch memotraction

along vorious lines of development in the

interest of the public.

The people of Sussimes have been compelled

by circumstances to pay in alvence over fifty

years of land tex. If no - is derived

from option in this province, how could - most

the etvil and military expensest The result

will be, of course, to collect - tames from
the people, and more suffering will naturally

ensue.

The public is hereby cornectly warmed

against refraining from cultivation of the

- They are activet to continue culti-

veties is old you fields. They should not
be inconstatent and invegular in the cuits-

voties. Such actions - equivalent to

Squaring Government oriens and offering negative

resistance to the authorities. If such cases
are discovered, the effecters will be subjected
to fines doubling the rate of regular power

- - the will be looked - - -

revolutionary.

In order to dispal - death - the part

of the public this order will serve to metterate

the stand of the - in this 10000. IS is
happed the public as . shale will obay this order
- - - as usual. They should m listen
to - - these involve themselves in trouble.
(sealed) Lab
Commissioner.

28
In Succines come effort was made toward suppression is

1998, but the tea belons (counties) which have in the past peo-

I the balk of the Suschase production were officially promitted
to continue production. It remine to be seen, therefore, whether

- to what extent there will be any reduction in Spoolmen production

or not.

a

In Manageria and Fehal the production is conservatively

estimated as increasing w about n esseally end little or no offestive massures to limit or suppress cultivation are in ovidence
There was a decrease in 1986 in two provinces,
(about five times as large as the Nethorients) which produced in

that year see) motric tens, and I (about the sise of metria,

Hangary and Suitemiani together) 196 metric tens. Cultivation was
to have been totally suppressed in I but the Central Government
has authorised twenty helens (counties) to continue. The decrease
in Kweishow was due to the ravages of Commist bendits.

In twelve provinces there was no production worth notice-

ing. These - Rengal, Enging Fullion, Checking, Kiangai,

Bapah, Ambui, Kiengen, Homen, Shanei, Hapet and Shantung.

In all the other provinces except Hingheia production in-

creased in 1985. In Silung, Chinghai, Saiyman and Chahar there was
no evidence of suppression. In Kansu and Shemei the total production

increased despite suppression in limited areas. In Ninghaia the pre-

duction, 780 mercis tens, was about average and, with the recent
establishment of Government sales agencies in Hepeh, threatens to increase.

The nonbers of the Committee will doubtless resall the
establishment in April, 1933, by interests connected with the
National Government of China, of the Femare' Bank, the real purpose
and object of which were make public by the fourless and conscientions
Mr. Chow Li-song, of the Central Yean, to them I have previously paid

tribute in this committee and would - report that trimate. The

assounced purpose of this Bank - to afford formars assistance in
financing their operations. The real purpose was to finance the egiste
trade. In the past two years, this Best has extended its operations
to verious epiun producing districts and has opened breaches is the

leading cities of China with a view to facilitating the opion traffic.

The Bank, which has a $7,000,000 pale-re capital, is new reported to
have been authorised to issue $200,000,000 worth of basknotes, a air-

- which indicates that the epism train has been a prefitable
- for the past three years - that - confidence in its fature is
felt.
with regard to the angeling of epises into China, I should
like to call attention to the estimates mile public by the societies
Sinica as a result of a sticky make by that body of China's foreign
trate for the past tea years. That estimate places the quantity of
epism thus is 1986 and 1984 at 44,000,000 Chinese owness,

equivalent to 1,637 teas of which about 1,000,000 Chinese ownees,
equivalent to about 39 tens more estimates to have been amazled into.

29
Detron. mile this estimate I entirely too high, as - be
noted that 298 1/3 more team of Trustee - left Obdan is 1988 and w more teas in 1986, - that the - provide
that additional Evenium epium bee also been into Okine from

Irea through other contrice.

The ensury, naturally, ald - in regard to epine

destrutives, information as complete as that in segard to - -

bee the date obtained is 111mminsting

IS is interesting to note that Terms ships out about 19

metric tens per - of eyine dress.

As to marphine and bareta, the following provinces -

apparently free from clambertime masturium Dranger, Checking,

Kinngai, Silving, Chinghai, Kamon, Shousi, Manai, Ringhala
and Cheber.

Manufacture of derivatives appears to exist is all of the
other provinces. In China, with of the Great Ball, crede merghine

is produced in the principal egiste producing provinces and shipped
to Shanghai, Member, Tientein and Peiying for refining and conversion

into herein. The clamisotime of herein in Southern
Publica appears to centions material

In Headaria end Jahal where, as - were informed w the

Japanese representative, there is no legislation to central fusture or trade in derivatives, the situation is tearifying.

with regard to the situation in Masteria, I should 1 to
quote the following from the Madaria Daily News, a Superson -

paper published at Dekrons

"there than - million you worth of -

cettes such as maryhime, optum, and other droge

- being amagied into Delices every month, the
local police authorities declare.
Those drops - being meretly commayed to
this city w professional maggers disguteed as

Innocent townlers, she obtain their - from

1111011 is I and other estable

in the district, as is said.

- a sw years w with Dateen - the

base, dons tentite - a I seale was control

- in this country. me F the his doclare in
- - of marketics had their heal- have. wash the enteresment of strict
regulations to the central of the traffis in
the Describing Leased following the All.

Mastercard Julietal Conference last fall, house

met of the drug dealous is Saison - forced
to the to Tientain end Make Have they set
- a serving business, and these eities seen

30
became the content of revived drug traffic is
this part of the world. Between them they

captured the makets of and North

China. Barootine protest in Tientain mostly
found their - to Thington, Shoughait and
other pasts of North China, while the Matters
dealers gained a morgaly of the
makets.

The flight of the - and

dealers from this city, has not changed

the conditions of and I have. In

fast, the amount of magged drugs has been in-

creating of late, until total 18 is estimated

that about 1,000,000 yes worth of the illieit
goods are being magical into this district.
"The police authorities have instituted
stricter massures to stemp out the traffic,
orders having been issued to all police offs-

ours at stations and - the trains to Daires

to keep . close watch on all

All - information from this part of the world tents to

confirm the above report.

Net only this, but also the almost embelievable conditions
obtaining in the se-selled "Gemilitarisei some" is Hapah, the dis-

greenful state of effairs in Tientain and Peizing, the terrifying

spread of drug addiction is the Hoyah contryside, and the conditions
found to exist in Shanghai, for all of which Japanese and Korean

trafficient are responsible, - elegant testimony of the holpless-

ness of the Japanese authorities is China, who are limited by their
law to possities which are perfectly ridiculous. This matter of
penalties has, in the past, reportedly been brought to the attention
of the Japanese representative by the Committee. For years the
matter has been - open soundal. Year after year the Option Minissey
Committee has called attention to this perfectly indefensible state

of affairs. It is certifilly meet informate that in all these years

no effective action has been telean to reality this situation which

makes not only China but Jagan staelf and all Jaganese permissions

a hereon, a refage and - - householders for callous Juguness

and Enrouse who are so and billhofully poteening their

follows for min. I speak of this with feeling because I have been

brought to regard this failure to discipline and pastab these polomous

in Japan end Ohina not only as - est of to the Chinese

but also as ea entriouily as tenants the nations of the North Invoice
continues, Gasoda, Medica and - - country. Los - face fasts.
where Jagannae influence abrance is the For Bast what - with SST
Brug
traffic. that 10 the measure Name penalty, a few weeks' gest
in

a confortable fall and a fine - almost to the profits of

- day's business of a potty trafficien.

- asked to offer suggestions in reguns to - of w

operation with the Chiarso at other Governments is respect of the
Chima situation, the Jeariness Government reported

3

1) That the Chinese - should

publish emily detailed statiotics w
provinces of the - planted with your. the
protection
of
the
of
agim,
both - and property, the qualities of -

epise wood the producing - properted for
cooking, stocke as the and of - year, and

- obtained from the traffic;

2) That the Chinese Government should

reader - effective its prohibition or the

import into China of Irenian or other foreign

optums

8) That the British Government should

continue to supply, as is the just, details

1a regard to the - of epism from the

Persian Outf;

4) That the Chinese Government should

minit for translestes to all the parties to
important eases of illiest traffic - elem-

the 1961 Convention individual reports on all

destine masfusture discovered in Chinas -

5) That the authorities of the International Settlement of Shoughts should -

time to send reports on individual - of
illieit traffic for distribution to the

authorities of parties to the 1981 Convention,
and that similar reports should centions to be
submitted is regard to other foreign consections

is China.

I hage that these suggestions will be followed out.
I wish to add to these suggestions another, vis.,

that the Japanese - these subjects have been more widely

- - closely commeted with the allieit traffic in China in
maryhime, herein and esseins, them these of - other country,
should without further delay take stage to effectively the

Jaganeee and Koreans who are responsible for the eleminotine traffic

and 1115ett mastucture - who have thus boought the - of Japan
tate disrepate.
AS to China, as is to be happed that this vest flood of

egister will - to be stames. That is the need of the tooble.

the in these days is using to markhine, herein or essains

from Barage or America to China whose be could sell the in Sweets

for five times, or is the United States for from sixteen to twenty

times what they are cold for as retail is China. w manation is

to communicate, se for as smooting is - - commiss from

Japan - and - Irention optan from whatever part 10 c
bm. above all, to out down the mast supply of opine within the

country steels. this is case, China will continue to be a

/

3.2

- to the word.
m. Chairman I - that se remine to be - -

- ectablished is / will really load to a solution "

I of ellited - to a - is the production - of - - abother as will Sead to the programme and

- in China - dembers of - should - less

of - fast that the - plan, - the ultimate results
-I- of
w,the- world
full to
m
the
ME
se - - to - - of Miles - Japan,
- - as was that - - not be Jet estay w the stree -

of posite Alibia - - will not well them before the beer of

world public opinion."

In constitution, the U.S.A. Representative enterest the less

able expressed w the / Central Committee for the

of option - quested w the Chicago - tive at the Committee's presenting motings-

#1) the - so fismly determined to
suppress totally the egister - within the you
excited posited of e years,

as The - will not allow the potty
- assering from the sale of - to mility
its sin-year plan for the aggreesion of

"3) the whole notion - support the -

mm, give ss / - - as in ste
compaign against the micro of drops.

- future of the action - - the - of
this - - the whole notion - a signs w the with with the - which

- - will the - when - shall addition -

(General - the - of the
following I which be had - as the moston
(er. page or of the Mastee of the / session):

!!!!

THE

II

I - not - present, was that Ganada - the vistin of a
will-erganized traffic from Japan. New that they had the -

time contained in 0.6.8.974 reporting five extracts - is -

and cartels expects of - about the - time is southle,
as was possible to be - - empliest. the Sub-Condition Seimures bed - . alone study of the information combatined in
0.0.3.294 but be would 1the also to resident the Ministry Committee

that the trafficience in Nobe, Japan, who had applied all the ceties, had himself witten, later site as follows:

" - learned that these is a very

strict Custome inegustion at all - and

Canadian parts, - studied and found that the
best
a to oveream this difficulty are
as
follows:

1. In using - of shipe' - for

this business we will supply them with double
eased sales - their shose. This method has
been adopted in our business with China -

India and proved so - that not a single
case was discovered. by this mothed cash parent

- easy one point or less - each taily athese.

2. In case of chipping as - -

is is sent into the country as oceaned goods,

each can being profest in weight, sim, etc.,
to confere with the shipping papers. (20 is
very dangerous to attempt to - this anthod

with pickled goods).

with thise above methods you will be
absolutely free from my danger of Missoury.

Hindly consider this matter oniously -

- introductions to - with - -

of the - as you believe to be I

and - would like to other this business ....
"Price 11st as follows: (Japan)

1. self-Heybine (Grystallient like
office files) 18 es. bottle as ⑉ your ea.

a. Musica - Peniured . as ea. bottle at - you a. Geoutas - (Gystallient is seale form) as ca.
bottle as ser you ea.

34

The above goods are w -

mission of the Maister of Interior and are of
best quality fee injection, w applied in

tobacco. They - all in - we, capacially

forever by Chicago.

"If you so set wish to homile these goods

w eailers, yes my handle them as - earge

as above notices (ea absolutely perfect
method). In this case if you deposite $100 will ship the goods to you. This is a rather
difficult proposition to begin with, but we have
date 18 previously with good results.

as Inshrust,
Kebe, Jagon.

x. Tell
Cable address: Table, Kabe.

"P.S. When you order by cable, please we above
address."

There me, - the following statement make by

Permate, - of the - assested in Years
The Maryhim - from Japan, these 10 was

chees as dire' and available in unlimited ession. - said that the drego - turned over
in Japan to - of the ring who - employed
as - of the eyes on verious Jaganess boats.

The - had instructions to three the drugs overboard If there me the slightest chance of their
being discovered as, oning to their low east in

Japan, their less was of 119th -

Paramote further stated that these drugs were not

only - into T but also into Seattle,

Pertical, Sea Francisco - other United States
posts, and that deals of ten, tounty or fifty pound
late could be enranged 18 desired. No also said

that the - - the best with when they were at

present dealing would not allow the drops to be

housing achase wheee first paid for, end If this
are - happen before the best sailed again from

Vancourer they were Subm back to Japan. They had

tennisty born seeling with a - - had allowed

then to keep the - in - dispose of

them between regards, but they had had techbolo

with him - . - deal all he would no langer
4 business with them that -

Requestionably the traffic had been extensively organised

w - of earriers - a - of boats, as a etusty of the etz photostate companying the report indicates. It was not fortunate this, one thought this extremely important and provident

3°

36

in Rabe - - and be with
- to be Mable only to these - - - a will
Sins, thin, in the / and in - mm the
- Imposed is - and the United makes, the vietta

- would - to Junesty the - of the - -

a - to the - in commission,

to view the existing situation as a very - both from
the completed of - - and Submit determines.
m. NAME (India), - reminded the Commission
that India's most enrous problem is the - of illiest traffic

was the illiest importation of It - I is Intile that
the escaine - from the For M is - competities, from Japan,

but there we as ovidance to prove 11. - five years - official had been sent to the For last who - in establishing
the incorrectance of the - which had been divisions that the

drogs alliestly entering India - funged labale - of
Chinese wight. IS had, I proved Impossible to - direct
ovidence in Japan stooks as to shother the struge - - - not of
Japanese erigin.

New that the report of the sale in - evallable, the Indian authorities sale that thats completes as

to the / origin of the oconine - into India - -

/ the - had been applied with all

evallable Information se the majore, he Ingrettes to - that m

assistance had really been received from that - m, thankus

- the appeals - w m United Stutes - Complian -

- that the - - should give the - carters
attention to the complete - - take effective pm action to
yes - and to the truffie is question.

37
n. HOTEL (Super), confirming the explanation

supplies to the - seld that, - reclining the
extensively enrious nature of the Information contained in e.s.a.

ms, be had Institution office to Japan to Impaire what wetten

had boom the - enformately, had - you been
- w the Jaganese authorities but be fells sure that as entired the police authorities would Implicably take oftin

against the trafficious completest of. the attention had monthy been - to the Increase in the assess

traffic is drops - the - Positio Coast and instructions
had frequently been given to the Jaganese counter authorities in

to collaburate closely with the authorities in
tracking - - suppressing the illiest traffic. M a conturned
hold at Washington in April last, Superson cancular officials had

also been instructed to study the must effective - of coping
with the joshiem
Regularly the inclogency of the subment Imposed w

Jagannee 100, be segretted that there were still - chatacies

to to - in realizing this defect. the pookles me, house
being seriously station and be haped that is the mor future a

short would be - in - the existing legislation - the

subject. a could I the - that the Segurose - w so - indifferent - - giving - sto serious
struction.

my case (United Kington) Johned in the - make to

the - - to take offective artica equival dones

/ in - actionale. - - United Kingles -

- offee Marity affected, the activities of Japanese

- a - many - / to its a in the The

Zest. Evidence is the form of labels, puckages and detailed reports
had often been supplied to the Japan 000 authorities proving that
coanima was being maggel from Japan or Japanese possessions. If

the Japanese Government could take effective action at as early

opportunity is would be of great assistance to the United Kingfies

authorities in the For East.

The discussion 2008 adjourned
The mooting zone.

38

39

39
STATEMENT MADE BY THE AMERICAN REPRESENTATIVE
AT THE TIME WHEN THE CONVENTION OF 1936 FOR THE
SUPPRESSION OF THE ILLICIT TRAFFIC IN DANGEROUS
DRUGS
NATURE. WAS, ON JUNE 26, 1936, PRESENTED FOR SIG-

Statement made by Mr. Stuart J. Fuller

As you will recall, from the statement which I made
shortly after the opening of this assemblage, the American
Government sent delegates to participate in the work of
this Conference with the understanding that the task of
this body was to draft a Convention which would (1)
strengthen the measures at present available to prevent
infringement of the principles laid down in the opium and
drug conventions; and (2) provide international agreement
to prevent and to punish in an effective and deterrent
manner
the illicit traffic in narcotic drugs whether raw
or refined.
We hoped that the Conference would enlist the increased cooperation of other Governments in the interna-

tional effort to suppress the abuse of narcotic drugs
particularly in the suppression of all kinds of illicit
transactions in opium and its derivatives, in coca and
its derivatives and in aannabis and its derivatives.

With that end in view, the American Delegation drew
up and presented to the Conference certain carefully
thought out suggestions which we felt would modify the

draft text in a way to promise real and practical results.

The Convention now presented to us for signature,
however, contains a number of stipulations which the
American Government finds itself quite unable to accept;

and I rise to place on record and to present to you the

American Delegation's statement concerning the features
which render this Convention unacceptable.
Law enforcement officers the world over know from

experience that the first object for them to attain in
of the profits of his illegal acts. The Convention contains no stipulation in regard to this. This Conference
rejected a proposal for such a provision and must assume
the responsibility for that omission.

combatting and preventing crime is to deprive the criminal

The American Delegation placed before the Conference

its view that embodying in the Convention a specific
enumeration of acts required to be penalized as criminal
offenses was not practicable and would lead to the very
difficulties which have occupied the time of this Conference for days past, that is, questions arising from the
difficulty of precisely setting forth these offenses in
such a way that the description would accord with all of
the different systems of law.
We

40

-2-

40

We also pointed out the inadvisability from a
practical point of view of undertaking to dictate thus
in detail to legislative assemblies.
We regret that the Conference did not see fit to
adopt our suggestions, which would have bound each High
Contracting Party to enact within its own framework of
law, measures to punish illicit traffic severely and
measures designed to aid the officers of the law in their

efforts to suppress that traffic.

Such frequent reference has been made in the course

of the Conference to the Multilateral Treaty for the
Suppression of Counterfeiting that it seems pertinent to
present a few observations in regard to the bearing which
it has been assumed that that Convention has upon the one
which we are now asked to sign. Aside from the fact that
the connection between falsifying money and poisoning

one's fellow man, if it exists at all, is at best tenuous,

we cannot forget that the Counterfeiting Convention,
signed over seven years 830, has to date been ratified

or acceded to by only twenty-three Governments. Only
three Governments in the Americas have ratified or acceded

to it. For reasons constitutional and otherwise, much

the same as those which preclude my Government from sub-

scribing to the Convention now presented for signature
the American Executive has not presented the Counterfeiting
Convention to the Senate of the United States for consent

to ratification. Of the components of the British Empire,

we understand that only one. the Irish Free State, has
ratified that Convention. We also understand that another

one of the great powers, France, has not yet ratified it.
As we have already informed the Conference, it is
our view that the offenses enumerated in the Draft Con-

vention are not set forth with sufficient precision to
afford a clear and legally adequate basis for the legislation necessary to make their prosecution possible.

Law officers of the American Government have held

that the embodiment in the Convention of this list of

offenses would call upon the American Government to replace

its existing system of control, prevention and prosecution (a system which has proved its worth and has received
thorough interpretation in the courts) - by a much weaker
system largely devised by those who state that their
Governments do not have an illicit traffic problem to

handle.

Those who have had ample experience in the actual

handling of this problem were in attendance at the Conference and presented the results of that experience, but in
few instances does it appear that that experience was
taken into account.
We had hoped that the Convention would be drafted in

such a way as to provide a legally adequate basis for the
legislation necessary to make possible the punishment of

illegal cultivation and gathering of cannabis, a drug the

increasing menace of which is causing apprehension throughout
the

41

-3-

41

the world. The Convention now presented for signature

will afford no constitutional basis for federal prosecution in the United States of such offenses in respect of
which we must, therefore, continue to rely on the efforts
of forty-eight States.
The American Delegation stated, in explaining its
proposed amendment of the extradition Article, that it
considers the final paragraph thereof to be practically
a nullification of the entire Article. That paragraph
vests discretion in any Government to refuse a request
for extradition on the sole ground that "the High Contracting Party or its proper tribunal considers that the offense
of which the fugitive offender is accused or convicted

is not sufficiently serious".

When consideration is given to the fact that a

number of Governments do not appear to consider as "serious"
offenses which many nations punish by very severe penalties,

it will be apparent that the final paragraph of the extradition Article would render that Article practically
worthless as a basis for extraditing narcotics offenders

from
any country which is disposed to deal lightly with
such offenses.

As we have pointed out to the Conference, we consider

that the first paragraph of the extradition Article raises

a serious question as to the effect of the Convention on
existing and future extradition agreements.
In our opinion the effect of the Convention now
presented for signature would be to inject uncertainty
into the interpretation of our existing and future extradition treaties insofar as narcotics offenses are concerned and would seriously impair if not destroy the
effectiveness of our extradition conventions in narcotics
cases.

We came here hoping that a long step forward might
be taken by this Conference and that it might draw up a
Convention which all could sign -- one which would serve
to strengthen the measures intended to prevent infringement of the provisions of the older drug Conventions.
It seems to us apparent that some of the nations do

not as yet find themselves in a position to take steps

along this path any more effective than those embodied in
the Convention now presented for signature. We regret
that those nations are not able to obligate themselves to
any greater extent than this Convention provides but we
are impelled to state that the United States cannot, on
that account, undertake to discard its existing system,
which has been tried and has proved effective for a system
which would impose upon the narcotics administration in
the United States the limitations which are embodied in

this Convention -- limitations which, in our opinion,
would constitute, in our case, a distinct retrograde step
and would bring about results directly contrary to the
purpose of this Convention.

To

42

-4-

To sum up, the principal reasons why we find ourselves unable to sign the Convention are the following:

In the first place, we consider that application of
at present find themselves the principal victims of 11licit narcotic traffic would weaken rather than strengthen
the stipulations of the Convention by governments which

the international measures available today to suppress the
abuse of narcotic drugs.

In the second place, we consider that the stipulations of the Convention do not tend in any increasing
measure effectively to prevent or adequately to punish

the illicit traffic.

In the third place, we consider the stipulations of
the Convention to be impracticable because they attempt
by means of a treaty to dictate to legislative bodies
the exact terms of legislation which those bodies should
pass to meet the obligations of this and of the other drug
conventions.

In the fourth place, we consider that the Convention

fails to meet the situation in countries where extraterritoriality obtains, those being the countries where the
drug situation is at present most acute.
In the fifth place, we regard the Convention as
inadequate insofar as cannabis is concerned.

In the sixth place, we consider that it would be a
retrograde step for the United States to discard its
present system of prevention, prosecution and punishment
as the ratification of this Convention would require it
to do.

In the seventh place, ratification of this Convention
would jeopardize the established and well tried system
which the United States now maintains of extradition for
narcotic offenses.

We may say, however, that the American Government,

while it cannot undertake to sign this Convention, will
nevertheless continue to extend to all nations, in the
campaign against the abuse of narcotic drugs, the fullest
possible cooperation, as it has in the past. We believe
that this can be done more effectively under our existing
system than under the limitations which this Convention
would impose upon us.

42

OPIUM ADVISORY COMMITTEE sust SESSION

43

E

TRAGUE or NATIONS
GENEVA

The Subcommittee on Seisures not from May 11th to May 16th under

the Chairmanship of Colonel Sharman, Chief of the Canadian Marcotic

Service. All important seizures having an international angle were
discussed and on endeator was made by the Governments concerned to

close the avenues of escape of the drugs into the illieit traffic.
The meetings of the Subcommittee are secret and reports of those
meetings are made to the Plenary Committee which hold a public discussion of the Subcommittee report during which many Governments were

criticized for the lax narootic laws and regulations permitting escape

of drugs into the illieit traffic.
BAH/MAS

The first subject discussed was Sir Anthony Eden's statement in
the League Council to the effect that the American report for 1934

was erroneous in its assertions regarding the illieit traffic between
the Bahamas and the United States. Mr. Anslinger made a statement
of the facts which led the American Government to make those assertions
and produced much evidence showing the extent of the treffie between

West End and Bimini, Bahamas, and Florida, chiefly by airplane, in 1936.

He concluded by saying that this traffic had now practically ceased.
Mr. Fuller pointed out that Eden's statement was a reflection on the
Opium Advisory Committee, the Seisures Committee, and the United States

(British)
Government. with the assistance of Major cales/a passage was inserted
in the Subcernittee report taking exception to Edec's statement, point-

2

44
e

ing out that neither the Subcosmittee nor the American Government

had accused the British Colonial authorities of neglect, that
illieit traffic was certainly carried on from West End and Bimini
to the United States in 1934, and that the situation had materially
improved in 1935, West End and Bimini having been practically abandoned
as bases.

