Author: United States. Securities and Exchange Commission
Sort by: Date / Title Showing Items: 1 - 4 of 4Memorandum to the Informal Committee on Capital Funds
Description:
Includes report of meeting held by Committee on May 12, 1942, memorandum regarding sales of Investment Trust Securities, and charts regarding investment companies effectively registered and not effectively registered under the Securities Act of 1933.
Date:
1942/05/21,
Citation:
McCormick, Edward T. and United States. Securities and Exchange Commission, 1942, Memorandum to the Informal Committee on Capital Funds, from The Marriner S. Eccles Document Collection, accessed May 22, 2013 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/049_18_0003.pdf
Authors:
Report of the Joint Treasury - SEC - Federal Reserve Board Study of the Government-Related Securities Markets
Description:
A study of the government-related securities markets was prepared by the Department of the Treasury, the Federal Reserve System and the Securities and Exchange Commission (SEC) pursuant to a request by Senator Harrison A. Williams, Jr., Chairman of the Subcommittee on Housing and Urban Affairs, for information and advice on problems arising in these markets, particularly in the forward market for mortgage-backed securities guaranteed by the Government National Mortgage Association.
Digitized by Internet Archive in cooperation with the U.S. Department of the Treasury, Treasury Library.
SUDOC:
Y 4.B 22/3:T 71/5
OCLC:
7568590
Citation:
United States. Securities and Exchange Commission, United States. Dept. of the Treasury and Board of Governors of the Federal Reserve System (U.S.), ([year]), Report of the Joint Treasury - SEC - Federal Reserve Board Study of the Government-Related Securities Markets, [issue title/date], accessed May 22, 2013 from FRASER, http://fraser.stlouisfed.org/docs/publications/govsec/govsec3_tsecfrs_198012.pdf
Authors:
- United States. Securities and Exchange Commission
- United States. Dept. of the Treasury
- Board of Governors of the Federal Reserve System (U.S.)
Topics:
Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees
Description:
Part VI, Section IV: Conclusions and Recommendations. Also includes an excerpt from General Hugh S. Johnson's column, "One Man's Opinion."
Date:
1935/xx/xx,
Citation:
United States. Securities and Exchange Commission, 1935, Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees, from The Marriner S. Eccles Document Collection, accessed May 22, 2013 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/007_08_0003.pdf
Authors:
[Press Release] Securities Exchange Act of 1934, Release No. 2718
Description:
Amended Order for Hearing and Supplemental Amended Order for Hearing issued regarding whether the registration of Transamerica Corporation capital stock should be suspended or withdrawn
Date:
1940/12/20,
Citation:
Brassor, Francis P. and United States. Securities and Exchange Commission, 1940, [Press Release] Securities Exchange Act of 1934, Release No. 2718, from The Marriner S. Eccles Document Collection, accessed May 22, 2013 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/020_03_0043.pdf
Authors: