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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 July 1968 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities/1 filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggreB ating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "BM - Beneficial owner of more than 10 per cent of any registered equity security of the bank MVM - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale MB" - Bequest or Inheritance "C" - Compensation nDM - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "I" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. n2n - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. n4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. M5M - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from July 11, 1968 to August 10, 1968 IMPORTANT - See Guide to Symbols on preceding page. REPORTING PERSON INDIRECT ACCOUNT TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK DATE OF TRANSACTION AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP ANN ARBOR BANK (Michigan) Paul R. Kempf D 7- 3-68 7-17-68 366 220 2,240 BANK OF THE COMMONWEALTH (Detroit, Michigan) Thomas G. Gies BOC Investment Company D 135 2 2 6-18-68 6-19-68 13,146 50 432,192 124 300 10 75 1,550 1,450 BANK OF DELAWARE (Wilmingtc n) James H. Dawson OD 7- 9-68 Edwin P. Neilan Wife OD 7- 8-68 7- 8-68 I . 3 BANK OF PASSAIC AND CLIFTOl! (Passaic, New Jersey) Edward G. Steadman 0 6-10-68 6-14-68 2-15-68 5- 3-68 100 25 2 2 89 4 11 11 THE CENTRAL BANK AND TRUST COMPANY (Denver, Colorado) Armand Asborno 0 6-21-68 687 -0- John Battin D 6-21-68 15,000 100 Charles F. Brannan D 6-21-68 310 100 Arthur G. Bridgewater 0 6-21-68 1,013 -0- -2- nr W \r* s i po CO CO > > H BANK REPORTING PERSON O a: C/3 M *T) INDIRECT ACCOUNT sc q M H 13 M O DATE co 52 OF > TRANSACTION CO 2 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CENTRAL BANK AND TRUST COMPANY (cont'd) E. John Diedrich 0 6-21-68 178 Edgar T. Egan D 6-21-68 7,859 Bernard E.Gibson 0 6-21-68 6-21-68 144 2 -0- 100 1 -0-0-0- James J. Guse 0 6-21-68 272 Donald D. Hoffman JTWROS OD 6-21-68 6-21-68 6-21-68 420 30 -0-0-0- 886 2 100 Carl H. Kent 0 6-21-68 408 Lloyd J. King D 6-21-68 282 100 Robert S. Kohn D 6-21-68 502 100 Joseph R. Lincoln 0 6-21-68 229 -0- Keith Lindeman 0 6-21-68 700 -0- Roy L. Mason JTWROS D 6-21-68 6-21-68 76 Henry D. Mitchell D 6-21-68 2,358 100 C . Roy Muchow D 6-21-68 919 100 John C. Mullins D 6-21-68 1,004 100 R. J. Nelson JTWROS OD 6-21-68 6-21-68 274 87 -0- Marvin F. Ownes JTWROS 0 6-21-68 6-21-68 6-21-68 775 765 40 -0-0-0- 428 -0- 2,900 301 O 1 f-H O 1 0 6-21-68 Gerald L. Schlessman D 6-21-68 6-21-68 2 2 100 -0- 100 o Harley N. Patton, Jr. 2 -3- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE CENTRAL BANK AND TRUST COMPANY (cont'd) 0 6-21-68 D Horace P. Gioia Wife Alfonso Gioia & Sons, In<: Estate of Alfonso Gioia 6-14-68 Thomas F. Judson D 7-11-68 75 411 Harold S. Norris, Jr. D 6-13-68 6-19-68 200 200 500 500 2,500 100 314 386 E. B. Slocum 571 -0- CENTRAL TRUST- COMPANY ROCHESTER N.Y. 1,464 34 458 694 60 2 2 2 Otto A. Shults D 7-11-68 Leon H. Sturman Family D 7-11-68 2 CHEMICAL BANK NEW YORK TRUST COMPANY (New York City) Common Joseph A. McFadden 0 Herbert W. Nannen 0 200 7-15-68 1- 1-68 300 50 70 168 4,000 4,150 2 0 7-10-68 5% Convertible Capital Not< i S Raymond F. Adams * 0 7-29-68 F $1,500 $1,500 Francis R. Elliott * D 7-17-68 F $ $ Walter M. Ross * 0 7-18-68 F Walter M. Ross * In addition, each of these persons