PERMARY SESSION

The Plenery Session started out in private with a discussion of
the statement given to the press by Mr. Lyall, British representative
and Chairman of the Permanent Central Opium Board, who is also -

Assessor acting in an expert and advisory capacity on Far Eastern affairs for the Opium Advisory Committee:
LYALL'S STATEMENT

This statement was to the effect that the present system of

combatting the illieit traffic had completely broken down. Mr.
Fuller and Colonel Sharmes (Canada) stated that this statement, based

on incomplete and inaccurate information, constituted a reflection ea
the United States and Canada; that it was based solely on statistics
of customs seizures for one year, 1934, those for the United States

being given as 39 kilos, whereas the actual figures of all seisures
amounted to 351 kilos. Much evidence was adduced to show that the

system of controlling the illicit traffi. was having very satisfactory

results. It was pointed out that the prices in the illieit traffic
afforded ea excellent baremeter and they showed on increase of five
hundred per cent. The Subcommittee was manimous in condeming Lyall's
statement, which was regarded as most unfortunate, despite Br. Hee's

3

45

efforts to have the Committee take note merely of the revised version

of Lyall's remarks finally published in the Board's Report.
The discussion in the Plenary Committee was equally interesting,
Mr. Lyall having taken occasion to repeat the very statement to which
objection had been made. Mr. Analinger refuted Lyall's assumption
that American addiets were consuming on an average of six grains of

morphine a day. Lyall's other assertions in the case of United States
were shown to be without foundation. Mr. Fuller deplered the damaging

effect of the statement which, he said, was hailed with delight by

traffickers and those opposed to control of the illicit or licit
traffic, and with loud guffaws of laughter by those who know anything
about the subject. The Canadian and British representatives took the

strongest-exception to Lyall's remarks. Kajor Coles (British) said
that the erroneous statement had been featured in practically every
newspaper in the British Iales. The French, Dutch and Indian representatives chimed in, and the consensus of opinion was clearly that

Lyall's statement was wrong and entirely uncalled for. The rapporteur
was instructed to put a full resume or the debates in the Committee's
Report. The discussion was in private session.
ACID ACETIC ANHYDRIDE

Statistics of imports and exports of Acid Acetic Anhydride, used
in the manufacture of herein, were closely examined by the Committee
and many eases were traced to Japanese consignees in China and Japan.
SURVEILLANCE OF SHIPS IN PORT

The American observer's statement contained a carefully propered
analysis of measures to be taken by Governments and by steamship

companies with respect to angeling by shipe. The Ganalism Government

46
outlined the striet measures taken by the Canadian-Pacific, which has
apent $94,000 a year for such surveillance, and considers the mensy

well spent. It was mentioned that airplane escorts for incoming and
outgoing shipe to observe any contact with small boats were sometimes

necessary. The practice of fining shipe when seisures are made

aboard is carried out only in the United States. In certain countries it is impossible to fine shipe and the endeavor is made to held
the country of sourec and export of the drugs responsible.
The Chinese delegate spoke of the use of police dogs in Chinese
ports. There are three German rolfhounds and two Chinese dogs in

service there. The period of training is six months. In twenty
actual cases where the dogs were a help, sixty arrests were made for

transporting opium illegally.
The increasing use of tankers for drug suggling was noted.
The establishment of a Seeman's Black List was urged. The case of
Reinhold THOMAS, arrested in Baltimore on the S.S. EXILONA, was the

case in point. As a result of the publicity given this debate, the
representative of the America-France Line in Paris was instrusted
to explain to the American representatives the methods employed by

that company in watching its shipe in port.
ANNUAL EXPORTS

The annual reports of all Governments were considered and many

Governments were seathingly criticised because of lax conditions.
Employees of the League of Nations serving since its formation openly

stated that in no other meeting of the League are nations se heatile
and critical of each other as when they met to discuss oyium problems.

Statistics - the drug traffic are thorough? combot and all diserspancies are brought ferribly to the attention of the effending Government.

47
Portugal came in for many bad minutes at the hands of the American

observer because of conditions thought to be intelerable in Nasao

in the Far East, in view of evidence of graft and corruption in
connection with the handling of the Portuguose ogium Honopoly, the
United States and Canada suffering from the back-wash from this

seandal in the way of illieit drugs.
IRAN

The representative of Iran took an attitude of indifference to
any criticism of the Iranian Government, reiterating that Iran is a
sovereign nation and was sending opium to the Far East on legitimate

certificates, whereas it was shown that the minor Chinese officials
in some provinces sent these certificates to Iran without consulting
the National Government in Nanking. It was shown that 95 tons had

been exported to the Far East, not on proper import certificates

recognised under existing treaties. A list of shipe leaving the port
of Bushire was furnished the Iranian representative; two shipe leaving

under cover of night, destination unknown. The Iranian representative
raised objection to such a list on the ground that it was furnished by
the British Government and not by the Iranian Government. After con-

siderable debate it was decided to allow the Iranian representative to

present a list of sailings at the next meeting. It was privately
agreed, however, that if the list was not forthooming from the Iranian
representative, that the British agent at Bushire would furnish such
a list which would be made public.
CLANDESTINE LICTORIES

An attempt was made by several nations to bring this metter up

for public discussion, but the representatives of nations having had
police experience, refused to enter into a discussion, stating that

48
they considered the subject one for private discussion among police

only, and that public discussion would result in disclosure to the
narootie traffickers the methods used by police to forret out such
factories.

CONFERENCE TO CONSIDER THE POSSIBILITY OF CONTROLLING
AND LIMITING THE PRODUCTION OF OPTUR AND
CULTIVATION AND HARVESTING OF THE
COCA LEAF

The Committee passed a resolution which will be sent to the

Council of the League, urging that preparatory work continue on the
basis of information already obtained from the opium producing coun-

tries. However, no information has been obtained from the coga-leaf
producing countries, and inasauch as over 90 per gent of the problem

is with opium, and as it would be impossible to control the production
of the oooa lear because of its wild growth in South America and in

Java, it was resolved to eliminate the cosa leaf from further discussion in order to speed up the control of opium.
BANNABIS AND DRUGS DERIVED FROM CANNABIS (MARIHUANA)

A special committee was set up to consider this problem and it
was unamimously decided that insufficient information was available
and that the report would be awaited from the International Research
Committee of which the United States has membership. However, this

special committee went on record in reporting that the use of
Cannabis in medicine could be abandoned.
INQUIRY INTO DRUG ADDICTION

This subject was explered and sema critician was directed at the

opium monopaly countries for not setting aside a certain part of their
revenue for education asé propagenda.

49
The Secretariat presented a document giving its findings on the

extent of drug addiction in the various countries which brought forth
such loud protest that the League withdrew the document. This
caused considerable embarrasment as the newspapers had already pub-

lished reports that the League had estimated that there were 30,000
drug addicts in England whereas the British Government has admitted

only 180 drug addicts in the British Inles.
CONFIDENTIAL. The Head of the Opium Secretarist approached the

American delegation and discussed the propriety of withdrawing the
League report because it was causing great embarrasment to the

League and to other nations. The American delegation was the only
one thus approached as it was felt that would be the only source of

objection to the withdrawal. It was stated privately to the Head
of the League's Opium Secretariat that public discussion of the
report with respect to addiction would not in any way embarrass
the United States as the American delegation was fully prepared to

enter into a full and complete discussion of details of drug ad-

diction in the United States. It appeared that other nations were
jittery over a discussion of the problem as it appeared in the
League's report.
DIHYDRODESOXY-MORPHINE D

This is a now drug discovered under the direction of the National
Research Council, the patent for which was presented to the Treasury

Department by Dr. Lyndon F. Small of the University of Virginia. The
drug is 20 times more powerful than marphine and the American delegetion presented a lengthy report chowing what research had been con-

dusted in connection therewith and its conclusion that the drug should
never be permissed to be manufactured. 4 sample of the drog is to be

8

50

submitted to the Health Committee of the League of Nations to be

referred to the Office international d'Hygiene publique in Paris

for further study. It is interesting to note that a Swiss firm
is arranging to take out a patent in Germany on this drug. This
situation is being earerally watched, as a drug 20 times more

powerful than morphine in the illieit traffic would obviously
cause trouble to nations double that caused by heroin.
METHODS OF DISTRIBUTING LAWS. REPORTS. AND
SEIZURE REPORTS TO MEST THE STIPULATIONS
OF THE DROG CONVENTIONS

The American delegation has been extremely critical of the League

of Nations in the past for not distributing laws, annual reports, and
seisure reports to signatories of drug conventions. These document to

have reposed in the League files in spite of provisions in the
conventions for distributing them, and before the matter came out for
public discussion the League Secretariat presented a document to the
American delegation outlining the method which would be followed in

the future. This was done to avoid public criticism of the League
and to forestall the American attack known to be forthcoming.
ORKEGE AND TURKEY

Important information was received from the Greek and Turkish
Governments regarding the fagaries of the Greek S.S. LIMNI, know to

have carried huge quantities of raw opium ostensibly destined for
Abyssinia, Paraguay, and Venesuela in 1934 and 1935, but which is

thought to have been landed in France clandestinely. The principal
sauggler, Nissia THOURROUT, was sentenced in Istanbul to 18 months

in prises and a find of str. 146,049. The Turkish authorities
expect eventually to ascertain just where the opim was lauded.

51
Some of it was landed at Toulon and seems to account for considerable
seisures of raw opium in France subsequently.
The Turkish representative stated that Turkey had reduced the

area of opium poppy cultivation is the country 50 per cent, but found

that other countries were increasing such cultivation. The cartel
with Yugoalavia has been renewed. It was pointed out that clandestine
manufacture in Turkey centered in Istanbul but was certainly decrease

ing owing to the energetic measures of the authorities who had re-

cently discovered four small factories, with primitive equipment. The
elaborate establishments seem to have disappeared from the seene.
CHINA AND JAPAN

The high spot of the session was a debate on the situation in
China and Japan. The American delegate's speech showed the deplorable

conditions in China, and followed with a seathing indictment of the
Japanese Government for tolerating and fostering an extended traffic
which was poisoning hundreds of thousands of Chinese, the United States

getting the back-wash of drugs due to such a condition. This speech
created a sensation in League circles and was regarded as the most
victus attack ever made on a Government during the history of the
League. The Japanese delegate objected to the use of the words

"unfriendly ast" in describing the lesses faire attitude of the
Japanese Government, such words being usually recorded as meaning an

act of war in diplomatic parlance. It was urged by many delegates
that Japay at least take stope to set up adequate penalties for drug

trafficking. AS the present time the potalty is only two months in
jail. The Genedian representative stated that his Government regarded the situation in China, where mostly drugs of Japanese

10

manufacture were being sold at prices lower than anywhere else in

the world, as serious and alarming. The terrifying syread of drug
addiction
was shown
bypoddling.
fasts and figures. Nine hundred Chinese
were
executed
for drug

The total opium production of the Chinese "exterior provinces*
was stated to be 12,500 tons annually. of this, some 2,500 tons
were used for the manufacture of drugs, yielding possibly 200 tons
of morphine. The improved cooperation between Chineseand foreign

authorities in Shanghai and other international settlements was

noted with satisfaction. The representative of India stated that
Japanese coeaine was continually being snuggled into India and this
traffic was their main preoccupation. The Japanese delegate assured
the Committee that his Government was by no means indifferent to the

illicit traffic and would most certainly take stops to put an end to
it. A resolution was drawn up and passed by the Committee urging

Japan to take action to remedy the unfortunate situation as soon as
possible.

Dr. Hoo (China) gave information to the effect that there are
four clandestine factories in Hankow, capable of producing seven to

eight kiles of red pills daily; and he asked the Japanese delegate
to have an investigation made. The use of these herein and morphine

pills is said to be spreading to an alamming extent.

The American statement on the illicit traffic in China and
Japan is attached.

2-2

I

I

LEAGUE OF NATIONS

(0. C. /21st Session/P.V.13)

ADVISORY COMMITTEE ON TRAFFIC IN OPIUM AND OTHER DANGEROUS DRUGS

THERTY-FIRST SESSION

Provisional Minutes

THIRTRENTH MEETING, (Public),

Hold at Geneva on May 28th, 1936, at 10:30 a.m.

Chairman: Dr. CHODSKO (Poland).
Present:

All the members of the Committee,

except the representatives of Austria,
Italy, Sweeten and Tragnay.

53

SITUATION IN THE FAR EAST

94

Mr. FULLER (U.S.A.) made the following statement:

"We are now considering the situation in the Far East,
which includes, as we are reminded by the agenda, the general
situation in China and also the situation in respect of Chapter
IV of the Hague Opium Convention of 1912, which deals with 00operation between the governments of China and of other nations;

and it may be well to recall, at this juncture, that in this

area, 1.0c, in China, north and south of the Great Wall, over
90% of the opium grown in the entire world is produced, to say
nothing of vast quantities of heroin many times the world's
needs for medical and scientific purposes. Last this be questioned,
I call attention to a single seizure, reported by the Chinese
Government in its 1934 Report as made at Peiping, of one-tenth

of the annual needs of the world for heroin. It is in this area,
China, that the prices of drugs sold for the purpose of satisfy-

ing addiction are lower than anywhere else in the world, a circum-

stance which I need not tell you is vitally significant.

It will doubtless be recalled that at a previous session
of this Committee, in speaking of the vast flood of opium produced
in China - practically none of which is used for any purpose save

the gratification of addiction - I characterized that production as
a monace to the world. I still consider that production as a

monace and I repeat the hope that the Government of China will be

able in time to suppress entirely production within its borders.
Let us how attempt to marshal the facts available which have a bearing on this situation.

It may be well to recall that the bulk of this production

of opium in China takes place in what have been characterised as the
"frontier" provinces, which form a semicirele around the country
from Yunnan and Eveichow on the south through Sikang, Ssechuan,

Chinghai, Kansu, Shensi, Ninghsia, Suiyuan, Chahar, Jehol, Heilung-

kiang, Kirin, and Liaoning. In other words, China consists of a
central core which is practically free from opium cultivation, surrounded by a belt in which most of the world's opium is produced.
It should be borne in mind that in some of the provinces in that
belt the National Government of China has for some time past had
no control. This circumstance should always be borne in mind.

The Chinese representative, at our last session, stated
that it is the object of his Government to suppress the cultivation
of the poppy and the use of prepared opium in China by about the
end of 1940. It is to be hoped that the Government of China, in

its annual reports, will keep the other parties to the Limitation

Convention of 1931 informed of the progress which it achieves
toward those two ends.

We have before us the Chinese Annual Report for 1934, we
have a mass of military laws and regulations, and we have a certain

amount of civil law.

"5
We should not forget that the report in question deals

only with 1934, the year in which the Government of China had
morely made a start in setting up the organisation designed to
handle the problem along the new and very different lines which

it has decided to follow. The report deals with a transition

period. However much we may regret that it contains nothing
regarding the production of opium, no figures concerning the MOTOmont of opium, practically no specific information in regard to

illicit traffic and clandestine manufacture in the interior of

the country, and nothing concerning the revenue derived from the
opium trade, we should not, in my opinion, undertake to base upon
a report for 1934 any conclusions as to the results accomplished
by the now plan for meeting the opium and narcotic drug problem.

Some inkling is given in the report, on page 14, of

the possible volume of illicit traffic in heroin in Peiping,

where it describes a single seizure which involved 90 kg. of
heroin, but the almost total absence of data concerning the in-

ternal illicit traffic makes it impossible to base on this

report definite conclusions concerning that traffic, or concerning
clandestine manufacture of derivatives.

As for the laws and regulations which have already been
circulated to members of the Committee, it appears to be not yet
quite clear whether they are part of the substantive law of China
as a result of having been passed by the body constitutionally

clothed with authority to enact legislation or are merely military

orders. The Secretariat informs me that they have not yet been
sent to the Secretary-General by the Chinese Government for transmission to the other parties to the Limitation Convention of 1931.
As to the suppression of opium smoking, I do not propose

to enter into a discussion at the present time other than to say
that I still believe that the way to suppress is to suppress, and

that I deprecate the establishment anywhere of Government monopolies.

It is not going to be easy in 1940 to give up the rich revenues to

be derived by the Government from peddling opium to its citizens.

What I do wish to speak about is the production in China
of raw opium and that of opium derivatives.
Realizing the danger which results from the enormous production of opium in China, the American authorities enlisted the aid

of reliable, well-informed and public spirited Chinese citizens in
every province of China to conduct a nation-wide survey of the production of raw opium and of the production of opium derivatives.

This survey was made in an entirely independent manner. It was made
without the cooperation or even the knowledge of diplomatic or consu-

lar officers. The figures were largely obtained from Chinese officials,

who would naturally speak more freely under those circumstances.

The survey covered the cost of production, taxation,
selling prices, volume of production, movement of the opium, and

production of derivatives. It covered every province in China,

56

(
both north and south of the Great Wall. The figures are illuminating. The figures for opium production were tabulated, the
lowest estimate being taken for each province. The total pro-

duction came to 12,261 metric tons, or over 90% of the world production. Had the maximum estimates been taken, the total would

have been 18,000 tons.

The largest producers in 1935 were: Tunnan (about the
size of Poland) which produced 4,644 metric tons and Szechman
(about the size of France) which produced 4,334 tons. Manchuria
and Jehol accounted for 1,325 metric tons.
In Yunnan, measures (which I am informed were effective)

were taken in 1935 to suppress cultivation in certain haiens
(counties). At the same time, however, official encouragement was
given. to increased cultivation in the rest of the province, so that
it remains to be seen whether the total production will decrease.
Poppy is sown in Yunnan in October. Just before the sowing season
in 1935 an order is reported to have been issued by Mr. Luh Tsung-Jen
Commissioner of Finance, and, concurrently, Head of the General
Opium Suppression Bureau of the province. This order is reported
to have been widely circulated in various parts of the province and
posted in public places. Since the proclamation decreed by Generalissimo Chiang Kai-shek, calling for the suppression of opium in
Yunnan in the spring, many farmers had hesitated to cultivate poppies
in the autumn of 1935. The purpose of the order issued was apparently
to assure the public that poppies may still be grown and that those
who discontinue growing them may be subjected to heavy punishment.
The contents of the order in question are reported to have been as

follows, in translation:

ORDER OF THE GENERAL OPIUM
SUPPRESSION BUREAU
YUNNAN.

The public is hereby notified that this

province is the poorest province in the whole
nation, and that there are hardly any Yunnan
products which are marketable in other parts
of the country with the exception of opium.
Perfectly aware of the evil of opium, the
Government, with the interests of the people

at heart, realising the suffering which results
from famine and poverty, doess it expedient to
allow cultivation of the poppy as a means to

relieve the people of their financial stringency.

But if the cultivation of the poppy does no more
than supply the local consumption of the province,
it only impairs the health of the people and
contributes nothing toward their income. The

result will be that the suffering will become

more serious and the conditions of poverty remain.

57
For this reason, the Opium Suppression
Bureau has formulated a plan for the Governmot to undertake the sole transportation and

distribution of opium, and also to limit the
smoking addicts in this province. All those

plans are carried OR for the sake of the
people and nut to earich the Government. It
is very disappointing to know that a group of
ignorent people in this province has recently

circulated the rumor that it is illegal and

unprefitable to cultivate the poppy. They
have either cultivated other erops in place of
the opium poppy or have left their old poppy
field lie barren. Such practices cannot be of
any harm to the Government, for these people

will have to pay the poppy tax regardless, consequently, the loss falls upon these people.
Furthermore, the transportation and trade in
opim under Government auspices may realize
funds for the Government to push reconstruction

along various lines of development in the
interest
of the public.

The people of Szechuan have been compelled

by circumstances to pay in advance over fifty

years of land tax. If no revenue is derived

from opium in this province, how could we meet

the civil and military expenses? The result
will be, of course, to collect more taxes from
the people, and more suffering will naturally
ensue.
The public is hereby earnestly warned

against refraining from cultivation of the

poppy. They are advised to continue oultivation in old poppy fields. They should not

be inconsistent and irregular in the cultivation. Such actions are equivalent to

ignoring Government orders and offering negative

resistance to the authorities. If such cases

are discovered, the offenders will be subjected
to fines doubling the rate of regular poppy
taxes and they will be looked upon as counterrevolutionary.
In order to dispel any doubt on the part

of the public, this order will serve to reiterate
the stand of the Government in this issue. It is

hoped the public as a whole will obey this order
and new poppy as usual. They should not listen
to rumor and thus involve themselves in trouble.
(Sealed) Luh Trung-Jen
Commissioner.

58
In Szechuan some effort was made toward suppression in

1935, but the ten hsiens (counties) which have in the past produeed the bulk of the Szechuan production were officially permitted
to continue production. It remains to be seen, therefore, whether
or
not.
and
to what extent there will be any reduction in Szechuan production
In Manchuria and Jehol the production is conservatively
estimated as increasing by about 6% annually and little or no offective measures to limit or suppress cultivation are in evidence
anywhere.
There was a decrease in 1935 in two provinces, Dweichow
(about five times as large as the Netherlands) which produced in

that year 2901 metric tons, and Hunan (about the size of Austria,
Hungary and Switzerland together) 194 metric tons. Cultivation was
to have been totally suppressed in Hunan but the Central Government
has authorized twenty hsions (counties) to continue. The decrease
in Kweichow was due to the ravages of Communist bandits.
In twelve provinces there was no production worth mentioning. These are: Kwangsi, Ewangtung. Fukien, Chekiang, Kiangsi,

Hupeh, Anhui, Kiangsu, Honen, Shansi, Hopeh and Shantung.

In all the other provinces except Ninghsia production in-

creased in 1935. In Sikang, Chinghai, Suiyuan and Chahar there was
no evidance of suppression. In Kansu and Shensi the total production

increased despite suppression in limited areas. In Ninghsia the production, 780 metric tons, was about average and, with the recent
establishment
of Government sales agencies in Hopeh, threatens to increase.
The members of the Committee will doubtless recall the
establishment in April, 1933, by interests connected with the
National Government of China, of the Farmers' Bank, the real purpose
and object of which were made public by the fearless and conscientious
Mr. Chow Li-seng, of the Control Yuan, to whom I have previously paid
tribute in this committee and would now repeat that tribute. The
announced purpose of this Bank was to afford farmers assistance in
financing their operations. The real purpose was to finance the opium
trade. In the past two years, this Bank has extended its operations
to various opium producing districts and has opened branches in the

leading cities of China with a view to facilitating the opium traffic.

The Bank, which has's $7,000,000 paid-up capital, is now reported to
have been authorised to issue $100,000,000 worth of banknotes, a circumstance which indicates that the opium trade has been a profitable
one
felt. for the past three years and that some confidence in its future is
With regard to the swnggling of opium into China, I should
like to call attention to the estimates made public by the Academica
Sinica as a result of a study made by that body of China's foreign
trade for the past ten years. That estimate places the quantity of

opium thus sauggled in 1933 and 1934 at 44,000,000 Chinese ounces,
equivalent to 1,637 tons of which about 1,000,000 Chinese ounces,

equivalent to about 37 tons were estimated to have been suggled into

59
Dairen. While this estimate seems entirely too high, it may be
noted that 272 1/3 metric tons of Iranian opium left Bushire for
China in 1933 and 43 metric tons in 1934, and that the rumor persists
that additional Iranian opium has also been brought into China from
Iran through other countries.
OPIUM DERIVATIVES

The survey, naturally, did not develop, in regard to opium
derivatives, information as complete as that in regard to raw opium,
but the data obtained is illuminating nevertheless.
It is interesting to note that Yunnan ships out about 19
metric tons per annum of opium dross.

As to morphine and heroin, the following provinces are
apparently free from clandestine manufacture: Kwangsi, Chekiang,
Kiangsi, Sikang, Chinghai, Kansu, Shensi, Anhui, Shansi, Ninghsis
and Chahar.

Manufacture of derivatives appears to exist in all of the
other provinces. In China, south of the Great Wall, crude morphine
is produced in the principal opium producing provinces and shipped
to Shanghai, Hankow, Tientsin and Peiping for refining and conversion
into heroin. The clandestine manufacture of heroin in Southern
Fukien appears to continue unabated.
In Manchuria and Jehol where, as we were informed by the

Japanese representative, there is no legislation to control manu-

facture or trade in derivatives, the situation is terrifying.

With regard to the situation in Manchuria, I should like to
quote the following from the "Manchuria Daily News*, a Japanese newspaper published at Deiren:

"More than one million you worth of narcotics such as morphine, opium, and other drugs
are being sauggled into Dairen every month, the

local police authorities declare.

"These drugs are being secretly conveyed to

this city by professional saugglers disguised as
inrocent travelers, who obtain their goods from
illicit manufacturers in Mulden and other centers

in the district, it is said.

"Until a few years ago, with Dairen as the
base, drug traffic on a huge scale was carried

on in this country. Most of the big dealers in
and manufacturers of narcotics had their head-

quarters here. With the enforcement of strict

regulations for the control of the traffic in

the Evantung Leased Territory following the AllManchuria Judicial Conference last fall, however,
most of the drug dealers in Dairen were forced
to flee to Tientain and Makien. Here they set
up a thriving business, and these cities soon

became the centers of revived drug traffic in
this part of the world. Between them they

60

captured the markets of Manchuria and North

China. Harooties produced in Tientain mostly
found their way to Tsingtao, Shanghai and
other parts of North China, while the Madion

dealers gained a monopoly of the Manchurian

markets.

"The flight of the narcotic producers and
dealers from this city, however, has not changed
the conditions of supply and demand here. In
fact, the amount of snuggled drugs has been in-

creasing of late, until today it is estimated
that about 1,000,000 you worth of the illicit

goods are being snuggled into this district.

"The police authorities have instituted
stricter measures to stemp out the traffic,
orders having been issued to all police officers at stations and on the trains to Dairen
to keep a close watch on all passengers."

All our information from this part of the world tends to

confirm the above report.

Not only this, but also the almost unbelievable conditions
obtaining in the so-called "demilitarized zone" in Hopeh, the dis-

graceful state of affairs in Tientain and Peiping, the terrifying

spread of drug addiction in the Hopeh countryside, and the conditions
found to exist in Shanghai, for all of which Japanese and Korean
traffickers are responsible, are eloquent testimony of the helplessness of the Japanese authorities in China, who are limited by their

law to penalties which are perfectly ridiculous. This matter of
penalties has, in the past, repeatedly been brought to the attention

of the Japanese representative by the Committee. For years the
matter has been an open scandal. Year after year the Opium Advisory

Committee has called attention to this perfectly indefensible state

of affairs. It is certainly most unfortunate that in all those years

no effective action has been taken to remedy this situation which
makes not only China but Japan itself and all Japanese possessions

a haven, a refuge and an unsurpassed headquarters for callous Japanese

and Koreans who are so successfully and blithefully poisoning their
fellowmen for gain. I speak of this with feeling because I have been
brought to regard this failure to discipline and punish these poisoners
in Japan and China not only as an act of unfriendliness to the Chinese
but also as an unfriendly act towards the nations of the North American
continent, Canada, Mexico and my own country. Let us face facts.

Where Japanese influence advances in the Far East what goes with it?

