Author: McCormick, Edward T.

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Memorandum to the Informal Committee on Capital Funds

Memorandum to the Informal Committee on Capital Funds


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Description:
Includes report of meeting held by Committee on May 12, 1942, memorandum regarding sales of Investment Trust Securities, and charts regarding investment companies effectively registered and not effectively registered under the Securities Act of 1933.

Date:
1942/05/21,

Collection:
The Marriner S. Eccles Document Collection

Citation:
McCormick, Edward T. and United States. Securities and Exchange Commission, 1942, Memorandum to the Informal Committee on Capital Funds, from The Marriner S. Eccles Document Collection, accessed Sep 19, 2014 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/049_18_0003.pdf

Authors:

Date: 1942
Authors: McCormick, Edward T., United States. Securities and Exchange Commission

Outcome of Section 8 Proceedings Instituted by Commission

Outcome of Section 8 Proceedings Instituted by Commission


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Description:
Charts: Outcome of Section 8 Proceedings Instituted by Commission, Investment Companies Involved in Section 8 Proceedings, Investment Companies Involved in Injunctions. Includes memorandum to Chairman Purcell regarding Investment Trust Securities.

Date:
1942/xx/xx,

Collection:
The Marriner S. Eccles Document Collection

Citation:
McCormick, Edward T., 1942, Outcome of Section 8 Proceedings Instituted by Commission, from The Marriner S. Eccles Document Collection, accessed Sep 19, 2014 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/049_18_0004.pdf

Authors:

Date: 1942
Authors: McCormick, Edward T.