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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Summary o£ Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 December 1968. EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales ag8 reSat*-nS less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer MDn - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "I" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. M3M - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. M5M - Same as ,,4," except that reporter disclaims any admission that he is the beneficial owner of the securities. TRANSACTIONS AND MONTH-END OWNERSHIP Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from December 11, 1968 to January 10, 1969 IMPORTANT - See Guide to Symbols on preceding page. REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP BANK OF DEARBORN (Michigan) Frank B. Holbrook D 1 2 - 5-68 Jo Ralph Wagner OD 12- 5-68 410 9 510 410 1,097 3 10 0 166 51 2 BANK OF DELAWARE (Wilmingtc n) Eugene R. Perry JTWROS D 9-24-68 THE BANK OF WOOD COUNTY COMPANY (Bowling Green, Ohi °) William F. Schmeltz Wife Family D Paul V. Rockwell Wife OD 4-29-68 3 3 450 351 44 61 5-11-68 200 3 2,800 231 BEAVER TRUST COMPANY (Pa.) Stewart P, McConnel D 8 -1 2 - 6 8 10 0 1,195 573 300 450 100 125 150 303 2 THE CENTRAL TRUST COMPANY (Cincinnati, Ohio) Oliver W. Birckhead Charles W, McBride Earl J. Raible Member of household OD Jr, 4- 1-68 0 12-17-68 0 12-17-68 X 3 100 -2- i.u INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON relationship BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CHEMICAL BANK NEW YORK TRUST COMPANY (New York Citv) Harvey A. Basham, Jre 0 12-13-68 X 1 ,2 0 0 1,350 George Wo Cox, Jrc 0 1 2 - 5-68 X 1,800 1,800 Robert Lee Cushing * 0 1 2 - 3-68 X 1,500 2 ,0 0 0 Donald Co Patterson 0 1 2 -1 1 - 6 8 1,800 2,090 John Go Riddell * 0 12- 6-68 X 1,950 1,950 Keith Mo Urmy 0 12- 6-68 X 3,500 4,400 9- 9-68 2 2 250 16,000 641 8,983 840 ** * Amended Report ** In addition the above perse>n continues to own $3,600 of 5% convertible capital note S o CITIZENS COMMERCIAL & SAVINGS 1 BANK (Flint, Michigan) J. R. Burroughs Wife Trusts OD David To Dort D 11-29-68 400 Lyle So Knopf Joint with wife D 1 2 -1 1 - 6 8 94 539 55 THE COLONIAL BANK AND TRUST COMPANY (Waterbury, Conn.) Sherman R. Buell 0 12- 9-68 * 271% 2 A Edwards Danforth 0 David S. Hart D Robert No Whittemore Corporation Wife 12- 9-68 * 270 270 332 140 12- 6-68 2 50 12- 6-68 2 2 * 720 200 D * Acquired in merger with Litchfield County National Baiik 1,261% 26 28,390 30 -3- iri> po - i r P> MH BANK M o z REPORTING PERSON INDIRECT ACCOUNT c/a wX *T3 DATE OF TRANSACTION 25 c/a > o M H ■■d M c /a X O C/a 2 2 35 W !