Drug traffic. What is the reason? Maximum penalty, a few weeks' rest
in a comfortable jail and a fine amounting almost to the profits. of
one day's business of a petty trafficker.
When asked to offer suggestions in regard to measures of 00operation with the Chinese and other Governments in respect of the
China situation, the American Government suggested:

1) That the Chinese Government should

publish annually detailed statistics by
provinces of the arvas planted with poppy, the

production of raw opium, the movement of opium,

both raw and prepared, the quantities of raw
opium used for producing opium prepared for
smoking, stocks at the end of each year, and

revenues obtained from the traffic;

2) That the Chinese Government should

render more effective its prohibition of the
import into China of Iranian or other foreign
opium;

3) That the British Government should

continue to supply, as in the past, details

in regard to the movement of opium from the
Persian Gulf;
4) That the Chinese Government should

submit for transmission to all the parties to

the 1931 Convention individual reports on all

important cases of illicit traffic and clandestine manufacture discovered in China; and

5) That the authorities of the Inter-

national Settlement of Shanghai should con-

tinue to send reports on individual cases of

illicit traffic for distribution to the

authorities of parties to the 1931 Convention,
and that similar reports should continue to be
submitted in regard to other foreign concessions
in China.

I hope that those suggestions will be followed out.

I wish to add to those suggestions another, viz.,
that the Japanese Government, whose subjects have been more widely

and more closely connected with the illicit traffic in China in

morphine, heroin and occaine, than those of any other country,

should without further delay take steps to punish effectively the

Japanese and Koreans who are responsible for the clandestine traffic
and illicit mufacture and who have thus brought the name of Japan
into disrepute.

As to China, it is to be hoped that this vast flood of
opium will COMMONCE to be stemmed. That is the root of the trouble.
Who in these days is going to swnggle morphine, heroia or occaine
from Europe or America to China when he could sell them in Europe

for five times, or in the United States for from sixteen to twenty
times what they are sold for at retail is China. My suggestion is

to concentrate, so far as swaggling is concerned, on cocaine from
Japan and Formosa, and on Iranian opium from whatever port it comes;

but, above all, to out down the vast supply of opium within the

country itself. Until this is done, China will continue to be a

62

0
narootic monace to the world,

Mr. Chairman, I submit that it remains to be seen whether

the system established in China will really lead to a reduction in

the number of addicts and to a decrease in the production and 002sumption of opium or whether it will lead to the perpetuation and
extension in China and elsewhere of texicomania. No should not lose

sight of the fact that the present plan, whatever its ultimate results
may be, cannot fail to make money for the Government. The big
problem of the world is now up to the Governments of China and Japan,
and may God grant that they may not be led astray by the sires song

of profits. Alibis and excuses will not avail them before the bar of

world public opinion."

In conclusion, the U.S.A. Representative endorsed the landable sentiments expressed by the Chinese Central Committee for the
Suppression of Opium and quoted by the Chinese Government's represents-

tive at the Committee's preceding meeting:#1) The Government is firmly determined to

surpress totally the opium scourge within the prescribed period of 6 years;
#2) The Government will not allow the petty
revenue accruing from the sale of opium to modify

its six-year plan for the suppression of opium;
#3) The whole nation must support the Govern-

ment, give it guidance and encourage it in its
campaign against the misuse of narcotic drugs.
The future of the nation depends on the success of
this campaign and the whole nation must immediately

wage a fight to the death with the scourge which
monaces us until the day when we shall achieve our
purpose."

Colonel SHARMAN (Canada) reminded the Committee of the

following remarks which he had made at its eighteenth session

(of. page 57 of. the Minutes of the Eighteenth Session):

63
"For a number of years past Canada has

made an honest effort, involving heavy expenditure of money, to control narootie

trafficking on its Pacific Coast. This effort

has been strongly supported by the Courts in
imposing heavy sentences, and in fast a very

large proportion of the prisoners in its
penitentiaries on the Pacific Coast were incarcerated on narootic charges, involving

narcotics which undoubtedly came, and much of
which were definitely known in Canada to come,

from the Far East, not necessarily from one
particular country. Yet during 1933 more

opium, more morphine and more heroin was seized

on the Pacific Coast of Canada than in 1932.
The Canadian Government, for that reason and
for others upon which Colonel Sharman did not

deem it advisable to dilate at the present
session, viewed the present situation, and
particularly the future, with acute anxiety

and was anxious to impress that anxiety upon

the Committee."

That this statement did not incorrectly represent the view
of the Canadian Government was indicated by the fact that it was
referred to by the Canadian delegation to the 1934 Assembly which

was led by the Prime Minister who, in his report, mentioned that
"the position gave rise to grave apprehensions".
Colonel Sharman fully realized the unpleasant situation
of those who had to bear the brunt of complaints as serious as those
made today, but he could assure the Japanese representative that he
himself had been in a similar position. Some ten years ago Canada,

unfortunately, was the chief center supplying narcotics to Detroit
and Chicago in the United States and the Federal authorities had very
properly complained to Canada. The result was a wholehearted cooper-

ation between the authorities of both countries eulminating in the

arrest of the big traffickers and the imposition of heavy penalties.
In using, two years previously, the words "not necessarily
from one particular country* in the statement already quoted, he had
had Japan particularly in mind, as his strong conviction, based upon

64
knowledge but not upon proof, was that Canada was the victim of a

well-organised traffic from Japan. Now that they had the information contained in 0.0.8.274 regarding five arrests made in Vancouver
and certain arrests of Japanese made about the same time in Seattle,
it was possible to be much more explicit. The Sub-Committee on
Seizures had made a close study of the information contained in
O.C.S.274 but he would like also to remind the Advisory Committee

that the trafficker in Kobe, Japan, who had supplied all the nar-

cotics, had himself written, inter alia, as follows:
"Because we learned that there is a very
strict Customs inspection at all American and
Canadian ports, we studied and found that the
best methods to overcome this difficulty are
as follows:

1. In using members of ships' crows for
this business we will supply them with double

cased soles on their shoes. This method has
been adopted in our business with China and
India and proved so successful that not a single
case was discovered. By this method each person
can carry one pound or less on each trip ashore.
2. In case of shipping as common eargo,

it is sent into the country as canned goods,
each can being perfect in weight, size, etc.,
to conform with the shipping papers. (It is
very dangerous to attempt to use this method
with pickled goods).
"With these above methods you will be

absolutely free from any danger of discovery.
Kindly consider this matter seriously and
arrange introductions to us with such members

of the crew as you believe to be trustworthy
and who would like to enter this business

"Price list as follows: (Japan)
1. Hydrochlerie Aoid-Morphine (Crystallised like
cotton fibre) 18 os. bottle at SSY per oz.
2. Heroin - Powiered - 25 oz. bottle at SEY per 03.
S. Cocaine - (Grystallised in scale form) 25 os.
bottle at CET per OS.

"The above goods are manufactured by per-

mission of the Minister of Interior and are of

best quality for injection, or eppiled in

tobacco. They are all in common use, especially
favoured by Chinese.

"If you do not wish to handle these goods

by sailors, you may handle them as common cargo
as above mentioned (an absolutely perfect

method). In this case if you deposite $100 we

will ship the goods to you. This is a rather
difficult proposition to begin with, but we have
done it previously with good results.
K. Yuki
53 Inchomei,
Kumauchi-dori,
Kobe, Japan.

Cable address: Yuki, Kobe.

"P.S. When you order by cable, please use above
address."

There was, moreover, the following statement made by
Furumoto, one of the mon arrested in Vancouver:
"The Morphine came from Japan, where it was

'cheap as dirt' and available in unlimited quantities. He said that the drugs were turned over

in Japan to members of the ring who were employed
as members of the crow on various Japanese boats.

The men had instructions to throw the drugs overboard if there was the slightest chance of their
being discovered as, owing to their low cost in
Japan, their loss was of little consequence,
Furumoto further stated that these drugs were not
only sanggled into Vancouver but also into Seattle,
Portland, San Francisco and other United States

ports, and that deals of ten, twenty or fifty pound
lots could be arranged if desired. He also said

that the man on the boat with whom they were at
present dealing would not allow the drugs to be

brought ashere unless first paid for, and if this

did not happen before the boat sailed again from

Vanoouver they were taken back to Japan. They had
formerly been dealing with a man who had allowed
them to keep the drugs in Vencouver and dispose of
them between veyages, but they had had trouble
with him on a former deal and he would no longer
do business with them that way."

Unquestionably the traffic had been extensively organized

by mans of carriers OR a number of boats, as a study of the twentysix photostats accompanying the report indicated. It was most mm-

fortunate that, even though this extremely important and persistent

65

66
wholesale trafficker in Kobe was arrested and convicted, he would
seem to be liable only to three months' imprisonment and a small
fine, which, in the circumstances and in comparison with the
sentences imposed in Canada and the United States, the victim

countries, would appear to justify the use of the word "derisory".
He appealed to the Japanese authorities, in conclusion,

to view the existing situation as a very serious matter both from
the standpoint of present punishments and future deterrents.
Mr. HARDY (India), Vice-Chairman, reminded the Committee

that India's most serious problem in the sphere of illicit traffic
was the illicit importation of coccine. It was known in India that
the cocaine came from the Far East, it was suspected, from Japan,

but there was no evidence to prove it. Some five years ago an
official had been sent to the Far East who succeeded in establishing
the incorrectness of the suggestion which had been advanced that the

drugs illicitly entering India under forged Japanese labels were of
Chinese origin. It had, however, proved impossible to secure direct
evidence in Japan itself as to whether the drugs were or were not of
Japanese origin.

Now that the report of the discoveries made in Vancouver

was available, the Indian authorities felt that their suspicion as
to the Japanese origin of the cocaine sanggled into India were CORfirmed. Though the Japanese Government had been supplied with all

available information on the subject, he regretted to say that no
assistance had really been received from that quarter. He, therefore,
endorsed the appeals made by the United States and Canadian representatives that the Japanese Government should give the most serious

attention to the complaints made and take effective penal action to

put - end to the traffic in question.

67
M. HMTTA (Japan), confirming the explanation already

supplied to the Bab-Comuittee, said that, on realising the
extremely serious nature of the information contained in O.C.S.
274, he had immodiately cabled to Japan to inquire what action
had been taken. The document, unfortunately, had net yet been

received by the Japanese authorities but he felt sure that when

it arrived the police authorities would immediately take action
against the traffickers complained of. The Japanese Government's

attention had recently been drewn to the increase in the illicit
traffic in drugs OR the American Pacific Coast and instructions
had frequently been given to the Japanese consular authorities in
American to collaborate closely with the American authorities in

tracking down and suppressing the illicit traffic. At a conference
held at Washington in April last, Japanese consular officials had
also been instructed to study the most effective means of coping
with the problem.
Regarding the inadequacy of the sentences imposed by

Japanese law, he regretted that there were still many obstacles
to be overcome in remodying this defect. The problem was, however,

being seriously studied and he hoped that in the near future a
start would be made in amonding the existing legislation on the
subject. He could assure the Committee that the Japanese Government

was by no means indifferent and was giving the problem its serious
attention.
Majer COLES (United Kingdom) joined in the appeal made to

the Japanese Government to take effective action against drug
trafficking by Japanese nationals. Though the United Eingdom was

not often directly affected, the activities of Japanese traffickers
were a great worry and emberressment to its authorities in the Far

East. Evidence in the form of labels, packages and detailed reports
had often been supplied to the Japanese authorities proving that
cocaine was being smuggled from Japan or Japanese possessions. If

the Japanese Government could take effective action at an early

opportunity it would be of great assistance to the United Kingdom

authorities in the Far East.

The discussion was adjourned.
The meeting rose.

68

69

August 18, 1936

HMJr made a movietone on August 18 on the Farm

For the first time in sixteen years the Treasury
has swept the Atlantic and Pacific free of rum-runners.
This has been accomplished only through the most inten-

sive drive and close cooperation of all Treasury Police
Agencies.

We are now going to concentrate our efforts on

the smuggling of narcotics - the most vicious of all
types of smuggling. As a first step we have transferred
some 600 men in the Board of Patrol to this work and I

am very hopeful that we will be as successful in combating narcotic smuggling as we have. been during the

past three years in wiping out the overseas smuggling

of liquor.

70

August 18, 1936

Mr. Bell was on the Farm today. HM,Jr. told him he
wanted to know how much more money was being spent in this
fiscal year than during the last fiscal year and how much
we would have to save to make it under the last year's
figure. HM,Jr. wants this information for the regular

Executive departments and the larger independent agencies,
such as Farm Credit and Home Owners Loan, but not necessarily

the little ones. Based on this information, HM,Jr. will

suggest to the President that he, the President, write Bell
a letter authorizing him to instruct the various departments
and agencies of the Government to set aside 5% "as a kitty"
which will bring the expenditures below, or nearly below
what they were last year.
Bell told the Secretary that his men are doing the
accounting work for Tugwell's organization and that he
needs space to house the accountants. Necessary space,
he said, would cost about $11,000 and HM,Jr. approved this
item.

On the Farm today, HM,Jr. signed a letter to Preston
Delano, in which he agreed to finance the cash requirements
of HOLC for the next twelve months by purchasing the bonds
of HOLC in an amount not to exceed $150,000,000. By this
arrangement it will not be necessary for HOLC to go into
the market for the sale of securities. (Copy of the letter
to Mr. Delano 18 attached. Also attached is copy of letter
from Mr. Delano to Mr. Taylor in connection with HOLC's
financial program.)
In connection with the Treasury's request that the
Federal Reserve Bank of New York send one of their men to

China to assist in the reorganization of the Chinese Central
Bank, Governor Harrison wants to wait until about September 1
for the return of Arthur Young. Young is a former State
Department man who has been in China as financial advisor
to the Chinese Government. Harrison said he wants to talk
things over with Mr. Young before the Federal Reserve sends
someone. This was agreeable to HM,Jr.

C

71

0

P

Y

July 22, 1936

Mr. Wayne C. Taylor,

Assistant Secretary of the Treasury,

Treasury Department,
Washington, D. C.

Dear Mr. Taylor:

The Home Owners' Loan Corporation desires to arrange a

program to finance its cash requirements during the ensuing year.
The interest collections of the Corporation are at present more
than sufficient to cover all operating expenses, including bond
interest, but the investments which are being made to support the
capital assets of the Corporation, and also to purchase Savings
and Loan shares necessitate the entry of the Corporation into the

money market sometime within the next thirty days. There is

attached herewith a schedule showing in detail the estimated reguirements of the Corporation and the financing plan by which,

subject to the approval of the Secretary of the Treasury, it is

proposed to meet them.

You will note that for the period July 1, 1936 to
August 31, 1937 it is estimated that the Corporation will invest
some $118,000,000 in the shares of Savings and Loan societies.

It will probably make other capital investments in support of its

own assets to the extent of some $83,000,000.

While these

capital expenditures are being made, the Corporation will be receiving from its mortgagors monthly payments on the principal
amount of its mortgages which should amount to a total for the
same period of some $178,000,000. These funds are by law earmarked for the retirement of the Corporation's securities and can
not be diverted to any other purpose.

It is therefore proposed to meet the situation by the
monthly issue of short term bonds which will be liquidated as they
fall due by payment from the cash available in the bond retirement
fund. At the end of the present month of July this bond retire-

ment fund will have a cash balance of approximately $65,000,000.
It must meet on August 15 of this year a maturity of $49,736,000
due on Series C 1% HOLC bonds which are payable on that date. The

balance remaining after this maturity together with the principal
payments which the Corporation should receive during the period

72

C

0

Y

-8-

under discussion will be just about sufficient to retire the

short term bonds which it is proposed to issue, and also the
$49,843,000 maturity of the Series D HOLO bonds which mature
on August 15, 1937. In other words, on August 31, 1937 the Cor
poration will have an operating balance of approximately $10,000,000,
a bond retirement fund balance of approximately $5,000,000 and will
have outstanding, subject to minor change, the following securities:
Series A

3%

bonds

1944-1952

$1,097,576,325

B

2%

1939-1949

1,285,965,075

E

2%

1938

49,532,100

F

14%

1939

325,254,750

G

23%

1942-1944

186,857,175

Matured 4% bonds not presented
for redemption

3,251,500

Short term bonds due September 15, 1937

7,711,000

At this point the field can be resurveyed in the light of the

then existing information and estimates, and a future financing

plan be drawn accordingly

The issuing dates and amounts of the 30 day bonds which the

Corporation desires presently to create to accomplish the plan
outlined above are as follows:
Amount

$ 2,889,292
4,238,000
19,380,000
5,171,000

2,617,000
20,506,000

2,417,000
4,739,000

21,737,000

7,578,000
9,446,000
26,097,000

7,711,000

Date of Issuance
August
September
October
November
December

January
February
March

April
May

June

July
August

15, 1956
15, 1956
15, 1933
15, 1936
15, 1936
15, 1937
15, 1937
15, 1937
15, 1937
15, 1937
15, 1957
15, 1937
15, 1937

Maturity
September 15, 1936

October 15, 1956

November 15, 1936
December

January

15, 1956
15, 1937

February 15, 1937

15, 1937
15,
1937
April
15, 1937
May
15, 1937
June
15,
1937
July
15, 1937
August
September 15, 1957

March

P

73

Y

We ask your advice as to the interest rate these bonds
should carry and the manner in which they should be placed.
We would prefer, if consistent with your policy, to place them

privately, each month's issue in a single block, as this pro-

cedure will overcome the necessity of expensive printing and

other costs incident to a public offering. The terms of each
one of these transactions would, of course, be subject to your

approval.

It is understood that the exact amount of these various
issues is dependent upon the validity of the estimated expenses

and investments, and some variation in accordance with experience will undoubtedly be necessary. The plan is, however,

flexible in that the issues are timed thirty days apart, and

the exact amounts can be altered to met any changes in requirements which may develop. Should it become obvious at any time
that the estimates are in error to such an extent that the bond
retirement fund will not finance the complete operation to
August 31, 1937, the situation can then be not by issuing additional Series E 2% HOLC bonds due in 1938, Series F 13% HOLC

bonds due in 1939, or longer term bonds, as the Treasury may
direct.

Very truly yours,

Preston Delano

Acting Financial Advisor
to the Board

74

itoed Diary
8/18/36
My dear Mr. Dalanes

I have received your letter of July 22, 1936,
addressed to Mr. Taylor, advising that the Home Owners'
Loan Corporation desires to arrange a program to finance
its cash requirements during the ensuing twelve months.

I have given careful consideration to three
methods of meeting your financial requirements, vis.

(1) As to whether you could legally use the payments
received and to be received by the Corporation from its
mortgagors and paid into the bond retirement funds (a)

whether, as suggested in your letter, 18 is advisable
for the Corporation to sell short-term obligations nature
ing at such times as they may be conveniently retired
through the operations of the bond retirecent funds and
(3) whether it would be more advisable that all the financial requirements set out in your letter be handled through
the Treasury rather than through market operations.

I have been advised by my General Gounsel that the

bond retirement fund mast be hold intact for the retirement
of your outstanding obligations and is not, therefore,
available to meet your current cash requirements. I understand that the General Counsel of the Corporation concern in
this view.
As to the second method, the Home Owners' Loan Act

not authorise the Corporation to issue any securities
does other thra bands. It does not seem to me to be advisable

to offer publicly thirty. sixty or ninety-day bonds.
Under all the circumstances I have - to the this that the only practical anthod available as Treasury time
elusion for your current cash requirements is for the authority
mosting the accurities of the Corporation with 1933. as
of to purchase Section 4 (o) of the Home Loan set of

me - so, therefore, prepared to purchase
as the the bonds of the Omare' Mas w
of

-with- 1not
to
of
minition, not to - a posied

Indive - with each rates of interest and - 1

other - and moditions, as my be approved w - as the
- of each purchase. IS is understood that the minities
will Warranged - that they - be not from the bond n

- fund and that the value of interest - the complities

to Be particused will, w for as practicable, conform to the

note of Submest on comparable securities outstanding in the

makes, provided that in no - shall the rate be less the

1/0 of - per cent.

If this arrangement is satisfastory to your Board

I should be glad to here you confire is and as - there-

after as possible white to the Commissioner of Accounts and
Deposite an estimate of year each requirements for the parted
ending September 30th. IS will be appreciated if you will

also by the fifteenth of each worth - estimate of your
each requirements for the acceeding month.

Very truly yours,

Secretary of the Treasury

Treates Require.

-

Financial Adviser to the mark
-noting
- I Organization,
a 6.

1 so, 1000

76

August 18, 1936

HM,Jr. spoke to McIntyre and said, "I hope the President or you will handle the press after tomorrow's meeting.
in it
(Meeting at Hyde Park on unemployment.) The story
16 the reclassification of the unemployed in order to put
them back to work in private industry."
Mr. McIntyre told the Secretary that he has mental
reservations on Mr. Persons, Chief of the U. S. Employment Service.

Mrs. Roosevelt 18 also down on Persons because she
once asked him to put some young people to work and at

that time Persons said that none of the people she suggested needed work.

They all seem to hate Mr. Persons (although they
say he is a good administrator) because he is a good friend
of the veterans.

HM,Jr. called Taylor and told him to get in touch with
the Department of Agriculture and contact whoever is the
Acting Secretary of Agriculture. He suggested that Taylor
take the Acting Secretary of Agriculture to lunch and try
to find out when they are going to send out checks to farmers
on the Soil Conservation plan. HM,Jr. said he was under
the impression that there ought to be about 400 or 500
million people who will receive these checks. He also
said he had a hunch that under the present set-up the
checks will not go out until after election and that he
felt it was a great mistake to withhold these payments until that time; that every man ought to receive his check
before November 1. He told Taylor not to make the purpose
of his visit obvious, but to try and find out when the
checks will go forward.

August 18, 1936
To:

Secretary Morgenthau

From: Mr. Haas WA

to take wh

with Wagnt H.O. and m g. taas.

77
TAX REVISION - 1937

Joint Committee on
Taxation and Treasury Staff Meeting August 18, 1936

Present: L.
H. Parker, G. D. Chesteen, and 0. F. Stam of the Joint
Committee Staff.
G. C. Haas, A. 8. McLeod, L. H. Seltser, and J. S. Zucker

of the Treasury Department.

This conference was held for the purpose of outlining a program
of study preparatory to presentation of information to Congress with
respect to tax revision. Mr. Parker stated that he had received
instructions from Senator Harrison and Representative Doughton to
proceed with a study, in view of letter from the Secretary of the
Treasury to the President, dated August 10, 1936. Discussion centered
on two basic subjects, vis., "Miscellaneous Taxes" and "Income and
Undistributed Profits Taxes."
With respect to the miscellaneous taxes it was deemed advisable

that factual data be prepared setting forth those excise taxes, resulting in small yield, the elimination of which will cause no appreciable
loss of revenue and may have a good effect both on the public at large
and on general business conditions. Statement is also to be prepared
which will show the inequities inherent in some of the miscellaneous
taxes, together with suggestions for revision. Distinction will be

made between those taxes which classify as "regulatory" and those which
classify as "nuisance taxes." Schedules showing revenue yield from
all miscellaneous taxes by separate items, followed by a discussion on

the cost of administration, difficulties in collection, etc., will be

prepared.

On the second phase of contemplated study dealing with the income

tax on individuals and the flat tax and undistributed profits tax on

corporations, it was the consensus of opinion that consideration be
given to the inequities inherent in these taxes, some of which arose
by virtue of provisions of the recently enacted Revenue Law of 1936.
It is proposed to eliminate hardships and to attempt an equalization
of burdens between the separate categories of taxpayers. A partial

list of subjects which require study with the object in view of effecting coordination between the separate enactments, was discussed. .The

subjects are (1) net loss carry-over, (2) capital gains, (3) exempt
income, (4) percentage depletion, (5) provisions covering improper

accumulations (Section 102), (6) personal holding companies (Section 351),

(7) the effect of high rates on business activity, and (8) the gift tax
in relation to the present income taxes.

Information on exise taxes has already been obtained is -

to a request from the Secretary. Further contact will be had with

Capt. Elise, Deputy Commissioner of the Miscellaneous Sex Unit, in
order to obtain complete and detailed information on all miscellando
taxes.

g A Zucker

August 19, 1936

The Secretary asked Oliphant today to find out
who owns the newspaper mills in the United States and
the names of the Canadian and English interests connected with these mills. He also wanted to know to
whom the newspaper mills sell in this country. HM,Jr
suggested that Oliphant have Irey get this material together, but Oliphant said he had just the man to do
The man he has in mind, he said, was formerly
this.
with NRA on the paper code. HM,Jr. told Oliphant that
this was a rush job and he wanted it taken care of immediately.

80

TREASURY DEPARTMENT
INTER OFFICE COMMUNICATION

DATE August 19, 1936

TO

Secretary Morgenthau

FROM

Herman Oliphant

For your information I enclose memorandum, which I have

had from Mr. Johnson. As you will notice, it enumerates certain
further questions relating to German imports which will come up for
consideration later.
Johnson and his family are in the West on vacation.
He will be back on September 15, 1936.

Horman Occard

I wc 10mg
1010-C.O for information 8/22 me purposes June

80 A

August 17, 1936.
To:

Mr. Oliphant:
(Through Mr. Manning)

From: W. R. Johnson.
German subsidies

My finel conversation with Dr. Baer on August 14 related to his
consideration of situations in which he hopes that German goods may
enter the commerce of the United States at prices lower (on the 40-cent
mark basis) than those obtained in Germany, without application of our
countervailing duty law. He is hopeful that blocked-mark balances may
be used to finance the exportation of German goods to the United States
as follows:

1. Import transaction financed in whole or in part with

use of blocked funds originally and continuously owned by the
American importer.

2. Proceeds from sale in Germany of American exports to
be mingled with assets of a German concern (probably a subsidiary of an American organization); German goods then to be
purchased for export to the United States and paid for from
the general assets of the German concern.

3. Direct, two-party barter, without the use of money

of any kind.

The questions involved require no immediate action by Customs, and
Baer requested no opinion concerning the possibilities. Some of the
questions will arise soon an actual cases. For example, an importation already made by the Chase National Bank falls under No. 1 above.
Baer understands clearly that the Treasury expects some kind of

advice from the German Government before blocked marks are permitted

to be used in any manner in connection with exports from Germany to
the United States pursuant to agreements made after August 2, 1936.

I indicated to Baer that there was a desire in the Treasury that
our requirement of special additional information on invoices for
countervailing duty purposes should be eliminated as quickly and as

completely as possible, in view of the dislike of thus feature of our

procedure whish has been evidenced by the Germans. He apparently does its

not believe that the German Government is likely to remove any of
prohibitions against disclosure of the facts necessary to the assess- be
ment of countervailing duties in those cases where such duties information may

payable. In the circumstances, I believe the additional
should be required until other possibilities of getting the necessary
information san be thoroughly explored.

