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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 June 1969 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit' Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0 " - Officer "D" - Director or person performing similar functions "B" * Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "X" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-END OWNERSHIP "PR" - Holdings as previously reported. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from June 11, 1969 to July 10, 1969 IMPORTANT - See Guide to Symbols on preceding page. REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION. TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP AMERICAN BANK AND TRUST COMPANY (Lansing, Mich.) Herbert B. Bates Wife OD Richard B. Foster Wife D John W. Hull Wife D J. Woodward Roe Children D Karl D. Story D 5- 1-69 Ralph L. Woodruff Wife OD 5- 1-69 5- 1-69 Maurice W. Young OD 5- 1-69 Common Stock Norman E. Kleinert BOC Investment Co. 0 6-30-69 John E. Thompson 0 5- 1-69 5- 1-69 2 5- 1-69 5- 1-69 2 27 5- 1-69 5- 1-69 2 119 2,151 119 5- 1-69 5- 1-69 2 171 138 1,890 1,513 53 576 850 28 9,635 28 88 954 506 1,519 692,841 506 2 ,2 2 2 526 44 5,786 484 221 2,430 289 88 2 BANK OF THE COMMONWEALTH (Detroit, Michigan) 2 6-21-69 5.82% Cummulative Preferred Stock Herbert Fisher * D BOC Investment Company Parsons Investment Co. Griswald Investment Co ► 6- 2-69 2,500 PR 2 PR 2 PR 2 L. L LU LW U a u a i.C C ? W JL OUUUUUU o o LUC J* The above-named person also lold : equal amoun ts of Common Sto ik Warrants wit:h the right to purchase two s!Larej of Common S 56.00 per share (expires 3/27/74) and previously reported shares of Common1 Stock, .V i'J U fU U -0 40,000 75,000 30,000 -2- INDIRECT ACCOUNT DATE OF TRANSACTION rRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Othe rwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF THE COMMONWEALTH (Continued) 5.827o Cummulative Preferred Stock (continued) Thomas G. Gies * D BOC Investment Company Griswald Investment Co, Donald H. Parsons * BOC Investment Company Griswald Investment Co, Parsons Investment Co. 20 5- 1-69 2 2 40,000 30,000 30,000 D 5- 1-69 2 2 2 51 40,000 30,000 75,000 30,000 * The above-named persons all 50 hold equal amounts of Comm< m Stock Warrants with the ri|>ht t o purchase two shares of Common Stock @56.00 per s h i ire (expires 3/27/74) and prev: .OU! ily reported shares of Common l>to<:k BANK OF LAS VEGAS (Nevada) Jerome D. Mack * D R. Julian Moore E. Parry Thomas Family D 0 32,538 82,490 PR 4-21-69 2 200 50 4- 3-69 4-14-69 5- 6-69 100 3,150 500 46,796 30 6,563 2 2 ^Amended Report THE BANK OF NEW ORLEANS AND TRUST COMPANY (Louisiana) George Denegre D 77 1- 9-69 2 PR 3 BANK OF PASSAIC AND CLIFTON (New Jersey) Samuel F. Riskin 1,801 31 204 OD 3- 7-69 2 108 12,600 4,400 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BROADWAY BANK AND TRUST COMP \NY (Paterson, New Jersey) Francis Pandullo D 6- 2-69 50 100 Sylvan G. Fletcher OD 6-30-69 51 1,069 George D. Rothermel OD 6-28-69 6-28-69 S 226 59 4,800 6-30-69 4-69 6-30-69 6-30-69 S 51 1,082 2 1,0 0 0 2S 4S 22 6-30-69 6-30-69 2 CAMDEN TRUST COMPANY (N.J.) Harrison L. Todd D 6- M. F. Van Istendal, Jr. Wife D 7 1,157 460 66 7 1,382 144 1,250 1,357 550 3,403 1,578 CENTRAL SAVINGS AND TRUST COMPANY (Monroe, La.) Saul A. Mintz D T. H. Scott