Author: McCormick, Edward T.Sort by: Date / Title Showing Items: 1 - 2 of 2
Includes report of meeting held by Committee on May 12, 1942, memorandum regarding sales of Investment Trust Securities, and charts regarding investment companies effectively registered and not effectively registered under the Securities Act of 1933.
McCormick, Edward T. and United States. Securities and Exchange Commission, 1942, Memorandum to the Informal Committee on Capital Funds, from The Marriner S. Eccles Document Collection, accessed May 22, 2013 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/049_18_0003.pdf
Charts: Outcome of Section 8 Proceedings Instituted by Commission, Investment Companies Involved in Section 8 Proceedings, Investment Companies Involved in Injunctions. Includes memorandum to Chairman Purcell regarding Investment Trust Securities.
McCormick, Edward T., 1942, Outcome of Section 8 Proceedings Instituted by Commission, from The Marriner S. Eccles Document Collection, accessed May 22, 2013 from FRASER, http://fraser.stlouisfed.org/docs/historical/eccles/049_18_0004.pdf