W.R. Johnson

84

GRAY

AU

Paris

Dated August 19, 1936
Rec'd 10 a.m.

Secretary of State
Washington

769, August 19, 2 p.m. (SECTION ONE)
FROM COCHRAN

First meeting held yesterday afternoon of new

general council of Bank of France. Following his
address of welcome Governor suggested and it was de-

cided that the general council make use of the faculty
given it by the banking law of July 24 "to delegate all
or part of its powers to a permanent committee made up

of the governor, the under governor and four councilors
one of them chosen by the Minister of Finance from
the ex-officio members of the general council and three
designated by the general council"
The general council elected as its members to the
committee Dalbouzo representative of the Chamber of
Commerce; Jouhaux delegate of the General Confederation
of Labor; and Gaussel representative of Consumers Co-

operatives. Martin, director of the Credit National, was
designated by the Minister of Finance. In addition to
the above constituted committee including the governor,
two

TIA

AU 200 #769,August 19,2 Pull. (Sec. 1) from Paris

two under governors and four councilors, the three
censors are authorized to attend meetings of the committee

in a cooperative capacity. This small group will meet
every Thursday beginning August 20 and will presumabily

direct the affairs of the bank while the general
council will meet once each month. Various other
committees were set up and
(END SECTION ONE)

WILSON
KLP

81B

SECTION THE. No. 769 of August 19, 1936, from Paris.

the terms of office of the members of the general council
were decided by drawing lets in order that each of three
years the functions of one-third of then would expire.
This morning I called on Cariguel at the Bank of
France, who two days age returned from a holiday of a
month. He told me that late yesterday evening the exchange
market had begun to weaken and this morning was not good.

Over $2,000,000 gold destined for New York was lost by

the Bank of France by 11 o'olook. Cariguel said that it
was not easy to determine the sources of sales of francs.
But he reminded me that the French are now practically the
only holders of French franos. He thought the immediate
cause for this movement might have been an interpretation
of a sentence in Governor Labeyrie's speech of yesterday

as antincipating devaluation of the French franc. I
quote below the sentence referred to:
"What does the technical experience, central banks and

their directors' energy, weigh against the vital necessity
of safeguarding the national territory's integrity and
assuring work and bread to men?"

Cariguel told me that practically none of the
governors of the bank are known to him, but that those of
his colleagues who did know some of them had no high regard

for them. Fournier, Cariguel, and others, who are permanent

officials, realise that their actions and statements are
under the observation of a political organisation, and that
they must now be quite discreet.

816

SECTION THREE. No. 769 from Paris, August 19, 1936.

I was informed by Cariguel that no one knows partieularly as to who will succeed Lacour-Gayet, who ceased

functioning in the bank almost immediately after Labeyrie

took office, and who returns to the Ministry of Finance,
to become a member of the corps of inspectors of finance.
I have been told by other contacts that 1% is likely
Lacour-Gayet's success r will be a professor of law.
Cariguel is not optimistic about the general outlook.
Most of the French people he said are now of the opinion
that eventually there will have to be devaluation of the
franc. There is fear on the part of manufacturers that
there will also be a levy on capital. In addition to these
factors are the worries lest such measures may lead to
social troubles bordering on civil war in France, and that
international warfare in Europe may be brought on by the
Spanish situation. Although all of these possibilities
may not develop still the outlook is sufficiently blue
to weigh heavily upon the French franc, especially when
there is not much on the other side of the picture to
inspire confidence in the currency.
The details of Labeyrie's visit to Amsterdam and
Berlin were not known to Gariguel. However he doubts seriously whether there was any significant purpose attached
to

TID
-2$
to the visit. He is convinced that Labeyrie was not charged
or authorized by the Ministry of Finance to discuss alignment
of currencies or stabilisation. As yet there has been no
announcement whether Schacht will repay the call late this
month as the press originally suggested. Trip, as I previously
reported, informed me personally that the latter half of
September he will come to Paris to repay the visit of Labeyrie.
As for Labeyrie calling soon on the Governor of the Bank
of England, as was predicted in the press at the time of
the visit to Berlin and Amsterdam, Cariguel said he is not
at all sure that Labeyrie would be received by Norman.
When Tannery was Governor of the Bank of France Norman con-

stantly opposed the idea of his visiting London, lest Tannery
endeavor to discuss the matter of stabilisation of currencies

with him. It is likely that at present Norman might assume
the same attitude, especially since the press has construed
Labeyrie's trip to Berlin and Amsterdam as inspired by a
desire to negotiate currency alignment. In other words,
Governor Norman does not want to be drawn into international
conversations on a subject concerning which he has not

in the past been completely in accord with the British
Treasury.

I got confirmation from Cariguel that the information
to the effect that gold received from the Bank of Spain
was merely placed on deposit with the Bank of France was

correct. It was his opinion, however, that none of it
had

81E

-3had come from gold earmarked on the French side of the

border. All the gold game from the Bank of Spain itself
in Madrid, even though corresponding losses have not been

shown on statements of the Spanish institution to date.
There is a rumor in the British press that France is
granting a new trade credit to Poland, but Cariguel said
he is aware of no transaction other than that of renewal
to the Bank of Poland of the existing Bank of France credit.
As for the Treasury credit to Rumania, the Bank of
France has nothing to do with it.
Since Cariguel's return to duty he has not yet checked

the figures but he is of the opinion that the British stabil-

physically
ization fund has/withdrawn to date from the Bank of France

to London approximately one-half of the twelve billion francs
of gold which have been held under earmark in Paris for the
British. Weeks ago Cariguel had told me that they know

the British were getting a little nervous because of the
campaign certain British newspapers were carrying on against

British gold being held in France under the present regime.
********** The French, Cariguel said, had boxed up all of
the British gold in complete preparation for its entire withdrawal whenever it might he desirable; he said he would
rather see it all withdrawn than have the press make it a
subject of contention.
END MESSAGE.
WILSON.
EA:LWW

82

August 19, 1936

As a result of the survey made at the request of the
President by Admiral Peoples (copy of which 18 attached) it
was brought to light that there is a shortage of skilled
workers for the building trade and furthermore brought out
the fact that the classification of the unemployed is not
what it should be.
The President ordered a reclassification made and
Aubrey Williams took it upon himself to say that he would
do it. On learning this I began to dig into this question
myself and soon found out that this responsibility belonged
to the United States Employment Service in the Department

of Labor.

Bell, at my suggestion, got in touch with Mr. Burr, who
is an assistant to Mr. Persons and who is in charge of this
service, and tried to get the facts from Burr. Burr was
reluctant. Therefore, last Sunday, I telegraphed Mr. Persons,
who was away on vacation, and urged him to instruct Mr. Burr
to give Bell all the information he wanted. Mr. Persons
said he would and seemed delighted that I was taking an interest in this question.
When I rode with the President, Sunday afternoon, I
told him I wanted two appointments this week, one to discuss the unemployment question with him, Hopkins, Persons
and Bell, and the other appointment to take up the question
of giving a speech entitled "My Next Four Years."
As a result of this, we got the appointment today.
We had to wait one hour for the President, which gave me
a chance to briefly outline what I had in mind. In the
morning I had gone over a memorandum which Burr furnished
Bell. (Copy is attached.) This cleared up the whole
picture for me, so I was well prepared for the meeting.
I thought the memorandum was 80 excellent that I rushed
the last three pages up to the President with the message
that he read it before the 2 o'clock meeting. I have
every reason to believe that he read it, because when
We were in his office it lay on the top of his desk.
In the discussion which we had together before seeing
the President, Hopkins acquiesced that (1) Mr. Persons
should be given $1. millions to reclassify the unemployed
and (2) that he be given adequate funds to contact the

83

-2-

employers 80 that they would use the United States Employ-

ment Service.

We were with the President about an hour and I sketched
briefly what we had come for and then turned the meeting
over to Mr. Persons who outlined the history and work of

his Bureau. I soon gathered that the President was not
really familiar with the work that Persons had been doing
because even after he had given the President a lengthy
explanation he still was laboring under the belief that the

unemployed who work for Hopkins are classified by Hopkins.

He suggested that Hopkins write him a letter outlining the
needs and that then he would announce that he would give
them the necessary funds. Hopkins sat there and did not
open his mouth and seemed perfectly willing to leave the
President under the impression that this work was being done
by him.

I burst forth and explained to the President that the
work of classification did not belong to Hopkins, but belonged to Persons. The President then said, "Then I have
another idea." He said, "Can't the four of you develop
a fifteen minute speech in which I can explain over the
radio just how we handle the whole unemployment question?"
I received this suggestion most enthusiastically and said
to the President, "The time for you to give this speech is
on the night of Labor Day." He seemed to like this idea
but took quite a little time to digest the suggestion. I
think he will do it. One of the reasons why I am anxious
for him to do it is that before he gives the speech he will
have to thoroughly understand this whole question of how

the unemployed are handled, which he does not understand now.

When Persons did not ask for the money, I asked that he

be given $1} millions and the President said, "O.K." and that

we should have a memorandum prepared for him and he would

announce it at his press conference on Friday.

I then continued to press him for a decision to give

Persons $250,000 a month for the next ten months with which

to build up his organization in order to get private employers
to accept more unemployed people through the U. S. Employment
Service. The President cross-examined Persons on this at
great length. He wanted to make sure that tois money would

84

-3-

not go to the States, for some reason which I do not understand. He finally agreed to allot $2 millions, but this
announcement he would withhold until he made his radio
speech although he told Persons he could go ahead as though

he had the money.

I then said that I thought this particular activity

was the most under-publicized in Washington and asked why.

The President agreed. I said it seemed to me that what
Persons needed was a good public relations man, Persons
seemed quite embarrassed and finally said that Miss Perkins
wanted her own publicity man to handle his work and if he

was to get somebody to help him the suggestion could not
come from him, but would have to come from the President.
Persons seemed to me to have his tail between his legs.
Somebody has been giving him an awful licking and certainly

nobody has been fighting his battles.
He told me privately that he had been to Jim Farley
in February and tried to get him to get this very money that
he got today. I just cannot understand why Frances Perkins
had not gotten it for him long ago, because, as Perkins said,
men are going back to work and the Government is not getting
credit for placing them. Last December he was placing at
the rate of 80,000 men a month. Now he is placing over
200,000.

I consider what I was able to do today another milestone
on the way to real recovery. The whole thing seems unbe-

lievable. I just cannot understand why the President permitted the Hopkins' organization to pull the wool over his

eyes, because that 18 what I feel they have been doing.
After Persons left the President turned to me and said,

"This is fine. What we have done today will answer a lot

of questions which have been unanswered 80 far." He seemed
very much pleased with the results accomplished.
Bell handed me the memorandum (photostat attached) which

will give Peoples the authority to make the same investigation
of the Tugwell organization that he did of Hopkins and Tokes.
I had to press Bell very hard on this as for some reason he
seemed timid to present it to the President. He had no
trouble to get the President to sign this. This would have
been impossible last January. We certainly are making
progress along bringing order out of chaos in the unemployment field.
Bell told the President that the Youth Administration
wanted, I believe, about $27,000,000; that for the first

85

three months of this year they had received $13,000,000.
The President hesitated a moment and said, Give them another
$13,000,000. This also surprised me because I know that
Eleanor Roosevelt had been after him to expand this program

and doubt whether they will be able to expand with the allot.
ment the President gave them today.

BUREAU OF THE BUDGET
WASHINGTON
AUG

MEMORANDUM FOR THE PRESIDENT.

In view of the illuminating and helpful information ob
wined by Admiral People in his investigation of the construction projects carried on by P.P./. and H.P.P., right it not be
b Good idea for him to look into conditions pertaining to the
receitlement projects of the kes ttlement reministration?
The investigation night be limited .O subsistence honesteed projects and suburber. recetilement projects with 1. view
to accertaining along with other information
-

(b) The percentage of Inbor taken from relief rolls
(b) The COSL of construction is compared with similar
work carried on by other Government spencies

my by private enterprite

7

(c) The probability o!' the redert? being
ultimately reimbursed for its exemptions

(d)

a

desirability of consider gsecific going
project: 1511 "

It. might elso be will :or him to look into

housing

projects. At the and of July, less than K1) had projec's.
been

expended out of llocations for

LCK No'
1401

87

August 17. 1936

Toe

Mr. Special W. Bell

acting Director of the Delges

Treasury Department

Bashington, 2. a.

Frest

Walter Dear
Associate Marathon

National Bemplayment Service

the - Act (July. 1933) establishing the

United States Employment Service, provided for a system of State-

Federal public employment offices, through the affiliation of
State Employment Services (unter specified conditions) with the

United States Employment service. There were in existence at

that time only 125 free (tax-apported) public employment offices
under State control, and as affiliated State Services, since the

process of affiliation - provided is the Act.

The National Industrial Recevery not, Title II. Section
206, Subsection 4. providing for public wester. required that
preference be given, where available and qualified, to correction
non with dependents and to residente of the country or political
addivision in which the weak was boing performed, or residents
of the State in which the work - being performed.

In order to mistain the preferences of the set, and
to prevent side-spread signaties of workers to projects that

would be announced from time to time, is June, 1933, the Special

Board for Public States moted regulations including the w
visions that labor remired for projects should be choose from

lists of workare furnished w appearies designated w the United
States Employment Service (miss certain asseptions is the case
of union contracte).

AS the same time the of Public South metal
regulations providing that all workers to be employee es Elgham

88

Mr. Deniel W. Bell - a

3-19-56

projects financed water the A should be selected from lists

furnished w agencies designated w the United States Employment
service. The them existing Stateradministered public employment
offices were immediately designated to refer workers to Public
Barke projects. the National Reemployment Service was establish-

of to serve all areas where - offices of the State Service -

isted. To date 35 States have affiliated with the United States
Employment service for the mistenance of State-controlled -

playment office systems, although some of these maintain only a
for employment offices each. The National Reemployment Service

functions is 33 States is the areas not covered by the State
Service, and in the balance of the States where no State Service
exists.

with the expension of the works program 10 because moreany to plane supplementary NEW personal in the State Employment

Offices, to the extent that this added personnel was accountly
to carry the added burden placed upon the State office the to

the fast of their designation as agencies to serve in this

capacity.

From July, 1933, until July, 1934, local offices of the

National Remployment Service were staffed largely by persons

taken from the relief rells, and paid directly by the Relief Admin-

istrations. Headquarters in Washington and in each of the States
were supported from funds transferred to the Department of Labor
from the Public Morke Muintstration for this mentified perpose.
Beginning with July. 1934, the entire Service, including local
office personnel and costs, was financed by funds administered
from handquarters of the National Remoloyment Service in Fash
ington. Beginning with July 1. 1935, funds for the support of

the National Reemployment Service were granted by Executive Order
from funds appropriated under the Deargency Belief Appropriation

Ast of 1935. AS present the work is supported from funds allocated
by Executive Order under the Act of 1935.
EXPERIENCE a THE UNITED STATES INFORMA SERVICE
IN COMMECTION WITH PROJECTS FINANCED UNITED THE
NATIONAL INDUSTRIAL RECOVERY ACT.

Funds appropriated under the National Industrial Recovery
Act were expended under regulations of the Public Works Munisistration and the Bureau of Public Reads. The Public Voxics Adain

istration approved projects statistered by is Bar Department,

the Department of Agriculture, the Reclamation Service and other

89

w. Social N, Dell - s

0-10-00

Fullral - Boardy all of these projects were -

water contract, The United States Explayant Service, function

SHE Manage 100 / hands, the National Resplayment service,

has - starts as a Service - is relation to public
works projects will therefore, has followed regulations of the
Public Weice Administration tention and the Dream of Public Made as

issued from the to time,

the Replacement office. with emplote national -

have interviewed the employed registered then and classified
then secording to skills, training, and experience, and here mas
tained a complete file on as occupational basis. the classifi-

cation system in use was developed by the Division of Stamiants
and Research of the United States Employment Service, with current

cooperation of the Central Statistical Dourt the classification

system used is, therefore, is line with that autherised by regular

Government agencies, and can reality be translated late terms
used by the United States Bareasa of the Consus.

Unter the program of the first two years of the Service,
the contractor presented directly to the Employment office which
served & gives project, a written requisition for verkers processSING certain qualifications and skills,

Through a water, both interestate and inter
state, the Employment office provided website of special skills
who night not be available in the local - or - within
the State.

During the entire - period - July 1. 1933, w

July 1, 1985, the relationskips of the United States Supleyment
Service and the various Dovermental agencies operating public
works unier the provisions of 22620 II of the ZIRA were fully
cooperative and antiofactory, and continue to be so today.
THE PROBRAM OF - STATES INSURANCE SERVICE
IN RELATION so THE DONES PROCESS ADMINISTRATION,

Rith the amount of the Police Appropriation

lot of 1935, the Total Progress Ministration - established and
was authorised to control all projects finance in whole or in

part under the test of that and. It - - w - who

were in positions of administrative responsibility in the United
States Employment Service, that processures and methods previously

COPY
90

8-17-36

Mr. Deniel W. Bell - 4

developed over a tog your period in connection with the public
works progres would be continued in the referral of workers.
The WPA, however, developed new procedures required, it was

stated, for payrell and statistical purposes. A description

of these procedures follows.

REGISTRATION

1. The United States Deployment Service receives

from local Belief Administrations a copy of

FIRA Form 600 Certification of Eligibility* for
every person who is declared eligible for playment - the above type of project. This
certification my include names of several

numbers of the same family. Each person,
however, is registered separately.

2. The person or persons thus certified as
eligible either appear at the searest employ-

ment office for registration or, if they live
at a distance, they are registered by
Itinerent interviewers who earry out the
registration at a point assrest their place
of residence. In interviewing these appli-

easts the interview in either ease fills
out a registration card. This form is the

basis upon which the applicant's occupational
classification is determined.

3. as the time of the interview the United States
Replayment Service prepares *Identification

Perm 390 in duplicate for each applicant.
Cas copy is given to the applicant and the
second copy is retained in the office of the

registration. Later two additional eegies of this
form are prepared by the Replayers Service

- distributed as follows one - to the
Belief Administration and one eagy to the
we.
REFERRAL OF WORKERS

1. Upon receipt of a properly approved work
requisition (we Term 402) the United States
Replayment Service selects qualified applicants

COPY
91
8-17-36

Mr. Dental N. Bell - s

-classified
have been
properly certified, registered, compationally as above.
applicant these selected the United States Form
For Replayment 1 Service prepares six copies of USES to the

Designent min. due copy is given to

325 applient and the other five copies are ment various the

regulationing again to be rested to the

interested agencies. A copy of this form is finally with
to the United States Employment Service applient

returned notation made thereon. IS the Employment

the proper - referral the United States of

Service has them prepares USES Form 360 Metico -

Failure to Report or to Scoupt Referral." office

of this form is cant to the Belief and

the copy second copy is retained in the registration the

If the applient is accepted by

registrations office. agains, his registration card, if from
is employed at prevailing sages, is received and
he the active files in the employment office

is the inactive file until the United States

placed Employment Service receives notice of termination

of employment *** Form 403.°

for reasons determined by the Belief
istuation If - or the was - applient's certification is

eligibility is succelled, or if the applient

of reasonable to mother project, or is reclassifies, a
the United States Employment Service reseive commission

to this effect. This fast is

notice them through the use of one or mother these of the forms

to listed balon. Receipt of - of Service
form that the United name Employment applicant's

requires - appropriate notation upon the -

-

miss 1. - Form w Metico of Change. of
- 2. year files Your 602 Mancollation
of Certification
Form

nightlity." Form Motion was of - in nut Certifi40 oction." we so WA Pass 404

If certified relief applicant is referred Replay- to a
a a private industry, the Shites States referral
J - Service is addition to the regular deplicate. This

- Form 360 in Copies

Seam, form is prepared been as Metico of Pleasures" are

cont to the ma and the -

COPY
92

Mr. Deniel W. Bell - 6

8-17-36

On May 22, 1995, abreagment to the passage of the Boor
guarant Relief Appropriation Ast of 1935, (April 8, 1939) under which
the Works Progress Multistration was established, the Federal

Beorgenog Belief Administrator issued - order requiring all n

lief residients to register with Deployment Offices designated by
the United States Employment Service. In many parts of the nation,
however, relief recipients did not so register.

in order of June 26, 1935, is the Relief
required State Belief Administrations to certify to the Replayment
Offices the names of all employable persons on relief prior to
May 1, 1935, (the period later was extended to November 1, 1935.)
This order was in the main carried out.

Regulation 2 of Executive Order 7060 (June 5, 1935) -

vided that persons registered with the United States Employment
Service are eligible for employment (on projects financed under the
1935 appropriation) and Executive Order 7083 of June 24, 1935,
provided that at least 90 percent of the persons employed on any

project should be taken from the public relief rells. Exemptions

from these two requirements have been ordered by the wa as
follows

1. WA Administrative Order 29 of November 14, 1935,

authorised regional field representatives of the
WPA, in their discretion, to modify the require
most in connection with any project or portion
thereof that only persons certified for assign-

ment by the USES shall be employed on projects.
Orders eliminating the use of employment offices
in connection with the program were issued is
Louisiana, California, and Monteus, becoming

fully effective in Louisiana, and partially
effective in the other two states named. In

several other states referrals to their - -

contract projects were made entirely or in
areas thereafter by the WPA without reference to
Replayment Offices.

2. - free the requirement that at least 90

parent of workers on projects fincneed from the 1935
appropriation must be dream from relief rella
were given from time to time with reference to

93

Mr. Deniel W. Bell - 7

8-37-36

certain projects, and were given in same in
staness with reference to projects conducted
by certain Federal agencies.

& September 26, 1935, the Besks Progress Multistreter
gave diserationary authority to the several State Works Progress
Maintstrators, or representatives designated w them in writing,
to coupt projects from the requirement that 90 percent of all the
persons working on a project shall have been taken free the public
relief rells. (Where exemptions were greated by the Borks Progress
Ministrator, the information was transmitted to the Handquarters
of the United States Employment Service and sent through regular

channels to the Directors of the Services in the States WPA Balletia 33 of September 26, 1935, provided that
"is scheduling the operation of projests, the State Works Progress

Maintstrater shall give preference to projects financed in shale
or in part by leases (contract projects of other Federal agencies,
such as PEA, Barean of Public Reads, etc.) It has been partiestarty required that where orders are received from contractors
for workers - contract projects, there shall be a transfer of
relief workers from WPA non-contract projects.

It has been the experience of the Replayment Service that

the treasfer of writers from WPA - projects to PEA and

other contract work has been in many insteases accomplished with

great difficulty, and has at times failed to materialise entirely
due, (as our - in the field report to ms), to the following
fasters

1. The tendency of a foresse - a project to wish
to retain for the completion of the project his
best weakers.

2. The pressure - the part of the commity to have
their local projects brought to completion. (this
apparently was often due to the fast that the

local camily had - contribution of materials
and sometines of supervisors, and, therefore, had

- investment in the project.)

94

No. Dental W. Bell - s

8-37-36

so - WORKS - - -

RELATION or THE - SRATES REPLACTURE -

APPROPRIABED BY - - - APPREPRIATION

MR w 1936.

Although Medicination u of - Program
Milistration (et July 3. 1995). provided that assignments of
certified valief persons to - - projects Classes

when the 10% Smile works to mis streetly w the - agencies,

Replacement offices have in - - I requested w

to and in the education - referral of - to - m

cooperate, and - - the - as -

joses. In these - the Regigned office have I give to
in operation during the pass year.

a all other - the function of the Registered -

viee installes the followings

1. Refer persons to all THA projects, - of Reade
Projects, and all other Federal again contract projects -

from
any - appropriation (withda their respective lations).

2. Refer - persons, - and - registration
sitien of the NPA District Division of - to - -

contract projects, and to all other National - projects

operating union family of the - Delice Appropriation of 1936.

3. So meet the requirements of the - to minists

active files of registration aggregated as to nelled status.

Matxistrative order # of the WPA states that all work
find eligibles are "expected" to register with the Employment -

--

view, and active registration ahother or not they -

assigned - a WAS -

of

You have - a statement as to the 1 status
classification of - - as to the destrubility of -

interview and maisedification m following expections -

1. the equitase - a - period of the

United States Replacement Service - She -

95
8-17-36

Mr. Daniel W. Bell - ,

the National Beemployment Service, has

developed a system for classification of
workers as to experience and skills, which
has in actual prestice with both public
weeks contractors and private employers

proves to be sound and efficient. It is the
system concurred is by the Federal departments

researced with date having to do with indus-

trial classification of workers. Many of

the persons employed on the staffs of Employee
mont Offices have had three years' experience

and training is operating this system. It
is, therefore, our strong conviction that

the workers employed on all types of public
works should be called in to their Employ-

mont Offices for re-intervies and for soclassification where (a) the rush of referrals
on EPA procluded the possibility of adequate

time for careful interview, and (b) where -

perience on new types of jobs during the
past year may have qualified the worker for
skills which do not appear on his previous
registration card.

2. A consistent and special effort should new be

made to place the unexployed in private industry, including employment with private cantracters. Since Employment Offices are the
agencies for the use of private employers,

the only way that workers - public works prejosts, of whatever kind, ean be assured their
fair chance with others for placement is
private industry is to have them carefully
interviewed and classified as to skills
in their Employment Offices, so that they
may be made available to fill the orders of
private employers. Otherwise, it appears to

us that they will be stratified as a group timusaly dependent upon Federal agencies for
jobs.
CONCLUSION

The United States Employment Service should re-interview

and bring down to date the classification of all workers on public

96

Mr. Daniel W. Bell-10

8-17-36

works projects. They should make these immediately available

to employers in private industry, and in order to de this should
currently contact during the present fiscal year all employers
in the United States with the purpose of keying into industry
the largest possible number of the unemployed, both on relief
rolls and self-sustaining. These are two phases of one program.
The re-interviewing and reclassifying program could begin as
once and be entirely completed is a period of three months.
It would cost approximately $1,500,000.00. Beginning also at
once should be the special effort to contact private employers
everyshere for the placement of these workers. This phase of
the expanded progres would cost on additional $3,300,000.00.