> Z AGGREGATE ..TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP COMMERCE UNION BANK (Nashville, Tennessee) Morris Moughon D 1 1 - 4-68 Edward G. Nelson D 6 - 7-68 5,160 44 * 9-11-68 1 1 -2 0 - 6 8 Edward Potter, Jr. Stock Purchase Plan OD 1 1 - 4-68 11- 1-68 7,000 8 ,0 0 0 160 * 8,204 915 2 68,673 459 11 * Acquired through Stock Purchase Plan EWING BANK AND TRUST COMPANY (Trenton, New Jersey) Robert David Carr OD 11- 25-68 1 ,0 0 0 1220-68 1 2 -2 0 - 6 8 Wife 360 35,360 10 1 ,0 1 0 2 ,0 0 0 2,107 FIDELITY BANK (Beverly Hills, California) Robert F. Driver D 11-26-68 0 1 1 -2 1 - 6 8 1 1 -2 2 - 6 8 THE FIFTH THIRD UNION TRUST COMPANY (Cincinnati, Ohio) Glenn A. Biggs 50 10 0 2 James A. Markley, Jr. Wife 0 Donald G. Pepper 0 0 12- 5-68 X 726 1 100 168 55 12-26-68 300 300 11- 1-68 1 1 -1 2 - 6 8 1 ,0 0 0 100 3,100 2 FIRST BANK AND TRUST COMPANY OF HAMPDEN COUNTY (Springfield, Massachusetts.] Herbert P. Almgren -4- W ss " i fc H •x* ca BANK »T3 M REPORTING PERSON DATE C/5 § OF 2* TRANSACTION 03 53 2 * INDIRECT ACCOUNT AGGREGATE ______ TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE FIRST PENNSYLVANIA BANKIIG AND TRUST COMPANY (Philadelphia Employees 1 Profit-Sharing Plan 10-16-68 1017-68 11- 81 30 1-68 60 11,188 12- 20-68 100 4,773 12-26-68 75 500 7-11-68 50 100 FIRST TRUST & DEPOSIT COMPANY (Syracuse, New York)_______ William P 0 Tolley GIRARD TRUST BANK (Philadelphia, Pennsylvania) George H. Brown, Jrc OD Randall E. Copeland D HANCOCK BANK AND TRUST COMPA1|Y (Quincy, Massachusetts) Jo Brooks Robbie * Sheppard Investors, Inc« 2,171 11- 20-68 2 11- 22-68 2 2,727 702 2,727 ** 702 ** 4,059 55 5 5,005 19,958 * Amended Report ** Transferred to a nominee Dunlap & Co® HARRIS TRUST AND SAVINGS BANK (Chicago, Illinois) Stanley Go Harris, Jr„ * As trustee OD 12-19-68 12-10-68 * In addition the above perse continues to own $50,000 o 5% convertible capital not^s THE HARTER BANK AND TRUST COMPANY (Canton, Ohio) 5k% Convertible Capital Notes Sara S« (Stolberg) Bartolet 0 * In addition the above persejn continues to own previous reported shares or common jJto4 k 12-24-68 $ 5,200 $ 5,200 -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwisc Acquired Sold or Otherwise Disposed of M 01fTH-END 0W1JERSHIP THE HARTER BANK AND TRUST COMPANY (continued) Convertible Capital No :es Stephen J. Cable * D 12-24-68 F $ Richard H. Davis * Wife OD 12-24-68 12-24-68 F 2F $ 2 ,0 0 0 $ 1 ,0 0 0 T. Raymond Gregory * D 12-24-68 F $ J. S. Hoover * D 12-24-68 F $ 1 ,0 0 0 $ 1 ,0 0 0 Harold H. Krider * Wife * D 12-24-68 12-24-68 F 2F $ 9,300 $ 6 ,2 0 0 $ 9,300 $ 6 ,2 0 0 V. J. Lajeunesse * D 12-24-68 F $ 6,900 $ 6,900 Richard E. Lawrence * D 12-24-68 F $ Felix N. Mansager * D 12-24-68 F $ 1 ,1 0 0 $ 1 ,1 0 0 Curtis Co Martin * Wife * OD 12-24-68 12-24-68 F 2F $ 2,500 900 $ $ 2,500 900 $ Ao No Prentice * D 12-24-68 F $ John B. Root * Family * OD 12-24-68 12-24-68 F 2F $ 8,600 $ 1,500 $ 8,600 $ 1,500 William K. Riemenschneider D Wife * 12-24-68 2F $ 2,500 -0 $ 2,500 George W. Seanor * D 12-24-68 F $ Loren E« Souers * Wife * D 12-24-68 12-24-68 . F 2F $ 5,200 600 $ John M. Tapley * 0 12-24-68 F $ 200 $ 200 R. No Thomas * 0 12-24-68 F $ 500 $ 500 Robert F. Vail * D 12-24-68 F $ 600 $ 600 * In addition the above