D 6-12-69 6-12-69 George G. Weaks D 2 6-25-69 70 2 2,946 1,239 CHEMUNG CANAL TRUST COMPANY (Elmira, New York) William E. Clark OD John M. McLeod Family D 6- 9-69 6- 9-69 3 100 630 100 1,250 850 CITY TRUST COMPANY (Bridgeport, Connecticut) Horace D. Strong M 6- 2-69 6-12-69 6-16-69 6-25-69 6-30-69 200 100 100 100 100 400 -4- 3 £ H BANK § 25 20 CA C/D > EC C i M H § REPORTING PERSON INDIRECT ACCOUNT AGGREGATE TRANSACTIONS cn DATE h-4 OF *rs TRANSACTION EC **d W O C/5 525 K & 25 O w M W r* Bought or Otherwise Acquired Sold or Otherwise Disposed o f MONTH-END OWNERSHIP THE CLEVELAND TRUST COMPANY (Ohio) Frank W. Milbourn D 5- 9-69 R. M. Crichton D 3- 4-69 David K. Wilson D 364 1,819 COMMERCE UNION BANK (Nashville, Tennessee) 500 1 0 ,2 2 0 2-24-69 2 176 4,726 8,216 June 69 2 55 5,876 9,694 100 8 ,2 0 1 100 3,725 113 12 112 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert L. Boyle Aaron Last D D 6-11-69 Raymond T, Perring Wife OD 5-26-69 C. D. Smith * Wife D THE DETROIT BANK AND TRUST COMPANY (Michigan) Cleveland Thurber Wife 2 D 4- 8-69 3-19-69 4- 8-69 2 2 6-27-69 6-27-69 2 100 37 337 87 25 13,700 3,400 * Amended Report EWING BANK AND TRUST COMPANY (West Trenton* New Jersey) Albert A. Lee D 7- 9-69 92 6,600 Gorden L. Youngs D 7- 9-69 78 5,516 -5- BANK REPORTING PERSON s t >-• H M § W SC w *TS INDIRECT ACCOUNT "QTT i50 iCO > M H m _ O CO 52 CO w o DATE OF TRANSACTION 2, oo s: AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIDELITY BANK (Beverly Hills California) Bert G. Stalford D 4-24-69 Milton M. Gatch Wife OD 6-26-69 6-30-69 Daniel H. Harkness 0 290 1,331 THE FIFTH THIRD BANK (Cincinnati, Ohio) 2 6-28-69 1,500 205 205 2,169 205 300 1,560 177 59 582 23 334 55 67 457 550 2 GENESEE MERCHANTS BANK AND TRUST COMPANY (Flint, Mich.) George N. Hall D 4-22-69 M. Harry Piper 0 4-22-69 5- 6-69 4-22-69 4-22-69 5- 6-69 Wife James A. Rice D 4-22-69 John F. Sarvis * Wife 0 4-22-69 4-22-69 Robert A. Whisner 0 S 2S 2S 2 667 456 4,552 10 2 117 -0 - 430 95 740 90 50 4-21-69 4-22-69 6 - 3-69 600 10 * Amended Report HARRIS TRUST & SAVINGS BANK (Chicago, Illinois) Stanley G. Harris, Jr, OD 6-13-69 2 2 726 3,892 2,735 18,891 THE HARTER BANK AND TRUST COMPANY (Canton, Ohio) Sara Sue Bartolet Capital Notes 0 6-11-69 200 75 $5,200 -6- & > H BANK i REPORTING PERSON *23 M INDIRECT ACCOUNT H ij po C/3 C/5 > 33 q W H ►V M DATE _ C/9 O 23 OF K ^ r s > TRANSACTION w % ? ° AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE HARTER BANK AND TRUST COMPANY (Continued) Duane C. Weber * 0 Wife 5 \7 o Convertible Cap. Noti i s 5-22-69 128 128 60 $600 620 2,659 89 53 3,437 884 60 140 7,876 2 2 * Amended Report THE LOUISVILLE TRUST COMPANY (Kentucky) Joseph C. Wulfman D 6-16-69 D 6- MERCHANTS BANK OF NEW YORK (New York City) Spencer B. Witty Wife 2-69 6-17-69 2 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentive Plan Edward Byron Smith 6-11-69 6-30-69 OD Family Solomon Byron Smith 50 6-20-69 6-20-69 6-20-69 2 2 6-20-69 2 400 3 1,600 1,904 25,110 1,922 1,600 50 29,128 2,190 OD Family 400 3 THE OHIO CITIZENS TRUST COMPANY (Toledo) Willis F. Day, III D 6- John R. Mar key Family D 9-69 2 100 6-11-69 6-11-69 2 2 12 32 535 300 300 243 -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich. ) Edward J. Hekman Family D 6-30-69 2 1,124 484 150 PEOPLES TRUST OF NEW JERSEY (Hackensack) Robert J. Acheson 0 2-15-69 5-23-69 480 640 