In the application presented by the United States -

playment Service on June 16, 1936, for funds for the current
fiscal year beginning July 1, 1936, these two items were iseluded and the total amount requested to be allocated from
emorgency funds was $15,000,000.00. On July 9, notification
was received that there would be allocated $2,550,000.00, for

the first quarter of the fiscal year. This amount is out-

ficient to pay the cost of the National Reexployment Service
at approximately the rate of present expenditures, without
the special effort as represented in the above sentioned two
phases of an intensive program. It would be necessary, therefore, in order to continue the work of the National Reemploymont Service on its present basis, and to add to the functions
as just above indicated, that there be the additional allocation
of $12,450,000.00 for the balance of the fiscal year beginning
October 1, 1936.

97
CONFERENCE WITH THE PRESIDENT AT HYDE PARK ON AUGUST 19, 1936.

Those present besides the President were Secretary Morganthau,
Harry Hopkins,
Frank Persons,

D. W. Bell.

The Secretary of the Treasury started the conference by referring to
Admiral Peoples' recent report in which, among other things, he recommended
(1) rechecking of WPA rolls to see whether or not persons were employed
under the Works Program who had sufficient funds from other sources to

maintain them, and (2) a reclassification of the WPA employees so that the

records would show their qualifications for various kinds of work.
The Secretary said that Bell and he had been giving the matter a great
deal of consideration during the past week and they had come to the con-

clusion that the President should indicate whether or not he wants these
recommendations carried out. He said that he had talked at some length

with Mr. Gill, who had agreed that certainly the reclassification should
be done at once and that the rechecking, while a considerable job, might be
done on a. test basis.

He has agreed, therefore, to take two or three

States and check the rolls of the WPA. It was understood that this work
is now under way.

The Secretary said that on the reclassification of the WPA employees
there was a question of whether the United States Employment Service should

perform this task or the WPA. He told the President that while this
group had been waiting for him an opportunity had presented itself for a
preliminary discussion of the matter and both Mr. Hopkins and Mr. Persons
agreed that the reclassification should be done by the U. 8. Employment Service

as it was better qualified than any other organisation to do it.

98
-2-

The Secretary then said that he would like for Mr. Persons to explain
to the President just what his organisation does - historical background and

what he thinks it can do if it has sufficient funds.
Mr. Persons gave a history of the United States Employment Service and
said that the Service administers the Wagner-Payser Act, which provides for

a contribution on a fifty-fifty basis to various States that set up State
employment offices. When the emergency program was started in 1933 these

offices were not of sufficient size to take care of the program then inaugurated, so another service known as the National Reemployment Service
was created, the expenses of which have been paid out of emergency funds.

This service does not in any way duplicate the other services but is in the
nature of a supplement to those services. Mr. Persons explained that
the services under his administration have to a certain degree a continuous

reclassification of the unemployed, - that they provide in their regulations
that applicants for positions should re-register every 30 days so that they
have a continuous check on them. He said, however, that difficulty had
been experienced with WPA employees - many of them had failed to register and

many of them had failed to submit their new qualifications acquired in the

work on WPA projects. He thought, therefore, that it was highly desirable
that the WPA employees be reclassified at once. To do this it would cost
about $1,500,000 and would require about three months to complete the work.

After that it could be kept current with the present force.
He then told the President that there was another part of the Employment
Service which had not been at all advertised but which had been very subcessful

in & small degree putting people back to work. He said that last December
the Employment Service received 85,000 requests from industry for qualified
He said
workers. In May and June of 1936 the requests totaled 200,000 each.

99

that the Service places approximately 1,250,000 people every year and that if

it had sufficient funds so that it could employ skilled personnel who would
be qualified to contact industry and sell the Employment Service he would be

able to double that figure. He estimated that for the next ten months
it would require approximately $2,500,000.
The President said that the program as outlined seemed reasonable and

that he was in favor of carrying it out as suggested. He authorised me
to submit to him the necessary papers allocating $4,000,000 to the Employment
Service for the two purposes indicated above.

DWIZ

(

100

MEMORANDUM PURMISHED BY UNITED STATES EMPLOYMENT SERVICE
1.

RECLASSIFICATION OF W.Poh. WORKERS - $1,500,000

The allocation of the sun of $1,500,000 has been approved for the we of the
United States Employment Service is the Department of Labor. This is to provide
for an immediate program of refining and bringing dam to date the oscreational
classifications of workers who have been employed under the program of the Works

Progress Administration. It is essential that up-to-date data should be made
readily available as to the work histories and occupational classifi entien of all
of these workers whose services are being med and will be used in connection with
work program provided for the Fiscal Year 1936-37.
The allocation of work projects depends upon the availability of workers from

relief rolls who have the required skills to do the work which the contraction of

a project demands. A part of the regular procedure of the employment office has
been to interview the unemployed, and classify them on the basis of their work
historica according to their occupational al assifications. From time to time
reinterviews are made in order to refine the occupational data with regard to each
applicant.

2. CONTACTING INDUSTRY - $2,500,000

The records of the Employment Service show that to a rapidly increasing degree
private employers are availing themselves of the use of their employment exchanges.
The program for exploperat services in the United States is based upon the WagnerPayser Act, passeditity the 73rd Congress, which provides for - affiliation of State
Employment Services with the United States Deployment Service. As mossitated by
certain phases of the Recovery Program, the United States Employment Service established also in 1933 an eargency agency known as the National Reemployment Service,
this agency has served all areas not covered by State Employment offices, and has
placed supplementary personnel in State offices in so far as such personnel were
needed to carry the extra volume of work required by public works programs.
Due to this complete National coverage by employment offices, the major number

of the unemployed in the United States, including the majority of recipients of
relief, are registered in these offices, and can be made available for employment
not only on public works, but in private industry. with the mailest improvement
in employment opportunities it is now a necessity that members of the staffe of
these offices contact all employers, and acquaint them with the opportunities offered
by the Services and that since the record of experience shows that a very large
increase in employer's orders for workers result from such combacts, there is a
further necessity that the offices be more adequately equipped and staffed to respond
to the demands of primate industry.
The National Reexployment Service is supported regularly from ergency funds

allocated from time to time for this purpose. Approval has been ives to as allecation of the amount of $2,500,000 for the current Fiscal Year additional to the
sums regularly allocated, in order to make it possible for the employment offices
to conduct currently a campaign for the plasement of workers in private industry.

AVK main

101

PARAPHRASE OF TELEGRAM SENT

TO: American Embassy, Paris, France
DATE:

August 20, 1936, 7 p.m.

NO.:

318

FOR COCHRAN FROM TREASURY.

Secretary Morgenthau would like to have you get a

personal estimate of the situation in London by going there,
to be there by Monday, and you should be prepared to
remain for a two-day or three-day stay.
PHILLIPS
ACTING.

EA:LWW

OFFICE OF

THE SECRETARY OF THE TREASURY

diary

(ii)

August 20, 1936.
Memorandum to Mrs. Klotz:

For your files I am giving you a copy of
a message sent Commander Thompson in code this
date.

Eyes

Haroid N. Graves

in

102

August 20, 1936.

CONFIDENTIAL

"SECRETARY MORGENTHAU HAS UNDER CONSIDERATION EMPLOYMENT

IN WASHINGTON OF SOME OUTSTANDING CHINESE CITIZEN AS HIS PERSONAL
ADVISOR ON NARCOTIC MATTERS AS AFFECTING CHINA STOP HE DESIRES

THAT YOU DISCUSS THIS CONFIDENTIALLY WITH NICHOLSON STOP IN
DOING THIS YOU SHOULD CONSIDER WHETHER SECRETARYS OBJECT COULD BEST

BE ACCOMPLISHED BY FORMAL INVITATION TO CHINESE GOVERNMENT OR
OTHERWISE STOP SECRETARY DESIRES ALSO TO CONSIDER PRECISELY SAME
PLAN WITH REFERENCE TO JAPAN STOP PLEASE REPORT FULLY AFTER YOU
HAVE DISCUSSED WITH NICHOLSON AND IF POSSIBLE GIVE NAMES OF PERSONS
BOTH CHINESE AND JAPANESE WHOM NICHOLSON WOULD CONSIDER AVAILABLE".

GRAVES

nl Security
may

For you general
information
to see this on the A

report case Lp
8/25 gl

August 21, 1936

103

MEMOPANDUM FOR MR. OLIPHANT:

Ret Associated Gas & Electric Co.
The following status report, concerning the above case, is made
in response to your request.

In June, 1934, certain creditors of the Associated Gas & Electric
Company filed a petition in the District Court, for the Northern District of New York, praying, among other things, that the Court appoint
a trustee for the company under the provisions of 77A and 77B of the
Bankruptcy Act and that the petitioners be permitted to submit one or
more plans and suggestions for the reorganization of the debtor corporation, including any disposition to be made of its assets and
properties pursuant to 77B of the Bankruptcy Act, and that the Court,
after hearing such objections as might be made to any plan, confirm
the plan, if satisfied that compliance had been made with the provisions
of Section 77B of the Bankruptcy Act. The company moved to dismiss the

petition, claiming that it had not been filed in good faith. At least

three motions of this kind have been made by the company, but all of
them have been denied by the lower Court. The company appealed to the

Circuit Court of Appeals, from the denial of its last motion, where the

matter is now pending.

At the present time attorneys for the petitioners and for the company
are carrying on negotiations, at the suggestion of Circuit Judge Manton,

looking to a possible agreement which would terminate the Court proceedings.
The government is not a party to the proceeding except that on December 23,
1935, the Court granted an application of the United States to appear as
amicus curiae.

Prior to December 23, 1935, jeopardy assessments of federal income
taxes were made against the company for 1927 to 1933, inclusive, in an
aggregate amount of approximately $51,000,000. The company filed appeals
in the Board of Tax Appeals contesting the taxes covered by the jeopardy
assessments. These appsals are now pending before the Board and have not
been set for hearing. Government agents have been and are engaged in

making an investigation of the company's tax liability. It appears that
the investigation may be completed within two and one-half months from
this time.

One other matter remains to be mentioned. In December, 1935, the

United States instituted a suit in equity against the company in the
District Court of the United States, for the Northern District of New York,

104
-2-

to foreclose its lien, created by the making of the above jeopardy
assessments, and for the appointment of a receiver for the company.
The company moved to dismiss this suit and that motion is now
pending before the Court. The matter has been continued from time
to time on account of the pendency of the bankruptcy proceeding
mentioned at the outset of this report.
The use of the name "Associated Gas & Electric Company", in

this report, is intended to be inclusive of the corporate entities

making up the Associated Gas & Electric system.

M. B. Leming,
General Assistant.
Approved:

forChief
theCounsel
Joshia Acting
Bureau of Internal Revenue.

105

August 21, 1936

This was written by the Secretary while he was at
Wianno, on Cape Cod, for his vacation.

any 21 106

call Pres at 11.30 H.M.

told him that Cochum
informed be th at he

believed England had
named about half its gold
from BK of Fr. to England

that I did not like it
all. Pres. was much

interested and cm cemed

He had no in formation
,

for me.

called Pus 3.4.J.

Told him stock market
had hopen 4 3/4 Its.
That I was nervous That

it seemed that the
financial newe center

were
telling
us
that
we were golun to have was.

told him that Fed. 107
Reseme n.y. knew nothing

r I had talked to Buyess)
the said 9 Lane Senater

nye sitting accious
from me. Invill make
surea not to tell- hat

I will tell him what

you are saying
4.00 october ralled W.C.

Jayler told him to by

and find out them S.E.C.
where selling came them.
also to ask Fed. hereum

M.Y. particularly if
selling dame firm

Emoti and firm which

Countrieds

108

TELEGRAM SENT

August 21, 1936
1 p.m.

AMEMBASSY

PARIS (FRANCE)

319.
FOR COCHRAN FROM TREASURY.

Please check carefully Paris and London information

relative British gold shipments contained in your 769.
PHILLIPS, ACTING

EA:HF:LWW

FEDERAL RESERVE BANK
OF NEW YORK

OFFICE CORRESPONDENCE
CONFIDENTIAL FILMS
FROM

L. W. Knoke

m
Coollers
DATE August m, 1956.

SUBJECT: TELEPHONE CONTERNATION

WITH BANK OF FRANCE.

I called Mr. Cariguel at 11:42 a. m. today upon learning
that he had returned from his vacation early this week. Business
was quiet, he said. There was no repatriation of capital whatever
as far as he could make out. The balance of trade running against
Paris explained the demand for sterling, dollars and other foreign

currencies, with the result that gold was going to New York. The
British Fund did not seem to have operated in Paris for over a week
although he was told that the British were steady and substantial
buyers of dollars. I suggested that such dollar purchases probably
had to do with the resale to British interests of a block of shares

in a British utility corporation previously owned in this country
and also with the seasonal requirements of the tobacco industry,
offset to the extent of about $15,000,000 by the sale to American

interests of a share in the *Philadelphia Inquirer" previously held
by the Patenotre interests in France. Cariguel seemed to be such
interested in this latter transaction and I made it clear to him
that our information was entirely based upon newspaper reports.

I made reference to a recent rumor in this market that
Amsterdam could not readily get gold from Paris even though the

guilder rate in Paris stood above the upper gold point. Cariguel
seemed to know about the situation and explained that the only

reason was that French banks, for political motives, did not care
to land a hand in gold shipments to Austerdam; since there were no

Dutch banks in Paris which might be interested is dring this business
(the same as the Paris brenches of American banks handle shipments to

FEDERAL RESERVE BANK
OF NEW YORK

OFFICE CORRESPONDENCE
CONFIDENTIAL FILMS

L. W. Knoke

109A
DATE August 81, 1936.

SUBJECT TELEPHONE CONVERSATION

WITH BANK OF FRANCE.

New York) no gold se shipped to Holland. He indicated, however,
that this problem would be tackled in the near future because is

was altogether desirable that gold should flow to Insterdam just
as freely as it flows to New York.

I inquired what the present total was of the gold held
in Paris under earmark for the British Fund. Cariguel replied that
about 6,000,000,000 franca were left out of a maximum of 12,000,000,000

and added that they were very pleased to see the gold so out because

it was one thing for them to have 1,000,000,000 or 2,000,000,000 in

custody but a totally different preposition when the total ran as
high as it had with the British.

LWK:KMC

110
OFFICIAL COMMUN TO
THE SECRETARY OF STATE
WASHINGTON B.C.

DEPARTMENT OF STATE
WASHINGTON

My dear Mr. Secretary:

I am transmitting a oopy of a letter which
Mr. Walton Butterworth, Secretary of Embassy at London,

has recently written which contains a most instructive account of the background of Mr. Monick's activities in London, and no doubt was primarily intended
for the Treasury.
Sincerely yours,

Enclosure:

Letter of August 21, 1936,
to Mr. Phillips from
Mr. Butterworth.

The Honorable

Henry Morgenthau, Jr.,

Secretary of the Treasury.

110A

EMBASSY OF THE UNITED STATES or
AMERICA

London, August 21, 1936.

strictly Confidential.
Dear Mr. Under-Becretary:

Perhaps you will recall our conversation before you
left London about the middle of January regarding the
discussions which I had had with Monick, French Financial
Attache, about possible developments in French monetary

policy, in particular Monick's prediction that the inevitable
French devaluation could only be brought about as a mone-

tary re-alignment, based on at least a loose international
understanding, and that therefore Washington would sooner

or later be approached, but in any case before London. At
that time "sodaer" meant the spring, but events in France
diotated that such an approach had to come "later", and
further information on this question the reported in the
Enbassy's 285, May 28, noon. However, the recent telegrans sent by "No. 1" (1.0. Monick) to the Secretary of
the Treasury, namely 362, July 23, 10 a.m.; 366, July 23,
7 p.m.; 370, July 24, 6 p.m.; and 376, July 28, 1 p.m.,
are evidence that that approach has now been made.

I have of course no knowledge as to how actively the
Department has participated with the Treasury in the current
situation
The Honorable

William Phillips,

Under-Secretary of State,
Washington, D. c.

HOB

-2situation, and it is with some hesitancy that I take the
liberty of writing you this letter on the chance that some
of the following information may prove of interest.
When Herbert Feis was here is May, I told his all I
then know about Monick's plane and intentions. Briefly,
it was that, through a friend of Madame Blum, Montek had

tions. The fact that Tannery had tried unsuccessfully to

been put in touch with Blum shortly after the French elechave Monick removed from his London post created is Blum's

eyes an initial presumption in his favor. Apparently they
got on well together, and had several interviews during the
period before Blue assumed power. Monick went far is com-

vincing Blue of the eventual necessity for action, but Blue
took the view that the Right by their rapid volte fass had
made devaluation a party issue, and that in order to preserve his Front Populaire bloo he had to get on with his
promised reforms before entering the uncharted sea of
monetary change. However, at Monick's instance he did put

into his "defend the franc" declarations the caveat about FOR
alighment in the event of some international understanding,

and on June 14th Monick, under instructions, left France to
make a secret.visit to Washington and discuss the situation
with Mr. Mergenthan and attempt to obtain from his the
requisite

110 c

-3requisite assurances. I gather that Noniek was in Washington about tea days; that he saw the Secretary of the
Treasury on several oceasions, and that his talks with
him, which were conducted on an informal and personal

basis, were eminently satisfactory. Monick's telegraphic
reports to the French Government which arrived during the
flight from the franc were most welcome to Blum and his

Cabinet as offering the most likely means of extricating
themselves from the then rapidly deteriorating situation.
Neverthehess, by the time Monick had returned to France
the flight movement had dissipated itself, and Blum was such
less enthusiastic about grasping the nettle. Monick was
unable to obtain from Blum the authorisation which he wished,

namely to come to London to initiate official conversations.
He was, however, authorised to come here and have discus-

sions similar to those which he had had is Washington, but
on the same personal and informal basis. This he did, with

Waley and Phillips of the British Treasury, and as a result
of these preliminary conversations, on June 34th a meeting
was arranged between Neville Chamberlain and Blum, who was

in London for the Lecarno talks, with Monick acting as

interpreter.
I gather that on the basis of the Washington conversetions, the French felt able to employ somewhat aggressive

tactics with the British, facing them with the burden of
responsibility should they refuse to more at all. The

110D

4

-

British are, of course, worried about the whole situation
is France. At any rate, according to Menick, he has tained from the British the premise of as undertaking the
actual taxt of which has been virtually agreed upon. He
was unable to obtain British consent to a tripartite deslaration and therefore his plan now seems to envirage a
Franco-British understanding and a Pranoo-American understanding.

Whether or when this plan will bear fruit remains to
be seen. Monick is of the opinion that "the move will not be
postponed much longer", and that this constitutes the final
hour of grace for a moderate devaluation--and he has pressed
for a moderate devaluation similar to Belgium's because it
would not necessitate the. imposition by Great Britain or the
United States of further restrictions on the entry of French
goods, and it would give force through example to that part
of the declarations which will deal with "monetary dumping*

on the part of any other country. No is of the opinion
that, given such a devaluation, the consequent velocity of
turnover will compensate for the increased French costs

arising out of the Blum legislative program.
The French dahinet is not of one mind, but Monisk
mintaine that 11 new includes a substantial number faver
ing

110 E

5ing devaluation and some who complain that the contexplated
devaluation is too moderate. The Communists are changing

their attitude: the HUMANITE for three weeks has not pub-

lished any anti-devaluation attacks, and according to
Monick that party has now intimated that while they cannot
support a devaluation proposal, due to their election pledges,
they will not oppose it. The President of the Republic, who,
under the French constitution, has certain rights of interference in matters of foreign affairs, is urging Blum to
act. Spinesse, the Minister of National Economy, who has
been in London this week, has informed Monick that he is
under considerable pressure from the Labor Unions to put

into effect the legislation governing the forty-hour week,
but that he is afraid to do so before a devaluation lest
15 or 20% of French enterprises close down rather than
attempt under present conditions to bear the added vage

burden. According to Monick, Blun is still reluctant to
act, but a renewal of the flight from the franc might effect
a wuick change in his attitude.
The means by which devaluation could be legally brought

about in France is still a difficulty. The gold emberge,
or export tax, is apparently not favered by Komick and
his collaborators, who desire that the Chamber of Deputies

be called, so that the Act authorising #re-alignment" will
like

110F

-6like its American prototype, give power to the Government
to detaine further if *monetary dumping* is undertakes by

a fourth party (e.5. Germany). I gather that the intention
10 that the declarations by Great Britain and the United
States would contain a provision about further depreciation
11 such spiritary dumping is undertaken by a fourth party.
Monick emphasized that this whole matter had been

kept a very close secret, so such so that the new Governor
of the Bank of France was not fully acquainted with the

situation, and "that is why he had made mistakes in Berlia
and at The Hague."

In transmitting the above information, for what it

my be with, I think I should say, in view of the difficulties which arose over the Treasury telegrams and Mr.
Morgenthan's recent enquiry No. 279, July 25,12 noon, and

the Ambasandor's reply thereto, No. 374, July 27, p.m.,
that I was not in London when these discussions took

place, having been at Antibes - leave from July 10th
to August 14th. On August 19th Monick got in touch with
mc in order to arrange that his senior letter to the
Secretary of the Treasury be comparabed through the pench

(texegian No. 405, August 19, s p.m. At that time he
venchealed

- 92
resultation the interestics given above, I 3 - streept to extract from him any further information In his negotiations either is Leader - is
I do hope we shall have the pleasure of seeing me.
Phillips and you in London before you goite
with kindest regards,
simesely youre,
WALTON BUTTERBORTE.

aug 22,1111936

Secretary of Agriculture
Secretary of Compres

Secretary of the Interior
Attorney General

Secretary of Labor
Secretary of the Havy

Secretary of State
Secretary of the Treasury
Secretary of War

/

President, Civil Service Commission

Director, Emergency Conservation Work

Chairman, United States Employees' Compensation Commission

Administrator, Resettlement Administration

Administrator, Rural Electrification Ministration
Administrator of Veterane' Affairs
Administrator, Puorte Rice Reconstruction Administration

Administrator, Works Progress Ministration

112
THE WHITE HOUSE
WASHINGTON

any 22, 1976

My dear Mr. Secretary:

I - writing to inform you that all applications for allocation
of funds from the $4,000,000,000 appropriation under the Margancy

Bblief Appropriation set of 1935, approved April 8, 1935, must be in
the hands of the Division of Applications and Information of the
National Buergency Comail not later than Thursday, September 12,

1935, in such form that they can be presented to the Advisory Committee

on Allotments for final action at its mosting of September 17, 1935.

No applications for allocation of funds will be received or considered
thereafter.

It is planned that all allocations recommended by the Advisory
Committee on Allotments - to and including September 17, 1935, and
approved by me will have been acted upon by the Secretary of the
Treasury and by the Comptroller General prior to September 24, 1935.

It is therefore directed that all governmental agencies, Federal,
State, ammicipal, etc., be prepared on or before October 22, 1935,

either to ask for bids for construction work or begin operations by
direct labor (force account) on the project. Where projects are to
be carried on under contracts, such contracts must be awarded and
signed on or before December 15, 1935.
Sincerely yours,

113

By dear Mr. Ministrator:
I - writing to inform you that, with respect to Public
Works funds available for carrying out the purposes of the
National Industrial Recovery ht as amended, I desire that

all future applications for allocations and all cancellations,
rescissions and modifications of previous allocations be cub-

mitted to the Minisory Committee on Allotments, to be asted

upon in the same - and to the same extent as that Com-

mittee acts with respect to allocations made under the Beorgency Relief Appropriation Act of 1935.

All applications for allocation of any funds must be in
the hands of the Division of Applications and Information of
the National Emergency Council not later than Thursday,
September 12, 1935. in such form that they eas be presented
to the Advisory Committee on/Allotments for final action at

its meeting of September 17, 1935. No applications for alloeation of funds will be received or considered there fter.
It is planed that all allocations recommended by the
Advisory Committee on Alletments up to and including September
17, 1935. and approved by - will have been aoted upon by the
Secretary of the Treasury and by the Comptroller General prior

to September 24, 1935. It is therefore directed that all

governmental agencies, Federal, State, municipal, etc., be
prepared on or before October 22, 1935. either to ask for bids
for construction work or begin operations by direct labor
(forde account) on the project. Where projects are to be
carried on under contracts, such contracts must be awarded
and signed on or before December 15. 1935.

Sincerely yours,

Honorable Harold L. Iskee,
Administrator,Foderal Energency
Administration of Public Works.

This letter and enclosure prepared for:
Chairman, Advisory Committee on Allotments,

Executive Director, The National Emergency Council.

114

My dear Mr. Administrator:

I am sending herewith, for your information, a
copy of a letter which I have today sont to the head
of each Government Department or Agency that has had

an allocation of funds from the $4,880,000,000 appropristion under the Emergency Relief Appropriation Act
of 1935.

Sincerely yours,

Inclosure
The Honorable,

The Administrator, Works Progress Administration.

-

115

- - HOUSE

n door Mr. Secretarys

I as writing w inform you that all applications for allowation

of funds free the $4,860,000,030 appropriation water the Belief Appropriation not of 1986, approved April 8. 1988, must to is
the hands of the Division of Applications and Information of the

National Council not later them Therefor, September 12.
1986, in such form that they can be presented to the Advisory Committee

- Allotments for final action at its mosting of September 19, 1000.
No applications for allocation of funds will be received or considered
thereafter.

It is planned that all allocations recommended by the Advisory
Committee on Allowante w to and including September IV. 1983, and
approved by me will have been acted upon w the Secretary of the
Treasury and by the Comptroller General wier to September m. 1000.

It is therefore directed that all governmental ogenation. Federal,

State, multipal, etc., be prepared - or before October as. 1986,
either to ask for side for construction work or begin operations w

direct labor (fores account) - the preject. Where projects are to

be carried on - contracts, such exaturate - be marked and
signed on or before December 20. 1000.
Sincerely years.

116
WORKS PROGRESS ADMINISTRATION
WALKERJJOHHBON BUILDING

1734 NEW YORK AVENUE NW.
WASHINGTON D.C.
HARRY L. HOPKINS

August 22, 1936

ADMINISTRATOR

Honorable Henry Morgentham, Jr.

Secretary of the Treasury
Fishkill, New York
Dear Mr. Morgenthau:

I am enclosing herewith for your approval tentative draft
of a proposed schedule to be used by investigators together with

instructions to be sent to the field.