continue to own previously reported shares of common stock X 400 $10,000 400 $10,000 -4- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CITIZENS BANK OF SHEBOYGAN (Wisconsin) Jacob F. Federer D 7- 2-68 OD 6-27-68 50 1,364 CITIZENS COMMERCIAL AND SAVINGS BANK (Flint. Mich.) W. S. Ballenger, Jr. 2 119 1,167 5,184 45 2 200 290 14,805 550 7,938 2B 545 297 545 4-17-68 70 270 5-22-68 6-21-68 19 100 309 2 J. R. Burroughs Wife Trust OD Ralph E. Gault Wife D Robert E. Pratt Joint with wife OD 6-28-67 6-21-67 12-20-67 6-25-68 G 100 THE COLONIAL BANK AND TRUST COMPANY (Waterbury, Conn.) Richard M. Stewart Samuel P. Williams, III D D 7-23-68 120 1,526 1,595 2 COMMERCE UNION BANK (Nashville, Tennessee) J. B. Bell D 6- 7-68 150 1,150 C. A. Bowen, Jr. D 6- 7-68 54 411 Dudley Bransford D 6- 7-68 210 1,610 R. Sclater Wife D 6- 7-68 6- 7-68 113 56 432 14,720 Brown 2 R. M. Crichton D 6- 7-68 1,920 W. H. Criswell D 6- 7-68 6-19-68 552 866 500 3,734 -5- REPORTING PERSON INDIRECT ACCOUNT COMMERCE UNION BANK DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP (cont'd) William F. Earthman, Jr. 0 Bank Stock Purchase Plan Family 6- 7-68 6- 7-68 6- 7-68 2 2 J. 0. Foxall * 0 Bank Stock Purchase Plan Wife As trustee 6666- 7-68 7-68 7-68 7-68 2 2 2 Tyler B. Green 0 Bank Stock Purchase Plan 6- 7-68 6- 7-68 2 Harold C. Hull 0 Bank Stock Purchase Plan 6- 7-68 6- 7-68 2 Henry Z. Lipscomb, Jr. D 6- 7-68 72 552 Morris Moughon D 6- 7-68 240 1,840 Stirton Oman D 6- 7-68 382 2,924 Stirton Oman, Jr. D 6- 7-68 58 442 305 0D Edward Potter, Jr. Bank Stock Purchase Plan 6- 7-68 6- 7-68 2 0 C. D. Rippy Bank Stock Purchase Plan 6- 7-68 6- 7-68 2 Duke J. Rose D 6- 7-68 G. M. Trammel, Jr. Family D 6- 7-68 6- 7-68 Albert Werthan D 29 2 851 191 224 18 2,604 156 35 1,186 199 61 14,045 177 88 67,858 399 23 728 214 1,919 9,011 155 2 1,260 360 71 56 226 2 * Amended Report 31 420 6- 7-68 6- 7-68 Wife As trustee 11 175 0D Louie M. Phillips Bank Stock Purchase Plan 6- 7-68 6-19-68 6- 7-68 6- 7-68 75 50 377 144 144 1,104 1,096 365 609 2 2 116 120 2,192 891 926 -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCE UNION BANK (cont'd) Bernard Werthan Wife As trustee D David K. Wilson Family D Randolph C. Wood D 6- 7-68 6- 7-68 6- 7-68 2 2 6- 7-68 6- 7-68 2 202 3,115 1,681 1,549 617 1,050 4,726 8,040 6- 7-68 441 3,375 0 7-17-68 226 774 330 L. Earl James Joint with wife Family D 6- 7-68 Stephen B. Maher Joint D 7-30-68 7-30-68 58 139 1,030 2,468 D 5-17-68 94 2,643 230 D 5-29-68 200 400 0 7-29-68 510 2,000 406 219 THE FARMERS SAVINGS AND TRUST COMPANY (Mansfield. Oh: °) George J. Freund, Jr. Wife FIDELITY BANK (Beverly Hills California) 155 5,323 551 520 FIRST BANK OF COLONIA (New Jersey) Samuel Kuna * Family * Amended Report THE FIFTH THIRD UNION TRUST COMPANY (Cincinnati, Ohio) Richard E. Wagner FIRST BANK AND TRUST COMPANY OF HAMPDEN COUNTY (Springfield, Mass.) (Formerly Safe Deposit Bank and Trust Company) Herbert P. Almgren -7- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP FIRST BANK AND TRUST COMPANY OF HAMPDEN COUNTY (cont'd! A. Ashley Carroll Lorac Company D Donald W. Fletcher 0 Gerald N. Hakes 0 55 131 1,000 500 7-29-68 100 3,694 7-28-68 7-29-68 10 100 229 6- 5-68 6-11-68 100 100 18,126 4-25-68 7-29-68 2 FIRST TRUST AND DEPOSIT COMPANY (Syracuse, New York) Frederick K. Kilian D George W. Lee Wife D Donald M. Mawhinney * D Chris J. Witting Joint 6-19-68 670 6,584 916 506 94 11,337 3,400 200 900 3 D 6-14-68 6-14-68 2 6-19-68 100 * Amended Report HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois) 2 Stanley G. Harris B 6-13-68 Stanley G. Harris, Jr. As trustee OD 6-13-68 6-13-68 6-24-68 95 285 6-28-68 7- 3-68 200 56 1,056 7- 1-68 7- 8-68 2,264 2,683 522,815 1,425 294,824 5,085 9 19,942 THE LOUISVILLE TRUST COMPANY (Kentucky) Fred Pfeiffer, Jr. D MANUFACTURERS HANOVER TRUST COMPANY (New York City) Employees' Profit Sharing Plan -8- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND j OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP MARINE BANK AND TRUST COMPANY ’ (Tampa. Florida) Carl David Brorein D 6- 3-68 562 125 12 2 J. H. Williams, Jr. Wife J. H. Williams Oil Co. Profit Sharing Plan D 100 7-18-68 569 2 112 2 270 MERCHANTS BANK OF NEW YORK (New York City) Spencer B. Witty Wife D Andrew Ziegeler Wife OD 7-25-68 214 2,482 749 52 462 94 2 7-12-68 2 MORGAN GUARANTY TRUST COMPAN' OF NEW YORK (New York City) Deferred Profit Sharing Plan 7- 1-68 7-12-68 640 1,000 D D 32,467 THE NORTHERN TRUST COMPANY (Chicago, Illinois) Edward Byron Smith Co-trustee Revocable Trust Family OD Solomon Byron Smith Co-trustee Revocable trust Family OD 7-10-68 7-10-68 7-10-68 7-10-68 712 * 712 2,848 50 5,787 21,023 3,826 712 * 712 2,848 50 6,403 21,735 2,190 2 2 3 2 2 3 * Transfer from indirect to direct ownership OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich. Richard M. Gillett 0 7-23-68 116 4,635 -9- ¥ s > 50 w BANK CO > K q o REPORTING PERSON Z cn SC M »TJ INDIRECT ACCOUNT T z > m z DATE OF TRANSACTION w H •■a w O co 25 Z CO ^ z AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP r ° PEOPLES TRUST COMPANY OF BERGEN COUNTY (Hackensack,N.. r.) Howard C. Harder D 7-17-68 Alexander T. -Smith 0 7-26-68 0 7-23-68 D 7-15-68 80 200 200 168 PEOPLES UNION BANK AND TRUST COMPANY (McKeesport, Pa.) Roy R. Vaughan 50 400 150 1,000 208 RHODE ISLAND HOSPITAL TRUST COMPANY (Providence) Frederick Lippitt 2 ST. JOSEPH VALLEY BANK (Elkhart, Indiana) Terrence D. Brennan OD 6-21-68 300 561 Charles E. Lienhart 0 6-21-68 300 907 6- 6-68 6- 7-68 18 78 50,541 D 6-24-68 55 300 D 7- 3-68 7- 5-68 7-23-68 144 50 126 2,660 SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Savings and Profit Sharing B Retirement Fund SOUTHERN ARIZONA BANK AND TRUST COMPANY (Tucson) Louis Escalada SOUTHWEST BANK OF ST. LOUIS (Missouri) Leopold Oldani - BANK REPORTING PERSON p Mo tr* > H M o S3 C/3 nc M INDIRECT ACCOUNT 10- H w 50 C/3 W > w q M H *TJ m _ o DATE OF § > TRANSACTION W S3 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP STATE BANK OF ALBANY (N.Y.) Peter D. Kiernan Wife Agar Development Corp. D Robert H. McCarthy D 1,500 278 3,150 2,550 6-20-68 7-12-68 65 75 26,550 7-18-68 350 2,000 6-27-68 200 15,096 130,563 7-15-68 7-15-68 40 75 2,750 300 7- 3-68 2 2 THE TOLEDO TRUST COMPANY I0hi£)__________________ Howard P. DeVilbiss D TRADE BANK AND TRUST COMPANY (New York City) Ira Guilden B THE TRUST COMPANY OF NEW JERSEY (Jersey City) Otto F. Weinert, Jr, Family OD 2 UNION COMMERCE BANK (Cleveland, Ohio) Joseph B. Roberts 0 7-12-68 50 50 D 6-21-68 50 546 0 June 68 54 385 0 6-20-68 THE UNION AND NEW HAVEN TRUST COMPANY (Connecticut) Morris Tyler UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Helmut Andresen 3 WACHOVIA BANK AND TRUST COMPANY (Winston-Salem. N.C. Meade H. Willis, Jr. * 368 2 * Amended Report 17,364 39,491 - INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK 11- AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP WELLS FARGO BANK (San Francisco, California) Leonard K. Firestone D 7-11-68 50 100
@FedFRASER