1,230 52 3 Robert W. Bruinooge Family Godfrey Budin 0 0 5-23-69 12-19-67 1 -2 2 -6 8 3 3 5-23-69 562 82 601 6 512 600 1,826 576 800 900 1,900 2,639 304 3,311 5,011 3,262 168 526 120 1,067 73 100 900 383 3 Clifford H. Coyman 0 5-23-69 Kenneth H. Fisher Family 0 5-23-69 Edward A. Jesser, Jr. * Trust Family Wife OD F. Clinton Spencer Wife 0 3 5-23-69 2 3 2 5-23-69 3 ^Amended Report THE SCHENECTADY TRUST COMPACT i (New York) William L. Webster D 6-16-69 2 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Profit-Sharing Retirement Fund B 5-16-69 5-27-69 6-26-69 4 4 4 187 82 75 2,487 52,539 -8- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SEATTLE TRUST AND SAVINGS BANK (Washington) John H. Davis Wife D 3-16-69 1-22-69 G 2 3 1,180 100 100 100 210 SECURITY BANK AND TRUST COMPANY (Lincoln Park, Mich. Douglas A, Hayes Wife D Jerry D. Luptak D PR 3-14-69 2 9-24-68 285 100 200 1 0 - 6 -6 8 1 2 - 2 -6 8 1 2 - 6 -6 8 250 50 300 1-21-69 9-69 6-14-69 6- 200 100 1,300 100 200 2,960 SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold Oldani D 3-20-69 6 - 9-69 STATE STREET BANK AND TRUST COMPANY (Boston, Mass.) John S. Howe 210 D 4-28-69 THE SYLVANIA SAVINGS BANK COMPANY (Ohio) David M. Johnson orman J. Lochbihler C. J. Malone 3 510 -0 - 91 810 i D 5-23-69 D 5-22-69 6 - 5-69 27 60 4-30-69 5- 9-69 6-10-69 75 25 D 100 425 800 -9- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE SYLVANIA SAVINGS BANK COMPANY (Continued) Dale J. Reinbolt Carl F. Weissenberger 0 D 6-16-69 6-20-69 100 10 99 4-18-69 5- 5-69 222 25 2,226 5-19-69 340 700 TEXAS BANK AND TRUST COMPANY OF DALLAS John R. Hill, Jr, D TOWER GROVE BANK AND TRUST COMPANY (St. Louis, Mo.) W. F. Heinecke D 5-29-69 Robert C. Newman D 2 5- 8-69 5-19-69 Wife 65 9,566 100 100 400 2,0 0 0 550 3 TRADE BANK AND TRUST COMPANY (New York, New York) Robert S. Greenbaum Traban Associates Maxwell Hauser Traban Associates Samuel Jacobs 0 220 6- 5-69 6-10-69 6-17-69 2 2 2 317 6- 2 2 2 317 100 100 285 0 5-69 6-10-69 6-17-69 D 13,001 4-22-69 5- 5-69 5- 7-69 5- 9-69 13,001 279 83 300 100 2PR - 100 100 3,551 1,073 -10- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TRADE BANK AND TRUST COMPANY (Continued) Frances Lederer Traban Associates Lawrence A. Myers Traban Associates Henry L. Schenk Trustee Wife Traban Associates Ira F. Weiss Traban Associates 404 0 5-69 6-10-69 6-17-69 2 2 2 317 6- 2 2 317 6- 100 100 13,001 339 OD 5-69 6-10-69 6-17-69 2 100 100 13,001 4,778 502 4,233 OD 6- 5-69 6-10-69 6-17-69 2 2 2 2 2 317 100 13,001 100 159 0 6- 5-69 6-10-69 6-17-69 2 2 2 317 100 100 13,001 UNION COMMERCE BANK (Cleveland, Ohio) Donald H. Parsons D 16,417 6-13-69 6-23-69 16,421 1,812 456,791 356 2,935 441 3 UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) John V. Nostrand Wife 0 John K. P. Stone, Jr. OD Wife 5- 6-69 3 2,400 3-13-69 2-21-69 3 3 300 200 1,0 0 0 100 -11- 10T B £ co co > *P0 BANK REPORTING PERSON EC O M H M § cn DATE co § OF ►d TRANSACTION w ss M INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE UNION AND NEW HAVEN TRUST COMPANY (Connecticut) Morris Tyler D 6-30-69 D 4-23-69 4-23-69 50 596 UNION SAVINGS AND TRUST COMPANY (Warren, Ohio) John E. Kerr * 3 25 28 3,324 5-23-69 321 -0 - 5-23-69 $3,400 -0 - 2 1 ,2 1 2 * Amended Report WARREN BANK (Michigan) Joseph H. Wyman 5% Convertible Capital Notes D
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