I am also enclosing an estimate of cost which should be
handled by an allotment of $383,305 to the Works Progress Adminis-

tration over and above our administrative costs.

After a careful inquiry I am convinced that we should not
make this study in either South Dakota or Chicago for the following
reasons:

South Dakota was chosen because it was a

drought state. We will, in effect, have com-

parable data from drought counties in Georgia
and Colorado where the problem has been similar

but not as great as in the Dakotas. It would
be physically impossible to investigate all of
the cases in South Dakota without bringing in
trained investigators from outside of the
State. Governor Tom Berry heard that we were

planing to make the study and objected vehe-

mently. Our regional staff agrees with the
Governor's position, as does Mr. Hopkins.

For the past several weeks a carefully
worked out plan of investigation has been

formulated for all of Illinois including
Chicago. This investigation will start in
about thirty days and will last for sixty to

ninety days thereafter. A hurried investiga-

tion such as is proposed for Chicago would
disrupt present plans and would not be advis-

adle in our opinion.

117
Hon. Henry Morgentham, Jr.

-2-

August 22, 1936

The work is realy to proceed as seen as I receive your
approval of the instructions and schedule and your approval of the
spending of these additional funds as administrative expense.
Data dream from 15 representative cities in which we
conduct regular surveys have an interesting bearing on the matter
under consideration. in analysis of 2,900 cases with Yorks Program

employment in June, which has Just been completed, shows that 21
percent of these cases had some private employment during the

month. Owing to the high rate of turnover in this group, however,

only 14 percent had both private and Works Program employment on

June 30th. In most cases the private earnings were small; those

cases which had both types of employment on June 30th and earned

$50 or more from private industry amounted to only 5 percent of
the total number of cases studied.
Sincerely yours,

andrin

Corrington Gill
Assistant Administrator

WORKS PROGRESS ADMINISTRATION

1. Hepp of Worker

1

(Last Name)

2. Address

(Middle)

A. Schedule Number

4. Relief Case Number
5. Number of Persons in Household

(First Name)

B. State
e. County
D. City or Town
E. District Number

6. Color or Race

7. Date of Certification

3. Name of Household Head
(Last)

8. Certified as Drought Case # Yes

(First)

(Middle)

No

9. Employable Persons in Family
(a)

WORK PROGRAM EMPLOYMENT
(b)

(o)

(d)

Line

Yes

No.

(e)

(f)

Employed
Sex

Age

Ident,
No.

Work

Program
August

EMPLOYMENT IN PRIVATE INDUSTRY
(g)

Type
of

Work

Wage

Class

Symbol

(h)

(1)

(j)

(k)

(1)

Month-

Month-

Employed

Month-

Employ-

ly

od

Began

Name age Address

August

Job

of Employer

ly

ly

Wage

Earn-

Rate

inge

in

Private
Industry

Earnings

(a)

(m)

Date

26

August

26

2

3

5

10. Relief Incomes

11. Household Income Other Than
Work Program and Relief:

Source

Amount

(a) General Public Relief
(b) Pensions (based on need)
(e) Private Funds
(d) Other Aid

(e) Total Relief Income
Interviewer

(Yes or No)
Source

$

Amount

(a) Total from Private Employment
(b) Other Non-Relief (Specify

12. Relation of Household Income Other Than Work Program
and Relief to Security Wage Standards
Persons #
(a) Security Wage Standard for
(b) Household Income Other Than
Work Program and Relief

Source and Amount on Back

Below Standard
(o)

(c) Total

Equal to or Above Standard

Editor

(Signature)

$

(Yes or No)

Approved

(Signature)

Supervisor)

(a)

Division of Social Research, WPA

119

HOUSTHOLD INCOME SURVEY

INSTRUCTIONS TO SUPERVISORS

A. Purpose of Study. - The purpose of this survey is to ascertain the
amount of income of relief families employed on Works Progress Adminis-

tration projects which is derived from private employment and other nonrelief sources, and to compare this income with the "Security Wage Standard" which is defined below. The study is based on the schedule which is
attached, DRS Form

. which is to be filled in part from the assign-

ment files of the Employment Division and in part through personal interview.

B. Households to be Studied - Area Included. - All certified relief households with one or more persons employed on a Yorks Progress Administration

or National Youth Administration project on August 26, 1936, in the States
of Colorado, Georgia and Rhode Island and the cities of Baltimore, Cleveland
and San Francisco are to be included in this survey.

C. Selection of Households to be Studied - Control Cards. - The list of
the households to be studied is to be based on the names and addresses of
all workers employed on WPA or NYA projects during the payroll period in-

cluding August 26th. The assignment files or the August payroll covering

August 26th is to serve as the source of this information. A standard

5 I 8 card is to be used for compiling the list of households to be interviewed. Each of these control cards is to contain the following informtion:

1. Serial Number
2. Relief Case Number
3. Identification Number
4. Name of Worker
5. Address
6. County

7. Date Schadule Assigned to Interviewer

-2120
8. Date Schedule Returned by Interviewer
9. Date Schedule Given to Editor
10. Date Schedule Edited and Approved
11. Date Schedule Tabulated

Sufficient space is to be left on the control card to permit entering the
date on which a rejected schedule is returned to the interviewer for veri-

fication or correction and the date of its return for further editing. In
general all movements of the schedule until its final disposition are to be
recorded on this card so that the location of each schedule is known at all
times.

A copy of the control card is appended as Exhibit 1.
When the control card file has been completed, the cards are to
be arranged in alphabetical or relief case number order to determine whether
there is more than one worker in any one household who is employed on a

Works Progress Administration or National Youth Administration project during

the payroll period including August 26. All similarities in name and address
or relief case number are to be checked against FERA Form 600 to ascertain

whether the workers concerned are certified as members of one household. In
instances where they have been certified as members of the same household,

the names of such workers are to be posted on the same control card and they

are thereafter to be considered as representing a single household unit.
After this check has been completed, the cards are to be numbered

serially from number one in each district office. Cards with the names of
more than one worker in the same household are to receive only one serial

number. The completed control file will contain a serial number for each
household which is to be interviewed.

D. Preliminary 20 Percent Sample - Areas Included. - In order to obtain

reliable results as quickly as possible, schedules are to be filled, edited
and tabulated for a random example of 20 percent of the households in all

-3-

121

districts which include a city with a population of 50,000 or more persons,

except as provided for Rhode Island below. This will include the cities of
Cleveland, Baltimore and San Francisco and the following districts in each

of the states included in this survey:
Colorado

District

Georgia

District 5 (Atlanta)

2 (Denver)
4 (Pueblo)

2 (Augusta)
7 (Macon)
3 (Savannah)

Rhode Island - District 1 (Providence)
1 (Pawtucket)

1 (Woonsocket)

In Rhode Island the preliminary 20 percent sample is to be taken
only in the cities of Providence, Pawtucket and Woonsocket. The 20 percent

sample is not to be taken for the remainder of the state.

The sample is to be selected by pulling from the control file all
cards with serial numbers ending in the digit "5" or "0". These cards are

to be separately filed, and labeled "sample control file".
E. Completion of Study in Sample Areas. - In the areas in which the preliminary 20 percent sample is to be tabulated the sample schedules are to be

filled, edited and tabulated as rapidly as is consistent with accurate procedure. In these areas work on the remaining schedules is to be begun only

after interviewers, editors and tabulation clerks, respectively, have completed their work on the 20 percent sample. If the work is properly organized and staggered it will be possible to maintain a continuous flow of
work from the beginning of the 20 percent sample through the completion of
the remaining 80 percent of the schedules.

F. Time Schedule. - This study is to be begun as quickly as possible after

-4-

122

the receipt of these instructions. In the sample areas it is expected that
the hand tabulation of the 20% sample will be completed by September 15th.

The entire survey is to be finished well before October 1, 1936.

G. General Organization. - In the field this survey is to be under the
direction of a State Supervisor in the states of Colorado, Georgia, and
Rhode Island and a City Supervisor in Cleveland, Baltimore and San Francisco.
These supervisors are to work through the Regional Research Supervisors of
the Works Progress Administration.

In addition there is to be a District Supervisor for each district
or sub-district office who is to be responsible to the State or City Supervisor.

H. Clearance of Questions. - All questions which arise in the district or
sub-district offices relating to the establishment of the control card file,
the selection of the 20 percent sample, the preparation of the daily reports,
and the filling, editing and hand tabulation of the schedules are to be
cleared by wire or telephone with the State or City Supervisor. The State

or City Supervisor in turn is to clear all questions with the central office
in Washington and shall immediately notify the Regional Research Supervisor

of all such inquiries. All wires are to be addressed to Howard B. "yers,
Works Progress Administration, 1734 New York Avenue, Washington, D. C., atten-

tion P. M. Hauser. Any telephone calls to the cuntral office which may be
necessary are to be directed to Mr. P. M. Hauser, Washington, a. C., DIstrict
0330, Extension 196. Do not hesitate to make an inquiry about any questionable
matter.

I. Instructions to Personnel. - The value of this study depends almost en-

tirely on the following factors:

-5123
1. The reliability and completeness of the
schedule returns.

2. The thoroughness of the editing.
3. The accuracy of the hand tabulation.
4. The maintenance of an adequate control system.

It is essential that only persons with adequate training and experience be
employed for this survey.

The supervisor is to become thoroughly familiar with all of the

instructions issued relative to this survey. Moreover he is to instruct
carefully all interviewers, editors and tabulation clerks and control clerks
in their duties. Interviewers and editors are to be thoroughly familiar with
the "Instructions for Filling Schedule DRS ____ and "Instructions for Editing

Schedule DRS - ". Tabulation clerks are to be thoroughly familiar with
"Instructions for Hand Tabulation of Schedule DRS - ". Copies of these
sets of instructions are appended as Exhibits 2, 3, and 4 respectively.
Control clerks must be selected carefully and are to work under the immediate

supervision of the District Supervisor who is to be responsible personally
for the control system.

Although the length of the training period will necessarily vary
for different individuals, it is recommended that a minimum of 3 days be set

aside for the instruction of staff members in their duties. At the end of
the training period it is recommended that District Supervisors administer
tests to all personnel which are designed to insure a thorough knowledge

of the required instructions.
J. Assignment of Schedules to Interviewers. - Before being assigned to in-

terviewers, all schedules are to be sorted by county, city or town, and
street address. So far as possible schedules are to be assigned to interviewers for households in contiguous territory. Moreover care should be
exercised in making assignments 90 that so far as practicable interviewers

are familiar with the area and type of people to be interviewed.

- 6-

124

K. Duplicate Schedules. - All schedules, after they are filled, edited,
approved and hand tabulated, are to be duplicated. The work of transcrib-

ing information from the original schedule to the duplicate copy is to be
performed with care and thoroughly verified.

All schedules, originals and duplicates, are to be held in the

district offices until receipt of instructions for their disposition.
L. Control System and Reports. - It has already been stated that all movements of the schedule are to be posted on the 5 x 8 control card so that
the location of each schedule is known at all times. The only other mandatory

control record is the Tabulation Control Form" which is described in the
"Instructions for Tabulating Schedule DRS -".

In addition to these office controls all District Supervisors are
to prepare a "Daily Progress Report" and a "Weekly Tabulation Summary".

The "Daily Progress Report", a copy of which is attached as Exhibit

5, is to be prepared in quadruplicate. The first copy is to be forwarded
to Mr. H. B. Myers, Attn. Mr. P. M. Hauser at the address indicated above;
the second, to the Regional Research Supervisor, the third to the State or

City Supervisor, and the fourth is to be retained in the district office.
The items desired on the Daily Progress Report are self-explanatory.
The weekly Tabulation Summary" is to be prepared as of the close

of business of Thursday of each week. It also is to be prepared in quadrup
licate and is to be routed in the same manner as described for the Daily

Progress Report. Detailed instructions for filling this form are provided

in the "Instructions for the Tabulation of DRSM. General Procedure. - In general the procedure steps which are to be

followed in the conduct of this survey arei

7

-

125
1. The selection of adequately trained and
experienced personnel.

2. The proper instruction and testing of
all personnel.
3. The establishment of the control card file
and the maintenance of the control system.

4. The selection of the 20 percent sample in
the sample areas.

(Note:

Steps 5 to 10 inclusive, are to be completed for the

20 percent sample schedules in sample areas before step 5 is begun for the
remainder of the schedules.)

5. The filling of the schedules.
6. The editing of the schedules and the rejection of inadequate schedules for veri-

fication or correction.

7. The hand tabulation of the desired information.
8. The submission of the Daily Progress Report.
9. The submission of the weekly Tabulation
Summary.

10. The submission of the 20 percent sample
Tabulation Summary.

11. The submission of the complete Tabulation
Summary.

12. Duplication of all schedules.

Division of Social Research, WPA

126
INSTRUCTIONS FOR FILLING SCHEDULT DRS

I. General
A. Purpose of Study. - It is the purpose of this survey to ascertain the
amount of income of relief families employed on Works Progress Administra-

tion Projects which is derived from private employment and other non-relief
sources, and to compare this income with the "Security Wage Standard" which

is defined below. The study is based on Schedule DRS_ a copy of which is
attached.

B. Approach and Technique of Interview. - The most important information

supplied by this schedule is that obtained through personal interview.

Since the value of the survey is almost entirely dependent on the reliability

and the completeness of the returns, it is essential that all interviewers
be extremely conscientious in the donduct of their work.
The success of the interview depends largely on the approach and

technique of the interviewer. The favorable impression made by the interviewer on the worker or household member, in stating the purpose of the visit,
is usually directly responsible for gaining his confidence and cooperation.
Politeness, tact and consideration must be displayed. The average person

is reluctant to discuss his financial affairs and may in some instances even

flatly refuse to answer the inquirer. However it should be possible in all
but exceptional instances to obtain the desired information through a business-like and sympathetic approach. The interviewer is to remember that he

is officially authorised to collect the data requested, but he is under no
circumstances to use this authority in an overbearing or objectionable
manner. Rare resistant cases should be called to the attention of the

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127

Supervisor for special follow-up work.

Normally the logical procedure in obtaining the required information

will be that of following the questions in order, but if answers occur out
of order in the course of the interview they should be noted as answered.

Avoid making a pure formality of the procedure. It is advisable to ask
questions in the briefest possible way, using a simple non-technical vocabulary.

In the last analysis there is no substitute for experience in
successful interviewing. These general remarks are intended to call attention to some of the more important considerations, but it is expected that
experienced interviewers will pursue the technique which they have found
successful.

C. Source of Information. - All schedules are to be filled in part from the
control card, in part from the assignment files of the Employment Division
and in part through personal interview.

1. Items to be Filled from Control Card. - Preliminary to obtaining further information from the assignment files of the Employment Division
and through personal interview, the following items are to be transcribed on
the schedule from the control card.
Schedule Item

A. Schedule Number

1. Name of worker (or workers, if there is more than one worker
in a household employed on Works Progress Administration or

National 'outh Administration projects on August 26th)
2. Address
4. Relief case number

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128

The schedule number is to correspond in all instances with the

serial number of the household control card. At the time that these items

are filled, the name of State, county, city or town, and the district
number are also to be entered.

2. Items to Be Filled from Employment Division Files. - As far
as possible the following items are to be filled from the Employment Division files:
Schedule Item

3. Name of household head.

5. Number of persons in household.

6. Color or race.

7. Date of certification.
8. Certified as drought case.
9a Name (of other workers)
9b Sex
9c Age

9d Identification number
9e Employed Work Program August 26
9f Wage Class
9g Type of Work Symbol

9h Monthly wage rate
91 Monthly earnings

3. Items to be Filled Through Personal Interview. - All other items
on the schedule, except item 12, are to be filled through personal interview.
Moreover, the items described above which are transferred from the records

are to be verified during the course of the interview. For further instruc-

tions for filling item 12, see specific instructions below.

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129

4. Legibility and Completeness. - In order to facilitate rapid
tabulation of results, all entries should be carefully made so that they

are clearly legible. No spaces on the schedule are to be left blank. If
the entry to be made is "None", an "O" should be entered in the proper

space. If the data requested are not available, "N.A." (for not ascertainable) should be entered. However, this entry is to be used only after

reasonable efforts to obtain the information have failed. If the question
is not applicable, a dash (-) should be intered in the proper space.
II. SPECIFIC INSTRUCTIONS FOR FILLING SCHEDULES

A. Schedule Number. - The schedule number is to be identical with the

number on the control card for the households to be interviewed. (See
above, "Selection of Households to be Studied - Control Cards.)

B. State. C. County. -

D. City or Towh. E. District numbers Enter in these spaces the appropriate designations

called for.
1. Name of Worker. - Enter the name of the person whose name

is listed on the control card for the household to be interviewed. If there
is more than one worker for the same household, enter the name of the worker
whose surname or given name comes first alphabetically.

2. Address. - Enter the most recent complete address available
for the worker.

3. Name of Household Head. - Enter the relief case name as indicated on FERA Form 600 or equivalent form.

130
4. Relief Case Number. - Enter the relief case number as indicated
on FERA Form 600 or equivalent form.

5. Number of Persons in Household. - Enter the number of persons
included in the household on August 26, who contributed to or benefited from
the household income. This is to be obtained from FERA Form 600 and is to

be verified through personal interview. Members of the household away from

home temporarily should be included if they ordinarily contribute to or
benefit from the household income. A member of the household away from
home in a CCC camp should be included. Exclude boarders or roomers unless

they are partially dependent upon the household income.

6. Color or Race. - Enter the color or race of the head of the
household. For example, White, Negro, Chinese, Japanese, Mexican, etc.

7. Date of Certification. - Enter the date on which the household was certified for Work Progress employment. Enter the most recent

date if there is more than one certification. This date is available on
FERA Form 600.

8. Certified as Drought Case. Yes No

-

If the household has been certified as a drought case a check is to be

placed in the box provided opposite "Yes"; if not the check is to be
entered in the box opposite "No". Whether or not the household has been
certified as a drought case is indicated on FERA Form 600.

9. Employable Persons in Family. - This block is to be filled
for persons 18 or more years of age who are working or seeking work. In
addition persons under 18 years of age who are employed on the Work Program

or in private industry are also to be entered. Do not include housewives
unless they are working or seeking work outside the home.

6The names of employable persons are to be transcribed from FERA

Form 600. It is important however that these entries are verified through
personal interview and that a check be made to ascertain whether any ployable persons are not listed on Form 600.

a. Name. - Enter the names of all employable persons in the
household as defined above.

b. Sex. - Enter the sex of each worker listed.
C. Age. - Enter the age of each worker on his or her last birthday preceding August 26. This is recorded on FERA Form 600 but it is to be

verified through personal interview.
d. Identification Number. - Enter the number by which the worker
is identified on WPA records (Form 507) and which appears on the pay roll.
e. Employed on Work Program August 26.- Enter for each worker in
the household who was employed on the Works Program during the payroll period

including August 26 one of the following abbreviations in accordance with
the agency of employment:
Agency

Abbreviation
"W.P.A."

Works Progress Administration

"N.Y.A."

National Youth Administration
including Student Aid

"C.C.C."

Civilian Conservation Corps

"Other"

Other Federal Agencies

The WPA District Employment Division can notify interviewers of

the location of Federal agency projects operating in or near the district.
The following Federal agencies are operating projects in the
cities and States covered by this surveys

-

7

-

132

Department of Agriculture
Soil Conservation Service
Forest Service
Bureau of Entomology and Plant Quarantine
Bureau of Plant Industry
Bureau of Public Roads
Weather Bureau

Department of Interior

Office of ndian Affairs
National Park Service
Bureau of Reclamation

Office of Education

Department of Labor
United States Employment Service

Public Works Administration

Resettlement Administration (work projects only)
Treasury Department
Coast Guard

Procurement Division
Bureau of Internal Revenue

U. S. Public Health Service

War Department

Corps of Engineers
Quartermasters' Corps

f. Type of Work Symbol. - Enter the type of work symbol of the
project on which the worker was employed during the payroll period including
August 26.

g. Wage Class. - Enter the wage class in which the worker was

employed on the payroll for the period including August 26. The entry will

be "U" for unskilled, "In for intermediate, "S" for skilled, "P &T", for
professional and technical, and "N.S.", for non-security. This information
is to be obtained from Form 507 or the August pay roll.
h. Monthly Wage Rate. - Enter the scheduled maximum monthly earn-

ings rate at which the worker was employed during the period covered by the
pay roll including August 26, as shown on WPA Form 507 or the August payroll.

133
i. Monthly Earnings. - Enter here for each worker employed on
the Work Program the amount of monsy he has actually earned on Work Pro-

gram employment during the month of August. Enter the number of dollars earned

to the nearest dollar. (Fifty cents or more should be considered as another
dollar.) The information is available on Form 507 or the August pay roll.
It is to be observed (see item 11b) that CCC earnings are also included as
part of "Other Non-Relief Income".

j. Employed in Private Industry During August. - Enter "Yes"
in this column for each worker who was employed in private industry for any
length of time during the month of August. Employment by an established

municipal, state or federal government agency not operating from relief funds
is to be considered as private employment. All farm operators and persons
employed on their own account (business, contracting, professional, newsboy,
etc.) are to be regarded as employed. Persons who work on home farms without
earnings should not be considered as employed. However, persons working on
home or other farms for wages should be considered as employed. Persons on
strike are to be considered employed.

Enter "No" for each worker listed who has had no private employment
during the month of August1

k. Monthly Earnings. - Enter here for each worker the total amount
of his earnings through private employment during the month of August. Cash

earnings only are to be entered. This entry is to be made in dollars rounded

to the nearest dollar. (Fifty cents or more should be considered as an additional dollar.) If the worker has not been employed during August (see "j")
the proper entry is a dash "-". If the worker has been employed during the
month of August but has no earnings the proper entry is a zero "O".
1. Employed August 26. - Enter "Yes" for each worker who was

9

-

134

engaged in private employment as defined above on August 26. This refers

to job connection rather than whether person worked as that particular day.
Enter "No" for each worker not so engaged.

m. Date Began Job. - Enter here the date on which the job to
which reference is made in Column K began. Indicate month, day, and year.
n. Name and Address of Employer. - Enter the firm name and exact

address of the employer for whom the person is working on August 26. If
the person worked for other employers during the month of August, the names

and addresses of such employers are to be listed on the reverse side of the
schedule. In such instances the line number of the worker is to precede the
name and address of the employer so that identification can readily be made.

It is important to obtain the full and exact firm name so that the employers
may be contacted readily at some later date if it is deemed necessary.

O. Code. - This column is to be left blank by the interviewer.

10 -

135
Relief Income. - Enter "Yes" or "No" as called for to indicate
whether the household has received any assistance in cash or kind from

public or private general relief funds, from pensions based on need, or
from any other source of public or private assistance other than employment
on the Work Program during the month of August. Surplus commodities should

be excluded. Resettlement grants reveived during August are also to be

excluded. Do not include bonus or adjusted service certificates as a form
of assistance.

a. General Public Relief. - Enter the amounts of general relief
received from public funds in August. Do not include the cost of hospi-

talization or other institutional care, transportation, burials, or surplus
commodities.

b. Pensions Based on Need. - Enter the total amount reveived in
August from pensions based on need whether from public or private funds

(as for example to the aged or to the blind).
C. Private Funds. - Enter the amount of relief received in August
from private funds (for example relief from private family relief agencies,
Salvation Army, St. Vincent de Paul, Society of the Catholic Charities, Red
Cross, etc.

d. Other Aid. - Enter the amount received in August from any
other public or private source which cannot be clearly placed in any of
the categories above.

11

e. Total Relief Income. - This item is to be obtained by 136
addition of items 10a, b, c, and d.
11. Household Income Other Than Work Program and Relief. -

a. Total from private employment. - Enter here the total
amount of income received by members of the household during the month of

August from private employment. This is to be obtained by addition of
items in Column 8k.

b. Other Non-relief income. - Enter here the total amount
of income received during the month of August from the Civilian Conservation
Corps, own business, sale of farm produce, rent income from roomers or

boarders, gifts or inheritance, pensions not based on need, workmen's
compensation, or any other non-relief sources. Work Program Earnings from

any source other than CCC are not to be entered. Bonus or adjusted service

certificates are not to be included as a source of income.
The source of income and the amount from each source is to

be entered on the reverse side of the schedule.

C. Total. - This item is to be obtained by addition of items
lla and 11b.

12. Relation of Household Income Other Than Work Program and Relief

to Security Wage Standard. - This study is primarily interested in the
comparison of household income other than that derived from the Work Program

(except CCC) and relief with the "Security Wage Standard".

a. "Security Wage Standard" for Persons - The "Security
Wage Standard" is the amount of income based on the Work Program monthly

wage rate of the worker adjusted for family sise. The family of four persons
is to be regarded as an average size family for which the monthly earnings
rate of the WPA worker is the "Security Wage Standard".

- 12 -

137

If the family consists of more than four persons, the "Security Wage
Standard" is to be determined by adding 10 percent to the monthly wage

rate for each additional member over four. On the other hand, if the
household consists of fewer than four persons, the Security Wage Standard
is determined by subtracting 10 percent from the monthly wage rate for

each member under four. The following is a sample scale of the "Security
Wage Standard" for unskilled labor at a monthly wage rate of $55.00. It

is to be noted that fractional dollare are to be disregarded.
Size of

Amount

Allowed

Derivation

1 person
2 persons
3 persons
4 persons

$ 39.00

$55.00 minus 30%

5 persons
6 persons
7 persons
8 persons
9 persons
10 persons
11 persons

60.00
66.00
71.00
77.00
82.00
88.00
93.00

44.00
50.00
55.00

55.00 If 20%

55.00

"

Household

10%

Monthly Wage Rate - Basis
of "Security Wage Standard"
$55.00 plus 10%
55.00
55.00
55.00

20%

"

30%

"

"

40%

55.00 " 50%
55.00 " 60%
55.00 " 70%

In filling item lla the number of persons in the household, as

listed in Item 5, is to be inserted in the blank provided in Item 12a,
and the Security Wage Standard is to be computed on the basis of the
highest monthly wage rate of the workers in the household.
b. Amount of Private Employment and Other Non-relief Income.

Enter the total amount of household income derived from other than Work
Program (except CCC) and relief sources. This has been computed in Item 11c.

138
C. Below Standard - Equal to or Above Standard - Place a
check mark in the appropriate space provided to indicate that Item 12b,
or

Household Income Other Than Work Program and Relief, is below,/equal to

or above Item 12a, the "Security Wege Standard" for - persons.

