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G.16 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C. 20551 Sunmary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 August 1968 EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8 , "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The under lying reports may be inspected at the Federal Deposit Insurance Corporation Building, 550 17th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate.the nature of the transactions, if other than a pur chase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols"■below). GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate Interpretation of the data reported RELATIONSHIP "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER OF TRANSACTION No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE OF OWNERSHIP No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3 " - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5 " - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. TRANSACTIONS A N D M O N T H - E N D O WNERSHIP Reports included in this summary were filed w ith the Board of Governors of the Federal Reserve Sy stem during the period from August 11, 1968 to September 10, 1968 IMPORTANT - See Guide INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK to Symbols on preceding page. AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP ANN ARBOR BANK (Michigan) Paul R 0 Kempf D 8-12-68 B 6-18-68 6-19-68 6-27-68 8- 6-68 8-19-68 8-20-68 8-30-68 240 2,000 BANK OF THE COMMONWEALTH (Detroit, Michigan) BOC Investment Company* 13,146 50 120 15,000 1,750 100 900 450,062 Leo Go Lapham 0 8-22-68 X 225 2,984 Jackson W c Smart, Jr. 0 8-21-68 X 675 3,375 8- 7-68 2 140 210 140 7-24-68 2 125 729 3,107 7-24-68 2 125 163 3,645 100 150 * Amended Report BANK OF DELAWARE (Wilmingtc >n) Harold W. Clift Wife D BEAVER TRUST COMPANY (Pennsylvania) Fred C« Cook Co-trustee OD Frederic L* Cook Co-trustee D BROADWAY BANK AND TRUST COMPANY (Paterson, No J.) Carnie P„ Bragg D 8-28-68 -2- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON ;RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP CAMDEN TRUST COMPANY (New Jersey) Boyd Morris D July 68 8- 8-68 8-29-68 341 100 100 6-21-68 6-21-68 6-21-68 6-21-68 6-21-68 7,443 510 2,363 100 20,500 100 -0-0-0-0- 13,488 581 Wife THE CENTRAL BANK AND TRUST COMPANY (Denver, Colorado) Max G o Brooks * JTWROS OD Employees* Purchase Plan Estate of Elwood M 0 Brool :s 2 * Amended Report CHEMICAL BANK NEW YORK TRUST COMPANY (New York City) Common Charles B, Love 0 8- 5-68 100 10 Howard W e McCall, Jrc OD 8-16-68 300 1,700 Joseph A. McFadden 0 8-20-68 200 100 Arthur P, Ringler 0 8-20-68 150 -0- 57o Convertible Capital Note:s D Henry U e Harris * 7-26-68 F $ 6,800 $ 6,800 Harold H c Helm * Family D 7-29-68 7-29-68 F F3 $26,000 $ 600 $26,000 $ 600 Herbert W. Nannen * 0 7-29-68 F $ 300 $ 300 D 7-25-68 F $ 600 $ 600 July 68 F2 $ 3,600 Jo Wilson Newman * Keith M o Urmay * Wife 0 In addition, each of thes< i persons continue to own previously reported share* i of common stock® * -0$ 3,600 - INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK 3- AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP. CITIZENS BANK OF SHEBOYGAN (Wisconsin) Francis K« Bemis D 8- 6-68 100 1,475 Marvin H0 Busse D 8- 6-68 75 1,033 Mo Ho Gibson OD 8- 5-68 100 4,260 Dayton F c Pauls OD 8- 6-68 100 7,143 D 7-19-68 7-19-68 75 75 275 275 50 700 4,500 CITY TRUST COMPANY (Bridgeport, Connecticut) Edward E c Harrison William Co Keator D 2 8- 8-68 8-22-68 THE COLONIAL BANK AND TRUST COMPANY (Waterbury, Conn.) David So Hart D 8-23-68 100 232 35 2 COMMERCE UNION BANK (Nashville s Tennessee) William F. Earthman, Jr. 0 Bank Stock Purchase Plan Family 7- 1-68 7-24-68 J. Oo Foxall 0 Bank Stock Purchase Plan Wife As trustee 7- 5-68 7- 8-68 Edward Potter, Jr. OD Bank Stock Purchase Plan 7-24-68 7- 1-68 2 2 15 100 2 2 2 9 2 19 2 2 52 1,260 375 171 164 687 200 224 18 100 67,758 418 COMMERCIAL TRUST COMPANY OF