pers<>ns continue to own previously, reported shares of common stock 700 600 700 400 500 $ 700 $ 2 ,0 0 0 $ 1 ,0 0 0 $ $ $ $ 600 700 400 500 $ 5,200 600 $ -6- 5C <Z> CO > 32 q M H TJ M BANK REPORTING PERSON DATE CO § OF TRANSACTION 2CO 2 INDIRECT ACCOUNT AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE LOUISVILLE TRUST COMPANY (Kentucky) William L. Jones 0 12-27-68 50 654 12-13-68 5,919 539,126 MANUFACTURERS HANOVER TRUST COMPANY (New York City) Employees' Profit-Sharing Plan MANUFACTURERS AND TRADERS TRUST COMPANY (Buffalo. N.Y.) Charles W. Millard, Jr. OD 12-23-68 0 3-14-68 8-14-68 1 2 - 4-68 12-31-68 100 2,564 THE MERCHANTS BANK OF NEW YORK (New York City) Bernice Ahrens Lester J. Pincus D 11- 21-68 Spencer B. Witty Wife D 11-27-68 11-27-68 D 10-24-68 50 100 50 33 887 800 2 451 350 50 3,122 799 100 2,820 THE MERRILL TRUST COMPANY (Bangor. Maine)__________ Charles C. Morris MORGAN GUARANTY TRUST COMPANf OF NEW YORK (New York City) Deferred Profit Sharing P I m 12- 1-68 D 263 31,234 NEW JERSEY BANK AND TRUST COMPANY (Clifton, New Jersey i John H. Flagg * D Flagg Foundation, Inc. * In addition the above person continues to own $6 , 0 0 0 of 5^% convertible capital notes 12-13-68 12-16-68 2 100 100 246 612 -7- PITSTj BANK REPORTING PERSON INDIRECT ACCOUNT t-* > t-H O Z cn IX M *n TTPT" Z AGGREGATE tn z PC C TRANSACTIONS KA >/3 x n M H ►X M DATE Sold or Bought or _fl o C 2 OF Otherwise Otherwise Acquired Disposed of TRANSACTION CO 2 MONTH-END OWNERSHIP OLD KENT BANK AND TRUST COMPANY (Grand Rapids, Mich. Carl H. Morgenstern D 11-18-68 50 4,041 THE OREGON BANK (Portland) Charles F e Adams Wife OD 12-27-68 Voting Trust (under instru ments dated April 1, 1967) T 2 750 9-18-68 47,295 * -0 13,375 -0 - * Termination of Voting Trus and distribution to share holders PEOPLES TRUST COMPANY OF BERGEN COUNTY (Hackensack,N., i.) Francis H. Lanahan Wife D 853 747 12-17-68 3 1 2 -2 0 - 6 8 1 2 -2 0 - 6 8 2 50 7 12-31-68 2 74 2,288 99 200 RHODE ISLAND HOSPITAL TRUST COMPANY (Providence) Co Culver Towle Minor child 0 William Wo White Trustee OD 58 10 STo JOSEPH VALLEY BANK (Elkhart, Indiana) J. Robert Wiley D 11-15-68 100 200 D 10-14-68 1 0 -2 2 - 6 8 10-29-68 200 200 100 1,183 SEATTLE TRUST AND SAVINGS BANK (Washington) John H. Davis - INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK 8- AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP SOUTHERN BANK AND TRUST COMPANY (Richmond. Virginia) Frank W. Heindl Wife Elam and Funsten Sulgrave Corpe D 12-13-68 1 ,0 0 0 2,397 200 385 100 J. Garland Hening, Jr. DB Wife Charitable trust agreeme It 12- 9-68 400 2 25,647 3,315 994 STATE STREET BANK AND TRUST COMPANY (Boston, Massachuset ;s) John T. G. Nichols OD 1 2 -2 0 - 6 8 10 0 205 John J. Wilson D 1 0 -1 0 - 6 8 500 2,075 0 9- 9-68 11-26-68 F 50 60 TEXAS BANK AND TRUST COMPANY OF DALLAS Ted R. Alexander 10 R. W. Baxter D 11-26-68 F 22 1 1,322 John S. Brown D 11-26-68 F 1,420 8,523 Maxwell Clampitt D 11-26-68 11-26-68 F 2F 40 73 240 451 George W. Cramer 0 11-26-68 11-26-68 F 2F 2B 98 27 85 588 170 P. B. Garrett OD 11-26-68 F 180 1,080 J. M. Haggar, Jr. D 11-26-68 11-26-68 F 2F 163 63 977 2 100 375 360 John R. Hill, Jr. D 11-26-68 F 60 Ray E. Hubbard D 11-26-68 11-26-68 F 50 300 2F 2,248 300 -9- "OT5 g M Z pc in to > > t—4 o 2: H BANK REPORTING PERSON in EC M INDIRECT ACCOUNT ec AGGREGATE TRANSACTIONS n W H TJ M DATE 2 to si OF r ?