Signature of Interviewer, Editor and Supervisor. - The
signature of interviewer, editor and supervisor and dates on which the

schedule is filled, edited and approved, are to be entered in the space
provided.

139

SUMMARY OF CASE LOAD STUDY - COST ESTIMATES

CITIES
BALTIMORE

Case load

$ 28,300.00

9,000

CLEVELAND

35,550

70,620.00

SAN FRANCISCO

17,000

35,660.00

COLORADO

28,689

82,350.00

GEORGIA

36,000

80,250.00

RHODE ISLAND

10,875

36,125.00

STATES

.

$333,305.00

NOTE:

Contingent fund to take care of emergencies;

to be held in Washington office. This will
also cover small additional administrative
cost here - maximum of three supervisors for

two months, approximately $2,500.00

50,000.00

TOTAL

-$383,305.00

August 20, 1936

Estimate of the cost of the proposed investigation for WPA workers for the
following:

Cities of - Baltimore, Cleveland and San Francisco
States of - Colorado, Georgia and Rhode Island
(Case load - 9,000)

BALTIMORE

Staff

Per Month

Period

1 Director

$ 300.00

2 mos.
2 mos.

8 Supervisors

80 Visitors
2 Secretaries
16 Clerical workers

150.00
100.00
125.00
75.00

1} mos.

Total
$ 600.00
2,400.00
12,000.00

2 mos.
10 mos.

500.00

1,800.00

Total Salaries
Travel

Office space, equipment and incidentals

$17,300.00
4,000.00
7,000.00
$28,300.00

Total cost of study
CLEVELAND

(Case load - 35,550)

Staff

Per Month

Period

Total

1 Director

$ 200.00

2 mos.
2 mos.

$ 400.00

1 Ass't Director

175.00
160.00
100.00
100.00
150.00

18 Supervisors

263 Visitors
2 Secretaries

1 Office Manager

2 Clerical workers
(Supervisory)
75 Clerical workers

100.00
80.00

350.00

4,320.00
1 mos.
13 mos. 39,450.00
2 mos.
2 mos.

400.00
300.00

2 mos.

400.00

I mos.

9,000.00
$54,620.00
6,000.00

Total Salaries

Travel

Office space, equipment and incidentals 10,000.00
$70,620.00

Total cost of study
RHODE ISLAND

(Number persons employed August 1, 1936 - 10,845)

Staff

Per Month

Period

Total

1 Director

$ 200.00

2 mos.

$ 400.00
1,125.00

5 Supervisors

120 Visitors
2 Secretaries
40 Clerical workers

150.00
110.00
100.00
90.00

1 mos.

1 mos. 19,800.00
2 mos.

400.00

1 mos. 5,400.00

Total Salaries
Travel

$27,125.00
6,000.00

Office space, equipment and incidentals 3,000.00
Total cost of study

$36,125.00

140

2 - continued

(Case load - 17,000)

SAN FRANCISCO

Staff

1 Director
8 Supervisors
125 Visitors
2 Secretaries

Per Month

Period

$ 250.00

2 mos.

160.00
120.00
110.00
100.00

22 Clerical workers

1 mos.
1 mos.

141
Total
$ 500.00
1,920.00
22,500.00
440.00

2 mos.

3,300.00

1 mos.

Total Salaries

-

Travel

Office space, equipment, incidentals -

$28,660.00
4,000.00
3,000.00
$35,660.00

Total cost of study
(Case load - 28,689)

COLORADO

Staff

Per Month

Period

1 Director

$ 250.00

2 mos.

12 Supervisors

200.00
100.00

2 Secretaries

100.00
80.00

300 Visitors

50 Clerical workers

Total
$ 500.00
3,600.00
45,000.00
400.00

1 mos.
1g mos.
2 mos.

1 mos. 6,000.00

Total Salaries
Travel

-

Office space, equipment and incidentals

$55,500.00
22,000.00
4,850.00

- $82,350.00

Total cost of study
GEORGIA

(Case load - 36,000)

Staff

Per Month

Period

1 Director

$ 300.00

2 mos.
2 mos.
18 mos.
1g mos.
2 mos.

8 Supervisors
12 Supervisors

250 Visitors
2 Secretaries
190 Clerical workers

150.00
125.00
100.00
100.00
60.00

Total

$ 600.00
2,400.00
2,250.00
37,500.00
400.00

1 mos. 17,100.00

Total Salaries
Travel

Office space, equipment and indidentals

Total cost of study

-

$60,250.00
15,000.00
5,000.00

- $80,250.00

August 22, 1936

This was written by the Secretary while he was at
Wianno, on Cape Cod, for his vacation.

all committees flus
by
143
This

except Holland

which showed

small minus
get. Butain laypot

heyer
o dd lots hunchases
on halana
selling represents

stop n due under in market

End of Landm 144
Bull
market- 1
above in formation

was given me by
W.C. Jayler over telephone

I called Pres. at 1.00
and game him same

hime. Iasked if he

knew what galhit pole
would of show Sunday,
He said it gave him

an increase of 12%
popular note - few
state of michig an-

which
gave
him
145
needed entoral votes
for election.

Iasked him when
this
information
could Lane likked

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Iaccounted
said that undorthy
for

selling Friday.

They were dis counting

Landin's defeat 9
was quite ex cited

about it and told

him so. I think

he was pleased

146

although he protende d

he was not. A I

at least empo command

him that the setting

was not finn abroad.
He asked whether 9

had from crehian
again about England
moving its gold

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sance
said
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had time the

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147
in

building

PERMORANDOM FOR THE SECRETARY

At the President's Home, Hyde Park, Sunday. August 23, 1936.
program

have

VIA

them

We arrived at the house about 9:10 (Standard) and waited until

about 9:30, until the President called for us and we weat into his small
how

save

study. There were present Henry Morgenthan, Jr., Dan Bell, George Hasa

and Herbert Gaston. The President
said he had a few things to unload on
Lhome.

the Secretary first of all.
The first thing was about the labor classification study. He wanted
to announce only the 18 million for reclassification, with no particular
story about it, just a routine amountement. Then on Labor Day he would

shoot the works about the 2g million and the rest of it. He asked Briend
Bell
to give MoIntyre a memorandum Monday about the 1à million.

No. 2 was a matter of a man named John I. Lever, who was threatening

to make a disturbance about his treatment by Tokes. He could be hold off

a few days longer only. The President had a letter from Takes, which he
turned over to Secretary Morgenthau, stating that he was perfectly willing
to have an independent investigation made of the reasons for the dismissal

of Lever, preferably by the Treasury Department. H.E.G. said that he had
talked to Lever, who had come in ostensibly looking for a job in the Treasury
Department and had unburdened himself about his troubles. The Secretary told

and if the old of grante was we them chere

Gaston to take it up with him Monday.

No. 3 brought projects. up by the President was a matter of roads in the Hammiian
Islands. The This Prossdant should outstanted be hold very confidential because it was a military

matter and had be able been brought to him by the War Department. The matter was

particularly for the those attention of Dea Hell. Last year we spent a million

-2-

148

dollars in building roads on the Island of Oahn, The War Department WILL
very anxious to have this system of roads perfected for military purposes

and they have a new program calling for $1,166,000. It is so much are
important than other WPA projects in the Islands that the President world
like to give them six hundred to seven hundred thousand dollars immediately
and then see how much we can save for this road purpose by elimination of
other WPA projects in the Islands.

No. 4 of the President's items. He had in his hand a letter from
Mayor LaGuardia, who made several points about the PWA limitation, a couple

of which the President thought were perfectly valid and he thought we would
have to make some change in the decision to limit PWA grants exclusively

to relief labor. LaGuardia pointed out that many cities had voted on
projects and had got popular authorisation for fifty-five per cent bond
issues and this referendum approval was based on the prospect of forty-five

per cent grants. Any deviation from this system would invalidate allocations. Consequently, the now rule would make it impossible for many of
these oities to go ahead with the projects. The government seemed to

be

under a moral obligation since the city bond issues had been voted under
a promise by PWA to provide the grants. The second point did not involve

any moral obligation. It was that the debt limits of many localities forbade
their operating on the new basis since they could not raise additional funds
over might and if the old ratio of grants was not maintained, then there
would be no PKA projects.

The Prostient commuted that that depended upon the particular cases
some would be able to go ahead and same would not. The President thought

we ought to approve those projects that conform reasonably fully to the

-8-

149

forty-five per cent laber provision, but he would not stick at thirty-five
per cent. Dan Bell waxted to know where we would get the money. The

President said we can go as far as we can with this fifty million that you

(Bell) picked out of the air. Dea objected that there wasn't any fifty
million, but the President said he had a memory like - elephant and he
know Dan Bell said there was fifty million. Anyway he wasted to go ahead
for the next month or two on this basis with whatever funds Dan could find

for the purpose. He said the first thing we ought to do WILLS to find out
the amount involved and how many projects had actually been voted on and

how much labor could be furnished in those communities. He said - had to

find twenty or thirty million dollars more for these projects. Bell mentioned that PWA had twenty-two million for administrative expenses and the

President said we oan out that right away to fifteen. He remarked that the
law limits the completion of the program to July 1 next and Bell said the
money had to be all obligated by July 1 but not necessarily all spent.
Secretary Morgenthau then brought up the matters he had to lay before

the President. The first was the financing, which he expected to announce
about September 8. His idea was simply to issue new notes in exchange for
the 510 million maturing on September 15. He said he was quite sure there
would be contrary advice from the Federal Reserve people. They would want

to take advantage of the perfect shape the market was in to raise new funds,

but the Secretary did not think that was good tactics. He thought the new

notes should be for five years at 1-8/8; the old notes are years at *
In that connection the Secretary said that while we de not need the publica-

tion of the Budget Summation for financing purposes, still w ought to get it

out. He remarked that a - acquistance of the family had told them that

-4she heard the story about the letter that there would be 130 now taxes ever

the radio eighteen times that day, indicating that it aroused a whole let of
interest.
The second thing the Secretary had to suggest was that the President

order Bell to order all the government departments and activities to set
aside five per cent of the current year's appropriations. "Where did you get
that from?" the President interjected. He said the Acting Postmaster General
notices that postal receipts are up twelve per cent, which means more mail
to handle, more work. "Now how in hell can you ask him to save five per

cent of his appropriation. Come clean." He admitted that the rule at thumb
was a pet of his, but he said here is a case where you can't apply it.
Secretary Morgenthau said he realised that all departments could not save an

even five per cent, but he thought we ought to aim to get a possible two

hundred to three hundred million. He thought the President should give an
indication of his purposes to do this in the Budget Summation.

Dan Bell thought the President ought to give instructions to the
Budget Bureau to try and save some indicated amount. The Secretary remarked

that we ought to be careful not to promise more than we can do. The President

said it would be very hard to phrase it. "If you make it definite, they will
say the same thing to - as has been said to Landon. Where will you save
and why didn't you do it before? It seems to me about all you can do is to
give instructions that the departments shall hold on to their unexpended
balances and not spend them just because they have them. If I should start

on a policy of not spending the billion four twenty-fiw it would be taken to
mean that business has been taking up the load. But they have not. I think
the figures are about $50,000 employables not employed." The Secretary said

let Dan try his hand at working the thing out and them - can submit it to

150
5

the President. The Secretary said he thought we ought to have the Summation

out before September 1. The President saids "Let me take it on the train.
I will read it over on Wednesday, when I will have a good deal of free time,
and will shoot it back. We should not make it a three-day release."
The Secretary asked if the President would like to hear the main
figures that would appear in the Budget Summation and the President asked

Dan Bell to read them. The estimates were for revenues of $5,600,000,000
and for expenditures of $7,700,000,000. Included in those expenditures were
approximately $600,000,000 to olean up the bonus payment and $580,000,000

of debt retirement. If these are deducted the net expenditure figure is
$6,520,000,000, which would leave a deficit of only $920,000,000, although

the entire deficit, including bonus and debt retirement in the expenditures,
is $2,100,000,000. Including debt retirement, but without the bonus, the

deficit is just a billion and a half. The President asked how thi a net
deficit of $920,000,000 less bonus and debt retirement compared with last

year's and Bell told him that last year's on the same basis was $2,700,000,000.
The President said in substance: "Here you fellows were crying to me a few
months ago that we had to save that three hundred on PHA or we were going to

have a worse deficit than we had last year and now you come and tell me that

we are going to have a deficit of less than a billion against two billion
seven. How do you get that way?" The Secretary said laughingly that the
President must have been mistaken about what they said, but the President

said no, he had a memory like an elephant. Dan Bell pointed out that the
expenditures had been kept down pretty rigorously in this estimate and also
that no allowance had been made for extra expenditures on account of the

151

drought. He thought we couldn't include any exact figures for the drought,
but we should make some allowance for it in the Budget Summation. In other

words, he thought there ought to be a paragraph explaining that there might
be need for additional appropriations on account of the drought and the
Secretary said this could well be coupled up with the President's statement

in his relief message that the amount of relief appropriation depended pretty
largely on what progress business made in taking up the unemployed.

The Secretary then brought up the matter of the proposed speech by the
President discussing the general outlook of government receipts and expendi-

tures over a period of years. He told the President that there was some
astonishing things in what the Treasury people had gotten together. He
thought we had the material for a swell speech and he asked Gaston to read

the draft he had prepared. Gaston said that it consisted of some general
language which he had written and some paragraphs on estimates, for whi oh

Mr. Haas was responsible. After two or three pages had been read, the

President remarked: "Why this is political!" He was very great interested
in the statement that "Ever since the 1860's the volume of physical production
in the United States has shown a most remarkably steady tendency to increase

at a rate approximately double the rate of increase in our population." Mr.
Haas showed him a ohart on whi oh population and volume of production were

plotted, showing approximately a straight line on concurrent growth of the on about a two to one ratio, with relatively minor variations for boam and
depressions. The President was astonished at the estimate that the level of
industrial activity of 1929 increased in proportion to population would bring

a total tax yield of 11.8 billions of dollars, including social security taxes,
and approximately 10.7 billions excluding social security taxes. The

-7-

152

President said it might be true, but you can't get anybody to believe it.

After the entire draft was read he saids "That's fine. That's great stuff,
but I can't say it." He thought he would have to be much more conservatives
People just simply couldn't believe statements of this kind no matter how

well fortified they were from a statistical standpoint. The President
thought the most he could say would be that our revenues will be adequate
in two
within the next year, to meet expenditures on the same basis that we are

making them now, thus proving that our tax structure is entirely adequate.
The Secretary said that the suggestion was not for anything immediate and

the President said a speech along this line should not be delivered until

after the first of October.
Reference was again made to the proposed Labor Day speech on the ployment problem and the President agreed that he would like to here the
Treasury work out something on it.

This ended the talk at the house, but later on the train the President
diotated to Dan Bell his idea of some statements he should make in the
Labor Day speech.

--000--

153

Tonight I want to ask you to Join with me in a look into the
future. Let us turn our faces forward, not with the thought of
creating fantastic dream castles, but with our feat on the ground and
with full realisation of where we are, of the road along which we have
come and of the direction in which we are headed.

2 remember quite vividly a saying that I saw printed on a placard

a few years ago, a rather inspired saying I thought then and I still

think. It went this way: "Tasn't the depression awful?" Unfortunately
it was just a fow years premature. We then had not by any means touched

the depth of the depression and we had before us a rough road to travel.

But I call the expression inspired because it seems to me it was

and is characteristic of the spirit of the American people. Our people
have not conquered a continent and brought about huge advances in

science and in industry by fretfully looking backward and complaining
that things are not as they used to be; on the contrary they have always
cast their eyes ahead. They have always been inspired with hope and

with enthusiasm. They have made a jest of difficulty and they have strode
boldly on with assured confidence and with assured hope. That is the one
phase of history from which we can probably derive the greatest profit.
We cannot advance by doing all things just as our ancestors did them,
but we can advance by adopting the spirit of hope, of energy, of enthusiasm
and of determination to achieve something better, which is responsible for

-2-

154

all that they have given us.
We have today reached the point where we can say with real moon-

ing, "Yasn't the depression awful?" We have climbed a long way out
of the depths. We are in a position where we can make sound plans

for the future. We are in a position where we can use what we have
learned; where we can capitalize adversity to build a sounder prosperity.
We have read much and we have talked much of recovery. To have

watched the various indicators of business progress as they have been
climbing steadily back from the depression lows, and many of us probably

have had too firmly fixed in our minds a former normal, or a former peak
of business progress, of employment conditions or of standards of living
and have regarded these as the final goals to which we are struggling.
These indicators have had some usefulness in measuring our progress, but

we will make a mistake if we confine ourselves to them. There was never
a time when our civilisation was as well ordered as it could have been;
there was never a time when we reached a peak of production in which the

real wants and the real necessities of all our people were satisfied. I
don't think the time will ever come when we will reach such a goal, be-

cause it is bound to be a moving goal and I - well content that it should
be so.

I think I speak the spirit of the American people when I say that

they will not be satisfied and for long rest content simply with m
storing conditions, or with reaching marks of attainment that they have
once reached. They will want to go further and higher and we would

have real occasion to despair of the spirit and ambition of our people

-3-

155

if they did not. The time has come when we can cease to place such exphasis on the word recovery. when we can speak instead of thing better than recovery, of an enlarged prosperity, of a greater well
being and above all greater measures of social justice than any we have
experienced in the past.
Our national government in the last four years has accepted new

and grave responsibilities that go beyond the more operation of routine

government functions. It has accepted responsibilities in connection

with the social welfare and the social security of our citizens. It
is not only a grave responsibility, it is also an inspiring responsibility and it is my belief that the American people will insist that that
responsibility shall be retained and shall be well discharged by these
whom they elect to office.

You will recall that in the early days of the depression there
was an appeal to private philanthropy to come to the rescue. There
were heavy demands upon local units of government, upon villages,

counties, towns and municipalities. But although there was a powerful
and heroic response all along the line, the burden was far too heavy

for any or all of these agencies to carry. The taxing power and
borrowing power of commodities and local and state governments was

strained, It was the will of the nation that the collective resources
of all our people, represented in the credit and power of the Federal

Government, should be brought into action in effective way. It was
so brought into action. The national credit was used to rescue the
people, to feed the hungry, to give work to the unemployed, to revive the

industrial life of the nation. We undertook - our people acting through

-4-

156

their national government undertook - the thrilling task, the thrilling
experiment, of sustaining the lives and guarding the welfare of our
people and of restoring the productive energies of the Nation.
The experiment has succeeded; we have restored productive activity:

the national income has leaped upward from below forty billions of dollars
in 1932, as estimated by the Department of Commerce, at a rate that will
mean a sixty billion dollar national income produced in 1936. and the

trend is still upward. It is reflected every day in the reports of business operations and it is reflected in the Federal revenues.
But I do not believe the American people will consider their task
accomplished when income produced reaches the level of some past peak.

The whole history of our country points the other way. It is not necessary
to cite figures to prove this. We have evidences of it on every hand.

Nevertheless, it is sometimes very useful to turn to the figures, not to
assure ourselves of what we. have accomplished, but to indicate more accur-

ately where we are likely to be in the near future.
Not long ago, I examined with great interest a chart showing the

growth of industrial production in the United States in relation to the
increase in population. The figures went back year by year as far as 1866.

The story told by this chart and the figures underlying it is a very simple

but a very important one. It is, briefly, that ever since the 1860's, the
volume of physical production in the United States has shown a most
remarkably steady tendency to increase at a rate approximately double

the rate of increase in our population. The most striking thing about

5-

157

this chart to me is that thenever this long-term rate of growth has been
interrupted by business depressions, the interruption has been only
temporary and the previous peaks of production have been invariably ceeded in the subsequent recoveries.

Some people regard the level of industrial activity in 1929 as a faroff goal to which we may aspire but which we cannot reasonably expect to

reach again in the foreseeable future. Such people would do well to examine

an historical chart of the type I have described. Were they to do so, they

might quickly come to feel, as I do, that it would be surprising if, during
the next four years, the United States does not experience such a further
measure of business recovery as would bring the industrial indexes well

above the levels of 1929. The average level of industrial production in
1929, as measured by the index of the Federal Reserve Board, was expressed

as 119 percent of the average of the years 1923-1925. In July 1936, the

Federal Reserve Board index was 108. If, in the next four years, that index rose to 140 - or well above the level of 1929 -, it would only reach
up to that remarkably regular line of growth that the United States has
traced since the 1860's.

I was happy to receive only a short time ago from the Secretary of

the Treasury the assurance that, in his belief and the belief of those
associated with him in the Treasury Department, we shall not need to levy

new taxes in the coming year or to increase existing taxes. That opinion
coincided with my own judgment that I had expressed in Budget Messages to

the Congress of the United States. There were some who professed to be

skeptical as to the supporting reasons and supporting statements, but if
they had looked the facts honestly in the face, there would have been no

-6-

158

reason for any such skepticism. One has only to look at figures of the
growth of revenues over the last three years to a how rapidly and how
steadily we are marching to our goal of a balanced budget and a reduction
of the Federal debt.

In the fiscal year 1934, the first complete year of my Administration
and the first fiscal year of the recovery program, the Treasury's receipts
from all sources other than processing taxes and trust fund items amounted

to 2763 millions of dollars. In the fiscal year 1935. these receipts, on
the same basis, rose by 516 millions, or by about 19 percent. In the
fiscal year 1936, they exceeded those of 1935 by 760 millions, or by 23

percent. The estimate, on the same basis for the fiscal year 1937. which

began on the first of July, is approximately 5,590 billions of dollars, or
about 1,550 millions greater than the comparable receipts of 1936, or a

further increase of about 38 percent. With our revenues increasing at this
striking rate, with the bulk of the bonus outlay behind us, and with the need

for relief expenditures facing a substantial decline as private industry
continues to expand, the Secretary of the Treasury is clearly justified in
believing that no increase in taxation will be necessary.
There are some also who have expressed Alarm at the size of the public

debt. But I have not been surprised to note that some of the very institutions and individuals who have expressed such alara have been among the

largest purchasers of United States Government securities. The truth is
that the hard-headed business mon of America know, and cannot ignore the

fact, that we have won our battle against the depression, that we are climb
ing steadily out of it toward levels of production that we never have
reached before and that they have every good reason to believe in the
strength of the credit of the American Government and the American people.

159
T-

The increase that has taken place in the public debt my seem to some

large. Yet is is about half the increase in the public debt that occurred
during the World War and when we measure it, not against national wells
but merely against annual income produced in the present fishal year, we

find that the whole of the increase in that debt is wiped out with seven
billion dollars to spare by the increase in the national income estimated
to be produced in 1936 as Compared to the national income produced in 1932.

I called attention a few minutes ago to the great probability that
during the course of the next four years we shall reach levels of business

activity substantially in excess of those of 1929. even if we only restore
the average long-term rate of growth that has characterised American industry

through periods of depression and prosperity since the Civil Far. It is
interesting to relate this probability to the problems of Federal taxation
and debt reduction. The Treasury has estimated that with levels of indue-

trial activity no higher than those of 1923 on a per capita basis, the
present Federal tax structure would produce annual revenues approximating

11.8 billions of dollars, inclusive of social security taxes, and approximating 10.7 billions of dollars, exclusive of social security taxes. Now,
I do not contemplate that we shall actually raise Federal revenues in these

amounts. They will not be necessary. Revenues of this sira would, of
course, be far in excess of the total expenditures of the Government in
any year of the present Administration, even including the past year when

we prepaid the balk of the soldiers! bonus. The figures make it clear,
however, that our present tax schedules are such as will be more than
ample in the years that are immediately ahead to cover all the expenditures

160

-Which we are currently making, both for the ordinary purposes of government and for what we have classed as recovery and relief, and leave a very

large margin for the rapid reduction in the public debt. Our problem will
not be how we shall obtain funds to promote recovery, but how fast we shall
reduce the public debt, how fast and which taxes we shall reduce, and how
much revenue we shall continue to employ in discharge of the new responsi-

bilities for the social welfare which have been accepted by the Federal
Government under the present Administration. We shall be able to reduce

the public debt just as rapidly as, if not more so, than we did in the
years immediately following the World War. We shall be able to eliminate
most of the present excise taxes that are paid so largely by wage earners
and salaried Workers, and to reduce the rates of other Federal taxes. We

shall be in a position to consider the advisability of sharing some of
the Federal revenues with State and local governments, thereby permitting
an enlargement of the services rendered by State and local governments

and a reduction in State and local taxation. Most important of all, in
my opinion, the Federal Government will be able to continue and to expand

the program of social security that we have inaugurated during the past
three years.

I would not attempt today to outline a budget of governmental expendi-

tures for 1938, or 1939, or 1940, but I can indicate some of the iteas
which would properly appear in such a budget. We are already well advanced

with the program of guarding social security by provision for unemployment
insurance, for the care of mothers and dependent children, for old-age

benefits. We should enlarge and better our facilities for education, for

9-

161

vocational training and for finding employment for those who are unemployed.
We must pay more attention to the character of the housing of all our people,
especially those whose incomes do not permit them to be decently and ade-

quately housed. We must continue to maintain facilities for furnishing
emergency employment on useful public works. There has never been a time

in this history of the country, unless it was during the war years, when
there was not a considerable number and a considerable proportion of

employable persons willing to work and in need of it. We have always had
an unemployment problem, although the national government has not always

recognized it.
We must stop the waste of our national physical resources and we must

never be discouraged by loose talk to the effect that national planning of
physical resources has never been successful. It has succeeded and we
must make it even more successful. We must do better than we have done

in the protection of national health. It is not enough merely to combat
pestilence. We have the scientific knowledge, if it were made available
and effective, to educate and rear our people so that the common standards

of health and of physical vigor, and of mental vigor, will be vastly
improved.

These are some of the tasks that I see before us as a people. A

nation that has fought its way out of a depression can fight its way to
higher and better standards of government, of living and of national life
than it has ever before attained. Ye look forward with hope and confidence
and with reliance on American democracy, upon American courage and upon

American iniative to create by COMMON effort a better order and a more

secure civilisation.