NEW JERSEY (Jersey City) Robert J. Boyle Family As trustee D 8-19-68 5,595 326 7,678 -4- BANK REPORTING PERSON s > •-3 o z cn M INDIRECT ACCOUNT ~OTT' w z po zn CO > pc 0 M H ^ M DATE r O CO Z OF TRANSACTION Z 03 Z AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP THE COUNTY TRUST COMPANY (White Plains, New York) Ray Ho dePasquale D Employees' Profit Sharing Plan 7- 1-68 7- 2-68 7-12-68 500 300 300 1-31-68 7-31-68 7-31-68 D D 6-13-68 8- 5-68 8- 5-68 3,300 2,561 2,446 13,295 108,045 X 100 200 2 75 100 800 100 61 2,698 1,444 75 802 THE FIDELITY BANK (Philadelphia, Pennsylvania) H. Woodward McDowell 0 FIRST BANK AND TRUST COMPANY OF HAMPDEN COUNTY (Springfie! d, Mass.) (Formerly Safe Deposit Bank and Trust Company) Donald R c Taber D FIRST TRUST AND DEPOSIT COMPANY (Syracuse, New York) To Frank Dolan, Jr0 Wife D 7-29-68 3 HEMPSTEAD BAliK (New York) Harry T. Newlands 0 7-22-68 Robert K. Niddrie D 7-26-68 7-12-68 7-22-68 100 2 2 2 10 40 2,129 1,837 290 MANCHESTER BANK OF ST. LOUIS (Missouri) Thomas B. Donahue D 7-11-68 198 499 William M. Harlan, Jr. D 8- 9-68 104 2,856 -5- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP MANUFACTURERS HANOVER TRUST COMPANY (New York City) Employees 1 Profit-Sharing Plan 8- 6-68 8- 8-68 8- 9-68 8-12-68 1,200 600 300 556 6,043 519,428 MERCHANTS BANK OF NEW YORK (New York City) Spencer B, Witty Wife D 8-23-68 100 2,582 749 2 MORGAN GUARANTY TRUST COMPANY ’ OF NEW YORK (New York City) Deferred Profit Sharing PI* n 8- 1-68 D 415 32,052 MOUNTAIN TRUST BANK (Roanoke, Virginia) Thomas P„ Parsley OD Cardinal Insurance Agency Inco 4,200 8-19-68 2 1= 3-68 4-26-68 6- 7-68 7-15-68 G 100 1,000 THE NORTH FORK BANK AND TRUSl COMPANY (Mattituck, New York' Robert R„ Brown D S S 50 52 22 552 1,104 114 239 69 31 250 31 100 592 THE OHIO CITIZENS TRUST COMP/ NY (Toledo, Ohio) Willis Fo Day, III D 8- 1-68 John R 0 Markey Family D 8- 1-68 8- 1-68 2 OLD KENT BANK AND TRUST COMPA NY (Grand Rapids, Michigan) Philip Wo Buchen D 8- 2-68 -6- INDIRECT ACCOUNT DATE OF TRANSACTION TRANSACTION AND OWNERSHIP SYMBOL REPORTING PERSON RELATIONSHIP BANK AGGREGATE TRANSACTIONS Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP OLD KENT BANK AND TRUST COMPANY (Continued) L 0 V. Chamberlin, Jr, D 7-16-68 100 629 OD 5-28-68 7- 9-68 100 200 3,375 7- 9-68 400 6,056 7-11-68 7-18-68 7-22-68 7-26-68 165 50 200 50 51,006 ST. JOSEPH VALLEY BANK (Elkhart, Indiana) Lewis So Armstrong Max K 0 Walker D SEARS BANK AND TRUST COMPANY (Chicago, Illinois) Savings and Profit Sharing Retirement Fund B SEATTLE TRUST AND SAVINGS BANK (Washington) K. Winslow OD July 68 D 5-22-68 6- 5-68 350 7,078 TEXAS BANK AND TRUST COMPANY OF DALLAS Clyde Skeen 1,500 1,000 3,302 TOWER GROVE BANK AND TRUST COMPANY (St, Louis, Moe) Robert C c Newman D John Mo Wolff D * Amended Report 7-16-68 10- 3-67 1-12-68 * 2-29-68 * 3-29-68 4-19-68 7-15-68 120 S 123 1 2,925 100 100 50 344 210 2,045 - 7- TT 1 > BANK 53 CO CO > H REPORTING PERSON o 2! cn EC M INDIRECT ACCOUNT n M H ■C M AGGREGATE TRANSACTIONS ec DATE _ o CO 2S OF 8j^ TRANSACTION Bought or Otherwise Acquired Sold or Otherwise Disposed of MONTH-END OWNERSHIP TRADE BANK AND TRUST COMPANY (New York City) Ira Guilden B 15,096 7- 1-68 7- 2-68 7-23-68 7-26-68 508 54 249 34 131,408 0 8-15-68 200 200 0 5- 6-68 6- 7-68 100 THE TRUST COMPANY OF NEW JERSEY (Jersey City) Edward G. Davin, III THE UNION COMMERCE BANK (Cleveland, Ohio) C. No Holt May-Fran Manufacturing CoQ B August 68 John K. Thompson D 8- 5-68 D 7- 5-68 100 266,667 300 266,667 2,948 3,052 UNION COUNTY TRUST COMPANY (Elizabeth, New Jersey) Philip J. Levin 112 43,473 54 84 393 3 UNITED STATES TRUST COMPANY OF NEW YORK (New York City) Russell Ho Johnson Stock Fund Family 0 July 68 3 3 WARREN BANK (Michigan) Robert Rizk, Drc D 7-20-68 100 400 D 7-16-68 88 300 WELLS FARGO BANK (San Francisco, California) Allan Sproul * * In addition, the above person owns $600 of 3<>25% Convertible Capital Notes
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