> TRANSACTION 03 2 Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TEXAS BANK AND TRUST COMPANY OF DALLAS Oscar C. Lindemann 0 11-26-68 F 1,187 7,122 Justin S. McCarty D 11-26-68 F 740 7,338 Henry S. Miller, Jr, D 11-26-68 F 500 3,000 Clint W. Murchison, Jr, M 11-26-68 F 66 396 William F. Neale, Jr, D •11-26-68 2F 271 105 1,321 11-26-68 2F 516 1,566 2,565 W. To Overton D R. I, Payne D 11-26-68 F 136 818 Roland L. Pelt D 11-26-68 F 339 2,035 Ernest E. Senft 0 11-26-68 F 100 600 Clyde Skeen D 11-26-68 F 660 3,962 Denys R, Slater, Sr. D 11-26-68 F 2 140 445 139 Jere W. Thompson D 11-26-68 F 80 480 William E. Weatherford D 11-26-68 F 542 3,255 John S. Williamson, Sr, D 11-26-68 F 140 841 11- 8-68 2 127 15,096 133,868 12- 2-68 12- 6-68 2 TRADE BANK AND TRUST COMPANY (New York City) Ira Guilden Controlled Corporations B THE TRUST COMPANY OF NEW JERSEY (Jersey City) George Behrens D 500 500 7,213 1,437 -10- REPORTING PERSON INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL BANK RELATIONSHIP 1 AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE UNION COMMERCE BANK (Cleveland, Ohio) James M. Carney D Family Westwood Estates, Inc. West Valley Realty Coc Manufacturing Sites, Inc 0 13811 Enterprise, Inc. Bell Building, Inc. 1212121212- 2-68 2-68 2-68 2-68 2-68 2 2 2 2 2 2 5,000 1,745 500 200 100 20 0 20 0 100 200 1 ,2 0 0 300 300 UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) George W. Bauer C. H. Winans Co. OD Raymond W. Bauer 0 12-27-68 12-27-68 12-31-68 C. H. Winans Co. Trustee of Estate Trust Wife Robert J. Bauer 600 4 8 ,8 8 6 100 300 13,774 13,152 1,728 885 3,864 300 12,700 13,152 1,728 5 5 3 3 D 100 12-27-68 12-27-68 C. H. Winans, Co. Estate of Ada W. Bauer Trusts Electrical Installations Inc. Wife Son 42,408 5 5 3 2 ,8 8 6 10,125 318 3 3 3 2 ,1 1 2 UNITED STATES TRUST COMPANY (Boston, Massachusetts) Alfred H. Dolben As trustee Somerset Savings Bank Alan R. Morse Co-trustee Foundation Wife D 1,575 300 75 8-14-68 6 ,0 0 0 2 3DB 245 12-24-68 2 2 3 245 3,034 49,874 2 0 ,2 2 2 800 -11- ¥ TT JX3 m tr* > H O Z BANK REPORTING PERSON CO M INDIRECT ACCOUNT § i p o CO CO > X o M H na M O co z DATE OF ps. TRANSACTION 55 z o o r* AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP UNITED STATES TRUST COMPANY (Continued)________________ John Morse Son Wife Co-trustee Foundation DDB 12- 10-68 12- 20-68 3 3G 200 2 2 200 200 990 200 2,100 49,874 20,222 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) John T. Pratt, Jr. Wife T 12- 12-68 400 3 10,400 3,000
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