Prepared by

Mr. McLeod

Div. of Res. & Statistic

Confidential shown him day to 7.4.K night

Estimate of Federal revenues and receipts in the fiscal
year 1940, assuming a hypothetical pattern of business
recovery during the period 1936 to 1940

H yed Bank
any 23,1936

Federal revenues and receipts are chiefly dependent upon the tax

structure and the levels of production and business activity. The
major indexes of economic activity which are used in the preparation of

estimates of Federal revenues are the Federal Reserve Board index of

industrial production, the Bureau of Labor Statistics index of wholesale
commodity prices, the Bureau of Labor Statistics index of factory payrolls, the Standard Statistics average price of 419 stocks, the volume
of bank debits outside New York City, and the population of continental
United States. Actual data and estimates of these indexes are shown in
Table 1.

In the preparation of the estimates of revenue for the fiscal year
1940, it is assumed that the Federal Reserve Board index of industrial
production (Chart 2) will average 130 (1923-25=100) in the calendar
year 1939. This index averaged 119 in the calendar year 1929 and declined to 64 in 1932. From the latter year to the estimated average
for 1936, the index has risen to about 102, an average rate of increase
of 12.4 percent per year. To attain an average level of 130 in the
calendar year 1939, the average annual rate of increase from 1936 would
approximate 8.4 percent, and the average rate of increase per year from
1932 to 1939 would amount to 10.7 percent. It will be noted that the
assumed average annual rate of increase from 1936 to 1939 is about 4 percent less than the actual average annual rate of increase from 1932 to
1936.

Although the annual rate of increase from the low of the depression
to 1939 may appear relatively great, it will be observed from Chart 1
that the index at 130 in 1939 will be 3.2 percent below the long-time
relationship between the growth in population and the growth in industrial
production, and the per capita production in 1939 would approximate that
of 1929. In Chart 1 is shown the average relationship between population
and industrial production for the years 1866 through 1930. During this
period the growth in industrial production has been slightly more than
twice the growth in population. From 1929 to 1932 production fell far
below the line of average relationship, but the rapid recovery since
the latter year is supporting evidence that the average relationship
may again be attained during the next few years, especially in view
of the fact that the recovery thus far has been attained with only a
moderate increase in building activity and in purchases of railroad
equipment.

In Table 1 and Charts 3 and 4 are shown total production of motor
vehicles and building floor space for past years and the levels which

they should reach in 193S in order to attain a level of 130 in the Federal Reserve Board index of industrial production. Production in these

-2

163

two industries are presented for the reason that they are large contributors to recovery in durable goods and are two of the major
factors used in estimating the Federal Reserve Board index of industrial production. Building floor space, which averaged 65.4 million
square feet in 1929, declined to a monthly average of 13 million square
feet in 1932 and is estimated at an average of 35 million square feet
for 1936. The projected level for 1939, 81 million square feet will
represent more than twice the amount for 1936. Total motor vehicle
production in 1929 amounted to 5,358,000 automobiles and trucks and is

estimated at 4,550,000 for 1936. For 1939, total production is projected
at 6,000,000, or an increase of 12 percent over 1929. Another component
which may be expected to be a major factor contributing to further recovery from present levels is the purchase of railroad equipment.

The Bureau of Labor Statistics index of wholesale commodity prices
for 1939 is placed at 90 (1926=100) which compares with 95 in 1929 and
the present level of 81. The change in this index represents a moderate
increase due to the cyclical recovery of general business rather than an
inflationary development.
The Standard Statistics average price of 419 stocks is assumed to
reach an average of 184 in 1939, which compares with 190 in 1929, and
about 115 at the present time. The large amount of corporate profits

which should result from the high level of industrial activity and low
interest rates should result in the indicated level of stock prices.
The Bureau of Labor Statistics index of factory payrolls is assumed
to reach an average of 109 in 1939, which compares with 109 in 1929 and
the present level of about 79. A large increase in employment because

of the high level of industrial activity and a moderate increase in
average wages are the base for the increase in the payrolls' index.

Under the above assumed levels of production and business activity,

it is estimated that total revenue, general and special accounts, will
amount to $11,918 million in the fiscal year 1940. Of this total,
$1,078 million are expected from social security taxes and taxes on
carriers and their employees. Exclusive of the latter groups, total
internal revenue and customs are estimated at $10,840 million. For
the fiscal year 1937, total receipts, general and special accounts, are
estimated at about $5,595 million. The increase in the estimated revenue
for the fiscal year 1940 over that for the fiscal year 1937 amounts to
$6,323 million, of which income taxes account for about $4,762 million.
This large increase in income taxes reflects higher levels of income and
the strong tax structure of present law.
Under present law, large individual incomes are taxed at surtax

rates ranging from 58 percent on incomes from $100,000 to $150,000 to
75 percent on incomes in excess of $5,000,000. and a normal tax rate of
4 percent as compared with the top surtax rate of 20 percent on incomes

3-

164

above $100,000 and rates of normal tax of 15 percent, 3 percent, and
5 percent under the Revenue Acts of 1926 and 1928. Moreover, the
present law exempts single persons and married persons or heads of
families in the amounts of $1,000 and $2,500, respectively, as compared
with exemptions of $1,500 and $3,500 for such individuals under the
Revenue Acts of 1926 and 1928. The present law also imposes the normal
tax on dividends received by individuals, whereas under prior laws such

form of income was exempt from normal tax.

The 1936 Revenue Act imposed in addition to graduated normal tax

rates on corporate net income, graduated rates of surtax on Undistributed
profits of corporations, whereas under the Revenue Acts of 1926 and 1928,
corporate incomes were subject to flat rates of 12 percent to 13 percent.
The estimates of revenue assume the continuance of the manufacturers'
excise taxes and certain other miscellaneous internal revenue taxes which
under present law would terminate in July and August 1937.

August 22, 1936

165
Estimate of revenues and receipts, general and special accounts,
fiscal year 1940 on basis of Federal Reserve Board index of
industrial production (130) and related series in calendar year 1939

(In millions of dollars)
General and special accounts
Internal revenue
Income taxes

Current corporation

Current individual

Back taxes

2,793
4,022
250

Total income taxes

7,065

Miscellaneous internal revenue

Capital stock tax
Excess profits tax
Estatn tax

Gift tax
Distilled spirits and wines (domestic and
excise on imports, including related
taxes)

Fermented malt liquors (including special
taxes)

128
120
685

150

395
335

Tobacco

555

Documentary stamps

126

Manufacturers' excise taxes
Miscellaneous taxes

478
121

3,093

Total miscellaneous internal revenue

Other internal revenue taxes
Taxes on carriers and their employees
Social security taxes
Employment tax (Title VIII)
Tax on employers of eight or more

(Title IX)
Total other internal revenue taxes

220
764
94

1,078

Customs

Distilled spirits and wines
All other

32

450

482

Total customs

11,718

Total internal revenue and customs
Miscellaneous revenues and receipts
Total receipts, general and special accounts

200

11,918

Trust accounts

Deposits by States under Social Security Act

940

Major basic economic factors affecting Federal revenues

:

:

:

1/

1/

dollars) (millions) : (million
so. feet)

81

73

64

65

46

4g

76

66

49

63

79

75

62

72

90

80

70

78

211.2
241.6
191.9
199.5
225.3
228.2
256.7
268.9
282.3
306.2
331.9
277.3
217.5
154.4
134.3
166.0
190.0
213.0
349.0

1919

83

139

97

7

1920

87

154

117

64

1921
1922
1923
1924
1925
1926
1927
1928
1929
1930
1931
1932
1933
1934
1935

67

98

76

55

85

97

81

68

101

101

103

69

95

98

96

73

104

104

101

90

108

100

104

106

95

102

100
118

111

97

102

150

119

95

109

190

96

86

89

150

68

94

2/ 1936

102

80

79

104

2/ 1939

130

90

109

184

Monthly averages.
Estimated.

:

:

prices

: payrolls 'prices of : York City 'year esti- : contracts
awarded 1/ :the United States
mate
(thousand cars)
(billion
419 stocks
:

duction

sale commodity

:

yes

Statistics debits out- : United : space of automobile pro-

:of factory: index of : side New 'States mid- building : duction in
:

trial pro-:

Total floor:
Standard Total bank Population
Total
:

:

of indus-

index

:

Calendar

index

:

:FEB

BLS index :
of whole- :BLS

105.0
106.5
108.2
109.9
111.5
113.2
114.9
116.5
118.2
119.9
121.5
123.1
124.1
125.0
125.8
126.6
127.5
128.4

46.7
33.5
32.3
47.8
49.3
50.1
77.0
73.1
70.1
79.9
65.4
42.5
30.6
13.0
12.3
12.7
21.0
35.0

1,934
2,227
1.597
2,544
4,034
3.603
4,266
4,301
3,401
4,359
5.358
3.356
2,390
1,371
1,920
2,753
3.947
4,550

131.1

81.0

6,000

167

August 24,1936

Lochhead, Taylor, Oliphant, Haas and White met

with the Secretary to discuss the informal telephone
call from the Federal Reserve Bank of New York in
which they had advised the Treasury Department of the
receipt of a cable from the Norges Bank (the Central
Bank of Norway) requesting that the Federal Reserve
Bank of New York purchase and hold under earmark for
them the sum of $5,000,000 in gold, debiting this to
their account on the books of the Federal Reserve Bank.
No reason was contained in the cable for the request,
and the Federal Reserve Bank was cabling back, in the
usual course, asking for a reason in order that they
might forward the application to the Secretary of the
Treasury for action inasmuch as Norway is not on the
gold standard.

Mr. Lochhead said, "One interesting thing is
the price of gold in New York is about 1% higher than
in London. On the other hand, it is possible that
Norway may have need for dollars; in other words, they
will have to use dollars for forward purposes and therefore don't want to buy gold in London, but still they
could always buy gold in London and ship it over here
and get dollars."
The Secretary said to the group, "This is something that I hoped would happen. I thought it would
come from Sweden, but this is just as good. If Norway
does it, Sweden will want to do it and the next thing,
England will want to do it, and we don't want to give
England the right to buy gold here unless she gives
something to us.'
Mr. Lochhead said, "It is just a question of

giving the right to buy gold. If they came in and
just asked for $5,000,000, after all you might give
them the $5,000,000. That would not say you were

giving them the right to buy gold; it's just in this
one instance." Mr. Taylor said, "It would be all
right to put a string on it -- the same kind you would
put on the British if the British came in." Oliphant's
opinion was, "We are not ready to write our ticket."
The Secretary then said, "I went BO far as to

167A

-2-

tell the British we would consider selling them gold
on two conditions -- just to use some figure, that we
would sell them gold when sterling went to $5.00, provided the British Government would guarantee to sell
us gold when sterling went to $4.90. That is just an
arbitrary figure. They said, 'You can buy gold on the
open market. I said, 'Oh, yes; but we want a guarantee that we can buy and the British Government will sell
through some agency -- we don't care what agency. I

think this is a stalking horse."

area.

Mr. Lochhead explained, "Norway is in the sterling
We have to look at it as an independent applica-

tion, but it is something that ties in with any country
in the sterling area. They use kronen, but it is tied
to sterling. All Scandinavian countries are tied to
sterling now -- Norway, Sweden and Denmark."

The Secretary then said, "We can say, 'All right.
will sell you gold. of course, sterling is above
$5.00 and if sterling goes below $5.00 we would like you
to furnish us with an equal amount." Lochhead expressed
his opinion as follows: "You could at least hold them
for the amount they have here."
HM,Jr. then inquired, "Why isn't this a formula,
to say, 'Yes, we will let you have $5,000,000 because
sterling is over $5.00, but if and when any time that we
want to buy $5,000,000 worth of gold, at what price may

We

we repurchase it?"

Dr. White and Dr. Haas came in at this point and
HM,Jr. said to them, "Here's the problem, extra, extra
confidential. Norway has come in and wants to buy In$5,000,000 worth of gold. Our price today is
terrupting him, Mr. Lochhead answered, "The price at
which we sell gold is $35.00 plus 1% That's regulation.
It works out $35.08 minus %%
Continuing his remarks to Dr. White and Dr. Haas,

the Seoretary said, "Here's the way I am thinking. I
think this is just a stalking horse for England and as far
as we have got, I say that we will let them have this provided that they give us a call on $5,000,000 worth of
gold if and when sterling should go to $4.90. Oliphant
suggested, "You will want to express that in kronen.'
Lochhead added, "You will have to express it in kronen."

167B

-3-

Adding to his remarks, the Secretary said, "We
want it delivered here SO it works out $35.00 less % for
handling charges. To give you fellows a little history,
Mr. Bewley came to see me the day before he sailed for
Europe. At that time I said, 'You never an swered me

on what I said about gold. I said, 'Well, Bewley,
this is the way I feel. Frankly, I would like to see
this agreement between France, England and ourselves,

but I will tell you in case of a great emergency I am
not going to let things go smash. If the emergency
did get serious I might be willing, I would be willing
to let you have gold when sterling went above $5.00
provided you let us have gold when sterling went below

$4.90, but the figures are purely theoretical. He
sai d, 'But what do you mean when you say get gold. You
can get gold in the open market. I said, 'Oh, yes;
but I want the British Government to say they will guarantee to give us gold. I don't care whose gold it is or
where they get it.' That seemed to take him back. He's
over in England now. Now comes this inquiry from Norway
and if we do it for Norway we can't keep it a secret.
I wouldn't want to keep it secret. We would have to
be prepared to treat any other country in the sterling
area the same way and the formula we are talking about

is this: Norway, you can have it when sterling 18 above
$5.00, but we want to call on you at any time for
$5,000,000 in gold if and when sterling goes to $4.90
80 it will work out, delivered here, $35.00 less %%
Oliphant's comment was, "I wish it had come up
a little later, because it brings up the whole discus-

sion of the gold question. As it is, nobody is saying
anything. Haas asked, "Couldn't you stall it for a
while?"

To Mr. Oliphant and Dr. Haas the Secretary said,

"I will tell you something, gentlemen. I have found
that the best kind of politics is to do your job well
and not think about the political effect on the election.
I have done that ever since I have been with Roosevelt
and I think I have met with my share of success and to

stall this thing because election is coming I think is

just wrong. I just would hate to do it. I don't think
in the long run it's good politics -- politics in the

sense of good Government." Taylor agreed, saying, "Check!"

167C

-4-

The Secretary then said, "I think it's the most
marvelous hedge if we could, for instance, all over the
world have $5,000,000 spotted here, $50,000,000 in England
and different places. And right now they need it. And

60 it develops we have a call on gold. I think it is
marvelous. I think it's like an insurance policy. The
way I see it now, it's all for Sterling is $5.03, and
some day it will go back to $4.90 and let's say we will
have $100,000,000 spotted all over the world that we can
call on."

Dr. Haas inquired, "You have already in substance
told England that would be agreeable to you?" The Secretary's answer was, "I said 'in case of great emergency'
but I have been holding out for a tri-partite agreement.
Dr. Haas then asked, "What if England comes back and asks
you the same question?" The Secretary replied, "The
answer is 'Yes.

Mr. Lochhead asked, "will you confine this tothe
sterling area? For instance, we have given gold to
China without any string on it. The Secretary answered,
"I would confine it to any governmental bank. I will
only do it with the Governments. Mr. Lochhead then
remarked, "Yes, but you want a call for gold whenever
you sell gold. We have given up some gold to China.
The Secretary's responseto this was: "We converted gold

into silver. That was Step A. This is Step B. We

were doing that to strengthen China's hand. We went in
and China didn't have & friend. I read on Saturday the
last two reports. It's marvelous how they are coming

along." Then he said, "Why don't we do this -- let it
simmer?"

Dr. White remarked, "They certainly have to let us
know why they want it." The Secretary then said, "When
the answer comes back, let's have an other meeting."
Mr. Lochhead said, "There is plenty of time. The Federal
had a request from another central bank and they asked for
a reason. Then you will have a reasonable time to think

it out."

1670
Monday

August 24, 1936

10:48 a. m.
HMjr:

-

two things. I'm thinking

of appointing an advisory committee of twelve
people -

Jacob

Viner:

Yes

HMjr:

- on taxes for the Treasury.

V:

Yes

HMjr:

I want three lawyers that teach taxation, like
Magill - Columbia, Maguire - Harvard, and then
there is a man out in California - Traynor of
California, see?

V:

Yes

HMjr:

And I want three accountants -

V:

Yes

HMjr:

- three business men, and three economists.

Hello?

V:

Yes

HMjr:

What do you think of it?

V:

I think that could be easily --

HMjr:

What's that?

V:

The general idea is fine -

HMjr:

Yes

V:

HMjr:
V:

-

But that's too big a. board.
Well you'd divide it up into sections.
I see. And also when you say three business men you need - you see you want to have a farm represenatative and a labor representative somewhere in

the group - for political and in general, really,

because taxation doesn't only affect the business -HMjr:

All right we'll have - we'll have one man from
the farm, one labor and one business man.

1

167E
-2V:

Yes -

I suggest -

well, I'11 speak to you
about suggestions, that's what you want I
suppose?

HMjr:

Yes

V:

- of me.

HMjr:

Yes

V:

And - I'll try and make up a list of suggestions
for you. I think it's a good idea.

HMjr:

Yes - I - I want it fast.

V:

Right

HMjr:

I mean I want it air mail tonight.

V:

Oh, you do?

HMjr:

Yes

V:

All right, well then I'll get at it at once.

HMjr:

What?

V:

All right, I'll - I'll send you what sug-

HMjr:

Will you?

V:

Yes

HMjr:

Now, I'm going to take a chance on this on the

gestions I can before tonight.

phone.

V:

Yes

HMjr:

Norway has come in and asked us whether we'll

V:

Yes

HMjr:

The usual thing is we ask them what they want it

V:

Yes

HMJr:

Because I think they're just a 'stalking horse'
for another country.

sell them five million dollars worth of gold.
for see?

167F

-3Yes

Now this is what we're thinking of now.
Yes

That we'll say to them, 'Yes, you can have it
because Sterling is above five dollars, but
we want a call on you - 1
Yes
1

HMjr:

- for five million dollars worth of gold if and

when Sterling goes to four-ninety'.
At what price?

HMjr:

Sterling
at - well, it would work out thirtyfive dollars less a quarter.
In other words you want a right of repurchase at
the same price?

HMjr:

Yes

Well, of course they'11 say that's not a sale.
And I'd say, - I'd say, 'No'. I'd say that
that we don't see what advantage -HMjr:

-

Hello?
Hello

HMjr:

Yes

I'd say that we don't see what advantage there is
to the World at large in allowing unstabilized
currencies to operate on stabilized currencies. And that - I would say

that it was, for the time being at least, the
policy of the United States to announce these sales
only to countries of stabilized currency.

HMjr:

Yes

V:

And use the word 'stabilize', don't use 'gold
standard' That would be an awful you see?

HMjr:

Well --

1676

Get me?
HMjr:

Yes - 1 I don't know whether I agree, but I'll Well, don't you see? - remember? - I don't
know whether you remember the argument I had
there, that - we want, after all we want stabilization of exchanges -

HMjr:

Yes

V:

- throughout the World.

HMjr:

Yes

V:

there is no incentive to it
And there is no to a country that, like Norway or like England, as
long as they know that they can always stabilize
without agreement if they want to by fixing the
price of gold. And then they have free access to
our gold.

HMjr:

Yes, but supposing they'11 give us a call on their
gold?

V:

Oh well, they won't do it. You see, after all, what
that isn't a real purdo they want it for
-

chase, you see? If you had a repurchase agreement

you don't really - you've got to finish it -

what you have and you don't know how long you can

keep it.

HMjr:
V:

Yes

And that would be a physical refusal and they'11

wonder - I mean it doesn't - I don't see that

it means anything. I'd say that wasn't a genuine
sale.

HMjr:

Yes - Well now, I'll wait until they come back
and you might - hello?

V:

Yes

HMjr:

You might be writing out in pencil some kind of an
answer that we could give them.

V:

All right, all right - I'11 be down there, you

know, Monday morning.
HMjr:

I know, but these things have just broken now.

167H
-5-

I'll - I'll --

V:

Yes - I would hold them off in any case. And

HMjr:

Well, I won't give them an answer until I've talked

V:

All right, I wish you wouldn't because you're

to you again.

opening the door, you see?

HMjr:

Yes

This
is a small country and a practically unimportant transaction.
HMjr:

Yes

V:

But you want to watch out for a general principle

HMjr:

Yes

And, in a way, you know, it would - if they were
refused and if a good reason was given for their
refusal and that got to be known
-

HMjr:
V:

Yes

- it would be an important factor in letting the

World know just where we stand.
HMjr:

When you get those names you'd better call me back
because I'm going to see the President tomorrow

morning. Call me back collect this afternoon.

V:

All right, I'll call you back collect this afternoon.

HMjr:

0. K.

V:

All right.

HMjr:

Goodbye.

167d
Monday

August 24, 1936

3:45 p. m.

HMjr:

Hello

Viner:

Jake speaking

HMjr:

How are you?

V:

Viner speaking -

HMjr:

Yes

V:

I want to give you some names.

HMjr:

All right.

V:

Are you writing them down?

HMjr:

Yes

V:

Fagan - Professor Fagan of Stanford University How do you spell that?

Jacob

HMjr:
V:

F-a-g-a-n

HMjr:

Yes

V:

HMjr:

But there are two Fagans, one of them is in the
field of Public Finance
And which one is this?
Well I don't know the initials now but Haas will
be able to tell you.
Well, which one is this?

V:

This is the one that's in the field of Public Finance.

HMjr:

Public Finance?

V:

Yes

HMjr:

Yes

V:

F-a-g-a-n

HMjr:

Correct

-

HMjr:
V:

I took it for granted that you want
distribution over the country.
-

J

167J
-2V:

HMjr:

- Stanford University

-

Yes

Haig at Columbia HMjr:

Who?

V:

Haig -

HMjr:

Haig at Columbia?

V:

Yes

HMjr:

Yes

V:

Beuhler - B-e-u-h-1-e-r

HMjr:

Yes

V:

- at Vermont

HMjr:

Vermort?

V:

Luther Gulick -

HMjr:

Luther Gulick?

V:

He's on the President's Reorganization Committee.

HMjr:

Yes

V:

Merriam of Chicago

HMjr:
V:

How do you spell that?
M-e-r-r-1-a-m

HMjr:

Well he's on the President's -

V:

He's on the National Resources Board.

HMjr:

Yes - Merriam of Chicago, yes -

V:

Leland of Chicago -

HMjr:

Leland of Chicago?

V:

Yes Y But Leland is a State Tax Commissioner, I
don't know whether that makes any difference.

1675
-3HMjr:
V:

HMjr:
V:

No

Then -

those are the professors.

Yes

Then accountants -

HMjr:

Who?

V:

Accountants

HMjr:

Accountants, yes

V:

I can name two or three here from Chicago.

HMjr:

Go ahead.

V:

Eric Kohler, he's - he's my best bet.

HMjr:

How do you spell that?

V:

K-o-h-l-e-r

HMjr:

Is that the same man that makes the bath-tubs?

V:

No

HMjr:

Yes

V:

Eric - E-r-i-c

HMjr:

Yes

V:

He's a partner of And - Arthur Andersen, whom you
know.

HMjr:

Yes - he's with Arthur Andersen?

V:

Yes - or Arthur Andersen

HMjr:

Or Arthur Andersen?

V:

Yes

HMjr:

Yes

V:

Or Himmelblau -

HMjr:

Or Himmelblau?

V:

Three first class men, s

167L
-4HMjr:

Right

V:

I wouldn't take more than one from Chicago.

HMjr:

Right

But for Eastern accountants you'll have to ask
other people.

HMjr:

Right

V:

Then, as a labor man -

HMjr:

Yes

V:

John P. Frey of the Federation of Labor -

HMjr:

John P. Frey?

V:

F-r-e-y

HMjr:

F-r-e-y?

V:

He's a first class man.

HMjr:

Yes

V:

And then as a farmer -

HMjr:

Farmer, yes -

V:

John Watson

HMjr:

John who?

V:

Watson - W-a-t-s-o-n

HMjr:

Never heard of him.

V:

Well, he's - I think he has been President of the
Illinois Agricultural Association

HMjr:

Yes

V:

And he's a life-long student of taxation.

HMjr:

Where is he located?

V:

Somewhere down-state in Illinois.

HMjr:

Illinois -

167m
-5V:

And he's a. very level headed fellow.

HMjr:

Yes

And you want to get a farmer like that on it.

that's right.

HMjr:

Yes yes -

V:

Then a business man -

HMjr:

Yes

V:

H. L. Moekle

I have a few names.

V:

How do you spell it?
M-o-e-k-l-e

HMjr:

Yes

V:

He's the tax man of the Ford Motor Company.

HMjr:

Oh -

V:

But

HMjr:

Yes

V:

He's

HMjr:

he's

in town

a - he's a very good man.

a-

I've checked up with two persons here

HMjr:

Yes

V:

He's a fellow with ideas and in any case you wanted
an Advisory Board you see?

V:

That's right.
So that he's worth considering.
That's right.
Then there is R. C. Beckett -

HMjr:

R. C. Beckett?

V:

He's the tax attorney for the Illinois Central

HMjr:
V:

HMjr:

Railroad.

/

HMjr:

How do you spell that?

1677
-6V:

Beckett? - B-e-c-k-e- double t
Yes
Illinois Central Railroad?
-

Yes

HMjr:

Yes

V:

Then there is another professor -

MMr:

Yes

V:

Samuel May

HMjr:

Samuel May?

V:

M-a-y

HMjr:

Yes

V:

University of California

HMjr:

Yes

V:

He's a Political Scientist.

HMjr:

I see.

V:

It'11 help you to get distribution, you see?

HMjr:

Yes

V:

All of these are suggestions - I - then also
a practicing lawyer

-

HMjr:

Yes

V:

- who knows a great deal about taxes -

HMjr:

Yes

V:

That's Randolph Paul

HMjr:

How do you spell that?

V:

P-a-u-1

HMjr:

Yes

V:

New York City

1670
-7HMjr:

Yes

He's written a big book on the income tax.
HMjr:

Has he?
Yes

HMjr:
V:

Well, they sound awfully good.

I think those are pretty good names and you'll
get others from other sources.

HMjr:

Right - and - we haven't heard yet from Norway.

V:

You haven't?

HMjr:

No

V:

All right.

HMjr:

Thank you, Jake.

V:

You're welcome.

HMjr:

Goodbye

V:

Will you tell them to charge that to you? There
was some misunderstanding at the phone.

HMjr:

I'll have that done.

V:

All right.

HMjr:

Thank you.

/